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      <title>For a Neo-Legitimist International Law</title>
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            Dr. Ford's article arguing for a "neo-legitimist" approach to international law and law-making was published in Missouri State University's journal
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            Defense &amp;amp; Strategic Studies Online
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            (DASSO) in April 2026.  You can find DASSO's webpage
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    &lt;a href="https://dss.missouristate.edu/papers.htm" target="_blank"&gt;&#xD;
      
           here
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            , and an online copy of Dr. Ford's article
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           here
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            -- or use the button below to download a PDF.
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      <pubDate>Thu, 23 Apr 2026 08:14:48 GMT</pubDate>
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    <item>
      <title>Arms Control Typologies and Dynamics</title>
      <link>http://www.newparadigmsforum.com/arms-control-typologies-and-dynamics</link>
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           Below is the essay of Dr. Ford's that 
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           INHR
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            published on April 10, 2026. The essay can be found on the INHR website 
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           here
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           , or read the text below.
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            The last few years have not been good ones for arms control. 
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           Russian arms control violations
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           , for instance, led to the collapse of both the 
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           Intermediate-range Nuclear Forces (INF) Treaty
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            and the 
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           Open Skies Treaty
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            (OST), and multiple instances have also surfaced of Russian violations of the 
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           Chemical Weapons Convention
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            (CWC), the 
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           Biological and Toxin Weapons Convention
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            (BTWC), and even some provisions of 
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           New
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           START
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           , the last remaining strategic arms control treaty between Washington and Moscow. 
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           Notwithstanding their ostensible policy moratoria on nuclear weapons testing, moreover, both 
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           Russia
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            and 
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    &lt;a href="https://www.state.gov/releases/under-secretary-for-arms-control-and-international-security-affairs/2026/02/statement-to-the-conference-on-disarmament" target="_blank"&gt;&#xD;
      
           China
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           have been revealed to have been conducting secret small-scale nuclear explosive tests notwithstanding their ostensible support of the 
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           Comprehensive Test Ban Treaty
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           , while Russia is 
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           developing a space-based nuclear weapons system
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           prohibited by the 
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           Outer Space Treaty
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           .  With New START’s expiration in February of 2026, moreover, not a single strategic arms agreement remains in force, and despite U.S. efforts 
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           dating back at least to 2019
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            to get Russia and China to the table to develop a trilateral “
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           next-generation
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           ” new arms control framework, there seems little prospect of a new agreement being negotiated any time soon. 
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           To the contrary, China still shows no interest in any form of arms control at all, and is engaged in a massive nuclear build-up that involves not only the construction of 
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           hundreds of new Intercontinental Ballistic Missile (ICBM) silos
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           , but also an 
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           expansion of its nuclear weapons “pit” production facilities
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           .  China, in fact, is building at a pace that will give Beijing 
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           strategic parity in operationally-deployed nuclear weapons at around New START treaty levels by 2035
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           .  Meanwhile, Russia continues to expand the arsenal of theater-range nuclear systems it amassed in part by refusing to honor its arms reduction promises under the 
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           Presidential Nuclear Initiatives (PNIs) of 1991-92
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            and by violating the INF Treaty.  In response, the Washington expert policy community has now long since come to 
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           coalesce around the idea that our current deterrent force is inadequate
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           , and that as a result of our current “
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           two-peer” nuclear deterrence problem
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           , the United States now needs – at the very least – to 
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           upload additional nuclear weapons
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            onto its existing strategic deliver systems. 
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           Nevertheless, hope in the arms control and disarmament community seems to spring eternal, and even the Second Trump Administration has 
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           said that it would like to negotiate a new arms control accord
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            .  As strategists and leaders consider what arms control arrangements (if any) might serve the interests of strategic stability without undermining or precluding what Western nations now clearly need to
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           do
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            in order to augment deterrence in the face of growing Russian and Chinese threats, this paper hopes to serve as a reference guide to the conceptual terrain.  For present purposes, I offer no specific recommendations about which of the measures discussed herein, if any, can or should be pursued today.  Nevertheless, I hope this paper will be useful in helping the reader understand the range of what has been attempted in the past and is theoretically possible.
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           I.
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           Purposes of Arms Control
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            Arms control agreements do not always do so, unfortunately, but they are at least capable of serving a variety of valuable functions in the international security environment.  A key point always to keep in mind in assessing this value, however, is that arms control is not an end in itself, but rather a
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           tool
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            by means of which to protect and advance security interests and those of international peace and security more broadly.  Arms control agreements arms control diplomacy, in other words – and arms control diplomats themselves, for that matter – must therefore always be understood to be the servants of national security and be employed in its pursuit. 
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            Arms control being thus an instrument of national policy rather than an intrinsic
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           objective
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            thereof, leaders reverse this connection at their strategic peril.  Sometimes arms control is indeed exactly what one needs, but at other times it must be refused, or perhaps – if it is in place – even abandoned.  Western leaders have invariably professed this commonsensical view, but it is not always clear that they have genuinely believed it.  The point is hence worth stressing here, for clarity. 
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           Nonetheless, when things are properly understood, it is clear that arms control agreements can, under the right circumstances, do valuable things.  It can, for instance, serve at least 10 potential purposes:
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             Prevent actual or potential strategic competitors from acquiring weapons or other military capabilities – either in terms of
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            types
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             of systems or of the
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            level
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             of armament (
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            i.e.
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            , numbers) – that would be undermine deterrence, tempt belligerent powers to aggression, or otherwise undermine strategic stability;
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            Facilitate or require transparency and the exchange of information in ways that help prevent or reduce the risk of dangerous misunderstandings, errors, accidents, or strategic miscalculations that could lead to (or exacerbate) conflict;
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      &lt;a href="applewebdata://BA7CCEC3-7D12-4FFE-9385-86036A8AEB6A#_ftn1" target="_blank"&gt;&#xD;
        
            [1]
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            Create or preserve technical or institutional communications channels between adversarial parties in crisis or conflict, thereby providing means through which relevant decisionmakers can communicate with each other to help manage escalation risks, discuss possible ways to avoid, limit, or resolve a conflict that is already in progress, or otherwise to conduct the sort of information exchanges described in point (2) above;
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             Provide verification procedures for reassuring each party to an arms control agreement that its counterparties are in fact
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            complying
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             with the deal, or at the very least for ensuring that any violations come to light as quickly as possible;
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             Set forth and provide for the implementation of agreed-upon reductions in armaments, allowing parties to an agreement to
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            reduce
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             the arsenals with which its parties threaten each other;
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             Prohibit or otherwise regulate – and hence potentially reduce the incidence of –
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            behaviors
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             by parties that might otherwise increase the risk of escalation and conflict, or perhaps (as does the 
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            Law of Armed Conflict
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              in aspiring to regulate the barbarity of warfare more generally) shape or channel behavior
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            in
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             a conflict into forms that are less likely to lead to catastrophe;
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            Help parties to an agreement limit their respective expenditures on armaments or other military systems, thereby allowing leaders to devote more money to other national policy priorities;
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             Demarcate a limited group of countries that must unavoidably be indefinitely or temporarily “permitted” to possess certain types of military capability, while prohibiting
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            others
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             from acquiring such dangerous tools;
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            Help national leaders preserve forms of armament that they deem essential to deterrence or otherwise necessary for national security, by clearly delineating permissible systems from problematic ones, and by providing a formal means (
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            e.g.
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            , in treaty text) of articulating or illustrating agreed-upon concepts for what types of system or armament levels are more (or less) destabilizing than others; or
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             Set in place agreed-upon frameworks for permitting and/or placing limits upon particular countries’ military capabilities in ways that accommodate the otherwise-destabilizing rise of “challenger powers” while yet reducing the risk that untrammeled strategic competition will lead to conflict, or in some other way set in place procedures or formalize understandings intended to reduce tensions and minimize the degree to which countries are likely to
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            wish
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             to acquire additional armaments or to war against each other.
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           II.
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           Arms Control Typologies
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            Beyond simply these ten ways to think about the
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           purposes
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            of arms control, one could also categorize arms control agreements in various ways.  I can imagine several possible relevant typologies, for instance, as follows below.
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           Bilateral vs. Multilateral
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           Agreements, for instance, could be distinguished on the basis of whether they are bilateral or multilateral (or perhaps “plurilateral”).  New START, for instance, was a bilateral agreement between the United States and the Russian Federation, whereas the 
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    &lt;a href="https://www.opcw.org/sites/default/files/documents/CWC/CWC_en.pdf" target="_blank"&gt;&#xD;
      
           Chemical Weapons Convention
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            is multilateral on a very large scale.  The 
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    &lt;a href="https://media.nti.org/documents/start_1_treaty.pdf" target="_blank"&gt;&#xD;
      
           START agreement of 1991
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             between the United States and the Soviet Union
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           began
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            as a bilateral treaty, but 
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           was subsequently multilateralized after the breakup of the USSR
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            created a number of new states that each succeeded to the limits articulated therein. 
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           Symmetric vs. Asymmetric 
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            Arms control restrictions can also be distinguished on the basis of whether they impose rules or restrictions symmetrically upon parties to the agreement or have
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           different
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            limits or rules for different parties.  Strategic arms treaties between Washington and Moscow have tended to be symmetric in terms of their basic rules, though they often nonetheless allowed the parties some flexibility in fine-tuning their specific force mix within specified overall numerical limits.  Nevertheless, the 
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    &lt;a href="https://www.digitalhistory.uh.edu/disp_textbook.cfm?smtID=3&amp;amp;psid=3995" target="_blank"&gt;&#xD;
      
           Washington Naval Treaty of 1922
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            – which set different naval tonnage limits for capital ships and aircraft carriers for the United States, Britain, France, Italy, and Japan – shows that it is also quite possible to have a treaty that imposes limits asymmetrically.
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           Legally Binding vs. “Politically” Binding
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           Treaties that are negotiated and signed by officials enjoying what are called “full powers” on behalf of their national governments, and which are thereafter formally ratified by the governments in question, become legally binding agreements under international law and are generally applied and interpreted pursuant to the 
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           Vienna Convention on the Law of Treaties
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            .  This is the stereotypical “heart” of the arms control business.  It is also possible, however, to have meaningful agreements that don’t rise to this legal standard, and that are thus merely “morally” or “politically” binding.  Most well-known arms control agreements – and, by definition, all arms control
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           treaties
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            – are the former, but examples of the latter have also occurred.  Neither the old Russo-American PNIs nor the more recent “
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           Joint Comprehensive Plan of Action” (JCPOA) Iranian nuclear deal of 2015
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            were legally binding, for example, nor even were actual signed agreementsin the formal sense at all.
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           Reciprocal vs. Unilateral
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           Arms control measures are commonly adopted on the basis of actual or applied reciprocity – that is, each side undertakes to adopt and comply with them on the understanding that the other side will too – and this is indeed the general rule.  This common practice, however, does not necessarily preclude arms control occurring merely through the articulation of unilateral measures by the parties that are, in principle, adopted entirely independently of each other.  With the PNIs and then later the strategic arms reductions subsequently codified in the 
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           Moscow Treaty of 2002
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            , for instance, both sides theoretically intended to comply
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           irrespective
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            of whether the other side did. 
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            (It might not even be too much to call it “arms control” even where a country adopts a framework of restraint both
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           unilaterally
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            and
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           alone
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           .  In 1984, after all, William van Cleave pointed out that in the Western democracies “arms are always controlled.  They are controlled and limited by traditional values, by political and budgeting processes, and by the influences of the media and public opinion.”
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    &lt;a href="applewebdata://BA7CCEC3-7D12-4FFE-9385-86036A8AEB6A#_ftn2" target="_blank"&gt;&#xD;
      
           [2]
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           )
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                       A Functional Typology
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            Perhaps more interestingly, however, one can categorize
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           types
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            of arms control agreement from a functional perspective.  In this regard, and drawing in part upon my abovementioned list of potential arms control purposes, I would suggest at least five basic categories, as follows below.  (As will be seen, these categories are not mutually exclusive, and some agreements contain elements serving fitting into more than one of them.)
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            Capability-limitation 
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            agreements that impose arms caps or reductions, or that prohibit certain types of weaponry.  This is the most stereotypically “arms control-y” type of agreement, and includes treaties such as the 
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            Strategic Arms limitation Treaty
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             (SALT I, a.k.a. the “Interim Agreement”) and 
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            Anti-Ballistic Missile (ABM) Treaty
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             of 1972, the INF Treaty, START, the Moscow Treaty, New START, the CWC, the BTWC, and the contemporary, highly aspirational 
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            Treaty on the Prohibition of Nuclear Weapons
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             (TPNW).  The 
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            Nuclear Nonproliferation Treaty
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             (NPT) can also be deemed a capability-limitation agreement to the extent that its Article II prohibits defined “non-nuclear-weapons states” from manufacturing or otherwise acquiring a nuclear explosive device. 
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            Behavioral limitation 
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             agreements that require or prohibit certain types of
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            action
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             – as opposed to certain
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            weapons systems
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             – that are deemed to be unduly dangerous because they increase escalation risks, impose problematic externalities upon third parties, or are otherwise destabilizing.  Historically, this category includes measures as diverse as the 
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      &lt;a href="https://2009-2017.state.gov/t/isn/4791.htm" target="_blank"&gt;&#xD;
        
            Incidents at Sea (INCSEA) agreement of 1972
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            , the 
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      &lt;a href="https://www.hcoc.at/" target="_blank"&gt;&#xD;
        
            Hague Code of Conduct Against Ballistic Missile Proliferation
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             (HCOC), the CTBT, and the 
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            Limited Test Ban Treaty
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            .  The NPT is also a behavioral limitation treaty to the extent that its Article I prohibits defined “nuclear weapon states” from providing nuclear weaponry to a non-nuclear weapon state or otherwise helping them to acquire it.  Also into this category would fall 
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      &lt;a href="https://history.state.gov/milestones/1921-1936/naval-conference" target="_blank"&gt;&#xD;
        
            the Four-Power Treaty of 1922
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             – in which the United States, Britain, France, and Japan agreed to consult with each other before taking action in a future crisis in East Asia – as well as the 2015 effort by a group of 
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            national experts convened by the United Nations to articulate “norms of behaviour” in cyberspace
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            such as the need to avoid cyberattack upon civilian critical infrastructure during peacetime.  (A number of countries have also been talking for years about the possibility of a 
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            code of conduct for operations in outer space
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            .)
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Communication
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             agreements that institutionalize channels of crisis communication, provide for data exchanges, or impose other dialogue and transparency measures intended to reduce the risk of dangerous misunderstanding or miscalculation.  Examples of such agreements include the original 
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            U.S.-Soviet “hotline” accord of 1962
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            , the Open Skies Treaty, the establishment of the 
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      &lt;a href="https://2009-2017.state.gov/t/avc/nrrc/" target="_blank"&gt;&#xD;
        
            Nuclear Risk Reduction Center
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      &lt;span&gt;&#xD;
        
             (NRRC) network, the 
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      &lt;a href="https://www.osce.org/fsc/74528" target="_blank"&gt;&#xD;
        
            Vienna Document
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            , and arguably also the specific data-exchange provisions of START and New START. 
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            Exclusion
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              agreements that bound the specific geographic or other physical
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            locations
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             or battlespace
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            domains
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             in which armed forces or particular weapons systems are permitted to be, or from which they are banned.  Historical examples include the 
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      &lt;a href="https://www.osce.org/sites/default/files/f/documents/4/9/14087.pdf" target="_blank"&gt;&#xD;
        
            Conventional Forces in Europe Treaty
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            , the Outer Space Treaty prohibiting the placement of nuclear weapons in space or on the Moon, the 
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      &lt;a href="https://www.gc.noaa.gov/documents/1959-Antarctic-treaty.pdf" target="_blank"&gt;&#xD;
        
            Antarctic Treaty
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             barring all military forces from that continent, regional nuclear weapon prohibition treaties such as the 
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      &lt;a href="https://2009-2017.state.gov/t/isn/4796.htm#treaty" target="_blank"&gt;&#xD;
        
            Treaty of Tlatelolco
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            , the 
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      &lt;a href="https://cil.nus.edu.sg/wp-content/uploads/2019/02/1936-Convention-Regarding-the-Regime-of-the-Straits-1.pdf" target="_blank"&gt;&#xD;
        
            Montreux Convention of 1936
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             setting certain limits on what naval forces can pass through the Dardanelles and the Bosphorus and when they can do so, and the range of geographic demilitarization accords various countries have signed over the years.
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            What scholars such as Emily Goldman
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      &lt;a href="applewebdata://BA7CCEC3-7D12-4FFE-9385-86036A8AEB6A#_ftn3" target="_blank"&gt;&#xD;
        
            [3]
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             have called “
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            political arms control
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            ” agreements that are – as I phrased it 
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      &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/NATO_Research_Paper_on_Arms_Control.pdf" target="_blank"&gt;&#xD;
        
            in an article several years ago
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              – aimed “not so much … at regulating armaments
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            per se
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            , but … [rather at] mitigat[ing] the conflicts and tensions that might encourage nations to want more such armaments.”  Into this category might fall, for instance, the 
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      &lt;a href="https://history.state.gov/milestones/1921-1936/naval-conference" target="_blank"&gt;&#xD;
        
            Nine-Power Treaty of 1922
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             , in which the signatories pledged to respect China’s territorial integrity but also to recognize Japanese dominance in Manchuria.  Indeed, the entire
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            package
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             of treaties reached at the Washington Naval Conference that year could be seen, together, as a “political arms control” framework that – for some years, at least – successfully reduced the prospect of war arising from a “
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            Thucydides Trap
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             ” of confrontation between rising and
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            status quo
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             powers.  Specifically, that 1922 naval package both: (i)
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            accommodated but limited
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             the growing might of U.S. naval power by recognizing American naval co-equality with Britain’s Royal Navy but at the same time capping the naval tonnage of both powers to prevent a further arms race between them; and (ii)
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            accommodated but limited
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             the rising naval might of Japan by imposing island “non-fortification” requirements upon other powers so as to grant Tokyo effective supremacy in its home waters of the Western Pacific, while yet restricting Japan’s naval strength to levels significantly less than the
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            overall
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             forces of the globally-deployed U.S. and British navies.
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           III.
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           The Historical Progression of Arms Control
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            At least in U.S.-Soviet and U.S.-Russian practice, moreover, it might also be possible to view arms control as having a step-by-step conceptual sequence reflecting both the parties’ institutional and psychological “learning curves” and the complexities of what actually feels
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           possible
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            to the parties in a changing geopolitical environment.  This logical sequence might be summarized as: (a) risk reduction communications; (b) constraints upon dangerous externalities; (c) limitations on competitive behaviors and military capabilities; (d) prohibitions of specific weapon types; and (e) elimination of entire types of weapon and/or agreed reductions in arsenal size.
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           Risk Reduction 
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           This Russo-American sequence began, historically, with the abovementioned “hotline” accord, which tried to institutionalize an improved crisis communication mechanism in the wake of the terrifying nuclear escalation “near-miss” of the Cuban Missile Crisis in 1962.  This first foray into nuclear risk reduction represented a fairly simple and comfortable first step, not only because it responded to a clear need for better crisis communications between national leaders during that crisis, but also because the agreement did not actually require the Cold War superpowers to limit the nuclear forces they were then working furiously to build against each other. 
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           Constrain Externalities
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            Actually taking steps to constrain competitive behavior between the two strategic rivals took a bit longer, and arrived first in a form – the Limited Test Ban Treaty – that also did not actually constrain what arms either side could possess or what they could do with them.  Instead, it merely took measures to eliminate the dangerous externality of worldwide radioactive fallout that was being produced in those years from aboveground nuclear weapons tests.  The competitive development and deployment of nuclear weapons thus continued apace, but nuclear
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           testing
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            thereafter could occur only underground. 
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           Limit Behaviors
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           The third step in the sequence saw the United States and the Soviet Union actually begin to limit their directly competitive behavior, at least in terms of the hijinks permitted as forces confronted each other at sea.  As noted earlier, the INCSEA agreement of 1972 was designed to help prevent such problems by setting out reasonably clear standards of good conduct, such as steps to avoid collisions, maintaining safe standoff distances for surveillance ships, and “not simulating attacks at” or “launching objects toward” the other side’s vessels.
          &#xD;
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    &lt;a href="applewebdata://BA7CCEC3-7D12-4FFE-9385-86036A8AEB6A#_ftn4" target="_blank"&gt;&#xD;
      
           [4]
          &#xD;
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           Limit Military Capabilities
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            Around the same time, the superpowers also set about taking the next logical step: starting to limit the
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           number and type
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            of systems they could possess.  Specifically, SALT I capped how many strategic delivery systems each side could possess, while the ABM Treaty barred the superpowers from deploying anything other than a very thin missile defense system.  The second 
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    &lt;a href="https://2009-2017.state.gov/t/isn/5195.htm" target="_blank"&gt;&#xD;
      
           Strategic Arms Limitation Treaty (SALT II
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           ), moreover – had it actually ever come into force – would have capped the two sides’ possession of strategic delivery systems topped with Multiple Independently-targeted Re-entry Vehicles (MIRVs).
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           Prohibit or Eliminate Weapon Types
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            The fourth step in this sequence was to start actually
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           prohibiting
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            certain types of weapon, which became more possible after the United States and the USSR had moved into the period of somewhat less heated competitive rivalry in the early 1970s remembered as the era of “
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    &lt;a href="https://history.state.gov/milestones/1969-1976/detente" target="_blank"&gt;&#xD;
      
           détente
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           .”  In fact, preparations for this phase arguably began with the negotiations over the ill-fated SALT II agreement, during which the Americans briefly considered pursuing a ban on placing MIRVs on heavy ICBMs.  (President Richard Nixon, however, 
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    &lt;a href="https://history.state.gov/historicaldocuments/frus1969-76v33/d29" target="_blank"&gt;&#xD;
      
           opted simply to seek an ICBM MIRV “freeze
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            ,” and SALT II ended up containing provisions that would have placed limits on the number of launchers that could be “MIRVed.”) 
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            Soviet nuclear deployments in the mid- and late-1970s and Moscow’s geopolitical adventurism in the invasion of Afghanistan in 1979 thereafter led to a period of increased tensions, and also to a strong U.S. response that began late in the administration of President Jimmy Carter and picked up further steam under President Ronald Reagan.   Nevertheless, the range of arms control possibilities expanded again after U.S. deployments had checked previous Soviet advantages gained during the 1970s, and as Cold War tensions thereafter began to wane as the relationship warmed between U.S. Reagan and Soviet Premier Mikhail Gorbachev. 
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           At their famous 
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    &lt;a href="https://ahf.nuclearmuseum.org/ahf/history/reagan-and-gorbachev-reykjavik-summit/" target="_blank"&gt;&#xD;
      
           Reykjavik Summit in 1986
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           , in fact, the two leaders actually discussed the possibility of actually eliminating all their nuclear weapons.  They failed to close the gaps between them on that momentous point, of course, but in 1987 Reagan and Gorbachev did agree upon the INF Treaty, which ended the theater arms race between 
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    &lt;a href="https://airandspace.si.edu/collection-objects/missile-surface-surface-ss-20-pioneer/nasm_A19900275000" target="_blank"&gt;&#xD;
      
           Soviet SS-20s
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            and the American 
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           Pershing II and Tomahawk “Euromissiles
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           ” by banning the category of intermediate-range delivery systems entirely.  (That treaty also provided for the dismantlement of the parties’ existing arsenals of INF-class systems, which occurred as planned.)
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           Arms Reductions
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            Though the elimination provisions of the INF Treaty already represented a step along this road, the fifth step in this historical sequence was for the two nuclear superpowers to move into overall arms
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           reductions
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            once Cold War tensions had all but evaporated as a result of structural change in the Soviet system and then the collapse of the USSR.  Proving the wisdom of that phrasing in the 
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           Preamble of the NPT
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            that makes clear that “the easing of international tension and the strengthening of trust between States” would be necessary “in order to facilitate the cessation of the manufacture of nuclear weapons” and “the liquidation of … existing stockpiles,” the end of the Cold War indeed made possible huge reductions in the two former rivals’ nuclear arsenals.  Beginning with START in 1991, continuing with the Moscow Treaty of 2002, and then proceeding through New START in 2010, Washington and Moscow were able to 
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           reduce inventories to a fraction of their respective Cold War peaks
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            . 
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           A Logical Sequence 
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            Looking back across this sweep of events, it is not hard to see how these steps followed a logical sequence that flowed loosely from the strategically “easier” to the strategically “harder” depending upon the degree of flexibility that leaders in Washington and Moscow felt themselves to in light of on the perceived intensity of their strategic competition at the time.  The wise observer should thus carefully note the directionality of the causal arrow that this sequence suggests: arms control movement has historically depended upon progress in easing strategic tensions, rather than things being the other way around. 
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           As Winston Churchill made clear in 1934, peace creates disarmament, not the converse: “
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    &lt;a href="https://winstonchurchill.org/publications/finest-hour/finest-hour-104/english-speaking-peoples-disarmament-fables/" target="_blank"&gt;&#xD;
      
           When you have peace you will have disarmament
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           .”  And U.S. officials have recognized this for a long time, as can be seen as in Reagan’s famous aphorism that “
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           [w]e don’t mistrust each other because we’re armed; we’re armed because we mistrust each other
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           .”  (More personally and more recently, I myself made this insight the cornerstone of the “
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    &lt;a href="https://www.newparadigmsforum.com/diplomatic-dialogue-around-existential-risk-the-intellectual-architecture-of-the-cend-initiative" target="_blank"&gt;&#xD;
      
           Creating the Environment for Nuclear Disarmament” [CEND] diplomatic initiative
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            .)  Arms control enthusiasts do not always keep the arms control cart and the geopolitical horse in their proper order, however, and even the Second Trump Administration has now dismantled the State Department office that ran CEND.  As we think about the possible future for arms control, therefore, it is worth stressing that arms controllers should give
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           at least
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            as much attention to addressing and easing the tensions and circumstances of competitive rivalry as they do to devising clever ways to articulate, implement, and verify arms limitations in a treaty instrument. 
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           IV.
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           A Comment on Verification
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            One important topic that has historically often been the subject of intense study and debate is the
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           verifiability
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            of arms control agreements.  For the most part, a discussion of verification is beyond the scope of this paper, but for present purposes it is worth remembering that verifiability is a
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           relative
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            concept rather than an
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           absolute
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            one.  The quality of verification matters, of course, and a verifiable agreement is certainly generally better than an unverifiable one, but perfection is both unrealizable and (fortunately) generally not required.
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           Arms control experts have debated for years how to conceptualize these challenges.  By the 1980s, for instance, an important strain of such thinking came to focus upon the idea of “effective verification.”  As 
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           Amy Woolfe has summarized
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           , this concept holds that 
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           “the United States should be able to detect not only militarily significant violations in time to respond and counter any potential threat, but also other types of violations or discrepancies where it might need to employ a political response.”
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           A closely related concept is the idea of “timely warning” in connection with nuclear energy safeguards, which can be traced back as far as the 
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           Acheson-Lilienthal Report
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            of 1946, which noted the importance of ensuring that “danger signals must flash early enough to leave time adequate to permit other nations – alone or in concert – to take appropriate action.”  As I put it myself 
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           in an article about nuclear safeguards in 2010
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           , 
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           “... [t]imeliness [of warning] … has long been understood with an eye not simply to the specific … time required for a particular [violation to manifest], but also to the time it would take … to respond to the violation detected.”
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           This point has also long been made explicit in the arms control context, including by then-Undersecretary of Defense for Policy Fred Iklé, who emphasized in 1961 that
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           “... [i]n entering into an arms control agreement, we must know not only that we are technically capable of detecting a violation but also that we or the rest of the world will be politically, legally, and militarily in a position to react effectively if a violation is discovered.”
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            But it is also the case that not all violations, as it were, are created equal.  A strong case can be made that it is important to detect and respond in some fashion to
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           every
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            violation of an arms control agreement – if nothing else, for fear that even small-scale cheating, if unaddressed, will contribute to a climate of lawlessness in which larger violations are more likely, much as in James Q. Wilson and George Kelling’s “
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           broken windows theory
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           .”  Yet it is also the case that some violations are clearly more significant than others.  Some, for instance, might consist merely of minor or merely “technical” faults that do not really touch on the core security issues and concerns addressed by the agreement.  In other cases, however – as also signaled by the concept of “material breach” set forth in 
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           Article 60 of the Vienna Convention on the Law of Treaties
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            , under which a violation of sufficient seriousness by one party can absolve the other party of its own obligation to comply – cheating can have very significant consequences. 
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            Verification procedures
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           should
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            alert the other side to
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           any
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            violation, and presumably
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           must
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            alert it to the big ones, but just what it takes to constitute a structurally significant breach will depend a good deal on the context.  What military advantage, for instance, would that violation give to the party who is cheating?  How easily could it be detected?  And how easy and rapidly could the aggrieved party
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           respond
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            to it in a way that addresses the threat created by the violation?  All of this makes assessing the adequacy of any given set of verification procedures a complex and context-dependent calculation. 
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            The logic of effective verification, for example, is one of the reasons why actual nuclear weapons experts find it so difficult to imagine full nuclear weapons abolition.  In the hypothetical context of an arms treaty that capped nuclear arsenals at 5,000 weapons for each party, it might perhaps be considered acceptable to have a verification protocol with an “error margin” of 50 weapons – that is, for the mechanisms established by that treaty to be unable to ensure that a party did not secretly possess 50 weapons more than the treaty allowed.  For an abolition treaty that set nuclear arsenals at
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           zero
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           , however, just such a 50-weapon error would be catastrophic, for cheating of that magnitude could give the violator a huge and potentially war-winning advantage.  (An advantage of 50 might make little difference against an adversary still possessing 5,000, but it would be immeasurably important when nobody else has any.)  Verification of complete disarmament, therefore, would have to be something very near perfect – which seems rather unlikely.
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            By the same token, however,
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           some
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            real-world arms reductions have occurred entirely without specific formal verification measures at all.  SALT and SALT II, for instance, relied heavily upon verification measures that were exogenous to the treaty itself – specifically, in the form of the “national technical means” of each party’s independent intelligence gathering apparatus (
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           e.g
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            ., spy satellites).  The Moscow Treaty of 2002, moreover, lacked verification provisions simply because the United States and the Russian Federation
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           already
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            understood and expected each other, for their own independent strategic and financial reasons, to bring arsenals down to the levels specified; no desire to cheat being expected in the first place, no particular need was thus felt for verification procedures to detect it.
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            That said, verification issues
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           do
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            crop up with great intensity – and become quite challenging – when competitive rivalry is hot and all other signs point to national leaders’ desire to maximize strategic and operational advantages in the arraying of arms against each other.  Under such conditions, the advantage to be gained from clandestine cheating tends to be high, and hence also the incentive (or at least the perceived incentive, as seen by the other party) to cheat.  Looking at the potential future of arms control in today’s context, in other words, verification is likely to be a significant challenge.
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           V.
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           Arms Control Diplomacy in Strategic Competition 
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            As a final note, it should also be noted that like arms control
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           agreements
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            , arms control diplomacy is
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           itself
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            a tool with instrumental rather than intrinsic value, and one that should be – and, in practice, often is – employed not merely to
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           reach
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            arms control agreements, but also in other ways to pursue broader strategies of maneuvering for competitive advantage.  In this context, countries frequently pursue deliberately
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           lopsided
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            arms control proposals that are designed to leave one’s most cherished military capabilities untouched while harshly disadvantaging the other party, or they make unserious and disingenuous offers for purposes of political rather than substantive gain.
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            And, in truth, there can be many possible reasons to engage in arms control diplomacy even beyond the actual desire to sign a treaty that contributes to the cause of international peace and security.  Even if “Plan A” for a given country is indeed to get a stereotypically “good” arms control agreement, in other words, the process of arms control
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           negotiating
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            might be felt to have value for various “Plan B” reasons, including:
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             Ideally, to hoodwink the adversary into
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            accepting
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             subtly mischievous terms that will actually disadvantage him;
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             Failing that, to force the adversary to
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            reject
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             seemingly reasonable proposals and thereby (i) permit one’s own diplomats to shame and embarrass him for “not taking diplomacy seriously” or “being a warmonger,” and/or (ii) gain political advantage with
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             third party
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            observers (or domestic audiences) who want arms control;
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            To distract the adversary and lead him to delay doing things you do not wish him to do, but that he might opt to do if diplomacy were not “underway”;
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            To use stalling at the negotiating table to buy time in which to prepare for a new strategic move or other wise to change “facts on the ground” to the adversary’s disadvantage;
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            To keep allies, partners, and domestic stakeholders “on side” while preparing bellicose actions against one’s adversary by “proving” to the world that one has “exhausted all other remedies” and “given diplomacy every chance” (after which one can announce – more in sorrow than in anger, of course – that  “diplomacy has failed” and it’s time for tougher measures). 
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           I do not necessarily advocate all (or even any) of these “Plan B” approaches, but the serious observer of arms control history cannot fail to have noticed that they occur with some frequency in the real world.  And if indeed arms control is a servant of national security interest rather than the other way around, the wise statesman should probably rule out none of them.
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           VI.
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           Adaptations and Combinations
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            My hope is that this paper can help make policymakers a bit more conceptually agile as they struggle with the challenges of finding an arms control framework – or perhaps arms control
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           frameworks
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           , in the plural – both diplomatically feasible and substantively useful in today’s (and tomorrow’s) strategic environment.  Perhaps awareness of the possible repertoire of arms control alternatives or elements, in other words, can open the door to creative adaptation of one or more elements of the elements discussed here in order to meet the needs of the day.
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            As we contemplate how to approach the possibility of involving a hitherto unwilling China in “trilateral” arms control with the United States and the Russian Federation, for instance, it might be helpful to recall that the Washington Naval Treaties of 1922 did indeed manage to support strategic stability for a decade or so, accommodating rising powers and yet checking uncontrolled competition by simultaneously setting
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           unequal
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            limits for key aspects of naval tonnage while nonetheless effectively acknowledging certain prerogatives – in terms of
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           regional
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            force postures – for some parties in ways that did much to meet what were then their strategic ambitions.  It is not impossible to imagine some modern nuclear variation on this theme in which all arsenals would be capped, with China at a level of strategic capability
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           higher
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            than it possesses today but yet
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           lower
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            than the other two, while yet also being accommodated by some kind of understood framework of regional balances favoring each power in “its” area of the globe.  Conversely, it might even be conceivable for the United States to agree to cap its
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           theater-range
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            capabilities at a level lower than that possessed by China and Russia – but yet higher than today – in similar accommodative conjunction with some kind of three-way understanding about what regional posture or behaviors would be off limits in return.
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            I take no position here on whether we
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           should
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            establish such a variegated trilateral framework, whether it would indeed be saleable to China, or whether it would in fact represent a good solution to today’s “three-body problem” of tripolar nuclear rivalry.  But an awareness of arms control history and typological analysis of elements that have been employed in the past can at least help identify
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           possibilities
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            that have not heretofore been explored.
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            Even in terms of bilateral agreements, moreover, were Russia and the United States to pursue some sort of follow-on two-party strategic treaty – “Re-START,” anyone? – it is similarly not beyond imagining that they might be able to agree to terms that address their
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           shared
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            strategic concerns about China’s growing nuclear weapons capabilities through what might be called an “escalation clause.”  Under such a provision, for instance, the two powers might agree to cap their arsenals at “X” operationally-deployed strategic weapons, but only under the condition that if a
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           third
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            power built up
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           its
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            capabilities to a level equal to or greater than “X minus N,” either Washington or Moscow would have the option of increasing its own forces by whatever increment it felt necessary to address this third-party challenge, provided that the other signatory would thereupon also acquire the right to increase its own forces by the same increment.  (That way the Russians and the Americans could remain at parity with each other, while retaining the lawful option to fend off the arrival of
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           Chinese
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            parity by deploying more forces to the degree that they are willing to devote resources to this task.)
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            Such complicated mechanisms for coping with third-party challenges would be less necessary for Transparency and Confidence-Building Measures (TCBMs) between nuclear weapons possessors, however, for less strategic disadvantage would accrue from an additional power being left out of a risk-reduction framework than would be the case if its actual nuclear capabilities were unconstrained while others faced treaty limits.  Bilateral TCBM frameworks related to things such as data exchange, transparency visits, crisis communications, and missile launch notification, for instance, could be negotiated in order to be expandable to include new signatories over time not unlike how new signatories were welcomed into the NPT itself after it was opened for signature in 1970, how new adherents have periodically joined the Hague Code of Conduct on Missile Proliferation (HCOC), and how new participants have from time to time been welcomed into the NRRC network. 
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            Indeed, such a TCBM treaty could perhaps be drafted to be
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           fully
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            “modular” even on a participant-by-participant basis, allowing new signatories either to accept its terms in full or to accede to some of them, with the option of acceding to additional elements of the framework over time.  Such a structure would maximize diplomats’ ability to bring in additional states in on terms palatable to those not hitherto accustomed to such engagement, allowing newcomers to be progressively “acculturated” or “socialized” to more TCBMs over time.   In fact, if one drafted it carefully without making acknowledged or “legitimized” nuclear weapons possession a requirement, such a modular TCBM framework might also be able to accommodate powers outside the nuclear weapons mainstream – such as those which openly possess weapons but have shunned the NPT (
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           e.g.
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           , India and Pakistan), those widely believed to possess such weapons but who have never admitted it (
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           e.g.
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           , Israel), or even a nuclear weapons pariah state (
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           e.g
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            ., North Korea).  When it comes to risk reduction measures, after all, it’s presumably generally the case that
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           more
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            risk reduction is better than
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           less
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            risk reduction, so why not be flexible and accommodating in the interest of involving as many nuclear weapons-relevant states as possible?
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           VII.
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           Conclusion
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           Any strategy for approaching arms control negotiating in today’s context of 
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           multipolar strategic competition and nuclear rivalry
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             will face formidable, and in some ways quite unprecedented, challenges.  As officials and scholars struggle with these challenges, I hope that this paper will have helped shed some light upon the complex repertoire of concepts and precedents that has emerged from the last several generations of arms control debate and practice. 
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           -- Christopher Ford
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           Notes
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           ----------------
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           [1]
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                I do not mean to suggest that all transparency and mutual understanding conduces to peace, of course.  It is possible that improved mutual understanding can heighten tensions, such as by making one side’s aggressive intentions more clear than before.  Nevertheless, accurate understandings – however grim and alarming they may turn out to be – are presumably generally to be preferred to misapprehensions, and arms control can contribute to correcting false assumptions.
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           [2]
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                 Quoted by J.D. Crouch II, “Transcending the Academic Haze, or How I Learned to Learn about the Bomb,”
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           Defense &amp;amp; Strategic Studies Online,
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           vol. 2, no. 1 (Autumn 2025
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           ), 41. 
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           [3]
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                 See E. O. Goldman,
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           Sunken treaties: naval arms control between the Wars
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            (Pennsylvania State University Press, 1994), 5-7 &amp;amp; 244-47.
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           [4]
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                More contemporary incidents involving 
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           Russian pilots engaging in provocative ways
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            with NATO aircraft and a 2001 incident in which a hotdogging Chinese fighter pilot 
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           crashed into an American EP-3 surveillance aircraft over international waters
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            show that such problems have by no means gone away.
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      <pubDate>Mon, 13 Apr 2026 00:56:39 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/arms-control-typologies-and-dynamics</guid>
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    </item>
    <item>
      <title>Artificial Intelligence and Nuclear Weaponry</title>
      <link>http://www.newparadigmsforum.com/artificial-intelligence-and-nuclear-weaponry</link>
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            Below is the essay of Dr. Ford's that
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           INHR
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            published on March 27, 2026. The essay can be found on the INHR website
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           here
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           , or read the text below.
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           For most people, the topic that first comes to mind when talking about nuclear weapons and Artificial Intelligence (AI) relates to the question of whether or not “
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           killer robots” problems
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            might emerge in the arena of nuclear warfighting, with national leaders outsourcing their judgment to a machine on whether (or how) to start a nuclear war. And indeed, this was the issue that U.S. President Joe Biden and Chinese Communist Party Chairman Xi Jinping addressed in their November 2024 summit, where they agreed that
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           any decision to use nuclear weapons should be controlled by humans, not by artificial intelligence
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           .
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            That said, the Biden-Xi statement really only addressed low-hanging fruit, for such a declaration seems a pretty easy one to make. As I have
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           argued before
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           , “fully autonomous (
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           i.e.,
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            ‘human out of the loop’)
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           nuclear weapons
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            systems are not terribly likely,” and that “[i]f there is any area in which national leaders would
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           refuse
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            to countenance handing over their own most existentially critical trigger-pulling authority to a computer … this is presumably it.” 
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            One can’t say that this is
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           unequivocally
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            true, of course, since there is at least one historical counterexample of a major nuclear power being willing to countenance
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           automatic
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            nuclear weapons use. The Soviet Union, after all, built and deployed the
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           so-called
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           Perimeter
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           (or “Dead Hand”) system
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            many years ago, which was apparently designed to launch all of Moscow’s remaining nuclear arsenal if sensors confirmed nuclear strikes on Soviet territory and the system’s robot brain lost its computerized communications with the Soviet General Staff. As far as I know, the Russians have kept Perimeter in service to this day. So there
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           is
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            already a “killer nuclear robot” out there; it’s just a Russian one rather than a Chinese or American one, and it seems to be intended for what are already basically “the world is already ending” scenarios rather than for any quesitons related to whether or when to
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           get into a nuclear war
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           .
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            Such potential exceptions aside, more national forays into actual autonomous nuclear weapon-firing feel unlikely – though I’d not put anything past the North Koreans. More realistically, however, I think there’s a high likelihood that AI will increasingly come to be used in providing
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            decision-support
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           assistance to national leaders making nuclear weapons decisions, so that’s perhaps where the questions get a bit more interesting. Starting from that observation, therefore, let me offer a few musings about the potential impact of AI on nuclear escalation risks. 
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           AI and Nuclear Targeting
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           Crisis Target Selection 
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            Whether it occurs in the context of conventional warfighting or nuclear warfighting, one of the potential risks of AI-facilitated decision-making –
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           e.g.
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            , AI -based decision-support tools for human leaders – is that in high-pressure situations in which huge volumes of incoming information need to be analyzed and acted upon with extraordinary rapidity, overwhelmed human operators may become so reliant upon machine-generated decisional inputs that they essentially cede their judgment to the computer. In such circumstances, the classic distinction can erode between having a “human
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           in
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            the loop” (
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           i.e.
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            , a human actually making the final decisions) and a “human
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           on
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            the loop” (
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           i.e.,
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            a human merely
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           overseeing
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            a process of machine-made decision). Indeed, the utility even of having a human merely onthe loop could also disappear if the speed and complexity of AI decision processes increase beyond the ability of any given supervisor to follow it. (After all, being “on the loop” is only helpful if you can tell what’s happening
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           in
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            it!)
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            One already hears concerns being raised about this happening. It’s hard to know just what to make of the various often-conflicting reports that have appeared in the press about Israeli AI-assisted decision making during the Gaza campaign of 2023-25, for instance. Nevertheless, it has at least been
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           claimed
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            that the Israeli Defense Forces’ (IDF’s) “Lavender” AI program – a “human in the loop” tool for generating targets for air strikes – effectively evolved in some instances into an essentially wholly autonomous program, because under high-stress and high-operational-tempo (OPTEMPO) wartime conditions, human operators feeling “
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           enormous pressure to accelerate and increase the production of targets and the killing of these targets
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           ” sometimes “
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           treated the outputs of the AI machine ‘as if it were a human decision
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           ’” and acted unquestioningly as no more than a “
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           rubber stamp
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           ” for machine-generated prompts. Similar worries have also been voiced about the U.S. Department of Defense’s “
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           Project Maven
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           ” target-identification program, with one media recounting operators merely “
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           concurring with the algorithm’s conclusions … in a rapid staccato: ‘Accept. Accept. Accept
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           .’” 
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            From the outside, I can’t evaluate the merits of concerns raised about Lavender or Project Maven, and for all I know both systems work extremely well, making their operators not unquestioning approvers of robot decisions, but in fact simply vastly
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           better
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            human targeteers. Nonetheless,
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           functional
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            decisional displacement to AI remains theoretically possible, and it is a potential hazard that could have an effect in constraining effective escalation management by human leaders in a nuclear crisis.
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            That said, as I see it, the key question to ask about AI-based nuclear decision-support capabilities is not about their
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           absolute
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            but rather their
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           relative
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            value. From what I understand of the processes and procedures for U.S. presidential nuclear weapons decision-making in a crisis, in fact, it could actually be good to have
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           more
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            AI-facilitated decision-support tools in this area. 
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            Very little is known publicly about the details of what decision-options are made available to the U.S. president in the immediate time-urgent press of a nuclear attack warning scenario, of course, and that’s surely for the best. Yet my impression is that while American planners have worked for years to improve the flexibility of the system and increase the range of nuclear use options available to the president in such circumstances, the diversity of the “menu” of pre-planned targeting packages that would be available to him in such a crisis is inherently quite limited. Moreover, the ability of the system to generate
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           new
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            possibilities in response to in-the-moment presidential questions and directions – e.g., his desire to
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           spare
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            certain targets while perhaps adding additional ones to the mix based upon his judgment about what circumstances actually warrant – would be unavoidably constrained if one only had a handful of minutes in which to make the call. 
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            Compared to this
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           status quo
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            , therefore, it might well be that some kind of AI decision-support tool could actually help the president make decisions – and be able, at least in general terms, to evaluate the actual operational military and civilian collateral damage impact of bespoke alternative nuclear courses of action – with much
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           more
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            care, consideration, and nuance in a nuclear crisis than he can today. With such support, the president’s decisions might perhaps still be worse ones than if he had the help an army of experienced human advisors and technical advisors, and hours or days in which to make the call. But if you’re talking about a nuclear attack warning crisis, he’s probably not ever going to have either of those things – and well-designed AI decision-support might be a definite improvement.
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            In that sense, therefore, it may be that AI support to nuclear decision-making here could be quite valuable and stabilizing:
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            aiding and facilitating
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            human critical reasoning and moral judgment rather than displacing it, and in fact allowing
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           more
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            such reasoning and judgment than the system presently permits in a crisis. The impact of AI might thus be a very good thing in this particular part of the nuclear decision-making arena.
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           “Damage Limitation” Warfighting
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           Another potentially important – though much grimmer – way in which AI might be incorporated into nuclear weapons-related decision-making without the real-world leaders involved finding it to be more problematic than helpful, however, relates to weapon allocation and release decisions in the very specific and extreme circumstances of conducting a “damage limitation” campaign once a full-scale nuclear conflict has begun. 
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            Most aspects of nuclear strategy revolve around issues of how to deter war in the first place, how to prevent or at least control escalation to nuclear use in a conventional conflict, and how to handle issues of “escalation management” in ways that keep any
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           limited
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            nuclear use that might occur from spiraling into a full-scale exchange. There is a subset of nuclear weapons thinking, however, that concerns itself with what to do in the event – hopefully extremely unlikely – that both deterrence and escalation management have failed, and all-out nuclear war has begun. 
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            In
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           those
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            unhappy circumstances, “damage limitation” refers to the effort, in effect, to destroy as many of the enemy’s nuclear assets as possible, as quickly as possible, in order to prevent them from being used against you. It is not damage
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           prevention
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            , of course, because in such circumstances that is presumably impossible. Nevertheless, there is an undeniable logic in the idea that it is better to be hit by only
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           some
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            of an adversary’s nuclear arsenal than by
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           all
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            of it, and damage limitation strategies seek to make this “some” as small a number as possible.
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            My point with respect to AI integration flows from the extremity of this challenge, but let me first back up for a moment to explain my priors. I am not myself of the view it is
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           always
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            inappropriate to allow AI to make lethal decisions. As I outlined in a policy paper
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           published when I was performing the duties of the Under Secretary of State for Arms Control and International Security in 2020
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            , the key question here is contextual. We are already comfortable with permitting computers to make lethal-engagement decisions in certain narrowly defined situations, such as when a shipboard
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           Close-In Weapons System
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            (CIWS) is turned to “automatic” when the vessel is under assault from incoming enemy missiles. (Indeed, even an antique anti-tank landmine could be considered a crude form of lethal autonomous weapon: humans set the weight, vibration, and other parameters under which it is permitted to explode under the wheels of a vehicle, and then trust the mine, in effect, to make this “decision” for itself in the field.) The question thus is not autonomy
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            per se
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           , but when, under what circumstances, and within what pre-assigned parameters a machine is permitted to exercise such autonomy.
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            As will be discussed further below, it may very well be that AI tools are poorly suited to handle the more “human” aspects of nuclear decision-making that involve questions of deterrence and escalation management, where outcomes depend upon the interaction of opposing leaders
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           minds
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           , and outcomes are shaped not merely by reason and available information but also by hopes, fears, moral judgments, anxieties, ambitions, antipathies, affinities, and whole range of contextual assumptions about how the world works. For these sorts of issues, I suspect machine autonomy will perform quite badly for the foreseeable future.
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            Once one crosses over into the context of nuclear “damage limitation” strategy, however, such “human” variables are far less important, the main questions seem an essentially
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           mechanical
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            ones of how to locate, attack, and disable adversary nuclear capabilities as rapidly as possible, and the speed and effectiveness of that engagement cycle is essentially the soleperformance criterion. For nuclear decision-making in
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           that
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            context, it may be that – somewhat akin to turning the CIWS to “auto” when one its out in the middle of the ocean away from civilian targets and facing multiple inbound missile threats – there may well be some logic in fully autonomous AI nuclear warfighting. Taking such an approach would hardly be consistent with the November 2024 Biden-Xi statement, of course, but if the world were already burning, such fidelity might not be considered a high priority.
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           Conventional War, Escalation, and AI
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            Compared to automated nuclear trigger-pulling, however, I am more concerned about the potential effect upon nuclear escalation risks from the use of AI in
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           conventional
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            warfighting. And indeed, a targeting revolution seems already to be well underway in the conventional arena. 
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            Even before the current AI boom, we were already well into an era of increasingly computer-facilitated “sensor-to-shooter” reconnaissance and strike planning, in which adversaries compete for advantage in combat by having the shortest “OODA loop” – that is, each trying, in John Boyd’s famous formulation, to be quicker than the other in
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           observing
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            their environment,
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           orienting
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            themselves within it,
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           deciding
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            what to do, and
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           acting
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            upon that decision. If you can cycle through the OODA loop faster than your opponent, the theory goes, you can generally outfight him, as you’ll be changing
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           his
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            operational environment to his disadvantage faster than he can react to it.
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           A key to warfighting success here is thus “accurate speed,” and it’s easy to imagine that AI tools could do a lot to further shorten warfighting OODA loops, at least within whatever physical parameters may unavoidably be set by factors such as weapon systems range and transit time (relative to geography) and munitions “magazine depth.” As one report by the Royal United Services Institute put it two years ago, 
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           “[t]heoretically[,] the processing power of machine learning could empower analysts to make decisions with much higher accuracy, combining intelligence [from myriad sources very quickly] to provide a rigorous depiction of the potential target.”
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           To this end, AI-based targeting decision-support tools are being designed to “
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           accelerate the kill chain and make the process of killing progressively more autonomous
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           ” by accomplishing data collection and analysis tasks at far greater speed and scale than ordinary human operators can – and, in principle, without the errors that human analysts can and sometimes do make as the result of fatigue, stress, or emotion. 
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            In the context of conventional military operations, some of this this acceleration seems already to be happening. As noted earlier, Israel has
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           built a machine-learning algorithm called “Lavender” that can quickly sort data to hunt for low-level militants
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            . In the recent Gaza campaign, Lavender reportedly
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           helped the IDF quickly amass a list of 37,000 human targets based on their ties to Hamas
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           . The American “Project Maven” is also said to be “
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           built for speed
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           ,” apparently permitting an operator to “
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           sign off on as many as 80 targets in an hour of work, versus 30 without it.
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            ” This is greatly increasing the rapidity at which strike planning can be done.
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           Time Magazine
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            has
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           quoted a former IDF legal advisor
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           , for example, that whereas a decade ago “you needed a team of around 20 intelligence officers to work for around 250 days to gather something between 200 to 250 targets[,] … [t]oday, the AI will do that work in a week.” 
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            But all that just has to do with picking targets. To the degree that armed forces also explore letting the machines play a greater role in deciding
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           whether
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            to shoot, in addition to merely
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           what
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            to shoot, the tempo of conventional warfighting is sure to accelerate still further. 
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           Either way, however, there may be a potential nuclear escalation problem in connection with the fact that in conflicts that occur between nuclear-armed adversaries, the interests of conventional warfighting efficacy – the sort of thing that military AI would presumably be trained to maximize – may not always coincide with the interests of nuclear-related escalation management. This point is worth unpacking a bit.
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            In effect, leaders in a conflict involving two nuclear weapons states must play two slightly different but overlapping games at the same time. On the one hand, since they are in a conventional fight, they need to
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           fight
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            that fight, and do so as effectively as they can. But because these are also
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           nuclear
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            powers with the capability to incinerate each other – and perhaps a good deal of the rest of the world besides – their leaders simultaneously need to be playing a nuclear deterrence and escalation control game. The difficulty, however, is that these simultaneous games each have slightly different rules, and that some targets have considerable relevance in both games at the same time, but in ways that may be in tension with each other.
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            It’s not hard to imagine that an optimized “kill chain” for prosecuting a conventional war, for instance, might in some circumstances call for striking a range of enemy command-and-control targets the destruction of some of which might affect not only that country’s ability to control its regular forces but also its ability to control its
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           nuclear
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            ones. Though undertaken for purely conventional warfighting reasons and perhaps with every desire to avoid escalation across the threshold of nuclear weapons use, such attacks might be hugely escalatory, for they could create actual or perceived risks to the victim’s nuclear command-and-control capability, leading its leadership to feel “use or lose” incentives with respect to its nuclear arsenal – and perhaps even to conclude (falsely) that a nuclear assault is commencing. 
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           All this could produce escalation that may have been entirely unintended by, or even come as a surprise to, the attacking power. (The same could be said of strikes on dual-capable missile systems or aircraft – that is, those capable of carrying either nuclear payloads or conventional ones – and perhaps on other targets, such as key leadership nodes.) This is something of an inherent danger in any high-intensity fight between nuclear states, I would imagine, but widespread incorporation of AI into conventional warfighting could increase these risks by making it harder for human leaders to monitor the evolution of their own battle plans and to interpose some kind of check upon behaviors that – however useful they might be in conventional terms alone – could create unwanted nuclear escalatory pressures. 
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           It may be that, as I suggested earlier, battlefield efficacy in a high-OPTEMPO conventional fight involving a vast array of different assets is something that AI would indeed be quite good at optimizing. That feels to me like a quasi-“mechanical” set of calculations that could scale and automate quite well, and hence to some extent be well-suited to some degree of AI-mechanical decisional outsourcing.
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            By comparison, however, deterring an adversary from aggression and controlling nuclear escalation risk in crisis or wartime feels like a much more “human” sort of game – one involving, among many other variables, the psychology and emotions of leaders on both sides, the temperament and political dynamics of politicians and publics, and deep issues of what
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           values
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            two competing governments and peoples feel are in play in the first place. (There may also an alchemy of
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           timing
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            involved here, too, insofar as even strikes that have identical operational military effect in conventional terms could have very different results in affecting nuclear-relevant perceptions of the adversary power depending upon when in a conflict they are administered.) It is thus far from obvious to me that deterrence and escalation management are “automatable” at all, even with
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           really
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            good AI, and it’s certainly not clear how one could train AI to optimize for success in
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           both
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            the mechanical and the human/perceptual arenas at the same time.
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            For these reasons, my own thinking is that the potential nuclear-related risks that could be presented by the use of AI in the military context are potentially much greater at the
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           nexus
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            between conventional warfighting and nuclear deterrence and escalation management than they are within the specific domain of nuclear command-and-control itself. One key question for inquiry is thus how movement is likely to occur “up” and “down” the so-called “escalation ladder” of conflict in situations where AI-based decision-making is introduced into more traditional approaches to warfighting – and whether (or to what degree) this could change what would otherwise occur when unaided humans interact with each other in a conflict situation. 
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            Strategists have been theorizing about how adversaries might interact moving up and down such escalation ladders for years, of course. The seminal U.S. nuclear strategist Herman Kahn, for instance, articulated a 16-step ladder, beginning with a mere “subcrisis disagreement” between two potential adversaries and progressively increasing in severity through “rungs” such as “crisis,” “show of force,” “controlled local war,” and “some kind of ‘all-out’ war.” (He also elaborated this into a remarkable
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           44-step
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            escalation ladder that included an almost bewildering variety of gradations, including such ladder rungs as “‘peaceful’ worldwide embargo,” “demonstration attack on zone of interior,” “slow-motion counterforce war,” “countervalue salvo,” and even “spasm or insensate war.”)[1] 
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            As
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           a RAND Corporation report observed in 1984
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           , Kahn “did not require that his ladders be uniquely correct,” of course. He was instead “largely concerned with providing a structure within which to do more nearly rigorous thinking about the unthinkable.” The question for us, therefore, is about whether or how the introduction of AI could change dynamics of interaction that have hitherto been conceived as being exclusively ones between counterpoised human decision-makers.
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            Escalation ladders have occupied the attention of strategists for many years precisely because strategy – including especially
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           nuclear
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            strategy – has been so centrally and necessarily concerned not with
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           avoiding
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            all escalation risk but rather with
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           manipulating it
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            safely and effectively. Deterrence, after all, requires deliberately creating some degree of risk for the adversary, including the risk of escalation to absolute catastrophe, in order to persuade him that it is not in his interest to start a war, or to take the next step “up” the escalation ladder
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            within
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           one
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            . It requires, in effect, finding a sort of “Goldilocks Point” between creating
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           enough
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            risk to deter what one wishes to deter, on the one hand, and creating
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           so much
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            that things spiral out of control. (
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           Zero
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            escalation risk, it also follows, means something very much like “no deterrence.”) Questions of how to handle the challenges of “escalation management” – both leading up to war and within a conflict itself – are thus critical to national security policy, to questions of deterrence, and to how (or to what degree) one might hope to prevent escalation into a devastating nuclear exchange.
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            It is perhaps noteworthy, therefore, that some observers have suggested that the widespread introduction of autonomous weapons systems could make decisions to go to war – a war in which escalation to nuclear levels might occur – more likely. A
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           recent article in
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           Time
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           , for instance, speculates that conventional military capabilities based upon autonomous systems might have a greater potential to lead to warmaking decisions than where the participants could only call upon human soldiers, sailors, and airmen:
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           “… [I]if the ability to wage war remotely and autonomously leads to minimal human toll, that in itself may increase risk tolerance, meaning more operations that have higher escalation potential. For instance, it would be a gutsy move for a conventional U.S. Navy vessel to attempt to break any Chinese blockade of self-ruling Taiwan. Sending an unmanned submersible, however, feels less confrontational – as would a People’s Liberation Army decision to sink it. Yet those ostensibly lower-risk scenarios may in fact accelerate an escalatory spiral toward full-blown conflict. If a nation can wage war without the political cost of bringing home flag-draped coffins, will it be more likely to engage in unnecessary conflicts?”
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           Since any conflict between nuclear-armed states has at least some potential to escalate into the nuclear arena, such dynamics of conflict initiation could certainly also have potential nuclear implications.
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            Another question, which I have noted above in my comments about the nexus between conventional warfighting and nuclear war, is whether the introduction of AI systems into such equations could lead one adversary to move more quickly into
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           nuclear
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            portions of the escalation ladder, in the eyes of its opponent, than had in fact been intended or understood. How high-speed AI-facilitated decision-making in the conventional arena – let alone some degree of fully automated decision-making – is likely to interact in the real world with more traditional
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           human
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            decision-making, and how this admixture may affect movement up or down some hypothesized escalation ladder, is a subject that presumably needs more study, including through game-theoretical simulations. 
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            And here, it needs to be stressed that despite occasional pretenses to the contrary such as China’s always but
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           nowadays increasingly non-credible
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            “no first use” (NFU) policy, questions about AI’s impact upon conventional-to-nuclear escalation are salient for
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           all three
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            of the largest nuclear weapons states. Each in their own way, Washington, Moscow, and Beijing all clearly contemplate circumstances in which sufficiently adverse circumstances even of purely
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           non
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           -nuclear attack could lead them to turn to nuclear weaponry.
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            This is least surprising, perhaps, for the United States, because during the Cold War NATO made it very clear – and indeed
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           made it central to allied deterrence doctrine
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            – that it might use nuclear weapons if faced with an otherwise overwhelming conventional attack by Warsaw Pact forces on the Central Front in Europe. More recently, U.S. officials also made it clear in both the
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           2010
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            and
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           2018
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            Nuclear Posture Reviews that there were circumstances in which a sufficiently grave non-nuclear attack – what the latter document called a “
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           significant non-nuclear strategic attack
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           ” – might result in an American nuclear response. 
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            Russia, too, has made such a possibility central to its nuclear planning. In
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           guidance issued in 2024 by President Putin
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            , for instance, it was explicitly stated that Russia “reserves the right to employ nuclear weapons” in response to an act of “aggression … with the employment of conventional weapons” which created “a critical threat” to the country’s sovereignty or territorial integrity. And even China, virtue-signaling NFU posturings aside, revealed in
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           guidance issued to its strategic missile forces in 2004
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            that “nuclear coercion” by China might be appropriate when “a strong enemy only using conventional attacks” creates “enormous threats to us,” such as “[w]hen conventional war continuously escalates and the strategic situation is extremely disadvantageous to us.” 
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            With all three powers thus clearly able to imagine circumstances in which some kind of nuclear response might be appropriate in response to non-nuclear attacks
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           by others
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            – and with all three now also increasingly incorporating AI into their
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           own
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            non-nuclear warfighting as they stare uneasily at each other – it is clearly important for us to consider the potential impact of such AI integration upon potential nuclear escalation. 
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           AI and Strategic Stability 
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           Threats to Second-Strike Forces?
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            Another question related to the possible impact of AI on nuclear weapons issues relates to whether or not AI-facilitated data-aggregation and pattern recognition could help overcome traditional obstacles to detecting and targeting hitherto survivable second-strike nuclear forces. That AI could help lead to dramatic advances in such engagement is certainly possible, though
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           whose
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            nuclear forces might most stand to gain from such advances is less clear.
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           From Washington’s perspective, the danger is that AI-related advances in data-collection and analysis could finally help our adversaries crack the nut of submarine survivability. For decades, the United States has invested huge sums and enormous amounts of effort in ensuring that it possesses survivable second-strike nuclear forces in the form of ballistic missile submarines (SSBNs) capable of quietly disappearing into the “deep blue” of clandestine mid-ocean deployments, where their acoustic stealth protects them from adversary detection or attack. The Soviets tried hard to overcome U.S. advantages here, but they were thankfully never able to figure out how to detect, track, and engage American SSBNs on deterrence deployment. (London and Paris have also benefited from this situation, for their deterrence postures both rely heavily – and the British now exclusively – upon SSBNs.) Nor have Russia or China yet solved this sub-hunting problem today, leaving U.S. retaliatory capabilities secure.
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           Advances in AI, however, could perhaps change this, and this possibility may excite strategic planners in Moscow and Beijing. Were advances to “make the sea transparent,” as the saying goes, thus facilitating targeting of deployed SSBNs, this would clearly represent an enormous problem for the United States and its allies. In this respect, therefore, AI-facilitated advances in detection and tracking in the ocean depths could be deeply destabilizing by providing strategic advantages for Russia and China. The Russians and the Chinese do not themselves depend so much upon “deep blue” concealment, preferring to protect their own SSBNs not far out at sea alone, but rather within reasonably well-defined underwater “bastion” sanctuaries close to their home territory, patrolling within concentric circles of air and naval assets whose job it is to prevent U.S. fast-attack submarines (SSNs) and other potential sub-hunting assets from intrusion.
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            I do not mean to suggest that “making the seas transparent” would
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           exclusively
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            harm the Western powers, however. In fact, those very same Russian and Chinese SSBN “bastions” might well become just as transparent as the deep oceans – and perhaps do so in some respects more quickly, since the expanses of undersea space that would have to be searched for submarines would likely be much less than would need to be surveyed in order to find Western vessels. In these respects, Russian and Chinese submarines might have as much to lose as U.S. ones do from an AI-facilitated revolution in antisubmarine ISR. 
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           AI-facilitated strategic Intelligence, Surveillance, and Reconnaissance (ISR) might present a threat to America’s adversaries in other ways as well. Both Russia and China rely heavily in their own nuclear postures – and vastly more than the Americans – upon mobile, land-based missile forces that are difficult to locate and track by virtue of their cross-country mobility and their ability to shelter at various locations in networks of caves, tunnels, or revetments. Ever since the infamous “SCUD-hunting” problems U.S. forces encountered with Iraqi missiles in the Gulf War of 1991, it has been clear that finding deployed missies on their mobile Transporter-Erector-Launcer (TEL) units can be extremely challenging. And both Russia and China have invested heavily in such missiles as part of their strategic deterrent. 
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            All in all, to whom the “net” advantage (or disadvantage) would belong is not obvious. This would also depend upon additional factors, such as the reliability and speed by which each party could actually
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           sink
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            the other side’s boats. (“Kill-chains” have “links” beyond simply reconnaissance, after all, and mere detection absent the capacity also effectively to
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           engage
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            would be much less destabilizing.)
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           Threats to Nuclear Command and Control
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            Another way in which AI-facilitated warfare might affect strategic stability relates to its potential – possibly through activity in cyberspace, where AI bots are proving themselves increasingly adept – to enable effective attacks upon nation’s Nuclear Command, Control, and Communications (NC3) architectures. And in fact, while the specific utility of AI tools in this respect may be a new factor, cyber-facilitated NC3 attack – that is,
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           deliberate
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            degradation rather than the inadvertent sort I discussed earlier in the context of conventional-to-nuclear escalation – may become easier. 
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            Indeed, “NC3 warfare” seems to have been developed as a possible wartime option even before the current age of AI. It is not well known, but for the last several years declassified information has been available making clear that U.S. planners have contemplated the possibility of using cyber-facilitated attacks to impede the potential wartime effectiveness of adversary NC3,
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           in extremis
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            , ever since the early 1980s. As I recounted in
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           remarks at the Center for Strategic and International Studies in 2024
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            based upon
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           unclassified doctoral dissertation research at George Mason University by a colleague of mine
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           , the U.S. Joint Chiefs of Staff (JCS) created a special unit in 1982-83 that was dedicated, among other things, to exploring how jamming and signals injection into Soviet communications networks could be weaponized against Moscow’s NC3 systems as part of an overall strategy against deployed Soviet SSBNs. 
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           According to one report, by the mid-1980s, U.S. scientists were developing ways to reliably deny access to and disrupt Soviet communications networks and nuclear weapons systems in the event of armed conflict.[2] As later explained by one of its participants, some of this work envisioned what was essentially cyber-facilitated NC3 attack: 
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           “… [W]e realized we were looking at an automated system that was meant to keep the Soviet leadership in control of their forces – basically it was an early digital system, a Soviet style concept of a network. We understood that we had an opportunity to effect [sic] the network and affect confidence in the network for deterrence purposes ….”[3] 
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           These preparations for command-and-control warfare, moreover, were coupled with the more openly signaled posture of a new “Maritime Strategy,” pursuant to which the U.S. Navy prepared itself for possible wartime operations against Soviet SSBNs in their bastions and for launching nuclear strikes against the USSR from carrier battlegroups in those northerly seas.[4] 
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            It would have been an inherently provocative and potentially escalatory step actually to take those steps, of course, but U.S. officials believed that if full-scale war had broken out with the USSR, there might be little alternative but to launch such attacks. (Signaling something of our
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           ability
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            to do so with the naval posturings of the Maritime Strategy, it was felt, might also contribute to deterring the Soviets from launching a war in the first place, by holding at risk key elements of what the Kremlin felt it would need to preserve in order to have any hope of winning such a conflict.) As on participant in these U.S. efforts put it later, it was felt that “we cannot afford
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           not
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            to do this if war broke out one day.”[5] It thus seems quite clear that in the peak years of late-Cold War strategic competition, if deterrence had failed and World War III had indeed begun, the United States was prepared for an unstinting damage limitation campaign against Soviet strategic nuclear assets.
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            All of that being now a full four decades or more ago, one can only assume that cyber-facilitated NC3 attack probably remains a possibility today – and that AI tools could perhaps now make such campaigns even more viable than before. This could have important implications for strategic stability and nuclear escalation. Powers with such AI-augmented “NC3-defeat” capabilities, for instance, might be tempted to use them in a crisis, to uncertain but potentially destabilizing effect. Since adversary powers would presumably also use AI in an attempt to
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           detect
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            such AI-facilitated NC3 attacks, moreover, strategic stability could depend in worrying ways upon the effectiveness
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            and error rates
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            of such technologies in an offense-versus-defense arms race. Such a nuclear balance would surely feel highly fraught, for while false positives –
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           i.e.
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            , an incorrect assessment that one’s adversary has begun attacking one’s NC3 – could lead to extreme and escalatory “use or lose” nuclear responses, false
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           negatives
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            could result in one’s strategic defeat.
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           Disinformation and Decisional Context?
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            Though the topic is well beyond detailed treatment here, AI-facilitated disinformation might also be used to shape nuclear crisis bargaining and escalation (or de-escalation) decisions by an adversary’s national leaders, especially but not exclusively those in the Western democracies. Leaders make their decisions, after all, in a broader context made up of the innumerable different facets of what they perceive to be happening in the world and the factors bearing upon how they interpret its meaning. If AI allows both for disinformation campaigns to be undertaken at machine speed and scale
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           and
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            permits them to be “tailored” to particular targeted leaders’ specific personal political, emotional, or psychological “hot buttons,” this could certainly have an impact upon nuclear decision-making. 
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           AI Counterproliferation
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            Finally, it is worth saying a quick word about the potential implications of strategically-relevant AI on
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           counterproliferation
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            . As AI tools become increasingly important in the conduct of (and preparation for) warfare, it seems to me all but inevitable that strategic competition between rival powers will also accelerate in “AI defeat” capabilities, with each competitor feeling powerful incentives to
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           impede
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            the other side’s pursuit or implementation of AI. In other words, strategic competition in AI will likely come to involve elements of nonproliferation and counterproliferation policy, including not just efforts to deny critical inputs to adversary AI development, but perhaps even efforts to
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           sabotage
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            competitors’ AI programs through means such as data poisoning, manipulative or destructive cyberattacks, or influence operations that erode a possessors’ faith in the integrity of its AI tools. 
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            Data poisoning attacks on AI models have already been reported in the form of Russian insertions of corrupted or fabricated information into Wikipedia pages and the data pools used for training Western AI models in order to
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           rewrite the history of Vladimir Putin’s war of annexation in Ukraine.
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            Such data injections are apparently intended to support broader Kremlin influence operations by
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           tricking the large language models (LLMs) of popular AI chatbots
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            into telling Western users lies the Russian government wishes them to believe about the war. 
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           It seems increasingly to be felt that “
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           data poisoning operations against adversary AI systems” can help a country achieve “a decisive asymmetric advantage in future conflicts
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           .” And AI systems are sure to become greater targets for covert sabotage in direct proportion to the degree that they continue to help countries achieve better and better warfighting capabilities. 
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            This is a possibility to which Craig Wiener and I have already drawn special attention in the extreme case of potential future Artificial General Intelligence (AGI) or Artificial Superintelligence (ASI) capabilities We
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           argued recently in Missouri State University’s journal
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           Defense &amp;amp; Strategic Studies Online
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            for an approach we labeled “Persistent Offensive Preclusion of Adversary AI” (POPAAI) – or “PopEye.” This would represent, we suggested, “a new, forward- leaning approach to U.S. competitive strategy in the ASI arena focused upon counterproliferation” aimed at 
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           “intervening actively to interdict problematic [ASI] proliferation-facilitating transactions or transfers that are already underway, and perhaps even to roll back whatever progress would-be proliferators have already made.” 
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            We contended in that article that the potential dangers resulting from adversary possession of
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           superintelligent
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            AI made such an aggressive approach a strategic necessity, but at least some of the same logic could still apply even to adversary AI tools well
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           below
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            the level of AGI or ASI. All in all, I would thus be surprised if we were not now entering a new arena of sparring in
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            AI
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           counterproliferation
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           .
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           Conclusion
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           The advent of military AI is still a new enough phenomenon that in many respects we can only really speculate about the full range of its future implications. Nevertheless, I hope these musings will provide useful food for thought, and that they can perhaps serve as a jumping-off point for further inquiry.
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           -- Christopher Ford
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           Notes
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            [1] Kahn’s lists derive most famously from Herman Kahn,
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           On Escalation: Metaphors and Scenarios
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            (Prager, 1965). They can be found more conveniently, however, in Paul K. Davis &amp;amp; Peter J.E. Stan, “Concepts and Models of Escalation” (RAND Corporation, 1984), 5-6,
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           https://www.rand.org/content/dam/rand/pubs/reports/2007/R3235.pdf
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           . 
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            [2] Nicole Perlroth,
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           This is How they Tell Me the world Ends: The Cyber-Weapons Arms Race
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            (Bloomsbury, 2021), 82.
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           [3] Craig J. Wiener, “Penetrate, Exploit, Disrupt, Destroy: The Rise of Computer Network Operations as a Major Military Innovation,” dissertation submitted in partial fulfilment of the requirements for the degree of Doctor of Philosophy, School of Policy, Government, and International Affairs, George Mason University (October 26, 2016), t 83 &amp;amp; 84 (quoting Richard L. Haver, in interview by Craig J. Wiener (December 11, 2015)).
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            [4] See, e.g., Christopher Ford &amp;amp; David Rosenberg,
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           The Admirals’ Advantage: U.S. Navy Operational Intelligence in World War II and the Cold War
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            (U.S. Naval Institute Press, 2005), 77-108.
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           [5] Ibid (emphasis added).
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      <pubDate>Thu, 02 Apr 2026 16:16:38 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/artificial-intelligence-and-nuclear-weaponry</guid>
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    <item>
      <title>US Claims of Secret Nuclear Testing &amp; Implications</title>
      <link>http://www.newparadigmsforum.com/us-claims-of-secret-nuclear-testing-implications</link>
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            Below is the essay of Dr. Ford's that
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           INHR
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            published on March 12, 2026.  The essay can be found on the INHR website here, or read the text below.
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           Recent comments by U.S. Government officials about secret Chinese nuclear testing have led to much speculation and interest. On February 6, 2026, Under Secretary of State for Arms Control and International Security Tom DiNanno 
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           revealed to the Conference on Disarmament in Geneva
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            that 
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           “China has conducted nuclear explosive tests, including preparing for tests with designated yields in the hundreds of tons. The [People’s Liberation Army] sought to conceal testing by obfuscating the nuclear explosions because it recognized these tests violate test ban commitments. China has used decoupling – a method to decrease the effectiveness of seismic monitoring – to hide their activities from the world. China conducted one such yield producing nuclear test on June 22 of 2020.” 
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           On February 17, Assistant Secretary of State for Arms Control and Nonproliferation Christopher Yeaw 
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           clarified further
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            that the event in question occurred “right near” China’s nuclear facility at Lop Nur in Xinjiang, and that it produced a seismic signal of magnitude 2.76 that was captured by a monitoring station in Kazakhstan. The specific yield of the test, Yeaw noted, was unclear, though 
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           he did say
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            that the data suggested that it was “a 10 tons nuclear explosion – or 5 tons conventional equivalent.” (That 10-ton figure, Yeaw made clear, was calculated on the basis that the explosion was “fully coupled in hard rock” – which, as I’ll explain further below, it would not have been if it were a larger explosion that had been decoupled.) Yeaw also echoed DiNanno’s comment that China had been “preparing designated tests of hundreds of tons” in yield. 
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           How should the reader evaluate these claims? And what are the implications of these U.S. conclusions?
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           Evaluating the U.S. Claims
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           The Comprehensive Test Ban Treaty Organization (CTBTO) initially 
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           put out a statement
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            that its monitoring system “did not detect any event consistent with the characteristics of a nuclear weapon test explosion at that time.” Nonetheless, that same statement also noted that the CTBTO’s system is only “capable of detecting nuclear test explosions with a yield equivalent to or greater than approximately 500 tonnes of TNT,” so it remains quite possible that the CTBTO would have missed an event of the limited size indicated by the U.S. revelations. And indeed it was 
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           subsequently reported
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            that the CTBTO had in fact picked up “two very small seismic events, 12 seconds apart,” in the time period described by Yeaw, though these signals were too small to “assess the cause of these events with confidence.” So seismic data alone doesn’t seem to give us a lot of clarity.
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           Bear in mind, however, that the U.S. officials are clearly 
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           not
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            relying just on seismic data. Recall, for instance, that both DiNanno and Yeaw noted that the Americans 
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           knew
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           beforehand 
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           that China was “preparing” for tests of up to “hundreds of tons” of explosive yield – and note also that DiNanno used the term “tests” in the plural, rather than talking exclusively about a single test. This assessment therefore obviously draws upon intelligence information, which we shouldn’t be surprised they haven’t revealed to the public.
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           So what should we then, as observers on the outside, make of this? For my part, it’s worth noting that I have some degree of experience with these issues. Indeed, in my last period of government service I sat in the chair now occupied by DiNanno – at which point he reported to me – and I also served, like Yeaw does today, as the assistant secretary in charge of nonproliferation issues. Back in the George W. Bush Administration, moreover, I was the Deputy Assistant Secretary of State in charge of assessing arms control and nonproliferation compliance – a point at which Yeaw served as director of my Nuclear Affairs Office – and during the Clinton Administration I was a U.S. Senate staffer during the Senate’s famous 
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           vote to reject the Comprehensive Test Ban Treaty in October 1999
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           . I was also an intelligence officer in the U.S. Navy Reserve from 1994 until 2011.
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           Drawing upon this background, I find the U.S. claims highly credible. 
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           To being with, it’s no secret that the “decoupling” DiNanno mentioned is a highly viable way to conceal a nuclear explosive test. This has been known for many years, and possible cheating on the CTBT through such decoupling techniques was in fact one of our major concerns during the Senate’s 1999 debates over CTBT.
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           As recounted in a 
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           2002 study by the U.S. National Academy of Sciences
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            (NAS), without special concealment techniques, “nuclear explosions with a yield of 1 kiloton (kt) or more can be detected and identified with high confidence in all environments” – and in hard rock in many parts of the world, down even to something like a tenth of a kiloton (
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           i.e.
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           , 100 tons) of explosive yield. (Indeed, in some highly-studied areas such as the Russian nuclear test site at Novaya Zemlya, this detection threshold was said to be even lower: down to “0.01 kt (10 tons) or less.”)
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           That’s actually pretty good. But the report also noted that there exist “evasion scenarios that need to be taken seriously.” Among these is “cavity-decoupling” – that is, conducting a test in the middle of an otherwise empty chamber underground in order to reduce the extent to which the explosion transmits shock to the surrounding earth in ways that can be picked up elsewhere as a seismic signal. As the National Academy further explained in 
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           a 2012 report that basically reaffirmed its prior conclusions
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           , a “fully decoupled” explosion would still produce some seismic waves in the Earth’s crust, but “most of the energy” would go into “increasing the gas pressure in the cavity, thereby reducing the apparent yield of the original explosion.” 
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           Another way help to reduce a test’s seismic signature might be to couple decoupling, as it were, with the use of a large steel containment vessel in which the test explosion would initially occur. As 
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           the Arms Control Association has reported
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           , it has been known for years that the Soviet Union used to conduct some nuclear-weapons-related explosive experiments “in large ‘Kolba’ vessels designed to contain explosions with total energy yields (chemical explosive plus fission) up to 50 kilograms of TNT” without crossing the CTBT’s detection threshold. 
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           I’m pretty sure there’s no way to build a Kolba strong enough to contain an explosion of the size DiNanno and Yeaw have been talking about in connection with secret Chinese testing. One should remember, in this respect, that back in 1945 the United States built a colossal, 25-foot-long, 214-ton steel vessel nicknamed “J
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           umbo
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           ,” which it was initially hoped might contain the chemical explosive power of the Manhattan Project’s “
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           Gadget
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           ” implosion device in the event that the “
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           Trinity” test at Alamogordo, New Mexico
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           , failed to produce nuclear fission yield. (As it turned out, Jumbo was never actually used.) Yet though Jumbo was apparently designed to contain a force of 50,000 pounds per square inch, even it probably would have 
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           fragmented from explosive yields of between 100 and 300 tons
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           .
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           That said, I imagine using a large Kolba-type container might help at least 
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           reduce
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           the seismic signature produced by a fully decoupled test, because it would force the explosive yield to break out of the steel container 
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           first
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           and only 
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           then
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            to radiate outward through the excavated cavity to transmit energy to the surrounding earth. You surely couldn’t 
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           contain 
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           an explosion of “hundreds of tons,” but it stands to reason that a massive vessel could nonetheless make a decoupled test even stealthier. 
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           So how much difference might decoupling make? Well, the 2002 NAS report suggests it’s possible to achieve a “signal-reduction factor” of 70 for small tests. This has apparently been demonstrated in at least one historical test of around 0.4 kilotons – that is, about 400 tons. (It’s not clear whether that old example used a Kolba-type containment vessel, but if not, the effective signal reduction available to Chinese technicians today could perhaps be even greater.)
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           Ominously, the “hundreds of tons” figure cited recently by U.S. authorities as being the size of the tests China was preparing to conduct would seem to fall easily into this window of such “decouplable” testing.
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           U.S. Assessments, 2019-20
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           It’s also worth remembering that this is 
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           not
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            the first time the United States has raised the issue of secret Chinese nuclear testing. In fact, this is a subject we took some pains to raise – and draw attention to – in the First Trump Administration. 
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           In May 2019, Lieutenant General Robert Ashley, the head of the U.S. Defense Intelligence Agency (DIA), announced at 
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           a Hudson Institute event with Hudson’s Rebeccah Heinrichs
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            that 
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           “China continues to use explosive containment chambers at its nuclear test site, and China[‘s] leaders previously joined Russia in watering down the language of the P5 statement that would have affirmed a uniform understanding of zero-yield testing.” 
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           In a further statement issued on June 13, 2019, 
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           DIA said
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            that China’s nuclear activities raised “questions about those activities in relation to the ‘zero yield’ nuclear weapons testing moratorium adhered to by the United States, the United Kingdom, and France” and were “inconsistent with the commitments undertaken by the United States, the United Kingdom, and France.” 
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           In the First Trump Administration, we followed up these revelations in our official 
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           2020 report at the State Department on 
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           Adherence to and Compliance with Arms Control, Nonproliferation, and Disarmament Agreements and Commitments
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            – a report, by the way, that Tom DiNanno and I were both involved in preparing. There, our formal compliance finding about China declared that 
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           “China maintained a high level of activity at its Lop Nur nuclear weapons test site throughout 2019. China’s possible preparation to operate its Lop Nur test site year-round, its use of explosive containment chambers, extensive excavation activities at Lop Nur, and lack of transparency on its nuclear testing activities – which has included frequently blocking the flow of data from its International Monitoring System (IMS) stations to the International Data Center operated by the Preparatory Commission for the Comprehensive Nuclear Test-Ban Treaty Organization – raise concerns regarding its adherence to the ‘zero yield’ standard adhered to by the United States, the United Kingdom, and France in their respective nuclear weapons testing moratoria.”
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           (You’ll also note, by the way, that this language – as well as Ashley’s earlier comments – include reference to “explosive containment chambers” – that is, “Kolbas.”)
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           Those sentences were all we had permission to say about China at the time. But remember that this was a report we 
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           published in June 2020
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            – which meant that it was drafted and worked through the painful U.S. interagency clearance process 
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           before
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            the June 22, 2020, Chinese test described by DiNanno and Yeaw. Even then, however, we did flag at that point that “[a]dditional information” was provided at a “higher classification” level in our classified Annex to the report. I can’t tell you what was in that Annex about this Chinese nuclear testing question, of course, but we did make quite clear that we 
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           did
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            have more information than we could publicly disclose at the time.
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           As you can see, therefore, some of the Chinese nuclear testing backstory has been available for several years, for anyone who cared to pay attention to it. This adds credibility to the current U.S. accounts.
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           The Implications
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           So what are the implications of these revelations about secret, yield-producing Chinese nuclear weapons tests? Most obviously, this is just another in a series of remarkable revelations – including the 
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           vast proliferation of Intercontinental Ballistic Missile (ICBM) silos in the deserts of Xinjiang
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            and the 
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           expansion of nuclear weapons “pit” production at Pingtong
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           – about the extraordinary pace of Beijing’s provocative and destabilizing nuclear weapons buildup. 
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           That buildup, in fact, seems well on track to give China 
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           strategic parity in terms of operationally deployed strategic warheads with both the United States and Russia by 2035
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           , unless one or both of those powers expand their forces beyond their current size. Under the 
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           New START agreement of 2010
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           , which recently expired, Washington and Moscow were limited to 1,550 such warheads. Current U.S. projections put China at about 1,500 by 2035. (Hence strategic parity, although both the Russians and Americans would likely still have larger a larger overall, factoring in 
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           non-deployed
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            warheads.)
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           But another implication of these Chinese developments relates to 
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           U.S.
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            nuclear testing. Remember that President Trump 
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           declared in October 2025
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            that in light of what our strategic adversaries have been doing, the United States would resume testing on an “equal basis” with Russia and China. “Because of other countries’ testing programs,” Trump said, “I have instructed the Department of War to start testing our Nuclear Weapons on an equal basis. That process will begin immediately.” 
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           I should stress that this “equal basis” phrasing 
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           doesn’t
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            seem to suggest any U.S. return to 
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           full-scale
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            nuclear weapons tests, though former Trump National Security Advisor Robert O’Brein publicly 
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           urged this back in July 2024
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           . Nevertheless, it 
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           does
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            suggest that we will now be willing to engage in small, yield-producing tests akin to those we have assessed that China – and indeed Russia as well, as we made clear back in 
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           2019
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            and 
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           2020
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            – has been doing.
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           For me, this is an especially interesting result, for I’ve actually been suggesting just such an approach for years – including suggesting such a thing to my State Department superiors back when we first publicly surfaced the issue of clandestine Russian tests, and our “concerns” about possible Chinese ones, six or seven years ago. More recently, I’ve even suggested this publicly, 
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           explicitly recommending in a roundtable discussion at the National Defense University in late 2024
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            that in the next U.S. Nuclear Posture Review, the United States 
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           “modify its current ‘zero-yield’ testing policy in order to permit small-scale yield-producing tests akin to those U.S. officials believe Russia and perhaps China to have conducted.” 
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           Why? Well, as I subsequently 
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           explained to the European Leadership Network
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            in December 2024, 
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           “…[f]rom a technical perspective, there may be useful things to be learned even from extremely small yield-producing tests, but while we ourselves have foregone learning such things for decades, our adversaries apparently have not.” 
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           The alternative to doing such tests ourselves – as I put it in a 
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           LinkedIn post last month
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            – is “unilaterally holding ourselves back while our nuclear adversaries advance.” Accordingly, though the issue is likely to be much debated in U.S. policy circles, I am myself supportive of President Trump’s approach on this issue:
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           “I wish nobody was testing at all — and perhaps we can get back to that world eventually — but I don’t want us to be sitting on our hands while our adversaries use such tests to improve their weapons. The liberty and security of too many people — in the United States as well as in many other countries — depends on the credibility of our nuclear deterrent to just give Moscow and Beijing a free pass on this.”
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           National security policy doesn’t have the luxury of dealing with the world as one wishes it were; we have to deal with the world we have. And in 
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           that 
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           world – the real one – it would appear that the United States is going to be getting into the business of doing small-scale yield-producing tests, at least until our adversaries convince us that they’ve stopped. I wish things were otherwise, but under the circumstances, I would say the U.S. approach makes sense.
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          --
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          Christopher Ford
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      <pubDate>Thu, 26 Mar 2026 23:36:57 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/us-claims-of-secret-nuclear-testing-implications</guid>
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    <item>
      <title>Negotiating Nuclear Security: A View from the First Trump Administration</title>
      <link>http://www.newparadigmsforum.com/negotiating-nuclear-security-a-view-from-the-first-trump-administration</link>
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            The
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           March-April 2026 edition of the
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           Foreign Service Journal
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            published Dr. Ford's article entitled "Negotiating Nuclear Security: A View from the First Trump Administration."  You can find the article online by clicking
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           here
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           .
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           U.S. Claims of Secret Nuclear Testing &amp;amp; Implications
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            Recent comments by U.S. Government officials about secret Chinese nuclear testing have led to much speculation and interest. On February 6, 2026, Under Secretary of State for Arms Control and International Security Tom DiNanno
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           revealed to the Conference on Disarmament in Geneva
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            that 
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           “China has conducted nuclear explosive tests, including preparing for tests with designated yields in the hundreds of tons. The [People’s Liberation Army] sought to conceal testing by obfuscating the nuclear explosions because it recognized these tests violate test ban commitments. China has used decoupling – a method to decrease the effectiveness of seismic monitoring – to hide their activities from the world. China conducted one such yield producing nuclear test on June 22 of 2020.” 
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            On February 17, Assistant Secretary of State for Arms Control and Nonproliferation Christopher Yeaw
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           clarified further
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            that the event in question occurred “right near” China’s nuclear facility at Lop Nur in Xinjiang, and that it produced a seismic signal of magnitude 2.76 that was captured by a monitoring station in Kazakhstan. The specific yield of the test, Yeaw noted, was unclear, though
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           he did say
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            that the data suggested that it was “a 10 tons nuclear explosion – or 5 tons conventional equivalent.” (That 10-ton figure, Yeaw made clear, was calculated on the basis that the explosion was “fully coupled in hard rock” – which, as I’ll explain further below, it would not have been if it were a larger explosion that had been decoupled.) Yeaw also echoed DiNanno’s comment that China had been “preparing designated tests of hundreds of tons” in yield. 
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           How should the reader evaluate these claims? And what are the implications of these U.S. conclusions?
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           Evaluating the U.S. Claims
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            The Comprehensive Test Ban Treaty Organization (CTBTO) initially
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           put out a statement
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            that its monitoring system “did not detect any event consistent with the characteristics of a nuclear weapon test explosion at that time.” Nonetheless, that same statement also noted that the CTBTO’s system is only “capable of detecting nuclear test explosions with a yield equivalent to or greater than approximately 500 tonnes of TNT,” so it remains quite possible that the CTBTO would have missed an event of the limited size indicated by the U.S. revelations. And indeed it was
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           subsequently reported
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            that the CTBTO had in fact picked up “two very small seismic events, 12 seconds apart,” in the time period described by Yeaw, though these signals were too small to “assess the cause of these events with confidence.” So seismic data alone doesn’t seem to give us a lot of clarity.
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            Bear in mind, however, that the U.S. officials are clearly
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           not
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            relying just on seismic data. Recall, for instance, that both DiNanno and Yeaw noted that the Americans
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           knew
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           beforehand
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            that China was “preparing” for tests of up to “hundreds of tons” of explosive yield – and note also that DiNanno used the term “tests” in the plural, rather than talking exclusively about a single test. This assessment therefore obviously draws upon intelligence information, which we shouldn’t be surprised they haven’t revealed to the public.
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            So what should we then, as observers on the outside, make of this? For my part, it’s worth noting that I have some degree of experience with these issues. Indeed, in my last period of government service I sat in the chair now occupied by DiNanno – at which point he reported to me – and I also served, like Yeaw does today, as the assistant secretary in charge of nonproliferation issues. Back in the George W. Bush Administration, moreover, I was the Deputy Assistant Secretary of State in charge of assessing arms control and nonproliferation compliance – a point at which Yeaw served as director of my Nuclear Affairs Office – and during the Clinton Administration I was a U.S. Senate staffer during the Senate’s famous vote
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           to reject the Comprehensive Test Ban Treaty in October 1999
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           . I was also an intelligence officer in the U.S. Navy Reserve from 1994 until 2011.
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            Drawing upon this background, I find the U.S. claims highly credible.
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           To being with, it’s no secret that the “decoupling” DiNanno mentioned is a highly viable way to conceal a nuclear explosive test. This has been known for many years, and possible cheating on the CTBT through such decoupling techniques was in fact one of our major concerns during the Senate’s 1999 debates over CTBT.
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            As recounted in a
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           2002 study by the U.S. National Academy of Sciences
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            (NAS), without special concealment techniques, “nuclear explosions with a yield of 1 kiloton (kt) or more can be detected and identified with high confidence in all environments” – and in hard rock in many parts of the world, down even to something like a tenth of a kiloton (
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           i.e.
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           , 100 tons) of explosive yield. (Indeed, in some highly-studied areas such as the Russian nuclear test site at Novaya Zemlya, this detection threshold was said to be even lower: down to “0.01 kt (10 tons) or less.”)
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            That’s actually pretty good. But the report also noted that there exist “evasion scenarios that need to be taken seriously.” Among these is “cavity-decoupling” – that is, conducting a test in the middle of an otherwise empty chamber underground in order to reduce the extent to which the explosion transmits shock to the surrounding earth in ways that can be picked up elsewhere as a seismic signal. As the National Academy further explained
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           in a 2012 report that basically reaffirmed its prior conclusions
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           , a “fully decoupled” explosion would still produce some seismic waves in the Earth’s crust, but “most of the energy” would go into “increasing the gas pressure in the cavity, thereby reducing the apparent yield of the original explosion.” 
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            Another way help to reduce a test’s seismic signature might be to couple decoupling, as it were, with the use of a large steel containment vessel in which the test explosion would initially occur. As
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           the Arms Control Association has reported
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           , it has been known for years that the Soviet Union used to conduct some nuclear-weapons-related explosive experiments “in large ‘Kolba’ vessels designed to contain explosions with total energy yields (chemical explosive plus fission) up to 50 kilograms of TNT” without crossing the CTBT’s detection threshold. 
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           I’m pretty sure there’s no way to build a Kolba strong enough to contain an explosion of the size DiNanno and Yeaw have been talking about in connection with secret Chinese testing. One should remember, in this respect, that back in 1945 the United States built a colossal, 25-foot-long, 214-ton steel vessel nicknamed “
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           Jumbo
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           ,” which it was initially hoped might contain the chemical explosive power of the Manhattan Project’s “
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           Gadget
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            ” implosion device in the event that
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           the “Trinity” test at Alamogordo
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            , New Mexico, failed to produce nuclear fission yield. (As it turned out, Jumbo was never actually used.) Yet though Jumbo was apparently designed to contain a force of 50,000 pounds per square inch, even it probably
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           would have fragmented from explosive yields of between 100 and 300 tons
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           .
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            That said, I imagine using a large Kolba-type container might help at least reducethe seismic signature produced by a fully decoupled test, because it would force the explosive yield to break out of the steel container
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           first
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            and only
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           then
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            to radiate outward through the excavated cavity to transmit energy to the surrounding earth. You surely couldn’t
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           contain
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            an explosion of “hundreds of tons,” but it stands to reason that a massive vessel could nonetheless make a decoupled test even stealthier. 
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           So how much difference might decoupling make? Well, the 2002 NAS report suggests it’s possible to achieve a “signal-reduction factor” of 70 for small tests. This has apparently been demonstrated in at least one historical test of around 0.4 kilotons – that is, about 400 tons. (It’s not clear whether that old example used a Kolba-type containment vessel, but if not, the effective signal reduction available to Chinese technicians today could perhaps be even greater.)
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           Ominously, the “hundreds of tons” figure cited recently by U.S. authorities as being the size of the tests China was preparing to conduct would seem to fall easily into this window of such “decouplable” testing.
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           U.S. Assessments, 2019-20
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           It’s also worth remembering that this is not the first time the United States has raised the issue of secret Chinese nuclear testing. In fact, this is a subject we took some pains to raise – and draw attention to – in the First Trump Administration. 
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            In May 2019, Lieutenant General Robert Ashley, the head of the U.S. Defense Intelligence Agency (DIA), announced at
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           a Hudson Institute event with Hudson’s Rebeccah Heinrichs
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            that 
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           “China continues to use explosive containment chambers at its nuclear test site, and China[‘s] leaders previously joined Russia in watering down the language of the P5 statement that would have affirmed a uniform understanding of zero-yield testing.” 
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            In a further statement issued on June 13, 2019,
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           DIA said
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            that China’s nuclear activities raised “questions about those activities in relation to the ‘zero yield’ nuclear weapons testing moratorium adhered to by the United States, the United Kingdom, and France” and were “inconsistent with the commitments undertaken by the United States, the United Kingdom, and France.” 
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            In the First Trump Administration, we followed up these revelations in
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           our official 2020 report at the State Department on
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           Adherence to and Compliance with Arms Control, Nonproliferation, and Disarmament Agreements and Commitments
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            – a report, by the way, that Tom DiNanno and I were both involved in preparing. There, our formal compliance finding about China declared that 
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           “China maintained a high level of activity at its Lop Nur nuclear weapons test site throughout 2019. China’s possible preparation to operate its Lop Nur test site year-round, its use of explosive containment chambers, extensive excavation activities at Lop Nur, and lack of transparency on its nuclear testing activities – which has included frequently blocking the flow of data from its International Monitoring System (IMS) stations to the International Data Center operated by the Preparatory Commission for the Comprehensive Nuclear Test-Ban Treaty Organization – raise concerns regarding its adherence to the ‘zero yield’ standard adhered to by the United States, the United Kingdom, and France in their respective nuclear weapons testing moratoria.”
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           (You’ll also note, by the way, that this language – as well as Ashley’s earlier comments – include reference to “explosive containment chambers” – that is, “Kolbas.”)
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            Those sentences were all we had permission to say about China at the time. But remember that this was a report we
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           published in June 2020
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            – which meant that it was drafted and worked through the painful U.S. interagency clearance process before the June 22, 2020, Chinese test described by DiNanno and Yeaw. Even then, however, we did flag at that point that “[a]dditional information” was provided at a “higher classification” level in our classified Annex to the report. I can’t tell you what was in that Annex about this Chinese nuclear testing question, of course, but we did make quite clear that we
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           did
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            have more information than we could publicly disclose at the time.
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           As you can see, therefore, some of the Chinese nuclear testing backstory has been available for several years, for anyone who cared to pay attention to it. This adds credibility to the current U.S. accounts.
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           The Implications
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            So what are the implications of these revelations about secret, yield-producing Chinese nuclear weapons tests? Most obviously, this is just another in a series of remarkable revelations – including the
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           vast proliferation of Intercontinental Ballistic Missile (ICBM) silos in the deserts of Xinjiang
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            and the
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           expansion of nuclear weapons “pit” production at Pingtong
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           – about the extraordinary pace of Beijing’s provocative and destabilizing nuclear weapons buildup. 
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            That buildup, in fact, seems well on track to give China
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           strategic parity in terms of operationally deployed strategic warheads with both the United States and Russia by 2035
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            , unless one or both of those powers expand their forces beyond their current size. Under the
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           New START agreement of 2010
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            , which recently expired, Washington and Moscow were limited to 1,550 such warheads. Current U.S. projections put China at about 1,500 by 2035. (Hence strategic parity, although both the Russians and Americans would likely still have larger a larger overall, factoring in
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           non-deployed
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            warheads.)
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            But another implication of these Chinese developments relates to U.S. nuclear testing. Remember that President Trump
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           declared in October 2025
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            that in light of what our strategic adversaries have been doing, the United States would resume testing on an “equal basis” with Russia and China. “Because of other countries’ testing programs,” Trump said, “I have instructed the Department of War to start testing our Nuclear Weapons on an equal basis. That process will begin immediately.” 
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            I should stress that this “equal basis” phrasing
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           doesn’t
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            seem to suggest any U.S. return to full-scale nuclear weapons tests, though former Trump National Security Advisor Robert O’Brein publicly
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           urged this back in July 2024
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            . Nevertheless, it does suggest that we will now be willing to engage in small, yield-producing tests akin to those we have assessed that China – and indeed Russia as well, as we made clear back in
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           2019
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            and
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           2020
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            – has been doing.
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            For me, this is an especially interesting result, for I’ve actually been suggesting just such an approach for years – including suggesting such a thing to my State Department superiors back when we first publicly surfaced the issue of clandestine Russian tests, and our “concerns” about possible Chinese ones, six or seven years ago. More recently, I’ve even suggested this publicly, explicitly
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           recommending in a roundtable discussion at the National Defense University in late 2024
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            that in the next U.S. Nuclear Posture Review, the United States 
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           “modify its current ‘zero-yield’ testing policy in order to permit small-scale yield-producing tests akin to those U.S. officials believe Russia and perhaps China to have conducted.” 
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            Why? Well, as I subsequently explained
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           to the European Leadership Network in December 2024
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           , 
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           “…[f]rom a technical perspective, there may be useful things to be learned even from extremely small yield-producing tests, but while we ourselves have foregone learning such things for decades, our adversaries apparently have not.” 
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            The alternative to doing such tests ourselves – as I put it in
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           a LinkedIn post last month
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            – is “unilaterally holding ourselves back while our nuclear adversaries advance.” Accordingly, though the issue is likely to be much debated in U.S. policy circles, I am myself supportive of President Trump’s approach on this issue:
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           “I wish nobody was testing at all — and perhaps we can get back to that world eventually — but I don’t want us to be sitting on our hands while our adversaries use such tests to improve their weapons. The liberty and security of too many people — in the United States as well as in many other countries — depends on the credibility of our nuclear deterrent to just give Moscow and Beijing a free pass on this.”
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           National security policy doesn’t have the luxury of dealing with the world as one wishes it were; we have to deal with the world we have. And in that world – the real one – it would appear that the United States is going to be getting into the business of doing small-scale yield-producing tests, at least until our adversaries convince us that they’ve stopped. I wish things were otherwise, but under the circumstances, I would say the U.S. approach makes sense.
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           -- Christopher Ford
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      <pubDate>Tue, 03 Mar 2026 23:06:42 GMT</pubDate>
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      <title>Marxing America Great Again: Marxist Discourse in Right-Wing Populism and the Future of Geopolitics</title>
      <link>http://www.newparadigmsforum.com/marxing-america-great-again-marxist-discourse-in-right-wing-populism-and-the-future-of-geopolitics</link>
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           Dr. Ford's article entitled "
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           Marxing America Great Again: Marxist Discourse in Right-Wing Populism and the Future of Geopolitics
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           " was published in 
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           Defense &amp;amp; Strategic Studies Online
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            (DASSO), vol. 2, no. 2 (Winter 2026). You can find the whole issue on the 
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           DASSO
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             website
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           here
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            , or use the button below to download a PDF of Dr. Ford's piece.  (Also, the home page for DASSO can be found
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           here
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           .)
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      <pubDate>Wed, 11 Feb 2026 20:10:49 GMT</pubDate>
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      <title>A Time of Strategic Flux in the Middle East: Possible Implications for Proliferation</title>
      <link>http://www.newparadigmsforum.com/a-time-of-strategic-flux-in-the-middle-east-possible-implications-for-proliferation</link>
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            Below is an lightly edited version of the prepared text upon which Dr. Ford based his remarks on February 4, 2026, at the conference on "Regional Security and Weapons of Mass Destruction in the Middle East" sponsored by the
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           United Nations Institute for Disarmament Research
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            (UNIDIR) in Prague, Czech Republic.
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           Thank you for giving me the chance to participate in this workshop here in beautiful Prague. 
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            Having in my last role in the U.S. Government served for three years as Assistant Secretary of State for International Security and Nonproliferation – and having spent more than a year of that time performing the duties of the Under Secretary for Arms Control and International Security – I’d like to talk specifically about nuclear weapons proliferation issues in the Middle East. 
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           These are only my personal views, of course, and they don’t necessarily represent those of anyone else.  Nevertheless, it’s certainly the case that the current period of strategic flux in in the Middle East could have dramatic implications, andthere’s no way to start but to note that I quite agree that there is huge 
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           uncertainty
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             surrounding the implications of recent events in the region.  And there’s more uncertainty regarding regional proliferation risks right now, I’d say, than at any other time in many years. 
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           Nonproliferation as Strategic Calculus
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           Times of strategic change inherently raise questions about the degree to which leaders will continue to find inherited certainties and long-established approaches – including to nonproliferation questions – to be adequate to their present security needs.  For most countries, avoiding the further spread of nuclear weapons has been one of the cardinal priorities and policy objectives of the modern era for a long time, both in the Middle East and elsewhere.
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           Precisely because nonproliferation 
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           is
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            a question of national security 
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           policy
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            rather than an imperative of deontological ethics, however – that is, because real-world leaders are obliged as stewards of their countries’ security interests to weigh costs, benefits, and risks against each other and make decisions in a world in which the “perfect” answer is seldom available and they must often choose between varying degrees of unwanted alternatives – shifts in the security environment may sometimes indeed drive significant reassessments of policy approach.
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            It is also the case that because of the complexity of that environment and the difficulty of reaching inarguable conclusions
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           about
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            it, interpretations about what the situation calls for can vary significantly, not merely between the leaders of differently-situated
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           countries
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             but also even between
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           i
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            individual leaders in one country even when they face the same set of facts. There is thus nothing simple about predicting where things are going in a complex security environment in which both the “facts on the ground” and the “butts in the seats” are changing.
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           So as my comments today – more as a scholar’s contribution than merely than a participant’s advocacy piece – let me mention three sets of changes that it seems to me will likely affect proliferation risks and feed into the broader questions and uncertainties of peace and security in the region – specifically, with respect to Iran, Saudi Arabia, and the United States itself.
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           The Iranian Situation
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            The first set of issues concerns
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           Iran
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           , its regional situation, and the status of the uranium enrichment program Tehran began years ago as part of its effort to develop nuclear weapons:
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            Just three years ago or so, Iran could boast of leading what it described as an “
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            Axis of Resistance
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            ” stretching all the way from the tip of Arabian Peninsula across Iran itself and on to the Mediterranean: a network of allies and proxies that included the Houthis, the government of Bashar al-Assad in Syria, the Lebanese terrorists of Hezbollah, and the Palestinian terrorists of Hamas.
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            Today, however, with the fall of Assad’s murderous dictatorship, Israel’s deft mauling of Hezbollah, and the Israeli invasion and occupation of Gaza in response to the genocidal Hamas attack upon Israel in October 2023, things look very different. The collapse of the “Axis” is a huge shift that robs Iran of enormous strategic depth and weakens its regional power base. It also deprives Tehran of what many observers long felt was the “deterrent effect” of Hezbollah’s enormous rocket arsenal on Israel’s northern border – a force that it was presumed would protect Iran from direct Israeli attack, lest moves against Tehran confront Israel’s population with a rain of fire from southern Lebanon. 
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           (Nor, it has been astutely pointed out to me, did Iran’s status as a “virtual” nuclear weapons possessor provide much “deterrence” agasint Israeli or American attack.  This could be quite important, teaching Iran – and perhaps others – that a “hovering on the brink of having a weapon” status actually doesn’t provide the security benefit some might have expected.)
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             As for Iran’s nuclear program, after President Trump’s withdrawal of the United States from the
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            Joint Comprehensive Plan of Action (JCPOA) nuclear deal
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             in 2018, Iran went on to build an increasingly formidable fissile material production capacity and stockpile of highly-enriched uranium – just as the JCPOA would so lamentably and foolishly have permitted, but now (thanks to the U.S. withdrawal)
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            earlier
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             than the JCPOA would have allowed – thus dangerously positioning itself as a so-called “virtual” nuclear weapons possessor, merely a quick sprint away from weaponization.
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           Today, however, that nuclear program has been to some important extent degraded, first by Israeli attacks (including the assassination of Iranian nuclear scientists) and then by the “
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           Operation Midnight Hammer
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           ” U.S. cruise missile attack on a nuclear facility at Isfahan and bunker-busting strikes against underground centrifuge cascades at Natanz and Fordow.  It’s not clear how much these attacks in the summer of 2025 set back the Iranian program, and pronouncements by the Trump Administration have been wildly inconsistent. (Sometimes they describe it as having suffered such “
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           monumental damage
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           ” that it was “
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           completely and fully obliterated
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           ” and at other times they merely assess that it was “
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           significantly
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           ” degraded, being set back “
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           one to two years at least
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            .”  Confusingly, and hardly reassuringly, U.S. officials have sometimes even advanced such differing assessments
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           even within the same document
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           .)  Nevertheless, the Iranian nuclear situation is today clearly very different than it was at this point in 2025.
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             In addition, European leaders have now
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            invoked the “snapback” provisions
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             of
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            U.N. Security Council Resolution 2231
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             , forcing Iran to contend with the full formal reimposition of United Nations sanctions in response to its
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            continuing violations of its International Atomic Energy Agency (IAEA) nuclear safeguards obligations
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             . Now, if Iran wishes to escape from the dire economic implications of these sanctions, it will have to reform its behavior enough to convince all the Permanent Members of the U.N. Security Council that it deserves such relief.
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            As I have argued elsewhere
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            , this “snapback” can be a powerful tool to incentivize nuclear negotiations, especially if deftly coupled to threats such as President Trump’s recent signal to Iran that “
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            time is running out
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            ” in which to reach a nuclear deal.
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            Iran also has also come to face domestic instability and huge popular protests against the oppressive rule of its clerical theocracy of a sort unseen since at least 2009, with the regime itself admitting that thousands of people have now been killed as a result of its harsh crackdown on the protests. It is not clear how long this instability will last, of course, and despite President Trump’s encouragement of the recent protests and proclamation that “
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            help is on the way
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             ” for the beleaguered Iranian masses, Trump has apparently now opted to follow
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            Barack Obama’s sad example from 2009
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             by simply
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      &lt;a href="https://www.pbs.org/newshour/show/as-u-s-pledge-for-help-goes-unfulfilled-irans-uprising-meets-brutal-crackdown" target="_blank"&gt;&#xD;
        
            standing by and watching as the regime crushes pro-democracy protestors
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             .  That said, the ayatollahs and their Iranian Revolutionary Guard Corps praetorians today still face a domestic legitimacy crisis without precedent in many years, even as Supreme Leader Ayatollah Ali Khamenei – at 86 years of age and with
            &#xD;
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      &lt;a href="https://www.stimson.org/2025/khameneis-eclipse-absolute-rule-crumbles-into-paralysis-and-infighting-in-iran/" target="_blank"&gt;&#xD;
        
            what are rumored to be serious health challenges
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             – faces growing questions about leadership succession.
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            It is far from clear what the net effect of all of these developments will be upon Iranian proliferation risks. Will Iran’s leaders, for instance, decide that their weakened position requires that they begin nuclear weaponization as a kind of last-chance insurance policy against the foreign foes who have now struck them with impunity? Or might this very weakness induce the clerical regime to negotiate and accept a deal that meaningfully and enduringly constrains Iran’s nuclear capabilities – much as Ayatollah Khomeini himself eventually opted to
           &#xD;
      &lt;/span&gt;&#xD;
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    &lt;a href="https://www.nytimes.com/1988/07/21/us/khomeini-accepts-poison-of-ending-the-war-with-iraq-un-sending-mission.html" target="_blank"&gt;&#xD;
      
           accept the “poison” of a ceasefire with Iraq in 1988
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            despite his enormous ideological commitment to the Iran-Iraq War? It’s hard to say, but viewed from Tehran, today’s greatly changed strategic circumstances presumably make
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           some
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            major shift in Iran’s approach more likely now than at any other time in the last decade or more. The question is:
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           what kind
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            of shift?
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           Saudi Arabia
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            From a nonproliferation perspective, there have also been important developments vis-à-vis Saudi Arabia. To begin with, after years of on-again/off-again efforts, the United States and Saudi Arabia
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    &lt;a href="https://www.whitehouse.gov/fact-sheets/2025/11/fact-sheet-president-donald-j-trump-solidifies-economic-and-defense-partnership-with-the-kingdom-of-saudi-arabia/" target="_blank"&gt;&#xD;
      
           announced their agreement on a package of deals
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            that included not only a so-called “
           &#xD;
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    &lt;a href="https://www.congress.gov/crs_external_products/RS/HTML/RS22937.html" target="_blank"&gt;&#xD;
      
           123 Agreement
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           ” for civil-nuclear cooperation pursuant to which Riyadh will purchase U.S. nuclear reactors, but also a “strategic defense agreement” that may include purchases of U.S. battle tanks and F-35 fighter aircraft.
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            The precise contours of these arrangements remain unclear. The United States had tried for years to get the Saudis to agree to “Gold Standard” terms such as those in the
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    &lt;a href="https://2009-2017.state.gov/documents/organization/140162.pdf" target="_blank"&gt;&#xD;
      
           123 Agreement with the United Arab Emirates
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            (UAE) in 2009, whereunder the UAE forswore enrichment of uranium or separation plutonium, and had also tried to get Riyadh to accept adherence to the strong nuclear safeguards of
           &#xD;
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    &lt;a href="https://www.iaea.org/sites/default/files/infcirc540c.pdf" target="_blank"&gt;&#xD;
      
           the IAEA’s “Additional Protocol
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           ” (AP). Saudi Arabia, however, always refused.
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            There is no sign as yet that the deal recently struck by the Trump Administration contains either of those elements – and
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    &lt;a href="https://www.reuters.com/business/energy/uranium-enrichment-not-part-civil-nuclear-deal-with-saudi-arabia-us-energy-2025-11-19/" target="_blank"&gt;&#xD;
      
           Energy Secretary Chris Wright has said that it does not cover enrichment
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            – so it seems likely that the United States has backed down on both counts. In that event, the new U.S. agreement seems likely to advance Saudi nuclear know-how while
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           not
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            precluding that country’s future ability to acquire fissile material production capabilities from other sources, even while allowing it to avoid IAEA inspections to police against undeclared nuclear activity.
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            And indeed, Saudi Arabia has long proclaimed its
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    &lt;a href="https://www.armscontrol.org/act/2023-03/news/saudi-arabia-aiming-complete-nuclear-fuel-cycle" target="_blank"&gt;&#xD;
      
           intention to acquire all elements of the nuclear fuel cycle
          &#xD;
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            , while also
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    &lt;a href="https://www.bbc.com/news/world-middle-east-43419673" target="_blank"&gt;&#xD;
      
           pledging to match Iran’s nuclear weapon capabilities if and when Tehran itself builds a nuclear device
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           . Last autumn, moreover, the Saudis reached a “
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           Strategic Mutual Defense Agreement
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           ” (SMDA) with the nuclear-armed country of Pakistan, which Pakistani Defense Minister Khawaja Mohammed Asif declared meant that “
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    &lt;a href="https://apnews.com/article/pakistan-saudi-nuclear-pact-defense-e66e0ded8045812c8aea39e21d764836" target="_blank"&gt;&#xD;
      
           [w]hat we have, and the capabilities we possess, will be made available to [them] according to this agreement
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           .”
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            That said, the text of that agreement apparently makes no reference to any specific military capability and Asif later
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    &lt;a href="https://thebulletin.org/2025/10/the-saudi-pakistani-strategic-mutual-defense-pact-that-no-one-saw-coming/" target="_blank"&gt;&#xD;
      
           retracted his comment about providing nuclear weapons to the Saudis, leaving the situation notably unclear
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            . Nevertheless, especially given that
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    &lt;a href="https://thebulletin.org/2025/10/the-saudi-pakistani-strategic-mutual-defense-pact-that-no-one-saw-coming/" target="_blank"&gt;&#xD;
      
           rumors have swirled for many years of just this sort of nuclear weapons understanding between Islamabad and Riyadh
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            , and that the 2025 SMDA apparently
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           does
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           declare that “
          &#xD;
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    &lt;a href="https://mofa.gov.pk/press-releases/joint-statement-on-the-state-visit-of-prime-minister-of-the-islamic-republic-of-pakistan-muhammad-shehbaz-sharif-to-the-kingdom-of-saudi-arabia" target="_blank"&gt;&#xD;
      
           any aggression against either country shall be considered an aggression
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           against both
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           ,” it seems that at least 
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           some
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            aspect of “extended nuclear deterrence” has
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           indeed now been injected into Middle Eastern affairs.
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            Whether this encourages regional nuclear weapons proliferation in the Middle East by making nuclear weapons a critical currency of power and influence there – and easier to acquire – or whether it makes regional proliferation
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           less
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            likely by helping Saudi Arabia feel less need to for indigenous weaponization is at this point anyone’s guess. There can be no question, however, but that 2025 has been a year of significant developments.
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           The United States
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            Finally, it has also been a time of important shifts with respect to the
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           United States
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            and questions of Middle Eastern nuclear proliferation, for American thinking on regional security and nonproliferation strategy seems to have shifted in significant ways under the Second Trump Administration. On the one hand, with its “Midnight Hammer” strike against Iran last summer, the Trump Administration has now created a precedent for a very
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           active
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            form of counterproliferation engagement against the nuclear program of a state that is in violation of its nonproliferation obligations. This is a hugely significant step, though it is not clear whether Trump would have taken it had not the Israelis begun by striking Iran’s nuclear program first. (Even if attacking Iran’s nuclear facilities was unwisely provocative, there was a compelling logic to the United States helping out once the Israelis began to attack, since
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    &lt;a href="https://www.newparadigmsforum.com/heres-how-to-get-a-nuclear-deal-with-iran-now" target="_blank"&gt;&#xD;
      
           for an “angry Iran [to have] a small, bashed-up nuclear capability” was better “than [for it] to have a large and intact one
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           .”)
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            Those strikes, however, do not necessarily signal the continuation of a powerful
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           general
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            U.S. commitment to nonproliferation, in the Middle East or elsewhere, for American thinking appears to be shifting in other respects. For one thing,
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    &lt;a href="https://www.newparadigmsforum.com/type-a-versus-type-b-proliferation-risk-and-the-challenge-of-this-era" target="_blank"&gt;&#xD;
      
           as I have suggested elsewhere
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            , in the current strategic environment of triangular great power rivalry it is hard to imagine nonproliferation retaining
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           quite
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            the top-shelf priority it was after the end of the Cold War and during the United States’ “Global War on Terrorism.” As new strategic threats or points of strategic focus evolve – whether that is great power competition vis-à-vis China  and Russia (for the First Trump Administration and then the Biden Administration) orthe alleged need to focus upon homeland security and an American sphere of influence in the Western Hemisphere (for the Second Trump Administration) – it is all but inevitable that the
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           relative
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            priority of nonproliferation in the U.S. policy agenda will shrink.
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            This doesn’t necessarily mean that U.S. officials feel nonproliferation to be
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           unimportant
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            , but it does mean that nonproliferation is likely to stack up differently against
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           other
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            policy priorities now than it did before. In particular, given the Second Trump Administration’s palpable distaste for bearing significant burdens to defend traditional U.S. allies – as well as the increasing sense of existential threat faced by those allies in the face of growing Russian, Chinese, and North Korean threats – it feels to me as if Washington is gradually shifting from regarding nonproliferation as a
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           per se
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            good to assessing nonproliferation questions more on a “case-by-case” basis.
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            American officials may remain committed to preventing
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           Iranian
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            proliferation, for example – and indeed the recently-released
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    &lt;a href="https://media.defense.gov/2026/Jan/23/2003864773/-1/-1/0/2026-NATIONAL-DEFENSE-STRATEGY.PDF" target="_blank"&gt;&#xD;
      
           2026 National Defense Strategy
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            (NDS) still proclaims that “Iran will not be allowed to acquire nuclear weapons” – but their desire to prevent some
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           other countries
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            from taking such a step may lack quite that intensity. Notably, neither
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    &lt;a href="https://media.defense.gov/2026/Jan/23/2003864773/-1/-1/0/2026-NATIONAL-DEFENSE-STRATEGY.PDF" target="_blank"&gt;&#xD;
      
           the new NDS
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            nor the
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           2025 National Security Strategy
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            (NSS) specifically mention either “proliferation” or “nonproliferation” at all; the issue seems to have slipped off the roster of the United States’ highest-priority national security concerns, and this could of course have implications in the Middle East.
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            Relatedly, but more broadly, the shift of the Second Trump Administration’s focus from the wider international arena to a more constricted horizon concerned primarily with homeland security, trade policy, and “hemispherist” regional self-aggrandizement also has the potential to affect how American leaders approach and prioritize proliferation questions in the Middle East. Though the recent NDS says that the United States will not permit Iran to acquire nuclear weaponry, it also seems to treat the Iranian nuclear problem as one that President Trump has basically already
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           solved
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            by “obliterating” Iran’s nuclear program, though the NDS still notes the possibility that the Iranians “may … seek to rebuild devastated infrastructure and capabilities.” The NDS also seems to herald a declining U.S. military concern for the Middle East, observing that there exist “opportunities for us to enable individual partners to do more for their defense,” and seeming to suggest that this will permit the United States to reduce its own involvement.
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            This theme of reduced American interest in the Middle East – whether with regard to proliferation or in other respects – is even more pronounced in the
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    &lt;a href="https://www.whitehouse.gov/wp-content/uploads/2025/12/2025-National-Security-Strategy.pdf" target="_blank"&gt;&#xD;
      
           2025 National Security Strategy
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            . In terms of American national security or foreign policy interests in the region, the NSS articulates only
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           one
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           : the importance of preventing any “adversary power” from dominating the region. Beyond that, however, little reason is given for the United States to care about events there.
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            Indeed, while the NSS explicitly notes that while U.S. strategists have traditionally “prioritized” the Middle East on account of its being (1) “the world’s most important supplier of energy,” (2) a “prime theater of superpower competition,” and (3) “rife with conflict that threatened to spill into the wider world and even to our own shores,” it also observes pointedly that “at least two of those dynamics no longer hold” today. Specifically, the United States no longer particularly needs Middle Eastern oil, and the region is today merely the locus of “great power
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           jockeying
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           ” – whatever that means, though this odd term seems intended to sound more playful than threatening – rather than actual competition, and because in such “jockeying” the United States has the strongest position. As the NSS notes, in fact, as U.S. energy production increases, “America’s historic reason for focusing on the Middle East will recede” even further.
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            According to the NSS, therefore, the only reason for Americans to care about the Middle East today is the danger that local conflicts there could spread into broader realms. Even in that regard, however, there is said to be “less to this problem than headlines might lead one to believe,” because Iran has been gravely weakened by recent events. All in all, the National Security Strategy thus seems to suggest, the Middle East has lost its importance for strategists in Washington: one way or the other, events there simply don’t seem to
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           matter
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            to U.S. leaders the way they used to.
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            This does not necessarily bespeak a general lack of concern for regional proliferation, but it certainly signals a conclusion by the Second Trump Administration that Middle Eastern issues
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           of any sort
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            are of merely secondary or tertiary importance for the American national security agenda. To the extent that U.S. officials have traditionally been closely engaged with Middle East proliferation risks and have made regional nonproliferation an extremely high priority for decades, this American shift could be very significant over time. If the attitudes expressed in the 2025 NSS and the 2026 NDS persist, Washington’s willingness to devote time, energy, and resources to restraining regional proliferation in the future may be reduced.
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           It is also a time of considerable flux in U.S. strategic thinking on nuclear matters more generally – and in ways that are 
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           also
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            likely to affect whether, how, and the degree to which leaders in Washington focus upon nuclear proliferation relative to other challenges.
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           Faced with the unprecedented problem of having to deter 
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           two
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            nuclear near-peers simultaneously, for instance, U.S. strategic thinkers on 
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           both
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             sides of the political aisle – as can be seen, for instance, in the 2023 report of the
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    &lt;a href="https://www.ida.org/-/media/feature/publications/a/am/americas-strategic-posture/strategic-posture-commission-report.ashx" target="_blank"&gt;&#xD;
      
           Strategic Posture Review Commission
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            and the 2025 report of the U.S. Institute of Peace
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    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/USIP+Senior+Study+Group+on+Strategic+Stability+Final+Report.pdf" target="_blank"&gt;&#xD;
      
           Senior Study Group on Strategic Stability
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            – have warmed to the idea of 
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           increasing
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             the size of the American nuclear arsenal for the first time in decades, even as
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    &lt;a href="https://www.bbc.com/news/articles/c4g31n4ey9go" target="_blank"&gt;&#xD;
      
           the New START agreement expires
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            later this week. 
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            Apparently reacting to what are now
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    &lt;a href="https://2017-2021.state.gov/wp-content/uploads/2020/06/2020-Adherence-to-and-Compliance-with-Arms-Control-Nonproliferation-and-Disarmament-Agreements-and-Commitments-Compliance-Report-1.pdf" target="_blank"&gt;&#xD;
      
           longstanding U.S. assessments
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            that Russia at the least – and possibly China, too – have been conducting secret low-yield nuclear tests,
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    &lt;a href="https://www.bbc.com/news/articles/c4gzq2p0yk4o" target="_blank"&gt;&#xD;
      
           American officials have also suggested the possibility
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            that we might feel the need to do something of the sort as well, though any such U.S. plans, if indeed there are any, remain quite opaque. 
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            The Second Trump Administration is also keen to reduce the costs and scale of U.S. commitments to defending our allies, even while these allies feel more threatened by Russian and Chinese military aggression than at any other time since the Cold War.  This could well create new incentives to undertake or accept
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    &lt;a href="https://www.newparadigmsforum.com/type-a-versus-type-b-proliferation-risk-and-the-challenge-of-this-era" target="_blank"&gt;&#xD;
      
           what might be termed “friendly proliferation
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           ,” pursuant to which one or more of our allies might consider nuclear weaponization because it felt there was no other way to protect itself from Russia or China.
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           I believe we can be less certain today of the central role of nonproliferation in American thinking than at any time in a great many years.
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           Conclusion
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            Together, these developments suggest that we are indeed at least at a potential watershed from the perspective of nuclear proliferation in the Middle East. The watershed could remain only
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           potential
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            , of course, and nothing guarantees that some spike in regional proliferation will occur. As I have argued for some time now – including
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           here
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            ,
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    &lt;a href="https://cgsr.llnl.gov/sites/cgsr/files/2025-01/occasional-paper-nuclear-middle-east_0.pdf" target="_blank"&gt;&#xD;
      
           here
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            ,
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    &lt;a href="https://www.newparadigmsforum.com/challenges-facing-an-iran-nuclear-deal" target="_blank"&gt;&#xD;
      
           here
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      &lt;span&gt;&#xD;
        
            , and
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    &lt;a href="https://www.newparadigmsforum.com/heres-how-to-get-a-nuclear-deal-with-iran-now" target="_blank"&gt;&#xD;
      
           here
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            – I still think we have a chance to leverage Iran’s present weakness into a diplomatic solution if we take the trouble to develop a clear and thoughtful negotiating strategy and are willing actually to work with the Europeans to implement it; it’s also conceivable that the clerical regime of the ayatollahs could simply
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           collapse
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           . But who knows?
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           What is clear, however, is that the strategic terrain here has been shifting rapidly, even as important attitudinal adjustments are occurring or seem likely in both the United States and Iran. Where this ends up going, I cannot prophesy.  But today’s Middle East is clearly now in an unusual state of strategic flux, and the proliferation implications could be quite dramatic – for good or for ill.
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           —Christopher Ford
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  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
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      <pubDate>Fri, 06 Feb 2026 13:53:04 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/a-time-of-strategic-flux-in-the-middle-east-possible-implications-for-proliferation</guid>
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    </item>
    <item>
      <title>Ford's 2025 Round-Up</title>
      <link>http://www.newparadigmsforum.com/ford-s-2025-round-up</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;h3&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           The year 2025 is ageing fast, and the end of the year is now just around the corner.  So here’s a compilation of my public work product from the year.  As you can see from the list of 10 papers or articles and 26 presentations below, it’s been a busy one.  
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  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Keep checking New Paradigms Forum for new material as we move into 2026.  And Happy New Year, everyone!
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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           Papers and Articles
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           1)
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      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
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           Defense and Strategic Studies at MSU: Security Sensibility and Strategic DNA
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” Defense &amp;amp; Strategic Studies Online, vol. 2, no. 1 (Autumn 2025), pp. 1-11, https://irp.cdn-website.com/ce29b4c3/files/uploaded/DASSO_v2no1_Ford.pdf
           &#xD;
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           2)
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      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
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           “
          &#xD;
    &lt;/span&gt;&#xD;
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           ‘By National Security Professionals, For National Security Professionals,’
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    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” Defense &amp;amp; Strategic Studies Online, vol. 2, no. 1 (Autumn 2025), pp. 46-52, https://dss.missouristate.edu/_Files/MSU-DASSO-2025-Vol_2-No_1-FacultyBackgrou.pdf
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           3)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           24 Years Later: 9/11 in the Rear-view Mirror
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” Fair Observer (September 17, 2025), https://www.fairobserver.com/history/24-years-later-9-11-in-the-rear-view-mirror/
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           4)
          &#xD;
    &lt;/span&gt;&#xD;
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      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Thinking About Strategy in an Artificial Superintelligence Arms Race
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” (with Craig J. Wiener), Defense &amp;amp; Strategic Studies Online, vol. 1, no. 4 (Summer 2025), pp. 1-49, https://dss.missouristate.edu/_Files/MSU-DASSO-2025-Vol_1-No_4-Ford-Wiener.pdf
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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           5)
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      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Final Report of the Senior Study Group on Strategic Stability – Sustaining the Nuclear Peace: On the Urgent Need for a New Strategy of Stability
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” (with multiple SSG co-authors), U.S. Institute of Peace (February 2025), https://irp.cdn-website.com/ce29b4c3/files/uploaded/USIP+Senior+Study+Group+on+Strategic+Stability+Final+Report.pdf
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           6)
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      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Thinking About Russian Nuclear Weapons Thinking
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” Journal of Policy &amp;amp; Strategy, vol. 5, no. 2 (2025), pp. 39-60, https://irp.cdn-website.com/ce29b4c3/files/uploaded/Ford_Russia_Nukes_NIPP_article.pdf
           &#xD;
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    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           7)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Cybernetics and Comprehensive National Power: The Grand Strategy of China’s ‘National Rejuvenation
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ’” (with John Schurtz, &amp;amp; Erik Quam),Defense &amp;amp; Strategic Studies Online, vol. 1, no. 3 (Spring 2025), pp. 1-89, https://dss.missouristate.edu/_Files/MSU-DASSO-2025-Vol_1-No_3-FordSchurtzQuam.pdf
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           8)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Struggling with the Bomb: Competing Discourses in the Nuclear Disarmament Movement
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” National Institute for Public Policy Occasional Papers, vol. 5, no. 2 (February 2025), https://irp.cdn-website.com/ce29b4c3/files/uploaded/Ford_NIPP_disarmament_paper_Vol._5_No._2.pdf
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           9)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Rebutting Sino-Russian Political Discourse and Getting Rights Right
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” (with Lord Nigel Biggar), Defense &amp;amp; Strategic Studies Online [Missouri State University], vol. 1, no. 2 (Winter 2025), pages 2-27, https://dss.missouristate.edu/_Files/MSU-DASSO-2025-Vol_1-No_2-FordBiggar.pdf
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           10)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Snapping Back and Looking Forward: A New Old Approach to the Iran Nuclear Crisis
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” Center for Global Security Research, Lawrence Livermore National Laboratory Occasional Papers (January 2025), https://cgsr.llnl.gov/sites/cgsr/files/2025-01/occasional-paper-nuclear-middle-east_0.pdf
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Remarks and Presentations
          &#xD;
    &lt;/strong&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           1)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           The INF Treaty's Two Ghosts
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to an event at DACOR Bacon House (December 8, 2025), https://www.newparadigmsforum.com/the-inf-treatys-two-ghosts
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           2)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Three-Power Nuclear Instability and Possibilities for Diplomatic Intermediation
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks at the Doha Forum at an event organized by the Qatar Mediation Forum (December 7, 2025), https://www.newparadigmsforum.com/three-power-nuclear-instability-and-possibilities-for-diplomatic-intermediation
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           3)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Root Causes of Instability in the Sino-American Relationship
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to an event at the Belfer Center at Harvard University’s John F. Kennedy School of Government (November 19, 2025), https://www.newparadigmsforum.com/root-causes-of-instability-in-the-sino-american-relationship
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           4)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Geopolitical Risk and the U.S.-China Relationship
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks at an event sponsored by Forward Global and the Oxford University Alumni Network (November 18, 2025), https://www.newparadigmsforum.com/geopolitical-risks-and-the-u-s-china-relationship
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           5)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           U.S. Perspectives on Nuclear Deterrence and Use
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks at a conference in China (November 8, 2025),https://www.newparadigmsforum.com/u-s-perspectives-on-nuclear-weapons-deterrence-and-use
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           6)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Whither the U.S. Nuclear Policy Process?
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” remarks at the Center for Strategic and International Studies (October 20, 2025), https://www.newparadigmsforum.com/whither-the-u-s-nuclear-policy-process
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           7)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           USIP’s Clarion Call on Strategic Stability
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks at Hudson Institute (October 2, 2025), https://www.newparadigmsforum.com/usip-s-clarion-call-on-strategic-stability
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           8)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           ‘
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Type A’ versus ‘Type B’ Proliferation Risks and the Challenge of This Era
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to a workshop for Congressional staff organized by the University of Pennsylvania Washington Center and the Wilson Center (September 30, 2025), https://www.newparadigmsforum.com/type-a-versus-type-b-proliferation-risk-and-the-challenge-of-this-era
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           9)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
               
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           An Old Guy’s Advice for Staffers and Emerging Leaders in Arms Control and Nonproliferation
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to the “arms control boot camp” organized by the CSIS Project on Nuclear Issues (September 30, 2025), https://www.newparadigmsforum.com/an-old-guys-advice-for-staffers-and-emerging-leaders-in-arms-control-and-nonproliferation
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           10)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Showing ‘Tough Love’ in Demythologizing Arms Control
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to a webinar with the National Institute for Public Policy (September 23, 2025), https://www.newparadigmsforum.com/showing-tough-love-in-demythologizing-arms-control
           &#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           11)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Opportunities and Challenges for Nonproliferation and Nuclear Governance in Southeast Asia
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks at a conference in Singapore sponsored by the Pacific Forum (September 22, 2025), https://www.newparadigmsforum.com/opportunities-and-challenges-for-nonproliferation-and-nuclear-governance-in-southeast-asia
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           12)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Here’s How to Get a Nuclear Deal with Iran Now
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks on a webinar sponsored by the National Institute for Deterrence Studies (August 29, 2025), https://www.newparadigmsforum.com/heres-how-to-get-a-nuclear-deal-with-iran-now
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           13)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Some Thoughts for my British Friends on Nuclear Weapons Policy and Deterrence Under the Second Trump Administration
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to a conference in London (July 28, 2025), https://www.newparadigmsforum.com/some-thoughts-for-my-british-friends-on-nuclear-weapons-policy-and-deterrence-under-the-second-trump-administration
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           14)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Nonproliferation and Geopolitical Structure: Conjunctive Polarities and the Challenges of a Doubly-Multipolar World
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” remarks to a conference at the Lawrence Livermore National Laboratory (July 22, 2025), https://www.newparadigmsforum.com/nonproliferation-and-geopolitical-structure-conjunctive-polarities-and-the-challenges-of-a-doubly-multipolar-world
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           15)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Diplomatic Dialogue around Existential Risk: The Intellectual Architecture of the ‘CEND’ Initiative
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to a conference at the Centre for the Study of Existential Risk, Cambridge University (June 17, 2025), https://www.newparadigmsforum.com/diplomatic-dialogue-around-existential-risk-the-intellectual-architecture-of-the-cend-initiative
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           16)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Transatlantic Turbulence in Nuclear Weapons and Deterrence
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to a conference at the University of Birmingham (June 13, 2025),https://www.newparadigmsforum.com/transatlantic-turbulence-in-nuclear-weapons-and-deterrence
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           17)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Nuclear Risks in the Indo-Pacific
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks to a conference in Beijing sponsored by the Asia-Pacific Leadership Network and the Grandview Institution (June 12, 2025), https://www.newparadigmsforum.com/nuclear-risks-in-the-indo-pacific
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           18)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Arms Control Challenges in Strategic Technology Competition
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” remarks prepared for a conference in Reykjavik, Iceland, sponsored by the Arms Control Negotiation Academy and the Peace Research Institute Frankfurt (May 23, 2025), https://www.newparadigmsforum.com/arms-control-lessons-for-strategic-technology-competition
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           19)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           NATO Multi-Domain Operations: Full Time, not just Wartime
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,’” remarks at a conference in Ankara, Türkiye, sponsored by NATO's Supreme Allied Commander Transformation (May 21, 2025), https://www.newparadigmsforum.com/nato-multi-domain-operations-full-time-not-just-wartime
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           20)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Opportunistic or Coordinated Adversary Aggression and the Nuclear Force Posture Problem of ‘Numbers and Types,’
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” remarks to the National Institute for Public Policy (April 28, 2025), https://www.newparadigmsforum.com/opportunistic-or-coordinated-adversary-aggression-and-the-nuclear-force-posture-problem-of-numbers-and-types
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           21)
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           “
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           Challenges Facing an Iranian Nuclear Deal
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           ,” remarks at the Carnegie Endowment for International Peace (April 21, 2025),https://www.newparadigmsforum.com/challenges-facing-an-iran-nuclear-deal
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           22)
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           “
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           What is the Future of Arms Control ... Now?
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           ” remarks to a workshop organized by the Geneva Graduate Institute's Centre on Conflict, Development and Peacebuilding (March 13, 2025), https://www.newparadigmsforum.com/what-is-the-future-of-arms-control-now
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           23)
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           “
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           Meeting the Challenges of ‘Dark Quad’ Aggression in the ‘Gray Zone
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           ,’” remarks to a conference at the Lawrence Livermore National Laboratory (February 20, 2025), https://www.newparadigmsforum.com/meeting-the-challenges-of-dark-quad-aggression-in-the-gray-zone
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           24)
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           “
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           Nuclear Doctrines and Prospects for P5 Dialogue
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           ,” remarks to a Track 2 dialogue on Military Risk Reduction in Europe (February 18, 2025), https://www.newparadigmsforum.com/nuclear-doctrines-and-prospects-for-p5-dialogue
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           25)
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           “
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           Evaluating Contemporary Nuclear Risks
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           ,” remarks to the New York State Bar Association (January 30, 2025),https://www.newparadigmsforum.com/evaluating-contemporary-nuclear-risks
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           26)
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           “
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           What Next from Washington on the Iranian Nuclear Problem?
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           ” remarks to the Emirates Center for Strategic Studies and Research, UAE (January 23, 2025), https://www.newparadigmsforum.com/what-next-from-washington-on-the-iranian-nuclear-problem
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      <pubDate>Wed, 17 Dec 2025 19:42:28 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/ford-s-2025-round-up</guid>
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      <title>The INF Treaty’s Two Ghosts</title>
      <link>http://www.newparadigmsforum.com/the-inf-treatys-two-ghosts</link>
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            Below is the text of the prepared text upon which Dr. Ford based his remarks to a reunion at
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           DACOR Bacon House
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           , in Washington, D.C., of former U.S. Government officials involved with negotiating and implementing the Intermediate-Range Nuclear Forces Treaty of 1987.
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            It sometimes seems as if the question of arms control limitations on intermediate-range nuclear delivery systems has shadowed me for most of my life. 
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            As a middle schooler for some odd reason precociously interested in nuclear weapons policy, I followed closely the debates and political controversies that flowed from NATO’s 1979 decision to deploy the so-called “Euromissiles” – in reality, the U.S. Gryphon land-based Tomahawk cruise missile and the Pershing II ballistic missile – in response to the Soviet Union’s earlier deployment of SS-20 systems. 
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           I was in college studying international relations when Ronald Reagan and Mikhail Gorbachev signed the Intermediate-range Nuclear Forces (INF) Treaty in 1987, abolishing that entire class of delivery system.  Years later, I followed the emergent issue of Russia’s 
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           violation
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            of that treaty when I was a U.S. Senate staffer, and thereafter ran the WMD and Counterproliferation Directorate at the U.S. National Security Council (NSC) in 2017 when we adopted the U.S. “responsive strategy” to Russia’s violation.  When the United States finally pulled out of the Treaty in 2019, I was serving as U.S. Assistant Secretary of State for International Security and Nonproliferation, and I had the honor shortly thereafter of also performing the duties of the Under Secretary for Arms Control and International Security as we took U.S. policy into the post-INF environment in the aftermath of the Treaty’s demise.
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           Accordingly, I wasn’t “present at the creation” of the INF Treaty like some of the other speakers at this event, but these events still feel like personal history for me.  And I certainly 
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           was
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             present for the Treaty’s collapse. 
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           So thank you for asking me to be a part of this “INF Reunion” event!  I’m sorry I have to be telling the unhappy parts of the INF story, but it’s an honor to be among you.
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           For my own contribution today, I’d like to record and recount my experience on INF’s deathbed, as it were, before then offering some thoughts about the two very different ways I think the Treaty haunts our arms control memory today – what I think of as INF’s two “ghosts.”  These are just my own personal opinions, of course, and won’t necessarily correspond to those of anyone else, but let’s give all this a go.
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           Present at the Demise
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           By the time I left the Senate Foreign Relations Committee staff and arrived at the NSC to take responsibility for U.S. policy development and coordination on arms control in January 2017, the problem of Russia’s INF violation loomed large in our minds.  It had become an especially great concern for hawkish Republicans on Capitol Hill, where frustration had been growing about the Obama Administration’s lack of concrete response to Russia’s testing of a new cruise missile in violation of the Treaty. 
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            Some Republicans, in fact, thought the problem went far beyond merely that administration’s foolish attachment to “arms control for its own sake” and weak-kneed unconcern with violations.  Having learned from
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           an interview Under Secretary of State Rose Gottemoeller did with a Denver newspaper in 2016
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            that Russia had actually first illegally tested its new ground-launched cruise missile in 2008, Republican hawks on the Hill suspected that the Obama Administration had deliberately hidden news of this problem from them, stalling its revelation until 
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           after
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             the Senate had been persuaded in 2010 to ratify the New START agreement that Gottemoeller had negotiated with the Russians over some conservatives’ objections. 
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            To be sure, the Obama Administration apparently did
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           only begin talking with Russia about its violation in May 2013
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            , and it took until 2014 for them to issue a public noncompliance finding in
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           our annual State Department report on such issues
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           .  Despite the early date of Russia’s first illegal moves, Obama officials claimed they had not reached the internal conclusion that Russia was cheating until 
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           after
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           New START’s hard-fought ratification in 2010
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           , but some hawkish Republicans found this explanation both implausible and rather too convenient.  For some such Republicans, New START itself had thus started to seem like something of a fraud perpetrated on the Senate, and to Russia’s advantage.  (That was, of course, way back when Republicans felt Russia was a national security threat, and when they thought it was the 
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           Democrats
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            who were soft on America’s adversaries.  Do you remember those days?)
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            Feelings also ran high because the Obama Administration had refused to do anything more than wag its finger at the Russians for the violation.  As
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           I have noted elsewhere
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           , by the time the First Trump Administration took office, the illegal Russian missile had gone from mere developmental flight testing to the actual commencement of deployment.  The threat was thus now not hypothetical, but rather dangerously concrete: a new nuclear-armed system in the field capable of ranging U.S. forces and NATO allies in Europe, and to which we possessed no countervailing capability because 
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           we
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            had scrupulously complied with the Treaty all along.
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           Suffice it to say, therefore, that we were pretty darn focused on INF when I showed up at the NSC.  Accordingly, it didn’t take us long in the first months of the First Trump Administration to move beyond mere finger-wagging into what we termed our “responsive strategy” of 2017.  The core of this strategy was to finally provide Russia with concrete incentives to change course, and we tried to do this by authorizing the Department of Defense (DoD) to begin research and development (R&amp;amp;D) work on 
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           American
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            INF-class systems – albeit ones, in contrast to the illegal Russian missile, that would be armed with 
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           conventional
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           rather than nuclear
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           warheads. 
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           (Doing such R&amp;amp;D was perfectly legal under the treaty, by the way, as long as we stopped short of actual flight testing or manufacture.  The White House’s directions to DoD were thus clear: the Pentagon was to start developing INF-class missiles up to a point just short of treaty non-compliance but go no further; anything beyond that would require a separate and specific Presidential authorization.)
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           Our message with this new strategy was quite clear: the Obama years in which Russia could freely work on prohibited systems while the United States remained constrained by INF Treaty limits were over.  Moscow now had to choose between returning to compliance, and having America start 
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           competing
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             with them in this space.  (We also got nice support from Capitol Hill on this, with lawmakers introducing language for the 2018 National Defense Authorization bill that would
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           authorize $58 million for initial work on a ground-launched mobile cruise missile of our own
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            .)  To make sure Moscow got the message, I
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           met on November 6, 2017
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            , with Russian Ambassador to the United States Anatoly Antonov to walk him through our new approach. 
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            Three weeks later, in light of continuing Russian lies that our accusations were fantasies and they weren’t working on any new missile at all, I also
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           publicly released
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            Moscow’s own designator for the illegal system, revealing in a November 29 speech at the Woodrow Wilson International Center for Scholars that the Russians themselves called it the 9M729.  (My revelation led Russian Deputy Foreign Minister Sergei Ryabkov to change his tune,
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           admitting that they 
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           were
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            actually building a new missile with that designator
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            , but he still falsely claimed its range was too short to violate the INF Treaty.)  Shortly before Christmas that year, we also put the system’s manufacturers – two Russian design bureaus known respectively as Novator and Titan – on
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    &lt;a href="https://www.federalregister.gov/documents/2017/12/20/2017-27388/addition-of-certain-entities-to-the-entity-list" target="_blank"&gt;&#xD;
      
           the U.S. Commerce Department’s “Entity List
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           ” for U.S. export control restrictions.
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            In early 2018, with the rollout of the new
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           U.S. 
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           Nuclear Posture Review
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             (NPR), the United States raised the ante still further.  In response to the growing problem of adversary overmatch in regional nuclear delivery systems caused by Russia’s INF Treaty violations and its failure to fulfil the promises it had made to get rid of shorter-range systems in the
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    &lt;a href="https://ndupress.ndu.edu/portals/68/documents/casestudies/cswmd_casestudy-5.pdf" target="_blank"&gt;&#xD;
      
           Presidential Nuclear Initiatives (PNIs) of 1991-92
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            , we announced that the United States would be deploying a new, lower-yield nuclear warhead – the W76-2 – aboard some of our submarine-launched ballistic missiles (SLBMs). 
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           The W76-2 was not an optimal solution for the problem of theater overmatch, of course, since it still rode on the Trident D5 strategic delivery system.  Nevertheless, it was cheap, INF Treaty-compliant, very quickly deployable, and represented a sort of “bridge” capability to give the United States the option of at least 
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           some
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            lower-level nuclear response in the event Russia or China used nuclear weapons in theater, thus “
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           help[ing] counter any mistaken perception of an exploitable ‘gap’ in U.S. regional deterrence capabilities
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           .”
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           The 2018 NPR also announced that we would be developing a new 
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           submarine
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           -launched nuclear cruise missile – the “SLCM-N” – that would provide theater-range nuclear delivery capability from the sea.  This was explicitly framed, in part, as a response to Russia’s INF Treaty violation.  We also raised the possibility that we might perhaps 
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           reconsider
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            this program if Russia returned to compliance.  As the
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           NPR put it
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           ,
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           “SLCM[-N] will provide a needed non-strategic regional presence, an assured response capability, and an INF-Treaty compliant response to Russia’s continuing Treaty violation.  If Russia returns to compliance with its arms control obligations, reduces its non-strategic nuclear arsenal, and corrects its other destabilizing behaviors, the United States may reconsider the pursuit of a SLCM.
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           “Indeed, U.S. pursuit of a SLCM may provide the necessary incentive for Russia to negotiate seriously a reduction of its non-strategic nuclear weapons, just as the prior Western deployment of intermediate-range nuclear forces in Europe led to the 1987 INF Treaty. As then Secretary of State George P. Shultz stated, ‘If the West did not deploy Pershing II and cruise missiles, there would be no incentive for the Soviets to negotiate seriously for nuclear weapons reductions.’”
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           The Russians, of course, never gave us the chance to really consider implementing such a deal, for they continued to build and deploy the 9M729 missile.  As our efforts to induce a change of direction from the Kremlin by finally confronting Russia with real strategic choices rather than the easy option of simply continuing to take advantage of American arms control fecklessness, the United States thus gradually moved toward formally withdrawing from the INF Treaty.
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            Along the way, however, we spent a lot of time trying to get our allies to come along with us.  Most of all,
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           as I recounted in a 2022 paper
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           , we worked to get the British, French, and Germans to join us in formally admitting that Russia had indeed violated the Treaty.  For some time, however, they were reluctant to do so.  Some of this had to do with the intelligence information involved, for while we could share some, we couldn’t share 
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           all
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            of our data about the 9M729 with all NATO partners.  The British came around first, for we 
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           could
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            share all the relevant information with them through the “Five Eyes” intelligence partnership.  The French and the Germans held out much longer, however.
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           But this was clearly 
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           not
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            just a question of intelligence sharing – though the French did rather opportunistically try to leverage the INF issue by insinuating that they might agree that Russia was cheating if we were willing to admit them into “Five Eyes.”  (I give them bemused credit for trying this gambit, I suppose, but we politely demurred.)  Rather than just being a question of intelligence analysis, the issue was also deeply 
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           political
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           .  The French and (especially) the Germans were palpably unsettled by the prospect of having an arms control treaty collapse, and for a long while they seemed much more comfortable simply 
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           ignoring
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             Russia’s violation than admitting that the INF Treaty had failed.  On top of that,
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           as I have written
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           , 
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            “These challenges for Paris and Berlin became more acute with the election of President Donald Trump, whom they distrusted on a personal basis even on top of their political desire to avoid giving a victory to the U.S. arms control hawks who viewed Russia’s development of INF-class missiles as a material breach of the Treaty.” 
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            Eventually, with more Russian missiles continuing to be deployed – thus increasing the threats facing NATO irrespective of one’s view on the Treaty – and with it becoming clear that the United States would pull out whether or not our allies concurred in our compliance finding, our NATO partners decided to put their political qualms behind them.  On December 4, 2018, NATO’s foreign ministers issued a statement declaring that Russia was indeed in violation of the Treaty and calling upon Moscow to change course or else see the agreement collapse.  “It is now up to Russia,”
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           they declared
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           , “to preserve the INF Treaty.”
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           Thereafter, it being quite clear that Russia was 
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           not
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             going to change course, the White House issued a
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           statement on February 1, 2019
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            , announcing that as a result of Russia’s breach, the United States was suspending its own obligations under the INF Treaty and would begin formal withdrawal procedures.  This withdrawal was duly
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           completed in September 2019
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           , and the INF Treaty was thus officially dead.
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            Today, with INF now long behind us, the issue of theater-range nuclear delivery systems has become a critical one in U.S. nuclear force posture planning vis-à-vis both Russia in Europe and China in the Indo-Pacific.  As can be seen by the reports of the
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           Strategic Posture Review Commission in December 2023
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            and the
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           U.S. Institute of Peace Senior Study Group on Strategic Stability in February 2025
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           , the American strategic policy community has now coalesced behind a new bipartisan consensus not only that we need more nuclear weapons beyond the current U.S. strategic modernization program that dates from 2010, but also that the U.S. force posture must include new 
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           theater
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            capabilities to offset Russian and Chinese overmatch in INF-class systems.
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           And indeed the United States is now developing multiple INF-range systems – though again, however, so far only with conventional warheads, with the exception of SLCM-N.  In late 2024, in fact, it was announced that the United States would begin deploying conventionally-armed ground-launched intermediate-range systems to Germany on a rotational basis: Tomahawk land-attack cruise missiles, a land-attack version of the Standard Missile-6 (SM-6), and a hypersonic missile would be sent on what were described as “
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           episodic deployments … as part of planning for enduring stationing of these capabilities in the future
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            .” 
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           The INF Treaty era is thus now emphatically behind us.  Twelve years after Russia first began to violate the INF Treaty, the United States has now begun confronting the Kremlin with concrete consequences.
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           The INF’s Two “Ghosts”
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           So that’s the story of my time at the INF Treaty’s deathbed.  From the perspective of how this episode has shaped the collective consciousness of the U.S. arms control and strategic policy community, however, it seems to me that the deceased Treaty still haunts us in two ways, each of which tends to point in a different direction in terms of its potential policy implications.  These are what I refer to as the “two ghosts of the INF Treaty,” and I think it’s especially important to draw attention to both of them as we consider INF’s legacy.
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           The Ghost of Failed Endeavor
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           The first aspect of this Janus-faced specter revolves around the collective memory of the INF Treaty as a failed endeavor.  And this is, indeed, how many of my students seem to see it.  In this failure narrative, INF was a treaty that the Soviets signed, but that collapsed because Russia cheated.  Along the way, moreover, our own adherence to the agreement – as well as America’s fulfilment of our PNI promises even though Russia opted to 
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           retain
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            a great many of the shorter-range nuclear systems it had likewise promised to dismantle – kept us from developing countervailing systems for many years.  Our prolonged adherence to INF thus contributed to the risks we face today of a potential failure of deterrence in the face of Russian overmatch in a broad range of sub-strategic delivery systems that the Kremlin has made into a vital plank of its strategies of coercive nuclear bargaining.
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           More sophisticated adherents to this view may add that even when Russia remained compliant, the INF Treaty kept us from developing and deploying the sort of theater-class systems we need vis-à-vis China in the Indo-Pacific.  Some Republican hawks, moreover, still harbor the suspicion that the Obama Administration 
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           hid
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             Russian cheating from the Senate to get New START ratified, adding a gloss of seeming domestic political betrayal into narrative of INF’s failure. 
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           To be fair, the Obama Administration emphatically denied any such “hide the ball” interpretation, and people I know personally who were involved in the intelligence analysis and interpretation of the Russian flight tests have told me 
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           very
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              clearly that nothing of the sort occurred – and that collecting, assessing, and validating the relevant information on Russia’s violation simply took a lot of time (as such things often do).  Either way, however, the Obama Administration’s complacency in the face of this violation while Russia continued to build and deploy systems against us still stands as a cautionary tale about how politically fashionable commitments to “preserving” arms control can create a dangerous strategic unseriousness in the halls of power. 
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            All in all, therefore, the Ghost of Failed Endeavor presents a frightening visage, haunting future U.S. approaches by making arms control look futile and suggesting that its pursuit can undermine our security. 
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           Don’t get me wrong: I’m not endorsing all those grim conclusions, mind you.  I still like to remind my students, I fact, that we did actually succeed in making the feared Soviet SS-20s go away, of course, and that 20 years of Kremlin compliance isn’t 
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           nothing
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           .  (Nor, surely, can it be entirely unwelcome that the Treaty played a critical role in reducing tensions in the late 1980s and helping ease the two superpowers out of their Cold War rivalry.)  And I certainly 
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           don’t
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              believe that arms control is always – as some might have it – doomed, counterproductive, or both.
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           Nevertheless, the INF failure narrative is a telling one, and indeed offers us some genuine cautionary lessons.  But it’s not the whole story, for there is thankfully a second ghost, too.
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           The Ghost of Negotiating Leverage
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           The 
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           second
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            INF Treaty ghost has a happier face, however, and it 
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           also
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            haunts American arms control culture as we look at the future.  In this alternative narrative, the INF Treaty offers a salutary 
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           model
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            of how to negotiate arms control agreements in the face of adversary nuclear threats.  This spirit is the “Ghost of Negotiating Leverage.”
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            This more congenial ghost focuses not on the INF Treaty’s collapse that I witnessed firsthand, but rather upon how we got the Treaty in the first place.  Specifically, it revolves around how the United States and its NATO partners reacted to the Soviet Union’s deployment of SS-20 missiles in Eastern Europe not by imagining that arms control diplomacy could magically secure us against such threats all by itself, but rather by first making a hard-nosed and politically painful decision to meet those SS-20 deployments by our own development and deployment of a countervailing “Euromissile” arsenal. 
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           Only 
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           then
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            could arms control diplomacy – in the form of Ronald Reagan’s famous 1981 “
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           Zero Option
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           ” proposal – step in to make the problem go away. Successful negotiating occurred only once we had finally given our adversaries an unmistakable 
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           reason
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             to negotiate seriously with us. 
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           We didn’t build and deploy the Euromissiles 
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           in order
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            to bargain them away, of course; we did 
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           that
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            to meet what was for NATO an existential threat.  Having successfully met that threat with these missiles’ contentious deployment, however, negotiating space opened up for as it became possible to envision a U.S.-Soviet deal that would bring both sides back to the 
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           status quo ante
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            prior to the SS-20 deployments that had so worried us and our Allies to begin with.  And that’s precisely the deal that Reagan struck with Gorbachev in 1987 – and that so many of 
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            had a hand in bringing about.
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            Where the Ghost of Failed Endeavor counsels reticence and caution, this happier Ghost of Negotiating Leverage counsels that peace through strength is possible, and that resolute attention to meeting threats in concrete ways that change adversary incentives can catalyze arms control opportunities. 
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            Where the Ghost of Failed Endeavor points us in the direction of pessimism, therefore, this happier Ghost of Negotiating Leverage counsels that peace through strength is possible, and that such resolute attention to meeting threats in concrete ways that preserve deterrence and change adversary incentives can sometimes catalyze arms control opportunities. 
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            Moreover, such a steely-eyed approach to arms control “fails well.”  That is, even if our own counter-deployments
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              result in arms control progress in a Reaganesque “zero-zero” sort of way, we’ve 
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            taken key steps to counter the threats and preserve deterrence!  So even if “Plan A” of a good arms control deal doesn’t pan out, the “Plan B” of simply ending up with a more robust deterrent is immeasurably better than sitting back and wringing our hands while adversaries build up nuclear posture advantages against us.
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           We were able to get to the INF Treaty’s landmark achievement in making an entire class of nuclear delivery system disappear for two decades, in other words, not because arms control diplomacy is a miraculous salve for all strategic ailments, but rather thanks to NATO’s steely-eyed determination in deploying Euromissiles that finally convinced Moscow that it 
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            to be serious in negotiating with us.
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            And indeed, as evidenced by the
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           2018 Nuclear Posture Review
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           , this second ghost also still roams the halls of power in Washington.  As you’ll recall, that document explicitly invoked the Euromissile precedent in voicing the hope that Russia might be convinced by our development of SLCM-N to change course in its illegal development of the 9M729, and it just as explicitly suggested the idea of a new, Reagan-style “Zero Option” trade.  In this respect, the idea lives on
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            of the INF Treaty as a salutary negotiated outcome made possible only by resolute attention to deterrence and to counterpoising threat against threat, and – as I pointed out in
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           a paper published earlier this year by the National Institute for Public Policy
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            – by an equally resolute 
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           inattention
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            to demands from the arms control and disarmament community that we make critical negotiating concessions to our strategic adversaries. 
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           Conclusion 
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           I myself like to keep 
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           both
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            of these INF Treaty “ghosts” in my head.  They both have lessons to teach us, and I think they are most usefully remembered not separately but together.  Years after its death, the Treaty’s twin shades serve as a salutary reminder of both of the very real potential and of the very real pitfalls of arms control negotiating.   
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           It’s been a pleasure to be here with you to remember all this history among people who played such an important role in the INF Treaty’s complicated story arc.  There is, I believe, a lot to learn from here.
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           — Christopher Ford
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      <pubDate>Wed, 10 Dec 2025 21:58:40 GMT</pubDate>
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      <title>Three-Power Nuclear Instability and Possibilities for Diplomatic Intermediation</title>
      <link>http://www.newparadigmsforum.com/three-power-nuclear-instability-and-possibilities-for-diplomatic-intermediation</link>
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           Below is the prepared text upon which Dr. Ford based his shorter oral remarks on December 7, 2025, at the Doha Forum, on a panel on “Mediating in an Era of Nuclear Risks and Superpower Rivalry” organized by the Qatar Mediation Forum.  Dr. Ford was joined on the panel by Dmitri Suslov and Wu Chunsi, and the discussion was moderated by Ambassador Karim Haggag,  director of the Stockholm Peace Research Institute.
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            Good day, everyone, and my thanks for inviting me.  It’s my first visit to Qatar, and I’m pleased to be here for this important event. 
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           As always, I can offer here only my personal opinions, and I speak neither for Missouri State University’s School of Defense and Strategic Studies, nor for the Center for Strategic and International Studies in Washington – nor, in fact, for anyone else.  Nevertheless, it’s a pleasure to be here, and I’m happy to offer some thoughts on nuclear risks between the United States, China, and Russia, and the possibility of intermediation. 
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           Perils of the Current Three-Power Nuclear Problem
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            From a U.S. perspective, I see the emergence of three-way multipolar great power rivalry as being enormously dangerous.  To some extent this is just because of the inherent challenges of the so-called “three-body problem” we are coming to face of deterring two nuclear near-peers at the same time – since, as perhaps in Newton’s celestial mechanics, a three-body game-theoretical solution may be inherently unstable. 
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           In addition, however, U.S. strategists see these developments as particularly problematic not just because of this three-way dynamic but because that dynamic also seems notably 
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           lopsided
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            .  This lopsidedness is a result not just of the “no-limits” partnership that has been proclaimed between China and Russia, but also because of the military alliance that has emerged between the Russians and the dangerous proliferator regime of the Kim family dynasty in North Korea, and also the now considerable defense cooperation between Russia and the belligerent theocracy in Tehran.  These are new, novel, and – from our perspective in the United States – understandably dangerous developments. 
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           So it’s not hard to see how this seems hugely destabilizing, and there should be nothing surprising in Washington’s resulting unease and antagonism.  I have to imagine that Beijing, for instance, would look on things with special alarm if Washington and Moscow announced that 
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            were now security partners “without limits,” and if they openly espoused their desire to “contain” China and reduce its power and influence in the world.  (Or that Moscow would be appalled if the Americans and Chinese similarly ganged up on the Russians.)  Yet that’s what they both say about us, and are working hard to accomplish.
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           As bad as the “three-body problem” already will be, in other words, there’s thus also an additional element now in play – namely, what is, not to mince words, a destabilizing geopolitically revisionist anti-American (and broader anti-Western) conspiracy by the world’s most powerful dictators.  Having two nuclear near-peers and their rogue proliferator regime tag-alongs coordinating against you is clearly a very big deal indeed, and it is likely to elicit reactions from the United States that Beijing and Moscow will in no way like – though they will of course have brought it on themselves.
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           Making matters worse, Russia and (especially) China continue to be hostile to U.S. efforts to engage them in serious risk-reduction dialogue, let alone arms control negotiations intended to find a way to rein in capabilities and practices that the parties find most destabilizing.  Because they have so systemically invested in strategies of risk-manipulation in support of their agendas of reshaping the international order in ways congenial to their territorially aggressive ambitions, Beijing and Moscow both seem to have concluded that such “risk reduction” isn’t actually in their interest.
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            Indeed, China and Russia seem to be promoting a philosophy of “crisis prevention” which amounts to demanding that they be given free rein to invade and annex their neighbors, in response to which the rest of the world should “prevent conflict” by not doing anything to impede such invasions.  This is clearly an absurd and world-historically dangerous proposition – a callous ancient logic of imperialist hegemonism that is utterly antithetical to the preservation of international peace and security – but they advance it quite unashamedly.  As a result, the world now faces enormous nuclear risks: a very considerable chance that a war of territorial aggression such as the one in Ukraine, or the one that seems ever more possible over Taiwan, will lead to nuclear weapons use and dangerous pressures for further escalation. 
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           The threat of such wars of conquest and annexation, moreover, is creating new 
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           proliferation
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            pressures both in East Asia and in Europe.  Where once the primary risk of nuclear weapons proliferation stemmed from disruptive authoritarian regimes such as North Korea and Iran, these renewed threats of Russian and Chinese aggression – coupled with a growing degree of worrisome ambivalence in Washington about America’s traditional alliance relationships and security partnerships – are beginning to raise the risk of so-called “friendly proliferation” by countries who may simply see no other way to preserve their existence in the face of such threats.
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           So are there great and growing nuclear risks.  Oh yes, indeed.
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           Nuclear Risk and the End of New START
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            As this account implies, however, I see the primary locus of nuclear risk lying not in the imminent disappearance of the New START agreement – or in the stereotypical “bolt from the blue” about which strategists worried a great deal in the Cold War – but rather in escalation out of a conventional conflict in either the European or East Asian theaters. 
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           I would agree that there's certainly a pretty high likelihood of Washington and Moscow both increasing their nuclear numbers after New START goes away, and there may be additional nuclear risk there.  Nevertheless, both we and the Russians have faced each other with 
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           vastly
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            larger numbers of nuclear weapons before, and I don’t see higher numbers as being the primary locus of nuclear risk. 
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           I should also note that there’s probably real nuclear risk if the United States 
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           doesn’t
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            augment its nuclear posture somewhat.  It’s no coincidence that Russian President Putin began proposing a brief extension of New START’s central limits 
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           after
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            the U.S. strategic policy community began openly talking about the need to increase American warhead numbers and develop new systems; he wants us to refrain from doing what it’s now clear we 
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           need
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            to do in order to preserve deterrence and strategic stability as our “two-peer” problem worsens.  His proposal is hence a rather bad idea. 
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           Higher U.S. 
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           and
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            Russian numbers might also have the added benefit of delaying the day of reckoning for the full emergence of a “three-body problem” of nuclear peer deterrence.  Despite the remarkable speed of Beijing’s huge current nuclear build-up, after all, it would presumably take China longer to reach strategic parity with the United States and Russia if reaching such parity required China to build to a higher level.  And such additional delay might give all our respective diplomats longer to try to sort out a more constructive way forward between the three powers.  So I don’t oppose somewhat higher numbers of U.S. and Russian strategic systems, and I certainly don’t think that’s the major nuclear risk we face.
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           Rather, as indicated, I think the biggest nuclear risk right now comes from escalation out of a 
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           regional
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            war, and New START says essentially nothing about that. By far the most important drivers of actual nuclear risk are: (1) the Sino-Russian proclivity for wars of territorial aggression; (2) the strained solidity of America’s alliance networks and security partnerships; (3) the increasingly America-unfavorable relative balance of conventional forces in each theater; and (4) Russian and Chinese advantages in 
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           sub-strategic
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            nuclear systems which could lead either or both of them to think they enjoy enough escalation dominance to deter us from acting to stop them from attacking their neighbors. The end of New START is nothing compared to this ugly combination of factors.
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           Can we Reduce Risks?
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           In the absence of Chinese and Russian willingness to talk seriously about these things, I don’t see much prospect for improvements in transparency and confidence-building measures between the three powers.  U.S. officials – including me – have tried for years to engage their trilateral counterparts on such matters, to no avail.  Sadly, powers whose strategies of self-aggrandizement rely upon creating and profiting from geopolitical 
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           instability
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            simply don’t 
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           want
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            to do much to reduce nuclear risks, much less to agree to meaningful arms control restraint.
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           Perhaps I’m too cynical about such things, but I also don’t agree with the facile assumption often made by professional diplomats and civil society activists that the main problems between these three powers stem from a “lack of mutual understanding.”  As I tried to suggest 
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           to an audience at Harvard two weeks ago
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           , for instance, it’s quite possible that we actually understand each other all too 
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           well
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            – at least in the essentials – and that it is precisely this 
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           clarity
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            about the degree to which our interests and objectives really do deeply conflict that helps keep our leaders on edge against each other.  Perhaps that’s not misunderstanding; it’s just perceptiveness.
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           That said, as I also emphasized to that audience at Harvard, I think there would still be value in building better ways to keep talking to each other in times of calm and crisis alike.  As I put it then,
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           “Doing more to routinize and institutionalize diplomatic engagement with each other over national security policy …could hardly be a bad thing – and might help, at the margins, in at least keeping things from being 
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           worse
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            between the two rivals than structural circumstances all but compel them to be.  … 
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           “That way, at least, we would have a fighting chance of being able to 
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           talk
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            reliably to each other on a regular basis. …  [B]etter communications links and habits can at least help prevent 
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           actual
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             misunderstandings, as well as giving our leaders better tools with which to try to manage the challenges and crises that are sure to arise along our two countries’ intersecting trajectories.”
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           To be sure, we already have at least 
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           some
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            means of crisis communication between us.  The Americans and Russians have had a “hotline” for decades – having struck an 
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           agreement to this effect in 1963
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           , just after the Cuban Missile Crisis – and there has also been a loose U.S.-Chinese analogue 
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           in place since 1998, as well as a military-to-military Defense Telephone Link (DTL) arrangement since 2008
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           .  U.S. officials have 
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           recently said
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           , moreover, that they are now working with Chinese counterparts to improve military-to-military crisis communication channels further.  That’s all for the good.
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           But these mechanisms remain flawed, not least because the Russians and (especially) Chinese apparently don’t like to use them very much.  U.S. officials have 
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           complained for years
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           , for example, that Chinese officials often simply don’t 
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           answer
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            when Americans try to reach them, while Chinese and Russian leaders also routinely 
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           shut down
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            ongoing dialogues every time they want to express grievance over something or pressure Washington into making some kind of diplomatic concession. 
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           Both Beijing and Moscow clearly feel that we Americans care about such diplomatic engagement and communication channels more than 
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           they
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            do, and they thus see our communications and dialogue channels less as opportunities to manage problems between our countries than as additional chances to exert 
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           leverage
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             against Washington.  So I’m not hugely optimistic about improving such dialogue and such communications. 
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           Nevertheless, I still think it’s important to try.  For example, I’d like to see regularized and routinized security and strategic stability dialogues, both with Russia and with China, as well as for China to plug itself into the existing multilateral communications network of the U.S.-based 
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           Nuclear Risk Reduction Center
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           .  Such dialogues and communication channels probably wouldn’t be very useful most of the time, but it would be 
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           very
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            valuable to have them available – and for using them to become a comfortable and routine way of interacting – before things get spicy.
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           A Role for Intermediaries?
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           As for the role of potential third parties in 
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           mediating
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            matters between Washington, Beijing, and Moscow, I’ve got some skepticism.
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                       A Range of Alternatives 
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            While I acknowledge that there’s a broad, expanding literature on mediation in the international arena – something about which many folks in this room surely know a great deal – I am new to the topic.  Nevertheless, it seems to me that there are various ways one can think about the potential role of third parties in helping disputants handle the problems between them.  And it’s certainly true that intermediaries can sometimes play important roles in diplomatic negotiations. 
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           In some sense, in fact, intermediation is what foreign ministries 
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           exist
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            to do, for and within national governments.  For most things, most of the time, diplomacy runs through direct engagement between individuals who are not the leaders of the parties to an international disagreement or dispute, but who are trained and employed by those leaders to be each government’s representatives to other governments.  That’s what diplomats are, and what they do for a living.
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           Sometimes professional diplomats from 
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           third-party
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             countries can also play a routinized role as intermediaries between parties that are in antagonistic relationships.  Pursuant to agreements between their country and the United States, for instance, Swiss diplomats have long played a role in
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           unofficially-but-officially
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            representing the U.S. State Department by providing a 
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           backchannel mode of communication with Iran
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           .  (Swiss diplomats were also set to provide consular services to Americans unlucky enough to be in 
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           Venezuela
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           , but this agreement 
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           languished for years
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           .)
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            For some issues, however, run-of-the-mill professional diplomats aren’t always enough.  Sometimes – and for some of the most dicey subjects, I’d imagine – it can be helpful to turn to a more unique sort of interlocutor, in the form of individual officials each with some special gravitas or personal relationship or connection with his or her country’s leader, and whom that leader thus trusts as a go-between more than might be the case with “just another” foreign service professional. 
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           The recent 
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           talks between U.S. and Russian officials in Miami
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           , for example – at which Washington agreed to a range of sweeping Russian demands for Ukrainian territory and constraints upon Ukraine’s sovereign right to defend itself, which President Trump thereupon set out to force Volodymyr Zelensky to accept – were led not by regular U.S. State Department and Russian Foreign Ministry officials but rather by Trump’s friend and confidante Steve Witkoff and 
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           Kirill Dmitriev
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           , who runs Russia’s sovereign wealth fund for Vladimir Putin.  This kind of thing is an important mode of interaction these days, for President Trump dislikes and distrusts U.S. professional civil servants and foreign service officers – and indeed most traditional foreign policy and national security experts – depicting them as part of a shadowy “Deep State” opposed to his agenda.
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           But even Witkoff-style intermediaries are at least employees of one’s own government while working in such roles.  It is also possible, however, for intermediation to be done by genuine third parties, from outside the government or from another country entirely.  There is a long history, for example, of U.S. presidents enlisting the temporary services of out-of-office American officials to undertake sensitive diplomatic missions.  A classic example of this are the roles played by former President Jimmy Carter in 1994 in 
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           helping pave the way for a U.S. agreement with North Korea
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            and 
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           helping persuade a military junta in Haiti to surrender power
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           .  The former head of the U.S. Department of Energy and governor of the state of New Mexico, Bill Richardson, also played an on-again-off-again role as a kind of 
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           unofficial envoy between Washington and Pyongyang
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            in the 2000s.
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           A third-party intermediary with no connection to 
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           either
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           side – but representing an important or influential state – can also sometimes play a role in mediating disputes.  Think here, for instance, of U.S. Secretary of State Henry Kissinger’s famous “
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           shuttle diplomacy” in the Middle East in 1974-75
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            dealing with the aftermath of the October 1973 war there.
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           And that’s just intermediary 
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           people
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           .  It’s also possible for a third-party country to help facilitate negotiations between to disputants by providing a neutral 
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           venue
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           : a meeting site that provides officials from each side the chance to meet with less political and symbolic baggage than were meetings to be held in their national capitals.  This “trusted venue” function can be very important.
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           Arms control negotiations between the United States and the Soviet Union (and then the Russian Federation) were held in the neutral venue of Geneva for many decades, for example, and the Six-Party Talks that ran with North Korea in 2003-7, for instance, were held in Beijing.  Similarly, the recent ceasefire negotiations between Israel and Hamas were held here in Qatar, as also were the 
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           talks with the Taliban in late 2020 which the First Trump Administration agreed to the U.S. withdrawal from Afghanistan
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           .  (Qatar, in fact, has acquired a 
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           strong reputation as a host for such sensitive negotiations
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           .)  In the same vein, 
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           Saudi Arabia has hosted recent U.S.-Russia talks about Ukraine
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           , and 
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           Oman played an important role in hosting the quiet discussions between the U.S. officials and their Iranian counterparts
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            that helped lead to the Joint Comprehensive Plan of Action nuclear deal with Iran reached in 2015.
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           At a more attenuated level, even “Track II”-type dialogues – a term that refers to meetings between at least notionally private and non-governmental experts – can also provide a degree of intermediation between antagonistic parties.  Track II discussions provide a chance to express opinions, air concerns, share views, and explore ideas much more freely than in “Track I” meetings between serving officials, precisely because Track II participants 
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           aren’t
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             “officially” representing their nations. 
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           Track IIs can thus be valuable in helping advance mutual understanding and exploring possible solutions, and it’s not uncommon for such engagements to be back-briefed to officials in the countries in question, thus transmitting new ideas or understandings back to actual decision-makers.  Such talks, in effect, permit a kind of quasi-diplomatic engagement which has less rigidity, volatility, and potentially entrapping accountability than formal, official engagements.  Former senior officials are commonly employed in this way, and I’ve done quite a few such dialogues myself.
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                       The Trickiness of Great-Power Intermediation
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           There are thus lots of models out there to draw upon when considering what role intermediaries can play in helping manage or resolve tensions between disputants.  I’m just not sure that the current U.S.-China-Russia problem is very amenable to most of them. 
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           To be sure, especially given President Trump’s tendency to turn to friends and confidantes rather than policy professionals to handle sensitive negotiations, it is likely the case that if there 
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           were
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            to be high-level talks to identify the basic outlines of something like a new trilateral nuclear arms framework, he would send a Witkoff-style chum to handle them.  Even in traditional arms control negotiating between Washington and Moscow, after all, more senior officials, or even the top political leaders themselves, would sometimes hammer out a “framework” agreement setting the general parameters for a deal before turning negotiations over to actual policy experts to figure out the details.  (Such a 
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           framework agreement was reached between U.S. President Barack Obama and Russian President Dmitry Medvedev in 2009
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           , for instance, ten months before the resulting New START agreement was formally signed.)
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            As for actual third-party diplomatic intermediation, however, I doubt that’s very likely to be useful in our current three-nuclear-peer context. 
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           To begin with, the subject matter – nuclear weaponry – is not particularly conducive to third-party involvement.  It may be unlikely that such talks would actually involve open discussion of proliferation-sensitive information in a way that would be a problem under Article I of the 
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           Treaty on the Non-Proliferation of Nuclear Weapons
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           , but nuclear weaponry is still sufficiently sensitive (and serves as such a powerful symbol of national power and, alas, greatness) that I very much doubt officials in Washington, Beijing, or Moscow would be comfortable having a 
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           non
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           -nuclear weapons state in any way “in the loop.”
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           Moreover, third-party intermediation in the trilateral nuclear superpower context is likely be 
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           structurally
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            challenging, too.  Historically, some third-party mediations – such as 
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           President Jimmy Carter’s role in bringing about the Camp David Accords between Egypt and Israel in 1978
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            – have benefited from the third-party representing a stakeholder which enjoys a significant position of power and influence vis-à-vis both disputants.  (This is why powerful countries are sometimes so good at helping facilitate conflict resolution between less powerful ones; they can have considerable sway over the disputants.)  But this, of course, is hard to imagine in the context of U.S.-China-Russia talks, which would be between the most powerful players on the planet.
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           Other efforts at intermediation, by contrast, simply rely upon the intrinsic 
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           personal
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             expertise of gravitas of a particular intermediary.  In nuclear affairs, however, it’s hard to imagine who could credibly play this role in the eyes of American, Chinese, and Russian officials alike. 
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           Sometimes an 
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           institution
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            can have the gravitas and reputational weight to do this – think, for instance, of the 
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           International Committee of the Red Cross serving as a neutral intermediary in negotiations over the release and repatriation of detainees in Yemen in 2016-20
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           .  Nevertheless, in the nuclear weapons arena, I can’t think of any institution sufficiently respected by all three parties to play this role in connection with nuclear weaponry.  Many international institutions, such as the U.N.’s own 
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           Office for Disarmament Affairs
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           , in fact, have 
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           tainted
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            themselves as potential nuclear intermediaries precisely because they carry so much political baggage as disarmament advocates and hence opponents of the nuclear capabilities the three big nuclear powers still clearly feel they need, and over which they would be negotiating. 
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           Accordingly, I’m not optimistic about any kind of formal third-party mediation.  If there’s any talking to be done, I’d imagine the “Big Three” will do it all themselves, directly.
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           Nevertheless, it’s not hard to imagine a third-party country being able to offer a more-or-less neutral 
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           venue
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             for high-level nuclear talks, should such negotiations occur.  Nor need this venue necessarily be limited to Geneva – though, as I noted, that is indeed the traditional place for arms control negotiating because of Switzerland’s Cold War neutrality and the presence of extensive United Nations offices there. 
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            With Geneva being the traditional locale for “Cold War arms race negotiations,” in fact, I could even imagine a
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           different
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              location being 
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           preferred
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            for trilateral U.S.-China-Russia talks, precisely in order to send the signal that whatever this challenging “three-body problem” is, it is 
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           not
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            quite the same thing as the Cold War.  So perhaps a new location might have value as a “trusted venue” for trilateral talks if and when such engagement seems possible.  (I can almost sense our Qatari hosts here in the audience sitting up with attention at the possibility!)
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           With all that said, however, I think the most promising “next steps” for handling nuclear risks still lie directly between the three powers in question, and along lines of the development, expansion, and routinization of diplomatic dialogue and improved crisis communication channels.  That’s not really an area where third parties can help us much, but I still think there’s useful work to be done.
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           Thanks for listening.
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           —Christopher Ford
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&lt;/div&gt;</content:encoded>
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      <pubDate>Tue, 09 Dec 2025 21:09:57 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/three-power-nuclear-instability-and-possibilities-for-diplomatic-intermediation</guid>
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    </item>
    <item>
      <title>Root Causes of Instability in the Sino-American Relationship</title>
      <link>http://www.newparadigmsforum.com/root-causes-of-instability-in-the-sino-american-relationship</link>
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           Below is the prepared text upon which Dr. Ford based his shorter oral remarks to the U.S-China Nuclear Workshop on November 19, 2025, convened by the Protect on Managing the Atom and the Council on Strategic Risks, held at the Belfer Center at Harvard University’s John F. Kennedy School of Government.
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           Good afternoon to those of you attending in person at Harvard for this event, in which I’m pleased to be able to participate – even if only “virtually” from here in London.  The organizers have asked me to explore the “root causes” of instability in the Sino-American relationship, and though I can only offer my personal views, I’m happy to offer what perspectives I can.
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           The question of “root causes” is somewhat analytically tricky, not least because in the enormous complex system of human society it might be possible – if you really wanted to do so – to trace all sorts of elaborate causal genealogies for problems in the U.S.-China relationship far back into the remote past.  You could presumably conclude, for instance, that both China’s first emperor, Qin Shi Huang, and England’s King Henry VIII each played 
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           some
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            role in setting up the conditions of Sino-American rivalry in the 21st Century.
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            But since that kind of deep and attenuated causality isn’t actually very interesting – and because it also seems pretty useless when it comes to providing us policy insights today – we need something more concrete.  To get our brains going a bit, therefore, let me thus offer a causal typology for Sino-American instability inspired by the ideas about causes offered in Aristotle’s
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           Physics
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            and
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           Metaphysics
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           .
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           A (Sort of) Aristotelean Typology
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           Aristotle wrote about four different types of cause: the “material,” the “formal,” the “efficient,” and the “final”:
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            Material Cause:
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              For him, the most immediate sort of cause was the “material” one, which identifies the elements out of which a thing or situation is constructed.  (A house might thus be “caused” by bricks and beams, or instance, or perhaps the word “gobsmacked” likewise “caused” by the two syllables “gob” and “smacked.”)
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            Formal Cause:  
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            This type of cause sought to identify the 
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            essence
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             of the thing or situation you’re considering, responding to the question: “What is it?”  Think of the “formal cause” as a kind of form or blueprint for the thing in question, making it what it is.  (Having a folding screen, keyboard, processing unit, and battery, for instance, might be said to make the device I’m looking at right now into a “laptop.”)
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            Efficient Cause: 
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            “Efficient cause” refers to what makes or produces the thing or situation in question, answering a question about the origin of the change or motion that gives rise to that thing.  (You probably learned in high school biology about a bunch of processes that might be said to constitute the efficient cause, for example, of a puppy.)
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            Final Cause:
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              Lastly, the “final cause” identifies, in effect, what most fundamentally set in motion the process by which a given thing or situation emerged.  For Aristotle, this answer was teleological. “What is its good?” he asked – meaning, “
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            for the sake of what
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             did it occur or was it done?” 
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           Since I’m only offering this typology as one loosely 
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           inspired
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            by Aristotle rather than actually following him, however, I’ll interpret this fourth cause as referring to something not tied to assumptions about 
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           purpose
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            but simply pointing to the deepest usefully identifiable sort of causality: what is the most fundamental causal driver for the thing in question?
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           Accordingly, as food for thought in our discussions here, let me try to offer a causal analysis of U.S.-China geopolitical instability through a lens inspired by – though admittedly actually drawing only very loosely upon – this fourfold Aristotelean classification.
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           Material Cause 
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            You could say, for instance, that the “material cause” of Sino-American instability is some aggregate of specific, discrete policy choices made by the leaders of the countries. Involved.  And indeed, it’s surely true that in some sense problems in the U.S.-China relationship
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           do
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            result from choices such as the determination of the Chinese Communist Party (CCP) to seize control of Taiwan, America’s commitment to helping Taiwan defend itself and protect the democratic autonomy of its population, Xi Jinping’s nuclear weapons build-up and moves to dominate and militarize the South China Sea, Donald Trump’s tariff policies, Chinese exports of fentanyl precursor chemicals to Mexican drug cartels, America’s maintenance of military alliances with Japan and South Korea, Beijing’s restrictions on rare earth element (REE) exports and policies of cyber-facilitated intellectual property theft, U.S. semiconductor export restrictions and the U.S. Navy’s conduct of “freedom of navigation operations” (FONOPS), and Chinese human rights abuses in places such as Xinjiang, Tibet, and Hong Kong. 
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           Just as if you took away the “material causes” of a house by disconnecting or removing the stones and timbers out of which it had been constructed – thus making it no longer a house but rather something like a rubble pile – so also there would presumably be less tension and instability in the Sino-American relationship if such specific national policy choices were revised.  If you take away the “bad behaviors” each sees in the other, in other words, it’s not hard to imagine that the relationship would feel a lot warmer.
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           Nevertheless, I don’t find this “material cause” analysis very interesting, because most such policy decisions aren’t just casual and adventitious choices – made in the same way one might perhaps decide to have chocolate ice cream today but vanilla tomorrow.  Rather, they tend to be tied together in meaningful ways, and to be linked on each side to conceptually antecedent choices of policy and strategy informed by divergent national objectives and value-commitments that neither look nor feel merely adventitious.  We aren’t just 
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           accidentally
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            irritating each other; more important dynamics are involved.
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           That’s why we need to look to other types of cause.
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           Formal Cause
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           If asked to identify a quasi-Aristotelean “formal cause” for Sino-American problems – identifying the essence of the thing – you might respond that this is an example of clashing conceptions of national interest in the economic, military, and political arenas.  China, for example, feels it to be essential that it seize control of Taiwan, ideally through what Beijing terms “peaceful reunification,” but by means of outright invasion if necessary.  The United States, however, perceives a strong interest in not permitting China to acquire that island as a stepping stone toward unimpeded power-projection access to the Pacific beyond the “First Island Chain,” fears that such Chinese military advances would undermine Washington’s alliance relationships with others in the region, does not wish China to gain control over Taiwan’s vital semiconductor manufacturing industry, and does not wish to see Taiwan’s thriving (and friendly) democracy destroyed and subjected to authoritarian CCP rule.  Where such interests clash, policies will naturally conflict and instability increase.
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           This level of causal analysis 
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           can
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            yield policy-relevant insights, at least if it proves possible to identify trade-space in which each side has something to offer the other.  It was recently announced, for instance, that U.S. President Trump and CCP General Secretary Xi Jinping had reached an agreement to resolve or reduce some of the then-outstanding friction points between the two countries, with Trump backing down from most of his tariff restrictions on China in return for Xi relaxing the REE controls and soybeans purchase embargo Beijing had imposed in response to Trump’s tariffs, and also reducing exports of fentanyl precursor chemicals.  This kind of bargaining is the stuff of day-to-day diplomatic relationship management.
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           Yet this also seems to me still to be a somewhat analytically unsatisfying level of causal understanding, for there is more to the challenge of Sino-American instability than simply the sum total of diverging conceptions of national interest on a laundry list of specific, discrete policy questions.  I think there are still bigger themes involved that we must understand if we are to understand the “root causes” of the challenges we face.
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           Efficient Cause
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           For a quasi-Aristotelean “efficient cause,” we need to look to the origin of the change or motion that gives rise to the thing in question.  Here, one might say that the efficient cause of Sino-American instability is great power competitive rivalry.  This lets us see something beyond merely the 
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           fact
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            that many of our perceived national interests clash, opening the door further to some understanding of 
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           why and how
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             they do so. 
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           Here, I would offer an account of “efficient cause” that is made up of two closely-related elements: (a) the enormous growth of Chinese power in recent years in economic, military, and poetical terms; and (b) the particular, highly ambitious strategic vision of regional hegemony and global systemic centrality to which this power is wedded, and in support of which that power is increasingly being wielded.  (It is important that these elements exist in conjunction.  Neither Chinese muscle tied to a more benign strategic vision nor a bold vision without the capacity to implement it would be particularly problematic; challenges of instability arise when growing power gives more and more 
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           options
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            to those harboring aggressive ambitions.)
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            I’ve written and spoken about this challenge for years, and indeed it’s a problem to which I first began to draw attention as a scholar
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           nearly two decades ago
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           .  In its own somewhat romanticized (though not entirely fictitious) vision of itself, China enjoyed a well-deserved centrality in the global system for thousands of years as the “Middle Kingdom.”  It was, in that imagining, a realm ruled by a benevolent emperor – the “Son of Heaven” – and a cadre of Confucian mandarins selected through a meritocratic examination system, and it was comfortably situated at the center of a regional system of tributary states.  In this vision, China received respectful and even awestruck status-deference by all other peoples as its due, excepting only the most scandalously un-Sinicized barbarians on the geographic periphery – brutes who needed (for precisely this reason) to be kept at bay by great frontier walls and periodically subjected to expeditionary military “chastisements” to keep them in line.
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            This happily Sinocentric order – which to Chinese thinkers seemed quite the natural order of things, derogation from which was offensive and aberrant – was shattered by European imperialism (and, not long thereafter, Japanese imperialism) in the 19th Century.  As a result of abuses beginning with the Opium War in 1839, China was subjected to what came later to be described as the “Century of Humiliation.” 
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           It has been the objective of Chinese nationalist thinkers ever since to rectify things, returning the world to its proper state of (Sinocentric) order and China to its birthright of dominance within that world.  General Secretary Hu Jintao talked about this as building a “harmonious world” modeled on the supposedly “harmonious society” created by CCP rule in China; his successor Xi Jinping terms it the global “shared community of common destiny” that will arise out of China’s “national rejuvenation.”  But while the phrasing may vary, the dream remains deeply and ambitiously Sinocentric.
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           Making achievement of this dream seem increasingly 
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           possible
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            , in turn, is the dramatic expansion of Chinese power that has occurred since the CCP finally abandoned Maoist madnesses and began to embrace market-based economics and export-driven growth in the early 1980s under Deng Xiaoping. 
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           Even the weak may have dreams, but the flush of expanding power and influence can make dreams feel increasingly like 
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           plans
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            .  And, as I
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           warned back in 2006
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            when I first began to publish on issues of U.S.-China strategic competition, with strength can come options and opportunity: 
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           “As China’s strength grows …the Middle Kingdom may well become more assertive in insisting on the sort of Sinocentric hierarchy that its history teaches it to expect and its traditional notions of power and legitimacy will encourage it to demand.” 
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           Alas, that is exactly what happened, and this conjunction of power and ambition has had huge implications for U.S.-China relations, because it is the 
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           United States
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             that has long been the central and dominant state in the global system that this rising China seeks to reorder into a more Sinocentric form. 
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            This should be in no way surprising, for some Chinese nationalists had begun to identify
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           America
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            as their country’s ultimate rival and competitor for hegemony even in the earliest years of the 20th Century.  As early as 1903, for instance, the nationalist thinker Liang Qichao visited the United States and learned of U.S. President Theodore Roosevelt’s construction of a powerful naval fleet.  This distressed Liang, who felt that the growth of U.S. naval power in the Pacific would preclude China from its own ultimate destiny of global hegemony.  Liang wrote that “no country is in a better position to utilize the Pacific in order to hold sway over the world than China,” but he lamented that as long as China remained weak and the United States dominant, his country would remain “unable to become the master of the Pacific” in the ways he clearly felt it eventually needed to be.(1) 
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           The challenges created as the ambitions of rising powers rub up against the interests of dominant, status quo ones – and the stresses that such friction can place upon the system of order in which such dominant states hold sway – are an old story, but they are no less real for all that.  Nor do such situations invariably result in war, for from the example of U.S.-British relations in the early 20th Century one can see that under certain conditions it is at least 
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           possible
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            for the strategic baton to be handed off with relative amity from a formerly dominant power to an upstart rival.  Nevertheless, the peaceful succession of the Anglo-American case may represent the exception more than the rule, and one can certainly see a recipe for dangerous geopolitical instabilities along the Sino-American axis.
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           Accordingly, if you’re looking for a quasi-Aristotelean “efficient cause” for Sino-American instabilities, I would point you to the ways in which China’s huge growth in wealth and power since the 1980s has increasingly encouraged it to try to operationalize the dreams of Sinocentric systemic “return” and regional hegemony that Chinese nationalists have nursed in their hearts since the Opium War. 
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           Final Cause 
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           But what about a “final” cause, representing, here at least, the deepest usefully identifiable sort of causality?  Though, as noted, I’m veering away from Aristotle by looking not at teleology but at historical and structural factors, let me offer a thought.
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           I suggest that the 
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           deepest
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             cause for the current challenges of the U.S.-China relationship lies well below the level of ideological confrontation between Leninism and democracy, the pressures that globalized free trade and capital mobility place upon industrialized economies in a world when labor costs are lower in developing countries, or the idiosyncratic ways in which romanticized memories of Sinic civilizational centrality inform contemporary CCP dreams of “national rejuvenation.” 
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           More basic than all of these case-specific things are the more fundamental general dynamics of how the evolution of economic and military power occurs in eras of disruptive and transformative technological change.
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           The story of the traumatic encounter between an ancient and complacently arrogant China and a brash Europe that in the early 19th Century had just been gifted vast new power and dynamism by the scientific and technological advances of the First Revolution represented a radical new type of phenomenon, for no such full-spectrum range of interconnected and self-reinforcing human advancements had occurred before.  The arrival of technological modernity in the 19th Century was stunningly disruptive, transforming the lives of people and the trajectory of nations more and faster than in any prior era of human history.
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            As I
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           noted to an Oxford University alumni group earlier this week
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           , however, while such transformative technology-driven change produced enormous benefits in many fields, it also 
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           “turned geopolitics on its head, creating huge new asymmetries in power as some reached technological modernity far in advance of others. This asymmetry made possible a century of European politico-economic domination and imperialist expansion around the world.”
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           And while the First Industrial Revolution was the 
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           first
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            major example of transformative science and technology (S&amp;amp;T)-based change, it was not the last.  As Chinese strategic writers have themselves emphasized, a 
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           Second
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            Industrial Revolution grounded in oil, steel, and heavy industry soon came along in the early 20th Century, itself 
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           also
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            producing major changes in the geopolitical balance of power as the “first mover” in that second revolution (the United States) came to supersede the first-mover in the first (Great Britain) as the leading state in the international system.  The Americans were then able to perpetuate their geopolitical advantages in the late years of the 20th Century through their first-mover status in 
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           Third
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            Industrial Revolution.
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           Today, Chinese and U.S. officials alike seem to believe that a 
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           Fourth
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            Industrial Revolution is coming, and each country is maneuvering against the other in hopes of seizing first mover position for itself – or at least of 
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           denying
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             it to the other, for fear of catastrophic disadvantage.  Much of the “through line” of Chinese nationalist thinking since the late 19th Century, moreover, has revolved around rectifying the so-called “Century of Humiliation” China faced at European and Japanese hands after those competitors first beat the Middle Kingdom to the mark in acquiring 19th Century industrial power and then exploited the resulting power advantages in their dealings with the Qing Dynasty. 
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           To the same end, Xi Jinping’s great project of “national rejuvenation” now revolves around asserting Chinese power and prerogatives in ways that displace 
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           American
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            power at the center of international order, thus returning China to the status, norm-setting role, and dominant global position it imagines to be its ancient birthright.  Meanwhile, Beijing’s relative degree of success so far in advancing this agenda is beginning to elicit increasing resentment in an 
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           America
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             that became accustomed to such a centrality as a result of its successes in the Second and Third Industrial Revolutions. 
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            Such dynamics, in fact, are widespread.  Longstanding themes of perceived grievance keyed to real or imagined abuses of Western power made possible by the asymmetric advantages of differential modernization also continue to be powerful sources of political energy and mobilization – and drivers of various revisionist geopolitical agendas – in countries as diverse as Russia, Iran, and some states of the anti-imperialist Global South. 
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            So let me make a sweeping claim:  This kind of thing is a
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           general characteristic
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            of transformative technological change, which occurs unevenly and hence creates vast asymmetries in power between those countries that achieve the next level of S&amp;amp;T modernity first and those who lag behind.  This makes technological development a powerful engine not just for material progress but also for geopolitical instability.  The power asymmetries it produces become a locus of strategic competition, a source of imperial arrogance in some, and a reason for resentful grievance and oppositional counter-mobilization in others – even while also giving countries ever more sophisticated tools with which to attack or intimidate each other.  They also give technological “haves” an incentive to slow or block particularly sensitive or empowering advancements by others.(2) 
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           All of this naturally conduces to pervasive instability.
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            For all the wondrous advances they have brought the world, in other words, the disruptive changes of technological modernity have also been the engine for continuing cycles of advantage and resentment that have rippled through the international arena for two centuries – cycles of which today’s Sino-American challenges are just one example, and which show no sign of abating as the headlong rush of scientific and technological progress continues. 
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           How’s that for a “final cause”?
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           Conclusion
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            I know it’s an important priority for the organizers of this conference to identify constructive agenda items for a diplomatic summit between U.S. President Trump and Chinese Communist Party General Secretary Xi Jinping.  To the degree that my analysis is correct, however, the ability of such a summit to ameliorate instabilities in the Sino-American relationship may be quite limited. 
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           To be sure, there may yet remain some limited trade-space in the “formal cause” arena, in which diplomatic bargaining over specific, discrete issues may sometimes be able – at least temporarily – to relieve a degree of pressure.  So there’s every reason to continue to seek such possibilities, and I wish our respective pre-summit “
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           sherpas
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           ” well.
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           Especially at a time in which disruptive and potentially transformative technology-driven change seems to be 
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           accelerating
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            and both Beijing and Washington already feel themselves to be in an acute strategic competition, however, I think we may be stuck with a great deal of baked-in instability for a long while yet.  Nor is it hard to imagine things getting worse before they get better.
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           Nevertheless, if I had to suggest an agenda item for a Trump-Xi summit that speaks in some way to the deepest and most problematic dynamics here, I’d recommend we look for ways not to “solve” problems between us – for in some sense they may be insoluble except perhaps by time and structural change – but rather means by which to 
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           channel
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            or to 
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           manage
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             those tensions in ways that are at least somewhat less destructive than would otherwise be the case. 
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            Doing more to routinize and institutionalize diplomatic engagement with each other over national security policy, for instance, could hardly be a bad thing – and might help, at the margins, in at least keeping things from being
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           worse
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               between the two rivals than structural circumstances all but compel them to be.  This could include finally persuading China to accept a regularized security and strategic stability dialogue with the United States, and ideally also plugging Beijing into the existing multilateral communications network of the U.S.-based
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           Nuclear Risk Reduction Center
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            . 
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            That way, at least, we would have a fighting chance of being able to
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           talk
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            reliably to each other on a regular basis.  To be sure, there will surely continue to be lots of ways in which we each
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           choose
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            policies that raise tensions with the other, and it is likely wrong to attribute Sino-American problems primarily to a “lack of mutual understanding.”  (To some extent, it’s possible that we actually understand each other – or at least the real divergences of interest and strategic objective that divide us – all too well!)  Nevertheless, better communications links and habits can at least help prevent 
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           actual
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              misunderstandings, as well as giving our leaders better tools with which to try to manage the challenges and crises that are sure to arise along our two countries’ intersecting trajectories.
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            This may seem rather a “small beer” answer to the world-historical and intractable dynamics of asymmetrically advancing modernity, but it’s
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           something
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           .  And it may be, at least for now, the best we can hope for.
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           —Christopher Ford
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           Notes:
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           (1)
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            Quoted in R. David Arkush &amp;amp; Leo O. Lee,
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           Land Without Ghosts: Chinese Impressions of America from the Mid-Nineteenth Century to the Present
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            (University of California Press, 1989), 83.
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           (2)
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            It is perhaps no coincidence, therefore, that the “Dark Forest hypothesis” that animates so much of the second and third novels of Lu Cixin’s award-winning
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           Three-Body Problem
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            science fiction trilogy – namely, the idea that a scientifically advanced world will fear being overtaken by an initially less-advanced one capable of innovating rapidly, and will hence feel an incentive to block scientific progress in that world or perhaps even destroy it before such advances occur – came out of a China that is in the modern era obsessed with recovering from its own 19th Century techno-economic overmatch by the West and by threats of “containment” by the United States.
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      <pubDate>Sat, 22 Nov 2025 22:26:09 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/root-causes-of-instability-in-the-sino-american-relationship</guid>
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    <item>
      <title>Geopolitical Risks and the U.S.-China Relationship</title>
      <link>http://www.newparadigmsforum.com/geopolitical-risks-and-the-u-s-china-relationship</link>
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      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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            Below is the prepared text upon which Dr. Ford based his (much) shorter remarks on a panel on geopolitical risk on November 18, 2025, sponsored by
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           Forward Global
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            and the Oxford University Alumni Network.
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            ﻿
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           Good afternoon fellow Oxford alumni, and thanks for having me be a part of this event.  I can only offer my personal views, of course – and I’m not speaking here on behalf either of my two primary institutional affiliations, Missouri State University’s School of Defense and Strategic Studies or the Center for Strategic and International Studies.  But I’m happy to offer what thoughts I can.
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           A Cautionary Note
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           To begin with, as a cautionary note, I can’t help but observe that it’s difficult to be “right” about which hypothesized global risks are ones that will actually materialize.  Many risks have been hyped before and haven’t panned out.
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           I remember being told as a kid in the 1970s, for example, that the human population was growing out of control, that our numbers would soon outstrip mankind’s ability to produce food, and that billions of people would starve to death – that is, if we didn’t die first from the chemicals with which we were poisoning our air and water.  At a time when the United States and the Soviet Union faced each other in a ferocious Cold War rivalry with 
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           scores of thousands
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            of nuclear weapons on each side, moreover, many folks expected we’d probably incinerate ourselves long before that inevitable ecological apocalypse, leaving only cockroaches to enjoy all that polluted land if they didn’t freeze first from “nuclear winter.”  To top it off, we were then said also to be passing “peak oil” and that our economies were thus destined to collapse into energy starvation. 
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           Yet today, the Cold War is over, Washington and Moscow still compete in the nuclear weapons arena, but their arsenals nonetheless now stand at a fraction of their Cold War peaks, and there isn’t even a Soviet Union at all anymore.  At the same time, many seem to feel today that the world actually doesn’t have 
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           enough
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            people, or at least that declining fertility rates will soon create a demographic crisis of 
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           underpopulation
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           .  Meanwhile, we’re now said to be producing far 
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           too much 
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           energy, which will lead to a climate crisis of global warming that will kill a great many of us and much of the rest of the biosphere besides – at least if ruthlessly sentient Artificial Intelligence (AI) bots don’t preemptively murder or enslave all us inconveniently biological beings along the way to ensuring computational silicon’s mastery of the globe.
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           To be sure, today’s doomsaying might actually be right, and maybe we really are in conclusively catastrophic trouble for all these much-talked-of reasons.  But history should probably serve as a reminder that for better or worse, Yogi Berra was correct that “it’s tough to make predictions, especially about the future.” 
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           Risk in the U.S.-China Relationship
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            Nevertheless, let me try to answer your question about geopolitical risk in the U.S.-China relationship.  In this respect, I’d like to point to four dynamics that together create particularly acute geopolitical risk right now, and that layer onto – or perhaps exacerbate – the trends and risks that your other guests today have already mentioned. 
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           The 
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           first
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            is the intrinsic risk of geopolitical destabilization from emerging and disruptive technologies (EDTs), the 
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           second
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           is
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            the deterioration of the modern information space, the 
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           third
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            is the ongoing threat from weapons of mass destruction (WMD) proliferation, and the 
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           fourth
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            is the Chinese geopolitical ambition that has helped create a fierce competitive and increasingly hostile great power rivalry between United States and China.  These dynamics, moreover, are related, for each has the potential to exacerbate and accelerate the others – and, I think, each does.
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                       Emerging and Disruptive Technologies 
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           As for EDTs, those of us in the nonproliferation community know well that even a single technological advancement 
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           can
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           have huge geopolitical ramifications, as of course occurred with the development of nuclear technology.  But more potentially significant is the way in which entire interconnected 
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           suites
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             of technological innovation can rapidly transform the global system. 
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           We’ve known this is possible since new scientific and technological (S&amp;amp;T) knowledge transformed everything as a result of the First Industrial Revolution some two centuries ago, which really could be said to have 
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           created
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            the modern world. 
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           Today, many believe a 
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           new
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            suite of radical and interconnected technological changes are likely to transform things again.  Most expect this charge to be led by advances in AI, but hugely transformative possibilities also exist with other EDTs such as quantum computing and various novel biological science applications, particularly where such rapidly-evolving technologies intersect, overlap, and reinforce each other’s disruptive potency.
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            To be sure, such disruption can produce many good things: think, for instance, of the impact of the First Industrial Revolution on transportation, health care, communications, and all sorts of other aspects of daily life. 
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           But remember, too, that the economic, technological, and military advantages that accrued to those countries with “first mover” (or “earlier mover”) advantages in that revolution also turned geopolitics on its head, creating 
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           huge
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            new asymmetries in power as some countries reached technological modernity far in advance of others. These asymmetries made possible a century of European politico-economic domination and imperialist expansion around the world.
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           Since such transformative science and technology (S&amp;amp;T)-driven changes 
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           can
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             be so disruptive, it follows that should be rather uneasy about where
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           today’s
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            flush of technological change – which some have described as portending a 
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           new
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           Industrial Revolution – may take us.  Such change is indeed likely to bring lots of good things, but it may also upend geopolitics yet again, to uncertain and potentially very dangerous effect.  Hence geopolitical risk.
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           The Collapsing Global Information Space
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           Another development that I think entails geopolitical risk relates to the decay of the global information space in an epistemological crisis that seems increasingly – and for perhaps the first time in centuries – to have deeply destabilized the very idea of objective knowledge and the possibility and means of seeking it.  To be sure, so-called social media is hardly the sole villain in this story, but it’s one worth flagging for the divisive informational and ideational polarization that it has helped create.  Deliberate epistemologically-destabilizing disinformation has also played a powerful role, originating not only from willful disruptors such as Russian and (increasingly) Chinese propagandists, but also from domestic actors who have learned to win political advantage from hyperscaling intellectually empty but incendiary informational flatulence, turning critical matters of national policymaking into mere opportunities for polarizing ideological performance art and tribalistic political onanism.
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           Whatever the many contributing factors, however, our age and our societies have clearly become desperately fractured by these dynamics.  This is bad enough on its own terms, but it also has the side effect of retarding our ability – as a society, as a country, and as an international community – to handle the 
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           other
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            geopolitical challenges I’m describing.  These dynamics of information-space decay threaten to make thoughtful decision-making, policy consistency, and real 
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           strategy
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              all but impossible, mitigating instead in favor of volatile extremism as the policy pendulum swings between reflexively outraged, provocative, and performative militancies of the Right and the Left without ever slowing around anything that looks like real policymaking seriousness.
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           WMD Proliferation
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           Third, I wouldn’t be much of a nonproliferation policy guy, if I didn’t also mention the geopolitical risk of weapons of mass destruction (WMD) proliferation.  But it’s all too real.
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            Potential proliferation, and especially
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           nuclear
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            proliferation – either to “rogue regimes” with disruptively self-aggrandizing geopolitical agendas or to “friendly proliferators” who are 
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           worried
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            about existential threats from great powers with such disruptive geopolitical agendas – has long been a threat.  Yet, on the whole, the international system handled such pressures tolerably well during the Cold War years of alliance block bipolarity and the early post-Cold War years of American-dominated systemic unipolarity. 
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           I am less convinced, however, that these WMD proliferation pressures are manageable in the emerging era of multipolar rivalry.  It will likely be far harder to handle these challenges today, given the growth of Chinese military power and its destabilizing effect upon East Asian geopolitics, the return of naked ambitions of territorial expansion in Europe as Russia wages wars of annexation and conquest against its neighbors, the prospect of 
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           further
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            such wars of territorial expansion by China (
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           e.g.,
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            against Taiwan) in the Indo-Pacific, the paralysis of international institutions due to great power rivalry, and the recent rise of quasi-isolationist political elites in America who do not prize alliance relationships and look rather askance on overseas commitments.  From a proliferation perspective, the coincidence of these factors is quite a toxic and dangerous brew.
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           Chinese Ambitions of Global Predominance
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           The fourth dynamic I’d like to flag – Chinese ambitions of global predominance – intersects these other three dynamics in worrying ways.  In the context of strategic competition exacerbated by such ambitions, for example, the huge impact of EDT-driven change can have on the relative power some countries have over others becomes particularly significant and potentially destabilizing.  Asymmetries of power exacerbated and accelerated by S&amp;amp;T-driven change also increase WMD proliferation pressures, even while the collapsing information space in Western democracies makes a coherent and sustained 
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           response
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            to geopolitical risk harder to achieve.
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           But let’s unpack those Chinese ambitions a bit.  Not that long ago, the Chinese Communist Party (CCP) still followed Deng Xiaoping’s famous exhortation about “biding one’s time and hiding one’s capabilities,” and it tempered its rise as an economic superpower with policies of non-provocative military and strategic prudence and circumspection.  As its power grew, however, China became impatient with such strategic cautiousness, and has clearly now thrown it aside in favor of open self-assertion.
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            Geopolitical impatience and self-confidence now rule the day in Beijing, and “hiding and biding” has been replaced by unabashed self-assertion as China seeks to achieve its “national rejuvenation” ambition of returning to the position of geopolitical centrality of which Chinese nationalists feel China was robbed by European and Japanese imperial power in the 19th Century.  It should be quite clear by now that despite the carefully mollifying reassurances of Chinese diplomats during the “hiding and biding” period, China’s rise is really about far more than merely making the country and its huge population prosperous, safe, and comfortable. 
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           It is also about 
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           power
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           , and about Beijing’s desire to re-acquire the systemic centrality and norm-setting primacy that its romanticized vision of its own history as the “Middle Kingdom” – a term was always really more a 
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           systemic
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            label than a geographic one – leads its leaders to conclude is China’s birthright and destiny.  For an international system that is full of countries bristling with increasingly sophisticated and destructive weapons, wrapped in global interdependencies, and facing a potential whirlwind of transformative technological change – not to mention the core values of which still prize national sovereignty and autonomy and anathematize vassal state subjugation – China’s systemically disruptive ambitions present considerable geopolitical risk indeed.
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           To judge from what Xi Jinping has himself said, China believes a transformative “Fourth Industrial Revolution” is coming, and Beijing is determined to ensure that 
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           it
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             – rather than the United States – sits in the “first mover” driver’s seat for this new revolution. 
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           As officials in Beijing see it, it was the 
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           First
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             Industrial Revolution that permitted
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           its
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            “first mover” – Great Britain – to acquire vast global power.  Indeed, the world in some sense
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            reordered itself
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            around British economic, trading, scientific, and military might, helping make the 19th Century “Britain’s century.”  And it is said to be, in turn, the 
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           Second
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            and 
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              Industrial Revolutions that enabled 
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           America
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            to dominate the 20th and early 21st Centuries.
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           So when Xi Jinping pledges China to the task of seizing the commanding heights of the coming 
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           Fourth
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             Industrial Revolution, he is clearly signaling China’s aim to acquire an analogous position of relative power and systemic dominance for itself. 
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           Not surprisingly, this conduces to geopolitical risk.
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            To be sure, the disruptive impact of these dynamics would likely be less if the
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           United States
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            succeeded in acquiring first mover” status in a Fourth Industrial Revolution than if 
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           China
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             did, for America has already been the globally dominant power for many years, and its “victory” would, so to speak, break less geopolitical crockery. 
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            By contrast,
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           China’s
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            success in Xi’s project to lead that revolution would change more things and present greater dangers to the many states whose sovereignty, democratic governance, and political autonomy have for many decades been protected by the existing international order and America’s power within it.  A new Sinocentric order could thus be 
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           very
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           dangerous to the sovereignty and autonomy of such states.
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            But make no mistake: the conjunction of rapid EDT-driven transformative change and great power rivalry represents a considerable geopolitical risk either way.  No matter who “wins,” the prospect of these two giants competing for power and advantage in a world where S&amp;amp;T innovations can rapidly result in transformatively disruptive changes not just in economic but in
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           military
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           power is certainly something to worry about.
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           Conclusion
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           This all amounts to a pretty intimidating concatenation of geopolitical risks.  But I hope our discussions today will help encourage more creative thinking about how to handle them.
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           —Christopher Ford
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      <pubDate>Thu, 20 Nov 2025 11:36:07 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/geopolitical-risks-and-the-u-s-china-relationship</guid>
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    <item>
      <title>U.S. Perspectives on Nuclear Weapons Deterrence and Use</title>
      <link>http://www.newparadigmsforum.com/u-s-perspectives-on-nuclear-weapons-deterrence-and-use</link>
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           Below is the text upon which Dr. Ford based his remarks at a conference in China on November 8, 2025.
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            Good day, everyone, and many thanks for having me to this important discussion on strategic stability.    For this section of our event, I’d like to say a few words about current thinking about nuclear weapons deterrence and potential nuclear weapons use in the community of U.S. nuclear strategy experts. 
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           These are only my personal views, of course, and they don’t necessarily represent those of anyone either at Missouri State or at CSIS.  With that caveat, however, I do believe it’s possible to say some things about current American perspectives. 
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           Remarkable Consensus
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           In this regard, it bears emphasis that as far as I can tell, the nuclear experts community in Washington today is more unified on nuclear weapons issues than I can ever remember them being before. 
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           For as long as I can remember, until recently, U.S. nuclear weapons policy experts were sharply divided over many key issues related to nuclear modernization, deterrence, and force posture.  I’m not referring to the longstanding and quite intractable division between those who support some form of nuclear deterrence and hard-core nuclear disarmament advocates in American civil society who do not – though that divide of course persists, and has done so even in periods like today in which grave national security threats have led to disarmament perspectives being marginalized to the point of insignificance in U.S. policymaking circles.  Rather, I mean that for most of the last half-century, even the 
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           deterrence
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              community has been internally divided over questions of 
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           how
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            to achieve the stable deterrence of adversary aggression that its members desire.
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           During the early heyday of détente in the 1970s, for example, the details of U.S. strategic arms agreements with the Soviet Union – for example, in the Interim Agreement on limiting strategic offensive arms (a.k.a. 
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           SALT I
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           ) and the 
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           Anti-Ballistic Missile Treaty
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            of 1972 – arms control with Moscow was accepted by mainstream Republicans and Democrats but remained controversial on the hawkish political Right.  In the late 1970s and into the early 1980s, fueled by the Soviet Union’s massive nuclear build-up and growing global adventurism in the 1970s, expert policy debates flared in America over U.S. new weapons programs such as the canceled 
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           Enhanced Radiation Weapon
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            (ERW, a.k.a. “neutron bomb”), the 
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           MX missile
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            (a.k.a. “Peacekeeper”), the 
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           B-1 bomber
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           , and the 
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           intermediate-range cruise missiles and ballistic missiles NATO deployed in Europe in response to Soviet deployments of SS-20 systems
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            . 
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           There were fewer disagreements in U.S. expert circles after the end of the Cold War when attention shifted from how to meet Soviet threats to how best to manage 
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           reductions
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            in our nuclear force posture now that the U.S.-Soviet rivalry had ended.  Even then, however, debates continued about the pace and scale of such cuts – as well as over the 
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           Comprehensive Test-Ban Treaty (CTBT)
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           , and 
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           whether Cold War-era limitations on ballistic missile defenses still made sense in the face of 
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           third-party
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            missile threats
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             from North Korea and Iran. 
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           The early 2020s saw continued controversy in U.S. policy circles over our withdrawal from the ABM Treaty in 2002, the nature and extent of American “extended deterrence” deployments of nuclear gravity bombs in Europe, and whether the United States should develop “new” nuclear weapons such as the abortive “
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           Robust Nuclear Earth Penetrator
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           ” and the “
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           Reliable Replacement Warhead
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           ” programs.  Policy debates flared still further in the mid- to late 2010s, fueled by the awkward coincidence of the 
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           Obama Administration’s disarmament-friendly agenda
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            with 
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           Russia’s violation of the Intermediate-range Nuclear Forces (INF) Treaty
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            and 
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           failure to honor its promises to reduce short-range nuclear weapons
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           , as well as the Kremlin’s return to a posture of territorial expansionism with invasions of Georgia in 2008 and Ukraine in 2014.
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            In light of all these debates, however, what strikes me as remarkable today is the degree to which there
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           isn’t
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            major disagreement in the U.S. nuclear expert community anymore, at least for now.  In the face of recent events – including Russian and Chinese deployments of new strategic systems and theater-range nuclear weapons for we have no counterpart, the resurgence of Russian territorial aggression in Europe, the potential for Chinese aggression against Taiwan or others in East Asia, and the huge nuclear weapons build-up now underway as Beijing sprints toward what will soon be at least numerical parity, thus creating for U.S. defense planners the vexing “three-body problem” of having to deter 
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           two
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            nuclear peers at the same time – the U.S. expert community has recently reached an essentially unprecedented degree of consensus that a 
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           more robust
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            U.S. nuclear force posture is now urgently needed.
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           You can see this new consensus, for example, in the unanimous bipartisan conclusions of the 
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           Strategic Posture Review Commission in 2023
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           , which found that the current U.S. program for modernizing our strategic delivery systems was necessary 
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           but not sufficient
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           – and hence that 
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           more
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            weapons of some sort were thus needed if deterrence is to be preserved  The similarly bipartisan and unanimous 
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           Commission on the National Defense Strategy
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            endorsed this conclusion in 2024, while earlier this year the bipartisan and unanimous 
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           Senior Study Group on Strategic Stability
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            at the U.S. Institute of Peace went even further, 
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           explicitly calling
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            for uploading more warheads onto U.S. strategic delivery systems and for the development and deployment of new theater-range nuclear systems.  Over this same period, the Biden Administration – which entered office pining nostalgically for the days in which President Obama could receive a Nobel Peace Prize 
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           merely for
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           talking optimistically
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            about disarmament – came around to this view.  By the late summer of 2024, in fact, Biden Administration officials were clearly signaling that in the face of growing nuclear threats in this “
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    &lt;a href="https://www.csis.org/analysis/nuclear-threats-and-role-allies-conversation-acting-assistant-secretary-vipin-narang" target="_blank"&gt;&#xD;
      
           new nuclear age
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           ,” the United States had to “
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    &lt;a href="https://www.csis.org/analysis/nuclear-threats-and-role-allies-conversation-acting-assistant-secretary-vipin-narang" target="_blank"&gt;&#xD;
      
           shift to a more competitive approach
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           ” and might soon “
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    &lt;a href="https://www.armscontrol.org/2024AnnualMeeting/Pranay-Vaddi-remarks" target="_blank"&gt;&#xD;
      
           have no choice but to adjust our posture and capabilities to preserve deterrence and stability
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           .”
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           Ours being a vibrant and diverse democracy that prizes free speech, there naturally exist some marginalized outliers still calling for complete disarmament.  And even the expert community is bound to disagree more within itself as debates shift to specifically 
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           what
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             new systems the United States needs,
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           how many
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            of them are required, and 
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           how much
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             all this will cost. 
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           That said, the degree of U.S. expert consensus today around having a more robust nuclear posture is quite extraordinary, and speaks volumes about the degree to which Russian and Chinese nuclear policies over the last decade or so have produced a new era of instability and arms race competition.  In terms of sheer numbers, the U.S. nuclear arsenal has on the whole been 
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           shrinking since 1967
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           , but it now seems that “
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    &lt;a href="https://www.newparadigmsforum.com/recommendations-for-the-next-nuclear-posture-review" target="_blank"&gt;&#xD;
      
           U.S. nuclear policy is now back – more in sorrow than in anger, to be sure, but back nonetheless – in the ‘build-up’ business
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           ” again, for the first time in many decades.  Some expansion of nuclear capabilities, American experts tend to feel, is now necessary to preserve deterrence in a context in which our strategic adversaries are expanding their own nuclear holdings, proclaim themselves to be in a “partnership” against us and in an alliance with nuclear weapons proliferator regimes, and seem disturbingly interested in invading and occupying their neighbors.
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           There does still remain interest in arms control among U.S. experts, though much less optimism about it than in previous years, thanks to 
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    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2010%20-%20Russian%20Arms%20Control%20Compliance.pdf" target="_blank"&gt;&#xD;
      
           Russia’s appalling record of arms control violations
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            and China’s continued disinterest in even 
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           talking
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              about arms control at all.  An additional problem is the degree to which China’s enormous nuclear buildup casts a shadow over the possibilities for arms control even with Russia, since limitations that Washington might find acceptable vis-à-vis Moscow were we still in a purely dyadic relationship now also need to be assessed in the context of what America needs in order to be able to deter Chinese aggression as well. 
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           (The need for augmented U.S. capabilities vis-à-vis China, for instance, is already emerging as a key reason why the United States may have difficulty accepting 
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    &lt;a href="https://www.nytimes.com/2025/09/22/world/europe/putin-trump-start-nuclear-treaty.html" target="_blank"&gt;&#xD;
      
           Vladimir Putin’s suggestion
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            that Washington and Moscow extend the central limits of the 
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    &lt;a href="https://2009-2017.state.gov/t/avc/newstart/c44126.htm" target="_blank"&gt;&#xD;
      
           New START
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            agreement for another year.  Moscow has a long 
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    &lt;a href="https://www.newparadigmsforum.com/showing-tough-love-in-demythologizing-arms-control" target="_blank"&gt;&#xD;
      
           history of proposing arms control limits designed to strategically disadvantage the United States
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           , and I doubt it’s a coincidence that Putin decided we should extend those limits only 
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           after
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            U.S. experts recognized that we need a more robust nuclear posture to meet the challenges of deterring two nuclear peers simultaneously.  That’s something, of course, that Putin doesn’t want us to be able to do, and extending New START limits would preclude changes to the current treaty-dictated strategic warhead cap.)
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            There is a bit more optimism in U.S. expert circles about the possibility of risk-reduction steps or other transparency and confidence-building measures (TCBMs) with Russia or China.  Even here, however, after several years of Biden Administration attempts to elicit such dialogue, China’s continuing general disinterest in negotiations casts a pall over things. 
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           To some extent, therefore, the most optimistic vision for traditional limits-based arms control among U.S. nuclear experts today seems almost to entail first 
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           passing through a period of
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    &lt;a href="https://www.newparadigmsforum.com/countervailing-posture-the-offensive-nuclear-umbrella-and-the-future-of-arms-control" target="_blank"&gt;&#xD;
      
           U.S. counter-deployments
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            of some sort in the hope of changing the concrete incentives facing Chinese and Russian leaders to finally make them take such negotiating seriously.  This is, after all, what occurred with the so-called “Euromissile” deployments of 1983, which turned out to be exactly what was needed to entice the Soviets to agree to the INF Treaty of 1987.  This conceptual model of deploy-and-negotiate first returned to the fore in the Trump Administration’s 
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    &lt;a href="https://fas.org/wp-content/uploads/media/2018-Nuclear-Posture-Review-Version-2.pdf" target="_blank"&gt;&#xD;
      
           2018 Nuclear Posture Review
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           , and to the extent that arms control has a future at this point at all, such an “INF model” feels like the best that most U.S. experts now expect.
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           This, then, is the conceptual terrain in Washington which I would urge you to bear in mind as we have our discussions here in Shanghai today.  President Trump clearly does seem to 
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           want
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            some kind of nuclear weapons deal on “the nuclear” with China and with Russia, but it’s hard to avoid the conclusion that Chinese and Russian policies that have stacked the deck against any kind of dramatic solution in the short term.  To the degree that the “INF model” – that is, undertaking countervailing deployments to meet nuclear threats and give one’s adversary concrete reasons to want to negotiate with you – does indeed represent a key pathway through which a Trumpian “
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    &lt;a href="https://www.whitehouse.gov/articles/2025/03/president-trump-is-leading-with-peace-through-strength/" target="_blank"&gt;&#xD;
      
           peace through strength
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           ” agenda could catalyze arms control agreement, future progress may still be possible.  But given the prevailing strategic circumstances, we should probably not get our hopes up too much.
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           Circumstances of Nuclear Use
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            Such is the context in which I think U.S. policy experts tend to see the challenges of deterrence today.  A related question is about what such experts see as the most likely circumstances of nuclear weapons
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           use
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           .
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           To begin with, it’s worth remembering that most Western deterrence experts feel that it’s actually 
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           not
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            a good idea to 
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           wholly
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           preclude
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            nuclear weapons use.  That may sound paradoxical, but having nuclear weapons for deterrence basically 
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           requires
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            at least some willingness to use them, since it’s precisely the possibility of potential use that does the work of deterring. 
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           For this reason, though being 
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           too
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            willing to use nuclear weapons would be powerfully destabilizing, it is to at least some degree 
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           essential
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            to be willing to use nuclear weapons in the right circumstances: deterrence requires this, and this is especially true for the “extended nuclear deterrence” that the United States offers to its allies to preserve their security against aggression and reduce their perceived incentives to develop nuclear weapons on their own.  So while keeping the risk of nuclear use as low as possible consistent with deterrence is clearly an important objective, entirely removing 
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           any
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           such risk wouldn’t be wise unless and until the prospect of large-scale aggression – including purely conventionally-armed aggression, as well as attack with 
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           non
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            -nuclear forms of WMD – can be reliably taken off the table. 
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           As for the actual circumstances in which nuclear use is most likely to occur, most Western experts today do not seem to worry much about the kind of “bolt from the blue” first-strike threats that sometimes concerned U.S. planners during the Cold War.  So far, the United States retains confidence in the survivable second-strike capability represented by its ballistic missile submarine fleet, and would appear that the overall deterrent balance of the central Russo-American and Sino-American strategic standoffs are holding.
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           Nor does there seem to be overmuch concern in Washington about nuclear weapons use resulting from an accidental or unauthorized nuclear launch, though such possibilities cannot be ruled out.  The huge reductions in nuclear force posture since the end of the Cold War undertaken both by the United States and Russia have likely somewhat reduced the risk of such mishaps, as has the development of limited ballistic missile defense capabilities that can provide at least a partial buffer against such eventualities.  President Trump’s “Golden Dome” missile defense will likely increase the effectiveness of this buffer, moreover, while also adding a greater capacity to cope with – and thus deter – potential adversary efforts to use limited nuclear strikes on the U.S. homeland for coercive bargaining purposes in a crisis.
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           Rather, the most likely circumstances of nuclear weapons use today are felt to arise from of escalation dynamics in a conventional war involving nuclear-armed participants, such as in the Western Pacific under a Taiwan invasion scenario, or in Central Europe in the event of Russian attack upon a NATO ally.  Nuclear use could occur in such a context if one of the nuclear-possessing belligerents felt itself at risk of a catastrophic loss in that war, and if it calculated that crossing the nuclear threshold would turn the tide in its favor or somehow shock its opponent into war termination or limitation on reasonably favorable terms.  (Another possible use scenario involves an adversary that seeks regional aggression but lacks confidence in its ability to prevail with purely conventional arms, and which therefore opts to combine a conventional attack with limited nuclear strikes in theater, trusting to the overall 
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           strategic
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            standoff – and its numerical advantages over its opponents in theater-level nuclear force – to deter effective responses.) 
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            Especially in the face of Western countries’ numerical disadvantage in theater-range forces in comparison either to Russian or Chinese deployments and their leaders increasingly naked territorial ambitions, it has become a central challenge for Western strategy to deter such escalatory choices by deploying more theater-class systems to put more “rungs” onto the proverbial nuclear “escalation ladder” before the level of a strategic exchange. 
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           This need was already beginning to become a concern as early as 2010, when the 
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           U.S. Senate’s resolution of ratification for New START
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            made clear that any future arms control agreement with Russia needed also to include non-strategic weapons, a category in which Moscow even then enjoyed a considerable advantage.  The need for more options in response to Russian and Chinese advantages in such systems was also the reason for the First Trump Administration’s deployment of a low-yield warhead option (the W76-2) for the Trident submarine-launched missile as a sort of interim or “bridging” solution, and for our initiation under that administration of the Submarine-Launched Cruise Missile-Nuclear (SLCM-N) program.  Building more theater-range capabilities – both in nuclear and in conventional systems – to offset destabilizing Russian and Chinese advantages and propensities to coercive bargaining is today an area of increasing agreement among the broad body of U.S. nuclear policy experts.
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           Conclusion
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            To sum up, I don’t think the basic
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           theory
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            underlying nuclear deterrence in Western minds has really changed at all.  Instead, what has happened to create today’s remarkable degree of U.S. expert community consensus in favor of an augmented nuclear posture at both the strategic and (especially) the theater levels is the direct result of changes in the security environment created by China’s nuclear build-up, Russian and Chinese advantages in theater-class nuclear weaponry, Russia’s turn to regional aggression for purposes of territorial expansion, and the prospect of China’s invasion and annexation of Taiwan.  In the face of these developments, Washington’s nuclear policy experts feel that more U.S. capabilities are required if deterrence is to remain stable in the future.
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           Advances by America’s adversaries have thus managed to accomplish what decades of doctrinal, ideological, and academic debate could not: they have brought about a notable degree of agreement in favor of a robust, deterrence-focused agenda of force posture augmentation among nuclear policy experts on both sides of the political aisle in the United States.
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           I hope this outline of thinking in U.S. nuclear policy circles has been useful, and that it will help contextualize our discussions here on strategic stability.   
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           —Christopher Ford
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      <pubDate>Mon, 17 Nov 2025 17:17:20 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/u-s-perspectives-on-nuclear-weapons-deterrence-and-use</guid>
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      <title>Whither the U.S. Nuclear Policy Process?</title>
      <link>http://www.newparadigmsforum.com/whither-the-u-s-nuclear-policy-process</link>
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           Below is the text upon which Dr. Ford based his remarks to the Labs Nuclear Scholars Initiative at CSIS on October 20, 2025.
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           Good afternoon, everyone.  It’s such pleasure to meet the inaugural cohort of the CSIS Project on Nuclear Issues’ “Labs Nuclear Scholars Initiative”!  Congratulations for having been selected to be part of this program.
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           My name is Chris Ford, and I’m a professor with Missouri State University’s School of Defense and Strategic Studies, but I’ve been around the nuclear weapons policy business for quite a while now.  I first got started in the field back in 2003, when I moved from the Senate Intelligence Committee staff to the State Department as the Deputy Assistant Secretary in charge of arms control and nonproliferation compliance assessment, and in various ways I’ve been involved in nuclear policy matters ever since.
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           Naturally, I can only offer you my personal opinions, and I’ve been out of office as Assistant Secretary of State for International Security and Nonproliferation since early 2021.  Accordingly, nothing I say here will necessarily represent the views of anybody else.  Nevertheless, it’s wonderful to see bright young experts cutting their teeth and beginning to make names for themselves in this field.  We need you!
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           I’ve been asked to speak about the role of the National Security Council (NSC) and State Department in interagency conversations surrounding nuclear policy, and I’m happy to try.  As you’ll see, however, that’s actually a remarkably difficult question to answer right now.
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           A Little History
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           But let me backtrack a bit first.  In more normal times, the NSC plays a huge role in coordinating policy development and implementation of U.S. policy in all (or most) areas of national security, certainly including nuclear weapons policy.  That’s its whole purpose.
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            Formal interagency coordination came rather late to the U.S. Government, and only after a challenging combination of global national security emergency (World War Two) and a president (Franklin Roosevelt) who ran his cabinet rather chaotically.  FDR once told cabinet member Henry Morganthau that “I am a juggler, and I never let my right hand know what my left one does.” 
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            Among other things, for instance, he rather famously didn’t involve his Vice President in anything at all.  Not for nothing did John Nance Garner – who was FDR’s Vice President from 1933 to 1941, thereby becoming the longest serving VPOTUS ever – say that the Vice President’s role under Roosevelt “wasn’t worth a bucket of warm piss.” (This was reported by some as him saying “warm spit,” but I think that was just the journalistic sensibilities of an earlier era talking.  I believe it really was
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           piss
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           ;
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           Garner had grown up in a log cabin in Texas
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           .)  Anyway, by the time FDR died in office in 1945, then-Vice President Harry Truman hadn’t even 
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           met
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            with President Roosevelt in official capacity more than 
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           twice
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           .
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           Anyway, the National Security Act of 1947 – in addition to establishing the CIA and creating the Department of Defense to bring the long-feuding War and Navy Departments under one coordinating roof – set up the NSC as a means to bring the U.S. interagency community together to coordinate policymaking on national security issues.  And it’s tried to do this ever since, along the way acquiring a modest supporting staff.
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           The NSC is an institutional creature of the strong modern presidency, but there’s no universal formula for how it is structured and how it works.  Unlike the other departments and agencies, which are governed by lots of statutes passed by Congress and subject to Congressional oversight by various committees, the NSC is basically organized and functions however the president wants.  And those details have varied a lot over the years.
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           The NSC’s “Normal” Structure
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           Since 1991, however, the most common way of organizing the NSC – but by no means the universal one – has been around what is sometimes called the “Scowcroft Model,” associated with National Security Advisor Brent Scowcroft who served the George H.W. Bush Administration.  The fine details vary with each presidential administration, with a new president customarily issuing an Executive Order soon after arrival laying out a basic organizational structure and specifying who – in addition to the 
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            members of the NSC set forth in the 1947 legislation – he designates to attend full NSC meetings.
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           In general, “Scowcroft”-type NSCs tend to have several tiers.  At the top, the Principals Committee (PC) consists of the heads of the designated cabinet agencies, most often chaired by the National Security Advisor.  (When the President himself chairs the meeting, it’s not a PC but rather a 
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            “NSC” meeting.)  Below that – making interagency decisions on its own where there is agreement or passing them upstairs to the PC – is the Deputies Committee (DC), consisting (you guessed it!) of the 
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           deputies
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            of those departments and agencies, usually chaired by the Deputy National Security Advisor. 
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           Below the DC, there are a range of similarly-functioning committees at the Assistant Secretary level, which these days tend to be called Policy Coordination Committees (PCCs) in Republican administrations and Interagency Policy Committees (IPCs) in Democrat administrations. (Don’t ask me why the name varies.  I know of no good reason.)  These are usually chaired by NSC Senior Directors, which was my role in the First Trump Administration’s NSC throughout 2017.  At the most basic working level, below that, there can be more informal “Sub-PCCs” or “Sub-IPCs,” generally staffed at the Deputy Assistant Secretary level and chaired by directors from the various NSC directorates that happen to have been established by that initial Executive Order.
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           In principle, the NSC does not play an “operational” role in national security affairs and only coordinates policy development and implementation on behalf of the president.  In practice, this sometimes varies.  Some presidents like to use the NSC to keep a close eye on the various departments and agencies, to the point of occasionally problematic micromanagement.  And sometimes – as with the notably dysfunctional NSC of Ronald Reagan’s first term – it has slipped into operational activities, such as in the lead-up to the Iran-Contra scandal of the 1980s.  (That obviously didn’t go very well, and is today regarded as something of an “anti-model.”)  Nevertheless, for the most part, the NSC’s role is usually considered a purely coordinating one: its meetings bring interagency participants together to discuss and develop policy options, agree on solutions, and then coordinate tracking policy implementation.  The execution of interagency policy choices – as well as autonomous policymaking within institutions’ particular jurisdictions, hopefully in ways consistent with the President’s agenda – occurs in the departments and agencies themselves. 
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           As a result, the NSC staff – even in periods when it is considered to be at its most bloated – is tiny compared to those departments and agencies.  Even a rather large and micromanagement-prone NSC like President Obama’s might have only around 300 persons, whereas Defense employs nearly 
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           three million
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            The number of NSC directorates varies constantly, as they are established (or disestablished) based upon the particular issues the administration in power prioritizes at any given time, but having something like 12 of them is not unusual.  The directorate I ran in 2017 was the “WMD and Counterproliferation Directorate,” and I think we had something like 10 or 12 people.  We handled all issues related to nonproliferation, arms control, disarmament, nuclear security, WMD terrorism, chemical and biological warfare threats, and foreign WMD programs – both actual and potential.  (Despite our name, however, we were mostly concerned with
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            WMD, for the care and feeding of 
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            nuclear weapons was handled by the Defense Directorate.)  Under the Biden Administration, with a slightly different name that made sure to name-check “arms control” and “disarmament,” the directorate – by then under Pranay Vaddi – had more or less those same responsibilities.  It’s a common clumping.
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           The Executive Office of the President (EOP), of which the NSC staff is formally a part, generally doesn’t have a lot of money, so most of them aren’t 
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            political appointees on EOP payroll and working directly for the President.  NSC Senior Directors tend to be Special Assistants to the President, or “SAPs,’ a presidentially-appointed position more or less at the same level as an Assistant Secretary in a department or agency.  Upstream of that are Deputy Assistants to the President (DAPs) and Assistants to the President (APs).  The National Security Advisor one of the White House “APs,” which are very senior positions roughly at the agency-head level, though they don’t actually run big bureaucracies like many of the other folks who may be around the table with them in places such as the White House Situation Room.
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           The lion’s share of the NSC staff is made up of detailees from the departments and agencies, typically seconded to NSC for 1-2 year periods, and paid by the home agencies to which they’ll return afterwards.  The NSC gets to pick who gets these detailee spots, and they are often highly sought-after in the departments and agencies.  I was the only full-up EOP employee in my directorate, and only two of us had the blue badges that signify free access to the West Wing of the White House.  (The rest of the team held “greens,” which were primarily for the Old Executive Office Building – a.k.a. Eisenhower Building – where the NSC has most of its offices.) 
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           This is Not Normal
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           But remember that I said this basic Scowcroft-y structure is typical of “normal” times.  In terms of the NSC’s structure and role in the policy process, however – including on nuclear weapons policy – we are most certainly right now 
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            in “normal” times.
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           Today, in fact, under the Second Trump Administration, it’s not really clear if there’s really any meaningful NSC process at all.  As I 
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           described it last summer at a conference in London
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           , the NSC has been 
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           “largely gutted – cut down to a skeleton-crew staff and explicitly deprived of its traditional interagency policy-coordination role in favor of … what appears to be a wholly top-down ‘just implement what we tell you’ role.” 
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           National Security Advisor Mike Waltz and key members of his team were 
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           sacked from NSC roles after five months in office following an intervention in White House personnel matters by the MAGA social media influencer Laura Loomer
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           , who viewed them as insufficiently personally loyal to President Trump.  Today, the NSC staff has been drastically cut, with Secretary of State Marco Rubio now being indefinitely “double-hatted” as National Security Advisor. 
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           There is little sign today of any remnant of the policy development and coordination role that the NSC traditionally plays, and frankly it’s not at all clear what the NSC actually does at the moment at all.  I have been told by insiders, for instance, that NSC staff aren’t actually permitted to hold PCC-level meetings at all – something we senior directors once did at our own discretion whenever it felt necessary – without first obtaining advance approval in writing from the National Security Advisor or his deputy.  As a result, PCCs are reportedly quite rare, and Sub-PCCs are essentially non-existent. 
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           Nor, by all accounts, is it the case – despite Rubio’s notional role as National Security Advisor – that the State Department is in the driver’s seat either.  The NSC, at most, appears to be sort of signal-relay station for passing instructions from the Oval Office to everyone.  There is no sign of an interagency policy 
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           , nor of any mechanism for staffing out complex questions for analysis and recommendations from policy experts, nor of any mechanism for tracking policy implementation.  As far as I can tell, national security policymaking process consists merely of a handful of senior advisors in the West Wing meeting episodically with President Trump and passing orders out to the rest of the system for implementation.
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           Indeed, in this new system, actual policy experts seem to be distrusted, or even feared.  People with long expertise in the national security business are often felt to be tainted by their association with the Washington “swamp.”  As with Mao Zedong’s Cultural Revolution in China – which envisioned a “
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           class conflict” between those who were “Expert” and those who were “Red” and hence ideologically loyal to the Communist Party
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            – it would appear that having deep expertise inside the Washington Beltway makes one politically suspect.  (Secretary of Defense Pete Hegseth, for instance, has apparently actually prohibited Defense Department personnel from attending academic or think tank events, or engaging with such experts at all, on the grounds that they represent “
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           the evil of globalism
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           .”)
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           To the extent that traditional experts are ever trusted at all, they need to display a degree of ostentatious personal loyalty to and love for the president far beyond what any administration has demanded before – and indeed this seems to the coinage of the realm more generally, at every level of any seniority.  (Watch the video, for instance, of 
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           President Trump’s cabinet meeting on August 26, 2025
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           , in which senior officials appear to be basically 
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           competing
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            to flatter him in the most effusive ways they can.)  The current administration is determined to seize the reins of policymaking from the denizens of what it views as the “Deep State” of traditional policy elites and to sideline them in every respect, and loyalty is clearly far more important right now than expertise.  There is no place in this model for a traditional NSC.
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           What of Nuclear Policy?
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           In this context, therefore, I’m hard pressed to give you an answer on the NSC’s role in U.S. nuclear weapons policy except to say that it’s not clear there is one.  Nor can I tell you much about the current state of the U.S. approach to the 
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           Treaty on the Non-Proliferation of Nuclear Weapons
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           . 
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           The United States has, so far, continued to participate in NPT meetings such as the 2025 NPT Preparatory Committee (PrepCom) meeting that took place in May in New York City, and – at least there, anyway – seems to have 
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           voiced surprisingly unsurprising, and indeed quite traditional-sounding, views there
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           .  Does that mean that the Second Trump Administration views NPT issues through a traditional prism?  Or simply that it hasn’t thought much about them at all and has thus inadvertently left NPT policy in the hands of career civil servants?  Or is it simply that the MAGA team just isn’t in place yet and a new approach will be coming soon?  I wish I knew.
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           If it were done right, I think it might actually be a good thing to leverage President Trump’s “disruptor” image and use novel diplomatic approaches to shake up global NPT discourse.  There’s been far too much intellectual stagnation and sterility in the international NPT community for many years, against which I have been trying to push back in my own work ever since first joining the State Department as a George W. Bush Administration political appointee more than two decades ago.  Perhaps the Second Trump Administration can indeed come up with a way finally to get the world’s “nonproliferation” treaty diplomats off their duff and more constructively and effectively engaged in actually preventing proliferation.  If that’s the idea, I say “Godspeed!”
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           All the same, it’s possible that the current administration’s lack of a meaningful policy development and implementation process – as well as its distrust of experts and its apparent focus upon domestic political issues and performative theatrics tailored for the social media attention economy – will mean that we will basically 
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           have
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             no real NPT policy for a while. 
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           The jury is still out.
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           —Christopher Ford
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      <pubDate>Tue, 21 Oct 2025 21:47:36 GMT</pubDate>
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    <item>
      <title>"The Negotiator Files: A Conversation with Christopher Ford"</title>
      <link>http://www.newparadigmsforum.com/the-negotiator-files-a-conversation-with-christopher-ford</link>
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           In October 2025, the Next Generation Nuclear Network at the Center for Strategic and International Studies released a long recorded interview with Dr. Ford as part of its Arms Control oral history project entitled “The Negotiator Files.”  You can find Dr. Ford's interview 
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           here
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           .
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      <pubDate>Thu, 16 Oct 2025 14:54:55 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/the-negotiator-files-a-conversation-with-christopher-ford</guid>
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      <title>USIP's Clarion Call on Strategic Stability</title>
      <link>http://www.newparadigmsforum.com/usip-s-clarion-call-on-strategic-stability</link>
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           Below is the prepared text upon which Dr. Ford based his remarks at an event at Hudson Institute on October 2, 2025, on the U.S. Institute of Peace Senior Study Group on Strategic Stability’s recent report on “
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           Sustaining the Nuclear Peace
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           .”
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           At 36 pages of single-spaced print, our report on “
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           Sustaining the Nuclear Peace
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            ” isn’t exactly short.  But it’s pretty hard-hitting, both in its intellectual critique of prior U.S. approaches to nuclear deterrence and strategic stability policy and in its call for the United States to adopt a much more robust new approach as quickly as possible. 
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            I’ll offer you my personal views about it here today, of course, and those views will only be my own.  Nevertheless, the report’s actual analysis and findings were both bipartisan and unanimous, so they clearly represent the view of all of us. 
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           New Definition of Strategic Stability
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            To begin with, I think we make an important contribution not only in terms of specific policy recommendations – which I’ll come to in a moment – but also to the
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           theory
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            that underlies U.S. approaches to nuclear deterrence.  In particular, the report articulates a new, “updated” conception of strategic stability:
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           “Strategic stability is a condition in which the political relations and military balance between states that pose an existential threat to each other are such that they perceive neither a compelling need nor a viable opportunity to advance their interests at the expense of the vital interests of the other through the use of military force, and especially nuclear weapons.”
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            This is a broader definition than many experts have hitherto used in the nuclear weapons policy arena, and I hope it will be influential, because I think the policy community has created problems for itself by thinking of strategic stability for so long through the lens of only
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           one
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            of its facets: that of nuclear first-strike stability.  That’s obviously important, but in the real world, there’s more to keeping the global security environment from decaying into full-scale war – including nuclear war– than just
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           that
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            angle.  And our expanded definition reflects that.
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           After all, the definition of “strategic stability” has long been contested.  Back in 2013, for instance, 
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           I wrote a chapter
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            for a 
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           book co-edited by Bridge Colby and Michael Gerson on strategic stability
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           , and we probably had as many different definitions of it in that volume as there were authors.  So I’d offer our group’s definition, now, as a valuable conceptual advance.
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           Strong Critique of Obsolete Past Approaches 
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            Now, I’m certainly a national security policy wonk and a professor at Missouri State University’s School of Defense and Strategic Studies, so I guess it’s not that surprising that I’m pretty proud of our contribution to defining strategic stability. 
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           That said, I think the greatest strength of our unanimous and bipartisan report lies in its conclusions – not just about what to do in the months and years ahead, but also about the grave 
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           inadequacy
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            of prior U.S. policy.  We don’t just warn of growing threats: we explicitly call out the 
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           bankruptcy
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             of prior approaches to strategic stability. 
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            In particular, we don’t just add our voice to the rising chorus pointing out that the current U.S. strategic modernization Program of Record (POR) is insufficient: we add in the broader point that a
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           whole
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           generation
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            of American strategy and strategic thinking has become obsolescent. 
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            The report makes clear, for instance, that the traditional U.S. prioritization of direct diplomatic engagement and cooperative measures with our strategic adversaries is no longer viable as a route to strategic stability.  Presidents Putin and Xi show little sign of actually
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           wanting
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            strategic stability, and indeed seem to view
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           instability
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            as essential to their geopolitical ambitions. 
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           Accordingly, our longstanding approach has failed, and is actually now dangerous.  “The US strategy for stability since the Cold War,” our report warns, is no longer “applicable to the emerging security environment.”  Among other things,
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           “U.S. attempts to reduce the role of nuclear weapons in its security strategy have been ignored and, in fact, exploited. Washington’s calls for substantive, sustained, and high-level dialogue on strategic stability with both Moscow and Beijing have gone largely unheeded.” 
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           Our traditional diplomatic strategy, therefore, has “failed to achieve its intended purposes,” and in failing so far to reorient its approaches to grave new threats, “we can see that the United States has been negligent in preserving and adapting a strong nuclear deterrent.” 
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           As clearly as we can state things, therefore, our report stands as a repudiation of those who think that past approaches can still be made to work:
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            “There is no going back to the legacy approach. The effort to cooperate with Russia and China to identify and safeguard shared interests in strategic stability has come to naught—a situation that cannot be expected to change soon.” 
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            That doesn’t necessarily mean that we should give up
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           all
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            hope of cooperation in the future, but our diplomats must “keep expectations appropriately low and prepare for failure.” 
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           The main lesson from our unanimous and bipartisan report, I would say, is that it’s time to abandon the timid moralism and optimistic naivete of a conventional wisdom in strategic thinking that developed in a global security environment quite unlike the one we now face.  It’s time, now, to be a lot less timid.  “Leadership by example” has failed, and we now need to “rethink unilateral restraint.”  Moscow and Beijing are 
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           already racing 
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            in a new arms race, and it would be madness for us to just stand back and watch.  Instead, “the United States must go forward to a new approach.” 
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            In our report, we do place great emphasis upon cooperative action, but we place it on cooperative action
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           with our allies
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            – who need themselves to do more in the common defense, and with whom we need to work closely to confront our shared adversaries with the insuperable strategic and theater-level nuclear and conventional dilemmas that they will need to face in order to be deterred. 
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            This point about allies is one that can hardly be said enough in the current political climate in America, where it seems like the mental universe for our national defense planning is today shrinking back into a stale and antique 1890s
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           hemispherism
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           : there is no serious and sustainable approach to U.S. security that does not involve working closely with our allies in Europe and East Asia.
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            First and foremost, however, our new approach requires robust and resolute
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           American
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            action, because preserving deterrence and meeting the needs of strategic stability relies on
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           our
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            strength and resolve vis-à-vis our adversaries more than upon anything else. 
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           “…[T]he United States must secure its interests in strategic stability in the absence of cooperation with Russia and China—and in the face of their cooperation with each other to threaten the United States and its allies.”
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            So what does this mean in practice?  Most of all, our report says, we cannot get by merely with “a deterrence posture sized, scaled, and funded to meet only the requirements of a benign unipolar era now past.  The time for such wishful thinking is over.”  We
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           cannot
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            preserve the nuclear peace with a nuclear force posture that represents a diminished and shrunken “
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           Mini-Me
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            ” version of one conceptualized two generations ago. 
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           We agree with the 
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           Strategic Posture Review Commission’s 2023
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             conclusion that our current strategic modernization program of record is necessary but insufficient, but we take things a step further by calling for the United States to reverse nearly 60 years of force posture creep and begin to get back into the business of
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           expanding
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            our nuclear arsenal once again.  Our report draws attention to the “likely requirement for a larger deployed strategic and theater nuclear force to address the two nuclear peer threat environment in the mid-to-late 2030s,” and urges we get moving to meet that requirement.
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            As the report pointedly observes, neither our strategic nuclear deterrent nor our “extended” nuclear deterrent are today fit for purpose, and they’re steadily losing ground in comparison to growing threats.  In response, we need to expand National Nuclear Security Administration capacities to “meet the requirements of fielding and supporting larger deployed strategic and theater nuclear forces.”  (In this period of mass federal layoffs and demoralizing chaos within the U.S. national security workforce, I should add, this
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           includes
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            recapitalizing both our “institutional and human capital assets.”)
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           We also need to begin uploading warheads to our strategic systems when the restraints of the New START agreement lapse, the report notes.  And we need to accelerate procurement of the Submarine-Launched Cruise Missile-Nuclear (SLCM-N), build more and better “deep precision strike non-nuclear systems,” improve homeland defenses against all varieties of missile, and develop “game-changing directed-energy defenses against regional missile threats.”
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           The Need for a Truly National Effort
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           I hope our report’s forthright call for forward-leaning, concrete steps to arrest the rot in our deterrent capability and redress the obsolescence of longstanding approaches to strategic stability will serve as a clarion call to the rest of the policy community.  In concluding, however, I also want to emphasize that this is 
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           not
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            just a problem that can be fixed by national security policy wonks like us. 
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            The report makes a strong call for our leaders to engage directly with the American people, and with Congress, on these matters.  Meeting the challenges described in our report and securing the nuclear peace over the next generation will not be easy, quick, or inexpensive.  To succeed, this great project requires collective buy-in from stakeholders across our society and from the citizenry as a whole at a time in which there has hitherto been relatively little public engagement on these topics.  Accordingly, the time to clearly articulate these stark needs and build support for doing what America’s future security requires is
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           now
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           .
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           —Christopher Ford 
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      <pubDate>Wed, 08 Oct 2025 22:53:37 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/usip-s-clarion-call-on-strategic-stability</guid>
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    <item>
      <title>“Type A” versus “Type B” Proliferation Risk and the Challenge of This Era</title>
      <link>http://www.newparadigmsforum.com/type-a-versus-type-b-proliferation-risk-and-the-challenge-of-this-era</link>
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            Below is the prepared text upon which Dr. Ford based his remarks at a briefing for Congressional staffers on September 30, 2025, organized by the
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           University of Pennsylvania’s Washington Cente
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            r and the
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           Wilson Center
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           .
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            For my contribution to this terrific panel, I’d like to highlight the strategic and conceptual novelty of the challenge we face today as a result of China’s military power and massive nuclear weapons build-up. 
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           You hear lots of talk these days about the emergent “three-body problem” the world confronts today as we try to deter threats from 
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           two
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            nuclear-armed near-peer adversaries at the same time, and this is certainly a huge problem.  I want to emphasize here, however, that this emerging multipolar world is 
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           also
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            likely to be unprecedentedly problematic from a 
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           nonproliferation
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            perspective. 
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           These are only my personal views, of course, and they won’t necessarily represent those of anyone else, but let me explain why I think this is such a challenge.
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           The Unprecedented Challenge of “Double-Multipolarity”
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           The problem is related, I think, to the basic structure of the international system.  I’ve spoken about this in more detail elsewhere, but if you think of the world in terms of the structure of its highest-level power arrangements, you can see that its “polarity” – how the largest chunks of power are arranged – has historically  varied.  And it has varied both in terms of overall 
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           geopolitical
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            power (think of conventional military might, economic size, and population and resources) and in terms of specifically 
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           nuclear weapons
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             power. 
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           Just after the end of the Second World War, the global system was bipolar in geopolitical terms – divided between the U.S. and USSR – but in 
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           nuclear
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            terms it was initially 
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           unipolar
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           , for we were initially the only player with “The Bomb.”   After the Soviets detonated their first bomb in 1949, it then became bipolar in 
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           both
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            the geopolitical and the nuclear senses.
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           After the end of the Cold War, things shifted again, becoming geopolitically 
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           unipolar
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           , with only the United States occupying a real “superpower” spot.  Yet it was in nuclear terms still 
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           bipolar
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           , since Russia continued to possess an arsenal equivalent to our own.  So in that sense, the world went from geopolitically bipolar but unipolar in nuclear terms to bipolar in 
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           both
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             senses, and then then on to being unipolar in geopolitics but still bipolar in nuclear weapons. 
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           Today, however, the world is becoming 
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           multipolar
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            in 
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           both
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            senses for the first time in history, with three primary players in both geopolitics and nuclear weapons.  We’ve not seen that before, and I want to stress the novel a set of nonproliferation problems it creates.
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           “Type A” versus “Type B” Proliferation Risks
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           These structural shifts were hugely consequential for nonproliferation policy.  Nonproliferation worked relatively well in those previous eras, in large part because the primary “poles” in each of these prior global configurations all seem to have felt at least some structural incentives to support nonproliferation.  While there were instances of proliferation, including some deliberate encouragement of it – such as with the Soviets helping get China started, and China later helping Pakistan – the world 
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           didn’t
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             see the huge cascade of proliferation many once expected. 
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           But today, under “double multipolarity,” the challenges are greater.
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           For decades now, the primary focus of the international community’s nonproliferation concern has been the threats posed by the prospect of nuclear proliferation to smallish geopolitical disruptor autocracies like North Korea and Iran motivated by destabilizing regional security agendas.  I think of these as “
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           Type A
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           ” proliferation risks.
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           But in the present environment, rogue state proliferation is now only 
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           one
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            of the types of proliferation challenge we need to be worrying about.  Increasingly, concerns are being raised, too, about the prospect of proliferation to states that 
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           aren’t
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            nasty and destabilizing rogue regimes but rather otherwise peaceable democracies who face threats from Russian or Chinese predation – threats it’s increasingly difficult to imagine being deterred by collective security arrangements grounded in America’s military power and willingness to bear cost and risk to protect our allies.  This is what I think of as “
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           Type B
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           ” risk.
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           Rather than being “bad” regimes that seek nukes for a mix of motives about which any serious person should be greatly concerned, in other words, the 
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           new
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             potential proliferators people worry about are “good” regimes increasingly tempted to seek such weaponry for unquestionably
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           defensive
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            purposes when threatened by the most powerful and brutal dictatorships on the planet. 
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           Living on New Diplomatic Terrain
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           These
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           emerging
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            Type B
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            proliferation challenges may be qualitatively different – and, from the perspective of U.S. and other Western policymaking, much more complicated and challenging – than those to which we’ve become accustomed.  It may be, for instance, that 
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           Type B
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            issues will scramble the traditional cast of characters in nonproliferation diplomacy. 
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            Will some of the states in the Non-Aligned Movement that for years have basically 
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            defended
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            countries such as Iran against Western nonproliferation pressure, for instance, still defend fissile material production and “virtual nuclear weapons possessor” status if at some point we’re talking about South Korea, Japan, Poland, Ukraine, Sweden, or Taiwan?  Or will they suddenly decide that nuclear weapons-related technology proliferation is unremittingly bad after all, and that the international community needs to draw the line before one of 
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            America’s friends
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             postures itself in such a fashion? 
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            Will some of the Western states that have traditionally taken absolutist positions against proliferation come to make an exception for stable, rights-based democracies whose freedoms and even existence are threatened by territorially aggressive revisionist superpowers?
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            Will some states traditionally focused upon prioritizing disarmament and stigmatizing Western military and nuclear power suddenly discover that 
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            more
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              American military might and “extended” nuclear deterrence is actually a good thing because it makes U.S. allies less likely to weaponize? 
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            Might some longstanding U.S. allies end up in a 
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            de facto
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             diplomatic alliance with Iran, North Korea, and their defenders in insisting upon a “right” to produce fissile material and the acceptability of choosing to withdraw from the global NPT regime?
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           So you can see how the advent of 
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           Type B
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            proliferation challenges might make the diplomatic terrain rather more complicated.
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           Maslow’s Hierarchy of Policy Needs 
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           Beyond merely diplomatic discourse, 
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           why
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             is the future security environment likely to be so much more problematic from a nonproliferation perspective?  Well, if it doesn’t seem too glib, I’ll borrow a bit from the American psychologist Abraham Maslow and the famous motivational theory he developed. 
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           In Maslow’s schema – which you could think of as being made up of human needs arranged in a pyramid, ascending to a point – basic requirements such as nutrition are depicted as being more foundational, while others such as self-actualization are considered “higher” needs.  Notably, higher needs tend to be dependent upon “lower” ones being satisfied.  (Having a fulfilling job, for instance, is a lofty psychological need, but it necessarily takes a back seat if you’re starving or living in continual physical danger.)  Satisfaction of a higher need, on the whole, relies upon more basic ones already having been met.
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           So imagine, if you will, a “Maslow’s Hierarchy of Policy Needs,” in which those various needs include strict fidelity to global nonproliferation norms as well as a wide range of additional foreign policy and national security objectives.  I would posit, furthermore, that from the perspective of any single actor in the international system, nonproliferation represents a reasonably “high” level of policy need – one the prioritization of which is dependent upon the prior fulfillment of some 
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           other
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            more foundational requirements. 
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           I won’t go so far as to say that nonproliferation is exactly a luxury good.  After all, being able to live in an international system that is not routinely wracked by conflicts capable of escalating into nuclear war is in its own way a pretty foundational requirement for lots of other good things.  From the perspective of any single player, however, the effort to be put into working on nonproliferation must to some degree necessarily be balanced against the effort that must be put into a whole host of 
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           other
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            potential things.  After all, seriously pursuing any good thing inevitably exacts an opportunity cost in terms of the time, effort, energy, political capital, and resources that are 
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           not
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            devoted to pursuing alternative priorities.  Navigating such trade-space is at the heart of policymaking.
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           The problem with 
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           Type B
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            proliferation risks in this regard is that the changed geopolitical context that produces them may also change how players interpret the relative prioritization of competing objectives within our Maslowian hierarchy.  Simply put, “higher” policy needs are easier to prioritize in comparatively benign geopolitical circumstances such as the one we inhabited after the end of the Cold War than they are in a rougher and more threatening environment.  Tougher times force players to focus relatively more upon ensuring the availability of foundational goods more closely related to security and even survival, and leave less time and attention for higher ones.
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           Impact on Nonproliferation
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           For this reason, “double-multipolarity” may undermine collective international reactions to 
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           both
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             varieties of proliferation risk.   As noted, the major players in previous configurations of global power polarity previously felt some incentives to support nonproliferation – as illustrated, most famously, by the great work of the United States and the Soviet Union in jointly drafting the Nuclear Non-Proliferation Treaty.  But this is less likely to be true in a “double-multipolar” environment of strategic rivalry. 
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           After all, the 
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           other
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            two poles of China and Russia are seeking to 
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           upend
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            the hitherto-U.S. led world order, and in this context do not seem particularly mind 
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           Type A 
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           proliferation – which is far more problematic for and threatening to the United States, and disruptive of our grand strategy, than it is for them.  In fact, China has been ignoring U.N. sanctions on North Korea for years, and the Iranians and (especially) North Koreans have recently become the Kremlin’s 
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           de facto
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            military allies.  As a result, “three-body problem” rivalries are making the world increasingly safe for 
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           Type A
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            proliferation.
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           Meanwhile, 
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           we
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            may ourselves may come to face increasing challenges from 
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           Type B
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            proliferation, for the geopolitical context that produces 
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             risks may also change the relative prioritization of competing American objectives within “Maslow’s hierarchy of policy needs.” 
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           Type A
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            rogue state proliferation was a “front and center” concern for us and most other major countries in geopolitically happier times less troubled by competing strategic priorities.  In that context, it was easy to conclude that the highest and best use of our collective policy energies was to “secure all vulnerable nuclear materials around the world,” and easier to conclude that any new instance of nuclear weapons proliferation would always be much worse than its alternative.
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           In the context of 
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           Type B
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            risk, however, other issues could easily come to be seen as 
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           relatively
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            more important in comparison with nonproliferation.  To put it bluntly, as valuable as the nonproliferation regime is, it would be difficult to imagine persuading leaders of a country immediately and directly threatened by Russian or Chinese conquest – and who felt their best chance of deterring such attack lay in nuclear weaponization – that fidelity to nonproliferation norms is 
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           so
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             important that they should sacrifice their country on its altar. 
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            All this is likely to confront us with challenges for which the inherited patterns of nonproliferation policy leave us unprepared.  We may be asked more than ever before to wrestle with tough questions about when – or whether – nonproliferation should still “win” vis-à-vis other important priorities. 
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           Hard Decisions Ahead
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            I can’t predict for you how such a rethinking may play out, nor any crisp account what the “right answers” are likely to be as we grapple with such questions.  My point here is just that struggling with these issues will require equity-balancings far more challenging that what we saw in nonproliferation diplomacy during the post-Cold War era. 
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           I think we need to work doubly hard to ensure our own conventional and nuclear military capabilities – and our willingness to stand alongside our allies in confronting Chinese and Russian threats – are up to the task of forestalling 
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           Type B
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            proliferation by making it seem unnecessary.  That’s the traditional U.S. answer, and it’s still “Plan A.”
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            Nevertheless, since the world
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           does
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            face growing 
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           Type B
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             pressures, we will also need to start thinking about what “Plan B” might look like. 
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           —Christopher Ford 
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&lt;/div&gt;</content:encoded>
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      <pubDate>Mon, 06 Oct 2025 16:02:51 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/type-a-versus-type-b-proliferation-risk-and-the-challenge-of-this-era</guid>
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    <item>
      <title>An Old Guy’s Advice for Staffers and Emerging Leaders in Arms Control and Nonproliferation</title>
      <link>http://www.newparadigmsforum.com/an-old-guys-advice-for-staffers-and-emerging-leaders-in-arms-control-and-nonproliferation</link>
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           Below is the prepared text upon which Dr. Ford based his remarks to the “arms control boot camp” program for young national security professionals organized by the CSIS Project on Nuclear Issues in Washington, D.C., on September 30, 2025.
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           I’m pleased to have the chance to contribute to this “arms control boot camp,” and it’s great for someone like me to see bright folks so eager to move into the arena in which I’ve spent a good portion of my life.  With the caveat, of course, that these are just my personal opinions and don’t necessarily represent the views of anyone else, I’m thus happy to offer some thoughts in response to the questions the organizers have asked me to address.  To that end, I’d like to discuss:
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            How working-level staff can most effectively shape senior-level decision-making in arms control and national security; and 
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             How rising professionals can prepare themselves for the transition from staffer to mid-level or senior leadership. 
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           Let me take each of those in turn.  But I should start with a word about the somewhat odd type of senior leader that I myself represented when in government.
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           The Peculiarity of the “Political”
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           I thought I would frame my contribution this afternoon from the perspective of a political appointee.  Though I’ve worked in four State Department roles and on the National Security Council staff, that’s actually the only type of role I’ve ever had as an Executive Branch employee – first as a “Schedule C” appointee, and then as a Senate-confirmed Assistant Secretary who was later lucky enough to be delegated the responsibilities of an Under Secretary.
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            There may be some differences, and perhaps even significant ones, between what I’ll try to describe here and what might work best in staffing a
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           career
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            civil servant – e.g., a senior Senior Executive Service (SES) employee.  We “politicals,” after all, are not career officials, not creatures of the permanent bureaucracy; instead, we are a strange sort of powerful, highly-idiosyncratic, and short-lived beast that is essentially unique to the Executive Branch in the United States. 
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           If you’ve ever perused the so-called “
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           Plum Book
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            ” – so called because it lists “plum” positions, or perhaps because of the purple cover it traditionally had – you’ll know that there are several
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           thousand
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            positions listed therein.  By the standards of a parliamentary system such as in the United Kingdom, that’s an insanely large number.  Especially if you include the non-confirmed Schedule C cadre on top of the Senate-confirmed seniors, our system has a vastly thicker layer of “politicals” at its top by comparison to other forms of government.  (And that’s even
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            before
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           the current administration began trying to impose political loyalty requirements on an even broader swathe of formerly nonpartisan senior civil servants!)
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              From the perspective of career staffers like many of you, however, that means you really
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           do
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           need to understand and work tolerably well with the political ranks: there are a lot of them, and some of them will be your bosses.
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            So this advice today, for whatever it’s worth, will be tuned to the peculiarities of staffing such politicals. 
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           You should also be aware that in part because I 
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           have been 
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            only a political appointee in the Executive Branch, I am to some extent improvising here.  Just as a part of the normal career development path for senior leaders, SES officials in the regular civil service are likely to have accumulated a lot of on-the-job training in their particular agency, and probably have some official career development training curricula under their belts to boot. 
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           By contrast, I’d imagine that relatively few politicals come into office with a strong philosophy of organizational management, much less one  tailored to the particular bureaucracy they’re joining.  Some may have experience in relatively senior levels in private sector management, but that’s often not the case, and in any event their highest priority is not likely to be “good management” but rather producing policy results.
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           For we politicals have a different incentive structure and time horizon than senior leaders in the career civil service.  We’re not there for a career: we drop in in short intervals, usually only in two-to-four-year stretches, and we’re not there to be good managerial stewards of the bureaucratic machinery.  We’re creatures of political “teams” and we’re only in a Schedule C or Senate-confirmed position at all because our team has just won an election.  We’re there only temporarily, we have precisely 
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           zero
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             job security, and our premium is upon policy results – and generally policy
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           change
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            – rather than upon making things run smoothly.  It’s
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           nice
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            if you’re a good manager, but that’s not at the top of the priority deck. 
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           There may the occasional political who just wants to phone it in, lazily enjoying the fancy title, photo ops and press availability moments, and frequent flier miles.  (I find such appointees contemptible – an insult to both the American voter and the American taxpayer – but they certainly happen.)
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            But for the most part – for good or for ill – I think politicals more commonly want to move fast, alter things, and build a policy-change legacy for our team (and for ourselves personally) before the political clock strikes midnight and our Cinderella chariot turns back into a pumpkin and we leave government again.  That can makes staffing us somewhat idiosyncratic, for we’re not much like the regular SES professionals you’re probably more used to seeing. 
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           So with that context, what would I recommend to you?
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           A Word on Trust
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           As a preliminary note, I would encourage professional staff and politicals to allow a bit of figurative space for 
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           reciprocal trust-building
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           when they first start to work with each other.  The relationship between a political appointee and his or her staff can sometimes go badly off the rails.  I appreciate that career staffs are likely nervous about what they’re going to get when appointees come on board, just as politicals are not crazy to fear at least the possibility that a staff that disagrees with their politics will work in various subtle ways to thwart their agenda.
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            Nevertheless, the relationship doesn’t
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           have
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            to be a mess.  Having things go bad is a
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           choice
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            that staff and political appointees, in effect, make together.  And it’s a choice that they can
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           refrain
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            from making if they want to. 
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            As a senior political official, I’ve found that even staffers who profoundly disagree with me can often be outstanding national security professionals who both do what I need them to do and do it really well.  Not invariably, perhaps, but much more often that we politicals sometimes assume, especially in today’s polarized environment. 
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            And I hope that they’ve found
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           me
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            to be a thoughtful and serious boss despite our disagreements.  Truth be told, if government is to work for the best interests of the American people, politicals and career staff
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           need
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           each other.  Both sides should remember this.  Accordingly, I would recommend that staffers and their bosses give each other the benefit of the doubt, at least at the start.  Professionalism may be a rebuttable presumption, but governance will probably work better for our collective good if it is at least initially presumed.
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           Shaping Senior-Level Decision-making
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            As it turns out, I probably illustrate my own point about politicals often not having much by way of a pre-existing philosophy of bureaucratic management.  I think I turned out to be a pretty good boss – though you should take my former staffers’ word on that before you take my own – but if I was, it was largely by
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           instinct
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           .  I must confess that until now, I never really had the chance or inclination really to spell out what I thought about such question.  So thanks for giving me the opportunity to try think things through more explicitly.
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            Anyway, how would I answer the question about being an effective staffer?  Well, with the caveat that I really
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           am
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            trying to express these points for the first time, I would say that a staffer’s effectiveness in supporting a senior leader in arms control and nonproliferation policy involves at least four main factors.  In no necessary order, I refer to the staffer’s ability to provide and apply:
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            (1) institutional knowledge;
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            (2) technical knowledge;
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            (3) deftness and discretion; and
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            (4) what, for the lack of a better term, I’ll call “forward lean.” 
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           Let’s take each of those in turn.
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           Institutional Knowledge
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            Especially when staffing political appointees, the institutional knowledge that professional career staff can provide is essential to making governance work.  Career staffers are the human repositories of information about what has been tried before, which approaches worked (or didn’t) and why, the identities and characteristics of key diplomatic interlocutors, and all the rest of the “inside-baseball” details that often aren’t available to outsiders even when those outsiders are real experts.  Professional staff thus provide their bosses with crucial context for (and assistance in) evaluating alternative courses of action, anticipating counterparty reactions, framing complex problems, and anticipating second- and third-order consequences. 
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            If you’re lucky, a political boss will have good prior substantive experience in the field, but even then, he or she likely
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           won’t
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            have the window into the day-to-day goings on in diplomacy, intramural department or agency politics, or interagency engagement that you will.  (We politicals will also likely have less of this background information at our mental fingertips, if you will, than a good career SES.)  Accordingly, we rely on you to provide it.
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            To be sure, we need to be wise and self-aware enough to know to ask for such context, and to learn from it when you offer it – and some politicals probably aren’t, or don’t care to be.  Nevertheless, we can’t listen unless
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           you
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            have something to impart.  So the good staffer should always work to maximize his or her added value in being a master of such “behind-the-curtain” detail.  We are unlikely to get it any other way.
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           Technical knowledge
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            Especially in technology-heavy arenas like nonproliferation, arms control, and disarmament policy, moreover, providing
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           technical
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            knowledge is also essential.  The regular staffer doesn’t necessarily have to be a truly
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           deep
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            expert, for we can call upon hard-core specialists whenever needed, such as from the U.S. national laboratories or Federally-Funded Research and Development Centers (FFRDCs); that’s what those institutions are for.  Nevertheless, where policy issues concern things such as weapons of mass destruction, technical intelligence collection, and missile defense, most political appointees will neither have much technical background nor have the time and bandwidth to focus intently on such details anyway.  Professional staff expertise can thus also be essential here, and even modest degree of “fluency” in both technical information
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           and
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            in policy detail can take a good staffer a long way. 
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           Deftness and Discretion 
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           An effective staffer needs to be prepared to provide brutal honesty in giving advice to his or her political appointee boss – that is to say, “inward” within the organization – but at the same time to show great discretion “outward.”  What do I mean by that?
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           The independent judgment of professional experts is critical to making governance work, and history is littered with examples of institutional failure and incompetence where leaders convince themselves to ignore expertise and distrust the people who actually know what they’re doing in complicated organizational, technical, and policy arenas.  Your job as a professional staffer is to help keep that from happening.
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            But the career staffer
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           also
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            needs to say “onside” in a policy-political sense, working diligently for the success of his or her seniors in the political ranks
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           whatever
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            he or she thinks of their objectives.  Whether you like it or not, that boss is there because his or her team won the last election, and it’s therefore their job to set the agenda and
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           yours
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            to help them implement it.  If you can’t live with that agenda, it’s time to quit.
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           So how to square these two commandments?  How can you provide honest expertise in speaking competence to power while at the same time not being disloyal?   
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           Maybe it’s just because of my legal training, but I think of this issue a bit like I think about lawyering.  I like to distinguish, for example, between what I call “
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           no lawyers
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           ” and “
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           yes lawyers
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            .” 
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            The “no lawyers” act as if it is the main point of their job to get in the way of policymaking, as if saying “no” were the
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           objective
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            rather than merely an unfortunate occasional necessity dictated by the fact that ours is a form of government that is – or at least should be – governed by laws. 
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            By contrast, “yes lawyers”
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           don’t
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            mindlessly rubber-stamp what their bosses want to do – for that would be not really to be a lawyer at all, but merely a toady and a hack.  Attorneys have a professional ethical responsibility to be zealous advocates for their client, but at the same time they have a responsibility to the
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           legal system
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           .  They need to square these obligations.
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            To this end, the attorneys I think of a “yes lawyers” consider it their job to get the boss as
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           close
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            to his or her goal as is possible
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           consistent with legality
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            .  They’re the psychological opposite of the “no lawyers” in that within the ambit of their necessary fidelity to the law, they aim to be
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           facilitators
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            rather than barriers.  They understand that their job is to aid mission-accomplishment by finding a legally viable way to “yes” there if there is one. 
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            So I think the good professional staffer in the policy realm should have an attitude similar to that of the “yes lawyer.”  The good staffer, as a national security professional, supports achievement of the objectives of the team whose leadership won the last election, while at the same time also honestly and clearly – though (let me stress!)
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           candidly
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            and
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           not
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            publicly – warning the boss of pitfalls, drawbacks, likely problems, and what to expect by way of consequences from alternative courses of action being considered. 
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            And this kind of cautionary feedback is perhaps
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           especially
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            important if the boss really
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           likes
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            one of those approaches, lest affection for it make his or her critical judgment less acute.  It’s the political appointees’ prerogative to make policy choices, but it’s your job to make sure they make them with their eyes open and fully-informed as to the potential implications.
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            It’s actually
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           good
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            for the political bosses to hear such candid feedback from you, for it makes them better at their job and helps them make
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           more
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            of the kind of real and sustained policy impact that it is presumably their mission, 
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           as 
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           a political appointee
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           , 
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           to try to have.
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            Not all politicals will necessarily see it this way, of course, and I don’t pretend that that’s always easy to pull this off.  But that’s why I refer to deftness and discretion as key attributes of a good staffer.  You need to figure out a way to deliver messages that are sometimes quite challenging in a way that doesn’t tank your relationship with the boss and produce a toxic relationship of distrust.  You may sometimes need to be rather the diplomat here. 
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           Nevertheless, doing this is essential.  And your input is important to how well political appointees are able to translate their – and their team’s – policy vision into reality in the face of real-world complications.  That’s why I say this is a bit like “yes lawyering.”  It’s your job to make achieving the boss’ objectives as workable as possible in light of the realities of a complex world.
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           Forward Lean
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           Finally, I think it’s vital for staffers to bring a lot of forward-leaning “energy” to the equation.  An experienced career staffer may have worked for many political appointees of varying abilities and perspectives – and have worked in pushing policy at various points in potentially contradictory directions.  It might be understandable for such a staffer to feel a bit jaded about having to do so yet again.
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           Moreover, in order to safeguard against errors, maximize opportunities for feedback from the operational environment, and permit more by way of mid-trajectory course corrections, the typical career professional may also incline toward relatively cautious and gradualist approaches.  Nevertheless, to be an effective staffer for a political boss, one needs to keep the energy level up anyway – and to be willing to forego some of that prudential caution. 
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            As I noted at the outset, politicals are only in office only for a short time; they are generally hired specifically in order to effect some kind of change; they are subject to dismissal on a whim; and their tenure will end with the conclusion of the administration then in power in any event.  They thus are generally inclined to try to move
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           fast
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            .  And if “fast” is the agenda, it’s
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           your
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            job as the career professional to help them do it as effectively as possible.
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           I doubt there’s any magic recipe for how exactly to weave together these various attributes together into being a “perfect” staffer, but it’s easy enough to tell success in these regards when it occurs.  To borrow a phrase from Supreme Court Justice Potter Stewart’s famous concurrence in the 1964 pornography case Jacobellis v. Ohio, you know it when you see it.
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           Preparing for Leadership
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           It can take a sometimes surprising of mental agility to shift from being an expert supporting staffer into the more generalist role of a senior leader.  Those two roles are very different, and they demand different mindsets.
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            Especially in the civil-service-heavy parts of the State Department in which I worked – and one can perhaps make a partial exception here for Foreign Service Officers, who tend to be rotating generalists – the expert career staffer tends to be an expert, a specialist.  After transitioning to a senior leadership role, however, he or she is now less likely to be the best-informed person in the room on the immediate topic at hand because the field of play for a senior leader tends to be much broader.  Leaders previously accustomed to being the expert staffer will thus now find they need to rely on
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           others
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            as experts, and that they don’t have the bandwidth to inhabit the arcana of their subject matter as they did before.
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           Staffers spend much of their careers being responsible for bringing specific issues or equities to the decision-making table, and a lot of time working to ensure that those factors are properly considered.  It’s part a staffer’s job to represent such issues clearly and strongly to leadership, so that important things don’t get ignored and leaders make decisions with eyes fully open to their context and consequences.
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            But a person having made the shift into leadership often has to be more of an equity-balancer
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           between
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            counterpoised values than an advocate
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           for
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            any one of them.  As a senior leader, in other words, a promoted staffer will now tend increasingly be in the business of
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           adjudicating
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            between values and agenda items that exist in tension, not all of which can ever be fully vindicated.  Leaders need to make trade-offs between competing agenda items that are
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           all
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            important but that can’t be optimized; much of leadership is about struggling with prioritization and compromise. 
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            This practicing “the art of the possible” in a complex world of competing values can require a very different mindset, which longtime staffers can sometimes struggle to acquire when they become a leader. 
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           Conclusion
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            I hope these somewhat tentative thoughts are helpful for you.  There’s much of being a good staffer for senior leaders and exercising a constructive influence upon policymaking that that is idiosyncratic, so the successful recipe will be highly dependent upon the personalities involved and the circumstances of the moment. 
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           So don’t take these comments as Gospel, by any means, but do at least consider them.  The American people still need the government to have a good bench of expert professional staffers in the arms control and nonproliferation arena, and perhaps this advice will help you meet this need.
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           I look forward to your questions.
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           —Christopher Ford
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      <pubDate>Wed, 01 Oct 2025 15:43:43 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/an-old-guys-advice-for-staffers-and-emerging-leaders-in-arms-control-and-nonproliferation</guid>
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    <item>
      <title>Showing “Tough Love” in Demythologizing Arms Control</title>
      <link>http://www.newparadigmsforum.com/showing-tough-love-in-demythologizing-arms-control</link>
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            Below are the remarks upon which Dr. Ford based his opening remarks in a webinar on September 23, 2025, sponsored by the
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           National Institute for Public Policy
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            (NIPP).
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            Thank you for having me on this program. 
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           It’s hard to follow such a terrific roster of speakers who have flagged such important issues, but – and with apologies for any lapses of coherence due to jet lag, since I’m joining you guys from Singapore right now and it’s just past two in the morning here – let me at least add a little of my own gloss on these issues.  These will just be my own personal opinions, of course, and they won’t necessarily correspond to those of anyone else, but I think they’ll dovetail well with what the others have said.
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            Let me note at the outset, however, that I don’t consider myself a die-hard arms control skeptic.  When it’s done right, arms control
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           can
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            , I think, play a valuable role in helping us meet security threats and preserve strategic stability.  The problem, however, is that it’s far more difficult, and rather less common, for arms control to be “done right” than we in the West like to think it is. 
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           The Greek philosopher and historian Plutarch once wrote to one of his patrons about 
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           how to tell a friend from a flatterer
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           . He called, in effect, for 
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           true
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           friends to show each other the kind of tough love that does not evade or sugar-coat what the other really needs to hear.  The flatterer, wrote Plutarch, 
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           “always takes a position over against the maxim ‘Know thyself,’ by creating in every man deception towards himself and ignorance both of himself and of the good and evil that concerns himself; the good he renders defective and incomplete, and the evil impossible to amend.” 
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           By contrast, the true friend is both able and willing to offer “admonishment and frankness of speech.”  Precisely because he is truly a friend, in other words the true friend “blames … when he must.”
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           This is a distinction tow which I
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          ’ve been
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           fond of pointing
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           for years
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          , because I think Western diplomatic culture has had a tendency to let hope outrun the lessons of experience when it comes to addressing weapons of mass destruction (WMD) issues.  So bearing that in mind, let me try
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            here
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          to offer a little such “blame,” puncturing some of the 
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           flattery
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           of arms control that I sometimes see in the policy community.  I want instead to be a true friend to arms control by b
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           eing honest about
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          some of its potential pitfalls and seductions. 
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            To put it simply, we sometimes
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           want
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            arms control so much that we get in our own way. 
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           To illustrate this, let me describe a few types of characteristic challenge that can be created by the 
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           mindset
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            we bring to dealing with issues of arms control.  These are, in a sense, 
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           political
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            or perhaps 
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           cultural
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            problems – challenges related to how morally and intellectually 
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           serious
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            we really are about arms control, if you will – and there are at least four of them.  These four relate to: 
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            whether and when to enter into arms control in the first place; 
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            whether and when to 
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            withdraw
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             from an arms control agreement; 
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            challenges of compliance assessment; and 
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            challenges of compliance enforcement.
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           Problems of Entering
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            My good friend the late
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           Jeff Eberhardt
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          was fond of reminding State Department negotiators that “if you want it bad, you get it bad.”  That is, if you’re 
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           too
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             eager for a deal, you give the other guy a powerful tool with which to take advantage of you. 
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           Less
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            eagerness to get a deal can thus sometimes produce better results.
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            Malevolent actors like the Iranians and Russians often excel at arms control gamesmanship.  We’ve taught them over the years that the mere
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           prospect
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            of talks is often enough to get the United States to back off from doing things that might annoy or disadvantage them.  And they frequently try to take advantage of this, in effect 
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           weaponizing
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            our earnest desire for diplomatic solutions against us.
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           The Soviets were particularly eager practitioners of such gamesmanship.  (I discussed this in more detail in a 
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           paper published by NIPP earlier this year
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            .)  After they had deployed a new generation of strategic delivery systems as well as their intermediate-range SS- 20 missiles in the late 1970s, they began offering “nuclear freeze” resolutions at the United Nations, hoping to lock in place an advantageous balance before Washington could respond with countervailing deployments. 
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           When their forces outnumbered us in central Europe, Moscow promoted a “no-first use” treaty that would have taken off the table our nuclear deterrence against those forces.  When President Reagan began pursuing potentially space-based missile defenses and was building up U.S. conventional might, the Kremlin duly offered a plan to ban weapons in space and proposed “Talks on the Non-Increase and Reduction of Military Expenditures.”
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           One might wonder, in fact, whether that tradition continues today.  I saw recently, for instance, that Vladimir Putin – the man who has been 
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           violating the New START agreement
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            and who announced 
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           Russia’s “suspension” of that treaty in 2023
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            – is now 
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           suggesting to President Trump that we extend observance of the central limits on strategic systems in New START
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           .  One wonders whether Putin’s newfound liking for New START has anything to do with the fact that the U.S. national security strategic policy community has recently 
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           coalesced on a bipartisan basis
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           , perhaps for the first time in my lifetime, around the idea that we need to have 
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           new
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            nuclear delivery systems and 
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           more
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            nuclear weapons than before in response to the new challenge of deterring 
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           two
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             nuclear peers at the same time. 
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           If indeed deterrence requires that we now deploy more weapons – and I agree that it does – it’s obviously a terrible idea to agree to extend limits that would preclude us doing so.  So
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           of course
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            Putin now wants to lock us in at present force levels!  His game (and its dangers) should be obvious to anyone paying attention, but arms control can be seductive, and we’ve been fooled before.
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           Anyway, arms control negotiating is clearly not a business for the incautious or naïve.  Sometimes “nyet” is exactly the right answer to an arms control proposal.  Ronald Reagan knew that, but the prospect of reaching a “deal” – any deal! – is apparently eternally tempting, and not everybody has the Gipper’s moral courage, as his wife Nancy put it in a different context, to “just say no.”
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           Problems of Remaining
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           A second set of political problem with arms control revolves around how long to 
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           stay
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             in an agreement when circumstances are changing. 
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            The most obvious way that relevant facts can change, of course, is that the other side may cheat.  This was, for instance, the reason for the United States’ withdrawal in 2019 from the INF Treaty: Russia was flagrantly cheating, and it had been doing so for years. 
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           It’s also possible for withdrawal to become appropriate even when the other side is complying, if 
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           other
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             facts change in ways that make it disadvantageous to remain.  This was the case for us with the ABM Treaty, from which we withdrew after the growth of
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           third-party
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             missile threats from North Korea and Iran. 
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           But here’s the rub.  Historically, we have struggled 
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           politically
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            with withdrawal even when it’s needed.  Our earnest 
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           desire
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              for arms control has sometimes made it difficult for us to gather the courage to 
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           get out of it
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            when circumstances demand.
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           Russia, for example, began testing a new cruise missile in violation of the terms of the INF treaty in 2008.  The United States knew about this not long afterward, but it actually took the Obama Administration until 2014 to be willing actually to publicly declare Russia a violator, and even then Washington did essentially nothing except simply 
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           talk
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             about the problem until Obama left office. 
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           By the time we in the First Trump Administration arrived on the scene in early 2017
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           , Russia had begun actually 
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           deploying
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            its new missile against us and our allies in Europe.
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           The United States did finally react concretely under the First Trump Administration, authorizing the Defense Department to start R&amp;amp;D on 
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           American
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            INF-class systems.  And when Russia didn’t change course, we 
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           announced in 2019
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             that we were pulling out.  By then, however, it was already
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           more than ten years
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            after the first flight-tests of the illegal missile had occurred.  That is disgracefully long.
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                    Problems of Compliance Assessment
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            My third category of political problem is the challenge of honestly assessing
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           compliance
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            with arms control agreements.  Admitting that problems exist can have major consequences, and that can sometimes make leaders reluctant to be honest in compliance assessment.
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           With INF, it proved extraordinarily hard for us to get even our friends in Britain, France, and Germany to admit that there was a Russian INF violation at all.  They did eventually relent, but they prevaricated for a painfully long time, clearly fearing that their concurrence with U.S. assessments of a Russian violation would mean the end of the treaty.  Especially for France and Germany – for, in fairness, the Brits came around sooner – it seemed better to 
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           ignore
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             the Russian violation than to see a treaty officially collapse. 
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           And it’s not just them.  We ourselves have a mixed track record of being willing to admit the existence of problems where such honesty would suggest a need to 
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           do something
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            in response to them.  It was not until more than a 
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           decade
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            after the U.S. Government first assessed Iran was in the early stages of a nuclear weapons development program, for example, that we were finally willing officially to state what obviously followed from that – namely, that Iran was in violation of its obligations under Article II of the NPT. 
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                    Problems of Enforcement
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            Turning to my fourth and final category of problem, there can also be huge political challenges associated with compliance
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           enforcement
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            .  This is the old challenge Fred Iklé’s captured in the title of his
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           1961 
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           Foreign Affair
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            s
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            article
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            “After Detection – What?”  If you find a violation, 
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            what are you willing to do about it? 
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            As it turns out, leaders sometimes find it hard to take resolute and effective action to try to
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           restore
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            compliance even once a violation becomes undeniable.
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           The Obama Administration’s approach to INF is a good example, but we should also remember that after Iran’s nuclear program first came publicly to light, it took the international community a long time to do anything in response.  By the time the first U.N. sanctions were imposed, for instance, the centrifuge plant at Natanz had gone from being merely a provocative hole in the ground to actually 
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           producing
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            enriched uranium.  Once again, shame on us.
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           Conclusion
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            So if there’s a myth to dispel here, it is the false idea that asking tough questions about arms control and approaching arms control proposals with some realistic skepticism is necessarily to be
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           hostile
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            to it.  Pursuing 
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           good
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            arms control requires a kind of “tough love” that our policy community has sometimes found difficult to apply.
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           Thanks.
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           —Christopher Ford
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&lt;/div&gt;</content:encoded>
      <enclosure url="https://irp.cdn-website.com/ce29b4c3/dms3rep/multi/pexels-photo-9017746.jpeg" length="232178" type="image/jpeg" />
      <pubDate>Fri, 26 Sep 2025 14:43:35 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/showing-tough-love-in-demythologizing-arms-control</guid>
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    </item>
    <item>
      <title>Opportunities and Challenges for Nonproliferation and Nuclear Governance in Southeast Asia</title>
      <link>http://www.newparadigmsforum.com/opportunities-and-challenges-for-nonproliferation-and-nuclear-governance-in-southeast-asia</link>
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           Below are the remarks Dr. Ford delivered on September 22, 2025, at a conference in Singapore sponsored by the Pacific Forum.
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           Good afternoon, and thanks to the 
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           Pacific Forum
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            and our Singaporean hosts for inviting me to Singapore for this dialogue.  I’d like to offer both some optimistic and some more pessimistic thoughts about the future of nuclear security and nonproliferation cooperation in this region.  Perhaps the other two speakers on this panel will be able to fill in more detail on valuable ways we can still move forward, but I’m afraid I’ll spend most of my time on the geopolitical chill that seems to have fallen over yesterday’s environment of multilateral cooperation. 
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           Opportunities for Cooperation
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           First, the good news.
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           Not long ago, when I was still in government after taking up office as U.S Assistant Secretary of State for International Security and Nonproliferation, I had the opportunity on a trip to China to visit the 
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           Nuclear Security Center of Excellence
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           (COE) that the U.S. Government had helped to establish just outside of Beijing.  It had opened in 2016 as part of an international effort to set up 
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           multiple such centers
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            around the world, each intended to serve as a nucleus for training and capacity-building efforts to bring regional states up to international “best practices.” 
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            That push to set up COEs was part of a broader international effort to secure vulnerable nuclear materials, an undertaking that also included convening four major “Nuclear Security Summits” at which countries came together at the head-of-government level to promise improvements in nuclear materials security worldwide. 
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           Today, nonproliferation, nuclear materials security, and the promotion of governance “best practices” in the civil-nuclear power sector remain important.  Indeed, with the advent of a new generation of nuclear power generation technology – in the form, for example, of the range of Small Modular Reactor (SMR) designs that will soon be coming online – power generation is likely to be even more widespread than ever before. 
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           As I understand it, Singapore decided back in 2012 not to pursue nuclear power generation, 
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           opting to wait until another generation of improvements in reactor technology and safety had occurred
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            .  With the emergence of all those new SMRs, however, that day may soon be upon us. 
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           I hope Singapore will look carefully at these new systems, for they are likely to be safer and more proliferation resistant, less expensive, easier and quicker to deploy, and less likely to strain local power grids than “jumbo-scale” traditional power reactor units.  And with the 
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           Singapore Nuclear Research and Safety Institute
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            (SNRSI), moreover, it sounds like you are doing a very impressive job here at local capacity-building, which can be the foundation for more international cooperation.  So the good news is that I think our two countries can indeed have a bright future ahead of us in these regards.
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           A Geopolitical Chill
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           On the less optimistic side, however, the years ahead are also likely to be a challenging time for the global nonproliferation regime as a whole, and for multilateral cooperation of the sort we’ve seen in prior years. 
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            The most obvious and direct challenges for the nonproliferation regime stem from the potential for additional nuclear weapons proliferation as a result of growing threats of revisionist great power aggression.  In Europe, of course, Vladimir Putin’s revisionist warfare has put unprecedented security pressures on nuclear-weapons non-possessors by raising the specter that invasion and conquest could erase states from the map for the first time since Adolf Hitler was alive. 
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           But this is hardly just a European problem.  Proliferation pressures are increasing in East Asia too, as growing Chinese military power and regional assertiveness – and Beijing’s huge nuclear build-up – confront local states with potentially existential threats to their autonomy and sovereignty in ways that traditional U.S. alliance relationships may find difficult to counter.  Making things worse, current U.S. policy is leading some allies increasingly to worry about whether Uncle Sam really would “be there” for them in a pinch to fulfil the 
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           U.S. security guarantees that for years have helped our closest friends conclude they did not need nuclear weapons themselves
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           .
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            That much, unfortunately, isn’t news. 
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           Reprioritizing in the New Security Environment
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           But what I guess I’d also like to flag today, however, is that these challenges are likely also to have implications for nuclear security policy and the kind of multilateral, cooperative efforts that developed in the “Nuclear Security Summit” days.  Specifically, these trends are likely to make such mass cooperation more difficult, or perhaps even preclude it.
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            The energy devoted to nuclear security cooperation and securing nuclear materials against loss or theft in those years reflected the fact that those issues were considered a top tier priority for the international community.  But that kind of attention and prioritization is harder to imagine today, with leaders now so much more focused than they used to be upon the challenges presented by Russian and Chinese regional revisionism and by whimsically capricious volatility in U.S. policy. 
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           The difficulty now is not that nuclear security issues are no longer 
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           important
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           , for I think we would all agree they remain 
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           quite
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            important.  Rather, it is one of 
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           prioritization
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            – and hence of the resources of money and political and diplomatic attention that are likely to be available for these matters if high-level decisions need to be made about policy tradeoffs, funding, and risk-tolerance.
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           Simply put, it is becoming harder today to argue that nuclear security cooperation is and must be a top-shelf priority for major states in the international arena.  The emergence of other hugely important issues that are of potentially existential consequence to some international players cannot but mean that nuclear security will move at least 
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           somewhat
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            further down the totem pole of collective policy priorities.
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            I believe there
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           is
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            still scope for continued nonproliferation and nuclear security cooperation, especially as new-generation civil-nuclear technology is rolled out in the near future and becomes increasingly available to countries such as Singapore.  It is likely to be impossible, however, for the broader international community to keep its traditional focus on such work today. 
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            You can see this happening already.  When was the last time you heard a senior official emphasize these matters in a major speech?  Having taken over the directorate at the NSC that dealt with such matters in 2017, I’ve seen this drift pretty vividly in the U.S. Government, in recent years – and its notable that you didn’t really hear a peep about this even out of the Biden Administration either, despite the huge priority put on the Nuclear Security Summits when he was Vice President – and it continues. 
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            Accordingly, while I hope that cooperation will continue, I suspect that it will increasingly need to be done only on a bilateral basis – or perhaps on a “minilateral” one between small groups of likeminded serious and responsible states – rather than on the sprawling scale we saw 15 years ago. 
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           I still believe there are many responsible governments in this region of the world who will continue to feel a strong shared interest in upholding the nonproliferation regime through nuclear security cooperation, the enforcement of U.N. sanctions against North Korea, cracking down on the transshipment of Chinese-origin missile proliferation supplies for Iran, and – now also, with the 
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           European invocation of sanctions “snap-back” on Iran
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            under 
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           U.N. Security Council Resolution 2231
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            – re-imposing full global sanctions pressures on the Iranian regime.  That’s vital work, and there may also still be continued opportunities for nuclear security and governance “best practices” cooperation.  I think we can still do good work together to these ends.
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           The Problem of China
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           Regional efforts on nuclear governance and nonproliferation, however, will have their limits, and they won’t involve anything like the scale or intensity of the “Nuclear Security Summit” years.   We will presumably, for instance, to have to 
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           avoid
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             working with China for the most part or depending upon its good faith, for it has now become painfully clear that  when it comes to international security affairs, Beijing is now much more part of the problem than part of the solution – and clear, too, what the side effects have been of such cooperative engagement with Beijing in the past. 
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           Back in the heyday of “Nuclear Security Summit” enthusiasm, there was still optimism that engaging China on these issues would be constructive.  That COE I visited near Beijing, in fact, was 
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           financed in part by U.S. taxpayer dollars
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            . 
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           For years, moreover, China was 
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           a major recipient of assistance
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            from the 
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           International Atomic Energy Agency’s Technical Cooperation program
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           , receiving aid for nuclear technology development financed by countries such as the United States as if it were just another needy developing country.  The Obama Administration was even willing to sign a 
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           new civil-nuclear technology-sharing agreement with China as late as 2015
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            . 
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           In such engagements, however, the international community treated China as if it were a poor developing country full of good intentions and in need of foreign help.  But China was none of these things.  It was, in fact, turning into a huge, predatory top-tier competitor in the global nuclear marketplace that is today already 
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           building 
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           half
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           of the new nuclear power plants under construction
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            in the world, and which now enjoys a share of the global export market 
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           behind only that of Russia
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            . 
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           Those engagements also ignored China’s role as a 
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           notorious (and continuing) proliferator
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            of unsafeguarded civil nuclear technology to Pakistan – and even, through the 1980s, at least, of nuclear weapons technology as well.  (I myself have 
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           seen
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            the 
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           Chinese nuclear weapons designs that the Pakistani proliferator A.Q. Khan gave to Muammar Qaddafi’s terrorism-sponsoring regime in Libya
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           , by the way. We 
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           removed them from Libya in 2004
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           .  My nuclear affairs office director flew them out sitting next to me in a chartered plane, in briefcase chained to his wrist!)
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           It also turned out that China was stealing nuclear reactor technology from the United States to help its own civil-nuclear program, and actually then diverting U.S. technology – including nuclear-related software codes – to 
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           help the People’s Liberation Army with naval nuclear propulsion in applications such as aircraft carriers and ballistic missile submarines
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           .  I’m proud that my team at the State Department 
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           led the way in 2018 in scaling back that foolish cooperation
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           , but one side effect of the painful lessons we have learned about working with China in the nuclear arena is that as we and our regional friends explore further possibilities for cooperation, we’ll have to find ways to do this that carefully keep China 
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           out
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            of such arrangements from here on out.
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            Yesterday afternoon I visited Fort Canning Park here in Singapore, and took the opportunity to tour the so-called “Battlebox” – that is, the bunker from which the British ran their ill-fated defense of Singapore against the Japanese in 1942.  It helped bring home to me how people in this area of the world have good reason to remember what it is like when an aggressive rising power offers its neighbors realities of conquest and domination wrapped in a narrative of supposed liberation from the injustices of a Western-centric global system. 
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            Singapore’s conqueror at that time, General Tomoyuki Yamashita – later to be executed as a war criminal in 1946 – declared that Japan’s aim was to “promote … social development by establishing the East Asia Co-prosperity Sphere on which the New Order of justice ha[s] to be attained under ‘the Great Spirit of Cosmocracy’ ….”  As the historians
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    &lt;a href="https://singapore.kinokuniya.com/bw/9789814385169?srsltid=AfmBOopTNVYIgmU_TNlQ_8xJ4OMiwoZ3Qe5ly6qyMVAKssTTLIdrFsLn" target="_blank"&gt;&#xD;
      
           Mark Frost and Yu-Mei Balasingamchow
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            have pointed out, that idea of a “Great Cosmocracy”
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            “stemmed from the Japanese notion of
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           Hakkaoichiu
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            (sometimes rendered in English as ‘Eight Corners of the World under One Roof’), a vague idea of universal brotherhood and mutual respect for diverse religions, customs[,] and languages.”
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           We all know what Yamashita 
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           really
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            meant, of course.  And I imagine that the people of Singapore and elsewhere in this region continue to bear this grim history very much in mind when they hear Chinese Communist Party officials proclaim their dreams of a “
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           community with a shared future for mankind
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           ” – “
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           a world where people live in perfect harmony and are as dear to one another as family
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           ” – and when they hear China’s leaders join the Russians (of all people!) in calling for an international order of “
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           more democratic international relations
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           .”  Everyone should know what 
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           that
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            really means, too, and it is 
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           precisely this
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            which is stressing the nonproliferation regime in East Asia today.
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           There is thus little reason to expect constructive nonproliferation cooperation of the broad, multilateral sort our leaders still hoped for a decade ago.
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           Yet the unfortunate necessity of countering China’s proliferation pressures and working around Beijing’s nonproliferation obstruction should in no way dim the bright prospects for U.S.-Singaporean bilateral cooperation on nuclear issues: on nuclear security and governance, on nonproliferation more broadly, and hopefully before long on nuclear power generation as well.  Our two governments share strong interests in deepening our relationship in all these respects, and I very much hope that we will.
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           Thank you. 
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           —Christopher Ford
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      <pubDate>Wed, 24 Sep 2025 04:15:28 GMT</pubDate>
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      <title>Defense and Strategic Studies at MSU: Security Sensibility and Strategic DNA</title>
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           Dr. Ford's essay on the history of Missouri State University's School of Defense and Strategic Studies was published in 
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           Defense &amp;amp; Strategic Studies Online
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            (DASSO), vol. 2, no. 1 (Autumn 2025). You can find the whole issue on the 
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           DASSO
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             website
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           here
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          , or use the button below to download a PDF
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           of Dr. Ford's piece
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          . (Also, the home page for DASSO can be found
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           here
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          .)
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            ﻿
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      <pubDate>Wed, 17 Sep 2025 14:36:23 GMT</pubDate>
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      <title>24 Years Later: 9/11 in the Rear-view Mirror</title>
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            On September 17, 2025, the website
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           Fair Observer
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            published Dr. Ford's essay looking back on the terrorist attacks of September 11, 2001, and musing about the challenges facing America's political culture today.  You can find the essay on
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           Fair Observer
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            's webpage
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    &lt;a href="https://www.fairobserver.com/history/24-years-later-9-11-in-the-rear-view-mirror/" target="_blank"&gt;&#xD;
      
           here
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           , or use the button below to download a PDF.
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            ﻿
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      <pubDate>Wed, 17 Sep 2025 14:20:33 GMT</pubDate>
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      <title>Thinking about Strategy in an Artificial Superintelligence Arms Race</title>
      <link>http://www.newparadigmsforum.com/thinking-about-strategy-in-an-artificial-superintelligence-arms-race</link>
      <description />
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            Dr. Ford's article on "Thinking About Strategy in an Artificial Superintelligence Arms Race" -- co-authored with Dr. Craig Wiener -- was published in
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           Defense &amp;amp; Strategic Studies Online
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    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            (DASSO), vol. 1, no. 4 (Summer 2025).  You can find the whole issue on the
           &#xD;
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    &lt;span&gt;&#xD;
      
           DASSO
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            website
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    &lt;a href="https://dss.missouristate.edu/_Files/MSU-DASSO-2025-Vol_1-No_4-COMPLETE.pdf" target="_blank"&gt;&#xD;
      
           here
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            , or use the button below to download a PDF of the Ford/Wiener article.  (Also, the home page for DASSO can be found
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    &lt;a href="https://dss.missouristate.edu/papers.htm" target="_blank"&gt;&#xD;
      
           here
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           .)
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      <pubDate>Fri, 05 Sep 2025 19:05:10 GMT</pubDate>
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      <title>Here’s How to Get a Nuclear Deal with Iran Now</title>
      <link>http://www.newparadigmsforum.com/heres-how-to-get-a-nuclear-deal-with-iran-now</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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           Below are the remarks Dr. Ford delivered to a webinar sponsored by the National Institute for Deterrence Studies on August 29, 2025.
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           Good morning, everyone, and thanks – as always – to 
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    &lt;a href="https://thinkdeterrence.com/peter-huessy/" target="_blank"&gt;&#xD;
      
           Peter Huessy
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            and the 
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    &lt;a href="https://thinkdeterrence.com/" target="_blank"&gt;&#xD;
      
           National Institute for Deterrence Studies
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            (NIDS) for having me back to one of these events. 
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            I’ve been struggling professionally for a long time now with the threats presented by Iran’s nuclear program and Tehran’s efforts to position itself for nuclear weaponization.  In fact, this challenge has been a periodic preoccupation of mine ever I first joined the U.S. State Department bureau dealing with arms control and nonproliferation treaty compliance issues way back in early 2003, just a few months after news first broke in public that Iran had been secretly building a uranium enrichment facility at Natanz. 
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           That’s quite a long time ago now.  I suppose I should be pleased that after watching this issue pretty closely for more than 20 years, we haven’t 
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           yet
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            seen Iran produce a nuclear weapon.  Nonetheless, it does feel like we’re at a pretty critical threshold point right now.
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           So I guess that’s a long-winded way of saying that this an important topic at an important time – so thanks for inviting me.  As always, I can only offer my own personal opinions, which won’t necessarily reflect those of anyone else.  But I am pleased to be able to offer some reflections on the Iran nuclear crisis and what chance there might still be for a good resolution.
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           The Most Recent Developments
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           It’s actually an 
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           especially
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            good time to be discussing this right now, because it’s been a pretty eventful week on this topic.  For one thing – as you’ve clearly been following in the press – the former Deputy Speaker of the Iranian Majles [Parliament] Ali Motahari has been reported to admit that Iran actually 
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           had
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            intended to build nuclear weapons.  As he put it in a 2022 video that has apparently only now surfaced, “our real goal was to build a bomb.  No point denying it.”
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           Now in one sense that’s not news, for everyone who’s been paying any attention since August 2002 has pretty much known that.  Indeed, the 
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           International Atomic Energy Agency
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            (IAEA) has made public 
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    &lt;a href="https://www.iaea.org/sites/default/files/documents/gov-2015-68.pdf" target="_blank"&gt;&#xD;
      
           lots of information
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            making that very clear years ago, and the Israelis managed to smuggle out of Iran some 55,000 pages of documentation – and a similar number of additional files on CDs, including videos – that provide 
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    &lt;a href="https://www.belfercenter.org/sites/default/files/pantheon_files/files/publication/The%20Iran%20Nuclear%20Archive_0.pdf" target="_blank"&gt;&#xD;
      
           extraordinary detail into Iran’s nuclear weapons work
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             up through around at least 2003.  The IAEA has also detailed how some of this weaponization-related work continued for a while thereafter, and Iran seems to have kept its
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           weaponization team working together on relevant topics that can easily be leveraged back into weaponization
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            whenever the regime wants to do so.
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           So in that sense, Motahari was basically telling everyone that the grass is green and the sky is blue.  But it’s interesting nonetheless, despite its obviousness, and serves to re-highlight why this is all so important.
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           But the 
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           really
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            interesting thing in the last few days is that 
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           Britain, France, and Germany have jointly informed the U.N. Security Council
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            that they believe Iran is in “significant” violation of the 2015 
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    &lt;a href="https://2009-2017.state.gov/documents/organization/245317.pdf" target="_blank"&gt;&#xD;
      
           Joint Comprehensive Plan of Action
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           (JCPOA).  This will trigger so-called “snap-back” sanctions under 
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    &lt;a href="https://docs.un.org/en/S/RES/2231(2015)" target="_blank"&gt;&#xD;
      
           U.N. Security Council Resolution 2231
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            (UNSCR 2231) restoring full mandatory sanctions on Iran under international law, including the arms embargo, restrictions on ballistic missile production, asset freezes, and a visa ban.
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           That’s extremely important, and something that 
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           I’ve been urging them to do
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            for some time now.  I also think this is a crucial step that can now be used – if we are smart and clever and actually take the time an effort to engage in real diplomacy on this topic – to make a real negotiated 
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           solution
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            to the Iranian nuclear problem possible.
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           So kudos to you, Peter, for having this discussion now.  With your indulgence, therefore, I’d like to outline how I think such an approach to a solution might work.
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           Earlier this year, I published with the 
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           Center for Global Security Research
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            at the Lawrence Livermore National Laboratory what was in principal part a short history of the Iranian nuclear negotiations, from the first public revelations about Natanz in August 2002 through the demise of the JCPOA.  I also offered some musings about a possible negotiated solution based upon the invocation of “snap-back” sanctions under UNSCR 2231 before it expires this coming October.  So I’d 
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           refer your viewers to that paper of mine
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            for a lot more detail on the “how we got here” piece.  It’s a complicated story.
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           For our purposes today, however, we should start with where we actually are 
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           right now
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            , for even before the European invocation of “snap-back” this week, there have obviously been some very important developments since my CGSR paper came out in February. 
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           The Summer 2025 Air Strikes
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           Most dramatically, of course, in June – with its remarkably successful campaign against Hezbollah in Lebanon having essentially removed the “deterrent” factor created by that terrorist organization’s rocket arsenal that many had long assumed would prevent direct Israeli moves against Iran – Israel launched a series of strikes upon Iran’s nuclear program.  President Trump then added American firepower to the mix, with a single strike by B-2 bombers that dropped a fistful of our 
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           huge, “bunker-busting” GBU-57 munitions
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            onto hardened underground nuclear facilities at Fordow and Natanz, and with some cruise missile strikes on surface facilities at Isfahan.
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           Debate has raged about how successful those American strikes were in destroying things that the Israelis had lacked the capability to damage, with President Trump immediately claiming that those targets had been “
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           completely and totally obliterated
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           ” and some critics claiming that the U.S. strikes had been largely ineffective.  As best one can tell from the outside, it would appear that the truth is somewhere in the middle – with the attack 
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           apparently having done a lot of damage and setting back Iran’s progress significantly
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            , but certainly not erasing Iran’s program from the face of the Earth. 
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           I’m sure that observers will be “armchair quarterbacking” the June 2025 air strikes for years, but I feel pretty comfortable in my conclusion that even if you think the Israelis moved too precipitously and quickly against Iran’s nuclear program, the United States really 
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           was
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            right to drop those bunker-busters.  When I ran the Weapons of Mass Destruction and Counterproliferation Directorate at the National Security Council in 2017, I distinctly recall speculating to National Security Advisor H.R. McMaster about just this kind of a scenario, advising him that “Bibi [Netanyahu] might be able to start it, but we would have to finish it.” 
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           And I still think that’s right.  The attacks certainly provoked and enraged Iran, which is admittedly risky.  Once that line had been crossed, however, I’d much prefer that this angry Iran have a small, bashed-up nuclear capability than to have a large and intact one.  So you might argue that Israel jumped the gun, therefore, but once the fight was on, President Trump 
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           absolutely
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            did the right thing to try to destroy the most critical remaining Iranian nuclear capabilities.  Hopefully the resulting damage is indeed great, which will buy us some time in which to try to work on a better and more enduring solution.
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            So where did the attacks leave us? 
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           On the negative side, it seems clear that Iran 
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           does
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            still have a technical pathway ahead of it for nuclear weaponization, and in principle it certainly 
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           can
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            reconstitute what it has lost, potentially now being spurred by these hostilities to try even harder and sprint even faster.  It also sounds like 
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           we may not have hit Iran’s stockpile of enriched uranium
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            – a lot of which was already at level of 60 percent pure U-235, just a quick bump shy of proper weapons-grade, though you 
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           might be able to make a somewhat crude weapon with it even as is
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           .  This stockpile could easily become the feedstock for a clandestine enrichment “sprint” somewhere using only a fairly modestly-sized centrifuge cascade.
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            On the positive side, however, the U.S. attacks
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           do
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            appear to have set the Iranians back a lot, buying us some time that we did not previously have.  It may also be, moreover, that the U.S. strikes have very constructively disabused the clerical regime in Tehran of any assumptions it may previously have made that neither the Americans nor the Israelis would, at the end of the day, prove willing to use military force to preclude Iranian weaponization.
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           The Challenge Now
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           What we can and will 
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           do
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             with any time we have thus bought ourselves, of course, is precisely the question now.  But I’d like to point out that if we want a good negotiated solution – and I dearly hope that we do – it’s time to get going on the diplomacy. 
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           One of the biggest conceptual challenges here is that we’ve been very much up against a countdown clock, represented by the October 2025 expiration of Resolution 2231.  And that’s why this week’s European announcement is so important.
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           Whatever you think of the ill-fated JCPOA negotiated by President Obama’s team and out of which President Trump pulled us in May 2018 – and, for the record, I myself have certainly criticized it plenty, speaking about this in public 
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           again
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           , 
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           again
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           , 
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           again
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           , and 
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           again
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             – one has to admit there was some pretty clever drafting that went into the formulation of Resolution 2231.  I won’t bore you with the somewhat convoluted details, but the basic idea is that while Resolution 2231
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           lifted
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            United Nations sanctions on Iran in 2015, it preserved the 
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           unilateral
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            right of any JCPOA partner country to invoke so-called “snap-back” to re-impose
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           all
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            such sanctions at any point.
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           You might recall, in fact, that 
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           we tried to invoke such “snap-back” in 2020
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            , during the First Trump Administration.  This resulted in lots of debate, however, over whether the United States was still
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           entitled
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            to invoke the Resolution 2231 “snap-back” rule because we had by that point already declared ourselves to be 
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           out
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            of the JCPOA.  I think we were right on the law, since those who count as parties to the JCPOA for purposes of being entitled to invoke “snap-back” are expressly defined in the text of Resolution 2231, and that text has never been modified.  Accordingly, even though we stopped participating, we were still legally entitled to trigger the re-imposition of sanctions for so long as Resolution 2231 remains on the books as written.  As a result of the controversy over this, however, most countries just decided to
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           ignore
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            Secretary of State Mike Pompeo’s invocation of snap-back.
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            But whatever you think of that legal kerfuffle five years ago, invoking “snap-back” remained
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           unquestionably
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            available to Britain, to France, and to Germany.  Or at least available until mid-October of this year, because Resolution 2231 has an expiration date.  It evaporates on October 18, 2025, ten years after the 
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           JCPOA’s “Adoption Day” of October 18, 2015
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           .
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            And this means that time was getting
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           very
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            short until the huge diplomatic leverage provided by U.N. sanctions “snap-back” became no longer available to us.  After October 18, thanks to the prospect of Russian and Chinese vetoes at the Security Council, there would literally have been 
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           no way
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            to impose full United Nations sanctions on Iran again, no matter how egregious its nuclear behavior. 
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            Consequently, if we were to set in place the incentive structures needed to ground a good
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           negotiated
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            nuclear solution with Iran – as opposed, for example, to an ugly future of periodic “mowing the grass” military strikes trying to keep ahead of Iranian efforts at secret weaponization – we needed to act quickly, and in close conjunction with our European friends, who have a critical role to play that we must not continue to ignore.
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            Thankfully, they have now acted, and it’s time for us to work together on a diplomatic package that both gets Iran to table and gets it to agree to a meaningful and enduring resolution that isn’t just another round of JCPOA-style diplomatic can-kicking that merely
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           postpones
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            Iran’s nuclear weapons ambitions for a bit longer.
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           A Way Forward?
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           So how might one imagine a diplomatic plan capitalizing on Iran’s recent setbacks and leveraging the “snapping back” of U.N. sanctions that is now about to occur?  Let me offer some thoughts.
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           Less to Ask Now?
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           I should begin by pointing out that while it surely will be challenging to get Iran to the negotiating table and to a successful negotiated solution, in some respects recent events may arguably have made the requirements for a negotiated solution at least somewhat 
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           easier
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            to manage.  What do I mean by that?
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           Well, as you’ll recall, when Secretary Pompeo 
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           spoke at the Heritage Foundation in May 2018
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             to outline the First Trump Administration’s criteria for what a good deal with Iran would look like, he voiced quite a few demands.  In that admittedly rather maximalist laundry list, for example, he included Iran having to withdraw its forces from Syria, rein in Hezbollah, and cease developing nuclear-capable ballistic missiles. 
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           For some time thereafter, this made the odds of a deal seem 
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           very
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            slim indeed, for it was surely going to be extraordinarily challenging to persuade Iran to abandon these capabilities 
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           in addition
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            to agreeing to the kind of “no fissile material production” requirements that were also part of the list.  Indeed, even on the basis purely of the 
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           nuclear
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              issues in question – and leaving aside questions of missiles, Syria, and Hezbollah – events in subsequent years were already making things seem very improbable. 
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           However difficult it was to get Iran to negotiate away the modest-sized nuclear program and fissile material stocks it possessed in 2018, it was harder still to envision Tehran relinquishing the 
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           much larger
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             program and stockpile the mullahs had soon acquired.  This difficulty, moreover, grew greater almost every day as the Iranians continuously expanded their program from 2019. 
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           Between the U.S. list of necessary
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            non
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           -nuclear concessions and the growing difficulty of envisioning Iran’s relinquishment of its ever-expanding nuclear capabilities and uranium stockpile, therefore, I became quite pessimistic.  Had you asked me several months ago, for instance, I would have said that the odds of a negotiated resolution were extremely low indeed.  With a “successful” negotiation needing to achieve so much, I imagined the better odds by far would be on Iranian weaponization, on war, or both.
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            But that’s why, despite their tensions and bloodshed, the last few months may perhaps have made things at least slightly more hopeful.  Simply put, now that Hezbollah has been quite effectively smashed by the Israelis, the Assad regime in Syria has collapsed and Iranian advisors have been expelled, and Iran’s missile program has also been dealt significant reverses by Israeli air power,
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           Iran now has less
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           to do
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             if it is to meet a reasonable set of criteria for regional good behavior. 
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            Iran, in other words, has to
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           give up fewer concrete capabilities
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            now than it did before, for the simple reason that it has already been deprived of many of them.  In a sense, the primary objective for the non-nuclear portions of a negotiated settlement have thus been reduced from persuading Iran to 
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           dismantle
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            most of its capabilities for regional destabilization to simply persuading Iran to agree not to 
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           reconstitute
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            them.  That seems like a very different – and arguably much easier – task.
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           And now, with President Trump’s strikes against the underground facilities, Iran now also has a 
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           smaller
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            nuclear program that it would have to dismantle.  In effect, therefore, a range of circumstances have coincided to make the “endowment effect” – that is, the 
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           cognitive bias that leads people to find it much more difficult to 
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           give up
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            what they already 
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           have
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            than to forswear it in the first place
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            – much less of an obstacle to successful negotiation than it was before.
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           On top of this, as I noted earlier, Iran can now no longer assume that we in the United States are too timorous to take action against Iran’s nuclear program.   Nor can they any longer assume that the Israelis are too deterred by the prospect of hellfire from on high in the north of their country from Hezbollah rocketry to act directly against Iran.  Both of 
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           those
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              assumptions – if indeed Iran had made them – have been shown to be quite false. 
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           All this leaves Iran, in other words, both with less that it would have to “
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           do
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            ” for the successful conclusion of a deal and with a great deal more
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           reason
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            to do it.
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            Now that the Europeans have added the imminent restoration of United Nations
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           sanctions
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            into the mix before Resolution 2231 expires – thereby putting the mullahs in the position of having to negotiate their way 
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           out
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            of such sanctions again in order to avoid economic catastrophe – you can see why I am more cautiously optimistic now than I was at the beginning of the year.
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           Envisioning a Diplomatic Plan
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           Now, to be sure, working sanctions “snap-back” into the mix would require some dexterity.  But I think it certainly can still be done.
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           The most important part of this, of course – the first, and 
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           sine qua non
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             element – has now happily occurred: for our European partners actually to
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           invoke
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            Resolution 2231 “snap-back,” thus restoring full U.N. sanctions against Iran just as if it were 2014 once again.  This is the critical first step.  Because Iran will now confront a future of indefinite, crippling United Nations sanctions if it does not reach a negotiated solution 
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           unless
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            the Security Council gives it a reprieve – which of course
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           we
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            (or the Brits or the French) can now easily prevent by the use of our veto – Iran has to negotiate for its economic future.
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           But the point is to reach a deal, of course, and not simply to punish Iran.  So we need to accompany this re-imposition of sanctions with some reasonably sophisticated multilateral diplomacy.
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           To help set things up right to maximize the chances for a deal, we now need to draft, introduce, and negotiate the passage of a 
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           new
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            U.N. Security Council Resolution on Iran sanctions.  This might be a somewhat complicated instrument, but I envision it involving, at the least, what might be termed a “
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           double-block
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           ” mechanism. 
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           That phrasing probably needs some explaining.
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           In the broadest sense, the new UNSCR would establish a pathway for 
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           once again lifting
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            U.N. sanctions on Iran.  (Remember, by the time this new resolution would be enacted, sanctions will already have “snapped back” under UNSCR 2231 thanks to the Europeans’ move this week.)  This is important, because it would need to be clear that the new resolution would indeed provide Iran a pathway 
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           out
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             of the problems caused for it by the European invocation of “snap-back.” 
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            In this context, the first part of my envisioned “double-block” mechanism would be straightforward.  For the same reasons that UNSCR 2231 had a “snap-back” provision in the first place – that is, the need to provide a means of re-imposing sanctions if Iran violated the deal, and to permit this to happen
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           without
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            such re-imposition being subject to a Russian or Chinese Security Council veto – the new resolution would need its own “snap-back” provision much like the one originally in Resolution 2231. 
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           If and when sanctions were lifted again pursuant to the new resolution in the wake of an agreement with Iran, therefore, they would remain subject to future 
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           re-imposition
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            via a 
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           new
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            “snap-back” provision if Iran cheats on a future negotiated deal.  (Ideally, by the way, I also envision the new resolution
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           not
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            having an expiration date.  Perhaps we have now learned our lesson about such dates and the evaporation of leverage?)
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           But I described the new resolution as having a “double-block,” and that’s just the first “block.”  The 
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           second
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            one would derive from the fact that we wouldn’t want to make this hypothetical new Security Council resolution work 
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           exclusively
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              as a tool with which to implement a successful deal (i.e., by lifting the U.N. sanctions that had “snapped back” before October 18, 2025) and with which to incentivize Iranian compliance (i.e., by holding out the possibility of re-imposition).  That’s critical, of course, but we would 
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           also
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            want to make it work at a tool to help us 
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           reach
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            such an agreement in the first place.
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           To that end, we would need to have a 
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           second
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            “block” mechanism that would apply to this new resolution’s lifting of sanctions in the first place.  That is, the U.N. sanctions on Iran that are now resuming pursuant to European invocation of “snap-back” would under the new Resolution automatically be lifted again 
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           unless
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             one or more of specified parties – presumably the same roster of ex-JCPOA partners, including us – objected.  Only if all those countries agreed upon lifting the sanctions, therefore, would this occur. 
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            Such a “double-block system,” in other words, would allow the United States and our European partners both to preclude sanctions relief for Iran
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           unless
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            a good negotiated solution were in hand, 
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           and
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            to 
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           re-
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           impose sanctions on Iran once more if it were discovered to be in violation of such a deal. 
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            You might now be wondering, of course: could we get the presumptively Iran-protective Russians and Chinese to agree to such a Security Council resolution without vetoing it?  Well, that’s where this week’s European invocation of UNSCR 2231 “snap-back” is
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           also
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            important, for the “default setting” of the Security Council will now be set on 
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           indefinitely continuing
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            Iran sanctions unless action is taken to the contrary.  And, as a Permanent Member of the Council, after all, 
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           we
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             – or the British or French – could veto any proposal offering Iran sanctions relief, as indeed we should before a good deal is agreed. 
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           Under “snap-back” now, the best way for Moscow or Beijing to protect the Iranian regime is therefore be to 
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           agree
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            to my proposed 
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           new
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            resolution containing its “double-block” mechanism, since that would be the only way (through a negotiated deal) to get the Council to agree to lift sanctions again. 
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            This proposed “double-block” may sound a bit complicated, but it’s not conceptually much different than the clever formulation of the original UNSCR 2231 “snap-back” provisions.  It would just now point itself, as it were, in
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              directions at the same time: (i) one that allows unilateral blockage of otherwise-automatic sanctions relief unless there’s a negotiated solution, and (ii) one that allows unilateral triggering of sanctions re-imposition in the event of an Iranian violation once such relief has been given after reaching an agreement.
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           So if you ask me, it’s time, 
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           now
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            , to articulate such a plan openly and clearly, with U.S. officials working closely and speaking as one voice with their British, French, and German counterparts.  Now that Europeans have invoked “snap-back,” the United States should – with them – draft and introduce the proposed “double-block” U.N. Security Council resolution I have described.  This would show Iran that we really do envision a path forward that would allow them sanctions relief in return for a good faith agreement and their compliance therewith. 
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            Hopefully the resolution then passes, enabling the real negotiations to begin.  If it doesn’t pass, that’s on the Russians or Chinese who would have vetoed it, and Iran just has to live with sweeping U.N. sanctions for the foreseeable future.  Tant pis, mon ami, as the French might say.  (My system, as it were, “fails safe.”) 
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           With a bit of luck, however, it would indeed pass, and this would be enough to focus everyone constructively on the task at hand.  As a further backstop, of course, both we and the Israelis should make sure that we ostentatiously leave “on the table” the option of more drastic, and kinetic, remedies for Iran’s pursuit of dangerous and destabilizing nuclear capabilities.
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           Could This Actually Work?
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            Is this a magic formula that will guarantee success?  Certainly not. 
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           Remember, too, that all I’m describing here is a basic institutional 
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           substructure
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            for such a negotiated deal with Iran.  Even if Iran were induced to the table on such terms, we would still need actually to 
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           negotiate
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             the details of any such agreement. 
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            That’s by no means impossible, but we know from the JCPOA process a decade ago that the Iranians are skilled and wily negotiators, and that negotiating the details of any technologically-restrictive nuclear deal requires not just diplomatic skill and stamina but also the ability to draw in a sustained way upon enormous reservoirs of subject-matter expertise from our civil service and our national laboratories. 
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           Under the best of circumstances within the ambit of a negotiation facilitated by the kind of “double-block” Security Council resolution I advocate, such negotiations would be difficult and complex.  And that’s even 
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           before
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            you get to the challenge of verification, and of devising and implementing appropriate inspection and monitoring authorities and capabilities in Iran – e.g., for the IAEA – for the indefinite future.  I hope the U.S. side will be up to this. 
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           Nevertheless, I would argue that something along these lines represents the best (and perhaps the only) approach that is still available for a decent nuclear deal.  Under the present circumstances, moreover – in the aftermath of this summer’s air strikes and now with UNSCR 2231 “snap-back” in motion – we may actually have a fleeting window in which to have some chance of success, at least if we and our European friends don’t delay any further.
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           Conclusion
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            Maybe I’m too optimistic, but please bear me out for one final point.  I can’t help feeling that if we approach this right – and if we can, to emphasize again, work closely with our European friends in ways that the current U.S. administration may be disinclined to do but that it is imperative we do nonetheless – we also have a chance to do a great deal of good even beyond the vital matter of solving the long-simmering Iranian nuclear problem. 
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            Specifically, we may thus also have a chance to repair some of the grave damage that’s been done to the global nonproliferation regime by two decades of nervous temporizing and diplomatic can-kicking by the international community on Iran, and by the all but total
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           failure
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            of the nonproliferation regime to address North Korean nuclear weapons threats.
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           I don’t mean to suggest that a successful nuclear deal with Iran and – finally, in contrast to the JCPOA, an 
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           enduring
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              one – would necessarily entirely heal or save the nonproliferation regime given all the challenges it faces today in a 
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           world that is now multipolar in both its geopolitics and in its nuclear weaponry
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           .  That would be a tall order. 
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            But it does feel to me that the nonproliferation regime rather badly needs a “win” right now, and perhaps we can give it one.  And it would certainly be marvelous indeed to demonstrate that nonproliferation diplomacy is capable of producing a real success when it’s built upon the right foundations of strength and diplomatic savvy. 
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           Specifically, I’d love to see us take an approach that is: (a) is grounded in real and clearly articulable 
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           ; (b) employs clear and consistent messaging; (c) draws upon deep subject-matter expertise and technical competence, as well as skilled diplomatic interlocution; (d) is supported by keen political focus and unwavering resolve at the highest levels; (e) is undertaken in close coordination with key friends and allies; and (f) is backstopped by a demonstrable commitment to using force where necessary to prevent grave global ills. 
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           That would truly be an excellent message to send to the future, and it would do the nonproliferation regime a world of good.
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            So here’s hoping. 
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           Thank you.
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           —Christopher Ford
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      <pubDate>Fri, 29 Aug 2025 15:21:37 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/heres-how-to-get-a-nuclear-deal-with-iran-now</guid>
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      <title>U.S. Institute of Peace Senior Study Group on Strategic Stability</title>
      <link>http://www.newparadigmsforum.com/u-s-institute-of-peace-senior-study-group-on-strategic-stability</link>
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            Over much of last year, Dr. Ford participated in the Senior Study Group (SSG) on Strategic Stability at the U.S. Institute of Peace (USIP).  Ably chaired by
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           Brad Roberts
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            of the Center for Global Security Research at the Lawrence Livermore National Laboratory and
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           Rebeccah Heinrichs
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            of Hudson Institute, the SSG completed its report in February 2025, only to immediately run into publication problems as a result of the government's effort to shut down the USIP. 
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            The litigation associated with that effort remains ongoing, but the SSG is pleased to be able now to publish its report.  The report is
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           not
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            available on the USIP website, but you can use the button below to download a PDF. 
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      <pubDate>Wed, 06 Aug 2025 21:57:44 GMT</pubDate>
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      <title>Some Thoughts for my British Friends on Nuclear Weapons Policy and Deterrence under the Second Trump Administration</title>
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           Below is the prepared text upon which Dr. Ford drew in his remarks to and discussions with a nuclear deterrence study group in London on July 28, 2025. 
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           Good day, everyone, and thanks for having me here to London for this important discussion of nuclear weapons strategy, deterrence, and the vital relationship between our two countries.  These are just my personal views, of course, and won’t necessarily represent those of anyone else, but hopefully they can help get a good discussion going here today.
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           The Challenge of Personnel and Process
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           I should start by noting that so far – in mid-July 2025 – it’s striking now 
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            we know about the Second Trump Administration’s nuclear weapons policy.  Part of this is simply because many of the key players who might be expected to develop and implement such a policy aren’t in place yet, though that’s certainly true.  At the State Department, for example, there is a 
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           nominee
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            for the position whose duties I performed in the last 15 months of the First Trump Administration – that of Under Secretary for Arms Control and International Security – but last time I checked, no one is in place yet.  And there aren’t even 
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             yet for the position of Assistant Secretary for Arms Control, Deterrence, and Stability, or for my old job of Assistant Secretary for International Security and Nonproliferation. 
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           To be sure, the uppermost politically-appointed positions at the Department of Defense have been filled – the Secretary, the Deputy Secretary, and the Under Secretary for Policy – but there’s still nobody in who might be able or expected to devote more than a fraction of their time to nuclear weapons policy.  There is a nominee, for instance, for the Pentagon’s WMD policy role at the Assistant Secretary of Defense level, but he’s not yet in place and has a much stronger background in chemical and biological weapons issues than nuclear ones.  The top three relevant positions at the National Nuclear Security Administration (NNSA), which builds and maintains our nuclear weapons stockpile – the NNSA Administrator, the Principal Deputy Administrator, and the Deputy for Defense Programs – also have not yet been confirmed.
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            Nor does the National Security Council (NSC) seem to be in much of a position to fill the gap.  In fact, it’s been largely gutted – cut down to a skeleton-crew staff and explicitly deprived of its traditional interagency policy-coordination role in favor of complete subordination to the Department of State in what appears to be a wholly top-down “just implement what we tell you” role. 
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           Additionally, there is no sign that WMD-related issues are prioritized or appropriately staffed even within the denuded rump NSC that remains.  In the First Trump Administration we had a Special Assistant to the President and NSC Senior Director for WMD and Counterproliferation – which was 
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            in 2017! – but there is no such person today.  To the extent that these matters are prioritized at all, WMD issues seem to be handled on an “extra duties as assigned” basis between other directorates.
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            This is a telling point.  The NSC often plays a critical role at the outset of a U.S. administration because the White House gets to pick its staff at the NSC from the outset, whereas it usually takes many months before a full bench of senior departmental and agency nominees works its way through the Senate confirmation process.  So even if you ultimately want the departments and agencies to take “point” on policy issues instead of the NSC, there aren’t senior political appointees from the new team in place in those organizations to lead things for some time at the start. 
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           For the first portion of any administration, therefore, the NSC is critical to effective policy development on anything that doesn’t rise to the level of a personal priority for the cabinet secretaries and their deputies: in terms of having the President’s own people truly occupying most of the important roles, it’s usually the only game in town for a while.
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            That was the case, for instance, in the first Trump term.  When I was at the NSC chairing Policy Coordination Committees (PCCs) on arms control, nuclear weapons, and other WMD issues in 2017, for instance, for a long time there weren’t any other “politicals” at the Assistant Secretary level around the table at all: just career civil servants who didn’t know when they’d be getting a new political boss, or who that would be.  To some extent, from the Administration’s perspective, for a number of months, I was all there was at that level for policy development on WMD issues. 
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           Now, with the Second Trump Administration apparently having decided that it actually doesn’t wish to have a policy coordination process based at the NSC at all – much less people in place with whom to do that – it’s not clear 
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           what
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            is happening on nuclear weapons policy issues.  It’s certainly ironic for an administration so apparently distrustful of and antipathetic to the career bureaucrats of the so-called “Deep State” to have passed up the opportunity to have 
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           presidentially-picked people from the White House complex
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             seize the reins of nuclear weapons policy from the outset, but that’s apparently what has happened. 
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           I am given to understand that there 
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           is
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             initial work now underway in departments and agencies to feed into things such as the Nuclear Posture Review and the National Defense Strategy, but at this point such work is necessarily being done disproportionately by the career public servants.  I have no reason to doubt their seriousness or integrity, mind you.  (In fact, I have every confidence that their work product in these regards will be excellent.)  But it is certainly a bit surprising for the Second Trump Administration to have left things to them for so many months! 
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            To be sure, even without a functioning and effective NSC, it might to some degree still be possible to make up for an “early-in-the-term” deficit of senior appointees in the departments and agencies by using lower-level placeholder political appointees on an “acting” basis – something that President Trump has shown himself fond of doing because it avoids the scrutiny and accountability that come with more formal appointments.  But even there, such a work-around would only really work if the people being temporarily housed in those “acting” roles had relevant experience and expertise to bring to bear on these complex topics.  Nevertheless, there’s little sign of that right now, either. 
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           I hope that all this does not bespeak a de-prioritization of or lack of interest in nuclear weapons policy and deterrence, but there’s scan sign of any prioritization of or focus upon nuclear weapons matters so far.
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           The Challenge of Policy Direction
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            Such a lack of focus and clear agenda in this field – other than reassuring but vague platitudes about “peace through strength” – is a striking contrast to the First Trump Administration. 
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           When we came in in 2017 for “T1,” there were some very clear priorities.  For example:
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             After several years of feckless and ineffectual Obama Administration responses to Russia’s violation of the Intermediate-range Nuclear Forces (INF) Treaty, for instance, we were determined to set that right – either by finally pressuring Russia back into compliance, or by pulling out of INF ourselves.  (We emphatically took off the table Obama’s answer of just
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            living with
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             Russian violations while America continued to comply with the Treaty!) 
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             We were also tired of Moscow’s violations and manipulations of the Open Skies Treaty (OST), and began a process of responsive countermeasures that also ultimately resulted in our withdrawal when Russian abuses did not abate. 
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            The issue hadn’t surfaced publicly yet, but we 
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            also
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             knew about the disturbing new arsenal of “exotic” strategic delivery systems – some of which weren’t covered by the New START agreement – that Vladimir Putin publicly announced in March 2018, and it was clear to us that a new era in nuclear weapons competition was underway.
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            When it came to our own U.S. nuclear force posture, the First Trump Administration was also very focused upon starting to remedy the destabilizing gap that previous U.S. administrations had permitted to develop in 
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            theater-range systems
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             between our own nuclear forces and the large and growing arsenals of such things deployed by the Russians and Chinese.  (That was why, for instance, the 
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            2018 Nuclear Posture Review
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             announced the commencement of the Submarine-Launched Cruise Missile-Nuclear [SLCM-N] program, and why it set in motion the lower-yield W76-2 warhead program as a quickly-implementable stopgap capability.)
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           Moreover, as part of the “responsive strategy” we set in place vis-à-vis Russian INF violations, we authorized the Department of Defense to begin initial research and development work on potential 
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           American
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            INF-class missile systems – though that effort was focused upon precision theater-range delivery of 
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           conventional
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            warheads rather than nuclear ones.
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           All in all, we had a pretty good idea in the First Trump Administration of what we wanted to do right out of the box in 2017, and we were pretty forthright about it.
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           But it isn’t nearly so clear today where the 
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           Second
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             Trump Administration wishes to go.  Indeed, the “T2” team has been remarkably quiet about such matters. 
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           Even to the degree that nuclear weapons issues were touched upon in the “
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           Project 2025” policy blueprint published in 2023
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            by the Heritage Foundation – a long series of policy proposals that despite being ostentatiously disowned by Donald Trump during the campaign seems nonetheless to have been extremely influential in guiding many areas of administration policy in 2025 – we still have relatively little to go by.  That document did emphasize the threats presented by China’s huge nuclear buildup [pp. 88 &amp;amp; 93-94], and it urged that China be made the top priority for U.S. defense planning. [p. 93]  It also envisioned the United States continuing to rely upon nuclear deterrence to help protect our allies in Europe and East Asia, while urging that the burden of defending Europe in 
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           conventional
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            terms be shifted increasingly to our NATO partners. [p. 94]  (A similar point was made about defending South Korea. [p. 94])
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           As for U.S. nuclear weapons themselves, the Project 2025 blueprint stressed that “[t]he United States manifestly needs to modernize, adapt, and expand its nuclear arsenal.” [p. 94]  Specifically, it said we need to
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            “Expand and modernize the U.S. nuclear force so that it has the size, sophistication, and tailoring to deter Russia and China simultaneously” and 
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            “Develop a nuclear arsenal with the size, sophistication, and tailoring – including new capabilities at the theater level – to ensure that there is no circumstance in which America is exposed to serious nuclear coercion.” [p.95]
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           In terms of specifics, the Project 2025 plan called for accelerating the development, production, and deployment timelines for the Sentinel intercontinental ballistic missile (ICBM) slated to replace our ageing Minuteman III, the air-launched Long Range Standoff Weapon (LRSO) for our strategic bombers, the 
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           Columbia
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           -class ballistic missile submarine that will replace our 
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           Ohio
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            class boats, the new B-21 “Raider” bomber, and Dual Capable Aircraft (DCA) variants of the F-35 “Lightning II” strike fighter. [p.124]  (It also called for improving the cyber resilience of our National Nuclear Command and Control [NC3] system. [p.120])
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           With respect to the U.S. nuclear weapons infrastructure, Project 2025 also recommended we continue to invest in rebuilding that infrastructure, accelerate the effort to restore plutonium pit production capabilities, and restore readiness to test nuclear weapons at the Nevada National Security Site. [p.125]  (It did not, however, call for such testing.)  It also advocated nuclear warhead life extension programs (LEPs) for the B61-12, W80-4, W87-1, and W88 Alt 370 devices. [p.124]
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           Unsurprisingly, Project 2025 was also bullish on missile defense (MD), lamenting that MD had been “underprioritized and underfunded in recent years,” whereas it should really have been “a top priority.”  In terms of missile defense specifics, Project 2025 urged that we “buy at least 64 of the Next Generation Interceptor (NGI)” systems for our homeland-defense Ground-Based Interceptor (GBI) program, “prioritize procurement of more regional defense systems such as Theater High Altitude Area Defense (THAAD), Standard Missile-3, and Patriot missiles,” [p.126] and improve means for protecting our homeland against cruise missiles. [p.127]  The blueprint also called for investing in “future advanced missile defense technologies like directed energy or space-based missile defense,” and for accelerating “the Glide Phase Interceptor, which is intended to counter hypersonic weapons.” [p.127]
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           All that sounds pretty good to me, I’ll admit, and the nuclear weapons elements of the Project 2025 proposal fit well with many points 
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           I myself have made
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           .  It is still far from clear, however, how much of the Project 2025 recommendations on U.S. nuclear posture will resurface as Second Trump Administration policy. 
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           After all, the Heritage blueprint 
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           also
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            urged that the NSC “take a leading role in directing and thorough review of all formal strategies: the National Security Strategy, the National Defense Strategy, the Nuclear Posture Review, the Missile Defense Strategy, etc.” [p.52]  It also emphasized the threats we face from Russia due to its war of aggression against Ukraine. [p. 93]  Yet we have now seen the NSC actually be 
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           dismantled
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           , as well as what might be  charitably described as an 
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           ambivalent
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            approach to the Ukraine crisis by the Second Trump Administration.  (In another divergence, there is also little sign in the fairly careful Project 2025 recommendations of the extravagant promises of a homeland missile defense “
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           success rate … very close to 100 percent
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           ” that President Trump has made for his “Golden Dome” project.)  How congruent Project 2025’s agenda for America’s nuclear posture is with actual “T2” policy, therefore, still remains to be seen.
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           Moreover, even where it 
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           did
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             address the future of our nuclear weapons posture, the Project 2025 blueprint
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           hedged
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            quite a bit – never 
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           quite
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             taking a position on things that one might think are really important.  It did declare that in order to “ensure its ability to deter both Russia and the growing Chinese nuclear threat, the U.S. will need more than the bare minimum of nuclear modernization.”  But it didn’t say
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           h
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           ow much
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            more, or 
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           of what
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           . 
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           The Project 2025 document, for instance, urged officials to “
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           consider
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           ” procuring “more modernized nuclear systems (such as the Sentinel missile or LRSO) than currently planned,” and that we “[i]mprove the ability of the U.S. to utilize the triad’s upload capacity in case of a crisis.”  [p.124]  But as to whether we should 
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           actually
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            be procuring or uploading more – and how many, and of what – the document remained curiously silent.  Similarly, Project 2025 simply urged that U.S. officials “
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           [r]eview
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            what capabilities in addition to the SLCM-N (for example, nonstrategic weapons or new warhead designs) are needed to deter the unique Chinese threat” [p.124], without suggesting what might actually be needed.
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           In this sense, therefore, Project 2025 didn’t go much beyond the 
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           December 2023 report of the Strategic Posture Review Commission
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            (SPRC), which made clear – and on a unanimous, bipartisan basis – that current U.S. modernization program of legacy strategic nuclear delivery systems was 
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           necessary but not sufficient
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           , thus signaling that at least 
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           some
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             expansion of the U.S. nuclear arsenal was needed.  Neither the SPRC nor Project 2025, however, offered any clarity about just
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           what
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           might be needed.  And 
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           that’s
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            just what all of us are still looking to the Second Trump Administration to decide.
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           So far, in fact – in its public pronouncements at least - the Second Trump Administration does not itself seem 
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           yet
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            to have moved beyond the nuclear weapons policies of the Biden Administration.  After all, as evidenced by speeches given last summer by 
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           Pranay Vaddi of the NSC staff
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            and 
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    &lt;a href="https://www.defense.gov/News/Speeches/Speech/Article/3858311/nuclear-threats-and-the-role-of-allies-remarks-by-acting-assistant-secretary-of/" target="_blank"&gt;&#xD;
      
           Vipin Narang of the Defense Department
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           , even 
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           Biden
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            political appointees had come around to making it fairly clear that at least 
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           some
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            expansion of U.S. nuclear capabilities would likely be necessary.  (No, they couldn’t quite bring themselves to 
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           say
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            so, but to my eye they were clearly “softening up” audiences such as the 
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           Arms Control Association
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            for the long-overdue bad news!)
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            I myself am delighted that the traditionally more anti-nuclear Democrats have come around to strategic reason in that way in response to the grim security environment of nuclear threats we face today – a shift that one could see foreshadowed in the fact that the SPRC’s important findings in December 2023 were
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           both bipartisan and unanimous
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           .  But if the “T2” Republicans now in power are serious about their strategic stewardship, it’s now time to stop beating around that push and get down to the serious business of figuring out 
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           how much more of what
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             it is that we need. 
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           Such clarity may well be coming, in the form of a new Nuclear Posture Review (NPR) at some point.  So far, however, no one has signaled any sense of overall direction, few Trump political appointees are in place, and it seem to be primarily only Defense Department and NNSA career civilians who are on the case at the moment.  So a lot remains up in the air.
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           The Challenge of Europe
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           But from your perspective here in London, I can certainly see that the question merely of what the U.S. nuclear force posture is likely to be is only 
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           part
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            of your concern.  What is one to make of the “T2” team’s approach to the NATO Alliance and to “extended” deterrence?  And what can be done to buttress deterrence in these challenging times?
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           Let me start by pointing out that despite what one often hears in the press, these are 
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           not
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            just problems relating to Second Trump Administration policy.  Europe would have some reason for concern about the 
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           conventional
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            aspects of the U.S. alliance commitment even were diehard, Europhilic 
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           Atlanticists
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             in power in Washington right now – which of course they aren’t. 
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           This is no longer the early post-Cold War period when America enjoyed such relative military might that we could easily and plausibly promise to stand firm against aggression everywhere, all the time.  With the growth of Chinese military power and aggressiveness – and Russia’s military revival and resurgent territorial expansionism – it seems increasingly likely that in the event of a conflict 
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           somewhere
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           , we’d have to economize on our commitments of critical conventional assets 
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           elsewhere
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           .  As a result, if there were (for instance) a conflict with China in the Far East, we’d likely have little choice but to surge various types of mobile platform – capabilities, I should think, such as strike aircraft, aerial tankers, ISR assets, logistics platforms, electronic warfare assets, mobile air defense systems, and long-range precision fires platforms – to the Indo-Pacific no matter 
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           how
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             committed we were in our hearts to the Atlantic Alliance. 
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           Accordingly, there might quickly develop a serious 
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           conventional
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           deterrence deficit in Europe – and a 
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           warfighting
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            deficit in the event that deterrence failed, such as in the case of opportunistic aggression by Russia 
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           during
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            a Sino-American spat.  This gap, I should stress, would thus need to be filled 
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           by Europeans
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            in the event of U.S. problems in the Far East even if present-day Washington
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           liked
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           Europe.
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           Of course, that does not necessarily mean that we would be unable or unwilling to hold up our end of the NATO bargain when it came to the 
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           nuclear
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            aspects of deterrence or (God forbid) warfighting.  According to the Project 2025 blueprint, at least, the United States should 
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           remain
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            committed to the nuclear aspects of extended deterrence even as our allies pick up more and more of the burden of their own conventional defense.
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           There are still, however, at least some reasons for concern on the “extended” U.S. nuclear deterrence front.  The first reason is political, for, frankly, it is not at all clear that the rulers of present-day Washington actually 
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           like
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            Europe.  Quite the contrary, I’m afraid.
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           As I’ve 
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           noted elsewhere
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           , there are powerful portions of President Trump’s “MAGA” movement that really 
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           don’t
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            like Europe much at all – people who look at the world through the prism of our own current poisonous and polarized domestic politics, and who view most of the liberal democracies of Europe as being little more than extensions of Trump’s domestic political opposition in the Democratic Party.  This is why, for instance, Vice President J.D. Vance has said that the biggest threat to Europe comes not from terrorist madmen, Russian invaders, fanatical nuclear-armed Iranian clerics, or Chinese neo-imperialists, but rather “
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           the threat from within
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           ” presented by Left-leaning politics and social mores.  For MAGA folks who believe 
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           that
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             – possibly excepting some weird future scenario in which most countries of Europe end up being ruled by Right-wing Viktor Orban, Georgia Meloni, Marine Le Pen, or Alice Weidel types – it’s hard to see why the United States would be particularly interested in the nuclear defense even of a Europe that had somehow managed finally to take its own conventional defense seriously. 
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           To be sure, it’s not a given that President Trump’s personal views would necessarily correlate completely with that ideologically illiberal and resolutely anti-European aspect of MAGA ideology.  Trump is, after all, an “instinct” operator rather than an “ideas” guy, and he seems perfectly happy changing his policies dramatically and repeatedly on the basis of what feels like tactical and transactional opportunity, and without obvious concern for conceptual consistency.  He also lives in abject terror of ever being taken to be “weak” or “a loser,” and this, too, could affect his approach to nuclear deterrence in Europe.  (Is it conceivable that in a crisis, for instance, his obsession with reputational social media optics might prompt him to act the Churchill more than the Chamberlain?  One can hope.) 
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           And indeed, Trump already seems to be 
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           growing increasingly impatient and frustrated with Vladimir Putin
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            – who with his determination to press forward for a blood-soaked victory in Ukraine, isn’t playing into Trump’s fondly imagined scenario of effortless peacemaking followed by a Nobel Prize – and has already 
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           countermanded
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            initial 
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           efforts by his appointees in the Pentagon to halt weapons supplies to Kiev
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           .  (President Trump’s bold strike on Iran’s nuclear facilities in June was also a very interesting step, and obviously a defeat for neo-isolationists within the MAGA movement.)  I am moderately optimistic about “T2” policy in these regards, and certainly more so than I was a few months ago.
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           Nevertheless, if you’re counting on extended U.S. 
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           nuclear
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            deterrence while Trump is in office, you should at least be aware that 
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           some
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            parts of his political coalition like and wish to protect 
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           Europe
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            no more than they like or would wish to protect 
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           Joe Biden or Kamala Harris
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           .
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            Another reason still to be uneasy about extended U.S. nuclear deterrence in the present context, I fear, is a game-theoretical one that would be familiar to any nuclear strategist from the Cold War.  I refer, of course, to the intrinsic challenge of convincing an adversary (and reassuring your allies) that you’d really be willing to risk nuclear attack on your own homeland in order to protect distant friends. 
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           During the Cold War, we developed a number of at least partial answers to this “credibility conundrum.”  And indeed, I’d venture to say that U.S. extended nuclear deterrence for Europe 
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           did
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            remain reasonably credible during the years in which three things remained the case: 
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            We had large numbers of U.S. troops deployed in Europe who would be directly in the line of fire in the event of an invasion by Soviet and Warsaw Pact forces; 
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            U.S. nuclear weapons were 
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            also
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             stationed in Europe, both making them subject to attack or being overrun in the event of a Soviet invasion 
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            and
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             giving American leaders the capability to mount a nuclear response to aggression on a “rung” of the proverbial “escalation ladder” that still remained 
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            below
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             that of a full strategic exchange; and 
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            We had, under NATO’s “nuclear sharing” construct, forward-deployed U.S. nuclear gravity bombs prepared for delivery in wartime by Dual-Capable Aircraft (DCAs) from partner countries who, in the event of a Soviet invasion, would presumably be less squeamish about starting to nuke Russians than might American leaders sitting in relative safety back home in Washington.
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           But you can see the problem, of course.  Today, the second of those two factors has not been the case for some years in any significant way (relative to Russian deployments, at least), while many in the MAGA movement apparently very much want to take the 
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           first
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            factor off the table as well by pulling us entirely out of the conventional defense of NATO. 
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           The third factor of “nuclear sharing” remains in place, I suppose, but with both of those 
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           other
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            factors attenuating, one might well wonder whether that will be enough to carry the burden of extended nuclear deterrence alone, without an awkward-to-defend theory of immediate escalation to strategic use.  So it’s not hard still to feel somewhat uneasy about this.
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           So What Might Help?
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            Given Britain’s strong interest in maintaining close relations with the United States and ensuring the continuation of deterrence in Europe at a time in which Moscow seems aggressive and dangerous in ways unprecedented for a very long time, then, what might be done? 
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           Unfortunately, I can’t claim to have any miraculous answers for you.  The collective security commitment articulated by 
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           Article V of the NATO Treaty
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            has always been a fundamentally 
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           political
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            thing.  It is a bond not strictly mandated by any provision of legal text, but that always derived its considerable power and credibility not only from the clarity with which we both viewed our adversaries, but also from the strength, depth, and sheer 
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           obviousness
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            of the political, social, cultural, economic, military, and indeed civilizational ties that linked the United States to its alliance partners.  Everyone 
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           knew
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           we’d probably be there for you, as it were, because it was clear to everyone both that we were, in some loose sense, 
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           family
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           , and that this figurative family faced a grave threat.
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           In that sense, broad trends and dynamics in that international connective tissue may be more important, at the end of the day, than the details of anyone’s actual nuclear force posture, doctrine, or declaratory policy.  (Such connective tissue, moreover, is much more easily damaged than it is rewoven.)  This makes the seeming ephemera of “politics” and “culture” hugely important in what most people assume is the very concrete business of deterring aggression, and makes current trans-Atlantic “culture war” frictions doubly worrying.
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           That being said, there 
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           are
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            perhaps some things that could still 
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           help
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            bolster deterrence in Europe, both in the conventional and in the nuclear weapons arenas.
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           Improved U.S. Capabilities
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           In terms of unilateral U.S. capabilities, I believe we need more theater-range systems to be arrayed against the destabilizing overmatch of Russian capabilities we currently face.  (And, yes, this is absolutely true in the Far East as well.)  That’s why, for instance, it was so discreditable for the Biden Administration to have tried to cancel the SLCM-N program, thereby ensuring its delay even though Congress sensibly stepped in to countermand that unwise decision.
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           Beyond just the sea-based SLCM-N, however, I think it might help to have U.S. nuclear systems deployed 
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           in
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            Europe once again.  That is something, after all, that certainly helped force the Kremlin into much more reasonable arms control negotiating positions the last time we took such a step with the famous “Euromissile” deployment in 1983.  Nevertheless, I’m not sure that even with today’s bellyful of Putin provocations, the Europeans are really ready for 
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           that
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           , nor do we yet have any such deployable system in hand and ready for the job.
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           Arguably even better and more flexible than such a “bespoke” Euromissile-style nuclear delivery system, however, might be some kind of small nuclear warhead package capable of being fitted into one or more (or several?) existing or planned long-range precision strike systems on a swap-in/swap-out (SI/SO) basis, thus allowing those systems to be optionally converted to nuclear delivery.  This would allow us to leverage existing or already-planned precision delivery programs for the benefit of nuclear deterrence, too; it would also greatly increase the range of possibilities available for “nuclear sharing” within the NATO Alliance.
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           Enhanced NATO “Nuclear Sharing”
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           And speaking of NATO “nuclear sharing,” I’d love to see us work together to “upscale” the system a bit.  That would mean more U.S. bombs in more vaults, and in more countries – including in (or at least involving DCA assets and trained-up pilots 
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           from
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            ) partner countries further East. 
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           Indeed, in addition to having some additional weapons in play, I’d also like there to be a 
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           lot
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            more vaults than needed to store those weapons – as well as a cycle of relatively frequent logistics movements between them, involving both real weapons and “dummy” units.  (I am also intrigued by the new mobile, containerized, semi-clandestine 
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    &lt;a href="https://www.twz.com/nuclear/container-vaults-being-built-to-deploy-american-nuclear-bombs-to-remote-locations" target="_blank"&gt;&#xD;
      
           vaults now being developed by the Sandia National Laboratory
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           , which are apparently, and surely not by coincidence, perfectly sized for the B61-series gravity bombs that form the basis of the NATO “nuclear sharing” program.)  This would confront the Russians with a “shell game” that would reduce their ability to develop a high-probability theory of victory, greatly problematize the Kremlin’s targeting in wartime, and increase Allied options in a crisis – to include sending 
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           additional
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            weapons to Europe to fill up more of those vaults, either surreptitiously or openly, as a strategic signal.
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           Even when DCA variants of the F-35 come online in Europe, however – and kudos to His Majesty’s Government, by the way, for 
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    &lt;a href="https://www.bbc.com/news/articles/c335406gxdvo" target="_blank"&gt;&#xD;
      
           recently deciding to buy some
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            – I’m still not sure it’s a terrific idea actually to fly your plane
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           right over
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            a really well-defended target.  For that reason, if “nuclear sharing” with aviation assets is to have a solid future, I would think we need to give DCAs some kind of stand-off delivery capability.  I’m not sure that any existing air-launched missile systems carrying a nuclear weapon can fit inside an F-35, so this could perhaps be a bit tricky – but that small “SI/SO” nuclear warhead package idea I mentioned earlier might come in rather handy. 
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            I admit, however, that even the NATO “nuclear sharing” construct is still dependent upon America’s willingness to at least
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           support
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            allied nuclear strikes against invading Russian forces or other Russian targets by granting permission for U.S. weapons to be employed.  Accordingly, in an era when worrying questions have been raised about U.S. alliance commitments, this means that Europe’s 
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           own
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            nuclear and conventional capabilities will be more important than ever.  So let’s talk about 
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           your
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            capabilities over here on this side of the Atlantic.
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           European Conventional Defense
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           With respect to 
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           non-nuclear
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           arms, it should go without saying that Europe finally getting truly serious about its conventional defenses would help the credibility of extended U.S. 
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           nuclear
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            deterrence, for it would decrease Europe’s degree of 
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           relative
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             need for deterrence that draws upon capabilities beyond what conventional arms can provide. 
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           To be sure, a Europe that was able to defend itself against Russian threats “perfectly” without any U.S. assistance would obviate the need for American extended deterrence 
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           at all
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           , of course.  Nevertheless, there’s no chance of 
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           that
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            in the foreseeable future, and the primary danger today lies in NATO being able to do so 
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           little
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            on its own that an exasperated and increasingly disinterested Washington concludes that you simply lack seriousness and don’t 
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           want
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             to be secure enough to make it worth the American cost, effort, and risk of defending you. 
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           I’m encouraged by the recent 
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           Hague Summit Declaration
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           , which commits most of America’s NATO allies in Europe – with the rather shameful 
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    &lt;a href="https://www.reuters.com/world/europe/nato-countries-approve-hague-summit-statement-with-5-defence-spending-goal-2025-06-22/" target="_blank"&gt;&#xD;
      
           exception of Spain
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            , which appears to revel in being a national security free rider – to meeting a defense spending target of 3.5 percent of Gross Domestic Product (GDP) by 2035, coupled with an additional 1.5 percent for a variety of nominally defense-related expenditures.  If this new target is really taken seriously and our allies manage to forego embarrassing gamesmanship in sliding lots of random and unjustifiable things into the loose category of that 1.5 percent in “defense-related” spending, this should help a great deal. 
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           Most importantly, augmented spending should actually help improve European defense 
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           capabilities
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           .  I hope our allies will have the good sense to 
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           coordinate
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            their approaches along lines of mutually-supportive and deeply interoperable comparative advantage, rather than just building cookie-cutter forces that will end up being collectively inadequate, hamstrung by being unable to provide the right assets, in the right numbers, in the right place, and at the right time in the operational and logistical complexities of a real European fight.  If they do, however – and perhaps recent steps like the recent UK-German 
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    &lt;a href="https://www.gov.uk/government/news/treaty-between-the-united-kingdom-of-great-britain-and-northern-ireland-and-the-federal-republic-of-germany-on-friendship-and-bilateral-cooperation" target="_blank"&gt;&#xD;
      
           Kensington Treaty
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            will mark a start of new efforts – the new NATO spending targets are very promising.
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           To put it frankly, moreover, the new spending targets also help President Trump with one of his most important objectives: doing things that he can portray in social media as him “winning” at something.  Policymaking in Washington these days is only partly about policy outcomes, for assessing 
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           those
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             can be complicated and time-consuming, and in any event takes expertise, expertise, and careful evaluation. 
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            Instead, a key focus of policymaking seems now to be the creation of
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           ideological performance art
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           .  That is, it is about making claims and issuing pronouncements that achieve memetic virality in the social media attention economy – dominating the discourse, thrilling one’s political base, rattling one’s political opponents, and conveying at least the momentary impression that one is doing bold and important things – before everybody moves on to paying attention to something else.  (What actually 
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           happens
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            later, in terms of policy outcomes, often seems to be of merely secondary or tertiary importance.  Dealing with eventual outcomes is at most a problem for another day’s attention economy, or better yet something for someone else to worry about entirely.)
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           In this context of policy-performative theatricality – and admitting that the real-world actions of Vladimir Putin surely have even more to do with NATO’s boost in defense spending than does the rhetoric of Donald Trump and his team – it is very important that our president can now say he pushed Europe into finally taking its own defense seriously.  There is real truth in this, and this narrative reduces the odds of American backsliding on its alliance commitments, giving Trump a stake in 
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           preserving
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            the metric of the ”win” by not undermining or sabotaging “his” own NATO spending bump by cutting back American involvement before that spending starts to produce results.
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           That said, of course, this naturally means NATO allies actually have to 
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           follow through
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            on the pledge.  U.S. presidents of all political stripes have been urging NATO to spend more for the last quarter century, and the former NATO defense spending target of two percent GDP goes all the way back to an oral pledge made in connection with the 
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    &lt;a href="https://www.nato.int/cps/en/natohq/official_texts_37920.htm?mode=pressrelease" target="_blank"&gt;&#xD;
      
           Riga Summit in 2006
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           .  NATO more 
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    &lt;a href="https://www.europarl.europa.eu/meetdocs/2014_2019/documents/sede/dv/sede240914walessummit_/sede240914walessummit_en.pdf" target="_blank"&gt;&#xD;
      
           formally ratified
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            that target 
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           in 2014 at the Wales Summit
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           , just after Russia’s 
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           first
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            invasion of Ukraine. Yet by 2021 – just before Putin’s 
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           second
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           , now full-scale invasion – only 
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           six
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             countries had met that target. 
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    &lt;a href="https://www.atlanticcouncil.org/blogs/econographics/whos-at-2-percent-look-how-nato-allies-have-increased-their-defense-spending-since-russias-invasion-of-ukraine/" target="_blank"&gt;&#xD;
      
           Even last year, ten years after Wales and nearly two decades after Riga,
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           nine
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           countries of the alliance remained short of two percent
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           .  That’s a pretty poor track record, to say the least.  A great deal rides on NATO being able to do much better now with its new target.
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            If NATO defense investments do pan out, however, that will be very good news both for European defense and for the U.S. alliance relationship. 
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            Maybe I’m being too optimistic, but it’s not entirely beyond imagining that the alliance could eventually end up
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           stronger
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            than it has been in a long time. 
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           A Europe better able to defend itself – especially in circumstances in which all those “low-density, high demand” American assets in Europe might suddenly have to be moved to the Indo-Pacific – might also be a Europe capable of playing a much more Trump-congenial role in a 
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           true
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            two-way partnership with the United States.  Indeed, if for some reason the threat of opportunistic Russian aggression in Europe were not too great – such as if Moscow remained bloodily bogged down in Ukraine or otherwise preoccupied – one might even imagine that some 
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           European
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            assets of this sort could perhaps be deployed to the Indo-Pacific to help 
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           us
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            somewhat with 
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           our
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             highest security priority in a crisis. 
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           Surely 
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           that
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           would surely be an attractive alliance from Washington’s perspective!  Under Secretary of Defense Bridge Colby has reportedly said, rather inexplicably, that “
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           we don’t want you
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           ” to help us in the Indo-Pacific, but his bosses would surely have a different view if things got really dicey out there.  In the event of crisis, help from our friends would surely be welcome in what Washington now considers the most important theater.
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           NATO Nuclear Weapons
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           With regard to NATO nuclear weapons, I’m 
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           not
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            persuaded it’s time to condone “friendly” proliferation to a country that is not today already a nuclear weapons possessor.  I’m realistic enough to acknowledge that given trends in today’s 
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           increasingly problematic multipolar environment
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            , I cannot rule out future circumstances of worsening Russian and Chinese threats and growing American isolationism in which I might be won around to such an argument.  But that is not today. 
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            The Second Trump Administration has not yet proved quite as isolationist as it initially seemed to signal – and as our allies feared and our adversaries hoped – and it’s premature to declare the demise of U.S. extended deterrence, especially if NATO allies continue to show Washington that they are committed to being resolute defense partners and these efforts are bolstered by a more robust Anglo-French approach to nuclear deterrence. 
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           On the issue of Europe’s indigenous nuclear deterrent, the recent Anglo-French 
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           Northwood Declaration
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             proclaiming a joint commitment to responding to extreme threats to Europe and deepening nuclear weapons-related cooperation and coordination – for instance, through the establishment a UK-France Nuclear Steering Group – strikes me as a good sign.  Nevertheless, given Russia’s willingness to use nuclear threats in coercive bargaining and its huge advantage in theater-range nuclear forces, Europe’s current indigenous arsenals still don’t seem large or flexible enough to be particularly effective from an escalation-management perspective. 
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           To be sure, the French have commendably retained an air-launched missile that would indeed seem to represent a rung of the escalation ladder below firing salvoes of Submarine-Launched Ballistic missiles (SLBMs).  But Britain and France could still use 
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           additional
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            national nuclear capabilities of more intermediate range and flexibility.  I don’t know what the odds are of London and Paris actually 
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           cooperating
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            on such a program, but whether they act jointly or severally, it is time for those countries to get back in the business of increasing the size of their arsenals – not necessarily by a lot, but in ways that help fill dangerous gaps and provide more deterrent flexibility.
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           As for what the best ways might be to do this, it’s not at all clear to me what the “realm of the possible” is in British and French nuclear weaponeering from the perspective of technical feasibility and infrastructure capacity, nor what might be 
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           politically
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           imaginable for them in terms of direct cooperation.  I know nuclear weapons issues have more domestic political salience and sensitivity over here than they do back in America.
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           Nevertheless, in the interest of stirring the intellectual pot in order to stimulate discussion here in this study group, at least, let me offer some imaginative and perhaps provocative speculations to get our discussions going.
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            First of all, if the stand-off range were good enough – as it likely would indeed be for the French ASN4G scramjet-powered hypersonic system currently under development – a new capability for non-stealthy external carry of an air-breathing nuclear standoff system on F-35 DCAs might be an effective way to add to a collective nuclear deterrent.  Another might be to put some American SLCM-N missiles in the Vertical Launch System (VLS) batteries of British nuclear-powered attack submarines – though this might perhaps require they be fitted with British warheads, which could be challenging for the 
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            Atomic Weapons Establishment
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             (AWE) at Aldermaston. (That’s a question for another day’s lawyering.)
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             Second – and even farther “outside the box,” perhaps – I find myself wondering what the United States will do with its current fleet of 1993-vintage B-2 “Spirit” strategic bombers once the new B-21 “Raider” comes online. 
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            I suppose my first preference – and a step arguably more consistent with an “America First” defense policy, it must be said – would be for Uncle Sam simply to undertake life-extension programs for those big stealthy birds in order to keep them in service longer, not unlike what we’ve done with our truly ancient B-52s since they transitioned into
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           stand-off
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            nuclear delivery service.  (The Spirits would also remain handy in other ways, not least because they can carry a
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           huge
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            conventional bomb load, and because I’m still not entirely sure the smaller B-21s can carry our enormous GBU-57 “bunker buster” munitions.) 
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            If the United States
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           didn’t
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            want to keep all of the old B-2s, however – and current U.S. assumptions are that we will not keep them in service – perhaps we might consider 
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           selling
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           them
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            to Britain, the nuclear-armed NATO ally with whom we have had an enormously close and cooperative nuclear deterrence relationship since 1958.  (Another scholar of these issues has alternatively 
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           urged that we give our old B-2s to Australia
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            , though presumably not for nuclear uses.  That’s not a bad idea either, but in both cases I fear our allies would struggle with the cost and effort of maintaining those finicky aircraft.)  In British service, I assume the Spirits would have no physical trouble carrying large – French? – standoff missiles for nuclear delivery, and they could likely still overfly some targets directly to drop nuclear gravity bombs. 
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           Conclusion
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            Anyway, it’s time for me to stop speculating – and time for us to begin what I am sure will be some really interesting discussions.  I hope that I’ve been able to provide some useful perspectives and some interesting, and perhaps provocative, “food for thought” to get things going here. 
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           Thank you for having me back to London, and thanks for listening.
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            ﻿
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           — Christopher Ford
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      <pubDate>Sun, 03 Aug 2025 15:25:49 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/some-thoughts-for-my-british-friends-on-nuclear-weapons-policy-and-deterrence-under-the-second-trump-administration</guid>
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    <item>
      <title>Nonproliferation and Geopolitical Structure: Conjunctive Polarities and the Challenges of a Doubly-Multipolar World</title>
      <link>http://www.newparadigmsforum.com/nonproliferation-and-geopolitical-structure-conjunctive-polarities-and-the-challenges-of-a-doubly-multipolar-world</link>
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           Below is the text upon which Dr. Ford based his remarks on July 22, 2025, to a conference sponsored by the Center for Global Security Research (CGSR) at the Lawrence Livermore National Laboratory.
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            Good afternoon, and thank you for having me here to the Livermore Lab once again.  The topic of this conference, “nuclear order and global disorder,” is certainly timely, and though I’m naturally able to offer only my personal views – which won’t necessarily represent those of anyone else – I’d like to offer some thoughts on the relationship between the nonproliferation regime and the broader structure of international order. 
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           Introduction
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            I’d like to walk through the ways in which I think the general structure of the international system affects the “realm of the possible” for nonproliferation.  Specifically, I’m in interested in how its varying polarities (i.e., unipolar, bipolar, or multipolar) help shape nonproliferation possibilities and challenges. 
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           When I speak of “polarities,” however, I mean this in two senses: not just in the general geopolitical one based upon the aggregation of military, economic, and political might, but also with respect to how nuclear weapons capabilities are distributed.  Over time, of course, those separate polarities have shifted, but they have shifted 
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           differently
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           , and their varying conjunctures have had important implications for nonproliferation. 
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           I offer this analytical as a way of explaining why I think we are now in transition to – or perhaps already in – an entirely new era for nonproliferation policy: a 
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           doubly-multipolar
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            time in which the challenges nonproliferation faces are likely to be perhaps greater than ever.
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           In focusing upon the polarity of system structure, of course, I don’t mean to make the relationship between structure and nonproliferation dynamics sound monocausal, for I do not think it is.  Nevertheless, I think system structure is important, and that different conjunctures of geopolitical and nuclear polarity have historically had notable implications for nonproliferation.
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           To offer a bit more about how I think this works, I’d like to walk you through the history of the nuclear age, which I divide for these purposes into four different eras, each of which represents a different combination of geopolitical-versus-nuclear polarities – with each combination helping give rise both to different nonproliferation possibilities and to different nonprolfieration challenges.  Some combinations, I’d argue, are (or were) more congenial than others from a nonproliferation perspective.
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           This I know I’ll be generalizing a lot, and glossing over some things that certainly 
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           aren’t
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            unimportant – including the emergence of the dangerous nuclear arms race between India and Pakistan, as well as the small but significant British and French nuclear weapons programs.  That said, I think here’s enough in my “conjunctive polarities” analysis to permit us to learn something about the new nonproliferation era we seem increasingly to be in.
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           The Nuclear Dawn – Geopolitical Bipolarity but Nuclear Unipolarity
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           Back at the “nuclear dawn” immediately after the end of the Second World War, the global system had become fundamentally bipolar, with the United States and the Soviet Union emerging as superpowers who would divide and shape the postwar world between them.  Nonetheless, the global system remained, in 
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           nuclear
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            terms – for a brief while, at least – 
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           unipolar
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            , for Uncle Sam was the only player with “The Bomb.” 
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           This was good for nonproliferation in that it opened up an opportunity for a bold attempt at nonproliferation-related institution-building, but this structure also put sharp limits on what that institution-building could actually achieve.  On the plus side, this was the era in which the United States proposed quite a radical answer to nuclear proliferation risks.  With their articulation of the Baruch Plan at the United Nations in 1946, the Americans urged the creation of a system of international control of nuclear technology centralized in a United Nations-based “Atomic Development Authority.”  After the creation of that authority, the United States proposed to relinquish its small arsenal of atomic weapons to the Authority, so that 
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           no state
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            would ever be permitted ever to build them again.  Or at least that was the idea.
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            The Baruch Plan was doomed, of course.  But it was also doomed, in some sense, precisely by the very conjunction of circumstances that made this ambitious proposal possible.  On the one hand, it was the world’s nuclear monopolarity that gave the Americans their opportunity to propose such a radical nuclear solution all on their own: at the time, theirs were the only nuclear weapons that needed to be disposed of. 
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           Yet if it was nuclear unipolarity made the idealism and boldness of the Baruch Plan possible, it was 
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           geopolitical bipolarity 
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            and the emerging Cold War competition that doomed it, for that bipolarity made the then-American nuclear monopoly intolerable to the other geopolitical bipole.  There was approximately
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           zero
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            chance that Stalin – then sprinting to get atomic weapons himself – was ever going to accept a system of international control proposed and designed by the Americans, nor trust that his great rivals would ever make good on their promise to dismantle the U.S. arsenal. 
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           Nuclear Cold War – Doubly Bipolar
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           After the Soviets detonated their first bomb in 1949, of course, the nuclear arms race was on.  Yet for all its fraught dangers of escalation and catastrophe, the Cold War – occurring in a world now bipolar in 
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           both
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            the geopolitical 
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           and
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             the nuclear senses – was a period remarkably conducive to nonproliferation institution-building, and which indeed saw a good deal of nonproliferation success.  In a “double-bipolar” system, as it turned out, the two big alliance leaders found themselves to share an interest in nonproliferation. 
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           This shared interest was not just for the more abstract reason that more nuclear players necessarily means more potential relational axes along which nuclear crises could occur.  Additionally – and perhaps, in that doubly bipolar context, more importantly – this shared U.S.-Soviet interest in nonproliferation also resulted from the fact that the emergence of 
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           additional
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             nuclear weapons powers might threaten the relative degree of dominance (and control) each superpower enjoyed over its alliance partners, and indeed other players too.  In fact, it might even lead to the rise of a third-party power that would present a new, direct nuclear threat to one or both of them. 
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           The rival nuclear superpowers might not agree on much else as they jockeyed to see whose system of order would prevail in the world, but they could thus agree that it would be best if there weren’t 
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           more
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            nuclear-armed powers.  And, as it happened, they 
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           did
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             agree – even to the point that Washington and Moscow cooperated effectively in co-drafting and co-sponsoring the text that ultimately became the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) in 1968. 
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           The United States, moreover, was very successful in using alliance relationships and security guarantees – all of which relied heavily upon America’s military might and centrality within the bipolar cluster of the non-Communist world – as an 
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           enormously powerful nonproliferation tool
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           .  An environment of geopolitical 
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           and
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             nuclear bipolarity, therefore, turned out to be a pretty congenial one for nonproliferation institution-building, and for its institutional success. 
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           To some extent, to be sure, the very bipolarity of the Cold War era created some proliferation 
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           pressures
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           , not all of which could be managed in the interests of systemic stability by America’s offering security guarantees for its friends or Soviet domination of Warsaw Pact client states.  China’s own development of nuclear weapons, in particular, seems to have been driven in part by a strong distaste for the “superpower monopoly” that was otherwise conducive to that era’s relative degree of nonproliferation success.  (And China’s arrival as a nuclear power in 1964 indeed greatly perturbed the superpowers, with Beijing under Mao Zedong becoming, in a sense, the prototypical nuclear “rogue regime.”  At different points, in fact, 
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           both
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            of the superpowers each briefly entertained the idea of a prophylactic nuclear strike against China.)
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           Yet, on the whole, the nuclear capabilities of the U.S. and Soviet Union – as well as their conventional military power – remained so great throughout this period, relative to those of other countries, that I think it’s still fair to regard the Cold War as being an era that was indeed fundamentally bipolar both in the broader geopolitical sense and in the more specifically nuclear one.  And, as far as nonproliferation was concerned, anyway, these years weren’t such a bad time.  The resulting global nonproliferation regime 
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           was
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            pretty successful in fending off the cascade of proliferation that had been expected.
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           Post-Cold War: Geopolitical Unipolarity but Nuclear Bipolarity
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           From a structural perspective, the 
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           post
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           -Cold War period was quite different, being generally 
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           unipolar
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            in its geopolitical structure during America’s time of unquestioned global supremacy, while yet remaining 
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           bipolar
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            in nuclear terms, with both Washington and Moscow each retaining – despite steep negotiated reductions – a nuclear arsenal of much greater size and potency than that of any other state.
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           In this new environment, nuclear proliferation emerged as an issue of much greater relative importance than it had enjoyed before.  I don’t mean that nonproliferation had been 
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           unimportant
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            during the Cold War, of course.  But nonproliferation had then been a 
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           second-order 
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            concern when ranked next to the core challenges of deterrence and superpower rivalry – and of preventing the kind of all-out nuclear conflagration that could have resulted from a failure of deterrence.  Significantly, however, those first order concerns related to the superpowers’ Cold War contest for power did not run at cross-purposes to that second-order emphasis upon nonproliferation, leaving the doubly-bipolar system of the 1949-1991 years a comparatively stable one from a nonproliferation perspective. 
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           But after 1991, with that core competitive dynamic having attenuated hugely due to the collapse of Soviet communism and the breakup of the Soviet Union, nuclear weapons proliferation to third-party states emerged as a much greater 
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           relative
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           threat than ever before.  As a result, nonproliferation did not remain merely a secondary concern, but now rose to the status of a 
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           first-order
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            concern for international security policy. 
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           Post-Cold War nuclear arms reduction by the former superpower rivals were responsible for some of this, because as the size and scope of the U.S. and Russian stockpiles plummeted, the 
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           relative
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            destabilizing impact even of a small third-party nuclear arsenal increased – and hence the importance of preventing proliferation.  Movement toward nuclear disarmament after 1991, in other words, inherently had the effect of making strict adherence to nonproliferation more systemically critical because it increased the “marginal value” of a nuclear weapon (and therefore, presumably, the attractiveness of proliferation).
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           Nonproliferation also increased in importance in the post-Cold War era because the U.S. monopole took up special systemic policing responsibilities even 
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           beyond
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            nuclear affairs.  This entangled nonproliferation in broader hopes for international peace and justice, too, for it is clearly much harder to intervene to stop ethnic cleansing or genocide by a heinous tyrant somewhere in the world if he has nuclear weapons!
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           For these reasons, nonproliferation moved up in status to become a truly 
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           first-order
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             priority for the United States and other Western powers in the post-Cold War environment.  Nonproliferation was, in a sense,
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           structurally
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            essential to then-prevailing system of order.
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            But there were clouds on the horizon.  Some of the very factors that made nonproliferation important created tensions, giving rise to additional proliferation pressures that the system needed to manage.  Those tensions may not have reached their full disruptive potential in those post-Cold War years of geopolitical monopolarity, but they nonetheless represented seeds that would be more free to sprout dangerously thereafter. 
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           For one thing, nuclear weapons proliferation’s augmented potential to upset the systemic applecart made such proliferation especially 
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           attractive
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            to those who
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           didn’t like
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            that prevailing applecart of nuclear bipolarity and geopolitical monopolarity.  If you were one of those rogue regimes that 
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           wanted
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            to do things to your citizenry that might tempt humanitarian-minded outside powers to intervene against you during the “
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           responsibility to protect
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            ” era, for instance – or if you simply wished to invade or destabilize your neighbors with impunity – getting nuclear weapons to deter such outside intervention had a strong appeal.  The geopolitical unipolarity of the post-Cold War era thus increased proliferation pressures by giving disruptive smaller states reasons to seek asymmetric advantages from nuclear weaponry precisely because “The Bomb” seemed to offer their only military hope vis-à-vis the American geopolitical monopole. 
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           This additional proliferation pressures were real, but nonetheless remained relatively manageable during the years in which U.S. military power reigned supreme and there was hence still a pretty good chance of someone being able to intervene before a new player got nuclear weapons.  This certainly didn’t work every time, of course, and we let the DPRK set a truly 
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           terrible
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            precedent in this regard.  Nevertheless, on the whole, the persistence and degree of U.S.-centric geopolitical unipolarity allowed the system nonproliferation “enforcement” opportunities with which it was able – more or less – to handle the proliferation pressures engendered by its structure.   These proliferation incentives would cause further problems later in a new environment of multipolar near-peer great power competition, but they remained manageable during most of the post-Cold War years.
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           Another problem with its roots during the post-Cold War period but that remained manageable for a while was that, in this era of 
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           de facto
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            unipolar systemic nonproliferation enforcement by the United States, the 
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           other
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             former Cold War superpower
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           lost
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            its traditional focus upon and interest in nonproliferation enforcement as systemic policing roles passed to the dominant Americans.  Over time, this left leaders in Moscow – whose predecessors had helped create the NPT regime – with little institutional memory of or commitment to nonproliferation, and no willingness to commit any special effort, blood, or treasure to its vindication. 
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            As for China, it began the post-Cold War era committed not to nonproliferation but instead to
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           proliferation
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           , being deeply involved in helping Pakistan develop its own nuclear weapons capabilities.  Both China and Russia, moreover, seem to have sensed that precisely 
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           because
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            the United States was so committed to nonproliferation, permitting or even encouraging the emergence of proliferation threats would be an effective way to distract and preoccupy American officials in ways that reduced the degree to which they were willing or able to contest the emergence of Russian and Chinese geopolitical revisionism as those powers worked to shift the system away from U.S.-centric monopolarity toward a more multipolar structure.
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           In this way did the structure of the post-Cold War era – unipolar in geopolitics but still bipolar in nuclear affairs – lay the seeds for its own erosion, and for that of the nonproliferation regime with it.
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           A Great-Power-Competitive, Doubly-Multipolar Present
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           Today, the structure of the international system is already quite multipolar in both the geopolitical 
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           and
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            – increasingly, as a result of China’s huge nuclear build-up – the 
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           nuclear
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            senses.  This is likely to have great nonproliferation consequences.
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           To begin with, the proliferation pressures created by lesser powers’ desire to provide themselves asymmetric advantages vis-à-vis possible attack by one or more of the great powers remain strong – indeed, arguably, stronger than ever.  As noted, during the post-Cold War era this mostly involved the desire of “rogue regime” autocrats to protect themselves from American-led intervention in the name of preventing various domestic or regional ills (including proliferation).  In the increasingly 
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           doubly bipolar
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            environment that began to emerge in the last handful of years, however, proliferation pressures now 
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           also
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            began to arise in states that faced growing threats from of Russian or Chinese revisionist aggression.  More states thus felt some temptation to develop nuclear weaponry than before.
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           The current era seems to be characterized by such extra-strong proliferation pressures, moreover, even as the international community’s ability to turn to and rely upon a robust and effective nonproliferation regime seems to be at a modern nadir.  Today, concerted collective action in response to proliferation threats is harder than ever to achieve thanks to distracting competitive rivalries between the United States, China, and Russia, to the lack of any serious commitment to nonproliferation exertion in Moscow and Beijing, and, in particular, to Russia’s emergence as an active and willful “spoiler” within international institutions as it seeks to browbeat the rest of the world into condoning Vladimir Putin’s brutal wars of territorial expansion.
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           Nor, in today’s more multipolar circumstances, is it as easy for U.S. allies to be confident in American alliance guarantees of conventional military support in a crisis.  In an increasingly multipolar world, the United States will unavoidably find it increasingly difficult to hold the line in using its military might to confront and hence deter aggression everywhere, at the same time.  And this, in turn, has begun to increase the incentives felt by U.S. allies to develop their own nuclear weaponry.
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           After all, there are only so many platforms to go around, and if things got really bad in the East, it’s hard to see any U.S. administration 
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           not
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            surging to the Indo-Pacific a lot of “low density, high-demand” military assets that are currently quite important to European defense.  (To the degree that Washington remains firmly committed to NATO, the same logic applies in reverse: in a multipolar context, allies in the Indo-Pacific will find it harder to imagine America standing by them as effectively against Chinese aggression if Russia is at war against NATO in Europe.)  Geopolitical multipolarity thus inherently stresses the nonproliferation regime by reducing the ability of U.S. allies to rely upon American firepower to defend them against aggression, thereby increasing those allies’ incentives to make up that security deficit through indigenous nuclear weaponization.
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           To shift from system-structure dynamics to more particularistic variables of policy and personality, moreover, it is worth noting that present-day Washington’s apparent ideological distaste for European liberal democracy and desire to reduce overseas U.S. military commitments and expenses increases the problem, by casting further doubt upon the solidity of American alliance guarantees to allies who have hitherto depended upon the United States for extended nuclear and conventional military deterrence.  In this context, it is even conceivable that at some sufficiently threatening point, American officials might in even be willing to 
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           condone or encourage
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             proliferation to one or more friendly states as the “least bad” remaining way to prevent them falling to Chinese or Russian predation once a strong forward-deployed U.S. conventional military presence had been ruled out. 
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            As I have outlined, in both the Cold War and (especially) the post-Cold War era, nonproliferation was a high priority for the most important countries in the international system, as well as a priority the pursuit of which was consistent with maintaining the stability of the prevailing system structure.  In a contemporary “double-multi” environment that is now multipolar not just in the geopolitical sense but increasingly also in the nuclear one, however, nonproliferation has fallen back to being merely one important priority among other competing important priorities. 
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           Some of these other priorities, moreover, may now actually exist in 
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           tension
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            with nonproliferation for more countries – not merely for those who now feel increasing incentives to consider nuclear weaponization in the face of Russian and Chinese aggression from which it is ever more challenging for the Americans to defend them, but also for the United States itself, the power upon whose energy, resources, and dedication to nonproliferation the global nonproliferation regime has previously come to depend.  From a nonproliferation perspective, this conjuncture does not bode well.
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           What to Make of This?
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            I don’t mean to be wholly pessimistic, for I do believe that nonproliferation retains a compelling logic for systemic stability reasons, and that many countries still understand this.  Nor, despite recent perturbations, have I entirely given up hope that the United States will effectively make good on its alliance commitments. 
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           Nevertheless, from a nonproliferation perspective, today’s doubly-multipolar world is clearly an unprecedentedly challenging place.  Precisely because I think these problems 
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           are
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            to some extent structural in derivation, moreover, it may be that they are not entirely soluble by “ordinary” policy choices within that system, even if we Americans and our allies work together impeccably.
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           That’s precisely why conferences like this are so important, as we seek the “least bad” way to manage the slow-motion proliferation crisis that is being created by the conjuncture of geopolitical and nuclear multipolarity.  Our leaders badly need wisdom right now as they confront these issues, and it’s our job to provide them with as much as we can.  So thanks, again, for pulling this group together.
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           -- Christopher Ford
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      <pubDate>Thu, 24 Jul 2025 19:15:01 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nonproliferation-and-geopolitical-structure-conjunctive-polarities-and-the-challenges-of-a-doubly-multipolar-world</guid>
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    </item>
    <item>
      <title>Diplomatic Dialogue Around Existential Risk: The Intellectual Architecture of the “CEND” Initiative</title>
      <link>http://www.newparadigmsforum.com/diplomatic-dialogue-around-existential-risk-the-intellectual-architecture-of-the-cend-initiative</link>
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            Below is the prepared text upon which Dr. Ford based his oral remarks at a conference sponsored by the
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           Centre for the Study of Existential Risk
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            (CSER) at Cambridge University on June 17, 2025. 
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            ﻿
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           Good afternoon, and thanks to 
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           Paul Ingram
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            and the 
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           Centre for the Study of Existential Risk
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            (CSER) or inviting me.
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            Paul has encouraged me to talk a bit about the “Creating an Environment for Nuclear Disarmament” (CEND) initiative that I began at the U.S. Department of State back during the First Trump Administration, and I’m happy to do so. 
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           The Origins of CEND
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           Pre-CEND
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           Disarmament Policy, Politics, and Performance
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            My bureau hosted the first CEND meeting at the U.S. Department of State in July 2019.  Its institutional origins, however, lie somewhat earlier, in work we did when I ran the WMD and Counterproliferation Directorate at the U.S. National Security Council (NSC) staff in 2017. 
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            It’s important to remember the nuclear disarmament-related context here. 
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           When I first arrived at the NSC to take the helm of the WMD directorate, we were taking over from the Obama Administration – which had gone to great lengths to encourage the global belief that we were moving inexorably toward nuclear weapons abolition.  As you may recall, President Obama made this idea quite central to his political “brand,” if you will, by emphasizing it in a famous 
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           speech he gave in the Czech Republic – at Hradcany Square in Prague – in April 2009
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           .  There, he pledged that “the United States will take concrete steps towards a world without nuclear weapons … [and] begin the work of reducing our arsenal.”
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            To be sure, the U.S. nuclear arsenal was by that point
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           already
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            down to only a small fraction of its Cold War size.  In fact, by the end of the George W. Bush Administration, our arsenal had been reduced by a stunning 
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           90 percent 
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           from its Cold War peak, having come back down to its 
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           smallest size since the Eisenhower Administration in the 1950s
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           . 
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           But rhetoric and symbolism apparently sometimes mean more than action to the disarmament community, and no previous U.S. president had leaned into the rhetoric and imagery of nuclear abolition like Obama’s team did with such flair.  And indeed he was rewarded for this with the Nobel Peace Prize later in 2009.
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           Some of this rosy glow had faded by the end of 2016, of course.  The Obama Administration had indeed set in motion further reductions in the size of the U.S. and Russian nuclear arsenals with the 
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           New START agreement of 2010
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           , but the disarmament community – its expectations raised to what was surely a wholly unrealistic fever pitch by Obama’s own rhetoric and antinuclear atmospherics – nonetheless squirmed as his administration also set in motion a very expensive program to 
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           modernize the United States’ ageing strategic nuclear delivery systems
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             for the first time since early in the Reagan Administration. 
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           Before long, commencement of the first phase of Vladimir Putin’s war of aggression against Ukraine in 2014, and 
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           Russia’s violation of the Intermediate-range Nuclear Forces (INF) Treaty
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           , also dampened hopes for more progress by making new arms control negotiations more politically challenging and reducing American faith that Putin would actually 
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           keep
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            any new deal that might be agreed.
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            Accordingly, the bloom had indeed somewhat left the Obama disarmament rose by the time I arrived at the NSC in January of 2017, and the policy community’s disarmament discourse felt confused and fractured. 
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           Having worked on such issues since my first tour at the State Department during the George W. Bush Administration, however, I had long since developed the impression that global disarmament discourse had become deeply dysfunctional.  I hope this won’t sound overly harsh, but to me it seemed that disarmament discourse was at risk of becoming little more than a form of anti-American and anti-Western political performance art alarmingly divorced from any real concern with the practical challenges of actually 
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           achieving
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            nuclear weapons reductions – much less eventual abolition – in the real world in which statesmen and security professionals lived and operated.
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           These pathologies were driven home to me with particular clarity in a discussion I recall having at a conference in the French town of Annecy in March 2007 with 
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           Sergio Duarte
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            – a Brazilian diplomat who shortly thereafter was appointed to be the United Nations High Representative for Disarmament Affairs, thus becoming in a sense the world’s highest-ranking disarmament official.  In 
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           my remarks to the conference on behalf of the George W. Bush Administration as U.S. Special Representative For Nuclear Nonproliferation
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           , I had stressed how large the U.S. nuclear reductions had been since the end of the Cold War. 
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            In discussions with Sergio afterwards, I pressed him, in light of these facts, on how he – and others in the disarmament community – could keep on insisting that the United States had consistently “failed” to make any meaningful progress on nuclear disarmament.  His reply was enlightening. 
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            As he explained it to me, the United States deserved no credit for scrapping all those weapons because
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           we no had longer needed them
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            on account of the end of the Cold War and the evaporation of our nuclear rivalry with the Soviet Union.  Because these weapons had simply become surplus to requirements, he argued, we deserved no real credit for having gotten rid of them.
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           This was eye-opening to me, for it brought home the degree to which the prevailing disarmament discourse had become a surreal exercise willfully divorced from reality.  Rather than being at least pleased that so much dismantlement had already occurred and simply urging that this process continue, Sergio told me it only “really” counted as “disarmament” for a country to relinquish nuclear capabilities 
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           that it still needed for its national security
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           .  Getting rid of nuclear weapons was therefore not 
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           per se
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             creditable.   It was only by a performative act of strategic self-harm that one could apparently be accepted as actually making progress toward disarmament. 
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            This logic seemed to suggest, in turn, that the disarmament community’s actual objective was not actually to see nuclear weapons go away than simply to undermine the security of the hitherto nuclear weapons-possessing states.  It also clearly signaled to me that major portions of the global disarmament community had reached an advanced state of intellectual and moral bankruptcy. 
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           Sergio’s comments indicated that the disarmament discourse of that period essentially 
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           precluded
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             genuine engagement with nuclear weapons possessors on precisely the real-world security challenges on which progress would need to be made if movement towards were to be able to continue.  (The point wasn’t about about how to allocate any “credit” for disarmament progress, but if there was to be a future for disarmament dialogue and diplomacy, it
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           did
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            matter for the future of disarmament dialogue, what was actually being demanded of nuclear weapons possessors!)
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            That conversation with Sergio Duarte is the point to which, in my own mind, I really date the birth of the CEND idea – though of course as an actual institution it didn’t emerge until more than a decade later.  That was when I started thinking about what could be done to redirect disarmament discourse in a less patently stupid direction, and onto a path along which countries might actually have real conversations about the kind of security conditions that it might be necessary to create in order for real-world leaders to make real-world decisions to reduce their nuclear arsenals. 
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            Rather than simply sneering at a country for getting rid of nuclear weapons that it no longer needed, I thought, why not acknowledge that not needing so many of them was actually a good thing?  And, if that were the case, what could the diplomatic community do to encourage more countries to reach such conclusions? 
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           If there was indeed any hope of disarmament, I felt, it clearly did not lie in the sterile posturings of the performative antinuclear moralism that seemed to have taken over the disarmament community.  Rather, the better path surely lay in actually trying to ameliorate adverse conditions in the security environment, so that more and more countries felt less and less need for such weaponry.
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           And that’s why, while CEND was formally “born” at the State Department in 2019, I would argue it was “conceived” in France in 2007.
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           The 2017 Nuclear Vision Review
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           In its specifics, CEND grew out of a review that I undertook at the National Security Council staff over the summer of 2017.  Having arrived in the wake of the Obama Administration’s pro-disarmament atmospherics, I felt it was important for us in the First Trump Administration to have something coherent and constructive to say on these issues for ourselves, one way or the other.
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            So we conducted what I myself thought of – though it really had no official name – as the “2017 Nuclear Vision Review.”  In the most basic sense, this was an after-action report on the entire Obama disarmament undertaking. 
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            We gathered up all the available U.S. intelligence reporting then available on how other counties had actually – that is, privately, in their own deliberations and policymaking – interpreted Obama’s “Prague Agenda,” with a particular focus upon its impact upon problem states of the international community such as our strategic adversaries and rogue state proliferators. 
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           We also quietly brought together a small but perspectivally diverse group of think tank scholars and academic experts for roundtable discussions on what factors seemed to lie behind the stalling of nuclear weapons reductions in recent years, what might help restart them, and what challenges would have to be met in order to envision a plausibly stable, nuclear-weapons-free world. 
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            I can’t pretend that we definitively answered all these questions, of course, but these discussions were very thoughtful and very helpful to our deliberations.  They fed into an internal document I drafted for National Security Advisor H.R. McMaster, summarizing what I believed this exercise had taught us. 
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           I no longer have access to that document, of course, it being quite highly classified on account of all that intelligence information on how various world leaders seemed really to view and respond to Obama’s disarmament agenda. Nevertheless, I do recall that the conclusions were somewhat demoralizing, at least from a disarmament perspective.  The Prague Agenda may have gotten Obama a nice medal, but apart from New START – which was an important agreement, but one that was admittedly merely evolutionary rather than revolutionary, and in no way genuinely transformative – the “Prague” initiative achieved remarkably little.  Indeed, it actually made some important powers more distrustful of the United States, and more wedded to their own nuclear weaponry, rather than less so. 
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           On the whole, Obama’s Prague initiative seemed by 2017 to have quite run out of intellectual steam.  Nor, in fact, did it seem to have any real vision of how it would (or even 
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           could
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           ) achieve its ultimate ends, apart from muddling forward with the ever-harder problem of negotiating gradual reductions in a context in which major players still felt keeping 
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           some
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            nuclear weapons was essential to their security and increasingly feared that reductions would bump up against whatever “minimum” level of capability it was that they required. 
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           And, speaking analytically, it’s not hard to see why things would indeed inevitably get increasingly difficult as reductions continued.  I can see at least three problems.
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           First, even as possessor states’ security sensitivities over making further cuts increased, the requirements for timely verification of such cuts would become ever more demanding while at the same time the incentive to cheat would grow, for the game-theoretically unavoidable reason that the relative potential military advantage to be gained from any given quantum of new or retained nuclear weapons capacity would tend to 
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           increase
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            as overall arsenals 
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           shrank
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           . 
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            After all, having a few nuclear weapons that your adversary doesn’t know about isn’t that big a deal if your respective arsenals are still quite large.  (If I have 2,000 and you have 2,100, this isn’t thatbig a threat to me.)  But if overall arsenals are small, a few weapons one way or the other could have huge implications. 
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           This means that as you get toward “Zero” – and particularly 
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           at
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            “Zero” – both cheating 
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           by
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            prior possessors and proliferation 
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           to
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             new ones would become vastly, even geometrically, more attractive.  And
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           this
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            would in turn require any disarmament regime to develop extraordinarily intrusive verification protocols, while simultaneously allowing such protocols essentially
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           no
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            margin for error.   This would make it devilishly hard to fashion a really good abolition agreement.  So that’s a first problem.
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           Second, one would also have to ensure – in a world in nuclear knowledge and materials could not be 
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           un-invented
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            – that the first major crisis between reasonably sophisticated powers did not quickly produce a “
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           reconstitution race
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           ,” in which both parties would rush to rebuild a nuclear arsenal, and in which whomever builds new weapons first would feel a powerful incentive to use them on its adversary before that country acquired them too.  That risks making “Zero” dangerously game-theoretically unstable.  And that’s a second problem.
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           Third, even if you did manage to figure all this out and make nuclear weapons disappear, moreover, there would still remain the challenge of how to ensure continued avoidance of large-scale 
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           conventional
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            war between the great powers once the deterrent effect nuclear weaponry had been removed.   
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           If you couldn’t ensure that a world of nuclear weapons abolition wasn’t one wracked by large-scale conventional great power war, this might make abolition seem 
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           worse
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            for humanity than some possible world stabilized by a deterrence standoff with nuclear arsenals of small-to-modest size.  So that would be a third challenge.
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           I am not saying that these problems are 
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           necessarily
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             insoluble.  That might, or might not, be the case. 
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           My point is merely that these difficulties seem logically inherent in the nature of the disarmament enterprise when it is viewed through the prism of how to make disarmament work 
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           as an effective, real-world policy choice
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            . 
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           We never surfaced the full set of findings and information behind the “NVR,” but I did get the opportunity to use it as the basis for 
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           my remarks in October 2017 to a conference sponsored by the disarmament activists of the Ploughshares Fund
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           . 
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           I began this de facto rollout of our findings by arguing that “the conventional wisdom of the disarmament community” that “treats nuclear weapons primarily as a cause, rather than a symptom, of insecurity” – that is, those who focus upon “weapons, rather than upon conditions” – had basically gone bankrupt, and that President Obama’s disarmament agenda had run out of steam. 
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            Nonetheless, I suggested, it was “still possible to speak realistically and constructively about nuclear disarmament,” and it was “time to explore alternative approaches.” 
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           “But it may be[, I said,] that the answer isn’t something entirely new, but rather a wisdom that has been hiding in plain sight all along – and in a form with which most of the countries of the world have professed agreement for nearly as long as I have been alive.  … [T]he 
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           NPT Preamble
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            points out the need for the ‘easing of international tension and the strengthening of trust between States … in order to facilitate’ disarmament.  This – and the causal ordering it signals about how to advance disarmament – is the conceptual key to understanding what ‘effective measures relating to nuclear disarmament’ we should pursue in accordance with Article VI [of that Treaty].
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           “…  If there exists a viable road to disarmament in the current security environment … it surely must run through the amelioration of such adverse geopolitical conditions [of tension and distrust].  If we can successfully address those conflicts and rivalries, reducing or even eliminating the weapons themselves may be possible; if we cannot, it’s hard to see how any [primarily] weapons-focused agenda could succeed.”
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           In concluding, I stressed to the Ploughshares meeting what I argued were some basic truths that needed to be acknowledged:
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            how far we are today from the conditions that would actually make elimination possible, and how addressing those underlying conditions is really the rub of the challenge, without which no approach that focuses solely on arms could succeed; 
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            how little we really know about the future and the threats we might face therein; 
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            the degree to which a full flowering of the world envisioned by Article VI of the NPT must necessarily await a strategic environment quite different from our world today; and 
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            the danger that unrealistic expectations about nuclear disarmament, combined with overstated linkages between disarmament and nonproliferation, could put international commitments to nonproliferation at risk.
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           There would be many, I said, who wouldn’t like hearing these truths.
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           “But such a vision would not give up on the possibility and the long-term goal of disarmament, either – nor on the hope of negotiating incremental downward steps over time when, and to the degree that, real-world conditions permit.  Indeed, if it could escape the conceptual ruts of the current conventional wisdom and devote itself instead more effectively to addressing the conditions of conflict and insecurity that are the real problem inhibiting such progress, such an approach has the potential to end up being a better way to work toward a disarmament-facilitating ‘easing of international tension and … strengthening of trust between States’ (in the words of the NPT Preamble) than any other path available today.  After all, Article VI obliges us to pursue effective measures, not ineffective ones.  Why not explore new possibilities when what has been tried isn’t working?”
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           And that speech, in an admittedly lengthy nutshell, was the intellectual foundation of what emerged as CEND a few months later.
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           CEND Gets Going at the State Department 
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            After I moved from the NSC to the State Department in January 2018, therefore, it was only natural to try to see if we could take this theory and turn it into some kind of diplomatic reality.  Hence we started working to establish a new diplomatic dialogue, open, in principle, to any country serious about disarmament-related engagement. 
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           And in fact, a remarkable group of countries actually responded to our invitation.  Our first plenary meeting in July 2019 brought together, as I recall, some 40-odd national delegations, coming from 
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           “a wide range of diverse countries — nuclear weapons possessors and non-possessors, industrialized and developing nations, nuclear alliance members and ‘Ban Treaty’ adherents, and key players from both sides of political and ideological fault lines in the Middle East, South Asia, Europe, and East Asia alike — to set this process in motion and identify broad sets of issues that need to be addressed.”
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           As I put it 
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           at that first meeting
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           , our objective was to engage in “exchang[ing] perspectives and brainstorm[ing] ideas” in three general topic areas:
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            “Reducing perceived incentives for states to retain, acquire, or increase their holdings of nuclear weapons[;]
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            “Multilateral and other types of institutions and processes to bolster nonproliferation efforts and build confidence in, and further advance, nuclear disarmament[; and]
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            “Interim measures to address risks associated with nuclear weapons and to reduce the likelihood of war among nuclear-armed states.”
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           The conceptual touchstone of the effort, 
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           we made clear
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           , was 
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           “the insight that disarmament can and will move forward only to the degree that the international community is able to address the security issues that underlie States’ rationales for retaining nuclear weapons.”
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           Lessons and the Future?
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           Having resigned from the State Department in early January 2021, of course, I have much less visibility into how the CEND initiative has fared since then.  Under the Biden Administration, they moved the CEND coordinating role from my former 
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           Bureau of International Security and Nonproliferation
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            (ISN) to the 
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           Bureau of Arms Control, Deterrence, and Stability
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             (ADS), and they redirected one of the CEND working groups to look at the impact of emerging technologies upon nuclear disarmament issues. 
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           The cycle of CEND diplomatic engagement, however, survived at least through 2024.  As recounted 
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           on the Department’s website
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           , in fact, CEND Subgroup 3 issued 
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           a report in June 2024
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             that discussed nuclear risk-reduction measures. 
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           That June 2024 document wasn’t a consensus report agreed by all delegations, and I cannot claim to agree with all that’s in it myself.  (It may actually be that 
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           nobody
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            agrees with every word in it; as I said, it wasn’t a consensus document.)  Nevertheless, the report did represent the fruits of a great deal of quite serious and wide-ranging discussion about the deteriorating security environment and the ways in which various delegations felt that unilateral, bilateral, and/or multilateral risk-reduction measures could help improve things. 
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            Since my ambition for CEND centered not upon trying to drive disarmament dialogue toward any
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           specific
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            conclusion but rather – as a critical but antecedent step – simply upon trying to rescue disarmament discourse from the abject silliness and sterility into which it had fallen, I think this all counts as something of a success.
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            It remains to be seen, of course, what the Second Trump Administration will do with CEND – or, in the event that the new team is not interested, whether the other CEND stakeholders will continue this dialogue without the United States. 
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           Given President Trump’s professed commitment to a “
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           Peace Through Strength
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           ” approach to international relations even while also clearly 
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           loathing the nuclear arms race
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            and apparently still hoping to create for himself some kind of grand legacy as a peacemaker, however, it is not beyond imagining that the Second Trump Administration will continue – and perhaps even will advance – the CEND dialogue that the First Trump Administration began.
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           We shall see.  It remains my hope that these diplomatic engagements on which I spent so much time several years ago will be able to contribute constructively to future progress in helping mankind figure out how to meet the challenges of managing existential risk in the nuclear arena.
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           Thanks for listening.
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           —Christopher Ford
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&lt;/div&gt;</content:encoded>
      <enclosure url="https://irp.cdn-website.com/ce29b4c3/dms3rep/multi/CSER+logo.jpg" length="31541" type="image/jpeg" />
      <pubDate>Thu, 19 Jun 2025 11:37:30 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/diplomatic-dialogue-around-existential-risk-the-intellectual-architecture-of-the-cend-initiative</guid>
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    </item>
    <item>
      <title>Transatlantic Turbulence in Nuclear Weapons and Deterrence</title>
      <link>http://www.newparadigmsforum.com/transatlantic-turbulence-in-nuclear-weapons-and-deterrence</link>
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            Below is the text upon which Dr. Ford drew in delivering his remarks at a conference on "Transatlantic Turbulence: What Next for European Defence?" held at the
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           University of Birmingham
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            on June 13, 2025.
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           Good afternoon and thank you for inviting me.
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           You certainly don’t need me to describe the security threats facing the Atlantic Alliance from Russian aggression today. As someone who has spent my career in the U.S. national security and foreign policy community, however, let me focus more on the “transatlantic” piece of the problem – which is to say, the remarkable period in which we find ourselves in terms of 
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           U.S. policy
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           .  So with the usual caveat that I can only offer my personal views, which will not necessarily represent those of anyone else, let me offer a few thoughts.
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           The “American Question”
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           There is little question that, whatever it actually is today, the United States commitment to supporting the countries of Europe and the NATO alliance is no longer quite what it once was.  But the reasons for this go far beyond just the problem of Europe’s still lackluster defense and security policies.  (After all, U.S. presidents have been calling upon Europe to spend more on its own defense 
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           since at least 2002
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           , and even Barack Obama – no Republican security hawk he – felt it necessary to call out the Europeans for being “
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           complacent
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           ” about their own security.)
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            The additional wrinkle today stems from the way that “Europe” appears to resonate in current U.S. domestic politics to some of the people in under the Second Trump Administration.  When I say “Europe” in this context, however, I mean it not in a strictly geographic sense, but rather in a broader and more figurative one that lumps together all the relatively politically progressive developed Western democracies, not excluding Canada. 
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           From the standpoint of many in the modern American populist Right, this socio-cultural “Europe” appears to be understood primarily through the prism of 
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           U.S.
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            domestic politics.  Indeed, the countries of “Europe” are seen as 
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           de facto
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           extensions
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             of America’s domestic politics.  Specifically, those countries are seen as being essentially clones, or at least siblings or allies, of the domestic political opposition to President Trump in the Democratic Party. 
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           With the exception of European countries where right-wing parties have managed to win power, in other words, the democracies of Western Europe are thus assumed to be inherently hostile to the MAGA movement, and hence also axiomatically hostile to the United States.  Thus, for example, could President Trump declare even back in 2018, that “
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           the European Union is a foe
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           .”
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            These attitudes hardened after Trump’s election loss in 2020, and today they seem to represent a powerful current within the Second Trump Administration’s foreign policy thinking. 
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           This shift has been most obvious in things such as Vice President Vance’s famous speech to the Munich Security Conference, where he decried the role of European governments and EU “commissars” in suppressing disfavored speech, comparing them explicitly to what he said were the policies of the Biden Administration in the United States.  According to Vance, in fact, the biggest threat in Europe is not Russia, China, or “any external actor,” but rather “
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           the threat from within
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           ” he said was posed by those seeking to enforce progressive political norms upon the European population.  (It should perhaps not have been surprising, then, that on that same trip, Vance 
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           chose not to meet with German Chancellor Olaf Shultz but did meet with the leader of Germany’s far-right Alternative für Deutschland (AfD) party
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           .  In fact, then-Trump senior official Elon Musk had actually publicly 
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           urged Germans to vote for the AfD
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           .)
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           These dynamics are also visible elsewhere.  Today, for instance, the U.S. Department of State under Marco Rubio – written by someone named Samuel Samson, who is described as a “Senior Advisor for the Bureau of Democracy, Human Rights, and Labor” – emphasizes the importance of building and maintaining relationships with “
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           civilizational allies
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    &lt;/a&gt;&#xD;
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           ” in Europe.  Who these allies are and what civilization is referenced are not clearly specified in Samson’s paper, but that same document defends the AfD and far-right French politician Marine LePen as being victims of progressive leftist suppression.  It also also defends “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://statedept.substack.com/p/the-need-for-civilizational-allies-in-europe" target="_blank"&gt;&#xD;
      
           Christian nations like Hungary
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” against charges that their politics have turned authoritarian and self-avowedly “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.reuters.com/article/world/hungarian-pm-sees-shift-to-illiberal-christian-democracy-in-2019-european-vote-idUSKBN1KI0BX/" target="_blank"&gt;&#xD;
      
           illiberal
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” under rulers such as 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.csmonitor.com/World/Europe/2020/0409/From-democracy-to-authoritarianism-Hungary-under-Orban-audio" target="_blank"&gt;&#xD;
      
           Viktor Orbán
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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           These perspectives may also help explain the sympathies that some in the MAGA ecosystem seem to show toward Vladimir Putin and his vastly 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           more
          &#xD;
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    &lt;span&gt;&#xD;
      
            illiberal and authoritarian regime in Russia.  Putin, after all, has himself rather leaned into political narratives that outdo even MAGA partisans in their hostility to modern Western progressivism.  To hear Putin tell it, for instance, the values of the modern West represent nothing short of “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.nytimes.com/2022/09/30/world/europe/putin-speech-ukraine-russia.html" target="_blank"&gt;&#xD;
      
           Satanism
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .”  He says he believes the West to be a hotbed of “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.independent.co.uk/news/world/europe/putin-speech-today-address-west-b2286328.html" target="_blank"&gt;&#xD;
      
           paedophilia
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” and his regime 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.hrw.org/news/2024/02/15/russia-first-convictions-under-lgbt-extremist-ruling" target="_blank"&gt;&#xD;
      
           persecutes the Russian LGBTQ community under sweeping laws that criminalize “extremism
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .” 
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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           Accordingly, if a figurative “Europe” is America’s foe due to its commitment to progressive political values, it’s not too hard to imagine 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.nytimes.com/2024/02/08/opinion/why-maga-loves-russia-and-hates-ukraine.html" target="_blank"&gt;&#xD;
      
           right-wing Americans assuming that Russia must therefore be something not unlike our friend
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .  The media has widely reported President Trump’s ambivalence on this score, but such thinking may also help explain why then-Trump senior advisor Elon Musk could 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://news.sky.com/story/elon-musk-calls-us-senator-mark-kelly-a-traitor-for-visiting-ukraine-as-democrat-fires-back-13326079" target="_blank"&gt;&#xD;
      
           call one U.S. Senator a “traitor” merely for having visited Ukraine
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           . 
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           Since 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://uscode.house.gov/view.xhtml?req=granuleid:USC-1999-title18-section2381&amp;amp;num=0&amp;amp;edition=1999#:~:text=Whoever%2C%20owing%20allegiance%20to%20the,not%20less%20than%20%2410%2C000%3B%20and" target="_blank"&gt;&#xD;
      
           the U.S. Code specifies
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            that the crime of treason consists of levying war against the United States or adhering to its enemies, for an American to be a “traitor” for supporting Ukraine, it must therefore be the case that Musk thinks Ukraine our 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           enemy
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
            – making 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           us
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           , one might infer, Russia’s 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ally
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            .  Musk being Musk and an inveterate social media troller, it may be that this particular comment was not – how to put it? – carefully thought through, but it is at least suggestive of an attitude quite different from prior U.S. views of Moscow. 
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
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  &lt;/p&gt;&#xD;
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    &lt;span&gt;&#xD;
      
           At the very least, there seems to be a remarkable 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           lack
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            of any feeling of threat from Russia.  Just yesterday, in fact, the U.S. Deputy Secretary of State described NATO as being “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.nytimes.com/2025/06/12/us/politics/state-department-feud-landau-whitaker.html?smid=nytcore-ios-share&amp;amp;referringSource=articleShare&amp;amp;sgrp=c-cb" target="_blank"&gt;&#xD;
      
           a solution in search of a problem
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .”
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           It is also true, of course, that – apparently surprised by the Russian dictator’s entirely unsurprising refusal to stop 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.hrw.org/news/2025/05/22/ukraine-escalating-russian-attacks-civilians" target="_blank"&gt;&#xD;
      
           attacking Ukrainian civilians
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            – Trump has more recently called Putin “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.politico.eu/article/donald-trump-vladimir-putin-absolutely-crazy/" target="_blank"&gt;&#xD;
      
           CRAZY
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” (in all-caps).  This may be somewhat more reassuring to Europeans, but it also still underlines the more basic point: our allies may feel that they haven’t the foggiest idea what to expect from American policy from one day to the next.  And that’s got to be somewhat worrisome from the perspective of a U.S. ally whose security relies upon the United States 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           absolutely
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            being there in a pinch, when things are really tough.
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            For present purposes, I will myself take no position on the merits or demerits of current U.S. policy but such apparent sentiments unquestionably present novel challenges to America’s traditional international security partnerships, including –especially – the transatlantic community and the NATO alliance. 
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Is China Different?
          &#xD;
    &lt;/strong&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           For those of us who focus, in particular, upon strategic competition with China, one key question is whether – or to what degree – this new strain in U.S. foreign policy thinking will have spillover effects upon deterrence in the Indo-Pacific.  I could see this going one or the other of two very different ways.
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           On the one hand, it is easy to imagine that U.S. allies in Asia would find it deeply disturbing to see the Americans backtracking on their longstanding commitment to NATO for what purport to be 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           principled
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            reasons.  This would go notably beyond simply acknowledging the obvious strains being placed upon both our nuclear and conventional force posture from having to deter territorial aggression by 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           two
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
            near-peer nuclear great powers, in 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           two
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
            theaters, at the same time.  If this really is, instead, about issues of principle, if we cannot be trusted to support our allies in one theater, how could they trust us to stick with them in another?
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           On the other hand, however, it may be that the Indo-Pacific is “different.”  To be sure, U.S. allies in the Indo-Pacific are no paragons of high defense spending and national security seriousness either.  Nevertheless, the governments of Japan, South Korea, the Philippines, and Taiwan do not map onto American domestical political narratives and culture war disputes as clearly as the democracies of Western Europe might seem to do.  (Australia may be a more complicated case, especially under the current Labour government of Anthony Albanese, which recently 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.bbc.co.uk/news/articles/cvg7x1glvwdo" target="_blank"&gt;&#xD;
      
           surged back into power on a wave of political anger at Donald Trump’s tariff policies
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           , much like 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.bbc.co.uk/news/articles/c4g2y7969gyo" target="_blank"&gt;&#xD;
      
           Mark Carney’s Liberals did in Canada
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .)  Perhaps the political dissimilarity of most of our Asian allies makes American commitments in the Indo-Pacific less politically problematic in MAGA eyes.
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           From the MAGA perspective, it may also be that China itself is different.  Very different.  The People’s Republic of China, after all, is not, like Russia, an authoritarian regime claiming to ground its politics in traditional Christian religiosity, 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.economist.com/culture/2024/12/11/the-unholy-alliance-of-the-russian-orthodox-church-and-the-kremlin" target="_blank"&gt;&#xD;
      
           supported by a cadre of militant Christian clerics
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           , and taking 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://nwc.ndu.edu/Portals/71/Images/Publications/Kennan%20Cable_94%20-%20Russia's%20Holy%20War%20against%20the%20West.pdf?ver=Ym3zUC0V3r551NYBMkwqtg%3D%3D" target="_blank"&gt;&#xD;
      
           strident “culture war” positions against Western progressive political values and woke identity politics
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            .  China is, on the contrary, a much more culturally and racially “alien” dictatorship – and one, quite significantly, that officially adheres to the “godless” theories of atheistic Communism. 
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           For both of these reasons, it may therefore not follow inexorably from the weakening U.S. commitments to NATO that our allies should also count us out in the Indo-Pacific.  Perhaps Asia really is “different.”
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           Even if this were the case, of course, our Asian allies may not see things that way, and may still find it disturbing to think we might be willing to abandon even the region of the world out of which our deepest American traditions actually grew.   Nor would there be any guarantee that 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           China
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            would understand this distinction either, perhaps concluding from the Second Trump Administration’s distaste for our European allies – whom our Secretary of Defense has described in all-caps as “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.nytimes.com/2025/03/25/world/europe/signal-jeffrey-goldberg-message-hegseth.html" target="_blank"&gt;&#xD;
      
           PATHETIC
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” – that we wouldn’t really be willing to defend our allies in the Indo-Pacific either.  (Such misunderstandings in Beijing, of course, could lead to a failure of deterrence.)
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           I also recognize that even if our alliances in the Indo-Pacific remain today just as strong as ever, this would be small consolation for Europe.
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Nuclear Weapons Pressures
          &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           So what of Europe, then?  From the perspective of nuclear weapons policy and deterrence, what might all his mean for the transatlantic relationship? 
          &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Well, one obvious challenge stems from the ways in which all this is putting pressure on the nonproliferation regime.  In particular, they may be giving new incentives to the countries of Europe to consider building up their own nuclear weapons capabilities, not merely in terms of an enlargement and diversification of the existing British and French arsenals, but potentially even through proliferation to additional states. 
           &#xD;
      &lt;/span&gt;&#xD;
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  &lt;/p&gt;&#xD;
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    &lt;span&gt;&#xD;
      
            
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      &lt;span&gt;&#xD;
        
            After all, even
           &#xD;
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           before
          &#xD;
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      &lt;span&gt;&#xD;
        
            the arrival of the Second Trump Administration signaled the beginning of a period of reduced U.S. commitment to NATO, the mainstream 
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    &lt;span&gt;&#xD;
      
           American
          &#xD;
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      &lt;span&gt;&#xD;
        
             national security policy community, at least, was already coming around to the idea that the United States once again needs to be building
           &#xD;
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    &lt;span&gt;&#xD;
      
           more
          &#xD;
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    &lt;span&gt;&#xD;
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            nuclear weapons systems.  On this, the traditional “Doves” in the Democrat Party seem to have ended up reluctantly agreeing with traditional Republican “Hawks.” 
           &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           It isn’t too surprising, of course, for 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/opportunistic-or-coordinated-adversary-aggression-and-the-nuclear-force-posture-problem-of-numbers-and-types" target="_blank"&gt;&#xD;
      
           hawks like me to be calling for a stronger U.S. nuclear force posture in response to China’s shocking nuclear buildup and the advantages we have allowed both Russia and China to develop in theater-class nuclear systems
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .  Nor is it surprising for other 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://nipp.org/wp-content/uploads/2025/04/Vol.-5-No.-3.pdf" target="_blank"&gt;&#xD;
      
           conservative American think tank scholars to be advocating uploading more warheads onto U.S. strategic delivery systems
          &#xD;
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      &lt;span&gt;&#xD;
        
            . 
           &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
          &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           But things have moved far beyond that.  In 2023, the 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.ida.org/-/media/feature/publications/a/am/americas-strategic-posture/strategic-posture-commission-report.ashx" target="_blank"&gt;&#xD;
      
           bipartisan Strategic Posture Review Commission (SPRC) reached the unanimous conclusion
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            that the existing U.S. nuclear delivery system modernization program, while necessary, was no longer sufficient to meet our nuclear force posture needs.  More remarkably still, by the time it left office, even the Biden Administration had begun hinting rather openly that the United States would likely need more nuclear weapons in order to respond to today’s threats and deter tomorrow’s – a message that Biden officials conveyed in both 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.armscontrol.org/2024AnnualMeeting/Pranay-Vaddi-remarks" target="_blank"&gt;&#xD;
      
           June
          &#xD;
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    &lt;span&gt;&#xD;
      
            and 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.defense.gov/News/Speeches/Speech/Article/3858311/nuclear-threats-and-the-role-of-allies-remarks-by-acting-assistant-secretary-of/" target="_blank"&gt;&#xD;
      
           August
          &#xD;
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    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
             of 2024. 
           &#xD;
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  &lt;p&gt;&#xD;
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           Agreement had certainly not yet crystallized on exactly what (and how many) new things might be needed, but it is clear that by late 2024, a consensus had indeed formed among mainstream national security experts on both sides of the political aisle in Washington that stable deterrence today requires more Western nuclear weapons and delivery systems.   
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           To the degree that this is the case – and if the burden of deterring Russia, at least, now needs to fall more and more on European shoulders in light of the policies of the Second Trump Administration – this obviously begs all sorts of questions not just about America’s future nuclear posture, but also about that of Europe.  Such questions are a long way from being answered, but already we have seen the 
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    &lt;a href="https://www.ft.com/content/f9e5f2a9-5d81-4557-af6d-ed3a33eecf1a" target="_blank"&gt;&#xD;
      
           President of Poland call for the deployment of U.S. nuclear weapons to Polish soil
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           , the President of France 
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    &lt;a href="https://www.dw.com/en/macron-open-to-deploying-french-nuclear-weapons-in-europe/a-72534138" target="_blank"&gt;&#xD;
      
           speculate about the possibility of extending a French “nuclear umbrella” to other countries in Europe
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           , and British officials 
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    &lt;a href="https://www.nytimes.com/2025/06/02/world/europe/uk-defense-review-starmer-nuclear-submarines.html" target="_blank"&gt;&#xD;
      
           reportedly consider once again acquiring dual-capable aircraft capable of delivering nuclear weapons
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           .
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           All this should make our discussions on this panel 
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           very
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      &lt;span&gt;&#xD;
        
             interesting. 
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           Where Will (or Can) All This Go?
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           Speaking as someone who has worked on strategic competition and nuclear weapons issues for most of my professional career in Washington, moreover, I find it striking how little the MAGA movement seems so far to have focused upon nuclear weapons and deterrence policies at all.  (They have clearly had other priorities, such as immigration and what they describe as “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.washingtonpost.com/politics/top-wh-strategist-vows-a-daily-fight-for-deconstruction-of-the-administrative-state/2017/02/23/03f6b8da-f9ea-11e6-bf01-d47f8cf9b643_story.html" target="_blank"&gt;&#xD;
      
           deconstruct[ing] the administrative state
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           ” and its “
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    &lt;a href="https://www.nytimes.com/2025/01/23/opinion/russell-vought-trump-second-term.html" target="_blank"&gt;&#xD;
      
           woke and weaponized bureaucracy
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            .”)  Where their
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           nuclear weapons
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            thinking will end up going thus seems to be still somewhat up in the air. 
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           On the one hand, President Trump seems to be fiercely devoted to the idea of a “
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    &lt;a href="https://www.whitehouse.gov/articles/2025/03/president-trump-is-leading-with-peace-through-strength/" target="_blank"&gt;&#xD;
      
           Peace Through Strength
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    &lt;/a&gt;&#xD;
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           ” approach to international relations.  To the 
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    &lt;a href="https://www.nytimes.com/2025/05/31/opinion/trump-taco-resilient.html" target="_blank"&gt;&#xD;
      
           limited degree that his administration can be understood based upon precedents and principled consistency
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           , moreover, it’s worth remembering that in Trump’s first term, he moved quickly to deploy a new, lower-yield warhead (the 
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    &lt;a href="https://www.defense.gov/News/Releases/Release/Article/2073532/statement-on-the-fielding-of-the-w76-2-low-yield-submarine-launched-ballistic-m/" target="_blank"&gt;&#xD;
      
           W76-2
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            ) and began work on a new, submarine-launched nuclear-armed cruise missile (the 
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    &lt;a href="https://news.usni.org/2025/02/17/report-to-congress-on-nuclear-sea-launched-cruise-missile" target="_blank"&gt;&#xD;
      
           SLCM-N
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            ) in order to provide new U.S. nuclear capabilities to at least
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           partially
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            counteract and deter threats from existing theater-level systems in both Russia and China.
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  &lt;/p&gt;&#xD;
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           On the other hand, President Trump also seems to hate and fear nuclear weaponry, feelings he seems to have held 
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    &lt;a href="https://www.bbc.co.uk/news/world-us-canada-40879868" target="_blank"&gt;&#xD;
      
           since the 1980s
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           .  As a self-proclaimed master of the “
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    &lt;a href="https://www.amazon.co.uk/Trump-Art-Deal-Donald/dp/0399594493" target="_blank"&gt;&#xD;
      
           Art of the Deal
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           ,” moreover, Trump has spoken about his desire for what he (somewhat confusingly) calls “
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    &lt;a href="https://www.voanews.com/a/trump-wants-denuclearization-talks-with-russia-china-hopes-for-defense-spending-cuts/7974285.html" target="_blank"&gt;&#xD;
      
           denuclearization” talks with both Russia and China, which he hopes could lead to significant reductions in all three countries’ arsenals
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            . 
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           Trump’s recent advocacy for the so-called “
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    &lt;a href="https://www.defense.gov/News/News-Stories/Article/article/4127682/dods-acquisition-community-already-working-on-golden-dome-big-team-effort-requi/" target="_blank"&gt;&#xD;
      
           Golden Dome” missile defense system
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            only deepens the mystery of where MAGA nuclear thinking is headed.  That idea, of course, has riled our strategic adversaries in China and Russia, who claim – as of course they would, especially if it ever works – that Golden Dome will be “
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    &lt;a href="https://www.politico.eu/article/russia-china-donald-trump-iron-dome-moscow-ukraine/" target="_blank"&gt;&#xD;
      
           deeply destabilizing
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            .” 
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           Yet in Trump’s new plan it is impossible not also to see resonances of President Ronald Reagan’s famous “
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    &lt;a href="https://www.reaganlibrary.gov/public/documents/sdi-speech.pdf" target="_blank"&gt;&#xD;
      
           Strategic Defense Initiative” (SDI) effort of the early 1980s
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           , which horrified and infuriated the Soviets but also helped lead to what was ultimately a tremendous Reagan breakthrough in arms discussions with Moscow – and even to some quite unprecedented (albeit unfruitful) 
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    &lt;a href="https://nsarchive.gwu.edu/briefing-book/nuclear-vault-russia-programs/2016-10-12/gorbachevs-nuclear-initiative-january-1986" target="_blank"&gt;&#xD;
      
           speculation between Reagan and Mikhail Gorbachev about possibly abolishing nuclear weapons altogether
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           .  Nor should one forget that our pursuit of the SLCM-N system in the 
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           First
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            Trump Administration was expressly predicated in part upon the hope, as the 
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    &lt;a href="https://fas.org/wp-content/uploads/media/2018-Nuclear-Posture-Review-Version-2.pdf" target="_blank"&gt;&#xD;
      
           2018 Nuclear Posture Review
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            put it, that the new SLCM-N system
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           “may provide the necessary incentive for Russia to negotiate seriously a reduction of its non-strategic nuclear weapons, just as 
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           prior Western deployment of intermediate-range nuclear forces in Europe
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            [in response to 
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    &lt;a href="https://www.nato.int/cps/en/natohq/opinions_139274.htm" target="_blank"&gt;&#xD;
      
           Soviet deployments of SS-20 systems
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           ] led to the 1987 INF Treaty.“
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           So what is one to make of all this?
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           I certainly cannot claim that the 
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    &lt;a href="https://www.theatlantic.com/politics/archive/2025/06/trump-self-destructive-agenda/683013/" target="_blank"&gt;&#xD;
      
           volatility and inconstancy of Second Trump Administration policies
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            do not still represent a daunting “wild card” in all debates about the possible nuclear future.  Nevertheless, it may yet be that as we stand on the verge of seeing the last existing strategic arms treaty evaporate upon 
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    &lt;a href="https://www.state.gov/new-start-treaty" target="_blank"&gt;&#xD;
      
           New START’s expiration in February 2026
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           , some essential conceptual ingredients may already exist for a weird sort of constructive convergence between the more traditional elements of the U.S. nuclear weapons and deterrence expert policy community – including both deterrence hawks and arms control doves – and elements of the MAGA ecosystem concerned with maintaining deterrence and responsibly managing nuclear risks in a “Peace Through Strength” era.
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            If it were to concern only nuclear weapons posture and policy, of course, such an intellectual convergence would not necessarily answer all the mail, as it were, with respect to the challenges of deterring conventionally-armed aggression by Russia or China.  To handle
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           that
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            , even were a new era of negotiated nuclear restraint to reduce the salience of nuclear weaponry in such disputes, we and our allies in both theaters would need to find new and better ways of building up our collective strength and divvying up the burdens of the deterrence that remains in all our interests. 
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           My point, however, is that when it comes to possible nuclear futures, we really are at an extraordinary point in which a broader range of potential scenarios – some good, and some bad – are becoming more conceivable than ever before.  And 
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           that
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             makes this a fantastic point at which to have the kind of discussions we are having here today. 
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  &lt;p&gt;&#xD;
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           Thanks again for inviting me to the University of Birmingham.
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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           —Christopher Ford
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&lt;/div&gt;</content:encoded>
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      <pubDate>Mon, 16 Jun 2025 16:11:24 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/transatlantic-turbulence-in-nuclear-weapons-and-deterrence</guid>
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    </item>
    <item>
      <title>Nuclear Risks in the Indo-Pacific</title>
      <link>http://www.newparadigmsforum.com/nuclear-risks-in-the-indo-pacific</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;h3&gt;&#xD;
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            Below are the remarks Dr. Ford delivered (virtually) to a conference in Beijing on June 12, 2025, sponsored by the
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           Asia-Pacific Leadership Network
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            (APLN) and the
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           Grandview Institution
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           .
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           Good day, everyone.  I am pleased to have the chance to speak with you, though of course disappointed that I wasn’t able to get a visa in order to travel to Beijing in person.  While I can only offer my personal perspective – and you certainly shouldn’t take anything I say here as necessarily representing the views of anyone else – I am glad we can have this discussion.
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           It is certainly the case that nuclear risks in the Indo-Pacific are considerable, and I fear they are growing.  Let me mention 
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           three
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            of the sources of such risk, and then suggest 
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           four
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             things that might help reduce these risks. 
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           Growing Threat of Great Power Aggression
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           I think the most likely scenario for a nuclear war is 
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           not
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             the kind of bolt-out-of-the-blue preemption scenario that Cold War strategists worried so much about.  Instead, it’s the escalation to nuclear use from a conventional conflict involving nuclear-armed powers. 
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            And in that sense, the major risk of nuclear conflict stems from the fact that after some decades of relative strategic stability,
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           two of the three great power nuclear-weapons possessors of the 21
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           st
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            Century are once again preparing for – or are already engaged in – 19
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           th
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           -Century-style games of regional military aggression, intimidation, and territorial expansion
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            . 
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      &lt;/span&gt;&#xD;
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           Russia has led the way in this respect, of course, but China is also creating similar risks in the Indo-Pacific as it expands into – and militarizes – areas claimed by other countries in the South China Sea, as it gradually expands the territory it controls in the Himalayas, and as it prepares for the possibility of invading and conquering the thriving democracy in Taiwan next door.  It is this apparent thirst for expansion and regional control that I believe creates the greatest risk of multi-party conventional war in the region, and hence also the greatest risk of nuclear escalation with the United States.
          &#xD;
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           Nuclear Build-Up
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           The second – related and overlapping – factor increasing nuclear risks in the Indo-Pacific is the scope and scale of China’s huge nuclear weapons build-up.  Beijing still doesn’t publicly admit that it’s doing this, but China is now on track to have 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://navyleaguehonolulu.org/maritime-security/ewExternalFiles/2022-military-and-security-developments-involving-the-peoples-republic-of-china.pdf" target="_blank"&gt;&#xD;
      
           around 1,500 operationally deployed nuclear warheads by 2035
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           .  That means approximate nuclear parity with the United States, and also with Russia, and it would represent a huge proportional increase in the number of nuclear weapons in the world.
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           This nuclear build-up, moreover, seems not just destabilizing but needless.*  Thanks to Beijing’s ongoing build-up of its 
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           conventional
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            military power, this nuclear buildup is occurring at a time in which China faces the 
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           lowest
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            level of 
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           relative
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           military
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            threat that it has seen since the early 19
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           th
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             Century.  In fact, China’s conventional forces are probably today more powerful, relative to any conceivable outside power, than they have been
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           at any point since the years of the Qianlong Emperor
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            . 
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            Thanks to decades of post-Cold War nuclear reductions by the United States and Russia, moreover, the specifically
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           nuclear
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            threats China arguably faces are also now at their lowest, relatively speaking, than at any other point in the PRC’s history.  The ratio of 
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           Chinese
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            nuclear weapons to 
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           non-Chinese
          &#xD;
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             nuclear weapons has never been higher, and this was true even
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           before
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            Beijing’s huge new nuclear buildup began several years ago.
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           China’s nuclear weapons building spree is increasingly presenting both the United States 
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           and
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            the Russian Federation with an historically unprecedented “two-peer problem” of having to posture for deterrence against 
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           two
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             nuclear-armed great power challenges at the same time.**  This increases nuclear risks directly, and it is also accelerating pressures upon both Washington and Moscow to build and deploy more nuclear weaponry themselves. 
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           Proliferation Pressures
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           And it is probably not just Washington and Moscow that feel such pressures, for a 
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           third
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            nuclear risk factor stems from the pressure that China’s military buildup and territorial expansionism is placing upon the nonproliferation regime, by giving China’s neighbors increasing incentive to develop their own nuclear weaponry.  These pressures are particularly acute today in light of the Second Trump Administration’s weakened commitment to America’s alliance with NATO, which may be confronting our Indo-Pacific allies with what probably feels like an unprecedented incentive to suspect that indigenous nuclear weaponization could be their last, best hope to deter being coerced into becoming vassal states of the Middle Kingdom.
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           Historically, after all, U.S. military strength and alliance relationships have been 
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    &lt;a href="https://www.newparadigmsforum.com/p2374" target="_blank"&gt;&#xD;
      
           powerful nonproliferation tools
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            because they have served to obviate any perceived need by a number of America’s friends and allies to develop nuclear weapons themselves.   Ironically, U.S. strength and alliance relationships have thus tended 
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           also to be in the interest of America’s strategic adversaries,
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            because that U.S. strength and those alliances prevent our adversaries from having to face
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           additional
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            nuclear-armed opponents in their respective regions.
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           And, as any student of history will know, this is not at all a merely hypothetical point.  U.S. security relationships and diplomatic pressure are what persuaded Taiwan to 
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    &lt;a href="https://isis-online.org/uploads/isis-reports/documents/TaiwansFormerNuclearWeaponsProgram_POD_color_withCover.pdf" target="_blank"&gt;&#xD;
      
           stop its own nuclear weapons program in the late 1980s
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           .   They are also what persuaded South Korea to 
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    &lt;a href="https://www.geopoliticalmonitor.com/the-secret-history-of-south-koreas-nuclear-weapons-program/" target="_blank"&gt;&#xD;
      
           abandon such efforts in the 1970s
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            .  Chinese strategists forget these lessons of history at their peril. 
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           As you will all know, were leaders in Tokyo and Seoul, for example, to decide that proliferation pressures had become intolerable, it would hardly be difficult for them to take the kind of nuclear weapons path that we Americans talked a number of our friends and allies 
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           out of
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             taking in the past. 
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           Japan, for example, owns a staggering quantity of separated plutonium that 
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    &lt;a href="https://www.aec.go.jp/bunya/04/plutonium/20240716_e.pdf" target="_blank"&gt;&#xD;
      
           as of 2023 amounted to 44.5 tons of material altogether, of which 8.6 tons were stored on Japanese territory
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            .   I’m no math whiz, but using the IAEA’s “significant quantity” figure of eight kilograms of plutonium per weapon, that 8.6 tons of plutonium on Japanese territory alone sounds like it could be turned into
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           more than 975 bombs
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            . 
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           For its part, South Korea has a large and sophisticated nuclear power industry that in 2019 was the 
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    &lt;a href="https://www.eia.gov/todayinenergy/detail.php?id=44916#:~:text=In%202019%2C%20South%20Korea's%20nuclear,the%20country's%20total%20electricity%20generation" target="_blank"&gt;&#xD;
      
           fifth-largest producer of nuclear energy in the world
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           .   South Korea has for years been requesting U.S. permission to develop 
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    &lt;a href="https://www.nd-initiative.org/wordpress/wp-content/uploads/2022/06/Kang_eng_.pdf" target="_blank"&gt;&#xD;
      
           plutonium reprocessing capabilities – in the form of so-called “pyroprocessing
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           ” – and South Korean scientists were also caught in 
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    &lt;a href="https://www.tandfonline.com/doi/full/10.1080/1356788041082#:~:text=contents%20Next%20article-,In%20August%20and%20September%202004%2C%20South%20Korean%20officials%20revealed%20to,options%20for%20developing%20nuclear%20weapons" target="_blank"&gt;&#xD;
      
           undeclared small-scale enrichment experiments in 2004
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            .  So Seoul has, therefore, certainly not been
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           entirely
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            without interest in producing its own fissile material.  To my knowledge, South Korea has not yet developed any local capacity to produce it, but it would surely not be too hard for it to separate plutonium from spent reactor fuel to produce weapons-usable material if it wished. 
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           Moreover, both 
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    &lt;a href="https://www.navalnews.com/naval-news/2025/04/japan-mod-and-mhi-sign-contract-for-the-development-of-new-standoff-missile/" target="_blank"&gt;&#xD;
      
           Japan
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            and (especially) 
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    &lt;a href="https://www.iiss.org/online-analysis/missile-dialogue-initiative/2024/10/south-koreas-hyunmoo-5-breaks-cover/" target="_blank"&gt;&#xD;
      
           South Korea
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             are developing increasingly sophisticated long-range missile capabilities.  I can’t imagine that either of them would have trouble effectively delivering a nuclear weapon to China or North Korea if they possessed such devices. 
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  &lt;p&gt;&#xD;
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           The Common Denominator
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            So what is the common denominator of all these problems? 
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           I fear it is China
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           .  Between its expanding conventional military power, its threats against its neighbors, its nuclear buildup, and its continuing refusal to implement U.N. sanctions on the notably nuclear-risky regime in North Korea, Beijing’s policy choices lie at the center of nuclear risks in the Indo-Pacific.
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           What Can Be Done?
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  &lt;p&gt;&#xD;
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           So what might be done to reduce nuclear risks most effectively?   As noted, I’ll suggest four things.
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            The first and most obvious solution to these problems would be to 
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            remove the common denominator of these nuclear risks by having China curtail its military and nuclear buildups and abandon its ambition to dominate its neighbors
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            .   
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      &lt;span&gt;&#xD;
        
            Short of that ideal solution, one can really only hope for much less effective, smaller measures.  Such steps, however, might still be enormously valuable. 
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Second, China should finally stop shunning arms control discussions with the United States, and should work with U.S. and Russian officials to develop a way forward in “trilateral” arms control, 
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      &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%201%20-%20Next-Gen%20Arms%20Control.pdf" target="_blank"&gt;&#xD;
        
            for which we in America have been calling for years
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            .   
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    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Third, all the powers of the Indo-Pacific should renounce the use of force to settle regional disputes – including 
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            forswearing any use of force to decide the future status of Taiwan
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             – and they should take meaningful practical steps to demonstrate the 
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            sincerity
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             of that pledge.
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Fourth, the United States and China should engage in broad risk-reduction talks in order to reduce the danger of unwanted or accidental escalation, and should develop and implement some modern analogue of some sort to the 
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      &lt;/span&gt;&#xD;
      &lt;a href="https://2009-2017.state.gov/t/isn/4791.htm#treaty" target="_blank"&gt;&#xD;
        
            1972 U.S.-Soviet Incidents at Sea agreement
           &#xD;
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             – a construct that it might 
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            also
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             be very helpful, in light of China’s so-called “Grey Zone” provocations against several of its neighbors, to expand to include other countries as well. 
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
            
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  &lt;p&gt;&#xD;
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           That, at least, is my thinking at any rate.  Thanks for listening.
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  &lt;p&gt;&#xD;
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           —Christopher Ford
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           Notes:
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           *   
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            An additional complicating factor is that China is also quietly abandoning its longstanding pretense of having a “No First Use” (NFU) nuclear weapons policy, increasingly moving some of its forces into “
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           combat readiness duty
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           ” (which seems effectively to be a Launch-on-Warning status) even while Chinese strategic writings signal Beijing’s willingness – as outlined in the 1994 People’s Liberation Army (PLA) document 
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           The Science of Second Artillery Operations
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            – to “lower the nuclear threshold” and “actively carry out strong, forceful nuclear coercion” in response even to conventional attacks by a strong adversary.  (If you’re willing to use nuclear weapons in response to a purely conventional attack, of course, you certainly don’t have a “no first use” nuclear policy.)
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           **    This “two-peer” problem is most acute for the Americans, particularly because at the moment Russia and China seem to feel more antipathy towards us than toward each other.  Nevertheless, such an alignment is historically anomalous, and no Russian can forget that Chinese nationalists still consider the Russian lands of Primorsky Krai – where 
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           Chinese penetration and influence is already growing fast
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            – to be 
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           Chinese territory stolen from the Qing Dynasty during the 19
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            th
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            Century
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            , during China’s so-called “Century of Humiliation.”  Today, in fact, China’s vast population and resource-hungry economy sit across a long and poorly-defended border from the sparsely-populated and resource-risk expanses of the Russian Far East – even as China builds up both its conventional and nuclear military power to unprecedented levels and while the decaying Russian Federation struggles even to deal with the military problems presented it by Ukrainian resistance to Putin’s war of conquest.  Moscow and Washington thus obviously both face formidable “two-adversary” challenges indeed. 
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      <pubDate>Thu, 12 Jun 2025 12:00:04 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nuclear-risks-in-the-indo-pacific</guid>
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      <title>Thinking About Russian Nuclear Weapons Thinking</title>
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            The National Institute for Public Policy published Dr. Ford's article "Thinking About Russian Nuclear Weapons Thinking" in volume 5, number 2, of the
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           Journal of Policy &amp;amp; Strategy
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            (2025).  You can find the whole issue on the NIPP website
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           here
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           , or use the button below to download a PDF of the article.
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      <pubDate>Wed, 11 Jun 2025 16:09:07 GMT</pubDate>
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      <title>Cybernetics and Comprehensive National Power: The Grand Strategy of China’s “National Rejuvenation”</title>
      <link>http://www.newparadigmsforum.com/cybernetics-and-comprehensive-national-power-the-grand-strategy-of-chinas-national-rejuvenation</link>
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            In this article in Volume 1, Issue 3 of the Missouri State Univeristy's online journal
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            Defense &amp;amp; Strategic Studies Online
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           (pp. 1-89),
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            Dr. Christopher Ford, John Schurtz, and Erik Quam offer a detailed analytical account of how cybernetic theories of social control developed by the scientist Qian Xuesen and his disciples were adopted by the leadership of the Chinese Communist Party and are today critical to understanding the Party’s domestic governance and foreign relations. 
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            You can see the whole issue on DASSO's website
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           here
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            , read the Ford/Schurtz/Quam article
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    &lt;a href="https://dss.missouristate.edu/_Files/MSU-DASSO-2025-Vol_1-No_3-FordSchurtzQuam.pdf" target="_blank"&gt;&#xD;
      
           here
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           , or use the button below to access a PDF of the article.
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           Christopher Ford, John Schurtz, &amp;amp; Erik Quam, “Cybernetics and Comprehensive National Power: The Grand Strategy of China’s ‘National Rejuvenation,’”
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           Defense &amp;amp; Strategic Studies Online
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           , vol. 1, no. 3 (Spring 2025), pp. 1-89
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           .
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            ﻿
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      <pubDate>Thu, 29 May 2025 17:36:23 GMT</pubDate>
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      <title>Arms Control Challenges in Strategic Technology Competition</title>
      <link>http://www.newparadigmsforum.com/arms-control-lessons-for-strategic-technology-competition</link>
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           Below are the prepared remarks upon which Dr. Ford based some of his contributions on a panel on “Tech for War or Tech for Peace? Science, Innovation, and Emerging Technologies in a New Geopolitical Era” at a conference in Reykjavik, Iceland, on May 22, 2025, sponsored by the 
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           Arms Control Negotiation Academy
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            (ACONA) and the 
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           Peace Research Institute Frankfurt
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            (PRIF).
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           Good morning, everyone, and thanks for inviting me here to Reykjavik for this event.  Thanks also to Christopher Daase, PRIF’s deputy director, for moderating our opening panel discussion today.  Whatever I offer today will only be my personal opinion, of course, and won’t represent the views of anyone else, but I’m pleased to be able to offer a few tentative thoughts for you today.
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           As a way of trying to get your attention, let me first address the importance of science, innovation, and technology in strategic competition.  (Spoiler alert: I think it’s very important.)  After that, I’ll address what changing technology might mean for the future of arms control verification and compliance.
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           Technology in Strategic Competition
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           I think it’s pretty clear now that key emerging technology areas are becoming increasingly important to (and in) strategic competition, especially in the U.S.-China relationship   Think, if you will, about Artificial Intelligence (AI), quantum computing, big data analytics, and bioengineering.
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            To be sure, the role of technology in such competition isn’t an entirely new phenomenon. 
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            Allied advantages in new technologies such as radar, machine-based cryptography, the proximity fuse, and of course the atom bomb, for example, played a significant role in determining the outcome of the last great global war.  It was also pretty important that that the Nazis weren’t quite able to capitalize on some rather impressive new technologies that they developed in that conflict and that were going to be significant later (e.g., the jet engine, remote-guided bombs, drone vehicles, and ballistic missiles). 
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            Military-technological competition was obviously also a major part of the U.S.-Soviet rivalry during the Cold War – especially in aerospace, as epitomized by the Sputnik shock and the Space Race of the 1960s – just as the relative lack of military-technical competitors for the United States was a critical factor in creating geopolitical “unipolarity” for a generation after the fall of the Berlin Wall in 1989.
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           The centrality of technology in strategic competition, however, strikes me as being a fairly modern phenomenon.  New technologies have given their possessor some degree of military or even geopolitical advantage throughout much of history, and powers have long tried to control access to technologies felt to provide such rewards, but the last few generations still seem special.
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            Access to iron mines, for instance, was at least part of strategic competition between powers in the Ancient Near East as the world shifted from the Bronze Age into the Iron Age.  In their early, abortive foray into the New World, the Vikings also recognized how iron weapons gave them advantages over the Native American tribes they called Skraelings, and duly imposed what were basically national security export controls upon their settlements by forbidding trading such items with the natives. 
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           Ancient China analogously tried to control the export of iron-wrought crossbow trigger mechanisms from flowing to the peoples to its West, even while seeking to preserve its own access to the fine cavalry horses that were apparently bred only out there.  And when, in turn, the stirrup made its way out of Central Asia to Western Europe, it made possible the fearsome heavy armored cavalry of Europe’s medieval knights.  Some historians, moreover, have described the domains of the Russian tsars in Central Asia, the Mughal Empire in South Asia, and the Qing Dynasty in China as being – in some sense – “gunpowder empires” as a result of their rulers’ ability to employ that technology in wars of imperial expansion against less well-equipped foes.
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            For most of history, however, technological change didn’t feel as central to strategic competition as it appears to have become in the modern world – a world in which competition in technology is quite explicitly a primary object of strategic rivalry.  In today’s pervasively technologized world, there seems to be a widespread assumption that advantages in the latest technology translates directly and quickly into geopolitical power. 
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           Indeed, this dynamic seems to be accelerating.  Technology did not feel nearly so central, for instance – and indeed, arguably wasn’t really perceived as important at all – even as late as the Napoleonic Wars.  By the end of the 19
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           th
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           Century, however, Britain and Imperial Germany were engaged in a fierce technology-based competition as each worked furiously to out-build the other in the naval arms race of the Dreadnought era, while the United States and Japan were investing heavily in their own high-tech battleship fleets as they made their way onto the geopolitical stage as great powers.  And the curve just seems to have been getting steeper ever since.
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           If you ask me, such assumptions about the centrality of technology in strategic competition are in some sense an outgrowth of the world’s experience with the Industrial Revolution of the late 18
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           th
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            and early 19
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           th
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             Century, and the era of European imperialism that it helped make possible.  I think, at least, that this is very much the case when it comes to contemporary Chinese approaches to technology competition. 
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           I’ve 
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           spoken and written about this elsewhere
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           , so I won’t get into the details today, but it is worth remembering the degree to which technological innovations growing out of the Industrial Revolution came to give the European powers – and especially Britain, which could be said to have possessed “first-mover” position in that Revolution – huge advantages over other powers by the middle years of the 19
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            Century.  In 1750, for instance, the Qing Dynasty in China was arguably a far more impressive and powerful kingdom than any of the ones in Western Europe, and indeed 
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           Western intellectuals such as the Enlightenment philosophes looked at what little they thought they knew of China with respect, awe, and some envy
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           .  By 1850, however, the Qing had already embarrassingly lost the first of a string of conflicts with Britain and the Europeans that Chinese nationalists have remembered ever since as the onset of their “Century of Humiliation.” 
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           Asymmetrically-possessed improvements in technology were critical to this huge geopolitical shift.  It was not just that advances in coal mining, iron smelting, the steam engine, factory-based production, railways, and the telegraph “supercharged” Europe’s early industrial economies.  It was that such improvements also led to a “Revolution in Military Technology” (RMA) based in things such as steam powered armored warships, mass-produced and accurate rifled firearms with smokeless powder, and vastly improved artillery.
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           Modern Chinese leaders seem, in fact, to have built what is almost a whole theory of history around this.  As Chinese Communist Party (CCP) officials including Xi Jinping seem to see it, the geopolitical history of the 19
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           th
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           , 20
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           th
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           , and early 21
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           st
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            Century was basically decided by whoever was fortunate enough to possess “first-mover” advantage in the Industrial Revolution of the time.  As I have described, the First Industrial Revolution made the 19
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           th
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            Century “Britain’s century.”  Thereafter, it was the United States that acquired pole position in a Second Industrial Revolution grounded in modern, mass industrial production, as well as in a Third Industrial Revolution based upon computers and Information Technology (IT).  It was U.S. first-mover advantages in those Revolutions that made America the dominant global power in the 20
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           th
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           Century and into the 21
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           st
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           . 
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           In the CCP’s view of technological history, therefore, whomever has first-mover advantage in the Industrial Revolution of the day more or less gets to reshape the global order around itself.  So when you hear CCP officials declare that they plan to 
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           use industrial and technology policy to seize the “commanding heights
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           ” of the Fourth Industrial Revolution that 
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           Xi Jinping has proclaimed is now dawning
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            – one built upon Artificial Intelligence, big data analytics, quantum computing, and the like – you should not misunderstand what they are saying.  They means to acquire for China the same sort of global role that Britain took upon itself in the 19
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           th
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            Century, and America in the 20
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           th
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           .
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           In this view, technological advantage isn’t just a “nice-to-have” element of strategic competition.  To some extent, it’s actually the whole game.  The point is certainly not just about making profits and winning market share in producing the coolest widgets for a world of eager consumers; it’s a world-historical question of who has global power.
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           And all this isn’t even counting the now apparently quite widespread belief that current progress toward ever-improving AI may before long produce an Artificial Superintelligence (ASI) – as discussed so interestingly a provocatively in a 
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           recent paper published by Daniel Kokotajlo and his colleagues at the AI Futures Project
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           .  I won’t even begin to speculate about that here, but it is worth noting that another recent paper by 
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           Dan Hendrycks, Eric Schmidt, and Alexandr Wong
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           observed recently that “[a] nation with sole possession of superintelligence might be as overwhelming [to its rivals] as the Conquistadors were to the Aztecs.”  If that sounds to you like it’s a pretty compelling argument for a kind of ASI arms race, it may well be.
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           But whatever you make of the fraught question of ASI, I think it’s beyond argument that emerging technology has become of enormous importance in strategic competition.
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           Emerging Tech and Arms Control
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           Verification and Compliance
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            So what should a group like ACONA make of this from the perspective of arms control? 
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           I spoke last year at an event at the Center for Strategic and International Studies (CSIS) about the 
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           potential impact of new technologies on arms control
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           .   Rather than just recapitulating those remarks, however, I’ll focus today a bit more specifically upon the challenges of arms control verification and compliance – that is, of detecting when another party is doing things that seem inconsistent with an arms control treaty and making a formal compliance assessment about whether or not that activity indeed constitutes a violation. 
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            On the positive side, it might be that some of the technologies we see emerging today might allow arms control verifiers important new insights into non-compliant activity that such a violator might wish to conceal.  Quantum sensing, for instance – especially when combined with sophisticated data analytics and AI – might be able to peer through or work around adversary denial and deception (D&amp;amp;D) efforts, allowing some sorts of illegal activity to be detected far better than at present. 
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           Such a revolution in transparency might well be rather bad news for strategic stability and deterrence as a whole, of course – such as if it opened a window into the depths of the seas that might finally allow adversaries to hold at risk each other’s hitherto survivable submarine-based second-strike ballistic missile deterrent capability.  But merely from an arms control perspective, it might well be that such new technology would make the “verifier’s” task much easier, and the “concealer’s” task much harder, with an impact upon arms control verification possibilities as great as the advent of overhead satellite-based overhead reconnaissance (e.g., the 
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           CORONA spy satellite
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           ) had from the early 1960s, enabling subsequent U.S.-Soviet arms control to do a good deal of verification through what came to be known as “National Technical Means” (NTM).
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           (During the Obama Administration – when people still seemed to think that the explosion of ubiquitous, modern social media connectivity would be a good thing for the world rather than an all but unmitigated political, psychic, and sociological disaster – there was also a good deal of enthusiasm for the idea of enlisting an army of netizens to police their own governments’ compliance with arms control agreements.  In today’s environment of pervasive online disinformation and conspiracy theorizing, however, people don’t really talk about that much anymore.  I didn’t think it made a lot of sense to begin with, primarily because that kind of verification would work best only for the arms control parties you’d probably worry about least – that is, liberal democracies with free citizenries who have freedom of expression – and worst in the predatory authoritarian regimes historically most likely to break the rules.  So I’ll leave that idea aside.)
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           On the whole, however, I worry that today’s environment of accelerating and technology-focused strategic competition – and the nature of the technologies that seem most “emergent” today – are likely to make arms control verification harder.
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           As suggested by our efforts during the First Trump Administration to explore new agreements with Russia and China, even in the realm of relatively traditional nuclear arms control, we are likely to need a whole suite of new verification approaches that don’t really exist yet.  We were working then, for instance, upon the challenge of how to move beyond prior efforts simply to count and limit nuclear delivery systems – past approaches that dealt with actual nuclear warheads only indirectly and obliquely, through 
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           bomber counting rules
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            and a 
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           limited sort of “spot-check” inspection protocol for ICBM load-out under the START agreement
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            – into a new era of arms control that limited (and could verify) the 
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           total size of a party’s nuclear warhead stockpile
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           .  Because countries like Russia and China are pretty darn big, and individual nuclear warheads can be fairly small, this was a challenging task. We had ideas about how perhaps to do this in 2020, but I think this is still an area where the verification methodologies and technologies aren’t nearly where an arms controller would really want them to be.
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           I’m also aware of no good answer yet to the verification challenges presented by dual-capable ballistic and cruise missile systems that can swap nuclear warheads in and out with conventional warhead packages fairly easily.  The arms control community seems so far largely to have ignored this problem from a verification perspective, notwithstanding the fact that the Russians and Chinese have fielded such things for years.  That was probably a mistake, for such dual-capable systems may become increasingly important in future arms control diplomacy, especially if we in the United States also start to acquire them to counter our adversaries’ destabilizing current overmatch in theater-class nuclear systems.
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           The growing migration in military technology from “bespoke” military-specific systems to the much more widespread utilization of Commercial-off-the-Shelf (COTS) technology is also likely to create growing headaches for arms control verifiers, for that will likely to reduce the distinctiveness of military applications and the specificity of the technical weaponization “tells” that a verification regime might seek to detect.  As the world discovered a quarter-century ago when efforts to negotiate a 
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           Biological Weapons Convention
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            (BWC) Protocol collapsed, it can be all but impossible to design an effective verification regime for a type of weapon the essential facilitating technologies for which are already massively proliferated across the global civilian techno-economy.  (If you wished to verify compliance with some kind of future arms control treaty on weaponized AI, for example, how would you do that in a world the private sector of which remained as effervescently and ubiquitously obsessed with commercial AI development and scaling as is ours today?  I really have no idea.)
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            The increasing “software-ization” of military innovation is also likely to make life much harder for arms controllers, especially if one wished to move arms control more into the realm of non-nuclear arms.  With Cold War strategic weapons, most of the things you might want to limit (e.g., the range, throw-weight, or re-entry vehicle capacity of an intercontinental missile) were comparatively easy to see, and the signatures of possessing them (e.g., digging big missile silos into the ground or launching SLBM-equipped submarines) were comparatively visible.  (Even chemical warfare agent production in those days was approached on an industrial scale, with large, dedicated facilities that weren’t too hard to identify.)  In the age of software, however – and especially with things like cyberspace capabilities and AI tools – the capabilities of a system that are the most militarily relevant, and hence of most interest to arms controllers, may lie only deep in the coding of a system’s computer brain. 
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            Such a radical “interiorization” of relevant capability is likely to be hugely challenging, if not preclusive, for the verification community.  Even if some kind of “inspection” protocol could technically be envisioned – which seems to me to be rather a stretch – the relevant details of code-related capabilities are surely not the sort of thing that anyone is going to let anyone else see. 
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           Exposing the existence of a cyberspace “zero-day” exploit, for instance, is likely to destroy its utility as an exploit, while revealing AI model weights would in some sense be the equivalent of gifting the AI “weapon” to the inspector.  In the AI context, moreover, even revealing details about one’s set of training data could open up possibilities for adversary data-“poisoning” of the sort that 
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           Russian cyber-spies are reportedly already attempting in the West
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           .  Good luck asking countries to sign up to those verification protocols!
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           I am not myself a technologist, but even to my eye this all suggests that strategic competition in advanced technologies is going to be a really challenging environment for arms control verifiers.
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           (Even) More Need for Compliance Assessment Integrity?
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            But that’s verification.  What about compliance assessment – the “other half” of the arms control “verification and compliance” mission? 
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           If things are going to be getting even harder for arms control verifiers in a future environment of rapid and transformative technological change, the increasing complexity and ambiguity of verification-relevant information – espeicially in a political environment many have lost their trust in institutions and people seem as willing to disbelieve the obvious as they are to believe the fantastical – is likely also to place strains upon compliance assessment  In response to these strains, I would argue that it is crucial for arms control compliance analysts to maintain their intellectual integrity and moral courage.
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            A key point to remember here is that compliance assessment isn’t “science” in the sense that it proceeds from relatively objective data inputs to almost mechanically defensible conclusions.  In the arms control verification and compliance context, we’re not talking about collecting measurements of tensile strength, mass, temperature, or wind velocity and using them to calculate the load-bearing capacity of a bridge or maximum height of a tower. 
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            Instead, we’re talking about collecting what are often only very fragmentary or ambiguous pieces of information about seemingly anomalous phenomena or activities from a variety of sources of varying reliability, perhaps combining them with a few genuinely “scientific” tidbits of the sort that might be provided by Measurements and Signatures Intelligence (MASINT).  You then need to use the resulting blob of data inputs to make what are basically judgment-derived probabilistic inferences about things that crafty adversaries are working quite hard to conceal. 
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           A true compliance assessment, moreover, isn’t just about assessing “facts” you think you see somewhere “on the ground,” but also of analyzing them in comparison to a specific set of legal requirements set forth in a treaty text the relevant provisions of which may not always themselves be a brilliant model of conceptual and textual clarity.  Compliance assessments are thus ones that simultaneously combine factual and legal analysis, which adds to their complexity and the degree to which they unavoidably rely upon the subjectivities of human judgment.
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           Compliance assessments also depend – explicitly or implicitly, but always somehow – upon policy determinations about how and when to draw inferences.  How much verification certainty, for instance, is “enough”?  How risk-averse should we be given the subject-matter of the treaty?  How militarily significant would a violation be?  Should we be more afraid of “false positives” or of “false negatives,” what would the consequences be of each type of error, and in which direction should this push us as we interpret ambiguity?
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            I should emphasize, of course, that the inherent role of human judgment and subjectivity in making compliance determinations does not make them “pure” policy choices.  Quite the opposite, I would say. 
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           Truth is not a policy choice, or at least it bloody well shouldn’t be.  (In the arms control compliance business, the stakes are too high for anybody to be permitted “
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           alternative facts
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           .”)  If compliance assessment is to have any actual meaning – that is, if it isn’t just to become a theatrical exercise useful for protecting unscrupulous friends or for impugning those you dislike irrespective of the facts – the process must place a special premium upon the ethics and integrity of the compliance analyst.
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           This doesn’t mean that we should expect verification and compliance efforts always to produce “correct” answers.  Humans aren’t capable of that, and one cannot ensure that any such judgment-based process is always right in an environment of inescapable ambiguity.  As we have seen from famous 
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           failures such as U.S. analysis related to Saddam Hussein’s supposedly huge WMD arsenal
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            before the Second Gulf War, moreover, sometimes conclusions can indeed be quite terribly wrong, even without bad faith.   But maintaining the ethics and integrity of the process is critical: one may sometimes be wrong, and data inputs or methodologies may turn out to be flawed, but it is incredibly important that trust not be lost in the intentionality of the analysis.  Even if it happens to be wrong, it must not be deliberately or recklesslywrong, or else it is no process at all.
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           As I put it in an 
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           paper published in 2010
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            when I was at Hudson Institute,
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           “one must … prevent compliance assessment from degenerating into a sort of postmodern relativism of axiomatically equivalent assertions. Instead of treating compliance assessments merely as bare exercises of will – against which, presumably, one may simply counterpoise opposing assertions without regard to anything like veracity – it is essential to be clear that some assessments clearly are better than others.”
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            The need to preserve this core commitment to intellectual integrity makes the job of the compliance analyst an especially difficult one.  Not only is he or she struggling with an often highly challenging intellectual problem to begin with, but the analyst must also have great moral courage.  The compliance analyist must not only to speak truth to power when senior leaders do not wish to see an inconvenient truth, but also be willing not to find a problem, if indeed that’s what the evidence indicates, even when there’s pressure to do so. 
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           And make no mistake: there are sometimes pressures from “outside” the formal compliance analysis process that need to be resisted, in both directions.  I have seen political pressure attempt to affect compliance analysis several times and in various ways.
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            I recall President Clinton admitting in 1998, for instance, that he felt pressure to “
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            fudge” intelligence assessments of other countries’ bad behavior
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              where finding a problem to exist might be diplomatically or politically awkward. 
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            And indeed, a few years later, when we in the State Department’s Verification (VC) Bureau began to work in 2003 on a formal assessment that Iran had violated Article II of the 
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            Nuclear Non-Proliferation Treaty
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             (NPT) – remarkably, a decade after U.S. officials had first started publicly 
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            warning that Iran was indeed seeking nuclear weapons and had a “rudimentary” nuclear weapons program
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             – we got quite a lot of pushback from parts of the Department’s career bureaucracy, who feared that President George W. Bush would use our painstakingly methodical compliance conclusion (which 
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            we did publish in 2005, including a detailed exegesis of how we came to our conclusions
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            ) to justify another war.
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            In 2004, moreover, the VC Bureau also experienced 
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            pushback on an NPT Article II compliance assessment on North Korea from the State Department’s own Bureau of Intelligence and Research
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             (INR), which seemed dead-set against admitting that Pyongyang had essentially never not been cheating on the NPT and the diplomatic deals it had reached with South Korea and the Clinton Administration.  That our conclusions about North Korea’s extensive uranium program were quite correct became painfully clear thereafter, such as when it 
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            revealed its possession of a large uranium centrifuge cascade in 2010
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            .  INR, however, had been persuaded to join the Department’s East Asia Pacific (EAP) Bureau and the Office of Policy Planning (S/P) in opposing our analysis, because if we admitted that the DPRK had an extensive uranium program, we would then have to ask North Korea for a very intrusive verification protocol in order to achieve “denuclearization” – and this would have made the EAP negotiators’ job harder in the then-ongoing Six-Party Talks.
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            Fast forward to the First Trump Administration, when I was back at the State Department, and I was involved in 
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            extensive discussions with British, French, and German counterparts on Russia’s violation of the Intermediate-range Nuclear Forces (INF) Treaty
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            .  In those debates – and with our allies, no less – it became quite clear to us that the French and Germans were highly resistant to admitting that Russia were indeed in violation because if they admitted that, they would have to admit that we Americans were right to wish to pull out and one more precious arms agreement had collapsed.  All of NATO eventually came around to admitting the Russian violation, but for months the French and Germans seemed determined to “protect” the INF Treaty by turning a blind eye to Russia’s violation.  (As one 
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            account from the European Council on Foreign Relations
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              put it, “Berlin considered a renewed missile debate to be toxic for domestic politics ….”)  That wasn’t a proud moment for arms control. 
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            I also got to see the other side of the coin when I was involved in internal debates in 2018 over Iran’s adherence to the terms of Barack Obama’s “
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            Joint Comprehensive Plan of Action
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            ” (JCPOA) with Iran.  Iran did 
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            subsequently break with the restrictions in that deal
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            , but for a while before that some of my colleagues had been absolutely convinced that Tehran must somehow be cheating (“That’s just what they do!  We’re just missing it!”), and they took it rather ill when I refused to clear on finding an Iranian violation when we still had no evidence to that effect.  This was politically costly for me inside the administration, but I didn’t feel like I had any choice.
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            Finally, in late 2020, I was also involved in some very unpleasant internal debates at the State Department over whether or not the SARS-CoV-2 virus that caused COVID was the result of Chinese biological weapons work. Some colleagues had come to me asking me to sign off on declaring China to be in violation of the BWC for developing this alleged COVID weapon, but I refused to do so without solid evidence.  Since it turned out they didn’t have any such evidence, this led to an impasse, and it got rather ugly – as I 
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            later detailed publicly
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             after some of them came after me in the press in 2021 for supposedly having “suppressed” their efforts to expose China.* 
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           Certainly, no system is perfect, but I remain a passionate believer in the importance of insisting upon compliance assessment integrity.  We “verifiers” – as my boss used to describe our little cadre back at State/VC – can actually be pretty fanatical about this.  As I put it 
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           after the COVID fight
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           , 
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           “honesty, accuracy, and intellectual integrity are the strongest weapons that an arms control verifier has. These things need to be safeguarded carefully, for they are priceless. They are what separates the truth-teller from the ideological crank.”
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           So even though the booming strategic technology competition may place unprecedented strains on arms control verification and compliance, I would urge all of you aspiring arms control practitioners at ACONA to remember to keep both your head and your heart in the right place as you struggle with these things.
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           Thanks!
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           —Christopher Ford
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           Notes:
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            *   
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           Remember that this dispute was over whether or not China had violated the BWC, and it had nothing whatsoever to do with the question of whether or not COVID resulted from an accidental leak at the Wuhan Institute of Virology (WIV).  On that, at least, we were in agreement that such a leak was indeed very possible – though even there the evidence was still inconclusive.  We also cleared, and the Department subsequently released, a 
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           declassified summary of intelligence information collected about biosafety problems at WIV
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           , thus helping preserve the “lab-leak” hypothesis against what was then some pretty shameful pervasive mainstream pooh-poohing.  (It is my own feeling that not letting unsubstantiated claims about a supposed BWC violation come out over the Administration’s signature also helped keep the lab-leak hypothesis from being entirely smothered.  It is very much alive as a possibility today in ways that it might not have been had the Trump Administration had tied itself to such arms control quackery in 2020.)
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      <pubDate>Sat, 24 May 2025 12:51:12 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/arms-control-lessons-for-strategic-technology-competition</guid>
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    <item>
      <title>NATO Multi-Domain Operations: Full Time, not just Wartime</title>
      <link>http://www.newparadigmsforum.com/nato-multi-domain-operations-full-time-not-just-wartime</link>
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           Below is the prepared text upon which Dr. Ford based his opening remarks on May 21, 2025, when moderating the opening panel – entitled “NATO and Allied Perspectives on Multi-Domain Operations: A Common Understanding or Diverging Views?” – at the conference on Multi-Domain Operations sponsored by 
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           NATO’s Supreme Allied Command Transformation
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            (ACT) in Ankara, Türkiye.  (His remarks consisted only of his personal views, and do not necessarily represent those of anyone else.)
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            Good morning, everyone, and welcome to our opening panel for the conference. 
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           My name is Chris Ford, and I’m a professor with Missouri State University’s School of Defense and Strategic Studies who spent many years in the U.S. foreign policy and national security world, ending up as a Senior Director on the National Security Council staff and then as U.S. Assistant Secretary of State.   It’s a delight to be here to get this conference discussion going on the important topic of NATO Multi-Domain Operations (MDO).
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           MDO, of course, is a concept toward which the Alliance 
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           describes itself
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            as making a “pivotal shift.”  It envisions that actions “across all operating domains and environments” will be “synchronized with non-military activities and enable the Alliance to create desired outcomes at the right time and place.” 
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            MDO is thus quite
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           holistic
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            in its vision, as it seeks to create “tailored options that build an advantage in shaping, contesting and fighting and present[] dilemmas that decisively influence the attitudes and behaviours of adversaries.”  The aim is to “empower the Alliance to strategically influence events, synchronize efforts with external stakeholders, and present formidable challenges to adversaries.” 
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            While NATO’s enthusiasm for effective multi-domain integration is certainly welcome, however – indeed, I might venture, somewhat overdue – the basic concept of cross-cutting integrative synergy in some respects quite ancient.  Naturally, it has meant different specific things in different eras of conflict.  Nevertheless, you can see rough conceptual antecedents developing across many centuries, at progressively greater and greater levels of complexity and sophistication, and involving more and more domains. 
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           One can see such coordination, for instance, at least as early as Alexander’s coordination of the Macedonian phalanxes and cavalry in his first great encounter with the Persian King of Kings, Darius III, at the Battle of Issus in 333 B.C.E.  Add a new element to the coordination of infantry and cavalry – specifically, artillery – and you can see a much later example of synergistic coordination at Waterloo.  Fast forward a century and a half, and you have the extraordinary symphony of air, land, and sea combined arms activity on D-Day in 1945.  More recently, we have continued the progression by trying to work cyber and space operations into the mix.
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            So the aspiration to integrate and coordinate has always been there – as have both the potentially huge rewards for getting it right, and the potentially huge
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           penalties
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            for getting it wrong, or at least when the
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           other guy
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            does such coordination better than you do.
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            But to my outsider’s eye, at least, NATO’s current push into MDO seems unprecedentedly ambitious, for at least three reasons. 
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             To begin with, NATO – with a remarkable 32 members – is more multi-national today than any other alliance I can think of, ever in human history.  That is in many ways a strength, as a result of all the diverse capabilities Alliance members bring to the table.  But it also presents a huge challenge, because – as all of you know so well – coordination across such a broad collection of separate national communities is
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            hard
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            Second, even if you’re just talking about outright warfighting, we must today integrate more domains than ever before.  The list is formidable, and far beyond the comprehension of any historical Alexander.  It now involves infantry, armor, artillery, air, surface, subsurface, electronic warfare, information operations, cyberspace activity, outer space operations, and special operations, at the least – and it needs to do this well at a time when unmanned and increasingly autonomous systems also seem to be revolutionizing how wars are fought, with unclear implications for the future. 
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            Third, and most importantly for present purposes, NATO MDO is also not just a wartime concept but a full-time concept.  As 
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            NATO sees it
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            , MDO aspires to “synchroniz[e] the capabilities of the … member nations’ Nationally Integrated Instruments of Power with the Alliance’s existing military capabilities,” and it explicitly includes such things as “economic sanctions, information campaigns and diplomatic activities.”  MDO thus also aims to create better results not only in war, but in peacetime – as well as in that murky, ambiguous zone that we’re now discovering actually lies in between outright war and genuine peace.
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            Altogether, these three factors present a hell of a challenge. 
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            Nevertheless, that challenge is an appropriate one to set for ourselves at a time in which the Alliance faces threats – unprecedented in a generation, at least – from predatory great power revisionists in Russia and China who also now view strategic competition in quite ruthlessly holistic and multi-domain ways that do not seem sharply to distinguish between peacetime and wartime. 
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           As thoughtfully studied in the work of scholars such as Dima Adamsky, present-day Russian strategic concepts look less like Western approaches to “deterrence” than they do simply a general theory of coercive bargaining, focused upon gaining advantage in either offensive or defensive situations, and envisioning complex multi-variable gradients of escalatory force.  In this conception, “when Russia is maneuvering from one domain to another, all tools of influence should merge and then move as one organic whole into the sphere where the main engagement is taking place.”
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           [1]
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             The Russian aim seems to be to “synthesize nuclear, conventional, and nonkinetic forms of influence” into one overall, holistic framework usable in both peacetime and conflict.
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           [2]
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           Indeed, both of our major strategic adversaries are clearly “leaning in” to holistic integration of all the military and non-military instruments of state power – and against us! – for China, too, has a notably holistic and “systemic” concept of competitive strategy, which can be seen in concepts such as the People’s Liberation Army’s “
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           three warfares
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           ” theory and “
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           systems confrontation
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           ” concepts, as well as broader Chinese Communist Party theories of social control and strategic management 
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           informed by cybernetics and complexity science
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           .
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           Our Alliance clearly needs to be improving its MDO capabilities as rapidly as possible.   Hence NATO/ACT’s focus upon promoting MDO, hence this conference graciously hosted by our Turkish allies, and hence this topic for us for the opening panel discussion.
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           To set the stage for our first panel today, let me quickly share with you the results of an informal survey the organizers conducted with our attendees here today.   There’s a lot in the slide, but for present purposes, I’d would like to flag two major things that jump out at me overall:
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             First, the survey suggests to me that many Alliance members still see MDO as only being the functional equivalent of what we Americans might describe as merely “joint” operations.  But that’s not what MDO means, and that’s not enough. The results suggest that there’s not yet enough appreciation for the need for broader integration and coordination of effects in the national and civilian arenas too – such as economic sanctions, information operations, strategic trade policy and export controls, and diplomacy.  Nor, apparently, is there enough appreciation for the utility of MDO in shaping the environment and altering adversary behavior in circumstances
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            short
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             of outright conflict.
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            Second, I think the results show there is still important work to be done in harmonizing approaches to MDO across the Member nations.  Perspectives still vary a lot, and we don’t yet seem to share the strong common vision we need.
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            To me, this highlights that NATO has a lot of work to do.  And that’s why it’s such a pleasure that we’ve got such a terrific first panel for you this morning. 
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           Joining me here on stage for this discussion, we have five wonderful panelists: (1)
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           Major General Johan Axelsson
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           , Deputy Chief of Joint Operations for the Swedish Armed Forces; (2)
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           Brigadier General Kadir Çelik
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           , Chief of the Strategy Department at the Turkish General Staff; (3)
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           Major General James Smith
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           , of the U.S. Space Force, who is Vice Director for Joint Force Development, in the J7 shop at the U.S. Joint Staff; (4)
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           Air Vice Marshal Simon Strasdin
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           , Director for Joint Warfare at the UK Strategic Command; and (5)
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           Mr. Reha Ufuk Er
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           , himself a retired Major General and now Senior Advisor to the Turkish SSB, the Defense Industry Agency.
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           I’m really looking forward to hearing from these fantastic panelists, so I’d like to ask each of you to get things started with some brief opening comments offering your particular personal or institutional perspective on the challenges and opportunities for NATO MDO today. 
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            ﻿
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           —Chistopher Ford
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           Notes:
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           [1]
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                Dmitry Adamsky, The Russian Way of Deterrence: Strategic Culture, Coercion, and War (Stanford University Press, 2024), 38.
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           [2]
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                Ibid., 39.
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      <pubDate>Thu, 22 May 2025 23:17:55 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nato-multi-domain-operations-full-time-not-just-wartime</guid>
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      <title>Opportunistic or Coordinated Adversary Aggression and the Nuclear Force Posture Problem of “Numbers and Types”</title>
      <link>http://www.newparadigmsforum.com/opportunistic-or-coordinated-adversary-aggression-and-the-nuclear-force-posture-problem-of-numbers-and-types</link>
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           Below is the text upon which Dr. Ford based his remarks on a webinar organized by the 
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           National Institute for Public Policy
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            (NIPP) on April 28, 2025.
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            Thanks for inviting me. 
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           Matt Costlow
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            has done great work in 
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           his most recent NIPP Occasional Paper
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            in providing a valuable look at the problem of opportunistic or coordinated aggression and putting it in historical context.  My fellow panelists have also made excellent points drawing out various aspects of the problem and how we can help mitigate or manage these dangers, especially in connection with building a stronger conventional force and working with our allies.
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           For my contribution to this discussion, I’d like to offer a few thoughts about the aspect of this broader challenge that relates to our own nuclear posture: what I call “the problem of numbers and types.”  As always, I can only offer my personal opinions, which won’t necessarily correspond to those of anyone else.  But let’s give it a go.
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           The Need for a Larger Arsenal
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            With respect to what we need to deter aggression and to limit damage in the event that deterrence were to fail, the potential for opportunistic or coordinated aggression between our adversaries clearly confronts us with huge challenges.  In light of that challenge, is our arsenal big enough?  If not, what do we need to have
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           more
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            of? 
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           The Washington policy community has finally come around to understanding that we do have a numbers-and-types problem.  The 
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           2023 report of the Strategic Posture Review Commission
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            took a huge stride in declaring – unanimously, on a bipartisan basis – that the current U.S. nuclear modernization Program of Record (POR) was “absolutely essential” but at the same time “not sufficient to meet the new threats posed by Russia and China.”  (We had hoped to say a bit more on such topics in the already-drafted report of a similarly bipartisan senior study group convened by the U.S. Institute of Peace [USIP], but our consensus document remains in limbo as a result of USIP’s recent DOGE-ification.) 
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            So while the problem of numbers and type has been raised, it remains to be squarely addressed.  It is increasingly understood that we do need more, but there is no broad agreement yet on exactly how many and of what. 
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            In his paper, Matt urges that we start uploading more warheads on our Intercontinental Ballistic Missiles (ICBMs), purchase “at least four” additional Columbia-class ballistic missile submarines beyond the POR, and increase our planned buy of B-21 Raider bombers.  He also suggests we speed up deployment of the nuclear-armed sea-launched cruise missile (SLCM-N), develop a nuclear-armed variant of the U.S. Army’s Long-Range Hypersonic Weapon, and develop “a mobile, land-based, short- to medium-range, ballistic or hypersonic system, with a low-yield warhead that is deployable in theater.”  There’s a lot to be said for taking those steps, but we’re still some ways from circling in on broad agreement on a new, “beyond-the-POR” agenda. 
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           How Many Do We Need?
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            Take, for instance, the question of how many weapons we need.  We’ve felt reasonably comfortable for years vis-à-vis Russia with the U.S. arsenal at its current New START level of 1,550 operational strategic weapons.  Even there, however – and assuming the Kremlin doesn’t start up-arming after that treaty expires next year, or even before – we face a growing problem due to the asymmetry in theater-level forces. 
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           That asymmetry is destabilizing, with the Kremlin using its advantage in lower-yield and shorter-range systems for coercive diplomacy as it implements what I call an “
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           offensive nuclear umbrella
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           ” strategy of invading its neighbors under what the Biden Administration called a “
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           shield
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            ” of nuclear escalatory threats.  This was a problem we recognized in the First Trump Administration, and which we at least tried to
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           begin
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            answering by deploying the W76-2 lower-yield weapon and by starting work on SLCM-N.  But that problem is still worsening as Russia continues to develop its sub-strategic arsenal, and this has been exacerbated by the Biden Administration having dragged its feet on SLCM-N.  Accordingly, even if we didn’t have a China problem at the same time – which, of course, we do – the United States would still need new nuclear systems that we presently do not have.
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            When you add in the challenge presented by China’s sprint toward what is likely to be
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            at least
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            nuclear parity in a decade, of course, the problem gets much worse. (And don’t forget the additional complicating factors of nuclear-armed North Korea and potentially soon also Iran, though I won’t address them here.)   The number of targets we would we need to be able to hold at risk in a few years’ time will presumably be significantly greater than the number we did when New START was ratified 15 years ago. 
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            To be sure, it doesn’t necessarily follow that if 1,550 warheads is needed to deter
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           one
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            near-peer adversary then you need 3,100 to deter
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           two
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            of them, though conceivably it might.  The question of numbers is actually a very challenging one, involving as it does questions not just about force size and the targeteering science of holding at risk specific types of asset or facility, but also about what targets we want to hold at risk in the first place.
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           Deterrence  vs. Damage Limitation
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            So what does each adversary care about
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           enough
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            that threatening that thing would help deter aggression?   And what would we need to be able to strike if deterrence
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           failed
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           , and we thus needed to minimize that adversary’s capacity to hit and hurt us in the fight? 
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            Perhaps significantly, those two questions may well yield divergent answers, for the potential target set threats to which would best deter the bad guy from starting a war in the first place might actually be a somewhat differentset than you would want to destroy for purposes of damage limitation once fighting had begun. 
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            What the adversary most prizes is an essentially empirical question – one that in principle should be decided on the basis of deep study of his thinking and circumstances, so that your deterrent signaling can be “tailored” to the minds one wishes to influence.  If it turns out that he cares most about protecting his nuclear weapons, then I suppose a pure “nuclear-on-nuclear” counterforce approach would suffice for both deterrence and for damage limitation. 
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            But if the thing he most cared about protecting
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           isn’t
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            his nuclear arsenal, the targeting requirements for deterrence and for damage limitation would tend to diverge.  If they do – and if you still want to be capable of meeting both objectives – you might need to be able to cover both sets of targets.  If you didn’t maintain the ability to cover more than what you’d need to target for pure damage limitation, after all, you would be less effective in deterring your adversary, since actually
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           executing
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            your deterrent threat would bring you below the number of weapons you want for damage limitation.  This would make your deterrent threat less credible, and presumably thus also make aggression more likely.  Accordingly, unless you were quite confident that the requirements of deterrence and damage limitation are exactly the same, you’d have reason to bump up your numbers to be able to handle both target sets –
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           additively
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            rather than
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           alternatively
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            .
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           In the short-term, our response to such numerical challenges can presumably only come through uploading, as both Matt 
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           and I
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             have advocated.  That wouldn’t really get us too much vis-à-vis Russia, of course, because the Russians could easily upload too (though just adding warheads to already-deployed delivery systems doesn’t necessarily drive up the number of aim-points you’d need to cover).  At the least, however, uploading would at least
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           delay
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            the point at which China reaches parity, buying us a little more time in which to pursue better longer-term answers. 
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           New Types of Weapon?
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            Beyond the stop-gap of uploading, such longer-term answers would surely involve complex trade-offs between capability, cost, and timing.  In this respect, I suspect we still have a lot of intellectual spadework to do – not just on numbers but also with respect to questions about the potential long-term need for new
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           types
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            of nuclear weapon or delivery system. 
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             What new capability, for instance, would give us the most deterrent and potential warfighting value most inexpensively and rapidly?   Do we need to shift more to cruder “Willys MB Jeep” or “VW Bug”-type nuclear devices that can be produced more quickly and cheaply in response to future needs than our current “Ferrari”-type designs? 
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            To best deter our adversaries, should we develop new devices that can better do things that “normal” nuclear weapons have difficulty doing – such as destroying 
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            hardened and deeply-buried targets
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              (HDBTs), or producing neutron-bomb-style area effects that would be handy against invading Russian battalion tactical groups (BTGs) on land, or Chinese amphibious flotillas at sea? 
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             For maximum flexibility in responding rapidly and cost-effectively to the problem of theater overmatch and the need for quick and relatively unobvious force generation in a crisis, do we need some kind of smaller nuclear device that can be swapped in and out on a modular basis with the non-nuclear warhead packages in a range of existing or planned
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            conventional
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             precision systems? 
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           There’s clearly a lot of complex trade-space here.  In light of that complexity, however, have our leaders ever really even been given a soup-to-nuts “menu” of potential future options – including potential “out of the box”-type possibilities – in the first place?  If not, shouldn’t they be?  U.S. leaders have not had the chance to set a genuinely new course in nuclear force posture for several decades, and once set in place, programs of record develop enormous path-dependencies that make even modest alterations slow and costly.  We are at a threshold moment, and our leaders deserve to be able to consider a broad range of possible choices – and rapidly.
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            That’s why I ‘m so glad this webinar is calling attention to the possibility of opportunistic or coordinated aggression, for that threat greatly expands the range of nuclear tasks that our force posture might at some point need to handle at the same time, thus highlighting the need for such a serious rethink. 
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            It’s past time to limit ourselves simply to implementing the POR from 2010.  We need to move out rapidly in figuring out what the
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           next
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            POR needs to be and setting it promptly in motion.
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           —Christopher Ford
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      <pubDate>Tue, 29 Apr 2025 02:20:09 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/opportunistic-or-coordinated-adversary-aggression-and-the-nuclear-force-posture-problem-of-numbers-and-types</guid>
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    </item>
    <item>
      <title>Challenges Facing an Iran Nuclear Deal</title>
      <link>http://www.newparadigmsforum.com/challenges-facing-an-iran-nuclear-deal</link>
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           Below is the prepared text upon which Dr. Ford drew in making his informal remarks on April 21, 2025, at the biennial nuclear policy conference held by the Carnegie Endowment for International Peace.  You can find a video of the panel discussion 
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           here
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           .
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           Good morning, and thank you for inviting me.  Naturally, I can only offer my own personal views here, which won’t necessarily represent those of anybody else.  With U.S. and Iranian officials now apparently starting to meet in hopes of perhaps finding a way to reach agreement on the fate of Iran’s nuclear program, however, this is indeed a good time to talk about the prospects for a deal. 
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           Let me start by saying that Carnegie seems to have gotten a good taste of Iran’s negotiating style over the last 24 hours, with Foreign Minister Abbas Araghchi’s disingenuous bait-and-switch game in which he tried to browbeat you into changing your position on the conditions for his participation after the two sides had already come to terms.  That kind of thing, I’m afraid, is very much to be expected from Iran – which naturally makes it all the harder to reach a deal with them on anything.
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            On the whole, it’s safe to say that I’m pretty pessimistic about the likelihood of reaching an Iran nuclear deal … or at least of getting a
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           good one
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            .  It’s not that I don’t still hold out at least
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           some
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            hope of a decent diplomatic solution.  (Earlier this year, in fact, I 
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           published a paper
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            with the Center for Global Security Research at the Lawrence Livermore National Laboratory on how I think we might be able at least to set the best possible conditions for such a negotiation.)  But I do think the chances of success at this point are pretty slim.
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           The Imperative of “Snap-Back”
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           Diplomacy has a little time in which to work, but not much. 
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           The October 2025 deadline set by the pending expiration of 
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           U.N. Security Council Resolution 2231
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             is crucial here, because once the option of full sanctions “snapback” disappears, U.N. sanctions are likely to be entirely off the table, because the Russians (and perhaps the Chinese) would surely veto any new resolution to impose them, pretty much no matter
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           what
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            Iran actually does. 
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            To my eye, the way to ensure the best possible chance for negotiations is to put Iran in the position of having to negotiate its way
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           out
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            of snapped-back sanctions.  It is not to saddle the West with having to undertake the fool’s errand of persuading a veto-paralyzed Security Council to pressure Iran to agree to reasonable terms after the option of unilaterally-triggered sanctions “snap-back” is lost.
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           Iran’s game in the current diplomacy will therefore naturally continue to try to drag things out – stalling for time and making talks seem not entirely hopeless for just long enough that they get across the October 2025 deadline without somebody pulling that snapback trigger.
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            To be sure, as I understand it from various discussions with European interlocutors, the Europeans
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           are
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            basically ready to invoke snapback.  I fear they will continue to be reluctant to do so, however, unless the Trump Administration convinces them it has a negotiating strategy.  If they perceive Washington as being feckless and out of its league in handling the seasoned professional nuclear negotiators on the Iranian side – and if the United States continues to fly solo and send signals of disdain for the help Europe can provide in making negotiations work, most obviously through invoking U.N. sanctions snapback – I fear the Europeans won’t belly up to that bar. 
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           So far, Europe doesn’t seem convinced – not least because U.S. officials have said inconsistent things, most of all by both 
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           seeming to suggest that Iran could continue to enrich uranium to 3.67 percent U-235 and subsequently insisting that it give up all enrichment capability
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           .  But as long as Europe thinks we lack an actual plan or vision for the way forward other than just 
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           saber-rattling with B-2 bombers at Diego Garcia
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            , Europe may drag its feet on snapback.  And if in turn the West lets the October 2025 deadline pass
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           without
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            snapback – and Iran thus gets
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           de facto
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            permanent immunity from a full return of U.N. sanctions – we will have squandered what is probably our best negotiating leverage. 
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           Nuclear Restraint?
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           It’s also worth noting that even if we did get Iran to consider something meaningful, a decent deal would be a much heavier lift today than it was when 
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           Brian Hook and I tried in late 2017 and early 2018 to get the Europeans to join us in supporting a proposal
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             to demand that Iran freeze its enrichment capability and stockpile at the low levels then permitted under the JCPOA and limit its aggressive missile development program.  From both a technical perspective and a political one, asking Iran to cut back – or, better yet, eliminate –
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           today’s
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            Iranian nuclear infrastructure is obviously more challenging than asking it to limit or eliminate the much smaller one it had back then. 
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            Establishing some kind of passably effective protocol for verifying that Iran is not working on nuclear
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           weaponization
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            would be an additional challenge, since regular safeguards don’t address that problem and the JCPOA’s notably tepid attempt to address that issue was a flop.  We’ve known for years that for a country with Iran’s track record of violations and deception – as even IAEA Director-General Mohammed El Baradei (no Iran hawk him!) was forced to 
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           admit in 2005
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            – the inspection provisions of the Additional Protocol are quite inadequate.  (Officially speaking, the IAEA doesn’t normally even have jurisdiction to look for weaponization activity at all, at least where fissile material is not involved.)  The lamentable fate of the JCPOA’s “Section T” of Annex I of the JPCOA (“
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           Activities Which Could Contribute to the Design and Development of a Nuclear Explosive Device
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            ”) shows that if we
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           are
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            to have some kind of no-weaponization verification we’re going to have to get both creative and rather intrusive in the verification department.
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           Yet precisely to the extent that Iran is permitted to retain any meaningful stockpile of enriched uranium and an enrichment capability with which to bump it up to weapons-grade purity – or it is permitted (God forbid) to resume its efforts to acquire a plutonium-production capability such as its old 
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           reactor project at Arak
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            – the dangerous proliferation incentives facing other countries in the region will continue, as also will the dangerous preemption incentives facing Israel.  An enduringly pared-back Iranian capability might represent an improvement over how things stand today if such restrictions didn’t evaporate over time as did the restrictions imposed by the JCPOA, but a Middle East still ripe for both nuclear proliferation and military preemption doesn’t sound like much of a solution.
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           Missiles and Terrorism 
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           To make things more complicated, you should also remember that the nuclear program isn’t the only problem.  In the First Trump Administration, after all, we sought to negotiate less provocative and destabilizing behavior from Iran on other fronts as well.  Most prominently, this included putting some kind of cap on its ballistic missile program and its sponsorship of terrorist and regional militia groups, both of which featured prominently in 
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           Secretary of State Mike Pompeo’s comments at the Heritage Foundation in May 2018
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             setting out U.S. objectives. 
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           Iran’s ongoing efforts to destabilize the Middle East by supporting terrorist groups and proxy militias – as well as through the activities of the IRGC’s Qods Force – remain a threat today.  To be sure, Iran’s regional provocations may represent a somewhat easier target for our negotiators today, now that the Iran-allied Assad regime in Syria has fallen and the Israelis have so successfully dealt grievous blows to Hezbollah and Hamas. In principle, this might make some kind of Iranian restraint somewhat more negotiable, because such restraint would today require less of an Iranian climb-down than it did before.  Nevertheless, it’s not clear whether the current U.S. team is actually trying to bring those issues within the scope of the negotiations – or, if so, how.
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           Moreover, the missile challenge also remains grave – and it’s no longer hypothetical now, either.  We’ve seen Iran’s missile program show its teeth over the last couple of years, with multiple direct attacks having been carried out against Israel, and with an escalation in Iranian-supplied missile attacks on international shipping (and on Israel) from the Houthis.  U.S. officials have 
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           suggested that the current negotiations do need to cover missiles in some way
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             – though they haven’t been at all clear about
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           how
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            – but while this would be excellent indeed, this just emphasizes the point that getting to a good “yes” will be very challenging indeed. 
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            For its part, Iran claims to have flatly ruled out talking about missiles
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           or
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            about terrorism, describing this as a “
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           red line
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           ” for them.  At the same time, Israel – which reportedly intended to attack Iran’s nuclear facilities already, only to be 
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           talked out of it by the Americans in favor of the current negotiating effort
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             – has made clear that both terrorism and missiles
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           must
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            be in such a deal.  To say the least, therefore, it’s far from obvious how all this moves forward.
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            Don’t’ get me wrong.  I’m not saying that agreement upon and successful implementation and effective verification of a deal on these various issues is
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           impossible
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            .  I do think, however, that it will be harder to get there today than it was when I was last wrestling with those issues in government – and the United States couldn’t get even the Europeans (let alone Iran) to agree on the conceptual framework for a tolerable JCPOA replacement deal even then. 
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           Conclusion
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           So let me conclude with final comment.  My former boss Mike Pompeo made a good point the other day when 
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           he observed
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             that if a genuinely good deal with Iran turns out not to be available right now, there may also exist another option that doesn’t necessarily involve war with Iran. 
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            If Iran starts working to weaponize its dangerous stockpile of nuclear material, I fear we might indeed not have any choice but to work with the Israelis to preclude that with military action.  But short of Iran provoking a war like that, there
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           is
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            perhaps the option of what I described in 2023 – in the rather different context of North Korea (a country that has already weaponized) – as a “
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           pain box” strategy
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            .  Namely, nothing would preclude a coordinated international campaign of ongoing, relentless pressures on Iran that at least somewhat constrain the resources it has available to devote to destabilizing activities, strain the economy and staying power of the ruling regime, and provide Tehran with a continuing incentive to finally get serious about working out some kind of more or less constructive solution. 
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            If Iran really is weaponizing, of course, the “pain box” wouldn’t be a particularly
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           good
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            option, because such a pressure strategy wouldn’t deal with the Iranian threat in any clear or definitive way, just as it certainly hasn’t solved the North Korea nuclear problem either.  (Moreover, officially adopting a “mere” pressure strategy in the face of weaponization might in some vague way be taken to represent a quasi-acceptance of Iran’s possession of nuclear weapons, which we should think about very carefully before offering.)  Nevertheless, Pompeo is right that such a pressure campaign is, at least, logically available – and it doesn’t involve blowing things up.
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           Nevertheless, even in order to tee up such a “pain box” strategy, I think we would have to have U.N. sanctions “snap-back” in place.  This makes invoking “snap-back” essential to any serious diplomatic approach short of war – which brings me back to my earlier comments about the importance of a sound and clear U.S. negotiating strategy, and of leveraging European assistance.
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            Accordingly, I wish the U.S. negotiators the greatest success, but we shouldn’t pretend that the odds of such success are very high.  I hope we don’t actually need to use those B-2s in any way other than signaling, but perhaps we will. 
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           And we only have a few more months before we find out.
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           —Christopher Ford
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      <pubDate>Wed, 23 Apr 2025 22:29:17 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/challenges-facing-an-iran-nuclear-deal</guid>
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    </item>
    <item>
      <title>What is the Future of Arms Control … Now?</title>
      <link>http://www.newparadigmsforum.com/what-is-the-future-of-arms-control-now</link>
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           Below is the text upon which Dr. Ford drew in making his informal remarks to a March 13, 2025, workshop as part of the “Future of Arms Control Project” sponsored by the Geneva Graduate Institute’s Centre on Conflict, Development &amp;amp; Peacebuilding (CCDP).
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            Thank you for inviting me to participate in this event.  Truth be told, I am somewhat unsure what to make of the Second Trump Administration’s policies insofar as they bear on the possible future of arms control.  In providing you my personal perspectives on this, I can only offer the perspectives of an outsider, of course, and there are surely things behind the scenes that I’m not seeing. 
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           T1 versus T2
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           Yet the look and feel of the policy process – if indeed that’s the right word at all – are today very much unlike what I experienced in the First Trump Administration, and there’s little sign in “T2” at this point of the degree or kind of interagency policy development and coordination we used when I ran the WMD Directorate at the NSC and then served at the State Department during “T1.”  So let’s do a little comparison.
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           Most Republicans don’t seem to have expected to win the 2016 election, and as I remember well from serving on the NSC transition team, there was a good deal of improvisation as we prepared to come into office.  Nonetheless, I feel like there was a good deal of actual strategy and vision that ended up tying the various elements of our policy together on arms control and related international security topics.
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           In fact, it turned out to be a really seminal time for U.S. national security policy, as we worked to redirect American policy clearly and unapologetically into strategic competition for the first time since the Cold War – finally trying to address U.S. policy to the great power competition challenges that previous leaders had ignored or downplayed for decades.  We didn’t exactly start with a plan, but we had a general idea of where we were going and built approaches that had – I would submit – a reasonably coherent strategic vision behind them, which was expressed in the 2017 National Security Strategy, the 2018 Nuclear Posture Review, and the 2018 National Defense Strategy.
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            Crucially, in developing and implementing policies in support of this vision, many of us in the T1 administration recognized that if they know what they’re doing, competent political appointees can usually succeed in leveraging the skills and professionalism of the federal workforce to steer the ship of national policy in new directions – even if not all of that workforce happened to like us.  (We knew they didn’t!)  We didn’t throw the institutions and mechanisms of the U.S. national security bureaucracy into chaos and disarray, but rather
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           worked with and through those institutions
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            to make them support our policy goals.  And things didn’t go so badly.
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           In moves with which I had some involvement, for instance, we took a number of steps that grew out of this sense of vision. 
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            We developed a responsive strategy to Russian violations of the Intermediate-range Nuclear Forces (INF) Treaty that involved commencing treaty-permissible initial R&amp;amp;D on countervailing U.S. systems in an effort finally to move beyond impotent Obama-era finger-wagging into giving Russia a more concrete incentive to change course, and we similarly began to impose lawful countermeasures in response to Russian violations of the Open Skies Treaty.
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            We conducted a sweeping review of Obama’s disarmament policy, thus officially abandoning the naïve and ineffective virtue signaling of his so-called “Prague Agenda” while yet laying out a vision for potential future progress through efforts such as the “Creating an Environment for Nuclear Disarmament” (CEND) initiative I began at the State Department.
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             We imposed sanctions against the Russians for using a banned
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            novichok
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             chemical weapon in the Sergei Skripal assassination attempt in the UK.
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            On President Trump’s instructions, we negotiated with the EU-3 – unsuccessfully, alas – to find a way to prevent then-current JCPOA restrictions on Iran’s nuclear program from “sunsetting.”
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             We commenced work on a new nuclear-armed submarine-launched cruise missile – the SLCM-N – to replace the system Barack Obama had unilaterally scrapped in 2010, and we brought into service the new lower-yield W76-2 weapon as part of an effort to start providing at least
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            some
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             re-stabilizing counter to the array of lower-yield weapons Russia and China were already fielding in connection with their strategies of theater-level nuclear coercive bargaining.
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            We drew the world’s attention to China’s “Military-Civil Fusion” strategy and other such moves, and we began to move U.S. national security policy (especially national security export controls) into a new technology-denial agenda to support competition – a move that, to my surprise and pleasure, even the Biden Administration recognized was of vital importance and continued aggressively.
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            By late 2019, moreover, we were developing concepts for what I called “next-generation arms control” on a “trilateral” basis with Russia and China, and we began pressing China to engage with us on what such a future might look like. President Trump then brought in my colleague Marshall Billingslea to make a high-profile push for this around the world. 
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           Beijing didn’t respond to our arms control overtures, of course, and indeed embarked upon a staggeringly large and rapid nuclear weapons build-up.  Nor did Russia cease its multiple arms control violations, and President Trump thus pulled out of both the INF Treaty and Open Skies.  But one certainly cannot say we didn’t try, or that there was no strategic vision behind U.S. policy.
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           (In other areas, moreover, the First Trump Administration took further important steps to revise Obama Administration policies that badly needed changing – such as loosening overly restrictive conditions placed on counter-terrorist strikes and certain types of cyber operation.  And we stood up to Russian extraterritorial aggression by overturning Obama’s ban on “lethal” assistance to Ukraine and providing it with badly-needed Javelin anti-tank missiles and other support.  We also wiped out a large group of Russian Wagner Group soldiers who rather unwisely attacked a small American anti-ISIS outpost in eastern Syria.  Given recent events, it’s useful to remember some of this backstory from the “T1” days.)
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           I dwell on events from that period simply to point out that there is nothing inherently incompatible between a Trump Administration and having a solid, sound, and coherent national strategy that protects and advanced American security interests in a challenging world.  We know how to do this.
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           But what is one to make of things now from the perspective of the potential future of arms control?  I can’t sit here and tell you that there is no plan or coherent vision that ties policy inputs together with specific desired policy outcomes in a genuine strategy, but neither can I really point to what such a plan might be.  A mere two months in, it is perhaps too early to tell anyway.  We’ll just have to wait and see.
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           A Vision for the Future of Arms Control?
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           That said, what might we see going forward?  Well, as I have repeatedly suggested over the last few months – including 
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           here
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           , 
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           here
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           , and 
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           here
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            – I think it would be quite consistent, both with President Trump’s desire for nuclear weapons negotiations and with his desire to pursue “peace through strength,” for the United States to: (1) once again very actively seek arms control with Russia and China; but at the same time also (2) rapidly work to augment the United States’ nuclear capabilities and weapons production infrastructure. 
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            Those two policies are not in tension with each other, but would in fact be highly complementary.  Augmenting our capabilities is needed to provide Russia and China with concrete
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           reasons
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            to negotiate meaningfully with us, forestalling an accelerating arms competition that a more robust American posture would make clear is not in their interest.  A more robust posture – especially with respect to the infrastructure, with U.S. leaders long neglected – would also provide us with a “hedge” both against possible Russian or Chinese cheating, and also against the possibility that negotiations could fail to reach a good conclusion.    Such a two-pronged approach is precisely how “strength” can serve “peace.”
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           Challenges to Overcome
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                       Threat Perceptions
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           As I noted in a recent article
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            , although there’s little need for arms negotiating when relations between two would-be counterparties are extremely good, having reciprocal views and threat perceptions that are too poisonously antagonistic can make agreements much more difficult. 
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           Remember that at the same time that 
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           Putin was referring to the West as being “Satanic
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           ,” Joe Biden announced in his 2022 National Security Strategy that there was pretty much no way to ever to negotiate with Vladimir Putin.  (Biden declared that Putin had spurned all U.S. efforts at constructive engagement and, crucially, that “
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           he will not change
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           .”)  Such reciprocal threat assessments pretty much ruled out talking. 
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           But while President Trump’s unaccountable warmth toward Putin and adoption of Kremlin propaganda talking points about Putin’s brutal war of aggression and annexation against Ukraine is shocking and disturbing for all sorts of reasons, it certainly represents a way out of the kind of reciprocal antagonisms that I talked about in my early 2024 article as presenting an obstacle to arms control engagement.  So perhaps the arms control community can find a small sliver of hope there, at least.
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           Russia’s Legacy of Arms Control Cheating
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           That said, any prospect for new negotiations would still have to overcome the trust-corrosive legacy of the Putin regime’s woeful history of violating its arms control-related promises.  If you’ve been following such issues, 
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           the list of arms control-related promises that Russia has broken
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            is truly impressive, in a demented sort of way: the INF Treaty, the Conventional Forces in Europe (CFE) Treaty, the Open Skies Treaty, 
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           New START
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            , the Presidential Nuclear Initiatives (PNIs), the Budapest Memorandum, the Chemical Weapons Convention, the biological and Toxin Weapons Convention, and even Russia’s own nuclear testing moratorium.  If indeed there 
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           were
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            new arms control talks, it’s thus not obvious to me how the Kremlin would persuade any serious American interlocutors – or the Chinese, for that matter – that “next time will be different” and the Kremlin would actually keep its promises.
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                       The “China Shadow”
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            More importantly, speaking of the Chinese, nothing has yet happened to point to a solution to the problem of the “China shadow” that hangs over arms control – that is, the ways in which
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           China’s
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            massive conventional and nuclear build-ups cast a dark pall over what it is possible to imagine us being able to agree upon with
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           Russia
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            on future arms control when it comes to limitations, let alone reductions.  If China were not sprinting toward what seems likely to be
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           at least
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            nuclear parity, I might imagine a number of possible approaches to arms control between Washington and Moscow.  But with both the United States and Russia having to
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            both
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            also now be looking over their shoulder at threats from China –
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           our
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            most challenging strategic competitor and
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           Russia’s
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            ancient enemy – it’s far from clear what arms control limits would today be viable. 
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            Perhaps the U.S. Government’s current remarkable embrace of Putinism is in fact intended – as some in the Washington policy community are trying to encourage others to believe – to “peel Russia away” from China.  (If so, I suppose that could indeed have potentially important implications for future arms control negotiating.)  Nevertheless, I see no sign of that happening as yet – and it seems rather unlikely.  After all, we are hardly in a position to replace Beijing in providing massive support to Russia’s defense industrial base and war effort, and we shouldn’t
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           want
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            to be.  Nor are we in a position to replace China as a purchaser of Russian fuel and mineral resources.  I see little reason for even the slightest chance that Russia will change its foreign and security policy in any way that diminishes its
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           structurally
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            and
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           inherently
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            anti-American partnership relationship with China. 
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           Rather than this U.S. shift representing a “
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           reverse Nixon
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            ” strategy in which we seduce one big adversary into cooperating with us against a second, bigger one, it is more likely that this will turn out to be no more than a kakistocratic exercise in us being
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           ourselves
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            “peeled off” from our longstanding alliances with states with which we actually share powerful common interests and values.   Rather than representing a feat of brilliant statesmanship, that would make the world less peaceful and secure, also consigning to grim futures of vassalage a number of peoples who are no less free and sovereign in their national liberties than we Americans ourselves. 
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           Nor am I very comfortable with the argument one sometimes hears that the United States simply needs to “pause” its posture confronting Russian aggression in order to “prioritize” facing down China in the Indo-Pacific because we are too weak to deal with both challenges.  Being able to prioritize is certainly a crucial part of strategy, and as I made clear last year n 
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           my contribution
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            to a 
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           CSIS project
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            exploring a warfighting scenario that involved simultaneous nuclear weapons use by both Russia and China, I have little difficulty prioritizing the Indo-Pacific.  Nevertheless, as I emphasized,
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           “Prioritizing one thing need not mean euthanizing the other. Indeed, any failure to stand by NATO would likely have significant adverse consequences in the Indo-Pacific, whose leaders would be watching the war in Europe [in that scenario] carefully as a window into their own ability to rely upon the United States when things become difficult. Just as the United States prioritized defending Europe from the Nazis in World War II without backing off in the war against Japan in the Pacific, even if the United States must now prioritize East Asia in certain ways, it should not abandon Europe.”
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           The idea that we are too weak to deter two revisionist aggressors at the same time is an assertion about American decline that seems to be being oversold in order to rationalize decisions made for other reasons.  To be sure, I don’t rule out the possibility that we could make such declinism come true by willfully enfeebling ourselves – such as, perhaps, by slashing defense budgets, sacking our country’s national security professionals, veering wildly between inconsistent policy positions, undermining the U.S. economy through counterproductive trade policies and gob-smackingly high levels of federal indebtedness, destroying America’s scientific and technological competitiveness by dismantling the U.S. research and development base, disestablishing the assistance and capacity-building programs and institutions that can help us win friends elsewhere in the world and strengthen them against adversity, closing the offices and research programs that help American leaders understand strategic trends and refine U.S. defense strategy, and prizing performative posturing in the social media attention economy over reaching meaningful agreements and building resilient relationships.  Nevertheless, unless we Make America Weak Again through mad fanaticisms or just strategic inattention,
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            it does not have to be that way.
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            Today’s emerging, reinvigorated, and more security-focused Europe should be neither a competitor nor a replacement for the United States in that region.  It can and should be, rather, a powerful
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           partner
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            – allowing us to maintain our own interests and position in Europe while actually strengthening defense and security in the Indo-Pacific vis-à-vis China by demonstrating that America’s commitments to our friends actually mean something and that revisionist aggressors cannot push us around. 
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           This is vital to the future of arms control, too, inasmuch as America will surely do far better in any future arms negotiations if our adversaries do not see us as weak, capricious, and easily manipulable chumps.
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           Nuclear Weapons Proliferation 
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           As a final note, it’s worth pointing out that current events are also putting enormous pressure on the global nonproliferation regime.  As I pointed out to another Track 2 dialogue with Russians the other day, today’s coincidence of events – specifically, Russia’s war of of territorial aggression in Europe, the growing threat of more such warfare in Asia by China, and the clear erosion of America’s commitment to its allies and security partners – creates huge incentives for nuclear weapons proliferation among those allies and partners.  American alliances have proven 
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           the world’s best nonproliferation tool
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             for as long as I have been alive, but frankly, under current circumstances, it’s hard to blame the would-be victims of such territorial aggression for entertaining the thought of nuclear weaponization.  In their shoes, so would I. 
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           Accordingly, unless we in the United States either hugely shore up our commitments and capabilities to stop the current self-inflicted hemorrhaging of U.S. credibility, or we somehow see the end of the threats of Russian and Chinese aggression that are currently driving those proliferation pressures, the “future of arms control” might have to include a great many new players before too long.  Those dynamics, alas, are important to the future of arms control too.
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           —Christopher Ford
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      <pubDate>Sat, 15 Mar 2025 15:18:59 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/what-is-the-future-of-arms-control-now</guid>
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      <title>Struggling with The Bomb: Competing Discourses in the Nuclear Disarmament Movement</title>
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           The National Institute for Public Policy (NIPP) published Dr. Ford's paper "
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           Struggling with The Bomb: Competing Discourses in the Nuclear Disarmament Movement" in February 2025, as the second paper in Volume 5 of its
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           Occasional Papers
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           series.  You can find Dr. Ford's paper on NIPP's website
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    &lt;a href="https://nipp.org/papers/struggling-with-the-bomb-competing-discourses-in-the-nuclear-disarmament-movement/" target="_blank"&gt;&#xD;
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            here
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           , or use the button below to download a PDF.
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      <pubDate>Thu, 27 Feb 2025 18:54:43 GMT</pubDate>
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      <title>Rebutting Sino-Russian Political Discourse and Getting Rights Right</title>
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           Dr. Ford and Lord Nigel Biggar published their essay on "
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           Rebutting Sino-Russian Political Discourse and Getting Rights Right" in the Winter 2025 issue of
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           Defense &amp;amp; Strategic Studies Online
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           (DASSO). You can find the DASSO homepage
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            here
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           , read the full second issue of DASSO
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            here
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           , access the Ford/Biggar essay online
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    &lt;a href="https://dss.missouristate.edu/_Files/MSU-DASSO-2025-Vol_1-No_2-FordBiggar.pdf" target="_blank"&gt;&#xD;
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            here
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           , or use the button below to download a PDF of the essay.
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      <pubDate>Thu, 27 Feb 2025 02:23:42 GMT</pubDate>
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      <title>Meeting the Challenges of “Dark Quad” Aggression in the “Gray Zone”</title>
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           Below is the text upon which Dr. Ford based his remarks to a conference at the Lawrence Livermore National Laboratory on February 20, 2025.
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           Good morning, and thanks for inviting me to participate on this panel.  The destabilizing dictatorships of China, Russia, Iran, and North Korea – a dangerous and disruptive grouping that Andrea Kendall-Taylor and Richard Fontaine have termed the “
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           Axis of Upheaval
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           ,” and which I have called the “
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           Dark Quad
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           ” – clearly present huge challenges to international peace and security.
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           This comes not merely from the so-called “
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           no limits” partnership
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            between Beijing and Moscow, but also now in the
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           military alliance between Moscow and Pyongyang
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            and the expanded and heavily security-focused “
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           strategic partnership
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            ” between Moscow and Tehran.  Those countries’ increasing defense industrial base cooperation, their contempt for the global nonproliferation regime, and the potential for not merely opportunistic aggression but in fact deliberately
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           coordinated
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            warfare present major challenges to U.S. and allied defense and security planning.
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           I’d like to say a few words here about the broader political context of these challenges, especially in the context of so-called “
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           Gray Zone
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           ” provocations, disinformation, and political subversion.  My comments here represent only my personal thoughts and do not necessarily represent the views of anybody else, but I’m pleased to have the chance to provide them.
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           We are Frogs Being Boiled
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            Let me start by saying a couple of words about the psychological dynamics of Gray Zone competition.  In that liminal zone between what is clearly peace and what is clearly warfare, the Dark Quad is working to put us in the position of the
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           proverbial frog that is being boiled
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            .   That is, they seek to put us in a situation in which the (figurative) water temperature increases slowly enough that we don’t actually fully
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           realize
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            that we are being cooked until it is too late. 
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            Their coercive bargaining strategies revolve around a constant effort to engage aggressively and provocatively with the West in ways that create destabilizing challenges on an unceasing basis.  As Dima Adamsky has described it in his excellent book on
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           The Russian Way of Deterrence
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            , for instance, Russian thinking on such topics is
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           highly
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            active and deliberately destabilizing, aiming to confront us with what is in effect a steady drumbeat of improvisational, and opportunistic provocations in ways design to unsettle, and disorient.  Russian theorists feel that such efforts to create “operational friction” generate “deterring potential,” which can thereafter be leveraged and exploited for purposes of coercive bargaining.  Crucially, this applies equally in both peacetime and wartime contexts, and indeed – in contrast to Western thinking – seems to envision little real distinction between the two. 
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            This can be a disturbingly effective way to gain incremental advantage, as we are acclimatized to seeing ongoing outrages as simply a sort of steadily-creeping “new normal.”  In this way, we are conditioned into notreacting to any given additional increment of provocation – or at least into not reacting
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           enough
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            to each such incremental offense to make its commission not worth our adversary’s while. 
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            This dulling of our sensibilities and our sense of outrage is not merely an incidental result of the strategy: it is part of the point.  The gradual
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           de facto
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            “granting of permission” we thus impliedly give to such provocations allows our adversaries not just to accumulate advantage over time and inflict growing costs upon us, but also to pre-condition us against being able to marshal an effective and immediate response to whatever they might choose to do in the lead-up to
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           actual
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            war.  (In the parable of the “boy who cried wolf,” for instance, imagine that it is actually
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           the wolf
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            that has deliberately triggered repeated prior alarms!)
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            And you can see much of this already happening, especially with the Russians.  Any number of the things to which we have become accustomed to the Russians doing, for instance – provocations such as subversion of elections in Western countries,
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           placing bombs on Western aircraft
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            , wars of territorial aggression,
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           massacres of civilians and other war crimes
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            ,
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           assassination and sabotage campaigns in Western countries
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            ,
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           chemical weapons use on NATO territor
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            y and
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           on the battlefield in Ukraine
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            – might easily in more “normal” times have represented all but a casus belli.  Iran, too, seems to have been trying to boil our collective Western frog, with things such as
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           direct missile attacks on Israel
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            ,
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           assassination plots against U.S. officials
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            , and
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           sponsoring terrorism in Western capitals
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           .
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            Today, it would appear, such provocations seem to be almost tolerated as “just what those folks do.”  We might see such actions as revealing a wholly uncivilized brutishness, of course, but we seem to dismiss so much of this now with what amounts merely to a sneer of condescension: “Sure, what else do you expect from the likes of
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           them
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            ?” 
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            But our lack of outrage at such things is itself outrageous.*  This is a mark of how good the Dark Quad has been at “boiling” us Western “frogs” without serious response or consequence.  And these problems of frog-boiling are compounded when our adversaries accompany their provocations – as they do – with sustained campaigns of propaganda and disinformation intended specifically to divide us from each other and make it harder for us to recognize the nature of the challenge, to formulate and agree upon effective responses, and even to
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           trust
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            each other in the course of public policymaking at all.
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           The Vulnerabilities of Modern Democracy
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            And it may indeed be that modern Western democracy is particularly susceptible to such tactics.  This is perhaps true to some extent for
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           any
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            democracy, for in such a system – by definition – large swathes of the population and a great many disparate sub-communities play an inherently significant role in public policymaking as a result of the democratic political process itself.  This makes what a cybersecurity specialist might call the “attack surface” for subversion and manipulation inherently large.  We have long seen democratic politics as one of the inherent strengths of Western society and one of the secrets to our resilience, and this is true.  But very little in this world comes for free, and honesty also requires admitting that this strength has its downside too.
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            That said, while this problem of vulnerability to subversive and disorienting tactics is to some extent an inherent challenge for any democracy, I fear that in recent years we’ve made ourselves
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           unusually
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            susceptible.  This is the case for at least three reasons.
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           The Hyper-Democratization of Democracy
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            First, we do not today have just a democracy per se, but we have a particularly “democratic” one.  Indeed, we’ve worked quite hard over the years to make it so, and not without reason.  I suspect, for instance, that few people today mourn the eclipse of a polity in which an affluent, semi-aristocratic White, Anglo-Saxon, and Protestant (WASP) elite called all the shots –
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           in loco parentis
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           ,  as it were, for the rest of America’s diverse population. 
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            With the extension of political participation to previously marginalized groups, however, we have also created a much larger and more diffuse political community, with more diverse cross-currents and internal tensions, and which finds it more difficult to generate sustained political and policy coherence over time.  Again, this decentralization and disaggregation of the relevant
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           demos
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            in our democracy is in many ways a profound strength.  Nonetheless, it, too, does not come without a downside – such as our greater modern vulnerability to the kind of tactics our adversaries are employing against us.
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           The Poison of Social Media
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           Second, modern democracy has become much more vulnerable to adversary coercive manipulation and subversion as a result of the disappearance of yesterday’s comparatively small and curated information space, and its replacement by a massive explosion of expressive content dominated by hyperscaled social media.  There is certainly much to like about this.  The Internet, for example, has made possible a truly extraordinary leap in human access to knowledge and ease of communicative engagement that is no parallel at least since the rise of mass printing and paper-based publishing and distribution several hundred years ago.  In many ways, this has surely been very good for humanity.
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           Yet the downsides are also huge.  This downside lies, I would argue, not so much in the Internet per se, as in the rise to dominance of communicative engagement styles enabled and encouraged by social media business models and algorithms that deliberately maximize screen “engagement” time by compartmenting users into insular information microenvironments that reinforce biases and presuppositions, reward and encourage extremity of views without challenge or self-reflection, and encourage performative outrage and vicious social “swarming” behaviors by reciprocally-antagonistic ideational monocultures.
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            To be sure, social pressure dynamics within and between relatively insular societal sub-communities have always played a major role in human society.  Such dynamics inevitably help shape what members of a society find permissible or even conceivable, and it is a natural human tendency to reinforce communal boundaries with some degree of ostracism, exclusion, and suppression of the “Other.”  Historically, however, we engaged far more directly with our fellow humans in the flesh – and in the complexity and inescapable nuance of real-world daily life – and only on a relatively modest scale, typified by village- or clan-level interactions. 
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            The rise of print capitalism expanded this scale to the level of large urban populations or even that of nation-states, with all sorts of important socio-political and geopolitical implications.  Even then, however, humanity had seen nothing like the hyperscaled dynamics of today’s truly globalized social media environment, which penetrates society as nothing before, both “down” to the very hands and eyeballs of billions of individual humans and “out” across the breadth of human civilization. 
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            At social media hyperscale– and, significantly,
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           without
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            the feedback mechanisms and incentives for humane moderation provided by face-to-face engagement and personal interactive nuance – the modern social media information space generates a metastatic toxicity: a universe of fractious, hermetically-sealed bubbles of hypertrophic ideational conformity, shortened attention spans, and intellectual shallowness that reinforces existing biases and nourishes all manner of imagined grievances and grudges, while rewarding and encouraging reflexive out-group antagonisms.  In these ways, one might say, we have primed the pump for our own susceptibility to adversary propaganda, disinformation, and Gray Zone destabilization.
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           The Metastasis of Self-Criticism
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            Third, I fear we have become more vulnerable to such tactics as a result of what might be termed the “metastasis of self-criticism.”  For centuries, it has been Western culture’s genius for self-criticism that has helped both permit and indeed
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           drive
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            vast human progress.  Historically, Western societies have had an apparently unique ability to articulate compelling normative frameworks and then – and here’s the impressive part – to turn the mirror of those vales back upon themselves (often lamentably slowly, and sometimes quite painfully, but eventually) for purposes of constructive self-criticism and improvement.
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            The classic example of this, of course, is the way in which our own Founders articulated and tried to build a system grounded in a compelling vision of American liberty – values that were of world-historical importance and that provided a beacon of inspiration for the rest of the world.  We sinned rather egregiously against those values in important ways for many years, of course, by denying basic political rights to portions of our country’s population on the basis of raw prejudice. 
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            In time, however, we were able to muster both the honesty and the self-awareness to recognize the gap between our principles and our practice, and we eventually had the moral courage to do something about that gap by living up to those values better – even when such gap-closing cost the nation dearly in terms of lives and treasure in our Civil War. 
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            I am aware of no other culture that has ever displayed the kind of constructive self-criticism and self-improvement the West has done so often and so well.  We should be endlessly proud of this. 
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            Like many good things, however, such an instinct for self-criticism, in excess, can become a problem.  And I fear has.  Over the last few decades – in a development pioneered by the academic Left, to its disgrace, but which has subsequently been embraced by extremes on both the Left and the Right – our instinct for constructive self-criticism has metastasized.  It evolved first into a chronic and paralyzing form of hand-wringing and apologetic self-doubt, and then into intellectual vandalism and a caustic and destructive form of oddly narcissistic civilizational self-hatred.  Through this
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           oikophobic
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            prism, despite the manifest and worsening threats and challenges we face in the world, it is reflexively assumed – in different ways on the Left and on the Right, but nonetheless disturbingly so for both – that
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           we
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            are always the problem, that things are always
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           our
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            fault, and that it is
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           our
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            country,
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           our
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            leaders, and indeed
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           our
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           fellow citizens
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            who present the real and worst dangers in the modern world.  Such conclusions are absurd, even grotesque, but they seem today to be disturbingly common.
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           So this is, as I see it, our third point of modern democratic weakness.  It is easy to see how this ugly worldview makes us easy fodder for adversary manipulation – and they, our adversaries, know it.
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           Fighting Back
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            As for fighting back against such adversaries, that is, of course, rather more easily said than done.  I have certainly
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           argued in this regard
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            for the importance – to make us “harder targets” in the face of disinformation and manipulation – of trying to rediscover something of the old confident and optimistic narrative we once had of ourselves and our civilizational value.  (This is especially important as our adversaries try to
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           manipulate and prey upon the very principles and moral integrity that have historically helped make us special
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            .)  I think we need to do more
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           remembering
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            , if you will, of just
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           why
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            the revisionist autocracies hate us and fear our political and social values as much as they do. 
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            Why do they feel that way?  Well, it is most certainly
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           not
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            as a result of these our being in any sense problematic or discredited.  Quite to the contrary; it’s precisely because these ideals are worthy – and indeed inspiring – and because of the vision encoded in them of liberty and self-government by a sovereign, self-constituting, and rights-bearing people.  That vision is one which dictators loathe.  We should revel in their fear, and be proud of ourselves once again for embodying that which terrifies the monsters so.
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           The path to getting our heads right by returning to such a sense of self-confidence – while also, at the same time, protecting that sense of self-worth from the sin of pride, and from morphing into arrogance – is not easy.  It is a path to and through healing and collective renewal that will require more than I am in any position to describe here, even if I pretended to know exactly what is needed.
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           Nonetheless, with respect to near-term policy choices, I suspect there is more we can do in pushing back against those who are working so hard to stir the pot and to weaponize our society’s vulnerabilities against us today.   And since the kind of psychological and cultural renewal I’m talking about – and the self-confidence that would come with it – won’t happen tomorrow morning, we need to buy ourselves some time.  And that may mean getting our knuckles a bit bloody.
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            We can surely, for instance, do more to make our adversaries’ strategies of imposing “operational friction” on us more challenging and more costly to
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           them
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           .  As I argued recently to NATO colleagues, when an adversary employs Gray Zone-type provocations against us, we can and should do more to ensure that he gets his “
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           fingers burned
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            ” in the attempt. 
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           Our adversaries in the Dark Quad are operating on the basis of the “principle of the bayonet” often attributed to Lenin:  “
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           Probe with bayonets. If you encounter mush, proceed. If you encounter steel, withdraw
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            .”  And our adversaries will continue thus to “probe” as long as they still “encounter mush.”  Why not show them some steel? 
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           In theory at least, such approaches are to some extent already being employed in the cyber domain, under U.S. doctrinal concepts such as “
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           defend forward” and “persistent engagement
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           ,” though I’d wager we have still been far more reticent, even timid, than we need to be there.  I would urge us not just to step things up but also to generalize the principle.  We need to display less “mush” and more “steel” everywhere.
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            Moreover, though we have hitherto been very reluctant to consider such things, it may also be worth going on the socio-political
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           offense
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            in other ways as well. 
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            The paranoid dictatorships of the Dark Quad have long
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           assumed
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            that Western powers are engaged in an ongoing, full-spectrum campaign of socio-political subversion aimed at regime change and “Color Revolutions” in their countries.  This, for instance, is very much what the
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           Chinese Communist Party believes – and fears
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            . Vladimir Putin also
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           complains loudly about this
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           , and while the so-called “
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           Gerasimov Doctrine
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            ” of Gray Zone competition and subversion certainly does well describe what Russia has been attempting to accomplish vis-à-vis the West, on its face and on its own terms it is also a description of what Russia
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            the
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           West
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            has been doing against
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           it
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            for years.
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            The funny thing, of course, is that systematic domestic subversion of the dictatorships that array themselves against us
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           isn’t
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            U.S. policy – nor that of our allies.  Nonetheless, those dictators blame us for it anyway, and seem sincerely to believe that it is our policy. 
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            In keeping with my “fingers burned” suggestion, therefore, perhaps the real question for us is this: Why notrespond to our adversaries’ threats and challenges by
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           actually
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            starting to do a bit of what they
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            we’ve been doing all along? 
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            To be sure, we would need to remember – and perhaps even wish to signal – that such a policy of actually working to undermine their political systems is likely more useful as a tool than necessarily as an objective.  While I would be happy to see some healthy regime change in any or all of the members of the Dark Quad, there are obvious potentially escalatory downsides when a competition is framed in truly regime-existential terms and when the bad guys have nuclear weapons. 
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            Accordingly, subversive ruthlessness on our part is probably best thought of as a
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           means
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            rather than an end – and we might need to be willing to scale such efforts back
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           down
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            to the degree that our adversaries abandoned their own subversion and provocations against us.  But why not give ourselves some competitive leverage – and put themon the back foot for a change – by taking the figurative fight to
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           their
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            home turf?
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            After all, if they truly believe we’re already doing it, it wouldn’t really be too “provocative” to take this step.  We’re blamed for taking it already, so their anger over this would seem to be basically baked into their approach already.  In a sense, by
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           not
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            doing what they attribute to us already, we’re just foregoing a costless way to exact a price from them for their belligerence, to penalize them for their geopolitical aggressiveness, and to gain bargaining leverage.   So if we’re indeed serious about fighting back, why not
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           stop
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            passing up such an opportunity?
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           Anyway, that’s some food for thought from me to get some discussion going here this morning.  Thanks for listening!
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           —Christopher Ford
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           Notes:
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           *  Frankly, the civilizational contempt that such tactics engender in Western observers is discreditable.  If anything, precisely because some of our adversary dictatorships are the heirs to ancient and sophisticated cultures, one should arguably hold them to a higher standard than one might a country with less of a long and proud tradition.  (We should respect these worthy ancient cultures enough to understand how much their peoples deserve better, more humane, and different rulers today!)  But that’s a discussion for another day.
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      <pubDate>Fri, 21 Feb 2025 10:02:09 GMT</pubDate>
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      <title>Nuclear Doctrines and Prospects for P5 Dialogue</title>
      <link>http://www.newparadigmsforum.com/nuclear-doctrines-and-prospects-for-p5-dialogue</link>
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           Below is the text upon which Dr. Ford based his remarks on February 18, 2025, to a Track 2 dialogue with Russia on Military Risk Reduction in Europe.
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            Thank you for inviting me to be here – and my apologies in advance for the background noise, as I’m attending a conference here in London this week.  Also, please accept my condolences upon
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           Sergey Rogov
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           ’s death.  I did not really know him myself, but he was certainly a major name in the field, and to many of you an important and clearly beloved colleague.  I am sure it is an exceedingly difficult loss.
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           On the topics at hand, I’d like to start by quickly summarizing my recommendations for U.S. nuclear doctrine and nuclear posture, and then address the prospects for P5 diplomacy.  In that latter respect, I’ll say a word first about the idea of some kind of P5 declaration on “no-first-use” (NFU) policy, and then about the P5’s 2022 “nuclear war must never be fought” declaration.  Finally, I’ll mention the other issue about which we’ve been asked today: Artificial Intelligence (AI) in nuclear decision-making.
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           U.S. Doctrine and Posture
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           Time being limited, I won’t spend too much time on my thoughts about what United States nuclear posture should be, since I have 
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    &lt;a href="https://www.newparadigmsforum.com/recommendations-for-the-next-nuclear-posture-review" target="_blank"&gt;&#xD;
      
           offered a number of specific recommendations on that topic elsewhere
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            .  But my comments on U.S. nuclear doctrine and posture may not be exactly what most of you in this audience wish to hear, but they proceed from the observation that we in the West have what is at least a threefold problem. 
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           First, we must maintain a deterrence posture robust enough to deter aggression by Russa against us, our allies, or our interests at a time in which the Putin government has returned wars of conquest and annexation to the European agenda for the first time since Hitler was alive.  And we have to do this while Russia – thanks in part to breaking its “Presidential Nuclear Initiatives” promises and violating the INF Treaty – is building up its shorter- and theater-range nuclear forces in ways we cannot presently match.
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           Second, China is now sprinting toward at least nuclear parity, thus confronting us in the near future with the challenge of deterring two hostile nuclear peer powers at the same time.
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           Third, China, Russia, Iran, and North Korea – all countries deeply hostile to the West and to rule-of-law democratic self-governance in general – are increasingly collaborating (and even forming alliances!) amongst themselves to reshape the international system in their own dark and lawless image.
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           In response to this, I thus argue the United States needs to do nine things with regard to nuclear weapons: 
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            Complete the now-underway recapitalization of U.S. strategic delivery systems and their associated command-and-control architectures; 
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            Develop a new conceptual framework for handling the unprecedented problem of deterring and dealing with two nuclear near-peer adversaries at the same time; 
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            Begin “uploading” warheads from the U.S. nuclear reserve stockpile onto operational delivery systems in modest numbers as soon as the New START agreement expires next year, to buy us a bit more time – in the face of 
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            China’s massive nuclear build-up
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             – to find better answers to the “two-peer problem”;
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            Conduct new research and development on new nuclear weapons design and delivery concepts;
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            Augment U.S. and allied theater-range nuclear delivery options in response to long-deployed Russian and Chinese threats and coercive bargaining strategies;
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            Develop and implement a plan to restore U.S. strategic forces’ ability to hold at risk hardened and deeply-buried underground targets;
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            Make some specific tweaks to U.S. declaratory policy that I won’t bore you with here; 
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            Reinvigorate the U.S. nuclear weapons infrastructure to finally create the resilient and responsive complex we’ve talked about for years without building – which will also help us with strategic “hedging” as uploading draws down our existing reserve stockpile; and
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            Relax our so-called “zero-yield” policy on very small nuclear explosive experiments in response to – and in order to permit us to conduct activities analogous to – those we understand Russia (and perhaps China) to have been conducting for some time.
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           I should emphasize that I’m not against – and actually support – trying to engage Russia and China on negotiated restraint before we’ve accomplished all these nine tasks I’ve just mentioned.  I just doubt we’ll get any meaningful out of them until we’ve started to make real progress in bolstering deterrence through such steps.
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           Anyway, so much for my own recommendations to America. What about “no-first-use”?
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           No First Use
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           To my eye, a NFU declaration by the P5 would be at least useless, and perhaps even dangerous.  As I have emphasized for years – 
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           beginning at least as early as 2011
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           , continuing 
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    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2024%20-%20Issues%20to%20Watch.pdf" target="_blank"&gt;&#xD;
      
           when I served in the First Trump Administration
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           , and 
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           continuing to the present day
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             – NFU is inherently implausible in just the kind of crisis in which it would seem to be needed most. 
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            At the most charitable, NFU is a distraction that keeps us from talking about real issues.  But worse, if a NFU promise by the United States were truly
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           believed
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           , it could undermine that U.S. extended nuclear deterrence that for decades has simultaneously helped prevent aggression and 
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           promoted nonproliferation by reassuring our allies that they do not themselves need nuclear weapons
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            to deter Russia and China. 
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            It’s worth remembering, also, that nobody currently actually has a real NFU policy in the first place, or perhaps ever has.  China
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           pretends
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            to have an NFU policy, of course, but nobody believes them.  Indeed, People’s Liberation Army (PLA) military publications contradict its diplomats’ bloviations on the topic – perhaps most obviously the 2004 PLA manual on 
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           The Science of Second Artillery Operations
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            , which discusses using nuclear weapons in response merely to “strong conventional attacks.”  The Chinese Communist Party has been lying to us for decades about China’s supposed commitment to “no first use,” so let us
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           please
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            stop wasting valuable time and energy on this sterile debate.
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           Nuclear War Declaration
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           So what about the P5 “nuclear war” declaration?  Well, I’ll probably annoy this audience there as well.
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           For reasons similar to why I think NFU a foolish idea, I would also caution against too rigid an interpretation of the declaration made by the P5 under the Biden Administration that “
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           a nuclear war cannot be won and must never be fought
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           .”  That statement may sound uncontroversial, even obvious, but that’s only if you don’t think about it too hard or read it too literally.
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           To be fair, of course, that was also phrasing upon which 
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           Ronald Reagan and Mikhail Gorbachev agreed
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            many years ago. Nevertheless, too rigid a reading of that declaration could actually be strategically destabilizing.   
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           This isn’t a new insight, but there needs to be at least some chance that you actually will use nuclear weapons in order for nuclear deterrence to work.  If your adversaries believe you genuinely think your nuclear weapons literally “
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           must never
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           ” be employed, those weapons won’t deter anybody.
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            If it were up to me – which it isn’t, of course – I’d clarify that this formulation represents our earnest
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           hope
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            that no nuclear exchange will ever occur, but that it does not in any way diminish our determination to use nuclear deterrence to protect ourselves, our vital interests, or our allies from aggression. 
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            Such a clarification would seem quite commonsensical, I would hope, but if it’s indeed what the P5 really meant all along, why not offer this clarification?  (If, on the other hand, clarifying clear and continued support for deterrence
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           is
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            controversial, then that P5 declaration is problematic.)
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           Artificial Intelligence 
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           On the topic of AI in nuclear weapons decision-making, I’ll just repeat a point I made 
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           at a CSIS event last year
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           : 
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            “If there is any area in which national leaders would
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           refuse
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            to countenance handing over their own most existentially critical trigger-pulling authority to a computer, after all, [actual nuclear launch decision-making] is presumably it. In that sense, it may be that AI-type applications are more likely to take over human functionality, if they do at all, in areas merely
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           supporting
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            nuclear weapons release authority – such as time-urgent indications-and-warning (I&amp;amp;W) analysis, battle management decision-support tools, or other data-management and modeling applications supporting nuclear deterrence, war fighting, and force posture planning – than in the weapons-release decision itself.”
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           It’s worth remembering, of course, that Russia apparently still maintains its creepy and apocalyptic automated 
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    &lt;a href="https://www.wired.com/2009/09/mf-deadhand/" target="_blank"&gt;&#xD;
      
           Perimeter(a.k.a. “Dead Hand”) system
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             – which is basically a crude AI system that, if it is activated and certain decision criteria are met, will launch all Russian nuclear weapons.  Perhaps prohibiting
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           that
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            Russian system is a topic to discuss among the P5? 
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            Beyond
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           Perimeter
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            , however, I think the main AI questions with nuclear decision-making go primarily to the issue of how to keep AI
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           decision support to
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            humans from bleeding over into
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            decision-dependence by
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           humans as we try to ensure that there is a “person in the loop” at all times.
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           Conclusion: Strategic Stability in P5 Dialogue
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            One potential benefit of Trump-style disruptions of the
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           status quo
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            is that they can sometimes offer an opportunity to go back to first principles and re-think some of the lazier habits and more shopworn conventional wisdoms we may have inherited from our predecessors. 
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            In the context of P5 diplomacy, that may mean dropping the charade that all five of the nuclear powers perceive themselves to have a shared interest in strategic stability.  They clearly don’t.  In fact, two of those powers – most obviously Russia, but to some extent China as well – make strategic
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           instability
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            an essential element of their grand strategy, for they seek not to stabilize but rather to
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           upend and reorder
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            the existing international system for their own benefit.   (That what it means to call them revisionists, after all, as we did in the First Trump Administration’s 
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           National Security Strategy in 2017
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           .)
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            Accordingly, an honest P5 discussion on nuclear doctrine would focus directly upon the damage to global security being done by the Russian (and to a lesser extent Chinese) strategies of nuclear weapons-facilitated strategic coercion in support of territorial aggression.  By way of tempering expectations about such diplomacy, moreover, candor requires that we consider the possibility that Moscow and Beijing simply don’t
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           want
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            the kind of stability-focused risk-reduction engagement that we in the West have consistently sought with them.  (Worse, they may use such dialogue – or the
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           prospect
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            of it – to distract, dissuade, and delay us, so that we fail to take the steps needed to respond to their threats to restore strategic stability.) 
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            As I have said many times, the path back to negotiated nuclear restraint between the United States, Russia, and China most likely runs through a robust countervailing nuclear posture by the United States and its allies.  Only such an approach is likely to persuade Moscow and Beijing that they have an interest in serious negotiations with us. 
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           Notwithstanding the happy slogans he might have agreed upon with Gorbachev, President Reagan understood this in his bones.  We need to remember it today ourselves.
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           Thank you.
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           —Christopher Ford
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      <pubDate>Tue, 18 Feb 2025 17:54:37 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nuclear-doctrines-and-prospects-for-p5-dialogue</guid>
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      <title>Snapping Back and Looking Forward: A New Old Approach to the Iran Nuclear Crisis</title>
      <link>http://www.newparadigmsforum.com/snapping-back-and-looking-forward-a-new-old-approach-to-the-iran-nuclear-crisis</link>
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            On February 6, 2025, the Center for Global Security Research at the Lawrence Livermore National Laboratory published a new edited volume on nuclear weapons challenges in the Middle East.  Dr. Ford's paper "Snapping Back and Looking Forward: A New Old Approach to the Iran Nuclear Crisis" appears in that volume.  You can find the whole book on CGSR's website
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           here
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           , or use the button below to download Dr. Ford's chapter.
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            ﻿
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      <pubDate>Thu, 06 Feb 2025 16:38:46 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/snapping-back-and-looking-forward-a-new-old-approach-to-the-iran-nuclear-crisis</guid>
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      <title>Evaluating Contemporary Nuclear Risks</title>
      <link>http://www.newparadigmsforum.com/evaluating-contemporary-nuclear-risks</link>
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            Below is the prepared text upon which Dr. Ford drew in his panel discussion for an even sponsored by the New York State Bar Association on "Nuclear Weapons and International Law" on January 30, 2025. 
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            Giving good answers to the questions the organizers have asked us to discuss would probably take an entire book, so I doubt we’ll do full justice to them here this morning.  That said – and with the caveat, of course, that these are solely my personal views, and don’t necessarily represent those of anyone else – I’m happy at least to offer a few thoughts. 
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            In general, I think you’ll find a consistent theme running through my contributions here.  That theme is that in our current strategic circumstances, nuclear risks are indeed rising, but that in order to manage these risks – and ultimately reduce them through some form of negotiated restraint, or perhaps even eventual reductions – we need first and foremost to counter our adversaries’ nuclear advances with by augmenting our own nuclear and conventional capabilities, thus buttressing deterrence and restoring strategic stability. 
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           Measuring Nuclear Risk
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            But let me first say a word about nuclear risk assessment.  As far as I can tell, there is no truly systematic process in place in government for that.  This isn’t exactly a criticism, however, for I doubt it is actually
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           possible
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            to evaluate nuclear war risks in anything remotely as rigorous and objective as one might assess, say, the danger of a suspension bridge collapsing under certain physical conditions of load, temperature, cross-winds, or whatever.
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            Let’s take as an example the famous (or infamous) “Doomsday Clock” publicized by the
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           Bulletin of the Atomic Scientists
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           , which has 
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           shifted over the years
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            but is currently supposedly set at a highly dangerous “
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           89 seconds to midnight
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            .”  (The number was just reduced this week from 90 seconds.)  I have no doubt the editors of the
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           Bulletin
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            would like us to believe – because they are “atomic scientists,” after all – that determination of the clock’s setting is, well, in some meaningful sense “scientific.” 
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            But it isn’t, of course.  It is a subjective choice made by a small group of people who have an explicit policy agenda and who make no bones about using the clock’s supposed settings as part of a public relations and lobbying campaign in favor of that agenda. 
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           The Doomsday Clock was dreamed up in 1947, and until 1973 its “time” was apparently 
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           set at the discretion of one man, the editor of the Bulletin, a scientist and disarmament activist named Eugene Rabinowitch
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           .  Nowadays, it’s set by the Bulletin’s “
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           Science and Security Board
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           ,” but the settings are still a fundamentally political choice, one explicitly intended to be a spur to activism.  (As the University of Chicago quotes one member of that board, “
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           Agitate for change
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           !”)
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            This doesn’t mean that their choices are
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           necessarily
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            “incorrect” – whatever that means – but there is clearly something inherently unrealistic and problematic about trying to distill an entire
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           planet’s
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            worth of complex and interacting human and geopolitical variables into a single arbitrary metric of “seconds before midnight,” especially when this metric is set by anti-nuclear activists who work for a an organization 
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           explicitly founded in order to oppose nuclear weapons
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           , and who openly use these settings as part of an annual public relations campaign.  I certainly, wouldn’t quarrel that we are in a very dangerous time right now, but intellectual honesty requires admitting that the “Doomsday Clock” is basically “PR.”
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            Fortunately, I’ve never come across anything like that kind of pseudo-quantified and pseudo-objective risk assessment in government.  It has been reported that at one point early in the current phase of the Ukraine war, the CIA assessed that – in the
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           New York Times
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           ’ apparent paraphrase – “
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           the likelihood of nuclear use might rise to 50 percent or even higher
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            .”  Even then, however, the
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           Times
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            carefully notes that, in truth,
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           “[n]o one knew how to assess the accuracy of that estimate: the factors that play into decisions to use nuclear weapons, or even to threaten their use, were too abstract, too dependent on human emotion and accident, to measure with precision.”
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            That alleged assessment, moreover, only concerned the likelihood of using perhaps even a single weapon on the battlefield by the much-studied Vladimir Putin under certain very specific circumstances of what were then significant Russian battlefield reverses.  So even if that claim really somehow represented a solid metric, I certainly wouldn’t put a lot of stock in
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           anybody’s
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            overall, generalized risk assessment.
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            That said, U.S. officials clearly do pay a lot of attention to nuclear risks.  In fact, for many of them in the strategic deterrence, arms control, and nonproliferation worlds, managing those risks is precisely their
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           job
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           .  Risk is thus is taken very seriously indeed, but in my experience, at least, risk evaluation remains qualitative, fuzzy, and subjective – and unavoidably so, I fear.  It’s probably to the government’s credit that it has not played “Doomsday Clock”-type public relations games with the serious business of defense, deterrence, and strategic stability, but it is probably also the case that we will wait in vain for a truly “scientific” answer.
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           Nuclear Risks Today
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            So acknowledging my
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           own
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            subjectivity here, of course, what can be said about nuclear risks today? 
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           As noted, I would agree that they are pretty high right now.  Unlike disarmament activists, however, I don’t believe the crux of the problem is the mere existence of nuclear weapons, much less the growing interest in U.S. policy circles – as evidenced, for instance, in the 
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           unanimous bipartisan conclusions of the Strategic Posture Review Commission report in 2023
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            – in augmenting American nuclear capabilities in order to respond to dangerous trends in the strategic environment.  To my eye, the core of the problem lies elsewhere. 
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            Specifically, I believe the biggest risk of nuclear use arises out of the potential escalation of a conventional conflict between nuclear-armed states and/or their allies.  And there is no small likelihood of such a conflict today, because the revisionist powers of Russia and China, each with ambitions of territorial expansion against its neighbors, are both expanding their nuclear arsenals and have been developing increasingly formidable conventional forces capable of acting on their dreams of aggression.  (In Russia’s case, of course, this is already happening.)  Accordingly, the risk of nuclear war is unquestionably higher than it was a few years ago,
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           before
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            those two powers began to bare their territorially-acquisitive teeth as they do today.
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           Worse still, Russia is demonstrating how such aggressive territorial ambitions can be facilitated by nuclear saber-rattling, as Putin employs threats of potential use not to deter aggression but rather to deter anyone from trying to impede his aggression.  I call this phenomenon the “
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           offensive nuclear umbrella
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            ,” and it is profoundly destabilizing.  Indeed, it is destabilizing by design, for the whole point is to use nuclear threats and risks as tools of offensively-oriented coercive bargaining. 
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           Russia used years of arms control violations to help position itself for such destabilizing gamesmanship, and we now see the result.  With China now sprinting toward a posture of 
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           at least numerical parity with the United States within the next ten years
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           , moreover, I fear Xi Jinping is learning from Putin’s Ukraine playbook as the People’s Liberation Army prepares for a possible invasion of Taiwan.
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            So where do the biggest nuclear risks come from?  Right there: from Russian and Chinese nuclear-facilitated revisionism, and from the potential failure of
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           defensive
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            deterrence against one or both of them if more is not done to shore up Western military postures.
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           Of course, I’d be remiss if I didn’t also flag the risks that have arisen from nuclear weapons proliferation – both in the past, to North Korea, and potentially also soon to Iran.  There is no strategic stability upside to having nuclear weapons in the hands of a volatile and unstable dictatorship that thrives on threatening and destabilizing its neighbors, and it’s easy to imagine things in both of those regions going rapidly downhill fast.
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            Let me emphasize, however, that I don’t see significant nuclear risk – or at least not significant risk relative to the other ones I’ve just mentioned – coming merely from the existence or nuclear weapons or even from a nuclear arms race, though I’d dearly like to avoid the latter.  If anything, given that both Russia and (especially) China are now currently “racing” to augment their own capabilities and build up their nuclear numbers even while we Americans
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           don’t
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            – and given Russian and Chinese threats against their neighbors – I see the greatest nuclear risks coming about if we in the West
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           fail
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            to respond to the challenges they present. 
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            I would certainly love to avoid an arms race, but a nuclear competition between adversaries whose
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           relative
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            positions do not thereby dramatically change is likely to be more stable – that is, less risky – than allowing a situation of decisive strategic or theater overmatch to develop.  This is especially true if such overmatch were to advantage a revisionist power inclined toward using nuclear threats as a tool to support its territorial self-aggrandizement, as is the case with Russia today and perhaps also China in the near future. 
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           As I see it, the most important way to reduce nuclear risks right now – and to avoid the worst implications of nuclear arms “racing” as well – involves augmenting both the nuclear forces and the conventional military power of the United States and its allies in order to shore up deterrence in the face of systematic Russian and Chinese efforts to undermine it.  Arms competitions are highly undesirable, but a failure of deterrence would be immeasurably worse.  We forget this at our collective peril.
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           Given the role of nuclear weapons in Russian and Chinese strategy – and or own need to preserve deterrence in part with nuclear weapons in response to their challenges – I see 
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           little prospect for arms control
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            , much less for arms reductions, at the moment.  Nevertheless, I hold out hope that we can do better in the years ahead. 
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           As I have emphasized 
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           recently
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            , if there is a way back into arms control –  and especially
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           numerical
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            arms control – it probably leads through the statecraft of deterrence:
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            “…[I]f there is a pathway to a future of negotiated restraint, it will require changing the incentive structures perceived by our collective geopolitical adversaries. At the moment, those adversaries clearly
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           don’t
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            feel any need to talk, for they would seem to be doing quite well by building up their arsenals and intimidating their neighbors while we [in the United States], for the most part, sit placidly on our hands and resign ourselves to early-1980s force posture concepts and a late-1990s approaches to infrastructure capacity [and force sizing] that are entirely inadequate to the times.” 
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           “Unless the Western powers shift emphatically back into ‘compete’ mode after a generation of nuclear shrinkage, those adversaries will feel no need to change course – and in that case, you can forget about meaningful arms control, much less some future return to reductions. If they do, however, I think it may well be possible to work our way back to meaningful arms control, and perhaps even to more forward progress on disarmament.”
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           Laws and Norms
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            Let me conclude with a word about laws and norms, since that is a topic I am sure is of great interest to you at the New York State Bar Association.  Frankly, I wish laws and norms were of more importance in these contexts, but one of the reasons we face the nuclear risk problems we do today is the Kremlin’s willingness to ignore such niceties. 
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           Russia continues to flout international law in its quest to extinguish the sovereign existence of its neighbor Ukraine, it commits all but daily 
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           war crimes there
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           , and it has 
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           broken almost every arms-related treaty is has ever signed
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           , the Intermediate-range Nuclear Forces (INF) Treaty, the Conventional Forces in Europe (CFE) Treaty, the Open Skies Treaty, 
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           the New START agreement
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           , the Chemical Weapons Convention, and the Biological Weapons Convention.  Indeed, as I mentioned, it is in part 
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           Russia’s willingness to break arms control agreements such as the INF Treaty that has helped Vladimir Putin acquire the advantage in theater-range nuclear forces that he has made such an important piece of his “offensive nuclear umbrella” strategy
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            . 
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           Putin’s ability to violate that treaty while trusting that we would scrupulously abide by its terms – coupled with our 
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           unwillingness to do anything beyond merely wagging our fingers at him about it over the better part of a decade while he took his illegal INF-class cruise missile from its first flight test into full production and then deployment
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             – shows that asymmetric interest in and commitment to arms control is part of the problem.  I wish it could be said that laws and norms offered even the slightest way to help curb the Russian behavior that is doing so much to destabilize Europe and raise nuclear risks, but there’s no sign of it. 
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           As for Article VI of the 
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           Treaty on the Non-Proliferation of Nuclear Weapons
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             (NPT) – that provision so beloved of the disarmament community – the contempt for arms control shown by our great power revisionist rivals makes Article VI all but useless here too.  That article obliges all States Party to the NPT to “to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament.” 
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           As I have been 
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           pointing out for years
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           , however, “pursuing negotiations in good faith” is doomed to be fruitless if one’s would-be counterparty either rejects negotiations entirely or displays bad faith.  And that is, alas, the case with China and with Russia.  Since neither one of those powers particularly cares about arms control in the first place, moreover, it also doesn’t do much good to point out that their conduct is a violation of Article VI – as has been persuasively argued with China, for instance, 
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           by my former State Department colleague Thomas Grant
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           .  They just don’t care.
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           For reasons similar to what I outlined earlier, therefore, if there is a pathway back to arms control – and to actually achieving negotiations on disarmament as Article VI encourages – it probably lies through the statecraft of defense and deterrence.  Our strategic adversaries need to be made to perceive concrete incentives to negotiate with us, and to keep the promises they make therein, that they clearly do not presently see.  And that won’t happen just because a bunch of lawyers sign documents denouncing those countries for their lawlessness.  Remember: unscrupulous and even lawless risk-manipulation is not a “bug” but rather a “feature” of revisionist grand strategy.
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           As for China’s almost humorously disingenuous idea of a multilateral nuclear “no-first-use” (NFU) treaty, it doesn’t even pass the snicker test.  As I’ve been pointing out 
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           since at least 2011
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            and as I explored more extensively in the Chinese connection 
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           just a year ago
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            , NFU promises of any sort are something of a joke: they are really reliable only with the counterparties and in the circumstances where one needs them least (i.e., with countries you trust), and they are least reliable where they would seem to be most necessary (i.e., with adversaries, especially in a crisis). 
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           Even if an NFU convention could actually be trusted, moreover, it is as likely to be a destabilizing invitation to conflict as it is to lower nuclear risks, for NFU would risk sending the signal to a powerful regional aggressor such as China or Russia that it could invade a small U.S. ally with nuclear impunity.  NFU, in other words, would be a death-knell for the “extended nuclear deterrence” upon which the United States and its alliance partners have relied for generations to deter aggression.  (As such, it would also likely be a powerful driver for proliferation, by giving such would-be victim countries incentives to engage in nuclear weapons development themselves to replace the American nuclear protections  of which NFU would have robbed them.)  It’s easy to see why China might wish to entice us into the silliness of an NFU treaty, but it’s equally clear why that would be a terrible idea – not just in general, but specifically from the perspective of reducing nuclear risks. 
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           Conclusion
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            So this brings us back to my central theme: the dire need, in response to the rising nuclear risks presented by Russian and Chinese behavior, to buttress deterrence and pursue the statecraft of strength.  Such strength is in no way inconsistent with pursuing arms control and even disarmament, and indeed may be the only way to persuade our strategic rivals to re-engage on such topics. 
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           These are not pleasant times, and these are surely not pleasant truths for the disarmament community to hear.  But truths, I submit, they are.
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           — Christopher Ford
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      <pubDate>Thu, 30 Jan 2025 16:34:58 GMT</pubDate>
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      <title>What Next from Washington on the Iranian Nuclear Problem?</title>
      <link>http://www.newparadigmsforum.com/what-next-from-washington-on-the-iranian-nuclear-problem</link>
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          Below is the text upon which Dr. Ford based his remarks to the workshop on “Enhancing Regional Security and Addressing WMD Threats in the Middle East,” held in Abu Dhabi, UAE, on January 23, 2023.
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           Good morning, everyone, and greetings from Washington.  I should make clear at the outset that I claim no special insight into how the Second Trump Administration will handle the Iranian nuclear problem.  What I will offer here today are just my own personal views, and they do not represent those of anyone else.  With those caveats, however, I’m happy – as a professor of international relations and a former official who worked on such issues when I was last in government – to offer some speculative thoughts.
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           Many are certainly wondering what to expect as Washington decides how it wishes to try to handle the worsening problem of an Iran that has been relentlessly 
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           expanding its fissile material production capabilities and enriching ever more uranium at higher and higher levels of weapons-adjacent purity
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           .  Everyone remembers the “
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           maximum pressure
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           ” campaign against Iran adopted during President Trump’s first term, and journalists and think tank scholars have 
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           noted that President Trump has named numerous officials who have hitherto expressed hardline positions on Iran
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             – among them Secretary of State-designate Marco Rubio, National Security Advisor Mike Waltz, and Secretary of Defense-designate Pete Hegseth. 
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           For such reasons, many seem to expect that we’ll just see a return to “maximum pressure” without much prospect of a negotiation, and perhaps even with a real chance of conflict if Iran opts finally to try to turn its large stockpile of enriched uranium into nuclear weapons.  Since it takes two to Tango, as the saying goes, such a pathway is indeed possible: if Iran chooses not to respond to U.S. diplomatic overtures seeking an enduring answer to the nuclear problem, then that’s on them.
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           For his part, however, President Trump has 
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           signaled that he is open to negotiations
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           .  Moreover, Brian Hook, an architect of “maximum pressure” at the State Department last time and who was 
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           reported to have been a key figure in the transition team for Rubio’s State Department
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           , has just been 
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           fired by President Trump
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            from a government position at the Wilson Center, and Trump has said that  former Secretary of State 
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           Mike Pompeo will not be part of his administration this time
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           .  Where this leaves Iran policy in the new administration remains to be seen.
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           At the same time, in Masoud Pezeshkian Iran now has a 
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           new president who at least sounds like he may be a man of more moderation and pragmatism than many of his predecessors
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            .  To be sure, it will of course be Supreme Leader Ali Khamenei – and not Pezeshkian – who will call the shots on any major security issue such as limiting Tehran’s nuclear program, Iran’s missile program, or its foreign adventurism. 
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          Nevertheless, Iran is in an interesting position right now.  It has been gravely weakened by the catastrophic loss of is Syrian ally, and by the devastation so impressively wrought by Israel against the terrorists of Hezbollah and Hamas.  It is also in a terrible situation economically, and its restive population is clearly thoroughly tired of the intolerant brutalities, corruption, and mismanagement they suffer from the clerical regime.  It is also true that, as the Stimson Center’s Mohammed Mazari reminds us, “
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           [i]n the past and under extreme duress, Iran has negotiated with mortal adversaries, including Iraqi dictator Saddam Hussein
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           The real question is thus more about Iran than about U.S. policy.  Will the ayatollahs choose weaponization and war, or will they choose to work out a deal?  It’s hard to handicap those odds.
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           At least with respect to Washington’s approach, however, what I’d wager we won’t see from the Second Trump Administration is a continuation of the Biden Administration’s failed Iran policy.  In their 
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           enthusiastic virtue-signaling against President Trump for his having pulled out
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            of the 
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           Joint Comprehensive Plan of Action
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            (JCPOA) negotiated with Iran by the Obama Administration, the Biden team was so obviously 
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           desperate to get a new JCPOA
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             that it’s no surprise that Iran became more intransigent. 
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           After it became clear that reviving the JCPOA was impossible, moreover, the Biden Team turned to basically ignoring the Iran issue and hoping nobody would notice while they 
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           relaxed enforcement of U.S. sanctions
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           , apparently in the vain hope that this might make Tehran more willing to talk.  All this, then, is the kind of silliness that one can be confident that the Second Trump Administration will not emulate.
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           But what will the United States do?  And what progress might actually be possible with Iran?  It’s obviously hard to say at this point, but the optimist in me sees a real chance for negotiation.
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           Some observers have 
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           suggested that the United States might simply choose to soften its policy vis-à-vis Iran in order to prioritize containing China
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           .  Short of a situation actual war, however, it’s not clear that America’s Iran policy actually burdens our China policy in the first place.  So while I suppose such a pathway is possible, I doubt it’s very likely. 
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           More likely would be a new push for negotiation – but one done Trump-style, not Biden-style.  That is, it would use a “peace through strength” approach that makes clear the United States is indeed interested in a deal, but which starts by taking emphatic steps to establish a firm position of U.S. and Western negotiating advantage before talks begin.  That would probably mean that it begins with a return to “maximum pressure,” as indeed 
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           some in the media have been forecasting
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           , but the point would be to leverage this pressure for diplomatic ends.
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           In this respect, you should also remember, as I emphasized 
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           last spring at a conference on the Iran problem at the Lawrence Livermore National Laboratory
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           , President Trump’s direction in October 2017 to solve what was known as the “sunset clause” problem of in the JCPOA.  He 
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           said then that
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           “I am directing my administration to work closely with Congress and our allies to address the deal’s many serious flaws so that the Iranian regime can never threaten the world with nuclear weapons. These include the deal’s sunset clauses that, in just a few years, will eliminate key restrictions on Iran’s nuclear program.  The flaws in the deal also include insufficient enforcement and near total silence on Iran’s missile programs. … [I]n the event we are not able to reach a solution working with Congress and our allies, then the agreement will be terminated.”
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           And indeed, on these instructions, we in the First Trump Administration did for a time try to explore the parameters of deal that would have 
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           capped Iran’s nuclear program at  a low level
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           , permanently – thus solving the “sunset clause” problem that had been baked into President Obama’s JCPOA.  The Europeans rejected this, however, thus ensuring that we never had the chance to raise anything like this with Iran.  The Europeans’ rejection of the U.S. overture therefore also doomed the JCPOA, for President Trump certainly wasn’t going to remain in a deal that accepted Tehran having as large a fissile material production capability as it wanted – as the JCPOA, rather shamefully, would have permitted once the “sunset clauses” had “sunsetted.”
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            That precedent, I would submit, offers something of a hopeful note.  But let me make two further points. 
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           The first point is to emphasize that I am not arguing that reviving such a concept is necessarily the right answer now.  (But who knows?  One could do worse.)  Rather, I point out merely that there is ample precedent for President Trump being open to the idea of a negotiated solution with Iran, provided that the terms of any new agreement actually benefit American security and enduringly address the problem.  He was very clear that the JCPOA did not check both those boxes, but some future deal might.
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           In 2017, President Trump understood that the merely temporary nature of the JCPOA’s restrictions on Iran were that deal’s fatal flaw.  He also clearly understood how problematic it was that the JCPOA did nothing to rein in Iran’s destabilization of its neighbors through proxy militia groups and terrorist sponsorship, and that it did nothing to stop the endless expansion of Iran’s missile capabilities.  (In fact, the deal 
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           seemed to have emboldened Iran
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            in such misbehavior even as President Obama’s sanctions relief gave it access to more funds for those activities.)
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           Today, however – at least if one squints a bit – it is almost possible to imagine the parameters of a possible deal that addresses these issues.  Such a deal, moreover, would arguably be easier for the mullahs to accept today than it was in 2019 or 2020 precisely because Iran’s position as an aspiring Middle East hegemon has been so dramatically weakened. As a result of its recent strategic reverses, there is less outside the strictly nuclear domain that Tehran would have to agree to give up in order to see a lifting of sanctions and at least a partial repair of its longstanding poisonous relationship with the United States and the West.
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           My second point, however, is that if any such deal is the objective, we are all now on a rapidly-moving time clock.  As I 
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           pointed out last spring
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           , perhaps the most important remaining arrow in the West’s quiver for incentivizing Iran to agree to just such a deal is a tool that will itself “sunset,” as it were, with the expiration of 
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           U.N. Security Council Resolution 2231
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            in October 2025 – just a few months from now. 
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           If “snapback” is formally invoked – by the Europeans, necessarily, because we did so already in 2020 and 
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           everybody ignored it
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             – this would set in place the incentive structure needed to give Iran a reason to negotiate with us to lift the litany of full U.N. sanctions that would be re-imposed by snapback.  By contrast, if snapback is not triggered before Resolution 2231’s expiration next October, U.N. sanctions probably cannot ever be used in this way, for re-imposing them later would take a new Security Council resolution that I cannot imagine that Russia (perhaps joined by China) would fail to veto. 
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           Accordingly, the next few months give us one remaining chance to use this powerful instrument of diplomatic leverage for good.  I dearly hope we use it.
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            This is mainly a challenge for the Europeans – and specifically, for the “EU-3” group of Britain, Germany, and France.  I hope they will not again pass up the opportunity, as they did in early 2018, for a chance at crafting a more serious and enduring agreement with Iran. 
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           I should note also, however, that there is also still an important role to be played for the states of the Middle East, including the Gulf States.  If you believe media accounts, a number of governments in the region have of late been softening their stances toward Iran.  (The New York Times 
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           , for instance, that some Arab leaders have urged President Trump to go easy on Iran.)
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           I’ll grant that such a softening may have seemed expedient when the Biden Administration was signaling U.S. weakness and desperation, and when Iran was still riding high in its seeming regional strength and defiance.  But such softness makes much less sense now.  Arguably, in fact, a stronger regional posture vis-à-vis the Arab world’s belligerently revolutionary and terrorism-sponsoring Shi’a neighbor would very helpfully complement snapback-facilitated U.S. negotiations aimed a real and enduring solution to the problems presented by Iran’s behavior. 
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           To my eye, at least, Tehran seems to be in a position where resolute engagement to press it into an unaccustomed degree of reasonableness might conceivably actually work.  Fence-sitting, either in Europe or in the Middle East, would just worsen the problem, of course, but forward-leaning regional cooperation with the United States might just help solve it.
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            That is, at least, my instinct.  I look forward to our discussions. 
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           —Christopher Ford
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      <pubDate>Thu, 23 Jan 2025 17:31:49 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/what-next-from-washington-on-the-iranian-nuclear-problem</guid>
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    <item>
      <title>Ford's 2024 Round-Up</title>
      <link>http://www.newparadigmsforum.com/ford-s-2024-round-up</link>
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           With 2024 hours from being over, here’s a handy compilation of my public work product from the last year.  As you can see from the list of seven papers or articles and 20 presentations below, it’s been a big year for nuclear weapons policy and arms control topics – but as always there’s a good helping of strategic competition with China.  
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           Keep checking New Paradigms Forum for new material as we move into 2025.   And Happy New Year,  everyone!
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           Papers and Articles
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            Christopher A. Ford, “
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            Call it by its Name: Communist Chinese Imperialism
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             ,” National Institute for Public Policy
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            Occasional Papers
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            , vol. 4, no. 11 (November 2024)
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    &lt;a href="https://www.newparadigmsforum.com/call-it-by-its-name-communist-chinese-imperialism"&gt;&#xD;
      
           https://www.newparadigmsforum.com/call-it-by-its-name-communist-chinese-imperialism
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            Christopher A. Ford, “
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            The Weaponization of Integrity: How the West’s Enemies Try to Leverage its Ethics Against It
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             ,”
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             Defense &amp;amp; Strategic Studies Online
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            [Missouri State University], vol. 1, no. 1 (Autumn 2024), pages 47-65
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    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/DASSO_Volume_1_Issue_1_Ford.pdf"&gt;&#xD;
      
           https://irp.cdn-website.com/ce29b4c3/files/uploaded/DASSO_Volume_1_Issue_1_Ford.pdf
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            Christopher A. Ford &amp;amp; Alex Memory, “
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            The Ties that Bind: A Data-Driven Analysis of Oceania’s Dependency on China
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            ,
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             ”
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             Defense &amp;amp; Strategic Studies Online
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            [Missouri State University], vol. 1, no. 1 (Autumn 2024), pages 5-30
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    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/DASSO_Volume_1_Issue_1_Ford_and_Memory.pdf"&gt;&#xD;
      
           https://irp.cdn-website.com/ce29b4c3/files/uploaded/DASSO_Volume_1_Issue_1_Ford_and_Memory.pdf
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            Christopher A. Ford, “
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            Challenges of Deterrence and Security Upon Nuclear Use
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             ,” in
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             Project Atom 2024: Intra-War Deterrence in a Two-Peer Environment
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            (CSIS, November 2024), pp. 19-32
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    &lt;a href="https://csis-website-prod.s3.amazonaws.com/s3fs-public/2024-11/241118_Williams_Project_Atom.pdf?VersionId=XGCLkaKa7nEt9MV1Jn4W8jV2y1dsD5F5"&gt;&#xD;
      
           https://csis-website-prod.s3.amazonaws.com/s3fs-public/2024-11/241118_Williams_Project_Atom.pdf?VersionId=XGCLkaKa7nEt9MV1Jn4W8jV2y1dsD5F5
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            Christopher A. Ford, “
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            Dead or Deferred? Nuclear Arms Control in the Age of Revisionism
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             ,” in
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            Aligning Arms Control with the New Security Environment
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             (Livermore, CA: Center for Global Security Research, 2024)
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    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/Ford_in_CGSR_Arms_Control_Book.pdf"&gt;&#xD;
      
           https://irp.cdn-website.com/ce29b4c3/files/uploaded/Ford_in_CGSR_Arms_Control_Book.pdf
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            Christopher A. Ford, “
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            The Substructures of Chinese Grand Strategy, and Why Resolute U.S. Engagement Matters
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             ,”
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            Commentary
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            , Hoover Institution Press (May 9, 2024)
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    &lt;a href="https://www.hoover.org/research/substructures-chinese-grand-strategy-and-why-resolute-us-international-engagement-matters"&gt;&#xD;
      
           https://www.hoover.org/research/substructures-chinese-grand-strategy-and-why-resolute-us-international-engagement-matters
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            Christopher A. Ford, “
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            Nuclear Posture and Nuclear Posturing: A Conceptual Framework for Analyzing China’s Nuclear Weapons Policy
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             ,” National Institute for Public Policy
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            Occasional Papers
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            , vol. 4, no. 2 (February 2024)
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    &lt;a href="https://nipp.org/wp-content/uploads/2024/02/Vol-4-No-2-final.pdf"&gt;&#xD;
      
           https://nipp.org/wp-content/uploads/2024/02/Vol-4-No-2-final.pdf
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           Remarks and Presentations
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            Christopher A. Ford, “
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            Critiquing the ‘Irreversibility’ of Nuclear Disarmament
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             ,” remarks to a CSIS/PONI workshop at Wilton Park, United Kingdom (December 18, 2024),
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    &lt;a href="https://www.newparadigmsforum.com/critiquing-the-irreversibility-of-nuclear-disarmament"&gt;&#xD;
      
           https://www.newparadigmsforum.com/critiquing-the-irreversibility-of-nuclear-disarmament
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            Christopher A. Ford, “
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            Nonproliferation, Disarmament, and the New Washington, D.C.
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            ,” remarks at Wilton Park, United Kingdom (December 16, 2024)
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    &lt;a href="https://www.newparadigmsforum.com/nonproliferation-disarmament-and-the-new-washington-d-c"&gt;&#xD;
      
           https://www.newparadigmsforum.com/nonproliferation-disarmament-and-the-new-washington-d-c
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            Christopher A. Ford, “
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            Nuclear Latency and its Discontents
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            ,” remarks at the Woodrow Wilson International Center for Scholars (December 13, 2024)
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    &lt;a href="https://www.newparadigmsforum.com/nuclear-latency-and-its-discontents"&gt;&#xD;
      
           https://www.newparadigmsforum.com/nuclear-latency-and-its-discontents
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            Christopher A. Ford, “
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            Deterrence in National Strategy: Critique and Recommendations
           &#xD;
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            ,” remarks at the Lawrence Livermore National Laboratory (December 11, 2024)
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    &lt;a href="https://www.newparadigmsforum.com/deterrence-in-national-strategy-critique-and-recommendations"&gt;&#xD;
      
           https://www.newparadigmsforum.com/deterrence-in-national-strategy-critique-and-recommendations
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            Christopher A. Ford, “
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            Looking Ahead in Nuclear Weapons Policy, Arms Control, and Nonproliferation
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            ,” remarks to the European Leadership Network (December 10, 2024)
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    &lt;a href="https://www.newparadigmsforum.com/looking-ahead-in-nuclear-weapons-policy-arms-control-and-nonproliferation"&gt;&#xD;
      
           https://www.newparadigmsforum.com/looking-ahead-in-nuclear-weapons-policy-arms-control-and-nonproliferation
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      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
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      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Recommendations for the Next Nuclear Posture Review
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks for a roundtable at the National Defense University (December 6, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/recommendations-for-the-next-nuclear-posture-review"&gt;&#xD;
      
           https://www.newparadigmsforum.com/recommendations-for-the-next-nuclear-posture-review
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Restoring Strategic Stability in the Euro-Atlantic Area
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ” remarks at the Center for Strategic and International Studies (December 4, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/restoring-strategic-stability-in-the-euro-atlantic-area"&gt;&#xD;
      
           https://www.newparadigmsforum.com/restoring-strategic-stability-in-the-euro-atlantic-area
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Leveraging Strength into Peace: Arms Control Isn’t (Quite) Dead, and Here’s How to Revive It
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ” remarks to the Bicameral Bipartisan Member Briefing on Arms Control, Russell Senate Office Building (November 21, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/leveraging-strength-into-peace-arms-control-isnt-quite-dead-and-heres-how-to-revive-it"&gt;&#xD;
      
           https://www.newparadigmsforum.com/leveraging-strength-into-peace-arms-control-isnt-quite-dead-and-heres-how-to-revive-it
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Threats to NATO Resilience
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks to the NATO Resilience Summit, Bratislava, Slovakia (November 12, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/threats-to-nato-resilience"&gt;&#xD;
      
           https://www.newparadigmsforum.com/threats-to-nato-resilience
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Some Musings on Making Deterrence Policy
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks to students at Purdue University (October 16, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/some-musings-on-making-deterrence-policy"&gt;&#xD;
      
           https://www.newparadigmsforum.com/some-musings-on-making-deterrence-policy
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Security, Proliferation, and Preserving Sovereign Independence in the Indo-Pacific
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” presentation to the Dialogue on the U.S.-Vietnam Comprehensive Strategic Partnership, Hanoi, Vietnam (September 12, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/security-proliferation-and-preserving-sovereign-independence-in-the-indo-pacific"&gt;&#xD;
      
           https://www.newparadigmsforum.com/security-proliferation-and-preserving-sovereign-independence-in-the-indo-pacific
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Russia, China, and the Challenge of Asymmetry in Nuclear Ethics
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” presentation to the Forum on Nuclear Strategy, Albuquerque, New Mexico (September 6, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/russia-china-and-the-challenges-of-asymmetry-in-nuclear-ethics"&gt;&#xD;
      
           https://www.newparadigmsforum.com/russia-china-and-the-challenges-of-asymmetry-in-nuclear-ethics
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Thinking About China’s Nuclear Weapons Policy
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks to an event organized by the National Institute for Deterrence Studies (August 9, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/thinking-about-chinas-nuclear-weapons-policy"&gt;&#xD;
      
           https://www.newparadigmsforum.com/thinking-about-chinas-nuclear-weapons-policy
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Four Warnings About the ‘Dark Quad
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,’” remarks at a symposium organized by the National Institute for Public Policy (July 23, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/four-warnings-about-the-dark-quad"&gt;&#xD;
      
           https://www.newparadigmsforum.com/four-warnings-about-the-dark-quad
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Equipping Leaders for Strategic Competition Against China’s ‘Leverage Web
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,’
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ” remarks at the Johns Hopkins University’s Applied Physics Laboratory (July 18, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/equipping-western-leaders-for-sustained-strategic-competition-against-communist-chinas-leverage-web-strategy"&gt;&#xD;
      
           https://www.newparadigmsforum.com/equipping-western-leaders-for-sustained-strategic-competition-against-communist-chinas-leverage-web-strategy
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            New Old Wisdom on Nuclear Deal with Iran
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks at the Lawrence Livermore National Laboratory (May 22, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/new-old-wisdom-on-a-nuclear-deal-with-iran"&gt;&#xD;
      
           https://www.newparadigmsforum.com/new-old-wisdom-on-a-nuclear-deal-with-iran
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Emerging Technologies and the Nuclear Weapons Arena
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ” remarks at the Center for Strategic and International Studies (March 28, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/emerging-technologies-and-the-nuclear-weapons-arena"&gt;&#xD;
      
           https://www.newparadigmsforum.com/emerging-technologies-and-the-nuclear-weapons-arena
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Outbound Investment and China’s ‘Leverage Web
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,’” remarks at the American Enterprise Institute (February 13, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/outbound-investment-and-chinas-leverage-web"&gt;&#xD;
      
           https://www.newparadigmsforum.com/outbound-investment-and-chinas-leverage-web
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Weaponized Interdependence, U.S. Economic Statecraft, and Chinese Grand Strategy
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ” remarks at Columbia University’s School of International and Public Affairs (February 8, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/weaponized-interdependence-u-s-economic-statecraft-and-chinese-grand-strategy"&gt;&#xD;
      
           https://www.newparadigmsforum.com/weaponized-interdependence-u-s-economic-statecraft-and-chinese-grand-strategy
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;strong&gt;&#xD;
        
            Some Thoughts on Targeting, the Law of Armed Conflict, and Morality
           &#xD;
      &lt;/strong&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks at the Carnegie Endowment for International Peace (January 12, 2024)
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/weaponized-interdependence-u-s-economic-statecraft-and-chinese-grand-strategy"&gt;&#xD;
      
           https://www.newparadigmsforum.com/some-thoughts-on-targeting-the-law-of-armed-conflict-and-morality
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           -- Christopher Ford
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
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      <pubDate>Tue, 31 Dec 2024 19:39:10 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/ford-s-2024-round-up</guid>
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    </item>
    <item>
      <title>Critiquing the “Irreversibility” of Nuclear Disarmament</title>
      <link>http://www.newparadigmsforum.com/critiquing-the-irreversibility-of-nuclear-disarmament</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;h3&gt;&#xD;
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           Below is an edited and revised version of the remarks Dr. Ford prepared for a CSIS/PONI Workshop on “Irreversibility in Nuclear Disarmament” at Wilton Park, in the United Kingdom, on December 18, 2024.
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&lt;div data-rss-type="text"&gt;&#xD;
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           Thank you for asking me to offer some thoughts on the idea of “irreversibility” in nuclear disarmament.  I offer these comments purely as my own opinion, and I fear my thoughts may not be exactly what this group will want to hear, but I’m nonetheless grateful for the opportunity to provide.
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    &lt;/span&gt;&#xD;
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  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           The Challenge of “Irreversibility”
          &#xD;
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           You might say that we’ve struggled with the idea of whether or not to make disarmament “irreversible” for thousands of years.  Famously, the ancient Israeli prophet Isaiah seems to have had a vision of some kind of “irreversibility” in mind:
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    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
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    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
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           “And he shall judge among the nations, and shall rebuke many people: and they shall beat their swords into
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    &lt;strong&gt;&#xD;
      
            
          &#xD;
    &lt;/strong&gt;&#xD;
    &lt;span&gt;&#xD;
      
           plowshares, and their spears into pruninghooks: nation shall not lift up sword against nation, neither shall they learn war any more.”  [Isaiah 2:1]
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
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           Yet his pronouncements about this also need to be set against the less well-known words of the prophet Joel, who took somewhat a different view:
          &#xD;
    &lt;/span&gt;&#xD;
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    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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            “Beat your plowshares into swords, and your pruninghooks into spears: let the weak say, I
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           am
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            strong.” [Joel 3:10]
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            Rather more recently, a more
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           Isaiahan
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            notion of “irreversibility” seems in some quarters to have acquired an all but totemic importance in the nuclear disarmament community.  It was, of course, the fifth listed of the infamous 13 “practical steps for the systematic and progressive efforts [sic] to implement article VI of the Treaty on the Non-Proliferation of Nuclear Weapons” (NPT) called for in the
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           Final Document adopted by the 2000 NPT Conference
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            (RevCon).  That document made clear its drafters’ view that “[t]he principle of irreversibility” should “apply to nuclear disarmament, nuclear and other related arms control and reduction measures.”   
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           These policy recommendations from the year 2000 were endorsed anew by the NPT RevCon in 2010, which “
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           reaffirm[ed] the continued validity of the practical steps agreed to in the Final Document of the 2000 Review Conference
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           .”  Indeed, the 2010 document articulated a rather ponderous 64-point “
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           Action Plan
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           ” for disarmament, under which all parties committed to applying the principle of irreversibility to their treaty negotiations.  Many countries at that 2010 meeting, moreover, declared irreversibility to be “
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           a fundamental principle for nuclear disarmament
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            ,” and the idea has also been
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           endorsed by the United Nations General Assembly
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           .
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            The fact that the aforementioned 13 “Practical Steps” toward which the disarmament community still continues to genuflect also include full implementation of the
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           START II arms control agreement
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            , conclusion of
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           START III
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            , strengthening the
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           Anti-Ballistic Missile Treaty
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            , and implementation of the
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           Trilateral Initiative
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            between the United States, Russia, and the International Atomic Energy Agency (IAEA) – all efforts that collapsed or were abandoned
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           decades
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            ago, and indeed well before they were, remarkably,
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           reaffirmed
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            as objectives in 2010 – may tell you what you need to know about the intellectual seriousness of such politically-driven and committee-drafted documents.  Yet irreversibility, at least as a concept, apparently still continues to carry great weight.
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            “Irreversibility” … Isn’t
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            I hope you won’t take it wrong, however, if I channel my inner Prophet Joel and say that I think “irreversibility” quite problematic.  To begin with, I dislike it
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           as a term
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            because it seems dishonest.  In the strong sense, after all, “irreversibility” is simply a fiction.   A
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           Wilton Park report observed in 2022
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            that the only way to achieve irreversibility of nuclear disarmament would be somehow to completely eliminate all existing fissile materials and abandon nuclear fission, but even that assessment seems overly generous.  As
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           I noted in an event at the Wilson Center last week
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           , 
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           “If nuclear weapons can be built entirely from scratch once, they can be built from scratch again – and it would be vastly easier that second time because everyone now knows this is possible and many understand at least the basics of how to do it.”
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            To be sure, there might be many analytically interesting questions surrounding how desirable continued disarmament could be made to feel, how difficult it would be for a country to rearm, how long rearmament would take, and how expensive such reconstitution would be.  Yet these are all matters of
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           degree
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           , and irreversibility – on its face – seems fundamentally hostile to “it depends” answers.
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            Since you can’t ever
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           really
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            have irreversible disarmament, it seems – to be charitable – at least
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           confusing
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            to insist upon it as a priority.  “Ought,” after all, implies “can,” and it is not morally compelling to demand the achievement of an impossible objective.  As perhaps with the challenge of avoiding sin, if one accepts that “never rearming” is indeed desirable, the game is surely more wisely and sustainably played if you have the honesty, self-awareness, and moral courage to admit that perfection isn’t really an option.
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           In Praise of “Reversibility”
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            But my dislike of “irreversibility” goes deeper than just overweening syntactical ambition.  More fundamentally, I’m not entirely persuaded that irreversible disarmament is actually a
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            per se
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            good in the first place. 
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            The acquisition of nuclear weapons, after all, does not simply occur by accident; rather, the question of armament arises in response to perceived
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           need
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            .  Nor is such need necessarily an illegitimate or unworthy one.  As even the International Court of Justice rather grudgingly acknowledged in its
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           advisory opinion of 1996
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            , the threat or even the
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           use
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            of nuclear weapons may be permissible “in an extreme circumstance of self-defence, in which the very survival of a State would be at stake.” 
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            In a context in which possession of nuclear weaponry is needed to deter such aggression, the very
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           idea
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            of nuclear disarmament loses moral force, and surely in no case more so than where such disarmament becomes “irreversible.”  Nobly forswearing the option of
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           re-arming
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            where there remains the possibility of facing existential threats that cannot feasibly be countered by any other means would seem a sort of madness.  Nuclear disarmament is supposed to be a good thing because it conduces to greater safety and security for all, but if in fact it amounts to a suicide pact in the face of geopolitical predation, it is surely neither a good idea nor a morally compelling objective.  Hence my deeper problem with irreversibility as a canonical objective for the disarmament movement.
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            Indeed, preserving the ability to
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           reverse
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            disarmament has already contributed in important ways both to achieving disarmament and to preserving deterrence.  As the United States began rapidly drawing down the size of its nuclear arsenal and dismantling thousands of weapons after the end of the Cold War, for instance, it deliberately maintained a modest reserve stockpile of devices that had been removed from service but that were
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           not
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            dismantled.  These out-of-service weapons were kept in storage as a sort of insurance policy in case the security situation suddenly deteriorated again.  (As Defense Secretary Bill Perry described it in 1994, the idea was to “
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           balance … showing U.S. leadership in responding to the changed international environment and hedging against an uncertain future
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           .”)  Without the degree of reversibility represented by the option of uploading delivery systems once again from that reserve stockpile if needed in response to unforeseen future threats, the United States surely would have drawn down its deployed arsenal much more slowly, and might have had to stop its dramatic post-Cold War reductions much sooner.
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            More recently,
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           American officials have also emphasized
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            the role that the U.S. nuclear weapons production infrastructure can play in supporting deterrence if we can use our
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           capacity to produce
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            new weapons if needed to signal to our adversaries that it is not in their interest to have an arms race with us.  Even if it is not used, in other words, the capacity to build more can contribute to deterrence.
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            By the same token,
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           lacking
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            the capacity to build more – that is, irreversibility – can invite trouble.  It may be, in fact, that we are today seeing how a high degree of irreversibility can
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           encourage
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            adversaries to build up their nuclear arsenals and rely more heavily upon nuclear coercion.  The United States deliberately reduced the size of its nuclear weapons infrastructure after the end of the Cold War to such an extent that this infrastructure is today sized only for maintaining the
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           status quo
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            of our current arsenal and
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           cannot
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            presently support any effort to produce significant numbers of additional weapons. 
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           Thankfully, the last two U.S. administrations have started to turn this around, but reinvigorating our nuclear weapons infrastructure is difficult, slow, and expensive – and our adversaries are well aware of this.  I fear that he degree of irreversibility inherent in our having emasculated our weapons infrastructure in the post-Cold War era can hardly but be contributing to the current eagerness of Russia and China today to confront us with dangerous nuclear weapons build-ups, with which they know we will struggle to compete.  So from that perspective, I’d say reversibility has a lot to be said for it.
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            Ironically, in fact, some have even championed the idea of being able to
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           reverse
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            disarmament as a way to help achieve a world without nuclear weapons.  In 1946, for instance, the
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           Acheson-Lilienthal Report
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            proposed an approach to stabilizing a disarmed world in part through ensuring that any one state’s seizure of internationally-controlled nuclear technology or materials could be countered by similar seizures by
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           other
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            states – thus making a form of nuclear deterrence based upon the assured general
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           reversibility
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            of disarmament into a necessary architectural element of its plan. 
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           Jonathan Schell’s 1984 book
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           The Abolition
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            also relied upon such “weaponless deterrence,” the centerpiece of which was having each of the former nuclear weapons possessors retain the ability to
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           reconstitute
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            its arsenal if any other one did.  I have myself
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           critiqued this approach
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            to trying to stabilize a world of “Zero” as likely being unworkable – as also, more importantly, has
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           Thomas Schelling
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            – but my point here is that even portions of the disarmament community have (at least impliedly) found “irreversibility” counterproductive. 
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            Far from irreversibility being a
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           per se
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            good, therefore, a degree of reversibility in nuclear disarmament can actually be stabilizing, by contributing to deterrence, strategic stability, and  the avoidance of arms races.  By tilting at the windmill of “irreversibility,” therefore, the disarmament community may actually be
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           discouraging
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            nuclear weapons possessors from thinking more seriously about disarmament possibilities.   
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            From these insights, I would argue that any effort to do something constructive with the wrongheadedness embedded in the “irreversibility” portions of the 2000 RevCon Final Document and the 2010 “Action Plan” will need to start with figuring out how to discern when and to what degree irreversibility is
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           good
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            , and when and to what degree it
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           isn’t
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           .  (Depending upon the circumstances, it could be either one.)  This would require a taste for nuance and complexity that the drafters of NPT documents are unaccustomed to providing, but perhaps it will be possible.
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           The Challenge of Geopolitics 
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            Adding to the difficulty, I would also think that the few historical examples we’ve already seen of reasonably durable nuclear disarmament suggest that the biggest challenge in making things “irreversible” will relate not to drafting clever treaty provisions and creative verification protocols – which is what so many of us nuclear nerds like to do – but rather to messy questions of politics and geopolitics. 
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            Argentina and Brazil, for instance, seem to have done a pretty impressive job in accomplishing exactly what the
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           Preamble to the NPT
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            makes clear that we really
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           need
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            to do “in order to facilitate” disarmament – namely, ease international tension and strengthen trust between states.  Yet this salutary journey wasn’t just about ending their embryonic nuclear weapons programs and then setting up the
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           Argentina-Brazil Agency for Accounting and Control of Nuclear Materials
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            (ABACC).  Crucially, it also required much bigger, antecedent muscle movements, as both of those countries ousted their prior military dictatorships and democratized in the 1980s. 
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            South Africa moved even farther on its own, dismantling a small arsenal of existing nuclear weapons.  This too, however, occurred in the context of regime change – the transition from the
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           apartheid
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            -era National Party government to universal suffrage and the election of the ANC – as well as the evaporation of the regional Communist threat that had preoccupied
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           ancien régime
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            security planners in the White minority government there for decades.  For their parts,
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           Ukraine
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            ,
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           Belarus
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            , and
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           Kazakhstan
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            joined the NPT and relinquished the nuclear weapons that had been stranded on their soil by the collapse of the USSR, but these countries did so in circumstances in which they lacked any ability to maintain or effectively use such devices anyway, and on the strength of international reassurances given that purported to guarantee their security and territorial integrity at a time in which their former imperial overlord had just utterly imploded. 
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            Ukraine, at least, might be forgiven for some
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           ambivalence about that move today
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            , of course.  My point, however, is that it seems to take quite
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           major
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            political and geopolitical shifts in order for nuclear-related disarmament to become possible at all – much less for it to be so in ways that seem more or less “irreversible.” 
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            And that’s the rub.  If theorists and advocates for irreversible global nuclear disarmament under the “Thirteen Steps” and the 2010 “Action Plan” are to be taken seriously, their agenda needs to start very, very far “upstream” of the bare fact of nuclear weapons possession.  First and foremost, that agenda must involve figuring out how to heal the world’s myriad divisions, rivalries, antagonisms, and existential fears enough that all the formerly oppositional nations of the planet will look upon each other as placidly as one imagines and hopes Brazilians and Argentines do today. 
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            ﻿
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            That’s one hell of a tall order, I’m afraid.  And, though I dearly wish the “irreversibility of disarmament” crowd were focused upon at least
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           trying
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            to answer this geopolitical mail, I’m not holding my breath.
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           — Christopher Ford
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      <pubDate>Tue, 24 Dec 2024 01:28:27 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/critiquing-the-irreversibility-of-nuclear-disarmament</guid>
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    <item>
      <title>Nonproliferation, Disarmament, and the New Washington, D.C.</title>
      <link>http://www.newparadigmsforum.com/nonproliferation-disarmament-and-the-new-washington-d-c</link>
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           Below are the remarks Dr. Ford delivered to the annual so-called “Nukes at Christmas” nonproliferation conference at Wilton Park, United Kingdom, on December 16, 2024.
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           Good day, and thank you for having me back here to another lovely “Nukes at Christmas” event at Wilton Park. 
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           In light of President-elect Trump’s victory in our elections last month in the United States, I’ve been asked to offer some thoughts on what one might perhaps expect out of Washington over the next four years on nonproliferation and disarmament issues.  Just to be clear, however, please know that I can claim no special insight, and I am certainly not speaking for anyone other than myself.  So you’re just getting my personal opinion – but let’s give it a go.
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           Diplomatic Wonkery
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            In the spirit of diplomatic wonkery, let me start with a quick comment about nuts and bolts of dealing with U.S. officials from what you might call the “T2” administration on nonproliferation diplomacy. 
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            In terms of the negotiation of nonproliferation-related multilateral diplomatic statements, I think those of you in the NPT diplomatic community should expect even more of the kind of pushback you got from me, when I did this for a living, against efforts to pretend that felicitously progressive rhetorical box-checking in multilateral diplomatic pronouncements are worth the time and effort diplomats spend agonizing over them.  There will be, I would imagine, approximately zero appetite for performative virtue-signaling in agreed statements, and there will certainly be no patience for the idea that such statements can be any kind of consolation for a lack of substantive progress in addressing growing and very concrete threats in the security environment. 
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            Not being nearly so afraid – as diplomats sometimes are – of the disapproval of fashionable people, or of slipping out of the good graces of the arms control and disarmament civil society organizations, the T2 team will presumably
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           not
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            be particularly rattled by the idea of America being left “isolated” if they fail to join a diplomatic statement larded up with what they will see to be distastefully politically-correct phraseology and aspirational exhortations to recommit ourselves to what they will see as naïve approaches that failed years ago.  Nor will they be particularly deterred by the prospect of the supposedly catastrophic failure of not having an agreed consensus statement issue from any given diplomatic meeting. 
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            Accordingly, I recommend against trying to browbeat the Americans into more diplomatic and rhetorical flexibility in this way, as other diplomatic delegations frequently attempt to do.  If you
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           do
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            try, the incoming T2 team – whomever they end up being, which is still far from clear – will probably be
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           delighted
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            to demonstrate their “America First”
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           bona fides
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            by calling your bluff and walking away. 
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            This will give them considerable negotiating leverage against you, because you will want a deal much more than they are likely to; you’ll have to understand that, and moderate your expectations accordingly.  In the wake of the “anti-wokequake” that has overturned received wisdoms in Washington, in other words, my recommendation is that if you want to see U.S.-inclusive multilateral statements, you’ll need to be a lot more flexible with the Second Trump Administration even than you were last time with little ol’ me. 
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           Disarmament and Arms Control
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           When it comes to nuclear disarmament, I’m afraid this group isn’t going to like my prognosis either.
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           It almost beggars belief to think that anyone actually thinks that it will be possible in the foreseeable future to resume the forward movement that was possible after Cold War rivalries had dissolved and great power competition seemed to be forever behind us.  Frankly, thinking that this is a good time to double-down on pushing for “Zero” seems essentially insane, but I suspect there will be those who will try.
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            Such persons, however, will be very disappointed.  I should stress, however, that despite all the apparent hand-wringing in conferences like this about what our most recent American election may mean, it’s clear that the
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           real
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            problem from a disarmament perspective is emphatically
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           not
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            the incoming Second Trump Administration, or indeed anything to do with the United States at all. 
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           The real obstacle to having any kind of coherent and intelligible conversation about nuclear disarmament today results instead from the conjuncture of several grim dynamics: (a) territorial aggression by great power authoritarian revisionists in Russia and China; (b) nuclear arms buildups by those revisionists to which the Western nuclear powers have not yet responded effectively; (c) those revisionists’ efforts to use nuclear overmatch in theater-range systems vis-à-vis the West for coercive bargaining and to deter resistance to their regional aggression; and (d) Russia’s systematic betrayal of pretty much all of its arms control-related promises and obligations, making it difficult to imagine how anyone could trust the Putin regime in any arms control or disarmament context in the future. 
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           So let me be clear.  The mood in policy expert circles in Washington right now is hawkish.  There seems to be broad agreement that we in the United States – and our nuclear-armed allies – need a more robust nuclear posture than before, and that after a generation of happy post-Cold War shrinkage, and that it’s unfortunately time to explore expanded and/or new capabilities once more.   
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            And please don’t think that this just “a Republican thing,” for it is not.  As you can see from the findings of the
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           Strategic Posture Review Commission Report
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            in 2023, such thinking is powerfully bipartisan, and I’d say it represents the “new normal” in the D.C. expert community – precisely in response to Russian and Chinese nuclear policy and their respective nuclear buildups (Russia with theater-range systems especially, and China with – well – everything).  Debates are sure to come in Washington over details such as how
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           much
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            new capacity and which
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           types
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            of new system are needed, and of course
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           how
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            much we should
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           spend
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            on expanded capability, but there is not likely to be any serious argument that we should not be augmenting our posture at all.
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           So you should expect the “T2” Administration to be quite bullish on new U.S. nuclear capabilities, and perhaps also to be open to unorthodox concepts, both in terms of America’s own posture and in terms of possible collaborations with the British or perhaps even the French.  We shall see.
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            But – and here I’ll be bold in challenging this disarmament-focused audience – you
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           shouldn’t
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            actually bemoan this.  If there is a future for arms control and disarmament in the years ahead of us, I suspect it actually lies
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           through
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            an augmented Western deterrence posture, rather than existing in spite of it. 
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            All other things being equal, I would of course prefer to still be reducing rather than building.  Nevertheless, I’d much rather we be
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           building
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            than face strategic destabilization, deterrence failure, and war.  Yet that is what we indeed risk as geopolitical predators continue tp build up their capabilities and whet their territorial appetites while we fail to respond with countervailing postures sufficient to deter them.  There is little to like in an arms race, but when one side is
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           already
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            sprinting, sometimes peace and the eventual hope of reductions are best served by building up one’s
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           own
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            capability to recover and preserve the strategic stability the world so desperately needs, and to give that sprinter reason to think negotiated restraint is in his best interest after all.
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            Accordingly, as I’ve been pointing out a lot recently – again and again – if there is a pathway to a future of negotiated restraint, it will require changing the incentive structures perceived by our collective geopolitical adversaries.  At the moment, those adversaries clearly
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           don’t
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            feel any need to talk, for they would seem to be doing quite well by building up their arsenals and intimidating their neighbors while we, for the most part, sit placidly on our hands and resign ourselves to early-1980s force posture concepts and a late-1990s approaches to infrastructure capacity that are entirely inadequate to the times. 
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           Unless the Western powers shift emphatically back into “compete” mode after a generation of nuclear shrinkage, those adversaries will feel no need to change course – and in that case, you can forget about meaningful arms control, much less some future return to reductions.  If they do, however, I think it may well be possible to work our way back to meaningful arms control, and perhaps even to more forward progress on disarmament.
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           — Christopher Ford
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      <pubDate>Tue, 17 Dec 2024 16:23:59 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/nonproliferation-disarmament-and-the-new-washington-d-c</guid>
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    </item>
    <item>
      <title>Nuclear “Latency” and its Discontents</title>
      <link>http://www.newparadigmsforum.com/nuclear-latency-and-its-discontents</link>
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           Below is the text upon which Dr. Ford based his remarks at the Woodrow Wilson International Center for Scholars on December 13, 2024.
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           The Good morning, and many thanks to the Los Alamos National Laboratory and our hosts here today at the Wilson Center for putting together this workshop on “latent” nuclear weapons status.  I can only offer my own personal views, of course, and I won’t be speaking for anyone else, but it’s an important topic – and, alas, all too timely.
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            Nuclear “latency” is an interesting concept, but also a somewhat slippery one.  I don’t doubt that it’s a real “thing,” for to some extent countries do appear to gain at least some deterrent capacity from being poised on that brink of weaponization.  President Joe Biden, for instance, clearly is at least somewhat “deterred” by Iran’s near-weaponization status, and this has affected his decision-making in Iran’s favor – such as in his
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           opposition to an Israeli strike upon Iranian nuclear facilities
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            .  (One can only hope Xi Jinping is similarly spooked by the idea of regional aggression in the Indo-Pacific in light of Japan’s possession of
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           tons of separated plutonium
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            and development of
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           increasingly sophisticated longer-range strike systems
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           .)   But latency is a little tricky, so let’s explore it a little further.
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           The Ubiquitous Continuum of Nuclear “Latency”
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            Latency is a challenging concept because it is both a
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           continuum
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            and because it is
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           ubiquitous
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            .  It exists along a continuum because we certainly worry more about a country that is more easily able to weaponize in short order than we do about one that isn’t.  If there is indeed some kind of deterrent or coercive potential in latency, it is presumably conveyed in direct relation that vague quality of “closeness.” 
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            Latency is also ubiquitous, because it is, in a sense, the baseline or “default” condition of life the nuclear era.  I don’t just mean that it can be difficult clearly to identify clandestine nuclear weapons programs, though that’s true.  Nor is it just that secret foreign assistance can help jump-start an illicit weapons effort – as, for instance, with the
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           Soviets helping China build its nuclear weapons program in the 1950s
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            , with
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           China helping Pakistan
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            do so in more recent decades, with former Soviet weapons scientist
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           Vyacheslav Danilenko’s assistance to Iran
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            , with North Korea’s work in constructing a
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           secret plutonium-production reactor for Syria
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            , and with the
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           infamous network run for years by the Pakistani scientist A.Q. Khan
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            that provided nuclear weapons-related know-how to Iran, North Korea, Libya, and
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           perhaps others
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           .
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            When I say that latency is in some sense the default condition of modern geopolitics, I also mean that, in theory, almost
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           any
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            reasonably sophisticated country could weaponize if it really wanted to.  This has been particularly clear at least since inspections after the
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           First Gulf War of 1991 revealed the surprising extent of Saddam Hussein’s prewar weapons program
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           , but it’s a much older truth.
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            In fact, way back in 1946, at the very dawn of the nuclear age, the
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            recognized that any country hosting a peaceful nuclear power-generation facility was a potential proliferator, and that there was no way to entirely ensure against such seizure and diversion except by basically
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           deterring
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            it.  According to the Report, 
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           “[i]t is not thought that the [then-proposed] Atomic Development Authority could protect its plants by military force from the overwhelming power of the nation in which they are situated.  Some United Nations military guard may be desirable. But at most, it could be little more than a token. 
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           “The real protection will lie in the fact that if any nation seizes the plants or the stockpiles that are situated in its territory, other nations will have similar facilities and materials situated within their own borders so that the act of seizure need not place them at a disadvantage.” 
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            That prescription basically amounted to a vision in which countries’ reciprocal nuclear latency deterred each other from weaponization.  I’ll come back to this in a moment, but for now just remember this insight from back in 1946 that, at the end of the day, weaponization is something that must be
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           deterred
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            rather than just technically precluded.
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            Anyway, as long as nuclear technology exists and the know-how associated with weaponization cannot be erased from human minds, some degree of latency
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           always
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            will exist.  If nuclear weapons can be built entirely from scratch once, they can be built from scratch again – and it would be vastly easier that second time because everyone now knows this is possible and many understand at least the basics of how to do it.  As a result, true “irreversibility” – that fond but naïve dream of the disarmament community – is an illusion; some form of latency will always be with us. 
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           Details Matter 
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            But I don’t want to over-make the point.  Clearly
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           some
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            situations of “latency” are more problematic and destabilizing than others.  In practical terms, for instance, that vague concept of “closeness” I mentioned earlier is obviously very important.  And also matters a lot
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           about
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           whom
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            you’re talking.  Details, as they say, matter. 
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            We quite properly don’t worry much about Germany being part of the
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           URENCO uranium enrichment consortium
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            , for it is neither a source of geopolitical instability nor in any real way particularly “close” to weaponization. Yet we
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           do
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            worry a great deal about Iran’s nuclear capabilities, both because Tehran is now disturbingly close to weaponization and because the vicious clerical regime there has had already had an appallingly destabilizing impact upon the entire Middle East.
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            Nor, to make things more complex, is it quite beyond imagining that in some contexts,
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           more
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            nuclear latency might actually be a good thing.  I wasn’t being entirely facetious a moment ago in wondering whether Xi Jinping might to some degree be deterred by Japan’s relatively advanced state of latency.  Assuming that latency does provide at least some deterrent effect against aggression, under present-day circumstances of growing Chinese threats in the Indo-Pacific and worries about long-term U.S. alliance commitments, Tokyo’s nuclear latency is presumably preferable both to it
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           not
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            being a latent nuclear power at all and to seeing Japan engage in outright weaponization – just as such outright Japanese weaponization would
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           itself
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            be preferable to seeing China overawe, dominate, and absorb all of East Asia into Xi Jinping’s modernized Sinocentric version of Japan’s old imperialist “
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    &lt;a href="https://www.cia.gov/readingroom/docs/DOC_0000710366.pdf" target="_blank"&gt;&#xD;
      
           Greater East Asia Co-Prosperity Sphere
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           .”
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            All this contextuality with regard to whether and the degree to which latency is actually a problem in the first place, however, makes thinking about these issues from an arms control and disarmament perspective quite complicated.  Institutionally speaking, it’s hard to envision a really effective answer to such a broad, varying, and nuanced challenge. 
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           Structural Challenges of the Modern Security Environment
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            Most of our existing nonproliferation institutions were built during the Cold War, in a very different strategic circumstances which, in some ways, helped ensure they worked particularly well.  In the fairly rigid, dyadic, and alliance-structured world of the Cold War era, the two dominant players – the United States and the USSR –
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           shared
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            a keenly-perceived interest in nonproliferation.  The nuclear-armed rival superpowers and alliance-block leaders both understood that even leaving aside broader challenges to international security from proliferation-driven instability, they had a strong and selfish interest in there not being more nuclear weapons possessors in the system.
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            In those years, nuclear latency was in a way itself less of an inherent problem, too.  For one thing, the division much of the world into competing alliance blocks made it much easier to
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           enforce
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            nonproliferation values, for each alliance-leader had both an incentive and a wide array of
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           tools
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            with which to coerce latent nuclear powers within “its” alliance to refrain from weaponization.   On top of that, in a world in which the two superpowers between them possessed
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    &lt;a href="https://www.un.org/en/observances/end-nuclear-tests-day/history#:~:text=The%20world's%20nuclear%20arsenals%20ballooned,1980s%20(United%20States%2023%2C000%20and" target="_blank"&gt;&#xD;
      
           more than 60,000 nuclear weapons
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            , any other country’s mere
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           latency
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            probably seemed far less problematic and destabilizing than it does today.  (Indeed, in the context of those astonishing numbers, even actual possession of an “entry-level” nuclear arsenal might arguably amount to no more than a rounding error.)  This relative insignificance also presumably made latency less attractive to those who might seek it, for that context they would gain little advantage from it.
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            Ironically, however, the superpowers’ degree of disarmament since the end of the Cold War has made the problem of nuclear latency, and its potential
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           relative
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            strategic impact, much greater.  Moreover, the world today is also far less dyadic and rigidly structured around alliance systems than it was before 1991.  Both more multipolar and more informally organized than before, the contemporary world offers less opportunity for dominant actors to enforce nonproliferation restraint on their subservient allies. 
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           The world’s current basic divisions, moreover – into an informal grouping of those generally devoted to preserving the existing rules-based international order, a gaggle of loosely coordinated authoritarian revisionists fiercely devoted to upending that order, and a broad collection of varied and disparate quasi-bystanders – also reduces the structural incentives all players may have to think that nonproliferation is actually in their strategic interest.  Let me unpack this thought a bit further.
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            Global bipolarity during the Cold War seems to have been good for fighting proliferation and latency precisely because of its alliance-based rigidity and each bipole’s inherent incentive to prevent the emergence of
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           new
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            poles.  Early post-Cold War unipolarity may also have been – in its own way – very good for nonproliferation, in that the dominant American “
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           hyperpower
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            ” had both an incentive and the hegemonic
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           means
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            to help coerce others’ compliance with nonproliferation norms.
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            Rivalrous, unstructured multipolarity, however, has the potential to be much worse in terms of proliferation-related structural incentives.  This is most obvious among the revisionists, of course, with both Russia and China seeming now to have drifted into what is essentially “pro-proliferation” territory in supporting Iran and North Korea against the West.  If your geopolitical agenda is to dismantle U.S. global dominance and upend the existing international order, after all, even nuclear weapons proliferation itself – let alone mere latency – may feel like a
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           good
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            thing, or at least not a particularly bad one under the circumstances.
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            Nor, to be honest, does the potential problem in addressing latency lie only with those willfully disruptive revisionists.  In the context of a sharply deteriorating security environment and an upsurge of harsh geopolitical rivalry in a more multipolar context, even free democracies wishing to
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           defend
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            themselves might come to find nuclear latency – or even proliferation itself – “thinkable,” or even desirable, to help meet threats from revisionist aggression at a time in which traditional alliances feel less reassuring than before. 
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           Institutional Responses?
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            So what kind of institutional responses might we pursue to these challenges?  Frankly, I fear there aren’t good institutional answers, for the effectiveness of international institutions tends to derive from the strength and coherence of the communities of nations that care enough to build them, live within them, maintain them, and enforce their strictures.  Institutionalism faces great challenges in eras of multi-player rivalry and deliberately disruptive revisionism, and in such circumstances it is especially difficult to create
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           new
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            institutions.
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            But I do think that to some degree, we already have some of the key institutions needed to help grapple with the challenges of nuclear latency.  We have control mechanisms such as the
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    &lt;a href="https://www.nuclearsuppliersgroup.org/index.php/en/" target="_blank"&gt;&#xD;
      
           Nuclear Suppliers Group
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            (NSG); we have an
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    &lt;a href="https://disarmament.unoda.org/wmd/nuclear/npt/text/" target="_blank"&gt;&#xD;
      
           NPT Article II prohibition on nuclear weaponization and an Article III requirement for nuclear safeguards
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            ; we have
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    &lt;a href="https://www.iaea.org/about/organizational-structure/department-of-safeguards" target="_blank"&gt;&#xD;
      
           International Atomic Energy Agency (IAEA) safeguards mechanisms
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            ; we have the
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           IAEA Additional Protocol
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            as a model of transparency and nuclear safeguards “best practices;” a number of countries now have national-level mechanisms for imposing and enforcing sanctions and other pressures against proliferators, and mechanisms for
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    &lt;a href="https://www.state.gov/proliferation-security-initiative/#:~:text=Launched%20on%20May%2031%2C%202003,state%20actors%20of%20proliferation%20concern." target="_blank"&gt;&#xD;
      
           improved multilateral coordination
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            as well.  Defending these institutions and preserving their efficacy is very important.
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            We should also
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           walk back
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            the pernicious idea that every country has an NPT Article IV “right” to enrich uranium.  The international community has made its latency problem much worse by not pushing back against – and indeed, in some quarters, by more or less coming to agree with – the narrative promoted by Iran and its apologists that under Article IV of the Nuclear Nonproliferation Treaty (NPT) every country actually has a “right” to produce fissile material if they wish.  This is a problem
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    &lt;a href="https://npolicy.org/article_file/Nuclear_Technology_Rights_and_Wrongs-The_NPT_Article_IV_and_Nonproliferation.pdf" target="_blank"&gt;&#xD;
      
           I’ve been railing against for the better part of two decades
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           , and condoning the mischievous “right to enrich” interpretation of Article IV has indeed helped “
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           open the door to the incalculable dangers of a proliferated world
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           .”  So while we work to shore up the transparency and accountability mechanisms of the global nonproliferation regime, we should also repudiate the politicized legal narratives that make these challenges worse.
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            Nevertheless, on the whole, my instinct is that our main problem is less one of not
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           having
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            the right international institutions as much as it is of it having become vastly harder to use those that exist effectively in the current strategic environment.  The clearest example of this is the U.N. Security Council itself, which for a brief while seemed well-positioned to impose pressures on countries that seemed to be rushing through latency toward weaponization (e.g., Iran) and to impose punishments on those who crossed the line (e.g., North Korea).  One cannot imagine either Russia or China – both veto-wielding permanent members of the Council – allowing such things today, illustrating the fact that the problem now isn’t a lack of institutional mechanisms, but rather their
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           paralysis
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           . 
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            Whether or not the transparency mechanisms of nuclear safeguards and inspections follow the Security Council into revisionist-paralyzed ineffectiveness remains to be seen.  I certainly hope that they do not.  But the fact of this paralysis helps point to what is surely the most important problem: the challenges created by the underlying security environment in which such institutions are embedded.   In the current  context, what the international community probably needs more than new institution-building is more effective stronger coordinated action by the global residuum of sensibly like-minded players to make latency and proliferation both as unattractive and as little
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           needed
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            as possible.
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            In the modern technological context, uranium enrichment and plutonium reprocessing are becoming ever more “accessible” – not to mention easier to conceal – while even the arcana of nuclear weapons
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           design
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            are probably also easier to master than ever before.  Preventing proliferation is thus no longer primarily a “technical” problem of denying means and tools, but a “political” one of influencing policy decisions – either to prevent the emergence of nuclear latency in the first place, or to forestall movement from latency into weaponization. 
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            We should of course continue to restrict the spread of the tools and means as much as we can, but the big lesson here is probably about the importance of influencing political and policy choices related to weaponization.  And
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           that
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            means that the geopolitics of incentives and inducements – including, especially, those involved in
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           deterrence
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            – are at least as important to nonproliferation as are the more “technical” questions on which nonproliferation and arms control wonks usually spend their time.
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           A Return to Incentives – and Deterrence
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            And in that regard, we may still have something yet to learn from the Acheson-Lilienthal Report.  As I flagged earlier, remember that the Report basically concluded that the most reliable way to manage the proliferation risks of the nuclear age was through deterrence.  To be sure, what Acheson-Lilienthal had in mind was the deterrence created by multiple countries all knowing that if any one of them weaponized, others would weaponize in response.  As I’ve discussed elsewhere, that sounds a lot like the “weaponless deterrence” ideas in Jonathan Schell’s 1984 book
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           The Abolition
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           , and I don’t think generalizing “virtual” deterrence is actually an approach likely to be stable and sustainable at “Zero.”
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            Nevertheless, it remains a powerful insight that deterrence is a more reliable tool in a divided and rivalrous world than clever treaties, conventions, and international institutions.   
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            It may be, in other words, that the “best available” approach right now is simply getting as broad a range of players as possible to join us in coercive statecraft to discourage – and, if necessary, punish – destabilizing proliferation-related behavior, and to reward those who behave responsibly.   Specifically, at the least, we need a twofold deterrence: we need to deter the pursuit of latency “closeness” by those whose status as a “virtual nuclear weapons state” would be most problematic, and we need to deter revisionist aggression enough to ensure that its would-be victims feel less
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           need
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            to develop latency (or even to weaponize) in response. 
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           That may feel unsatisfying for an arms control and nonproliferation community that has grown accustomed in the post-Cold War era to thinking that there ought to be a treaty-negotiation answer to every geopolitical problem, but I think its honest wisdom.  And I think it’s likely the best the world can do right now about the problem of latency.
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           — Christopher Ford
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      <pubDate>Sun, 15 Dec 2024 14:46:52 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nuclear-latency-and-its-discontents</guid>
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    <item>
      <title>Deterrence in National Strategy: Critique and Recommendations</title>
      <link>http://www.newparadigmsforum.com/deterrence-in-national-strategy-critique-and-recommendations</link>
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            Below are the remarks Dr. Ford delivered to a conference at Lawrence Livermore National Laboratory on December 11, 2024, organized by the
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           Center for Global Security Research
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            (CGSR).
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           Good afternoon, and thanks to Brad [Roberts] and the rest of the CGSR team for inviting me.  It’s also a pleasure to see Pranay [Vaddi] again after some years, even if only virtually. 
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            I’m also delighted to see no fewer than
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           three
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            of my former Missouri State University graduate students here among the attendees.  I’m delighted you’re here, Garrett, Alan, and James, and pleased to see that
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           our scrappy little defense-and-deterrence-focused program
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            is supporting this community!
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           For this panel, we have been asked to talk a bit about three things: (1) whether – and, if so, how – U.S. National Security Strategy (NSS) documents should address deterrence; (2) what we think of how the Biden Administration tried to address deterrence issues in its national strategy; and (3) what the incoming administration of President-elect Trump should do.  With the caveat, of course, that everything I’ll say today are just my own personal views and don’t represent the views of anyone else, I’m happy to give it a try.
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            Let me start by noting that I do believe there’s value in having the NSS address deterrence.  To be sure, deterrence should be treated less as a
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           per se
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            objective and goal of national strategy than as a
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           means
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            for the accomplishment of grander things.  Our national leaders ought to be able to articulate higher and nobler goals for America in the world than simply there not being a nuclear war or any kind of aggression against us or our allies. 
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           But it is indeed a good idea to discuss deterrence in the NSS, for that document provides the highest-level sort of “commander’s intent” guidance to the U.S. bureaucracy, as well as serving as a critical explanatory document for Congress, the public, allies, and adversaries alike.  If we have useful and compelling things to say about deterrence – and I dearly hope we do, for it is tremendously important – our thinking needs to be clear at every leve, starting with the NSS, for much will be depend upon, and draw its own strength from, the clarity of the guidance given in that document.
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            This is especially true, moreover, for the
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           next
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            NSS.  For all the various threat-driven reasons we’ve been discussing in this conference, President Trump’s 2025 National Security Strategy will presumably need to say much more forward-leaning – and, as it were, upward-pointing – things about the nuclear
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           and
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            non-nuclear capabilities we need to ensure deterrence than any NSS has had to spell out for some decades.  Re-introducing such ideas and approaches to U.S. national security discourse needs to be done compellingly and authoritatively, and that surely means this needs to start with the NSS.
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            But it’s also important to treat deterrence
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           well
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            , and
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           clearly
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            , in the NSS.  And here’s where I must confess that I have a bone or two to pick with the
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           Biden Administration’s 2022 National Security Strategy
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           . 
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           What Are We Deterring?
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            For purposes of our discussion today, I went back to look a little at how past NSS documents have addressed deterrence.  In this regard, I was struck, in particular, by the contrast between the Biden Administration’s approach and that articulated in
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           Ronald Reagan’s National Security Strategy of January 1987
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            – which I believe was the first public NSS document published under the statutory requirement established by the
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           Goldwater-Nichols Act of 1986
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            that such things be produced.
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            So what was
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           that
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            articulation of “deterrence” focused upon deterring? 
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            Well, in Reagan’s 1987 NSS, deterrence is quite specifically focused upon deterring actual military attack by the Soviet Union or its clients or proxies upon the United States, our allies, or our interests.  The first priority policy objective supporting U.S. national security strategy, for instance, is described as deterring “any aggression that could threaten [U.S.] security” [p.4]. 
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           For the Reagan Administration, the idea was to “deter and contain Soviet military expansion” in Europe and the Asia-Pacific [p.3], whether that aggression was “direct or indirect” [p.16].  Indeed, “deterrence” in some variation of the word is explicitly mentioned more than 100 times in that 1987 document’s 41 pages, almost always in the context of Soviet threats.   (The sole exception seems to be a single comment on page 17 about the need also to “deter” state sponsorship of terrorism.) 
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            This makes Reagan’s NSS an interesting comparison to the
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           Biden Administration’s National Security Strategy of October 2022.
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              There, phrasing about the need to “deter” something appears 42 times in 48 pages – that is, less than half as frequently, for whatever that may or may not be worth – but the Biden Administration uses the term in connection with a
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           considerably
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            broader range of threats or problems. 
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           In the Biden Administration’s NSS, beyond simply deterring aggression in the traditional sense of preventing actual military attack, the document also declares that we must “deter” unspecified “threats to regional stability,” “destabilizing activities” by Iran, cyberattacks by both state and non-state actors, hostage taking and the seizure of wrongful detainees, “disruptions to our democratic processes,” and even “domestic terrorist activity and any transnational linkages.”  In fact, the Biden Administration says it aims to “deter … aggression and coercion in all its forms” [pp.16, 31-35, 38, &amp;amp; 42].  Wow.
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            Now, don’t get me wrong: I want to reduce the prevalence of such bad things too.  But this all feels a bit 
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            to me.  Such laundry-listing is problematic in a high-level national security guidance document, one of the key purposes of which is presumably to help departments and agencies prioritize their efforts and resourcing against the national security challenges that each president determines are most critical.  After all, as the saying goes, if everything is special, then
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            is really special.
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            Here, as so often
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           elsewhere
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            , the Biden Administration seems too eager to engage in cumulative political box-checking where it should be a bit more focused in giving guidance on prioritization.  After all, we are no longer in the “unipolar moment” of unquestioned U.S. global dominance that we enjoyed back when Joe Biden and Donald Trump were about my current age.  Our answer to every nice-sounding potential policy initiative cannot always be “yes” anymore. 
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            As
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           I have pointed out elsewhere
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            , the Biden Administration’s 2022 National Security Strategy is also remarkably willing to describe wide swathes of what are surely its
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           domestic
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            political agenda as “national security” priorities.  I won’t bore you with the full list, but it’s quite a remarkable collection.  Among other things, it includes  everything from liberalizing U.S. immigration policy to making investments in clean energy, and from overcoming “inequities in [health] care quality and access” and enacting gun control to “[p]rioritizing diversity, equity, inclusion, and accessibility to ensure [that] national security institutions reflect the American public they represent” and being “responsive to the voices and focus on the needs of the most marginalized, including the LGBTQI+ community.” (I’ve left out a number of additional items but if you want to see the collection in all its woke glory yourself, I’d refer you to pages 15-16, 20-21, 27-28, 31, 34, 40, and 46 of the 2022 NSS.  That page listing alone probably tells you what you need to know.)
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            All these Biden policy ideas are for some reason advanced as “national security” priorities.  With such an extraordinary list, I suppose it’s hardly surprising that Biden Administration deterrence policy aims at nothing less than deterring “aggression and coercion in all its forms.” 
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           Nevetheless, I can’t help feeling that it is both intellectually lazy and substantively irresponsible to try to use “national security” discourse as a vehicle for advancing domestic policy equities, and to imagine that one could use “deterrence” to address all bad acts by all bad actors everywhere, all the time.  Such intellectual indiscipline does national security a disservice, both by diluting focus and undermining prioritization in an era of dramatically worsening geopolitical threats, and by swamping national security planning with a veritable stadium’s worth of political footballs.
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           On balance, such domestic political box-checking in national security and foreign affairs policy is surely a mistake.  We may no longer, alas, be in an era in which someone like Senator Arthur Vandenberg could proclaim the need to “
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           stop partisan politics at the water’s edge
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            ,” but surely our leaders can do more to avoid making a consistent and resolute bipartisan approach to national security threats
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           harder
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           .
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           Are We Really Talking about “Deterrence” at All?
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            But the NSS also felt a bit intellectually
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           sloppy
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            to me, too, for in its discussion of “deterrence” in national security guidance documents, it’s also not always clear that the Biden Administration was really talking about what should properly be termed “deterrence” at all. 
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            After all, traditionally, deterrence arguably seeks to maintain the
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           status quo
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            , keeping a
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            would-be
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            aggressor state from becoming an
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           actual
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            aggressor by making clear to its leaders that the resulting pain and cost it would face as a result of such an attack would outweigh any potential gain.  But this is also generally predicated on the idea that the wrong in question isn’t
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           already
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            happening. 
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            Many of the things that the Biden Administration’s National Security Strategy says it seeks to “deter,” however –
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           e.g.
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            , malicious cyber activity, hostage taking, disruptions to our democratic process, and destabilizing Iranian activities, not to mention “aggression and coercion in all its forms” –
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           are
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            already occurring.  Indeed, many of them are happening at scale, and have been for a long time.
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            I don’t want to be too pedantic, but getting someone to stop something they’re already doing isn’t clearly “deterrence” at all; it seems rather more like what is sometimes called “compellance.”  And, by the way, compellance is usually felt to be harder to achieve than deterrence – not least because, as Thomas Schelling once pointed out, forcing someone to stop doing something shifts the burden of action to the one seeking to compel.  (Here, that means to
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           us
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            .) 
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            As I noted earlier, the deterrence focus of Reagan’s 1987 National Security Strategy aimed simply to keep the Soviets and their allies
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           inactive
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            against us in terms of direct military attack.  Yet once you get beyond the narrow category of direct attack – which the Biden Administration clearly does
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           also
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            seek to deter – the 2022 NSS requires us somehow to act in order to convince a huge array of troublemakers to stop doing a huge array of things that they’ve been doing for a long time. 
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            It seems to me that only
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           some
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            of what is discussed as “deterrence” in the 2022 document is therefore actually deterrence at all.  And this, in turn, surely hurts the ability of the NSS to provide the conceptual clarity we need for national security policy in a challenging era.
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            Moreover, the Biden Administration also sometimes seems to think about “deterring” bad acts in remarkably strange ways.  As an example, take biological weapons (BW) threats.  By way of comparison, the Reagan Administration’s 1987 NSS spoke explicitly about deterring Soviet use of chemical weapons (CW) by maintaining and modernizing the United States’
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           own
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            chemical arsenal [p.27].  It envisioned, in other words, deterring Soviet CW use by threatening direct, in-kind retaliation.   By contrast, when it comes to BW threats, the Biden Administration said that it aims to “deter state biological warfare capabilities” by “strengthen[ing] the Biological Weapons Convention” (BWC) [p.29].  To my eye this is not obviously a “deterrent” approach to BW threats at all.   (And what is actually being claimed here anyway?)
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            For all the profligacy of its invocation of the word “deterrence” and the emphasis they place upon the idea of “integrated deterrence,” therefore, the Biden Administration’s national security guidance documents sometimes seem to find
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           actual
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            deterrent signaling distasteful.  Remember, for instance, that in the
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           2022 Nuclear Posture Review
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            (NPR), the Biden Administration
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           chose to
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           drop
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            the Trump Administration’s declaration in the
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           2018 NPR
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            that the United States does not necessarily rule out a potential nuclear response to a sufficiently “significant non-nuclear strategic attack.”  Indeed, they abandoned even the Obama Administration’s own analogous comment in its
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           2010 Nuclear Posture Review
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            about an attack with biological weapons (BW) – a deterrent caveat adopted when Joe Biden was himself Vice President. 
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            Accordingly, at a time when U.S. officials
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           formally assess
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            that Russia and North Korea all have active offensive BW programs – and that China never “eliminate[d] its assessed historical biological warfare program” while Iran continues to wish to work on “biological agents and toxins for offensive purposes”  – the 2022 NPR urges us simply to look to the hapless BWC, of all things, for “deterrence.”  The Biden Administration apparently likes saying the
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           word
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            “deterrence,” but the thinking behind such verbiage sometimes seems quite unserious.
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           Improving for the Next Strategy
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            My recommendations for how the incoming administration should treat deterrence in its National Security Strategy therefore start with avoiding the mistakes of the Biden one. 
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           Don’t
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            , for example, speak sloppily about “deterring” pretty much everything bad.  Instead, focus clearly and emphatically on the key challenge of deterring predatory state aggression.  And
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           don’t
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            play the shallow and distracting game of box-checking domestic political agenda items in your national security strategy. 
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            But
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           do
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            provide crisp and clear guidance to the national security bureaucracy about what threats it is most critical for us to meet and what opportunities it is most important for us to seize.  And, in that respect,
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           do
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            provide as compelling account as you can of what we need to deter, how we plan to deter it, and
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           why
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            this approach represents a genuine and thoughtful tailoring of U.S. policies and capabilities to the specific adversaries whose behavior it is our objective thereby to shape. 
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            Finally,
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           do
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            articulate grander and more noble goals for our country in the world – goals befitting our highest values and most worthy sense of ourselves: inspiring ones for which the achievement and maintenance of deterrence is
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           instrumental
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            and
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           necessary
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           , but which reach well beyond simply the objective “not having a war.”
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           With the next National Security Strategy, President-elect Trump will have the chance to bring the emerging new U.S. consensus on nuclear weapons policy into the highest levels of U.S. policymaking.  He will have the chance to set a tone and direction that will guide government policy – and help shape the policies of our many allies and partners – for many years to come as we reorient ourselves for an era of grim and resolute competition and contestation unlike anything our nation has seen since the early Cold War. 
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           So I would urge the drafters of the next NSS to be clear, crisp, concise, and focused.  We no longer have the luxury of using high-level national security guidance documents as vehicles through which to massage key domestic political constituencies in areas only tangentially related – if indeed related at all – to national security.   It is time, finally, for strategic seriousness.
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           — Christopher Ford
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      <pubDate>Thu, 12 Dec 2024 04:48:06 GMT</pubDate>
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      <title>Looking Ahead in Nuclear Weapons Policy, Arms Control, and Nonproliferation</title>
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           Below is the text on which Dr. Ford based his briefing to the European Leadership Network on December 10, 2024.
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            ﻿
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            The Good day, everyone.  It’s a pleasure to speak to you at the
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           European Leadership Network
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            (ELN), and to offer my thoughts on what we might perhaps see in the years ahead on issues of nuclear weapons policy, nonproliferation, and arms control.
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           Please remember, of course, that I have no crystal ball, nor any privileged insight into what is coming from the next U.S. administration now that Donald Trump has so impressively regained the presidency.  As usual, my thoughts here represent only my personal views, and I speak for no one but myself.
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           That said – for whatever they may or may not be worth – I’m happy to offer some speculations about what future there might be for arms control and nonproliferation diplomacy in the years ahead.
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           Looking Ahead to the 2025 Nuclear Posture Review
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            So what might we perhaps expect to see in the next Nuclear Posture Review (NPR)?  If you want a more detailed, wonky discussion of NPR issue-spotting, I’d refer to you what I offered to a workshop at the U.S. National Defense University
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           earlier this week
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           .  For present purposes,  let me just hit a couple points that might be of particularly interest to you.
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            One thing to remember here is that there is – at least traditionally – much more continuity across NPRs than difference, even where U.S. presidential administrations are otherwise
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           hugely
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            divergent in other aspects of foreign and domestic policy.  That could conceivably be true again.
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           That said, how might the next four years under Donald J. Trump differ from the Biden-Harris period?
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            For one thing, I would expect the next NPR to be notably more bullish about expanding the U.S. nuclear force posture than was that of the
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           Biden Administration’s October 2022 NPR
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            .  As you might recall, despite its strong warnings about accelerating nuclear threats, Biden’s 2022 NPR tried hard to demonstrate its Obama-era anti-nuclear bona fides, both by abandoning the B83-1 gravity bomb without any replacement capability in hand, and by trying to scrap the Submarine-Launched Cruise Missile-Nuclear (SLCM-N). 
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           The Biden Administration also made quite the show of pretending – in ways that were simultaneously unconvincing and, frankly, incoherent – to “[e]liminate ‘hedge against an uncertain future’ as a formal role for nuclear weapons.”  Such of performative anti-nuclear virtue-signaling, however, is likely to play no part in the drafting of the 2025 NPR, especially because it is quite obvious that just such an “uncertain future” has actually arrived.
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            Indeed, the current emerging consensus in the Washington, D.C., nuclear weapons policy community points in quite the opposite direction.  Already, for instance, we have seen the October 2023 report of the most recent
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           Strategic Posture Review Commission
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            (SPRC) adopt – on a remarkably bipartisan and indeed
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           unanimous
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            basis – a strong conclusion that the current U.S. nuclear force posture modernization plan is both “absolutely essential” and nonetheless also “
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           not sufficient to meet the new threats posed by Russia and China
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          .
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           ”  Even Biden Administration officials, in fact, have grudgingly admitted that “
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           we may reach a point in the coming years where an increase from current deployed numbers is required
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            ,” and that
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           we need to be prepared to expand our arsenal
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            . 
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            The Biden Administration clearly sees the need to do more, but it could never quite muster the moral courage to say so.  But it doesn’t take a lot of foresight to predict that the 2025 NPR will be quite open to
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           increasing
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            America’s nuclear force posture, and might well specifically recommend this. 
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            I haven’t heard much argument for trying to match the Russian and Chinese nuclear build-ups on a one-for-one basis, of course, but there does seem to be bipartisan agreement in Washington that
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           something
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            more is needed on top of the existing modernization program that has been in place since 2010 when nuclear threats were far less acute. 
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           Such additional capability might be articulated in terms of numbers (
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           e.g
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           ., uploading warheads back into Minuteman III missiles, and placing multiple warheads on the new Sentinel system), or in terms of new delivery systems (
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           e.g.
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           , theater-range weaponry, or dual-capable warhead capabilities for existing conventional strike systems, including hypersonic ones).  And such details will surely be much debated.  Nevertheless, it is hard to see how American nuclear planners facing the current range of strategic threats could not now recommend some kind of augmentation.
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            In this context, therefore, the most important NPR-related debates may come to revolve around questions of how to manage – and how to pay for – all of what we unfortunately now need.  How, for instance, should we handle the challenges of simultaneously accelerating SLCM-N development, developing new capabilities, andshepherding troubled programs such as Sentinel to completion without further delays and cost overruns?  These will be programmatic debates over what we can do, in other words, rather than questions of what we
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           should
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            do. 
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            On the issue of what our nuclear posture
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           should
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            be, however, I suspect there is a growing consensus that the era of post-Cold War nuclear arms reductions is emphatically over, and that it is time, in some form or another and at some rate or another, to begin building again. 
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           Nuclear Testing?
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            I am also frequently asked about Republican attitudes toward nuclear weapons testing, so I should touch upon that here.  This question, of course, been a fraught question ever since the U.S. Senate
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           decisively voted down
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            the resolution of ratification for the
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           Comprehensive Test Ban Treaty
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            (CTBT) in 1999.  Indeed,  Donald Trump’s former national security advisor Robert O’Brien wrote an
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           opinion piece earlier this year
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            in which he urged a return to full-scale nuclear weapons testing.  So what might the next four years bring?
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            I suspect the incoming Republican administration will indeed be at least open to the idea of some kind of renewed testing.  Especially after President Trump presumably inevitably re-declares the United States’ intent not to be bound by the CTBT, Republicans certainly
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           won’t
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            credit the idea promoted for a time by the Obama Administration that Article 18 of the
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           Vienna Convention on the Law of Treaties
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            requires us to refrain from testing because “
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           a nuclear-weapon test explosion or any other nuclear explosion would defeat the object and purpose of the CTBT
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           .”  (After all, that Treaty is not in force and seems unlikely ever to be, the Senate expressly rejected it in 1999, and multiple U.S. presidents have declared our intention not to be bound.  If there ever was a time when we had any international legal obligation under Vienna’s Article 18 not to test, that time is long past and no legally-meaningful intent to be bound can surely be conjured-up now.)  So legally, we would feel perfectly free to resume testing if we felt it necessary.
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            But
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           would
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            we think it necessary?  I suppose that would depend upon the circumstances.  It’s long been U.S. policy that if some kind of technical issue arose that would create a need to test one of our nuclear weapons to ensure it works as intended, of course, so that’s basically always been on the table. 
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            I’m not aware of any such issues so far, and I believe our national laboratory directors continue to certify that our arsenal is in good shape.  We seem to have done a good job so far with the “heroic science” of keeping our Cold War-era weapons operable without testing, and we can presumably continue doing so, at least for a while.  I don’t know anybody who would bet on us making those old designs
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           immortal
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           , of course, so perhaps there will indeed come a day when ensuring reliability for our current arsenal would require more testing.  But hopefully that day is far off.
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            A more interesting question would be whether the United States might feel the need to resume nuclear testing if we began developing an entirely new warhead or bomb design in response to the growing nuclear threats presented by Russia and China, and/or the challenges of holding at risk the most formidably deeply-buried targets even in places such as North Korea and Iran.  I don’t believe we’ve ever before put a new weapon into service without any testing, and even though our modeling and simulation capabilities are vastly better than in the old days, the need to field an entirely new device could provide the rationale for at least a short testing campaign. 
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            Another possibility might be if it were necessary to test the survivability of our existing designs – or perhaps a new one – against a full-spectrum threat environment of the sort that descending U.S. warheads might encounter under attack from
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           Russian nuclear-tipped anti-ballistic missiles
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            or
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           space-based nuclear devices
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           .  It stands to reason that if you want to test a fully-assembled warhead or major sub-systems against realistic shock and radiation effects, you have to create those effects at a scale large enough to affect the equipment whose survivability you want to evaluate.  So this, too, could conceivably provide a reason to resume some kind of nuclear explosive testing.
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            But there are some wrinkles to be aware of here.  Resuming full-scale testing would be technically challenging if you wanted to learn much from such tests, because successive Democrat and Republican administrations have let our capabilities atrophy to the point that I doubt we still have much serviceable test
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           instrumentation
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            equipment around anymore.
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            It was
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           estimated in 2020
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            that a U.S. nuclear test “with limited diagnostics” – which some have speculated might be “
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           a very simple test for political purposes
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           ” – could be conducted “within months, probably not years.”  To do a properly instrumented test at full-weapon scale, however, might require the re-manufacture or re-invention of some equipment that does not presently exist, and would require more time to prepare.   The time to ready “‘
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    &lt;a href="https://www.defenseone.com/threats/2020/05/if-given-ok-us-could-conduct-nuclear-test-matter-months-pentagon-official-says/165662/" target="_blank"&gt;&#xD;
      
           a fully diagnostic’ test that generates ‘lots of data, all the bells and whistles, so to speak, might [thus] be measured in years
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            .’” 
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           Don’t forget, however.  If the purpose of a test were simply to make the point that we were willing to defy diplomatic norms and the policy community’s received wisdom by taking such a step – perhaps trying thereby to strengthen deterrence by signaling our resolve or anger in the face of adversary threats – you could certainly do a test without much instrumentation.  That’s a possibility to consider as well, particularly should Russia, for instance, carry out a test as part of its ongoing campaign of nuclear saber-rattling against the West.   
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            In another complication, it’s also worth remembering that the population of Las Vegas metropolitan area
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           has grown more than threefold since we stopped underground nuclear explosions at the Nevada test site in 1992
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            , and has also
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           expanded geographically
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            .  If we wanted to resume testing we might therefore have to do some diplomacy with the locals, since past underground nuclear tests
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           did sometimes cause mild tremors to be felt in Las Vegas
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           .
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           I have no particular insight into what the thinking is on these topics within the incoming Second Trump Administration, but these are the kinds of things you’d expect experts to be considering if the question of testing arose again.
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           But there’s also another factor in play here, too.  The United States has publicly assessed since 2019 that our nuclear adversaries may themselves have been conducting at least small yield-producing nuclear tests.  Russia, for instance, “
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    &lt;a href="https://2017-2021.state.gov/wp-content/uploads/2019/08/Compliance-Report-2019-August-19-Unclassified-Final.pdf" target="_blank"&gt;&#xD;
      
           has conducted nuclear weapons tests that have produced nuclear yield
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           ,” while U.S. officials have also noted that China’s activities “
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    &lt;a href="https://2017-2021.state.gov/wp-content/uploads/2019/08/Compliance-Report-2019-August-19-Unclassified-Final.pdf" target="_blank"&gt;&#xD;
      
           raise questions regarding its adherence
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            ” to the so-called “zero-yield” no-nuclear-testing standard the United States has been following for the last 32 years. 
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           From a technical perspective, there may be useful things to be learned even from extremely small yield-producing tests, but while we ourselves have foregone learning such things for decades, our adversaries apparently have not.  The issue of Russian and perhaps Chinese testing thus raises the possibility, at least, that the incoming U.S. administration might be willing to relax the U.S. “zero-yield” standard in order to permit small yield-producing American tests at least of the sort that we believe our adversaries to have been conducting.  Such an approach might represent a sort of “halfway house” answer – a bit of the way along the road toward resuming testing, adding usefully to our nuclear knowledge, but in ways calibrated to be responsive to adversary activity.  We shall see.
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           Nuclear Weapons Infrastructure
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            More broadly, I would expect the Second Trump Administration to place a high priority on reinvigorating the U.S. nuclear weapons development and production infrastructure.  As I
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    &lt;a href="https://www.newparadigmsforum.com/leveraging-strength-into-peace-arms-control-isnt-quite-dead-and-heres-how-to-revive-it" target="_blank"&gt;&#xD;
      
           recently pointed out in a Congressional briefing
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           , this infrastructure is critical to deterrence in at least three ways: 
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           “First, our nuclear weapons infrastructure is critical to preserving deterrence over time, for it physically maintains the nuclear devices that allow us to hold at risk what our adversary prizes, and hence to disincentivize aggression. 
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           “Second, our nuclear weapons infrastructure enables us to preserve deterrence against future threats. Productive capacity provides a ‘hedge’ against worsening global threats, since if you need more weapons you can make them. (If you need more to deter aggression and you can’t make enough, however – or you can’t make them fast enough – that’s a recipe for deterrence failure ….)
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           “Third, our nuclear infrastructure is critical to preventing an arms race and encouraging arms control negotiation. If you’re really good at developing and producing nuclear weapons and you are ostentatiously ready and willing to do so if needed, your adversaries are more likely to conclude that having an arms race with you is not in their interest – and that they should thus sit down and talk.”
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            The First Trump Administration
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    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2018%20--%20Nuclear%20Infrastructure.pdf" target="_blank"&gt;&#xD;
      
           believed strongly in the important contribution to deterrence made by our weapons infrastructure
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            , and it
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    &lt;a href="https://www.defensenews.com/smr/federal-budget/2020/02/10/trump-budget-requests-46-billion-for-nuclear-weapons-programs/" target="_blank"&gt;&#xD;
      
           worked to increase funding for this infrastructure
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            ; the Biden Administration also
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           increased these budgets.
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             There remains much work to still to do, however, and I would be surprised if the incoming Trump team did not focus strongly upon expanding our capability to develop and to manufacture nuclear weaponry.  To this end, I would also expect them to try to reinvigorate the National Nuclear Security Administration (NNSA) and the U.S. nuclear weapons laboratories by replacing those institutions’ notoriously ossified and risk-averse institutional culture with the sort of “‘
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           mission-accomplishment’ psychology that made possible the impressive achievements of their glory years during the Cold War
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           .”
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           Whither Arms Control?
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            None of this focus upon restoring American nuclear muscularity in response to growing adversary threats, however, means that the Second Trump Administration will necessarily be against arms control.  To the contrary,
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           as I have argued elsewhere
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           , it might be precisely such restored American muscle that makes a resumption of meaningful arms control possible by finally changing the incentives facing Russia and China in ways that give them concrete reasons to come to the table to talk with us about negotiated restraints. 
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            One shouldn’t forget, after all, that Donald Trump seems to have been thinking off and on about arms control challenges for many years – once telling a
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            Washington Post
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            reported in 1984, for instance, that he would
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           love to oversee arms control negotiations with the Soviet Union
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           .  He might well, therefore, find it appealing to implement a strategy of building up American capacities in order to entice our adversaries back to the negotiating table, and this would also fit in well with his understanding of himself as a dealmaker. 
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            There were signs of this already in the First Trump Administration.  Its
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    &lt;a href="https://media.defense.gov/2018/Feb/02/2001872886/-1/-1/1/2018-NUCLEAR-POSTURE-REVIEW-FINAL-REPORT.PDF" target="_blank"&gt;&#xD;
      
           2018 Nuclear Posture Review
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            , for instance, expressed the hope that pursuing a new submarine-launched nuclear cruise missile would “provide the necessary incentive for Russia to negotiate seriously a reduction of its non-strategic nuclear weapons.”  The First Trump Administration also initially adopted a strategy in 2017 of trying to pressure Russia into ending its violation of the Intermediate-range Nuclear Forces (INF) Treaty by
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           authorizing treaty-compliant research and development (R&amp;amp;D) work on an American system
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            to give Moscow more of an incentive to change course. 
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           Remember, too, that the First Trump Administration also sought a “trilateral” arms control deal with China and Russia that would have involved a de facto “freeze” on nuclear force expansion by means of an “unprecedented overall warhead cap” that would function as “
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           an enduring way to forestall an arms race between us, or at least as a temporary expedient to slow the bleeding and buy time in which to try to negotiate something more permanent
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           .”  Thanks to Russian and Chinese intransigence, of course, neither the INF responsive strategy of 2017 nor the subsequent push for “trilateral” arms control worked.  Nevertheless, Trump officials are clearly no strangers to “
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           leverage strength for peace
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           ” approaches.
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           It’s very possible, therefore, that the Second Trump Administration will focus intently both upon building up American capabilities and upon pursuing some kind of arms control with both Russia and China.  To my eye, there would be a lot to be said for that.
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           Thinking about Nonproliferation
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           Let me conclude with a quick word about nonproliferation.  I would be surprised if the Second Trump Administration were not quite strong in opposing nuclear weapons proliferation to or by regimes such as Iran and North Korea that hate us and wish us ill.
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            Based upon the policies pursued during the First Trump Administration, I would generally expect a hard line against Iran and its expanding nuclear program – and perhaps even some interest in
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           leveraging “maximum pressure”-type sanctions into some kind of a deal
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            that would place limits on Iran’s program more enduring than the problematically temporary constraints once embodied in President Obama’s now-defunct Joint Comprehensive Plan of Action (JCPOA).  It’s a fraught time for Iran, with its Hezbollah terrorist proxy having been mauled by the Israelis and its Syrian ally in Bashar al-Assad having been overthrown. 
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           Things in Iran could, of course, go in a bad direction, if the mullahs opt for further defiance and choose to weaponize, but it’s also possible that in their regime’s manifest fragility, they might find this an expedient point at which to avoid court further calamities – such as “
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           snap-back” sanctions before U.N. Security Council Resolution 2231 evaporates in October 2025
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           , or even a joint U.S.-Israeli military campaign against them if they do weaponize – by agreeing for the first time to serious and permanent constraints on their nuclear program.  We shall see.
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            North Korea having rebuffed President Trump’s efforts personally to negotiate denuclearization in
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    &lt;a href="https://trumpwhitehouse.archives.gov/briefings-statements/joint-statement-president-donald-j-trump-united-states-america-chairman-kim-jong-un-democratic-peoples-republic-korea-singapore-summit/" target="_blank"&gt;&#xD;
      
           2018
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            and
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           2019
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            , U.S. policy toward Pyongyang may also remain in “contain and constrain” mode, perhaps with additional American moves to penalize Russia and China for their increasing support for that rogue regime. 
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            More intellectually interesting questions, however, might arise with regard to the issue of potential proliferation to U.S.
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           friends
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            .  I don’t think the modern Republican Party in the United States approaches nonproliferation from quite the quasi-theological perspective that the Democratic Party does. 
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            Instead, the Republican attitude seems to be more of a calculating,
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           realpolitikal
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            , security-centric one.  And this viewpoint might – at least conceivably – be more willing to accept some “friendly” proliferation if Russian and Chinese threats worsened considerably and could not be met by other means without additional commitments of U.S. lives and treasure that the administration might find unfeasible. 
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            I’ve argued for years that America’s military alliances and security relationships are historically
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           the world’s most successful nonproliferation tools
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            .  And that’s true.  But if Washington concluded that one or more of them offered more cost than benefit – or represented a “distraction” from more important things – then it stands to reason that nonproliferation equities would suffer. 
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           I can’t imagine that if push really came to shove in the face of escalating adversary threats, the next administration would find itself able, in good conscience, to tell a country facing existential danger – such as South Korea, Japan, Poland, or one of the Baltic states – that nonproliferation is so important that it is an altar upon which they should sacrifice their national sovereignty and autonomous existence as a political community.
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            That said, there are so many variables involved in such speculation – including the details of who actually ends up managing the details of U.S. policy implementation in this arena – that there’s really no way to make a prediction here.  It may well be that the new administration takes quite a conventional approach to nonproliferation policy, supporting the integrity of the global nonproliferation regime with its diplomacy and using a muscular approach to U.S. nuclear and conventional force posture to deter aggression in ways that make it unnecessary ever to face the dilemmas of potential “friendly” proliferation. 
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            It’s also worth remembering that even if events did end up putting pressure on a U.S. ally that cannot be deterred by non-nuclear means, there are also ways to answer such challenges short of condoning indigenous nuclear weaponization.  In both Europe and East Asia, for instance, there are longstanding Cold War precedents for deterring revisionist aggression through the forward deployment of American weapons as part of our alliance commitments.  And in Europe, there is also the longstanding, and indeed ongoing, example of
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           NATO’s “nuclear  sharing” concept
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            – whereby forward-deployed weapons are kept carefully and lawfully under U.S. control in peacetime, but may be made available to NATO allies for delivery in the event of adversary attack.  If threats continue to worsen, these options would make a lot more nonproliferation sense than indigenous weaponization, while yet representing effective deterrent responses to the challenge.
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           Here too, therefore, we shall just have to see.
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           Conclusion
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            Anyway, that’s my speculation about the years ahead, for whatever it may or may not be worth.  Remember: I have no special insights here, and I am just an outside observer at this point.  Especially for an administration so clearly
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           not
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            committed to hewing to the conventional wisdom of Washington’s expert community – nor worried about remaining in the good graces of fashionable people and establishment opinion-shapers – it’s easy to imagine things going in various unconventional directions that I cannot foresee.  Nevertheless, I hope I’ve given you some food for thought, and I look forward to your questions. 
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           — Christopher Ford
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      <pubDate>Wed, 11 Dec 2024 16:52:53 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/looking-ahead-in-nuclear-weapons-policy-arms-control-and-nonproliferation</guid>
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      <title>The Weaponization of Integrity: How the West’s Enemies Try to Leverage its Ethics Against It</title>
      <link>http://www.newparadigmsforum.com/the-weaponization-of-integrity-how-the-wests-enemies-try-to-leverage-its-ethics-against-it</link>
      <description />
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            As noted in the previous post here on
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    &lt;a href="https://www.newparadigmsforum.com" target="_blank"&gt;&#xD;
      
           New Paradigms Forum
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            , the inaugural issue of Defense &amp;amp; Strategic Studies Online (DASSO), the online journal of the 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://dss.missouristate.edu/default.htm?utm_source=google&amp;amp;utm_medium=ppc&amp;amp;utm_campaign=dss_2425&amp;amp;utm_content=names&amp;amp;gad_source=1&amp;amp;gbraid=0AAAAACq2S0wr-zkxJqrnEE5jQxQXNuql0&amp;amp;gclid=Cj0KCQiAgdC6BhCgARIsAPWNWH0LOqpaeyY1QLhgs-hq9eGJqIwS-y-GFQs63ROoqz3rqZa-xrSUIwIaAvcwEALw_wcB" target="_blank"&gt;&#xD;
      
           Graduate School of Defense and Strategic Studies at Missouri State University
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            , was published on December 7, 2024.  It includes Dr. Ford's essay on how America's adversaries seek to weaponize its moral integrity against it.   You can find the whole first issue of DASSO by clicking
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    &lt;a href="https://dss.missouristate.edu/papers.htm" target="_blank"&gt;&#xD;
      
           here
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            , or you can use the button below to download a PDF of
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    &lt;a href="https://dss.missouristate.edu/_Files/MSU-DASSO-2024-Volume_1-Issue_1-Ford.pdf" target="_blank"&gt;&#xD;
      
           Dr. Ford's essay
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           .
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      <pubDate>Sat, 07 Dec 2024 18:57:21 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/the-weaponization-of-integrity-how-the-wests-enemies-try-to-leverage-its-ethics-against-it</guid>
      <g-custom:tags type="string" />
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      <title>The Ties that Bind: A Data-Driven Analysis of Oceania’s Dependency on China</title>
      <link>http://www.newparadigmsforum.com/the-ties-that-bind-a-data-driven-analysis-of-oceanias-dependency-on-china</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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      &lt;span&gt;&#xD;
        
            The inaugural issue of Defense &amp;amp; Strategic Studies Online (DASSO), the online journal of the 
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://dss.missouristate.edu/default.htm?utm_source=google&amp;amp;utm_medium=ppc&amp;amp;utm_campaign=dss_2425&amp;amp;utm_content=names&amp;amp;gad_source=1&amp;amp;gbraid=0AAAAACq2S0wr-zkxJqrnEE5jQxQXNuql0&amp;amp;gclid=Cj0KCQiAgdC6BhCgARIsAPWNWH0LOqpaeyY1QLhgs-hq9eGJqIwS-y-GFQs63ROoqz3rqZa-xrSUIwIaAvcwEALw_wcB" target="_blank"&gt;&#xD;
      
           Graduate School of Defense and Strategic Studies at Missouri State University
          &#xD;
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      &lt;span&gt;&#xD;
        
            , was published on December 7, 2024.  It includes an article co-authored by Dr. Ford and
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    &lt;a href="https://alexmemory.org" target="_blank"&gt;&#xD;
      
           Dr. Alex Memory
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            of the
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    &lt;a href="https://www.jhuapl.edu" target="_blank"&gt;&#xD;
      
           Johns Hopkins University's Applied Physics Laboratory
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            .  You can find the whole first issue of DASSO by clicking
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    &lt;a href="https://dss.missouristate.edu/papers.htm" target="_blank"&gt;&#xD;
      
           here
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            , or you can use the button below to download a PDF of the
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    &lt;a href="https://dss.missouristate.edu/_Files/MSU-DASSO-2024-Volume_1-Issue_1-FordMemory.pdf" target="_blank"&gt;&#xD;
      
           Ford/Memory article
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           .
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      <pubDate>Sat, 07 Dec 2024 18:50:50 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/the-ties-that-bind-a-data-driven-analysis-of-oceanias-dependency-on-china</guid>
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      <title>Recommendations for the Next Nuclear Posture Review</title>
      <link>http://www.newparadigmsforum.com/recommendations-for-the-next-nuclear-posture-review</link>
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           Below is the text upon which Dr. Ford drew during his participation in a roundtable workshop at the National Defense University on December 6, 2024.
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            ﻿
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           With the caveat that these points represent only my personal opinions and do not necessarily reflect the views of anyone else, I’m pleased to offer some thoughts on how it might be useful to think about the next U.S. Nuclear Posture Review (NPR).
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           Structure and Format 
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            On the question of whether a detailed review and report should be put together in the traditional fashion, or whether some other format should be used, such as a shorter review and an official speech on the topic, my answer is “yes” – namely, that we should do
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           both
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            things.
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            I do like the idea of doing a detailed review and publishing a fairly comprehensive (and unclassified) report.  U.S. nuclear weapons policy issues are complex, their nuances are important, and a full-scale NPR provides an unequalled opportunity for each new presidential administration to spell out its approach clearly and as compellingly as possible, not only for the national security bureaucracy that will be needed to
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           implement
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            the “commander’s intent” spelled out in that document, but also for the broader policy community and the general public, from whom sustained buy-in is essential. 
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           Having a full NPR as a reference document can also be valuable in clearly spelling out U.S. nuclear policies to America’s adversaries, as well as to our allies – so that the former can be deterred, and the latter reassured, by understanding each administration’s commitment to deterrence and responsible national security stewardship as clearly as possible.  A compelling and comprehensive statement of U.S. policy is also important to ensuring ongoing buy-in from Congress and the American people, who need to understand the “
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    &lt;a href="https://www.newparadigmsforum.com/conceptualizing-strategic-competition-in-the-narrative-trilogy-of-victory-what-stories-why-stories-and-how-stories" target="_blank"&gt;&#xD;
      
           why stories
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            ” behind our decisions, in terms both of the threats the United States faces and of the
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           reasoning
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            behind the choices American strategy makes in response.
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            That said, I
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           also
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            like the idea of promulgating policy in a shorter and more digestible form, such as in a presidential speech.  Such a speech, for instance, would give President-elect Trump the chance personally to demonstrate that the policies spelled out in the NPR are America’s national priorities, and not just some document some of the wonkier of his officials crafted in conjunction with career bureaucrats and military officers.  (Because implementing any serious strategy would also entail significant financial burdens and require challenging programmatic trade-offs, such a signal of personal Presidential commitment would be hugely valuable in powering through political and bureaucratic obstacles to effective change.)
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           President Obama tried something like this with his April 2009 “
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           Prague Speech
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            ” on nuclear disarmament, which laid down a clear conceptual very early in his first term, and was thereafter was
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           followed
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            by a much more detailed NPR in 2010.  President Trump could do something analogous by signaling an epochal change of direction in favor of once again building up American strength to ensure we are able to deter our adversaries and reassure our allies in the face of geopolitical threats that have gravely worsened in recent years.  And if President Trump were able to put such a clear messaging statement into the public record soon enough to have it help shape decision-making as Congress prepares for the Fiscal Year 2026 National Defense Authorization Act (NDAA) and appropriations bills next autumn, so much the better.
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           (As a point of comparison, national nuclear weapons policy in France takes public form in a relatively rare, usually once-per-administration 
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           speech by the French president
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            , which gives him the chance to put his personal stamp on such policies.  This is particularly important in a French political system that is highly centralized around the office of a quasi-imperial president.  Despite our complex U.S. constitutional system’s division of federal governance into separate institutions that share powers, however, American nuclear weapons policy is
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           also
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            highly presidentialized, and it might be very helpful for POTUS to give the world a nuclear-specific speech highlighting key points and thus giving his personal
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           imprimatur
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            to the more detailed reference-document wonkery that will follow in the NPR itself.) 
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            My suggestion, then?  Take
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           two
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            bites at the apple: (a) put out a shorter, crisp, vision statement at the highest level; and then (b) publish a more traditional NPR built on a much more detailed working-through of programmatic details of how to make that vision a reality.
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           Issues to Consider
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           The obvious starting point for the Second Trump Administration’s NPR is presumably 
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           the version published in 2018
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             during the First Trump Administration.  President-elect Trump has a huge advantage here over every other modern president, in that he has already gone through the trouble of articulating a full-fledged nuclear weapons policy  and – in theory, at least – merely needs to update his 2018 NPR in order to keep it fit for purpose. 
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           As for what adjustments a possible 2025 NPR might perhaps need, it is useful to start by comparing it with 
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           the Biden Administration’s NPR published in 2022
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           .  To be fair, there is traditionally a great deal of continuity in U.S. nuclear weapons policy from one administration to the next, and just as I was surprised to find the 
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           Obama Administration’s 2010 NPR
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            to be 
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           much better than I had feared
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            , a good deal of the material in the Biden document is likely to be unobjectionable to the incoming administration, and should be retained.  In a number of respects, however, it might be useful for the next NPR to correct some of the things the Biden team got wrong in their awkward efforts to reconcile performative anti-nuclear virtue-signaling with the realities and imperatives of deterrence in a worsening threat environment. 
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           So let me offer a sort of issue-spotting list of where the incoming administration might wish to agree with – and perhaps even double down on – what has come before, and where it might be well advised to consider corrective action.
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           (1)
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           Recommitting to the Program of Record
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           .
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            The first point to make – because it is such a foundational one – is to
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           agree
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            with the Biden Administration on the critical importance of completing the longstanding U.S. effort to replace and modernize the “legacy” strategic nuclear delivery systems we have had in service since the early 1980s when Ronald Reagan completed the last recapitalization of America’s nuclear force.  We must fix the bollixed-up programmatics that have led to increasingly worrying delays and cost overruns for some of these programs, of course, but there is a dire need to complete these legacy modernization programs as rapidly as possible, for our current strategic systems are rapidly approaching obsolescence.  This is a truly foundational point for the next NPR, for it we cannot even modernize what we still require but that is today ageing out, then we can hardly expect to be able to meet today’s
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           growing
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            threats with anything new.
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           And we must modernize and fully recapitalize not merely the delivery systems themselves, but also the U.S. Nuclear Command, Control, and Communications (NC3) architecture upon which we rely to manage these forces.  Robust, resilient, survivable, and utterly reliable NC3 is absolutely essential to deterrence, as well as to managing things as well as possible if – God forbid – deterrence fails.  Our current NC3 architecture is as old and creaky as our Reagan-era delivery systems, however.  We absolutely must finish modernizing all of these systems.
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           (2)
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           Reinvigorating our Nuclear Infrastructure
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           .
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            Another truly foundational, sine qua non aspect of U.S. nuclear weapons policy, I would say, must be to reiterate the importance of – and then greatly to
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           accelerate
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            – efforts to reinvigorate the American nuclear weapons infrastructure.  We simply
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           must
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            provide the resources needed on a sustained and long-term basis to recapitalize the American nuclear weapons development and production complex.  Being able to respond to security threats by producing more nuclear weapons if needed – and being able to design and validate
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           new
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            weapons if circumstances require – is essential to deterrence. 
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           As 
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           I have noted elsewhere
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            , such “[p]roductive capacity provides a ‘hedge’ against worsening global threats, since if you need more weapons you can make them.”  It also helps prevent an arms race, for it helps encourage adversaries to conclude that that having such a race with you “is not in their interest – and that they should thus sit down and talk.” 
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           The 
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           First Trump Administration understood this
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           , and it worked to increase funding for our weapons infrastructure.  The 
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           Biden Administration also increased these budgets
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            , for which it is entirely fair to give them credit.  If you ask me, however, there’s still a lot more to be done, and the next NPR should commit to continuing this trend, and to accelerating it – a lot. 
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            We must also radically change the organizational culture of the National Nuclear Security Administration (NNSA) and the U.S. nuclear weapons laboratories, imbuing them once more with the kind of vigorous, “‘
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           mission-accomplishment’ psychology that made possible the impressive achievements of their glory years during the Cold War
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           .”  This will also require rather a ruthless look at the internal policies, processes, and procedures that today contribute to routine delays and cost overruns in the nuclear enterprise, reforming or jettisoning those that are not truly essential, and retuning the bureaucratic engine more for scrappy “good enough” performance and endurance than for gold-plated perfection.
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            Research and development work on new or repurposed nuclear weapons concepts and designs – and ensuring the capacity to produce as many new weapons as might be needed in a worsening threat environment – must be seen as a core mission for NNSA and the laboratories, having a priority equal to maintaining the reliability and security of existing U.S. nuclear weapons.  Today’s rigid, cost-driving, and delay-producing culture of bureaucratic risk aversion there was born of three decades of post-Cold War shrinkage and of anti-nuclear virtue signaling by national politicians, and it must be resolutely abandoned. 
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           (3)
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           The Two-Peer Problem
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           .
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            If you ask me, the third foundational element for the next NPR derives from my comments above about the importance of telling the “why stories” that ground the policy and programmatic choices of nuclear strategy.  This means offering a clear and powerful articulation of the threats we face – and how, and the degree to which, they have been worsening so dramatically – and a compelling articulation of why these particular policy responses to those threats make sense. 
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            At present, while the last two administrations’ national security guidance documents have been quite effective in spelling out the problems we face from great power competition – including what many are now calling our emergent “two-peer problem” of having to deter aggression by two nuclear-armed great power adversaries at the same time – there is still no clear U.S. Government articulation of the basic contours of
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           how
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            such deterrence challenges can be met.  The 2025 NPR would thus do us all a huge service if it were to provide such crisp general narrative as the conceptual backbone for all the policy and programmatic changes that would follow.
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           (4)
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           Uploading Warheads
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           .
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            One issue that the drafters of the next NPR will have to wrestle with is how to respond to the “Two-Peer Problem” of soon being confronted by
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           two
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            nuclear adversaries, each with an arsenal comparable to our own, both in terms of delivery capabilities and overall scale. This will clearly create a formidable “numbers problem” for our nuclear planners.  As I summarized things last month 
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           at a Congressional briefing
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           ,
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           “Nobody has ever before had to deter two hostile nuclear peers at the same time. Our current nuclear force posture sizing was effectively decided in 2010, when our nuclear modernization program began and both Russia and the United States agreed to New START. Under that treaty, Russia’s arsenal was limited to 1,550 operationally deployed warheads, and at the point it was signed China’s arsenal amounted to a modest 
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           200-300 weapons
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            – for a ‘potential adversary’ total of presumably not much more than 1,850 weapons. If you assume the U.S. stockpile was the right size to maintain deterrence then, however, it can hardly be anything but inadequate in 2035, when Russia and China together will have something more like 3,050 warheads, even assuming Russia doesn’t deploy more after New START expires. I’m not arguing that we necessarily need to match them one-for-one – as if that were even possible – but it really can’t be true that our current plans are enough to ensure deterrence in ten years’ time.”
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           The Biden Administration actually seems to understand this, but they were never actually willing to admit doing so.  Biden officials have conceded that “
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           we may reach a point in the coming years where an increase from current deployed numbers is required
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           ,” and have told the press that 
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           we need to be prepared to expand our arsenal
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           , but they could never muster the courage actually to advocate doing so.  The drafters of the next NPR, however, won’t have the luxury of pussy-footing around the issue for fear of an unkind word from the Arms Control Association – and they surely won’t be inclined to do so.  The next NPR should embrace the opportunity to provide the American people, and the world, with a fierce honesty here.
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            The next NPR should presumably commit the United States not merely to being ready to upload, but also to a policy of actually
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           doing so
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            to whatever extent is needed to preserve deterrence as Russia builds more strategic systems and expands its current overmatch in theater-range systems, and as 
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           China sprints toward parity
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            .   The NPR needn’t take a position on just how many more weapons we should deploy – and it probably
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           shouldn’t
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            do so, not only because the precise number needed will need careful study and might change over time, but also because the details of our posture in this respect should presumably remain classified. 
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           Nevertheless, it would be useful to stake out the right conceptual ground here.  I dearly wish things were otherwise, but thanks to the growing threats presented by our strategic adversaries, we must be willing to admit that U.S. nuclear policy is now back – more in sorrow than in anger, to be sure, but back nonetheless – in the “build-up” business.
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           (5)
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           Theater-class Weapons
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           .
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           Moreover, in an era in which Russia has been showing China how to use theater nuclear forces for coercive bargaining under the “
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           offensive nuclear umbrella
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           ” of a strategic standoff, we also need to do more to mitigate the increasing overmatch in theater-class systems that both Russia and China now enjoy vis-à-vis the United States and our allies.  As I also tried to make clear in 
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           my contribution to a recent project on intra-war deterrence challenges
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            at the Center for Strategic and International Studies, I think it clear that we need more flexible and diverse nuclear capabilities to respond to such coercive bargaining at the theater level –  for deterrence, for intra-war escalation management, and in restoration-of-deterrence scenarios.
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           The new Submarine-Launched Cruise Missile-Nuclear (SLCM-N) announced by the First Trump Administration in the 2018 NPR was an important step in the right direction – as was the lower-yield W76-2 warhead also announced in 2018.  Though 
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    &lt;a href="https://www.marinecorpstimes.com/congress/2018/06/01/new-nuclear-warhead-still-under-fire-from-democrats/?contentFeatureId=f0fmoahPVC2AbfL-2-1-8&amp;amp;contentQuery=%7B%22includeSections%22%3A%22%2Fhome%22%2C%22excludeSections%22%3A%22%22%2C%22feedSize%22%3A10%2C%22feedOffset%22%3A305%7D" target="_blank"&gt;&#xD;
      
           Democrats opposed the W76-2 when Trump Administration adopted it
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            , the Biden Administration subsequently tried to use that warhead’s utility in countering regional threats as their excuse to try to kill SLCM-N.  In fact, however, we need
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           both
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            systems – and even that may not be enough.  The next NPR should thus commit to doing more to fix the problem of theater overmatch, not merely through somehow accelerating SLCM-N (though doing so will not be easy), but perhaps also by exploring further options such as a small warhead design that could be retrofitted onto existing or planned long-range precision conventional strike weapons, making them into optionally dual-capable systems and creating  salutary commonalities of interest between (and programmatic opportunities for) the Defense Department’s nuclear weaponry and conventional arms sub-communities.
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           (6)
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           Hard-target Kill Capability
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           .
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            The Biden Administration’s 2022 NPR proudly announced the retirement of the B83-1 nuclear gravity bomb, which up until that point had been the only remaining megaton-class device in the U.S. arsenal.  I don’t deny that the B83-1 was an old, awkward, and near-obsolete weapon, but as the 2022 NPR itself acknowledged, we have no replacement available for the hard-target-kill capability that the aged B83-1 provided. 
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           Yet so-called Hardened and Deeply-Buried Targets (HDBTs) have been proliferating around the world, particularly in Russia, China, North Korea, and Iran – that is, the very countries arguably most likely to become our adversaries in a future conflict.  In conjunction with improved air defenses that make direct overflight more and more difficult, it is becoming both 
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           increasingly difficult to kill such HDBTs
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            and increasingly crucial to deterrence that we remain nonetheless able to hold them at risk.  The Biden Administration apparently scrapped the B83-1, however, even 
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           before
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           exploring
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           how we could hold such targets at risk in the future
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            , and we presently have an effective alternative neither in hand nor even yet on the horizon. 
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            This was irresponsible, and I would argue that the next NPR should commit to solving the HDBT problem – which presumably still requires employing
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           nuclear
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            rather than just conventional tools.  I know of at least two concepts for going after such targets with nuclear weapons even apart from the 
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           Robust Nuclear Earth Penetrator (RNEP) concept
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            explored by the George W. Bush Administration before it abandoned that effort, and it is clearly now well past time to evaluate our HDBT options, pick the best one, and start moving out as fast as we can.
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           (7)
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           Declaratory Policy
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           .
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            When it comes to U.S. nuclear declaratory policy, it is probably time to correct the Biden Administration’s 2022 NPR in another way, too: in connection with the so-called “negative security assurances” (NSAs) the United States makes about when it
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           won’t
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            consider using or threatening to use nuclear weaponry.  For some time now, it has been customary for U.S. officials drafting a new NPR to offer an NSA stating that we will not use or threaten to use nuclear weapons against any non-nuclear weapon state that is party to the 
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           Treaty on the Non-Proliferation of Nuclear Weapons
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             and remains compliance with its nuclear nonproliferation obligations. 
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           This nuclear-specific NSA is not intrinsically problematic, but as you might recall, it was said in the 
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           Obama Administration’s 2010 NPR
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            that the United States “reserves the right to make any adjustment” necessary in its NSA promise as a result of “the evolution and proliferation of the biological weapons threat.”  That caveat represented a way to engage in a little of what is known as “cross-domain deterrence,” trying to leverage some deterrent effect from the U.S. nuclear arsenal against the potential for catastrophic biological weapons (BW) attack.  (That’s a fancy way of saying that we do not a priori rule out the possibility that if a state mounted a sufficiently horrific BW attack against the United States, we would choose to respond with a nuclear weapon.)
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           The First Trump Administration very sensibly expanded upon this “reservation of right” caveat by expanding the category of relevant threats to reach any “
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           significant non-nuclear strategic attack
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           ” (SNNSA).  Such attacks, the 2018 NPR made clear, 
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            “include, but are not limited to, attacks on the U.S., allied, or partner civilian population orinfrastructure, and attacks on U.S. or allied nuclear forces, their command and control, or warningand attack assessment capabilities.” 
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           The Trump NPR’s NSA language, therefore, 
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           “reserve[d] the right to make any adjustment in the assurance that may be warranted by the evolution and proliferation of non-nuclear strategic attack technologies and U.S. capabilities to counter that threat.”
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           All of this made excellent sense.  Indeed, given that such 
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           critical infrastructure threats from both China and Russia have been increasing
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           , that U.S. officials now 
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           publicly acknowledge that both Russia and North Korea have offensive BW programs
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           , and that 
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    &lt;a href="https://www.cnn.com/2024/02/16/politics/russia-nuclear-space-weapon-intelligence/index.html" target="_blank"&gt;&#xD;
      
           Russia is reportedly developing a space-based nuclear weapon system
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           – reportedly to be in some kind of development prototype phase with the satellite “
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           Cosmos 2553
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           ” – such a SNNSA caveat would seem to make more sense than ever now. 
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            The Biden Administration's NPR did not contain such clear “reservation of right” phrasing.  In fairness, it does say (on page 8) that
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           “[c]onsistent with prior reviews, our nuclear strategy accounts for existing and emerging non-nuclear threats with potential strategic effect for which nuclear weapons are necessary to deter. We concluded that nuclear weapons are required to deter not only nuclear attack, but also a narrow range of other high consequence, strategic-level attacks.” 
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            Substantively, this does not seem to derogate from the Trump policy, but the phrasing here still feels a bit like the drafers were trying to make the point as inconspicuous as possible.  (Indeed, in reading the document I myself missed it at first.  [Note: A friend did me the favor of pointing out my mistake in criticizing the Biden team for not saying anything on the subject, and this posting has been edited to correct the mistake.])  Yet the point does not deserve to be inconspicuous, and the
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           next
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            NPR should emphasize that just as we also use non-nuclear tools and approaches to help deter nuclear attack, we absolutely
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           do
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            reserve the right – in appropriate circumstances – to respond to a sufficiently significant
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           non
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           -nuclear attack with nuclear weaponry, just as President Trump emphasized in his  NPR of 2018.
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           The next NPR should also drop the Biden Administration’s unwise 
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           pledge to continue to try to “mov[e] toward a sole purpose declaration
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            ”  – that is, a statement
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           only
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            purpose of nuclear weapons is to respond to the use of other nuclear weapons.  Such a “sole purpose” policy  would by definition preclude a nuclear response to any
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           other
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            form of attack, which is a terrible message to send  – especially in the current strategic environment.  By still pursuing “sole purpose,” the Biden team signaled its distaste for using nuclear weapons to deter
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           conventional
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            attack, which
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            feels a bit like inviting disaster at a time when Russia is actively using its conventional forces in a war of territorial aggression against one of its neighbors and China is preparing its conventional forces for a possible invasion of Taiwan.  The next NPR should emphatically rectify the Biden Administration’s mistakes in this regard.
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           (8)
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           Nuclear Weapons Testing
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           .
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            Though as far as I can tell there is presently no need for full-scale U.S. nuclear weapons testing to ensure the reliability of the U.S. nuclear arsenal, the United States should not hesitate to conduct such testing if such a need arises.  In order to make such testing possible, however, the United States must resume and accelerate its (re-)development of the effective test instrumentation and diagnostic equipment that would be needed in conducting such tests.  This should be made quite clear in the next NPR. 
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            (Such as step, it should be noted, is important whether or not a high-level political decision were made to test a nuclear weapon for
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           non
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            -technical reasons, such as in order to send a signal of political resolve in the face of adversary threats.  In theory, we could presumably conduct a more or less
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           non
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           -instrumented test quite quickly if the President made the decision to do so, but why not put proper instrumentation on it – to help permit our weapon modelers and weapon designers to learn as much as possible from it – if we can?)   
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           In the next NPR, the United States may also wish to modify its current “zero-yield” testing policy in order to permit small-scale yield-producing tests akin to those 
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           U.S. officials believe Russia and perhaps China to have conducted
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           .  From a technical perspective, there may be useful things to be learned even from extremely small yield-producing tests, but while we ourselves have foregone learning such things for decades, our adversaries apparently have not. 
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            The issue of Russian and perhaps Chinese testing thus raises the possibility, at least, that the incoming U.S. administration might be willing to relax the U.S. “zero-yield” standard in order to permit small yield-producing American tests at least of the sort that we believe our adversaries to have been conducting.  That might represent a sort of “halfway house” answer, a
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           bit
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            of the way along the road toward resuming testing – adding to our nuclear knowledge, but in ways calibrated to be responsive to adversary activity.
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           I have no idea whether the Second Trump Administration will be interested in this approach, but given that President Trump’s former national security advisor has publicly 
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           called for a return to full-scale nuclear testing
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            – which would be a much bigger deal even than the kind of calibrated small-scale testing I described – one certainly shouldn’t rule this out.
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           (9)
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           New Weapons Designs
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           .
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            For a long time, it was almost an article of almost religious faith on the Democratic Party side of the Washington nuclear weapons policy community that we should never develop any
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           new
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            nuclear weapon.  Congressional Democrats, for example, fiercely resisted multiple efforts by the George W. Bush Administration to explore new weapons such as the 
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           RNEP concept
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            and the 
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           Reliable Replacement Warhead
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            (RRW), and the Obama Administration’s 2010 NPR promised to avoid “
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           the development of new nuclear warheads
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           .”
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            As you’ll have gathered by now, however, I think this horror at the idea of any kind of “new” nuclear weapon is terribly misguided, especially in the face of current threats.  As I’ve suggested, we may well need one or more new designs – whether this is to handle otherwise unmanageable hard-target kill requirements, to allow us to field a more diverse and flexible theater-class nuclear capabilities, or to accomplish some other critical task. 
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           Given the huge importance I think we should place upon improving the production throughput of our nuclear weapons infrastructure, moreover, we might also wish to explore new weapon designs that de-prioritize fancy High Cold War performance metrics in favor of minimizing the expense (and maximizing the speed and ease) with which additional nuclear weapons can be produced.  After all, if indeed we do require more weapons in service to deter aggression and need more productive capacity to signal to China and Russia that they can’t win an arms race against us and hence shouldn’t try, we need designs that we can produce quickly and that won’t break the bank if we do.  Let’s figure out what they are.
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           (10)
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           “Hedging” Policy
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           .
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           The Biden Administration also engaged in some rather silly anti-nuclear virtue signaling in how it addressed “hedging” policy.  For years, particularly as we drew down the size of the U.S. nuclear arsenal after the end of the Cold War, “hedging” has been an important part of American nuclear policy.  As I have 
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           recounted elsewhere
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           , 
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           “‘Hedging’ phrasing dates back to the first NPR under the Clinton Administration, in which the United States sought to ‘
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           lead and hedge
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            ’ – that is, to
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           lead
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            the way toward nuclear disarmament but
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           hedge
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            against unexpected threats along that path by keeping more nuclear capability than was actually needed at any given time, in case things turn out to be more challenging than expected.” 
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           For many years, this led us to keep a “reserve” stockpile of non-deployed weapons on hand – sort of sitting around gathering dust on a back shelf, if you will – in case our earnest hopes for an ever more benign future didn’t come true and strategic threats increased in ways that would require a somewhat larger arsenal once again.
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           Despite making exceedingly clear that such threats are indeed now rapidly increasing, however, the Biden Administration’s 2022 NPR declared that “‘[
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           h]edging against an uncertain future’ is no longer a stated role for nuclear weapons
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            .”  The rationale for this change was embarrassingly incoherent even when Biden officials bothered to try to explain it, and to the degree that it meant anything real and could be understood at all, abandoning hedging seems woefully wrongheaded. 
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            (As best as I can tell, however, this declaration was just a cheap rhetorical dodge.  All it actually said, after all, that hedging was “no longer a
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           stated
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            role” for U.S. nuclear weapons.  Occam’s Razor suggests that the Biden Administration is still
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           doing
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            hedging, but they just don’t want to talk about it anymore and apparently wanted to win anti-nuclear Brownie points for their rhetorical dodge.  To be blunt, that’s just juvenile.)
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            In fact, some kind of hedging remains very important to the long-term durability of deterrence, and the next NPR should remedy this Biden silliness by admitting that fact.  We need to be able to preserve deterrence if threats worsen, and at any given point in the future, that might require deploying more capability.  Indeed, hedging also helps
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           keep
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            threats from worsening, for maintaining an effective hedge lets the bad guy know that it’s not in his interest to have an arms with you because you’re ready to compete if he tries it.
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            Accordingly, we
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           need
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            some kind of hedge – and we need to have hedging as a “stated” mission in how we manage our arsenal.  That said, however, hedging may have to evolve.  As noted, our “hedge” has hitherto been the capability to upload more warheads from the U.S. reserve stockpile.  Since we probably need to start uploading at least
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           some
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            warheads in the years ahead in order to meet worsening threats, we will necessarily start to draw down that reserve stockpile.  And because we will still require some kind of hedge capability against future threats thereafter, this means that hedging will have to shift toward more reliance upon the
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           production throughput
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            of our nuclear weapons infrastructure – which brings me back to the foundational nature of my second point above.
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           Conclusion
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           As you can tell, I think the drafters of the next Nuclear Posture Review have a lot to do.  I wish them wisdom, courage, speed – as well s lots of political top cover from President Trump and support from the new Congress.
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           -- Christopher Ford
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      <pubDate>Fri, 06 Dec 2024 22:25:45 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/recommendations-for-the-next-nuclear-posture-review</guid>
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    <item>
      <title>Restoring Strategic Stability in the Euro-Atlantic Area</title>
      <link>http://www.newparadigmsforum.com/restoring-strategic-stability-in-the-euro-atlantic-area</link>
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            ﻿
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          Below is the prepared text upon which Dr. Ford based his remarks to the Project on Nuclear Issues (PONI) at the Center for Strategic and International Studies, on December 4, 2024.
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           Good morning, and thank you for inviting me to say a few words about strategic stability through the prism of the Ukraine war and the future of arms control engagement.  As usual, please remember that I speak here only for myself.  With that caveat, however, I hope our discussion will be interesting.
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           I was asked to address whether the concept of strategic stability has changed in recent years, and what it might look like in 2025.  By way of full disclosure, therefore, I should start by confessing that I already have something of a dog in this theoretical fight. 
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           But let me back up for a second.  For those of us in the nuclear weapons world, the most common definition of “strategic stability” is quite nuclear-specific.  As the former Defense Department representative to the New START strategic arms negotiations once 
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           described it
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           , this narrow definition of strategic stability means “the absence of incentives to use nuclear weapons first (crisis stability) and the absence of incentives to build up a nuclear force (arms race stability).”  Through this lens, in effect, things are strategically stable if you’re not lobbing nuclear weapons at each other or rushing to out-build the other guy.
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           I’ve been arguing for years, however, that we’d be well advised to adopt a more capacious definition of “strategic stability.”  In a chapter I wrote for 
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           an edited volume back in 2013
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            , I contended that we needed to look beyond just traditional nuclear-centric issues such as first strike stability.  Instead, we need to conceive of strategic stability as a broader concept that describes a situation between nuclear-armed adversaries in which they feel no incentives to attack each other (or each other’s allies) by
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           any
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            means, not merely with nuclear weapons.  As I put it 
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           in that chapter
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           , strategic stability should be seen as
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            “loosely analogous to a military ‘Nash Equilibrium’ between the principal players in the international environment (i.e., the ‘great powers’) as it pertains to the possibility of their using force against each other. [I] define[] strategic stability as being a situation in which no power has any significant incentive to try to adjust its relative standing vis-à-vis any other power by unilateral means involving the direct application of armed force against it.  General war, in other words, is precluded as a means of settling differences or advancing any particular power’s substantive agenda. The environment is thus strategically stable if no player feels itself able to alter its position
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           by the direct use of military force against another player
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            without this resulting in a
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           less
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            optimal outcome than the alternative of a continued military stalemate and the pursuit of national objectives by at least somewhat less aggressive means.” 
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            While traditional accounts describe strategic stability as an inherent good, moreover, I also argued that strategic stability through that broader lens is not necessarily a good thing, mainly because of the degree to which it privileges the geopolitical status quo.  At the very least, I observed, strategic stability will have different benefits or costs “depend[ing] upon who one is in the constellation of players.” 
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            If you’re a status quo power facing revisionist challengers, in other words, strategic stability, in this definition, is presumably your friend.  As we are discovering both with Russia and with China, however, if you’re a revisionist power whose geopolitical ambitions run to
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           changing
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            the global balance of power – by force if necessary – strategic stability is
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           undesirable
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            and needs to be prevented or undermined, at least until you try to stabilize things again around a new status quo that represents the way
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           you
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            want the world to work.
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            I think that approach to thinking about strategic stability holds up pretty well more than a decade later, and that the current world illustrates the problems of thinking about strategic stability from a purely nuclear perspective. Indeed, you might even argue that “stability” in the strategic nuclear realm between the United States and Russia has actually contributed to
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           instability
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            in the broader sense. 
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           In what I refer to as the phenomenon of an “
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           offensive nuclear umbrella
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           ,” Vladimir Putin has been trying to take advantage of the “mutually assured destruction” nature of our strategic nuclear relationship with Russia and weaponize Western fears of nuclear escalation by using nuclear saber-rattling to deter us from doing anything to stop his aggression against his neighbors, and even to deter us from reacting to what British officials have described as a “
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           concerted campaign” of Russian-sponsored arson, sabotage, and other mischief
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            in NATO countries.  At the same time, with 
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           China presently sprinting toward
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           at least
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           strategic nuclear parity with the United States
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           , Beijing would seem to be preparing to play the same game as Xi Jinping readies the People’s Liberation Army to conquer the free people of Taiwan, a vibrant democracy with whom the United States has 
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           a security relationship enshrined in U.S. law
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            . 
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            So this all may be “strategically stable” in the purely first-strike sense, I suppose, but it certainly doesn’t feel particularly
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           stable
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            in any common-sense usage of the term.  Nor, I suspect, is this a reliably strategically
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           stable
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            situation even in the first-strike sense over time, given that the most likely scenario for a strategic nuclear exchange is not a “bolt from the blue” first strike anyway, but rather escalation from just the sort of regional conflicts that such localized revisionist aggression tends to create. 
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            If sub-strategic dynamics continue to worsen – including the growing East-West mismatch in theater-range nuclear forces that incentivizes destabilizing coercive nuclear bargaining at the regional level under that “offensive umbrella” of a strategic standoff – I thus worry that the odds of an escalation-driven
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           strategic
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            exchange will increase as well.  Hence my continued interest in thinking about strategic stability from a “Nash equilibrium”-inspired perspective through a broader geopolitical aperture than just that of nuclear first-strike stability. 
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           So what might we do about these challenges?  And how should we try to approach questions of stability and arms control in the Euro-Atlantic area if and when some kind of at least semi-serious “resolution” of the Ukraine conflict were to occur?
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            Those are certainly not easy questions to answer.  For a starting point, however, I would point you back to the emphasis placed – in my “Nash”-inspired approach to strategic stability – upon
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           incentives
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           . 
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            As a general matter,
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           any
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            notion of strategic stability relies hugely upon incentives.  In any definition – including in the narrow, first-strike sense – the achievement and maintenance strategic stability does not (or at least should not!) depend upon the parties having any kind of good faith commitment to peaceful coexistence or even to the rule of law at all.  Rather, it relies fundamentally upon a steely-eyed calculation of raw interest that, in theory, should be compelling even to a wholly ruthless would-be aggressor.  My conception of strategic stability is no exception to this general rule.
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           What I think we need to focus on, however, is a conception of the interest calculations underlying stability that is broader than just the game-theoretical implications of a strategic-level nuclear balance, though of course that’s relevant too.  We in the West – not just in the United States, but particularly in the states of Western Europe – have spent most of the last three decades nobly committed to a grand project of institution-building intended to socialize all states into a peaceable world of harmonious relationships.  Encouraged, it would seem, by 
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           a sort of bowdlerized constructivism that imagined that we could reliably manage or eliminate geopolitical antagonisms by the open-armed weaving of ever-thickening socio-economic and political connective tissue
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             between states and peoples, we forgot to
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           also
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            be as attentive as we clearly needed to be to more concrete incentive structures related to “hard power” capabilities and stern-willed deterrence.
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           I submit that we all need both to re-learn some older lessons about confronting would-be troublemakers with concrete incentives to moderate their behavior.  And I think it’s clear, too, that we need to do this across a much broader range of domains and issue areas than by pretending that simply maintaining strategic first-strike stability always produces real and enduring stability in this challenging world of revisionist threats. 
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            Through this lens, I certainly admit, the path back to real strategic stability is a fraught one.  It passes through a lot of hard work, and through being willing to accept more cost and risk than we became accustomed to in the happy days of the early post-Cold War era when we naïvely imagined that serious strategic competition with dangerous great power adversaries had been put behind us forever. 
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           In his memoirs, Richard Nixon declared that Russian leaders “
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           believe in Lenin’s precept: Probe with bayonets.  If you encounter mush, proceed.  If you encounter steel, withdraw
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           .”  If we want to return to more real stability – and indeed to 
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           return to a security environment in which Russia and China both feel real incentives to negotiate some kind of arms control restraint
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             – we need both more nuclear and other military muscularity, and more capacity to add
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           further
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            muscularity if circumstances require, than we presently have.  We also need to find within ourselves the steel to do more to ensure that when the adversary pushes forward, he gets his fingers burned. 
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            If we in the West do not remember this and act more resolutely upon such insights, the world will continue to be teach us ugly lessons about what strategic
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           instability
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            looks like.
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           —Christopher Ford
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      <pubDate>Wed, 04 Dec 2024 21:04:07 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/restoring-strategic-stability-in-the-euro-atlantic-area</guid>
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      <title>Anything but Simple:  Arms Control and Strategic Stability</title>
      <link>http://www.newparadigmsforum.com/anything-but-simple-arms-control-and-strategic-stability</link>
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            This is
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           not
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          a new publication, but as so many experts in the Washington strategic policy community struggle with how to ensure strat
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            ﻿
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          egic stability in the current threat environment, what "strategic stability" even means in the first place, and what kind of future there might be for arms control, the reader might be interested in Dr. Ford's chapter in a 2013 volume on such questions edited by Elbridge Colby and Michael Gerson. 
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            You can find the entire book
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           here
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           , or use the button below to download a PDF of Dr. Ford's chapter.
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      <pubDate>Wed, 27 Nov 2024 22:39:49 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/anything-but-simple-arms-control-and-strategic-stability</guid>
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      <title>Leveraging Strength into Peace: Arms Control Isn’t (Quite) Dead, and Here’s How to Revive It</title>
      <link>http://www.newparadigmsforum.com/leveraging-strength-into-peace-arms-control-isnt-quite-dead-and-heres-how-to-revive-it</link>
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          Below is the prepared text upon which Dr. Ford drew in his remarks to the Bicameral Bipartisan Member Briefing on Arms Control, in the Russell Senate Office Building on November 21, 2024.
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            ﻿
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           Good morning, everyone.  With so much else going on in our national politics and in the Washington policy community, it’s a special pleasure to see a group of Senators, Representatives, staffers, and policy community experts come together to talk about arms control and its possible future.  Thank you, Senator Paul, for asking me to speak to the group today.
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           I’ve been asked to talk about whether or not arms control is “dead,” and I’m happy to oblige.  Naturally, these remarks represent only my personal views, as I cannot speak for anyone else.  But it is an important topic.
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           To say that arms control is “dead” would be strong statement, however, and might seem to imply that we should give up hope of seeing it “alive” again.  And I’d say that conclusion would be too strong.  Arms control may be in a coma right now, but if you bear with me, I’ll try to explain how we can perhaps revive the poor, bedraggled thing.
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           The Collapse of the Arms Control Enterprise
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            We really have been on a most remarkable journey.  I am old enough to remember the early post-Cold War years of arms control optimism, which gave rise in some quarters of the Western policy community to a remarkably powerful belief in the teleology of “zero” – that is, a belief that we would eventually and inevitably achieve the eventual abolition of nuclear weapons in a peaceful world finally free of the ugly challenges of great power rivalry.  (After all, if miracles like the dissolution of the Soviet Empire could happen, why not abolition?)  It seemed a heady time. 
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           For all this psychic energy of that period, however – and the rosy glow with which it often seems that people remember it – its worth remembering that things began to fray relatively quickly.  The 
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           second Strategic Arms Reduction Treaty
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           (START II) – the follow-on to the original START which set the superpowers’ strategic arsensals on a trajectory that sees them today at 
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           a fraction of their Cold War levels
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            – was signed in 1993 and approved by the U.S. Senate in 1996, but it never came into force because the Russian Duma refused to endorse it.
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           That was, with hindsight, perhaps a sign of problems to come.  But some of the early challenges to the U.S.-Russian arms control enterprise did not actually have to do with the United States and Russia at all.  Instead, they derived from the growing missile threats to the United States and other Western countries from third-party proliferators, particularly North Korea.  The growth of missile threats against U.S. homeland from such rogue regimes – as highlighted in 1998 by the 
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    &lt;a href="https://irp.fas.org/threat/bm-threat.htm" target="_blank"&gt;&#xD;
      
           Rumsfeld Commission Report
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            – put growing pressure on 
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    &lt;a href="https://2009-2017.state.gov/t/avc/trty/101888.htm" target="_blank"&gt;&#xD;
      
           Anti-Ballistic Missile (ABM) Treaty of 1972
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            , pursuant to which the United States and the USSR had sharply limited their possession of ABM systems. 
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           For some time, the 
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    &lt;a href="https://sgp.fas.org/crs/nuke/98-496.pdf" target="_blank"&gt;&#xD;
      
           Clinton Administration negotiated small adjustments in interpretation of ABM Treaty
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            in response to such pressures.  Before too long, however, those tweaks became increasingly unviable as 
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           long-range North Koran missile capabilities improved
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           , and in the wake of U.S. intelligence assessments that Pyongyang had 
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    &lt;a href="https://www.armscontrol.org/factsheets/chronology-us-north-korean-nuclear-and-missile-diplomacy-1985-2022" target="_blank"&gt;&#xD;
      
           separated plutonium for use in nuclear weapons, and may indeed have built some
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           .  Eventually, driven by such “third-party pressures,” the 
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    &lt;a href="https://www.armscontrol.org/act/2002-01/us-withdrawal-abm-treaty-president-bushs-remarks-and-us-diplomatic-notes" target="_blank"&gt;&#xD;
      
           United States pulled out of the ABM Treaty in 2002
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           .
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           It’s important to remember, however, that despite many later claims to the contrary, the impact of that U.S. decision upon arms control more broadly was fairly modest.  To be sure, the day after the U.S. withdrawal from ABM became effective, Vladimir Putin formally 
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    &lt;a href="https://www.armscontrol.org/factsheets/brief-chronology-start-ii" target="_blank"&gt;&#xD;
      
           pulled Russia out of START II
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           .  Nevertheless, as noted, that agreement was already moribund, because the Russian Duma had refused to ratify it.  One shouldn’t let Putin’s later posturing lead us to forget that Russia was not actually furious over the end of the ABM Treaty in nearly the ways it later claimed to have been.  Indeed, Russia was perfectly happy signing a new strategic arms treaty with the United States – the 
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    &lt;a href="https://www.acq.osd.mil/asda/ssipm/sdc/tc/sort/SORTexecsum.html" target="_blank"&gt;&#xD;
      
           Strategic Offensive Reduction Treaty
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           (SORT, a.k.a. the “Moscow Treaty”) – just a few months after the United States announced it was pulling out of ABM.  So arms control remained reasonably healthy then
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           That said, clouds were certainly starting to gather on the horizon even in the mid-2000s.  U.S. officials revealed in 2006, for example, that 
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           Russia had never fulfilled all its promises under the Presidential Nuclear Initiatives (PNIs) of 1991 and 1992
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           , meaning that Moscow had retained 
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    &lt;a href="https://crsreports.congress.gov/product/pdf/IF/IF12672" target="_blank"&gt;&#xD;
      
           considerable numbers of shorter-range nuclear forces
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            after the United States had fulfilled its own PNI promises by scrapping most U.S. systems.  Nevertheless, the Moscow Treaty remained in place until it was replaced – amidst great Obama Administration disarmament fanfare – by the 
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           New START agreement of 2010
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           , which continued the then-ongoing process of post-Cold War strategic reductions.
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           But Russian behavior was by then already worsening.  As we now understand, even before the Kremlin agreed to New START, it had 
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           in 2008 begun illegally testing
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            a cruise missile that violated the terms of the 
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           Intermediate-range Nuclear Forces Treaty
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            of 1987 – the pathbreaking agreement the Reagan Administration reached with the USSR to entirely eliminate that entire class of nuclear delivery system.  After entirely unsuccessful private remonstrations with the Russians over this illegal new missile, U.S. officials 
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           publicly assessed this INF Treaty violation in July 2014
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            . 
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           Even after this finding, the United States did little to respond to Russia’s violation for some years except wag its finger; nor did Russia change course.  Even after we made clear early in the Trump Administration that 
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           we would no longer tolerate Russia violating INF while we refrained from developing INF-range missiles and began research and development (R&amp;amp;D) work on our own (conventionally armed) systems to put pressure on Moscow
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           , the Kremlin refused to return to compliance.  By 2019, in fact, Russia had 
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           moved from flight testing its illegal missile to having that weapon reach operational capability, moving into full production and even deployment
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           .  Accordingly, 
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           the United States pulled out
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           of the INF Treaty.  (Elsewhere on the nuclar front, U.S. officials also 
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           revealed in 2019
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            that Russia had not adhered to its proclaimed moratorium on nuclear weapons testing, and had in fact secretly been conducting low yield nuclear tests.)  After years of negotiated reductions undertaken jointly with the United States, Russia was now clearly beginning to rebuild a more Cold War-style nuclear arsenal.
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           Nor were nuclear arms treaties the only institutional elements falling apart under the pressure of the Kremlin’s renewed neoimperialist ambitions.  In 2007, Russia had “
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           suspended
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           ” its observance of – that is, began violating – the 
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           Conventional Forces in Europe (CTE) Treaty
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            , slipping out of its restrictions on and transparency requirements for large-scale troop movements just in time to mount Putin’s war against Georgia in 2008. 
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           The 
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           Open Skies Treaty
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            (OST) also came increasingly under pressure from Russian violations.  In fact, Moscow had neverhaving fully complied with it, and eventually also tried to 
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           use OST point-of-entry and flight path restrictions in an effort to symbolically validate Putin’s invasion and annexation of Crimea, as well as the proxy-territory spoils of the Georgia war
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           . (In the face of such gamesmanship, the United States 
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           pulled out of the OST in 2020
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           .)  Putin’s government also announced in 2012 that it would end its involvement in the Cooperative Threat Reduction program (CTR, a.k.a. “Nunn-Lugar”) with the United States.
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           As if all this demolition of the post-Cold War arms control framework wasn’t enough, Russia also engaged in multiple violations of the 
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           Chemical Weapons Convention
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            (CWC) of 1997.  It not only maintained an illegal offensive chemical weapons (CW) program that included new types of nerve agents (the so-called “
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           novichok” agents
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           ), but it actually also used these agents – not merely in an 
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           attempt to kill Russian opposition leader Alexei Navalny in 2020
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           , but also in an 
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    &lt;a href="https://www.npr.org/2018/09/05/644782096/u-k-charges-2-russians-suspected-of-poison-attack-on-skripals" target="_blank"&gt;&#xD;
      
           assassination attempt against a Russian defector (and British citizen) in the United Kingdom in 2018
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           .  More recently, Russia has been 
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           using chemical agents in its Ukraine war in ways that are also illegal under the CWC
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           .
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           Making matters worse, Russia maintains an offensive biological weapons (BW) program in violation of the 
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           Biological and Toxin Weapons Convention
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           , as revealed by 
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    &lt;a href="https://www.federalregister.gov/documents/2020/08/27/2020-18909/addition-of-entities-to-the-entity-list-and-revision-of-entries-on-the-entity-list" target="_blank"&gt;&#xD;
      
           sanctions decisions by Trump Administration in August 2020
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           , and formally 
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    &lt;a href="https://www.state.gov/2021-adherence-to-and-compliance-with-arms-control-nonproliferation-and-disarmament-agreements-and-commitments/#_Toc69385145" target="_blank"&gt;&#xD;
      
           confirmed by the Biden Administration in 2021
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           .  With its attacks on Ukraine beginning in 2014, Russia also broke the pledge to respect Ukraine’s territorial integrity it had made in the 
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    &lt;a href="https://www.securitycouncilreport.org/atf/cf/%7B65BFCF9B-6D27-4E9C-8CD3-CF6E4FF96FF9%7D/s_1994_1399.pdf" target="_blank"&gt;&#xD;
      
           Budapest Declaration of 1994
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            —an assurance which had been critical to securing Kiev’s agreement to relinquish the nuclear weapons stranded on its territory upon the USSR’s collapse. 
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            All in all, therefore, the Putin regime’s record of arms control-related compliance has been truly appalling.  He has literally kept none of his legally-binding obligations, and under pressure from Putin’s desire to rearm Russia and to turn its energies to recreating a neo-tsarist imperium, almost the entire existing arms control framework has fallen apart. 
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           Today, all that remains – sort of – is New START, though it will itself expire in 2026.  Even there, moreover, Putin has for the better part of the last decade also been developing new strategic systems that are not covered by that agreement at all. (These include a 
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    &lt;a href="https://www.nytimes.com/2018/03/01/world/europe/russia-putin-speech.html" target="_blank"&gt;&#xD;
      
           bizarre nuclear-powered and nuclear-armed cruise missile and underwater drone torpedo
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           .)  Beginning in 2023, moreover, Russia began to violate the terms of New START too, by 
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           refusing to permit required missile inspections and convene Treaty-required meetings
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           .
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            For its part, China hasn’t been ripping apart the arms control enterprise with Putin’s gusto.  This is only, however, because China never let itself become involved in arms control in the first place.  To this day, Beijing shuns even the idea of talking about arms control with the United States. 
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           Meanwhile, the Chinese Communist Party is now building up an increasingly large nuclear arsenal and seems to be on a sprint to achieve at least strategic nuclear parity with the United States and with Russia.  Specifically, the Pentagon predicts that Beijing “
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    &lt;a href="https://navyleaguehonolulu.org/maritime-security/ewExternalFiles/2022-military-and-security-developments-involving-the-peoples-republic-of-china.pdf" target="_blank"&gt;&#xD;
      
           will likely field a stockpile of around 1,500 warheads
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           ” by 2035, which closely parallels 
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           our own current New START limit of 1,550 operationally deployed weapons
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           .  Making matters worse and raising further serious questions about the future, 
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           U.S. assessments have also questioned whether China has secretly been conducting low-yield nuclear weapons tests
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           .  (Nor, for that matter, has China eliminated its old biological weapons program, even while it has engaged in 
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    &lt;a href="https://www.state.gov/wp-content/uploads/2024/04/2024-Arms-Control-Treaty-Compliance-Report.pdf" target="_blank"&gt;&#xD;
      
           various activities that raise questions
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            about whether it has an active offensive BW program today.)
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            After that optimistic start in the 1990s, in other words, post-Cold War arms control has certainly been a pretty grim trajectory. 
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           A Revisionist Agenda
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            Especially with regard to Russia, by the way, it is not merely that Russia under Vladimir Putin has been revealed as a congenital violator of arms control agreements.  It is also that Putin has worked to systematically weaponize arms control institutions – and the United States’ remarkable and sometimes dumbfounding commitment to observing arms control agreements for long periods of time even when Russia isn’t – in service of his agenda of bellicose strategic revisionism. 
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           By not fulfilling its PNI promises to reduce shorter-range systems and by violating the INF Treaty, for example – even while we in America remained faithful to our own commitments and obligations – Russia was able to 
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           amass theater-range nuclear assets
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            that it now uses in nuclear saber-rattling and coercive bargaining against NATO in an effort to deter us from providing military equipment to the Ukrainians Putin wishes to conquer and subjugate.  Violating the CFE Treaty also helped the Russians accumulate and position conventional forces that it has used in wars of regional aggression, first against Georgia in 2008 and then against Ukraine in 2014 and in 2022.  All in all, Putin has used the violation and manipulation of arms control agreements to help him develop and deploy what I have for years called his “
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           offensive nuclear umbrella
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           ” – that is, a protective shield of nuclear posture and threat-making designed to deter the rest of the world from stopping his efforts to devour his neighbors.
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           Meanwhile, Russia’s violations of the CWC have given it nerve agents with which it has tried to assassinate Russian defectors abroad and dissidents at home, and other chemical agents it illegally uses in Ukraine today.  And its most recent violations of New START have reduced our own ability to understand the state of Russia’s nuclear arsenal, even as the Kremlin continues to build new strategic systems that aren’t covered by New START, and apparently also to conduct secret, low-yield nuclear weapons tests as part of its ongoing nuclear weapons development and maintenance program.
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           This all bodes exceedingly ill.  As also occurred in the 1930s as the authoritarian revisionists of Fascist Italy, Nazi Germany, and Imperial Japan – each on their own trajectory toward aggressive war against its neighbors – all 
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    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/NATO_Research_Paper_on_Arms_Control.pdf" target="_blank"&gt;&#xD;
      
           gradually turned away from and undermined the multilateral framework for naval arms control that had been established in the 1920s after the First World War
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            , so too has Russia undermined (and China shunned) the architecture of arms control restraints we inherited from the waning years of the Cold War and the heady 1990s period of institution-building. 
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           So this certainly leads raises questions about whether arms control is “dead.”
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           A Framework for Considering Arms Control Availability
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           In a 
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           paper I published with the Lawrence Livermore National Laboratory earlier this year
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           , I discussed the prospect of future arms control agreements through a conceptual framework for assessing the availability of arms control.  In contemplating the potential “availability” of arms control, I tried to think through how likely it would be that two would-be arms control counterparties would try to reach an agreement with each other, and how likely it would be (if they tried) that they would be able to come to terms. 
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            To make rather a long story shorter, my conclusions were not encouraging – at least not with regard to the short- or medium-term prospects for arms control success. 
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           In that paper, I hypothesized the existence of what I termed a “
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           continuum of community
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            ” – a sort of sliding scale depicting the degree to which would-be counterparties trust each other, the degree to which see their security interests as being in at least some respect congruent, and the degree to which they generally feel at lesat some sense of shared “community.”  The would-be parties’ location along this continuum, I argued, helps shape the de facto availability of arms control. 
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            But I don’t meant that high degrees of trust, shared security interests, and a sense of affinity are requirements for arms control success.  In fact, if you have a lot of those things, you don’t need arms control in the first place, since the perceived security interests of the two would-be arms control counterparties won’t fundamentally diverge very much. 
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           So imagine that continuum depicting varying degrees of trust, shared security interests, and sense of affinity.  On the left-hand side these factors are high.  There, I submit, arms control is unnecessary – and indeed, even suggesting arms control might be problematic.  (You only need arms control where you worry about the other side’s capabilities and intentions, after all.  I’d imagine that British leaders might find it offensive, for instance, if we urged them to sign an arms control agreement with the United States!  Why on Earth would that be needed?)
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            Arms control comes into its own, however, as one moves “rightward” along the “continuum of community” into zones where security interests are more oppositional and trust declines – that is, where there is much less of a sense ofcommunity at all, and more of a general sense of antagonism.  There, the structure and formalities of an institutional arms control framework might indeed be useful in helping to channel dangerous competitive energies and manage nuclear risks between rivals. 
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           As I explained in that paper, in this “arms control zone,” arms control counterparties generally regard each other with considerable worry and concern—which is why arms race and nuclear escalation concerns arise in the first place, making arms control potentially useful.  Nevertheless, they still retain at least enough minimal sense of community and trust that they regard it as theoretically possible to make deals with each other.  There is no love between such partners, in other words, but this territory in the broad middle of the continuum is where at least some agreement remains possible, at least if it is negotiated carefully and accompanied by appropriate safeguards.
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            The problem comes on the far right-hand side, however, where there really is no sense of community, where interests are felt to conflict perhaps even existentially, and where trust is almost entirely lacking.  Over on that end, I argue, arms control becomes much more problematic, arguably to the point of impossibility, because the parties regard each other with such distrust and antagonism that there is virtually no way that any agreement would really be attempted, an agreement would be unlikely to be trusted, and it would be unclear even that both parties would actually fully comply with it in the first place. 
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           In my paper, I argued that you can basically track the evolution of U.S. and Russian perceptions of each other as movements back and forth along that continuum.  There were points in the 1990s under Boris Yeltsin in the early years after the collapse of the Soviet Union, for instance, when Washington and Moscow looked at each other warmly enough that you almost didn’t need arms control.   
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           Indeed, you might say that for a while, U.S. arms control treaties with Russia didn’t realy need to be “negotiated” at all. The 
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           Moscow Treaty of 2002
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           , after all, just codified strategic arms reductions that both U.S. President George W. Bush and Russian President Vladimir Putin had 
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           already and independently agreed to make, and that each had already unilaterally announced
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           .  (That agreement only took treaty form because the 
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           Russians valued the political symbolism of a legally-binding deal with America
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            .  Both sides’ actual arms reductions were going to happen anyway.) 
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           In those days, one could thus say, both we and the Russians still both felt each other to be reasonably comfortably on the “happy” left-hand side of my hypothesized continuum.  We weren’t nearly as far over to the left on the scale as we were – and have remained – vis-à-vis Britain, of course, but the two big nuclear powers were certainly not then in bad territory.
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           Over time, however, as the Putin regime began to violate arms control deals and turned with increasingly aggressive predatory hunger on its neighbors from the late 2000s, that changed on both sides – and by a lot.  In my paper, in fact, I speculated that perhaps U.S. and Russian mutual perceptions have today slid so far to the right along the continuum that arms control may not be presently “available” as a policy option for the two sides at all.
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           Particularly as a result of Russia’s attempt to finish invading, occupying, and annexing Ukraine in 2022 – not to mention the atrocities and abuses associated with its military operations there – the Biden administration came to perceive the Russo-American relationship in almost apocalyptic, existentially conflictual terms.  President Biden, for instance, has described the conflict over Urkaine’s fate as demonstrating the existence of an epochal “
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           battle between democracy and autocracies
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           .”  In his 2022 National Security Strategy, the U.S. relationship with Russia (and with China) was similarly depicted as “
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    &lt;a href="https://www.whitehouse.gov/wp-content/uploads/2022/10/Biden-Harris-Administrations-National-Security-Strategy-10.2022.pdf" target="_blank"&gt;&#xD;
      
           a strategic competition to shape the future of the international order
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           .”  For him, the conflict is, in effect, structurally systemic, and existential: Russia’s aggression “
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           sought to shake the very foundations of the free world
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           .”
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           For Biden, not only was negotiation and cooperative engagement with Russia all but impossible, but it would apparently also continue to be impossible for so long as Putin was in charge in the Kremlin. “President Putin,” Biden has declared, had “
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           spurned [all prior U.S. efforts at constructive engagement] and it is now clear he will not change.  Russia now poses an immediate and persistent threat to international peace and security
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           .”
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            At the same time, Russian rhetoric and posturing about the United States and the West has become even moreapocalyptic.  Trends in Russian depictions of the United States had been worsening for years, but they are incomparably worse today than even a few years ago. 
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           The U.S. leadership role and American influence in the world, Putin has fulminated, is “
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           simply a means of justifying dictatorship over people and countries
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           ,” and pushing back against malevolent outside pressures orchestrated by the West is Russia’s holy duty as “
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           a state-civilization, reinforced by the Russian people, Russian language, Russian culture, [the] Russian Orthodox Church and the country’s other traditional religions
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           .”
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           This sense of civilizational oppositionalism and inherent conflict with the West – and with the United States in particular – became almost feverish in 2022 as the Kremlin worked to complete the war against Ukrainian sovereignty it had begun in 2014.  The West, Putin declared, was “
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           racist and neocolonial
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           ,” even “
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           Satanic
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           ,” and it was Russia’s sacred civilizational duty to defend and promote Russian “
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           traditional values
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           ” – which Putin seems to envison as being more or less synomyous with the “
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           official nationality” of “Orthodoxy, Autocracy, and Nationality
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           ” propounded by the government of Tsar Nicholas I in the early 19
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           th
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            Century.  The creation of his own neo-tsarist imperium, Putin made clear, includes the imperative of simply erasing Ukraine, the very existence of which Putin has described as so offensive that it is “
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           comparable in its consequences to the use of weapons of mass destruction against us
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           .”
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           Both of the would-be U.S. and Russian arms control counterparties, therefore, seem to be quite far out there on the right-hand end of the “continuum of community” – out where where antagonism is so great, trust is so lacking, and interests are perceived to diverge so fundamentally that it’s very hard to imagine them being able to successfully negotiate (or sustain) a viable agreement.  This is challenging territory indeed.
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           Nor, I should add, is it just a question of the current U.S.-Russian relationship being remarkably poisonous.  Quite irrespective of whatever appraoch President-Elect Trump will end up taking to Russia, Putin’s track record as a congenital violator of arms control agreements – and of trying weaponize the West’s earnest arms control intentions for strategic advantage – would make it exceedingly hard for American leaders to trust him even if the contours of a meaningful agreement were more apparent.
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           When it comes to China, moreover, both the fist Trump Administration and the Biden Administration perceived Beijing to present a tremendous threat.  With his pivotal 
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           National Security Strategy of 2017
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           , of course, Donald Trump set in motion an official U.S. shift to prioritizing great power competition against revisionist autocrats such as China.  For its part, the Biden Administration also sees China as “
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           the most comprehensive and serious challenge to U.S. national security
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            . 
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           Neither these U.S. perceptions of China nor China’s rhetoric about the United States presently have the dark tone or intensity of the U.S.-Russian relationship, of course.  In my schema of the “continuum of community,” therefore, arms control negotiation may remain theoretically possibile between Washington and Beijing.  The problem, however, is that China has actively 
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           spurned
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            U.S. efforts even to discuss possible concepts for some kind of arms control relationship with the United States, or trilaterally between Washington, Beijing, and Moscow.
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           As you may remember, when I was sitting in the seat of the Under Secretary of State for Arms Control and Nonproliferation during the Trump administration, we proposed a “trilateral” arms control deal with China and Russia that would have involved a de facto “freeze” on nuclear force expansion through an “
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           unprecedented overall warhead cap
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           ” – either as an enduring way to forstall an arms race between us, or at least as a temporary expedient to slow the bleeding and buy time in which to try to negotiate something more permanent.  Yet China wasn’t interested, and it remainsuninterested, even in talking about possibilities for arms control.  As the saying goes, it takes two to Tango, and at the moment Beijing clearly feels no incentive to negotiate.
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           A Way Forward
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            So where does this leave us?  Beijing is uninterested in arms control while it sprints for at least nuclear parity with the United States, while Russia hates us with the fire of a thousand suns and seems to feel it’s doing just fine with its own uncontested build-up of theater-range nuclear weapons and development of new, uncontrolled strategic systems.  Neither power, clearly, feels any incentive to talk meaningfully with us about anything to do with arms control. 
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            Nonetheless, I wonder whether the solution – if there is to be one at all, of course, which I hardly guarantee – may to some extent lie precisely in that understanding of the problem: namely, that neither Russia nor China feels any incentive to negotiate with us about arms control. 
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           I think we need to change their perceived incentives.
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           As the bipartisan Strategic Posture Review Commission recently agreed unanimously, our current nuclear force posture modernization plan is “absolutely essential,” but it is nonetheless also “
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           not sufficient to meet the new threats posed by Russia and China
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            .”  To meet the demands of this fraught era, I think we need to be willing to expand our own capabilities. 
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            At the moment, we are badly outclassed in effective theater-range nuclear-capable delivery systems, having at present – for all intents and purposes – almost no such capability, even as our adversaries lean into leveraging their growing overmatch in such systems for coercive bargaining and to deter us from impeding their plans to invade and occupy their neighbors.  The Submarine-Launched Cruise Missile-Nuclear (SLCM-N) is a necessary step toward this need, but the Biden Administration tried to cancel it and, even when basically forced by Congress to pursue that system anyway, it has still been dragging its feet. 
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           As noted, we may also need greater numbers of nuclear weapons in the near future, confronted as we soon will be by twonuclear adversaries each having an arsenal comparable to our own both in terms of delivery capabilities and overall scale.  As I mentioned, China 
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           is expected to have about 1,500 operationally deployed nuclear warheads
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             by 2035, and  absent some change in our own posture, that means parity. 
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           Nobody has ever before had to deter two hostile nuclear peers at the same time.  Our current nuclear force posture sizing was effectively decided in 2010, when our nuclear modernization program began and both Russia and the United States agreed to New START.  Under that treaty, Russia’s arsenal was limited to 1,550 operationally deployed warheads, and at the point it was signed China’s arsenal amounted to a modest 
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           200-300 weapons
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            – for a “potential adversary” total of presumably not much more than 1,850 weapons.  If you assume the U.S. stockpile was the right size to maintain deterrence then, however, it can hardly be anything but inadequate in 2035, when Russia and China together will have something more like 3,050 warheads, even assuming Russia doesn’t deploy more after New START expires.  I’m not arguing that we necessarily need to match them one-for-one – as if that were even possible – but it really can’t be true that our current plans are enough to ensure deterrence in ten years’ time.
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           The Biden Administration has grudgingly admitted that “
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           we may reach a point in the coming years where an increase from current deployed numbers is required
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           ,” and officials have told the press that 
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           we need to be prepared to expand our arsenal
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           .  If that’s the case, however, the time get working on that is now, not a some point “
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           in the coming years
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            .”  (Remember, it takes enormously long to build new systems, and in the face of such forseeable future needs, we’re already far behind schedule.)  Precisely because we need to change Russian and Chinese incentives in order to get them to negotiate, moreover – and because they can’t be incentivized by something they don’t know about – we need to be making such preparations not quietly, in the shadows, but instead publicly, and without apology or embarrassment. 
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           Which brings me to the imperative of repairing and augmenting our nuclear weapons development and production infrastructure.  As I’ve been 
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           trying to make clear for years
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           , a robust infrastructure is critical to deterrence in at least three ways: 
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           First, our nuclear weapons infrastructure is critical to preserving deterrence over time, for it physically maintains the nuclear devices that allow us to hold at risk what our adversary prizes, and hence to disincentivize aggression. 
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           Second, our nuclear weapons infrastructure enables us to preserve deterrence against future threats.  Productive capacity provides a “hedge” against worsening global threats, since if you need more weapons you can make them.  (If you need more to deter aggression and you can’t make enough, however – or you can’t make them fast enough – that’s a recipe for deterrence failure, which is a fancy way of saying “adversary aggression and catastrophic war.”)
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           Third, our nuclear infrastructure is critical to preventing an arms race and encouraging arms control negotiation.  If you’re really good at developing and producing nuclear weapons and you are ostentatiously ready and willing to do so if needed, your adversaries are more likely to conclude that having an arms race with you is not in their interest – and that they should thus sit down and talk.
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           That third point is especially important as we talk about the future of arms control.  Our ability to build a respectable number of additional weapons if needed and to develop new ones to meet changing threats is precisely what helps give our adversaries an interest in arms control with us.  On the other hand, if we foolishly hard-wire ourselves into being unable to do so, we all but invite the adversary to engage in an arms race.  If you have only a small productive capacity, you’re basically telling him that he can likely win an arms race with you, which is giving him an excellent reason to try.
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            The problem, however, is just that: we currently lack both the deployed nuclear capabilities and the production throughput and new weapon development capacity that we need to meet the evolving threats America faces.  And that’s why I believe that deterrence “hawks” and arms control “doves” should both support a robust new agenda of “muscling up” in the ways that U.S. security requires. 
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           Fortunately, as the student of arms control history will know, there is a strong precedent for building up nuclear capabilities in response to expanded threats and using such muscularity to incentivize adversary arms control engagement.  It was the courageous 
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           decision of the United States and all our NATO allies in 1979
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            to build a new arsenal of intermediate-range nuclear forces (the so-called “Euromissiles”) to counterbalance the 
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           Soviet Union’s deployment of hundreds of new SS-20 missiles
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            – and to stick to that decision through deployment in 1983 despite ferocious opposition from the disarmament community – that made possible Ronald Reagan’s huge achievement in negotiating the abolition of all such delivery systems with the INF Treaty in 1987. 
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           Nor did this occur by accident, for such a negotiated abolition of INF-class systems was precisely the point of the so-called “
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           zero-zero offer
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           ” Reagan announced to the Soviet Union in November 1981.  His model of “building up to meet threats but also in hope of negotiating those threats away” worked well for the United States then.  It is also a model that we invoked in the Trump Administration when in the 
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           2018 Nuclear Posture Review
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            it was expressly said that we hoped our pursuit of the SLCM-N would “provide the necessary incentive for Russia to negotiate seriously a reduction of its non-strategic nuclear weapons, just as the prior Western deployment of intermediate-range nuclear forces in Europe led to the 1987 INF Treaty.”
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           To find a future for arms control, I thus think we need to invoke that model once more, and at scale, by augmenting our nuclear posture and expanding our nuclear weapons infrastructure in order – finally – to give China and Russia a real incentive to sit down with us to talk about restraint.  In effect, therefore, as I 
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           argued in my paper
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            earlier this year,
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           “we now need to start the arms control enterprise all over again from scratch, beginning not with agreement-seeking but instead with resolute statecraft and counterstrategy.  Such an approach would focus less on pursuing arms agreements per se than upon changing the decision calculus in Moscow and Beijing in ways that give them concrete incentives to engage with the United States on these issues notwithstanding their dislike and distrust for Washington, and for reasons of specific security interest in which equally distrustful American leaders can place some reliance even while utterly discounting any notion of Russian or Chinese good faith.”
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           Conclusion
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           And that’s where President-Elect Trump comes in.  He has, I would argue, a unique opportunity here to make good on the “peace through strength” concept he has propounded 
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           at the United Nations
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            and elsewhere.  He is well positioned to act resolutely to change the incentive structures facing our geopolitical adversaries in Beijing and Moscow in ways that make it at least possible to evision some meaningful future revival of arms control engagement.
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           Unfortunately, the modern Democratic party seems all but incapable of the kind of “leverage strength for peace” approach I think is needed here.  To their credit, in the face of the huge and growing threats we face today, they’ve come farther than one might have expected back when Barack Obama was given the Nobel Peace Prize for his “
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           vision of a world free from nuclear arms
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           .”  And I know from personal discussions that there are definitely some thoughtful people on the other side of the aisle from me – and certainly, I should also add, within our country’s career national security bureaucracy – who very much “get” the points I am making here with you today.
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           On the whole, however, the Democrats have not come nearly far enough to meet the contemporary challenge, and I’m frankly not sure they’re capable of it.  Too many of them, I fear, still seem too intoxicated by memories of the glory days of disarmament movement after the end of the Cold War, too reflexively committed to seeking and sticking to arms control agreements at almost any cost, too anxious about maintaining their anti-nuclear political bona fides, too fixated up on preserving the good opinion of the Arms Control Association and the disarmament community, and too terrified of being thought, well, Reaganesque.
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            That’s why we need President-Elect Trump to step into the breach.  He now has a chance both to confound his critics and – much more importantly – to take the forward-leaning steps America needs to give arms control another chance, by demonstrating to Beijing and Moscow that not having a meaningful arms control relationship with the United States is very much against their interests. 
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            This won’t be easy, of course, nor cheap.  It will require skilled arms control diplomats to shape our negotiating strategy and, hopefully, to shepherd eventual negotiations through to their conclusion.  But it needs to start with the Department of Defense, the National Nuclear Security Administration (NSSA), and institutions such as the Los Alamos National Laboratory (LANL), the Lawrence Livermore National Laboratory (LLNL), and the Sandia National Laboratory (SNL). 
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           It will also require a substantial and sustained influx of resources, and strong and sustained bipartisan support and political “top cover” over time.  And this is not just a question of reorienting high-level policy to a new direction.  Doing this right will also require a fundamental cultural shift in our national security bureaucracy.
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            Reinvigorating our nuclear infrastructure in the ways we need will be impossible without dramatic changes in NNSA’s operational culture and that of the U.S. nuclear weapons laboratories.  In the post-Cold War era of naïvely optimistic assumptions about the teleological inevitability of nuclear weapons abolition, we allowed NNSA and the labs – and indeed, I’m almost ashamed to say, encouraged them – to settle into an “avoid risk at all costs” culture that is light-years removed from the “mission-accomplishment” psychology that made possible the impressive achievements of their glory years during the Cold War. 
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           We need to turn that passive and timid culture around, and to do so ASAP.  This will require sustained effort and attention by savvy and resolute political appointees and career professionals who understand the need for change.  Right now, such people aren’t in charge.
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           All of this won’t be easy, but I believe we can do it – and we badly need to.  Without such a significant and sustained shift in our approach, I fear we will not be able to interest either China or Russia in arms control again.  At present, they calculate that it’s more promising to try to win a nuclear arms race than to negotiate restraint.  Let’s see what we can do to change that assessment in the years ahead.
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           Thanks for listening!
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           – Christopher Ford
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      <pubDate>Thu, 21 Nov 2024 19:38:17 GMT</pubDate>
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      <title>Call it by its Name: Communist Chinese Imperialism</title>
      <link>http://www.newparadigmsforum.com/call-it-by-its-name-communist-chinese-imperialism</link>
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            Dr. Ford's paper on parallels between European imperialism of yesterday and the Chinese Communist Party's behavior vis-a-vis the Global South today was published in November 2024 by the National Institute for Public Policy (NIPP), as number 11 in volume 4 of its
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           Occasional Papers
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          series.  You can find it on NIPP's website
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    &lt;a href="https://nipp.org/papers/call-it-by-its-name-communist-chinese-imperialism/" target="_blank"&gt;&#xD;
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            ﻿
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           here
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          , or use the button below to download a PDF.
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      <pubDate>Wed, 20 Nov 2024 00:22:44 GMT</pubDate>
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      <title>Challenges of Deterrence and Security upon Nuclear Use</title>
      <link>http://www.newparadigmsforum.com/challenges-of-deterrence-and-security-upon-nuclear-use</link>
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            In November 2024, the Center for Strategic and International Studies (CSIS) published a study of intra-war deterrence in a two-nuclear-peer environment called "Project Atom 2024."  In it, contributing experts offered their perspectives on a hypothetical wargame scenario that involved near-simultaneous use of nuclear weapons by Russia and China against the United States and its allies in two concurrent theater conflicts. 
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           Dr. Ford's contribution to this volume was a chapter entitled "Challenges of Deterrence and Security Upon Nuclear Use," and it appears on pages 19-32 of the volume.
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            You can find the full  report on CSIS' website
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           here
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           , or use the button below to download a PDF copy of Dr. Ford's chapter.
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      <pubDate>Tue, 19 Nov 2024 02:13:42 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/challenges-of-deterrence-and-security-upon-nuclear-use</guid>
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      <title>Threats to NATO Resilience</title>
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            Below is the written text upon which Dr. Ford based his oral remarks on November 12, 2024, to the
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           NATO Resilience Summit in Bratislava, Slovakia
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           .
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           Good morning, and thank you for having me to speak to you at 
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           NATO’s Third Resilience Summit
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           .  It’s a great pleasure to be here in Bratislava, and especially to follow my friend 
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           Angus Lapsley
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            , with whom I had the pleasure of working closely several years ago when I was still in the U.S. Government and he was in Her Majesty’s. 
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           These days, of course, I can only offer my personal views, and have no ability to speak for anyone else, but I’m pleased to have the chance to join my fellow panelists in discussing the resilience challenges that our Alliance faces today.
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           The Challenge of Adversary Action
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           Societal resilience is very much on people’s minds right now, of course, driven in part by things like the terrible 
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           recent flooding in Spain
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            .  I’ll be speaking about resilience from a somewhat different perspective this morning, however, because I would like you to focus very specifically upon resilience threats from
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           deliberate
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            adversary action.  This is in many ways is an even more challenging problem, since the threat here has
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           agency
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            . 
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            In this context, unlike with natural disasters, there are actually clever and well-resourced
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           people
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            out there looking for ways to target us in order to cause as much harm as possible – and whose job it is to adapt to what we do, learn from our responses, and adjust their own approaches in order to maximize impact.  This willfulness and adaptive behavior makes
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           adversary
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            action an especially grave challenge to our resilience planning.
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           So let me highlight some aspects of the current adversary-based challenge to NATO resilience.
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           Collaboration by Rogue Regimes Big and Small
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           First of all, it’s worth stressing that we have now entered a period in which it is no longer possible to disaggregate the “great power competition” problem set from the seemingly separate “rogue regime” problem sets of Iran and North Korea.  Unfortunately, these previously distinct challenges are well along the way to merging.
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            Both North Korea and Iran have now become deeply entangled in Russia’s revisionist wars of aggression here in Europe. 
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           Iran
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            and 
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           North Korea
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            both supply Russia with arms, and China supplies it with 
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           financial technology and other aid
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           , thus helping make up for the Kremlin’s own challenges of meeting the staggering munitions capacity demands of modern high-intensity conventional warfare.  North Korea, in fact, also now seem to be 
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           sending troops into the fight as well
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            . 
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           The world of smaller rogue regimes is thus now deeply enmeshed in supporting strategic revisionism not just in political and rhetorical but now also in highly concrete ways.
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           At the same time, both Russia and China have shifted emphatically from an earlier, vaguely supportive approach to nuclear nonproliferation to what can now only be described as a fundamentally “
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           pro
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            -proliferation” one.  Some years ago, there was at least a fighting chance that Moscow and Beijing might support policies to prevent proliferation because they saw that their interests, too, were served by there not being multiple new sources of potential nuclear war risk in the world.  Now, however, Russia is essentially a military ally of the world’s two worst rogue proliferators, while China has stopped even
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           pretending
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            to care about putting any kind of restriction or sanctions on either Iran or North Korea. 
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           So the world’s smaller disruptors and destabilizers are now thoroughly in bed with its big ones, and vice versa – and we in NATO cannot pretend any longer that these are entirely separate issues.  We can no longer afford to be divided amongst ourselves in the face of such threats.
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           Provocation and Risk-Tolerance
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           This increasingly collaborative group of threat actors, moreover – whom I have elsewhere termed the “
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           Dark Quad
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            ” – increasingly see their ability to absorb cost and tolerate risk as a source of powerful comparative advantage in dealing with their perceived enemies among the Western democracies.  I believe they still fear our military potential, but they see us as politically divided, societally weak, and fundamentally risk-averse, and they assume that by provocative and disruptive behavior and various sorts of saber-rattling they can keep us off-balance and sufficiently afraid of entanglement and escalation that we will be deterred from trying to resist their aggressive and disruptive plans. 
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           This is, in short, a very deliberate effort to exacerbate our political divisions, worries about escalation, and distaste for nuclear risk, and to weaponize these things for coercive bargaining.  And this involves much more than just the use of nuclear saber-rattling in what I call an “
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           offensive nuclear umbrella
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            ” that can deter others from impeding wars of conquest and thus facilitate regional aggression. 
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           More broadly, these increasingly collaborative adversaries are engaged in an ongoing campaign to confront the West with constant challenges from an array of shifting but multi-layered and mutually-reinforcing provocations just below the level of direct armed conflict that may – and are indeed intended to – test our political and psychological resilience in unprecedented ways. 
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            Such a strategy of constant, low-level engagement and operational “friction” does many things at once.  It is, of course, intended to distract, preoccupy, disorient, and unsettle Western decision-makers, making effective allied collective action more challenging and sustained attention on coherent Western strategy and counterstrategy more difficult to achieve. 
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           But it is also a tool for collecting intelligence about our reactions, helping the adversaries learn what rattles us, what our reaction times are, and where our strengths and weaknesses lie in responding to their provocations.  And it offers the ongoing option to these adversaries of stepping up any given element of this “friction” campaign at will – or perhaps all of them at the same time – either in opportunistic ways for coercive bargaining or in support of (or preparation for) an actual military assault.
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            And that’s just what happens to stress our collective resilience in
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           peacetime
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           .  From the Russians, for example, we already see a constant litany of provocations that includes cyber probes, 
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           airspace
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             and
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           maritime domain
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            violations, the 
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           use of illegal chemical weapons on NATO soil
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           , 
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           political subversion
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           , and attempted 
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           assassination
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            and 
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           sabotage operations
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             in NATO countries. 
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           In crisis or in war itself, however, we should expect any and all such pressures to accelerate massively – which leads me to another challenge to our resilience: full-scale attacks to cripple and cause cascading failures in Western critical infrastructure.
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           Infrastructure Attack in Crisis or Conflict
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           Whereas Western thinkers tend to think of deterrence as a situation in which things don’t happen – that is, in which an adversary chooses to remain passive because you have convinced him that aggression would be prohibitively costly – Russian literature sees what is loosely translatable as “strategic deterrence” in much more active terms.  As the Israeli scholar Dmitry (Dima) Adamsky’s compellingly describes in his recent book 
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           The Russian Way of Deterrence
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            ,
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           deterrence à la Russe
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            sees strategic deterrence as “action itself,” consisting of ongoing, “concrete engagement of the competitor” and “signaling by actual engagement.”
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           The Russian concept of “strategic deterrence,” Dima writes, is a concept in which military writers there
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           “perceive strategic interaction holistically, as encapsulating a permanent dialectics between two coercive stratagems: ‘intimidation’ or ‘fear-inducement’ (
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           ustrashenie
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           ), which refers to declaratory signaling and manifestations of resolve and capability, and ‘forceful deterrence’ (
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           silovoe sderzhivanie
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           ), which refers to a [swelling crescendo] of limited use of force, on the battlefield or beyond, to coerce the adversary and shape his strategic behavior.  Implicitly, both stratagems could and should be employed in tandem during peace time, the period of threat[,] and wartime.” 
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           As I’ve already noted, this mindset clearly involves the creation of ongoing, disorienting operational “friction” even in peacetime.  Unsurprisingly, therefore, in wartime, it also highly prizes the capability to inflict crippling – or at least disorienting and functionally disruptive – harm on the adversary at the earliest possible point.  And there clearly is a strong emphasis in Russian thinking upon creating and maintaining the capacity to disable and degrade critical infrastructure, communications, and other adversary systems as early as one can.
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           One important recent conceptual innovation in Russian thinking is thus what has become known as “SODCIT” – an acronym for “Strategic Operation for the Destruction of Critically Important Targets.”  SODCIT is part of how Russian strategists imagine being able to seize the advantage early in a conflict with the West, maximizing the Kremlin’s ability not just to successfully conduct operations against a disoriented enemy, but also, more broadly, to facilitate coercive bargaining and maximize chances of achieving war termination on terms favorable to Russian strategic goals. Significantly, this concept seems to include explicit efforts to inflict what is termed “deterrence damage,” not just by hitting military-industrial infrastructure, but also “
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           countervalue
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           ” critical infrastructure such as civilian power stations, oil refineries, and fuel, water, and gas delivery systems in order to achieve psychological effects. 
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           In open Russian literature, this concept revolves largely around concepts of mass strikes on critical targets at long range with precision-guided conventional missiles, but there is no reason to think that the concept does not – or would not, in certain circumstances – apply equally to nuclear weaponry and to non-kinetic tools such as cyber operations, counterspace weaponry, electronic warfare, sabotage and assassination, disruption of energy supply and undersea communications networks, and perhaps even the actual, small-scale use of chemical, biological, radiological, or nuclear (CBRN) weaponry.
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           With respect to cyberattacks upon both military and civilian critical infrastructure, for instance, we should expect that in a conflict, the Russians – and presumably also China, which has pursued similar technical and operational capabilities – will attack various forms of Western infrastructure and domestic capabilities.  Nor is this hypothetical: as many experts and government officials have 
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           warned for years
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           , both Russia and China have been methodically developing capabilities to this very purpose, and have been effectively trying to 
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           map and pre-position themselves in our networks to this end
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            . 
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            Nor would such attacks necessarily only occur during a conflict.  They might actually represent the
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           first move
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            of such a conflict, being undertaken essentially preemptively, before peace has actually broken down.   As the U.S. Intelligence Community’s 
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           Worldwide Threat Assessment
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            declared earlier this year about China, for example, 
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           “If Beijing believed that a major conflict with the United States were imminent, it would consider aggressive cyber operations against U.S. critical infrastructure and military assets.  Such a strike would be designed to deter U.S. military action by impeding U.S. decision making, inducing societal panic, and interfering with the deployment of U.S. forces.”
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            All of this, of course, presents us with very grave resilience challenges indeed, most emphatically including the likelihood of various forms of attack undertaken to create catastrophic cascading infrastructural failures, aiming to rattle and disorient Western societies and political leaders precisely when collective resolution is most needed, to disorient Western leaders, and to cripple governmental responses to Russian or Chinese aggression.  If NATO is not taking such threats to resilience incredibly seriously, then shame on NATO. 
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           In light of these threats, I’m especially glad to see the Alliance focusing so much more upon the resilience challenge.  I suspect we still have some ways to go, but I hope that these comments about the range and severity of the adversary threat will help focus this meeting’s discussions still further.
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           Thank you.
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           -- Christopher Ford
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      <pubDate>Thu, 14 Nov 2024 04:06:13 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/threats-to-nato-resilience</guid>
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      <title>Some Musings on Making Deterrence Policy</title>
      <link>http://www.newparadigmsforum.com/some-musings-on-making-deterrence-policy</link>
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            ﻿
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          Below are the remarks Dr. Ford delivered in a lecture on October 16, 2024, to a group of students at Purdue University.
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            ﻿
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          Good day, everyone, and thanks for your kind invitation to talk. 
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           I’ve been asked to speak – from a practitioner perspective, drawing upon my experience as a Senior Director at the National Security Council staff and in performing the duties of the Under Secretary of State for Arms Control and International Security – about how deterrence policy is made, and I hope I can offer at least a little food for thought.  (Remember, of course, that these are only my personal views, and that I speak here only for myself.)
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            But before exploring how U.S. deterrence policy is made, let’s start with the more basic question: “How does one find out what official U.S. policy actually is on deterrence in the first place?” 
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            We live in a world, after all, in which there exist multiple important high-level U.S. national security guidance documents.  We’ve got nuclear posture reviews, national defense strategies, and an array of unclassified and public national security strategy (NSS) documents.  But since we don’t have a specific “nuclear deterrence review,” where does one go for an official statement of U.S. policy on deterrence? 
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           In an important sense, the question of “where do you look for the official statement of deterrence policy” is conceptually antecedent to the question of how deterrence policy is set.
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           After all, as any good bureaucrat will likely tell you, at least part of understanding how policy is made is related to understanding who has the “power of the pen” in writing the first draft of the relevant official policy guidance document, whose approval is needed in the interagency clearance process, and whose final, high-level sign-off is ultimately needed for the document to be considered adopted.  But to answer those questions, you need to know what document you’re actually talking about.
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           Where “Is” Deterrence Policy?
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           In recent years, the closest thing to a canonical “deterrence” document is usually the Nuclear Posture Review (NPR) issued by each presidential administrat
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          ion, though they tend to speak only to specifically nuclear weapons-related issues and U.S. officials – as we shall see – often speak much more broadly about deterrence elsewhere.   And I’ll talk more in a few minutes about how such things get drawn up, at least based upon what happened in the Trump Administration with the 2018 NPR.   
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           But there isn’t really a deterrence-specific policy guidance document in the sense of a clear articulation of how the U.S. Government thinks about deterrence as a concept – e.g., what it means, how exactly it works, what will (or won’t deter) specific adversaries, what its strengths and limitations are.  NPRs – and indeed all national guidance documents – are very practical things, frequently relying upon assumptions in these respects, but seldom articulating them very directly.  While such articulations hopefully reflect clear thinking about deterrence at the level of theory and doctrine, they seldom set such thinking out in clear form. 
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           An unusual exception is 
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           Ronald Reagan’s National Security Strategy of January 1987
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           .  There, for instance, it is stated that
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           “Deterrence can best be achieved if our defense posture makes the assessment of war outcome by the Soviets, or any other adversary, so dangerous and uncertain as to remove any possible incentive for initiating conflict.  Deterrence depends both on nuclear and conventional capabilities, and on evidence of a strong will to use military force, if necessary, to defend our vital interests. 
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           “…
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          Nuclear deterrence, like any form of deterrence, requires us to consider not what would deter us, but what would deter the Soviets, whose perceptions of the world and value system are substantially different from our own. Since we can never be entirely certain of Soviet perceptions, it is of the utmost importance that the effectiveness of our strategic capabilities – and our will to use them, if necessary – never be in doubt. 
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           “…[W
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          ]e seek to deter an adversary with a very different strategic outlook from our own – an outlook which places great stress on nuclear warfighting capability. It is essential the Soviets understand that they cannot gain their objectives through nuclear warfare under any conceivable circumstances. To achieve this we must ensure that they clearly perceive that the United States has the capability to respond appropriately to any Soviet attempt to wage a nuclear war, and that we have the means to do this in ways which will defeat Soviet military objectives without necessarily triggering a massive nuclear exchange.” [pp.21-22] 
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            For the most part, however, if you’re looking for an official statement of U.S. deterrent policy from a sort of theoretical and doctrinal perspective, you’re not likely to find such a thing.  Our government produces policy guidance documents, not conceptual primers or theoretical exegeses.  Moreover, such conceptual frameworks change much more slowly than the practical realities of the policy agenda, with the result that it is usually the case that administrations feel little need to spell out the conceptual underpinnings of the particular policy choices they are recommending. 
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            To some extent, in fact, it may be that deterrence policy not really “made” by anybody in any comprehensive way at all, except in the aggregate.  As you will doubtless have seen in your work, there are enough longstanding continuities over time in the U.S. approach that you might view each administration as not too much more than a steward and groundskeeper for deterrence. 
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            Each presidency has the responsibility of maintaining the basic deterrent policy it has inherited from its predecessor-stewards.  Administrations try to improve, modify, and shore up specific approaches as needed, but they generally improvise only within broad unwritten conceptual guidelines and understandings about how deterrence works that were established long ago, and which remain generally accepted as received wisdom and common sense in the present day. 
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           The decades-long acquisition timetables and operational lifespans of our nuclear weapons and delivery systems, of course, also contribute to this dynamic.  In a purely physical and programmatic sense, senior leaders lack the option of an entirely “Greenfields” approach of rethinking and redoing things from scratch, because it takes so long and costs so much to do anything significantly different or new.  Here too, therefore, there’s a lot of path-dependency, and approaches change slowly.
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            There are, of course, always crucial questions and wrinkles that need to be addressed, and these are hardly minor details.  To the contrary, they are absolutely critical, since whether deterrence works in the case of any given adversary at any given point in time depends upon the very specific circumstances with which you confront that adversary.  (Deterrence is dynamic, not static, and if you’re not clearly active and engaged in the business of deterring that adversary, he might very well conclude that you’re asleep at the switch – which can mean deterrence failure.)  Nevertheless, in the deepest sense, the basic insights, concepts, and assumptions of deterrence policy probably go back a long way and change comparatively little over time. 
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           For this reason, and no doubt others, it is hardly surprising that nobody writes theses on deterrence theory in government guidance papers.  Mostly, they just explai
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          n the latest groundskeeping and stewardship strategy within those broad inherited parameters, leaning heavily upon a great many assumptions that aren’t usually articulated.
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           How Do We Think About Deterrence?
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           The Biden Administration
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          ’s
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           Nuclear Posture Review
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           of October 2022
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            is the current document that talks most about deterrence, at least nuclear deterrence.  But it’s worth noting that there appears to be a lot more about deterrence, as the Biden Administration sees things, than just nuclear weaponry – and indeed a lot more to deter than just warfare against us.
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           Whereas Reagan’s 1987 N
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          SS talked almost exclusively about deterring Soviet military aggression, Joe Biden’s 2022 document has a long laundry-list of things tha
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           t it says we must “deter” – up to and including “coercion in all its forms” [p.38 (emphasis added)].  This makes it harder to answer que
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          stions about what our deterrence policy is, who develops it, and who implements it. 
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           If deterrence means keeping all bad actors from doing all bad things, after all, and if every part of the government needs to be “seamlessly integrated” to this end, is anything not part of U.S. deterrence policy?  And if such policy pervades everything, who is not involved in making or implementing it?  (Moreover, one might even ask, do we actually have a real deterrence policy at all?  As the saying goes, if everything is special, then nothing is special.)
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           But for our purposes today, let’s focus upon the traditional core of deterrence policy: deterring direct military attack on the United States, its allies, and its partners – and especially the role of nuclear weaponry in ensuring such deterrence.  How is deterrence policy made there?
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           Preparing the 2017 National Security Strategy
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           I canno
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          t speak to how the Biden Administration’s National Security Strategy and Nuclear Posture Review were put together, of course, but I can offer at least some insight into how things worked in the Trump Administration.
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            I had the good fortune to be involved in the process of crafting the Trump Administration’s NSS when I served on the National Security Council (NSC) staff.  The head of the team that produced that document was a friend and colleague of mine,
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           Nadia Schadlow
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          , who had been brought onto the NSC staff for that very purpose. 
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           In bureaucratic terms, at least, the process of actually putting together each administration’s NSS is actually relatively straightforward.  NSS documents are each president’s opportunity to express a distinctive “take” on the world and on national security policy, providing a kind of “commander’s intent” signal to the rest of the bureaucracy to guide its various components as they build strategies and implementation plans in their own respective spheres of responsibility.  These strategies generally aren’t too long on programmatic details, but they do very self-consciously signal priorities and set tone at the highest levels.
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            Drafting-wise, the interagency clearance process for NSS documents tends not to be as elaborate as for some other policy documents, primarily because they are the president’s own “signature” national security documents, the president doesn’t formally have to check with or clear such things with anybody else. 
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           In the case of the 2017 NSS, I actually don’t know how much out-of-the-White-House clearance there was when Nadia ran the process.  But I do know that the proxy interagency clearance process, as it were, of coordination among the various NSC subject-matter and regional directorates was, to my eye, comprehensive and effective. 
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            Nadia’s small team of drafters was commendably engaged with me and my own directorate during the process, soliciting input and suggestions and clearly listening carefully to what we offered in response – including when I recommended adjustments in substance, tone, or phrasing.  If the relationship between the other directorates and her team was anything like how they dealt with us, I’d say the process was a model of coordination across NSC subject-matter areas and experts. 
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           That’s pretty good for a document that, in bureaucratic terms, could perfectly “legitimately” be drafted in secret by a small cabal and then forced upon the rest of us by the National Security Advisor.  So kudos to Nadia, her team – and our boss H.R. McMaster – for steering that 2017 process so well.  I can’t speak to what edits, if any, occurred as the document was sent “upstairs,” as it were, for President Trump’s final approval, but I don’t recall seeing any significant or problematic changes occurring in that process.  It all seemed to work really well.
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           Preparing the 2018 Nuclear Posture Review
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           But the NSC is pretty small, and even the entire Executive Office of the President not a lot larger.  The mechanism by which high-level policy guidance documents are developed is much more complicated when it comes to texts such as the National Defense Strategy and the NPR, which are Department of Defense (DoD)-led processes and involve a muchlarger cast of characters.
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           Since all organizations are made up of humans, however, there often tends to be one person or two people who play unusually large roles in the drafting process even for those larger undertakings.  This was the case, for instance, with Robert Soofer and Greg Weaver for the 2018 Nuclear Posture Review, Elbridge (“Bridge”) Colby for the 2018 National Defense Strategy, and John Rood for the 2019 Missile Defense Review.  (Keith Payne is similarly remembered in connection with President George W. Bush’s 2002 NPR, as is Brad Roberts with President Obama’s NPR in 2010.)  There are many, many people involved in producing such documents, but a few procedurally central players generally have critical roles. 
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            I myself contributed only in pretty modest ways to the 2018 NPR, primarily through attending a number of working group meetings at the Pentagon on various issues being considered as its drafting progressed.  Perhaps my most dramatic personal involvement, however, came near the end, when as a backbencher at an NSC “Principals Committee” (PC) meeting I managed to get into a pretty intense – though thankfully not heated – discussion with Secretary of Defense James Mattis over some of the fine details of U.S. nuclear weapons declaratory policy vis-à-vis the so-called “negative security assurance” offered in the NPR. 
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            From my spot at the NSC, I had been advocating for a particular approach against DoD resistance for some weeks, and at this final meeting, Mattis and I basically debated the issue in front of everybody.  Perhaps not surprisingly, the Secretary of Defense proved more influential among his colleagues at the PC than did I, and the group duly opted against my suggestion.  Like the true gentleman he is, however, Mattis came up to me afterwards and graciously thanked me for my input. 
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           If I’m going to offer you a useful peek into some of how deterrence policy is made, however, you deserve a more detailed account of the 2018 Nuclear Posture Review than just that anecdote about me arguing with a man who’s now a colleague of mine at the Hoover Institution.  So thanks to some invaluable input from my former colleague Rob Soofer – himself, as I mentioned, one of two lead Pentagon officials shepherding that NPR through the process, along with Greg Weaver – I’ll offer you as complete an account of the process as I can.
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           In 2017, as people geared up to begin drafting the 2018 NPR, it was felt that there were two basic possible approaches that could be taken: 
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           to draft the document in a small group and seek thereafter to build support for the document; or 
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           to draft it through a large and comparatively inclusive process, presumably facing correspondingly easier approvals thereafter. 
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           It was decided to take the second path.  Although involving a couple of dozen different institutional stakeholders would certainly make the drafting process bureaucratically challenging, the stakeholder “buy-in” that could be created by such early inclusiveness would aid not just in getting final interagency approvals but also in the document’s subsequent actual implementation in practice. 
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            And that was an important decision.  Policymakers, and especially political appointees who come into government from the outside, often feel that they’ve “finished” when they have issued an important new guidance document.  This, however, overlooks the challenges of actually implementing new approaches in practice and over time. 
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           Many an ambitious administration has fallen down in actually implementing its policy priorities, and not because there’s some hostile “Deep State” always there advancing its own agenda against Republican and Democrat administrations alike.  For the most part, it’s really just that implementing policy and being responsible for real-world outcomes in a complex system with a huge number of moving parts – and across a bewilderingly broad range of equities that exist to a great degree in tension with each other – is inherently just bloody hard.  Appointees with bureaucratic experience in government understand this better than pure political loyalists without such background, and to their credit, U.S. leaders during the 2018 NPR process were deeply experienced, and took implementation equities very much into account from the outset.
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            So in the circumstances of 2017, at least, I think it made sense to “go big” early in terms of bureaucratic participation.  That initial breadth of stakeholder inclusiveness certainly made the drafting process quite elaborate, of course.  The process involved institutional participants from various portions of the Pentagon, the Joint Chiefs of Staff, and other parts of the military establishment, but also stakeholders such as the NSC, the State Department, and the Office of Science and Technology Policy (OSTP) at the White House. 
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           There had been some very high-level guidance from the White House itself, which encouraged the drafters to focus on great power competition issues – as indeed presaged by the 2017 NSS itself, which was then in the process of being assembled.  Getting this kind of broad advance input from the White House on general themes is common with big guidance document efforts such as the Nuclear Posture Review, but it was sensibly left to those with more direct knowledge and expertise to make recommendations on the NPR details.
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           Accordingly, a great many expert offices were soon at work, through an organizational process that proceeded from a series of threat analyses to an assessment of strategic needs, and then to an evaluation of the forces needed in order to implement those requirements.  At every major juncture point, tentative results would be taken for “socialization” and quality control to a Senior Steering Group (SSG) chaired at the Pentagon at the Assistant Secretary level – which was now I myself first got involved, for I was NSC Senior Director for WMD and Counterproliferation at the time.
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           Each time the SSG approved a key element of the NPR, it was taken first to the Under Secretary of Defense for Policy (USD/P) and the Joint Chiefs, and thereafter circulated to the White House and to NSC Deputies’ Committee (DC) and PC meetings for approval.  (Interestingly, Secretary Mattis himself also created a sort of bipartisan “greybeard” oversight panel of former senior leaders, then out of government, from which he elicited feedback in some particulars.)  By the time Mattis took the completed draft to President Trump, it had been seen by and socialized with a great many stakeholders multiple times – in various pieces corresponding, as I noted, to “threat,” “strategy,” and “forces.”
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            This coordination process seemed to go quite well, and getting the whole thing approved in the interagency and then by the White House seemed, as far as I could tell from my spot at the NSC, remarkably straightforward.  Given that the 2018 NPR called for the addition of two new nuclear systems to the U.S. arsenal in order to make up for gaps vis-à-vis Russia and China in “theater”-type forces – and that it expanded President Obama’s caveat in U.S. declaratory policy about the applicability of nuclear deterrence vis-à-vis biological warfare (BW) alone to cover any “significant non-nuclear strategic attack” – this ease of approval might seem surprising. 
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           My own “
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           nuclear vision review
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           ” of disarmament policy at the NSC had also made clear, however, the wind had by then quite left the sails of President Obama’s ambitious – if perhaps naïve – policy of seeking to “lead” the world toward nuclear weapons abolition.  By the time we were working on the NPR in 2017, we knew Russia had been in violation of the Intermediate-range Nuclear Forces (INF) Treaty for years, and that the Kremlin had never complied with its promises from the early 1990s to reduce its shorter-range nuclear forces.  We also knew that Russia was building a whole new range of “exotic” and disturbing strategic weaponry – though Vladimir Putin didn’t announce that publicly until 
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           March of 2018
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            , the same month his 
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           hit squad tried to kill a British citizen on British soil with chemical weaponry
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             – and that China’s military and nuclear modernization continued apace. 
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          (Interestingly, at that time we didn’t yet know that China would be hugely expanding its intercontinental ballistic missile forces toward what looks now to be at least parity with the United States at “
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           about 1500 warheads
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           ” by 2035.  We would have been more forward-leaning still had that skyrocketing threat been understood in 2017, and it’s very problematic that the Biden Administration – which by 2022 did know about this massive Chinese build-up – nonetheless chose to lean backward rather than forward in its own NPR.)
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            But even in 2017, we it was also clear that wars of territorial aggression had returned to Europe with Vladimir Putin’s attack on Georgia in 2008 and invasion of the Ukrainian territories of Crimea and the Donbas in 2014.  It was also clear that Chinese threats against Taiwan and in the South China Sea were rapidly increasing. 
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           The nuclear disarmament-friendly themes of Obama’s famous “
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           Prague Speech
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           ” of April 2009 had thus gotten us, in the most charitable interpretation, precisely nothing in terms of improvements in adversary behavior.  If anything, our adversaries saw Obama’s disarmament push as creating a greater incentive to increase their nuclear capabilities, concluding that America wanted them to eliminate nuclear arms so that we could rely more successfully on conventional power against them.  (It also may have signaled to them that Americans were particularly afraid of nuclear weapons and uneasy about relying on nuclear deterrence, thereby giving Russia, China, North Korea, and 
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           even Iran
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            more reason to confront us with nuclear saber-rattling as an instrument of coercive bargaining.  We are thus perhaps reaping what Obama sowed today.)
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            With all of us knowing this backstory as we worked on the 2018 NPR – and understanding that the forthcoming 2017 National Security Strategy would quite correctly focus upon great power competition above all other security threats – the U.S. interagency process for the 2018 NPR was impressively non-adversarial and straightforward. 
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           If anything, the toughest decision-making in the Pentagon on these topics – as I understand things, at least – was not on strategy or policy requirements but simply budgetary.  Could we afford to pay for a new submarine-launched missile to replace the older variant that President Obama had unwisely scrapped in 2010?  And what would the impact of our choices be on resourcing for other programs such as ongoing life-extension programs (LEPs) for U.S. weapons?  These budgetary questions were ultimately answered, of course, but on what the necessary strategic choices actually should be in terms of deterrence policy and nuclear posture, all the important players thankfully seemed to agree throughout the process.
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           Conclusion
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            So that’s about as good an account of the 2018 NPR process as I can give, and – as noted – I’m grateful to Rob Soofer for helping me with various details I myself would otherwise have missed. 
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            I hope I’ve made clear that in the broadest sense, I don’t really think deterrence policy is actually usually “set” in a crisp and straightforward way.  Instead, the conceptual assumptions and analytical foundations upon which it rests remain in some ways more inherited and assumed than directly explored and clearly expressed. 
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           Nevertheless, when it comes to the most relevant institutional articulations of what we are doing to ensure deterrence, the government is capable of organizing itself fairly effectively to build and articulate policy responses to an evolving threat environment.  I hope I’ve offered you a useful case study example of how this worked for us in 2017.
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           — Christopher Ford
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      <pubDate>Sat, 02 Nov 2024 15:44:41 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/some-musings-on-making-deterrence-policy</guid>
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    <item>
      <title>Security, Proliferation, and Preserving Sovereign Independence in the Indo-Pacific</title>
      <link>http://www.newparadigmsforum.com/security-proliferation-and-preserving-sovereign-independence-in-the-indo-pacific</link>
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           Below is the text upon which Dr. Ford based his remarks to the dialogue on the U.S.-Vietnam Comprehensive Strategic Partnership in Hanoi, Vietnam, on September 12, 2024, sponsored by the Pacific Forum and the Diplomatic Academy of Vietnam.
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           Good afternoon.  It’s a great pleasure to be a part of this dialogue.  This is the first time I’ve been to Hanoi since I left government service, and it’s a great pleasure to be back.
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             ﻿
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            When I last participated in a Pacific Forum dialogue with Vietnam, it was back in May of 2021, and – due to the pandemic – we had to keep it a “virtual” engagement, conducted over Zoom.  In my remarks to that event, I focused on
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           the great potential that exists for U.S.-Vietnam cooperation in civil-nuclear energy production
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            under the so-called “
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           123 Agreement
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            ” signed between the United States and Vietnam in 2014. 
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            From press reports, I understand Vietnam may be
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           restarting its nuclear power efforts
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            after an earlier
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           2016 decision
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            suspending nuclear power development plans, and that Russia
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           continues to urge
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            Vietnam to purchase Russian reactors.  You won’t be surprised to hear that I still think that entanglement with Russia’s nuclear industry would be an unwise, even dangerous decision – hardly less wise than Vietnam allowing Chinato gain such a foothold here. 
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            But there are good reasons for Vietnam to continue on the path of becoming the
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           first country in Southeast Asia with nuclear power generation
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           , and I believe there is excellent potential for the United States and Vietnam to make such cooperation part of our new, upgraded “
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           Comprehensive Strategic Partnership
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            .”  Especially now that the U.S. Nuclear Regulatory Commission has
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           certified the first of a number of new designs
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            for Small Modular Reactors (SMRs), I think this is a rich arena for cooperation.
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           Turning to this panel’s topic of preventing nuclear weapons proliferation, I believe there is much we can do to fight proliferation together – not least in areas such as: 
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            cooperation to improve strategic trade controls;
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             working together to promote International Atomic Energy Agency (IAEA) safeguards best practices, including the Additional Protocol (AP), in the region and more broadly;
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             improving cooperation in enforcing United Nations proliferation sanctions;
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            improving cooperation in interdicting proliferation-facilitating transfers in and through Southeast Asia; and
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            improving the safety and security of nuclear materials and radiological sources in the region.
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            On the subject of preventing nuclear proliferation, however, what I’d like to focus on in my own remarks here this afternoon is the ways in which nonproliferation is tied to – and in some ways depends quite crucially upon – regional security.  People often emphasize the ways in which proliferation can produce problems in regional security and stability, and that’s quite understandable. 
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           What I would also like to flag, however, is the fact that this is a two-way relationship.  Specifically, it is also the case that the failure to address problems in regional security can lead to nuclear weapons proliferation.
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           The Challenge of “Legitimate” Proliferation
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            Nuclear weapons proliferation, after all, isn’t something that just happens, like bad weather or earthquakes.  It’s a path that national leaders choose. 
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           Sometimes countries choose the path of proliferation for discreditable reasons.  This could include a dictator’s paranoia and desire for global status (as with North Korea) or the ambitions of a vicious theocratic regime to achieve regional hegemony by overawing and coercing its non-nuclear-armed neighbors (as with Iran). 
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           But though it may be unfashionable to make this observation, it is also possible to choose the path of proliferation – and indeed potentially even to use nuclear weapons – for legitimate reasons – such as in “
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           an extreme circumstance of self-defense, in which the very survival of a State would be at stake
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            ,” as the International Court of Justice put it in 1996. 
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           One thus cannot have an honest discussion about either disarmament or proliferation without acknowledging the fact that, in principle, a state might indeed come to face threats great enough that they indeed justifynuclear proliferation.
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            That certainly doesn’t mean that nuclear proliferation is a good thing.  To the contrary, as I have warned for many years, in most cases it is likely to be profoundly destabilizing.  After all, in relationships in which countries face each other with nuclear weapons, the number of potential axes along which nuclear deterrence might break down will tend to increase rapidly, all other things being equal, as the number of players increases. 
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            If there are only two states with nuclear weapons, for instance, there is only one “nuclear axis” that could – potentially – break down into a nuclear war.  But in a three-player game there are three axes, and in a four-player game there are six.  The number of axes subject to possible breakdown increases faster than the number of additional players. 
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           Not all such nuclear axes are equally problematic, of course.  Nobody worries – nor should worry – about nuclear war between the United States and Britain, after all, or France.  But the global nonproliferation regime is based upon the very reasonable idea that more axes generally means more danger of nuclear wear.
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            This helps illustrate, for instance, why the bargain encoded in Article II of the
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           Treaty on the Non-Proliferation of Nuclear Weapons
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            (NPT) – in which non-nuclear weapon states (NNWS) promise not to acquire nuclear weapons – is so important to international peace and security.  But I’m not referring to some sort of nonproliferation-for-disarmament “bargain” of the sort that some activists claim to exist in the NPT
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           despite all the evidence to the contrary both in its express language and the legislative history of its negotiation
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            .  Rather, I am referring to the crucial way in which, in Article II, the NNWS exchange legally-binding and reciprocal security assurances with each other that each will not imperil the national security of its neighbor by developing nuclear weapons. 
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            This “Article II bargain” of reciprocal promises of non-weaponization among the world’s non-possessors may well be the most important single element of the NPT.  As noted, as a general matter, keeping the number of nuclear “players” as small as possible is very much in the interest of all. 
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           Nevertheless, implied in this understanding – not to mention flagged in the express language of the NPT itself, which permits a country to withdraw if “
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           extraordinary events … have jeopardized the supreme interests of [that] country
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            ” – is the idea that it is at least possible that proliferation could be justified, in extremis, as a response to sufficiently grave security threats. 
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           Deterring Regional Threats as a Nonproliferation Tool
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            So you can see why international security cooperation to deter regional aggression is so important.  It is important on its own terms, of course, because deterring aggression is inherently a good thing.  But it is also important from the perspective of reducing proliferation incentives and thereby lessening the risk of nuclear war. 
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           The more threat there is of aggression that cannot effectively be met by other means, the more incentives vulnerable countries may feel to engage in nuclear proliferation.
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            This is why, as I have argued for years, the United States’ alliance networks have long been
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           the world’s most effective nonproliferation tools
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            .  Those alliance networks – and indeed, security cooperation efforts in the face of regional threats more generally – help reduce the degree to which our friends might otherwise feel that they face existential threats from great power predators, and hence also reduce the incentive for potential victim states to try to protect themselves with nuclear weaponry. 
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            Over the years, in fact, security relationships with America have helped make unnecessary – and thus lead to the abandonment – of nuclear weapons programs in a remarkable number of countries.  In East Asia alone, for example, both
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           South Korea
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            and
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           Taiwan
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            at one point had nuclear weapons programs, threatened as they were by North Korea and China.  Both, however, were persuaded to end those programs through a combination of U.S. pressure and American efforts to help them meet their security needs without such a step.  (As the Taiwan example shows, moreover, it isn’t even necessary to be a formal U.S. ally in order to take advantage of American help in meeting core security needs.)
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           To be sure, the growing threats presented both by North Korea’s expanding nuclear weapons and missile program and the enormous expansion of China’s conventional and nuclear capabilities has been making it ever more difficult to provide such proliferation-obviating reassurance.  It’s not unimaginable, therefore, that at some point threats from China and North Korea could rise to the point where American leaders could not in good conscience continue to tell counterparts in Seoul or Tokyo that they do not need nuclear weapons.
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           It has been U.S. policy for decades to do everything we can to ensure that such a tipping point is never passed, but the connection between inadequate security cooperation and proliferation risk is quite clear.  Nonproliferation is vitally important, after all, but it is not an altar on which one should ask a friend to sacrifice its existence as a sovereign nation.
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           That is yet another reason why ensuring adequate security cooperation is so important.
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           A “Latticework” to Deter Aggression and Prevent Proliferation
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           To that end, it’s clearly imperative to stability and security in the Indo-Pacific region that we do everything we can to endure that things not continue to progress in the direction they’ve been going for some time now.  Without adequate responses to the challenges and threats presented by China’s efforts at neo-imperialist hegemony in the region, East Asia could at some point in the years ahead have to confront not just an even more powerful and aggressive China, but also – and, in fact, for that reason – the return of nuclear weapons proliferation to this area of the world.
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           To prevent this, a broad and varied response is needed.  This includes maintaining and strengthening existing formal security arrangements – as the United States is now doing with longstanding allies such as Australia, Japan, South Korea, and the Philippines.
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           But in order to be successful, much of the region’s response, will also need to involve much broader and more informal sorts of cooperation and collaboration, far short of such formal alliances.  I’ve called this approach to creating a diverse, cross-cutting, multi-faceted relational network a “
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           latticework
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            ” approach to regional security, and the
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           Biden Administration has used this phrasing
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            as well. 
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           A latticework approach includes working to improve regional security cooperation, but by no means solely on a hub-and-spoke basis with a single large country such as the United States.  Crucially, it also involves building stronger cross-cutting ties between smaller players, and not just in the security arena but in a variety of ways.
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           In this sense it is quite the opposite of the bilateral, entangling, asymmetric, and manipulative relationships that China builds with smaller states through mechanisms such as its Belt-and-Road Initiative (BRI) infrastructure projects.  By contrast, a latticework of Indo-Pacific cooperation would also be full of cross-cutting, multi-sectoral connections and partnerships that also operate laterally, between smaller countries, tying the diverse peoples of the region together in ways that are not so bilaterally asymmetric and making the region stronger and more resilient in the face of any effort to curtail the autonomy of the sovereign peoples therein.
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           The Nonproliferation Value of the U.S.-Vietnam CSP 
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           It is in this context of the need to meet growing threats to the sovereignty and independence of all the countries of the Indo-Pacific – and correspondingly increasing proliferation risks – that I think the new U.S.-Vietnam “Comprehensive Strategic Partnership” (CSP) is so important.  Friendly cooperation to help ensure that no great power is able to upset things in East Asia and make a play for regional hegemony is essential in three distinct ways: (1) it is essential to regional stability; (2) it is essential to reducing the risk of nuclear proliferation and nuclear conflict; and (3) it is essential to preserving the sovereignty and independence of all the states here.
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            That is why I’ve been so pleased at the way the United States and Vietnam have been improving their security ties.  This includes the more than
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           $185 million
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            in Foreign Military Financing (FMF) aid the U.S. government has provided since Fiscal Year 2017 to support maritime security and domain awareness capacity building in Vietnam, and Hanoi’s effort to maintain its rights and freedoms under the international law of the sea.  America has also made available millions of dollars to Vietnam in
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           Direct Commercial Sales (DCS) and Foreign Military Sales (FMS) support
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           .
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            Through such efforts, we’ve now already seen the transfer of
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           refurbished U.S. Coast Guard cutter vessels
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            ,
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           T-6 trainer aircraft
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            , and
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           maritime patrol boats
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            to Vietnam.  Vietnam also participated for the first time in the Rim of the Pacific (RIMPAC) exercise in 2018, and hosted U.S. aircraft carrier visits in
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           2018
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            ,
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           2020
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            ,
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           2023,
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            and
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           2024
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            .  The U.S. Department of Defense has made clear that it remains
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           firmly committed
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            to helping Vietnam build up its maritime domain awareness capabilities and help counter Chinese harassment in the South China Sea and to address various other problems such as illegal fishing, and that’s a very good thing indeed.
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            I fully recognize that Vietnam has no desire for any kind of formal “alliance” with my country.  Hanoi seems to continue to prize a
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           carefully calibrated approach
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            to managing relations with both China and the United States, using what I have heard called a sort of “
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           bamboo diplomacy
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            ” of bending as the winds shift while remaining firmly rooted in place. 
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           Vietnam’s policy of “Three Nos” – that is not aligning with one country against another, not joining any military alliances, and not hosting foreign military bases on Vietnamese territory – clearly remains solidly in place, and in the Washington policy community we certainly understand Hanoi’s continuing commitment to this policy.
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            But we also appreciate that Vietnam – in a new, fourth “No” dating from its
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    &lt;a href="https://mod.gov.vn/wcm/connect/08963129-c9cf-4c86-9b5c-81a9e2b14455/2019VietnamNationalDefence.pdf?MOD=AJPERES&amp;amp;CACHEID=ROOTWORKSPACE-08963129-c9cf-4c86-9b5c-81a9e2b14455-mXO.UaH" target="_blank"&gt;&#xD;
      
           December 2019 Defense White Paper
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            – also rejects “using force or threatening to use force in international relations.”  To these “Four Nos,” moreover, Vietnam has also added a caveat that 
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           “depending on circumstances and specific conditions, Vietnam will consider developing necessary, appropriate defense and military relations with other countries on the basis of respecting each other’s independence, sovereignty, territorial unity, and integrity.” 
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           This is a commendable position, especially given China’s undiminished ambitions in this area of the world.  Vietnam’s policy of “
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           Four Nos and One Depend
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            ,” clearly offers important opportunities for us to continue to improve our security relationships without having to talk about things that Vietnam clearly rules out, such as alliances or bases. 
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            It is also very clear that even though our governments do not see eye to eye on issues of politics and political philosophy such as domestic governance and
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           human rights
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           , we share a powerful interest in making sure that all the countries of this region are able to protect their independence, sovereignty, territorial unity, and integrity in the face of China’s rising power.
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            Vietnam obviously has an acute appreciation for the geopolitical risks of falling once more under China’s thumb.  China’s desire to dominate Vietnam – not just historically, but in modern times – has been prodigious, including not just its
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           war of aggression against Vietnam in 1979
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            , but also the Johnson Reef massacre of 1988, when Chinese forces
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           machine-gunned Vietnamese sailors
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            in the water and sunk a transport ship in the Spratly Islands. 
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           As Vietnam certainly knows better than anyone, Beijing doesn’t give up its dreams of regional hegemony lightly.  China is quite practiced – as Deng Xiaoping put it in his famous 24-character maxim – at “
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           biding its time
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            .”  Vietnam knows that China’s ancient hegemonic regional ambitions remain undiminished, and Hanoi has showed great firmness in the face of Chinese territorial self-aggrandizement, such as by forcing Beijing to back down after China sent the oil rig
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    &lt;a href="https://www.washingtonpost.com/news/worldviews/wp/2014/05/14/the-1-billion-chinese-oil-rig-that-has-vietnam-in-flames/" target="_blank"&gt;&#xD;
      
           Haiyang Shiyou 981
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            to undertake
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           oil exploration in Vietnam’s Exclusive Economic Zone
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            (EEZ) in 2014. 
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            Threats from China in this region are far from over, and indeed seem to accelerating.  This is suggested, for instance, by Beijing’s construction of a
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           fourth aircraft carrier
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            .  My former colleagues in the U.S. Navy are likely worried about a number of
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           ways in which China is expanding its military power
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            – including its nuclear arsenal – but to my knowledge, China’s aircraft carriers aren’t a huge concern for the U.S. Navy.  Instead, those carriers are more likely intended to threaten you here in Vietnam, and others like you in the region.  They are ideally suited for imperialist gunboat diplomacy to threaten and to cow China’s regional neighbors. 
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           I also note that in October 2023, Xi Jinping told Vietnam’s president that he should not forget “
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           the original intention of their traditional friendship
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            ."  Far be it from me to discern precisely what is in Xi’s head.  However, if I were told by the leader of a country that had
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           colonized my country and ruled my people for a thousand years
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            before we first gained our independence, such a statement about returning to the “original intention” of our historical relationship would make me distinctly uncomfortable!  Vietnam clearly still has many challenges ahead as its ambitious neighbor continues to flex its muscles on the international stage.
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            But this just underlines my earlier point.  When it comes to the fundamentally
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           anti-imperialist project of preserving the independence, sovereignty, territorial unity, and integrity of the countries of the Indo-Pacific in the face of China’s ever-growing military power and belligerence
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            , Vietnam and the United States have excellent reasons to be very strong partners indeed. 
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            Vietnam is a country that
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           over its long history has fought for its independence
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            from China under the Trung sisters, kicked out the imperialist overlords of the T’ang Dynasty, repulsed the armies of the Yuan Dynasty, and also fought off the PRC’s invasion in 1979.  (We Americans also obviously understand how fiercely and successfully you fought in kicking first the French and then us out of South Vietnam too.)  Vietnam is a country that knows how to insist upon its sovereignty and independence in a complex and challenging world. 
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           Conclusion
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           Looking to the future, I very much hope that the United States and Vietnam will be able to continue to expand our collaboration on regional security issues under the new Comprehensive Strategic Partnership.  The more we are able to work together to ensure that China never has the chance to establish hegemonic relationships over the independent sovereign peoples of this region, moreover, the more our security cooperation will also serve the cause of nonproliferation.  That, I submit, is a genuinely win-win situation we can all believe in!
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           Thank you.
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           —Christopher Ford
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      <pubDate>Mon, 16 Sep 2024 00:52:26 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/security-proliferation-and-preserving-sovereign-independence-in-the-indo-pacific</guid>
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    </item>
    <item>
      <title>Russia, China, and the Challenges of Asymmetry in Nuclear Ethics</title>
      <link>http://www.newparadigmsforum.com/russia-china-and-the-challenges-of-asymmetry-in-nuclear-ethics</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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           Below is the text upon which Dr. Ford based his oral remarks on September 6, 2024, in Albuquerque, New Mexico, at the 
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           Forum on Nuclear Strategy
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            sponsored by the University of Southern California’s Institute for Advance Catholic Studies (IACS) and the University of New Mexico, entitled “Disarmament &amp;amp; Deterrence in a Dangerous World.” 
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           Good afternoon, and thank you for the chance to speak to such an illustrious group today.
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            From where I sit, it has been both valuable and stimulating to have the chance to listen to our participants here today offer such erudite comments on nuclear weapons ethics from the perspective of the Catholic Church.  I myself, of course, am no Catholic theologian – nor even a Catholic at all.  As some of you may know, I am in fact a Buddhist, and indeed a lay chaplain
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           trained just up the road from here in Santa Fe
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            a number of years ago.
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            For what it’s worth, my instinct is that in terms of Christian thinking on these particular issues – and with apologies to the Cardinal and Archbishops sitting across from me here at the table – we can probably learn more that is of use in the world today from
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    &lt;a href="https://www.jstor.org/stable/40014967" target="_blank"&gt;&#xD;
      
           St. Augustine
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            and
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    &lt;a href="https://www.vatican.va/content/john-paul-ii/en/messages/pont_messages/1982/documents/hf_jp-ii_mes_19820607_disarmo-onu.html" target="_blank"&gt;&#xD;
      
           Pope John Paul II
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            than we can from
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           Pope Francis
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            . 
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           To my eye, deterring war, especially nuclear war, is a profoundly moral undertaking, nothing less than a moral imperative.  And if nuclear weapons help us do that in the present strategic environment – which I believe they do – then I’m all in, and make no apologies about it.  In fact, when it comes to dealing with nuclear-armed revisionist great power predators, forswearing the tools needed to continue deterring aggression would strike me as being rather immoral.
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           But my own views on the morality of nuclear deterrence – which in any case won’t surprise you – aren’t the main point of what I would like to discuss here this afternoon.  For this panel, I’d like to take a slightly different approach, and remind you that as we debate these matters within the Western intellectual and theological tradition, we are not the only players who matter.
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            If we wish to fulfil the moral imperative of deterring aggression – especially nuclear-armed aggression – we also need to understand how our strategic adversaries think about nuclear weapons, as well as how they think about nuclear weapons ethics. 
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           So with the caveat, of course, that these are only my personal views, let me offer just a few musings about Russian and Chinese thinking about nuclear weapons ethics.
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           I don’t claim to have magical insight here, and part of my point is that it is very hard to know their real views.  In neither country do they usually discuss such things openly as we Westerners do, and in both cases the ruling regime exercises ferocious and heavy-handed authoritarian control over the national information space, making it challenging – if not often impossible – to distinguish between genuine views and government propaganda.
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           That said, I’d like to offer a few thoughts on why I suspect that Russian and Chinese thinking on these issues might be very different from – and perhaps not even remotely consonant with – the kinds of things said at conferences like this one in Western settings.
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           The Orthodox Nuclear Fetish 
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           With regard to Russia, I would recommend that you start by reading a 2019 book by my friend, the Israeli scholar 
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           Dmitry Adamsky
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           , entitled 
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           Russian Nuclear Orthodoxy
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            .  In it, Dima recounts in some detail the multiple ways in which the Russian Orthodox Church (ROC) has been, in effect, co-opted by the Putin regime into playing the role of state-sponsored sanctifier and “cheerleader” for Russia’s nuclear weaponry and its weapons establishment. 
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           (Frankly, it must be noted that the ROC has become so morally unbalanced and corrupted that it now acts as a full-spectrum cheerleader for all Putin’s brutality and aggression both at home and abroad – from 
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           expeditionary warfare in Syria
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            to 
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           aggression in Ukraine
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           , and from 
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           crackdowns on domestic dissent
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            to what is said to be “
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           Holy War” against the West
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            in general.  That said, I’ll only be talking about nuclear weapons issues here.)
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           Dima calls this ROC nuclear cheerleading the “theocratization of the nuclear complex,” and he recounts some remarkable details.  Russia’s nuclear weapons industry, its strategic missile forces, its long-range nuclear bombers, its ballistic missile submarine fleet, and its nuclear high command have all now been provided with their own official patron saints by the Russian Orthodox Church.  Individual nuclear bombers are often consecrated with an ROC rite specially developed for this purpose, and an Orthodox monk is apparently even permanently assigned to the Russian nuclear test site at Novaya Zemlya.
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           Russian Orthodox Church officials such as Patriarch Kirill of Moscow, moreover, have stressed what they describe as “the vitally important role” of nuclear weapons in “preserving an independent and united Russia” and helping Russia combat the “spiritual and psychological violence” represented by Western liberal ideology and its associated hedonistic cultural values.  Kirill himself praises Russia’s nuclear weaponry because through it, he says, “our country has preserved great power status.”  Upon the 50th anniversary of the first Soviet nuclear weapons test, in fact, the ROC Archbishop of Nizhni Novgorod praised “the nuclear shield, which stopped the aggressive aspirations of the Fatherland’s adversaries” and – he said – had enabled Russia to save the world.
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           As I understand it, Dima is presently working on a deeper study of what might be the emergence in the Russian Orthodox world of some loose analogue to the Catholic Church’s Just War theory.  I don’t know what he’ll conclude, of course, but I suspect it’s safe to say that given the co-opted ROC’s mutually-parasitic relationship with the Putin regime, such ROC theorizing won’t involve the careful and conscientious, even agonized, ethical reticence that characterizes Western nuclear ethics debates.
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           Ilyinist Ideology and the Putin Regime
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           To my eye, if you’d like a bit of a taste for what official Russian Orthodox Church morality on issues of the use of force and violence may look like in the age of the shamefully Putin-co-opted ROC, you could do worse than to turn to an old White Russian émigré writer from the early 20
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           th
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             Century named Ivan Alexandrovich Ilyin (1883-1954). 
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           I haven’t chosen to discuss Ivan Ilyin lightly.  I have not cherry-picked a crotchety White Russian extremist in order to make Russia’s modern spiritualized politics sound grotesque and frightening.  Ilyin is actually widely read in Russia today, and is apparently a great personal favorite of Vladimir Putin himself – who has 
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           sent copies of Ilyin’s work to Russian government officials
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           , urging them to read it, and who has quoted from Ilyin in several presidential addresses.  (Putin also personally played a role in returning Ilyin’s remains to Russia for 
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           reburial in the Donskoi monastery in Moscow
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            , making the man almost a kind of national saint.) 
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           Ilyin, in fact, has been described by one historian as the writer “
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           most often cited as the ‘key’ to Putin’s ideology
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           .”  As 
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           Laqueur
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            puts it,
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           “Putin and his colleagues believe that the long search for new doctrine has ended and that in Ilyin they have found the prophet to present their much-needed new ideology.” 
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            According to Russia’s minster of regional development, “[t]he demand for his ideas in today’s Russia is so strong that sometimes there is a feeling that Ivan Ilyn is our contemporary.” 
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           Given this degree of the Putin regime’s approval of the man’s work, therefore, I think it’s worth knowing who Ivan Ilyin was and what he believed.
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           The answer to this question isn’t very pleasing.  Ilyin was essentially a Russian Orthodox fascist.  Ilyin openly admired European fascism, though he much preferred the quasi-Christianized versions professed by Franco in Spain and Salazar in Portugal to the more racialized and paganized German and Italian flavors.  He even worked for a time in Germany – in Joseph Goebbels’ Nazi Ministry of Propaganda, no less! – though they fired him in 1934, perhaps in part for that reason.  All in all, as 
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           Walter Laqueur
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            has noted, Ivan Ilyin “considered Nazism a positive phenomenon that with some modifications and adjustments could serve as a model for the future of Russia.”
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           Anyway, Ilyin wrote many things in his years of angry exile after the Bolshevik coup of 1917, but to give you a flavor for the man’s thinking, I’ll draw here primarily upon his 1925 book, 
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           On Resistance to Evil by Force
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           .  I won’t bore you with all the details, but the key point – for present purposes – is that there is nothing in Ilyin that looks, sounds, or feels anything at all like the kind of anguished moral self-interrogation that is so characteristic of Western debates on nuclear ethics.
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            For Ivan Ilyin, who absolutely despised the pacifism of Count Nikolai Tolstoy, the reality of the human world was “the black abyss of history and the human heart,” which constituted “the tragic burden of the universe.”  To combat this blackness, he idealized what he called the “Orthodox knightly tradition” of “Russian warriors of Christian favour,” and he was all but fixated upon the duty – as he saw it – of such steely-eyed men to fight evil, ungodliness, and spiritual corruption. 
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           For Ilyin, “[a] person who does not observe spiritual hygiene is a hotbed of universal, societal contamination,” and suppressing such vermin was an Orthodox Christian’s moral duty.  Not for Ivan Ilyin did Christian ethics require turning the other cheek.  In his view, 
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           “[s]piritual love knows that … every man must earn and justify his right to life, that there are people who are better off not having been born, and there are others who are better off being killed than allowed to do evil. … Calling on us to love our enemies, Christ meant the personal enemies of a man himself ….  Christ never called us to love the enemies of God, to bless those who hate and trample upon all that is Divine, to assist blasphemous seducers, to kindly sympathise with the obsessive molesters of souls .… The teaching of the Apostles and Fathers of the Church, of course, advanced a completely different understanding.”
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           Ilyin made this theological point repeatedly, also noting in his 1937 book 
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           Foundations of Christian Culture
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            that “Christ nowhere condemned the sword – not the sword of government, nor the sword of the military.”
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           Ilyin’s conceptual and spiritual model here was thus not the Sermon on the Mount, but rather Jesus throwing the moneylenders out of the Temple: 
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            “In one great and terrible historical moment, the act of divine love, in the guise of wrath and scourge, drove out a sacrilegious crowd from the temple.  This act was and will always be the greatest prototype and justification for all spiritually and meaningfully justified manifestations of negative love.”
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            Ilyin was also rather flexible about the means it was permissible to use in administering such “negative love” to suppress evil and spiritual corruption. He believed that if you were spiritually pure – naturally, in a Russian Orthodox sense – you were justified in using “unrighteous” means for a proper spiritual end.  The Orthodox warrior must be willing to “transgress the limits of his moral righteousness,” as Ilyin put it, in service of a higher good.  In a fallen world in which Orthodoxy was assailed by evil and corruption, the virtuous man can be, he wrote, “forced to unrighteousness … and accepting this unrighteousness, he is required” to see things through. 
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            “The compromise of the sword-bearer is that he consciously and voluntarily accepts through his will the morally unrighteous outcome as a spiritual necessity; and if every deviation from moral perfection is unrighteousness, then he takes upon himself unrighteousness; and if every conscious, voluntary assumption of unrighteousness by the will creates guilt, then he accepts the guilt of his decision. … He takes up not only the burden of death, but also the burden of killing, and in the burden of killing not only the pain of the act itself, but also the burden of decision, responsibility[,] and perhaps guilt.  His spiritual destiny leads him to the sword, he accepts it, and the sword becomes his destiny, and in this outcome, in this heroic resolution to the central tragic dilemma, he is not righteous, but he is right.”
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           Using the sword for such purposes with a pure spiritual heart “is neither a fall, nor an offense, nor a sin.”  Accordingly, Ilyin felt, “a true struggle against evil can and should be conducted precisely in combining spiritual compromise with religious/moral cleansing.  It is the process of purification,” and the strong, virtuous warrior bears “the burden of spiritual compromise, the burden of descending to the grave, violent and cunning means of struggle.” 
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            “The warrior is the bearer of the sword, and his world-embracing compromise necessitates a monk as a confessor, a source of living purity, religious wisdom, a moral pleroma [i.e., the fullness of the Godhead as it dwells in Christ]: here he receives grace in the sacrament and receives strength for his actions, here he steels his conscience, confirms the purpose of his service and cleanses his soul.  And his sword itself becomes a fiery prayer.”
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            For Ilyin, moreover, human suffering was not something to be avoided, but rather something almost to be gloried in – at least in pursuit of the righteous cause of destroying evil.  It is in suffering, we wrote, “that the soul deepens, grows stronger, and begins to truly see. … Therefore, the vital wisdom consists not in escaping from suffering as from imaginary evil, but in accepting it as a gift and a pledge, in utilising it and wading through it.” 
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           The spiritually righteous man will thus “find in himself the determination and strength to cause suffering to himself and his neighbor in the cause of a higher spiritual need.”  Ilyin viewed the many traumas and tribulations of Russia’s 20
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           th
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            Century history as actually having redemptive value, for they
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            “sweep[] over our souls like a searing and purifying fire. … [I]n this fire our religious and public ministry is renewed, our spiritual pupils are opened, our love and will are tempered.  And through this the first thing that will revive within us is the religious and state wisdom of Eastern Orthodoxy and especially Russian Orthodoxy.” 
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           Here we see what might be described as almost a cult of self-exonerating warrior-militancy that exults in the nobility of suffering in an eternal Holy War against evil and spiritual corruption.  This is a tradition that surfaces repeatedly in Russian politics, religiosity, and culture.  One sees aspects of it, for instance, from the conviction of  Ivan IV (“The Terrible”) that he was, in the 
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           words of British historian Orlando Figes
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           , “a sword-bearing archangel, an agent sent by God to protect the Orthodox and purge the world of infidels and sinners before the Apocalypse,” all the way up to Vladimir Putin’s much more 
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           recent fulminations
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             about the need to resist “Satanic” Western forces of spiritual pollution that threatened Russia’s “traditional values.” 
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           Such glorifications of spiritual conflict and worldly suffering may even trace their roots all the way back to the semi-mythical Boris and Gleb, the first saints of the Russian Orthodox Church.  Russian tradition, after all, presents them (e.g., in the 12
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           th
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           -Century Primary Chronicle) as noble “passion-sufferers” (strastoterptsy) who had – as 
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           Figes recounts
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            – “willingly laid down their lives for the salvation of the Russian land” and whose sacrifice forced “a covenant between God and the newly baptized Rus, a new Terra Sancta, which was thus endowed with special grace.”  In the traditions of such thinking, Ivan Ilyin’s writings do not seem so outlandish.
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            At any rate, Ilyin clearly had no fear of the horror and destruction of warfare.  He even noted pointedly that “the best, bravest[,] and most heroic men die in war, while the sneaky and cunning survive it.”  The suffering caused by war was apparently not to be feared.  For him, “the essential purpose of Christianity” was “to sanctify every moment of earthly toil and suffering.”  Indeed, the entire world “may be rejected … insofar as it is not in God or is against God … insofar as it is a source or weapon of godless lusts.” 
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            So if Ivan Ilyin’s work sounds creepy and sinister to you – especially from the perspective of what such sentiments might mean in the context of nuclear weapons ethics – well, it jolly well should.  I, for one, am not too comfortable seeing nuclear weaponry in the hands of a ruler who idolizes Ilyin, and if Ilyin’s Christianized vision of righteously transgressive sword-wielding and embracing redemptive mass suffering is any indication, contemporary Russian Orthodox nuclear weapons ethics may be alarmingly permissive. 
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           Especially in a Russian nationalistic Orthodox context suffused with what has been called a “cult of sacrifice” – in which the Soviet Union’s appalling casualty rates during the Second World War are invoked, as Figes has noted, “
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           as proof not of Soviet inefficiency and callous disregard for human life, but of Russia’s sacrifice, the price it paid to save humanity
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           ” – the world doesn’t need that kind of Ilyinist “fiery prayer” thinking in the nuclear business.
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           Communist China
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            And that’s just Russia, where at least there are religious officials who pronounce publicly on nuclear weapons issues.  It is even harder to tell where the Chinese Communist Party (CCP) is on these matters.  It’s not merely that China has no clear analogue to Just War theory in the first place, but also that so much of what its officials do say about nuclear weaponry is so deeply propagandistic and performative – intended, as the saying goes, to influence more than actually to inform. 
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           In its official messaging to the outside world, China does lay claim to a superlative nuclear morality, not least in purporting to take a “minimalist” approach to nuclear deterrence and to have an ironclad nuclear “No First Use” (NFU) policy even while 
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           engaging in a massive nuclear build-up and moving its strategic forces increasingly to “launch on warning” status
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            at a time when Beijing faces what is surely the smallest military threat from the outside world, in relative terms, since the late 18
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           th
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            Century.   Honesty and candor about sensitive issues aren’t precisely the CCP’s strength, however, and there’s no clear way to separate the chaff of propagandistic virtue-signaling aimed at Western and Global South audiences from the wheat whatever actual beliefs may lie underneath.
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           The last time a senior Chinese official actually spoke clearly and directly about nuclear war issues, in fact, was Mao Zedong himself, who infamously declared that nuclear proliferation was a “great contribution to the cause of peace.” Indeed, if you believed Mao, nuclear war should almost be welcomed, for it would lead to the “total elimination of capitalism” and thus usher in an epoch of “permanent peace” because “the whole world would become socialist.”  I can’t quite imagine anyone in Beijing today believing that, of course, but while we sit around in academic fora debating nuclear deterrence, Just War theory, and Pope Francis’ recent pronouncements against nuclear weaponry, what CCP officials and People’s Liberation Army generals truly think about nuclear ethics is anybody’s guess.
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           If anything, though modern CCP-ruled China often likes to project a kind of quasi-Confucian moralism, there is some reason to worry that even this framework will not correspond in a recognizable way to the dictates of what we ourselves might deem genuinely moral.  After all, back in ancient times, 
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           orthodox Confucians only accorded homo sapiens the status of being human by degrees
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            , corresponding to the extent to which they had become Sinicized and conformed to Confucian rituals.   In this view, only Chinese people were truly human, and at the outer edges of the empire’s imagined civilizational topography, distant “barbarian” peoples who refused or were incapable of following Chinese norms were quite literally no better than beasts. 
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           No wonder, then, that it was quite proper that, despite Confucians’ general disdain for the military arts within China, what Confucius called “
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           punitive military expeditions
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            ” could and indeed should proceed from the civilized Sinic core to show such barbarians their place.  When you don’t regard the foreign “Other” as being fully human – and in fact regard them as being subhuman or even bestial precisely to the degree that they live by a value system different from your own – I’dimagine that your operational military morality vis-à-vis such foreigners can get pretty permissive. 
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           So how, if at all, do such ancient traditions map on to modern CCP thinking?  That’s very hard to say.  In terms of basic understandings and deep ethical traditions, however, one suspects that, as I observed a moment ago with Russia, China’s operational nuclear morality may be very different from the doubt-ridden and self-interrogative ethical positions one sees in Western nuclear discussions such as our own here in this conference.
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           Problems of Ethical Asymmetry
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           So what are the implications of all this?  I do worry that in discussions like this, we spend so much time debating among ourselves whether or not to be in the nuclear deterrence business in the first place, but we gloss over the impact that such largely intra-Western debates may have on real-world issues of deterrence and strategy.  As with the civil-society activism of the nuclear disarmament movement – which by its nature is more likely to constrain nuclear decision-making in free democratic societies than in the nuclear-armed authoritarian powers whose revisionism lies at the root of the world’s contemporary nuclear anxieties – I would urge us not to ignore the potentially asymmetric impact of our being, in effect, the only players really focused upon such questions of nuclear morality.
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           To be sure, it’s certainly worth considering – as an ethical matter – how much such asymmetry of impact should matter.  But as a strategist and national security policy professional, I think it does. 
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           Already, for instance, one of our geopolitical adversaries is conducting a war of aggression under what might be called an “
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           offensive nuclear umbrella
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            .”  Vladimir Putin clearly hoped – and to some extent continues to hope – that we will be sufficiently afraid of nuclear escalation and rattled by his brazen nuclear saber-rattling that we will simply stand by while he invades, annexes, and destroys a free, sovereign neighboring democracy.  And Xi Jinping is himself now engaged in a massive expansion of China’s nuclear capabilities, perhaps with a similar “offensive umbrella” in mind in support of his desire to subjugate the free citizens of Taiwan. 
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           Both dictators seem to be trying to weaponize our nuclear neuralgias, assuming that the West’s otherwise commendable distaste for nuclear weaponry and our anxious concerns about nuclear ethics will make us more easily coerced and allow our friends to be more easily devoured.  In that sense, the asymmetry in nuclear ethics is already having major geopolitical implications, and they’re not good.
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           From a more philosophical standpoint, however, I could at least imagine an argument that this asymmetry doesn’t matter. A Kantian deontologist, for instance, might not care whether our adversaries bother their strategists and nuclear planners with ethical restrictions.  Nor might that deontologist particularly care whether, when they see us debate nuclear ethics so earnestly, our adversaries draw conclusions about us that actually encourage aggression – thus, ironically, making war, and even nuclear war, more likely.
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            For my part, however, I can’t persuade myself not to care about those things.  You don’t have to be Ivan Ilyin to suspect that while “turning the other cheek” is a praiseworthy ethical system up to a point, applying such a simple ethical reflex in the same way both to a mere slap and to a brutal war of aggression and conquest isn’t actually all that ethical. 
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            During my professional career dealing with nuclear weapons issues, I have occasionally heard disarmament activists suggest that due to the potentially species-existential stakes of nuclear warfare, the only moral response to nuclear weapons threats is simply to surrender to the nuclear-armed aggressor.  Such claims, however, are uncommon, and most observers probably think such a position would be quite problematic. 
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            While one could reasonably debate the notion that surrender to tyranny might be preferable to a certainty of global extinction, I believe that’s a false choice.  In the real complexity of the real world, such simplicity represents only a pseudo-ethical mode of thinking.  The world’s vicious authoritarian aggressors may want us conscientious Westerners to adopt such thinking, but we should not. 
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            Ethics, I would argue, indeed does require us to consider the risks of nuclear holocaust, and it would be madness to assert that it does not.  But it also requires that we consider the degree of risk that such a horror will occur, and that we consider the moral implications – and the likelihood – of how things might be without nuclear deterrence, especially in a world of predatory states that but for our nuclear weapons posture might well be committing even more great evils than they are today. 
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           I cannot offer a crisp algorithm that lets someone calculate ethical answers to these questions with mathematical certainty, of course, but I feel pretty confident that an ethical system that gives no thought to these complexities is not truly ethical at all.
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           In reality, just as the Law of Armed Conflict the Law of Armed Conflict (LOAC) 
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           encourages and empowers us to engage in nuanced moral reasoning
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             when weighing military necessity against the principles of proportionality, distinction, and humanity in wartime, I also believe that our ethical traditions give us rich resources with which to struggle with these dilemmas without having to collapse into
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           simplistic cartoon-caricature conclusions that see all nuclear weapons possession and all deterrence as
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           prima facie
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           immoral
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            . 
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           For my part, I remain firmly convinced that nuclear deterrence remains both possible and a profoundly ethical choice.
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            The challenge for us, both morally and practically, is how to wrestle with these questions and arrive at answers that reflect the fact that while it is of course an ethical imperative to avoid nuclear Armageddon, it is also an ethical imperative to deter aggression and keep evil predators from devouring sovereign polities and enslaving free peoples.  I believe nuclear deterrence provides us the real possibility of doing both these things at the same time – though of course not simply or easily, nor without any risk of failure. 
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           In struggling with such challenges, moreover, we cannot avoid factoring into our thinking our strategic adversaries’ ownnuclear morality – or perhaps, by our lights, their lack it.  If we wish to deter aggression by such powers, as I believe it is part of our moral duty to attempt to do, we need both to understand how they think about these issues and to appreciate the ways in which our own debates over nuclear morality may affect their calculations.
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           Thank you.
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      <pubDate>Sat, 07 Sep 2024 03:01:29 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/russia-china-and-the-challenges-of-asymmetry-in-nuclear-ethics</guid>
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      <title>Thinking About China’s Nuclear Weapons Policy</title>
      <link>http://www.newparadigmsforum.com/thinking-about-chinas-nuclear-weapons-policy</link>
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          Below are the remarks Dr. Ford delivered on August 9, 2024, to an event organized by the 
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            (NIDS).
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            Thanks for inviting me to speak. 
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            asked me to say a few words this morning about the nuclear weapons program of the People’s Republic of China (PRC) – and, more specifically, about Beijing’s extraordinary nuclear weapons build-up – based on a 
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           paper I published earlier this year
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           .  Naturally, I can only offer you my personal opinion, and you shouldn’t mistake my remarks as necessarily representing the views of anybody else, but it’s an important topic and I’m delighted to have the chance to talk to you.
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           China’s stunning nuclear expansion is certainly alarming, but it is also one of the more fascinating aspects of the growing PRC threat.  Remember, after all, that for decades it was both the claim of Chinese Communist Party (CCP) propagandists and the view of most international observers that China was somehow “different” than other nuclear-armed states by virtue of its “minimalist” approach to deterrence, small arsenal, “No-First Use” declaratory policy, and apparent disinterest in arms racing. 
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           China has now, of course, long abandoned what Deng Xiaoping once called “biding its time and hiding its capabilities,” and it is quite clear that such seemingly benign nuclear weapons policies have also now been thrown overboard.  Indeed, it’s quite possible that the “minimum deterrence” approach was always merely a temporary expedient, or perhaps even a smokescreen, part of a campaign of strategic misdirection to lull the rest of the world into complacency while the PRC built up other facets of its power until Beijing could engage with relative impunity in a massive nuclear expansion that was always, at some point, going to be in the cards as part of China’s “national rejuvenation.” 
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           But to make that point, I suppose, is to jump ahead a bit.  So what I’d like to do now is to circle back a little.  In 
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           my NIPP paper last February
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           , I tried to offer a sort of organizing framework for contemplating PRC nuclear weapons policy.  I suggested thinking about PRC nuclear weapons issues through the prism of three historical “eras” and four conceptual “framings.”
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           My “Three Eras” of Chinese nuclear policy correspond loosely to: (1) the early period of nuclear weaponization under Mao Zedong; (2) a so-called “minimum deterrence” period that stretches from Mao’s late years until relatively recently; and then (3) the “national rejuvenation” period that one could say began under Hu Jintao, thereafter accelerating under Xi Jinping, and in which China’s nuclear capabilities have been expanding rapidly.
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            My “Four Framings” sought to identify dynamics that may explain at least something about PRC nuclear strategy and policy.  They’re not necessarily alternative explanations, for they aren’t mutually exclusive, and it may be that each reveals something noteworthy about Chinese policy to some extent. 
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             The first framing is moralistic posturing, in which nuclear weapons policy is depicted by Chinese officials as demonstrating something about Beijing’s supposed moral superiority to its antagonists and rivals in the global security environment. 
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             The second is game-theoretical positioning, in which Chinese strategists seek to match their nuclear force posture in some relatively clear and articulable way to some threat they claim to fear, or in order to achieve some objective they prioritize. 
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             The third framing sounds a bit awkward, but I called it net power aggregation.  This is a dynamic in which Chinese officials seem to view nuclear weapons as a key part of their nation’s overall national power and a key to its success both in overall geopolitical competition and (if necessary) in warfighting. 
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            The fourth and final framing has to do with great power status-seeking, in which nuclear weaponry is seen as one of the indicia of global power and status that it would be intolerable for a “rejuvenated” China not to possess.
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           Let me briefly describe each of the three “eras,” before trying to explain how I tried in my paper to use the four “framings” to conceptualize influences that I think help shape PRC nuclear weapons policy and draw out some of their implications.
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           Three Eras of Chinese Nuclear Policy
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           The First Era: Weaponization
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            China tested its first nuclear weapon in 1964, but the road to weaponization was not smooth.  From the outset, foreign technology transfers were critical to the PRC’s bomb program, and China’s main “pro-proliferation” facilitator was the Soviet Union. 
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            In those days before the Sino-Soviet split of the late 1950s, Moscow agreed to provide “full assistance in the fields of nuclear physics and the peaceful uses of atomic energy.”  Chinese nuclear scientists were sent to the USSR to train, and Moscow helped the PRC in its early development of nuclear technology. 
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           In 1957, the Soviets agreed to provide a ballistic missile to China, as well as technical details on nuclear weaponry, and even an actual prototype atomic bomb.  The Soviets sent a team to Beijing specifically to tell China how to make nuclear weapons, and Soviet scientists helped build the Chinese nuclear weapons development facility in Haiyan – apparently constructing it as an exact replica of the Soviets’ own nuclear weapons development “closed city” of Arzamas-16 (now known as Sarov).
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           Not all of this, however, went smoothly for China, for the Soviets soon got cold feet as their overall relationship with the PRC soured.  Problems arose out of growing disputes and rivalries within the Communist bloc centered on China’s discomfiture at being geopolitical second-fiddle to anyone, and out of Mao Zedong’s sometimes shockingly cavalier attitudes toward nuclear war at a time in which Soviet Premier Nikita Khruschev had begun to take a more cautious approach in the years after the near-catastrophe of the Cuban Missile Crisis.
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           CCP officials in those years depicted Beijing’s acquisition of atomic bombs as a noble serviceto mankind, for it would break the malign monopoly of the U.S. and the Soviet Union, preventing the rest of the world from having to be the superpowers’ “nuclear slaves.”  Nuclear proliferation, therefore, was thus painted as a public service: a “great contribution to the cause of peace.”
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           Mao thus opposed arms control and even seemed comfortable with the idea of nuclear war itself.  He regarded war with the capitalist states as being quite likely, and he clearly felt that a nuclear war would by no means be an entirely bad thing.  It would ensure, he suggested, the “total elimination of capitalism,” and thereby usher in an epoch of “permanent peace.”  According to Mao, “[i]f the worst came to the worst and half of mankind died [in nuclear war], the other half would remain while imperialism would be razed to the ground and the whole world would become socialist.”
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           Hearing such things, Nikita Khrushchev came to see Mao as basically being unhinged in this regard, concluding that Mao actually wanted a nuclear war so that both the United States andthe USSR would be devastated, leaving Communist China in the global catbird seat.  As Khrushchev put it later, “[e]verybody except Mao was thinking about how to avoid war.”  He reportedly said that “Mao Zedong is sick, crazy,” and “should be taken to an asylum.”
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           So despite his earlier help for Mao’s nuclear weapons effort, Khrushchev held back from delivering the actual prototype bomb he had promised.  In fact, by August 1960, all Soviet advisors were gone.  Thanks to Soviet help, China was already well along the road to atomic weaponization, but the PRC and the USSR were thereafter bitter rivals rather than allies.
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            China, therefore, entered the nuclear era with a worryingly nuclear-messianic reputation and in a firmly “pro-proliferation” mode – soon seeking to provide nuclear weapons assistance to Indonesia, and then beginning a long-running nuclear proliferation relationship with Pakistan. 
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           The Second Era: Minimalism
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            So that’s the first “era.”  The “Second Era” of China’s nuclear weapons history can be thought of as starting once Mao passed from the scene in 1976.  After his death, the man who remained China’s paramount leader throughout the 1980s and into the early 1990s, Deng Xiaoping, was far more pragmatic. 
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           Where Mao had attempted to build the PRC into a global revolutionary powerhouse and expected a climactic war with capitalism, Deng sought to build up China’s wealth and power through export-led growth, acquiring from the rest of the world the technological and industrial know-how it needed in order to grow stronger through the accumulation of what Deng’s advisors came to call “comprehensive national power” (CNP).  CNP was viewed as an aggregation of all the myriad factors that could help make a country powerful – e.g., military capabilities, economic strength, technological sophistication, political influence, cultural strength and self-confidence – and it remains a key concept in PRC strategic planning to this day.
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           Crucially, this learning period required that Dengist China maintain a relatively un-provocative geopolitical posture, lest alarming Chinese behavior provoke the West to cut off such transfers of technological and industrial knowledge and capability to Beijing.  After all, as we have seen, intemperate behavior under Mao had helped provoke the cutoff of Soviet nuclear and other military assistance several years before Beijing actually had the Bomb.  Deng’s China might avoid repeating this mistake in a new context of Western knowledge-transfer by simply not talking about its ambitions – or by pretending to have more modest ones than it did. 
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            This , then, was the context for Deng’s exhortation to “bide your time and hide your capabilities.”   Beijing was explicitly building up its CNP for some time in the future when it would no longer have to “hide” its capabilities anymore and could act in the world in ways it – impliedly – had always desired to do eventually. 
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           For so long as this cautious Dengism lasted, however, China’s posture in the geopolitical arena needed to seem unthreatening.  It needed to seem focused exclusively upon economic reform and upon generally market-based, export driven economic development.
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            It was during this period that our longstanding conventional wisdom about Chinese nuclear policy developed.  It came commonly to be said that China adhered to a “minimum deterrent strategy,” based upon a small nuclear force purely for second-strike retaliation to deter aggression and a “no-first use” (NFU) policy.   And indeed, for a long time, its arsenal remained relatively small, and was not obviously structured for warfighting. 
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            This was certainly what Chinese officials told the world – such as in emphasizing, in Beijing’s 2006 White Paper on Defense that “China exercises great restraint in developing its nuclear force.  It has never entered into and will never enter into a nuclear arms race with any other country.”  And it is what international observers seem generally to have believed. 
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           To be sure, even in Deng’s time there were suggestions that China regarded nuclear weapons as more than just a defensive tool.  As I’ll discuss more under the idea of my fourth “framing,” Chinese leaders also saw nuclear weapons as a status symbol and a sign of geopolitical progress.  Nuclear capabilities were part of how China could show that it had shaken off what CCP propagandists call their country’s “Century of Humiliation” at Western and Japanese hands and was regaining the “Middle Kingdom’s” traditional place of importance in the world.
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           As Deng Xiaoping himself put it, 
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           “If it were not for the atomic bomb, the hydrogen bomb and the satellites we have launched since the 1960s, China would not have its present international standing as a great, influential country.  These achievements demonstrate a nation’s abilities and are a sign of its level of prosperity and development.’”
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           That said, however, as long as China’s force remained relatively small, most observers seemed to believe CCP official “mouthpiece” organs that China had no threatening nuclear weapons ambitions – and that we in the West therefore didn’t need to worry much about countering its nuclear plans.
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            But let’s take a quick detour into China’s nuclear “No First Use” (NFU) policy.  I won’t dwell too much on it here, but it must be mentioned because NFU has long been a critical piece of PRC messaging encouraging us to reach such conclusions.  This NFU policy, it is said, demonstrates the fundamentally defensive nature of nuclear weapons in PRC planning, and NFU proclamations have been central to Chinese multilateral diplomacy for decades. 
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            Indeed, it’s hard to overstate how important NFU is in Chinese nuclear-related diplomacy, and in the CCP regime’s official image of itself.  NFU is part of how China attempts to posture itself as being uniquely virtuous and geopolitically benevolent and non-threatening. 
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            I won’t go into the details here, because the Washington policy community is these days increasingly aware that China’s NFU policy is riddled with ambiguous caveats and not something one could truly rely upon in a crisis anyway, since it is merely a policy choice from which CCP leaders could depart anytime they like. 
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           Last autumn’s 
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           groundbreaking report of the latest U.S. Strategic Posture Review Commission
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            and the 
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           U.S. Defense Department’s reports on Chinese military power
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           , for example, make clear that China’s NFU promise has major qualifications.  These accumulating caveats are making China’s nuclear weapons policy 
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           harder and harder to distinguish from other countries’ declaratory policy – including our own
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            . 
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           Moreover, as I have argued for 
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           many years
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            , NFU policies are inherently ephemeral and unreliable.  In part this is because, as I noted, NFU is merely a non-binding promise, a statement of policy that – by definition – could be changed on a whim anytime the CCP leadership wants.  (It really only means that China promises not to use nuclear weapons first, until it decides to use them first!) 
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           And why should anyone have confidence, anyway, that in a war with a geopolitical rival that was going badly, a country with nuclear weapons would refrain from using them rather than suffer a massive defeat?   As I have repeatedly pointed out, 
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           including when in government
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           , in strategic terms, NFU pledges are pretty empty and useless, worth little more than the paper they’re seldom even printed on.
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            When you feel you can really trust a country’s word enough to make potentially existential national security decisions in reliance on such a promise, after all, you probably don’t worry about nuclear attack from that country in the first place.  On the other hand, if you distrust a country enough to worry about nuclear attack, you’d be a fool to take it at its word! 
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           Anyway, so much for the feel-good emptiness of NFU.  But it was a central plank of China’s second nuclear “Era” of so-called “minimal deterrence approach” for a long while.
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           The Third Era
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            Now we’re in the “Third Era” of Chinese nuclear weapons policy.  And today, of course, China is engaged in a massive nuclear expansion. 
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           And since we’re looking for insights into what’s behind Beijing’s nuclear decisions, it is worth stressing the context in which this build-up is occurring.  Specifically, in terms of relative military capabilities, China today faces less of a foreign military threat than it has at any time since the glory years of the Qing Dynasty in the 18
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           th
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             Century. 
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            Let me repeat that: in terms of relative capabilities, China today faces less of a foreign military threat than it has in centuries. 
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           Yet China followed its so-called “minimum deterrence” approach even back when the United States and Soviet nuclear arsenals were at their Cold War peaks, with scores of thousands of weapons between them.  This included years in which Soviet and Chinese troops were shooting each other in the north and the Kremlin was considering preemptive nuclear strikes on the PRC.  And yet, all that time, China kept its nuclear arsenal relatively small.
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            Today, by contrast, China’s build-up of conventional military power gives it the strongest armed forces China has had, relative to the rest of the world, in two centuries.  Meanwhile, the potential nuclear threats facing China are the smallest they’ve been since the early 1950s, as U.S. and Russian arsenals have been reduced to fractions of their levels at the end of the Cold War – to the point that today the U.S. arsenal is the smallest it’s been since the Eisenhower Administration, back when China began its nuclear proliferation collaboration with the Soviets.  Despite this, however, China is now buying new intercontinental ballistic missiles (ICBMs) like the proverbial sailor on shore leave orders drinks.  (I mean no disrespect to the Navy folks in the audience, by the way: I’m a former naval officer myself!) 
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           China is on track to have about the same number of deployed strategic nuclear warheads we do – that is, about 
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           1,500 of them
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            – by 2035,  including those based in 
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           several hundred new missile silos
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           , and we have no idea whether it will stop there.  The build-up also includes massive new road-mobile ICBMs, missiles with maneuvering hypersonic glide vehicles (HGVs), an HGV-equipped fractional orbit bombardment system (FOBS), new ballistic missile submarines capable of targeting the U.S. homeland from “bastions” in the South China Sea, and a vast new nuclear weapons production infrastructure with a throughput that puts our own aging nuclear complex to shame.
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           All of which raises the obvious question: why all of this stunning and destabilizing Chinese nuclear weapons expansion, and why now?
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           The “Four Framings” 
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            To help answer this, I offer my “four framings” to help us think about factors influencing Chinese nuclear weapons policy.  Remember, they’re: (1) moralistic posturing;  (2) game-theoretical positioning; (3) net power aggregation; and (4) great power status-seeking. 
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           Moralistic Posturing 
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           With regard to moralistic posturing, China has clearly long made nuclear weapons policy part of broader messaging campaigns encouraging the belief that China is a uniquely benevolent and virtuous international player whose rise nobody should fear, much less counter.
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            Indeed, even Mao Zedong’s nuclear recklessness was profoundly moralistic in its own way.  (Remember, he portrayed China’s weaponization as a noble mission and service to the world.)  And of course, China’s NFU policy has for decades been a key element in the “we are very virtuous and nobody should fear us or do anything to counter our rise” narratives deployed by CCP propagandists since the beginning of the “biding time and hiding capabilities” era.  Moralistic posturing remains important in CCP messaging even today, while Beijing is engaged in a massive nuclear build-up. 
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            Despite all the moralizing, however, there is today remarkably little moderation in PRC nuclear behavior.  It may be significant that China still doesn’t officially admit to the nuclear build-up that everyone can see is happening, but such posturing certainly isn’t preventing it. 
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                       Game-Theoretical Positioning
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           When it comes to game theoretical positioning – “framing” number two – I think you could at least make the argument that Chinese nuclear policy is responsive to some concept of threats facing China.  It’s not a very strong argument, mind you, but I could envision one.
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           It is at least conceivable, for instance, that modern CCP leaders under control freak and Chairman-for-life Xi Jinping are paranoid enough to believe that the malevolent foreign barbarians who run Washington might launch an out-of-the-blue first strike on China, thereafter relying upon the small U.S. homeland missile defense system to protect America against whatever Chinese forces had survived that attack.  If they truly feared such a thing, I could imagine an argument that China needed more ICBM silos to absorb incoming U.S. warheads and increase the odds of enough PRC systems surviving to overwhelm our missile defenses.  Maybe, therefore, you could construct a rationale for a PRC nuclear build-up.
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            But while I can’t rule out some kind of game-theoretical logic applying here, I must say I don’t find it particularly compelling.  Not least, the idea seems unpersuasive because the scale and rate of China’s current massive expansion of nuclear capabilities seems so out of line with any nuclear threat China might reasonably feel itself to face. 
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           Indeed, the U.S. nuclear arsenal – arguably the most acute nuclear threat to China in the present geopolitical environment – isn’t presently increasing at all, and hasn’t been.  (Quite the contrary: it’s been shrinking for a generation.)  While U.S. administrations sometimes talk a good game about expanding our missile defenses, moreover, we’ve done precious little to actually do so.
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           Moreover, as I already mentioned, relative to the rest of the world, the net military threat to China – in both conventional and nuclear terms – is now smaller than it’s been since the days of the 
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           Qianlong Emperor
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            .  It’s not impossible that there are North Korean levels of paranoid pathology in the CCP leadership, of course, but it seems rather an extreme interpretation to suggest that China has preemptively reacting over the last few years to a theoretical future expansion of U.S. nuclear capabilities that nobody in Washington has actually planned or budgeted for. 
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           If anything, that argument would get the arrow of causality precisely backwards.  In fact, if the United States does finally begin expanding its arsenal in the years ahead, this will be in large part a reaction to China’s, build-up.  So that “responding to threats” game-theoretical explanation for China’ current spree of nuclear weapons binge-buying seems to me entirely unconvincing.
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           If there is any game-theoretical explanation for China’s nuclear build-up, therefore, it surely lies less in perceived threats than in perceived opportunities.  Specifically, it is to me veryplausible that Beijing is engaged in its current massive nuclear build-up in order to improve what I call the “
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           offensive nuclear umbrella
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            ” that strategic deterrence can create, and under which a revisionist would-be aggressor may try to carry out wars of territorial aggression. 
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           We usually think of a nuclear deterrent “umbrella” as defensive, but it could also potentially be employed as an offensive weapon, with a nuclear standoff creating tactical “space” in which an aggressor might be able to devour regional victims without facing counter-intervention.   Vladimir Putin, for instance, has been trying to employ such an “offensive nuclear umbrella” by using nuclear saber-rattling to scare the United States and NATO out of providing support for Ukraine as that country battles Russia’s war of conquest and annexation against it.   
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           And it would be in no way surprising if, as Xi Jinping has precisely this kind of “offensive umbrella” in mind vis-à-vis Taiwan.  Indeed, I rather think he does.
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                       Net Power Aggregation
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           When it comes to the third “framing” of net power aggregation, I think Chinese leaders may well view nuclear capabilities as one element of that broader aggregation of power vis-à-vis other players that tends to decide geopolitical outcomes.  Through the prism of longstanding CCP theorizing about “Comprehensive National Power” (CNP), this would make perfect sense, just as it would have in Soviet “correlation of forces” thinking.
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            As I noted earlier, CNP thinking envisions power as an aggregation of many facets, such as military, economic, technological, political, and cultural power.  And it assumes that the possessor of the most CNP is essentially destined to prevail in the international arena, at least eventually, becoming its norm-setter. 
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            This has been an important element of CCP beliefs about the geopolitical environment at least since the early days of Deng Xiaoping’s rule when CNP concepts first gained currency in Party writings.  And I think it highly plausible that China considers nuclear weaponry an important element of aggregate power that should be, as with other facets of power, maximized as much as one can. 
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           Moreover, it would be quite logical for China, pursuant to Deng’s “bide your time and hide your capabilities” approach, to avoid the provocative strategic optics of a massive nuclear build-up until relatively late in the CNP game, thus minimizing the risk of precipitating foreign countermeasures until Beijing felt ready to handle the consequences.  As in, perhaps … now.
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           Great Power Status-Seeking 
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            Finally, I also find the “framing” of great power status-seeking quite persuasive.  As I observed earlier, such a framing already finds support even in Deng Xiaoping’s declaration that nuclear weapons “demonstrate a nation’s abilities and are a sign of its level of prosperity and development.” 
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           Chinese nationalists have long looked for indicia of geopolitical status by which to measure China’s relative position and its “return” to the great power status of which they feel it was robbed in the 19
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            Century.  It would thus surprise me not at all were modern Chinese leaders to conclude, in effect, that China would be unable to feel it had truly achieved its geopolitical “return” and “national rejuvenation” if Beijing did not possess the world’s foremost nuclear arsenal.  In fact, it might be almost surprising if a nuclear weapons build-up did not occur sooner or later. 
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           Conclusion
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           So where does all this leave us?  Well, you can add up the pieces as well as I can.  Of all the “framings” I have described, only the first – that of moralistic posturing – would seem even potentially to provide a basis for nuclear weapons restraint, and even that clearly doesn’t seem to be happening.  Apart from its simply not talking about the build-up that everyone can now see in progress, “restraint” is a word that can no longer be used to describe China’s nuclear weapons policy!
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            The other three framings I have discussed don’t seem to conduce to nuclear restraint.  Indeed, they may be worryingly mutually-reinforcing in helping drive the current build-up.  To the degree that Chinese nuclear policies are influenced by game-theoretical positing, net power aggregation, or great power status-seeking, all these influences would seem to point in the direction of more nuclear weapons expansion rather than less. 
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            I fear, too, that the potential implications of such self-reinforcing dynamics of game-theoretical advantage, power-aggregation, and status-seeking are also not hard to see.  As I suggested in my NIPP paper, historically-minded observers might be forgiven for seeing echoes here of the status-obsessed, militaristic, belligerent, and geopolitically revisionist Kaiser Wilhelm II of Germany – a story of destabilizing ambition that did not end very well for anyone. 
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            The CCP’s ambitions are certainly creating some very dangerous clouds on the horizon. 
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           Thank you for listening.
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           — Christopher Ford
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      <pubDate>Fri, 09 Aug 2024 15:17:33 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/thinking-about-chinas-nuclear-weapons-policy</guid>
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      <title>Four Warnings About the “Dark Quad”</title>
      <link>http://www.newparadigmsforum.com/four-warnings-about-the-dark-quad</link>
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            Below appears the text on which Dr. Ford based his comments at a symposium organized on July 23, 2024, on “Emergence of A New ‘Quad’: The Growing Entente Between China, Russia, North Korea, and Iran,” hosted by
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           National Institute for Public Policy
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           Thanks for inviting me to participate in this webinar on the “New Quad” of the brutal dictatorships of China, Russia, North Korea, and Iran.  I myself prefer to think of these four as the “Dark Quad,” for in a sense they do form the perfect malevolently antithetical counterpoint to the valuable work of the real Quad – that is, the important quadrilateral dialogue between the developed democracies of the United States, Japan, Australia, and India. 
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           It would probably be difficult to overstate the potential challenges that the “Dark Quad” presents to international peace and security – not to mention to our own country’s national security interests and those of our allies and partners, and indeed all who prize peace and wish to preserve their political autonomy as sovereign peoples. Time being short, I’ll mention just four big ones.
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           These remarks offer only my personal opinions, of course, and don’t necessarily represent the views of anyone else.  They’re also pretty depressing, I suppose.  But let me offer what insights I can.
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            My four warnings are all related to the fact that the military quasi-alliance of the Dark Quad includes both the world’s only two nuclear-armed revisionist great powers and the world’s two most prominent nuclear proliferators. 
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            Of the two proliferators, North Korea, of course, pursued nuclear weapons for years, signed the Nuclear Nonproliferation Treaty (NPT) in bad faith, immediately violated it, got caught, obtained a concessionary deal with the West in return for supposedly freezing its nuclear weapons work, violated that promise too, then pulled out of the NPT, and has since built itself a rapidly-growing and ever more sophisticated nuclear arsenal.
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            For its part, Iran pursued nuclear weapons for years, got caught, faced international sanctions, obtained a concessionary deal with the West in return for temporarily delaying its nuclear progress, but is today busily at work enriching uranium and cementing its status as a so-called “latent” or “virtual” nuclear weapons possessor able to sprint toward weaponization at the drop of a hat.
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            And the great power members of the Dark Quad are currently involved in their own nuclear build-ups.  This means not just modernizing legacy systems, but more importantly also building entire new categories of delivery system, and apparently conducting secret low-yield nuclear testing.  In Beijing’s case, it also means expanding the size and scope of the Chinese Communist Party’s nuclear arsenal at a truly shocking pace despite China already being, in relative terms, the most powerful it has ever vis-à-vis any potential adversary power since at least the 18
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             But the problem doesn’t lie just in the capabilities of these four Dark Quad authoritarian dictatorships.  They also exhibit grave behavioral pathologies far beyond just the internal brutalities of their ruling regime’s domestic repression. 
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             One of them, (Russia) is actively involved in a vicious war of aggression to capture and annex a neighboring democracy. 
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            Another (China) has been preparing itself for years to invade and destroy one of East Asia’s most vibrant democracies in Taiwan, even while also grabbing at bits and pieces of territory from other neighbors to the south.
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             A third (Iran) continues to nurse destabilizing dreams of theocratic hegemony in the Middle East, and expresses this by actively subverting and attacking other countries in its region. 
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            And the fourth (North Korea) is ruled by a dynasty of reclusive dictatorial sociopaths who periodically lash out in violent affronts to the sovereignty and security of another vibrant East Asian democracy to their south.
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           So what, as the saying goes, could possibly go wrong?  (A lot, obviously!)  So, as a starting point, let me offer four warnings.
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           The Death Knell for Nonproliferation
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            First, as a longtime nonproliferation diplomat, I should point out that the advent of the Dark Quad may sound a death knell for the nuclear nonproliferation regime.  By that I don’t mean that it’s impossible for some rump, denuded shell of that regime to stumble along for a while.  I hope it does, and there’s certainly still lots of important nonproliferation work that can still be done. 
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           But with two veto-wielding Permanent Members of the U.N. Security Council and regional aggressors now in a de facto military alliance with the world’s two worst nuclear proliferators, it’s hard to see much real hope for the global nonproliferation regime being effective going forward.  After all, the international community did a notably bad job of handling the challenges presented by the two proliferators of North Korea and Iran even back when there appeared to be a consensus among the great powers on the importance of nonproliferation.  And now, now that Russia and China are putting the “pro” back into “proliferation”?  You can probably forget it.
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           Pooled Adversary Capabilities
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           My second warning has to do with the implications of the fact that the four members of the Dark Quad now increasingly have the opportunity to pool their capabilities in various ways against the three things they hate most: the United States, the other countries of the West, and the current rules-based international order.
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           Part of the Dark Quad threat comes from the possibility of what might in some respects turn into a “pooled” adversary defense industrial base.  We have seen from the Ukraine conflict that the requirements of modern, high-intensity conventional war in terms of equipment, materiel, and manpower are simply enormous.  After decades of post-Cold War complacency and strategic myopia, however – years in which we assumed that our former strategic adversaries would “
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           cooperate with us in diplomacy and global problem solving
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           ” and in which we built our national security strategy around the assumption that those powers were indeed “
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           no longer strategic adversaries
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           ” at all – such productive capabilities are far beyond our current capacity to supply them.
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           Yet already China is helping equip and bankroll Russia’s war in Ukraine with financial support, technology, and other aid – thus recently eliciting a rare NATO rebuke of Beijing as a “
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           decisive enabler
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           ” of  Putin’s war of aggression – while North Korea supplies Russia with munitions with which to kill Ukrainians, and Iran likewise supplies drones.  Russia, meanwhile, has 
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           promised to help North Korea
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            with unspecified assistance, China and Russia have both 
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           helped Pyongyang evade U.N. sanctions for years
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            , and China also funding Iran’s regional destabilization and aggressive missile program by buying Iranian oil. 
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           We need, therefore, to be keenly aware of – and, if we can, move to counter – the threat that the Dark Quad will increasingly “pool” industrial and military capabilities in ways profoundly dangerous to the United States, our allies and partners, and indeed to any country with the bad fortune to have one or more of these predatory powers as a neighbor.  This certainly doesn’t necessarily mean that I foresee some kind of quadripartite analogue to China’s own domestic “
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           Military Civil Fusion” (MCF) strategy
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             of trying in effect to erase all distinctions between the military and civilian sectors, for I can’t see anything that elaborate or ambitious being possible among the Dark Quad powers. 
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            At the very least, however, the Dark Quad will likely do more in these regards than it ever has before – and potentially a great deal more.  We in the United States are no strangers to seeing each of the Dark Quad powers as a threatening problem state in its own right, of course.  Nevertheless, we haven’t yet gotten our minds around the possibility that their various different strengths as international malefactors could complement each other and become mutually reinforcing in a deliberately coordinated way. 
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           From a deterrence and nuclear force posture planning perspective, U.S. planners are already struggling with the implications of the unprecedented challenge of facing two nuclear-armed near-peer adversaries at the same time.  But the problem is bigger than that, also encompassing broader issues of Defense Industrial Base (DIB) capacity, critical supply chains, military-technological development, and even mobilizable manpower.  (Already, for instance, Russian media have claimed that 
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           North Korean “volunteers
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            ” are being readied to be sent to Ukraine.  How close might Dark Quad cooperation become in the future?) 
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           It is not for nothing, after all, that the great 19
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           th
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            Century Prussian and then German statesman Otto von Bismarck referred in his memoirs to the “
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           nightmare of coalitions
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           ” (“le cauchemar des coalitions”) when contemplating the possibility that his country’s potential enemies – and at that point he had Russia and Austria particularly in mind – might coordinate against it.  As American strategists contemplate a Dark Quad world, we need to keep an analogous cauchemar always in mind.
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           The Challenge of Coordinated Aggression
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           But this modern “nightmare of coalitions” goes well beyond simply the problem of aggregate – and potentially “pooled” – capability.  Growing Dark Quad cooperation also raises the potential problem of coordinated activity.   
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           U.S. officials have long been worried about the possibility of opportunistic aggression by one or more problem powers if the United States were to end up in hostilities with another of them.  (China, for instance, might move against Taiwan in an attempt to take advantage of the Americans being distracted by a campaign against Iran.)  Needless to say, from a force posture, asset-allocation, and logistics perspective, this is already a formidable problem for defense planners.  There are certainly sound reasons for concern, as my Missouri State University colleague Dave Trachtenberg has 
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           , that the U.S. Defense Department’s traditional “two-war” policy – namely, of being prepared for handle two simultaneous conflicts in different parts of the world – has been allowed to atrophy.
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           But the “nightmare of coalitions” raised by the Dark Quad goes beyond merely opportunistic aggression.  What if there were active coordination?  In a merely opportunistic aggression scenario, our various adversaries would implement military plans that had presumably been prepared independently, each according to its own logics.  Even worse than that, however, would be a scenario in which our adversaries implement military plans that have been deliberately coordinated, and in which they do this in a synchronized way and with capabilities deliberately chosen in order to present us with the most horrendous challenge possible.  That, needless to say, would be a very great threat indeed, and Trachtenberg is clearly right that we are today “
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           ill-prepared to prosecute a two-war scenario, especially one involving Sino-Russian collaboration
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           ,”  and things would be even worse with “three-bad guy” or “four-bad guy” scenarios.  We’ve got a lot of work to do.
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           The Challenge to American Nuclear Weapons Posture
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           Not incidentally, I’ll also add – and this is my fourth warning – this cauchemar des coalitions also puts paid to some the more persistent shibboleths of post-Cold War U.S. nuclear weapons policy.  For decades, since the beginning of the post-Cold War era, U.S. defense planners have relied upon our country’s unparalleled conventional military prowess as our first and best answer to adversary aggression, and president after president has promised to “reduce reliance upon nuclear weapons.” 
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            The possibility of opportunistic aggression by members of the Dark Quad, however – let alone that of coordinated aggression – suggests the conceptual bankruptcy of this longstanding ambition by signaling the possibility that even our vaunted conventional might be unequal to the operational demands of multi-theater conflict against the Dark Quad. 
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           Already, the coercive nuclear threats Russia has been making over Ukraine, grounded in the Kremlin’s huge superiority over NATO in lower-yield, theater-range nuclear delivery systems, have made clear our need to restore some loosely analogous capability of our own.  This is why we in the Trump Administration developed the lower-yield W76-2 nuclear warhead and began to build the Submarine Launched Cruise Missile-Nuclear (SLCM-N), and it’s why Congress has very sensibly prevented the Biden-Harris Administration from foolishly canceling the latter program.  And it may well be – especially as China follows Putin’s footsteps in developing ways to use its rapidly-expanding arsenal as an “
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           offensive nuclear umbrella
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            ” under which to conduct regional aggression – that even these U.S. plans are not enough to restore deterrent stability. 
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            But that’s a nuclear-centric threat.  The Dark Quad “nightmare of coalitions” also raises the threat that – for the first time in a long while – the United States may be unable to rely purely upon its conventional military power even vis-à-vis conventional threats.  We may not necessarily be there quite yet, but the day may be coming in which we might need theater nuclear weaponry to make up for potential conventional overmatch by a Dark Quad coalition. 
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           Despite this, Biden-Harris Administration officials continue to mouth shopworn platitudes about our aim of “reducing reliance upon nuclear weapons.”  Not to put too fine a point on it, but such statements are at this point, tragically, dangerous nonsense.
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           We some of this as recently as last month [June 2024], when National Security Council (NSC) Senior Director Pranay Vaddi 
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           told the Arms Control Association
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             that the Biden Administration remains “committed to seeking … a world without nuclear weapons” and to “reducing the global salience of nuclear weapons.”  His speech made headlines for his comment that if other powers are “unwilling to follow” our lead in reducing reliance upon nuclear weapons — and they “instead take steps to increase the salience of nuclear weapons – we will have no choice but to adjust our posture and capabilities to preserve deterrence and stability.”  We “may reach a point in the coming years,” he said, “where an increase from current deployed numbers is required.” 
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            Now, Pranay is a friend whom I’ve known for years from his previous service working on arms control issues as a career official at the State Department, and I like him personally.  I also appreciate the importance of him giving notice to the Arms Control Association that the disarmament-focused framework around which they have constructed their conceptual universe is falling down around their collective ears. 
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           Yet you may have noted Pranay’s careful conditionalities and his effort still to distance the Biden Administration from the real point.  He said that “if” our adversaries don’t follow our lead, we “may” at some point need more nuclear weapons.  But what he’s carefully not saying is what is, in fact, unfortunately all too true.  Namely: (a) we’ve been trying that for many years, and our adversaries have not followed our lead in reducing reliance upon nuclear weapons; (b) our effort to “lead” a path toward disarmament has been at best wildly unsuccessful and perhaps even counterproductive; and (c) if we are to restore deterrent stability, we need – not “in the coming years,” but in fact now – more nuclear capabilities than we presently have.
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           These truths have, alas, been apparent for some while.  Indeed, when I myself had Pranay’s current role in the Trump Administration NSC in 2017, I 
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           spoke to a nuclear disarmament group called the Ploughshares Foundation
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             to roll out the findings of an internal NSC review of U.S. disarmament policy I had led, which concluded that the United States’ post-Cold War approach to disarmament had not produced the results it intended, that it had “run out of steam,” and that new thinking was therefore necessary.  All that is even more true today, and the advent of the Dark Quad is simply driving this point home with painful acuteness. 
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           I desperately wish this weren’t the case, but putting our heads in the sand about this during an election year is no way to meet the challenges with which our adversaries confront us.
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           -- Christopher Ford
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      <pubDate>Wed, 24 Jul 2024 01:07:45 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/four-warnings-about-the-dark-quad</guid>
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      <title>Equipping Leaders for Strategic Competition Against China’s “Leverage Web”</title>
      <link>http://www.newparadigmsforum.com/equipping-western-leaders-for-sustained-strategic-competition-against-communist-chinas-leverage-web-strategy</link>
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            Below is the text on which Dr. Ford based his remarks at the
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           Johns Hopkins University's Applied Physics Laboratory
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          on July 18, 2024.
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            Good afternoon, everyone, and thanks for inviting me to speak at this showcase event for the Applied Physics Laboratory’s (APL’s)
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           Asymmetric Operations Sector
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            (AOS).  It’s been a pleasure to do some work with AOS over the last few months, and I look forward to a continuing relationship. 
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           Naturally, my remarks today are only my personal opinions, and don’t necessarily represent those of anyone else.  Nevertheless, knowing AOS’ keen interest in supporting a range of federal sponsors in the critical arena of strategic competition with the People’s Republic of China (PRC), I thought I’d offer you some thoughts on how I think U.S. and other Western leaders can better equip themselves for such struggles.
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            I’ll be talking a bit today about network relationships, but before I get too far down that road I thought I’d offer a little perspective on why I think it’s so important to understand the world’s dynamic networks of financial, trade, resource, supply chain, and other dependencies.  I’m no complexity scientist, but I have spent my professional career in national security policy and strategy – not least as a student of Chinese policy and strategy – and I do think that a key starting point for
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          competitive strategy is to understand that of our most important competitor.
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           And in that respect, I think it’s critical to understand the remarkable degree to which Beijing’s strategy revolves around the systematic creation and manipulation of such networks.  Only when that is understood, I would argue, can we really succeed in equipping our leaders for success in developing and implementing an effective counterstrategy.
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           To that end, what I’ll try to do over the next forty minutes or so will proceed in four steps. 
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            First, I’ll offer you a sketch of what I believe to be the basic model of social control that underlies the Chinese Communist Party’s (CCP’s) approach to maintaining its authoritarian and unaccountable power over the Chinese people. 
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             Second, I’ll offer you a glimpse of the ways in which I think the CCP has been trying to
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           aspects of that model, by degrees, to the rest of the world, in hopes of “training” foreign leaders and societies into stronger and stronger habits of instinctive conformity with what the CCP desires to help reshape the international order into one in which such Sinocentric deference has been generalized into a key organizing principle.
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            Third, I’ll try to explain the central role that creating and manipulating dependency networks plays in this PRC strategy with reference to some recent academic work on network topography and the ways in which it can potentially be “weaponized” as a coercive tool.
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            And then, fourth and finally, I’ll suggest at least one way in which I think clever folks such as you bright lights here at APL can help equip Western leaders – and indeed, any other leaders around the world who prize the preservation of their national autonomy and sovereignty in the face of Chinese coercion and manipulation – to be more effective in responding to the China challenge.
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           That’s a lot to cover, but let’s give it a try.
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           I.               The Cybernetics of CCP Social Control
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           Let’s start with something known as the “social credit score” system in China.  It’s very much still a “work-in-progress” effort, more completely built out in some regions than in others.  Nevertheless, it’s a remarkably sophisticated – and sinister – method of elite social control over ordinary citizens, and apparently a fairly effective means of buttressing authoritarian power.
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           In this vision, citizens’ behavior is monitored and recorded pervasively enough that their everyday socioeconomic privileges and opportunities can be adjusted on an ongoing basis depending upon how closely they conform to CCP expectations in any way the Party feels to be important – and, most of all, in matters of politics and politically-relevant social interactions.  If an individual engages in anything that the CCP deems to be disharmoniously “antisocial,” for instance, he or she might start to have problems getting high-speed internet connections to work well, obtaining a loan, getting permission to travel, or even using public transportation or accessing social services.  As I pointed out in a 
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           law review article last year
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            , the point is not to administer punishment to the offender per se.  It is to
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           train
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          “disharmonious” citizens into “harmonious” conformity with Party expectations, and all those around them. 
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           Thus, domestically, the CCP’s tools of discipline and its massive surveillance architecture work together to create social incentive structures that encourage ordinary people always to be policing themselves with an eye to what they understand the CCP would want.  Such generalized societal self-policing is more efficient, and more scalable, than traditional methods of direct totalitarian direction and control. 
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            And, as pointed out in a 2022 book by Josh Chin and Liza Lin, this approach has explicit roots in cybernetic theory, going in some ways back to a Chinese scientist by the name of Qian Xuesen who worked in the West for a while and became fascinated by Western scholarship in cybernetics.  His disciples in China developed a concept of “social cybernetics,” through which they claimed it would be possible to solve problems in the “open complex giant system” of Chinese society.  In some ways, the modern effort to develop a “social credit system” – also inspired in part by
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          credit score systems developed by Western banks to assess financial credit-worthiness – is the result.
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           II.              Creating and Manipulating “Leverage Webs”
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           But this isn’t just a domestic model, in which the CCP aims to “harmonize” away independent thought and dissent.  The CCP has also been trying to export aspects of this model to the rest of the world, by degrees, in hopes of shaping China’s security environment increasingly into a reflexively Sinocentric form.
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            As I argued in my recent law review article, one sees the use of this leverage web approach in the PRC’s employment of economic pressures to impose aspects of its own domestic censorship overseas even against foreign citizens and companies – from airlines to movie studios, and from lawyers to celebrities – who increasingly face CCP “punishment” even for merely
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          things CPP leaders find disagreeable.  In fact, even entire
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           countries
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          can now face collective chastisement for failing to conform to Beijing’s political demands, as Australia and Lithuania have already experienced. 
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            Already, the lure of profits in the China market – and the risk of being cut off from them should the CCP become unhappy with you – has also long made important segments of the Western business community eager proponents of deeper relationships with the PRC and hence its ruling regime.  This eagerness, in turn has encouraged U.S. policies that tend give the CCP even
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          leverage over us by making dynamic sectors of our economy more dependent upon maintaining the Party’s goodwill. 
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           You can see how this risks creating something of a “vicious circle” effect of accelerating dependency, which is itself a kind of system effect created by the positive feedback loop of business community greed at the prospects of making money in China irrespective of the strategic consequences.  The COVID pandemic and the CCP’s own penchant for too-obviously abusing such relationships – along with the Trump Administration’s success in pivoting American national security policy toward strategic competition with the PRC – seem have slowed this curve, impeding the CCP’s ambition to make China, in economic terms, a loose analogue to the “hyperscaler” technology firms that dominate the Internet for analogous positive-feedback “more success to the successful” network-topographic reasons.  But it’s a real dynamic nonetheless, and China hasn’t been shy about trying to exploit it.
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           Not unlike the ways in which the “social credit system” aims to “train” ordinary Chinese into following the CCP’s commandments, these economic pressures aim to “train” foreign leaders and societies into stronger and stronger habits of instinctive conformity with what the CCP desires.  This is a concept I call China’s “
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           leverage web
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           ” strategy, and it’s a key part of Beijing’s approach to shaping the international environment.
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           III.            Interdependence and its Weaponization
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            So that’s my take, at least, on the CCP’s ambitious strategy to train all of us into habits of supposedly “harmonious” conformity with the CCP’s wishes.  It’s a strategy that has had a great deal of success over the years, and it was employed especially successfully during the period during which the PRC generally followed Deng Xiaoping’s famous admonition to his countrymen to “bide your time and hide your capabilities.” 
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            That is, manipulating “leverage webs” supported the CCP’s strategic plan for China (a) to build up its strength in anticipation of confronting the West and the rest of the world with its power, but yet (b) to carefully
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          that power until the point at which the country was ready to reveal it.  Until that time, Beijing needed to conceal both its strength and its global ambitions behind a cloak of misdirection, manipulation, and efforts to encourage strategically myopic motivated reasoning among Western elites and publics.  “Leverage webs” were a powerful tool to help achieve this. 
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            Today, China’s “leverage web” approach
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           still
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          supports that grand strategy even as the CCP’s ambitious hopes for Sinocentric world order have become increasingly clear and the country neither “hides its capabilities” nor “bides its time” any longer.  Even now that China has outed itself as a strategic predator, there remains value for Beijing in being able to encourage others to believe that acquiescing to its demands tends to be profitable, and that opposing its designs tends to be painful.
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           But let’s shift, for a moment, from the strategic to the theoretical, for there’s an interesting body of literature that can help us understand the conceptual foundations of this strategy by highlighting the ways in which the topography of a relational network can create opportunities to “weaponize” its structure as a coercive tool.
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           I’m referring to the phenomenon of “weaponized interdependence” as described by Henry Farrell of Johns Hopkins and Abraham Newman of Georgetown, in a 2021 book they co-edited with Daniel Drezner of Tufts.
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            To be sure, the phenomenon of exploiting a dominant position in a relational network is hardly new.  History buffs, for example, may recall Great Britain’s relative success during the First World War in leveraging London’s centrality in the global financial and commercial networks of the period – not to mention its central position in that era’s underwater telegraph cable network – to craft an economic warfare strategy to isolate and impoverish its military adversaries in Germany and Austria-Hungary.  More recently, U.S. leaders were able to take advantage of an analogous degree of network dominance in developing the tools of American financial sanctions recounted by my former George W. Bush Administration colleague Juan Zarate in his 2013 book
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           Treasury’s War
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          , which have been used enthusiastically by every U.S. president since the 1990s.
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           But Farrell and Newman took the additional step of seeing such power specifically as a network effect. It doesn’t happen just anywhere, in other words, but only where the particular structure of global relationships has acquired a pronounced “hub-and-spoke” character: one huge central hub with innumerable direct connections to essentially all the other nodes in the system, and with relatively few cross-wise connections between those other nodes.  One single hub, in other words, dominates the network, and there are very few ways for other nodes to engage with each other that don’t in some way go through that hub. 
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           This helps explain the persistence of such structures over time, as well as the difficulty players on the “spokes” have in escaping such networks – for it is the tendency of certain network topographies to create “lock-in” effects that provides the “hub” with leverage when it tries to manipulate the relationship.  The advantages of joining to the hub are high, as are the costs of constructing any kind of alternative network structure, since that would require somehow persuading huge numbers of players to link instead to an alternative hub that will not at first (and potentially not for some time, if ever) provide them with anything like the benefits of connecting to the big existing central hub. 
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           As a result, players tend to get “locked in” by the structure of the network.  How many of you, after all, would feel comfortable creating a search engine to compete with Google, no matter how good your coding skills?  To a great degree, when networks have a pronounced hub-and-spoke structure, we tend to get stuck with hyperscalers whether we like them or not.  As I see it, China wants us to get “stuck” with dependency upon China in very much this sort of way.
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            But let’s get back to Farrell and Newman.  A key conceptual insight for them is that networks such as global finance and the Internet are networks like this, and that if you happen to be in a position to
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          access to those hubs, you have a great deal of potential power because the “exit costs” for other players may leave them no alternatives.  As they put it, such an understanding of the potential implications of network architecture offers a “structural explanation of interdependence in which network topography generates enduring power imbalances among states.”  The “topography of global networks” structures the availability of coercion, and when such coercive power becomes possible, they call it “weaponized interdependence.” 
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            In their analysis, if you do end up having a dominant position within a network like this, you can use it in at least two key ways.  First of all, even without actually coercing anyone, you can use such a position for
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          advantage, in the sense that it can basically let you see everything that goes on in that network.  You can see all this activity because it all more or less runs through you. 
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            The second potential use of a dominant position is more directly coercive, and consists of using one’s position to exploit the “chokepoint effect” created by everyone else’s network engagement having to run through you. If you have a chokepoint advantage, you can cut off those who displease you, and they can’t do too much about it.  Or, of course, you can
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          other players’ access to the network’s benefits to create behavioral incentive structures that will encourage them to act as you wish.  Hence my mentioning these dynamics in the context of modern Chinese coercion strategies.
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           Now, in their book, Farrell and Newman focus upon the extreme case in which a very pronounced hub-and-spoke structure – coupled with a country’s possession of the institutional capacity to manipulate it – can produce considerable “weaponizable” power.  As I argued in 
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           remarks at Columbia University earlier this year
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           , I suspect that such hypertrophic cases are relatively rare, but I would wager that this kind of analytical framework is still quite useful in intermediate scenarios. 
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            In particular, I’d say that their emphasis upon the need for a coincidence between (a) having some kind of network-topography-based advantage and (b) having the institutional capacity to manipulate that advantage points us to an important possibility.  It suggests that actors might – as a matter of policy and in order to support national security strategy – seek both to
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           accentuate
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          leverageable network advantages and to build themselves institutional mechanisms with which to employ such leverage.
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           Many such advantageous network topographies were doubtless originally unintentional.  One can’t really imagine a group of British aristocrats and industrialists sitting around over cheroots and brandy at a posh club in St. James two hundred-odd years ago, for example, plotting how to create a global hub-and-spoke financial network that the Empire would be able to leverage in economic warfare against its continental European adversaries in some future global war. 
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           I’m also pretty confident that U.S. leaders did not set out to make New York the financial hub of the late 20
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           th
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            Century in order to permit the Treasury Department to establish an 
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           Office of Foreign Assets Control
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          (OFAC) many years later that could thereafter use financial sanctions against international terrorists and nuclear proliferators in the 21
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           st
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            Century.  Most often, I’d reckon, such asymmetric network topographies develop through their own dynamics, and leaders discover only later that they’ve stumbled upon a tool that can be “weaponized” for political and security purposes.
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           But while many of the asymmetric relational advantages that China weaponizes in pursuit of its grand strategy today doubtless emerged without a lot of planning – being, for instance, a consequence of several decades of export-driven growth and development intended to make China rich, but that had the secondary effect of placing the PRC atop a whole range of global supply chains that it could thereafter manipulate – I believe the CCP has in recent years become much more genuinely strategic about such things.  One clear example of this is Xi Jinping’s “Belt and Road Initiative” (BRI), which is having only very mixed results in terms of providing economic benefits either for China or for China’s partner countries in the Global South, but which is proving
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          good at creating hub-and-spoke networks of infrastructural dependency that tie those partners’ economic fates increasingly to Beijing’s political goodwill.
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            To give another example, Xi Jinping’s concept of what’s called “dual circulation” also seems to be, quite explicitly, a strategy for protecting China against economic dependency on other countries while making
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          as dependent as possible upon
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           China
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          .  According to Xi Jinping, “domestic circulation” is intended to be “the mainstay” of the Chinese economy, with industrial production increasingly shifting from export dependency to reliance upon domestic consumption. 
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           At the same time, however, the “domestic and international circulations” are supposed to “reinforc[e] each other,” with continued export production providing what the CCP’s 14
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            Five-Year Plan described as “a trade powerhouse.”  Together they are intended to “form a powerful gravitational field to attract global resources and factors of production … and accelerate the cultivation of new advantages to be used in international cooperation and competition.”
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           Yes, you heard that last part right.  As the 14
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           th
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             Five-Year Plan said directly, the point is to give China “new advantages to be used in international cooperation and
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           competition
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          .”  As I noted, this is a concept under which the CCP hopes to gain competitive advantage by
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           minimizing
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          China’s dependence upon foreign trade while still
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          the rest of the world’s dependence upon Chinese manufactures. 
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           I’m not enough of an economist to tell you whether this would actually work as an economic strategy.  Hopefully it won’t!  But it does seem clear that the CCP keenly understands the strategic advantages to be had from being able to manipulate others’ economic dependence upon you while keeping your own dependence upon them to a minimum.  In effect, that’s how interdependence can be weaponized.
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           I very much hope it would be too much to see in this some CCP analogue to the efforts undertaken by Nazi officials in the late 1930s to prepare the Third Reich for its wars of territorial aggression by working to immunize Germany against League of Nations sanctions through the cultivation of what Adolf Hitler and Herman Goering – whom Hitler put in charge of this effort – called “blockade resilience (
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           Blockadefestigkeit
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          )” and “‘raw materials freedom’ (
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           Rohstoff-Freiheit
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          ).”  But I certainly can’t rule it out. 
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           IV.            Developing More Effective Responses
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            So what, then, can we do about all this? 
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            For one thing, we can do more of what we have
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           already
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          been doing.  That is, we can keep doing what the Trump Administration began, and the Biden Administration followed, in: (i) adopting policies designed to reduce U.S. vulnerability to CCP coercion by improving supply chain resilience and developing more domestic (or at least non-PRC) sources for critical inputs; (ii) identifying and leveraging the PRC’s dependencies upon the United States, such as in so-called “chokepoint technologies” in the high-technology realm; and (iii) working with our allies and partners to
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           coordinate
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          such approaches across the democracies of the developed world.  Whoever wins our election in November, I dearly hope they will continue along these paths we began to develop in 2018.
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           But I would argue that there’s also more we can do to help equip our leaders for even more effective policymaking and counterstrategy, by improving the quality of the information upon which they can base their decisions in such campaigns.  My own impression from working in the State Department during the Trump Administration to put technological pressure on the PRC through U.S. national security export controls is that good decision-support information is critical – but that getting solid data and being able to draw upon good supply chain and trading models is very difficult inside the government.
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            This isn’t just because such policy agendas can raise challenging questions that require high-stakes equity-balancing on the basis of complex “ground truth” information and sophisticated modeling of complicated real-world trading, financial, and supply chain networks, though that is certainly true.  It’s also because government officials contemplating a major move have strong incentives not to signal ahead of time that such a step is coming – lest its would-be targets have time to mitigate its impact – and because reaching
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           outside
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          of government for information and analysis may risk just such a disclosure.
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           To my eye, that means there’s a real need for some kind of capability that is accessible to the government on a trusted and entirely confidential basis – perhaps even at a level able to ingest classified information – which can draw upon trade flow, commercial transaction, economic performance, and other such data to provide decision-support analysis to U.S. and other leaders seeking to identify trade, resource-flow, commercial, or other dependency relationships relevant to China that are (or could become) subject to coercive manipulation. 
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            This, it seems to me, would hugely assist U.S. decisionmakers in the development of counterstrategy against the PRC’s “leverage web” approach.  For one thing, it would help them do more to identify, to understand, and – working with allies and partners – to
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           counter
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          Chinese efforts to build such webs around the world.  It might also help us identify, or even
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           create
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          , opportunities to
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          on Beijing and use such leverage-web approaches ourselves, as part of our own competitive strategy to preserve the sovereign autonomy of all nations against self-aggrandizing Chinese coercion. 
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           All this makes the development of such a capability sound to me like rather a no-brainer, but as far as I can tell – now from outside government – it is still the case that little such capacity currently exists.  That’s why I’m so pleased to be able to talk about these issues with you folks at APL, not only because your skillsets are in many ways exactly what one would need in order to build such a capability and offer such services – including at the classified level – to a whole range of federal sponsors in support of U.S. competitive strategy, but also because you already have a tremendous track record of trusted support to American national security decision makers going back all the way to the Second World War. 
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           V.             Conclusion
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           So that’s Chris Ford’s two cents’ worth, anyway.  So, just to recap, I do think China has a coherent and fairly sophisticated theory of social control behind both its domestic repression, and behind its increasing effort also to train the rest of the world to behave in ways more congenial to the CCP and tolerant of the Party’s dangerous global ambitions.  This approach builds upon cybernetic concepts, and I think it can be usefully understood through the prism of the growing literature that now exists on the “weaponization of interdependence.” 
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           Most importantly, however, this Chinese approach can perhaps also in many ways be better met and countered through the more sophisticated incorporation of these sorts of concepts into our own national security and foreign policy decision-making and that of our allies and partners.  If you ask me, APL can play an important role in helping make this possible. 
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           If you are able to help in these regards, in fact, there ought to be lots of people who will want to look to you for such support, not just in the U.S. Government, but also farther afield.  After all, the kind of “harmonious world” that the CCP envisions creating – one explicitly modeled on the so-called “harmony” of China’s domestic system of repressive governance – is a Sinocentric world of CCP-deferential conformity that no self-respecting member of a free, sovereign national people should want to live in.  If you can find a way to empower the development of more effective counterstrategy through the development of such a network-analytical decision-support capability, you ought to have many opportunities to use it, and many partners with whom to work.
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           Thanks!
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           -- Christopher Ford
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      <pubDate>Thu, 18 Jul 2024 23:57:14 GMT</pubDate>
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      <title>Dead or Deferred? Nuclear Arms Control in an Age of Revisionism</title>
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            In June 2024, the
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           Center for Global Security Research
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            at the
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           Lawrence Livermore National Laboratory
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            published a book on
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           Aligning Arms Control with the New Security Environment
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           , to which Dr. Ford contributed a chapter entitled "
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           Dead or Deferred?  Nuclear Arms Control in an Age of Revisionism
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            ."  You can access the book on CGSR's website
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           here
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           , or use the button below to download a copy of Dr. Ford's essay. 
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      <pubDate>Fri, 07 Jun 2024 08:16:29 GMT</pubDate>
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      <title>New Old Wisdom on a Nuclear Deal with Iran</title>
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           Below are the remarks Dr. Ford delivered at a workshop on the nuclear future of the Middle East which was held at the 
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           Lawrence Livermore National Laboratory
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            on May 21-22, 2024. 
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           Good morning, everyone, and thanks Livermore for having me here.  It’s always a pleasure to be out here at the lab, and the 
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           Center for Global Security Research
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            has picked an important and – alas! – all too timely topic in holding this conference. 
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            In any discussion of the role and future of nuclear weapons in the Middle East, of course, the proverbial elephant in the room is Iran and its growing nuclear program.  And Iran’s nuclear program is indeed what I’d like to discuss today as we talk about how it might be possible to stabilize and strengthen what existing order there remains in the region. 
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            I’d like to discuss Iran not because so many of you didn’t already say such insightful and compelling things about the Iranian nuclear weapons challenge yesterday – for you did – but rather because there’s at least
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           one
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            wrinkle that we
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           haven’t
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            yet discussed.
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            It’s that wrinkle I’d like to flag this morning, because before too long an important window of opportunity will close for at least
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           potential
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            progress. 
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           As always, I should make clear that these remarks are just my own personal views, and don’t necessarily represent those of anyone else, but I’d like to walk you through that window of opportunity, for I’d love to elicit your thoughts on how we can best take advantage of it.
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           Except in expert gatherings like this – of which this is actually the second I’ve attended in the last month or so, after not myself grappling with the topic since I left government – it’s ironic that one hears so little about the Iranian nuclear problem today in U.S. public discourse, given the Biden Administration’s eagerness to 
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           restart negotiations with Iran
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            and expiate the Trump Administration’s mortal sin of withdrawing the United States from President Obama’s 2015 
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           Joint Comprehensive Plan of Action (JCPOA) nuclear deal
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            with that country. 
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            Today, by contrast, there’s lots of news about Iranian President Raisi’s death, Tehran’s direct drone and missile attacks against Israel, and the mischief Iranian proxies or agents are causing pretty much everywhere.  But the only news in Washington about Iranian
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           nuclear
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            issues for some time now seems simply to be that the Biden Administration Iran envoy who was supposed to ride to the rescue here is apparently under investigation for 
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           mishandling classified information
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            in ways that allowed a hostile foreign power to obtain it.
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           Yet as all of you know, and as we’ve already discussed quite a bit, Iran continues to expand its nuclear capabilities in truly alarming ways, making it today truly a “virtual” or “threshold” nuclear weapon state, able to sprint to weaponization quite rapidly more or less whenever it wishes to do so.  And no one in this audience needs me to tell them how destabilizing that would be.
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            But let me focus on the window of opportunity that I think still exists – small though it may be – to at least try to address this problem diplomatically.  And in this respect, let me emphasize that
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           we are entering an absolutely critical year
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            , and indeed perhaps
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           the
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            critical year in diplomatic terms. 
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           I’m not talking about the U.S. elections, but rather about the fact that 
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           United Nations Security Council Resolution (UNSCR) 2231
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             will expire in October of 2025.  At least one of you mentioned that yesterday, but let me add an additional gloss.  When UNSCR 2231 goes away, so also does its associated U.N. sanctions “snapback” mechanism for imposing global, legally-binding sanctions on Iran.  That point is now less than a year and a half away. 
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           Once UNSCR 2231 expires, the only way to place further U.N. sanctions pressures on Iran to restrain or punish its behavior would be through an entirely new Security Council vote – passage of which would all but inevitably be vetoed by the now essentially pro-proliferation revisionist regimes of Russia and China.  That means Iran has only to wait a bit longer until it is given a sort of “get out of jail free card” from the United Nations, pretty much no matter what it does in building up its nuclear program.
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            That’s naturally a terrifying thought.  Nonetheless, this impending October 2025 deadline also means that the proliferation-responsible countries of the world still have at least a
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           little
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            time left in which finally to do the right thing in trying to meet the Iranian challenge. 
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            It’s worth reemphasizing just how critical this window of time is. 
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            You need to remember that it was always structurally baked into JCPOA that we would reach a point at which Iran was free of any restriction on its ability to build up fissile material production and enrich as much uranium as it liked.  The key so-called “sunset” provisions of the JCPOA begin to expire on their own terms in 2025, and most of them are to disappear by 2030 – after which Iran would be able,
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           in complete conformity with the JCPOA
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            , to employ as many sophisticated centrifuges at it desired, to enrich uranium to whatever level it wanted, and to hold as large a stockpile of enriched uranium it wished. 
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            This “sunsetting” of nuclear restrictions is often forgotten what little there now is of our lamentably partisan public discussion of JCPOA issues, but it bears emphasis here: the JCPOA itself condoned the eventual emergence of such a destabilizing Iranian “virtual” weapon state.  To be sure, the U.S. withdrawal from the deal in 2018 has forced us to deal with this unhappy situation rather sooner than would have been the case had the JCPOA remained in force.  But make no mistake: sooner or later,
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           we were inevitably going to confront the kind of nuclear Iran that we face today
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            .  The question was whether we would face it within the constraints imposed by the JCPOA or
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           outside
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            that deal.
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            But that’s why the window of opportunity presented by the next 17 months before the October 2025 expiration of “snapback” sanctions is so important. 
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           The crucial issue here is one aspects of which I have discussed before 
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           when I was still in government
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            , and it is one of
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           strategic timing
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            .  Had the United States stuck with the JCPOA and Iran complied with its terms, we would still eventually have faced an Iran with a large and growing stockpile of ever-more-enriched uranium, just as we do now.  But if everyone had stuck with the deal, this problem would have occurred only
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           after
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            the option of U.N. sanctions “snapback” had disappeared – ten years afterward, in fact. 
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            If everyone still adhered to the JCPOA, moreover, by the very terms of that deal, we and the Europeans alsowould have foresworn the imposition of new national sanctions in Iran for building up its fissile material capabilities.  (After all, it would be a violation of the JCPOA to sanction Iran for doing what the JCPOA permitted it to do!)  In sticking with the JCPOA and confronting the rapidly expanding Iranian nuclear program of 2035, in other words, we would still face a dangerous Iranian “virtual nuclear weapons state,” but
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           we would have deprived ourselves of the ability to use economic pressures to restrain Iran’s nuclear behavior
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            . 
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            I’m hardly delighted that we face an Iran with an expanding nuclear program today, but since this is 2024 and not 2035, the responsible countries of the world still have options – and
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           better
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            options than we would have had if the United States had not pulled out and it were today 2035.  Specifically, the international community still has 17 months in which to use the threat of U.N. sanctions “snapback” to impose a new set of enduringlimitations on Iran’s nuclear capabilities and work to rein in its other destabilizing behaviors. 
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            And if Iran refuses to accept such limits, there still remains time – until October 2025, that is – in which the Europeans could trigger “snapback” to punish Tehran and to cut back the resources it would thereafter have available to support its nuclear program, missile development, and sponsorship of terrorism and proxy militias in the Middle East and farther afield. 
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           With snapback invoked, of course, nothing would preclude giving U.N. sanctions relief to Iran if it finally agreed to enduring limits, but this relief would have to be bargained for and win support of the Security Council.  That is, such future relief would need to be earned on the merits of a new agreement, quite the opposite of the indefinite “get out of jail free card” that UNSCR 2231’s expiration and the prospects of Russian and Chinese vetoes would give to Tehran. 
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            The United States, of course, already tried to invoke snapback during the Trump Administration, but the Europeans and almost everyone else rejected the idea, telling us that America’s withdrawal from the JCPOA disqualified us from being able to invoke express language in UNSCR 2231 giving the specified five original JCPOA partners the right to do this.  I think we had the stronger legal position,
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           but nobody cared
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           .  But none of those irksome debates would prevent the “EU-3” (Britain, France, and Germany) from invoking snapback against Iran’s large and growing nuclear program now.
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            This is an opportunity that would not exist had the United States stuck with the JCPOA, and it’s one that the international community can still seize in trying to bring the Iranian situation back under control.  President Biden now says what we said during the Trump Administration: that what is needed is a deal with Iran that is stronger and lasts longer than the JCPOA.  Well, there’s a big tool called “snapback” lying on the ground in front of us waiting for us to pick it up, and it’s a tool designed
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           precisely
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            to impose pressure on Iran to bring its nuclear program back under control.  It’s now up to the Europeans to use it, or to squander the opportunity.
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           To me, there’s an enormous irony here, because imposing new and more enduring limits on Iran is preciselywhat we attempted back in late 2017 and early 2018, before the United States withdrew from the JCPOA.  When I was at the National Security Council staff and then in my first months at the State Department as Assistant Secretary for International Security and Nonproliferation, 
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           Special Representative for Iran Brian Hook
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           and I traveled to a number of 
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           European capitals
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            for 
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           discussions
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            on 
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           what to do about the “sunset clauses” in the JCPOA and the problem of Iranian missiles
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            . 
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            Our pitch?  We proposed to lock in place what was then a 12-month Iranian “breakout” period for having enough fissile material for a nuclear weapon by securing a commitment from the EU-3 that if Iran built up nuclear capabilities that shrunk that period to
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           less
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            than 12 months, they would join us in imposing powerful sanctions on Tehran.  If we could thus lock in a permanent commitment to the then-
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            status quo
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           of a 12-month period, in other words – as well, ideally, as a European commitment to sanction Iran if it pressed ahead with its missile program, which at that point was indeed starting to worry the Europeans greatly – we would have something to bring back to President Trump so that he could say he had fixed what he 
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           himself had identified
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            as the biggest flaws of the JCPOA. 
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           The EU-3, of course, rejected this proposal, and the United States duly 
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           pulled out of the JCPOA in May 2018
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            .   I mention this “path not taken,” however, because such an approach is perhaps in some sense still available to us today – ironically, in part precisely
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           because
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            the United States left the deal back then. 
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            I don’t think it’s a coincidence that if you listen carefully to how some European officials talk about Iran today, you’ll hear them starting to say things that sound remarkably like
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           my
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            talking points to
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           them
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            back in 2017-18. Specifically, they seem to be starting to recognize several critical things about the Iran problem today that they refused to acknowledge before.
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             First, they now increasingly understand that we must avoid squandering the opportunity to use sanctions to pressure Iran to limit its nuclear program.  Back then, that meant
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            not
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             sticking to the JCPOA’s forswearing of all such sanctions into the future.  Today, it means not letting October 2025 pass without triggering U.N. sanctions “snapback” in the event that there’s not a new and better deal with Iran in place by that point.   
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            Second, the Europeans seem increasingly now to understand that it really does make no sense to try to isolate the “Iran nuclear file” from other hugely problematic aspects of Iran’s behavior, such as its continuing missile provocations, its destabilization of its neighbors, and its penchant for conducting subversive operations on foreign soil, 
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            even in Europe
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            .
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             Third, the Europeans seem to understand that we need to replace and extend the JCPOA sunset clauses with more enduring limitations on Iranian nuclear capabilities.  They didn’t seem to care much back in 2017 that key JCPOA restrictions would evaporate eventually, but they apparently care now – and they realize that it’s actually a
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            terrible
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             idea to condone, as the JCPOA did, eventually allowing Iran to enrich as much weapons-grade uranium as it wants.
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            Fourth and finally, in order to achieve the abovementioned objectives, the Europeans also now seem to understand that the international community needs to increase pressure on Iran as quickly as possible.
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           I wish it hadn’t taken seven years for the Europeans to get to these realizations.  I also recognize that their realizing these truths is not the same thing as being able or willing effectively to act on them – such as by invoking U.N. snapback.  And I certainly don’t guarantee that the EU3 will be able to muster the moral courage and intestinal fortitude to seize this chance to address these long-understood problems. 
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            Nevertheless, I do think these realizations could provide the foundation for a coherent Euro-American initiative to use U.N. sanctions snapback as a tool to restrain Iran before the opportunity to use such pressure
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           itself
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            “sunsets” in October of next year.   There isn’t a lot of time left, but this looks to me very much like the last chance anyone is likely to have to manage the Iranian nuclear problem and its associated mess of Iranian behavioral comorbidities before meaningful U.N. Security Council sanctions options fall off the table.   
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           Thanks for listening.
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           — Christopher Ford
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      <pubDate>Fri, 24 May 2024 03:35:13 GMT</pubDate>
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      <title>The Substructures of Chinese Grand Strategy, and Why Resolute US International Engagement Matters</title>
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            On May 9, 2024, Hoover Institution Press published Dr. Ford's essay "The Substructures of Chinese Grand Strategy, and Why Resolute U.S. Engagement Matters" as a commentary piece through Hoover's
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    &lt;a href="https://www.hoover.org/research-teams/chinas-global-sharp-power-project" target="_blank"&gt;&#xD;
      
           China's Global Sharp Power Project
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            .  You can find the essay on Hoover's website
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           here
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           , or use the button below to download a PDF.
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      <pubDate>Thu, 09 May 2024 19:10:14 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/the-substructures-of-chinese-grand-strategy-and-why-resolute-us-international-engagement-matters</guid>
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      <title>Emerging Technologies and the Nuclear Weapons Arena</title>
      <link>http://www.newparadigmsforum.com/emerging-technologies-and-the-nuclear-weapons-arena</link>
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          Below appears the text upon which Dr. Ford based his remarks to the Center for Strategic and International Studies (CSIS) 
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           Project on Nuclear Issues
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            (PONI) “PONI Scholars” group on March 28, 2024.
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            ﻿
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           Good afternoon, and thanks for having me as part of this event.  I hope you do not end up by concluding that it wasn’t a good idea to ask a mere 
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           lawyer
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            for his thoughts on the ways in which emerging technology may affect the nuclear weapons arena.  Nevertheless, I am myself very much looking forward to hearing what
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           you
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            have to say on these topics – and, as always, I am happy to share my own thoughts, for whatever they may be worth.
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           Naturally, all I can offer are my own personal opinions here – and nothing I say should be taken to represent the views of anyone else.  That said, perhaps these comments can at least get some discussion going.
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           Verification and Monitoring 
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            Now, I know the focus here today is on emerging technology
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           threats
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            .  Yet I do think it’s worth noting at the outset how technological change has affected at least some
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           aspects
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            of the nuclear weapons world in recent years in perhaps more salutary ways.
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           The revolution in open-source overhead imagery from private sector collectors over the last decade or so, for instance – coupled with the emergence of quite powerful cyber traffic analysis and data analytics – has done impressive things for unclassified open source intelligence (OSINT), and has had real implications in the arms control arena.  When I first started working on arms control and nonproliferation verification and compliance assessment issues more than 20 years ago as Principal Deputy Assistant Secretary at what was then called the State Department’s Verification and Compliance (VC) Bureau, the idea that OSINT could provide the sorts of sophisticated imagery analysis, mensuration, and multispectral analysis that it does today – even including 
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           synthetic aperture radar (SAR) data
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            – would have seemed almost fantastical.
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           It’s clearly also an extraordinary new world when, for instance, private-sector analysts drawing on unclassified data sources can do things such as 
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           trace the movements of the Russian FSB agents – in Russia, no less – who tracked and then poisoned the late Alexander Navalny
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            with a 
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           novichok
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           chemical weapon nerve agent
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            in 2020.  Or when such analysts can use social media to help 
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           identify and locate a number of Russian soldiers then involved, despite Moscow’s initial denials, in invading Crimea in 2014
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           .  Or when they can 
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           document Syrian use of chemical weapons
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           , or 
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           identify perpetrators of the shoot-down of Malaysia Airlines flight MH17
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            by Russian-backed forces in Ukraine.  I’m not necessarily arguing that such excellent open-source work will provide a panacea for confusion and misinformation in the mass information space, but it is now a powerful and persuasive new tool at least among responsible expert audiences.
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           To be sure, it would seem that the promised revolution in which civil society social media activism would transform arms control verification by providing opportunities for citizens to help catch violators – which I heard officials talk about rather breezily early in the Obama Administration – has not quite panned out as advertised.  One recent study, for instance, noted the degree to which such assumptions tend to assume an “
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           idealized societal-verification community” in which citizens play the role of “holding their governments to account
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            .  This would seem a model most useful, however, in holding to account governments that are
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            already
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            accountable to their citizens – and who permit those citizens the opportunity to inform against their rulers.  In the
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            absence
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           of such an idealized community, “
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           societal verification practices may promote mistrust or distrust among publics and governments, with destabilizing effects
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           ,” and it is very hard to imagine such approached having much utility vis-à-vis a closed society such as Russia or China uninterested in arms control in the first place – which is, of course, precisely where they would be most needed.  So perhaps all that was oversold, along with so much else about the other wonderful effects that social media was supposed to have.
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           Nevertheless, it’s clearly the case that thanks to certain technological advances, more can be known about more sensitive things than one would have expected years ago.  OSINT capabilities may not be a panacea, but they can often at least 
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    &lt;a href="https://carnegieendowment.org/2021/07/27/using-open-source-intelligence-to-verify-future-agreement-with-north-korea-pub-85006" target="_blank"&gt;&#xD;
      
           contribute to arms control and nonproliferation efforts in the future
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           , complementing negotiated verification protocols (to the degree that we ever again have such things), traditional spying, and observation by what were once known as “
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           national technical means
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           ” (i.e., satellite reconnaissance).
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            In terms of what may lie ahead, I imagine that it won’t be long before we see such things as results from Artificial Intelligence (AI) algorithms trained on reams of international scientific publications to spot interesting but subtle anomalies or trends in who is working where, with whom, and upon what dual-use technologies – or perhaps who has
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           stopped
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            publishing for reasons that cannot otherwise be explained.   Such pattern analysis could be useful to arms control and nonproliferation analysists in helping identify potential signs of secret nuclear, biological, or chemical weapons work, or spotting advances in advanced conventional weaponry.
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           When I was at State/VC, we sometimes contracted with humans to do such analysis, and I think at least some such work is done by International Atomic Energy Agency (IAEA) safeguards investigators today.  But I’d wager that AI could soon become very helpful in such work, if it isn’t being used already.  With advances in data analysis being coupled with various sorts of improved data collection – such as might be provided by the development of 
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    &lt;a href="https://www.baesystems.com/en-us/definition/what-is-quantum-sensing#:~:text=Quantum%20Sensing%20is%20an%20advanced,collected%20at%20the%20atomic%20level." target="_blank"&gt;&#xD;
      
           quantum sensors
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            – the verification arena may well continue to evolve in significant ways.
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            Those are probably all
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           good
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            trends, especially for so long as we remain in geopolitical struggles against the predatory imperialist powers of Russia and China and continue to try to stymie the efforts of various lesser bad actors around the world to acquire weapons of mass destruction.   Such technologies can enrich both classified and unclassified analysis in ways that I certainly hope will help us continue to keep such threats at bay.
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           Nuclear Weapons Development and Production 
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            So that may represent some of the
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           nice
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            effects.  Somewhat more ambivalently, however, I would also imagine that emerging technologies will play important roles in changing
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           how
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            nuclear weapons systems are developed and produced.  I understand that Additive Manufacturing (AM) technology, for instance, is already being incorporated into some aspects of the U.S. nuclear weapons infrastructure, at least with respect to the production of certain non-nuclear components – such as at the Kansas City Plant, which 
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    &lt;a href="https://kcnsc.doe.gov/about-us/overview/" target="_blank"&gt;&#xD;
      
           manufactures around 80 percent of the non-nuclear components that go into the U.S. nuclear stockpile
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           , and which uses AM for 
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    &lt;a href="https://lasg.org/documents/DOE-NNSA-Site-Plans/KCP/KCP-FY2016-FY2025-TYSP_30Apr2015.pdf" target="_blank"&gt;&#xD;
      
           metals, polymers, pads and cushions, and even electronics
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            . 
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           With facilities such as the 
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           Oak Ridge National Laboratory
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            and 
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    &lt;a href="https://www.osti.gov/biblio/1650747" target="_blank"&gt;&#xD;
      
           the Idaho National Laboratory
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            already working to use AM in the production of nuclear fuels, it stands to reason that such techniques might perhaps be useful in 
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    &lt;a href="https://armscontrolcenter.org/fact-sheet-additive-manufacturing/#:~:text=The%20primary%20concern%20is%20not,systems%20such%20as%20ballistic%20missiles." target="_blank"&gt;&#xD;
      
           improving nuclear weapons manufacturing
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            as well.  It may take time for such techniques to migrate into the core areas of a nuclear “physics package” – after all, some of you here may remember how tricky it was for U.S. experts to certify the 
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    &lt;a href="https://corpora.tika.apache.org/base/docs/govdocs1/884/884487.pdf" target="_blank"&gt;&#xD;
      
           switch from making wrought plutonium pits in the W-88 warhead (as manufactured originally at the Rocky Flats Plant) to casting pits
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            as currently done 
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    &lt;a href="https://sgp.fas.org/crs/nuke/R43406.pdf" target="_blank"&gt;&#xD;
      
           at the Los Alamos National Laboratory
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            – but such movement is hardly unimaginable.
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            I would also think that the world of nuclear weapons and delivery system design will follow longstanding broader defense and civil sector trends in the use of ever-more sophisticated “digital twin” software to allow systems to be increasingly effectively designed, tested, modified, and validated
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           in silico,
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            as it were.  This will likely speed up the design and developmental phases of any given program, pushing back the point at which systems have to be physically constructed, and will at some point even allow whole
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           ecosystems
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            of weapon systems to be tested and (digitally) “employed”
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           together
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            in more and more complex operational scenarios inside computers.  (Imagine, if you will, and entire functional
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           battlespace
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            modeled at high technical and operational fidelity, all inside a computational cloud.)
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           Such trends will presumably continue, and with further advances in computing power – including, perhaps, the eventual advent of quantum computing applications in this realm – I would imagine significant improvements might be possible in the weapons development and production process.   As the United States works on what the Biden Administration now terms a “Production-based Resilience Program” (PRP) – an effort specifically designed to “
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           establish the capabilities and infrastructure that can efficiently produce weapons required in the near-term and beyond, and that are sufficiently resilient to adapt to additional or new requirements
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           ” – some combination of such capabilities may end up being very helpful. 
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           Weapons system development times might, for instance, be shortened, and the production infrastructure perhaps more decentralized, at least for some components, through more use of widely distributed manufacturing nodes in order to avoid “single-point-of-failure” bottlenecks.  Who knows?  It might even be possible to train classified AI algorithms on the “legacy code” data data from 
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          the United States’ 
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    &lt;a href="https://www.armscontrol.org/factsheets/nucleartesttally" target="_blank"&gt;&#xD;
      
           more than 1,000 nuclear weapons tests – or perhaps even also those of our allies in the UK (45 tests) or even (one can dream, no?) the French (210 tests)
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            – 
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            ﻿
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          in order to support expedited or novel design work in response to geopolitical threats in the years ahead.
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           In all of these ways, the processes and techniques for nuclear weapons development may become considerably more sophisticated in the years ahead.  This might not necessarily herald a boom in proliferation problems, for the most likely nuclear-related “uptake” for such advanced techniques – at least for some time – will surely be among the most sophisticated powers that already have nuclear weapons production infrastructures. 
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            For those powers, these developments may ultimately be more
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            evolutionary
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            than
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            revolutionary
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            in their impact, and likely much less dramatic than in the nuclear arena than the potential role – in the
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           biological
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            warfare context – of 
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    &lt;a href="https://www.science.org/doi/10.1126/science.370.6521.1144#:~:text=Structures%20of%20a%20protein%20that,(green)%20match%20almost%20perfectly.&amp;amp;text=Artificial%20intelligence%20(AI)%20has%20solved,that%20carry%20out%20life%27s%20tasks." target="_blank"&gt;&#xD;
      
           using AI algorithms to predict the morphology of folded amino acids
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            or using 
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           gene editing to create bespoke disease vectors, toxin-producing microbes, or entirely novel types of weaponized biology
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           .  But they may prove very significant in the nuclear realm for all that.
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           Cyberattack
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           More worrying, however, are other possibilities.  Cybersecurity issues, for instance, will probably emerge as increasingly important concerns in the nuclear weapons arena.  To be clear, I myself have no particular insight into such matters, and was thankfully never party to any such deep secrets if there are any.  Nevertheless, it’s worth remembering that this is hardly a new idea.  In his doctoral dissertation a few years ago, for instance, a friend and former government colleague of mine drew upon declassified U.S. Government records suggesting that the idea of using cyberattack to impede the potential wartime effectiveness of a rival power’s National Nuclear Command and Control (NC3) systems goes back at least to the early 1980s.(1)
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           Let’s not forget that this seems to be a big time, right now, for countries to be working on NC3 issues.  Most prominently, the United States is currently 
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           modernizing its own NC3 for the first time since the first Reagan Administration
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           .  Moreover, China is now building out a vastly-expanded nuclear force likely to 
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           approximately equal the size of our own by 2035
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           , and apparently intends to “
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           increase the peacetime readiness of its nuclear force by moving to a launch-on-warning (LOW) posture
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           .”  All of this, of course, surely entails an expanded NC3 system.  And both India and Pakistan have presumably been building and expanding NC3 systems of their own as their 
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           nuclear arsenals have expanded
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            since their overt weaponization in 1998. 
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           Whatever a modern NC3 system actually ends up looking like in any given nation, therefore, it seems a safe bet that cybersecurity will be a critical, first-order concern for its architects. By the same token, failing to provide adequate cybersecurity in the NC3 context could be a recipe not just for potential wartime failure, but also for highly problematic peacetime destabilization – such as if a would-be aggressor concluded that its adversary’s nuclear command-and-control system could be degraded enough through cyberattack to undermine that arsenal’s deterrent effect.
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           Quantum Computing 
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           Another potential way in which emerging technologies could have a destabilizing strategic effect is in the potential impact of a future revolution in highly capable quantum computing, creating what some have termed a “
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           quantum apocalypse
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            .”  In such a scenario of cryptographic catastrophe, a state making a major breakthrough in large-scale quantum computing might (in principle) be able to read essentially
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           all
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            of every
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           other
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            government’s most sensitive encrypted message traffic – perhaps drawing in this respect upon an archive of hitherto-unreadable intercepted data warehoused precisely for this purpose, perhaps for many years, while awaiting the final quantum breakthrough. 
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           The potential impact of such a scenario upon strategic stability might be significant, as it could render the strategic posture, plans, and intentions of one adversary in strategic competition – or in conflict – with another essentially an open book to its adversary.  The U.S. National Institute of Standards (NIST) is presently working to develop new “post-quantum” cryptographic standards for secure computing, and 
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           first started releasing candidate algorithms to this end in 2022
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           , but we are still nowhere near a mass migration to a demonstrably secure new standard.  As things presently stand, “first mover” advantage in effective quantum computing for cryptography would be a significant advantage indeed.
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           Autonomy 
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           Finally, it would be hard to have a comprehensive discussion of possible risks from emerging technologies in the nuclear arena without mentioning autonomous weapons.  The 
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           broader subject of Lethal Autonomous Weapon Systems
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            (LAWS) is far beyond the scope of what we can discuss here, but despite the 
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           frequently high level of civil society panic about autonomous weaponry
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            , my own suspicion is that fully autonomous (i.e., “human out of the loop”)
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            nuclear weapons
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            systems are not terribly likely.
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            If there is any area in which national leaders would
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            refuse
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            to countenance handing over their own most existentially critical trigger-pulling authority to a computer, after all, this is presumably it.  In that sense, it may be that AI-type applications are more likely to take over human functionality, if they do at all, in areas merely
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           supporting
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            nuclear weapons release authority – such as time-urgent indications-and-warning (I&amp;amp;W) analysis, battle management decision-support tools, or other data-management and modeling applications supporting nuclear deterrence, war fighting, and force posture planning – than in the weapons-release decision itself.
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           Nevertheless, I’ll admit that there is at least one partial historical counterexample: 
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           the
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           Perimeter
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           (a.k.a. “Dead Hand”) system developed by the Soviets
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             and apparently still maintained by Russia.  This is an automated system which, once activated, is reportedly designed to launch all of Moscow’s remaining nuclear arsenal if sensors confirmed nuclear strikes on Soviet territory and the system’s robot brain no longer had communications with the General Staff. 
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           Perimeter
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            doesn’t fit the usual stereotype of a single autonomous weapon cruising around and making “kill” decisions for itself, but it
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           is
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            in some sense a fully automated system for nuclear weapons release.  So even here, I suppose we can’t be entirely sanguine.
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           Conclusion
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           I will be very interested to hear your perspectives on all these issues as this conference proceeds.  I wish I had more clarity to offer about how emerging technologies might affect nuclear deterrence and strategic stability, but I hope at least that our discussions can help us identify issues of potential relevance for further inquiry.
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           Thanks for listening.
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           – Christopher Ford
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           Notes:
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           (1)    Specifically, in 1982-83, the U.S. Joint Chiefs of Staff (JCS) created a Joint Special Studies Group (JSSG) – supported by a storied National Security Agency (NSA) component then known as “K Group” – that (among other things) looked at the ways in which jamming and signals injection into adversary networks could be weaponized against an adversary’s strategic command-and-control (C2) systems as part of an overall strategy against, inter alia, Soviet nuclear powered ballistic missile submarines (SSBNs).  See Craig J. Wiener, “
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           Penetrate, Exploit, Disrupt, Destroy: The Rise of Computer Network Operations as a Major Military Innovation
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           ,” dissertation submitted in partial fulfilment of the requirements for the degree of Doctor of Philosophy, School of Policy, Government, and International Affairs, George Mason University (October 26, 2016), at 80, 85-86, &amp;amp; 97.  (As noted in the document, sourcing for Dr. Wiener’s dissertation was declassified for publication.)
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      <pubDate>Fri, 29 Mar 2024 01:52:05 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/emerging-technologies-and-the-nuclear-weapons-arena</guid>
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      <title>Nuclear Posture and Nuclear Posturing: A Conceptual Framework for Analyzing China’s Nuclear Weapons Policy</title>
      <link>http://www.newparadigmsforum.com/nuclear-posture-and-nuclear-posturing-a-conceptual-framework-for-analyzing-chinas-nuclear-weapons-policy</link>
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            Dr. Ford's paper "Nuclear Posture and Nuclear Posturing: A Conceptual Framework for Analyzing China's Nuclear Weapons Policy" was published in February 2024 by the
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           National Institute for Public Policy
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            .  You can read the paper on NIPP's website
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           here
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           , or use the button below to download a PDF.
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      <pubDate>Wed, 28 Feb 2024 14:23:33 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nuclear-posture-and-nuclear-posturing-a-conceptual-framework-for-analyzing-chinas-nuclear-weapons-policy</guid>
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      <title>Outbound Investment and China’s “Leverage Web”</title>
      <link>http://www.newparadigmsforum.com/outbound-investment-and-chinas-leverage-web</link>
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            Below is the text of Dr. Ford's comments at an event the American Enterprise Institute on February 13, 2024, on U.S. outbound investment screening. 
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            You can watch the whole event
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           here
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           , on AEI's website.
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            Good morning.  I can offer only my personal views, which don’t necessarily represent those of anyone else.  I’m also not an expert on the world of investment and finance. 
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            But I do know at least something about strategy and Chinese foreign relations, so what I hope to do today is offer you some thoughts to help
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           frame
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            our discussion on outbound investment screening – comments which will help explain why I share my fellow panelists’ concern with the way that U.S. investment in China has skyrocketed since 2017, and with the opacity of this investment.
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            We Americans often tend to assume that other countries undertake economic relationships primarily for economic reasons.   But what we often miss in dealing with the PRC is the degree to which there is a very deliberate strategic aspect to China’s economic, trading, and investment relationships. 
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            China always looks for ways to leverage and
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           weaponize
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            trading and investment relationships for political and strategic gain – and even to undertake them on deliberately uneconomical terms, precisely in order to 
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           entangle others in asymmetric ties of dependence upon China that the CCP can thereafter exploit
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           . 
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            If you listen to Xi Jinping talk, you’d think China bestows trading relationships upon other countries as acts of imperial benevolence, as a kind of public good for the world.  The reality of such relationships, however, is that they tend to be profoundly asymmetrical, creating vast hub-and-spoke networks of bilateral dependency upon China.  This asymmetry is the objective. 
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           As I’ve 
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           pointed out elsewhere
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            , it’s part of PRC strategy to
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           minimize
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            China’s dependence upon foreign trade while still
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           maximizing
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            the dependence of the rest of the world upon Chinese industry.  It’s not clear how successful this effort will be, but whether or not things like China’s “Belt and Road Initiative” and “dual circulation” concepts are actually
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           economically
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            successful, Beijing works to ensure that such relationships are always managed to Beijing’s advantage – to create what I have termed “
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           leverage webs
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            ” that Beijing is thereafter able to exploit for strategic purposes. 
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           If you’ve been paying attention, you’ll probably have noticed these webs all around you in the modern world.  For China is in no way shy about cutting off and penalizing foreign 
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           companies
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           , 
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           celebrities
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           , 
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           law firms
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           , entire 
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           countries
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           , and indeed anyone else who dares even to say anything the CCP finds distasteful.  This is how the CCP has been trying gradually to 
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           export
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            aspects of China’s own 
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           system of social control
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           , by degrees, to the rest of the world.
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           This is crucial context for understanding all of China’s economic relationships, including those with the United States – and including investment relationships.
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            Nor is this really a new phenomenon.  It has long been possible for CCP officials to look to members of the U.S. and international business community who want to make money in China for support in pushing back against those who raise concerns about the PRC’s strategic ambitions and the threats these ambitions present for the United States and the rest of the world. 
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            You may remember, for instance, how after President Bill Clinton first took office, a concerted effort was begun to convince him to abandon his campaign promises of linking China’s most favored nation (MFN) trading status to progress on human rights.  As the Sinologist John Garver has described this, “[t]he most important of the[] tactics” adopted by the CCP was “the mobilization of the US business community.  Chinese representatives visiting the United States spread the message that China’s loss of MFN status would injure U.S. businesses.”  And indeed, 
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           “China’s tactics were successful.  A large part of the US business community mobilized to lobby against Clinton’s linkage policy. … By early 1994, it was clear that Clinton would not be able to follow through on his threat, even though China had not delivered ‘significant overall progress’ on human rights.”
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           That’s just one example, though it’s particularly striking one coming so soon after the 
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           CCP’s massacre of Chinese students and workers on Tiananmen Square in June 1989
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           .  Those of us who have been around Washington for a while will also remember other episodes – from 
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           U.S. defense contractors helping China improve its intercontinental ballistic missiles
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            by assisting it with its “Long March” rocket booster so American firms could more profitably take advantage of Chinese satellite launch services in the 1990s, all the way up to the 
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           reported ten standing ovations
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            U.S. business leaders gave Xi Jinping in a November 2023 banquet in San Francisco.
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           With apologies to Charles Wilson – who is remembered, albeit apparently 
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           wrongly
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            , as having declared in 1953 that “What’s good for General Motors is good for America” – it is most emphatically not the case that whatever is profitable for U.S. business leaders in dealing with China is actually good for the United States. 
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           Some
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            engagements with China – however profitable they might be for those involved – may in fact be
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           terrible
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            ideas for America, playing into Beijing’s strategy both by making the CCP stronger and by giving it more ways to manipulate us and others. 
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           This is the context we need to keep in mind in thinking about issues such as outbound investment screening.  I myself don’t have a hard-and-fast view on exactly what should be screened and how we should do it, but I do believe that if we don’t keep the PRC’s “leverage web” strategy in mind as we contemplate such policy issues, we’re missing the boat – potentially dangerously.
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           From a purely economic point of view, I would think there are already powerful reasons for U.S. finance to be very wary of investments in China.  And this isn’t just because the bloom may be fading from the Chines economic rose. 
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            It’s also because if you’ve got any significant investment in China,
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           you can’t be confident you’ll ever be permitted to get it out if you want to
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            .  The CCP is very concerned about capital flight, and it seems to scrutinize such flows with an increasingly careful eye, while being both very skittish about anything that might seem to signal lack of confidence in the Chinese economy and entirely willing to impose economic penalties on any foreign entity that says or does anything that displeases it. 
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           The combination means that, as a practical matter, U.S. investments in China are easily transformed into tools of leveragefor the CCP on political, rather than economic, grounds.  Remember how 
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           China gratuitously seized two innocent Canadians as hostages on cooked-up spying charges after Canada moved to arrest Huawei executive Meng Wanzhou
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             in response to a U.S. indictment and extradition request for Iran sanctions violations?  And how they quickly released these “dangerous spies” after Meng was sent home? 
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           Well, if China can do it with foreign citizens, it certainly do it with your money!
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            It’s crazy if U.S. investors aren’t already worried about this for themselves, but this
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           also
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            ought to be a point of concern for U.S. policymakers.  These dynamics mean that investors with a lot of money in China are to some extent themselves
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           hostages
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            to the CCP’s political goodwill, and therefore vulnerable to CCP influence and coercion.
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            To put it crudely, if you’re a U.S. investor with big sums of money in invested in China, it’s the
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           CCP
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            – rather than you – who gets the last word on when, or whether, you can get that money back out.  And this gives you powerful reasons to do what the Party wants: to say things or support positions the CCP desires, or at the very least
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           not
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            to do things that upset the CCP.  It makes you a node in China’s “leverage web.”
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            And this is something that U.S. policy leaders need to consider, especially given the role that U.S. private sector entities enamored with Chinese markets have played for decades in de facto lobbying for the PRC.  There may be lots of ways we can continue to trade with and invest in China relatively safely in the years ahead.  But we shouldn’t keep pretending that the CCP is not
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           actively
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            working to “weaponize” whatever entanglements we are willing to accept or cannot avoid. 
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            Unless we acquire some means of understanding the extent to which American money supports activities in China, who it effectively subsidizes, and what its technological, military, and strategic impact is likely to be – and until some mechanism exists to
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           stop
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            outbound investments that careful analysis indicates are likely to work against our national security and strategic interests – I fear we’re playing right into Beijing’s game.
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           -- Christopher Ford
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           NOTES
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           __________________ 
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           (1)
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           John W. Garver, China’s Quest: The History of the Foreign Relations of the People’s Republic of China (Oxford: Oxford University Press, 2016), at 533-35.
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      <pubDate>Wed, 14 Feb 2024 03:39:05 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/outbound-investment-and-chinas-leverage-web</guid>
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    <item>
      <title>Weaponized Interdependence, U.S. Economic Statecraft, and Chinese Grand Strategy</title>
      <link>http://www.newparadigmsforum.com/weaponized-interdependence-u-s-economic-statecraft-and-chinese-grand-strategy</link>
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            ﻿
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          Below are the remarks Dr. Ford delivered at Columbia University’s School of International and Public Affairs on February 8, 2024. 
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           Good morning, everyone.  My name is Chris Ford, and I’m a professor of international relations and strategic studies at Missouri State University and Visiting Fellow at Stanford’s Hoover Institution, and a veteran of many years of government service, most prominently at the Department of State.  Thank you for inviting me.
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           As I’m obliged to do as a former senior government official, I have to warn you that I can only offer you my personal views here today, and that they don’t necessarily represent those of anyone else – in the government or otherwise.  I hope that doesn’t make them any less interesting, for I am very pleased to be here. 
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           The concept I’ll be addressing today may already be familiar to some of you.  It’s the phenomenon of “weaponized interdependence” as described by Henry Farrell of Johns Hopkins and Abraham Newman of Georgetown, in a 
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           2021 book
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           they co-edited with Daniel Drezner of Tufts.
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           So what I’ll try to do this morning will be to cover four main points:
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             First, I’ll outline that concept of “weaponized interdependence” as Farrell and Newman describe it. 
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            Second, I’ll try to describe how useful I think their construct is, even when all the formal requirements they outline for it are not met.
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            Third, I’ll offer some illustrations – based upon my own time in government in two different presidential administrations – that help demonstrate the utility of such thinking, not merely as an explanatory construct but also as a theoretical framework to help policymakers think through some of the practical challenges of statecraft that they face.
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            Fourth, I’ll describe how I think such concepts in fact already seem to play a central role in the grand strategy of the People’s Republic of China (PRC) and its ruling Chinese Communist Party (CCP).
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           In covering these bases, I hope I can leave you with an appreciation for the importance of thinking about issues related to the “weaponizability” of interdependence, as U.S. and other national leaders consider policy options in today’s environment of strategic competition, and as scholars seek to understand the complexities of modern international relations.
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           That’s a lot of territory to cover, but let’s give it a shot.
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           I.          Weaponized Interdependence
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           So what do Farrell and Newman mean by “weaponized interdependence”?  In effect, it is a concept that stresses the practical power that can be created when complex networks of relationships take a very specific form.
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           But first, before I get too theoretical in that vein, let’s back up for a moment and put this in historical context.
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            It wasn’t really until the beginning of the First World War that modern industrial economies ever had to mobilize for all-out war, and this almost immediately meant that the Allies and the Central Powers also mobilized for
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           economic
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            warfare against each other.  And in this economic mobilization, as Nicholas Mulder has recounted in his book entitled 
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    &lt;a href="https://yalebooks.yale.edu/book/9780300270488/the-economic-weapon/" target="_blank"&gt;&#xD;
      
           The Economic Weapon
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            , the centrality of London’s financial and commercial institutions in prewar global commerce gave British leaders a powerful tool.  Due to their control over London, they could to a great degree determine who in the rest of the world was able to benefit from – and who would be
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            cut off
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           from – those global networks. 
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            This was basically due to a network effect: the topography of the global trading and financial system as of the summer of 1914 was such that all – or at least most – European commercial and financial transactions and engagements ran in one way or another through London.  This gave the British power to monitor this traffic, in support of what was then an emergent discipline of economic intelligence, but it also gave them the ability to
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           restrict
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            flows for strategic purposes. 
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           This was, in a sense, a novel model then, but nearly a century later – in a different  context – it remained a potent one.  From the late 1990s, as recounted by my former administration colleague Juan Zarate in his 2013 book 
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           Treasury’s War
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           , American leaders were able to take advantage of a similar degree of structural network dominance by leveraging the centrality of U.S. banks and other financial institutions in the early 21
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           st
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            Century world as they developed Washington’s modern toolkit of financial sanctions. 
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            So the phenomenon of exploiting a dominant position is hardly new.  Farrell and Newman took the further step, however, of
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           seeing
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            this specifically
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           as
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            a network effect, and of describing it in theoretical terms. 
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            Such dominance doesn’t happen just
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           anywhere
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            , Farrell and Newman argued, but only where the particular structure of global relationships has acquired a pronounced “hub-and-spoke” character.  That is, there’s one huge central hub with innumerable direct connections to essentially all the other nodes in the system, and relatively few cross-wise connections
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           between
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            those other nodes.  That hub, in other words, dominates the network, and there are very few ways for other nodes to engage with each other that
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           don’t
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            in some way go through that hub. 
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            This also helps explain the persistence of such structures over time.  The advantages of joining to the hub are high, not only on account of whatever benefit the hub is able to provide on its own, but also because that’s usually the easiest way – the one with the fewest separate nodal “hops,” if you will – for any one given player to be able to engage with any other. Moreover, the costs of constructing any kind of
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           alternative
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            network structure are high, since doing that would require somehow persuading great numbers of players to link instead to an alternative hub.  But that alternative hub, by definition would not at first – and potentially not for a long time – provide them with anything like the connectivity benefits of connecting to the big
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           existing
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            central hub.  As a result, smaller players tend to get “locked in” by the structure of the network. 
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           But this isn’t just a topography that should be familiar to complexity scientists.  We also see versions of it in the human world around us all the time, especially in the internet age – in things such as social media (
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           e.g
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           ., Twitter [“X”] and Facebook), online commerce (
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           e.g.
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           , Amazon), and Internet search engines (
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           e.g.
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           , Google).  In these arenas, there seem to be huge rewards to scale, which can create kind of a “virtuous circle” of success, in which the more connected a given node is, the more incentive there are for other nodes to connect to it, thus making that super-connected node even morevaluable to connect to, and so forth.  Hence, for instance, our modern high-tech “hyperscalers.” 
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            The key conceptual insight here is that networks such as global finance and the Internet are networks like this, and that if you happen to be in a position to
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           regulate
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            access to those hubs, you have a great deal of potential power, because the “exit costs” for other players may leave them no alternatives.  As Farrell and Newman put it, such an understanding of the potential implications of network architecture offers a “structural explanation of interdependence in which network topography generates enduring power imbalances among states.” The “topography of global networks,” structures the availability of coercion,” and when such coercive power becomes possible, they call it “weaponized interdependence.” 
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            In their analysis, if you
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           do
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            end up having a dominant position within a network like this, you can use it in at least two key ways.  First of all, even without actually coercing anyone, you can use such a position for
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           informational advantage
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           , in the sense that it can basically let you see everything that goes on in that network: you can see this traffic because it all more or less runs through you. 
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            The second potential use of a dominant position
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           is
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            coercive, and consists of using one’s position to exploit the “chokepoint effect” created by everyone else’s network engagement having to run through you.  If you have a chokepoint advantage, you can cut off those who displease you, and they can’t do too much about it.
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           II.        A Useful Construct
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           I think the Farrell and Newman construct is very useful.  It’s an elegant way to think about the problem, and it has the advantage of being not just consistent with Complexity Science, but actually corroborated by real-world experience with the modern hyperscalers made possible by Internet connectivity and by the practicalities of historical cases such as British economic warfare in the First World War and U.S. financial sanctions since the late 1990s.
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            To my eye, it also opens the door to some interesting applications – perhaps even more than Farrell and Newman originally expected.  In their initial telling, after all, the idea of “weaponized interdependence” was envisioned in fairly narrow terms: it emerged only when a pretty strict set of criteria were met in terms of a given network’s
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           extreme
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             degree of centralization around a single dominant hub.  Without that kind of really hypertrophic dominance, they didn’t regard “weaponized interdependence” as existing, and they focused their own analysis only upon two cases: global financial networks and the Internet, in both of which the United States had an enormously strong “hub” position vis-à-vis essentially all other players.
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            But their analysis, I would say, actually has a much broader applicability.  Farrell and Newman stressed, for instance, that in order to capitalize upon the kind of asymmetric network topography they described – that is, in order to
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           weaponize
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            that interdependence – a country has to have sufficient “regulatory capacity” to do so.  This, they said, was what distinguished their two cases of U.S. financial dominance and U.S. Internet dominance from each other: Washington possessed an institutional infrastructure and the willingness to exploit its financial dominance through financial sanctions, but it had neither a lawful mechanism
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           nor
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            a willingness to start cutting countries it disliked off from the global Internet.
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            This point about institutional capacity, however, is important, for it suggests that “weaponized interdependence” probably
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           can
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            be usefully thought about as a question less of kind than of degree.  After all, neither regulatory capacity nor one’s willingness to exploit interdependence are going to be binary, all-or-nothing things; they clearly manifest by degrees.  Nor, truth be told, do networks always assemble into hub-and-spoke architectures either “completely” or “not at all.”  There, too, there likely some gradation. 
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            So while I do think Farrell and Newman’s idea of “weaponized interdependence” is useful in its “strong form” – with truly
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           hypertrophic
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            network topographies such as that Juan Zarate and his Treasury colleagues became so good at exploiting in the mid-2000s – it’s also got a lot of utility
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           by degrees
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           .  And this is where I think their scholarship can help academics and policymakers alike structure their thinking about the economic instrument of statecraft. 
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            Thinking of “weaponized interdependence” as a question of degree rather than of kind suggests the potential that actors may be able – as a matter of national policy – to intentionally both (1)
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           create or accentuate
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            advantages within any given network of relationships, and to (2)
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           develop and hone
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            the institutional capacities needed to exploit such asymmetries for strategic advantage, even as they seek to (3) 
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           undermine
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            their competitors’ efforts to do such things.  Rather than just taking advantage of whatever hub-and-spoke asymmetries just happen to have emerged as a result of market forces, in other words – which is basically what the British were doing in 1914 and the Americans in 2005 – network-based leverage may actually be a key competitive arena of power, in which states and other actors can maneuver against each other to deliberately and systematically create and exploit topographic effects.
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           III.       Interdependence and its Weaponization in Practice
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           Indeed, just based upon my own last few years in government, it seems clear that policymakers both in the United States and elsewhere have already been approaching national security and foreign policy challenges in some of these basic sorts of ways for some while – albeit not, of course, using the specific Farrell and Newman framing or terminology.  Having realized the power it has in financial networks, the U.S. Government has actually spent a good deal of time honing what Farrell and Newman would call its “regulatory capacity” to exploit network effects. 
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           When I was last in government – and long before we had heard the term “chokepoint effect” from Farrell and Newman – we spent a lot of time at the State Department working with our Commerce Department colleagues on national security export controls as part of our overall effort to reorient U.S. foreign and national security policy toward strategic competition with China.  In that work, we explicitly used what we called “chokepoint analysis” in order to identify areas where it might be possible to impose controls to slow Beijing’s acquisition of high technology items that could support the People’s Liberation Army under China’s strategy of “Military-Civil Fusion.”
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            In this work, it was clear that not every export control restriction would work in the ways we might like.  But it was also clear that
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           some
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            probably would. 
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            We opted, for instance, 
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           not
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            to restrict sales of lower-end semiconductors to China, in part because these were widely available from other national suppliers and our restricting
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           American
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            exports wouldn’t really affect Beijing’s access.  We also exercised restraint there because the U.S. companies who sold those items to China used the profits from these sales to support R&amp;amp;D that kept American firms at the cutting-edge of the industry in other respects.  So going after garden-variety chip exports didn’t sound like a good idea at the time.   
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            But we
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           did
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            move against U.S. exports to China where our analysis showed the United States to have a particular “chokepoint” advantage, and where China lacked alternatives.  One such “chokepoint” technology was in the sophisticated software tools used to
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           design
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            high-end semiconductors, a sub-field which the United States essentially monopolized, and which we duly 
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           restricted for China in 2020 through adjustments to something called the Foreign Direct Product Rule
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            (FDPR).  Another “chokepoint” was Dutch extreme ultraviolent (EUV) lithography for semiconductor chip etching, a high-end capability that no one else – including American companies – could replace, which led us to begin 
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           an intense diplomatic effort to persuade the Netherlands to restrict sales to Chinese semiconductor companies such as Huawei
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            . 
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            So you can see here some distinctly Farrellian and Newmanian themes of working to leverage interdependence, as it were,
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           avant la lettre
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           .  In effect, we were actively looking for technology supply chain relationships that were, you might say, loosely analogous to the kind of quasi-irreplaceable “hub” situations those two scholars described.
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           Furthermore, in terms of building what Farrell and Newman call U.S. “regulatory capacity,” we also moved to add more categories of U.S. export recipients to something called the Commerce Department “
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           Entity List
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            .”  Sometimes this was in order actually to restrict supply –
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           e.g.,
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            to limit transfers into China’s technology supply chain where our analysis indicated a useful “chokepoint” existed – but it was also sometimes undertaken simply in order to get better data about what was moving in trade in the first place. 
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            By way of background on that point, you should be aware that formally speaking, being on the Entity List doesn’t necessarily mean you can’t purchase goods from the United States; it just means that an
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           export license
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            is required in order for Americans to sell you something.  In any given case, such a license might be approved, or it might be denied. Sometimes listing would occur on the basis of a policy decision to establish a “presumption of denial” for licenses to a particular entity, but not always.  Sometimes requiring licenses was largely simply an
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           informational
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            move, intended to help us gauge whether we had a technology control issue in the first place, since generally trade can occur without notice (and hence visibility) to the government
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           unless
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            licenses are required. 
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           Anyway, in Farrell-and-Newman terms, such postings to the Entity List could be seen as further developing U.S. regulatory capacity both to exploit trade flows for informational advantage and also, if needed, to impose “chokepoint” barriers for policy effect.  And some of this was fairly innovative within the U.S. system, too, as the Entity List process as first established in 1997 was focused only on entities involved in WMD proliferation.  We expanded and routinized its employment, however, for “
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           activities contrary to U.S. national security and/or foreign policy interests
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           ,” making it a much more broadly applicable tool.
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            You can also see dynamics that Farrell and Newman would find familiar in the efforts our sanctions
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           targets
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            made to get
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           out
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            of the network-topographic pickle we tried to keep them in.  Most obviously, after the United States pulled out of the Joint Comprehensive Plan of Action (JCPOA) arrangement with Iran in 2018, the Iranians and 
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           several European governments
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            tried to establish a mechanism for trade between Europe and Iran that was not subject to restriction by U.S. sanctions.  This “
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           Instrument in Support of Trade Exchanges
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           ” (INSTEX) system aimed to create an alternative commercial mechanism based around of 
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           non-dollar-denominated, barter-based transactions
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             that was independent of the U.S.-dominated hub-and-spoke global financial system. 
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            As it turned out, however, the topography of that U.S.-dominated financial network was
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            so
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            compelling that it was very hard to find European companies willing to participate.  Even though their specific transactions with Iran might not 
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           themselves
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            involve U.S. dollars or pathways through U.S. banks, European firms could only truly immunize themselves against potential U.S. sanctions for trading with Iran by entirely severing
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           all
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            their ties to
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           all
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            U.S. financial networks or anyone who used them – and this was something that no sane European company was willing to do.  Accordingly, as 
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           Iran bristled at the Europeans’ inability to offer more than merely humanitarian goods
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           , to which the Americans were expressly willing to 
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           permit
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           , INSTEX was eventually disbanded 
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           after having processed only one single transaction
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            . 
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            Henry Farrell and Abraham Newman, I think, would probably find the failure of INSTEX unsurprising.  It can be very difficult to overcome the structural advantages created by a strongly hub-and-spoke network structure. 
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           IV.       The PRC’s “Leverage Web” Strategy
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           So I think the Farrell and Newman construct really can help illuminate some important aspects of modern diplomacy and international relations.  And I think it really can provide insights to inform national strategy. 
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           Indeed, I would argue – and have argued repeatedly in print, including in 
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           a piece last fall in the
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           National Security Law Journal
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            – that the deliberate cultivation of positions of asymmetric network advantage, and of the institutional capacity to exploit them, is absolutely central to the grand strategy of the People’s Republic of China.
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           As I see it, the Chinese Communist Party’s approach to social control is based upon a fairly sophisticated conception of how to influence populations into desired patterns of behavior by shaping their incentive structures so as to rely as much as possible upon autonomous choices, rather than upon issuing specific commands.  But to do this, one needs two types of tools: “tools of discipline with which to shape societal actors’ incentives by rewarding desirable behaviors and punishing deviant ones,” and also a system of surveillance that gives the would-be controller “a reasonable likelihood of being able to tell who is conforming and who is not, so that such rewards or punishments can be applied to them as needed.”
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            My recent law journal article focused more upon the “surveillance” side of this equation, but the “punishment” one is just as important because it provides the “muscle” behind the CCP effort to build an “incentives-based system of trained conformity.” 
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           At home in China, the massive apparatus of PRC state power and CCP influence provides those tools of discipline.  In its most brutal forms, this routinely includes 
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           arbitrary arrest, torture, physical coercion
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           , and even such things as 
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           mass internment camps for religious minorities and the politically undesirable
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           .  In more subtle forms, China’s evolving “
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           social credit system
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           ” aspires to reorient essentially all of the positive and negative incentive structures of day-to-day life for ordinary Chinese people around not doing things that the ruling Party deems undesirable.
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           As I see it, the CCP is also interested in expanding the reach of this system of control – by degrees, little by little – into the rest of the world.  It is, for instance, working to 
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           export an embryonic version of its domestic censorship abroad
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           , with economic and diplomatic pressures increasingly exerted against foreign 
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           individuals
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           , 
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           companies
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           , 
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           celebrities
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           , 
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           law firms
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           , or even entire 
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           countries
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            , that dare even to
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           say
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            anything the CCP finds distasteful. 
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           Anyway, the reason I think Farrell and Newman are relevant in this context is because China seems not merely to be exploiting existing international economic dependencies upon China in service of this goal.  It is also deliberately working to create more such “
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           leverage webs
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           ,” with strategic influence very much in mind.
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           The architecture of China’s signature international effort of the last decade, for instance – the “
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           Belt and Road Initiative
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            ” (BRI) of infrastructure projects – is fundamentally bilateral and asymmetric, doing more to link BRI partners to China than to help them build any kind of independent connectivity amongst themselves.  For this reason, it also inescapably leads to ever-deepening relationships of dependency for smaller countries upon the PRC’s huge economic base.  BRI projects may, or may not, actually boost the economic growth of China’s infrastructure partners, but they always increase those partners’ dependence upon China. 
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           As my Hoover Institution colleague 
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    &lt;a href="https://www.hoover.org/profiles/elizabeth-economy" target="_blank"&gt;&#xD;
      
           Elizabeth Economy
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            put it in her 2022 book 
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    &lt;a href="https://www.cfr.org/book/world-according-china" target="_blank"&gt;&#xD;
      
           The World According to China
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           ,
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           “China has tried to portray the BRI as a multilateral initiative. Yet the reality is something quite different.  It is a collection of often opaque bilateral agreements signed under a Chinese framework notion.  The Belt and Road Forums further enhance the impression of Chinese centrality: heads of state travel to China to seek deals as supplicants to China.”
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           Such asymmetry, I think, is the whole point.  There may sometimes be some mutual economic gain involved, but the key – from China’s perspective – is to ensure the kind of dependencies that create webs of leverage of which China can thereafter take advantage.
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           As the CCP explained in its 
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           14
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            th
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            Five-Year Plan
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          , China also aims to create what it calls a system of “dual circulation,” through which increasing demand for manufactures
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           within
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          China will at least partially substitute for foreign exports as a driver for PRC economic expansion, even while foreigners remain highly engaged in the Chinese market. 
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            In other words, both the BRI and “dual circulation” are concepts under which the CCP hopes to
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           minimize
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            China’s dependence upon foreign trade, while still
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           maximizing
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            the dependence of the
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           rest
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            of the world upon China.  According to the 
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           14
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            th
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            Five-Year Plan
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          , for instance, it is one of the objectives of “dual circulation” to give China leverage over its trading partners.  Specifically, the plan says, the aim is “to accelerate the cultivation of new advantages” that are not just to be used in international cooperation, but also are to be used in “international …
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           competition
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          .”
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            Especially read in conjunction with China’s ongoing efforts to create dollar-independent trading and financial networks to inoculate it against international sanctions, this deliberate cultivation of global networks of leverage is something of which U.S. and other leaders elsewhere in the world should be more aware than I suspect they are. 
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            Whatever the ultimate results of China’s current efforts to manipulate the topography of global trading, financial, and infrastructure systems, I think one can clearly see a pretty sophisticated theory of network-based social control behind PRC grand strategy.  More importantly, for present purposes, I believe you can see an appreciation for the “weaponizability” of interdependence that Farrell and Newman would surely themselves recognize. 
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           V.        Conclusion
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            In conclusion, as a former senior U.S. diplomat and national security policymaker who is now trying to make his way as a scholar and educator, can I say that simply being aware of these dynamics necessarily give us a clear policy agenda and path forward as we mull over contemporary issues such as how to manage supply chain, investment, and other trading relationships with the PRC?  Alas, not. 
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            But I do feel confident in saying that our leaders
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           can’t
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            be good stewards of either our economic or our national security interests if they
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           don’t
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            understand dynamics and challenges related to the weaponization of economic interdependence. This is – to my eye, at least – an area where the theoretical and the practical can inform each other very usefully, to the broader benefit of sound policymaking in a troubled and often quite threatening world.
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            I think there is rich scope both for more research into these dynamics from a scholarly perspective, and for a much more systematic
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           policy
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            agenda of exploring how players maneuver for network advantage and how they work to exploit that leverage in strategic competition.
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           -- Christopher Ford
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      <pubDate>Sun, 11 Feb 2024 01:58:58 GMT</pubDate>
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      <title>Podcast discussion on Reducing Nuclear Risk in a Complex Environment</title>
      <link>http://www.newparadigmsforum.com/podcast-discussion-on-reducing-nuclear-risk-in-a-complex-environment</link>
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      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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            For a roundtable on December 13, 2023, sponsored by the
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           Society for Risk Analysis
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            and the
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           Stimson Center
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            , Dr. Ford participated in a discussion with Stimson's
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           Debra Decker
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            about nuclear risk reduction and the challenges of leadership in a complex national security environment.  You can find materials on the roundtable
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    &lt;a href="https://www.stimson.org/2024/taking-some-of-the-wicked-out-of-the-cyber-problem/" target="_blank"&gt;&#xD;
      
           here
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            , and a video of Dr. Ford's discussion with Ms. Decker
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           here
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           .
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      <pubDate>Wed, 24 Jan 2024 14:39:14 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/podcast-discussion-on-reducing-nuclear-risk-in-a-complex-environment</guid>
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      <title>Some Thoughts on Targeting, the Law of Armed Conflict, and Morality</title>
      <link>http://www.newparadigmsforum.com/some-thoughts-on-targeting-the-law-of-armed-conflict-and-morality</link>
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           Below is the prepared text upon which Dr. Ford drew in making brief remarks at the Carnegie Endowment for International Peace’s “Targeting Workshop” on January 12, 2024.
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           Good day, Good day, everyone.  James [Acton] asked me to say a few words offering my perspective on the relationship between targeting, the Law of Armed Conflict (a.k.a. the “LOAC”), and morality.  These are only my personal views, of course, and don’t necessarily reflect those of anyone else, but I hope they are helpful.
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           The Moral Wisdom Encoded in LOAC Principles
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            I’m sure it’s not the case among audiences like this group, of course, but sometimes in the media and the broader policy community it seems to be assumed that the exigencies of militarily-effective targeting and the dictates of morality are antonyms, and that it must therefore be the role of the law to pick sides between them – thus, impliedly, standing up for morality
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           against
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          targeting.
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            What I’d like to stress, however, is what a cartoonish and wrongheaded view that would be, how there are in fact moral arguments to be made both on the side of “morality”
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           and
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          of “targeting,” and how the LOAC – as a framework for moral reasoning in its own right – provides a framework for managing the tension that can arise between these compelling but sometimes competing moral values.
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            The LOAC, as I see it, is not just a system of rules.  It is a system for thinking about and balancing the demands of moral values that are unquestionably important, but that do
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           not
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          all point cleanly in the same direction.  The law of war is thus a system for moral or ethical reasoning in itself, and I think it’s very important that we understand it as such.  Morally-informed equity balancing isn’t incidental to the LOAC project; it
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           is
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          the LOAC project. 
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            And it’s crucial here that we
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           are
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          talking about moral equity balancing.  If your sole objective were to constrain the conduct of warfare with legal rules that maximize civilian welfare, it wouldn’t be too hard to create some crisp, bright-line targeting standards that would – if observed – make it all but impossible to fight a war in the real world. 
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           Yet such no-compromise approaches to reducing civilian harm are quite emphatically not what the LOAC demands, and with good reason.
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            From the perspective of moral reasoning, it’s a critical point that preventing all harm to civilians is actually
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           not
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          the moral objective of the LOAC, nor is even
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           minimizing
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          harm to civilians its
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           only
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          moral objective.  The LOAC certainly aims to protect civilians, but it is also informed by the fact that there can be a compelling moral case for it being permissible to conduct war. 
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           Defending oneself against aggression, for instance, has to be understood as a vital moral objective too.  A genuinely moral law must therefore permit self-defense, and presumably also defense of others (e.g., one’s allies, those who otherwise request help against aggression, or perhaps defenseless civilians).   And if war is ever morally permissible, it must perforce also be permissible to use reasonably effective means to fight it.  And, unfortunately, it is basically impossible to imagine war being waged without any chance of harm to civilians.
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            It is only with this in mind – that is, seeing that the law of war understands that there can be moral value in waging war
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           as well as
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          in protecting civilians from harm – that one can see the shrewd logic embedded in the LOAC and the sophisticated reasoning it brings to such matters.
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           Striking the Balance
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           With respect to targeting, the LOAC thus recognizes that there are at least two moral equities involved here: targeting of some sort must remain permissible, even while one should also be required to prevent undue harm to civilians.  So let’s not beat around the moral bush: I believe that serving either of these moral values, exclusively, would be immoral.
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            So the framers of the LOAC over the years – that is, the world’s sovereign states who have come together to frame agreements on these subjects, or whose state practice coupled with
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           opinio juris
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          has given rise to customary law – have attempted to craft what is in effect an Aristotelean Mean.  Just as courage, per Aristotle, is something appropriate to the circumstances
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           in between
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          the extremes of recklessness and cowardice, so the LOAC seeks to avoid both the immorality of declaring a free-fire zone on innocent civilians and the immorality of prohibiting states from being able to wage war in a just cause such as self-defense.
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            But that’s also why targeting and LOAC issues are so challenging and so complicated.  This balancing process can give rise to enormous complexities of fact and nuance, and often some very uncomfortable decisions in which one or the other of these moral values is explicitly
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           not
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          maximized. 
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            If a target is of sufficient military significance, for instance, you need to be willing to accept some civilians being killed incidentally to its destruction – and potentially, in pursuit of a
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           very
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          important military objective, quite a lot of them.  So being genuinely moral in such equity-balancing situations is by no means necessarily
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           comfortable
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          .
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           Admitting that these questions can be undeniably difficult, however, it is the genius of the LOAC that is does offer a framework for providing answers that intelligibly and conscientiously work to serve competing values at the same time.
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           The Doctrinal Framework
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            I don’t imagine that this audience needs much by way of a reminder of the basic conceptual framework the LOAC provides, but here’s a quick primer. 
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           A key starting point is the idea of “distinction.”  As emphasized in U.S. legal training materials such as the U.S. Army’s 
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           Law of Armed Conflict Deskbook
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           , one must always make a distinction between combatants and non-combatants. 
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            One of the few
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           per se
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          rules in the law of war is that one cannot
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           ever
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          deliberately target civilians: by definition, they are not lawful targets.  To be sure, there are ways civilians can lose this protection, such as by taking part in fighting.  For so long as they remain genuine civilians, however, they are not lawful targets.  Conversely, the enemy’s combatants, its military assets, and the facilities where they are located or from which they operate are legitimate targets.
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            But things get interesting, when these two categories are not cleanly separable in time and space, so that you have to start to worry about when or to what degree you can pursue legitimate military targets even though such attacks would
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           also
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          cause harm to civilians.  And that’s where you see this complicated conceptual dance develop in the LOAC between “military necessity” and “proportionality.”
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            The principle of proportionality prohibits attacks in which the expected loss of life or injury to civilians would be excessive in relation to the concrete and direct military advantage expected to be gained.  This is how the LOAC seeks to protect civilians: parties must avoid making purely civilian targets the object of attack and seek to prevent harm to them
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           except
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          that which cannot be reasonably prevented when pursuing compelling military objectives.  Accordingly, collateral harm to civilians – and, as I noted, potentially a great deal of it, as the 
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           International Court of Justice conceded when accepting in 1996 that even a state’s use of nuclear weapons might be permissible where its very existence were threatened
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             – is indeed permissible, such harm just needs to be limited to what cannot feasibly be avoided. 
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           This, I submit, is a 
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           real process of moral reasoning
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           . 
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            This calculus can be frustrating for the uninitiated, of course, because it essentially precludes being able to come up with clear answers absent a very detailed understanding of the context, and decision-making is highly dependent upon great dollops of intrinsically somewhat fuzzy human judgment. 
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            It is not merely, for instance, that there is no crisp, quantifiable, “scientific” way to judge what amount of harm to civilians is “proportionate” to the necessity of hitting a given military objective.  It is also that precisely because you cannot really make such a call without knowing the importance of striking a particular target
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           in the overall context of a military campaign
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          – that is, 
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           not just in terms of “immediate tactical gains,” but also “in the full contex
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           t of war strategy
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            .”  For this reason, legal conclusions about the propriety of specific potential targets can be very hard for outsiders to assess. 
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            (Furthermore, what answers there are may change over time for reasons that may be exogenous to the fact pattern of the strike itself.  If the same attack upon the same military target with the same amount of collateral damage were to occur at a different
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           point
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          in a military campaign, for instance, it might bear a very different relationship to the achievement of the attacker’s overall objectives, and hence have a different weight in terms of “military necessity.”)
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           Moreover, the legality of any given targeting decision must be evaluated on the basis of what information was actually available to a reasonable military commander at the time, “
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           taking into account all circumstances ruling at the time, including humanitarian and military considerations
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           .”  This idea – which U.S. military operational lawyers refer to as a sort of highly context-dependent “
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           reasonableness standard for evaluating command decisions
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            ” – can sometimes make after-the-fact second-guessing commanders’ decisions in the field and the heat of and “fog” of battle quite challenging.  (To be a little provocative in front of the present audience, for example, it may be that the perspective of civilian academics in peacetime hindsight may sometimes actually mislead more than they enlighten.) 
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            Nevertheless, it is less a “bug” than actually a moral “feature” of the LOAC that it understands that real-world decisions in battle are horrifically complicated: made under enormous stress, in conditions of sometimes crushing time-urgency, on the basis of invariably somewhat incomplete or ambiguous information, in a dynamic relationship with adversaries who are doing everything they can to impede your ability to make effective decisions, and amidst all the other unavoidable Clausewitzian “friction” and unpredictability of conflict.  It would not, I submit, truly be moral to hold persons in such conditions to post hoc standards of perfection, and the law acknowledges this.  By the same token, however, it would certainly not be moral to excuse them just
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           anything
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          , and the LOAC goes to considerable trouble to provide a framework that tells operators how to reason responsibly about such challenges
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           and
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          one that allows the broader community to hold them intelligibly accountable for the choices they make. 
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            I’ll admit that there is thus very little about this reasoning process that can be said to be simple or easy, and – as I noted – it can sometimes involve some very uncomfortable choices.  The LOAC is probably not a moral framework that would please a strict deontologist: it has far too much balancing, and too many trade-offs, in it for that!  Nevertheless, I submit that the LOAC represents a remarkably highly evolved form of moral reasoning – one the thoughtfulness and sophistication of which needs to be understood whether we are applying it to an infantryman’s decisions in the field or to nuclear targeting policy on a geopolitical scale. 
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           Don’t Forget Honor
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            Before I conclude, let me add a quick word about a topic that civilian international lawyers – perhaps to their discredit – talk about a lot less than do military lawyers: the concept of
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           honor
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          , and its vital role in helping shape the law of war.
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           As emphasized in training materials such as the U.S. Army and U.S. Marine Corps’ 
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           Commander’s Handbook on the Law of Land Warfare
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           , “honor” is one of the foundations of the LOAC – a foundational element, moreover, that is explicitly said itself to derive from ancient conceptions of “chivalry,” and which “
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           demands a certain amount of fairness and a certain mutual respect between opposing forces
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           .”  The principle of military honor is regarded, for instance, as an important reason for the 
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           humane treatment of civilians, as well as combatants’ duty to honor pledges of safe-conduct in wartime
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           , and a basis for 
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           prohibitions on slandering, insulting, and humiliating protected persons
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            . 
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            To be sure, honor is hardly the exclusive basis of the LOAC, and perhaps not even a primary one.  In general, greater importance is probably placed upon some almost game-theoretical understandings of the potential impact of various rules or concepts upon the conduct of warfare.  (Perfidy, for instance – such as feigning the status of a protected civilian in order to treacherously conduct an attack – is not a war crime simply because it is dishonorable.  It is a war crime because if combatants were
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           not
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          prohibited from doing such things, innocent civilians would presumably be much more at risk of attack by combatants who feared their opponents were engaging in such tactics.)
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            But honor is nonetheless very important in the LOAC’s conceptual scheme.  In fact, the idea of military honor can even be read as a sort of supplemental
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           enforcement
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          mechanism for the laws of war. 
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            The concept of honor seeks to persuade combatants to follow the law in the heat of combat not by explaining rationally why these particular rules make sense in a kind of overall, game-theoretical sense.  Rather, honor attempts to bake LOAC compliance into the personal self-identity of the combatants, as it were: they must follow these rules not just because a scholar can explain their overall rationality, but also because complying with the LOAC is part of who they are
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           as
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          servicemembers, and it would be personally and professionally disgraceful for them to behave otherwise.  Much like a good citizen might be expected to stop at a red light even when confident that no one else is around, honor is a factor that helps keep a warfighter from crossing the line even if he has every likelihood of “getting away with it” if he did.
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           That’s why the principle of honor is so important, and why I tend to chafe at it being so often overlooked by secular civilian academics who might otherwise be inclined to sneer at a concept so retrograde and archaic as to be explicitly derived from chivalry.  In fact, I suspect that making the dictates of honor a powerful and compelling part of military culture is very important to the LOAC’s success as an institution.
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           Conclusion
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           So if you ask me, there’s indeed a certain genius embedded in the LOAC.  For my part, I regard it as something of a triumph of moral reasoning as a guide to ethical conduct in a world of complexity.
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            I hope our discussions here today can usefully employ this framework as we think through the difficulties of U.S. nuclear targeting in the era of our emerging “three-body problem” of strategic deterrence.
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           -- Christopher Ford
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      <pubDate>Sun, 14 Jan 2024 16:36:48 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/some-thoughts-on-targeting-the-law-of-armed-conflict-and-morality</guid>
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      <title>Ford's 2023 Round-Up</title>
      <link>http://www.newparadigmsforum.com/ford-s-2023-round-up</link>
      <description />
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          With 2023 now in our collective rear-view mirror, I thought I’d offer you a handy compilation of my public work product from the last year.  The list is heavy on strategic competition with China, of course, but doesn’t omit other topics (
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            e.g., morality and nuclear weapons policy, nuclear nonproliferation, and North Korea). 
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            ﻿
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          Keep checking
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           New Paradigms Forum
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          for new material as we move into 2024!
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           Papers and Articles
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            Christopher A. Ford, “
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            Xi Jinping, Michel Foucault, and Spy Balloons? Communist China’s Theory of Control and Visions of a Post-Westphalian World Order
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             ”
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            National Security Law Journal
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            , vol. 11, no. 1 (2023), 
           &#xD;
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      &lt;a href="https://www.nslj.org/wp-content/uploads/Ford-Xi-Jinping-Michel-Foucault-and-Spy-Balloons-Communist-Chinas-Theory-of-Control-and-Visions-of-a-Post-Westphalian-World-Order.pdf" target="_blank"&gt;&#xD;
        
            https://www.nslj.org/wp-content/uploads/Ford-Xi-Jinping-Michel-Foucault-and-Spy-Balloons-Communist-Chinas-Theory-of-Control-and-Visions-of-a-Post-Westphalian-World-Order.pdf
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            Christopher A. Ford, “
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            What to Do about North Korean Nuclear Weapons: Allied Solidarity, the Limits of Diplomacy, and the ‘Pain Box,’
           &#xD;
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      &lt;span&gt;&#xD;
        
            ” Hoover Institution Press (August 23, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.hoover.org/research/what-do-about-north-korean-nuclear-weapons" target="_blank"&gt;&#xD;
        
            https://www.hoover.org/research/what-do-about-north-korean-nuclear-weapons
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            Christopher A. Ford, “
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            An Insurance Policy for Dependence of U.S. Supply Chains on Foreign Providers
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             ” (with a co-author), as Chapter 3 in
            &#xD;
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            Silicon Triangle: The United States, Taiwan, China, and Global Semiconductor Security
           &#xD;
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             (Hoover Institution &amp;amp; The Asia Society: July 18, 2023), 
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/Silicon%20Triangle%20Ford%20Chapter.pdf" target="_blank"&gt;&#xD;
        
            https://irp.cdn-website.com/ce29b4c3/files/uploaded/Silicon%20Triangle%20Ford%20Chapter.pdf
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    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
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            Nuclear Weapons Ethics and a Critique of the ‘Strong Case’ for Disarmament
           &#xD;
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      &lt;span&gt;&#xD;
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             ,” in
            &#xD;
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             Morality and Nuclear Weapons: Practitioner Perspectives
            &#xD;
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            (Brad Roberts, ed.), (Lawrence Livermore National Laboratory: Center for Global Security Research, 2023),
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/nuclear-weapons-ethics-and-a-critique-of-the-strong-case-for-disarmament" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/nuclear-weapons-ethics-and-a-critique-of-the-strong-case-for-disarmament
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
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            Assessing the Biden Administration’s ‘Big Four’ National Security Guidance Documents
           &#xD;
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        &lt;span&gt;&#xD;
          
             ,” National Institute for Public Policy
            &#xD;
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            Occasional Papers,
           &#xD;
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             vol. 3, no. 1 (January 2023), 
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://nipp.org/wp-content/uploads/2022/12/OP-Vol.-3-No.-1.pdf" target="_blank"&gt;&#xD;
        
            https://nipp.org/wp-content/uploads/2022/12/OP-Vol.-3-No.-1.pdf
           &#xD;
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           Remarks and Presentations:
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
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            Conceptualizing Strategic Competition in the Narrative Trilogy of Victory: ‘What’ Stories, ‘Why’ Stories, and ‘How’ Stories
           &#xD;
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            ” remarks at the U.S. Foreign Service Institute (December 7, 2023), 
           &#xD;
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      &lt;a href="https://www.newparadigmsforum.com/conceptualizing-strategic-competition-in-the-narrative-trilogy-of-victory-what-stories-why-stories-and-how-stories" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/conceptualizing-strategic-competition-in-the-narrative-trilogy-of-victory-what-stories-why-stories-and-how-stories
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
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            America as a Strategic Competitor: ‘Damn the Doomsayers, Say I
           &#xD;
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      &lt;span&gt;&#xD;
        
            ,’” remarks to a conference at the Lawrence Livermore National Laboratory (December 5, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/america-as-a-strategic-competitor-damn-the-doomsayers-say-i" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/america-as-a-strategic-competitor-damn-the-doomsayers-say-i
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            Christopher A. Ford, “
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            Countervailing Posture, the ‘Offensive Nuclear Umbrella,’ and the Future of Arms Control
           &#xD;
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            ,” remarks at DACOR Bacon House, Washington, D.C. (October 6, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/countervailing-posture-the-offensive-nuclear-umbrella-and-the-future-of-arms-control" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/countervailing-posture-the-offensive-nuclear-umbrella-and-the-future-of-arms-control
           &#xD;
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            Christopher A. Ford, “
           &#xD;
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            Information Confrontation and China’s Discourse Strategy
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks at the Center for Global Security Research, Lawrence Livermore National Laboratory (September 18, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/information-confrontation-and-chinas-discourse-strategy" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/information-confrontation-and-chinas-discourse-strategy
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            Christopher A. Ford, “
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            Running Faster for the ‘Commanding Heights’ of the Next Industrial Revolution?
           &#xD;
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      &lt;span&gt;&#xD;
        
            ” remarks to Metron’s 2023 corporate strategy retreat (September 12, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/running-faster-for-the-commanding-heights-of-the-next-industrial-revolution" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/running-faster-for-the-commanding-heights-of-the-next-industrial-revolution
           &#xD;
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        &lt;br/&gt;&#xD;
        &lt;br/&gt;&#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
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            Information Confrontation with Russia and Dynamics of ‘Positive’ and ‘Negative’ Deterrence
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks at Wilton Park, United Kingdom (July 21, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/information-confrontation-with-russia-and-dynamics-of-positive-and-negative-deterrence" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/information-confrontation-with-russia-and-dynamics-of-positive-and-negative-deterrence
           &#xD;
      &lt;/a&gt;&#xD;
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        &lt;br/&gt;&#xD;
        &lt;br/&gt;&#xD;
      &lt;/span&gt;&#xD;
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      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
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            Nuclear ‘Hedging,’ Arms Control, and Today’s Strategic Challenges
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks at the Nuclear Triad Symposium held at Louisiana State University – Shreveport (July 20, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/nuclear-hedging-arms-control-and-todays-strategic-challenges" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/nuclear-hedging-arms-control-and-todays-strategic-challenges
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            Christopher A. Ford, “
           &#xD;
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            The Dangers and Limits of Cooperation Between the World’s Most Dangerous Dictators
           &#xD;
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      &lt;span&gt;&#xD;
        
            ,” remarks at a National Security Institute event at the Rayburn House Office Building, U.S. House of Representatives (May 31, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/the-dangers-and-limits-of-cooperation-among-the-worlds-most-dangerous-dictators" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/the-dangers-and-limits-of-cooperation-among-the-worlds-most-dangerous-dictators
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    &lt;/li&gt;&#xD;
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        &lt;span&gt;&#xD;
          
             Christopher A. Ford, Dr. Ford’s
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      &lt;span&gt;&#xD;
        
            Commencement Address
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;span&gt;&#xD;
          
             for the Class of 2023 at Missouri State University’s Graduate Department of Defense and Strategic Studies (May 19, 2023), 
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/2023-commencement-address-missouri-state-university-graduate-department-of-defense-strategic-studies" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/2023-commencement-address-missouri-state-university-graduate-department-of-defense-strategic-studies
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      &lt;/span&gt;&#xD;
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      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
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            Four Points to Keep in Mind in Strategic Competition with China
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks at Vanderbilt University’s 2nd annual Summit on Modern Conflict and Emerging Threats (May 4, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/four-points-to-keep-in-mind-in-strategic-competition-with-china" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/four-points-to-keep-in-mind-in-strategic-competition-with-china
           &#xD;
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        &lt;br/&gt;&#xD;
        &lt;br/&gt;&#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
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            China’s Struggle for Technology Dominance and U.S. Responses: An Insider’s Account
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” keynote address to the National Organization of Investment Professionals’ annual Washington, D.C. conference (April 20, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/chinas-struggle-for-technology-dominance-and-u-s-responses-an-insiders-account" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/chinas-struggle-for-technology-dominance-and-u-s-responses-an-insiders-account
           &#xD;
      &lt;/a&gt;&#xD;
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        &lt;br/&gt;&#xD;
        &lt;br/&gt;&#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
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      &lt;span&gt;&#xD;
        
            Christopher A. Ford, “
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Learning from the NPT’s Challenges
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ,” remarks to the Nonproliferation Policy Education Center’s Public Policy Fellows Research Retreat (February 8, 2023), 
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.newparadigmsforum.com/learning-from-the-npt-regime-s-challenges" target="_blank"&gt;&#xD;
        
            https://www.newparadigmsforum.com/learning-from-the-npt-regime-s-challenges
           &#xD;
      &lt;/a&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
&lt;/div&gt;</content:encoded>
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      <pubDate>Mon, 08 Jan 2024 18:13:22 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/ford-s-2023-round-up</guid>
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      <title>Conceptualizing Strategic Competition in the Narrative Trilogy of Victory: “What” Stories, “Why” Stories, and “How” Stories</title>
      <link>http://www.newparadigmsforum.com/conceptualizing-strategic-competition-in-the-narrative-trilogy-of-victory-what-stories-why-stories-and-how-stories</link>
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          Below are the remarks delivered by Dr. Ford at the “Strategic C
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            ompetition Educators Conference” held on December 7, 2023, at the
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          e in Arlington, Virginia.
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           Good afternoon, and thank you for the kind invitation to return to the Foreign Service Institute (FSI) for this conference. 
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           I’m very pleased for the chance to talk with you today about how to conceptualize the strategic competition challenges we face today.  You’ll only be getting my own personal opinion, of course, for I’ve long since left government and can speak for no one but myself.  But I hope we’ll have an interesting discussion.
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           As someone who has been banging the figurative table for years to warn the U.S. and international policy community about the strategic challenges that will arise out of China’s global ambition of geopolitical “return” to something akin to the central global status and role it imagines to be its birthright as the so-called “Middle Kingdom,” I’m naturally delighted that Washington is now finally taking competitive strategy seriously.  And I’m honored to have had the chance, first at the National Security Council in 2017 and thereafter at the Department of State for three years, to have played a role in reorienting U.S. foreign and national security policy to focus upon it – and, in particular, upon the challenges of keeping sensitive technologies out of the hands of a Chinese industrial sector that officials there are working to “fuse” with its military sector.
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           Nevertheless, belatedly determining to focus upon a challenge is not necessarily the same thing as effectively meeting it.  It’s good that strategic competition – at least vis-à-vis China, anyway – is indeed, as I had hoped it would become, the “
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           new normal
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           ” in Washington.  But now we face the real work, the hard work, of actually building and implementing an effective strategy.
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            In this regard, our policy community is working overtime to figure things out.  Sometimes this work is quite focused and systematic, and sometimes it’s more enthusiastic than disciplined – with parts of the think tank world, for instance, sometimes resembling nothing so much as a game of pee-wee soccer in which the kids just swarm to the ball. 
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           Nevertheless, to our credit, we are now all finally working on the problem.  As a result, we are far ahead of where we were when I first started 
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           calling attention in the mid-2000s to China’s geopolitical ambitions
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           , and even far ahead of where we were when I began 
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           calling attention in mid-2018
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            to the need to revise national security export controls in light of Beijing’s “Military-Civil Fusion” strategy.
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           A Typology of What, Why, and How
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            So far, however, most of the work underway on competitive strategy topics in various quarters – in government, in the think tank world, and in academia – seems to focus on what I call the “How Stories” of strategic competition. 
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           Let me explain what I mean by that.
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           If you can forgive me some oversimplification for purposes of making a point, you could say that for any important endeavor – including developing and implementing a strategic competitive strategy – you basically have to be able to answer at least three different types of question.  This entails being able to tell at least three different types of “story.”
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            First, there are “What Stories.”  Specifically, what are you trying to do?  I know this seems pretty elementary, but it’s also hard to escape: you can’t do much by way of planning or evaluating a potential course of action if you don’t have some feel for what your objective is. 
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            You also need to be able to tell a “Why Story.”  Why are you trying to do this thing?  Why does it matter?  And how muchdoes it matter? 
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           These “why” issues are important because you need to know how much effort to expend toward achieving your objective.  It’s critical to know how important the goal is, because while it’s certainly not the case that any good end justifies any means, an extremely compelling objective will tend to justify expending a great deal more effort and accepting much more risk than would a goal of less importance.  (“Why Stories” are also a key part of how you convince others to shoulder such burdens with you; they are important to being persuasive wherever cooperation and collaboration is needed.)
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           Notably, both of these types of story – the “What” and the “Why” – are conceptually antecedent to the “How Story.”  That is, developing an effective account of how you’re going to get to your goal necessarily implies that you already have a goal.  Nor can you really calibrate the elements of a “How Story” to your objective – such as the range of measures you’re willing to attempt and the amount of resources you’re willing to invest – without having some idea of why and how much that objective matters.  Not all good objectives, will justify very large expenditures of effort, after all, but some certainly might.  You need to be able to tell which is which!
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           So you need all three types: “What Stories,” “Why Stories,” and “How Stories.”  Together, in effect, this narrative trilogy could be said to make up your overall “theory of victory.”  They define the game you’re in, why you care and how hard you feel you need to try, and what you need to do along that road in order to achieve success.
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           Stuck in the “How”
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           But here’s a problem, at least as I see it.  As I noted, most work today on competitive strategy seems to focus on “How” questions.   There are certainly lots of such questions, and they’re unquestionably important.  For instance:
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            How do we organize the federal bureaucracy in order to become a more effective strategic competitor?   Can we do better to “integrate” the instruments of state power in order to support competitive success, enhance deterrence, and position us for as much success as possible were deterrence to fail?
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             Which technology sectors are most essential to our competitive success, how can we keep the PRC from stealing a march on us in their development, and how can we most effectively jump-start (or maintain) our own innovation economy as a global leader in these areas? 
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            What is the appropriate role of government in supporting innovation and economic growth?  Should it adopt an industrial policy of targeted intervention and more general stimulus, or are there insurmountable problems with federal officials presuming to “pick winners”?  More broadly still, how should we respond to market-distorting competitive advantages given to Chinee companies by state subsidies and political support?
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            How can we reform our military acquisition and procurement bureaucracy so as to make our armed forces more agile and responsive to novel and growing threats, even while expanding the productive throughput of our defense industrial base in the ways that would be needed in order to sustain operations for any meaningful period of time if deterrence failed?
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           Those questions are probably just the tip of the iceberg in the “how to implement competitive strategy department,” but you get the idea. 
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           That said, I’m not so sure we’ve really done the job we need to do on our “What” and “Why” questions of competitive strategy. 
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           To be sure, there’s what would seem to be an intuitive obviousness to some points.  Of course we don’t want to be “out competed” by China.  Who would want to “lose” what the Biden Administration – in the national security guidance documents it released last year – has called the “
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           contest for the future of our world
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           ”? 
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            But it’s no small question to ask exactly what we mean by strategic competition, and what we would actually consider “winning” – or, alternatively, “losing” – to be. 
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           Chinese Stories
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           To be sure, answering all these questions isn’t always difficult for everyone.  My own suspicion – as I have outlined many times, both 
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           inside
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            and 
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           outside
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            government  – is that the People’s Republic of China thinks it’s got them pretty well figured out. 
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           In terms of “what,” the Chinese Communist Party (CCP) has, set itself the goal of achieving China’s long-term objective of “national rejuvenation” by 2049, the centenary of the CCP’s seizure of power in Beijing.  By this, it means China’s return to something akin to the kind of geopolitical status and centrality it felt itself to have had for thousands of years as the so-called “Middle Kingdom,” thus also 
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           righting the world-historical wrongs inflicted upon
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            it at imperialist hands during a “Century of Humiliation” that began with the Opium War in 1839.  This also necessarily entails displacing or simply breaking the power of the United States in the international system, and 
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           refashioning that system
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             into one most of the members of which, in effect, pay China some modernized, updated form of the status-deferential “tribute” that Imperial China demanded of the vassal states and barbarian lords around it for centuries. 
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           I’m not saying this is necessarily the only imaginable interpretation of China’s desired end-state, but I’m offering it as myleading candidate.  And, if I’m right, it checks the basic “What Story” box reasonably well.
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            But what about Beijing’s “Why Story”?  Well, I guess it depends on who you are.  The answer might be different depending, for instance, on whether you’re a regular Chinese citizen – though perhaps the word “subject” is more aproposhere – or the CCP leadership. 
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            For the leadership, achieving the objectives of that specific CCP “What Story” may well be of critical importance.  The Chinese Communist Party has no democratic legitimacy, of course, and especially since the early 1990s – when it launched its “great patriotic education campaign” in order to whip up nationalist fervor against the malevolent foreign forces said to have inflicted a “Century of Humiliation” upon China – the Party has depicted its own rule as essential to the country achieving a glorious return. 
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           Having staked its legitimacy on achieving “national rejuvenation,” therefore, it might well be that the CCP considers itself to have nothing less than an existential stake in its success.  Falling short might make the whole enterprise of Communist Party power seem a failure, depriving the CCP of its primary remaining justification for remaining in control and thus perhaps threatening the whole Party edifice.  So if you’re Xi Jinping and his colleagues in the leadership compound in Zhongnanhai, that’s a pretty compelling “why it matters” story.
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           For ordinary folks, however, things might be different.  The “What Story” of “national rejuvenation” as defined by the CCP might be very attractive to such people, but how essential is it?  Are there other visions of a future world that would be good enough as an alternative?  And how does the CCP’s vision of being a “rejuvenated” hegemon stack up against other potential future “Chinas” – such as one that remains prosperous but does not dictate to others, being not feared and detested but rather liked and genuinely respected?  How China’s “Why Story” is parsed by ordinary people could be different from the CCP version, with implications for what it would be considered necessary to do in order to achieve the geopolitical preeminence that the “What Story” seeks.
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           To be sure, it’s not clear that this matters too much with China, since – alas – ordinary Chinese subjects don’t have civil and political rights and don’t have the ability to hold their rulers meaningfully to account.  So in China we may be, for the moment, stuck with the CCP’s theory of victory.
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            Nevertheless, you can perhaps see where I’m going here: how one defines one’s “What” and “Why” stories is exceedingly important. 
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           And then, of course, there’s always still the “How Story” question.  By what means does China envision that it will achieve its objective in strategic competition?  For present purposes that’s a topic for another day.  For my part, I believe the CCP leadership, at least, has fixated upon a conception of “comprehensive national power” (CNP) under which it assumes that if China manages to acquire for itself a world-leading position across all or most of an array of facets of overall power – military strength, economic weight and dynamism, technological sophistication, political prestige, cultural attractiveness, and the like – it will all but inevitably, naturally, be able to lead and set the norms of the world-system in the late 21
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           st
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            Century, just as the British did in the 19
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           th
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            Century and the Americans in the 20
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           th
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            .  The CCP’s “How Story” thus points toward a coordinated campaign of government-led and state-promoted effort to plan China’s way to a kind of geopolitical primacy that neither Britain nor the United States actually ever deliberately organized themselves to achieve. 
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           What are America’s Stories?
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           Nevertheless, I’m not really here today to talk about China – though I do think it is vital to understand something about its “What,” “Why”, and “How” questions encoded within it.  We need to understand the narrative trilogy of China’s theory of victory because they’ve decided to be our primary competition.  Success in competition is about relative rates of progress more than it is about meeting any kind of absolute standard, so keeping the other guy from running dangerously fast is also important.  If slowing him down is part of our own “How” story, however, we need to understand how he runs.
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           Buy my main point is about us, and about how we think about our “theory of victory” in the strategic competition now underway.
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           And I don’t think we’ve yet done a good enough job of telling the “What” and “Why” stories that we need.
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           To some extent, I think this may be because of our geopolitical position.  We are the power challenged most directly by China’s rising power, because it is we that China wishes to replace at the center of the international system.  This makes us in many ways a status quo power, and I suspect this also tempts us to take our “What” and “Why” stories for granted.  But I think we need to do more to interrogate our “What” and “Why” narratives more resolutely; if we are to take strategic competition seriously, we need to be clearer with ourselves on both counts. 
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           So what do we really mean by “winning” in this strategic competition?   Is our “What Story” simply that we wish Chinato fail in its bid for revisionist geopolitical hegemony?  Such an objective, after all, does not sound too unreasonable.  After all, who among us would really want China to succeed in coercing the rest of the world into a network of neo-tributary relationships radiating in concentric circles from a Middle Kingdom ruled by repressive authoritarian brutes?  The world has seen all too much imperialist self-aggrandizement by powerful states at the expense of the autonomy and independent of sovereign peoples over the last few centuries, and CCP-led imperialism would no better than any other – and indeed likely worse in many ways.
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           But we sometimes also sound like we have other, grander, goals in mind.  Should it be our broader objective, for instance, that we also preserve what is sometimes called the “
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           rules-based international order
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            ”?  That would be asking more than simply seeing China fail in its bid for neo-imperialist hegemony.  After all, Beijing might indeed fail, but perhaps the struggles of that failure would come at the cost of the rules-based order, with China basically breaking system by its attempt at domination. 
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           (Such a breaking, by the way, would presumably suit Russia fine.  The Kremlin doesn’t seem to want to run the late-21
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            Century world, just to 
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           damage others in it enough that it will be able to carve out within it some grim and kleptocratic simulacrum of tsarist imperial glory behind a buffer zone of cowed victim states
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           .  In this sense, despite their so-called “no limits” partnership, the Russian and Chinese “What Stories” diverge considerably.  Russia surely doesn’t want to see China really win much more than we do.)
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           And what specifically, moreover, do we mean by that “
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           rules-based order
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            ”?  It is merely a system of sovereign states interacting in a kind of classical, stereotypically “Westphalian” way as juridical coequals and under a system of clear international legality, perhaps through multilateral institutions such as the U.N. Charter?   Or do we have in mind something more like the post-1991 version of that order, in which the United States had not just a special but a downright dominant, even “unipolar” role? 
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           For that matter, opening the aperture even further, do we mean, as President Biden suggested in his 
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           2022 National Security Strategy
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            – which emphasized how “[d]emocracies and autocracies are engaged in a contest,” a “contest for the future of our world” – that we seek a “rules based international order” the rules of which include instruments such as the 
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           International Convention on Civil and Political Rights
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            (ICCPR), and the 
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           Universal Declaration of Human Rights
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           ?  In that case, it would be presumably part of our strategic objective to ensure, eventually, that every government in the world is held to account if it falls short in affording its citizens the full suite of rights and protections described in such instruments.
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            Or, perhaps, do we have a layered vision of success – in which, for example, we would like “X” to be the case eventually, and will generally try to promote that outcome, but very much want “Y” to come about and will work hard to achieve it, while feeling that “Z” is absolutely essential and must be ensured at almost any cost?  That’s hardly a crazy way to think about things, and an approach that in many respects we follow in daily life, but it still requires we integrate our goals and prioritize them with a degree of honesty and clarity. 
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           A layered approach to “What Stories,” moreover, also already implies we’ve had some kind of conversation with ourselves about “Why” questions, since otherwise we couldn’t really do the prioritization inherent in having that kind of a “nested” goal matrix.  Any way you slice it, it seems to me, we need to work harder at articulating our “Whats” and our “Whys.”
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           Such distinctions would presumably have significant impact on “How” we seek to achieve our objectives, not to mention the international partners with whom we would be able to expect to work in achieving them.  You might convince a Communist Vietnamese autocrat, a Gulf monarch, and a thuggish national populist strongman to join you in a quest to preserve all states’ sovereignty and autonomy against Chinese neo-imperialist tribute-seeking, for instance, but you’d probably get rather a different answer from all three of them you asked for their help in winning what President Biden describes as “
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           great battle for freedom: a battle between democracy and autocracy, between liberty and repression
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           .” 
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           For that matter, you also might not always get the answer you want, even from at least some of the world’s democracies, if you signaled that what you really wanted was to restore the kind of unipolar, U.S.-managed system that some American leaders felt we had created after the Soviet Union collapsed.  Have you forgotten the words of Bill Clinton’s Secretary of State Madeline Albright, when 
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           on the Today Show in 1998
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            she defended U.S. military interventions around the world by declaring that “if we have to use force, it is because we are America; we are the indispensable nation. We stand tall and we see further than other countries into the future ….?”  Well, I can assure you there are lots of foreign diplomats who have not forgotten it.  To them, such thinking was little more than arrogant and condescending triumphalism, and if reconstituting such a U.S. approach to the world is your objective, you’ll find those foreign interlocutors a lot less enthusiastic about joining you to push back against Beijing that would otherwise have been the case.
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           Getting Our Story Straight
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           Anyway, I hope I’ve made the point that the details of our “What” and our “Why” stories matter a lot.  But we haven’t been very good enough at having these conversations, even with ourselves.  If we want to effectively integrate and make sense of all of the “How” speculations and proposed solutions currently careening around our policy community, we’ll need to do better.
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           In particular, I’d say we need to really engage with ourselves over how extensive our ambitions are – and how extensive, perhaps, they are not.  It’s not for me to prescribe an answer – or at least I won’t offer one right now, at any rate.  But without that kind of discussion, it’s going to be increasingly hard to know how to proceed, and indeed to be able to judge whether our strategy, whatever it is, is working.
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           History is not short of examples of powers that either couldn’t make up their mind about such questions or ended up biting off more than they could chew.  We know this most obviously from the history of warfare.
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            If you believe your Thucydides, for example, after the first 15 years of the Peloponnesian War between the ancient Greek city-states of Athens and Sparta and their respective allies, the conflict had reached a standoff.  This stalemate would itself have been, in strategic terms, and Athenian victory.  After all, Athens at the time was, in effect, a status quo power, and Sparta’s war objective in forming the Peloponnesian League against Athens had been to destroy the latter city and its empire of allied city-states. 
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           As the former Oxford political theorist Alan Ryan has observed, 
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            “[i]f only the Athenians had been content with avoiding defeat, the Peloponnesian League would have had to settle for the frustration of its aims.  It would have been a remarkable achievement and would have shown how formidable Athenian democratic institutions, economic resources, and military imagination really were.”(1) 
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           As it was, however, Athens undermined its “negative success,” if you will, in fending off an adversary’s effort to destroy its power, and “defeated itself” through a disastrous combination of internal dysfunction and military overreach, refusing Spartan offers of parlay and ultimately catastrophically losing the war.
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            Most of you will probably have heard the term “mission creep” applied in the arena of armed conflict.  Think, for example, of the decision to drive by U.S.-led United Nations forces north to the Yalu River early in the Korean War, which turned a fantastically successful rout of invading North Korean forces into a long and bloody fight against intervening Chinese ones and ultimately forced us to settle for the “negative success” of simply having saved South Korea from Communist invasion.  Or, by contrast, how in 1991 President George H.W. Bush carefully avoided going beyond his initial objective of expelling Saddam Hussein’s Iraqi armies from Kuwait. 
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            But challenges related to your vision of success – whether it is modest or expansive, clear or ambiguous, carefully-delimited or expanding – are not limited to the arena of warfare.  To my eye, our strategy in strategic competition today needs to grapple with such questions too. 
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           The Centrality of Vision for Effective U.S. Strategy
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           And so, in closing, let me make a final point as I return to the “How” problems of strategic competition.  It should be clear by now that 
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           I tend to agree with Lawrence Freedman
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            that strategy is a “special sort of narrative” that provides a “compelling account[] of how to turn a developing situation into a desirable outcome.”(2)  That strategy is, in other words, a story we tell to ourselves, and to others, about the future.
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           This is likely true as more general matter, but I think it is especially critical for us in the United States to have searching and wide-ranging discussions about our “What” and “Why” narratives.  Having clear and compelling answers to such questions is far more important for us – if we wish to have an effective strategy in the face of Chinese imperialist revisionism – than it is for China.
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            Much is made, in our competition with China, about how we face a “whole-of-nation” challenge from the PRC, and I agree with that.  When it comes to what it means for there to be a “whole-of-nation” strategy in the first place, however, depends a lot on the nation you’re talking about. 
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            It’s pretty clear what it means for CCP-ruled China.  The PRC’s political system draws both upon Leninist “vanguard party” theory and upon ancient Chinese Legalist traditions of “rule by law” rather than the rule of law, and the CCP has been building for itself a shockingly pervasive system of technologically-facilitated surveillance and social control. 
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            For such an authoritarian regime, it’s presumably all but second-nature to try to organize itself and the entire citizenry to achieve national objectives on a “whole of system” basis.  Woe be unto him who does not follow Party guidance! 
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            The CCP, moreover, sees this coercive centralization as one of its greatest strengths.  It is trying to plan its way to a new Industrial Revolution, and to acquire global primacy based not merely on its rapidly expanding military power projection capabilities, but also – and in the long run more importantly – on a systematically constructed and pervasively weaponized international economic, technological, social, political, and cultural relationships. 
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           Beijing’s theory of “comprehensive national power” is about nothing if it is not about that weaponization, and the geopolitical “shaping” power of the “
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           leverage webs
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           ” China is trying to weave for itself, and the CCP regards its own authoritarianism as absolutely essential to competitive success because it permits every part of society and of the economy to be mobilized and directed in support of national strategy.  As the CCP’s Central Committee and China’s State Council 
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           made clear in 2016
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           , China’s view of strategy seeks to “combine the advantages of concentrating power for major undertakings with the market allocation of resources” – which basically means free-market-style riches slaved to a totalitarian vision of geopolitical self-aggrandizement.
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            That’s a reason to be very focused on ensuring that the CCP does not achieve its vision of victory, but in itself this doesn’t tell us too much about what we need to do in strategic competition. 
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            It’s clear enough what “whole of nation” competitive strategy means à la Chinoise, as it were, but we’re still far from clear about what it means à l’Américaine.  Given that we certainly do not want our leaders to have the extraordinarily coercive tools of centralized management and socio-political control that the CCP enjoys in China, what does it mean for a liberal democracy to have a “whole of nation” strategy? 
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            Well, the short answer is we don’t really know yet, and we’re still trying to work it out. 
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           But here’s where we circle back to the importance of what I’ve been calling “What Stories” and “Why Stories.”
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           My strong suspicion is that whatever “whole of nation” strategy means in our context as a free-market-oriented, rights-based, constitutionally-structured, representative democracy, it will inevitably be an approach grounded primarily in persuasive voluntarism.  Our political leaders simply can’t order the citizenry and the private sector around as Xi Jinping can order around his subjects.  And we don’t want them to be able to do so.
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           This means that while government will inevitably play a critical leadership role in developing, implementing, and sustaining U.S. competitive strategy, the lion’s share of the work will surely be done in a disaggregated way, coordinated not by official fiat but rather by persuasion.  This will entail eliciting cooperation from an enormously broad range of stakeholders through various variations on the theme of public-private partnership, through the development of a clear and compelling vision to which enough of the relevant stakeholders remain committed, enough of the time, to make a difference.
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           That’s how – for us, in particular, and indeed for any liberal democracy – our work on “How Stories” has to link back to our “What Stories” and “Why Stories.”  If we cannot tell our “What” and “Why” stories with striking clarity and compelling persuasiveness, they will fail to persuade – either our own people or our would-be international partners – and we will thus fail to compete.
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           So it’s time to have those conversations, and I hope that groups of smart and engaged foreign policy professionals such as you good folks at FSI will be able to contribute to building this vision.
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           Thanks for listening.
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           -- Christopher Ford
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           NOTES:
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           (1) Alan Ryan, On Politics: A History of Political Thought from Herodotus to the Present (London: Penguin, 2012), at 25.
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            ﻿
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           (2)  Lawrence Freedman, Strategy: A History (Oxford: Oxford University Press, 2013), at xiii-xv. 
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      <pubDate>Thu, 07 Dec 2023 21:37:13 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/conceptualizing-strategic-competition-in-the-narrative-trilogy-of-victory-what-stories-why-stories-and-how-stories</guid>
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    <item>
      <title>America as a Strategic Competitor: “Damn the Doomsayers, Say I”</title>
      <link>http://www.newparadigmsforum.com/america-as-a-strategic-competitor-damn-the-doomsayers-say-i</link>
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          Below are the remarks Dr. Ford delivered at a conference sponsored by the
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            ﻿
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            Hello, everyone.  Brad [Roberts] asked me to say a few words to you today about “America as a Strategic Competitor,” and I’m pleased to have the chance.  I can only offer you my personal opinion, of course – and nothing I say here should be taken to represent the views of anyone else – but perhaps you’ll find these thoughts interesting. 
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            Rather than starting off by talking about what we need to be doing in order to compete effectively, I thought I’d start by addressing what might be thought of as a provocative threshold question: “Is the United States really up to this in the first place?” 
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           In that regard, I’ll make two points today.  The first is about how the nature of our engagement in the world, which has essentially always been a matter of uncomfortable debate and contestation in the United States.  I hope I’ll be able to convince you that although it’s often an ugly and complicated process of getting there, historically we do end up being – even if belatedly – good enough at engaging, enough of the time, to get by.
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           My second point will be to push back against some of the doomsaying one occasionally hears, both in the international community and here in the United States itself, suggesting that America’s geopolitical sun is setting: that we, internally divided and dysfunctional, are now in terminal decline.  I won’t be able to prove to you that this isn’t the. case, but I do intend to remind you that our demise has been predicted before, and that we’ve repeatedly come quite handily through periods of domestic and geopolitical challenge that were even worse than what we face so anxiously today.
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           So let’s start with that first point.
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           Kennan’s Americanosaurus
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           Perhaps the simplest thing I can say on this topic is that our great Republic, in historical terms, has consistently been a pretty bad strategic competitor – at least until it wasn’t.  And that oscillation is perhaps the story.
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            Let me unpack that a bit.  Historically, America has, by reflex, not often tended to care overmuch about the rest of the world.  It isn’t that we do not engage with it, but rather that this engagement comes and goes, sometimes capriciously. 
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           Nor, I must confess, are we Americans generally very good at nuance.  You can bet money that if the “right” place on the continuum between isolationism and hyperactivity.  The mid-20
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            Century U.S. diplomat George Kennan – famous for his “Long Telegram” from Moscow and his “Mr. X” article in Foreign Affairs that did so much to set the intellectual tone for U.S. “containment” of the Soviet Union during the Cold War – once speculated that American democracy might be a bit like a prehistoric monster that just sort of lies around ignoring its environment until repeated affronts finally piss it off enough that it flails around with terrifying vigor in response, sometimes quite destructively.
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           Now, this clearly wasn’t precisely a flattering description of U.S. engagement in the world, of course, but while it probably wasn’t entirely fair, it also probably wasn’t entirely wrong.  But Kennan’s metaphor – and indeed the story of his own success in helping catalyze and shape a robust U.S. response to Communist geopolitical threats in the late 1940s – also illustrates that we Americans are quite capable of rousing ourselves out of an insular and solipsistic funk and acting resolutely in the world from time to time, when the threats and challenges are great enough.
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           That said, it certainly seems to be true that the history of U.S. engagement with the rest of the world is one of periods of disengagement punctuated by what you might call “Oh Crap!” moments – that is, points at which we realize that we’re not entirely the remote island we sometimes imagine ourselves to be, and in which we recognize that we actually do have compelling reasons, both self-interested and high-minded, to pull our head out of the isolationist sand.
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            This audience won’t need much reminder of a lot of this history, but it started early.   
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            The young United States, for instance, quickly dismantled what little navy it had built during our revolution against Great Britain, not thinking we needed any such thing because we’d never really had much of a problem with attacks upon our merchant shipping and maritime commerce before.  That, however, turned out to have been because of the protection afforded by the Royal Navy, which of course went away when we sent His Majesty George III packing! 
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           Accordingly, the United States soon found itself literally making tribute payments to Morocco – one of the infamous “Barbary Pirate” kingdoms of North Africa – under a treaty of 1787.   When the ruler of Algiers also wanted to get in on the tribute-payment game, seizing a number of U.S. vessels and their complement of sailors for ransom or slavery, we figured that we might actually need a little internationally-deployable muscle after all.  Accordingly, Congress authorized the construction of six naval frigates in 1794.   (Voila!  The U.S. Navy was born in a fit of grumpy anti-isolationist awakening.)
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            Even then, we still made tribute payments to the Muslim rulers of Algiers, Tunis, and Tripoli for a few more years.  Nevertheless, we eventually decided that paying tribute to an Islamic autocrat wasn’t such a good idea after all, and finally used that young fleet to put that challenge to rest. 
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           I’m an ex-Navy officer, so perhaps I make too much of the episode.  Nevertheless, you might not go too far wrong if you see that vignette – basically the origin story of the U.S. Navy, as it were – as providing something of a leitmotif for all the on-again-off-again history of American global engagement that was to follow.  And these debates became even more acute as we became a majr world power over the course of the 19
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             Century, for with that power came security and economic interests that were not intelligibly “de-linkable” from the rest of the international community, even though that sometimes still remained our first instinct. 
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           Most observers will know, of course, that after the First World War, the American political community rebelled against President Woodrow Wilson’s internationalism by refusing to participate in the League of Nations.  It’s not as well remembered today, however, that even after World War Two had begun in Europe, U.S. aviation celebrity Charles Lindbergh and his political allies wanted to keep us from any kind of involvement, forming the “America First Committee” in 1940 in an effort to block U.S. aid to Great Britain after the Nazis attacked it.
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           The isolationist and fascist-sympathetic leanings of the “America First” agenda of the 1930s should not have been too surprising, I suppose, from someone who thought highly enough of Hitler’s gang to declare that Europe was “fortunate” the Nazis had come to power – as Lindbergh did – and who was even awarded the “Service Cross of the German Eagle” by Hermann Göring in 1938.  Nevertheless, the idea of “neutrality” was a powerful temptation for many Americans, even in the face of revisionist aggression by genocidal Nazis and brutal Japanese militarists.
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           Thankfully, I’d say, Lindbergh’s “America First” campaign failed, but nothing probably illustrates the push-pull dynamics of isolationism and engagement at play within the American political psyche so well as those fraught years leading up to the Second World War.
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           In a sense, it is remarkable that the United States was willing to remain engaged in the world after 1945, perceiving – quite correctly, I think – that the growth of Soviet Communist power did not permit us the luxury of putting our heads back in the sand pursuant to some new Lindberghian willingness to let foreign tyrants dominate the world beyond our shores.  And this is where George Kennan played such an important role in 1947, by articulating the conceptual framework for engagement in the name of “containing” Soviet expansionism.  That basic approach succeeded in keeping peace between the major powers, preventing most of the world from falling under Kremlin control until the USSR itself finally collapsed in 1991, and creating an environment in which the United States could be powerful and prosperous as never before.
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           But as I noted – and as Kennan himself articulated in his “dinosaur” critique – we weren’t particularly good at nuance.  Presumably, the best approach to containing the Soviet Union would have been a steely-eyed and consistent resolution, applied carefully and prudently, over a very long period of time, in order to convince leaders in Moscow that aggression was very much not in its best interests, yet applied carefully and thoughtfully – without hyperbole, chest-beating bellicosity, or other overreaction that might inadvertently lead to escalation, or which might bollix up our own efforts to rally third-parties to stand with us against Communist expansion.
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           And perhaps – on average, as it were – that’s where the United States was during the Cold War.  But of course, an “average” just expresses the mean of a wide range of data points, and by no means did we get that sober and consistent steely-eyed resolution consistently right during the Cold War. 
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            Maybe George Kennan was right that we’re not too good at nuance – that we’re dinosaurs that ignore everything dangerously long until they finally erupting in rage.   Yet as the broader narrative of Kennan-influenced U.S. “containment” itself demonstrates right up to the fragmentation of the USSR in 1991, we’re also quite capable of getting things enough right, enough of the time, that we end up being a pretty decent strategic competitor despite ourselves. 
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           So that’s my first point.
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           We’ve Been Through Worse
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            As for the second point, I’m all too painfully aware that there’s a narrative afoot in the contemporary U.S. policy community that even though all prior predictions of our demise have turned out to be greatly exaggerated, this time it’s real.  This time, it is sometimes suggested – even from some who in the past made their name fighting such declinist narratives – that our goose really is cooked, and we just need to accustom ourselves to geopolitical senescence and a neo-isolationist future of lessened influence, dismissive inattention to the outside world, and preoccupation with our own internecine squabbles. 
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           Through this lens, the United States is not only past our global peak and browning around the edges like an old head of lettuce, but also politically spent – too polarized, too divided, too fractious, and too dysfunctional to thrive in a competitive world.  In this telling, in fact, we basically deserve our decline.
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           So is this true?  Well, maybe, I guess.  But maybe not. 
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            I have no crystal ball that can foretell the future.   But, by the way, neither do the neo-declinists.  Perhaps our American day has in fact now passed, but perhaps it hasn’t. 
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           So here’s my second point: it is very much worth remembering that in so many ways we have indeed heard this all before– and then some. 
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           It may be that some of our problem today is that we have lost perspective upon our own history, in the sense that if you think that today’s political and economic problems are bad, you might want to meditate a bit on what we have already come through with flying colors. 
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           For reasons of brevity, I’ll largely pass over the turbulent U.S. domestic politics of the 19
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           th
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            Century, but I probably shouldn’t.  After all, that era included a period of vicious polarization and tension over slavery that culminated in a literal civil war over slavery.  Beyond just traumas of the “slavery question,” moreover, the late 19
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            Century included years of violent riots, strikes, brutal industrialist strike-breaking, and anarchist violence leading up to the assassination of President William McKinley in 1901.  And did I mention financial crises in 1819, 1837, 1857, 1873, and 1893?
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           Those tempted to despair over our American present should keep this messy history in mind: we’ve come through some pretty messy stuff in the past.
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           And what about the 20
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             Century? 
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           Well, even within my own lifetime – well, more or less, anyway – we’ve also faced challenges that eclipse those with which we struggle today.
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           Domestically, U.S. politics in those years of the late 1960s and the 1970s were tumultuous and sharply divided over issues such as the Vietnam War, which all but paralyzed national politics, helped produce televised riots at the Democratic Convention in Chicago in 1968, and led President Lyndon Johnson to drop out of politics.  Left-wing students rioted and took over campuses across the country, and activists such as Jane Fonda actually rather disgracefully traveled abroad to do propaganda events for military adversaries whose forces were killing American troops.  Some of America’s young men burned draft cards and fled to Canada, while some others were shot dead by National Guardsmen at Kent State in Ohio, and still others by police at Jackson State in Mississippi.
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           Johnson’s successor, Richard Nixon, also dropped out of politics, resigning from office amidst criminal investigations and ignominy, but not before the scandals of Watergate, the invasion of Cambodia, and a series of Congressional hearings on Cold War intelligence abuses – specifically, assassination and coup attempts abroad and spying on American citizens at home – had devastatingly tarnished our leadership and undermined public trust in government.   It was an amazing era of televised Congressional hearings that aired dirty laundry about scandal after scandal after scandal.
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            And there was lots of domestic political violence, too.  Even leaving aside President John F. Kennedy’s assassination a few years earlier, 1968 saw presidential candidate Robert F. Kennedy’s murder, as well as that of civil rights leader Martin Luther King, Jr.  Race riots convulsed many American inner cities, including in 1964, 1965, 1967, and 1968.  A spinoff of the left-wing group Students for a Democratic Society turned violent, forming the “Weather Underground” and undertaking a campaign of domestic terrorist bombings, killings, and robberies from 1969 until the early 1980s, even as violence escalated between American Indian activists and federal agents. 
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           Nor were the so-called “Weathermen” alone in such violence, for attacks were mounted in those years by a range of other radical leftist groups, including the Black Liberation Army, the Armed Forces of National Liberation, the Symbionese Liberation Army, and the John Brown Anti-Klan Committee (an early incarnation of today’s “Antifa” movement).  In 1977, moreover, a Muslim group even got in on the action by seizing 149 hostages for the better part of two days in taking over the building housing Washington, D.C.’s mayor and city council; two persons were killed and three injured before the gunmen surrendered. 
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           Though they occurred both a bit earlier and a bit later – in 1954 and 1983, respectively – it’s also worth remembering that there were even violent attacks on the U.S. Capitol building.  In 1954, a group of Puerto Rican separatists opened fire with semi-automatic pistols onto the legislative floor of the U.S. House of Representatives, firing 30 rounds and injuring five people.  In 1983, a group calling itself the May 19
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            Communist Organization – an organization one of the then-leaders of which was a woman who nowadays does funding and administrative work for the Black Lives Matter Global Network Project – also set off a bomb in the Senate wing of the Capitol, fortunately not managing to hurt anyone.  (January 2021, therefore, was not the first time unhinged radicals have attacked our national legislature!)
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            So that was the state of our domestic politics when I was young. 
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           In terms of geopolitics, the late 1960s and the 1970s were also grim years for the United States.  As I mentioned earlier, these were years in which all sorts of people believed the world had reached – and had passed – “Peak America,” and that the United States was entering a period of terminal decline.  We had been bloodied and humiliated in Vietnam, and the Soviets were on the march in the developing world. 
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            Marxist governments came to power and ruled, at various points, in a number of African countries – including Angola, Ethiopia, Guinea, Mali, Mozambique, Nicaragua, Somalia, and Yemen, not to mention fully taking over in Vietnam and Cambodia. 
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            The Soviet Navy became a global power-projection force, with a presence in the Mediterranean (and a base at Tartus in Syria), in the Indian Ocean (with facilities at Aden and Socotra Island in Yemen, and for a time Berbera in Somalia), and even in the Atlantic (with base access in Luanda and to Angolan airfields).  Fidel Castro’s Cuban expeditionary forces, with Soviet help, had deployed overseas to prop up Communist client states, with thousands of Cuban troops fighting in Angola and Ethiopia.  And Soviet arms exports to Africa in the late 1970s came to more than ten times those provided by the United States. In 1979, moreover, our longtime ally the Shah of Iran was overthrown, succeeded by a vicious Shi’ite fundamentalist theocracy that humiliatingly held U.S. diplomats hostage for well over a year. 
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           The Soviets and their Eastern European allies also actively trained and supported terrorist groups in Europe and the Middle East striking at Israel, American interests, and allied NATO governments.  On top of all this, the USSR was engaged in a huge military buildup, not merely of conventional forces but also building a vast nuclear arsenal that would reach a peak of some 39,000 nuclear weapons, including both the largest intercontinental ballistic missile ever fielded (the SS-18), the largest submarines ever built (the Typhoon-class ballistic missile boats), and a whole class of new theater-range missiles pointed at NATO (the SS-20, for instance) for which we had for years no answer.  And then, in 1979, the Soviet Union invaded Afghanistan, too.
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           It seemed obvious to strategists on both sides of the Cold War that the Soviets were on the march, and that the United States was losing ground quickly.
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           Making matters worse in this litany of seeming geopolitical defeat, he industrialized West also faced a dramatic new challenge in the form of the oil-producing states of OPEC.  After the Arab-Israeli conflict of 1973, this oil cartel began to wield its monopoly power as a political weapon, helping to produce an “energy crisis” and years of economic stagnation in industrialized economies, combined with inflation – the so-called “stagflation” menace of mid-decade.   And this was at the same time as the emergence of the environmental movement called public attention to what were described as crippling problems of chemical pollution and overpopulation that seemed all but sure to presage the end of modern industrial growth and prosperity, creating a future of catastrophic pollution and starvation.
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           The short version of this long story was simply this: America had, it seemed, obviously lost, and we were screwed.  That was the domestic politics and the geopolitics of my childhood in the 1970s.
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            So let’s not forget all this history.  We have our challenges today, to be sure, but we have had worse problems before, both at home and abroad.  Those problems were perhaps unsurprisingly accompanied by what seemed to be obvious narratives of American decay and decline. 
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           Yet those narratives turned out to be false ones.  The declinists and doomsayers of that period underestimated the resilience of our democracy, and things turned out differently than they expected.
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           Conclusion
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            To be sure, as they say in investing, past performance is no guarantee of future performance.  Perhaps we are now today, finally, in our American twilight.  And perhaps the narratives of decline and decay that tempt us in the contemporary world will indeed turn out to be accurate in ways that previous such predictions were not. 
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           Perhaps, then, it is indeed time to put “America First” in the Charles Lindbergh sense, and to return our heads to the isolationist sand rather than engage with a world that we’ve convinced ourselves we’ve pretty much lost anyway – and that, in effect, we almost feel we deserve to have lost. 
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            But, maybe, such conclusions are just the result of our losing perspective – of our forgetting what we have come through before, and how extraordinarily resilient and adaptive the American people have repeatedly shown that they are capable of being. 
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           So that’s my message to you as we think, at this conference, about “America as a strategic competitor.”
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           Let’s try keeping that historical perspective.  Let’s try remembering that even though we Kennanian “dinosaurs” may not be particularly sophisticated or consistent strategic competitors, we nonetheless do have strong interests in the world, especially when confronted by powerful revisionist autocrats who hate us, wish us nothing but failure and collapse, and are actively working to bring that out.  And let’s try remembering that we are indeed capable of rallying in hard times in order to be at least enough of a competitor to get the job done.
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           Thanks.
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           -- Christopher Ford
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      <pubDate>Wed, 06 Dec 2023 22:41:25 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/america-as-a-strategic-competitor-damn-the-doomsayers-say-i</guid>
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    <item>
      <title>Countervailing Posture, the “Offensive Nuclear Umbrella,” and the Future of Arms Control</title>
      <link>http://www.newparadigmsforum.com/countervailing-posture-the-offensive-nuclear-umbrella-and-the-future-of-arms-control</link>
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           Below are the remarks Dr. Ford delivered at Bacon House in Washington, D.C., on October 6, 2023, to 
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           DACOR
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           ’s annal conference.  This text has been supplemented with amplifying references to the original (longer) text Dr. Ford prepared for the event.
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           Good morning, everyone.  It’s a pleasure to be back at Bacon House, and to be part of this fascinating discussion of how to rebuild international order after the Ukraine war. 
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            I’ve been asked to say a few words about the
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           nuclear
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            aspects of this challenge, such as how we might be able to restore some kind of functional arms control regime.  I can’t provide you with anything more than my own personal opinions, of course, but I’ll offer what I can.
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            Most observers are aware of the ways in which the Putin regime has tried to use nuclear saber-rattling to scare Western countries into providing less support for Ukraine. (1)  And they may be aware of the degree to which Russia has systematically dismantled the post-Cold War arms control enterprise (2) over the last few years, by violating multiple agreements. (3) 
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            You may be less aware, however, of the
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           connections
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            between these phenomena, and the implications of that connection for the future of arms control.  That’s what I’d like to stress to you here today, though I must confess it’s not a pretty story.
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            The longstanding pattern of Russia’s institutional dismantlement of arms control
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           complements
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            Putin’s nuclear saber-rattling in service of the Kremlin’s revisionist ambitions.  Russia has used its arms control violations to help create what I call an “
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           offensive nuclear umbrella
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           ” – and the Biden Administration describes as a “
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           shield
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            ” – behind which Putin can conduct territorial aggression. 
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            Thanks to its refusal to comply with the Presidential Nuclear Initiatives (PNIs) of the early 1990s and the nuclear forces it built in violation of the INF Treaty, Russia has a vastly more powerful arsenal of theater-range forces than we do, which it threatens to use in hopes that we and our allies will be deterred from helping Ukraine. 
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           In its war against Ukraine, moreover, Russia uses forces that were once subject to the requirements of the Conventional Forces in Europe (CFE) Treaty – an instrument that Moscow has ignored since 2007.  Nor does it any longer have to face the prospect of ex-Soviet nuclear weaponry in Ukrainian hands, thanks to the promises Russia made in the Budapest Memorandum of 1994 to respect Ukraine’s territorial integrity – promises which Putin, of course, now ignores.  And Russia has been building new strategic-range systems that fall outside the central limits of the New START agreement, though Putin recently began violating that too.
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            This is a Russian challenge that has been years in the making, undertaken by a regime that
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           used
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            arms control,
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           used
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            the West’s commitment and fidelity to arms control institutions, and
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           used
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            our somewhat naïve commitment to the teleology of inevitable nuclear reductions.  It has
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           weaponized
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            those things to help it prepare itself for aggression and conquest.
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           And all this is not even counting the challenge presented by China, which disdains any arms control with the United States, even while now engaged in a “sprint” toward nuclear parity, or perhaps even superiority.  China, too, seems to like idea of an “offensive nuclear umbrella,” having chosen to reveal its nuclear ambitions 
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           in 2021
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            – with the 
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           construction of hundreds of new intercontinental ballistic missile (ICBM) silos
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           , at a pace 
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           the Pentagon estimates will enable it to field some 1,500 warheads by the year 2035
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            – in time to help unsettle Western planners worried about strategic escalation should China attempt to invade Taiwan, 
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           perhaps as soon as 2027, or conceivably even earlier
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            . 
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           Is there any scope for traditional arms control agreements with Russia and China?  Maybe, but we shouldn’t get our hopes up. (4) 
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            Today, with China firmly refusing to come to the table and Russia positively
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           delighting
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            in the numerical advantages in some types of nuclear systems it obtained violation of its promises and agreements, additional traditional negotiated arms control limits seem hard to imagine. (5) 
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           An alternative approach, for which 
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           I myself have voiced
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            some support, would be to forego – for now, at least – the pursuit of traditional numerical arms limits in favor of Transparency and Confidence-Building Measures (TCBMs) such risk reduction, transparency, norms of behavior, and crisis communications efforts. (6)  This is basically what the Biden Administration now calls for. (7)
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            But I also suspect that neither Russia nor China
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           wants
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            such TCBMS.  There problem here is what I’ve been referring to as those regimes’ “offensive nuclear umbrella” strategies.
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            The TCBM concept tends to assume that the participants in such arrangements actually
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           wish
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            to reduce tensions and increase stability and predictability, and that more transparency and exchanges of information about force postures and strategic thinking will serve this purpose.   
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            The problem, however, is that if your objective is to spring a nuclear weapons build-up on your strategic competitors and use nuclear saber-rattling to create an “offensive umbrella” under which to invade and conquer your neighbors, sharing information about your real thinking may be the
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           last thing
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            you’d want to do. 
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            Instead, you’d want to lie and dissemble for as long as you can.  Even if you
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           did
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            happen to share accurate information, moreover, such honesty about your aggressive plans would engender not trust and stability, but rather
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           dis
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            trust and
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           in
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            stability.  And if you revealed true information about your posture and thinking before you were ready to take advantage of the offensive umbrella those plans were intended to create, you’d run the risk of defeating your strategic purpose by giving your adversaries more time to prepare. 
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            An offensive nuclear umbrella strategy arguably works better in deterring intervention against regional conventional aggression the more tension and distrust there is.  The point is to convince the adversary that the situation is so volatile, and the risk of catastrophe so high, that the aggressor should be permitted
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           carte blanche
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            to devour its regional victims unmolested. 
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            Hence the problem with seeking TCBMs with Russia and China: if
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            their game, then effective, tension-reducing, stabilizing transparency and confidence-building steps would be for them a bug, not a feature. (8)
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           And that may really leave arms controllers in a quandary, for if even non-binding TCBMs are off the table, what is there to do if there is to be any hope for arms control?
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            Nevertheless, before I depress you too much, I don’t think that means we can’t do
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           anything
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            . 
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            One element of a strategic response to an “offensive umbrella” strategy entails doing as much as possible to permit the United States, its Allies, and its partners to meet the threat of such regional aggression
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           below
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            the nuclear threshold. (9) 
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            But with regard to nuclear deterrence itself, we need to acknowledge that one of the key elements of a Putin-style “offensive umbrella” strategy is creating and maintaining an imbalance in theater-range nuclear weaponry.  This imbalance gives the aggressor the implied option of local nuclear escalation in the event we intervene against his aggression: escalation that would
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           still
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            remain under the level of a “strategic” exchange, confronting us with the unappealing dilemma of either letting the attacker have its way with the victim or initiating a general nuclear war.  This would, of course, encourage the aggressor to conclude that we wouldn’t act.  Such a sub-strategic imbalance, therefore, is destabilizing, undermines deterrence, and increases the risk of aggression and conflict.
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            I would submit that for arms control to be a part of a strategic response to such an adversary strategy, the seeker of the “offensive umbrella” needs to be given some compelling reason to negotiate.  And this necessarily involves a willingness to build
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           countervailing
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            nuclear capabilities. (10)
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           I can almost hear your collective intake of breath here, with this State Department audience, but remember that the United States once understood this very clearly.
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           The INF Treaty, after all, had its origins in the Soviet Union’s decision in 1976 to start deploying 
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           hundreds of SS-20 ballistic missiles
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            .  This intermediate-range nuclear-armed missile confronted NATO with a new threat, for which there was initially no response. (11) 
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           The resulting asymmetry was destabilizing, for NATO then possessed only nuclear systems in Europe with shorter ranges, which could not threaten targets in the USSR, including those SS-20s.  The SS-20 deployments thus risked undermining NATO deterrence, threatening to “
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           decouple
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           ” the United States, as the strategic jargon had it, from its NATO allies in Europe.
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           Accordingly, in response, NATO took decision in 
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           December 1979
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             to authorize the U.S. deployment to Western Europe of nuclear-armed ground-launched cruise missiles (GLCMs) and “Pershing II” intermediate-range ballistic missiles.  These deployments were controversial, but duly took place
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           beginning in late 1983
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           .
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            But NATO did not just deploy these systems in response to the Soviets’ SS-20 provocations.  It also sought to
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           use
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            these deployments in arms control negotiation, since these moves ensured the Soviets now had a
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           reason
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            to be interested in mutual restraint in intermediate-range forces. 
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            And indeed, preliminary arms control discussions began in 1980 after the NATO decision had been made, and in 1981 President Reagan announced a proposal in which the United States would eliminate all of its so-called “Euromissiles” if the Soviet Union would dismantle its own intermediate-range forces. (12)  This eventually led to the INF Treaty of 1987, which achieved exactly that, becoming the first arms control agreement ever to eliminate an entire
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           class
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            of delivery systems.
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           It may be that some variant on this conceptual model offers the best hope for arms control today in response to contemporary Russian and Chinese “offensive umbrella” strategies. 
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           Nor am I either the first or the only expert to make this point.  Indeed, as far back as the 2018 Nuclear Posture Review, the United States explicitly suggested the possibility of trading U.S. abandonment of our submarine-launched cruise missile-nuclear (SLCM-N) program for Russian reductions of non-strategic nuclear systems, “
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           just as the prior Western deployment of intermediate-range nuclear forces in Europe led to the 1987 INF Treaty
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           .” (13)
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            I think the basic conceptual model of Reagan’s “zero option” – updated in some form, and also presumably expanded to include China, so that neither Washington nor Moscow cedes theater nuclear supremacy to Beijing – remains a viable one. (14) 
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           This is not to say that we necessarily need simply to replicate Russian or Chinese deployments of such systems, for we surely don’t.  We need to develop more sophisticated nuclear deterrence heuristics than just mirror-imaging, and ones that consider cross-domain dynamics related to sophisticated conventional weaponry, cyberspace, and counterspace capabilities. 
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            But
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           something
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            more is needed than we are presently doing, and simply sitting on our hands would be foolish.
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            The “zero option” legacy offers us a genuinely strategic way to think about these challenges.  It provides the possibility of using responsive capacity-building both to meet security threats and to incentivize and catalyze negotiated arms control limits. 
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           One is even tempted to conclude that something inspired by Reagan’s “zero-zero” approach might even represent arms control’s “last best chance” in this once again fiercely competitive nuclear age.
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           Thanks.
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           -- Christopher Ford
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           Amplifying Notes
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           (1)       
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           Thus, for example, the head of Russia’s State Duma warns that provision of equipment to Ukraine could produce “
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           global catastrophe
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           ,” and former president Dmitri Medvedev has said Western aid “
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           brings the nuclear apocalypse closer
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           .”  Putin himself has 
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           said
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            he deployed nuclear weapons in 
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           Belarus
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           , and that if anyone is “thinking of inflicting a strategic defeat on us … the use of extreme measures is possible.”  They seldom quite promise nuclear attack, but Medvedev 
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           recently
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            came just about as close as anyone has:
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           “Imagine if the … [Ukrainian] offensive, which is backed by NATO, was a success and they tore off a part of our land then we would be forced to use a nuclear weapon according to the rules of a decree from the president of Russia.  There would simply be no other option.”
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            Nevertheless, though even the Russians shy away from a direct threat by anyone who actually has the ability to give such orders, they clearly want us to think about it, to worry about it, and to be frightened by the specter of nuclear escalation into letting the Kremlin erase the sovereign democratic country of Ukraine from the map. 
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           (2)       To understand the implications of Russian policy today, you’ve got to go back a few decades to the beginning of the arms control process between Washington and Moscow.  The United States has a long history of arms control with Moscow, of course, going back all the way to 1963.  That was the year in which the 
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           Hotline Agreement
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            established a secure teletype link that could be used directly between the U.S. President and the Soviet premier, and it was the year of the 
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           Treaty Banning Nuclear Weapons Tests in the Atmosphere, in Outer Space, and Under Water
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            , which prohibited aboveground nuclear testing. 
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           In 1972, this track record of negotiated restraint with Moscow expanded to include not just numerical constraints upon strategic delivery systems (with the first 
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           Strategic Arms Limitation Treaty
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           ) and upon ballistic missile defense systems (with the 
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           Anti-Ballistic Missile (ABM) Treaty
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           ), but also an agreement to set forth “best practices” and limit forms of conduct deemed liable to create nuclear escalation risks, the 
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           Incidents at Sea Agreement
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           .  By the late 1980s, as Cold War  tensions eased, negotiated nuclear arms reductions began, with the 
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           Intermediate-range Nuclear Forces (INF) Treaty
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            of 1987 and then the 
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           Strategic Arms Reduction Treaty
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             of 1991. 
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           The early post-Cold War era was also the time in which were negotiated key agreements intended to stabilize that new era and help perpetuate what was perceived as a generally “post-competitive” environment in a Europe that had previously been wracked by conflict and Cold War rivalries for hundreds of years.  In this respect, for instance, the 
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           Conventional Forces in Europe (CFE) Treaty
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            of 1990 sought to impose limits on and transparency for deployments of conventional forces the clash of which could lead to nuclear escalation.
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           Meanwhile, the 
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           Open Skies Treaty
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            of 1992 set up a system for permissive technical monitoring via photographic aerial overflights, to help reassure leaders from Washington to Moscow – and everywhere in between – that large-scale invasions were a thing of the past and Europe had truly turned the corner into a more cooperative era.  The 
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           Budapest Memorandum on Security Assurances
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            also helped cement this peaceful European order in place, by enlisting the Russian, American, and British governments to jointly pledge “to respect the independence and sovereignty and existing borders of Ukraine” and “refrain from the threat or use of force against the territorial integrity or political independence of Ukraine” in connection with that country giving up the nuclear weapons the Soviet collapse had stranded on Ukrainian soil.
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           (3)       As Dr. Ford summarized in 
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           one of the Arms Control and International Security papers
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            he published when serving in the U.S. State Department, the Russian government has been systematically undermining the post-Cold War arms control and stability architecture for many years.  The Kremlin, for instance, never fully honored the promises it made in the 
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           Presidential Nuclear Initiatives
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            (PNIs) of the early 1990s to eliminate nuclear warheads for short-range delivery systems, and today has 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://www.washingtonpost.com/business/2023/07/31/russia-s-tactical-nukes-aren-t-a-game-changer-for-us-doctrine/f01c6832-2f84-11ee-85dd-5c3c97d6acda_story.html" target="_blank"&gt;&#xD;
      
           an arsenal of such systems vastly larger
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    &lt;span&gt;&#xD;
      
            than the practical handful of nuclear gravity 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.cfr.org/in-brief/nuclear-weapons-europe-mapping-us-and-russian-deployments#:~:text=The%20weapons%20were%20first%20transferred,%2C%20the%20Netherlands%2C%20and%20Turkey." target="_blank"&gt;&#xD;
      
           bombs the United States retains in Europe
          &#xD;
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             after having complied with its PNIs. 
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.denverpost.com/2015/11/06/carroll-the-enduring-nuclear-threat/" target="_blank"&gt;&#xD;
      
           Russia began violating the INF Treaty in 2008
          &#xD;
    &lt;/a&gt;&#xD;
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           , moreover, and had actually produced and 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://www.wsj.com/articles/on-brink-of-arms-treaty-exit-u-s-finds-more-offending-russian-missiles-11548980645" target="_blank"&gt;&#xD;
      
           deployed multiple battalions of prohibited intermediate-range cruise missiles
          &#xD;
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      &lt;span&gt;&#xD;
        
             before the United States withdrew from that treaty, in response to these violations, in 2019.  Despite a supposed moratorium on nuclear testing, Russia has also secretly conducted nuclear weapons tests that have created nuclear yield. 
           &#xD;
      &lt;/span&gt;&#xD;
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           Today, Russia is now again in the business of building shorter-range nuclear weapons systems not covered by the “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.state.gov/new-start/" target="_blank"&gt;&#xD;
      
           New START
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” agreement – including missiles it began building and deploying in violation of the INF Treaty –  as well as strategic nuclear delivery systems of a sort (e.g., its 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://missilethreat.csis.org/missile/avangard/" target="_blank"&gt;&#xD;
      
           Avangard
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    &lt;span&gt;&#xD;
      
            
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           air-launched ballistic missile, the nuclear-armed and nuclear-powered “
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    &lt;/span&gt;&#xD;
    &lt;a href="https://www.foreign.senate.gov/imo/media/doc/120319_Ford_Testimony.pdf" target="_blank"&gt;&#xD;
      
           flying Chernobyl
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            ”
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           Burevestnik
          &#xD;
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            cruise missile, and the 
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      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.reuters.com/world/europe/russia-produces-first-nuclear-warheads-poseidon-super-torpedo-tass-2023-01-16/" target="_blank"&gt;&#xD;
      
           Poseidon
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            underwater revenge drone) also not covered by New START.  And indeed 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.reuters.com/world/russia-not-complying-with-inspection-obligation-under-nuclear-arms-treaty-us-2023-01-31/" target="_blank"&gt;&#xD;
      
           Russia has recently begun to violate New START
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           , thus breaking the last remaining strategic arms agreement in the world.
          &#xD;
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           Nor are things better in terms of conventional arms control.  Russia stopped complying with the CFE Treaty in 2007, and 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2010%20-%20Russian%20Arms%20Control%20Compliance.pdf" target="_blank"&gt;&#xD;
      
           apparently never fully complied at any point with its Open Skies obligations
          &#xD;
    &lt;/a&gt;&#xD;
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           .  The world saw how little the solemn promises of the Budapest Memorandum meant to Moscow when the Russians invaded Ukraine and annexed Crimea in 2014.  (These days, Vladimir Putin regards “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="http://en.kremlin.ru/events/president/news/66181" target="_blank"&gt;&#xD;
      
           the entire Ukrainian statehood
          &#xD;
    &lt;/a&gt;&#xD;
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           ” as an illegitimate project of “artificial divisions.”)  Today, with war raging in Ukraine in which Russian forces have apparently engaged in 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.icc-cpi.int/news/situation-ukraine-icc-judges-issue-arrest-warrants-against-vladimir-vladimirovich-putin-and" target="_blank"&gt;&#xD;
      
           mass kidnappings of Ukrainian children
          &#xD;
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            and 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://www.nytimes.com/2022/12/22/video/russia-ukraine-bucha-massacre-takeaways.html" target="_blank"&gt;&#xD;
      
           the systematic massacre of civilians in occupied areas
          &#xD;
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           , we also see how little the Law of Armed Conflict (LOAC) itself means to Russian authorities.
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           With regard to other weapons of mass destruction, Moscow violated the 
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    &lt;a href="https://www.opcw.org/sites/default/files/documents/CWC/CWC_en.pdf" target="_blank"&gt;&#xD;
      
           Chemical Weapons Convention
          &#xD;
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            by developing – and even 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://www.nytimes.com/2020/09/02/world/europe/novichok-skripal.html" target="_blank"&gt;&#xD;
      
           using
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            – its infamous novichok-class of chemical weaponry, and also 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.federalregister.gov/documents/2020/08/27/2020-18909/addition-of-entities-to-the-entity-list-and-revision-of-entries-on-the-entity-list" target="_blank"&gt;&#xD;
      
           maintains a biological weapons program
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            in violation of the 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://front.un-arm.org/wp-content/uploads/2020/12/BWC-text-English-1.pdf" target="_blank"&gt;&#xD;
      
           Biological Weapons Convention
          &#xD;
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    &lt;span&gt;&#xD;
      
           .  On top of all this, Russian officials have been 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/p2818" target="_blank"&gt;&#xD;
      
           backing away from their previous agreement
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
             with other international stakeholders that the LOAC applies to warfare conducted in cyberspace, and that countries shouldn’t engage in massive cyberattacks against civilian critical infrastructure in peacetime. 
           &#xD;
      &lt;/span&gt;&#xD;
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           (4)       Indeed, for all of its understandable complaints about prior U.S. arms control diplomacy that desperately sought nuclear reductions trending toward “Zero” pursuant to President Obama’s “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/remarks-president-barack-obama-prague-delivered" target="_blank"&gt;&#xD;
      
           Prague Speech
          &#xD;
    &lt;/a&gt;&#xD;
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           ” of April 2009, even the Trump Administration tried to pursue arms control with Russia and China in the form of a “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%201%20-%20Next-Gen%20Arms%20Control.pdf" target="_blank"&gt;&#xD;
      
           trilateral
          &#xD;
    &lt;/a&gt;&#xD;
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           ” deal that would have involved a de facto “freeze” on nuclear force expansion in “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2025%20--%20Looking%20Back%20at%20the%20Last%20Four%20Years.pdf" target="_blank"&gt;&#xD;
      
           an unprecedented overall warhead cap
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           .”  And in fact 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://apnews.com/article/donald-trump-elections-archive-vladimir-putin-presidential-elections-8ffef83f9abed665fbfb53252873f034" target="_blank"&gt;&#xD;
      
           Russia did at one point indicate some qualified acceptance of this concept
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           , though this effort ultimately collapsed because 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.cnn.com/2020/07/08/asia/china-us-nuclear-treaty-intl-hnk/index.html" target="_blank"&gt;&#xD;
      
           China refused
          &#xD;
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            to entertain the idea.
          &#xD;
    &lt;/span&gt;&#xD;
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           Today, with the Biden Administration having 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.armscontrol.org/act/2021-03/news/us-russia-extend-new-start-five-years" target="_blank"&gt;&#xD;
      
           agreed to extend New START
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    &lt;/a&gt;&#xD;
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            with the Russians not long before 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.state.gov/russian-noncompliance-with-and-invalid-suspension-of-the-new-start-treaty/" target="_blank"&gt;&#xD;
      
           Moscow started violating that agreement
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            – and with China still refusing to talk – additional traditional negotiated arms control limits seem hard to imagine.  The Biden Administration has said it seeks “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.whitehouse.gov/briefing-room/speeches-remarks/2023/06/02/remarks-by-national-security-advisor-jake-sullivan-for-the-arms-control-association-aca-annual-forum/" target="_blank"&gt;&#xD;
      
           bilateral arms control discussions with Russia and China without preconditions
          &#xD;
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           ,” but neither Moscow nor Beijing yet seems responsive.
          &#xD;
    &lt;/span&gt;&#xD;
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           (5)       In fact, U.S. strategic planners now face a problem that might be analogized to the famous “three-body problem” of the interaction between three masses in Newtonian mechanics.  As the 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://media.defense.gov/2022/Oct/27/2003103845/-1/-1/1/2022-NATIONAL-DEFENSE-STRATEGY-NPR-MDR.PDF" target="_blank"&gt;&#xD;
      
           Biden Administration’s Nuclear Posture Review
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            makes clear, 
          &#xD;
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           “[b]y the 2030s, the United States will, for the first time in its history, face two major nuclear powers as strategic competitors and potential adversaries.  This will create new stresses on stability and new challenges for deterrence, assurance, arms control, and risk reduction.”
          &#xD;
    &lt;/span&gt;&#xD;
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           The 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://media.defense.gov/2022/Oct/27/2003103845/-1/-1/1/2022-NATIONAL-DEFENSE-STRATEGY-NPR-MDR.PDF" target="_blank"&gt;&#xD;
      
           2022 National Defense Strategy
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            makes the same point, noting that we “increasingly face the challenge of deterring two major powers with modern and diverse nuclear capabilities,” which creates “new stresses on strategic stability.”  And since – at least in Newtonian physics – the three-body problem is reputedly “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.scientificamerican.com/article/the-three-body-problem/" target="_blank"&gt;&#xD;
      
           practically ‘unsolvable’… [for] it is essentially impossible to find a formula to exactly predict their orbits
          &#xD;
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           ,” we may have good reason to worry about the implications of Russian and Chinese policy for the future of nuclear stability.
          &#xD;
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           (6)       The basic concept behind TCBMs, as the 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://disarmament.unoda.org/convarms/transparency-cbm/#:~:text=Transparency%20and%20Confidence%20Building%20Measures,bilateral%2C%20regional%20or%20global%20level." target="_blank"&gt;&#xD;
      
           United Nations’ Office of Disarmament Affairs (UNODA) puts it
          &#xD;
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           , is that these steps can
          &#xD;
    &lt;/span&gt;&#xD;
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           “prevent conflict by providing States with practical tools to exchange information, build trust[,] and reduce tensions at the bilateral, regional[,] or global level.  Such measures help reduce excessive or destabilizing accumulations of arms and prevent misperceptions, miscalculation[,] and escalation between States.”
          &#xD;
    &lt;/span&gt;&#xD;
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           (7)       
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.state.gov/the-future-of-arms-control/" target="_blank"&gt;&#xD;
      
           Biden officials call
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             for “non-legally binding risk reduction, transparency, and confidence building measures, military and scientific dialogues and exchanges, norms of behavior, [and] crisis communications efforts.” 
           &#xD;
      &lt;/span&gt;&#xD;
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    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            (8)       Fundamentally, these problems aren’t “arms control” problems as much as they are broader geopolitical problems of the biggest powers in the global system having strategic objectives that are in key ways structurally incompatible and antagonistic, and with two of those powers being shockingly risk-tolerant in the lengths they seem willing to go in support of their revisionism.  These problems are indeed about “arms,” including nuclear ones, but only to the extent that arms are among the tools with which these broader games are being played.  Nor is it clear that better managing the “arms” aspects of these challenge would do much to change or ameliorate the underlying difficulties, even while the persistence of those deeper problems would likely make agreement on arms-related measures hard to come by. 
           &#xD;
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           (9)       That means bolstering our alliance and partnership relationships and expanding collective non-nuclear capabilities in ways that can help meet deterrence challenges – and indeed warfighting challenges, should deterrence fail – as effectively as possible.  Expanding the “pre-nuclear window” during which we still retain the option of effective defensive response by non-nuclear means – even against a great power revisionist which is able to concentrate its forces on a single regional objective, whereas U.S. deployments still necessarily have to balance theater conflicts against continuing global responsibilities – will naturally tend to erode the efficacy of “offensive umbrella” gambits by both signaling deterrent credibility and throwing the onus of escalation back on the would-be aggressor. 
          &#xD;
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           Doing that won’t be easy.  It will take a good deal of money, sustained attention and political support, a greater willingness to cooperate with friends on advanced technologies, and success in making our own defense procurement system more agile, innovative, cost-effective, and responsive than it presently is.  Nor, as the Ukraine war demonstrates, can we continue to ignore the “magazine depth” problem of stockpiling and being able to produce advanced munitions in sufficient quantities to be genuinely useful in high-intensity conflict with a “near-peer” adversary.  But all this is hardly impossible, and it is certainly necessary.
          &#xD;
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           (10)     This, for instance, was the logic behind the Trump Administration’s “responsive strategy” developed in 2017 to Russian INF Treaty violations.  Under that approach, the United States still retained some hope that Putin could be persuaded to scrap his illegal cruise missile – a weapon 
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    &lt;/span&gt;&#xD;
    &lt;a href="https://missilethreat.csis.org/us-official-identifies-missile-believed-violate-inf-treaty/" target="_blank"&gt;&#xD;
      
           we revealed
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            as having the Russian designator 9M729 – but we recognized that he wouldn’t do so without an incentive that went beyond Obama Administration finger-wagging.
          &#xD;
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            Accordingly, the National Security Council authorized the Department of Defense to begin its own work on an INF-class missile.  This permission carefully stopped short of flight-testing or production, so that we would not ourselves violate the Treaty, but was intended to clearly demonstrate to Moscow that if it did not come back into compliance, it faced the prospect of the United States developing its own intermediate-range delivery systems for the first time since the Cold War. 
           &#xD;
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           At the same time, the 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://media.defense.gov/2018/Feb/02/2001872886/-1/-1/1/2018-NUCLEAR-POSTURE-REVIEW-FINAL-REPORT.PDF" target="_blank"&gt;&#xD;
      
           2018 Nuclear Posture Review
          &#xD;
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    &lt;span&gt;&#xD;
      
            made clear that the United States would begin work on a nuclear-armed submarine-launched cruise missile (SLCM).  Notably, this was undertaken not only as a necessary response to Russian nuclear deployments, but in the explicit hope that “U.S. pursuit of a SLCM may provide the necessary incentive for Russia to negotiate seriously a reduction of its non-strategic nuclear weapons.”
          &#xD;
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           When even these steps were not sufficient to persuade the Russians to change course, Secretary Pompeo 
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           declared in December 2018
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            that development of the 9M729 placed Russia in “material breach” of the INF Treaty, and that if Russia did not return to compliance within 60 days, the United States would – consistent with Article 60 of the 
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           Vienna Convention on the Law of Treaties
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            – suspend its own INF obligations.  After Russia didn’t return to compliance, the United States duly suspended those obligations and began procedures to withdraw from the INF Treaty pursuant to its 
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           Article XV(2)
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           .  And so it was that Russian violations killed the Treaty.
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           With Russia then enjoying massive superiority in theater-range nuclear systems and any countervailing U.S. capability still being many years away, it is perhaps not surprising that Russia did not return to compliance when thus pushed by the Trump Administration.  Moreover, it now seems clear that – with his invasion and annexation of Ukraine and occupation of the Donbas having elicited little more than a 
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           rueful shrug
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            from Western leaders in 2014 – far from being deterred, Putin contemplated more regional aggression, and was indeed before long preparing what he hoped would be a decisive and final attack upon Ukraine in early 2022.
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           The strategic logic of needing to respond to such aggression-facilitating imbalances in nuclear capabilities, however, has not abated.  If anything, it has heightened.  Even the Biden Administration – headed by a man who as recently as January 2017 still claimed to hold out hope for declaring that there was no need for nuclear deterrence against conventional attack, and that the “
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           sole purpose
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           ” of nuclear weapons was to deter the employment of other nuclear weapons – seems now to understand that we will at some point soon need to consider building more nuclear systems.  Already, the Biden Administration’s 
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           2022 Nuclear Posture Review
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            admits that the Trump Administration’s once-controversial lower-yield submarine-launched ballistic missile warhead (the W76-2) “strengthen[s] deterrence of limited nuclear use in a regional conflict” and “currently provides an important means to deter limited nuclear use.” 
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           The current NPR 
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           promises
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            that the United States “will maintain nuclear forces that are responsive to the threats we face,” but it also concedes that the nuclear threats we face are increasing.  In fact, they are increasing so swiftly that, as noted, “[b]y the 2030s, the United States will, for the first time in its history, face two major nuclear powers as … potential adversaries.”  Especially given that it takes many years for the United States to develop and field new systems, the strategic logic that we need to do more to respond is grim and all but inexorable.
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           (11)     The Russians called this missile the RSD-10 “Pioneer,” and NATO called it the “Saber.”  Some SS-20s were reportedly also 
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           based in the Soviet Far East
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           , targeting Japan, South Korea, and China.
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           (12)     This proposal became known as Reagan’s “
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           zero-zero offer
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            .” 
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           (13)     Unfortunately, the Biden Administration undermined those initial 2018 hopes by announcing in 2022 its commitment to 
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           canceling SCLM-N unilaterally
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            – even while also unilaterally pledging to 
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           retire the B83 gravity bomb
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            without either any replacement hard-target-kill capability in hand or any concession from our adversaries. 
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           (14)     Achieving this, however, requires that we overcome our naïve post-Cold War 
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           attachment to the teleology of progressive disarmament
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            and get serious once more about the idea of building new systems.
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      <pubDate>Sat, 07 Oct 2023 00:43:38 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/countervailing-posture-the-offensive-nuclear-umbrella-and-the-future-of-arms-control</guid>
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    </item>
    <item>
      <title>Information Confrontation and China’s Discourse Strategy</title>
      <link>http://www.newparadigmsforum.com/information-confrontation-and-chinas-discourse-strategy</link>
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           Below are the remarks Dr. Ford delivered in a 
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           lecture
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            at the Lawrence Livermore National Laboratory on September 18, 2023, sponsored by the 
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           Center for Global Security Research
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            (CGSR).
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           Good morning everyone, and thank you to 
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           Brad [Roberts]
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            for the kind introduction.  It’s a pleasure to be back at the Livermore Lab.
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           I really enjoyed being able to participate in CGSR’s event last year on information confrontation with America’s strategic competitors, and to publish a 
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           monograph on the topic as one of its
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           Occasional Papers
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           series
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            . 
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           What I thought I’d do today after quickly recapping my earlier points about Russian and Chinese information strategy, is to expand a bit on the specific challenges presented by the Chinese Communist Party’s (CCP’s) information strategy.   I’ll only be expressing my personal views here, of course, but it’s a fascinating topic and I hope you find these remarks interesting.
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           Russian versus Chinese Disinformation
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           In my paper with CGSR earlier this year, I argued that China and Russia take different approaches to strategic information warfare – two approaches that I called, respectively, the “replacement narrative” and the “wrecker’s narrative.”  So what do I mean by that?
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            Well, for its part, CCP propaganda tends to tell a consistent narrative about the Party and about China, and wants the rest of the world to believe that story.  As it seeks to restructure the current international system into a much more Sinocentric form – a
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           replacement
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            world order, if you will, which Xi Jinping has termed a “new type” of great power relations – China seeks to win acceptance of a “replacement narrative,” its vision of a “‘harmonious’ and vertically constituted system of social order centered on China as the civilizational and politico-moral leader and norm-setter for the system. 
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           And this “replacement” aspiration in CCP practice means that there’s an important structural difference between Russian and Chinese approaches to the idea of “truth.”
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            For a replacement narrative to succeed, however, there must still – in theory at least – be something called “truth,” for we are asked to accept
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           China’s
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            narrative as
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           being
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            the truth. This is quite different from Russian propaganda, for Moscow’s approach to outward-facing propaganda has no particular desire to
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           replace
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            the narratives of the current international order with its own version.  So it doesn’t really need there to be anything like truth.   It just seeks to undermine
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           others
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           ’ faith in the possibility of any such truth. 
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            Russian propaganda is not really interested in consistency of message, and is comfortable advancing multiple, mutually-contradictory storylines at the same time, in what has been called a high-volume, multi-channel “firehose of falsehood” – a phenomenon that Mark Galeotti describes in a recent book with the Russian term
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           infoshum
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           , or “information noise.” The Kremlin just wants to break everyone else’s narratives and divide them against each other, on the theory that the collapse of the West’s willingness to defend its own values in the world will leave the Putin regime sufficient space in which it can do what it pleases in consolidating a kleptocratic empire behind a buffer zone of brutalized subject states. 
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           Of these two approaches, I suspect the Chinese one may be more conceptually straightforward to counter.  After all, a real replacement narrative needs to hang together in some basically coherent way in order to be compelling.  You can damage it by poking holes in its logic, exposing its hypocrisies, detailing its inconsistencies, and generally just exposing it – in China’s case – for the fundamentally imperialist project it is.
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            By contrast, it may be harder, frankly, to fight the torrent of
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           infoshum
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            that comes out of Russia these days, not least because it probably takes longer to develop and promulgate a corrective narrative to some nonsensical disinformation than it does to spew it out in the first place.  The danger there is always being behind the curve, playing “catch-up” with malicious falsehoods.
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            But either way, I think in response to these disinformation challenges, we probably need to do at least three things.  First, we need to do more to sensitize people to the fact that they are being targeted for disinformation, and the basic nature of each adversary’s effort.  To make an analogy to advertising and public relations, you may not as an individual consumer be able to “fact-check” every impressive-sounding claim that a company might make about some commercial product it is trying to sell you, but it’s really valuable to recognize that they
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           are
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            trying to sell you something. 
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            I’ll come back to this value of simple
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           awareness
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            that you’re being targeted in a minute, for this is a critical point.  For now, just remember that understanding what the adversary is doing is vital: manipulative “spin” is seldom as dangerous as when you don’t
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           realize
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            you’re being “spun.”
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          Second, we need to encourage and help people to become
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            consumers of information – that is, to be more skilled at, accustomed to, and willing to make the mental effort needed to be thoughtful listeners to information and narratives about the world.  That certainly doesn’t mean just being reflexively skeptical and trusting nothing, since that just plays into Russia’s hands. 
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          But it
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           does
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            mean being better at thinking about
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           how
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            and
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           when
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            to trust, such as being mindful of factual grounding and the credibility of sources, of logical consistency, and of the potential impact of one’s own cognitive biases.  It may also mean being at least somewhat more statistically literate, as well as more cautious – and this, too, is a really important point – about forming the kind of
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           first
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            judgments that often “anchor” and powerfully shape how we evaluate subsequent information.  (A little caution on the way in, as it were, can prevent lots of silliness later!)
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           This is hard to do really well, and no one is doing to do it perfectly.  Nevertheless, doing these things even marginally better will necessarily help make us “harder targets” for disinformation of all sorts, whether it originates abroad or at home.
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            Third, I think one of our biggest vulnerabilities to disinformation comes simply from the fact that over the last couple of generations we have lost so much confidence in ourselves.  Disinformation purveyors like the Russian propaganda apparatus aren’t nearly as good at
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           creating
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            divisions in their target audiences as they are at taking advantage of such divisions that exist.  But we’ve given them far too many opportunities to do that.
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          We make it far easier for disinformation to gain traction when we no longer have confidence in ourselves and our own role in the world, or when we already halfway believe that
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           our fellow citizens
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            are more of a threat to all we hold dear than are foreign tyrants who wish us ill and aim their disinformation in our direction.  To help us avoid this, we need to work through our contemporary political pathologies and rediscover both that it matters deeply who “wins” in the contemporary world’s geopolitical competitions, as well as rediscover
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           why
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            it matters so much who wins. 
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           Chinese Disinformation Narratives and the “Leverage Web”
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            But let me turn, if you’ll permit me, from questions of how we might be better protected against disinformation to a little deeper look specifically at the Chinese Communist Party’s approach to discourse warfare.
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            To me, one of the most interesting twists of the CCP’s approach is the degree to which it goes far beyond simply promulgating preferred narratives against dispreferred ones.  To supercharge the impact of its narratives, China uses the web of dependencies it cultivates with the rest of the world to reward compliance with the CCP’s vision of “harmonious” Sinocentric order and punish departures from that supposed harmony.  So it’s not just about putting a replacement narrative out there, but also about organizing a kind of training and influence program to encourage everyone to
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           validate
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            that narrative.
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           One sees this, for instance, in the PRC’s employment of economic pressures to 
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           export aspects of its own domestic censorship overseas
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             even against foreign citizens and companies, who are increasingly penalized for saying things the CPP leaders find disagreeable.  Indeed, even entire
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           countries
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            can now face collective chastisement for failing to conform to Beijing’s political demands, as 
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           Australia
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            and 
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           Lithuania
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             have already experienced. 
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          The CCP, moreover, is constantly seeking to expand the web of generalized asymmetric dependency upon China that it weaponizes to these ends.  Some of this can be glimpsed in what Xi Jinping described in 2014 as China’s effort to use the Belt and Road Initiative to build ever-greater “connectivity” with the rest of the world that “involves every front, is multi-dimensional, and forms a network.”
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          The BRI and many other efforts of Beijing’s international engagement revolve around maximizing the number of asymmetric bilateral ties that exit between China and other countries.  As scholars such as Elizabeth Economy have noted, China prefers having many one-on-one bilateral relationships to dealing with other countries
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           as actual groups
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            .  This ensures that resulting ties are as lopsided as possible: big China dealing one-on-one with other countries that are generally smaller and weaker. 
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          This indeed does create a “network” of a sort – one that is interconnected and interdependent in profoundly unequalways.  Participants in this system are more dependent upon China than China is upon them, giving them strong incentives not to anger or displease CCP authorities, and giving Beijing powerful tools of influence and control.
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          This is visible, for example – and remarkably explicitly – in Xi Jinping’s “dual circulation” policy, a concept under which the CCP regime aims to make China as little dependent as possible upon foreign trade (e.g., through the expansion of domestic demand) while still maximizing the dependence of the rest of the world upon China.  As this is described in the Party’s 
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           14
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            th
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            Five-Year Plan
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           , “dual circulation” is expected to “accelerate the cultivation of new advantages” for China, advantages which it will be able to use in both “international cooperation and competition.”
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           Leverage in Historical Context 
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           It’s worth putting this in historical context.  It is certainly not a new thing for Chinese officials to try to take advantage of economic dependency upon China for political purposes.  Nor is it even a new thing for china to do this vis-à-vis the West.
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           In the late 18
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           th
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            and early 19
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           th
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             centuries, for instance, the Qing Dynasty – despite its growing decrepitude – enjoyed enormous leverage over the British East India Company by virtue of the fact that Company profits from its monopoly on British tea trade with China made up a significant portion of the British Empire’s overall revenue. 
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           This financial dependence made the East India Company politically docile for many years, afraid to offend the Qing officials who controlled access to this trade.  As Company agents in Canton once wrote to their superiors in London in the early 1800s, for instance, their “only and invariable rule of Conduct, to be observed [in China] … was on no occasion to give offense to the Chinese government.”  In a dispute with Chinese officials in 1808, in fact, even a muscular Royal Navy flotilla backed down and gave the Qing what it demanded, worrying – as Rear Admiral William Drury recorded at the time – about “the hold they have upon us by means of our Trade” and afraid that if the British offended China, it “would exclude the English forever, from the most advantageous monopoly it possesses in the Universe.” 
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            That profit-focused political deference on Britain’s part faded over time – not least because the East India Company
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           lost
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            its monopoly on the tea trade to Britain – and by the end of the 1830s the stage was set for the Opium Wars.  But while it lasted, this sort of economic leverage was a very potent tool with which China helped keep the foreign “barbarians” in line.
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          Much more recently, China also had much success in persuading multiple Western governments to adopt more favorable policy positions vis-à-vis Beijing by dangling access to the Chinese market in front of foreign business leaders – and, impliedly, threatening its
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           unavailability
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            to those who displeased the CCP.  As one official from the Foreign Ministry put it in the early 1990s, for example, “[t]he Chinese market is a big cake.  Come early and you get a big piece.  I hope our two countries have good relations, but it takes two to tango.” 
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          To this day, Chinese leaders including Xi Jinping himself continue to promise that “China will continue to share its market opportunities” with the rest of the world, while carefully also reminding listeners that this munificence is conditional.  After all, Xi has said, “the world … needs China for prosperity” and those who displease Beijing will not be – as he put it in 2021 when tying Chinese tourist travel abroad to issues of regional governments’ diplomatic practices – “approved destinations” for the Middle Kingdom’s patronage.  Say the wrong thing, and it could dry up.
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          So there’s a fairly long history of using economic leverage in one form or another.  But what is most interesting about such practices in recent years is how
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           systematic
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            they have become, for they are now based upon a remarkably clear CCP philosophy of social control.  This model of control has been pioneered and refined at home in China, where it today exists in its most grotesque and oppressive form, but it is also in some key respects increasingly being exported.
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           A System of Social Control
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            So what is this theory of social control?  Well, rather than attempt the Quixotic feat of
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           directly
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            controlling the details of individual behavior across a large and complex society, the CCP aims to exert what might be called “effective control” over a large and diverse society through more indirect means.  It aspires, that is, to influence large masses of people into desired patterns of behavior
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           in the aggregate
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            , relying as much as possible upon autonomous choices within a carefully-crafted incentive structure, rather than having to give them all detailed directions. 
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          This approach involves the systematic use of three things: (1) 
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           widespread monitoring and data-collection about the dynamics of and behavior in targeted audiences around the world
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           ; (2) deliberate cultivation of a web of asymmetric economic and technological dependencies upon China; and (3) the “weaponization” of this “
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           leverage web
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           ” as an instrument of both reward and punishment with which to “train” others into habits of conformity with the Party’s ways of thinking about the world and China’s role in it.
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          The aim is to shape societal actors’ incentives by rewarding desirable behaviors and punishing deviant ones and a system of pervasive surveillance that gives authorities a reasonable likelihood of being able to tell who is conforming and who is not, so that such rewards or punishments can be applied to them as needed.  This incentives-based system of trained conformity does not attempt to deny or substitute specific state commands for individual human agency, but instead seeks to coopt such agency.   
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          The epitome of this approach inside China itself is the emerging so-called “
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           social credit score
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            ” system, whereby – in theory – citizens’ behavior is pervasively monitored and recorded enough that people’s everyday socioeconomic privileges and opportunities can be adjusted on an ongoing basis depending upon how closely they conform to CCP expectations across a wide range of politico-social behaviors.  If one engages in anything that the CCP deems to be disharmoniously “antisocial,” for instance, one might start to have problems getting high-speed internet connections to work well, obtaining a loan, getting permission to travel, or even using public transportation or accessing social services. But the point is not to administer punishment to the offender
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           per se
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            .  It is to
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           train
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            disharmonious citizens, and all those around them, to act habitually as the authorities want. 
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            It is well understood that such concepts underlie how the CCP runs China, or at least how it tries to do so. What is less appreciated, however, is the degree to which the totalitarian control mechanisms of modern China are
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           explicitly
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            based upon complex systems thinking.  This point is drawn out quite effectively, however, in the work of
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           Wall Street Journal
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            reporters Josh Chin and Liza Lin, and the political scientist Samantha Hoffman.  They have outlined how Chinese theories of social control draw upon older Western work in cybernetics, in order to develop a data-driven approach to “social management” that attempts to apply “a sophisticated mix of carrots and sticks” that Hoffman terms a strategy of “‘co-optation and coercion.’”
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            And it is, to some elementary extent, this ugly domestic system of political control is the degree that the CCP has been trying to
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            export –
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            by degrees – to the rest of the world. 
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            Every time a 
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      &lt;a href="https://asia.nikkei.com/Business/Retail/Beijing-slams-7-Eleven-for-labeling-Taiwan-a-country-on-website" target="_blank"&gt;&#xD;
        
            Western company
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             or 
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            celebrity
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              faces PRC economic and commercial chastisement and is told to make a groveling apology for having “hurt the feelings of the Chinese people” by saying something the CCP dislikes, the CCP is trying to establish and reinforce habits of conformity. 
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            Every time a 
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            Western scholar is blacklisted
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              and barred from doing work in China for inconvenient facts identified by his or her scholarship, the CCP is trying to train other scholars to be less impertinent. 
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             Every time a Western film studio faces exclusion from Chinese markets if China or the CCP is portrayed less than favorably in a screenplay, the Party is laying down a marker about how we must all describe China in the future. 
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            And every time 
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            a country faces PRC economic warfare for rejecting Beijing’s political demands
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            , it is 
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      &lt;a href="https://www.reuters.com/article/us-china-japan-education/china-lodges-protest-with-japan-over-new-text-books-idUSKCN0WO0RP" target="_blank"&gt;&#xD;
        
            pressured by China to change how it teaches history
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             to its own schoolchildren, or is 
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      &lt;a href="https://www.scmp.com/news/china/diplomacy/article/3189386/lithuania-defies-beijings-anger-and-names-new-envoy-taiwan" target="_blank"&gt;&#xD;
        
            punished for showing some degree of solicitude to Taiwan
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            , the CCP is working to establish and reinforce global docility. 
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            Such external manifestations of this model of control are, of course, much different in
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           degree
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            than the sort of intensive, totalizing measures which the CCP tries to implement within China, and particularly against Muslim ethnic groups in the dystopian high-tech prison-province of Xinjiang.  But such outward-facing efforts are not really that different in
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            kind –
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           and Beijing is doing what it can to expand their reach.
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          To be sure, the PRC is hardly the first country to weaponize networks of interdependence.  To some extent, we ourselves do it in the United States, and we have for the last two decades quite effectively used the world’s dependence upon “hub-and-spoke” financial networks running through the U.S. banking system to give “teeth” to the economic sanctions of the sort, for instance, imposed by the Treasury Department’s Office of Foreign Assets Control (OFAC). 
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          Nevertheless, as they so very often do, the details matter.  The United States uses such weaponized interdependence in service of objectives such as 
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           preventing foreign companies from helping the belligerent fundamentalist theocracy in Iran from building nuclear weapons
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           , 
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           enforcing United Nations sanctions against North Korea
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           , 
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           combating drug smuggling
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           , 
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           fighting human trafficking
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           , and 
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           punishing serious human rights abuses
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            .  In other words, I would argue, it uses this weaponization for important and even noble purposes – in trying to accomplish things that it ought to be discreditable for anyone to
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           oppose
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            wishing to do, even if some may perhaps resent America’s ability, as a superpower, to do them.  And our efforts are generally focused on addressing some highly concrete harm created by specific dangerous behaviors – such as punishing a country for invading and attempting to annex its neighbor.
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          By contrast, CCP weaponizes global dependencies upon China to build and enforce a code of speech and thought control upon the rest of humanity.  It uses this leverage to support its worldwide disinformation and propaganda campaigns, in the service of prolonging the Party’s grip on power in China and giving it more ability to dictate the terms of political discourse to the rest of the world.  This agenda is fundamentally selfish and self-aggrandizing, rather than humanitarian, and it aspires to achieve what is essentially mind control in the most sinister of ways. 
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            The CCP is trying to use its global leverage web to inculcate habits of “harmonious” agreement with the Party’s preferences even in matters of speech and expression.  It is trying to train us into a sort of reflexive concurrence with the Party’s replacement narrative of Sinocentric harmony, and with that narrative’s presupposition that the only reliable way to domestic
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           or international
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            peace and stability is for everyone to agree with or defer to the Chinese Communist Party on matters of importance. 
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          Nor do they really do too much to hide this, if you’re paying attention.  In the late 2000s, under Hu Jintao, CCP officials began referring to the idea of “building a harmonious world.” The idea of a “harmonious world” was unmistakably built upon claims about the “harmonious society” that the Party was said to be building in China itself, thereby signaling a desire to export CCP conceptions of political order into the international arena. 
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          It is quite well understood what that means.  Chinese dissidents suppressed by the Party-State, for example, have for years sometimes referred to themselves as having been “harmonized,” and political docility and conformity is unmistakably at the core of the regime-supportive “stability” that the CCP seeks to ensure in China itself, and increasingly to bring about abroad.
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          In fact, “harmonization” is rather explicitly an objective of Beijing’s global foreign policy.  As Xi Jinping put it in October 2021, for instance, “[c]ivilizations can achieve harmony only through communication, and can make progress only through harmonization. … Humanity should overcome difficulties in solidarity and pursue common development in harmony.” 
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          Such talk of harmony may sound innocuous if you’re just reading an English translation in isolation, without awareness of the overtones of such phrasings in the Chinese context, but the careful reader should make no mistake about it: we are all being told what is expected of us. 
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          So this bring us back to my earlier point about being aware that someone’s trying to manipulate you.
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           And it may be that becoming more careful and resilient consumers of information per se is not the only thing we need to do in order to armor ourselves against Chinese disinformation and against the CCP’s effort to train us into harmonious acceptance of a new, ever more Sinocentric international arena.  We also need to be more thoughtful about the full range of our engagement with the PRC, and mindful of its propensity to use economic, technological, and other entanglements as tools with which to increase what CCP officials call China’s “discourse power.”
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           That doesn’t necessarily mean shunning all engagement with China, any more than being more resistant to Russian disinformation requires going “cold turkey” on social media.  But engagement with China does require more care, perspicacity, and cautiousness than we have become accustomed to applying to such matters during the last few decades.
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            Most of us know enough, as consumers living in a modern society, to keep one hand on our wallets, as it were, when talking with a traveling salesman trying to convince us of the virtues of his wares.  But so too should people all around the world be much more wary when Chinese diplomats speak – as the continually do – about the “new type of international relations” they seek to build and the “win-win” solutions that ties to China’s development will supposedly provide to everyone, everywhere. 
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           Being more resistant to the manipulative political and policy distortions of the CCP’s “leverage web” starts with being aware of it.
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            ﻿
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           Thanks!
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           -- Christopher Ford
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      <pubDate>Mon, 18 Sep 2023 21:32:59 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/information-confrontation-and-chinas-discourse-strategy</guid>
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    <item>
      <title>Running Faster for the "Commanding Heights" of the Next Industrial Revolution?</title>
      <link>http://www.newparadigmsforum.com/running-faster-for-the-commanding-heights-of-the-next-industrial-revolution</link>
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      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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           Below is the text upon which Dr. Ford based his remarks at 
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           Metron
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           ’s corporate strategy meeting in Reston, Virginia, on September 12, 2023.
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           Good morning.  It’s a distinct pleasure to get all of you started today for your corporate strategy retreat with a discussion of the strategic environment facing the United States and its allies and partners – a topic which I’ll approach through the prism of technology competition with the People’s Republic of China (PRC).  Naturally, these remarks represent only my personal views, and not necessarily those of anyone else in the U.S. Government or elsewhere.  But I hope you’ll find them interesting and thought provoking nonetheless.
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          The bad news is that we do have formidable challenges ahead.
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          On the other hand, I also think there are reasons for optimism, particularly if our public and private sector leaders can work together to advance a shared vision of success through partnership against that revisionist autocracy as it seeks to subvert the freedom and autonomy of sovereign peoples everywhere and pull them into its Sinocentric orbit. 
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          So let me set the geopolitical stage, if you will, for your discussions today by giving you my perspective upon today’s techno-geopolitical challenge.
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           I.               A Little History
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          Let’s start with some historical perspective.  Chinese leaders have been all but obsessed for a long time with the geopolitical power that can accrue from having a commanding position in the technological arena, and from the application of technology not merely to boost economic productive capacity but also to augment military capabilities. Frankly, they have some good reasons feel this way.
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          The scene-setter here is that over many centuries, successive Chinese imperial dynasties had become accustomed to lording it over China’s neighbors in all sorts of ways.  Indeed, at least as many Chinese themselves saw it, China had never encountered another civilization that seemed able to match it in all the facets of its power and glory. 
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          Even when outside, non-Chinese peoples with superior military capabilities invaded, occupied, and ruled China – as occurred at least twice in history, first with the cavalry armies of the Mongols in the 13
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           th
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           Century and then when the Ming Dynasty was swallowed up into the “gunpower empire” of the Manchus in the 17
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           th
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           – Chinese thinkers tended to reconceptualize these subjugations in ways that minimized their impact upon China’s civilizational self-esteem. 
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          The Mongols and Manchus, for instance, were to some degree retroactively recharacterized as having been merely “Chinese minority” populations, thus recasting the country’s conquest by outsiders as just a kind of intra-familial dispute within China’s great civilization.  It was also claimed that these conquerors quickly realized the inherent superiority of Chinese civilization and became thoroughly Sinicized. 
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          These were false claims, for in both cases the new rulers retained a distinct cultural identity separate from that of their Chinese subjects, even though they found it understandably expedient to rule the huge Chinese population through Chinese institutions, methods, and officials – and to wrap their regimes’ legitimacy narratives in Chinese cultural colors when dealing with Chinese.  But it was important, politically and psychologically, that Chinese officials make these claims anyway.  Such re-imaginings allowed China to perpetuate the narrative that it remained the unquestioned center of the civilizational world in every way.
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          But what, you might ask, does this ancient history have to do with technology?  And with our own country’s geopolitical challenges today? 
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          Well, I mention this because it helps signal the degree to which, as of the mid-19
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           th
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           Century, China still had a powerfully-felt sense of civilizational self, and of full-spectrum superiority vis-à-vis all other cultures and peoples. 
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          The translation of China’s name for itself as the “Middle Kingdom,” after all, is not merely a geographic description.  It is an illustration of China’s sense of itself as the moral and political center of all humanity, beyond the borders of which all other societies and cultures gradually receded, with distance, into barbarism and indeed basically sub-human status.
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          So here comes the link to technology, and to its importance in geopolitical competition today.  That towering Chinese sense of arrogant self-regard was a pretty high place from which to fall, but fall China did.  For in the mid 19
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           th
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           Century, China ran into problems with a set of outsiders from Europe who indeed proved to be far more militarily powerful than the declining Qing Dynasty, but who also didn’t fit the Chinese script of crude barbarians who, despite all their muscle, were overawed by the gloriousness of Chinese civilization and were thereafter Sinicized and domesticated.
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          To the contrary, the Europeans who repeatedly embarrassed the Qing in military contests beginning with the first shots of the Opium War in 1839 represented something China hadn’t seen before.  They were an aggressive challenger which at that point in history neither conceded nor had any reason to concede anything whatsoever to the faded Middle Kingdom across the full spectrum of national and civilizational strength and dynamism.  In many ways, at that time, Europe outshone China in economic sophistication, military power, technological creativity, science and medicine, cultural and intellectual dynamism, and civilizational self-confidence. 
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          So the comparison of the once-proud empire to this dynamic new outside force was, for China, emotionally devastating.  Before long, even Chinese nationalists such as the seminal thinker Liang Qichao at beginning the 20
          &#xD;
    &lt;sup&gt;&#xD;
      
           th
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           Century found themselves echoing what Tsar Nicholas I of Russia had said about the decaying Ottoman Empire – describing it as being the “sick man of Europe.”  Now, Liang said, proud China appeared to be “the sick man of Asia.” 
         &#xD;
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           B
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          eing thoroughly bested and outshone by such an adversary was new to China, and the psychic trauma of this encounter upon the Middle Kingdom’s preening self-regard was so great that it still resonates powerfully today, albeit with a good deal encouragement by Chinese government propagandists, in pervasive rhetoric about China having suffered a “Century of Humiliation” at European and then Japanese hands. 
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          And it is rectifying this humiliation through returning China to a position of global preeminence consistent with that ancient self-esteem that is today the centerpiece of the Chinese Communist Party’s (CCP’s) dream of China’s “great rejuvenation.”
         &#xD;
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          So here’s my point: Chinese leaders have tended, for many years now, to attribute that humiliation largely to China having fallen behind in technology. 
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          The European, and later Japanese, imperialism the Qing Dynasty so fatefully encountered wasn’t the sort of “garden-variety” opportunistic self-aggrandizement, if you will, that so many countries and cultures – most certainly including China itself – have displayed throughout recorded history when relative balances of economic and military power present them with the chance to seize some advantage. 
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          No, it was much more than just that kind of opportunity.  The Europeans of the mid-19
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           th
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           Century had been, as it were, “supercharged” by the economic and technological explosion of the Industrial Revolution, during which steam-powered machines and modern science had revolutionized industrial and productive activity in Britain and several other European countries. 
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          This scientific, technological, and industrial-economic effervescence turned the world upside down.  The modern world was, in so many respects, created during the 19
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           th
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           Century through just these processes. 
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          These developments also had enormous geopolitical consequences, for they created simply massive differentials in effective power between those with “first-mover” advantages in this first Industrial Revolution and those living elsewhere in the world.
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          By the 1920s, in fact, Europeans had conquered nearly 85 percent of the planet, with the British Empire alone covering one quarter of the Earth’s surface.  One extraordinary example that I like to use is that of Belgium – a very small and relatively weak European country that nonetheless managed to seize for itself an overseas empire that included one colony, the Belgian Congo, that was about 76 times larger than Belgium itself. 
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          Thanks to the asymmetries created by the Industrial Revolution, in other words, the 19
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           th
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           Century was an era of geopolitical power imbalances and imperial expansion unlike any previously seen in human history, and it was played out on a truly global scale, thanks to innovations such as steamship travel, railroads, and the telegraph.
         &#xD;
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           II.             China’s Lessons
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          So as I see it, China’s leaders today have drawn at least two big lessons from their country’s experience with the “supercharging” effect of the Industrial Revolution upon European power in the 19
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           th
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           Century. 
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          First, Chinese leaders attribute those global power differentials to Europe’s first-mover successes in technological innovation during the Industrial Revolution.  Those successes not only boosted wealth and economic productivity, but also gave rise to a “Revolution in Military Affairs” (RMA) in which the currency of military power was transformed through developments such as the armored steamship, long-range artillery, repeating firearms, railroad logistics, and the industrial-scale manufacture of equipment, munitions, and materiel.
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          Second, Chinese leaders see the West as having used all that Industrial Revolution power to build an entire world order around itself.  As the PRC’s 
          &#xD;
    &lt;a href="https://english.www.gov.cn/archive/whitepaper/201909/27/content_WS5d8d80f9c6d0bcf8c4c142ef.html" target="_blank"&gt;&#xD;
      
           State Council Information Office has phrased it
          &#xD;
    &lt;/a&gt;&#xD;
    
          , for instance, “[i]nternational politics and the economic system have been dominated by Western powers since the First Industrial Revolution.”  Indeed, Chinese strategic thinkers seem to see that kind of world-reordering power to be almost an inevitable result of first-mover advantage in such an Industrial Revolution.
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          Accentuating the point, Xi Jinping himself has suggested that the United States’ dominance in the post-1945 and post-Cold War world resulted from America’s ability to dominate two successive further Industrial Revolutions.  As Xi put it to an audience 
          &#xD;
    &lt;a href="https://www.fmprc.gov.cn/mfa_eng/gjhdq_665435/2913_665441/3094_664214/3096%20_664218/201807/t20180727_547056.html" target="_blank"&gt;&#xD;
      
           at the BRICS Summit in Johannesburg in 2018
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          , 
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          “[t]he previous three industrial revolutions were all characterized by transformative advancement in science and technology: the rise of mechanization in the 18th century, the harnessing of electricity in the 19th century, and the advent of the Information Age in the 20th century.”
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          It certainly would have escaped the notice of no one in his audience that all three of those “revolutions” Xi described were ones that initially asymmetrically empowered Western countries.
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          The central reason why technology competition with the United States plays such a critical role in CCP strategy today arises directly from these conclusions. 
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          For one thing, the international order created by these first three Industrial Revolutions is one that China basically hates.  That international order is the one first crafted by imperialist European power in the 19
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    &lt;sup&gt;&#xD;
      
           th
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           Century in ways that subjected Beijing to what it describes as a “Century of Humiliation,” and it is an international order subsequently perpetuated under American dominance, especially in the post-1991 era.  And this order is – as Liang Qichao himself made clear more than a century ago in lamenting the growing power of Theodore Roosevelt’s U.S. Navy in the Pacific Ocean – quite incompatible with China playing the preeminent role it wants to play in the world.
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          If China is to turn things around so that they once more resemble more what Beijing envisions as the naturally Sinocentric order of things, what the CCP thinks is needed is therefore another Industrial Revolution – but this time one in which China secures first-mover advantage. 
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          And a new Industrial Revolution is precisely what Xi Jinping claims to see coming.  “Today,” 
          &#xD;
    &lt;a href="https://www.fmprc.gov.cn/mfa_eng/gjhdq_665435/2913_665441/3094_664214/3096%20_664218/201807/t20180727_547056.html" target="_blank"&gt;&#xD;
      
           he has said
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          , “we are experiencing another revolution in science, technology and industry, which is greater in scope and depth.” 
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          CCP strategic planning documents such as its 
          &#xD;
    &lt;a href="https://cset.georgetown.edu/wp-content/uploads/t0284_14th_Five_Year_Plan_EN.pdf" target="_blank"&gt;&#xD;
      
           14
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      &lt;sup&gt;&#xD;
        
            th
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            Five-Year Plan
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    &lt;/a&gt;&#xD;
    
           seek to seize a first-mover advantage for China in this revolution through state investments in the technologies the Party expects to bring this about.  This includes, to quote that Five-Year Plan, Artificial Intelligence (AI), Quantum information technology, integrated circuits, what the plan calls “[b]rain science and brain-inspired research,” genetics and biotechnology, clinical medicine and health, aerospace technology, and “deep space, deep earth, deep sea, and polar exploration.” 
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          To this end – in an effort to which I believe 
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/p2176" target="_blank"&gt;&#xD;
      
           I may have been the first serving U.S. Government official to call official attention back in mid-2018
          &#xD;
    &lt;/a&gt;&#xD;
    
           – the PRC has also been working to “fuse” its civilian and military industrial sectors under unitary overall CCP management, so that national power can benefit to the maximum extent possible from every single technological or scientific advance made by, or accessible to, anyone subject to PRC jurisdiction, anywhere.  Furthermore, China has been working to 
          &#xD;
    &lt;a href="https://www.uscc.gov/sites/default/files/2020-12/2020_Executive_Summary.pdf" target="_blank"&gt;&#xD;
      
           co-opt international technology standards bodies
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    &lt;/a&gt;&#xD;
    
           to promote its own firms’ standards as the global norm, and to use “
          &#xD;
    &lt;a href="https://www.cfr.org/china-digital-silk-road/" target="_blank"&gt;&#xD;
      
           Belt and Road Initiative” investments
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    &lt;/a&gt;&#xD;
    
           to lock countries in the developing world into positions of dependence upon Chinese technology.
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          It is, altogether, an extraordinarily ambitious and far-reaching effort.  The PRC clearly believes it can plan its way to success in seizing what its strategists refer to as the geopolitical “commanding heights” of first-mover advantage in a Fourth Industrial Revolution.  Moreover, Beijing expects to be able to employ for its own geopolitical benefit the new RMA that Chinese strategists believe will also result from these advances – what 
          &#xD;
    &lt;a href="https://www.chinadaily.com.cn/china/19thcpcnationalcongress/2017-11/04/content_34115212.htm" target="_blank"&gt;&#xD;
      
           Xi Jinping has described
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           as “a new global military revolution” that will transform China’s armed services “into world-class forces.”
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          In light of CCP strategists’ interpretation of history, in which the first three Industrial Revolutions basically allowed Western powers to force the entire rest of the world into de facto subjugation for the better part of two centuries, this PRC vision is breathtaking in its scope and ambition.  China wants, in effect, to seize for itself that kind of geopolitical advantage through a Fourth Industrial Revolution, and it has adopted the “whole of nation” technology-focused industrial policy it believes will make this possible.
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           III.           Our Challenge
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          So from the perspective of the non-Chinese world, that’s clearly a pretty big deal. 
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          But will it work?  Honestly, I don’t know. 
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          The optimist in me remembers that the first three Industrial Revolutions weren’t ever really planned as such.  Government policies in the countries involved may perhaps have played some facilitating role, but I don’t think anyone has ever actually deliberately planned their country’s way to and through such changes before. 
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          Nor am I sure that it’s actually possible to do so.  It may well be that by their nature, the transformative effects of disruptive technological innovation cannot really be foreseen, much less actually orchestrated by government bureaucrats or any other central authority.  So perhaps the CCP has attempted “mission impossible” with its industrial strategy.
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          On the other hand, I don’t know that it’s impossible to plan an Industrial Revolution, or to use policy levers to help accelerate and steer one that happens to be underway for other reasons.  Britain may not have intended to be the first “Industrial Revolutionary,” after all, but it remains the case that post-1870 Germany and post-Meiji-Restoration Japan didn’t do such a bad job of boosting their own economic and military power through industrial policy, nor were Joseph Stalin’s brutal efforts in this regard entirely wasted in the Soviet Union.  And of course the PRC itself has certainly made a lot of progress over the last generation – albeit with 
          &#xD;
    &lt;a href="https://www.csis.org/analysis/speech-assistant-secretary-state-east-asian-and-pacific-affairs-davidr-stilwell" target="_blank"&gt;&#xD;
      
           lots of American and other Western help
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           – in very self-consciously building up what CCP strategists refer to as its “comprehensive national power” (CNP).
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          So I’d say the jury is still out.  Which makes it all the more important that we figure out effective responses to the technology competition – and hence geopolitical – challenge we face from the PRC.
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          Now, make no mistake, I certainly don’t think that the right answer to this technology “China challenge” is to mirror-image Beijing’s approach to seizing the “commanding heights” of the next Industrial Revolution.  As members of a free society founded upon ideals of individual rights, we do not want our leaders to have access to the kind of authoritarian coercive tools that Xi Jinping routinely uses within China to ensure that his subjects follow Party guidance in supporting industrial policy objectives.  And our system of government quite properly precludes our leaders having such authoritarian powers anyway.
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          So we need an answer to the challenge of wide cross-sectoral coordination and promoting technological innovation and development that is appropriate to our own political and economic system.  And I don’t think there’s an easy answer.
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          It’s true that Western governments have sometimes tried to boost science and technology in the past.  Even in the generally free-market United States, we saw a boom in government-directed investment in basic science in the early years of the Cold War, and a pretty successful targeted industrial policy effort undertaken for national security reasons – and to win the “Space Race” – after the shock of Soviet advancements symbolized by the launch of the Sputnik satellite in 1957. 
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          Yet we still have no precedents for or experience with the kind of full-spectrum approach represented by PRC industrial strategy.
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          As I described in a 
          &#xD;
    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/Using%20PAI%20Paper.pdf" target="_blank"&gt;&#xD;
      
           paper published last year by the MITRE Corporation’s Center for Strategic Competition
          &#xD;
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          , a number of Western governments explored the creation of “super-ministries” that were intended to spur coordination across traditional government “stovepipes” to help address challenges in the 1970s such as the Energy Crisis, stalled economic growth in the era of “stagflation,” and the (then) newfound awareness of environmental pollution.   The U.S. Department of Energy, in fact, was one of those efforts, 
          &#xD;
    &lt;a href="https://www.energy.gov/science/history#:~:text=Caption%3A%20On%20August%204%2C%201977,various%20government%20agencies%2C%20including%20ERDA." target="_blank"&gt;&#xD;
      
           created in 1977
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           to consolidate some 30 different functions that had previously been carried out by separate government entities.
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          Such efforts went out of fashion during the 1980s, but in the 1990s enthusiasm returned for cross-cutting organizational forms – which, it was hoped, could help with problems such as terrorism, poverty, and sustainable development.  Perhaps most famously, the Labour government of then British Prime Minister Tony Blair advocated a concept it called “
          &#xD;
    &lt;a href="https://www.govexec.com/management/2015/11/achieving-joined-government/123952/" target="_blank"&gt;&#xD;
      
           joined-up government
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    &lt;/a&gt;&#xD;
    
          .” 
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          Those efforts, too, went out of fashion after a while, but we Americans shouldn’t forget that after the shock of the September 2001 terrorist attacks, we created another new “superministry,” the Department of Homeland Security, in hopes of pulling together and coordinating 
          &#xD;
    &lt;a href="https://www.dhs.gov/creation-department-homeland-security#:~:text=Department%20Creation&amp;amp;text=With%20the%20passage%20of%20the,doors%20on%20March%201%2C%202003." target="_blank"&gt;&#xD;
      
           efforts by 22 previously separate agencies
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           to protect our homeland against terrorist and other security threats.
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          Notwithstanding the Biden Administration’s current interest in centrally-coordinated approaches to things such as 
          &#xD;
    &lt;a href="https://www.morganlewis.com/pubs/2021/04/biden-harris-administrations-all-of-government-approach-to-addressing-%20climate-change-and-environmental-justice" target="_blank"&gt;&#xD;
      
           combating climate change
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          , however, the track record of government-managed cross-sectoral coordination is mixed. 
         &#xD;
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          There has been bipartisan support in recent years for at least some degree of government intervention to promote innovation and help restore U.S. competitive position in some areas.  Perhaps most notably, we now have the 
          &#xD;
    &lt;a href="https://www.nga.org/updates/the-chips-and-science-act-of-2022/" target="_blank"&gt;&#xD;
      
           CHIPS and Science Act of 2021
          &#xD;
    &lt;/a&gt;&#xD;
    
          , which aimed to provide federal money to catalyze American investment in 
          &#xD;
    &lt;a href="https://www.hoover.org/press/hoover-institution-and-asia-society-release-groundbreaking-report-semiconductor-security" target="_blank"&gt;&#xD;
      
           semiconductor manufacturing
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           in the face of PRC competition.  But it remains the case that we are neither capable of nor willing to allow ourselves to become involved in truly full-spectrum industrial policy
          &#xD;
    &lt;span&gt;&#xD;
      
           à la Chinoise
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          , as it were.
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          But that’s probably OK.  For my part, I do believe the government can do helpful things in 
          &#xD;
    &lt;a href="https://www.mitre.org/sites/default/files/2021-11/prs-21-1440-horizon-strategy-framework-science-technology-policy.pdf" target="_blank"&gt;&#xD;
      
           creating an environment for innovation
          &#xD;
    &lt;/a&gt;&#xD;
    
           – such as in using federal money to “prime the pump” and catalyze private sector investment and innovation in critical areas, in setting technology standards and maintaining a transportation and communications infrastructure conducive to innovation, and in supporting relevant workforce education and training.  But I think our strength lies more in public-private collaborations, pursuant to an overall shared vision of national necessity and success, than it does in actual governmental industrial “winner-picking.” 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I see it, an American approach to technology competition must involve a good deal of 
          &#xD;
    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/Using%20PAI%20Paper.pdf" target="_blank"&gt;&#xD;
      
           what I have called
          &#xD;
    &lt;/a&gt;&#xD;
    
           the “lower-level politics” of eliciting voluntary cooperative effort from diverse cross-sectoral stakeholders by “building a strong and unified sense of values, trust, values-based management, and collaboration” in order to “reestablish a ‘common ethic’ and a ‘cohesive culture’ in the public sector .... All agencies should be bound together by a single, distinctive ethos of public service.” 
         &#xD;
  &lt;/p&gt;&#xD;
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    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           IV.          We Are Not Alone
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          We also need to remember that we’re not in this alone.  To the contrary, we should have many partners in this effort.  Far beyond the ambit merely of “whole of nation” American collaboration, a voluntarist cooperation between likeminded friends on the international stage – with a shared vision of need and a shared vision of victory – is critical to success.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          We’ve already seen hopeful examples emerge of the kind of thing we need a lot more of, such as with the “
          &#xD;
    &lt;a href="https://crsreports.congress.gov/product/pdf/IF/IF11678#:~:text=The%20four%2Dcountry%20coalition%2C%20comprised,fourth%20in%20Sydney%20in%202023." target="_blank"&gt;&#xD;
      
           Quad” partnership
          &#xD;
    &lt;/a&gt;&#xD;
    
           between the United States, Japan, Australia, and India, and with the “
          &#xD;
    &lt;a href="https://www.defense.gov/Spotlights/AUKUS/#:~:text=In%20September%202021%2C%20leaders%20of,building%20on%20longstanding%20and%20ongoing" target="_blank"&gt;&#xD;
      
           AUKUS” trilateral security partnership
          &#xD;
    &lt;/a&gt;&#xD;
    
          in military-related technology development between the United States, Great Britain, and Australia.  This kind of thinking is very promising.
         &#xD;
  &lt;/p&gt;&#xD;
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          And we don’t actually need AUKUS-style deep and militarily-focused relationships with everyone.  Military alliances are tremendous, and we should prize and deepen those we have.  Yet not all countries in areas such as the Indo-Pacific wantthat kind of a relationship with us, nor want to take that kind of implied “alliance-ish” position “against” China.  But that’s OK too.  Our partnership effort in meeting today’s technology challenge can be a “big tent,” with various stakeholders participating in various ways.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Because China’s vision of victory – at least as I see it, anyway – is a 
          &#xD;
    &lt;a href="https://www.mitre.org/sites/default/files/2022-09/pr-21-02877-7-chinas-strategic-vision-part-three-envisioning-a-sinocentric-world.pdf" target="_blank"&gt;&#xD;
      
           new global order that operates on fundamentally Sinocentric principles
          &#xD;
    &lt;/a&gt;&#xD;
    
          , it is not necessary that our theory of competitive success be a totalizing one of some sort of U.S. dominance.   That’s much too simplistic an idea of “winning.”  Instead, we need merely to ensure the creation and maintenance of a network of pervasively cross-cutting and pluralistic economic, military, technological, diplomatic, and socio-cultural 
          &#xD;
    &lt;a href="https://nipp.org/wp-content/uploads/2022/06/OP-Vol.-2-No.-6.pdf" target="_blank"&gt;&#xD;
      
           relationships that simply don’t run through or depend upon China
          &#xD;
    &lt;/a&gt;&#xD;
    
          .   
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I’ve written 
          &#xD;
    &lt;a href="https://nipp.org/wp-content/uploads/2022/06/OP-Vol.-2-No.-6.pdf" target="_blank"&gt;&#xD;
      
           elsewhere
          &#xD;
    &lt;/a&gt;&#xD;
    
           using “latticework” terminology that 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/briefing-room/statements-releases/2022/10/12/fact-sheet-the-biden-harris-administrations-national-security-strategy/" target="_blank"&gt;&#xD;
      
           seems to have been adopted by the Biden Administration
          &#xD;
    &lt;/a&gt;&#xD;
    
          , we need to build and maintain a robust environment of Sino-independent relationships.  We don’t need everyone to flock to our banner, just that they reject Beijing’s neo-imperialist pressures to marshal under that of the CCP.  Simply preserving all other nations’ freedom and autonomy in a pluralist world is victory enough against a totalitarian autocracy bent on “national rejuvenation” at everyone else’s expense.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In terms of technology strategy, as I argued last year 
          &#xD;
    &lt;a href="https://www.nslj.org/wp-content/uploads/Ford.RethinkingMultilateralControls.pdf" target="_blank"&gt;&#xD;
      
           in the National Security Law Journal
          &#xD;
    &lt;/a&gt;&#xD;
    
          , this means at least two things.  First, we must be even tougher in restricting sensitive transfers to those who wish us ill – augmenting our 
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2023%20-%20Tech%20Transfer%20De-Risking.pdf" target="_blank"&gt;&#xD;
      
           strategic prudence
          &#xD;
    &lt;/a&gt;&#xD;
    
           in ways reflecting the 
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/chinas-struggle-for-technology-dominance-and-u-s-responses-an-insiders-account" target="_blank"&gt;&#xD;
      
           importance of not helping potential adversaries become more powerful
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  And we must be more restrictive in this fashion in collaboration with our friends, building what I call “
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/p2214" target="_blank"&gt;&#xD;
      
           coalitions of caution
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But second, while being more restrictive vis-à-vis our competitors, we also need to be willing to be 
          &#xD;
    &lt;a href="https://www.nslj.org/wp-content/uploads/Ford.RethinkingMultilateralControls.pdf" target="_blank"&gt;&#xD;
      
           more permissive in sharing with our friends and partners
          &#xD;
    &lt;/a&gt;&#xD;
    
           in this great competition.  This doesn’t always come easily to us.  In the intelligence arena, for instance, so-called “NOFORN” restrictions make it unnecessarily difficult to share information even with our closest military allies.  I’m also told that the Biden Administration’s State Department has been dragging its feet in adjusting our International Traffic in Arms Regulations (ITAR) rules to permit more effective technology collaboration even with our AUKUS security partners. 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          These bureaucratic reflexes might be understandable in an organizational culture that crystallized in the halcyon years of post-Cold War unipolarity and American “
          &#xD;
    &lt;a href="https://www.nytimes.com/1999/02/05/news/to-paris-us-looks-like-a-hyperpower.html" target="_blank"&gt;&#xD;
      
           hyperpower
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” dominance.  But today is not that era, and we have great need of friends and effective partners.  So if we need to get a bit outside our traditional “comfort zone” in sharing technology with them in pursuit of greater collective capabilities through collaboration, so be it.
         &#xD;
  &lt;/p&gt;&#xD;
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    &lt;span&gt;&#xD;
      
           V.            Conclusion
          &#xD;
    &lt;/span&gt;&#xD;
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  &lt;/p&gt;&#xD;
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          So that’s my vision for the challenge we face, and – at least in very general terms – the general type of response we need to meet it.
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          When I was last in government, having played a role in 
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/chinas-struggle-for-technology-dominance-and-u-s-responses-an-insiders-account" target="_blank"&gt;&#xD;
      
           helping U.S. competitive strategy vis-à-vis China evolve from an early fixation upon tariff wars into a more specific and defined emphasis upon technology competition
          &#xD;
    &lt;/a&gt;&#xD;
    
          , one of my great fears was that the next presidential administration would abandon all we had done and return to the “business as usual” of the naïvely uncritical engagement with China that U.S. leaders pursued for decades.
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          That hasn’t happened, however.  Moreover, though it sometimes seems uneasy with itself for having taken strong steps against dangerous Chinese self-aggrandizement and might yet make concessions in hope of warmer ties, the Biden Administration has continued our robust approach to technology controls, even moving things forward in some respects.  And this I applaud – both because it is the right policy, and also because such a cross-partisan commitment to key goals is otherwise rare in modern Washington.
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;/p&gt;&#xD;
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          National Security Advisor Jake Sullivan 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/briefing-room/speeches-remarks/2022/09/16/remarks-by-national-security-advisor-jake-sullivan-at-the-special-competitive-studies-project-global-emerging-technologies-summit/" target="_blank"&gt;&#xD;
      
           declared last year
          &#xD;
    &lt;/a&gt;&#xD;
    
           that it is now no longer U.S. policy merely “to stay only a couple of generations ahead” of China in “certain key technologies.”  In instead, he made clear, it is now U.S. policy “to maintain as large of a lead as possible,” and to this end to employ “technology export controls” as a “strategic asset.” 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Now, I won’t go so far as to say that I couldn’t have said it better myself, because 
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2021%20-%20Strategic%20Stabilty%20and%20Tech.pdf" target="_blank"&gt;&#xD;
      
           I actually did make similar arguments in November 2020 when sitting the chair of the U.S. Under Secretary of State for Arms Control and International Security
          &#xD;
    &lt;/a&gt;&#xD;
    
          . In one of the 
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/services" target="_blank"&gt;&#xD;
      
           Arms Control and International Security
          &#xD;
    &lt;/a&gt;&#xD;
    
           papers we published during my time in that role, for example, I emphasized the need “[t]o prevent (or delay) the emergence of technological asymmetries that could imperil strategic stability” by adopting “significantly more prudent, cautious, and restrictive approaches to technology control and/or denial vis-a-vis great power competitors” coupled with “taking successful steps to stimulate innovation and unleash more creative dynamism in the Free World’s own technology sectors.”
         &#xD;
  &lt;/p&gt;&#xD;
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    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But I am certainly very pleased that the Biden Administration seems to agree.  And I’m pleased that, with such aims in mind, it has approached technology competition with China quite seriously. 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Frankly, I’m delighted to see that – 
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/p2781" target="_blank"&gt;&#xD;
      
           as I had hoped when in office
          &#xD;
    &lt;/a&gt;&#xD;
    
           – bipartisan competitive strategy is now the “new normal” in Washington.  That’s bad news for the Chinese Communist Party, but good news for free peoples everywhere.
         &#xD;
  &lt;/p&gt;&#xD;
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          And so perhaps I’ll just leave you technologists and innovators with that note of optimism – but also with the admonition that there’s a lot more to technology competition than just technology controls. 
         &#xD;
  &lt;/p&gt;&#xD;
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    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I used to emphasize frequently when at the State Department, you don’t win a technology race just by slowing the other guy’s rate of progress.  You win by running faster than he does, and by keeping it up. 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Technology restrictions can buy time in which to implement other policies, and that’s excellent.  But the main objective is to be more technologically innovative ourselves.  We need to be more successful in moving new ideas from basic insight through proof-of-concept and engineering, into prototyping, into deployed applications, and then scaling fielded innovations to need.  We need to do better at attracting and producing a creative and skilled workforce capable of doing all this.  And we need to ensure the 
          &#xD;
    &lt;a href="https://irp.cdn-website.com/ce29b4c3/files/uploaded/New%20Horizons%20MITRE%20paper.pdf" target="_blank"&gt;&#xD;
      
           maintenance of a legal-regulatory, institutional, and policy environment conducive to effective technology uptake and the development of new use cases
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          That “running faster” is the real secret to success, and the best technology controls in the world do no more than provide mere breathing space in which to get that recipe right.  And that’s where folks like you guys come in – in “doing the doing” of actually winning in technology competition by developing and fielding technologies that empower, enrich, and strengthen our country, economy, and our society, as well as those of our friends and partners and other free peoples around the world. 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          If we can do that, we will ensure that whatever geopolitical windfall there is from the next Industrial Revolution – if indeed there is one – is not monopolized by paranoid Communist autocrats seeking to remain in power atop a repressive regime and to build their country’s power and influence 
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/nonalignment-u-s-indonesian-security-cooperation-and-partnership-to-protect-sovereign-autonomy-from-chinese-coercion" target="_blank"&gt;&#xD;
      
           at the expense of the freedom and autonomy of sovereign peoples everywhere
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          So Godspeed, folks!  Thanks for listening.
         &#xD;
  &lt;/p&gt;&#xD;
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    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
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           -- Christopher Ford
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
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      <pubDate>Tue, 12 Sep 2023 19:20:34 GMT</pubDate>
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      <title>Reducing Vulnerabilities in U.S. Semiconductor Supply Chains</title>
      <link>http://www.newparadigmsforum.com/reducing-vulnerabilities-in-u-s-semiconductor-supply-chains</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
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            Dr. Ford recently had a discussion with his Hoover Institution colleague
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.kharistempleman.com" target="_blank"&gt;&#xD;
      
           Kharis Templeman
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            about the recent “
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.hoover.org/press/hoover-institution-and-asia-society-release-groundbreaking-report-semiconductor-security" target="_blank"&gt;&#xD;
      
           Silicon Triangle
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ” report on semiconductors released by Hoover and the Asia Society. 
           &#xD;
      &lt;/span&gt;&#xD;
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            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            You can find their podcast on YouTube
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.youtube.com/watch?v=RNsRNLQlaBY" target="_blank"&gt;&#xD;
      
           here
          &#xD;
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           . 
          &#xD;
    &lt;/span&gt;&#xD;
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  &lt;img src="https://irp.cdn-website.com/ce29b4c3/dms3rep/multi/IMG_4569.jpg" alt=""/&gt;&#xD;
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  &lt;p&gt;&#xD;
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            If you would like to read the chapter Ford and Templeman discuss in the podcast, you can find through
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           New Paradigms Forum
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
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    &lt;/span&gt;&#xD;
    &lt;a href="https://www.newparadigmsforum.com/silicon-triangle-the-united-states-taiwan-china-and-global-semiconductor-security" target="_blank"&gt;&#xD;
      
           here
          &#xD;
    &lt;/a&gt;&#xD;
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           .
          &#xD;
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      <pubDate>Fri, 08 Sep 2023 12:40:34 GMT</pubDate>
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      <title>Xi Jinping, Michel Foucault, and Spy Balloons?  Communist China's Theory of Control and Visions of a Post-Westphalian World Order</title>
      <link>http://www.newparadigmsforum.com/xi-jinping-michel-foucault-and-spy-balloons-communist-china-s-theory-of-control-and-visions-of-a-post-westphalian-world-order</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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            The
           &#xD;
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           National Security Law Journal
          &#xD;
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    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            has published Dr. Ford's article on China's challenge to the rules-based Westphalian international order, which discusses international legal theory, complex systems thinking, Chinese Communist Party social control methodologies, and Beijing's global surveillance and censorship
           &#xD;
      &lt;/span&gt;&#xD;
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      <pubDate>Wed, 30 Aug 2023 03:14:37 GMT</pubDate>
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      <title>What to Do about North Korean Nuclear Weapons</title>
      <link>http://www.newparadigmsforum.com/what-to-do-about-north-korean-nuclear-weapons</link>
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            On August 23, 2023, the Hoover Institution Press published Dr. Ford's paper "What to do about North Korean Nuclear Weapons: Allied Solidarity, the Limits of Diplomacy, and the 'Pain Box.'" 
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           The essay discusses the relative merits and demerits of three potential ways forward in dealing with the North Korean nuclear problem: (1) continued denuclearization diplomacy; (2) "arms control" with Pyongyang; and (3) a pressure strategy Dr. Ford describes as the "pain box."  It also assesses China's role, for good or for ill, in these dynamics. 
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            You can find Dr. Ford's essay on Hoover's website
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           here
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      <pubDate>Wed, 23 Aug 2023 13:56:02 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/what-to-do-about-north-korean-nuclear-weapons</guid>
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      <title>Information Confrontation with Russia and Dynamics of “Positive” and “Negative” Deterrence</title>
      <link>http://www.newparadigmsforum.com/information-confrontation-with-russia-and-dynamics-of-positive-and-negative-deterrence</link>
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           Below is the prepared text upon which Dr. Ford based his presentation at the Wilton Park conference on “
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           NATO’s new ‘Deterrence baseline’ and the future of extended nuclear deterrence
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           ,” at Wiston House, Steyning West, Sussex, United Kingdom (July 21, 2023).
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           It’s a pleasure to be back at Wilton Park, and to be a part of this very interesting discussion.  For my contribution this morning, I’d like to offer some thoughts on Russian information operations and their impact upon deterrence.  These will represent only my personal views, of course, but I hope my remarks will help us get the discussion going.
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           I.
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           Deterrence as Information Operations
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           As a preliminary matter, it may be useful to remember that deterrence is itself in some sense an information operation.  In U.S. Defense Department usage, as defined by 
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           Joint Publication 3-13
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           , for instance, “information operations” is defined as:
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           “[t]he integrated employment, during military operations, of information-related capabilities in concert with other lines of operation to influence, disrupt, corrupt, or usurp the decision-making of adversaries and potential adversaries while protecting our own.”
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           That definition, of course, is both broad and vague, but deterrence clearly is an effort to “influence … the decision-making of adversaries and potential adversaries.”  Specifically, it’s an effort to persuade them that attacking us would result in risk, pain, and cost so unacceptably high that doing so wouldn’t be worthwhile. 
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            And it is clear that deterrence and information operations really are closely bound up with each other.  In effect, if you want to deter an adversary from taking some course of action, you’re necessarily in the business of doing information operations – in the broadest sense – against that adversary.   The “target” of such operations is the adversary’s mind. 
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           II.
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           Deterrence and Moscow’s Information Operations
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            And of course our mind is the target of our adversaries’ information operations too, which brings us to the topic at hand: information confrontation with the Russian Federation and its impact upon deterrence.  This question of deterrence impact is only a subset of the broader saga of Russian information operations, of course, and I won’t be dealing here with more general things such as
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           Putin’s election meddling
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            ,
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           subsidies for anti-establishment political parties in the West
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           oppose fracking
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            and 
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           nuclear energy
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            to keep Europe dependent on Russian gas, or efforts to build what Vladimir Lenin might have called “useful idiot” relationships with certain Western politicians, journalists, or think tanks.  But these specifically deterrence-related questions are important nonetheless.
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            And before we talk about Russian information operations today related to deterrence, it’s worth remembering that there is a great of history here. 
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           A.
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           “Positive” and “Negative” Deterrence 
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            Conceptually, there are at least two ways in which information operations could affect deterrence.  Most obviously, they can be used to support deterrence – that is, making an adversary less likely to attack you.  But they can also be used to undermine the adversary’s ability to deter you from attacking it. 
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           Let’s call the first aspect “positive deterrence.”  This is where your information campaign contributes to deterring the adversary from doing something you don’t want him to do.  And let’s call the second aspect “negative deterrence,” for in this case you try to subvert your adversary’s ability to do whatever it is that deters you.   
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           Historically, the second, “negative” aspect has been of particular importance for the Kremlin.  During the Cold War, Soviet and Eastern Bloc information operations – specifically, what Communist intelligence services referred to as “active measures” – devoted an enormous amount of effort to trying to undermine U.S. nuclear weapons policy and the nuclear aspects of the NATO alliance.  There’s a terrific account of this in 
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           Thomas Rid’s book Active Measures
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           , and the story of these Soviet-led efforts is really quite extraordinary.
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           B.
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           Soviet Support for the Anti-Nuclear Movement
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           As Rid tells it, Soviet bloc support for Western peace movement activists represented “by far the largest, longest, and most expensive disinformation campaign in intelligence history.”  For their parts, the East German Stasi intelligence service called this a campaign of Friedenskampf – or “peacewar” – while the KGB simply managed it under the codename “MARS,” after the Roman god of war.
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            In this Friedenskampf campaign, the Communists established a range of front organizations in the West allegedly devoted to promoting nuclear disarmament, but which directly or indirectly followed Soviet orders in trying to put political pressure on Western governments to undermine U.S. and Allied nuclear deterrence policies.  The World Peace Council, for example, was one of these, as well as the United States Peace Council, and even a group of former NATO generals who advocated for disarmament under the label of “Generals for Peace.” 
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            The Soviets and their allies also spent a huge amount of money and effort in spinning up the peace movement against the proposed U.S. deployment in the late 1970s of the so-called “neutron bomb” – an “enhanced radiation” nuclear weapon that had a reduced blast signature but put out lots of extra radiant radiation, which was thought to make it especially effective against advancing Red Army armor and infantry units in World War III.  So successful was the Soviet campaign against the neutron bomb that public sentiment swung hugely against it in Europe – where it was supposed to be deployed – and President Jimmy Carter got cold feet and canceled the program. 
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           A KGB Major named Stanislav Levchenko, who defected in 1979, claimed that the cost of this anti-neutron-bomb information campaign had been about $200 million at the time – which in today’s dollars might be upwards of $600 million – but the Kremlin seems to have gotten good value for its money.  According to one official from the Hungarian Communist Party, Moscow considered this anti-neutron bomb effort “one of the most significant and successful [active measures efforts] since World War II.”
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           Communist-bloc active measures were also deployed in strength in an effort to block U.S. deployment of nuclear-armed intermediate-range Pershing II ballistic missiles and ground-launched Tomahawk cruise missiles in Europe in the early 1980s.  These U.S. deployments were intended to counter deployments of Soviet SS-20 missiles in Eastern Europe that had already occurred, and it was a huge priority for Moscow to preclude a NATO response.  Hence the Friedenskampffocused intently on blocking the U.S. weapons and on putting in place what was known as a “nuclear freeze.”  Unlike the neutron bomb effort, this campaign failed, but I vividly remember the controversies and media coverage of the time: these efforts really made NATO leaders sweat.
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           The Soviets even got involved in trying to promote scientific theories of “nuclear winter” in the West, under which it was argued that essentially any use of nuclear weapons would produce catastrophic climate consequences.  As Thomas Rid recounts – citing various sources, including but not limited to KGB officer Sergei Treyakov, who defected in 2000 – a Russian scientist named Vladimir Alexandrov was sent by the KGB to work with the famous U.S. scientist and peace activist Carl Sagan and the other original authors of the “nuclear winter” paper they first published in 1983.  Writing inForeign Affairs in 1983, Carl Sagan said he “
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           wish[ed] to thank my Soviet colleagues, V. V. Alexandrov, E.I. Chazov, G.S. Golitsyn, and E. P. Velikhov … for organizing independent confirmations of the probably existence of a post-nuclear-war climatic catastrophe
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            This isn’t to say that the U.S. scientists’ work was necessarily flawed, but it does seem that Alexandrov was expressly employed by the KGB to encourage “nuclear winter” conclusions that were as extreme as possible – on the theory, presumably, that this would help make nuclear weapons more and more unpopular in countries where political leaders had to answer to democratic accountability at the ballot box.  Moscow didn’t create or simply stage-manage the whole disarmament movement during those years, of course, but it nevertheless fed the movement as much as it could – pouring fuel on the political fire, both overtly and covertly, at every opportunity – in order to take strategic advantage of the movement’s asymmetric impact upon Western (but not Soviet) nuclear weapons policies and programs. 
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           In classic information operations fashion, in other words, the Communist bloc sought to take advantage of the openness of Western societies and manipulate and leverage movements therein, turning these movements as much as possible into strategic weapons for the USSR.  It was considered somewhat scandalous when President Ronald Reagan accused the nuclear freeze movement of supporting Soviet goals, but he wasn’t wrong.
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           C.
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           Russian Activity Today
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           (1)
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           The Dog That Didn’t Bark?
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           In light of all this Soviet history of targeting Western public support for nuclear weapons and deterrence policies, it’s actually a bit surprising that one doesn’t see more of this kind of thing from the Russian Federation today, given the scale and ruthlessness of its information operations against us in other respects.  I suppose it’s still possible that someone will indeed discover that Putin’s regime has been supporting nuclear disarmament activism in the United States and Western Europe in recent years like the Kremlin did during the Cold War, but to date I haven’t seen evidence of that.
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            Assuming this to be the case, then, why might this be?  One possibility is that today’s (at least relative) lack of Kremlin active measures encouraging the anti-nuclear movement in the West is simply an artifact of modern North American and Western European societies being internally divided on relevant issues in different ways than they were during the Cold War. 
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           For decades during the Cold War, Moscow’s active measures campaigns benefited from the fact that the portions of Western societies most “disaffected” with Western political leaders and policies tended to be on the political Left, and this political orientation also mapped nicely – if you were an Eastern Bloc strategist, anyway – onto nuclear weapons and deterrence issues.  This created a natural “audience” in the disarmament community, to be preyed upon and manipulated by Soviet active measures seeking to undermine Western deterrence.
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            Today, however, the political deck is more complicated in these regards, with the Western groups most generally disaffected with Western leaders being on the political Right.  This certainly still creates a potential audience for Russian active measures –
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           e.g
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            ., seeking to undermine support for arming Ukraine, or against American military alliances – but it doesn’t map well onto nuclear weapons issues because the Right has never made hostility to nuclear weaponry a part of its political identity.  To some extent, therefore, this splits the specifically anti-nuclear active measures audience from that most inclined to believe Moscow’s anti-Western fulminations in general, depriving the Putin regime of some of the information operations synergies of which Soviet leaders were able to take advantage. 
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           Nor is it just that these audiences are now different.  It may also be that Russian messages that appeal to these two differing audiences are to some degree in tension with each other.  In today’s era of Kremlin aggression in Ukraine, suppression of civil society and persecution of LGBTQ communities in Russia, and hyperbolic demonization of liberal democratic values from a traditionally religious perspective, it is now those on the Western Left who hate the Putin regime with special fury.  And this probably tends to “harden” them against Cold War-style active measures efforts to play for strategic advantage on the Western Left’s instinctive anti-nuclear sentiments.  It’s much more difficult to be against U.S. nuclear weaponry on the Left now when it’s Vladimir Putin that such weapons help deter! 
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            Meanwhile, on the Western Right, Putin’s socially-conservative, anti-neoliberal posturing and anti-gay rants might have some political traction, but – at least in the United States – there are few natural
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           anti-nuclear-weapons
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            resonances there for Moscow to play upon in that corner of the political world.  Indeed, if anything, strong themes against U.S. nuclear weapons policies and programs would tend to undermine the political appeal of Russia’s overall messaging there.  (Our Right hates our Left, but it is on the whole quite
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           fond
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            of nukes.)
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            These factors may explain why we don’t see Moscow courting Western anti-nuclear for strategic advantage as much as it did during the Cold War. 
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           (2)
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           Today’s Barking Dog
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            So far, therefore, it looks like present-day Russian information campaigns have focused more on what I’ve termed “positive deterrence” – that is, the traditional task of persuading an adversary not to move against you.  In particular, the Putin regime has tried to use strategic signaling to deter us from intervening or otherwise doing more to support Ukraine as it struggled with Russia’s war of annexation. 
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           This is a curious and problematic use of “positive deterrence,” of course, for Russia has been trying to use nuclear saber-rattling – which is, of course, a variety of information operation – to create an “
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           offensive nuclear umbrella
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            ” that will give it more freedom to attack its neighbors.  What Moscow has been trying to deter, in other words, isn’t Western aggression against Russia, but Western intervention against Russian aggression! 
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           After Russia invaded and annexed Crimea from Ukraine in 2014, for instance, in comments widely regarded as “
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           a not-too-subtle threat to use nuclear weapons
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           ,” Russian Foreign Minister Sergei Lavrov told the press that Crimea was now part of Russian territory, and warned ominously about the potential consequences were Ukraine to try to seize it back.  It has also been reported that in 2018, Russia 
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           deployed nuclear-capable short-range missiles to the enclave of Kaliningrad
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            , allegedly as part of a campaign to deter Sweden and Finland from considering joining NATO. 
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           And in connection with Putin’s efforts beginning in 2022 to fully erase Ukraine from the map, we’ve seen lots more such nuclear signaling.  For the most part, this messaging is now devoted to encouraging Westerners to conclude that support for Ukraine is so risky and dangerous – that is to say, so likely to “provoke” Russia and thus perhaps escalate to nuclear confrontation – that we should stand down and let the Kremlin have its way with Kiev. 
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           Thus, for instance, the head of Russia’s State Duma has warned that Western provision of military equipment to Ukraine could end in “
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           global catastrophe
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           .”  The Deputy Secretary of Russia’s Security Council, Dmitri Medvedev, has proclaimed that Western aid for Ukraine “
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           brings the nuclear apocalypse closer
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           .”  Earlier this year, Russia 
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           began violating the last remaining strategic arms treaty with the United States
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            – the New START agreement of 2010 – with officials there noting that this noncompliance was “reversible” and might indeed be reversed if the United States adopted “a general de-escalation” with Moscow.  Most recently, Putin 
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           announced
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            that Russia has deployed nuclear weapons in Belarus, warning the world that if anyone is “thinking of inflicting a strategic defeat on us” they should bear in mind that “the use of extreme measures is possible.”
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            In this sense, Putin’s “positive deterrence” information operations against us are thus descended from the Soviet Union’s longstanding “negative deterrence” support for anti-nuclear activism in the West.  In Communist days, the Kremlin sought to build up civil society groups opposed to nuclear deterrence, weaponizing anti-nuclear sentiment in the United States and Western Europe as a tool of asymmetric advantage for the Soviet Union.  Nowadays, that dangerous asymmetry of anti-nuclear impact still exists (alas), and Putin has been trying to build on that legacy, weaponizing Western fears of nuclear escalation in order to win a freer hand for himself in conquering and absorbing Ukraine. 
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           D.
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           The Scorecard
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            Fortunately for Ukraine, this strategy hasn’t been working as well as the Russians seem to have hoped, though it has had some effect.  Clearly, the Western states have not been deterred from providing quite a lot of military equipment to Ukraine, which the plucky Ukrainians have used to occasionally devastating effect against invading Russian forces. Nevertheless, though this assistance to Ukraine has come to include more and more types of equipment, the progression toward more elaborate and capable items has been slow and contentious. 
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            The Biden Administration, in particular, has been very focused on trying to avoid what might “provoke” Russia, and long resisted providing more advanced gear.  The United States was only persuaded fairly recently to agree to the provision of advanced tanks and F-16 aircraft, and very long-ranged artillery is apparently still off the table for fear that it would be used to attack targets in Russia itself. 
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            On the whole, the information operation that is Russian nuclear saber-rattling aimed at deterring the West from arming Ukraine has thus had a very mixed record.  It hasn’t stopped Kiev from getting ever more and better equipment, but it may have had some effect in slowing the provision of Western aid. 
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           In another respect, however, Russia’s deterrence-focused information operations may perhaps have been more successful.  Despite its strong support for Ukraine’s war effort, for instance, Washington still seems adamantine in its refusal to bring U.S. forces anywhere near direct engagement with the Russians – such as would have been the case were the Biden Administration to have heeded calls to establish a “
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           no-fly zone
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           ” over Ukraine, pursuant to which NATO would have had to shoot down much of the Russian Air Force.
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            In fact, nuclear deterrence so far seems to be working fairly effectively in
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           both
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            directions in Ukraine.  NATO has been exceedingly careful not to become directly involved in a war with the nuclear-armed Russian Federation.  At the same time, though I’m sure they would dearly love to interdict Western arms supply routes into Ukraine, Russian forces have been equally careful not to conduct military operations against any country that falls under the collective self-defense provisions of Article 5 of the North Atlantic Treaty. 
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            To date, in other words, the Ukraine war would seem to be a sort of “poster child” example of the real power of nuclear weapons to deter attack – and not just
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           nuclear
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            attack, mind you, but even attack with conventional weapons.  (So much for the idea that the “
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           sole purpose
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           ” of nuclear weapons is to deter the use of other nuclear weapons!)
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            (Moreover, it’s doubtful that the present U.S. unwillingness to engage in direct combat with Russian forces can be laid at the doorstep of Russia’s flamboyant nuclear saber-rattling.  To my eye, from Washington’s perspective, the key factor “deterring” direct military involvement in Ukraine has been the escalation risk inherent in Russia’s possession of nuclear weaponry
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           per se
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            , not the more extravagant and provocative efforts at strategic signaling in which various Russian officials and Kremlin allies have engaged.  Such saber-rattling might underline this basic point in flashy and mediagenic ways, and might perhaps scratch some itch among the dark pathologies of domestic politics in Putin’s Mafia state, but the basic logic for Washington would be no less compelling without it.) 
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            All in all, therefore, Russia’s specific deterrence-focused information operations would seem to be fairly ineffective.  Indeed, by making the Putin regime seem even more dangerously reckless and aggressive, such saber-rattling could perhaps even have accelerated the speed at which NATO countries have moved to revitalize their own defense spending – not to mention the rapidity with which Finland and Sweden moved to join NATO, thus bringing themselves under the American “extended nuclear deterrence” umbrella. 
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           I would also imagine that to the degree that any political leaders in Western Europe might previously have been toying with the possibility of not fully recapitalizing the “dual-capable aircraft” (DCA) capabilities upon which NATO’s “nuclear sharing” concept is based, that idea is surely quite off the table.  And if there was once any chance of some weak-willed NATO member being seduced by the thoughtless performative virtue-signaling of the Treaty on the Prohibition of Nuclear Weapons (TPNW), I’d wager that this, too, is today far less likely than before.  It’s much harder to make disarming yourself sound at all coherent, or even sane, when you’re facing a ravening paleo-imperialist predator.
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            In all these regards, therefore, it would seem that Russia is very much losing this round of information competition related to nuclear deterrence. 
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           III.
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           The Big Picture 
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            And this brings me to a sort of meta-point.  In general, as practitioners of the dark arts of “active measures” have long realized, messaging campaigns are most effective when they involve telling the target audience untruths that the audience itself, at some level, wants to believe. 
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            Eastern Bloc disinformation campaigns during the Cold War did well with the Western disarmament community because those activists basically wanted to hear that NATO was run by evil militarists, that American nuclear weaponry was evil, and that nuclear deterrence was inherently immoral.  (As the Czechoslovakian defector Ladislav Bittman once told the U.S. Senate, Eastern Bloc active measures were much easier where “[p]oliticians or journalists wanted to believe in that disinformation message,” for Communist lies just “confirmed their opinion.”)  More recently, Putin’s rabid and half-lunatic propaganda diatribes about traditional Christian values and persecution of the LGBTQ community have found traction with some right-wing figures in the West looking to have their domestic political suspicions confirmed that their fellow citizens at home are a greater threat than belligerent autocrats abroad. 
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           But it is here, perhaps, that the Kremlin’s modern information operations may be suffering their greatest defeat. 
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            One of the greatest gifts modern Western society has given to dangerous tyrants elsewhere in the world has long been the tendency toward guilt-ridden self-criticism in our political culture.  To be sure, this tendency is hugely beneficial in appropriate moderation.  Historically, it has given rise to any number of reformist movements that have
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           invoked
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            the West’s own values against it, spurring change by urging the West to
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           live up to
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            those values better and thereby making ours a better and more worthy civilization in all sorts of ways – as well as giving birth to a noble conception of genuinely
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           universal
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            rights that seek to protect human flourishing against oppression and tyranny. 
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            If indulged to excess, however, our love of hand-wringing ethical self-criticism leads Westerners – traditionally mainly on the political Left, but nowadays also on the Right, in its own fashion – to obsess, to the point of foolish and even dangerous distraction, about their own society’s supposedly manifold sins and wickedness.  In metastatic form, such critical thinking becomes paralyzing and counterproductive, a boon to predators who are surely delighted when we lose faith in ourselves to such a degree that we are unwilling to act resolutely to resist
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           them
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           .
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            Most pertinent for present purposes, to the degree that you’re in the grip of such obsessions, you make yourself easy prey for disinformation operations by the tyrants of this world, who want you to believe that the West isn’t really worth defending, and that the brutes and enslavers of this world aren’t worth resisting.  Such propaganda resonates with you because you want to believe it, for it confirms what your own
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           oikophobia
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            had already led you to suspect.
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           Yet Putin’s war of aggression, the war crimes being committed by Russian forces in Ukraine, the wild nuclear half-threats regularly issued by Russian officials, and the grim stoicism and heroism under fire demonstrated by the Ukrainian people as they stand up for their sovereignty and independence may have somewhat shifted the equation.  These things together may now help provide something of a partial inoculation against that kind of self-abnegating socio-political pathology, a least vis-à-vis Russia.   
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            When Putin seized Crimea and portions of the Donbass in 2014, the West basically responded with little more than a rueful shrug.  It was all too bad, the attitude seemed to be – too bad, particularly, for those Ukrainians, of course – but it was just a local territorial dispute, it certainly wasn’t our problem, and who were
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           we
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            to cast geopolitical aspersions anyway? 
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           But that was then, and this is now.  We are now in a world in which our strategic competitors have revealed their natures with stark clarity.  This is now the world of 
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           convict suicide armies in Bakhmut
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           , the 
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           Nova Kakhovka dam
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           , 
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           mass kidnappings of Ukrainian children
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           Bucha massacre
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           , and deployment of the “
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           Poseidon” nuclear revenge drone
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            .  And this makes it much harder to be a “useful idiot.”
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           (For that matter, ours is also now the world – shifting one’s focus to Asia – of 
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           mass political prisons, Muslim slave labor, and even genocide in Xinjiang
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           return to cult of personality politics in Beijing
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           repression of civil society in Hong Kong
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           , 
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           rapidly-expanding missile fields in China’s western deserts
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           accelerating military threats against Taiwan, Japan, India, and all the countries around the South China Sea
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           .  Accordingly, one might make analogous comments about the waning seductiveness of Chinese “win-win” propaganda messaging as well.)
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            In today’s ugly new environment, there is less obviously a place for hand-wringing Western
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           oikophobes
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            , whether of the Leftist or the Right-wing variety, for the very monstrousness of today’s adversaries makes
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           not
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            standing up to them seem increasingly wrongheaded and immoral
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            .  And thus, perhaps, is at least some silver lining to be found in all the grim news. 
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           The Kremlin’s information warriors want to convince us that the world beyond our borders doesn’t matter, that our greatest threats come from our fellow countrymen, and that there is no point in investing time, money, and political capital in the difficult and challenging business of deterrence – or indeed in affairs beyond our own borders at all.  But it is now perhaps Russia’s own policy that is the greatest single obstacle to the success of this message. 
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           — Christopher Ford
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      <pubDate>Wed, 26 Jul 2023 15:07:15 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/information-confrontation-with-russia-and-dynamics-of-positive-and-negative-deterrence</guid>
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      <title>Nuclear “Hedging,” Arms Control, and Today’s Strategic Challenges</title>
      <link>http://www.newparadigmsforum.com/nuclear-hedging-arms-control-and-todays-strategic-challenges</link>
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           Below follow the prepared remarks on which Dr. Ford based his oral comments at the Nuclear Triad Symposium held at Louisiana State University – Shreveport (LSUS) on July 20, 2023.
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           Good morning, everyone.  Thank you to LSUS, Hudson Institute (where I spent several happy years), Peter Huessy, and all the event’s sponsors for the chance to participate, and for your patience with me on this remote video link.  I’ll only be offering my personal views today, which won’t necessarily represent those of anyone else.  Nevertheless, I’m glad of the chance to join my old State Department colleague Chris Yeaw in discussing the role, dynamics, and implications of “hedging” in U.S. nuclear strategy. 
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           I.
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            Nuclear Hedging and its Discontents 
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           Few of you here today will need much introduction to the basic concept of nuclear “hedging.”  This idea dates back at least to 
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           the first Nuclear Posture Review (NPR) issued under the Clinton Administration in 1994
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           , in connection which it was said that the United States sought to “lead and hedge.”  That is, the 1994 NPR wanted the United States to lead the way toward nuclear disarmament but also to hedge against unexpected threats along that path by keeping more U.S. nuclear capability in existence than was actually needed at the time, as a kind of an insurance policy in case things turned out to be more challenging than expected.
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            This concept was articulated in the context of the post-Cold War nuclear drawdown then underway by both the United States and the Russian Federation.  Russia was at the time in the middle of enormous changes, of course, it being then not long after the Soviet Union’s collapse and the fragmentation of Moscow’s empire into a kaleidoscope of constituent parts, and hopes were still high that the Russian Federation would pull off a successful transition to both democracy and capitalist prosperity. 
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           It was thus hoped that things would keep getting better as we built an enduring post-Communist relationship with the Kremlin, but no one could rule out Russian backsliding or other problems.  Hence strategic hedging: we were optimistic about movement toward ever-lower nuclear tensions and thus force levels, but not so confident about this that we didn’t feel the need to keep more weapons around than we felt we actually needed at that moment vis-à-vis the Russians.  This “hedge force,” as one might call it, was not operationally deployed, and couldn’t actually be used with any rapidity: it just sat around “on the shelf” for a rainy day, as it were, as a kind of insurance policy against unexpectedly bad strategic weather.
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           And that concept has been a key part of U.S. strategic nuclear planning ever since, at least until the Biden Administration.  Now, however, the 
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           2022 NPR
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             has declared that we are “[e]liminat[ing] ‘hedge against an uncertain future’ as a formal role of nuclear weapons.” 
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           As I noted in 
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           a paper published earlier this year by the National Institute for Public Policy
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           , it’s not entirely clear what this means.  One possibility – not at all inconsistent with how I’ve heard U.S. officials describe the new NPR at conferences – is that this declaration doesn’t mean much of anything at all.  After all, the NPR itself says that our nuclear capabilities need to provide “credible deterrence even in the face of significant uncertainties and unanticipated challenges,” and after describing how nuclear threats from our great power adversaries are increasing, it promises to maintain a “flexible stockpile” capable of “pacing” strategic challenges by “respond[ing] in a timely way to threat developments.”  So maybe the NPR’s new declaration is just empty but performative rhetoric that sounds vaguely like something good, from a pro-disarmament perspective, without representing any real change in policy.
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            Another possibility is that the Biden Administration understands hedging in purely numerical terms, and is quietly acknowledging that in the face of Chinese threats we’ll have to increase our nuclear numbers – which, in the short term, means drawing down the hedge of non-operationally-deployed weapons.   After all, if the Biden Administration really means what it says about maintaining U.S. nuclear forces “responsive to the threats we face” – even as the NPR details how the nuclear threats we face are today growing – it sounds like we might well have little choice but to increase our nuclear numbers. 
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           At least in the short term, however, such a numerical increase would have to come from reactivating weapons that we have long retained as a hedge and which are not currently in active service.  This would therefore necessarily mean drawing down the hedge of non-operationally-deployed weapons that exists under current nuclear force planning, precluding our maintaining a numerical hedge over and above operational force limits in the ways we have done for the last generation. 
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            A third possibility is that the nature of hedging is changing – perhaps requiring new terminology – as indeed it would probably have to change if we draw down our current numerical hedge in order to meet increased operational needs.  And this may force us to rely more for our nuclear “insurance policy” on productive capacity as a kind of “insurance policy” against strategic circumstances even worse that we currently foresee. 
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           Whether or not you call this “hedging” in the traditional sense, we already need more ability to 
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           rely upon nuclear weapons productive capacity to help bolster deterrence
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             (i.e., our ability to build more weapons and to design and produce new ones rapidly and in meaningful numbers if we should need to do so) than we presently do.  And if we have to draw down the numerical hedge as a result of the Chinese and Russian nuclear build-ups, we’ll need to rely on productive capability even more. 
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           In this regard, however, there will be a lot of bipartisan work to do for a long time.  Since we currently don’t have the ability to produce more or new weapons on any meaningful scale, it will require a formidable recapitalization of our nuclear infrastructure: a heroic effort to make that infrastructure once again robust, responsive, and resilient in ways that it has not been since the late Cold War.  It remains to be seen whether either the Administration or Congress will be willing to take the steps that this will require – and to provide the requisite funding and consistency of strategic focus over time – but doing so is essential.
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           Anyway, between these three interpretations, therefore, what does the Biden Administration actually mean by eliminating hedging as a “formal role”?  My money, at this point is on explanation #1 – that is, that the hedging comment in the 2022 NPR is just an empty gesture intended merely to look vaguely like progress, made by people who promised to reduce the role of nuclear weapons in their planning but who, for various fairly obvious strategic reasons related to escalating nuclear threats, cannot really do so.
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            ﻿
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           But I guess we’ll have to see.
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           II.
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           Hedging and Arms Control
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            But let me now offer a few thoughts on what these various developments might mean from the perspective of arms control.  These implications could be quite profound. 
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           The Biden Administration still wants to be seen as dedicated to arms control, and indeed to keeping alive 
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           the dream of a world without any nuclear weapons
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            .  Nevertheless, it’s been dealt simply a terrible hand by history, in the form of a dangerous expansion of Russian nuclear capabilities and a positively huge expansion of Chinese capabilities. 
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           Whereas for decades a central motif of U.S. nuclear strategy was the debate over how to balance fidelity to present-day deterrence needs against the desire for continued movement along a presumed teleology toward an abolitionist nuclear “Zero,” we’re now in a situation in which that teleology – the trajectory of supposedly “
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           irreversible
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            ” movement toward disarmament – has run completely off the rails.
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            For years, U.S. nuclear policy rhetoric was designed to send two central signals to reassure different constituencies within our policy community: (1) reassuring “doves” that we really are moving steadily and inexorably toward nuclear weapons elimination; and simultaneously (2) reassuring “hawks” that we aren’t moving in this direction so fast that we will fail to meet deterrence needs.  For so long as the threat environment remained relatively stable, or improved, these messages were coherent and reasonably persuasive. 
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            Now, however, things are quite different.  Today, as the 2022 NPR and the Biden Administration’s other main national security guidance documents make clear, nuclear (and conventional) threats are increasing, and not slowly either.  This necessarily means that if the United States is to maintain a nuclear arsenal that is, as the NPR puts it, “responsive to the threats we face,” we will need more strategic deterrence against Russian and Chinese aggression than before. 
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           On one level this is not unprecedented, conceptually at least.  After all, it was always implicit in the idea of “hedging” that there might come a day when we would need to reverse course in response to escalating threats, departing from the post-Cold War path of nuclear reductions for a new course of bringing some or all of our “hedge force” back into operational service.  No one wanted that day to come, but even by the standards articulated in the Biden NPR, it apparently now has.
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           From an arms control perspective, shifting to a policy in which we need to make claims against the insurance policy represented by years of numerical hedging will certainly present complications.  With such a transition, we would thus find ourselves back in the business of increasing the size of the U.S. nuclear arsenal, problematizing an arms control process that for many years focused primarily on numerical reductions.
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           One such potential complication involves the 
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           New Strategic Arms Reduction Treaty
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            (“New START”), which is scheduled to remain in force until February 4, 2026.  Among other restrictions, that treaty restricts the United States and the Russian Federation to having no more than 800 deployed and non-deployed intercontinental ballistic missiles (ICBMs), submarine-launched ballistic missiles (SLBMs), and heavy bombers equipped for nuclear weapons delivery.  (Within that limit, the number of deployed systems cannot exceed 700.)  New START also restricts both sides to 1,550 deployed strategic warheads each.
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           Russian and Chinese developments, however, are making these limits look increasingly problematic.  Russia, after all, is now again in the business of building shorter-range nuclear weapons systems not covered by New START – including missiles it began building and deploying in violation of the 
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           Intermediate-range Nuclear Forces (INF) Treaty
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            – as well as nuclear delivery systems of a sort (e.g., its 
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           Avangard
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            air-launched ballistic missile and 
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           Poseidon
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             underwater drone) also not covered by New START.
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           Worse still, China – unconstrained by any arms control regime whatsoever – is now adding literally hundreds of new ICBMs to its arsenal, at a furious pace which 
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           the Pentagon estimates will enable it to field some 1,500 warheads by the year 2035
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           .  Nor is there any sign that Beijing intends to stop at 1,500: its “sprint to parity” may well be a “sprint to superiority.”
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            Both of those powers, moreover, have been ever more willing to use their non-nuclear military capabilities to cow and intimidate – and in Russia’s case, actually to invade and annex – their neighbors.  This calls increasingly into question the degree to which they seem to be “deterred” from such adventurism by current U.S. and Allied military posture.  Accordingly, one threshold question for arms control is whether, or the degree to which, this worsening strategic environment will require the United States to exceed current New START limits even before that treaty expires. 
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            To be sure, there is at least somewhat more “flex” in New START than the layman might assume.  Under the limit set forth in Article II(1)(b) of 1,550 warheads on deployed ICBMs, SLBMs, and heavy bombers, for instance, Article III(2) of the Treaty specifies that only “[o]ne nuclear warhead shall be counted for each deployed heavy bomber.” 
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           Under these counting rules, therefore – as I am sure most of you in this audience of nuclear deterrence professionals knows well – each heavy bomber is deemed to be a single “warhead,” under the overall limit of 1,550 deployed warheads, no matter how many actual warheads that bomber in fact carries.  Since it has been reported that both U.S. and Russian heavy bombers are capable of carrying more warheads than they generally do, this means that it would be possible to “upload” such aircraft with additional weapons drawn from our reserve stockpile (that is, our hedge) – increasing the total number of nuclear weapons we deploy without violating New START.   
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           To the degree that we could meet evolving operational needs with such bomber uploading, therefore, we could do so without breaking New START limits before the Treaty’s expiration in February 2026.  After that point, uploading would be permissible on an even greater scale if we were to bring non-operational warheads out of storage in order to load ICBMs, SLBMs, and heavy bombers to their maximum capacity, thus producing produce a very significant increase in deployed U.S. warhead numbers.  (Such maximal uploading could also be done lawfully before February 2026, if we chose to withdraw from New START – or if Russia’s announced “suspension” of New START compliance earlier this year were deemed to be a material breach of that Treaty within the meaning of Article 60 of the 
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           Vienna Convention on the Law of Treaties
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           , thereby releasing the United States from its own obligation to comply.)
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            Such maximal uploading could produce a very dramatic increase in U.S. nuclear numbers. 
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           According to the Federation of American Scientists
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            , for instance, even though all 400 currently-deployed U.S. Minuteman III ICBMs now only carry a single warhead, about half of them use a reentry vehicle that can hold three such warheads and couple be uploaded accordingly.  There are also reported to be an additional 50 “warm” U.S. ICBM silos which could be reloaded with missiles if necessary.  All in all, one could thus increase the number of U.S. ICBM warheads from 400 to perhaps 950.
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           Similarly, we could upload our Trident SLBMs to their maximum capacity, which has been reported to be eight per missile from the four or five with which they are thought to be routinely deployed today.  This would let us perhaps double our number of deployed SLBM warheads to about 1,920 – and that’s even without reconstructing and reactivating the two Trident launch tubes per Ohio-class ballistic missile submarine that we deactivated in order to meet New START limits on SLBM launchers.
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           To be sure, maxing out the warhead load for every missile might come at the cost of reducing these systems’ ability to carry “penetration aids” (PENAIDS) or other possible non-nuclear payloads that might serve important functions.  Nevertheless, as a technical matter, as a result of our longstanding policy of nuclear “hedging,” we clearly do possess a significant – and still unused – upload capability.
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            Using some or all of this capacity wouldn’t by any means be a panacea, of course, especially vis-à-vis the Russians.  Moscow, after all, also operates under New START counting rules and the Russians also have a significant upload capacity in existing systems that carry fewer warheads in practice than they are capable of carrying.  In that sense, a full-scale “upload race” with Moscow would probably just result in us both having far more deployed warheads than before, but with neither having gained any particular strategic advantage from all that effort and expense.
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            This has long been an argument for the United States sticking to New START limits, with the likely futility of engaging in a dyadic “upload race” with the Kremlin being a compelling argument against trying it.  Nevertheless, China’s massive nuclear buildup now at least somewhat complicates that calculus.  In theory, at least, such an uploading binge by the two current parties to New START would allow them to significantly outpace China’s current nuclear weapons build-up and thus allow both the United States and Russia to counter and defeat Beijing’s apparent sprint toward numerical strategic parity or superiority, at least for some while longer. 
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            This wouldn’t necessarily make such a push a good idea, of course.  Nevertheless, it is logically inevitable that debates about how to respond to China’s nuclear build-up will include at least some discussion of such options. 
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           Indeed, this is already what was recommended recently by a bipartisan group of former experts in a 
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           study group convened by the Lawrence Livermore National Laboratory
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           , which recommended “that the United States … upload weapons once it is no longer bound by the constraints of the New START Treaty (NST), presumably in February 2026.”  The study group didn’t have a specific target in mind for such upload capacity, noting that “[w]e cannot provide a specific number of weapons upload to maintain the ability to deter strategic attack, assure allies, and achieve objectives if deterrence fails because that must be derived from classified guidance and threat analysis.”  It made clear, however, that we should it prepare and practice such uploading, and develop such guidance and analysis, promptly.
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           And all this, of course, means it’s going to be increasingly difficult to talk about numerical arms control limits of any sort – much less reductions, the very idea of which sounds increasingly silly in today’s strategic context – at least unless and until China joins the arms control conversation in ways for which it has hitherto shown nothing but contempt.  This doesn’t necessarily mean that arms control is entirely dead.  Nonetheless, if arms control is to have any future in the current environment, we’ll likely have to think about it in ways very different from those to which we have become accustomed since the end of the Cold War.
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           III.
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          &#xD;
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           Learning from the Past
          &#xD;
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  &lt;/p&gt;&#xD;
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      &lt;br/&gt;&#xD;
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           To put it bluntly, if negotiated nuclear weapons reduction of the sort seen in the INF Treaty, START, the Moscow Treaty of 2002, and New START represents your only conceptual reference point, you can pretty much forget about arms control for a while.  But such reductions needn’t be your sole reference point, for historically, nuclear arms control didn’t start with arms reduction treaties, or even with force limits at all.  It began much more modestly.
          &#xD;
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            Specifically, nuclear arms control between the United States and the Soviet Union began in the early 1960s in response to two issues quite independent of the number of weapons and the types of delivery system possessed by each of the superpowers.  The first issue was the realization – in the wake of the “near miss” of the nuclear war that almost broke out in 1962 over Moscow’s deployment of nuclear-armed ballistic missiles to Cuba – that the leaders of the two powers needed a more systematic and reliable way to communicate with each other in a crisis.  The second issue was basically an environmental and ecological concern, related to growing global worries about the worldwide accumulation of radioactive fallout from aboveground nuclear weapons testing.
           &#xD;
      &lt;/span&gt;&#xD;
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           In response to these two concerns, the nuclear superpowers reached two agreements in 1963.  First, the 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://2009-2017.state.gov/t/isn/4785.htm#treaty" target="_blank"&gt;&#xD;
      
           Hotline Agreement
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
            established a secure teletype link that could be used directly between the U.S. President and the Soviet premier.  With this new connection – which has been upgraded over the years to incorporate progressively more modern technology – it was anticipated they would be better able to manage crises in the future, thus hopefully avoiding catastrophic nuclear escalation.  Second, the 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.archives.gov/milestone-documents/test-ban-treaty#transcript" target="_blank"&gt;&#xD;
      
           Treaty Banning Nuclear Weapons Tests in the Atmosphere, in Outer Space and Under Water
          &#xD;
    &lt;/a&gt;&#xD;
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      &lt;span&gt;&#xD;
        
             (a.k.a. the Partial Test Ban Treaty [PTBT] or Limited Test Ban Treaty [LTBT]) prohibited the kind of aboveground testing that had been producing such problematic nuclear fallout. 
           &#xD;
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            These agreements represented the first steps down the nuclear arms control road, and over the following decades these two agreements would be followed by many more.  Notably, however, these pioneering efforts didn’t address nuclear armaments per se.  Instead, they aimed to help the United States and the Soviet Union do better in crisis management in order to avoid nuclear escalation (i.e., a form of risk reduction), and also to more safely contain the externalities of nuclear competition (in that case, test fallout). 
           &#xD;
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      &lt;span&gt;&#xD;
        
            These early efforts at arms control, moreover, occurred at a time in which the superpowers were engaged in intense competitive nuclear build-ups, and neither side was interested in agreed force limits until the early 1970s.  But there is precedent, in other words, for at least some modest – but constructive – arms control engagement even during a period of significant competition and arms racing.
           &#xD;
      &lt;/span&gt;&#xD;
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           It is helpful here to conceptualize arms control not as a single, discrete “thing,” but rather a sort of “toolkit” that contains a range of different potential implements.  You can break these tools down into a number of conceptual categories – a number of types of arms control – based on a number of different historical precedents.
          &#xD;
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           By way of a typology, I would suggest at least the following list of types of thing one might try to do with arms control, each with an illustrative example from historical practice:
          &#xD;
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
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            Crisis communications
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             (Hotline Agreement of 1963);
            &#xD;
        &lt;/span&gt;&#xD;
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    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
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      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Limitation on  externalities
           &#xD;
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        &lt;span&gt;&#xD;
          
             of peacetime competition [e.g., fallout] (LTBT of 1963);
            &#xD;
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  &lt;/ul&gt;&#xD;
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      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Prohibit nuclear weapons deployment in certain potential battlespace domains (
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.faa.gov/about/office_org/headquarters_offices/ast/media/treaty_Princi_Gov_Acti_States_OST.pdf" target="_blank"&gt;&#xD;
        
            Outer Space Treaty
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             of 1967);
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    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
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      &lt;br/&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;span&gt;&#xD;
          
             Superpower cooperation on rules
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
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            restricting the development of capabilities by third parties
           &#xD;
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        &lt;span&gt;&#xD;
          
             (
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.un.org/en/conf/npt/2015/pdf/text%20of%20the%20treaty.pdf" target="_blank"&gt;&#xD;
        
            Treaty on the Non-Proliferation of Nuclear Weapons
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             (NPT) of 1968);
           &#xD;
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  &lt;/ul&gt;&#xD;
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;span&gt;&#xD;
          
             Numerical
            &#xD;
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            constraints upon strategic delivery systems
           &#xD;
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        &lt;span&gt;&#xD;
          
             (
            &#xD;
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      &lt;/span&gt;&#xD;
      &lt;a href="https://nuke.fas.org/control/salt1/text/salt1.htm" target="_blank"&gt;&#xD;
        
            Strategic Arms Limitation Treaty
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             [SALT I] of 1972);
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             Limit possession of specified types
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      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            of strategically-relevant capability (
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      &lt;a href="https://treaties.un.org/doc/Publication/UNTS/Volume%201042/volume-1042-I-13446-English.pdf" target="_blank"&gt;&#xD;
        
            Anti-Ballistic Missile (ABM) Treaty
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             of 1972);
           &#xD;
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    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
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  &lt;ul&gt;&#xD;
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        &lt;span&gt;&#xD;
          
             Provide “best practices” and limit forms of conduct
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            deemed liable to create nuclear escalation risks (
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      &lt;a href="https://2009-2017.state.gov/t/isn/4791.htm" target="_blank"&gt;&#xD;
        
            Incidents at Sea Agreement
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             of 1972);
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            Prohibit types of offensive arms deemed destabilizing
           &#xD;
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        &lt;span&gt;&#xD;
          
             [e.g., high-capacity multiple-warhead missiles] (
            &#xD;
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      &lt;/span&gt;&#xD;
      &lt;a href="https://2009-2017.state.gov/t/isn/5195.htm#treaty" target="_blank"&gt;&#xD;
        
            second Strategic Arms Limitation Treaty
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             (SALT II) [signed but never ratified]);
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  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
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            Multilateral communications
           &#xD;
      &lt;/span&gt;&#xD;
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        &lt;span&gt;&#xD;
          
             protocols for data exchange, launch notifications, and other transparency and crisis communication applications (
            &#xD;
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      &lt;/span&gt;&#xD;
      &lt;a href="https://2009-2017.state.gov/t/isn/215573.htm" target="_blank"&gt;&#xD;
        
            Agreement on the Establishment of Nuclear Risk Reduction Centers
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             in 1987);
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
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            Prohibit a class of delivery systems
           &#xD;
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        &lt;span&gt;&#xD;
          
             (
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://2009-2017.state.gov/t/avc/trty/102360.htm#text" target="_blank"&gt;&#xD;
        
            INF Treaty
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      &lt;/a&gt;&#xD;
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             of 1987);
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    &lt;/li&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
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        &lt;span&gt;&#xD;
          
             Protocols for
            &#xD;
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      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;span&gt;&#xD;
          
             verified dismantlement
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            of delivery systems (
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://2009-2017.state.gov/t/avc/trty/102360.htm#text" target="_blank"&gt;&#xD;
        
            INF Treaty
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             of 1987);
           &#xD;
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    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
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  &lt;ul&gt;&#xD;
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        &lt;span&gt;&#xD;
          
             Limits on and transparency for deployments of conventional forces
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            the clash of which could lead to nuclear escalation (
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://2009-2017.state.gov/t/avc/trty/108185.htm#text" target="_blank"&gt;&#xD;
        
            Conventional Forces in Europe (CFE) Treaty
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             of 1990);
           &#xD;
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    &lt;/li&gt;&#xD;
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            Data exchanges  (
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://media.nti.org/documents/start_1_treaty.pdf" target="_blank"&gt;&#xD;
        
            Strategic Arms Reduction Treaty
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             
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      &lt;span&gt;&#xD;
        
            [START] of 1991)
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  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;span&gt;&#xD;
          
             On-site inspections
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            to help verify and increase confidence in numerical limits (START); and
           &#xD;
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    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;ul&gt;&#xD;
    &lt;li&gt;&#xD;
      &lt;span&gt;&#xD;
        
            Permissive technical monitoring
           &#xD;
      &lt;/span&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;span&gt;&#xD;
          
             [e.g., photographic aerial overflights] (
            &#xD;
        &lt;/span&gt;&#xD;
      &lt;/span&gt;&#xD;
      &lt;a href="https://www.osce.org/files/f/documents/1/5/14127.pdf" target="_blank"&gt;&#xD;
        
            Open Skies Treaty
           &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        
             of 1992).
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/li&gt;&#xD;
  &lt;/ul&gt;&#xD;
  &lt;p&gt;&#xD;
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      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            As this list suggests, the arms control “repertoire” provided by this list of historical precedents is a fairly broad one.  So I’d like to make two points about them.
           &#xD;
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  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            The first point is about when and the circumstances under which such measures were adopted.  Many of the more iconic steps we associate with arms control today (e.g., numerical reductions and on-site inspections) are ones that – in their original instantiation, at least – were adopted in a strategic context of waning tensions, rather than increasing ones. 
           &#xD;
      &lt;/span&gt;&#xD;
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    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           But others (e.g., crisis communications, externality management, and arguably also domain restrictions) were first possible, historically, even in an environment of considerable geopolitical tension and in which the superpowers were still building up their nuclear arsenals at a rapid pace.  Still other important tools (e.g., numerical limits, behavioral regulation, and type limits) became possible in a sort of historical era of “intermediate” tensions – specifically, the period of détentein the early 1970s, when confrontation between the superpowers remained intense and arms racing continued, but also a time in which relations had improved considerably from how they had been before.
          &#xD;
    &lt;/span&gt;&#xD;
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      &lt;br/&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           The second point is that not all of these different tools necessarily have anything to do with numbers – and thus need not necessarily be pushed off the table of available options even in an era in which we may need increasing numbers.  Together, these two points offer two at least potential points of hope for the future of arms control even in this challenging time of increasing tensions and a growing need for the United States to increase nuclear weapons numbers.
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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      &lt;br/&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           IV.
          &#xD;
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           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           Some Cautions
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            But let’s be careful.  To say that arms control remains to some extent conceivable is not the same thing as predicting it will occur. 
           &#xD;
      &lt;/span&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;br/&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            At the moment, we seem rather short of good-faith counterparties.  China today, for instance, seems completely uninterested in any type of arms control – even things like crisis communication improvements and transparency and confidence-building measures (TCBMs).
           &#xD;
      &lt;/span&gt;&#xD;
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            As for Russia, the jury is out in various ways.  It is out on whether or not Moscow would be willing to accept any future arms control agreements.  It is also out on whether we would be able to trust the Russian Federation in any future arms control deal, given its track record of repeated arms control violations, nuclear saber-rattling, and the employment of nuclear weapons threats to facilitate conventional wars of aggression and annexation.  And the jury is also out on whether it is even possible to define Russo-American force limits that would make sense in light of China’s current sprint toward nuclear weapons parity or even superiority. 
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           (Part of me is intrigued by the idea of having a third-party “escalation clause” in some future Russo-American deal pursuant to which both parties could lawfully augment their treaty-limited forces if a third-party such as China exceeded some specified threshold of nuclear capability.  But that’s a discussion for another day.)
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           Frankly, given the almost existential flavor of the rhetoric between Moscow and Washington since the advent of Putin’s full-scale war of aggression and war crimes in Ukraine, I’m skeptical that it would be possible for the parties to negotiate anything new at this point anyway.  We shall see.
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           V.
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                       Conclusion
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           For present purposes, my point is merely that we need to do two things.  First, we need to give upon the enthusiasms for reductions and for disarmament that have preoccupied Western arms control for the last generation.  Those things are simply not possible now, at least for some while.  (Indeed, in current circumstances, a U.S. policy agenda of desperately doubling down on trying to achieve them would probably be not only fruitless but also dangerous – a gift to our strategic adversaries and a curse upon Allies who need us.)
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            Second, we need to open our mind to the broader range of what arms control can potentially include beyond the reduction agenda that China and Russia have worked so hard and so successfully to take off the strategic table.  Frankly, it is far from clear that there is any hope for any arms control in the near future.  But if there is, my guess is that we will need to start with modest measures that don’t look much like post-Cold War arms control, and which are inspired more by non-numerical, pre-1970s precedents than by those thereafter. 
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           I look forward to our discussion.  Thanks!
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           —Christopher Ford
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      <pubDate>Tue, 25 Jul 2023 11:03:21 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nuclear-hedging-arms-control-and-todays-strategic-challenges</guid>
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      <title>Silicon Triangle: The United States, Taiwan, China, and Global Semiconductor Security</title>
      <link>http://www.newparadigmsforum.com/silicon-triangle-the-united-states-taiwan-china-and-global-semiconductor-security</link>
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           On July 18, 2023, the Hoover Institution, in partnership with the Asia Society's Center on U.S.-China Relations, released an important new report edited by Larry Diamond, James O. Ellis, Jr., and Orville Schell, entitled "
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           Silicon Triangle: The United States, Taiwan, China, and Global Semiconductor Security
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            ."  You can find the entire book-length report on Hoover's website
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           here
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            (recommended) or simply use the button below to download Dr. Ford's chapter. 
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           Note: 
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           Dr. Ford wrote Chapter 3 of this volume together with a Chinese-American co-author, and deeply regrets that this co-author has found it necessary to remove his name from the volume due to the risk of retribution against his family back in China by the Chinese Communist Party (CCP).  One can only hope that a day soon dawns in which such efforts at repressive CCP coercion are a thing of the past.  Dr. Ford is deeply grateful to that unnamed co-author for his enormous contributions to the preparation of the chapter.
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      <pubDate>Thu, 20 Jul 2023 12:06:11 GMT</pubDate>
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      <title>Nuclear Weapons Ethics and a Critique of the "Strong Case" for Disarmament</title>
      <link>http://www.newparadigmsforum.com/nuclear-weapons-ethics-and-a-critique-of-the-strong-case-for-disarmament</link>
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           Center for Global Security Research
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            at the
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           Lawrence Livermore National Laboratory
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            has just published a new volume of  essays discussing the morality and ethics of nuclear weapons and deterrence:
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           Morality and Nuclear Weapons: Practitioner Perspectives
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            , edited by Brad Roberts.  Dr. Ford's contribution to that volume – a chapter entitled “Nuclear Weapons Ethics and a Critique of the ‘Strong Case’ for Disarmament” – appears on pages 64-83.  You can find the entire book on CGSR's website
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           here
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           , or by using the button below to download a PDF of Dr. Ford's chapter.
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           From page 65:
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           “As my contribution to this volume, I will ... offer an outline of the most emphatic possible case that I believe can be made for the abolition of nuclear weapons. I will then examine the assumptions upon which the elements of that argument are premised—assessing their relative strengths and weaknesses—before offering my own thoughts about how to approach these ethical debates and to think morally about nuclear weaponry.”
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      <pubDate>Thu, 06 Jul 2023 13:56:23 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/nuclear-weapons-ethics-and-a-critique-of-the-strong-case-for-disarmament</guid>
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      <title>The Dangers and Limits of Cooperation Among the World’s Most Dangerous Dictators</title>
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           Below is the material Dr. Ford prepared as the basis for his remarks at the National Security Institute’s panel discussion on “New Axis of Evil? How the Alignment of Global Repressors is Dangerous for the U.S.,” which was held at the U.S. House of Representatives’ Rayburn House Office Building on May 31, 2023.
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            ﻿
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           Let me start by offering my thanks to the National Security Institute for organizing this event, and to Jamil Jaffer for the kind introduction.  It’s great to see my former governmental colleagues Bonnie Glick and Paula Dobriansky again, and – if you’ll forgive me the usual obligatory caveat about how everything I say here will represent only my personal views, and not necessarily that of anybody else in the U.S. Government or elsewhere – I’m pleased to be able to contribute.
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           It is certainly the case that we – and indeed anyone concerned with preserving international peace and security – have some significant challenges ahead of us as a result of the growing cooperation that seems to be emerging between the world’s most dangerous dictatorships: the People’s Republic of China (PRC), the Russian Federation, the Islamic Republic of Iran, and the Democratic People’s Republic of Korea (DPRK).  Those regimes are united by their hostility to the international community, their commitment to threatening or using force – including nuclear weapons threats – to intimidate and frighten other states into compliance with their wishes, and their desire to remake the international system in ways more congenial to their brutality and lawlessness.  And they are increasingly finding common cause against the United States, our Allies, and our partners around the world.
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            That said, while acknowledging the problems that such unholy partnerships can create, we also shouldn’t panic. Cooperation among the world’s revisionist and provocateur regimes against the fabric of international order, and against international peace and stability, is unfortunately not a new phenomenon. 
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           The Enemy of My Enemy ….
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            In the classic Indian treatise on statecraft, the famous
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           , Kautilya – an advisor to Chandragupta, the founder of the ancient Mauryan Empire in the 4
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             century B.C.E. – articulated the concept of a “circle of states,” existing at various removes from one’s own, each member of which can be regarded as an actual or potential enemy or ally in an extended sequence of relationships.  Under this schema, for instance, a state located in your adversary’s geographic rear becomes valuable as
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            ally in the event of conflict, thus becoming that adversary’s “rear enemy,” just as his ally in
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            “rear enemy,” and so forth, out two or three jumps, if you will, in expanding circles of counterpoised interrelationship.
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           In Kautilya’s illustrations, these relationships are a function of geography, but that the concept is clearly much more broadly applicable.  And while it’s not clear to me where the aphorism first originated about “the enemy of my enemy is my friend” – since I’ve seen it variously attributed to sources such as the Imam Ali, ancient Latin sources, Niccolò Machiavelli, and a 19
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             Century writer by the name of Gabriel Manigault – I think this idea is very much what the
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            had in mind more than two millennia ago.  Anyway, however you phrase it, this maxim is widely believed, and widely followed, including by those who feel themselves to share an interest in undermining the current international system.
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           Even when it comes to the proliferation of weapons of mass destruction – an area in which, given the stakes, you might think (or at least hope) that countries would show at least a little prudence and self-restraint – such opportunistic oppositionalism has been dangerously common.  Keen to build up a fellow Communist dictatorship that joined it in hating the capitalist democracies of the West, for instance, the Soviet Union helped China acquire nuclear weapons, training Chinese scientists and providing nuclear weapons technology to Beijing in the 1950s – though Soviet leader Nikita Khrushchev eventually thought better of his initial promise to provide Mao Zedong with an actual prototype weapon. 
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            China, in turn, gave nuclear weapons technology to Pakistan – which had a famously fraught relationship with India, on China’s contested Himalayan border to the south – reportedly providing not merely uranium hexafluoride (UF6) for Pakistan’s first nuclear weapons but in fact an actual Chinese nuclear weapon
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            .   And Pakistan later passed
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            design along, as well as uranium enrichment technology stolen from Europe, to clients in the Muslim world such as Libya’s Muammar Qaddafi and the Iranian revolutionary regime, through the notorious smuggler A.Q. Khan.  Meanwhile, China has provided missile components to both Iran and Pakistan for decades, thus contributing to what might be called a strategic “twofer”: supporting the military power of regimes deeply antagonistic to both its regional rival (India) and its global rival (the United States).
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           Less dramatically, during the Cold War both the Soviets and the Communist Chinese would throw aid and money at any guerrilla, terrorist, or insurgent group willing to voice vaguely Marxist sentiments while working against any country friendly with or allied to the United States.  And, truth be told, we sometimes returned the favor, as with the so-called “Reagan Doctrine” during the 1980s, which saw semi-covert U.S. support for no small number of anti-communist governments and fighters in the developing world.
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           Many people in America today, moreover, may know U.S. servicemembers killed or wounded in the line of duty in Iraq by munitions supplied to local insurgents by the Iranian regime.  And notwithstanding the supposed role of the Russians and Chinese as intermediaries in the “Six Party Talks” process with North Korea, we’ve seen China play a critical role as Pyongyang’s effective co-conspirator by illegally providing aid and helping the North Koreans evade sanctions for years – Beijing obviously being pleased by the degree to which DPRK provocations preoccupy and challenge U.S. strategy in the Indo-Pacific, distracting us from responding effectively to the threats China presents.
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            So while it’s certainly bad news to see cooperation among anti-American provocateurs and imperialist autocrats increasing today, it is hardly shocking. 
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           Structural Adversity
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           Nor, in any fundamental sense, was such cooperation really preventable.  We did not “cause” this cooperation, and we could not have prevented it from occurring simply by trying to appease the anti-American grievances articulated by the autocrats involved.  Their cooperation arises out of a degree of shared strategic interest that is largely independent of the vagaries of U.S. policy choices, because it grows from deeper roots.
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            It is not really that China, Russia, Iran, and North Korea have a particular grievance with any given set of U.S. policy agenda items, and that our choices have “driven them” to cooperate against us.  They certainly do tend to dislike our policy choices, but in reality their grievance is much more structural, grounded in the basic
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           fact
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            of the United States’ generally dominant role in the postwar (and especially the post-Cold War) international security environment. 
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            Short of some kind of weird, self-abnegating U.S. global surrender and withdrawal from all international engagement and crippling politico-economic decoupling from the outside world – and perhaps not necessarily even then – there is
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           no
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            U.S. policy choice that would even
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           begin
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            to meet their demands.  Simply put, these regimes want a different world, one in which their sort of brutal coercion is afforded free reign, in which
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           our
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            role and position in the international system is broken and reduced, and in which our allies are separated from us so that those powers can have their way with them.  (Not incidentally, the regimes that rule those countries also all loathe the system of government that we have tended to represent in the world, in which citizens enjoy rights enforceable against their rulers and have the ability to
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           change
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            rulers through the ballot box if and when such leaders fall short of expectations.)
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            U.S. presidents of various stripes sometimes tend to think that they can – through their own peculiar charisma, shrewdness, or gestures of good faith – break through the ice of those regimes’ hostility and resolve the most important differences between us.  Yet the most important and decisive differences aren’t
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           policy
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            differences, but rather structural ones, rooted in things that are largely non-negotiable for all concerned.  Approaching their resolution as if one were bargaining for passage of a Senate resolution, making a real estate deal, or expecting one’s counterparty to suddenly recognize that you’re really a good guy after all, is simply a fool’s errand, for that’s not the kind of game those regimes are playing at all.
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           They share their “enemy of my enemy” common interest against us, in other words, pretty much no matter what we do.  They’ll cooperate with each other against our interests as much, and for as long, as they think they can get benefits out of doing so at an acceptable cost. 
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           Limits to Malign Cooperation
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            Nevertheless, that doesn’t mean that they’re in any danger of forging a really deep alliance against us.  The good news, perhaps, is that there are likely limits on the breadth and depth of their cooperation.  North Korea doesn’t fit so well into this typology, but Russia, China, and Iran, at least, are all countries that look back with nostalgia on ancient empires.  And these regimes dream today of their
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           own
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            regional hegemony, and have invested their legitimacy narratives in militarized revanchism. 
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            The problem with this – from their perspective, at least – is that those various revisionist dreams are not really compatible with each other, especially those of Russia and China.  They share an interest in messing with
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           us
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           , as it were, but they do not share real strategic interests beyond that.  Quite the contrary.
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            China and Russia certainly don’t
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           really
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            trust each other.  After all, they fought each other for centuries, even millennia, and some of those issues are far from settled.  There are no small number of Chinese nationalists today, for instance, who look with jealous eyes on Russian territory such as Primorsky Krai, which they regard as having been stolen from China through so-called “unequal treaties” in the 19
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           th
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            Century.  And even observers who aren’t so historically minded cannot but notice that the resource-rich but already thinly populated Siberian territories of an economically and demographically declining Russia sit just a poorly-defended border away from the energy- and resource-hungry economy and enormous population of China.  (As the saying goes, what could possibly go wrong?)
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           Moreover, those two countries’ ruling elites – fixated on geopolitical grievances as they are, and having indeed tied much of their regimes’ autocratic domestic legitimacy narratives upon “righting” the geopolitical wrongs supposedly done to their countries in the past – have strategic objectives and desired global end-states that conflict all but irreconcilably.
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            Both China and Russia want us weakened and America and its allies out of their revisionist way.  Beyond that, however, the revisionisms with which their ruling regimes are currently intoxicated are not
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           compatible
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            revisionisms.  Russia wants to be a superpower again, second to no one, and to be the dominant power in Eurasia.  Yet China wants to be the
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           globally
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            dominant power, and it will not accept anyone else’s genuine equality with itself.  Russia’s dream of geopolitical return is incompatible with being a second-rate power, much less China’s vassal state, but
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           China’s
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            dream of return is incompatible with Russia being anything but a second-rate power behind China, and most likely indeed Beijing’s vassal.  (And the current Ukraine war is sharpening this dynamic, making Russia more and more, in fact,
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           into
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            a Chinese tributary state.)
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            The so-called “no limits” partnership between Beijing and Moscow thus has structural limits, and will
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           not
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            last.
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            The problem, however, is that while I think the wheels will eventually fall off that cooperative bus, this is likely to take some time – and in the meantime both regimes will continue to feel a strong interest in undermining not just our interests, but also international peace and security more generally.  Ironically, moreover, the incompatibility between Chinese and Russian revisionist dreams may remain less acute and more merely nascent – and thus their ability to cooperate be more prolonged – to the degree that we succeed in our
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           own
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            competitive strategy of stymying their aggressive moves and making achievement of those dreams seem still seem out of reach. 
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           This means, in other words, that we shall likely have to buckle down for a potentially very long period of challenging, unpleasant, and sometimes outright dangerous rivalry and geopolitical jockeying for advantage.  Barring the happenstance of someone’s domestic collapse, a providential defenestration, or some form of regime change in one or more of those states, I see little space for clever policy “solutions” other than simply the United States and its Allies and partners plugging stolidly along in this competition with resolution and intestinal fortitude for the indefinite future.  That’s not too pleasant a prospect, and such resolution and fortitude will require strategic vision, consistency of focus, programmatic resourcing, and freedom from domestic political distraction that we will find far from easy to supply.  Yet supply it we must.
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           A Global Anti-Imperialist Agenda?
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            That said, let me pivot to a more hopeful note, since although the focus of their supposed grievances and their revisionist imaginations is the United States, we are not in this alone against them.  To the contrary, our range of at least potentialpartners in this great competitive endeavor is positively huge, for those dangerous regimes are – through their provocative actions and policies, and through the very cooperation that we find so problematic – ensuring that, by Kautilya’s criteria in the
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           Arthashastra
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           , virtually the whole world increasingly should share an interest in working with us to ensure that Russia, China, Iran, and North Korea don’t get their way. 
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           Remember how China – for decades, going back at least to the Bandung Conference of 1955 – spent so much of its time in Third World diplomatic fora playing to anti-imperialist sympathies to gain favor and influence among countries that used to live under European colonial rule?  Chinese Communist Party (CCP) leaders have always been enormously hypocritical about this, given their country’s imperialist history and their own imperialist ambitions, but for so long as China was generally a weak power and claimed to play an underdog role in the world – vis-à-vis not just the Americans and Europeans, but also the USSR after Beijing broke with Moscow in the late 1950s – this discourse had real diplomatic traction.  As astonishing and absurd as this may seem in retrospect, the brutally authoritarian, mass-murdering, and territorially aggressive communist regime of Mao Zedong made remarkable progress winning friends in the anti-colonialist Third World by mouthing anti-imperialist rhetoric and preaching the virtues of “non-intervention,” and Beijing has tried to keep playing that card ever since.   
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           But that was then, and this is now.  And this is where that intra-authoritarian cooperation I’ve been discussing has a major downside, at least for China.  For today, Beijing is now the “no-limits” friend and facilitator for an openly imperialist regime in the Kremlin that is at war trying to invade and annex a smaller, neighboring country that a generation ago escaped imperial subjugation and acquired its independence.
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            Let us not overlook how much of a big deal this is.  The mask of hypocrisy has been torn off of Beijing’s diplomatic pretensions to “non-intervention” and “anti-imperialism.”  The CCP’s horrific quasi-alliance with Russia’s wars of conquest comes, moreover, just as China is now quite openly preparing for its
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           own
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            campaign of imperialist aggression and annexation against Taiwan – and even as Beijing also tries to manipulate webs of economic dependency to influence domestic politics and political behavior in a wide range of countries around the world. 
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            So in diplomatic and political terms, at least, I’d say the tables are now turning.  We, along with our Allies and partners, are now – in strategic terms – on the side of the anti-imperialist underdogs who want heavy-handed bullies like Russia and China to stop invading and annexing their neighbors.  We are now on the side of every independent country everywhere that wishes to live in an international system that protects nations’ sovereignty, independence, and autonomy against imperialist coercion.  We are now the natural friends of the Non-Aligned Movement (NAM) against the
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           conquistador
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            regimes of Russia and China, which now clearly represent imperialism at its most grim and brutalizing. 
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           And that ought to be a pretty big deal indeed – and to give us diplomatic and political opportunities as we build partnerships around the world to preserve an international order in which such aggression is illegitimate and unlawful. 
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            The Biden Administration talks of us being in a struggle for the future of the world between autocracies and democracies, but I think the issue is actually more structural and more fundamental than that.  When one talks about the “rules-based international order,”
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           any
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            state that prizes is own autonomy and independence ought to share an inescapable and even existential interest in protecting and preserving a system organized around the principle of protecting hard-won national sovereignty against predatory monsters that would invade and annex other states.  And this ought to be the case whether that state is a democracy or an autocracy.
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            Given how widely shared that interest ought to be, perhaps we can thus turn the
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           Arthashastra
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            ’s maxims against the Russian, Chinese, Iranian, and North Korean co-conspirators who find such strategic value in cooperating against us.  In terms of its ancient concepts of statecraft, those countries’ actions ought to make the entire rest of the world increasingly into
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           their
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            enemy, making them truly – almost literally – international outlaws.  And
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           we
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            can thus perhaps build our strategy upon the ideal of anti-imperialist partnership, for as the “adversary of the adversaries” of sovereign national independence, as it were, we are now very much the rest of the world’s friend. 
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           Kautilya, perhaps, would approve.
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           -- Christopher Ford
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      <pubDate>Wed, 31 May 2023 17:12:19 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/the-dangers-and-limits-of-cooperation-among-the-worlds-most-dangerous-dictators</guid>
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    <item>
      <title>2023 Commencement Address, Missouri State University Graduate Department of Defense &amp; Strategic Studies</title>
      <link>http://www.newparadigmsforum.com/2023-commencement-address-missouri-state-university-graduate-department-of-defense-strategic-studies</link>
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            Below are the remarks Dr. Ford delivered as the 2023 Commencement Speaker for Missouri State University’s
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           Graduate Department of Defense and Strategic Studies
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            .  The commencement ceremony took place at the Country Club of Fairfax, Virginia, on May 19, 2023.
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            ﻿
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           Good morning, everyone.  Let me start by offering both a hearty “Welcome!” and a hearty “Congratulations!” to the Class of 2023 from the Graduate Department of Defense and Strategic Studies.  Bravo Zulu, folks!  Well done.
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           And thank you, 
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           Professor Rose
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           , for the kind introduction.  It is such a pleasure to be here, and to see all of you completing your studies with us – all of you getting a certificate, a Masters degree, or a Doctoral degree here today – and bringing what you have learned here with you back out into the world.
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           Make no mistake: this is no ordinary program.  As you probably know – or if you don’t, you should! – this program was the brainchild of Professor Bill van Cleave at the University of Southern California, who built it to provide graduate level education and training for students planning careers in national and international security affairs, policymaking, and research and teaching.  It moved to Missouri State in 1987, and to our campus in Fairfax less than 20 years ago.
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           But Bill van Cleave wasn’t just an academic.  He was also a practitioner with deep experience in national security affairs, serving in a variety of advisory positions with the Department of Defense, the Arms Control and Disarmament Agency, and with the Lawrence Livermore National Laboratory, as well as in a number of think tanks and research institutions.  His vision for this program was that it would train and equip folks with the same kind of breadth of interest, depth of knowledge, and thirst for public service that he himself had.  And clearly, he succeeded.
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            Nor do I say that idly.  When I first served in the Executive Branch as a political appointee, as a Principal Deputy Assistant Secretary of State more than 20 years ago, I was flabbergasted – and impressed, it must be said – by the way in which it seemed like “those van Cleave graduates” were popping up everywhere in the national security bureaucracy.  For a small program with modest resources, it had a tremendously outsized representation in government in those years, and that meant also an outsize impact upon U.S. policy. 
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           From the outset, this program has always taken the “practitioner’s perspective” with the utmost seriousness, and the program has been rewarded by punching well above its weight in producing public servants in national security for a long time now.  I never met Bill, alas, but I heard a lot about him, and he certainly seems to have known what he was doing.
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            So I’m standing here right now, looking at the
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           next
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            generation that will carry this legacy forward. And it truly is an honor to speak to you.
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           In my own career, I’ve been in and around the Washington national security and foreign policy community since the mid-1990s, in a variety of interesting roles – which on one level probably sounds pretty cool, but might just mean that I’m getting old.
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            But one of the constants that I have seen throughout my years in this business is the importance – no, let me rephrase that: the
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           critical
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            importance – of having
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           good people
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            in policymaking.
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            And I mean that in every sense of that term. 
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            To be sure, there are a lot of factors that go into the policy mix.  Yes, the political scientist and the international relations theorist in me wants to look for deeper structural dynamics and constraints, or institutional agendas, bureaucratic processes, and historical path-dependencies.  At the same time, the lawyer in me wants to look for statutory and constitutional authorities, legal precedents, and regulatory frameworks. 
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           And, in fairness, one would be quite wrong to dismiss the importance of such factors.  They can be very important indeed in the complicated process of sausage-making that occurs in the policy arena in our complex world.
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            But the real-world policy practitioner in me – the guy who’s “been around the block” at least a little bit in this crazy town – also knows that, so much of the time, the most important, even decisive, variable is
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           people
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           . 
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            Who is it that is, or isn’t, there in the room when some decision is made?  Who reaches what conclusions about the situation they face and what it demands?  Who argues for which policy alternative, and who convinces whom to do something?  Whose values, knowledge base, and perspectives help determine what is “on the table” for consideration?  Who is well informed, or ill-informed? 
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            Is a decision-maker enriched and empowered by some compelling historical analogy or comparison, or trapped within one?  In command of the facts, or unmoored from them?  Who is calm, collected, persuasive, and inspiring in a crisis – or, alternatively, confused, rattled, or paralyzed by events? 
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            Who knows how to listen to input from others, and who doesn’t?  Who shows judgment and rises to the occasion – and who falls down?  So
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           very
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            much can depend upon these things.
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            By stressing the importance of ensuring that “good people” continue to go into the defense and security business, I’m focusing on whether and the degree to which policy community leaders are well informed, historically literate, ethical, analytically rigorous, and intellectually responsible.  And I want each of
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           you
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            to be that kind of leader in the years ahead.
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            That is precisely why we have a program like this in the first place.  This Missouri State program is heavily focused upon the
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           practitioner
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           .  It is for those who want to begin, or grow within, a career in defense and strategic studies.   These courses are not just preparing you to understand the world better or to theorize more elegantly about it – though I hope that you can do both of those things better than before.  (If you can’t, well, maybe you’d better have a quick word with Professor Rose before we get to the next portion of the program, where we give you degrees!  But I know you can!) 
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            In addition to helping you grow in intellectual power and raw depth of knowledge, this program aims, as a classicist might put it, to marry up
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           theoria
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           praxis
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            – that is, theory and practice.  It aims to prepare you to be better at acting in the global security environment, better able to help shape that environment wisely, and equipped to help build a safer future for all of us. 
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           I sometimes imagine that attending a professional degree program like this is, if you’ll forgive me, a little bit like sidling up to the bar at a kind of intellectual speakeasy, behind which stands a trained mixologist.  Or maybe – sorry, Professor Rose! – that may not be the most wholesome and uplifting analogy.  So let’s make it a high-end juice bar, behind which stands a sports nutritionist ….
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            Anyway, from the perspective of a professional degree program, the hope from those of us who stand behind the bar – the juice bar! – is that between us we can get just the right vitamin-filled beverage into your hands that will help get you off at high speed on your professional way. 
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           So you take a shot, as it were, of global situational awareness, throw in a splash of political theory, a drizzle of behavioral science, a dram of historical context, and perhaps a dash of the sausage-making often involved in outcomes bargained among diverse stakeholders.  Then you take that mixture, and stir in the security challenge of your choice, and shake vigorously over cubes of research method and analytical integrity.  The resulting cocktail, I hope, is the perfect pick-me-up to give you energy and nourishment for the next few years of your career.
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           We are here today at your commencement ceremony, so you have clearly all imbibed a good many of the matcha-infused kombucha dragon fruit protein lemongrass whatchamacallit energy drinks that we have tried to help prepare for you as budding national security professionals.  These figurative drinks have a lot of ingredients for a reason.  Whether you wish to be an academic or a practitioner, I really do think it is so important to have a foothold both in the world of theory and in that of practice. 
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            I know the two communities sometimes like to poke fun at each other.  I’m sure you’ve heard, for example, the old saw about “[t]hose who can, do; while those who can’t, teach.”  And that may well be how at least some practitioners see things – though you’ll notice, of course, that your professors here are folks who
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            “done” and
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           also
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            teach. 
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            And it’s surely true nobody should really
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           want
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            to be the policymaker equivalent of Thales of Miletus, the pre-Socratic philosopher in ancient Greece who – the story goes – was so preoccupied with contemplating the Heavens that he walked right into a well!  Not for nothing did Aristotle and so many of the ancients prize
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           phronesis
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           : practical wisdom and prudence in government and public affairs.
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            Nevertheless, by the same token, we’d be very wrong to neglect or dismiss theory.  The Oxford philosopher Gilbert Ryle once noted that “[m]any people can talk sense
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           with
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            concepts, but cannot talk sense
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           about
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            them.  They know their way about their own [neighborhood], but they cannot construct or read a map of it.”  And policymakers, I’d say, do need maps of the intellectual, political, and policy terrain on which their policymaking occurs.  Otherwise they might just end up walking in circles, or worse.
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            So I – and, I dare say,
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           we
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            – want you to have a foot in
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           both
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            of these worlds, in theory and in practice.  I hope your education here has helped make you more fluent in both “languages,” for that is surpassingly important. 
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           If you are a practitioner, familiarity with theory will make you a better practitioner.  And if you are an academic, familiarity with the nuances and complications of actual practice will make you a better academic.  I hope we’ve been able to give you some of that grounding in both realms.
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           But this is just the start.  All of this nourishment – these complicated energy drinks, if you will – that we have been trying to provide just gets you up to the starting line of the course you will run over the rest of your professional career.  After we all leave here today, it will be up to you where, how fast, and how well you run. 
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           Accordingly, we aren’t here just to congratulate you on your success in this program, though of course we do congratulate you!  You have worked hard, and you have done well – often while also juggling demanding full-time jobs, in many cases already serving this country in our armed services, in the Department of Defense, or in our Intelligence Community.  You should be enormously proud of yourselves.
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            Nevertheless, we are also here to wish you tremendous success in the careers you have ahead of you in national and international security, in defense and strategic policy, or in foreign affairs.  And, truth be told, that is not just because we like you and think well of you (though we do!). 
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            Don’t take this wrong, but our well-wishes for all of you in your careers in defense and security are in some sense actually quite selfish. 
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            If you’ll let me speak as a middle-aged guy who has spent most of his life in the policy community working on just these sorts of issues, I will confess to you a secret.  Don’t spread this around too much, but my generation has
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           not
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            solved all the world’s problems.  (I know, I know.  You’re shocked!  Well, you heard it here first.)
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            The world is a messy, complicated, and challenging place – with no shortage of complex, cross-cutting problems and with no shortage of bad actors who wish us ill and who want us to fail.  And that big ugly world is out there waiting for you to struggle with it.  And I won’t mince words: I
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           very
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            much want you to do better in fixing it than we all have to date.
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           Remember, my friends, you are practitioners, not just observers or theoreticians.  And you have been studying defense and strategic studies, not 15
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           th
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             Century Byzantine literature, the morphology of paleolithic axe-heads, or the larval development of the wingless fairy wasp. 
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            I’ve got nothing against such academic specialties, mind you, but
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           you
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            have been studying security and geopolitics.  And your goal is thus not merely to acquire knowledge per se, but rather to build that
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           phronesis
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            that I mentioned a moment ago. 
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           Phronesis
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            is an active virtue, consisting of the practical intelligence necessary for wise action in particular circumstances.
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            How well the leaders of tomorrow handle
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           your
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            issues – in defense and strategic studies – will affect the degree to which entire governments, countries, peoples, or even civilizations rise or fall.  It will affect the degree to which peace does (or does not) prevail in a complicated world of bewildering interdependencies and of weapons more powerful and pervasive in their impact than any that humanity has hitherto known. 
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            So I don’t think there is any way that I could possibly overestimate how important it is that you succeed in the careers you have ahead of you. 
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            If we professors have mixed you some nice protein and energy drinks to get you out of the starting blocks at speed in your career, it is because we badly need those vitamins to hit your mental bloodstream so that you can bring the knowledge, the insight, the creativity, the wisdom, and the forethought to future national security policymaking that it will most assuredly require. 
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           That may sound daunting, or perhaps even intimidating.  And that’s fair.  But I hope you also find it exciting, and I hope that you feel you are much more prepared for those challenges than you were when you began your time with us.
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            So please bear all this in mind: not just our congratulations on your success and your hard work in these programs, but also our deep hope for your success in tackling the defense and strategic studies challenges we face, both today and tomorrow. 
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            And so, we congratulate you, but we also
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           need
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            you.  And we
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           thank
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            you, in advance, for your contributions to our national and to international security, and to making the world a better and a safer place. 
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           So go out there into that challenging world.  Meet the threats it presents, reduce risks, mitigate harm, build security and prosperity, and advance liberty and human flourishing.  And while you’re at it, enjoy how rewarding it is to make public service in this field your life’s calling.
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           Godspeed, to all of you.   Don’t let us down!
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           Thanks. 
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           -- Christopher Ford
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      <pubDate>Fri, 26 May 2023 15:02:58 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/2023-commencement-address-missouri-state-university-graduate-department-of-defense-strategic-studies</guid>
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    <item>
      <title>Four Points to Keep in Mind in Strategic Competition with China</title>
      <link>http://www.newparadigmsforum.com/four-points-to-keep-in-mind-in-strategic-competition-with-china</link>
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            Below is the text on the basis of which Dr. Ford made his opening remarks on May 4, 2023, for the panel on "Global Competition, China, and Security in East Asia" at Vanderbilt University's 2nd annual
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           Summit on Modern Conflict and Emerging Threats
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           .
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            ﻿
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            Thank you for the kind introduction, and to Vanderbilt for inviting me to be part of this event with such a great collection of fellow panelists.  For my thoughts to get us started, I thought I’d make four points that aren’t really getting the attention they deserve as we struggle with the challenges of strategic competition with China. 
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           These are just my own personal views, of course, and don’t necessarily correspond to those of anyone else, either in the U.S. Government or elsewhere.  For whatever they’re worth, however, here are my four points:
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           More caution in technology engagement
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           First, a point about high-technology transfer to adversaries, to highlight the need for new approaches, and to remember what’s at stake.  As I’ve been 
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           arguing in public for years
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            , the Chinese Communist Party’s technology strategy – including its “Military-Civil Fusion” (MCF) effort to break down barriers between China’s civilian sector and its defense industrial base – is requiring us to completely rethink our traditional approaches to technology-related engagement with China.  Under MCF, for
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           anything
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            made available to
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           anyone
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            under Chinese jurisdiction – and that includes any Chinese abroad unfortunate enough to have to answer to the authorities back home in China – we have to assume a good chance that such technology will be transferred to the military or security services if it’s something they would like.  That means, for one thing, that we need to rethink our approach to national security export controls. 
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            But ultimately these issues aren’t just about technology or even economic competition.  The issue is really about
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           power
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           .  MCF and a range of associated policies support the CCP’s broader ambition to seize what it calls the strategic “high ground” in a range of emerging technology areas and thus win “first mover” advantage in an anticipated “Fourth Industrial Revolution” and its associated “Revolution in Military Affairs.”  These are critical positions that Beijing hopes and expects will have enormous geopolitical payoffs.  If this doesn’t lead to adopt a whole different – and much more restrictive – mindset about tech engagement, shame on us.
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           Be more relaxed about sharing with our friends
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            Second, a point about sharing with our friends.  The flip side of being more restrictive with those who wish us ill is that we also need to be more permissive in sharing with those who share our interests in not becoming part of a new global order headed by an authoritarian China.  The recent AUKUS agreement is a good example of such forward-leaning technology engagement with some of our closest friends, but we should look for ways to do this much more systematically. 
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           For example, we should figure out how to speed up Foreign Military Sales (FMS) to strategic priority destinations such as Taiwan.  We should adjust our International Traffic in Arms Regulations (ITAR) framework to make technology transfers easier and quicker to our best security partners.  We should adjust the so-called “NOFORN” rules that restrict sensible intelligence sharing and impede deep interoperability and operational collaboration with our allies.  And we should expand security partnership capacity-building – in cybersecurity and other such arenas – to help our friends be better able to protect themselves against information theft and other such threats, so that we can safely share and collaborate with them even more.
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           The United States is no longer the post-Cold War “hyperpower” we once were, standing astride the world like a colossus.  We need to work with allies, partners, and friends of all sorts to meet strategic challenges, and that means getting accustomed to relationships that are a bit more like real partnerships.
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           Beware China’s “leverage web”
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           Third, we should beware China’s “leverage web.” Beijing is very adept at manipulating economic, technological, and other dependencies for strategic advantage, weaponizing such relationships for influence and coercion.  This is in many ways at the core of the model of control the Communist Party is trying to use in China, such as in trying to build a so-called “social credit system” to incentivize “harmonious” conformity.  And we should be very wary of China’s attempts to use such approaches, as well, in the outside world.
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            What the CCP calls its “dual-circulation” economic model, for instance, aspires to achieve two things.  For one, it wants to make China as self-reliant as possible in key technologies and resources, so it no longer has to face the risk of outside sanctions for its increasingly provocative behavior.  For another, it seeks to maintain – or even expand – the economic relationships through which others become dependent upon China, and thus also subject to its manipulation and coercion.  This approach may or may not succeed, but we dare not mistake its ambitiousness – nor the potential
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           implications
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            of that ambitiousness.
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            Even in economics, therefore, Beijing’s philosophy of engagement with the outside world is only secondarily about profit.  It is most of all about
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           strategy
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            and about
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           power
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            .  We need to recognize the challenges this approach inherently presents, for the world hasn’t seen a major power make such a bare-facedly strategic effort to insulate itself against disapproval by the international community and to encourage others’ strategic dependency upon it since Adolf Hitler entrusted Hermann Göring in 1936 with the task of making Nazi Germany sanctions-proof – that is,
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           Blockadefestigkeit
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            or “blockade-resistant,” as it was said at the time – and ready for aggressive war.
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           Don’t forget the nukes
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           As a final point, I would say “don’t forget the nukes.”  That is, don’t forget how nuclear weapons fit into the picture beyond just traditional Cold War ways of thinking in game-theoretical terms about strategic balance.  I’m referring to what can happen underneath a strategic balance, if you will, when one of the parties is nonetheless bent upon war.  Specifically, as I’ve also been 
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           warning for years
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            , Russia has shown with Ukraine how a major power can use nuclear capabilities and saber-rattling to create tactical “space” for regional aggression, employing such threats to deter outside intervention to support the victims of a war of territorial annexation. 
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           You should not think for a moment that this lesson is lost on Xi Jinping – which may be a big part of why he’s embarked upon such an enormous nuclear weapons build-up.  He wants to frighten us enough with his nuclear arsenal that we talk ourselves out of providing support for Taiwan if and when he invades it.  So remember: there can, unfortunately, be “
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           offensive
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            nuclear umbrellas” as well as defensive ones.  We need to expect such gamesmanship over Taiwan, and we must devise and implement approaches that ensure that it will fail.
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           -- Christopher Ford
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      <pubDate>Fri, 05 May 2023 18:04:41 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/four-points-to-keep-in-mind-in-strategic-competition-with-china</guid>
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      <title>China’s Struggle for Technology Dominance and U.S. Responses: An Insider’s Account</title>
      <link>http://www.newparadigmsforum.com/chinas-struggle-for-technology-dominance-and-u-s-responses-an-insiders-account</link>
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           Below is the text from which Dr. Ford delivered his keynote remarks to the annual Washington, D.C., conference of the 
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           National Organization of Investment
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           Professionals
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          on April 20, 2023.
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            ﻿
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            Good afternoon, and thanks very much for the kind introduction.
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           If I might, let first start with some caveats.  The first is that the views I will express and the characterizations I’ll make represent only my own, and don’t necessarily reflect those of anyone else. 
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            Caveat number two is that I am a foreign policy and national security guy, and I freely confess that I know very little about financial services and the work that you do.  I believe it was the science fiction writer Arthur C. Clarke who said that any sufficiently advanced technology will be indistinguishable from magic, so when it comes to financial services, you good people are the wizards and I’m just the ignorant layman.  And if anyone hired
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           me
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            to provide investment advice of the sort that you provide to your clients, they’d probably quickly come to need something that I
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           am
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            trained in:
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           lawyering
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           .  So thanks for everything you do, and feel free to offer me any tips you like at the reception this evening!
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           But joking aside, I do know enough to understand that big events and trends in the world can move markets.  They can boost them, they can depress them, or they can even crash them.  And, after a quarter century or so in various roles in and out of government in the U.S. foreign and national security policy community, I know at least something about big events in the world. 
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           So, I’d like to tell you a story about the development of U.S. export controls on high-technology transfers to China. 
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           Let’s be honest: a lot of policy debate here in Washington is, frankly, pretty boring.  Not all important things are necessarily interesting, after all, and I can’t pretend that all of the subjects people like me try to follow for a living are necessarily riveting, especially for non-specialists. 
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            But this tale, I think, actually is both interesting
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           and
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            important.  It’s a story with a number of elements. 
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           Partly, it’s a narrative involving themes of ancient imperial pride, modern imperialist energy in a new industrial age, and the ambitions and self-identity of powerful nations rubbing up against each other in a complex world.  At the same time – though less grandly – this also a tale of government bureaucrats, politicians, and policy nerds (like me), all arguing with each other about what to do in response to another country’s industrial policy and national security strategy. 
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           These elements come together in a sort of geopolitical epic that can help one understand one of the reasons why the Biden Administration describes our current so-called “technology war” with China as part of a broader “
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           contest for the future of our world
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           .”  Those are some strong words, so let me unpack this for you, offering a story that combines history and strategy with a bit of a “cook’s tour” of technology competition from my own personal vantage point.
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           I.               Putting Today’s “Technology” in Historical Context
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           If you ask me, it’s impossible to understand today’s struggles over technology without understanding Chinese history.  This is true, I would say, in at least two respects – one that Chinese officials emphasize a lot, and another that they don’t.  Both are true, but if you forget the second one, you’re missing the big point.
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           The first point is that the proud and ancient empire of China suffered great humiliations at the hands of an aggressively imperialist West in the middle of the 19
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           Now, I do think one should be careful not to overplay this point.  By comparison with many or most other areas of the non-European world that ran headlong into the juggernaut of Western imperialist power between 1492 and the early 20
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            Century, China didn’t actually come off nearly as badly as most. 
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           But in fairness, China did suffer real humiliations, beginning with the Opium War with Britain in the 1840s.  Over the succeeding years, it would be subject to several foreign military expeditions, which forced it into a number of what are remembered today as “unequal treaties.”  Under pressure, for example, the Qing Dynasty – China’s last – ceded administrative control of some of its port cities and coastal territories to various European powers, and had to accept various unfair trading terms and commercial concessions.  And let’s not forget that the Opium War that started off this European feeding frenzy was, rather discreditably, over British exports of the drug opium to China, which Chinese authorities were understandably trying to restrict.
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           The British acquired Hong Kong as a Crown Colony during this period, moreover, and the Germans some land on the Shandong Peninsula.  By the end of the 19
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            Century Japan had also gotten into the act – defeating China in a war in 1895 and taking Korea and Taiwan from the Qing.  Worse still, Japan came back for another swing at China in the 1930s with a full-scale invasion, that included mass attacks on and numerous atrocities against civilians.
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           Chinese nationalists remember this period as their country’s “Century of Humiliation,” as it is said – and with that description, it’s hard not to be sympathetic.  Communist Party officials play this narrative up for propaganda effect, of course, but there is a lot of real historical truth there.
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           But the other bit of history that I would urge you to remember is the context into which this “Century of Humiliation” was dropped.  The central importance of “humiliation” tropes in China’s narratives of the world stems in part from the soaring and arrogant self-regard in which successive imperial dynasties had held themselves before European military intrusions began. 
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           For hundreds or even thousands of years, China had viewed itself as the center of the world: the “Middle Kingdom,” as the saying went, not so much in a geographical sense but very much in a civilizational and political sense.  Theirs was a profoundly Sinocentric view of the world, with all civilization depicted as radiating out from China to warm the rest of the world. 
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           In this conception, there was only one true sovereign in existence: the Emperor of China, known as the “Son of Heaven,” whose rightful domain extended to “All Under Heaven.”  And it was the natural order of things for all other peoples to turn toward China with a sort of awestruck submissiveness – all the way from the partially Sinicized and hence semi-civilized peoples of China’s perimeter out to the most ignorant barbarians on the far periphery of the world. 
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           Just as all people within China itself were expected to know their place in the Emperors’ system of harmonious social order or suffer the consequences, so all non-Chinese peoples were also expected – in this ancient conception – to know their place in the Sinocentric order.  It wasn’t so much that the Emperor actually wanted or expected to rule all such peoples in a direct sense.  But China did expect demonstrations of subservience, and deference on anything that really mattered to China. 
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           And, to the degree that the balance of power permitted, China always sought to enforce its status-deferential demands upon the world around it.  The balance of power didn’t always permit this, of course, but it was central to the Chinese worldview that China was the center of humanity and that the rest of the world must, in various performative ways, validate China’s self-conception of superiority.
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           This is not something that present-day Chinese diplomats emphasize, because a track record of millennia of imperial arrogance and condescension toward other peoples and cultures isn’t a very good look in the modern world.  But I think knowing this history is critical for understanding just how traumatic the “Century of Humiliation” was for China, and the degree to which Chinese grand strategy has fixed ever since upon rectifying that humiliation by restoring the natural order of things.
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           And that is indeed the rub: “Restoring the natural order of things.”  You need to understand ancient China’s extraordinary civilizational self-regard to see what “the natural order of things” means.  It doesn’tmean simply something reasonable such as “Hey, you guys, stop treating me badly and show me the respect that everyone is due!”  Instead, it means something more like “Hey, you need to return to acknowledging I’m better than you are, and you need to make sure you never hurt my feelings!”  Those are rather different.
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           I would argue that you can’t understand China’s grand strategy today without seeing it in the context of that country’s ancient “Middle Kingdom” pretentions.  Those pretentions signal the kind of Sinocentric world order that it is Beijing’s objective to restore in order to exorcise the ghosts of its national humiliation.
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           II.             The Technology Nexus
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           But at this point I bet you’re thinking: “Well that’s some fascinating historical context, Chris, but what does it have to do with today’s ‘technology war’?” 
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           Well, my answer is: "A hell of a lot.” 
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           Remember that the opening blow of the “Century of Humiliation” was the Opium War, which China lost – quickly – to a remarkably small British expeditionary force that bombarded and captured a number of forts and cities in China.  It was an easy victory, and it generally set the tone for many subsequent engagements over the decades, in which Western and Japanese forces generally easily bested Chinese ones. 
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            And
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           technology
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            was central to this.  The Western powers of the middle and late 19
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           th
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            Century – and Britain most of all – were then enjoying the full fruits of the Industrial Revolution that had begun in the late 18
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           th
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            Century.  They had powerful and increasingly modern economies based upon industrial output, steam powered machinery, and the burgeoning capabilities made possible in innumerable fields by the emergence of modern science.  And they increasingly also had industrial-age weaponry. 
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           The Qing Dynasty, by contrast, was in a much developmental place in technological and in military terms.  While Europe had enjoyed not just the Industrial Revolution but also a “Revolution in Military Affairs,” the Qing as of 1840 still lived, more or less, in the age of 17
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           th
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            Century kit.
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           The result was, indeed, humiliating – long and painful years in which the proud and ancient Chinese empire was repeatedly bested by foreign barbarians who seemed in almost every way more dynamic, sophisticated, wealthy, and powerful than the Middle Kingdom.  So that’s the start of the “Century of Humiliation” – built in large part upon one civilization’s technological overmatch of another.
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           So now fast forward, if you will, a few more generations to the 1980s.  By this point, China is working hard to turn all this around through an industrial policy focused upon export-led growth and the acquisition of foreign technological know-how. 
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           As Chinese Communist Party officials began to describe it under Deng Xiaoping, China needed to build up its “Comprehensive National Power,” or CNP.  This idea of CNP is a conception that saw power as an amalgam of many elements: economic, military, technological, political, diplomatic, and even cultural. The more CNP a country has, the higher its position will be in the “league tables,” if you will, of global stature and status. 
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           CNP thinking was influenced by a number of sources, but it drew in critical ways upon the Qing Dynasty’s experience of being comprehensively outclassed by the dynamic European societies of the 19
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           th
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           Century.  Ever since the Qing ran headlong into Industrial-age European imperial power, it has been the central objective of Chinese grand strategy to turn these tables. 
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           Chinese officials are very well aware from their own country’s painful experience, of what advantages accrue to the “first movers” in an Industrial Revolution, especially when such a revolution also produced a new Revolution in Military Affairs. 
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           Accordingly, Beijing’s strategy aims to position China as be “first mover” in the next Industrial Revolution and the next Revolution in Military Affairs.  And if it can do that, China will finally be able to restore its position at the hub of a Sinocentric and status-hierarchical world order. 
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           So that’s why the “technology war” is so important.  What Xi Jinping terms achieving China’s “national rejuvenation” isn’t just about making China rich and strong.  It’s about of making China dominant.   
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           Unfortunately for us, that necessarily means breaking the back of U.S. global power and influence and displacing us.  And it also means restoring all the other countries of the world to what China feels to be their proper places on the deferential periphery of the only civilization that really matters: China’s. 
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           Those, then, are the stakes for today’s “technology wars.” 
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            ﻿
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           III.            Technology Struggles
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           So if you’ve fast-forwarded with me to the period of rapid Chinese economic growth and development that began in the 1980s, you’re almost up to where I first started being involved in such things. 
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           When I started as a young Senate staffer not long out of grad school in the 1990s, we were in the middle of something of a food-fight, as it were, over national security export controls. 
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           That was a period in which the mainstream leaders of both U.S. political parties were still “all in” on the idea that if we simply engaged with China warmly enough, helped it develop and become richer and stronger, a prosperous middle class would emerge in China and this would inevitably lead to political reforms and democratization.   We told ourselves that by helping China grow – and of course letting Western companies make lots of money in Chinese markets – we were helping China reform itself and thus doing the cause of democracy and freedom a great service.  (Isn’t it nice when you can rationalize making piles of cash as being in the best interest of humanity?)
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           Anyway, that was the dominant view in the U.S. policy community.  But not all of us saw it that way, even then. 
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           The issue in our food-fight was how to reauthorize the Export Administration Act, which set forth the legal framework for U.S. export controls, but which had expired some time before.  A group of Senators – including Jesse Helms, Richard Shelby, Jon Kyle, and my own bosses during those years, Susan Collins and Fred Thompson – had come to feel that the Clinton Administration was being too lenient about exporting high-technology items to China that could help it develop more modern military capabilities.
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            This didn’t sit well with the Clinton Administration, however, nor with mainstream pro-business Republicans and the exploding high-technology sector of our country’s digital-revolution 1990s.  They viewed us as retrograde Cold War dinosaurs pining for the “good old days” when America had a satisfying enemy in godless Communism, and China’s diplomats, propagandists, and apologists echoed that theme endlessly.  No one wanted us to get in the way of vast profits trading with China just because the occasional U.S. high-performance computer ended up in a Chinese nuclear weapons laboratory or American satellite manufacturers helped Beijing improve its ballistic missile technology so U.S. satellites could more profitably be launched on Chinese boosters.   And so, we got rolled, and
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           as my colleague David Stilwell has described
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           , the United States spent many years helping facilitate China’s rise to global power and influence.
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           But now let’s fast-forward another couple of decades, to the Trump Administration.  By that point, a few of us who had been young Senate staffers during those debates in the 1990s were now much more seasoned policy operatives and had become senior political appointees.  I was an Assistant Secretary at the State Department.  Former Senator Kyl staffer John Rood was an Under Secretary of Defense, while former Senator Helms staffer Marshall Billingslea was an Assistant Secretary of the Treasury, and my fellow former Senator Thompson staffer Mark Esper was Secretary of the Army, thereafter becoming Secretary of Defense.
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           Moreover, by that point, the U.S. Government was much more willing to take positions against China’s growing power and provocative self-aggrandizement. 
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           As it turned out, a richer and more powerful China hadn’t become a friendlier and more democratic one.  Quite the contrary.  In fact, as I had warned about in my own scholarship 
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           for years
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            , and as Secretary of State Pompeo pointed out in
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           an important speech on U.S. China policy in 2020
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           , the wealthier and stronger China became, the more self-confident it felt and the more aggressive it acted.  Significantly, moreover, the more powerful the country became, the more it felt able to achieve its goal of avenging the “Century of Humiliation” by restoring China’s dominant position in the international system – at our expense.
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           The U.S. policy community was shamefully slow to recognize this, if you ask me.  But gradually these facts had become undeniable, and the policy community began to shift.  In the Obama Administration, the U.S. announced its so-called “
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           pivot to Asia
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            ,” which picked up
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           early movements begun late in the George W. Bush Administration
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            and began to shore up our military posture in the Western Pacific. 
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           For its part, the Trump Administration entered office making some fairly strong moves to restrict trade with China by imposing certain 
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           import tariffs
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            in hopes of compelling Beijing to modify some of its unfair trade practices, which were felt to have cost Americans jobs. 
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           And in the Trump Administration’s 
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           2017 National Security Strategy
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            – to which I had the honor of contributing when I ran the National Security Council’s WMD directorate – officially reoriented U.S. national security policy to focus on “great power competition” for the first time since the end of the Cold War.  And it singled out China and Russia as the revisionist competitors of concern.
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           That was all a big deal.  But as of mid-2018, these shifting policies had still not yet focused upon the technology-related aspects of strategic competition.  To be sure, U.S. officials 
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           moved against the Chinese technology company ZTE in March 2017
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           , and in 
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           indicted the Chinese technology company Huawei
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             in January 2019.  These moves, however, were not specifically directed at technology threats
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           per se
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            , nor were they intended to slow or impede China’s ability to “seize the high ground” in an impending Fourth Industrial Revolution and a new Revolution in Military Affairs.  Both the ZTE and Huawei indictments were actually for violating sanctions against
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           Iran
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           , which was a higher priority at the time as the Trump Administration mounted its “
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           maximum pressure campaign
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           ” against Iran.  The United States had not yet really started to focus on Chinese technology from a strategic and geopolitical perspective.
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           Indeed, as of mid-2018, the United States was still blithely exporting a remarkable amount of dual-use high technology to China.  The Obama Administration, for instance, had 
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           reached a new 30-year cooperation agreement with China in 2015
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            for work on technology for nuclear power reactors, and U.S. companies were hard at work sharing know-how in order to make money in such partnerships. 
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           As it happened, however, both civil-nuclear cooperation agreements with foreign countries andnational security export controls turned out to be in my portfolio as the Assistant Secretary in charge of the Bureau of International Security and Nonproliferation at the State Department.  And it was time, I felt, to take our own national security strategy seriously and approach things strategically.
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           One key problem, as I saw it, was that the government seemed to be thinking about sensitive technology exports to China through entirely the wrong prism.  It was common, for instance, to deny an export license for something sensitive if it were going to a military end user, but to allow export where the end-user was civilian. 
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            But that traditional approach seemed to me absurd in the context of modern, Communist Party-ruled China.  Under Xi Jinping, in fact, China had been
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            publicly stepping up
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            its efforts to break down and ultimately erase barriers between China’s civilian and defense industrial bases
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           precisely
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            so that technology could freely be transferred back and forth between them for the overall benefit of China’s Comprehensive National Power.   
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           This policy was known as “
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           Military-Civil Fusion
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            ” (MCF), and it basically made nonsense of our traditional approach to export controls.  To the degree that MCF worked, in other words, you couldn’t rely in the slightest upon end-user promises for any sensitive technology.  Under MCF,
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           any
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            technology transferred to
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           anyone anywhere
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            under Chinese jurisdiction could be transferred to the armed services if they wanted it. 
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           A very different and much tougher approach to national security export controls vis-à-vis China was thus essential, and I began to agitate publicly for change 
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           starting in July 2018
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           .
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           We took aim, first, at civil-nuclear cooperation under the Obama Administration’s 2015 agreement with China.  The problem there wasn’t merely theoretical, moreover, for – as I 
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           started emphasizing my public remarks on these issues
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            – U.S. nuclear power technology was being made available to Chinese entities working with the Chinese Navy on things such as nuclear power plants for aircraft carriers and nuclear submarines.  Thanks to our efforts, however, the United States announced significant 
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           new restrictions in civil-nuclear transfers in October 2018
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           .
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           And that was just the beginning.  It was my team at the State Department who nominated Huawei and some of its affiliates for inclusion on the 
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           Commerce Department’s so-called “Entity List
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           ” – a move we made precisely out of concern for Huawei’s government-backed effort to acquire a dominant position in global 5G telecommunications networks and to build up China’s high-end semiconductor industry. 
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            And, as the entire U.S. interagency caught on to the importance of high-technology export controls, we were off to the races, as it were, with a new approach to technology control in the service of great power competition and geopolitical strategy. 
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           More moves followed
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           , particularly targeting high-end semiconductor technology exports and China’s efforts to 
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           suborn and co-opt international research collaborations for technology-transfer purposes
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           .
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           This is one of the things of which I’m proudest from my time in government: we really made a difference.  Thankfully, moreover, the Biden team has kept moving the ball forward 
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           quite decisively
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           .  Indeed, I think we’re now in something of a “
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           new normal
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            ” of technology-transfer seriousness that the United States hasn’t seen for a long time.  That may be bad news if you’re a strategist in China, but it’s good news for the United States, and for all the
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           other
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            countries of the world that wish to protect their hard-won sovereignty and autonomy against Sinocentric coercion.
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           IV.           Conclusion
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           Anyway, I’ve talked for too long, but I hope I’ve been able to make clear that these issues aren’t just ephemeral matters of policy-political taste equivalent to something like saying “I feel like having vanilla today.” 
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            Make no mistake: China’s emphasis upon technology acquisition and technology development is
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           consummately
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            strategic.  It is based upon a clear theory of national power and on a grand strategy that Beijing has doggedly pursued for decades, and it draws for inspiration upon experiences that go back to critical junctures in the formation of modern Chinese nationalist thinking and that have resonated powerfully in Chinese politics for generations. 
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            In response, our approach to technology
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           also
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            needs to be strategic, and we need to maintain it consistently over time hand-in-hand with our many allies and partners around the world. 
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           And that’s why I’m so proud to have been a part of the recent sea change in U.S. national security technology control policy.  I think we’ve made a good start.
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           Thank you.  I look forward to your questions.
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           -- Christopher Ford
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      <pubDate>Fri, 21 Apr 2023 13:38:56 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/chinas-struggle-for-technology-dominance-and-u-s-responses-an-insiders-account</guid>
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      <title>Learning from the NPT Regime's Challenges</title>
      <link>http://www.newparadigmsforum.com/learning-from-the-npt-regime-s-challenges</link>
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           D
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          r. Ford delivered the remarks below to a research retreat on February 8, 2023, conducted by the Nonproliferation Policy Education Center (NPEC).
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           Good evening, and congratulations to the latest crop of NPEC Public Policy Fellows.  NPEC has been doing great work for years in using this program to give congressional, executive, and diplomatic staff and journalists invaluable background on nuclear policy issues, and I’m pleased to see that it has produced another fine group.
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           Henry [Sokolski] asked me to say a few words to you today on what we might learn from the history of violations and withdrawals that has plagued the Nuclear Nonproliferation Treaty (NPT) in recent years.  I’m happy to offer my thoughts – with the caveat, of course, that these represent only my own views, and not necessarily those of anyone else – but I’m afraid the message is fairly depressing.
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           So what I’ll do today is play devil’s advocate, in a sense, by giving you a bit of an issue-spotting tour across some of the problems I see with the nuclear nonproliferation regime right now.
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            But let me be clear up front.  I am in no way an opponent of the NPT regime, though other diplomats have not always appreciated my “tough-love” approach. 
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           I do think that the NPT has been of great value to international peace and security.  The Treaty was, for instance, a key factor in ensuring that we have not seen the massive tide of nuclear weapons proliferation that so many observers seem to have expected when surveying the international landscape back in the early 1960s.  We don’t live in that massively proliferated world, and the NPT is one of the reasons that we do not.
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           The Treaty has thus provided huge benefits in helping reduce the risk of nuclear war by keeping the number of weapons possessors to a minimum.  It has also been of enormous benefit to every Non-Nuclear Weapon State (NNWS), helping them all be much more secure through what is, in effect, a worldwide exchange of nonproliferation promises pursuant to the NPT’s Article II, so that each NNWS can have confidence that its neighbors and rivals will not acquire nuclear weapons.  In a sense, therefore – though in certain disarmament circles you’ll often hear some disingenuous nonsense to the contrary – nobody benefits from the NPT regime more than the world’s nuclear weapons “have nots.” 
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           So let’s make sure that’s clear: the NPT has clearly been of enormous value, and on the whole it has been a success.  That said, the NPT regime’s overall story of violations and withdrawals, since end of Cold War and looking ahead to the future, is a not a reassuring one. 
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           I.             The Regime’s Challenges
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           A.            Problems of Compliance Enforcement
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           The last time I spoke to an NPEC Public Policy Fellows event, 
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           back in 2017 when I was at the White House
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            , I pointed out that the NPT regime has had terrible trouble responding quickly enough to proliferation challenges to make a difference. 
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           The case of Iran is illustrative.  As you may recall, public revelation of Iran’s previously secret work to develop a fissile material production capability for its nuclear weapons program first occurred in August 2002.  But it wasn’t until December 2006 that the first United Nations sanctions were imposed against Tehran for its nuclear mischief.  The international community was eventually able to muster the collective willpower to start imposing pressures on Iran, but by the late date at which that much pressure became politically possible, the amount of pressure that could be mustered was insufficient.  Iran had by then moved to a different stage of its program, and was by that time more committed than that amount of pressure could affect.
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             At every step, in other words, by the time political will developed to impose more pressure, Iran’s continuing progress with and political and resource investment in its nuclear program had ensured that particular pressure would be inadequate.  Even as it did increase pressures on Iran, therefore, the international community was always behind the curve, imposing at every stage too little pressure to make a difference. 
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           Nor did the Joint Comprehensive Plan of Action (JCPOA) nuclear deal do anything to change that trajectory, for all it succeeded in doing was getting Iran to temporarily suspend its nuclear work in return for promises that after a few years’ time no one would ever again pressure Iran to constrain its fissile material production.  And though Tehran has now moved more quickly to build its production capacities than it would have done had the JCPOA remained in force and Iran had followed its strictures, Iran has today succeeded in positioning itself exactly where the JCPOA was eventually going to permit it to be anyway. 
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            Whatever the timing, therefore, the real legacy of the JCPOA was always going to be in giving Iran’s nuclear program international legitimacy as that country positioned itself as a sort of “virtual” weapons possessor, able in theory to sprint quickly to nuclear weaponization.  So this is hardly a nonproliferation success story. 
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            And then there’s North Korea.  The International Atomic Energy Agency (IAEA) helped identify and draw attention to North Korean safeguards violations in the early 1990s.  When Pyongyang’s drive toward weaponization created a crisis, however, it was again “resolved” only through a diplomatic stalling game – one which actually rewarded North Korean violations through aid payoffs to suspend its illegal nuclear weapons work, and under agreements on which the Kim regime nonetheless cheated by secretly developing a uranium production pipeline for its weapons program. 
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           When caught in this cheating, Pyongyang withdrew from the NPT in 2003, and has since developed a nuclear arsenal.  International sanctions against North Korea finally got serious in 2017, but this was obviously also too late to make much difference.  Again, we do not have here a pleasant story of successful compliance enforcement.
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           B.             Problems of Compliance Assessment
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           Moreover, the international community’s nonproliferation collective action problems have not merely hampered compliance enforcement.  They have also impeded countries’ willingness to admit the existence of violations in the first place.  As anyone who has had any connection to diplomacy at the IAEA will know, it its always extraordinarily difficult to muster sufficient diplomatic support to find Iran in violation of nuclear safeguards even when copious documentation of multiple such breaches has been complied and published by the IAEA Director General himself.  And, apart from the United States, which governments have to this dayever publicly said that Iran violated Article II of the NPT by trying to develop nuclear weapons? 
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           As I painfully recall, in fact, even we in the United States have a record of candor in compliance assessment vis-à-vis Iran that on occasion has been nothing short of shameful.  After all, it was way back in 1991 that the U.S. Arms Control and Disarmament Agency (ACDA) first publicly assessed that Iran was seeking to develop nuclear weapons.  But the U.S. Government did not actually declare Iran to be in violation of Article II of the NPT until 2005 – some fourteen years later!  Even that belated conclusion, moreover, only occurred after a massive intra-bureaucratic fight led by Under Secretary of State John Bolton, Assistant Secretary Paula DeSutter, and myself (at the time the Deputy Assistant Secretary in charge of compiling the State Department’s annual “
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           Compliance Report
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            ”).  Even the United States, in other words, has sometimes been embarrassingly slow in identifying and calling attention to violations. 
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           C.            Asymmetric Impact
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            Moreover, the enforcement mechanisms of NPT regime have also struggled with the problem of what one might call asymmetric impact.  That is, the nonproliferation system is challenged by the fact that its mechanisms for identifying and remedying safeguards problems are ones that are much more effective in dealing with countries that are already (relatively) open to and cooperative with the international community than they are in dealing with bellicose dictatorships.  The system, in other words, is least effective in fixing problems when it matters most. 
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           When South Korea was 
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           discovered in 2004
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            to have been engaged in undeclared experiments with fissile material – rather clearly in violation of its safeguards obligations – this disclosure alone was enough to prompt Seoul to conduct an embarrassed retreat.  Similarly, the 
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           discovery in 2005
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             that Egypt had also failed to report experiments as required by its safeguards obligations seems to have resulted in their suspension. 
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             In neither of those two cases did the IAEA declare there to have been a violation, but in both cases the illicit work seemed to have been stopped.  That’s good, I suppose, but the comparison to Iran and (especially) to North Korea is striking.  Like many rules in our complicated world, it would seem, nonproliferation rules work best in constraining relatively good international citizens, whereas the real rogue regimes care very little about them. 
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           That may on one level be unsurprising – rogues, after all, are rogues – but one should perhaps worry a bit about the long-term integrity of a legal regime that seems to provide effective constraint only upon lessproblematic members of the community, while leaving the worst miscreants comparatively free to pursue the dangerous weapons they desire.  This is not a problem unique to the NPT regime, of course.  (After all, some such dynamics are also in play in other areas – including with gun control rules that constrain law-abiding citizens more than violent criminals, and with campaigns for the Treaty on the Prohibition of Nuclear Weapons [TPNW] that press democratic regimes to disarm themselves in the face of aggressive nuclear-armed autocracies such as Russia, China, and North Korea, whose dictatorial regimes are unaffected by such civil society pressures.)  Nor is the existence of this problem an argument for not having any rules at all!  But one must admit that asymmetric impact is a problem nonetheless.
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           D.            Corrosively Weaponized NPT Discourse 
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            Another problem with the NPT regime today is the degree to which some countries and portions of the disarmament community have succeeded in weaponizing NPT-related discourse against the Nuclear Weapon States (NWS) in ways that are profoundly corrosive to the future of the NPT regime.  Notwithstanding the plain language and negotiating history of the Treaty, it is now a fairly commonplace assertion that Article VI of the Treaty “requires” NWS such as the United States to get rid of their nuclear weapons irrespective of the circumstances, and whether or not there is any serious good faith counterparty available with whom to pursue disarmament negotiations.  It is also even suggested that the NWS’ failure to have already gotten rid of all nuclear weapons justifies other states in ignoring the nonproliferation obligations of the NPT’s Article II. 
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           I won’t go into the details of the argument – though 
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           I’ve addressed it elsewhere
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            – but this is dangerous hogwash that is undermining the foundations of the NPT regime, and making future nuclear disarmament more unlikely as well.  This is all terribly foolish.
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           As NPEC has recognized for years and 
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           I have also tried to address
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           , there has also been a weaponization of discourse under Article IV of the Treaty, such that it is commonly accepted – again, I believe, both wrongly and dangerously – that NNWS have a “right” to acquire all the proliferation-sensitive technologies and capabilities they wish, and thereby to position themselves as “virtual” weapons states just a short sprint away from weaponization “breakout.”  I certainly understand the opportunistic and self-aggrandizing politics of such assertions, but it’s hard to overstate how dangerous such claims are for the future of nonproliferation.
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           E.             Problematic Security Environment
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           Furthermore, all of this is occurring in a structural context that is, on the whole, perhaps less conducive to nonproliferation than at any point since the NPT was drafted.  During the Cold War, nonproliferation had some pretty powerful friends.  The superpowers, for instance, felt a strong interest in ensuring that as few new members as possible joined the nuclear weapons “club,” and indeed the United States and the Soviet Union worked together closely in drafting the NPT.  In addition, Washington and Moscow each enjoyed positions at the head of alliance relationships that gave them considerable leverage in ensuring compliance by “their” partners.
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           The nonproliferation-facilitating power of those alliances faded dramatically with the end of the Cold War, but so also did the proliferation incentives perceived by the nuclear superpowers’ friends and allies.  What was left in the “problem” category was simply a coterie of rogue regimes – North Korea, Iraq, Libya, and Iran – that wanted to weaponize largely against the system of global U.S. predominance created by the collapse of the USSR.   Even if the international community wasn’t particularly adept at countering it, proliferation thus became perhaps the single most important international security concern of the immediate post-Cold War world.
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            Today, however, we may be coming to face the worst of both worlds.  To begin with, the largest powers in the system these days don’t all seem to find proliferation nearly as threatening as they did when the NPT was drafted.  To some extent, while China and Russia both still surely share at least some interest in there not being more nuclear weapons possessors, those two bellicose geopolitical revisionists – precisely because they are revisionists – also share an agenda with rogue regimes rebelling against the post-Cold War security environment of U.S. predominance. 
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           The resulting ambivalence has ensured that Moscow and Beijing are terrible nonproliferation partners, frequently more pleased by (and willing to encourage) the problems rogue regimes present for the United States than they are distressed by the resulting erosion of the NPT system.  China and Russia, in other words, have adopted a lax and semi-permissive attitude toward nuclear weapons proliferation as a means by which to help achieve their broader strategic objective of unraveling the post-Cold War order.
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            At the same time, Russian and Chinese revisionism is also creating new pressures for others to desire nuclear weapons, particularly neighboring countries friendly to the United States.  After all, the siloviki thugs in the Kremlin and the Communist bureaucrats in the Zhongnanhai leadership compound pose ever-greater threats to their neighbors, and to the international system as a whole, from behind screens of reckless nuclear weapons saber-rattling (in Russia’s case) and a massive nuclear weapons build-up (in China’s). 
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           The aggressiveness now being displayed by Moscow and increasingly also by Beijing – along with the still-unsolved problem of North Korea’s growing nuclear arsenal – is creating new incentives for their neighbors to consider engage in nuclear weapons proliferation of their own.  And it is doing so at a time in which it is not obvious that U.S. alliance guarantees can continue to reassure allies, 
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           as they did so often in the past
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           , that those countries do not need their own nuclear deterrent in the face of such great power threats.  It is not merely that great power competition has emerged as a more central focus of security planning than nonproliferation in recent years, but that aspects of that competitive environment actually make proliferation pressures worse.
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           We may not face a full crisis in this respect quite yet.  Recent trends, however, are disturbing, and it’s not hard to imagine a future in which one could not in good conscience continue to preach the virtues of nonproliferation to a small democracy directly threatened by Russian, Chinese, or North Korean aggression and intimidation.  (There’s a reason, after all, that the drafters of the NPT put in a withdrawal clause keyed to threats that “jeopardize the supreme interests” of a country.  It would be difficult to ask a country to sacrifice itself on the altar of nonproliferation propriety.)
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           II.             But … A Chance to Work Together
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           All of this, of course, paints a very grim picture.  Frankly, I’m not sure I can offer a reassuring answer to these problems, at least not in the short term. 
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            Nonetheless, I still hold out hope that current events can provide the various elements of the U.S. and broader Western nuclear policy community with real substantive reasons to work together – perhaps for the first time.  After all, whether you are a pro-deterrence hawk focused on strategic competition, a disarmament advocate, or simply a nonproliferation and nuclear security wonk, surely there is now reason to cooperate at least on the two immediate tasks of: (1) shoring up U.S. conventional military power and alliance networks; and (2) facing down Chinese and Russian challenges to the international system and the sovereignty and autonomy of the states within it. 
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            Doing those two things would serve all three of those policy agendas – deterrence, disarmament, and nonproliferation – all at once.  If we cannot do those two things, by contrast, none of those agendas, including nonproliferation, will have much of a future.  On this basis, cannot the factions of our policy community reach some kind of a truce amongst themselves and build an effective working relationship against Russian and Chinese revisionism? 
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            ﻿
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          More broadly, perhaps we can even also agree to look past our poisonous domestic politics of mutual demonization and recrimination long enough to cooperate on robust security and defense policies vis-à-vis our great power rivals in ways that will at least keep the global security environment from getting worse. 
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           We Americans aren’t traditionally very good at paying sustained attention and applying consistent strategy in dealing with the outside world, but we are pretty good at rallying creatively when confronted with major threats.  This might now be a good time for that.
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           Thanks for listening.
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           -- Christopher Ford
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      <pubDate>Thu, 09 Feb 2023 21:24:45 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/learning-from-the-npt-regime-s-challenges</guid>
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      <title>Assessing the Biden Administration's "Big Four" National Security Guidance Documents</title>
      <link>http://www.newparadigmsforum.com/assessing-the-biden-administration-s-big-four-national-security-guidance-documents</link>
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            In January 2023, the National Institute for Public Policy published Dr. Ford's paper on assessing the Biden Administration's National Security Strategy (NSS), National Defense Strategy (NDS), Nuclear Posture Review (NPR), and Missile Defense Review (MDR).  You can find this paper on NIPP's website
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           here
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           , or use the button below to download a copy.
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            ﻿
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            “...[O]ne of the most striking things about these new documents is the degree to which the Biden administration now seems to admit that the ‘hawks’ in the U.S. national security policy community read the strategic environment right after all. This is especially the case where it comes to calling out nuclear weapons threats from great power challengers that make further disarmament progress impossible without dramatic changes in strategic policy by those challengers. ...
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           “The Biden Administration’s acknowledgment of the dramatically worsening strategic environment, moreover,repudiates much of President Obama’s (and Biden’s own prior) disarmament agenda. The Biden NPR also makes clear that no one should expect further disarmament progress anytime soon, and also that the United States has lost patience with trying to ‘lead’ a world so obviously unwilling to follow it toward such disarmament. If there is to be a chance for resuming post-Cold War progress disarmament, the Biden documents make clear, the burden now lies on China and Russia to turn things around by stopping their escalatory provocations.”
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      <pubDate>Mon, 16 Jan 2023 16:09:00 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/assessing-the-biden-administration-s-big-four-national-security-guidance-documents</guid>
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      <title>Competitive Strategy in Information Competition</title>
      <link>http://www.newparadigmsforum.com/competitive-strategy-in-information-competition</link>
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            As 2022 drew to a close, the
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            (CGSR)
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          at the
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            published the 11th paper in its "Livermore Papers on Global Secu
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          rity" series: a manuscript by Dr. Ford on Russian and Chinese international propaganda and disinformation campaigns and how to help counter them. 
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            You can find the paper
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           here
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          on CGSR's website, or use the button below to download a PDF.
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            ﻿
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      <pubDate>Sat, 07 Jan 2023 14:38:08 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/competitive-strategy-in-information-competition</guid>
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      <title>China's Strategic Vision: A Short Primer</title>
      <link>http://www.newparadigmsforum.com/china-s-strategic-vision-a-short-primer</link>
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            Closing out its first annual volume of
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           Occasional Papers
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           , MITRE's Center for Strategic Competition (CSC) published its ninth 
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             on December 28, 2022.  This paper is a shorter, more accessible summary of the first three "China's Strategic Vision" papers (vol. 1, nos. 1-3) published by the Center, which may be found
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           here
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            ,
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            , and
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           here
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            .  This summary paper (vol. 1, no. 9) can be found
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           here
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           , or can be downloaded by using the button below.
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           Executive Summary:
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           This paper summarizes points made in the papers published by MITRE’s Center for Strategic Competition on “China’s Strategic Vision.” The Chinese Communist Party (CCP) regime has a distinctive worldview built on: (1) a “comprehensive” conception of national power; (2) a monist theory of political authority and systemic dominance by the entity possessing “Comprehensive National Power” (CNP) in the greatest degree; and (3) an ideology of national grievance that drives China to wish to avenge supposed past wrongs by bringing about a “rejuvenation” that places Beijing “once more” in a dominant role in the world system.
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           China sees economics, military capabilities, political clout, diplomatic savvy, technological advantage, natural resources, geography, moral stature, and socio-cultural factors as aggregating into CNP and expects that the state with the greatest CNP will set the rules for the world system. Through “national rejuvenation,” China aims to avenge its “Century of Humiliation” and become that dominant state.
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           The key ingredient of CNP, as the CCP sees it, is economic growth, which is essential to returning China to its status as the world’s rule-setting central player. To this end, it has focused on acquiring cutting-edge technology as a key to winning back China’s position at the center of the world. The acquisition of more and more military power is also central to “national rejuvenation,” as high-technology military forces are “a benchmark of modernity and global status.” Chinese officials believe military capabilities develop through “Revolutions in Military Affairs” through which the state with the most advanced technology acquires advantages over all others and can leverage these advantages for geopolitical gain; China intends to gain such advantages for itself in the future. As part of the “narrative warfare” component of the Party’s vision of creating a Sinocentric world, Beijing has also become increasingly aggressive in using coercion to punish those who say things the CCP dislikes.
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           Indeed, the CCP has come to define China’s “national rejuvenation” as including the construction of a Sinocentric regional order well beyond the People’s Republic of China’s frontiers. In fact, this vision places China at the center of a network of 
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           physical and technological infrastructure, as well as political, economic, and security influence. As China’s power has grown, the country has been more willing to speak of the CCP’s system of governance as one that 
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           provides a model for the rest of the world. Officials envision what Xi Jinping has termed “a new type of international relations,” in which China has surpassed the United States as the world’s “indispensable power” and all others adopt a deferential position regarding China’s global leadership. This desired end state bears a striking resemblance to the relationships that ancient China traditionally sought to create with the rest of the world.
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      <pubDate>Fri, 30 Dec 2022 16:11:33 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/china-s-strategic-vision-a-short-primer</guid>
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      <title>Science and Technology Net Assessment and Competitive Strategy</title>
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           MITRE's Center for Strategic Competition (CSC) published its eighth 
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             on December 21, 2022. Co-authored by Dr. Ford and Dawn Meyerriecks, it looks at the role of science and technology net assessment in supporting national decision-making in strategic competition. The paper can be found
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          , or can be downloaded by using the button below.
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           From the Executive Summary:
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            It is critical to U.S. national security and competitive strategy for our leaders to have a deep understanding of the science and technology dynamics that so powerfully shape the modern world. This makes the comparative assessments of trends, key competitions, risks, opportunities, and future prospects of national capabilities in the technology arena—that is, Science and Technology Net Assessment (S&amp;amp;TNA)—an essential tool of modern statecraft.
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          ... If done right, S&amp;amp;TNA has many potential customers, both in the federal system and beyond, but the U.S. policy community is not yet getting the support it needs in terms of S&amp;amp;TNA collection and analysis for a number of reasons. ... A solid S&amp;amp;TNA system would need to draw heavily on contributions from Federally Funded Research and Development Centers (FFRDCs) as well as university research institutions, academic researchers, and commercial industry stakeholders. The United States should urgently take a number of basic initial steps to start building an effective S&amp;amp;TNA and S&amp;amp;TI system in support of its national competitive strategy, beginning with a pilot program to implement a set of S&amp;amp;TNA initiatives focused on current technology competitive challenges.
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      <pubDate>Tue, 27 Dec 2022 16:06:31 GMT</pubDate>
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      <title>The 2022 Nuclear Posture Review and the New Era of U.S. Strategic Conceptions</title>
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           Below are remarks Dr. Ford delivered to an event on nuclear weapons policy and strategic deterrence on December 20, 2022, at Hudson Institute.  The event also featured 
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           John Harvey
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            and was cosponsored by Hudson and the ANWA Deterrence Center.
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           Good day, everyone, and thanks for inviting me back to Hudson to offer some thoughts – in purely personal capacity, of course, rather than on behalf of the MITRE Corporation’s Center for Strategic Competition or Stanford University’s  Hoover Institution – on the Biden Administration’s new 
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           Nuclear Posture Review
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            (NPR) and some of what I think it signals about the dramatic new strategic threat environment we face.
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           It’s hard to overstate the shift that the NPR makes clear has now occurred.  Since the beginning of the nuclear era, the strategic environment has had two fundamental characteristics from a nuclear weapons perspective. 
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           First, it has had a bilateral or dyadic structure in which the core challenges of deterrence and strategic stability revolved around a tense U.S. nuclear weapons stand-off against single nuclear “peer” or “near-peer” adversary state.
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           Second, a global context has been one in which the United States had at least a “second-to-none” conventional military force posture, and in which that position of power and global reach was backed up by a vastly predominant civilian economy with huge industrial and productive capacities, enormous relative wealth compared to the other states of the world, and a spot at the leading edge of technological innovation. 
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            From the perspective of how American leaders – and how the broader nuclear weapons, arms control, nonproliferation, and disarmament community – have viewed the strategic environment, there’s also a third factor.  When the end of the Cold War nuclear rivalry thankfully made it no longer necessary to maintain huge Cold War-level nuclear arsenals, the idea took root that it was not just desirable but finally now actually possible eventually actually to achieve the elimination of nuclear weapons.
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           From this notion, as the two former strategic adversaries began slashing the size of their stockpiles, it became an assumption – not just of international diplomacy but also of much of our own strategic planning – that the nuclear weapons world was on an inevitable and irreversible trajectory toward “Zero.”  True, one might quarrel (and fiercely!) over the pace, timing, tactics, and relative prioritization of agenda items as the world moves moved somehow along this path.  Nevertheless, as any of you who have spent any significant period of time in the diplomatic and national policy community related to nuclear issues will recognize, the “Teleology of Zero” acquired an almost axiomatic, unquestioned salience.
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           Finally, last generation also saw a fourth assumption become deeply ingrained in the policy arena: the idea that in the world of nuclear threats, the most worrisome and troubling ones – that is, if you will, the pacing threat, to the degree that any nuclear threats were actually increasing, which, as noted, on the whole they weren’t doing thanks to the end of the Cold War – were those related to nuclear weapons proliferation.  The nuclear weapons problem of the early post-Cold War era was that of rogue regimes acquiring those dangerous tools and thereby catalyzing deeply destabilizing regional conflict and potential nuclear use dynamics.
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           So those four things were, for years and years, essentially architectural assumptions for the nuclear policy community.  But what does the new NPR tell us about these four elements?   Well, events have clearly called all four of them rather profoundly into question.
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           For one thing, it’s quite clear from the NPR that the primary nuclear threats come today from the near-peers of Russia and China, especially the latter.  The rogues we all love to hate are still hugely problematic, but they are being outshone by even darker suns in the threat firmament, as it were, and their dangers are today, alas, not the most pressing.
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           What’s more, today’s nuclear threats are rapidly increasing, and the main problem from our two big strategic adversaries.  As the new 
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           National Defense Strategy
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            (NDS) phrases it, Russia is the most immediate “acute threat,” while China is the greater long-term one, now clearly the “pacing threat” for U.S. nuclear planning.
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           The Russians, the NPR notes, are both modernizing and expanding their nuclear arsenal and the Kremlin is “brandishing nuclear weapons in support of its revisionist security policy.”  To be specific, Moscow has been using that growing nuclear arsenal – which, by the way, is much larger than our own if you count the thousands of shorter-range weapons Putin has been using in so much recent nuclear saber-rattling – “as a shield behind which to wage unjustified aggression against their neighbors.”  This is a qualitatively new element in the strategic environment. 
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           And as for China, the pace of that “pacing threat” is accelerating alarmingly.  The NPR plays a little bit of hide-the-ball here even by comparison with the Biden Defense Department’s own 
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           2022 China military power report
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            released a few weeks later, China is building up its arsenal at an extraordinary pace.  Indeed, according to that more recent report, by 2035 China is likely to have about 1,500 deliverable strategic warheads – a figure that is actually larger than the U.S. arsenal right now, according to our 
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           September 2022 New START declaration
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           .  So Beijing is sprinting at least for parity, and perhaps even more.
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           As a result of the Russian and especially the Chinese nuclear weapons build up, therefore, the strategic nuclear deterrence and stability problem is no longer dyadic.  As the NPR observes: “By the 2030s, the United States will, for the first time in its history, face two major nuclear powers as strategic competitors and potential adversaries.  This will create new stresses on stability and new challenges for deterrence and risk reduction.” 
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           So that’s three of the four architectural assumptions down.  But what is also quite striking about the Biden NPR is the degree that – even for an administration stuffed full of veterans of the Obama Administration, with all its disarmament rhetoric and its Nobel Prize for raising everyone’s hopes about more progress toward a world without nuclear weapons – the new document makes pretty clear that thanks to Russia and China, the Zero Teleology has run out of steam.
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           One might have expected President Joe Biden’s team to follow up on Vice President Joe Biden’s 
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           promise in January 2017
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            to ensure that the “sole purpose” of nuclear weapons is to deter the use of other nuclear weapons – a disarmament community construct that flies in the face of pretty much every nuclear weapons possessors’ approach to nuclear weapons and understanding of nuclear deterrence ever, but that seems to be designed to tee up the idea that “gosh, if that’s true, we can simply abolish them all at the same time and no one will be the worse.”  But the new NPR doesn’t merely decline to adopt “sole purpose.”  It also actually adopts 
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           the Trump Administration’s declaratory policy
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            that nuclear weapons have a role in deterring what are now termed “
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           other high consequence, strategic level attacks
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           ,” whether or not such attacks take nuclear form. 
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           More notably, despite performative rhetorical flourishes about how much the Biden Administration hopes at some point to resume progress toward disarmament, one also sees in the new NPR an all but explicit retirement both of the Zero Teleology’s anticipation of continued inevitable and irreversible progress and of the idea of the United States “leading” global progress toward disarmament.  Fundamentally, the Biden NPR pledges that the United States will maintain nuclear forces that are “responsive to the threats we face” even while detailing how the nuclear threats we face are growing. 
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           This certainly begs the question of whether, in a dramatically worsening strategic environment, we the United States needs even more nuclear capabilities.  At the very least, the Biden Administration officially declares the march of forward disarmament progress basically to have stopped.
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           Any resumed progress toward disarmament, the NPR notes, would require major changes in the “security environment.”  Specifically, any “major changes in the role of nuclear weapons in our strategies for the PRC and Russia will require verifiable reductions or constraints on their nuclear forces.” If there is to be a chance for resuming post-Cold War progress disarmament, in other words, the burden now lies upon China and Russia to turn things around by stopping their escalatory provocations.  The United States isn’t trying to “leading” this anymore, and – impliedly – we may even need to respond to growing threats in ways that might in some respect start to turn the ratchet back.   
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            To be sure, one shouldn’t give the Biden team too much credit for novelty here. The Trump Administration’s
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           National Security Strategy,
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           NDS
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           , and 
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           NPR
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            and 
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           officials working in this area
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            made these same basic points rather clear several years ago.  That said, with these key realizations about the strategic environment and its trajectory having been now validated both by the U.S. political Right and now also by the political Left, we clearly really do have a structural and conceptual earthquake on our hands.  The need to struggle against deep and paradigm-changing competitive challenges is, one might say, the 
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           new normal
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           .
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           Specifically, the Biden NPR signals that all four of the structural foundations of the received wisdom of the strategic policy community are in some sense now up for grabs: (1) the strategic threat and whatever deterrence and stability dynamics are operative no longer exist on a merely dyadic basis, but now at the least trilateral, with all the risks and ambiguities this implies; (2) the United States faces not just two strategic adversaries, but also a situation in which one of them has a combination of economic weight, technological sophistication, and conventional military power and global reach that the Soviets never had even at their most threatening; (3) proliferation is no longer the biggest nuclear threat, for we now face our gravest challenges from massive, nuclear-armed strategic competitors; and (4) thanks to the provocative and destabilizing actions and policies of those massive nuclear-armed strategic challengers, one can pretty much forget about forward progress on nuclear disarmament for the foreseeable future.
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           That’s a lot of change, for which the global nuclear policy community is not well prepared.  The Biden NPR – coming as a validating echo of so much of the strategic vision one saw in the Trump Administration – confirms that we are indeed in a new world, and one that is far darker and more grimly threatening than anything else most of us have seen in our professional lifetimes.
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           The obvious question, then, is what do we do?  Unfortunately, the answer is less obvious. 
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           To my eye, the fundamental challenge is actually conceptual.  We have never faced a two-peer strategic nuclear challenge before – and indeed, nobody has – and it’s not clear what a stable equilibrium is or even could be for the emergent “three-body problem.”
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           On the positive side, this may be a valuable opportunity to think creatively about our nuclear posture and doctrine from the ground up.  Even for today’s threats, after all, if one were devising a posture and doctrine from scratch, one might well not want exactly what we have – that is, simply a miniaturized version of the legacy architecture we felt we needed for a very different, Soviet-focused challenge 40 or more years ago.  Perhaps the new threat environment today presents an opportunity to re-examine things on the basis of what seems likely to deter today’s Russia as well as China, and what we might need for warfighting in the event, God forbid, that deterrence were to fail.  Perhaps a serious review of the emerging three-body problem will help point us to new approaches or new systems – both nuclear and non-nuclear – that can handle these challenges better than what we have now. 
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           On the negative side, we still don’t really know – at least not yet – what “optimum” looks like in dealing with the two-peer challenge.  We may not know enough to know even when we’re just “satisficing.”
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           And on top of that, there are the problems of resources and politics. 
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           One possible answer to the challenge is simply to keep trying to cover down on potential adversary targets for both Russia and China, simultaneously, as we have long tried to do simply for Russia.  But having to maintain an arsenal significantly larger than either of theirs may not be a viable option for reasons of cost, limited productive capacity, and politics. 
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           After all, U.S. administrations of both political flavors have failed to properly support our infrastructure for decades, and we’ve barely maintained a political consensus to spend money merely on our current program of legacy system modernization.  Moreover, the Biden NPR’s cancelation of the 
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           Submarine-Launched Cruise Missile-Nuclear
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            (SLCM-N) and the B83 bomb – two distinct and important types of nuclear capability for which no replacement is as yet anywhere on the horizon – suggests that even now, the political Left in this country may still not have quite weaned itself of performative anti-nuclear virtue signaling. 
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           Nor is it clear that simply matching the adversary’s arsenal one-for-one is the right answer in the first place.  This goes back to my point about having to get our theory right as we struggle with the three-body problem.  We need huge numbers of weapons only if weneed huge numbers of weapons; the mere fact that a potential adversary has huge numbers may be relevant, but it does not in itself necessarily demonstrate our own need for them.   It’s much more important to ascertain what is likely to deter that adversary, and raw U.S. arsenal size may or may not be it. 
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           And if it turns out that a numerical increase does need to be part of the solution, the only real answer for the United States in the short term is simply to upload existing delivery systems with more warheads out of our strategic reserve.  Under the counting rules of the New Strategic Arms Reduction Treaty (New START), we can already do this to a limited extent with strategic bombers, and if we are willing to forego limits entirely after 2026 when that treaty expires, we could do considerably more.
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           But we shouldn’t forget that the Russians can also upload on a significant scale. Moreover, they probably have greater throughput in their nuclear weapons production infrastructure than we do. 
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           Furthermore, China also seems to be building a significant upload “hedge” for itself.  According to the Department of Defense’s 2022 China military power report, the more than 300 new intercontinental ballistic missile silos Beijing is building may come to be filled with the new Dong Feng-41 missile.  The DF-41 is assessed to be “likely” to be deployed with only three warheads, but it is capable of carrying many more than that.  Especially given that the DoD’s 2022 report describes Beijing as preparing new plutonium production lines to produce fissile material usable in its nuclear weapons program, the DF-41s could likely be uploaded significantly. 
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           So while uploading is probably the only feasible short-term answer if we decide we need a numerical boost in response to Russian and Chinese threats, it’s a game that others can play too.  And it doesn’t offer any particular long-term advantage. 
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           The Biden NPR may not have been intended to make this conclusion so unmistakable, but we obviously need to focus with great urgency upon recalculating our nuclear weapons needs for this new era.  Neither I nor anyone else can yet offer a clear and compelling vision for exactly what it is we need to meet the threats presented by the Chinese and Russian nuclear build-ups – and whether, and in what ways, that might differ from what we are already pursuing through our current modernization program.  But it’s time to start figuring that out.
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            In the near term, to help be more prepared to bridge to whatever it is determined that our three-body future requires, I would suggest that at a minimum we need to do three things.
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            First, we should suspend the Biden administration’s unilateral cancellation of the nuclear cruise missile and the B83 bomb.  Those moves were absolutely the wrong signal to send right now.
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            Second, we should begin technical and programmatic preparations for exercising the “upload option” in response to China’s current sprint toward what looks like it will be at least strategic nuclear parity.  I don’t suggest we start uploading yet, but we need to make it clear to Beijing that parity – much less overmatch – will come neither as easily nor as quickly as Communist Party planners may have hoped, and that’s a way to start sending the signal.
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            And third, we should rush more resources, human capital, and political support into finally modernizing the U.S. weapons production infrastructure upon which all our deterrence depends – and which is a critical both for deterring a long-term arms race and in meeting whatever new or different weapons needs the worsening security environment may create.
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           Despite its residual pro-disarmament flourishes, the Biden NPR – and its remarkable degree of congruence with the Trump Administration’s strategic vision – powerfully signals the arrival of a grim and challenging new era.  We need to take this seriously, and begin figuring out what we need in this new environment. 
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           -- Christopher Ford
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      <pubDate>Wed, 21 Dec 2022 03:05:03 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/the-2022-nuclear-posture-review-and-the-new-era-of-u-s-strategic-conceptions</guid>
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    <item>
      <title>Zheng He Meets Dong Feng: Technologies of Hegemony in Southeast Asia</title>
      <link>http://www.newparadigmsforum.com/zheng-he-meets-dong-feng-technologies-of-hegemony-in-southeast-asia</link>
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           Below are the remarks prepared by Dr. Ford as the basis of his presentation on December 1, 2022, to the “U.S.-Japan-Philippines Trilateral Maritime Security Dialogue” in Manila, Philippines.
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           Good afternoon, everyone!  I’m very pleased to be able to participate in this dialogue, and am grateful to the Pacific Forum for organizing it and to the U.S. Defense Threat Reduction Agency for its sponsorship.  I will be speaking today only for myself, of course, and not for the MITRE Corporation or the Hoover Institution.  Nevertheless, I’m glad to be able to offer some thoughts for this panel on “The WMD Challenge: Regional Maritime Security Implications of Nuclear Weapons and Missile Technology Developments.”
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           In case some of you are wondering what nuclear weapons have to do with maritime security in this area of the world, I hope I can make clear how the People’s Republic of China’s (PRC’s) enormous nuclear weapons build-up is an integral part of what is emerging as an equally enormous maritime security threat to the nations of Southeast Asia. 
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           The key to understanding the connection between the PRC’s nuclear build-up and threats to China’s neighbors lies in remembering the way in which Vladimir Putin has been trying to use the existence of Russia’s nuclear arsenal – and threats to use it – to deter direct U.S. and allied opposition to his campaign to invade and annex his own neighbors. 
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           Before I amplify that point, however, let me first briefly outline the nature and scale of the Chinese nuclear weapons buildup. 
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           As the Biden Administration’s recently-released 
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           Nuclear Posture Review
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            notes, China “has embarked on an ambitious expansion, modernization, and diversification of its nuclear forces.”  According to the much-delayed but now released 
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           2022 Report
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            to Congress on Chinese military power from the U.S. Department of Defense (DoD), China is “investing in and expanding the number of its land-, sea-, and air-based nuclear delivery platforms and constructing the infrastructure necessary to support this expansion by increasing its capability to produce and separate plutonium by constructing fast breeder reactors and reprocessing facilities.”  This is depressingly consistent with the recently-released 
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           U.S. National Defense Strategy
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            (NDS), which observed that “[t]he range of nuclear options available to the PRC leadership will expand in the years ahead,” and China has “plans for expanding fissile material production to support its growing arsenal.” 
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           According to the new 2022 Report, “[i]f China continues the pace of its nuclear expansion, it will likely field a stockpile of about 1500 warheads” by 2035.  This is a remarkable figure, especially if you consider that the 
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           legal limit on U.S. operationally deployed nuclear warheads under the New START agreement is 1,550
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           , and that as of September 2022, the U.S. is 
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           currently at only 1,420
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            such warheads under New START counting rules.  This makes it sound as if China is sprinting at least for parity, and perhaps for nuclear superiority.
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           Moreover, China’s nuclear build-up continues to accelerate.   According to the DoD’s 
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           2021 Report
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           , the PRC’s nuclear expansion then “exceed[ed] the pace and size the DoD projected in 2020.”  According to the new 2022 Report, it “probably accelerated” this expansion further in 2021.  China’s pace of nuclear weapons expansion seems to be picking up every year.  Even in 2021, the commander of the U.S. Strategic Command admitted that the size of the Chinese nuclear arsenal might even “
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           triple or quadruple … over the next decade
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           ” – an estimate thereafter 
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           endorsed
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            by the head of the U.S. Indo-Pacific Command.
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           In late 2021, it was also 
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           revealed
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            that China was constructing at least 300 new intercontinental ballistic missile (ICBM) silos – an extraordinary number to be building all at once – and this is now confirmed officially by the 2022 DoD Report, which says “over 300” silos are now being built that will be capable of launching either China’s Dong Feng-31 (DF-31) or Dong Feng-41 (DF-41) missile.  It’s worth noting, furthermore, that the DF-41 is reported to be capable of carrying as many as 
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           10 warheads each
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           .  The DoD’s 2022 Report says that it is “likely intended” to be deployed with only three warheads each, but even at that lower figure that would amount to more than 900 new strategic warheads, with a formidable additional upload capability should China decide to put more warheads on them in a sprint to superiority.
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           Nor is that even the total number of new silos China is building.  According to the DoD’s 2022 Report, it is also constructing new silos for Dong Feng-5 (DF-5) strategic missiles.
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           As the DoD’s 2022 Report notes, “Beijing has not declared an end goal nor acknowledged the scale of its expansion.”
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           These figures are alarming indeed, and they don’t even count China’s new ALBM that the U.S. DoD says in its 2022 Report “may be nuclear capable.”  More significantly still, they don’t count the new type of missile that is expected to be deployed on the PRC’s new Type 096 ballistic missile submarines (SSBNs) that the 2022 Report says are expected to begin construction in the “early-2020s.”  According to the DoD’s 2021 Report, between existing Type 094 and next-generation Type 096 SSBNs, China “could have up to eight SSBNs [in service] by 2030.” By 
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           other estimates
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           , in fact, the figure could actually be 10 rather than eight.  The DoD’s 2022 Report apparently doesn’t even hazard a guess now. 
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           According the 2022 Report, moreover, China is also apparently developing hypersonic missiles and a Fractional Orbit Bombardment System (FOBS) for nuclear weapons delivery, as well as a range of lower-yield nuclear weapons, and a stealth bomber.  And it is moving its nuclear force toward a launch-on-warning (LOW) posture as well.  China is, in sum, developing a highly “diverse nuclear force, comprised of systems ranging from lower-yield precision-strike missiles to ICBMs with multi-megaton yields.”
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           So fast and intense is China’s nuclear buildup, in fact, that the 
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           head of the U.S. Strategic Command has described
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            U.S. nuclear deterrence vis-à-vis China as being a “ship” that “is slowly sinking” because “they are putting capability in the field faster than we are.”  Nor is this merely a theoretical or long-term challenge: as he 
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           noted
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           , this is actually “a very near-term problem.”
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           And what is a near-term problem for U.S. military commanders charged with deterring Chinese aggression is necessarily also a problem for the states of Southeast Asia – especially since, as the DoD’s 2022 Report suggests, China may intend to use the South China Sea as a “bastion” for strategic nuclear forces in the form of Type 096 SSBNs with new JL-3 missiles.
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           I’ve been 
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           warning for years
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            that a revisionist great power armed with nuclear weapons might try to use those weapons as a sort of “offensive nuclear umbrella” to provide “geostrategic ‘cover’ under which naked territorial aggression” could be attempted.  Such an umbrella, in other words, might allow a geopolitical predator to attack a small non-nuclear armed neighbor and rely upon the threat of nuclear weapons use to deter other major powers from intervening to protect the victim.
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           This is exactly what Vladimir Putin has already done once with Georgia and twice with Ukraine.  As the Biden Administration’s NPR notes, the Russians have been using their nuclear arsenal as “a shield behind which to wage unjustified aggression against their neighbors.” Secretary of Defense Lloyd Austin put it more pithily, but quite clearly, in referring recently to Putin’s assumption that nuclear weapons give him a “
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           hunting license
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           ” for aggression against non-nuclear-armed adversaries.
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           Nor is such nuclear-enabled predation likely to remain a Russian monopoly.  I suspect that this is exactly what Xi Jinping and the rest of the Chinese Communist Party (CCP) have in mind for the PRC’s current nuclear buildup.  As noted by the Biden Administration’s NDS, the PRC is using “increasingly coercive actions to reshape the Indo-Pacific region and the international system to its authoritarian preferences” and thereby “endanger the political autonomy of states” there.  As the CCP works to undermine the sovereignty and autonomy of states in this region by gradually building 
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           a new Sinocentric order
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            in which everyone must defer to Beijing and follow the Party’s guidance on the issues of greatest importance, Beijing’s huge nuclear weapons buildup aims to convince powers such as the United States that the would-be Chinese hegemon must be left alone to cow and intimidate its neighbors without outside intervention.
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           China’s huge nuclear buildup, therefore, must not be viewed in isolation, or as something that relates “only” to high-level Sino-American problems not connected to the challenges of Southeast Asian regional security.  In actuality, that buildup is part of a broad system of Chinese tools for shaping the cost/benefit calculations of other states – what one might call a “
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           leverage web
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           ” of coercive power – to incentivize other states to accept Chinese hegemony and take their assigned places as tributary states to a China that has achieved what the CCP terms China’s “
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           national rejuvenation
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           ” as the dominant global power. 
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            So what would China
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            in the Indo-Pacific if it succeeds in using its nuclear forces to create tactical “space” in which to have its way with neighbors such as Japan and the Philippines?  I think history may offer us some clues.
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           At the beginning of the 15
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            Century, in the very first years of the Ming Empire after the Mongol invader dynasty of the Yuan had fallen, the famous Admiral Zheng He led a series of “treasure fleet” voyages from China that ranged all the way from Southeast Asia to the eastern coast of Africa.  Chinese diplomats sometimes point to Zheng He in claiming that nobody should be worried by China’s rise to power and influence in the world, arguing that his voyages show that even a China with preeminent naval power projection capabilities will only use them for “win-win” engagements with other peoples, and that China will never engage in imperialism.
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           The problem with such supposed historical lessons, however, is that they actually aren’t historical lessons. 
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            According to contemporary records, there wasn’t anything congenially “win-win” about Zheng He at all.  His famous voyages, in fact, seem to have been primarily dedicated to overawing other states with China’s military might and civilizational strength, demanding that they demonstrate their deference and subservience to China.  When states sometimes tried to assert their independence and autonomy by refusing to kowtow to China, in fact, Zheng He acted
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           very much
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            the imperialist. 
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           Zheng He’s forces, for instance, 
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           invaded Sri Lanka
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            to capture a local ruler who had offended China, bringing that man back to the Ming Court in chains.  (Adding arrogant cultural and religious insult to this injury, his forces also 
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           stole a famous Buddhist relic and took it to China as booty
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           .  It was not returned until the 20
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           th
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            Century.)  The Chinese admiral also intervened in a civil war in northern Sumatra in support of a local chieftain sympathetic to the Ming against one who wasn’t, also 
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           establishing a Chinese colony there
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           . 
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            Zheng He’s voyages were, in other words, all about asserting and enforcing Chinese hegemony.  They were peaceful only if, and to the extent that, local rulers accepted the role China assigned them as tributaries of the Ming Empire.  And they were also – as Sumatra illustrates –
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           literally
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            efforts at Chinese colonialist expansion.
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           In a sense, therefore, I suspect Chinese officials are right to invoke Zheng He as a symbol of what China is likely to do with modern global power, though they would like us to forget what actually happened in the 15
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           th
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            Century because history signals that China’s ancient instincts vis-à-vis its neighbors are absolutely imperial and domineering.  I would like to suggest that Zheng He offers a model of what we should expect from the People’s Liberation Army (PLA) under the “offensive nuclear umbrella” of Xi Jinping’s massive nuclear buildup.
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           Make no mistake: the PLA seems to be preparing itself quite well for a role of intimidating China’s regional neighbors into Sinocentric submission.  According to the U.S. DoD’s 2022 Report on Chinese military power, the PLA Navy (PLAN) now has “numerically the largest navy in the world with an overall battle force of approximately 340 ships and submarines, including approximately more than 125 major surface combatants.”  It also increasingly has “the ability to conduct long-range precision strikes against land targets from its submarine and surface combatants using land-attack cruise missiles, notably enhancing the PRC’s power projection capability.”  Chinese military aviation assets, moreover, are working to develop themselves into “a truly ‘strategic’ air force, able to project power at long distances and advance and defend the PRC’s global interests.”   
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           In terms of regional power projection, the 2022 DoD report notes that the PRC’s “outposts in the South China Sea extend[] the possible operating areas of PLA aviation forces,” and outposts such as the Spratly Islands have been equipped with advanced anti-ship and anti-aircraft missile systems and military jamming equipment.”  These outposts are “capable of supporting military operations” and “include advanced weapons systems.”  The PRC has added more than 3,200 acres of land to seven features it occupies in the Spratlys, providing “airfields, berthing areas, and resupply facilities that allow the PRC to maintain a flexible and persistent military and paramilitary presence in the area.”
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           China is also building out a fleet of aircraft carriers.  Having commissioned its first domestically-produced carrier in 2019, China will likely have a second enter service in 2024, and began constructing a new one in 2018.  By 
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           some accounts
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           , in fact, China could have five carriers in service by 2030.
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           Zheng He did just fine intimidating China’s neighbors and enforcing Ming dynastic hegemony over other regional peoples with his huge fleets of large wooden ships and embarked infantry between 1405 and 1433, which completely outclassed the forces available to anyone else in the Indo-Pacific at that time.   The PLA seems to want an equivalent toolkit for the mid-21
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           st
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            Century, and countries such as Japan and the Philippines are clearly the targets – while Beijing hopes to persuade U.S. forces to remain disengaged through threats of nuclear escalation, just as Putin now hopes will remain the case in Ukraine.
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           Fortunately, I don’t think it has to be this way.  The shrill excesses of “wolf warrior” diplomacy under Xi Jinping have quite effectively signaled what the CCP really has in mind for the region despite decades of propaganda and disinformation about “win-win” opportunities and China’s supposedly benign intentions.  And Russia’s catastrophic recent problems in coping with Western-armed Ukrainian forces offer an encouraging example suggesting that it’s not quite so easy to browbeat and subjugate a smaller neighbor when that neighbor has highly-motivated and decently-equipped forces. 
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           The answer to Southeast Asia’s “China challenge,” therefore, is at least twofold.  First, it is essential to ensure that the countries of Southeast Asia are indeed motivated to resist Chinese imperialism and reject incorporation into the CCP’s Sinocentric hegemony.  Second, it will be essential to ensure that the countries of this region are properly equipped to resist, becoming “hard” enough “targets” for Sinic imperialism that Beijing will be disinclined to move against them.
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           With respect to the first factor, the challenge is political and diplomatic.  And as I outlined 
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           in Indonesia last summer
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            , I think there is much scope for what is in effect
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           anti-imperialist
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            cooperation to protect the sovereignty and political autonomy of states in the Indo-Pacific against domination by a CCP-ruled Chinese dictatorship with hegemonic regional ambitions.  I realize that it may sound a bit funny for Americans and Japanese to urge anti-imperialist cooperation upon Filipinos, given the challenging history our three peoples have had with each other over the generations here in the Philippines.
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            Nevertheless, the world is as it is, and in fact the states of the Indo-Pacific
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           do
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            face a new challenge of imperialist aggression and coercion from China.  We shouldn’t be shy about calling it by its name.  In response to that challenge – and the imperative of protecting the precious sovereignty and autonomy of the peoples of this region – I believe that there is much we can do to build a “
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           latticework
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           ” of regional relationships that will complicate and ultimately frustrate Beijing’s hegemonic regional ambitions.
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           It is both true and critical to be clear about the fact that even though Washington and Beijing clearly are in an increasingly problematic situation of strategic competition, this is not some kind of Sino-American “competition” for control of the Indo-Pacific.  Far from it.  It’s a competition to determine whether the existing free and open international order can survive the challenge it faces from 
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           China’s ambitious agenda of regional and global Sinocentrism
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           .  It’s about preventing anyone from having control over sovereign peoples here: it’s about morality and national sovereignty, and about resisting imperialist aggression.
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           The countries of the region, working together with the United States, thus have a genuine opportunity to build a genuinely anti-imperialist campaign, grounding our efforts in the moral imperative of protecting the political autonomy of sovereign peoples against Chinese regional hegemony.  In defending the rights of regional states against Chinese encroachments, we will have both morality and international law on our side – not least as a result of the Philippines’ remarkable success in essentially “
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           run[ning] the table
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           ” against the PRC in the South China Sea legal arbitration case.
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           With respect to the second factor – military capabilities – I also think there is much we can do together.  Even back when I was in government two or three years ago, we began to be 
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           more flexible in transferring advanced technologies
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            to countries that could use them against revisionist great power threats. 
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           When I was performing the duties of the U.S. Under Secretary of State for Arms Control and International Security, for instance, we were willing to transfer a remarkable array of advanced weapons systems to Taiwan to help make it more militarily “
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           indigestible
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           ” to PLA forces that clearly wish to invade and subjugate that vibrant democracy.  In that role, I agreed to the 
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           transfer to Taiwan
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            of advanced heavy torpedoes, Patriot missile systems, standoff land-attack missiles, High-Mobility Artillery Rocket System (HIMARS) launchers and Army Tactical Missile System (ATACMS) missiles, Harpoon anti-ship missiles, and “weapons-ready” MQ-9 Reaper drones.  Since then, under the Biden Administration, U.S. transfers have continued, including more Patriot missile support, guided artillery rounds, and Harpoon missiles.
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           For my part, I see no reason that more arms transfer flexibility cannot also be possible as the United States works with other partners in the region – including specifically those most threatened by China’s occupation and garrisoning of the South China Sea in 
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           violation of international law
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           , such as the Philippines.  With respect to allies such as Japan which already enjoy the benefit of high-end industrial and technological capabilities, moreover, there is also likely more that can be done by way of the co-development and co-production of advanced military systems. 
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           Working together, we can help confront China with the same sort of “anti-access/area denial” (A2/AD) problems in Southeast Asia and the East China Sea that the PRC seeks to present to U.S. military planners in the Taiwan Strait.  Zheng He didn’t have to deal with that, but we can ensure that China does! 
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           I don’t want to belabor the comparison, of course, but what if Portuguese sailors had been a generation or so faster working their way around the Cape of Good Hope in the 15
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           th
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            Century, and had been on hand to provide European cannon to that hapless Sri Lankan leader who offended Zheng He by not showing sufficient deference to the Ming Dynasty?  Perhaps he wouldn’t have been hauled back to China in chains, and perhaps Zheng He would have had to decree an early stop to his voyages of Sinocentric intimidation.  Perhaps we can arrange to stymie Beijing’s modern intimidation project in analogous ways.
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           I’ll admit that having to do all this in the face of Chinese regional self-aggrandizement is unwelcome and unfortunate.  But that’s China’s choice, not ours.  In the face of the PRC’s dangerous and provocative regional ambitions, the states of the Indo-Pacific have a choice: they can bend the knee to the CCP’s modern Zheng He, or they can work together to protect their own sovereignty and autonomy.  I hope they choose the latter, and that my own country will remain both willing and able to help.
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           Thank you.
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           -- Christopher Ford
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      <pubDate>Thu, 01 Dec 2022 22:22:12 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/zheng-he-meets-dong-feng-technologies-of-hegemony-in-southeast-asia</guid>
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    <item>
      <title>Systems and Strategy: Causal Maps, Complexity, and Strategic Competition</title>
      <link>http://www.newparadigmsforum.com/systems-and-strategy-causal-maps-complexity-and-strategic-competition</link>
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           MITRE's Center for Strategic Competition (CSC) published its seventh 
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           Occasional Paper
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            on November 14, 2022.  Written by Dr. Ford, it describes some of the ways in which the CSC has been working to develop approaches to understanding decision making through the prism of Complexity Science, and offers an illustrative hypothetical example of how such methods can enrich policymaking.  The paper can be found 
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           here
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           , or can be downloaded by using the button below.
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           From the Executive Summary:
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           “
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          In developing and implementing an effective ‘whole of nation﻿’ (WON) response to the WON challenges we face in the modern world, such as those presented by China’s full- spectrum competitive strategy, it is essential to provide U.S. and other Western leaders with the holistic situational awareness, ‘systems﻿’-informed analysis, and cross-jurisdictional policy coordination that a genuinely ‘comprehensive﻿’ national strategy—and strategic ‘campaigning﻿’—requires. China’s effort to create what might be called a ‘leverage web
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           ’
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          of mutually-reinforcing instruments of power and influence confronts U.S. leaders with a genuinely systemic problem of long-term competitive strategy. Yet the U.S. Government is presently not well organized to meet this challenge ....
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          We need much more sophisticated ways to assess and describe our strategic environment, to understand key patterns and dynamics therein that affect U.S. interests—including the 
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          patterns that can
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          be generated by and within complex systems—to evaluate possible courses of action (COAs) in response to developments, to identify ways to wield coordinated levers of national power in response to strategic challenges, to monitor the impact of policy interventions upon that environment, and to 
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           repeat 
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          such analysis and COA evaluation on a timely and iterated basis so as to ensure that U.S. responses fit the situation. ...
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          The MITRE Corporation
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           ’
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          s Center for Strategic Competition has been working to develop and refine methodologies to help: (1) find ways to aggregate the input of multiple Subject Matter Experts (SMEs) in a scalable way through the construction and aggregation of causal maps; and (2) understand such causal maps in ways that identify characteristic patterns therein in order to focus policy deliberations upon the development of effective interventions designed to break, impede, or nudge such systemic dynamics
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            in more salutary directions. This approach allows a considerable degree of complexity to be intelligibly captured, while yet permitting one to
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          ‘unpack﻿’ advice given on the basis of such maps in detail, allowing leaders to assess its plausibility, identify its underlying assumptions, spot the areas of relative consensus or contestation encoded therein, test counterfactuals against received wisdoms, and explore the merits and demerits of alternative policy interventions in a rigorous and systematic way. Using such tools, it is also possible to discern and visualize the most significant sub-system interrelationships in a complex system such as that of People’s Republic of China (PRC) global strategy. Identifying characteristic configurations and the dynamics that may lie behind systemic behavior can help open up important new insights into strategy and possibilities for policy interventions. ....﻿”
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      <pubDate>Thu, 17 Nov 2022 01:32:52 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/systems-and-strategy-causal-maps-complexity-and-strategic-competition</guid>
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      <title>Using Publicly Available Information in American "Whole of Nation" Strategic Competition</title>
      <link>http://www.newparadigmsforum.com/using-publicly-available-information-in-american-whole-of-nation-strategic-competition</link>
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           on November 10, 2022.  It offers a look at the possibilities for using analysis of publicly-available information (PAI) to support U.S. competitive strategy, an exploration of some of the governan
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          ce challenges in this arena, and offers suggestions about how to improve the U.S. Government's ability to take advantage of PAI analytics
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            in ways consistent with American values
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          .  Authored by Christopher Ford, Marin Halper, and Andrea McFeely, this paper can be found
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           here
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          , or
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            can be
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          downloaded by using the button below.
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           From the Executive Summary:
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           “U.S. leaders today find themselves facing an increasingly diverse array of ‘whole-of-nation’ (WON) challenges—that is, problems that have broad, cross-cutting or even systemic effects, and that cannot be addressed by any given government department or agency, or even the federal government itself, acting entirely on its own. ...
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           “A growing ecosystem of data aggregators, analysts, and artificial intelligence-enabled (AI) methodologies now exists to collect and help understand revealing patterns that may exist in the ‘digital exhaust’ of
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           the modern information economy—data which can provide the informational foundation upon which to build effective responses to such ‘wicked problems’ at the national level.  ...
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           “The category of ‘publicly available information’ (PAI) is crucial to success in these regards, both because under current rules it is the category of information most sharable across the U.S. government, and because PAI makes up most of the nontraditional data presently available in the commercial marketplace. ...
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           “... [T]he greatest national challenges the United States faces—among them climate change and strategic competition with China—involve cross-cutting substantive questions and policy issues in which a kaleidoscope of stakeholders must both understand their environment and act together effectively in support of some shared vision of American success. For this, the current governance model may not be enough. Merely sticking with the 
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           status quo 
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           would not preclude all efforts to undertake data analytics to support policymaking in the face of America’s ‘wicked problems,’ but it would be inefficient, costly, and inadequate for the scope of today’s challenges. ...
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           “This paper suggests that such a pilot program begin with an effort to help secure America’s critical supply chains against foreign adversary control or manipulation and offers suggestions for a new legislative framework that could accomplish the necessary harmonization in this arena. It also offers a tentative suggestion for a ‘Code of Ethical Conduct in the Use of Publicly Available Information’ that could be promulgated as an articulation of best practices for the ethical employment of PAI.”
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      <pubDate>Fri, 11 Nov 2022 03:00:40 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/using-publicly-available-information-in-american-whole-of-nation-strategic-competition</guid>
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      <title>Democratizing Technology: Web3 and the Future of the Internet</title>
      <link>http://www.newparadigmsforum.com/democratizing-technology-web3-and-the-future-of-the-internet</link>
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           MITRE's Center for Strategic Competition published its fifth 
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           Occasional Paper
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             on October 12, 2022: a discussion of how "Web3" technology might just represent a technological "offset" against current vertically-integrated, data-aggregating "Web2" architectures that favor commercial hyperscalers (in the West) and the repression of the Chinese surveillance state (in the East).  Authored by Charles Clancy, Christopher Ford, Michael Norman, and Sanith Wijesinghe, this paper can be found
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           here
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            on the MITRE website or downloaded by using the button below.
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           From the Executive Summary:
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           “The architecture of today’s World Wide Web is, in many ways, an authoritarian one—built around a business model and technology stack that rewards vertical integration, massive aggregation of user data, and hyperscale centralized management. This architecture has provided benefits in terms of society-wide connectivity and scalable use cases, but comes at the cost of user privacy and autonomy, and domination of this crucial facet of modern life by a few enormous firms.
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           “Worse, this architecture facilitates surveillance not simply by profit-maximizing hyperscaler service providers, but also—in authoritarian regimes—by the repressive state entities to which such providers are answerable. China, for instance, is harnessing data to manage and control the lives of its people by requiring them to use software that defines a new precedent for forms of automated social control.
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           “The authoritarian cost of today’s web2 architecture developments call for a response, but it is not enough to denounce the impact of the web2 technology stack on human rights, privacy, and democratic norms. We also need a better answer: the establishment and advancement of alternative technological paradigms to protect the public interest by making authoritarian misuse difficult or impossible.
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           “Web3 technology can help provide an offset strategy to counter the rise of authoritarian and surveillance- facilitating regimes. This paper expands on previous MITRE publications discussing web3 by describing how earlier web-related technology stacks and economic modes have led to data centralization, and how much of this centralization within web2 can be unwound by web3; it also presents use cases where an alternative paradigm is already starting to take hold. Most visibly, this is already happening with decentralized finance and cryptocurrency, but web3 can decentralize any digital service.
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           “As new protocols are considered for web3, this paper offers the following specific policy recommendations that complement government, industry, and academic efforts to advance this technology and increase user adoption ....”
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      <pubDate>Wed, 26 Oct 2022 02:28:38 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/democratizing-technology-web3-and-the-future-of-the-internet</guid>
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      <title>Securing Web3 and Winning The Battle for the Future of the Internet</title>
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            MITRE's Center for Strategic Competition published its fourth
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           Occasional Paper
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          on September 1, 2022: a discussion of cybersecurity issues and "Web3" technology authored by Charles Clancy, Christopher Ford, Michael Norman, and Sanith Wijesinghe.  You can
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          download a PDF of this new paper by using the button below.
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           From the Executive Summary:
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           “A battle is underway for the future of the Internet, with Chinese technology firms and the Chinese Communist Party actively seeking to dominate ever-larger portions of the world’s digital infrastructure and reshape Internet governance around centralized authoritarian models. There may be, however, elegant technical answers to some of these challenges: answers that could permit the next generation of web connectivity to operate in ways that both help catalyze another era of connectivity-facilitated growth and innovation and revolve around decentralized and ‘democratized’ dynamics that would undermine the power and influence of the authoritarian Chinese technology stack.
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            Web3 is the next generation of the Internet and will bring together new networking technologies and financial infrastructure in a way that blurs the traditional boundaries of telecommunications and finance, creating new decentralized and democratized models of network interaction built around the cryptographically secured autonomy of web users. For this to work, however, these novel web3 technologies need to be made secure against a range of non-state and state-level attackers, and engineering such security into web3 cannot be approached merely as an afterthought. ...”
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      <pubDate>Fri, 02 Sep 2022 01:38:51 GMT</pubDate>
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      <title>“Nonalignment,” U.S.-Indonesian Security Cooperation, and Partnership to Protect Sovereign Autonomy  from Chinese Coercion</title>
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           Below are the remarks Dr. Ford prepared for delivery at the U.S.-Indonesia Security Dialogue held in Bali, Indonesia on August 9-11, 2022.
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           Let me start by thanking the Pacific Forum, Foreign Policy Community Indonesia, and the U.S. Defense Threat Reduction Agency (DTRA) for inviting me to participate in this conference.  It is certainly not news to anyone here that security relationships around the Indo-Pacific are of great importance in today’s world – and of critical importance in tomorrow’s – but this has not always been so clearly recognized, and I thus commend you on organizing this event.
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           I will today offer only my own personal perspectives, and they will not necessarily represent the views of anyone else at the MITRE Corporation, the Hoover Institution, or the U.S. Government.  Nevertheless, I’m pleased to have the chance to talk briefly about the U.S.-Indonesia security relationship, and how collaborative efforts building upon existing cooperation in counter-terrorism (CT) and counter-proliferation (CP) can contribute to the preservation and advancement of all states’ national autonomy and prosperity within a free and open international order in this region.
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           I.               Taking CT and CP to the Next Level 
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           The main thrust of these remarks will be about how to build better security cooperation beyond CT and CP, but let me start with a quick comment about some ways in which I think our countries can take cooperation even in these two areas to a higher level.  At present, to my knowledge, Indonesia does not participate in either the 
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           Global Initiative to Combat Nuclear Terrorism
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            (GICNT) or the 
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           Proliferation Security Initiative
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           (PSI).  Yet these two organizations would seem perfectly suited to provide rich collaborative opportunities, in ways entirely consistent with Indonesia’s desire simultaneously to increase its capacities while remaining carefully protective of national sovereignty and independence.
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           PSI, for instance, is a valuable way in which a wide range of diverse countries – including many in the Indo-Pacific region, including Cambodia, Malaysia, the Philippines, Sri Lanka, Thailand, and Vietnam – cooperate to help break up black markets that facilitate weapons of mass destruction (WMD) proliferation, intercept WMD materials in transit, and use financial tools to disrupt such activities.  Yet PSI involves no obligation to do anything, nor any “creation” of new international rules, expectations, requirements, or obligations.  It’s a purely voluntary group of cooperative partners who work together, with each employing its own national authorities in coordinated and constructive ways.
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            Similarly, GICNT is also a purely voluntary partnership, this time consisting of fully 89 nations and six international organizations.  (In the Indo-Pacific, this includes Cambodia, China, Japan, India, Malaysia, the Philippines, Sri Lanka, Thailand, and Vietnam.)  Its partners work together to strengthen global capacity to prevent, detect, and respond to nuclear terrorism through various multilateral activities that strengthen plans, policies, procedures, and interoperability. 
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            To my eye, involvement in these two organizations sounds like a perfect way for Indonesia to work collaboratively with us and with many other partners – again, on a purely voluntary basis – in ways that would clearly help increase Indonesia’s own capabilities, as well as contributing to the profound global good of making human society a “harder target” for terrorists seeking WMD. 
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           A third area of potential cooperation might be for Indonesia to work with the U.S. Department of Energy’s 
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           Office of Radiological Sources
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            (ORS) as part of well-established cooperative programs to reduce the prevalence of – or even eliminate – the use of radiological sources that could be stolen by terrorists and used in Radiological Dispersal Devices (RDDs, a.k.a. “dirty bombs”).  Such sources remain fairly widely used around the world in nuclear medicine, for example, but technology now permits many or most of them to be replaced by techniques that do not employ radiological sources capable of being used in RDDs.  Already, ORS has worked with some 80 countries to reduce or eliminate rad source usage at some 1,700 sites around the world.  So this also strikes me as a perfect U.S.-Indonesian cooperative opportunity, with excellent CT and CP implications.
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           II.             The Ethics of Nonalignment and U.S.-Indonesian Cooperation
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           But let me now turn to a broad geopolitical comment, for one of the questions asked by the organizers of this event related to what sorts of U.S.-Indonesian cooperation are possible considering Jakarta’s traditional non-alignment.  This is a very insightful and important question, but I also think it has a very clear answer.
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            To my eye, non-alignment should not today be any kind of obstacle to U.S.-Indonesian cooperation.  Nonalignment, in its traditional form, is an outdated concept, derived from an era in which the world seemed increasingly to be being divided into rigid military alliance blocks in a global competition between the rival and economically separated socio-economic “operating systems” of capitalism and communism. 
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            But while there certainly are some important competitive aspects to modern geopolitics – which is why we at MITRE recently established our new Center for Strategic Competition – that Cold War world is not the world of today.  The term non-alignment implies a contrasting notion of alignment, but in the contemporary context, nothing like the efforts of the 1950s to involve the emerging post-colonial states of the developing world into sprawling countervailing military alliances is occurring. 
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           Nor, are capitalism and communism juxtaposed in the way they were then.  After all, most countries in the Indo-Pacific – including China itself, which Nicholas Kristof once marvelously described as being not “Marxist-Leninist” but rather “
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           Market-Leninist
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           ” – are today firmly dedicated to one form or another of market-based development.
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           Accordingly, the context in which traditional “non-alignment” evolved no longer exists.  Indeed, its implied contradistinction with alignment arguably evaporated years ago, with the end of the Cold War.
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           But I would make a further and perhaps more important point about non-alignment today.  I would argue that in the contemporary world, the ethical posture of nonalignment mitigates in favor of – rather than against – more U.S.-Indonesian cooperation.
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           As friends in the Non-Aligned Movement (NAM) have occasionally tried to explain it to me, it does seem to be the case that even as the Cold War context of rival military alliance commitments faded, non-alignment retained a strong political resonance as a moral and ethical posture that drew upon the moral energies of the era of decolonization and valorized the independence and autonomy of sovereign peoples.  As a political valence that retained some relevance even in the post-Cold War period, the ethical posture of nonalignment claimed to be about the importance of the developing world protecting itself against military coercion and economic exploitation, about the unfairness of asymmetric dependency, and about the new nations of the Global South preserving their autonomy against the might of developed countries richer and more powerful than they.
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            But if indeed the idea of “non-alignment” has residual political force in this fashion, its ethic of independence and autonomy against hegemonism makes improved U.S.-Indonesian cooperation on key shared security issues not merely possible but also necessary.  The key issues for U.S.-Indonesian security cooperation today, as elsewhere in the Indo-Pacific, revolve around efforts to do precisely what it is that nonalignment – as an ethical posture – hopes to accomplish.  Specifically, they revolve around protecting the political, economic, and strategic autonomy of the sovereign peoples of the region against China’s efforts to enmesh them in exploitative webs of dependency, coercion, and subjugation. 
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           The key issues today, in other words, aren’t ones of incorporation into “my alliance” or “his alliance,” but rather about how to cooperate better as friends and partners to preserve the sovereignty and independence of regional states against submergence in a new Sinocentric order.  In this context, the ethical values of nonalignment point strongly in favor of deeper cooperation between our governments, rather than against it.  Indonesia’s non-aligned tradition can thus actually be a foundation for cooperation to help preserve the free and open international system of the Indo-Pacific.
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           III.           Forms of Cooperation
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           A.            Maritime Domain Awareness, ISR, and Maritime Patrol
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           So what forms might I envision such improved security cooperation taking?  Well, one possibility might be to implement a greatly expanded cooperative capacity-building program to assist Indonesia in improving its overwater intelligence, surveillance, and reconnaissance (ISR) capabilities, maritime domain awareness, and maritime patrol capabilities in the country’s maritime littorals and Exclusive Economic Zone (EEZ).  This is an arena in which our two countries share important interests, and improved U.S.-Indonesian cooperation in these areas is vitally important to preserving Indonesia’s security, autonomy, prosperity, environmental integrity. 
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           China’s seizure and militarization of ever-greater portions of the South China Sea, for instance, shows Beijing’s blithe willingness simply to appropriate for itself any regional territories it wants.  As China makes increasingly sweeping and unjustified claims to everything covered by the so-called “
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           Nine-Dash Line
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            ” it is trying to foist upon the world by force and intimidation, moreover, China is clearly only getting started. 
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           Already, Chinese officials are adding “lines” to this ahistorical but notably hegemonistic concept: official maps just a few years ago 
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           added a tenth line
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           , eating into Philippine territory and sweeping up northward to the east of Taiwan.  Like Moscow and like European imperialists of the 19
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           th
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            Century, Beijing apparently now thinks it gets to redraw maps of the world to its own advantage and at its leisure.  This presents tremendous threats to the states of Southeast Asia.
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           I know that China rejects Indonesia’s claims to some portions of the South China Sea, such as in 
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           claiming that Indonesian exploratory gas drilling in Indonesia’s own EEZ around the Natuna Islands is actually being done in “Chinese” territory
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           .  I also understand that authorities in Beijing has repeatedly 
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           dispatched ocean survey vessels
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             into Indonesian waters in an effort to support such ridiculous Chinese claims.  Beijing’s growing territorial self-assertion against Indonesia’s territorial integrity makes greatly improved maritime domain awareness, ISR capacities, and patrol capabilities a security imperative of the first order. 
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           This would be a cooperative arena, moreover, completely consistent with Indonesia’s traditions of non-alignment and desire to avoid being sucked into some kind of U.S.-China rivalry, because these issues aren’t about “U.S.-China rivalry” at all.  This is about preserving Indonesia’s rights and sovereignty against Beijing’s encroachment.  Such matters are certainly embedded in larger geopolitical issues, but these issues aren’t about “United States versus China”: they are about all countries in the Indo-Pacific preserving their interests and rights as sovereign states against Sinocentric hegemonism.
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           Better U.S.-Indonesian cooperation on maritime patrol, domain awareness and ISR would also be of great value against the scourge of Illegal, Unreported, and Under-reported Fishing (IUUF) in this region.  Chinese fishing fleets, after all, have become notorious for their unlawful exploitation of resources from the EEZs of countries in the developing world, often without the countries whose resources they are stealing even knowing that these fleets are there.
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           In fact, as detailed in a 
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           recent report
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             by the Environmental Justice Foundation (EJF), “China commands the world’s largest distant-water fishing fleet (DWF), has the world’s worst illegal, unreported and unregulated (IUU) fishing record, and its crews are known to abuse foreign workers.”  Furthermore, EJF has identified “more than 300 confirmed and 240 suspected fisheries offenses between 2015 and 2019, and highlighted a range of human rights abuses and destructive fishing practices — such as bottom trawling — committed by Chinese vessels.” 
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           This is thus another reason why it would be so valuable for Indonesia and the United States to cooperate more on maritime domain awareness, ISR, and patrol.  Indonesia has a strong interest in preventing such environmental despoilation and unlawful resource extraction from its EEZ by Chinese fishing fleets.
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           B.             Strategic Trade Controls
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           Another potential area for improved cooperation between our two governments is in the arena of strategic trade controls.  Despite its support for multilateral diplomacy and the rule of law, 
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           Indonesia has not traditionally been a strong supporter of multilateral export control regimes
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           .  Personally, I think this is disappointing, and hope that more can be done here.
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           But I would also point out two things relevant to potential future cooperation.  First, even if Indonesia remains lukewarm about multilateral export control regimes, nothing prevents it from choosing to adopt strong strategic trade controls every bit as effective as well understood “best practices” elsewhere.  Nor is there anything to prevent countries such as the United States in helping with this, through the sort of capacity-building programming that my former State Department bureau, or DTRA itself, is so good at providing.
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            Moreover, there are important reasons for Indonesia to develop strategic trade controls as a way to help protect itself against threats from China.  In today’s security environment, after all, technology-transfer threats are not limited to those presented by terrorists and rogue proliferators in places such as North Korea and Iran. 
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           As I mentioned a moment ago, Indonesia faces growing maritime territorial threats from China, which is gradually seizing and militarizing more and more of the South China Sea and other regional waters – at the expense of countries such as Indonesia, Vietnam, and the Philippines.  Critical to Beijing’s ability to succeed in this, however, is the strength and capability of its armed forces, particularly the air and naval forces of the People’s Liberation Army (PLA).  And this is another way in which developing and implementing technology transfer controls are today powerfully in Indonesia’s interest. 
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            China is working to indigenize as much technology as possible in order to end dependencies upon outside sources.  Nevertheless, it has not yet fully succeeded in this, and it still seeks many things in foreign markets, including through elaborate networks for the circumvention of export controls elsewhere.  Beijing thus still needs to acquire items, equipment, material, and know-how from abroad as it expands the PLA’s reach and ability to threaten and intimidate Indonesia, as well as other regional countries.  This gives Jakarta a strong incentive to ensure that Indonesian trade and commerce is not exploited to the PLA’s benefit and thus Indonesia’s own territorial detriment. 
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           A robust and effective strategic trade controls apparatus could thus help ensure that Chinese technology-acquisition networks are not able to use Indonesia as a source or transhipment point for items having potential dual-use applications.  Indonesia and the United States share a strong interest in ensuring that the PLA gains access to as few of such things as possible.  Improved Indonesian capabilities in the area of strategic trade controls would also help make it easier to explore cooperative possibilities in defense-related cooperation that moves beyond simply procurement and arms sales and more into the arena of technology transfer and co-production of certain items or systems.
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           C.            Cybersecurity
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           An additional area of possible cooperation I should mention is in the arena of cybersecurity.  As Indonesia attempts to build out its digital economy, 
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           press reports have suggested
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            it has been turning increasingly to Chinese technology companies such as Huawei for cybersecurity. 
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           Needless to say, China is an extraordinarily unwise choice for a cybersecurity partner.  It is not merely that 
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           China is absolutely notorious for cyber-espionage and cyber-facilitated intellectual property theft
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           , and that Huawei itself has already been associated with Chinese espionage in locations such as 
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           the Netherlands
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            and the 
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           African Union Headquarters
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            in Ethiopia.  It is that – in sharp contrast with technology companies in the United States, Europe, and the democracies of the Indo-Pacific –Chinese technology companies (and indeed all Chinese companies) operate under the 
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           heavy-handed “guidance” and political control of the Chinese Communist Party
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           , and that China’s 
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           National Security Law requires them to cooperate
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            with the Chinese security services in any way officials might desire.
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           Especially for a country such as Indonesia that faces explicit and worsening territorial claims and incursions from China in regional seas, and that is at real risk of being sucked into a 21
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           st
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            Century form of Sinocentric vassalage in the years ahead if Chinese strategic planners have their way, turning to China for “cybersecurity” help is simply a terrible idea.  In English, we have a phrase about how foolish it is to pick a fox to guard one’s henhouse, and turning to Chinese technology companies for cybersecurity help amounts to doing pretty much exactly that.
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           Accordingly, I’d argue that a very promising area for cooperation between Indonesia and the United States – as well as between Indonesia and other Western countries – is in providing alternatives to reliance upon China for cybersecurity.  Rather than seeing Indonesia put itself increasingly in Beijing’s power as Chinese technology firms make inroads into local networks, such Western assistance could help Indonesia genuinely protect itself. 
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           Here, as in other areas, cooperation can serve the cause of Indonesia autonomy and independence against the threats presented by East Asia’s new Sinic hegemonism.  With help, in other words, Indonesia can put good fencing up around its proverbial cyber henhouse, and can send that Chinese fox packing.
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            IV.         
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           Conclusion
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           All these suggestions all make good sense to me, and from a technical and programmatic standpoint seem very “doable.”  But my key point is broader, and stems from my earlier comments about how in today’s security environment, the ethical posture of nonalignment should make us steadily better friends and partners.  I’m very pleased to be a part of this discussion, and look forward to doing what I can to advance this very important regional partnership.
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           Thank you.
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           -- Christopher Ford
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      <pubDate>Sun, 14 Aug 2022 15:55:03 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/nonalignment-u-s-indonesian-security-cooperation-and-partnership-to-protect-sovereign-autonomy-from-chinese-coercion</guid>
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    <item>
      <title>The U.S.-Indian Partnership, Nuclear Weapons, and Deterring Aggression</title>
      <link>http://www.newparadigmsforum.com/the-u-s-indian-partnership-nuclear-weapons-and-deterring-aggression</link>
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            Below are the remarks Dr. Ford prepared for his presentation at the
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           “Track 1.5” U.S.-India Security Dialogue in New Delhi on July 25, 2022.
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            ﻿
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           Thank you for inviting me to this conference.  I’m grateful to the U.S. Naval Postgraduate School and the Observer Research Foundation (ORF) for organizing this event, and of course to the U.S. Defense Threat Reduction Agency for its sponsorship.  It’s a pleasure to be here, to have the chance to meet and talk to counterparts from ORF and the other distinguished participants, as well as to have my first chance to visit India for the first time as a private citizen – as opposed to a U.S. Government employee – since way back in 1990 when I was in graduate school.
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           Naturally, my comments today are merely my personal views, and do not necessarily represent those of anyone else at the MITRE Corporation, the Hoover Institution, or the U.S. Government.  Nevertheless, I’m very pleased to have the chance to speak to you.
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            From the perspective of a U.S. nuclear weapons strategist, this is quite an interesting and important time for thinking about such issues in the Indo-Pacific context.  In Washington, a new Nuclear Posture Review (NPR) has been drafted, but it’s still being kept largely under a shroud, veiled by classification in ways that neither the Obama Administration nor the Trump Administration chose to do about their approaches to nuclear weapons policy. 
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           It’s striking that the Biden Administration has so far chosen not to publicly articulate the details of its nuclear weapons posture.  It’s also interesting to see the debate currently underway in Washington, both in Congress and even within and between elements of the Executive Branch – and in public, on the record, no less – over the Biden Administration’s attempt to cancel the planned submarine-launched nuclear-armed cruise missile (SLCM-N).
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            To my eye, though many observers had been worried about where things would go, these are hints of what I hope will be seen as strategic seriousness in meeting present-day deterrence challenges.   One can still disagree with the details – and in some regards, I would argue, one should.  (In particular, I myself deplore the Biden Administration’s effort to cancel the SLCM-N, which sends a worrying signal of U.S. inconstancy even as security threats in the Indo-Pacific continue to deteriorate, not least as the result of a huge Chinese nuclear build-up that only came into public view
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           after
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          the SCLM-N program was established.)  Nevertheless, this is clearly no longer the Washington strategic policy community of disarmament-focused editorial-writing by the so-called “Four Horsemen” of 2007, nor that of President Obama’s “Prague Speech” of April 2009. 
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            After some excursions into soaring – if not always realistic – ambitions to rid the world of nuclear weaponry, the U.S. policy community seems to have been circling back to the commonsensical conclusion that (a) a robust and resilient nuclear deterrent is essential to forestalling aggression and buttressing the free and open international order upon which peace and prosperity have depended for so long, (b) nuclear weapons are critical to deterring conventional aggression by dangerous great power revisionists such as China and Russia, and (c) for better or worse, there is no prospect of these things
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           not
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          being the case for the foreseeable future.
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           This is an important change.  Remember, after all, that when he was Vice President, Joe Biden pledged his support for the “sole purpose” theory of nuclear weaponry – a curious doctrine
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          that rather remarkably departs from decades of doctrine and practice, not just in the United States but also in essentially every nuclear weapons possessor state
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           ,
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          ever
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           ,
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          in pretending that such weapons have no utility in deterring n
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           on-nuclear
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          attack.  Remember that then-Vice President Biden also enthusiastically supported President Obama’s Nobel Prize-eliciting promise in Prague to lead the world in getting rid of nuclear weaponry, and that the Obama administration helped give momentum to the Treaty on the Prohibition of Nuclear Weapons (TPNW) by sending a U.S. delegation to one of the so-called “humanitarian impact” conferences organized to promote the idea.  And recall, too, that the Biden Administration, now in charge of U.S. nuclear weapons policy, has enjoyed two years of friendly partisan majorities in both chambers of the U.S. Congress.
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            This is why it is so interesting now to see no adoption of “sole purpose” theory, no move to drop the new, lower-yield submarine-launched ballistic missile warhead devised and put into service by the Trump Administration, nor – despite strong calls for such changes by many among the President’s political base – any moves to pare back the long-established nuclear modernization programs that are today in the process of recapitalizing the United States’ aging intercontinental ballistic missiles, ballistic missile submarines, and strategic bomber fleet.  And this is also why it’s so interesting to see such
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           public
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          disagreement within the Executive Branch over the effort to cancel SLCM-N.  Even the ranks of the Biden Administration itself, it would seem, are not
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            all
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          fully on board with pretending that the security situation in the Indo-Pacific is so benign that we can safely abandon efforts to recapitalize the kind of forward-deployable undersea-based nuclear capability that President Obama scrapped when he g
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           ot rid of
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          the nuclear-tipped submarine-launched Tomahawk
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            cruise missile
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          (TLAM-N) in 2010.
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            I hope that the current NPR is not being still kept under a shroud because of how novel and path-breakingly disarmament-friendly it
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           isn’t
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          – and I hope that the Biden Administration will finally declassify and publish
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           the document
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          .  It would appear that the Washington policy community – even on the political Left – has returned to a more common-sense appreciation for U.S. nuclear weapons and deterrence.  This is actually a very good thing in light of the threats facing our co
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           untry and our allies and partners in the world today, and we should not hide the basic, deterrence-promoting contours of the Biden Administration
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          ’s “post-Prague”
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           nuclear weapons policy
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          from our adversaries behind a wall of security classification.
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           If a return to an enduring focus on nuclear deterrence is indeed the grudgingly bipartisan nuclear “new normal” in Washington, of course, that’s bad news if you happen to be a Russian aggressor in Eastern Europe, or if you are a Chinese military planner preparing to do in Taiwan what Putin’s band of war criminals are trying to do to the similarly sovereign people of Ukraine.  But I think it’s good news for U.S. national security, and for the many allies and strategic partners alongside whom we stand in confronting the threats and dangers presented by such revisionist aggression. 
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            But how does South Asia fit into all of this? 
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            Most Americans, to the extent that they think of nuclear weapons issues in connection with this region at all, think of the dangers and instabilities created by the ongoing nuclear arms race between India and Pakistan.  And indeed, that local arms race is a very worrying one, involving a rapid expansion of capabilities on both sides. 
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           This includes Pakistan’s destabilizing moves toward ever-longer-ranged strategic-class missiles of a sort that it doesn’t actually need for any conflict scenario with India, as well as its development of very short-range “battlefield” weapons that are likely to exacerbate crisis-stability problems and to create risks of loss of control or theft by terrorists or other radicals.  Moreover, Pakistan and India apparently both also feel disturbingly willing to engage in various forms of performative but potentially escalatory violence against each other – cross-border terrorist attacks and air strikes, respectively – underneath the nuclear “umbrella” of their deterrent standoff in ways that could easily fly horribly out of control.  I also worry about potential postures in India that might worsen crisis-stability problems, such as in “surging” nuclear-armed submarines to sea in a crisis.
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           So make no mistake about it: despite the relative lack of attention it gets elsewhere in the world, the South Asian arms race is perhaps the most worrisome and dangerous nuclear arms competition underway in the world today.  It’s thus imperative for both India and Pakistan to do much more to try to slow their reciprocal build-ups, to manage these risks better, and to begin to build habits of strategic engagement and reciprocal risk-management loosely analogous to what the United States and the Soviets were eventually able to build after some troubling close calls during the Cold War.
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           But there’s another complication here, too.  China is engaged in a huge build-up of strategic missiles easily able to fly from the genocidal charnel house of Xinjiang to targets anywhere in India, and Beijing seems to have acquired a penchant for bullying and territorial self-aggrandizement in the mountains of India
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          ’
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          northern border – where Indian soldiers have been
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            attacked and
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          killed by Chinese counterparts as recently as 2020. 
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           I certainly don’t envy India’s situation of facing nuclear deterrence conundra with two different adversaries in two different directions at the same time.  But then, that’s a kind of problem that we Americans also face, with Russia and China.  Such “dual deterrence” issues are challenging indeed – not least because what deters can vary from one “target” of deterrence to the next, but you only get one nuclear posture at a time. Nevertheless, these challenges may also help our two nations focus better upon common interests.
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            These are unsettled and unsettling times from the perspective of nuclear weapons doctrine and posture.  Russia has been expanding its nuclear arsenal, not only with new “exotic” strategic delivery systems, but also with more short-range systems of a sort it retained by not living up to its disarmament promises in the 1990s (in the Presidential Nuclear Initiatives [PNIs]), as well as intermediate-range systems it first
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          by violating an arms control treaty.  In the clear belief that threats from such systems will give it “space” in which to carry out aggressive war, Russia has been rattling the nuclear sabre and issuing bellicose nuclear weapons threats in the hope that this will protect it from accountability as it invades and dismembers Ukraine, commits war crimes with impunity, and rewrites European boundaries by force through wars of aggression for the first time since Hitler.
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            For its part, China, too, seems to be drawing similar lessons.  It is engaged, for example, in a massive expansion of its nuclear arsenal on a timeline that coincides with many observers’ expectations for an invasion of Taiwan.  Beijing clearly also hopes that nuclear weapons threats will give it “space” in which to invade and seize territory from democratic neighbors with impunity – not merely with Taiwan but perhaps in the Himalayas and eventually the Russian Far East as well. 
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            This is why, though I am frequently asked to participate in events on arms control and nuclear disarmament issues, I believe that the most immediate nuclear weapons question before the world today is actually not related specifically to those topics.  Nor is it even related to nuclear deterrence, at least not in the
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          focused sense that leaders approach deterrence in the United States, NATO, and among America’s alliance partners in the Indo-Pacific.  To my eye, the most pressing nuclear weapons question facing the world today relates to the
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          to aggression and
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            thereby
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          facilitate revisionist powers invading and dismembering their neighbors.
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           I do not see there being any kind of “magic recipe” that will quickly and easily solve these problems, either for India or for the United States.  As operationally and practically challenging as meeting these threats will be, however, the answer is at least not conceptually difficult: it revolves around the maintenance of strong military capabilities and consistent firmness, resolution, and close cooperation by allies and partners in the face of such threats. 
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            Given Beijing’s “enabler” relationship with Pakistan and its “no limits” strategic partnership with Russia, moreover – even as the Kremlin’s ongoing atrocities and imperialist aggression in Ukraine make India’s further reliance upon Russia for advanced weaponry quite unconscionable – I would argue that recent events underline just how important it is for our two countries to work together better against the common threat we face from China. 
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           As it has often been said, the world’s oldest democracy and the world
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          ’
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           s
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          largest one – a country, no less, that will soon be more populous even than China itself, perhaps as early as next year – are natural partners in upholding the free and open, rules-based international order against revisionist threats from authoritarian dictatorships.  I’m pleased that conferences such as this one can contribute to building the intellectual and experiential “connective tissue” of relationships that will be needed to help build, expand, and maintain this partnership for years to come.
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           Thank you.
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           – Christopher Ford
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      <pubDate>Wed, 03 Aug 2022 18:31:51 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/the-u-s-indian-partnership-nuclear-weapons-and-deterring-aggression</guid>
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      <title>A New MITRE Center to Help America  Meet Strategic Competition Challenges</title>
      <link>http://www.newparadigmsforum.com/a-new-mitre-center-to-help-america-meet-strategic-competition-challenges</link>
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            Dr. Charles Clancy joined Dr. Ford in publishing an article  on the topic of MITRE's new Center for Strategic Competition.  It can be found
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           here
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            on LinkedIn, but for your convenience it is also reproduced below:
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           America faces formidable challenges—prominently among them that of strategic competition with China—which cut across broad areas of economic, military, technological, and diplomatic policy.  But U.S. leaders and institutions are not well prepared to operate effectively across such multiple interlocking domains of power and influence, and our country is only just beginning to try to respond with the kind of holistic responses that are needed. 
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           To help with this, MITRE has created a new Center for Strategic Competition (CSC). Chartered in the public interest, MITRE has been helping U.S. Government sponsors solve problems and make the world a safer place since 1958, but the CSC is new. 
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           Devoted to bringing “systems thinking” to challenges of strategic competition and to leveraging the diverse capabilities and talents that exist across MITRE’s 9,000-person, $2.3 billion enterprise to help address these problems, the CSC was created to help address a distinct need.
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           As we write this, Congress is working to reconcile versions of the Bipartisan Innovation Act that will make generational investments in innovation, domestic manufacturing, strengthened supply chains, and provide support for semiconductor manufacturers.  Chinese Foreign Ministry spokesman 
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           Wang Wenbin has criticized this legislation
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           , complaining that Americans should stop “making issues out of China” and instead “work to uphold the stability” of existing global supply chains.
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           Wang’s complaint unintentionally highlights the problem the United States faces: We’ve gotten entangled in a web of dependencies on an adversarial power in ways we didn’t think through and which we still don’t fully understand.   In response, we’re only now beginning to devise ways to assess the competitive terrain, make informed risk-benefit tradeoffs, and implement effective counterstrategies.
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           From the perspective of the Chinese Communist Party (CCP) Wang represents, therefore, what’s not to like about the current state of global supply chains?  For decades after the end of the Cold War, U.S. leaders made economic and technology-transfer decisions on the assumption that strategic competition between great power rivals was a thing of the past. Sweeping globalization in capital, trade, technology, and labor flows rewarded decisions to maximize competitive cost advantages, productive and transportation efficiencies, and corporate profit margins in economic relationships—including supply chains—without considering the strategic implications.
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           What Wang didn’t intend to emphasize is how such decisions can create dependencies that a revisionist great power adversary could manipulate for strategic advantage—such as in deterring efforts to help a democracy it threatens with aggression, using coercion to export authoritarian restrictions on free expression, or protecting kleptocrats, human rights abusers, and perpetrators of genocide from accountability.  Americans have benefited hugely from economic and technological globalization, including ties with China, and complete “decoupling” is both unwise and unfeasible. Yet the costs and risks of strategic dependency are also becoming manifest.  Mitigating the most dangerous of these dependencies and coping with the CCP’s revisionist geopolitical strategy represents a “whole-of-nation” challenge of a sort America hasn’t seen from an adversary for a long time—and involves rivalry in technological innovation, economic dynamism, and industrial capacity in ways we’ve never faced since becoming a great power ourselves.
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           Yet there is not a good playbook for how to answer such whole-of-nation challenges.  Those of us who study CCP strategy can certainly see what competitive strategy looks like in a police state organized on state-capitalist lines and run by Leninists who fancy themselves benevolent Confucians but behave in practice like thuggish Chekists.  But U.S. leaders both cannot and should not approach competitive strategy through CCP-style authoritarian coercion. Instead, we need whole-of-nation answers that are consistent with democratic values and build upon America’s own strengths and competitive advantages.
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            Finding the right answers—both on our own and with like-minded international partners who share our interest in preventing the CCP from recasting the global order in its authoritarian image—will require “systems thinking.”  Today’s competitive strategy challenges exist in and across all the arenas of hard, “sharp,” and soft power. 
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           Much of the complexity of the challenge, furthermore, derives from the interactions between such facets of power.  This makes competitive strategy vis-à-vis China a true systems problem, requiring systems thinking. This will include, among other things, developing holistic and cross-sectoral situational awareness, analysis, and insights through the use of cutting-edge data analytics, modeling, and decision-support tools, and informed by as wide an array of data as possible.  It will also need sophisticated and data-driven evaluations of the impact of different possible courses of action, and partnerships between diverse stakeholders from the public sector, private industry, academia, and civil society within and across national frontiers.
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            Getting this right will require the kind of attention and energy America displayed during the Sputnik era, but rather than driving toward a particular technical and physical feat, our modern “moonshot” will need to be conceptual and organizational. 
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           MITRE created the CSC to help federal sponsors and other stakeholders with exactly this sort of problem
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           , and we are convinced that the United States and its allies and partners can learn and adapt in ways that will enable them to meet the challenge of strategic competition and to thrive in the years ahead.
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           So what is the CSC’s response to Ambassador Wang and to the challenges of strategic competition our country faces today?  “Game on.”
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           About the Authors:
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           Dr. Christopher Ford
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          is a MITRE Fellow and Director of the Center for Strategic Competition.  He is also a Visiting Fellow at Stanford University’s Hoover Institution, and formerly served as U.S. Assistant Secretary of State for International Security and Nonproliferation.
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            ﻿
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           Dr. Charles Clancy
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          is Senior Vice President at The MITRE Corporation, Gener﻿al Manager of MITRE Labs, and the Corporation’s Chief Futurist.  He previously served as MITRE’s Vice President for Intelligence Programs, and before that as the Bradley Distinguished Professor in Cybersecurity at Virginia Tech, as well as Executive Director of the Hume Center for National Security and Technology.
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      <pubDate>Thu, 14 Jul 2022 13:56:33 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/a-new-mitre-center-to-help-america-meet-strategic-competition-challenges</guid>
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      <title>China's Strategic Vision -- Part III</title>
      <link>http://www.newparadigmsforum.com/china-s-strategic-vision-part-iii</link>
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           Occasional Papers
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            ,  vol. 1, no. 3 (June 27, 2022). You can find all three of these papers on MITRE's website
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           here
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            , access Part III online
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            , or use the button below to download a PDF of Part III of this three-part
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          series.
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      <pubDate>Thu, 30 Jun 2022 03:26:38 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/china-s-strategic-vision-part-iii</guid>
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      <title>China's Strategic Vision: Part II</title>
      <link>http://www.newparadigmsforum.com/china-s-strategic-vision-part-ii</link>
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            The MITRE Corporation's
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           Center for Strategic Competition
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            (CSC) published the second of Dr. Ford's three-part series of papers on "China's Strategic Vision" as the second of its
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            Occasional Papers,
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            vol. 1, no. 2 (June 27, 2022).  You can find all  three of these papers on MITRE's website
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           here
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            , download the second paper in this series
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           , or use the button below to download a PDF of Part I of this three-part series.
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      <pubDate>Thu, 30 Jun 2022 03:19:26 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/china-s-strategic-vision-part-ii</guid>
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      <title>China's Strategic Vision: Part I</title>
      <link>http://www.newparadigmsforum.com/china-s-strategic-vision</link>
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            (CSC) published the first of Dr. Ford's three-part series of papers on "China's Strategic Vision" as the first of its
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            vol. 1, no. 1 (June 27, 2022).  You can find all  three of these papers on MITRE's website
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      <pubDate>Thu, 30 Jun 2022 03:02:56 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/china-s-strategic-vision</guid>
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      <title>U.S. Diplomacy and Deterring China in the Taiwan Strait</title>
      <link>http://www.newparadigmsforum.com/u-s-diplomacy-and-deterring-china-in-the-taiwan-strait</link>
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            Below are remarks Dr. Ford delivered on June 21, 2022, to a conference on "Deterring China in the Taiwan Strait" sponsored by the National Institute for Public Policy.
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           Thank you to Dave [Trachtenberg] and Keith [Payne] for the chance to discuss the National Institute for Public Policy’s new study on “Deterring China in the Taiwan Strait,” Journal of Policy and Strategy, vol. 2, no. 2 (2022).  This study is a real contribution at an important time, and I hope it is widely read.
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           The NIPP study makes quite a few good points, among them the importance of “tailoring” deterrence to the adversary, and the challenges the United States now faces as a result of its collective drift away from taking great power competitive strategy seriously for an entire generation – during which China has been preparing itself for us.  The document also commendably draws attention, to such things as the role that limited missile defenses can play in reducing adversary incentives to engage in nuclear weapons use as a tool of escalation dominance, the importance of more effectively countering Chinese Communist Party (CCP) propaganda and influence operations, the need to adopt better-coordinated approaches to denying China access to sensitive technologies, the need to expand the United States’ range of forward-deployable nuclear systems (e.g., SLCM-N) in response to China’s build-up, and the imperative of augmenting Taiwan’s capabilities and making it more thoroughly “indigestible” to potential Chinese invaders.
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           For my own contribution to this discussion – and with the caveat that these are my personal views and I speak here only for myself – I’d like to flag a couple of further points suggested by the NIPP study, and which I think are of significance from the perspective of U.S. alliance and partner relationships.
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           The study focuses with special emphasis on the idea of denying China its “theory of victory” in the military arena.  But such an approach also works well in peacetime competition.
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           In peacetime competition, we don’t need everyone in the Indo-Pacific to jump to our tune.  That’s China’s objective, not ours.  The CCP’s ambition is to craft a Sinocentric region – and indeed a Sinocentric world: one in which everyone tips their hat and kowtows appropriately to the CCP in some kind of modernized version of the Middle Kingdom’s ancient tributary system.  In such a system, all infrastructural, political, economic, and diplomatic ties are essentially “hub-and-spoke” relationships tying everyone asymmetrically back to a China that sits at the center of everything.
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             That the CCP’s vision.  But we don’t need to dominate the Indo-Pacific like that.  We just need to deny China the Sinocentric hegemony it wants, by helping the states of the region – and farther afield – remain independent and autonomous, minimizing their dependency upon and associated risk of coercion by Beijing, and forestalling their tributary subjugation. 
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           China only “wins” if it ties states in the region asymmetrically to itself and exploits that dependency for leverage in making everyone defer reflexively to CCP desires.  We “win” merely by helping other states retain their freedom of action, and by building ways in which they can interact with the world and thrive with minimal exposure to Chinese coercion.
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           The study makes a strong point about how we could help deny China its Sinocentric theory of victory in this aspect of the peacetime competition by promoting the establishment of an ever-stronger “latticework” of cross-cutting relationships between states in the region that have strength and vitality in ways that don’tinvolve China.  I agree with that point, as I made clear in 
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             But here’s what I’d like to stress today: as the “latticework” concept illustrates, success in peacetime competition with China is by definition not something that the United States can do alone.  If we do not cultivate relationships and approach competitive challenges in close collaboration with a wide network of foreign allies and partners, that means “losing.” 
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           To put it another way, if we ignore or cold-shoulder our friends, we do China’s work for it in diminishing the United States’ influence and role in the region and in the world, and in helping pave the way for a new Sinocentric order.
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           Similar arguments about the importance of working with others, moreover, can be made for peacetime competition in technology and economic power, where “
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           ” will be ever more critical to our success.  There, too, despite all the strategic ground Western states have lost over the years through incautious high-technology exports that maximized short-term profits in China at the cost of long-term strategy, we can still be effective in blunting the problematic aspects of China’s advances if and to the degree that we act in concert with other sophisticated technology possessors in the developed world.  But even as powerful as we are, we have only a modest chance to do so if we try to act alone.
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             Needless to say, alliances and partnerships are also crucial in the military context, as the NIPP study makes clear.  But their importance goes beyond simply the concrete capabilities that our friends could “bring to the fight” if it came to it.  CCP leaders are big believers in “Comprehensive National Power” (CNP) calculations, and they appreciate the degree to which international relationships are an important facet of a country’s power. 
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           The perception that things in the Indo-Pacific are moving China’s way, therefore, is seen not just as a result of China’s rise but also – in a sort of positive feedback loop – as a factor that CCP officials expect to accelerate that rise.  Some momentum, in other words, helps beget more momentum.
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             So far, this “nothing succeeds like success” dynamic is perceived as helping China.  Indeed, perceptions of favorable momentum are probably fueling Xi Jinping’s adventurism.  But it also follows from such thinking that “nothing fails like failure.”  To the degree that our improved engagement with allies and partners can blunt or reverse impressions of Chinese momentum, therefore, this could itself be seen as a shift in trends contributing to the “correlation of forces,” with potential implications in reducing China’s odds of success not only in peacetime competition but in potential conflict as well. 
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             This is thus another way in which good diplomatic relationships contribute to deterrence.  Stronger U.S. relationships contribute to American CNP, as it were – and in Chinese strategic thinking, countries with superior CNP tend to win wars, while those with inferior CNP to lose them.  (Notably, through the prism of the CCP’s modern legitimacy narrative, China’s failure to elicit awestruck tributary deference in regional states might also be taken to signal some defect in the Party’s virtue – a potentially very dangerous flaw in the pseudo-Confucian narrative of benevolent omnicompetence the CCP has tried to construct for itself.) 
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           Accordingly, active engagement and diplomacy – working closely with U.S. allies, partners, and friends – are crucial no matter how you slice it. 
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           Don’t get me wrong.  One might wish the United States were still in a position in which to some extent we had the luxury of not needing allies and partners all that much: the kind of unquestionably dominant, military, economic, technological, and diplomatic “hyperpower” position that we enjoyed after the end of the Cold War.  But this is no longer that world.  In this world, competing effectively with China requires us to have friends, and to work with them.
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           I know full well how frustrating and challenging alliance and partner relationships can sometimes be, and how even traditionally close foreign counterparts do not always see eye to eye with American officials.  Nevertheless, if we want to succeed in our peacetime competition with China and blunt the threats it presents to the free and open international system we prize so dearly, if we want to deter Chinese aggression, and if we want to have the best possible chance to prevail in the event of conflict, we cannot do these things by ourselves.  If we want to succeed, real diplomacy is the cost of doing business – and a critical ingredient to denying China its Sinocentric theory of victory.
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           -- Christopher Ford
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      <pubDate>Tue, 28 Jun 2022 12:16:49 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
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      <title>Reimagining Cooperative Threat Reduction for Strategic Competition</title>
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            Below is an edited version of the remarks Dr. Ford prepared for the conference on “The Importance of Cooperative Threat Reduction Programs in 2022 and Beyond” held by
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                    First of all, to Ken Myers and Tom Callahan, thank you for inviting me to this discussion about the future of the Cooperative Threat Reduction (CTR) program.  I shall just be offering my own personal opinions today, and do not speak here for anyone other than myself.   Nevertheless, this is an intriguing topic, for I think we really are at an important inflection point at which some “reimagining” of CTR is probably in order.
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                     Cooperative Threat Reduction, of course, has a long and illustrious history.  Indeed, since the original legislation by that name authored by Senators Richard Lugar and Sam Nunn in 1991 – in response to the collapse of the USSR and the danger that weapons of mass destruction (WMD) and related materials and technology might fuel a horrific explosion of WMD proliferation – CTR has had great successes in accounting for, consolidating, securing, and indeed eliminating WMD, as well as in reducing the incentives that might otherwise be felt by WMD scientists in the former Soviet Union to take their services elsewhere. 
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                     To be sure, not everything went perfectly.  As U.S. officials warned 
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           , Russian assistance and weak export control enforcement still ended up allowing Iran to acquire Russian help that was “crucial” to Tehran’s missile program and nuclear weapons efforts.  And while it’s certainly good that the former USSR’s nuclear weapons scientists were enticed not to decamp en masse for Tehran, Baghdad, or Pyongyang, it’s hard not to wish so many of them hadn’t used our subsidies to remain in the nuclear weapons business at home in Russia.  I’m very glad more didn’t leave, mind you, but I’d sure be happier if they had switched to a different line of work entirely, instead of keeping the Russian nuclear weapons sector alive during the fallow years and providing a talent pool that the 
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                     But nothing ever goes perfectly in this world, and don’t mistake my words as an indictment of CTR.  We are all much safer today than we would have been without the money, effort, talent, and hard work that has gone into CTR projects over the last 30 years.  CTR’s list of accomplishments in securing and even eliminating many of the world’s most dangerous weapons and materials is extraordinarily impressive.  And I thus thank and congratulate those involved CTR’s important work over the years – including my old Senate staff confrere, CRDF Global’s own Ken Myers – for all that they have done. 
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                     That said, it is nonetheless worth thinking about where CTR goes next.
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                     CTR was, of course, initially an emergency expedient in response to the proliferation potential of the former Soviet arsenal as the USSR collapsed, and to realizations about just how careless and irresponsible the Kremlin had become in controlling and securing WMD-related items and materials.  In its DNA, as it were, the CTR program is an institution of a post-Cold War security environment in which strategic competition between well-established major powers seemed to have waned, and in which preventing new-power proliferation threats and WMD-related terrorist threats lay at the center of the international security agenda. 
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                     To be sure, CTR’s nonproliferation agenda remains extremely important.  Wherever they may be, WMD-related materials, equipment, and know-how need to be secured against loss, theft, or misuse, and I have no doubt that much still remains to be done around the world in this regard. 
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                     Even after the Russians rejected further CTR cooperation in 2013, for instance, the Defense Threat Reduction Agency (DTRA) continued to do good work elsewhere, such as in its 
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           Biological Threat Reduction Program
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            (BTRA).  And it is very important to ensure that no more dangerous and bellicose regimes like North Korea and Iran – not to mention non-state actors such as terrorist organizations – are able to take advantage of lax security and porous export control regimes to acquire WMD capabilities.  Accordingly, I hope that whatever “CTR 3.0” ends up looking like, Cooperative Threat Reduction programming will continue such such work.
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                      Yet I think that we need to do some “reimagining” nonetheless.  The world of relatively benign and cooperative great power relationships that U.S. and other Western leaders felt they inhabited after the end of the Cold War – and which they seem to have assumed would continue in perpetuity – is unfortunately notthe one we live in today. 
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                       Moreover, in a world in which nuclear-armed revisionist near-superpowers ruled by brutal thugs threaten their smaller neighbors and commit genocide on each end of the Eurasian landmass in ways unprecedented since Adolf Hitler was alive, WMD proliferation to nasty small fry no longer sits unchallenged at the top of the global threat list as it did during most of CTR’s history. 
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                      My question for this audience, therefore, is: can we “reimagine” CTR in ways that will help with strategic competition threats?  Can we find ways for the experience, talent, and methods CTR developed against proliferation threats also to advance international security against threats from great power adversaries? 
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                      I think we can, and I think we should. 
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                     I’m very encouraged by what the other panelists have said so far about CTR’s future in this regard.  At the Bureau of International Security and Nonproliferation (ISN) when I was there (2018-21), it was one of my signature policies as Assistant Secretary to leverage ISN’s nonproliferation-related skills and capabilities (
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           e.g.
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           , national security export controls on sensitive technologies, the dismantling of proliferation networks, the imposition of sanctions, and global capacity-building programming to help U.S. partners be better partners) in support of U.S. competitive strategy against great power adversaries, and I’d love to see CTR do likewise.
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                     Beyond what has been said already, however, I’d like to offer a few additional thoughts. 
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                     To build on their remarks, therefore, let me offer three potential additional ways in which a “New Model CTR” could help.
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            First, a great deal of work needs to be done around the world in helping friendly states “harden” themselves against cyber intrusion and potentially disastrous cyber attack. U.S. intelligence officials have been 
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            warning for years
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            , for instance, that Russia and China have both been building up their cyber capabilities, not just for espionage or technology theft – though that’s of course been 
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            occurring on an epic scale
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              too – but also as a tool useful both for strategic coercion and for warfighting as a result of its potential to cause disruptive and even catastrophic cascading effects against civilian critical infrastructure. 
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           Cooperative Threat Reduction could develop a new line of work in cybersecurity and cyber-resilience capacity-building, thus supercharging those U.S. and allied efforts already underway and helping make the many countries of the world targeted by the great power revisionists much more able to protect themselves, and more resilient in the face of cyber assault.
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            Nor, in fact, need such CTR capacity-building programming limit itself specifically to the cyber arena. After all, civilian critical infrastructures around the world face many threats – not least that of collapse under shocks and stresses presented by natural disasters, especially as such infrastructures face increasing burdens and strains as a result of climate change. As my second point, therefore, I also envision a potential future for CTR in capacity-building programming devoted to critical infrastructure resiliency in the physical sense. 
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           This could provide tremendous benefits to people all around the world, truly “reducing threats” through cooperative engagement.  And because brittle and stressed infrastructures are also ones that are vulnerable to deliberate shocks as well as natural ones, prioritizing such work in friendly states threatened by potential Russian or Chinese aggression could actually strengthen deterrence as well.  A country the civilian infrastructure of which is more resilient and can be more easily restored in the event of attack is a country that will be less easily cowed by the threat of aggression. 
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            Third, there may be things that CTR capacity-building programming can do in helping reduce China’s ability to exploit and manipulate the states of the developing world through usurious loans and infrastructure projects that entangle those countries in webs of debt and dependency that Beijing uses to extort political concessions, undermine their sovereignty, and rope them into Sinocentric vassalage. 
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           If such relationships with China are undertaken in full awareness of the consequences – or perhaps just because one rather likes the bribes and kickbacks that Chinese salesmen may offer – then I suppose there may not be that much CTR could do to help. 
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           But what if, when presented with too-good-to-be-true offers by China’s globe-trotting snake-oil salesmen, leaders in the developing world were better equipped to evaluate projects using cutting-edge, data-driven cost-benefit models of technical and economic merit?  What if they were better equipped to judge “Belt and Road” proposals on the basis of international “best practices” for environmental, safety, and social justice impact?  What if they were better equipped to oversee such projects with an effective regulatory apparatus that has the interests of their people in mind rather than merely the profits and strategic calculations of Communist Party planners in a foreign capital thousands of miles away? 
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           I suspect that CTR-style capacity building programming could have a useful role to play in helping here, too – and in ways that would significantly benefit populations in the developing world, while also reducing the global security threats presented by what one might call “neoimperialism with Chinese characteristics.”
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                     In sum, while the traditional nonproliferation mission of CTR programming remains important, today’s threat-filled world is notably different from the one into which CTR was born.  The threats CTR was established and structured to reduce have been joined by others that badly need to be met as the geopolitical pathologies of great power revisionist aggression have once more reared their heads. 
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                     I believe CTR can help with these new threats – which are in some respects quite old sorts of threats, merely now coming all too unfortunately back into the foreground – by leveraging its skills and experience against these challenges as well.
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           Thank you.
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           -- Christopher Ford
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      <pubDate>Fri, 24 Jun 2022 21:09:53 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/reimagining-cooperative-threat-reduction-for-strategic-competition</guid>
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      <title>A Research Vision for an American Transportation Future</title>
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           In June 2022, the MITRE Corporation released a new paper on "A Research Vision for an American Transportation Future," written by Dr. Ford and his MITRE colleagues Nadya Huleatt, Jillian Humphreys, and Becca Lehner.  In it, they offer a novel, human-centric analysis and vision statement for the kind of research agenda needed to take advantage of emerging possibilities for the future of transportation in the United States.  You can download a copy of their MITRE "think piece" by using the button below. 
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      <pubDate>Thu, 23 Jun 2022 02:53:53 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/a-research-vision-for-an-american-transportation-future</guid>
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            Dr. Ford's paper on U.S. partnership relationships in the Indo-Pacific -- entitled "Building Partnerships Against Chinese Revisionism: A 'Latticework' Strategy for the Indo-Pacific" -- was published by the National Institute for Public Policy in June 2022 as part of its
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           Occasional Papers
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            series (vol. 2, no. 6).  You can find it on NIPP's website
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           here
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           , or use the button below to download a PDF.
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      <pubDate>Fri, 10 Jun 2022 21:51:40 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/building-partnerships-against-chinese-revisionism-a-latticework-strategy-for-the-indo-pacific</guid>
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            Dr. Ford's article on "Conceptualizing Cyberspace Security Diplomacy" has been published in the U.S. Army Cyber Institute's
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           Cyber Defense Review
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            , vol. 7, no. 2 (Spring 2022).  You can access it on the CDR's website
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           here
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           , or use the button below to download a PDF. 
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      <pubDate>Wed, 18 May 2022 23:39:34 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/conceptualizing-cyberspace-security-diplomacy</guid>
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      <title>Rethinking Multilateral Controls for a Competitive World</title>
      <link>http://www.newparadigmsforum.com/rethinking-multilateral-controls-for-a-competitive-world</link>
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            Dr. Ford's article on "Rethinking Multilateral Controls for a Competitive World" -- an examination of the history and potential future of multilateral national security export control regimes in a world of great power competition -- was published by George Mason University's 
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           National Security Law Journal
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            , vol. 9, no. 2 (2022).  You can find the article online
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           here
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          , or use the button below to download a PDF.
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      <pubDate>Wed, 18 May 2022 01:03:01 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/rethinking-multilateral-controls-for-a-competitive-world</guid>
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      <title>Advanced Reactors, Global Nuclear Commerce, and Safeguarding Our Future</title>
      <link>http://www.newparadigmsforum.com/advanced-reactors-global-nuclear-commerce-and-safeguarding-our-future</link>
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           On April 8, 2022, Dr. Ford participated in an event at the University of Michigan for the rededication of the "
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           Michigan Memorial Phoenix Laboratory
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           ," a nuclear research institute and war memorial established at the University dedicated to to advancing the peaceful uses of nuclear energy for the welfare of the human race. 
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            For his portion of the event, Dr. Ford was interviewed by
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           Dr. Sola Talabi
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            of Michigan's Department of Nuclear Engineering and Radiological Sciences.  The daylong event was recorded, and can be found via the University's website
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           here
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           .  Dr. Ford's discussion with Dr. Talabi runs from about 1:42 to about 2:13 of the video recording, which you can play using the button below.
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      <pubDate>Wed, 20 Apr 2022 11:24:04 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/advanced-reactors-global-nuclear-commerce-and-safeguarding-our-future</guid>
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      <title>Exporting Censorship: The Chinese Communist Party Tries to Control Global Speech about China</title>
      <link>http://www.newparadigmsforum.com/exporting-censorship-the-chinese-communist-party-tries-to-control-global-speech-about-china</link>
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            The National Security Institute at George Mason University's Scalia Law School has published a new
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           Law and Policy Paper
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          by Dr. Ford, co-authored with Dr. Thomas Grant on the subject of China's efforts to export censorship worldwide.  You can find this paper on the
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            ﻿
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          NSI website
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           here
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           , or use the button  below to download a PDF.
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      <pubDate>Sun, 10 Apr 2022 20:44:14 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/exporting-censorship-the-chinese-communist-party-tries-to-control-global-speech-about-china</guid>
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      <title>A Four-Faction Heuristic "WXYZ" Model for Exploring U.S. Arms Control and Disarmament Politics</title>
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            On March 31, 2022,  Hoover Institution Press published Dr. Ford's essay "A Four-Faction Heuristic 'WXYZ' Model for Exploring U.S. Arms Control and Disarmament Politics" in its essay series. 
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          In this
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           paper, Dr. Ford
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          offers a model to help explain US arms control policy and politics over the last two decades. In this framing, policy decisions are the result of contestation, bargaining, and coalition dynamics between four “WXYZ” factions within the policy community, ranging from dovish “Ws” to hawkish “Zs.”  This schema can illuminate major US arms control policy debates and decisions over the last generation.  You can find the essay on Hoover's website
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    &lt;a href="https://www.hoover.org/sites/default/files/research/docs/ford_webreadypdf.pdf" target="_blank"&gt;&#xD;
      
           here
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          , or use the button below to download a PDF.
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            ﻿
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      <pubDate>Thu, 07 Apr 2022 00:12:46 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/a-four-faction-heuristic-wxyz-model-for-exploring-u-s-arms-control-and-disarmament-politics</guid>
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      <title>Revisionist Challenges to Arms Control</title>
      <link>http://www.newparadigmsforum.com/revisionist-challenges-to-arms-control</link>
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           Dr. Ford presented these remarks on March 18, 2022, at the conference on “Nuclear Deterrence and Strategic Stability: What Have We Learned?” held at the University of Virginia.
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           Thank you for inviting me.  It’s a pleasure to be here, and to be seeing Eric [Brewer], Tom [Countryman], and Kier [Lieber] in person once again after a long while.  For my contribution this morning – which of course represents only my personal views – I’d like to offer some thoughts about the challenges facing the arms control enterprise at this point in history. 
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           In particular, I would like to emphasize three problems that recent events seem to be accentuating: 
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             First, the problem of
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            compliance enforcement
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            : the difficulty the arms control enterprise faces in ensuring that treaties are actually followed, and that violations are met with effective responses. 
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            Second, the problem of the “
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            offensive nuclear umbrella
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            ”: the use of nuclear weapons threats to create tactical “space” in which to engage in regional aggression – in effect, by encouraging the belief that any effort to stop an aggressor will result in nuclear war. Such strategies, therefore, attempt to use nuclear weapons not to deter aggression but actually to enable it.
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             Third, the problem of
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            strategic revisionism
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            : the apparent fact that some countries sometimes do not want the broad strategic stability that it is traditionally the objective of arms control diplomacy to promote. 
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           These challenges, in fact, are not really separate ones, for the particular compliance problems of most salience today and the problem of the “offensive umbrella” are in some sense results of the problem of revisionist strategic ambition – which raises its head with both Russia and with China.  So let’s look at this problematic three-way interdependency in more detail.
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            The Russians began violating the Intermediate-range Nuclear Forces (INF) Treaty in 2008, moving thereafter from illegal flight-testing to initial operational capability and then to full-scale production and the deployment of multiple battalions of prohibited missiles over the course of more than ten years before the United States withdrew from that agreement as a result of this Russian cheating.  And though Russia essentially never complied fully with the terms of the Open Skies Treaty after it came into force in 2002, the United States did not begin treaty-compliant countermeasures until 2017, and did not withdraw until late 2020.  Russia also “suspended” its observance of the Conventional Forces in Europe (CFE) Treaty in 2007, basically ignoring that instrument for years thereafter before finally ending any pretense of participation in 2015 – a year after the Russian army had invaded and annexed parts of Ukraine. 
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           These issues are of particular salience today as the Putin regime commits almost daily war crimes in Ukraine while trying to insulate itself from accountability by rattling the nuclear sabre to scare off Western pushback while he relitigates what has called the “
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           greatest geopolitical catastrophe of the [20
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            th
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           ] century
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          ” by building a network of puppet states under the Kremlin’s thumb through subjugating the independent sovereign democracies that emerged around Russia’s periphery after the end of the Cold War. 
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          Russia’s moves against Ukraine are also dealing dangerous blows to the nonproliferation regime in service of his grimly predatory ambition, by making a cruel mockery of the 
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           1994 Budapest Memorandum
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          .  As your audience may recall, that memorialized the diplomatic deal in which Ukraine gave up the nuclear weapons left on its soil by the collapse of the USSR in return for which, among other things, Russia promised to “respect the Independence and Sovereignty and the existing borders of Ukraine” and to “refrain from the threat or use of force against the territorial integrity or political independence of Ukraine.”  Against this backdrop, Putin’s war in Ukraine almost looks like an advertisement for nuclear weapons possession, which is yet another terrible effect of Russian aggression.
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           Putin has, it now seems, taken advantage of arms control constraints that bind others while he himself violated them in order to strengthen the “offensive nuclear umbrella” under which he is trying to create his own sad, corrupt, and kleptocratic knock-off of the Soviet Empire. 
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           Significantly, the Kremlin’s aggression-facilitating nuclear threats today involve, in part, both (a) intermediate-range nuclear weapons Russia built in violation of the INF Treaty, as well as (b) shorter-range nuclear weapons that Moscow built after refusing to comply with its promises under the Presidential Nuclear Initiatives (PNIs) of the 1990s.  And under that “umbrella,” moreover, Putin is now massacring Ukrainian civilians with forces he built up on Ukraine’s borders – an invasion force of which he publicly denied the existence until ordering it into action – in ways that make rather a joke of the ideas behind the CFE Treaty as well.
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           The regional nuclear asymmetries that Putin seems to think he can rely upon to create space for aggression, in other words, are ones he was able to worsen by breaking Russia’s arms control promises with essential impunity for many years – building capabilities that today permit him to threaten the theater use of nuclear weaponry while indulging in military brutality against his neighbors.
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           Thus are the arms control problems of compliance enforcement, nuclear-enabled conventional aggression, and strategic predation all wrapped together in a really very ugly bundle.
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           Nor, by the way, is this in a sense just a Russian problem.  China, after all, is refusing to contemplate involvement in arms control at all, for arms limits would restrict its ability to build up its strategic and other nuclear forces in its bid for hegemony on at least the regional level.  You can’t accuse China of being an arms control cheat, I suppose, because it won’t make any such promises to begin with, but that’s not precisely a badge of honor – especially since Beijing is 
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           rapidly expanding its nuclear forces
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            in an apparent effort to create its own “offensive umbrella” in the Indo-Pacific that could give it more freedom to turn its neighbors into tributary states, perhaps starting with a Ukraine-style invasion of Taiwan.
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            This suggests to me that the fundamental problem of arms control in the contemporary world is in a sense actually exogenous to the arms control process itself.  It doesn’t relate to the challenges of institutional design or negotiation that arms controllers like to debate – such as whether a certain capability should be covered, at what level caps should be set, or what should be said in a verification protocol. 
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            It’s much deeper than that.  The problem is that of strategic revisionism: the awkward fact that countries sometimes do not want geopolitical stability in the first place, or that they may seek to leverage strategic stability to enable regional aggression. 
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           The classic example of this problem, of course, is arms control during the 1930s, during which period Nazi Germany, Fascist Italy, and militarist Imperial Japan all pulled out of the global arms control and disarmament process that had begun with the League of Nations and with the Washington Naval Conference in the early 1920s. 
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           Those authoritarian regimes repudiated the arms control enterprise of their day not as a result of some defect in arms control negotiating, but simply because they did not share other powers’ objective of preserving stability.  Each of those states had by the mid-1930s become a revisionist power, whose tactical objectives revolved around building up military power and whose strategic objective was territorial self-aggrandizement on an epic scale.  In geopolitical terms, in other words, they wanted instability – that is, to upend the existing international order to their advantage, and they didn’t mind using force to achieve this.  This doomed the interwar arms control and disarmament regime.
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            The salient question today, therefore, is the degree to which America’s would-be arms control counterparties actually want the sort of strategic stability that arms control aspires to foster.  Are Vladimir Putin and Xi Jinping interested in serious and constructive arms control?  Or is their role vis-à-vis the modern arms control world that of Adolf Hitler, Benito Mussolini, and the Japanese militarists of the 1930s? 
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           So far, the signals are not encouraging, which raises huge questions about the future of the arms control enterprise – and ones that cannot so conveniently be blamed upon the choices of some prior U.S. administration one dislikes, or upon the toxicity of present-day American arms control politics.  The locus of the problem lies with policies and strategies originating in the Kremlin and the Chinese Communist Party’s leadership compound in Zhongnanhai.
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           It is thus an open question whether effective arms control is actually available right now, or perhaps for some while.  We ignore these dynamics at our peril.
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           Thank you.
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           -- Christopher Ford
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      <pubDate>Sun, 20 Mar 2022 15:54:25 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/revisionist-challenges-to-arms-control</guid>
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      <title>Ten Percent Happier: The Elephant in the Meditation Room Podcast</title>
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      <description />
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            The  journalist
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           Dan Harris
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          interviewed Dr. Ford for an edition of his "
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    &lt;a href="https://www.tenpercent.com" target="_blank"&gt;&#xD;
      
           Ten Percent Happier
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           " podcast (#420 in Harris' series), which was released on February 21, 2022.  In this discussion, Harris and Ford discuss the possibility of a Buddhist conservatism, the parlous current state of U.S. politics, and some Zen-inspired tools for coping with day to day life.
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            You can listen to "Ten Percent Happier" #420 by clicking
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    &lt;a href="https://www.tenpercent.com/podcast-episode/christopher-ford-420" target="_blank"&gt;&#xD;
      
           here
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           . 
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      <pubDate>Wed, 02 Mar 2022 01:39:59 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/ten-percent-happier-the-elephant-in-the-meditation-room-podcast</guid>
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      <title>The National Science Foundation and the New Frontier of S&amp;T Diplomacy</title>
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            Along with three MITRE Corporation colleagues, Dr. Ford published an article on Science and Technology (S&amp;amp;T) diplomacy in the February 23, 2022, edition of the
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    &lt;a href="https://www.aaas.org" target="_blank"&gt;&#xD;
      
           American Association for the Advancement of Science
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            's online journal,
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           Science and Diplomacy
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            .  You can find the article
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    &lt;a href="https://www.sciencediplomacy.org/article/2022/national-science-foundation-and-new-frontier-st-diplomacy" target="_blank"&gt;&#xD;
      
           here
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            on the AAAS website, or download a copy using the button below.
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      <pubDate>Wed, 02 Mar 2022 01:15:24 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/the-national-science-foundation-and-the-new-frontier-of-s-t-diplomacy</guid>
      <g-custom:tags type="string" />
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      <title>Deterring or Dissuading NPT Withdrawal: Lessons for the Like-Minded</title>
      <link>http://www.newparadigmsforum.com/deterring-or-dissuading-npt-withdrawal-lessons-for-the-like-minded</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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            Dr. Ford's article on "Deterring or Dissuading NPT Withdrawal: Lessons for the Like-Minded" has been published in the
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           Fletcher Forum of World Affairs
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            , vol. 46, no. 1 (Winter 2022).  You can access the article online via the
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           Fletcher Forum
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            website by clicking
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    &lt;a href="https://static1.squarespace.com/static/579fc2ad725e253a86230610/t/62100033f836b935f0872de3/1645215795832/46-1_3_Ford.pdf" target="_blank"&gt;&#xD;
      
           here
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           , or download a copy using the button below.
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      <pubDate>Tue, 22 Feb 2022 01:50:42 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/deterring-or-dissuading-npt-withdrawal-lessons-for-the-like-minded</guid>
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      <title>Defending Taiwan: Defense and Deterrence</title>
      <link>http://www.newparadigmsforum.com/defending-taiwan-defense-and-deterrence</link>
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      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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           The National Institute for Public Policy published Dr. Ford's monograph on "
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           Defending Taiwan: Defense and Deterrence
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          " in February 2022, as the latest in its series of
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           Occasional Papers
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            (vol. 2, no. 2).  You can access the paper on NIPP website
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    &lt;a href="https://nipp.org/wp-content/uploads/2022/02/Vol.-2-No.-2-Ford.pdf" target="_blank"&gt;&#xD;
      
           here
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           , or download a copy with the button below.
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      <pubDate>Wed, 09 Feb 2022 13:49:35 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/defending-taiwan-defense-and-deterrence</guid>
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      <title>Law and Its Limits Left of Launch</title>
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      <description />
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            Dr. Ford's article, "Law and Its Limits Left of Launch" appears in the
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    &lt;a href="https://tjaglcs.army.mil/ja/mlr" target="_blank"&gt;&#xD;
      
           Military Law Review
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            , vol. 229, no. 4 (2021), a publication of the
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    &lt;a href="https://tjaglcs.army.mil/ja/" target="_blank"&gt;&#xD;
      
           U.S. Army Judge Advocate General's School
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           . 
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           In this article, Dr. Ford  explores international law relating to the use or threat of nuclear weapons, pointing out the legality of such threat or use.   He argues against efforts to expand the scope of the International Court of Justice's 1996 advisory opinion on that topic,  warning that a framing of legal advocacy  is  a flawed and potentially counterproductive way to approach disarmament issues that would be better addressed by security-focused planning and diplomatic engagement.
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           You can read Dr. Ford's article in full text below, or access a PDF by using the button below.
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  &lt;img src="https://irp.cdn-website.com/ce29b4c3/dms3rep/multi/MLR+article+page+1.png" alt="A white paper with a lot of text on it."/&gt;&#xD;
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           I.           Introduction
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           Passion is not invariably a fuel conducive to insight and cogency in either legal or policy analysis. To be sure, passion can unlock the availability of nearly endless reservoirs of energy, hard work, and dedication in those it animates, and it is obviously of great value in any effort to make the world a better place. Without great care, however, passion can lead one over the line into abandoning the perspective and the rigor that is essential to good analysis and improved understanding.
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           With apologies to the vipassana teacher and author Jack Kornfield—who popularized the term in a very different context—one might say that the “near enemy” of passion is fixation: an error that looks and feels perilously close to its twinned virtue, and into which it can be terribly easy to slip when earnestly pursuing the good. (Such an error is probably especially tempting in an era, such as our own, that seems not merely to reject the possibility of achieving real objectivity, but indeed to be increasingly contemptuous even of those who merely valorize its pursuitas a means to encourage honesty and clarity, and to distinguish between weaker and stronger lines of argumentation.) Questions of socio-political direction that elicit great passion are therefore not only essential and inescapable subjects for public policy debate, but also topics about which responsible leaders need to be constantly careful and self-aware precisely because ofand in proportion to the passion that such matters elicit.
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           In this author’s professional experience in the public policy community, at least, few topics elicit as much passion as the role, morality, and future of nuclear weaponry. Far too often, debate on such critical questions tends to cluster into mutually unintelligible “silos” of solipsistic argumentation that do not merely discount and dismiss contrary perspectives, but in some sense even deny their existence by assuming a priori that opposing views are not really legitimate perspectives at all, but rather crass rationalizations driven by discreditable or even sinister ulterior motives (e.g., ugly and atavistic warmongering or mindlessly craven appeasement and civilizational self-hatred, as the case may be) and thus not really worth even the oxygen expended in expressing them. If we are truly to deal with these questions—not just finding sensible answers today, but in fact developing approaches to handle such grave challenges that will be effective and sustainable overtime—we need to do better than simply talking past each other in reciprocal incomprehension and disgust.
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           To date, much scholarly work skeptical or dismissive of the legality of nuclear weaponry has had something of an aspirational air, as if seeking less to understand and describe international law than to find whatever legal arguments it can to buttress antecedent conclusions in pursuit of the longstanding policy objective of nuclear disarmament. (The lex ferenda of what it is felt the law should be in the future, in other words, is pervasively mistaken for the lex lata of what the law actually is.) For its part, work defending nuclear weapons possession sometimes slips into analogously axiomatic axe-grinding about the purportedly inevitable logics of geopolitical threat and nuclear response, and the corresponding impossibility that the law would, or could, decree anything at odds with such elemental realities.
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           For both sides—though it must be admitted that this is a particularly common failing in the disarmament community, in its efforts to use ostensibly legal discourse as a policy cudgel—the factor of “legality” sometimes seems to be viewed as having almost magical value, as if the Gordian knot of nuclear weapons and disarmament policy could be cut simply by the talismanic invocation of “the law” as a tool before which opponents must perforce cower in submission. To truly find a way forward, however, we need to do better than this.
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           In this article, I will take a view that both sides may find somewhat contrarian. I do not aim precisely to sidestep questions of legality, for as will be seen, I have clear views thereupon. What I hope to do, however, is to draw out how it is that fetishizing a definitive, all-solving “legal” answer to the nuclear weapons problem can lead us to miss the true challenge. I hope, also, to point to how we may be able to make more progress—specifically, toward the secure and stable nuclear weapons-free world that most participants in these debates claim to desire—by putting aside the framing of “legality,” at least for now. In its place, we should concentrate directly upon trying to ameliorate the substantive security challenges that drive real-world national leaders to feel that it is still, at the very least, premature to abandon direct or indirect reliance upon nuclear weaponry, irrespective of what various passionate legal writers and advocates may argue.
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           II.           Legality of the Threat of Nuclear Weapons Use
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           On one level, it is almost surprising to ask the question that is the central subject of this conference.
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           [1]
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            In essence, given that Article 2(4) of the United Nations (U.N.) Charter provides that “[a]ll Members shall refrain in their international relations from the threat or use of force against the territorial integrity or political independence of any state,”
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           [2]
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            we are asked: “If it is illegal to issue a first nuclear strike, is it similarly illegal to threaten to issue a first strike?”
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           [3]
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            This might certainly be said to be a foundational question for the entire enterprise of nuclear deterrence—which, of course, has for many decades revolved in large part around being willing to threaten nuclear attack, not merely in response to a nuclear strike, but also potentially in order to forestall devastating conventional or other non-nuclear attack or invasion.
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           Yet for the most part, the basic legal questions in play here have already been asked and answered, as it were, fully a quarter century ago by the International Court of Justice (ICJ) in its advisory opinion of July 1996.
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           [4]
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            Moreover, the question as presented in this conference also encodes a conditional statement—assuming that “it is illegal to issue a first nuclear strike”—that is itself not supported by the ICJ’s decision or any actual source of law. There being no reason to think the ICJ misunderstood the law in 1996 and no reason to think the law has changed, it is hard to imagine a legal reason to revisit the matter. The following pages will outline these points in more detail.
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           To begin, it is worth remembering what the ICJ actually said in its non-binding advisory opinion and what it did not. The question it had been asked was straightforward: “Is the threat or use of nuclear weapons in any circumstance permitted under international law?”
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           [5]
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            After an extensive evaluation of the arguments and briefs submitted by various parties, the Court reached a number of formal conclusions.
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           Most importantly, the ICJ declared that there was “in neither customary nor conventional international law” either “any specific authorization of the threat or use of nuclear weapons” or“any comprehensive and universal prohibition of the threat or use of nuclear weapons as such.”
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           [6]
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            Having thus ruled out such a direct answer to the question presented, the Court declared that any threat or use of nuclear weapons would be unlawful if it did not comply with Article 2, paragraph 4, of the U.N. Charter, or if it failed to meet the requirements of Article 51.
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           [7]
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            It also made clear that any threat or use of nuclear weapons needed to be compatible with the requirements of the international law applicable in armed conflict, “particularly those of the principles and rules of international humanitarian law, as well as with specific obligations under treaties and other undertakings which expressly deal with nuclear weapons.”
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           [8]
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           In what has turned out to be its most controversial holding, the ICJ then opined that “the threat or use of nuclear weapons would generally be contrary to the rules of international law applicable in armed conflict, and in particular the principles and rules of humanitarian law.”
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           [9]
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            Nevertheless—and crucially—the ICJ’s 1996 advisory opinion also declared that “the Court cannot conclude definitively whether the threat or use of nuclear weapons would be lawful or unlawful in an extreme circumstance of self-defence, in which the very survival of a State would be at stake.”
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           [10]
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           In light of the passions aroused by the case, this careful phrasing was notably diplomatic, even to the point of disingenuousness. To see this, one must recall the longstanding understanding in international law that unfettered freedom of action for sovereign states is the default mode of the system, and that such freedom will only be limited where a clear legal rule can be identified to that effect. To international law experts, therefore, the ICJ’s holding was thus crystal clear, even if its wording may have helped to lead laymen to conclude that something remained ambiguous or unsettled. Since in international law anything not specifically prohibited is legal,
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           [11]
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            to say that one “cannot conclude definitively” that the threat or use of nuclear weapons would be unlawful in cases of existential threat is thus precisely the same thing as declaring that the threat or use of nuclear weapons is legal in such cases.
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           Notably, moreover, in light of the question presented for this conference—which seems to assume that “a first nuclear strike” would be unlawful—the Court said nothing to support this view. (One would search the 1996 opinion in vain, for instance, for the phrase “first strike” or references to concepts such as “preemption.”) To the contrary, as we have seen, the ICJ went out of its way to specify that nuclear weapons were subject to the same legal rules that all uses of force are subject.
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           Accordingly, it follows that there is also nothing special, in legal terms, about a nuclear strike being “first.” Its legality does not stand or fall depending on its “firstness,” as it were, but rather upon all the “regular” legal criteria involved in assessing the lawfulness of a use of force. Significantly, the law is not generally understood to preclude striking “first” in any use-of-force context, provided that appropriate criteria are met (e.g., the presence of an imminent threat), and under the ICJ’s 1996 holding this would be no different in the nuclear realm.
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           To be sure, some scholars have tried to argue that the enactment of Article 51 of the U.N. Charter erased prior understandings permitting anticipatory self-defense in case of imminent threat—such as the so-called Caroline formula, named after a nineteenth-century diplomatic dispute involving a vessel by that name.
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           [12]
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            Mary Ellen O’Connell, for instance, reads Article 51 as having entirely superseded earlier understandings.
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           [13]
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            She relies in making this argument, however, upon an ICJ case that she herself concedes did not actually consider the question of when self-defense actually begins,
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           [14]
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            and admits that her argument is not consistent with the actual text of Article 51 describing the right of self-defense as being “inherent”—an inconvenient fact that she dismisses with the offhand comment that the existence of a genuinely “inherent” right to self-defense would be “at odds with the Charter’s design”
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           [15]
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            as she interprets it.
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           [16]
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           The stronger position, by contrast, is that prior understandings of anticipatory self-defense did not evaporate with the adoption of the U.N. Charter, which merely supplemented the traditional law of self-defense with some additional rules applying to and between U.N. Member States (e.g., that one must report one’s use of force in self-defense to the Security Council). As noted, the text of Article 51 clearly describes the right to self-defense as being “inherent,” thus making clear that such a right already existed before and independent of the adoption of the U.N. Charter, and indeed arguably signaling that, as an “inherent” right, the Charter was powerless to abridge it in any event.
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           As we have seen, it is a foundational concept of international law that states enjoy a basic sovereign freedom that shall only be deemed to have been restricted where some clear rule of international law can be shown. Critics of anticipatory self-defense have not carried this burden, however, and the customary legal rule articulated in the Caroline principle clearly survives to the present day—a conclusion buttressed by references to the Caroline in both the Nuremburg and Tokyo war crimes trials held even “at the very time the [U.N.] Charter was drafted and entering into force.”
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           [17]
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           As Terry Gill and Paul Ducheine thus summarize it:
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           In both the nineteenth century and at the time the Charter was adopted, armed attack [giving rise to a right of self-defense] was considered to include clear and manifestpreparations, even the intention to attack in the proximate future, when their existence was supported by clear evidence.
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           . . . .
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           . . . [T]here is ample evidence that the right of self-defense contained an anticipatory element at the time the Charter was adopted and that it continues to do so now. In the absence of conclusive evidence that the law has been altered since the Charter entered into force, there is no reason to assume that anticipatory self-defense when exercised within the confines of the Caroline criteria has become unlawful.
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           In short, an armed attack was considered to have “occurred” at a time it was evident an attack was going to take place in the near future, even though this was well before any forces ever crossed the frontier, or even concrete measures—as opposed to preparations—had been taken to initiate an attack . . . .
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           [18]
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           Accordingly, “a State need not wait idly as the enemy prepares to attack. Instead, a State may defend itself once an armed attack is ‘imminent’” pursuant to international legal principles dating back at least to the Caroline precedent, which “has survived as the classic expression of the temporal threshold.”
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           [19]
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            (This is also the view of U.S. and British law-of-war authorities.
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           [20]
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           )
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           It is incorrect, therefore, to argue that a “first” nuclear strike would be per se unlawful, since there remains at least some potential scope for anticipatory self-defense here as in any other use-of-force context. Nor, in fact, would there be any requirement that an imminent threat justifying a first blow actually have to be a nuclear threat. (A nuclear weapons policy of “no first use” cannot intelligibly be shoehorned in here!) To the contrary, a sufficiently grave non-nuclear threat or combination of threats might also be perfectly adequate to justify nuclear use, provided that they actually rose to the specified level of creating an “extreme circumstance of self-defence, in which the very survival of a State would be at stake.”
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           [21]
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           There is thus nothing here that would preclude nuclear weapons policies such as those adopted by the United States over successive presidential administrations since the 1996 case. Significantly, U.S. official statements of nuclear weapons declaratory policy in recent decades have closely tracked the 1996 formulation describing the ICJ’s understanding of when nuclear weapons use would be lawful, making clear that nuclear weapons use would only be considered in “extreme circumstances” to defend the vital interests of the United States or its allies. This, for instance, is the position expressed in both the Obama Administration’s Nuclear Posture Review of 2010
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           [22]
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            and the Trump Administration’s similar 2018 Review.
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           [23]
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            Nuclear weapons policy statements by both Britain and France use this basic formulation as well,
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           [24]
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            and even Russian, Pakistani, and Indian formulations tend to use analogous terms.
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           [25]
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            All thirty countries that make up the NATO alliance, moreover, use such language in describing their reliance upon nuclear deterrence,
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           [26]
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            while even China’s supposed “no first use” nuclear weapons policy
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           [27]
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             inherently implies the possibility of responsive use—which is certainly not inconsistent with the ICJ’s “extreme circumstances” formulation but would be unlawful if nuclear weapons use were
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            per se
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           illegal. From the perspective of customary international law formation, therefore, it is surely significant that essentially all of the “States who are specially affected”
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           [28]
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            by the question of nuclear deterrence clearly endorse the “extreme circumstances” concept of lawful use; there is thus not even a whisper of new customary law formation here.
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           It follows, furthermore, that if the actual use of nuclear weapons in such extreme cases is not prohibited, it is necessarily not unlawful to threaten such use—provided, presumably, that one only threatens to use them in circumstances, or in a fashion, that would not contravene the U.N. Charter, law of armed conflict principles, or any other applicable rules, as noted by the ICJ. And indeed, as we have seen, the Court’s own phrasing also did not distinguish threat and use in any such way, speaking in its holdings of “the threat or use of nuclear weapons” together.
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           [29]
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           There is, therefore, no real question about whether the use of nuclear threats is a lawful way to deter either nuclear or non-nuclear aggression of a sort that could create the aforementioned “extreme circumstances.” Nor is there any reason to think the ICJ misunderstood the law in 1996. If anything, the Court actually overreached by going as far as it did, for it exceeded its authority in its final holding,
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           [30]
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            addressing the meaning of Article VI of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT).
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           [31]
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           Furthermore, there is no reason today to think that the law has changed in the intervening years. To be sure, a sizeable community of civil society activists and disarmament-minded governments has certainly been trying to create new rules under which nuclear weaponry would be flatly outlawed. This is the purpose, for instance, of the Treaty on the Prohibition of NuclearWeapons (TPNW).
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           [32]
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            To date, however, no nuclear weapons possessor has joined the TPNW, nor has any country that relies even indirectly upon nuclear weaponry for its security (e.g., a member of an alliance such as NATO that has a policy of nuclear deterrence).
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           So far, in fact, TPNW signatories include no state with any experience with or background in nuclear weapons questions whatsoever, with the arguable minor exceptions of South Africa (the government of which was carefully denied the opportunity to possess nuclear weapons by the apartheid regime’s dismantlement of such weapons before the transfer of power in 1994), Kazakhstan (which relinquished Soviet-era nuclear weapons that had been stranded in its territory by the collapse of the USSR, but which it could not maintain or likely actually employ in combat anyway), and Brazil and Libya (both of which in the past undertook nuclear weapons development efforts, in the latter case in violation of Article II of the NPT, but never actually manufactured a nuclear device). As noted, essentially all “specially affected States” in effect agree with the ICJ that nuclear weapons use can be lawful in extreme circumstances of self-defense.
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           In effect, therefore, the TPNW so far amounts to no more than a collection of states that have come together to promise in a new instrument to do what they were all already obliged to do by Article II of the NPT: namely, not to have nuclear weapons.
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           [33]
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            (Most TPNW signatories, moreover, are also already signatories to one of the various Nuclear Weapons Free Zone Treaties,
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           [34]
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           making the “ban” instrument doubly superfluous in legal terms.) Furthermore, all the nuclear weapons states and their allies have stated repeatedly and clearly not only that they will not join the new instrument, but also that they do not agree with the idea of a nuclear weapons ban in the first place (at least at this time) and that they feel there to be no legal obligation upon them in such respects
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           [35]
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           —thus undermining any basis for concluding that a norm of customary international law might be emerging. As a result, the TPNW changes precisely nothing with respect to the continuing validity of the ICJ’s 1996 opinion.
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           III.           Teleology and Subjectivity in International Law
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           Despite the clarity of the abovementioned conclusions, however—or perhaps precisely because of that clarity—disarmament activists in the legal community have spent a great deal of time working to revisit and to close the supposed “loophole” in the Court’s “extreme circumstances” holding in order to be able to declare nuclear weapons per se “illegal” after all. That they might imagine this “look again and try harder” approach to be a potentially promising one is perhaps not surprising.
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           International law has long had a flavor to it of both aspiration and improvisation. Many of its proponents, in fact, often seem to feel themselves part of a great teleological movement of law-creation and law-improvement—a world-historical progression that will in time end international law’s inferiority complex vis-à-vis domestic jurisprudence by closing the gap between the “thickness” and detail of domestic legal rule-sets and the (so far) still much sparser landscape of international jurisprudence.
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           The Finnish legal scholar Martti Koskenniemi memorably described this phenomenon in the E.H. Carr Memorial Lecture at Aberystwyth University in 2011, noting the “persistence of teleology” in international legal thinking ever since the field of international law was first established as a distinct professional practice in European law schools in the early nineteenth century. In his characterization, international law was from the outset infused with “the idea of progressive history” and retains this flavor even in today’s more cynical postmodern era, with international lawyers these days being “about the only group of human beings who still use the vocabulary of progress.”
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           [36]
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           The spirit of the international bar, as it were, is thus suffused with deep assumptions of progress in an “intrinsic teleology expressed by and accomplished through international law,” and in which legal practice “possesses an inbuilt moral direction to make human rights, justice and peace universal.”
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           [37]
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            To “do” international law, Koskenniemi contends, is often assumed to mean that one “operate[s] with a teleology that points from humankind’s separation to unity.”
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           [38]
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           [I]nternational lawyers . . . tend to be united in our understanding that legal modernity is moving towards what an influential Latin American jurist labelled in 2005 a new jus gentium uniting individuals (and not states) across the globe, giving expression to “the needs and aspirations of humankind” . . . [and in which] territorial systems are beingreplaced by intrinsically global, functional ones.
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           [39]
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           In this telling, the geopolitical tensions and existential rivalries of the Cold War represented something of an uncomfortable and unwelcome realpolitikal pause—a hiatus in which “international lawyers were compelled to modesty in their ambitions about international government.”
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           [40]
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            Nevertheless, given the enthusiasms in the field for relentless forward movement toward goals that it was everyone’s responsibility to help advance, “it was unsurprising when after 1989 they began to dust off the teleologies of the interwar period.”
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           [41]
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            Those intervening years of great power competition, it was felt, “had signified only a temporary halt in the liberal progress of humankind”—and the push to build a brave new legal order revived.
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           [42]
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           Nor was this desire for forward movement, it would seem, just about a perceived need to drive toward some kind of ideologically axiomatic global human end-state. The field of international law has also sometimes seemed to display an almost arriviste status desperation, with the relative “thinness” of international jurisprudence being perhaps something of an embarrassment in comparison to the depth and intricacy of the systems of domestic law with which we are all familiar within our own individual countries.
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           Moreover, unlike domestic legislation—in democracies, at least—the positivist enactments of sovereign states in broad multilateral conventions have also long quietly suffered from an intrinsic legitimacy deficit. After all, despite its teleological aspiration to unite all of humanity and perhaps supersede the state-territorial construct entirely, the international system has no particularly compelling ethical basis upon which to defend agreements arrived at “democratically” by state sovereign consent when so many of the diplomats who draft and sign international conventions are themselves representatives of regimes that have no actual democratic legitimacy themselves. There are, one imagines, relatively few multilateral agreements and institutions formed exclusively by national governments that can be said genuinely to represent the sovereign peoples over whom they rule and in whose name they purport to speak in international rulemaking.
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           [43]
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           Perhaps for these reasons, the claims made by legal scholars as to the existence of certain international legal rules in service of the teleology have sometimes advanced as much by willpower and passion as by meticulous demonstration. This can produce a kind of derivational slipperiness, under which international legal thinkers have sometimes been willing tocountenance law-creation through mechanisms unlikely to be accepted in a domestic jurisdiction.
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           Perhaps most prominent of these mechanisms can be seen in international legal doctrines of customary international law, which is said to be “independent of treaty law” and based upon the jurist’s conclusions about what appears to be “accepted as law.” Specifically, it is said, customary law can arise—considering, importantly but rather imprecisely, “the overall context, the nature of the rule, and the particular circumstances in which the evidence in question is to be found”—where there is “a general practice that is accepted as law.”
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           [44]
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            The combination of state practice and
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           opinio juris
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           , in other words, creates new law even where no state representatives have ever debated or enacted such a thing. If states act in a certain way and seem to think that doing so is legally required—as opposed to it just being a good idea, or simply necessary under the circumstances—then international lawyers deem that practice in fact to be mandatory.
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           This has a certain logic, one supposes, but it certainly is not the kind of thing that one imagines would be easily accepted in a domestic context. In some sense, moreover, customary law doctrine exacerbates the democratic deficit of international rule-making inasmuch as it not only allows the creation of new legal rules simply by aggregating the decisions of states irrespective of the democratic credentials of the decision-makers, but in fact permits such rule-creation to occur sub silentio, without express consideration and debate at all.
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            Another example can perhaps be seen in the doctrine of
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           jus cogens
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           : the idea that certain “peremptory norms” exist in international law such that countries will be bound by them even in the face of an express agreement to the contrary made through the very mechanisms of state-sovereign law-making that form the traditional default standard for international legal legitimacy.
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           [45]
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           The Vienna Convention on the Law of Treaties describes “a peremptory norm of international law” as “a norm accepted and recognized by the international community of States as a whole as a norm from which no derogation is permitted and which can be modified only by a subsequent norm of general international law having the same character.”
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           [46]
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             A treaty that conflicts with a
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           jus cogens
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            norm will be deemed void.
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           [47]
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           As for where these supernorms originate, however—and how one is actually to tell what their substantive content is—international legal theory provides little insight. To begin, such norms are not quite unchangeable foundational rules akin to natural law, inasmuch as they are said to be amenable to change as broad international conceptions of right and wrong evolve over time. Yet they do expressly prohibit states from “contracting out” of their strictures by the mechanisms of agreement that give rise to other international legal rules.
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           Precisely how
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            jus cogens
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            norms arise, what their content is at any given point in time, and how (and when) they can be said to have changed has never fully been explained. As one jurist described things at the time, for the drafters of the Vienna Convention, “the concept of jus cogens expressed some higher social need. . . . Ultimately, it was more society and less the law itself which defined the content of
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           jus cogens
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           .”
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           [48]
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           This conception of a “higher social need” that conjures up new, unbreakable legal rules (apparently simply because they are needed) suggests how close to the mark is Koskenniemi’s description of the international legal project as being motivated by teleological “progress of history” thinking—rather than, say, by rigorous principles of doctrinal stability, derivational rectitude, and procedural legitimacy. Ultimately, despite their benevolent intentions, peremptory norms thus necessarily remain somewhat mysterious, for they are creatures without definable legal pedigree or doctrinal grounding; we may not be able to explain them yet we think—to borrow a phrase—that we know them when we see them.
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           Ultimately, rules of
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            jus cogens
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            may derive from no conventional doctrinal “source” other than the “conscience” of the international community.
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           [49]
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           Yet, for all that, international lawyers defend their existence as the strongest and most urgent rules in the global system.
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           While it is certainly the case that domestic legal systems have themselves occasionally had recourse to analogously slippery and subjective standards even in interpreting foundational law—such as the U.S. Supreme Court’s occasional employment of a “shocks the conscience” standard in “substantive due process” cases under the United States Constitution
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           [50]
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           —such excursions into doctrinally unmoored subjectivity are invariably controversial, and are a surprising path for an international legal system that aspires to close its legitimacy deficit vis-à-vis the rigors of domestic jurisprudence. It would certainly seem strange to adopt as a general principle the view that things become illegal simply when one badly enough wants them to be, and it is not necessary to go as far as Anthony D’Amato—who suggests caustically that jus cogens may be essentially nothing more than a scam and a confidence game
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           [51]
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           —to suspect that something in the peremptory norms construct is at least slightly off.
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           Moreover, in contrast to domestic legal systems such as that of the United States—where activist movement of legal rules toward broad overall goals by unelected jurists is at least controversial—mechanisms for adding to the corpus of international law outside strict principles of state-sovereign consent are explicitly built into the international canon. The Statute of the International Court of Justice, for instance, explicitly provides its jurists with the opportunity to turn to sources of law beyond simply international conventions and even beyond customary law. Specifically, Article 38 of the Statute also allows judges to draw upon—and, impliedly, empowers them to make decisions about what qualifies as—“the general principles of law recognized by civilized nations”
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           [52]
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            and “the teachings of the most highly qualified publicists of the various nations,” albeit only as “subsidiary means for the determination of rules of law.”
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           [53]
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            Such ambitiously broad identification of potential “sources” for international law certainly sits strangely in a system doctrinally grounded in state-sovereign consent, and in which even decisions by international courts are not generally binding on states, or even binding as precedent upon such tribunals themselves.
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           [54]
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           Indeed, jurists even in ad hoc tribunals such as the International Criminal Tribunal for the Former Yugoslavia (ICTY) and the International Criminal Tribunal for Rwanda (ICTR) have sometimes flexed these muscles in filling gaps left by more conventional sources of law, as Alexandra Adams has detailed in her analysis of ICTY and ICTR jurisprudence concerning how to handle issues of sexual assault.
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           [55]
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            The problem for these courts in that respect was that “in international criminal law, no sexual abuse offenses exist” apart from the more specific crime of rape. Rather than merely draw attention to this gap and urge states to amend relevant conventions in order to permit prosecution for sexual assault that did not meet the definition of actual rape—thus “let[ting] it go unpunished” in the cases specifically before the tribunals—the ICTY and ICTR judges improvised, “letting go of dogmatically ‘clean’ solutions in favour of ‘feasible’ justice.”
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           [56]
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           In one case, Adams recounts, the chamber actually ended up adopting a legal definition that derived from no antecedent source of law at all: instead, the tribunal “had basically invented it itself.”
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           [57]
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           It may be difficult to fault the judges too much for such improvision under the circumstances, of course, and Adams indeed seems to approve. While criticizing the specific definitions adopted, for instance, she nonetheless applauds the ICTY, in particular, for developing “an important law-finding method, which allows the under-developed international criminal law to prove certain crimes” by letting judges “fill gaps in the actus reus of rape” by devising rules at least inspired by definitions used in various countries’ domestic law.
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           [58]
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            All the same, it is also difficult not to be struck by the degree to which a remarkable amount of international legal thinking appears to be little more than bootstrapping of a sort that its proponents defend as creativity in service of the noblest of ends but that critics would also not be too far wrong to characterize as “making up the rules you want.”
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           Returning to the topic of nuclear weaponry, therefore, it might seem entirely natural that dissatisfaction with the ICJ’s “incomplete” ruling against nuclear weapons in 1996 would lead to sustained calls to revisit the question. After all, in dicta in that case, even the ICJ itself had already engaged in at least a small excursion in support of disarmament objectives, by reading words into Article VI of the NPT beyond what its text actually said.
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           [59]
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            As described earlier, the meaning of Article VI had been neither briefed nor argued, and the ICJ had not been asked to examine the question; as a result, the Court was actually acting ultra vires—beyond its statutory authority—to address this at all.
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           [60]
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            In effect, therefore, the Court was improperly freelancing in deliberately misreading Article VI’s “obligation of conduct” as an “obligation of result.”
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           [61]
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            The ICJ’s judges, however, appear not much to have minded a bit of free-form inventiveness in a good cause: that holding was unanimously agreed.
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           So—one imagines the argument running today—why not today just opt to re-examine the 1996 question, improvise a bit further, and simply declare any threat or use of nuclear weaponry unlawful? Why scruple about cutting doctrinal corners when one can use the “law” as a solvent with which to wipe clean the stains of humanity’s mésalliance with nuclear weapons?
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           IV.           Reframing the Issue
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           To that question—and even if one does not find it in some sense offensive for lawyers to invent the legal rules they want when these cannot be found in accepted legal sources, conjuring them out of nothing on the fly precisely because they would not otherwise exist—this article would suggest at least two answers. The first relates to the integrity of the international legal system and the other to the actual prospects for nuclear disarmament.
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           A.           Law and its Legitimacy
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           First, reliance upon such bald invention risks damaging the legitimacy of an international legal system that already sometimes struggles to defend itself against charges that it is animated not by real respect for the rule of law but rather by a teleological political agenda that disregards its own doctrines whenever they get in the way of progress.
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           Nor is this just about potential risks to the legitimacy of international law at the margin, for on this issue—nuclear weaponry—such a judicial excursion would amount to meddling in strategic policy questions felt by some of the most powerful and consequential states of the international system, and their many allies, to have implications of existential importance. Indeed, precisely to the extent that the ICJ was correct in 1996 that the only really conceivable use for nuclear weaponry would be in “extreme circumstance[s] of self-defence, in which the very survival of a State would be at stake,” this is an arena in which international law would most delegitimize itself with a further teleological excursion against nuclear deterrence.
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           By purporting to tell those states that nonetheless rely upon such weapons that they must refuse to protect themselves from existential threats as they feel they must, such a doctrine would tend to pit “the law” against efforts to ensure national survival through deterring aggression. Can asking the latter to give ground to the former really foster the advance of international law?
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           From the perspective of those of a teleological bent who might hope that the Court would take the additional step of trying to “close” the remaining legal “loophole” and declare nuclear weapons entirely impermissible, the ICJ’s 1996 legal standard is thus, in effect, almost self-confounding. To the degree that states that still rely directly or indirectly upon nuclear weapons a quarter century after the 1996 opinion in fact agree with the Court’s assessment of the law, the very fact of their continued reliance necessarily signals that they feel these questions to have existential security implications. In this context, a “legal” pronouncement purporting to declare nuclear weapons illegal risks delegitimizing itself—and the broader corpus of international law—more than it stigmatizes those weapons themselves. The nuclear weapons problem, one might say, is insoluble by mere legal decree in direct proportion to the extent to which the ICJ was right in 1996 about the exigencies of those “extreme circumstances.”
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           This problem, moreover, has only gotten worse in the years since the ICJ case. The timing of that opinion, in fact, may not have been entirely coincidental. After all, that case was argued, and the decision rendered, in that happy post-Cold War period when so many of the world’s leaders seem to have imagined that great power strategic rivalry had become forever a thing of the past. The mid-1990s were a period in which the nuclear arsenals of the two former Cold War adversaries were being dramatically reduced as Washington and Moscow shed huge numbers of weapons that had become surplusage as a result of the relaxation of Cold War tensions and then the collapse of the USSR. At least in the U.S. case, in fact, these reductions continued through the first decade of the 2000s, even being accelerated to bring the U.S. nuclear arsenal down to less than one-quarter of its size at the end of the Cold War, and indeed to its lowest point since the Eisenhower administration.
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           [62]
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           As any who lived through them will remember, the post-Cold War years were a heady time for proponents of an optimistic, globalizing, progressive internationalism—a sort of “emancipatory cosmopolitanism”
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           [63]
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            that saw itself as both saving the world and building a new one. It was an especially buoyant time for disarmament activists, who had waited out the U.S.-Soviet arms race and the long decades of nuclear confrontation in sometimes all but indescribable fear and anxiety, but who now saw the superpowers’ Cold War arsenals plummeting, and a raft of new arms control and arms-prohibitory agreements being negotiated.
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           To be sure, even at that point, no nuclear weapons possessor that actually relied upon nuclear weapons for its security was willing to give them up. (Four ultimately did, but these exceptions tend to demonstrate the challenge. As noted above, South Africa relinquished a small extant nuclear arsenal not out of strategic benevolence but because its collapsing apartheid regime did not wish the African National Congress to inherit atomic weaponry, while three former Soviet republics relinquished weapons stranded on their soil by the Soviet collapse that they could neither maintain nor really use operationally.) Nevertheless, in the mid-1990s, optimism about the strategic availability of nuclear disarmament was very much in the air, and strategic competition felt like it could be ever thereafter viewed in the rear-view mirror. Under the circumstances, one might be forgiven for a willingness to have a conversation about the viability of full prohibition—or for leavening one’s judicial reasoning with a pinch of teleology.
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           A comparison to the present day, however, is therefore instructive. Unfortunately, contemporary circumstances—in this era of revived great power competition and emergent strategic instabilities and arms race pressures—seem almost tailor-made to support a case that the sort of “extreme circumstances” referred to by the ICJ in 1996 are all too imaginable. This seems true, furthermore, not merely for the direct competitors in today’s great power struggles, but also for smaller states who rely upon nuclear deterrence indirectly, through the military alliances they need for their security against the threats they face from the increasingly well-armed, assertive, and geopolitically revisionist authoritarian powers of Xi Jinping’s China and Vladimir Putin’s Russia.
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           The expansion of Russian and Chinese nuclear arsenals highlights this point simply. Moscow, for instance, is expanding its arsenal of non-strategic weapons—including weapons it retained despite dismantlement promises made to the United States in the 1990s, as well as the missiles it originally built in violation of the Intermediate-Range Nuclear Forces Treaty
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           [64]
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           —and it is now also openly bragging about the new types of strategic delivery system it is developing.
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           [65]
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            (The Kremlin has also done much to undermine confidence in the ability of arms control negotiations to address strategic challenges, by violating most of the arms control agreements of the of the post-Cold War era.
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           [66]
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           ) For its part, Beijing is engaged in a dramatic full-scope expansion both in the diversity of the strategic and non-strategic systems and in China’s overall stockpile numbers.
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           [67]
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            It also recently announced a major new program for producing massive new quantities of plutonium that could easily be diverted to expand its rapid nuclear build up even further,
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           [68]
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            even while continuing contemptuously to reject U.S. calls to engage in arms control discussions.
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           [69]
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           Perhaps even more dramatically, at least from the perspective of smaller countries located much closer to the scene than American leaders find themselves, the growing military might and geopolitical self-assertiveness of the Russian and Chinese regimes have revived threats and fears of direct attack and territorial invasion in ways not seen for decades. As of today, China has illegally occupied and militarized large areas of the South China Sea
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           [70]
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            claimed by its neighbors, issued ever more bellicose threats against Taiwan,
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           [71]
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            and seized hundreds of square miles of Bhutanese territory through the secret establishment of a network of villages and military outposts.
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           [72]
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           Most of all, Vladimir Putin’s operations to invade and seize territory from his neighbors in 2008 and 2014—in the latter case breaking the very promises Russia made to safeguard Ukraine’s territorial integrity in the Budapest Memorandum of 1994 as part of the agreement under which Ukraine agreed to relinquish its Soviet-era nuclear weapons
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           [73]
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           —highlight just how existential the threats arising out of modern geopolitics are again becoming, as well as their entanglement with nuclear deterrence. Such deterrence, alas, is nowadays steadily more, rather than less, salient to the security interests of many nations.
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           However instrumentally malleable and subjective international lawyers might wish the law to be in support of the integrationist teleology referred to by Martti Koskenniemi, this arena of existential concern by an array of states up to and including the most powerful countries on the planet would seem to be notably unwise terrain for a new judicial excursion. In contrast to the seemingly benign strategic environment of the 1990s when the ICJ last addressed the question, the threats and challenges of today’s world make it all the less likely that any such bootstrapping would in fact have the desired effect of actually solving any nuclear problems—and all the more likely that such overreaching in support of a policy agenda would damage the legitimacy of the Court itself, and perhaps the entire international legal project. Especially with there being no actual doctrinal basis for thinking the core 1996 holding incorrect, discretion should surely be the better part of valor here.
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           B.           A Better Way
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           The second reason to resist the urge for juridical improvision in this area, however good the cause might be felt to be, has already been suggested: namely, that approaching disarmament through such a “legal” prism is unlikely to produce the desired results. More importantly, there may be a much better—and less juridically destructive—way to help address the disarmament concerns that have animated the abolitionist project. The principal message of this article is that it would be far more productive to shift our focus away from “legality” entirely, at least for the moment, and to direct attention to where the real nuclear problems lie.
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           Ultimately, whatever legal arguments one might or might not make about nuclear deterrence, the problem of nuclear weapons cannot, and will not, be solved by declaratory legal means. Instead, what is needed is attention to the messier and more difficult work of effecting substantive change in the security environment in order to lessen (and hopefully ultimately eliminate) the security incentives that real-world leaders feel to retain nuclear weapons to deter grave threats from nuclear or other forms of aggression.
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           If anything, fetishizing the “legal” here—as if a more congenial ICJ holding or a brace of additional signatures on a piece of paper in an international meeting hall could magically resolve the security challenges created by the interaction of real-world military postures, doctrines, foreign policies, and strategic ambitions—will at the very least distract from the hard work needed to truly meet these challenges. Worse still, such a focus might actually make resolution of these problems more difficult, adding a moralistic entrenchment around mutually antagonistic legalisms to the many global divides and tensions that will need to be overcome in order for real and sustained progress to be had.
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           In truth, the principal obstacles to a secure and stable world free of nuclear weapons have little or nothing to do with any lack of “law” on the subject, nor would even a superabundance of relevant legal declarations solve those problems. Instead, something further is needed—an approach that can speak intelligibly about issues of disarmament in the language of security.
          &#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_edn74" target="_blank"&gt;&#xD;
      
           [74]
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           To their credit, some in the disarmament community have in the last few years at least started to recognize the need to address disarmament thinking more clearly and systematically to the security challenges that actually stand in the way of disarmament progress—especially in this era of revived great power competition and military rivalry. Beginning in 2017, U.S. officials have led the development of a new initiative to help draw attention to the need to address the substantive security concerns that impede disarmament progress and to reframe global disarmament discourse in order to focus more upon trying to solve these problems.
          &#xD;
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           [75]
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           Inspired, among other things, by the emphasis placed in the preamble to the NPT upon the fact that it is “the easing of international tension and the strengthening of trust between States” that is needed “in order to facilitate” disarmament,
          &#xD;
    &lt;/span&gt;&#xD;
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           [76]
          &#xD;
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            this effort matured into the “Creating an Environment for Nuclear Disarmament” initiative. By late 2020, it had come to involve delegations from forty-two countries, meeting in three working groups, each exploring a critical series of substantive questions
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_edn77" target="_blank"&gt;&#xD;
      
           [77]
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            about how to help bring about substantive change in the security environment in order to explore ways to overcome security-related obstacles to disarmament progress.
          &#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_edn78" target="_blank"&gt;&#xD;
      
           [78]
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           It should imply no disrespect for the world’s jurists, nor for the broader international legal system, to suggest that the solutions for such problems of strategic stability, geopolitical rivalry, and military competition are beyond their professional ken and beyond their effective reach. If there are such solutions, they will require at least as much—and perhaps more—from statesmen, legislators, scholars, military professionals, educators, and ordinary citizens who comprise the extant democratic polities of the world than from lawyers and judges. Effective work on such solutions, moreover, will require engagement through a discourse that is not principally, and perhaps not even secondarily, “legal” in nature.
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           From a legal perspective, doctrinal questions about the legality of the threat or use of nuclear weapons have already been asked, and they have already been answered. They will be answered no better, moreover—and will most likely be answered far worse, and more dangerously both from the perspective of substantive security and from that of “the law” itself—if the policy community indulges in the fundamental category mistake of seeing existential security questions as ones amenable to resolution merely by legal-technocratic pronouncement, however well-intentioned.
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           Instead, it is now time for a more productive engagement on how to solve real-world problems. Now that, with Creating an Environment for Nuclear Disarmament and other such efforts, the disarmament community has finally begun to focus upon how to resolve or at least lessen the global security challenges that impede disarmament progress, we should not imperil such progress by returning to the sort of distracting and counterproductive magical thinking pursuant to which the problems of the world can be solved by a judge’s pen.
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            ﻿
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          N
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           O
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          T
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           E
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          S
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           :
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref1" target="_blank"&gt;&#xD;
      
           [1]
          &#xD;
    &lt;/a&gt;&#xD;
    
           University of Pennsylvania Carey Law School, Rethinking U.S. and International Nuclear Policies, 
          &#xD;
    &lt;span&gt;&#xD;
      
           YOUTUBE 
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    &lt;/span&gt;&#xD;
    
          (Apr. 23, 2021), https://youtu.be/Y_gaKQnwAgc.
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref2" target="_blank"&gt;&#xD;
      
           [2]
          &#xD;
    &lt;/a&gt;&#xD;
    
           U.N. Charter art. 2, ¶ 4.
         &#xD;
  &lt;/p&gt;&#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref3" target="_blank"&gt;&#xD;
      
           [3]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Left of Launch: Communication &amp;amp; Threat Escalation in a Nuclear Age, 
          &#xD;
    &lt;span&gt;&#xD;
      
           UNIV. OF PENN. L. SCH.
          &#xD;
    &lt;/span&gt;&#xD;
    
          , https://archive.law.upenn.edu/institutes/cerl/conferences/sovereigncommunications/keynote.php (last visited Nov. 8, 2021). Questions central to the conference included the following:
         &#xD;
  &lt;/p&gt;&#xD;
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          Do the traditional methods of analyzing a State’s compliance with Articles 2(4) and 51 of the U.N. Charter apply in the context of threat-making when those threats explicitly or implicitly implicate the use of nuclear weapons?
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          Does the inherent right of self-defense include the right to use nuclear weapons?
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  &lt;/p&gt;&#xD;
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          Is nuclear war so different from other forms of warfare that traditional legal doctrines no longer apply, or must they be applied in substantially different ways?
         &#xD;
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           What does the expanding set of complications portend for nuclear non-proliferation and nuclear disarmament?
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           Given the current state of rhetoric by leaders of nuclear sovereigns, are such goals even within the realm of possibility?
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           What roles will strategic communications and the rule of law play in de-escalating nuclear tensions?
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           Id.
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           [4]
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           Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996 I.C.J. 226 (July 8).
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           [5]
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           Id. at 228.
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           [6]
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           Id. at 266, ¶ 105(2)(A)–(B).
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           [7]
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           Id. ¶ 105(2)(C). Article 51 of the Charter provides that
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          [n]othing in the present Charter shall impair the inherent right of individual or collective self-defence if an armed attack occurs against a Member of the United Nations, until the Security Council has taken measures necessary to maintain international peace and security. Measures taken by Members in the exercise of this right of self-defence shall be immediately reported to the Security Council and shall not in any way affect the authority and responsibility of the Security Council under the present Charter to take at any time such action as it deems necessary in order to maintain or restore international peace and security.
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          U.N. Charter art. 51.
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           [8]
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           Legality of the Threat or Use of Nuclear Weapons, at 266, ¶ 105(2)(D).
         &#xD;
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           [9]
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           Id. ¶ 105(2)(E).
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           [10]
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           Id.
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           [11]
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           See, e.g., Case of the S.S. “Lotus,” 1927 P.C.I.J. (ser. A) No. 10, at 18–19 (Sept. 7). The authority of a sovereign state to take actions under the law of war comes from its inherent rights as a sovereign state rather than from the existence of any sort of legal rule giving it “permission.” In this sense, the law of war is merely “prohibitive law,” in that where it exists and acts, it prohibits rather than authorizes. See, e.g., 
          &#xD;
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           OFF. OF GEN. COUNS., U.S. DEP’T OF DEF., DEPARTMENT OF DEFENSE LAW OF WAR MANUAL 
          &#xD;
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          § 1.3.2.1 (12 June 2015) (C3, 13 Dec. 2016) [hereinafter 
          &#xD;
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           LAW OF WAR MANUAL
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    &lt;/span&gt;&#xD;
    
          ]. The International Court of Justice (ICJ), therefore, was being disingenuous to the point of actually being misleading in using phrasing designed to make the legality of nuclear weapons use in extreme circumstances of self-defense seem unclear because it could not find “any specific authorization” for such use. Particularly given its ultra vires excursion into dicta about Article VI of the Nuclear Nonproliferation Treaty, this was not, to say the least, the Court’s finest hour.
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           [12]
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           See generally, e.g., British-American Diplomacy: The Caroline Case, 
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           AVALON PROJECT
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          , https://avalon.law.yale.edu/19th_century/br-1842d.asp (last visited Nov. 17, 2021).
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           [13]
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          &#xD;
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           MARY ELLEN O’CONNELL, THE MYTH OF PREEMPTIVE SELF-DEFENSE
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           5 (2002).
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           [14]
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           Id. at 8.
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           [15]
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           Id. at 13.
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           [16]
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           Instead of legal arguments, O’Connell spends most of her article offering expressly policy-based reasons to favor of her view of Article 51. See id. at 15–20.
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           [17]
          &#xD;
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           Terry D. Gill &amp;amp; Paul A.L. Ducheine, Anticipatory Self-Defense in the Cyber Context, 89 
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           INT’L L. STUD. 438, 455
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           (2013).
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           [18]
          &#xD;
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           Id. at 456–59.
         &#xD;
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           [19]
          &#xD;
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           Tallinn Manual 2.0 on the International Law Applicable to Cyber Operations 350–51 (Michael N. Schmitt ed., 2d ed. 2017) [hereinafter 
          &#xD;
    &lt;span&gt;&#xD;
      
           TALLINN MANUAL
          &#xD;
    &lt;/span&gt;&#xD;
    
          ].
         &#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref20" target="_blank"&gt;&#xD;
      
           [20]
          &#xD;
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           See, e.g., 
          &#xD;
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           LAW OF WAR MANUAL
          &#xD;
    &lt;/span&gt;&#xD;
    
          , supra note 11, § 1.11.5.1; 
          &#xD;
    &lt;span&gt;&#xD;
      
           NAT’L SEC. L. DEP’T, THE JUDGE ADVOC. GEN.’S LEGAL CTR. &amp;amp; SCH., U.S. ARMY, OPERATIONAL LAW HANDBOOK 6–7 (2021);
          &#xD;
    &lt;/span&gt;&#xD;
    
           Daniel Bethlehem, Principles Relevant to the Scope of a State’s Right of Self-Defense Against an Imminent or Actual Armed Attack by Nonstate Actors, 106 
          &#xD;
    &lt;span&gt;&#xD;
      
           AM. J. INT’L L.
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           1, 2–3 (2012) (quoting Lord Goldsmith on 21 April 2004).
         &#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref21" target="_blank"&gt;&#xD;
      
           [21]
          &#xD;
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           Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996 I.C.J. 226, 266, ¶ 105(2)(E) (July 8).
         &#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref22" target="_blank"&gt;&#xD;
      
           [22]
          &#xD;
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          &#xD;
    &lt;span&gt;&#xD;
      
           U.S. DEP’T OF DEF., NUCLEAR POSTURE REVIEW REPORT,
          &#xD;
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           at viii–ix, 16–17 (2010).
         &#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref23" target="_blank"&gt;&#xD;
      
           [23]
          &#xD;
    &lt;/a&gt;&#xD;
    
           
          &#xD;
    &lt;span&gt;&#xD;
      
           U.S. DEP’T OF DEF., NUCLEAR POSTURE REVIEW REPORT
          &#xD;
    &lt;/span&gt;&#xD;
    
          , at ii, viii, xvi, 21, 68 (2018). 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref24" target="_blank"&gt;&#xD;
      
           [24]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., 
          &#xD;
    &lt;span&gt;&#xD;
      
           U.K. PRIME MINISTER, GLOBAL BRITAIN IN A COMPETITIVE AGE: THE INTEGRATED REVIEW OF SECURITY, DEFENCE, DEVELOPMENT AND FOREIGN POLICY
          &#xD;
    &lt;/span&gt;&#xD;
    
           76 (2021) (“We would consider using our nuclear weapons only in extreme circumstances of self-defence, including the defence of our NATO Allies.”); 
          &#xD;
    &lt;span&gt;&#xD;
      
           REPUBLIC OF FR., FRENCH WHITE PAPER: DEFENCE AND NATIONAL SECURITY
          &#xD;
    &lt;/span&gt;&#xD;
    
           73 (2013) (“The use of nuclear weapons would only be conceivable in extreme circumstances of legitimate self-defence. In this respect, nuclear deterrence is the ultimate guarantee of the security, protection and independence of the Nation.”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref25" target="_blank"&gt;&#xD;
      
           [25]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., The Military Doctrine of the Russian Federation, 
          &#xD;
    &lt;span&gt;&#xD;
      
           EMBASSY OF THE RUSSIAN FED’N TO THE U.K. OF GREAT BRITAIN &amp;amp; N. IR.
          &#xD;
    &lt;/span&gt;&#xD;
    
           (June 29, 2015), https://rusemb.org.uk/press/2029 (“The Russian Federation shall reserve the right to use nuclear weapons in response to the use of nuclear and other types of weapons of mass destruction against it and/or its allies, as well as in the event of aggression against the Russian Federation with the use of conventional weapons when the very existence of the state is in jeopardy.”); 
          &#xD;
    &lt;span&gt;&#xD;
      
           A
          &#xD;
    &lt;/span&gt;&#xD;
    
          rms Control and Proliferation Profile: Pakistan, 
          &#xD;
    &lt;span&gt;&#xD;
      
           ARMS CONTROL ASS’N
          &#xD;
    &lt;/span&gt;&#xD;
    
          , https://www.armscontrol.org/factsheets/pakistanprofile (last visited Nov. 17, 2021) (noting that Pakistani officials “have claimed that nuclear weapons would be used only as a matter of last resort in . . . a conflict with India”); Arms Control and Proliferation Profile: India, 
          &#xD;
    &lt;span&gt;&#xD;
      
           ARMS CONTROL ASS’N
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,https://www.armscontrol.org/factsheets/indiaprofile#bio (last visited Nov. 17, 2021) (noting that Indian officials have claimed that India “would not use nuclear weapons against states that do not possess such arms and declared that nuclear weapons would only be used to retaliate against a nuclear attack” and that the government also “reserved the right to use nuclear weapons in response to biological or chemical weapons attacks”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref26" target="_blank"&gt;&#xD;
      
           [26]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., NATO Nuclear Deterrence, NATO, https://www.nato.int/nato_static_fl2014/assets/pdf/2020/2/pdf/200224-factsheet-nuclear-en.pdf (last visited Nov. 17, 2021) (declaring that “the circumstances in which NATO might contemplate the use of [nuclear weapons] are extremely remote” but could include circumstances in which “the fundamental security of any Ally were to be threatened”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref27" target="_blank"&gt;&#xD;
      
           [27]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Chinese Government Statement on the Complete Prohibition and Total Destruction of Nuclear Weapons, 
          &#xD;
    &lt;span&gt;&#xD;
      
           MINISTRY OF FOREIGN AFFS. OF CHINA
          &#xD;
    &lt;/span&gt;&#xD;
    
          , https://www.fmprc.gov.cn/mfa_eng/ziliao_665539/3602_665543/3604_665547/t18055.shtml (last visited Nov. 17, 2021).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref28" target="_blank"&gt;&#xD;
      
           [28]
          &#xD;
    &lt;/a&gt;&#xD;
    
           “Specially affected” states have been said to be those “with a distinctive history of participation in the relevant matter”: 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          States that have had a wealth of experience, or that have otherwise had significant opportunities to develop a carefully considered military doctrine, may be expected to have contributed a greater quantity and quality of State practice relevant to the law of war than States that have not. 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For example, “specially affected States” could include, depending upon the relevant matter, the nuclear powers[ or] other major military powers . . . .
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           LAW OF WAR MANUAL
          &#xD;
    &lt;/span&gt;&#xD;
    
          , supra note 11, § 1.8.2.3.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref29" target="_blank"&gt;&#xD;
      
           [29]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See 
          &#xD;
    &lt;span&gt;&#xD;
      
           NIKOLAS STÜRCHLER, THE THREAT OF FORCE IN INTERNATIONAL LAW
          &#xD;
    &lt;/span&gt;&#xD;
    
           (2007), for more on whatever legal distinction there may be between the use of force and its mere threat.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref30" target="_blank"&gt;&#xD;
      
           [30]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996 I.C.J. 226, 267, ¶ 105(2)(F) (July 8).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref31" target="_blank"&gt;&#xD;
      
           [31]
          &#xD;
    &lt;/a&gt;&#xD;
    
           This author has described the problem elsewhere, noting that:
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          the question of the meaning of Article VI was not actually before the court, making that portion of its opinion, as Judge Stephen Schwebel observed, a mere “dictum.” The ICJ had originally been asked by the World Health Assembly to render an advisory opinion on the question: “Would the use of nuclear weapons by a State in war or other armed conflict be a breach of its obligations under international law including the WHO [World Health Organization] Constitution?” But the court determined that because the issue lay outside the WHO’s scope, the question had been improperly asked. The U.N. General Assembly, however, had also requested that the ICJ render an advisory opinion on essentially the same question: “Is the threat or use of nuclear weapons in any circumstance permitted under international law?” The court accepted this second attempt to pose the question. In neither case, however, was the meaning of Article VI something that the ICJ was formally asked to consider.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the Anglo-American tradition, obiter dictum refers to a comment made in a legal opinion on matters not actually raised in the case at hand. As comments on extraneous matters, dicta generally are regarded as having minimal authority or value as precedent. The ICJ’s comments on Article VI are clearly such. Worse still, because the court was not asked to give any advice on Article VI, its pronouncement on the subject may in fact have been ultra vires—beyond its powers. After all, the ICJ is only authorized to give an advisory opinion upon request from a properly authorized body. The ICJ’s statute also requires that “questions upon which the advisory opinion of the Court is asked shall be laid before the Court by means of a written request containing an exact statement of the question upon which an opinion is required.” Since no one had actually asked the ICJ to interpret Article VI, its eagerness to pronounce upon the subject may have led it to exceed its authority.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           Christopher A. Ford, Debating Disarmament: Interpreting Article VI of the Treaty on the Non-Proliferation of Nuclear Weapons, 14 
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           NONPROLIFERATION REV.
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
            401, 402 (2007) (citations omitted).
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref32" target="_blank"&gt;&#xD;
      
           [32]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Treaty on the Prohibition of Nuclear Weapons, opened for signature July 7, 2017 (entered into force Jan. 22, 2021).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref33" target="_blank"&gt;&#xD;
      
           [33]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Treaty on the Non-Proliferation of Nuclear Weapons art. II, opened for signature July 1, 1968, 21 U.S.T. 483, 729 U.N.T.S. 161 (entered into force Mar. 5, 1970) (“Each non-nuclear-weapon State Party to the Treaty undertakes not to receive the transfer from any transferor whatsoever of nuclear weapons or other nuclear explosive devices or of control over such weapons or explosive devices directly, or indirectly; not to manufacture or otherwise acquire nuclear weapons or other nuclear explosive devices; and not to seek or receive any assistance in the manufacture of nuclear weapons or other nuclear explosive devices.”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref34" target="_blank"&gt;&#xD;
      
           [34]
          &#xD;
    &lt;/a&gt;&#xD;
    
           The author is indebted to Tobias Vestner of the Geneva Centre for Security Policy for pointing this out. E-mail from Tobias Vestner, Head of Sec. &amp;amp; L., Geneva Ctr. for Sec. Pol’y, to author (Apr. 26, 2021).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref35" target="_blank"&gt;&#xD;
      
           [35]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Christopher Ford, Assistant Sec’y of State, The Treaty on the Prohibition of Nuclear Weapons: A Well-Intentioned Mistake (Oct. 30, 2018), https://2017-2021.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/the-treaty-on-the-prohibition-of-nuclear-weapons-a-well-intentioned-mistake/index.html. The United States has declared that
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          the proposed Treaty would neither make nuclear weapons illegal nor lead to the elimination of even a single nuclear weapon. Contrary to what its supporters might wish, it makes no impact that would support any new norm of customary international law that would in any way be binding on any state having nuclear weapons today. In particular, all NPT nuclear-weapon States consistently and openly oppose the “Ban,” along with their military allies around the world. The text of the treaty itself is inconsistent with creation of any norm of non-possession of nuclear weapons, inasmuch as it does not actually prohibit States from joining while still having nuclear weapons, and only envisions them relinquishing such devices at an unspecified future date and under unspecified future circumstances. Far from contributing to some kind of non-possession norm, the Treaty seems itself to prove there’s no such thing.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Id.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref36" target="_blank"&gt;&#xD;
      
           [36]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Martti Koskenniemi, Law, Teleology and International Relations: An Essay in Counterdisciplinarity, 26 
          &#xD;
    &lt;span&gt;&#xD;
      
           INT’L RELS. 3, 3–4, 5 (2011)
          &#xD;
    &lt;/span&gt;&#xD;
    
          . So pervasive does the “teleological impulse” seem to be in international legal circles that the panel of legal experts who drew up the Tallinn Manual on cyberspace operations law apparently felt it necessary to distinguish their project from the field’s general instinct to press the law forward in desired policy directions. The introduction to the Tallinn Manual takes pains to emphasize that it “does not represent ‘progressive development of the law’, and is policy and politics neutral. In other words, Tallinn Manual 2.0 is intended as an objective restatement of the lex lata [current law as it is]. Therefore, the Experts involved . . . assiduously avoided including statements reflecting lex ferenda [future law, or law as it aspires to be].” Michael Schmitt, Introduction to 
          &#xD;
    &lt;span&gt;&#xD;
      
           TALLINN MANUAL
          &#xD;
    &lt;/span&gt;&#xD;
    
          , supra note 19, at 3.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref37" target="_blank"&gt;&#xD;
      
           [37]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Koskenniemi, supra note 36, at 4.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref38" target="_blank"&gt;&#xD;
      
           [38]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. at 3–4.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref39" target="_blank"&gt;&#xD;
      
           [39]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. at 4–5 (citations omitted).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref40" target="_blank"&gt;&#xD;
      
           [40]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. at 8.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref41" target="_blank"&gt;&#xD;
      
           [41]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref42" target="_blank"&gt;&#xD;
      
           [42]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. at 8.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref43" target="_blank"&gt;&#xD;
      
           [43]
          &#xD;
    &lt;/a&gt;&#xD;
    
           The author has elsewhere described this as the “origins problem of conventional internationalism—that is, its positivist roots in the decisions of functionaries many of whom lack any right to speak for such purposes on behalf of the sovereign populations whose will and consent necessarily represent the fundamental source of legitimacy for anything done in the international arena.” Christopher A. Ford, Democratic Legitimacy and International Society: Debating a “League of Democracies”, in 
          &#xD;
    &lt;span&gt;&#xD;
      
           3 HUMAN RIGHTS, HUMAN SECURITY, AND STATE SECURITY
          &#xD;
    &lt;/span&gt;&#xD;
    
           1, 27 (Saul Takahashi ed., 2014) (emphasis added).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref44" target="_blank"&gt;&#xD;
      
           [44]
          &#xD;
    &lt;/a&gt;&#xD;
    
           G.A. Res. 73/203, annex, Identification of Customary International Law, at 2 (Dec. 20, 2018); see, e.g., Customary International Law, 
          &#xD;
    &lt;span&gt;&#xD;
      
           INT’L COMM. OF THE RED CROSS
          &#xD;
    &lt;/span&gt;&#xD;
    
           (Oct. 29, 2010), https://www.icrc.org/en/document/customary-international-humanitarian-law-0 (declaring that customary law “fills gaps left by treaty law” with rules that “derive[] from ‘a general practice accepted as law.’ To prove that a certain rule is customary, one has to show that it is reflected in state practice and that the international community believes that such practice is required as a matter of law”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref45" target="_blank"&gt;&#xD;
      
           [45]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Jus Cogens, 
          &#xD;
    &lt;span&gt;&#xD;
      
           BLACK’S LAW DICTIONARY
          &#xD;
    &lt;/span&gt;&#xD;
    
           (11th ed. 2019).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref46" target="_blank"&gt;&#xD;
      
           [46]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Vienna Convention on the Law of Treaties art. 53, May 23, 1969, 1155 U.N.T.S. 331.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref47" target="_blank"&gt;&#xD;
      
           [47]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref48" target="_blank"&gt;&#xD;
      
           [48]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Summary Records of the 685th Meeting, [1963] 1 Y.B. Int’l L. Comm’n 73, U.N. Doc. A/CN.4/SER.A/1963.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref49" target="_blank"&gt;&#xD;
      
           [49]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See generally, e.g., Christopher A. Ford, Adjudicating Jus Cogens, 13 
          &#xD;
    &lt;span&gt;&#xD;
      
           WIS. INT’L L.J. 
          &#xD;
    &lt;/span&gt;&#xD;
    
          145, 152 (1994).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref50" target="_blank"&gt;&#xD;
      
           [50]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Rochin v. California, 342 U.S. 165, 172 (1952) (declaring that the police actions against a defendant constituted “conduct that shocks the conscience” and were “methods too close to the rack and the screw to permit of constitutional differentiation”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref51" target="_blank"&gt;&#xD;
      
           [51]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Anthony D’Amato, It’s a Bird, It’s a Plane, It’s Jus Cogens!, 6 
          &#xD;
    &lt;span&gt;&#xD;
      
           CONN. J. INT’L L.
          &#xD;
    &lt;/span&gt;&#xD;
    
           1, 1 (1990) (arguing that “the sheer ephemerality of jus cogens is an asset, enabling any writer to christen any ordinary norm of his or her choice as a new jus cogens norm, thereby in one stroke investing it with magical power,” and that if anyone were actually able to articulate an intelligible theory of jus cogens, that person would deserve an “International Oscar”). 
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref52" target="_blank"&gt;&#xD;
      
           [52]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Statute of the International Court of Justice, art. 38(1)(c). The subtext here that some subset of “civilized” nations is empowered to establish legal standards binding upon the rest of humanity is unmistakable. Nevertheless, despite international law’s origin in Western, European, and Christian ethico-religious traditions, modern progressives—though otherwise notably quick to try to exorcise the baleful influence of “dead White males” from educational curricula and historical memory—have been intriguingly slow to condemn international law as a presumptively illegitimate relic of a racist and imperialist age. Even though the seminal instruments and concepts of international humanitarian law were indeed primarily the handiwork of such dead White males, and seem to have grown quite directly out of Christian “just war” thinking and chivalric notions of martial honor and the protection of innocents, there would appear to be an implicit recognition that to “decolonize” the law of war might open the legal door to notably uncivilized behavior. Perhaps for this reason, the modern academy has tended to focus more upon augmenting or improving the law of war rather than upon delegitimizing and erasing it. There is perhaps a salutary lesson here.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref53" target="_blank"&gt;&#xD;
      
           [53]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. art. 38(1)(d). In explaining this provision, the U.S. Defense Department’s authoritative Law of War Manual offers the caution that “[t]he writings [‘of the most highly qualified publicists’] should only be relied upon to the degree they accurately reflect existing law . . . .” 
          &#xD;
    &lt;span&gt;&#xD;
      
           LAW OF WAR MANUAL
          &#xD;
    &lt;/span&gt;&#xD;
    
          , supra note 11, § 1.9.2. This formulation merely begs the question, however, by presupposing that one knows existing law. One should certainly not rely upon the writing of publicists who do not accurately reflect existing law, of course, since doing so would undermine the law’s rootedness in state sovereign decisions and would make a mockery of the very idea of international legality by reducing its demonstration to a mere matter of arbitrarily picking and choosing from among counterpoised assertions and policy preferences. Yet if one already knows the legal answer—which is the only sure way to avoid reliance upon an incorrect publicist—there would be no need to resort to “subsidiary means” in the first place. Ultimately, one struggles to find much useful meaning at all in Article 38’s comment about reliance upon publicists. Interestingly, the Law of War Manualseems to distrust some of the legal writings of the International Committee of the Red Cross on just such grounds, hinting that they may have substituted the policy advocacy of lex ferenda for the legal description of lex lata. Cf. id. § 1.9 (“[T]he United States has said that it is not in a position to accept without further analysis the conclusions in a study on customary international humanitarian law published by the ICRC.”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref54" target="_blank"&gt;&#xD;
      
           [54]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See generally, e.g., 
          &#xD;
    &lt;span&gt;&#xD;
      
           LAW OF WAR MANUAL
          &#xD;
    &lt;/span&gt;&#xD;
    
          , supra note 11, § 1.9.1 (“Judicial decisions are generally consulted as only persuasive authority because a judgment rendered by an international court generally binds only the parties to the case in respect of that particular case. The legal reasoning underlying the decisions of the International Court of Justice is not binding on States. Similarly, the decisions of . . . the International Criminal Tribunal for Rwanda cannot, as a strictly legal matter, ‘bind’ other courts. The legal principle of stare decisis [settled, binding precedent] does not generally apply between international tribunals, i.e., customary international law does not require that one international tribunal follow the judicial precedent of another tribunal in dealing with questions of international law. Moreover, depending on the international tribunal, a tribunal may not be bound by its [own] prior decisions.” (citations omitted)).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref55" target="_blank"&gt;&#xD;
      
           [55]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Alexandra Adams, The Legacy of the International Criminal Tribunals for the Former Yugoslavia and Rwanda and Their Contribution to the Crime of Rape, 29 
          &#xD;
    &lt;span&gt;&#xD;
      
           EUR. J. INT’L L.
          &#xD;
    &lt;/span&gt;&#xD;
    
           749 (2018).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref56" target="_blank"&gt;&#xD;
      
           [56]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. at 767.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref57" target="_blank"&gt;&#xD;
      
           [57]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. at 761.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref58" target="_blank"&gt;&#xD;
      
           [58]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Id. at 763.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref59" target="_blank"&gt;&#xD;
      
           [59]
          &#xD;
    &lt;/a&gt;&#xD;
    
           The ICJ declared that Article VI created a ‘‘twofold obligation to pursue and to conclude negotiations’’ on disarmament. Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996 I.C.J. 226, 264, ¶ 100 (July 8) (emphasis added). The actual treaty, however, rather carefully says merely that the Parties are obliged “to pursue [such] negotiations in good faith.” Treaty on the Non-Proliferation of Nuclear Weapons, supra note 33, art. VI. This is, to be charitable, an odd excursion, since classically, obligations to negotiate are obligations to exert best efforts—and not, for instance, obligations to reach an agreement irrespective of its substantive merits, the good faith of one’s counterparty, or even whether there is any party who has proven willing to negotiate at all.
         &#xD;
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  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref60" target="_blank"&gt;&#xD;
      
           [60]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See Ford, supra note 31.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref61" target="_blank"&gt;&#xD;
      
           [61]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Cf. 
          &#xD;
    &lt;span&gt;&#xD;
      
           TALLINN MANUAL
          &#xD;
    &lt;/span&gt;&#xD;
    
          , supra note 19, at 289 (“Obligations of conduct generally require States to undertake their ‘best efforts’ to comply by a means of their choice. Such obligations do not impose a duty on States to succeed in their efforts . . . .”). Indeed, it would surely be perverse to find State A in violation of Article VI because State B refused its good faith efforts to negotiate. It is also worth remembering that Article VI applies not just to nuclear weapons states but to allstates and that it requires them to pursue negotiations not just on nuclear disarmament but also “on a treaty on general and complete disarmament under strict and effective international control.” Treaty on the Non-Proliferation of Nuclear Weapons, supra note 33, art. VI. If the ICJ were correct that Article VI contains an obligation of result rather than simply one of conduct, every State party to the NPT must have been in violation ever since that treaty entered into force in 1970. (There has not been an actual effort to negotiate general disarmament since the Preparatory Commission for the World Disarmament Conference pursued under League of Nations auspices in the 1920s, much less agreement upon any such treaty. See generally, e.g., 
          &#xD;
    &lt;span&gt;&#xD;
      
           DICK RICHARDSON, THE EVOLUTION OF BRITISH DISARMAMENT POLICY IN THE 1920S
          &#xD;
    &lt;/span&gt;&#xD;
    
          , at
          &#xD;
    &lt;span&gt;&#xD;
      
            52–95
          &#xD;
    &lt;/span&gt;&#xD;
    
           (1989) (recounting debates at the Preparatory Commission).) It is easy to see, therefore, why although the disarmament community frequently invokes the ICJ’s Article VI excursion, no one has yet offered an intelligible defense of its logic.
         &#xD;
  &lt;/p&gt;&#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref62" target="_blank"&gt;&#xD;
      
           [62]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Christopher A. Ford, A New Paradigm: Shattering Obsolete Thinking on Arms Control and Nonproliferation, 
          &#xD;
    &lt;span&gt;&#xD;
      
           ARMS CONTROL ASS’N
          &#xD;
    &lt;/span&gt;&#xD;
    
          , https://www.armscontrol.org/act/2008-11/features/new-paradigm-shattering-obsolete-thinking-arms-control-nonproliferation (Nov. 5, 2008).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref63" target="_blank"&gt;&#xD;
      
           [63]
          &#xD;
    &lt;/a&gt;&#xD;
    
           The phrase is that of Samuel Moyn and Andrew Sartori. See, e.g., Samuel Moyn &amp;amp; Andrew Sartori, Approaches to Global Intellectual History, in 
          &#xD;
    &lt;span&gt;&#xD;
      
           GLOBAL INTELLECTUAL HISTORY 
          &#xD;
    &lt;/span&gt;&#xD;
    
          3, 24 (Samuel Moyn &amp;amp; Andrew Sartori eds., 2013).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref64" target="_blank"&gt;&#xD;
      
           [64]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See generally, e.g., 
          &#xD;
    &lt;span&gt;&#xD;
      
           U.S. DEP’T OF STATE, ADHERENCE TO AND COMPLIANCE WITH ARMS CONTROL, NONPROLIFERATION, AND DISARMAMENT AGREEMENTS AND COMMITMENTS 
          &#xD;
    &lt;/span&gt;&#xD;
    
          12–21, 23–26 (2020).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref65" target="_blank"&gt;&#xD;
      
           [65]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Laurel Wamsley, Putin Says Russia Has New Nuclear Weapons That Can’t Be Intercepted, NPR, https://www.npr.org/sections/thetwo-way/2018/03/01/589830396/putin-says-russia-has-nuclear-powered-missiles-that-cant-be-intercepted (Mar. 1, 2018, 9:55 AM).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref66" target="_blank"&gt;&#xD;
      
           [66]
          &#xD;
    &lt;/a&gt;&#xD;
    
           
          &#xD;
    &lt;span&gt;&#xD;
      
           CHRISTOPHER A. FORD, RUSSIAN ARMS CONTROL COMPLIANCE: A REPORT CARD, 1984–2020
          &#xD;
    &lt;/span&gt;&#xD;
    
          , at 3–10 (2020).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref67" target="_blank"&gt;&#xD;
      
           [67]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., 
          &#xD;
    &lt;span&gt;&#xD;
      
           OFF. OF THE SEC’Y OF DEF., U.S. DEP’T OF DEF., MILITARY AND SECURITY DEVELOPMENTS INVOLVING THE PEOPLE’S REPUBLIC OF CHINA
          &#xD;
    &lt;/span&gt;&#xD;
    
           92 (2021) (“Beijing has accelerated its nuclear expansion, which may enable the PRC to have up to 700 deliverable nuclear weapons by 2027 and likely intends to have at least 1,000 warheads by 2030.”); see also, e.g., Christopher Ford, China’s Nuclear Weapons Buildup, Geopolitical Ambition, and Strategic Threat (Oct. 17, 2021), https://www.newparadigmsforum.com/china-s-nuclear-weapons-buildup-geopolitical-ambition-and-strategic-threat.
         &#xD;
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    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref68" target="_blank"&gt;&#xD;
      
           [68]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., 
          &#xD;
    &lt;span&gt;&#xD;
      
           NONPROLIFERATION POL’Y EDUC. CTR., CHINA’S CIVIL NUCLEAR SECTOR: PLOWSHARES TO SWORDS?
          &#xD;
    &lt;/span&gt;&#xD;
    
           (Henry D. Sokolski ed., 2021).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref69" target="_blank"&gt;&#xD;
      
           [69]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Jon Xie, China Rejects US Nuclear Talks Invitation as Beijing Adds to Its Arsenal, 
          &#xD;
    &lt;span&gt;&#xD;
      
           VOICE OF AM.
          &#xD;
    &lt;/span&gt;&#xD;
    
           (July 13, 2020, 3:38 PM), https://www.voanews.com/east-asia-pacific/voa-news-china/china-rejects-us-nuclear-talks-invitation-beijing-adds-its-arsenal.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref70" target="_blank"&gt;&#xD;
      
           [70]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., In re South China Sea Arbitration (Phil. v. China), Case No. 2013-19 (Perm. Ct. Arb. 2016), https://pcacases.com/web/sendAttach/2086.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref71" target="_blank"&gt;&#xD;
      
           [71]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Paul D. Shinkman, China Issues New Threats to Taiwan: ‘The Island’s Military Won’t Stand a Chance’, 
          &#xD;
    &lt;span&gt;&#xD;
      
           U.S. NEWS
          &#xD;
    &lt;/span&gt;&#xD;
    
           (Apr. 9, 2021, 11:14 AM), https://www.usnews.com/news/world-report/articles/2021-04-09/china-issues-new-threats-to-taiwan-the-islands-military-wont-stand-a-chance; Taiwan: ‘Record Number’ of China Jets Enter Air Zone, BBC (Apr. 13, 2021), https://www.bbc.com/news/world-asia-56728072.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref72" target="_blank"&gt;&#xD;
      
           [72]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Robert Barnett, China Is Building Entire Villages in Another Country’s Territory, 
          &#xD;
    &lt;span&gt;&#xD;
      
           FOREIGN POL’Y
          &#xD;
    &lt;/span&gt;&#xD;
    
           (May 7, 2021, 4:02 PM), https://foreignpolicy.com/2021/05/07/china-bhutan-border-villages-security-forces.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref73" target="_blank"&gt;&#xD;
      
           [73]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Memorandum on Security Assurances in Connection with Ukraine’s Accession to the Treaty on the Non-Proliferation of Nuclear Weapons para. 2 (Dec. 5, 1994) (reaffirming that signatories, including the Russian Federation, promise “to refrain from the threat or use of force against the territorial integrity or political independence of Ukraine”), http://www.pircenter.org/media/content/files/12/13943175580.pdf.
         &#xD;
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  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref74" target="_blank"&gt;&#xD;
      
           [74]
          &#xD;
    &lt;/a&gt;&#xD;
    
           This has been an interest of the author for some years. See, e.g., Christopher Ford, Learning to Speak Disarmament in the Language of Security (Sept. 29, 2009), https://www.newparadigmsforum.com/p117. Unfortunately, the particular disarmament approach discussed in those 2009 remarks did not prove viable. See 
          &#xD;
    &lt;span&gt;&#xD;
      
           CHRISTOPHER A. FORD, NUCLEAR WEAPONS RECONSTITUTION AND ITS DISCONTENTS: CHALLENGES OF “WEAPONLESS DETERRENCE”
          &#xD;
    &lt;/span&gt;&#xD;
    
           (2010).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref75" target="_blank"&gt;&#xD;
      
           [75]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Christopher Ford, Assistant Sec’y of State, From “Planning” to “Doing”: CEND Gets to Work (Nov. 24, 2020), https://www.newparadigmsforum.com/p2884.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref76" target="_blank"&gt;&#xD;
      
           [76]
          &#xD;
    &lt;/a&gt;&#xD;
    
           Treaty on the Non-Proliferation of Nuclear Weapons, supra note 33, pmbl. (declaring that States party desire “to further the easing of international tension and the strengthening of trust between States in order to facilitate the cessation of the manufacture of nuclear weapons, the liquidation of all their existing stockpiles, and the elimination from national arsenals of nuclear weapons and the means of their delivery pursuant to a Treaty on general and complete disarmament under strict and effective international control”).
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref77" target="_blank"&gt;&#xD;
      
           [77]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See, e.g., Christopher Ford, Assistant Sec’y of State, Reframing Disarmament Discourse, (Sept. 3, 2020), https://www.newparadigmsforum.com/p2755.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="https://tjaglcs.army.mil/ja/law-and-its-limits-left-of-launch-#_ednref78" target="_blank"&gt;&#xD;
      
           [78]
          &#xD;
    &lt;/a&gt;&#xD;
    
           See generally, e.g., 
          &#xD;
    &lt;span&gt;&#xD;
      
           CHRISTOPHER A. FORD, FOUR YEARS OF INNOVATION AND CONTINUITY IN U.S. POLICY: ARMS CONTROL AND INTERNATIONAL SECURITY SINCE JANUARY 2017
          &#xD;
    &lt;/span&gt;&#xD;
    
          , at 19.
         &#xD;
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  &lt;/p&gt;&#xD;
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      <pubDate>Sat, 15 Jan 2022 19:08:02 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/law-and-its-limits-left-of-launch</guid>
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    <item>
      <title>Complexity and Nuclear Risk Reduction</title>
      <link>http://www.newparadigmsforum.com/complexity-and-nuclear-risk-reduction</link>
      <description />
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            Building upon his speech to a
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           Hoover/AAAS event
          &#xD;
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            in October 2021, Dr. Ford prepared the following remarks for an event on December 13, 2021, at the Royal Institute of International Affairs (a.k.a. Chatham House) on "
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    &lt;a href="https://www.chathamhouse.org/events/all/research-event/uncertainty-and-complexity-nuclear-decision-making" target="_blank"&gt;&#xD;
      
           Uncertainty and Complexity in Nuclear Decision-Making
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           ."
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           Thanks for pulling this event together.  What I’ll say here is, of course, only my personal view, and does not necessarily represent that of anyone else at MITRE, the Hoover Institution, or the State Department.  Nevertheless, this is a topic that I hope to make an increasing focus of my own scholarship, and I’m pleased to be able to offer at least some tentative and exploratory thoughts today in response to the questions you’ve posed me.
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           Question One:
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           What Makes Nuclear Weapons Issues “Complex”?
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            Well, I suppose we should start by identifying what we
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            mean
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            by complexity, because there are at least two different things that one
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           could
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            mean.  When they speak about something being “complex,” people usually use the word simply in the colloquial sense: they are saying that the thing they’re describing is “very complicated.”  I think of that as “little ‘c’” complexity.
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            But there’s at least one more technical and specialized meaning of Complexity as well, coming out of Complexity Science, and for present purposes I think this “capital ‘C’” form of Complexity is more interesting.  Far beyond just saying that something is “complicated,”
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           this
          &#xD;
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            technical meaning of Complexity describes a fairly specific sort of system and behavior within it.
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            As I understand the science – and anyone on the call with technical training in this should please put me right – a system could be said to become “Complex,” in the formal sense, when its elements become sufficiently diverse, interconnected, and adaptive.  That is, a Complex Adaptive System develops (1) when not all units are of the same type, (2) when the actions of any one unit affect other units, (3) when these units are able actively to change their behavior in response to the choices made by other actors, and (4) when the
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            to which these three things are true is significant, but yet not so extreme as to cause the system to spiral into so-called “chaos.” 
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           Complexity of this particular, technical variety is really interesting for a lot of reasons.  The behavior of Complex Adaptive Systems, for instance, can be quite nonlinear, difficult to predict, and paradoxically both quite resilient and yet subject to occasional dramatic shifts.  And even Complex systems with quite simple unit-level rules of interaction can sometimes also produce surprisingly sophisticated higher-level patterns of “emergent” behavior. 
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            So, from the perspective of
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            kind of complexity, is nuclear weapons policy “Complex”? 
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            Well, I would certainly say that the international security system in which nuclear weapons policies are
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            is Complex.  That system has a fairly large number of “players,” though the number of specifically nuclear weapons players is significantly smaller.  Even within the “club” of possessor states, capabilities vary considerably, making that group fairly diverse.  And of course the broader range of international players include entities that are very differently situated indeed across the various realms of national power. 
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            There are also multiple axes of competition that are relevant to nuclear issues, not merely in terms of nuclear weaponry itself and its enabling technologies, but also other potential “cross-domain” military capabilities with potential strategic impact and non-nuclear military capacities that it has always been part of the role of nuclear weapons to defend
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           against
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           .  These competitive dynamics exist within an evolving technological and economic matrix that has both direct effects upon players’ relative military capabilities and significant indirect effects upon overall national power, wealth, and competitiveness – and neither of these types of effect are particularly predictable, either to the players themselves nor to whomever might pass as an “objective” observer.
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           So I’d say that the international security environment is indeed a Complex Adaptive System.  And this surely means that policy development and implementation for dealing with that Complex security environment needs somehow to be informed by insights drawn from Complexity Science.
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            Indeed, I commend Chatham House for holding this conference, in particular, because I think we at the national security policy and geopolitics end of the social sciences spectrum are falling behind some other disciplines in thinking through the implications of Complexity Science for our work. 
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            But one sometimes hears it alleged that the nuclear weapons
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            of one or more possessor states are themselves Complex, and I’m less sure about that.  To be specific, through the prism of Complexity Science, I’d say that a force posture and its associated command and control system, is “complex” primarily in the colloquial sense – by which I simply mean “complicated.”  But while such a system’s elements are
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            , they really aren’t that
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            in response to each others’ actions and don’t change their strategies of interaction in response to other the choices of other components – and hence I’d think that system not especially “Complex” in the technical sense.
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           Question Two:
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           Can Thinking About Complexity Help with Nuclear Risk Reduction?
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           As I noted, I hope to be able to spend more time on this very question in my own scholarship, but as tentative thoughts, let me offer six suggestions from the perspective of institutional design (
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            Perhaps the first lesson of Complexity has to do with keeping the number of players as small as possible, and hence the value of nonproliferation. Nuclear risks will likely increase as the number of players increases, and in many scenarios surely very rapidly indeed. Accordingly, a Complexity-informed statesman must prize nonproliferation very highly. 
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             Second, living safely and stably within a Complex system in which players interact with each other along many axes of competition – and on the basis of ambiguous and incomplete information and potentially mistaken assumptions – places a premium upon information. In such a context, improving the accuracy of one’s understanding of and “feel” for the perspectives and idiosyncrasies of fellow players is no guarantee of good results, but it is surely a better foundation upon which to build than error, confusion, or misapprehension. 
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           So I think it’s reasonable to suppose that global security problems will be at least somewhat more soluble to the degree that greater numbers of international “players” in the system better habituate themselves to candid and thoughtful engagement with each other on issues related to global security, deterrence, nuclear risks, and potential ways to make arms limits or disarmament more feasible and sustainable.  This is the purpose, for instance, of the 
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           Creating an Environment for Nuclear Disarmament (CEND) initiative
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            Another challenge that Complex systems may pose for treaty negotiation is that traditional approaches frequently impliedly assume that security problems can be enduringly “solved” like a Nash Equilibrium, thereafter having its solution fixed in place by force of law. In a Complex context, however, the “landscape” of optimal positions between the parties is not likely to be fixed, but will instead change over time as the players’ ongoing interactions reshape the figurative “terrain” on which they bargain. Here, static answers are likely to be inadequate. 
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            For this reason, Complexity-informed arms negotiators may wish to think about how to build more flexibility into agreements.  Treaties are already commonly time-limited, with provisions that expire on their own after a certain period.  I would certainly not argue that time limits are
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            a good idea, but they are a tool that is at least potentially useful in allowing an arms control or disarmament framework to evolve in response to shifts in a “dancing” (dynamic) landscape.
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            Another option is to allow parties within a limitation framework the flexibility to adjust their posture within specified limits, as was to some extent done with New START. 
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            It might also possible to make more use of escalation clauses.  Escalation clauses, in effect, are provisions allowing one or more parties, in the event of a particular contingency, to do something that would otherwise be prohibited.  Escalation clauses are also a potential way to accommodate security challenges presented by states outside an agreement.  (A treaty might limit its parties to having a capability level of “X,” for instance, but provide that if a third party acquires “Y” capability those parties would be permitted to build to “X plus N” in response.)  One might imagine such a clause, for instance, to be worth exploring to help handle the negotiating challenges presented by third-party proliferation threats that drive U.S. missile defense decisions disliked by Moscow and Beijing. 
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            In light of the ways in which evolving technology can sometimes give rise to tools having a potentially destabilizing effect but that fall outside formal treaty definitions, a further possibility to consider is making more use of “regulation by effect” – that is, prohibiting certain actions or effects on a basis that is “agnostic” vis-à-vis the particular weapons system or technology involved. This is what has traditionally been done in the Law of Armed Conflict for generations, after all, allowing the rules of warmaking to remain fairly constant even as the tools of warmaking change, and it might have some utility in arms negotiating as well.
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            Fifth, Complexity-informed statemen should probably pursue “political arms control” where they can, supplementing their search for agreements regulating armaments per se with efforts to mitigate or better manage the underlying geopolitical conflicts and tensions that might encourage nations to want such tools. 
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            Sixth and finally – at least for now – I’d urge one not to forget the ways in which the U.S. nuclear posture is already informed by a sort of “system thinking” intended to make it and the deterrence it provides more resilient and hedge against breakdown and failure. 
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           Having multiple legs on the nuclear “Triad” of strategic delivery systems, for instance, reduces the risk that adversary advances could undermine deterrence and prompt war by threatening the viability of any single leg.  Similarly, having more than one warhead available per delivery system, helps reduce the systemic impact of any given technical problem.  Having a robust and responsive nuclear infrastructure provides a bit of insurance against treaty “breakout” and improves systemic resilience against potential future threats.  And maintaining an arsenal that is not “too small” helps guard against devastatingly quick overmatch by an adversary that cheats or breaks out of an arms agreement. 
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           These sorts of redundancies are deliberately built into the nuclear posture, and I would urge my friends in the disarmament community to be cautious about reducing the resilience and redundancy that they provide.  From a systems perspective, technical diversity, numerical scale, and production capacity reduce nuclear risks that might otherwise develop were one’s force posture so finely tuned at a “bare minimum” level that it would become dangerously fragile.
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           -- Christopher Ford
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      <pubDate>Mon, 13 Dec 2021 18:24:48 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/complexity-and-nuclear-risk-reduction</guid>
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      <title>Are  Belligerent Reprisals against Civilians Legal?</title>
      <link>http://www.newparadigmsforum.com/are-belligerent-reprisals-against-civilians-legal</link>
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            In the Fall 2021 issue of
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           International Security
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            (vol.46, no.2) -- a peer-reviewed journal edited by Harvard's Belfer Center and published by MIT Press -- Dr. Ford responds to a legal argument made by Professor Scott Sagan and Mr. Alan Weiner in the Spring 2021 issue (vol.45, no.4).  The issue is paywalled, but you can access the
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            website
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           here
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           .  A brief description of the controversy is provided below.
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            The traditional Law of Armed Conflict (LOAC) doctrine of reprisal (a.k.a. "belligerent reprisal") is a controversial one. 
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           Defined as extreme measures of coercion that are used to help enforce the law of war by seeking to persuade an adversary to cease violations, reprisals are undertaken in order to persuade another belligerent to stop violating the LOAC (a.k.a. International Humanitarian Law).  If reprisal is undertaken for that purpose -- and only under other carefully-defined circumstances (
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            they must be specifically announced as such, cannot be undertaken against categories of  persons or objects that are expressly protected by an applicable treaty, are subject to the doctrine of proportionality, and cannot continue after the enemy has ceased the LOAC violation or violations it is the purpose of reprisal to end) -- reprisal doctrine permits a belligerent to undertake actions that would otherwise be unlawful.  (The interested reader can find this laid out, for instance, on pages 1010-16
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           of the U.S. Defense Department's
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           Law of War Manual
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           , but the doctrine is an old one in international law.)
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            Because this doctrine permits actions that would -- if undertaken for different reasons or under different circumstances -- constitute serious war crimes, it has been the subject of much criticism from those who would change this rule.  It has also sometimes been attacked by academics and lawyers who have confused
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           lex lata
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            (what the law actually is) with
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           lex ferenda
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            (what they feel the law should be). 
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            As described above, traditional LOAC doctrine would permit reprisals against civilians.  The
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           First Additional Protoco
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            l to the Geneva Conventions of 1949 negotiated in 1977 (a.k.a. "AP I"), however, specifically prohibits civilian reprisals.  Yet the United States
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           declined to ratify AP
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            I, objecting among other things to its stance on reprisals, arguing that reprisal doctrine is a tool that could help enforce the LOAC, and that renouncing it would "
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           remove[] a significant deterrent that presently protects civilians and other war victims on all sides of a conflict
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           ."  (Incidentally, Britain, France, Germany, Italy, and Egypt also voiced objections.)
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            This is not the place to debate
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           lex ferenda
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            .  But in the Spring 2021 issue of
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           International Security
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            , Stanford Professor Scott Sagan and Stanford Law School Lecturer Alan Weiner argued that AP I's prohibition on reprisals had become binding upon the United States -- that is, that
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            had come to apply to us -- because AP I's rule had become customary international law and the United States' prior objections to the reprisal prohibition had been retracted.  Specifically, on
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           pages 129-30 and 157-60 of their original article
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            , Sagan and Weiner contended that the United States has now  become bound by AP I because "the legal landscape has changed."  Indeed, they alleged that it was not only the case that Washington "cannot point to a record of persistent objection" to the reprisal ban, but that the United States had effectively
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           withdrawn
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            its prior reservations.
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            My response to this argument appeared in the Fall 2021 edition of
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           International Security
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            . 
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           By way of full disclosure: I don't really know Alan Weiner, but I've known Scott Sagan for years, and consider him a friend.  Indeed, Scott taught me my first class on strategy and nuclear issues when he was at the Kennedy School and I was an undergraduate at Harvard many years ago -- though he may now regret it.  (We don't seem to agree much about nuclear weapons-related matters.)
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           In my response, I took no position on what the law should be
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           (
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           lex ferenda
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            ), but I did try to set the record straight about
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            .  Specifically, I pointed out that the statements by U.S. officials upon which Sagan and Weiner had relied to demonstrate U.S. acceptance of AP I's reprisal rule not only contained no legal views but in fact actually
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           preceded
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            the U.S. Government's explanation of its objections to that rule, and thus couldn't possibly represent any sort of retraction.  (Even if the quoted statements
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           had
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            somehow expressed legal views, after all, you can't withdraw an expression of opinion
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          you haven't made yet!) 
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            I also pointed out that U.S. Government publications have subsequently been quite clear about the survival of traditional  doctrine on reprisal in U.S. interpretations of the LOAC, undermining the Sagan/Weiner argument that the American position against AP I's reprisal provision has not been consistently maintained over time.  The illustrative example I gave in my letter to
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           IS
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            was the U.S. Army's
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           Law of War Deskbook
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            , but the interested reader can easily find many others.  The U.S. Army's
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           Operational Law Handbook
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            , for instance, recounts traditional reprisal concepts in every edition that has been published and made available online since 2001.  You can find all 13 of these documents
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           here
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           ,
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            conveniently collected and made available by the Library of Congress.  (The 2021 edition follows this same pattern, but does not appear to be available online yet.) 
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            As I pointed out in concluding my response in the Fall 2021 issue, "[b]ecause states are presumed not to be bound by international law until some rule has clearly come into being, the burden of proof is on those who would claim that state practice and
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           opinio juris
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            have created a new rule.  Sagan and Weiner fail to carry this burden."
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            Sagan and Weiner have responded to my argument by quietly stepping away from their own prior reliance upon the significance of statements by U.S. officials supposedly indicating American second-thoughts about objecting to AP I.  Forgetting their own prior concession (p.159 of their first article) that "[t]here is no precise formula on how persistently a would-be persistent objector must object to an emerging rule," they now simply assert that the United States never really objected to the new standard in the first place -- with the result, allegedly, that AP I has become customary international law and is binding upon the United States notwithstanding the clear objections made at the time and referenced thereafter. 
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            (Apparently unaware of the numerous U.S. Government legal publications that recount traditional LOAC reprisal principals as being the law, they also sniffed that in my commentary I had merely cited "one (and only one)" example of such a publication.  I hope that my
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           hyperlink to the Library of Congress
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            will thus help them with their future legal research.) 
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            Sagan and Weiner also attempt to depict official U.S. nuclear weapons employment guidance as reflecting an AP I-style understanding of the law.  That, however, reads far too much into the policy documents in question.  It is certainly true, as the reader can see in both
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           President Obama's 2013 guidance
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            and
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           President Trump's 2020 guidance
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            , that the United States has
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          committed
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            itself to compliance with the laws of war, and has made clear that it "will not intentionally target civilian populations."  But what it actually means to commit oneself to compliance with the LOAC depends upon what that law actually is, which those documents do not set forth.  And it is unquestionably the legal default -- and hence an utterly unsurprising doctrinal statement -- that one should not intentionally target civilian populations. 
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            Yet merely to say this much is to say essentially nothing about reprisal doctrine.  The whole point of reprisal doctrine, after all, is that such actions would
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           only
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            be lawful if undertaken (a) in response to an adversary's LOAC violation and (b) purely in order to persuade the adversary to return to compliance with the law.  Absent a wartime adversary's violation, reprisal doctrine simply isn't relevant, so
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           of course
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            the policy statements of U.S. employment guidance make no reference to it.  (And one certainly hopes the issue will never arise!) 
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            There's no point in trying to torture the 2013 and 2020 guidance statements for some implied exegetical pronouncement about AP I's reprisal rule, for nothing of the sort can be found there, one way or the other.  If you want to know how the United States interprets reprisal doctrine, look to the many instances in which it has explicitly
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           described
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            its understanding of reprisal doctrine, including in actually
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           training
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            the operational lawyers it commendably assigns to operational commands at many levels, including targeting cells. 
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            Anyway, if you're willing to navigate the
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           IS
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            paywall, you can read all these competing arguments for yourself.  I hope you enjoy the legal wonkery!
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           -- Christopher Ford
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      <enclosure url="https://irp.cdn-website.com/md/pexels/dms3rep/multi/pexels-photo-5669619.jpeg" length="668492" type="image/jpeg" />
      <pubDate>Sat, 27 Nov 2021 19:56:19 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/are-belligerent-reprisals-against-civilians-legal</guid>
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    <item>
      <title>Lessons from past arms control design: 1921-2021</title>
      <link>http://www.newparadigmsforum.com/lessons-from-past-arms-control-design-1921-2021</link>
      <description />
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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            Dr. Ford recently contributed the second chapter to the NATO Defense College's new publication,
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           NATO and the Future of Arms Control
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           , NDC Research Paper #21 (November 2021).  His chapter,  "
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           Lessons from past arms control design: 1921-2021
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            ," may be found in Paper #21 by downloading it from the NDC website
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           here
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           , or by using the button below.
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  &lt;img src="https://irp.cdn-website.com/ce29b4c3/dms3rep/multi/NATO+and+the+Future+of+Arms+Control.png" alt="A purple and white research paper titled nato and the future of arms control."/&gt;&#xD;
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  &lt;img src="https://irp.cdn-website.com/ce29b4c3/dms3rep/multi/NATO+and+the+Future+of+Arms+Control2.png" alt="Lessons from past arms control design : 1921-2021"/&gt;&#xD;
&lt;/div&gt;</content:encoded>
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      <pubDate>Wed, 24 Nov 2021 21:49:21 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/lessons-from-past-arms-control-design-1921-2021</guid>
      <g-custom:tags type="string" />
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        <media:description>thumbnail</media:description>
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    </item>
    <item>
      <title>Thinking About the Next Nuclear Posture Review</title>
      <link>http://www.newparadigmsforum.com/thinking-about-the-next-nuclear-posture-review</link>
      <description />
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            Below are the remarks Dr. Ford prepared for a November 22, 2021, meeting at the Pentagon of the "External Roundtable" for the Biden Administration’s 2021
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           Nuclear Posture Review
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           .
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           I’m pleased to be able to take part in this roundtable discussion today, and I commend the Biden Administration for its willingness to listen to outside voices such as mine as it considers what to say in its forthcoming 
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           2021 Nuclear Posture Review 
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           (NPR).
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           Nuclear weapons posture is one of those topics where the people most knowledgeable about and most interested in the question tend to have positions that are deeply dug in, and have been so for a long time, and views can thus be very hard to sway here. That’s both a curse and a blessing, however, for this is also an area where – despite periodic changes of the rhetorical wrapping, as it were – there has been a remarkable amount of continuity in U.S. policy over time, despite the inherently controversial nature of this subject matter.
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           That continuity is a real strength for our country, I think, especially in an era of heightening great power competition in which we rather badly need our adversaries to understand that the United States really 
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           is 
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           in this for the long haul. After all, they must not think they can “wait us out” 
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           en route 
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           to some sort of eventual U.S. strategic capitulation, or that they can rely for their own competitive strategic advantage on America suffering self-inflicted wounds out of one type or another of politically-driven policy enthusiasm in Washington. Continuity over time, and bipartisan support for U.S. nuclear strategy, helps prevent this.
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           So I suppose my first point is just to draw attention the strength that comes from such continuity of focus and such steadiness of purpose over time. Whether the harm comes from the Right or from the Left, we squander that strength at our peril.
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            I.         
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           Integrated Deterrence
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           In that vein, therefore, let me first say a word about “integrated deterrence,” which seems to be the strategic phrase or buzzword 
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           du jour
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           . Frankly, it’s a bit hard to know what to make of the idea at this point.
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           There’s nothing wrong with each U.S. Presidential Administration doing a bit of rebranding in order to put its stamp on, and lay some special individual claim to, sensible policies. And it’s perfectly fine, of course, to adjust approaches as needed in light of changed circumstances or improved knowledge.
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           In the Trump Administration, for instance, we applauded the Obama Administration’s insight in the 
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           2010 Nuclear Posture Review
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          that evolving technologies such as biological weaponry could conceivably present a strategic threat that might not be deterrable with conventional capabilities alone. So we took that insight and sharpened it into the 
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           2018 NPR’s concept of a “significant non-nuclear strategic attack
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          ,” making clear that to the degree that any such threat in the hands of a state-level adversary reached a sufficiently grave level, this might need to fall within the ambit of U.S. nuclear declaratory policy.
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          In light of where even the 
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           unclassified 
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          reporting has come since then, I’m glad we did that. In recent years, after all, we’ve seen public revelations about Russia’s retention and continued development of both a
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           chemical weapons
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           and 
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          a 
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           biological weapons program
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          , as well as continuing 
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           concerns about China’s potential biological weapons capabilities
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          . We’ve seen evidence that 
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           Russia is testing space-based weapons in orbit
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           that could be used to threaten space-based U.S. nuclear command-and-control assets. And we’ve seen U.S. intelligence assessments that
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           Russian cyber-warriors are “mapping” U.S. civilian critical infrastructure
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           in order
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           potentially to take down our electricity grid, water supply, and other essential services on a mass scale in the event of conflict
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          . Thanks to the 
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           COVID-19 pandemic
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          , moreover, we also now have a much clearer picture of the sort of mayhem that a biological weapons capability could really create.
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           Thinking about how to reduce risk, manage competition, and deter aggression along all these axes – and to integrate a wide variety of possible “fires,” if you will, in the service of such deterrence – is complicated as hell. On the higher end of potential strategic impact, there cannot 
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           but 
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           be at least some nuclear implications.
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           So I think that approach of integrating cross-domain concepts and dynamics into U.S. nuclear declaratory policy in 2010 and in 2018 was clearly necessary. It also represents an important case study in the 
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           bipartisan 
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           evolution of U.S. deterrence strategy in response to the development of emerging technologies with potential strategic impact and changes in novel “battlespace” domains.
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            “Integrated deterrence,” therefore, as
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           announced by Secretary of Defense Austin on April 30, 2021
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           , could be a way of pointing out that many factors go into deterring aggression against the United States and our allies and partners. And it could be a way of saying that we should attend to as many of these factors as we can, and through a carefully-thought-out intellectual framework that recognizes the importance and complexity of cross-domain dynamics and seeks to combine and coordinate the various levers of power as effectively as possible.
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           If “integrated deterrence” means commonsensical things like that, there will be little to disagree with. And nuclear deterrence 
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           will 
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           clearly need to be fit into such a framework, even while we also do more to think through how to approach deterrence, risk-management, and potential warfighting concepts within and between novel domains such as outer space and the sprawling and variegated breadth of the cyber and information domain.
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           On the other hand, there 
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           would 
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           be reason to complain if talk of “integrated deterrence” is used as an excuse to downplay or back away from 
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           some 
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           elements of our overall deterrence mix in order to scratch some ideological itch. It would be notably problematic, for instance, were we to rationalize indulging a politically-driven “no first use” or “sole purpose” nuclear weapons agenda – a declaratory policy that our adversaries would not credit, but that would nonetheless undermine our allies’ faith in the “nuclear umbrella” that helps protect them against conventional military aggression by Russia or China – by pretending that we will magically make up for forswearing much of that “umbrella” through the cleverer “integration” of diplomacy and unspecified other tools into our posture. We need to work 
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           with 
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           our friends and allies against the revisionist authoritarians, after all, not risk sacrificing them on the altar of anti-nuclear virtue-signaling!
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           So I don’t really know what “integrated deterrence” means yet. But I hope that President Biden will listen thoughtfully to his national security professionals in the NPR process as Presidents Obama and Trump actually both did before him.
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            II.         
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           Nuclear Posture and Arms Control
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            But I suspect they really asked me here to talk about arms control rather than integrated deterrence. Accordingly, let me offer some brief comments about how I think it may be helpful for the United States to approach the NPR process from the perspective of negotiating future arms limitation or perhaps even reduction agreements with Russia and with China. I made some of these points in more detail in to a
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           , the text of which I posted on my 
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          , so I won’t belabor them here. But here are my quick thoughts:
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            First, in whatever discussion of arms control it contains, the NPR should make clear that arms control is an American objective 
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            only to the extent 
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            it will contribute to U.S. security and to international peace and security. Arms control isn’t a goal in itself, and the Administration should make clear that we do not seek agreements for their own sake, but rather to make our country and the world safer. If we want success in the difficult business of arms control negotiation, the other side needs to know we’re in this for improved security and not simply acting out of political desperation for some agreement, any agreement. As the saying goes, “If you want it bad, you 
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            it bad,” and we won’t be taken seriously at the negotiating table unless we act serious. The NPR is the Biden Administration’s first and best chance to signal that seriousness of security-focused purpose.
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             Second, completing the modernization the U.S. nuclear arsenal in order to replace aging legacy systems with ones that will remain useful, safe, and reliable for as long as we need them is absolutely essential to finding a successful way forward in the arms control arena. If we hope to bargain with other possessors over restraints upon or reductions in
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            their
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             nuclear arsenals, we need to have something to bargain 
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            with
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            . Unless we wish to disarm ourselves unilaterally – thus doing the work of Russian and Chinese nuclear negotiators 
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            for them
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            , and without getting anything in return – there is no alternative to completing our current modernization.
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            We should, moreover, complete this modernization 
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            in its entirety
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           . I understand that it
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           disarmament a
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            dvocates
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            that we are working to keep the global disarmament agenda moving by once again trying to “set an example” in scrapping capabilities unilaterally in ways we’ve sadly learned our adversaries won’t actually follow.  From the perspective of negotiating effective arms control agreements,
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           doing so would basically be – to use the technical term – 
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             . As I
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            pointed out to CSIS
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            , even if President Biden does not actually like all of the current suite of deterrence-promoting U.S. capabilities, or perhaps 
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            especially 
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            if it doesn’t like some of them, it would be arms control malpractice to abandon them unilaterally. Why would any of our strategic adversaries negotiate limits or reductions with us when we’re busy throwing out our own weaponry at no cost to them?
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            Finally, if we value the ability of arms control to contribute to our security and that of our allies, we also have work to do in modernizing our nuclear weapons 
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            infrastructure 
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            – that is, the “non-sexy” but absolutely essential, 
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            sine qua non 
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             component of U.S. nuclear deterrence that most people tend to forget about, and that we’ve had such difficulty properly capitalizing for a full generation.
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            As I put it in a paper last year
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            ,
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           “Having a robust and effective nuclear weapons infrastructure is vital if one is to maintain any meaningful deterrence over time, and it is also of enormous importance in deterring ‘breakout’ from arms control agreements and in avoiding the dangerous spiral of an unconstrained nuclear arms race. Your adversary, for instance, does not need to know only that your existing weapons will ensure that aggression would exact from him an entirely unacceptable cost. That adversary 
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           also 
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           needs to know that you can keep him in this position of being deterred for as long as you need to, regardless of what he does. And this is the role of the nuclear weapons development and production infrastructure: a robust infrastructure tells the adversary that he cannot out-build and overwhelm you in an arms race. Maintaining such an infrastructure thus contributes both to baseline deterrence and to preventing treaty ‘breakout’ and arms racing.”
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            Having such an infrastructure is thus essential, but we’ve been
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           falling down on the job for decades
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            in this respect, and we are still short of what we would need to have to convince Moscow and Beijing to do anything other than sneer at our capability to compete with them over the long term 
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           without 
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           an arms agreement. So if we really want arms control, it’s time to get serious about ensuring that America has the robust, resilient, and responsive nuclear weapons infrastructure for which its own national security planners have been calling for decades – but that its most senior leaders and its Congressional appropriators for far too long neglected.
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            III.         
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           Conclusion
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           That’s probably plenty to chew on for now, so let me conclude just by stressing one thing.  We need to put entirely behind us the simplistic 
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           and incorrect 
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            reflexive assumption that in a world of escalating strategic challenges – among them
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           China’s shocking and deeply provocative nuclear build-up
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            and the evolution of multiple cross-domain threats with potential strategic impact – there exists some kind of inherent tension between (1) the United States having a robust nuclear deterrence and “extended” deterrence posture and (2) our good faith desire and efforts to negotiate effective new arms control frameworks and try to move forward in some fashion toward the eventual dream of a world safely and stably rid of nuclear weapons.
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           Simply put, 
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           there is no necessary tension between those objectives
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           . If anything, in fact, the first is an enabler and precondition for the second, and if we pretend that there is such a tension we are likely to fail at achieving them both.
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           Thanks for listening.
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           -- Christopher Ford
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      <pubDate>Tue, 23 Nov 2021 02:21:26 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/thinking-about-the-next-nuclear-posture-review</guid>
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      <title>Decision-Support Tools for National Policymakers</title>
      <link>http://www.newparadigmsforum.com/decision-support-tools-for-national-policymakers</link>
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            The MITRE Corporation published a paper on November 19, 2021, to outline an approach being developed by its researchers to help U.S. leaders make better use of subject-matter expertise in complex policymaking situations such as great power competition with  the People's Republic of China.  Dr. Ford's paper explains the MITRE approach and urges its further exploration as a decision-support tool.  You can download the full paper using the button below, or access it from MITRE's website
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           here
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          .
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           Executive Summary
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           Decision-support tools cannot replace the human judgment of high-level decision-makers, but they can assist national leaders in addressing complex national challenges. This paper offers a brief outline of one emergent decision-support methodology that is being developed and evaluated at the MITRE Corporation to support decision-making in advancing U.S. interests in our country’s strategic competition with China. This MITRE methodology captures rigorously-structured insights from a community of human Subject Matter Experts (SMEs), and then incorporates these inputs into a Bayesian Belief Network (BBN) model. Beyond simply testing candidate Courses of Action (COAs) against this aggregated expertise, this methodology also permits users to adjust its parameters to test policy ideas against alternative environments. It thus has great promise in helping U.S. leaders cope with a challenging security environment.
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      <pubDate>Sat, 20 Nov 2021 22:54:53 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/decision-support-tools-for-national-policymakers</guid>
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      <title>Ransomware's Challenges for Cyber Insurance, and How to Help Meet Them</title>
      <link>http://www.newparadigmsforum.com/ransomware-s-challenges-for-cyber-insurance-and-how-to-help-meet-them</link>
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            In November 2021, Dr. Ford  published a new paper at MITRE on the challenges facing the cyber insurance industry as a result of the contemporary epidemic of ransomware.  The Executive Summary this paper is reproduced below, but you can download a PDF of his paper by using the button below. 
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            ﻿
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           Executive Summary
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           As the United States faces a veritable “feeding frenzy” of ransomware crime, the insurance sector risks contributing to the problem by subsidizing and encouraging ransomware crime by allowing victims to pass ransom costs on to insurance carriers. This paper outlines how this has been occurring, with the effect that spiraling costs associated with such crime have driven huge premium increases for cyber insurance policyholders and are leaving portions of the insurance sector “teetering on the edge of profitability.” To help meet this challenge and bring the ransomware epidemic under control, changes are clearly needed.
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           The adoption of a new model of sector-wide cybersecurity risk assessment and mitigation could contribute to this goal, but especially while we still await successful adaptation by the insurance sector, various public policy interventions also deserve evaluation. The following pages outline several such possibilities: banning insurance coverage for ransom payments; strengthening and better tailoring the cybersecurity reviews required for insurance coverage; increased government use of “primary” sanctions against ransomware threat actors coupled with “secondary” ones against those who pay ransoms to them; broader government regulation of the cyber insurance market; and the development of improved data-sharing within the industry and with government stakeholders. As an initial step, in advance of broad agreement upon one or more of those approaches, this paper advocates the development of a new public-private partnership (PPP) framework to facilitate the aggregation and analysis of cybercrime incident, threat activity, and ransom payment-related data in support of risk mitigation, improved actuarial management, law enforcement, and other shared objectives in the fight against cybercrime.
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      <pubDate>Sun, 07 Nov 2021 23:04:35 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/ransomware-s-challenges-for-cyber-insurance-and-how-to-help-meet-them</guid>
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      <title>China's Nuclear Weapons Buildup, Geopolitical Ambition, and Strategic Threat</title>
      <link>http://www.newparadigmsforum.com/china-s-nuclear-weapons-buildup-geopolitical-ambition-and-strategic-threat</link>
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         Below follows the remarks Dr. Ford prepared for delivery at the U.S. Army Judge Advocate General's School in Charlottesville, Virginia, on October 15, for a seminar on "Strategic Competition and Large Scale Combat Operations."
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         It’s a pleasure to speak to you here at the National Security Law Department of the Army Judge Advocate’s School, and to such a great group of experienced judge advocate attendees from the Army and across the Joint Services.  
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           I understand that the focus of your program here in Charlottesville over the last few days has been upon issues of national security law associated with global strategic competition and the possibility of large-scale combat operations.  That’s a fascinating and important topic – if rather a grim one – and I regret that I wasn’t able to attend all the rest of your meetings in this conference, just to listen.
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          For my own contribution, I was asked to say a few words to convey my thoughts on the general strategic challenge we face from the People’s Republic of China (PRC), with a special emphasis upon nuclear weapons issues.  And – with the caveat, of course, that these are
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          my own thoughts, and don’t necessarily reflect those of anyone else anywhere – I’m happy to try.  I will also keep this discussion unclassified, limiting myself to recounting and speculating about the implications of what’s been claimed in open sources.  
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          Since you’ve asked me to speak about nuclear weapons issues, I will start by focusing upon that aspect of the PRC’s expanding military power.  Nevertheless, I don’t believe that those nuclear issues – and the nuclear-related threats the PRC presents – can be understood without appreciating the broader context of conventional military power, cross-domain challenges, and strategic ambition.  Accordingly, after discussing the evolving – and rapidly-growing – PRC nuclear weapons threat, I will touch upon those aspects as well.
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           I.           Nuclear Weapons
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            A.           Nuclear Capabilities 
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          It sometimes seems as if there is no end to Beijing’s self-righteousness when it comes to nuclear weapons.  That self-righteousness began with Mao Zedong’s fulminations against U.S.-Soviet nonproliferation and arms control agreements, his complaints about the great powers’ nuclear “monopoly,” and the PRC’s 1958 declaration that it was developing nuclear weapons in order “
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           to defend peace, save mankind from nuclear holocaust, and reach agreement on nuclear disarmament and the complete abolition of nuclear weapons
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          ,” and it has continued into the present day with Beijing’s claims to have a “no first use” nuclear doctrine and its endless rhetoric about disarmament.
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          Throughout – in an atomic-age variation on the classic imperial conceit of ostentatiously self-proclaimed Confucian virtue – Chinese Communist Party (CCP) leaders have seldom missed a chance to depict themselves as selflessly wise and benevolent actors working for nuclear peace.  These decades of moralistic propaganda on such topics, however, make the PRC’s current enormous nuclear build-up particularly noteworthy. 
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          At the time of the
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           U.S. Defense Department’s first report to Congress on Chinese military power some 20 years ago
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          , Chinese nuclear ambitions were felt to be quite modest.  The PRC, it was said by U.S. officials then, had merely
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           “developed nuclear weapons and a limited force to deliver them in order to prevent nuclear blackmail [sic] and to obtain greater international status and prestige.  Its relatively small nuclear forces are intended for retaliation rather than a first strike.  Beijing’s objective is nuclear deterrence: to convince potential enemies that enough of China’s strategic weapons would survive an attack to inflict unacceptable damage on the aggressor in a retaliatory strike.”
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          Two decades later, the CCP’s propagandistic nuclear moralism has changed little, but Chinese nuclear
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          is being revealed as something more dramatic and threatening entirely.
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          If over the last few years you were wondering why Beijing has
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    &lt;a href="https://www.reuters.com/world/china/us-says-china-is-resisting-bilateral-nuclear-talks-2021-05-18/" target="_blank"&gt;&#xD;
      
           refused U.S. calls to engage in to nuclear arms control
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    &lt;/a&gt;&#xD;
    
          , has been helping sabotage international negotiations over a Fissile Material Cutoff Treaty (FMCT), refuses to accept a policy moratorium on fissile material production for nuclear weapons purposes, and may perhaps even be
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    &lt;a href="https://www.state.gov/2021-adherence-to-and-compliance-with-arms-control-nonproliferation-and-disarmament-agreements-and-commitments/#_Toc69385136" target="_blank"&gt;&#xD;
      
           conducting very low-yield nuclear tests
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    &lt;/a&gt;&#xD;
    
          , the answer is unfortunately now clear.  China is engaged in a nuclear weapons build-up of what increasingly seem to be staggering proportions.  
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    &lt;a href="https://media.defense.gov/2020/Sep/01/2002488689/-1/-1/1/2020-DOD-CHINA-MILITARY-POWER-REPORT-FINAL.PDF" target="_blank"&gt;&#xD;
      
           Last year’s Defense Department report on Chinese military power
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          observed at the unclassified level merely that “[t]he number of warheads on the PRC’s land-based [Intercontinental Ballistic Missiles (ICBMs)] capable of threatening the United States is expected to grow to roughly 200 in the next five years” – a conclusion that might in itself not seem terribly worrisome in comparison to U.S. or Russian numbers that are
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    &lt;a href="https://fas.org/issues/nuclear-weapons/status-world-nuclear-forces/" target="_blank"&gt;&#xD;
      
           reportedly still much larger than that figure
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    &lt;/a&gt;&#xD;
    
          .  Yet in 2019, U.S. officials had also said that China’s total nuclear stockpile numbers would “
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    &lt;a href="https://www.hudson.org/research/15063-transcript-the-arms-control-landscape-ft-dia-lt-gen-robert-p-ashley-jr" target="_blank"&gt;&#xD;
      
           at least double
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          ” over the next decade, and indeed, as the
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    &lt;a href="https://www.usni.org/magazines/proceedings/2021/february/forging-21st-century-strategic-deterrence" target="_blank"&gt;&#xD;
      
           head of the U.S. Strategic Command has even more recently admitted
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          , China’s current nuclear weapons building program is on track to potentially even
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    &lt;i&gt;&#xD;
      
           triple or quadruple
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          the size of its total stockpile over the next decade.  
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          In fact, despite the abovementioned bland Pentagon reference to “[t]he number of warheads on the PRC’s land-based ICBMs capable of threatening the United States,” recent reports suggest that a truly extraordinary new expansion is getting underway in precisely those ICBM warhead numbers.  Specifically, Beijing has recently begun what is described as “the most significant expansion of the Chinese nuclear arsenal ever,” in the form of two new missile fields totaling about 250 silos for intercontinental ballistic missiles (ICBMs).  To put that figure in context, that is “more than ten times the number of [Chinese] ICBM silos in operation today.”  According to the
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    &lt;a href="https://fas.org/blogs/security/2021/07/china-is-building-a-second-nuclear-missile-silo-field/" target="_blank"&gt;&#xD;
      
           Federation of American Scientists
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          ,
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           “The number of new Chinese silos under construction exceeds the number of silo-based ICBMs operated by Russia, and constitutes more than half of the size of the entire U.S. ICBM force. The Chinese missile silo program constitutes the most extensive silo construction since the U.S. and Soviet missile silo construction during the Cold War.”
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          Especially if those 250 silos were filled with China’s new super-heavy DF-41 ICBM – a missile
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    &lt;a href="https://missilethreat.csis.org/missile/df-41/" target="_blank"&gt;&#xD;
      
           reported to be capable of carrying up to 10 multiple independently-targetable re-entry vehicles
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          (MIRVs) – this would amount to an expansion of Beijing’s nuclear arsenal of shocking proportions, and is being undertaken at shocking speed.  Moreover,
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    &lt;a href="https://media.defense.gov/2020/Sep/01/2002488689/-1/-1/1/2020-DOD-CHINA-MILITARY-POWER-REPORT-FINAL.PDF" target="_blank"&gt;&#xD;
      
           the Pentagon has also warned
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          that China may be “moving to a launch-on-warning (LOW) posture” with its “expanded silo-based force.” 
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          All this, moreover, is not even counting China’s ongoing deployment of a new class of ballistic missile submarine – thus
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    &lt;a href="https://media.defense.gov/2020/Sep/01/2002488689/-1/-1/1/2020-DOD-CHINA-MILITARY-POWER-REPORT-FINAL.PDF" target="_blank"&gt;&#xD;
      
           expanding its strategic nuclear capabilities to the sea for the first time
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          – its development of yet a
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    &lt;a href="https://www.csis.org/analysis/glimpse-chinese-ballistic-missile-submarines" target="_blank"&gt;&#xD;
      
           further new class of ballistic missile submarine
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          , its development of
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    &lt;a href="https://fas.org/blogs/security/2020/09/the-pentagons-2020-china-report/" target="_blank"&gt;&#xD;
      
           air-launched ballistic missiles
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          , and its sizeable and still-expanding arsenal of
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    &lt;a href="https://thediplomat.com/2020/05/chinas-dual-capable-missiles-a-dangerous-feature-not-a-bug/" target="_blank"&gt;&#xD;
      
           dual-use ballistic missiles
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          .  One is hard pressed to think of any aspect of nuclear weapons and delivery system development where China is not pushing forward and expanding both its numbers and its qualitative capabilities at a rapid clip.
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          China has also apparently never stopped producing fissile material for weapons, and in fact recently announced the creation of
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    &lt;a href="https://www.newparadigmsforum.com/china-s-quest-for-a-huge-weapons-usable-plutonium-stockpile" target="_blank"&gt;&#xD;
      
           new production lines that will produce huge quantities of additional plutonium
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          .  These new plutonium is allegedly for use in future civilian reactors, but could be diverted to nuclear weapons uses at the CCP’s discretion.  One
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    &lt;a href="http://npolicy.org/article_file/2102_Chinas_Civil_Nuclear_Sector.pdf" target="_blank"&gt;&#xD;
      
           recent study by the Nonproliferation Policy Education Center
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          , for instance, suggests that through such diversion,
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           “Beijing conservatively could acquire … most likely at least 1,270 nuclear warheads by 2030 – closing in on or exceeding the roughly 1,300 strategic warheads the United States currently has deployed on its intercontinental ballistic missiles.” 
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          Bear in mind, moreover, that those words were written before the remarkable Chinese ICBM silo-building spree currently underway was first reported publicly.  In light of that buildup, such warhead-production figures now seem anything but outlandish.  
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          Such an expansion of strategic capabilities seems remarkably consonant with the depressingly bellicose saber-rattling that has been coming out of the Beijing newspaper
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    &lt;i&gt;&#xD;
      
           Global Times
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          – a journal, it is worth noting, that is owned and operated by the CCP’s official mouthpiece, the
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           People’s Daily
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          .   In 2020, the editor-in-chief of
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           Global Times
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          wrote that “
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    &lt;a href="https://www.globaltimes.cn/content/1187766.shtml" target="_blank"&gt;&#xD;
      
           China needs to expand the number of its nuclear warheads to 1,000 in a relatively short time.  It needs to have at least 100 Dongfeng-41 strategic missiles
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    &lt;/a&gt;&#xD;
    
          .”  Warming to this theme earlier this year, he added that “
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    &lt;a href="https://www.globaltimes.cn/page/202105/1224725.shtml" target="_blank"&gt;&#xD;
      
           [t]he number of China’s nuclear warheads must reach the quantity that makes U.S. elites shiver
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    &lt;/a&gt;&#xD;
    
          .”  Rather unabashedly, it would appear, China is now engaged in what may be the world’s biggest and fastest nuclear weapons build-up.
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          Nor, it would now appear, is China averse to working on potentially highly destabilizing new “exotic” strategic delivery systems.
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    &lt;a href="https://www.airforcemag.com/global-strikes-space-china-frank-kendall/" target="_blank"&gt;&#xD;
      
           U.S. Air Force Secretary Frank Kendall recently indicated
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    &lt;/a&gt;&#xD;
    
          , for instance, that Beijing may be working on a Fractional Orbit Bombardment System (FOBS) – a means of delivering nuclear weapons over a partly
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    &lt;i&gt;&#xD;
      
           non
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          -ballistic trajectory that involves at least partial Earth orbits, in order to permit weapons to arrive from potentially unwatched directions – as well as “potentially to actually put weapons in space.”  As he put it, China seems to have accelerated the pace of its nuclear work, “
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    &lt;a href="https://aviationweek.com/defense-space/usaf-secretary-warns-revived-60-year-old-chinese-nuclear-weapon" target="_blank"&gt;&#xD;
      
           and [that is] taking [them] in some disturbing directions
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          .”
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      &lt;b&gt;&#xD;
        
            B.           Nuclear Thinking 
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          But one shouldn’t fall into the trap of assuming that “nuclear weapon capabilities” and “strategic threat” are synonymous phrases.  That’s part of it, but the details – having to do with
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    &lt;i&gt;&#xD;
      
           why
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          a country seems to want such tools and what it aspires to do with them or believes they will get it – also always matter.  (Otherwise one should be more worried about the nuclear weapons powers of Britain and France than, say, North Korea – which describes the strategic thinking of no serious person.)  So how do Chinese leaders view nuclear weaponry and their own country’s relationship with it?
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          Well, to my eye, the PRC seems to always to have seen the possession of nuclear weapons as being central to its geopolitical role in the world.  This dates back to Mao’s early fixation upon acquiring them as a way, as he saw it, to strike back against the nuclear “monopoly” enjoyed by major powers such as the United States and the Soviet Union – the former being conceived as a sort of existential capitalist adversary and the latter as a revisionist opponent and perfidious betrayer within the socialist community.  In his conception, Chinese nuclear weaponization was not merely something of importance for the PRC’s own security interests vis-à-vis the nuclear superpowers, but also a critical step, in effect, in world-historical development as a messianic PRC championed the true interests of socialism and of the developing world against imperialist oppression and revisionist hegemonism.  Nuclear weapons, in other words, were tools with which China could help live out its destiny as a champion of righteousness and a vehicle for the world’s (secular) redemption.
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          Modern CCP thinking is not, on its face, nearly so grandiose as that.  Nevertheless, I  would argue that some echoes of that psychology persist in Chinese nationalism and Party thought today, at least insofar as leaders in Beijing seem to feel not just that nuclear weapons are essential on account of their concrete impact vis-à-vis potential adversaries, but also that they play an important role in the greater geopolitical drama of China’s destiny.  Specifically, I believe leaders in Beijing see nuclear weapons as one of the crucial indicia by which it can be judged whether or not China has “returned” to first-rank status in a world it feels to have humiliated and oppressed it for generations.  
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          Ever since an embarrassingly small and peripheral squadron of British gunboats made short work of Qing Dynasty forces during the Opium War, Chinese nationalists have fixated upon the possession of top-shelf military technology and capabilities as an essential part of how China is to avoid further such humiliation and indeed claw back for itself the status at the center of the global system of which they feel European imperialism
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    &lt;i&gt;&#xD;
      
           robbed
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          the Celestial Empire beginning in the mid-19th Century.  Accustomed over the centuries to thinking of itself as the center of humanity – the “Middle Kingdom,” as it was said, which was meant in political and psychological rather than necessarily in geographic terms – China suffered a terrible blow to its self-esteem and civilizational pride when it discovered how vibrant, sophisticated, and powerful the West had become, and when China was forced, as a result, to take a subservient position to the Western barbarians in the international system.  
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          China has never forgiven the outside world for what is described in Chinese propaganda tropes and nationalist literature as the “Century of Humiliation.”  And it has been the
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    &lt;i&gt;&#xD;
      
           leitmotif
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          of Beijing’s strategic policy ever since then to reclaim the sense of geopolitical centrality and the ritualized universal deference that nationalists imagine China previously to have enjoyed from all the other regions and states of the world.  
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          China’s strategic culture partakes of many elements, including the ancient Chinese philosophies of Confucianism (in theory) and Legalism (in practice), with modern admixtures from Leninist theory on the role of an all-powerful vanguard party and some elements of Marxist economic doctrine.  A central element of Chinese thinking ever since the mid-19th Century, however, has been the perceived imperative of restoring China’s power and status vis-à-vis the other states of the world.  
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          This ideology of national “return” – expressed in various ways over the years but epitomized by Xi Jinping’s phrasings about “
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    &lt;a href="https://www.cfr.org/excerpt-third-revolution" target="_blank"&gt;&#xD;
      
           national rejuvenation
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    &lt;/a&gt;&#xD;
    
          ” – conceives of the international political arena in zero-sum, status-hierarchical terms, and imagines it to be China’s destiny to restore itself to the leading position.  And this is particularly important, in the conceptual imaginary of Chinese nationalism, in relation to the countries that in China’s eyes most symbolize the power and arrogance of Western modernity: initially the United Kingdom, and in more recent generations, the United States.
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          I believe is hard to underestimate the importance of this theme.  China is what I call a “
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    &lt;a href="https://www.newparadigmsforum.com/p2442" target="_blank"&gt;&#xD;
      
           grievance state.
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    &lt;/a&gt;&#xD;
    
          ”  It is a country whose geopolitics are obsessed by notions of lost status, and the strategic policy of which is preoccupied with clawing its way back to the role and the prominence it feels to be its birthright, but of which it feels it has been robbed by perfidious Westerners.  I don’t think one can fully understand the role and importance of nuclear weaponry – or indeed Beijing’s approach to the cultivation and employment of any of the various military, economic, technological, demographic, and sociological aspects of what its strategists call “
          &#xD;
    &lt;a href="https://nuke.fas.org/guide/china/doctrine/pills2/part08.htm" target="_blank"&gt;&#xD;
      
           Comprehensive National Power
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    &lt;/a&gt;&#xD;
    
          ” (CNP) – without placing such tools in the context of China’s “
          &#xD;
    &lt;a href="https://www.hudson.org/content/researchattachments/attachment/1062/chinaviewsamerica--ford0812.pdf" target="_blank"&gt;&#xD;
      
           Great Telos of Return
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    &lt;/a&gt;&#xD;
    
          .”
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          This helps explain China’s extraordinary present-day nuclear weapons build-up.  My suspicion is that Beijing has probably
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    &lt;i&gt;&#xD;
      
           always
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          intended – somehow and at some point – to achieve qualitative and quantitative nuclear weapons parity with the United States and the Russian Federation, and perhaps more even than that.  Until they felt their technological, industrial, and financial capabilities were up to the task, however – and that their country was well-enough positioned to manage the repercussions of their ultimate nuclear ambitions becoming clear – Chinese leaders employed dissimulation, engaging in moralistic rhetoric about disarmament and nuclear “no first use” and trying to persuade the rest of the world that they represented no threat.  
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          For decades, therefore, China’s nuclear weapons policy was simply one more manifestation of
          &#xD;
    &lt;a href="https://www.globalsecurity.org/military/world/china/24-character.htm" target="_blank"&gt;&#xD;
      
           Deng Xiaoping’s famous “24-character” exhortation to “bide your time and hide your capabilities
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    &lt;/a&gt;&#xD;
    
          .”  Today, however, Xi Jinping clearly feels it is no longer necessary either to “bide” or to “hide,” and the CCP is building up its nuclear arsenal with enthusiastic abandon.
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          Nor, I fear, does the PRC want first-rank nuclear weapons capabilities simply for the status they are perceived to convey in a nationalist context that still smarts over the defeat inflicted upon China in 1842 by a British flotilla able to employ the military fruits of the Industrial Revolution against the decrepit Qing Dynasty.  Today, Beijing clearly
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    &lt;i&gt;&#xD;
      
           also
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          hopes to use an intimidating array of nuclear weaponry to create what I term an “
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    &lt;a href="https://www.newparadigmsforum.com/p2007" target="_blank"&gt;&#xD;
      
           offensive nuclear umbrella
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          ” – that is, to use strategic nuclear deterrence to create tactical “space” in which China can more easily and safely move against smaller neighbors,
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    &lt;a href="https://www.brookings.edu/wp-content/uploads/2019/09/FP_20190930_china_nuclear_weapons_talmadge-1.pdf" target="_blank"&gt;&#xD;
      
           particularly Taiwan
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          , without fear of U.S. intervention.  
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          Indeed, the Xi regime no longer particularly bothers to hide this ambition.  Amidst a growing crescendo of recent
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    &lt;a href="https://www.nbcnews.com/think/opinion/threat-china-invading-taiwan-growing-every-day-what-u-s-ncna1273386" target="_blank"&gt;&#xD;
      
           aggressive deployments
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          and
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    &lt;a href="https://www.usnews.com/news/world-report/articles/2021-01-29/china-escalates-war-rhetoric-over-taiwan-do-not-test-our-determination" target="_blank"&gt;&#xD;
      
           rhetoric against Taiwan
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          , for instance, the propaganda organ
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    &lt;i&gt;&#xD;
      
           Global Times
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          has justified its calls for a hugely expanded Chinese strategic nuclear arsenal on the grounds that “
          &#xD;
    &lt;a href="https://www.globaltimes.cn/page/202105/1224725.shtml" target="_blank"&gt;&#xD;
      
           [o]n this basis, we can calmly and actively manage divergences with Washington to avoid a minor incident sparking a war.
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          ”  By helping facilitate regional aggression under cover of strategic deterrence – trying to force the United States, in effect, to abandon the idea of defending Taipei, Tokyo, or Seoul in order to avoid risk to Chicago – is another way in which CCP planners seem to hope to make nuclear weapons serve the revisionist strategic ambitions encoded in China’s “Telos of Return.”
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          It is worth stressing that Beijing’s huge new nuclear build-up is occurring in a context in which the relative military threat to China are – objectively – at their lowest level in generations.
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    &lt;a href="https://geneva.usmission.gov/2018/04/23/statement-by-assistant-secretary-christopher-ford-at-the-opening-of-the-2018-nptprepcom/" target="_blank"&gt;&#xD;
      
           The United States has cut its nuclear forces to a small fraction of its Cold War numbers
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          , presently possessing only
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    &lt;a href="https://fas.org/blogs/security/2021/10/nuclear-stockpile2021/" target="_blank"&gt;&#xD;
      
           3,750 nuclear weapons
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          , according to the Biden Administration’s recently-declassified figures.  (That compares to upwards of 31,000 in the mid-1960s, and in the low-to-mid 20,000s at the end of the Cold War.)  The Russians, too, have cut their arsenal hugely over this period, down today
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    &lt;a href="https://armscontrolcenter.org/issues/russia/" target="_blank"&gt;&#xD;
      
           from about 40,000 as a Cold War peak to a reported 6,372
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    &lt;/a&gt;&#xD;
    
          .
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          As a result of all this, China today faces the smallest nuclear threat from Washington and Moscow that it has seen in many decades.  In recent years, moreover – as I’ll recount in more detail in a moment – the relative
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           conventional
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          military threat to China from the United States has also plummeted, though in this case not because we’ve been cutting back, but because Beijing has been furiously modernizing and building and increasingly capable suite of conventional capabilities.
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          China, in other words, is not just continuing but rapidly
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           accelerating
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          its nuclear buildup at a time when it faces
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           fewer
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          threats from the United States and Russia since well before I was born.  If you needed one, therefore, there could hardly be any clearer signal that Beijing’s military posture and nuclear buildup are 
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           not
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          about responding to threats: it is about naked, aggressive geopolitical ambition.  We forget this at our peril.
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           II.           Conventional Military Power 
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          For these reasons, I think it would be a great mistake to view Beijing’s rapidly-expanding nuclear capabilities in isolation from other aspects of Chinese power.  For reasons of brevity, I won’t address economic and
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           technological competition
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          this morning – though you should always remember that strategic planners in Beijing seem to regard
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           all
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          such aspects of “comprehensive national power” as being interrelated and mutually-reinforcing.  But I would like to flag for your attention the importance of the expanding capabilities of the People’s Liberation Army (PLA) in other military domains.
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          In terms of conventional military power, for instance, China has come a long way in building for itself the kind of forces upon which it would rely in moving against neighbors such as Taiwan or Japan while holding the U.S. Navy and Air Force at arms’ length.  The pace of this development over the last two decades has been quite impressive.
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          At the time of the
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           U.S. Defense Department’s first report to Congress on Chinese military power in the year 2000
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          , the PLA had begun to “shift[] its strategic focus from the protracted, large-scale land warfare that characterized Mao Zedong’s ‘People’s War’ to fighting small-scale, regional conflicts along China’s periphery,” and had begun to prioritize “developing the technologies and tactics necessary to conduct rapid tempo, high-technology warfare in Asia.”  Nevertheless, at that point, it was said that “China’s options are limited in seeking to offset U.S. power,” in part because “[t]he technological level of China’s defense industrial complex is too far behind that of the West to produce weaponry that could challenge a technologically advanced foe such as the United States.”  
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          As described in
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           last year’s
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          Defense report, however, things could hardly be more different. While we were learning hard lessons and honing our counter-terrorism and counter-insurgency skills against low-technology opponents in the Middle East, the PLA has been getting itself ready for us.
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          The
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    &lt;a href="https://media.defense.gov/2020/Sep/01/2002488689/-1/-1/1/2020-DOD-CHINA-MILITARY-POWER-REPORT-FINAL.PDF" target="_blank"&gt;&#xD;
      
           2020 DOD report on Chinese military power
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          recounts a PLA that is well on its way to achieving its objective of “becom[ing] a ‘world-class’ military by the end of 2049 – a goal first announced by General Secretary Xi Jinping in 2017.”  This appears to mean that by the hugely symbolic 100th anniversary of the CCP’s seizure of control in China in 1949, the Party will control “a military … that is equal to – or in some cases superior to – the U.S. military, or that of any other great power that the PRC views as a threat.”
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           Indeed, in conventional military power, the Pentagon warns, “China is already ahead of the United States in certain areas,” including shipbuilding, land-based conventional ballistic and cruise missiles, and the deployment of high-end integrated air defense systems (IADS).  The 2020 report also notes “the recent sweeping efforts taken by CCP leaders that include completely restructuring the PLA into a force better suited for joint operations, improving the PLA’s overall combat readiness, encouraging the PLA to embrace new operational concepts, and expanding the PRC’s overseas military footprint.”  
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          The key point here is not that the PLA remains “the largest standing ground force in the world,” for that has been true for a long time.  The crucial new piece is that the PLA is steadily transitioning into “a modern, mobile, and lethal ground force by fielding upgraded combat systems and communications equipment and enhancing its ability to conduct and manage complex combined-arms and joint operations.”  For its part, the PLA Navy has grown hugely, now constituting “the largest navy in the world,” and “an increasingly modern and flexible force … largely composed of modern multi-role platforms featuring advanced anti-ship, anti-air, and anti-submarine weapons and sensors.”  And Beijing is increasingly focused upon
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           using
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          such capable forces in playing “a more active role in advancing its foreign policy, highlighting the increasingly global character that Beijing ascribes to its military power.”
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           III.           Cross-Domain Challenges  
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            A.           Cyberspace Threats 
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          But conventional military power is only part of the challenge, for China has also been working to build up its military capacities in novel or emergent “battlespace” domains such as cyberspace.  The PLA’s cyber forces have been reorganized and consolidated a new “Strategic Support Force (SSF),” which the
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           U.S. Defense Department describes
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          as “a theater command-level organization established to centralize the PLA’s strategic space, cyber, electronic, and psychological warfare missions and capabilities.”  Notably, the SSF includes a component that is specifically “responsible for cyberwarfare, technical reconnaissance, electronic warfare, and psychological warfare.”
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          Perhaps not surprisingly, the SSF’s “
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           current major target is the United States
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          .”  At this point in history no one needs me to point out China’s extensive campaign of cyber-facilitated industrial espionage against the United States and other Western countries – a long-term strategy of intellectual property theft on a massive scale, which has brought about what the former head of the U.S. National Security Agency called “
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           the greatest transfer of wealth in history
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          .”  
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          Less well understood, however – but of more immediate concern for U.S. war planners, and those of you in the military legal community concerned with Law of Armed Conflict (LOAC) and International Humanitarian Law (IHL) issues – are the more
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           directly
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          offensive aspects of PRC cyber activities.  In particular, it is essential to understand the degree to which Beijing appears to be preparing to mount catastrophically destructive cyberattacks upon U.S. critical infrastructure in time of conflict.
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          This threat has been building for some years. At least as early as 2011,
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           scholars at the U.S. National Defense University
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          warned that 
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           “[a]nalysis of [People’s Liberation Army] writings suggests a number of characteristics that might govern PLA employment of computer network attacks in a conflict involving the United States.  These characteristics include … using computer network attacks in the opening phases of a conflict, potentially even via preemptive attacks.”
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          The
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           U.S. Defense Science Board warned in 2017
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          , moreover, about the growing danger of “large-scale and potentially catastrophic cyber attacks by … China,” noting that Beijing was “increasing [its] already substantial capabilities to hold U.S. critical infrastructure at risk by cyber targeting of inherently vulnerable [information and communication technologies] and [industrial control system] architectures.”  
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          And the
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    &lt;a href="https://www.dni.gov/files/ODNI/documents/2019-ATA-SFR---SSCI.pdf" target="_blank"&gt;&#xD;
      
           U.S. Director of National Intelligence emphasized in his 2019 global threat briefing to Congress
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          that “China presents … a growing attack threat to our core military and critical infrastructure systems.” Beijing, he noted “is improving its cyber attack capabilities,” and China at that point already had “the ability to launch cyber attacks that cause localized, temporary disruptive effects on critical infrastructure – such as disruption of a natural gas pipeline for days to weeks – in the United States.”  Not for nothing, therefore, did
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           I warn in office at the State Department
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          that 
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           “[we] face growing threats to our critical infrastructure from PRC and Russian efforts to prepare for possible all-out warfare in the cyber domain. … The trend is clear, and things are worsening.”
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          Nuclear weapons policy issues are thus today greatly complicated by our adversaries’ development of what might be termed “nuclear-adjacent” wartime capabilities – that is, the ability to mount attacks with potential strategic impact, such as against civilian critical infrastructure on scale.  These problems are likely to become only more acute as the PRC (as well as Russia) continues to expand its cyber-toolkit.  
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          Reflecting this entanglement of nuclear deterrence with matters of cross-domain strategic impact, the U.S. Defense Department’s
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            2018 Nuclear Posture Review
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          made clear in its description of U.S. nuclear declaratory policy that
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           “[g]iven the potential of significant non-nuclear strategic attacks, the United States reserves the right to make any adjustment in the assurance that may be warranted by the evolution and proliferation of non-nuclear strategic attack technologies and U.S. capabilities to counter that threat.”
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          As I noted in a
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           State Department policy paper last year
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          , this idea of a “significant non-nuclear strategic attack” 
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           “is a critical new element in U.S. nuclear declaratory policy, and lest there be any confusion about whether a cyber attack could potentially constitute a ‘significant non-nuclear strategic attack,’ I can say with confidence that
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            it most certainly could
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           if it caused kinetic effects comparable to a significant attack through traditional means.”
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          These cross-domain issues are of huge importance for nuclear deterrence itself, and for what might follow in the event that deterrence fails.  I thus encourage all you sharp military lawyers in the audience this morning spend more time thinking through the implications of these developments for operational law practice.  The situation is notably complex, and becoming more so.
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            B.           Counterspace Threats 
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          In the interests of brevity, I won’t belabor the point, but analogous things can be said about Chinese development of counterspace capabilities.  Such weaponry could also potentially have strategic impact if it were used to threaten the space-based assets and architectures upon which U.S. warfighting capacity depends for critical communications, intelligence collection and strategic warning, and strategic command-and-control – and upon which our civilian economy depends to a great extent as well.  
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          So far, rather more has been said publicly about
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           Russian
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          development of such counterspace capabilities than China’s.  Russia, for instance, has not merely developed terrestrially-based anti-satellite weaponry, but also on-orbit systems that it has tested at least twice.  As I noted in describing those tests in a State Department paper last year, “
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           Russia seems already to have placed weapons in space
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          .”
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          It may be, however, that China is not far behind.  The new U.S. Space Force recently told the media, for instance, that
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           China presents a “full spectrum of threats
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          ” in outer space, and Air Force Secretary Kendall also recently drew attention to Beijing’s “
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           potential to actually put weapons in space
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          .” (China already, for instance, reportedly has a
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           satellite with a robotic arm that could be used to grab or damage other satellites in orbit
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          .)  Here too, therefore, cross-domain effects of potential strategic import thus may be complicating traditional nuclear deterrence questions.  As with cyberspace, therefore, we may need more serious thought from our operational lawyers about the LOAC and IHL implications.
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           IV.           Conclusion 
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          That’s a lot to chew on, and pretty much none of it is good news from the perspective of U.S. national security.  Nevertheless, as you think through the implications of “Strategic Competition and Large Scale Combat Operations” in the context of China and nuclear weaponry, I wanted to make sure that you got a feel not just for Beijing’s huge nuclear build-up, but also for the entanglement of nuclear weapons and deterrence questions with a range of additional cross-domain challenges and broader geopolitical issues.  I look forward to our discussion.
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          Thank you.
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          -- Christopher Ford
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&lt;/div&gt;</content:encoded>
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      <pubDate>Sun, 17 Oct 2021 16:00:11 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/china-s-nuclear-weapons-buildup-geopolitical-ambition-and-strategic-threat</guid>
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    <item>
      <title>A "People's War" against the People's Republic: Deterring an Invasion of Taiwan (in three parts)</title>
      <link>http://www.newparadigmsforum.com/a-people-s-war-against-the-people-s-republic-deterring-an-invasion-of-taiwan-in-three-parts</link>
      <description />
      <content:encoded>&lt;h3&gt;&#xD;
  
         Dr. Ford published a three-part series of short essays on deterring a Chinese invasion of Taiwan for the National Security Institute at George Mason University's Law School, on October 5, 7, and 11, 2021.  They may be found
         &#xD;
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          here
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         ,
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  &lt;a href="https://thescif.org/a-peoples-war-against-the-people-s-republic-deterring-an-invasion-of-taiwan-part-ii-152af3b12afa" target="_blank"&gt;&#xD;
    
          here
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         , and
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  &lt;a href="https://thescif.org/a-peoples-war-against-the-people-s-republic-deterring-an-invasion-of-taiwan-part-iii-fea08985b364" target="_blank"&gt;&#xD;
    
          here
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         on NSI's podcast website, "
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  &lt;a href="https://thescif.org" target="_blank"&gt;&#xD;
    
          The SCIF
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         ."
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            This three-part series looks at the U.S-Taiwan partnership from the perspective of how we might be able more effectively to deter an invasion of Taiwan by the PRC’s People’s Liberation Army (PLA) — which has spent many years preparing for such an operation. Part I of this series will examine shortcomings in previous U.S. Government approaches to defending Taiwan and deterring an invasion, while Part II will offer a practical plan for presenting the PLA with unprecedented operational challenges in an invasion scenario. In conclusion, Part III will then explore how such an operational approach could be coupled with a strategic communications campaign that really might present the Chinese Communist Party with circumstances threatening enough to its interests to deter aggression.
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           Part I:
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          The ignominious American retreat and humanitarian catastrophe of turning Afghanistan over to the Taliban has led to questions about whether U.S. alliance guarantees can be depended upon. The debacle, for instance, has encouraged some to predict a similar fate for America’s longstanding partners on Taiwan, a thriving democracy we have long
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           promised to help protect
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          , but that faces terrible threats from its huge and predatory authoritarian neighbor, the People’s Republic of China (PRC).
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          It seems clear that the unseemly U.S. scramble to extricate itself from Afghanistan
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           has
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          worsened the problem of deterrence in the Taiwan context.
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           One recent article
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          , for instance, declares Taiwan undefendable and urges that U.S. arms sales to the island be terminated, even as
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           media reports detail the PRC’s growing preponderance of force in the region, raising doubts about U.S. guarantees
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          to the island nation.
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          Certainly, the PRC’s propaganda machine is crowing about the implications. One newspaper —
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           Global Times
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          , owned and controlled by the Chinese Communist Party’s (CCP) official mouthpiece
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           People’s Daily
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          — has described the Afghanistan withdrawal as a “
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           lesson” for Taiwan
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          that it should come to terms with Beijing, claiming that
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           it is just “a matter of time” until Washington abandons Taiwan, too
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          .
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          Biden Administration officials have desperately tried to rebut Afghanistan/Taiwan comparisons, insisting that notwithstanding our craven abandonment of the former, the U.S. commitment to the latter remains “
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           as strong as it’s ever been
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          .” One hopes this is true, and indeed the two situations are somewhat different. It’s also important to remember that even America’s humiliation in Vietnam did
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           not
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          cause the collapse of our other alliance networks, either in Europe or East Asia. (In fact, not long thereafter, NATO courageously countered Soviet SS-20 missile deployments with the
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           deployment of U.S. intermediate-range systems
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          . Perhaps
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           Global Times
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          should ponder that analogy more.)
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          That said, the Afghan mess has certainly roiled the geopolitical waters in potentially dangerous ways. It is unquestionably the case that the PRC is
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           stepping up bellicose rhetoric
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          and
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           campaign of threats and intimidation
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          against Taiwan, while continuing to build up a
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           massive array of force against that beleaguered democracy
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          . It is also hardly surprising that new questions are now being raised about U.S. constancy as an ally and about our ability to help defend Taiwan.
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          These questions are all the more vexing given the degree to which — despite
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           decades of arms sales
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          ,
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           which the Biden Administration has continued
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          — Taiwan has not always been supplied with the types of U.S. military equipment that would be most useful against the People’s Liberation Army (PLA) in an invasion scenario. Too often, Taiwan has tended to end up with gear that may be symbolically important and “sexy,” but that seems unlikely to be of much actual use against such an invasion.
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          For example, Taiwan’s newly-upgraded
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           F-16 fighter jets
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          are likely to conduct only one-way missions in the event of a full-scale invasion, even assuming they manage to get off the ground before their runways are destroyed by the PLA’s
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           huge arsenal of missiles
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          . It made sense to provide Taiwan with
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           anti-ship missiles and armed maritime patrol drones
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          , which could be used to help attrit a PLA amphibious armada, but
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           U.S. main battle tanks
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          would have limited utility as the mountainous and partly forest-covered island is overrun. Just how Taiwan would expect to use
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           U.S.-made amphibious assault vehicles
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          against a PLA amphibious invasion, moreover, is anyone’s guess.
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          This is clearly a problem. The more equipment we provide that
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           won’t
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          help Taiwan against a full-scale Chinese invasion, the more we risk seeming to confirm
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            Global Times
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           ’ assessment
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          that the United States simply seeks to sell arms at a profit without getting stuck with a serious commitment to the island’s defense. The more, too, might we thereby also risk allowing our Afghanistan withdrawal to taint our alliance relationships elsewhere.
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          Assuming that the point of U.S. arms sales to Taiwan is to equip it to resist an invasion — and thus also to help
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           deter
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          one — Washington and Taipei still have work to do in demonstrating the military efficacy of our partnership and making the island demonstrably “indigestible” to the PLA. How might we convince Beijing both that this partnership is likely to be militarily effective and that an invasion would result in a bloody, costly, and prolonged debacle in ways potentially dangerous to the survival of the CCP itself?
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          That’s a tall order, but there may indeed be a way to do this. I’ll turn to the practicalities of ensuring such a debacle for the PLA in Part II.
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           Part II:
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          Welcome back. This second installment in our three-part series offers a vision for how to make such an invasion operationally and politically unsustainable and unattractive to Beijing and its ruling Chinese Communist Party (CCP).
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          As you may have gathered from my account in Part I, I believe U.S.-Taiwan security assistance and military cooperation should reorient itself away from trying to prop up the Taiwanese military as just another “regular,” conventional military force analogous to — though notably smaller than — the modern PLA. Instead, it should prepare Taiwan to put up an intolerable degree of irregular, non-conventional resistance to any PLA invasion and occupation. We need, in other words, to turn Mao Zedong’s theories of “People’s War” back against the People’s Republic of China (PRC).
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          Imagine, if you will, a security assistance program that helps Taiwan establish a network of hundreds (or thousands?) of clandestine arms caches all around the island — in densely-populated urban areas and rugged mountain fastnesses alike — brimming with supplies and equipment to help the Taiwanese people confront the PLA with its own debilitating, humiliating, and utterly unwinnable “Vietnam” or “Afghanistan.” These caches would contain the weaponry needed for Taiwanese irregular fighters to make the PLA’s life on the island a living hell: man-portable air defense systems; anti-tank guided missiles; anti-vehicular mines; sniper rifles and ammunition; and high-grade explosives and detonator/fusing kits to facilitate anti-PLA sabotage missions and improvised explosive device placements against an occupying force.
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          Portable jammers for the PLA’s “BeiDou” system — China’s analogue to the American GPS network — could also be supplied in order to help the Taiwanese resistance impede PLA aerial navigation and weapon targeting, as well as American equipment optimized for jamming or intercepting Chinese military communications. Short-range, low-power encrypted radios would help Taiwanese guerrillas communicate with each other and organize the fight, while longer-range communications equipment — as well as target-designation gear — would facilitate coordination with long-range precision fires deliverable by U.S. aerial, military, and naval assets from far offshore. (The caches might even include quantities of small, clandestine “tag-and-track” devices, which resistance fighters could affix to vehicles and other assets associated with the PLA occupation, further facilitating targeting and interdiction.) Video gear and satellite communications equipment would also be supplied to enable locals to upload evidence of PLA abuses and atrocities — as well as heroic and inspiring stories of resistance activity — in order to embarrass Beijing, undermine its propaganda, and potentially lay the groundwork for future war crimes prosecutions of senior PLA and CCP officials.
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          The establishment of such a network of arms caches should not be carried out in secret — though of course their actual locations would need to be concealed as much as possible. To the contrary, integral to this new security assistance program would be a forward-leaning U.S.-Taiwan messaging campaign making clear what was underway and highlighting just what a truly awful mess would inevitably await PLA servicemembers were they to try to occupy Taiwan.
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          I’ll turn to that messaging campaign — and why I think it really could help deter a PLA invasion by threatening CCP interests in ways that could be even more compelling than Beijing’s perceived incentive to take Taiwan as quickly as possible — in Part III of this series.
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           Part III:
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          In this final installment of my three-part series on how to deter an invasion of Taiwan by the People’s Republic of China (PRC) and its People’s Liberation Army (PLA), I’ll try to pivot from the operational —
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           i.e.
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          , creating a world of potential insurgent ugliness for the PLA should it try to occupy the island — to the political and the geopolitical, and to why I think this approach may in fact be deterring.
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          In Part II of this series, I called for “a forward-leaning U.S.-Taiwan messaging campaign making clear what was underway and highlighting just what a truly awful mess would inevitably await PLA servicemembers were they to try to occupy Taiwan.” As I see it, this messaging campaign would be particularly important to the overall strategy, inasmuch as upon it would hinge much of the
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           deterrent
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          effect of this program — that is, its ability not merely to equip Taiwanese irregulars to bloody and humiliate the PLA in defending their homeland against Chinese invasion, but also in fact to help
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           deter
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          attack by making an invasion seem desperately unpalatable, and perhaps even existentially dangerous, to Chinese Communist Party (CCP) leaders in Beijing.
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          The Chinese Communist Party has invested enormous political capital, over the years, in the idea that the CCP alone is capable of bringing about the “return” of China to a central place on the world stage through a process of “national rejuvenation.” In this ambitious vision, the country’s humiliations at the hand of Westerners and Japanese in the 19th and early 20th-centuries would finally be put behind it, and Beijing would reemerge as the sort of global power Chinese nationalists imagine ancient China to have been, enjoying a preeminent status and respectability at the center of human civilization in ways which they consider to be their historical birthright.
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          In terms of its domestic legitimacy narrative, in other words, the CCP has invested beyond measure in the notion of overcoming humiliations, re-acquiring a position of respected global centrality at the center of some modernized, status-conferring analogue to China’s ancient tribute system, and “reunifying the Chinese people” through the “recovery” of Taiwan.
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          This is why a humiliating PLA bloodletting at the hands of guerrillas in Taiwan could be hugely problematic from Beijing’s perspective, far beyond its actual (and very considerable) cost in lives and treasure, potentially even to the point of threatening CCP power in China itself. Particularly with a largely ethnically Chinese resistance in Taiwan that would be able to invoke the PRC’s own mid-20th-century propaganda tropes and doctrinal pronouncements about “People’s War”
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           against
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          the CCP — a scenario in which, moreover, the PRC would be cast in the role of Imperial Japan — such an intractable conflict could strike dangerously close to the heart of CCP power and legitimacy in China, even as the Party prepared to celebrate the supposed gloriousness of its 100 years in power in 2049. (The global sanctions and isolation that could also result from such a war scenario might jeopardize many of the foundations of the PRC’s economic power and prosperity, too, thus striking at the CCP’s only
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           other
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          source of supposed domestic legitimacy and presenting Party leaders with something of a “perfect storm” of catastrophe.)
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          Enjoying in recent years the fruits of its economic and military expansion, the CCP seems to be increasingly self-confident and risk-tolerant in many
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           external
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          ways, but it remains at its core deeply fearful, terrified of the population it struggles to control. For all Xi Jinping’s recent provocative swagger in international affairs, therefore, a bloody and irregular “People’s War” in Taiwan of the sort contemplated here might indeed seem a terrifying prospect from the CCP leadership compound at Zhongnanhai. Making all of this exquisitely clear to Beijing
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           in advance
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          , moreover, could notably advance the cause of deterring just such a conflict.
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          To be sure, re-engineering U.S.-Taiwan security assistance along these lines — and effectively signaling to Beijing both the horrors it would face on Taiwan and the instability and insecurity a humiliated and stigmatized CCP regime might face at home should an invasion occur — would be no small task. But such a bold new “People’s War” program would take less time, cost less money, and provide much more warfighting
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           and deterrent
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          impact than even several decades more of the sort of conventional military assistance we have traditionally provided to Taiwan.
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          So where does this leave us? Well, I think that despite America’s withdrawal from Afghanistan, therefore, we can still reform and reinvigorate our partnership with Taiwan. We
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           do
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          know how to make the island demonstrably “indigestible” to the PLA, and thus help protect its vibrant democracy from invasion and suppression by the Chinese Communist Party. And we should do so.
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          -- Christopher Ford
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&lt;/div&gt;</content:encoded>
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      <pubDate>Sun, 17 Oct 2021 15:15:20 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/a-people-s-war-against-the-people-s-republic-deterring-an-invasion-of-taiwan-in-three-parts</guid>
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      <title>Interrogating the "Nuclear Trilemma"</title>
      <link>http://www.newparadigmsforum.com/interrogating-the-nuclear-trilemma</link>
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         Below follow the remarks Dr. Ford prepared for the September 22, 2021, CSIS Project on Nuclear Issues (PONI) Conference on “The Nuclear Policy Trilemma: Balancing Nuclear Modernization, Alliance Management and Effective Arms Control in a Competitive Security Environment."  (These remarks can also be found on
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          Medium
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         , by clicking
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          here
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         .)
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         Thanks, Rebecca [Hersman].  It’s great to be on a panel with such high-powered fellow panelists.  For my contribution, I’ll offer some thoughts on how to handle what is here being called the “nuclear policy trilemma” – which apparently means “the tensions between nuclear modernization, arms control, and reducing the role of nuclear weapons in U.S. security, and revitalizing alliances.”    
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          This is merely my own personal opinion – and does not necessarily reflect that of anyone else at the MITRE Corporation or elsewhere – but to my eye, if “trilemmas” are related to “dilemmas” in being situations in which one is caught between competing and interests that work to some degree at cross purposes, I don’t think we actually have that much of a problem.
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          Nuclear modernization, arms control, revitalizing alliances, and nuclear role reduction do
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           not
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          all work at cross purposes.  All but
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           one
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          of these objectives, in fact, are actually quite complementary in the current security environment.  The final one is more problematic – and may indeed present a “dilemma” – but I think ultimately the answer for U.S. policy is pretty straightforward.
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          To my eye, this
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           ought
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          to leave the Biden Administration in the enviable position of being able to move forward with a solid strategic agenda of modernization, arms control, and strong U.S. alliances that enjoys a significant degree of bipartisan support.  But I also recognize that during the last generation or so since the end of the Cold War, the arms control and disarmament community has been enthralled by the teleology of reduction and elimination, any questioning or delay in the implementation of which is treated as something akin to apostasy.  
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          That fixation can apparently make the objective of modernization
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           feel
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          problematic and make role reduction feel axiomatically important.  I hope, however, I can convince you that such a conclusion is more of an ideological assertion than a strategic fact.  Indeed, if anything, I would argue that under current conditions, that instinct may get it backward.  In fact, U.S. nuclear modernization is essential both to arms control and to America’s alliances, whereas the role reduction agenda – at least under current circumstances – raises various conceptual problems and internal contradictions, and could potentially harm the causes of arms control and ally reassurance.
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           I.          
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            The Non-Tension 
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          Modernization, for example, is not just consistent with but actually
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           essential
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          both to successful arms control and to U.S. alliance relationships.   
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           A.          
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            Modernization is Essential to Arms Control 
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          I don’t mean to be cute, but if we hope to bargain with other possessors over restraints upon or reductions in nuclear weaponry, for instance, we need to have something to bargain with.  Since our current
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           nuclear weapons
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          and
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           delivery systems
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          are either already at the outside edge of their service life or soon will be, this necessarily means modernizing our arsenal, as all the other nuclear possessors are doing, or have already completed, so that our own systems don’t “age out” by essentially decaying in place.  Unless we wish to disarm ourselves unilaterally, therefore – which some might perhaps support, but I think would be notably stupid – U.S. modernization is how we get from the today’s world to one in which negotiated agreements are in hand limiting or reducing nuclear arsenals.
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          Were we not to modernize, there would be little reason for our adversaries to consider arms control with us.  (Why would they want to pay us to cap or eliminate something that’s will shortly fall apart on its own?)  If we want to negotiate a new arms control framework, we need to make sure we possess things that our adversaries wish to limit, and that
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           they
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          have reason to think long-term competition
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           without
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          limits is not in their interest.  It would be foolish for U.S. leaders to do the work of Russian or Chinese negotiators
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           for them
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          by abandoning U.S. programs or allowing them to decay in place without getting anything for this in return.
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          Modernization to prevent today’s looming block obsolescence is all the more essential because it seems unlikely that significant arms control progress will be possible in the near term.  Unfortunately, we will surely
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           need
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          nuclear weapons for some time yet.
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          To be sure, Russia might be willing to entertain the idea of arms limits, perhaps including a warhead cap and some kind of geographic restriction on ground-based intermediate-range missiles of the sort that
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           Moscow destroyed the INF Treaty in order to start building
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          – at least, at any rate, if we were willing to deny our NATO allies access to
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           conventionally-armed U.S. missiles
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          of this sort as they confront risks of Russian aggression unprecedented since the collapse of the Soviet Union.  And of course I’m pleased to see that
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           my successor at the State Department, Bonnie Jenkins, has endorsed
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          the Trump Administration’s idea of
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           capping all nuclear warheads
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          and
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           bringing Russia’s new “exotic” strategic nuclear delivery systems into an arms control framework
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          .
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          Yet Moscow shows little sign of being willing to negotiate any real reining-in of its growing arsenal of non-strategic weaponry, which it had
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           once promised to all but eliminate under the Presidential Nuclear Initiatives of the 1990s but to which the Putin regime now seems quite committed
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          .  And of course
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           Moscow remains on course in developing new and destabilizing types of strategic weaponry
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          as well, not all of which fall under the terms of the New START agreement (which will in any event evaporate in four more years anyway).
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          But here the biggest problem is China.  This is the case just its
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           refusal to talk about arms control
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          and its extraordinary nuclear build-up, but also the knock-on effects that Beijing’s trajectory is likely to have both in dramatically
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           constraining what is likely to be negotiable between Russia and the United States
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          and in worsening the multi-party arms race spiral already involving India and Pakistan.  
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          If over the last few years you had been wondering why Beijing has been helping sabotage international negotiations over a Fissile Material Cutoff Treaty (FMCT), refusing to accept a policy moratorium on fissile material production for nuclear weapons purposes, and
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           potentially even conducting very low-yield nuclear tests
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          , after all, you now have your answer: China is engaged in an enormous nuclear weapons build-up.  As the
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           head of the U.S. Strategic Command has noted
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          , China’s current nuclear weapons building program is on track at least to double – and perhaps to triple or quadruple – the size of its nuclear weapons stockpile over the next decade.  
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          China has apparently never stopped producing material for weapons, and in fact recently announced the creation of
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           new production lines that will produce huge quantities of additional plutonium
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          , which could be diverted to nuclear weapons uses.  Beijing has recently begun “the most significant expansion of the Chinese nuclear arsenal ever,” in the form of two new missile fields totaling about 250 silos for intercontinental ballistic missiles (ICBMs): “more than ten times the number of [Chinese] ICBM silos in operation today.”  According to the
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           Federation of American Scientists
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          ,
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           “The number of new Chinese silos under construction exceeds the number of silo-based ICBMs operated by Russia, and constitutes more than half of the size of the entire US ICBM force. The Chinese missile silo program constitutes the most extensive silo construction since the US and Soviet missile silo construction during the Cold War.”
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          Especially if those 250 silos were filled with China’s new super-heavy DF-41 ICBM – a missile
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           reported to be capable of carrying up to 10 multiple independently-targetable re-entry vehicles
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          (MIRVs) – this would amount to an expansion of Beijing’s nuclear arsenal of shocking proportions, being undertaken at shocking speed.  And that’s not even counting China’s ongoing deployment of a new class of ballistic missile submarine, thus
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           expanding its strategic nuclear capabilities to the sea for the first time
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          , its development of yet a
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           further new class of ballistic missile submarine
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          , its development of
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           air-launched ballistic missiles
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          , and its sizeable and still-expanding arsenal of
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           dual-use ballistic missiles
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          .  China is engaged in what appears to be the world’s biggest and fastest nuclear weapons build-up.
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          Making the prospects for arms control dimmer still, it is now clear that both Russia and China see nuclear weapons as key pillars of their geopolitical role in the world.  Both are states
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           obsessed by notions of lost glory and now working to claw their way back to great-power (Russia) or perhaps event preeminent (China) status vis-à-vis the United States and the Western democracies
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          , in large part through expanding their military muscle, and for both, nuclear weaponry is felt essential to their country’s national identity and mission.  
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          Nor do they want such nuclear weapons power simply for defensive purposes, for both the Putin and Xi regimes also seek to use their nuclear arsenals to create an “
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           offensive nuclear umbrella
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          ” under which they can more easily contemplate moves against smaller neighbors, in service of their revisionist strategic ambitions.  Whether in Russian
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           saber-rattling in connection with Putin’s invasion of Crimea
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          or in providing strategic “cover” to
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           facilitate a future invasion of Taiwan by compelling other great powers to keep their distance
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          , both Moscow and Beijing seem to envision their nuclear arsenals being used in support of regional aggression. 
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          Significant arms control agreements with these two aggressive, nuclear-minded powers – much less disarmament-focused reductions – are likely not, therefore, “just around the corner.”  And this makes actually completing the long-planned U.S. nuclear modernization program essential, a point of striking agreement between President Obama and President Trump, an
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           agenda on which even the fractious U.S. Congress agreed on a bipartisan basis in 2010 in connection with ratification of New START
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          , and hopefully a priority for the Biden Administration as well.
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          This is why modernization is essential not just to the future of the U.S. deterrent but also to the future of the arms control enterprise.  If one wants to preserve the possibility of arms control and
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           negotiated
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          nuclear reductions, therefore we badly
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           need
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          that modernization.  It is also essential that we
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           restore the robustness and resilience of the U.S. nuclear weapons infrastructure
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          , without which an adversary would understand not merely that it need not actually negotiate with us, but also that it could perhaps out-compete us in a strategic arms race.  
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          Anyone serious about the future of negotiated arms control, therefore, should support modernization of U.S. nuclear delivery systems and the nuclear infrastructure.  Nor, frankly, should
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           any
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          U.S. capabilities be scrapped unilaterally.  Even if the Biden Administration doesn’t actually
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           like
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          recent deterrence-facilitating innovations such as the new
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           nuclear-capable submarine-launched cruise missile
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          (SLCM-N) program, the air-launched
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           Long-Range Stand-Off weapon
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          (LRSO), or the
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           lower-yield W76-2 warhead
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          , for instance – or perhaps
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           especially
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          if it doesn’t like those systems, since such distaste might open up “trade bait” possibilities once an arms control negotiation got underway– it would be a terrible mistake, at this point, to do the work of Russian or Chinese negotiators for
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           them
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          by abandoning any U.S. programs without getting anything for it in return.
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          And we
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           certainly
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          shouldn’t scrap the land-based missile leg of our nuclear Triad
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           as some have suggested
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          .  This would not merely undermine deterrence, cutting back our nuclear forces at no cost to Moscow or Beijing, and perhaps dangerously reduce the reassuring technological diversity and responsiveness of our arsenal.  It would also “free up” many hundreds of adversary weapons to be reallocated to
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           other
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          U.S. targets, thus giving Moscow (and perhaps soon Beijing) a notable degree of
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           de facto
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          numerical supremacy.  Such a strategic “own goal” would do huge
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    &lt;a href="https://www.atlanticcouncil.org/wp-content/uploads/2021/03/Nuclear-Force-Sizing-IB-032621.pdf" target="_blank"&gt;&#xD;
      
           damage not just to our force posture and to deterrence
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          , but surely also to the prospects of arms control.  Why negotiate limits or reductions with someone who is busy throwing out his own weaponry even without your encouragement?
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           B.          
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            Modernization is Essential to U.S. Alliances 
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          Making sure that the U.S. nuclear deterrent will remain effective, safe, and reliable for as long as we might continue to need it is vital to our own deterrence, of course, but it’s also needed for the security of the allies who rely upon our “nuclear umbrella.”   Modernization is especially critical to strong alliance relationships in an era in which Russian and Chinese regional revisionism is both increasingly aggressive and increasingly well-armed, and in which our conventional military power is increasingly challenged by their advances, especially in some regional scenarios.  Indeed, I’d think one of the surest ways to
          &#xD;
    &lt;i&gt;&#xD;
      
           undermine
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          our alliances would be to cut back or end the modernization effort upon which depends the future viability of our arsenal – and thus also of the “nuclear umbrella” upon which our allies rely.
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          U.S. nuclear modernization is thus key to our maintenance of strong relationships with our allies, both in Europe and in East Asia.  At the very least, there certainly wouldn’t seem to be any “tension” between: (a) making sure that the U.S. nuclear deterrent will remain effective, safe, and reliable; and (b) continuing to tell the allies who shelters under our “nuclear umbrella” that we – and, if necessary, our deterrent force – will be there for them in a crisis to help protect them from aggression.  That’s the message we’ve been sending to our allies for many decades, and it depends heavily upon the viability of our nuclear arsenal.   
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          Accordingly, it seems clear that U.S. nuclear modernization, arms control, and alliances go together rather well.  In fact, they reinforce each other.  If there’s a skunk at the strategic-analytical garden party of what this conference is calling the “nuclear trilemma,” it’s “role reduction.”  
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           II.          
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            The Challenge of “Role Reduction”
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          Now a good deal of role reduction certainly seemed possible for a while, and I supported it when serving in the George W. Bush Administration, when we emphasized this policy.  And twenty years ago, when the strategic environment was still felt to be fundamentally non-competitive, the United States enjoyed massive conventional superiority over any adversary in any theater, and our great power counterparts were either not increasing their nuclear capacities much or were joining us in reductions, such role reduction seemed quite possible for the United States. Hence it was indeed possible to reduce the role of nuclear weaponry in U.S. thinking quite dramatically, and a process of nuclear reductions was set in motion that over time would see both Washington and Moscow reduce their holdings by nearly 90 percent compared to Cold War-era peaks – in our case, to the
          &#xD;
    &lt;a href="https://geneva.usmission.gov/2018/04/23/statement-by-assistant-secretary-christopher-ford-at-the-opening-of-the-2018-nptprepcom/" target="_blank"&gt;&#xD;
      
           lowest numbers seen since Dwight Eisenhower was president
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          .
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           But let’s not delude ourselves today.  One might wish it otherwise, but none of those conditions is the case anymore.  The security environment has been deteriorating, and we and our allies face growing conventional threats that are the most significant we’ve seen in decades, and which threaten our own forces with
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    &lt;a href="https://www.defenseone.com/policy/2021/07/it-failed-miserably-after-wargaming-loss-joint-chiefs-are-overhauling-how-us-military-will-fight/184050/" target="_blank"&gt;&#xD;
      
           potential overmatch in some regional scenarios
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          .  Moscow and Beijing are also both building up their nuclear capacities – in China’s case, with quite shocking speed – and they are aggressively developing
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           non
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          -nuclear capabilities with potential strategic impact as well.  
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          Notably, as new
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           types
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           of non-nuclear military power have grown up which could have genuinely “strategic” impact – but to which there are not always obvious traditional conventional deterrent responses – the trend in U.S. planning has been to try to preserve at least
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    &lt;i&gt;&#xD;
      
           some
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          deterrence by holding open the theoretical possibility of a nuclear response to a devastating “high-end” attack via non-nuclear means.
          &#xD;
    &lt;a href="https://dod.defense.gov/Portals/1/features/defenseReviews/NPR/2010_Nuclear_Posture_Review_Report.pdf" target="_blank"&gt;&#xD;
      
           President Obama’s Nuclear Posture Review (NPR) of 2010
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          , for instance, explicitly flagged the possibility of a U.S. nuclear response to a sufficiently severe biological weapons attack.
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           President Trump’s NPR of 2018
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          built upon this precedent, articulating the idea of a “significant non-nuclear strategic attack” (SNNSA), a concept that implied – as
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    &lt;a href="https://www.newparadigmsforum.com/p2818" target="_blank"&gt;&#xD;
      
           I myself thereafter made clear when in office
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          – concern about the potential strategic impact of catastrophic cyberattacks upon U.S. critical infrastructure or the destruction of the space assets upon which we rely for such things as critical communications, strategic early warning, and nuclear command and control.
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          And these problems are hardly going away.  Indeed, it is increasingly hard to gainsay the concerns expressed in the 2010 and 2018 NPRs, for there has been no lack of reporting and official open-source intelligence warning about
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    &lt;a href="https://www.odni.gov/files/ODNI/documents/2019-ATA-SFR---SSCI.pdf" target="_blank"&gt;&#xD;
      
           Russian and Chinese preparation for just such high-end cyberattacks against critical infrastructure
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          and development of both terrestrially-based and
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           on-orbit counterspace capabilities
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          .  And especially in a time of a devastating
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           global pandemic caused by natural mutation or human accident
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          , it would seem ludicrous to dismiss the potential strategic danger that could be posed by actual biological weapons – particularly since it is now possible to admit in an unclassified setting that Russia (to name just one potential U.S. adversary)
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           actually does have a biological weapons program
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          in addition to its now all too well known (if also illegal)
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    &lt;a href="https://www.nbcnews.com/news/world/russia-faces-new-questions-after-chemical-weapons-body-confirms-novichok-n1242390" target="_blank"&gt;&#xD;
      
           continuing chemical weapons capabilities
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          . 
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          Today, we have
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           more
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          need of deterrence against great power adversaries than at any point since the end of the Cold War, and things are getting worse.  But where would that deterrence come from if we reduce the role of nuclear weapons in U.S. planning even further?  And where even
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           could
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          it come from if we are not willing to invest in increased non-nuclear capabilities to make up the difference – even assuming money were available for this in the wake of Washington’s current domestic spending spree and debt burdens, and even assuming that significant conventional “substitution” for nuclear weaponry were really possible in the first place?  (And those are big assumptions.  As my friend and colleague
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    &lt;a href="https://www.newparadigmsforum.com/p645" target="_blank"&gt;&#xD;
      
           Elbridge Colby
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          and
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           I both pointed out years ago
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          , it is hard to imagine that any conventional weapons could
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           completely
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          supplant nuclear ones in all of the nuclear applications currently envisioned in U.S. strategic planning.)  How is this supposed to work if we are to avoid having less effective deterrence in a
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           worsening
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          security environment?
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          Nor is it entirely clear that the reductions that have occurred in the role of U.S. nuclear weapons
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           have
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          actually helped make such weapons less relevant for others.  If anything, our conventional military capabilities in the post-Cold War era may have made nuclear weapons seem
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           more
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          important to Moscow and Beijing.  
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          Let me be clear: I
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           don’t
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          see Chinese and Russian motives in the modern era as being defensive ones; they are clearly revisionist and hence inherently aggressive in their strategic outlook.  But that certainly doesn’t make “role reduction” any easier, and it is hard to escape the suspicion that the more high-end conventional capabilities we have in an effort to “replace” nuclear deterrence, the more others may feel they
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           need
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          more such nuclear deterrence themselves.  And this could undermine the prospects for arms control agreements, for while our own nuclear “role reduction” would presumably make us more likely to be comfortable with limits or cuts, it is likely to make
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           others
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          less so – dimming the prospects for negotiating arms limitation or reduction agreements.  It’s not clear to me how one squares that circle.  
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           Finally, U.S. nuclear “role reduction” could also hurt America’s alliance relationships.  Unless and until the United States can provide a non-nuclear answer to the worsening deterrence challenges we and our allies face, role reduction is likely to
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           undermine
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          our relationships, especially at a time when these alliance partners need such reassurance more than they have in many years.  For my part, I’d like to keep the nuclear tools and posture needed to reassure them – and also to persuade them that
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           they
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          don’t need such things themselves.
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           III.          
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            Conclusion
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           So where does all this leave us?  Well, while the idea of role reduction may create something of a “dilemma,” I don’t think its resolution is that difficult.  We
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           can
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          have modernization, arms control, and robust alliances together, and thus also the bipartisan consensus on this in Washington that has existed for the last decade.  But if antinuclear zeal compels us
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           also
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          to try to swing back into “role reduction” mode in the current environment, we’d risk throwing all that away – thus potentially imperiling deterrence itself, undermining our alliance relationships, and making arms control agreements less likely, not more so.
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          With a
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    &lt;a href="https://www.armscontrol.org/act/2021-09/news/biden-administration-begins-nuclear-posture-review" target="_blank"&gt;&#xD;
      
           Biden Administration nuclear posture review in the works
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          , I hope the new team will opt for the former rather than the latter, but time will tell.
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          Thank you.
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          -- Christopher Ford
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&lt;/div&gt;</content:encoded>
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      <pubDate>Sun, 03 Oct 2021 20:17:16 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/interrogating-the-nuclear-trilemma</guid>
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    <item>
      <title>Arms Control and Disarmament Through the Prism of Complexity: Advent of a New Research Agenda?</title>
      <link>http://www.newparadigmsforum.com/arms-control-and-disarmament-through-the-prism-of-complexity-advent-of-a-new-research-agenda</link>
      <description />
      <content:encoded>&lt;h3&gt;&#xD;
  
         Below follow remarks Dr. Ford prepared for a Nuclear Security Dialogue group sponsored by the
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          Hoover Institution
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         and the
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          American Association for the Advancement of Science
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         on October 1, 2021.  (They can also be found on
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          Medium
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         , by clicking
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  &lt;a href="https://christopherashleyford.medium.com/arms-control-and-disarmament-through-the-prism-of-complexity-1cd7eb5c12c3" target="_blank"&gt;&#xD;
    
          here
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         .)
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         Good morning, and thank you for inviting me. It’s a pleasure to be able to engage with all of you on this topic, and I’m grateful to
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  &lt;a href="https://www.hoover.org/profiles/james-goodby" target="_blank"&gt;&#xD;
    
          Jim Goodby
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         for getting me involved. I’d like to say a few words today about institutional design in international relations, specifically from the perspective of what we might be able to learn about such challenges — including but not limited to the arms control and disarmament arena — from Complexity Science.
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            I.           
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             Engineering for Yesterday versus Tomorrow
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           It is perhaps one of the characteristics of the modern era that at major juncture points in history, particularly in the wake of some major conflict, crisis, or shift in the international system, leaders try to establish new organizations and institutions to prevent the recurrence of problems highlighted by the period through which they had just passed. These projects do not always succeed, of course — or to the degree that they do work for a time, their participants tend eventually to run afoul of
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            other
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           dynamics largely unaccounted for in the design — but the last two centuries have indeed seen a striking pattern of iterated institution-building focused upon preventing the last crisis.
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           While it has thus become “normal” to try to look back at problems through which one has just come and try to devise ways of preventing their recurrence, therefore, what is more rare is a systematic effort to look
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            forward
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           at what sorts of organizations, institutions, and mechanisms one might need in the face of
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            future
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           challenges. In particular, when it comes to the challenges of nuclear disarmament, there has been relatively little effort so far to think through new, more-future-oriented ideas.
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           One effort that
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            has
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           been undertaken is the
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            International Partnership for Nuclear Disarmament Verification
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           , albeit only looking at a very small slice of a very big challenge. Another — and more ambitious — effort is the “
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      &lt;a href="https://www.brookings.edu/wp-content/uploads/2016/06/Creating-the-Conditions-for-a-World-without-Nuclear-Weapons.pdf" target="_blank"&gt;&#xD;
        
            Joint Enterprise
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           ” with which Jim and
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      &lt;a href="https://www.brookings.edu/experts/steven-pifer/" target="_blank"&gt;&#xD;
        
            Steve Pifer
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           have been so compellingly connected, aiming to create “a global coalition of nations taking specific national initiatives to move the world back from the nuclear precipice by means of a work plan of “commitments to near-term actions.”
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           During the previous administration — for reasons I’ll outline in a moment — we took a somewhat different approach, however, shifting away from such efforts to plan our way to a very specific, nuclear weapons-free future through adherence to particular, disarmament-focused policy agenda items and towards the open-ended diplomatic engagement of the
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      &lt;a href="https://www.newparadigmsforum.com/p2884" target="_blank"&gt;&#xD;
        
            Creating an Environment for Nuclear Disarmament
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           initiative, or CEND. Its objective was to try to develop a new and more security-focused approach to disarmament dialogue, but it deliberately avoided outcome-specificity, urging instead a focus upon understanding — and, if possible, working to adjust — the incentives that underlie nuclear weapons possession and the mechanisms that reinforce or reward nuclear-eschewing policies and security choices, and the reduction of nuclear risks until such point as nuclear weapons may eventually be eliminated.
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           The ethos behind CEND, therefore, is a very different one than one sees underlying traditional approaches to disarmament — which tend to offer specific policy recipes that, it is said, will if adopted ensue a safely and securely disarmed security environment. Why this peculiarity in CEND’s approach? Why this focus upon participant incentives and open-ended, pathway-independent exploration of issues and possibilities? And why the avoidance of traditional “here’s how you need to solve the problem” discourse? Some of
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            why
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           we did this lies in my effort to think about these problems through the prism of Complexity Science.
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            II.          
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             Disarmament and Complexity
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           So let me explain. Arms control and disarmament negotiation has traditionally tended to assume that it is possible, in effect, to “solve” the strategic “equation” between its parties in a way that amounts to the functional equivalent of finding a Nash Equilibrium. It presumes, in other words, that there is some arrangement that provides a “best available” payoff for both parties, and from which neither should have incentive to deviate, because such a departure would result in both being more disadvantaged.
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           This conception assumes that the parties are operating on a fixed landscape of potential solution sets, so that the objective is to identify — and to fix in place through legally-binding treaty mechanisms — a position on what is at least a local peak, away from which any movement would represent a loss of utility. But this model fails to account for the fact that the security environment is a complex adaptive system, a sort of configuration that is in many ways powerfully resistant to Nash-style “solutions” of this sort, or indeed to an enduring solution of
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            any
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           kind.
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           A system can become “Complex” when it is made up of elements that are diverse, interconnected, and adaptive — that is, when not all units are of the same type, the actions of any one unit affect other units, and these units actively change their behavior in response to the choices made by other actors. This would certainly seem to be the case in the global security environment that the disarmament community seeks to reengineer into a nuclear-free, lower-volatility, more stable and sustainable form.
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           Yet it is a characteristic of complex systems that they tend to produce not
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            static
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           (and hence theoretically solvable) landscapes of this sort, but rather
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            dynamic
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           ones that frequently change due to ongoing adaptative choices by the diverse and interconnected actors that make up the system. Such systems tend to create the kind of environment that I’ve heard referred to as a “dancing landscape.”
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           This suggests a real challenge for traditional policymaking. Specifically, it raises the possibility that traditional approaches are ill-suited to such dancing landscapes to the degree that they seek to confine their parties to “exploiting” the utility payoffs of a single point on the systemic terrain — specifically, that point at which the parties have arrived by negotiation, and which is thereupon fixed in place through a treaty — rather than “exploring” other possible positions. They seek, in other words, static rather than dynamic answers.
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           If this mismatch is indeed a problem created by Complexity, it is worsening. In the Cold War-era arms control to which we have become accustomed, negotiations were principally dyadic, involving only two parties at a time when their stockpiles were such that the arsenals of all the other nuclear possessors — put together — amounted to little more than a rounding error. Those talks, moreover, focused primarily upon regulating the currency of a single axis of rivalry — strategic weapons — at a time when both sides either perceived diminishing returns in their expanded possession (during the era of détente) or already felt that strategic circumstances had changed in a way that made it necessary to retain far fewer of them (after the end of the Cold War). By contrast, the disarmament problem today involves trying to solve an equation that involves at least eight present-day possessors, dozens of “nuclear umbrella” alliance partners, and an uncertain but presumably large number of additional players whose security interests could be affected dramatically by any answers arrived at among the great powers and other possessor states.
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           Furthermore, the relevant parties now are not just more
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            numerous
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           than in the era of bilateral arms control, but also much more diverse, finding themselves in a range of politico-military circumstances far more varied than those that existed simply between the two nuclear superpowers during the Cold War. They are also arguably much more
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            interconnected
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           .
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           It is not merely, for instance, that China’s current sprint to hugely expand the size of its strategic arsenal is likely to have serious implications for what it is possible to imagine being negotiable between the United States and Russia. It is also that what China is doing is likely to have an impact upon
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            India’s
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           perceived strategic interests and nuclear deterrence needs, which in turn could have a profound affect upon
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            Pakistani
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           calculations. As observers have warned for years about nuclear proliferation, as the number of players increases arithmetically, the number of relevant axes of interaction will expand geometrically, and one can already see this underway.
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           Nor is the problem just one of nuclear weaponry itself. Negotiators in the 1970s thought they had found a bilateral solution set in coupling limits on strategic weapons with limits on defensive systems. Over the last generation, however, we’ve seen how U.S. missile defense decisions made purely in response to third-party North Korean and Iranian missile threats can produce “ripple effects” in Russian and Chinese strategic planning.
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           Such cross-domain ripple effects seem likely to proliferate, with feedback loops likely to be especially challenging given that the contemporary nuclear weapons arena is already significantly entangled with fast-changing emerging technology arenas that have potential strategic impact, such as cyberspace and outer space. The “thickness” of the web of strategically-relevant relationships and interactions will surely be great indeed in a world of emergent technologies and increasingly “cross-domain” effects.
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           And, of course, to the degree that nuclear weapons
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            are
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           eventually reduced in number and then eliminated, even traditional
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            conventional
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           military imbalances — and perhaps underlying asymmetries in economic power, demographic weight, and technological sophistication — would become far more strategically salient. Furthermore, since the knowledge of how to
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            make
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           nuclear weaponry would presumably have not been entirely erased, some answer would also have to be found that managed the interplay of such imbalances with any persisting global or regional rivalries or antipathies enough to avoid creating incentives for nuclear reconstitution.
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           Nothing here, in other words, suggests a Nash-like “equation” that can be enduringly “solved” in the way we have traditionally approached arms control and disarmament negotiation.
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            III.          
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             Perhaps Not Hopeless, But Likely Very Different
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           I make this point not because I think such Complexity necessarily demonstrates that nuclear disarmament is theoretically
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            impossible
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           . It may well mean, however, that we have been approaching the problem in the wrong way, by assuming that it is susceptible to a
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            type
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           of solution that in fact it is not.
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           Various thinkers have tried to apply Complexity insights to improve decision-making and organizational design within corporate or governmental governance structures. There has so far been little work, however, on Complexity’s implications for the highest forms of national policy and strategy such as arms control and disarmament policy.
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           Policymakers tend traditionally to assume a linearity in the policy process, in which purposive inputs will (or at least can) lead predictably to desired outcomes. Arms control and disarmament negotiators also generally assumed that it is at least theoretically possible to negotiate their way to stable and enduring “solutions” to the strategic “equation.” Yet Complexity Science seems to call these assumptions into doubt.
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           Complexity scientist
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      &lt;a href="https://santafe.edu/downloadpages/emergent-engineering-krakauer-2019" target="_blank"&gt;&#xD;
        
            David Krakauer
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           , for instance, has noted the striking degree to which so many efforts to employ policy interventions to resolve pressing challenges in human society “have foundered and failed through the misapplication of previously highly successful ideas of engineering and design to complex systems” because
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            complex
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           systems do not respond well approaches that presume that clear paths to desired outcomes can be analyzed, predicted, and followed. Similarly, according to
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      &lt;a href="https://press.princeton.edu/books/paperback/9780691169132/complexity-and-the-art-of-public-policy" target="_blank"&gt;&#xD;
        
            David Colander and Roland Kupers
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           , “[t]he central narrative of complexity science” shows a complex adaptive social system to be “beyond the control of government or anyone” and strikingly resistant to purposive social engineering.
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           For an arms control and disarmament enterprise that seeks, in effect, to engineer stable and peaceful outcomes in the global security environment through a
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            pre-established, step-by-step agenda of specific treaty enactments and policy choices
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           these insights are probably pretty disastrous. Nevertheless, perhaps there is more we can do in learning from
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            applied
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           Complexity something about how to approach future challenges more successfully.
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           In their book
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        &lt;a href="https://www.simonandschuster.com/books/Harnessing-Complexity/Michael-D-Cohen/9780743203739" target="_blank"&gt;&#xD;
          
             Harnessing Complexity
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           , for instance, Robert Axelrod and Michael Cohen admit that “[t]he complexity of the world is real” and that “[w]e do not know how to make it disappear.” But they also think it yet possible to devise
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            “a framework, a way of thinking through a complex setting that takes advantage of complexity to generate new questions and new possibilities for action. It suggests ways of ‘harnessing complexity’ … a device for channeling the complexity of a social system into desirable change ….”
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           One effort to think through such challenges was made by
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            David Snowden and Mary Boone in the
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             Harvard Business Review
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            in 2007
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           . They suggested a framework for thinking about policy interventions in the complex adaptive systems environment of business organization and management. They described four basic types of possible decision-making environment: “simple,” “complicated,” “complex,” and “chaotic.” Each has its own peculiar dynamics, and each calls for somewhat different types of response from leaders tasked with making decisions therein.
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           So perhaps we can approach
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            our
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           questions through this prism as well. But here’s the rub: if the global security environment is a complex adaptive system, this framework — and indeed Complexity thinking more generally — would seem to suggest that the arms control and disarmament community has been going about things quite wrong in presuming that this environment will respond well to traditional, linear-type policy interventions that are predicated upon this being a “simple” or “complicated” scenario.
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           But what would a Complexity-informed agenda in this area actually look like? A key point is to remember that in Complexity, system behavior is
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            not
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           the result of specific policy choices by any given actor — including yourself — but is in a sense a higher-level pattern that emerges out of the interaction of its elements. This suggests that in a genuinely Complex environment, policy interventions may need to be aimed not at driving the system directly from an unsatisfactory present “Point A” to a more desirable future “Point B,” as traditional policymaking attempts. Instead, it’s about attempting to adjust
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            the interactive characteristics of the system itself
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           in an effort to “tune” it probabilistically, such as to reduce (if perhaps not eliminate) the likelihood of extreme events out on the “tail” of a power-law curve.
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           In principle, I would think, it ought to be possible to characterize the security environment, or major relevant aspects of it, in Complexity-informed terms, such as through careful looks at the characteristics that give rise to complexity — such as the number and diversity of stakeholders, the nature and intensity of their interconnectedness, and the ways and rate at which they change their strategies to adapt to changes in the environment caused by
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            others
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           ’ changes in strategy — and perhaps to manipulate such dynamics in constructive ways. Axelrod and Cohen, for instance, refer to the various tangible or intangible factors that affect how likely agents are to interact within a system as those agents’ “proximity,” and they suggest that the manipulation of tangible or figurative “barriers” between agents or classes of agents —
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            gates
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           , if you will, modulating how and when they engage with each other — might be one tool with which to help manage complex dynamics by adjusting the frequency, nature, and intensity of agent interactions within the system.
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           Applying this to arms control and disarmament, one could perhaps understand nonproliferation as a way of controlling the number and diversity of relevant agents interacting in specifically
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            nuclear
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           ways. Complexity insights would seem to vindicate the long-held assumption that more nuclear weapons “players” equates to more risk of systemic breakdown in the form of nuclear conflict. If it is the degree of complexity that presents us with the “
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      &lt;a href="https://www.hudson.org/content/researchattachments/attachment/857/conceptualizing_ideology.pdf" target="_blank"&gt;&#xD;
        
            policymaker’s paradox
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           ” that undermines traditional linear policymaking and raises the chances of catastrophic extreme outcomes along the “tail” of the system’s power-law curve through runaway feedback loops, therefore, it may be more important than ever to succeed in the very traditional agenda of preventing the further proliferation of nuclear weapons and indeed also the mere
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            capacity
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           to produce them.
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           Furthermore, to the degree that existing arsenals can be capped and then reduced without exacerbating the risk of conflict between actual or potential possessors, this would also help at least limit the scope of the problem — not to mention reducing the damage should deterrence fail. And, of course, even
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            small
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           steps to reduce tensions and escalatory potential in the world’s conventional or potential nuclear hot spots would presumably also help reduce the risk of catastrophic outcomes.
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           Another potential approach is suggested by well-known tradeoff dynamics faced by agents in a complex adaptive system between “exploiting” the payoffs of a single point on the systemic terrain and “exploring” other possible positions. In theory, there would not seem to be an
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            a priori
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           answer to this challenge, for the “right” balance between these activities will depend upon where one is on the figurative landscape relative to other possible utility peaks and how long that situation is likely to continue — both things that it can be all but impossible to know in a complex adaptive system.
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           Axelrod and Cohen, however, suggest several sorts of questions to try ask about one’s systemic terrain in order to glean insight into how valuable “exploration” versus “exploitation” is likely to be under the circumstances. They suggest, for instance, that “exploration” is likely to be relatively more valuable to the degree that the problem with which one is concerned is long-term or widespread, when fast and reliable feedback can be had about the effects created by a policy intervention, when the downside risk of exploration activity leading to some catastrophe is relatively low, or when there are clear risks of “looming disaster” from
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            not
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           exploring. For their part, Snowden and Boone advocate looking for opportunities to assess the likely systemic impact of an intervention by conducting exploratory “experiments that are safe to fail,” in which one is able to “probe first, then sense, and then respond.”
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           What might these suggestions mean in the arms control and disarmament arena, in which traditional approaches have tended to try to “solve” a security equation and then fix the result in place over the long term in treaty form? Should more be done to facilitate periodically “
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      &lt;a href="https://www.newparadigmsforum.com/six-principles-for-the-policymaker" target="_blank"&gt;&#xD;
        
            revisiting
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           ” the policy conclusions encoded into our arms control and disarmament institutions, on the assumption that yesterday’s attempt at a Nash-type solution may not necessarily represent the best “fit” for tomorrow’s world? If indeed we are stuck living on “dancing” landscapes, should we somehow make more provision in our design logics for responsive reexamination?
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           Making such exploratory “reexamination” opportunities pay off, moreover, may require a new and different approach to diplomatic engagement, at least in the lead-up to negotiations, and perhaps even in them. With CEND, for instance, we tried to pioneer a form of “exploration”-focused disarmament dialogue, in which participants — even though they were actually real diplomats representing real countries — are encouraged to engage in open-ended, candid, and quite unstructured, “Track 2”-style discussions on a not-for-attribution basis. In the future, perhaps more can be done to catalyze “exploration” behavior across the board, with analogous practices being employed to enhance engagement in other contexts and in other institutions.
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           Perhaps most fundamentally, we should remember Krakauer’s suggestion that in Complexity, one must “[a]ccept significant component error rates and focus on mechanisms that can average and aggregate these effects to acceptable levels in the collective output,” while designing “with an eye towards distributions of outcomes and not towards deltas (single optimal outcomes), pursuing average properties throughout.”
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            “Perhaps the greatest ‘phase transition’ in our thinking that such an approach could engender is the maturation in our willingness to live with relatively high levels of uncertainty in the domains of complex phenomena — and thus give up on ideas like complete ‘cures,’ the elimination of ‘risk,’ the design of perfect ‘stability,’ and achieving total ‘security.’ We replace these ideals of a deterministic age with an understanding of the ever-evolving nature of adaptive processes, seeking to discover new methods for the specification of incentives, rewards, constraints, and communication, together capable of moving outcomes into a space of desirable, albeit never optimal, performance.”
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           The disarmament community may not like to hear this, but we may need to remain alive at least to the
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            possibility
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           that in light of the understandings suggested by Complexity Science, a rigid fixation upon “Zero” isn’t necessarily the right
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            type
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           of answer to our disarmament challenge in the first place. Recall, for instance, that while an extraordinarily efficient “just in time” delivery system may provide optimum value for money in a supply chain under optimum conditions, such finely-tuned systems often fail badly in the face even of small perturbations. Understanding this, wise managers often deliberately build some “slack” or redundancy into their system. Such measures somewhat reduce efficiency, but the resulting architectures often tend to “
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            fail more safely
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           ” than fine-tuned arrangements; this can provide an invaluable insulation against catastrophe in the face of the unexpected.
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           By analogy, given the number of things that would have to go right in the complex system of the global security environment — and, in a sense, that would also have to
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            stay
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           right — in order for complete nuclear disarmament to work, it may be worth thinking about our objective not in absolute and static terms but in
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            relative
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           and
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            dynamic
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           ones. If the point is to reduce nuclear risks and further international peace and security, and if indeed our complex global landscape “dances” in ways that are inherently difficult or impossible to predict, focusing upon too rigid a solution set might actually be counterproductive: a configuration “self-organized to criticality” in ways that make it vulnerable to systemic breakdown and reconfiguration.
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           Attempting to apply insights from Complexity Science, scholars such as
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            Scott Sagan
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           have argued that some aspects of the nuclear superpowers’ Cold War-style nuclear postures — which he characterizes as having high interactive complexity and “tight” organizational “coupling” in their command-and-control architectures — were or are, in effect, dangerously self-organized to criticality. It might equally be asked, however, whether the envisioned global end-state of complete nuclear disarmament could be said to suffer from loosely analogous defects in its assumption that in a fast-changing and deeply interconnected world of asymmetrically-situated, often fractious, frequently rivalrous, and always fallible technology possessors, large-scale aggression and nuclear reconstitution can be precluded through consensus agreement upon the Nash equilibrium of some clever institutional design.
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           It is for this reason that Complexity suggests the possibility that there is some alternative vision of the world — one perhaps quite different and hopefully less dangerous that of today, but nonetheless still notably far removed from the absolutist and utopian “Zero” of fond disarmament community imaginings — which could represent a
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           answer to the dynamic challenges of the security environment. I
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            speculated years ago
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           , for instance, that
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            “[i]f a disarmed world cannot be made reasonably secure against large-scale conventional conflict and against ‘breakout’ by countries seeking nuclear weapons … such a nuclear weapons-free world should not necessarily be preferred to today’s world — in which there has not been a full-blown Great Power war for many decades, and in which proliferation still faces at least some constraints. And an
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             insecure
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            world free of nuclear weapons should surely not be preferred to a future world in which such weapons continue to exist, but in which possessors have only quite small arsenals and have reduced the salience of nuclear weapons in their defense planning, in which limited missile defenses and early-warning data-sharing help reduce the risk from proliferation and from false alarms, in which nonproliferation obligations have become universal, proliferation-facilitating technologies are carefully controlled, and violations are deterred by a high probability of swift negative consequences, and in which all major weapons-possessors benefit from some kind of general transparency and confidence-building treaty regime.”
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           Perhaps it is possible to imagine at least an
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            interim
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           world — on the way to who knows what? — that is both less dangerous than our own world today
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            and
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           more stably and resiliently peaceful over time than one in which all existing nuclear weapons had simply been prohibited and dismantled pursuant to the sort of prohibitory treaty mechanism desired by the conventional wisdom of the present-day disarmament community. Either way, I would argue that we need more Complexity-informed, exploratory thinking about global design solutions.
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           Whether or not these tentative and preliminary thoughts make sense, or what more significant insights Complexity can offer if one delves into such matters more thoroughly, it is surely far too early to say. But I do think that evolving modern understandings of Complexity Science underline the importance of interrogating the disarmament community’s traditional assumptions and reframing its narratives and agenda.
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           These understandings, moreover, hold out the possibility of learning important things in other areas as well. In fact, I see a new research agenda developing across the terrain of national and international policymaking wherever it has hitherto been our traditional instinct to apply assumptions of linearity and outcome-predictability to genuinely Complex problems — which is to say, very broadly indeed.
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           -- Christopher Ford
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      <pubDate>Fri, 01 Oct 2021 18:44:46 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/arms-control-and-disarmament-through-the-prism-of-complexity-advent-of-a-new-research-agenda</guid>
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    <item>
      <title>Six Principles for the Policymaker</title>
      <link>http://www.newparadigmsforum.com/six-principles-for-the-policymaker</link>
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         On August 28, 2021,
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          Quillette
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          published Dr. Ford's essay entitled "Six Principles for the Policymaker."  It can be found
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          here
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         on the
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          Quillette
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         website.
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         Having left a senior US Government position as a diplomat some months ago, I had the occasion the other day to discuss the advice that I would give to future policymakers, or to those who advise them. It was a fair question, but oddly not one that I could recall having been asked before (though I did say some relevant things in a
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          recent paper I wrote
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         on the future of principled conservatism in US foreign policy). Accordingly, as food for thought, here are six principles I try to keep in mind when engaging with the policy process.
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            1.           Ensure input integrity
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           The first—and most important—principle is to ensure what I call “input integrity.” That’s a fancy way of saying, “Get your facts straight.” It’s certainly possible to stumble upon good policy choices by luck (the proverbial broken analog clock, for instance, is right twice a day). However, without more to rely upon than that, the relationship between policy choices and policy outcomes will most likely follow the adage of “garbage in, garbage out.”
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           Accordingly, it’s critical to ensure the quality of input by providing as much solid information and analysis as possible, and by considering diverse perspectives and voices in the decision-making process. This will help produce conclusions better matched to the circumstances you face and better able to withstand the scrutiny of colleagues. Decision-makers need to be as well informed as possible throughout the decision-making process, and remain as open as possible to differing views, framings, or analyses. This makes clarity and honesty imperative.
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           Forgive the classical allusion, but as
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            Plutarch once put it
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           , a true friend is not a flatterer, but someone who—precisely due to the sincerity of friendship—speaks hard truths when they need to be heard. Sound policymaking requires candid advice informed by as much solid information, data, and analysis as possible, even—or indeed especially—when that advice challenges expectations or preconceptions. This also applies when interrogating the assumptions that underlie proposed courses of action, including about the availability and likelihood of desired end-states, and the causal linkages that proposals often presuppose between policy inputs and outcomes.
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           In the interests of improving the integrity of the deliberative process, it can also be useful to harbor a degree of constructive skepticism in the face of policy enthusiasms. This can be a touchy subject, since passion and commitment to a particular agenda are invaluable drivers of the policy process—such passion often being the “engine” for engagement in trying to improve the world. Nevertheless, passion and enthusiasm can sometimes work at cross-purposes to the critical tasks of ensuring that decision-making is as well-informed as possible, of questioning and testing assumptions, and of ensuring that diverse perspectives and data inputs are taken into account in decision-making.
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           After all, those certain they already know the transcendently “Right Answer” will be disinclined to waste time debating policy and considering complicating details or contrary views. But that course is risky, and doesn’t serve the interests of good policymaking because people are fallible and because enthusiasm about one’s own rectitude can create blind spots, even for the best among us. As an old friend of mine likes to put it, “If you want it bad, you get it bad”—if you want something desperately enough, you’re more likely to make bad choices in its pursuit. Simply put, uncritical enthusiasm increases the likelihood of failure.
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           Even those convinced they already have the answer should still be willing to entertain contrary scenarios, consider heterodox views, interrogate their own assumptions, and remain open to inconvenient facts. There’s little downside to this, and a huge potential upside. (If you’re right, your position should easily survive such encounters, and indeed be strengthened by them. And if your initial approach is incorrect, openness and inquiry will let you improve it, and perhaps even forestall disaster.) Especially in an era of factually unmoored, enthusiasm-driven position-taking, a little constructive skepticism can be the policymaker’s best friend.
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            2.           Fail “safe”
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           The idea of “failing safe” is related to the thought processes I’ve stressed above. It is important to consider what will happen if the underlying assumptions of a particular course of action prove to be incorrect, or if you encounter unexpected “off-design” scenarios. After all, not all paths “fail” equally “safely.” It may sometimes be wiser to adopt an approach that is not quite as effective in
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            predicted
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           scenarios if, in return for this sub-optimization, it would work much better in the face of
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            unexpected
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           ones. There may be a balance to be struck here.
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           For instance, it is possible to open a can of beans with a screwdriver, as well as to do a good many other things, if perhaps not always elegantly. But an electric can opener cannot turn a screw. Opening cans is vastly easier with the opener, but unless I’m sure I’ll only ever encounter unopened cans—and that the electricity will never go out—there’s something to be said for picking a screwdriver, assuming I have to choose between the two.
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           This can sometimes be hard for policymakers to stomach (or to defend to others, especially in a political context) because it necessarily involves choosing not to adopt the course of action they really think would work best in the circumstances they’re most likely to face. But I do think it’s important to add “alternative scenarios” to the mix, for the world does seem to love throwing us curve balls.
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           Scenario planning concepts should encourage us to consider more flexible, “Swiss Army Knife”-type policy choices rather than always betting on highly specialized, single-use tools that may work extremely well under optimal circumstances but could fail catastrophically in unpredicted situations.
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            3.           Clarity in trade-offs
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           Policymakers should be honest with themselves (and others) about strategic trade-offs between competing equities. Policymaking is, after all, frequently not just about finding the best answer to the problem at hand, but also about making decisions in an environment of finite resources: limits on available funding, manpower, bureaucratic attention, political capital, and time. In such contexts, full-bore pursuit of one important objective necessarily often means cutting back on efforts to achieve another, or accepting heightened risk in de-emphasized areas. Where resources are limited, each policy prioritization you make may need to be “paid for” somewhere else.
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           There is often no way around such challenges, but policymakers tend to hate making this kind of choice, or sometimes even admitting that they need to—or that they have done so. These are inherently difficult choices that can be politically challenging to make and defend, because they involve adjudicating and potentially compromising between objectives, all of which may be very important. Such choices, however, are often inescapable, and we do the integrity of the policy process a disservice if we pretend we aren’t making them.
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            4.           Seek sustainability
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           Policymakers should ensure that the country can stay on course over time where it needs to do so. This sustainability question may not be so relevant when leaders have to respond to a “one-off” crisis. But in broader questions of setting national policy and running large, path-dependent bureaucracies, policies need to be sustainable in the long-term.
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           Especially in an era of polarized politics, democratic governments are vulnerable to significant policy oscillations as different political teams succeed each other. Sometimes that’s a strength, because it increases the frequency at which folks re-examine past policy choices for faulty assumptions or unintentional bad outcomes. But inconstancy can be problematic in areas where we need a sustained application of attention and focus—such as in grand strategy against near-peer competitors who think in terms of decades rather than just, say, about the end of the next fiscal year or the next election.
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           From those kinds of challenges, there’s something to be said for deliberately choosing a
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            good
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           but not maximally beneficial course of action if such compromise gets you “buy-in” from other stakeholders in ways that will ensure that the policy remains a consistent priority over time. Doing this can be hard, for in a time like ours, such compromise may be depicted as “betrayal.” But insisting upon the “perfect” answer to a long-term problem at the cost of having it be only a temporary one—a choice that is soon reversed by one’s successor—isn’t sound policymaking. It is preening at the
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            expense
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           of policy, and it ultimately undermines one’s cause.
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           Another aspect of sustainability relates to public discourse. Especially in a democracy, no policy will be genuinely sustainable over time unless it is clearly explained and defended to all relevant stakeholders
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            in public.
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           Open, honest, and clear articulation of policy choices and the reasoning behind them is essential to making them stick. This is so, not just because it helps ensure stakeholder “buy-in,” but also because it puts reasons and arguments permanently “on the record” as a benchmark against which later policymakers will have to defend their own choices, and as a foundation upon which others may be able to build. In office,
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            I’ve always tried to put as much clear policy explication and reasoning on the record as possible
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           , and I very much appreciate this in others; it can help make us all smarter.
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            5.           Revisit choices
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           It’s important to re-examine policy choices and the assumptions that underlie them periodically, in light of the best available information and analysis. Humans are fallible, and their choices are always made, to one degree or another, in an environment of ambiguous or incomplete information, sometimes under considerable stresses and time pressures. And even if they do actually get everything right the first time, the world is still not a static place—it can and does change. It’s therefore essential to build some kind of “revisit” process into decision-making in order periodically to reassesses the “fit” between policy prescriptions and the environment.
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           Ideally, such revisits will reassure us that we’re still on the right track. If not, they still give us a chance to make any necessary adjustments. After all, one doesn’t have to be a Keynesian to agree with the (
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           ) quip usually attributed to John Maynard Keynes that when the facts change, one should be willing to change one’s mind. That may be easier said than done, but it’s important nonetheless.
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            6.           Attend to values
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           Finally, it is important to keep one's eye on the overall course and direction of policy within a framework of clearly understood and articulated values. This isn’t so much about the policy
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            process
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           , I suppose, as it is about remembering fundamental points of overall policy
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            direction
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           . One’s “tactical” moves should always make sense within the overall “strategic” vision that broader societal and institutional values and choices help provide.
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           This takes the issue at hand to a level above the factual and analytic “input integrity” I discussed earlier. Facts and their analysis are critical to understanding the environment and devising ways to achieve desired outcomes. But they do not provide much of an answer to questions such as: What objectives does the community wish to pursue in the first place? How do we decide whether or not to prioritize one goal over another? How do we assess and execute trade-offs among stakeholder equities where outcomes cannot be fully optimized for everyone?
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           For these dilemmas, policymaking relies heavily upon dynamics of socio-political bargaining and other forms of (often contested) choice-making driven by values. Technocracy can help inform such decisions, and can almost always help make policy implementation more effective. But often, it can only do so within a higher-level framework of antecedent values and choices.
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           Policymakers should be mindful of the higher-level values framework within which they operate. A brigade commander might issue a general directive to “Take that hill!” but should empower his platoon leaders to improvise specific movements based upon their superior knowledge of the condition of their troops and the terrain immediately in front of each unit. Similarly, broader value-informed directional choices provide a sense of “commander’s intent” for the more detailed aspects of policy development and adoption. Such values provide our overall compass bearings, and we forget that sense of direction at our peril.
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          -- Christopher Ford
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      <pubDate>Sat, 28 Aug 2021 23:13:36 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/six-principles-for-the-policymaker</guid>
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      <title>Charting New Horizons: Technology and U.S. Competitive Success</title>
      <link>http://www.newparadigmsforum.com/charting-new-horizons-technology-and-u-s-competitive-success</link>
      <description />
      <content:encoded>&lt;h3&gt;&#xD;
  
         In August 2021, Dr. Ford published a paper with the MITRE Corporation on U.S. competitive strategy in the technology arena vis-a-vis the People's Republic of China.  It can be found
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          here
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         on MITRE's website, or you can download the PDF by using the button below.
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      <pubDate>Wed, 25 Aug 2021 22:52:44 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/charting-new-horizons-technology-and-u-s-competitive-success</guid>
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      <title>The Dharma of Deterrence?</title>
      <link>http://www.newparadigmsforum.com/the-dharma-of-deterrence</link>
      <description />
      <content:encoded>&lt;h3&gt;&#xD;
  
         Below are the remarks Dr. Ford prepared for delivery to a meeting of the Members Circle at
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          Zen Peacemakers International
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         on July 20, 2021, subtitled as "A Zen Practitioner Reflects on Two Decades in the WMD World."
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         Good evening, everyone, and thank you for inviting me to speak to you.  As a sometime student of my dear friend Roshi Joan Halifax, and as a Zen practitioner who sadly only met Bernie Glassman on one occasion – in connection with a lecture he gave at the Upaya Zen Center many years ago – it’s humbling and a little intimidating to be talking the Members Circle at Zen Peacemakers International.  So I’m grateful that we have the steady and reassuring hand Grant Couch, another dear friend, on duty as our Master of Ceremonies.
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          For my remarks, I have picked what I hope you’ll find to be an interesting topic, and what is surely an unusual one: my reflections
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           as a Buddhist
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          on a career in the nuclear weapons and nuclear deterrence business.  These are purely my own views, of course, and I wouldn’t dream of attributing them to anyone else.  Nor do I expect that you’ll necessarily agree with my perspectives, for they are doubtless idiosyncratic.  Nevertheless, I’m grateful for the chance to engage with such a thoughtful audience, and I look forward to our discussion.
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          I.          
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           The Contingency of Engagement with WMD
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          I should probably start by noting that I never actually
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           set out
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          to get into the nuclear weapons business.  If you had asked me 20 years ago what I was professionally, I would have told you I was a government oversight lawyer – or maybe, more specifically, an intelligence oversight lawyer.  In those days I worked on Senate committee staffs, including doing legal oversight of the U.S. Intelligence Community when on the staff of the Select Committee on Intelligence.  I was also then just beginning to identify as a Buddhist, having begun sitting with a Korean Zen (
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           Soen
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          ) group across the Potomac in Alexandria, Virginia.
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          It was only in 2003 that the opportunity came along to move into the Executive Branch as a political appointee dealing with arms control and other nuclear weapons issues, but I’ve been eyebrow-deep in WMD policy issues ever since – and a Buddhist the whole time.
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          That combination has sometimes been confusing to my friends and colleagues, both the hawkish world of foreign and national security policy in two successive Republican presidential administrations, and in the Buddhist community, such as at the Upaya Zen Center where I graduated from its first chaplaincy program in 2010.  So the combination may seem a bit weird, but I’ve long felt that unexpected juxtapositions can be great opportunities for both learning and for practice.  
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          In chemistry, after all, interesting reactions don’t occur in the
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           center
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          of a homogenous substance, but rather on its
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           margins
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          , where it abuts something different.  Homogeneous “centers,” as it were, are pretty static, whereas boundaries are often catalytic – and certainly far more interesting!  And what’s true of chemical substances, in this regard, is probably even more true of human cultures and sub-cultures.  Conceptual and intellectual monocultures tend to be sterile, whereas boundary zones are where interactions and transformations occur.
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          And so, although I cannot speak either to what my work in the WMD business has meant to my Buddhist friends or to what my Buddhism has meant to my national security policy community colleagues, I think the very
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           oddness
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          of being a Buddhist working on weapons of mass destruction issues has encouraged me to grapple with professional ethics – on a sort of industrial scale, as it were – in ways I probably would never have had to face otherwise.
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          II.          
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           The Challenge of Buddhist Policymaking
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          Anyway, in 2009, after leaving government that first time, I wrote an essay published by Upaya entitled “
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    &lt;a href="https://www.upaya.org/uploads/pdfs/NukesandtheVowfinal.pdf" target="_blank"&gt;&#xD;
      
           Nukes and the Vow: Security Strategy as Peacework
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          .”  In it, I stressed the challenge that I think is, for a Buddhist, inherent in any act of consequential choice-making: the problem of reconciling the objective of preventing or relieving suffering with the inescapability of the “not knowing” that the Zen Peacemakers have as their first of the Three Tenets.  
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          Buddhist ethics strike me, at least, as being remarkably indeterminate when it comes to the complexities of operational decisions in the policy arena.  Buddhist ethics may say a great deal about “where” you should be “coming from” in
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           doing
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          policymaking – that is, one might say, where your heart is – but that’s not the same thing as prescribing exactly where you should be
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           going
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          in terms of policy prescriptions.  Ultimately, this is more “feature” than “bug,” I think, but I think it does demand a great deal of us by denying us easy, preordained answers.
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          Accentuating the point, the tenet of “not knowing” reminds us that rigid certainties are the “near-enemy” – that is, the dark shadow side – of insight.  This seems to me to signal quite clearly that seeking and adhering to fixed and rigid answers to human problems is not “skillful means,” and that we surely fall into delusion and attachment if we presume that Buddhism confers upon us some kind of infallibility or dictates every specific policy outcome. 
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          Yet while we must acknowledge our inability to have confidence in the results of our choices – or perhaps even in whether we’ve actually understood the real problem we need to solve – we also don’t have the luxury of
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           not
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          making choices.  Deliberate inaction, after all, is just another species of action that will most assuredly have consequences, and we are bound by the Bodhisattva Vow at least to
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           try
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          to alleviate suffering, notwithstanding our fallibility.  
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          For this reason, in the
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           thesis I wrote for Upaya’s chaplaincy program
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          , I described policy choice as being something of a
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           koan
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          all in itself.  We are bound by the Vow to try to alleviate suffering, but we are denied clarity about what will achieve that end, even as we are also denied the option of avoiding the question.  
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          But whatever the nature of the dilemma, it seems to leave us in a difficult spot.  What is a policymaker to do?  And how, I wondered, can one bring this into the arena of
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           nuclear weapons policy
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          , of all things?
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          III.          
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           The Vision of “Nukes and the Vow” 
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          My tentative answers may or may not persuade you, but I tried to come at the issue of nuclear weapons by at least aiming to get the
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           objective
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          straight and to try to ask the right
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           questions
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          – however hard it might be to figure out, in practice, how to achieve it or answer them.  Notably, and in a break with the dominant strain of previous disarmament discourse, I
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           didn’t
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          start with the assumption that the primary objective was to eliminate all nuclear weapons.
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           That
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          specific a policy conclusion, I felt, was a certainty that the First Tenet – “not knowing” – more or less precluded.
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          Rather, I tried to start by focusing upon an antecedent assumption, and one about which we perhaps
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           can
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          have reasonable certainty simply on the basis of our very Buddhism itself: the fact that the overriding objective is to create a world that contains as little human suffering as possible.  As
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           I put it in 2009
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          ,
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           “Whatever else it might mean for a Mahayana Buddhist to seek, through social action, to create conditions maximally conducive to the enlightenment of other sentient beings, it presumably includes working to ensure a relatively stable global security environment.  To put it rather bloodlessly, people who are being slaughtered probably face significant constraints upon their capacity for spiritual practice. … The compassionate objective is to prevent or alleviate suffering as Buddhists understand this term: we seek a future world structured so as to offer ever better opportunities for humans to overcome
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            samsaric
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           confusion and attachment.”
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          This conceptual prism essentially made the “What to do about nukes?” question into a
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           secondary
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          one: 
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           “If it could be shown conclusively that the existence of nuclear weapons inherently inhibits spiritual progress – and that a world containing such weapons is intrinsically more enlightenment-inhibiting than any imaginable world without them – then a good Buddhist would surely have to be their implacable foe. … [Yet] [f]rom the perspective of Buddhist compassion,
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            some
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           global security environments without nuclear weapons are surely less desirable than
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            some
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           scenarios that contain them. … 
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           “We must remember that peace and security is the public policy objective, not nuclear disarmament
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            per se
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           . Weapons elimination is just one possible
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            upaya
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           [or ‘skillful means’], to be used or discarded depending upon its contribution to the goal. To treat it as an axiom that no stable and enlightenment-facilitating future world could possibly contain any nuclear weapons seems to me a form of delusive
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            knowing
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           .  I am no more willing simply to assume the necessity of eliminating such weapons than I am to assume the imperative of keeping them. …
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           “If a disarmed world cannot be made reasonably secure against large-scale conventional conflict and against ‘breakout’ by countries seeking nuclear weapons, for example, such a nuclear weapons-free world should
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            not
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           necessarily be preferred to today’s world – in which there has not been a full-blown Great Power war for many decades, and in which [nuclear] proliferation still faces at least some constraints. And an
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            insecure
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           world free of nuclear weapons should surely not be preferred to a future world in which such weapons continue to exist, but in which possessors have only quite small arsenals and have reduced the salience of nuclear weapons in their defense planning, in which limited missile defenses and early-warning data-sharing help reduce the risk from proliferation and from false alarms, in which nonproliferation obligations have become universal, proliferation-facilitating technologies are carefully controlled, and violations are deterred by a high probability of swift negative consequences, and in which all major weapons-possessors benefit from some kind of general transparency and confidence-building treaty regime.”
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          “In Buddhist peacework,” I felt, “our lodestar should be fundamental human security, rather than the talismanic presence or absence of nuclear devices
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           per se
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          .”  It is this emphasis that led me to engage seriously with nuclear deterrence, with questions of whether and under what circumstances it was even
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           possible
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          to envision real-world possessors being willing to give up their weapons in the first place, and with how to make the world as conducive as possible to the prevention and alleviation of suffering in the event that – or for so long as – such possessors did not eliminate these weapons.  
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          IV.          
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           Disarmament and Security 
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          In effect, therefore, this emphasis plunged me – not just as an “Inside the Beltway” Washington policy wonk, but actually
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           as a Buddhist
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          – into complex and messy questions of international security policy.  Such matters are fundamentally contested, contingent, fraught, ambiguous, and complicated.  They are about how to manage and shape the risks and challenges inherent in a multi-player environment of power, competition, bureaucracy, technology, emotion, ambition, and politics.   
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          Yet these were not usually the sort of things one saw the disarmament community even
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           trying
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          to address.  Nevertheless, I felt that struggling with the complexity of
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           security
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          was essential to the greater project of Buddhist peacework, and that we could scarcely hope to ensure a more genuinely peaceful world without grappling with such things.  
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          This was also a theme that I tried to address in
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           a second 2009 essay
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          , in which I urged the disarmament community to “learn to speak disarmament in the language of security” if they wished to create foundations for possible progress in arms reduction and toward eventual nuclear weapons elimination.  In that essay, I urged that all stakeholders begin a dialogue on how it might be possible to start creating real-world security conditions more conducive to disarmament progress.
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          I hoped that this approach would have appeal both to disarmament advocates and to disarmament skeptics.  “Only by being able to answer the toughest of questions,” I felt, would the disarmament community “be able to make a persuasive case for disarmament in a language intelligible to the real-world decision-makers who sit atop the national security bureaucracies of the weapons states.”  At the same time, I hoped that disarmament skeptics would recognize “that it was also in their interest to engage on disarmament in a serious dialogue,” for if these skeptics were right “that ‘zero’ was either undesirable or simply impossible, a serious dialogue would help this become more apparent.”  
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          So why not, I argued, build such a dialogue in order to “catalyze serious discussions about the sorts of circumstances it might be necessary to create in order to make nuclear weapons abolition a plausible and saleable policy choice” for nuclear weapons possessors?  
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          It wasn’t that I felt I knew the answers, of course.  Far from it.  But it did seem clear to me that global peacework would be doomed to failure if we weren’t at least asking such questions.  As I put it at the time in “
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           Nukes and the Vow
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          ,” “[i]f there is to be a chance for ‘zero,’ it surely lies in and through the dynamics and complications of political life, not in some vain hope of a miraculous transcendence.”  
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          We might have a lot of work ahead of us in wrestling with these questions without clear answers being apparent ahead of time, in other words, but I felt like Buddhism functioned here as a call to
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           practice
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          in such wrestling.  And if both sides of the nuclear weapons debate could at least temporarily put aside their respective “knowings,” valuable learning might yet be possible along the way – including about how it might be possible to ameliorate at least
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           some
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          of the armament pressures created by a challenging global security environment.  And if the disarmament community really
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           could
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          learn to “speak disarmament” persuasively in a language of security intelligible to real-world leaders, who knew what might eventually be possible?
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          V.          
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           The Diplomacy of Engagement
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          Anyway, that was how things seemed to me as I transitioned from the State Department into the think tank world while bouncing back and forth to New Mexico for the chaplaincy training program under Roshi Joan at Upaya.  So how do I think this vision has fared in the intervening years?
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          Well, somewhat to my surprise, I think the answer is “not too badly.”  After I was appointed to serve as Special Assistant to the President and run the Weapons of Mass Destruction and Counterproliferation Directorate at the U.S. National Security Council in 2017, we undertook what I called a “nuclear vision review” to look at U.S. disarmament policy with fresh eyes.  Our conclusion?  That the approaches to nuclear disarmament that had become the conventional wisdom since the end of the Cold War had run out of steam.  
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          It
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           had
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          been possible to make significant disarmament progress after the Cold War ended, of course, since neither Washington nor Moscow thereafter felt that they needed the huge arsenals that both had amassed during their period of strategic rivalry.  The easing of tension and strengthening of trust between the two superpowers at the end of the 1980s and in the early 1990s thus made possible enormous disarmament progress in the form of
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           huge
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          nuclear reductions – to the point that the current size of the U.S. nuclear arsenal, for instance, is only about ten percent of its Cold War peak, and the smallest since the Eisenhower era.
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          But with such weapon surplusages having now been eliminated and the security environment
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           not
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          improving further – and, in fact, now
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           worsening
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          – post-Cold War disarmament approaches have stopped producing results.  Our conclusion was that those approaches simply
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           couldn’t
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          work any more because they had run up against the internal contradiction of their assumption that pushing for disarmament agreements would produce lessened security tensions, rather than the other way around.  
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          As I put it in a
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           speech to the Ploughshares Fund in late 2017
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          when explaining the results of our review, the disarmament community’s traditional approach “hasn’t worked, and probably
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           couldn’t
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          have done so because it focused too much upon the weapons rather than upon the actual conditions under which so many countries clearly still feel the need to have such weapons.”  We thus clearly needed new thinking.
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          To our eye, what was really needed was “a wisdom that has been hiding in plain sight all along” – namely, the insight that if you want to facilitate disarmament, you need to ease tensions and strengthen trust between states, thus making it more and more possible for national leaders to conclude that they need nuclear weaponry less and less.  “If there exists a viable road to disarmament in the current security environment,” I told Ploughshares, 
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           “… it surely must run through the amelioration of such adverse geopolitical conditions.  If we can successfully address those conflicts and rivalries, reducing or even eliminating the weapons themselves may be possible; if we cannot, it’s hard to see how any weapons-focused agenda could succeed.”
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          Echoing my 2009 essay on the topic, the 2017 U.S. “nuclear vision review” emphasized that “friends of disarmament need to take the time to learn to ‘speak’ the security ‘languages’ of contemporary weapons possessors,” and should “prize deep engagement” on the question of what conditions in the security environment would actually facilitate disarmament.
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          The upshot of these conclusions was that – after I moved to the State Department at the beginning of 2018 – we led the U.S. Government in undertaking a new disarmament dialogue initiative that focused precisely upon this question.  We came to call this the “Creating the Environment for Nuclear Disarmament” initiative, or CEND.
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          Over the next three years, CEND pulled together a remarkably diverse coalition of 42 countries and a handful of non-governmental organization (NGO) facilitators.
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           As I pointed out afterwards
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          , the states that assembled at the first CEND plenary in Washington, D.C., in 2019 represented
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           “a wide range of diverse countries — nuclear weapons possessors and non-possessors, industrialized and developing nations, nuclear alliance members and ‘Ban Treaty’ adherents, and key players from both sides of political and ideological fault lines in the Middle East, South Asia, Europe, and East Asia alike .…” 
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          This fantastic range of participants “
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           sent the signal that there are many out there who would like to find viable answers to the problems of disarmament, and who recognize that traditional approaches weren’t providing what the world needs
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          .”  
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          More importantly, these CEND participants set out to explore what the world really
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           does
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          need in order to facilitate further disarmament progress.  By the time I left office in January 2021, CEND had progressed from its “planning” phase to the point of actually seeing three working groups begin deliberations of
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           three sets of questions
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          that participants had identified as being critical as they prepared terms of reference for the CEND work program.  These three questions were as follows:
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            What incentives affect countries’ decisions to possess or to eliminate nuclear weapons, and how might one change those incentives?
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            What mechanisms can bolster nonproliferation and disarmament, and might help make disarmament more sustainable once it has been achieved? and
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            How should we manage and reduce nuclear risks until such point as nuclear weapons are eliminated?
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          I do not know whether the Biden Administration has yet officially picked up this baton we left them, but my informal contacts with officials still in the government suggest that the new team will indeed continue forward with the CEND project we created.  I wish the participants Godspeed, and hope that their deliberations will produce security-focused insights that can help make the world a safer place, and that will perhaps even help point the way to safe and sustainable disarmament progress in the years ahead.  
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          VI.            
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           The
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          Koan
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           of Buddhist Engagement
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          So what, then, does this all mean from the perspective of Buddhist peacework in the fraught arena of weapons of mass destruction policy?  
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          For me, one key is about the importance of dialogue and engagement, even with – and indeed perhaps
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           especially
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          with – those who disagree with you, provided at least that all parties bring some degree of good faith to the table.  Such dialogue is no guarantee of substantive success in alleviating suffering, of course, but in a complex world of interacting stakeholders with formidable capabilities and very different interests and perspectives, it seems to me that one will certainly fail without it.
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          Another lesson, I think, is that there is no necessary contradiction between Buddhist peacework and hard-nosed security politics, including nuclear deterrence.  There is a stereotype of Buddhism – in the West, at least, especially amongst converts – that paints it as adamantly pacifistic and steadfastly anti-nuclear.  I suspect, however, that we cannot fulfil the Bodhisattva Vow or live up to the First Tenet if we allow ourselves to be stuck in the “knowing” of such rigidities.  
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          There is no way one could hope to
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           answer
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          the problems of security – including those of deterring aggression, not least in the nuclear arena – without being willing to take security seriously and to engage with the issues and complications that security raises.  The Buddhist should do this with compassion in his or her heart, with an open mind, and with good faith, of course.  Nevertheless, we will betray our own ameliorative ideals if we do not address security at least in part on its own terms.  Such thoughtful engagement is skillful means (
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           upaya
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          ), whereas confronting leaders who face security dilemmas merely with moralistic ultimata to ignore those concerns and take steps they feel will imperil them and the societies they represent is, at the most charitable,
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           unskillful
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          – and surely unhelpful.
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          Furthermore, in keeping with the First Tenet, I think we need to acknowledge that there
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           aren’t
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          many clear and obvious answers to the various security challenges faced by countries struggling with the world’s nuclear weapons policy problems.  If there were, I suppose, there’d be less point in dialogue, and policymaking would be merely a question of browbeating everyone else into agreement with the Revealed Truth.  Buddhism, however, denies us the lazy luxury of assuming that we already know all the answers and that no genuinely difficult decisions remain for us to make.
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          It is certainly not obvious how to be a good Buddhist and to conduct effective statecraft at the same time.  Nevertheless, if one is lucky enough to have the opportunity to make decisions of consequence for the greater good, one must seek to do both of these things.  
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          Perhaps we can learn at least something in this respect from pre-Communist Tibet, where officials confronted these dilemmas in acute forms.  Significantly, perhaps, the “last testament” of HH the 13th Dalai Lama (1876-1933) included the exhortation that
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           “[o]ur political stability depends on the devotion of the ecclesiastic and secular officials and upon their ability to employ skillfully every diplomatic and military means without any possibility of regret or failure.”  
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          His Holiness did not presume to lay down specific concrete commandments for his successor and for the Tibetan government, but instead exhorted them to statecraft
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           as a Buddhist practice
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          .   The “skillful means” or 
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           upaya
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          he envisioned, moreover, clearly included both diplomacy and potentially even military action, where and when this might be needed to defend the country from external threats.  
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          And, as we all remember, these challenges became ever more acute for Tibet after his death, up until the point of Communist Chinese invasion and subsequent efforts by Beijing to destroy the cultural integrity of Tibetan Buddhism and to suppress and destroy the national identity of Tibet and crush the civil and human rights of the Tibetan people.  In response to
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           this
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          challenge, in the extreme circumstances of Tibet’s conquest in 1959, HH the 14th Dalai Lama took a similar position.
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          As recounted by by Tsipon Shuguba – a former high official in the Tibetan government up until the end, who was imprisoned for a long time by the Chinese thereafter – as Chinese Communist troops advanced, the collapsing Tibetan government sought advice from the 14th Dalai Lama after his escape to exile in India.  According to Shuguba, on March 18, 1959, a letter arrived from His Holiness providing guidance, but it did not purport to give clear instructions
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           other than
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          to exhort Tibetan officials to grapple open-heartedly with the dilemmas of statecraft they faced.
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          The Dalai Lama urged key remaining Tibetan government officials to take up positions as generals – generals, mind you! – and to attempt to negotiate with the Chinese to preserve Tibet’s freedom.  This signaled that they did not have the option of
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           refusing
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          to engage with the statecraft and security challenges of their moment.  Yet “if the Chinese refused to negotiate,” Shuguba recounts His Holiness directing only that
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           “we must deliberate profoundly amongst ourselves and come to an agreement about whether to fight or to use other methods of resistance.  The Dalai Lama said he would pray for us unceasingly, but we would be unable to communicate further.  It was left to us to decide on a peaceful or a wrathful solution.”
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          And there, in His Holiness’ own words, we have the awesome challenge of statecraft and security through the prism of compassionate Engagement.  
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          In the
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           dissertation I wrote in 2010 for the Upaya Zen Center chaplaincy program
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          , I referred to this kind of challenge as the
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           koan
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          of policy choice.  Our
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           koan
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          is, in effect, the challenge of reconciling
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           not knowing
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          with the day-to-day requirements of advocating, implementing, and defending particular policy choices against alternative courses of action, and in a context both in which one cannot avoid choice and in which any choice will have very significant consequences.  
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          This is heavy stuff, especially if your line of work is dealing with geopolitical conflicts and the policy implications of technologies that could potentially destroy human civilization.  Nevertheless, I think there is no alternative to throwing ourselves headlong into such engagement: we need to embrace these dilemmas as among the most important that there are or could be, and we must not shirk them.  
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          Where this ends up taking us, I cannot pretend to know.  But I do think these challenges are surpassingly important, and that we humans will both suffer less and thrive more to the degree that we can bring a thoughtful, mindful, compassionate, and security-informed mindset to wrestling with such problems.
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          Thanks for listening.
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            -- Christopher Ford
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&lt;/div&gt;</content:encoded>
      <enclosure url="https://irp.cdn-website.com/md/unsplash/dms3rep/multi/photo-1602785164803-9a6cf611f3b6.jpg" length="126484" type="image/jpeg" />
      <pubDate>Wed, 21 Jul 2021 15:31:50 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/the-dharma-of-deterrence</guid>
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      <title>Breaking the Ransomware Cycle: U.S. National Policy Options</title>
      <link>http://www.newparadigmsforum.com/breaking-the-ransomware-cycle-u-s-national-policy-options</link>
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         On July 19, 2021, MITRE published a new paper by Dr. Ford and Dr. Charles Clancy on the "epidemic" of ransomware that afflicts Western countries today, and what might be done about it.  You can find the paper on MITRE's website
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          here
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         , or download a PDF using the button below.
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           BREAKING THE RANSOMWARE CYCLE: U.S. NATIONAL POLICY OPTIONS
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          July 2021 
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          Christopher Ford Ph.D., The MITRE Corporation
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          Charles Clancy Ph.D., The MITRE Corporation
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          Holding objects of value hostage until a ransom is paid for their release is an ancient vice, but it has acquired special salience in the digital age, as cyber criminals in this era of internet-facilitated computer network dependencies have learned to take data itself hostage in return for ransom payments.
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          The explosive growth of “ransomware” attacks in recent years is the result of dynamics in which the cost and risk to attackers have all but disappeared, victims’ incentives to pay promptly have increased, and the profitability of ransomware crime has duly exploded. Predictably, this has attracted steadily more predators to the “game” of digital ransom, and has produced a “feeding frenzy” of ransomware attacks, which U.S. officials have labeled a national crisis.
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          We will be unable to rein in the ransomware problem unless we directly address the game-theoretical incentive structures that have produced this crisis. By taking effective steps to realign these incentives—such as by incentivizing ransomware- resistant “best practices,” ending victims’ ability to pass cyber ransom costs along to insurance providers, imposing traditional “know your customer” and other associated banking regulatory practices upon cryptocurrency transactions, and taking steps to reduce cyber criminals’ ability to rely upon safe haven in jurisdictions such as Russia—we may be able to break the vicious circle in which we presently find ourselves.
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      <pubDate>Mon, 19 Jul 2021 19:56:29 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/breaking-the-ransomware-cycle-u-s-national-policy-options</guid>
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      <title>What Like-Minded States Can do to Deter Withdrawal from the NPT</title>
      <link>http://www.newparadigmsforum.com/deterring-withdrawal-from-the-nonproliferation-treaty</link>
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         Dr. Ford delivered the following remarks on June 29, 2021, to an event sponsored by the Nonproliferation Policy Education Center.
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          Thanks to Henry Sokolski and the Nonproliferation Policy  Education Center (NPEC) for inviting me to speak with you today, and to the rest of the participants for what I hope will be a very interesting discussion.  
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          Unfortunately, today’s topic – that of how to deter further withdrawals from the Nuclear Nonproliferation Treaty (NPT) – is by no means a new one.  I certainly
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           wish
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          the topic of how to deter further countries, such as Iran, from withdrawing from the NPT were a more novel one, but we’ve obviously been worrying about it for a long time.   
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          North Korea completed withdrawing from the NPT fully 18 years ago now, just before I first arrived at the State Department to work on issues in arms control and nonproliferation compliance, so this issue struck home for me from the very beginning of my Executive Branch career.  
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          But it’s been a
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           long
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          time since then, and while the international community has done things such as imposing very tough U.N. Security Council sanctions that I hope will indeed help disincentivize others from following North Korea’s its footsteps, those moves were on their own terms aimed at punishing Pyongyang’s nuclear weapons development and testing more than its withdrawal from the NPT
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           per se.
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          Indeed, very little was done to North Korea after its NPT withdrawal
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           before
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          its first weapons test.  This raises the concern that if countries such as Iran, Turkey, and Saudi Arabia – all of which have at least
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           muttered
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          about the possibility of withdrawal – simply want to acquire a legal nuclear weaponization option, rather than actually building such devices and setting them off like North Korea did, they might read the DPRK example as a relatively encouraging one.
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          NPEC has been focused on this challenge from the outset, and under its aegis Pierre Goldschmidt has made some especially important contributions to thinking about how the international community might try to disincentivize such withdrawal.  I assume most of you have read
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           Pierre’s most recent paper
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          on the topic.
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          Pierre suggests having the Security Council adopt of “a legally binding generic resolution” providing the IAEA expanded verification rights when a state is found to be in noncompliance with safeguards, ensuring that all sensitive fuel cycle facilities in a withdrawing state remain covered by “irreversible” safeguards agreements, and mandating that previously safeguarded materials and facilities not be used for weapons production after withdrawal.  He would also have the Council declare, in advance, that any announcement of NPT withdrawal would be “a threat to international peace and security” under Article 39 of the U.N. Charter, thus opening a path to legally-binding sanctions as soon as such withdrawal became effective.  Pierre also recommended that the Nuclear Suppliers Group require recipient states to have “
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           irreversible” IAEA safeguards
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          that do not depend – as normal
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           INFCIRC/153
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          -based Comprehensive Safeguards Agreements do – upon a country being a State Party to the NPT. 
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          I’ve also tried to help deal with this withdrawal challenge, such as with the
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           paper we co-authored with South Korea back when I was running U.S. NPT diplomacy at the State Department in 2008
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          . (We also published a
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           paper of our own on this in 2007
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          .)  It called upon all states to cease nuclear cooperation with any country withdrawing, for steps to ensure that withdrawing states can no longer benefit from nuclear items and material they acquired while a Party to the Treaty – such as by securing their elimination or return to their original supplier – and for the Security Council to ensure continuity of safeguards in a country that withdraws from the NPT.
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          But even all these years later – and with the huge geopolitical problem of a now very nuclear-armed North Korea staring us in the face – the international community has not yet actually
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           acted
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          along any of these lines, with the single exception of
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           U.N. Security Council Resolution 1887 of 2009
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          , a non-binding measure which simply “encouraged” nuclear suppliers to acquire the return of items or material in the event that a recipient withdraws from the NPT, and “urged” states to make permanent IAEA safeguards a condition of nuclear supply.
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          Why hasn’t it been possible to do more?  
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          Well, to being with, some states appear to have an interest in not seeing more done to deter withdrawal because they themselves might actually wish to take advantage of that option in the future.  Even among the nuclear weapons possessors, moreover, both Russia and China have effectively signaled over the years that they do not actually
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          nuclear weapons proliferation very much, provided that it does
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           not
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          directly threaten them and that it
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           does
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          threaten the interests of the United States and its allies.  
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          Another group of states uneasy with doing more is the Non-Aligned Movement, many of whose members are motivated, in this regard, by their political investment in narratives depicting the NPT as “unfairly” privileging weapons-possessors.  In theory, this should not prevent NAM support for measures to deter withdrawal by a state that has been found in violation of the NPT, but it does.
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          And indeed there is a sound argument against measures that would restrict the exercise of withdrawal
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           per se
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          – not least because one cannot say that it is
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          for a country ever to have a sound reason for withdrawal.  Specifically, in some hypothetical future in which U.S. alliance guarantees have collapsed and an otherwise all but defenseless ally of ours faced an overwhelming threat of invasion and conquest by Russia or China, for instance, I would myself find it difficult, in good conscience, to tell that country that it must sacrifice its very existence on the altar of nonproliferation scrupulousness.  
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          So I could imagine an extreme scenario in which a threatened country could probably
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          declare – as the withdrawal provisions in the NPT require – that “extraordinary events” have “jeopardized … [its] supreme interests” in ways that require the recovery of a nuclear weapons option to deter that aggression.  The International Court of Justice made clear in its 1996 advisory opinion on nuclear weapons, after all, that the use of such weapons
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          be lawful “in an extreme circumstance of self-defence, in which the very survival of a State would be at stake.”  If such survival were indeed potentially at stake – and as much as it should be a huge priority for our foreign policy to ever let such a situation develop – it would be hard to argue that NPT withdrawal under such circumstances would be entirely inappropriate.
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          But you shouldn’t overread my caution here.  That would surely be an
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          rare case, and one which corresponds to
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          of the actual or threatened cases of withdrawal that the world has actually seen.  There are all sorts of circumstances in which NPT withdrawal would clearly be deeply destabilizing, and indeed present in itself a threat to international peace and security.
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          The most obvious is the prospect of withdrawal
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           by a country in violation of the Treaty
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          .  If you’re caught cheating, as North Korea was years ago, and as Iran was in the 2000s, and
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           then
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          you withdraw, only a fool would argue that’s not terribly problematic.  
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          Given the dangers that would clearly arise from any proliferation, it would surely be a threat to international peace and security for any country to pursue withdrawal where it doesn’t actually face some kind of existential threat that needs to be deterred by indigenous nuclear weaponization.  No country has yet made a serious case that it faces such circumstances, and unless and until one truly can, we should be working very hard to deter and penalize NPT withdrawal.
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          (This would also apply, of course, to withdrawal undertaken out of some weird sense of political pique or ideological principle, such as the allegation that the NPT is “unfair” in some fashion.  Or to withdrawal pursued simply in order to make more viable some future weaponization
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           option
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          .)
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          So you’re probably getting my point.  While I do think it is
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          to imagine justified withdrawal, that would be a very extraordinary case, which no country has made or is likely in the near future to be able to make.  All of which means that a good deal still needs to be done to deter withdrawal.
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          Given the degree to which there doesn’t seem to be enough agreement in the international community to adopt the sort of measures Pierre Goldschmidt has outlined, however, what is it that
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          still be done?  I think there may well be useful things we can do in conjunction with our likeminded friends who are serious about nonproliferation.
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            Such states, for instance, should agree among themselves – in advance – to act resolutely among themselves (whether or not the United Nations does) against any state that withdraws from the NPT under circumstances that create a threat to international peace and security.  
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            States should also establish authorities in national legislation for the imposition of mandatory sanctions triggered by a country’s withdrawal from the NPT after having been either (a) found by the IAEA or by the U.N. Security Council to be in violation of IAEA safeguards or Article II of the NPT, or (b) found to be in such violation by appropriate national authorities in the state having such legislation.  Even in the absence of a finding of violation, moreover, this sanctions legislation would also be triggered where national authorities deemed the circumstances to be such in which another state’s NPT withdrawal presented a threat to the country’s national security or to international peace and security more generally.  
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            We should establish agreed public understandings within their alliance networks, in advance, that withdrawal from the NPT by a country that has violated that Treaty or that has expressed hostility toward one or more members of such an alliance inherently presents a threat to collective security, and that such withdrawal could provide a legitimate basis for requesting alliance assistance (
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            , through NATO’s Article 5) as that threat develops.
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            Such states should also press for all non-nuclear weapon states to negotiate provisions with the IAEA pursuant to which indefinitely continuing INFCIRC/66-type safeguards would supersede Comprehensive Safeguards Agreements under INFCIRC/153 in the event of NPT withdrawal.  States might even make such “backup” agreements a condition of nuclear supply and an accepted “best practices” standard for safeguards implementation.  
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            Like-minded countries serious about nonproliferation should insist that “disgorgement” provisions be included in nuclear cooperation agreements, pursuant to which items, technology, or material provided under such agreements would have to be returned to their country of origin (or otherwise appropriately disposed of) in the event of NPT withdrawal by their recipient.
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          Having like-minded nonproliferation-responsible states adopt such measures as collective national policy priorities would not be as useful as having such things be done via legally-binding Security Council resolutions, of course.  Nevertheless, moves in this direction by coalitions of like-minded governments would still represent important steps beyond current practice.  
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          There may also be more to do in heading off circumstances in which a U.S. ally threatened by Russian or Chinese aggression might feel it
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          indigenous weaponization.  To do this, we must invest in the continued efficacy of collective nuclear deterrence strategies, and ensure that our allies to not take steps that undermine this deterrence –
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           e.g.
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          , the refusal of NATO Allies to recapitalize dual-capable aircraft as legacy platforms reach obsolescence, or to permit U.S. deployments of nuclear weaponry needed as part of the Atlantic Alliance deterrent.  
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          America’s allies thus have much work to do in shoring up these alliance networks, but the biggest burden here still falls upon Washington.  It is absolutely essential that U.S. leaders remain strongly committed to preserving the credibility and effectiveness of the security guarantees – including the “extended” nuclear deterrence guarantees – to allies that might otherwise feel the need to resort to more autonomous varieties of nuclear deterrence.  Ensuring the solidity of these guarantees has both nuclear and conventional force posture implications, as well as requiring that the United States credibly signal not just its
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          but also its
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          to come to allies’ aid when needed, and in either conventional or nuclear ways, or both.
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          It will not be enough, as may sometimes have happened in the past, for American officials to adopt the force posture and declaratory policies they want, and then lecture U.S. allies about how those choices should be reassuring to them.  As threats grow in the security environment, power balances shift, and alliance solidarity comes to depend increasingly upon genuinely collective endeavor, we must also ensure that we truly listen to what our allies tell us – even if often only very privately – would be most reassuring to them, and we must make
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           their
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          desires and needs an important factor in our own procurement and planning, including in the nuclear arena.  If regional threats to U.S. allies grow especially severe, we must also not be afraid to consider creative ways to make our allies more invested in nuclear planning and potential employment in time of crisis. 
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          The United States has partners who take nonproliferation seriously, and who seem to be deeply concerned about the possibility of further destabilizing withdrawals from the NPT, particularly by Iran.  These are states with whom we ought to be able to work in implementing such an agenda.  
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          We should not give up hope on more internationalist answers, but rather than simply waiting for the international community, as a whole, to do what it seems manifestly unwilling to do, we have before us an opportunity to use our own statesmanship to make at least progress in a dangerous world.
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          -- Christopher Ford
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      <pubDate>Thu, 15 Jul 2021 21:39:15 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/deterring-withdrawal-from-the-nonproliferation-treaty</guid>
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      <title>Principled Conservatism in America's Foreign Affairs and National Security Policy</title>
      <link>http://www.newparadigmsforum.com/principled-conservatism-in-america-s-foreign-affairs-and-national-security-policy</link>
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         On July 2, 2021, Dr. Ford published a paper on "Principled Conservatism in America's Foreign Affairs and National Security Policy" with the National Security Institute (NSI) at the George Mason University's Antonin Scalia Law School.  The full paper can be found
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          here
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          from NSI, or it may be downloaded through the button below.
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         National Security Institute Press Release
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          July 2, 2021
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             National Security Institute Publishes New Paper:
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             “Principled Conservatism in America’s Foreign Affairs and National Security Policy”
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            Arlington, VA – Today, the National Security Institute (NSI) at George Mason University’s Antonin Scalia Law School published its latest paper, “Principled Conservatism in America’s Foreign Affairs and National Security Policy,” by NSI Distinguished Fellow Christopher Ford.
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            In the hope of catalyzing policy conversations and drawing out points of potential agreement between policy stakeholders, in this paper, former diplomat and Republican political appointee Dr. Christopher Ford offers his thoughts on what a broad vision for ‘principled conservatism’ in U.S. foreign and national security policy might look like. Topics in the paper include:
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              Great power competition, democracy, and the rule of law;
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              The role of professional expertise in policymaking;
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              International allies and partners, terrorists and rogue regimes;
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              Trade, immigration, and energy; and
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              Political dialogue and Constitutionalism.
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            “Historically, politicians and political parties have often used time spent out of office as an opportunity to learn from past successes and failures, to recover a shared vision of the direction and objectives of political life, and to formulate the policy agendas that they hope will eventually return them to power with the trust of the country’s voters. American conservatives are out of power today, and have both an opportunity and a need for such soul-searching and vision-recovery,” said NSI Distinguished Fellow Dr. Christopher Ford.  “At a time, moreover, when both of the main U.S. political parties are riven by factional conflict between centrists and radicals, I hope this paper will provide food for thought for anyone interested in the future of U.S. politics and policymaking,” he added.
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            “The exercise of creating a platform that allows an out-of-power political movement to return to power often begins with considering foundational beliefs that underpin its ideas,” said NSI Director of Strategy Matthew Heiman. “Christopher Ford’s paper lays out a case for what he describes as ‘principled conservatism’ in national security affairs. Covering the waterfront of foreign policy challenges, this paper should be considered by conservatives that are debating U.S. engagement with the world as well as liberals that will need to respond to their opponents’ arguments.”
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      <pubDate>Thu, 15 Jul 2021 20:22:05 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/principled-conservatism-in-america-s-foreign-affairs-and-national-security-policy</guid>
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      <title>The "Lab-Leak" inquiry at the State Department</title>
      <link>http://www.newparadigmsforum.com/the-lab-leak-inquiry-at-the-state-department</link>
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         An Open Letter by former by former Assistant Secretary Christopher Ford
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            (Note:  This essay originally appeared on the Medium.com website: you can find it
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             here
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            .  It was also reprinted by the online journal
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            Quillette
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            , which you can read
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             here
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            .)
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         In both journalism and policymaking — if not always in politics, or in the sordid world of score-settling by unemployed, second-rate apparatchiks — facts matter, and intellectual integrity matters. In light of the remarkable quantity of errant nonsense that has been written in the last couple of weeks about squabbles inside the U.S. State Department about how to look into the origins of SARS-CoV-2 in the closing weeks of the Trump Administration, I hope this open letter will help set the record straight for those who still care about things such as facts.
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           I write this because, to put it bluntly, I’m tired of being the butt of stupid and paranoid conspiracy theories being promulgated by those who know better. I recognize that some of these conspiracy narratives are, for any thoughtful person, self-refuting even on their face. (As someone who has been warning the policy community since at least 2007 about threats to the United States and the democratic world from the Chinese Communist Party’s geopolitical ambitions — including in
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            two scholarly books and scores of articles and speeches, including in official capacity at the State Department
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           — have I been “protecting” the Chinese Communist Party from accountability? Good grief.)
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           Nevertheless, I’ve been around politics long enough to know that an imbecility that slots into a convenient narrative beats an awkward fact any day, and manic performative outrage is much more fun than sober analysis. So perhaps offering clarity here won’t change a thing. Yet I’m still going to try.
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           I’m also going to try to do something unorthodox here. Rather than using this letter as an opportunity to invent and loudly dispense my own
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            post hoc
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           version of what happened — a dishonest revisionism-of-convenience that is in abundant supply, but that I will leave to others — I will try to offer you only specific claims that are supported by contemporaneous documents that enterprising journalists at Fox News and
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            Vanity Fair
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           have recently put into the public record.
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            Part One: A Clear Documentary Record
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           In particular, since the question at hand is my own particular role and position in connection with investigating the origins of the COVID-19 virus, I will refer to three unclassified documents that I myself wrote and sent to others at the State Department in early January 2021. (For the record, I did
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           retain these documents when I left the Department. Thankfully, however — at least for me — some of the lies being told on these topics have apparently caused offense among those who know what really happened and clearly
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           retain the documents.) I’m happy to see them in the public record, because they make very clear exactly what I was doing at the time, and why.
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           The documents are as follows:
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            1. An e-mail I sent to Tom DiNanno and David Asher on January 4, 2021, which can be found
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             here
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            thanks to Fox News;
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            2. An e-mail exchange between me and DiNanno on January 5–6, which can be found
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             here
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            thanks to Fox News; and
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            3. A message I sent to a number of senior State Department officials on January 8, which can be found
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             here
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            thanks to
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            .
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            Part Two: Pushing for an Honest and Defensible Lab-Leak Inquiry
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           So let me begin with a critical point. As detailed in these documents, the squabbling at the State Department was about trying to ensure that we got our facts straight before going public with dramatic steps such as having Secretary Pompeo announce that it was “statistically” impossible for SARS-CoV-2 to be anything other than the product of Chinese government manipulation, sending “demarches” to foreign governments with this theory, or writing up China for having violated the Biological Weapons Convention (BWC) in connection with COVID-19.
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           The dispute had nothing whatsoever to do with trying to quash investigation into the origins of the virus, and
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            everything
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           to do with trying to ensure the honesty and intellectual integrity of that investigation
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            precisely because
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           it was vital for us to get the bottom of the question of COVID “origins,” including the possibility that it came from the Wuhan Institute of Virology (WIV). I strongly
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           looking into the “lab-leak” hypothesis, which clearly is a real possibility.
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           But I’m not just saying this now. I said it at the time, too. A lot.
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           Let’s look at the documents, starting with my January 4 e-mail to DiNanno and Asher. In that message, I highlight that the Arms Control, Verification and Compliance (AVC) Bureau’s scientific “allegations about WIV and Chinese BW work allegedly being the source” of SARS-CoV-2 were “important” and “worrying,” and that these significant claims needed to be evaluated by real scientific experts.
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            (Yes, I admit that I called the virus the “WuFlu.” At a time before the World Health Organization had come up with “non-stigmatizing” designators such as “Alpha,” and people talked freely about things like the “UK variant” or “South African variant,” it didn’t seem unfair to tag original virus as having indeed come from Wuhan. I’m afraid at another point I called it the “KungFlu,” too. None of this sounds as clever to me in retrospect as I fear it did at the time. But please remember that these were internal e-mails, not intended to see the light of day. Had I written these messages with an eye to public release, I would not have been so glib.
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           Anyway, in my e-mail, I reminded DiNanno and Asher that I had directed them, a month or so earlier, to establish an “expert vetting group or process” that would involve real scientists and intelligence experts in assessing the strength of AVC’s claims. But why, I asked them, had there been no progress in subjecting their assertions to peer review? And why were they running around the interagency spreading these allegations
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           we knew whether these claims could pass muster with objective, third-party scientists?
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           As I stated in that January 4 message, I wanted to “demand[] more transparency from the PRC here, especially in light of their appalling early cover-up of COVID-19 during the early weeks when honesty and resolute action could have made such a colossal difference in heading off millions of deaths and untold suffering, and in light of their grotesque history of such cover-ups.”
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           “An investigation of [COVID] origins is very important,” I reiterated, “and I’m delighted to press their feet to the fire for the honesty and clarity they’ve so far refused to provide.”
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           In the January 4 message, however, I also stressed how important it was that we get our facts straight before going public,
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            as the U.S. Government
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           , with the accusation that the Chinese government created the virus:
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            “[W]e need to make sure what we say is solid and passes muster from real experts
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            we risk embarrassing and discrediting ourselves in public. … As I have repeatedly said, if it turns out that your conclusions are right, I’ll happily be first in line to scream from the rooftops about them, for it would be a colossal outrage. And you may well be right. But I want to be confident about where the facts really lie …. These issues are surpassingly important and we need to get to the bottom of them — but rigorously, defensibly, and truly.”
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           Hence my annoyance, expressed in that message, that DiNanno had been dragging his feet over my direction to “arrang[e] expert-level bioscience and intelligence vetting of David [Asher’s] work.” I warned DiNanno that such dithering looked bad: “Please don’t continue to feed the impression that AVC is afraid of peer review.” And I insisted that he tell me when they actually planned to get those allegations vetted by real scientists. It’s all there in the e-mail.
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           The next day, January 5, when I still hadn’t heard back from DiNanno about how they would ensure that their scientific assertions got evaluated by actual scientists, I e-mailed him again. (This was the message at the bottom of the January 5–6 e-mail string Fox News published.) I’ll admit I was grumpy, but I think I was also pretty clear about my focus on ensuring that we got our facts straight on this critical issue of COVID origins:
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            “It is … becoming embarrassing — and, if I may say so, more than a little worrisome — that AVC seems still to be ducking an expert-level engagement to evaluate its own WIV allegations, even while it has continued, over the last month or so, to brief its claims to non-experts across the interagency.”
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           DiNanno responded to my January 5 message with platitudes about how all they were doing was “investigating potential arms control violations.” (This is the middle message in the January 5–6 string.) “That Is [sic] exactly what we have done,” he declared, “and will continue to do.”
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           Let’s pause here for a moment. If you’re paying attention, you’ll have noticed that with this comment about “investigating potential arms control violations,” DiNanno signaled that AVC regarded itself as focusing not so much upon the origins of SARS-CoV-2, per se, as more specifically upon
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      &lt;i&gt;&#xD;
        
            China allegedly having violated the Biological Weapons Convention by creating the virus
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           . They seemed to believe that COVID-19 was a biological weapons (BW) effort gone awry — or perhaps even a BW agent deliberately unleashed upon the world after Beijing had secretly vaccinated its population, as Asher has rather remarkably suggested in public now that the State Department has terminated his consultancy contract. (You can see him in all his sober, cautious, and methodical glory on
           &#xD;
      &lt;a href="https://youtu.be/8rusBBQ5BSI" target="_blank"&gt;&#xD;
        
            YouTube
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           .) In this context, I suppose it was hardly surprising — as I memorialized in my January 4 e-mail to DiNanno — that in the December briefing when AVC first pitched me on their WIV-origins theory, Asher at one point suggested that SARS-CoV-2 might be a “genetically selective agent” (GSA) that China was using to target us, as evidenced, he said, by the fact that Sub-Saharan Africa wasn’t reporting many COVID cases while the United States was. (Surely you don’t need me to spell out how that notion was both analytically unsupportable on its face
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      &lt;i&gt;&#xD;
        
            and
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           contained deeply offensive implications, do you? I’ll leave you to work this out on your own, but, uh, wow.)
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           Fortunately, however, DiNanno also informed me in his January 5 response that AVC had now indeed set up a panel of experts to discuss the scientific claims, which would occur on Thursday evening, January 7. (Finally! As noted in my January 4 e-mail, I’d been demanding expert vetting of AVC’s “statistical” argument since they first came to me with this issue in my office in December.)
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           As this panel approached, however, I wrote DiNanno again — on January 6 — to emphasize how important it was that we get real scientists to vet AVC’s allegations before we surfaced such dramatic claims in public:
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            “As I indicated before, having something that sounds scientific to say when making assertions to laymen is not the same thing as being correct. I do not have the scientific expertise to critique David’s claims. Nor do you. Nor, in fact, does he have actual technical training in the first place. That doesn’t necessarily mean he’s wrong, of course, but it does have implications for how to deal with the complex and controversial claims you guys are making about weedy bioscience. … If you’re right, you should be willing to prove it, and to confront experts who — unlike all of the people involved in building and making this argument for you — actually have training in the scientific field about which you make assertions. I really don’t know how I could possibly have been more clear about this over the course of the last month. Your allegations are dramatic, and potentially very significant indeed, but it’s for precisely that reason that they need to be tested and evaluated carefully. …Your claims need to be assessed by real experts — not just waved around as bullet points on slide decks in front of non-scientists who are then dared to prove you wrong.”
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           It was particularly important to get real expert-level assessment of the scientific assertions AVC was making about laboratory origin because the AVC investigation appeared to have carefully
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            bypassed
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           State Department experts — both in my own bureau and in AVC itself, each of which has a whole
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            office
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           devoted to such questions — and the U.S. Intelligence Community. As I recounted in my January 8 message, “AVC ha[s] apparently been briefing this argument inside the Department and [to] some interagency partners for some weeks, apparently on instructions from a staffer at S/P [the Department’s Office of Policy Planning] who told them they should not inform me or others of this work, nor involve the Intelligence Community.”
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           (A footnote, but perhaps a significant one: That last bit about cutting real experts out of the loop came to me directly from Tom DiNanno. When I asked him why AVC had been doing all this without telling the senior official to whom they reported — that is, me — he told me sheepishly that he had been
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      &lt;i&gt;&#xD;
        
            instructed
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           to do things this way by Miles Yu, an S/P staffer at the time. According to DiNanno, Yu had represented that these specific instructions came from the Secretary. DiNanno, then in charge of the verification bureau, gave no sign of ever actually having verified that this was true, however. He appeared to have accepted Yu’s representations at face value — in effect, a
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      &lt;i&gt;&#xD;
        
            de facto
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           Assistant Secretary of State taking marching orders from a lower-ranking staffer in another bureau, sight unseen. It would be interesting, now, to find out whether: (1) Secretary Pompeo
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      &lt;i&gt;&#xD;
        
            really
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           directed that AVC’s lab-leak inquiry avoid engaging Departmental BW experts and U.S. intelligence officials, and that it do its work essentially in secret, without telling the official performing the duties of the Under Secretary for Arms Control and International Security; (2) Yu was, at least in this respect, dishonestly freelancing; or (3) DiNanno was just lying to me about his conversation with Yu. Perhaps a good journalist can go figure this out.)
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            Part Three: The Scientific Panel
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           Anyway, at least a first chance for scientific vetting came on January 7, when the panel of experts picked by the AVC Bureau had a chance to discuss the “statistical” proof that AVC had been relying upon in its assertions to me and others that the SARS-CoV-2 virus
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            had to have been
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           the product of Chinese government manipulation.
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           Unfortunately, as I memorialized the next day (January 8), despite my urging — in the last three paragraphs of my January 6 e-mail — that the other members of the panel “have … the benefit of actually being able to read the paper beforehand,” AVC had not shared the document ahead of time. As I observed on January 8, “AVC did not provide us with the actual paper before yesterday’s discussion, so most other participants had not had the chance to study it in detail.”
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           Even so, it did not take the other panelists long to point out some key flaws in the “statistical” argument, which had been presented orally to the panel by the scientist upon whom AVC had apparently most relied in developing that line of argument. (His name is widely known, but I opted not to single him out in my message to Departmental colleagues. I felt that scientists should have some freedom to figure out the science amongst themselves; my concern was with what
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      &lt;i&gt;&#xD;
        
            the U.S. Government
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           would assert after they did. Rather than drag him personally into the fray, therefore, my memo reflected the fact that this man’s claims had effectively become
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      &lt;i&gt;&#xD;
        
            AVC’s argument
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           as the bureau promoted them in the interagency.)
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           I’ll spare you the blow-by-blow of criticisms made by other panelists about the “statistical” case AVC had been making at least since the first briefing they gave me in my office in December, though you can read the salient details in the January 8 message I sent to a number of my senior State Department colleagues the next day. (My message focused on the statistical argument, given the prominence it had enjoyed in AVC’s briefings; I did not purport to summarize the panel’s discussion of all matters raised.) As you’ll see if you care to read my several-page account on January 8, the assertions AVC had been making seemed to have major problems. At the least, those assertions were clearly not
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            yet
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           ready to be the official position of the U.S. Department of State — which is why I sent that January 8 message warning my colleagues to be careful about running with that particular “statistical” claim.
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           I also now know, thanks to
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            Vanity Fair
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           , that DiNanno responded to my January 8 memo with one of his own a day or two later, after I had left the Department. The reader can find it
           &#xD;
      &lt;a href="http://downloads.vanityfair.com/lab-leak-theory/Response_to_Former_Asst_Sec_Ford.pdf?_ga=2.254051659.2102278606.1623276585-1842131691.1623276584" target="_blank"&gt;&#xD;
        
            online
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           , so I won’t walk through it here. In light of what you now know from documentary evidence about my
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      &lt;i&gt;&#xD;
        
            actual
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           positions at the time, however, you’ll easily be able to see what a pack of distortions and falsehoods DiNanno’s memo actually was. You might want to lay our two documents side by side and read them carefully in light of the information you now have. I suspect it will be pretty clear that his memo was a dishonest mess of baseless attacks on me — an angry screed addressed to readers whom DiNanno knew did not have the benefit of knowing what I’d
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            actually
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           been saying to him for the last month, and which he sent to his readers at a time when he knew I had resigned from the Department and would have no chance to defend myself and correct the record. (Thankfully, however, our bosses were intelligent folks. One can probably infer how seriously our superiors took DiNanno’s memo by the fact that they apparently acted on my note of caution about AVC’s scientific claims rather than on DiNanno’s shrill and convoluted attempt to defend those assertions and paint me as the villain. More on that below.)
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           For purposes of this open letter, I’ll leave the issues of science to any of you who are scientists. As I told DiNanno in my January 4 message, “I do not have the scientific expertise to critique David’s claims. Nor do you. Nor, in fact, does he have actual technical training in the first place.” That is
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            precisely
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           why I insisted that AVC set up a panel of experts, and why — after they finally got around to arranging this peer review on January 7 — it was my
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            duty
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           to convey to my colleagues some of the concerns raised by the experts AVC had put on the panel. It may in the end turn out that science
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            does
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           prove that SARS-CoV-2 was the result of human intervention at WIV. But it would have been grievously irresponsible for us to adopt that theory publicly until it was
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            much
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           more able to stand on its own two feet that the January 7 panel discussion showed it to be at the time.
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            Part Four: Putting Absurd Accusations to Rest
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           Some of my former colleagues are now — perhaps, one imagines, out of embarrassment over all of the events described above — asserting that I tried to prevent inquiry into the lab-leak hypothesis and to shut down any investigation of the question. (Thanks to Tucker Carlson making this claim at least twice on the air, by the way, I’ve now gotten vicious and deranged hate mail. Here’s, for instance, what I received on June 3 after Carlson first mentioned me on his show: “
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            Fuck you dickbag globalist shill. Why the fuck did you shut down the lab leak theory? Go lick some China communist boots.
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           ” This person helpfully signed this missive
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            cantcuckthetuck@gmail.com
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           . Thanks for introducing me to new friends, Tucker.)
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           Yet no serious person who is actually aware of my interactions with AVC could possibly think I wanted to prevent inquiry into the laboratory hypothesis, as you will already have seen from my e-mails of January 4 and January 5–6, from which I’ve quoted extensively here. (You can even read them online yourself, in their entirety.) You can also see that I was always crystal clear about the importance of getting to the truth by fully investigating the laboratory-leak question, making clear that “if it turns out that [AVC’s] conclusions are right,” I would myself “happily be first in line to scream from the rooftops about them.”
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           Additional proof of my commitment to looking into WIV — and indeed my focus upon
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      &lt;i&gt;&#xD;
        
            protecting
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           efforts to investigate the laboratory-leak question from the discredit and ridicule that might have smothered it in its crib if we had foolishly hitched Secretary Pompeo, the Department of State, and the Administration to easily-debunkable junk science — can be found in my January 8 message itself. There, I made the point yet again:
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            “If well-founded, AVC’s findings would be extremely significant …. All participants [in the January 7 panel] seemed … to agree that China should be pressed for answers about such things as the nature of any work done at WIV on novel coronaviruses, whether any safety incidents occurred, what data is in WIV’s sequencing database (which was mysteriously taken offline early in the pandemic), and when exactly the PRC realized (despite its early representations) that SARS-CoV-2 was only in its ‘wet market’ environmental samples — and not in its live animal samples — leading them to conclude that the market was not the source of the outbreak. These sorts of questions should indeed provide us with lots of grist for pressing China for answers and highlighting its non-transparency and history of failing to report (or even covering up) critical information.”
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           You’ll also see from my January 8 message that I specifically directed “AVC and ISN [the International Security and Nonproliferation Bureau] to collaborate on drawing up a list of questions and points that could be useful in this regard” in pressing Beijing for answers. So were these the actions of a “dickbag globalist shill” who “lick[s] … China communist boots”? Or of a serious steward of the honesty and intellectual integrity of U.S. State Department policymaking dedicated to ensuring we got our facts straight and pushing back against recklessness that would make it
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            harder
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           to have the lab-leak issue taken seriously? The reader can make up his or her own mind.
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            Part Five: A Net Assessment
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           So where does that leave us now?
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           Well, if you want to understand what I was trying to do during in this period of bickering inside the State Department, you now have my own words from internal contemporaneous records. Simply put, I felt it would be essentially insane to go public with AVC’s scientific assertions — such as, as DiNanno and Asher had urged, making public statements, demarching foreign governments (including China), and finding China in violation of the Biological Weapons Convention over this coronavirus — before getting those scientific assertions vetted by objective, third-party scientists.
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           Let me be completely clear: From where I was sitting at the time, in the chair of the Under Secretary of State for Arms Control and International Security, I never saw
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            any
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           evidence of
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            any
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           effort at the State Department to prevent inquiry into the lab-leak idea. To the contrary — as you can now see proven by documents in the public record — I
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            supported
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           looking into the lab-leak hypothesis. I cared so much about getting to the truth about WIV, in fact, that I insisted that we do the work in a way that could stand up to scrutiny. (If you’re serious about something being done, you have an obligation to ensure it’s done
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            right
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           . Wanting less than that just makes you a hack.) And I am aware of
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            no one anywhere in the Department
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           who thought that the laboratory hypothesis should be ignored or ruled out.
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           So there was no conspiracy to quash inquiry into the lab-leak question, at least not at the State Department. But there
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            was
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           a demand for intellectual rigor and analytically defensible conclusions in
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            doing
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           that important inquiry. For making that demand, however, I make no apologies. I was doing my duty.
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           What happened after that? Well, one might infer that my State Department superiors in fact agreed with the account in my January 8 message of the weaknesses that AVC’s expert panel had pointed out in the supposed “statistical” proof that SARS-CoV-2 had to be the result of human intervention. Neither Secretary Pompeo nor any other serving U.S. official, after all, adopted and voiced the scientific assertions about WIV origin that AVC had previously been briefing to interagency stakeholders. Instead, Secretary Pompeo issued a “Fact Sheet” on January 15 that accurately recounted downgraded
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            intelligence reporting
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           we had received that seemed relevant to the question of whether COVID-19 had originated at the laboratory.
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           My superiors at the Department were not shy people, and I have no doubt that had they felt AVC’s scientific assertions could pass muster with real scientists, they
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            absolutely
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           would have made this case in public, and loudly. They chose not to do so, however. I suspect that we should read into this their quiet endorsement of my conclusion that AVC’s scientific case wasn’t ready for prime time. (Perhaps someone can ask my former bosses what precisely they thought of the merit of AVC’s “statistical” argument about genomic variation, and why — if it was indeed good science — they seem to have dropped those assertions. I can tell you only one thing about this with certainty: not pursuing AVC’s “scientific” argument after the January 7 panel meeting wasn’t
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            my
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           decision. By the end of the day on January 8, after sending my message of caution, I had left the Department. It would be interesting to know what discussions happened thereafter.)
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           But I do think that what happened next is important. Instead of focusing on purported “scientific proofs” of laboratory origin, public discussion of the COVID-origins issue thereafter shifted to the questions and suspicions that had been raised about WIV by our intelligence information, as outlined in Secretary Pompeo’s “Fact Sheet.” This was, in my view, much the better way to go. Before leaving the Department, in fact, I had myself reviewed and cleared an early draft of that “Fact Sheet” as the downgraded information started to go around for interagency clearance, and I was glad to see it later emerge publicly on January 15. Tellingly, the Biden Administration has not questioned that information, and a robust debate is now underway about possible laboratory origin.
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           But let me be frank. Anyone who cares about ensuring that the lab-leak hypothesis is taken seriously should probably be
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            thanking
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           me, rather than vilifying me. I suspect that my push for scientific vetting of AVC’s assertions actually helped
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            save
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           the lab-leak hypothesis from being preemptively discredited. The fact that we finally now have a credible public debate on the question owes much to the fact that pursuing these issues
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            wasn’t
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           tainted by the State Department signing the U.S. Government’s name to scientific assertions that we already knew hadn’t stood up well to scrutiny.
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           I’ve been around the arms control and international security business for quite a while now, including spending 2003–06 as Principal Deputy Assistant Secretary in what is now the AVC Bureau. As I told someone the other day — an old and dear friend and former colleague who has now started demonizing me on the basis of the lies being spread about these issues — honesty, accuracy, and intellectual integrity are the strongest weapons that an arms control verifier has. These things need to be safeguarded carefully, for they are priceless. They are what separates the truth-teller from the ideological crank.
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           I am heartsick at the ugliness of the campaign against me in the press today, but I remain proud of my role in insisting upon fidelity to these values at a time when some officials seemed to be slipping. I dearly hope that we can all now put fratricidal distractions aside and get back to the
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            real
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           task: figuring out what the hell happened in Wuhan.
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            Part Seven: Conclusion
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           The actual details of all this State Department infighting are, I’ll admit, somewhat boring. They certainly don’t map satisfyingly onto a moralistic narrative of redoubtable heroes fighting for right against malevolent cabals and institutional corruption. Nor are they well suited for spinning up rants of performative outrage by the occasional pundit disinclined to let little things like “truth” get in the way of the good Nielsen ratings that come from spinning a sexy narrative of deceit and conspiracy.
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           Nevertheless, these demonstrable facts about the positions I took at the time are clear in the record. If that’s not important to you, you’re reading the wrong letter, and I apologize for wasting your time.
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           If you’ve read this far, however, my guess is that facts are indeed important to you. So thanks for listening.
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            -- Christopher Ford
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      <pubDate>Thu, 10 Jun 2021 14:57:28 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/the-lab-leak-inquiry-at-the-state-department</guid>
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      <title>Some Thoughts on Modern Arms Control Challenges: Verification, Compliance, and Global Vision</title>
      <link>http://www.newparadigmsforum.com/some-thoughts-on-modern-arms-control-challenges-verification-compliance-and-global-vision</link>
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         This remarks were prepared for Dr. Ford's presentation to the Mitchell Institute of Aerospace Studies on May 26, 2021.
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          Good morning, and thanks for inviting me to participate.  It’s a pleasure once again to be part of one of Peter Huessy’s breakfast series for the Mitchell Center – and to join my old friend Susan Koch in speaking to you.  Peter suggested we say a few words up front about how to improve arms control verification and the possibilities of getting a new arms control framework that could involve both Russia and China, so let me offer a few thoughts.  
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          First, I’d like to say a few words about arms control verification, then a few more about arms control compliance.  I’ll finish up with some thoughts upon the security issues that
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          the arms control arena – and about some of the challenges that I think we face today.
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           I.           Effective Verification 
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          First, verification.  I hope this won’t seem evasive, but I think it’s difficult to say much right now about future arms control verification.  It’s not clear what limits a future arms control agreement would actually impose, and discussion of verification purely in the abstract – without relation to
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           what
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          is being verified – doesn’t make that much sense to me.  
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          As I see it, the point of verification isn’t to conduct a general assessment of someone else’s armaments program; its point is to offer at least some minimum degree of assurance that one will detect a violation of whatever limits you write into your agreement.  
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          How great a degree of assurance you need will depend upon the circumstances, and is basically a policy decision.  The George W. Bush Administration, for instance, felt that no additional verification measures were necessary at all in connection with the Moscow Treaty of 2002; the Obama Administration felt it needed much more verification than that in New START of 2010, but it was nonetheless comfortable with fewer verification strictures than were contained in the original START agreement of 1991 as negotiated by the George H.W. Bush Administration.  My guess is we’d need pretty robust verification in a future deal with Russia, particularly given their appalling track record of arms control violations, but that’s a policy decision that would have to be made in the moment, based upon the strategic circumstances and informed by such things as the nature and availability of alternative adversary courses of action, the degree to which we ourselves are comfortable being reciprocally subject to such strictures, and the likely consequences of noncompliance with whatever specific restrictions the next deal contains. 
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          But I don’t see much use in discussing specific verification provisions in the absence of information about the particular limits with which it would be those provisions’ objective to verify compliance.  Exchanging telemetry data, for instance, might tell you useful things about flight testing, and could help verify compliance with restrictions on having missiles of beyond a certain range.  But telemetry surely doesn’t tell you anything very helpful about how many warheads the adversary possesses, and thus wouldn’t be much use in verifying an overall warhead cap.  Similarly, being able to tell whether a particular object is in fact a nuclear warhead might be very helpful if the task were to ensure that a state’s arsenal did not exceed a given size – but it wouldn’t be much help in answering questions about delivery systems.  
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          I also don’t care overmuch about re-litigating what verification measures should or shouldn’t have been agreed in
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           past
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          arms control treaties.  New START has been extended for a full five years, and it’s not extendable any further, so whatever comes next with Russia or with China will need to be negotiated afresh.  What verification makes sense in
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           that
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          agreement, if there is one, will depend upon the limits it imposes, and what’s possible – politically, technologically, legally, and institutionally – at the time.  Debating what was or wasn’t done right in the past could perhaps help inform that, but such lessons are only likely to be directly useful if future agreements try to constrain the same things that past agreements did.  And that won’t necessarily be the case at all. 
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          From the perspective of thinking about a future arms control framework, therefore, we should presumably be thinking about what we might
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           want
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          to limit, and we should cross-check this objective against what it is
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           possible
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          to verify, as well as the likelihood that the other side would actually agree to what it would take to do so.  But just hypothesizing an “ideal” verification package without knowing what limits you’re talking about – or why those limits are the most important ones to pursue – strikes me as going about things rather backwards.  
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           II.           Remembering Compliance
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          My second point has to do with arms control
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           compliance
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          .  Specifically, even assuming verification works well, we need to pay attention to what happens if a violation is in fact detected.  
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          This isn’t usually something that is addressed in a treaty itself, inasmuch as a particularly significant violation by one party – that is, a “material breach” in international treaty law terms – tends to relieve the other party of its obligation to comply, and will presumably result in the collapse of an agreement if the violation isn’t rectified.  Nevertheless, the question of whether effective compliance enforcement is possible is very important.
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          No treaty violation is unimportant, and I am of the school of thought that it is indeed possible for a “pattern” of violations – each arguably fairly insignificant in itself – to add up to a major problem as parties evaluate whether they can continue to live together within a treaty framework.  That said, it’s also true that some violations
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           are
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          much more significant than others.  (This is obvious, in fact, from the very notion of “material breach” itself, with its clear signal that some breaches are not material.)
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          How one reacts to noncompliance will naturally be shaped by where a violation falls along this implied spectrum of materiality, but in no case should one forget that the challenge of verifying compliance with treaty limits necessarily involves some concept of compliance enforcement – that is, of what one can or should do in the event that the other party cheats.  If you’re not willing to
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           do something
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          in the event of a violation, there’s not much point in having good verification, or even much point in having a treaty at all. 
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          As I’ve long argued, not being willing to respond to violations beyond mere finger-wagging is a sign of fundamental
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           unseriousness
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          about arms control.  If arms control matters, it necessarily matters whether arms control agreements are violated.  Verification protocols, after all, don’t exist just so that historians can later document exactly when things fell apart: they exist to enable effective responses, in the present, to security challenges created by noncompliance.  So someone who doesn’t care about violations – one of the surest signs of which is passivity when they occur – has no right to pretend to be serious about arms control.
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           III.           Compatible or Incompatible Geopolitical Visions?
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          But being reminded that arms control issues are ones of
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           security
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          – with the implied codicil that arms control agreements should be engaged in only where they actually increase security, should be avoided where they do not, and should be scuttled where they come to undermine it – brings me to my final point: about the importance of the security logics that underlie arms control questions.  Through that lens, I fear that the biggest challenges facing the arms control enterprise today
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          the technical issues of actual arms limits and their verification.  The biggest challenges lie deeper, in the structure of the strategic environment in which we are trying to find a way forward.
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          In this respect, Russia is perhaps the easier case, though that’s not saying too much.  Yes, Russia a notorious arms control scofflaw, engages endlessly in baseless propagandistic slurs against our own scrupulous compliance with arms control treaties, and is also today engaging in a provocative arms buildup.  Specifically, Russia is developing a range of strategic delivery systems that aren’t covered by any agreement, and is further expanding the large arsenal of Non-Strategic Nuclear Weapons (NSNW) it retained by not fulfilling the promises it made in the Presidential Nuclear Initiatives, that it augmented by violating the INF Treaty, and that it is today working to increase sill further.  
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          That certainly doesn’t bode well for future arms control, but at least Russia
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           claims
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          to be interested in cutting some kind of future agreement, is willing to sit at the table to discuss possibilities, and may intend its current provocations to position it better for such negotiations.  More problematic is the provocative and belligerent behavior – even including the occasional military invasion – that the Putin regime directs at its neighbors and uses to boost its stature and role more globally.  Russia’s international posture clearly reflects geopolitically revisionist ambitions that are not obviously compatible even with the approaches to nuclear arms control pioneered in the era of
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           détente
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          , much less the optimistic reductions of the post-Cold War era.
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          Yet even these problems pale in comparison to the situation with China, which is building up its arsenal at a furious pace and doesn’t even
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           pretend
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          to have any interest in negotiation.  
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           According to Admiral Richard, the head of the U.S. Strategic Command, China  is likely to lead it to “double (if not triple or quadruple)” the size of its arsenal over the next decade
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          .  Beijing also sneers at U.S. calls for arms control talks, even while moving forward with 
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           plans for a large plutonium-production industry
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          that would be capable of supporting a massive “surge” of weapons production.  
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          In addition to this provocative nuclear trajectory – which has accelerated in recent decades even as the nuclear threats arguably
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           facing
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          China have steadily been reduced through the dismantlement of the vast majority of the weapons in U.S. and Russian arsenals – China is ramping up threats against its neighbors.  Backed by a huge buildup of conventional military power, Beijing has
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          occupied and militarized large areas of the South China Sea claimed by its neighbors, issues ever more bellicose threats against Taiwan, and was
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           recently revealed also to have seized hundreds of square miles of Bhutanese territory
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          . 
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          China, in particular, doesn’t seem actually to 
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          a stable international environment.  Rather, it is working to
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          that environment coercively, undermining the relatively peaceable post-Cold War order and replacing it with one in which China becomes the unquestioned hegemon of Asia and displaces the United States as the central power of the international system.  Is it possible to imagine arms control with this China any more than it was possible to imagine arms control with Japan or Germany in the 1930s?  I hope so, but the Chinese Communist Party seems to be working increasingly hard to create worrisome historical resemblances.  
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          The threats presented by China’s provocative trajectory, moreover, create new challenges even for whatever U.S.-Russian negotiations might yet prove possible.  Take the issue of numerical limits, for example.  As you’ll recall, the Obama Administration expressed its desire in 2013 to negotiate warhead cuts with Russia that would bring both sides down to about 1,000 operational warheads each.  This did not go anywhere even at the time, for Moscow showed no interest.  
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          But looking at President Obama’s “1,000-warhead” target from the vantage point of 2021, one cannot help being struck that this is exactly the number that a Chinese Communist Party-controlled newspaper in Beijing argued last year was
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           the right number for China
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          – not to mention a figure consonant with Admiral Richard’s recent comment about the possible scale of the Chinese nuclear buildup over the next decade.  China’s destabilizing trajectory thus has potentially huge implications for U.S.-Russian arms control, for if Beijing continues on course, it’s hard to see what scope there would be for further U.S. and Russian reductions; neither Washington nor Moscow is likely to be very keen to accept a Chinese bid for strategic nuclear parity by cutting
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           down
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          to a level
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           up
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          to which China is building.  
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          The issue of Sino-Russian strategic ambitions thus casts a dark shadow over the arms control enterprise, raising real questions about whether those two powers actually
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          the kind of geopolitical stability we have become accustomed to assuming that it is arms control’s purpose to advance.    After all, the kind of future worlds the parties imagine – and that they seek to use arms control to promote – has historically been an important factor in whether arms control will be a success or a failure:
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            In the 1920s, the major powers used arms control to help manage competition and to some extent readjust global power balances in pursuit of a relatively peaceful form of coexistence informed by memories of World War One.  
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            In the 1970s, the United States and the Soviet Union talked explicitly about “peaceful coexistence,” and used arms control to help manage the risks of the nuclear stalemate that made long-term coexistence necessary.  
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            In the 1990s, the major powers sought to use arms control to codify and perpetuate a seemingly post-competitive great power environment.  
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          In all three of those periods, the major participants’ respective visions of the future – and the relative power relationships that such visions can imply – were not so different as to preclude compromise and negotiation.
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          By contrast, visions of the future in the 1930s were characterized by sharp and growing divergences – between the Western democracies and Nazi Germany, Fascist Italy, and Imperial Japan – and arms control collapsed.  It is worth pondering where our present era lies along this continuum of vision-compatibility.
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          There is a marvelous anecdote the historian Joel Blatt recounts from a conference in the 1920s trying to develop a global disarmament treaty, concerning a discussion between one of the British representatives and a Spanish admiral.  Both men agreed that it made sense for a treaty to fix in place ratios between the major powers’ naval forces, based upon their relative positions in a specific reference year.  The Briton suggested 1921 as the year that should be looked to in order to establish that ratio, which certainly made sense from the Royal Navy’s perspective.  The Spaniard, however, replied by offering 
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           1588
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          – the year of the Spanish Armada!
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          In the pursuit of arms control, details thus matter.  And visions of the desired future matter.  We need to think through what the revisionist visions of the current Russian and Chinese regimes may imply for the arms control and disarmament enterprise; I fear it is not good.
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          I would not argue that arms control is impossible today, though I think it does face challenges that the world hasn’t seen for a long time.  If arms control is possible, however, it is unlikely to look like the post-Cold War approaches to which so many observers still urge the world to return.  
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          To meet this challenge, we’ll likely need a good deal more creativity than has been shown to date in approaching such questions.
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          -- Christopher Ford
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      <pubDate>Wed, 26 May 2021 22:02:48 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
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      <title>Prospects for U.S.-Vietnam Civil-Nuclear Cooperation</title>
      <link>http://www.newparadigmsforum.com/prospects-for-u-s-vietnam-civil-nuclear-cooperation</link>
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         Dr. Ford prepared the following remarks for a May 20, 2021, panel on U.S.-Vietnam civil-nuclear cooperation at the "United States - Viet Nam Security Dialogue," sponsored by the Pacific Forum and the Diplomatic Academy of Vietnam.
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          Thank you for inviting me to participate in this conference, and congratulations to the Pacific Forum and the Diplomatic Academy of Vietnam for putting all of this together.  
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          For an American of my generation – just old enough to remember the closing phases of the Vietnam war, and having had a close relative who served three tours there in U.S. Army aviation – it is sometimes nothing short of amazing to see how far relations between our two countries have come in merely the last generation.  I came to Washington as a young foreign policy scholar in the mid-1990s, at about the same time as the United States restored diplomatic relations with Vietnam, and things have been steadily improving since then.
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          I had the privilege of visiting
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           Hanoi in professional capacity in late 2018
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          , when serving as U.S. Assistant Secretary of State for International Security and Nonproliferation.  Despite some continuing challenges between our governments – such as in the arena of compliance with human rights law and norms – my overwhelming impression was of ever-stronger feelings of strategic partnership between our two countries.  And nowhere was this more true than in the myriad ways that grow out of our shared concern with the destabilizing threats presented in the Indo-Pacific by the rising power and increasing belligerence of the People’s Republic of China.
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           I.          Energy Opportunities 
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          But there’s more than just a common threat that we both must work to meet.  We also have some exciting shared opportunities – not least in the realm of civil-nuclear cooperation.  After all, Vietnam, like so many countries, faces challenges today not just of accelerating its already impressive economic development, but also of meeting expanding energy requirements at a time in which the international community is focusing more and more upon replacing fossil fuel-based energy with carbon-neutral sources.
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          The World Nuclear Association
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           reported in 2020
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          , for instance, that energy demand in Vietnam has been rising rapidly – with demand growth, especially in the country’s South, having risen by 15 percent in recent years – resulting in electricity rationing.  Vietnam has been talking about possible expansion into nuclear power generation since at least 1995, but
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           in 2016 some of these plans were deferred
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          in favor of gas and goal options.  
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          Since mid-2020, however,
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           it has been reported
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          that Vietnam’s Ministry of Energy and Trade is once
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           again exploring the possibility of building nuclear power plants
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          .  Specifically, it’s been said that Vietnam may even eventually wish to acquire a nuclear power generation capacity of some 1,000 Megawatt electric (MWe) by the year 2040 – that is, a gigawatt, or a billion watts of electricity – and up to 5,000 MWe by 2045.  (There have even been
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           reports
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          of discussions about potentially eventually aiming for as many as 14 reactors totaling more than 10 gigawatts in capacity.)  
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          I will defer to other panelists here today on the specifics of Vietnam’s current thinking and planning about nuclear energy.  To my eye, however, this renewed opened to nuclear electricity generation creates some very promising possibilities for U.S-Vietnam civil-nuclear cooperation.
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          Since I left office in January, of course, I am no longer able to speak about such matters on behalf of the United States.  Indeed, I do not represent anyone at this point, and my comments here today do not necessarily represent the views of anyone else, in or out of government.  
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          But even though I speak only for myself, I think it is quite clear that there is in front of us the chance to build a wonderfully collaborative future in nuclear-related cooperation between the United States and Vietnam.  The stage seems now well set for us to make significant progress together.
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           II.          Nonproliferation Credentials 
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          Having until recently been the U.S. Government’s top nonproliferation official, I should perhaps begin by emphasizing
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           the progress that Vietnam has made over the last decade or so in joining the international community of “best practices” in fighting proliferation
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          .  
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          For example, at a time when some other U.S. partners in other regions of the world continue to fan international worries about their nonproliferation bona fides by resisting adherence to the International Atomic Energy Agency’s (IAEA’s) Additional Protocol (AP), Vietnam has signed the AP, which entered into force for it in September 2012.  In fact, I wish more countries would follow Vietnam’s example, for the AP has indeed become the de facto standard for IAEA verification “best practices.”
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          Vietnam is a party to the Nuclear Nonproliferation Treaty, and has been an IAEA member since 1979.  And it has had an IAEA safeguards agreement since 1990 – now, as noted, supplemented by the AP in order to help allay concerns about undeclared nuclear material or activities.  Vietnam’s 2008 Law on Atomic Energy prohibits the development of nuclear weapons as a matter of national legislation, and in 2010 it issued regulations that would make any trafficking of nuclear materials illegal.  
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          Vietnam has also joined the Global Initiative to Combat Nuclear Terrorism (GICNT) – which has
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           grown into a large network
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          of nations committed to working together to strengthen global capacity in the fight against terrorism – and is also now one of the countries participating in the
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           Proliferation Security Initiative
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          (PSI).  Further bolstering its nonproliferation credentials, Vietnam has, in agreements with the United States, made clear its intention to rely upon international markets for nuclear fuel supply rather than pursuing its own fissile material production, with all the nonproliferation questions and challenges that might raise. 
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          Vietnam has also worked cooperatively with the United States and others to remove all weapons-usable nuclear material from the country, through the conversion of its Russian-origin research reactor from highly-enriched uranium (HEU) to low-enriched uranium (LEU) under the
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           Global Threat Reduction Initiative
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          (GTRI) program and the
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           repatriation of Vietnam’s HEU
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          to Russia.  Furthermore, U.S. Energy Department and Nuclear Regulatory Commission officials have trained Vietnamese counterparts on nonproliferation and nuclear safety best practices in power plant operation, and my former bureau at the State Department has provided assistance with improving Vietnamese export controls.  All this nonproliferation good sense and shared commitment to nonproliferation values helps provide a strong foundation for civil-nuclear cooperation.
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           III.          Framework for U.S. Cooperation 
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          Since 2002, Vietnam has signed nuclear cooperation agreements with several Western countries, including France, South Korea, Japan, and Canada.  It even signed agreements with Russia and with China in 2002 – which, as I’ll explain shortly, probably isn’t such a good idea – and followed up the Chinese agreement with a
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           further cooperative memorandum in 2017
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          .  
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          From the perspective of laying a foundation for Vietnam’s access to the safest and most sophisticated nuclear power generation technology on the planet, however – and to emerging opportunities on the cutting-edge of next-generation nuclear electricity production – the crucial steps began in 2007 with an agreement for cooperation and information exchange between the U.S. National Nuclear Security Administration (NNSA) and Vietnam’s Ministry of Science and Technology.  
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          A further U.S.-Vietnam agreement was signed in 2010, and a full cooperation and commercial trade agreement – a so-called “123 Agreement,” named after the section that governs their creation in the U.S. Atomic Energy Act – was
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           signed in 2013
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          and came into effect in 2014.  The two countries also announced a flurry of
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           additional cooperative steps
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          in the nuclear technology arena in 2016.
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          To be sure, this momentum was sapped somewhat by Vietnam’s 2016 decision, for economic reasons, to defer some of its planned nuclear power acquisitions.  With Hanoi’s nuclear energy planning now perhaps getting back on track, however, it’s useful to flag some of the ways in which cooperation with the United States may be able to develop in the years ahead.
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           IV.          Benefits of U.S.-Vietnam Cooperation
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          I would argue that this is now a particularly auspicious time for Vietnam and the United States finally to jump-start such cooperation.  I admit that the U.S. civil nuclear sector is not what it once was in terms of global market share.  We have indeed been undercut by state-sponsored “national champion” industries – not just in China and Russia, but also in a couple of Westernized democracies – which spend state funds and make decisions only partly for economic reasons, and which have proven distressingly willing to use disinterest in high nonproliferation standards as a tool for competitive advantage over nuclear providers, like us, who care profoundly about such things.
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          So U.S. suppliers certainly don’t dominate the international market anymore.  But they do remain the world leaders in safety and reliability, and in the overall quality of the technology they offer – a quality that is ironically demonstrated by the fact that Chinese nuclear companies have consistently tried to steal U.S. nuclear know-how, and both Chinese and South Korean suppliers have repeatedly tried to pass off U.S. technology as their own.  In fact, the
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           Chinese company with which Vietnam has signed a cooperation agreement
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          – China General Nuclear Power Corporation (
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           a.k.a. China Guangdong Nuclear Power Corporation
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          , or CGNPC) –  is an unscrupulous thief facing criminal charges.  CGNPC has been
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           indicted in U.S. courts for stealing American nuclear technology
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          , a pattern of criminal conduct for which one of its employees has already pleaded guilty and served a jail sentence.
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          Nor are other suppliers able to offer technology with the safety credentials that U.S. providers do.  We all know, for instance, how the Russians approach nuclear safety: it’s clearly not too much of a priority for them.  They’re the folks who brought the world the Chernobyl disaster in the 1980s, after all, and who in more recent years have
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           killed their own scientists through a criticality accident with the nuclear reactor
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          they built for the reckless new cruise missile their military is trying to develop.
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          But the Chinese nuclear industry is also no paragon of safety.  All three of the  big Chinese state-owned nuclear companies – CGNPC, the China National Nuclear Corporation (CNNC), and the State Power Investment Corporation (SPIC) – have
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           willfully cut corners in design, testing, and safety protocols in order to save money and achieve research and development (R&amp;amp;D) goals more quickly
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          .  Seeing faster timelines and faster construction as their tickets to international competitiveness and domestic self-sufficiency, they may have deliberately sacrificed safety on the altar of rapid expansion.  Yet, the Chinese nuclear business is presently trying to get
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           British
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           European Union
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          agreement to build and operate its “Hualong One” reactor design – a type that has only been
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           operational in China itself, at this point, for mere weeks
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          – thus effectively seeking to use foreigners as guinea pigs for reactor safety and certification.
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          Happily, U.S. nuclear technology has none of these drawbacks, offering peerless quality, safety, and security at a time when governments and publics are understandably interested in these qualities as they contemplate embarking upon the very long-term, 50- to 100-year bilateral partnerships that a major reactor project can create.  What’s more, the U.S. nuclear sector stands today on the verge of a veritable revolution in reactor technology that is likely to offer even better, safer, more affordable, more grid-appropriate, more easily constructed, and more proliferation-resistant designs.
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          There are today a range of advanced, so-called
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           Small Modular Reactors (SMRs) presently under development in the United States
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          , representing a variety of sizes, technology options, capabilities, and deployment scenarios. They will likely vary in size from tens of megawatts up to hundreds of megawatts, and they are likely to provide excellent answers for power generation, process heat, desalination, or other industrial uses.  
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           Six SMR designs are currently under review by the U.S. Nuclear Regulatory Commission
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          (NRC) – the world’s premier nuclear regulator – with some at a very advanced state of development, and
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           likely to start being deployed in the late 2020s
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          .  The NRC, in fact, has just issued its final safety evaluation report on the “NuScale” SMR design, which is
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           on track to receive full design certification this August.
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          These new technologies are quite promising, providing a powerful complement to the matchless technology available from U.S. providers in the traditional, large-scale powerplant business.  With a so-called “123 Agreement” having now been in place between Vietnam and the United States for several years, I’d say a good foundation is today in place for a very rewarding cooperative relationship.  
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          The United States has also been providing innovative new opportunities for nuclear-related technical engagement and collaborations with international partners.  It remains necessary to have a “123 Agreement” in place for U.S. transfers of nuclear materials and equipment such as a reactor, but since 2019 we have also been negotiating
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    &lt;a href="https://www.state.gov/nuclear-cooperation-memoranda-of-understanding-ncmou/" target="_blank"&gt;&#xD;
      
           Nuclear Cooperation Memoranda of Understanding
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          (NCMOUs) with select partner governments in order to facilitate improved collaboration between governmental, private sector, industry, regulatory, and academic entities in the countries in question.  
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          These NCMOUs can
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           complement and help partners build more effectively upon a cooperative relationship
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          where a “123 Agreement” is already in place – as with Vietnam – but they can also be quite valuable in helping catalyze stronger partnerships with countries long before the point of actually seeking to procure reactors and fuel.  In both cases, they are an excellent means through which nuclear sectors can work together to help America’s partners build their own infrastructure for the responsible use of nuclear energy and technology, and implement high standards of nuclear safety, security, and nonproliferation, including independent regulatory oversight.  I should also stress that these NCMOUs are also important political statements, symbolizing the parties’ commitment to a deeper and wider strategic relationship.
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          I’m proud to say that we developed this NCMOU mechanism on my watch at the State Department, and that we have already negotiated them with a number of select partner states – including our NATO allies
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           Bulgaria
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          ,
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           Poland
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          ,
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           Romania
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          , and
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           Slovenia
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          .    Since leaving government, of course, I no longer oversee the team that negotiates these agreements.  Nevertheless, I’d be willing to be Vietnam would be a very good partner in this vein.
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            V.          Strategic Considerations
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          Having suggested some of the ways in which I think the U.S.-Vietnam nuclear cooperation relationship can grow – and in which it can reinforce and help expand our countries’ broader strategic partnership – let me conclude with a few comments about that strategic context, and about the risks and dangers of entanglement with the Russian and (especially) Chinese nuclear industries. 
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          Even leaving aside the
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           problems of safety and reliability – and technology theft
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          – that I described earlier, there are powerful strategic and security reasons for countries to avoid involvement with the Russian and Chinese nuclear sectors.
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           As I’ve said elsewhere
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          , there are great risks in both cases.  As for Russia, 
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           “cut-rate reactor builds and package deals have been used to create strategic dependencies intended to yield exploitative profits on the back end for services, fuel, and support, while opening host governments to Kremlin manipulation and coercion.”  
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          The Russians also
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           refuse to subscribe to the Organization for Economic Cooperation’s Nuclear Sector Financing Guidelines
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          , and they have suppressed nonproliferation standards in the supply of nuclear reactors and material around the world – even as
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           Russian diplomats have worked in multilateral nonproliferation fora to undermine progress in the evolution of safeguards and export controls
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          .
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           If anything, there are even greater strategic risks in entanglement with China’s civil-nuclear sector – which,
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           as I’ve pointed out before
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          ,
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           “uses predatory lending terms that create debt sustainability risks and provide the Chinese Communist Party with another tool for expanding its geopolitical influence, as it works to bring more and more countries into a high-tech 21st century analogue to the Chinese Empire’s ancient ‘Tribute System’ of demanding deference and signs of fealty from surrounding peoples.  All of this cannot but be of profound national security concern, especially in today’s era of renewed and accelerating great power competition.”
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          As a close neighbor that lived under the arrogant thumb of the old Chinese “Tribute System” for centuries, I’m sure Vietnam can appreciate this problem – and that it wishes to avoid subjugation under Beijing’s new tribute system.  
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          Taking advantage of every opportunity to
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           build “neo-neoimperial” footholds
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          in other countries, China uses the leverage resulting from civil-nuclear relationships to advance its strategic goals – which, as Vietnam painfully knows, include the achievement of hegemony in East Asia and a dominant position on the global stage more broadly.  As a
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           U.S. State Department paper we published last year
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          summarized things,
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           “The PRC seeks a military more capable than any other in the world by 2049; hegemony in the Asia Pacific region … ; leading positions within international organizations; and a dominant position in the advanced technologies essential to military power.  With these achievements, the PRC hopes to claim what it sees as its natural hegemonic place at the center of a system that generally defers to Beijing’s interests.”
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          In support of these objectives,
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           China uses its nuclear industry as a strategic tool
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          with which to augment China’s “comprehensive national power” – both through development in the civilian sector and in support of a military buildup.  The Chinese civil-nuclear sector, after all, is 
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           “
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            not a purely civilian industry
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           , instead operating in close partnership with the People’s Liberation Army (PLA) and in support of Beijing’s efforts to fulfill the so-called ‘Strong Military Dream’ of high-technology military modernization.  To cooperate with the Chinese nuclear business, in other words, is thus to some extent inescapably to cooperate with the PLA.  The nuclear industry’s promotional relationship with Beijing’s security interests and strategic objectives, moreover, has helped give it a very worrying, far-too-close-for-comfort relationship with the Chinese security services, even in its overseas operations.”
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          The Chinese nuclear sector works with the PLA Navy in building improved nuclear power plants for ballistic missile submarines whose missiles threaten the United States, Russia, India, France, and Britain – as well as attack submarines and aircraft carriers whose operations threaten Chinese neighbors including Vietnam.  It is even working to build small, “floating nuclear power plants” (FNPPs) to provide power for the militarized and fortified pseudo-islands the PRC is building in its
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           illegal occupation of the South China Sea
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          at the expense of neighbors such as Vietnam, the Philippines, and Indonesia.  
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          As recently made clear by a
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           groundbreaking study by the Nonproliferation Policy Education Center
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          , moreover, the Chinese nuclear industry’s plans for a vast new plutonium production and separation capability presents further problems.  This new program “will have the result of placing enormous additional quantities of weapons-usable plutonium into the hands of the Chinese government” that could easily be diverted to nuclear weapons purposes, thus potentially supercharging the rapid nuclear weapons build-up that is already underway in China – a build-up that
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           the head of the U.S. Strategic Command has warned could result in Beijing tripling or even quadrupling the size of its arsenal
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          .
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          Needless to say, I think this is not work that Vietnam, or indeed any other state, should be willing to help subsidize through commercial contracts with the Chinese nuclear business.  Tellingly, however, CGNPC – the PRC company with which Vietnam has a nuclear cooperation agreement – is among those
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           working on FNPPs for the South China Sea in conjunction with the China Shipbuilding Industry Corporation
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          (CSIC).  
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          I hope that as it considers its nuclear energy future, Vietnam will keep these risks very much in mind.  No good will come from Vietnam’s strategic entanglement with the PRC’s quasi-militarized nuclear energy machine, and it is clearly well past
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           time for global civil nuclear markets to turn away from PRC and Russian suppliers
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          .
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           VI.          Conclusion 
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          I realize that my strategic warnings here are quite stark, but they are unfortunately realistic – and they are informed by all too much unpleasant worldwide experience with the Russian and the Chinese nuclear sectors.  Yet I hope you will appreciate that my overall message is one of hope and promise.  
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          I believe the United States and Vietnam are well-prepared to make far-reaching improvements in civil-nuclear cooperation, and that these improvements will provide both countries with very important additional benefits as we deepen our broader strategic partnership.  I hope my successors at the State Department and their colleagues elsewhere in the U.S. Government will join with their counterparts in Vietnam – and energy-sector officials, experts, and industry leaders in both countries – to seize these opportunities and build the kind of mutually-rewarding future that I think can lie ahead of us.
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          Thank you. 
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          -- Christopher Ford
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      <pubDate>Fri, 21 May 2021 13:21:48 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/prospects-for-u-s-vietnam-civil-nuclear-cooperation</guid>
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    <item>
      <title>A "Horizon Strategy" Framework for Science and Technology Policy for the U.S. Innovation Economy and America's Competitive Success</title>
      <link>http://www.newparadigmsforum.com/a-horizon-strategy-framework-for-science-and-technology-policy-for-the-u-s-innovation-economy-and-america-s-competitive-success</link>
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      <content:encoded>&lt;h3&gt;&#xD;
  
         The MITRE Corporation published an important new study on U.S. Science and Technology (S&amp;amp;T) policy on May 13, 2021, authored by Christopher Ford, Charles Clancy, and Duane Blackburn.  Below follows the executive summary of that document, but the full version can be found
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          on MITRE's website
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         .
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              Executive Summary
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            President Biden has proposed a new national effort for federal investment in breakthrough technologies to “secure our global leadership in the most critical and competitive new industries and technologies.” He has also tasked his incoming Science Advisor
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            to review the nation’s science and technology enterprise and to develop recommendations on how to “continue to harness the full power of science and technology on behalf of the American people.” This is very timely, for the current U.S. innovation model has in multiple respects fallen short in the face of today’s technology competition challenges, including from the state-sponsored technology strategy China is employing in support of its geopolitical objectives.
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            First, the net American R&amp;amp;D investment portfolio currently struggles to fill the so-called “chasm” in the technology adoption life cycle between basic research and the development of specific, marketable commercial applications. This slows the pace and effectiveness of how new insights are carried forward into full deployment across a range of novel and evolved use cases. Second, the current U.S. innovation model sometimes struggles with complex challenges that cross technological “stovepipes.” It presently works well in areas such as software and services, but it seems to be falling short in connection with more capital-intensive and/or interdisciplinary work that is critical to meeting present-day challenges in key areas. Third, private sector actors often have neither the ability nor the incentive to address a range of broader, “ecosystem”-type challenges – or perhaps one should say “technosystem” challenges, as they relate, inter alia, to technology governance questions and the interaction of new technologies with broader societal, legal-regulatory, and policy dynamics – that are nonetheless essential to ensuring that technology is successfully incorporated into the innovation economy.
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            A new federal agenda for promoting S&amp;amp;T innovation must address itself to these market failures. To do this effectively, what is needed is a national-level effort: a synergy between government, industry, and academic activities to holistically address our nation’s most critical S&amp;amp;T priorities – while safeguarding the intellectual property, privacy rights, and autonomy of all participants and stakeholders. This new partnership will need to prioritize and steer federal R&amp;amp;D funding to overcome weaknesses in the current innovation model and to bring the requisite integrative, “system-of-systems thinking” to bear on relevant “technosystem” challenges in prioritized areas.
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            Its focus should be upon interdisciplinary and cross-sector problems that, despite their national-level significance, are: (a) too “applied” for basic research but too “upstream” for marketization; (b) too intricate and capital- intensive for a start-up; (c) have time horizons too long, risk profiles too steep, and immediately monetizable payoffs too indirect or speculative to justify significant individual investment from most private firms; and/or (d) involve a range of cross-sector coordination, public policy, legal/ regulatory, and other governance questions that no single private sector player could address on its own. It should also emphasize S&amp;amp;T governance initiatives to improve incentives facing private actors, to guide and adopt effective technology standards and ensure safety, confidence, and privacy protections across diverse and evolving future technology, to ensure security for various key aspects of the technology supply chain, and to ensure the availability (and nationwide connectivity) of a workforce well equipped for nationwide, decentralized next-generation design and manufacturing innovations. 
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            This report offers an intellectual framework to help shape such an approach suggests organizational forms from which to learn in establishing effective public-private cooperation to enable the U.S. innovation community (across its many governmental, private sector, academic, and FFRDC components) to find a collaborative, voluntary way forward together in implementing a national “horizon strategy” to remedy market failures in today’s innovation economy and take advantage of technological opportunities in tomorrow’s. It also explains why certain key technology areas – Advanced Manufacturing (AM), Artificial Intelligence (AI), biotechnology, climate and energy, cybersecurity, health informatics, microelectronics, Quantum Information Science, and telecommunications – would likely particularly reward federal attention as part of the Biden Administration’s new agenda, and offers suggestions as to several additional points for prioritization in technology governance.
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      <pubDate>Thu, 13 May 2021 13:52:25 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/a-horizon-strategy-framework-for-science-and-technology-policy-for-the-u-s-innovation-economy-and-america-s-competitive-success</guid>
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      <title>Challenges of Weapon Technology Limitation, 1874-2021</title>
      <link>http://www.newparadigmsforum.com/challenges-of-weapon-technology-limitation-1874-2021</link>
      <description />
      <content:encoded>&lt;h3&gt;&#xD;
  
         Below follow the remarks Dr. Ford prepared for his speech to the U.S. Air Force Futures Office on April 15, 2021.
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         Good afternoon, everyone.  It’s a pleasure to meet your team at the U.S. Air Force Futures Office, and I’m grateful to David Hamon for the kind introduction.  
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          I am especially pleased to talk with your team today, because I am both personally and professionally interested in the ways in which emerging technology issues intersect with U.S. national security and foreign policy, American competitiveness in the face of great-power challenges, and the future of warfighting.  Any views I express here will be entirely my own, of course, and shouldn’t be taken necessarily to represent those of anyone else in or out of government.  Nevertheless, what I’d like to do today is say a few words – from my perspective as having until recently been the seniormost U.S. official concerned with arms control and nonproliferation – about how the broader policy community relates to novel and potentially disruptive developments in the arena of military technology. 
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           I.          Longstanding Efforts to Regulate Disruptive Technologies 
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          These aren’t precisely new questions, of course.  The sometimes bewildering pace of advancing military technology in the industrial age – and now the information age – has for a long time presented policy community leaders with repeated challenges about whether, when, and how it might be possible to regulate such technologies, and their use.  
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           A.           Early Efforts 
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          There has certainly not always been general agreement that such regulation is even
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           possible
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          , or how effective it can be relied upon to be.  Nevertheless, at least some European leaders began to see a need for new rules to govern the conduct and tools of war beginning in the mid-19th Century.  In reaction to dawning realization of the sort of carnage that industrial-age warfare could produce – upon which people began to focus at least as early as 1859, when Switzerland’s Henry Durant was inspired to create the International Red Cross upon viewing the horrid spectacle of some 40,000 soldiers lying dead or dying upon the field after the battle of Solferino between Austria and the then-Franco-Sardinian Alliance – interest grew in trying to devise negotiated means of mitigating such ferocity.  
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          The United States deserves credit for helping take seminal early steps toward a new system of regulating warfighting, for it was the Union Army during our Civil War that drew up the first modern codification of the laws of war.  This was President Abraham Lincoln’s General Order No. 100 of 1863 – his “Instructions for the Government of Armies of the United States in the Field,” today remembered as the “
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           Lieber Code
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          ” after its author, the German-American lawyer and professor of history and political science Francis Lieber.  That remarkable effort did not deal with issues of military technology – being more focused upon military
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           conduct
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          – but it still forms the foundation of present-day legal guidance for the U.S. armed forces, and was used as a model when multiple other powers produced their own codifications, greatly advancing the development of International Humanitarian Law (a.k.a. the Law of Armed Conflict, or “LOAC”).
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          On the initiative of Tsar Alexander II of Russia, a conference was held in Brussels in 1874 to draw up an International Declaration on the Laws and Customs of War, though the document it produced failed to win much support from governments of the era.  Another effort was held in the form of the Hague Peace Conferences of 1899 and 1907, which attempted to spell out rules for conduct during war, accountability for war crimes, and the peaceful settlement of disputes.  By the time of the second conference in 1907, the participants tried – unsuccessfully – to pivot into arms control limits on naval assets in response to the worsening naval arms race then underway.
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          For present purposes, however, it’s worth noting the degree to which the Hague conferences also attempted to craft restrictions on certain novel and potentially disruptive military technologies of the period.  In particular, the 1899 conference adopted declarations against discharging or dropping explosives from balloons, the use of projectiles to spread poisonous gases, and bullets that expand or flatten inside the human body (including soft-tipped, so-called “dum dum” bullets).  These were not exactly
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           general
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          provisions, for these rules were only to apply between signatory powers, but they do represent an early effort to regulate military technology applications.
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          Arguably illustrating the challenges of arms limitation diplomacy in the face of accelerating great power competition an arms racing, of course, all this well-intentioned effort wasn’t up to the task of keeping the major powers from bleeding each other all but dry on an unprecedented scale beginning in 1914.  Nor did it seem to do much to mitigate the horrors of a war that slaughtered millions and saw the first major use of chemical weapons, aerial bombardment, and unrestricted submarine warfare.  
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           B.           The Interwar Period 
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          Spurred on by grim memories of the Great War, however, the major powers tried again in the 1920s and into the 1930s, including in a naval disarmament conference in 1921-22, the
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           Geneva Gas Protocol of 1925
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          banning the use (although not the possession) of poison gas or bacteriological weaponry in war, a League of Nations-sponsored Preparatory Commission intended to lay the groundwork for general disarmament, the
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           Kellogg-Briand Pact of 1928
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          that in effect purported to solve all these problems at once by forswearing war as a means of settling disputes.  It also included an abortive U.S.-sponsored effort to call a naval conference, and another naval conference in London in 1930.   
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          Of these, the Washington Naval Conference of 1921-22 is best known today for having set specific ratios between the tonnage of the major powers’ naval fleets and declared a halt to capital ship construction, and even limited the novel technology of submarines by codifying tonnage parity between the United States, Britain, and Japan.  It also reached agreement, however, on stopping the fortification of Pacific Islands, and on multi-power consultations in the Far East, and on respect for China’s territorial integrity – as well as providing the locus for negotiations that led to bilateral agreements on such things as Japan’s return of the province of Shantung to China and withdrawal from Siberia.  
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          With the London Naval Treaty of 1930, the United States and Great Britain were able to reach a compromise on language with regard to the classes of “cruiser” that had made agreement impossible before, and tonnage limits were thereupon imposed on the basis of fleet-by-fleet ratios.  Additional submarine restrictions were established too, both in terms of tonnage and in terms of wartime conduct vis-à-vis commercial surface vessels.  Destroyer tonnage was also limited.  After London, another naval conference was held in 1932, and an additional naval treaty negotiated in 1936.  
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          One of the things that kept this final phase of interwar arms control from being viewed as more of a success, however, was that Japan withdrew from the London conference of 1936 – with predictable results in undermining hopes for enduring compliance by other countries even with existing limits, as Tokyo built its way up toward a broader Pacific War – and that Mussolini’s Italy refused to sign, it being busy invading Ethiopia at the time.  As for Nazi Germany, it had withdrawn from the League of Nations pursuant to a referendum held in 1933 and was also busily rearming.  
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          As a consequence, the final stages of the interwar arms control process ended up consisting of limitation agreements negotiated only among powers that
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           didn’t
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          by that point particularly fear each other, yet which
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           did
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          all face an unconstrained and growing menace from what would in a few years’ time be the belligerent Axis Powers of the Second World War.  The results are well known.
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          For purposes of understanding the challenges regulating military technology, however, perhaps the most interesting of these interwar efforts were two that clearly
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           didn’t
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          work, even on their own terms: (1) the technical discussions associated with the League of Nations’ hopes to convene a conference on full-scope arms limitation or disarmament; and (2) the effort by U.S. President Calvin Coolidge to convene a second naval conference in Washington.  
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          The long and intricate League-sponsored talks in 1926-27 did not end up producing agreement, however, as the parties were not able to identify a way of defining the problem, measuring military power, setting appropriate limits, and ensuring compliance amidst the interlocking complexities created by having so many very differently-situated parties at the table in an era of technological change.  Those debates, however, provide a fascinating window into the breadth, ambition, intricacy, and intractability of the interwar disarmament problem. 
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          On air disarmament, for instance, it was recognized that aircraft were important new and potentially decisive tools of war, and earnest efforts were made to figure out how they might be regulated as part of a broader scheme for limitations across the full spectrum of military power.  To this end, debates flared at the League’s Preparatory Commission over whether to measure levels of military airpower on the basis of total engine horsepower, aggregate liftable cargo or weapons payload, or numbers of air service personnel.  (Each method had its champions, who naturally promoted the metric that most advantaged – or at least that least
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          advantaged – their own air services.)
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          Considerable controversy also arose over what was, in effect, a problem of dual-use technology.  Specifically, it was a key early question whether and how to regulate
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          aviation, inasmuch as civilian aircraft could be repurposed in various ways for military use, creating potential workarounds for aerial disarmament, especially for countries with advanced civil aviation industries.  There were also disagreements over how to deal with military aircraft based on land versus based on aircraft carriers, especially as those vessels had been subject to some limitations at the first Washington Conference.
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          Some participants in the Preparatory Commission debates hoped to be able to limit aviation-related
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           matériel
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          as well, but it was also recognized that aeronautical science was progressing rapidly, and that what sorts of
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           matériel
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          were actually relevant might change considerably in the future.  Fast-advancing technology has always challenged arms control regimes!  
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          Remarkably, these various discussions also struggled with issues such as whether overall military power could be measured, whether one could somehow distinguish between “offensive” and “defensive” armaments, how military
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          might be compared and limited, and how to compare and limit land forces between powers that all had differently-sized standing armies, different personnel mobilization systems and capacities, and industrial bases of varying size and sophistication.  Perhaps not surprisingly, the delegates did not end up producing enough agreement on such technical issues to support the general League disarmament conference that had been anticipated.
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          President Coolidge’s initiative for a second naval conference in 1927 also fell apart, but it too provides an interesting window into the challenges of such negotiation.  The principal problems were between the United States and Britain over how to handle classes of naval “cruisers.”  Both powers felt cruisers to be vital to their far-flung geographic interests, but these ships had not been much regulated at the Washington Conference, and an arms race was then underway.  The details are sometimes arcane, but in effect, the two countries’ positions – driven by strong perceptions of a need for cruisers but also by different views of what ships it was safe for the
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          party to have – never allowed London and Washington to quite agree on the gun caliber permissible for smaller cruisers, and the number and tonnage of larger vessels.  (Ironically, as the historian Dick Richardson has observed, these irreconcilable U.S. and British negotiating positions in a sense
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          derived in part from assessments in Washington and London of what they each needed in the face of a growing naval threat from Imperial Japan in the Far East.  Threats from a third party, therefore, helped ensure bilateral negotiating failure.)
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          As history records, these various interwar efforts had rather mixed success – the checkered nature of which can be seen in the very fact that we now remember that era as the “interwar” period.  To be sure, the Washington Naval Conference, in particular, succeeded for a time in regulating naval arms racing in at least some types of vessel.  It also managed to kick the proverbial “can” not unhelpfully down the road in the Far East.  As time went by, however, efforts to advance the agenda further stalled, after which the global military system went into retrograde motion. 
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          Ultimately, these efforts proved unequal to the all but impossible task of handling the eventual coincidence of at least five major challenges: (1) America’s rising naval power vis-à-vis Britain; (2) Germany’s desire to rearm in the face of French neuralgia after the notably vindictive Versailles Peace of 1919; (3) Italy’s growing militarism under Benito Mussolini; (4) Japan’s increasingly aggressive imperial hegemonism in Asia, especially China; (5) the rise to power in Germany of the aggressive and expansionist Nazi regime; and (6) the impossibility of negotiating the ultimate objective of
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          disarmament (as opposed merely to arms limitation), at least in this context.  It would not be quite right to say that the interwar arms control and disarmament experiment was an abject failure, for a degree of arms restraint – and even of disarmament with regard to at least some capital ship programs – proved possible for a while.  
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          Nevertheless, the interwar system did ultimately collapse under the pressure of broader competitive dynamics as the world girded itself for another conflict against the revisionist aggression from Nazi Germany and Imperial Japan.  This “problem of revisionism” was illustrated in the interwar period by the “
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          ” drafted by the League of Nations in 1928, which set out procedures for formally determining the existing legal rights of disputing parties, but which proved helpless in the face of revisionist powers’ efforts to change the geopolitical status quo.
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          A degree of military-geopolitical revisionism by the rising naval power of the United States, in its quasi-isolated continental fastness, was ultimately accommodated as Britain conceded the principle of overall naval parity.  At least some of the German rearmament made all but inevitable by Versailles was also handled, for a while.   Yet Imperial Japanese and Nazi German hegemonism and aggression in their own regions proved too much for the international system to bear – though arms limitation negotiations in some respects dragged on well beyond their actual utility as a result of fears among leaders of the major democracies of being depicted as “against” arms limitation.
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          To be sure, it is notable that poison gas was not used as a weapon of war in 1939-45, despite the absolutist nature of that conflict.  All the same, the Second World War still turned out to be even bloodier even than the first – while other previously-agreed restrictions clearly did not hold, such as the Washington Conference’s agreement that submarines should never be used as commerce destroyers.  
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          The interwar period thus stands as an illustration of how, while arms control can do some real good in helping mitigate the dangers presented by militarily-competitive geopolitics, such palliative care is likely to be at best temporary in the face of deteriorating strategic circumstances driven by broader dynamics of shifting power, revisionist aspirations, and technological change in the methods of warfare.  
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           C.           Postwar Efforts  
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          The big new addition to the “How might we regulate novel and disruptive military technology?” file
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           after
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          World War Two, of course, was the advent of nuclear weaponry – followed, before too long, not just by long-range strategic bombers but by ballistic missile delivery systems that eventually bought the entire globe within reach of such destructive technology in minutes.  Efforts to limit nuclear weapons technology date back to a U.S. proposal for international control, in the form of the
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           Baruch Plan
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          presented to the United Nations in 1946, at a time when no one besides the United States possessed the atomic bomb.  This plan was rejected by the Soviet Union, however, and the competitive dynamics of Cold War rivalry between the postwar superpower blocks thereafter precluded negotiated arms limits between Washington and Moscow for many years.
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          It was not until the early 1970s that it was possible to reach bilateral superpower agreement upon at least some such controls, with the
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           Strategic Arms Limitation Treaty
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          and the
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           Anti-Ballistic Missile Treaty
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          , and even then, these instruments were principally limitations on the permissible
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          of armament rather than upon its type
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           per se
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          .  The
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           Biological Weapons Convention of 1972
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          did prohibit that entire category of weapon, but this did not prevent the Soviet Union from unlawfully
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           retaining its biological weapons program
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          .  (Russia continues to have an illegal biological weapons program to this day, for work on which the
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           U.S. Government sanctioned three Russian research institutes in August 2020
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          .)  The
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           Nuclear Nonproliferation Treaty of 1968
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          took a significant step in prohibiting the expansion of nuclear weapons capabilities to additional states, moreover, but it did not address the large – and in most cases, then still growing – nuclear arsenals by then already held by the major powers.
         &#xD;
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          Significant additional steps – and in particular the actual
          &#xD;
    &lt;i&gt;&#xD;
      
           dismantlement
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          of existing arms capabilities – had to await the easing of Cold War tensions in the late 1980s, and the ultimate collapse of the USSR.  Specifically, the
          &#xD;
    &lt;a href="https://2009-2017.state.gov/t/avc/trty/102360.htm" target="_blank"&gt;&#xD;
      
           Intermediate-range Nuclear Forces (INF) Treaty
          &#xD;
    &lt;/a&gt;&#xD;
    
          of 1987 resulted in the elimination of both superpowers’ missiles of that class, while the
          &#xD;
    &lt;a href="https://media.nti.org/documents/start_1_treaty.pdf" target="_blank"&gt;&#xD;
      
           Strategic Arms Reduction Treaty of 1991
          &#xD;
    &lt;/a&gt;&#xD;
    
          and the Presidential Nuclear Initiatives (PNIs) saw the former Cold War rivals begin to cut back the enormous nuclear arsenals they had accumulated during their years of geostrategic competition.  (The post-Cold War era also saw the negotiation of the
          &#xD;
    &lt;a href="https://www.opcw.org/chemical-weapons-convention/download-convention" target="_blank"&gt;&#xD;
      
           Chemical Weapons Convention
          &#xD;
    &lt;/a&gt;&#xD;
    
          prohibiting chemical arms, as well as the indefinite extension of the Nuclear Nonproliferation Treaty and an effort to ban the testing of nuclear weapons and negotiate a treaty prohibiting the further production of fissile materials for nuclear explosive purposes.)
         &#xD;
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  &lt;div&gt;&#xD;
    &lt;b&gt;&#xD;
      
           II.           Modern Dilemmas 
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           Today, much of that post-Cold War momentum seems to have run out.  Two further steps were, of course, taken with the
          &#xD;
    &lt;a href="https://media.nti.org/documents/sort_moscow_treaty.pdf" target="_blank"&gt;&#xD;
      
           Moscow Treaty of 2002
          &#xD;
    &lt;/a&gt;&#xD;
    
          and the
          &#xD;
    &lt;a href="https://2009-2017.state.gov/documents/organization/140035.pdf" target="_blank"&gt;&#xD;
      
           New START agreement of 2010
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  The former, however, merely codified additional reductions that both Washington and Moscow had already independently decided to do for their own programmatic and operational reasons.  New START, moreover – though recently extended for five years – originally won U.S. Senate approval only on the understanding that no
          &#xD;
    &lt;i&gt;&#xD;
      
           further
          &#xD;
    &lt;/i&gt;&#xD;
    
          American nuclear cuts would be permitted if Russia did not cut its large arsenal of Non-Strategic Nuclear Weapons (NSNW).  In the ensuing years, however, Russia has only
          &#xD;
    &lt;i&gt;&#xD;
      
           increased
          &#xD;
    &lt;/i&gt;&#xD;
    
          its stockpile of such devices, including through the deployment of battalions of intermediate-range missiles the Kremlin built in violation of the INF Treaty, collapsing that instrument.  (Making matters worse, the Russian NSNW arsenal achieved its present numerical advantage because Moscow
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2010%20-%20Russian%20Arms%20Control%20Compliance.pdf" target="_blank"&gt;&#xD;
      
           refused to dismantle these weapons pursuant to the PNI promises it made to the United States
          &#xD;
    &lt;/a&gt;&#xD;
    
          in the early 1990s, while Washington followed through with its own pledges and hugely reduced American NSNW holdings.)
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  &lt;div&gt;&#xD;
    
          Today, the U.S. and Russian arsenals have now eliminated the surplus weapons that it was felt had been made unnecessary by the easing of tensions at end of the Cold War.  But tensions are now worsening, rather than improving.  Today, the global environment is stressed by  Russian and Chinese revisionism, military build-ups – including, in both cases, expansion of their nuclear arsenals – the retention of unlawful chemical and biological weapons programs, and provocative behavior that is driving global politics once again along an increasingly fierce competitive path.  Arms reductions in this new context would clearly be much more difficult than before even if Moscow
          &#xD;
    &lt;i&gt;&#xD;
      
           hadn’t
          &#xD;
    &lt;/i&gt;&#xD;
    
          established a
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2010%20-%20Russian%20Arms%20Control%20Compliance.pdf" target="_blank"&gt;&#xD;
      
           woeful track record of violating arms control treaties
          &#xD;
    &lt;/a&gt;&#xD;
    
          and
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/reassuring-u-s-allies-and-preventing-nuclear-proliferation" target="_blank"&gt;&#xD;
      
           systematically undermining European arms control instruments
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and even if Beijing
          &#xD;
    &lt;i&gt;&#xD;
      
           didn’t
          &#xD;
    &lt;/i&gt;&#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%201%20-%20Next-Gen%20Arms%20Control.pdf" target="_blank"&gt;&#xD;
      
           sneer at even talking about arms control in the first place
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  
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  &lt;div&gt;&#xD;
    
          As things now stand, Russia has been not only increasing its already considerable numerical advantage in NSNW but also building strategic systems not covered by any existing agreement.  Meanwhile, China continues rapidly to expand the size of its own nuclear arsenal, even while
          &#xD;
    &lt;a href="http://npolicy.org/article_file/2102_Chinas_Civil_Nuclear_Sector.pdf" target="_blank"&gt;&#xD;
      
           working rapidly to build a new plutonium-reprocessing capability
          &#xD;
    &lt;/a&gt;&#xD;
    
          that would allow it – if such material were used for weapons purposes – to expand this arsenal much further and faster still.  Both countries, moreover, are investing heavily in new capabilities on the cutting edge of military technology, even while stepping up conventional military threats against their neighbors.  
         &#xD;
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  &lt;div&gt;&#xD;
    
          Ultimately, it has become clear that neither of these powers actually
          &#xD;
    &lt;i&gt;&#xD;
      
           wish
          &#xD;
    &lt;/i&gt;&#xD;
    
          a continuation of the relatively benign strategic environment created by the end of the Cold War.  To the contrary, they feel the peaceable post-Cold War order slighted and disadvantaged them, and they have both set it as a strategic objective for many years now to
          &#xD;
    &lt;i&gt;&#xD;
      
           change
          &#xD;
    &lt;/i&gt;&#xD;
    
          that order to their advantage.  Arms control and disarmament thus today face a new “problem of revisionism” that – rather depressingly – scholars of the interwar period may not find entirely unfamiliar.
         &#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
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  &lt;div&gt;&#xD;
    
          Nevertheless, precisely
          &#xD;
    &lt;i&gt;&#xD;
      
           because
          &#xD;
    &lt;/i&gt;&#xD;
    
          the strategic environment is today increasingly fraught and competitive – and with the roster of top-tier players having now obviously expanded to include an ever wealthier, more technologically sophisticated, and better armed new superpower in the People’s Republic of China – the instinct to try to regulate or prohibit forms of warfare or weapons technology remains strong in both international and domestic politics, and such questions remain important subjects of international diplomacy and debate.  This is the case, moreover, not merely with arms that diplomats have tried to limit in the past (
          &#xD;
    &lt;i&gt;&#xD;
      
           e.g.
          &#xD;
    &lt;/i&gt;&#xD;
    
          , nuclear weaponry), but also with new and emerging potentially weapons-relevant technologies, including in the novel battlespace domains of cyberspace and outer space.
         &#xD;
  &lt;/div&gt;&#xD;
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    &lt;br/&gt;&#xD;
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  &lt;div&gt;&#xD;
    &lt;b&gt;&#xD;
      
           III.            The Need for Caution 
          &#xD;
    &lt;/b&gt;&#xD;
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  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    
          To be sure, some such proposals for restrictions on future warfighting capabilities are simply disingenuous hokum.  These are, in effect, no more than a form of what is often now called “lawfare,” in which legal argumentation (or at least pseudo-legal argumentation) is “weaponized” in order to disadvantage an adversary, particularly in circumstances in which that adversary is more legally scrupulous and more likely actually to obey legal strictures than the party engaging in such “lawfare.”  
         &#xD;
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  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    
          Into this disreputable category, for instance, fall various Russian and Chinese proposals in recent years for “arms control” in
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/p2515" target="_blank"&gt;&#xD;
      
           outer space
          &#xD;
    &lt;/a&gt;&#xD;
    
          or
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2020%20--%20Cyberspace.pdf" target="_blank"&gt;&#xD;
      
           cyberspace
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  These efforts follow in the Soviet Union’s longstanding tradition of using arms control and disarmament rhetoric as a way to mask its own malevolent intentions, to create political divisions within democratic societies and undermine Western support for deterrence and collective security, and to tempt Western leaders into agreeing to rules that asymmetrically disadvantage them – either because the terms of such initiatives had been carefully skewed for this purpose, or perhaps simply because the Kremlin would cheat.  
         &#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    
          As a particularly humorous recent example, Russia has been promoting a “No First Placement” initiative at the United Nations against placing weapons in outer space, even as it has
          &#xD;
    &lt;i&gt;&#xD;
      
           itself
          &#xD;
    &lt;/i&gt;&#xD;
    
          been
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2012%20-%20Outer%20Space.pdf" target="_blank"&gt;&#xD;
      
           testing anti-satellite weaponry in orbit
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  (As revealed publicly in the U.S. Intelligence Community’s
          &#xD;
    &lt;a href="https://www.dni.gov/files/ODNI/documents/assessments/ATA-2021-Unclassified-Report.pdf" target="_blank"&gt;&#xD;
      
           Annual Threat Assessment
          &#xD;
    &lt;/a&gt;&#xD;
    
          report for 2021, China
          &#xD;
    &lt;i&gt;&#xD;
      
           also
          &#xD;
    &lt;/i&gt;&#xD;
    
          “continues to … field” both “ground- and space-based antisatellite (ASAT) weapons.”)  Such hypocrisy from Moscow and Beijing is quite breathtaking, and these diplomatic efforts are obviously little more than contemptible traps for the unwary and credulous.  In my previous role as an arms control diplomat, it was an important part of my job to push back against such gambits.
         &#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
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  &lt;div&gt;&#xD;
    
          Yet there is also no shortage of sincere and well-intentioned efforts to regulate or prohibit weapons applications of technologies that are felt likely to be of great – and perhaps quite disruptive – significance in future warfighting.  Not all of these efforts are particularly well thought through or likely actually to do much good, and some may not even really be intelligible at all except merely as shallow virtue signaling.  
         &#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    
          Nevertheless, it has long been U.S. policy to be open to, and indeed to
          &#xD;
    &lt;i&gt;&#xD;
      
           seek
          &#xD;
    &lt;/i&gt;&#xD;
    
          , arms control where it serves U.S. and allied security interests, and where it is likely to be verifiable and where our counterparties are likely to comply with their obligations.  It is thus important to evaluate such ideas on their merits, so that we don’t miss a genuine chance to reduce risks, and to mitigate at least some of the potential impact and horror of future warfare.  The trick, of course, is figuring out which proposals represent “wheat,” and which ones are merely “chaff.”
         &#xD;
  &lt;/div&gt;&#xD;
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    &lt;br/&gt;&#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;b&gt;&#xD;
      
           IV.           Challenges of Artificial Intelligence and Autonomy 
          &#xD;
    &lt;/b&gt;&#xD;
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  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    
          One area in which there has been much interest in exploring some form of arms control limitation is in the application of Artificial Intelligence (AI) in warfighting, particularly in connection with potentially autonomous weapons.  In this field, there is much serious interest by some important Western governments, but also all too much unhelpful hysteria by some civil society activists – often associated with the so-called “Campaign to Stop Killer Robots.” 
         &#xD;
  &lt;/div&gt;&#xD;
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    &lt;br/&gt;&#xD;
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  &lt;div&gt;&#xD;
    
          One of the first State Department policy papers I wrote when performing the duties of the Under Secretary of State for Arms Control and International Security was on the topic of Lethal Autonomous Weapons Systems (LAWS), and the challenges of carefully thinking through questions related to their potential regulation.  I would refer you to that paper – the second in our “
          &#xD;
    &lt;a href="https://www.newparadigmsforum.com/services" target="_blank"&gt;&#xD;
      
           ACIS Papers
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” series,
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%202%20-%20Lethal%20Autonomous%20Weapons.pdf" target="_blank"&gt;&#xD;
      
           published in February 2020
          &#xD;
    &lt;/a&gt;&#xD;
    
          – for the details of my take on those topics.  For present purposes, however, it is enough to note that LAWS and machine autonomy questions remain a “hot” topic, with uncertain implications for the future of Defense Department weapons development and warfighting techniques depending upon whether, or the degree to which, future U.S. leaders look sympathetically upon the idea of such restrictions.
         &#xD;
  &lt;/div&gt;&#xD;
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          My own instinct is that this arena is not yet well enough developed or understood to permit much by way of effective regulation.  This would likely be true, in fact, if it were possible adequately to define the problem set in the first place – or if it were more possible to trust that regimes such as those of Vladimir Putin in Russia and Xi Jinping in China could be relied upon to follow such rules in the absence of any viable concept by which rules restricting weapons autonomy could possibly be verified and compliance enforced.  I’m open to ideas, but count me skeptical.
         &#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
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  &lt;div&gt;&#xD;
    
          But lest one entirely give up hope for legal and ethical military AI, thereafter lying awake at night worrying about some future “Skynet”-type system as evoked in the
          &#xD;
    &lt;i&gt;&#xD;
      
           Terminator
          &#xD;
    &lt;/i&gt;&#xD;
    
          films, I’d suggest that there is still a great deal of good work being done to prevent such calamities.  It’s worth remembering, for instance, how much careful legal oversight is already applied – at least in the United States, at any rate, though I have seen no evidence that either Russia or China care much about such things – to such questions of military-technological novelty.  
         &#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    
          International interlocutors who fear autonomous weapons being left in some kind of lawless, “Wild West” status, for instance, need to be reminded that U.S. practice in this area is already exemplary.  As I recounted in
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%202%20-%20Lethal%20Autonomous%20Weapons.pdf" target="_blank"&gt;&#xD;
      
           my February 2020 paper
          &#xD;
    &lt;/a&gt;&#xD;
    
          , for instance, it is longstanding U.S. Defense Department policy – and indeed, as the Pentagon’s voluminous
          &#xD;
    &lt;i&gt;&#xD;
      &lt;a href="https://dod.defense.gov/Portals/1/Documents/pubs/DoD%20Law%20of%20War%20Manual%20-%20June%202015%20Updated%20Dec%202016.pdf?ver=2016-12-13-172036-190" target="_blank"&gt;&#xD;
        
            Law of War Manual
           &#xD;
      &lt;/a&gt;&#xD;
    &lt;/i&gt;&#xD;
    
          makes explicit, an actual requirement of international law – to review the legality of any new weapons before permitting their deployment.  
         &#xD;
  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
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          In U.S. practice, therefore, all new weapons systems
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  &lt;blockquote&gt;&#xD;
    &lt;div&gt;&#xD;
      
           “already undergo careful pre-deployment weapons reviews in order to ensure that they can be used consistent with obligations under international humanitarian law.  U.S. reviews consider a broad range of factors, including how the weapon will be deployed, its intended operating environment, the concept of operations underlying the system, the tactics, techniques, and procedures (TTPs) developed for its employment, and the rules of engagement (ROEs) envisioned for it.  Should any such potential weapon system fail review, it would not be deployed, or it would be redesigned until it passed muster.”
          &#xD;
    &lt;/div&gt;&#xD;
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  &lt;div&gt;&#xD;
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  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    
          The
          &#xD;
    &lt;i&gt;&#xD;
      
           Law of War Manual
          &#xD;
    &lt;/i&gt;&#xD;
    
          , moreover, also makes clear that LOAC rules already apply to potential future autonomous systems, and that allocating some merely
          &#xD;
    &lt;i&gt;&#xD;
      
           factual
          &#xD;
    &lt;/i&gt;&#xD;
    
          functions to an autonomous system – such as identifying a military target such as a tank or combat aircraft from a complex feed of real-time, multi-sensor inputs – in no way relieves a country of the obligation to ensure that any resulting attack decisions remain consistent with law-of-war principles such as military necessity, proportionality, distinction, and humanity.  As the
          &#xD;
    &lt;i&gt;&#xD;
      
           Manual
          &#xD;
    &lt;/i&gt;&#xD;
    
          explains,
         &#xD;
  &lt;/div&gt;&#xD;
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  &lt;blockquote&gt;&#xD;
    &lt;div&gt;&#xD;
      
           “… [I]t is not the case that the law of war requires that a weapon determine whether its target is a military objective. Similarly, the law of war does not require that a weapon make other legal determinations such as whether an attack may be expected to result in incidental harm that is excessive in relation to the concrete and direct military advantage expected to be gained. The law of war does not require weapons to make legal determinations, even if the weapon (
           &#xD;
      &lt;i&gt;&#xD;
        
            e.g.,
           &#xD;
      &lt;/i&gt;&#xD;
      
           through computers, software, and sensors) may be characterized as capable of making factual determinations, such as whether to fire the weapon or to select and engage a target. Rudimentary autonomous weapons, such as mines, have been employed for many years, and there has never been a requirement that such weapons themselves determine that legal requirements are met. 
          &#xD;
    &lt;/div&gt;&#xD;
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  &lt;blockquote&gt;&#xD;
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           “Rather, it is persons who must comply with the law of war.  For example, persons may not use inherently indiscriminate weapons.  In addition, in the situation in which a person is using a weapon that selects and engages targets autonomously, that person must refrain from using that weapon where it is expected to result in incidental harm that is excessive in relation to the concrete and direct military advantage expected to be gained.  In addition, the obligation on the person using the weapon to take feasible precautions in order to reduce the risk of civilian casualties may be more significant when the person uses weapon systems with more sophisticated autonomous functions.  For example, such feasible precautions a person is obligated to take may include monitoring the operation of the weapon system or programming or building mechanisms for the weapon to deactivate automatically after a certain period of time.” 
          &#xD;
    &lt;/div&gt;&#xD;
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  &lt;div&gt;&#xD;
    &lt;br/&gt;&#xD;
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          Machine autonomy, in other words, is no excuse for breaches of the laws of war, and strict legal accountability will be expected – under well-established legal principles – for any problems.  LAWS, as it were, are
          &#xD;
    &lt;i&gt;&#xD;
      
           already
          &#xD;
    &lt;/i&gt;&#xD;
    
          regulated by the laws of war, and misuse in ways prohibited by International Humanitarian Law can already constitute a war crime.
         &#xD;
  &lt;/div&gt;&#xD;
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  &lt;div&gt;&#xD;
    
          On top of this this legal foundation, the United States is also leading the way in developing 
          &#xD;
    &lt;i&gt;&#xD;
      
           ethics
          &#xD;
    &lt;/i&gt;&#xD;
    
          for military AI.  In particular, after 15 months of consultations with leading AI experts in industry, academia, and government, our Department of Defense adopted in last year a set of five ethical principles for the use of Artificial Intelligence, to apply in combat and non-combat applications alike.  As
          &#xD;
    &lt;a href="https://www.defense.gov/Newsroom/Releases/Release/Article/2091996/dod-adopts-ethical-principles-for-artificial-intelligence/" target="_blank"&gt;&#xD;
      
           announced by Defense Secretary Esper in February 2020
          &#xD;
    &lt;/a&gt;&#xD;
    
          , these principles are as follows:
         &#xD;
  &lt;/div&gt;&#xD;
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  &lt;/div&gt;&#xD;
  &lt;div&gt;&#xD;
    &lt;ul&gt;&#xD;
      &lt;li&gt;&#xD;
        
            “
            &#xD;
        &lt;b&gt;&#xD;
          
             Responsible
            &#xD;
        &lt;/b&gt;&#xD;
        
            . DoD personnel will exercise appropriate levels of judgment and care, while remaining responsible for the development, deployment, and use of AI capabilities.
           &#xD;
      &lt;/li&gt;&#xD;
    &lt;/ul&gt;&#xD;
    &lt;ul&gt;&#xD;
      &lt;li&gt;&#xD;
        
            “
            &#xD;
        &lt;b&gt;&#xD;
          
             Equitable
            &#xD;
        &lt;/b&gt;&#xD;
        
            . The Department will take deliberate steps to minimize unintended bias in AI capabilities.
           &#xD;
      &lt;/li&gt;&#xD;
    &lt;/ul&gt;&#xD;
    &lt;ul&gt;&#xD;
      &lt;li&gt;&#xD;
        
            “
            &#xD;
        &lt;b&gt;&#xD;
          
             Traceable
            &#xD;
        &lt;/b&gt;&#xD;
        
            . The Department’s AI capabilities will be developed and deployed such that relevant personnel possess an appropriate understanding of the technology, development processes, and operational methods applicable to AI capabilities, including with transparent and auditable methodologies, data sources, and design procedure and documentation.
           &#xD;
      &lt;/li&gt;&#xD;
    &lt;/ul&gt;&#xD;
    &lt;ul&gt;&#xD;
      &lt;li&gt;&#xD;
        
            “
            &#xD;
        &lt;b&gt;&#xD;
          
             Reliable
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            . The Department’s AI capabilities will have explicit, well-defined uses, and the safety, security, and effectiveness of such capabilities will be subject to testing and assurance within those defined uses across their entire life-cycles.
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            “
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             Governable
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            . The Department will design and engineer AI capabilities to fulfill their intended functions while possessing the ability to detect and avoid unintended consequences, and the ability to disengage or deactivate deployed systems that demonstrate unintended behavior.”
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           V.           Making Progress 
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          Frankly, the best way at this point to help ensure that future AI use in combat is both legal and ethical is probably
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           not
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          to spin our collective wheels trying to craft some kind of elaborate (and likely unworkable) new treaty regime.  If you ask me, it would be better to start simply by trying to hold
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           all
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          countries – including especially Russia and China, who appear to believe that AI-enabled warfighting is one of the keys to an emerging “Revolution in Military Affairs” but who aren’t exactly known for their legal scrupulousness – to the standards to which the United States already holds itself.  
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          (I could even imagine the negotiation of some kind of international instrument – perhaps a treaty, or a legally-binding resolution of the United Nations Security Council under Chapter VII of the U.N. Charter.  Such an instrument might both
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           reaffirm
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          that the laws of war still apply to novel technologies in conflict, that each nation will be legally accountable for how AI is used by its armed forces, and that all states must conduct scrupulous pre-deployment legal reviews, and also
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           require
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          all states to make public detailed information about the procedures they employ in complying with these requirements.)  
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          Of course, none of that would prevent a revisionist scofflaw dictatorship such as the Putin or Xi regime from simply going through the legal motions and deploying whatever creepy autonomous monstrosity it wanted, irrespective of whether it was truly legally compliant.  I also find it hard to imagine how one could have a meaningful verification regime in this arena.  
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          That said, since we in this great Republic are going to hold ourselves to exemplary legal standards either way, we might as well “lean in” to this issue, using our scrupulousness as the legal and moral strength that it is.  To my eye, therefore, the legions of civil-society activists keen to prevent the advent of “Killer Robots” should be pressed to direct their energies where they are most needed: at demanding that the world’s dictatorships demonstrably come up to the high legal standards
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          being set by those of us in the advanced democracies.
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          While we are at this diplomatic task abroad, moreover, I would also suggest that we double down at home on ensuring that we ourselves approach military AI issues – as a matter of national policy – as wise and insightful stewards of advanced technology as this field develops.  There is presently a great deal of work being done on AI issues in U.S. private industry, by some of the smartest and best-funded people on the planet.  Nevertheless, it can hardly be overemphasized that
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           warfighting
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          -related AI applications present qualitatively different security, safety, and reliability challenges than the ones at which most industry research is apparently directing itself in the purely civilian and commercial arena.  
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          It is critical, for instance, to ensure that
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           any
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          AI applications are free of inadvertent problems caused by limitations in the data sets used to “train” its algorithms, and to ensure that such computing is secure against intentional manipulation.  The appropriate standards for security and reliability, however, will be far more stringent in applications related to warfighter decision-making than in most civilian use cases.  And this suggests an important national research agenda.  
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          If we are to have what I have heard called “justified confidence” in the security, reliability, and safety of AI algorithms used in connection with future warfighting, in other words, we will have much work to do on the cutting edge of AI science and its applications in the years ahead.  We will need, moreover, to do this on the
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          of the AI revolution.  (As one pathbreaking AI researcher of my acquaintance pointed out to me recently, we have learned from unpleasant experiences with the Internet that
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           retroactively
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          engineering proper safety and security into a system that was designed solely for speed and efficiency is far more difficult, painful, and risky than simply having designed in security from the outset.)  The time to start getting “justified confidence” right with national security-related AI is therefore “now,” not “later.”
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           VI.           Conclusion 
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          So while I believe the right answer right now is
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           not
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          to try to approach the protean and embryonic arena of machine autonomy through the traditional legal-prohibitory lens of traditional arms control, there still is important and promising work that remains to be done in helping address the legal and ethical challenges presented by AI as a novel and potentially disruptive military technology.  Nevertheless, not everyone is likely to agree with me on this, and there remains much interest in some quarters for just such a “define a problem and ban it” approach.  
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          Whichever approach one takes, however, I hope it can be agreed that we need more thoughtful engagement about these matters among relevant stakeholders.  Activists, for example, tend not to appreciate the technical and operational complexities that are often actually involved, approaching such questions from a perspective that is stronger by way of passion and moralistic fervor than technical acumen.  Yet the technical community in such emerging areas is unaccustomed to thinking about technology control and arms limitation at all, while very few people indeed seem to have much appreciation for whatever lessons can be drawn from the many efforts that have been made in the past to regulate disruptive and emergent military technologies.
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          I suppose what I’m saying is that we can all do better in thinking about these challenges.  There needs to be more dialogue on such topics, and what we need most right now is less some kind of international convention than simply to spend more time building our understanding of these complicated issues – and of all those details where the Devil surely lurks.  
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          I fully agree there can indeed be danger in failing to regulate what should be regulated.  Yet there can also be danger in regulating badly, in falling into traps that someone else has set for us, or simply in trying to impose controls upon what may be fundamentally uncontrollable – or in circumstances in which such controls are, for some other reason, unlikely to work.  
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          There is no foolproof way to prevent any of these problems, of course.  But neither is there any excuse for failing to approach them with as much care and thoughtfulness as possible.  As you work on whatever technology issues seem most relevant from your perspective in the Air Force Futures Office, therefore, I would urge you to work as closely – or at least as closely as classification will permit – with other participants in the policy community to ensure as much sharing of information as possible about these kinds of questions.  
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          The better those of us in policy, legal, and political circles actually understand the technologies involved – and their real-world use cases – the less susceptible we will be to trying to impose poor answers.  Similarly, the more that technology innovators like you understand about the broader arms control policy world, and the history and trends therein, the better you will be at building sustainable solutions.  And with all this, the more effectively we will hopefully be able to work together in answering the mail, not just with regard to future warfighting, but also with regard to law and ethics.
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          Thanks!  I look forward to our discussions.
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           -- Christopher Ford
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      <pubDate>Fri, 16 Apr 2021 02:48:00 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/challenges-of-weapon-technology-limitation-1874-2021</guid>
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    <item>
      <title>Reassuring U.S. Allies and Preventing Nuclear Proliferation</title>
      <link>http://www.newparadigmsforum.com/reassuring-u-s-allies-and-preventing-nuclear-proliferation</link>
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      <content:encoded>&lt;h3&gt;&#xD;
  
         Below appear the remarks Dr. Ford prepared for delivery on April 7, 2021, at an event on "Preventing Nuclear Proliferation and Reassuring America's Allies" sponsored by the Atlantic Council and the Chicago Council on Global Affairs.
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          Good morning, everyone.  I would like to start by thanking the Atlantic Council and the Chicago Council on Global Affairs for inviting me to be a part of this event.  Our topic here is the importance of U.S. alliance relationships, their role in the global nonproliferation regime, and the urgency of shoring up both, and while the views I’ll express here are purely my own, I’m glad of the chance to share them.
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           I.           The Critical Importance of U.S. Alliances 
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          Let me begin, however, by pointing out the obvious.  It is, I would argue, very clear that the United States’ alliance relationships – both in Europe, centered upon the NATO Alliance, and in the Indo-Pacific through multiple bilateral alliances – are extremely important to U.S. national security, and to international peace and security more broadly.  
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          Indeed, I would contend that alliance relationships are perhaps
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           more
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          important to America today than at any time since the end of the Cold War.  The United States, after all, does not now stand astride the world as a global “hyperpower” in the way that it did a generation ago, and we cannot alone meet all the challenges we face from revisionist great power competitors who seek to diminish, destabilize, and supplant us – and whose increasingly aggressive agendas are proving ever more dangerous to the free and open international order upon which global peace and prosperity have depended for a very long time.  To succeed against these challenges, it is necessary to work with others, and this requires careful attention to our alliances and partnerships.
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          Our alliance relationships have been critical bulwarks of international peace and security for many decades.  Established most fundamentally to deter aggression, the United States’ alliances have so far succeeded brilliantly in this task.  Anchored in U.S. military power – in both our conventional strength and in the “extended” nuclear deterrence guarantees we have long offered military allies – these alliances faced down threats from the Soviet Empire in both Europe and Asia throughout the Cold War; they continue to deter belligerence by a resurgent Russia in more recent years; and they have protected East Asia from intimidation and aggression from the People’s Republic of China and from North Korea all the while.  
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          And U.S. alliances have done even more for international peace and security than just deter aggression by militarized authoritarian states.  America’s alliances have also proven to be the world’s most effective and successful
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           nonproliferation
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          tools.  They have not merely deterred would-be aggressors, but they have also provided
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           reassurance
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          to those who might otherwise fear being the victims of such aggression – thus reducing the incentives that such threatened states would otherwise have felt to pursue the development of nuclear weaponry.  
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          It is actually quite striking how many of the countries the U.S. Central Intelligence Agency (CIA) once identified as being most likely to develop nuclear weapons in the postwar era ended up
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           not
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          doing so as a result of their relationships with the United States.  Specifically, as I pointed out in
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           a speech I gave in my previous job
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          , the growth and institutionalization of America’s postwar alliance networks and other security relationships helped both persuade these countries that they did not
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           need
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          nuclear weaponry – because their existential security needs could be met through collective security, backed by U.S. conventional military power and nuclear weapons – and give Washington
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           leverage
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          over them that we used to insist that several nascent nuclear weapons development efforts be terminated.
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          In fact, I’d be willing to wager that U.S. alliance and security relationships are actually responsible for shutting down more previously active nuclear weapons development programs even than was the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) itself.  As declassified memoranda from the late 1960s have documented,
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           even the Soviets eventually came to appreciate the nonproliferation benefit of U.S. alliances during the negotiation of the NPT
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          , agreeing to accept an understanding of that Treaty that would permit NATO to continue with its arrangements for coordinating deployment of U.S.-controlled nuclear weapons as a means not only to deter the Warsaw Pact but also to
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           prevent
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          access by additional NATO allies to such devices.  All in all, between deterring World War III and preventing a long-anticipated “cascade” of nuclear weaponization, we clearly have enormously compelling reasons to be grateful to U.S. alliance relationships.  
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           II.           Getting the Diagnosis Right  
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          Yet it is a commonplace assertion, in the Euro-Atlantic policy community in particular, that the United States’ alliances are today under unprecedented strain.  Unfortunately, there is much truth in that assertion, and indeed much work that needs to be done to make our alliances and partnerships as strong, effective, and resilient as we need them to be – including in their nuclear dimensions, as urged in
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           your recent report at the Chicago Council
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          .  
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          Nevertheless, it’s important to understand
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           why
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          that is the case, for just as diagnosis can point towards potential cure, so
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           misdiagnosis
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          can stand in the way of important restorative work.  The crucial point with which I’d like to leave your audience today is that despite convenient narratives one sometimes hears in Western Europe and in Washington today that purport to lay the blame for present-day alliance challenges upon the previous inhabitant of the White House, the challenges presently confronting our alliance relationships are ones that have been building for a long time.
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          Indeed, these are problems that the Trump Administration itself recognized and took important steps to address, working to
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           strengthen
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          the effectiveness of America’s alliances in deterring aggression by Russia and China and
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           shore up
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          the ally-reassuring guarantees of U.S. “extended” deterrence.  It’s worth remembering this.
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          U.S. diplomats certainly did press hard during the last four years for America’s NATO Allies to spend more on defense, and for all allies to pay a greater proportion of the costs incurred by the United States in stationing troops on their soil for the common defense.  But while the Trump Administration sometimes approached such questions with unnecessary abrasiveness, it bears remembering that NATO’s two-percent defense spending targets were ones to which those allies had themselves
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           agreed in 2014
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          , and U.S. officials – including in the Obama Administration – have been complaining about most Allies’ failure to live up to these promises ever since.  
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          The Trump Administration also took important steps to shore up the ability of U.S. alliance relationships to deter aggression – which is, after all, their fundamental purpose – and in particular in just the area of U.S. nuclear guarantees that the Chicago Council’s recent report emphasizes.  In the face of accelerating conventional and nuclear threats to our alliance partners from both Russia and China, for instance, the Trump Administration announced plans to
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           re-acquire the sort of submarine-launched nuclear cruise missile (SLCM) capability that had been abandoned in 2010 by the Obama Administration
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          to the consternation of our East Asian allies, who regarded this as weakening the U.S. “extended” nuclear deterrence upon which they rely for their national security.  
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          The Trump Administration also deployed a
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           modified, lower-yield nuclear warhead aboard U.S. ballistic missile submarines
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          in order to provide a potential riposte to Russian nuclear postures that have increasingly emphasizing the threat and use of theater nuclear weapons, and to which the West has hitherto had little or no counter in recent years.  This deterrent step, it is worth pointing out, was not only one that buttressed the U.S. “extended” nuclear deterrence upon which NATO depends – and emphasized by the Chicago Council in its recent report.  It was also one that was impliedly quite deferential to European sensibilities, inasmuch as it helped provide an answer to these regional threats but did so
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           without
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          additional U.S. nuclear deployments on European soil, which key allies have made clear they do not want.  The Trump Administration also took a similarly modulated step to both shore up deterrence and avoid ruffling European political feathers after Russia’s continuing violations of the Intermediate-range Nuclear Forces (INF) Treaty led to that instrument’s collapse, whereupon American officials began moving forward not with
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           nuclear
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          -armed INF-class responsive capabilities but instead with purely
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          -armed systems.
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          In terms of conventional military deterrence, moreover, it’s certainly true that President Trump announced plans to draw down U.S. troop levels in Germany.  It is also the case, however, that the Trump Administration announced
          &#xD;
    &lt;a href="https://www.militarytimes.com/news/your-military/2020/06/24/1000-more-us-troops-to-poland-as-trump-and-duda-discuss-natos-eastern-flank/" target="_blank"&gt;&#xD;
      
           plans to
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      &lt;i&gt;&#xD;
        
            increase
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           rotational troop levels in Eastern Europe
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          – this being facilitated by U.S. diplomatic breakthroughs such as the
          &#xD;
    &lt;a href="https://www.state.gov/poland-20-1113-enhanced-defense-cooperation-agreement/" target="_blank"&gt;&#xD;
      
           signing in 2020 of an Enhanced Defense Cooperation Agreement with Poland
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  Such deployments, after all, are closer to where they would be needed in a crisis with Russia, and the Trump Administration moved to shore up defense and security ties along NATO’s eastern frontier.  Throughout the Trump years, therefore, there remained a powerful commitment to our country’s alliances that too many commentators today ignore: a commitment to these alliances’ cardinal objective of deterring aggression in concrete and effective hard-power terms.  
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           III.           Revisionist Challenges 
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          The more important question for the future of our alliances is thus why such steps proved necessary, and why more work is still needed to buttress alliance guarantees.  The difficulties facing U.S. collective security and “extended” nuclear deterrence guarantees to our allies grow out of political and strategic trends that long predate the 45th president of the United States, and that stem from the toxic coincidence of Russian and Chinse revisionism with a sort of anti-strategic and anti-nuclear myopia in some quarters of the Euro-Atlantic policy community.
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          Today, the most fundamental challenges confronting U.S. alliance relationships come from the very strategic competitors against whom such relationships were built in the first place.  China, for instance, is rapidly building up its nuclear weapons arsenal and contemptuously rejects any engagement in arms control – and it has, moreover, embarked upon a project to
          &#xD;
    &lt;a href="http://npolicy.org/article_file/2102_Chinas_Civil_Nuclear_Sector.pdf" target="_blank"&gt;&#xD;
      
           hugely expand its production of weapons-usable plutonium
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    &lt;/a&gt;&#xD;
    
          that if diverted to weapons purposes would allow Beijing to expand the size of its arsenal even more dramatically.  With China coupling an increasingly destabilizing upward trajectory in nuclear and its conventional military power with an ever more aggressive and bellicose diplomatic and military posture against its regional neighbors, this naturally places stress upon U.S. alliances in the Indo-Pacific that became unaccustomed to such challenges in the comparatively placid years since the end of the Cold War.
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          Russian behavior, too, presents grave challenges for our alliances.  To begin with, the Kremlin is also building up its nuclear arsenal in destabilizing ways, including by developing
          &#xD;
    &lt;a href="https://www.brookings.edu/blog/order-from-chaos/2018/03/02/putin-on-the-nukes/" target="_blank"&gt;&#xD;
      
           new strategic delivery systems
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    &lt;/a&gt;&#xD;
    
          some of which are not covered by New START restrictions, including recklessly dangerous ones that involve flying a nuclear reactor through the air as a delivery vehicle, and a nuclear-powered underwater drone for creating radioactive tsunamis to destroy coastal cities.  This Russian buildup also involves continued expansion of Moscow’s arsenal of Non-Strategic Nuclear Weapons (NSNW) that directly threaten U.S. allies in NATO and in the Indo-Pacific – an expansion that includes not just the nuclear weapons that Moscow retained in
          &#xD;
    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2010%20-%20Russian%20Arms%20Control%20Compliance.pdf" target="_blank"&gt;&#xD;
      
           breach of its promises in the Presidential Nuclear Initiatives (PNIs) of the 1990s
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    &lt;/a&gt;&#xD;
    
          , but also those that it developed in violation of the INF Treaty.  
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          Nor is this buildup merely nuclear.  Russia has also worked very hard to expand its conventional military capabilities, making it increasingly capable – once again – of long-range power projection, now with a large arsenal of precision-guided non-nuclear munitions, as well as dual-use delivery systems, and increasingly practiced in expeditionary operations.  With large-scale wargames on NATO’s borders that have included simulations of nuclear weapons use against Western states, and a return to aggressive Cold War-style aerial and naval provocations, the Kremlin has been posturing itself with increasing menace against the countries of Europe.  This naturally places stress upon America’s alliances, the core business of which is to reassure participants that their security will be protected irrespective of such provocative malice.
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          Unfortunately, Russian behavior also does not provide confidence that arms control agreements could stabilize the situation and help rein in such threats, given
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    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2010%20-%20Russian%20Arms%20Control%20Compliance.pdf" target="_blank"&gt;&#xD;
      
           Moscow’s woeful history of violating arms control agreements
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          whenever it apparently thinks it can get away with doing so.  Furthermore, the nature of Russian arms control noncompliance in recent years illustrates the degree to which the problem here is far worse than simply that the Kremlin is an opportunistic scofflaw.
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          More fundamentally, under Vladimir Putin, the Russian regime has adopted a strategy of geopolitical revisionism that is
          &#xD;
    &lt;i&gt;&#xD;
      
           deliberately and by its nature
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    &lt;/i&gt;&#xD;
    
          antithetical to the fundamental structure of the post-Cold War arms control regime in Europe.  It’s worth exploring just what a dangerous and disruptive sea change this represents.
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          Whereas for years arms control between the United States and the USSR aimed to manage risks and ameliorate the most dangerous aspects of superpower rivalry in the nuclear age, arms control shifted its focus in the early post-Cold War era.  Especially after the collapse of the Soviet Union, arms control diplomacy came to focus instead upon those steps deemed most essential to perpetuating the easing of Cold War tensions and ensuring humankind’s progress along an assumed trajectory of growing amity culminating in nuclear disarmament: (1) effectuating prohibitions upon non-nuclear weapons of mass destruction (
          &#xD;
    &lt;i&gt;&#xD;
      
           e.g.
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    &lt;/i&gt;&#xD;
    
          , the Chemical Weapons Convention); (2) ensuring the extension and effective implementation of the NPT in order to prevent new entrants into the nuclear weapons business; and (3) negotiating agreements intended to bring about nuclear weapons reductions with the objective of eventual disarmament (
          &#xD;
    &lt;i&gt;&#xD;
      
           e.g.
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    &lt;/i&gt;&#xD;
    
          , START, the Comprehensive Nuclear Test Ban Treaty, and a Fissile Material Cutoff Treaty).
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          In the European theater, this meta-agenda of broadening and deepening the post-Cold War peace had several pillars, all of which related to the task of locking in place a post-Soviet dispensation in which East-West rivalry, competition, and military threat were to be consigned to the past and the countries of Europe – it was assumed – would ever more successfully democratize, liberalize, and learn to work constructively with each other for the common good.  This was to be, in short, the sort of peaceable “New World Order” envisioned by U.S. President George H.W. Bush after the fall of the Berlin Wall and the collapse of the decades-long military standoff between NATO and the Warsaw Pact.  
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           One of the European pillars of the post-Cold War peace was the INF Treaty itself, which had helped lead the way in leveraging eased superpower tensions into the elimination of an entire class of nuclear delivery systems.  A second was the Open Skies Treaty (OST), an agreement that had first been proposed by President Eisenhower, but upon which East-West agreement proved impossible until the end of the Cold War.  The principal objective of OST was to build confidence between former Cold War adversaries by providing an ongoing way for all participants to demonstrate – by means of a regime of what were in effect, ongoing, reciprocal “anytime, anywhere” intelligence overflights – that they had no hostile intent and nothing to hide from each other.  
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          A third pillar of the post-Cold War peace was a transparency regime for conventional force deployments, grounded in the Conventional Forces in Europe (CFE) Treaty and the Vienna Document process – another arms limitation effort that had been pursued for many years (initially under the auspices of “Mutual and Balanced Force Reduction” talks commencing in 1973) but on which agreement proved elusive in the rivalrous circumstances of the time until Cold War tensions eased.  Through this system, 30 regional participants committed to negotiated geographic troop limits and provided each other with alarm-mitigating notification of large deployments and military exercises.  
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          With these three pillars, therefore, the international community attempted, through negotiated arms control measures, to fix in place and ensure the perpetuation of the post-Cold War environment in Europe of democratization, political autonomy, and democratization.  European arms control, therefore, was made possible by eased Cold War tensions, sought to fix in place the peaceable relationships of the time, and depended for its survival upon parties’ commitment to continuing those peaceable relationships.
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          The problem for America’s alliance relationships today, however, is that Russia has clearly decided – at least from the very outset of the Putin regime, as was unmistakably signaled in the
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           manifesto published by Vladimir Putin upon his arrival in the Kremlin in December 1999
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          – to direct its global strategy at
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           destroying
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          the very post-Cold War dispensation that it was the objective of these various Euro-centric arms control agreements to preserve.  Russia’s recent history of status-seeking by means of belligerent provocations is as well-known as it is egregious, and includes not merely such things as the
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           use of banned chemical weapons on NATO soil
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          but also the invasion and occupation of parts of neighboring countries – specifically, Georgia in 2008 and Ukraine in 2014 – thus reviving military aggression as a tool for changing European borders for the first time since the end of the Second World War.
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           Not surprisingly, these developments have placed huge strain upon U.S. alliances.  They have also dramatically undercut the prospects that arms control can provide an answer to all this instability and danger.  It is not precisely just that Russia has turned hostile to any particular arms control agreement, or that it has necessarily turned entirely against the arms control enterprise
          &#xD;
    &lt;i&gt;&#xD;
      
           per se
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          .   But the Kremlin
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           has
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          clearly adopted as its strategic objective the disintegration of all arms control European regimes that revolve around trying to perpetuate the peaceable, non-competitive post-Cold War environment that saw Moscow shorn of its regional empire and its role as the “other” global superpower balanced against the Americans and their NATO allies.  Putting it bluntly, Putin wishes to reacquire the status and geopolitical currency he associates with that lost Empire, the collapse of which
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    &lt;a href="https://www.nbcnews.com/id/wbna7632057" target="_blank"&gt;&#xD;
      
           he has described as the greatest catastrophe of the 20th Century
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          .  To do this, however, he needed to re-litigate and extirpate the post-Cold War dispensation, and this meant demolishing post-Cold War arms control.
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           Accordingly, Russia has methodically undermined each pillar of the post-Cold War European system.  It tested, produced, and finally deployed multiple battalions of missiles in violation of the INF Treaty, finally leading the United States, after years of ineffectual diplomatic finger-wagging, to withdraw from that treaty in exasperation.  Moscow also declared that it was “suspending” operation of the CFE Treaty, and has ceased to bother complying with its provisions, or those of the Vienna Document.  It congenitally violated Open Skies as well – apparently
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    &lt;i&gt;&#xD;
      
           never
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          actually complying fully with that treaty at
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           any
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          point since OST came into force in 2002 – denying some Treaty-permitted overflights over its military bastion of Kaliningrad and using unlawful overflight denials to support its invasion and proxy occupation of parts of Georgia.  Russia also manipulated OST access provisions to try to support its false narrative that Russian-occupied Crimea is no longer legally part of Ukraine, while also apparently using its own OST overflights to collect targeting data for precision-guided conventional attack, in flagrant derogation from the Treaty’s confidence-building purposes and
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           requirements that overflight imagery be used exclusively for its peaceful, confidence-building purposes
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          .
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          All of this, therefore, strains America’s alliance networks.  It also presents nonproliferation challenges, inasmuch as nonproliferation principles have been collateral damage in modern Russia’s quest for provocation-based geopolitical “relevance.”  Notably, Vladimir Putin’s invasion and occupation of parts of Ukraine in 2014 stands in shocking violation of the
          &#xD;
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           Budapest Memorandum of 1994
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          , in which Moscow joined other powers in promising “to refrain from the threat or use of force against the territorial integrity or political independence of Ukraine” as part of the deal whereby Kiev agreed to relinquish the thousands of nuclear weapons left on its territory upon the collapse of the USSR.  
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          Putin’s invasion of Ukraine, therefore, represents a double calamity for international peace and security.  It is not merely the “poster child” for Russia’s effort to destabilize and re-litigate the post-Cold War peace, but also a body blow to the idea that countries can safely relinquish their nuclear arsenals in return for international security guarantees.  Russia’s strategic agenda of undermining the post-Cold War dispensation, therefore, represents an existential challenge not merely to the U.S. alliance system, but also to the global nonproliferation regime.
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           IV.           Erosion of Allied Strategic Mindset 
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          All of this would thus present a grave challenge even for an alliance network that was strong, resolute, bold, and visionary in its support for collective security.  Unfortunately, however, the
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    &lt;i&gt;&#xD;
      
           other
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          problem for our alliances – and one, again, that long predates the 2016 U.S. presidential elections – is the broad erosion of any kind of serious “strategic mindset” in important quarters of the Euro-Atlantic policy community since the end of the Cold War, particularly with regard to nuclear deterrence.
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          In portions of the North Atlantic Alliance – and in particular, some of NATO’s more westerly portions, which lack Cold War memories of Soviet occupation, which have spent most of living memory under the strategic “umbrella” of security guarantees grounded in U.S. nuclear and conventional military might, and which joined U.S. leaders in taking something of a “holiday”  from serious strategic thinking after the collapse of the USSR – many in the Euro-Atlantic political class still seems to think they retain the luxury of living in the sort of environment to which Western elites became accustomed during the geopolitically benign years of the early post-Cold War era.  Rather than concede that strategic circumstances have changed, thus creating the need for different and more hard-nosed answers to security challenges, the temptation apparently remains strong simply to double down on recipes and formulas that seemed to work in the environment of the 1990s, in the hope that by merely by trying harder at the same thing, these approaches can be made to work in the present, very different one.
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          Desperate efforts to cling to the anti-nuclear teleology of the 1990s, for instance, fall into this category of maladaptive ahistorical reflex.  Faced with the strategic challenges of recent years, a remarkable number of European civil society and political leaders seem to feel that the answer to these problems is to accelerate the West’s disarmament vis-a-vis the authoritarian revisionists of the East by promoting adherence to the Treaty on the Prohibition of Nuclear Weapons (TPNW).  Even where countries remain committed to the Alliance, moreover, support and funding for “dual-capable aircraft” (DCA) capabilities associated with NATO’s “nuclear sharing” concept is wavering – creating the dangerously paradoxical situation of an alliance that today depends increasingly upon nuclear weaponry even as distaste for nuclear deterrence arrangements becomes the norm.
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          Nor is the United States itself immune to the strategic sedative of nostalgia for the more benign early post-Cold War era.  The U.S. political Left, for instance, continues to
          &#xD;
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           flirt with the adoption of a “sole purpose” or a “No First Use” (NFU) nuclear weapons policy
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          that would expressly
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    &lt;a href="https://irp-cdn.multiscreensite.com/ce29b4c3/files/uploaded/ACIS%20Paper%2024%20-%20Issues%20to%20Watch.pdf" target="_blank"&gt;&#xD;
      
           eschew the use of nuclear weapons to deter or respond to exactly the sort of overwhelming conventional military threat
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          with which strategists in both Moscow and Beijing have spent the last generation preparing to confront America’s allies.  Prominent Democrats in Washington have even recently proposed U.S. nuclear reductions – such as the
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    &lt;a href="https://www.theguardian.com/us-news/2021/mar/26/democrats-missile-funds-vacccine-development" target="_blank"&gt;&#xD;
      
           elimination of the land-based ballistic missile leg of the traditional American nuclear “Triad
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          ” – that would be undertaken unilaterally, without corresponding reductions from Russia or any assurance that China would not take advantage of such an opportunity to build to numerical parity (or superiority) vis-à-vis the United States as a result.
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           V.           The Need to Restore Alliance Seriousness
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          There is, therefore, something of a grim “perfect storm” in this conjuncture of renewed and expanded nuclear and conventional threats to U.S. alliance partners with a growing anti-nuclear neuralgia among Euro-Atlantic policy elites.  From a nonproliferation perspective, these dynamics are additionally disheartening, inasmuch as erosion of Euro-Atlantic commitment to nuclear deterrence in the face of growing regional threats from authoritarian revisionism is likely to reopen long-dormant questions about whether the U.S. alliance relationship is actually still up to the challenge of meeting security needs in ways that obviate any need to for indigenous nuclear weaponization in various countries.
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          As I have described, however, this tempest grows out of problems that have been many years in the making.  I would agree with the Biden Administration’s claims that the U.S. alliance network badly needs restorative recommitment, for it does.  But President Biden’s team will quite dangerously miss the mark if they think that the “alliance problem” they need to fix requires them merely
          &#xD;
    &lt;i&gt;&#xD;
      
           not
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          being Donald Trump – or even that these problems are ones that the United States can solve 
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    &lt;i&gt;&#xD;
      
           by itself
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          , no matter what it does.
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          In truth, it will be a more difficult “fix” than that, and will require much more seriousness
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           about
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          these alliances from our allies themselves.  These challenges will not be met by diplomatic apologetics, substantive concessions, and embarrassed post-Trump mea culpas from Washington.  They will be solved only if, and to the degree that, the United States and its allies are
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    &lt;i&gt;&#xD;
      
           both
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          able to rediscover in themselves a sense of hard-nosed, strategic seriousness about meeting the threats they face from Russia and from China, especially but not exclusively in the realm of nuclear posture and deterrent commitments. 
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          Without some such strategic refocus and recommitment to fundamental values of collective security and its nuclear aspects, the erosion of America’s alliances and their nonproliferation benefits is likely to continue.  
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          Thank you.
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          -- Christopher Ford
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&lt;/div&gt;</content:encoded>
      <enclosure url="https://irp-cdn.multiscreensite.com/md/unsplash/dms3rep/multi/photo-1521295121783-8a321d551ad2.jpg" length="242915" type="image/jpeg" />
      <pubDate>Wed, 07 Apr 2021 18:04:55 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
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      <title>China's Quest for a Huge, Weapons-Usable Plutonium Stockpile</title>
      <link>http://www.newparadigmsforum.com/china-s-quest-for-a-huge-weapons-usable-plutonium-stockpile</link>
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         China is moving forward quickly to develop the capability to reprocess vast new quantities of weapons-usable plutonium, allegedly as part of its "civil" nuclear program.  This potentially enormous "breakout" capability will further destabilize East Asia and the international environment.
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           The Nonproliferation Policy Education Center (NPEC) has just published an important new study looking at China’s plans to develop a new generation of fast breeder reactors that make significant quantities of weapons-grade plutonium – enough plutonium that, if it were to be redirected for weapons purposes, Beijing could vastly expand the size of its nuclear arsenal.  Needless to say, it would be deeply destabilizing for such an enormous stockpile of weapons-usable plutonium to come into the hands of an aggressive, revisionist dictatorship that is already rapidly expanding its nuclear weapons arsenal and threatening its neighbors.  NPEC’s report is thus well worth reading; its wealth of technical detail about this threat is as impressive as these facts are worrying.  
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           You can find the full NPEC report
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           , but below follows the preface to the new NPEC report – which Dr. Ford wrote with his State Department predecessor, Thomas Countryman, in order to make clear that China’s excursion into destabilizing industrial-scale plutonium production deserves bipartisan condemnation.
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          This is an important and worrying report.
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          It is widely known that the People’s Republic of China (PRC) is expanding its arsenal of nuclear weapons, which at this point even its own diplomats do not much trouble themselves to deny. What is less clear, however, is how fast this build-up is occurring and – most critically – how long and to what level Beijing intends to continue this expansion.
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          This new NPEC Occasional Paper on “China’s Civil Nuclear Sector: Plowshares to Swords?” does not answer those questions. It does, however, provide new insight into the degree to which China’s current trajectory in the civil nuclear arena will have the result of placing enormous additional quantities of weapons-usable plutonium into the hands of the Chinese government as that country moves into large-scale plutonium reprocessing in order to produce fuel for a new generation of plutonium-fueled breeder reactors.
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          The two of us served consecutively as U.S. Assistant Secretary of State for International Security and Nonproliferation, and we both for a time additionally fulfilled the responsibilities of the Under Secretary of State for Arms Control and International Security. We have worked long and hard for presidents who could hardly be more different, we support opposing political parties, and we most assuredly disagree about many of the more important issues in American foreign and national security policy today.
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          Yet despite our very different perspectives, we agree – as foreign policy and national security professionals – that there is essentially nothing good that can be said about the prospect of the PRC acquiring an additional 1,440 additional kilograms of weapons-grade plutonium from the two “civilian” breeder reactors it is presently constructing – nor about the additional 110 kilograms of plutonium that China could recover by processing material from its small experimental fast breeder reactor.
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          This expanding Chinese reprocessing program is especially problematic, not to mention hypocritical, in light of China’s own oft-expressed security concerns about the very large plutonium stocks still held by its neighbor Japan. After more than 40 years of pursuing the plutonium option for power generation, Japan is still far from making it economically competitive with other nuclear and non-nuclear options, and has accumulated many tons of plutonium, the disposal of which in non-breeder reactors would take decades to accomplish, even assuming its whole reactor fleet still returns online. China claims to see that stockpile as a potential threat, even though Japan would have to work quite hard (as well as break its treaty commitments) to convert such material into nuclear weapons, since, thankfully, it lacks both a nuclear weapons production infrastructure and systems for delivering any such weapons to their targets. China, however, lacks neither of those things, and is moreover presently engaged in a large nuclear weapons build-up that U.S. intelligence officials publicly estimate will result in at least a doubling (or more) of the size of Beijing’s nuclear arsenal – which today is only a small fraction the size of the U.S. or Russian arsenals – over the course of the next decade.
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          To be sure, there is at present no evidence that China intends to divert its potential new plutonium horde to weapons use, though Beijing continues to be rather conspicuous in its refusal to adopt a moratorium on fissile material production for weapons purposes and has collaborated with Pakistan for many years to prevent the U.N. Conference on Disarmament from negotiating a Fissile Material Cutoff Treaty. Our concern and that of this study is not that Beijing necessarily intends to divert these huge quantities of plutonium to weapons, but that it could do so and might yet choose to – and that China’s civil-nuclear excursion into the “plutonium economy,” an effort that is neither technically necessary nor likely to be economically worthwhile, represents a colossal global security liability. As this report makes clear, if China opted to divert its burgeoning civil-nuclear plutonium program to weapons purposes, it could increase the size of its operational nuclear arsenal to a level approximating those of the United States or the Russian Federation.
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          China’s determination to pursue plutonium reprocessing and breeder reactors seems to be driven by its desire to dominate the future’s cutting-edge technologies, as part of the Chinese Communist Party’s broader agenda of making the PRC the pre-eminent world power by 2049 – the centennial of the Party’s seizure of power. Most technically capable countries, however, have correctly concluded that fueling fast reactors with plutonium is better described as “pipe dream” than “cutting-edge.” As this report demonstrates, creating more plutonium (beyond the c.500 tons humans have created since the 1940s) will not solve the essential problem: plutonium is a product of negative economic value, the very existence of which creates unnecessary risks and the disposal of which is terribly expensive.
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          Beijing’s ambition roils the waters in an East Asian environment that is already struggling with the questionable economic rationality and nonproliferation good sense of similar civil-nuclear ambitions elsewhere: in Japan’s would-be plutonium economy, and in the Republic of Korea as it, too, debates such issues. The world most certainly does not need Beijing to raise tensions, and raise the stakes, in this fashion as the region grapples with such matters. Nor does the world need China’s development of such a potent “expansion option” to further complicate negotiated nuclear arms reductions, including between the United States and the Russian Federation.
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          This report makes a number of suggestions about how to deal with this emerging problem, which we hope readers will carefully consider. (The report does not address the complexities of arms control negotiations with Russia, and the still more complex prospects with China, which could help head off the dangerous new arms race.) In our view, at the very least, it is time for leaders from around the Pacific Rim to engage with each other diplomatically as this report recommends about whether it is really a good idea for such an important, dynamic, and prosperous area of the world to further entangle itself with the production of additional tons and tons of the world’s most dangerous material, or instead to seek a better alternative. The United States should work with the PRC, ROK, and Japan to forestall industrial-scale reprocessing, which would only make the entire region, and the world, less secure. While our leaders talk, moreover, we hope that all five nations will have the wisdom to pause the headlong rush into plutonium production, to give such diplomacy a chance to find more sensible answers.
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          This report deserves attention, and the issues it raises careful thought. We hope you will read it, and share it, with this in mind.
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            Christopher Ford
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          The Hon. Christopher Ford
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          Assistant Secretary 2018-21
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          Performed Under Secretary duties 2019-21
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          Administration of Donald Trump
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            Thomas Countryman
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          The Hon. Thomas Countryman
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          Assistant Secretary 2011-17
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          Administration of Barack Obama
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      <pubDate>Fri, 26 Mar 2021 14:46:29 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/china-s-quest-for-a-huge-weapons-usable-plutonium-stockpile</guid>
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      <title>Welcome to Cyber Geopolitics</title>
      <link>http://www.newparadigmsforum.com/welcome-to-cyber-geopolitics</link>
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         Dr. Ford's remarks to the Global Counter-Terrorism Center (GCTC) conference on 
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           Cyber and Information Security
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          New Delhi, India (March 16, 2021)
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           [as prepared]
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          :
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         Good evening, everyone, and thank you for inviting me to participate in this event.  
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          I would like to focus my remarks today upon the emergence of the cyber realm as a new “battlespace” – not merely in the context of actual warfighting, if it were to come to it, but also in connection with broader dynamics of peacetime strategic signaling, coercive pressures, and potential deterrence dynamics.  The views I will express here are entirely my own, and do not necessarily reflect those of anyone else.  Nevertheless, I feel these issues to be very important, and I am glad of the chance to discuss them with you.
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          It has been clear for some time that activities in cyberspace can indeed have real-world effects, and that the threat presented by malicious cyber activity is not limited simply to its impact upon computer systems themselves.  As early as 2007, for instance, work at the Idaho National Laboratory demonstrated that one could manipulate control signals sent to a commercially available electric power generator – and potentially to other sorts of electrical motor or rotating equipment – in ways that resulted in it being literally, physically, destroyed.
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          It’s also been clear for some time that computer problems in an industrial facility’s supervisory control and data acquisition (SCADA) systems are capable of producing catastrophic “real-world” physical system failures.   Such a failure in California in 2010
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          helped produce a pipeline explosion that killed eight persons and destroyed 37 homes, while a malicious cyber hack against a German steel factory in 2014 apparently caused a series of equipment failures across the plant and damage to a blast furnace.
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          The STUXNET code that came to light in 2010 was another early example of how cyber tools targeting industrial control systems (ICS) could have direct physical consequences.  It caused impressively targeted damage to cascades of uranium enrichment centrifuges at Iran’s Natanz enrichment facility – but this was hardly the last example of cyber tools used to cause “real-world” physical harm.  Disruptive cyber attacks originating in Russia also occurred in 2015 and 2016
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           against the electricity distribution system in Ukraine
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          , resulting in several outages that caused perhaps 225,000 customers to lose power across various areas – and in the middle of the Ukrainian winter, no less.  And, in 2017, the Russian “
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           NotPetya
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          ” virus attack started in Ukraine and thereafter rampaged across the Internet causing widespread chaos around the world, including billions of dollars in economic losses and the disruption of operations at major container ports, large businesses, and industrial concerns.
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          Such instances clearly suggest that future strategists and warplanners will need to consider the possibility of an adversary deliberately mounting what the
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          a “catastrophic attack upon critical civilian infrastructure.”  As early as 2017, the
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          warned that “the U.S. [electric] grid faces imminent danger from cyber attacks,” and that 
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           “[w]idespread disruption of electric service because of a transmission failure initiated by a cyber attack at various points of entry could undermine U.S. lifeline networks, critical defense infrastructure, and much of the economy; it could also endanger the health and safety of millions of citizens.”
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          That same year, the Defense Science Board issued a strongly-worded report finding that “[a] large-scale cyber attack on civilian critical infrastructure could cause chaos by disrupting the flow of electricity, money, communications, fuel, and water.”  Thus far, the Board warned, “we have only seen the virtual tip of the cyber attack iceberg.”
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          So concerned about such targeting was the U.S. President’s National Infrastructure Advisory Council, in fact, that it
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           warned in August 2017
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          about the danger of a cyber attack that could damage or disrupt critical U.S. infrastructure that deliver vital services – particularly electricity and financial services.”  “[W]e find ourselves,” the Council declared grimly, in a “cyber moment” analogous to that facing the United States in the counter-terrorism realm before the devastating attacks on New York and Washington, D.C., of September 11, 2001.  (These warnings, by the way, echoed those issued in 2012 by President Obama’s
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           then-Secretary of Defense Leon Panetta
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          , who talked of the possibility of a “cyber Pearl Harbor.”  This is clearly a bipartisan concern in Washington.)
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          Nor is this just an American concern.  The Australian Home Affairs Minister has
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          , for example, the potential consequences of a successful cyber attack on critical infrastructure could indeed be catastrophic.  As he put it, “[a] prolonged and widespread failure in the energy sector … could cause knock-on disruptions to other essential systems including medical, transport, traffic management systems, banking services or even the supply of food and groceries.”  
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          Similarly, in the United Kingdom, the outgoing director of the National Cyber Security Center also
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          that “a ‘national cyber emergency’ due to a ‘category one’ cyber attack on our national infrastructure, which could cause loss of life or severe economic damage, has moved closer to probability.”  Such an occurrence, it was said, “feels very much like it’s a matter of ‘when, not if.’”
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          Nor is the possibility of such an attach merely a hypothetical problem.  According to the
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          , “Russia and China are increasing their already substantial capabilities to hold U.S. critical infrastructure at risk by cyber targeting of inherently vulnerable ICT and ICS architectures.”   
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          In 2014, the then-director of the U.S. National Security Agency
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          that “China and ‘one or two’ other countries” were already “capable of mounting cyber attacks that would shut down the [U.S.] electric grid and other critical systems.” And the U.S. Director of National Intelligence testified before Congress in January 2019, in the U.S. Intelligence Community’s
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          , that 
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           “China has the ability to launch cyber attacks that cause localized, temporary disruptive effects on critical infrastructure – such as disruption of a natural gas pipeline for days to weeks – in the United States. ... Moscow is now staging cyber attack assets to allow it to disrupt or damage U.S. civilian and military infrastructure during a crisis .... Russia has the ability to execute cyber attacks in the United States that generate localized, temporary disruptive effects on critical infrastructure – such as disrupting an electrical distribution network for at least a few hours – similar to those demonstrated in Ukraine in 2015 and 2016.  Moscow is mapping our critical infrastructure with the long-term goal of being able to cause substantial damage.”
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          And I myself issued a
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           public warning along these lines last year
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          when performing the duties of the U.S. Under Secretary of State for Arms Control and International Security, noting that the United States faces “growing threats to our critical infrastructure from PRC and Russian efforts to prepare for possible all-out warfare in the cyber domain.”  “The trend is clear,” I cautioned, “and things are worsening.”
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          Indeed, so grave is the potential threat U.S. officials see to be emerging, that in the name of deterring the worst such attacks, the U.S. Defense Department’s
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            Nuclear Posture Review
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           of 2018
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          took pains to emphasize that the United States does not rule out even the possible use of nuclear weapons in response to a sufficiently “significant non-nuclear strategic attack.”  The term “significant non-nuclear strategic attack” was a term new to the U.S. strategic lexicon, but it was expressly said to include, but not to be limited to, 
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           “attacks on the U.S., allied, or partner civilian population or infrastructure, and attacks on U.S. or allied nuclear forces, their command and control, or warning and attack assessment capabilities.”
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          This 2018 declaration elaborated upon
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           pre-existing declaratory policy
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          about the “extreme circumstances” in which Washington might consider the threat or use of nuclear weapons, by making clear both that (a) the gravest of cyber threats could indeed rise to the level of “strategic” significance and that (b) the United States did not entirely foreswear the possibility of a potential nuclear response in the event of a significant enough cyberattack catastrophe.  
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          The
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           Nuclear Posture Review
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          did not explicitly say that cyber attacks might fall within this new category of “significant non-nuclear strategic attack,” but that was very much the case.  As
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           I myself put it when in government last year
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          , this additional clarity was “a critical new element in U.S. nuclear declaratory policy.”  Lest there be “any confusion about whether a cyber attack could potentially constitute a ‘significant non-nuclear strategic attack,’” I said, “I can say with confidence that it most certainly could if it caused kinetic effects comparable to a significant attack through traditional means.”
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          If all this sounds to you like good reason for all of us to sit up and take notice, I would agree.  The message I would like to convey to conference attendees today, therefore, is that we must all do more to engage with the existence of cyberspace as a new domain of conflict.  Specifically, we need to grapple with the issues raised in this new domain not just at the “low end” of ongoing cyber mischief such as denial-of-service harassment, ransomware and criminal attacks, intellectual property theft, and even measures to impede military command-and-control in time of conflict.
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          We also need to engage with the possibility of “high end” of attacks from state-level adversaries that are intended to create potentially catastrophic cascading “system effects” across a target country’s physical infrastructure and civilian economy.  We must come to grips with these challenges, moreover, not merely in the sense of being better prepared to stop or mitigate the effects of such an assault in the event of crisis.  
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          We must also prepare ourselves for living, on an ongoing basis, in a world in which geopolitical maneuvering and competition is played out in part through cyberspace. That means being ready for a world in which express or implied threats and dynamics of strategic signaling, coercive pressure, and deterrent dynamics play out in the cyber realm as they have in traditional “kinetic” realms for a long time.  
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          I do not mean to suggest, of course, that these dynamics will necessarily look or operate in exactly the same way in and through cyberspace as they do in other domains.  They may end up working rather differently, at least in some respects.  My point is merely that they
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           will
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          be there, and that we would be quite ill-advised not to try to be ready for them.
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          To my eye, such an engagement with strategic cyber policy is not “optional.”  Whether we like it or not, to a great extent, we already live in such a world.  
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          Cyber-signaling for coercive or intimidation purposes seems already to occur, and it is likely to accelerate.  This is, I submit, of special significance for the United States and India – the world’s largest democracies, and ever-better strategic partners in a dangerous and competitive environment – for we both face increasing challenges from the steadily more powerful and aggressive regional and global revisionism of the People’s Republic of China.
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          Beijing, after all, seems in no way above a bit of cyber-bullying.  As I have
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           pointed out elsewhere
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          , not long ago, in what “might perhaps have been an interesting bit of perception management,”  
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           “a Chinese news documentary about the country’s military that was broadcast on one of China’s government-run CCTV channels recently broadcast a brief clip that appears to show a cyber attack in progress.  In a mere six seconds of ‘B roll’ footage … the program showed a computer screen at a Chinese military university while its user selected from a drop-down list of compromised sites a U.S.-based web address belonging to the Falungong spiritual group.  The user then employed a mouse to click an on-screen button labeled ‘attack.’”
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          More recently – and in much more sinister a fashion –
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           news reports
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          have suggested that in response to 
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           skirmishing between Chinese and Indian troops
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          in the high Himalayan mountains between Ladakh and Aksai Chin during the summer of 2020, “Chinese malware was flowing into the control systems that manage electric supply across India, along with a high-voltage transmission substation and a coal-fired power plant,” as well as a nuclear power plant.  Except for some that seems to have been associated with a blackout in Mumbai, most of this code was allegedly never actually activated, but
          &#xD;
    &lt;a href="https://www.nytimes.com/2021/02/28/us/politics/china-india-hacking-electricity.html" target="_blank"&gt;&#xD;
      
           according to the
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            New York Times,
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          at least, this was merely 
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           “the latest example of how the conspicuous placement of malware in an adversary’s electric grid or other critical infrastructure has become the newest form of both aggression and deterrence – a warning that if things are pushed too far, millions could suffer.”
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          As seen from here in Washington, such threats acquired special prominence in the wake of the infamous “SolarWinds” hack discovered in 2020 – which was said by U.S. officials to be “likely of Russian origin,” and which penetrated the monitoring and management software for a major American cybersecurity company by compromising that company’s own software supply chain.
          &#xD;
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           According to press reports
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          , the Russian hackers used this compromise to hijack the company’s own ongoing relationship of cybersecurity software updates for its public and private sector customers, implanting software “back doors” as customers’ software was routinely and automatically updated.  Up to 18,000 SolarWinds customers appear to have received the malicious code, and at least nine U.S. federal agencies and about 100 private sector companies were actually compromised.
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          To be sure, it may turn out that the Solar Winds attack was originally intended for cyber espionage rather than to lay the groundwork for “high-end” infrastructure sabotage and disruption.  Nevertheless, when one imagines what could have been done with that sort of access, it certainly puts the point on
          &#xD;
    &lt;a href="https://ntrl.ntis.gov/NTRL/dashboard/searchResults/titleDetail/AD1028516.xhtml" target="_blank"&gt;&#xD;
      
           warnings from the U.S. Defense Science Board
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          that Russia and China each have a significant and increasing ability to hold at risk the critical infrastructure of any state they consider to be an adversary.
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          So we do seem already to live in a world of strategic cyber threats, whether we like it or not.  The question for our two countries’ policy communities, therefore, is whether we are willing to admit this – and whether we are willing to do the challenging intellectual and programmatic work of devising more effective and deliberate responses.  
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          In the modern world, practitioners of statecraft, strategy, and diplomacy have long attempted to find effective ways to protect and promote national interests in and through conventional military, economic and trade-related, technological, and in some cases even nuclear weapons competition.  Especially if our two democracies are to find ways to blunt the dangerous geopolitical revisionism of China’s present-day push to reorganize Asia and the broader international system around itself, it is clear that we are going to have to work ever more closely together not just on those areas of policy and strategy, but on new approaches in cyberspace as well.
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          Thank you.
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          -- Christopher Ford
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&lt;/div&gt;</content:encoded>
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      <pubDate>Tue, 16 Mar 2021 18:51:39 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/welcome-to-cyber-geopolitics</guid>
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    </item>
    <item>
      <title>The ACIS Papers 2020-21: Full Collection</title>
      <link>http://www.newparadigmsforum.com/the-acis-papers-2020-21-full-collection</link>
      <description />
      <content:encoded>&lt;h3&gt;&#xD;
  
         Here is the full collection of Dr. Ford's 25
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          Arms Control and International Security
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         policy papers from 2020 and 2021.
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           Published by Dr. Ford in 2020-2021, when he was performing the duties of the Under Secretary of State for Arms Control and International Security, these 25 policy papers cover the breadth of United States arms control, nonproliferation, disarmament, security assistance and arms transfer, cyberspace security diplomacy, and international security policy.  They are no longer available on the U.S. State Department website, but
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           New Paradigms Forum
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           is pleased to offer them here in their original form.
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         “
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           Four Years of Innovation -- and Continuity -- in U.S Policy: Arms Control and International Security Since January 2017
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          ,
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         ” U.S. Department of State,
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          ACIS Papers
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         , vol. I, no. 25 (January 8, 2021).  
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          “
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           Iss
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            ﻿
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           ues to Watch in Arms Control, Nonproliferation, and Disarmament
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           ,
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          ” U.S. Department of State, ACIS Papers, vol. I, no. 24 (December 29, 2020).
         &#xD;
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          “
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           Technology Transfer De-Risking: A New and Growing Need
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          ,” U.S. Department of State, ACIS Papers, vol. I, no. 23 (December 7, 2020).
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          “
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           Law, Morality, and The Bomb
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           ,
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          ” U.S. Department of State, ACIS Papers, vol. I, no. 22 (November 13, 2020).
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            ﻿
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          “
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           Strategic Stability and the Race for Global Technology Leadership
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          ,” U.S. Department of State, ACIS Papers, vol. I, no. 21 (November 5, 2020).
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            ﻿
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          “
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           International Security in Cyberspace: New Models for Reducing Risk
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          ,” U.S. Department of State, ACIS Papers, vol. I, no. 20 (October 20, 2020).
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            ﻿
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          “
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           Competitive Strategy in Divided Times
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          ,” U.S. Department of State, ACIS Papers, vol. I, no. 19 (October 15, 2020).
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            ﻿
           &#xD;
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          “
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           Deterrence and the U.S. Nuclear Weapons Infrastructure
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          ,” U.S. Department of State, ACIS Papers, vol. I, no. 18 (September 9, 2020).
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            ﻿
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          “
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           U.S. National Security Export Controls and Hong Kong: The Unhappy Death of a Happy Teleology
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          ,” U.S. Department of State, ACIS Papers, vol. I, no. 17 (August 26, 2020).
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            ﻿
           &#xD;
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           “
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           Export Controls and National Security Strategy in the 21st Century
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           ,
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           ” U.S. Department of State, ACIS Papers, vol. I, no. 16 (August 19, 2020).
          &#xD;
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          “
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           Evolving Approaches to the 'Middle East WMD-Free Zone
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    &lt;/span&gt;&#xD;
    
          ,'” U.S. Department of State, ACIS Papers, vol. I, no. 15 (August 4, 2020).
          &#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;span&gt;&#xD;
      
           To Tango Alone: Problems of Theory and Practice in the Sociology of Arms Control, Nonproliferation, Disarmament, and Great Power Competition
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol. I, no. 14 (July 30, 2020).
          &#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
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&lt;/div&gt;&#xD;
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          “
          &#xD;
    &lt;span&gt;&#xD;
      
           The New U.S. Policy on UAS Exports: Responsibly Implementing the MTCR's 'Presumption of Denial
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,'” U.S. Department of State, ACIS Papers, vol. I, no. 13 (July 24, 2020).
          &#xD;
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      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;span&gt;&#xD;
      
           Arms Control in Outer Space: History and Prospects
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol. I, no. 12 (July 24, 2020).
          &#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
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  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           Strengthening Deterrence and Reducing Nuclear Risks, Part II: The Sea-Launched Cruise Missile-Nuclear (SLCM-N)
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” U.S. Department of State, ACIS Papers, vol. I, no. 11 (July 23, 2020).
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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           “
          &#xD;
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    &lt;span&gt;&#xD;
      
           Russian Arms Control Compliance: A Report Card, 1984-2020
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,” U.S. Department of State, ACIS Papers, vol.1, no.10 (June 18, 2020).
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
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           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           Technology Transfers to the PRC Military and U.S. Countermeasures: Meeting Security Threats with New Presidential Proclamation
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ” U.S. Department of State, ACIS Papers, vol.1, no.9 (June 5, 2020).
          &#xD;
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          “
          &#xD;
    &lt;span&gt;&#xD;
      
           U.S. National Security Export Controls and Huawei: The Strategic Context in Three Framings
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol.1, no.8 (May 22, 2020).
          &#xD;
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      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
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           “
          &#xD;
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           Arms Control and Disarmament: Adjusting to a New Era
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,
          &#xD;
    &lt;/span&gt;&#xD;
    
          ” U.S. Department of State, ACIS Papers, vol.1, no.7 (May 20, 2020).
         &#xD;
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          “
          &#xD;
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           Competitive Strategy vis-a-vis China and Russia: A View from the 'T Suite,
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           '
          &#xD;
    &lt;/span&gt;&#xD;
    
          ” U.S. Department of State, ACIS Papers, vol.1, no.6 (May 11, 2020).
          &#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
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          “
          &#xD;
    &lt;span&gt;&#xD;
      
           Iranian Nuclear Safeguards Concerns and the Integrity of the IAEA Safeguards System
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol.1, no.5 (May 5, 2020).
          &#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
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          “
          &#xD;
    &lt;span&gt;&#xD;
      
           Strengthening Deterrence and Reducing Nuclear Risks: The Supplemental Low-Yield U.S. Submarine-Launched Warhead
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol.1, no.4 (April 24, 2020).
          &#xD;
    &lt;span&gt;&#xD;
      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
    &lt;/span&gt;&#xD;
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          “
          &#xD;
    &lt;span&gt;&#xD;
      
           Security Assistance and U.S. Competitive Strategy: Improving Our Game
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol.1, no.3 (April 21, 2020).
          &#xD;
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      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
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          “
          &#xD;
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           AI, Human-Machine Interaction, and Autonomous Weapons: Thinking Carefully About Taking 'Killer Robots' Seriously
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol.1, no.2 (April 20, 2020).
          &#xD;
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      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
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          “
          &#xD;
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           U.S. Priorities for "Next-Generation Arms Control
          &#xD;
    &lt;/span&gt;&#xD;
    
          ,” U.S. Department of State, ACIS Papers, vol.1, no.1 (April 7, 2020).
          &#xD;
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      &lt;span&gt;&#xD;
        
            ﻿
           &#xD;
      &lt;/span&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <enclosure url="https://irp-cdn.multiscreensite.com/ce29b4c3/dms3rep/multi/IMG_8697.jpeg" length="64341" type="image/jpeg" />
      <pubDate>Fri, 05 Feb 2021 14:39:05 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/the-acis-papers-2020-21-full-collection</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Questions and Answers on Arms Control with the National Institute for Public Policy</title>
      <link>http://www.newparadigmsforum.com/questions-and-answers-on-arms-control-with-the-national-institute-for-public-policy</link>
      <description />
      <content:encoded>&lt;h3&gt;&#xD;
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         Q&amp;amp;A on arms control with David Trachtenberg from the National Institute for Public Policy, published by NIPP on January 21, 2021, as the first in their "Conversations in National Security" series of publications.
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         On January 21, 2021, the National Institute of Public Policy published an interview with Dr. Ford about arms control issues. 
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          In it, NIPP
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           Conversations on National Security
          &#xD;
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          editor David Trachtenberg asks Dr. Ford about arms control policy under the Trump Administration, about how to think about the military significance of arms control violations, and about which countries it is most important to involve in nuclear arms control negotiations in the years ahead.
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           The interview is attached as a PDF.
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      <pubDate>Thu, 21 Jan 2021 19:54:55 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/questions-and-answers-on-arms-control-with-the-national-institute-for-public-policy</guid>
      <g-custom:tags type="string" />
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    </item>
    <item>
      <title>Zen and the Moral Courage of Moderation</title>
      <link>http://www.newparadigmsforum.com/zen-and-the-moral-courage-of-moderation</link>
      <description>“How did we get here?” asks Christopher Ford, the former Assistant Secretary of State for International Security and Nonproliferation, who resigned following [the January 6, 2021] attack on the Capitol. He explains why our current political culture is in need of some dharma.</description>
      <content:encoded>&lt;h3&gt;&#xD;
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         Dr. Ford's January 11, 2021, essay in
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            Lion's Roar
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          after resigning from the U.S. State Department after the U.S. Capitol Riot: musings on "extremity bias," modern politics, and Buddhist insight.
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          “How did we get here?” asks Christopher Ford, the former Assistant Secretary of State for International Security and Nonproliferation, who resigned following [the January 6, 2021] attack on the Capitol. He explains why our current political culture is in need of some dharma.
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          As I write this, it is mere days since a violent mob stormed the U.S. Capitol in an effort to sabotage and hijack the operation of the U.S. Constitution and critical aspects of our country’s democratic process. The country, and indeed the world, are quite rightly in shock to see such a thing in the very citadel of the rights-based representative governance that our Founders invented, and that has from its outset been a model both for the world and for our own faltering, fallible, and harrowingly incomplete efforts to live up to its promise and its ideals.
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          As a lawyer and arms control expert, I entered the Trump administration as a National Security Council staffer in January of 2017, and a year later was confirmed as Assistant Secretary of State for International Security and Nonproliferation. Last Friday, however, I resigned from that position following Wednesday’s assault on the U.S. Capitol, becoming the first Assistant Secretary to do so. In my letter of resignation, I told President Trump that “I cannot continue to serve in an Administration at a time in which some are willing to condone, or even to incite, violent insurrection against the country I hold dear and whose Constitution I have taken a sacred oath to support and defend.”
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          We will all be pondering the inevitable “How did we get here?” questions for a very long time. I would like to offer my own perspective on this question, albeit one that is at this point necessarily partial and tentative.
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          As Western societies move into the third decade of the twenty-first century, we live in a time less of certainty than of certainties. Ours is a time of anxiously and vehemently competing certainties, each convinced of its own rectitude and contemptuous of and outraged by competing visions.
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          This isn’t news to anyone who has been following modern politics and social dynamics in virtually every Western country, and certainly not to any observer of the U.S. scene. To some extent, of course, the existence of competing certainties should be expected, and welcomed, in the political arena. After all, offering choices about vision and leadership to those who will be subject to political authority is fundamental to democracy. It is precisely what autocrats in places such as Beijing and Moscow go to enormous trouble to deny to their subject peoples. Democratic choice would be a meaningless exercise if perspectives and approaches did not vary, or if no one particularly cared about alternative outcomes.
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          Nonetheless, just as even life-giving substances such as water and oxygen can become deadly in overabundance, too much certainty can be terribly toxic. As a longtime observer and habitué of the Washington, D.C., political and policymaking arena—and indeed as someone who has spent the last four years in office as a senior U.S. Government official—I would argue that our current political culture is badly in need of some dharma wisdom to counteract the toxicity of competing certainties.
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          Over the last generation, I would argue, we have seen the acceleration of what might be called “extremity bias”—a dynamic in which competing political subcommunities push themselves toward ever more extreme postures. A polarized political context in which insular groups inhabit parallel, non-intersecting, and self-replicating informational worlds, can change the very nature of the act of taking policy positions. Where once policy-making may have been quaintly viewed as the art of choosing responses to complex evolving circumstances so as to produce specific factual outcomes, extremity bias turns it into a performative act of virtue signaling and identity group solidarity.
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          In such an environment, any hint of circumspection or restraint can be viewed as intolerable compromise—as weakness, even betrayal—making political communities profoundly allergic to thoughtful care in policy formulation. Especially when this happens on both sides of the aisle, it can set off the dangerous spiral of a reciprocal “race to the asymptotes,” characterized by a self-reinforcing, ritualized demonization of any disagreement, and by unreflective extremism in policymaking. Unchecked, such dynamics could tear a broader political community entirely apart.
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          In Western societies, this is today a real problem on the progressive Left as well as, as last week made obvious, on the populist Right. Nor is it a challenge only for the West; versions of such dynamics also exist in parts of the world with socio-cultural traditions very different from our own, including in the Middle East and both South and Southeast Asia. It would appear, in fact, to be a problem of our era, exacerbated by the social media-facilitated cognitive “bubbles” we can so easily create for ourselves in this information age.
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          From the perspective of a Buddhist practitioner who has spent many years in government service, I believe that Buddhist “not knowing”—or contemplative analogues from other spiritual traditions, for I wouldn’t dream of encouraging sectarian certainty here!—can provide at least a partial antidote to the moral and intellectual cancer of extremity bias. I recall an apropos line from the Soto Zen writer and priest Brad Warner, who describes humans as “certainty junkies” who “crave certainties in areas in which there can never be any.” And indeed Dogen reminds us, in his Gakudo Yojin-Shu from the year 1224, that “things are not fixed” in the way we might wish them to be, and that careful reflection often reveals that there is less to hold on to than we assume.
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          Passion and commitment in politics and policymaking can be a powerful engine for good. It can promote human thriving and drive us to make our society, our country, and our world more safe, secure, prosperous, sustainable, and just. But Buddhist practice reveals that passion and certainty can also be poisons, and my home lineage in the Zen tradition offers the mindset of “not knowing” as a cure for their excesses. I would argue that political society today badly needs more intellectual humility and more compassion as we pursue our vision of the good and promote it in the face of rival and potentially conflicting visions.
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          So there is deep Buddhist wisdom here, just as, more prosaically, there is much to learn from the aphorism about the road to Hell being paved with good intentions. It may sound oxym
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            ﻿
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          oronic to advocate intellectual humility and thoughtful care in the service of passionately-held values, but they can be our best armor against mindless excess even as we strive for the good with all our hearts. In the end, I am convinced that this is a better and surer way to serve our vision and genuinely to make the world a better place.
         &#xD;
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          I argued obliquely for such an approach in an
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          that was published just before the presidential election in 2016. Today, four years of government service later, I feel we need such thoughtfulness more than ever.
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          It is not for nothing that the Buddhist tradition has prized the idea of a “middle way” from the very outset. One must be honest, however: there is nothing easy about charting such a path. As with Aristotle’s famous Golden Mean, a concept of virtue that prizes an ongoing and contextualized navigation between excess and deficiency, a middle way course can require enormous moral courage. It deliberately denies us the simplistic satisfactions of bright-line, rigidly “pure” postures, which are only available to those at polar extremes of a debate, and which conduce more to fanaticism than to wisdom.
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          Such circumspection, moreover, is particularly difficult to maintain in a polarized political environment characterized by extremity bias, for it can subject one to endless vitriol from those who are unable or unwilling to acknowledge the nuanced challenges and constraints of the world as it is actually lived by complex and fallible human beings, and who are afraid to trust themselves or others with the responsibilities of meaningful choice-making within such complexity. Make no mistake, therefore: thoughtful moderation is damned hard work, and often quite thankless.
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          Yet I believe that modern political communities need to relearn the moral courage of moderation, and not to flee from the difficult engagement and struggles of putting it into practice, for we have great need of this. Government service has reinforced these lessons in my own mind and heart, and the despicable insurrection and seditious conspiracies of January 6 underline the point with brutal clarity.
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          One cannot but speak out against such horrors, and I freely admit feeling deeply certain about that. At the same time, however, I still cherish the hope that people of goodwill can yet work together, despite our manifest political differences, to rebuild this country’s damaged society and political culture—and we will all have to keep a watchful dharmic eye on our certainties in order to do that. All sides in today’s polarized political context need to force down some of the Buddhist medicine that is “not knowing.”
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      <pubDate>Mon, 11 Jan 2021 19:39:44 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/zen-and-the-moral-courage-of-moderation</guid>
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      <title>Four Years of Innovation – and Continuity – in U.S. Policy: Arms Control and International Security Since January 2017</title>
      <link>http://www.newparadigmsforum.com/p29177da74b83</link>
      <description>This is the text of the 25th and final paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. This paper may also be found in PDF form here, on U.S. State Department website.  (This was Dr. Ford's last publication as Assistant Secretary; [...]</description>
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           Here is the text of the 25th and final paper in the
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           ACIS Papers
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           series produced by the Office of the Under Secretary of State for Arms Control and International Security. This paper may also be found in PDF form at the bottom of this page.  (This was Dr. Ford's last publication as Assistant Secretary; he resigned and left the Department on January 8, a few hours after this paper first posted on the Departmental website.)
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         Four Years of Innovation – and Continuity – in U.S. Policy:
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         Arms Control and International Security Since January 2017
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 25
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          January 8, 2021
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           In this
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          ACIS Paper
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           , Assistant Secretary Ford looks across the policy arenas covered by the State Department’s “T” family of bureaus to provide a survey and summary of policy development and innovation in key issue areas since the current U.S. administration took office in January 2017.
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          With the 2020 U.S. Presidential election now behind us, and the U.S. government poised to transfer to a new administration, this paper surveys a range of U.S. foreign and national security policy developments since the current U.S. administration took office in January 2017.  The subject matter of this survey will, loosely, be those issues dealt with by the so-called “T” family of bureaus at the U.S. Department of State: the units that report to the Under Secretary for Arms Control and International Security (“T”) – that is, the Bureaus of Arms Control, Verification, and Compliance (AVC), Political-Military Affairs (PM), and International Security and Nonproliferation (ISN), as well as the Office of the Cyber Coordinator (CCI).  We hope that this 
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           tour d’horizon
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          will be useful in helping clarify what we have done and the issues we have faced in order to assist our successors with a smooth transition, and to maximize future policy effectiveness in the best interests of the American people and our national security.
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          From the perspective of the “T” suite, it has certainly been a tumultuous few years, marked perhaps most of all by the U.S. Government’s eventual recognition that, despite the 
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           fond hopes of many in earlier years when so much of the post-Cold War international security agenda was set in place as received conventional wisdom
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          , the global security environment has 
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           not
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          become an enduringly benign one in which the Russian Federation and the People’s Republic of China (PRC) have continued along some assumed trajectory of political and economic convergence that will enable indefinitely-extended progress on a range of international security issues along the way to a presumptively happy, prosperous, and peaceful future.  To the contrary, it has become clear that both of those governments have set for themselves a strategic agenda – doggedly pursued for years even before January 2017 – of 
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           changing
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          the security environment to their advantage, and to the great 
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           disadvantage
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          of the democracies of the world and the free and open international order that the U.S. policy community has long taken for granted.
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          Those regimes’ 
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           destabilizing geopolitical revisionism has become a key feature of the security environment
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          , with both a recklessly risk-tolerant Russia destabilizing the political order to create space for its own re-assertion and re-litigation of much of the post-Soviet dispensation of the early post-Cold War years, and an aggressively “risen” and 
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           revanchist PRC increasingly seeking to restructure the international order around itself
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          and its model of technology-facilitated authoritarianism.  
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           Responding
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          to this revisionism, in turn, has thus necessarily become the 
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          of U.S. international security policy.
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          At the same time, proliferation challenges, terrorism threats, and wide-ranging problems of regional instability have hardly abated, even as weapons of mass destruction (WMD) programs in key countries of concern have accelerated – including North Korea’s development of a growing range of nuclear and ballistic missile capabilities, the world’s continuing failure to close off Iran’s future pathways to nuclear weaponry, growing nuclear arsenals in South Asia, and erosion of the norm against chemical weapons (CW) use amidst repeated CW atrocities by Syria, as well as Russia’s and North Korea’s use of illegal nerve agents as a tool of assassination.  Threats to U.S. security in both cyberspace and outer space have also notably worsened.
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          It has become, in other words, in many ways an unprecedentedly challenging international environment.  In terms of U.S. policy responses, the story of the last four years is – from the perspective of the State Department’s “T” suite – a story of innovation and adaptation to the problems that have confronted this country.  The following pages offer an overview of these developments, at least as far as can be recounted at the unclassified level and without entirely exhausting the reader with detail, in order to better inform policymaking by our successors.
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           I.          
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            Supporting U.S. Competitive Strategy
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          During the last four years, we have placed special emphasis upon supporting the United States’ shift of policy priorities toward meeting the threats presented by state-level adversaries and competitors.  As described in the 
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           2017 National Security Strategy
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          (NSS),
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          “China and Russia challenge American power, influence, and interests, attempting to erode American security and prosperity. They are determined to make economies less free and less fair, to grow their militaries, and to control information and data to repress their societies and expand their influence. At the same time, the Democratic People’s Republic of Korea and the Islamic Republic of Iran are determined to destabilize regions, threaten Americans and our allies, and brutalize their own people. … These competitions require the United States to rethink the policies of the past two decades – policies based on the assumption that engagement with rivals and their inclusion in international institutions and global commerce would turn them into benign actors and trustworthy partners.  For the most part, this premise turned out to be false. … The competitions and rivalries facing the United States are not passing trends or momentary problems. They are intertwined, long-term challenges that demand our sustained national attention and commitment.”
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          Building upon this foundation, the T family of bureaus has revised its overall approach and, without selling short our traditional priorities, has reoriented attention and effort to ensure that we meet these state-level challenges within our areas of responsibility.  Our work supports and builds upon the NSS, National Defense Strategy, Nuclear Posture Review, the 
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           Indo-Pacific Strategy
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          , the 
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          , the National Space Policy, and the State Department’s own, newly-developed China Lines of Effort (LOEs) – to which we ourselves have added a new T-family support-to-competitive-strategy plan, as well as various bureau-specific initiatives (such as with ISN reorienting much of its programming to meet state-level challenges, and creating a new Office of Competitive Strategies).  Our Defense Sector Plans Team in PM’s Office of Security Assistance, moreover, engages with DoD to ensure the National Defense Strategy and other planning and posture efforts consider State Department equities and address political, diplomatic, and economic concerns.
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          In the arms control arena, the last four years have been eventful, marked first and foremost by our determination to take compliance with arms control agreements and commitments more seriously than before.  By the time the current administration took office in early 2017, after all, it had been almost four years since the United States first approached Moscow about its noncompliance with the Intermediate range Nuclear Forces (INF) Treaty.  At the same time, the Russians had essentially 
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          had a blameless implementation record with respect to the Treaty on Open Skies (OST) at any point since it entered into force in 2002.  Nevertheless, up through the end of 2016, 
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          of U.S. diplomatic finger-wagging had produced no change in Russian behavior with regard to its INF obligations, even as the 
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           Kremlin proceeded to complete development and begin production of its illegal INF-class cruise missile, while also continuing to fall short of full compliance with its Open Skies obligations
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          In 2017, however, the United States adopted new approaches in response to both of these violations, stepping up our diplomacy to enlist allies and partners in holding Russia accountable, implementing unilateral steps to put more pressure on Moscow and thereby finally give it concrete reasons to change course, and clearly signaling that U.S. patience with chronic, unaddressed Russian violations would 
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          continue indefinitely.  On Open Skies, we implemented a number of countermeasures in response to Russia’s continuing violations, as well as several steps to implement our own treaty obligations less leniently.
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          With regard to the INF Treaty, the U.S. interagency agreed to start exploring what sort(s) of new missile we might wish to have in the event that the Kremlin chose not to remedy its violation and the INF Treaty collapsed.  No U.S. move that would amount to a violation of the INF Treaty was authorized, of course, but we signaled quite clearly that if the Russians had concluded from years of prior U.S. inaction that they could continue to enjoy a situation in which the United States 
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          continued to comply fully with the Treaty, 
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          option would now be off the table.  From late 2018, therefore, we made clear that there were only two options: Russia could join us in complying with the INF Treaty, or the Treaty would end.
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          Unfortunately, of course, Russia opted 
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          to change course – thus choosing to destroy the INF Treaty rather than stop deploying multiple battalions of its illegal intermediate-range ground-launched cruise missiles.
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          Russia also opted to do nothing to prevent the United States’ withdrawal from Open Skies, rather than change its policies of chronic violation, its use of OST implementation in an effort to advance its own narratives purporting to justify military coercion and invasion of its neighbors, and its possible use of Open Skies Treaty flights to collect imagery for purposes of targeting civilian critical infrastructure.  All this we deeply regret, of course, for it had indeed been our hope to persuade the Kremlin to change course on both treaties.  But our withdrawals from both instruments were the direct result of Russia’s irresponsible choices.
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          Unsurprisingly, Russia has tried to recast these unfortunate developments into part of its disinformation narrative that the United States is somehow “against arms control,” but of course that is errant nonsense.  In fact, the forceful U.S. approach to arms control compliance – specifically, our 
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          endemic violation of important agreements – has finally demonstrated a U.S. policy that takes arms control 
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          .  No one who is willing to accept a situation in which the other side chronically violates an arms control agreement can be said to be serious about arms control.  Arms control policy must be about security, as well as about fidelity to the rule of law, and not about shallow, performative virtue-signaling at the cost of turning a blind eye to destabilizing illegality.  Precisely because we 
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          its rules are honored, we have therefore been determined to make sure that arms control obligations are not ignored, and that chronic violations are not tolerated.  And so Russia’s scofflaw self-aggrandizement destroyed one important and valued international agreement and gravely damaged another.
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          Despite all this, however, our commitment to serious arms control remains undimmed.  It is precisely that commitment to arms control integrity, moreover, that has underlain the United States’ 
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           arms control with Russia, and with the PRC
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          .  Such a new arms control framework is badly needed for at least two reasons.  First, it is necessary in order to prevent a dangerous new spiral in the nuclear arms race as a result of those countries’ nuclear buildups – both in terms of overall numbers and diversity of systems (China) and in terms of developing new novel strategic weapons and maintaining a substantial arsenal of non-strategic weaponry (Russia).  Such a new framework is also important, however, in order to help fulfill the obligation all three powers have, under Article VI of the Nuclear Nonproliferation Treaty (NPT), to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament.
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          In April 2020, the President appointed a Special Presidential Envoy for Arms Control (SPEAC) to take over U.S. efforts to bring the PRC and Russia into a new arms control framework.  To support this work, the State Department set up a negotiating team under SPEAC’s aegis, supported by the arms control negotiating and verification expertise that has long resided within the AVC Bureau.  This team has been closely engaged on these matters ever since.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Unfortunately, how seriously Beijing takes preventing a new spiral in the arms race and living up to Article VI has become all too obvious: it doesn’t.  The PRC remains not just 
          &#xD;
    &lt;em&gt;&#xD;
      
           opposed
          &#xD;
    &lt;/em&gt;&#xD;
    
          to any arms control negotiations with the United States and Russia that involve limiting its nuclear forces, but positively 
          &#xD;
    &lt;em&gt;&#xD;
      
           contemptuous
          &#xD;
    &lt;/em&gt;&#xD;
    
          of the idea – even as it engages in at least a doubling of its nuclear forces over the next decade.   This Chinese buildup is especially worrying on account of its high degree of secrecy and its objective needlessness, given that American and Russian arsenals have been cut by 
          &#xD;
    &lt;em&gt;&#xD;
      
           at least
          &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
           two-thirds
          &#xD;
    &lt;/em&gt;&#xD;
    
          since China joined the NPT in 1992.  For a country purporting to have a “no first use” and “minimum deterrence” posture, one might have imagined that these massive U.S. and Russian reductions would allow China to cap or reduce its own arsenal.  Despite this huge reduction in the nuclear threats Beijing claims to fear, however, the PRC, assessed to be the world’s third largest nuclear weapons power, 
          &#xD;
    &lt;a href="https://media.defense.gov/2020/Sep/01/2002488689/-1/-1/1/2020-DOD-CHINA-MILITARY-POWER-REPORT-FINAL.PDF"&gt;&#xD;
      
           continues its nuclear buildup
          &#xD;
    &lt;/a&gt;&#xD;
    
          toward some form of nuclear weapons parity with the U.S., while rejecting growing international demands to engage in nuclear arms control dialogue with the U.S.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Russian responsiveness to U.S. efforts to build a new arms control framework has been better than the PRC’s, but critical issues still remain unresolved.  At the time of writing, this effort remains a work in progress, with agreement between the U.S. and Russia to cap the total number of all U.S. and Russian nuclear warheads in exchange for a one-year extension of New START (which the United States continued to implement because we take our arms control obligations seriously) with the intent to use that year to develop the successor treaty to New START.  Despite President Putin’s announcement agreeing to the cap, the Russians are not yet where they need to be,
          &#xD;
    &lt;a href="applewebdata://E7C39E6D-5EA4-4A2B-92E0-4448710D8220#_ftn2"&gt;&#xD;
      
           [2]
          &#xD;
    &lt;/a&gt;&#xD;
    
          as the U.S. continues to press Russia to define precisely what is being capped, at what level, and to seek agreement on meaningful verification of this historic understanding.  Thus do we continue to seek 
          &#xD;
    &lt;a href="https://media.defense.gov/2018/Feb/02/2001872886/-1/-1/1/2018-NUCLEAR-POSTURE-REVIEW-FINAL-REPORT.PDF"&gt;&#xD;
      
           effective and verifiable arms control agreements that meet U.S. and allied security concerns
          &#xD;
    &lt;/a&gt;&#xD;
    
          and serve the interests of international peace and security.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Deterring Aggression
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As called for in the 
          &#xD;
    &lt;a href="https://media.defense.gov/2018/Feb/02/2001872886/-1/-1/1/2018-NUCLEAR-POSTURE-REVIEW-FINAL-REPORT.PDF"&gt;&#xD;
      
           2018 Nuclear Posture Review
          &#xD;
    &lt;/a&gt;&#xD;
    
          , moreover, it is not merely that we continue to pursue “arms control efforts that advance U.S., allied, and partner security[,] are verifiable and enforceable[,] and include partners that comply responsibly with their obligations.”  It is also that we remain determined to preserve the U.S. capacity to deter aggression – including through the “nuclear umbrella” of “extended” nuclear deterrence that we offer to our military allies, and which still 
          &#xD;
    &lt;a href="https://www.state.gov/u-s-strength-and-alliance-relationships-the-worlds-most-successful-nonproliferation-tools/"&gt;&#xD;
      
           represents the world’s most successful nonproliferation tool
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          During the last four years, the United States has continued full speed with a much-needed modernization of U.S. nuclear delivery systems in order to prevent their block obsolescence, and we have begun both to 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/09/T-paper-series-18-Nuclear-Architecture-1-508.pdf"&gt;&#xD;
      
           recapitalize the U.S. nuclear weapons infrastructure
          &#xD;
    &lt;/a&gt;&#xD;
    
          and to modernize the U.S. Nuclear Command, Control, and Communications (NC3) system for the first time since the early 1980s.  Without increasing the overall size of our nuclear stockpile, moreover, we have taken modest but innovative new steps to augment U.S. capabilities where needed in order to respond to Russian and PRC threats, such as by deploying a 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/08/T-Paper-Series-W76-Final-508.pdf"&gt;&#xD;
      
           new lower-yield nuclear warhead
          &#xD;
    &lt;/a&gt;&#xD;
    
          for certain submarine-launched ballistic missiles and by beginning to develop a 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-Paper-series-SLCM-N-Final-508.pdf"&gt;&#xD;
      
           modernized replacement for the sea-launched cruise missile capability that was scrapped by the Obama Administration a decade ago
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  No longer bound by the INF Treaty as a result of Russia’s violations and the consequent U.S. withdrawal, the United States is pursuing variants of conventionally armed intermediate-range ground-launched missiles for the Army and the Marine Corps, for potential deployment in response to the already well-established intermediate-range capabilities of both China and Russia.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As the diplomatic arm of the overall U.S. effort to deter aggression against the United States and its allies, the T family has been at the forefront of international dialogues fostering better cooperation to this critical end.  The AVC Bureau, in particular, has played a key role in U.S. diplomacy in these regards, leading State’s participation in multiple dialogues on issues related to extended deterrence and assurance with foreign partners in both Europe and the Far East.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Strengthening Security Partnerships
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The PM Bureau has also been doing outstanding work during the last four years in strengthening America’s security partnerships through arms transfers and capacity-building engagement.  This work increases the capacity and resilience of U.S. partners and allies in advancing U.S. and shared security objectives – not simply in order to support and empower the U.S. Defense Industrial Base (DIB) through exports, but primarily to use such programs more broadly as a tool to improve security outcomes on the ground in bolstering friends and partners against the threats posed by regional revisionists such as Iran, and by the global revisionists in Beijing and Moscow.  These efforts expand the range of partners with whom U.S. forces are able to work in deterring aggression, as well as the interoperability necessary to confront such aggression.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Since 2017, we have notified the U.S. Congress of arms sales in excess of $272 billion dollars, including high-end systems such as the THAAD air-defense system for Saudi Arabia, the stealthy F-35 combat aircraft and Patriot missiles for Poland, the F-35 for Japan, F-16 fighters for Bulgaria and Greece, Javelin anti-tank missiles for Ukraine and Georgia, advanced anti-air missiles for Hungary, and a growing range of tailored, asymmetric capabilities designed to make the island of Taiwan “indigestible” in the face of a PRC invasion.  Defense trade is also becoming an increasingly important component of the United States’ strategic partnership with India, with more than $20 billion in sales having been authorized since 2008.  Most recently, a potent package of proposed sales of new capabilities – including F-35 and unmanned aerial vehicles (UAVs) – has also been announced for the United Arab Emirates (UAE) in the wake of the historic Abraham Accords normalizing relations between that kingdom and the State of Israel.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The PM Bureau provided a “plus-up” of $290 million in Foreign Military Financing (FMF) to support partners’ maritime domain awareness, humanitarian assistance activities, disaster response, and peacekeeping capabilities in the Indo-Pacific, and has reinstated security assistance to Thailand –  including International Military Education and Training (IMET) engagement and FMF to support Intelligence, Surveillance, and Reconnaissance (ISR) upgrades for key maritime patrol and search and rescue aircraft.  Additional FMF funding is being provided to select maritime police units responsible for national territorial defense in the Solomon Islands, Kiribati, and Tuvalu to support maritime security-focused technical training with the U.S. Coast Guard.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          PM has also been deepening security cooperation with U.S. allies and partners around the world through new defense and burden-sharing agreements – such as new Defense Cooperation Agreements (DCAs) with the UAE and Hungary, and the recent Enhanced DCA (EDCA) with Poland, which establish bilateral frameworks for burden-sharing on mutual security interests and enhance and modernize capabilities in support of shared defense goals.  (New or modified defense-related agreements of various sorts have also been concluded with Saudi Arabia, Singapore, Greece, Luxembourg, Oman, the Bahamas, Ghana, Curacao, and Honduras, among others.)  The year 2020 also saw PM’s successful facilitation of a Basic Exchange and Cooperation Agreement with India, which will enable the provision and exchange of geospatial information, following the recent signing of an Industrial Security Agreement with India to facilitate information-sharing between our defense industries, and a Communications Compatibility and Security Agreement related to communications equipment to facilitate secure information sharing.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The PM Bureau has also led U.S. efforts, as directed by the President, to secure more equitable terms in burden-sharing agreements with major U.S. allies.  In 2019, this work resulted in the United States and the Republic of Korea signing their 10th Special Measures Agreement, which helps defray costs associated with stationing U.S. forces in Korea.  At the time of writing, negotiations on a follow-on agreement with South Korea are still in progress, and PM has just begun formal negotiations with Japan on a new Host Nation Support Agreement.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          U.S. security sector assistance for our friends and partners has also expanded considerably, nearly tripling since 2001 to a current annual total of about $18 billion.  The PM bureau develops and manages security assistance policy and nearly $7 billion of this funding.  Through this assistance, State works to enable our partners to counter great power competition and deter aggression, restore international peace and security in the wake of conflict or disaster, reduce the illicit proliferation of arms, secure borders against illegal trafficking and transit, and ensure that security forces operate in accordance with international human rights laws and norms.  Our security assistance also ensures that our partners and allies have the defense capabilities they need to operate with U.S. forces and to assume an increasing share of the burden of regional and global security.  The State Department has worked closely with the Department of Defense to institutionalize new planning mechanisms for coordinating and deconflicting State-managed and Defense-managed assistance to advance top national security priorities, achieve the best outcomes for U.S. national security and the American taxpayer, and provide partners key capabilities aligned with the national-level strategies.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Finally, PM continues to engage with DoD to provide foreign policy input to U.S. war plans and global campaign plans in order to address diplomatic equities, validate planning assumptions, and improve strategies to build and maintain multinational coalitions.  Regionally, and below the threshold of armed conflict, PM also helps coordinate U.S. force deployments and posture changes, apprise diplomats of military operations, and assess changes to policy, doctrine, and operating concepts.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           D.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Technology and Security
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Since early 2018, the ISN Bureau has been reorienting itself pursuant to the priorities of the U.S. National Security Strategy in order to support American success in the great power competition into which we have been thrust by PRC and Russian strategy and geopolitical revisionism.  Fundamental to our shift has been the effort to take the skills and experience developed in years of nonproliferation work to keep dangerous tools out of the hands of rogue regimes and terrorists – 
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g.
          &#xD;
    &lt;/em&gt;&#xD;
    
          , through implementing nonproliferation sanctions, developing improved technology transfer and national security export controls, and undertaking worldwide capacity-building programming to help U.S. partners develop and implement “best practices” in export control and border security – and apply them also in ways that serve U.S. national security interests in the arena of great power competition.  As noted above, ISN has also realigned its structure in order better to support such work, including through the establishment of a new Office of Competitive Strategies.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Central to these ISN efforts has been our pioneering work in leading the U.S. focus on countering the threats presented by the PRC’s “
          &#xD;
    &lt;a href="https://www.state.gov/military-civil-fusion/"&gt;&#xD;
      
           Military-Civil Fusion
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” (MCF) strategy of blurring (and ultimately erasing) distinctions between China’s military and civilian industrial sectors, which has been coupled with an aggressive program of 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/why-china-technology-transfer-threats-matter/"&gt;&#xD;
      
           targeting foreign technology areas for (both legal and illegal) acquisition and diversion to the People’s Liberation Army
          &#xD;
    &lt;/a&gt;&#xD;
    
          in furtherance of the 
          &#xD;
    &lt;a href="https://www.state.gov/ideological-grievance-states-and-nonproliferation-china-russia-and-iran/"&gt;&#xD;
      
           global ambitions of the Chinese Communist Party
          &#xD;
    &lt;/a&gt;&#xD;
    
          (CCP).  It was, for instance, ISN that 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
           first began to sound the alarm about MCF and its implications for traditional U.S. national security export controls
          &#xD;
    &lt;/a&gt;&#xD;
    
          , that drove the 
          &#xD;
    &lt;a href="https://www.state.gov/competitive-strategy-vis-a-vis-china-the-case-study-of-civil-nuclear-cooperation/"&gt;&#xD;
      
           U.S. Government’s pathbreaking revision of civil-nuclear export control policy in October 2018
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and that first nominated the Chinese technology giant Huawei for the Commerce Department’s “
          &#xD;
    &lt;a href="https://www.bis.doc.gov/index.php/policy-guidance/lists-of-parties-of-concern/entity-list"&gt;&#xD;
      
           Entity List
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” in 2019.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The ISN Bureau has been instrumental on many fronts in this struggle: in conducting 
          &#xD;
    &lt;a href="https://www.state.gov/preventing-us-industry-exploitation-by-chinas-military-civil-fusion-strategy"&gt;&#xD;
      
           MCF-related threat awareness diplomacy around the world
          &#xD;
    &lt;/a&gt;&#xD;
    
          ; in building “
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/coalitions-of-caution-building-a-global-coalition-against-chinese-technology-transfer-threats/"&gt;&#xD;
      
           coalitions of caution
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” against PRC-related technology transfer threats; in 
          &#xD;
    &lt;a href="https://www.state.gov/the-civil-nuclear-secto-nonproliferation-and-great-power-competition-rebuilding-global-leadership/"&gt;&#xD;
      
           mobilizing resistance to the depredations, technology theft, and strategic manipulations associated with the state-sponsored PRC and Russian “national champion” nuclear technology sectors
          &#xD;
    &lt;/a&gt;&#xD;
    
          ; in drawing attention to the 
          &#xD;
    &lt;a href="https://www.state.gov/huawei-and-its-siblings-the-chinese-tech-giants-national-security-and-foreign-policy-implications/"&gt;&#xD;
      
           security threats associated with PRC colonization of 5G telecommunications markets
          &#xD;
    &lt;/a&gt;&#xD;
    
          worldwide; and in working with our interagency partners to develop 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-series-DPR-Formatted-508.pdf"&gt;&#xD;
      
           tougher semiconductor export control rules
          &#xD;
    &lt;/a&gt;&#xD;
    
          , new 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/08/T-Paper-Series-16-Export-Controls-508.pdf"&gt;&#xD;
      
           export control approaches to emerging and foundational technologies
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-paper-Visa-Policy-Final-1-508.pdf"&gt;&#xD;
      
           MCF-related visa screening procedures
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Additionally, ISN has overseen a shift of capacity-building programming into efforts that support competitive strategy vis-à-vis problem states. This has been of considerable value not merely in helping others better enforce sanctions against proliferator state threats such as Iran and North Korea, but also in improving our partners’ ability more diligently to guard against transfers that could support advanced conventional arms and WMD developments in the PRC and the Russian Federation.
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           E.         
           &#xD;
      &lt;em&gt;&#xD;
        
            Countering State Chemical and Biological Weapons Programs
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The last four years have unfortunately also been eventful ones when it comes to the resurgence of threats presented by chemical and biological weapons (CBW) programs in the hands of state actors.  CBW threats from non-state actors and rogue regimes such as North Korea and Iran remain very real, but it is also important to flag here the resurgence of illegal CBW programs as a grave national security threat specifically in the context of great power competition – that is, the fact that potentially hugely disruptive (not to mention illegal and barbaric) weapons threaten us in the hands of geopolitically revisionist leaders who are backed by high-level state resources and cutting-edge science.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Historically, the United States has expressed concern for many years about the possible continued existence of illegal chemical weapons programs in both Russia and China, though for a long time, we only framed the issue in terms of Chemical Weapons Convention (CWC) violations  as in the State Department’s 
          &#xD;
    &lt;a href="https://2009-2017.state.gov/t/avc/rls/rpt/51977.htm"&gt;&#xD;
      
           2005 
           &#xD;
      &lt;em&gt;&#xD;
        
            Report on Adherence to and Compliance With Arms Control, Nonproliferation, and Disarmament Agreements and Commitments
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
          (a.k.a. the “2005 Compliance Report”) – such as observing that Russia was in violation of that Convention “because its CWC declaration was incomplete with respect to declaration of production and development facilities, and declaration of chemical agent and weapons stockpiles.”  Similarly, in the same 2005 Compliance Report, we then assessed that the PRC “maintain[ed] a CW production mobilization capability” and was in violation of the CWC for “not acknowledg[ing] past transfers of chemical weapons” and perhaps making incomplete declarations of “its CW-related facilities.”  The United States did not present these activities in terms of the threat that they pose to U.S national security and the security of our allies.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Even as the Putin regime has trumpeted its completed destruction of Cold War-era chemical weapons declared to the Organization for the Prohibition of Chemical Weapons (OPCW), however, Russia’s own actions have now lifted the veil on Moscow’s continued possession of an illegal CW capability based around the so-called 
          &#xD;
    &lt;em&gt;&#xD;
      
           novichok
          &#xD;
    &lt;/em&gt;&#xD;
    
          (“newcomer”) families of “fourth generation” nerve agents secretly (and uniquely) developed by the Soviet Union in the later years of the Cold War.  Russia used one such 
          &#xD;
    &lt;em&gt;&#xD;
      
           novichok
          &#xD;
    &lt;/em&gt;&#xD;
    
          agent, for instance, in attempting to assassinate expatriate defector Sergei Skripal and his daughter in the United Kingdom in 2018 – an episode that revealed the existence of Russia’s 
          &#xD;
    &lt;em&gt;&#xD;
      
           novichoks
          &#xD;
    &lt;/em&gt;&#xD;
    
          and publicly resurfaced new-generation chemical weapons threats in the context of great power competition.  Russia has also been widely condemned for using a chemical weapon in an attempt to assassinate opposition leader Alexei Navalny in 2020 – an act which 
          &#xD;
    &lt;a href="https://www.dw.com/en/french-swedish-labs-confirm-navalny-poisoned-with-novichok/a-54918924"&gt;&#xD;
      
           multiple international laboratories
          &#xD;
    &lt;/a&gt;&#xD;
    
          and the 
          &#xD;
    &lt;a href="https://www.rferl.org/a/opcw-confirms-novichok-like-nerve-agent-used-in-navalny-poisoning/30878775.html"&gt;&#xD;
      
           OPCW
          &#xD;
    &lt;/a&gt;&#xD;
    
          have confirmed involved another 
          &#xD;
    &lt;em&gt;&#xD;
      
           novichok
          &#xD;
    &lt;/em&gt;&#xD;
    
          agent.  For our part, the United States has made clear that we believe officers from Russia’s Federal Security Service used a nerve agent to poison Mr. Navalny.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This administration has been in the forefront of pushing back against these horrific and illegal acts, including by implementing sanctions against Russia for the Skripal attack pursuant to the Chemical and Biological Control and Warfare Elimination Act (a.k.a. “CBW Act”) of 1991.  We have also worked with a diverse array of international partners to condemn Russia’s behavior, and successfully added two families of 
          &#xD;
    &lt;em&gt;&#xD;
      
           novichok
          &#xD;
    &lt;/em&gt;&#xD;
    
          nerve agents to the CWC’s schedules of chemicals, subjecting them to the CWC’s routine declaration and verifications requirements.  We also added two dozen precursor chemicals to the common control list of the 42-country Australia Group export control regime.  (Responses to the Navalny attack are still evolving, but already the 
          &#xD;
    &lt;a href="https://www.npr.org/2020/10/15/923982672/eu-sanctions-russian-officials-over-navalny-poisoning-citing-chemical-weapons-us"&gt;&#xD;
      
           European Union has imposed sanctions
          &#xD;
    &lt;/a&gt;&#xD;
    
          against a number of Russian officials.)
          &#xD;
    &lt;a href="applewebdata://E7C39E6D-5EA4-4A2B-92E0-4448710D8220#_ftn3"&gt;&#xD;
      
           [3]
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It was Russia’s own unlawful 
          &#xD;
    &lt;em&gt;&#xD;
      
           novichok
          &#xD;
    &lt;/em&gt;&#xD;
    
          use in the Skripal case that made clear to the world that the threat presented by great power CW programs remains a terrible one, resurfacing CBW in the context of today’s security environment of great power competition.  The issue of illegal great power 
          &#xD;
    &lt;em&gt;&#xD;
      
           biological weapons
          &#xD;
    &lt;/em&gt;&#xD;
    
          (BW) programs in the hands of geopolitically revisionist authoritarian leaders determined to undermine U.S. security interests, however, has also resurfaced, thanks to the current U.S. administration’s efforts to draw attention to this closely related threat.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The same issue of framing has been at play for many years with regard to great power BW threats.  The 
          &#xD;
    &lt;a href="https://2009-2017.state.gov/t/avc/rls/rpt/51977.htm"&gt;&#xD;
      
           2005 Compliance Report
          &#xD;
    &lt;/a&gt;&#xD;
    
          , for instance, noted merely that the PRC “maintains some elements of an offensive BW capability in violation of its BWC obligations” and that “Russia continues to maintain an offensive BW program.”  As signaled in the 2020 Compliance Report, however, such historical analyses largely revolved around those countries’ dishonesty and opacity about the existence of Cold War-era biological weapons programs, and what elements of such programs may have survived into the modern era.  It has been much more difficult to discuss the possibility of BW programs based upon 21st-century technology.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This administration, however, has finally begun to articulate clearly the threat of potentially terrifying biological weapons capabilities, not only those that the Soviet Union originally developed, but also those based upon the insights and methods of modern biotechnology.  As I 
          &#xD;
    &lt;a href="https://www.state.gov/biosecurity-biological-weapons-nonproliferation-and-their-future/"&gt;&#xD;
      
           pointed out in 2019
          &#xD;
    &lt;/a&gt;&#xD;
    
          ,
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “biological weapons in the hands of foreign governments are also a very real threat …. [T]he Russians show no sign of ever having gotten rid of their biological weapons program.  Indeed, far from demonstrating its elimination of this program as required by the Biological and Toxin Weapons Convention (BTWC), Russia has refused to properly declare the termination of the program under the BTWC – and [after Russian President Boris Yeltsin admitted the existence of a BW program,] Yeltsin’s successor, Vladimir Putin, has gone back to denying that Moscow’s biological weapons program ever existed in the first place.  U.S. officials have raised BTWC compliance concerns with Russia for years, but the Russians have merely stonewalled.  One shudders to think what such people could do when equipped with modern gene-editing technology and other tools of the modern biotechnology revolution.”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          With regard to what 
          &#xD;
    &lt;em&gt;&#xD;
      
           form
          &#xD;
    &lt;/em&gt;&#xD;
    
          such modern BW work might take, I also pointed out that the threat may be “no longer just about terrorism or the sort of potential large-scale battlefield use challenge that planners worried about during the Cold War,” but potentially also about
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “the emergence of a model of … use more redolent of the ‘sniper’ than of ‘artillery’ … [and] doesn’t feel any need to confine itself to wartime, either. … It is not hard to imagine this evolving into a future trend of adversary states seeking out highly specialized, hard-to-detect, and hard-to-treat agents in an effort to maintain a degree of ‘plausible deniability.’”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In a hitherto little-noticed step earlier this year, moreover, we finally moved from a discussion focused on Russia’s treaty compliance to action.  On August 27, 2020, the U.S. Department of Commerce added to its “
          &#xD;
    &lt;a href="https://www.bis.doc.gov/index.php/policy-guidance/lists-of-parties-of-concern/entity-list"&gt;&#xD;
      
           Entity List
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” of persons and organizations found to be engaged in “activities contrary to U.S. national security and/or foreign policy interests” three Russian military institutes in the Kirov, Sergiev Posad, and Yekaterinburg with longstanding associations 
          &#xD;
    &lt;a href="https://www.federalregister.gov/documents/2020/08/27/2020-18909/addition-of-entities-to-the-entity-list-and-revision-of-entries-on-the-entity-list"&gt;&#xD;
      
           with the Russian biological weapons program
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  This was the first time the U.S. Government has publicly taken direct action against Russia’s continuing, illegal biological weapons program.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The United States has now finally begun to put the attention where it deserves to be: on the extraordinary threats presented in the context of great power competition by illegal biological weapons and the fact that this is not merely a hypothetical but instead a
          &#xD;
    &lt;em&gt;&#xD;
      
           very real
          &#xD;
    &lt;/em&gt;&#xD;
    
          problem.  Now that we have begun to reveal these sinister facts, our successors in the next administration must not take their eyes off the ball when it comes to calling out and mounting effective responses to these emergent great power CBW threats.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           F.         
           &#xD;
      &lt;em&gt;&#xD;
        
            Countering Malign Influence
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          On one level, 
          &#xD;
    &lt;em&gt;&#xD;
      
           all
          &#xD;
    &lt;/em&gt;&#xD;
    
          of our T family activities in supporting U.S. competitive strategy relate in some fashion to countering the malign influence of our geopolitical competitors, for the very revisionism in their strategies that we seek to counter is itself fundamentally malign: hostile to democratic governance and the rule of law, and inimical to the preservation of the free and open international order upon which peace and security have so long depended.  It is also the case that many of the approaches we have taken, as described hereinafter, to support the dynamism and advancement of critical U.S. economic and technology sectors – such as our negotiation of agreements on technology cooperation with, or our provision of advanced military capabilities to, key partners – are also intended to counter malign influence and strategic manipulation by PRC and Russian energy companies and arms manufacturers.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Even beyond these steps, however, the T family has been taking important new steps to impede the development of dangerous relationships abroad by our authoritarian competitors.  One prominent area of counter-threat diplomacy pioneered by the ISN Bureau, for instance, is our use of Section 231 of the Countering America’s Adversaries Through Sanctions Act of 2017 (CAATSA), which requires mandatory sanctions on anyone determined to have engaged in a “significant transaction” with specified entities associated with the Russian government’s defense or intelligence services.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Using the threat of Section 231 sanctions – and indeed their actual implementation against the PRC for acquiring Su-35 fighter aircraft and S-400 surface-to-air missile systems from Russia and Turkey for acquiring S-400s – we have been successful in shutting down or deterring many billions of dollars worth of Russian agreements with various countries around the world, through which the Kremlin would otherwise have been able to make money for its military and build relationships that it could thereafter manipulate for strategic gain.  Most of these achievements cannot be publicized, but 
          &#xD;
    &lt;a href="https://www.banking.senate.gov/download/ford-testimony-8-20-18"&gt;&#xD;
      
           as I told the U.S. Senate in 2018
          &#xD;
    &lt;/a&gt;&#xD;
    
          ,
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “… [even] though we can’t speak about them publicly, we 
          &#xD;
    &lt;em&gt;&#xD;
      
           have
          &#xD;
    &lt;/em&gt;&#xD;
    
          had real successes – in the form of something on the order of billions of dollars in announced or expected Russian arms transactions that have quietly been abandoned as a result of our diplomatic outreach about Section 231. That’s billions that Putin’s war machine 
          &#xD;
    &lt;em&gt;&#xD;
      
           will not
          &#xD;
    &lt;/em&gt;&#xD;
    
          get, and through which the Kremlin’s malign influence will not spread, and a slew of strategic relationships between the Kremlin and overseas partners that 
          &#xD;
    &lt;em&gt;&#xD;
      
           will not
          &#xD;
    &lt;/em&gt;&#xD;
    
          broaden and deepen. We’re proud of this record, and we’re working hard to run up the score further.”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The PM Bureau has also been active in countering malign Russian influence through working with the U.S. European Command to develop and implement the European Recapitalization Initiative Program (ERIP) to help partner countries divest themselves of legacy Russian military equipment and improve interoperability with U.S. and NATO forces.  To date, PM has allocated over $276 million in FMF funding for this work.  Separately, PM provided a significant addition of $20 million in FMF to help Uzbekistan diversify its inventory of military platforms.  PM has also prioritized the allocation of regional FMF in Europe to address asymmetrical threats associated with hybrid warfare, to include more than $100 million since 2018 specifically to develop partner armed forces’ defensive cyberspace security capabilities.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           G.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Competition Tempered with Cooperativeness
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Yet no one should mistake the U.S. Government’s new approach to great power competition for an unreflectively hostile one.  To the contrary, mindful that the contemporary geopolitical context requires a strategy that 
          &#xD;
    &lt;a href="https://www.state.gov/re-learning-a-competitive-mindset-in-great-power-competition/"&gt;&#xD;
      
           mixes elements of competition with elements of cooperation
          &#xD;
    &lt;/a&gt;&#xD;
    
          , the T family approach has sought to find a wise “
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-paper-series-Tango-FINAL-508.pdf"&gt;&#xD;
      
           middle way
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” which is unstintingly “competitive” where our adversaries force us to be, but yet constructively “cooperative” where we can nonetheless still advance shared interests by engaging even with those who generally wish us ill.  As an example, in our approaches to technology controls, we have responded resolutely to the challenges presented by the PRC’s “Military-Civil Fusion” strategy, but we have 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-series-DPR-Formatted-508.pdf"&gt;&#xD;
      
           prioritized focusing upon “chokepoint” technologies
          &#xD;
    &lt;/a&gt;&#xD;
    
          where we can most retard the diversion of Western knowledge to support Beijing’s destabilizing military buildup while minimizing disruption to the world-leading U.S. technology sector.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          We also continue to prize dialogue and engagement, even with competitors whose global strategies threaten Americans’ security and well-being.  We have, for instance, conducted multiple Strategic Security Dialogues (SSDs) with Russian counterparts, and – as described below – have also held important Space Security Exchanges (SSEs) with both Russia and the PRC.  (Unfortunately, our efforts to hold an SSD with Beijing have been rebuffed: as in other arenas, the Chinese Communist Party seems to have little but contempt for bilateral risk-reduction diplomacy.)  It is not merely that such continued direct diplomatic engagement is important 
          &#xD;
    &lt;em&gt;&#xD;
      
           despite
          &#xD;
    &lt;/em&gt;&#xD;
    
          the fraught nature of our broader relationships with Russia and the PRC.  In an era of great power competition in which the contenders possess weaponry potentially capable of killing millions and devastating the globe, continued engagement on how to mitigate risks is vital precisely 
          &#xD;
    &lt;em&gt;&#xD;
      
           because
          &#xD;
    &lt;/em&gt;&#xD;
    
          of those broader challenges.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           II.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Meeting Proliferation Threats
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Despite our new focus upon great power competition, however, the T family of bureaus has not slacked off in continuing our longstanding work to counter proliferation threats.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Chemical, Biological, and Radiological Threats
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The last four years have been alarming ones from the perspective of chemical weapons proliferation, for the global norm against the use of such weapons has been under threat by continuing chemical weapons atrocities in Syria and the use of CW in assassinations and attempted assassinations by both North Korea and Russia.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Syria’s much-publicized, Russian-brokered accession to the CWC and destruction of its declared arsenal of chemical weapons in 2013-14, of course, turned out to be a tragic fraud, for the Assad regime clearly retained chemical weapons that it has continued to use against the Syrian people to devastating effect.  In response to the Syrian government’s use of CW against its own civilians, however, the United States has taken firm action, not merely imposing sweeping sanctions against those responsible, but also even conducting military strikes in 2017 and 2018 against Syrian facilities involved with two of these massacres.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The AVC Bureau has led international diplomatic efforts against Syria at the United Nations and at the OPCW, supporting the outstanding work of the OPCW-United Nations’ Joint Investigative Mechanism (JIM) and then – after Russia irresponsibly vetoed the continued existence of that mechanism – leading the efforts that culminated in the historic June 2018 decision that provided for the establishment and helping protect the work of the OPCW’s new Investigation and Identification Team (IIT), which has done important work in attributing chemical weapons use in Syria (including, in its first report released in April of this year, attributing attacks to the Syrian government).  In July 2020, the OPCW Executive Council adopted a decision proposed by the United States and co-sponsored by 40 countries, including States Party from all regional groups, to address the IIT’s findings and which set out certain measures that the Syrian government needed to take to redress the situation.  The EC decision recommended that, if Syria did not fully complete these measures within 90 days (by October 7), the CSP adopt a decision taking appropriate action pursuant to Article XII, paragraph 2 of the CWC.  In October, the Director-General issued his report confirming that the Syrian Arab Republic had not completed any of the measures set out in the July EC decision.  At the time of writing, a draft decision drafted by the United States and like-minded countries is with the Conference of the States Parties for its consideration.  The draft decision suspends Syria’s rights and privileges under the Convention – namely its ability to vote, to stand for election to the EC, and to hold any office of the CSP, the EC, or any subsidiary organ of the OPCW – until it fulfills the measures laid out in the July EC decision.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Unfortunately, CW problems have also arisen elsewhere in the Middle East, and in East Asia as well.  In 2017, the DPRK regime used VX nerve agent to assassinate Kim Jong-Nam, half-brother of the North Korean dictator, in Kuala Lumpur.  In response to this, the United States imposed sanctions on the DPRK under the CBW Act – the implementation of which is led by the ISN Bureau.  This brazen act also landed the Kim regime back on the U.S. State Sponsors of Terrorism List.  In addition to finding Burma in violation of the CWC for failing to declare its past CW program and destroy its CW production facility, the AVC Bureau has led the way in calling attention to Iran’s non-compliance with its CWC obligations, announcing this finding at the CWC’s Fourth Review Conference in 2018.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Over the last three years, the ISN Bureau has taken important steps to 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/reforming-nonproliferation-programming/"&gt;&#xD;
      
           reorganize and reform its nonproliferation programming through an extensive, “bottom-up” review
          &#xD;
    &lt;/a&gt;&#xD;
    
          – aiming to make that programming more threat-prioritized and threat-responsive, to improve performance metrics and develop “graduation” criteria for partners who have been successfully brought up to international “best practice” standards, and to deepen coordination and find more synergies between ISN’s “programming” and “policy” offices.  Rather than engaging with partners simply for its own sake, we are thus optimizing our nonproliferation programming in order to be able to reassure the American taxpayer that every dollar spent is optimally aligned against clear and prioritized national security threats.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Nuclear Threats
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          From the perspective of nuclear proliferation threats, the last four years have been marked by two overarching, slow-motion crises: the ongoing development of nuclear weapons and ballistic missile capabilities by the DPRK; and the challenges presented by Iran’s nuclear capabilities.  The T family has been centrally involved in both respects.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           (1)           
           &#xD;
      &lt;em&gt;&#xD;
        
            North Korea
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To be sure, the T family was not the locus for the principal diplomatic developments related to North Korea in recent years, but it has played a critical role in support of U.S. national security and foreign policy priorities.  To begin with, through its diplomatic engagement, implementation of counterproliferation sanctions, and capacity-building programming in support of United Nations sanctions implementation, ISN has played a critical role in the State Department’s “pressure campaign” side of U.S. North Korea policy.  This work, including ISN’s ongoing efforts to keep foreign partners in the business of resolutely implementing U.N. sanctions despite significant (and worsening) backtracking by the PRC and Russia, has been crucial in giving the regime in Pyongyang an incentive to come to the bargaining table.  We have also built these efforts into an extensive campaign to engage private sector industries, such as the maritime sector, which are at the forefront of counterproliferation sanctions compliance and enforcement.  To proliferate WMD and arms-related items, proliferators need access to the global industrial, shipping, and logistics industries to move their wares to programs of concern.  Yet thanks to T family efforts, it is now much harder for North Korea, Iran, and others to do so.  In support of broader U.S. efforts against rogue regime proliferation, AVC’s delegation to the Conference on Disarmament in Geneva also organized in 2017 a joint presentation with the delegations of South Korea and Japan to highlight the critical security threats posed by North Korea’s nuclear and missile programs.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          On top of this enduring role against DPRK proliferation threats, moreover, President Trump’s direct diplomatic engagement with Chairman Kim Jong-Un provided an opportunity for the United States to pursue the final and fully verified denuclearization of the DPRK (a.k.a. “FFVD”).  In furtherance of that objective, the T family (and ISN in particular) stepped in to provide the expertise and manpower that formed the technical core of Secretary Pompeo’s DPRK Working Group supporting this pathbreaking diplomatic effort.  T family expertise was thus instrumental in developing U.S. FFVD denuclearization proposals and plans, verification methods, and implementation methodologies, in coordination with our interagency partners from the National Nuclear Security Administration (NNSA), the Department of Defense, National Security Council, and other agencies.  ISN’s Nonproliferation and Disarmament Fund (NDF) also set aside “seed money” to cover the cost of U.S. contributions to implementing and verifying a negotiated FFVD solution until broader sources of interagency funding would have become available.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It is unfortunately clear that North Korea has 
          &#xD;
    &lt;em&gt;&#xD;
      
           not
          &#xD;
    &lt;/em&gt;&#xD;
    
          yet made the decision to implement the denuclearization commitments Kim Jong Un made to President Trump at the historic 2018 Singapore Summit.  Nonetheless, the T family’s preparations for FFVD success when Pyongyang chooses to change course will undoubtedly pay dividends in the future; pioneered and coordinated by what is now ISN’s standing, institutionalized “negotiated threat elimination” (NTE) capability (see below), the U.S. interagency stands ready to implement denuclearization as soon as Pyongyang can be induced to honor its promises.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           (2)           
           &#xD;
      &lt;em&gt;&#xD;
        
            Iran
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Perhaps the most contentious of nonproliferation issues during the last four years has been the United States’ effort to bring about an agreement under which Iran would finally accept permanent limits on its nuclear capacities – thus rectifying the gaping hole left in the international community’s approach to Iranian proliferation threats by the Joint Comprehensive Plan of Action (JCPOA) of 2015, which by its terms would eventually allow Iran to build up a huge fissile material production infrastructure and to accumulate a massive stockpile of enriched uranium, thus positioning itself for the possibility of a rapid future “breakout” to nuclear weapons.  Throughout the development and implementation of U.S. policy on this crucial issue, the T family – and ISN in particular – has been the central locus of U.S. Government nonproliferation wisdom, and since September 2018 has been the fountainhead of technical expertise and nonproliferation-related policy support to the Special Representative for Iran and to Secretary Pompeo’s Iran Action Group (IAG).
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          ISN had already been the lead State Department player on Iran-related nonproliferation sanctions and related counterproliferation efforts for many years.  As the Trump Administration sought in late 2017 and early 2018 to fill the dangerous gaps left by the JCPOA, however, ISN assumed an even more important role in U.S. nonproliferation diplomacy.  Pursuant to the President’s 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/briefings-statements/remarks-president-trump-iran-strategy/"&gt;&#xD;
      
           direction in October 2017
          &#xD;
    &lt;/a&gt;&#xD;
    
          to fix the infamous “sunset” provisions of the JCPOA that would in time relax key constraints upon the size and scope of Iran’s nuclear program, ISN co-led U.S. diplomatic engagement in early 2018 with the so-called “E3” states (the United Kingdom, France, and Germany) in an effort to find common ground on how to keep Iran from positioning itself for an easy option of future nuclear weapons “breakout.”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          These diplomatic efforts made considerable progress, but ultimately foundered on the E3’s unwillingness to countenance any effort to pressure Iran to accept enduring limits on its nuclear program.  (The Europeans would not even accept pressuring Iran to make permanent the then-current JCPOA limits on Tehran’s capabilities.)  As a result of the E3’s rejection of U.S. overtures, the United States withdrew from the JCPOA in May 2018, after which ISN stepped in as the lead contributor of nonproliferation-related technical expertise and analysis to Secretary Pompeo’s two-track effort to: (a) achieve a negotiated solution to the broad problem of Iranian malign activity; and (b) implement an unprecedented “maximum pressure” sanctions campaign on Iran in order to give it incentives to engage in such negotiations.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Since that time, ISN has continued to play a critical role in U.S. diplomacy.  We have been central, for example, not only in spelling out the 
          &#xD;
    &lt;a href="https://www.state.gov/the-strategic-logic-of-u-s-iran-policy/"&gt;&#xD;
      
           logic of the United States’ approach to cutting off Iran’s potential pathways to a nuclear weapon
          &#xD;
    &lt;/a&gt;&#xD;
    
          and 
          &#xD;
    &lt;a href="https://www.state.gov/towards-a-successful-comprehensive-and-enduring-negotiated-solution-with-iran/"&gt;&#xD;
      
           seeking diplomatic resolution of the Iran proliferation crisis
          &#xD;
    &lt;/a&gt;&#xD;
    
          on the basis of 
          &#xD;
    &lt;a href="https://www.state.gov/after-the-deal-a-new-iran-strategy/"&gt;&#xD;
      
           Secretary Pompeo’s vision for a negotiated solution
          &#xD;
    &lt;/a&gt;&#xD;
    
          , but also in ensuring effective implementation of International Atomic Energy Agency (IAEA) safeguards authorities in Iran in the face of the country’s 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/05/IAEA-Safeguards-FINAL-T.pdf"&gt;&#xD;
      
           failure to resolve continuing IAEA questions about possible undeclared nuclear material and activity in Iran, which raise serious questions about Iran’s compliance with its obligations under its safeguards agreements
          &#xD;
    &lt;/a&gt;&#xD;
    
          and the Nuclear Non-Proliferation Treaty (NPT).
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Missile Threats
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In ongoing efforts to combat missile proliferation threats, the ISN Bureau continues to lead the U.S. interagency in engagements with Missile Technology Control Regime (MTCR) partners, in developing counterproliferation approaches to missile transfers of concern, 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/nonproliferation-with-attitude-counterproliferation-tools-and-diplomacy-in-u-s-foreign-policy/"&gt;&#xD;
      
           implementing sanctions against illicit transfers supporting Iran’s missile program
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and in supporting the 
          &#xD;
    &lt;a href="https://www.state.gov/opening-statement-at-the-warsaw-process-working-group-on-missile-proliferation/"&gt;&#xD;
      
           Working Group on Missile Proliferation
          &#xD;
    &lt;/a&gt;&#xD;
    
          that was established as part of the pathbreaking U.S.- and Polish-led 
          &#xD;
    &lt;a href="https://www.state.gov/the-united-states-and-poland-announce-details-of-the-warsaw-process-working-groups/"&gt;&#xD;
      
           Warsaw Process on the Middle East
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  The AVC Bureau represented and coordinated State Department input during the formulation of the 
          &#xD;
    &lt;a href="https://www.defense.gov/Portals/1/Interactive/2018/11-2019-Missile-Defense-Review/The%202019%20MDR_Executive%20Summary.pdf"&gt;&#xD;
      
           2019 Missile Defense Review
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  As the State Department’s lead for missile defense policy, AVC has continued to manage the Department’s participation in an ongoing series of dialogues on missile defense issues that strengthen cooperative efforts with U.S. allies and partners in Europe, Asia, and the Middle East.  AVC has also led the Department in developing diplomatic engagement and public diplomacy game plans in support of U.S. missile defense policy and programs and to rebut disinformation as well as threats from Russia and the PRC that attempt to intimidate, coerce, or drive wedges between the U.S. and allies, partners, and friends.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           D.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Negotiated Threat Elimination
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          With its agile and responsively “expeditionary” Nonproliferation and Disarmament Fund (NDF) and a deep bench of subject matter expertise throughout the bureau, ISN has long been the State Department’s center of excellence in programming to dismantle threat capabilities overseas.  Bureau offices, for instance, played critical roles in past efforts at missile dismantlement in the countries of the former Soviet Union in the 1990s, removal of Libya’s WMD programs in the 2000s, “disablement” of certain nuclear facilities in North Korea in 2008, and the destruction of the 
          &#xD;
    &lt;em&gt;&#xD;
      
           declared
          &#xD;
    &lt;/em&gt;&#xD;
    
          portions of Syria’s chemical weapons arsenal in 2013-14.  As noted above, in support of President Trump’s North Korea diplomacy with Chairman Kim Jong Un beginning in 2018, ISN reconstituted this capability, identifying specific staff, expertise, and “seed money” that provided Secretary Pompeo an effective toolkit that would enable us to implement and verify any serious North Korean denuclearization effort.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Such efforts, however, had in the past always been 
          &#xD;
    &lt;em&gt;&#xD;
      
           ad hoc
          &#xD;
    &lt;/em&gt;&#xD;
    
          in nature, and were invariably followed by disbandment of the mechanisms created for each elimination project.  In 2019-20, therefore, we took this concept a step further as part of our realignment of the ISN Bureau, institutionalizing a 
          &#xD;
    &lt;em&gt;&#xD;
      
           standing
          &#xD;
    &lt;/em&gt;&#xD;
    
          “negotiated threat elimination” (NTE) capability within the Bureau on a permanent basis.  Overseen by the Coordinator for Threat Reduction, this NTE function is able to call, on short notice, upon a broad array of bureau, Departmental, and interagency expertise in support of NTE tasks – whether in connection with the FFVD of North Korea, a possible future deal on missile elimination with Iran, the dismantlement of Burma’s legacy CWPF, or in some other felicitous future scenario.  This on-call capability, supported by NDF contingency funding under the “notwithstanding” legal authorities that make that fund such a valuable tool in rapidly evolving contingencies, will be an asset to Departmental diplomacy for years to come.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           III.       
           &#xD;
      &lt;em&gt;&#xD;
        
            Security in Cyberspace, Outer Space, the Polar Regions, and Emerging Technology
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The national security threats facing the American people in the novel, rapidly-evolving, high-technology domains of cyberspace and outer space – as well as from the ways in which emerging technologies may affect the global environment – are considerable, and they are growing.  As a consequence, as the State Department’s primary reservoir of talent and experience in the many ways in which modern technologies affect national security, the T family of bureaus have been extraordinarily busy in these areas, building on our predecessors’ innovations and developing U.S. policy in important new directions over the last four years.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Cyberspace Security: Norms and Deterrence
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The team at CCI has been leading the United States’ effort – building upon important U.S. diplomatic initiatives going back at least to 2011 – to develop and promote an international framework of responsible behavior in cyberspace.  This framework includes affirming the applicability of international law to States’ use of cyber capability and promoting non-binding norms of responsible State behavior during peacetime, including that States should refrain from engaging in malicious cyber activities against critical infrastructure.  This work has involved sponsoring a U.N. General Assembly Resolution affirming this framework and establishing a new Group of Governmental Experts (GGEs) to develop such approaches further.  In addition, we have worked to promoted this framework at the regional level, including by developing and implementing cyberspace-related confidence-building measures (CBMs) at the Organization for American States, the Association of South East Asian Nations (ASEAN) Regional Forum, and the Organization for Security and Cooperation in Europe (OSCE).
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Pursuant to the 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/wp-content/uploads/2018/09/National-Cyber-Strategy.pdf"&gt;&#xD;
      
           2018 U.S. National Cyber Strategy
          &#xD;
    &lt;/a&gt;&#xD;
    
          , however, we have also been 
          &#xD;
    &lt;a href="https://www.state.gov/responding-to-modern-cyber-threats-with-diplomacy-and-deterrence/"&gt;&#xD;
      
           working to add elements of 
           &#xD;
      &lt;em&gt;&#xD;
        
            deterrence
           &#xD;
      &lt;/em&gt;&#xD;
      
           to America’s cyber diplomacy
          &#xD;
    &lt;/a&gt;&#xD;
    
          – including by developing a new U.S. government approach to deterring peacetime destructive, disruptive, or otherwise destabilizing malicious cyber activity that offers the U.S. interagency specific options for policies, processes, and capabilities that could be put it into practice in our response to significant cyber incidents.  In support of cyber deterrence, in fact, CCI has been building an international Cyber Deterrence Initiative (CDI): a coalition of likeminded states that can work together on a voluntary basis to respond to, and to deter, significant cyber incidents.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Thanks to these efforts, in 2019 we persuaded 28 countries to join a “Joint Statement on Advancing Responsible State Behavior in Cyberspace,” pledging support for the 
          &#xD;
    &lt;a href="https://www.state.gov/cyberspace-security-diplomacy-deterring-aggression-in-turings-monument/"&gt;&#xD;
      
           existing framework of responsible state behavior in cyberspace
          &#xD;
    &lt;/a&gt;&#xD;
    
          and committing to work together to hold accountable states that act contrary to this framework.  And indeed, working with likeminded partners, we have had tremendous success in mobilizing diplomatic partners in cooperative response to a range of malicious cyber activities by Russia, China, Iran, and North Korea – including attribution of the WannaCry cyber attack to North Korea, the CloudHopper incident to the PRC, and the 2019 cyber attack on the country of Georgia to the Russian military intelligence service, as well as issuing an unprecedented before-the-fact joint international warning against a potential cyber attack against the Czech Republic in 2020.  CCI-managed cyberspace capacity-building programming is also being used to build friendly countries into better cyberspace security partners, such as by assisting them in developing national cyber strategies, strengthening their Computer Security Incident Response Teams (CSIRTs), and building greater understanding of the framework of responsible state behavior in cyberspace.  Complementing CCI’s efforts, PM provides FMF to fund approximately 70 percent of the U.S. European Command’s defensive cyber capacity-building programs across 13 regional partners.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Finally, CCI represents the State Department in providing foreign policy input and risk assessments to U.S. Cyber Command campaign plans and operations.  This is a role about which it is not possible to say more here, but it represents yet another vital way in which T-family components contribute in ongoing ways to U.S. and national security.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Outer Space
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As the U.S. interagency community implements the new 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/briefings-statements/president-donald-j-trump-unveiling-america-first-national-space-strategy/"&gt;&#xD;
      
           National Space Policy
          &#xD;
    &lt;/a&gt;&#xD;
    
          , the T family of bureaus has been a key leader, with the AVC Bureau taking charge of U.S. diplomacy in support of the policy’s principles, goals, and national security space guidelines.  Working closely with operators from the U.S. Space Command and the newly established Space Force, for instance, we have held Space Security Exchanges (SSEs) with both the PRC and Russia, and we are hard at work developing and negotiating concepts for improved operator-to-operator communication linkages.  In the coming years, these efforts will contribute to synchronized national and alliance strategies to prevent space accidents and reduce the risk of unwanted escalation in a crisis.  We are also leading the way in 
          &#xD;
    &lt;a href="https://www.state.gov/whither-arms-control-in-outer-space-space-threats-space-hypocrisy-and-the-hope-of-space-norms/"&gt;&#xD;
      
           pushing back against disingenuous Russian and Chinese diplomatic games purporting to offer space “arms control
          &#xD;
    &lt;/a&gt;&#xD;
    
          ,” in calling attention to the rapid militarization of the space domain being pursued by Moscow and China (including 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-Paper-Series-Space-Norms-Formatted-T-w-Raymond-quote-2543.pdf"&gt;&#xD;
      
           Russia’s actual placement and testing of counterspace weapons in orbit
          &#xD;
    &lt;/a&gt;&#xD;
    
          ), and in promoting the development of norms of responsible behavior and the applicability of International Humanitarian Law (IHL) in outer space.  On December 7, 2020, 164 UN Member States overwhelmingly supported a U.S. co-sponsored resolution to develop and promote important rules of responsible behavior in outer space.  (Russia, the PRC, North Korea, Syria, and Iran voted against it.)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Emerging Technologies
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          On top of all this, as the State Department’s center of excellence in technology-related aspects of national security and foreign policy, the T family has been working to ensure U.S. preparedness not only for today’s technology-related threats, but also for the threats of tomorrow.  The AVC Bureau, for instance, has focused on addressing the security challenges presented by emerging technologies, 
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g
          &#xD;
    &lt;/em&gt;&#xD;
    
          . Artificial Intelligence, and by coordinating a Department-wide national-security focused Strategy for Artificial Intelligence.  AVC has also been using diplomacy to protect the world’s critical infrastructure of undersea cables against foreign threats.  Finally, AVC led the Department’s efforts to establish the National Strategy for Critical and Emerging Technologies (C&amp;amp;ET), which provides direction for a whole-of-government effort to maintain worldwide leadership in C&amp;amp;ET by promoting our National Security Innovation Base (NSIB) and protecting our technological advantage.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For its part, ISN has been providing crucial State Department connectivity to Commerce Department-led efforts to develop new national security export controls for emerging and foundational technologies under the Export Control Reform Act of 2018 (ECRA), while PM and ISN continue to cooperate closely with the Office of the Legal Advisor on issues related to 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-Series-2-LAWS-FINAL-508.pdf"&gt;&#xD;
      
           Lethal Autonomous Weapons Systems
          &#xD;
    &lt;/a&gt;&#xD;
    
          (LAWS) – an area of continuing international interest and civil-society concern, and in which the State Department has provided critical intellectual leadership.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           D.        
           &#xD;
      &lt;em&gt;&#xD;
        
            The Polar Regions
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Although historically, the U.S. has done more Antarctic Treaty (AT) inspections than any other country, with strong advocacy from AVC, a State Department led delegation completed its first AT inspections in nearly eight years in February 2020.  To ensure compliance with arms control provisions, AVC has worked closely with State’s OES Bureau (the U.S. lead on Antarctica policy), the National Science Foundation, and the NSC to ensure a more regularized process for future inspections.  The U.S. delegation included contributions from the National Science Foundation, the U.S. Coast Guard and the National Oceanic and Atmospheric Administration in inspecting an Italian research station, a Republic of Korea research station, a special management area, and a PRC research station under construction.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Despite our desire for peaceful cooperation in the Arctic, the Arctic is an emerging region for Great Power competition. The changing Arctic, not least because of diminishing sea ice coverage and increasing access to natural resources and potentially lucrative shipping routes, creates incentives for Russia and the PRC to pursue Arctic agendas that clash with the interest of the United States and likeminded partners and that could put at risk our collective efforts to ensure the Arctic remains a region of low tension governed by the rule of law.  U.S. Arctic policy is based on several principal objectives, including ensuring that the region remains free from conflict and is governed by the rule of law.  Securing the Arctic is vital to the defense of the American homeland, the security of U.S. Allies, partners, and indigenous peoples, the preservation of freedom of the seas, and support for scientific research and commerce.  T family support to the new Arctic Coordinator includes increasing U.S. relationships with Arctic Allies and partners in the area to deter Russian irresponsible military actions and to raise awareness of Chinese coercive economic practices and dual-use civil, commercial, and scientific systems that further Beijing’s MCF goals at the expense of Allies and partners.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           E.         
           &#xD;
      &lt;em&gt;&#xD;
        
            The New CSET Bureau
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I outlined in a 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/10/T-paper-series-Cybersecurity-Format-508.pdf"&gt;&#xD;
      
           recent edition of our 
           &#xD;
      &lt;em&gt;&#xD;
        
            ACIS Papers
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
          , the State Department has also been working to organize itself in ways that will maximize its effectiveness in dealing with cyberspace security challenges and those associated with emerging technologies such as Artificial Intelligence and machine learning (AIML), quantum information science, nanotechnology, biological sciences, hypersonic systems, outer space, technologies, additive manufacturing, and directed energy.  Reporting to the Under Secretary for Arms Control and International Security (a.k.a. “T”), a planned Bureau of Cyberspace Security and Emerging Technologies (CSET) would allow the State Department to be better postured in order to handle these various security challenges.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The Department notified Congress of plans to establish the new CSET bureau in June 2019.  Since that time, we have been working to try to address concerns raised by two Members of Congress whose objections have delayed implementation of these critical efforts to reorganize and resource America’s cyber diplomacy in the face of growing threats and malign influence from countries such as the PRC, Russia, Iran, and North Korea.  On January 7th, the Department announced it would begin the formation of this new bureau.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           IV.       
           &#xD;
      &lt;em&gt;&#xD;
        
            Promoting U.S. Strength and Prosperity
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As we have approached support to U.S. global competitive strategy in the State Department’s T family of bureaus, we have attempted not simply to meet foreign threats and undermine the efforts of those who wish us ill, but also to help boost U.S. competitiveness wherever we can.  As 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-paper-series-6-Strategic-competition-508.pdf"&gt;&#xD;
      
           I explained earlier this year
          &#xD;
    &lt;/a&gt;&#xD;
    
          ,
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “Because competitive power is a relative rather than an absolute value, effective U.S. strategy can approach the competitive race in either or both of two complementary ways, the elements of which are foreshadowed in the strategic guidance offered by the National Security Strategy. Specifically, we must work to help the United States and its allies ‘run faster’ in that competition, as it were, and we must also help make those who seek to 
          &#xD;
    &lt;em&gt;&#xD;
      
           compete
          &#xD;
    &lt;/em&gt;&#xD;
    
          with us ‘run more slowly.’”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Most of the foregoing pages have dealt with the second of these efforts (
          &#xD;
    &lt;em&gt;&#xD;
      
           i.e.
          &#xD;
    &lt;/em&gt;&#xD;
    
          , “run more slowly” or “impede progress” efforts), but the next sections will outline some of the ways in which have been working to promote the competitiveness and dynamism of critical sectors of the U.S. economy.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Boosting the U.S. Defense Industrial Base
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For the last four years, the PM Bureau has worked tirelessly to secure and empower the U.S. Defense Industrial Base (DIB) in ways powerfully supportive of our country’s geopolitical competitiveness in an era of contestation and of our economic prosperity.  The guiding light for this work has been the 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/presidential-actions/national-security-presidential-memorandum-regarding-u-s-conventional-arms-transfer-policy/"&gt;&#xD;
      
           2018 Conventional Arms Transfer
          &#xD;
    &lt;/a&gt;&#xD;
    
          (CAT) Policy and its associated Implementation Plan, which are designed to align U.S. Government and industry efforts to deliver the capabilities most critical to achieving U.S. foreign policy and national security objectives.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          These innovations have been beneficial in at least two ways.  First, they have guided our work to step up sales of U.S.-manufactured or -designed items that help sustain crucial U.S. technology and industrial sectors and support the National Security Innovation Base (NSIB).  They are also helping to make our security sector partners around the world 
          &#xD;
    &lt;em&gt;&#xD;
      
           better
          &#xD;
    &lt;/em&gt;&#xD;
    
          partners, both more able to defend themselves and more able to interoperate with the United States in meeting shared threats.  Since the beginning of 2017 we have already authorized nearly $500 billion in worldwide sales under Foreign Military Sales (FMS), and Direct Commercial Sales (DCS) programs.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          In 2020, moreover, PM completed an update of the State Department-managed U.S. Munitions List (USML) – which describes defense articles controlled for export – that had been in progress for the better part of a decade, making a final change to that list in order to revise USML Categories I, II, and III.  These changes affected firearms exports, the more “commercial” of which were transferred from the USML to the Commerce Control List (CCL) that is maintained by the Department of Commerce.  These adjustments were of benefit to smaller U.S. manufacturers and service providers, who now no longer need to register with the Department of State in many cases, and who no longer require approval from the State Department to provide defense services related to items that migrated to the CCL.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Separately – but also in important steps that make our administration of defense trade controls more efficient, effective, and user-friendly – we have modernized the information technology systems through which these controls are administered, launching a new online platform in February 2020 that has transformed the registration and licensing process into a modern web-based system that enhanced the submission process for defense manufacturers, exporters, and brokers.  PM has also continued to modernize and reorganize the USML and the International Traffic in Arms Regulations (ITAR) in order to make this regulatory regime more effective, even while continuing our strong tradition of civil enforcement actions to ensure compliance with these rules – which during the last four years has resulted in five major consent agreements with major industry players and the statutory debarment of 214 persons from participating in defense trade.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Promoting Civil-Nuclear Progress and Innovation
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Through the ISN Bureau, we have also been working hard to promote and facilitate civil nuclear exports.  The U.S. civil nuclear industry – a critical sector – led the world for decades.  In recent years, however, it has lost market share to openly predatory, state-subsidized “national champion” competitor companies operating on behalf of the autocratic regimes that rule the subject peoples of China and Russia.  In addition to pioneering diplomatic responses and building countervailing coalitions against the tactics of those Chinese and Russian competitors – which function as arms of authoritarian power in creating enduring client dependencies that provide those companies’ political masters with opportunities for long-term strategic manipulation – the ISN Bureau has led the way in 
          &#xD;
    &lt;a href="https://www.state.gov/the-civil-nuclear-secto-nonproliferation-and-great-power-competition-rebuilding-global-leadership/"&gt;&#xD;
      
           opening paths for the U.S. civil nuclear industry’s resurgence
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Some of this work has been undertaken in the arena of negotiating the so-called “123 Agreements” that are required by law before U.S. nuclear reactors and fuel can be exported.  In the last four years, we have successfully concluded and signed new 123 Agreements with both Mexico and the United Kingdom, and we have continued longstanding work to reach such an agreement with Saudi Arabia.  In our negotiations, moreover, we have continued to demand fidelity to the highest achievable nonproliferation standards, including acceptance of the IAEA Additional Protocol (AP) by recipient states – a standard we also continue to urge other supplier states to adopt, since it is by now very clear that responsible nuclear supply simply must include ensuring that the recipient has an AP in force.  (We have also used our diplomatic skills to undermine and stigmatize private sector efforts to engage in dangerous partnerships with the authoritarian competition, as well as to prevent those competing with American bids from attempting to export U.S.-origin technology under the false guise of “indigenous” foreign developments.)  Our diplomacy in these regards is a critical enabler for U.S. competitiveness in this vital sector.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Not content simply to boost U.S. reactor sales, however, we have also led the way in developing and negotiating new mechanisms for the promotion of broader and deeper relationships between laboratories, regulators, scientists, researchers, and industry stakeholders in the United States and their counterparts in various foreign partner countries, in ways that will help us grow together into stronger nuclear energy-related partners.  These new Nuclear Cooperation Memoranda of Understanding (NCMOUs), which ISN 
          &#xD;
    &lt;a href="https://www.state.gov/a-new-approach-to-civil-nuclear-cooperation-policy/"&gt;&#xD;
      
           first announced in early 2019
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and four of which have already been signed, are proving to be a great success in advancing global partnerships and cooperation, building the sectoral connective tissue for strong and enduring relationships for years to come (such as when new, cutting-edge U.S. technologies come on line in the arena of small modular reactors [SMRs]), and helping position the nuclear sectors of the non-authoritarian world for a bright future free of the depredations and malign influence of PRC and Russian suppliers.  (ISN has also negotiated two Technology Safeguards Agreements [TSAs] associated with the United States participation in space launches from MTCR Partner countries, one with Brazil in 2019 and one with the United Kingdom in 2020, to facilitate U.S. commercial space launches and potential expanded space launch cooperation consistent with U.S. nonproliferation policy, export control laws and regulations, and with U.S. commitments under the MTCR.  In parallel with these efforts, The United States has also signed Inter-Governmental Agreements [IGAs] on energy cooperation with some of our NCMOU partners, specifically Poland and Romania.)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.        
           &#xD;
      &lt;em&gt;&#xD;
        
            MTCR Modernization
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Another step we have taken is to ease the burdens upon U.S. industry imposed by previous, overly rigid interpretations of 1980s-era technical standards under the Missile Technology Control Regime (MTCR) – interpretations that had no particular benefit in preventing the proliferation of MTCR-class WMD delivery systems by non-MTCR partners, but that 
          &#xD;
    &lt;em&gt;&#xD;
      
           were
          &#xD;
    &lt;/em&gt;&#xD;
    
          having the practical effect of constraining U.S. competitiveness in growing civilian and military markets for Unmanned Aerial Systems (UAS) and ceding this market to countries that do not subscribe to MTCR nonproliferation principles.  Quite properly, we began pursuing this effort through the consensus mechanisms of the MTCR itself.  Indeed, U.S. diplomats spent two years working with MTCR partners to 
          &#xD;
    &lt;a href="https://www.state.gov/the-case-for-reforming-the-missile-technology-control-regime/"&gt;&#xD;
      
           develop and promote a modest reformulation of UAS export standards
          &#xD;
    &lt;/a&gt;&#xD;
    
          that would have allowed a small and carefully-chosen, non-WMD-threatening subset of MTCR “Category I” UAS to be exported 
          &#xD;
    &lt;em&gt;&#xD;
      
           as if
          &#xD;
    &lt;/em&gt;&#xD;
    
          they were “Category II” systems.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          With this regime modernization effort having been stymied, primarily by one particular MTCR member within that consensus-based organization, however, the United States in early 2020 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-Paper-series-13-UAS-2-508.pdf"&gt;&#xD;
      
           used its national discretion in implementing the MTCR-based “presumption of denial” for Category I UAS exports
          &#xD;
    &lt;/a&gt;&#xD;
    
          to adopt a similar reform in its export control policies on a unilateral basis.  We continue to work with our MTCR partners to modernize and strengthen the regime in ways that preserve its relevance and keep its technical standards up to date in the modern era.  We were unwilling, however, to continue to hobble U.S. defense industrial competitiveness on the basis of decades-old understandings that had been made obsolete – and indeed counterproductive, from a nonproliferation perspective – by the evolution of UAS technology and its applications.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           V.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Human Safety and Security in National Security Policy
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As the foregoing pages should make clear, we in the T family have been uncompromising in our focus upon the protection and advancement of U.S. national security interests in the foreign policy arena.  Nevertheless, we have all the while kept our approaches firmly rooted in the values that make our Republic great, and that have for so long underpinned the United States’ aspirations and destiny on the world stage.  These values have critical importance in foreign policymaking, even – or perhaps especially – in a time of global competition against ruthless adversaries who in their pursuit of power care little for matters of law, ethics, and humanity.  Through fidelity to our own values, we protect the specialness of who we are and what the United States still represents in the world in this competitive era, demonstrating the imperative of ensuring that the brutal and repressive autocrats of the Eurasian mainland 
          &#xD;
    &lt;em&gt;&#xD;
      
           fail
          &#xD;
    &lt;/em&gt;&#xD;
    
          in their efforts to restructure the international system around themselves, and that those countries representing the rule of law and democratically accountable governance prevail.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the T family, we work to promote the rule of law and human rights in many different ways.  Most fundamentally, the various aforementioned ways in which we promote U.S. competitive strategy in the face of threats from the PRC, Russia, Iran, and North Korea work to preserve geographic, institutional, and political “space” in which democratically accountable governance and the rule of law 
          &#xD;
    &lt;em&gt;&#xD;
      
           matter
          &#xD;
    &lt;/em&gt;&#xD;
    
          , and in which these values remain prized as central organizing principles.  This is our most critical contribution to protecting American values.  Beyond this, however, we also work to ensure that the 
          &#xD;
    &lt;em&gt;&#xD;
      
           means
          &#xD;
    &lt;/em&gt;&#xD;
    
          by which we support U.S. strategy remain just and ethical, and that they conduce as much as possible to human security, prosperity, and happiness.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Nuclear Safety, Security, and Peaceful Applications
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For one thing, we take human safety extremely seriously, and continue to be the world’s largest contributor to international efforts to improve safety and security in the generation of electricity by means of nuclear power – which, as a clean energy source, is 
          &#xD;
    &lt;em&gt;&#xD;
      
           itself
          &#xD;
    &lt;/em&gt;&#xD;
    
          vital to the world’s post-carbon future.  In this administration, we have led international efforts to transition from high-profile promise-making at the Nuclear Security Summits into the crucial long-term project of 
          &#xD;
    &lt;em&gt;&#xD;
      
           keeping
          &#xD;
    &lt;/em&gt;&#xD;
    
          those promises, and of 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/nuclear-security-challenges-and-opportunities/"&gt;&#xD;
      
           institutionalizing nuclear security “best practices” as part of the day-to-day “new normal” of routine behavior by all technology possessors
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  To this end, we have led a revitalization of the Nuclear Security Contact Group (NSCG), overseeing its 
          &#xD;
    &lt;a href="https://www.state.gov/nuclear-security-rededication-and-refocus/"&gt;&#xD;
      
           rededication to core principles
          &#xD;
    &lt;/a&gt;&#xD;
    
          , as well as successful international efforts to push the IAEA to approach nuclear security and nuclear safety as core missions.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          We also remain the world’s foremost and most generous supporter of IAEA Technical Cooperation (TC) programs, and we spare no effort in 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/sharing-the-benefits-of-peaceful-nuclear-uses/"&gt;&#xD;
      
           promoting the peaceful uses of nuclear technology worldwide
          &#xD;
    &lt;/a&gt;&#xD;
    
          in ways that extend far beyond power generation and into diverse arenas such as 
          &#xD;
    &lt;a href="https://www.state.gov/nuclear-technical-cooperation-benefits-from-the-nonproliferation-regime-for-the-developing-world/"&gt;&#xD;
      
           human and animal health, water resource management, preservation and care of ocean environments, nuclear power infrastructure development, medical patient and worker radiation safety, agricultural productivity, and food security
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  Indeed, the United States is not merely the 
          &#xD;
    &lt;em&gt;&#xD;
      
           largest
          &#xD;
    &lt;/em&gt;&#xD;
    
          contributor to such projects – not only through extra-budgetary contributions to the IAEA but also through extensive “in-kind” contributions and direct bilateral assistance to countries around the world – but we are 
          &#xD;
    &lt;em&gt;&#xD;
      
           by far
          &#xD;
    &lt;/em&gt;&#xD;
    
          the largest contributor.   And we are proud to be.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.        
           &#xD;
      &lt;em&gt;&#xD;
        
            Securing Peace and Mitigating Civilian Harm
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Another way in which we have been working to ensure that these values remain an important part of the implementation and focus of U.S. foreign and national security policy has to do with the various programs we run in the PM Bureau to help mitigate the risks of harm to civilians in armed conflicts around the world.  This work has several facets.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          One aspect is our work to encourage and facilitate efforts by U.S. partners to reduce the risk of civilian harm resulting from their military operations.  This became official U.S. Government arms transfer policy for the first time with our revised CAT Policy in 2018, and we take this work very seriously.  Among other things, under this rubric we support Advanced Target Development Initiative (ATDI) programming for the recipients of U.S. arms sales worldwide – an effort to use training and technical assistance to ensure that our security partners increasingly implement “best practices” for conducting combat target selection in ways that are consistent with IHL and that minimize the risk of harm to civilians.  During 2020 alone, PM allocated $81 million in FMF monies to this end, supporting 10 bilateral partners.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Another aspect involves our ongoing effort to clear Improvised Explosive Devices (IEDs) and other explosive remnants of war from various battlefields around the world – a program for which PM has contributed more than $350 million since 2015 with regard to Iraq and Syria alone.  In 2019, the PM Bureau, which leads the interagency Man-Portable Air Defense Systems (MANPADS) task force – with support from the ISN Bureau’s Export Control Cooperation office – addressed threats to civil aviation in Egypt presented by MANPADS, through the provision of training, intelligence support, and national action planning assistance.  These various efforts have contributed in important ways to protecting innocent civilians from harm, as of course also does ISN’s ongoing work in programming related to 
          &#xD;
    &lt;a href="https://www.state.gov/nuclear-security-rededication-and-refocus/"&gt;&#xD;
      
           nuclear security
          &#xD;
    &lt;/a&gt;&#xD;
    
          and 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/preventing-nuclear-smuggling/"&gt;&#xD;
      
           preventing nuclear smuggling
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the arena of U.N. Peacekeeping Operations (PKO), we have also supported U.S. values and policy priorities through PM-led initiatives to strengthen peacekeeper performance and accountability, and to provide special training for International Investigations Officers deployed with United Nations PKO units in order to handle conduct and discipline issues related to Sexual Exploitation and Abuse (SEA) problems by peacekeeping cadres.  In furtherance of the United States’ new Women, Peace, and Security (WPS) initiatives, PM’s security assistance programs also promote the integration of women into foreign military and peacekeeping forces through a variety of training and military education programs.  (We also fund conventional weapons destruction programs around the world through which women work as deminers and in delivering landmine risk education to affected communities.)  These efforts provide multiple benefits, insofar as they make U.N. peacekeepers more effective at their job in stabilizing conflict areas around the world, help PKO operations conform to important principles of gender equity, give rise to leadership opportunities for women, and help protect local populations against potential abuse 
          &#xD;
    &lt;em&gt;&#xD;
      
           by
          &#xD;
    &lt;/em&gt;&#xD;
    
          troops assigned from various countries to United Nations PKO duty.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          More broadly – whether in CCI with regard to cyberspace security, in AVC for outer space and the undersea domain, PM and ISN for the development and use of weapons with autonomous features and functions, and ISN for the transfer and use of armed drones – the T family has been at the forefront of international efforts to promote norms of responsible behavior and confidence-building measures, and to promote efforts to strengthen compliance with international humanitarian law in armed conflicts, so that the application of international law, including IHL, to military operations in these domains remains well-understood.  (We have also spoken out strongly against aspects of Russian and Chinese nuclear weapons doctrine and posture, and have pressed both of those governments to take meaningful actions to meet their obligations, under 
          &#xD;
    &lt;a href="https://www.un.org/disarmament/wmd/nuclear/npt/text/"&gt;&#xD;
      
           Article VI of the Nuclear Non
          &#xD;
    &lt;/a&gt;&#xD;
    
          -Proliferation Treaty, to pursue negotiations in good faith on effective measures relating to the cessation of the nuclear arms race at an early date and to nuclear disarmament, but it is a priority for us to promote IHL compliance.)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Finally, in a little-publicized additional aspect of our work during the last four years, ISN also ran an innovative program that used NDF money to provide personal protective equipment and training – as well as test kits usable in collecting samples in support of chemical weapons use attribution – to selected Syria-based First Responders.  This equipment and training helped these First Responders meet the formidable challenges they faced during the Syrian Civil War at a time when the Assad regime in Damascus was regularly using chemical weapons against its own population.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           VI.       
           &#xD;
      &lt;em&gt;&#xD;
        
            Diplomacy and Dialogue for Future Peace and Security
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Even though Russia and the PRC have disappointingly decided to walk away from such engagements, the United States has continued as a leader in the pathbreaking 
          &#xD;
    &lt;a href="https://www.ipndv.org/"&gt;&#xD;
      
           International Partnership on Nuclear Disarmament Verification
          &#xD;
    &lt;/a&gt;&#xD;
    
          (IPNDV), which seeks to develop approaches and methodologies that would be useful in future arms control or disarmament agreements to verify that dismantlement of nuclear warheads has indeed occurred.  Even beyond continuing such valuable technical engagements, however, U.S. diplomats have led the way in a major new approach to disarmament diplomacy.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Painfully aware of how geopolitical revisionism by both the PRC and Russia over the last two decades has refracted through the international community, creating a deteriorating security environment and erecting tremendous obstacles to the continuation of the progress toward nuclear disarmament that was possible in earlier years of the post-Cold War era – and of how the disarmament community agenda forged in those early years had, as a result of these shifts, become dangerously unmoored from the realities of the security environment it aspired to reshape – the United States has also embarked upon a 
          &#xD;
    &lt;a href="https://www.state.gov/our-vision-for-a-constructive-collaborative-disarmament-discourse/"&gt;&#xD;
      
           pathbreaking initiative to steer global disarmament debates in more productive directions
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  Following an internal “
          &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=2041"&gt;&#xD;
      
           Nuclear Vision Review
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” we conducted during the summer of 2017, we announced the “
          &#xD;
    &lt;a href="https://www.state.gov/reframing-disarmament-discourse/"&gt;&#xD;
      
           Creating an Environment for Nuclear Disarmament
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” (CEND) Initiative in 2018 as a way to help disarmament discourse begin to address real-world security concerns in ways that could overcome persistent obstacles to further disarmament and facilitate real and sustainable progress toward that noble goal.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The first CEND plenary meeting took place in Washington, D.C., in 2019, bringing together a remarkable collection of participants representing 42 governments from across the various political divides relevant to humanity’s fraught relationship with nuclear weapons: NPT nuclear weapon states, non-nuclear-weapon states, and states not party to the NPT at all; “nuclear umbrella” alliance members as well as signatories of the Treaty on the Prohibition of Nuclear Weapons (TPNW); developed and less-developed nations; Arabs and Israelis; Indians and Pakistanis; and participants from every major region of the world.  By July 2020, the 
          &#xD;
    &lt;a href="https://www.state.gov/lessons-from-disarmament-history-for-the-cend-initiative/"&gt;&#xD;
      
           CEND process
          &#xD;
    &lt;/a&gt;&#xD;
    
          had completed its preparatory work, launching substantive discussion in its three subgroups, with 
          &#xD;
    &lt;a href="https://www.state.gov/moving-forward-with-the-cend-initiative/"&gt;&#xD;
      
           each exploring a critical series of questions
          &#xD;
    &lt;/a&gt;&#xD;
    
          about how to achieve and sustain real disarmament progress.  At the time of writing, in fact, CEND has commenced its most exciting phase: its work in actually trying to 
          &#xD;
    &lt;em&gt;&#xD;
      
           answer
          &#xD;
    &lt;/em&gt;&#xD;
    
          these vital questions.
         &#xD;
  &lt;/p&gt;&#xD;
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          That crucial phase of CEND’s work is therefore just beginning, but we are excited about its promise, and about its success in beginning to blaze a path for the disarmament community that forthrightly admits the entanglement of the disarmament dream with the complex security dynamics of a competitive international environment, and which seeks to make disarmament progress 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/where-next-in-building-a-conditions-focused-disarmament-discourse/"&gt;&#xD;
      
           not by wishing these challenges away but rather by seeking to address them
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          .  Fully a half century ago this very year, the NPT made clear the need to approach things this way, expressing in its 
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           Preamble
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          the desire for “the easing of international tension and the strengthening of trust between States in order to facilitate” nuclear disarmament.  With CEND, we are working to fulfil this promise, returning multilateral disarmament discourse to its roots in pragmatic efforts to reduce threats, alleviate security problems, and promote stability.  It is our hope that this initiative will continue for many years, and that it will live up to its full potential in bringing creative and realistic thinking to this great endeavor.
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           VII.     
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            Pandemic Responsiveness
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          Nor has the State Department’s T family of bureaus been idle in responding to the challenges presented by the COVID-19 pandemic.  We have been responsible for only a very small piece of overall U.S. pandemic response, of course, with almost all aspects being managed elsewhere since that virus first swept out of the PRC into the rest of the world during the CCP’s cover up of the initial explosion of virus cases in Wuhan.  Nevertheless, we have worked hard to make the T family’s role in pandemic response swift and effective.
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          In the ISN Bureau, for instance, we have rushed additional nonproliferation funding into providing personal protective equipment (PPE) and incorporating virus-mitigation training into our capacity-building work overseas, so that the pandemic does not bring to a halt longstanding high-priority U.S. work in helping countries around the world better secure their borders against the smuggling of WMD materials and advanced conventional arms, improve their ability to enforce sanctions against North Korea and Iran, and interdict dangerous cargo through efforts such as the Proliferation Security Initiative (PSI).  During the pandemic, ISN biosecurity and biosafety programming has also been accelerated, including in the areas of laboratory security, pathogen storage, and laboratory health and safety “best practices,” in order to reduce the impact of outbreaks or acts of bioterrorism in the future.  (The training provided to foreign partners through ISN programming has also shifted into the “virtual” arena during the pandemic – and, far from slowing down, it has in some case actually accelerated, taking advantage of the ease and scalability of video participation.)  Coupled with ISN’s ongoing work in promoting the multilateral confidence-building measures of the Biological and Toxin Weapons Convention (BTWC), we aim to help ensure that humanity is better prepared for the 
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           next
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          bio-crisis than it appears to have been for this one.  We have also allocated some of our voluntary contribution to the IAEA to fund a new project that has provided more than 100 countries with COVID-19 diagnostic kits based on nuclear-derived techniques and related training.
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          In the PM Bureau, as the COVID-19 pandemic swept in, we also quickly made adjustments to defense trade control procedures and processes to ease the burdens of regulatory compliance for the U.S. Defense Industrial Base during prolonged workplace lockdowns and disruption, and to facilitate efficient telework during the crisis.  These adjustments included reducing fees and extending International Traffic in Arms Regulations (ITAR) registrations, stepping up the use of electronic (vice paper) filings, and modifying rules related to access to technical data by qualified persons to help facilitate defense industry telework.  Through such innovations, while so much of the rest of government shut down, PM’s arms sales work continued apace.  PM authorized partner countries to use Peacekeeping Operations-funded equipment originally provided for peacekeeping or counterterrorism purposes temporarily for domestic COVID-19 responses.  This equipment included field hospitals and ambulances to treat the infected and slow the spread of the virus in Chad, Ghana, Mauritania, Rwanda, Senegal, Uganda, and Mongolia.
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           VIII.    
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            Conclusion: Four Years of Protecting U.S. Interests and Promoting Peace and Security
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          This summary of T-family activity and accomplishments over the last four years has been lengthy, at least by the standards of other contributions to the 
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           ACIS Papers series
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          .  This length, however, has been necessary in order to accommodate the remarkable breadth and diversity of T-family contributions and accomplishments.
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          With four years on the job under enormously challenging conditions of resurgent great power competition and proliferation threats, the T family during the current administration has been doing unprecedented work to protect and advance U.S. national security interests and American prosperity, as well as to promote international peace and security more broadly.  These efforts deserve to continue into the next administration, receiving steadfast and full-throated support from all the thoughtful policymakers, skilled diplomats, experienced technical experts, and conscientious staff and loyal American patriots who together comprise the redoubtable 
          &#xD;
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           champions of American diplomacy employed at the U.S. Department of State
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          .
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          -- Christopher Ford
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           [1]
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           first U.S. official publicly to identify the actual Russian designator for this illegal missile, the 9M729
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           included it in the Kremlin’s disingenuous INF-class “moratorium” proposal
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           [2]
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          We certainly hope that Vice President Biden’s public 
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           promise to the Russians that he would extent New START without conditions
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          has not destroyed U.S. negotiating leverage for achieving a breakthrough on an unprecedented overall warhead cap.
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           [3]
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          At the time of writing, the 60-day period in which the United States must make an official assessment as to Russian government culpability for the Navalny attack under the mandatory sanctions provisions of the CBW Act has not yet expired.
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      <pubDate>Fri, 08 Jan 2021 19:00:00 GMT</pubDate>
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      <title>Issues to Watch in Arms Control, Nonproliferation, and Disarmament</title>
      <link>http://www.newparadigmsforum.com/p2905f732d765</link>
      <description>Here is the text of the 24th and penultimate paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. (This paper was also the basis for remarks Assistant Secretary Ford gave [...]</description>
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           Here is the text of the 24th and penultimate paper in the
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            ACIS Papers
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            series
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           produced by the Office of the Under Secretary of State for Arms Control and International Security. This paper may also be found in PDF form at the bottom of this page.
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            (This paper was also the basis for remarks Assistant Secretary Ford gave on December 10, 2020, to the 20th Nuclear Deterrent and Nuclear Triad Symposium, sponsored by the Mitchell Center. Video of Dr. Ford's speech may be found
           &#xD;
      &lt;a href="https://www.youtube.com/watch?v=WTgCEstmKvY&amp;amp;list=PLb29CJUVYXmUEPC3n0dg7LmaUKlM0DwxI&amp;amp;index=5"&gt;&#xD;
        
            here
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           .)
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         Issues to Watch in Arms Control, Nonproliferation, and Disarmament
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 24
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          December 29, 2020
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      <pubDate>Wed, 30 Dec 2020 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2905f732d765</guid>
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      <title>Technology Transfer De-Risking: A New and Growing Need</title>
      <link>http://www.newparadigmsforum.com/p2896</link>
      <description>Here the text of the 23rd paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security, this time looking at the need for commercial due diligence to "de-risk" from entanglement with China's dangerous technology strategy.


Technology Transfer De-Risking: A New and Growing Need
by
Dr. Christopher A. Ford
Arms Control and International Security [...]</description>
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           Here is the text of the 23rd paper in the
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            ACIS Papers
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            series
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           produced by the Office of the Under Secretary of State for Arms Control and International Security, addressing the importance for commercial due diligence to "de-risk" entanglement with China's dangerous technology strategy. 
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         Technology Transfer De-Risking: A New and Growing Need
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 23
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          December 7, 2020
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      <pubDate>Tue, 08 Dec 2020 03:00:00 GMT</pubDate>
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      <title>Mitigating Technology Transfer Risk: A New Aspect of Routine Due Diligence?</title>
      <link>http://www.newparadigmsforum.com/p2890</link>
      <description>Assistant Secretary Ford delivered these remarks at an event with the Belfer Center for Science and International Affairs at Harvard University, on December 3, 2020.  A paper in the Arms Control and International Security policy series accompanied this release.</description>
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      Below are the remarks Assistant Secretary Ford delivered at an event with the Belfer Center for Science and International Affairs at Harvard University, on December 3, 2020.  The remarks may also be found 
    
  
    
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      here
    
  
    
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      , on the website of the U.S. State Department, along with an accompanying 
    
  
    
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       as part of the 
    
  
    
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                    Good afternoon.  Thank you for the chance to talk, and to Matt Bunn for his kind introduction.  It’s been quite a while since I’ve done a Belfer Center event – and a great deal longer still since the days in which I spent a great deal of my time hanging out at the Kennedy School, at Belfer and at the Institute of Politics, when I was undergraduate policy wonk like I imagine are some of you on this link.  So let me start by saying that it’s great to be back, even if “back” still just means sitting in front of a computer on a video link.
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                    Anyway, I’m very much looking forward to our discussion today, and after my prepared remarks, I’d be happy to take questions about anything that might happen to interest you related to the corner of the State Department that its been my privilege to oversee for the last 13 or 14 months while performing the duties of the Under Secretary for Arms Control and International Security.  So feel free to range as broadly as you like in your questions, and in return I’ll try to be as forthcoming as I can.
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                    I’d like, however, to begin by talking briefly about an issue to which we are trying to draw more and more attention, and which I term “technology transfer de-risking,” or “T2D.”
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On one level, I don’t think this concept is particularly novel.  It represents what seems to me to be a pretty common-sense application of “de-risking” principles that are well established elsewhere to a new, emerging policy arena of obvious importance.  But I should probably begin by describing what I mean when I talk about “de-risking” in the first place.
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  &lt;p&gt;&#xD;
    
                    If you’ve heard of “de-risking” in the context of private sector economic activity, it’s probably in the context of anti-money-laundering compliance.  In the “AML” world, it’s been commonplace for some time for companies and financial institutions to avoid engagement with customers or activities where they decide that it’s not really feasible to manage the risk presented by any given business relationship.  In AML, for instance, firms may adopt various strategies up to and including to terminating or exiting relationships with particular high-risk customers – such as certain foreign correspondent banks, money service businesses, or embassies – where these entities are simply too likely to be involved in money laundering to make doing business with them worthwhile.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But while it’s best known in the money-laundering world, the concept of “de-risking” is one that has broader applicability.  In fact, “de-risking” is used in various different fields.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Generally, it denotes the avoidance of a risk through avoidance of the activity that brings that risk.  As 
    
  
  
                    &#xD;
    &lt;a href="http://www.fatf-gafi.org/publications/fatfrecommendations/documents/rba-and-de-risking.html"&gt;&#xD;
      
                      
    
    
      explained by the Financial Action Task Force
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – an inter-governmental body that has served as a standards-setting, global money-laundering and terrorist financing watchdog since 1989 – “de-risking”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “refers to the phenomenon of financial institutions terminating or restricting business relationships with clients or categories of clients to avoid, rather than manage, risk …. De-risking can be the result of various drivers, such as concerns about profitability, prudential requirements, anxiety after the global financial crisis, and reputational risk.  It is a misconception to characterise de-risking exclusively as an anti-money laundering issue.”
  

  
                  &#xD;
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  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Of course, it does not make sense to require terminating, or even restricting, every activity that carries a risk.  Nor does it make sense for policymakers to push financial and commercial actors toward a de-risking approach where no vital policy goal is involved or where de-risking is not the best way to pursue such a goal.  So careful assessment of benefits and risks is clearly necessary here.  Some activities, though carrying risk, are best continued with risk mitigation measures in place as safeguards, rather than being curtailed altogether.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But with respect to certain activities in certain areas where especially problematic actors are involved, or where circumstances otherwise make risk mitigation unfeasible, restriction and even avoidance become much more sensible.  Thus, though we do not wish to see important goods and services withheld from whole countries or communities under an indiscriminate de-risking approach, de-risking is never off the table altogether.  These concepts can be, and are, applied in a range of issue areas.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As the guy who’s been running the State Department’s Bureau of International Security and Nonproliferation for the last three years, let me give nonproliferation as an example.  With the increased emphasis the international community has placed upon nonproliferation in the last two decades, nonproliferation de-risking has emerged as a growing area.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Numerous U.N. Security Council resolutions (UNSCRs) adopted pursuant to Chapter VII of the United Nations Charter, for instance, now require all U.N. Member States to impose sweeping sanctions against North Korea on account of its weapons of mass destruction (WMD) programs.  Broad nuclear-related sanctions against Iran have also now come back into force pursuant to the terms of 
    
  
  
                    &#xD;
    &lt;a href="https://undocs.org/S/RES/2231(2015)"&gt;&#xD;
      
                      
    
    
      UNSCR 2231
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (2015).  Additionally, 
    
  
  
                    &#xD;
    &lt;a href="https://www.un.org/ga/search/view_doc.asp?symbol=S/RES/1540%20(2004)"&gt;&#xD;
      
                      
    
    
      UNSCR 1540
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     has since 2004 required all U.N. Member States to refrain from providing any form of support to non-State actors that attempt to develop, acquire, manufacture, possess, transport, transfer, or use nuclear, chemical or biological weapons, or their means of delivery.  In short, de-risking over the past two decades has joined the nonproliferation toolkit.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As both international rules and an expanding corpus of domestic law have grown up in this area – including robust efforts by U.S. authorities to respond to sanctions evasion, and a broad range of independent penalties imposed under national sanctions authorities – it is increasingly common for financial and commercial due diligence to include attention to nonproliferation equities, for reasons not merely of legal risk but also of reputational harm.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But “de-risking” policies and practices are not limited solely to violations of nonproliferation sanctions, where heavy penalties can lie in wait for those who do not do enough to avoid facilitating abuses by their clients and customers.  Attention is also increasingly being paid to de-risking where the potential for direct harm to private sector actors is largely reputational, such as where specific activities or commodities are likely to implicate them in unsavory things such as labor and human rights abuses committed by their commercial counterparties overseas.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    “De-risking” can thus be seen as part of a spectrum of available responses through which commercial and financial actors take prudential steps to partially or wholly protect themselves and their investors against various types of harm that can inadvertently result from the policy externalities created by incautious business decisions.  This could include, for example, things such as facilitating international drug trafficking, WMD proliferation, or human rights abuses.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I’d like to argue that this kind of due diligence thinking should also be extended to involvement with commercial or other entities from the People’s Republic of China (PRC) that are involved in problematic activity, with particular attention to the risks of technology diversion to military applications.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So why do I suggest that engagements with PRC entities are so risky?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Well, to begin with, even before taking technology diversion national security issues into account, it’s worth remembering that commercial dealings with and investments in the PRC are in some ways inherently risky.  This is unfortunately already quite clear.  
    
  
  
                    &#xD;
    &lt;a href="https://www.sec.gov/news/public-statement/emerging-market-investments-disclosure-reporting"&gt;&#xD;
      
                      
    
    
      U.S. financial regulators, for instance, have warned
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that corporate stock offerings, financial prospectuses, and other instruments coming out of China involve “substantially greater risk that disclosures will be incomplete or misleading and, in the event of investor harm, [there will be] substantially less access to recourse.”  PRC environmental and labor standards are notoriously poor, and even high-profile sectors such as 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/the-civil-nuclear-secto-nonproliferation-and-great-power-competition-rebuilding-global-leadership/"&gt;&#xD;
      
                      
    
    
      nuclear reactor safety regulation take shortcuts in the name of sectoral expansion in order to meet government growth targets
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Intellectual property theft from foreign commercial counterparties has also been routinized — even where sweeping technology transfers were already required under Chinese law — pursuant to government policies explicitly devoted to helping PRC “national champion” firms take over every significant economic and technological sector from their Western competition.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And this isn’t just an accident.  Such institutionalized untrustworthiness is actually an inescapable, structural part of the PRC’s system of governance.  The totalizing nature of the Chinese Communist Party’s (CCP’s) authority all but preordains this, for the PRC is a system that precludes true fidelity to the rule of law almost by definition, since national law is merely a creation and instrument of the state, whereas in China the state itself belongs to and works for the Communist Party, which is itself subject to literally no legal check unless (and only for so long as) it chooses to be.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This problem is worsened by the CCP’s own antidemocratic legitimacy narrative, which all but requires the institutionalization of dishonesty.  The CCP rejects democratic accountability to the Chinese people in large part upon the implied or explicit assertion that in return for the Party’s absolute power, the CCP’s subjects at least live under a collective leadership that is supposedly always correct and always looking out for the best interests of the country.   In this context — and for a ruling Party that cannot really evade responsibility for anything in China because its absolutism gives it power to do just about anything if it really wants to — it is hardly surprising that the CCP is extraordinarily sensitive about its reputation, and has become notorious not merely for falsifying its own bloody history and record in power, but also for routinely covering up abuses, corruption, and ineptitude on an industrial scale.  It’s internal legitimacy narrative, purporting to justify authoritarianism, basically requires the suppression of unfavorable information.  No wonder Western financial regulators warn us not to place too much faith in documents associated with Chinese stock offerings and financial prospectuses.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But these problems are not new, and Western financial and corporate interests were long willing to suffer under such conditions of opacity and unfairness in return for the short-term profits offered during the PRC’s last generation of export-led growth.  As the West has begun to wake up to the problems created by such facilitation of the “rise” of an increasingly militarized and brutally authoritarian state that sees its own destiny as that of reorganizing the global system around itself, however, the full implications of incautious involvement with the PRC are becoming much more clear.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The United States has of late been increasingly willing to move against Chinese entities that are engaged in or support some of the more horrific aspects of CCP policy.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nor is the question limited simply to dealings with PRC firms in China itself, for the 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/huawei-and-its-siblings-the-chinese-tech-giants-national-security-and-foreign-policy-implications/"&gt;&#xD;
      
                      
    
    
      myriad security and policy risks of any entanglement with the PRC’s technology giants
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – even abroad – are also becoming increasingly clear.  Foreign entities engaging with certain PRC entities risk user data theft, espionage, vulnerability to cyber criminals, complicity in the human rights abuses of the CCP surveillance state, and risk of strategic and political manipulation from Beijing.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This growing understanding of the risks of involvement with PRC firms such as Huawei – but hardly limited only to that firm and its aggressively symbiotic and collaboratively instrumental relationship with CCP power and global ambition – has prompted leading Western governments such as Germany, France, Japan, Sweden, the United States, and the United Kingdom to impose ever more effective restrictions upon efforts by such firms to take over 5G telecommunications infrastructures around the globe, in some cases simply leading to outright bans on Huawei.  This is important from a de-risking perspective, since with each step drawing attention to such dangers and increasing the consequences associated with companies’ support for or facilitation of provocative PRC policies and activities, Western firms need ever more carefully to consider the dangers inherent in doing business with such PRC entities, especially high-tech ones.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So the de-risking challenges associated with the CCP’s domestic totalitarianism and the PRC’s destabilizing geopolitical revisionism are steadily growing.  As awareness increases of these problems, moreover, so too do the potential legal, market, and reputational harms that can arise for Western private sector actors from their imprudent entanglement with the CCP Party-State.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And indeed, much of this seems to be underway.  In one example – prompted by growing attention being given to the CCP’s ongoing campaign of repression against Uyghurs, ethnic Kazakhs, ethnic Kyrgyz, and other ethnic and religious minorities in Xinjiang, including the horrific mass detention of more than one million persons, torture, forced labor, coercive family planning (including forced abortion and forced sterilization), sexual assault, and attempts to “Sinicize” exercise of the Islamic faith – 
    
  
  
                    &#xD;
    &lt;a href="https://www.nbcnews.com/news/china/major-brands-try-determine-if-cotton-their-clothes-uighur-forced-n1240756"&gt;&#xD;
      
                      
    
    
      Western companies have quite properly begun trying to dissociate themselves from PRC supply chains in the textile sector that might be tainted by forced labor in Xinjiang
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Such dis-entanglement seems likely to occur across an ever-broader range of issue areas.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So this is where T2D comes in, for in the technology arena there are additional risks that deserve attention from private commercial and financial actors.  In particular, there is real risk arising from the PRC’s 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/sino-american-relations-and-the-challenge-of-military-civil-fusion"&gt;&#xD;
      
                      
    
    
      ongoing and systematic effort to acquire cutting-edge Western technology
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and to 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/the-prcs-military-civil-fusion-strategy-is-a-global-security-threat/"&gt;&#xD;
      
                      
    
    
      divert it to the People’s Liberation Army
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (PLA) and the Chinese security services 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/why-china-technology-transfer-threats-matter/"&gt;&#xD;
      
                      
    
    
      in support of the CCP’s destabilizing geopolitical revisionism
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/technology-and-power-in-chinas-geopolitical-ambitions/"&gt;&#xD;
      
                      
    
    
      hegemonic ambition
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
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  &lt;p&gt;&#xD;
    
                    This is a favorite topic of mine, and a threat about which I have been warning publicly 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
                      
    
    
      since at least July 2018
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Simply put, the PRC’s strategy of “
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/military-civil-fusion/"&gt;&#xD;
      
                      
    
    
      Military-Civil Fusion
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” (MCF) presents a significant national security threat to all the nations of the democratic world, as well as an ongoing challenge for any possessor of cutting-edge technology that engages with any person or entity subject to PRC jurisdiction.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Irrespective of any end-use commitments or other promises that may have been given, under Chinese law no person or entity subject to PRC jurisdiction can refuse cooperation if the authorities request access to any technology to which that person or entity has access.  Nor is there any legal recourse against such commands, for in the CCP’s China, the law is itself merely a tool of the Party.  As noted above, this is simply a fact of life in modern China under the extra-legal – or perhaps, more accurately, supra-legal – set of coercive tools available to the CCP.  To be sure,
                  &#xD;
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  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “
    
  
    
                    &#xD;
    &lt;a href="https://china.usembassy-china.org.cn/history-ambition-and-technology-the-ccps-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
                      
      
    
      Chinese companies or nationals clearly do not always, or necessarily even usually, act as de facto extensions of the CCP and do its bidding as functional appendages of the Chinese police state.  Nevertheless, the CCP and the PRC government apparatus it controls — for, with apologies to Voltaire, who made a similar point about the relationship between 18th Century Prussia and its army, while most states have political parties, the Chinese Communist Party quite literally has its own state — enjoy extraordinary powers to coerce and to co-opt essentially anyone, if the Party chooses to exert itself in such a fashion
    
  
    
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
    
  
    .”
  

  
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    From the point of view of technology-possessors in the non-PRC world, therefore, there is literally no way to be entirely sure that a militarily useful technology, if transferred into PRC hands, will not be diverted to the PLA or the security services.  Since the entire MCF bureaucracy exists precisely in order to carry out such transfers, moreover, one has to assume that such transfer probably will occur.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As a result, any physical or informational transfer of militarily-useful technology, especially at or near the cutting edge of what is presently possible – not to mention transfers related to foundational and emerging technologies – must be presumed to be problematic.  As the CCP regime’s oppressive, technology-facilitated totalitarianism at home and destabilizing arrogance and aggressiveness abroad both grow, these facts must necessarily be taken into account in engagements with the PRC technology sector.  Otherwise, “ordinary” commercial transfers and transactions contribute to extraordinary problems that have global implications.
                  &#xD;
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  &lt;p&gt;&#xD;
    
                    This does not mean, of course, that we should – or could – impose a full-scope blockade on absolutely anything that might conceivably have military utility.  In a world as interconnected as is our own, we are necessarily primarily in the business of risk mitigation rather than complete risk avoidance.  But it is also clearly the case that much more care and caution is needed in engagements with the PRC technology sector in order to avoid transfers of those technologies explicitly sought by the MCF system – such as artificial intelligence, quantum computing, “hot section” aviation engine technology, high-end semiconductor manufacturing technology, nuclear reactor technology, and Big Data analytics.  And much more care and caution is needed in order to avoid involvement with PRC entities that support this system.  This makes T2D of growing importance.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the U.S. Government, we have been working to respond to these challenges, beginning with our 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/competitive-strategy-vis-a-vis-china-the-case-study-of-civil-nuclear-cooperation/"&gt;&#xD;
      
                      
    
    
      revision of national security export control policy on civil-nuclear cooperation in October 2018
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and more recently with changes in 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-series-DPR-Formatted-508.pdf"&gt;&#xD;
      
                      
    
    
      semiconductor design tool licensing
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-paper-Visa-Policy-Final-1-508.pdf"&gt;&#xD;
      
                      
    
    
      visa screening
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/08/T-paper-series-17-HK-Export-Controls-508.pdf"&gt;&#xD;
      
                      
    
    
      Hong Kong-related export rules
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , as well as the addition of key PRC technology companies to the Commerce Department’s “
    
  
  
                    &#xD;
    &lt;a href="https://www.commerce.gov/news/press-releases/2020/08/commerce-department-further-restricts-huawei-access-us-technology-and"&gt;&#xD;
      
                      
    
    
      Entity List
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Additionally, we are now revising our rules for 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/08/T-Paper-Series-16-Export-Controls-508.pdf"&gt;&#xD;
      
                      
    
    
      screening foreign investments in the United States, and how we handle export control rules vis-à-vis foundational and emerging technologies
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Because technology engagements with the PRC can clearly entail significant reputational, policy, and potentially legal risks, however, it is also now necessary for the private sector to pay more attention to technology-transfer de-risking, particularly (though not exclusively) with regard to engagements with the PRC and its MCF apparatus.  We are still in the early days of the development of T2D as an area of specialized expertise, but already it is becoming increasingly possible to conduct “know your customer” (KYC) due diligence that can reduce the risk of inadvertent support for or subsidization of the PLA or the Chinese security services.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Open-source information, including some very comprehensive analyses by scholars and think tanks, is today making it more and more practical to identify PRC entities that have at least an overt affiliation with the MCF system.  Since this is a cooperative challenge, moreover, we in government are ourselves working to make more T2D-relevant information available as well.
                  &#xD;
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&lt;/div&gt;&#xD;
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                    Private technology-holders necessarily have a good feel for the nature of their own technologies, and therefore also for these technologies’ potential implications in malevolent hands.  Now that the threat of dangerous technology diversion is so widely known – and is indeed now being comprehensively publicized through various organs of the U.S. Government, even as we step up measures designed to prevent and to address such activity – private companies have both the opportunity and a clear need to think through de-risking in a new way, to help protect themselves from the multiple risks involved.
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                    This is a new area, and despite its importance is still only an emerging sub-specialization within the well-established arena of corporate due diligence.  Nevertheless, T2D is a topic of increasing salience, and one should expect to see more work being done in this field.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 03 Dec 2020 01:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2890</guid>
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      <title>From “Planning” to “Doing”: CEND Gets to Work</title>
      <link>http://www.newparadigmsforum.com/p2884</link>
      <description>Assistant Secretary Ford delivered the following remarks to an NGO roundtable sponsored by the Creating an Environment for Nuclear Disarmament (CEND) Initiative on November 24, 2020).  

Good day, and thanks to everyone for attending this roundtable event.
I’m glad that the Creating an Environment for [...]</description>
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           Assistant Secretary Ford delivered the following remarks to an NGO roundtable sponsored by the Creating an Environment for Nuclear Disarmament (CEND) Initiative on November 24, 2020). 
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          Good day, and thanks to everyone for attending this roundtable event.
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          I’m glad that the Creating an Environment for Nuclear Disarmament (CEND) Subgroup Co-Chairs have organized today’s program, because as we work to reframe disarmament discourse in ways devoted to helping resolve real-world security issues that present challenges to disarmament, outreach to civil society is important to us. The CEND Working Group is made up of state participants, of course, and we generally limit our discussions to representatives from national governments to help ensure confidentiality and candor. But it is also important to be transparent and to engage with civil society on these important topics – so thanks to all of you for participating in this event today.
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          I have told the story of CEND’s origin and evolution many times, not least in 
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           my remarks to the CEND leadership group in September
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          . Most of you are probably therefore familiar with its origins in the “nuclear vision review” that we undertook in the U.S. Government over the summer of 2017, on the basis of which we formulated 
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           a new, more security-focused approach to disarmament dialogue
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          aimed at ascertaining what could perhaps be done – as the Preamble to the Nuclear Nonproliferation Treaty (NPT) exhorts us – to ease tensions and strengthen trust between states in order to facilitate disarmament. At the NPT Preparatory Committee meeting in 2018, we issued 
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           a public invitation to explore a new dialogue
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          , following this up 
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           by announcing what became CEND in October of that year, at a Global Enterprise event
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          .
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          But all of that is already in the public record. What is perhaps not so clear from the outside, however, is the degree to which – notwithstanding its origins in U.S. thinking – the CEND Initiative has now “graduated” to being something rather more. It is clearly now a much broader initiative, one that belongs to all its participants. This is gratifying, and very important.
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          Throughout the early phases of setting up CEND, I was repeatedly asked things such as “What deliverables do you want CEND to produce?” or “What does the United States want CEND to do?” But I tried to make it clear, all along, that I didn’t think those were the right questions, since we didn’t want this ultimately to be an indelibly branded “United States” effort at all, much less the sort of thing in which any one party could decree outcomes in advance.
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          Indeed, it was part of the whole point that there aren’t easy and obvious answers about what the international community can do to make a resumption of disarmament progress feasible and sustainable in today’s deteriorating global security environment. The very purpose of CEND is to bring thoughtful diplomats together in order to explore disarmament questions in new and creative ways, and not to be merely one more forum in which to rationalize doubling down on received conventional wisdoms that clearly aren’t working anymore. We’ve never had a specific outcome in mind – and, at this still-early date, one shouldn’t.
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          Moreover, we have been quite clear from the outset that this both shouldn’t and couldn’t be any kind of a command-directed “United States” undertaking. That would defeat its purpose, and would all but preclude buy-in from many of the stakeholders without cooperation from whom no genuine effort to resolve disarmament-impeding security problems could succeed. CEND was never going to be an American institution, and its strength lies precisely in the degree to which all its participants feel free to bring their differing perspectives to the table.
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          To be frank, nobody knows exactly where CEND’s deliberations will go, and that’s much more of a “feature” than it is a “bug.” The objective is to catalyze a way of approaching disarmament discourse in a fashion that actually seeks to solve, or at least to ameliorate, real-world security problems that stand in the way of progress. But those problems are – as it is almost a cliché to observe – very difficult ones, and precisely because so much of the conventional wisdom has run out of steam, the new path needs to find its own way. That’s what real explorations are about; if the answers were known ahead of time, there’d be no need for this initiative.
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          So, if I do have things to ask of CEND – and I’ll describe them as hopes for the initiative, since no one is at this point in any position to direct its deliberations – these requests are less about outcomes than about process and about the mindset that participants bring to the endeavor. I’ll flag three hopes, which I’ve tried to make clear to all participants from the beginning:
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          But all of this is just my own vision for CEND. I’m pleased to offer it, but it’s just my perspective. Today, what actually becomes of CEND isn’t up to me, but rather up to its participants.
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          My first takeaway for you today is to emphasize, as I noted a moment ago, that CEND has outgrown any one country’s vision. That is an important milestone. As we always hoped it would, the initiative has grown into something that “belongs” to all its many participants, as an organic outgrowth of their collective efforts and input. It’s now bigger than its creators.
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          My second takeaway for you is that CEND has now also made a second critical transition. Whereas for many months, not least during some delays imposed by the coronavirus pandemic, the group was engaged in organizational and planning work, that phase is now past.
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          The 43 countries that have taken part – including nuclear weapons possessors and non-possessors, NPT and non-NPT countries, P5 states and the Non-Aligned, U.S. “nuclear umbrella” alliance partners and signatories of the Treaty for the Prohibition of Nuclear Weapons (TPNW), Arabs and Israelis, and Indians and Pakistanis – have sent the signal that there are many out there who would like to find viable answers to the problems of disarmament, and who recognize that traditional approaches weren’t providing what the world needs. To set up a process of trying to find those answers, CEND participants have identified some key substantive lines of inquiry for its working groups to pursue, and the groups have established plans of work for the first phase of these efforts. The preliminaries have now been dispensed with, and the process of substantive inquiry is underway.
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          In short, we are now moving from “planning” into “doing,” and the actual work of exploring better answers is beginning. This is very exciting.
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          Getting this far – less to the “beginning of the end” than to “the end of the beginning,” as Winston Churchill might perhaps have phrased it – has taken lots of hard work. For this reason, I am enormously grateful for the efforts put in by all participants, by the Subgroup Co-Chairs for their work in leading the group through its formative stages, and by the civil society expert facilitators who have helped participants along this path.
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          And indeed there is much to look forward to as the substantive phase of CEND deliberations get underway.
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          We anticipate holding two or three in-person meetings each year, though these will be kept “virtual” for at least a while, as long as pandemic conditions require. Whether “virtual” or in person, Working Group meetings will occur roughly quarterly, with plenary sessions in the late autumn of 2021 and in the spring of 2023.
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          By early 2023, we expect that the initial phase of work for each Sub-Group will have been completed, and that this work will be pulled together in some kind of report. (There may also be other “deliverables” by that time, but only if participants themselves – in the forthcoming discussions – determine that to be useful. In general, we’ve tried to avoid pre-ordaining specific deliverables, except to hope that CEND will indeed provide at least conceptual deliverables, in the form of identifying good ideas and potentially promising avenues of advance.) At that point in early 2023, the participants themselves will have the chance to evaluate what form, if any, the second phase of work will take.
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          I don’t know where precisely this will go, nor should I. But I do know that this is one of the more encouraging signs of realism and promise in the disarmament community for some time. I hope this outreach event will help you understand a bit more about why we’re so pleased at what the CEND participants have been doing.
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          I look forward to hearing next from our Sub-Group Co-Chairs, and then to listening to the discussions that all of you will thereafter be able to have with them.
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          Thanks!
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          -- Christopher Ford
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      <pubDate>Wed, 25 Nov 2020 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2884</guid>
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      <title>The Evolution of International Security Capacity Building</title>
      <link>http://www.newparadigmsforum.com/p2878</link>
      <description>Assistant Secretary Ford delivered these remarks to the Board of Directors of CRDF Global, on November 20, 2020.  
Those who haven’t spent much time in government, or who have perhaps been too long out of it, may sometimes tend to assume that policymaking [...]</description>
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           Assistant Secretary Ford delivered the following remarks to the Board of Directors of CRDF Global, on November 20, 2020.  
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          Those who haven’t spent much time in government, or who have perhaps been too long out of it, may sometimes tend to assume that policymaking consists principally of making policy decisions and then announcing them – assuming, in effect, that declaring something so makes it thus. Those with more experience, however, understand the importance of also translating shifts of policy into organizational behavior, into institutional cultures and mores, into budgets, and into concrete capacities and the practices and habits of their use.
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          If all that’s really desired is the shallow virtue-signaling of having associated oneself with a position, of course, brash policy pronouncements may be good enough on their own. If you want to make a lasting difference, however, you need to pay attention to a lot more. Even the arch-realist Niccolò Machiavelli, after all, reserved his greatest respect for the founders of religions – that is, those who did not compel behavior in others for the mere duration of some specific coercive influence, as much as they instead won others over to new behaviors, and gave such changes their own momentum by persuading people that those new patterns were indeed the right ones.
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          It is thus very telling whether one can point to a purported policy shift as actually having led to significant “facts on the ground” behavioral change in the lived reality of how governance is carried out. If things really are changing in the complexities of state practice, then the shift is much less likely simply to be bluster, and much more likely to have an enduring character. Such practical changes tend to be signals of stakeholder buy-in and of intellectual investment in the foundational premises upon which the new approach is based.
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          That’s why, for instance, I’m pretty optimistic about the likely continuation of much of the U.S. Government’s current approach to mobilizing whole-of-government solutions to the emergent challenges of great power competition – or “GPC” as one hears it termed in Pentagon circles (where resistance to acronyms is futile) – that face our country today. Far from being merely a superficial adjustment, it is clear to me that things really are shifting. To be sure, the current U.S. administration initiated this new shift by explicitly recognizing GPC challenges, making them the centerpiece of our 
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          , and providing fresh intellectual leadership in this area after a generation of U.S. leaders who had tried to pretend that such competitive dynamics had forever disappeared with the collapse of the Soviet Union. And indeed, I’m honored at the chance I have had to contribute to this. Nevertheless, I believe these moves are in fact part of a much broader shift that has been a long time coming, and that is very likely to continue for many years to come – irrespective of which political party controls the Executive Branch – as part of the 
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           “new normal” into which Russian and Chinese geopolitical revisionism has unfortunately thrust us
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          And this is the prism through which I’d like to say a few words about the evolution of our programming work in the Bureau of International Security and Nonproliferation (ISN) at the State Department.
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          Since early 2018, the ISN Bureau has been reorienting itself in order better to support U.S. competitive strategy in today’s global struggles. ISN has spent many years becoming the government’s “center of excellence” in implementing nonproliferation sanctions, developing improved technology transfer and national security export controls, and undertaking worldwide capacity-building programming to help U.S. partners develop and implement “best practices” in export control, border security, and threat reduction to counter the proliferation of weapons of mass destruction, delivery systems, and advanced conventional arms. But it’s also the case that such skills and tools can help support U.S. national security interests in the arena of great power competition, too – and that’s the new practice area we have been working to build out into a major area of Bureau focus.
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          Some of this simply has to do with how we have organized ourselves, such as by establishing a new Office of Competitive Strategies to help coordinate our efforts across ISN issue areas, beefing up strategic planning in the front office, and institutionalizing a “negotiated threat elimination” capacity to which U.S. leaders can turn to plan and implement the dismantlement of adversary threat systems in places such as North Korea and Iran if the diplomatic circumstances allow. But much of this shift also relates to our capacity-building work.
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          ISN currently has a programming budget of about $265 million per year, which we spend in a variety of ways in efforts to help international partners become better partners in collaborative work to support shared security interests. This programming work – especially when it is accompanied by close coordination and deep mutual situational awareness between our “policy” and “programming” offices – is critical to our success, for it represents one of the ways in which U.S. policies translate into constructive changes in lived international reality, as we develop and promote growing global communities of “best practice” standards in how countries protect themselves against various types of threat.
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          To make our programming more effective, the ISN Bureau has over the last three years taken important steps to 
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           reorganize and reform its nonproliferation programming through an extensive, “bottom-up” review
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          – aiming to make that programming more threat-prioritized and threat-responsive, to improve performance metrics and develop “graduation” criteria for partners who have been successfully brought up to international “best practice” standards, and to deepen coordination and find more synergies between programming and policy components. Rather than engaging with partners simply for its own sake, we are thus optimizing programming in order to be able to reassure the American taxpayer that every dollar spent is optimally aligned against clear and prioritized national security threats.
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          As to which threats we address, moreover, we have also been working to direct our capacity-building work increasingly to tasks which also support U.S. competitiveness against great power challengers. This has meant, for instance, using our skills in interdiction, nonproliferation sanctions enforcement, and export controls to 
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           lead the charge
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          in 
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           restricting transfers of sensitive technology to the PRC
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          that would otherwise feed its 
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           “Military-Civil Fusion”
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          strategy of acquiring technology abroad and diverting it to the People’s Liberation Army 
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           in support of the Chinese Communist Party’s dangerous global ambitions
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          We have also used sanctions to deter other countries’ entanglement with Russian arms merchants, thereby 
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           shutting down many billions of dollars in contracts
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          through which the Kremlin would otherwise have enriched itself and built relationships with arms clients that it could later manipulate to strategic advantage. Additional, we have strengthened relationships between partner states and the U.S. energy sector, 
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           particularly in the realm of nuclear energy
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          , in ways that 
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           boost U.S. competitiveness and impede the colonization and exploitation of foreign energy markets by the predatory state-subsidized and state-directed Chinese and Russian nuclear industries
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          . And we have strengthened 
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           worldwide enforcement by many countries of international and other pressures designed to rein in the proliferation threats presented by the dangerous regional revisionist regimes in North Korea and Iran
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          .
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          These efforts in ISN dovetail nicely with important work being done by other components of the so-called “T” family of bureaus here at the State Department – that is, not just ISN but also the Bureau of Political-Military Affairs (PM), the Bureau of Arms Control, Verification, and Compliance (AVC), and the Office of the Cyber Coordinator (CCI) – all of which I have overseen for the last year in performing the duties of the Under Secretary for Arms Control and International Security.
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          Acutely aware of the 
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           Russian, Chinese, Iranian, and North Korean state actors that lie behind the gravest cyber threats facing the United States today
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          , for instance, CCI has been leveraging Economic Support Fund (ESF) money in cyberspace-focused capacity-building work with a range of foreign partners – including not just nation-states but also regional organizations such as the Organization of American States (OAS) and the Organization for Security and Cooperation in Europe (OSCE). These programs focus upon building partner nations’ capacities to implement the framework for 
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           responsible state behavior in cyberspace
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          and to participate in the U.S.-led Cyber Deterrence Initiative (CDI), as well as upon strengthening national approaches to cybersecurity through globally recognized best practices.
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          CRDF Global has been a valued partner in our international cyber capacity building efforts. With State Department resources, CRDF has promoted cybersecurity education, organized “hackathons” for students and critical infrastructure IT staff in Ukraine, and has administered a small grants program to upgrade cyber defenses at Ukrainian government institutions.
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          Through cyber capacity building work, among other things, we have helped various countries’ national Computer Security Incident Response Teams (CSIRTs) gain membership in the Forum for Incident Response and Security Teams (FIRST), the premier global organization for cyber incident responders. Our diligent work to build a global community of cyberspace security “like-mindedness” and improved technical competence is also being rewarded by 
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           increasingly strong collective responses to Russian and other cyber provocations
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          , including multilateral cooperation in making pathbreaking joint attribution declarations in response to cyber incidents.
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          Similarly, the PM Bureau has been extremely active, not merely in strengthening the security of U.S. allies and partners through arms transfers – to the tune of more than $272 billion since the beginning of 2017 – but also in a range of capacity-building programs and security assistance. Direct U.S. security sector assistance for our friends and partners has also expanded considerably, nearly tripling since 2001 to a current annual total of about $18 billion to help build the capacity of foreign security forces in support of their own national defense, and ongoing counterterrorism and military coalition operations. The PM Bureau directly manages more than $6.5 billion of the $9 billion in Security Sector Assistance (SSA) that the State Department receives. PM is also the lead for ensuring that the nearly $9 billion in SSA that the Defense Department receives is managed in ways complementary to State funding and that support U.S. foreign policy.
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          For example, in support of the Security Pillar of the Indo-Pacific Strategy, the Department reprogrammed $290 million to support partners’ maritime domain awareness, humanitarian assistance and disaster response, and peacekeeping capabilities. State also led the reinstatement of Thailand’s security assistance programs following the Secretary’s FY 2019 certification that Thailand had returned to democratic governance after a seven-year security assistance restriction following the coup. We intend to increase investments in this renewed partnership. In support of the increasing policy focus on the Pacific Islands, moreover, the Department is providing U.S. Coast Guard maritime security-focused technical training to maritime police units responsible for national territorial defense in the Solomon Islands, Kiribati, and Tuvalu, and has expanded regional funds to emerging partners, such as Timor-Leste. Enhancing the governance of security sector institutions is also an important feature of these efforts.
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          In Europe, as a unique counterweight against Russian aggression, the State and Defense Departments have been helping partners divest themselves of Russian legacy equipment and improve U.S. and NATO interoperability, contingent upon partner national fund contributions. To date, the Department has allocated more than $276 million in Foreign Military Financing (FMF) to eight countries, with a return on investment of nearly $2 billion in national funds contributions. The Department has also invested more than $100 million for cyber programming to help our European partners operate in this critical space.
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          On top of all this, PM also manages the International Military Education and Training (IMET) program, through which we build relationships, work to inculcate high standards of military ethics and professional competence, and contribute to the human aspects of interoperability between the U.S. armed forces and those of our partner nations around the world.
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          Capacity-building efforts help build global communities of collaborative work against international security threats. Such programming is important in helping overcome what I’ve called 
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           the “Three Cant’s”
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          – that is, situations in which partners fall short because, for one reason or another, they simply cannot meet the standard. A country, for example, may not be aware of particular threats, or know the risks they present, and therefore to some extent “Can’t” mitigate them. (That’s the “First Can’t.”) A second “Can’t” relates to possible failures of education or capacity, such as where – despite good intentions – a government may not know how to bring itself up to appropriately high standards, or where it lacks the resources or other capabilities necessary to do so. The third “Can’t” relates to governmental “bandwidth” and the challenges of prioritization in a world full of pressing challenges – such as where a government may be unable to address a given threat properly because the relevant leaders or personnel are preoccupied with meeting some other pressing issue.
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          Capacity-building work can help overcome all these obstacles. It can sometimes even help with the “Won’ts” – which is to say, cases in which another country doesn’t initially want to take effective and responsible steps against the problem. Capacity-building programming brings relevant stakeholders in one country together with their counterparts in other countries, in the context of exploring ways to meet shared threats and challenges. Its immediate objective tends to be the conveyance of practical and technical knowledge and capacity, but good programming also frequently – and quite intentionally – has the valuable side effect of transmitting institutional culture and values. It is not for nothing that we speak of cultivating communities of international security “best practices” as we work with our partners around the world.
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          Capacity-building programming is not always the “sexiest” aspect of international security policy, but it’s extremely important – and it is part of how policy translates into real-world outcomes. I think it was U.S. Marine Corps General Robert Barrow who once made the point that whereas amateurs talk about strategy and tactics, professionals talk about logistics and sustainability. In some of the areas in which I work, I think collaborative capacity-building is a bit like that: not necessarily glamorous, but absolutely indispensable.
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          In recent successful efforts to facilitate and strengthen the “coalitions of caution” we have with like-minded allies in facing great-power challenges, we can indeed observe with some satisfaction that policy is blossoming into security-enhancing actions around the world to mitigate contemporary threats. I hope that with these remarks I’ve managed to convey at least a bit of this importance.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Sat, 21 Nov 2020 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2878</guid>
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      <title>Our Global Partnership Against Chemical Weapons Abuses</title>
      <link>http://www.newparadigmsforum.com/p2871</link>
      <description>Assistant Secretary Ford delivered the following remarks to a plenary meeting of the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction on November 18, 2020.
Ladies and gentlemen, it is a distinct honor to join you for another virtual [...]</description>
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           Assistant Secretary Ford delivered the following remarks to a plenary meeting of the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction on November 18, 2020.  
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          Ladies and gentlemen, it is a distinct honor to join you for another virtual plenary meeting of the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction (GP), and a pleasure to join my friends and colleagues, Susanne Bauman from Germany and Sarah Price from the United Kingdom, in addressing this important topic.
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          As I noted 
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           to the June plenary
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          , our work in the GP is more crucial than ever.  Then, I stressed the importance of collaboration in mitigating biological threats.  The COVID-19 pandemic is an apparently natural outbreak, but it continues to highlight the ways in which actual biological weapons could wreak untold mayhem.  In recent years, concern about biological weapons has focused on terrorists – but we must also remember that the specter of state-sponsored biological warfare has never left us.  In fact, in August of this year, the United States announced 
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           measures to block commercial dealings with certain Russian government institutes involved in the Russian biological weapons program
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          biological weapons program, thus publicly and officially making clear for the first time that there is still a Russian biological weapons program.
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          Today, however, I’d like to say a few words about chemical weapons (CW) threats – another area in which the Kremlin has recently distinguished itself in odious and unlawful ways.  The GP has a vital role to play in helping to mitigate these threats, as part of a larger effort that requires all our governments to take robust steps to re-establish the global norm against CW use by calling out abuses where they occur, imposing consequences for such atrocities, and standing together to re-establish and reinforce global CW nonproliferation norms.
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          The world has long recognized the terrible nature of chemical weaponry, and humanity has tried repeatedly to control it.  Initial efforts to prohibit the use of poison gas in warfare failed to prevent its use in World War One, but the 1925 Geneva Protocol prohibiting use of chemical or biological weapons gained widespread adherence.  A number of states still maintained CW programs, but their actual use was thankfully very rare thereafter.  The few instances that did occur – such as Egypt’s use of CW in Yemen in the 1960s and the large-scale employment of chemical agents in the Iran-Iraq War in the 1980s – helped to drive progress toward a total ban, achieved with the entry into force of the Chemical Weapons Convention (CWC) in 1997.  After that, one hoped, CW would just be a thing of the past, and indeed the superpower adversaries, the United States and Russia, heir to the Soviet Union’s program, declared their Cold War CW stockpiles and production facilities and set about destroying them under international supervision.
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          As I have said before, in some ways the CWC is structurally the most ambitious of humanity’s various efforts to control weapons of mass destruction (WMD).  The CWC, after all, does not just prohibit an entire type of WMD; it also provides a means for implementing the destruction of CW stocks, a means for verifying that such destruction had occurred, and incorporates mechanisms for investigating allegations of CW use and attributing that use to its perpetrators.  It is, one might say, humanity’s first and only “one stop shop” for all-aspect WMD prohibition and elimination, and one should never overlook what a tremendous achievement that was.
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          In recent years, however, this laudable regime has come under threat in ways that not only directly undermine the global ban on CW but that could also threaten other hard-won gains in multilateral arms control and disarmament.  Countries such as Russia and Iran have been in violation of the CWC for some time, hiding certain aspects of their programs rather than eliminating them, but the worst of the modern ugly spiral of CW problems began with the use of sarin nerve agent by the Syrian regime against its own people.
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          For a while, it was thought that the international community had met this threat, for Syria was persuaded to join the CWC, declare its chemical weapons to the Organization for the Prohibition of Chemical Weapons (OPCW), and destroy that stockpile under international supervision, with Russia assuming responsibility as guarantor of Syrian compliance.  As it turned out, however, this was a scam, for Syria did not declare all its CW, nor destroy all of it.  Instead, it secretly preserved key elements of its chemical weapons program and was soon using CW once again, to further horrific effect, against the Syrian people.
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          Making things worse, Russia swung into action as Syria’s protector in these atrocities, working diligently to shield its client from accountability, and making denial of CW use part of its disinformation narrative.  Today, far from protecting the CWC, Moscow is playing the disgraceful role of trying to undermine the OPCW’s work and legitimacy.
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          Such atrocities by Russian-backed Syrian regime forces, moreover, have proven to be merely the beginning of a broader undermining of the norm against CW use.  In addition to well-documented uses of CW by Syrian regime forces and ISIS terrorists in Syria and Iraq, North Korea used VX nerve agent in an assassination in Malaysia in 2017.  Russia itself used one of the novichok nerve agents in an assassination attempt against the Russian expatriate defector and UK citizen Sergei Skripal in 2018, an attack undertaken on British soil.  (The Skripal attack, in turn, echoed Russia’s 2006 poison attack in London against Alexander Litvinenko – a defector from the Russian security service who had written about Vladimir Putin instigating false-flag terrorist attacks in Russia as a tool to justify his rise to power – with the difference merely that Russian government agents had then used radioactive Polonium-210, and that Mr. Litvinenko did not survive.)  This was the first known use of these sophisticated nerve agents, which serve no other purpose than to be used as a chemical weapon.
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          Russian opposition figure and pro-democracy activist Aleksey Navalny was also poisoned, in August, with a nerve agent that German, French, and Swedish laboratories and the OPCW itself have confirmed is one of the chemicals in the novichok group – a class of chemical weapons that were developed in secret by the Soviet Union in the 1980s, at the same time it was negotiating the CWC, and remain in the hands of Russia as part of its continuing illegal CW program.  Let me be perfectly clear: there is no plausible explanation for Mr. Navalny’s poisoning other than Russian government responsibility.
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          These proliferating examples of the undermining of norms against CW use and grave damage to the CWC regime illustrate the enormous task we have in front of us if we want to save these incredibly important institutions.  In this, we all must stand together.  We have a moral duty to hold the perpetrators of such outrages accountable for their crimes and abuses.
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          But all is not lost.  Global Partnership countries can contribute to bringing things back under control, shoring up the global CWC regime, and re-establishing the norm against chemical weapons.
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          Several GP countries are not yet participants in the Partnership Against Impunity for the Use of Chemical Weapons, but nothing is stopping you from participating.  Indeed, your hanging back may be taken as a sign by Syria and Russia that you don’t really care about their CW use.  You can remedy this, and I strongly encourage you to join, and even to play an active role such as by serving as its rotating Chair or by hosting a Partnership event.
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          Those of you whose governments are part of the Australia Group (AG) can work with us in continuing the AG’s excellent work to step up export controls against chemical and biological weapons-related materials and technology.  The AG has already implemented enhanced measures against chemical proliferation to Syria, and against novichok proliferation, and it has a key role to play in promoting global “best practices” in these areas on an ongoing basis.
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          All countries who take seriously the dangers of chemical weapons and do not wish to be seen as helping the perpetrators of CW atrocities hide from accountability should also strongly support the OPCW itself.  In particular, they should maintain strong support for the OPCW Technical Secretariat’s Investigation and Identification Team (IIT), which has already done such impressive work in documenting and attributing multiple instances of CW use to the regime in Syria.
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          Your governments should also use their votes at the OPCW’s Conference of the States Parties (CSP) to send a strong message that the Syrian regime’s use of chemical weapons is unequivocally, absolutely, and entirely unacceptable.  The OPCW Executive Council issued a strong decision in July 2020 making clear that Syria must take measures in response to its CW use, such as by declaring its remaining chemical weapons stocks.  The Assad regime, however, has failed to do this, and so the CSP must take a stand.  Countries should also continue to protest Mr. Navalny’s poisoning and call out Russia’s blatant violation of the CWC in CSP national statements.
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          We also urge you to demonstrate your support for these principles in national practice.  We commend the European Union, for instance, for imposing sanctions against Russian entities for poisoning Mr. Navalny.  For its part, the United States has imposed state-level sanctions on all three of the countries to have used CW in the 21st century – Syria, North Korea, and Russia – as well as upon hundreds of individuals and entities involved in those CBW programs.
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          This is also an arena in which partnership capacity-building can do much good, including through efforts such as the Global Partnership.  Through the U.S. State Department’s Bureau of International Security and Nonproliferation, for instance, we have provided chemical detection and decontamination equipment and training to security forces in Iraq for years, we have helped select laboratories in partner countries enhance their capability to conduct verification analysis of chemical warfare agents and related chemicals, and we have provided protective equipment and CW use attribution test kits to humanitarian medical first-responders in Syria who have been trying to cope with vicious chemical assaults by the Assad regime.  We have hosted conferences and trainings, local internships, and security upgrades for regional stakeholders, in order to promote chemical security and proliferation-prevention “best practices” in chemical distribution and trade, including assistance in how to identify front companies and other deceptive tactics commonly used by state-sponsored CW programs.
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          ISN has also trained chemical safety and security experts in government, industry, and academia from across the Middle East, South and East Asia, Eastern Europe, and Africa – helping them improve their ability to uphold CWC norms by detecting, deterring, and disrupting CW attacks, helping them create cadres of experts and a “best practices” community to secure the chemical supply chain, assist high-risk institutions in adopting robust chemical security practices, and counter toxic gas plots.  We have been helping partner countries build effective legal and regulatory systems for items controlled by multilateral export control regimes.  ISN even recently held a training program of tabletop exercises for frontline states at risk from state-sponsored assassinations using chemical agents, helping them learn how to overcome active measures to obfuscate the origin of such an attack and how to protect the credibility of agencies investigating such incidents.
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          We are immensely proud of all this capacity-building programming, and we will continue it, even if for now the pandemic means that a good deal of it must be in the form of virtual engagements.  But we also urge you to explore how your government’s efforts – including partnering through the GP – can also help do more against the horrors of CW use and the erosion of the CWC regime.  And when U.S. officials approach you with information about suspect proliferation shipments, we hope you will be willing to use all available legal and regulatory tools, including “catch-all” export controls against suspect end-uses and end-users, to stop them.
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          The CWC, and the broader global nonproliferation regime of which it is a part, is today at a turning point.  We must not let the persistence of state-level CW programs in countries such as Iran, North Korea, Russia, and Syria – and indeed continuing episodes of outright CW use – destroy this regime.
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          Fortunately, we don’t have to let this happen.  And your governments’ contributions – in diplomatic weight and resolution, in the use of its authorities to impose costs and consequences for CW abuses, and in ongoing programmatic commitments to capacity-building – can help turn the tide.  We can succeed together, and our collective work here in the Global Partnership can be a very important part of turning things around to ensure we uphold this historic treaty and the norm against CW use that it establishes.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Thu, 19 Nov 2020 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2871</guid>
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      <title>Law, Morality, and The  Bomb</title>
      <link>http://www.newparadigmsforum.com/p2850</link>
      <description>This 22nd paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security explores legal and moral issues surrounding nuclear weapons and deterrence.



Law, Morality, and The Bomb
by
Dr. Christopher A. Ford
Arms Control and International Security Paper Series
Volume I, [...]</description>
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           Below is the text of the 22nd paper in the
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           produced by the Office of the Under Secretary of State for Arms Control and International Security. 
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 22
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      <pubDate>Sat, 14 Nov 2020 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2850</guid>
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      <title>Disarmament Law and Morality: A Critique</title>
      <link>http://www.newparadigmsforum.com/p2863</link>
      <description>Assistant Secretary Ford delivered these remarks to a conference on Nuclear Weapons and International Law in the Contemporary Era, sponsored by the New York Bar Association, on November 12, 2020.  They accompanied the release of the 22nd paper in the U.S. State Department's Arms Control and International Security (ACIS) series.</description>
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      Assistant Secretary Ford delivered these remarks to a conference on Nuclear Weapons and International Law in the Contemporary Era, sponsored by the New York Bar Association, on November 12, 2020. These remarks may also be found 
      
    
      
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                    Let me start by thanking my Jonathan Granoff for inviting me to participate in this event.  Jonathan and I surely don’t agree on much in this area of public policy, but you may be surprised to know that he and I are old friends, including through the Engaged Buddhist community.  Jonathan and I approach nuclear weapons issues from quite different perspectives, but I have always found him willing to listen, to take ideas seriously, and to engage open-mindedly with such ideas even – indeed, especially – when they challenge preconceptions and preferences.  That is something that is all too rare in today’s political climate, particularly on these topics, which helps make it a special pleasure to be a participant here today.
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                    In that generous spirit, I would like, as my opening contribution to this discussion, to offer a legal – but more importantly – a moral critique of the disarmament movement.  I hope you will take it in the spirit of friendly challenge in which I intend it.
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                    This is a time in our national life when it’s all too fashionable to shout down those with whom one disagrees.  Whether they be of the political Right or of the political Left, however, self-reinforcing ideological monocultures are almost always intellectually stunted and prone to errors in judgment in direct proportion to the unfalsifiable certainty they attribute to their own foundational assumptions.  So let’s enrich each other today by challenging premises and conclusions, and by learning from the encounter.
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                    Accordingly, I’d like to offer some thoughts, first on the Treaty on the Prohibition of Nuclear Weapons – a.k.a. the “Ban Treaty” – and then on International Humanitarian Law (IHL) issues related to the possession and use of nuclear weaponry.
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                    For the many countries that directly or indirectly rely upon nuclear weapons for security, the TPNW is a simple issue: we will not join it, we already consider it to be a failed treaty, and upon its entry into force, it will not bind us.  These states have also repeatedly and consistently signaled their rejection of a potential ban on nuclear weapons, and of the idea that there is any hint of opinio juris in the non-use of such weapons since World War II – messages which should make clear that no customary international legal norm against nuclear weapons is emerging.
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                    These many nuclear weapons-reliant states oppose the “Ban” not because we oppose disarmament, for we do not.  Rather, we oppose the TPNW because it will not achieve its ends, it approaches its objectives in a counterproductive way, it could damage other institutions critical to international peace and security, and it might even be strategically destabilizing.  I’ve addressed the TPNW in a couple of public speeches – once when 
    
  
  
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     – so I won’t go over all these points now.
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                    What I would like to do, however, is stress two points about the “Ban” here today: (1) the moral implications of the likely selectivity of the Treaty’s impact; and (2) the crisis-instability and nuclear-use incentives that might persist, or worsen, in a world without nuclear weapons.
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                    The TPNW is the result of a campaign of civil-society activism and grass roots pressure upon national legislatures and elected representatives, pushing them toward Treaty ratification or accession.  Civil society activism is a well-established and entirely legitimate way to seek social change, of course, but in this context, the problem is obvious: 
    
  
  
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      nuclear weapons possessors that lack a free press and use draconian tools of political oppression to suppress disfavored political activism in civil society are highly resistant – and arguably even immune – to such pressures
    
  
  
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                    To the degree that it succeeds in influencing the legislators and politicians that it targets, the “Ban” approach thus has the potential to bring about nuclear disarmament only for those free, democratic societies that actually listen to their citizens’ concerns.  Surely, however, it can hardly be a moral imperative to create a world in which dictators such as Vladimir Putin, Xi Jinping, and Kim Jong Un are the only leaders left with nuclear weapons.
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                    But things get even worse.  For the sake of argument, even if the TPNW were actually to persuade all current possessors to eliminate their nuclear weapons, the world it would thus create would still not obviously be a more desirable one.  A world in which all nuclear weapons had been dismantled – but in which states still knew how to build them and still confronted conflicts, tensions, and rivalries in the international security environment – might well be a world more unstable and likely to see nuclear weapon use even than today’s world.
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                    Such a world would give every technology-holder not merely a powerful incentive to engage in a “reconstitution race” to build nuclear weapons in any major military crisis with another technology-holder, but in fact also give an incentive for that country to use such weapons preemptively if it succeeded in reconstituting before its adversary.  And that’s even without factoring in the ways in which eliminating nuclear deterrence might remove major powers’ disincentives to engage in conventional war in the first place, thus making more likely the conflicts that could trigger reconstitution racing.
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                    So assuming that the objective is not to achieve “disarmament” at any cost but rather to strengthen international peace and security and prevent human suffering as effectively as possible, the situation is more complicated than TPNW advocacy would have one believe.
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                    I’d also like to explore here the intersection of nuclear weapons policy and IHL, for these issues need to be seen in their real-world complexity.
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                    Even the face of intense pressure to do so, after all, the International Court of Justice (ICJ) in its famous 1996 non-binding advisory opinion did not conclude that the threat or use of nuclear weapons would be unlawful in all circumstances.  As the Court made plain, it is the jus ad bellum and jus in bello – and not simply the desires or assertions of those who have advanced disarmament – that provide us with compelling and widely recognized standards for evaluating not merely the legality but also the morality of a country’s nuclear weapons policies.
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                    And it is here that the disarmament community – in its disdain for complexity and nuance, and in its thirst for the crystalline clarity of one-size-fits-all moral pronouncements – has to my eye often gotten things wrong.  Such monodimensional moralism has tended to impede actual efforts to compare nuclear weapons postures and doctrines, thus not merely obscuring important points but also making it harder to identify opportunities for legal and moral progress therein.  It is perhaps useful to make some comparisons.
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                    By far the most forthcoming among the nuclear weapons possessors when it comes to issues of doctrine, posture, policies, budgets, and future plans, the United States offers a model of transparency and clarity in the nuclear weapons arena.  There is, of course, no reconciling U.S. nuclear weapons policy with those who still insist that there is no legal or moral case for nuclear weapons possession at all.  For those more inclined to evaluate matters under established principles of international law and morality, however, U.S. approaches hold up well – and the approaches taken by some other possessors perhaps less so.
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                    As for the ICJ leaving open the possibility of lawful nuclear weapons use, the Court referred in this context to “
    
  
  
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      an extreme circumstance of self-defence, in which the very survival of a State would be at stake
    
  
  
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    .”  And it is noteworthy – and no coincidence – that U.S. nuclear doctrine has long stressed that the use of nuclear weapons could indeed only make sense in extreme circumstances.  U.S. declaratory policy is rooted in collective defense, exclusively against the most dire of threats, and in connection with protecting the vital interests not just of the United States itself but also of our many “allies and partners” – that is, the numerous democracies of the North Atlantic area and Pacific Rim that rely upon U.S. “extended” nuclear deterrence for their own safety, and perhaps even for their continued existence as independent sovereign states.
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                    The United States also recognizes the applicability of IHL to any potential use of nuclear weapons, and U.S. doctrine and nuclear weapons policy guidance have long made this quite clear.  In U.S. practice, moreover, deep involvement by military and DoD civilian lawyers in nuclear planning and operational matters is also a matter of well-established routine, such lawyers being an official part of formal and informal planning, targeting, and operational processes and reviews precisely in order to ensure consistency with the law of war and relevant implementing guidance.  All uniformed members of the U.S. armed forces are also bound by the Uniform Code of Military Justice, under which they are obliged to refuse to follow unlawful orders, such as those that direct violations of the law of war.
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                    All in all, the United States has established formidable doctrinal and procedural safeguards, including review and advice by lawyers, into all its military operations, and nuclear weapons policy is no exception.  Particularly in the broader moral context of its nuclear forces’ fundamental objective of deterring aggression, the United States stands in both a strong legal and a strong moral position in defending its careful and nuanced approach to nuclear weapons policy.
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    By contrast, there are reasons to be concerned about Russian policy.  To be sure, Russia says its doctrine conforms with international law, that it has nuclear weapons only for defense and deterrence, and that they would only be used in extremis.  One hopes this is the case.
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                    Worryingly, however, the Russians have suggested that they might respond with the all-out use of nuclear weapons if they see even a single incoming ballistic missile – apparently irrespective of whether or not the missile is likely to be armed with a conventional or nuclear warhead, or whether its target is a city, a military facility, or an entirely empty stretch of desert or forest.  Especially coming from a country that itself possesses a large arsenal of ballistic missiles capable of carrying either conventional or nuclear warheads, it is not obvious how such a threat of nuclear use in response to any missile attack would always be consistent with Law of Armed Conflict (LOAC) principles of necessity and proportionality.
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                    Another disturbing sign comes with Russia’s development of the Poseidon nuclear powered underwater drones that it apparently intends to fit with multi-megaton nuclear warheads and launch across the ocean in wartime in order to inundate U.S. coastal cities with radioactive tsunamis.  This operational concept raises serious questions about the extent to which it could be used in compliance applicable international legal rules and principles.
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                    Questions might also arise in connection with the so-called Perimeter (a.k.a. “Dead Hand”) system in Russia that some media accounts claim was built in the 1980s and would seem to have been kept in service – and the existence of which the Russian Strategic Rocket Forces commander apparently confirmed in 2011.  This machine, as reported, would automatically launch all of Russia’s remaining nuclear weapons if it detected any nuclear detonation in Russia and the machine lost communication with the General Staff in a nuclear conflict.  Can Russia defend such a system as being anything more than just a vindictive and barbaric fun-house mirror vision of apocalyptic retribution?
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                    In the previous panel this morning, [California] Governor Jerry Brown pointed out that the crucial concept of the rule of law rests upon a consensus understanding of values and principles.  I don’t disagree with that, but in that light, it is particularly disturbing that Russian officials in another arena – specifically, cyberspace – have recently begun openly to question the applicability of IHL principles to the complexities of modern armed conflict.  The Russians have suggested there that it would be futile even to try to apply the law where it is difficult to distinguish between civilian and military actors.  What would this dangerous notion mean in the context of nuclear weapons, however for a country that builds and maintains nuclear tools such as Poseidon and Perimeter?  Does this not raise real questions about whether the Russians would bother to follow any legal principles in the conduct of nuclear operations?
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    Nor can one be much more sanguine about the PRC’s nuclear policy, notwithstanding the sanctimonious moralism of Beijing’s virtue-signaling about supposedly following a policy of “minimum deterrence” and nuclear “no first use” (NFU).  Part of the reason for concern here is simply that the PRC is extraordinarily opaque about its nuclear posture and doctrine, even while 
    
  
  
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      expanding both the size and diversity of its nuclear arsenal at a rapid pace
    
  
  
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     and rejecting all calls to participate in arms control dialogue with the United States and Russia.
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                    But there is more to it even than that.  Beijing makes much of its supposed NFU policy, but few foreign observers take that policy terribly seriously, that policy does not preclude initiating destabilizing nuclear threats against another nuclear power in a crisis, and there are signs that the PRC may be revising it in any event.  Even if PRC officials actually mean what they claim in peacetime, moreover, there is little reason to think they could be depended upon to refrain from nuclear use if faced with defeat in a purely conventional conflict.  In general, as I’ve said before, “
    
  
  
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                    As for its ostensible policy of “minimum deterrence,” this is in Chinese usage a phrase of spectacularly indeterminate meaning, and thus in no way actually reassuring.  After all, the PRC’s current nuclear buildup is taking place in a strategic context in which the nuclear threats facing Beijing from Moscow and Washington have fallen precipitously, by a stunning total of more than 60,000 warheads, from their Cold War peaks.  You might think that a country espousing “no first use” and “minimum deterrence” would, under such circumstances of hugely diminished nuclear threat, be happy to cap or even correspondingly reduce its own arsenal.  But despite this extraordinary shrinkage of the nuclear forces arrayed against it, Beijing is still rapidly expanding its nuclear arsenal, even while apparently still embracing “countervalue” targeting of civilians.  All this should deeply trouble the disarmament community, who should join us in asking tough questions about Beijing’s nuclear doctrine and demanding far more transparency and clarity.
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      Conclusion
    
  
  
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    I raise these arguments problematizing some of the disarmament community’s reflexive moral and legal assumptions not in order to dismiss or denigrate the heartfelt intentions and earnestness behind them, but instead in order to encourage a more serious engagement with the security challenges that face real-world countries in a challenging strategic environment.  I also hope to encourage greater appreciation for the degree to which such details do very much matter if we really are to build a safer, saner, and sustainably peaceful world – one in which no one has to worry about nuclear use doctrine or reconstitution crises ever again.
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                    If there’s a road to resolution of mankind’s nuclear dilemma, it doesn’t lie in imagining that sweeping moral pronouncements will simply make the challenges of complexity in the international security environment evaporate.  Those challenges have to be grappled with and actually addressed.  And to do that, it’s necessary to take security seriously, and to engage with nuclear postures and policies in their real-world detail more than is usually done in events like this.
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                    Thank you.  I look forward to our discussion.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 13 Nov 2020 04:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2863</guid>
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      <title>Arms Control and International Security Since January 2017</title>
      <link>http://www.newparadigmsforum.com/p2843</link>
      <description>Assistant Secretary Ford delivered these remarks to the annual conference of the European Union Consortium on Nonproliferation and Disarmament, on November 12, 2020.  

Good day, everyone.  I’m glad to see you again, Marjolijn [van Deelen] and [Fu] Cong, and it’s a pleasure to [...]</description>
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      Assistant Secretary Ford delivered these remarks to the annual conference of the European Union Consortium on Nonproliferation and Disarmament, on November 12, 2020.  The remarks can also be found 
      
    
      
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                    Good day, everyone.  I’m glad to see you again, Marjolijn [van Deelen] and [Fu] Cong, and it’s a pleasure to take part once again in this important conference.  I’d like to take this opportunity to offer a sort of “wave top” survey of some key developments in U.S. foreign and national security policy over the last four years, at least as seen from the so-called “T” family of bureaus at the U.S. Department of State – that is, the units that report to the Under Secretary for Arms Control and International Security (an office known in the Department as “T”).
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                    With Ambassador Fu in his remarks having struck an unfortunately but characteristically belligerent tone, I suppose it’s especially appropriate for me to sketch a few of the ways in which global security threats from the People’s Republic of China (PRC) and the Russian Federation have affected our work in arms control and international security policy in my little corner of the State Department, and what we’ve been doing to meet those threats.
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                    The last few years have been marked by the U.S. Government’s belated recognition that the global security environment has not turned out to be an enduringly benign one in which the Russian Federation and the People’s Republic of China (PRC) have become “responsible stakeholders” in the international system.  It is now painfully clear that both of those governments have set for themselves the strategic agenda – doggedly pursued for years even before January 2017 – of changing the security environment to their advantage, and to the great disadvantage of the democracies of the world and the free and open international order upon which international peace and security have depended for so long.
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                    Those regimes’ 
    
  
  
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      destabilizing geopolitical revisionism has become a key feature of the security environment
    
  
  
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    , and responding to it has necessarily become the leitmotif of U.S. international security policy.  Accordingly, during the last four years, we have strived to realign U.S. efforts to meet the threats presented by state-level adversaries and competitors.
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      I.          Arms Control
    
  
  
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                    In the arms control arena, the last four years as seen through this competitive prism have been eventful ones, marked first and foremost by our determination to take compliance with arms control agreements more seriously than before.  In 2017, the United States adopted new strategies in response to Russia’s ongoing violation of both the Intermediate-range Nuclear Forces (INF) Treaty and the Treaty on Open Skies, stepping up our diplomacy to enlist allies and partners in holding Russia accountable, implementing unilateral steps to put more pressure on Moscow and thereby finally give it concrete reasons to change course, and clearly signaling that our patience with chronic, unaddressed Russian violations would not continue indefinitely.
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                    Unfortunately, of course, Russia opted not to change course – thus choosing to destroy the INF Treaty rather than to stop deploying battalion after battalion of its INF-prohibited intermediate-range ground-launched cruise missiles.  Russia also opted to sit back and watch the United States withdraw from Open Skies in response to Russia’s chronic violations and manipulation of Open Skies implementation, rather than actually being willing to stop those abuses.  All this we regret, of course, for it had indeed been our hope to persuade the Kremlin to change course on both treaties and return to full compliance.  But Russia made the irresponsible choices that resulted in our withdrawal from both instruments.
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                    Unsurprisingly, Russia has tried to recast these developments as part of its disinformation campaign that the United States is somehow “against arms control,” and we’ve heard more such disinformation from Cong today, but of course this is errant nonsense.  In fact, the forceful U.S. approach to arms control compliance – specifically, our refusal to accept endemic violation of important agreements – has demonstrated that U.S. policy takes arms control seriously.  After all, no country that willingly accepts a situation in which the other side chronically violates an arms control agreement can be said to be serious about arms control.  Precisely to the degree that we are serious about arms control and about the security benefits that it can bring if its rules are honored, however, we must ensure that arms control obligations are not ignored, and that chronic violations are not tolerated.  (There may be terms for situations in which one side gets to threaten the other with whatever it wants and that threatened party promises not to respond, but “arms control” is not one of those terms.) And so Russia’s scofflaw self-aggrandizement has destroyed one important and valued international agreement and gravely damaged another.
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                    Despite all this, however, our commitment to serious arms control remains undimmed, and it is precisely that commitment that has underlain the United States’ 
    
  
  
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      call for new arms control agreements with Russia, and including the PRC
    
  
  
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    .  Such a new arms control framework is badly needed for at least two reasons.  First, it is necessary in order to prevent a dangerous new spiral in the nuclear arms race as a result of those countries’ nuclear buildups – for of course Russia and China are engaged in dangerous buildup: both in terms of Beijing’s huge expansion of overall numbers and its diversity of systems and in terms of Russia’s destabilizing new strategic delivery systems and an expanding arsenal of non-strategic nuclear weaponry that threatens the democracies of Europe and East Asia, and the PRC.  Such a new framework is also important in order for all three powers to help fulfill their obligation under Article VI of the Nuclear Nonproliferation Treaty to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament.
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                    In March 2020, the President appointed a Special Presidential Envoy for Arms Control to take over U.S. efforts to bring the PRC and Russia into a new arms control framework.  It is becoming obvious to everyone that Beijing is not taking seriously its responsibility as a nuclear power to engage in meaningful arms control negotiations, and it continues to shun arms control negotiations with us on effective measures to prevent a new nuclear arms race spiral.  The Russians have been more responsive, however, and our Envoy has met with them repeatedly.  It is for some reason proving very hard for Moscow to agree with us on the principle of capping the overall size of our respective nuclear arsenals and extending New START in order to give time for negotiations on a new framework, but we hope this will soon change.
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      II.          Deterring Aggression
    
  
  
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                    We also remain determined to preserve the U.S. capacity to deter aggression – including through the “umbrella” of “extended” nuclear deterrence that we offer to our military allies, and which still 
    
  
  
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      represents the world’s most successful nonproliferation tool
    
  
  
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    .  As the diplomatic arm of the overall U.S. effort to deter aggression against the United States and its allies, the T family has been at the forefront of international dialogues fostering better cooperation to this critical end.  We have played key roles in U.S. diplomacy in these regards, leading State’s participation in multiple dialogues on issues related to extended deterrence and assurance with foreign partners in both Europe and the Far East.
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      III.          Strengthening Security Partnerships
    
  
  
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                    The T family has also been doing outstanding work during the last four years in strengthening America’s security partnerships through arms transfers and capacity-building engagement.  This work has increased the capacity and resilience of U.S. partners and allies in advancing shared security objectives – not simply in order to support and empower the U.S. Defense Industrial Base through exports, but also to use such programs more broadly, as a tool to improve security outcomes on the ground and bolster our partners against the threats posed by regional revisionist powers such as Iran and North Korea, and by the global revisionists in Beijing and Moscow.  These efforts also expand the range of partners with which the U.S. armed services are able to work in deterring aggression, as well as the interoperability between our various forces in the event that deterrence fails and it is necessary to defeat such aggression.
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                    Since 2017, we have notified the U.S. Congress of worldwide arms sales in excess of $272 billion dollars, and provided nearly $1.4 billion to support partners’ security programs in the Indo-Pacific, where we are working pursuant to our Indo-Pacific Strategy to ensure the freedom of sea and skies and to insulate sovereign nations from external coercion.  We have also been deepening security cooperation with U.S. allies and partners around the world through new defense, burden-sharing, and information exchange agreements.
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      IV.          Technology and Security
    
  
  
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                    The T family has also been working to take the skills and experience we developed through years of nonproliferation work in trying to keep dangerous tools out of the hands of rogue regimes and terrorists – e.g., through implementing nonproliferation sanctions, developing improved technology transfer and national security export controls, and undertaking worldwide capacity-building programming to help U.S. partners develop and implement “best practices” in export control and border security – and apply these tools also in the arena of great power competition.
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                    Central to these efforts has been the U.S. focus on countering the threats presented by the PRC’s “
    
  
  
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    ” (MCF) strategy of blurring (and ultimately erasing) distinctions between the PRC’s military and civilian innovation, science and technology, and industrial sectors.  Beijing has coupled this strategy with an aggressive program of 
    
  
  
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      targeting foreign technology areas for acquisition and diversion to the People’s Liberation Army
    
  
  
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     to further the 
    
  
  
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      global ambitions of the Chinese Communist Party
    
  
  
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     (CCP), but we are working to meet this challenge.  It was, for instance, one of our bureaus that in the summer of 2018 
    
  
  
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                    In fact, the T family has led what in some respects amounts to a verifiable revolution in U.S. national security export controls and technology-transfer diplomacy.  We conduct 
    
  
  
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      coalitions of caution
    
  
  
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    ” against PRC-related technology transfer threats; we are 
    
  
  
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      mobilizing resistance to the depredations, technology theft, and strategic manipulations associated with the state-sponsored PRC and Russian “national champion” nuclear technology sectors
    
  
  
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    ; we are drawing attention to the 
    
  
  
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     worldwide; and we are working with our interagency partners to develop 
    
  
  
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      tougher semiconductor export control rules
    
  
  
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      export control approaches to emerging and foundational technologies
    
  
  
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    .  Moreover, we have begun to look at the strategic impact that future critical and emerging technologies, such as artificial intelligence or quantum computing, could have on our collective security.  We also recently released a National Strategy to begin addressing those issues to help ensure that the U.S. and our allies maintain our global leadership.
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                    If you happen to be a Chinese Communist Party strategist, I suppose all this makes us villains indeed.  But if you’re from a country that adheres to democratic values and the rule of law, these efforts ought to be very good news.  All such countries have powerful reasons to make common cause in such work.
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      V.          Countering State Chemical and Biological Weapons Programs
    
  
  
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                    The last four years have unfortunately also been eventful ones when it comes to the resurgence of threats from chemical and biological weapons programs in the hands of state actors – and by that I do not merely mean rogue regimes such as North Korea and Iran.  Russia used an illegal novichok nerve agent, for instance, in attempting to assassinate expatriate defector Sergei Skripal in the United Kingdom in 2018 – an episode that revealed to the world the existence of Russia’s novichok chemical weapons and publicly resurfaced new-generation chemical weapons threats in the context of great power competition.  Another novichok agent was used to poison Russian opposition leader Aleksey Navalny in August.  We have been in the forefront of pushing back against these various horrific and illegal acts, including by implementing sanctions against Russia and successfully proposing to add two families of novichok agents to the Chemical Weapons Convention’s Annex of Chemicals following the 2018 attack.
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                    But this isn’t just a chemical weapons problem.  Concerns regarding biological weapons (BW) programs in the hands of geopolitically revisionist authoritarian leaders determined to undermine the security interests of the world’s democracies has also resurfaced.  For years, it was not possible to say much about great power BW threats.  We have, however, finally begun to lift the curtain on potentially terrifying biological weapons capabilities based upon the insights and methods of modern biotechnology.  In August 2020, the U.S. Department of Commerce added to its “
    
  
  
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    ” of persons and organizations found to be engaged in “activities contrary to U.S. national security and/or foreign policy interests” three institutions “
    
  
  
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      associated with the Russian biological weapons program
    
  
  
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    .”  This action highlighted in public for the first time the fact that there is a Russian biological weapons program, and all should take note of this.
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      VI.          Competition Tempered with Cooperation
    
  
  
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                    So we have clearly left behind prior complacency about such great power threats.  But no one should mistake our approach to great power competition as an unreflexively hostile one.  To the contrary, mindful that the contemporary geopolitical context requires a strategy that 
    
  
  
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      mixes elements of competition with elements of cooperation
    
  
  
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    , the T family has sought to find a wise “
    
  
  
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    ” which is unstintingly “competitive” where our adversaries force us to be, but yet constructively “cooperative” where we can nonetheless still advance shared interests by engaging even with those who generally wish us ill.
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                    We also continue to prize dialogue and engagement, even with competitors whose global strategies threaten Americans’ security and well-being.  We have, for instance, conducted multiple Strategic Security Dialogues with Russian counterparts, as well as important Space Security Exchanges with both Russia and the PRC.  Unfortunately, our efforts to hold a Strategic Security Dialogue with Beijing have not been reciprocated, with no answer received from the PRC in response to a U.S. invitation offered nearly a year ago now, and despite the fact that Ambassador Fu Cong promised us at a P5 event last January that a response to my letter would be coming “soon.”  As in other arenas, the Chinese Communist Party seems to have little but contempt for bilateral risk-reduction diplomacy.
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                    But we do seek dialogue and engagement.  It is not merely that such continued direct diplomatic engagement is important despite the fraught nature of our broader relationships with Russia and the PRC.  In an era of great power competition in which the contenders possess weaponry potentially capable of killing millions and devastating the globe, continued engagement on how to mitigate risks is vital precisely because of those broader challenges.  So I hope that at events like this one, all of you will be able to join us in demanding that Moscow and Beijing take such dialogue seriously.
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                    In response to your initial question, Marjolijn, the answer is that I do think it’s still possible to find common ground in a time of competitive pressures.  But we don’t have to speculate: we can find out.  So let’s get finally get U.S. and Russian and Chinese diplomats together at the table to work on it.  Why does Ambassador Fu find the idea of such dialogue so offensive?
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 13 Nov 2020 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2843</guid>
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      <title>Strategic Stability and the Global Race for Technology Leadership</title>
      <link>http://www.newparadigmsforum.com/p2829</link>
      <description>This is the 21st paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security, and looks at the impact of technology competition on geopolitical rivalry.


Strategic Stability and the Global Race for Technology Leadership
by
Dr. Christopher A. Ford
Arms Control and [...]</description>
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           Below is the text of the 21st paper in the
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           series
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form at the bottom of this page.
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         Strategic Stability and the Global Race for Technology Leadership
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 21
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          November 5, 2020
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           This edition of the
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          ACIS Papers
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           series looks at the challenges involved in preserving strategic stability in a modern environment of technology-fueled great power competition, arguing the importance of meeting these challenges through a mix of traditional nuclear arms control, the enforcement of norms of responsible behavior in new conflict domains such as cyberspace and outer space, and the development and implementation of effective, coordinated approaches to technology competition among the "likeminded" states of the non-authoritarian world
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          .
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          The concept of “strategic stability” is one that many policymakers feel that they understand, but which is, in fact, sometimes surprisingly difficult to define.  It can, in fact, be interpreted in various ways, to the extent that 
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           a book on the topic to which I once had the honor of contributing
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          seemed to contain as many different definitions as it had contributing authors.
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          Some, for instance, prefer to interpret “strategic stability” primarily through a nuclear lens, as it pertains to nuclear weapons use incentives and crisis stability factors.  I have always, however, seen it more broadly, as relating to the incentives or disincentives that the major powers feel about the prospect of using 
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           any kind
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          of military coercion directly against each other – that is, of trying to change the geopolitical 
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           status quo
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          (whatever it may be) by force of arms.  In this respect, as I outlined as a contribution to the aforementioned book, I have tended to view “strategic stability” as being
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          “loosely analogous to a military ‘Nash Equilibrium’ between the principal players in the international environment (
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           i.e.
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          , the ‘great powers’) as it pertains to the possibility of their using force against each other.  [This view] defines strategic stability as being a situation in which no power has any significant incentive to try to adjust its relative standing vis-à-vis any other power by unilateral means involving the direct application of armed force against it.  General war, in other words, is precluded as a means of settling differences or advancing any particular power’s substantive agenda.  The environment is thus strategically stable if no player feels itself able to alter its position by the direct use of military force against another player without this resulting in a less optimal outcome than the alternative of a continued military stalemate and the pursuit of national objectives by at least somewhat less aggressive means.”
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          This definition offers an important window on the role of 
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           technology competition
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          in the modern geopolitical environment – and thereby also into the critical importance of 
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           technology transfer diplomacy
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          and controls in preserving international peace  and security in our world today.
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           I.          Strategic Stability: Costs and  Benefits
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          As a preliminary matter, while most discussions begin with the assumption that strategic stability is desirable, it can also entail costs.  To some degree, for instance, strategic stability can perhaps have costs if it leads one country to feel that it has leeway to engage in aggressive behavior 
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           below
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          the strategic level, on the assumption that a higher-level standoff will ensure that low-level provocations cannot be decisively countered.  (I will address this problem in more detail below.)  Strategic stability might also help “immunize” a tyrannical regime against well-deserved foreign efforts to replace it or press it to change its abusive internal behavior if that regime is – or is closely allied to – one of the great powers existing in a strategically stable balance.  Strategic stability among the great powers might also perhaps facilitate aggression by a great power against a smaller one, at least to the degree that such violence could take place without implicating alliance structures that might pull in another of the larger states.  Strategic stability is thus a descriptive term rather than a normative term: it less a 
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          good than something that is good or bad, desirable or undesirable, depending upon the circumstances and upon the values that one prizes.
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          Nevertheless, in an environment of great power competition in which several powers possess nuclear weaponry capable of rapidly killing many millions of people in a nuclear war, it is not hard to see strategic stability as highly desirable, insofar as it means a reduced likelihood of direct military engagement between those powers and thus a lessened risk of escalation to a nuclear exchange.  Notwithstanding strategic stability’s potential costs, therefore, U.S. policy has long taken its maintenance to be a very important objective.  Most nuclear powers understandably share this perspective.
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          But there is a vital wrinkle.  For a state that seeks fundamental change in the strategic environment – a state dedicated, in a sense, to 
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          in the broader, existing balance of power – strategic stability is likely to be unwelcome, for it imposes sharp limits on whether and how such self-aggrandizing systemic change may be sought.  Significantly, it is this very possibility that points us to the challenges to international peace and security that are presented by great power competition for mastery of militarily relevant areas of cutting-edge 21st Century technology.  As we will see, moreover, this realization also points us in turn to the need for improved multilateral coordination and cooperation among “likeminded” non-authoritarian states in meeting technology-transfer and technology-diversion threats.
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          Even though most “strategic stability” discussions focus upon nuclear weaponry and its impact upon power balances and crisis stability, it is important to realize that – under contemporary circumstances, at any rate – “technology control” questions are likely to be at least as important for strategic stability over time as traditional approaches to arms control.  It is thus one of the most important national security challenges of our time to see the importance both of arms control and of technology control, to understand their complex relationship, and to find ways effectively to advance both of them in order to preserve strategic stability and prevent global war.
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          The difficulty of this task is heightened by the fact that “arms control” approaches – if one thinks of them merely in stereotypical Cold War ways that relate to defining a type of “weapon” as being potentially problematic and then seeking to impose limits on its possession – are quite poorly suited to mitigating the security challenges presented by emerging technologies, especially (but not exclusively) in non-traditional domains such as cyberspace and outer space.  So with a gap thus existing between the strategic stability risks inherent in high-technology geopolitical competition and our ability to mitigate those risks through traditional rule-prohibitive formulae, we must find new approaches to thinking about what risk-reduction and the preservation of strategic stability require in a high-technology mid-21st Century environment.  The following pages will explore these dynamics a bit further.
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           II.          Technology and Strategic Stability
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          To begin with, it is becoming increasingly clear that the global race for technology leadership – or at least for leadership in whatever sectors of the technological arena can be leveraged into general military and indeed geopolitical power – may be at least as important for the future of strategic stability as are developments in the better-understood arena of nuclear weapons competition.  Especially at a time in which new and potentially disruptive technologies emerging at a dizzying pace, we ignore this at our peril.
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          As the 
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          (NSS) made clear, after being dismissed for too long as a phenomenon of an earlier century, great power competition has – unfortunately, but unavoidably – returned to the center of modern geopolitics.  Moreover, as the NSS indicated, this competition has powerful technological valences, raising “strategic” issues irrespective of any connection to nuclear weaponry:
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          “The spread of accurate and inexpensive weapons and the use of cyber tools have allowed state and non-state competitors to harm the United States across various domains.  Such capabilities contest what was until recently U.S. dominance across the land, air, maritime, space, and cyberspace domains.”
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          As was also made clear in the Defense Department’s 
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           2018 Nuclear Posture Review
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          (NPR), building upon this insight, we have begun to extend nuclear deterrence to such realms.  While our declaratory policy emphasizes that the United States would only consider the employment of nuclear weapons in “extreme circumstances to defend the virtual interests of the United States, its allies, and partners,” for example, those circumstances “could include significant non-nuclear strategic attacks,” which
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          “include, but are not limited to, attacks on the U.S., allied, or partner civilian population or infrastructure, and attacks on U.S. or allied nuclear forces, their command and control, or warning and attack assessment capabilities.”
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          The strategic stability challenge, however, goes far beyond the degree to which specifically 
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          deterrence can be applied in responding to technologically facilitated 
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          -nuclear threats.  In the current environment, we must cope more broadly with the many ramifications of high-technology military progress on strategic stability more generally.  In an era of great power competition, the dynamics of 
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          competition – and its military ramifications – are, for better or worse, ever more important in the preservation of international peace and security.
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          This is, certainly, what 
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           Chinese
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          strategic planners believe.  As I have repeatedly detailed in this 
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          series and in various 
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           speeches
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          and 
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           public engagements
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          , officials in the People’s Republic of China (PRC) clearly concluded, long ago, that the development or acquisition of cutting-edge technology – and Beijing’s strategy to ensure its incorporation into systems and weapons for the People’s Liberation Army and the Chinese security services – are central to the Chinese Communist Party’s (CCP’s) 
          &#xD;
    &lt;a href="https://www.state.gov/ideological-grievance-states-and-nonproliferation-china-russia-and-iran/"&gt;&#xD;
      
           revisionist geopolitical agenda
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    &lt;/a&gt;&#xD;
    
          of bringing about China’s “national rejuvenation” in ways that position the PRC at the hegemonic apex of the international food chain.  The CCP has, in fact, built an entire nationwide bureaucratic structure around achieving this, with the strategy of “
          &#xD;
    &lt;a href="https://www.state.gov/military-civil-fusion/"&gt;&#xD;
      
           Military-Civil Fusion
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    &lt;/a&gt;&#xD;
    
          ” (MCF) dedicating itself over the last decade to systematically breaking down barriers between China’s civilian and military sectors, en route to an ultimate end state in which there remains no distinction between them whatsoever – a totalitarian vision in which all applications of technology are devoted, one way or the other, to the greater glory and power of the Party-State.
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  &lt;p&gt;&#xD;
    
          As PRC planners have made all too clear, they see geopolitical outcomes as being powerfully determined by the military aspects of technological application.  Various states throughout history have ridden to global prominence and power by positioning themselves at the leading edge of successive “
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/why-china-technology-transfer-threats-matter/"&gt;&#xD;
      
           Revolutions in Military Affairs
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    &lt;/a&gt;&#xD;
    
          ” (RMAs) that have disruptively transformed the prevailing balance of power – with each such state often only thereafter, in time, losing that primacy as some other state seizes the reins of the 
          &#xD;
    &lt;em&gt;&#xD;
      
           next
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          RMA.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For strategists in Beijing, China’s own late-imperial history provides a painful example of this historical dialectic.  The Qing Dynasty rode to power at least in part on the basis of its ability to muster the then-advanced technologies of gunpowder and cannon.  But after a few hundred years of East Asian hegemony, the Qing ran headlong into the self-aggrandizing dynamism of a British Empire then full of a power and exuberance born of its position, by that point, at the forefront of the Industrial Revolution.  Technologically based economic weight and (then) cutting-edge military power had created a new reality – one in which the tiny British Isles had become far more effectively powerful than the once-mighty Qing Empire – and regional hierarchies and broader geopolitics adjusted accordingly, giving London a globe-spanning empire and the ability for some time to lead the imposition upon China of a series of “unequal treaties” that Chinese nationalists have neither forgotten nor forgiven in all the years since.
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  &lt;p&gt;&#xD;
    
          Simply put, therefore, the PRC’s MCF strategy is designed to marshal the forces of modern-day technological change to place 
          &#xD;
    &lt;em&gt;&#xD;
      
           China
          &#xD;
    &lt;/em&gt;&#xD;
    
          in an economic and military position in the mid-21st Century not entirely unlike the one in which Britain found itself in the mid-19th.  The development in the PRC – or the purchase or theft abroad – of advanced technology capabilities in areas such as Artificial Intelligence (AI) and machine learning, quantum computing, aerospace engineering, semiconductor manufacturing, “Big Data” analytics, civil-nuclear technology, and biotechnology, all of which the MCF strategy expressly targets, is central to this vision.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This all matters for strategic stability.  If the PRC hopes for world-beating, RMA-empowered capabilities in the 21st Century environment analogous to those Britain enjoyed in the 19th, it would seem that Beijing envisions the United States filling in for the Qing – that is, in being upended and defeated by a rising power that disrupts the global power structure and reshapes international affairs around itself.  Such a vision of strategic succession is inconsistent with strategic stability, for at the core of this strategy is the aspiration to use military power to 
          &#xD;
    &lt;em&gt;&#xD;
      
           upend
          &#xD;
    &lt;/em&gt;&#xD;
    
          the existing order of things and 
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    &lt;em&gt;&#xD;
      
           displace
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    &lt;/em&gt;&#xD;
    
          the dominant power of the era.  It is possible that PRC strategists imagine that they can accomplish such strategic disruption by overawing potential opponents and using coercive suasion short of actually employing force.  Yet there is no escaping the fundamental incompatibility of this geopolitical ambition with anything that could genuinely be described as “strategic stability.”  This is why dynamics of technology competition – and hence questions both of 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/08/T-Paper-Series-16-Export-Controls-508.pdf"&gt;&#xD;
      
           technology
           &#xD;
      &lt;em&gt;&#xD;
        
            cultivation
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      &lt;/em&gt;&#xD;
      
           (for oneself) and technology 
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      &lt;em&gt;&#xD;
        
            denial
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      &lt;/em&gt;&#xD;
      
           (for adversaries)
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    &lt;/a&gt;&#xD;
    
          – lie near the core of the problem of great power competition in the modern era, and why getting one’s policies right on 
          &#xD;
    &lt;em&gt;&#xD;
      
           these points
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    &lt;/em&gt;&#xD;
    
          is critical for the maintenance of international peace and security.
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           III.          Deterrence and Disruption
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          One might wonder, of course, what these dynamics have to do with more traditional “strategic stability” issues involving nuclear weapons.  And, in truth, any answer to that question can still only be speculative, inasmuch as the relationship between traditional deterrence and emerging technologies in new “battlespace” domains such as cyberspace and outer space, the potential “strategic” application of non-nuclear capabilities, and the aggregate impact of modern technological advancement upon overall geopolitical power are all essentially matters of first impression for global leaders.  Nevertheless, one can perhaps discern a few points.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The first relates to the degree of strategic stability traditionally provided by nuclear weapons – that is, both (a) the fact that all other things being equal, nuclear weapons-possessing states have some incentive not to war against each other precisely by virtue of their reciprocal possession of the ability to inflict incalculable harm upon the other, and (b) the fact that even a state with a preponderance of conventional military power may have to think twice before attacking a weaker, nuclear-armed or -protected adversary.  This is the phenomenon of nuclear deterrence and extended deterrence.  However imperfect and potentially fallible it is – and whatever the degree that other factors may impinge upon its effectiveness in preventing conflict between nuclear weapons possessors (
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g.
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    &lt;/em&gt;&#xD;
    
          , accident, inadvertent escalation, miscalculation, irrationality, or indeed rational and deliberate choices made 
          &#xD;
    &lt;em&gt;&#xD;
      
           in extremis
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    &lt;/em&gt;&#xD;
    
          ) – the logic of such deterrence is compelling.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Yet the interplay between technology competition and strategic stability also suggests the possibility that nuclear-based stability could have structural limitations.  To begin with, the nuclear standoff of a dyadic deterrent relationship can still allow a fair amount of “warring” to occur between its participants, even if this conflict is not of a direct and maximalist sort.  During the Cold War, for instance, the U.S. and Soviet alliance systems had fairly stable geographic frontiers when it came to their actual armed forces facing off against each other in Central Europe and East Asia.  Nonetheless, a great deal of bellicose rivalry was “displaced” to other areas of the world in 
          &#xD;
    &lt;em&gt;&#xD;
      
           indirect
          &#xD;
    &lt;/em&gt;&#xD;
    
          conflicts such as the Korean War and the Vietnam War, proxy struggles pitting Communist-backed guerrillas and terrorist groups against Western-friendly governments, and warfare between Third World states and factions each backed by opposing sides.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Perhaps analogously, in South Asia today, the existence of a nuclear weapons standoff and arms race between India and Pakistan has not precluded a degree of low level, simmering conflict between them, involving cross-border terrorist groups operating out of Pakistan against India and – most recently – a limited exchange of air strikes.  Even this past summer, moreover, nuclear-armed rivals China and India engaged in fatal border skirmishes in their competition for territory in the high Himalayan peaks between Ladakh and Aksai Chin.  As the Korean War, the Yom Kippur War between Egypt and Israel in 1973, and the February 2019 India-Pakistan crisis all illustrate, even geographically displaced or “merely” low-level engagements can run grave risks of escalation to war between nuclear-armed principals.  And even if such horror is avoided, “strategic stability” is hardly always peaceful; the very higher-level “stability” it creates between its main protagonists can create seemingly safe “space” for lower-level coercive self-aggrandizement that nonetheless can give rise to dangerous escalatory pressures.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Moreover, the “space” created by a “strategically stable” relationship can also breed trouble to the extent that this very stability creates opportunities for subsequent strategic disruption.  An aggressive rising state has reason to dislike strategic stability, precisely to the degree that it 
          &#xD;
    &lt;em&gt;&#xD;
      
           is
          &#xD;
    &lt;/em&gt;&#xD;
    
          strategically stable, and to seek to undermine that stability in ways that conduce to its advantage.  In the right circumstances, however, such a revisionist might be able to rely upon strategic stability to protect it from the power of 
          &#xD;
    &lt;em&gt;&#xD;
      
           others
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    &lt;/em&gt;&#xD;
    
          while it marshals its strength, preparing for a future military (or militarily-facilitated) challenge to the global order.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This points to the fact that strategic stability is not a static but rather a dynamic concept, as well as to the ways in which matters of technology competition can potentially have a powerful disruptive effect upon a supposedly “stable” system.  It thus directs us back to the importance of technological competition, and the threats presented by the PRC’s MCF strategy.  Readers who are familiar with Deng Xiaoping’s comment that China should “bide its time and hide its capabilities” – a strategic maxim from the years after Mao Zedong’s death when the PRC began to turn outward to the world again, building its economy through initially export-led growth and seeking to modernize through the import of Western technology and know-how on a massive scale – ought to be able to see the potential problem, especially now that the dictatorship of Xi Jinping has decided to stop “biding and hiding” and is more inclined aggressively to flex its muscles and flaunt the capabilities Beijing built while the rest of the world dreamed complacently of a neoliberal, democratic end of history.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          So in this context, what might be the impact of a hypothesized future RMA-style disruptive transformation in the currency of global power, especially were it to arrive on top of the already challenging developments in potential “strategic” applications of non-nuclear tools that we noted in the U.S. National Security Strategy?  At the very least, one might imagine that despite whatever stabilizing effect nuclear weapons may have, the “Nash equilibrium” sort of strategic stability I have described above can be undermined by dynamics of technology competition even in non-nuclear arenas.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The degree of any such erosion, however, would presumably vary.  In extreme circumstances of eventual military-technological disparity, it is at least conceivable that even nuclear deterrence itself, as between major weapons possessing powers, could at some point be called into question.  This dialectic is already well recognized.  The history of military technological evolution makes clear that it is hardly impossible for one era’s war-winning superweapon to be rendered ineffective by the subsequent development of new capabilities.  Within a human lifetime from the point at which steam-driven ironclads made deathtraps out of the greatest wooden ships of the line from the “age of sail,” for instance, those dreadnoughts themselves ceased eliciting awe and fear once it became clear what aircraft and submarines could do to a battleship.  In more modern strategic terms, a rogue regime’s small, “entry level” nuclear arsenal – itself perhaps having been intended to provide a deterring riposte to conventional military mismatch and to create “space” in which lower-level non-nuclear provocations could be indulged – can in theory already be all but obviated by sophisticated missile defenses.  And even with the largest and most impressive of nuclear stockpiles, such an arsenal might be of radically diminished value if, in the face of sufficiently effective cyber, space, and strategic precision conventional attack, its possessor lost the ability to rely upon the national command, control, and communications (NC3) capabilities required in order actually to employ nuclear weapons in a conflict.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Less dramatically, but still importantly, a major shift in the non-nuclear military-technological balance could increase instability and escalation risks by tempting its beneficiary into increasingly aggressive moves in the “space” that lies “below” an assumed threshold of nuclear deterrence.  Significantly, this threat to strategic stability from non-nuclear technological development would likely be most dramatic if it occurred in the context of changes in the nuclear balance as well.
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  &lt;/p&gt;&#xD;
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          And this is why the PRC’s current strategic trajectory – coupled with its baldly revisionist geopolitical ambitions – is so alarming.  It is not merely that Beijing, as we have seen, is seeking to position itself atop the commanding heights of the mid-21st Century RMA its strategists believe will arrive with the incorporation of artificial intelligence, quantum computing, and other evolving technologies into what the People’s Liberation Army somewhat awkwardly terms “intelligent warfare.”  It is also that the PRC is at the same time rapidly expanding both the size and the diversity of its nuclear arsenal.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This PRC nuclear buildup is especially worrying on account of its objective needlessness.  To the degree that in the modern era Beijing ever actually worried about direct U.S. military attack, the PRC seems clearly to have quite successfully “deterred” such attack for all the years since China’s first nuclear weapons test in 1964.  Any actual threat to the PRC directly from United States nuclear weapons, moreover, has been plummeting since the end of the Cold War, with the U.S. arsenal having been cut by at least two-thirds since China joined the Nuclear Nonproliferation Treaty in 1992.  For a country that purports (as the PRC does) to have a “no first use” nuclear posture – that is, to believe that the “sole purpose” of nuclear weapons is to deter the use of 
          &#xD;
    &lt;em&gt;&#xD;
      
           other
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    &lt;/em&gt;&#xD;
    
          nuclear weapons, and to proclaim that it would not use such weapons unless others did so – one might have imagined that this massive reduction in the U.S. nuclear arsenal would allow China to cap or even reduce its own arsenal.
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          Despite this huge reduction in the U.S. nuclear threat that Beijing claims to fear, however, the PRC has embarked upon a huge nuclear buildup.  As summarized in the most recent U.S. Defense Department report on 
          &#xD;
    &lt;a href="https://media.defense.gov/2020/Sep/01/2002488689/-1/-1/1/2020-DOD-CHINA-MILITARY-POWER-REPORT-FINAL.PDF"&gt;&#xD;
      &lt;em&gt;&#xD;
        
            Military and Security Developments Involving the People’s Republic of China
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          , “[o]ver the next decade, China’s nuclear warhead stockpile … is projected to at least double in size as China expands and modernizes its nuclear forces.”  China has steadfastly refused to agree to a policy moratorium on additional production of fissile material for nuclear weapons, but even without such production it probably already has “enough nuclear materials to at least double its warhead stockpile without new fissile material production.”  It’s anybody’s guess where this relentless expansion stops, but ostensibly unofficial but government-controlled press outlets in the PRC have frequently talked about a supposed need for China to have a much larger nuclear arsenal.[1]  Despite a dramatic diminution in the nuclear threat facing it, therefore, the PRC is engaged in a 
          &#xD;
    &lt;em&gt;&#xD;
      
           huge
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    &lt;/em&gt;&#xD;
    
          expansion of its nuclear capabilities.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          None of this bodes well for strategic stability.  This grim conjunction signals that the authoritarian Chinese Communist Party regime may be trying to procure a sort of geopolitical “hunting license” for itself: the ability to engage with relative impunity in predatory acts of international intimidation, coercion, and aggression using new, RMA-facilitated military capabilities, to be carried out under a sort of 
          &#xD;
    &lt;em&gt;&#xD;
      
           offensive
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          “nuclear umbrella” created by Beijing’s wantonly ballooning nuclear arsenal.
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&lt;div data-rss-type="text"&gt;&#xD;
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          These dangerous dynamics thus highlight the imperative of finding both an adequate response to the technology competition challenges created by the PRC’s strategy and a way to 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/04/T-paper-series-1-Arms-Control-2.pdf"&gt;&#xD;
      
           ensure that Beijing is brought, for the first time, into some kind of nuclear arms control framework
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          .  Doing exactly this, in both respects, is today a key priority for the United States, and much hinges upon whether we are successful.  For the United States and the democracies of the world to 
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    &lt;em&gt;&#xD;
      
           fail
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          in finding answers to the challenges presented in these regards by PRC revisionism could usher in a gravely dangerous new era of strategic instability, potential great power conflict, and risk of escalation to nuclear warfare.
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           IV.          The Limits of Conventional Arms Control -- and What Can Yet Be Done
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          With nuclear and technology-competition threats having pointed us to the critical importance of arms control with China, however, we face a special challenge in the contemporary world from the fact that traditional legal-regulatory approaches to arms control – while they thankfully remain viable and indeed indispensable in the nuclear weapons arena – are notoriously ill-suited to meeting the security threats presented by the destabilizing technology-facilitated geopolitical revisionism of the PRC and the Russian Federation.  This is an argument that I have made in more detail 
          &#xD;
    &lt;a href="https://www.state.gov/whither-arms-control-in-outer-space-space-threats-space-hypocrisy-and-the-hope-of-space-norms/"&gt;&#xD;
      
           elsewhere
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          , especially in connection with novel potential “battlespace” domains such as 
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    &lt;a href="https://www.state.gov/cyberspace-security-diplomacy-deterring-aggression-in-turings-monument/"&gt;&#xD;
      
           cyberspace
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          and 
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    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-Paper-Series-Space-Norms-Formatted-T-w-Raymond-quote-2543.pdf"&gt;&#xD;
      
           outer space
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          , as well as with regard to fast-moving emerging technologies such as that of 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-Series-2-LAWS-FINAL-508.pdf"&gt;&#xD;
      
           lethal autonomous weapon systems
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          , so I will not belabor the point here.
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          In arenas characterized by rapidly evolving and ubiquitous dual-use technologies and operational concepts, traditional rule-prohibitive arms control approaches are indeed today falling short.  These approaches are unable to come up with intelligible and administrable definitions of what is to be banned – at least not without being 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-Paper-Series-Space-Norms-Formatted-T-w-Raymond-quote-2543.pdf"&gt;&#xD;
      
           damagingly over-inclusive, dangerously under-inclusive, or both
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          .  They are, moreover, largely unable to verify and enforce compliance with any such prohibition even if one 
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    &lt;em&gt;&#xD;
      
           could
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          be developed.
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          This is not to suggest that it is impossible to make progress in mitigating security threats in such evolving, high-technology domains.  It is merely to point out that the “arms control” reflexes that many members of the policy community bring to the table are often not helpful, and can conceivably be dangerous – such as when, for instance, they tempt policymakers to indulge purported solutions, such as 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-Paper-Series-Space-Norms-Formatted-T-w-Raymond-quote-2543.pdf"&gt;&#xD;
      
           recent Sino-Russian outer space initiatives, that 
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      &lt;em&gt;&#xD;
        
            look
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           like arms control but in fact excuse or mask destabilizing behaviors on the part of their proponents
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          .  While we continue to pursue arms control measures wherever they are likely to be effective, to be verifiable, and to be complied with by other parties – 
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    &lt;a href="https://www.state.gov/wp-content/uploads/2020/04/T-paper-series-1-Arms-Control-2.pdf"&gt;&#xD;
      
           including, in particular, with Russia and China with regard to nuclear weapons
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          – we must also acknowledge the limitations of traditional arms control approaches as applied in many emerging technology arenas.
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          We need different answers.  The United States has been at the forefront of developing other approaches to mitigating risks and meeting security challenges in such domains, such as bringing states together to 
          &#xD;
    &lt;a href="https://www.state.gov/rules-norms-and-community-arms-control-discourses-in-a-changing-world/"&gt;&#xD;
      
           articulate and defend norms of responsible behavior
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          ,[2] and to 
          &#xD;
    &lt;a href="https://www.state.gov/rules-norms-and-community-arms-control-discourses-in-a-changing-world/"&gt;&#xD;
      
           establish more effective frameworks for deterring 
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      &lt;em&gt;&#xD;
        
            irresponsible
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           behavior
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          .   With respect to the security challenges of high-technology competition across the board, moreover – in which self-aggrandizing destabilizers such as Beijing are unlikely to agree to negotiated limits or upon effective codes of conduct – the best available answer may be a policy of cautious restriction, and where necessary denial, by the collective technology possessors of the non-Chinese world.
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          To this end, the United States has been leading in developing, implementing, and evangelizing for appropriate responses that help address the 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
           technology-diversion problems presented by the PRC’s MCF strategy
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          , including by building “
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           coalitions of caution
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          ” against technology transfer threats and working with partners to improve “best practices” in national security export control policy, 
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           visa screening
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          , and other such areas.  At the same time, we have been working to 
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           catalyze more technological innovation within the United States itself
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          , to 
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           onshore critical capabilities such as semiconductor manufacturing
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          , and to build consortia of trusted partners from across the democratic world to provide competitive, cutting-edge technology opportunities and solutions vis-à-vis the state-subsidized or state-owned “national champions” of our authoritarian competitors.
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           V.          Conclusion: Diplomacy "Across" and Diplomacy "Against"
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          Meeting contemporary challenges of strategic stability requires a mix of both traditional and nontraditional approaches, and must involve a broader range of participants and stakeholders than is usually envisioned in discussions of strategic stability.  Yes, traditional rule-prohibitive nuclear arms control remains essential, negotiated between the major players in order both to prevent the escalating spiral of a new arms race and to help prevent the PRC’s dramatic nuclear buildup from creating a nuclear “overhang” under which Beijing would feel increasingly tempted to engage in provocative regional behaviors and predatory acts using its conventional forces – acts which, of course, would trend to create regional conflicts and create terrible nuclear escalation risks.
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          Even though traditional arms control unfortunately still lacks effective tools and concepts for addressing great power competitive dynamics in new, rapidly evolving high-technology domains such as cyberspace and outer space, moreover, we can also do more to reinforce strategic stability by developing and promoting understandings and expectations of responsible behavior there.  Both of these tasks – traditional arms control and norm development – will require effective multi-party diplomacy across the fault lines of contemporary competitive geopolitics, and are high priorities for the United States.
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          At the same time, however, meeting today’s challenges of strategic stability will require more effective measures, both on a unilateral basis and on one of “
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           likeminded” Western democracies acting, in concert, against the dangerous agendas of the authoritarian revisionists
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          .  Expectations of behavior in novel domains, for instance, must be “enforced” by resolute steps taken by coalitions of responsible states to penalize irresponsible behavior, thereby establishing what are in essence 
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           deterrence frameworks that disincentivize destabilizing provocations
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          .  To prevent (or delay) the emergence of technological asymmetries that could imperil strategic stability – such as by changes that facilitate any one power’s conflict-engendering use of RMA-fueled military coercion to upend the existing international order and restructure that order around itself as a new regional or global hegemon – the likeminded non-authoritarian countries of the world must focus intensively on three critical tasks that derive from a clear understanding of the importance of technology competition in modern-day competitive geopolitics:
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      <pubDate>Fri, 06 Nov 2020 03:00:00 GMT</pubDate>
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      <title>International Security in Cyberspace: New Models for Reducing Risk</title>
      <link>http://www.newparadigmsforum.com/p2818</link>
      <description>This 20th paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security looks at the problems of arms control in cyberspace, but also the potential for developing norms of responsible behavior.

International Security in Cyberspace: New Models for Reducing Risk
by
Dr. Christopher A. Ford
Arms Control and [...]</description>
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           roduced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form at the bottom of this page.
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         International Security in Cyberspace: New Models for Reducing Risk
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 20
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          October 20, 2020
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      <pubDate>Wed, 21 Oct 2020 03:00:00 GMT</pubDate>
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      <title>Responding to Modern Cyber Threats with Diplomacy and Deterrence</title>
      <link>http://www.newparadigmsforum.com/p2807</link>
      <description>These are the remarks Assistant Secretary Ford prepared for an event on cyberspace issues with the Center for Strategic and International Studies on October 19, 2020.  

Good afternoon, everyone, and thank you for inviting me to participate in this event.  You have no reason to know [...]</description>
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      These are the remarks Assistant Secretary Ford prepared for an event with the Center for Strategic and International Studies on October 19, 2020.  The remarks may also be found 
      
    
      
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      , on the website of the State Department's Bureau of International Security and Nonproliferation.
    
  
    
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                    Good afternoon, everyone, and thank you for inviting me to participate in this event.  You have no reason to know it, but I actually got my start in the think tank world at the Center for Strategic and International Studies (CSIS) — as an Africanist, of all things, working as a summer intern for Helen Kitchen in your African Studies department, way back in 1990.  It was, in fact, my first introduction to what a think tank is, and what a think tank does, so thank you for that formative experience.
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                    None of us imagined at that point that something called “cyberspace” would be such an important part of the 21st Century international security environment, of course, but here we are.
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                    But that’s why I should really start today by offering special thanks to you, Jim [Lewis], for your indispensable service as Rapporteur for several successive cyber-focused U.N. Groups of Governmental Experts (GGEs) where some extremely important work was done in articulating norms of responsible behavior for cyberspace.  There aren’t many people around who can claim to have had so formative an impact upon an entire field of diplomacy as Jim has had in the cyber arena, so on behalf of the Department, I congratulate and thank him for all his contributions.
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                    For my own part, I’d like to say a few words today about what we’re currently doing in the U.S. Government in the field of cyberspace security diplomacy.  At a time when lurid, real-time headlines and the swirl of an oncoming U.S. presidential election understandably offer innumerable opportunities for distraction, I think it’s vital not to lose sight of the fact that important ongoing policy initiatives continue to advance — and that there is actually a great deal of really valuable continuity and evolutionary progress in U.S. cyber diplomacy.
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                    Why we should need to pay attention to such things, of course, is pretty obvious.  In this ever more Internet-connected age, it is no surprise that cyber threats continue to increase.  The more indispensable such connectivity is for commerce, communications, and innumerable aspects of daily life, the more that malicious actors see opportunities to steal (or hold hostage) the information lifeblood of our contemporary economy, or otherwise to profit malevolently from these modern dependencies.  But the problem goes beyond the “ordinary” criminality of fraud and theft, and even the “traditional” cyber espionage undertaken by states.
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                    The emergence of a new era of great power competition has raised the stakes in the cyber arena.  Adding to the problems we already faced from cyber criminality, we now also must address a new layer of geopolitical threat from the revisionist powers of the People’s Republic of China (PRC) and Russia — states that use cyber tools to steal technology to build up their military capabilities, to prepare for devastating attacks upon our critical infrastructure in the event of crisis or conflict, to carry out disruptive cyber attacks aimed at destabilizing our allies and partners, and to influence and manipulate our electoral processes.  This shift in the threat is a challenge of enormous magnitude, and one to which the non-authoritarian world is still only in the early stages of mounting effective responses.
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                    This expert audience at CSIS needs no primer on the threefold threat we face from cyber-facilitated technology-transfer, potential disruptive or destructive cyber attacks against critical infrastructure, and cyber-facilitated political manipulation.  What I’d like to outline this afternoon is what we are doing — at least in my own piece of the State Department — in responding to these threats.
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                    Before I address the various steps we’re taking, however, let me say a quick word about what I am pleased to say we are not doing.
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      I.          "Arms Control" in Cyberspace
    
  
  
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                    What we are 
    
  
  
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     doing is reflexively chasing solutions that cannot address the problems that we face in cyberspace.  Effective risk reduction in cyberspace is challenged by several important characteristics of the cyber domain.
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                    All of this makes effective “arms control,” at least as traditionally conceived, difficult or impossible in protean, rapidly evolving, high-technology domains such as cyberspace.  As I have also 
    
  
  
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    , if one aims to limit or ban “weapons” in cyberspace in the way that traditional arms control tries to address other dangerous tools, it is all but impossible to come up with a good definition.
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                    There seems to be no way to avoid being either damagingly over-inclusive in ways that would also prohibit technologies essential to peaceful civilian and scientific uses, dangerously under-inclusive in ways that would miss entire categories of potential “weaponry,” or in fact both.  Moreover, even if you could define the problem, no one’s ever been able to offer an intelligible scheme for verifying a prohibition.  So like outer space, cyberspace: “
    
  
  
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      is a domain in which technologies are evolving so quickly, private and governmental actors are [so] intertwined, and definitions of what can be a ‘weapon’ are so vague, that it is hard to see how traditional, rule-based and legally binding ‘prohibitory’ approaches to arms control could work
    
  
  
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                    Accordingly, the United States has long rejected efforts to impose traditional arms control measures on offensive cyber capabilities.  Such a stance is especially important given the degree to which Russian and PRC campaigns to promote “arms control” in cyberspace have focused less on actual measures to reduce the risk of conflict involving technical cyber operations than they have focused on efforts merely to co-opt arms control rhetoric in support of campaigns by those authoritarian regimes to legitimize oppressive controls over the political content of Internet communications.
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                    As so often in diplomacy, therefore, not doing dumb things is half the battle.  Accordingly, we continue to resist the temptation to engage in quixotic “arms control” efforts in cyberspace, especially when such proposals originate from dictatorial regimes that are themselves engaged in some of the world’s most egregious cyber behavior.
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      II.           Frameworks for Responsibility and Restraint
    
  
  
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                    So that’s what we’re not doing.  What about what we are doing?
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                    Well, one critical plank of the U.S. agenda is to promote clear understandings of what constitutes responsible State behavior in cyberspace — which Jim knows full well, thanks (as I noted) to his outstanding contributions in this area.
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                    As 
    
  
  
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                    One of these key principles is the idea that international humanitarian law, international human rights law, and indeed also the United Nations Charter itself, apply to State behavior in cyberspace in the event of armed conflict.  Led by the United States, a broad coalition of diplomats carried the day on this at the 2013 cyber GGE, which articulated by consensus that 
    
  
  
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      “[i]nternational law, and in particular the Charter of the United Nations, is applicable and is essential to maintaining peace and stability and promoting an open, secure, peaceful[,] and accessible [cyberspace] environment
    
  
  
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    .”  This conclusion was reiterated by a subsequent GGE in 2015, and both reports have been endorsed by U.N. Member States.  Russia has recently started to try to walk back its commitment to this principle — and we must all join in condemning and resisting this — but the achievement of the United States and its GGE partners in making these points clear was a huge step forward for cyber diplomacy.
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                    Beyond articulating the applicability of international law, moreover, United Nations cyber GGEs have also spelled out voluntary, non-binding norms of responsible State behavior that apply short of armed conflict.  The consensus 2015 GGE report, for instance, recommended among other things that States should not “conduct or knowingly support [cyber] activity … that intentionally damages critical infrastructure or otherwise impairs the use and operation of critical infrastructure to provide services to the public.”  The U.N. General Assembly has by consensus called on all states to be guided by these norms.
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                    These principles are voluntary, non-binding norms rather than legally binding requirements.  Nevertheless, they are a major step forward in creating expectations of responsible behavior in the cyber domain to help guide State actions and encourage restraint and prudence in cyber operations.
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      III.          Cyber Deterrence
    
  
  
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    And that brings me to some of our more recent innovations.  For such understandings of what constitutes responsible behavior are also critical to understanding what behavior is irresponsible — and that, in turn, opens up possibilities for efforts to make such irresponsibility increasingly unattractive to its would-be perpetrators.  This is the burgeoning arena of cyberspace deterrence.
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                    Explicit strategies of deterrence are only relatively recent additions to U.S. cyberspace policy.  For a while, the United States seemed almost to hope that the mere example of its good-faith engagement with malicious cyber actors such as Russia and the PRC might be enough to persuade them to rein in their bad behavior.  In 2013, for instance, the Obama Administration established a new communications channel for addressing cyberspace problems that connects the U.S. State Department to the Ministry of Defense in Moscow.
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                    Such direct, domain-specific channels can indeed provide a valuable means with which parties can communicate about emergent issues in ways that could help them manage crises and prevent inadvertent escalation.  While an important step forward, however, that new link did not represent a fully adequate answer, because U.S. policy at the time seemingly ignored the element of deterrence.  The approach then seemed to rest on the idea that communication alone could address growing cyberspace threats, as if the Kremlin’s malicious cyber activities were simply miscalculations or mistakes that would be stopped if we simply pointed them out.  That “pure communication” approach collapsed in response to Moscow’s efforts to influence the 2016 U.S. elections because the Russian activity in question, of course, wasn’t a misunderstanding or error that might be corrected after having attention drawn to it, but instead a deliberate policy choice.
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                    But we have learned the lessons of that history, and we have come more explicitly to incorporate elements of deterrence into cyberspace security diplomacy as well.  The lessons of the last few years have made clear that having a framework of responsible state behavior is not enough in itself: there must also be consequences for the violation of such norms.
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                    This approach builds upon the 
    
  
  
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      2018 U.S. National Cyber Strategy
    
  
  
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    , which made clear that:
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    “[a]s the United States continues to promote consensus on what constitutes responsible state behavior in cyberspace, we must also work to ensure that there are consequences for irresponsible behavior that harms the United States and our partners…. The United States will launch an international Cyber Deterrence Initiative to build … a coalition [of states] and develop tailored strategies to ensure adversaries understand the consequences of their own malicious cyber behavior.  The United States will work with like-minded states to coordinate and support each other’s responses to significant malicious cyber incidents, including through intelligence sharing, buttressing of attribution claims, public statements of support for responsive actions taken, and joint imposition of consequences against malign actors.”
  

  
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                    This work involves the whole U.S. interagency.  Pursuant to the 2018 Department of Defense Cyber Strategy, for instance, the armed forces “defend forward to disrupt or halt malicious cyber activity at its source … to stop threats before they reach their targets.”  The Justice Department uses its own authorities against malicious cyber actors, including just this very afternoon, when 
    
  
  
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      Justice indicted six Russian military intelligence officers for involvement in “some of the world’s most destructive [computer] malware to date
    
  
  
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    ,” including in attacks which caused blackouts in Ukraine, as well as unleashing the incredibly destructive “NotPetya” virus.
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                    For our part, we at the 
    
  
  
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      State Department have also played a leading role
    
  
  
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     in this — in particular, through building the aforementioned Cyber Deterrence Initiative, or CDI.  On the one hand, we have continued the work I’ve already described to promote acceptance of and adherence to the U.S.-developed framework of responsible state behavior in cyberspace.  On the other, we have worked within the U.S. government and with international partners to build a shared capacity to swiftly impose consequences when our adversaries transgress this framework.  Working with interagency colleagues, we have developed policies, processes, and response options that allow us to act quickly.  We have also worked closely with likeminded countries to build a flexible model for organizing cooperative responses to significant cyber incidents.
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                    “Attribution diplomacy,” as I call it, is a critical part this work.  It used to be assumed in some quarters that cyber attribution was more or less impossible, but thankfully that’s not true.  It’s not easy, of course, but it’s hardly impossible, and we’re getting better not just at doing attribution ourselves but at mobilizing partners to condemn malicious cyber activity as well.  This is a critical component of our cyberspace security diplomacy.
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                    In September 2019, for instance, 28 states joined in a “Joint Statement on Advancing Responsible State Behavior in Cyberspace,” which included a commitment to “work together on a voluntary basis to hold states accountable when they act contrary to this framework.”  In February 2020, 20 individual states – and the European Union as a whole – also joined in condemning the disruptive cyber attack against the country of Georgia that was mounted in October 2019 by the Russian GRU military intelligence service.
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                    In April 2020, moreover, the United States and several other likeminded countries issued concerted statements in response to an alert issued by the Czech Republic about its detection of impending cyber attacks targeting its health sector, warning that such actions would result in consequences.  This was the first time  that likeminded states have ever come together to warn against a specific future cyber attack, and we believe our warning had an effect; despite preparatory work by the would-be perpetrators, no major cyber attack ultimately occurred in that case.
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                    Reinforced by the increasing imposition of not just United States but now also European Union sanctions in egregious cyber cases, this cyberspace security diplomacy is helping to increase the costs and risks faced by the perpetrators of malicious cyber activity.  There’s a long way to go, of course, but we’ve been making really important strides.
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      IV.          Organizing the State Department for Success
    
  
  
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                    As a final note, I should also recount that the State Department is finally organizing itself for success in this arena, too.  As far as I can tell, it is all but universally agreed that the Department badly needs a bureau the full-time job of which is to address cyberspace security and emerging technology (ET) issues.  Such points have been made, for instance, by the National Security Commission on Artificial Intelligence, the Cyberspace Solarium Commission, and by world-class think tanks such as you good folks at 
    
  
  
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                    Well, we at the Department agree with that, and this is why Secretary Pompeo notified Congress in 2019 of our intention to create a new Bureau for Cyberspace Security and Emerging Technologies (CSET).
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                    Our move to create CSET is based on the idea that in addition to the need to ensure that the Department is fully staffed and prepared for the ongoing challenges of cyberspace security diplomacy, we also need full-time specialist expertise to address the security challenges presented by rapid developments in ET areas such as artificial intelligence and machine learning, quantum information science, nanotechnology, biological sciences, hypersonic systems, outer space, additive manufacturing, and directed energy.
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                    The 
    
  
  
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    , after all, acknowledges that maintaining a competitive advantage in ET is critical to national security interests and economic growth.  Our strategic competitors certainly think so, and they are working as fast as they can to seize advantage in these areas.  We must not allow ourselves to be left behind.
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                    Hitherto, no one bureau at State has been responsible for ensuring that the Department develops and implements coordinated diplomatic responses to the national security-related aspects of cyberspace and of current and future ET.  So we’re going to fix that.  Reporting to the Under Secretary for Arms Control and International Security, CSET will finally allow the State Department to be properly organized to handle these various security challenges.
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                    Nevertheless, actually getting this done has been hard — and needlessly, even embarrassingly, so.  Secretary Pompeo notified Congress of our intent to create the new bureau in the summer of 2019.  Thanks to the refusal of merely two Members of Congress who have kept “holds” upon our creation of this new bureau, however, CSET still does not exist, nearly a year and half later.  Our adversaries are surely delighted by this, of course, for their activities against the United States have faced no “hold,” and indeed they are accelerating.
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                    So I hope this roadblock will be quickly overcome, for the State Department badly needs to posture itself against the security challenges this country faces in cyberspace and in connection with emerging technologies.  We badly need to reorganize and resource our cyber diplomats, but other countries – both partners and adversaries – have moved forward to establish analogous institutions, while we have been held back by those two Members of Congress.
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                    Within the Department, we’ve long done good work on these issues, and have coordinated smoothly across multiple bureaus, but we can do better.  With CSET, I trust we soon will.
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      V.          Conclusion
    
  
  
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                    So, all in all the breadth and the severity of the cybersecurity threats we face are great, and they are growing.  Nevertheless, the U.S. Government is now mounting increasingly effective responses — not least, here at State.
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                    This is a challenging arena, and it will require much hard work and attention in the years ahead.  But we are now on the right path, and we are making progress.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <guid>http://www.newparadigmsforum.com/p2807</guid>
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      <title>Competitive Strategy in Divided Times</title>
      <link>http://www.newparadigmsforum.com/p2792</link>
      <description>This 19th paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security looks at the prospects for a bipartisan U.S. competitive strategy vis-a-vis the geopolitical challenges presented by the People's Republic of China.


Competitive Strategy in Divided Times
by
Dr. Christopher A. Ford
Arms Control and International Security Paper Series
Volume [...]</description>
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      Below is the text of the nineteenth paper in the
    
  
    
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       produced by the Office of the Under Secretary of State for Arms Control and International Security. 
    
  
    
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  Competitive Strategy in Divided Times

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    by
  

  
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    Dr. Christopher A. Ford
  

  
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    Arms Control and International Security Paper Series
  

  
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    Volume I, Number 19
  

  
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    October 15, 2020
  

  
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      <title>Bipartisan Competitive Strategy: The “New Normal”?</title>
      <link>http://www.newparadigmsforum.com/p2781</link>
      <description>These are the remarks Assistant Secretary Ford delivered on October 15, 2020, to the conference on "A Strategic Roadmap for Reentry in 2021 and Beyond: Advancing Institutional Commitments in a New Geostrategic Environment," sponsored by the University of Pennsylvania's Perry World House and the Brookings Institution.</description>
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      Below appear the remarks Assistant Secretary Ford delivered on October 15, 2020, to the conference on "A Strategic Roadmap for Reentry in 2021 and Beyond: Advancing Institutional Commitments in a New Geostrategic Environment," sponsored by the University of Pennsylvania's Perry World House and the Brookings Institution.  They may also be found 
    
  
    
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                    Good day, and thanks for inviting me.  My fellow panelist Lady Catherine [Ashton], of course, needs no introduction, but if I might introduce myself, I presently serve as U.S. Assistant Secretary of State for International Security and Nonproliferation, and additionally perform the duties of the Under Secretary for Arms Control and International Security here at the State Department.  I very much appreciate the chance to say a few words from an American perspective.
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                    As we approach the end of 2020, the United States finds itself at a critical juncture, confronting great-power geopolitical threats of a magnitude unprecedented at least since the end of the Cold War, and in key respects quite different from anything previously faced.  These threats have arisen, moreover, at a time in which our country finds itself internally divided into bitterly oppositional political tribes in ways not seen in generations.
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                    Some might despair at this.  In a polarized and divided Washington, what chance could our foreign policy and national security community have to implement consistent and effective approaches to the new environment of great power competition into which we have been thrust by decades of revisionist strategy in Beijing and Moscow?
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                    But things may not be as bad as they might seem.  Not because those threats are not real, for alas they are.  Rather, because I think there is more underlying consensus in Washington on the existence of these threats — and hence the need for resolute and sustained competitive strategy in response to them — than often meets the eye in a time of polarized tribalisms.
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                    This is a point of which the policy community needs to be reminded, so that we can still work with each other.  It is also a message that our competitors need to hear so that they will know that an increasingly robust U.S. and broader Western competitive posture is the “new normal” with which they will have to live unless and until they act in ways that are less provocative, abusive, and destabilizing.
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                    The challenge today derives not simply from the fact that the dictatorial regimes controlling China and Russia came to focus, years ago, upon competitive strategies designed to destabilize the long-established “operating system” of the international community, undermine our role and influence in it, and reorient that system in various ways increasingly around themselves.  The challenge also stems from the fact that while they turned to ambitious geopolitical competition in the post-Cold War era, we turned away.
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                    But I think we’re now coming out of that strategic slumber.  There is bipartisan Congressional support for firm measures against the PRC for abuses against the Uighurs and other ethnic minorities, repression in Hong Kong, and technology theft, for example, while both U.S. domestic and foreign press coverage suggest that the two major U.S. presidential candidates both profess a notably “tough on China” approach. One recent headline from The Washington Times proclaimed that “Biden rushes to join Trump in taking hard line on China: Both parties talk tough as American voters sour on Beijing.”
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                    But it is not just a question of headlines.  Some of our most effective work against great power competitors, furthermore — such as in 
    
  
  
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     — owe its successes to bipartisan legislation that has given us more powerful tools with which to work.
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                    And it is not hard to see why this would be so.  Under Xi Jingping, the PRC has thrown off the cloak it previously tried to wrap around its revisionist ambitions, and now openly seeks to restructure the global order around itself, even while committing ever more horrific and egregious human rights violations at home.  Similarly, Russia’s provocations have also gone too far for anyone to ignore.  The West may have been napping, but it’s not stupid, and it is now increasingly clear-eyed about great power competition.
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                    Once one makes allowances for rhetorical tone and flavor, therefore, it seems clear that a considerable degree of policy consensus has actually developed around some core points of strategy.  There will likely now be no going back to the era of dismissive sneers disparaging about the need for any kind of great power competitive posture at all, no more thoughtless facilitation of a competitor’s geopolitical rise, and no more grand illusions about how we should embrace and facilitate the muscularity and empowerment of those who wish us ill.
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                    Our political system, of course, will inevitably produce some degree of policy adjustment every time control shifts periodically back and forth between parties, and factions within them.  Nevertheless, it is all but impossible to imagine a return, in U.S. approaches to the PRC and to Russia, to the strategic complacency and lazy hubris of the earlier post-Cold War years.  Competitive strategy, in some form or another, is here to stay — and I think there is a very good chance that our otherwise so painfully divided policy community will find common ground to ensure that our geopolitical competitors don’t run the global board.
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                    So let me wrap up these initial remarks by offering a slightly different take on the questions that were framed for consideration at this conference.  This conference seeks to explore two powerful trends that are said to be “reshaping U.S. international legal and institutional commitments: 1) a new U.S. turn toward inward …, and 2) the rise of China in the multilateral system.”
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                    The casual reader might be inclined to see that framing as indicating that the United States is somehow running pell-mell away from involvement in international affairs and creating a global power vacuum that leaves the world at China’s feet.  That most certainly isn’t the case, and indeed as I’ve noted, it is striking the degree to which both camps in our otherwise divided political culture have now finally awakened to the importance of adopting a resolute competitive posture that pushes back against PRC revisionist hegemonism.
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                    I’d say that the better way to think of things is not in terms of “retreat,” but rather in terms of “reprioritization.”  The President has made no secret of his hope to extract U.S. service members from protracted wars in Afghanistan, Iraq, and Syria.  At the same time, however, we are today finally taking great power competitive strategy vis-à-vis China with the seriousness that it deserves.  As I suggested earlier this year,
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                    “It may be … that our successors will look back on the United States’ years of terrorist-hunting in the Middle East much like some later observers looked back on Britain’s far-flung Victorian wars – that is, as fascinating and picturesque, if controversial, endeavors that yet turned out to be, in geopolitical terms, merely a sideshow to and even a distraction from the dynamics that shaped the epochal geopolitical contests of the generations that followed.”
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                    To turn away from those wars to broader challenges, however, is not “retreat,” but instead engagement, where the need is greatest.  That’s called strategy.
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                    Anyway, thank you for having me.  I look forward to our discussion.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 16 Oct 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2781</guid>
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      <title>The Civil Nuclear Sector, Nonproliferation, and Great Power Competition: Rebuilding Global Leadership</title>
      <link>http://www.newparadigmsforum.com/p2775</link>
      <description>Assistant Secretary Ford delivered these remarks to Nuclear Energy Institute Board of Directors on September 16, 2020.  They may also be found here, on on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good afternoon, everyone.  It’s a pleasure to join such a distinguished group of panelists to talk with such important leaders in a critical [...]</description>
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      Below appear the remarks Assistant Secretary Ford delivered to Nuclear Energy Institute Board of Directors on September 16, 2020.  They may also be found 
      
    
      
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                    Good afternoon, everyone.  It’s a pleasure to join such a distinguished group of panelists to talk with such important leaders in a critical sector of the high-technology global economy.
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                    We are today at a potentially transformative point for the civil-nuclear sector.  We are far removed, of course, from the days in which U.S. civil-nuclear suppliers dominated the international market for nuclear power generation and services.  Since those days, we have had to grapple with the rise of global competitors in this sector — less on a legitimate “level playing field” basis of free market competition than on a market-skewing basis of state sponsorship and subsidization intended to tilt that field as much as possible in favor of national champions.
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                    Largely as a result of this, the American nuclear sector has lost ground in the international marketplace.  Worse still, the governments of the People’s Republic of China (PRC) and Russia have used state-sponsored competitors of the American nuclear sector as tools for strategic influence.  In the Russian case, cut-rate reactor builds and package deals have been used to create strategic dependencies intended to yield exploitative profits on the back end for services, fuel, and support, while opening host governments to Kremlin manipulation and coercion.  The PRC, meanwhile, uses predatory lending terms that create debt sustainability risks and provide the Chinese Communist Party with another tool for expanding its geopolitical influence, as it works to bring more and more countries into a high-tech 21st century analogue to the Chinese Empire’s ancient “Tribute System” of demanding deference and signs of fealty from surrounding peoples.  All of this cannot but be of profound national security concern, especially in today’s era of renewed and accelerating great power competition.
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                    But even while facing these headwinds, and as the role of the U.S. civil-nuclear sector in world markets has diminished, in some important ways we have gotten much better at what we collectively do.  Our civil-nuclear relationships today, for instance, have unprecedented nonproliferation integrity, with the United States having become the global leader in responsible supply.  We have been successfully rectifying the mistakes of past enthusiasms, for example — dating from when excitement about spreading the “benefits of the peaceful atom” outran concern about the potential proliferation implications of such transfers — by walking back the global spread of research and power generation reactors fueled by highly-enriched uranium (HEU), often weapons-grade.  In recent decades, the United States has spent upwards of a billion dollars converting reactors around the world from HEU to low-enriched uranium (LEU) fuel and in repatriating almost seven tons of HEU fuel to its countries of origin.  Today, 33 countries and Taiwan have become HEU-free as a result.  In addition, 74 reactors or isotope production facilities in nearly 40 countries have been converted from HEU to LEU, 32 have been shut down entirely, and the sector has moved into much more proliferation-resistant designs.
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                    In our nonproliferation policy over the past decades, moreover, we have moved beyond questions simply of technology and material into also supporting critical areas of oversight and international accountability. Today, we insist in our own civil-nuclear relationships upon strong nonproliferation assurances that include compliance with full International Atomic Energy Agency (IAEA) safeguards, including the Additional Protocol (AP). We are also leading the global effort to solidify IAEA Comprehensive Safeguards Agreements and the AP, together, as the global standard for safeguards — as well as a condition for supply, without insistence upon which, I should be very clear, a national supplier cannot any more be considered to be a responsible one.
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                    The American civil nuclear sector is also the global benchmark for nuclear safety and security, here too setting a pace that puts us out in front of all competition, and that others must now strive to follow if they are to be considered responsible suppliers.  We are also the foremost promoter of — and provider of funding for — nuclear security and safety initiatives at the IAEA, and for several years have been prodding that institution to do more in this critical area.
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                    In an arena in which supply contracts can create 50- to 100-year relationships over the lifetime of a reactor unit, getting these points right is not an option.  Rather, demanding fidelity to such nonproliferation, safety, and security standards is an imperative.  We are proud that in the United States, we are setting the global standard in all of these respects; the international community must now demand that other suppliers follow suit.
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                    Another reason for both pride and optimism is that the U.S. civil-nuclear sector still provides the most advanced technology available, at the top of the global pyramid in safety and reliability.  Critically, moreover, U.S. firms are also at the forefront of developing the civil nuclear technology of tomorrow — not least in leading the move to small modular reactors (SMRs) that will soon offer advanced, affordable, flexible, quickly-deployable, proliferation-resistant, and grid-appropriate power solutions for markets all around the world.  This is very exciting, not just because of the bright future it suggests for the U.S. civil-nuclear sector, but also for the great promise these developments have in offering clean energy solutions for a world that is, thanks to climate change and air pollution, ever more badly in need of them.
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                    Meanwhile, in contrast, nuclear suppliers backed by and acting on behalf of the authoritarian regimes of the PRC and Russia supply second-rate equipment to their civil-nuclear customers, and all too frequently cut corners in safety regulation in favor of sectoral expansion in pursuit of profit and strategic influence.  To date, their domestic nuclear overseers still resemble promotional boards and advocacy institutions more than they do state-of-the-art actual safety regulators such as the U.S. Nuclear Regulatory Commission.
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                    (This is why, for instance, Chinese Communist Party officials are so keen to pressure foreign governments to permit the “Hualong One” reactor design — which itself most likely incorporates some technology stolen from the United States — to enter service at least somewhere in the West, in the UK or Argentina for example.  Beijing knows that if it is to compete in non-Chinese civil-nuclear markets, it needs to get a Western nuclear regulator to give Chinese reactor designs some appearance of legitimacy, since people quite properly distrust regulators in China who first and foremost must obey the Party’s orders, even if that effort comes at the expense of nuclear safety and reliability.  We should all be very careful not to play into Beijing’s hand here; Western publics should not be used as guinea pigs for testing Chinese reactors that are being promoted in support of the Communist Party’s geopolitical ambitions.)
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                    The world has also learned much in recent years not just about recklessness and incompetence within the Chinese and Russian civil-nuclear sectors, but also about those institutions’ deep complicity in more sinister activities that no right-thinking person should support.  The China General Nuclear Power Company (GCNPC), for example, was indicted in U.S. courts in 2016 for stealing U.S. nuclear reactor technology.  We also know that the PRC’s nuclear sector has been diverting such foreign-acquired technology to help develop propulsion plants for next-generation ballistic missile submarines with which to threaten capitals such as Washington, Moscow, London, Paris, and New Delhi, and for aircraft carriers with which to threaten China’s littoral neighbors, as well as to develop floating nuclear power plants that will facilitate Beijing’s illegal occupation and militarization of the South China Sea.
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                    At the same time, the Russian nuclear sector has been dismayingly involved in producing absurdly dangerous unshielded powered nuclear weapons, such as the 9M730 Burevestnik (a.k.a. “Skyfall”, also known as the “flying Chernobyl”) nuclear powered cruise missile and the Poseidon nuclear-powered underwater drone torpedo terror weapon. We saw some of the fruits of this reckless work on novel strategic nuclear weapons delivery systems all too tragically in August 2019, when botched Russian efforts to recover a Burevestnik test unit from the sea near Severodvinsk — where the Kremlin had already let its crashed, unshielded nuclear reactor smolder on the sea floor near a civilian population center for a full year — resulted in a criticality incident that destroyed a salvage barge and killed a number of Russia’s top nuclear scientists. Such ugly episodes highlight both that our so-called “civil-nuclear” competitors in Russia and China are spectacularly irresponsible players, and that they contribute powerfully to the growing national security threats that today face the democracies of the Western world.
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                    Accordingly, it is clearly well past time for global civil nuclear markets to turn away from those PRC and Russian suppliers, and thereby avoid the many dangers that entanglement with them presents — dangers of untried and unsafe technology, predatory lending practices, subsidization of destabilizing military nuclear programs, erosion of the global nonproliferation regime, technology theft and its diversion to military uses, and strategic manipulation for political ends by those authoritarian regimes. It’s time, in short, for civil-nuclear partners all around the world to take advantage of what responsible suppliers can provide, both today and tomorrow.
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                    Significantly, I do not view this as an exclusively American project, and I do not advocate merely for our own national advantage here.  It is time for responsible suppliers in the non-authoritarian world to work together better, and to explore opportunities collectively to provide solutions to future nuclear power generation needs.  I believe there is much scope for negotiating such cooperative approaches between us, built around the safest and most reliable technology available, and taking advantage of the synergies that cooperation can bring among trusted and responsible suppliers in countries blessed with rights-based systems of democratic governance and that both model and insist upon the highest standards of nonproliferation integrity, safety, and security.
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                    We in the United States see the future of the civil nuclear sector as involving more and more such cooperation, and you will accordingly see us more and more active in promoting and facilitating it in various ways — such as by encouraging the development of consortia of trusted suppliers who can work together on key contracts, so that the United States’ superlative reactor technology and fuel supply services can be married up with top-notch reactor construction expertise and financing opportunities, in order to provide recipients with unbeatable “one-stop-shopping” opportunities to meet power generation needs around the world.  We look forward to working with all of you in these great endeavors.
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                    Thank you.
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      <pubDate>Thu, 17 Sep 2020 02:00:00 GMT</pubDate>
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      <title>Technology Transfer Diplomacy and the Challenge of Our Times</title>
      <link>http://www.newparadigmsforum.com/p2770</link>
      <description>These are the remarks Assistant Secretary Ford delivered to the Multilateral Action on Sensitive Technology (MAST) plenary meeting on September 15, 2020.  

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                    Good day, everyone, and welcome to the 2020 plenary meeting of the Multilateral Action on Sensitive Technologies (MAST) process. This is the third year that MAST has been in existence, and it’s a pleasure to see this forum thriving despite the continuing global pandemic and the need to hold such meetings only in a “virtual” manner.
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                    The need for something like MAST is more apparent than ever. Indeed, so also is the need for ongoing improvements in bilateral and multilateral coordination of all sorts among the world’s free and democratic nations as we together confront pervasive and systematic technology transfer threats from authoritarian regimes that seek to acquire sophisticated technology abroad and to use it in support of revisionist agendas that are gravely destabilizing the geopolitical arena.
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                    There was, of course, a time, earlier in the post-Cold War era, when free democracies did not take these threats very seriously. Fortunately, we have learned a great deal since then. Unfortunately, we have had to. Not since the late the 19th Century, if ever, has the world seen the sort of determined and systematic effort to acquire and repurpose foreign technology and know-how in service of disruptive and destabilizing global political and military ambition that we face today – and even that loose historical parallel is deeply disturbing in its implications.
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                    On top of this, we face growing dangers to the privacy and integrity of information belonging to the citizens of each of our countries, and belonging to commercial, industrial, and financial entities throughout our societies and economies. All of these struggles, moreover, are taking place in the context of a technological environment characterized by rapid – one might even say bewildering – rates of change, and the constant emergence and evolution of technologies with enormous potential to catalyze disruption, for good or for ill.
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                    Such a juxtaposition of challenges is without historical precedent – and, with authoritarian challengers quite openly seeking to occupy the commanding heights of mid-21st Century technological innovation in service of their revisionist geopolitical ambitions, there is every reason to be alarmed. This also, however, gives us every reason to come together to find collaborative solutions.
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                    What we are all engaged in is thus part of a commendable, if overdue, response to these threats. MAST represents one facet of a new and rapidly expanding arena of cooperative engagement that one might describe as “technology security diplomacy,” aimed at building what I have described over the last couple of years as “
    
  
  
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      coalitions of caution
    
  
  
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    .” It is time for us all to work to bring our friends and partners together to “
    
  
  
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      compare experiences and improve coordination on common technology-transfer threats intimately linked to our common security in a geopolitically challenging world
    
  
  
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                    This kind of engagement creates invaluable opportunities. It creates chances to build and to share awareness of evolving threats, to share perspectives and compare notes on “best practices” with which to respond to technology-transfer challenges, to develop and improve cooperative synergies, to explore mutually supportive capacity building enterprises, and to form closer partnerships in mitigating the threats presented by authoritarian influence and manipulation of economic relationships. Taking advantage of the potential that such diplomacy offers will be essential to our collective success in finding answers to these problems.
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                    The MAST process is clearly growing in its maturity and its influence. What started merely as a very promising idea is now an established forum in which likeminded countries routinely compare experiences and improve coordination on common technology-transfer challenges. We will hear about your experiences during our plenary discussions over the next three days, and we look forward to sharing our own.
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                    All your governments should be congratulated for coming together for this third annual MAST plenary conference. We certainly face huge challenges, but your participation in this event – and the work we’ve all been doing together – helps point the way to answers that will make us all more secure, more prosperous, and more free in the years and decades ahead.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 16 Sep 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2770</guid>
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      <title>Deterrence and the U.S. Nuclear Weapons Infrastructure</title>
      <link>http://www.newparadigmsforum.com/p2761</link>
      <description>This is the text of the eighteenth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security.  
Deterrence and the U.S. Nuclear Weapons Infrastructure
Arms Control and International Security Paper Series
Volume [...]</description>
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           Below is the text of the eighteenth paper in the
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            produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found at the bottom of this page.
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         Deterrence and the U.S. Nuclear Weapons Infrastructure
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          Arms Control and International Security Paper Series
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          Volume I, Number 18
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          September 9, 2020
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           This latest addition to the Arms Control and International Security paper series — prepared by Under Secretary of Energy and National Nuclear Security Administration Administrator Lisa Gordon-Hagerty and with an introduction by Assistant Secretary Ford — offers a perspective upon the United States’ nuclear deterrent needs and what NNSA is doing to meet them.
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          We are pleased to publish below a paper by Administrator 
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           Lisa Gordon-Hagerty
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          of the U.S. 
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           National Nuclear Security Administration
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          (NNSA) on the importance of the U.S. nuclear weapons production infrastructure.  It is of surpassing importance that we not forget these points, though in the past U.S. leaders seem too often to have done so.
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          U.S. officials and policy elites have often debated exactly how many and what sorts of nuclear weapons and delivery systems are needed, but our defense planners have long understood the importance of maintaining a robust nuclear force in order to deter aggression against us or our allies.   During the many decades that this has been a key point of emphasis in U.S. strategy, it has also been a commonplace understanding that such deterrence hinges upon the possession of actual nuclear weapons.
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          The importance of having nuclear weapons in hand and signaling this possession to others has long been accepted as a critical part of nuclear strategy, both for deterrence and — in the practice of militarized authoritarian regimes — for purposes of saber-rattling and coercive nuclear intimidation.  (Who can forget, for instance, all those parades of missiles on Red Square during the Cold War, or the threatening spectacle the Chinese Communist Party tried to conjure on international television with the 
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           giant parade of missiles organized in Beijing in October 2019 to celebrate the 70th anniversary of the Party’s seizure of power in China
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          ?)  It is also well understood that a completely secret nuclear capability deters no one, as reflected in Dr. Strangelove’s famous quip in Stanley Kubrick’s eponymous dark comedy satirizing the Cold War arms race: “The whole point of the Doomsday Machine is lost if you keep it a secret!”  So actually having, and being understood to have, nuclear weapons has essentially always been part of the nuclear deterrent equation.
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          Less well understood, however — or at least not always remembered — is that what lies behind the actual possession of nuclear weapons is also a critical part of deterrence: the infrastructure that has produced these weapons, that can maintain and replace them as and when needed, and that can develop new capabilities, if needed, in order to maintain deterrence as the security environment changes.  Such infrastructure is not merely associated with the maintenance of nuclear deterrence; it also directly provides much deterrent effect itself.
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          By way of example, remember that Ukraine, Kazakhstan, and Belarus ended up with thousands of nuclear weapons and delivery systems on their soil after the collapse of the USSR.  Assuming that these newly sovereign states had the capability to launch those weapons, one might presume these assets to have given them a formidable nuclear deterrent capability, at least initially.  Yet it was also the case that these countries had not inherited elements of the Soviet nuclear weapons infrastructure that would have permitted them to maintain these weapons over time, much less to replace and modernize them upon their eventual obsolescence.  Over the years, therefore, it was clear that these capabilities would degrade in terms of their safety and operational reliability, ultimately becoming unusable for lack of the infrastructure needed for their upkeep.  This was, no doubt, one of the factors that helped make these countries willing to dismantle these inherited systems, with all three countries eventually eliminating all of them and joining the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) as non-nuclear-weapon states.  (Another factor, of course — at least in the case of Ukraine — was the commitment to Ukraine’s territorial integrity given by Russia in the 
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           Budapest Memorandum of 1994
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          , the fate of which tragically suggests important lessons about the relative value of Russia’s promises.)
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          This helps highlight an important lesson: weapons without an adequate supporting infrastructure cannot provide deterrence for long.  Some of this thinking also seems to have been behind the disarmament community’s support for the Comprehensive Test Ban Treaty (CTBT) in the 1990s.  At that time, it was feared that nuclear weapons — and particularly the extraordinarily sophisticated designs that had come out of the U.S. weapons laboratories late in the Cold War — might become unreliable, for purposes of sophisticated deterrent planning and contingency warfighting scenarios, without a continuation of actual explosive testing.  Some disarmament advocates clearly hoped to use the CTBT’s prohibition upon such testing as a tool of “disarmament by stealth,” expecting that in a no-testing environment, existing nuclear arsenals would over time simply wither on the vine, essentially atrophying in place until they eventually became unusable.  The degree to which modern stockpile stewardship has reduced this danger, and has (so far) allowed the major powers to retain viable nuclear arsenals, attests to the “heroic science” that has gone into the improvement of weapon diagnostics and simulation capabilities since the 1990s.  It also illustrates the critical role of infrastructure in maintaining deterrence.
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          This is a point that many observers tend to forget in assessing nuclear strategy.  Having a robust and effective nuclear weapons infrastructure is vital if one is to maintain any meaningful deterrence over time, and it is also of enormous importance in deterring “breakout” from arms control agreements and in avoiding the dangerous spiral of an unconstrained nuclear arms race.  Your adversary, for instance, does not need to know only that your existing weapons will ensure that aggression would exact from him an entirely unacceptable cost.  That adversary 
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          needs to know that you can keep him in this position of being deterred for as long as you need to, regardless of what he does.  And this is the role of the nuclear weapons development and production infrastructure: a robust infrastructure tells the adversary that he cannot out-build and overwhelm you in an arms race.  Maintaining such an infrastructure thus contributes both to baseline deterrence and to preventing treaty “breakout” and arms racing.
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          The importance of a robust nuclear infrastructure may not be as intuitively obvious as the importance of maintaining a viable arsenal of “weapons in being,” but it has been critical from the very dawn of the nuclear age.  It made an enormous difference, for instance, whether the United States remained dependent for its production of nuclear weaponry exclusively upon enriched uranium produced by the Manhattan Project’s 
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          at Oak Ridge, Tennessee, or whether it could also turn to plutonium produced at the 
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           water-cooled production reactors at Hanford
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          , Washington.  As Thomas Reed and Danny Stillman pointed out in their classic study The Nuclear Express, with the technology of the day, uranium enrichment was slow and expensive, whereas production reactors such as the ones at Hanford could “
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           churn out plutonium at a prodigious rate
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          .”  The availability of this second material pathway had tremendous implications for the United States’ ability to produce additional weapons if it needed to do so, and this would have been clear to knowledgeable observers at the time.
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          Infrastructure can be so important to nuclear deterrence, in fact, that some have suggested the possibility that one could have “nuclear deterrence” without even having weapons at all.  Jonathan Schell’s 1984 book 
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          , for instance, took this position, which was also suggested by Michael Mazarr in his 1997 work on “virtual nuclear arsenals.”  In some such conceptions, it was felt that it might be possible to dismantle all the world’s nuclear weapons, while still relying upon nuclear deterrence to prevent large-scale conflict, on the theory that if former possessors retained the ability to reconstitute their arsenals on short notice, would-be aggressors would be dissuaded by the prospect of their victims’ rapid nuclear re-weaponization.  Taking inspiration from the insight that a nuclear weapons production infrastructure itself provides a degree of deterrence, such thinkers hypothesized that it might be possible to rely 
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          upon infrastructure-based deterrence, in the absence of nuclear weapons themselves.
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          In fact, such entirely “weaponless” deterrence would likely be highly undesirable, producing terribly destabilizing dynamics not merely by giving countries powerful incentives in time of crisis to race each other to reconstitute nuclear arsenals, but also actually giving the first reconstituted possessor strong reasons to use nuclear weapons preemptively, before the other side got them too.  Ironically, therefore, such crisis instability and nuclear use incentives might well make a world of “weaponless” deterrence more likely to result in nuclear war than today’s world.  (Not for nothing, for instance, did the great nuclear deterrence theorist Thomas Schelling describe a world free of nuclear weapons but capable of easily rebuilding nuclear weapons as hopelessly unstable: “Every crisis would be a nuclear crisis, any war could become a nuclear war.  The urge to preempt would dominate; whoever gets the first few weapons will coerce or preempt.”[1])
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          Nevertheless, even though truly “weaponless” deterrence would not work, it remains true that infrastructure does contribute to deterrence in important ways.  Since at least the days of the 
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          , for instance, it has been part of U.S. nuclear weapons policy to acquire what is called a “responsive” nuclear weapons production infrastructure — that is, one capable not merely of indefinitely maintaining the viability of whatever the current U.S. arsenal might happen to be, but also of meeting whatever future deterrent needs might arise if the security environment deteriorates.
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          This longstanding emphasis in U.S. nuclear policy represents an acknowledgement not just of the importance of infrastructure in baseline deterrence, but also of its importance in deterring arms race behavior (or treaty “breakout”) by nuclear adversaries by making sure that they know the U.S. infrastructure can produce what we need in response to any future threats they might present. Having a “responsive” infrastructure also has the benefit of allowing the United States to field a smaller nuclear force than it would otherwise have to maintain.  (If we were unable to build more weapons in response to expanding future threats, we might have to keep larger numbers of them on hand today, as a hedge against such potential future needs.)
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          Building and maintaining a responsive nuclear weapons infrastructure — capable of meeting present needs but also prepared to meet future ones if threats expand — must therefore be seen as a critical aspect of nuclear deterrence.  In theory, U.S. nuclear planning has long recognized this.  In practice, however, prior U.S. administrations, and Congresses, have too often dropped the ball.
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          To be sure, there has long been bipartisan support for the more intuitively obvious steps of continuing to maintain existing U.S. weapons and delivery systems and modernizing them as needed in order to avoid block obsolescence.  There has also long been political support for the “heroic science” of U.S. nuclear stockpile stewardship — a cause which has managed to win support from both the Left and Right because such capabilities are both essential to maintaining deterrence in a no-testing environment and essential to maintaining the viability of that no-testing environment.  And all of this is a very good thing.
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          As Administrator Gordon-Hagerty makes clear below, however, despite the outstanding caliber of our nuclear weapons establishment, much of its physical infrastructure has been neglected, and has been permitted to fall into a notably dilapidated state.  As she recounts, over half of NNSA facilities are now more than 40 years old, and about a third actually date back to the Manhattan Project itself.
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          The current Administration is working to turn this around, not least with a Fiscal Year 2021 Weapons Activities budget request that represents more than a 25 percent increase above the enacted FY20 level.  There is much work still to do as we climb out of the hole dug by prior administration budgets and Congressional appropriations.  As we noted in the 2018 Nuclear Posture Review, “
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           [t]he current threat environment and future uncertainties now necessitate a national commitment to maintain modern and effective nuclear forces, as well as the infrastructure needed to support them
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          ”  We are committed to ensuring that the United States’ deterrent will be able to continue to rely upon a robust and effective nuclear infrastructure for many years to come.
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          For that reason, the 
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          series is pleased to publish Administrator Gordon-Hagerty’s paper in order to draw attention to these challenges and the urgent need to meet them.  We hope readers will take these lessons to heart, and that the U.S. policy community will remain strongly committed to healing our infrastructure.
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           —
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           Dr.
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         Deterrence and the U.S. Nuclear Weapons Infrastructure
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          by
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          Lisa Gordon-Hagerty
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          Under Secretary of Energy and Administrator
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          U.S.  National Nuclear Security Administration
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          The United States today faces nuclear weapons threats from its great power competitors — the Russian Federation and the People’s Republic of China (PRC) — of a sort that it has not faced since the Cold War.  Responding to the challenges of great power competition is a central feature of the 
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           2017 National Security Strategy
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          , the 
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           2018 Nuclear Posture Review
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          , and the 
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           2018 National Defense Strategy
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          .  In meeting these challenges, the National Nuclear Security Administration (NNSA) has a critical role to play.  This paper thus explores the challenge, and how NNSA is helping keep the American people safe and secure in response.
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           I.     The Nuclear Deterrent and U.S. National Security
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          Before anyone had ever heard of COVID-19, the United States was clearly already facing an increasingly dynamic and dangerous international environment.  As Russia’s strategic forces are undergoing a comprehensive modernization, it is also pursuing novel nuclear weapons not covered by New START, and developing and deploying new nuclear warheads and launchers. These efforts include upgrades for every leg of the Russian nuclear triad of strategic bombers, sea-based missiles, and land-based missiles, including recently deployed ones armed with a hypersonic glide vehicle. Russia is also developing three new intercontinental range systems, the Sarmat heavy ICBM, an intercontinental, nuclear-armed, nuclear-powered, undersea autonomous torpedo and a nuclear-armed, nuclear-powered cruise missile.
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          China continues to increase the number and capabilities of its nuclear force. Moreover, its lack of transparency regarding the scope and scale of its nuclear modernization program raises questions regarding its future intent.  China has developed a new road-mobile strategic intercontinental ballistic missile (ICBM), a new multi-warhead version of its DF-5 silo-based ICBM, and its most advanced ballistic missile submarine armed with new submarine-launched ballistic missiles (SLBM).  Chinese state media have also indicated efforts are underway to develop a new nuclear-capable strategic stealth bomber, which will give China a nuclear triad, though Beijing has not formally acknowledged such a pursuit. It has also deployed a nuclear-capable precision guided DF-26 intermediate-range ballistic missile capable of attacking land and naval targets and is also reportedly developing new low-yield nuclear weapons.
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          Amidst ongoing tensions in the Middle East, Iran has continued to increase its stockpiles of enriched uranium in defiance of its commitments it made in the 2015 Joint Comprehensive Plan of Action (JCPOA). On Friday, June 19, 2020, the International Atomic Energy Agency’s Board of Governors adopted a resolution calling on Iran to provide prompt access to two undeclared locations where the IAEA has questions about potential undeclared nuclear materials and activities. Iran has also retained a vast archive of documents and materials related to its past nuclear weapons program, raising questions about whether it intended to preserve the option to resume such a program at some point in the future.  Iran’s development of increasingly long-range ballistic missile capabilities and activities to destabilize neighboring governments has continued apace since the JCPOA was concluded.  And in East Asia, North Korea remains a major concern, exemplified by its continuing pursuit of UN-prohibited nuclear weapons and missile capabilities.
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          It is not just the threat of great powers increasing their stockpiles or regional adversaries crossing the nuclear threshold that is troubling. Worse, these states have made clear that nuclear weapons will be a vital element of their statecraft that threaten U.S. interests around the world. Russia believes that limited nuclear first use in extremis – to potentially include low-yield weapons – is important to its defense and it maintains a greater number and variety of non-strategic nuclear systems to dissuade further escalation in a crisis or conflict.
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          So what is the United States to do in the face of these threats?
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          In his last major address before the House of Commons in March 1955 Winston Churchill noted:
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          “Unless a trustworthy and universal agreement upon disarmament, conventional and nuclear alike, can be reached and an effective system of inspection is established and is actually working, there is only one sane policy for the free world . . . that is what we call defence through deterrents. This we have already adopted and proclaimed.  These deterrents may at any time become the parents of disarmament, provided that they deter.  To make our contribution to the deterrent we must ourselves possess the most up-to-date nuclear weapons, and the means of delivering them.”
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          Indeed, as the world celebrated the 30th anniversary of the Cold War’s end last year, we were reminded – or should have been reminded – of the important role nuclear deterrence played in keeping what historian John Lewis Gaddis called “The Long Peace” for over four decades.  A credible U.S. nuclear deterrent supported American diplomacy, crisis management, and the resolution of international disputes throughout the Cold War, to include crises such as the Taiwan Straits crises in the 1950s, the 1962 Cuban Missile Crisis, and the Yom Kippur War in 1973.
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          Although today’s challenges are more multifaceted, Churchill’s words still hold true. For amidst this international turmoil, the effectiveness and credibility of America’s nuclear weapons capability reassures our friends and allies and serves as the ultimate deterrent against a nuclear attack by those who wish to harm us.  Although nuclear weapons do not deter every threat in the world, they do deter the very worst threats and underpin every other aspect of our national security.
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           II.     How the NNSA Maintains America's Nuclear Deterrent
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          In the face of these growing foreign nuclear threats, the 
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          (NPR) committed the United States to maintaining a nuclear posture that is “second-to-none” by modernizing and recapitalizing all three legs of the nuclear triad.  In order to meet this objective, the National Nuclear Security Administration must achieve three vital, overarching tasks:
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            1.     We must maintain confidence in our knowledge of the state of the current nuclear weapons stockpile.
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          Our nuclear weapons stockpile is safe, secure, and effective, but careful planning and action is necessary to maintain these systems at these standards. As the stockpile continues to age, certification becomes an increasingly difficult task as nuclear weapons systems continue to evolve beyond the conditions under which they were designed and tested. We know plutonium ages, but there is no established observable precedent for when Pu-239 will age its way to failure.  By 2030, the average age of the plutonium pits within these warheads will be 50 years old. Although we have reason to be confident in plutonium’s stability through 80 years, we know that not all pits are created equal, and that increased time in service is accompanied by an increased risk of deterioration and a decreasing confidence in the warhead’s safety and reliability.
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          To support the NPR, the U.S. Department of Defense (DoD) has determined a requirement for NNSA to be capable of producing no fewer than 80 plutonium pits per year. Based upon an analysis of alternatives, an engineering assessment, and a workforce analysis conducted by both internal and external experts, in 2018 the Nuclear Weapons Council endorsed NNSA’s recommendation to pursue a two-site approach that meets pit production requirements while managing the risks and costs associated with increasing production rates. Los Alamos National Laboratory’s will produce 30 war reserve pits per year beginning in 2026, and the Savannah River Site will produce 50 pits per year starting in 2030.
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          Additionally, as noted in a 2012 National Academies of Science study, “[a]ging and remanufacture of components will also require an improvement to the scientific underpinnings of stockpile stewardship.” Thus, it is critical for America to maintain the scientific, engineering, and technical expertise necessary to maintain our nuclear weapons stockpile, and starting now allows us to complete work while scientists and engineers with knowledge of pit production are still in place. Nuclear weapons entail a large set of specialties and sciences to work, and integrated teams from multiple disciplines need to be able to work together to successfully produce a nuclear warhead. For additional perspective, this same expertise is also critical to NNSA’s defense nuclear nonproliferation programs that underpin U.S. arms control initiatives and international efforts to safeguard nuclear materials and prevent nuclear smuggling.
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          NNSA is also working to modernize the tools used to certify the existing nuclear weapons stockpile by using high performance computing and artificial intelligence. In 2022, our first exascale supercomputer, “El Capitan,” is slated to be delivered at Lawrence Livermore National Laboratory. El Capitan will achieve a sustained performance of more than 1.5 exaFLOPS, or 1.5 quintillion calculations per second, a 10-fold improvement over today’s most advanced computing capabilities. This capability will enable researchers from both of NNSA’s nuclear weapons design laboratories – Livermore and Los Alamos – to run 3D simulations and calculations at resolutions that are difficult, time-consuming, or even impossible using today’s state-of-the-art computers.
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            2.     We must carry out warhead acquisitions in order to meet America’s deterrent requirements as determined by
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          We continue to execute multiple modernization programs to address aging, unavailability of replacement parts, and integration with DoD’s modernized nuclear weapons delivery systems. In Fiscal Year 2021, if authorized and approved, NNSA will conduct five weapons modernization programs. These include:
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          These warhead modernizations enhance the margin against failure, increase safety, improve security, replace limited life components, address component obsolescence, and support DoD delivery platform modernization.
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          What these modernization programs do not do is equally important.  For example, we are not trying to match Russia’s large arsenal of non-strategic nuclear weapons on a weapon-for-weapon basis. Instead, we are pursuing a qualitative and comprehensive approach towards maintaining a viable deterrent for the future at a time of rising threats. Indeed, this modernization strategy is not solely aimed towards meeting near-term threats the United States may encounter over the next three to five years, but rather attempts also to look forward in terms of decades to hedge against risk and prudently plan for future contingencies.
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            We must provide nuclear propulsion for the U.S. Navy’s fleet of aircraft carriers and submarines.
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          The Navy’s ballistic submarine force is the most survivable leg of our nuclear triad, guaranteeing a second-strike capability and contributing to deterring potential adversaries from attempting a preemptive nuclear strike against U.S. and allied and partner targets. This level of survivability and ultimate deterrent is only possible due to the ability of our nuclear-powered submarines to operate undetected anywhere in the world’s oceans. Moreover, because the Navy’s nuclear fleet accounts for over 40 percent of its major combatant vessels, these nuclear propulsion systems enable it to maintain its “forward presence.” This important mission strengthens international stability by demonstrating U.S. commitment to allies and, if necessary, provides a rapid response capability in times of crisis. Both of these missions bolster the credibility necessary for deterrent threats to be effective.  Indeed, since the 
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          was first put to sea in 1955, the Nuclear Navy has logged over 7,200 reactor years of accident-free operations and travelled over 167 million miles on nuclear energy, enough to circle the earth 6,700 times.
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           III.     Return to Great Power Competition
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          Just as Rome was not built in a day, designing, building, and deploying the weapons that underpin our Nation’s nuclear deterrent takes time. From the moment policymakers decide to replace a warhead to the day it is deployed can take a decade or more. Because of this long lead time, it is critical that we work to be prepared for unknown contingencies and requirements to ensure the safety, security, and effectiveness of the U.S. nuclear weapons stockpile. After the Cold War, America shifted its focus from great power competition to other emergent issues. Meanwhile, in an important and necessary effort to reduce the tensions and distrust that marked our relations with the former Soviet Union, we dramatically reduced our nuclear weapons stockpile. Few anticipated that the threat posed by other states’ nuclear arsenals would be at its current level three decades later. Consequently, America’s defense plutonium capabilities at the Rocky Flats Plant were shuttered in the early 1990s, and we de-inventoried Lawrence Livermore National Laboratory’s plutonium facility in 2010. Further, we continued to delay addressing critical infrastructure requirements.
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          This two-decade de-prioritization of great power competition had a deleterious effect on the Nuclear Security Enterprise’s unique defense industrial base. To begin with, the stringent regulatory requirements necessary for nuclear safety limit the number of private sector businesses that can perform the technical work supporting our nuclear deterrent. Moreover, because it would be a significant security risk to have multiple entities capable of making nuclear weapons, we cannot go to the “open market” for nuclear components and must serve as our own defense-industrial base. Consequently, the lack of foresight following the Cold War’s end meant that this unique defense industrial complex essentially ceased to exist as the few private sector companies from which we could procure materials either went out of business or moved on to other opportunities. Whereas the Enterprise previously had four vendors who supplied high-explosives, for example, there is now only one, which creates the risk of a dangerous, single point of failure in our supply chain.
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          Equally troubling, we also reduced investments in modernizing and developing the Enterprise’s infrastructure. As a result, over half of NNSA facilities are more than 40 years old, and roughly one-third date back to the Manhattan Project.  Although people can reasonably disagree about “how many” nuclear weapons are sufficient for maintaining deterrence, so long as we retain even 
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          warhead in our arsenal, we must have the infrastructure and technology to produce and maintain it safely and securely. This fact remains true whether Russia or China build one or 1,000 nuclear weapons per year. Despite the need for state-of-the-art facilities, in many places, our facilities have exceeded their useful life and the reliability to keep our deterrent strong. Thirty-two percent of our total NNSA infrastructure assets have been determined insufficient to meet mission needs, including 91 percent of lithium-related infrastructure, 53 percent of plutonium-related infrastructure, and 40 percent of high explosives-related infrastructure — all of which are critical materials for nuclear weapons. NNSA’s partner laboratories, plants, and sites are doing spectacular work to keep these sites operating, but many activities are being conducted on borrowed time.
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          The 2018 NPR stated: “
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           There is now no margin for further delay in recapitalizing the physical infrastructure needed to produce strategic materials and components for U.S. nuclear weapons
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          ” In addition to strategic materials facilities, this infrastructure includes laboratories, manufacturing plants, and material production sites across the country spanning 2,000 miles of roads, 2,100 square miles of land, and 36 million square feet of facility space that our workforce needs to fulfill its national security mission.
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          As important as state-of-the-art facilities are, moreover, they mean nothing without the right people. The effectiveness and credibility of our nuclear deterrent is directly supported by our scientific, engineering, and technological capabilities — or, more precisely, by the work performed every day by the 50,000 scientists, engineers, chemists, managers, technicians, and support staff that compromise the Nuclear Security Enterprise’s workforce. Yet, even as the demanding global security environment noted above illustrates that we are facing our heaviest workload in decades, more than one-third of our workforce will be eligible for retirement over the next five years. As with infrastructure modernization, the window of opportunity we have for regenerating this critical asset is closing. As weapons designers with nuclear test experience retire, it is important to enable them to mentor and empower the next generation of stockpile stewards.
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           IV.     Moving Forward Under President Trump
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          Despite these challenges, there is cause for optimism that America can reinvigorate our nuclear deterrent for generations to come. The President and Congress now recognize that our aging nuclear weapons means there is no longer any margin to delay the Nuclear Security Enterprise’s recapitalization. As of July 1, the House and Senate Armed Services Committees authorized our FY 2021 Weapons Activities budget request, which represents a 25.2 percent increase above the FY2020 enacted level. This will enable NNSA to meet the Trump Administration’s goal of modernizing America’s nuclear weapons stockpile and infrastructure, and meet national security requirements after decades of neglect. This funding will enable us to continue to recapitalize aging infrastructure. Projects such as the Uranium and Lithium Processing Facilities at Y-12, the Nevada National Security Site’s U1a Complex Enhancements Project, the High Explosive Science and Engineering Facility at Pantex, and the proposed Savannah River Plutonium Processing Facility will repair, replace, and modernize critical materials facilities vital to the warhead design and production that will underpin our nuclear deterrent capability for decades to come.
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          While much has been said about NNSA’s poor record of delivering major construction projects on budget and on schedule, various Government Accountability Office (GAO) and congressional reports identified the root causes behind a series of poor project outcomes. NNSA took these challenges seriously, and across three administrations committed to implementing solutions to address these root causes. NNSA recognized the need for a strong, integrated management team comprised of experienced professionals and experts in acquisition, design, and construction contract management to implement best practices and improve overall performance in this critical area. Consequently, the Office of Acquisition and Project Management (APM) was established in 2011 to improve NNSA’s contract and project management performance and capital project delivery. Since then, NNSA has completed 23 major construction projects in seven states with an overall value of $2.0 billion on time, and under budget. Recognizing this progress, in March 2019 the GAO reported to Congress that “NNSA has enhanced its capability to estimate costs and schedules, and to assess alternatives for programs and projects” and has “made progress by implementing best practices in several areas, such as those for estimating costs and schedules in nuclear weapons refurbishment activities and capital asset acquisitions.”
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          While there is more to be done, this is an extraordinary accomplishment given the size and unique challenges associated with NNSA infrastructure projects.  The cliché “good enough for government work” obviously cannot apply to the Nuclear Security Enterprise.  Consequently, the stringent regulatory requirements necessary for nuclear safety makes the construction overseen by APM the most complex work of any entity in either the private or public sectors.  NNSA’s laboratories and plants are Government-owned, contractor-operated facilities.  This special relationship is driven in large part by safety, security and national defense concerns, where there is no commercial industrial base.  As a result, it is NNSA’s responsibility to identify the requirements for and fund the infrastructure necessary to maintain the nation’s nuclear deterrent.  This is why we often must serve as our own industrial base for nuclear-related facilities and products.
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          In a similar fashion, because recruiting and retaining the next generation of highly-skilled scientists and engineers is vital to our national security, NNSA is pursuing an aggressive hiring strategy with a goal of adding an estimated 4,000 – 6,000 employees annually across the National Security Enterprise. To meet this goal, we are breaking the paradigm of traditional government hiring practices to reflect a more corporate approach, working enterprise-wide. In 2019 we held two job fairs in Washington, D.C., and hosted eight “Nuclear Security Enterprise Days” at universities across the country as part of a nationwide, integrated initiative with our Management and Operations partners to recruit the next generation of nuclear security experts. Partly as a result of this new approach, NNSA’s laboratories, plants, and sites hired nearly 7,000 employees in FY 2019. We have even continued this effort through the COVID-19 pandemic by taking part in and hosting two “virtual” job fairs, including one specifically tailored for America’s military service academies.  And to further help develop, train, and recruit the Enterprise’s workforce of the future, last year NNSA funded over $100 million in grants and cooperative agreements with top universities across the country.
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          As part of these efforts, we have also significantly increased our outreach to, funding for, and partnerships with Minority Servicing Institutions (MSI), such as Historically Black Colleges and Universities and Hispanic Serving Institutions. The Minority Servicing Institutions Partnership Program (MSIPP) is designed to build a sustainable science, technology, engineering, and math — or STEM — pipeline that prepares a diverse workforce of world class talent through strategic partnerships between MSI and the Nuclear Security Enterprise.  MSIPP aligns investments in university capacity and workforce development with NNSA mission areas to cultivate a technical workforce and to enhance research and education capabilities at those institutions.  MSIPP supports 10 consortia consisting of 38 MSI partners as well as NNSA laboratories, production plants, and sites.
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          The Nuclear Security Enterprise’s primary function is the application of science to our national security missions, and nothing is more crucial to scientific inquiry than the ability to challenge assumptions. Just as the Manhattan Project included scientists and engineers from a variety of national origins and both sexes, working side-by-side with colleagues of different colors and creeds exposes us to experiences and perspectives that challenge our own outlooks not only on scientific and professional matters, but on the larger world. Diversity is a force multiplier, and NNSA espouses those very ideals. I believe that NNSA is moving in the right direction on diversity. In 2019 we doubled the number of minority hires over the past year, funding the academic costs for almost 200 minority students, and launched 10 new degree programs aligned with NNSA core capabilities. Additionally, the percentage of minorities in programs such as the NNSA Graduate Fellowship Program is on the rise. Although I can’t declare that we have reached an ideal state, we have seen indicators of progress.
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          As with our weapons modernization programs, these efforts are not merely a short-term expedient to address short-term problems, but represent a hiring strategy to ensure America has the scientific and technical expertise to manage our nuclear deterrent for the next 20 years and beyond.
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           V.     Conclusion
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          Testifying before the Senate Armed Services Committee in February 2020, U.S. Strategic Command Commander Admiral Charles Richard declared:
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          “
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           To maintain a credible deterrent in this environment requires us to modernize and recapitalize our strategic forces to ensure our Nation has the capability to deter any actor, at any level. Doing so requires we remain committed to modernizing and recapitalizing our strategic forces and supporting infrastructure
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           .
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          ”
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          Modernizing and recapitalizing the nuclear triad is not a three-year, four-year, or a five-year endeavor, however.  We need to think broadly, and to think strategically in order to mitigate against potential risks to our nuclear weapons stockpile and the vital deterrent capability it provides. Because of the long lead times involved in this work, it is imperative that the next generation of nuclear deterrence starts now.
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          Although there is still a great deal of work to be done, the Nuclear Security Enterprise has turned the corner. Whereas the past several years have been spent planning, we are now moving toward execution.  Our timeline for modernizing the nuclear stockpile and recapitalizing the necessary infrastructure is aggressive – in some cases, we are asking our sites and partners to perform tasks in 10 years that would normally take 15 to 20 years. This has led some to question whether the Enterprise has the capacity to achieve the goals set out by us. While this schedule may be aggressive, however, it 
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           is
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          achievable. Over the past two plus years as NNSA Administrator, I have seen firsthand the Nuclear Security Enterprise workforce’s passion and dedication, and what it can accomplish.  I believe that people who are betting against us are betting against the ingenuity and dedication of the American workforce.  Given stable resources and continued commitment by current and future Administrations and Congress, we will be successful in carrying out our unique and indispensable roles in supporting the United States’ strategic deterrent mission.
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          [1]  Thomas C. Schelling, “A World Without Nuclear Weapons?” Daedalus (Fall 2009), at 124, 125-26.
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      <pubDate>Thu, 10 Sep 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2761</guid>
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      <title>Reframing Disarmament Discourse</title>
      <link>http://www.newparadigmsforum.com/p2755</link>
      <description>These are the remarks Assistant Secretary Ford delivered to a meeting of the Leadership Group for the "Creating an Environment for Nuclear Disarmament" (CEND) Initiative on September 3, 2020.  
Good day, everyone, and thanks for joining [...]</description>
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           Below are the remarks Assistant Secretary Ford delivered to a meeting of the Leadership Group for the "Creating an Environment for Nuclear Disarmament" (CEND) Initiative on September 3, 2020.  
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          Good day, everyone, and thanks for joining us across the time zones for this virtual meeting of the Creating an Environment for Nuclear Disarmament (CEND) Leadership Group. I know you’ve got quite a bit of work planned, so I don’t want to take up too much of your time.
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          I did want to take this opportunity, however, to thank all of you for your profound contributions to this effort – in helping facilitate the development by CEND partner governments of the Initiative’s lines of inquiry and establishing a program of work for each sub-group. But I would also like to highlight the important point at which we now stand with the CEND Initiative.
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          As a scholar of such matters and as a sometime senior U.S. policymaker, I have been concerned for many years about how difficult it has proven to be for so many to “
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           learn to speak disarmament in the language of security
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          ” and thereby to open possibilities for a reframed discourse in which dialogue can actually occur on how to create circumstances “
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           in which ‘zero’ would become a feasible and compelling security policy choice for today’s nuclear weapons possessors
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          .” Sadly, for many years all one could do was to lament the lack of a genuinely security-informed disarmament discourse.
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          This has been especially the case as the global security environment has worsened as a result of geopolitical revisionism, the continued spread of proliferation threats, and the determination by some nuclear weapons possessors to expand the size of their arsenals in ways both alarming and destabilizing. These dynamics meant that global disarmament dialogue was becoming increasingly detached from reality, with little to say and no meaningful engagement with the real-world national leaders and security establishments of countries without whose involvement and support no meaningful and constructive disarmament agenda could succeed.
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          Three years ago, however, we had a chance to help turn this around. Following an internal U.S. government examination of these challenges – what we termed our “nuclear vision review,” which was undertaken with the help and participation of a group of scholars and experts from across quite a wide spectrum of disarmament thought – we 
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           called in October 2017
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          for a new approach to disarmament dialogue. As we declared at the time, we wanted to build “
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           a better way
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           … for developing and implementing a new agenda of genuinely ‘effective measures’ designed to help ease tensions and strengthen trust in the sorts of ways the drafters of the NPT seem to have envisioned all along
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          .”
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          In particular, as I phrased it a few months later, if diplomatic dialogue were to have a real chance at working through the many obstacles that impeded disarmament progress, it would need always to bear in mind three “
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           inescapable facts
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          ”:
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          At the 2018 Nuclear Nonproliferation Treaty Preparatory Committee, we duly made our invitation to such a new dialogue official, calling for “
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           a constructive discourse on creating conditions to facilitate further progress on nuclear disarmament
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          .” In October of that year, we suggested ideas for a new dialogue process, including the possibility of building some kind of “
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           multi-participant engagement
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          ” modeled very loosely upon the proven mechanisms of the International Partnership for Nuclear Disarmament Verification. Such a group, we felt, could help “
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           catalyze constructive collective efforts to find ways forward in creating conditions that are more conducive to disarmament movement … [and to this end] structure a sustained approach to engagement of the sort that will help catalyze thoughtful engagement and creative thinking for years to come
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          .” And so CEND was born.
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          Since then, we’ve been gratified by the ways in which an enormously broad array of international partners have stepped up to contribute their thoughts and perspectives to this effort. Far from being a “United States initiative,” CEND is clearly now a global one, with all of its participants deservedly sharing a degree of well-earned collective ownership. From an initial concept and an invitation, the Initiative developed impressively, forming a working group and identifying three broad lines of effort (LOEs).
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          Even just articulating those lines of inquiry, I’d submit, was an important step forward, and a critical contribution to a new and more realistic disarmament discourse – but of course, with your help and facilitation, the CEND partner countries has gone even further. The partners have now also crafted terms of reference for each of their LOE-focused subgroups, and have prepared programs of work.
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          All of you know this history, of course, as you’ve been intimately involved. But I recap it now in order to highlight the importance of the project to which your thoughtful efforts have been devoted.
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          There was a time when critics of the Initiative fretted that it might be some kind of disingenuous game: a smokescreen perhaps, an evasion, a distraction, or simply an excuse for inaction. I don’t begrudge those concerns, for new paradigms are often difficult to swallow, and in truth we all know that there are countries who do sometimes offer superficially plausible but fundamentally unserious arms control or disarmament initiatives as diplomatic weapons. Thankfully, the sustained engagement and thoughtful participation of dozens of countries in the CEND Initiative – countries that together are now setting in place a mechanism for beginning CEND’s substantive inquiries – is now making clear how much real potential this forum has.
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          From the beginning, CEND has involved an impressive array of participants. Scores of diplomats from 43 countries have taken part, between them representing every facet of humanity’s fraught engagement with nuclear weaponry. We have had participation by nuclear weapons possessors and non-possessors, NPT and non-NPT countries, P5 states and the Non-Aligned, U.S. “nuclear umbrella” alliance partners and signatories of the “Ban” treaty. We have had participants from north and south, east and west, and from both developed and less-developed countries.
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          And our lines of inquiry are now clear, with subgroups now poised to begin work on our three very important LOEs:
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          And so, make no mistake. We are now at a critical threshold: the point of moving from preparing to doing – which is to say, from laying the groundwork for the deep thinking and far-ranging inquiry that the disarmament challenge demands, to actually setting off down that path of thoughtful exploration. This Leadership Group meeting will finalize planning for taking the first steps along that road, and this is exciting stuff indeed.
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          No one should have any illusions that answers will be easy to find, or to implement if we find them. One of the few certainties about this topic, I’d wager, is that real-world policy solutions to disarmament’s challenges are likely to be effective in inverse proportion to their apparent simplicity and clarity. We should surely expect any real way forward to be complex, nonlinear, and uncertain – and to involve taking quite a complicated mix of forward, backward, and sideways steps as wise leaders navigate within a difficult and changing international environment.
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          But we are also now finally starting at least to ask and to explore answers to the right sorts of questions, and that is an enormous step in the right direction. For all of its difficulties, this journey is thus an exciting one precisely because CEND partner governments now have the potential through this forum to help solve problems that decades’ worth of received wisdom had run itself aground in trying to address.
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          This is great stuff, my friends, and you redoubtable members of CEND’s Leadership Group will continue to be central to this progress. Thank you for being a part of this effort, thank you for the work you’ve done, and thank you – in advance – for all your contributions to what I hope we will accomplish together.
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          -- Christopher Ford
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      <pubDate>Fri, 04 Sep 2020 02:00:00 GMT</pubDate>
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      <title>U.S. National Security Export Controls and Hong Kong: A Case Study in the Unhappy Death of a Happy Teleology</title>
      <link>http://www.newparadigmsforum.com/p2745</link>
      <description>This the text of the seventeenth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security.


U.S. National Security Export Controls and Hong Kong:
A Case Study in the Unhappy Death [...]</description>
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           Below is the text of the seventeenth paper in the
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form at the bottom of this page.
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         U.S. National Security Export Controls and Hong Kong:
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         A Case Study in the Unhappy Death of a Happy Teleology
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 17
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          August 26, 2020
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           series looks at recent changes in United States national security export controls as they apply to Hong Kong, and as U.S. officials have readjusted these controls in response to changes in that territory and the degree of control over it exercised by the People’s Republic of China.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The recent history of U.S. national security export control policy towards the troubled territory of Hong Kong is in many ways a very specific one that reflects American responses to developments there, beginning with the brutal suppression of pro-democracy protests that had arisen in response to proposed changes to the territory’s extradition law, and culminating in the imposition upon Hong Kong of a sweeping new, authoritarian “national security law” by the People’s Republic of China (PRC) in May 2020.  In another sense, however, the story of the United States’ changing export control policies vis-à-vis Hong Kong represents merely one case study of a much broader phenomenon: that of the Western policy community’s struggle to adapt to the geopolitical death throes of the post-Cold War era and the optimistic neoliberal teleology associated with it.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           I.     The End of an Era
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Many of the most significant debates over U.S. foreign and national security policy in recent years have grown out of a single problem – the fact that the post-Cold War world has not turned out to be as enduringly benign as Western policy elites expected and desired it to be.  Far from continuing on a presumed trajectory toward increased global integration, diminishing international tensions, and norms of democratic governance, in fact, the international security environment has been steadily deteriorating since the mid-2000s, 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-paper-series-Tango-FINAL-508.pdf"&gt;&#xD;
      
           bankrupting the teleology of neoliberal convergence that had been internalized by the Western policy community
          &#xD;
    &lt;/a&gt;&#xD;
    
          during the 1990s, and leading to anguished debates about how to respond to events.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Much of the bitterness of contemporary foreign policy debate can be traced to the psychic traumas of this adjustment, for cherished illusions die hard.  Many of the papers in this 
          &#xD;
    &lt;a href="https://www.state.gov/arms-control-and-international-security-papers/"&gt;&#xD;
      &lt;em&gt;&#xD;
        
            Arms Control and International Security
           &#xD;
      &lt;/em&gt;&#xD;
      
           series
          &#xD;
    &lt;/a&gt;&#xD;
    
          – which have addressed such things as how to respond to 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-paper-series-6-Strategic-competition-508.pdf"&gt;&#xD;
      
           Chinese and Russian geopolitical revisionism
          &#xD;
    &lt;/a&gt;&#xD;
    
          , 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-series-DPR-Formatted-508.pdf"&gt;&#xD;
      
           Beijing’s technologically-facilitated authoritarianism
          &#xD;
    &lt;/a&gt;&#xD;
    
          , 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Series-Paper-Comp-Rpt-History-FINAL-T-508.pdf"&gt;&#xD;
      
           Russian arms control violations
          &#xD;
    &lt;/a&gt;&#xD;
    
          , 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/IAEA-Safeguards-FINAL-T-508.pdf"&gt;&#xD;
      
           Iran’s proliferation threats and drive for regional hegemony in the Middle East
          &#xD;
    &lt;/a&gt;&#xD;
    
          , 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/07/T-Paper-Series-Space-Norms-Formatted-T-w-Raymond-quote-2543.pdf"&gt;&#xD;
      
           Russian and Chinese militarization of outer space
          &#xD;
    &lt;/a&gt;&#xD;
    
          ,
          &#xD;
    &lt;span&gt;&#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-Series-4-W76-FINAL-508.pdf"&gt;&#xD;
      
           expanding Chinese and Russian nuclear arsenals
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Paper-series-Sandia-Disarmament-Retrospective-508.pdf"&gt;&#xD;
      
           outdated arms control and disarmament discourses
          &#xD;
    &lt;/a&gt;&#xD;
    
          – have revolved around suggesting new and better answers to foreign policy and national security problems created by the failure of the post-Cold War era to live up to expectations.  (For this reason, they should ideally be read together, as a sort of strategic oeuvre.)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Such proposals still remain controversial in some quarters, however, for despite all that has been learned, a firm policy consensus has not yet fully crystallized around new approaches, and there are still those who cling to agendas and aspirations dangerously predicated upon the world being very different from what it has actually shown itself to be.  If given the chance, such bitter-enders may yet – to the delight of our strategic competitors – try to swing U.S. policy back toward formulas grounded in the dreams of the 1990s.  Nevertheless, it seems to be just a question of time before the entire Western policy community recognizes how tragically far the world now is from those days.  The West’s collective post-Cold War dreams of a steadily more benign and cooperative world community are dying, and the policy prescriptions to which this dreaming gave rise must perforce die with them.  And it is through this prism that one can see in the story of evolving U.S. national security export control policy towards Hong Kong an example of a broader trend.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           II.     Transition and the Persistence of Hope in U.S. Hong Kong Policy
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          Hong Kong’s history, of course, is well known.  It was ceded to the United Kingdom in perpetuity by China’s Qing Dynasty in 1842 under the Treaty of Nanking at the end of the Opium War, thereby becoming a Crown Colony.  The island of Kowloon was added to it in 1860 at the end of the Second Opium War.  Fatefully for the people of Hong Kong, however – who despite being ruled by a British Governor responsible to London, came to enjoy a considerable degree of democratic self-government and extensive civil liberties – the area known as the New Territories was 
          &#xD;
    &lt;em&gt;&#xD;
      
           not
          &#xD;
    &lt;/em&gt;&#xD;
    
          given to the UK in perpetuity, being instead leased from China under a 99-year lease in 1898.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It was that 99-year lease, in a sense, that proved fatal for the prospects of democratic autonomy in Hong Kong, for as its 1997 expiration date loomed, it was very clear both that Beijing would not compromise at all on its desire to take back all of Hong Kong, and that the Crown Colony could not survive 
          &#xD;
    &lt;em&gt;&#xD;
      
           without
          &#xD;
    &lt;/em&gt;&#xD;
    
          the New Territories – which were the largest part of Hong Kong, with what was by then a large population and a growing industrial base.  (The New Territories lease, therefore, was the leverage point that forced Britain to turn over to the PRC even the sovereign British territory of Hong Kong Island and Kowloon.
          &#xD;
    &lt;a href="applewebdata://7FA5EF36-D267-472B-8A9C-AA64F3361958#_ftn1"&gt;&#xD;
      &lt;sup&gt;&#xD;
        &lt;sup&gt;&#xD;
          
             [1]
            &#xD;
        &lt;/sup&gt;&#xD;
      &lt;/sup&gt;&#xD;
    &lt;/a&gt;&#xD;
    
          )  This was 
          &#xD;
    &lt;a href="https://www.cnn.com/2017/06/18/asia/hong-kong-handover-china-uk-thatcher/index.html"&gt;&#xD;
      
           made very clear to Prime Minister Margaret Thatcher when she visited Beijing in 1982
          &#xD;
    &lt;/a&gt;&#xD;
    
          , after which negotiations began for handing over the full territory – as indeed was subsequently set forth in the 
          &#xD;
    &lt;a href="https://digitalcommons.lmu.edu/cgi/viewcontent.cgi?article=1071&amp;amp;context=ilr"&gt;&#xD;
      
           Sino-British Joint Declaration of December 1984
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  That handover duly took place on July 1, 1997.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          All was not immediately lost for democratic autonomy and civil liberties in Hong Kong, however, for the Joint Declaration – a document ratified by exchange of instruments of ratification between the PRC and the UK on May 27, 1985, and that was registered in accordance with Article 102 of the United Nations Charter on June 12, 1985 – was an international treaty that both the PRC itself and the High Court of the Hong Kong Special Administrative Region (HKSAR) have admitted is legally binding.
          &#xD;
    &lt;a href="applewebdata://7FA5EF36-D267-472B-8A9C-AA64F3361958#_ftn2"&gt;&#xD;
      &lt;sup&gt;&#xD;
        &lt;sup&gt;&#xD;
          
             [2]
            &#xD;
        &lt;/sup&gt;&#xD;
      &lt;/sup&gt;&#xD;
    &lt;/a&gt;&#xD;
    
          Under its legally-binding terms, the “the provisions of the [1966] 
          &#xD;
    &lt;a href="https://www.ohchr.org/en/professionalinterest/pages/ccpr.aspx"&gt;&#xD;
      
           International Covenant on Civil and Political Rights
          &#xD;
    &lt;/a&gt;&#xD;
    
          and the [1966] 
          &#xD;
    &lt;a href="https://www.ohchr.org/en/professionalinterest/pages/cescr.aspx"&gt;&#xD;
      
           International Covenant on Economic, Social and Cultural Rights
          &#xD;
    &lt;/a&gt;&#xD;
    
          as applied to Hong Kong shall remain in force,” and the PRC made a number of further promises about protecting rights and freedoms in Hong Kong.  These include that the HKSAR
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;span&gt;&#xD;
      
           “
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://digitalcommons.lmu.edu/cgi/viewcontent.cgi?article=1071&amp;amp;context=ilr"&gt;&#xD;
      
           shall maintain the rights and freedoms as provided for by the laws previously in force in Hong Kong, including freedom of the person, of speech, of the press, of assembly, of association, to form and join trade unions, of correspondence, of travel, of movement, of strike, of demonstration, of choice of occupation, of academic research, of belief, inviolability of the home, the freedom to marry and the right to raise a family freely
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .”
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The principles set out by the Joint Declaration, moreover, were to be made part of the Basic Law of the HKSAR and – as that Declaration specified – “
          &#xD;
    &lt;a href="https://digitalcommons.lmu.edu/cgi/viewcontent.cgi?article=1071&amp;amp;context=ilr"&gt;&#xD;
      
           will remain unchanged for 50 years
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”  The PRC was legally required by its treaty obligations, in other words, to protect the rights and freedoms of the people of Hong Kong until at least 2047.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This is the key to understanding U.S. national security export control policy vis-à-vis Hong Kong, for on the strength of Beijing’s solemn treaty obligations – and no doubt also the assumption then prevailing in the West that “
          &#xD;
    &lt;a href="https://www.state.gov/communist-china-and-the-free-worlds-future/"&gt;&#xD;
      
           engagement with China would produce a future with bright promise of comity and cooperation
          &#xD;
    &lt;/a&gt;&#xD;
    
          ,” and that economic development would in time turn the PRC into a peaceable, liberal democracy – the United States chose to continue to treat PRC-controlled Hong Kong after 1997 as if it still were a British colony.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Under the 
          &#xD;
    &lt;a href="https://www.congress.gov/bill/102nd-congress/senate-bill/1731"&gt;&#xD;
      
           Hong Kong Policy Act
          &#xD;
    &lt;/a&gt;&#xD;
    
          (HKPA) of 1992 (Public Law 102-383), the United States continued a range of policies it had applied to Hong Kong during the period in which the territory was under the administration of the United Kingdom.  To be sure, the HKPA contained a safeguard provision that “[a]uthorize[d] the President, upon determining that Hong Kong is not sufficiently autonomous to justify treatment under a U.S. law different from that accorded China, to suspend such application of the law.”  (The HKPA was amended in 2019 to require annual certification from the Secretary of State regarding whether Hong Kong continues to warrant the pre-handover treatment that the United States has accorded it under specified treaties, international agreements, and U.S. laws.)  Until that happened, however, U.S. policy toward the HKSAR would remain very different, and much more permissive, than U.S. policy toward the rest of the PRC.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           III.     Export Controls and Hong Kong
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          Remarkably, this same approach was followed in matters of U.S. national security export control policy, which continued to treat Hong Kong after it passed under PRC control in 1997 just as it had done when the territory belonged to the United Kingdom.  Despite Beijing now controlling Hong Kong, for instance, U.S. sanctions that had long applied to the PRC in response to the Chinese Communist Party’s 
          &#xD;
    &lt;a href="https://www.amnesty.org.uk/china-1989-tiananmen-square-protests-demonstration-massacre"&gt;&#xD;
      
           massacre of students and workers engaging in pro-democracy demonstrations in Tiananmen Square in June 1989
          &#xD;
    &lt;/a&gt;&#xD;
    
          did not apply to Hong Kong, which made it possible for U.S. entities to continue exporting defense articles and Commerce-controlled munitions and law enforcement equipment to Hong Kong.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Hong Kong also continued to be given special Commerce Department licensing exceptions allowing certain sensitive items covered by the 
          &#xD;
    &lt;a href="https://www.wassenaar.org/"&gt;&#xD;
      
           Wassenaar Arrangement
          &#xD;
    &lt;/a&gt;&#xD;
    
          export control regime to be exported there in ways not permitted for many other jurisdictions – and certainly not for the PRC.  (For Commerce licensing purposes, Hong Kong was included in “Country Group B,” a list of those not deemed to represent a national security concern.  By contrast, the PRC is in “Country Group D,” along with high-threat countries such as Russia and Venezuela.)  Some less sensitive but still Wassenaar-controlled items could be exported to Hong Kong without any license requirement at all – in other words, without the knowledge or involvement of U.S. national security export control officials.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Among the Commerce license exceptions given to Hong Kong even after it passed into the PRC’s control in 1997 was one known as “Additional Permissive Reexports” (APR), which eliminated license requirements for the re-export of U.S.-origin items and technologies controlled by the Wassenaar Arrangement to countries of national security concern (including to the PRC).  Hong Kong also benefited from the license exception for “Civil End Users” (CIV), which meant that it could freely re-export Wassenaar-controlled technologies to countries of national security concern (such as the PRC) as long as such re-exports were to “civilian” rather than “military” end-users.  The “Strategic Trade Authorization” exemption also allowed certain items from the 
          &#xD;
    &lt;a href="https://www.bis.doc.gov/index.php/regulations/commerce-control-list-ccl"&gt;&#xD;
      
           Commerce Control List
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           ,
          &#xD;
    &lt;/span&gt;&#xD;
    
          including some dual-use technologies and munitions items, parts, and components, to be exported to Hong Kong without a transaction-specific license.  Furthermore, under the International Traffic in Arms Regulations, Hong Kong was eligible to receive certain types of United States Munitions List-controlled arms and munitions, such as machine guns, space technology, and high-end military night vision devices.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The net effect of these various permissions was to allow Hong Kong under PRC control to receive certain sensitive items and technologies that were prohibited for export directly to the PRC itself, and potentially even legally to 
          &#xD;
    &lt;em&gt;&#xD;
      
           re-export
          &#xD;
    &lt;/em&gt;&#xD;
    
          some of those same controlled dual-use items to the PRC.  Because of the Commerce license exceptions, moreover, U.S. national security officials often had no way of knowing what was going to Hong Kong in the first place, let alone the ability to stop a problematic transfer.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           IV.     Repression and Response
          &#xD;
    &lt;/b&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          From a national security perspective, this left a great deal to be desired.  But the problem became acute as the United States learned more and more about the sweeping “
          &#xD;
    &lt;a href="https://www.state.gov/military-civil-fusion/"&gt;&#xD;
      
           Military-Civil Fusion
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” (MCF) policy that the PRC had set in motion in 2009 – and which was elevated to the level of a national strategy in 2014, which General Secretary Xi Jinping personally oversees.  MCF seeks to erase boundaries between China’s civilian and military industrial sectors in order to ensure the simultaneous and direct application of any militarily useful technology to the People’s Liberation Army 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/why-china-technology-transfer-threats-matter/"&gt;&#xD;
      
           in service of the Chinese Communist Party’s (CCP’s) strategic goals and anti-American revisionist geopolitics
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and it has the full force of PRC law and Party coercion behind it.  It was immediately apparent that MCF would require a wholesale 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/coalitions-of-caution-building-a-global-coalition-against-chinese-technology-transfer-threats/"&gt;&#xD;
      
           reform of U.S. national security export control policy and diplomacy vis-à-vis the PRC
          &#xD;
    &lt;/a&gt;&#xD;
    
          – revisions for which 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
           I began calling in July of 2018
          &#xD;
    &lt;/a&gt;&#xD;
    
          after arriving at the State Department – and Hong Kong export controls were no exception.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Pressure on the traditional post-1997 policy of pretending that Hong Kong wasn’t part of the PRC continued to grow in 2019 with the 
          &#xD;
    &lt;a href="https://www.google.com/url?sa=t&amp;amp;rct=j&amp;amp;q=&amp;amp;esrc=s&amp;amp;source=web&amp;amp;cd=&amp;amp;cad=rja&amp;amp;uact=8&amp;amp;ved=2ahUKEwj1-fPKtf3qAhVbkHIEHXueDz4QFjAJegQIAxAB&amp;amp;url=https%3A%2F%2Fwww.nytimes.com%2F2019%2F06%2F13%2Fworld%2Fasia%2Fhong-kong-extradition.html&amp;amp;usg=AOvVaw0t5BlbD9YvW9MIHC-pv8C8"&gt;&#xD;
      
           ugly and heavy-handed involvement of Hong Kong police units in suppressing the months of pro-democracy demonstrations
          &#xD;
    &lt;/a&gt;&#xD;
    
          that began in response to the HKSAR’s efforts to revise extradition laws in order to permit Mainland PRC officials to take custody of suspects from Hong Kong.  Especially with senior U.S. officials such as 
          &#xD;
    &lt;a href="https://www.scmp.com/news/china/diplomacy/article/3034474/mike-pence-says-us-stands-hong-kong-protesters-and-calls-out"&gt;&#xD;
      
           Vice President Mike Pence
          &#xD;
    &lt;/a&gt;&#xD;
    
          and 
          &#xD;
    &lt;a href="https://www.usnews.com/news/world/articles/2019-05-16/uss-pompeo-meets-with-hong-kong-pro-democracy-leader"&gt;&#xD;
      
           Secretary of State Mike Pompeo
          &#xD;
    &lt;/a&gt;&#xD;
    
          speaking out against suppression of those pro-democracy demonstrators, we certainly couldn’t continue “business as usual” rules under which Hong Kong police were allowed to 
          &#xD;
    &lt;a href="https://www.miaminewtimes.com/news/two-florida-companies-provide-anti-riot-bullets-to-hong-kong-police-11242102"&gt;&#xD;
      
           buy their equipment from suppliers in the United States
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and we began to implement a policy of a presumption of denial for certain export licenses, and at first a notionally temporary suspension of certain Commerce license exceptions.  (The Commerce Department officially suspended the Hong Kong’s APR exception on June 28, 2020. Hong Kong can therefore no longer transfer certain sensitive items to the rest of the PRC.)
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Ultimately, of course, it was the PRC’s imposition of a new, draconian “national security law” upon Hong Kong in May 2020 that entirely put paid to U.S. “business as usual” approaches to Hong Kong – not just in the export control arena, but much more broadly.  As was made very clear by Secretary Pompeo in a joint statement with the Foreign Ministers of the United Kingdom, Australia, and Canada,
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/joint-statement-on-hong-kong/"&gt;&#xD;
      
           China’s decision to impose the new national security law on Hong Kong lies in direct conflict with its international obligations under the principles of the legally-binding U.N.-registered Sino-British Joint Declaration. … It also raises the prospect of prosecution in Hong Kong for political crimes, and undermines existing commitments to protect the rights of Hong Kong people — including those set out in the International Covenant on Civil and Political Rights and the International Covenant on Economic, Social and Cultural Rights
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;span&gt;&#xD;
      
           .
          &#xD;
    &lt;/span&gt;&#xD;
    
          ”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It was clearly no longer possible to pretend that Hong Kong enjoyed meaningful autonomy from the PRC, and accordingly, on May 27, 2020, Secretary Pompeo submitted a HKPA report in which he declared that Hong Kong “
          &#xD;
    &lt;a href="https://www.state.gov/prc-national-peoples-congress-proposal-on-hong-kong-national-security-legislation/" target="_blank"&gt;&#xD;
      
           does not continue to warrant treatment under United States laws in the same manner as U.S. laws were applied to Hong Kong before July 1997
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           .
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          ”  The Secretary drew attention, in particular, to the unilateral and arbitrary imposition of national security legislation on Hong Kong by the PRC, one of a series of actions that “
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           fundamentally undermine Hong Kong’s autonomy and freedoms and China’s own promises to the Hong Kong people under the Sino-British Joint Declaration, a U.N.-filed international treaty
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           .
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          ”
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          On June 30, 2020, consistent with the President’s directive that we “
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           begin the process of eliminating policy exemptions under United States law that give Hong Kong differential treatment in relation to China
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          ,” all remaining Hong Kong export control privileges were ended.  On July 14, 2020, President Trump issued Executive Order 13936, re-defining the United States’ relationship with Hong Kong pursuant to Section 202 of the Hong Policy Act of 1992.  With regard to national security export control policy, therefore, Hong Kong is now treated – as CCP officials have ensured that it must be, on account of their repressive moves in violation of the PRC’s treaty obligations – as just another part of the People’s Republic.
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           V.     Conclusion
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          To look back across the history of U.S. national security export control policy vis-à-vis Hong Kong, therefore, is to be struck by the sadness of the story.  A thoughtful person cannot be anything but heartsick at the ways in which the CCP’s authoritarian repression has now been deployed to crush the liberty and autonomy of the people of Hong Kong – and in violation of the PRC’s legally-binding treaty obligations, no less, revealing Beijing not just as an oppressor but as a scofflaw – just as it has long been used to horrific effect 
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           against Uyghurs and other Muslims in Xinjiang
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          , 
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           against Buddhists in Tibet
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          , and indeed more generally 
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           against the long-suffering Chinese people
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          .  (Secretary Pompeo recently described the CCP’s abuses in Xinjiang as “
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           [t]he worst human rights violation that we have seen this century
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           .
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          ”)
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          To look back across this history is also to be struck by the woeful irony in this tale.  Modern Chinese nationalism, one must recall, is nothing if not incandescent in its rage against what it describes as the immorality of the imperialist arrogance from which it feels China suffered in the late 19th century.  Yet the modern reader will also know that it is today 
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           the PRC
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          that acts the imperialist – not merely in violating its treaty obligations under the Joint Declaration by imposing oppressive new rules upon Hong Kong, but also in prosecuting by threats and intimidation an 
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           unlawful claim
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          to vast areas of the South China Sea that belong to China’s neighbors, not to mention militarizing key features there despite 
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           Xi Jinping’s promise not to do so
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          .  Beijing’s claim to the entire South China Sea, in fact, turns the law of the sea on its head by declaring territorial 
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           jurisdiction over parts of the sea that no country may lawfully claim
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          .  And on what basis?  Nothing more compelling than the grim self-aggrandizement of the Melian Dialogue recounted by Thucydides: for the CCP, apparently, might makes right.  Who, after all, can forget Foreign Minister Yang Jiechi’s outburst at the ASEAN Regional Forum in 2010 that regional states should not contest China’s sweeping claims to those waters, because “
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           China is a big country and other countries are small countries and that is just a fact
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          ”?
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          Here are ironies upon ironies.  Where once Britain used the Royal Navy to press the Qing for concessions and took the New Territories under a 99-year lease, for instance, it is now the PRC that has taken possession of 
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           the strategic Sri Lankan port of Hambantota on a 99-year lease
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          , even as Beijing was also opening the PRC’s 
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           first overseas military base, in Djibouti
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          .  Furthermore, where once Europeans claimed extraterritorial jurisdiction over their citizens on Chinese territory to the outrage of Chinese nationalists, now 
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           Chinese policemen patrol jointly with local law enforcement units in Belgrade
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          , allegedly in order to “improve the safety of Chinese citizens” there — even as 
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           ostensibly “private” Chinese security contractors expand their footprint in protecting PRC economic interests in Africa
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          .
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          Whatever mixture of sadness and irony there is in looking at Hong Kong and the broader context of the CCP’s worldwide behavior today, however, it is incontestable that radical change was needed in U.S. export control policy vis-à-vis Hong Kong – and we are glad to have taken it.  The broader Western policy community may still be struggling to find appropriate responses to many of the challenges we face as Sino-Russian revisionism upends the optimistic expectations of the post-Cold War era and euthanizes the happy teleology of neoliberal convergence, but in this particular area the United States is demonstrating leadership and vision.
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          -- Christopher Ford
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           [1]
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          As early as 1965, in fact, British officials in the Colonial Office had begun to worry that the PRC might use force against the Colony if the people of Hong Kong were given democratic self-determination.  See “Position of British Dependent Territories in relation to International Agreements on Human Rights” (confidential Colonial Office paper, undated but 1965) para 30: PRO CO 1030/1704, quoted in Jamie Trinidad, Self-Determination in Disputed Colonial Territories (Cambridge: Cambridge University Press, 2008), at 110.
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           [2]
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           See, e.g.
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          , Cheung Lai Wah v. Director of Immigration, Decision of April 2, 1998, at para. 77, CACV202/1997, Chan, CJHC; HKSAR v. Ma Wai-Kwan et al., Judgment of July 29, 1997, at para. 206, Chan, CJ.
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      <pubDate>Thu, 27 Aug 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2745</guid>
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      <title>Export Controls and National Security Strategy in the 21st Century</title>
      <link>http://www.newparadigmsforum.com/p2734</link>
      <description>This is the text of the sixteenth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. 


Export Controls and National Security Strategy in the 21st Century
by
Dr. Christopher A. Ford
Arms Control [...]</description>
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           Below is the text of the sixteenth paper in the
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            ACIS Papers
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            series
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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           Export Controls and National Security Strategy in the 21st Century
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            ﻿
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 16
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          August 19, 2020
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           This
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          ACIS Paper
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           reprints the full text that Assistant Secretary Ford prepared for his presentation to the Center for a New American Security on August 19, 2020, as a part of CNAS’ new Project on Export Controls and National Security
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          .
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          Good day, and thank you for the chance to talk to you about one of the more complex — and, I think, more interesting — challenges we face in the U.S. national security community today.  Specifically, I’d like to say a few words about the arena of national security export controls, and about the importance of approaching them strategically, especially with regard to the challenges associated with advanced and emerging technology.
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          In some respects, U.S. export control policy is extraordinarily difficult to study, inasmuch as policymaking and implementation involves a convoluted labyrinth of statutes, regulations, authorities, and stakeholders, all of which can affect the various ways in which cross-border economic activity is constrained or otherwise regulated for national security reasons.  Adding to this opacity for those trying to study it from the outside is the requirement for multi-disciplinary classified discussions of strategy that cross agency lines, resulting in myriad tactical deliberations that are rarely a matter of public record.  Though it is not untrue, as the saying goes, that “economic security is national security,” to keep this discussion from becoming entirely unwieldy, I will not be talking here about trade or economic policy per se, nor about other issues not directly related to national security in the more traditional sense.  Nor will I have much to say here about technology promotion — such as the ways in which we use sales of defense articles and targeted investment in critical areas to enhance the resilience and vigor of the U.S. Defense Industrial Base and what the 
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           2017 National Security Strategy
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          called our National Security Innovation Base — though these questions clearly implicate national security, too.
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          Even when one limits discussion to restraints upon commerce undertaken for specific national security reasons, however, it is still a daunting landscape — a sprawling corpus of rules and practices that has been built up over the decades in response to a great variety of challenges, concerns, and opportunities.  Under these circumstances, it would be too much to expect thematic unity, simplicity, or a lack of duplication, and indeed it can take a great deal of experience to be able to follow the relevant cast of characters, authorities, and precedents.  Nor is this task getting easier, for the Executive Branch and Congress frequently add new measures and authorities to the mix.
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           I.     A Typology of Measures
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           To avoid getting bogged down in such complexities here, I thought I would try to break down national security export control measures into some very broad conceptual categories, before focusing upon where I think some of the most interesting intellectual and strategic work is being done today.  One could parse things in different ways for different purposes, but I like to think of national security commerce constraints as falling into three very broad groups.
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            I’ll briefly explain each of these in turn, before dwelling a bit more on the strategy that is increasingly a part of our approach to the second category, that of “impediments.”
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             A.     Pressures
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            The category I will call “pressures” covers some of the most traditional forms of economic pressure, including many sanctions and embargoes undertaken in order to advance policy goals.  Here, for instance, one might find the limited sanctions temporarily placed by the League of Nations upon Italy for its invasion of Abyssinia in the 1930s, the petroleum embargo the United States placed upon Japan after its invasion of the countries of South East Asia in 1941, President Carter’s embargo of agricultural exports to the USSR after the Soviet invasion of Afghanistan, U.S. sanctions imposed against the People’s Republic of China (PRC) in response to the massacre of students and workers on Tiananmen Square in 1989, and the sanctions adopted by the United States and the European Union in response to Russia’s invasion of Ukraine in 2014 — all of which were intended to punish, and to encourage the cessation of, lawless and barbarous behavior.
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            In this category, too, might fall economic pressures aimed less at changing behavior than at changing a foreign regime itself, such as the U.S. embargo on Cuba that began in 1960, United Nations sanctions on Ian Smith’s breakaway white supremacist government in Rhodesia from 1965 until 1980, various measures imposed against the apartheid regime in South Africa, and modern-day U.S. pressures designed to induce the Maduro dictatorship in Venezuela to negotiate a transfer of power.  Arguably, moreover, this may also cover the economic policy envisioned against the Soviet Union by National Security Decision Directive 75 (NSDD-75) of January 17, 1983, under which President Ronald Reagan hoped, inter alia, to keep the USSR from obtaining foreign economic relief in ways that would “
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             dilute pressures for structural change in the Soviet system
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            More familiar still — but also “pressures” in the sense that I use the term here — are many of the sanctions measures that have become the “go-to” tools of first resort in American foreign policy during the last two decades.  This category, moreover, also includes measures employed not merely to constrain the resources available to spend on mischief by rogue regimes such as North Korea and Iran, but also those pressures employed in order to give them incentives to relieve the pain these measures create, by coming to the table to negotiate the elimination of weapons of mass destruction threat programs.
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             B.     Impediments
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            As I’ll explain in a moment, my second category — “impediments” — includes what are in some ways the most strategically interesting sort of controls.  For now, however, let me just note that this category includes a range of measures designed to limit a potential adversary’s ability directly to threaten U.S. national security, such as by constraining the sophistication of its military capabilities.
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            The most basic of this sort of constraint upon trade relates to ensuring that potential adversaries are not freely able to buy arms and munitions with which they could threaten us.  In U.S. statutory form, such measures go back at least to the Trading with the Enemy Act (TEA) adopted at the beginning of U.S. participation in the First World War, which tried to limit the flow to our wartime adversaries of the arms, money, metals, and machinery that had become the lifeblood of industrial-age warfare.  In the 1930s, the Neutrality Acts idealistically tried to restrict the flow of arms to all belligerents, but President Franklin Roosevelt’s eventual shift toward support for the United Kingdom by means of mechanisms such as the “lend-lease” program eventually undermined the blanket nature of these rules and left them primarily as impediments to potential adversary capabilities.  But it has always made good sense to deny arms to one’s actual or potential opponents — as, for instance, we did in ending Kuwait’s U.S. defense trade license permissions in 1990 during its occupation by Iraq, in order to prevent American arms from being provided to Saddam Hussein before we ourselves went to war to save Kuwait by expelling his armies.
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            Our bureaucratic mechanisms for administering such pressures have also grown. The old TEA was administered by a War Trade Board, the responsibilities of which passed to the Department of State in 1919, and eventually the United States built an extensive sanctions bureaucracy.  After Germany invaded Norway in 1940, the U.S. Treasury Department established an Office of Foreign Funds Control (FFC) to prevent the Nazi regime from taking advantage of its victims’ foreign currency holdings; the FFC played a key role in U.S. economic warfare against the Axis Powers during the Second World War.  Its descendent — the Office of Foreign Assets Control (OFAC), established after the PRC entered the Korean War — continues to play a vital role in the United States’ employment of economic pressures today.
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            In the modern era, this category of “impediments” includes the broad range of measures we — and often the rest of the international community — impose in order to punish proliferator regimes for seeking weapons of mass destruction, or to dissuade third-parties from trafficking in items or materiel that could assist such efforts.  Significantly, it also includes the national security export controls we place upon high technology items in order to prevent them from contributing to the expansion of Chinese or Russian military power in the present day.
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             C.     Balances
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            My third category — which I somewhat awkwardly call “balances,” for lack of a better term — consists of restrictions we place upon ourselves in order to encourage accountability and prioritization by constraining our ability to pursue one policy goal at the unreflective expense of another.  This is the least intuitively obvious of the three categories, but it’s very important, for it is one of the ways in which our system tries to handle the significant challenges of equity balancing, particularly (though not exclusively) in the area of arms sales.
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            Pursuing effective strategies in the face of national security threats requires the United States to have partners, and it often serves our interests to provide arms to friends who face threats, especially when these are shared threats.  Nevertheless, the devil can lurk in detail, as the saying goes, and there can sometimes also be good reasons for caution.  In an unavoidably complicated world, we are unlikely invariably to approve or wish to support everything that a given partner might request.  For example, it is very unlikely to be in our interest, to say the least, to transfer arms that will be used for internal repression, disturb a peaceful regional balance, be employed in ways heedless of international humanitarian law, or retransferred to others without our approval.  We also want what we provide to genuinely serve that partner’s security needs, not to mention being consistent with our own interests, and to be reasonable and appropriate — rather than either excessive or inadequate — in the face of those needs.  (Nor do we want one friend to use what we provide it to threaten another of our friends.)  Sometimes, furthermore, it may simply be unwise to transfer certain types of capability to a particular recipient at all, or even into its region of the world.
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            This is why we have “balance” policies and rules.  Serious policymaking is a challenge of choice-making within constraint, and since the United States can rarely be said to have only a single, overriding interest in any given situation, such policymakingnecessarily involves trade-offs along multiple axes.  What I term “balancing” policies serve to structure how we think about such challenges, in order to ensure that U.S. decisions are as carefully and wisely thought through — and made with eyes as wide open — as possible.
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            This basic concept is not new.  Indeed, statutory enactments designed to serve such “balancing” purposes go back many years, such as to the restrictions imposed by the Mutual Security Act of 1959 upon U.S. arms sales in order to help ensure that they were consistent with overall U.S. interests.  Other laws, such as the Arms Export Control Act of 1968 and the International Security Assistance and Arms Export Control Act of 1976, also tried to limit and provide improved transparency and accountability for U.S. arms sales in ways designed to ensure that such transfers were genuinely integrated with broader U.S. policy equities.
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            Today, such balancing is not only a part of the statutory framework governing U.S. arms transfers, but also a central plank of current U.S. policy.  As we recognize in the current U.S. Conventional Arms Transfer (CAT) policy, which the President signed in April 2018, decisions about selling sophisticated defense technology are rarely straightforward.  The CAT policy calls upon us to carefully consider the effect each potential transfer will have upon such things as: the regional balance of power; how well a transfer responds to legitimate U.S. and recipient country security needs; the protection of the U.S. technological edge against our own adversaries; the degree to which the transfer supports U.S. strategic, foreign policy, and defense interests (
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             e.g.
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            , through increased access and influence, allied burden sharing, and interoperability); the impact on our nonproliferation objectives; and the potential effect upon human rights.
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            The focus of the CAT policy is upon aligning our policy on conventional arms transfers with our broader national and economic security interests, and this requires what is often an extremely complicated equity-balancing process as we consider potential sales.  Most people do not usually focus upon such policies as part of “export control,” but I would submit that they are a very important one — as well as an aspect that we take very seriously.
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             II.     Strategy and "Impediments"
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            But let me now return to my particular focus here today: the sub-category of “impediments” that have to do with regulating potential technological inputs to other states’ military power.  This is an area that is getting increasing attention in the modern policy community, and with good reason.
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            The fundamental idea of limiting a potential adversary’s access to increasingly sophisticated tools and capabilities is hardly new.  As 
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             I have pointed out
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            , in fact, it goes back many centuries — to such things as ancient Chinese efforts to control the export of crossbow trigger mechanisms that were beyond the capability of frontier barbarians to manufacture for themselves, the Byzantine Empire’s efforts to safeguard the chemical secrets of “Greek Fire,” Viking attempts to keep iron swords out of the hands of indigenous “Skraelings” in North America, and efforts by the Frankish Empire to keep Rhenish steel out of the hands of those very same Vikings.
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             A.     The Cold War
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            In the modern world, the United States acquired statutory authority to restrict technology exports to the Soviet Bloc in 1949, with the Export Control Act.  In the 1950s, we even established a multilateral consortium of countries — the Coordinating Committee for Multilateral Export Controls (COCOM) — that was devoted to keeping a list of specified commodities and technologies out of Soviet hands.  (Under this system, exports of listed items to the USSR were prohibited without consensus agreement by all the COCOM parties.)  After the Soviet invasion of Afghanistan, U.S. officials applied additional controls on transfers of certain lasers and materials and equipment related to (then) state-of-the-art semiconductor manufacture, and from early 1983 President Reagan’s policy under NSDD-75 explicitly sought “
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             to prevent the transfer of technology and equipment that would make a substantial contribution directly or indirectly to Soviet military power
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            .”
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            COCOM did not long survive the end of the Cold War, lapsing in 1994 and being replaced in 1996 by the 
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             Wassenaar Arrangement
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            , a voluntary multilateral export control regime that carefully eschewed any impression that it was directed “at” any particular country or bloc, instead simply urging restraint in transfers to unspecified “countries of concern.”  In the post-Cold War era, Wassenaar did much — along with other new fora such as the 
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             Nuclear Suppliers Group
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            and the 
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             Australia Group
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            — to elicit restraint in dual-use technology transfers to proliferator regimes such as North Korea and Iran, as well as to non-state actors such as terrorist groups.
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            In keeping with that era’s prevailing (albeit dangerously false) assumption that with the collapse of the USSR, the era of great power competition was now forever behind us, however, Wassenaar departed from the COCOM model in being neither mandatory nor intended to serve as a tool of strategic advantage.  (Emphasizing the degree to which it was not engineered for the challenges of great power competition — at least not vis-à-vis Moscow, at any rate — Russia has been a member of Wassenaar from the beginning.)  Nevertheless, the idea of technology-focused controls designed to slow the development of strategic competitors’ capabilities did not disappear, and it is today the fastest growing and in some ways the most interesting facet of U.S. national security export control policy.
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            Unfortunately, it has had to be.
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             B.     "Impediment" Controls and China
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            Fundamentally, we have come to focus intently upon transfers of advanced and emerging technologies to the People’s Republic of China 
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             because the PRC has done so
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            — and because Beijing has adopted strategies in these regards that present huge threats to U.S. national security interests, especially if we were not to respond.  One key to understanding these threats can be found in how PRC strategists have long approached the nexus between technology and geopolitical power.
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            For my part, I came to appreciate these issues through the prism of great power competition during the course of a project on Chinese views of the West for the legendary Andrew Marshall at the Office of Net Assessments at the U.S. Department of Defense — research that resulted in a 650-page 
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             book on that topic
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            .  To my eye, one of the striking things about Chinese approaches to technology and power is the degree to which attitudes in Beijing changed radically after the Qing Dynasty’s encounter with Western imperial power in the 19th Century.
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            Students of history may remember the infamously condescending reply the Qing Emperor gave to the British envoy Lord Amherst in 1816, who had displayed the temerity of seeking an audience with the “Son of Heaven” and had brought with him gifts representing some of the products of the Industrial Revolution then underway in England:
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            “
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             My dynasty attaches no value to products from abroad; your nation’s cunningly wrought and strange wares do not appeal to me in the least …. If you loyally accept our sovereignty and show dutiful submission, there is really no need for these yearly appearances at our Court to prove that you are indeed our vassal.
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            ”
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            This contempt for foreign technology might on one level be surprising, for the Qing — a dynasty of Manchu rulers who had invaded and occupied China, ruling it as increasingly Sinicized foreigners since 1644 — was itself one of the so-called “gunpowder empires” that had risen to prominence in Asia during the 15th through 17th centuries in part through the skillful use of firearms and artillery against somewhat more traditionally equipped forces.  Nevertheless, contempt for technology it was, and China would come to rue it, for a quarter-century after Amherst’s ill-fated mission to Peking, British gunboats made short work of Qing defenses and won an easy victory in the Opium War.
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            That second Qing encounter with Western technology-facilitated power, in my view, helped change everything.  It convinced all subsequent generations of Chinese strategists that if China were to return to the position of geopolitical centrality it had long enjoyed, it would need to master cutting-edge technology and be able to apply such technology (as the British had in their day) to the projection of military power.  As I see it, China’s 19th century encounters with Western military power provide a crucial context for understanding the PRC’s present-day “
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             Military-Civil Fusion
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            ” (MCF) strategy and the threats it presents to the United States and the entire non-Chinese world today.  As I explained earlier this year,
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             “To understand MCF, it’s vital to remember that cutting-edge military technology — in the form of … British warships in the Opium War — is seen as having been at the forefront of inflicting this humiliation upon China. Accordingly, as modern Chinese strategists see it, military technology has always been the key to global primacy, with successive ‘revolutions in military affairs’ (RMA[s]) having helped drive and enforce geopolitical shifts.
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             “Those gunboats of 1842, for instance, were possible because Britain led the Industrial Revolution, giving London its storied empire upon which the sun never set.  In the 20th Century, the United States became the world’s central power, driven by our technological dynamism and solidifying our status with the aircraft, submarines, missiles, and nuclear weapons of a new RMA that made Britain’s famous battleships obsolete. Indeed, we are felt to have cemented an even more dominant position after the end of the Cold War through another RMA grounded in our information technology revolution.
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             “Simply put, it is the objective of MCF to ensure that it will be the PRC that rides the wave to geopolitical centrality for the next RMA.  Xi [Jinping] has decreed that China must develop military capabilities superior to any other military in the world by 2049, and MCF — the ruthless acquisition and systematic diversion to military purposes of technologies such as artificial intelligence, quantum computing, aviation and aerospace, Big Data applications, and civil nuclear power — is a central piece of that plan. If there is to be a mid-21st Century analogue to Britain’s imperialist gunboats, the CCP intends them to be Chinese assets.”
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            Beijing may have lost out on those RMAs that occurred after the Manchus’ own success in successfully marshalling gunpowder weaponry to conquer China in 1644, in other words, but 
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             it is determined to lead the next RMA
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            .  It is the objective of MCF to fuel this success, by developing technology indigenously wherever possible but also buying or stealing from abroad what China cannot develop at home, and by permitting the seamless flow of materials, technology, knowledge, talent, and resources back and forth between the military and civilian industrial complexes in order to allow the PRC to build up its “comprehensive national power” and use this power to achieve the overall objective of “national rejuvenation” in the world.
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            This, then, is what makes the national security export control category of “impediments” so crucial.  It is important beyond peradventure to United States’ interests — and likeminded nations — that the Chinese Communist Party (CCP) not be able to succeed in positioning itself atop the 21st century world in the way the Qing “Sons of Heaven” positioned themselves above that of 17th and 18th century Asia.
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            Careful control of high-technology exports, not just by the United States itself but by all non-PRC technology possessors, is therefore essential to forestalling such a grim Communist Party imperium, for despite the PRC’s huge progress in recent years — progress fueled, for instance, by systematic cyber-facilitated intellectual property theft on an epic scale that has been said to represent “
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             the single greatest transfer of wealth in history
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            ” — the PRC still remains dependent upon foreign technology in some critical areas.  With their MCF strategy and technology theft, CCP leaders are working to close those technology gaps, but they havenot succeeded yet, and this gives us the opportunity 
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             to slow them down, hopefully to a rate of military-technological advancement slower than our own
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            .  This is where grand strategy and export controls come together, and it is in some ways the cutting edge of U.S. national security policymaking today.
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             III.     Our Responses
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            Having awakened to these challenges after decades of slumber induced by happy post-Cold War visions that 
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             unfortunately failed to materialize
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            — dreams of 
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             putting great power competition behind us, and of global convergence upon norms of liberal democracy
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            — the United States is now 
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             working to address the challenge
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            presented by the CCP’s strategic ambition and the critical role of technology acquisition in Beijing’s strategy.  As Secretary of State Pompeo has noted, the goal of the PRC’s MCF strategy is
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            “
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             to ensure that the People’s Liberation Army has military dominance. And the PLA’s core mission is to sustain the Chinese Communist Party’s grip on power — that same Chinese Communist Party that has led China in an increasingly authoritarian direction and one that is increasingly repressive as well. … [W]e need to make sure that our companies don’t do deals that strengthen a competitor’s military or tighten the regime’s grip of repression in parts of that country.  We need to make sure American technology doesn’t power a truly Orwellian surveillance state.  We need to make sure American principles aren’t sacrificed for prosperity.
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            ”
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            This is most emphatically, therefore, 
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             a national security threat as well as an economic and trade problem
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            .
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            Early in the current administration, we began raising awareness of these challenges.  In July 2018, I drew attention to the problems MCF created for traditional approaches to export controls, highlighting that “
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             some recalibration
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            ” would be necessary in order to keep Beijing from diverting U.S.-origin technology to support the PLA.  In October 2018, we duly announced 
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             a new policy that dramatically cut back civil-nuclear technology transfers to the PRC
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            , but this was merely a first step.
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            More broadly, as part of our effort to build “
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             coalitions of caution
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            ” on technology-transfer issues vis-à-vis China, we stepped up our diplomacy with likeminded partners, both bilaterally and multilaterally — including through the 
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             Multilateral Action on Sensitive Technologies
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            process — to raise awareness of these threats and to compare notes on “best practices” that countries can follow in response to them.  In the wake of the indictment (not just 
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             once
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            but 
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             twice
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            ) of the PRC company Huawei by the U.S. Department of Justice for stealing U.S. technology and helping Iran evade nonproliferation sanctions, we placed Huawei on the Commerce Department’s “Entity List” of foreign actors engaged in “
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             activities contrary to U.S. national security and/or foreign policy interests
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            .”  In May 2020, the United States changed its export control regulations in order to 
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             restrict Huawei’s ability to circumvent controls by designing semiconductors and having them produced abroad using software-based design tools and equipment of U.S. origin
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            .  Additional adjustments were also announced on August 17, 
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             which will prevent Huawei from circumventing U.S. law through alternative chip production and provision of off-the-shelf chips produced with tools acquired from the United States
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            .
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            Informed by a clear understanding of the ways in which the CCP’s MCF strategy has been systematically eroding prior distinctions between what is “civilian” and what is “military” in China, 
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             U.S. export control rules were also expanded in April 2020
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            to cover “military end-users” (MEUs) in the PRC, including commercial entities when their functions are intended to support defined “military end-uses.”  (The list of Export Control Classification Numbers [ECCNs] that are subject to MEU licensing requirements was also expanded.)  Additionally, in May 2020, the United States 
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             announced a significant new change
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            in its approach to granting visas to certain applicants from the PRC who wish to study or conduct research in the United States — a measure directly responsive to our evolving understanding of the ways in which the CCP has been working 
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             to use traveling students, researchers, scientists, and technicians to target technology areas identified for priority collection by the MCF bureaucracy
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            .
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            Pursuant to the new authorities given us by Congress in the Foreign Investment Risk Review Modernization Act of 2018 (FIRRMA), moreover, the U.S. Executive Branch has also been working to improve the controls we use – 
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             e.g.
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            , through the Committee on Foreign Investment in the United States (CFIUS) process — to forestall foreign acquisition of U.S. companies and other investments in ways that create national security threats.  For years, PRC entities and others had been honing their skills in evading traditional CFIUS controls, but FIRRMA 
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             significantly expanded the scope of covered transactions
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            , so as now also to catch such things as property leases undertaken in proximity to sensitive government facilities, various types of transaction not amounting to corporate control but that nonetheless afford access to material nonpublic technical information in the possession of a U.S. business, and transactions that are specifically designed to circumvent CFIUS jurisdiction.
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            Similarly, the Export Control Reform Act of 2018 (ECRA) — another new statute Congress passed in order to respond to foreign technology-transfer threats such as those presented by the PRC’s MCF system — called for the identification of “emerging and foundational technologies” that are not yet listed on the Commerce Control List or subject to multilateral controls but that are nonetheless important to U.S. national security, and authorized the establishment of controls on the export, re-export, or transfer of such technologies where this should prove appropriate.  Under ECRA, we have been engaged in an extensive interagency process to identify what technologies it might be both necessary and possible to control, and 14 “sprint groups” have been working hard to explore possible controls in fields such as artificial intelligence, additive manufacturing, quantum information and sensing, hypersonics, advanced materials, and advanced computing.  (Additionally, we are evaluating microprocessors, biotechnology, position/navigation/timing, data analytics, logistics, robotics, brain-computer interfaces, and advanced surveillance technologies.)  All of these groups contain constantly shifting components and emerging technology that the United States is racing to understand and where appropriate, control.
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            It is far from clear what specific new controls will result from this still-ongoing, ECRA-based process, but the U.S. interagency is now working, for the first time, to address national security export control issues not just for today’s technologies but also for tomorrow’s.  This, too, is part of our broad and strategic response to the technology-transfer challenges with which the PRC has confronted us.
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             IV.     Conclusion
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             All of these developments make this moment in U.S. policymaking history something of a “present at the creation” point with regard to how the United States responds to technology transfer threats.   We are approaching these questions both strategically and systematically, and both on an interagency-wide basis and, as FIRRMA and ECRA demonstrate, in partnership with Congress, where there exists wide bipartisan support for more effective technology controls vis-à-vis China.  Mindful of the importance of finding a path in U.S.-China relations that is in appropriate respects
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             both competitive and cooperative
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             , thereby finding
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             “a prudent middle way
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             ” between such extremes, we hope to be able to take advantage of this moment of opportunity to develop, articulate, and set in place a new policy community consensus built around the “coalitions of caution” concept for dealing with Beijing on technology issues.
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            Naturally, we should expect that the CCP and its supporters and apologists will decry these moves, and they do.  In a backhanded way, however, the very vehemence of their complaints provides a window upon the success our approach is starting to have in cutting off some of the foreign technology flows Beijing has sought to maintain in furtherance of its strategic ambitions.  In fact, as our strategy begins to bite — as long as it is not turned around by U.S. leaders trying to wish away the PRC’s strategic ambitions — one can expect to hear such complaints escalate.  We will surely hear additional CCP propaganda tropes about how U.S. technology controls supposedly represent a retrograde “Cold War mentality,” and how they are allegedly being implemented solely for “domestic political reasons” rather than in response to national security challenges.  Such narratives should be rejected, and indeed taken as a sign of our progress in hampering Beijing’s strategic self-aggrandizement.
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            We should also expect to have to change our approaches over time, as the PRC changes its own.  Just as the MCF strategy and the PRC’s methods of technology acquisition originally evolved in order to target prior weaknesses in Western technology controls, so will the PRC’s future approaches surely also be adjusted in attempts to work around the strictures we are today putting in place.  There is no room for complacency in security strategy, and we must be sure — in this ongoing game of “cat and mouse” — that we continue to adapt our methods to the threat as that threat changes.
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            Nevertheless, while there is an enormous amount of work left to do, this is fundamentally a hopeful story, for while we have awakened to it somewhat belatedly, we have recognized the threat and are presently mobilizing to meet it.  I hope that this brief outline has helped you appreciate both the novelty and the importance of these challenges.  I can assure you that we are working hard to answer them.
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            -- Christopher Ford
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            I’ll briefly explain each of these in turn, before dwelling a bit more on the strategy that is increasingly a part of our approach to the second category, that of “impediments.”
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             A.     Pressures
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            The category I will call “pressures” covers some of the most traditional forms of economic pressure, including many sanctions and embargoes undertaken in order to advance policy goals.  Here, for instance, one might find the limited sanctions temporarily placed by the League of Nations upon Italy for its invasion of Abyssinia in the 1930s, the petroleum embargo the United States placed upon Japan after its invasion of the countries of South East Asia in 1941, President Carter’s embargo of agricultural exports to the USSR after the Soviet invasion of Afghanistan, U.S. sanctions imposed against the People’s Republic of China (PRC) in response to the massacre of students and workers on Tiananmen Square in 1989, and the sanctions adopted by the United States and the European Union in response to Russia’s invasion of Ukraine in 2014 — all of which were intended to punish, and to encourage the cessation of, lawless and barbarous behavior.
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            In this category, too, might fall economic pressures aimed less at changing behavior than at changing a foreign regime itself, such as the U.S. embargo on Cuba that began in 1960, United Nations sanctions on Ian Smith’s breakaway white supremacist government in Rhodesia from 1965 until 1980, various measures imposed against the apartheid regime in South Africa, and modern-day U.S. pressures designed to induce the Maduro dictatorship in Venezuela to negotiate a transfer of power.  Arguably, moreover, this may also cover the economic policy envisioned against the Soviet Union by National Security Decision Directive 75 (NSDD-75) of January 17, 1983, under which President Ronald Reagan hoped, inter alia, to keep the USSR from obtaining foreign economic relief in ways that would “
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             dilute pressures for structural change in the Soviet system
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            .”
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            More familiar still — but also “pressures” in the sense that I use the term here — are many of the sanctions measures that have become the “go-to” tools of first resort in American foreign policy during the last two decades.  This category, moreover, also includes measures employed not merely to constrain the resources available to spend on mischief by rogue regimes such as North Korea and Iran, but also those pressures employed in order to give them incentives to relieve the pain these measures create, by coming to the table to negotiate the elimination of weapons of mass destruction threat programs.
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             B.     Impediments
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            As I’ll explain in a moment, my second category — “impediments” — includes what are in some ways the most strategically interesting sort of controls.  For now, however, let me just note that this category includes a range of measures designed to limit a potential adversary’s ability directly to threaten U.S. national security, such as by constraining the sophistication of its military capabilities.
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            The most basic of this sort of constraint upon trade relates to ensuring that potential adversaries are not freely able to buy arms and munitions with which they could threaten us.  In U.S. statutory form, such measures go back at least to the Trading with the Enemy Act (TEA) adopted at the beginning of U.S. participation in the First World War, which tried to limit the flow to our wartime adversaries of the arms, money, metals, and machinery that had become the lifeblood of industrial-age warfare.  In the 1930s, the Neutrality Acts idealistically tried to restrict the flow of arms to all belligerents, but President Franklin Roosevelt’s eventual shift toward support for the United Kingdom by means of mechanisms such as the “lend-lease” program eventually undermined the blanket nature of these rules and left them primarily as impediments to potential adversary capabilities.  But it has always made good sense to deny arms to one’s actual or potential opponents — as, for instance, we did in ending Kuwait’s U.S. defense trade license permissions in 1990 during its occupation by Iraq, in order to prevent American arms from being provided to Saddam Hussein before we ourselves went to war to save Kuwait by expelling his armies.
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            Our bureaucratic mechanisms for administering such pressures have also grown. The old TEA was administered by a War Trade Board, the responsibilities of which passed to the Department of State in 1919, and eventually the United States built an extensive sanctions bureaucracy.  After Germany invaded Norway in 1940, the U.S. Treasury Department established an Office of Foreign Funds Control (FFC) to prevent the Nazi regime from taking advantage of its victims’ foreign currency holdings; the FFC played a key role in U.S. economic warfare against the Axis Powers during the Second World War.  Its descendent — the Office of Foreign Assets Control (OFAC), established after the PRC entered the Korean War — continues to play a vital role in the United States’ employment of economic pressures today.
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            In the modern era, this category of “impediments” includes the broad range of measures we — and often the rest of the international community — impose in order to punish proliferator regimes for seeking weapons of mass destruction, or to dissuade third-parties from trafficking in items or materiel that could assist such efforts.  Significantly, it also includes the national security export controls we place upon high technology items in order to prevent them from contributing to the expansion of Chinese or Russian military power in the present day.
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             C.     Balances
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            My third category — which I somewhat awkwardly call “balances,” for lack of a better term — consists of restrictions we place upon ourselves in order to encourage accountability and prioritization by constraining our ability to pursue one policy goal at the unreflective expense of another.  This is the least intuitively obvious of the three categories, but it’s very important, for it is one of the ways in which our system tries to handle the significant challenges of equity balancing, particularly (though not exclusively) in the area of arms sales.
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            Pursuing effective strategies in the face of national security threats requires the United States to have partners, and it often serves our interests to provide arms to friends who face threats, especially when these are shared threats.  Nevertheless, the devil can lurk in detail, as the saying goes, and there can sometimes also be good reasons for caution.  In an unavoidably complicated world, we are unlikely invariably to approve or wish to support everything that a given partner might request.  For example, it is very unlikely to be in our interest, to say the least, to transfer arms that will be used for internal repression, disturb a peaceful regional balance, be employed in ways heedless of international humanitarian law, or retransferred to others without our approval.  We also want what we provide to genuinely serve that partner’s security needs, not to mention being consistent with our own interests, and to be reasonable and appropriate — rather than either excessive or inadequate — in the face of those needs.  (Nor do we want one friend to use what we provide it to threaten another of our friends.)  Sometimes, furthermore, it may simply be unwise to transfer certain types of capability to a particular recipient at all, or even into its region of the world.
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            This is why we have “balance” policies and rules.  Serious policymaking is a challenge of choice-making within constraint, and since the United States can rarely be said to have only a single, overriding interest in any given situation, such policymakingnecessarily involves trade-offs along multiple axes.  What I term “balancing” policies serve to structure how we think about such challenges, in order to ensure that U.S. decisions are as carefully and wisely thought through — and made with eyes as wide open — as possible.
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            This basic concept is not new.  Indeed, statutory enactments designed to serve such “balancing” purposes go back many years, such as to the restrictions imposed by the Mutual Security Act of 1959 upon U.S. arms sales in order to help ensure that they were consistent with overall U.S. interests.  Other laws, such as the Arms Export Control Act of 1968 and the International Security Assistance and Arms Export Control Act of 1976, also tried to limit and provide improved transparency and accountability for U.S. arms sales in ways designed to ensure that such transfers were genuinely integrated with broader U.S. policy equities.
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            Today, such balancing is not only a part of the statutory framework governing U.S. arms transfers, but also a central plank of current U.S. policy.  As we recognize in the current U.S. Conventional Arms Transfer (CAT) policy, which the President signed in April 2018, decisions about selling sophisticated defense technology are rarely straightforward.  The CAT policy calls upon us to carefully consider the effect each potential transfer will have upon such things as: the regional balance of power; how well a transfer responds to legitimate U.S. and recipient country security needs; the protection of the U.S. technological edge against our own adversaries; the degree to which the transfer supports U.S. strategic, foreign policy, and defense interests (
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             e.g.
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            , through increased access and influence, allied burden sharing, and interoperability); the impact on our nonproliferation objectives; and the potential effect upon human rights.
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            The focus of the CAT policy is upon aligning our policy on conventional arms transfers with our broader national and economic security interests, and this requires what is often an extremely complicated equity-balancing process as we consider potential sales.  Most people do not usually focus upon such policies as part of “export control,” but I would submit that they are a very important one — as well as an aspect that we take very seriously.
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             II.     Strategy and "Impediments"
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            But let me now return to my particular focus here today: the sub-category of “impediments” that have to do with regulating potential technological inputs to other states’ military power.  This is an area that is getting increasing attention in the modern policy community, and with good reason.
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            The fundamental idea of limiting a potential adversary’s access to increasingly sophisticated tools and capabilities is hardly new.  As 
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             I have pointed out
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            , in fact, it goes back many centuries — to such things as ancient Chinese efforts to control the export of crossbow trigger mechanisms that were beyond the capability of frontier barbarians to manufacture for themselves, the Byzantine Empire’s efforts to safeguard the chemical secrets of “Greek Fire,” Viking attempts to keep iron swords out of the hands of indigenous “Skraelings” in North America, and efforts by the Frankish Empire to keep Rhenish steel out of the hands of those very same Vikings.
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             A.     The Cold War
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            In the modern world, the United States acquired statutory authority to restrict technology exports to the Soviet Bloc in 1949, with the Export Control Act.  In the 1950s, we even established a multilateral consortium of countries — the Coordinating Committee for Multilateral Export Controls (COCOM) — that was devoted to keeping a list of specified commodities and technologies out of Soviet hands.  (Under this system, exports of listed items to the USSR were prohibited without consensus agreement by all the COCOM parties.)  After the Soviet invasion of Afghanistan, U.S. officials applied additional controls on transfers of certain lasers and materials and equipment related to (then) state-of-the-art semiconductor manufacture, and from early 1983 President Reagan’s policy under NSDD-75 explicitly sought “
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             to prevent the transfer of technology and equipment that would make a substantial contribution directly or indirectly to Soviet military power
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            .”
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            COCOM did not long survive the end of the Cold War, lapsing in 1994 and being replaced in 1996 by the 
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             Wassenaar Arrangement
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            , a voluntary multilateral export control regime that carefully eschewed any impression that it was directed “at” any particular country or bloc, instead simply urging restraint in transfers to unspecified “countries of concern.”  In the post-Cold War era, Wassenaar did much — along with other new fora such as the 
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             Nuclear Suppliers Group
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            and the 
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             Australia Group
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            — to elicit restraint in dual-use technology transfers to proliferator regimes such as North Korea and Iran, as well as to non-state actors such as terrorist groups.
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            In keeping with that era’s prevailing (albeit dangerously false) assumption that with the collapse of the USSR, the era of great power competition was now forever behind us, however, Wassenaar departed from the COCOM model in being neither mandatory nor intended to serve as a tool of strategic advantage.  (Emphasizing the degree to which it was not engineered for the challenges of great power competition — at least not vis-à-vis Moscow, at any rate — Russia has been a member of Wassenaar from the beginning.)  Nevertheless, the idea of technology-focused controls designed to slow the development of strategic competitors’ capabilities did not disappear, and it is today the fastest growing and in some ways the most interesting facet of U.S. national security export control policy.
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            Unfortunately, it has had to be.
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             B.     "Impediment" Controls and China
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            Fundamentally, we have come to focus intently upon transfers of advanced and emerging technologies to the People’s Republic of China 
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             because the PRC has done so
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            — and because Beijing has adopted strategies in these regards that present huge threats to U.S. national security interests, especially if we were not to respond.  One key to understanding these threats can be found in how PRC strategists have long approached the nexus between technology and geopolitical power.
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            For my part, I came to appreciate these issues through the prism of great power competition during the course of a project on Chinese views of the West for the legendary Andrew Marshall at the Office of Net Assessments at the U.S. Department of Defense — research that resulted in a 650-page 
            &#xD;
      &lt;a href="https://books.google.com/books?id=Xs3woQEACAAJ&amp;amp;source=gbs_book_other_versions_r&amp;amp;cad=2"&gt;&#xD;
        
             book on that topic
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            .  To my eye, one of the striking things about Chinese approaches to technology and power is the degree to which attitudes in Beijing changed radically after the Qing Dynasty’s encounter with Western imperial power in the 19th Century.
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            Students of history may remember the infamously condescending reply the Qing Emperor gave to the British envoy Lord Amherst in 1816, who had displayed the temerity of seeking an audience with the “Son of Heaven” and had brought with him gifts representing some of the products of the Industrial Revolution then underway in England:
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            “
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             My dynasty attaches no value to products from abroad; your nation’s cunningly wrought and strange wares do not appeal to me in the least …. If you loyally accept our sovereignty and show dutiful submission, there is really no need for these yearly appearances at our Court to prove that you are indeed our vassal.
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            ”
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            This contempt for foreign technology might on one level be surprising, for the Qing — a dynasty of Manchu rulers who had invaded and occupied China, ruling it as increasingly Sinicized foreigners since 1644 — was itself one of the so-called “gunpowder empires” that had risen to prominence in Asia during the 15th through 17th centuries in part through the skillful use of firearms and artillery against somewhat more traditionally equipped forces.  Nevertheless, contempt for technology it was, and China would come to rue it, for a quarter-century after Amherst’s ill-fated mission to Peking, British gunboats made short work of Qing defenses and won an easy victory in the Opium War.
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            That second Qing encounter with Western technology-facilitated power, in my view, helped change everything.  It convinced all subsequent generations of Chinese strategists that if China were to return to the position of geopolitical centrality it had long enjoyed, it would need to master cutting-edge technology and be able to apply such technology (as the British had in their day) to the projection of military power.  As I see it, China’s 19th century encounters with Western military power provide a crucial context for understanding the PRC’s present-day “
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      &lt;a href="https://www.state.gov/military-civil-fusion/"&gt;&#xD;
        
             Military-Civil Fusion
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            ” (MCF) strategy and the threats it presents to the United States and the entire non-Chinese world today.  As I explained earlier this year,
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      &lt;a href="https://www.state.gov/the-prcs-military-civil-fusion-strategy-is-a-global-security-threat/"&gt;&#xD;
        
             “To understand MCF, it’s vital to remember that cutting-edge military technology — in the form of … British warships in the Opium War — is seen as having been at the forefront of inflicting this humiliation upon China. Accordingly, as modern Chinese strategists see it, military technology has always been the key to global primacy, with successive ‘revolutions in military affairs’ (RMA[s]) having helped drive and enforce geopolitical shifts.
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             “Those gunboats of 1842, for instance, were possible because Britain led the Industrial Revolution, giving London its storied empire upon which the sun never set.  In the 20th Century, the United States became the world’s central power, driven by our technological dynamism and solidifying our status with the aircraft, submarines, missiles, and nuclear weapons of a new RMA that made Britain’s famous battleships obsolete. Indeed, we are felt to have cemented an even more dominant position after the end of the Cold War through another RMA grounded in our information technology revolution.
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             “Simply put, it is the objective of MCF to ensure that it will be the PRC that rides the wave to geopolitical centrality for the next RMA.  Xi [Jinping] has decreed that China must develop military capabilities superior to any other military in the world by 2049, and MCF — the ruthless acquisition and systematic diversion to military purposes of technologies such as artificial intelligence, quantum computing, aviation and aerospace, Big Data applications, and civil nuclear power — is a central piece of that plan. If there is to be a mid-21st Century analogue to Britain’s imperialist gunboats, the CCP intends them to be Chinese assets.”
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            Beijing may have lost out on those RMAs that occurred after the Manchus’ own success in successfully marshalling gunpowder weaponry to conquer China in 1644, in other words, but 
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             it is determined to lead the next RMA
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            .  It is the objective of MCF to fuel this success, by developing technology indigenously wherever possible but also buying or stealing from abroad what China cannot develop at home, and by permitting the seamless flow of materials, technology, knowledge, talent, and resources back and forth between the military and civilian industrial complexes in order to allow the PRC to build up its “comprehensive national power” and use this power to achieve the overall objective of “national rejuvenation” in the world.
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            This, then, is what makes the national security export control category of “impediments” so crucial.  It is important beyond peradventure to United States’ interests — and likeminded nations — that the Chinese Communist Party (CCP) not be able to succeed in positioning itself atop the 21st century world in the way the Qing “Sons of Heaven” positioned themselves above that of 17th and 18th century Asia.
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            Careful control of high-technology exports, not just by the United States itself but by all non-PRC technology possessors, is therefore essential to forestalling such a grim Communist Party imperium, for despite the PRC’s huge progress in recent years — progress fueled, for instance, by systematic cyber-facilitated intellectual property theft on an epic scale that has been said to represent “
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             the single greatest transfer of wealth in history
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            ” — the PRC still remains dependent upon foreign technology in some critical areas.  With their MCF strategy and technology theft, CCP leaders are working to close those technology gaps, but they havenot succeeded yet, and this gives us the opportunity 
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             to slow them down, hopefully to a rate of military-technological advancement slower than our own
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            .  This is where grand strategy and export controls come together, and it is in some ways the cutting edge of U.S. national security policymaking today.
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             III.     Our Responses
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            Having awakened to these challenges after decades of slumber induced by happy post-Cold War visions that 
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             unfortunately failed to materialize
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            — dreams of 
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             putting great power competition behind us, and of global convergence upon norms of liberal democracy
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            — the United States is now 
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             working to address the challenge
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            presented by the CCP’s strategic ambition and the critical role of technology acquisition in Beijing’s strategy.  As Secretary of State Pompeo has noted, the goal of the PRC’s MCF strategy is
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            “
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             to ensure that the People’s Liberation Army has military dominance. And the PLA’s core mission is to sustain the Chinese Communist Party’s grip on power — that same Chinese Communist Party that has led China in an increasingly authoritarian direction and one that is increasingly repressive as well. … [W]e need to make sure that our companies don’t do deals that strengthen a competitor’s military or tighten the regime’s grip of repression in parts of that country.  We need to make sure American technology doesn’t power a truly Orwellian surveillance state.  We need to make sure American principles aren’t sacrificed for prosperity.
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            ”
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            This is most emphatically, therefore, 
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             a national security threat as well as an economic and trade problem
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            .
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            Early in the current administration, we began raising awareness of these challenges.  In July 2018, I drew attention to the problems MCF created for traditional approaches to export controls, highlighting that “
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             some recalibration
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            ” would be necessary in order to keep Beijing from diverting U.S.-origin technology to support the PLA.  In October 2018, we duly announced 
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             a new policy that dramatically cut back civil-nuclear technology transfers to the PRC
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            , but this was merely a first step.
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            More broadly, as part of our effort to build “
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      &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/coalitions-of-caution-building-a-global-coalition-against-chinese-technology-transfer-threats/"&gt;&#xD;
        
             coalitions of caution
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            ” on technology-transfer issues vis-à-vis China, we stepped up our diplomacy with likeminded partners, both bilaterally and multilaterally — including through the 
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             Multilateral Action on Sensitive Technologies
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            process — to raise awareness of these threats and to compare notes on “best practices” that countries can follow in response to them.  In the wake of the indictment (not just 
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             once
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            but 
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             twice
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            ) of the PRC company Huawei by the U.S. Department of Justice for stealing U.S. technology and helping Iran evade nonproliferation sanctions, we placed Huawei on the Commerce Department’s “Entity List” of foreign actors engaged in “
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             activities contrary to U.S. national security and/or foreign policy interests
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            .”  In May 2020, the United States changed its export control regulations in order to 
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             restrict Huawei’s ability to circumvent controls by designing semiconductors and having them produced abroad using software-based design tools and equipment of U.S. origin
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            .  Additional adjustments were also announced on August 17, 
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             which will prevent Huawei from circumventing U.S. law through alternative chip production and provision of off-the-shelf chips produced with tools acquired from the United States
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            .
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            Informed by a clear understanding of the ways in which the CCP’s MCF strategy has been systematically eroding prior distinctions between what is “civilian” and what is “military” in China, 
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            to cover “military end-users” (MEUs) in the PRC, including commercial entities when their functions are intended to support defined “military end-uses.”  (The list of Export Control Classification Numbers [ECCNs] that are subject to MEU licensing requirements was also expanded.)  Additionally, in May 2020, the United States 
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             announced a significant new change
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            in its approach to granting visas to certain applicants from the PRC who wish to study or conduct research in the United States — a measure directly responsive to our evolving understanding of the ways in which the CCP has been working 
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             to use traveling students, researchers, scientists, and technicians to target technology areas identified for priority collection by the MCF bureaucracy
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            Pursuant to the new authorities given us by Congress in the Foreign Investment Risk Review Modernization Act of 2018 (FIRRMA), moreover, the U.S. Executive Branch has also been working to improve the controls we use – 
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            , through the Committee on Foreign Investment in the United States (CFIUS) process — to forestall foreign acquisition of U.S. companies and other investments in ways that create national security threats.  For years, PRC entities and others had been honing their skills in evading traditional CFIUS controls, but FIRRMA 
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            , so as now also to catch such things as property leases undertaken in proximity to sensitive government facilities, various types of transaction not amounting to corporate control but that nonetheless afford access to material nonpublic technical information in the possession of a U.S. business, and transactions that are specifically designed to circumvent CFIUS jurisdiction.
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            Similarly, the Export Control Reform Act of 2018 (ECRA) — another new statute Congress passed in order to respond to foreign technology-transfer threats such as those presented by the PRC’s MCF system — called for the identification of “emerging and foundational technologies” that are not yet listed on the Commerce Control List or subject to multilateral controls but that are nonetheless important to U.S. national security, and authorized the establishment of controls on the export, re-export, or transfer of such technologies where this should prove appropriate.  Under ECRA, we have been engaged in an extensive interagency process to identify what technologies it might be both necessary and possible to control, and 14 “sprint groups” have been working hard to explore possible controls in fields such as artificial intelligence, additive manufacturing, quantum information and sensing, hypersonics, advanced materials, and advanced computing.  (Additionally, we are evaluating microprocessors, biotechnology, position/navigation/timing, data analytics, logistics, robotics, brain-computer interfaces, and advanced surveillance technologies.)  All of these groups contain constantly shifting components and emerging technology that the United States is racing to understand and where appropriate, control.
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            It is far from clear what specific new controls will result from this still-ongoing, ECRA-based process, but the U.S. interagency is now working, for the first time, to address national security export control issues not just for today’s technologies but also for tomorrow’s.  This, too, is part of our broad and strategic response to the technology-transfer challenges with which the PRC has confronted us.
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             IV.     Conclusion
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             All of these developments make this moment in U.S. policymaking history something of a “present at the creation” point with regard to how the United States responds to technology transfer threats.   We are approaching these questions both strategically and systematically, and both on an interagency-wide basis and, as FIRRMA and ECRA demonstrate, in partnership with Congress, where there exists wide bipartisan support for more effective technology controls vis-à-vis China.  Mindful of the importance of finding a path in U.S.-China relations that is in appropriate respects
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             both competitive and cooperative
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             “a prudent middle way
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             ” between such extremes, we hope to be able to take advantage of this moment of opportunity to develop, articulate, and set in place a new policy community consensus built around the “coalitions of caution” concept for dealing with Beijing on technology issues.
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            Naturally, we should expect that the CCP and its supporters and apologists will decry these moves, and they do.  In a backhanded way, however, the very vehemence of their complaints provides a window upon the success our approach is starting to have in cutting off some of the foreign technology flows Beijing has sought to maintain in furtherance of its strategic ambitions.  In fact, as our strategy begins to bite — as long as it is not turned around by U.S. leaders trying to wish away the PRC’s strategic ambitions — one can expect to hear such complaints escalate.  We will surely hear additional CCP propaganda tropes about how U.S. technology controls supposedly represent a retrograde “Cold War mentality,” and how they are allegedly being implemented solely for “domestic political reasons” rather than in response to national security challenges.  Such narratives should be rejected, and indeed taken as a sign of our progress in hampering Beijing’s strategic self-aggrandizement.
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            We should also expect to have to change our approaches over time, as the PRC changes its own.  Just as the MCF strategy and the PRC’s methods of technology acquisition originally evolved in order to target prior weaknesses in Western technology controls, so will the PRC’s future approaches surely also be adjusted in attempts to work around the strictures we are today putting in place.  There is no room for complacency in security strategy, and we must be sure — in this ongoing game of “cat and mouse” — that we continue to adapt our methods to the threat as that threat changes.
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            Nevertheless, while there is an enormous amount of work left to do, this is fundamentally a hopeful story, for while we have awakened to it somewhat belatedly, we have recognized the threat and are presently mobilizing to meet it.  I hope that this brief outline has helped you appreciate both the novelty and the importance of these challenges.  I can assure you that we are working hard to answer them.
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            -- Christopher Ford
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      <pubDate>Thu, 20 Aug 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2734</guid>
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      <title>Evolving Approaches to the “Middle East WMD-Free Zone”</title>
      <link>http://www.newparadigmsforum.com/p2725</link>
      <description>This the text of the fifteenth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security.


Evolving Approaches to the “Middle East WMD-Free Zone”
by
Dr. Christopher A. Ford
Arms Control and International [...]</description>
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  Evolving Approaches to the “Middle East WMD-Free Zone”

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    by
  

  
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    Dr. Christopher A. Ford
  

  
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    Arms Control and International Security Paper Series
  

  
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    Volume I, Number 15
  

  
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    August 4, 2020
  

  
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      , Assistant Secretary Ford looks back at the history of efforts to implement the Middle East WMD-Free Zone called for in the Resolution on the Middle East adopted by the Nuclear Non-Proliferation Treaty’s Review and Extension Conference in 1995, outlining how traditional ways of trying to achieve this goal have become irrelevant or counterproductive, and calling for a new approach based around trying to ameliorate challenges in the security environment and develop good-faith engagement between all regional states
    
  
    
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                    The “Resolution on the Middle East” – one of the 
    
  
  
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     – called upon all States in that region “to take practical steps in appropriate forums aimed at making progress towards, inter alia, the establishment of an effectively verifiable Middle East zone free of weapons of mass destruction, nuclear, chemical and biological, and their delivery systems.”  It also called upon States Party to the NPT to promote “the early establishment by regional parties of a Middle East zone free of nuclear and all other weapons of mass destruction and their delivery systems.”  Over the ensuing decades, the 1995 Resolution has been a symbol of the international community’s aspiration to keep weapons of mass destruction (WMD) and their delivery systems out of one of the world’s most volatile and troubled regions.  It has also, however, often been the object of sometimes bitter diplomatic contestation.
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                    This paper looks back over the history of that contestation in order to put debates over the Middle East WMD-Free Zone – often unpronounceably abbreviated as MEWMDFZ, but which I will therefore describe herein simply as the “Middle East Zone” or “Zone” – into their geopolitical context.  This exploration will help explain why most current efforts to create a Zone, which revolve around a United Nations-sponsored conference process, are unlikely to succeed, and why a new approach is badly needed.  Properly contextualizing these longstanding debates is critical to finding a better path forward, for Zone debates in recent years have drifted unproductively, and perhaps even dangerously, in directions that are inconsistent with what was called for in the 1995 Resolution itself, and which are likely to preclude success without some change in course.
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      I.     Learning from the 1995 Resolution Itself
    
  
  
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    The modern statesman who looks back to the 1995 Resolution to find guideposts for how to confront the challenges of creating a Middle East Zone will find much to draw upon – including points that have apparently been forgotten by some diplomats along the way.  To my eye, a serious reading of the Resolution suggests five key lessons to bear in mind as we work to make such a Zone a reality:
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                    Read together, these five points help illustrate the embeddedness of the Zone problem in the regional security context of the Middle East, and why trying to create a Zone 
    
  
  
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     addressing those broader regional problems is doomed to failure.  Most specifically, they suggest why finding a viable path forward is likely to require a new and different kind of dialogue that both: (1) 
    
  
  
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    of exogenous diplomatic exhortation can resolve things on which relevant parties have yet to engage directly with each other; and (2) seeks to salvage and repair existing institutions and mechanisms for WMD prohibition and proliferation control that are currently under threat throughout the Middle East before pretending that sweeping new ones can be successfully implemented atop damaged foundations.
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    ” was a measure that could contribute to halting the proliferation of such weapons and contribute to disarmament.  Various disputes over whether and how to implement such an idea, however – all in the context of regional security dynamics that remained notably fraught – prevented progress for many years.
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                    By the time of the 1995 Resolution, however, things looked notably different, at least for a while.  In the broader global context, the world-imperiling nuclear standoff and geopolitical rivalry of the Cold War had ended, the United States and Russia seemed to be finding a new and cooperative relationship, and steps were being taken to reduce the enormous nuclear weapons stockpiles that had accumulated as NATO and the Warsaw Pact faced off against each other.  With implementation of the Intermediate-range Nuclear Forces (INF) Treaty by then already having succeeded in eliminating an entire class of nuclear-capable delivery systems – destroying a total of nearly 2,700 missiles by June 1991 – the Strategic Arms Reduction Treaty (START) was signed between the United States and the USSR, and entered into force in 1994.  Under START’s provisions, the two former Cold War adversaries would remove from service and dismantle perhaps 80 percent of the strategic nuclear weapons then in existence.  With the Presidential Nuclear Initiatives of 1991 and 1992, furthermore, Washington and Moscow also began dramatically to scale back their deployments of non-strategic nuclear weapons.
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                    It was an extraordinary period, in which controlling and even rolling back WMD threats seemed at last to be possible.  At the Conference on Disarmament (CD) in Geneva and elsewhere, diplomats were hard at work trying to take advantage of this optimistic new era and bring to fruition long-stalled hopes for new global instruments to rein in WMD threats.  Work on the CWC had been underway since 1980, but the post-Cold War era provided a chance to bring negotiations to closure, and by the end of 1993 the Convention had been opened for signature, the first meetings of the CWC’s Preparatory Commission held, and a Provisional Technical Secretariat established.  Similarly, negotiations on a Comprehensive Test Ban Treaty (CTBT) began in 1994, reaching their conclusion in 1996.  Building upon the U.S. suggestion of such a step in 1991, the U.N. General Assembly called in 1993 for a treaty banning the production of fissile material for nuclear weapons, thereby setting in motion a new process at the CD to negotiate a Fissile Material Cutoff Treaty (FMCT).  At its 1995 Review and Extension Conference, moreover, the NPT was transformed from a time-limited instrument into an enduring feature of the international community’s response to nuclear proliferation challenges and fixed in place permanently as the cornerstone of the global nonproliferation regime.
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                    In the Middle East, things also then looked promising in ways unseen for decades, if ever at all.  To be sure, the Saddam Hussein regime in Iraq had been revealed by the 1991 Gulf War to have had dangerously advanced WMD programs, but by mid-decade Iraq was subject to a stringent system of international inspections intended to find any last remnants of such programs and implement their elimination.  More dramatically, progress seemed to be being made in resolving the poisonous antipathies and endemic violence of the Israeli-Palestinian problem, with agreement being reached on the Oslo Accords of 1993 and 1995, which created the Palestinian Authority in parts of the West Bank and Gaza and set up a framework for permanent-status negotiations that it was hoped would lead to final resolution of the conflict.
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                    At the time, there also seemed to be hope for progress in resolving broader Middle East security problems.  Multilateral discussions in Madrid in 1991 had led to the formation of multilateral working groups covering economic development, water, refugees, environment and Arms Control and Regional Security (ACRS) to complement bilateral negotiations between Israel and its neighbors.  Under ACRS, participants – including not only Israel and a Palestinian delegation, but representatives from 13 Arab states – met beginning in 1992 to discuss possible confidence building measures (CBMs) for the region, including exchanges of military doctrines, incidents at sea agreements and hot lines.  Due to progress in the bilateral Israeli-Palestinian peace process, ACRS venues moved from outside the region to locations within it, another hopeful sign.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This was, then, the context in which the 1995 Resolution on the Middle East was adopted.  It was a world in which dramatic progress in codifying WMD-elimination seemed finally to be possible as a result of rapid movement by affected states in resolving many of the underlying security problems that had divided them and impeded such movement for many years.  At the time, it seemed reasonable to expect that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      further
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     movement in institutionalizing WMD-elimination arrangements – such as by setting in place a Middle East Zone free of WMD and their delivery systems – might be possible as favorable trends in the security environment continued.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      III.     Fast Forward: Challenges for the 2020 NPT Review Cycle
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, those happy trends did not continue.  The reasons for the failure of the broader peace process and the region’s continuing instability are beyond the scope of this paper, but movement on the Middle East Zone itself seems to have run aground in part because the international community’s desire to institutionalize a process outran actual progress in working through security challenges.  ACRS, for instance, stalled over Egypt’s desire to front-load WMD-free-zone issues on the regional agenda – which was unacceptable to Israel in advance of more progress being made on regional security.  And so the Middle East Zone shifted gradually from being a locus of optimistic and aspirational diplomacy into little more than a vehicle for accusatory recriminations and reciprocal blame-shifting.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By the time the current U.S. Administration came into office at the beginning of 2017, diplomatic posturing over the Zone had already destroyed chances for agreement upon a consensus Final Document at the 2015 NPT Review Conference (RevCon), and prospects for progress along the traditional lines argued by Zone advocates such as Egypt seemed dim indeed.  Quite apart from the dynamics of NPT discussions, moreover, an even more fundamental challenge was that by the beginning of 2017, the once-hopeful situation in the Middle East had been in retrograde motion for years and looked nothing at all like 1995 anymore.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It had been 
    
  
  
                    &#xD;
    &lt;a href="https://www.iaea.org/sites/default/files/gov2011-65.pdf"&gt;&#xD;
      
                      
    
    
      reported by the IAEA in 2011
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , for instance, that Iran had maintained a structured military nuclear weapons program until 2003, including activities related to the development of a nuclear payload for a missile, and that some nuclear weapon-related activities may have continued after 2003.  Even though Iran had accepted temporary limitations on the size and scope of its fissile material capabilities in the Joint Comprehensive Plan of Action (JCPOA), Tehran continued to deny the existence of its past weapons program and had refused to divest itself of whatever items, materials, and capabilities had been part of it.  Iran had also kept many of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      personnel
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     from its prior weapons program working together on closely related dual-use technologies, and indeed under the same man who had previously run the program.  Even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      before
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the Israelis revealed to the world in 2018 extensive records and data the Iranians had been secretly preserving from that weapons program, in other words, Iran was clearly maintaining the option of resuming its pursuit of nuclear weapons should it choose to do so.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With certain limits set by the JCPOA set to expire in a few years’ time and others by 2025 or 2030, Iran would thereafter be free to pursue unconstrained material production and stocks of enriched material – just the sort of capabilities it would need if it decided to reactivate its weapons work using the personnel and know-how it had retained from that program.  By early 2017, therefore, this was not only a tremendous nonproliferation and regional security problem that had yet to be solved, but also one that the very existence of the JCPOA made it 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      more difficult
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to solve – since the nuclear deal lifted just the kind of pressure on Iran that would be needed in order to elicit Tehran’s acceptance of more enduring nuclear limits.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It was also painfully clear by early 2017 that Iran’s rapidly-developing ballistic and cruise missile programs were presenting radical new threats to stability in the Middle East, well beyond the mere fact that Iran had worked for years to develop a nuclear warhead for its Shahab-3 ballistic missile.  Iran had built up the largest and most diverse missile arsenal in the Middle East, and under the JCPOA its behavior worsened, with 
    
  
  
                    &#xD;
    &lt;a href="https://www.iranwatch.org/our-publications/weapon-program-background-report/iran-missile-milestones-1985-2020"&gt;&#xD;
      
                      
    
    
      new missile developments being announced at a furious pace despite the U.N. Security Council’s calling upon Iran to refrain from such provocations
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Iran was taking rapid steps to improve the accuracy and lethality of its missiles even while 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      exporting
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     rockets, missiles, and missile technology to non-state actors such as Lebanese Hizbollah terrorists in Lebanon, Shi’ite militia groups in Iraq, and Huthi militias in Yemen.  Israel was under constant and growing threats from this proliferation, Iranian-supplied rockets were periodically used against U.S. military and diplomatic facilities in Iraq as the 
    
  
  
                    &#xD;
    &lt;a href="https://ctc.usma.edu/irans-expanding-militia-army-iraq-new-special-groups/"&gt;&#xD;
      
                      
    
    
      number of Iran-backed militia forces there had swelled into the scores of thousands
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and Huthi batteries had by the autumn of 2016 even begun 
    
  
  
                    &#xD;
    &lt;span&gt;&#xD;
      
                      
    
    
      to 
    
  
  
                    &#xD;
    &lt;/span&gt;&#xD;
    &lt;a href="https://www.reuters.com/article/us-yemen-security-usa-ship-idUSKCN12A082"&gt;&#xD;
      
                      
    
    
      launch Iranian-supplied cruise missiles at U.S. warships in the region
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Meanwhile, Syria – which had shown itself to be an acute nuclear weapons proliferation threat and violator of IAEA safeguards with its secret construction of the nuclear reactor at Al Kibar that was 
    
  
  
                    &#xD;
    &lt;a href="https://www.reuters.com/article/us-israel-syria-nuclear/israel-admits-bombing-suspected-syrian-nuclear-reactor-in-2007-warns-iran-idUSKBN1GX09K"&gt;&#xD;
      
                      
    
    
      destroyed by the Israelis in 2007
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – had by 2017 already been stonewalling IAEA inspectors for years over the nature and extent of its nuclear program.  Egregious instances of chemical weapons (CW) use by the Asad regime in Damascus during the ongoing Syrian Civil War had led to a Russian-brokered deal for Syria’s accession to the CWC in 2013 and the internationally-assisted destruction of Syria’s declared chemical weapons stockpile, but by mid-2014 Syria had resumed using its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      undeclared
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     CW arsenal against its opponents.  By mid-2016, the OPCW-United Nations Joint Investigative Mechanism had found Syria responsible for multiple CW attacks had occurred during 2014-15.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Things would get even worse with further Syrian CW atrocities over the course of 2017, but even as the new U.S. Administration came into office it seemed clear that the Middle East’s WMD problems were clearly only accelerating.  Nor, as Syria’s CW use continued, did it escape anyone’s notice that the Middle East Zone’s most fervent diplomatic advocate, Egypt, itself had a history of CW use 
    
  
  
                    &#xD;
    &lt;a href="https://www.nti.org/learn/countries/egypt/"&gt;&#xD;
      
                      
    
    
      during the North Yemen Civil War in the mid-1960s
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , had an active ballistic missile program and had refused to join the CWC. By mid-2014, moreover, the good faith and bona fides of the People’s Republic of China – 
    
  
  
                    &#xD;
    &lt;a href="https://www.fmprc.gov.cn/mfa_eng/wjb_663304/zzjg_663340/jks_665232/kjfywj_665252/t196479.shtml"&gt;&#xD;
      
                      
    
    
      long a moralistic proponent of establishing a nuclear weapons free zone in the Middle East
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – also seemed to be called somewhat into question with 
    
  
  
                    &#xD;
    &lt;a href="https://foreignpolicy.com/2014/01/30/why-did-saudi-arabia-buy-chinese-missiles/"&gt;&#xD;
      
                      
    
    
      press reports claiming that Beijing had provided ballistic missiles to Saudi Arabia
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  In short, progress in creating a region free of all forms of WMD and their delivery systems seemed perhaps farther off than ever.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Progress on the dream of a Zone had been difficult enough back in the halcyon 1990s, but in such a new context of regional deterioration, it was hardly surprising that regional states had never been able to agree upon terms for the Zone-focused international conference called for in the 2010 NPT RevCon Final Document, and that subsequent informal consultations in Glion and Geneva in 2013-14, while initially promising, had not produced agreement.  Together, these diplomatic failures clearly demonstrated the problem with assuming that multilateral declarations from outside the Middle East can substitute for concrete progress by the countries within it, and with pretending that one could jump directly to some kind of disarmament without bothering to alleviate underlying (let alone worsening) security tensions.   If there still existed a way forward, therefore, it was clear by 2017 that such path would have to be a different one than the by now traditional diplomatic cycle of trying to use multilateral conferences elsewhere as replacements for constructive intra-regional engagement.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If there was any silver lining in all this from the perspective of the new U.S. Administration in 2017 – and there wasn’t much – it was that we at least hoped Zone issues would not damage multilateral NPT diplomacy during the 2020 NPT review cycle as much as they had in 2015.  In part, this was because the evolving “facts on the ground” of the worsening Middle East security situation had revealed traditional approaches to Zone advocacy as being almost ludicrously out of touch with reality.  This presumably made it more difficult, we assumed, for any serious person to suggest that the right answer was simply to double down on those failed approaches.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    We also imagined, however, that the events of 2015 had demonstrated to all concerned that holding the NPT process hostage to Zone-based demands was a losing gambit that would not, in fact, lead to anything constructive in implementing the 1995 Resolution.  To be sure, fearful of being accused of “failure” at the 2010 RevCon, the Obama Administration had sharply broken with its Israeli allies and agreed, over Israeli objections, to call for the convening of a Zone-focused conference in 2012.  But the Obama Administration had itself drawn the line when the Arab Group, supported by Russia, had tried to repeat that accomplishment by also holding the 2015 RevCon hostage, in an effort to further impose their own terms for a conference upon the region by international fiat.  Since even President Obama’s diplomats had not given in to such extortion in 2015, however – and at a time, moreover, when U.S. and Israeli officials were reported to have a distinctly frosty relationship – it certainly seemed to make no sense for anyone to attempt such a ploy with us in 2020.  And 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , we hoped, might help keep the Arab Group from trying, even while opening up diplomatic space for a new approach – one more alive to the actual security problems facing the region and thus more likely ultimately to permit progress toward the Zone.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      IV.     The New U.S. Approach
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In hopes of taking advantage of any opportunity for creative new thinking that might be opened up by the failure of past efforts to establish a Middle East Zone and the apparent bankruptcy of traditional approaches, the United States was determined to address these challenges with fresh eyes.  By 2017, all participants in prior efforts had arrived at an impasse, and a general sense of burnout seemed to prevail.  (The Israelis, in particular, saw themselves as having been ill-treated, both by the United States and by other diplomatic interlocutors.  Jerusalem had taken substantial risks in participating at a high level in five rounds of informal regional consultations in Glion and Geneva despite legitimate concerns regarding joining an NPT-originated process to the creation of which Israel had not originally been party, and it now felt frustrated that this good-faith effort had not been met by greater flexibility by Arab states.)  At the 2017 NPT Preparatory Committee (PrepCom) meeting, Zone efforts seemed very much to be in disarray, with some in the Arab Group and Russia simply trying to double down on the failed Glion/Geneva process, but Egypt calling for what it described as “new and alternative mechanisms” without yet publicly offering any specifics about what it had in mind.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In response to this general rudderlessness, and in hopes of seizing an opportunity to direct years of stilted, formulaic, and unproductive discourse in directions that were both more constructive and more likely actually to lead eventually to the creation of a Zone, the United States prepared a 
    
  
  
                    &#xD;
    &lt;a href="https://undocs.org/NPT/CONF.2020/PC.II/WP.33"&gt;&#xD;
      
                      
    
    
      new working paper for the NPT Preparatory Committee (PrepCom) in April of 2018
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  This paper rested on several key principles, which are closely related to the lessons I described above and are also visible in the text of the 1995 Resolution itself.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    First, as we approached this question, it was very clear that exogenous diplomacy was no substitute for seriousness by the states of the Middle East themselves.  We were willing to support inclusive, consensus-based initiatives that emanated from the region, but the desire to achieve a Zone had to come 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      from
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the region, and could not simply be projected upon it by outsiders.  As the 
    
  
  
                    &#xD;
    &lt;a href="https://www.undocs.org/A/54/42(SUPP)"&gt;&#xD;
      
                      
    
    
      U.N. Disarmament Commission itself recognized in April 1999
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , in fact,
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    “[t]he initiative to establish a nuclear-weapon-free zone should emanate exclusively from States within the region concerned and be pursued by all States of that region. … All the States of the region concerned should participate in the negotiations on and the establishment of such a zone on the basis of arrangements freely arrived at among the States of the region concerned.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    This seemed to be at least as true in 2018 as it had been in 1999.  To our eyes, it was a losing game to try to coerce regional participation or generate political will 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      for
    
  
  
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     the parties involved where none existed.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Second, we were not interested in simply doubling down on previous approaches and reenacting prior processes that had consistently failed to produce results.  To us, such an approach sounded too much like the witticism often (if perhaps incorrectly) attributed to Albert Einstein: “Insanity is doing the same thing over and over again and expecting different results.”
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Third, we wanted our approach to be grounded in a realistic assessment of the actual political and security situation in the region, and to offer some intelligible path toward alleviating the underlying problems that had stymied progress toward a Zone in the past, and which had been in recent years becoming even more worrisome.  For anyone trying to create a Zone free of all forms of WMD and their delivery systems, for instance, it was absurd to ignore the region’s worsening problems of CWC noncompliance, unaddressed Syrian and Iranian IAEA safeguards problems and nuclear proliferation threats, destabilizing proxy warfare, and the rampant development and proliferation of ballistic and cruise missiles of all sorts.  Any 
    
  
  
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      serious
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     effort to establish a Zone would have an enormous amount of work to do in bringing this broad array of problems under control, and in this context, simply prolonging a diplomatic process the principal objective of which seemed to be simply to isolate and stigmatize Israel over refusing to join the NPT would be profoundly unproductive.
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  &lt;p&gt;&#xD;
    
                    Finally, as the 1995 Resolution made clear one should, we wanted to focus upon practical steps, particularly those that could be accomplished in the near term.  After all, creating a WMD-free zone in any region, much less one as troubled as the Middle East, is an extremely ambitious goal that cannot be achieved overnight.  Rather than simply trying yet again to organize a Zone conference – or more absurdly, presuming to negotiate the text of a treaty – in advance of actual agreement by the relevant regional parties on its merits and modalities, we thought it would make sense to promote intra-regional dialogue on such things as how to address security problems and develop regional confidence-building measures (CBMs).  We did not want to be overly prescriptive in how such a process might be structured, but thought it good to start with an open dialogue about how to create a regional environment in which a Zone finally actually became feasible.
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                    It also seemed clear that because the deterioration of the Middle Eastern security environment since the days of the 1995 Resolution has been such a central factor in the failure of prior Zone-related efforts, any success in resolving Middle Eastern problems we might have in 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     aspects of our regional diplomacy would likely be conducive to progress in implementing the Resolution.  If we could succeed in placing enduring limits upon Iran’s nuclear program and reining in its missile threats, for instance – or in finally holding Syria accountable for its chemical weapons atrocities – these steps would likely do much more to increase the odds of a Zone actually being established than any number of conferences bringing diplomats together to read speeches at each other in pleasant hotels in Glion, Geneva, or New York.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    In important respects, our thinking on how to advance the objective of a Middle East Zone owed a great deal to the United States’ parallel initiative on 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/our-vision-for-a-constructive-collaborative-disarmament-discourse/"&gt;&#xD;
      
                      
    
    
      Creating an Environment for Nuclear Disarmament
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (CEND).  CEND, too, was an effort predicated upon a realization that 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=2041"&gt;&#xD;
      
                      
    
    
      past approaches had failed
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     and that 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/t/isn/rls/rm/2019/291411.htm"&gt;&#xD;
      
                      
    
    
      diplomatic discourse needed to be redirected in more constructive directions
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     alive to the ways in which disarmament progress hinges upon progress in addressing problems in the security environment rather than 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/the-psychopolitics-of-arms-control/"&gt;&#xD;
      
                      
    
    
      pretending one can sidestep real-world problems of security simply by holding meetings, drafting idealistic treaty texts, and engaging in moralistic posturing against those who might disagree
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  With both CEND and the Middle East Zone, it was precisely our fidelity to the disarmament objectives in question that led us to reject failed approaches that ignore real-world security challenges, and to explore ways to bring countries together in search of new thinking and creative ways to start ameliorating such problems in ways conducive to disarmament progress.
                  &#xD;
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  &lt;p&gt;&#xD;
    
                    As noted, as applied in the Zone context, this new U.S. thinking came together in our 
    
  
  
                    &#xD;
    &lt;a href="https://undocs.org/NPT/CONF.2020/PC.II/WP.33"&gt;&#xD;
      
                      
    
    
      Working Paper for the 2018 PrepCom
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  In setting forth these ideas – which focused upon the central role that must be played by regional states acting by consensus, and upon the need to ameliorate security conditions that made progress difficult – we recognized that the reaction from some corners of the region was likely to be negative.  To be sure, we did not predict the degree to which some would try to depict our call to explore how to make regional conditions more favorable to progress as some kind of malevolent effort to “set 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      preconditions
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    ” for diplomatic engagement on a Zone.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    We did come to appreciate, however, that the emotion behind such willful distortions simply grew out of irritation at our willingness speak openly about what was in fact already obvious – namely, that prior approaches no longer had meaningful prospects for success.  In retrospect, we should perhaps have expected that our bluntness about the problem would be frustrating and embarrassing for those who had fervently advocated these failed approaches for many years (and who still did so).  We hope they understand now, however, that we meant no offense, that our initiative had nothing to do with setting “preconditions” for progress but instead focused on how to create an environment in which progress would be 
    
  
  
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    , and that the thrust of our diplomacy was – and remains – to find a better way forward 
    
  
  
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      precisely because
    
  
  
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     we continue to strongly support the 1995 Resolution.
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      V.     The U.N. Conference Process
    
  
  
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    Unfortunately, our suggestions for a more creative and productive discourse on the Middle East Zone came too late.  As Egypt had signaled even as early as the 2017 NPT PrepCom with its talk of “new and alternative mechanisms,” Cairo was already preparing to shift its attention to the U.N. General Assembly in search of a resolution – by majority vote, so that failure to involve relevant regional players would no longer be a procedural obstacle – that would establish by 
    
  
  
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     the same kind of Zone-focused international conference that had for so many years failed to win consensus support in the region.
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                    We had heard inklings of such a move for years, but it was deeply disappointing to see this effort materialize in the Arab Group’s draft conference decision in September 2018.  Its contents were not surprising, for they reflected views long held by  some other Arab League states, but it was disheartening that the drafters had made no efforts to address well-known Israeli redlines, and had not even attempted to socialize the idea with us or Israel in advance of the month-long meeting of the U.N. First Committee, which voted in favor of the draft.  We attempted to persuade the Arab Group to withdraw this proposal, and understand that Israel conveyed the same message.  (We both also made it very clear that we would oppose the establishment of such a conference and would not participate in it if it 
    
  
  
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     established, and that this process risked undermining the consensus support that certain other related U.N. General Assembly resolutions had long enjoyed.)  It was, however, to no avail.  Posturing, it would appear, had now decisively triumphed over substantive progress, for it was clearly more important to some in the Arab Group that they have a conference in which they could set the terms and venue of debate than it was to have a conference that all regional states could attend or that might actually advance the cause of a Middle East Zone.
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                    Many states clearly shared our concerns, and the vote total reflected a deep ambivalence among U.N. Member States.  Whereas the cause of the Zone itself had long elicited enormous majorities, or even consensus decisions in the past, the December 22, 2018, General Assembly vote on the Arab Group’s proposed resolution to establish the U.N. Conference yielded only 88 in favor, with four opposed, and a remarkable 75 abstentions.  The effort to drive it forward over the objections of one of the parties whose involvement in implementation of any future Zone would be absolutely essential also did much to poison 
    
  
  
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     Zone-related issues in that forum, leading the United States – as we had warned – to break consensus on one of the First Committee’s otherwise unobjectionable and quite traditional resolutions in protest.
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                    Egypt had been calling for “new and alternative mechanisms” to advance the cause of a Middle East Zone, but the establishment of a U.N.-sponsored Conference under these circumstances at best amounted merely to using a new forum to do much the same thing that had already repeatedly failed elsewhere.  If anything, this new effort was worse, however, for at least Israel had been involved in prior discussions in the ACRS process and at Glion and Geneva.  Now, Israel’s objections had been pointedly ignored, predictably guaranteeing its non-participation.  The U.N. Conference was an effort to force upon states within the region purported solutions that had been developed without their participation and against their wishes.  In this respect, it would be hard to imagine a process more alien to and inconsistent with the 1999 recommendations of the U.N. Disarmament Commission on how to create nuclear-weapon-free zones – nor a process more likely to drive apart (rather than bring together) those whose cooperation would be needed to bring a Zone to fruition.
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                    The Arab Group may have succeeded in “weaponizing” the United Nations in its campaign to isolate and stigmatize Israel and to engage in Zone-related virtue-signaling, in other words, but the Conference effort was a significant step backwards for efforts to implement the 1995 Resolution.  After the U.N. vote, the only real question was how much damage this process would do to hopes of 
    
  
  
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     getting a Middle East Zone.
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                    To be sure, we were pleasantly surprised that the initial meeting of the new Conference process in November 2019 was not as fixated upon criticizing non-participants as we had feared it would be, and that there was at least 
    
  
  
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     discussion of chemical weapons and ballistic missile threats in the Middle East.  That much is good, and we understand this was due in large part to extensive preparatory work on the part of some key states.  We appreciate their efforts in this regard.
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                    Nevertheless, it is still too early to know just how much damage the Conference process will do.  Its proponents had promised that establishing a U.N.-based process for considering a Middle East Zone would serve as a “pressure release valve” to keep Zone issues from damaging the NPT review process, as they had in 2010 and (especially) in 2015.  Perhaps these sponsors will keep these promises now that they have succeeded in establishing a conference.  Nevertheless, since the 2020 RevCon has not yet occurred – having been postponed due to the COVID-19 pandemic – the jury is still out on whether the Arab Group will attempt to hold the Review Conference hostage over Zone-related issues yet again.
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                    As for the chances of 
    
  
  
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     creating a Zone, it is also too early to tell what damage the new Conference will do – although it has surely already done some.  Now that the Conference process exists, there will inevitably be a tendency in some quarters to view any 
    
  
  
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     initiatives — such as the kind of security-focused CEND-style dialogue the United States has suggested, or intra-regional engagements focused upon CBMs — as being ones that 
    
  
  
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     with the new U.N. Conference, perhaps eliciting resistance to such badly-needed steps.  However temperate its first meeting may have been, moreover, it is also easy to imagine the new Conference spiraling downward over time into hyperbolic recriminations that will further poison the atmosphere for constructive engagement, especially as it becomes increasingly clear to its participants that the Conference will not actually move Zone issues forward.  We shall see.
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      VI.      Conclusion: Where Now?
    
  
  
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    Given the amount of political energy and attention that Egypt and other Arab League states have put into the new U.N. Conference process, it is likely to continue to dominate Arab efforts on this issue for the foreseeable future, making it less likely that they can be persuaded to support more constructive initiatives – even if those other efforts are pursued in parallel to, rather than in place of, the U.N. process.  Since Israeli views on this Conference process are also unlikely to change, an important question for the future is whether, or the degree to which, the Arab Group will make any constructive effort to give Israel any incentive to participate or seek to meaningfully address legitimate Israeli concerns about a process seemingly designed to exclude its participation and minimize its security concerns.  If the Arab Group is, that would be a hopeful sign.  If not – or if the Arab Group turns instead to more divisive tactics, such as following the Treaty on the Prohibition of Nuclear Weapons (TPNW) model of corralling true believers to draft a treaty text and then demonizing non-signatories – the Conference process could be especially damaging and counterproductive.
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                    As for a genuinely better path forward, the passage of two years has not made the recommendations we made in the 2018 U.S. Working Paper any less salient.  Those interested in reading that paper in detail can find it 
    
  
  
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    .  For present purposes, suffice it to say that in trying to find a more viable way to implement the 1995 Resolution, we suggested seven principles, which I paraphrase here:
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                    These principles remain important today – and, if anything, they are more so now than ever.  The United States remains dedicated to encouraging the regional states to move toward a process that is genuinely inclusive, that takes into account the security concerns of all parties, and that provides an opportunity for cooperative work to address real-world security challenges along the road to finally implementing the 1995 Resolution and making the Middle East Zone a reality.  As I observed in 
    
  
  
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      remarks at the James Martin Center for Nonproliferation Studies last August
    
  
  
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    , moreover, the emergence of the 
    
  
  
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      CEND initiative
    
  
  
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     and the 
    
  
  
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      Warsaw Process
    
  
  
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     that was begun in February 2019 at the 
    
  
  
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      Ministerial to Promote a Future of Peace and Security in the Middle East
    
  
  
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     – both of which are now well underway and incorporate a broad range of regional states, including Israel and Arab League states – are positive signs that such dialogue is indeed possible, and may offer useful models for progress in the future.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 05 Aug 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2725</guid>
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      <title>To Tango Alone: Problems of Theory and Practice in the Sociology of Arms Control, Nonproliferation, Disarmament, and Great Power Competition</title>
      <link>http://www.newparadigmsforum.com/p2716</link>
      <description>This 14th paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security looks at how the foreign policy community may have misunderstood and misapplied constructivist international relations theory over the last generation -- but that a more sober application of such insights can still yield wisdom.


To Tango Alone: Problems of Theory and Practice in the Sociology of Arms Control, [...]</description>
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           Below is the text of the fourteenth paper in the
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            ACIS Papers
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            series
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form at the bottom of this page.
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         To Tango Alone: Problems of Theory and Practice in the Sociology of Arms Control, Nonproliferation, Disarmament, and Great Power Competition
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 14
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          July 30, 2020
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           In this paper, Assistant Secretary Ford offers some thoughts on conceptual currents in international relations thinking over the last generation that helped both produce and lead to the failure of major elements of the post-Cold War agenda in arms control, disarmament policy, and great power relations.  This paper, however, also explores how we may find a better path forward, informed by a sounder understanding of some of these same currents.
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          This series of 
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          has repeatedly addressed issues of great power competition.  This emphasis on great power challenges derives from the 
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           2017 National Security Strategy
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          , and this emphasis upon competitive strategy is perhaps 
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           the
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          signature contribution of the current U.S. administration in foreign and national security policy.  This paper approaches this subject from a more theoretical perspective.
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          This paper describes conceptual currents that emerged in international relations theory early in the post-Cold War period, then explores how Western leadership elites of the period seem, in practice, to have misunderstood or misapplied such insights in ways that helped lead to the failure of the arms control, nonproliferation, disarmament, and broader geopolitical agenda espoused by those elites.  Finally, it will examine how it may be possible for leaders today to learn 
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          lessons for 
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          by drawing in more nuanced ways upon those same theoretical insights — and how some such learning is already being put into practice in U.S. policy.
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           I.     The Post-Cold War Revolution
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          For those who did not live through it as adults, it may be hard today to appreciate just what an earthquake it was for the decades-entrenched, world-risking rivalries and bipolar geopolitical certainties of the Cold War to come to an end.  These changes presented challenges and opportunities, for existing theories of international relations had, it was felt, displayed their “inability to foreshadow, let alone foresee,” what had occurred.
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          In response, the post-Cold War world rethought international relations theory in order to explain things.
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          In the academy, the sub-discipline of “constructivist” international relations theory thereupon came to the fore.  A pioneering generation of “constructivist” international relations theorists emerged, starting with Nicholas Onuf, who wrote about “sense-making” and “world-making” in 1989, and picking up speed with scholars such as Alexander Wendt, Emanuel Adler, and Friedrich Kratochwil during the 1990s.  These thinkers offered a 
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          theory of international relations, in contrast to more traditional assumptions that international politics was principally a question of rational-choice behavior and decisions by egoist actors pursuing (more or less) objective interests and making utilitarian calculations within a (more or less) fixed system of international structures.  For them, international actors, institutions, and structures were not exogenous, 
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          “givens,” but instead socially constructed — and therefore necessarily not fixed in form or function over time, and subject to ongoing dynamics of contestation and renegotiation by participants in the system, acting individually or collectively.
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          The classic classroom illustration of this kind of insight is Alexander Wendt’s famous observation that a large number of 
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          nuclear weapons is far less threatening to the United States than even a handful of North Korean weapons — not because of any differentiation in their physical destructiveness or capacity to be launched (
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          , factors related to the 
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          of the international system), but rather as a result of how these two respective arsenals are situated in the social context of international politics (
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          ., its 
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          structure).  This example points out the importance of that context, demonstrating that there are highly salient aspects of international relations that cannot be understood without appreciation of their social construction.  In Peter Katzenstein’s account, for instance, it became clear that “[w]hat scholars and policy makers consider to be national security issues is not fixed but varies over time,” including “the state interests that predominant explanations of national security often take for granted.”
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          In some respects, of course, this approach to understanding the social construction of international order wasn’t really an 
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          theory at all — rather being, as Onuf realized, a conception that situated international relations in a broader universe of human social relationships, 
          &#xD;
    &lt;em&gt;&#xD;
      
           all
          &#xD;
    &lt;/em&gt;&#xD;
    
          of which functioned in this way.
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    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn4"&gt;&#xD;
      
           [4]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Despite this theoretical breadth, however, where constructivism seems to have had the largest impact, was in its original home of international relations theory.  There, it aspired to offer what Alexander Wendt described as a new socially-constructed “ontology of international life.”
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           [5]
          &#xD;
    &lt;/a&gt;&#xD;
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    &lt;b&gt;&#xD;
      
           II.     Enthusiasm and Application
          &#xD;
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  &lt;p&gt;&#xD;
    
          Irrespective of how broadly it could be said to apply, this kind of thinking — which blossomed in scholarly popularity during the 1990s — had consequences not simply as a “
          &#xD;
    &lt;a href="https://www.e-ir.info/2011/02/03/constructivism-an-introduction/#_edn1"&gt;&#xD;
      
           mostly interpretive metatheory
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” in the academy but even, in perhaps unintended ways, among Western policy elites grappling with the new post-Cold War environment.  From the perspective not so much of theory but instead of how some seem to have tried to translate such insights into practice, constructivism seemed attractive.  Crucially, to many policymakers, constructivism’s emphasis upon ideational factors, and its conclusion that the architecture of our international reality is not fixed but rather subject to change, have seemed not only to explain the unexpected evaporation of the Cold War and its associated rivalries, but also to signal the possibility that the international environment could be further transformed through a deliberate policy agenda.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To be sure, this jump, from description to prescription, was not wild fantasy on the part of the policymaking community, for the constructivists themselves sometimes suggested that their insights might open up new possibilities for effecting change.  Observing that “every world is forever remaking itself,” for example, Onuf raised the possibility that constructivist insights might allow the 
          &#xD;
    &lt;em&gt;&#xD;
      
           further
          &#xD;
    &lt;/em&gt;&#xD;
    
          transcendence of traditional structures and dynamics – including perhaps transcending the idea of the “nation” itself.
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    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn6"&gt;&#xD;
      
           [6]
          &#xD;
    &lt;/a&gt;&#xD;
    
          After pointing out that constructivism might show how states could “transform” international culture, Wendt also argued that such awareness creates“a potential for self-intervention designed to change the logic and bring international society under a measure of rational control” through some sort of “‘constitutional design, ‘engineering,’ or ‘steering’” to “design institutions that would steer the evolution of international society in certain directions.”
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn7"&gt;&#xD;
      
           [7]
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          In the post-Cold War environment, in which sweeping change had already proven itself possible and Western policy elites appeared to be the masters of all they surveyed, such suggestions seem to have been intoxicating, being received as invitations to turn the interpretive metatheoretical framing of constructivist insight into an opportunity to engage in “world-making” as a deliberate 
          &#xD;
    &lt;em&gt;&#xD;
      
           policy
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    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
           agenda
          &#xD;
    &lt;/em&gt;&#xD;
    
          .  As applied in this way, however, this gave rise to problems, not necessarily because the theory was unsound, but rather because, in effect, enthusiastic Western policy elites oversimplified the constructivist insight and mistook its analytical descriptivism for a playbook with which the world could be remade to specification.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          I do not mean to suggest, of course, that Western policy elites of the new era were themselves constructivist scholars, were well versed in the theory and its ongoing development, or in many cases were necessarily even aware that such a new approach even existed as a distinct academic sub-discipline at all.  In fact, were these leaders 
          &#xD;
    &lt;em&gt;&#xD;
      
           actual
          &#xD;
    &lt;/em&gt;&#xD;
    
          constructivists, or better ones, some of the problems that will be described herein might have been avoided.  As I will argue, a more 
          &#xD;
    &lt;em&gt;&#xD;
      
           genuine
          &#xD;
    &lt;/em&gt;&#xD;
    
          understanding of constructivist insights can help leaders approach policymaking with more perspicacity than Western policymaking often displayed during the period of post-Cold War enthusiasm — and indeed today I believe some of this is now starting to happen.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The point is rather that some of the basic ideas that found intellectual expression and were increasingly refined by constructivist theorists in the academy — ideas about the social construction of international reality, the non-permanence of its central features and its potential to undergo radical structural changes as demonstrated by the end of the Cold War, and of at least the theoretical 
          &#xD;
    &lt;em&gt;&#xD;
      
           possibility
          &#xD;
    &lt;/em&gt;&#xD;
    
          of deliberately transforming the environment as a policy agenda — seem to have been held in some form, implicitly or explicitly, by broad swathes of the policy community during much of the post-Cold War era.  These assumptions were not necessarily expressed in explicitly constructivist framings or accompanied by any particular self-awareness 
          &#xD;
    &lt;em&gt;&#xD;
      
           as being
          &#xD;
    &lt;/em&gt;&#xD;
    
          constructivist.  Nevertheless, as we will see below, a striking number of policy initiatives during the period seem indeed to bear the imprint of such concepts — even if, as we shall see, they were only vaguely and simplistically understood.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The resulting enthusiasm for ideational (and therefore socio-environmental) reengineering — which I’ll call 
          &#xD;
    &lt;em&gt;&#xD;
      
           pseudo-constructivism
          &#xD;
    &lt;/em&gt;&#xD;
    
          , out of respect for the theoreticians whom I doubt would have endorsed such simplistic appropriation — had various manifestations in the post-Cold War geopolitical arena.  One can see its footprints, as it were, in the policy choices of leadership elites in various areas.  This paper will focus upon how this played out in arms control, nonproliferation, disarmament, and great power competition.
         &#xD;
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           A.     Disarmament and Arms Control
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    &lt;/b&gt;&#xD;
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&lt;h2&gt;&#xD;
  
         In disarmament and arms control, it was certainly possible to show progress in dramatically reducing nuclear weapons stockpiles once the easing of Cold War tensions enabled leaders to conclude that the large arsenals they had accumulated during the period of competition and confrontation were no longer necessary.  As a result, the nuclear powers dramatically reduced the size of these arsenals to the point that today, for example, the American arsenal stands at a mere 13 percent or so of its Cold War peak.
        &#xD;
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          This progress did indeed seem to validate the constructivist insight both that “threat” is a socially constituted concept and that dramatic changes can follow from realignments of collective perceptions and understandings.  After the elimination of such “surplus” nuclear weapons stocks had largely been accomplished by the mid-2000s, however, the process ran up against the limits still imposed by the continuing perceptions of threat and national security need that still remained in a security environment that was by then once again deteriorating.
         &#xD;
  &lt;/p&gt;&#xD;
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          Faced with the obstacles that thus arose to continuing post-Cold War disarmament progress 
          &#xD;
    &lt;em&gt;&#xD;
      
           indefinitely
          &#xD;
    &lt;/em&gt;&#xD;
    
          , key Western policy elites seem to have assumed they could simply make up for the difference through pseudo-constructivist ideational engineering.  If countries still felt a need for at least 
          &#xD;
    &lt;em&gt;&#xD;
      
           some
          &#xD;
    &lt;/em&gt;&#xD;
    
          nuclear weapons, it seems to have been assumed, this could be overcome if 
          &#xD;
    &lt;em&gt;&#xD;
      
           we
          &#xD;
    &lt;/em&gt;&#xD;
    
          showed everyone else the way: further progress could be catalyzed if the United States led the way to further cuts, setting off a virtuous circle of willful Onufian world-
          &#xD;
    &lt;em&gt;&#xD;
      
           remaking
          &#xD;
    &lt;/em&gt;&#xD;
    
          .
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  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          Such thinking seems to have underlain President Obama’s signature speech in Prague in April 2009, in which he situated his efforts to cut back U.S. nuclear weapons capabilities in just such an effort to catalyze 
          &#xD;
    &lt;em&gt;&#xD;
      
           further
          &#xD;
    &lt;/em&gt;&#xD;
    
          change in the international arena.  “To put an end to Cold War thinking,” he proclaimed, “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/remarks-president-barack-obama-prague-delivered"&gt;&#xD;
      
           we will reduce the role of nuclear weapons in our national security strategy, and urge others to do the same
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”  Where we led, others would follow – but this progress had to 
          &#xD;
    &lt;em&gt;&#xD;
      
           begin
          &#xD;
    &lt;/em&gt;&#xD;
    
          with the United States: “we will begin the work of reducing our arsenal.”
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It was, in fact, one of the striking characteristics of the Obama Administration — even in its later years, at a time when Russian revisionism was already obvious in Putin’s invasion of Georgia and testing for a new nuclear-capable cruise missile with a range that violated the Intermediate-range Nuclear Forces (INF) Treaty, and at a time when the PRC’s own military buildup was accelerating  — was Washington’s relative 
          &#xD;
    &lt;em&gt;&#xD;
      
           lack
          &#xD;
    &lt;/em&gt;&#xD;
    
          of concern for great power competition, and its conviction that the United States could 
          &#xD;
    &lt;em&gt;&#xD;
      
           still
          &#xD;
    &lt;/em&gt;&#xD;
    
          catalyze disarmament progress if it led by example.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In 2013, for instance, President Obama doubled down on his promise to lead global nuclear disarmament by example, announcing his desire to negotiate “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/2013/06/19/fact-sheet-nuclear-weapons-employment-strategy-united-states"&gt;&#xD;
      
           up to a one-third reduction in deployed strategic nuclear weapons from the level established in the New START Treaty
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”  According to Obama, the United States was ready to “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/2013/06/19/remarks-president-obama-brandenburg-gate-berlin-germany"&gt;&#xD;
      
           reduc[e] our deployed strategic nuclear weapons by up to one-third. … At the same time, we’ll work with our NATO allies to seek bold reductions in U.S. and Russian tactical weapons in Europe
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    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In fact, the Obama Administration all but refused to address issues of great power competition in its nuclear posture, focusing instead primarily upon the need to prevent nuclear terrorism and the proliferation of nuclear weapons, and upon nuclear security — an emphasis that led to the convening of four high-profile “Nuclear Security Summits” between 2010 and 2016.  As for nuclear weapons threats from “near-peer” competitors such as Russia and the PRC, both of which were then dramatically stepping up their nuclear modernization and efforts to expand their arsenals, Washington then seemed to assume that competitive dynamics could be short-circuited if America set a good example in trying to disarm.  Even as late as January 2017, Vice President Biden declared that despite Russia’s “counterproductive moves” in the nuclear weapons arena, “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/2017/01/12/remarks-vice-president-nuclear-security"&gt;&#xD;
      
           American leadership on this issue need not wait for Russia,” and the United States could lead in achieving disarmament “by the power of our example
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    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          To this end, it was a major thrust of U.S. policy to bring about a situation in which the “sole purpose” of American nuclear weapons would be simply to deter the use of 
          &#xD;
    &lt;em&gt;&#xD;
      
           other
          &#xD;
    &lt;/em&gt;&#xD;
    
          nuclear weapons.  As Deputy National Security Advisor Ben Rhodes put it in 2016, 
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/2016/06/06/remarks-deputy-national-security-advisor-ben-rhodes-arms-control"&gt;&#xD;
      
           “[w]e … made it U.S. policy to pursue the objective of making deterrence against a nuclear attack the ‘sole purpose’ of our arsenal
          &#xD;
    &lt;/a&gt;&#xD;
    
          .” According to Vice President Biden, the Administration had “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/2017/01/12/remarks-vice-president-nuclear-security"&gt;&#xD;
      
           made a commitment to create the conditions by which the sole purpose of nuclear weapons would be to deter others from launching a nuclear attack
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    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          This “sole purpose” ambition is telling.  As former U.S. Secretary of Defense 
          &#xD;
    &lt;a href="https://www.armscontrol.org/act/2009-11/role-nuclear-weapons-japan-us-%E2%80%9Csole-purpose%E2%80%9D#6"&gt;&#xD;
      
           William Perry explained it with remarkable candor in 2009
          &#xD;
    &lt;/a&gt;&#xD;
    
          , a “sole purpose” nuclear weapons declaratory policy is actually the same thing as a “no first use” (NFU) pledge – though Perry preferred the former phrase because, he suggested, “no first use” sounds unappealingly weak to American ears.  “Sole purpose,” therefore, is really no more than “
          &#xD;
    &lt;a href="https://www.state.gov/rebutting-false-disarmament-narratives-in-support-of-npt-diplomacy/"&gt;&#xD;
      
           NFU in mufti … developed as a way to 
           &#xD;
      &lt;em&gt;&#xD;
        
            rebrand
           &#xD;
      &lt;/em&gt;&#xD;
      
           ‘No First Use’ so it could be sold, 
           &#xD;
      &lt;em&gt;&#xD;
        
            sub silentio
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           , to American audiences
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          .”
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  &lt;p&gt;&#xD;
    
          And indeed the implications of an American “sole purpose” (a.k.a. NFU) declaration would have been hugely significant.  Were it to be understood that the 
          &#xD;
    &lt;em&gt;&#xD;
      
           only
          &#xD;
    &lt;/em&gt;&#xD;
    
          purpose of nuclear weapons is to deter the use of 
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    &lt;em&gt;&#xD;
      
           other
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    &lt;/em&gt;&#xD;
    
          such weapons, this would have amounted to a renunciation of nuclear deterrence vis-à-vis conventional military invasion — that is, a wholesale repudiation of the U.S. “nuclear umbrella” that has helped shield Europe and East Asia from Soviet (later Russian) and PRC conventional military power for generations.  For that reason, I have argued, in the current security environment,
         &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/rebutting-false-disarmament-narratives-in-support-of-npt-diplomacy/"&gt;&#xD;
      
           a U.S. NFU declaration would be desperately unwise — a blow to the heart of our alliance system, a potential signal to would-be regional aggressors (and our friends) that we do not intend to defend our alliance partners, and a repudiation of decades of bipartisan and trans-oceanic good sense and agreement upon one of the most important planks of U.S. foreign and national security policy
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For this reason, the Obama Administration’s attachment to “sole purpose” theory may have been another sign of its investment in pseudo-constructivist thinking – specifically, the notion that the U.S. nuclear “example” would have some kind of systemically transformative effect.  After all, at a time in which both Russian and PRC conventional military threats were growing, especially against U.S. friends and allies, such a crypto-NFU policy would be hard to justify in the 
          &#xD;
    &lt;em&gt;&#xD;
      
           absence
          &#xD;
    &lt;/em&gt;&#xD;
    
          of an assumption that Russian and Chinese threats would attenuate if Washington showed the way to a more pacific posture.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This assumption is especially remarkable in light of the fact that Vice President Biden recommitted himself to the “sole purpose” (NFU) dream even as late as 
          &#xD;
    &lt;em&gt;&#xD;
      
           January 2017
          &#xD;
    &lt;/em&gt;&#xD;
    
          — a point subsequent both to Moscow’s invasions of Georgia and Ukraine and to 
          &#xD;
    &lt;a href="https://www.state.gov/u-s-position-on-maritime-claims-in-the-south-china-sea/"&gt;&#xD;
      
           Beijing’s lawless assertions of unilateral dominion over offshore resources
          &#xD;
    &lt;/a&gt;&#xD;
    
          and accelerated militarization of disputed features in the South China Sea, and at which conventional military modernization in both 
          &#xD;
    &lt;a href="https://www.dia.mil/Portals/27/Documents/News/Military%20Power%20Publications/Russia%20Military%20Power%20Report%202017.pdf"&gt;&#xD;
      
           Russia
          &#xD;
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          and 
          &#xD;
    &lt;a href="https://media.defense.gov/2019/May/02/2002127082/-1/-1/1/2019_CHINA_MILITARY_POWER_REPORT.pdf"&gt;&#xD;
      
           the PRC
          &#xD;
    &lt;/a&gt;&#xD;
    
          was in the process of building destabilizing “anti-access/area-denial” (A2/AD) envelopes designed to degrade U.S. conventional forces’ operational freedom of maneuver.  This was indeed a powerful signal of Western elites’ faith in their own ability to transform the strategic environment by exhortation and example.
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn8"&gt;&#xD;
      
           [8]
          &#xD;
    &lt;/a&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          Even more dramatically, further along the political continuum, the nuclear weapons “Ban” movement picked up steam during this same period, drawing strength from the expectations raised by President Obama’s “Prague Speech” and the frustrations felt by many in the disarmament community that post-Cold War reductions seemed to be running out of steam.  The resulting Treaty on the Prohibition of Nuclear Weapons (TPNW), which has not received enough ratifications to enter into force, represents perhaps the epitome of pseudo-constructivist aspiration: a purported answer to the world’s continuing problems of nuclear risk and geopolitical insecurity, but one that deliberately forswears actual concern with security and deterrence.  It was, in effect, an undertaking in geopolitical wish-fulfillment predicated upon the notion that prevailing security conditions could be 
          &#xD;
    &lt;em&gt;&#xD;
      
           unthought
          &#xD;
    &lt;/em&gt;&#xD;
    
          and then 
          &#xD;
    &lt;em&gt;&#xD;
      
           remade
          &#xD;
    &lt;/em&gt;&#xD;
    
          to order, if only enough people “reached critical will” (as the slogan went) in desiring this with sufficient fervor.  The valuable constructivist insight that the security environment was socially constituted and 
          &#xD;
    &lt;em&gt;&#xD;
      
           could
          &#xD;
    &lt;/em&gt;&#xD;
    
          change, in other words, led disarmament enthusiasts to the more tendentious conclusion that it could be refashioned by 
          &#xD;
    &lt;em&gt;&#xD;
      
           diktat
          &#xD;
    &lt;/em&gt;&#xD;
    
          , and that in fact 
          &#xD;
    &lt;em&gt;&#xD;
      
           they
          &#xD;
    &lt;/em&gt;&#xD;
    
          could therefore change things as they wanted.
         &#xD;
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  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.     Iran Nonproliferation Policy
          &#xD;
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  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          Another arguable manifestation of pseudo-constructivism appeared in 2015, with the nuclear arrangement with Iran known as the Joint Comprehensive Plan of Action (JCPOA).  The JCPOA failed to deliver in critical ways, however, in part because it seems to have relied upon facile pseudo-constructivist assumptions to fill its own conceptual gaps.  The most fundamental flaw of the arrangement was that it actually
          &#xD;
    &lt;em&gt;&#xD;
      
           didn't
          &#xD;
    &lt;/em&gt;&#xD;
    
          prevent precisely the problem that it had been the focus of f U.S. policy for years to avert: Iran’s buildup of uranium enrichment capacity and fissile material stocks in ways that would facilitate rapid future weaponization.  Indeed, the deal actually legitimated these capabilities and permitted Iran to have them in the later years of the arrangement.
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          Worse, the JCPOA actually impeded 
          &#xD;
    &lt;em&gt;&#xD;
      
           future
          &#xD;
    &lt;/em&gt;&#xD;
    
          efforts to solve this very problem it had declined to solve, by foreclosing the international community’s ability to use sanctions to forestall the all but inevitable eventual JCPOA-legitimated Iranian nuclear buildup.  Nor was this coincidental: it was structural, for the deal itself barred reimposing nuclear sanctions on Iran to pressure it to accept more enduring limits on its nuclear capacities.
         &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Perhaps in a loose analogy to how the Clinton Administration had 
          &#xD;
    &lt;a href="https://www.washingtonpost.com/wp-dyn/content/article/2005/07/12/AR2005071200220.html"&gt;&#xD;
      
           reportedly agreed in 1994 to provide nuclear reactors to North Korea on the basis of an assumption that the regime in Pyongyang probably wouldn’t survive long enough to take delivery
          &#xD;
    &lt;/a&gt;&#xD;
    
          , the JCPOA seems to have gambled on some kind of catalytic transformation that would solve the longer-term proliferation problems the Iran deal itself worsened not by constraining or eliminating Iran’s threat capabilities but rather by 
          &#xD;
    &lt;em&gt;&#xD;
      
           transforming Iran itself
          &#xD;
    &lt;/em&gt;&#xD;
    
          .  The deal’s mere 
          &#xD;
    &lt;em&gt;&#xD;
      
           delay
          &#xD;
    &lt;/em&gt;&#xD;
    
          of Iran’s acquisition of nuclear capabilities may have seemed to make sense through the prism of a pseudo-constructivist conceit that 
          &#xD;
    &lt;em&gt;&#xD;
      
           the very act of reaching a nuclear deal with Iran
          &#xD;
    &lt;/em&gt;&#xD;
    
          would lead to more general improvements in the relationship as the parties learned to trust each other. The deal, in other words, seems to have been rooted in the idea that Iran’s eventual, JCPOA-legitimated accumulation of nuclear capabilities would not be threatening because 
          &#xD;
    &lt;em&gt;&#xD;
      
           by the time it occurred the deal itself would have catalyzed an across-the-board improvement in Iran’s behavior and relationship with the rest of the world
          &#xD;
    &lt;/em&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          And indeed the Obama Administration does seem to have expected that the JCPOA would catalyze transformation.  President Obama, for instance — picking up themes he had earlier voiced upon coming into office, when he offered an “extended hand” to Iran and called for “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/videotaped-remarks-president-celebration-nowruz"&gt;&#xD;
      
           renewed exchanges among our people and opportunities for partnership and commerce
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” — declared that the deal would allow Iran “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/2015/08/05/remarks-president-iran-nuclear-deal"&gt;&#xD;
      
           to move in a different, less provocative direction
          &#xD;
    &lt;/a&gt;&#xD;
    
          .” Indeed, the JCPOA itself noted that its participants “
          &#xD;
    &lt;a href="https://www.europarl.europa.eu/cmsdata/122460/full-text-of-the-iran-nuclear-deal.pdf"&gt;&#xD;
      
           anticipate that full implementation of this JCPOA will positively contribute to regional and international peace and security
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”  (This impression is accentuated by the fact that U.N. Security Council Resolution 2231 (2015) imposed an 
          &#xD;
    &lt;a href="https://undocs.org/S/RES/2231(2015)"&gt;&#xD;
      
           arms embargo upon Iran with an expiration date of October 2020
          &#xD;
    &lt;/a&gt;&#xD;
    
          — by which point one imagines it must have been assumed it would no longer be so threatening for Iran to have a full suite of modern weaponry.)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Until July 2015, a build-up of Iranian nuclear capacity had been deemed such a threat that sweeping international sanctions were needed to pressure Iran to come to negotiate a deal.  With the JCPOA, however, that very same buildup was redefined as 
          &#xD;
    &lt;em&gt;&#xD;
      
           non
          &#xD;
    &lt;/em&gt;&#xD;
    
          -threatening by virtue of having been pushed a few years into the future, presumably because it would then exist in the hands, as it were, of a “different Iran” that had been domesticated by the West’s engagement with it.  Thus did pseudo-constructivism help the proponents of the JCPOA rationalize allowing Iran to have in 2030 what they conceded it was absolutely essential that Iran 
          &#xD;
    &lt;em&gt;&#xD;
      
           not
          &#xD;
    &lt;/em&gt;&#xD;
    
          have in 2015.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.     China Policy
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          Some analogous dynamics were also visible in the arena of great power competition.  It was fundamental to the Western policy community’s approach to China for most of the post-Cold War period, for instance, that the PRC’s authoritarianism could be “domesticated” if the rest of the world welcomed it warmly enough into the community of nations.  Rivalry and competition, after all, were social constructs.  Especially since Western elites assumed that their mode of governance was the natural end-state for humankind — and that all
          &#xD;
    &lt;em&gt;&#xD;
      
           others
          &#xD;
    &lt;/em&gt;&#xD;
    
          wished to emulate us if they could — it was easy to assume that our embrace would be transformative.   It became Western policy, therefore, to assist and facilitate the PRC’s rise as a major power: by the act of showing such goodwill and facilitating the growth of a Chinese middle class, we would “socialize” Beijing into being the kind of “responsible stakeholder” and cooperative partner we desired.  In time, in fact, the PRC would end up a liberal democratic state like our own.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          At the time, it was all but an axiom of the mainstream China policy community in the West that the principal danger to this happy future came not from Beijing’s choices but rather from 
          &#xD;
    &lt;em&gt;&#xD;
      
           those in the West
          &#xD;
    &lt;/em&gt;&#xD;
    
          who warned that the PRC’s rise might not be so salutary.  It was commonplace for China policy specialists to declare that the surest way to 
          &#xD;
    &lt;em&gt;&#xD;
      
           make
          &#xD;
    &lt;/em&gt;&#xD;
    
          the PRC into an antagonist was to think about it as one.  Accordingly, those warning that the Chinese Communist Party might have strategic objectives 
          &#xD;
    &lt;em&gt;&#xD;
      
           other
          &#xD;
    &lt;/em&gt;&#xD;
    
          than China just taking its assigned seat at a neoliberal global board meeting chaired by the United States were simply told to be quiet, lest talking about China as a competitor become a “
          &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?s=self-fulfilling&amp;amp;paged=4"&gt;&#xD;
      
           self-fulfilling prophecy
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”  The security environment would be kept benign by 
          &#xD;
    &lt;em&gt;&#xD;
      
           willing
          &#xD;
    &lt;/em&gt;&#xD;
    
          it thus.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           D.     Sovereignty and the Nation-State
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          In fact, pseudo-constructivist policy instrumentalism even seems to have gone so far as to have informed post-Cold War aspirations to transcend the entire system of state sovereignty.  To be sure, one did not have to be a constructivist to admit that the romanticized conceits of 19th century nationalists, in which essentialist conceptions of ethno-racial identity were projected backwards into the mists of antiquity, were ahistorical nonsense.  Nor did one have to be a constructivist to understand that the nation-states often taken for granted in recent centuries are to some degree contingent, malleable, and — yes — socially constructed institutions.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Long before constructivist scholars emerged on the scene, there was a powerful undercurrent of ambiguity and anxiety in international politics, during the decolonization struggles of the 20th Century, over who constituted the relevant “self” entitled to “self-determination.” (Nigeria, for instance, fought a civil war over which “self” mattered, as a result of which there is no country of “Biafra” today.)  Many of the initial conflicts and instability of the post-colonial world related in whole or in part to contestation over the composition and territorial extent of the “relevant self” that was to be privileged by the modern state system.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It was not precisely a novel insight, therefore, to point out the contingency and recurringly contested status of the nation-state. Nevertheless, in the post-Cold War era many Western policy elites seem to have taken this a step further — moving from the more traditional policy agenda of fighting over 
          &#xD;
    &lt;em&gt;&#xD;
      
           which
          &#xD;
    &lt;/em&gt;&#xD;
    
          “self” to privilege to a more radical one of trying to overcome the received conceptual framework of national sovereignty 
          &#xD;
    &lt;em&gt;&#xD;
      
           itself
          &#xD;
    &lt;/em&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This was the era, after all, not just of the European Union’s expansion to include many of the post-communist states of Eastern Europe, but also of the deepening of the EU through a succession of agreements that broadened the range of issues subject to collective regulation from Brussels and led to an increasingly far-reaching corpus of Union law that took precedence over national rules.  Savants talked of “pooled sovereignty,” while in the broader arena a global criminal court was established and scholars debated the international community’s right to protect citizens from their own governments.  The tide seemed, for a time, to be running very much against venerable social constructs such as the nation-state.  Indeed, as Francis Fukuyama reminds us, in Europe, sovereignty was 
          &#xD;
    &lt;em&gt;&#xD;
      
           deliberately
          &#xD;
    &lt;/em&gt;&#xD;
    
          diffused in order to “defang nationalism.”
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn9"&gt;&#xD;
      
           [9]
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Meanwhile, in society and culture, there arose a new demographic of cosmopolitan elites, having points of origin in many different countries but genuinely rooted in none, perfectly comfortable moving and living wherever opportunity might knock.  For such subjectively global citizens, borders and sovereignty might just as well already have disappeared.  And, in the pseudo-constructivist enthusiasms of the era, it may indeed have felt as if the rest of the world would soon follow their footsteps.  Across much of the Western policy community, the period was characterized by widespread assumptions that free flows of information, capital, and labor would inexorably “
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/05/T-Paper-series-Sandia-Disarmament-Retrospective-.pdf"&gt;&#xD;
      
           t[ie] the world together into a single, cosmopolitan, neoliberal whole
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           III.     Running Aground
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          But much of this world-
          &#xD;
    &lt;em&gt;&#xD;
      
           remaking
          &#xD;
    &lt;/em&gt;&#xD;
    
          turned out to be too good to be true.  It was not wrong to learn from constructivists that the international structure and its dynamics are socially constructed, historically contingent, malleable, and subject to ongoing renegotiation.  It was more problematic, however, to conclude that
          &#xD;
    &lt;em&gt;&#xD;
      
           because
          &#xD;
    &lt;/em&gt;&#xD;
    
          of this social construction, Western policy elites have the option of
          &#xD;
    &lt;em&gt;&#xD;
      
           willing
          &#xD;
    &lt;/em&gt;&#xD;
    
          the world into different and more congenial forms.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In their zeal to reimagine the communities and dynamics of the world, the Western elites of the 1990s and the early 21st Century seem to have misread constructivism, or at least they read it selectively and simplistically.  The most important thing about social construction that they overlooked is that it is 
          &#xD;
    &lt;em&gt;&#xD;
      
           social
          &#xD;
    &lt;/em&gt;&#xD;
    
          .  The processes of mutually-constitutive creation and re-creation to which constructivist theorists called attention are 
          &#xD;
    &lt;em&gt;&#xD;
      
           collective
          &#xD;
    &lt;/em&gt;&#xD;
    
          processes that happen organically in the 
          &#xD;
    &lt;em&gt;&#xD;
      
           aggregated
          &#xD;
    &lt;/em&gt;&#xD;
    
          behavior of human social actors.  These are not dynamics easily monopolized by one particular group or demographic, however well educated, well-heeled, and well-intentioned it might be; they can be quite resistant to being employed as a tool of one’s policy agenda.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Despite his apparent interest in the idea of “steer[ing] the evolution of international society in certain directions,” the constructivist scholar Alexander Wendt seems to have glimpsed this from the start.  He warned years ago that efforts at socially reconstructive engineering might perhaps have “unintended consequences” as a result of fact that the international environment suffers from “the problems of ‘heterocephaly’”
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn10"&gt;&#xD;
      
           [10]
          &#xD;
    &lt;/a&gt;&#xD;
    
          — a term used by Max Weber to describe systems subjecting key players to outside sources of authority, but which here can be taken simply to mean that the international “body” has many different heads.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          And this is surely right, for to say that something is socially constructed is to say that it represents the sum of all the relevant attitudes, assumptions, preferences, and behavioral choices of all the relevant “players” in the system.  It is very difficult for one element of a society to steer such aggregated outcomes, remaking the rest of the system in its own image; in social construction, as it were, the 
          &#xD;
    &lt;em&gt;&#xD;
      
           other
          &#xD;
    &lt;/em&gt;&#xD;
    
          elements also “get a vote.”  The agenda-focused pseudo-constructivists of the post-Cold War period, however, seem to have overlooked what constructivist 
          &#xD;
    &lt;em&gt;&#xD;
      
           theorists
          &#xD;
    &lt;/em&gt;&#xD;
    
          in their shoes would surely not have forgotten: that you cannot “socially construct something” by yourself.  To put it simply, as the saying goes, it takes two to tango.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In practice, therefore, one must remember that while it is true that social constructions are more malleable than many people instinctively assume, and that they are indeed capable of sometimes sweeping transformative change, they are at the least neither easily nor predictably so.  As complex adaptive systems — and ones that are, moreover, composed of unit-level human components who 
          &#xD;
    &lt;em&gt;&#xD;
      
           themselves
          &#xD;
    &lt;/em&gt;&#xD;
    
          each possess a degree of agency and make choices of their own — 
          &#xD;
    &lt;a href="https://www.hudson.org/content/researchattachments/attachment/857/conceptualizing_ideology.pdf"&gt;&#xD;
      
           outcomes in social systems are subject to complicated positive and negative feedback loops, sensitive to initial conditions, and are almost by definition extraordinarily difficult (or perhaps impossible) to predict
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  All political systems are this way, and the system of global geopolitical relationships is the largest complex adaptive social system there is.  It is therefore a mistake akin to magical thinking to assume that any given policy elite can smoothly “engineer” outcomes.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But Western policy elites either did not understand or ignored such insights, drawing simplistically upon a bowdlerized constructivism in assuming that where they led, the rest of the world-system would perforce follow.  But it didn’t, for those elites had tried to tango alone.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In domestic jurisdictions, recent years have seen a significant rise in Euroskepticism – not least leading to Britain’s departure from the European Union – resistance to the unfettered free movement of labor and capital advocated by neoliberals, and a turn toward more traditional, sovereignty-minded and inwardly-focused, nationalism-infused policies in the countries of the West themselves.  This created challenges for the neoliberal agenda.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For purposes of this paper, however, the most salient “unintended consequences” of the pseudo-constructivist project has been the role that this agenda seems to have played in (a) helping both to catalyze aggressively competitive and destabilizing 
          &#xD;
    &lt;em&gt;&#xD;
      
           countervailing
          &#xD;
    &lt;/em&gt;&#xD;
    
          behavior (as important major 
          &#xD;
    &lt;em&gt;&#xD;
      
           non
          &#xD;
    &lt;/em&gt;&#xD;
    
          -Western players stepped up mobilization against this agenda) and (b) delaying and impeding Western 
          &#xD;
    &lt;em&gt;&#xD;
      
           responses
          &#xD;
    &lt;/em&gt;&#xD;
    
          to that competitive behavior by non-Western players (as the West’s own policy elites tried to cling to their dreams even as evidence of failure mounted).  Thanks to the conceptual overreach and the ideologized inflexibility of that agenda, therefore, the ugly and dangerous state-competitive environment of the present day may well be worse than it would otherwise have been, today’s threats harder to meet, and tomorrow’s opportunities harder to seize.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.     Rival Constructions
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           There is an irony here, in that some of the steps taken by the major non-Western authoritarian regimes in response to their own desires and priorities — and in reaction to the conjunction, in the post-Cold War era, of geopolitical unipolarity with integrationist neoliberal triumphalism — arguably 
           &#xD;
      &lt;em&gt;&#xD;
        
            also
           &#xD;
      &lt;/em&gt;&#xD;
      
           seem to partake of a pseudo-constructivist assumption that the social world can be reconstructed to specification.  This is not to suggest that the decidedly 
           &#xD;
      &lt;em&gt;&#xD;
        
            illiberal
           &#xD;
      &lt;/em&gt;&#xD;
      
           elites in Beijing and Moscow were actually inspired by (or even aware of) the Western academy’s turn toward constructivist theory, but it does at least suggest that 
           &#xD;
      &lt;em&gt;&#xD;
        
            non
           &#xD;
      &lt;/em&gt;&#xD;
      
           -Western elites 
           &#xD;
      &lt;em&gt;&#xD;
        
            also
           &#xD;
      &lt;/em&gt;&#xD;
      
           have great faith in their powers of purposive societal transformation.
          &#xD;
    &lt;/strong&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           1.    
           &#xD;
      &lt;em&gt;&#xD;
        
            People's Republic
           &#xD;
      &lt;/em&gt;&#xD;
      &lt;em&gt;&#xD;
        
            of China
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      &lt;em&gt;&#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          In fact, China has long had its own, pre-constructivist traditions of trying to use ideational and linguistic reconstruction as a tool for societal engineering.  These approaches draw upon Communist notions of exerting social control in part through the coerced relabeling of phenomena in ways supporting regime legitimacy narratives and propaganda objectives, as well as upon China’s Confucian tradition of the “rectification of names” — in which information about roles and relationships is encoded in descriptions (
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g.
          &#xD;
    &lt;/em&gt;&#xD;
    
          , with the duties and privileges of a “father” being considered inherent in that term itself), and the lived social reality of things is in large part
          &#xD;
    &lt;em&gt;&#xD;
      
           constituted
          &#xD;
    &lt;/em&gt;&#xD;
    
          by acts of naming.  Through this prism, in an important sense, description
          &#xD;
    &lt;em&gt;&#xD;
      
           is
          &#xD;
    &lt;/em&gt;&#xD;
    
          reality.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This has long made questions of terminology fundamental not just in propaganda but also to successive Chinese regimes’ legitimacy narratives and prospects for continued control and survival, as well as in how Chinese rulers have approached relations with the non-Chinese world.  The assumed role of ideational framing and description in 
          &#xD;
    &lt;em&gt;&#xD;
      
           making
          &#xD;
    &lt;/em&gt;&#xD;
    
          things true also underlies the importance PRC officials place upon controlling narratives relevant to the image and nature of the CCP regime, both at home and abroad.  (Hence the insecurity and sensitivity PRC officials display if others adopt the “wrong” discursive constructions.)  These issues have been of great importance as the CCP regime works to maintain its own control at home and achieve its increasingly self-assertive strategic objectives abroad.
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn11"&gt;&#xD;
      
           [11]
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Such Chinese dynamics, of course, date from centuries before Michel Foucault described “discursive structures” or Nicholas Onuf wrote of “sense-making and world-making” in constructivist international relations theory.  Nevertheless, the CCP’s modern-dayobsessions with “discourse control” represent, in a sense, another variation on the pseudo-constructivist project.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          These 
          &#xD;
    &lt;a href="https://www.state.gov/arms-control-and-international-security-papers/"&gt;&#xD;
      &lt;em&gt;&#xD;
        
            ACIS Papers
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
          have already repeatedly explored the modern PRC’s geopolitical agenda, so I’ll not belabor the point here, except to note that the CCP’s vision is a profoundly revisionist one that revolves around 
          &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=1971"&gt;&#xD;
      
           a carefully-nurtured narrative in which it is China’s destiny to return itself to the position of geopolitical centrality that it imagines to be its birthright
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  These dynamics would seem, therefore, to help validate the constructivist theoretical project, inasmuch as this worldview has been deliberately cultivated by CCP propagandists for many years, weaving together pre-existing themes in Chinese nationalist thinking with Leninist motifs from the Party’s own Communist history.  They have produced, however, a socially-constructed identity with a revisionist agenda starkly at odds with post-Cold War Western neoliberalism.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           2.    
           &#xD;
      &lt;em&gt;&#xD;
        
            The Russian Federation
           &#xD;
      &lt;/em&gt;&#xD;
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    &lt;b&gt;&#xD;
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          For its part, the Putin regime in Russia also seems to have drunk from the pseudo-constructivist well in support of its own geopolitical objectives.  A form of ideational reconstruction — fixated upon controlling and reconfiguring how Russia sees itself and its role in the world — has been a central piece of Vladimir Putin’s project for perpetuating his own control, building up the power of the state apparatus, and restoring Russia to a position of power and status in the international arena.  In effect, therefore, writing a new
          &#xD;
    &lt;em&gt;&#xD;
      
           story
          &#xD;
    &lt;/em&gt;&#xD;
    
          for Russia has been central to Putin’s agenda and legitimacy narrative from the outset.
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/ideological-grievance-states-and-nonproliferation-china-russia-and-iran/"&gt;&#xD;
      
           Russia … [has] developed its own ‘myth of exceptionalism’ that revolves around the idea of a recurring ‘salvational role’ in the international community won through defiant resistance and stoic martyrdom against endless waves of foreign enemies determined to subjugate and humiliate it.  In its modern form as, in effect, the official ideology of the Putin regime, such thinking draws heavily upon the early 20th Century writings of Ivan Ilyin, a White Russian emigre writer and intellectual who saw Russia’s salvation lying in Christianized fascism — and whose name and work have been repeatedly invoked, referenced, and praised in recent years by many senior Russian officials and politicians, including Putin himself
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
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  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/ideological-grievance-states-and-nonproliferation-china-russia-and-iran/"&gt;&#xD;
      
           In this conception, Russia is a distinct civilization having a unique essence and spirit that is constantly under threat from evil foreign forces, both physically and ideologically.  These are threats against which Russians must always be vigilant, and in response to which it is necessary to organize politics along authoritarian lines not accountable to democratic or legal check. …This narrative involves, and indeed requires, finger-pointing at alleged outside threats … [and] paint[s] a disturbingly dark, dehumanizing narrative of his domestic opposition, which he describes as a ‘fifth column’ in league with foreign saboteurs and an unnatural and infectious bacterium of which Mother Russia must be cleansed
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/ideological-grievance-states-and-nonproliferation-china-russia-and-iran/"&gt;&#xD;
      
           As this vision pertains to foreign policy behavior, it is particularly significant that the regime’s dark and somewhat paranoid vision of the world is also powerfully bound up with a sort of imperial nostalgia, a longing for the status and sense of historical self-importance that Russia felt during the tsarist period and during its decades of Soviet global reach.  Not for nothing, for instance, has Putin himself declared that if something had gone wrong in Russian history, it was the collapse of the USSR: the 20th Century’s ‘greatest global catastrophe.’  The modern Russian regime thus promotes a kind of global restoration narrative, in which its self-assertive authoritarianism provides the vehicle for national or even civilizational resurrection
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This dark and competitive agenda is certainly not the optimistic neoliberal cosmopolitanism of post-Cold War Western elites, but it is a sort of purposive pseudo-constructivism nonetheless.  Russia under Putin engaged in a deliberate and fairly explicit effort at ideational re-engineering all of its own, building a new, post-Soviet narrative of self-identity grounded in existential threat narratives and geopolitical revisionism vis-à-vis the West that forms a dramatic counterpoint to the Western globalist agenda.
         &#xD;
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           3.    
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      &lt;em&gt;&#xD;
        
            Islamic Republic of Iran
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      &lt;em&gt;&#xD;
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    &lt;em&gt;&#xD;
      
           Iran is a third example, for its regime has constructed a domestic legitimacy narrative and sense of self-identity around a highly ideologized conception of struggle against evil and corrupting outside forces — a social construction of national, and in some respects religious,
           &#xD;
      &lt;em&gt;&#xD;
        
            mission
           &#xD;
      &lt;/em&gt;&#xD;
      
           that has encouraged a destabilizing regional revisionism entirely at odds with and in opposition to (albeit predating)the neoliberal elite agenda of the post-Cold War West.  The Iranian regime’s Shi’ite Islamism is an ideational amalgam constructed over many years – often quite deliberately, as a self-aware project of ideological engineering – first as a tool of political mobilization and then as a mechanism of regime control.
          &#xD;
    &lt;/em&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/ideological-grievance-states-and-nonproliferation-china-russia-and-iran/"&gt;&#xD;
      
           Within the broader universe of political Islamism, the specifically Shi’ite Islamist ideology of the Iranian regime was formed in a dialectical conversation with, and in opposition to, ‘the West’ – making it, in Hamid Dabashi’s excellent phrase, a ‘theology of discontent’ that culminated in Ayatollah Ruhollah Khomeini’s success in deploying the ‘imagination of collective shame’ as a political tool to justify a recombination of pre-existing political and juridical elements into a new ideology of clerical rule for a new revolutionary republic.  … Iran’s political Islam has also long aspired to having Iran be seen as a superlative civilization-state, remembering its sometime historical role as one of the world’s superpowers and combining such nationalist recollections with Shi’ite themes of religious redemption ….
          &#xD;
    &lt;/a&gt;&#xD;
    
          ”
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          An account of all the ways in which this ideology has helped drive an aggressive Iranian agenda in the Middle East for decades is unnecessary here, but Iran, too, represents a sharp counterpoint to and contrast with the West’s post-Cold War cosmopolitan liberalism.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          All three of these regimes, therefore, have constructed self-identities in the modern world that revolve in important ways around opposition to and rivalry with the Western liberal democracies, and especially the United States.  Their efforts at social self-construction seem in some respect to vindicate constructivist insights, but they also represent ideational projects entirely at odds with the actual agenda of post-Cold War Western elites.
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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    &lt;b&gt;&#xD;
      
           B.     Reconstructed Rivalries
          &#xD;
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    &lt;strong&gt;&#xD;
      
           In the international arena, perhaps the biggest single problem for the post-competitive agenda of post-Cold War Western elites is that the two most powerful non-Western powers turned out to have very different things in mind.  Nor was this coincidental.  In fact, to the degree that this Western agenda exemplified two things each of which was anathema to the authoritarian oligarchies of the PRC and Russia — namely, worldwide convergence upon a model of liberal democracy, and a rules-based international order at the fulcrum of which sat the United States during a period of notable post-Cold War unipolarity — every step forward for this Western agenda amounted to an additional incentive for Beijing and Moscow to challenge it.  Thus, in a dialectical tension, did the “unintended consequences” of Wendtian heterocephaly arise, as 
           &#xD;
      &lt;a href="https://www.state.gov/wp-content/uploads/2020/05/T-Paper-series-Sandia-Disarmament-Retrospective-.pdf"&gt;&#xD;
        
            the West’s post-Cold War triumph helped galvanize the grand strategy of its challengers
           &#xD;
      &lt;/a&gt;&#xD;
      
           .  One can thus see here both some vindication of the insights of 
           &#xD;
      &lt;em&gt;&#xD;
        
            actual
           &#xD;
      &lt;/em&gt;&#xD;
      
           constructivist theory and also a cautionary tale about what can happen when a 
           &#xD;
      &lt;em&gt;&#xD;
        
            pseudo
           &#xD;
      &lt;/em&gt;&#xD;
      
           -constructivist enthusiasm encounters the actual complexities of a socially-constructed world.
          &#xD;
    &lt;/strong&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          From the outset, as foreshadowed 
          &#xD;
    &lt;a href="https://geohistory.today/deconstructing-millennium-manifesto/"&gt;&#xD;
      
           in Putin’s December 1999 “Millennium Message”
          &#xD;
    &lt;/a&gt;&#xD;
    
          upon arriving in the Kremlin, Russia was quick to leverage its relative economic and military-technological recovery into a vigorous anti-American competitive strategy during the 2000s and 2010s – a strategy explicitly premised upon trying to relitigate many of Russia’s geopolitical losses, and notably unscrupulous in the extravagant provocations it has been willing to employ.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The Chinese situation is different in its details, but leads to a similar result: an authoritarian regime in control of a “near-peer” competitor of the United States has constructed a national identity with a revisionist geopolitical agenda and set itself on a clear course of competitive confrontation.  A PRC characterized by its “soaring ambition for global status, prickly and insecure moralism, inflexible fear of admitting error, and tendency to rationalize and valorize the use of force in self-defense”
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn12"&gt;&#xD;
      
           [12]
          &#xD;
    &lt;/a&gt;&#xD;
    
          is now stepping out and flexing its muscles.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Scholars will no doubt debate for a long time precisely what factors, and in what admixture, set Beijing and Moscow upon their confrontational courses.  For present purposes, however, it suffices to observe two things.
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This competitive resurgence had predictably bad effects upon Western elites’ post-Cold War arms control and disarmament agenda.  Despite the expectations raised by President Obama’s Prague speech in April 2009 and the unfocused utopianism of the TPNW, for example, the return of great power competition, and the associated Chinese and Russian nuclear buildups, have dealt a tremendous blow to the world’s hopes for nuclear disarmament.  Making matters worse, the Kremlin’s return to self-aggrandizing oppositionalism also led to a 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/06/T-Series-Paper-Comp-Rpt-History-FINAL-T-508.pdf"&gt;&#xD;
      
           string of Russian arms control violations
          &#xD;
    &lt;/a&gt;&#xD;
    
          that now stand as indicia of untrustworthiness that will have to be overcome in any effort to build a 
          &#xD;
    &lt;em&gt;&#xD;
      
           new
          &#xD;
    &lt;/em&gt;&#xD;
    
          arms control framework with Moscow.  (For its part, 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/04/T-paper-series-1-Arms-Control-2.pdf"&gt;&#xD;
      
           Beijing today shuns arms control negotiations entirely
          &#xD;
    &lt;/a&gt;&#xD;
    
          , focusing instead upon rapidly expanding and diversifying its nuclear arsenal.)
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the Middle East, despite the JCPOA’s ambition to catalyze an improved relationship with Tehran, the JCPOA turned out to have in some respects made things worse, for 
          &#xD;
    &lt;a href="https://www.state.gov/the-strategic-logic-of-u-s-iran-policy/"&gt;&#xD;
      
           Iran’s behavior actually deteriorated
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  Far from being transformed by the catalytic power of Western engagement, after the lifting of sanctions and a degree of JCPOA-associated re-integration into the global economy, Iran was left empowered and emboldened, a more dangerous regional actor than before.  Not surprisingly, the prospect of 
          &#xD;
    &lt;em&gt;&#xD;
      
           this
          &#xD;
    &lt;/em&gt;&#xD;
    
          Iran building up its nuclear capabilities and positioning itself for potentially rapid future weaponization was entirely unacceptable to the United States.  With putting pressure on Iran to agree to permanent nuclear limits ruled out by the terms of the deal itself, the JCPOA was thus doomed — and indeed, Washington left the deal.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Almost across the board, therefore, the optimistic and enthusiastic pseudo-constructivist post-Cold War agenda of world-remaking had run into trouble by the late 2010s — trouble catalyzed, in part, by the very progress that agenda had seemed for a time to have been making.
         &#xD;
  &lt;/p&gt;&#xD;
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           IV.     Re-thinking It Through
          &#xD;
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  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           But I think it is possible to learn from constructivist insights without replicating the self-defeating errors and overreach of the post-Cold War generation.  The starting point for such lesson-learning should be to acknowledge complexity, both in the colloquial sense (“It’s really complicated!”) and in the more technical one associated with Complexity Theory.  An appreciation for the deep complexity of the social environment teaches intellectual humility — a humility somewhat lacking, it would appear, in the agenda-focused pseudo-constructivism of the last generation — as we try to plot a course forward.  With such humility, we may be able to admit the merit of constructivist theory and learn things that
           &#xD;
      &lt;em&gt;&#xD;
        
            do
           &#xD;
      &lt;/em&gt;&#xD;
      
           help us advance a constructive agenda, yet to avoid the hubris of imagining that the complex adaptive social system that is our international environment can simply be willed into a new shape merely because we wish it so.
          &#xD;
    &lt;/strong&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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          As an example, we have tried to some degree in the State Department to approach multilateral nonproliferation diplomacy as being an exercise in “storytelling.”  What does that mean?  To begin with, this was in many ways a constructivist framing, inasmuch as
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          “
          &#xD;
    &lt;a href="https://www.state.gov/engagement-and-storytelling-in-nonproliferation-diplomacy/"&gt;&#xD;
      
           the stories that participants in global affairs tell themselves and each other — stories about what is happening, why this is occurring, and what should be done about it — are, in a sense, constitutive of international politics.
          &#xD;
    &lt;/a&gt;&#xD;
    
          ”
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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          Through efforts at persuasive “storytelling,” we work to expand the set of diplomatic partners available to us in meeting proliferation threats by, in effect, reconstructing their understanding of these challenges and the opportunities available for their solution.  What we do 
          &#xD;
    &lt;em&gt;&#xD;
      
           not
          &#xD;
    &lt;/em&gt;&#xD;
    
          assume, however, is that such storytelling provides a magic formula for change-making.  Because diplomatic engagement is a 
          &#xD;
    &lt;em&gt;&#xD;
      
           persuasive
          &#xD;
    &lt;/em&gt;&#xD;
    
          project, it is an endeavor in which you may or may not actually succeed in changing someone else’s mind or reshaping his perceptions, in which your counterpart is also trying to do the same thing to you, and in which 
          &#xD;
    &lt;em&gt;&#xD;
      
           both
          &#xD;
    &lt;/em&gt;&#xD;
    
          of you are also trying to influence third parties, each of whom 
          &#xD;
    &lt;em&gt;&#xD;
      
           also
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    &lt;/em&gt;&#xD;
    
          has agency (and most likely an agenda).
         &#xD;
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          This complexity does not mean that one 
          &#xD;
    &lt;em&gt;&#xD;
      
           cannot
          &#xD;
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          be successful, for skilled diplomacy can often do a great deal.  But it does mean that one should not oversell things, for in complex adaptive social systems there is not necessarily a linear or predictable relationship between inputs and outcomes.  We must remember the ways in which such systems are (1) 
          &#xD;
    &lt;em&gt;&#xD;
      
           capable
          &#xD;
    &lt;/em&gt;&#xD;
    
          of responding to perturbations — including the deliberate and purposive perturbations of making foreign policy choices — by reconfiguring themselves, but yet (2) generally fairly stable and 
          &#xD;
    &lt;em&gt;&#xD;
      
           resistant
          &#xD;
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          to most perturbations and (3) notoriously unpredictable about 
          &#xD;
    &lt;em&gt;&#xD;
      
           when
          &#xD;
    &lt;/em&gt;&#xD;
    
          perturbation-induced transformation will occur and 
          &#xD;
    &lt;em&gt;&#xD;
      
           what
          &#xD;
    &lt;/em&gt;&#xD;
    
          the resulting new equilibrium will look like.  This is not an argument against attempting the willful perturbations of policymaking, but it shows the need for patience, resilience, self-awareness, and intellectual humility in the policymaker.
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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          To put it more abstractly, acknowledging the deep reality of social construction may involve a seemingly paradoxical juggling of the real and the unreal:
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          It is our challenge to appreciate both of these aspects at the same time.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It may be useful, in this respect, to draw some inspiration from the 3rd-Century Indian philosopher Nagarjuna, who can help us aspire to a 
          &#xD;
    &lt;em&gt;&#xD;
      
           via media
          &#xD;
    &lt;/em&gt;&#xD;
    
          between (i) clinging blindly to constructs and (ii) imagining that we can ignore them (or simplistically assume we can master them) simply 
          &#xD;
    &lt;em&gt;&#xD;
      
           because
          &#xD;
    &lt;/em&gt;&#xD;
    
          they are mere constructs.  Nagarjuna’s most famous work, the 
          &#xD;
    &lt;em&gt;&#xD;
      
           Mulamadhyamakakarika
          &#xD;
    &lt;/em&gt;&#xD;
    
          , is known for its emphasis upon the concept of “emptiness,” a word he uses in a technical (and not necessarily intuitive) sense.  On one level, he argues against the idea that anything has an intrinsic essence — that is, some kind of self-existing, independent, a priori “thingness” that makes it fundamentally separate from and distinct from other things.  Instead, Nagarjuna believes that the things that we instinctively tend to take 
          &#xD;
    &lt;em&gt;&#xD;
      
           for
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          things, as it were, in some respects reciprocally 
          &#xD;
    &lt;em&gt;&#xD;
      
           cause
          &#xD;
    &lt;/em&gt;&#xD;
    
          each other, and thus depend to some degree upon their interrelationship in order to “exist.”  As a result, nothing has a truly independent existence, and all things are therefore “empty.”  (There is resonance here with constructivist insights that the agents and rules of the international system mutually constitute each other in dynamic processes of interaction.)
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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          Yet it is also critical to Nagarjuna’s construct that to say things are “empty” — in his technical sense — is 
          &#xD;
    &lt;em&gt;&#xD;
      
           not
          &#xD;
    &lt;/em&gt;&#xD;
    
          to deny them a meaningful existence either.  In effect, things are both real 
          &#xD;
    &lt;em&gt;&#xD;
      
           and
          &#xD;
    &lt;/em&gt;&#xD;
    
          unreal at the same time.  In his philosophy, it is important to be able to navigate appropriately between conceptual levels: to understand that things are fundamentally non-existent (in the sense that they lack intrinsic essence) 
          &#xD;
    &lt;em&gt;&#xD;
      
           and
          &#xD;
    &lt;/em&gt;&#xD;
    
          to be able to engage with them 
          &#xD;
    &lt;em&gt;&#xD;
      
           as if
          &#xD;
    &lt;/em&gt;&#xD;
    
          they were “truly” real where it is useful or necessary to do so. Nagarjuna repeatedly comes back to the distinction between ultimate truth and the “truth of worldly convention,” which might also be thought of as 
          &#xD;
    &lt;em&gt;&#xD;
      
           functional
          &#xD;
    &lt;/em&gt;&#xD;
    
          truth, between which we need to be able to navigate as appropriate.  This, to Nagarjuna, appears to be a key to wisdom: “Without a foundation in the conventional truth / The significance of the ultimate cannot be taught.”
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn13"&gt;&#xD;
      
           [13]
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Informed by this need to be able to operate on such different levels at the same time, a policymaker alive to the insights of constructivism might thus draw both upon an understanding of the socially-constructed “unreality” of the international community 
          &#xD;
    &lt;em&gt;&#xD;
      
           and
          &#xD;
    &lt;/em&gt;&#xD;
    
          upon the “reality” of that social world’s 
          &#xD;
    &lt;em&gt;&#xD;
      
           de facto
          &#xD;
    &lt;/em&gt;&#xD;
    
          solidity.  (With apologies to the 13th Century Japanese priest Dogen,
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn14"&gt;&#xD;
      
           [14]
          &#xD;
    &lt;/a&gt;&#xD;
    
          the progression of policy insight may thus lead through an understanding of the unreality of things and then ultimately 
          &#xD;
    &lt;em&gt;&#xD;
      
           back
          &#xD;
    &lt;/em&gt;&#xD;
    
          to an appreciation of the ways in which they are meaningfully real nonetheless.)  And indeed, this seems to be what the constructivist Peter Katzenstein suggested in 1996, when he noted that a scholar must be able to operate on multiple levels: for some purposes it remains “sensible to conceive of states as actors with unproblematic identities,” but for others, you will miss critical things unless you “capture additional factors.”
          &#xD;
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           [15]
          &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          And what is true in this respect for the academician surely also applies to the policymaker.  After all, it is the contingency and changeability — that is, the “unreality” — of the features of our social environment that help give us potential power 
          &#xD;
    &lt;em&gt;&#xD;
      
           as
          &#xD;
    &lt;/em&gt;&#xD;
    
          policymakers: if everything were immutable, there would be no “space” in which policymaking could hope to effect change.  At the same time, if those features had 
          &#xD;
    &lt;em&gt;&#xD;
      
           no
          &#xD;
    &lt;/em&gt;&#xD;
    
          solidity and consequence — that is, no “reality” — there would be little reason to try.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Cultivating the capacity for such multi-level vision may make us better policymakers, too.  We can today clearly see that it was a mistake to conclude from the socially-constructed nature of our international world that we could simply will it into alternative forms — as if we were magicians casting a neoliberal spell — but it is still our job 
          &#xD;
    &lt;em&gt;&#xD;
      
           as
          &#xD;
    &lt;/em&gt;&#xD;
    
          policymakers to effect what beneficial change we can.  We will be more effective in it if we can operate within the constraints of the complex concretenesses of the policy environment without losing a broader perspective.  We should avoid the example of Thales of Miletus, who as Plato’s story goes, fell into a well because he was unwilling to take his eyes off the stars long enough to see what was in front of him.  But we must not close our eyes to those stars, either.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           V.     Walking the
           &#xD;
      &lt;em&gt;&#xD;
        
            Via Media
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      &lt;/em&gt;&#xD;
      
           ?
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           So how might it be possible for a policymaker to find the kind of Aristotelian Mean that is needed — and that, given the potentially existential stakes, is perhaps
           &#xD;
      &lt;em&gt;&#xD;
        
            most
           &#xD;
      &lt;/em&gt;&#xD;
      
           needed in the arena of arms control, disarmament, and great power competition?
          &#xD;
    &lt;/strong&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To recap the discussion above and draw it more directly into policymaking, genuine constructivist insight encourages us to avoid reifying and essentializing the socially-constructed “things” of our international environment — the nature and “rules” of the relationships between them, the realm of what is (or is not) imaginable in their interaction, and even the “given-ness” of the actors themselves — while yet also accepting the conditional, 
          &#xD;
    &lt;em&gt;&#xD;
      
           functional
          &#xD;
    &lt;/em&gt;&#xD;
    
          reality, the “stickiness,” and the inertia associated with those same “things.”  The former allows us hope and provides a wellspring of optimism from which to draw energy in trying to improve the world.  The latter helps reduce the risk that, in our enthusiasm for change, we cause unnecessary harm: it encourages more realistic expectations, it opens space for prudential readjustment as events unfold and preserves the option of recognizing and accommodating mistake or error, and it helps us understand the likelihood (and perhaps mitigate the impact) of negative feedback.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In this regard, it is worth remembering that thinkers as diverse (in political terms) as the radical sociologist Alvin Gouldner and the conservative commentator Thomas Sowell have contrasted the ideological instrumentalism of the modern elite intellectual class – a worldview in which the world’s major problems can be solved by “public projects of social reconstruction” guided by the right policy experts – with a more “tragic vision” that is suspicious of enthusiasm about the fundamental solubility of every social problem, accepts that there are often “firm limits on what politics can do,”
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn16"&gt;&#xD;
      
           [16]
          &#xD;
    &lt;/a&gt;&#xD;
    
          and sees policymaking as often consisting of “trade-offs rather than solutions.”
          &#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftn17"&gt;&#xD;
      
           [17]
          &#xD;
    &lt;/a&gt;&#xD;
    
          But it is also clear that neither Gouldner nor Sowell 
          &#xD;
    &lt;em&gt;&#xD;
      
           opposed
          &#xD;
    &lt;/em&gt;&#xD;
    
          change or rejected the possibility of ameliorative progress; the “tragic” part of their vision lies merely in its appreciation for human frailty and systemic complexity — an appreciation that, I would submit, may in fact help 
          &#xD;
    &lt;em&gt;&#xD;
      
           lessen
          &#xD;
    &lt;/em&gt;&#xD;
    
          the chance of genuinely tragic, unsought outcomes.  Such a worldview is the cognitive antithesis of the Western neoliberal pseudo-constructivism we have been exploring, yet also arguably the viewpoint more consistent with a 
          &#xD;
    &lt;em&gt;&#xD;
      
           genuinely
          &#xD;
    &lt;/em&gt;&#xD;
    
          constructivist perspective.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It might surprise the reader to learn that much U.S. policymaking today is, in fact, informed by some of these insights.  Nonetheless, from the perspective of the so-called “T” family of bureaus at the State Department, one could offer numerous examples:
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          These policies are not necessarily radical departures from past U.S. policy.  But perhaps that, too, is part of the point.  A genuinely Nagarjunan approach – or at least one informed by a Gouldnerian or Sowellian “tragic perspective” – should presumably be leery of sweeping reformulations aspiring to steer policy in dramatic new directions on the strength of policymakers’ conviction that they suddenly have unique insight into a new “Right Answer.”  Yet such an approach would not shy away, either, from new initiatives seeking to take advantage of at least the possibility of socially 
          &#xD;
    &lt;em&gt;&#xD;
      
           re
          &#xD;
    &lt;/em&gt;&#xD;
    
          -constructing better answers to contemporary problems.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           VI.     Conclusion
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;strong&gt;&#xD;
      
           Hopefully, this paper will stimulate further thought and reflection.  A hard look at these issues can encourage breadth of perspective and intellectual humility as we work to balance (1) the 
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      &lt;em&gt;&#xD;
        
            need
           &#xD;
      &lt;/em&gt;&#xD;
      
           to maintain security (which is grounded in an appreciation for the unavoidability of “conventional truth”) with (2) the aspiration to transcend the need to maintain security in all of the uncomfortable and demanding ways that are required by today’s security environment (which is grounded in the 
           &#xD;
      &lt;em&gt;&#xD;
        
            higher
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      &lt;/em&gt;&#xD;
      
           reality of social construction, and its potential for transformative change).  As policymakers struggle to find such a path, they deserve our support and encouragement.
          &#xD;
    &lt;/strong&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          -- Christopher Ford
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref1"&gt;&#xD;
      
           [1]
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      
           The Culture of National Security: Norms and Identity in World Politics
          &#xD;
    &lt;/em&gt;&#xD;
    
          (Peter J. Katzenstein, ed.) (New York: Columbia University Press, 1996), at 2-3.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref2"&gt;&#xD;
      
           [2]
          &#xD;
    &lt;/a&gt;&#xD;
    
          To observe that international relations, and its actors and institutions, are socially constructed, of course, is 
          &#xD;
    &lt;em&gt;&#xD;
      
           not
          &#xD;
    &lt;/em&gt;&#xD;
    
          to say that the 
          &#xD;
    &lt;em&gt;&#xD;
      
           physical
          &#xD;
    &lt;/em&gt;&#xD;
    
          environment in which such construction occurs is socially constructed.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref3"&gt;&#xD;
      
           [3]
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      
           The Culture of National Security, supra
          &#xD;
    &lt;/em&gt;&#xD;
    
          , at 1, 10, &amp;amp; 25-29.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref4"&gt;&#xD;
      
           [4]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Nicholas Onuf, 
          &#xD;
    &lt;em&gt;&#xD;
      
           Making Sense, Making Worlds: Constructivism in social theory and international relations
          &#xD;
    &lt;/em&gt;&#xD;
    
          (London: Rutledge, 2013), at xxii, 196, &amp;amp; 203.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref5"&gt;&#xD;
      
           [5]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Alexander Wendt, 
          &#xD;
    &lt;em&gt;&#xD;
      
           Social Theory of International Politics
          &#xD;
    &lt;/em&gt;&#xD;
    
          (Cambridge: Cambridge University Press, 1999), at 370-72.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref6"&gt;&#xD;
      
           [6]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Onuf, 
          &#xD;
    &lt;em&gt;&#xD;
      
           supra
          &#xD;
    &lt;/em&gt;&#xD;
    
          , at xix &amp;amp; 205.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref7"&gt;&#xD;
      
           [7]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Wendt, 
          &#xD;
    &lt;em&gt;&#xD;
      
           supra
          &#xD;
    &lt;/em&gt;&#xD;
    
          , at 367 &amp;amp; 377.
         &#xD;
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  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref8"&gt;&#xD;
      
           [8]
          &#xD;
    &lt;/a&gt;&#xD;
    
          William Perry’s idea that NFU could be sold to Americans if repackaged as “sole purpose” theory is also tellingly pseudo-constructivist, suggesting both a self-conscious effort to “remake” perceived U.S. national interest through creative relabelling and to conceal from the public that one is doing so.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref9"&gt;&#xD;
      
           [9]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Francis Fukuyama, 
          &#xD;
    &lt;em&gt;&#xD;
      
           Political Order and Political Decay: From the Industrial Revolution to the Globalization of Democracy
          &#xD;
    &lt;/em&gt;&#xD;
    
          (New York: Farrar, Straus, &amp;amp; Giroux, 2014), at 554.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref10"&gt;&#xD;
      
           [10]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Wendt, 
          &#xD;
    &lt;em&gt;&#xD;
      
           supra
          &#xD;
    &lt;/em&gt;&#xD;
    
          , at 376.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref11"&gt;&#xD;
      
           [11]
          &#xD;
    &lt;/a&gt;&#xD;
    
          See Christopher A. Ford, 
          &#xD;
    &lt;em&gt;&#xD;
      
           China Looks at the West: Identity, Global Ambitions, and the Future of Sino-American Relations
          &#xD;
    &lt;/em&gt;&#xD;
    
          (Lexington: University of Kentucky Press, 2015), at 17, 85-94, 233-42, &amp;amp; 455-60.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref12"&gt;&#xD;
      
           [12]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Christopher A. Ford, “Realpolitik with Chinese Characteristics: Chinese Strategic Culture and the Modern Communist Party-State,” 
          &#xD;
    &lt;em&gt;&#xD;
      
           in Understanding Strategic Cultures in the Asia Pacific
          &#xD;
    &lt;/em&gt;&#xD;
    
          (Ashley Tellis, Allison Szalwinski, &amp;amp; Michael Wills, eds.) (National Bureau of Asian Research, 2016), at 28, 28.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref13"&gt;&#xD;
      
           [13]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Nagarjuna
          &#xD;
    &lt;em&gt;&#xD;
      
           , The Fundamental Wisdom of the Middle Way
          &#xD;
    &lt;/em&gt;&#xD;
    
          (Jay L. Garfield, translation and commentary) (New York: Oxford University Press, 1995), at 68 &amp;amp; 132-33.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref14"&gt;&#xD;
      
           [14]
          &#xD;
    &lt;/a&gt;&#xD;
    
          See Dogen, “Mountains and Waters Sutra” (Arnold Kotler &amp;amp; Kazuaki Tanahashi, trans.), in Dogen, 
          &#xD;
    &lt;em&gt;&#xD;
      
           Moon in a Dewdrop
          &#xD;
    &lt;/em&gt;&#xD;
    
          (Kazuaki Tanahashi, ed.) (New York: North Point Press, 1985), at 107.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref15"&gt;&#xD;
      
           [15]
          &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      
           The Culture of International Relations, supra
          &#xD;
    &lt;/em&gt;&#xD;
    
          , at 30.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref16"&gt;&#xD;
      
           [16]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Alvin W. Gouldner, 
          &#xD;
    &lt;em&gt;&#xD;
      
           The Dialectic of Ideology and Technology: The Origins, Grammar, and Future of Ideology
          &#xD;
    &lt;/em&gt;&#xD;
    
          (New York: Seabury Press, 1967), at 67, 71, &amp;amp; 79-84.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="applewebdata://256B0868-EC90-43CF-9354-F94A76364585#_ftnref17"&gt;&#xD;
      
           [17]
          &#xD;
    &lt;/a&gt;&#xD;
    
          Thomas Sowell
          &#xD;
    &lt;em&gt;&#xD;
      
           , Intellectuals and Society
          &#xD;
    &lt;/em&gt;&#xD;
    
          (New York: Basic Books, 2011), at 95-96.
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
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      <pubDate>Fri, 31 Jul 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2716</guid>
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    <item>
      <title>The New U.S. Policy on UAS Exports: Responsibly Implementing the MTCR’s “Presumption of Denial”</title>
      <link>http://www.newparadigmsforum.com/p2708</link>
      <description>This 13th paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security looks at the new U.S. policy on exports of MTCR-class unmanned aerial systems (UAS).


The New U.S. Policy on UAS Exports: Responsibly Implementing the MTCR's "Presumption of Denial"
by
Dr. [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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    &lt;em&gt;&#xD;
      
           Below is the text of the thirteenth paper in the
          &#xD;
    &lt;/em&gt;&#xD;
    
           ACIS Papers
          &#xD;
    &lt;i&gt;&#xD;
      
           series
          &#xD;
    &lt;/i&gt;&#xD;
    
           
          &#xD;
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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         The New U.S. Policy on UAS Exports: Responsibly Implementing the MTCR's "Presumption of Denial"
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      <pubDate>Sat, 25 Jul 2020 03:00:00 GMT</pubDate>
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      <title>Arms Control in Outer Space: History and Prospects</title>
      <link>http://www.newparadigmsforum.com/p2696</link>
      <description>This is the text of the twelfth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security.


Arms Control in Outer Space: History and Prospects
by
Dr. Christopher A. Ford
Arms Control and International [...]</description>
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          Volume I, Number 12
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          July 24, 2020
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      <pubDate>Sat, 25 Jul 2020 02:00:00 GMT</pubDate>
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      <title>The New U.S. Policy on UAS Exports Under the MTCR</title>
      <link>http://www.newparadigmsforum.com/p2701</link>
      <description>Here are remarks Assistant Secretary Ford delivered at Hudson Institute on July 24, 2020.  They may also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.

Good afternoon, Rebecca [Heinrichs].  It’s a pleasure to be back at Hudson Institute, where I myself spent five years as a Senior Fellow.  I’m [...]</description>
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      Below are remarks Assistant Secretary Ford delivered at Hudson Institute on July 24, 2020.  They may also be found 
      
    
      
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                    Good afternoon, Rebecca [Heinrichs].  It’s a pleasure to be back at Hudson Institute, where I myself spent five years as a Senior Fellow.  I’m sorry that we are still having to do events like this through video connectivity, so our audience is just a “virtual” one, but I’m glad to have the chance to speak to you.
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                    It’s been some time since 
    
  
  
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     with my colleague Tim Morrison — who was then at the White House but is now a Senior Fellow with Hudson — to talk about U.S. efforts to reform the Missile Technology Control Regime (MTCR).  That was back in February of 2019, so what I’d like today is to let you know how that effort has been developing since then.
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                    The problem about which we spoke at that event was that the 1980s-era technological benchmark built into the MTCR Guidelines — which urge a “strong presumption of denial” for exports of “Category I” systems, which are defined as unmanned craft capable of carrying a payload of at least 500 kilograms to a range of at least 300 kilometers — has not held up well.  Advances in unmanned aerial systems (UAS), have led to a great explosion in the capabilities and beneficial uses of UAS that technically meet this Category I definition, but which don’t present the kind of nuclear weapon delivery threat that the MTCR was established to help forestall.  As applied to many UAS, in other words, the MTCR is in danger of becoming out of date.
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                    With respect to actual missiles and rockets, or the sort of high performance cruise missile that one might actually use to deliver a nuclear weapon, of course, we had – and have – no quarrel with the MTCR standard.  Quite to the contrary: we still believe that a strong presumption of denial for transfers of such systems makes eminent sense.
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                    The difficulty came with less capable varieties of UAS, in connection with which the presumption of denial has had the effect of largely shutting MTCR partners out of an important and growing UAS market.  Since non-MTCR partners remain free to sell whatever they wish, however, this was not only a net loss for those countries responsible enough to join the MTCR, but also a net loss for the cause of nonproliferation — as the market for such non-threatening UAS was effectively ceded to the least proliferation–responsible international players, who don’t worry about things such as MTCR standards.
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                    This is why, in March 2018, the United States proposed an adjustment to MTCR controls that would carve out a subset of Category I UAS, based on their maximum airspeed, for treatment as if they were Category II systems — thus making these slower, less-threatening systems no longer subject to the “strong presumption of denial.”  This reform proposal would have protected what needed to be protected in that important regime, while yet allowing a degree of relaxation for transfers of lower-threat systems in order to permit all of humanity to take better advantage of the myriad ways in which UAS are increasingly used in both governmental and private sector applications.
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                    For more than two years, therefore, we have been promoting this reform initiative in MCTR fora.  We have also repeatedly made technical changes and various other adjustments to our reform proposal in response to issues raised and ideas suggested by other MTCR partners.
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                    Nevertheless, the MTCR is a consensus-based organization, in which even a single country can hold things up indefinitely.  We are pleased that many of our partners have supported our reform proposal, but thanks to foot-dragging by some, it is not yet possible to amend the MTCR controls by consensus.
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                    We will still keep promoting this reform proposal, for we still feel it represents the right way to update the MTCR regime in the face of technological change and thus save it from obsolescence, while yet preserving what is most important in it and protecting nonproliferation equities.
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                    But as Tim and I signaled at our February 2019 event here at Hudson, the United States isn’t willing to let U.S interests be forever held hostage by consensus decision-making.  While we’ll still keep pushing MTCR reform, therefore, we are now announcing a modest adjustment to U.S. national policy as to when the “strong presumption of denial” can be overcome in exporting slower, and thus less threatening, UAS.
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                    The key to the new U.S. policy lies in remembering that a presumption can sometimes be rebutted.  A “presumption of denial” is not a prohibition, and it has always been permissible to make Category I transfers when there is a compelling reason to overcome the presumption and such a step is well justified in terms of the nonproliferation factors specified in the MTCR Guidelines.
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                    We are all familiar with this idea in other contexts; presumptions are used in lots of policy areas.  Perhaps most famous is the “presumption of innocence” in criminal law — that is, the principle that one should be presumed innocent of wrongdoing until actually proven guilty.  As that example makes clear, however, the central feature of any presumption is that it can be overcome.  If not, it wouldn’t be a presumption at all, but rather just an ordinary rule.
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                    “Rebuttability,” if you will, is thus inherent in the concept of a presumption.  There would be no criminal justice system at all, for example, if the presumption of innocence could not be overcome by appropriate evidence, and it is a central purpose of criminal procedure to provide a way to determine when that has occurred.  That’s just one example of how presumptions are used, but the point should be clear: presumptions, by their nature, are things that can be overcome in sufficiently compelling circumstances.
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                    So while observers of the MTCR scene often casually assume that the “strong presumption of denial” for Category I exports is simply a prohibition, it clearly isn’t – and this understanding is built in to the MTCR Guidelines.  And so, with our new policy on Category I UAS exports, the United States is now setting forth a careful and balanced approach, within the MTCR Guidelines, that for the first time offers a clear explication of certain circumstances in which the “strong presumption of denial” can be overcome.
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                    This new U.S. policy largely tracks the basic structure of the reform initiative we proposed for the MTCR a couple of years ago, except that we are implementing the MTCR’s “strong presumption of denial” within the national discretion permitted us in the MTCR Guidelines.
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                    Under this new policy, the “strong presumption of denial” for MTCR Category I UAS transfers will be overcome for a subset of unmanned aerial systems with a maximum airspeed of less than 800 kilometers per hour.  This policy will change nothing about how we handle faster UAS, which present higher risks for WMD delivery – systems such as cruise missiles, hypersonic aerial vehicles, and advanced unmanned combat aerial vehicles.  Those systems will continue to be effectively non-exportable, except perhaps on rare occasions.
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                    Our new approach will merely mean that we will deal with lower-threat, lower-speed UAS more flexibly, as if they were Category II systems.
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                    I should also emphasize that this new policy does not mean that we will subject transfers of these slower, lower-threat systems to a strong presumption of approval; all we are doing is exempting them from the strong presumption of denial.  There will be no presumption of approval, and all proposals will be evaluated on their own merits.
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                    Nothing will change, moreover, in the strict U.S. standards that today go into deciding whether or not a transfer should occur.  We will continue to approach each transfer on a case-by-case basis as a whole-of-government decision that takes into account all relevant factors and policies, including U.S. national security, nonproliferation, and foreign policy objectives, as well as the recipient country’s capability and willingness to effectively and responsibly use and safeguard U.S.-origin technology.
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                    We will continue our extensive assessments of the risk of controlled items falling into the hands of unauthorized end-users, irresponsible actors, state adversaries, and terrorists.  We will continue to evaluate all transfers against the MTCR Guidelines, and to require appropriate end-use and end-user certifications and end-use monitoring.  All military UAS transfers will continue to be subject to State Department-led assessments under the Conventional Arms Transfer Policy, as well as to Defense Department-led assessments of technology security, as applicable.  And all civil UAS exports will continue to be subject to the Export Administration Regulations.
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                    The United States will continue to abide by its MTCR commitments, including those related to pre-notifying Category I transfers.  We will also continue to promote responsible standards of behavior in UAS export and use, such as in the “Joint Declaration for the Export and Subsequent Use of Armed or Strike-Enabled [Unmanned Aerial Vehicles]” and we’ll seek to develop further international standards for the export and use of armed UAS.
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                    It is true that that the best way to proceed would have been to clarify these issues across the entire MTCR regime through adoption of our modest reform proposal there, so that all partners could harmonize approaches around a sensible maximum airspeed threshold.  As I indicated, however, at least one MTCR participant seems to have prioritized reflexive opposition to anything the United States proposes over sensible reform of the MTCR Guidelines in the face of technological change.  That’s unfortunate for the regime, for unless naysayers change course, the MTCR’s technological standards — set more than three decades ago, in 1987 — will simply become more and more out of date with the passage of time, and stress upon the regime will needlessly increase.
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                    In this context, we’re pleased to be able to take a small step forward on our own, by implementing an analogous reform entirely consistent both with the letter and with the spirit of the MTCR Guidelines.  We continue strongly to support the MTCR as an important element of the broader global nonproliferation regime.
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    -- Christopher Ford
  

  
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      <pubDate>Sat, 25 Jul 2020 01:30:00 GMT</pubDate>
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      <title>Strengthening Deterrence and Reducing Nuclear Risks, Part II: The Sea-Launched Cruise Missile-Nuclear (SLCM-N)</title>
      <link>http://www.newparadigmsforum.com/p2677</link>
      <description>This the text of the eleventh paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. 


Strengthening Deterrence and Reducing Nuclear Risks, Part II: The Sea-Launched Cruise Missile-Nuclear (SLCM-N)

Arms Control [...]</description>
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           This paper may also be found in PDF form at the bottom of this page.
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         Strengthening Deterrence and Reducing Nuclear Risks, Part II: The Sea-Launched Cruise Missile-Nuclear (SLCM-N)
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          Arms Control and International Security Paper Series
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          Volume I, Number 11
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          July 23, 2020
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      <pubDate>Fri, 24 Jul 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2677</guid>
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      <title>The Global Partnership: Still Standing Strong Against WMD Proliferation</title>
      <link>http://www.newparadigmsforum.com/p2670</link>
      <description>Here are the remarks Assistant Secretary Ford delivered to a (virtual) plenary meeting of the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction on June 30, 2020.
Good day, everyone, and welcome to [...]</description>
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           Below follow the remarks Assistant Secretary Ford delivered to a (virtual) plenary meeting of the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction on June 30, 2020.  
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          Good day, everyone, and welcome to the first “virtual” plenary of the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction.  We appreciate you joining us in this new format, as we all continue to explore how to use electronic interconnection in place (for now) of our more traditional in-person meetings.  The medium of our engagement has changed, thanks to the global pandemic, but the important purposes of this group have not — so it’s a special pleasure to have everyone logged in and participating all the same.
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          If someone were to visit the Global Partnership (GP) website, they’d see a good deal of information about the GP.  Such a visitor would learn, for instance, that the GP was established in 2002 at the G8 Summit in Canada, about the guidelines to which its members subscribe in their cooperative programming efforts, and about the four priorities that guide our work together: (1) strengthening nuclear and radiological security; (2) mitigating biological threats; (3) chemical weapons destruction and security; and (4) supporting implementation of U.N. Security Council Resolution 1540, which requires all countries to adopt measures to prevent non-state actors from acquiring weapons of mass destruction.
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          All that information is accurate, of course, and we are proud of our now long-established history of collaborative work on such important tasks.  Less obvious to the casual website visitor, however — but, of course, well known to you — is all of the energy, dedication, and ongoing hard work that it takes to accomplish this vital mission together.  These aren’t just words, for through its coordinated programming efforts, the GP has done critical work over the better part of two decades in concretely changing “facts on the ground” in ways that have made all humanity safer and more secure in the face of WMD threats.
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          As we kick off our first “virtual” plenary, I want to draw attention to — and to applaud — the highly practical, mission-focused work of the Partnership.  On behalf of the United States government, let me express my delight at how this group has continued to move forward with its vital projects despite the enormous challenges imposed by the coronavirus pandemic.
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          If anything, the GP’s work is today more crucial than ever.  Its other three priorities have become no less important, but the current pandemic highlights, as perhaps nothing else could, the critical nature of the Partnership’s work in mitigating biological threats.  This focus on mitigating biological threats is important in its own right, of course, but the pandemic makes it more acute in at least two respects.
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          First, it is clear that the world was not as prepared as it needed to be for the current virus outbreak, which means we need to do what we can in our capacity-building to ensure that humanity is better prepared for any future pandemic — for sooner or later, there will most assuredly be one.  Preventing bioterrorism and building robust biological incident response capacity should thus clearly be a major focus of our work together, even as we also consider new threats on the horizon — such as the WMD-applicability of emerging biotechnologies, and technology convergence.
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          Second, the coronavirus crisis teaches us the importance of doing more to ensure that all the various efforts we undertake in such things as nuclear and radiological security and chemical weapons destruction and security can be maintained despite the challenges presented by the current pandemic and by any future outbreak.  The human suffering from this pandemic is bad enough on its own; we need to ensure that disease will not undo other vital progress that has been or is being made in WMD-related security and prevention.  In the United States — such as in my own Bureau of International Security and Nonproliferation at the Department of State — we are working to readjust programming priorities and resources with exactly this task in mind, and I encourage the rest of you to think through such challenges as well.
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          For example, ISN has aggressively sought to embolden security efforts aimed at the safe transit of people and conveyances across international borders during a pandemic.  Such efforts include training front line border security personnel on donning and doffing protective garments, and related hygiene procedures, as well as the provision — and in some cases supporting partners’ in-country production — of personal protective equipment.  An elemental part of virus control is border control, and this is clearly evident as countries determine when and how to re-open their borders and economies.
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          So that’s why this “virtual” plenary — held as it is in a time of pandemic crisis — is especially important, and why I’m so glad you’re all on this circuit.
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          The United States remains steadfast in our support for the Global Partnership, and we reaffirm this commitment as the 2020 President of the Global Partnership Working Group.  Under our Presidency, we will do our utmost to bring the GP even closer to its original purpose of addressing WMD threats around the world through the coordination of donor activities, funding, and contributions.
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          All of you, and your governments, have important roles to play in this great mission.  The magnitude of the challenges today far exceeds the ability of a mere handful of countries to address them; we thus need to be better at identifying effective ways of contributing, adapting to virus-related operational challenges, doing a better job at donor-project “match-making,” and in general bringing more resources to bear — not only large monetary contributions (which, after all, not everyone is in a position to make), but also smaller amounts of assistance, as well as “in-kind” contributions.  Everything will help, everyone can help, and everyone should pitch in to uphold our most basic goal of working closely together and pooling resources to create more meaningful outcomes.
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          Today’s challenges force us to be even more thoughtful in prioritizing our work on the basis of global threats and to broaden and deepen our actions to improve safety and security across the WMD spectrum.  I’ve mentioned the crucial lessons the current pandemic should teach us all, for example, about the importance of mitigating biological threats, and these lessons should be reflected in GP programming.
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          But we also cannot forget that the norm against chemical weapons use has been gravely undermined by their use not just by terrorists such as ISIS, but even by nation-states themselves over the last few years — specifically, by North Korea in violation of UN Security Council Resolutions, and by Syria and the Russian Federation in violation of their Chemical Weapons Convention obligations.  Looking forward, we must also take action to prevent fentanyls and other central nervous system-acting chemicals from being legitimized as weapons through their use in aerosol form, ostensibly for “law enforcement.”  There may be things we can do in our programming work to help reduce such threats.
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          There is also growing reason to be concerned by the threat from terrorists who may be seeking radiological weapons — so we should all continue taking steps to ensure the security of our own radiological sources, prevent trafficking, and help others take such actions wherever we can.  In addition, we must continue the Partnership’s work complementing the efforts of the International Atomic Energy Agency (IAEA) in nuclear and radiological security, preserve momentum on the priorities set by the IAEA International Conference on Nuclear Security last February, and support implementation and universalization of the Amended Convention on the Physical Protection of Nuclear Materials in the run up to its 2021 Review Conference.  The IAEA has also proven its value in the response to the COVID-19 pandemic, helping member states by providing testing kits that use nuclear-derived diagnostic techniques.  Several of us have contributed to those efforts, demonstrating the importance of using extraordinary methods in response to global crisis.
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          As co-chair of the Global Initiative to Combat Nuclear Terrorism, moreover, the United States calls upon Global Partnership countries both to continue to support its vital work, as well as to promote full implementation of the International Convention for the Suppression of Acts of Nuclear Terrorism.
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          So there is much to do.
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          But, indeed, the Global Partnership is coming together to address such threats.  Despite the difficulties this pandemic has presented, all four GP sub-working groups have already successfully conducted intersessional meetings, with more still to come.  It is even possible that as we get better and better at virtual interaction like this, GP elements may even be able to interact with each other more frequently — and perhaps thus work together more effectively — than before.
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          So on behalf of my government, let me express our appreciation and gratitude to the redoubtable sub-working group co-chairs who have done so much to advance this collaboration through their hard work: to Denmark for co-chairing the Biosecurity Sub-Working Group; to the Philippines for co-chairing the Chemical Security Sub-Working Group; to Sweden for co-chairing the Nuclear and Radiological Security Sub-Working Group; and to the United Kingdom for co-chairing the Chemical, Biological, Radiological, and Nuclear (CBRN) Sub-Working Group.
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          (With regard to the CBRN Sub-Working Group, by the way, we are very pleased that the topic of strategic trade controls has returned to the forefront of the Global Partnership’s agenda.  This is very promising, for the development and implementation of effective strategic trade controls are emerging as particularly important components of the international security agenda.  There’s much to do here.)
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          In our meeting today, we can now look forward to hearing national statements and opening remarks from those of you with us today.  After that, we look forward to hearing from GP Members about how COVID-19 challenges are affecting their work, and what programming they have underway on coronavirus-related problems.
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          We should have no illusions that our work on these various issues will be anything but difficult.  But that work is also surpassingly important, for this Partnership remains a vital vehicle for coordinating our collective actions to make the world safer by keeping the most threatening of weapons out of the hands of the most dangerous of people.
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          Thank you for your time and dedication to this important task, and welcome to the “virtual” plenary!
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          -- Christopher Ford
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      <pubDate>Wed, 01 Jul 2020 03:00:00 GMT</pubDate>
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      <title>Russian Arms Control Compliance and the Challenge of the Next Agreement</title>
      <link>http://www.newparadigmsforum.com/p2653</link>
      <description>Here are the remarks Assistant Secretary Ford delivered at a Council  on Foreign Relations event on June 23, 2020.  They may also be found here on the website of the State Department's Bureau of International Security and Nonproliferation. 
Good morning, and thanks to John Bellinger for hosting, as well as to the Council on Foreign [...]</description>
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           Below follow the remarks Assistant Secretary Ford delivered at a Council  on Foreign Relations event on June 23, 2020.  
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          Good morning, and thanks to John Bellinger for hosting, as well as to the Council on Foreign Relations for giving me the chance to speak to you.
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          Let me start by giving you three data points. First, yesterday, U.S. and Russian officials met in Vienna to discuss opportunities for trilateral arms control.
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          Second, last night, the State Department sent to Congress the unclassified text of the 2020 edition of our Report on Adherence to and Compliance With Arms Control, Nonproliferation, and Disarmament Agreements and Commitments — a.k.a. the “Compliance Report” — which assesses countries’ compliance with their agreements.
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          Third, last week, my office at the State Department published a paper looking back at the history of the U.S. Compliance Report process and bringing together — for the first time, as far as I am aware — an account of how U.S. officials have assessed Soviet and Russian compliance with arms control agreements throughout the three and a half decades in which the government has been producing public and unclassified compliance analyses.
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          So what I’d like to do today to try to pull these three elements together, and say a few words about what the history of Moscow’s arms control compliance can teach us about the challenges ahead in trying to negotiate a new arms control framework.
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          At the most abstract level, a look back across the history of U.S. assessments of Soviet and then Russian arms control compliance offers a window upon shifting geopolitical concerns and priorities, as the pendulum swings from compliance issues related to great power rivalry to (the focus of Reports in the 1980s), to a focus upon nonproliferation and threats from a broader array of states (which emerged as a new theme in the 1990s), and then back again, to some degree, to great power rivalry today.
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          But a look across the history of U.S. compliance assessments also suggests some lessons about how Moscow approaches arms control, and thus also insight the challenges we face today in trying to build the next arms control agreement.
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          The early Compliance Reports focus upon bilateral problems of great-power competition. And indeed that era was a strategically fraught and competitive phase of the Cold War. In terms of strategic arms, the 1970s had been a decade of arms control movement, marked by achievements such as East-West détente, for example, as well as negotiation of the Strategic Arms Limitation Treaty and the Anti-Ballistic Missile Treaty.
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          From the 1970s were also a decade in which Moscow had developed and deployed a new generation of strategic and non-strategic nuclear weaponry, bankrolled and provisioned Cuban expeditionary warfare in support of proxy regimes in locations such as Angola and the Horn of Africa, supported guerrilla movements and terrorist groups against countries friendly to the United States in all corners of the globe, invaded Afghanistan, and crushed dissent in the subject nations of the Warsaw Pact. All these Soviet advances came, moreover, on top of the notable U.S. setbacks in the Vietnam War, with social unrest and political protest at home, the Watergate scandal, and the traumas of an oil crisis and rampant inflation.
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          By the time of the first U.S. Compliance Report in 1984, U.S. leaders had begun to react to Soviet moves across the board, including with the development and deployment of a range of new nuclear systems and a new generation of increasingly potent conventional weaponry.
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          It was a highly competitive time, and from an arms control perspective, the Soviets reacted more or less as one might perhaps have expected. Those early U.S. compliance assessments paint a picture of the Soviet Union as a superpower determined to eke out any advantage it could vis-à-vis the United States, and which was not particularly concerned about treaty compliance, except merely that it might be a propaganda setback to get caught. These reports also suggest the degree to which American leaders were alarmed by the growth of Soviet capabilities and worried about the degree to which arms control still represented a viable way of limiting these threats.
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          This picture begins to change, however, in the later years of the 1980s when — both for internal reasons of its own and because U.S. counter-strategy was beginning to convince Kremlin leaders that the competition wasn’t going so well for Moscow — the Soviet Union began to take a different path. During this period, one can see in U.S. Reports a number of prior compliance problems actually being resolved.
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          Moreover, as the Cold War waned and then ended, this easing of tensions made possible some important arms control achievements, as leaders of the period sought to take advantage of the cooperative possibilities opened up by the new atmosphere of strengthened trust. Enormous nuclear arms reductions got underway, for instance, first with the INF Treaty’s elimination of an entire class of nuclear-capable delivery systems, and then with the overall nuclear reductions mandated by START I.
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          A new era of conventional arms control in Europe also began, with instruments such as the CFE Treaty, the Open Skies Treaty, and the Vienna Document, designed both to take advantage of and to institutionalize what everyone hoped would be an enduringly benign and post-competitive era of trust and cooperation. The Chemical Weapons Convention was also negotiated, in an attempt to prohibit an entire category of WMD, as well as the Comprehensive Test Ban Treaty on nuclear weapons.
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          But the easing of tensions that made all this possible was not to last, for Russia’s ambitions to recover global power for itself were not compatible with that cooperative post-Cold War world. Ever since Vladimir Putin became President on New Year’s Eve in 1999, his government has been dedicated to reversing what he has proclaimed to be the 20th Century’s greatest global catastrophe: the collapse of Soviet power.
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          This is a fundamentally revisionist strategic agenda, and it has helped drive a dramatic deterioration in the security environment. In its service, Putin’s policy:
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           “has … turned increasingly toward self-aggrandizement by means of extravagant provocations, such as Russia’s invasions of Georgia and Ukraine, overseas expeditionary warfare in Syria, interference in Western elections, the use of energy as a weapon, chronic violations of arms control agreements and arrangements, the deployment of ‘private’ military contractors to hotspots around the world, a build-up of non-strategic nuclear weaponry, and the pursuit of bizarre new ‘exotic’ strategic delivery systems, as well as assassinations and assassination attempts against defectors and political opponents in the West using radioactive poison and an illegal chemical weapon.”
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          Placed into this context, the results in terms of Russia’s present-day arms control compliance have been more or less what one would expect. Just as Compliance Reports from the early 1980s show a Soviet Union seemingly quite willing to disregard arms control obligations where such cheating seemed likely to serve its ambitions vis-à-vis the United States, so Putin’s Russia seems again to be willing to ignore its own arms control agreements in service of the Kremlin’s dreams of power.
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          As detailed in the Reports, Russia’s record of compliance has been woeful. Russia’s compliance problems under the Open Skies Treaty, for instance, began essentially from the moment of that Treaty’s entry into force, and its record of compliance has been problematic ever since. This pattern of behavior has demonstrated Moscow’s willingness to adopt illegal restrictions whenever it wishes, turning them on and off again as if the law were a light switch — undermining the confidence that the Treaty had hoped to provide.
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          Notwithstanding a provision in the Treaty specifying that imagery from Open Skies overflights “shall be used exclusively for the attainment of the purposes of the Treaty,” moreover, Russia may now be using imagery gathered on these flights to support
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          its new doctrine of targeting U.S. and European critical infrastructure with conventionally-armed missiles. It has also used airfield designations and illegal overflight restrictions in an attempt to advance what are, in effect, propaganda statements in support of Putin’s regional aggression, claiming that the Russian-occupied Georgian regions of Abkhazia and South Ossetia are “independent states” rather than part of Georgia, and that Russian-occupied Crimea is part of Russia rather than part of Ukraine. So what was supposed to be a Treaty institutionalizing the mutual confidence and cooperation of the early post-Cold War era has thus been “weaponized” by the Kremlin in support of its own aggressive revisionism.
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          Indeed, Russia has systematically undermined basically all conventional arms control across Europe. In 2007, it announced what it described as the “suspension” of its obligations under the CFE Treaty. Today, Russia has made clear that it will not resume CFE implementation, and it continues to station military forces on the territories of Georgia, Moldova, and Ukraine without their consent. Every Compliance Report from 2015, furthermore, has described Russia as having engaged in “selective implementation of some provisions” of the Vienna Document.
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          In the nuclear arena, Russia has complied with the New START agreement of 2010. But it has not adhered to all of its promises in the Presidential Nuclear Initiatives of the early 1990s on non-deployment and elimination of its arsenal of non-strategic nuclear weapons, and apparently no longer feels bound by the PNIs. Russia retains a sizable stockpile of up to 2,000 non-strategic nuclear weapons, and it is likely to build many more in the years ahead.
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          Additionally, as set forth in the 2020 Compliance Report, “Russia has conducted nuclear weapons-related experiments that have created nuclear yield.” “Russian activities during the 1995-2019 timeframe,” we also assess, “raise concerns about Russia’s compliance with its [Threshold Test Ban Treaty] notification obligation.”
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          Most dramatically, Russia began the covert development of an illegal, intermediate-range, ground-launched cruise missile probably by the mid-2000s. In 2013, the U.S. began to approach Russia to resolve INF Treaty compliance concerns about this missile, and in 2014 declared Russia to be in violation of the Treaty. Today, however, multiple deployed battalions of these missiles pose a direct threat to all the countries of Europe, as well as to the People’s Republic of China. Meanwhile, Russia violated the CWC with its use of an illegal chemical weapon in 2018 in the United Kingdom.
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          As we attempt to engage Russia and China in a new trilateral arms control framework, this look back across U.S. compliance reporting makes clear what a formidable challenge we face in building effective new arms control.
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          First, Moscow seems to take an opportunistically instrumental view of compliance with treaty obligations. It may not cheat all the time — and, as noted, Russia seems to be complying with New START — but neither does it shrink from violating treaties if it thinks doing so advantageous.
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          Second, Russia’s approach to treaty compliance varies hugely depending upon its objectives in the international arena. During the period when the Kremlin still hewed to an approach of cooperation and reconciliation with the countries of the West, keeping agreements was much more the norm. Whenever Russia has sought to rearrange the international system to its advantage, however, it has regarded compliance with obligations and commitments as essentially no more than optional.
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          This highlights the challenge ahead in building a new arms control framework. It makes clear that the difficulties of ensuring Moscow’s compliance with its obligations and commitments are at their maximum when the Kremlin approaches geopolitics with a competitively self-aggrandizing eye. Under such circumstances, it tends to disregard them frequently — apparently, whenever it thinks it can.
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          Hence the paradox, and the problem. Such times of distrust and antagonism are arguably also, however, exactly when arms control is most necessary in order to limit the degree to which distrust spirals into a dangerous arms race. (Where tension has eased and trust has grown, after all, there is less need for arms limitation, because there is less sense of threat. We don’t need arms control to feel comfortable with Britain’s arsenal, for instance.) The challenge is that in dealing with a country with Russia’s unprincipled approach to legality, arms control is least reliable when having it is most urgent.
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          One could probably say many of the same things about the PRC as I have about Russia, given Beijing’s own revisionist ambitions. Over the last generation, China, too, has directed its strategy single-mindedly to expanding its global power at the expense of the existing international order, and it is today building up both its nuclear and its conventional capabilities at an alarming rate.
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          I’ve written extensively and speak often about the PRC’s ambitions, so I’ll not belabor them here. In understanding the challenges of the arms control environment, however, one must remember that the second and third most powerful military players on the planet today are both dyed-in-the-wool geopolitical revisionists.
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          To be sure, China appears less frequently in the annals of U.S. compliance reporting than does Russia. That infrequency, however, isn’t exactly to Beijing’s credit. Instead, it speaks simply to the PRC’s general refusal to engage in good faith arms control negotiations in the first place — so there’s much less to assess compliance with. (Even so, our 2020 Report raises concerns about the PRC in connection with yield-producing nuclear testing and biological weapons, and concludes that Beijing has failed to adhere to its commitments not to assist others in developing nuclear-capable missiles.)
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          So on the whole, given their competitive ambitions, it is not clear that either Russia or the PRC is likely to take arms control compliance seriously if it feels it has any chance to get away with cheating. That, I fear, is the grim lesson of history.
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          Nevertheless, none of this means that the United States isn’t still going to try. We continue to believe that effective arms control can limit threats, and that it can provide stability and predictability, and we remain committed to pursuing a trilateral agreement with both Russia and China.
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          Under current circumstances, only a nuclear weapons agreement that binds Washington, Moscow, and Beijing is likely to be effective in averting a new nuclear arms race. Mindful of our obligations under Article VI of the NPT, we seek negotiations in good faith on such an agreement, and we call upon the rest of the international community to insist upon one. That said, such negotiations won’t be easy, and such a deal won’t work if we don’t give verification and compliance enforcement the attention that Russia’s woeful arms control compliance history makes clear these issues deserve.
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          Thank you. I look forward to your questions.
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          -- Christopher Ford
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      <pubDate>Wed, 24 Jun 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2653</guid>
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      <title>Russian Arms Control Compliance: A Report Card, 1984-2020</title>
      <link>http://www.newparadigmsforum.com/p2641</link>
      <description>Here is the text of the tenth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. 


Russian Arms Control Compliance: A Report Card, 1984-2020
by
Dr. Christopher A. Ford
Arms Control and International [...]</description>
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           Below is the text of the tenth paper in the
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           ACIS Papers
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           series 
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         Russian Arms Control Compliance: A Report Card, 1984-2020
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 10
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          June 18, 2020
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      <pubDate>Fri, 19 Jun 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2641</guid>
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      <title>Technology Transfers to the PRC Military and U.S. Countermeasures: Meeting Security Threats with New Presidential Proclamation</title>
      <link>http://www.newparadigmsforum.com/p2631</link>
      <description>Here is the text of the ninth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. 

Technology Transfers to the PRC Military and U.S. Countermeasures: Meeting Security Threats with New [...]</description>
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           Below is the text of the ninth paper in the
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           ACIS Papers
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            series produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         Technology Transfers to the PRC Military and U.S. Countermeasures: Meeting Security Threats with New Presidential Proclamation
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 9
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          June 5, 2020
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            , Assistant Secretary Ford outlines the changes the United States recently announced to rules pertaining to the entry of certain students and researchers from the People’s Republic of China in response to the national security challenges presented by Beijing’s Military-Civil Fusion strategy.
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          On May 29, 2020, the United States announced 
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           a significant new change in its approach to granting visas to certain applicants from the People’s Republic of China (PRC)
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          who wish to study or conduct research in fields that the United States determines would contribute to Beijing’s Military-Civil Fusion (MCF) strategy.  Much as we attempted to do with the detailed explanation of our recent national security export control license changes vis-à-vis the PRC telecommunications company Huawei that was published as an 
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          on May 22, this latest paper will not only describe these new adjustments to U.S. visa policy, but also
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           situate them in the full context in which they need to be understood – specifically, as part of an ongoing U.S. effort to respond to the challenges that have unfortunately been created by the PRC’s manipulation and exploitation of China-based entities (and Chinese citizens) in support of the Chinese Communist Party’s (CCP’s) efforts to remain in power in the PRC and to seize for itself the commanding heights of military and technological power in the mid-21st-Century geopolitical arena
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          .”
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           I.          The MCF Challenge
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          Readers of this 
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          – and indeed anyone who has been following the work of the U.S. State Department’s Bureau of International Security and Nonproliferation over the last two years – will by now need no reminding of the degree to which we in the United States Government have awakened to the threats presented to U.S. security by the PRC’s MCF strategy.  This awakening represents a recognition of the reality with which Beijing has confronted us, coupled with a determination to respond robustly to protect U.S. interests, as well as the interests of free, democratic peoples everywhere who are (or will be) menaced by the PRC’s growing and increasingly provocative and destabilizing actions.  Working together with key agencies, we have been making significant changes to our policies and approaches in light of this new understanding.
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          take MCF seriously because 
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          takes it seriously.  MCF is a national-level strategy that General Secretary Xi Jinping personally oversees.  While most countries observe norms that prevent diversion of dual-use and civilian technologies to military ends — at least not, at any rate, without permission from the technology-originator — the PRC does not.  Through MCF, the PRC has been deliberately eliminating the barriers between its defense industrial complex and the civilian economy.  In effect, any technology available to anyone under PRC jurisdiction, 
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          , can be diverted to support the People’s Liberation Army (PLA) and the PRC security services in support of the CCP’s domestic, regional, and global ambitions.  And, increasingly, it will be.
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          MCF’s technology-acquisition and -diversion strategy is of cardinal importance to the CCP, moreover, for strategic and geopolitical reasons that should be of enormous concern to all of us in the world’s free and autonomous democracies.  The PRC hopes and expects by such means to position itself on the leading edge of the next “revolution in military affairs” (RMA), which it assumes will give it the keys to mid-21st Century geopolitical power just as countries at the forefront of history’s several 
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          RMAs were able to use the resulting military-technological advantages to dominate the world-systems of their own eras.  As we at the Department of State have warned repeatedly, technology acquisition is a central plank of 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/why-china-technology-transfer-threats-matter/"&gt;&#xD;
      
           the CCP’s blueprint for China’s global “return” to military preeminence
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and has the ultimate aim of 
          &#xD;
    &lt;a href="https://www.state.gov/preventing-us-industry-exploitation-by-chinas-military-civil-fusion-strategy"&gt;&#xD;
      
           achieving the CCP’s dream of seizing the leading role in world affairs by the 2049 centenary of the founding of the People’s Republic of China
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          I have been drawing attention to these challenges since July 2018.  Most obviously, this MCF challenge represents a significant and direct national security threat to the United States, as well as to the many other countries that have been reacting with understandable alarm as Beijing has thrown to the winds Deng Xiaoping’s “hide-and-bide” policy of strategic caution and has instead set out upon an increasingly aggressive, destabilizing, and provocative path in international relations – for the first time in a generation outwardly expressing (and acting upon) the strategic goals and intentions Deng had cautioned them to “hide.”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But MCF also presents a policymaking challenge of 
          &#xD;
    &lt;em&gt;&#xD;
      
           balance
          &#xD;
    &lt;/em&gt;&#xD;
    
          , for even while we must answer these security threats with robust and vigorous responses, we must also still work to preserve the possibility of cooperation with the PRC.  Our two countries are too big, too powerful, and too enmeshed in reciprocal economic dependencies for a 
          &#xD;
    &lt;em&gt;&#xD;
      
           purely
          &#xD;
    &lt;/em&gt;&#xD;
    
          adversarial approach to make sense; our challenge as policymakers is to know where to draw the line.  As I told a conference in March 2019:
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
           … [O]ur biggest challenge in dealing with China is that our relationship with Beijing has both competitive 
           &#xD;
      &lt;em&gt;&#xD;
        
            and
           &#xD;
      &lt;/em&gt;&#xD;
      
           cooperative aspects – aspects that we somehow have to manage at the same time, and for which our more purely adversarial Cold War experiences with the Soviet Union do not provide a very useful conceptual template. Our competitive mindset needs to keep us focused upon competing vigorously and effectively, but never without consideration of our two countries’ mutual economic entanglement and the dangers and opportunities that this creates in the Sino-American relationship.  Doing this well will be far from easy
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Given the centrality of foreign technology acquisition to the PRC’s “Military-Civil Fusion” strategy – and the ways in which MCF’s deliberate erasure of distinctions between “civilian” and “military” problematizes many traditional Western approaches to threat mitigation – this challenge is particularly acute in the arenas of national security export control implementation and visa screening.  There, as elsewhere, we need always to be asking ourselves:
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
           To what extent can we pursue such cooperation without providing China with technological tools that will help it achieve its goal of seizing a geopolitical role for itself that displaces U.S. influence? … How we balance the potential benefits from … engagement with China against the considerable national security risks that now clearly exist from that very same engagement will require careful thought
          &#xD;
    &lt;/a&gt;&#xD;
    
          ….”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Unfortunately, however, providing a sound answer to this question has required us to recalibrate some of our approaches in light of the PRC’s relentless emphasis upon MCF and its targeting of U.S. and other foreign technologies for both licit and illicit acquisition.  As 
          &#xD;
    &lt;a href="https://www.state.gov/silicon-valley-and-national-security"&gt;&#xD;
      
           Secretary of State Pompeo made clear in a recent speech in Silicon Valley
          &#xD;
    &lt;/a&gt;&#xD;
    
          , the United States now takes these challenges very seriously, and we have been gradually reorienting the U.S. foreign policy and national security apparatus around the challenges of meeting this threat.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Our objective is to balance the long-standing values that have contributed to our success as a global leader in cutting-edge research with the security requirements we now face in light of the way in which PRC policy has placed the previous equilibrium in jeopardy.  Even as we seek to preserve the integrity of an open and transparent academic system that attracts the most qualified candidates from around the world, regardless of nationality, to our outstanding educational and research institutions, we must act to prevent this system from being exploited for the benefit of our strategic competitors.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           II.          Technology Transfer Threats from Co-Opted Students and Researchers
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          I have commented at length publicly on other aspects of this U.S. recalibration, from changes we have made in U.S. regulations 
          &#xD;
    &lt;a href="https://www.state.gov/a-new-approach-to-civil-nuclear-cooperation-policy/"&gt;&#xD;
      
           governing exports of civil-nuclear technology
          &#xD;
    &lt;/a&gt;&#xD;
    
          to adjustments to our 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/05/T-Paper-Series-U.S.-National-Security-Export-Controls-and-Huawei.pdf"&gt;&#xD;
      
           export regulations concerning the PRC telecommunications company Huawei
          &#xD;
    &lt;/a&gt;&#xD;
    
          .  The most recent U.S. adjustments of approach concern visa and entry policy, but it is worth emphasizing that even this is hardly a new issue.  It has been clear for some time that recalibration was necessary here as well.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I pointed out as early as September 2018, as we build global “
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/coalitions-of-caution-building-a-global-coalition-against-chinese-technology-transfer-threats/"&gt;&#xD;
      
           coalitions of caution
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” with the increasing number of likeminded international partners who understand, and who are seeking to coordinate improved responses to, PRC technology-transfer threats, greater attention needs to be paid to the issue of “deemed exports” or “intangible technology transfer (ITT)” – that is, the less concrete and often inadvertent transfers of technology that can occur through engagements, as perhaps simple as an ordinary conversation, with students or researchers.  While these knowledge exchanges are fundamental to academic and research collaborations in a Western university, laboratory, or technology company, such transfers of technology – of the “know how” or the “know why” of cutting-edge science and its applications — are also precisely what MCF 
          &#xD;
    &lt;em&gt;&#xD;
      
           seeks
          &#xD;
    &lt;/em&gt;&#xD;
    
          in its attempts to mine and exploit our open knowledge system to support the strategic objectives of the Chinese Communist Party (CCP).
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Information can be transferred in a variety of ways, of course, including through both physical (tangible) and non‐physical (intangible) means.  Awareness of this makes placing at least some visibility into and check upon such adventitious transfers just as important as are the explicit national security export controls that responsible nations have long – and with good reason – placed upon specific items themselves.  MCF seeks to use such engagements for the benefit of the PRC’s military and security services, taking advantage of the enormous leverage the PRC system has over its students and researchers traveling abroad in service of state technology-acquisition objectives.  And we shouldn’t help them.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It is worth remembering that, in sharp contrast to the situation in Western countries, any part of the technology sector in the PRC can be compelled to cooperate with state authorities.  The PRC’s 2017 National Intelligence Law, for instance, requires 
          &#xD;
    &lt;em&gt;&#xD;
      
           all
          &#xD;
    &lt;/em&gt;&#xD;
    
          citizens and organizations to support, assist, and cooperate with national intelligence agencies and efforts.  (Nor, of course, is that the only way in which the PRC can compel citizens abroad to serve its interests.  In the police state that is the People’s Republic of China, the Party has enormous reservoirs of coercive power upon which it can rely in forcing even the most well-meaning traveler to cooperate with authorities back home, or to penalize him if he does not.)  The PRC obliges its citizens to participate in these strategies, and has devoted significant state financing to develop its national defense science and technology ecosystem, which under MCF incorporates civilian researchers and academics into defense R&amp;amp;D efforts in ways that are often both compulsory and intentionally concealed.  MCF, in other words, deliberately sets out to capitalize on the West’s traditional global ethos of free scientific and educational exchange, weaponizing that ethos in support of Beijing’s destabilizing geopolitical revisionism.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Nor does the PRC hide this ambitious effort.  In China itself, the 13th Five Year Plan for Military-Civil Fusion Science and Technology Development explicitly calls for targeting universities and research institutions in foreign countries that possess advanced technology, in order to acquire that technology and bring it back to the PRC.  Under MCF, the CCP is working to systematically reorganize the science and technology enterprise to ensure that new innovations simultaneously advance economic and military development. This ambitious endeavor relies significantly on the Chinese university system to develop the capabilities to undertake world class R&amp;amp;D and innovation.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          At present, the PRC has as many as 100 specific state-directed plans that govern when and how to undertake such foreign technology acquisition work.  Since 2009, moreover, more than 150 Chinese universities have received special security credentials – eagerly sought as a signal of CCP and central government approval, as well as an opportunity for profitable work – that entitle them to conduct classified research and development on weapons and equipment for the PLA, and such institutions are critical components of the MCF apparatus.  The PRC has also established National Defense Science, Technology, and Industry MCF Innovation Bases around the country, as well as MCF dual-use technology centers, MCF industrial parks, and other joint R&amp;amp;D facilities at which civilian firms and universities partner with defense sector firms and more traditionally defense-oriented universities for collaboration.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the words of the state news agency 
          &#xD;
    &lt;em&gt;&#xD;
      
           Xinhua
          &#xD;
    &lt;/em&gt;&#xD;
    
          in 2018, the entire Chinese university 
          &#xD;
    &lt;em&gt;&#xD;
      
           system
          &#xD;
    &lt;/em&gt;&#xD;
    
          is considered to be the “front line” of MCF.  And, as I testified to a U.S. Congressional commission in June 2019,
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/technology-and-power-in-chinas-geopolitical-ambitions/"&gt;&#xD;
      
           [a]s befits the priority given to the ‘front line’ in any kind of struggle, the MCF system is working along multiple lines of effort to advance Chinese capabilities through the development of a talent pool of doctoral, masters, and undergraduate-level workers in STEM fields.  The Chinese government certifies universities to undertake classified research and development on military contracts, as well as certifying them for weapons production – a policy known in China as the ‘three certifications.’  … [T]his approach also includes implementing a policy under which state-owned defense enterprises fund the education of students at the undergraduate, masters, and doctoral level – even to the point of providing living stipends.  These student subsidies turn their recipients into something akin to employees of China’s defense industry, especially since this support is given in return for a service commitment from the students to the companies that fund their education
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Such practices of systematic “background obfuscation” can make it 
          &#xD;
    &lt;a href="https://www.state.gov/competitive-strategy-vis-a-vis-china-the-case-study-of-civil-nuclear-cooperation/"&gt;&#xD;
      
           difficult to tell which Chinese researchers are “purely” civilians and which ones are being sent abroad, including by the PLA itself, to undertake advanced research and R&amp;amp;D in support of MCF objectives
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          While many countries, including the United States, use civilian talent to advance military programs, MCF is fundamentally different and at odds with international norms and practices.  For example, the United States and its allies and partners all strictly observe a set of norms that govern permissible uses of certain technologies acquired through international trade.  Trade in advanced, sensitive, and emerging technologies, in particular proliferation-sensitive advanced and dual-use technologies, is only possible by having confidence that end users will abide by the stated end-use and not divert it to unauthorized purposes, such as military end uses.  In implementing MCF, however, the PRC system is specifically seeking to eliminate the barriers between China’s civilian research and commercial sectors, and its military and defense industrial sectors; if successful, MCF will render such a distinction between those two sectors meaningless.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The U.S. Federal Bureau of Investigation periodically 
          &#xD;
    &lt;a href="https://www.fbi.gov/file-repository/china-risk-to-academia-2019.pdf/view"&gt;&#xD;
      
           publishes information
          &#xD;
    &lt;/a&gt;&#xD;
    
          designed to draw attention to the counterintelligence and economic espionage dangers presented by incautious engagement with PRC students and researchers, but it may be useful here to offer some illustrations:
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Such cases, alas, are distressingly common.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          An additional aspect of these challenges at which we have been looking with increased concern in recent years is the activity of something called the China Scholarship Council (CSC), a non-profit organization affiliated with the PRC’s Ministry of Education that supports international academic exchanges with China.  We have become concerned that its programming sometimes closely tracks MCF directives to target sensitive U.S. research and development efforts, often with military applications, particularly in the United States and other Western countries.  In January 2020, for instance, the CSC sponsored a student to study at Boston University.  The U.S. Department of Justice later charged her with illegally acting as an agent of a foreign government after she concealed her affiliation with the PLA’s National University of Defense Technology and pretended to be a civilian.  (In fact, she was a PLA lieutenant.)  CSC recipients must submit to embassy and consulate “management” abroad, which leaves them vulnerable to coerced participation in this and other types of activities — not only command-directed political agitation, but also potentially activities in support of MCF objectives.  It is hard to escape the conclusion that CSC today sometimes functions as yet another instrument of the MCF apparatus.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          All in all, therefore, we clearly have a problem on our hands.  One way in which we try to meet these threats – while yet maximizing the benefits that can still flow from widespread international economic and technological interaction, including with PRC entities – is through visas.  In addition to things such as law enforcement concerns, it is a well-established practice to screen visa applications for potential problems related to the proliferation of weapons of mass destruction (WMD), missile technology, conventional arms, and sensitive dual-use items.  (Indeed, this is a major responsibility for my bureau at the U.S. Department of State, where we 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/coalitions-of-caution-building-a-global-coalition-against-chinese-technology-transfer-threats/"&gt;&#xD;
      
           already vet more than 100,000 visa applications for such concerns every year
          &#xD;
    &lt;/a&gt;&#xD;
    
          .)  The new U.S. rules affecting the entry of certain PRC nationals represent a modest and measured adjustment to U.S. procedures in response to the demonstrable challenges created by the “Military-Civil Fusion” strategy.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           III.          The New Approach
          &#xD;
    &lt;/b&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          The new U.S. rules suspend the entry into the United States of any PRC nationals seeking 
          &#xD;
    &lt;a href="https://travel.state.gov/content/travel/en/us-visas/study/student-visa.html"&gt;&#xD;
      
           F visas
          &#xD;
    &lt;/a&gt;&#xD;
    
          or exchange visitors seeking 
          &#xD;
    &lt;a href="https://travel.state.gov/content/travel/en/us-visas/study/exchange.html"&gt;&#xD;
      
           J visas
          &#xD;
    &lt;/a&gt;&#xD;
    
          to study or conduct research in the United States, except for a student seeking to pursue undergraduate study, who either receives funding or is currently employed by, studies at, or conducts research at or on behalf of an entity in the PRC that we understand to be engaged in implementing or supporting MCF.  In addition, the rules suspend entry of any PRC national seeking F or J visas, except to pursue undergraduate study, who 
          &#xD;
    &lt;em&gt;&#xD;
      
           has been
          &#xD;
    &lt;/em&gt;&#xD;
    
          employed by, studied at, or conducted research at or on behalf of an entity in the PRC that we understand to be engaged in implementing or supporting MCF.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It is worth emphasizing how focused, moderate and nuanced an approach this is, given the magnitude of the threat and the soaring ambition of the PRC’s MCF strategy to incorporate essentially the 
          &#xD;
    &lt;em&gt;&#xD;
      
           entirety
          &#xD;
    &lt;/em&gt;&#xD;
    
          of China’s civilian science and technology ecosystem for purposes of boosting the PLA’s military might and supporting the CCP’s destabilizing global revisionism.  We are keenly aware of the enormous benefits that accrue to both countries as the brightest minds from around the world come to America as students and researchers, thereby enriching our superior system of higher education and the multiple dynamic and innovative sectors of our economy that still represent the global “Gold Standard” for excellence.  As I have emphasized before,
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “ 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/coalitions-of-caution-building-a-global-coalition-against-chinese-technology-transfer-threats/"&gt;&#xD;
      
           [t]hat we are able to attract top minds from all over the world speaks to the strength of our values, our education system, and our scientific prowess, and our universities’ programs are all the stronger as a result. Many international students make significant contributions to science and technology, and would probably like to stay in the United States
          &#xD;
    &lt;/a&gt;&#xD;
    
          ….”
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          (As an example, no one can forget that nearly a fifth of the Fortune 500 companies were founded by immigrants.)  We have no desire to damage these invaluable relationships, and our new policy will not do so.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Yet precisely because the PRC’s MCF strategy 
          &#xD;
    &lt;em&gt;&#xD;
      
           does
          &#xD;
    &lt;/em&gt;&#xD;
    
          target U.S. universities, laboratories, companies, and other institutions on the cutting edge of the 21st Century’s technological frontiers, the “business as usual” approach to engagement with the PRC that prevailed for decades before the U.S. public policy community awakened to these problems cannot be maintained.  In light of what we now understand all too clearly about the PRC’s approach to these issues, we have little choice but to prevent entry of those at highest risk of being exploited or co-opted by Beijing in order to come here not for mutual benefit but instead to exploit our openness, and to appropriate for the CCP whatever it thinks will help Xi Jinping achieve his “Dream” of giving the PRC a military with capabilities superior to that of any other country by 2049.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Accordingly, we are seeking to strike a balance with this new policy, for we wish neither to impose some kind of technological “embargo” upon the PRC 
          &#xD;
    &lt;em&gt;&#xD;
      
           nor
          &#xD;
    &lt;/em&gt;&#xD;
    
          to allow it to continue plundering our intellectual property and diverting this knowledge to the PLA and the PRC security services.  Much as we recently declared about our new approach to national security export controls vis-à-vis Huawei,
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/05/T-Paper-Series-U.S.-National-Security-Export-Controls-and-Huawei.pdf"&gt;&#xD;
      
           the right answer surely lies between such asymptotes, and – as in so many other arenas – we will all suffer if we cannot navigate a prudent middle way between such extremes.  In the arena of national security export controls, it is just such an Aristotelian Mean of a response that we have been trying to implement
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To this end, for instance, we have made clear that
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “ 
          &#xD;
    &lt;a href="https://www.state.gov/technology-and-power-in-chinas-geopolitical-ambitions/"&gt;&#xD;
      
           [i]t is extremely important to put some national security brakes on the Chinese system’s massive technology transfer bureaucracy.  It is also important, however, to avoid the unjustified conclusion that all Chinese students or technicians seeking to come here are threats – or that the solution to the national security problem with which the CCP’s strategy has confronted us is simply to shut down all ongoing engagements with the world’s second-largest economy. … Even as we police against those who would take advantage of our openness to collect technology for those who seek to collect knowledge with which to do us harm … we must also remain open and welcoming to Chinese talent that wants to work within our university and lab system to help push the frontiers of the emerging and even disruptive technologies that can help fuel mankind’s flourishing in the years to come.
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          The new U.S. visa rules represent just such a middle way.  What these new rules will do is to help us protect against those relatively few “bad apples” who come to the United States under false pretenses, taking advantage of our openness, and our ethos of collaboratively pursuing
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          knowledge, in order to build up the strength of those who wish us ill, and who arm and train themselves while envisioning 
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          as their principal adversary.  What these rules will 
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          do is prevent legitimate Chinese students and researchers – the overwhelming majority of whom are most emphatically “good apples” – from coming here for mutual benefit as our two economies and two cultures try to build a better future together.
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          Already, out of the more than 1.5 million Chinese visitors who came to America in 2019, only a fraction were referred for nonproliferation visa screening, and only a tiny proportion were denied.  Even as the recently announced changes give us new tools with which to fight technology-transfer threats, our new rules are not expected to add dramatically to the total number of visa denials, and such denials will continue to represent only a small proportion of the total pool of applications.
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          I have no doubt, of course, that the Chinese Communist Party’s propaganda apparatus will do everything it can to depict our moves in the worst possible terms.  You should expect, for instance, to hear PRC diplomats, Party-controlled media outlets, and overseas propaganda assets offer a litany of vaguely substantiated but alarming imprecations, claiming that these rules supposedly represent paranoid and retrograde Cold War thinking which will demolish education and research collaboration in the United States.  CCP propagandists may also try to toss empty 
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           ad hominem
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          insinuations of racism into the mix, for political effect.  This is all fictional nonsense.  Do not believe any of it.
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          To be clear: such attacks will be baseless.  The venom I expect from the PRC over these rules will merely signal Beijing’s frustration with the degree to which our new restrictions really 
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           do
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          represent a setback for the CCP’s ongoing campaign to rob Americans in an effort to build up the People’s Liberation Army.  Even while PRC propagandists vent their spleen, therefore, the United States will continue to welcome foreign students and researchers – including a great many Chinese ones – and our society and economy will continue to benefit from mutually beneficial, good-faith engagement with the brightest minds from around the world.
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          And that is quite as it should be.
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          -- Christopher Ford
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      <pubDate>Sat, 06 Jun 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2631</guid>
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      <title>U.S. National Security Export Controls and Huawei: The Strategic Context in Three Framings</title>
      <link>http://www.newparadigmsforum.com/p2614</link>
      <description>This is the text of the eighth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. 


U.S. National Security Export Controls and Huawei: The Strategic Context in Three Framings
by
Dr. Christopher [...]</description>
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           Below is the text of the eighth paper in the
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            series
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         U.S. National Security Export Controls and Huawei: The Strategic Context in Three Framings
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 8
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          May 22, 2020
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            In this latest addition to the
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            ACIS Papers
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            , Assistant Secretary Ford discusses recent U.S. moves to restrict transfers of cutting-edge U.S. technology to the Chinese technology company Huawei, explaining these steps and placing them in the strategic context of a great power competition with the People’s Republic of China (PRC) brought on by Beijing’s geopolitical revisionism, exploitation of such firms to steal and divert foreign technology to support the Chinese military, abuses of human rights in China itself, and employment of companies such as Huawei as tools of strategic influence
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          The United States, along with its Allies and partners, are today in the midst of an extremely important shift of approach when it comes to national security export control policy vis-à-vis the People’s Republic of China (PRC) – including with respect to the Chinese technology company Huawei, the world’s largest telecommunications equipment manufacturer.  Under the Trump Administration, the United States has made some very significant changes to our export control policies and regulations, but it is important not merely for the policy community to understand these changes in themselves, but also for everyone to understand the 
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           reasons
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          for them and the 
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           strategic context
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          in which these adjustments are embedded.
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          Accordingly, this latest in the State Department’s 
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           ACIS Papers
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          series attempts to provide the background for three major tranches of Huawei-related changes: (a) the placement of Huawei on the Commerce Department’s “Entity List” in August 2019; (b) the adjustments the United States announced in April 2020 to the “military end-use/user” (MEU) regulations and the “CIV” and “APR” license exception categories; and, most recently, (c) changes to the Foreign Direct Product Rule (FDPR) with regard to the export or use of high-technology semiconductor equipment and design tools.  This 
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           ACIS Paper
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          will thus situate these adjustments in the full context in which they need to be understood – specifically, as part of an ongoing U.S. effort to respond to the challenges that have unfortunately been created by the PRC’s manipulation and exploitation of China-based entities (and Chinese citizens) in support of the Chinese Communist Party’s (CCP’s) efforts to remain in power in the PRC and to seize for itself the commanding heights of military and technological power in the mid-21st-Century geopolitical arena.
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           I.          Three Perspectives on the Huawei Policy "Landscape"
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          To help elucidate the context in which the “Huawei problem” is embedded, and which has necessitated these export control changes, this paper will look at that problem from multiple angles.  Huawei is a PRC-state-supported information and communications technology firm that serves as a tool of manipulation and influence for the CCP, both at home and abroad, and of course the company is therefore nothing whatsoever like a beautiful ancient Chinese painting.  Nevertheless, I hope the reader will forgive a loose analogy to Chinese art as we look at the challenges Huawei presents to the United States and to many other countries around the world.
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          It is not uncommon in Chinese landscape painting – as seen, for instance, in the early 11th-Century masterpiece 
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            Travelers among Mountains and Streams
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          by Fan Kuan, a classic of Northern Song landscape painting that is currently in the permanent collection of the 
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           National Palace Museum
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          in Taiwan – for an artist to employ multiple different perspectives in the same painting.  This ancient approach made no use of the “laws” of one-point linear perspective later articulated in the Italian Renaissance during the 14th and 15th Centuries.  Instead, works such as Fan’s 
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           Travelers
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          often painted the foreground, middle ground, and distance as if each were being seen from a slightly different angle, 
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           yet at the same time
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          .  This was not so much a technical failing, one presumes, than it was simply a way to help the viewer appreciate a landscape more fully – albeit less “realistically” – than is arguably possible with merely a single, quasi-photographic perspective.  Such overlapping perspectival framing permitted immediate visual access to more facets of a scene than could be directly apprehended from a single vantage point.
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          Taking that artistic insight as inspiration, therefore, this paper will offer three overlapping and complementary perspectives upon the Huawei challenge that the Western world faces today, and upon what we in the U.S. Government are doing to meet it.  Each of these framings is valid, significant, and compelling in its own right, but the reader will benefit most – and be able more fully to appreciate the U.S. position – by having all three of these overlapping and complementary perspectives spelled out distinctly.
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           A.          Technology Theft
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          The first of these perspectives has to do with theft – specifically, the theft of cutting-edge U.S. technology by the PRC acting through its instrumentality Huawei.  In this respect, the Huawei export control saga began in January 2019, with 
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           the indictment of Huawei and one of its affiliates by the U.S. Department of Justice for a range of crimes
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          – specifically, bank fraud and conspiracy to commit bank fraud, wire fraud and conspiracy to commit wire fraud, violations of the International Emergency Economic Powers Act (IEEPA) and conspiracy to violate IEEPA, and conspiracy to commit money laundering.  In short, as one U.S. Attorney described the situation, the indictment charged that “[f]or over a decade, Huawei employed a strategy of lies and deceit to conduct and grow its business.”
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          Thus surfaced the first wave of concerns over Huawei’s alleged role in stealing U.S. technology for its CCP masters.[1]   In the wake of this indictment, the State Department’s Bureau of International Security and Nonproliferation nominated Huawei to be added to the Commerce Department’s “Entity List” of foreign actors that are understood to be involved in potential diversion of items to weapons of mass destruction programs or in “
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           activities contrary to U.S. national security and/or foreign policy interests
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          .”  In May 2019, 
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           the company and 68 of its non-U.S. affiliates were added to the Entity List
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          .  An additional 46 foreign affiliates of Huawei were added in August 2019.
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          Since then, this problem of outright theft and illegality has only become worse.  In February 2020, the Department of Justice – after having investigated further – filed a superseding indictment, further charging Huawei and several of its subsidiaries with conspiracy to violate the Racketeer Influenced and Corrupt Organizations Act (RICO), through “decades-long efforts,” in the United States and in the PRC, involving
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          “
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           [the] misappropriat[ion] [of] intellectual property, including from six U.S. technology companies, in an effort to grow and operate Huawei’s business.  The misappropriated intellectual property included trade secret information and copyrighted works, such as source code and user manuals for internet routers, antenna technology[,] and robot testing technology
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          The proceeds from this racketeering activity, the indictment alleged, were reinvested in Huawei’s worldwide business, including in the United States.[2]
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          To be sure, Huawei’s involvement in such theft hardly makes it a unique case in the Chinese high-technology sector. Unfortunately, just this sort of intellectual property theft by PRC entities is routine and rampant.  But these indictments 
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          make a compelling case that we needed to approach such thieves differently from an export control perspective.  Just as with the PRC’s China General Nuclear Power Company (CGNPC) – which was 
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           indicted in April 2016, along with one of its employees in the United States, for illegally trying to obtain U.S. technology for Chinese nuclear reactor programs
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          , and whose activities in not just stealing U.S. nuclear reactor technology but also in diverting it to the PRC’s armed forces led us 
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           to revise our civil-nuclear export control rules for the PRC
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          – Huawei’s indictment for similar thievery made clear that we could not continue export control “business as usual” with it.
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          This, then, is one important perspectival framing of the Huawei problem.  The PRC, of course, is notorious for not respecting the rule of law, as well as for its opaque, closed, corrupt, and unaccountable system of governance.  Indeed, the PRC weaponizes Western legal scrupulousness and commitment to a free and open international order to gain competitive advantage.  Its leaders have been effectively immune from law enforcement scrutiny and action, and at arms length from the ordinary consequences that should flow from impartial audits and the accountability of democratic governance.  In the CCP’s playbook, rules are things to which 
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          should be held accountable when this proves useful to the success of the PRC’s domestic industry champions and the accretion of the PRC’s power globally.  When it comes to restrictions 
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          Beijing, however, the CCP regime seems ever less interested in accountability as the PRC’s power grows.
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          Does the PRC respect 
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          ?  Not when the CCP wishes to undertake a campaign of repression against its own citizens, including against members of ethnic and religious minority groups in Xinjiang, where more than one million individuals have been detained in internment camps since April 2017. Does Beijing respect the findings of the international tribunals adjudicating maritime claims in the South China Sea?  Not so long as it wants to seize that area for itself and 
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           violate Xi Jinping’s own prior promises
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          by building a constellation of military bases on tiny man-made islands.  We in the United States take very seriously the obligation under Article VI of the 
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          (NPT) to pursue negotiations in good faith on effective measures to end the arms race, but what does Beijing think?  In December 2019, we formally invited the PRC in good faith to begin a strategic security dialogue on nuclear risk reduction, arms control, and their future – but at the time of writing, many months later, we still await Beijing’s response.
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          Does the PRC even respect the CCP regime’s 
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          longstanding arguments about the importance of “non-interference” in the “internal affairs” of other states?  Not when it wants to bully other countries about how they describe the PRC 
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           in their own domestic media
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          or when it objects on political grounds even to 
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           street art thousands of miles away in another sovereign state
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          , or when the CCP wants to threaten a foreign government in order to 
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    &lt;a href="https://time.com/5830675/china-australia-coronavirus-inquiry"&gt;&#xD;
      
           stifle international calls to investigate how the terrible COVID-19 virus was able to spread so far so quickly
          &#xD;
    &lt;/a&gt;&#xD;
    
          while PRC authorities 
          &#xD;
    &lt;a href="https://www.nytimes.com/2020/02/06/world/asia/chinese-doctor-Li-Wenliang-coronavirus.html"&gt;&#xD;
      
           suppressed warnings by doctors in Wuhan
          &#xD;
    &lt;/a&gt;&#xD;
    
          .
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In such cases, where the PRC sees a chance to seize advantage over others, transparency, accountability, and the rule of law are of little interest to the CCP regime, and indeed may even be considered threatening to it.  Fundamentally, the PRC’s system of governance is grounded not in the rule 
          &#xD;
    &lt;em&gt;&#xD;
      
           of
          &#xD;
    &lt;/em&gt;&#xD;
    
          law but rather in the Communist Party’s rule 
          &#xD;
    &lt;em&gt;&#xD;
      
           by and through
          &#xD;
    &lt;/em&gt;&#xD;
    
          law, for the Chinese Communist Party itself is conceptually and structurally antecedent to the PRC’s legal system, the purpose of which is to serve the party.  (With apologies to Voltaire, who once made a similar point about the relationship between 18th Century Prussia and its army, it might be said that while many states have political parties, in the PRC the Communist Party has its own 
          &#xD;
    &lt;em&gt;&#xD;
      
           state
          &#xD;
    &lt;/em&gt;&#xD;
    
          .)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This attitude toward law goes back a long way.  In their propaganda narratives, PRC officials like to emphasize themes deriving from China’s Confucian heritage, with its emphasis upon benevolence and virtue in leadership.  In reality, however, the governing philosophy of the CCP owes more to ancient Chinese Legalism, a philosophy that aimed at achieving and consolidating absolute power, and which saw the purpose of law as being to support the power of the ruler rather than to make power in any way accountable.  Such Legalist advice from the scholar Shan Yang in the 4th Century B.C.E., it is recorded, helped Duke Xiao begin positioning the state of Qin for its long march of conquest over all the other polities of China’s ancient Warring States period, which eventually unified the country and created the notoriously tyrannical (if short-lived) Qin Dynasty in 221 B.C.E. from which “China” gets its name.  In some respects, unfortunately, it would appear that not too much has changed today.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the modern technology-transfer context, the results of the PRC’s self-aggrandizing and selectively scofflaw attitude have been all but catastrophic for the rest of the world.  Illegal, often cyber-facilitated intellectual property theft by PRC entities has helped lead to what former U.S. National Security Agency director Keith Alexander has described as “
          &#xD;
    &lt;a href="https://foreignpolicy.com/2012/07/09/nsa-chief-cybercrime-constitutes-the-greatest-transfer-of-wealth-in-history/"&gt;&#xD;
      
           the greatest transfer of wealth in history
          &#xD;
    &lt;/a&gt;&#xD;
    
          .”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The crimes for which Huawei has been indicted, therefore, may only be one piece of a broader PRC technology-theft problem, but they are an important part – in connection with which it was necessary for the United States to take a principled stand.  I’m proud of the role my Bureau played in nominating Huawei for the Entity List, for U.S. exporters indeed 
          &#xD;
    &lt;em&gt;&#xD;
      
           should
          &#xD;
    &lt;/em&gt;&#xD;
    
          think twice before engaging with foreign companies that steal U.S. technology – especially when they are doing so as part of a broader pattern of state-organized theft.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.          Strategic Competition Perspective
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          But mere technology theft, 
          &#xD;
    &lt;em&gt;&#xD;
      
           per
          &#xD;
    &lt;/em&gt;&#xD;
    
          se, is only one part of the Huawei problem.  The challenge – indeed the threat – presented by the PRC and its 
          &#xD;
    &lt;em&gt;&#xD;
      
           de facto
          &#xD;
    &lt;/em&gt;&#xD;
    
          instrumentalities such as Huawei is much greater than that.  The relevant context here is the PRC’s drive to seize a dominant share of global high technology markets as quickly as possible, such as under its infamous “Made in China 2025” strategy.  Crucially, these efforts are 
          &#xD;
    &lt;em&gt;&#xD;
      
           not
          &#xD;
    &lt;/em&gt;&#xD;
    
          being made simply for profit and to drive foreign competitors out of business, but also in support of the PRC’s geopolitical ambitions of a so-called national “return” to the dominant center of the geopolitical system.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This PRC strategy represents, almost by definition, a mortal threat to non-Chinese technology sectors, even if not all of them yet realize it, with some Western firms still transfixed even today by the short-term profits available from selling to PRC entities even while their Chinese competitors gather strength from non-competitive and illegal actions and PRC state subsidies, intending eventually to supplant such Western suppliers everywhere.  That certainly is, in itself, a huge problem.  But all of this – as we have 
          &#xD;
    &lt;a href="https://www.state.gov/the-prcs-military-civil-fusion-strategy-is-a-global-security-threat/"&gt;&#xD;
      
           emphasized repeatedly
          &#xD;
    &lt;/a&gt;&#xD;
    
          – is also a 
          &#xD;
    &lt;em&gt;&#xD;
      
           global security
          &#xD;
    &lt;/em&gt;&#xD;
    
          threat, as a result of the embeddedness of the PRC’s technology-transfer strategy in the CCP’s aggressively competitive geopolitics of hegemony in East Asia and more broadly.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          PRC theorists believe that technology and economic weight contribute, along with military muscle, to something called “comprehensive national power” (CNP), which is in effect a modernized and Sinicized version of what Soviet geopolitical theorists used to refer to as the “correlation of forces” that they felt would eventually allow their Marxist empire to overcome the capitalist West in 
          &#xD;
    &lt;em&gt;&#xD;
      
           that
          &#xD;
    &lt;/em&gt;&#xD;
    
          era’s geopolitical competition.  The ultimate purpose of Beijing’s strategy thus isn’t simply economic advantage, market share, and corporate profits – though in contrast to the USSR, today’s state-capitalist PRC both seeks and enjoys those things – but also geopolitical and strategic advantage.  Building superlative CNP is viewed as the key to acquiring dominant global power, something that others enjoyed vis-à-vis Beijing in the past, and which the CCP now intends to acquire for the PRC.  This is Xi Jinping’s “China Dream,” and acquiring controlling positions across a critical range of cutting-edge technologies is a critical part of the PRC’s revisionist geopolitics.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It is for this reason that we have tirelessly warned about the dangers presented by the PRC’s strategy of “
          &#xD;
    &lt;a href="https://www.state.gov/preventing-us-industry-exploitation-by-chinas-military-civil-fusion-strategy"&gt;&#xD;
      
           military-civil fusion
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” (MCF).  With CNP seen as the key to acquiring global power, implementation of MCF is, in Beijing’s view, the key to the PRC developing the most advanced military in the world by 2049 – which is expected to provide the CCP regime with a commanding position in global “hard power.”  In pursuit of such next-generation military dominance, MCF aims, to break down all barriers between the civilian sector and the military sector in the PRC, and to marshal the resources and know-how of both spheres – through coercion if necessary – in support of the CCP’s revisionist agenda.  I have been publicly 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
           warning about the dangers of MCF since July 2018
          &#xD;
    &lt;/a&gt;&#xD;
    
          , and buoyed by 
          &#xD;
    &lt;a href="https://www.state.gov/silicon-valley-and-national-security"&gt;&#xD;
      
           Secretary Pompeo’s powerful articulation of these challenges in a pathbreaking recent speech in Silicon Valley
          &#xD;
    &lt;/a&gt;&#xD;
    
          , we have been gradually reorienting the U.S. foreign policy and national security apparatus around the challenges of meeting this threat.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Make no mistake: Huawei is a major player in this PRC strategy.  The company, for instance, sells its “Unified Communications and Collaboration” technology to several elements of the People’s Liberation Army (PLA) and the PRC security services, including the PLA’s General Staff Department, the Beijing Military Region, the 2nd Artillery Corps (now the PLA Rocket Forces), and the Ministry of State Security (MSS).  Huawei also has strategic cooperation relationships with state-owned enterprises involved with military production, including the China Shipbuilding Industry Corporation’s 719 Research Institute, which has been involved in the design of nuclear submarines and sea-based nuclear power plants.  Huawei employees have, moreover, worked closely with PLA institutions, and in some cases appear actually to be “dual-hatted” as employees of state-owned defense enterprises.  And Huawei’s 5G telecommunications capabilities make it a key player in supporting the PLA’s drive for dominance in what PRC strategists term “6th Generation” or “intelligent warfare,” which they expect will depend upon Artificial Intelligence (AI) capabilities riding on a 5G backbone.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          So this, then, is the context for my second “perspective” on the Huawei problem.  The PRC’s MCF strategy has required a rethinking of how to approach national security export controls, because the CCP’s approach to acquiring foreign technology and diverting it to the PRC’s military and security services 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/chinese-technology-transfer-challenges-to-u-s-export-control-policy/"&gt;&#xD;
      
           makes rather a hash of traditional approaches to export controls
          &#xD;
    &lt;/a&gt;&#xD;
    
          , which tend to presume a meaningful distinction between “civilian” and “military” that is becoming increasingly opaque, or even meaningless, in the PRC.  Driven by such concerns, we have begun making adjustments to U.S. export control regulations, such as – as will be outlined hereinafter – in the definition of what can count as a “military end-user” and in the elimination of the so-called “CIV” category of export license exception vis-à-vis the PRC.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.          Human Rights Perspective
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          In my view, each of the first two perspectives I have offered here upon the Huawei problem are on their own enormously compelling. Nevertheless, there is a 
          &#xD;
    &lt;em&gt;&#xD;
      
           third
          &#xD;
    &lt;/em&gt;&#xD;
    
          way to frame the policy problem presented by Huawei – along with many of its siblings in the state-supported Chinese high-technology sector – that provides further reasons for any democratic government to shun such companies.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I 
          &#xD;
    &lt;a href="https://www.state.gov/huawei-and-its-siblings-the-chinese-tech-giants-national-security-and-foreign-policy-implications/"&gt;&#xD;
      
           pointed out in September 2019
          &#xD;
    &lt;/a&gt;&#xD;
    
          , across the malignant ecosystem of the PRC’s technologized authoritarianism, there is constant and continual cooperation between companies such as Huawei and the state security bureaucracy.  Nor is such cooperation optional for these companies if, when, and to the degree that the CCP commands such cooperation.  And it is here that Huawei’s various partnerships with the PLA, the MSS, and various military research institutes within PRC state-owned enterprises become even more sinister.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The Wujiang Public Security police, for instance, use Huawei technology to impose CCP controls upon the PRC’s citizenry, and Huawei’s own documents brag about providing the security police with high-technology “social stability” solutions in Pingan.  If you have any familiarity at all with the police state that the CCP has built, of course, you’ll know that this is nothing at all to brag about, but the role of PRC technology giants such as Huawei in enforcing and supporting CCP tyranny is well established on the public record.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Despite its pretensions to philosophical depth and world-historical themes of pseudo-Marxist dialectical progression and benevolent quasi-Confucian meritocracy, the Chinese Communist Party’s most original and significant contribution to human governance lies in its pioneering of a technologically-facilitated form of totalitarianism the likes of which humanity has never seen before.  Tragically, Huawei and its siblings have distinguished themselves as enablers for and handmaidens of this new form of oppression.  What’s more, they are making their technology – and thus the CCP’s repressive model – 
          &#xD;
    &lt;em&gt;&#xD;
      
           available for export
          &#xD;
    &lt;/em&gt;&#xD;
    
          , by offering surveillance tools and methodologies, in the name of “smart cities” and “safe cities” technologies, among other more readily obvious tools of suppression, to foreign governments, some of which are eager to replicate for themselves the iron grip that the CCP exercises upon the Chinese people.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the context of our relationship with Huawei, therefore, this is yet another reason why export control “business as usual” is impossible, and why it is a moral imperative for the democracies of the world to avoid entanglements with the CCP’s high-technology authoritarianism.  In the United States, we want our companies and citizens to avoid making such abuses profitable, and to avoid helping reward such egregious conduct through commercial profits.  To my eye, no one who takes human rights seriously would want to do anything 
          &#xD;
    &lt;em&gt;&#xD;
      
           other than
          &#xD;
    &lt;/em&gt;&#xD;
    
          shun PRC companies such as Huawei.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Together, therefore, these three perspectives on the “landscape” of Huawei-related policy issues[3]  should help explain the United States’ new approach to export controls vis-à-vis that company – and why such a new path has turned out to be so necessary.  The next section of this paper will briefly describe our responses to these threats to date, in putting Huawei on the “Entity List,” adjusting certain U.S. export control rules in light of the PRC’s MCF strategy, and making Huawei-related changes to the Foreign Direct Product Rule (FDPR).
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           II.          Our Responses
          &#xD;
    &lt;/b&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.          The Entity List
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          As noted earlier, we put Huawei on the Commerce Department’s “Entity List” in May 2019; we also added additional Huawei affiliates to the list in August 2019.  This was an essential predicate for properly evaluating and responding to the Huawei problem, inasmuch as most U.S. exports to Huawei did not previously require an export license.  By placing the company on the Entity List, we required licenses (with a few minor carveouts related, 
          &#xD;
    &lt;em&gt;&#xD;
      
           inter alia
          &#xD;
    &lt;/em&gt;&#xD;
    
          , to keeping telecommunications infrastructures and personal communications devices operational) for 
          &#xD;
    &lt;em&gt;&#xD;
      
           all
          &#xD;
    &lt;/em&gt;&#xD;
    
          transfers to Huawei, giving us visibility – for the first time – into the items and technologies it was acquiring from U.S. industry.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Although that listing came with a presumption of denial, this did not necessarily mean that we necessarily intend to deny all such transfers.  Being placed on the Entity List triggers a licensing requirement, but it does not in itself decide the outcome that results from evaluating such licenses.  Naturally, in light of what we now know about Huawei – and what we unfortunately continue to learn as time goes by – we are looking at such licenses with an increasingly skeptical eye that generally presumes rejection,[4]  but “listing,” 
          &#xD;
    &lt;em&gt;&#xD;
      
           per se
          &#xD;
    &lt;/em&gt;&#xD;
    
          , does not equate to “denial.”  It merely means that the U.S. Government deems it important to 
          &#xD;
    &lt;em&gt;&#xD;
      
           evaluate
          &#xD;
    &lt;/em&gt;&#xD;
    
          such questions, and this represents an important step forward for transparency and accountability in technology transfers.  With regard to Huawei, this was our first step.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.          Export Regulation Adjustments
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          The second major adjustment in U.S. rules vis-à-vis Huawei became clear in late April 2020, when the Department of Commerce announced an expansion of controls to “military end-users” (MEUs) in China, which include commercial entities when their functions are intended to support defined “military-end uses.”  Commerce also expanded the list of Export Control Classification Numbers (ECCNs) subject to MEU licensing requirements in light, 
          &#xD;
    &lt;em&gt;&#xD;
      
           inter alia
          &#xD;
    &lt;/em&gt;&#xD;
    
          , of past diversions of controlled items for military purposes and end-users that did not require a license for export.  These changes were necessary in response to the PRC’s MCF strategy – which, as noted above, has been systematically eroding prior distinctions between what is “civilian” and what is “military”  in China.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          These changes were hardly what we really 
          &#xD;
    &lt;em&gt;&#xD;
      
           wished
          &#xD;
    &lt;/em&gt;&#xD;
    
          to do, and we would have preferred to continue prior policies of exporting more liberally to “civilian” applications in the PRC.  MCF, however, has made that idea incoherent, for 
          &#xD;
    &lt;em&gt;&#xD;
      
           in effect, there is no longer any such thing as a purely “civilian” export to the PRC
          &#xD;
    &lt;/em&gt;&#xD;
    
          .  This certainly doesn’t mean that we intend to deny all covered exports to the PRC, but the CCP regime’s work to “fuse” the PRC’s civilian and defense industrial bases in support of regional hegemony and global revisionism has made it impossible for us to continue to permit exports without a greater degree of scrutiny.  Irrespective of what licenses we 
          &#xD;
    &lt;em&gt;&#xD;
      
           deny
          &#xD;
    &lt;/em&gt;&#xD;
    
          , therefore, it is vital for U.S. authorities to be able to see, and to assess, what items and technologies are being transferred into the CCP’s MCF apparatus.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This is also the rationale behind the United States’ accompanying elimination of the “Civil End User” – or “CIV” – category of license exception vis-à-vis the PRC.  It is also the basis for our proposal to eliminate certain “Additional Permissive Reexport” (APR) license exception permissions that previously allowed partner countries the ability to re-export U.S.-origin controlled items to countries such as the PRC without an export license from the Department of Commerce.  As that Department outlined its public explanation of the proposed APR change, it is considering this move because other countries might take differing views of what it is appropriate to send to the PRC.  Not surprisingly, we do not wish our own technology protection policies to be undermined through incautious re-export transfers to the PRC by those who do not yet share our perspective on the importance of principled resistance to Beijing’s theft of technology and its diversion to military purposes, its human rights abuses, and its geopolitical revisionism.  Our hope is that this proposed rule will give partners an opportunity to join our efforts.  Either way, however, only the CCP itself is to blame for these actions.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.          The Foreign Direct Product Rule
          &#xD;
    &lt;/b&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          The most recent of our export control changes vis-à-vis Huawei is the announcement of revisions to the FDPR in order to restrict Huawei’s ability to circumvent U.S. export controls by designing semiconductors and having them produced abroad using U.S. software-based design tools or equipment.  With these FDPR adjustments, the United States is imposing licensing requirements on these foreign-produced items when there is knowledge that they are destined for Huawei (or for affiliates appearing on the Entity List).  As a result, foreign items – including chipsets – that are produced 
          &#xD;
    &lt;em&gt;&#xD;
      
           anywhere
          &#xD;
    &lt;/em&gt;&#xD;
    
          from the designs of Huawei using U.S. Department of Commerce-controlled semiconductor manufacturing equipment or software will be subject to U.S. export licensing restrictions when there is knowledge they are destined for Huawei or one of its listed affiliates.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This is a very significant move, since while many sorts of semiconductor technology are by now widely available on global commercial markets from many suppliers, U.S. firms still enjoy a significant competitive advantage on many of the very best tools for designing and producing high-end semiconductors (
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g
          &#xD;
    &lt;/em&gt;&#xD;
    
          ., chips with “nodes” of extremely small size, which permit enormous amounts of computing power to be crammed into a tiny physical space). The PRC also targets advanced technology from a small number of like-minded countries such as Japan, the UK, the Netherlands, and Germany, but the United States maintains the lion’s share of technological advantage.  The PRC has hitherto procured top-notch chips from the United States and a few like-minded countries, and it is of course seeking to acquire such high-end manufacturing capabilities for itself, but at present this represents an arena in which the United States and our partners maintain a huge competitive advantage.  The new rule will constrain Huawei’s ability to design the very best chips, as well as its ability to access to the superlative manufacturing tools still provided by U.S. suppliers, to produce them.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This new FDPR is designed to minimize its adverse impact upon U.S. (and other Western) suppliers.  Indeed, this move may serve to help U.S. firms maintain their dominant market position in the very upper reaches of the semiconductor design and manufacturing business, by restricting Huawei’s access to the “secret sauce” ingredients that produce the world-class chips and high-end design tools that are today still available exclusively from U.S. industry.  More fundamentally, these adjustments should help impede the progress of Beijing’s MCF apparatus as it seeks to appropriate and redirect cutting-edge Western technology to support the CCP’s dreams of geopolitical revisionism.
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           III.          Conclusion
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          These are not challenges that we sought.  Quite to the contrary: none of these changes in U.S. export control policy in response to PRC technology-transfer, human rights, and geopolitical challenges are ones that we 
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           wished
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          to make.  Confronted with the realities of Beijing’s ambitions and the PRC’s “military-civil fusion” strategy, however, we had little choice but to act decisively.
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          The United States has long been committed to open and free trade for mutual benefit with the PRC, and it must always be remembered that – as my colleague, 
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           Assistant Secretary David Stilwell, powerfully recounted last year
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          – it was actually the United States’ 
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           embrace
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          of the PRC over most of the last generation that has been perhaps 
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           the
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          critical component in the PRC’s modern rise to geopolitical prominence.  Nevertheless, the Chinese Communist Party’s flagrant abuse of all this American and global goodwill for its own hegemonic self-aggrandizement has been nothing less than shocking, and the world is now awakening to that fact.  And we must respond accordingly.
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          Today, U.S. policy seeks to navigate between unpalatable extremes.  When it comes to the PRC, we are not nearly as naïve as we used to be about the potential for unrestricted foreign economic and technological engagement to feed the CCP’s military ambitions and geopolitical self-aggrandizement at the expense of our interests, and at a grave cost to the freedom and autonomy of the PRC’s own neighbors.  Our hope is to bring our close partners to this realization as well, and we are pleased by the progress we are making so far.
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          We are today not, for instance, open-heartedly foolish in the ways suggested in Thucydides’ rendering of Pericles’ famous funeral oration for Athens’ early casualties in Peloponnesian War:
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          “We throw open our city to the world, and never by alien acts exclude foreigners from any opportunity of learning or observing, although the eyes of an enemy may occasionally profit by our liberality ….”
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          Nor, however, are we needlessly paranoid and restrictive about engaging with foreigners in the high-end technologies of our day – as were, for example, the Venetian officials who in 1745 actually dispatched an assassination team to pursue two local glass-blowers who had taken the lucrative secrets of their trade abroad.[5]   In truth, the right answer surely lies between such asymptotes, and – as in so many other arenas – we will all suffer if we cannot navigate a prudent middle way between such extremes.  In the arena of national security export controls, it is just such an Aristotelian Mean of a response that we have been trying to implement.
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          The United States’ new export control rules are intended to be effective answers to the challenges so far presented by PRC firms such as Huawei, but yet responses that still preserve the possibility of beneficial engagement with the PRC.  It continues to be our view that the Sino-American relationship needs to be 
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           cooperative where it can be, even as we are now demonstrably committed to ensuring that this relationship is appropriately 
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            competitive
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           where the CCP regime leaves us no choice but to be so
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          .  The most recent adjustments to the FDPR, for instance, must be seen in this light, and in the broader context of the challenges that PRC revisionism and disrespect for international norms and the rule of law have forced upon the world.  We look forward to the day when it is no longer necessary to respond to such threats from the Chinese Communist Party.
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          -- Christopher Ford
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          NOTES
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          [2]   The second U.S. indictment also included new allegations about the involvement of Huawei and its subsidiaries in business and technology projects in countries subject to U.S., European Union, or United Nations sanctions, such as Iran and North Korea, as well as about its efforts to conceal these efforts to help such rogue regimes.
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          [3]   In truth, there is yet another potential perspective upon the Huawei problem that is worth mentioning here, related to the ways in which – under well-established PRC law and the extraordinary tools available to the CCP in coercing whatever behavior it wishes from Chinese citizens and companies operating either at home or abroad – the CCP is able to compel companies such as Huawei to do its bidding whenever it wishes.  In this context, and in sharp contrast with Western firms’ relationships with their own governments, it is important to remember that, at least in particular instances in which the CCP cares to make its will known
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            there is, functionally speaking, no distinction between “private” PRC companies and the government
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          .  Accordingly, Huawei must be regarded as a tool of strategic influence by the CCP regime in Beijing, and permitting oneself to become dependent upon a company such as Huawei for such things as one’s 5G telecommunications infrastructure is the same thing as giving the CCP the option of exerting direct control over that infrastructure – to manipulate it, or to deprive you of its functionality for purposes of political extortion, howsoever the CCP desires.  Nevertheless, since such potential strategic manipulation is not directly relevant from the perspective of U.S. export controls, I will not dwell upon it further here.
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          [4]   By way of full disclosure, while the Commerce Department administers the broader U.S. export control system, the Bureau of International Security and Nonproliferation screens U.S. export control licenses for nonproliferation and other technology-transfer implications.
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          [5] 
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           See
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          , e.g., Christopher Andrew, 
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           The Secret World: A History of Intelligence
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          (New Haven: Yale University Press, 2018), at 33 &amp;amp; 131 footnote.
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      <pubDate>Sat, 23 May 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2614</guid>
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    <item>
      <title>Arms Control and Disarmament: Adjusting to a New Era</title>
      <link>http://www.newparadigmsforum.com/p2585</link>
      <description>This is the seventh paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security.


Arms Control and Disarmament: Adjusting to a New Era
by
Dr. Christopher A. Ford
Arms Control and [...]</description>
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           Below is the text of the seventh paper in the
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            ACIS Papers series 
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         A
        rms Control and Disarmament: Adjusting to a New Era
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 7
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          May 20, 2020
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           This latest
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          ACIS Paper
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           publishes Assistant Secretary Ford’s remarks on May 20, 2020, as the keynote speaker at an event commemorating the 25th anniversary of the Sandia National Laboratory’s Cooperative Monitoring Center.  He offers thoughts on some of the most critical challenges the public policy community is facing regarding how diplomacy in arms control and disarmament can contribute to global security.  How we adapt our approaches to a changing security environment is perhaps the most important and potentially consequential decision diplomats have faced since the height of the Cold War.
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          Good afternoon, everyone, and thank you for inviting me to speak to you – even if it must be through this video link.  I always enjoy engaging with the great people who work at our national laboratories, and it is certainly an auspicious occasion to celebrate the 
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           Cooperative Monitoring Center
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          ’s quarter century of contributions to United States and to international security.
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          For this keynote address, I thought I would explore with you how we at the Department of State are trying to bring new thinking to bear on some of the most critical challenges facing the public policy community: how arms control and disarmament diplomacy can constructively contribute to U.S. and to global security.
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          Matters of arms control and disarmament policy, after all, have long presented policymakers with special challenges.  Because weapons of mass destruction issues – and particularly matters related to nuclear weapons policy – raise existential questions of human survival, while simultaneously being linked to critical challenges of national autonomy in the face of intimidation and potential aggression, they are policy matters of inescapable concern to every citizen and frequently generate understandably strong feelings.  Yet they are also matters involving sometimes extraordinarily arcane technical questions and game-theoretical challenges, which can be baffling to non-experts even while sometimes hiding unwisdom behind a technocratic façade.
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          In historical terms, moreover, questions about how we approach nuclear weapons policy are still matters of collective human first impression.  They are also areas in which enormously consequential decisions must be made with radically incomplete information, which is frustrating and challenging, but also in some sense merciful.   We have no control studies of what would happen if 
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          courses of action were taken, nor – happily – any examples to learn from of 
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          nuclear deterrence and the descent to nuclear warfare.  (When the seminal U.S. nuclear weapons theorist Herman Kahn was once criticized by U.S. military officers unhappy at being lectured on nuclear strategy by a bespectacled, overweight, pencil-pushing civilian, he shot back: “How many thermonuclear wars have 
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          fought recently?”  In this arena, as Kahn admitted, everybody is thankfully just a theorist.[1])  These are among the most difficult policy questions, even on the best of days.
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          Such challenges are at their most acute, however, when they arise in periods of significant geopolitical change.  To the degree that nuclear weapons policies – and approaches taken in the related fields of arms control and disarmament, which attempt to use diplomacy to preserve the peace and to mitigate nuclear risks as much as possible – make sense, they do so 
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           in the context of
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          the particular global security environment that decision-makers happen actually to face.  (Few strategies in this respect, one imagines, make sense entirely 
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           a priori
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          .  The details always matter.)  The ways in which we adapt our approaches to changing permutations of that security environment represent perhaps the most important and potentially consequential decisions presented by statecraft at any time since the height of the Cold War.  For this reason, it is of great importance that we think carefully about how we respond to the significant geopolitical shifts that are underway.
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           I.          The New Competitive Context
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          So what are the shifts we now face?  Many expected the post-Cold War era to be one of transnational or post-national opportunity: a time in which the great power contests of the past could be put behind us.  And indeed it did, for a time, seem to be living up to that promise.
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          Some politicians spoke of the emergence of a “new world order,” for instance, while some scholars suggested that the resolution of the Cold War ideological contest had left liberal democracy as the only legitimate system and presumptive “end state” of human governance.  Europe set about integrating itself into ever-tighter variations of Union, and began also to bring many of the former states of the Warsaw Pact and the former Soviet Union into its fold – an approach also followed by the Cold War-winning NATO alliance itself.  New agreements were reached to eliminate the majority of the nuclear weapons that the superpowers had aimed at each other for decades, to prohibit entire classes of weaponry (
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          ., chemical weapons and antipersonnel land mines), and to try to ban nuclear testing.  Moreover, building on ideas that had been gestating since the Helsinki Final Act of the 1970s, a global criminal court was established, while international legal scholars debated the international community’s right (or obligation) to protect the citizens of countries from their own governments.  Even the intractable problems of the Middle East seemed briefly to be on the mend, with negotiations between longtime Israeli and Palestinian antagonists and the establishment of a Palestinian proto-state, while Protestants and Catholics in Northern Ireland also buried the hatchet.
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          Free trade agreements blossomed among the major powers, and a newly export-focused China was embraced and admitted into the World Trade Organization, despite the Chinese Communist Party’s (CCP’s) massacre of its own citizens protesting for democracy on Tiananmen Square, as an expression of the world’s hope that this embrace would help transform China into a more rule-abiding and responsible power.  All in all, the era’s globe-spanning financial markets, industrial supply chains, and commercial markets – not to mention the development of a truly globalized information space that opened up vast new human communicative and interactive possibilities largely independent of national borders, through the Internet – seemed not just to be producing unprecedented growth but more generally to be tying the world together into a single, cosmopolitan, neoliberal whole.  Or so we told ourselves.  Domestically, politicians of many stripes and in a growing number of countries increasingly embraced this seeming neoliberal consensus, suggesting for a time that the “end of history” pundits may have been correct.
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          To be sure, that “new age” had its crises, many of them enormous – including an East Asian debt crisis, genocide in Rwanda, Iraq’s invasion of Kuwait, and violent ethnic cleansing in the former Yugoslavia that led to NATO’s military intervention.  After the disappearance of the Soviet Union, and while the People’s Republic of China (PRC) focused upon internal stabilization and economic growth, Western leaders’ national security attention turned from great power concerns to the challenges of preventing less powerful countries from rocking the geopolitical boat with dangerous weaponry.  This raised nonproliferation to a central issue of global concern, most dramatically with the tragically fraught issue of weapons of mass destruction in Saddam Hussein’s Iraq, revelations about A.Q. Khan’s nuclear proliferation network, Iran’s nuclear weapons program, and North Korea’s development of nuclear weaponry.  And of course there was also the horrific rise of jihadist terrorism in the Middle East and farther afield, and the subsequent turn of the West – and especially the United States – toward “kinetic” responses to rogue state and non-state challenges after the terrorist atrocities inflicted upon us in the 1998 embassy bombings and of course the attacks of September 11, 2001.
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          The post-Cold War world was not, therefore, exactly a peaceful one.  But it was taken for a while to be an “end of history” in at least one sense: for the first time in many hundreds of years, the main challenges the world faced were 
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          ones related fundamentally to the major powers’ geopolitical competition with each other.  The main issues, it appeared, were either supra- or trans-national ones, or they were national questions in the sense that they concerned what the relationship should be between particular (usually less powerful) states and a broader international environment that was congealing into some kind of neoliberal community.
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          Today, however, many of these dynamics seem to have reversed, or at least their teleology has been called fundamentally into question, in areas ranging from domestic politics to economics to security policy.  From the perspective of global security policy, the most dramatic of these shifts – and certainly the one with the most potential to result in catastrophic war – has been the largest powers’ return to the geopolitics of political-military competition.
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          I suppose we can take heart that in many circumstances, competition today is mediated by an array of international institutions, treaties, rules, and norms – many of which did not exist in prior competitive centuries, and all of which reflect deeply embedded social and economic preferences for peace, stability, and prosperity.  Nevertheless, we are clear-eyed about the challenges presented by increasingly powerful revisionist states that are both dissatisfied with their status in the international system and willing to act in dangerous, destabilizing, and entirely unscrupulous ways in order to trade up.
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          Paradoxically, the challenges we face today are in part consequences of our past victories.  Claiming to have been made anxious by many of the aforementioned post-Cold War trends, including a coalescing neoliberal community, the expansion of NATO toward its borders, the spread of democracy and so-called “color revolutions” in its perceived traditional sphere of influence, and nursing grievances of lost geopolitical clout, Russia was perhaps the earliest openly to proclaim its intention to build itself back into the kind of great power competitor to the United States it had once been.  Vladimir Putin made this clear at least as early as his so-called “Millennium Message” published in 1999 as he first arrived in the Kremlin, declaring that Russia’s return to muscular greatness – restoring what he viewed as the proper order of things after the collapse of Soviet imperial power, which Putin has described as a “global catastrophe” – was a national duty that required “an immense effort from all the nation’s intellectual, physical, and moral forces.”
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          Putin’s revisionist agenda has thus turned increasingly toward self-aggrandizement by means of extravagant provocations, such as Russia’s invasions of Georgia and Ukraine, overseas expeditionary warfare in Syria, interference in Western elections, the use of energy as a weapon, chronic violations of arms control agreements and arrangements, the deployment of “private” military contractors to hotspots around the world, a build-up of non-strategic nuclear weaponry, and the pursuit of bizarre new “exotic” strategic delivery systems, as well as assassinations and assassination attempts against defectors and political opponents in the West using radioactive poison and an illegal chemical weapon.  Needless to say, such dangerous choices have gravely damaged what hopes there might have been for post-Cold War reconciliation and cooperation.
         &#xD;
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          For their part, leaders in the PRC had long signaled their own geopolitically revisionist intentions, but for most of the post-Mao era they lacked the capacity to act openly on such intentions and generally espoused only reassuring rhetoric about “win-win” global solutions and the supposedly non-threatening nature of the PRC’s rise.  This messaging plan generally hewed to Deng Xiaoping’s famous “24-character strategy” of encouraging the country to “bide its time and hide its capabilities” while quietly building up its strength.
         &#xD;
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          Under Hu Jintao and now especially under Xi Jinping, however, the CCP clearly feels that it no longer needs to follow Deng’s strategy of “hiding and biding.”  Chinese officials now openly speak of “national rejuvenation” objectives that include the “Strong Military Dream” of ensuring that Beijing’s armed forces acquire world-class capabilities superior to those of anyone else on the planet by 2049, which will mark the centenary of the founding of the People’s Republic. Today, the PRC is engaged in a gigantic, full-spectrum military build-up that includes the development of power-projection capabilities with global reach, and will also involve at least doubling the size of Beijing’s nuclear arsenal during the next decade.  It has also adopted a whole-of-system strategy called “military-civil fusion” that incorporates the civilian sector – to include academic researchers – into its efforts to acquire and develop advanced and emerging technologies overseas for diversion to military and security end uses that support the CCP’s global ambitions.
         &#xD;
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          Nor is the CCP’s ambition limited simply to making the PRC into what late 19th Century Japanese imperialists called 
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    &lt;em&gt;&#xD;
      
           fukoken kyohei
          &#xD;
    &lt;/em&gt;&#xD;
    
          (“a rich country with a strong military”).  Xi himself explained in his speech to the 19th Party Congress that in this “new era,” China is transitioning from a “rich country” to a “powerful country.”  He also outlined that in this “new era,” China will make its bid for global leadership.  Beginning well before Xi Jinping came to power, CCP officials began speaking increasingly of a “China model” of governance that the rest of the world should follow.  This global vision of what the Party describes as a “harmonious world” is explicitly modeled on the so-called “harmonious society” the Party has been aggressively trying to build in China since 2003.  (Suppressed dissidents in China today sometimes thus speak of having been “
          &#xD;
    &lt;a href="https://www.newyorker.com/magazine/2018/12/24/chinas-bizarre-program-to-keep-activists-in-check"&gt;&#xD;
      
           harmonized
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    &lt;/a&gt;&#xD;
    
          ” – which tells you pretty much all you need to know about whether the PRC vision of a so-called “harmonious world” is one that other countries should do anything but dread.)
         &#xD;
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          Today, Xi Jinping himself describes geopolitics in notably ideologized terms, inviting international partners to join what he calls a “community of common destiny” and depicting the international system as a rivalry between Western democratic capitalism and the “new model” of development he says the PRC offers to the world – that is, Party-run, police-state 
          &#xD;
    &lt;em&gt;&#xD;
      
           dirigiste
          &#xD;
    &lt;/em&gt;&#xD;
    
          capitalism.  Through the CCP’s lens, at least, a competition for the future of the world is already in full bloom.
         &#xD;
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  &lt;p&gt;&#xD;
    
          And now, playing catch-up, U.S. leaders have also joined the state competitive game, keenly perceiving the degree to which Russian and PRC ambitions represent efforts to undermine the United States’ own post-Cold War position in the geopolitical arena, and alarmed by the threats those two countries present to democratic values worldwide.  Today, we strive to meet these challenges, with the U.S. 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/wp-content/uploads/2017/12/NSS-Final-12-18-2017-0905.pdf"&gt;&#xD;
      
           National Security Strategy
          &#xD;
    &lt;/a&gt;&#xD;
    
          and 
          &#xD;
    &lt;a href="https://dod.defense.gov/Portals/1/Documents/pubs/2018-National-Defense-Strategy-Summary.pdf"&gt;&#xD;
      
           National Defense Strategy
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    &lt;/a&gt;&#xD;
    
          both highlighting interstate competition as a challenge requiring renewed focus, with the former specifically singling out “the revisionist powers of China and Russia” as strategic competitors.
         &#xD;
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          Although in its supra-regional, nuclear-armed, and structurally trilateral manifestation, today’s competitive framework is historically unique – for it does not resemble either the dyadic rivalry of the Cold War or the more broadly multilateral challenges of 19th Century European statecraft, Early Modern European dynastic competition, the feuding statelets of the Italian Renaissance, or the competing “Warring States” of ancient China.  But state-on-state competition is now once again a feature of the international arena in explicit ways.  And this shift, in turn, has profound implications for how we think about issues such as arms control and disarmament.
         &#xD;
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           II.          Destabilizing Received Wisdoms
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    &lt;/b&gt;&#xD;
    
          Whether one admits it or not, geopolitical developments have radically destabilized some of the received wisdoms that certain portions of the policy community have internalized after the end of the Cold War.  This is particularly the case in the arms control and disarmament arena, where some seemed to draw the 
          &#xD;
    &lt;a href="https://www.state.gov/the-psychopolitics-of-arms-control/"&gt;&#xD;
      
           conclusion that we could now just collectively 
           &#xD;
      &lt;em&gt;&#xD;
        
            will
           &#xD;
      &lt;/em&gt;&#xD;
      
           ourselves magically to stable disarmament without concern for details such as security and deterrence
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    &lt;/a&gt;&#xD;
    
          , while others seem to have concluded that the risks and compromises inherent in negotiated restraint were anathema, intrinsically asymmetric, and in any event unnecessary in a unipolar world.
         &#xD;
  &lt;/p&gt;&#xD;
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          Well beyond merely the institutional challenges of organizing one’s policy bureaucracy for a state-competitive environment, we thus also face profound 
          &#xD;
    &lt;em&gt;&#xD;
      
           conceptual
          &#xD;
    &lt;/em&gt;&#xD;
    
          challenges.  This new era will likely require some new thinking – new models, new paradigms, and a new policy discourse that transcends debunked verities from an older time – if strategy and statecraft are to provide answers to today’s problems.
         &#xD;
  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
          All of this makes it a fascinating, challenging, and potentially hugely rewarding time to be part of the national security and foreign policy community.  Former U.S. Secretary of State Dean Acheson titled his 1969 memoir 
          &#xD;
    &lt;em&gt;&#xD;
      
           Present at the Creation
          &#xD;
    &lt;/em&gt;&#xD;
    
          in a reference to his involvement in American diplomacy during the seminal years in which an entirely new international system was created in the wake of the Second World War and with the onset of decades of U.S.-Soviet rivalry; a memoir from the world’s transition from the Cold War to the singular moment of U.S. unipolarity and neoliberal globalization three decades ago might perhaps use similar imagery.  It would seem that we are on the cusp now of something yet again different, but, as is so common during important global shifts, the facts of the security environment are changing faster than our conceptual paradigms.  It’s time to do better.
         &#xD;
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           III.          Building a New Discourse
          &#xD;
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          In the so-called “T” family of bureaus at the State Department – the portions concerned with arms control, nonproliferation, disarmament, arms transfers and security partnership capacity building, space and cyberspace security, missile defense, deterrence, and the national security challenges presented by emerging technologies – we are working to develop, articulate, and implement new approaches in response to these new problems.  Some of these efforts are being undertaken at what might be called the strategic level, and others more specifically in the arms control and disarmament field itself.
         &#xD;
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          For one thing, the Western policy community needs to rediscover the fact that real strategy – as opposed to merely driving toward one’s most-desired end state irrespective of circumstances – represents a challenge of choice-making under constraint: of prioritizing certain critical goals and, necessarily, concomitantly 
          &#xD;
    &lt;em&gt;&#xD;
      
           de
          &#xD;
    &lt;/em&gt;&#xD;
    
          -prioritizing others.  We cannot afford the luxury of a psychology that imagines we can achieve all the policy objectives we want, meeting all challenges in all places with equal vigor, out-spending and out-thinking all potential adversaries all the time, and not having to make difficult trade-offs or to live with concededly suboptimal outcomes in some important areas in order to ensure we meet critical needs in the 
          &#xD;
    &lt;em&gt;&#xD;
      
           most
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    &lt;/em&gt;&#xD;
    
          important ones.
         &#xD;
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          Already, the challenges of great power competition have forced U.S. leaders into hard choices about such trade-offs.  The 
          &#xD;
    &lt;a href="https://dod.defense.gov/Portals/1/Documents/pubs/2018-National-Defense-Strategy-Summary.pdf"&gt;&#xD;
      
           National Defense Strategy
          &#xD;
    &lt;/a&gt;&#xD;
    
          , for example, openly admits this, emphasizing for the reader that as we emerge from a period of “strategic atrophy” and face “increased global disorder” and “a security environment more complex and volatile than any we have experienced in recent memory,” there can be “no complacency – we must make difficult choices and prioritize what is most important.”  In this context, notes the NDS, “[i]nter-state strategic competition, not terrorism, is now the primary concern in U.S. national security.”
         &#xD;
  &lt;/p&gt;&#xD;
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          It is too early to tell precisely what this new environment will bring.  It may be, for instance, that our successors will look back on the United States’ years of terrorist-hunting in the Middle East much like some later observers looked back on Britain’s far-flung Victorian wars – that is, as fascinating and picturesque, if controversial, endeavors that yet turned out to be, in geopolitical terms, merely a sideshow to and even a distraction from the dynamics that shaped the epochal geopolitical contests of the generations that followed.  It is far too early to tell.  Either way, the shifts in today’s security environment clearly demand agile thinking and long-game perspectives, habits of mind to which much of our policy community has become unaccustomed.  Making the difficult choices that lie ahead will require a degree of equity-balancing prudence and intellectual humility that may have to be painfully re-learned by those who still inhabit the various 
          &#xD;
    &lt;em&gt;&#xD;
      
           we-can-have-it-all
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    &lt;/em&gt;&#xD;
    
          mindset of the fading unipolar moment.
         &#xD;
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          We are presently doing what we can to help meet the conceptual demands of the 
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    &lt;em&gt;&#xD;
      
           current
          &#xD;
    &lt;/em&gt;&#xD;
    
          geopolitical moment.  In a 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/05/T-paper-series-6-Strategic-competition.pdf"&gt;&#xD;
      
           recent edition of the State Department’s 
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      &lt;em&gt;&#xD;
        
            Arms Control and International Security (ACIS) Papers
           &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
          , I sketched a conceptual framework through which our various efforts in my corner of the State Department can be fit together into a vision of competitive strategy that focuses upon relative rates of progress, rather than necessarily assuming an absolute teleology of “victory.”  In a nutshell, our efforts promote U.S. comparative advantages and slow the development of adversary threat capabilities, so as to buy time in which diplomatic, political, and socio-economic change can eventually soften the competitive harshness of the current environment.  In such ways, we are trying to build upon the insights of the NSS and the NDS in articulating a sustainable approach to competitive posture and long-term success.
         &#xD;
  &lt;/p&gt;&#xD;
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          More specifically in the arms control and disarmament arena, we have not shied away from pointing the finger at some of the obsolete modes of thought that the dynamics of the current global security environment tend to problematize.  I have, for example, 
          &#xD;
    &lt;a href="https://www.state.gov/the-psychopolitics-of-arms-control/"&gt;&#xD;
      
           pointed out
          &#xD;
    &lt;/a&gt;&#xD;
    
          some of the conceptual pathologies of those convinced that arms control and disarmament can be approached independently of questions of geopolitics and security.  In 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/04/T-paper-series-1-Arms-Control-2.pdf"&gt;&#xD;
      
           another monograph in the 
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      &lt;em&gt;&#xD;
        
            ACIS Papers
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      &lt;/em&gt;&#xD;
      
           series
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          , I also described the progress being made with our message that in a competitive environment of constrained resources – in which our side does not hold all the cards and cannot realistically expect entirely to run the board – there remains real value in seeking negotiated restraints and measures to improve mutual confidence-building and transparency, even if such agreements must be reached, ever so very carefully, with scofflaws and scoundrels.
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          The cautious but supportive reaction across the policy community to current U.S. diplomatic initiatives on disarmament suggests that we are making progress against such pathologies, and beginning to build a common-sense coalition of serious thinkers from both the Left and the Right.  Convinced by our own internal U.S. “
          &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=2041"&gt;&#xD;
      
           nuclear vision review
          &#xD;
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          ” in 2017 that prior approaches to nuclear disarmament were conceptually flawed and even counterproductive in the current security environment, we have been working to build a new disarmament discourse that marries the United States’ longstanding commitment to its obligations under Article VI of the Nuclear Nonproliferation Treaty (NPT) with a renewed awareness of, respect for, and emphasis upon the need to address real-world security challenges if disarmament is to have any future.
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          One of the results of this work is the 
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    &lt;a href="https://www.state.gov/lessons-from-disarmament-history-for-the-cend-initiative/"&gt;&#xD;
      
           Creating an Environment for Nuclear Disarmament
          &#xD;
    &lt;/a&gt;&#xD;
    
          (CEND) Initiative, which – despite delays caused by travel lockdowns associated with the COVID-19 pandemic – is now poised to begin substantive work along three distinct lines of effort in exploring potential ways 
          &#xD;
    &lt;a href="https://www.state.gov/moving-forward-with-the-cend-initiative/"&gt;&#xD;
      
           in which the disarmament community can move forward
          &#xD;
    &lt;/a&gt;&#xD;
    
          in realistic, security-aware ways.  This dialogue and engagement across the various chasms that divide the disarmament policy community is critical.  If you’ll forgive the comparison, transformative chemical reactions tend to occur at the margins, rather than in the center, of a homogeneous substance; analogically, it is our hope that by bringing a broad range of stakeholders together from across these divisions we will catalyze new answers to at least some of the problems that have long stymied disarmament discourse.  Sandia’s Cooperative Monitoring Center knows from its own experience the value of bringing diverse parties together in cooperative and collaborative security-building, so I’m sure you can apprecaite the importance of this approach.
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          Another manifestation of our commitment to meeting the needs of today’s state-competitive environment is our effort to model a mature and realistic approach to arms control.  This means pursuing verifiable agreements that meet security needs – such as our search for “
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/04/T-paper-series-1-Arms-Control-2.pdf"&gt;&#xD;
      
           next-generation arms control
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          ” that will achieve the President’s objective of a trilateral arms control agreement with Beijing and Moscow – while being willing to walk away from agreements that do 
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    &lt;em&gt;&#xD;
      
           not
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    &lt;/em&gt;&#xD;
    
          serve the interests of security and stability, or that are simply being flouted, to our detriment, by the other side.  With a new Special Presidential Envoy for Arms Control now on board at the Department, we are stepping up our efforts to build a new framework for arms control in order to prevent the nuclear arms race that threatens to emerge if the PRC and Russia do not end their current nuclear build ups and join us in a new arms control framework.  So far only Russia has responded to our invitation to those two countries in December 2019 to begin discussions on this topic, but I can assure you that we will hold the PRC to account if it continues to refuse to come to the table to negotiate effective measures to prevent a nuclear arms race.  Security and humanity both demand this.
         &#xD;
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          Even where traditional arms control frameworks do not seem viable for a variety of technical reasons, U.S. diplomats are today also on the cutting edge of efforts to develop global consensus on norms of responsible state behavior in new areas such as 
          &#xD;
    &lt;a href="https://www.state.gov/whither-arms-control-in-outer-space-space-threats-space-hypocrisy-and-the-hope-of-space-norms/"&gt;&#xD;
      
           outer space
          &#xD;
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          , as well as emerging areas of technology such as 
          &#xD;
    &lt;a href="https://www.state.gov/wp-content/uploads/2020/04/T-Paper-Series-2-LAWS.pdf"&gt;&#xD;
      
           lethal autonomous weapons systems
          &#xD;
    &lt;/a&gt;&#xD;
    
          (LAWS).  We have already had tremendous success building consensus around such a framework for cyberspace, which now includes: affirmation that existing international law applies to state behavior in cyberspace; adherence to certain non-binding norms of responsible state behavior in cyberspace during peacetime; and the development and implementation of practical confidence-building measures to reduce the risk of conflict in cyberspace.  Through such efforts, we hope not just to direct U.S. policies into the most productive available channels and to thwart certain disingenuous Russian and PRC diplomatic overtures, but also to restructure and reorient global arms control and disarmament discourse more broadly – into forms that are adaptive, rather than maladaptive and dangerous, in the present state-competitive security environment.
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          To be sure, change, especially to one’s mindset, can be slow and challenging.  Some still cling to outmoded ideas and approaches even while the geopolitical “facts on the ground” change around them in ways that make their understandings increasingly incoherent and their favored policy recipes increasingly inapt.  There are signs, however, that some of the more intransigent reflexive enthusiasms of the past are losing momentum.
         &#xD;
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          The counterproductive and misguided 
          &#xD;
    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/the-treaty-on-the-prohibition-of-nuclear-weapons-a-well-intentioned-mistake/"&gt;&#xD;
      
           Treaty on the Prohibition of Nuclear Weapons
          &#xD;
    &lt;/a&gt;&#xD;
    
          (TPNW), for instance, has lost much of its early momentum.  This is not entirely surprising, of course, since its supporters remain unable to explain how that treaty’s ineffective and polarizing virtue-signaling actually meets nations’ security needs and does not undermine collective efforts to deter aggression in the current security environment.  TPNW supporters also remain unable to explain why their civil-society activism for disarmament – which, after all, is only meaningfully directed at politicians and publics in Western democracies – is not, in practice, likely to embolden and empower the nuclear-armed autocrats and geopolitical revisionists in Moscow and Beijing who do not face such pressures.  (In fact, it would appear that even the basic 
          &#xD;
    &lt;em&gt;&#xD;
      
           science
          &#xD;
    &lt;/em&gt;&#xD;
    
          behind the TPNW-galvanizing “humanitarian impact” movement is today being increasingly called into question, with 
          &#xD;
    &lt;a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1002/2017JD027331"&gt;&#xD;
      
           state-of-the-art combustion, soot-propagation, and climate modeling
          &#xD;
    &lt;/a&gt;&#xD;
    
          having undermined some of the hypotheses that catalyzed many of the earlier hyperboles of “nuclear winter” theorizing.) The TPNW remains deeply flawed, and however well-intentioned many supporters of this treaty may be, these are the sorts of conceptual, evidentiary, and structural flaws that real-world national leaders and parliamentarians are starting to notice.
         &#xD;
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          Accordingly, there is hope that this progress will continue, and even the polar fringes of the arms control and disarmament policy community will continue to pull back from the crumbling received wisdoms of yesteryear, for those Humpty-Dumpties cannot likely be reassembled.   I hold out hope that they will see that, even in an era of polarized tribal identity politics, we need to move forward together through engagement with issues (and difficult trade-offs) related to real-world security, power, competition, and deterrence, in order to find appropriate responses to the great power competitive challenges that the PRC and Russia have created.
         &#xD;
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          Where precisely this ends up we know not, of course, for these new security dynamics indeed represent uncharted territory.  It should by now be obvious, however, that there can be no going back to yesterday’s conventional wisdoms, and this insight should guide us – and our successors, whomever they may be – in finding a thoughtful path forward.
         &#xD;
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  &lt;p&gt;&#xD;
    
          -- Christopher Ford
         &#xD;
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&lt;/div&gt;</content:encoded>
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      <pubDate>Thu, 21 May 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2585</guid>
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      <title>Cyberspace Security Diplomacy: Deterring Aggression in Turing’s Monument</title>
      <link>http://www.newparadigmsforum.com/p2577</link>
      <description>Here are the remarks Assistant Secretary Ford delivered to a class at the U.S. State Department's Foreign Service Institute on May 13, 2020.  They may also be found on the website of the State Department's Bureau of International Security and Nonproliferation.
Good afternoon! It’s a pleasure to be back to talk to the “Thinking Globally” program [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered to a class at the U.S. State Department's Foreign Service Institute on May 13, 2020.  
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          Good afternoon! It’s a pleasure to be back to talk to the “Thinking Globally” program at the Foreign Service Institute (FSI), though I do wish we were able to meet in person, rather than simply through this video teleconference. I very much enjoy interacting with these classes, for you represent the future of American diplomacy.
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          As we “think globally” this afternoon, I thought it might be useful to explore one of the global issues that has become a focus of considerable effort and attention in the diplomatic community in recent years, as well as more broadly: cyberspace security.
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          When my grandfather was a young man, a “computer” was someone’s job description, rather than a word used to describe a machine or device. In those days, it just meant somebody with pencils, paper, maybe a slide rule, and math skills of a caliber that I certainly lack.
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          But all this was then just starting to change in the wake of British mathematician Alan Turing’s 1936 paper in the Proceedings of the London Mathematical Society, “On Computable Numbers.” In that paper, Turing worked through mathematics demonstrating his remarkable insight that merely with enough record-keeping power, a single machine could be used to compute any computable sequence, and could do this with as few as only two internal states — such as “zero” and “one.”
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          That was, in effect, the birth of what we now call computers — all but infinitely programmable devices, which Alonzo Church dubbed “Turing Machines” in 1937 — and thus the birth of our present digital age. And it is indeed extraordinary to think what has been built upon those early insights into the possibility of computation, as subsequent generations have constructed soaring architectures of software, and a bewildering kaleidoscope of software applications, that have revolutionized life in the modern world in ways far beyond my capacity to enumerate.
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          One towering achievement built upon Turing’s work that I must note, however, is the success of U.S. researchers working some 30 years later at the Defense Advanced Research Projects Agency (or DARPA). On October 29, 1969, DARPA researchers sent the first host-to-host message, between laboratories at the University of California Los Angeles and the Stanford Research Institute, thus creating the Internet. Today, more than half the world’s population is online and the Internet contributes trillions of dollars to the global economy.
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          So just as one can find Sir Christopher Wren’s epitaph inscribed beneath the great dome of St. Paul’s Cathedral in London —
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           Si monumentum requiris circumspice
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          : “If you seek my monument, look around you” — so too can we see Turing’s own monument all around us every day, in the innumerable facets of our digitally-facilitated 21st-Century world.
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          But there, it turns out, lay the seeds of a problem. Precisely because Turing’s globe-encircling digital monument towers over so much of modern life, and because — as we know with painful acuteness in the arms control, nonproliferation, and disarmament business — no powerful tool comes without the possibility of misuse, the epochal invention of what we now call “software” and computing has its own dark shadow. With every facet of our economy and our security hugely dependent upon digital systems, our public and private entities now struggle to secure these systems against all manner of cyber assailants who threaten to penetrate, steal from, hijack, degrade, manipulate, or destroy them.
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          Today, going on 90 years after Turing’s pathbreaking paper, malicious cyber activities and the threat of cyber aggression, including against extremely sensitive aspects of national critical infrastructure has, unfortunately, become a very real and ever present aspect of modern national security affairs. In the 21st Century, “cyberspace” — a physically nonexistent but, paradoxically, an extremely real and consequential sort of “place” — has emerged as a critical domain of conflict, a potential “battlespace” of no less consequence than the traditional 20th Century “Holy Trinity” of land, air, and sea. Our strategic competitors and adversary states know this, and they are moving fast and ruthlessly to augment their ability to hold us at risk in innumerable ways.
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          So how do we safeguard cyberspace as a source of prosperity and prevent it from being torn apart by conflict and instability? How do we protect our security and economic interests, and deter aggression, in this domain? And why am I raising this issue with you, who are being trained at FSI to serve as champions of American diplomacy on the United States’ diplomatic “front lines” overseas? In a security arena that most people associate simply with highly technical issues of coding and hardware, what can diplomats bring to meeting the challenges of cyberspace security?
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          Well, a lot. For one thing, our country can protect its interests and advance international peace and security in cyberspace in many of the ways it does elsewhere: by using diplomacy to promote our values, to build relationships with international counterparts and other stakeholders, and to cultivate alliances and coalitions of likeminded partners who can meet challenges and help deter and respond to threats together. Many others have critical roles to place in cyberspace security, of course — including in defending our networks against attack, gathering the information we need about our adversaries in order to meet the threats they present, and in implementing countermoves where that proves necessary — but in the norm-promotion and transnational relational aspects of this whole-of-system effort, we diplomats are an important force-multiplier.
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          At the State Department, the Office of the Coordinator for Cyber Issues (S/CCI) leads the U.S. government’s diplomatic efforts across the full range of international cyber policy issues that affect our foreign policy, and works to promote measures to ensure that cyberspace remains an open, interoperable, secure, and reliable domain. We are working to improve our ability to conduct cyberspace security diplomacy — as well as to meet the security challenges presented by certain emerging technologies such as Artificial Intelligence and 5G applications — by establishing within the Department a new Bureau of Cyberspace Security and Emerging Technologies (CSET) to report to the Under Secretary for Arms Control and International Security. Eleven months after notifying Congress of our plans, we still await its agreement to our establishing this new bureau, but S/CCI is on the job and working hard already, and we hope to begin our work under a fully fledged CSET Bureau very soon.
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          U.S. foreign policy in cyberspace security is clear: together with our international partners, the United States promotes responsible state behavior in cyberspace, and when states fail to live up to those standards, we work to hold them accountable.  I’ve spoken elsewhere about our diplomatic efforts to 
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           promote responsible behavior in protean new arenas where traditional rules-focused arms control approaches seem untenable
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          , but cyberspace has really been at the cutting edge of this endeavor.  For more than a decade, in fact, and across three U.S. presidential administrations, we have been working to promote responsible state behavior in cyberspace, and with much success.
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          The basic concept is hardly shocking. Before you can enlist other states to ensure accountability of those engaging in irresponsible behavior, and before you can deter destabilizing and provocative actions, states first needed a way to identify just what irresponsible behavior actually is. States also needed mechanisms to manage tension, and through which to engage with each other, when incidents occur. Building support for such norms and establishing such mechanisms is at the core of our diplomatic agenda.
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          At the United Nations, for instance, we have helped build a new consensus around three key elements of an international framework of responsible state behavior in cyberspace:
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          1) the affirmation that existing international law applies to state behavior in cyberspace just as it does in other potential conflict arenas (i.e., that cyberspace is not a lawless, “anything goes” domain even in wartime);
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          2) adherence to certain non-binding norms of responsible state behavior in cyberspace during peacetime; and
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          3) the development and implementation of practical confidence-building measures to reduce the risk of conflict and escalation in cyberspace.
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          Together, these elements help build trust, enhance transparency, and decrease the risk of conflict. They also provide a normative basis for collective action by responsible states against those who act irresponsibly as judged in light of these principles. This serves the interests of accountability and is designed to make malicious cyber activity less attractive, less common, and more costly for malign actors. These elements also serve, in other words, the interests of deterrence.
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          The President’s 
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          of September 2018 laid out the United States’ vision for ensuring that there are consequences for irresponsible behavior that harms us and our partners. And State Department diplomats are at the forefront of U.S. efforts to ensure that malicious actors face swift, costly, and transparent consequences.
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          It used to be a sort of popular conventional wisdom that one of the biggest challenges in cyberspace stemmed from the fact that it was essentially impossible to have confidence in the true source of malicious cyber activity. Cyber deterrence, and indeed any sort of response to cyberattack, it was believed, was unavailable because one could never really know who had hit you.
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          While attribution is certainly very difficult in cyberspace, however, this received wisdom turns out not to be entirely true. For a sophisticated player — and, make no mistake, the U.S. national security apparatus is extremely sophisticated in these respects — it actually is possible to do more by way of attribution than most observers once thought possible. It is sometimes even possible to share enough information with one’s friends and partners that they, too, can have a reasonable degree of confidence in the source of an attack. And this gives us additional possibilities not just for more direct forms of response and deterrence, but indeed for cyber diplomacy.
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          Our policy and our actions are clear in this respect, and they contribute both to reinforcing norms of responsible behavior and to deterring irresponsible actions. We will “name and shame” foreign adversaries who conduct disruptive, destabilizing, or otherwise malicious cyber activity against the United States or our partners. And we do.
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          The most recent example of this occurred just a few months ago, with a public U.S. statement about the October 2019 cyber attack against the country of Georgia, attributing this assault to the Main Center for Special Technologies (also known as “Unit 74455”) of the Main Directorate of the General Staff of the Armed Forces of the Russian Federation, the military intelligence organization known as the GRU. The incident, which directly affected the Georgian population, disrupted operations of several thousand Georgian government and privately-run websites and interrupted the broadcast of at least two major television stations. After Georgia issued a statement, the U.S. quickly followed suit, along with other countries — fully seventeen of them. The EU High Representative also issued a declaration condemning the cyber attack on behalf of the European Union and all 27 of its member states.
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          Such a coordinated diplomatic campaign doesn’t happen by accident, of course, and we are proud to have built a coalition of responsible countries that was able to take action to call out Russia for that incident. This attribution case illustrates the kind of coordination that we believe is critical to helping deter malicious cyber activity by irresponsible states.
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          Nor was this our first success in building a coalition of cyber attribution. From the “WannaCry” ransomware attack to the “NotPetya” malware that affected thousands of computers worldwide in 2016 and 2017, and the depredations of the Chinese hackers of the “APT10” group who worked with the People’s Republic of China’s Tianjin State Security Bureau for more than a decade to steal information from managed service providers and Western technology companies, more and more countries are attributing cyber attacks and issuing statements of support to those that do. The United States now has repeatable processes in place to deliberate, to decide and, ultimately to respond more nimbly when such incidents occur, as well as to bring our partners along with us.
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          This is all a part of the “Cyber Deterrence Initiative” we are building and implementing pursuant to the U.S. National Cyber Strategy — which made clear that
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          “[t]he imposition of consequences will be more impactful and send a stronger message if it is carried out in concert with a broader coalition of like-minded states.  The United States will launch an international Cyber Deterrence Initiative to build such a coalition and develop tailored strategies to ensure adversaries understand the consequences of their own malicious cyber behavior.  The United States will work with like-minded states to coordinate and support each other’s responses to significant malicious cyber incidents, including through intelligence sharing, buttressing of attribution claims, public statements of support for responsive actions taken, and joint imposition of consequences against malign actors.”
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          This is exactly what we are now doing, led by State Department cyber officers.  Piece by piece and precedent by precedent, we are building ever-greater support for norms of responsible behavior in cyberspace, and we are making it increasingly likely that the perpetrators of such malicious activity — and their state-level backers — will be identified.  Diplomacy is thus at the center of our efforts to hold malicious actors accountable, and U.S. diplomats lead the way.
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          So as we engage here in “thinking globally” about the foreign policy and national security challenges that face our nation, don’t forget the increasingly important role that is being played by cyberspace security diplomacy. This is just one of the ways that the State Department is today adapting traditional diplomatic forms, tools, and skillsets to 21st-Century problems, and it is important and exciting work.
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          As brilliant as Alan Turing was, I doubt that even he could have foreseen the need for a modern cadre of cyber diplomats in the 21st Century. Nevertheless, there clearly is such a need, and perhaps some of you will end up joining us in this important work.
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          Thank you for listening, and I look forward to our discussion.
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          -- Christopher Ford
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      <pubDate>Thu, 14 May 2020 02:00:00 GMT</pubDate>
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      <title>Competitive Strategy vis-à-vis China and Russia: A View from the “T Suite”</title>
      <link>http://www.newparadigmsforum.com/p2567</link>
      <description>Here is the text of the sixth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security.


Competitive Strategy vis-à-vis China and Russia: A View from the “T Suite”
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Dr. Christopher A. [...]</description>
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           Below is the text of the sixth paper in the
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            ACIS Papers 
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           series produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         Competitive Strategy vis-à-vis China and Russia: 
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           A View from the “
      T Suite
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 6
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          May 11, 2020
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           In this latest part of the series, Assistant Secretary Ford outlines the approach being taken in the “T” family of bureaus at the Department of State in support of U.S. competitive strategy vis-à-vis the People’s Republic of China and the Russian Federation as inspired by the U.S. National Security Strategy.
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          This edition of the 
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          outlines how the “T” family of bureaus at the Department of State[1]  manages functional and technical programs in order to provide the most robust and effective support possible to U.S. foreign and national security policy.  In particular, this paper will focus upon T-family support to U.S. competitive strategy vis-à-vis the People’s Republic of China (PRC) and Russia, as outlined in the landmark 
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          (NSS) that was published in December 2017.
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           I.          The National Security Strategy
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          The NSS stresses, in particular, the critical national security challenge the United States faces in dealing with what some call its “near-peer” competitors, the PRC and Russia, and provides some key concepts and principles that have helped guide our approach to supporting U.S. strategy.  The NSS’ focus on inter-state competition signals the United States’ steadfast commitment to push back against PRC or Russian attempts to shape a world antithetical to U.S. values and interests.
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          In the T family, we discern four key principles from the National Security Strategy to guide our contributions to U.S. competitive strategy in these respects:
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Yet despite our determination to compete effectively, we must simultaneously remain open to diplomatic engagement.  The United States will continue to seek cooperation on shared interests with Beijing and Moscow where possible — including on arms control and peacekeeping measures that meet our security interests and those of international peace and security.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           II.          The Competitive Challenge
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          These critical elements of guidance inform the approaches the T family of bureaus take, and that we are working to refine on an ongoing basis.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the past 20 years, both Beijing and Moscow have made considerable strides in building up their geopolitical strength vis-à-vis the United States, empowering them to act with increasing aggressiveness against U.S. interests and the postwar international system.  Although the United States did not always recognize this challenge, we are now aware and responding.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the early post-Cold War years, Russia did not initially seem – or act – like a direct threat to the United States or to the democracies of the West.  Nevertheless, Moscow made its revisionist intentions visible in 2008 when Russian forces overtly crossed an international border to seize parts of the country of Georgia – a presaging of its aggression against Ukraine in 2014 and 2015.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Similarly, the PRC tried to keep its own ambitions concealed following Deng Xiaoping’s famous “24-character strategy” that China should “hide its capabilities and bide its time” by building its strength quietly while awaiting future opportunity – a maxim that hewed so closely to the advice of the late-19th century Japanese diplomat Hayashi Gonsuke in the wake of Japan’s wars against China[2]  that one wonders whether Deng had looked to Japanese imperialism of that period for lessons.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Under Hu Jintao and then Xi Jinping, however, the PRC seems to have abandoned Deng’s “hide and bide” approach in favor of increasingly barefaced geopolitical revisionism.  Led by Xi, the Chinese Communist Party (CCP) quite openly seeks to seize a dominant position in Asia, at the very least, and to acquire military capabilities stronger than those of any other state by 2049 — the centenary of the CCP’s founding of the PRC.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Although these Chinese and Russian governments’ trajectories have long been examined, and have been becoming increasingly obvious, it took the insight and the historical contribution of President Trump’s National Security Strategy to call U.S. foreign and national security policy back to a focus on great-power competition.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.          People's Republic of China
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          The PRC seeks a military more capable than any other in the world by 2049; hegemony in the Asia Pacific region (and one that implicitly erodes U.S. presence); leading positions within international organizations; and a dominant position in the advanced technologies essential to military power.  With these achievements, the PRC hopes to claim what it sees as its natural hegemonic place at the center of a system that generally defers to Beijing’s interests.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To these ends, the PRC seeks to expand its so-called “comprehensive national power” (CNP) through a mix of political, economic, military, and “soft power” initiatives. It approaches this effort on a whole-of-system basis capable of, and dedicated to, mobilizing every aspect of Chinese society via the coercive power of the CCP police state.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The PRC’s effort to expand its CNP includes a significant expansion of the capabilities of the People’s Liberation Army (PLA), including its nuclear forces, with an emphasis upon high-technology tools that can help disrupt or completely deny U.S. access to key areas of the Indo-Pacific in a crisis.  In this respect, however, Beijing still remains dependent upon Western technology inputs to fill gaps as it seeks to indigenize domestic capabilities and reduce this dependence.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Access to advanced Western technology is thus a critical part of PRC strategy.  Through its “Military-Civil Fusion” (MCF) strategy, state-subsidized and -coordinated commercial and industrial outreach, and traditional and nontraditional espionage, the PRC aggressively targets key Western technology sectors for both licit and illicit acquisition, and then systematically diverts technology from civilian entities to the PLA and the PRC security services.  These efforts to buy and steal Western technology are essential to the PRC’s ability to take geopolitical advantage of what it sees as a coming “Revolution in Military Affairs” (RMA) based upon such technologies.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The PRC uses aggressive political and economic engagement – including state-subsidized efforts to acquire a dominant market share in advanced-technology sectors such as telecommunications and civil-nuclear power – to build relationships with a growing array of foreign governmental and non-governmental partners around the world.  The PRC exploits these relationships for political ends, including through the manipulation of trade and economic ties.  The CCP is able and willing to use its tools of domestic political compulsion and overseas influence to coerce cooperation in pursuit of regime political and propaganda objectives, as well as to elicit or compel support for or facilitation of espionage, from private-sector Chinese and Chinese-influenced entities and persons.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The CCP hides its all-consuming desire to remain in power behind propaganda narratives that claim to the Chinese people that: (i) Party leadership is essential to China achieving “national rejuvenation” and reclaiming its proper status in the world after what PRC leaders claim was a “century of humiliation” that it believes was inflicted upon it by Western powers, Russia, and Japan beginning in the mid-19th century; (ii) without the steady hand represented by centralized CCP leadership and control, China itself would fall into chaos; (iii) malign foreign powers with “ulterior motives” of harming the Chinese people lie behind all unrest and dissatisfaction with CCP power in China; and (iv) any criticism of the CCP’ policies only helps foreign efforts that threaten China’s destiny.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In support of its global ambitions, moreover, the CCP seeks to persuade foreign audiences to believe, specifically, that: (i) the PRC’s rise is not to be feared, and that its rapidly expanding military power is merely for defensive purposes; (ii) the PRC’s model of technology-facilitated authoritarian state capitalism is better and more successful than Western approaches; (iii) Western political and economic systems are corrupt, decadent, erratic, and dysfunctional; (iv) any criticism of the PRC’s policies or geopolitical ambitions, and any efforts to mobilize against its moves to achieve these objectives, represent retrograde “Cold War thinking”; and (v) other countries should put aside any concerns about what Beijing will do with its geopolitical power and join cooperative relationships led by the PRC for mutual benefit and increased global harmony.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.          The Russian Federation
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          Russia feels that it suffered humiliating weakness in both the Soviet Union’s fall and the early post-Cold War period, and it now seeks to seize status and influence in the world akin to what it imagines itself to have enjoyed in late tsarist days or in the heyday of the Soviet Union.  Russia desires a multipolar world managed by a concert of major powers that can counterbalance what it perceives as unilateral U.S. power.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To this end, Russia seeks to restore its sphere of influence, both in the countries of its so-called “near-abroad” (
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g
          &#xD;
    &lt;/em&gt;&#xD;
    
          ., Ukraine and Georgia) and by acquiring client states farther afield (
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g
          &#xD;
    &lt;/em&gt;&#xD;
    
          ., Syria) through the use of blatant military aggression, proxy forces, political and military subversion, and the manipulation of political, economic, energy, and military relationships.  It is also essential to Russia’s strategy to weaken U.S. alliance relationships with Europe and elsewhere, as well as undermining and discrediting U.S. global leadership.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Russia’s tactics in pursuit of these objectives tend to be destructive rather than constructive: it seeks to force the United States to engage with Moscow to manage Russian misconduct rather than entice it to engage cooperatively with Russia by providing positive value in return.  The Kremlin is also notably risk-tolerant in its policy choices, not shying away from reckless gambles and extravagant provocations (
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g
          &#xD;
    &lt;/em&gt;&#xD;
    
          ., its invasions of Georgia and Ukraine, overseas expeditionary warfare in Syria, the deployment of “private” military contractors to hotspots around the world, interference in Western elections, and assassinations or assassination attempts against defectors in the West using radioactive poisons and illegal chemical weapons).  Except insofar as Russia seeks to construct a sphere of influence for itself in which other powers must defer to the Kremlin’s wishes, Moscow’s geopolitical objectives are in these respects fundamentally negative: the purpose is to undermine global order and to capitalize upon the ensuing disorder to allow Russia to acquire what it desires.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Russia is working to expand the capabilities of its armed forces, including its nuclear forces, in order to give it more tools with which to accomplish these objectives – and to support its subjective sense of itself in the world as a great power notwithstanding its relative economic backwardness, corruption, and demographic problems.  This qualitative build-up emphasizes technologically advanced capabilities, but Russia still remains dependent upon certain Western technological inputs.  It recognizes this dependency, but is having trouble producing its own cutting-edge technology in key areas.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In support of its objectives, Russia seeks to build strategic relationships with foreign partners through arms sales, energy-supply relationships, and the provision of civil nuclear technology and reactor services.  These relationships provide Moscow with revenue (
          &#xD;
    &lt;em&gt;&#xD;
      
           e.g
          &#xD;
    &lt;/em&gt;&#xD;
    
          ., as arms sales help defray development and procurement costs for the Russian military) and help create relationships that Moscow leverages for political purposes.  High-technology military exports are a highly important source of money and influence for the Kremlin.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In its domestic messaging, the Russian regime encourages Russians to believe that (i) Russia is beset by enemies, led by the United States, which continually try to subvert Russia’s conservative values and undermine its power and dignity; (ii) a strong, centralized, authoritarian national state – buttressed by, and dedicated to, protecting traditional Russian values and the Russian Orthodox Church – is essential to Russia’s success against these malign foreign forces; (iii) only such a state can lead the Russian people in their destiny of heroically resisting these depredations and ensuring proper recognition for Russia as a great power; and (iv) Russians who object to the policies or power of this centralized authoritarian state are degenerate subversives who threaten Russia’s future and who play into the hands of (or simply work for) malign foreign powers.  Not unlike the PRC, moreover, the Russian Federation maintains tight state controls over domestic media, and taking positions disfavored by the regime can be dangerous.  (Dangers to journalists in Russia are well-documented, and both countries rank near the bottom of the annual “Press Freedom Index” ratings.)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In its external messaging, Russia seeks less to drive agreement with any particular narrative about itself or the world than simply to sow dissension and confusion in other countries.  Indeed, Russian propaganda to some extent even seeks to question the very idea of objective truth itself in ways that undermine socio-political cohesion, particularly in Western democracies, and that weaken the geopolitical strength and position of the United States and its allies and partners.  Russia undertakes such propaganda and messaging through both overt and covert means, including cyber-facilitated information warfare.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           III.          The T-Family Approach
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           A.          Implementing Lines of Effort
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    &lt;span&gt;&#xD;
      
           In contrast to how the United States has traditionally approached threats from the proliferation of weapons of mass destruction, we in the T family find it less useful to think of great-power competition in terms of absolute advantage or of capability “denial.”  We face today’s challenges of competition, in fact, precisely because those competitor powers have already grown into “near-peers” of considerable stature and capability; this degree of growth is already a
           &#xD;
      &lt;em&gt;&#xD;
        
            fait accompli
           &#xD;
      &lt;/em&gt;&#xD;
      
           and cannot
          &#xD;
    &lt;/span&gt;&#xD;
    &lt;span&gt;&#xD;
      
           simply be “denied” as one might try to keep a terrorist from acquiring nuclear weapons.
          &#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In addressing the challenges of near-peer competition, it is thus more useful to emphasize efforts to affect 
          &#xD;
    &lt;em&gt;&#xD;
      
           relative rates of progress
          &#xD;
    &lt;/em&gt;&#xD;
    
          .  Competitive advantage, in this context, is measured not by any given capability 
          &#xD;
    &lt;em&gt;&#xD;
      
           per se
          &#xD;
    &lt;/em&gt;&#xD;
    
          – or by its absence – but rather by the degree to which each power’s aggregated capabilities (which one can imagine as a summation of its various strengths and weaknesses) confer geopolitical advantage vis-à-vis the other powers’ 
          &#xD;
    &lt;em&gt;&#xD;
      
           own
          &#xD;
    &lt;/em&gt;&#xD;
    
          aggregated capabilities.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Because competitive power is a relative rather than an absolute value, effective U.S. strategy can approach the competitive race in either or both of two complementary ways, the elements of which are foreshadowed in the strategic guidance offered by the National Security Strategy.  Specifically, we must work to help the United States and its allies “run faster,” as it were, and we must also help make those who seek to 
          &#xD;
    &lt;em&gt;&#xD;
      
           compete
          &#xD;
    &lt;/em&gt;&#xD;
    
          with us “run more slowly” in that competition.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For so long as there 
          &#xD;
    &lt;em&gt;&#xD;
      
           is
          &#xD;
    &lt;/em&gt;&#xD;
    
          a competition with these countries threatening our security interests and those of our allies and partners, these two prongs represent our T family lines of effort.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           B.          Missions
          &#xD;
    &lt;/b&gt;&#xD;
    &lt;span&gt;&#xD;
    &lt;/span&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The T bureaus are well postured, and are working to improve their capabilities, to contribute to both of these prongs.  We help the United States and its allies “run faster,” for example, through:
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          When it comes to helping make our competitors “run more slowly,” the T-family bureaus work through:
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Any serious strategy implicitly or explicitly 
          &#xD;
    &lt;em&gt;&#xD;
      
           prioritizes
          &#xD;
    &lt;/em&gt;&#xD;
    
          .  At least to the extent that one does not bring additional resources and manpower to the table, after all, the act of prioritization is necessarily also to some degree an act of 
          &#xD;
    &lt;em&gt;&#xD;
      
           de
          &#xD;
    &lt;/em&gt;&#xD;
    
          -prioritization – of making choices between actually or potentially competing goals 
          &#xD;
    &lt;em&gt;&#xD;
      
           all of which
          &#xD;
    &lt;/em&gt;&#xD;
    
          have at least some merit.  Such choices are neither easy nor pleasant, especially for a policy community that grew accustomed to dealing with national security and foreign policy issues during a post-Cold War “singularity” that seemingly allowed us to do “everything, everywhere, all the time.” Nevertheless, especially in an era of revived interstate competition, such tough choices are inescapable.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As the T family has increased its focus on support for a U.S. competitive strategy, we have thus de-emphasized other missions – though without abandoning any.  Within the ISN Bureau’s programming work, for instance, we have made capacity-building efforts more threat-responsive and keyed to the foreign and national security policy priorities identified in the NSS.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Specifically, in response to threat assessments from the U.S. Intelligence Community, we have augmented export control-related capacity-building directed against chemical and biological threats while reducing spending on nuclear-related matters. We have also focused programming more upon closing threat pathways associated with the state competitors identified in the NSS: the PRC, Russia, Iran, and North Korea.  Across the T family, we understand the challenges of balancing equities and ensuring rational prioritization in a time of constrained resources, and we are working to ensure that our choices in balancing such equities are as clear and as thoughtful as possible.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C.          Resources
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In accomplishing our missions and emphasizing our support to U.S. competitive strategy, the T family’s most important resource is its people.  Our components have an experienced reservoir of human capital to draw upon in order to accomplish their missions.  This includes a cadre of civil servants, who provide enormous experience in a range of technical fields, including many staff with advanced degrees and highly specialized expertise in the sciences, and others with decades of experience with bilateral and multilateral engagement focused upon issues such as weapons of mass destruction, space security, cybersecurity, ballistic and cruise missile technology, dual-use items, and national security export controls.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          T family personnel, however, also include Foreign Service Officers employed in the Department of State and as Foreign Policy Advisors (POLADS) with U.S. military commands around the globe, additional staff such as American Association for the Advancement of Science Fellows, a large number of highly experienced contractors, and a number of civil servants and locally employed staff forward-deployed abroad as part of efforts such as the Export Control and Border Security program.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In terms of financial resources, the T family administers funds that we use, 
          &#xD;
    &lt;em&gt;&#xD;
      
           inter
          &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
           alia
          &#xD;
    &lt;/em&gt;&#xD;
    
          , for capacity-building and other programming efforts that contribute to U.S. competitive strategy.  The PM Bureau, for instance, manages various programs designed to provide American defense items and technology to partners and Allies.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In Fiscal Year 2019, for example, PM managed $55 billion in FMS and authorized $115 billion in Direct Commercial Sales of arms and munitions to U.S. allies and partners around the world, as well as nearly $7 billion in Title 22 security sector assistance funding, including $71 million in peacekeeping capacity building efforts.  PM also coordinated the Defense Department’s implementation of nearly $9 billion in Title 10 funding for security sector assistance.  Much of this directly contributes to the NSS-derived priority of helping U.S. allies and partners be better allies and partners, and to contribute more effectively to the shared challenges we face from Chinese and Russian revisionism.  Through the 2019 Joint Security Sector Assistance Review, State and the DoD coordinated at various levels to ensure our assistance authorities were synchronized to support our national security and foreign policy interests.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The ISN Bureau administers about $250 million in annual programming, which is used for a variety of nonproliferation and international security-related efforts, but which the bureau has increasingly directed towards programs that build capacity while also contributing to competitive strategy vis-à-vis the PRC and Russia.  The Bureau is working to adeptly align funding to current strategic priorities and has been going through a multi-year reform effort to increase the degree to which programming decisions are made on the basis of threat-prioritized criteria reflecting the United States’ top foreign policy and national security objectives.  This has resulted in a greater stress upon projects such as support for border security and related efforts to help countries around Russia’s contested periphery control their frontiers in this current era of “grey zone” and “hybrid” warfare threats, as well as support for export control and international sanctions enforcement capacity-building to augment partner countries’ ability to prevent Chinese entities from engaging with the Iranian or North Korean missile programs.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           D.          Structure
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
          Large portions of the T family have long been structured in ways conducive to supporting U.S. competitive strategy vis-à-vis Russia and the PRC.  The PM Bureau, for instance, has essentially always been organized in large part around providing American defense items and technology to partners and allies – and to facilitating military training and capacity-building work – in order to increase these countries’ interoperability with U.S. military forces in time of conflict, enhance their ability to contribute to United Nations peacekeeping missions, and augment their overall military effectiveness.  Similarly, the AVC Bureau is organized around supporting arms control negotiations and managing competition and risk reduction activities with Russia and the PRC.  For some years AVC has also played the lead State Department role in efforts to strengthen extended deterrence, and works closely with other bureaus in the Department to use assurance measures to empower U.S. allies to act with us collectively in deterring aggression from the grey zone to the nuclear arena.  AVC also focuses on marshaling cooperative responses to threats that the United States and its allies and partners face from both the PRC and Russia.  Such threats include efforts to develop dangerous and destabilizing capabilities in various domains, and to advance hypocritical disarmament proposals, policies, and agreements that threaten our rules-based order.
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          Recently, however, T family components have worked to increase their focus upon supporting U.S. competitive strategy vis-à-vis the PRC and Russia.  The ISN Bureau, for instance, has been realigned to increase the effectiveness of the support it provides in this respect, including through the creation of a new Competitive Strategy Office (ISN/CSO) to serve as a State Department liaison point with elements and efforts elsewhere in the U.S. government focused upon technology-control and counterintelligence issues vis-à-vis great power competitors.
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          A further new and exciting development is the planned creation of an entirely new Cyberspace Security and Emerging Technologies (CSET) Bureau, to be located in the T family.  In June 2019, the Department notified Congress of its plans.  This new CSET Bureau is intended to bring under one roof the Department’s current diplomacy related to cyberspace security, expand these capacities, and add to this critical work a dedicated cadre of professional staff focused upon understanding and ensuring the development of coordinated diplomatic responses to the ongoing national security challenges presented by emerging technologies in areas such as artificial intelligence.  CSET would represent a critically important new aspect of T-family efforts to support U.S. national security strategy.
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           IV.          Conclusion
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          At present, we are working to refine and improve our support to U.S. competitive strategy vis-à-vis the PRC and Russia, and to find additional pathways to success as we address our policies to the competitive challenges presented by those powers.  We are also working to support the State Department’s larger efforts to step up enterprise-wide coordination of PRC-related policy under the supervision of the Deputy Secretary and the Enterprise Governance Board.  To this end, we have initiated a T-wide review of our support to U.S. competitive strategy, of which this document is merely an initial product, and we have assigned a senior executive from ISN to the “T” front office to help coordinate all efforts across the four bureaus.  We are excited by the prospect of finding ways to do more, and to do it better.  We hope that in the months ahead we will be able to share more with you about how we are living up to these aspirations.
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          -- Christopher Ford
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           NOTES:
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          [2] Baron Hayashi had advised his countrymen to be patient and not too quickly reveal Japan’s imperialist objectives: “At present Japan must keep calm and sit tight, so as to lull suspicions nurtured against her; during this time the foundations of national power must be consolidated; and we must watch and wait for the opportunity in the Orient that will surely come one day. ... When this day arrives, Japan will decide her own fate.”  Quoted in Paul Kennedy, The Rise and Fall of the Great Powers (New York, Random House: 1987), at 208.
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      <pubDate>Tue, 12 May 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2567</guid>
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      <title>Iranian Nuclear Safeguards Concerns and the Integrity of the IAEA Safeguards System</title>
      <link>http://www.newparadigmsforum.com/p2551</link>
      <description>Here is the text of the fifth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. 


Iranian Nuclear Safeguards Concerns and the Integrity of the IAEA Safeguards System
by
Dr. Christopher A. [...]</description>
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           Below is the text of the fifth paper in the
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            ACIS Papers
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            series
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           produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         Iranian Nuclear Safeguards Concerns and the Integrity of the IAEA Safeguards System
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 5
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          May 5, 2020
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           In this issue of the ACIS papers, Assistant Secretary Ford discusses new evidence that has emerged suggesting the possible presence of undeclared nuclear material or activity in Iran, and what this information means, not just for Iran diplomacy but for the integrity of the global nuclear safeguards regime.
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          Over the last year and a half, many Iran nuclear-watchers have been preoccupied by the United States’ maximum pressure campaign on Tehran, the Iranian regime’s gradual repudiation of the nuclear limits imposed upon it by the Joint Comprehensive Plan of Action (JCPOA), and the gradual expansion of that country’s fissile material production and stockpile.  These are very important issues, and they highlight the growing proliferation threat from Tehran.  Most observers, however, forget that Iran’s expansion of its fissile material production capabilities and material stockpile was foreordained, and was in fact legitimized, under the JCPOA itself.  Iran has merely sped up the clock on the expiration of many of the deal’s temporary restrictions.
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          By its own terms, the JCPOA would 
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           permit
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          Iran to do exactly what it is presently doing with its enrichment program, and more, in the coming years.  None of the participants in the JCPOA have ever had a serious plan to deal with this problem, much less one that would involve actually pressuring Iran to accept enduring limits on its enrichment capacity.  In fact, European diplomats staunchly resisted U.S. efforts to collaborate on such planning in late 2017 and early 2018, when Brian Hook – who is now the U.S. Special Representative for Iran – and I engaged in a long series of shuttle diplomacy engagements in hopes of securing such European cooperation.  (After the Europeans’ refusal to countenance placing long-term limits on Iran’s program, the United States stopped participating in the JCPOA.)
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          Today, the United States remains committed to a diplomatic solution that meets this critical nonproliferation need.  We have offered Iran the extraordinary step of full diplomatic normalization and sanctions relief if it abandons its range of provocative and destabilizing behaviors, and we are using every tool at our disposal to pressure the Iranian regime to come to the table.  As committed as we are to a diplomatic solution, however, Tehran’s ongoing and persistent refusal to cooperate fully with the International Atomic Energy Agency (IAEA) and to address questions about its possible undeclared nuclear material or activities  doesn’t exactly inspire confidence in Iran’s ability to be a good-faith negotiating partner.
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          For many observers, the critical issue of Iran’s compliance with IAEA safeguards – and its compliance with Article III of the Nuclear Nonproliferation Treaty (NPT), which requires every non-nuclear-weapon State Party to accept IAEA safeguards for the purpose of verifying the fulfillment of its NPT obligations – has been lost in the diplomatic and political noise that has surrounded the JCPOA’s failures.  While most pundits and foreign diplomats have been wringing their hands over JCPOA issues, worrisome new nuclear safeguards concerns have arisen in Iran for the first time in years.  These recently reported Iranian safeguards issues deserve the world’s attention: how they are handled will have huge implications not just in connection with the IAEA’s “Iran file,” but also for the future of the broader global nuclear safeguards system, the integrity of which is critical to international peace and security.
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          The issue of potential undeclared nuclear material or activities in Iran has special salience in light of the extraordinary “nuclear archive” of documents and data from Iran’s former weapons program – information that the Iranian regime had carefully hidden away, but that Israel acquired in early 2018 and that the IAEA and nonproliferation experts in various countries are now analyzing.  One also cannot forget that Iran has retained not just the records but also many of the scientists and technicians who were previously involved in its illegal weapons program, embedding them in an organization known by the acronym of SPND and a number of its known subordinate and affiliated entities, where they are still working on nuclear weapon-relevant dual-use technical activities. Furthermore, as we noted in the State Department’s 
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           2019 Compliance Report
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          , Iran also still kept them working under the leadership of the same official who formerly ran the Iranian weapons program, Mohsen Fakhrizadeh.
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          Iran persists in denying that the archive even exists, while some have dismissed it as irrelevant ancient history.  Others, however, have suggested that it represents a “shrink-wrapped” nuclear weapons program – inactive, but stored on the shelf, as it were – ready to be re-applied to actual weapons development and fabrication activity as soon as Supreme Leader Ali Khamenei chooses to give the order (such as when the expiration of JCPOA restrictions would have allowed Iran to accumulate enough suitably enriched material to move rapidly to fabricate a nuclear weapon).  Determining what’s really been going on will require full transparency and cooperation from Iran.  In 
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          context, the advent of new Iranian nuclear safeguards concerns suggesting the possible presence of undeclared nuclear material or activity, especially when coupled with the regime’s gradual expansion of its fissile material production and stocks of enriched uranium, represents an enormous challenge for international peace and security.
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           I.         The Safeguards System
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          The IAEA’s global safeguards system was established more than six decades ago, inspired by President Dwight Eisenhower’s famous “Atoms for Peace” speech at the United Nations in 1953, and it has since been dedicated both to promoting the peaceful uses of nuclear energy and to ensuring that peaceful nuclear technology and materials are not diverted for military purposes – specifically, to the development of nuclear weapons.  The system of IAEA safeguards has always been critical to this endeavor.
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          IAEA safeguards originated in connection with the emerging trade in nuclear technology that developed in the 1950s and 1960s in order to increase supplier states’ confidence that the nuclear technology they provided was not diverted to support nuclear weapons programs.  As time has gone by, the IAEA and its Member States have incorporated lessons learned from real-life experience with proliferation challenges in order to make the safeguards system ever more effective.  That system took on a new global significance in early 1970 after the entry into force of the NPT, which requires all NPT Parties that are non-nuclear-weapon states to accept IAEA safeguards on all nuclear material in peaceful activities in their states. After discoveries about the secret nuclear weapons program undertaken by Saddam Hussein in Iraq before the 1991 Gulf War, the IAEA undertook strengthening measures to provide improved IAEA verification authorities vis-à-vis ensuring the absence of 
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          material and facilities.
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          Today, with its state of the art and 
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           de facto
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          global standard represented by a combination of a Comprehensive Safeguards Agreement (CSA) and the Additional Protocol (AP) to that agreement, the IAEA safeguards system is of unsurpassed importance to monitoring nuclear activities worldwide and helping ensure that nuclear material and technology is not secretly in use for nuclear weapons work.  This is what makes the current Iranian safeguards issues so worrisome, for a threat to the safeguards system anywhere is a threat to the safeguards system everywhere, especially when that threat comes from a country with Iran’s woeful record over multiple decades of secretly undertaking nuclear weapons work and hiding nuclear material and activities from the IAEA.
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          Today, the IAEA is continuing its vital worldwide safeguards missions in the face of unprecedented challenges from the COVID-19 pandemic, which has required special focus on protective equipment to keep inspectors safe and involved the navigation of international travel quarantine policies and transportation restrictions.  The United States is working closely with the IAEA, to include providing important financial assistance, to ensure that the Agency can continue this crucial work around the world even in the present time of crisis.
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          When it comes to Iran, however, the biggest threat to the safeguards system is the regime in Tehran itself, which seems to be once again – or perhaps more accurately, 
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          – hiding information from the IAEA.  This is important not only on account of the obvious proliferation risks that continued Iranian deception helps perpetuate, but also because such deception precludes the transparency and verification that is essential to the comprehensive diplomatic solution with Iran that we continue to seek.
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           II.          New Iranian Safeguards Problems
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          The first
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          signs that new safeguards difficulties had arisen in Iran came in August 2019, at which point the IAEA reported to its Board of Governors that it was seeking cooperation from Iran on unspecified matters of concern related to Iran’s implementation of its CSA and AP.  The world learned more details in November 2019, at which point it emerged that the Agency had detected uranium particles of anthropogenic origin (
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          ., originating from human activity) at a location in Iran that it had not declared to the Agency.  This was reported to the IAEA’s Board of Governors at a special session for that purpose on November 7, followed by a brief write-up of the matter in the IAEA’s quarterly report on Iran.
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          In fact, however, this latest saga of Iranian safeguards deception had begun much earlier.  The IAEA inspectors found these man-modified uranium particles in environmental samples collected in February 2019 during a complementary access visit at a location that Iran had not declared to the Agency.  For that complementary access to have occurred, the Agency’s investigation had to have actually begun earlier – perhaps in late 2018, after public allegations surfaced that Iran had been hiding material and equipment at a site in Tehran called Turquzabad, only three miles from where the infamous “nuclear archive” had been stored.
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          While the IAEA continues to evaluate Iran’s latest explanation for the presence of these uranium particles, it is both worrying and very telling that well over a year into the Agency’s investigation into this location – and despite multiple letters of inquiry and senior-level visits from the IAEA – Iran has thus far 
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          proven unable or unwilling to conclusively answer the Agency’s questions about the activities that occurred there,  the origin and presence of those particles at this location, and the current whereabouts of any contaminated items that may have been their source.  Iran has told a shifting, inconsistent, and incoherent array of stories to explain these sample results in some way that 
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          involve there potentially being nuclear material and activities still hidden in Iran.  But it has failed thus far.  And so the Agency’s investigation continues.  
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           For well over a year
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          At present, in part because Iran has refused to cooperate honestly with the IAEA, it is impossible to assess how much nuclear material, if any, may have been previously present at that site and is now unaccounted for.  Unexplained evidence of chemically processed uranium is a central concern of the IAEA safeguards system, of course, since it potentially indicates not just activities in violation of safeguards required under Article III of the NPT, but possibly even activities in violation of Article II, the Treaty’s central prohibition upon manufacturing or otherwise acquiring nuclear weapons.
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          And as disturbing as this is, it is rather remarkably 
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          the only safeguards question the IAEA is now investigating.  The first signs of additional issues began to appear in late 2019, but the world officially learned of more Iranian safeguards problems in March 2020, when IAEA Director General Grossi reported to the Board of Governors that Iran is also stonewalling the IAEA on 
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          questions that have arisen about possible undeclared nuclear material or activities at 
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          in Iran.   Moreover, the regime in Tehran seems to have denied IAEA access to two of those sites while, as the United States 
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          during the Board proceedings, Iran undertook activities that look like sanitization – that is, the active concealment and removal of things that might allow Agency inspectors to ascertain what had been going on there – at one of them.  This is apparently the first case of Iran refusing verification required under the Additional Protocol.  As the Director General put in recently, “This is a case of denial of access under the Additional Protocol.  We never had a thing like this before.”
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          Many IAEA Member States recognized the gravity of the situation, speaking forcefully at the March meeting of the Board of Governors to urge Iran to improve its cooperation with the IAEA.  However, it is amazing that all this Iranian obstruction of the IAEA has not received more public attention.  This is the first time since the 2015 adoption of the JCPOA that questions have arisen about Iran’s compliance with its IAEA safeguards obligations and potentially also Article III of the NPT.  Set in the context of Iran’s gradual expansion of its nuclear capabilities, its retention of the “nuclear archive” information, and its maintenance for so long of a cadre of ready-to-reemploy experts on nuclear weapon-related technologies under Mr. Fakhrizadeh, this new evidence of potential undeclared material or activity and signs of Iranian safeguards deception deserves full-throated condemnation from everyone who cares about nonproliferation and the integrity of the global nuclear safeguards system.
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          This new evidence of safeguards concerns in Iran suggests that the Iranian regime has returned to its well-trodden prior path of nuclear lies, obstruction, and safeguards non-compliance.  As the 
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           IAEA itself summarized as early as 2003
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          “it is clear that Iran has failed in a number of instances over an extended period of time to meet its obligations under its Safeguards Agreement with respect to the reporting of nuclear material and its processing and its use, as well as the declaration of facilities where such material has been processed and stored.”
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          This activity included things that in light of the current problems will sound depressingly familiar: IAEA evidence of and concerns about undeclared material, followed by a parade of convoluted and unconvincing Iranian pseudo-explanations that serve to kill time while denials of inspector access permit sites to be sanitized and evidence to be hidden.
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          To be sure, Iran’s sanitation efforts while delaying or refusing inspector access failed to conceal evidence from the IAEA at the Kalaye Electric facility in 2003, but they were more successful in removing signs of the previously extant facility at Lavisan-Shian and Parchin, in 2004 and 2015 respectively, before the IAEA was able to obtain samples at the sites.  Recent events suggest that Iran has not stopped using this playbook.
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          What 
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          new today that was at least somewhat less clear on the public record in the early 2000s when those Iranian safeguards violations first surfaced, however, is that we all understand the context much better.  This context situates Iran’s pursuit of uranium enrichment capability at that time as the 
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          engine for its past secret and illegal nuclear weapons program, which stretched all the way back to Iran’s first steps to obtain centrifuge technology from the Pakistani nuclear weapon scientist A.Q. Khan in the 1980s.  As the 
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           IAEA reported in 2015
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          “a range of activities relevant to the development of a nuclear explosive device were conducted in Iran prior to the end of 2003 as a coordinated effort, and some activities took place after 2003.”
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          Thanks to revelations about the previously-secret “nuclear archive” acquired by Israel, even more is now publicly known about this Iranian nuclear weapons program, and about how disturbingly far this effort progressed before Tehran prudently suspended it under threat of U.S.-led United Nations sanctions – and perhaps more – in 2003.  In light of what can now we seen in the “nuclear archive” about the nature and extent of Iran’s previous nuclear weapons effort, it is clear that Iran’s acknowledgments under the IAEA’s “roadmap” for addressing outstanding issues related to the Possible Military Dimensions of Iran’s nuclear program were grossly incomplete.
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          The new safeguards issues that have arisen demonstrate that significant questions still remain about what nuclear materials, equipment, and information from Iran’s past illegal nuclear weapons program remain hidden in Iran.  It is possible that any such hidden nuclear material could contribute to renewed weapons R&amp;amp;D, should the Iranian regime make a decision to pursue such efforts, even if the quantity is “small” or the material is “old.”  Investigating evidence of potential undeclared nuclear material is the core mission of IAEA safeguards inspectors.  Iranian deception, denials, and non-cooperation in the face of such evidence and in reply to Agency access requests must be viewed with the gravest concern.
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           III.         A Diplomatic Challenge
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          All of this presents a serious diplomatic challenge for the entire international community.  If Iran is allowed to refuse the IAEA access to which it is legally entitled, much less to continue doing so for
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           months
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          without repercussions, a dangerous message may be sent to all other states with safeguards obligations that those obligations are, in effect, optional.  Therefore, irrespective of one’s feelings about contentious JCPOA-related issues, no serious person should be unconcerned about these emerging Iranian safeguards challenges and the context in which they are embedded.
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          As I have long lamented in both 
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          and 
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          capacity, the international community has a history of overcoming its collective action problems and responding to Iranian proliferation challenges more slowly than the rate at which such Iranian provocations have themselves developed.  But the nations of the world can do better, and the current safeguards problems that have arisen in Iran provide a chance to do so. These problems must therefore not be ignored, no matter how politically inconvenient they may be for the JCPOA’s most ardent defenders.  It is imperative that all countries join in insisting that Iran change course and start cooperating fully and completely with the IAEA in order to resolve all these concerns.
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          And despite these challenges, there does remain a viable path forward to a peaceful and equitable solution with Iran.  As Secretary Pompeo has long 
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           made clear
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          , and as I and others 
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           have echoed
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          , we believe it possible, and indeed highly desirable, to reach a negotiated settlement that imposes enduring constraints on Iran’s nuclear program, and that reins in a range of malign Iranian behaviors that imperil regional peace and security.  In return, we are  willing to offer the Islamic Republic of Iran what no U.S. Administration ever has before: full normalization of diplomatic relations, including the exchange of Ambassadors, and full sanctions relief, if it agrees to a comprehensive deal.
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          This is no pipe dream.  Indeed, I would think that the Iranian regime today – crippled by U.S. sanctions and its own corruption and economic incompetence, feared and detested by so many of its own people, bankrupting itself on foreign adventurism and destabilizing and costly missile proliferation, and now suffering tremendously from the COVID-19 pandemic – has every reason to sit down with us to work out such an answer.
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          What no one needs – including Iran – is for safeguards concerns to linger and complicate this diplomatic challenge still further.  For the sake of keeping alive the possibility of a diplomatic solution, for the sake of the integrity of the safeguards system, and for the sake of international peace and security, Iran must immediately come clean and truly cooperate with the IAEA.  If Iran continues to refuse, the international community must stand shoulder-to-shoulder in support of the IAEA, including by imposing renewed international sanctions until Tehran provides such cooperation and finally establishes the basis for international confidence that Iran is no longer preserving elements of its past nuclear weapons program.
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          -- Christopher Ford
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      <pubDate>Wed, 06 May 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2551</guid>
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      <title>Strengthening Deterrence and Reducing Nuclear Risks: The Supplemental Low-Yield U.S. Submarine-Launched Warhead</title>
      <link>http://www.newparadigmsforum.com/p2544</link>
      <description>Here is the text of the fourth paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security.


Strengthening Deterrence and Reducing Nuclear Risks: The Supplemental Low-Yield U.S. Submarine-Launched Warhead
by
Dr. Christopher A. [...]</description>
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           Below is the text of the fourth paper in the
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          ACIS Papers
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           series produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         Strengthening Deterrence and Reducing Nuclear Risks: The Supplemental Low-Yield U.S. Submarine-Launched Warhead
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 4
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          April 24, 2020
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           This latest monograph in the Arms Control and International Security Paper Series – produced by the State Department’s Bureau of Arms Control, Verification and Compliance, and with an introduction by Assistant Secretary Ford – explains U.S. thinking behind the supplemental low-yield W76-2 Submarine-Launched Ballistic Missile (SLBM).
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           Introduction:
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           U.S. Nuclear Innovation for Deterrence
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          The 
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           2018 Nuclear Posture Review
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          (NPR) outlined several ways in which the U.S. Government is working to meet its deterrence needs, and those of its Allies, through prudent and thoughtful answers to the challenges presented by the rapid deterioration of the global threat environment that has occurred since the publication of the previous NPR in 2010.  Coming as it did at the outset of a period in which the United States was beginning to throw off a generation of post-Cold War complacency about great-power competition and explicitly to embrace competitive strategy in reaction to the provocations and military build-ups being undertaken by the Russian Federation and the People’s Republic of China (PRC), the 2018 NPR was a seminal document.  It both highlighted some fundamental continuities in nuclear strategy that have been shared by successive U.S. administrations, and outlined modest innovations that had become necessary by these changing circumstances.
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          Some of the innovations we announced in the NPR took effect immediately, such as the greater clarity we brought to U.S. declaratory policy by specifying that the “extreme circumstances” under which the United States does not 
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           a priori
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          rule out the possibility of using nuclear weapons include the threat of “significant, non-nuclear strategic attacks” (SNNSAs).  These attacks, the NPR made clear, “include, but are not limited to, attacks on the U.S., allied, or partner civilian population or infrastructure, and attacks on U.S. or allied nuclear forces, their command and control, or warning and attack assessment capabilities.”  This change did not expand the range of circumstances in which the United States might use nuclear weapons.  Rather, it clarified the strategic nature of the adversary actions that might elicit an American nuclear response.  We also made clear that we reserve the right to modify U.S. nuclear declaratory policy in any way “that may be warranted by the evolution and proliferation of non-nuclear strategic attack technologies and U.S. capabilities to counter that threat.”
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          This declaratory policy clarification was necessary because ours is an age in which non-nuclear capabilities have the potential to wreak havoc in some respects comparable to a nuclear attack, or to directly degrade the nuclear forces upon which we and our Allies rely in order to deter nuclear or large-scale conventional aggression.  It is also, alas, an age in which both Russia and the PRC are developing just the sort of capabilities that such SNNSAs would require.  To some extent, a commitment to deterring SNNSAs may have been 
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           de facto
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          U.S. policy for many years under 
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           prior statements
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          that the United States would only consider nuclear weapons use under “extreme circumstances.”  No previous U.S. administration, however, had been willing to offer any insight into what such longstanding comments about “extreme circumstances” actually meant.  In a global environment of great power competition and accelerating threats in emergent battlespace domains, however, we opted for honesty and for clarity in order to enhance deterrence and reduce the risk of miscalculation.
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          Some of the other innovations of the 2018 NPR will not materialize for some time.  Our development and deployment of a “modern, nuclear-armed sea-launched cruise missile” as called for in the NPR, for instance – a capability needed to sustain deterrence in the face of modern threats by replacing the Tomahawk nuclear-equipped, sea-launched cruise missile system that was 
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           unilaterally retired by the Obama administration
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          – will take years.  Our ongoing modernization of the legacy capabilities of the basic U.S. nuclear “Triad” of land-based missiles, heavy bombers, and sea-based ballistic missiles is now well underway, but it will also take years to complete.
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          Other innovations in current U.S. nuclear weapons-related policy do not represent adjustments in strategy or capability but are instead diplomatic initiatives.  These include our inauguration of a new, security-focused multilateral dialogue aimed at exploring potential real-world answers to future nuclear disarmament challenges – the “
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           Creating an Environment for Nuclear Disarmament
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          ” initiative – and President Trump’s pathbreaking call for an entirely new, 
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           trilateral arms control framework involving both Moscow and  Beijing
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          to head off the nuclear arms race that might otherwise be sparked by the Russian and Chinese nuclear buildups currently underway.
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          In February 2020, however, the United States announced that it had completed another piece of the nuclear weapons policy agenda spelled out in the 2018 NPR: the 
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           fielding of a low-yield device on U.S. submarines: the W76-2 warhead
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          .  As the NPR made clear, this modification of an existing submarine-launched ballistic missile (SLBM) warhead had been made necessary by the development of new threats – specifically, by Russia’s fielding of a broad range of non-strategic nuclear capabilities in search of coercive advantages at lower levels of conflict.  (The NPR did not explicitly mention PRC capabilities in this context, but a similar point can be made about them as well.)
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          Both Moscow 
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           and
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          Beijing have worked hard in recent years to develop the ability to confront the United States in a crisis with sub-strategic nuclear threats.  By design, these capabilities threatened to present us with an insuperable problem in the early stages of an escalating conflict.  If they undertook low-yield nuclear use limited to the theater of conflict – something apparently embraced by Russian doctrine, for instance, and for which Russian forces train – we  must ensure that we do not have to choose between mounting a greatly disproportionate nuclear attack in response, or allowing Russian or PRC aggression to accomplish its objectives.
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          An asymmetry of options would not only present potential escalation problems in wartime but, more importantly, also pointed to a potential “failure mode” for peacetime deterrence.  To the degree that either Russia or the PRC calculated that the United States would not possess assured proportionate response options in such circumstances and might thus capitulate out of fear of the catastrophic consequences that might follow, the efficacy of our nuclear deterrent would be undermined, and aggression – and great power war – would become more likely.
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          This was the dilemma to which the 2018 NPR proposed a partial solution, in the form of the supplemental low-yield SLBM warhead.  And it was, in my view, a sound choice.
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          Having gained much experience with small, forward-deployed nuclear weapons during the Cold War, we knew full well how such deployments ultimately tended to be more destabilizing than stabilizing.  We learned, after much study and NATO wargaming in the late 1970s and early 1980s, that tactical weapons deployed far forward in the battlespace turned out to offer little deterrence value, were vulnerable to being overrun  by the adversary’s conventional forces, and threatened to create terrible command-and-control – or loss of control – problems in wartime.  (That’s why we 
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           strongly urge other nuclear weapons possessors
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          to continue down the dangerous path of small, forward-deployed weapons.)  So even as the Russians and the PRC built up their non-strategic arsenals, we were determined 
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          to return to the days of forward-deployed U.S. ground-based systems such as nuclear artillery, nuclear land mines, or the short-range “Davy Crockett” vehicle-mounted missile.
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          Instead, we opted to give ourselves a low-yield option that 
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          forward deployed, and thus demonstrably avoided the preemption, command-and-control, and other problems presented by Davy Crockett-style weaponry.
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          By providing an additional, highly effective low yield response option in the event of Russian or Chinese theater nuclear use, we make such use both less tempting and less likely.  This effectively 
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          the adversary’s nuclear threshold, as well as making it less likely that deterrence will fail in the first place.
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          The supplemental low-yield SLBM capability thus represents an important step in support of nuclear deterrence, and in reducing net nuclear risks.  In sharp contrast with the provocative and destabilizing Russian and Chinese nuclear buildups currently underway, moreover, this is a step that the United States has taken without any increase in the overall number of U.S. nuclear weapons. Additionally, the low-yield SLBM does not circumvent the New START Treaty.  It is, in short, a success story.
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          To further illuminate many of the details of the U.S. reasoning behind the W76-2 in a clear public forum, I am pleased to offer the reader this paper prepared by the State Department’s Bureau of Arms Control, Verification and Compliance.  It is an excellent addition to our 
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           Arms Control and International Security
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          paper series, and I hope you enjoy it.
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          – Dr. Christopher Ford
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           Assistant Secretary of State
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           Under Secretary for Arms Control and International Security
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         The W76-2 Low-Yield Option
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          prepared by the
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          Bureau of Arms Control, Verification and Compliance
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          In February 2020, the United States announced the deployment of submarine-launched ballistic missiles (SLBMs) armed with the low-yield W76-2 warhead.  In the 2018 Nuclear Posture Review (NPR), we identified the low-yield SLBM as a low-cost and expedient means for strengthening deterrence and assuring our allies in the face of a more threatening strategic landscape.  This supplemental capability is fully compliant with our arms control obligations and does not require building and deploying more nuclear weapons or delivery vehicles.  In an impressive display of strategic adaptability, the United States implemented this force structure modification in two years.
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          Yet the decision to lower the yield on a small portion of U.S. SLBMs has generated vociferous opposition in some quarters.  Critics continue to argue that it makes nuclear war more likely and is uniquely dangerous.  In other words, they assert that the United States is not acting as a responsible nuclear-weapon state by deploying the low-yield SLBM.
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          These are serious but incorrect allegations.  Given our unique role in extending nuclear deterrence to over 30 other countries, our commitment to creating the conditions for nuclear disarmament, and our responsibility to prevent nuclear war, these allegations merit a thorough response.
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          In our judgement, the low-yield SLBM reduces the risks of nuclear war by reinforcing extended deterrence and assurance.  To better illuminate why this is case, we need to first step back and review U.S. strategy for deterring limited nuclear attack, the alternative strategies, and how the low-yield SLBM fits into U.S. strategy.  This context then enables an evaluation of the strategic and operational arguments against the low-yield SLBM.
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           I.          The Risk of Limited Nuclear Attack
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          The highest priority of U.S. nuclear policy is to deter potential adversaries from nuclear attack of any scale.  Any use of a nuclear weapon against the United States and its allies would fundamentally alter the nature of a conflict.  This is not solely a U.S. view, but one that NATO shares.  U.S. strategy for deterring nuclear attack on the United States and our allies encompasses much more than nuclear weapons and military forces; however, nuclear weapons play a critical role, and it is necessary to elaborate on this role in more detail to set the context for the low-yield SLBM.
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          While we continue to posture our forces to deter large-scale nuclear attacks, the 2018 NPR also highlighted the importance of deterring limited nuclear attacks on allies and deployed U.S. forces – something both the Obama and Trump Administrations considered more likely than a “bolt-out-of-the-blue” attack.  This deterrence requirement is not new, but it has taken on greater urgency in light of the return of great power competition, our assessment of Russian and North Korean nuclear strategy, and China’s continued military modernization, including the expansion of its theater- and strategic-range nuclear forces.  China’s modernization also includes exploration of low-yield nuclear weapons.
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          For nuclear deterrence to be credible, we must also prepare to respond effectively, in ways that would achieve U.S. objectives and protect U.S. and allied interests, if deterrence were to fail.  U.S. nuclear operations would adhere to the law of armed conflict.  When it comes to limited nuclear attacks, the relationship between credible deterrence and effective response options is particularly important.  If an adversary uses several nuclear weapons and has hundreds or thousands more ready for use, having a strategy to prevent further nuclear use will be an overwhelming objective for the United States.  While some argue that planning for these types of scenarios makes them more likely to occur, the United States does not have the luxury of putting in place a deterrence strategy that simply ignores the possibility that it may fail – that would be the very definition of best-case scenario planning.  It would be irresponsible for the United States to extend global security commitments without accounting for the possibility that potential adversaries may resort to nuclear coercion in a military crisis.  If the United States and its allies were unprepared to counter nuclear coercion, potential adversaries may conclude that a strategy of nuclear brinksmanship would succeed, both encouraging aggression and risking nuclear escalation in the ensuing conflict.
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          Thus, as long as the threat of limited nuclear attacks remains, the United States must have an effective strategy to deter such attacks.
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          U.S. strategy is best described as a counter to a limited nuclear war strategy:  we aim to convince potential adversaries that any limited nuclear attack will fundamentally alter the nature of the conflict and fail to achieve its objectives.  Further, such an attack will result in an American response that imposes unacceptable costs, risking catastrophic consequences.  This strategy is intended to reduce potential adversaries’ confidence in their ability to wage a successful limited nuclear war, strengthening deterrence and ensuring no adversary is tempted to cross the nuclear threshold.
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          To illuminate how the strategy works in practice, it is useful to first contrast it with two competing strategies the United States has rejected.
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           A.          Massive Retaliation Strategy
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           A massive retaliation strategy relies solely on the threat of a massive nuclear response to a nuclear attack of any size.  Massive retaliation could take the form of either a massed response with many nuclear weapons or a response with a smaller number of weapons carrying very high-yield warheads.  This is not a credible strategy for deterring Russia or China from employing a limited nuclear attack.  Because these countries possess sophisticated, diverse and survivable strategic-range nuclear forces, there is a risk they would conclude that, if the United States only possessed massive response options, it would be unlikely to use them in response to a limited nuclear attack on allied territory, as doing so would invite retaliation against the U.S. homeland.
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          For example, if Russia used one or two nuclear weapons in Europe, the most effective strategy for limiting damage against the United States and its allies would be to reestablish nuclear deterrence, an objective for which massive nuclear retaliation would be disproportionate and ineffective.  Thus, a massive retaliation strategy does not provide effective response options for meeting U.S. objectives after deterrence of a limited nuclear attack fails.  It is not credible, and for that reason the United States has not had a massive retaliation strategy since President Eisenhower.  There is too high a risk that potential adversaries would choose to test it in a crisis.
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           B.          Mirror Image Strategy
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           The second road not taken is to mirror the approach Russia has adopted.  This strategy would essentially try to match Russia weapon-for-weapon at the non-strategic or theater-level.  In other words, we would deploy up to 2,000 ground-, air-, and sea-based non-strategic nuclear weapons, for the purpose of defeating Russian general purpose and theater nuclear forces.
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          The perils and limitations of this strategy are numerous and obvious.  Because the United States has taken steps to reduce the role of nuclear weapons in its national security strategy, we no longer possess the numbers and types of short-range nuclear weapons that this approach to deterrence calls for, and it would be massively expensive and take years to build an arsenal of non-strategic nuclear weapons of this scale.  Fortunately, the United States has no need for a massive build-up.
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          Resource requirements to the side, this strategy is still flawed.  It undermines extended deterrence and assurance by suggesting that if Russia uses nuclear weapons against U.S. and allied deployed forces, the United States will only respond in kind, granting the vast Russian homeland as a sanctuary as long as it does not fire nuclear weapons at the U.S. homeland.  Qualifying extended deterrence in this way risks lowering Russia’s nuclear threshold.  It also evinces a dangerous overconfidence in the ability to control nuclear escalation, as if somehow the use of nuclear weapons on the battlefield, so to speak, reduces the likelihood of catastrophic nuclear escalation, making Europe “safe for limited nuclear war.”  Even the use of the term battlefield is misleading, a bad euphemism for the national territory of U.S. allies.
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           II.          Deterring Limited Nuclear Attack
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          In contrast to these alternatives, our strategy seeks to convince potential adversary leadership that it cannot predict the course of nuclear escalation because it will not be able to predict where, when, or how the United States will respond.  They only know that a U.S. response will be effective and impose unacceptable costs, the consequences severe but ultimately incalculable ahead of time.  The essence of our strategy is that the United States will have options for responding to nuclear attack at a time and place of its choosing, against assets that an aggressor values, and in a way that reinforces the broader U.S. and allied strategy and objectives in the war.
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          Too often, public discussion of this issue immediately fixates on “strategic” versus “battlefield” weapons and targets without sufficient attention to the overarching framework that guides how we evaluate nuclear force structure and targeting requirements.  These excursions are typically laden with undefined jargon and miss the point of our strategy entirely:  The leadership of any country that chooses to use nuclear weapons against the United States and its allies in a limited way should not feel confident that some high-value assets are off limits so long as they are not detonating weapons over U.S. territory.
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          We do not specify exactly how we would respond in standing declaratory policy.  Instead, the United States would assess all the different elements of a response option, including the target or targets, through the prism of its objectives and the circumstances at the time.  Much of this would hinge on the specific situation at hand, but the 2018 NPR does provide insight into our guiding principles:
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          In this sense, our strategy for deterring limited nuclear war is not target-based; it is capacity-based:  we deter limited nuclear attack by sustaining an effective military posture to protect the vital interests of the United States and its allies in the face of nuclear-backed aggression.
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           A.          Nuclear Forces Supporting U.S. Strategy
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          In practice, all U.S. military capabilities underpin this strategy, but U.S. nuclear forces play a unique and critical role.  The United States fields forces that hold a variety of potential adversary assets at risk with multiple types of delivery vehicles and warhead yields.  A high degree of flexibility in our nuclear forces is essential, otherwise our underlying deterrence message would ring hollow.  The United States does not need thousands of non-strategic nuclear weapons for our strategy because we are explicitly rejecting the notion of a war of attrition via short-range nuclear weapons.  It does, however, need credible limited nuclear response options:  the ability to effectively and reliably respond to limited use in an unpredictable variety of ways, including responding with a small number of weapons with low warhead yields.  The need for limited response options to demonstrate resolve and restraint is a longstanding and bipartisan principle of U.S. nuclear policy and strategy.
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          Transparency about U.S. nuclear forces during peacetime reinforces our strategy for deterring limited nuclear attack.  The flexibility of U.S. nuclear forces signals to allies and potential adversaries that we have the capacity and willingness to counter nuclear coercion under any circumstances.
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           B.          Flawed Criticism
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          Critiques of limited nuclear options and low-yield warheads often take aim at the weapon systems themselves instead of the underlying strategy they enable.  For example, they argue that:
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          In isolation, there is an intuitive appeal to each of these assertions, yet these arguments in a strategic context are unpersuasive and counterintuitive.
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          It is certainly true that there is no guarantee a limited nuclear option with a low-yield weapon, in response to a nuclear attack, would prevent further nuclear attacks.  We have to be clear eyed that nobody knows what would happen in a nuclear war.  This uncertainty about the potential for further escalation is in fact a part of our nuclear deterrence strategy.  But we can be confident that, while limited response options are not guaranteed to work, a massive response to a limited attack is even less likely to restore deterrence and more likely to spur further nuclear escalation that could devastate the world.  Thus, if we accept that the United States should prepare to prevent additional nuclear attacks after an adversary has crossed the nuclear threshold, eschewing limited response options forecloses that possibility, turning the risk of further nuclear escalation into a certainty.
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          But the priority of U.S. policy is to deter, not fight, a nuclear war.  Thus, what about the argument that low-yield weapons weaken deterrence by signaling that the United States will respond in a limited, perhaps even tactical, fashion?
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          This critique is flawed because it conflates the possession of low-yield weapons with a doctrine of responding symmetrically to limited nuclear attacks.  The United States has no such doctrine.  The full spectrum of adversary assets would be at risk if an adversary uses nuclear weapons first, and the full array of U.S. nuclear forces is available to strike those assets if deterrence fails.  It is important to remember that even though a low-yield nuclear weapon is less destructive than a high-yield nuclear weapon, it is still capable of inflicting unacceptable costs.  But because it is capable of providing an effective response with less collateral damage than a very high-yield weapon, potential adversaries may perceive it as a more credible response to a limited attack and thus a more credible deterrent to a strategy that seeks to split the United States from its allies.  This is why we see the low-yield SLBM as raising potential adversaries’ thresholds for nuclear first-use.
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          The preceding discussion demonstrates that the final critique is simply false.  U.S. low-yield nuclear weapons do not reflect an embrace of nuclear war fighting.  We are not seeking to make U.S. employment of nuclear weapons easier.  We are seeking to make our potential adversaries’ decision-making more complex and less certain when they consider the use of nuclear weapons against us and our allies.
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           III.          Rationale for the Low-Yield SLBM
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          The United States needs to retain effective limited, low-yield responses to support its strategy for deterring limited nuclear attacks and coercion.  Prior to the recent deployment of the low-yield SLBM, U.S. low-yield options were concentrated in bombers and dual-capable aircraft.  These systems will continue to play an important and unique role.  U.S. nuclear-capable bombers provide both penetrating and standoff response options; they are survivable against counterforce attacks when they are armed with weapons, alerted, and dispersed; and we can visibly signal with them in peacetime and military crises.  Dual-capable aircraft are also valuable for signaling and their forward deployment in allied territory is a tangible demonstration of the extended deterrent link between the United States and its allies.
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          Yet there are several distinct attributes of SLBMs that our air-based nuclear forces do not possess.  Ballistic missiles are unmatched in their ability to reliably penetrate defenses.  They are more prompt than air-delivered nuclear forces.  And because we keep a portion of our ballistic missile submarines continuously deployed at sea, the low-yield SLBM provides a response option that is operationally survivable day-to-day and always ready.  Thus, unlike our bombers and dual-capable aircraft, which are not armed, alerted, and dispersed day-to-day, we do not need to generate the low-yield SLBM in a crisis.
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          There is a misconception that we chose to modify the W76 warhead to increase the overall number of low-yield weapons in the U.S. stockpile.  In reality, we judged that having a small number of low-yield warheads on delivery vehicles with these attributes enhances our deterrence strategy in a number of ways, and our judgement rested on both near- and longer-term considerations.
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          The low-yield SLBM enabled the United States to quickly strengthen its forces for deterring limited nuclear attack.  The decision to supplement existing forces with the low-yield SLBM reflects a qualitative judgement we made after an intensive, year-long assessment.  We judged that enhancing the forces that support our strategy was the right and prudent step in light of the more dangerous security environment we and our allies now face.  Russian strategy and its expansive modernization of its nuclear arsenal was a key near-term factor in our decision.  This decision is based on more than simply a narrow analysis of weapons on targets.  As stated earlier, U.S. deterrence strategy requires an effective military posture to protect the vital interests of the United States and its allies in the face of nuclear-backed aggression.  We considered the overall capacity of the United States for deterring and responding to limited nuclear attacks across peacetime through fluid military crises and conflicts.
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          The introduction of a low-yield option that is faster, less vulnerable to air defenses, and operationally ready every day guarantees the United States can respond to a limited nuclear attack regardless of the circumstances; as examples, if U.S. nuclear-capable bombers and dual-capable aircraft are committed to other missions or have been destroyed, or if there is an operational imperative to hit a target more quickly than air-based assets are capable of carrying out the strike.  Fundamentally, this capability helps prevent Russia from miscalculating that the United States would lack the capacity to achieve its political-military objectives after a limited nuclear attack against NATO, or more precisely, that Russia could deny the United States the capacity to achieve its objectives after a limited nuclear attack against NATO.
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          Further, the low-yield SLBM increases the resiliency of U.S. nuclear forces to geopolitical and technological challenges.  Russian and Chinese air defenses will be more lethal in the future, as will their overall suite of capabilities for contesting U.S. forces in their respective regions.  We have confidence that our next-generation air-based nuclear forces will be effective, but they will not be available for years.  Every assessment of offense-defense dynamics between future capabilities must account for myriad uncertainties.  The low-yield SLBM hedges the United States against a more demanding combat environment emerging in the coming decades.  Even if Russian and Chinese anti-access and area-denial forces improve beyond our current assessments, the United States will have effective limited response options to deter limited nuclear use.  The reason we are hedging is that penetrability is essential to deterring limited attacks.  If the only way we could reliably penetrate defenses is through saturation or mass suppression of defenses, the profile of our response would be much larger; it would not appear limited to potential adversaries, while a more limited response might not be deemed credible.
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          The United States is only deploying a small number of the W76-2 warheads.  It is a testament to the wisdom of previous administrations that invested in and retained the strategic triad of delivery systems, including bombers, intercontinental ballistic missiles, and submarine-launched ballistic missiles, that the Trump Administration concluded only modest supplements were necessary to update the U.S. strategic nuclear deterrent despite a significant worsening of the security environment.
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           IV.          Debunking the Critique
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          A popular argument against the low-yield SLBM is that the system is a uniquely dangerous weapon due to the so called “discrimination problem.”  According to this argument, the launch of a U.S low-yield SLBM in a war would precipitate a foe’s decision to immediately launch a massive nuclear attack against the United States before the low-yield SLBM reaches its target.  The rationale for this claim is that a foe’s early warning system may be incapable of distinguishing between an SLBM carrying a low-yield warhead and an SLBM carrying one or several high-yield warheads.  As a result, the foe’s leadership would simply assume that it must launch a massive nuclear strike upon detection of a single SLBM launch.
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          As with the arguments against low-yield nuclear weapons, the discrimination problem has an intuitive appeal; however, its underlying analysis and subsequent risk assessment is unpersuasive for three reasons.
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          First, the discrimination problem implies that none of the other U.S. strategic nuclear forces possess a flexible range of yield options, which is incorrect.  As stated in the 2018 NPR, the gravity bombs carried by B-2A bombers and the air-launched cruise missiles carried by B-52H bombers also provide multiple yield options.  Thus, while a foe’s early warning system would not be able to determine the yield of the warhead on a ballistic missile that it detects, it would not be able to determine the yield of the weapons on a U.S. bomber or air-launched cruise missile either.  In this sense, the low-yield SLBM is not unique.  For example, Russia has long had to account for the fact that not all U.S. strategic delivery vehicles only carry high-yield weapons, and this operational uncertainty reinforces our deterrence objective of undermining Russian confidence that it can control escalation in a nuclear war.
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          Second, foreign leaders now have ample reason to conclude that some U.S. SLBMs carry low-yield warheads.  The United States has been transparent since the release of the NPR in 2018 that it will arm a small number of SLBMs with the W76-2 warhead.  We have actually sat across the table from our Russian counterparts in bilateral dialogues to explain what we are doing and why.  Russia also has insight regarding both the total number of warheads loaded onto deployed U.S. SLBMs and the number of warheads on individual SLBMs through the New START Treaty’s verification regime.  If leaders in Russia or another nation adopt a standard operating procedure of assuming that every U.S. SLBM is armed with the maximum number of high-yield warheads it could carry, they would be selectively disregarding additional information about how the United States actually operates its SLBM force.
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          Third, there is no strategic rationale for an adversary to use nuclear weapons in a limited way and then launch a massive nuclear attack upon detection of a single SLBM, triggering the unlimited war it is trying to avoid.
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          In Russia’s case, its early warning system would enable its leadership to assess the scale of the attack, specifically that it is a single ballistic missile and not a multiple missile launch, and the probable destination based on its trajectory.  Therefore, Russia will have data to support the conclusion that the attack does not represent an existential threat.  Moreover, the rationale for launching before the U.S. SLBM reached its target would be to use Russian nuclear weapons before the bulk of its nuclear forces or its nuclear command and control has been destroyed.  Yet one SLBM, even one armed with as many high-yield warheads as it could carry, would not pose a comprehensive counterforce threat to Russia’s nuclear deterrent.  Russia has invested in a modern force with a significant number of mobile delivery vehicles, the point of which is to have weapons that would survive a dedicated large-scale attack.  There would be no operational need for Russia to escalate to a massive attack on the U.S. homeland upon detection of a single SLBM after it had used nuclear weapons first, and doing so would result in an unacceptable strategic outcome for Russia.
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          To be clear, there is no such thing as a safe nuclear war or a low-risk nuclear strike, regardless of its magnitude.  That is why we devote significant attention and effort to deterring the use of nuclear weapons and have adopted a strategy for deterring, not fighting, limited nuclear war.  Rather, the point is that there is nothing uniquely dangerous about the low-yield SLBM that would preclude us from deploying it, given the valuable role it plays in our strategy for deterring the use of nuclear weapons in the first place.
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           V.          Conclusion
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          Sustaining an effective deterrence strategy is central to our goal of ensuring that a nuclear war will not be fought.  Nuclear deterrence is the least bad option and not our first choice.  The United States is ready to work cooperatively with the international community to reduce nuclear dangers through effective arms control, non-proliferation, transparency, and diplomacy.  As long as nuclear weapons exist, the United States will retain an effective nuclear deterrent and be transparent about the nuclear weapons it possesses and the reasons for changes to its force structure.  As a nuclear-weapon state, we have a responsibility to do no less, and we encourage Russia and China to do the same.
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      <pubDate>Sat, 25 Apr 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2544</guid>
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      <title>Security Assistance and U.S. Competitive Strategy: Improving Our Game</title>
      <link>http://www.newparadigmsforum.com/p2534</link>
      <description>Here is the text of the third paper in the ACIS Papers series produced by the Office of the Under Secretary of State for Arms Control and International Security. 


Security Assistance and U.S. Competitive Strategy: Improving Our Game
by
Dr. Christopher A. Ford
Arms Control and [...]</description>
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           Below is the text of the third paper in the
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          ACIS Papers
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           series produced by the Office of the Under Secretary of State for Arms Control and International Security.
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           This paper may also be found in PDF form on the bottom of this page.
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         Security Assistance and U.S. Competitive Strategy: Improving Our Game
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 3
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          April 21, 2020
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           In this third issue of the T paper series, Assistant Secretary Ford outlines the ways in which the State Department applies U.S. arms transfers to enhance the capabilities of allies and partners in support of U.S. competitive strategy vis-à-vis state-level competitors.
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          Coming to my current role performing the duties of the Under Secretary for Arms Control and International Security from two years at the helm of the Bureau of International Security and Nonproliferation (ISN), most of my discussions of U.S. competitive strategy in this current era of great power competition address such questions through an ISN prism — such as the challenges of dealing with technology-transfer threats.
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          This paper, however, will take a broader perspective, exploring how we in the so-called “T” family of bureaus — and, in particular, the Political-Military Affairs (PM) Bureau — are also using arms transfers to foreign partners as a tool of U.S. competitive strategy.  Such transfers have always been an important foreign policy and national security tool, of course.  Nonetheless, it is too little understood how much focus we in this Administration have put on such transfers, and how this revised and expanded effort is contributing to meeting the challenges set for us by our senior leaders in documents such as the 
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           National Security Strategy
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          (NSS) and the 
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           National Defense Strategy
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          .
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           I.         NSPM-10 and the CAT Policy
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           One of the cornerstones of our current approach is
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           National Security Presidential Memorandum (NSPM) 10
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           , which was signed by the President on April 19, 2018, just a few months after I left the National Security Council staff to come to the State Department.  NSPM-10 forms the backbone of our new Conventional Arms Transfer (CAT) policy.
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          But it’s worth backing up for a moment.  The NSS makes clear the central challenge to U.S. prosperity and security today is the reemergence of long-term, strategic competition with revisionist powers, namely the People’s Republic of China (PRC) and Russia.  It also makes clear that economic security is a critical part of national security.  These strategies recognize the primacy of our security relationships in order to magnify American power, and the influence these security relationships provide to protect our shared interests.
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          Against the backdrop of a competitive environment for security partnerships, our PM Bureau leads efforts to make the United States the global security partner of choice and to maintain America’s status as the preeminent global defense exporter.  Arms transfers are a key tool for doing this, and this is where the CAT policy comes in.  The CAT policy focuses first and foremost upon protecting and promoting the U.S. Defense Industrial Base (DIB), and it approaches arms transfers from the perspective of “better aligning our policy regarding conventional arms transfers with our national and economic security interests.”  It is our objective to build up the DIB – “maintain[ing] technological advantages of the United States military” and “increasing trade opportunities for United States companies” – thereby directly enhancing U.S. capabilities and improving our ability to protect and advance the interests and security of the American people.  All of this serves the purpose not just of supporting American prosperity and jobs, but also ensuring that we can compete with the global revisionists of the People’s Republic of China (PRC) and Russia in the future, no matter what their 
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          DIBs try to throw at us.
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          Critically, however, the CAT policy is not just about 
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          capabilities.  Our transfer policy is also about those who 
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          such transfers, and NSPM-10 directs us to focus also upon how to “better equip our allies and partners to contribute to shared security objectives and to enhance global deterrence.”  This piece is the key to understanding our efforts systematically to use arms transfers – as well as training and military capacity-building more broadly, though I won’t dwell too much on those aspects here – as a means for enhancing partner capabilities in ways that support U.S. competitive strategy and interfere with our 
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          strategies.
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           II.          Two Lines of Competitive Effort
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           The way I look at things, one can break our T-family approach to competitive strategy into two major prongs:
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           To give you a flavor for what we have set in motion since January 2017 when this administration came into office, an overview of our security partnership activities is in order.
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           With annual sales for Fiscal Year 2019 at more than $170 billion, it should be clear we provide an enormous amount of support to our various partners.
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           I hope this gives you a feel for how we are trying to use transfers and other tools in a strategically-informed way as we
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           reorganize ourselves for competitive strategy in the State Department
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           , and in a fashion that not only produces benefits for our defense industrial base but will also help problematize what our
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          I will likely have more to say on this broad framing of competitive strategy in a future paper, but it is worth emphasizing here that our CAT policy supports both of these prongs.  It contributes to the first line of effort by using arms transfers to promote the health and resilience of our defense industrial base, as well as to improve the capabilities of our foreign partners, their contributions to burden-sharing, and the interoperability their forces with those of the United States – especially for those allies alongside whom we might have to fight if deterrence were to fail.  The policy also aims to ensure “appropriate protections on the transfer of United States military technologies” in ways that we hope will help preserve our own military advantages.  Additionally, the CAT policy requires “restraint in transfers that may be destabilizing,” such as U.S. sales that might allow recipients to threaten other friends; this is the basis of the U.S.  
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           commitment to preserving Israel’s Qualitative Military Edge
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          The CAT policy also contributes to the second line of effort, however – the “slow the other side down” prong – through its focus upon building arms transfer partners into better 
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           As officials from the State Department and the White House explained publicly in August 2018
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          after we rolled out the new CAT policy, we are “trying to take a more proactive approach to arms transfers” and “prioritizing strategic competition.”  This policy was explicitly “designed in response to a shifting strategic landscape that’s increasingly characterized by great-power competition across the political, economic, and military spheres,” and it “prioritizes staying ahead of this competition by responding proactively instead of reactively to the defense needs of allies and partners.”
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          [footnote:
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           We are doing this while continuing to uphold respect for human rights and U.S. nonproliferation objectives.  Yet we are also being more aggressive than ever in our diplomatic engagements to ensure that the current multilateral institutions and organizations designed to uphold these values are not used as foils against us as we try to advance our competitive strategy.
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          This competitive focus upon partner capacity-building is intended to allow them to stand up for their own interests (and thereby also contribute to our common interests) more effectively in regions of the world menaced by 
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          from those who wish all of us ill.  Such capacity-building is increasingly important in an era in which Beijing and Moscow have become conspicuous as geopolitical revanchists on a global scale, seeking not merely to expand their national power at others’ expense, but in fact to obtain hegemony over their neighbors and reshape international order around themselves.  (Nor is this just about “spheres of influence.”  The PRC has actually been seizing maritime areas claimed by its neighbors, while Russia now occupies parts of the sovereign territory of two of its European neighbors, resurrecting invasion and territorial seizure as a grim fact of life on the European continent to the first time since the defeat of Nazi Germany.)  At the regional level, Iran also uses force and subversion in support of its own dreams of hegemony, while the DPRK openly threatens its neighbors with weapons of mass destruction and still 
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           mutters periodically about “reunification” of the entire Korean Peninsula
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          Not for nothing, therefore, do this Administration’s National Security Strategy and National Defense Strategy call out countering Chinese, Russian, Iranian, and North Korean depredations as being the central focus of United States planning.  In the face of the threats those regimes present, other countries have a right to protect themselves, and to the degree that we can help them defend themselves against such intimidation and aggression, we should do so.  Notably, this is what we are trying to do under the CAT policy as we work to build up partners and friends to stand as roadblocks to those countries’ own strategies.  (To the extent that our own transfers can displace or substitute for some of the arms transfers that both Russia and China use to raise revenues for their respective military machines and build client relationships that they can thereafter manipulate for strategic benefit, moreover, all the better.)
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           III.          Strengthening Partners Around the World
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          In using the various arms transfer and security partnership assistance tools available to us, our first priority is to support the defense needs of our allies and partners.  Precisely because and to the degree that those allies and partners do in fact face threats from the states called out in the National Security Strategy and the National Defense Strategy as our state-level competitors, however, this focus upon supporting our partners’ security needs also has the important effect of problematizing the self-aggrandizing revisionism of those state competitors.  By helping our friends be more secure, in other words, we also help counter the threatening aspects of our competitors’ own strategies and contribute to deterring revisionist aggression.
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          We are providing various European and Eastern European partners – who face a modernizing Russian military that periodically exercises itself near their borders in ways designed to alarm and intimidate decision-makers – with a range of missile and rocket systems, and maritime patrol assets, and are moving steadily forward in the multi-national F-35 Lightning II next-generation stealth combat aircraft program, which will provide many of our partners with state-of-the-art combat air power for years to come.  We have also lifted the previous U.S. administration’s ban on lethal assistance to Ukraine as it suffers Russian invasion and partial occupation, for instance, by transferring Javelin anti-tank missiles and sniper rifles – both good things to have when engaged in a protracted war of attrition against Moscow-supported proxy forces and Russian soldiers on clandestine assignment as “little green men” killing your citizens and occupying your homeland.
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          All of these various capabilities will contribute in vital ways to making Europe stronger and more secure, including against Russian threats.  If you were in the Kremlin and sought to intimidate Eastern European countries that used to be part of the Soviet Empire and NATO partners who stand in the way of your dreams of relitigating the eroded hegemony of your “near abroad,” I expect that you would find it very problematic how such transfers are today helping buttress the security of the free and democratic states you seek to bully.
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          Similarly, we are providing various allies and partners in Asia and the Indo-Pacific with a range of first-rate systems – including anti-air and anti-ship capabilities, and intelligence, surveillance, and reconnaissance assets – that will help them better meet their own national defense requirements.  In helping them meet their needs, we support the freedom and autonomy of the entire region.  If you work in the Chinese Communist Party’s leadership compound in Beijing and are building up your aerospace and naval power projection capabilities in order to displace regional U.S. alliances, conquer the thriving democracy of Taiwan, and re-establish what one might describe as neo-tributary relationships over the countries of East Asia, this is surely not good news.  For our allies and partners in the region, however, it is good news indeed.
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          In the Middle East, where Iran seeks its own sort of regional hegemony, our partners are receiving a variety of systems that will better enable them to defend themselves.  Particularly at a time when Iran’s regional provocations have extended not just to expeditionary warfare using Qods force units and militia proxies but also to transferring missiles and missile technology to non-state actors in Lebanon and Yemen and even to direct missile and unmanned vehicle strikes upon its neighbors’ critical infrastructure, helping our friends defend themselves also helps undermine Iran’s belligerent regional revisionism.
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          To assist our allies and partners in taking such steps to defend themselves, the U.S. State Department has also strategically allocated Foreign Military Financing (FMF) monies to select partner countries for the purchase of U.S.-origin defense articles, training, and services.  One key example is the European Recapitalization Initiative Program (ERIP), through which we assist European partners and allies as they transition away from Soviet-legacy and Russian-manufactured equipment, to reduce the Kremlin’s influence over partner and Allied defense procurement.  Through the Excess Defense Articles (EDA) program, the United States also disposes of excess military equipment by providing it to Allied and friendly nations on a grant or sale basis.
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          Another important tool that increases our competitiveness, influence, and interoperability with foreign partners is the International Military Education and Training (IMET) program – a Title 22 global security assistance program of approximately $110 million annually, that provides leadership and professional development training to thousands of up-and-coming young and mid-grade officers as well as senior military leaders at the U.S. Defense Department’s institutions of higher learning within the United States.  I’ll leave a detailed discussion of IMET partnerships for another day, but the program is an important tool for increasing the professionalism and military effectiveness of IMET partner countries against shared threats we face, and it is also a great way to build lasting relationships.  (Notable IMET alumni include Jordan’s King Abdullah and Nigerian President Buhari.)
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           IV.          The Security Partner of Choice
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          It is easy to see why our partners value this assistance, since U.S. industry produces the best defense equipment on the planet.  And our partners don’t just get the equipment itself.  Unlike many other suppliers, we don’t provide mere defense 
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          , but rather defense 
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          – including not only the training required to use, maintain, and integrate items into the recipient military’s doctrine and operations, but also the parts and components required for long-term maintenance and support.
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          Moreover, compared to transfers from our major arms sale competitors in Moscow and Beijing, U.S. defense sales are managed through a process whose policies are clear and transparent.  As the new CAT policy both demonstrates and models, U.S. policies are clear on the public record, and all transfers are vetted, including by conducting evaluations that account for potential harm to regional balances of power, contribution to proliferation, or harm to human rights.  Unlike the arms merchants in Moscow and Beijing, we tolerate no bribes, no monkey business, and no shady and corrupt relationships that can – and will – later be used to manipulate and coerce.
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          All of this makes us, in effect, the perfect defense supplier for free sovereign peoples resisting threats and intimidation from authoritarian revisionist states – and we are happy to play that role.
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           V.          Conclusion
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          The details of our approach in this global effort are not fixed in stone, of course.  Such efforts must always remain a work in progress – in the highest and best sense – for we seek to improve our game at every opportunity and to do better and better over time.  This is also an iterated game with an active opponent, so we also need to ensure that U.S. efforts adjust appropriately in response to what our 
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           competitors
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          are doing in reacting to such moves.
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          To help us improve how we do this, and to streamline our process of adaptation in the future, we are currently updating and revising our approaches to both Russia and the PRC on a T-family-wide basis.  As 
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           I have said before
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          , the West all but forgot about great power competition for far too long after the end of the Cold War, leaving our competitors free to take great strides while we were preoccupied with other things.
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          The State Department is 
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           back in the game now
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          , however, and we are learning anew how to do this sort of thing better and better every day.
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          -- Christopher Ford
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      <pubDate>Wed, 22 Apr 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2534</guid>
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    <item>
      <title>AI, Human-Machine Interaction, and Autonomous Weapons: Thinking Carefully About Taking “Killer Robots” Seriously</title>
      <link>http://www.newparadigmsforum.com/p2526</link>
      <description>Here is the text of the second paper pub in the Arms Control and International Security (ACIS) Paper Series published by the Office of the Under Secretary of State for Arms Control and International Security, on April 20 2020. 


AI, Human-Machine Interaction, and Autonomous [...]</description>
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           Below is the text of the second paper pub in the
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           ACIS Papers
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           series
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           published by the Office of the Under Secretary of State for Arms Control and International Security, on April 20 2020.
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           This paper may also be found in PDF form on the bottom of this page.
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         AI, Human-Machine Interaction, and Autonomous Weapons: Thinking Carefully About Taking "Killer Robots" Seriously
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 2
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          April 20, 2020
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           T
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           his second in the T series of papers offers thoughts on the public policy challenges presented by the prospect of “Lethal Autonomous Weapons” (LAWS).  In this paper, Assistant Secretary Ford offers his perspective upon these issues, urging readers not to be seduced by sensationalized simplifications, and calling for careful, sustained attention to the complexities they raised – such as through the work already being done by the LAWS Group of Governmental Experts.
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          It is hard not to be impressed by all the work being done and innovative approaches being pursued in the realms of Artificial Intelligence (AI) and human-machine interaction.  Such initiatives have the promise of enriching human life in a vast number of ways, and it is an extraordinarily exciting field to follow.
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          At the U.S. State Department’s Bureau of International Security and Nonproliferation, however, we are concerned with protecting against the potential “dark side” of such innovation – that is, with ensuring that such creations are not manipulated into doing the dirty work of despots or violent non-state actors to harm the innocent, silence the weak, or destabilize the global balance of power.  This too, I have come to learn over my years in public service, is no small or easy task.  In order for the public policy community to get these answers right
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           ,
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          and that
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          we must, we must ask tough questions and not settle on purported solutions just because they seem simple or easy.  Like the scientific and technical fields with which they interact, such policy challenges are multi-disciplinary and complex.  In order to create a lasting and effective policy for dealing with such dynamic technologies, international policy makers and technology experts will need to work together as perhaps never before.
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           I.          
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            Temptations of Sensationalism
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          For something as new and thought-provoking as the technological, ethical, legal, and political implications of Lethal Autonomous Weapons Systems (LAWS), the subject has wasted no time in acquiring its shopworn clichés and armchair experts.  Who, at this point, 
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           doesn’t
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          approach a discussion of LAWS without thinking, even inadvertently, of the villainous “Skynet” artificial intelligence system of movie fiction and the robot-assassins it dispatches against the noble but hard-pressed remnants of humanity in Hollywood’s 
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           Terminator
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          franchise?
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          There is, of course, a reason that public policy debates over LAWS have to struggle through endless 
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           Terminator
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          tropes:  activists concerned about the possibility of LAWS have built their public messaging around evocative “Skynet” imagery of “killer robots” precisely because this presses the kind of emotive buttons that tend to presuppose conclusions and short-circuit debate.  If that’s what is meant by “killer robots,” who 
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          be opposed to them?
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          The issue certainly 
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          simple at first glance, anyway.  The self-described “Campaign to Stop Killer Robots,” for instance, decries a future in which “fully autonomous weapons” would “decide who lives and dies, without further intervention.”  This, the campaign says, “crosses a moral threshold” because machines “lack the inherently human characteristics such as compassion that are necessary to make complex ethical choices” and “lack the human judgment necessary to evaluate the proportionality of an attack, distinguish civilian from combatant, and abide by other core principles of the laws of war.”  As a result, it is declared, such machines “would make tragic mistakes with unanticipated consequences” – errors for which it is “unclear” who could be held responsible.
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          These are strong claims, but unfortunately we know full well how alarmist and demonizing rhetoric can – as it is so often designed to do – skew policy debate in reflexive and counterproductive directions.  Such language is a very powerful tool.  To be sure, as Cardinal John Henry Newman once observed, men will die for a dogma who will scarcely stir for a mere conclusion.  When it comes to complicated and fraught things like how to deal with technological change in international security policy, however, I hope you’ll agree with me that it is best to 
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          dogma – and to try to hold out for actual conclusions.
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          In fairness, of course, it is also quite clear that there 
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          some very real issues in play – and that the emergence of a functioning LAWS, at such point as it materializes, could present all of us with important ethical, moral, and governance challenges.  Worrying about LAWS is not something that should be left entirely to dystopic science fiction.  There are real public policy questions here.
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            Emerging Challenges
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          To take just one example, the People’s Republic of China (PRC) already invests huge sums in using artificial intelligence (AI) tools as instruments of domestic oppression, and it explicitly envisions 
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          AI to be the key to revolutionizing Beijing’s military potential vis-à-vis the United States.  Indeed, going far beyond simply talking about autonomous 
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          weapons systems, a senior executive at one of China’s largest defense companies has claimed that AI will be the “brain” of future warfare – with an “AI cluster” taking over from actual humans, for example, in the national command structure.
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          Nor is this senior executive alone among Chinese thinkers in predicting that AI will prove to be a crucial element of the next Revolution in Military Affairs.  According to Ministry of National Defense officials, for instance, the PRC must “strengthen the research of artificial intelligence technology in the military field,” in order to allow the PRC to “capture the ‘new commanding heights’ of the future battlefield, and ensure that our army is built into a world-class military at an early date.”  Experts at the Chinese Academy of Engineering have predicted that artificial intelligence will be the most important military-civilian dual-use technology in the coming decades.
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          Even allowing for other strategic powers’ ambitious goals, there is unquestionably 
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          worth taking seriously here.  This is of particular interest to the policy community and can safely argue it 
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          be of concern to those with the skillset and knowledge to create such systems.  My point is not to single out the PRC 
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          , but rather to make it clear that we are probably only at the beginning of mankind’s exploration of the intersection between AI and warfighting – of which the development of LAWS is merely one potential issue.
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          The United States has recognized from the beginning that the foundation for AI adoption must be guided by ethical foundations deeply rooted in our nation's values and respect for rule of law.  Although technology changes, the U.S. commitment to the Law of War and ethical behavior does not.  That is why we are leveraging U.S. AI innovations to build solutions that are aligned with our laws and values.  For the United States, the Law of War – and basic questions of safety – are key considerations with any new capability, from first step of requirements development through the last day of deployment.
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          In sharp contrast to the opacity so far displayed by PRC and Russian officials on such subjects, the U.S. Department of Defense (DoD) is promoting thoughtful, responsible, and human-centric adoption of AI by investing in AI systems that are resilient, reliable, and secure.  For this reason, the Defense Department asked the Defense Innovation Board (DIB) to propose AI ethical principles for the Department of Defense.
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          The DIB conducted – in a fully transparent manner – a 15-month study that included consultation with many leading AI and technical experts, current and former DoD leaders, and the American public.  On February 25, 2020, Secretary of Defense Esper adopted the five ethical principles proposed by the DIB for the DoD.
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          The five principles – under which AI in defense must be responsible, equitable, traceable, reliable, and governable – apply to both combat 
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          non-combat AI technologies used by the DoD.  The U.S. system of democratic values and transparency, which led to the development of the DoD’s AI ethics principles, provides a framework for likeminded nations to follow as they look to develop their own AI principles.
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            LAWS and Their Future
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          But whatever the future of AI 
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           in general
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          , LAWS debates only concern the modest subset of AI-related issues that pertain to potential autonomous features and functions in weapons.  LAWS discussions are frequently conflated with broader AI debates, but they are not the same, and such conflation makes it needlessly difficult to think about either one.
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          Identifying what elements to focus on is not an easy task in this extraordinarily complicated and fast-moving arena, full of potential distractions.  Most of us catch the “Skynet” references, and some of us who are old enough will remember the rogue computer HAL from Stanley’s Kubrick’s masterful film 
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           2001: A Space Odyssey
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          , but it is also true that pop culture predictions of the future have a notably poor track record.  Having discovered that we don’t actually now live in George Jetson’s world – or the world of chauffeured craft swimming through the air to and from the Paris Opera depicted in that marvelous illustration by the 19
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           th
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          -Century French futurist Albert Robida – we should have more intellectual humility than to think we can understand all that much about our technological future.
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          If we can muster that humility, however, I do believe that there is real value exploring the public policy challenges potentially presented by LAWS.  We just need to approach it with care, rather than just reflex, as indeed such questions deserve.
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          As we consider these matters, therefore, I would like to offer some thoughts on the issues that seem to be the most consequential as we continue to work through the challenges posed by autonomous features and functions in weapons.
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          Some in the NGO community have said this is really a question of “meaningful human control.”  This is one of those phrases that seems very simple until one thinks about it carefully.  In thinking about this challenge from the perspective of future weaponry, it’s useful to remember the degree to which this may not be a completely binary question – “human” versus “no human” – but instead something at least a little more like a continuum.
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          It’s already long been the case, for instance, that some weapons systems incorporate autonomous features and functions – though they do not make their “own” independent decisions but rather respond to pre-established criteria pursuant to rules programmed into them by humans.  A deep-sea mine, for instance, might identify a particular hydrophonic signature associated with an enemy submarine, or an anti-tank mine might detect the clank of steel treads.  An artillery round or air-delivered submunition might scan the ground as it falls, employing its millimeter-wave sensor to pick up the shape of a tank’s armored turret before detonating its self-forging fragment warhead, or a drone might pick up the distinctive electronic emanations of an enemy target-acquisition radar before flying itself down that beam to destroy that emitter.  Or a “Close In Weapons System” Gatling gun – the U.S. Navy’s so-called CIWS, or “sea-whizz” system – might be set to “automatic” so that it is able to shoot incoming cruise missiles out of the air faster than a human sailor could respond.
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          Such things have long been realities, but the sky hardly fell upon their adoption, and we are hardly now on an inexorable slippery slope to “Skynet.” In fact, I expect that many can see positive utility in these advanced technologies for limiting unintended harm to civilians.
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          Furthermore, it is already – and, I think, increasingly – the case that for major weapons systems, human-machine interaction in the use of the weapon could actually be positive in increasing the degree to which human intent is precisely effectuated in the use of force.  To be sure, the pilot in a first-rate combat aircraft still makes the ultimate “fire-versus-refrain” decisions, but the data upon which such decisions are made is already highly dependent on automated software interfaces that characterize, sort, interpret, and prioritize the output of a huge range of sensors more precisely and more efficiently than any human could do, before the pilot knows anything.  Without the output of those sensors – and the “judgment” employed by the software that determines what to tell the pilot so that combat decisions can be made – the individual pilot would have to make his or her decision about ultimate use of force with very little relevant information at all.
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          An individual human being could not possibly integrate all the incoming information in real time – or even 
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           sense
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          it in the first place, what with radar, infra-red, radiofrequency signals, and data-fusion from a broad network of other sources all flowing into the cockpit, all being machine-processed and fused in real-time, and often concerning candidate targets far enough away that they cannot be personally seen by the pilot in any way.  Increasingly, the modern combat pilot necessarily understands his or her operational environment through software of extraordinary complexity.  Yes, the human makes the final call, but the pilot is hugely challenged or even helpless without machine intermediation, unable personally to vouch for what is “really” there without trusting the output of machines that he or she did not program in evaluating information that he or she may not directly perceive, in order to make the best and most considered decision possible.
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          Given that I’d wager that there are certain pilot-interface outputs that would quite invariably result in a macro decision to fire a weapon – something perhaps more or less equating to a signal that “that enemy fighter just locked on to you, is about to fire, and will kill you unless you fire first” – how should we consider the human-machine interaction at the time of “trigger pull”?  It is certainly true that for my hypothetical pilot, it is other humans who have programmed the computer to look for certain complex signatures that are identified as threats.  Yet, we are comfortable with the pilot firing a weapon in response to information generated by a machine at least in part because of the significant human judgment and expertise that was involved in programming the software and designing the sensors that enable the jet’s computer systems to identify military objectives in the pilot’s operating environment.
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          This suggests an important lesson.  In many circumstances, it may be the degree of 
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           human judgment
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           that is exercised
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           during the development and deployment of a weapon
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          , rather than the degree of human
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           control
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          over the weapon at any given moment that will be critical to ensuring compliance with International Humanitarian Law (IHL).
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          Perhaps spurred by periodic media stories about drone strikes against terrorist targets in the Middle East – albeit ones undertaken by human pilots via remote control architectures – those who fret about 
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           Terminator
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          -style robot assassins seem usually to have in mind contexts in which a machine aims to pick out a combatant from a civilian standing nearby.  The implication seems to be that this would inevitably be happening in and among all the ordinary moving pieces of life in the civilian world.  (The Campaign to Stop Killer Robots, for instance, warns that “no one would be safe”!)
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          But context 
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           does
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          matter, and it’s worth considering whether there are situations in which autonomous features and functions might 
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           not
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          be quite so frightening.  To begin with, of course, some autonomous features and functions — even deep autonomy, rather than merely automation — might actually be quite beneficial in some areas, with machine learning being used to enhance our everyday lives and perhaps also providing important advantages even in non-lethal military applications such as intelligence and logistics.
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          And even when it comes to lethal actions, the context and environment in which a weapon system is to be employed must surely matter a great deal.  I mentioned the CIWS above, and it’s a good example of a system with an autonomous feature that is turned on to “automatic” mode only by a human, and only in a very specific context of high-intensity threat at sea – presumably when there aren’t
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          aerial targets around 
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           other
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          than incoming enemy aircraft or cruise missiles.  CIWS has been an operational reality for decades, and people don’t seem particularly unnerved by automaticity in that degree and in that context.
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          Could one imagine other situations in which autonomous features or functions – with systems being fixed to unambiguously military signatures and only unleashed when a human decides that certain factual predicates have been satisfied – would not be terribly problematic?  Perhaps in hunting for armored vehicle silhouettes above a massive tank battle taking place in the desert?  Or in high-intensity air battles over the front line in a conventional war between “near-peer” adversaries where there would be essentially no civilian activity at all?  Or in defending against incoming ballistic missiles, or where underwater vehicles duel each other at sea?  In the right circumstances, it strikes me that lethal autonomy might well be quite defensible and appropriate. 
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          It may also be useful to think a little more carefully about the fundamental terms of the debate.   To what degree, for instance, is the crux of the problem the claim that humans inherently make more 
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           accurate
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          decisions than machines?  While the unresolved problem of data and algorithmic bias are of real concern when evaluating weapons with autonomous features and functions, we cannot escape the reality that humanity’s cognitive biases might make us ill suited, by the same measure, to be more accurate at some decisions than machines.
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          As I noted, the Campaign to Stop Killer Robots argues that machines “lack the human judgment necessary to evaluate the proportionality of an attack, distinguish civilian from combatant, and abide by other core principles of the laws of war.”  Such a claim, however, should surely have to be defended, rather than just asserted.  Even if LAWS never replaces human judgement, we know that our own judgment and intuitions can be quite flawed, and we should not assume that our collective understanding of how human judgement can and should interact with machines will not evolve. When and how such judgment is exercised in the future may look very different than it does today – such as in the proportion of decisions we choose to augment by the use of algorithmic tools 
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           precisely in the interests of accuracy and reliability
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          .
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          But this would hardly equate to lawlessness, or any lack of accountability.  IHL obligations are applicable regardless of the type of weapon being employed, as is accountability for adhering to those obligations on humans, whether a LAWS is in the picture or not.   Humans and States at all times remain responsible in accordance with applicable law for their decisions, whether in the development and use of a LAWS or not.  A debate on accountability is quite different than one focused on functionality.
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          But more prosaically and less theologically, if the claim is simply that machines cannot make 
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           correct
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          operational decisions, that’s a different situation entirely.  That is an 
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           empirical
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          question to which one could imagine actual testing could provide an answer.
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          Humanitarian implications aside, there are those advocating for a ban on LAWS for international security concerns.  Some states warn of a coming arms race, the likes of which have not been seen since the Cold War.  Others, primarily those of the Non-Aligned Movement, warn of a world wherein the 
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           haves
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          will use autonomous or AI-augmented tools force their wills upon the
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           have-nots,
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          leading to an unstable shift in the global balance of power.
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          Well, maybe.  We have all heard the saying “hope is not a strategy,” and it’s true enough.  But I would also submit that raw 
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           fear
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          – however powerful a motivation it may be – is not a sound basis for strategy 
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           either
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          , particularly because it’s very good at short-circuiting careful analysis.  Moreover, even if there’s unquestionably a pressing set of questions here, we should ask ourselves how sure we are that there really is actually a solution available to us – at least one beyond emphasizing, as we and our likeminded Western friends and allies already do, the need for careful law-of-war reviews prior to the deployment of any new weapons system and respect for international law in their use?
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          At least in the United States, such weapon systems already undergo careful pre-deployment weapons reviews in order to ensure that they can be used consistent with obligations under international humanitarian law.  U.S. reviews consider a broad range of factors, including how the weapon will be deployed, its intended operating environment, the concept of operations underlying the system, the tactics, techniques, and procedures (TTPs) developed for its employment, and the rules of engagement (ROEs) envisioned for it.  Should any such potential weapon system fail review, it would not be deployed, or it would be redesigned until it passed muster.
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          I am aware of no persuasive evidence as to why weapons reviews 
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           by definition
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          are unable to address the challenges of LAWS or other future weapons systems.  We certainly need to be encouraging states to improve their practices with regard to these reviews, especially countries such as the PRC and Russia, which seem to be moving as fast as they can into the development of AI-related military applications.  We also need to ensure that 
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           all
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          weapons can be used consistent with international humanitarian law obligations – not just LAWS.
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          Beyond such common-sense approaches, however, the complexities of this environment resist simplistic solutions.  Given the fast-moving nature of the technology in question and the protean character of this new field – and in light of some of the complexities to which I’ve tried to draw your attention – it is hard to have confidence that the category of a “lethal autonomous weapon system” is definable enough to be “ban-able” in the first place.  And even if you 
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           could
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          ban it, how effective or enforceable would such a ban actually be?
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          How, for instance, would you verify compliance with whatever specific prohibition you ended up deciding was needed?  I suppose you could imagine a weapon system the control architecture of which was somehow hardwired to be hermetically sealed-off from the outside world and hence physically 
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           incapable
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          of non-autonomy, and hence hypothetically prohibited.   Where systems have two-way communications links to elsewhere, however, the key to evaluating whether or not there is inescapably a “human in the loop” would presumably lie in fully understanding the system’s software.  And 
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           that
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          certainly seems to present a difficult verification challenge.
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          I have personally heard it suggested that one might establish a global software declaration process for all weapons systems, in which source code would be provided to some kind of international verification authority analogous to the International Atomic Energy Agency (IAEA) or the Organization for the Prohibition of Chemical Weapons (OPCW), where expert computer scientists would vet each software package and certify whether or not the system is capable of autonomous lethality.  But could one ever imagine that countries would agree to turn over all the source code for their cutting-edge weapons systems?
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          And even if countries did make such disclosures, could such an authority possibly vet them properly or keep said technologies safe from theft, manipulation, sabotage, or proliferation?  And how on Earth would you know whether or not any given declarer had secretly held something back?  Or that it hadn’t just modified the software right 
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           after
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          getting an international seal of approval?  Or simply used 
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           another
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          computer algorithm to provide the final decision to be beamed back into the device in response to a query about whether or not to shoot?  The “international verification” notion seems to me an 
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           entirely
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          unworkable idea, incapable of functioning effectively, or being at all trustworthy.
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          And if one threw up one’s hands in frustration at such an unworkable idea and opted simply for a convention that merely banned LAWS but lacked any kind of transparency or verification protocols, who would be constrained by that scheme?  I would venture to say that 
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           some
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          scrupulous governments who chose to become party to such a convention certainly would be so constrained – just as 
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           we
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          in the United States are constrained by the terms of the Biological and Toxin Weapons Convention (BTWC), even though it has never had a verification protocol.
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          But it also seems safe to say that 
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           some
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          governments 
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           wouldn’t
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          feel constrained by a LAWS ban without a verification mechanism, either out of lack of respect for international law, or by simply declining to join the convention.  After all, both Russia and Syria clearly maintain, and have even 
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           used
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          , prohibited chemical weapons even though they are States Party to the Chemical Weapons Convention (CWC) – and 
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           that
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          treaty actually 
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           does
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          have declaration and verification rules, as well as a specialized international organization to help implement them.
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          A purely normative LAWS ban, therefore, seems likely to have an asymmetric result.  The 
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           most
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          unscrupulous builders and users of high-technology weaponry would be the ones 
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           least
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          likely to respect obligations undertaken, and many of the most sophisticated state users, including responsible ones, would simply decline to participate in the convention for all the reasons I have already outlined.
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          Nor, I suspect, could we rely upon NGO “killer robots” activists to mobilize civil society pressures to bring things under control, for it is precisely the governments most 
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           immune
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          to such pressures – such as the high-technology police state of the Chinese Communist Party, or the autocracy of Vladimir Putin in Russia – who would seem most 
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           likely
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          to build lethal autonomous systems in violation of a ban.   In other words, the rules would work best where you needed them the least and work least where you needed them the most (
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           i.e.
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          , in constraining scofflaw states such as Russia and China keen to obtain military advantages versus the West).
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          As I have also observed of the so-called nuclear weapons “ban” treaty, the asymmetric impact of prohibition activism upon free, democratic states thus suggests the possibility that to the extent that such efforts actually 
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           succeed
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          , they may risk creating a dynamic of 
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           de facto
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          disarmament by the world’s democracies vis-a-vis authoritarian states.  As you might imagine, I’m far from convinced that 
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           that’s
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          a good idea – especially given the degree that Chinese strategic thinkers openly write about how they see their road to mid-21
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           st
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          -Century military dominance being driven in large part by pioneering work in AI-driven, “intelligentized” weapons systems and command-and-control architectures.
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           IV.       
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            The LAWS GGE Process
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          In fairness, it is not quite right to suggest a LAWS ban 
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           cannot
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          be a policy option, as I suppose it certainly could be an option for some states.  I posit, however, that it would not be an 
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           effective
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          option, and that it could itself present some very formidable problems – especially as applied to the powers one would 
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           most
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          like to see forced to behave ethically. Instead of fixating upon such simplistic answers, therefore, I urge the international community to roll up its sleeves, ask the tough questions, and continue to improve our understanding of the issues before jumping into the deep end of purported policy “solutions.”  Through deeper and more constructive discussions with experts, policy makers may better gauge the myriad of connected issues instead of creating knee-jerk policy prescriptions that feed reactionary fears.
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          On each of these key matters, there may be legitimate differences of view. But one thing is clear: these are issues that cannot be resolved in politically-charged bumper sticker-level debates over “killer robots.”
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          Fortunately there is already a process in the international community aimed at addressing the complexities of these issues, with engagement from both states and NGOs and other external actors, which is making progress as we speak.  The Group of Governmental Experts (GGE) on LAWS, convening under the auspices of the UN Convention on Certain Conventional Weapons, is working hard to make substantive progress on these complex questions.
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          Critics of this process, I think, do not appreciate how uniquely well-suited to this debate the GGE has been and continues to be.  It is a standing forum that meets both formally and informally for several weeks each year, with a mandate devoted exclusively to LAWS-related issues as they pertain to IHL.  It’s worth emphasizing how unusual and promising this is.  Unfortunately, proposals for even standing up such a forum in 
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           other
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          IHL contexts – for instance, to discuss strengthening protections for IHL – have foundered.  In many cases, states cannot even 
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           agree to meet regularly
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          to discuss complicated issues like this.
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          But the LAWS GGE does all this as a matter of course, as part of the CCW framework.  This in and of itself has value.  Getting all of these actors – from the United States to Costa Rica, from Russia and the PRC to Austria and Brazil, and everyone in between – into a room together to hash through these issues and speak frankly about them ensures that the issue continues to get the attention from governments that it deserves, all under the watchful eye of responsible civil society.
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          Calls to have the discussion moved elsewhere, or undue impatience with these deliberations, could make the problem worse, not better.  At present a de-politicized diplomatic process is grappling thoughtfully with the core issues that states will have to face.  Activists should be thankful these matters are being taken seriously, and not push for moves that would undermine the good work that’s going on.
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          Jumping into sweeping policy prescriptions without a proper diagnosis of the problem or understanding of its complexities would be folly indeed.  Diplomacy takes time, and developing a usefully comprehensive understanding of such difficult legal and technical issues takes time.   The GGE should be given enough time to do the heavy lifting of discourse, debate, sharing of best practices, and understanding.
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          The GGE, in fact, has already made real progress – including recommending the adoption of 11 Guiding Principles for the Responsible Use and Development of LAWS to the CCW meeting of High Contracting Parties last year.  These are real, substantive, consensus principles adopted through genuine debate and discussion, grounded in respect for international humanitarian law.  One cannot say with a straight face that this is not progress.
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           V.        
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            Conclusion
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          If we in government are to be responsible stewards of the security and safety of the civilian populations entrusted to our care, we owe these issues care and consideration.  I am not arguing that these questions are necessarily unanswerable, nor that the answer is necessarily that LAWS should not or cannot somehow be addressed by the international community.  I merely contend that answering these question is difficult, that answering them in some fashion is necessary, and that we already have a place well suited to seeking answers to these questions in the international community at the LAWS GGE.
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          I can assure you that no one wants to see the emergence of something like “Skynet” any less than I do.  I do hope, however, that this paper has helped illuminate the complex nature of the topic.  LAWS is an important that deserves being taken seriously by policy makers and technologists alike, rather than addressed as a policy reflex.
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          -- Christopher Ford
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      <pubDate>Tue, 21 Apr 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2526</guid>
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      <title>U.S. Priorities for “Next-Generation Arms Control”</title>
      <link>http://www.newparadigmsforum.com/p2520</link>
      <description>Here is the first paper published by Assistant Secretary Ford as the first in the Arms Control and International Security (ACIS) Papers series published by the Office of the Under Secretary of State for Arms Control and International Security.</description>
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           Below is the text of the paper published by Assistant Secretary Ford as the first in the
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          Arms Control and International Security Paper Series
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           published by the Office of the Under Secretary of State for Arms Control and International Security.  These
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          ACIS Papers
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           are produced by the Office of the Under Secretary of State for Arms Control and International Security in order to make U.S. State Department policy analysis available in an electronically-accessible format compatible with “social distancing” during the COVID-19 crisis.
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           This paper may also be found in PDF form on the bottom of this page.
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         U.S. Priorities for "Next-Generation Arms Control"
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          by
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          Dr. Christopher A. Ford
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          Arms Control and International Security Paper Series
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          Volume I, Number 1
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          April 6, 2020
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           This first of a new series of papers offers thoughts on U.S. priorities for “next-generation arms control” involving both Moscow and Beijing, which we hope will be able to forestall the global nuclear arms race that may otherwise be sparked by the ongoing nuclear build-ups by both Russia and the PRC.
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	mso-level-tab-stop:none; 	mso-level-number-position:left; 	margin-left:.7in; 	text-indent:-.7in;} @list l0:level6 	{mso-level-text:"%1\.%2\.%3\.%4\.%5\.%6"; 	mso-level-tab-stop:none; 	mso-level-number-position:left; 	margin-left:.8in; 	text-indent:-.8in;} @list l0:level7 	{mso-level-text:"%1\.%2\.%3\.%4\.%5\.%6\.%7"; 	mso-level-tab-stop:none; 	mso-level-number-position:left; 	margin-left:.9in; 	text-indent:-.9in;} @list l0:level8 	{mso-level-text:"%1\.%2\.%3\.%4\.%5\.%6\.%7\.%8"; 	mso-level-tab-stop:none; 	mso-level-number-position:left; 	margin-left:1.0in; 	text-indent:-1.0in;} @list l0:level9 	{mso-level-text:"%1\.%2\.%3\.%4\.%5\.%6\.%7\.%8\.%9"; 	mso-level-tab-stop:none; 	mso-level-number-position:left; 	margin-left:1.1in; 	text-indent:-1.1in;} --&gt;              I have certainly not been shy about giving astringent critiques — as I did 
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    &lt;a href="https://www.state.gov/the-psychopolitics-of-arms-control/"&gt;&#xD;
      
           in London in February
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           2020
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          — of those parts of the arms control and disarmament community that seem to have allowed themselves to become so caught up in ideological identity politics that they lose sight of what should be the common policy objective of real-world security.  Nor is it any secret that I sometimes disagree with even the most reasonable members of that community about arms control and disarmament.
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          Nevertheless, there 
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           are
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          many serious people out there in the arms control and disarmament community — even where we disagree, which of course we often do — and it is vital to remain thoughtfully engaged with all who return that courtesy.  As I hope we are demonstrating at the State Department by modelling and encouraging such behavior in our “
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    &lt;a href="https://www.state.gov/our-vision-for-a-constructive-collaborative-disarmament-discourse/"&gt;&#xD;
      
           Creating an Environment for Nuclear Disarmament
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          ” (CEND) initiative, there is no substitute for good faith dialogue with those who are willing to engage in it.
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          In that spirit, this paper offers some thoughts —from my current perspective exercising the responsibilities of the Under Secretary of State for Arms Control and International Security — about how we in the U.S. Government view the challenges facing us in the arms control environment, and how we see its future.
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         I.           
        The Sino-Russian Challenge
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          Let me start by outlining the challenges that face “next generation arms control.”  The primary challenge facing the arms control community today is the pressing need to rein in the Russian and Chinese nuclear build-ups that are currently underway.
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          I’ve spoken about this challenge repeatedly, but let me emphasize the sharp contrast that exists between the nuclear build-ups currently underway in Russia and China and the behavior of the other three members of the P5 — or 
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           more appropriately, “N5”
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          — powers.  Neither the United States 
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           nor
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          Britain 
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           nor
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          France is building up its nuclear arsenal.
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          For our part in the United States, we are modernizing our nuclear “Triad” to keep it relevant and effective in deterring aggression, but so far — despite the challenges that will be presented if Russian and PRC activities continue unabated — we are not increasing our stockpile size.  Our program of record is based upon New START numbers, and it focuses upon replacing legacy systems on a more or less one-for-one basis before existing systems age out of service.
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          U.S. program parameters and budgets have been clear and in the public record for some time.  Even where we have decided that we need supplemental tools to provide tailored deterrence options for the diverse range of capabilities being developed and fielded by our competitors, we are doing so with restraint.  The lower-yield submarine-launched ballistic missile warhead that has just entered into service is accountable under the New START Treaty limits and does not increase the number of strategic nuclear weapons in our deployed force.  The nuclear-armed sea-launched cruise missile we are developing will also be fully-compliant with our arms control obligations.
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          We are not building up our arsenal, and indeed under current programming our number of operational delivery systems may slightly decline as we eventually transition to the missile submarine that is slated to replace today’s 
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           Ohio
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          -class boats.  All in all, the United States is thus doing three critical things that all responsible nuclear weapons stewards 
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           should
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          do: (1) we are exercising responsible nuclear restraint; (2) we are pursuing negotiations in good faith on effective measures to prevent an arms race in line with Article VI of the Nuclear Nonproliferation Treaty (NPT); and (3) we are modeling exemplary practices of programmatic and doctrinal transparency that contribute to confidence-building, strategic predictability, and stability.
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          Russia and the People’s Republic of China (PRC) are an entirely different story: they are doing none of these three things.  Indeed, even leaving aside Russia’s ongoing aggression in invading and occupying portions of its neighbors since 2008, and the PRC’s huge conventional military build-up and moves to occupy and militarize areas of the Southeast Asian littoral claimed by its neighbors — provocative choices that increase the risk of conflict and escalation, worsen tensions, and increase regional proliferation pressures —  Moscow and Beijing are in the process of catalyzing a new nuclear arms race by expanding their arsenals in destabilizing ways.
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          No reader needs reminding that Russia is building a new generation of “exotic” strategic nuclear delivery systems that include a new super-heavy intercontinental ballistic missile (ICBM), a hypersonic delivery system carried by an ICBM booster, an air-launched ballistic missile (ALBM), a nuclear-powered underwater drone, and what I have termed the “
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    &lt;a href="https://www.foreign.senate.gov/download/ford-testimony-120319"&gt;&#xD;
      
           madly reckless ‘flying Chernobyl’
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          ” of Russia’s accident-prone cruise missile powered by an unshielded nuclear reactor.  Significantly, only two of these new systems will potentially be accountable under the New START agreement, whereas the others, dangerous new technological fronts the Kremlin is trying to open in a strategic arms race, plainly fall outside the agreement altogether.
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          It is also important to remember that the problem is much greater than just these new strategic systems.  Moscow also possesses a huge stockpile of non-strategic nuclear weapons (NSNW) with which it threatens both NATO and the PRC.  Russia has up to 2,000 such systems at present — including the SSC-8/9M729 system it built and deployed in violation of the Intermediate-range Nuclear Forces (INF) Treaty, thus destroying that treaty — and it is likely to expand this non-strategic arsenal considerably in the coming years.  Ever since ratification of New START in 2010, the United States has put a priority on including Russia’s NSNW holdings in the next arms control framework, but the Kremlin is making the problem worse by building more and more of them.  Why does Russia need so many nonstrategic nuclear weapons when it already possesses strategic forces comparable to those of the United States?  Is Russia seeking such arms with the purpose of using them on a battlefield?  Is it looking for some limited way to gain an advantage or to stave off a loss?  This is a challenge that U.S. arms control and deterrence policies must address.
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          As for the PRC, it currently has a smaller nuclear arsenal than either the United States or Russia, but both qualitatively and quantitatively it is expanding this arsenal rapidly — being likely to at least double its size in the years ahead, along the road to what Xi Jinping has described as his “Strong Military Dream” in which Beijing intends to develop the most advanced military capabilities by 2049.  The PRC is building a vast new range of both strategic and non-strategic delivery systems, including new heavy ICBMs, hypersonic delivery vehicles, a new ballistic missile submarine, an air-launched ballistic missile, and a whole quiver full of missiles that can interchangeably carry either nuclear or conventional warheads.
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          Beijing’s build-up is occurring even as the PRC recycles unbelievable talking points about how China “will never join any form of arms race,” and while continuing to resist calls to behave as a responsible major military power and engage on trilateral arms control.  Indeed, for the past four months, we have been awaiting a formal response from the PRC on the U.S. invitation to begin a bilateral strategic security dialogue on nuclear risk reduction and arms control, and their future.
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          The United States is not building up its nuclear capabilities, though Russia and the PRC are.  But President Trump 
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           has
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          made clear that the United States will not allow ourselves to fall behind.  If forced to do so by developments in our competitors’ threat systems and their numerical build-ups, we will re-examine our force posture planning and make any changes needed to prevent overmatch.  It is our hope at the Department of State, however, that we can meet these threats through diplomacy: by engaging Russia and the PRC in a trilateral arms control framework that will forestall the costly arms race that choices in both Moscow and Beijing presently threaten to create.
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         II.           A New Arms Control Discourse
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          The problems faced in finding a future for arms control in this challenging environment aren’t limited merely to the concrete threats increasingly presented by Moscow and Beijing.  Finding a future for arms control also means building a constituency for serious arms limitation efforts in the policy community, so that high standards will be expected from agreements negotiated, so that treaties that meet these standards will be swiftly ratified, and so that the U.S. Government can keep a strong and consistent focus upon verifying and enforcing compliance and otherwise ensuring that arms control meets U.S. and Allied security needs in the years ahead.
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          Some worry today about the supposed “dismantling” of arms control — a phenomenon blamed by Russian and Chinese propagandists upon the United States for having the temerity to insist upon Russia’s compliance with agreements.  To find a genuinely constructive way forward to prevent the arms race that would otherwise be sparked by ongoing nuclear build-ups in Russia and China, we need to do more to build support in the broader policy community for effective approaches.
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          Some of this constituency-building will require re-learning old lessons about arms control, and countering bad ideas seemingly inherited from an earlier era.  In this respect, it may be that the initial post-Cold War environment of United States geopolitical power encouraged bad habits of thinking about arms control and disarmament issues, on both the Left and the Right, that were untethered from any perceived need to accommodate challenging geopolitical realities.
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          That post-Cold War “singularity” — in which it may briefly have seemed that the United States could make policy choices entirely in a vacuum, seeking and actually having a chance to achieve all of what one’s heart most desired — encouraged on the Left the idea that disarmament hopes could safely be indulged without reference to things such as security.  This led both to unfulfillable expectations, and to a sort of amnesia about the role arms control can play in reducing risks and helping manage the most dangerous aspects of competitive behavior even where actual disarmament progress is impeded by worsening strategic circumstances.  In its more extreme forms, this led to the pathology described in my remarks in February: the degeneration of what should have been a security-focused disarmament policy discourse into moralistic, identity-political policy focus.
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          At the same time, some on the opposite side of the community turned against arms control entirely, apparently seeing no reason to accept constraints at all in an early post-Cold War environment in which the United States’ competitive potential seemed unlimited against any conceivable adversary.  In this conceptualization, too, arms control and disarmament policy wasn’t really about complex balances and negotiated answers in search of security: it was just a tool with which Lilliputians sought to tie down our Gulliver, and was thus generally to be distrusted and avoided.
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          Both of these polar viewpoints were thus, in some sense, 
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           imperial
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          perspectives.  During the post-Cold War singularity, it almost seemed that nuclear weapons and arms control issues could be decided in a vacuum, while the difficult 
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           choice-within-constraint
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          dynamics of real policymaking were only needed with matters around the figurative periphery of the strategic environment (
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           e.g.
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          , terrorism, human rights abuses in far-flung countries, and rogue state proliferation).  All in all, therefore, for too many people at the nuclear policy community asymptotes, Aristotelean virtue went out of fashion and the effort became one simply of enthusiastic maximization.
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          Both of those extremes are wrong, or at the very least, both conceptions are highly maladaptive in modern circumstances.  It’s now part of our job to transcend both of these mirror-image pathologies by building a solid consensus in favor of the sort of security-focused program that the world actually needs right now.
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          Under President Trump’s leadership, we are making great progress on the Right, which is again interested in arms control thanks to the steps this Administration has been taking.  We have, for instance, made it clear:
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          More work is needed on the Left, though only a minority there is pursuing ideological disarmament goals without concern for the complexities of security, thinks one should remain bound by treaties that the other side violates, feels disarmament only counts if it actually 
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           harms
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          security, thinks that a disarmament agenda item that makes sense in one geopolitical context will necessarily make sense in very different future circumstances, and doesn’t care if civil-society advocacy tends to encourage free sovereign democracies to disarm themselves in the face of authoritarian predation.
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          I have faith that most arms control thinkers on the Left don’t hold such views.  I hope that they will rally to support the United States’ nuclear arms limitation efforts as we focus upon heading off the arms race that might otherwise result from the ongoing Russian and Chinese nuclear build-ups.  I hope, for instance, that the arms control and disarmament community will join us with one voice in demanding that the PRC live up to its NPT Article VI obligation to pursue negotiations in good faith on effective measures on nuclear disarmament, and as a minimal prerequisite to avoid an arms race.  There is much we can do together.
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         III.        Getting There From Here
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          So what do we need arms control to try to do?  In our engagements with Russian counterparts as part of our ongoing Strategic Security Dialogue (SSD) — which in January 2020 included a new agenda item on the future of arms control — we’ve made it quite clear that we hope that the next generation of arms control will answer four key challenges.
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          I am sure that our Russian colleagues have their own list of things that “next-gen” arms control needs to do, and I expect that comparing these objectives — and exploring how the range of potential arms control “tools,” including transparency and confidence-building measures (TCBMs), might be able to help achieve them without imperiling the security of either party — will be a critical piece of our future SSD engagements.  And if and when Beijing decides to choose nuclear dialogue over nuclear build-up, we look forward to having such discussions with Chinese counterparts too.
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          As President Trump has made clear, it is imperative that both Russia 
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           and
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          the PRC engage with us on such topics: this is the central thrust of his trilateral arms control initiative.  We hope that this engagement will soon begin, and that it will lead to a path-breaking new arms control agreement.  We look forward to making the President’s vision into a reality.
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          -- Christopher Ford
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      <pubDate>Tue, 07 Apr 2020 23:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2520</guid>
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      <title>Whither Arms Control in Outer Space? Space Threats, Space Hypocrisy, and the Hope of Space Norms</title>
      <link>http://www.newparadigmsforum.com/p2515</link>
      <description>Here are the remarks Assistant Secretary Ford delivered to an event sponsored by the Center for Strategic and International Studies via video teleconference on April 6, 2020.  
Good afternoon, everyone.  This is only my second Zoom teleconference, but hopefully I am getting the hang of [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered to an event sponsored by the Center for Strategic and International Studies via video teleconference on April 6, 2020.  
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          Good afternoon, everyone.  This is only my second Zoom teleconference, but hopefully I am getting the hang of this format now.  I’m glad that we are able to find ways to keep interacting with NGO experts such as yourselves during this pandemic.  It’s great to be able to talk to you today.
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          Outer space — or more specifically, the area of it that surrounds our planet — is today an extraordinarily dynamic environment.  Whereas for almost all of human history pretty much no one had any idea that there even was such a domain in which humans could give expression to their inherent dynamism, and whereas for some time thereafter space issues were conceived primarily through the lens of bilateral Cold War rivalry, outer space is today all but pulsing with activity and possibility.
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          There are more actors operating in space than ever before, with more than 100 governments and countless inter-governmental organizations and non-state actors playing some kind of role in space activity, including important sectors of industry and academia.  The range of commercial technological and entrepreneurial innovation in space is also exploding, in a kaleidoscope of fascinating innovations and initiatives — among them the advent of “mega constellations,” the build-out of 5G communications and applications in space, the development of reusable and even self-returning space-launch vehicles (SLVs), the proliferation of nanosats, and the arrival of robotics for on-orbit servicing and active debris removal.  Today, moreover, recourse to space-based communications and space-facilitated functions is so ubiquitous that there are surely few, if any, countries anywhere that do not depend upon outer space in some way for their prosperity or security.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But there is also a dark side to all of this vibrancy and activity, for outer space has also emerged as a battlespace — a domain of conflict that will almost certainly be a key arena if there is a war between any major powers.  Space has long been important to war fighting, with both sides during the Cold War coming to depend heavily upon space-based communications and intelligence assets, and the early development of anti-satellite (ASAT) weaponry.  Thanks to the aggressive development and deployment of counterspace capabilities by Russia and the People’s Republic of China (PRC), however, outer space has more recently become an alarming potential location for warfighting as a real domain all its own.
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This raises questions, of course, about what the international community should do about such threats to the orbital domain upon which we all depend so heavily.  Not surprisingly, the range of answers under discussion is quite broad, with some proposals being rather more reasonable than others — and some ideas being downright awful.  So I’d like to talk today about how we in the U.S. Government see these challenges, and how we are pursuing a constructive way forward.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;h3&gt;&#xD;
  
         I. The Threat
        &#xD;
&lt;/h3&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          One cannot have a coherent discussion about outer space security solutions without understanding the problem, so let me first outline the nature and gravity of the space threats that Russia and the PRC present today to every country that depends upon space-based assets. The CSIS and Secure World Foundation reports that will be the focus of the panel following my remarks do an exceptional job at describing these counterspace weapon developments in detail, but let me myself remark on some of the more significant developments in recent years.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The world has known about the PRC ASAT threat since 2007, when Beijing tested a ground-based missile that destroyed a satellite, in a test that produced an appalling amount of orbital debris that even to this day – almost 13 years later – still threatens all countries’ low-earth orbital constellations.  What is less well known is that since that infamously irresponsible 2007 test, the PRC’s program has matured into an operational ground-based ASAT missile capability for destroying satellites in low-earth orbit.  The PRC is also likely pursuing additional ground-based ASAT weapons capable of destroying satellites in geosynchronous orbit, where many important capabilities such as U.S. nuclear command and control and missile warning satellites reside.  It is clear that Beijing conceives of outer space as a critical warfighting domain, and that it expects to escalate in this arena very quickly in wartime.  Military and strategic thinkers in the PRC now openly talk and write about their intentions to move against U.S. satellites early in any future conflict.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Despite the PRC’s irresponsible 2007 ASAT test and methodical approach to developing these counterspace capabilities, however, it is Russia that enjuoys the dubious honor of being the poster child for dangerous and provocative space postures.  Nor do the Russians bother to hide it, instead openly bragging about their development of counterspace capabilities.  In 2017, for instance, a Russian Air Force commander said that Moscow is developing new missiles with which to destroy satellites, and the Ministry of Defense admitted it is working on “a mobile attack anti-satellite system.”  Vladimir Putin himself announced in March 2018 that Russia was developing a mobile anti-satellite laser system, and the Ministry of Defense (MoD) has since confirmed that its Space Troops have indeed now received a mobile laser of this sort.  Both Beijing and Moscow, therefore, are building up their arsenal of terrestrially–based ASAT capabilities, and they don’t seem shy about showing it.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But that’s not nearly the end of it, for such threats are in no way limited to terrestrially–based systems.  Outer space is a domain in which there remains a good deal of secrecy, but also one in which lots of people with telescopes can see some key aspects of what’s going on.  Thanks to observations and analyses by amateur astronomers, commercially provided information, and the orbital data that the U.S. Government releases to the public, it is now possible to talk at the unclassified level about Russia’s apparent development of in-orbit anti-satellite weaponry.  Let me give you some examples.
         &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In October 2017, the Russian Ministry of Defense deployed a space object, Cosmos 2519, that officials claimed was a “space apparatus inspector.”  The behavior of Cosmos 2519, however, was notably unusual, and inconsistent with anything seen before for on-orbit inspection or space situational awareness — and inconsistent, in fact, with any sort of device except an ASAT weapon.  Once in orbit, Cosmos 2519 deployed a sub-satellite, Cosmos 2521, that displayed the ability to maneuver around another satellite in space.  So far, I guess, you could argue that this was consistent with the declared purpose of being a “space apparatus inspector.”  But what happened next is the disturbing part: the sub-satellite Cosmos 2521 itself launched an additional object into space, Cosmos 2523 — at the high relative speed of about 250 kilometers per hour, straight off into space.  Not to put too fine a point on it, but Cosmos 2521 demonstrated the ability to position itself near another satellite and fire a projectile.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Having demonstrated this capability in October 2017 – and done so in what counts as being “in public” in space, since if you want to, you can go look up these orbital tracks yourself on the 
          &#xD;
    &lt;a href="https://www.space-track.org/auth/login"&gt;&#xD;
      
           Space-Track.org
          &#xD;
    &lt;/a&gt;&#xD;
    
          website – Russia has followed up this activity with some additionally provocative satellite movements.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Since that date, as General Raymond, the commander of U.S. Space Command and Chief of Space Operations, has noted, for instance, two other Russian MoD satellites, Cosmos 2542 and 2543, were deployed last November and December and have actively maneuvered near a U.S. Government satellite in low earth orbit.  After launch, the Cosmos 2542 satellite demonstrated similar capabilities as Cosmos 2519.  Since the Russian military had already demonstrated its ability to fire a projectile from one satellite in space just over two years before, Russia’s irresponsible movements are clearly hugely provocative.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Moreover, we have some concerns about Russia’s ability to operate in close proximity to other satellites.  Last year, in another episode involving the Russian Ministry of Defense launching a supposed “inspector satellite,” Cosmos 2535 and Cosmos 2536 maneuvered near each other — after which mysterious small additional objects appeared.  The Russian Federation has not yet registered these objects, so they don’t appear to be new satellites.  Instead, the logical conclusion would be that the two satellites collided and created debris.  If so, that suggests something went very wrong with their proximity operations, which is why you can understand our concern about Russia being in close proximity to a U.S. government satellite.  There’s really no good answer: either these two satellites accidentally crashed into each other, highlighting the risks inherent in Russia’s proximity operations, or something happened intentionally.  In neither case does Russia look much like the responsible space actor one wishes it were.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Together, these irresponsible Russian and PRC actions obviously represent quite a remarkable and provocative escalation of military posture in outer space.  They demonstrate the dangerous degree to which Moscow and Beijing have already weaponized the space domain in threatening ways, and they highlight the importance of the rest of the world coming together to speak with one voice in condemning such approaches and in developing constructive answers to these threats.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;h3&gt;&#xD;
  
         II. Dangerous and Hypocritical Answers
        &#xD;
&lt;/h3&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But we are not the only ones talking about answers to these questions, and as always in the arms control arena, one needs to be wary of snake oil salesmen.  In what one might be forgiven for thinking is an effort to win some kind of international chutzpah competition, in fact, Russia and the PRC are offering what they describe as a draft “Treaty on the Prevention of Placement of Weapons in Outer Space,” or PPWT – an instrument that purports to help solve the problems that its drafters have themselves worked hard to create.  They also proffer something Russia calls the “No First Placement” initiative, in which countries voluntarily agree not to be the “first” to place weapons in space.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As you can tell from the facts I’ve already recounted, these initiatives would be humorous punch lines if the subject matter were not so deadly serious.  The draft PPWT would by careful design fail to address in any meaningful fashion the terrestrially–based ASAT systems that both Russia and China have long since developed and deployed.  As for Russia’s initiative about not placing weapons in space, a more accurate term for this efforts might be the “No Second Placement” initiative, for the point of this diplomatic overture seems simply to be propaganda, or worse.  In the spirit of Moscow’s so-called “moratorium” on intermediate-range nuclear forces in Europe, the effort apparently aims to lock in unilateral military advantage – that is, to persuade other countries not to do in space what Russia gives every sign of already having done itself.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          It’s important to make these points because not listening to deceptive or dangerous answers is an important — and often-overlooked — aspect of arms control wisdom.  Given all these factors, it is hard not to come to a conclusion that this call for quick negotiations looks like an attempt by Russia and the PRC to constrain the United States and our allies without either Moscow or Beijing having the slightest intention of abiding by the commitments they are proffering.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But having evaluated such disingenuous Russian and PRC responses to the outer space militarization problems that Moscow and Beijing have created, and having dismissed these responses with the derision they deserve, it is still necessary to look for better answers.  So how are we in the United States approaching these challenges?
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;h3&gt;&#xD;
  
         III. A Better Way Forward
        &#xD;
&lt;/h3&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To answer that question, let me begin by mentioning what we are doing in order to protect our security interests and deter outer space-related provocations directly before turning to our diplomatic efforts.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;h4&gt;&#xD;
  
         A. Deterrence
        &#xD;
&lt;/h4&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          First and foremost, we are working to deter aggression and dangerous, escalatory provocations in outer space.  First and foremost, you can see how serious an issue this is in the President’s creation of the U.S. Space Force as a sixth branch of the armed services.  Additionally, the 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/wp-content/uploads/2017/12/NSS-Final-12-18-2017-0905-2.pdf"&gt;&#xD;
      
           U.S. National Security Strategy
          &#xD;
    &lt;/a&gt;&#xD;
    
          (NSS) makes clear that “[t]he United States considers unfettered access to and freedom to operate in space to be a vital interest,” and that “[a]ny harmful interference with or an attack upon critical components of our space architecture that directly affects this vital U.S. interest will be met with a deliberate response at a time, place, manner, and domain of our choosing.”  This covers not just attacks upon assets that are themselves in space, but also attacks upon any aspects of our space architecture, including ground systems.  Our potential adversaries need to know that there is nothing “different” in this respect about any component of the U.S. space architecture: if you attack it, you are attacking us.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Indeed, we have made clear that we do not rule out even the use of nuclear weapons in response to a sufficiently severe attack upon critical aspects of our space architecture.  The latest 
          &#xD;
    &lt;a href="https://dod.defense.gov/Portals/1/features/defenseReviews/NPR/2010_Nuclear_Posture_Review_Report.pdf"&gt;&#xD;
      
           U.S. Nuclear Posture Review
          &#xD;
    &lt;/a&gt;&#xD;
    
          (NPR) declares that “[t]he United States would only consider the use of nuclear weapons in extreme circumstances to defend the vital interests of the United States, its allies, and partners.”  As you’ll recall, our space architecture is specified in the NSS as a “vital U.S. interest.”  This is no coincidence.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In fact, the NPR goes on to clarify that the “extreme circumstances” in which the United States will not rule out nuclear weapons use “could include significant non-nuclear strategic attacks.”  What does this mean? Well, according to the NPR,
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
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          “[s]ignificant non-nuclear strategic attacks include, but are not limited to, attacks on the U.S., allied, or partner civilian population or infrastructure, and attacks on U.S. or allied nuclear forces, their command and control, or warning and attack assessment capabilities.”
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&lt;div data-rss-type="text"&gt;&#xD;
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          I need hardly point out — but I will nonetheless, for emphasis — that the U.S. National nuclear Command, Control, and Communications (NC3) architecture depends to some extent upon space-based systems.  Any harmful interference with or attacks upon such components of our space architecture at any time, even if undertaken only with non-nuclear tools, thus starts to move into “significant non-nuclear strategic attack” territory, and would lead to a significant and potentially drastic escalation of a crisis or conflict.  It is essential that any potential adversary understand this with crystalline clarity.  And with the PRC exploring capabilities to attack satellites in orbits such as those of our NC3 systems, it is important to note that this is not just a theoretical or hypothetical question.
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&lt;/div&gt;&#xD;
&lt;h4&gt;&#xD;
  
         B. Normative Development
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          That said, our hope is to do much more than just deter the worst sorts of behavior in outer space.  We also hope to build broad international support for norms of responsible behavior that will help forestall problems and reduce escalation and accident risks in this rapidly evolving domain.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I 
          &#xD;
    &lt;a href="https://www.state.gov/rules-norms-and-community-arms-control-discourses-in-a-changing-world/"&gt;&#xD;
      
           made clear in December at a European Union conference
          &#xD;
    &lt;/a&gt;&#xD;
    
          on nonproliferation, outer space is a domain in which technologies are evolving so quickly, private and governmental actors are intertwined, and definitions of what can be a “weapon” are so vague, that it is hard to see how traditional, rule-based and legally-binding “prohibitory” approaches to arms control could work.  I am convinced, however, that it remains possible to develop better and better normative expectations in outer space – just as we have been making progress on doing in the even faster-moving arena of cyberspace during the last few U.N.-sponsored cyberspace Groups of Governmental Experts (GGEs).  U.S. diplomats are looking, in other words, to work constructively with their counterparts in other spacefaring nations to develop approaches to outer space norms that will help improve predictability and collective “best practices” in the space domain.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          There is nothing untoward about trying to develop normative expectations in outer space.  Important standards for space-related behavior already exist.   Some have grown from legally–binding instruments, such as the Outer Space Treaty (which bars placing nuclear weapons into orbit, or on celestial bodies), or the Registration Convention (which calls for registration of all space objects).  In the interests of preserving the efficacy of arms control verification, a number of arms control precedents between the United States and the USSR or the Russian Federation prohibited interference with space-based “national technical means” of verification.  The Constitution of the International Telecommunications Union (ITU) and its Radio Regulations articulate a norm against harmful interference with space radiocommunications services, while there are also legally binding rules against nuclear testing in outer space written in to the Limited Test Ban Treaty (LTBT).
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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          As a consensus study in 2013 by a UN Group of Government Experts noted, moreover, norms and transparency and confidence building measures (TCBMs) do not have to be legally–binding or be articulated in legally–binding instruments in order to be useful and contribute to constructive behavior and the promotion of global “best practices” for governmental and a broadening range of private sector space activities.  The Hague Code of Conduct (HCoC), for instance, urges the provision of Pre-Launch Notification (PLNs) for missile tests in order to improve trust and confidence and reduce the risk of inadvertent escalation.  The 2019 United Nations Committee on Peaceful Uses of Outer Space (UNCOPUOS) process guidelines on the Long-term Sustainability (LTS) of the Outer Space Environment Activities, the  U.N. S2007 COPUOS Space Debris Mitigation Guidelines, and the recently updated U.S. Orbital Debris Mitigation Standard Practices are also articulations of expected “best practices” that are proving helpful in the outer space domain.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          There is also constructive thinking underway in both government and the private sector about how to formulate analogous best practices in areas such as satellite collision avoidance, and on-orbit rendezvous and servicing operations and utilization of space resources.  As a result, U.S. diplomatic engagements on these issues rely on extensive and thoughtful inputs provided by American companies and academic experts.
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&lt;div data-rss-type="text"&gt;&#xD;
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          So far, however, none of these various efforts, as salutary as they are, have yet directly addressed the security problems that are emerging as a result of ongoing Russian and PRC weaponization of the space domain and placement of weapons in outer space.  We clearly need to do more to develop non-legally–binding international norms of responsible behavior that are complementary to the existing legal regime – both through “bottom-up” best practices developed cooperatively with other the full range of established and emerging space actors, and through “top-down’ voluntary, non-legally binding TCBMs.  And we need to do this in the security arena, in order to cope with the challenges presented by Russian and Chinese space weaponry.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          I’m certainly not here today to outline as set of “take-it-or-leave-it” U.S. ideas on space norms.  You don’t just declare norms; you grow them, as it were, with your partners.  As one 
          &#xD;
    &lt;a href="https://carnegieendowment.org/2017/11/30/cybersecurity-and-concept-of-norms-pub-74870"&gt;&#xD;
      
           scholar of nonbinding norms has noted
          &#xD;
    &lt;/a&gt;&#xD;
    
          in the context of cyberspace, but which is equally true in outer space,
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          “simply solving the puzzle of what substantive normative prescriptions might address … and announcing this to the world does not create a norm. Others need to buy in and recognize that the norm’s behavioral prescriptions apply to them (or to other actors who can be held to account).”
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But I do believe it’s important to be thinking about these questions and trying to develop such norms, lest unscrupulous actors such as Russia and China gleefully conclude that there are no standards of responsible behavior in space — and lest we and our partners and friends find ourselves normatively voiceless in the face of more of the kind of problematic behavior in this domain that we’ve seen from those two powers so far.
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&lt;div data-rss-type="text"&gt;&#xD;
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          Why not, for instance, start where the cyberspace GGEs did, in acknowledging that there’s nothing special about outer space that would make it an arena of warfare different from any other with regard to the applicability of International Humanitarian Law (IHL) — and that, therefore, traditional IHL principles of humanity, necessity, proportionality, and distinction between combatants and non-combatants apply in outer space?  Is it possible also for the space domain to follow the Cyber GGEs in articulating a nonbinding norm against peacetime attacks upon critical civilian infrastructure that is largely owned and operated by the private sector?  And what about those Russian satellites that appear to be capable of firing projectiles but yet maneuver up alongside of other countries’ satellites?  Is it possible to articulate a standard for what constitutes responsible — and thus, impliedly, irresponsible — behavior in proximity operations?
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Such questions deserve sustained attention.  As General Raymond, the Chief of Space Operations has suggested, perhaps we could consider whether it would be beneficial to establish a norm that it is irresponsible to conduct on-orbit experiments such as the ones Russia did recently in close proximity to another country’s satellites without prior consultations.  That sort of behavior is easy to detect.  The establishment of such a norm, coupled with the fact that this sort of orbital “pattern of life” is increasingly easy to detect and assess, would enable the international community to develop a response – and perhaps we could thereby help deter such irresponsible behavior.
         &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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          For this reason, I’m pleased that at the last Strategic Security Dialogue (SSD) we held with the Russians – which I led on the U.S. side, and which was led by Deputy Foreign Minister Sergei Ryabkov for the Russians – they accepted our proposal for a space dialogue focused upon such questions.  There is already active and constructive engagement on these topics among a number of likeminded Western partners, and it’s important to gradually build such discussions outward in order to develop improved mutual understanding and start to set expectations for all parties about what responsible behavior looks like in outer space — as well as about what it doesn’t.  Such steps will not solve the outer space problem, by a long shot, but they would still represent an important step forward.
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&lt;div data-rss-type="text"&gt;&#xD;
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          In addition, our allies need to do more.  We need diplomatic burden sharing.  We need allies to call out such malign behavior both privately and publicly, and have the courage of their convictions to vote against Russian and Chinese phony proposals for space arms control at the UN when they know the truth of what Moscow and Beijing are up to in space.  Given all that I’ve recounted here this afternoon, for instance, it’s clear that no U.S. Ally should has any business supporting the Russo-Chinese position when it comes to votes on issues such as Russia’s disingenuous “No First Placement” resolution.  Instead, our Allies and partners should step up and join in the development of constructive expectations of behavior of the sort I have been describing.
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&lt;h3&gt;&#xD;
  
         IV. Conclusion
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          We don’t claim to have all the answers, but we are working closely with our partners to start asking the right questions, and it’s very clear that supposed solutions such as PPWT are terrible answers.  This should give all responsible states — and all the many public and non-governmental stakeholders involved in the modern space domain — something to work with as we strive together to find a better path.
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          We look forward to working with all of you on these issues in the months and years ahead.  Thank you.
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          -- Christopher Ford
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      <pubDate>Tue, 07 Apr 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2515</guid>
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      <title>Preventing U.S. Industry’s Exploitation by China’s “Military-Civil Fusion” Strategy</title>
      <link>http://www.newparadigmsforum.com/p2505</link>
      <description>Here are the remarks Assistant Secretary Ford delivered to the U.S. Chamber of Commerce via video teleconference on April 2, 2020.  
Good morning, everyone, and thank you Jeremie [Waterman] for hosting. This is my first Zoom teleconference, and it’s great [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered to the U.S. Chamber of Commerce via video teleconference on April 2, 2020.  
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          Good morning, everyone, and thank you Jeremie [Waterman] for hosting. This is my first Zoom teleconference, and it’s great to be able to continue to interact with industry leaders during this terribly challenging global pandemic that has now crippled so much of the world. I’m glad you’re all participating, and very pleased to be able to talk to you today.
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          Secretary of State Pompeo has been 
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           leading the charge
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          in drawing attention to the formidable challenge we face from the strategy of “Military-Civil Fusion” (MCF) being pursued by the People’s Republic of China (PRC).
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          As I myself 
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           emphasized
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          after coming to the State Department in 2018, MCF presents us with a qualitatively new problem. Under that strategy — in place for some years now but currently being accelerated with special vigor by the Chinese Communist Party (CCP) under Xi Jinping — the PRC has been systematically removing all barriers between China’s civilian and military sectors in order to ensure, inter alia, the now-routine diversion of advanced technology from civilian entities to the People’s Liberation Army (PLA) and the Chinese security services. MCF also involves whole-of-system efforts to acquire advanced technology abroad by means both fair and foul, which is intended to fill gaps in Beijing’s indigenous capability to equip China’s civilian and military sectors for complete self-sufficiency, and later dominance.
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          It’s been my impression that after many years of complacent enthusiasm about the near-term potential for profits in the Chinese market, Western firms are beginning to wake up to the ugly fact that for certain critical industries, the PRC’s objective — illustrated by, but not limited to, its infamous “Made in China 2025” strategy — is not to have its firms engage with the West in long-term, mutually beneficial relationships. Instead, it is quite clear now that the point of the PRC’s economic strategy for these industries is instead to engage with cutting-edge Western companies only for so long as is necessary to learn how to do what they do, thereafter turning the tables and crushing those companies in the international marketplace with state-subsidized competition. If you want to see the PRC’s emerging playbook for that effort, look no farther than the civil nuclear reactor business — though there are others. But the problem is a long, long way from just being an economic challenge.
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          MCF is a core element of the CCP’s work to advance its broader geopolitical agenda of strengthening the PRC’s national power and role in the world, with the aim of achieving the CCP’s dream of seizing the leading role in world affairs by the 2049 centenary of the founding of the People’s Republic of China. As Xi Jinping has himself made clear with his vision of the so-called “Strong Military Dream,” the PRC aims to have a military with capabilities superior to any other in the world by mid-century. MCF’s technology acquisition and diversion to military purposes is critical to this agenda, inasmuch as Chinese strategists see the purchase and theft of cutting-edge Western knowledge as essential to the PRC positioning itself on the leading edge of what they expect to be a 
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           “Revolution in Military Affairs”
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          driven by the application of Artificial Intelligence (AI) to next generation warfighting in what they call “intelligent warfare.” “Intelligent warfare,” it is predicted, will rely on big data analytics, advanced semiconductors, quantum computing, 5G applications, and machine learning – among several other technologies – and will be applied to aerospace, aviation, civil, and military nuclear technology and autonomous systems in ways that could forever change the way wars are fought and the hierarchy of geopolitical power.
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          Naturally, all of this this gives both Western governments and Western companies powerful incentives to open their eyes to these threats and start taking effective countermeasures to prevent our technology and intellectual property from being diverted to the Chinese Communist Party’s agenda of developing next-generation PRC military and indeed geopolitical dominance. 
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           As Secretary Pompeo has noted
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          , MCF’s
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          “goal is to ensure that the People’s Liberation Army has military dominance. And the PLA’s core mission is to sustain the Chinese Communist Party’s grip on power – that same Chinese Communist Party that has led China in an increasingly authoritarian direction and one that is increasingly repressive as well. … [W]e need to make sure that our companies don’t do deals that strengthen a competitor’s military or tighten the regime’s grip of repression in parts of that country. We need to make sure American technology doesn’t power a truly Orwellian surveillance state. We need to make sure American principles aren’t sacrificed for prosperity.”
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          This is most emphatically a national security threat as well as an economic and trade problem.
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          I’ve spoken extensively about the nature of the threat with which MCF confronts us, and about the peculiar challenges it presents for U.S. and other Western national security export controls, but it’s worth re-emphasizing. With the PRC blurring the distinction between its civilian and military sectors, and the CCP’s ability to compel any civilian entity to support MCF, if any given technology ends up in the hands of anyone under the PRC’s jurisdiction, it can and will be diverted to the PLA or the security services if they want it.
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          Clearly, this makes administering export controls vis-à-vis the PRC much more challenging — which is why we in the United States government are engaged in a wholesale reassessment of the nature and scope of our controls, which began with our reform of nuclear export controls to 
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           restrict the provision of cutting-edge civil-nuclear technology
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          in October 2018. Critically, we learned from our experiences from 2014 through 2018 that the PRC is looking at technology, and applying it to military programs, in ways that we had not previously considered – and we realized that we needed to react appropriately. This example should point all of us to the need to learn such lessons much more broadly.
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          But since I have the pleasure of speaking to the Chamber of Commerce today, I’d like to stress an additional — and absolutely critical — piece of how we in the West must respond to the MCF challenge: the role of American private industry as partners in preventing U.S. firms from being exploited in the service of the CCP’s global ambition.
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          To be sure, not all of you do business in China or with PRC entities. My message to all of you, however, is that MCF is a full-spectrum challenge. We must understand this, and we must meet this challenge on a number of fronts. It is not just a problem for Western firms that face technology-transfer demands when working in China or engaging with PRC entities, nor just a problem of securing one’s own enterprise against the PRC’s systematic industrial espionage and cyber-facilitated intellectual property theft.
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          Under the auspices of MCF, for instance, great emphasis is placed upon means of technology access and acquisition that are simultaneously overt and clandestine — in the sense that they involve open engagement with Western technology-holders by persons or entities who may appear to be legitimate, but who are in fact deliberately working to support MCF programs. PRC defense sector entities, for instance, can and do offer stipends to civilian students, scientists, and technicians when they go abroad, with the understanding that MCF-targeted technologies with which these persons come into contact when working or studying in the West will thereafter be made available to those defense firms back in China. Quite a few efforts also exist — including the notorious “Thousand Talents Program” — to build quiet collaborative relationships with Western entities and individuals in cutting-edge fields that are of interest to MCF planners. Such collaborations are sometimes quite legal, but may also be deliberately opaque, so as to obscure the conflict-of-interest and research integrity challenges they present in Western industry and academia.
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          PRC entities have also gotten quite good at gaining access to Western technology through means intended to work around long-established U.S. procedures for screening corporate acquisitions for national security implications — such as through the Committee on Foreign Investment in the United States (CFIUS). To avoid CFIUS strictures, PRC entities in MCF-targeted fields have used new ways to gain access to Western technology, such as through joint ownership schemes or venture capital investments in cutting-edge start-ups. (We are implementing regulations under a law passed in 2018 designed to address some recognized gaps in CFIUS jurisdiction, but this whole area is an ongoing “whack-a-mole” challenge.)
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          Sometimes the linkages are simply hard to see. In 2014, for instance, a company that provided important components to the nuclear propulsion program of the UK’s Royal Navy was purchased by a respectable Italian company in which a PRC company had a 40 percent ownership share. That Chinese company just happened to be in the business of working on floating nuclear power plants to provide power to the archipelago of constructed islands with which Beijing is colonizing the South China Sea – and floating nuclear power plants, moreover, based upon naval nuclear reactor designs. Such multi-link chains of potential access are hardly coincidental, of course, but they can sometimes be difficult to see ahead of time.
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          Military-Civil Fusion involves systematic efforts to do all of these things, and more. By design, therefore, it can be difficult for the PRC’s Western technology targets to ascertain whether their partner is a “true” or “purely” civilian economic actor or whether that partner is there at least in part on behalf of the MCF apparatus.
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          Because Chinese laws require cooperation with the security services moreover — and because the entire power of the PRC security apparatus lies behind MCF — it is also easy for the CCP to co-opt or coerce entirely legitimate civilian entities into cooperation after the fact, once they have gained access to Western technology. Your Chinese partner may have had the best of purely commercial intentions when your cooperation began. But it is clear that if the CCP wants your technology your partner will be required to provide it.
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          MCF, launched in 2009 and elevated to a national-level strategy in 2014, is an effort that Xi Jinping now personally oversees. Under our system of rights-based liberties and democratic self-government in the United States, we cannot force citizens to transfer technology to the Pentagon or the CIA, but such compulsion is both easy and routine for the CCP in the PRC.
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          This is why I am so keen to talk to you today. My impression is that U.S. industry has become quite good, over the years, at developing sophisticated “know your customer” (KYC) practices that help American enterprises avoid entanglement with money launderers, drug dealers, sanctions evaders, proliferators, and other such dangerous actors. This is done for very good reasons, as it’s well understood that involvement with such entities represents an important potential source of business, legal, and reputational risk that due diligence can help avoid or mitigate.
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          Given what is now known about the national security implications of the PRC’s MCF strategy, I’m here to suggest that it’s time to begin to expand our concept of KYC vetting to include helping protect U.S. businesses, the U.S. economy, and indeed America’s future national security from the systematic technology-transfer and military diversion threats represented by the Chinese Communist Party’s MCF enterprise.
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          I cannot offer you a fool-proof recipe for how to meet this challenge. These answers can only be found through a partnership in which U.S. industry and government develop good approaches together over the months and years ahead — and in which we compare notes and share “best practices” with other stakeholders, so that we can evolve global 
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           “coalitions of caution”
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          that protect against these threats while not stifling economic vibrancy and the many benefits that can still be had through prudent engagement with China.
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          I hope that my remarks today will help catalyze more conversation about these challenges and creative thinking about MCF-related de-risking. We need such creative thinking to help all of you prosper in the face of PRC competition and to help our country prevent the kind of geopolitical eclipse that seems to be envisioned for it under the CCP’s MCF and “Strong Military Dream” strategies.
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          So I offer you today both a wake-up call and an outstretched hand. We need to meet this challenge together, and on behalf of the U.S. Department of State, let me say that we are looking forward to working with all of you.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Fri, 03 Apr 2020 02:00:00 GMT</pubDate>
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      <title>The PRC’s “Military-Civil Fusion” Strategy Is a Global Security Threat</title>
      <link>http://www.newparadigmsforum.com/p2510</link>
      <description>Below appears a "DipNote" blog post Assistant Secretary Ford published on March 16, 2020. 
Over the past year, I have been sounding alarm bells to the United States’ partners and allies, U.S. corporations, and to the American public [...]</description>
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           Below appears a "DipNote" blog post Assistant Secretary Ford published on March 16, 2020.  
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          Over the past year, I have been sounding alarm bells to the United States’ partners and allies, U.S. corporations, and to the American public about Beijing’s strategy of “Military-Civil Fusion,” or MCF. MCF is a dense issue, and we must peel back its many layers to fully understand why it is one of the United States’ most pressing national security threats. For starters, it’s important to understand what MCF is, as well as what it isn’t.
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          As for what it isn’t, the answer is that MCF is nothing like what normal countries do. Most governments seek to encourage innovation and growth in their economies. Likewise, those with military establishments surely want their militaries to take advantage of the best available technologies. Both characteristics are true for us in the U.S. and for many other countries.
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          With MCF, however, the People’s Republic of China (PRC) has taken technology-seeking to unprecedented levels and applied it with the Chinese Communist Party’s (CCP) characteristic heavy-handed coerciveness. Indeed, Beijing is doing this so aggressively that MCF now constitutes a major national security challenge for us, its neighbors, and any country with a stake in the open international order historically underpinned by U.S. leadership.
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          We are drawing attention to this challenge, for we diplomats at the Department of State are critical to America’s ability to meet it.
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          To be sure, acquiring foreign technology — including by stealing it — and putting it into the service of the regime is nothing new for the PRC. Under the CCP’s heavy-handed rule in Beijing, “intellectual property theft” is, rather shamefully, well on the way to becoming as much a part of China’s global “brand” as pandas, pagodas, and kung-fu. That’s a reputational taint surely undeserved by a country with such a rich, ancient, and sophisticated culture.
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          Under Xi Jinping, however, foreign technology acquisition — by means fair or foul — has become all but an obsession. Xi elevated MCF to a national strategy in 2014, and in 2017, he put himself in charge of the Central Commission for Military-Civil Fusion Development. MCF is backed by the full force of national law and the coercive powers of the state, leaving no one within Beijing’s reach any choice but to comply with its dictates.
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          It is certainly clear that such technology acquisition can represent an economic threat. The CCP regime certainly has been quite open about its desire to demolish foreign competition and dominate the technological heights of the global economy. The point I’d like to drive home, however, is that MCF represents a potent national security threat too — not merely an economic one.
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          The goal of MCF is to give the CCP the most advanced military in the world by 2049, the centennial of its takeover in China. MCF aims to make any technology accessible to anyone under the PRC’s jurisdiction available to support the regime’s ambitions. Yes, this is in part about economic power, but it is also, quite centrally, about augmenting Beijing’s military power.
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          As seen in Beijing, technological innovation is a key to global military power, which is central to a state’s position in the geopolitical pecking order. In this concept, moreover, the state at the top of the totem pole is the one around which the world-system organizes itself.
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          In the regime’s self-conception, it was China that once occupied that position at the center of the civilized world, holding that seat for centuries and making that sense of centrality into a crucial part of Chinese self-identity. China’s encounter with Western power in the 19th Century, however, demolished this status, leading to what Chinese nationalists remember as a “century of humiliation.” This set the stage for the CCP’s strategic agenda of righting the wrong of this decline and fully “rejuvenating” China by the time it has been a century in power.
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          To understand MCF, it’s vital to remember that cutting-edge military technology — in the form of ironclad British warships in the Opium War — is seen as having been at the forefront of inflicting this humiliation upon China. Accordingly, as modern Chinese strategists see it, military technology has always been the key to global primacy, with successive “revolutions in military affairs” (RMA) having helped drive and enforce geopolitical shifts.
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          Those gunboats of 1842, for instance, were possible because Britain led the Industrial Revolution, giving London its storied empire upon which the sun never set.  In the 20th Century, the United States became the world’s central power, driven by our technological dynamism and solidifying our status with the aircraft, submarines, missiles, and nuclear weapons of a new RMA that made Britain’s famous battleships obsolete. Indeed, we are felt to have cemented an even more dominant position after the end of the Cold War through another RMA grounded in our information technology revolution.
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          Simply put, it is the objective of MCF to ensure that it will be the PRC that rides the wave to geopolitical centrality for the next RMA. Xi has decreed that China must develop military capabilities superior to any other military in the world by 2049, and MCF — the ruthless acquisition and systematic diversion to military purposes of technologies such as artificial intelligence, quantum computing, aviation and aerospace, Big Data applications, and civil nuclear power — is a central piece of that plan. If there is to be a mid-21st Century analogue to Britain’s imperialist gunboats, the CCP intends them to be Chinese assets.
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          This, then, is the strategic context for our work. Here in Washington, we are focusing upon such things as:
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          This is not just a U.S. challenge but a global one, and our diplomats around the world have a critical role on the front lines, as we step up diplomatic coordination to keep other technology possessors from becoming tools of the MCF machine. We must build and maintain the “coalitions of caution” the world needs against MCF’s depredations.
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          These technology issues are critical to the great power competitive dynamics of the modern world.
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          -- Christopher Ford
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      <pubDate>Tue, 17 Mar 2020 02:00:00 GMT</pubDate>
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      <title>Opening Remarks in Celebration of the 50th Anniversary of the NPT</title>
      <link>http://www.newparadigmsforum.com/p2499</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at the Conference in Celebration of the 50th Anniversary of the NPT at the United Nations in New York City on March 5, 2020.  
Welcome everyone, particularly those who have [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at the Conference in Celebration of the 50th Anniversary of the NPT at the United Nations in New York City on March 5, 2020.  
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          Welcome everyone, particularly those who have come from far away to be here.
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          Next month, we will convene again here in New York for the 10th Review Conference of the Parties to the Treaty on the Non-Proliferation of Nuclear Weapons (NPT).  Today, however, we are here to celebrate a pivotal antecedent moment: the point at which that Treaty first entered into force.
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          And to kick us off, I would first like to read a 
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           statement
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          that the President has offered on this momentous day.
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          Our President gets it exactly right: this anniversary is indeed a very big day for a very important treaty.  Half a century ago this very day, U.S. President Richard Nixon, Soviet Premier Alexei Kosygin, and British Prime Minister Harold Wilson – as well as a number of additional world leaders – signed instruments of ratification in their capitals, bringing the NPT into force.
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          As March 5 dates go over the course of history, the year 1970 was a good one.  Other important fifths of March over the centuries have included the opening of the Third Lateran Council, the first arrival of smoking tobacco in Europe, the Treaty of Basel between France and Prussia, the patenting of the stapler, and – of course – the first Oxford-versus-Cambridge track meet.
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          Those were all notable days, I suppose.  On the fifth of March 1970, however – exactly 50 years ago – mankind took an extremely important step forward in reducing the risk of nuclear war by bringing the NPT into force in order to stop the spread of nuclear weapons capabilities and forestall the dangerous cascade of proliferation that could have destabilized the entire global environment and led to catastrophic nuclear confrontations.
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          All countries and all peoples in the world today are the beneficiaries of that vital step.
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          So I’ll stack that fifth of March up against any in history – which makes it a special delight to welcome you here on this anniversary, to recall the effort it took to negotiate the NPT, to achieve its near universality and its indefinite extension, and to build up and reinforce the broader nuclear nonproliferation regime in the face of numerous crises, challenges, and opportunities.  It is also a fitting time to appreciate how profoundly the NPT has affected the world for the better over five decades, a reflection that can and should lead us all to recommit ourselves to ensuring that it can enjoy another half century of success at the very least.
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          We will begin our events today with a conversation between me and former U.S. Senator Sam Nunn of Georgia, who – as all of you are no doubt well aware – has been a leading figure in nuclear policy throughout his political career and in his active public life since retiring from politics.  Together, we will reflect on the impact and enduring importance of the NPT.
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          After that, I will hand over the reins to Ambassador Jeff Eberhardt, the current U.S. Special Representative for Nuclear Nonproliferation, to take the helm for three panels focused on NPT history and one on the NPT’s future.
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          But first let me say a few words about why this event means so much to me.  I have been an aficionado of NPT history since I served as Special Representative for Nuclear Nonproliferation during the George W. Bush Administration, and as a diplomat who remains deeply involved in nonproliferation, arms control, and peaceful nuclear uses policy, it is hard not to see the myriad ways that the NPT offers vital professional lessons for us today.
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          We are able to celebrate this anniversary today, in part, because the United States and the Soviet Union were able – at the height of the Cold War in the mid-1960s – to put aside their antipathies enough to be able to collaborate on the critical shared interest of nonproliferation and by leading the complex multilateral negotiations that led to the NPT.  Their success was not a foregone conclusion, and there were surely voices urging them not to try. Thankfully, however, they did try, and the rest is history. Whether it is with respect to forestalling a new strategic arms race or resolving longstanding regional proliferation challenges, leaders in today’s world can learn lessons from this history about the importance of coming to the table for direct negotiation.
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          Today’s treaty negotiators, I’d submit, can also learn lessons from the NPT’s drafters about care and caution.  The negotiators of the NPT were careful not to overreach and load it down with commitments whose time had not yet come and the pursuit of which might have scuppered the whole undertaking.  They knew that the NPT would help pave the path toward nuclear disarmament, but they could not then – just as we cannot now – predict all the twists and turns in that path, and in their immediate negotiations they wisely chose not to make the unachievable “perfect” the enemy of the achievable “good.”
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          They were also careful not to under-reach.  There was talk of something short of a treaty, with mere parallel declarations by the nuclear powers that they would not disseminate nuclear weapons or the necessary means and knowledge to make them, and by non-nuclear powers not to acquire nuclear weapons or control over them.  Thank goodness the negotiators were more ambitious than that, for such a timid approach would have left subsequent generations without essential tools to combat nuclear proliferation.
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          When negotiation of the NPT’s safeguards provisions became complicated, moreover, there was talk of a treaty without verification measures.  We have seen in subsequent decades just how important international safeguards have proven to be in providing assurances of states’ compliance and in responding to non-compliance, so we should be glad that the negotiators stuck to their guns in that respect, too.
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          And while European security issues dominated the complex NPT negotiations – including 
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           how the Treaty’s nonproliferation provisions in Articles I and II meshed with the common security policies of the North Atlantic Alliance
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          – the resulting Treaty was designed to be applicable globally.  We should be glad of that as well.
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          The fruits of all that wisdom, prudence, and effort is a Nuclear Non-Proliferation Treaty that has grown to serve the world community well for five decades – a Treaty that forms the core of a non-proliferation regime that has repeatedly proven its ability to adapt and learn, to respond to challenges, and to correct weaknesses exposed by those challenges.
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          I call that a wonderful fifty years, and it is a great pleasure to welcome you here to celebrate this auspicious occasion.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Fri, 06 Mar 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2499</guid>
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      <title>Sino-American Relations and the Challenge of “Military-Civil Fusion”</title>
      <link>http://www.newparadigmsforum.com/p2493</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at the U.S. Department of State's Foreign Service Institute on February 20, 2020.  
Good day, everyone.  It’s a pleasure to be able to speak to you as part of your [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at the U.S. Department of State's Foreign Service Institute on February 20, 2020
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           .
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          Good day, everyone.  It’s a pleasure to be able to speak to you as part of your program on “Thinking Globally” here at the Foreign Service Institute (FSI).  David asked me if I would say a few words about strategic culture — especially vis-à-vis our challenging relationship with China — and I’m happy to do so.
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          The idea of “strategic culture” is, in effect, a modernized, more sophisticated, and more nuanced way of approaching what sometimes used to be described many years ago as the study of national “types.”  Much of what was thought and said under that older rubric, I’d imagine, was essentialist hokum. But there’s been a fair amount of much more subtle, interesting, and useful scholarship in the last couple of generations that looks at the subject of strategic culture as a useful way to help understand and navigate difference in the international arena.
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           A Powerful Influence (at least on me)
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          Since I am more diplomat than scholar at the moment, and since time is short, I won’t try to summarize all that literature for you, even if I could.  But even without me consciously intending it, broad themes related to the ways in which cognitive frameworks and historically rooted conceptual and ideological baggage influence foreign relations and national security decisions have wound through my own work for many years.
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          My doctoral dissertation, for instance, focused heavily upon the ways in which ancien regime South Africa’s odious apartheid ideology — and that theory’s evolution over the last 30 years or so before its well-deserved collapse — helped condition and shape how white South African leaders interpreted and reacted to their strategic environment and approached regional relations.  My first book, on 
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          , had a chapter on evolving American understandings of what one could describe as the “culture” of Soviet naval war planning and how this helped drive a revolution in our own posture, leading up to the pivotal “Maritime Strategy” implemented in the early 1980s in anticipation of World War III at sea.
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          In two subsequent books, I tried in various ways to use the prism of what might generally be called 
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           strategic culture to understand the People’s Republic of China
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          and 
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           its approach to Sino-American relations
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          , to help inform U.S. and other Western approaches to dealing with it.  This work has helped inform how I — and perhaps we — have understood and developed responses to the modern-day challenges of competitive strategy vis-à-vis Beijing, as called for in the 
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           National Security Strategy
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          that was published when I served on the National Security Council staff at the White House in 2017.
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          I would urge you, as new diplomats, to cultivate an interest in strategic culture and a taste for trying to understand it — particularly, of course, the strategic culture of the countries where you will serve, and with which you will deal, during your career.  In my experience, such approaches can be valuable, even indispensable, in diplomacy, geopolitics, and grand strategy. I am here today to encourage such interest!
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           Some Notes of Caution
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          But since there is a risk of slipping into essentialist reductionism and determinism when talking about strategic culture, let me also admonish you: be careful.  Like any powerful tool, “strategic culture” thinking can be abused, either inadvertently or willfully.
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          It’s important not to reify “culture” in ways that overdetermine analyses and outcomes.  I do think understanding strategic culture — broadly construed to include the substantive content, background assumptions, and fetishes of political ideology — can be extremely important in seeing patterns and tendencies, and in explaining what at first glance may seem anomalous or incoherent.  But its influence on attitudes and behavior is in no way rigidly mechanistic.
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          Human societies don’t work in that kind of deterministic way; they are essentially always complicated and internally variegated, and resistant to reductionist analyses, and even the most autarkic and totalitarian of societies cannot be wholly cut off from exogenous and potentially disruptive influences.  To use the language of complexity theory, if one thinks of 
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           national societies and their strategic cultures as complex adaptive systems
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          , it would follow that while there will tend to be powerful conceptual and behavioral continuities over time — that is, the persisting patterns that make the study of strategic culture interesting and rewarding — it is also always possible that the system will respond to the next perturbation by suddenly reorienting itself around a new “attractor” in an unpredictable way.
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          So it would be a big mistake for you to see strategic culture as a deterministic framework in which the participants lack agency, and in which there is no randomness or “noise” in the system, no internal contestation (or perhaps confusion) over approaches and outcomes, and no scope for sometimes considerable variation.  In an additional complication, it is also likely that not all polities with which you will deal in your career as diplomats actually have a clear and behaviorally relevant strategic culture — or at least one distinctive enough, or different enough from whatever our own strategic culture is, to make studying their strategic culture particularly rewarding.  (The distinctiveness and subjective “strength” of any strategic culture on those who are part of it presumably varies, perhaps considerably.)
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          All of this complexity and variability makes it unwise to take strategic culture as an explanatory or predictive construct with which one can easily “decode” one’s interlocutors and which can provide a clear roadmap to dealing with them.  So be careful of simplistic assumptions, be intellectually humble, and remain alive to the challenges of all this complexity; if you don’t, you risk replicating the sins of our forefathers’ essentialisms.
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          None of this means you cannot learn a lot from studying strategic culture.  It’s surely also the case that trying to understand whatever background of strategic culture your counterparts may bring to the table is surely a far better starting point than just doing what so many people tend to do by reflex — namely, “mirror imaging” the foreign Other by assuming him to have the same background assumptions, desires, aversions, and role ascriptions that we do.  Maybe he actually does, more or less, but more often the conceptual baggage your counterparts bring to the relationship will differ from yours, and potentially quite a bit.  For a diplomat to miss such difference can be a dangerous failure, and it is part of your job not just to understand such difference, but also to convey your understanding of it to those of us back here in Washington policymaking circles, so that we can plan our own approaches informed by your insights.
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           A Case Study: the People’s Republic of China
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          In my own work on China, I have loosely followed the notion of strategic culture suggested by 
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    &lt;a href="https://books.google.com/books?id=y7phQ0fRt5EC&amp;amp;printsec=frontcover&amp;amp;dq=alastair+iain+johnson+cultural+realism&amp;amp;hl=en&amp;amp;newbks=1&amp;amp;newbks_redir=0&amp;amp;sa=X&amp;amp;ved=2ahUKEwi_voae7aTnAhUyhHIEHflFDMkQ6AEwAHoECAAQAg#v=onepage&amp;amp;q=alastair%20iain%20johnson%20cultural%20realism&amp;amp;f=false" target="_blank"&gt;&#xD;
      
           Alastair Ian Johnston
          &#xD;
    &lt;/a&gt;&#xD;
    
          , who has argued that states have different “predominant sets of strategic preferences that are rooted in the ‘early’ or ‘formative’ … experiences of the state or its predecessor, and are influenced to some degree by the philosophical, political, cultural, and cognitive characteristics of the state and state elites as those develop through time.”  I think there is great value in looking at such factors, and in trying to understand how they may shape present-day approaches. After all, 
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    &lt;a href="https://books.google.com/books/about/The_Mind_of_Empire.html?id=XTVxJqu65rkC"&gt;&#xD;
      
           as I have observed
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          ,
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          “[t]heories of decision making dynamics have long identified ways in which decisionmakers — especially in times of crisis but by no means only then — commonly resort to rules of thumb and stock assumptions about historical patterns and geopolitical causality in order to help them cope with the press of events.  Such patterns may at times be influenced by highly personal and idiosyncratic factors, but information organizing is also a learned behavior, in which patterns are both projected backward on the past and passed forward through time by means of the education and socialization of individual human beings.
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          “ … [I]t seems safe to say that the sophisticated observer need not revert to archaic and culturally deterministic ideas of national types in order to appreciate that different countries and different peoples do have different experiences of the world and do understand their present at least partly through the prism of the past — or at least through what they take the past to have taught them.  Culture is hardly destiny, and cultural baggage is seldom so heavy that its owners cannot carry it some distance down a road they themselves choose.  Yet culture does matter, and, by understanding its ‘historically imposed inertia on choice,’ we can often make great strides toward understanding the motivational structure and behavior of specific groups, peoples, and national elites.”
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          You’re presumably wondering how such concepts have actually informed how I come at my work in the State Department, so let me offer you the example of some of the modern-day 
          &#xD;
    &lt;a href="https://www.state.gov/technology-and-power-in-chinas-geopolitical-ambitions/"&gt;&#xD;
      
           challenges we in the so-called “T family” bureaus face in dealing with Beijing’s global revisionism and its strategy of “Military-Civil Fusion
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          ” (MCF).  Attention to strategic culture has helped inform work in these areas with respect both to how we understand the People’s Republic of China (PRC) as a strategic competitor and how we are working to restructure aspects of our own strategic culture vis-à-vis the PRC.
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          I’ve spoken and written elsewhere about these issues, so I’ll summarize here.  As I see it, the PRC’s modern geopolitics is profoundly shaped by China’s experience of basking in premodern imperial hubris as the self-conceived center of the world (hence the old phrase “Middle Kingdom”) followed by the shock of its encounter with Western power in the 19th Century — a psychic trauma that created what Beijing often refers to as a “century of humiliation” and that has become the leitmotif and central narrative of the Chinese Communist Party (CCP) regime  in its attempt to bring about China’s return to geopolitical primacy.
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          In the broadest terms, the CCP has yoked its legitimacy to restoring the regional primacy that China imagines itself to have had, and to have deserved, for centuries.  This is key to understanding the PRC’s contemporary revisionist assertiveness in the geopolitical arena, and especially its desire to supplant the United States within the Indo-Pacific region and restructure global order around itself — a desire which Beijing downplayed to others for many years as a tactical expedient, but which has resonated in nationalist thinking for generations. It could be seen in Chinese strategic writings and CCP propaganda tropes even during the ostensibly “pragmatic” years of Deng Xiaoping. Xi Jinping’s regime now wears geopolitical revisionism on its sleeve.
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          Attuned to such currents, one can also see that the CCP has even set itself a timetable for this achievement of “return”: the year 2049, the centennial of the PRC’s founding.  By that point, the CCP hopes to be able to justify its authoritarian brutalities and secure its future by painting itself as having brought about a century of progress that restored the PRC to the top of the global heap.  Such a centenary achievement would thus atone, with perfect symmetry, for the perceived national or civilizational grievance of China’s “century of humiliation,” memories of which continue to be carefully nursed by regime propagandists.
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          As a strategic culture buff, it seems to me that all of this is a fairly elegant way of accounting for a great deal of historical data, and in explaining both change and consistency in Chinese foreign policy, especially for the era of modern Chinese history following the death of Mao Zedong.
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          Such understandings of strategic culture can also help explain recurring patterns and predilections in PRC views both of itself and of the United States.  China’s is a political culture infused with Confucian notions of monist political hierarchy, seeing humanity as inherently existing in concentric circles of power and status along a gradient of moral and civilizational virtue.  In this context, it is hardly surprising that the PRC has struggled painfully with questions of self-image in the face of humiliating geopolitical adversity and during its subsequent labors to climb back up to the global status that its notion of civilizational self demands.
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          Not for nothing, for instance, can 
          &#xD;
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           Jing Tsu write an entire book
          &#xD;
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          chronicling narratives of self-perceived civilizational failure and insecurity in late 19th-Century and early 20th-Century Chinese literature, and showing how such themes were central to the formation of China’s national self-identity.  Not for nothing is the PRC’s contemporary foreign policy assertiveness so tinged with chip-on-the-shoulder sensitivity and volatile emotiveness about the apparently fragile and easily bruised “feelings of the Chinese people.”  And not for nothing, indeed, as can be seen in 
          &#xD;
    &lt;a href="https://books.google.com/books/about/East_Asian_National_Identities.html?id=NLH6pwAACAAJ"&gt;&#xD;
      
           Gilbert Rozman’s work on East Asian national identities
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          , does China’s historical love-hate relationship with the United States — the superpower against which all geopolitical status must be measured — feature to the point of obsession in the politics of the CCP’s self-image.  The study of strategic culture helps us glimpse the non-separateness of such dynamics, and the ways in which longstanding themes resonate in the PRC.
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           Military-Civil Fusion
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          More practically, I would submit that an understanding of Chinese strategic culture can also help the observer better understand some of the specific PRC policies that present challenges for U.S. foreign policy today, among them the PRC’s strategy of “Military-Civil Fusion” — Beijing’s command-directed, whole-of-system effort to harness the potential of emerging sensitive technologies to develop the world’s most advanced military.  This includes, to put it crudely, the PRC stealing our technology to build its military. But there is nothing crude about the effort: it is systematic, well-funded, ruthlessly applied, and informed by strategic vision.
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          MCF is an outgrowth, as it were, of the PRC’s geopolitical revisionism: a core element of the CCP’s effort to bring about China’s “return” to primacy.  MCF is grounded in China’s 19th Century experience of being bested by Westerners who were felt to be uncouth barbarians, but who had the benefit of more advanced technology.  This historical memory is magnified by Beijing’s encounter with the information technology-driven “revolution in military affairs” (RMA) that made the U.S. military surpassingly supreme in the early 21st Century.
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          The CCP has powerfully internalized the idea that “first movers” in the RMA that defines each military epoch are rewarded by geopolitical dominance, and — with China feeling left behind by prior RMAs, with its status and global power suffering accordingly — Beijing is 
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           desperately focused on ensuring that it wins such advantage for itself in the next RMA
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          .  The regime also fears that China’s failing to win pole position in the next RMA could spell the Party’s doom by precluding the global “return” upon which it has staked its political legitimacy.
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          The strategic cultural imperative of “return” is the conceptual engine for MCF.  In effect, therefore, the peculiarities of Chinese strategic culture have helped set the stage for current PRC efforts to target key Western technology sectors — among them artificial intelligence, quantum applications, machine learning, aviation engines, “Big Data,” and nuclear power generation — for both lawful acquisition and outright theft, and for the systematic diversion of such technologies to military applications.  These MCF efforts, in turn, are a key focus of our own present-day policy.
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          In sum, strategic culture is important in how we came to face today’s foreign policy and national security problems.  But strategic culture is also an important part of how we need to respond, in the sense that we need to work with and within our own strategic culture to develop and implement effective answers in the face of these challenges.
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          And our own strategic culture is an important piece of the puzzle.  For some time after the end of the Cold War, the U.S. policy community largely stopped thinking strategically, apparently assuming that now that the Soviet Empire had collapsed, our strategic environment would be one in which we no longer had to worry about the ugly and challenging game of great power competition.  Perhaps it’s not quite fair to call the resulting mindset one of complacency, because our foreign policy establishment showed energy and focus in addressing other challenges such as fighting ethnic cleansing, pursuing nation-building in the developing world, fighting terrorism, and preventing the spread of weapons of mass destruction.  In a strategic sense, however, we fell asleep, even while the PRC and Russia — alarmed by our post-Cold War global dominance and determined to relitigate their own diminished status and geopolitical power — put their proverbial noses to the grindstone while we weren’t paying attention.
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          Now that we have started paying attention to great power competition again, and indeed have enshrined it as perhaps the central objective of our 
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    &lt;a href="https://www.whitehouse.gov/wp-content/uploads/2017/12/NSS-Final-12-18-2017-0905.pdf" target="_blank"&gt;&#xD;
      
           National Security Strategy
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          and 
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           National Defense Strategy
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          , it is part of our job to deliberately reshape United States strategic culture to build into our practices and habits of mind the competitive mentality that our adversaries have by now long since institutionalized, and that 
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           we ourselves now need to relearn
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          .  With regard to the challenges that MCF presents, for instance, we need to reshape our own narratives of engagement with the PRC in ways appropriate in light of the systematic technology acquisition and military diversion that is now clearly going on.
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          This narrative reformulation across the U.S. and broader Western policy community is especially important because MCF is a whole-of-system threat.  Since our democratic, rights-based, rule-of-law system denies us the coercive tools that the CCP enjoys in China, we need to reform government practices and cultivate a broad societal appreciation of these challenges — and of the need for more careful habits of caution and prudence — in private industry, academia, the life sciences, Silicon Valley, and other high-technology research and development sectors.  We need, in short, to build a 
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    &lt;a href="https://www.state.gov/remarks-and-releases-bureau-of-international-security-and-nonproliferation/coalitions-of-caution-building-a-global-coalition-against-chinese-technology-transfer-threats/"&gt;&#xD;
      
           new culture of caution and threat awareness
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          across the board.
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          MCF is just one example of how themes of strategic culture refract through cutting-edge issues in U.S. foreign policy.  I hope this illustration shows how studying strategic culture can help diplomats and policymakers understand the challenges they face and shape appropriate responses.  Personally, I find it heady and exciting stuff. I hope that as you head out into the world as 
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           champions of American diplomacy
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          , you will too.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Fri, 21 Feb 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2493</guid>
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      <title>The Politics of Arms Control: Getting Beyond Post-Cold War Pathologies and Finding Security in a Competitive Environment</title>
      <link>http://www.newparadigmsforum.com/p2488</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at the International Institute for Strategic Studies (IISS) in London, UK, on February 11, 2020.  
Good day, everyone, and thank you for the opportunity to talk to you.  I have [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at the International Institute for Strategic Studies (IISS) in London, UK, on February 11, 2020.
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          Good day, everyone, and thank you for the opportunity to talk to you.  I have spoken before on multiple occasions about the challenges created for U.S. foreign and national security policy by the widespread assumption, a generation ago, that the West’s triumph in the Cold War meant that we no longer needed to worry about great power competition.  This assumption led to us acquiring some notably bad habits and making some notably poor choices.
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          Victory in our long and ideologized competition with Soviet Communism was followed by a great collective sigh of relief, characterized by a new “
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           infatuation with the illusion that we inhabited an enduringly benign security environment
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          .”  This infatuation, moreover, was closely linked to the belief — held by many Western thought leaders at the time — that the forces of globalization and neoliberal economic development would inevitably lift all mankind into a peacefully homogenized and cosmopolitan future in which borders and sovereign national jurisdictions had lost much of their traditional importance while a generalized middle-class prosperity brought about the convergence of all modes of governance along liberal, democratic lines.  For a time, at least, all this actually seemed to be true.
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          From today’s vantage point three decades later, however, it seems clear that such post-Cold War assumptions helped make the United States and its Western allies complacent, encouraging us to ignore or optimistically downplay strategic competition — to our detriment — at a time when states who have now become our near-peer competitors did not.  It also helps explain the United States’ otherwise surprising devotion not merely to avoiding competitive postures vis-à-vis the growing power of the People’s Republic of China, but also, as my colleague 
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           Assistant Secretary David Stilwell recently recounted
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          , to actually embracing and facilitating Beijing’s emergence as a 21st Century competitor.
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          But post-Cold War assumptions of strategic benignity did not merely result in the atrophy of Western planning processes and habits of mind needed for effectively engaging in strategic competition, but that we are only now struggling to recreate.  They also helped spur the development of distinctive subcultures within the policy community devoted to developing and promoting agendas shaped by assumptions shaped by that period.  In parts of the arms control and disarmament community, this helped lead to the growth of a peculiar approach that — however well suited it may or may not have been to the initial post-Cold War environment of Western, neoliberal triumphalism — has become profoundly maladaptive in the power-competitive geopolitics of the present day.
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          So what I’d like to do today is speak a bit about this pathology, along the way to describing how we’re trying to overcome it and make arms control once again into a tool of cutting-edge relevance in meeting the security challenges of today’s world.  To be sure, what I will describe about the flawed assumptions and cognitive biases of the post-Cold War arms control weltanschauung may not be entirely true of any single given individual, non-governmental organization (NGO), or faction within the arms control policy community; to accuse any given person of being wholly in the thrall of such concepts might be unfair.  Nor should these criticisms of the modern ideology of the arms control Left necessarily be taken to imply that there are no problems on the ideologized, anti-arms control Right.
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          Nevertheless, as I describe these dynamics as a characteristic type of problem, I think you’ll be able to see both how common such assumptions and approaches really are in certain circles, particularly among Western and often specifically European civil society organizations and some diplomats.  I also hope you’ll be able to see how important it is to overcome these attitudes if we are to build a successful future for arms control in the contemporary security environment.
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           I. Explaining the Inexplicable
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          So how specifically do such attitudes create problems today?  Well, the post-Cold War assumption that great power competition was only a problem of the past helped lead to the entrenchment of a distinctive policy community subculture focused upon the performative and symbolic aspects of arms control discourse — and largely within the Western community — at the expense of more traditional emphases upon security dynamics.  Recognizing this development is important, for it can help explain the otherwise inexplicable.
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           A. Loss of Focus Upon Security
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          It can, for instance, help explain how so much of the Western arms control community would seem to have lost its way — from a security perspective — in recent debates over the demise of the Intermediate-range Nuclear Forces (INF) Treaty.  Anyone who goes to arms control and nonproliferation conferences with any regularity will by now be painfully familiar with the degree to which it is essentially axiomatic in some circles that INF’s collapse supposedly demonstrates that the United States is “walking away from” or “dismantling” arms control.
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          It is remarkably uncommon, however, to hear anyone acknowledge why the United States withdrew from the INF Treaty — namely, the fact that Russia violated that agreement for the better part of a decade, steadfastly resisting all diplomatic entreaties to come back into compliance and using it to constrain U.S. and NATO capabilities while secretly and illegally flight-testing, producing, and fielding ground-launched INF-range nuclear missiles.  In parts of the arms control and disarmament community, there seems to be a palpable and visceral sense of offense against the United States for having the temerity to determine Russia to be in material breach and then withdraw under those circumstances, and little sense of concern about the Russian violations that led to this result.
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          Nor are such postures restricted merely to dim bulbs or apologists inclined to credit the shifting and mutually-contradictory propaganda narratives advanced by Russian officials and their proxies over the last few years in efforts to deny or dismiss Moscow’s violation.  Even among otherwise thoughtful observers who acknowledge Russian cheating, I am frequently confronted with counterparts who lament that Washington did not remain in the INF Treaty anyway.  When asked what more the United States could possibly have done to get Russia to return to compliance — after more than 30 compliance diplomacy engagements with senior Russian officials across two successive U.S. presidential administrations since 2013, as well as recourse to the INF Treaty’ Special Verification Commission (SVC) under both the 
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    &lt;a href="https://geneva.usmission.gov/2016/11/18/special-verification-commission-inf-treaty-held-30th-session-november-15-16-in-geneva/"&gt;&#xD;
      
           Obama
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          and 
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    &lt;a href="https://geneva.usmission.gov/2017/12/15/press-release-31st-session-of-the-special-verification-commission-svc-under-the-inf-treaty/"&gt;&#xD;
      
           Trump
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          administrations set up precisely in order to deal with such questions — such interlocutors invariably have no response other than vague hand-wavings about how we should have “continued diplomacy” nonetheless.
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          One might make the same observation, moreover, about the remarkable degree to which the arms control and disarmament community is gravely worried about the possibility that the United States might be reevaluating its commitment to the Open Skies Treaty, while apparently not much concerned by chronic Russian violations of that agreement — or about the way in which Moscow has systematically violated and ignored the Conventional Forces in Europe (CFE) Treaty and its selective implementation of the transparency and confidence-building measures of the Vienna Document.  Or about how the disarmament community insists upon fidelity to all past Nuclear Nonproliferation Treaty (NPT) Review Conference (RevCon) final documents irrespective of how divorced their substantive content has become from reality.  (Remember, for instance, that the “Thirteen Practical Steps” articulated in the 2000 RevCon Final Document call for ratification of the START II strategic arms agreement, negotiation of START III, fidelity to the Anti-Ballistic Missile Treaty, and implementation of the Trilateral Initiative — all 1990s-era agenda items long since overtaken by events, and none of which even exist today.)
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          So what is one to make of this?  From a security perspective, such attitudes could scarcely seem anything other than some admixture of stupidity and insanity.  For such interlocutors — and I can assure you that I have quite a few of them — it is literally more important for the United States to remain officially committed to an arms control agreement than it is for that treaty actually to constrain Russian behavior at all and to serve broader U.S., allied, and partner security interests.  For such interlocutors, effectively endorsing a growing and destabilizing asymmetry in nuclear posture is actually preferable to officially admitting that an agreement has failed.  Through the prism of security, one could be forgiven for thinking all this no more than a sort of madness.
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           B. Means and Ends
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          Yet here’s where one should perhaps slow down a little bit an unpack things.  While I share the security hawks’ horror at such arguments, I’ve become convinced that they are not insane.  Indeed, I think they can be understood as the result of a peculiar but fairly coherent and by now well-established post-Cold War arms control mindset.  I believe that mindset is fundamentally misguided and is becoming increasingly dangerous, and that it must therefore be confronted and rebuffed at every opportunity.  Yet it does have its own logic — however perverse — and we would do well to understand it.
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          The key to this understanding is realizing that such views represent an arms control subculture still caught in the assumptions of the initial post-Cold War period, and for which security, as traditionally conceived, is no longer the principal focus of concern.  Through this prism, arms control is not primarily about managing the challenges of competition as countries array dangerous tools against each other.  Instead, it is seen as being about achieving nuclear disarmament — with this objective itself being conceived, in turn, as revolving around merely whether the world can muster enough “political will” to get the job done, rather than around the challenge of managing thorny security challenges.  In this worldview, arms control is not necessarily a means to the end of improved security, but rather has become an end unto itself as a component of the creation and maintenance of a disarmament-focused political community.
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          The earnest desire to achieve disarmament has, in some instances, led to a willingness to embrace questionable assumptions, e.g., that if the United States leads by example in the field of disarmament, then our strategic competitors will — rather than simply being delighted at our short-sightedness — follow us toward disarmament.   Most broadly, these dynamics have, in certain circles, led to a devaluing or even deliberate dismissal of security, as traditionally conceived, as a factor in arms control- and disarmament-related policy.
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          In this worldview, bringing about disarmament was not fundamentally seen as requiring the alleviation of security concerns — perhaps in part because the most fundamental problems of geopolitics had already been (or would be) solved by the teleological progress of liberal globalization, but in large part simply because radical cuts in nuclear arsenals were assumed to be good for everyone’s security per se, irrespective of the circumstances.  From this perspective, nuclear disarmament always and inevitably created rather than required security.  In terms of defining an agenda, therefore, one could sidestep the messy business of having to worry about what would happen in a world without nuclear deterrence, or about otherwise trying to manage, ameliorate, or overcome competitive geopolitics.  Such an approach also sidesteps the awkward question of what competitive politics might look like after disarmament – that is, in the absence of nuclear deterrence, such as in potentially leaving the door open to general war among the great powers, or perhaps creating dynamics that would prompt a return to nuclear weaponization.
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          Instead of trying to address such security questions with the seriousness they deserve, the task became one simply of eliciting the necessary “political will” to overcome whatever discreditably retrograde residual viewpoints and attitudes still stood in the way of progress.  This conceptual shift transformed arms control discourse psychologically, changing it from a security-focused enterprise to one that revolved around creating, maintaining, and expanding the community of those having — or at least expressing — correct views.  Arms control became an arena, in other words, for ideological identity politics and agendas of narrative control.
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          To be sure, some of these attitudes were surely in existence in the disarmament community before the end of the Cold War — in particular, that disdain for security concerns along the road to and after disarmament that grows out of the a priori assumption that there is no scenario in which a nuclear weapons-free world is not better for everyone than any imaginable world with any nuclear weapons in it.  The post-Cold War era, however, gave this mindset new salience and helped it move more into the arms control mainstream, as neoliberal triumphalism eroded concern for the potential results of other states’ great power competitive strategies and as the arms control bureaucracy shifted into negotiating the dismantlement of nuclear weapons made unnecessary by the waning of Cold War tensions.
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           C. Arms and Identity
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          Accordingly, for some portions of the policy community in the post-Cold War era, arms control became less a question of reducing risk than one of sociopolitical community-building and performative politics.  This insight allows one to make at least some sense out of the otherwise inexplicable reactions I have heard to contemporary problems with Russian arms control cheating.  Let’s explore this a bit.
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          To the degree that arms control is not about managing competitive dynamics and clashing security interests but rather about constituting and expressing community through fidelity to an ideal of progress, the order of the day becomes an identity politics of virtue signaling, progressive solidarity, and consciousness-raising against retrograde mindsets.  This puts a premium upon self-image and self-identity, with subjective assertions of commitment and faith being at least as important as such mundane things as security conditions.  (After all, objective circumstances are necessarily contingent, whereas symbolic and expressive acts purport to offer a window into the interiority of true desires and intentions — which is really what the new politics of arms control is about.)
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          In this rendering, arms control policy thus performs at least as much of a social function as it does a security function: it is perhaps first and foremost about promoting and defending a particular conception of politico-ideological community.  Commitment to an ideal of arms control is one of the indicia of membership in a progressive global community that demands performative acts of solidarity and is thus preoccupied by the boundary-maintenance chore of creating symbolic distance from those with incorrect attitudes — attitudes such as the idea that geopolitics has something to do with power and with competition.
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          Such distancing may also help assuage Western liberal guilt rooted in fashionable fixations upon the historical sins of our own culture, upon Europe’s imperialist past, and upon the United States’ invention and first use of nuclear weaponry.  In this context, it is perhaps felt necessary that Westerners, in particular, show special fidelity to the ideal as a way of atoning for past sins.  Through the prism of ideational solidarity and community-building, such political and psychological imperatives may seem more weighty than what other, non-Western countries may actually be doing — even if that includes violating arms control agreements and building up nuclear arsenals.  Members of the community must not only embrace a correct vision of the future, but must also repudiate former versions of the collective Western self in a self-criticism ritual that reaffirms the validity and primacy of the current self.
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          This rootedness of modern liberal arms control discourse in a particular notion of community and sense of self is why this narrative of teleological disarmament progress — one grounded in the need to demonstrate sufficient faith in the ideal and zeal in its pursuit — is so tenaciously defended, why there is so little concern with non-Western countries’ violation of arms control agreements, and why developments that signal or symbolize the frailty of this conception tend to elicit such vehement reactions.  Ultimately, this game is neither about security policy nor even about fact: it is about identity.  Indeed, if one posits that some activists have drifted into what the author John Judis termed – in recounting his own experiences with the radical Left in American politics in the 1960s – as an “
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           ascen[t] into the realm of fantasy and visible sainthood
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          ,” it may even be that disarmament narratives serve identity functions better precisely to the degree that they are uncoupled from debatable facts.
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           D. Making Sense of Things
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          So why do I spend so much time in forensic dissection of the modern arms control narrative?   I do it because I want to understand what’s going on — and because if you can see these dynamics in play under the surface of contemporary arms control debates, much about the modern disarmament and arms control community becomes clearer.
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          These attitudes help explain why the achievement and preservation of arms control and disarmament agreements is felt to be so important per se, irrespective of such agreements’ actual impact upon security.  Indeed, traditional notions of “security” cannot even be admitted as a litmus test for arms control in the first place, since accepting that thesis could be seen as repudiating the post-Cold War conceit of strategic benignity or as questioning the received wisdom that disarmament is always good, regardless of the circumstances.
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          If anything, from the perspective of an idealistic subculture that prizes performative acts of ideological solidarity, it may even be an especially valuable and effective form of virtue-signaling to cling to an agreement when it isn’t working.  If the objective is to signal one’s wholehearted commitment to the ideal, what could showcase such unquestioning fidelity better than insisting upon sticking with agreements when doing so undermines your security?
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          So there is actually a perverse logic here — a logic that explains why so many arms control figures would have preferred the United States remain committed to and constrained by the INF Treaty completely irrespective of Russian cheating.  It also explains why I was once told by then-United Nations High Representative for Disarmament Affairs Sergio Duarte that the nuclear superpowers deserve no credit for the massive reductions in their arsenals that occurred after the Cold War ended.  The social politics of modern arms control mean that one only deserves real credit for disarming when one still needs the arms!
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          This social logic is why so many contemporary civil society and diplomatic interlocutors are more concerned about whether the countries of the West express and signal their devotion to arms control and disarmament than about whatever it is that other big nuclear weapons states such as Russia and China are actually doing in concrete terms.  If anything, if the real objective is to elicit ongoing performative acts of commitment within a presumed Western liberal community, Western leaders are perhaps more to be distrusted than leaders  in the Kremlin or in the Chinese Communist Party’s leadership compound in Zhongnanhai.  To the degree that arms control plays a social rather than a security function, purported betrayal within the community may sting more sharply — and strike more at the modern arms controller’s sense of self — than differences with those who were never within the fold to begin with.  Western, intra-communal heterodoxy represents more of a threat to the beleaguered post-Cold War narrative of identitarian virtue and community than the actual nuclear choices made by authoritarian leaders.
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          This logic is presumably also why certain Western NGOs promoting the Treaty for the Prohibition of Nuclear Weapons (TPNW) seem so unconcerned about the actual implications of their methods — and specifically, about the degree to which their civil-society mobilization campaigns create disarmament pressure on free, democratic societies, while having no impact upon the sort of authoritarian nuclear powers that feel free to murder dissidents and human rights journalists or to imprison entire ethnic minorities in concentration camps for religious and political reprogramming.  From a security perspective, this asymmetry of civil society impact is surely dangerous, for it makes disarmament NGOs into the de facto tools of the nuclear-armed dictatorships — who must surely be delighted by the prospect of the democracies disarming themselves in a fit of antinuclear righteousness.  Nevertheless, from a virtue-signaling, nuclear identity politics perspective, this unconcern has its own perverse internal logic, since the thing that matters most in that context is whether Western leaders recite the catechism.
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           II. A Better Way
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          So that’s how I think “nuclear identity politics” can help explain much that would otherwise, from a security perspective, simply seem unhinged.  But merely to explain, of course, is hardly to endorse — and I don’t.  But I don’t want just to explain these dynamics; I want to transcend them.  I want to replace them with a discourse much more likely to be relevant to current conditions, more likely to improve real-world outcomes, and much less desperately maladaptive in the contemporary geopolitical environment of great power competition.
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          So what are we doing about it?  Well, for one thing, we in the U.S. Government are engaging with this mindset head-on.  It should be increasingly clear that this arms control pathology is a completely inappropriate and even dangerous answer to the problems of international peace and security in today’s complex and challenging world, and we’re not shy about pointing this out.  But rather than simply criticize that mindset, we are working to find — and to demonstrate — a better way forward.
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          For one thing, we are working with a broad array of international partners to build a new and more constructive disarmament dialogue under the aegis of our Creating an Environment for Nuclear Disarmament (CEND) initiative.  CEND aspires to restructure global disarmament discourse around the things that the disarmament community really needs to accomplish if mankind is actually to find a path to a world without nuclear weapons — that is, to focus upon ameliorating the conditions in the global security environment that lead some non-possessors to wish to acquire such weapons and possessors to feel they need to retain them, upon developing the institutions that would be needed to achieve and sustain elimination, and upon ways to reduce risks and manage competitive tensions until that day arrives.  We are, in other words, building a much more honest and realistic disarmament discourse, one that puts security back at the center of attention, because without addressing such challenges disarmament will always remain out of reach.
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          We are also working to demonstrate how hard-nosed attentiveness to security concerns and to the challenges of geopolitical competition are perfectly compatible with — and indeed, ultimately essentialto — successful arms control.  In fact, we are pursuing new arms control agreements even as we speak, in our search for a trilateral arms control framework that will involve both Russia and China, and that can help forestall the new arms race that today seems to be brewing as a result of those countries’ ongoing buildup of their nuclear forces.
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          But this needs to be arms control for adults.  It needs to be cognizant of, rather than blithely unconcerned with, the complexities and risks involved in approaching such matters in the geopolitical environment.  It needs to be comfortable getting by without the absolutist performative moralism one sometimes sees among those who lack “
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           the self-awareness we need to have as fallible humans trying to make tough decisions on the basis of uncertain information and unpredictable outcomes
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          .”
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          In modeling such a serious approach, we think it needs to be clear, among other things, that we seek arms control only where and to the degree that it contributes to our security, and to that of our allies and partners.  We also believe that arms control must verifiably constrain its parties.  Arms control is, for us, a means to the end of improved security; we are not interested in it for virtue-signaling or performative political expression.  And where arms control does not contribute to security — such as where our counterparties refuse to comply with their obligations — we have made very clear that we are willing to walk away from failed agreements.  Far from being hostile to arms control, this is a demonstration of how to take arms control seriously as a real-world policy tool: we seek good agreements and shun bad ones.  Such an approach based on security interests rather than identity politics is likely to be more sustainable over time, not to mention much wiser and more effective in practice.
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          This approach may not make us many friends in the arms control sub-community that centers around nuclear identity politics.  I submit, however, that it represents not only a clear-eyed approach to today’s international security challenges but also perhaps the only way that actual arms control is likely to survive in — and contribute to ameliorating — the conditions of today’s world.
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          If what you want or need is progressive internationalist virtue-signaling, we’re not your team.  But if you hope for a more secure and stable international security environment that avoids a new arms race, I hope you’ll support our effort to bring a practical, security-minded realism to fruition in the arms control arena.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Wed, 12 Feb 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2488</guid>
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      <title>Engagement and Storytelling in Nonproliferation Diplomacy</title>
      <link>http://www.newparadigmsforum.com/p2482</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at DACOR Bacon House in Washington, D.C., on January 10, 2020.  
Good afternoon, ladies and gentlemen, and thanks for the chance to speak with you.  Officials in my line of [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at DACOR Bacon House in Washington, D.C., on January 10, 2020.  
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          Good afternoon, ladies and gentlemen, and thanks for the chance to speak with you.  Officials in my line of work frequently speak to audiences about particular policy initiatives or agenda items, but — in my experience, at least — they seldom try to engage on the topic of how they see the basic nature of their craft.
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          As many of you here are fellow diplomats, therefore, I hope you’ll indulge me while I say a few words about diplomatic engagement in its most basic sense, and how I understand our own work at the State Department’s Bureau of International Security and Nonproliferation through this prism.  So let’s pivot away, for a moment, from my usual topics of weapons of mass destruction, delivery systems, and advanced conventional weapons, to explore an important aspect of diplomacy that is sometimes not well understood as such, but which we can perhaps accomplish more effectively if we understand it in such terms.
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          Don’t worry; I’m not proposing to take you down some theoretical rabbit hole about the “nature” or “essence” of diplomacy – such as whether that understanding lies in more traditional, formal notions revolving around nation-states’ exchange of accredited envoys, or in more general conceptions involving (as James der Derian would have it) any “mediation between estranged individuals, groups, or entities” by means of “symbolic power and social constraints.”  But I would like to say a word, from the perspective of my own work in nonproliferation, about diplomacy as “storytelling.” As I see it, much of our work as diplomats is storytelling for a purpose – that of protecting and advancing the interests of those whom we represent – which we pursue by crafting, deploying, and conveying narratives about how the world is, how it should be, and how we or others are approaching (or should approach) its various challenges.
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           Stories and Storytellers
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          Humans, as I see it, are storytelling animals.  Stories are central to our sense of self, how we orient ourselves in the world, and how we organize and pass along knowledge to others.  Stories anchor our sense of shared identity — as a group of people, for example, who feel themselves to share a common nationhood, or who collectively partake in some other vision of what the sociologist Benedict Anderson once so memorably described as “imagined community.”  They help us define who we are and ascribe meaning to the circumstantial flow of our lives.
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          Indeed, I’d wager that we are in some sense “hardwired” by our evolved biology to be storytellers.  Perhaps this is a result of the benefits storytelling can provide as a vehicle for collecting and transmitting the cumulative survival value of human learning.  Or perhaps it’s simply because in human prehistory, it was safer instinctively to ascribe agency and intentionality to the world around us — that is, to tell stories about it — even where there was no real reason to do so, than it was to await more evidence.  (Is that rustle behind me merely a twig falling, or is a predator trying to sneak up on me? It’s presumably more adaptive to run needlessly a hundred times than not to run even once when you need to!)
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          Either way, storytelling seems to be baked into us as sentient, social animals, and indeed as politicalanimals in the Aristotelian sense.  The stories we tell each other and ourselves — stories about who we are, about what is valuable or appalling, about what our respective roles are vis-à-vis our fellow humans, and about how various salient aspects of the world work — are the constituent material of our conceptual environment and how we orient ourselves within it.
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          To borrow the term from Richard Dawkins, one might even say that whereas chromosomes house the genes that make us “us” in a biological sense, stories house the memes that make us ourselves socially and psychologically.  They are the vehicles of meaning — the building blocks of our socio-political environment, and scarcely less “real” for us, as Aristotelean animals, than the physical building blocks employed by engineers and architects.  Humans living in a social and political community organize this community and structure actions within it according to such stories, which lets us understand policymaking as being, in effect, a game of memetic engineering.
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           Diplomacy and Narrative
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          All of which brings us to the importance of diplomacy.  In an important sense, diplomats are professional storytellers, and perhaps the preeminent ones in modern governance.  As our capacity-building work with foreign partners on things as diverse as building new water wells or installing export control portal monitoring equipment illustrates, diplomats are no strangers to the production of concrete, “facts on the ground” change.  Nevertheless, the most basic tools of our trade are not thingsbut rather stories, which we both consume and produce in great abundance.
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          Human culture is a patchwork of stories, which we remember, mine for relevance, and recombine endlessly; they are our most compelling persuasive tools, both in dealing with others and in understanding ourselves.  Because the stories that participants in global affairs tell themselves and each other — stories about what is happening, why this is occurring, and what should be done about it — are, in a sense, constitutive of international politics, purposefully affecting the course of events requires being a persuasive storyteller.  That is the diplomat’s job.
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          If you want to change the world, in other words, it is not enough simply to be a policy wonk who knows “the right answer.”  That answer must be evangelized and explained. It must be defended against rival answers. And one’s interlocutors must be led to see its merit.  That’s what we, as diplomats, try to do — and that’s why we burn through airline tickets and hotel rooms in foreign capitals like an infantry division burns through bullets and petrol.  International persuasion is to a great extent, and inescapably, a face-to-face game.
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          Of course, a diplomat’s job is often to articulate and defend the policies of his employer irrespective of their merit, giving rise to the famous double-entendre wisecrack made in 1604 by the English diplomat Henry Wotten, who said that a diplomat is an honest man sent to “lie abroad” for the good of his country.  Nevertheless, in its highest form, diplomacy can and should be about getting, if not precisely to philosophical truth, then at least to international answers that are “truer” than before — in the sense that they are more soundly grounded in a realistic understanding of how the world works, more adaptive in the face of real-world circumstances, more able to produce substantively desirable outcomes, and more able to address collective threats and challenges.
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           Nonproliferation and Disarmament Diplomacy
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          All of this helps explain why those of us in the multilateral diplomacy business spend so much time worrying about the “mere words” contained in texts such as the final document of a treaty review conference, a resolution at the UN General Assembly or the IAEA Board of Governors, a joint statement by the G-7 Nonproliferation Directors Group or a U.N. Group of Governmental Experts, or any other of the many agreed documents that regularly emerge from various conferences and convocations.  On one level, it is true that such things are “just pieces of paper.” But I hope you can see by now that saying this misses a great deal.
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          Joint statements are joint stories about the world that help their articulators (and others) understand the world, orient themselves within it, and decide what to do in light of that understanding.  They are “mere words,” perhaps, but words can be powerful things for sentient, social animals who need them to provide such structure, meaning, and direction. Words can have consequences in either promoting or discouraging wise policy choices, and this is why we fight over them so much.
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          For this reason, much of the “action” in multilateral fora revolves around contestation of how to characterize common problems and voice what is desirable in their solution.  To the degree that participants have different views, each will try to nudge collective articulations in its own preferred direction, and this is where much of the diplomatic drama occurs.
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          Because consensus agreement upon such documents is often required, but the recurring fora which produce them give rise to iterated games in which players re-converge periodically to articulate things anew, much of the “play” consists first of persuading your counterparties to accept subtly shaded nuances of seemingly non-controversial movement in your direction, and then of locking these changes into next year’s base text as progress that is “already agreed” and thus must not thereafter be touched.  If you’re a skillful and tenacious multilateral negotiator — or if the other side is lazy or sloppy — you can turn these dynamics into a one-way ratchet that moves slowly and steadily in your preferred direction.
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          Needless to say, this doesn’t work all the time, because while you are trying to do this to the other side, they’re also trying to do it to you.  But the shrewd multilateral diplomat is keenly aware of these games, and is willing to spend a great deal of time and effort playing rhetorical and conceptual “whack-a-mole” with his counterparts.
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          Don’t mistake such jousting as “wasting time on trivialities,” however.  Contestation over how to write the collective stories that help structure future diplomatic choices is very important.  Unwise compromises or confused approaches will create precedents and partner expectations that can haunt an incautious diplomat’s country for years or decades, and make the pursuit of sound national security and foreign policies much harder than they should be.  And indeed, many a U.S. negotiator has been boxed in like this over the years in my area of diplomacy, having been seduced into accepting a seemingly modest rhetorical compromise that appears to solve his short-term negotiating problem but which creates real, long-term trouble for all who come thereafter.  (My advice to you: don’t do this! Intellectual and conceptual terrain is worth fighting for, figuratively speaking, and sometimes maybe even worth dying for.)
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          Even leaving aside the particular drafting games of multilateral document negotiation, a narrative-focused, “storytelling” understanding of diplomacy highlights how important it is to have a degree of engagement even — or perhaps especially — with those narratives that one finds most wrongheaded, problematic, foolish, or even dangerous.  In our work in the so-called “T” family of bureaus at the State Department, for instance, we work hard to engage with those who find U.S. nuclear weapons and disarmament policy disagreeable, and we engage with the issues such persons advance and contentions they espouse, not despite but precisely because of that disagreement.  We engage as thoughtfully as we can even with what we regard as deeply unwise and unsound disarmament narratives in order both to demonstrate why we disagree and to promote what we understand to be truer and sounder accounts of how to deal with common problems.
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          This is not because we necessarily expect that our interlocutors in the disarmament community will suddenly see the light and join us in developing and implementing the measures we understand will be most useful in solving or at least helping manage the world’s weapons of mass destruction problems — though you never know!  More realistically, even short of such a happy conversion, thoughtful engagement is valuable for several reasons.
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          It can, for instance, help define and bound the collective problem set by making clear which points of apparent disagreement are truly irreconcilable and which stem merely from some kind of misunderstanding.  It is also sometimes — though certainly not always — possible to find constructive compromise positions that do not betray the fundamental values of either side. Additionally, the Darwinian environment of policy engagement often helps us understand and advance our ownnarratives more effectively, honing their persuasiveness in the fire of contestation against the most persuasive narratives our counterparts can offer.
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          Engagement is also valuable because third parties are sometimes open to persuasion even when zealous “true believers” are not, and, frankly, because we want history to judge us well for having tried to advance sound and sensible approaches even when no one else was listening.  Finally, engagement is often preferable to non-engagement simply because implacable dismissiveness on one issue can sometimes impede finding constructive common ground in other areas, as well as because failing to engage with a wrongheaded narrative — even if out of an understandable and high-minded desire not to dignify foolishness by seeming to take it seriously — can sometimes have the result of allowing it to occupy uncontested intellectual terrain and ossify into a pernicious conventional wisdom that will later be very hard to dislodge.
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          Many of these reasons apply equally strongly in private diplomacy as they do in outward-facing public diplomacy.  And although the quiet engagements of bilateral diplomacy can be incredibly valuable — since many problems can be more constructively resolved in private, without the added political valences that can accompany open discourse — it is also important to do a good deal of our diplomatic “memetic engineering” work in public and on the record.  As we diplomats work to sculpt and nudge collective public narratives into more constructive and rewarding directions, our audience most definitely must not be limited simply to accredited foreign counterparts.  We must also engage with competing storylines “in the open,” in the hurly-burly of narrative contestation among non-governmental organizations, civil society, political institutions, the academy, and the media.  If you can’t explain and defend your views openly and clearly, others will assume you cannot do so at all — and you’ll have failed.
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           Conclusion
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          So that’s a broad outline of how I see the craft of diplomacy as it applies through the lens of nonproliferation and disarmament diplomacy.  You can see practical applications of this philosophy, I would argue, throughout ISN’s work.
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          Perhaps nowhere is this emphasis more obvious than in our new, multilateral “Creating and Environment for Nuclear Disarmament” (CEND) initiative — and its associated working group, which held two meetings last year, in July and November.  This initiative is animated by our strong belief in the value of thoughtful diplomatic engagement in search of realistic answers to problems that defy easy solution and have traditionally called forth all too many unreflective responses. In our first meeting we asked everyone to set aside their well-worn stories — the canned talking points that diplomats rely on — and explore the problem together.  By all accounts, participants welcomed the opportunity for a deeper and more honest conversation, and I am hopeful that together we will begin to write a new story of how we began to tackle these problems together. But these ideas are broader ones, with applicability across the nonproliferation and disarmament arena and beyond.
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          Anyway, I hope these musings have provided you with some useful food for thought in your own work, whether that be as diplomats or otherwise.  I look forward to hearing your own thoughts and discussing all this further with you.
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          Thank you!
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          -- Christopher Ford
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      <pubDate>Sat, 11 Jan 2020 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2482</guid>
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      <title>The P5, the “N5,” and the NPT Review Conference</title>
      <link>http://www.newparadigmsforum.com/p2477</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at Wiston House, Wilton Park, UK, on December 16, 2019.  
Good afternoon, and thank you as always to Mark Smith and the good people at Wilton Park for having us [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at Wiston House, Wilton Park, UK, on December 16, 2019.  
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          Good afternoon, and thank you as always to Mark Smith and the good people at Wilton Park for having us all here for another nonproliferation conference.
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          Our topic for this panel is the so-called “P5 Process” and its potential contributions to the upcoming Review Conference (RevCon) of the Nuclear Nonproliferation Treaty (NPT). I’m glad to have this chance to speak on this, since I do think that the P5 can play a constructive role, but I also think there can be pitfalls in how one approaches this.
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          I hope to do three things today in this talk: I will talk a little bit about terminology because I’m afraid we are confusing concepts by trying to be too “generic.” Second, I’ll talk about the value of communication among the nuclear-weapon States and the potential for increased global security, and, finally, I’ll explore the idea of communication between nuclear-weapon States and non-nuclear-weapon States to create better conditions for stability.
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           I. A Note About Terminology
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          Before I ruminate on where the P5 process can take us I want to take a moment to examine the use of the term “P5” itself, as I wonder whether it might be useful to drop the use of the term “P5” in the NPT context. We are all probably too casual in our language in talking about the “P5.” Properly speaking, the term “P5” refers to the five permanent members of the U.N. Security Council. I would submit that it isn’treally a good way to refer to the five countries that qualify as nuclear-weapon States (NWS) under Article IX(3) of the NPT by virtue of having “manufactured and exploded a nuclear weapon or other nuclear explosive device prior to 1 January 1967.” For my part, I think of the five NPT nuclear-weapon States as the “N5,” rather than the “P5.”
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          Since the N5 nowadays happen to be the same five countries as the P5, most people just refer to these states as the “P5” without distinguishing these very different contexts, but I would discourage this. Formally speaking, these are different categories, and historically have not always been the same. After all, the People’s Republic of China (PRC) was not recognized as the lawful representative of “China” in the United Nations — and therefore was not among the P5 — until 1971. Although it didn’t join the NPT until 1992, the PRC met the NPT’s Article IX(3) criteria — that is, those of the “N5” — from the outset, because it had tested a nuclear weapon in 1964. Moreover, the lawful representative of “China” in the United Nations before the change in 1971 was the government of the Republic of China, which had joined the NPT as a non-nuclear-weapon state (NNWS) in 1970, and was thus definitely not part of the N5.
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          I’m not just being pedantic, here. One potential risk of speaking too casually about the “P5” in an NPT context — that is, when one really means the N5 — is that a listener might conclude that having nuclear weapons is what earns one a permanent seat on the Security Council. That, of course, is not the case. (When the permanent membership of the Council was established in 1945, in fact, only one state had nuclear weapons.) Structurally, legally, and historically, the term “P5” does not denote nuclear-weapon States: the P5 countries are, instead, the leading powers — or now, in two cases, the successors of those powers — that came together to anchor the United Nations system in 1945 in order to stabilize, rebuild, and keep the peace in a world shattered by the horrific bloodletting of the Second World War.
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          For anyone who cares about nonproliferation and disarmament, therefore, confusing the ideas behind the categories of P5 and the N5 can be dangerous. To be part of the P5 is to be a state with a special role and responsibility in the system of global order, while to be part of the N5 is merely to be one of the countries that had manufactured and exploded a nuclear weapon prior to January 1, 1967. Confusing these categories risks seeming — wrongly — to reify nuclear weapons possession as the ticket to some kind of special and laudable global status. Such confusion could have the unintended result of increasing the perceived incentive for non-possessors to acquire such weapons and of decreasing the incentives for current possessors to relinquish them. That’s why I think it may be better to speak about the “N5” rather than the “P5” when talking about NPT issues.
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           II. The N5 Process and Direct Arms Control Engagement
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          So – and mindful of the excellent work being done by our British hosts here at this conference in hosting this year’s meetings – let’s see where careful thinking about the “N5 Process” can take us.
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          First of all, let me manage expectations by urging you not to overestimate the N5 Process and its potential contributions to the NPT RevCon. To be sure, there are things the N5 is already planning to do that should be constructive. We are planning to hold a side event at the Conference, for instance, at which all five nuclear-weapon States will exchange perspectives and answer questions about how we think about nuclear weapons, doctrine, and disarmament issues. To the degree that the N5 can demonstrate that they are responsible stewards of the nuclear arsenals they possess — and that they are living up to their NPT Article VI obligation to pursue negotiations in good faith on effective measures relating to nuclear disarmament — I hope this will help improve the atmosphere for the RevCon by rebutting false narratives suggesting that all of the N5 are unserious about such things.
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          Nevertheless, except in the sense that it would be worrisome — and not conducive to a constructive NPT RevCon — were the N5 unable to talk to each other at all, I would urge you not to read too much into the mere fact of meetings occurring among the five. We do continue periodic meetings, and they do help us better understand each other’s positions and approaches. But meetings per se are just that: meetings. The name of the game should be to achieve substantive progress, which is a different question than just whether or not N5 diplomats are willing to get together in a room from time to time.
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          Don’t get me wrong. I am pleased that we are still meeting. But I am resistant to holding meetings just in order to be able to say that we are doing so. Diplomacy among the N5 should be undertaken for reasons of statesmanship, to improve international peace and security, and not merely as a public relations exercise.
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          As I’ll explain in a moment, I do think some substantive progress is possible. That said, to the degree that it is currently difficult to make progress in N5 engagements, true statesmanship would involve admitting this and focusing upon why this is the case — rather than just pretending things are fine and holding meetings to paper over the existence of problems that need to be addressed.
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          Such honesty would seem particularly important to the degree that such problems actually stem from actions by one or more of the N5 states themselves. If you are alarmed by such things, you should want these problems expressly addressed and made the subject of corrective diplomacy.
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          And, unfortunately, there are a great many things to be alarmed about: Russia’s invasion and occupation of portions of two of its neighbors; the PRC’s huge military buildup, expansive maritime claims, and provocative conduct in the East Asian littoral; the Kremlin’s maintenance of an undeclared chemical weapons program and indeed its use of a military grade nerve agent in an attempted assassination in the UK and its failure to demonstrate whether it dismantled the biological weapons program it inherited from the Soviet Union; as well as Beijing’s dramatic expansion of its nuclear delivery systems and stockpile numbers and Moscow’s continuing deployment of non-strategic nuclear weapons and development of destabilizing new strategic delivery systems, and the disturbing questions that have arisen about both countries’ adherence to the “zero-yield” nuclear weapons testing moratorium adhered to by the United States, the United Kingdom, and France. Especially in the context of a nonproliferation treaty that expressly aims to ease international tension and strengthen trust between states in order to facilitate nuclear disarmament, N5 meetings should not be used to obscure the degree to which such developments in the security environment increase regional proliferation pressures, make movement toward disarmament more challenging, and threaten to ignite a new arms race.
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          I would also caution against letting the N5 Process interfere with or distract from diplomatic initiatives that hold out the prospect of substantive progress in addressing such problems. From a U.S. perspective, our diplomatic priority right now is to engage with both Moscow and Beijing in order to stopsuch an arms race from emerging — specifically, through the development of a nuclear arms control agreement on a trilateral basis, to stop the dangerous expansions now underway, forestall an arms race, and give humankind a chance to negotiate further, toward a better and safer future.
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          Trilateral arms control for a new era that moves beyond the bilateral treaties of the past should be a vital objective for the entire arms control community in order to avert a potential new arms race. We want to engage directly with our Russian and Chinese counterparts in bilateral and ultimately trilateral talks on strategic security, nuclear posture and doctrine, and the role of nuclear weapons in our respective security postures, with an eye to setting in place measures to deliver real security results to our nations and the entire world.
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          In theory, N5 engagement before the NPT RevCon should not interfere with trilateral arms control efforts, and it could perhaps even contribute to their success. I sound a note of caution only to the extent that we should not let ongoing N5 meetings provide Russia and the PRC with excuses not to engage directly with the United States on these critical questions. We shouldn’t allow N5 meetings to be used as cover for avoiding the critical bilateral and trilateral engagement the world so desperately needs if we are to avoid a dangerous new arms race; the N5 Process must not provide Beijing and Moscow with an excuse for shirking their Article VI obligation to pursue negotiations in good faith on effective measures relating to nuclear disarmament.
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           III. Don’t Forget “the Other Arms Race”
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          The NPT RevCon, of course, necessarily focuses principally upon issues relating to implementation of the Treaty by its Parties. Nevertheless, another cautionary note I would offer relates to the importance of not forgetting that the international security and nuclear disarmament challenges of the world are in no way restricted to problems among NPT Parties, much less merely among the N5 themselves.
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          Indeed, the N5 process conspicuously leaves out two major nuclear weapons possessors — India and Pakistan — who find themselves today in a dangerous arms race that presents perhaps the single most likely scenario for nuclear warfare in the world today.  Both are developing an ever-wider and more diverse range of potential delivery systems in ways that are likely to be notably destabilizing.  They have not applied the hard-won lessons of our Cold War mistakes, instead following paths that shrewd observers now understand to be dangerous and destabilizing — for instance, Pakistan’s development of short-range, forward-deployed nuclear weapons of the very sort that NATO by the early 1980s had come to understand were more likely to lead to uncontrollable escalation or loss of control than they were to contribute to stable deterrence.
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          Meanwhile, Beijing’s nuclear build-up continues to catalyze expansion of New Delhi’s delivery systems — and these dynamics, coupled with cross-border terrorism emanating from Pakistan, are creating destabilizing ripple effects through the subcontinent.  (This points, by the way, to yet another benefit of trilateral arms control between the United States, Russia, and China: it has the potential to help reduce arms race pressures in the South Asian context, too.) We have also watched with concern as Pakistan and India engaged in military confrontation under the “nuclear umbrella” of their mutual deterrence, seemingly overconfident in both governments’ ability to manage escalation and avoid catastrophe.  Nothing about the South Asian nuclear situation is reassuring at the moment.
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          As we head toward the NPT RevCon, therefore, we should remember that the N5 Process, by definition, has little direct way to help address such “other-arms-race” problems. If a fixation upon exclusively N5 engagement distracts from such broader challenges, it could make things worse rather than better.
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           IV. A Constructive N5 Approach: Three Ideas
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          In light of these cautions, let me suggest three ways in which the N5 Process could — and, I would argue, should — contribute constructively to international peace and security in the months leading up to the NPT RevCon and beyond.
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          First, the N5 could endorse diplomatic efforts to find a future for nuclear arms control that averts a potential three-way arms race between Russia, China, and the United States. They could, moreover, endorse such engagement as a good way to help meet Article VI’s requirement to “pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament.”
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          Second, the N5 could lend their support for broader engagement with other nuclear weapons possessors in order to end nuclear arms race dynamics elsewhere, too. This need not imply any conflation or commingling of the NPT and non-NPT worlds, nor any “legitimizing” of nuclear weapons possession by states that are not recognized as nuclear-weapon States by the NPT. It would simply be a commonsensical recognition that there are dangerous nuclear dynamics involving such states, and not just among the N5, and a call for diplomatic engagement to help reduce these dangers. The N5 states could even endorse the principle of their own collective, direct engagement with those NPT non-Parties that are engaged in a nuclear arms race — an initiative that could be approached on a “P5 + 2” basis rather than an “N5 + 2” basis, thus focusing upon the P5’s special role at the center of the international security system instead of upon the status of the N5 as early nuclear weapons possessors.
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          Third, the N5 could voice support for larger multilateral engagements that are already underway to bring countries together in exploring ways to ameliorate the various conditions in the international security environment that make progress on disarmament so frustratingly slow. Most obviously, since all five of the N5 states are already participating in the Creating an Environment for Nuclear Disarmament (CEND) initiative — which just last month held its first round of working group meetings — the N5 could endorse CEND and encourage all participants to continue their engagement in that process.
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          Despite my concerns and caveats, therefore, I do think there are important ways the N5 can act together — symbolically and diplomatically — that will help make the RevCon more productive and that will genuinely contribute to reducing nuclear dangers.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Tue, 17 Dec 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2477</guid>
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      <title>Rules, Norms, and Community: Arms Control Discourses in a Changing World</title>
      <link>http://www.newparadigmsforum.com/p2470</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered to the European Union Conference on Nonproliferation in Brussels, Belgium, on December 13, 2019.  
Good morning, everyone. It is a pleasure to attend this conference once again, and I thank [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered to the European Union Conference on Nonproliferation in Brussels, Belgium, on December 13, 2019.
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          Good morning, everyone. It is a pleasure to attend this conference once again, and I thank you for having me.
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          Rather than give you just another conference event run-down of talking points and policy exhortations, I thought I would take the opportunity today to discuss some big-picture conceptual themes in the arms control arena — at least as I see them from my current role in exercising the delegated authorities of the United States’ Under Secretary of State for Arms Control and International Security.
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          In particular, I’d like to explore the distinctive roles and characteristics of two very different modes of arms control discourse. One approach is a much more traditional way of thinking about controlling the risks of potentially dangerous technologies, while the other is less traditional, but is nonetheless one that has been developing by leaps and bounds in recent years as the international community has struggled with rapid and portentous changes in our technological environment.
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           I. Regulatory Versus Normative Discourse
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          The first of these is what I think of as the “traditional” approach. This discourse is prohibitory and regulatory. It aspires to work on the basis of bright-line distinctions and categories — binary oppositions such as “legal versus illegal” or “compliance versus noncompliance” — and it can generally be thought of as a system of “hard” rules. It also tends to be very focused upon states and, in arms control applications, upon regulating the availability of things: specifically, certain technological tools capable of creating powerfully disruptive effects. Most of us are familiar with this approach as a result of its prominence in longstanding arms control and disarmament policy debates. Let’s call this the “regulatory” or “legal-regulatory” discourse.
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          The second discourse is a more fluid, more socially-constituted approach that seeks to establish and maintain norms and standards of responsible behavior, but that eschews much of the “hard” prescriptivism of traditional thinking. It is more about setting collective expectations than imposing rigid prohibitions, more about eliciting agreement upon and encouraging congruence with behavioral guidelines than about flatly “outlawing” anything, and more concerned with the effects of specific behavioral choices about what to do with potentially problematic things than with those thingsthemselves. It also does not require that all participants be of like kind (i.e., states), for it can work when its doors are opened not merely to states but to any relevant stakeholder. Let’s call this “normative” discourse.
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          These approaches are not exactly antitheses of each other, or in opposition. Indeed, it’s not even clear that at the most fundamental level they are even entirely distinct from each other at all, since given the international community’s lack of the law enforcement, judicial, and corrective institutions that exist in the domestic legal context, both of these arms control discourses rely — at the end of the day — upon community cohesion for their effectiveness. Indeed, certain norms regarding acceptable state behavior may even be codified in legal-regulatory instruments. Nevertheless, I do think they are different enough in their focus and operation to merit analytically separate treatment, and their comparison is instructive.
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          More significantly, from a policymaker’s perspective, these two approaches are not mutually exclusive, and indeed may be able to complement each other. But they are in important ways different paradigms, and I worry that their differences, and the circumstances in which they can be useful, are not well enough understood in policy community circles.
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           II. Normative Diplomacy
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          Most of us, I would imagine, are familiar with the traditional, legal-regulatory approach to arms control. It is the discourse underlying such instruments as the New START strategic offensive arms control agreement between the United States and Russia, and the Comprehensive Nuclear Test Ban Treaty (CTBT).
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          Fewer non-experts, however, may recognize how important the other discourse is — that is, the normative framework. Yet there are today multiple examples of how countries are working together to develop, articulate, and encourage behavior consistent with frameworks of responsible state behavior, taking a somewhat different approach to positively shaping the international security environment than does traditional arms control.
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           A. Cyberspace Challenges
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          One of these areas of ongoing normative development is cyberspace. No one here today needs me to tell them about the ways in which connectivity through and activity in cyberspace ties us all together in unprecedented ways and enriches the lives of all mankind. Nor do you need me to emphasize how, for that very reason, malicious activity in cyberspace holds the potential to cause untold chaos. Making things even more complicated, the cyber arena is not only a potential area for inter-state conflict but also an arena in which a bewildering variety of non-state actors operate on a day-to-day basis, including not merely businesses and private citizens but also terrorists and criminals. In this arena, incidents below the level of armed conflict occur with alarming frequency.
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           (1) Regulatory Arms Control Failure
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          Some states have tried to promote burdensome regulatory approaches to arms control in cyberspace — and not always with good intentions. I’ve been 
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          that we should watch out for disingenuous efforts to subject cyberspace to a 
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           regulatory-style framework on the basis of skewed understandings
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          that threaten to turn cyber arms control into a tool autocratic regimes can use to suppress freedom of speech and expression — particularly speech critical of such regimes. And indeed, with Russian officials having taken the position that states need to prevent “socially dangerous action” in “information space” – and that free expression needs to be subject to “certain restrictions” to protect “public order,” “morals,” and respect for “reputations” – this seems to be precisely what they have in mind.
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          Thankfully, however, efforts have been underway for some years to develop alternative, less malevolent, and more genuinely effective ways to approach cyber challenges. Such a strategy was needed. We have not wanted to stymie the growth of this revolutionary technology, but we also want to ensure that States understand that they are expected to behave responsibly in cyberspace and the international community will rally against irresponsible behavior.
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          The availability of a different approach is important because traditional arms control also makes little sense in the cyber arena. This is, in part, because cyber “weapons” exist in private sector and other non-state actors’ hands as well as in the hands of states themselves, but also because of the fast moving nature and physical insubstantiality of the technology in question. It is no simple thing to bring novel weapons within traditional arms control frameworks even when you’re talking about intercontinental delivery systems that are the exclusive and jealously-guarded prerogative of sovereign states, which take years to develop and field, and which have reasonably clear physical signatures and are frequently intentionally displayed in public. (Of all the dangerous new strategic delivery systems currently being developed by Russia, for instance, only two are likely to be brought within the New START framework, while three others – Moscow’s bizarre Poseidon nuclear-powered and nuclear-armed underwater drone, the Kinzhal air-launched ballistic missile, and the appallingly irresponsible “flying Chernobyl” of the Burevestnik nuclear-powered cruise missile also known by its NATO reporting name of Skyfall – do not meet existing New START weapons definitions and will not be accountable under the treaty’s central limits.)
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          It is easy to see why no one has ever yet proposed an effective way in which traditional arms control could fully handle cyber weapons — which often consist merely of software, can be held as easily in non-state as in state hands, and are carefully concealed prior to deployment in order to protect coding secrets and target vulnerabilities, and can be created, replicated, stored, or transmitted almost anywhere, by anyone, at any time. Moreover, the pace of innovation is such that any negotiated agreement purporting to control specific cyber tools is bound to be obsolete before the ink is dry. And how on Earth would one verify compliance with any framework even if you could articulate one? Clearly, traditional regulatory arms control was not going to be of much use in cyberspace.
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           (2) Normative Efforts
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          But this didn’t mean we couldn’t do anything about the problem. Accordingly, some years ago, the United States began working closely with a variety of thoughtful friends and partners, including EU member states, to build normative answers. This work is still underway, but considerable progress has been made in spelling out meaningful standards of responsible state behavior in cyberspace.
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          One extremely important understanding that has been articulated in recent years is the idea that international law — including international humanitarian law (IHL) and international human rights law — applies to state behavior in cyberspace. An important degree of international agreement on this point came in 2013, when a U.N. Group of Governmental Experts (GGE) declared that “
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           [i]nternational law, and in particular the Charter of the United Nations, is applicable and is essential to maintaining peace and stability and promoting an open, secure, peaceful and accessible ICT environment
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          .” This conclusion was reiterated in a 2015 GGE report, and both reports have been endorsed by U.N. Member States. The international law section of the 2015 report also clearly states that “States must comply with their obligations under international law to respect and protect human rights and fundamental freedoms.” The applicability of international law to cyberspace has long been the U.S. position and has been publicly reaffirmed by many other states.
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          The cyber arena may be a strange and new battlespace, but at least when cyber operations are used in situations of armed conflict, there is now international understanding that a state’s cyber forces must conform their actions to longstanding legal principles of humanity, necessity, proportionality, and distinction. Use of cyber weapons, in other words, is being recognized as having the potential to amount to real war, with all of the legal and moral obligations that come with undertaking the grave responsibilities of taking up arms.
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          And that is not all, for progress is also being made in developing nonbinding norms of responsible State behavior that apply short of armed conflict. In June 2015, for instance, a GGE issued a 
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           report
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          making “recommendations for consideration by States for voluntary, non-binding norms, rules[,] or principles of responsible behaviour” aimed at promoting an open, secure, stable, accessible, and peaceful cyber arena.
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          With its report adopted by consensus and subsequently welcomed by consensus by the entire UN General Assembly, that 20-state GGE urged, among other things, that States “should not knowingly allow their territory to be used for internationally wrongful acts using” information and communications technologies. States, it also recommended, should work to protect their own critical infrastructure from cyber threats. Cross-border cooperation being critical to attribution and consequence management, States should also consider how to improve means of exchanging information and assisting each other in responding to cyber incidents. They should also not “conduct or knowingly support [cyber] activity contrary to [their] obligations under international law that intentionally damages critical infrastructure or otherwise impairs the use and operation of critical infrastructure to provide services to the public.” And, much like States traditionally sought to protect ambulances and medical personnel on the kinetic battlefield, the GGE recommended that they should also not harm each other’s computer emergency response teams.
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          Such sensible principles for operations in cyber “peacetime” represent a significant step forward in helping create international expectations through articulating common ideas of responsible cyber behavior, and thus should help guide countries’ conduct in this fast-moving technological arena. While the GGE reports themselves are just a set of recommendations, the UN General Assembly called on all states to be guided in their actions by these reports in 2015 and 2016 consensus resolutions. Significantly, these principles are focused upon effects rather than the tools themselves, in ways designed to remain applicable irrespective of whatever malicious creativity cyber actors might bring to bear over time.
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          Furthermore, such normative understandings can help anchor the policy choices of responsible states in responding to bad behavior in cyberspace — which is what normative regimes do by way of compliance enforcement. This issue of consequences is an emerging area of cooperation between likeminded states, one that is called for in our National Cyber Strategy.
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          Through its cyber sanctions program and Cyber Diplomacy Toolbox, the EU is also taking steps in this direction. Notably, on the occasion of a ministerial during the 2019 UNGA High Level Week, the United States and more than 25 other partners publicly affirmed that
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          “when necessary, we will work together on a voluntary basis to hold states accountable when they act contrary to this framework, including by taking measures that are transparent and consistent with international law. There must be consequences for bad behavior in cyberspace.”
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          While we as likeminded nations need to continue to seek global affirmation of this framework of responsible state behavior in cyberspace, we must also advance our capabilities to cooperatively respond to bad behavior when it does occur.
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           B. Other Normative Regimes
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          Cyberspace, therefore, has been an important area of normative innovation on which U.S. diplomats and interagency partners have been working over the last few years. But it is not the only one. We are also exploring how to use such approaches to help cope with challenges from potential malicious conduct in outer space, a domain critical to national security, global communications, and commerce that is presently governed primarily by four core treaties, among them the Outer Space Treaty, in which states undertake not to place in orbit around the Earth any objects carrying nuclear weapons or any other kinds of weapons of mass destruction, install such weapons on celestial bodies, or station such weapons in outer space in any other manner.
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          Unfortunately, a range of threats to the space domain are growing, and Russia and China have now made outer space a warfighting domain. Russian and Chinese anti-satellite (ASAT) programs, for example, now present both terrestrially- and space-based threats to mankind’s free access to space. Russia has openly bragged of having a ground-based laser system designed to “fight satellites in orbit,” and it is developing a ground-launched ASAT missile. China has already deployed a ground-based ASAT missile, even while debris created by its reckless ASAT test in 2007 still present hazards to space navigation. Both Moscow and Beijing have also been conducting sophisticated on-orbit activities in support of their counterspace capabilities.
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          Yet the nature of space as a new arena for conflict, the dual-use nature of most space technology, and the extreme technical difficulties in developing effective verification regimes for notional space arms control measures make outer space presently resistant to the means and methods of traditional, regulatory arms control. Such barriers have not, however, prevented Russia and China from putting forth unverifiable proposals for space arms control. These proposals seem more intended to constrain potential U.S. capabilities (e.g., missile defense) than to address real pressing issues for space security. While some of these proposals, such as the draft Treaty on the Prevention of the Placement of Weapons in Outer Space, have made no progress in over a decade and represent a diplomatic dead end, I expect that their authors will continue to push them.
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          Normative development in space is still promising, however, and U.S. diplomats have in recent years joined counterparts from around the world in seeking to promote a framework of responsible behavior in outer space — including such things as promoting norms, standards, and “best practice” guidelines for enhancing spaceflight safety though efforts such as the U.N. Committee on Peaceful Uses of Outer Space. Other elements of our approach include promoting the explicit recognition that international law, including IHL, applies in outer space. We also are encouraging transparency and confidence-building measures multilaterally and bilaterally, as recommended in a 2013 consensus report of a UN Group of Governmental Experts. Our efforts to advance confidence-building measures for outer space features increasingly close collaborations between the United States and like-minded governments and the private sector. This reflects the commercial space sector’s role as a leading source for operational “best practices” as well as technological innovation.
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          In a parallel to the challenges that we face in the cyber domain, it would perhaps come as no surprise to this audience that Russia and to a lesser extent other BRICS countries claim to be skeptical of the application of existing international law to new commercial and governmental activities in outer space. The assertion that international law does not apply in outer space of course underpins follow-on arguments from these and other states that there are unacceptable “gaps” in the legal regime for outer space, which they then purport to fix with fundamentally flawed instruments.
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          And there are other areas where important normative work is also being done. In the arena of biological weapons (BW) — where the world does have a legally-binding prohibitory regime, yet where it has long been understood that the ubiquitousness of dual-use technology precludes effective verifiability — we are also working to promote normative understandings as we encourage awareness of the potential for misuse of technology or materials and promote adherence to “best practice” standards of safety, security, and accountability. As I suggested in an 
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           address earlier this year
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          at the U.S. National Defense University, part of our collective response to BW threats is to “promote safe and secure biological risk management, enhance early diagnosis and control of dangerous diseases, and strengthen global health security capacity,” and generally to “build a public discourse” of awareness of these challenges.
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          Such threat- and risk-focused consciousness-raising and the promulgation of “best practice” standards is especially important in outreach to private industry, the medical profession, and the academic and research communities, for the pervasiveness of bioscience tools in all of these areas makes the BW problem one that reaches far beyond questions of state behavior alone. Controlling BW threats is a normative challenge, in a sense, for almost everyone.
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          With respect to controlling the spread of potential WMD delivery systems, the degree to which the Missile Technology Control Regime (MTCR), a multilateral export control regime, is itself a normative regime is not often recognized. MTCR membership is intended to be keyed to likemindedness about proliferation, and accession of any new Member must receive consensus agreement from all existing ones. This works less well in practice than in theory — particularly if one state opts to turn this consensus rule from a means for vetting applicants for nonproliferation seriousness into a tool of broader political leverage and vindictiveness — but the MTCR is in important ways still a self-constituted community of likeminded states, cooperating to a common end on the basis of a common understanding of the problem and how to address it. (The MTCR Guidelines, moreover, are intended to guide the policies even of states that have committed to adhere to them even though they have notjoined. Substantively, the group creates standards of practice that extend beyond those who are its members by formal admission.)
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          Notably, the MTCR framework has more by way of general principles than hard-and-fast rules. The toughest stricture in the MTCR is the “strong presumption of denial” it exhorts for exports of so-called “Category I” systems — that is, those capable of carrying at least 500 kilograms to a distance of at least 300 kilometers, which when the MTCR Guidelines were first developed in 1987, was a convenient way of identifying a presumptive nuclear weapon delivery vehicle. By definition, however, this “presumption” is a merely a presumption, not a ban, and could be rebutted by a convincing evidentiary case, consistent with the standards laid out in the MTCR Guidelines. This same stricture is to apply to the export of any MTCR-controlled missile equipment, materials, and related technologies if intended to be used for WMD delivery. Actual administration of this standard is left to the judgment and good faith of MTCR participants in their commitment of maintaining fidelity to the regime’s nonproliferation principles.
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          At its core, therefore, the MTCR is a normative system — an invocation of nonproliferation community rather than a traditional legally binding regulatory regime. 
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           Partner countries are to exercise restraint in the consideration of all transfers of items contained in the Annex (control list), and all such transfers are subject to case-by case licensing requirements taking into consideration the nonproliferation factors specified in the Guidelines
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          . However, these “rules” are implemented according to each Partner’s national laws and regulations. The Regime does not review national licensing decisions and there are no penalties for a “wrong” decision. Instead, when questions arise, Partners consult bilaterally to promote a common understanding of the issue and a consistent approach to the Regime’s overarching nonproliferation objectives.
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          Another international missile nonproliferation arrangement is the Hague Code of Conduct Against Ballistic Missile Proliferation (HCOC), which was launched in 2002 to supplement the work of the MTCR and help build a broad international disposition against ballistic missile proliferation. The HCOC is a transparency and confidence building mechanism, not an export control regime, and it has no verification or compliance mechanisms. The HCOC consists of a set of general principles, modest commitments, and limited confidence-building measures. HCOC Subscribing States, which currently number 140, resolve, inter alia, to prevent and curb the proliferation of ballistic missile systems capable of delivering nuclear, chemical, and biological weapons, and to exercise maximum possible restraint in the development, testing, and deployment of ballistic missiles capable of carrying WMD. Subscribers voluntarily commit themselves politically to provide pre-launch notifications (PLNs) for launches of ballistic missiles and space launch vehicles (SLVs). They also commit to submit an annual declaration of their country’s policies on ballistic missiles and SLVs. This information exchange among Subscribing States is a key element in building strategic stability and military confidence globally.
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          Other examples of normative regime development could be said to include the other major multilateral export control regimes: the Nuclear Suppliers Group (for nuclear and dual-use equipment, materials and related nuclear technology), the Australia Group (for chemical and biological weapons-related technology), and the Wassenaar Arrangement (for conventional arms technology). Membership in these organizations is supposed to be based on shared commitments to nonproliferation principles, which participants are expected to use to guide their own export decision-making. These regimes, moreover, promulgate guidelines and control lists that are not legally binding — though countries are encouraged to conform their domestic export control laws and regulations to the multilateral lists, and often do — but that are both intended and expected not only to guide state licensing decisions but also to inform responsible behavior within each national jurisdiction by private sector exporters and importers alike.
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          At present, moreover, there are normatively-focused discussions underway between a number of key countries, many of them who are also Wassenaar and MTCR members, aimed at articulating understandings of “best practice” guidelines — perhaps analogous to the 2015 cyber GGE’s norms of responsible state behavior — pertaining to the use of conventionally armed drones. Unmanned aerial system (UAS) technology has been one of the fastest-evolving areas in the modern aerospace sector, both with regard to military and civilian applications, and armed UAS have over the last two decades gone from being a hush-hush, cutting-edge concept to being remarkably common on the battlefields of the world in both state and non-state hands.
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          It is not particularly clear how to approach armed drones from a traditional regulatory perspective, but U.S. diplomats are working with their counterparts today to develop a normative framework through which to approach the use of armed UAS. At present, we are working within the framework of the 2016 
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           Joint Declaration on the Export and Subsequent Use of Strike-Enabled Unmanned Aerial Vehicles
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          to develop and promulgate standards for the responsible transfer and use of such systems. The principles expressed in the Joint Declaration, among other things, make clear a general understanding that the principles of international law apply to the use of armed drones, and that their export should be considered only where consistent with the principles of existing export control and nonproliferation regimes, and mindful of the proliferation track record of the recipient state in adhering to its own nonproliferation agreements and commitments. These kinds of principles are obviously important; hopefully we’ll have more to say on that topic in the near future.
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          Elsewhere in the nonproliferation world, the Nuclear Security Contact Group (NSCG) is a voluntary association of states brought together by a shared commitment to improving the security of nuclear materials worldwide — a commitment spelled out in its founding statement of principles in 2016: the 
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           Joint Statement on Sustaining Action to Strengthen Global Nuclear Security
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          . The NSCG, in fact, has recently further honed its articulation of these principles by publishing an even more policy-focused document outlining their “
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           Collective Commitment
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          ” to specific ways in which such security can be improved. Participants guided by such thinking are already making a difference in catalyzing greater attention to nuclear security by the International Atomic Energy Agency (IAEA) and in supporting events such as next year’s International Conference on Nuclear Security (ICONS).
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          For its part, the Proliferation Security Initiative (PSI) could also be said to represent an evolving normative framework. It has essentially no formal structure at all, relying entirely upon voluntary, ongoing cooperation between participants who have signaled their support for PSI’s 
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           Statement of Interdiction Principles
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          , and who are supposed to use those principles as guides to how they exercise their own national authorities to prevent proliferation-facilitating shipments of goods and materiel. Despite (or perhaps because of) this informality, it has functioned well since its establishment in 2003, helping to build a collaborative worldwide “interdiction community” of national officials who are now increasingly accustomed to working together on the shared objective of preventing the proliferation of weapons of mass destruction.
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          If anything, as you can see, it may be that normative frameworks are even more common that traditional regulatory ones in the world today. It is thus important to take them seriously, and to understand their distinctive characteristics even though both approaches ultimately aim at the same target: forestalling the employment of potentially dangerous technologies in catastrophic ways.
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          To this end, the normative paradigm has shown itself to be highly flexible and adaptable in practice. We have begun to apply normative approaches to other challenging arenas, including Artificial Intelligence (AI), which involves vaguely-defined, imprecisely-bounded, and fast-evolving technologies, and that is for this reason likely to be highly resistant to traditional legal-regulatory frameworks. For example, with respect to AI, the United States has led the creation of OECD Principles for responsible stewardship of trustworthy AI. Similarly, the 2018 Department of Defense Artificial Intelligence Strategy and the Defense Innovation Board’s AI Principles: Recommendations on the Ethical Use of Artificial Intelligence by the Department of Defense, released on October 31, 2019, demonstrate DoD’s desire to take a leadership role in military ethics and AI safety in defense matters.
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           III. Norms and Community
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          The traditional, regulatory approach and the newer, normative approach are both valuable, though distinct. It is important to understand their respective benefits and limitations, but they can each contribute in their own way.
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          Ultimately, I would argue that the applicability of each of these two paradigms is bound up with our collective sense of international community (or lack thereof). If you were to imagine a “continuum of community,” for example — stretching from a sort of amoral Hobbesian anarchy on the one hand, to a quasi-familial social structure on the other — the two arms control discourses would occupy very different positions along the scale.
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          Traditional regulatory arms control thinking can be thought of as sitting more toward the ragged outer edge of community. Legal-regulatory or prohibitive approaches still require of their participants at least some degree of intrinsic respect for rules, and thus cannot work very well with the most recalcitrant and lawless of counterparties. Nevertheless, the traditional approach aspires to minimize reliance upon such respect by emphasizing rigorous verification and robust and reliable compliance enforcement. Such approaches rely less upon each party’s real agreement with the merit of the rules over time than merely their capacity for pain avoidance, rooted in an understanding of likely consequences. (This is perhaps why the emotional valence of traditional arms control is often so untrusting and adversarial, as well as why regulatory regimes break down so quickly when verifiability is unavailable or enforcement is ignored.)
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          By contrast, normativism sits more toward the other end of the “community” continuum. Its standards are fuzzier in specific content than the sharp, “bright line” regulatory or prohibitive dictates of traditional arms control, but they are rooted more in the participants’ sense of self in community. Normative regimes require more judgment and good faith in application, and they rely more upon invocations of and exhortations to like-mindedness and shared values linked to some sense of collective identity. They proclaim, in effect, that this is what responsible players do, and we the participants recognize each other as responsible players.
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          Normative approaches, therefore, are not “immature” legal-regulatory schemes, notionally destined to grow and mature over time into “hard” strictures — though in some situations, I’d imagine they could, and in some situations regulatory and normative frameworks could perhaps usefully complement each other. For the most part, they are actually a different kind of approach altogether. The standards and general guidelines they articulate are less crisp and clearly defined than traditional regulatory rules, but they are also in a sense more mature constructs than “bright-line” rigidities, because they piggyback upon and are connected to a more sophisticated and evolved sense of self — a one less brutally Hobbesian and more communitarian, with some important values genuinely shared in common.
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          Like ethical guidelines and practices, normative approaches require judgment and good faith to work. They provide a general compass bearing along which participants can orient themselves even when the specific path ahead is crooked or unclear, and they can be the basis for helpfully self-corrective guidance when one stumbles. Communities defined in part by articulated standards of responsible behavior give subscribers the opportunity to share experiences with each other, discuss ways to improve their individual and collective practice, understand each other’s challenges, exhort each other (and themselves) to do better, and generally find ways to live out their practice together more wisely.
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          Nor are normative systems entirely without “enforcement,” though it often doesn’t look much in practice like the binary, oppositional compliance-focused adjudication and punishment to which regulatory schemes aspire. When a community has developed a compelling sense of responsible behavior – and its participants have tied their own sense of self in some way to these standards – it can exert important compliance pressure when someone slips out of the realm of mere error, disagreement, or lapse into that of willfully antisocial behavior. In such circumstances, communities can often do quite a bit by way of imposing corrective pain on the malefactor, and it is this kind of collective enforcement – rooted more in separate but congruent individual policy choices than in centralized, authoritative compliance determination – to which normative arms control aspires.
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          How useful each approach can be, therefore, depends upon the sense of community that can be developed and maintained between the participants. At one salutary extreme of community, no arms control is necessary to help manage the threats states present to each other at all, for the very good reason that there are no such threats. At this point in our history, for instance, we in the United States neither have nor need that kind of arms control relationship with Britain, Australia, or Canada: there is no “arms problem” in need of solution, and in that context the very idea seems silly.
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          At a different point on the continuum, however, we struggle to maintain even regulatory, adversarial arms control with Russia — which has shown itself willing to cheat and dissemble quite freely in support of 
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           its revisionist agenda
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          , and displays every sign of enjoying community-erosive gamesmanship within regulatory structures. Nonetheless, at the same time, some arms control answer with Moscow remains desirable — and perhaps even possible, since for all that the Kremlin seems genuinely to appreciate that regulatory approaches can help constrain dangerous and destabilizing arms dynamics. More dishearteningly, we have so far seen the People’s Republic of China entirely reject both types of arms control discourse. At present, at least, Beijing entirely disdains any framework of restraint. It is a key challenge for U.S. policy to find a constructive way forward with both of these current or could-be arms control partners.
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           IV. Conclusion: A United States Commitment
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          To conclude, let me repeat that U.S. diplomats and interagency partners have been key drivers for the creation of effective normative communities to help cope with the security implications of many potentially transformative technologies — from cyberspace to outer space, from biological weapons to armed drones, and more besides. We seek to develop and build upon like-mindedness with a wide range of partners willing to engage in good faith in trying to manage these challenges. We also seek to use this likemindedness as a foundation for collective action in response to reckless or destabilizing behaviors. This is very much a growth area right now.
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          But we also continue to prize and pursue more traditional, regulatory approaches to arms control wherever we think they can advance U.S., allied, and partner security — and where, as our Nuclear Posture Review makes clear, we feel we can have reasonable confidence that agreements are verifiable and enforceable, and include partners who comply responsibly with their obligations. As optimists, we remain committed to this goal despite chronic violations of past arms control agreements by our Russian partners in both the nuclear and conventional arenas. But we are also quite willing to reject arms control efforts that we don’t think are workable under these principles, which is a necessary corollary of any serious approach to seeking arms control.
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          All in all, you will find the United States a friend of good arms control and an opponent of bad — an attitude which we are now bringing to developing a future for arms control in response to the destabilizing expansion of Russian and Chinese nuclear capabilities, which threaten to precipitate a new worldwide nuclear arms race. As President Trump has made clear, it is vital that nuclear arms control adapt itself to the modern strategic environment; we are committed to involving both Russia and China in order to forestall that arms race by negotiating a trilateral nuclear arms control agreement, thus giving humanity breathing space in which to try to construct a better future.
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          There can be no serious future for arms control that does not involve both Moscow and Beijing, and they know it. I urge you to join us in pressing them to come to the table to work toward this vital objective.
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          With an eye to building just such a better future, moreover, the United States is also leading the charge in developing new opportunities for dialogue and engagement on nuclear disarmament, to help us all to think through such issues together and explore pathways to a safer and more stable nuclear weapons-free world. This is the purpose of the broad, multilateral Creating an Environment for Nuclear Disarmament (CEND) initiative, working groups of which met for the first time last month to set terms of reference for their forthcoming explorations of paths to disarmament through the alleviation of at least some of the challenges presented by the current security environment.
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          This is no small agenda, but I hope that we can count on all of you to contribute. We need your help not merely in supporting our efforts to trilateralize arms control and thus rein in the new nuclear arms race that Russian and Chinese policies threaten to ignite, but also in finding better ways to advance international security dialogue in support of disarmament objectives, and in building ever more effective normative communities to help provide answers to the security challenges presented by new and potentially transformative new technologies.
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          Thank you for listening. I look forward to working with you in the months and years ahead.
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          -- Christopher Ford
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      <pubDate>Sat, 14 Dec 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2470</guid>
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      <title>Challenges of Policymaking in Responsible Nuclear Weapons Stewardship</title>
      <link>http://www.newparadigmsforum.com/p2464</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered to a meeting of the NATO Parliamentary Assembly at the U.S. National Defense University, on December 9, 2019.  
Good day, and thank you for inviting me.
Every review conference of a treaty [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered to a meeting of the NATO Parliamentary Assembly at the U.S. National Defense University, on December 9, 2019.  
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          Good day, and thank you for inviting me.
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          Every review conference of a treaty is, by definition, a chance to look back and review how countries have handled the challenges the instrument was designed to address, and how they have (or have not) lived up to its aspirations.  It is also a chance to draw lessons from that history about how best to approach what challenges remain before us. The upcoming 50th Anniversary of the Nuclear Nonproliferation Treaty (NPT)’s entry into force is an especially good opportunity for such stock-taking — and for assessing our own way ahead — as we remember its successes, assess its limitations, and plan for the future by recommitting ourselves to the Treaty and to ensuring that it does at least as well in its second half century as it did in its first.
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          And I do think it’s important to look back on the NPT’s history, not least in order to remind ourselves of what we have accomplished — and thus what might be imperiled if we allow the nonproliferation regime to weaken.  
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           As I’ve pointed out many times
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          , it is critical on this anniversary to remember the security benefits that the NPT has brought to the world by helping forestall the catastrophic proliferation of nuclear weapons and risk of nuclear war that experts feared in the early 1960s.  It is also critical to remind ourselves of the ways in which the nonproliferation regime has provided a foundation for other benefits we all hold dear, such as by making possible worldwide sharing of the benefits of peaceful nuclear technology, and by helping keep proliferation from precluding movement toward disarmament.  It is of paramount importance that we remember all this on the Treaty’s Golden Anniversary.
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           Seriousness and Unseriousness
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          But what I’d like to do today is take a slightly different approach, by exploring with you less what has been accomplished by the nonproliferation regime as a whole than drawing lessons from how some of this was done.  I think such historical lessons can illustrate the complexities of living in a nuclear-armed world, as well as provide us examples to draw upon today from how thoughtful statesmen have wrestled with these challenges in the past.
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          In approaching the weighty issues raised by nuclear weapons, some people tend to treat issues of risk reduction and disarmament as if policymaking were no more than a stark morality play.  In some quarters, the assertion of moral clarity on nuclear policy comes across as melodrama in which the goals seem to be to score rhetorical points, express outrage against those who disagree, and signal one’s own righteousness.
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          Now, one can get a lot of mileage out of such posturing from an NGO fundraising perspective, I suppose, and some states certainly seem to like using such moralism in efforts to demonize adversaries.  But I would submit to you that such ways of thinking and speaking about the challenges of nuclear weaponry are powerful indicia of unseriousness.  Rather than actually signaling virtue, they signal that the speaker either does not understand the challenges of nuclear policymaking in the first place, or understands them but glosses over the complexities in order to manipulate the listener.  Neither alternative is particularly creditable.
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          To be sure, moral commitment and intensity are critical ingredients of good and principled policymaking.  We need them, for example, to keep us on a sound compass bearing toward the right objectives, even — or perhaps especially — when the immediate terrain ahead is uncertain and there are obstacles in our path.  We also need these qualities to help us have resilience in the face of setbacks, and to keep us plugging away at things when the going is hard and heavy. And we need them to help us keep checking in with ourselves, from time to time, to make sure that we still have confidence in our direction of travel.
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          My point is merely that there can be peril in overdoing such intensity.  In excess, moral emotion in policymaking makes one less credible and less effective, and can lead to grave errors.  It impedes the self-awareness we need to have as fallible humans trying to make tough decisions on the basis of uncertain information and unpredictable outcomes; it can breed fixation, possibly even fanaticism.  One needs enough moral commitment to keep trying to do the right thing even in the most trying of times, but it must be tempered by enough thoughtfulness and intellectual humility that we do not allow rigidity and obsession actually to keep us from achieving our objectives.
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          In truth, therefore, there is not a tension but rather a complementarity between having a strong moral drive and being alive to nuance, complexity, ambiguity, and structural tension.  Finding the right balance in this respect is no compromise. To the contrary, it is essential to success. Such balance is not important despite having morally compelling objectives; it is vital because they are so compelling.  Serious policymaking isn’t identity-political performance art.  When it comes to making real policy decisions — rather than simply impressing one’s social media followers or political constituents, or delivering propaganda points at a conference — serving a good cause badly is not our job; we need to get these things right in actual practice, precisely because these matters are surpassingly important.
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          So why am I waxing philosophical about such things in the context of the NPT and its history?  Because nuclear policymaking does not reward approaching it with the blunderbuss subtlety of a campy melodrama; to the contrary, it tends to punish such moralism rather severely.
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          Studying our collective history in the nuclear realm can help us learn how to approach our collective future more wisely.  Among other things, aspects of the NPT’s history can help illustrate at least two points to assist us in being prepared for its next 50 years.  Familiarity with this history can provide a corrective for moralistic absolutism and oversimplification, by demonstrating how complex the various legitimate equities actually involved in nuclear policymaking can be.  And it can provide insights into how such equities indeed can sometimes be balanced in responsible and enduring ways.
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          Such lessons are, I would submit, extremely important to all of us today.  Whether we acknowledge it or not, those of us in government charged with such policy questions bear heavy responsibilities for stewardship of our countries’ national interests — and those of international peace and security more broadly — that I believe we would betray by cynical fluidity and moralistic obsession alike.  It is our job to navigate the ship of state between these rocks, and the study of history can help us do so better.
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           Responsible Nuclear Stewardship: A Case Study
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          To that end, my case study in nuclear negotiating and the challenges of responsible nuclear weapons stewardship derives from the dilemmas that the United States faced in trying to maintain NATO’s nuclear deterrent against the threat of Soviet aggression while bringing to closure its negotiations with the Soviet Union over the core provisions of the international convention that would ultimately become the NPT.  This example is valuable, I would argue, for a couple of reasons.
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          For one thing, it helps insulate us in the present day against propagandistic manipulation, for if you believe current Russian narratives, everything I am about to tell you is false and NATO nuclear policy violates the NPT.  We should remember history in order to repudiate such disingenuous silliness. More importantly, however, this case study is important because it helps illustrate how responsible nuclear stewards struggle — but can nonetheless succeed — in balancing complex, interrelated equities.  So let’s take a look.
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           Balancing Equities
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          As the NPT negotiations advanced, Washington found itself having to manage a number of important equities.  All of these were legitimate and important, but not all of them seemed to point in the same direction, at least not easily.
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          One obvious one was the importance in the mid-1960s of bringing the NPT negotiations to a close.  U.S. intelligence estimates had for some years been giving grim forecasts of the nuclear weapons proliferation that could happen 
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           as various countries around the world acquired the technical capacity to develop such weapons
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          . Accordingly, there was a strong sense of urgency in successfully concluding a treaty that would help reduce these dangers.  Ever since the so-called “Irish Resolution” at the United Nations in 1961, the conceptual core of the proposed treaty was the need for provisions both barring non-possessors from getting (or trying to get) nuclear weapons and barring possessors from giving non-possessors access to such devices or know-how.  These twinned prohibitions indeed ultimately became Articles I and II of the NPT, but as of the mid-1960s there was not agreement between Washington and Moscow upon the details.
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          One source of such disagreement was the relationship between these core nonproliferation rules and another important equity the United States also badly needed to protect — specifically, the need to ensure the continued efficacy of the nuclear deterrent with which Washington confronted the Soviet Union as NATO and the Warsaw Pact faced off in Central Europe.  With the Alliance numerically outgunned on the central front, it was critical to U.S. and NATO planners that they maintain a nucleardeterrent posture sufficient to deter the Soviet aggression that they most feared, and which they felt unequipped to meet with conventional arms alone.  This meant that NATO needed to make its threats of nuclear retaliation against Soviet attack highly believable.
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          A third equity was the importance of constraining nuclear proliferation pressures within NATO, and this was greatly complicated by game-theoretical problems of deterrence within an alliance framework.  Specifically, the challenge was to make nuclear deterrence credible not merely to Moscow, but indeed to the NATO allies themselves.
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          The construct of U.S. “extended nuclear deterrence” in support of NATO relied heavily upon Washington’s willingness to use its own nuclear forces to back up the Alliance, and U.S. planners went to great lengths to make this threat as credible as possible.  Nevertheless, the fact remained that the anticipated ground battle for Europe would take place thousands of miles from the U.S. homeland, and would most immediately decide the fate of territories and peoples that were not, at the end of the day, American.
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          This led some Europeans to worry about the possibility of the Alliance being “decoupled” from Washington, inasmuch as a Soviet invasion that only threatened Europe would confront the Americans with the choice — in phrasings one might have heard at the time — of whether to sacrifice Chicago in order to save Hamburg.  It was central to U.S. planning to make American nuclear weapons available to prevent defeat at the hands of Warsaw Pact armor in Europe, but some Europeans worried that, in a pinch, Washington might opt to avoid risking Chicago.  Might the United States, they feared, be tempted to not intervene with U.S. nuclear weapons against a Soviet invasion if doing so would imperil U.S. cities?
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          At least some such concerns might be imagined to lie behind the British and French decisions to maintain their own, independent nuclear deterrents — but such thinking was not confined to London and Paris.  West Germany, in particular, also had such fears, and much of NATO planning during this period was devoted to trying to provide an answer to this reassurance problem that did not involve the Germans acquiring their own nuclear weapons — as indeed some in Bonn did feel might be needed.  At this point in the mid-1960s, Nazism and World War II were still very recent memories, and the thought of German fingers on the proverbial nuclear “button” was a worrying one even in the West, and a terrifying one in Moscow.
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          And here’s where it got particularly tricky, however, because some of the ways one might reassure allies against “decoupling” might be very problematic from the perspective of crisis stability vis-à-vis the Warsaw Pact.  How could the Federal Republic of Germany (FRG) be made sufficiently comfortable with the reliability of nuclear deterrence — and thus dissuaded from itself engaging in weaponization — without steps being taken that might exacerbate the escalation-management challenges associated with having more Western fingers on more triggers, and which could potentially also provokeoverreactions from Moscow?
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          When my story begins, NATO had already begun to consult with NATO allies about potentially making U.S. nuclear weapons available to some of them in time of war.  But at this point in the mid-1960s, NATO was entertaining a further possibility: a Multilateral [Nuclear] Force (MLF) of jointly-owned and -controlled nuclear missile submarines manned by crews drawn from the various NATO nations.
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          The MLF, however, was opposed by Moscow with a vehemence that threatened, at the very least, to sink the global effort then underway to establish a nonproliferation regime.  Worse still, these dilemmas threatened to make the deterrent standoff in Central Europe more unstable. What ability the MLF might give NATO allies to launch nuclear weapons independently was not entirely clear — at least not to Moscow, at any rate — and it might in any event give these allies access to some non-trivial amount of nuclear weapons knowledge.  To the degree that Soviet planners imagined the FRG being able to launch NATO nuclear weapons against them at will, these discussions raised important questions of crisis stability vis-à-vis the Kremlin.
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          These challenges with the FRG thus wrapped together a complex brew of deterrence, reassurance, nonproliferation, and crisis stability issues.  All of these equities came together in U.S.-Soviet negotiations over what would become Article I of the NPT: the Treaty’s provision prohibiting helping others acquire nuclear weapons.
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          The resolution of all this balancing is well known to anyone who has followed these issues.  It occurred in three more or less simultaneous moves:
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          This historic compromise successfully balanced the complex and simultaneously compelling equities of deterrence, reassurance, nonproliferation, and crisis stability — and this bargain has held ever since, at least so far.  It is in this compromise that 
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           the extraordinarily valuable nonproliferation norms of the NPT
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          and 
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           U.S. nuclear deterrence policy
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          ended up working together to help establish, and provide a strong foundation for, the nonproliferation regime.
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           The Story in Documents
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          While its broad contours are well known, however, one new element in recent years is that thanks to the declassification of U.S. records from the years of the NPT’s negotiation, it is now possible to document this story in great detail.  I will spare you today the blow-by-blow details of how U.S., Soviet, German, and other Allied officials worked out this momentous understanding, but I will put a more complete description in the longer version of these remarks we post on the ISN Bureau website.  Last year the United States released a declassified negotiating history and NATO released a collection of contemporaneous documents, and we are working to declassify more of the original record.
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          For present purposes, one can treat this documentary story as beginning in October 1965, when U.S. National Security Council staffer Spurgeon Keeny 
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           wrote a memorandum to his boss, President Lyndon Johnson’s National Security Advisor McGeorge Bundy
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          , observing that the draft NPT text that had been tabled by the Soviet Union would prohibit the proposed NATO MLF concept, and potentially any other NATO bilateral arrangements. This was obviously a problem for Keeny, since those arrangements represented U.S. policy at the time.  Nevertheless, he also observed, presciently, that Moscow “might eventually propose to give up the language outlawing our NATO arrangements if we were prepared to give up the MLF.” Ambassador Jacob Beam, who headed the Arms Control and Disarmament Agency (ACDA)’s International Relations Bureau, 
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           made a similar point to Secretary of State Dean Rusk a month later
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          , recounting that discussions with the Soviets had “conveyed an impression of a degree of possible flexibility on the subject of existing [nuclear] arrangements in NATO.”
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          After mulling over these ideas, President Lyndon Johnson 
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           wrote a letter to the Chairman of the Soviet Council of Ministers, Alexei Kosygin
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          , in January 1996, declaring that the United States was “not prepared to enter into any agreement that would deny our allies the possibility of participating in their own defense through arrangements that would not constitute proliferation.”  He also made pointedly clear, however, that Washington understood “proliferation” to occur only when “a non-nuclear nation acquires its own national capability or the right or ability to fire nuclear weapons without the explicit concurrent decision of an existing nuclear nation.”
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          With this letter to Prime Minister Kosygin — the version I have is undated, but it was probably written in January of 1966 — President Johnson thus clearly flagged to the Soviets the idea that notwithstanding prior MLF planning, NATO’s nuclear arrangements would stop short of allowing European allies possession or control of nuclear weapons: the weapons would remain U.S. weapons and under U.S. control, and Washington would retain absolute veto rights over their actual use.  The United States exhorted the Soviets to accept this principle as the basis of their work on the NPT’s core prohibitions upon proliferation.
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          A few months later, in June of 1966, 
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           Spurgeon Keeny wrote another memorandum
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          recounting that ACDA Director William Foster had talked about this with Soviet ambassador Anatoly Dobrynin — and that the Russians seemed willing to accept existing NATO nuclear arrangements (of strict unilateral, peacetime U.S. control and an American veto upon Allied employment) as long as “the Soviets could be sure that Germany would not use or would not be able to use nuclear weapons on their own decision.”  
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           This was echoed in August by a memo from Foster himself to Secretary Rusk
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          , arguing that joint ownership of nuclear weapons would need to be ruled out, but that in return for this concession “our present bilateral arrangements within NATO” could likely be preserved.  
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           Foster made just such a case to President Johnson
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          himself in September.
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          But an implied signal from Dobrynin was one thing, and actually getting Soviet agreement to an NPT text was quite another.  Nevertheless, progress was made, and 
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           declassified memoranda from the succeeding few months
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          show the two sides gradually circling in on that conclusion from their respective positions.  To this end, Rusk met repeatedly with Soviet Foreign Minister Andrei Gromyko at the United Nations in New York.  In these discussions — 
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           memorialized in U.S. memoranda
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          — the Soviets were keen to ensure that the draft treaty would bar “transfers” of nuclear weapons either to individual non-weapon states or “through an alliance,” while Rusk reassured Gromyko that some such agreement seemed feasible.
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           The superpowers’ two top diplomats also explicitly discussed
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          the fact that NATO’s arrangements, in which the United States maintained complete control over its forward-deployed weapons, only applied in peacetime: should a war actually break out, Rusk made clear, things would be different.  This did not bother Gromyko, however, who replied that such wartime questions were mere “political considerations” rather than issues of legality under the draft NPT. (Neither side seemed to think it was either desirable or feasible to worry about such treaty provisions in the event of all-out war between two alliances that between them then possessed perhaps 40,000 or 50,000 nuclear weapons.) To help reassure Moscow that U.S. transfers of control or launch authority over nuclear weapons to NATO allies would never occur in peacetime, ACDA Director Foster met with Soviet Ambassador Alexei Roshchin later in September 1966 to make these points once more.
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          A U.S.-Soviet Working Group convened to work through the drafting challenges associated with these basic concepts was meeting by late September, and 
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           it reported back to the White House on September 30
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          that its members had agreed upon “compromise language for a non-proliferation treaty that both sides can live with.”   This language would be “very nearly coextensive with present U.S. nuclear policy,” in that it would permit the continuation of the NATO status quo in which “U.S. nuclear weapons available for use by allied forces assigned to NATO in the event of hostilities could … be transferred to those forces in that event.”  The Soviets had agreed to drop draft treaty language upon which they had previously insisted, leaving only text that acceptable to the Americans since it would not apply to “consultative and planning arrangements of the type contemplated within NATO.”  To make sure there was no misunderstanding, 
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           Rusk met with Gromyko again in early October
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          to reaffirm their understanding that the treaty should focus on what was prohibited, not what was permitted, and to reinforce the message that the treaty would not ban U.S. nuclear consultations with NATO allies — that is, the kind of training and contingency planning that had then already been formalized within the Alliance.
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          All that really remained, then, was to convince the Germans.  Accordingly, 
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           ACDA Director Foster reached out in January 1967 to the FRG’s ambassador in Washington, Karl Heinrich Knappstein,
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          to recount that the Soviets seemed to have become reconciled to NATO’s existing consultative arrangements, had dropped language that would have prohibited “training of allied troops for possible use of nuclear weapons in the event of war,” and seemed to understand that delivery vehicles (such as allied dual-capable aircraft [DCAs]) would not be covered by the treaty as long as no actual “transfer of warheads or control over them” occurred.  This didn’t mean that the Soviets wouldn’t criticize NATO’s arrangements, Foster stressed, but he made clear to the Germans that Moscow had indeed abandoned its prior argument that those arrangements would be unlawful under the draft treaty.  National Security Advisor 
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           Walt Rostow later made a similar point to German parliamentary leader Rainer Barzel
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          at the White House in February 1968: the Soviets, Rostow made clear, now “know they cannot raise the [NATO nuclear-use] double-key question or the question of nuclear consultation” as NPT problems.
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          These understandings with the Soviets and the Germans clinched the deal making clear that NATO’s “nuclear sharing” arrangements were not a problem under Articles I and II of the NPT.  Under Secretary of State Nicholas Katzenbach duly 
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           summed things up in a letter to Secretary of Defense Clark Clifford in April 1968
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          , recounting that as a result of the Rusk-Gromyko negotiations in 1966, the NPT’s Article I now protects NATO “alliance consultations on nuclear defense” and “nuclear defense deployment arrangements.”  An attachment to Katzenbach’s letter explained that the NPT would permit transfers of delivery vehicles or delivery systems “so long as such transfer does not involve [nuclear] bombs or warheads.” It also stressed that if “a decision were made to go to war … the treaty would no longer be controlling.”
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          The various sides had thus reached a compromise that neatly handled all of the complex tensions and interrelationships between the important equities involved.  The Soviets killed off the MLF, the Americans gained agreement that NATO arrangements were not barred by the NPT, and Germany retained the reassurance provided by an Alliance system that promised it the ability to deliver U.S. nuclear weapons against Warsaw Pact targets in wartime.  It had proven possible to reach agreement on a nonproliferation treaty; NATO could still rely upon its existing arrangements to ensure Alliance “coupling” in the interests of deterrence; Germany and other NATO allies felt reassured enough about their likely degree of active involvement in the event of nuclear war not to pursue nuclear weapons on their own; and the Soviets did not have to worry about a new peacetime status quo in which Germans had their fingers upon the proverbial atomic trigger.  Not too bad, I’d say.
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           Conclusion
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          So thus was history made.  Notably — except for recent attempts by Putin regime propaganda to pretend, in effect, that none of this negotiating ever happened, and therefore to convince historically ignorant listeners that NATO’s nuclear policy is somehow in violation of the NPT — this historic compromise has lasted to the present day.  It still remains critical to NATO’s nuclear deterrent concept.
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          We should remember this compromise as we approach the 50th Anniversary of the NPT’s entry into force.  It can help remind us that actual policymaking in the nuclear arena requires the management and balancing of multiple legitimate but partly competing equities — and is thus entirely unlike the simplistic morality play that some would have it seem.
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          The story of negotiating the final text of the NPT’s Articles I and II illustrates how difficult it is to have a nuclear posture, and to conduct diplomacy, in ways that maximize the deterrence of aggression, minimize escalation risk and crisis instability, maximize ally reassurance, and minimize proliferation pressures — all at the same time.  It also provides a case study in responsible nuclear stewardship, visible in how the Treaty’s negotiators worked through the ways in which these interrelated challenges then manifested themselves.
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          In the fraught security environment of our own time, we face our own challenges — not least with regard to how to do all of these sorts of things and to explore constructive ways forward that reduce tensions and strengthen trust (as the NPT exhorts us) in order to facilitate nuclear disarmament.  Informed and inspired by the lessons of our past, and keenly aware of the complexities of nuclear policymaking and the responsibilities of nuclear stewardship, we are working to do this in multiple ways.
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          First and foremost, of course, we are continuing to modernize our own nuclear forces to avoid the block obsolescence of our strategic delivery systems and thereby preserve the nuclear deterrence upon which our security — and that of our friends and allies — has depended for many decades.  It is important to bear in mind, however, that all “modernization” programs are not the same. For our part in the United States, we are replacing like with like — i.e., simply replacing older systems with newer versions of the same thing, and in comparable numbers: a new ICBM, a new strategic ballistic submarine, and a new manned bomber.
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          These U.S. plans stand in sharp contrast with Russia’s push to add to its strategic arsenal with exotic new systems, such as the “flying Chernobyl” of its accident-prone nuclear-powered cruise missile and a nuclear-powered underwater drone.  Our modernization also stands in sharp contrast with Russia’s anticipated expansion of its number of non-strategic weapons, and with China’s perilous track to at least double the size of its nuclear arsenal — while also expanding the range and diversity of its delivery systems — over the next ten years.
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          We are also modernizing the nuclear deterrence aspects of our NATO relationships in order to keep this longstanding capability viable in the years ahead, even while continuing to adapt the Alliance to the modern challenges of conventionally-armed deterrence forced upon us by Russia’s aggression against its neighbors and belligerent posturing against us and our allies.  We hope that our NATO allies will remain true to this path, and live up to their commitments in these regards, for our collective security depends upon it.
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          At the same time, we are doubling down on diplomacy in order to help build the foundations for a better security environment in the future.  We are, for instance, implementing a new multilateral disarmament dialogue, based around our Creating an Environment for Nuclear Disarmament (CEND) initiative, that reconceptualizes and reframes global disarmament discourse to redirect it from its past fixation upon mere manifestations of underlying problems in the strategic environment to a serious exploration of how to start addressing the problems themselves.
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          This dialogue, while still in its early stages, continues to show promise.  Sixty-two participants from 31 countries, including the United States, met at Wilton Park in the United Kingdom on November 20-22 for the second meeting of the CEND Working Group. Participants attended from NPT nuclear-weapons States and non-nuclear-weapons States alike, as well as from some nuclear weapons possessors who are not signatories of the NPT at all.  These Participants began to lay the groundwork for translating the CEND dialogue into action by developing Concept Notes for each of the three CEND subgroups on:
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          The next meeting of the CEND Working Group will take place early next year.
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          We are also developing new approaches to arms control that aim to include both Russia and China, for the first time, in an accord to prevent a destabilizing new global arms race and help build a more stable security environment.  And we are helping lead the global charge to develop norms of responsible behavior and “best practice” standards in new security domains being created by complex, rapidly-evolving, and potentially transformative technologies — such as in cyberspace and outer space — that can intersect with traditional deterrence approaches, but which in their very complexity are resistant to traditional legal-prohibitive arms control.
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          There is nothing simple or easy about these steps, nor about the complicated relationships between them.  Doing all this is difficult — and none of what we are about is by any means guaranteed to succeed.  But that is how things work in the real world; struggling to preserve and advance such interwoven equities in a complex environment is what responsible players do.
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          I hope that the upcoming anniversary of the NPT’s entry into force can remind us of the importance of wrestling with such problems responsibly today — and in the future — as our predecessors did in bequeathing to us that important Treaty and the global nonproliferation regime of which it today forms the cornerstone.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Tue, 10 Dec 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2464</guid>
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      <title>Nuclear Security: Rededication and Refocus</title>
      <link>http://www.newparadigmsforum.com/p2459</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at the Stimson Center in Washington, D.C., on December 2, 2019.  
Good afternoon. It has been nearly ten years now since the first Nuclear Security Summit was held in Washington, DC. [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at the Stimson Center in Washington, D.C., on December 2, 2019.  
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          Good afternoon. It has been nearly ten years now since the first Nuclear Security Summit was held in Washington, DC. Since that first summit in 2010, we had three more —Seoul in 2012, the Netherlands in 2014, and Washington again in 2016. These summits brought many world leaders together to declare their support for improving nuclear security practices.
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          While some of the objectives declared at the outset of this process were more ambitious than the facts would justify, the Summits played a valuable role in drawing attention to the challenges of nuclear security. Because participating countries were encouraged to come up with or sign up to “gift baskets” of promised nuclear security improvements, the meetings elicited some important pledges to address nuclear security challenges.
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          Yet a decade after President Obama made his notably unrealistic promise in 2009 to “secure all vulnerable material around the world within four years,” all too much remains to be done. For instance, despite longstanding concerns that terrorists or other non-state actors might steal some of the radioactive material used in certain medical treatments or industrial processes and fashion it into a radiological dispersal device — that is, make a so-called “dirty bomb” — the Nuclear Security Summits did not initially focus on the threat presented by radiological sources. To this day, much remains to be done to address that challenge worldwide. And despite all the old “within four years” rhetoric, the world still has much to do in the field of nuclear security more broadly.
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           I. A Collective Agenda
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          As the Nuclear Security Summits now recede into the past, the world’s leaders must not forget about nuclear security. Indeed, it is our challenge today to institutionalize and regularize nuclear security “best practices” — to make good nuclear security into “nothing special” in the sense, as I have suggested before, that it becomes as ordinary, habitual, and natural to all states and all stakeholders as breathing itself is to each individual human.
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          Where the Summits played a valuable role in jump-starting attention to these challenges, in other words, we must now do the longer-term work of making sound nuclear security into a day-to-day habit, rather than just a mere pledge. In a world in which terrorist organizations do seek to acquire nuclear or other radioactive materials, nuclear security is far too important not to be routinized.
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          If the Summit promises were a bit like the New Year’s Resolutions so many people make to lose weight and get in shape, therefore — promises that may catalyze someone to go to the gym and train hard every day for a few weeks, but which fade over time until one slumps back to something more like the status quo ante — we now need to build something more like a long-term fitness program. We need a “new normal” that establishes healthy patterns that can and will be sustained indefinitely.
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          To be sure, the day-to-day, routinized promise-keeping involved in ensuring sound nuclear security “best practices” and institutionalizing them worldwide certainly isn’t easy. It also lacks the intuitive political draw of flashy Summit promise-making, and there is alas still far to go before best practices are indeed routine everywhere. But bringing this about is, or should be, the core of our collective nuclear security agenda.
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          One of the ways in which we have been trying to advance this agenda is through the work of the Nuclear Security Contact Group (NSCG) — an informal and voluntary cluster of states committed to improving nuclear security worldwide, and that gather periodically to compare notes, encourage each other, and coordinate their own sovereign national efforts to promote effective steps forward. I will admit that even among NSCG members, progress has been slower than we had hoped in generating the sustained attention and energy these challenges require.
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          As can sometimes happen with well-intentioned international groups, there can be too much of an assumption that simply being there demonstrates real commitment to the cause, and too little meaningful action. NSCG members are also making only limited progress against the toxic political narratives of disinterest in or antagonism to nuclear security that still exist in some quarters — narratives that hinder improvements to security practices, and which can thus also threaten the cooperative nuclear technology-sharing work that depends upon the reassurances provided by good security.
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          But we have also seen signs of progress. Thanks in large part, I believe, to NSCG interventions and consciousness-raising from like-minded Member States, the International Atomic Energy Agency (IAEA) has been able gradually over the past two years to increase its regular budget for nuclear security. The IAEA continues to increase the profile and activity levels of its nuclear security work, as suggested in the 2013 evolution of its Office of Nuclear Security into a Division of Nuclear Security.
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          The IAEA General Conference also made a modest but significant step forward in 2018 with its adoption of nuclear security resolution language emphasizing “that nuclear security contributes to the positive perception … of peaceful nuclear activities.” Thankfully, the General Conference retained this language in the 2019 nuclear security resolution, signaling that nuclear security – and the role of good security practices in facilitating nuclear technology sharing – is now clearly getting more sustained attention than before. The IAEA is now focusing more on nuclear security in ways that complement and reinforce both the Agency’s ongoing work in nuclear safety and its Technical Cooperation (TC) program. This new focus is helping ensure that TC efforts are not derailed by the risk that they might lead to unauthorized access to sensitive technology or materials.
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          As for the NSCG itself, its deliberations recently produced a statement of collective commitments related to nuclear security. This document — which is 
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           now available on the NSCG website
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          — is not the sort of consensus-negotiated, lowest-common-denominator text one often sees emerge from multilateral fora, nor is it simply a high-level summary of inconclusive group deliberations. Instead, it is an informal “food for thought” statement, designed to pull useful strands of thinking together in a constructive way to help inspire and channel efforts to move the nuclear security agenda forward more effectively.
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          I’m proud that the United States was able to play a key role in bringing NSCG members together to develop and hone this statement of commitments, and we hope it will indeed be useful in encouraging constructive thought about how states can play more effective roles in promoting nuclear security, both within the NSCG and more broadly.
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           II. A Collective Commitment
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          So let me talk a bit about that paper. The NSCG’s paper entitled “Our Collective Commitment” says a great many things that I believe are important, and that can very helpfully contribute to our collective formulation of a strong nuclear security agenda.
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          Not surprisingly, it reiterates our commitment to the October 2016 “Statement of Principles” — promulgated by IAEA Information Circular 899 — that founded the NSCG, as well as a strong commitment to nuclear security best practices. The paper also makes clear that good nuclear security is required “in order to prevent nuclear weapons proliferation and terrorism involving nuclear weapons or materials, and in order to ensure the maintenance of a strong foundation for sharing the benefits of the peaceful uses of nuclear technology.”
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          This latter statement is particularly important, because it highlights the important way in which, rather than competing with each other, nuclear security and nuclear technology sharing go hand in hand. Specifically, nuclear security improvements are clearly identified as “a crucial enabler for sharing the benefits of the peaceful uses of nuclear technology worldwide,” because they help form “the foundation upon which rests the global system of technology-sharing that has already provided untold benefits to all humankind, and which we intend thus to help preserve for many years to come.”
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          This may seem like no more than basic common sense to most of you. To me, at least, it seems pretty obvious that it would be very difficult to imagine the continuation or expansion of today’s worldwide sharing of the benefits of nuclear know-how without confidence that nuclear technology and materials will reliably be kept out of the hands of unauthorized persons — and especially terrorists.
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          Nevertheless, there are still some people who don’t see good nuclear security practices as an enabler for or facilitator of technology-sharing, instead worrying that security equities exist in some kind of tension with the global cooperative enterprise. Thankfully, this view is wrong, and I’m pleased that the NSCG “Collective Commitment” paper makes it so clear that there is not tension here, but rather a strong complementarity.
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          But the NSCG paper doesn’t just voice this important insight about how security reinforces sharing. It also articulates a number of practical topics or themes of emphasis that can provide valuable points of focus as NSCG members and the broader nuclear security community work to identify where their efforts can be most effective. It stresses, for instance, the importance of each state ensuring “an adequate national nuclear security legislative and regulatory framework” — while also pointing out that countries can play important roles in “assisting each other, as appropriate, in developing and maintaining such best practices through cooperative capacity-building efforts.”
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          The paper makes clear that States should strengthen their own legal and regulatory frameworks by such things as promoting universal adherence to and full implementation of relevant legally binding instruments — such as the amended Convention on the Physical Protection of Nuclear Material (CPPNM/A), and the International Convention for the Suppression of Acts of Nuclear Terrorism (ICSANT), as well as universal implementation of U.N. Security Council Resolution 1540, which seeks to prevent the proliferation of weapons of mass destruction to non-state actors by mandating the protection of sensitive goods and know-how, and ensuring that related transfers between states are appropriately regulated. The paper also emphasizes the importance of all states improving their own national nuclear security practices, such as through protecting against insider and cyber threats, strengthening the security of radioactive sources, ensuring training and preparedness, coordinating with nuclear security support centers, and reconciling nuclear safety and security and sharing best practices with other countries, as appropriate.
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          The “Collective Commitment” paper places a strong emphasis upon promoting and expanding the IAEA’s nuclear security efforts, encouraging support for the Agency’s work in this regard, but also stressing that “[t]he IAEA must undertake this work with vigor and attentiveness, providing its nuclear security promotional activities with the resources and political and institutional support and encouragement they need in order to succeed” — not least through further regularizing IAEA budgets for nuclear security staff and core activities, and encouraging new donors and the diversification of funding sources within the extra-budgetary funding base. The paper also advocates for close coordination between IAEA Technical Cooperation projects and IAEA Integrated Nuclear Security Support Plans, noting again “the critical role of nuclear security as an enabler for sharing the benefits of the peaceful uses of nuclear technology.”
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          In our view, the NSCG “Collective Commitment” paper — with its practically minded focus upon specific and concrete ways that all countries can “up their game” in improving nuclear security and using bilateral and multilateral engagements to help spread sound nuclear security practices in the international community — can be a very valuable tool and guidepost in our work together in this arena. I encourage you all to read it, and to spread awareness of the points it makes.
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          The NSCG has also been exploring improved ways to articulate its Members’ support for nuclear security and coordinate national messaging in this respect. Among other things, this coordination work highlights the important contribution that sound nuclear security practices make to nuclear cooperation, noting that without a strong nuclear security and safety regime, citizens may consider nuclear technologies too risky safely to share — and that if lax security results in an incident, popular opinion may sour on nuclear technology entirely, notwithstanding its benefits. Far from being any kind of impediment to peaceful uses of nuclear technology, nuclear and radiological security is thus an essential element of such uses.
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          The same point, of course, can be made about nuclear safety, and the NSCG emphasizes the importance of both safety and security within the context of supporting all countries’ access to the peaceful benefits of the atom. All of those engaged in peaceful nuclear activities want assurance that they are not facing undue risks from nuclear accidents or malicious efforts. Implementing international standards for nuclear safety and guidance for security helps provide the assurance that these risks are being properly managed, thereby facilitating international cooperation in and access to peaceful nuclear activities.
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          Indeed, nuclear safety and security are also indissolubly linked to nuclear safeguards as well, inasmuch as a core component of nuclear and radiological security is ensuring that material remains under the control of the proper authorities at all times, and effective nuclear material accounting and control practices promote both strong security and strong safeguards, as well as helping to prevent and mitigate insider threats. Important nuclear security elements such as access controls, material tracking, insider threat prevention, and inventory management are also important to ensuring an effective system of nuclear safeguards at both the facility and the state level.
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          These are, in our view, critical messages. They should help us focus our efforts together in the nuclear security arena.
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           III. Our Work
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          So what are we doing in practical terms? At the U.S. Department of State — in addition to engaging bilaterally with foreign partners, trying to spur the IAEA to make its nuclear security work ever more effective, and supercharging the NSCG’s contributions to nuclear security promotion worldwide — the Bureau of International Security and Nonproliferation (ISN) also supports nuclear security efforts through capacity-building programming.
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          Our Office of Nuclear Energy, Safety, and Security (NESS) leads efforts to develop and implement policies and diplomatic strategies related to nuclear security. NESS chairs or co-chairs several U.S. interagency coordinating bodies focused on nuclear security, supports U.S. participation in the Nuclear Security Contact Group, and serves as the State Department’s lead on the interagency physical protection assessment team tasked with ensuring adequate physical protection of U.S.-obligated materials abroad. The Office of Multilateral Nuclear and Security Affairs (MNSA) assists in implementing the efforts of the IAEA’s Division of Nuclear Security to prevent nuclear terrorism, through efforts to minimize risks associated with vulnerable nuclear and radioactive material.
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          The Office of Weapons of Mass Destruction Terrorism (WMDT) works against threats of terrorists acquiring nuclear and other radioactive materials that are outside regulatory control, including those lost during the breakup of the Soviet Union. Materials outside control remain a concern and could be exploited by terrorists or others wishing to cause harm. WMDT manages the U.S. role as co-chair of the 89-member country Global Initiative to Combat Nuclear Terrorism (GICNT) and supports the development and implementation of GICNT workshops and exercises in which partner nations share best practices and test national protocols and capabilities for preventing, detecting, and responding to nuclear terrorism. GICNT, in fact, is one of those rare contemporary bright spots of U.S.-Russian cooperation on shared interests: at the most recent GICNT Plenary in Buenos Aires, the United States and Russia were confirmed as GICNT co-chairs for the third, four-year term in a row.
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          WMDT also serves as U.S. co-chair (along with the EU) of the Nuclear Forensics International Technical Working Group, which works to identify and socialize best practices in nuclear forensics, and conducts exercises to test capabilities, for its more than 50 participating nations. WMDT works with priority foreign partners and international organizations such as the IAEA, INTERPOL, and the U.N. Office on Drugs and Crime to strengthen cooperation and capabilities to prevent, detect, and respond to incidents of nuclear and other radioactive material smuggling and security. The office also serves as the U.S. point of contact to the IAEA’s Incident and Trafficking Database program, and leads U.S. government efforts to coordinate the U.S. response to nuclear and radioactive material smuggling incidents overseas upon the request of governments desiring such assistance.
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          In our Office of Export Control Cooperation (ECC), we engage in a variety of capacity-building efforts related to nuclear security. Our Export Control and Related Border Security (EXBS) program, for instance, assisted the Nuclear Radiology and Safety Agency of Tajikistan in constructing a WMD regional training center that now hosts national and regional nuclear security courses and seminars for Central Asian and Afghanistan government officials. In fact, the center is now an official IAEA-designated regional training site. Our Embassy-based staff also facilitate provision of radiation detection technology and training to foreign partners. Recently in the Philippines, for example, our personnel helped the Department of Energy access inoperable radiation detection systems and push forward a Memorandum of Agreement on operating the systems.
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          In our Office of Cooperative Threat Reduction (CTR), the Partnership for Nuclear Threat Reduction (PNTR) program helps build partner states’ capacity in nuclear security and mitigating threats from radicalized or coerced personnel at sensitive nuclear facilities. All known cases of theft involving nuclear material have been led or abetted by insiders, after all. To help address this threat, PNTR focuses on efforts to prevent radicalized, disgruntled, or coerced insiders from diverting nuclear material, technology, and expertise. This program currently works with relevant stakeholders in Egypt, India, Libya, Pakistan, South Africa, Turkey, and the United Arab Emirates.
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          And the work we have been doing on nuclear security in the ISN Bureau is only one part of the broader corpus of U.S. government programming in this area, including but not limited to the Department of Energy and the Nuclear Regulatory Commission. We’re proud of all of these efforts, and especially of their relentless focus upon practical results. With the help of the NSCG’s articulation of the “Collective Commitment” paper — along with NSCG Members’ emphasis upon coordinated promotional messaging and support for forward-leaning IAEA nuclear security efforts — we hope to enlist and encourage an ever broader array of states to contribute to these endeavors in the months and years.
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           IV. The Challenges Ahead: “Can’t” versus “Won’t”
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          To help further catalyze creative, practical, forward-looking thinking about how to promote nuclear security around the world — and how to make progress on the critical agenda of “hard-wiring” good nuclear security into States’ habitual behavioral patterns — we have also been encouraging NSCG members to think through how they would answer a series of specific questions. These questions focus upon trying to identify the principal challenges that States feel they confront in advancing the global nuclear security agenda, how the NSCG itself and the IAEA can help overcome these obstacles, and what sort of concrete nuclear security “deliverables” it might be possible to bring to fruition in the next few years.
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          If you were to ask me what I think the main challenges are as we try to institutionalize a global “new normal” of nuclear security “best practices,” I would probably point to what I call the “Three Cant’s” and the “Two Wont’s.” Let me explain.
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          Some countries may fall short in providing for adequate nuclear security because for one reason or another they simply cannot meet the standard. These are the “Can’ts.” They might, for example, not be aware of the need for good nuclear security in a particular context, or of what “best practices” actually entail. That is the first “Can’t.”
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          The second “Can’t” relates to possible failures of education or capacity, such as where – despite good intentions – a government may not know how to strengthen nuclear security in its country in order to come up to appropriately high standards, or where it lacks the resources or other capabilities necessary to do so.
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          The third “Can’t” relates to governmental “bandwidth” and the challenges of prioritization in a world full of pressing challenges — such as where a government may be unable to address nuclear security properly because the relevant leaders or personnel are preoccupied with meeting some other pressing challenge or threat.
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          As a practical matter, of course, it is not always easy to solve the challenges presented by these “Three Can’ts.” Nevertheless, much of the diplomatic engagement and capacity-building assistance we do in the ISN Bureau — as well as in the Department of Energy and the Nuclear Regulatory Commission, not to mention the IAEA itself — is devoted to helping partner states handle these problems. And we all have a pretty good track record of working with states to improve things in the “Can’t” department.
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          Things are sometimes trickier, however, with the “Two Won’ts.” Some countries simply choose to deemphasize nuclear security, or are even in some sense hostile to it.
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          The first “Won’t” relates to the perceived costs of appropriate nuclear security or competing economic interests, such as where parties convince themselves that proper security measures will unduly increase the expense of equipment or capabilities they wish to acquire. This attitude may tempt them to cut corners, perhaps quite dangerously. Similarly, a supplier may see security as a needless cost that can be shirked in the name of sales or market share. All such thinking is very short-sighted, of course, since — just as with nuclear safety — if you’re truly worried about cost, the worst possible outcome would surely be to face a dangerous nuclear incident resulting from one’s own negligence. All the same, such attitudes can sometimes be a problem.
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          The second “Won’t” is more a pathology of outlook. Believe it or not, some countries may resist nuclear security measures because they feel that a focus upon nuclear security is some kind of Western, imperialist imposition. At best, such a contention is simply silly; at worst, it smacks of a shameful cultural essentialism, or even racism — as if to imply that prudence, competence, and common sense can be monopolized by any particular region or culture, and that the peoples of the Global South are incapable of them. We should all fiercely resist and rebut such nonsense.
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          But the second “Won’t” sometimes alternatively takes a form to which I’ve alluded already – namely, a suspicion that there is some kind of tension between nuclear security and the widespread sharing of nuclear benefits. It can take the form, in other words, of the belief that promoting security somehow intrinsically comes at the cost of inhibiting cooperation. By this point, you won’t be surprised to hear again that I think such thinking is quite wrong and misguided. Both safety and security are in fact enablers and facilitators of cooperation, which would be very difficult to imagine occurring — or even continuing, let alone expanding — were not it not clear that safety and security were being well handled.
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          It is in order to address this alternative manifestation of the second “Won’t” that I think it so important that the NSCG’s “Collective Commitment” paper articulates some of the broad points I described earlier — namely, that there is no tension between security and cooperation, and indeed that cooperation rests in large part upon a foundation provided by the assurance of sound security practices. In parallel with concrete capacity-building assistance aimed at the “Three Can’ts,” therefore, anyone committed to nuclear security should emphasize this message in order to raise awareness, to demonstrate the positive value of nuclear security, and to encourage all governments to develop the political will to follow through in making nuclear security improvements.
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           V. Conclusion
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          So that’s my tour d’horizon of the nuclear security agenda as I see it from the State Department — and as I hope a good many of my NSCG counterparts also see it as we work together in support of these important objectives. I hope my remarks have given you a taste of our efforts in this area, and indeed that you yourselves will be able to contribute to forestalling nuclear terrorism by promoting this broad agenda wherever you can.
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          Thank you.
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           -- Christopher Ford
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      <pubDate>Tue, 03 Dec 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2459</guid>
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      <title>Moving Forward With the CEND Initiative</title>
      <link>http://www.newparadigmsforum.com/p2454</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at the Working Group meeting of the Creating the Environment for Nuclear Disarmament (CEND) Initiative at Wiston House, Wilton Park, UK, on November 20, 2019. 
Good afternoon — and thank you!
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           Below appear the remarks Assistant Secretary Ford delivered at the Working Group meeting of the Creating the Environment for Nuclear Disarmament (CEND) Initiative at Wiston House, Wilton Park, UK, on November 20, 2019.  
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          Good afternoon — and thank you!
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          I say “thank you” in advance – out of anticipation – because of the work and engagement you will do here over these next couple of days to help prepare this disarmament initiative for success.  Your efforts are helping to bring this dialogue to fruition as a way to help think through how to meet the challenges the international community faces as we look for ways to move forward in achieving a world safely, stably, and sustainably free of nuclear weaponry.
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          The first CEND plenary meeting in Washington last summer succeeded in bringing together a wide range of diverse countries — nuclear weapons possessors and non-possessors, industrialized and developing nations, nuclear alliance members and “Ban Treaty” adherents, and key players from both sides of political and ideological fault lines in the Middle East, South Asia, Europe, and East Asia alike — to set this process in motion and identify broad sets of issues that need to be addressed.
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          Even in the simple act of agreeing on that set of issues, CEND participants reached an important milestone, because of the ways in which this initiative allows disarmament discourse to focus, finally, upon the challenges presented by the many problems in today’s international security environment.  The conceptual foundation of this approach is the insight that disarmament can and will move forward only to the degree that the international community is able to address the security issues that underlie States’ rationales for retaining nuclear weapons.  Thinking through how to bring security conditions to the point where disarmament will finally be achievable — and how to move forward toward that objective as best we can in a still highly imperfect security environment along the way — is the purpose of this initiative.  The objective of CEND is thus two-fold: to identify the questions that need to be asked to this end, and to start doing the work of trying to answer them.
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          Thanks to you, the CEND Working Groups will soon have clear terms of reference to structure and guide their inquiries, over the months ahead, along the three basic lines of effort identified by the Plenary.  This is a powerful signal of clarity of purpose, and a promising sign for future progress.  We in the U.S. Government are proud of the role we are playing in getting this process off the ground, but the credit ultimately belongs to all of you: this is your effort, a collective one, and I’m looking forward to seeing such a constructive and promising disarmament dialogue emerge from your work.
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          Over the coming months, for instance, we’ll begin to see where each of these Working Group discussions goes.  After all, each is exploring a very different set of critical questions, and I’d imagine that each will approach its inquiry in a distinctive way.  We encourage the groups to think through not merely the sequencing and structuring of different aspects or phases of their work together, but also such things as: what role (if any) you wish to be played by outside experts or presenters; your openness to and relationship with outside initiatives that may be able to complement or inform your efforts in each Working Group; how and to what extent you wish to brief out your thinking and solicit feedback from states or other stakeholders that are not directly participating in your deliberations; and what sorts of “deliverables” you envision each group being able to develop.
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          I wish that I could be here for more of your discussions, for I very much enjoyed the open, candid, and honest dialogue we all had together at the CEND Plenary.  I have described that dialogue to others as a “Track 2”-style intellectual exploration held by “Track 1” diplomats – which you’ll certainly appreciate is no mean feat!  From what I heard then, I’m confident you will soon be off to a good start here in the Working Groups.
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          By way of a reminder and quick scene-setter for this meeting, Subgroup 1 is focusing on how to ameliorate conditions in the security environment so as to shape the incentives felt by national decision makers in more disarmament-conducive ways — that is, to lessen any perceived need to acquire or retain nuclear weapons, and to increase the perceived value of eliminating them.  Chaired by the Netherlands and Morocco, it will be organizing itself to explore threat perceptions in regional and global competitions involving nuclear weapons, to review how security mechanisms have tried to address problems of states’ compliance, and to recommend ways to approach finding common ground between advocates of nuclear deterrence and those who stress the potential humanitarian consequence of nuclear weapons use, upon which to build future approaches advancing disarmament.
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          For its part, Subgroup 2 is exploring the institutional framework that the world may need in order to move forward toward disarmament.  The Republic of Korea and the United States are co-chairing this subgroup, which will consider plans to review for “best practices” what is already being or has been done in existing institutional fora, and through prior approaches to trying to facilitate disarmament, in order to assess to what extent (and why) these efforts did or did not work, and to develop ideas about how to maintain, strengthen, and improve their functioning.
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          Subgroup 3 is focused upon risk reduction — that is, how to address the challenges of deterrence, crisis management, accident avoidance, and the development and implementation of transparency and confidence-building measures during whatever period remains before us in which nuclear arsenals continue to exist.  Co-chaired by Finland and Germany, this group aims to identify factors that escalate risks of nuclear weapon use, review prior risk reduction efforts (including in the conventional arena), to develop a menu of options for nuclear risk reduction, and to advance dialogue exploring the viability and desirability of such measures from the perspective of creating an improved security environment.
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          In addition to adopting terms of reference to frame these efforts, I imagine that all three groups will also want to begin considering specific programs of work and indeed actually commencing this substantive work in advance of the NPT Review Conference (RevCon) next spring.  They might also consider whether it might be possible to produce some kind of specific deliverables within the next two years or so.  We hope to have another round of Working Group discussions before the RevCon, after which the co-chairs of each group will be able to update RevCon participants on this work.  (As a reminder, of course, CEND is independent of and separate from the NPT review process — and it is intended to continue well past the upcoming Conference.  Nevertheless, our collective ability to demonstrate progress here may have the happy side effect of contributing to success there.)
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          And so all of this, to my eye, is very promising: these steps forward demonstrate participants’ commitment to the CEND process, and thus also to its ultimate goal.  Naturally, we must remember that these inquiries are not ends in themselves, but rather steps toward improving the security environment in ways that will facilitate disarmament.  With that caveat, however, we all should be proud of our work here in getting things going.
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          So, on behalf of the United States, let me thank you again for what you’re doing here.  We are also deeply grateful to the NGO facilitators whose expertise has been critical both to getting things off the ground and to bringing things forward into the Working Group process, and to the countries who have graciously agreed to do the work of co-chairing each of these Working Group discussions.  And all of us also owe warm thanks to Mark Smith and his great team here at Wiston House for their hospitality.  This is a marvelous venue to which to withdraw and try to think great thoughts about building a better future.
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          Thank you for being a part of this important initiative.  I look forward to hearing the outcome of your deliberations this week and to continuing to work with you, over the months and years to come, to help this initiative fulfill its promise.
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          -- Christopher Ford
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      <pubDate>Thu, 21 Nov 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2454</guid>
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      <title>Opening Statement at the Warsaw Process Working Group on Missile Proliferation</title>
      <link>http://www.newparadigmsforum.com/p2448</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at the Warsaw Process Working Group on Missile Proliferation in Bucharest, Romania, on November 14, 2019. 
Good morning, everyone.  On behalf of the United States, I would like to thank our [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at the Warsaw Process Working Group on Missile Proliferation in Bucharest, Romania, on November 14, 2019. 
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          Good morning, everyone.  On behalf of the United States, I would like to thank our gracious Romanian hosts who have allowed us to meet here in this fantastic venue, and also the Polish government for its continuing leadership in the aptly named Warsaw Process. And I should also thank all of you, who have taken the time to come here for these important discussions. We are very pleased to be participating in this working group meeting on missile proliferation, which builds upon the foundation created by the February 2019 Warsaw Ministerial to Promote Peace and Security in the Middle East in examining the pressing challenges facing that region and affecting broader international security.
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          One of the primary issues considered in February was the threat to the region posed by the proliferation of ballistic missiles and related technology.  This working group was established to continue the discussion begun in Warsaw by more closely examining the current missile proliferation threat, and considering steps states can take, on a both a collective and individual basis, to prevent the proliferation of missiles and related technology.
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          As no student of history would be able to overlook, the proliferation of missile technology can exert a powerfully destabilizing effect upon pre-existing military and geopolitical relationships.  Rocket-powered projectiles, including with explosive warheads, were of course used in warfare for centuries before the modern era.  But such devices really came into their own as a powerful and potentially transformative military tool only in much more recent years, and with this emergence has come our present-day challenges of managing missile proliferation.
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          Infamously, air-breathing cruise missiles actually came first – with early ballistic missiles following close on their heels – as innovative vengeance weapons developed by Hitler’s Third Reich  late in the Second World War, specifically in order to terrorize civilian populations and upend the course of a war that had turned decisively against the Nazis.  Thankfully, that effort failed, but the ideas and technologies pioneered there helped catalyze and form the basis of both postwar superpowers’ subsequent arms race in long-range ballistic missiles, now armed with nuclear warheads.
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          Today, technological change has made missiles both more capable and more widespread than ever.  In Hitler’s day, the potential role of long-range missiles was limited by the fact that only conventional warheads were available and that missile accuracy was quite poor; they represented an important leap in technological development, but were never the transformative tool for which their Nazi designers hoped.  Now, however, missiles are capable not only of delivering various types of weapons of mass destruction (WMD), but also of delivering conventional payloads with extraordinary accuracy and in ways that are challenging to defend against even while avoiding the costs and risks of putting pilots in harms’ way.  Making matters worse, these weapons are easier to make than ever, with production technology being increasingly spread around the world – including to non-state actors.
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          Injecting these dangerous tools into existing regional problems through missile proliferation adds volatility, catalyzes arms race behavior that is both expensive and dangerously escalatory, and runs the risk of provoking wider conflict.  Missiles that can rapidly strike targets increasingly far away, cannot be recalled once launched, and are very likely to arrive unscathed at their intended aimpoints add kindling to already worrying regional dynamics and thus present significant regional security and stability problems.  Their ability to deliver WMD or conventional payloads equally easily merely heightens these challenges.
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          The destabilizing effects of missile proliferation are particularly evident in the Middle East, where we continue to witness the spread of advanced missile capabilities to states, and, increasingly, to non-state actors.  Thanks to missile cooperation by various states outside the region over many years, and an ongoing flow of items and material from certain outside points of origin – as well as to the steady development and indigenization of production and manufacturing capabilities – the Middle East is experiencing a dangerous and destabilizing missile race.
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          An obvious example of this problem is Iran, which possesses the largest missile program in the Middle East and continues to work aggressively to increase the size, sophistication, and accuracy of its missile arsenal – developments that are encouraging other regional players to invest in their own missiles, both indigenously and procured from outside the region.  Nor is this growing regional problem just about states building up capabilities in ever more dangerous regional rivalries.  In recent years, such missiles have also spread to non-state actors, and they have also increasingly been used.  Examples in recent years include the acquisition and firing of ballistic missiles by Houthi forces in Yemen, the Syrian regime’s widespread use of ballistic missiles against opposition forces, Hizballah’s pursuit of its own missile production facilities in Lebanon, and the recent Iranian attacks using cruise missiles and unmanned aerial vehicles (UAVs) against critical infrastructure in Saudi Arabia.
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          Halting the further proliferation of ballistic missile systems and technologies in order to short-circuit this growing source of regional instability will not be easy, but it surely won’t happen at all unless we become more effective in working together and using our diplomacy to raise awareness of the current missile proliferation threat and promote steps that states can take to combat it.
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          Such engagement is needed with those states where key suppliers of sensitive technology are located – and especially in demanding restraint from countries that unconscionably continue to permit items and material, or even missiles themselves, to be shipped into the region. It is also needed with transshipment and transit states that serve as nodes for proliferation shipments ultimately destined for end-users of concern.  We must also cooperate more effectively to prevent – and, where needed, to penalize – the provision of missile capabilities to non-state actors.
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          Bolstering missile nonproliferation efforts also requires states to set an example through their own national policies and actions.  In particular, all governments should enact effective national controls on transfers from their territory of equipment and technology that can be used in WMD-capable delivery systems, consistent with the requirements of U.N. Security Council Resolution 1540.
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          In parallel, states should support transparency and confidence building measures that reinforce international norms discouraging missile proliferation.  One major example in this regard that will be discussed today is the Hague Code of Conduct Against Ballistic Missile Proliferation (HCOC).  States should be clear about what constitute standards of responsible behavior in preventing missile proliferation, should be unstinting in support for adherence to such standards, and must be willing to call out those who act irresponsibly.
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          By taking these and other appropriate steps, states can make important contributions to limiting the spread of dangerous and destabilizing missile capabilities.  This conference can be a starting point for us all as we work to try to turn these troubling regional dynamics around, so I thank you for attending and I look forward to your contributions.
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           -- Christopher Ford
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      <pubDate>Fri, 15 Nov 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2448</guid>
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      <title>Ideological “Grievance States” and Nonproliferation: China, Russia, and Iran</title>
      <link>http://www.newparadigmsforum.com/p2442</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at the Institute for National Security Studies in Tel Aviv, Israel, on November 11, 2019.  (These were Dr. Ford's first remarks after being delegated the authorities and responsibilities of the Under Secretary of State for Arms Control and International Security in October 2019.)</description>
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           Below appear the remarks Assistant Secretary Ford delivered at the Institute for National Security Studies in Tel Aviv, Israel, on November 11, 2019.  (These were Dr. Ford's first remarks after being delegated the authorities and responsibilities of the Under Secretary of State for Arms Control and International Security in October 2019.)  
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          Thank you for the chance to speak today.  Since INSS is a scholarly institution devoted to the study of strategic security issues, I thought it might be interesting to offer you my thoughts on the politics behind the geopolitics, as it were, of some of the state-on-state competition challenges we see in the world today. In particular, I’d like to discuss the emergence of what I call “grievance states” as key players on the global stage, and some of the implications of this emergence for nonproliferation policy.
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          I serve in a U.S. administration that, while in no way letting up in our efforts to fight terrorism, is now giving special — and long overdue — emphasis in U.S. foreign and national security policy to the challenge presented by state competitors.  The U.S. National Security Strategy (NSS) of 2017, for instance, calls out “the revisionist powers of China and Russia” as working against us in a new “competition for power unfolding in Europe and in the Indo-Pacific.”  It also flags “Iran” as a “rogue state” whose depredations must also be resisted, and whose efforts to arm itself with first-rate modern weaponry must be stopped.
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          Though the NSS speaks of them virtually in the same breath, most observers seem to assume that these three regimes represent three entirely different and separate sets of problems.  After all, the People’s Republic of China (PRC), Russia, and Iran are indeed very different places, with hugely varied cultures, backgrounds, and individual histories.  One should naturally be careful in generalizing about them, and policies for dealing with them will surely require considerable “tailoring” to the specific circumstances and dynamics of each state.
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          Yet when it comes to the core challenge they present for international order, one can for certain purposes usefully speak of them together.  For one thing, U.S. policy toward these three states is not structurally oppositional.  We desire friendship with all of them, though we feel that such friendship requires that they behave like “normal” states.  This means such things as the PRC giving us fair and equitable treatment in economic affairs, Russia not violating treaties and other international legal obligations, Iran not sponsoring terrorism, and all three of them observing the rule of law, respecting the rights and liberties of their own people, and not bullying, invading, or destabilizing their neighbors.  That’s what normal states do.
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          Analytically, one can also speak of them together in at least one sense, for the three can usefully be understood, on one level, as individual variations on the same problem: they are all examples of what one might call a modern ideologized “grievance state.”  This is hardly the only relevant thing about them, of course, and one could not defend a rigidly reductionist analysis that pretended it were.  Nevertheless, I would argue that one can still learn useful things by analyzing them together, for they share some intriguing commonalities and present some analogous problems for national security and foreign policymakers.
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          In the broadest sense, these three ambitious and increasingly self-assertive autocratic regimes all conceive it to be their mission to upend the global order in the service of their own embittered geopolitical identity politics.  This sense of purpose is driven in part by “grievance ideologies” that encourage belligerent revisionism buoyed by dreams of restoring some lost glory of which they claim themselves to have been deprived by malign foreign forces — specifically, emanating from “The West,” and especially the United States.
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           I. What is a “Grievance State”?
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          Grievance polities share four basic characteristics: (1) a sense of self-identity powerfully rooted in affronted grandeur; (2) oppositional postures to what is said to be malevolent foreign influences; (3) a need for foreign enemies to justify domestic authoritarianism; and (4) a revisionist sense of geopolitical mission in the world.   I think there are important causal and reinforcing linkages between these factors, so let me unpack them a bit.
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          To begin with, the PRC, Russia, and Iran all have powerful senses of geopolitical self-identity that are closely tied, in the modern world, to a perceived history of grievous wrongs suffered at the hands of malevolent Western forces: an innocent and blameless “Self” is seen as being relentlessly menaced by an evil, external “Other.”  In effect, each of these three states ascribes to its own civilization a special, almost mystical essence that is declared to be unique and of inestimable value, but which is threatened and must be preserved against Western corruption.
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          Second, all three regimes articulate a sense that malign foreign influence has been at the root of their own country’s civilizational decline from some apogee of world-historical status, glory, and respectability into weakness at some prior point in the modern era. The specific time frames vary, but this feeling of loss — and the longing associated with a desire for recovery, repair, and return — is the core grievance felt by these “grievance states.”
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          In all three cases, the feeling of grievance is notably exaggerated, with genuine historical challenges having been nursed over the years by regime propaganda and self-justificatory political mobilization strategies into world-historical travesties of great, even central, importance to each nation’s sense of self.  Nevertheless, artificially inflated though it may be, this sense of past humiliation is to a great extent sincerely felt.  It has also left in all three polities a legacy of self-doubt that can seldom be admitted, but which also helps condition interactions with the outside world, encouraging endless, if negational, fascination with and self-comparisons to the oppositional Western “Other.”
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          Third, all three of these “grievance states” under consideration need enemies to justify their autocratic systems, in the sense that their ruling regimes lack democratic legitimacy.  Responding to this legitimacy deficit, all three conjure the specter of malevolent outside threats and ideational subversion as a tool of domestic political mobilization to consolidate and maintain their own authoritarian control. Through this lens, domestic dissenters are also cast as the pawns of wicked foreign puppet-masters and obstacles to the great collective project of national restoration.  “Grievance regimes” cultivate domestic acceptance of authority in the present day first by comparing traditional glories to some litany of collective national humiliation in the recent past, and then by depicting their own authoritarianism as the only path forward to finally escaping such degradations in the future.
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          Fourth, all of these factors combine to give all three of these “grievance states” a sense of “mission” in the world: that of rectifying those perceived past wrongs and restoring each civilization-state to something akin to the past glory it cherishes in its imagination, and the lack of which it has felt so painfully in its recent history.  Because of the connection between this collective teleology and each regime’s domestic legitimacy narrative, this is also a sense of geopolitical purpose that demands results: without being able to claim some degree of success in producing victories against the foreign “Other,” each autocracy might be unable to justify its existence.
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          It is this self-ascribed sense of mission in willfully changing the existing global order to their advantage — and their inherent distaste for the prevailing international rule set and willingness to use coercion and potentially force to effect change — that make these “grievance states” inherently and inescapably revisionist, and their modern approach to international relations so problematic and destabilizing.  The “grievance” aspects of their political personality are thus causally linked to their geopolitical self-assertion, and thus also to some of the more problematically ambivalent ways that these three states have approached nonproliferation.
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          All of this deserves a treatment far more detailed than I can provide here, but having sketched the basic outlines of what I am describing as a “grievance state,” it should not be hard to see how the PRC, Russia, and Iran all fit the bill.
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           II. The Three Revisionists
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          I won’t belabor the point about the PRC here, because I’ve outlined elsewhere in great detail some of the elements that combine to make modern China a “grievance state”: its sense of historical loss in suffering both real and perceived humiliations at Western and Japanese hands in the 19th and first half of the 20th Century; its mission of recovery or return to some vague position of first-order global status; its increasing willingness to act aggressively to this end; the degree to which its ruling regime has grounded its legitimacy narrative in being able to demonstrate results in this “national rejuvenation;” and the regime’s resulting fixation upon zero-sum relative positioning vis-à-vis an essentialized foreign “Other” in the form of the United States.
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          Today – as its growing wealth and power give it ever more options and encourage its leaders to believe that national “return” is nearly within their grasp – the Chinese Communist Party (CCP) regime carries a chip on its shoulder as the self-promoted embodiment of a wounded and humiliated civilization.  Beijing harbors a longstanding strategic agenda of “returning” to something akin to primacy, it justifies domestic repression with rhetoric of foreign subversion, and it now has resources with which to act upon its dreams of restored glory on a world-historical scale.  Modern China is thus a “grievance state” indeed, and one dedicated in profound ways to geopolitical revisionism.
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          The PRC’s self-perceived mission to right wrongs suffered in its loss of preeminent global status have given its revisionist agenda shape and focus, not least by encouraging it not merely to seek greater power and influence vis-a-vis other countries — and especially the United States — but indeed to promote the export of its authoritarian model and to demand that the rest of the world endorse and validate the CCP’s own narrative of the PRC and its role in the world.  As Secretary Pompeo pointed out recently in a speech at Hudson Institute, Beijing is now globally promoting a model of governance entirely different from our own and hostile to our values, supporting this model with predatory economic practices worldwide and a military buildup far in excess of what the PRC would need for self-defense, and threatening the freedoms of peoples everywhere by demanding that the rest of the world censor what is said or expressed about China.
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          As for Russia, it is also a “grievance state,” its political iconography filled with notions of special status and historical mission, coupled with bitterness toward a hostile outside world that has conspired to corrupt Russia’s unique essence and keep the country down (or even destroy it).  The Russian vision of the world is darker and uglier than the Chinese one — more inclined toward assumptions of perpetual threat and cyclic foreign depredation than toward the Chinese regime’s ambition of finally and conclusively righting historical wrongs and restoring the natural order of things by reclaiming Beijing’s global preeminence and living in self-satisfied glory thereafter — but Moscow is no less obsessed with perceived grievance than Beijing, and perhaps even more so given Russia’s continuing demographic and socio-economic weakness and dysfunction.
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          To judge from the pronouncements of leaders such as President Vladimir Putin, the writings of regime propagandists such as Vladislav Surkov, and insightful analyses by foreign scholarly observers, Russia has developed its own “myth of exceptionalism” that revolves around the idea of a recurring “salvational role” in the international community won through defiant resistance and stoic martyrdom against endless waves of foreign enemies determined to subjugate and humiliate it.  In its modern form as, in effect, the official ideology of the Putin regime, such thinking draws heavily upon the early 20th Century writings of Ivan Ilyin, a White Russian emigre writer and intellectual who saw Russia’s salvation lying in Christianized fascism — and whose name and work have been repeatedly invoked, referenced, and praised in recent years by many senior Russian officials and politicians, including Putin himself.
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          In this conception, Russia is a distinct civilization having a unique essence and spirit that is constantly under threat from evil foreign forces, both physically and ideologically.  These are threats against which Russians must always be vigilant, and in response to which it is necessary to organize politics along authoritarian lines not accountable to democratic or legal check.  The current regime has also entered into a close and mutually-supportive symbiosis with the Russian Orthodox Church in trying to weave a fabric of state-centered, authoritarian, patriotic nationalism that draws upon Orthodox mysticism and spirituality.
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          This narrative involves, and indeed requires, finger-pointing at alleged outside threats.  It also asserts linkages between those outside threats and those within Russia who have the temerity to disagree with Putin — or, more specifically, the effrontery to suggest that Russians should be offered choices other than his regime.  Putin’s narrative has come to paint a disturbingly dark, dehumanizing narrative of his domestic opposition, which he describes as a “fifth column” in league with foreign saboteurs and an unnatural and infectious bacterium of which Mother Russia must be cleansed.
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          As this vision pertains to foreign policy behavior, it is particularly significant that the regime’s dark and somewhat paranoid vision of the world is also powerfully bound up with a sort of imperial nostalgia, a longing for the status and sense of historical self-importance that Russia felt during the tsarist period and during its decades of Soviet global reach.  Not for nothing, for instance, has Putin himself declared that if something had gone wrong in Russian history, it was the collapse of the USSR: the 20th Century’s “greatest global catastrophe.”  The modern Russian regime thus promotes a kind of global restoration narrative, in which its self-assertive authoritarianism provides the vehicle for national or even civilizational resurrection.
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          It is critical to the regime’s ideology that Russia deserves to be a great power and to exert its influence widely abroad, and it is central to Putin’s agenda – as he has proclaimed ever since his so-called “Millennium Message” manifesto of December 1999 – that Moscow must put behind it the weakness and humiliations of the 1990s and reclaim its birthright of great power status.  This hunger for a return to lost glory lies at the heart of the geopolitically revisionist agenda of the modern Russian “grievance state.”
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          Thus are key themes of modern Russia’s ideologized self-perception entwined: a sense of identity obsessed by endless cycles of existential foreign threat; a feeling of mission and a taste for martyrdom in resisting or even saving humanity from such evils; a mystical conception of civilizational purity that must be preserved against malign external forces and values, including by the maintenance of strongman rule at home (which in turn sustains itself by pointing to such threats); and a nostalgia for lost glory that can be regained through heroic effort and a willingness to take dramatic risks.  Having defined itself on this conceptual terrain, it is easy to see both how the Putin regime falls into the category of a “grievance state” and how modern Russia’s toxic blend of grievance and self-ascribed mission make its geopolitics dangerously revanchist and destabilizing.
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          The Islamic Republic of Iran is the weakest of the three “grievance states,” but it still follows a broadly similar ideological pattern.  Political Islamism is a reaction to modernity, an ideology constructed in recent generations and that has accelerated both in reaction to perceptions of Muslim weakness and backwardness vis-a-vis the West and in reaction to the intellectual and political attractions of the 20th Century’s major secular ideologies.
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          Within the broader universe of political Islamism, the specifically Shi’ite Islamist ideology of the Iranian regime was formed in a dialectical conversation with, and in opposition to, “the West” – making it, in Hamid Dabashi’s excellent phrase, a “theology of discontent” that culminated in Ayatollah Ruhollah Khomeini’s success in deploying the “imagination of collective shame” as a political tool to justify a recombination of pre-existing political and juridical elements into a new ideology of clerical rule for a new revolutionary republic.  In its aspiration to fight back against the perceived threat of foreign corruptions and to achieve a theocratic and nationalist restoration of idealized past glory, power, status, and self-worth, his revolutionary Islamic ideology has made Iran into a conspicuous “grievance state.”
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          Nor was this a worldview that stopped at Iran’s borders in the first place, even in theory.  To the contrary, the Iranian regime exhibited a world-historically messianic strain from the outset, its ideology bound up with a longing to be accepted as a great civilization and a major power that deserved to be paid back what it is “owed” by a malevolent outside world that has consistently wronged it.  Iran’s political Islam has also long aspired to having Iran be seen as a superlative civilization-state, remembering its sometime historical role as one of the world’s superpowers and combining such nationalist recollections with Shi’ite themes of religious redemption to evoke dreams of becoming – as Abolhasan Bani-Sadr once put it – “a role model for the freedom of humanity on a universal level.” Ayatollah Khomeini himself made few bones about this universalist ambition, declaring that his system of Shi’ite clerical rule would ensure the integrity and independence of “the Islamic umma” as a whole.
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           III. Policy Implications of Grievance
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          The existence of such “grievance states” no doubt has many implications for international affairs beyond what I came to explore here.  Nonetheless, I’d like to outline some of them from the perspective of the global nonproliferation regime.
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          The basic problem stems from the fact that revisionist “grievance states” tend to be opposed to the international status quo in important ways.  This is one of their defining characteristics: their geopolitics tend to be deeply revisionist.  This certainly does not necessarily mean that “grievance states” will always support proliferation.  Depending upon the circumstances, such states may well still find it in their interest to uphold nonproliferation norms.  (Most obviously, of course, no regime that looks upon its geopolitical environment with hungrily revisionist eyes would want a regional rival to develop nuclear weaponry.)  Nevertheless, as it applies to them, the historical track record for China, Russia, and Iran is pretty clear: nonproliferation and disarmament are merely conditional values, which must not be permitted to stand in the way of these regimes’ overriding mission of acquiring the power and status they feel the world owes them.
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           A. The People’s Republic of China
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          One hopes that the PRC has put forever behind it  Mao Zedong’s ideological opposition to the very idea of nonproliferation.  Yet the PRC remains frequently ambivalent about nonproliferation and disarmament when it is not confronted with a strategic reason to observe these norms.  As documented through a wide range of open-source reporting for decades, the Chinese government clearly supported proliferation for many years, not merely through secret sales of nuclear reactors and ballistic missiles, but even including the transfer of nuclear weapons design information.
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          The scale of such activities — at least with respect to nuclear weapons-related technology — dropped after the PRC joined the Nuclear Nonproliferation Treaty (NPT) in 1992.  Nevertheless, even in more recent years, Beijing still appears to feel itself to have reasons to support or at least condone proliferation to the degree that the spread of weapons of mass destruction (WMD)-related and missile capabilities to particular recipients can be relied upon to complicate the strategy and undermine the security of those whom the PRC considers to be regional or global adversaries.  One does not see Chinese entities needing to be sanctioned for providing sensitive materials or components to India’s nuclear program or Taiwan’s missile program, for instance, nor to the United States itself.  Despite the CCP regime’s powerful and pervasive modern mechanisms of socio-political surveillance and control, however, it is still not uncommon for Chinese entities to ship such things to the Iranian missile program that threatens U.S. interests and regional stability in the Middle East or to Pakistani efforts that target the PRC’s regional rival India.  It is hard to see either of these phenomena as a complete coincidence.
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          All in all, as I have myself previously made clear, the PRC “still remains the supplier of choice for many of the world’s proliferators, especially with respect to missile technology. U.S. diplomats have repeatedly and insistently raised numerous proliferation cases with Chinese officials, but the response is uneven at best. Often, very little action is taken.”  Beijing’s reluctance to end all such activities “suggests [that] China chooses not to resolve this problem, calling into question its commitment to nonproliferation.  China’s inability or unwillingness to curtail such activities is of ongoing, and increasing, concern — and it represents one of the key challenges in the counterproliferation business today.”
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          The Chinese “grievance state’s” fundamental ambivalence about such matters is also visible in its approach to nuclear disarmament, about which the CCP regime claims to care deeply even as it refuses to accept a moratorium on fissile material production for nuclear weaponry and is currently on track to double the size of its nuclear arsenal over the next decade as part of what the U.S. Defense Intelligence Agency describes as “the most rapid expansion and diversification of its nuclear arsenal in Chinese history.”   Beijing also disdains to insist upon nonproliferation assurances as a condition of supply in the civil-nuclear arena, as it continues to target western civil nuclear trade for illegal diversion to military programs under its military-civil fusion strategy.  Similarly, Beijing has long supported a ban on “space weapons” that would prohibit the kind of weaponry it imagines the United States to want, but which would leave China free to continue to possess the sorts of ground-based anti-satellite weapons it has already developed.
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          Beijing’s massive military build-up and increasing self-assertiveness against its neighbors in the Indo-Pacific are worsening the incentives faced by others in the region to develop nuclear weapons as a means of deterring overwhelming Chinese military force.  Beijing is not always a poor nonproliferation partner, but numerous and significant chronic problems remain unaddressed.
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           B. Russia
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          One can also see a marked ambivalence about proliferation in the modern Russian “grievance state.”  Spurred on by its desire both to protect its chemical weapons-using Syrian proxy and to evade its own accountability for using a “novichok” military-grade nerve agent as well as the radioactive poison polonium-210 in assassination attempts on British soil, the Russian regime has now become the ringleader of a diplomatic campaign to undermine international mechanisms of WMD-related transparency and accountability at the United Nations, the Organization for the Prohibition of Chemical Weapons, and the International Atomic Energy Agency.
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          To be sure, Moscow probably still wishes to avoid the further proliferation at least of nuclear weapons.  This has not, however, kept Moscow from such proliferation-problematic steps as agreeing as early as 1992 to build a nuclear reactor in Iran, at time when concerns were growing about Iran’s likely pursuit of nuclear weaponry.  Indeed, in 2014 – a point at which Iran was building up its nuclear program and producing highly-enriched uranium in flagrant violation of legally-binding obligations under U.N. Security Council resolutions – Russia agreed to provide Iran with as many as eight additional nuclear reactors.
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          This remarkably cavalier approach becomes easier to understand, however, in light of Moscow’s obvious prioritization of nonproliferation behind its own revisionist agenda in the Middle East.  As Angela Stent has quoted a Russian diplomat making clear, “[a] pro-American Iran is far more dangerous for us than a nuclear Iran.”  On the whole, Russia clearly approaches nonproliferation norms with a good deal of ambivalence.  Such principles are, it would appear, important when they are useful to Russia in fulfilling its revisionist mission, but can be disregarded otherwise.
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          This is troubling enough, but at least this ambivalence is fairly clear from the public record.  Less well known, however, is the degree to which the ideologized character of modern Russia as a “grievance state” has spread into Russia’s approach to its own nuclear weapons — though these developments surely bode ill for any hope for the kind of global nuclear disarmament to which Russia remains, in theory at least, committed through the NPT.  Simply put, the Putin regime’s relentless focus upon the supposed need for mobilization against malevolent outside forces that threaten Russia and its civilizational “spirit” creates a powerful perceived incentive to retain and indeed to prize nuclear weaponry.  Such weapons are felt to be the centerpiece of Moscow’s security strategy against the more advanced countries of the United States and China, and they remain the symbolic coinage of continued “superpower” status notwithstanding modern Russia’s demographic, economic, cultural, and political dysfunction and decline.  These include such destabilizing novel weapons as the Burevestnik “flying Chernobyl” nuclear-powered cruise missile — the nuclear reactor of which recently experienced a criticality accident during the recovery of a missile that had been irresponsibly left on the floor of the White Sea, in close proximity to a major population center, for about a year after a failed test.
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          Nor is even hyperbolic to refer to this as a “holy mission.”  As has now been painstakingly chronicled by Dmitry Adamsky, for example, the Russian nuclear weapons complex and the arms of Moscow’s nuclear “triad” have become deeply entangled with a Russian Orthodox Church hierarchy that has become outspoken in support of nuclear weapons and their supposed contribution to Russia’s security and mission in the world.
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          Remarkably – as Adamsky details in a recent book – Russia’s nuclear weapons industry, its strategic missile forces, its long-range nuclear bomber arm, its submarine-launched ballistic missile submarine fleet, and its nuclear forces high command have all now been provided with their own official patron saints.  “Nuclear priests” sometimes actually accompany missile submarines on patrol, and individual nuclear bombers are often consecrated with an Orthodox rite specially developed for this purpose.  A monk is apparently even permanently assigned to the Russian nuclear test site at Novaya Zemlya — where the United States assesses that Russia has not adhered to its testing moratorium in a manner consisted with the U.S. zero-yield standard. The U.S. government, including the Intelligence Community, has assessed that Russia has conducted nuclear weapons tests that have created nuclear yield.
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          Orthodox officials have thus built a symbiotic relationship with Putin’s authoritarian regime as champions of the regime’s great “grievance state” project of restoring Russian global power and influence, and have become cheerleaders for the role of nuclear weaponry and nuclear brinksmanship in this endeavor.  Nuclear weapons seem to have become indissolubly linked to the revisionist geopolitical mission of the Russian “grievance state,” being seen as the critical means by which Russia preserved its identity in a time of weakness, and an indispensable part of its return to glory.  This bodes ill for the disarmament enterprise.
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          And there is an additional problem, from a nonproliferation and disarmament perspective, that has been created by Russia’s modern revisionism – and in particular, its penchant for using force to re-litigate the territorial settlements of the post-Soviet era.  Ukraine, as you’ll recall, inherited a large number of nuclear weapons and delivery systems upon the collapse of the USSR, but relinquished them on the strength of security assurances given it by Russia in the Budapest Memorandum of 1994 – assurances that Putin betrayed with his assaults upon Ukraine and forcible attempted annexation of a large portion of that country.   With these moves, Russia sent a deeply problematic signal about the importance of having nuclear weapons, and not relinquishing them.  Russia’s interventions in Ukraine, therefore, threaten the global nonproliferation regime and the world’s hopes for eventual disarmament — potentially making Moscow, in effect, an exporter of its own nuclear-fetishizing approach to security.
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           C. Iran
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          With respect to the relationship between its own grievance ideology and nuclear nonproliferation, Iran has its own grim story to tell.   Notwithstanding its status as a State Party to the NPT, the Iranian regime began seeking to develop nuclear weapons during its war with Iraq in the mid-1980s.  Acquiring uranium enrichment technology from abroad, the Iranians began a secret nuclear weapons development program and a fissile material production capability that could ultimately provide it with weapons-usable uranium and plutonium.  To be sure, Iran suspended its coordinated nuclear weapons program in 2003, but it secretly preserved detailed records of this work and its future trajectory remains highly uncertain today.
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          Meanwhile, Iran continues to behave just as one might expect a regime to behave if founded upon the sort of quasi-messianic revisionist legitimacy narrative discussed today.  It continues to develop more sophisticated missiles with which to threaten its neighbors and continues to transfer missiles and missile technology to proxy forces across the Middle East, including non-state actors.  Tehran also continues its role as the leading state sponsor of terrorism worldwide, and the Iranian Revolutionary Guard Corps’ (IRGC) Qods Force remains very active as the sponsor, financier, arms provider, recruiter, trainer, and quartermaster of Shi’ite militia groups in Iraq and on the battlefields of Syria.  And most recently, the IRGC had even taken to attacking or seizing foreign oil tankers and attacking its neighbors’ critical infrastructure facilities with missiles and drones.”
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          The key point here, from the perspective of our understanding of “grievance states,” is perhaps simply that such Iranian actions should not be particularly surprising.  With an explicitly revolutionary geopolitical agenda and a legitimacy narrative grounded in oppositional stances to the physical and ideological power of both East and West — not to mention that of Israel and the Sunni monarchies of its neighborhood — the Iranian regime is profoundly revisionist, and its behaviors intentionally destabilizing.
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          Getting such a “grievance state” to accept nonproliferation-related norms of self-restraint may not be impossible.  Indeed, the fact that Iran agreed to negotiate over its nuclear program in 2013 suggests economic pressure can work – and that if such pressure is combined with aggressive diplomacy, something better than the notably inadequate Joint Comprehensive Plan of Action can be achieved – something with permanent constraints that addresses the full spectrum of Iran’s malign activities.
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           IV. Conclusion
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          The challenges presented by these “grievance states” are profound. Their behavior frequently tends to be intrinsically destabilizing, presenting potentially serious challenges to international peace and security as a result both of the often coercive means by which they seek to upend the established order, and of the likely grim implications for human flourishing to the degree that these regimes actually succeed in refashioning large swathes of the international system in their own autocratic, lawless, and militaristic image.
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          ​What precisely the rest of the international community needs to do in responding to these three states is a core challenge for U.S. competitive strategy.  Their grievance-infused revisionist geopolitics helps drive them to exert themselves against U.S. interests — and against those of our friends and allies, and indeed against the structure and function of the present international system, which in differing ways they each wish to restructure to some degree in their own image.  This requires robust counter-strategies from all of us in the rest of the world who recognize how horrific it would be if these states were to achieve their objectives.
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          At the same time, dealing with them cannot be wholly oppositional, since in various respects we still need to work with each of them.  It is central to U.S. China policy, for instance, that we need to figure out how to be both competitive and cooperative with the regime in Beijing — pushing back against it strongly where we need to, but also working with it as a partner where we still find shared interests.
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          In his speech at Hudson, Secretary Pompeo made this point very clearly, noting that there are both challenges and opportunities in dealing with a strategic competitor such as China.  We hope to engage Beijing in constructive ways, he said, and we want to see “a prosperous China that is at peace with its own people and with its neighbors.”  For this reason, we will cooperate with China where “there is common ground to be had” — such as in the “Phase 1” trade deal that the United States is close to reaching with Beijing.  As Vice President Pence has also noted, “‘[c]ompetition does not always mean hostility,’ nor does it have to. … [W]e want a constructive relationship with Beijing where our prosperity and security grow together, not apart.”
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          Yet the Secretary also made clear that we must engage with “China as it is, not as we wish it were” — and that this means confronting the problems that have arisen as the PRC has acted out in ways creating “challenges for the United States and the world.”  It means pushing back against the aspects of China’s rise that have been, as he noted, “at the expense of American values, Western democracy, and security, and good common sense.”
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          Similar points can be made about Russia, which has also acted to carve out a new global role for itself in ways and with methods that are both deeply destabilizing and fundamentally at odds with the values that we hold dear — but with which we also must, for the sake of international peace and security, engage constructively where there is common ground.  Indeed, in the nuclear weapons arena, we also seek to involve both of these great power competitors in trilateral arms control relationships that will forestall the new nuclear arms race that their respective nuclear and missile programs and military postures today threaten to create.  As for Iran, we are presently focused upon maximizing pressure upon the regime in Tehran, but only in order to incentivize a diplomatic solution to the many problems between us.
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          How to build and maintain effective competitive strategies against these grievance-obsessed regional or global competitors is perhaps the key foreign policy and national security challenge of our era, and raises questions well beyond what I can address now.  But I do think that more work needs to be done to understand the phenomenon of “grievance states” as such, and to develop — and build an international constituency for — responses to the threats they present.  I hope, however, that we can learn useful things to this end by studying these states as representing, in important ways, individual variations upon a common theme.  Perhaps think tank scholars such as yourselves can help us solve these problems.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Tue, 12 Nov 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2442</guid>
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      <title>The State Department’s ISN Bureau: Enduring Priorities and New Missions</title>
      <link>http://www.newparadigmsforum.com/p2436</link>
      <description>Below is the prepared testimony that Assistant Secretary Ford delivered to the Subcommittee on Asia, the Pacific, and Nonproliferation of the Foreign Affairs Committee of the U.S. House of Representatives on September 26, 2019. 

Good afternoon, Chairman Sherman, [...]</description>
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           Below is the prepared testimony that Assistant Secretary Ford delivered to the
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            Subcommittee on Asia, the Pacific, and Nonproliferation
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           of the
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            Foreign Affairs Committee of the U.S. House of Representatives
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           on September 26, 2019.
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          Good afternoon, Chairman Sherman, Ranking Minority Member Yoho, and Representatives. Thank you for giving me the chance to appear before you today to outline our vision and priorities at the State Department’s Bureau of International Security and Nonproliferation (ISN).
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          As reflected on our 
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          , ISN’s primary mission is to prevent the spread of weapons of mass destruction, delivery systems, and destabilizing advanced conventional weapons capabilities, as well as to help roll back such proliferation where it has already taken root. This is a critical U.S. national security objective – one emphasized in both the 
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           2017 National Security Strategy
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          and the 
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           2018 National Defense Strategy
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          – and we in the ISN Bureau are proud of our contributions to this mission.
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          Precisely how we live out our roles and responsibilities in support of U.S. national security and foreign policy priorities, however, is (and must always be) a work in progress, tailored on an ongoing basis to the nature and severity of the threats facing our nation in light of the policy priorities of the administration. I am pleased to take this opportunity to set forth how we are presently working to leverage the Bureau’s talented personnel, diverse skills, resources, and experience to protect and advance U.S. interests in today’s very challenging security environment.
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          I hope that insight into our vision for this work will be of use to you as you evaluate our bureau and its resourcing. To be as helpful as I can about answering your questions, I will truncate my initial remarks in the interest of brevity – but I respectfully request that the full version of my prepared comments be entered into the record.
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          For longtime observers of U.S. nonproliferation policy, much of what we are doing is unsurprising. Fortunately, nonproliferation has tended to enjoy strong bipartisan support in Washington, and many of our key priorities and objectives have remained fundamentally unchanged for many years. There is also much in the approach being taken by today’s ISN, however, that is quite new and innovative. I am pleased to have the chance to highlight to you both what remains important and what is new.
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           I. Our Enduring Agenda
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          In the past, ISN generally conceived its mission as being principally about “nonproliferation” in a narrow sense – that is, about preventing the flow of sensitive technology and materials to rogue regimes or terrorists and supporting nonproliferation-related multilateral regimes.  All this we still do, Mr. Chairman, and I daresay we do it well. I have my capable predecessors, as well as a longstanding tradition of strong support in the U.S. Congress, to thank for having such a capable team at ISN, and such a strong record of accomplishment for us to build upon in these regards.
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          All of this work, Mr. Chairman, is devoted to making sure that it is as difficult, costly, expensive, and painful as possible for rogue regimes and terrorists to acquire WMD, delivery systems, or advanced conventional weapons. This is our “traditional nonproliferation” mission, and it is exceedingly important work. Nevertheless, this is not all we do.
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           II. Reforming and Improving
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          We are also hard at work to ensure that we do all of this as efficiently and effectively as possible. As an example, we are undertaking a broad reform of our programming efforts to ensure that ISN is as responsible and effective as possible as a steward of the funds that Congress and the U.S. taxpayer have entrusted us to manage in support of international security and nonproliferation equities.
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          We are, for instance, building new evaluative mechanisms into our programming to ensure that we target spending as directly as possible against concrete security threats and the highest priority challenges facing U.S. foreign and national security policy, that we re-evaluate programming decisions on an ongoing basis in order to maximize their responsiveness to evolving circumstances, and that we “graduate” recipients of our assistance as their national or institutional capacities improve so as always to be devoting our capacity-building resources to the most pressing security needs. To this end, Mr. Chairman, we have also been migrating our programming funds from rigid, country-specific efforts into more flexible regional or global accounts that will permit us to maintain appropriately threat-prioritized allocations in a rapidly changing environment. We are grateful for the support we have received both from the Department and from Congress in these reform efforts, and for continued funding for our nonproliferation programming, which faces an ever growing list of threats to address as part of our mission to prevent the spread of WMD, delivery systems, and advanced conventional weapons capabilities – and rolling back such proliferation where it has already taken root.
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          In line with these reform efforts, in the past two of the President’s budgets, the Department requested that the Congress grant full notwithstanding authority for three ISN programs to counter WMD proliferation threats that emerge from state sponsors of terrorism and gross violators of human rights. This would provide these ISN nonproliferation programs a similar notwithstanding authority as other State programs, such as those of the Bureau of International Narcotics and Law Enforcement Affairs, and ensure that all necessary tools are available to hold regimes such as North Korea and Iran accountable. This would enable us to implement programs to address proliferation threats in countries where we lack this authority. This request is not intended to use foreign assistance dollars to build the capabilities of states that violate United Nations Security Council Resolutions and break international commitments, but to identify and help prevent proliferation activities anywhere they may occur.
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          Internally, moreover, ISN has greatly improved mutual situational awareness and coordination between our “policy” and “programming” offices, to maximize their effectiveness as collaborative team members. Indeed, we have been working to replicate this approach on a multilateral basis, by encouraging analogous moves by our diplomatic partners and in fora such as our Global Partnership and Nonproliferation Directors Group engagements.
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          Nor have we restricted our innovations to the U.S. interagency and our work with diplomatic counterparts. We have also placed a very high priority upon public outreach and engagement, to explain what we have been doing on all fronts, to outline the thinking behind it, and – frankly – to evangelize for sound nonproliferation and international security policies across the entire range of Bureau mission areas. We are proud, Mr. Chairman, not just of the work we are doing, but of the robust public record we are building about that work – hopefully, not merely as another bureaucratic participant but also as an example and an inspiration to others both at home and abroad.
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           III. Evolving New Missions
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          But these days we do even more than this, Mr. Chairman. ISN now also uses our nonproliferation-derived tools and expertise to support U.S. national security and geopolitical strategy more broadly. Most of all, in this respect, we are building new lines of effort in support of our nation’s competitive strategy. This undertaking is appropriate for an era in which high-level U.S. national security documents such as the National Security Strategy and the National Defense Strategy place special priority upon meeting the challenges presented by the revisionist powers of China and Russia – as well as the threats that Iran and North Korea present.
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          As the U.S. government as a whole is in the process of reorienting itself increasingly toward broader strategic challenges, Mr. Chairman – including to the exigencies of counterstrategy, especially vis-à-vis revisionist China – we are making such work an increasingly important part of the ISN Bureau’s activity. All ISN offices are exploring how they can contribute better to these strategic goals, and we are reorienting parts of the Bureau to facilitate this.
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          We certainly haven’t abandoned the traditional priorities, which often provide a vital foundation for our new and emerging missions, and we still work at them faithfully, diligently, and effectively. But we are also mindful that state-on-state challenges never went away over the last quarter century, and that certain other powers have been hard at work on their own strategies against us while we were preoccupied with other matters. It is now a key part of our mission to contribute to U.S. competitive strategy in response to these challenges – on top of all of the other vital things our bureau does.
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           IV. Conclusion
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          We are proud of all we are doing in support of these U.S. national security and foreign policy priorities, Mr. Chairman. It remains an immense honor and a great pleasure to lead this superbly talented team of Civil Service, Foreign Service, and contract experts devoted to protecting and advancing the interests of our great Republic in a challenging and dangerous world and helping make that challenging world a less dangerous place.
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          As I hope I’ve made clear, we are working enormously hard on a great many fronts in our efforts to make the American people safer and more prosperous in the face of a broadly deteriorating global security environment. Doing all of this is hardly easy, and our staff has basically been engaged in a sort of “marathon sprint” for the last couple of years. We are enormously grateful for the support we’ve received from Congress, and we look forward to continuing to work with you and your colleagues on these great collective challenges in the months and years ahead.
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          Thank you, Mr. Chairman. I look forward to your questions.
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          -- Christopher Ford
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      <pubDate>Fri, 27 Sep 2019 00:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2436</guid>
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      <title>The Strategic Logic of U.S. Iran Policy</title>
      <link>http://www.newparadigmsforum.com/p2623</link>
      <description>Below appear the remarks Assistant Secretary Ford delivered at an event sponsored by the Vienna Center for Disarmament and Nonproliferation.  
Good day, everyone, and special thanks to the Vienna Center for Disarmament and Nonproliferation for giving me the chance [...]</description>
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           Below appear the remarks Assistant Secretary Ford delivered at an event sponsored by the Vienna Center for Disarmament and Nonproliferation. 
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          Good day, everyone, and special thanks to the Vienna Center for Disarmament and Nonproliferation for giving me the chance to speak to you. This is clearly an extremely challenging point in the international community’s struggle with the proliferation challenges presented by Iran — which continues its current provocative path of once again building up its fissile material production capabilities, even while refusing to answer questions about dramatic new information that has appeared during the last year about its prior nuclear weapons work, and even while apparently stonewalling the International Atomic Energy Agency (IAEA) on questions that have arisen about whether it is still hiding undeclared nuclear material or activities.
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           I. The Problem
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          The first aspect of this problem — Iran’s expanded enrichment of uranium to greater percentages of purity, and now its acceleration of work on advanced centrifuge designs — is a new development over the last several months. Upon announcing its decision to cross Joint Comprehensive Plan of Action (JCPOA) lines, Iran began exceeding the 300 kilogram cap set on its stockpile of low-enriched uranium and started enriching uranium beyond the 3.67 percent limit set in the deal. Most recently — two weeks ago — Iran announced it would also cease observing the research and development (R&amp;amp;D) limits to which it committed under the deal, and will instead take new steps to expand its advanced centrifuge work. As the IAEA has detailed, moreover, even before Iran announced its decision to cross lines set in the JCPOA, it had begun testing advanced IR-6 gas centrifuges for uranium enrichment in numbers significantly in excess of JCPOA limits.
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          Iran’s assertions that all these escalatory steps are entirely reversible are false: the knowledge Iran would gain over time from its accelerating R&amp;amp;D work represents irreversible learning that could ultimately shorten Iran’s breakout time to a nuclear weapon if it decided to pursue one. And Iran continues to threaten further steps to expand its program if it is not financially paid off by the Europeans or given relief from U.S. sanctions — in effect, demanding extortion payments from the international community, as if nonproliferation compliance were some kind of Mafia protection racket.
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          Other aspects of the Iranian problem, however, are unfortunately very familiar stories. Iran does not appear to be giving the IAEA the full and timely cooperation it needs. Tehran also continues to conceal its prior nuclear weapons activities — despite extensive and well documented proof of this illegal work — raising serious questions about Iran’s intentions for potential future reconstitution.
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          Still another aspect of the problem we all face — the emergence of new questions about the completeness of Iran’s safeguards declarations — is a very recent development, first highlighted in the Acting Director General’s most recent report to the IAEA Board of Governors and his statement to the Board meeting last week. This is the first time in several years that such questions about hidden activities or materials have arisen, potentially indicating problems in Iran’s compliance with its safeguards obligations and Article III of the Nuclear Nonproliferation Treaty (NPT).
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          Together, all these aspects paint a very troubling picture, and underline the importance of the international community coming together in search of an enduring solution to the myriad problems Iran has presented since its secret nuclear program first came into public view in 2002.
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           II. Towards a Solution
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          These developments present the international community with critical challenges — particularly, I would suggest, for our European partners, who have been telling Iran for months that it should not expand its nuclear program as it is now doing, that it is essential that Iran remain within current JCPOA limits, and that building up nuclear capabilities in this fashion would be entirely unacceptable. It is now up to our European partners to demonstrate to Iran that they actually meant what they said. Otherwise, Iran is likely to conclude either that Europe doesn’t really mind that much after all or that European and global concerns can be ignored with little consequence — in both cases reinforcing Tehran’s view that it has latitude to continue down this dangerous and destabilizing path.
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          I think we all share a strong interest in making sure Iran reaches neither of these conclusions. Accordingly, it is time for diplomacy with Iran — and, in particular, European diplomacy with Iran, though constructive contributions from Moscow and Beijing would certainly be welcomed too — to make the critical transition from focusing upon how to get Tehran the benefits it demands in order to cease its provocations to focusing instead upon the costs and penalties that Iran will have to face if it does not immediately reverse its present provocative and destabilizing course.
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          But here I need to make a critical point. Though there is by now a well-established diplomatic discourse that sees everything about these Iran challenges as being somehow about the JCPOA — and deeply entrenched reflexes that seek to skew all ongoing policy debate into endless, sterile relitigations of whether the JCPOA was a wonderful or a terrible idea — where one lies on the “pro-versus-anti-JCPOA” continuum is at this point fundamentally irrelevant to the long-term solution. Whatever one’s position in the recriminations and mutual finger-pointing of 2018 on such topics, it is no longer 2018, and it is certainly no longer 2015. We all face the same long-term challenge here, and it is time we focus on working together for a solution.
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           A. Safeguards Compliance
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          One of the first things on which we must be working better together — and on which I dearly hope no serious person would disagree, no matter how they feel either way about the JCPOA — is in addressing the immediate challenge that has arisen with respect to Iran’s apparent lack of full cooperation with the IAEA, particularly now that there seems to be some question about the possibility of undeclared nuclear materials or activities in Iran.
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          In his opening statement to the Board of Governors last week, the Acting Director General stressed that “time is of the essence” for Iran to provide full cooperation. Matters related to Iran’s fundamental safeguards obligations and that potentially involve undeclared nuclear material or activities clearly must be addressed immediately.
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          Whatever these emerging issues turn out to be, we all look to the IAEA to inform us promptly of any developments that require our collective attention. Unresolved indicators of hidden nuclear activities in Iran — especially given its history of safeguards noncompliance and illegal weaponization work, as well as its current efforts at nuclear extortion — would strike at the heart of the assurances that it is the fundamental purpose of the NPT and the global nonproliferation regime to generate. Bringing such questions to light is at the core of the IAEA’s safeguards mission and professional responsibilities. Such issues brook no delay or temporizing; if there are questions, they must be brought to the Board’s attention, faced, and dealt with forthrightly — not hidden or glossed over.
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          These new developments help change the lens through which Iran’s current nuclear policies must be viewed, and they underscore the degree to which the fundamental challenge we all face actually has little to do with the JCPOA. Instead, the real problem is one of Iranian behavior, intentions, capabilities, and long-term trajectory. These developments also make clear that we both can and must work together to ensure full safeguards implementation in Iran irrespective of our feelings about the JCPOA. Safeguards compliance is not solely a JCPOA issue: it is a fundamental verification requirement of the NPT.
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          With all this in mind, let’s look more closely at what we know so far about the IAEA’s new concerns. To recap IAEA reporting over the past few weeks, I’ll highlight the following data points:
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          Iran would have you believe this is all just routine IAEA engagement between the Secretariat and a Member State. But one must be clear: insufficient cooperation and ongoing, unanswered questions related to the completeness of a safeguards declaration such that this kind of diplomatic escalation is needed is anything but routine. Member States that are upholding their obligations do not require special visits from the Acting DG to emphasize the importance of full and timely cooperation on any issue at all — much less on one about potential undeclared nuclear materials or activities. Continued thorough and factual reporting on Iran’s nuclear activities remains essential for the Board accurately to assess Iran’s implementation of its safeguards obligations and nuclear commitments, and to enable the Board to support the Secretariat’s efforts should there be any delay, denial, or deception in dealing with the IAEA.
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          As the IAEA continues its work to get to the bottom of whatever these latest questions about Iran are, Agency inspectors deserve full-throated support from the entire international community. It is imperative that the Secretariat have such support from all of us as it professionally executes its critical mandate: ensuring that no undeclared nuclear activities are occurring in Iran and that no undeclared nuclear material is being hidden in violation of Iran’s safeguards agreement and Article III of the NPT. We all need to make it crystal clear to Iran that it must cooperate fully and promptly with the IAEA on all such issues.
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           B. The Stakes
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          These new questions that have arisen, and Iran’s unwillingness to cooperate properly with the IAEA, have a depressingly familiar feel. We have all seen this safeguards gamesmanship movie before — and repeatedly — and it is long past time to rewrite the ending. The recurring nature of these Iranian problems also helps underscore just what is at stake here, for these overlapping problems obviously go well beyond just some issue of merely “technical” or “inadvertent” noncompliance with some obscure rule, and are no mere question of historical curiosity. Fundamentally, these questions all revolve around whether any of us can have confidence that Iran has put its nuclear weapons ambitions behind it and no longer possesses a pathway to acquiring such a capability.
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          For years after the initial revelations of covert Iranian nuclear activities in 2002, Iran played games with IAEA inspectors by hiding evidence of its past safeguards violations and refusing to come clean in the face of overwhelming evidence of its past nuclear weapons-related activities. Although Iran has yet to come clean, however, we all know enough of the truth to get the essential point: the fissile material production capabilities Iran today possesses — and which it is now expanding and seeking to use as tools of nuclear extortion — are ones that Iran initially developed in secret, in violation of its safeguards agreements, and in violation of the NPT. There is no ambiguity on this point. It is also painfully obvious that Iran’s development of uranium enrichment was undertaken at least in part in order to produce fissile material for nuclear weapons.
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          The “nuclear archive” that Israel took from Iran necessarily reanimates legitimate questions about Iran’s current and future nuclear intentions. As we look toward a comprehensive deal that assures Iran cannot obtain nuclear weapons now or in the future, the very existence of this archive raises pressing questions for all of us — most obviously about Iran’s intentions in storing away materials that could facilitate a resumption of nuclear weapons work. In light of the new concerns regarding Iran’s safeguards cooperation raised by the IAEA just last week, moreover, we should also all be asking ourselves what else the Iranian regime may be continuing to hide.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          These are matters of direct and urgent relevance to the IAEA’s work, and critical to how we approach verification issues in a new deal going forward. As we — I hope — work together to press for clear and persuasive answers on these matters, it is critical that we remember the grim history of Iranian violations, and keep carefully in mind what is ultimately at stake here.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          I think reasonable people must agree that the international community faces a collective challenge with Iran — a country that pursued nuclear weapons in the past, continues to lie to the IAEA and the international community about this, and appears to have been at least keeping open the option of pursuing weapons in the future — in ensuring that Tehran is never able to develop nuclear weapons. We must acknowledge that Iran’s deceptions endured before, during, and after U.S. participation in the JCPOA — a chain of nuclear deceit that sanctions relief did not break.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           C. Strategy for an Enduring Solution
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          So let’s look forward a bit toward how to address the real problem. In this regard, I want to stress one point: whatever one’s position on the JCPOA, the question of how to ensure enduring limits upon Iran’s nuclear capabilities is one that we were going to have to face either way, no matter what.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Let me reemphasize this point: the JCPOA-specific problems that the Europeans face today in trying to persuade Iran to stop building up its nuclear capacities are the exact same problems we would all still have faced even had the United States remained a participant in the deal, once the JCPOA’s so-called “sunset” dates arrived. No one can credibly argue that the sunsets contained in the deal were not eventually going to be a problem, nor that we would all at some point have to have struggled with the challenge of keeping Iran from building out its fissile material production capacities and stocks of fissile material in ways that would enable it quickly to “sprint” to enough weapons-grade uranium for a nuclear weapon and confront the international community with a terrible fait accompli.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Defenders of the JCPOA contend, of course, that it would have been better to face this problem a few more years down the road than to face it today. I understand that argument, and it has a superficial appeal.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          In the abstract, I suppose — all other things being equal — it is natural generally to prefer struggling with a thorny problem later than struggling with it sooner. In the Iran case, however, all other things are far from equal, and on balance the international community is better positioned to start pressing Iran into negotiations today than it would be if we had continued on the JCPOA’s course of postponing these questions until many of the deal’s key nuclear restrictions were about to evaporate on their own terms. And this would be doubly true if it turned out that Iran is still hiding yet more undeclared nuclear materials or activities.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          This insight about strategic timing lies at the core of U.S. policy vis-à-vis the Iranian proliferation threat today, so let me unpack it for you a bit more.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           III. “Sooner” versus “Later”
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          To help illustrate the “sooner is better” point, let us first recall what Iran did, and how Iran fared, during the three year period of the JCPOA before the United States pulled out and we began our “maximum pressure” campaign to drive Tehran toward negotiations on a real solution.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The Obama Administration may have hoped that securing the JCPOA would help catalyze better behavior from Iran more generally. President Obama, for instance — picking up themes he had earlier voiced upon coming into office, when he famously offered an “extended hand” to Iran and in a Farsi-subtitled video on the occasion of the Persian New Year expressed his desire for “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/videotaped-remarks-president-celebration-nowruz"&gt;&#xD;
      
           renewed exchanges among our people and opportunities for partnership and commerce
          &#xD;
    &lt;/a&gt;&#xD;
    
          ” — declared upon finalizing the JCPOA that the deal would give Iran a chance to “
          &#xD;
    &lt;a href="https://obamawhitehouse.archives.gov/the-press-office/2015/08/05/remarks-president-iran-nuclear-deal"&gt;&#xD;
      
           to move in a different, less provocative direction
          &#xD;
    &lt;/a&gt;&#xD;
    
          .” Indeed, the JCPOA itself declared that the participants anticipated that “full implementation of this JCPOA will positively contribute to regional and international peace and security.”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Unfortunately, any such hopes turn out to have been misplaced. In fact, under the JCPOA — with the concessions it embodied in sanctions relief and in providing legitimacy to Iran’s nuclear program — Iran’s behavior actually worsened. As U.S. officials have pointed out repeatedly in recent years, the lifting of sanctions and Iran’s degree of JCPOA-associated re-integration into the global economy both empowered and emboldened Iran, making it a more dangerous regional actor than before.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          For one thing, Iran did much better economically as a result of JCPOA sanctions relief, particularly with regard to oil sanctions, and as former Secretary of State John Kerry embarked upon a sort of diplomatic world tour to encourage business ties with Iran.  According to the Central Bank of Iran, the country’s economy grew 12.5 percent over the 2016-17 period, compared to the 
          &#xD;
    &lt;a href="https://www.macrotrends.net/countries/IRN/iran/gdp-growth-rate"&gt;&#xD;
      
           nearly six percent shrinkage it had suffered over 2014-15
          &#xD;
    &lt;/a&gt;&#xD;
    
          under international sanctions before the JCPOA.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Unfortunately, that wealthier and more confident Iran also felt freer to act out dangerously.  Iran’s defense budget rose significantly, for instance, and its malign activities in the Middle East increased. Iran expanded its practice of unlawful detentions of Americans and Europeans. The Iranian Revolutionary Guard Corps’ Qods Force expeditionary arm deepened its involvement in Syria, and became the headquarters cadre for Iran’s proxy militia forces in Iraq. Iran funded an expansion in the development of a huge arsenal of ever more sophisticated ballistic and cruise missile and explosive drone capabilities.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Unfortunately, simply developing this destructive technology was not enough. Iran chose to proliferate missiles and missile production technology to clients such as Lebanese Hizbollah terrorists and the Houthis in Yemen to attack critical civilian infrastructure and energy facilities alike. Iran’s broader support for international terrorism also continued, and even accelerated, to include directing a 
          &#xD;
    &lt;a href="https://be.usembassy.gov/extradition-of-iranian-official-asadollah-assadi-for-role-in-paris-terrorist-plot/"&gt;&#xD;
      
           bomb plot
          &#xD;
    &lt;/a&gt;&#xD;
    
          in the heart of Europe that was foiled by French, Belgian, and German authorities in 2018.  By early 2018, in fact, an empowered and emboldened Iran seemed to be on the verge of consolidating an axis of malevolent influence or control that stretched from the Mediterranean to the Indian Ocean.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Iran’s financial support for regional destabilization accelerated after the JCPOA.  Billions of dollars went to prop up the Assad regime in Syria, for instance, with more than $700 million or so annually to Lebanese Hizbollah, and perhaps $100 million a year to Palestinian groups such as Hamas and Palestinian Islamic Jihad.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Thankfully, we have now begun to cut back such flows of funding thanks to the pressure campaign the United States began after leaving the JCPOA.  Whereas in 2016, under the JCPOA, Lebanese Hizbollah leaders bragged to the press that “as long as Iran has money, we will have money,” under our renewed sanctions, both Hizbollah and Iranian-backed militia groups in Syria have now begun complaining that their stream of payments from Iran was being cut back.  Had we not ceased participating in the nuclear deal and imposed today’s pressures, however, it seems clear that the Iranian-funded flush years for regional terrorism and instability would have continued unabated.  I am confident that this bloom of additional support for regional destabilization was an unintended side-effect of the JCPOA, but it was a side-effect nonetheless.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          All of which brings us to the core strategic problem.  All of this worsening of Iran’s destabilizing provocations in the Middle East that I am describing covers a period of only about three years, from the start of the JCPOA to the point at which we began our “maximum pressure” campaign.  What would things have looked like if we had waited another three, six, or even ten years to impose serious responsive measures?
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Defenders of the JCPOA would have you believe that the deal did everyone a favor by creating time in which to address the glaring problem that it did not solve of Iran building up its nuclear capacity — and eventually collapsing its nuclear “breakout time.”  Secretary of State 
          &#xD;
    &lt;a href="https://2009-2017.state.gov/secretary/remarks/2015/09/246574.htm"&gt;&#xD;
      
           Kerry proclaimed at the time
          &#xD;
    &lt;/a&gt;&#xD;
    
          , for instance, that while it was true that key restrictions on Iran’s nuclear program would eventually disappear, the deal would nonetheless give the world “extra time to prepare for the future” when Iran wouldn’t be subject to those limits.  That may have sounded good at the time, but Kerry’s idea that we would have time to solve the problem later had two fatal flaws.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          First of all, the JCPOA itself impeded efforts to use that time to prepare for a follow-on deal that would place enduring restrictions upon Iran’s fissile material production and material stockpile.  Brian Hook and I saw this with painful clarity in late 2017 and early 2018, for example, in our negotiations with European counterparts in search of a common approach to permanently fixing in place constraints on Iran’s nuclear capacity. (This, you will recall, is what 
          &#xD;
    &lt;a href="https://www.whitehouse.gov/briefings-statements/remarks-president-trump-iran-strategy/"&gt;&#xD;
      
           President Trump had directed in October 2017
          &#xD;
    &lt;/a&gt;&#xD;
    
          , when he told U.S. officials to engage with Congress and U.S. allies on how to solve the “sunset” problem.)
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          None of them were willing to place pressure upon Iran to try to elicit its acquiescence to ending the “sunsets” because they viewed such pressure as being inconsistent with the JCPOA.  In effect, these discussions demonstrated to us that it would remain impossible to construct a diplomatic framework for imposing enduring constraints upon Iranian fissile material production and stockpiling — or to impose pressure on Iran for the purpose of incentivizing such a follow-on deal — for so long as the JCPOA remained intact.  The nuclear deal itself, therefore, all but precluded any serious effort to address its own biggest failure.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The second fatal flaw in Secretary Kerry’s notion that the JCPOA would give the international community time in which to address the long-term problem of Iran building up its nuclear capacities as permitted by the deal can be seen from the acceleration of Iranian regional provocations and the growth of its economy during the initial JCPOA period that I have just described.  With things getting so much worse in just the first three years of the deal, it seemed essentially fantastical to imagine that we could wait several additional years before even starting efforts to negotiate and to incentivize a collective answer to the “sunset” problem.  It became clear to us that such deliberate postponement would only make things worse.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          No matter what the circumstances, of course, negotiating a more comprehensive and enduring solution to the Iranian proliferation problem was clearly going to be difficult, would surely take some time, and would naturally be resisted by Iran.  Indeed, it would probably take the imposition of very significant pressures to help bring Iran to the table for such talks, let alone to incentivize its decision to accept a real solution.  But these challenges were only going to get worse with time, not better.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          While we all would have been waiting before beginning to press Iran into a more enduring solution that solved the “sunset” problem, the very “Iran” with which we would all be dealing would likely have been changing.  Under the JCPOA, as I have noted, Iran was becoming wealthier, stronger, and more aggressive with every passing year — as well as more seemingly fixated upon consolidating some sort of malevolent regional hegemony.  By the time the “sunset” problem became unavoidable even in the eyes of our diplomatic counterparts, therefore, this grim dynamic of Iranian advance would have had the chance to run not just for three years, but for as much as a decade or more.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The “worry about it later” approach suggested by defenders of the JCPOA would thus have crippled any such postponed negotiations before they even started, setting the whole project up for failure — and Iran’s nuclear ambitions for success. If we had waited until the fissile material “sunsets” were just around the corner before trying finally to make enduring nonproliferation demands on Iran and to pressure Tehran into taking them seriously, in other words, Iran would start these discussions having vastly improved its leverage compared to where things stand today. The “worry about the sunsets later” approach was thus doomed to failure.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
           IV. The Way Forward
          &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          None of which is to say that where we stand today is a comfortable spot. As I have already described, in addition to JCPOA-linked provocations, we are now confronting unrelated questions about the possibility of undeclared material and activities in Iran, as well as problems in Tehran’s cooperation with the IAEA on these very questions. So I certainly do not mean to minimize the challenges we face in our Iran policy right now; they are quite real. However, we cannot allow Tehran to once again avoid accountability for its actions — nor can we afford to pass up the opportunities that today’s leverage vis-à-vis Iran offers the international community in comparison to tomorrow’s.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          If Iran has truly put its past nuclear weapons pursuit behind it, that is excellent. But it is Iran that bears the burden of proving that it has turned the page and is truly committed to its obligations under the NPT. The United States has repeatedly made clear that if Iran is able to demonstrate that it is truly ready to turn the page — and if it does so — then we will meet it in kind by lifting sanctions and restoring diplomatic relations.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          I want to reiterate here again tonight particular components of the U.S. position I articulated last December at Wilton Park. My full remarks there are available 
          &#xD;
    &lt;a href="https://www.state.gov/towards-a-successful-comprehensive-and-enduring-negotiated-solution-with-iran/"&gt;&#xD;
      
           online
          &#xD;
    &lt;/a&gt;&#xD;
    
          . As I made clear, our fundamental concerns regarding Iran’s nuclear ambitions — even before the new IAEA concerns — was the driving force behind our approach to the JCPOA’s “sunset” clause problem and therefore a major factor in our decision to cease participating in the deal. This is the basis of the first prong of the enduring deal we envision.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The U.S. position remains that the international community should demand that Iran not engage in any fissile material production. Recognizing the weapons-related genesis of much of Iran’s enrichment program and our continued concerns regarding Iran’s ultimate nuclear ambitions, no amount of uranium enrichment or plutonium reprocessing in Iran can be acceptable. This is a standard which the United States has long urged more broadly, and Iran’s track record of violations and deception makes it all the more imperative that this standard be applied in its case.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The second prong of the deal we envision is that after full disclosure of its past weapons program and ceasing its enrichment work, Iran would be entitled and encouraged to enjoy more comprehensively the benefits of peaceful applications of nuclear technology. The United States has worked hard to promote and expand such peaceful applications worldwide since the 1950s, and there is no reason Iran could not take full advantage of such benefits if it abandons its destabilizing behaviors and begins to act like a normal, peaceable country.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          A third prong on which the United States would insist in a comprehensive deal is the requirement for robust IAEA verification and monitoring, including authorities that go beyond Iran’s Comprehensive Safeguards Agreement and the Additional Protocol to include additional access rights. Recent events have only underscored the importance of ensuring this. It is essential for the whole international community to have confidence that Iran is abiding by its obligations and commitments.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The United States is steadfast in its support for the IAEA’s professional and independent evaluation of all safeguards-relevant information in all countries. Our insistence on greater authorities in Iran has nothing to do with any desire to provoke some kind of crisis over the question of access. Rather, it is Iran’s own history of deception and interference with the work of the IAEA — dynamics which seem to be playing out yet again today — that demonstrates the imperative of seeking these additional authorities and ensuring that Iran provides timely and unfettered access to any location in Iran the IAEA seeks to visit. Robust verification is the bedrock on which any durable diplomatic solution to Iran’s nuclear program must be built.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          While Iran’s nuclear program is our focus here today, a real and comprehensive solution to the problems of Iran’s malign acts throughout the region must also address Iran’s development and proliferation of ballistic missiles and related capabilities, including to armed groups such as Lebanese Hezbollah or Houthi militants. This brings me to the fourth prong: Iran should be restricted from developing or possessing missiles capable of carrying a payload of at least 500 kilograms to a range of at least 300 kilometers, the Missile Technology Control Regime (MTCR) “Category I” standard. Iran’s ongoing missile provocations destabilize the region.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          The fifth prong deals not with the content of a comprehensive and lasting deal, but with its mode of arrangement: We would be open to concluding a successor deal with Iran in the form of a legally-binding agreement. The JCPOA was negotiated as no more than an arrangement of political commitments. And indeed, from day one — as anyone could have foreseen, and some did — the mere “plan of action” nature of the JCPOA undermined its ability to inspire confidence over time.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          But to answer the Iran challenge more effectively, we can do better. The United States would consider a legally-binding agreement that would harness the power of law in support of ensuring compliance by all parties to the obligations undertaken therein. Any such agreement would presumably also include express withdrawal procedures and timelines, which would regularize and provide predictability even in the event that any party decided to reassess its course in the future.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As I noted at Wilton Park, there are additional important elements of the comprehensive deal we seek to achieve with Tehran that fall outside of my particular portfolio at the State Department. These include the questions of Iran’s destabilization of the region via proxy warfare and Qods Force adventurism, along with its longstanding sponsorship of international terrorism, including bomb plots in Europe as recently as last summer. I leave discussion of those elements to other colleagues.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Finally, a sixth prong of a comprehensive deal to address our concerns with Iran includes the idea that in exchange for Iran’s acceptance of the restrictions I’ve described — and to the conditions that fall outside my portfolio — the United States would offer full removal of all sanctions on Iran, the full restoration of diplomatic and economic ties, and Iran’s full re-integration with the rest of the world. No prior U.S. administration has ever offered Iran complete normalization, including Iran’s full re-integration into the global economy, and assistance with non-sensitive high-technology development. But we are.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          A real and enduring negotiated solution incorporating these six prongs would eliminate a host of grave regional security problems in the Middle East; it would resolve U.S. national security challenges vis-à-vis Iran that have been festering for decades without ever being adequately addressed; and it would finally achieve what the JCPOA aimed to do, but did not — that is, truly removing the risk of a nuclear-armed Iran.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Iran therefore has a choice. So long as it refuses to address these concerns and end provocative behaviors, its economic and political isolation will worsen. But there is another way ahead, if Tehran finds the courage and wisdom to take it. The United States is truly willing to engage with Iran on a negotiated solution, but Iran must be equally willing — and an important way to start demonstrating this willingness is to promptly, completely, and truthfully answer any and all questions posed by the IAEA.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          As the Acting DG noted to the Board last week, “time is of the essence.”
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
          Thank you.
         &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
          -- Christopher Ford
         &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
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      <pubDate>Fri, 20 Sep 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2623</guid>
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    <item>
      <title>Huawei and its Siblings, the Chinese Tech Giants: National Security and Foreign Policy Implications</title>
      <link>http://www.newparadigmsforum.com/p2431</link>
      <description>These are the remarks that Assistant Secretary Ford delivered at the Multilateral Action on Sensitive Technologies (MAST) plenary meeting at the U.S. State Department on September 11, 2019. 
Good afternoon, everyone, and thanks for traveling so far in order to [...]</description>
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           Below are remarks that Assistant Secretary Ford delivered at the Multilateral Action on Sensitive Technologies (MAST) plenary meeting at the U.S. State Department on September 11, 2019.
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          Good afternoon, everyone, and thanks for traveling so far in order to be part of this important conference.
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          This Multilateral Action on Sensitive Technologies (MAST) process is still quite a new one, but it is very promising – a valuable opportunity for likeminded countries to compare experiences and improve coordination on common technology-transfer threats intimately linked to our common security in a geopolitically challenging world.  I have spoken before about the importance of cultivating “
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           coalitions of caution
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          ” in high-technology engagement with the People’s Republic of China (PRC) – and indeed in any engagement with our strategic competitors – and MAST is a good example of one of the ways in which this can be done.  All your governments should be congratulated for coming together for this second annual plenary conference as a part of the ongoing MAST process.  I hope you have found it as interesting and informative as we have.
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           I. The Huawei Challenge
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          As my contribution to this event, I would like to say a few words about the Chinese technology giant Huawei, which has been in the news quite a bit recently, since it was placed on the U.S. Department of Commerce’s “
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           Entity List
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          ,” which imposes restrictions upon U.S. commercial engagement with specified persons and entities.  Huawei was nominated to be put on the Entity List by my bureau early this year, after it was indicted by the U.S. Justice Department in January 2019 for 
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           theft of trade secrets, attempted theft of trade secrets, conspiracy wire fraud, and obstruction of justice
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          , as well as for 
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           bank fraud and conspiracy to commit bank fraud, wire fraud and conspiracy to commit wire fraud, conspiracy to commit money laundering, and violations of the International Emergency Economic Powers Act (IEEPA) in illegally assisting Iran with sanctions evasion
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          .  The first tranche of the Huawei parent and its affiliates (69 entities) were duly placed on the Entity List in 
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           May 2019
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          .
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          A company may be placed on the Entity List when there is “
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           reasonable cause to believe … that the entity has been involved, is involved, or poses a significant risk of being or becoming involved in activities that are contrary to the national security or foreign policy interests of the United States
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          ,” and indeed the U.S. Government did put Huawei on the Entity List for sound national security and foreign policy reasons.  Nevertheless, there seems to have been some confusion on the part of those who imagine that our problems with that company are at root only economic or commercial, stemming merely from more general U.S. trade and tariff disputes with China.  This confusion is compounded by the Chinese and Huawei propaganda machine as well.  But this is far from being the case:  unfortunately, Huawei also presents deep national security and foreign policy problems.
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          Since we are here at this important MAST Conference to share perspectives on how to meet national security and foreign policy challenges related to potential transfers of sensitive technology, therefore, I am pleased to be able to have this opportunity to offer some more insight into the national security and foreign policy reasoning behind Huawei’s listing.  There will of course still be some limits upon what I can recount to you here, but I will offer you today as much information as I can.
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          The facts do not paint a pretty picture.  Nevertheless, I hope I will be able to convey to you the depth and seriousness of the Huawei problem.
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           II. Tools of Communist Party Influence and Control, at Home and Abroad
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          The first thing to remember is that the challenge presented by Chinese technology giants such as Huawei is not, first and foremost, a specifically “technical” problem, though it naturally has important technical aspects.  At its core, it is a political and a geopolitical challenge.
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          Though they may have formally private ownership and operate in the national and in the international marketplace, global Chinese firms – including Huawei – are in key ways not genuinely private companies and do not make decisions entirely for economic and commercial reasons.  Whether de facto or de jure, such giants can in some important respects or for some purposes act as arms of the state – or, more precisely, the Chinese Communist Party, to which the Chinese state apparatus is itself subordinate.
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          Irrespective of their ostensibly private, commercial status, all such firms are subject to a deep and pervasive system of Chinese Communist Party control.  This control is not limited merely to the possible establishment of Chinese Communist Party cells within a company’s workforce and management structure – a development employed for many years by the Chinese Communist Party in China, but which has been expanding under Xi Jinping and is even being extended to foreign-owned companies operating in China – but also includes a formidable arsenal of state- and Party-manipulable pressures and incentives.  There is also a deep bench of expansively-worded Chinese laws that require cooperation with state officials in virtually all matters, a heavy-handed security apparatus in no way shy about using such coercive tools, and a Party-run judicial system that precludes effective legal recourse to anyone with whom the Chinese Communist Party disagrees.
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          I will address this issue more in a moment, but suffice it to say that on balance the Chinese technology giants are not purely private actors, but instead function as at least de facto tools of the Chinese Communist Party when it matters most.  The Chinese Communist Party uses them as instruments not only for making money but also for pursuing the Party-State’s agenda and fulfilling its strategic objectives.  In their international engagements, moreover, projects undertaken by firms such as Huawei are subsidized by the government with massive lines of credit and long-duration loans with generous grace periods from state-owned banks in order to undercut competition and penetrate foreign markets more deeply.  Clearly, more than commercial and economic interests are involved, and these firms are – among other things, to be sure, but for present purposes quite crucially – instruments of China’s geopolitical strategy.
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          It is important to remember all this, because when push comes to shove with the nominally private Chinese technology firms – that is, when Chinese Communist Party authorities really want them to do something – they too will almost certainly act, and must therefore be treated, as the functional equivalent of state-owned enterprises.  This is critical, inasmuch as their non-separateness from the Chinese Communist Party’s authoritarian governance system makes these companies enablers for and instrumentalities of Party power.
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          It is not surprising, then, that the Chinese technology giants have become deeply enmeshed in Beijing’s system of oppression at home and its increasingly assertive strategic ambitions globally.  Their role on behalf of the Party apparatus begins within China itself, where technology firms have helped the Chinese Communist Party construct an entirely new, modern model of authoritarian police state.
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          Back in the days of Mao Zedong, the iron grip of pervasive Party social and political control in China had to be maintained with the help of sons who would rat out their fathers for ideological nonconformity, students who would denounce their teachers for political crimes, neighborhood mutual-vigilance committees, public self-criticism sessions, mass imprisonment, and secret executions for which families would be sent a small bill to cover the cost of the bullet.  By contrast, the Chinese regime’s social control techniques in this era of Big Data are growing vastly more sophisticated and in a sense even more deeply pervasive than ever – with a goal to construct an almost literally omnipresent surveillance state with sweeping opportunities for forms of electronically-facilitated coercion that are both exquisitely tailored to individual citizens and massively scaled for a population of more than a billion people.  This is the frightening information-managed dystopia described by Samantha Hoffman as “Techno-Enhanced Authoritarianism.”
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          China’s technology “national champions” are the standard-bearers for the surveillance and information-facilitated coercive technologies that are making this oppressive police state possible, and jurisdictions such as the oxymoronically named Xinjiang Uighur Autonomous Region are where the pilot programs and proof-of-concept studies for these technologies of repression are being developed and carried out.  These technologies are vital to China’s repressive campaign against Uighurs, ethnic Kazakhs, Kyrgyz, and other members of Muslim minority groups, resulting in the detention of at least one million individuals in internment camps since April 2017.  These companies have helped the Chinese Party-State develop these tools, they are working with Chinese Communist Party authorities to test these grim methods on China’s own population, and through their foreign engagements they are making the export of such techniques into a key component of how Beijing is promoting and expanding its own repressive governance model worldwide.
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          A few years ago, under Hu Jintao, Chinese officials began to express increasing interest in promoting their distinctively oppressive “operating system” as a mode of governance to compete with, or even displace, Western-style liberal democracy around the globe.  Under Hu, this was spoken of as China’s dream of a “harmonious world,” modeled generally on the “harmonious society” the Chinese Communist Party claimed to have created at home.  (In this context, of course, invocations of “harmony” signal a commitment to suppressing disharmony — that is, disagreement with China and its ruling Party.)  These days, Xi Jinping is more likely to speak — as he did at the 19th Party Congress — of how China offers a new model of modernization for the world: the “China Dream” or the “China Model” of authoritarian, state-managed capitalism.  Though the terms differ, however, the basic idea is the same:  China seeks to shape the world consistent with its authoritarian model – gaining veto authority over other nations’ economic, diplomatic, and security decisions.
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          Significantly, the modern “China Model” is built upon a foundation of technology-facilitated surveillance and social control.  These techniques for ruling China have been – and continue to be – in critical ways developed, built, and maintained on behalf of the Party-State by technology firms such as Huawei, Tencent, ZTE, Alibaba, and Baidu.  As these companies export their products and services to the rest of the world, the security and human rights problems associated with this “China Model” are progressively exported with them.  Already, it has been reported that Ecuador, Venezuela, and Pakistan, among others, have become customers for such firms’ repression-facilitating technologies.
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          So this is the geopolitical context for understanding our specific concerns about companies such as Huawei.  Countries that choose Huawei technology are opening the door to Chinese access to their domestic networks and local companies, as well as potential surveillance by Chinese officials, posing a potential threat to their national security and economic well-being.
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           III. China’s Mil-Civ Fusion Connection
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          The Chinese system of “
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           military-civil fusion
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          ” (MCF) presents an additional layer of problems.  Military-civil fusion is a national-level Chinese effort led by Xi Jinping himself that seeks systematically to break down – and indeed to routinize the breaking down of – barriers between China’s civilian and military sectors.  The objective of this is to help build up Chinese power and ensure, among other things, that the People’s Liberation Army (PLA) is in a position to maximize its global geopolitical power by 
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           taking advantage of the “Revolution in Military Affairs
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          ” that Chinese officials envision arising out of modern advances in areas such as nuclear technology, aerospace, aviation, semiconductors, cloud computing, robotics, and “Big Data” processing.
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          From a technology-transfer perspective, the implications of military-civil fusion are, unfortunately, quite clear.  As I 
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           pointed out last year
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          “If any given technology is in any way accessible to China … and officials there believe it can be of any use to the country’s military and national security complex as Beijing prepares itself to challenge the United States for global leadership, one can be quite sure that the technology will be made available for those purposes – pretty much no matter what.”
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          From the perspective of dealing with China’s technology giants, the problem is therefore even worse than simply helping to enable the Chinese Communist Party’s human rights abuses at home and the export of repressive governance abroad.  Military-civil fusion also means that it is very difficult and in many cases impossible to engage with China’s high-technology sector in a way that does not entangle a foreign entity in supporting ongoing Chinese efforts to develop or otherwise acquire cutting-edge technological capacities for China’s armed forces.
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          The augmentation of those armed forces is itself intimately tied to the Chinese Communist Party’s 
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           strategic agenda
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          of refashioning the current global order into a more Sinocentric form. For this reason, involvement with technology giants such as Huawei necessarily entails some degree of assistance for this agenda.
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           IV. Compelled to Cooperate
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          So that is the strategic context for our concerns, and one of the reasons why we should all worry about becoming involved with the big Chinese technology firms.  On the one hand, these firms export a repressive model of governance that is contrary to our democratic values.  On the other hand, these firms are used by China to advance its military modernization program, which is quite contrary to security interests we all share.  It is worth stressing, moreover, the degree to which these companies’ involvement in support of the Chinese Communist Party’s repressive domestic and revisionist global agendas is not optional.
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          Firms such as Huawei, Tencent, ZTE, Alibaba, and Baidu have no meaningful ability to tell the Chinese Communist Party “no” if officials decide to ask for their assistance – e.g., in the form of access to foreign technologies, access to foreign networks, useful information about foreign commercial counterparties, insight into patterns of foreign commerce, or specific information about the profiles, activity, or locations of foreign users of Chinese-hosted or -facilitated social media, computer or smartphone applications, or telecommunications.  Such aid may not necessarily occur routinely, but it certainly can occur – and presumably will – whenever the Party considers this useful and cares to demand it.
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          Huawei officials have claimed publicly that Chinese law gives the “government” no authority to do things such as compel a firm to install cyber “back doors” in software code or hardware architectures, or to install “listening devices” in equipment.  But even if you put aside that company’s cute rhetorical sleight-of-hand in making this claim – since, technically speaking, the supreme authority in China is not the “government” but rather the Communist Party – this claim is simply untrue.  Multiple Chinese laws, in fact, require companies to cooperate unconditionally with the Chinese Communist Party’s security apparatus in order to “guarantee state security.”  The National Intelligence Law, for instance, requires all entities in China to cooperate with its intelligence services, and covers both private companies and state-owned enterprises.  Analogous provisions exist in China’s National Security Law, Counter-Terrorism Law, and Cybersecurity Law.
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          Accordingly, if a Chinese technology giant has access to your technology, your information, or your networks and the Party comes asking, the only answer the company can give is “Yes.”  This is, unfortunately, a fact of life in the high-technology police state that is the modern PRC.  If the U.S. government, by contrast, asked Google or Facebook for all of their user information, we would almost certainly be challenged by lawsuits – rightfully so given our respect for privacy and rule of law.
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           V. Huawei in Context:  The Malign Ecosystem of Chinese Tech Giants
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          Nor is this merely a hypothetical concern, for across the malignant ecosystem of China’s technologized authoritarianism there is a deep record of cooperation and collaboration between companies such as Huawei, ZTE, Alibaba, Tencent, and Baidu and the state security bureaucracy.
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          Even speaking only about Huawei, that company has partnerships with the PLA, the Ministry of State Security, and military research institutes of Chinese state-owned enterprises, and it has lied about these ties and denied knowledge that its employees support joint research projects undertaken with such organizations.
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          The Wujiang Public Security police, for example, have apparently already used the Huawei 820 mobile police terminal to inspect more than 450,000 Chinese citizens and more than 80,000 vehicles since 2016, and have reportedly discovered and “disposed of” more than 100 illegal “personnel” – whatever might be meant by that disturbing phrasing.   Huawei’s own documents brag that it is, among other things, providing “social stability” solutions in support of local officials in Pingan.
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          Huawei and other Chinese tech companies such as Tencent, ZTE, Alibaba, and Baidu are thereby used to reinforce the government’s surveillance efforts.
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          Huawei is also an important player in Beijing’s ongoing military-civil fusion effort to make available to the Chinese military any and all technologies it wants from among those to which the country’s civilian sector may have access.  According to a December 2018 article published on the National Military-Civil Fusion Public Platform administered by the Ministry of Industry and Information Technology, products and technologies from Huawei, Tencent, Alibaba, Xiaomi, Lenovo, and other companies have already been used in the research, production, and repair of weapons and equipment for the PLA.  These companies have also provided support services for China’s military industry in areas related to electronics, aerospace, shipbuilding, and weapons — all of which, incidentally, are key military-civil fusion target areas when it comes to foreign technology acquisition —to enhance the core competitiveness of China’s national defense science and technology sectors.
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          China’s military-civil fusion highlights the troubling lack of any clear separation between government, national strategies for military modernization, and the companies that are implementing and enabling those strategies to succeed.  While domestic companies in many countries – including the United States – produce military equipment for their governments, these companies are not mandated under strategic guidance from the central government to go abroad seeking the technologies they cannot themselves produce, for the purposes of diverting them to military programs.  Nor are such firms required by law to do so.  Indeed, this would be in stark contravention of basic end-user commitments that govern trade in strategic technologies amongst advanced countries.  As befits governance in a free, democratic society, U.S. policies and implementation of legal frameworks are subject to independent oversight by our Congress as well as by our independent judiciary, which ensures a comprehensive web of protection and multiple levels of oversight.
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          But things are quite different in China.  China’s strategy of systematic technology acquisition and diversion exemplifies the close relationship and nearly indistinguishable status – for these purposes – between its own companies and the Chinese government.  This stretches across a range of issues that should be challenging for all of us here today, from companies abusing technology trade to help the government develop military equipment for the PLA under military-civil fusion, to providing the technology that enables the modern Chinese surveillance state.  As a result of all this, it is, by design, increasingly difficult to separate where commerce ends and the government begins.
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          At least as early as 2013, it is worth noting, a Huawei affiliate was providing technology to the PLA’s General Staff Department, to the Beijing Military Region, and to the Ministry of State Security – as well as to the PLA’s 2nd Artillery Corps, which was the name then used to describe China’s strategic rocket forces.  That is an alarming set of bedfellows from a U.S. national security perspective.
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          Huawei also has strategic cooperation relationships with a number of state-owned enterprises involved with military production, such as the China Shipbuilding Industry Corporation’s “719 Research Institution.”  In fact, Chinese military-civil fusion documentation specifically calls out Huawei’s 5G work for special appreciation in support of China’s push to develop its military industrial capabilities, as well as contributions by Tencent, Alibaba, and Baidu.
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           VI.Technical Failings
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          It would be wonderful, of course, if all of these problems with Huawei could be avoided by some technical fix or mitigation that somehow made 5G networks purchased from that company immune to outside manipulation. Unfortunately, this does not appear to be the case, as the notable potentialities for misuse, manipulation, and abuse that are structurally built into any dealings with Huawei have proven highly resistant to technical mitigation. Recent efforts to assess Huawei issues in the United Kingdom help illustrate this point, for even Britain’s high-caliber computer experts have been largely unable, over the course of a number of years, fully to address the risks and vulnerabilities created by the Huawei coding and architectures used even in the company’s 4G network.
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          Extensive 
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           work by the UK’s Huawei Cyber Security Centre of Excellence
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          has demonstrated the limitations of technical mitigation, particularly related to shortcomings in Huawei’s engineering processes and software that exposed telecommunications networks to greater risk. Remarkably, there have been consistent challenges even in doing basic vetting of Huawei computer code, since the code the company apparently provided for study and evaluation did not match the code that was found actually deployed in Huawei’s routers — suggesting that the company was either notably erratic and incompetent or that it was trying to cheat the test. Neither possibility, of course, is particularly reassuring.
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          Moreover, continuing problems with trying to mitigate risks and vulnerabilities in Huawei’s 4G systems are likely only to be much worse with 5G networks. The distributed nature of those networks, their transition of more “core” functions to the “edge” of the network, and the use of software-defined networking and disaggregation create huge numbers of “attack surfaces” and many opportunities for inappropriate data monitoring and the introduction of vulnerabilities. All of this makes it structurally very difficult, if not impossible, truly to isolate vulnerabilities.
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           VII. Conclusion
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          All in all, therefore, it is no wonder that the 
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           NATO Cooperative Cyber Defense Centre of Excellence has warned
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          that “the issue of Huawei 5G deployment must be assessed in the broader geopolitical context,” and that “5G rollout needs to be recognized as a strategic rather than merely a technological choice.”  Specifically, it notes that “Chinese companies are not only subsidized by the Chinese government but also legally compelled to work with its intelligence services … [and that] the fear remains that adopting 5G technology from Huawei would introduce a reliance on equipment which can be controlled by the Chinese intelligence services and the military in both peacetime and crisis.”
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          And indeed, many countries already do see the threats presented by Huawei’s growing penetration of the global 5G market, and have taken steps to secure their networks.  Australia’s guidance on 5G issues, for instance, warns against vendors that are “subject to extrajudicial directions from a foreign government.”  Similarly, the European Commission’s 5G recommendations warn against “risk of influence by a third country, notably in relation to its model of governance.” Japan and Taiwan have used procurement rules to secure their future 5G infrastructure.  For its part, the Czech Republic recently hosted a conference of more than 30 countries, which issued a set of principles — the Prague Proposals — that urge adoption of best practices on how best to design, construct, and administer secure 5G infrastructure.
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          In light of all this, it seems to some of us to be nothing less than madness to allow Huawei to worm its way into one’s next-generation telecommunications networks – just as it seems nothing less than madness to allow other Chinese technology giants to vacuum up and expatriate personal and consumer data and to control electronic commerce in free sovereign nations.  Unless the Chinese Communist Party fundamentally changes its strategies for economic development, military development, and control of its civilian population to prevent any organized opposition to its continued rule, it is difficult to see how China can change its strategies for using domestic companies to advance China’s national goals. This is the fundamental insight behind the national security risks posed by companies like Huawei.
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          If next-generation networks such as 5G are indeed the key to tomorrow’s connectivity in an increasingly information-saturated and bandwidth-hungry world, this merely makes the challenge presented by Huawei and other Chinese giants all the more acute.  The world surely cannot afford to turn such critical capabilities over to technologists who are subject to control and manipulation by the Chinese Communist Party.
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          Thank you.
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          -- Christopher Ford
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      <pubDate>Thu, 12 Sep 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2431</guid>
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    <item>
      <title>Bureaucracy and Counterstrategy: Meeting the China Challenge</title>
      <link>http://www.newparadigmsforum.com/p2425</link>
      <description>Note:
Below are remarks that Assistant Secretary Ford delivered at the Defense Threat Reduction Agency (DTRA) at Ft. Belvoir, Virginia, on September 11, 2019. They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good morning, everyone.  It’s a pleasure to be out at Ft. Belvoir again, and all the more [...]</description>
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       (DTRA) at Ft. Belvoir, Virginia, on September 11, 2019. 
    
  
    
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                    Good morning, everyone.  It’s a pleasure to be out at Ft. Belvoir again, and all the more so because of the importance of this event’s focus upon great power competition.  I’d like to say a few words today about what the United States’ government is doing in response to the geopolitically revisionist competitive strategy of the People’s Republic of China.
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                    The 2017 National Security Strategy and the 2018 National Defense Strategy give us a clear sense of policy direction that was previously lacking.  Both of those documents call out China as a great power competitor with revisionist ambitions, and make clear that meeting the challenges China presents is a critical responsibility of U.S. foreign and national security policy,
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                    Accordingly, I have myself spoken frequently about the China challenge.  To raise awareness about that challenge and to catalyze effective responses, I typically stress such things as the kind of technology transfer issues that we deal with in the Bureau of International Security and Nonproliferation, how technology acquisition — by means both fair and foul — fits into Beijing’s grand strategy of national “return” to global primacy, and the dangerous and destabilizing implications of China’s geopolitical ambitiousness.  Nevertheless, there is still little on the public record about what the U.S. government is actually doing about these problems.
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                    Today, therefore, let me offer you at least a little insight into the breadth and scope of how the U.S. government is reorienting itself — bureaucratically and institutionally — to help meet the foreign and national security challenges that China’s destabilizing geopolitical revisionism presents.
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                    To be sure, there is a fair amount that I won’t be able to describe, both for reasons of brevity and because there are aspects of our responses to the China challenge that must remain classified — and which we naturally don’t want our competitors in Beijing to know about.  Nevertheless, I hope that it will be useful to outline at least some of the picture, since big bureaucracies are notoriously hard to redirect, and much of this tale of recalibrating China policy represents a real U.S. success story in institutional and policy adaptations.
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      I. Developing a Whole-of-Government Response
    
  
  
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                    The first thing you should know is that this work really is being done on what increasingly amounts to a “whole of government” basis.  Since my focus today is upon foreign and national security policy, I’ll leave others to explore the high-profile prioritization of China-related trade and other economic issues by other parts of the government.  Even within the national security world, however, the Department of Defense has made China what Secretary Esper has described as its “number one priority,” and intelligence collection and analytical priorities are evolving and maturing to better support our collective missions in support of great power competition.
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                    At the State Department, our building has been reorganizing itself in significant ways around a new, forward-leaning policy to help meet the challenges presented by China’s competitive strategy as it has targeted us and our friends and allies.  All of the policy bureaus, for instance, have been told to build bureau strategic plans that pull together, organize, and prioritize ways to contribute to U.S. China strategy; these bureau strategies have been collected and coordinated by officials at the Under Secretary level, and are now being overseen on a building-wide level by a steering committee chaired by the Deputy Secretary.  We are today focused upon and coordinated against China-related policy challenges as never before.
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                    Some people liken government bureaucracies to supertankers at sea, using this simile to make the point that even small changes of direction are usually slow and laborious.  Yet my impression of the U.S. government’s refocus upon China-related competitive strategy belies this.  The ship of State, as it were, can apparently turn pretty quickly when it needs to, and as someone who has been ringing alarm bells about such challenges for many years, it is gratifying to see all this underway so quickly.
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                    So let me walk you through responses to the China challenge as they appear from my little corner of the U.S. foreign affairs and national security apparatus dealing with issues of technology transfer.
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      II. Protecting the Defense Industrial Base
    
  
  
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                    As called for in the National Defense Strategy, one key focus of our domestic efforts, as we shift gears towards great power competition in a way we haven’t done in decades, is the protection of the defense industrial base.  This involves two principal lines of effort.  First, we must ensure that the supply chains for U.S. military equipment are secure.  Second, we must ensure that the technological capabilities that underlie our defense industrial base are secure against theft, illegal exploitation, or other forms of acquisition and diversion to support the security apparatus or military capabilities of great power rivals such as China.
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      A. Whole of Government Effort
    
  
  
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                    These lines of effort bring together multiple aspects of U.S. public policymaking — from cyber security to export controls, and from research investments to nonproliferation visa screening — that have not previously been approached together in a highly coordinated way.  We are working to break down traditional institutional stovepipes to confront Beijing’s whole-of-system strategy with a broad and coordinated response of our own.
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                    To be sure, we do not seek to break down all of the stovepipes in our socio-political system as the Chinese themselves have been attempting with their “
    
  
  
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     — a concerted, system-wide effort to erase barriers between the military and civilian sectors of the Chinese economy to speed the transfer of technology to wherever it is felt able to contribute most to the augmentation of China’s power, and in support of the CCP regime’s revisionist geopolitics.  We here in the U.S. government don’t have the authority to do that, and we don’t want it.  Free societies should not have the ability to call upon all of the tools of domestic coercion and command that are available to an authoritarian police state such as China.
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                    Nevertheless, within the limits of what is appropriate in our system, we have been working to protect what advantages we have and to leverage our own competitive strengths vis-à-vis Beijing’s destabilizing revanchism.
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      B. Coalition-Building Diplomacy and Outreach
    
  
  
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                    Nor are we doing this alone, for we recognize that China presents a challenge not just to the United States but to the entire non-Chinese world.  Coordinating multilateral answers in these areas is hardly easy, but we have friends and allies around the world who can be partners and collaborators in the great task of stabilizing the mid-21st century strategic environment by helping keep Beijing from being able to live out its dream of national “return” in destructively self-aggrandizing ways.  And so we are working not merely to organize the U.S. government better to meet this challenge, but also to work with those friends and allies to build what I call “
    
  
  
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    ” bringing more prudence and focus to our collective efforts.
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                    To this end, for instance, my Bureau conducts bilateral dialogues with dozens of countries around the world every year.  To be sure, China has been a point of emphasis in counterproliferation diplomacy for decades, because it has so long been the most significant source of supply of WMD-related technologies, materials, and equipment to some of the most problematic proliferation programs in the world.
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                    More recently, however, diplomatic engagement with our partners about China has come also to focus upon how to mitigate Chinese efforts to steal technology, disregard peaceful-use assurances, and violate end user commitments to divert technology to military programs.  Thankfully, there is a growing consensus internationally that the non-Chinese world needs to work together much more effectively to guard against such abuses, and we are now focusing intently upon this effort in our bilateral engagements with partners around the world.
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                    We are also working with our U.S. interagency partners to engage more directly with both industry and academia about these risks.  The Department of Commerce, for instance, has an extensive outreach program to companies both in the United States and overseas to sensitize them to such dangers.
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                    The Department of State and the U.S. interagency, including the Federal Bureau of Investigation, have taken a proactive approach to reaching out to universities and research labs around the United States to raise awareness of the risks posed by Beijing’s efforts to use Chinese graduate students, exploiting our open academic system, to achieve its strategic objectives.  The FBI has even published an 
    
  
  
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     that outlines the ways in which the Chinese system targets U.S. institutions of higher learning for technological exploitation, illustrating these points with case studies of successful Justice Department prosecutions.
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                    My colleagues in the State Department’s Bureau of Oceans and International Environmental and Scientific Affairs are conducting outreach both domestically to American scientists, and internationally to allies and partners, to identify ways to address foreign interference by countries, such as China, that do not adhere to foundational principles and values of the U.S. and international research and development (R&amp;amp;D) enterprise.  Through these efforts, we are working to build a collective understanding of R&amp;amp;D risks, encourage adoption of risk mitigation measures, and exchange best practices to protect the integrity of the R&amp;amp;D enterprise and preserve the rules-based R&amp;amp;D order.
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                    Such outreach is crucial, especially as we seek to catalyze the sort of cultural change that will be necessary to meet the China challenge over the long term.  This can be done by building more caution and prudence into the everyday habits of the broad array of government, commercial, academic, and scientific personnel in many countries around the world who are targeted for exploitation by the Chinese technology-acquisition machine.   But let me give you a few examples of some of the innovations we have been pursuing within the U.S. bureaucracy.
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                    One of the clearest examples of how we have adjusted to the new risk environment has been through making changes to our civil nuclear licensing policy.  Announced last autumn 
    
  
  
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     with how China systematically takes advantage of civil-nuclear cooperation to steal technology from foreign suppliers, divert that technology to military purposes in China, and build global civil-nuclear relationships into tools of geopolitical manipulation, our new policy severely restricts U.S. civil nuclear trade with China to limit these hazards.
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                    In addition to the new civil nuclear licensing policy, we also recently added one of China’s largest nuclear state-owned enterprises, China General Nuclear Power Corporation (CGN), to the Department of Commerce Entity List.  CGN was indicted in April 2016 for conspiring to steal nuclear technology – highlighting the type of activity with which we are so concerned.  CGN’s co-conspirator, Alan Ho, pled guilty in federal court and served a prison sentence, but CGN continues to refuse to answer the indictment. Adding CGN to the Entity List was the next logical step in our efforts to arrest the risks posed by CGN.
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                    One of the most important features of our new licensing policy is to restrict technology transfers related to small modular reactors (SMRs) and advanced reactors that are currently in research and development phases.  The United States is currently a leader in these areas, which in many ways represent the future of nuclear power as humanity moves increasingly toward reactor concepts that are more economical and better sized to many power grid applications, are safer from a nonproliferation perspective, and are more environmentally responsible and financially affordable than today’s technological norm.
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                    But this is also a technology area that China is explicitly targeting for technology transfer — both through open engagement and through theft — and to divert foreign know-how to military programs such as submarine propulsion, future aircraft carrier power plants, and the development of floating nuclear power plants (FNPPs) to provide electricity for military bases and advanced weapons systems as China continues its campaign of coercion and expansion in the South and East China Seas.  As we discovered to our dismay in the wake of the Obama Administration’s new U.S.-China civil nuclear cooperation agreement (a.k.a. “123 Agreement”) in 2015, FNPPs present a classic case study of Chinese MCF.
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                    The Chinese FNPP design is based upon a submarine reactor; it was transferred to an ostensibly civilian entity, which in turn sought to develop international partners so that foreign SMR technology could be used to support the effort — thus not just helping (literally!) to power Chinese imperialism in the East Asian littoral, but also feeding back into efforts to provide next-generation power plants for the Chinese Navy.  Though Chinese interlocutors pretend that all such international cooperation efforts are purely “civilian,” careful observers now know that thanks to MCF, there is no such thing as a purely “civilian” technology end use in China if that technology has military utility.  And indeed Chinese documents talk extensively about the utility of FNPPs in “wartime,” making the problem all the more clear.
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                    Naturally, we don’t think any foreign nuclear supplier should support efforts to augment China’s military buildup and territorial expansion, and we acted last year to keep U.S. companies from participating in this dangerous game.  We imposed new licensing rules to end U.S. cooperation with China on such reactors, and are we are working to raise awareness of these threats among partners around the world to prevent them from also being exploited in this way.
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      IV. Multilateral Action on Sensitive Technologies
    
  
  
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                    In addition to restricting our own technology transfers to China in the civil nuclear space, we are working to build “coalitions of caution” in other areas of technology transfer through outreach to and coordination with other advanced industrial economies that are the targets of Chinese technology acquisition.  In this vein, we are focused on improving understanding of the risks posed by China’s strategies, and are working to ensure appropriate and effective measures are in place in four key areas: export controls; investment screening; visa screening for proliferation concerns; and mitigating risks associated with international scientific and technical collaboration.
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                    These four lines of effort are the loci of important innovation in the United States’ approach to technology-transfer issues, but we are also approaching this on a multilateral basis — including through the Multilateral Action on Sensitive Technologies (MAST) process, a group of 15 advanced industrial nations that come together to compare notes on such technology-transfer threats and help develop more effective collective responses.  Participants come from across the spectrum of government agencies because it is essential that we work these cross-cutting issues across all agencies.  The second annual MAST plenary meeting, in fact, is occurring just this week here in Washington.
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                    In terms of U.S. responses to these challenges that we hope will prove something of a model for others — and which we are also working to improve on the basis of what we learn from MAST partners and other relevant players from their own work — let me describe a bit of what we have been doing.
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      A. Export Controls
    
  
  
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                    One of the effects of China’s MCF strategy is that by breaking down internal barriers between the civilian and military sectors anywhere within the Chinese system, MCF makes it impossible to treat China as a “normal” country for purposes of the sort of export control end-user certificates and peaceful-use assurances that have been the industrialized world’s standard for trade in advanced technologies for a long time.  Simply put, in the context of MCF, it is impossible to rely upon any Chinese promise of purely peaceful or civilian end use if the technology in question has value to China’s security services or its military.
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                    In effect, by announcing its MCF strategy — about which the regime makes no bones whatsoever, for open-source Chinese documents describe and even brag about its contours in some detail — Beijing has announced that no one else in the world can henceforth fully trust any of the end-use or end-user promises made by Chinese trade counterparties. This has obliged us to begin readjusting our own approaches to export control policy vis-à-vis China.
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                    As 
    
  
  
                    &#xD;
    &lt;a href="https://www.state.gov/re-learning-a-competitive-mindset-in-great-power-competition/"&gt;&#xD;
      
                      
    
    
      we have made clear
    
  
  
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    , we do not think that present circumstances warrant trying to impose some kind of draconian high-technology “embargo” on China.  That would not be good for global innovation, competition, or US economic security and foreign policy interests.  Instead, U.S. strategy vis-à-vis Beijing needs to be a mix of both competitive and cooperative elements, and we should not shut off all high-technology trade with China.  But having learned much about 
    
  
  
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      Beijing’s methods and strategic intentions
    
  
  
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    , and understanding 
    
  
  
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    &lt;a href="https://www.state.gov/remarks-at-the-american-academy-for-strategic-education/"&gt;&#xD;
      
                      
    
    
      the role that technology-transfer restrictions can have in supporting U.S. competitive strategy
    
  
  
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    , we are working to become much more cautious and prudent in our dealings — and urging other technology holders targeted by China to follow suit.
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                    In export licensing, for instance, we have not abandoned end-use and end-user vetting.  However, we are making it more vigorous and wide-ranging — focusing not merely upon the specific end-users or intermediaries who are listed on an export license, but also upon everything we can figure out about the relationships and associations that these entities have with other parts of the Chinese system.  In particular, we look for connections to military research and development, including with the many Chinese universities that support military research and development, or with China’s defense conglomerates or the People’s Liberation Army (PLA) itself.  It is these relationships that provide China with the most direct connective tissue between peaceful and non-peaceful end uses, and we are today doing much more to prevent sensitive U.S. technologies from being injected into this system.  Intermediaries are also being given much more attention than before, since under China’s MCF system, technology diversion can occur at any stage of the process even if the end user is, by happenstance, entirely benign.
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                    The U.S. interagency is also in the midst of an even more significant revision of our approach to export controls under a new legislative framework, the Export Control Reform Act (ECRA), which became law in August 2018.  Pursuant to this statute, the Department of Commerce’s Bureau of Industry and Security is leading a broad interagency process — in which we at State are pleased to be participating — to identify “emerging” and “foundational” technologies that are “essential to the national security of the United States,” and to add such technologies to the system of U.S. controls under the 
    
  
  
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      Export Administration Regulations
    
  
  
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     (EAR).
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                    This effort is especially important because many of the most advanced and important emerging and foundational technologies are not yet, in fact, controlled by any international regimes.  Our effort seeks to identify technologies that are in need of control, to bring them within the scope of U.S. regulations, to work with international partners to add them to multilateral regime control lists, and to build mechanisms for reassessing such questions on an ongoing basis so that we can keep the control architecture as up to date as possible.
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                    The national security implications of these questions vis-à-vis China are both obvious and dramatic.   The primacy purpose of the MCF approach taken by the Chinese government, and in particular the Xi regime, has to do not so much with gaining military advantage from existing technology — though that, of course, is greatly desired — as it does with identifying and bringing into the Chinese government’s hands the technologies that are imagined to underlie 
    
  
  
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      the coming “Revolution in Military Affairs
    
  
  
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    ” (RMA).  These technologies are what officials in Beijing expect will give the keys to military dominance in the next generation.
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                    Such RMA ambitions make our ECRA-based efforts to expand the aperture of U.S. export control thinking all the more important.  At present, interagency “Sprint Groups” chaired by various State, Defense, and other officials are beginning to work through control proposals in 14 different areas of advanced or foundational technology, with the aim of developing appropriate proposals for both our own EAR system and for multilateral export control regimes such as the Wassenaar Arrangement.  It is important that these steps are not taken just by us in the United States, but also by our partners and allies.  This process still has some ways to go, but it is gratifying to see it so solidly underway.
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      B. Investment Review
    
  
  
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                    Another important new effort with a statutory foundation is the work the U.S. interagency is doing on investment screening under the Foreign Investment Risk Review Modernization Act  (FIRRMA).  Many of you will be familiar with the Committee on Foreign Investment in the United States (CFIUS), which — as its name suggests — provides a mechanism for vetting proposed foreign investment into the United States on national security grounds.
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                    Prior to the enactment of FIRRMA last year, it had become clear that the traditional scope of CFIUS reviews was no longer enough to address national security challenges in emerging sectors – not least because of possible gaps in coverage.  Some foreign investors, including some firms aligned with Beijing’s industrial policy were deliberately structuring transactions to exploit gaps and loopholes in CFIUS’s jurisdiction.  FIRRMA broadens the purview of CFIUS by adding new types of covered transactions.  In so doing, it helps address growing national security concerns over foreign exploitation of certain investment structures that traditionally have fallen outside of CFIUS jurisdiction, and it modernizes the CFIUS process to better enable timely and effective reviews of covered transactions.
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                    The context of Chinese outbound investment is important in putting this issue in perspective.  Chinese companies have been shifting their investments “upstream” into research and development activities and production processes to gain access to technology long before the point of potential export.  Fractional ownership and joint venture efforts that involve technology-access rights have also become much more common.  In fact, under its MCF strategy, China has set up more than a dozen investment funds specifically to support MCF work; as of July 2019, more than RMB 70 billion was available for such purposes.  While CFIUS addresses national security risk in a non-discriminatory manner – regardless of country of origin – FIRRMA provides CFIUS with additional tools to meet certain national security challenges posed by China’s aggressive and systematic acquisition of technology and of sensitive and proprietary information for industrial policy purposes via foreign investment in the United States, as well as threats from Russia and other nations.
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      C. Visa Screening
    
  
  
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                    A final area of note is that of visa screening.  The United States has the largest and finest system of higher education in the world, which has long been a powerful magnet for bright and ambitious students from around the globe who come here to study and do research.  Such students powerfully enrich our society and contribute to both U.S. and global prosperity.  Yet some such students — a small minority, but an important one nonetheless — are unfortunately here for entirely the wrong reasons.
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                    The CCP regime in Beijing has described higher education as the “front line” of MCF, and its strategic documents make clear that it is a key Chinese objective to build and maintain a world-class talent pool in order to undertake militarily-useful research and development, and support weapons production, under the MCF strategy.  The Chinese government has undertaken an effort to certify universities across China with the proper security credentials to undertake classified research, development, and weapons production on campus in research labs, in MCF R&amp;amp;D parks around the country, and in MCF “industrial alliances” that focus on key technologies.
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                    Sending students and researchers abroad in order to contribute to these MCF efforts is a critical part of the plan.  State-owned enterprises in the Chinese defense sector run scholarship programs that pay for the education and living costs of undergraduates, Masters and PhD students, and post-doctoral students, and that include a service requirement to the company at the end of their studies — making these students de facto employees of (or mobilizable reservists for) China’s defense industry.  Not surprisingly, government guidance urges students, faculty, research laboratories, and universities alike to partner with foreign universities in order to advance Chinese science and technology goals.
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                    Accordingly, it is one of the challenges of modern U.S. policy — as it should be for many countries around the world — to improve how we scrutinize the flow of students and researchers coming from China in order to weed out the occasional “bad apples” who travel abroad to acquire technology for Beijing’s military machine and repressive domestic security apparatus.  We are working with partner governments, for instance through the MAST process, other multilateral nonproliferation fora, and bilateral engagements to better understand how the Chinese university system works to exploit the open educational systems of the West and to learn from each other’s experiences about how to meet this challenge while preserving the benefits of our open and vibrant university system.
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      V. Conclusion
    
  
  
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                    Our responses to the China challenge are complex and varied, but that is because the threat is complex and varied.  It would certainly be easier — and far preferable — if such responses were unnecessary.  Since China has developed a pervasive and systematic national-level approach to technology acquisition in the service of Beijing’s geopolitical revisionism, however, it is vital that we do what we can to meet this challenge.
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                    We will not necessarily get all of these answers right, and even if we do we will have to keep working carefully on these matters because the Chinese system will attempt to adapt, as it has before, in order to vitiate our precautions. But I can assure you that we in the U.S. national security bureaucracy are keenly focused upon the task, working hard along a number of lines of effort essential to success, and making important progress.
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                    All of which makes me especially pleased to be able to speak about these changes here today.  We are all partners in this effort, and I look forward to continuing to work with you.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 12 Sep 2019 00:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2425</guid>
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    <item>
      <title>Whither A Middle East WMD-Free Zone?</title>
      <link>http://www.newparadigmsforum.com/p2414</link>
      <description>Note:
Below are remarks that Assistant Secretary Ford delivered at the James Martin Center for Nonproliferation Studies in Washington, D.C., on August 2, 2019. They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good afternoon, ladies and gentlemen.  It’s good to be back at the Center for Nonproliferation Studies (CNS), and [...]</description>
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      Below are remarks that Assistant Secretary Ford delivered at the James Martin Center for Nonproliferation Studies in Washington, D.C., on August 2, 2019. 
    
  
    
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      They can also be found 
      
    
      
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      , on the website of the U.S. State Department's 
      
    
      
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                    Good afternoon, ladies and gentlemen.  It’s good to be back at the Center for Nonproliferation Studies (CNS), and I’m pleased to have the chance to talk with you today.  I want to express my thanks, in particular, to Dr. Chen Kane for moderating this event.
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                    Today, I would like to discuss a longstanding issue that may not always rise to the attention of many policymakers here in Washington, but which represents an important, shared aspiration of the United States and all Parties to the Treaty on the Non-Proliferation of Nuclear Weapons (NPT): the objective of creating a zone in the Middle East free of all weapons of mass destruction and their delivery systems.
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      I.The NPT Context
    
  
  
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                    But first, for the benefit of those not already initiated into the wonky world of NPT diplomacy, allow me to say a few words of introduction regarding the broader context for this issue.  NPT Parties are currently in the throes of preparing for the 2020 Review Conference of the Treaty, which will take place next spring at the United Nations in New York and will mark the 50th anniversary of the NPT’s entry into force.  NPT Review Conferences (known as RevCons) take place every five years and are intended to take stock of progress made in implementing the Treaty to date and assess areas where more can be done.
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                    As we near the 2020 RevCon and commemorate 50 years of the NPT, there are, unsurprisingly, a great many important topics NPT Parties can and should be discussing.  Most obviously — and most appropriately for reviewing implementation of a nonproliferation treaty — NPT Parties should be talking about how the international community can better support efforts to solve the most pressing nuclear proliferation challenges facing the world today.  In this respect, we should be discussing the need to achieve the final and fully verified denuclearization of North Korea, and how to get that country to return to the NPT as a non-nuclear weapon state that complies with all its nonproliferation obligations.
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                    We should also be discussing the need to ensure that Iran never acquires the means to break out of its own nuclear obligations into rapid weaponization, and to hold the regime accountable for its nuclear brinkmanship and attempts to monetize nuclear irresponsibility in its crude campaign of atomic extortion.  We must also ask ourselves why Iran secretly retained and concealed (and still denies) an archive of materials from its past nuclear weapons program well after the conclusion of the Joint Comprehensive Plan of Action (JCPOA), if not to keep its nuclear weapons options open.  More broadly, we should all be thinking about how the diplomatic community can work together better to ensure that Iran does not develop the dangerous fissile material production capabilities that nuclear deal so unwisely would have permitted it.
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                    NPT Parties should also be discussing more generally the security benefits that the NPT has provided to all States Party – non-nuclear weapon states and nuclear-weapon states alike – by forestalling rampant proliferation of nuclear weapons.  And we should be discussing the way nonproliferation assurances provide a foundation for other benefits.  It is nonproliferation, for instance, that helps make possible the sharing of nuclear technology with low risk of diversion, and it is nonproliferation that helps provide a foundation for disarmament by building confidence that as existing possessors take steps to reduce and eventually eliminate their nuclear arsenals, as envisioned by the NPT, other states will not then step into the vacuum with their own nuclear weapons programs.
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                    NPT Parties should be taking stock of the concrete benefits that the nuclear nonproliferation regime has helped make possible — such as helping countries around the world use nuclear technology safely, securely, and sustainably, not only to generate low-carbon and dependable electric power, but also to help make the people of the developing world healthier and more prosperous in innumerable ways.  And we should be highlighting the progress already made in living up to the NPT’s disarmament ideals as the Cold War’s nuclear superpowers have cut back their nuclear arsenals by between 80 and 90 percent, and exploring how to make the world a place in which further disarmament would become easier and easier.
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                    In short, in the run-up to the RevCon, we should be focused on the enormous benefits all NPT Parties derive from the Treaty and the broader nuclear nonproliferation regime, and the common interest NPT Parties have in preserving and extending those benefits.  There remain significant areas of disagreement, of course, but NPT Parties should not let those differences overshadow the much broader and more fundamental areas of agreement.
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                    The specific issue I would like to discuss today – how to move forward on advancing a Middle East zone free of all weapons of mass destruction and their means of delivery – is, unfortunately, a topic that has given rise to much acrimony in the NPT review process.  While NPT Parties are unified about the long-term goal of pursuing a WMD-free Middle East, there remains considerable disagreement among regional states and NPT Parties more broadly about the best path to achieving that objective.  Making matters more complicated, many past and present initiatives related to the “Zone” issue have been pursued alongside the ubiquitous, if sometimes more subtle, Israel-bashing polemics that one normally hears in UN and NPT fora.  Notwithstanding the politically motivated and often counterproductive manner in which the issue has often been pursued, the “Zone” deserves our serious consideration, so I’m glad to have the chance to explore the topic in more depth here today.
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      II. The Prehistory of Today’s Zone Debates
    
  
  
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                    The concept of nuclear weapon free zones (NWFZs), it must be said, did not begin auspiciously.  In fact, if I’m not mistake, the first one ever proposed was a zone in Central Europe advocated in the late 1950s by Poland and its Warsaw Pact allies as a thinly-veiled way of precluding the deployment of nuclear weapons in West Germany as the newly-formed NATO alliance attempted to deter aggression by the Red Army.  “Zone” debates, therefore, got off on rather a bad foot – being advanced not in order to promote international peace and security but instead as a disingenuous effort to co-opt disarmament discourse in support of self-aggrandizing geopolitical objectives.
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                    Nevertheless, despite having their origin in such efforts to weaponize multilateral diplomacy and anti-nuclear moralism to undermine Western deterrence, NWFZs have become popular with the global disarmament community in subsequent years.  Five “zone” treaties are currently in force: in Latin America and the Caribbean (the Treaty of Tlatelolco), Africa (Pelindaba), Southeast Asia (Bangkok), the South Pacific (Rarotonga), and Central Asia (Semipalatinsk).
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                    The idea of establishing a NWFZ in the Middle East was originally proposed by Iran – the Shah’s Iran, interestingly – and was later formalized by a 1974 UN General Assembly resolution.  The foundational multilateral document for the broader idea of a Middle East Weapons of Mass Destruction Free Zone – a phrase that unfortunately yields the entirely unpronounceable acronym of MEWMDFZ – is the “Resolution on the Middle East” adopted at the 1995 NPT Review and Extension Conference, at which all NPT Parties also agreed to the indefinite extension of the NPT.  Significantly, that resolution took a thoughtful step beyond the exclusively nuclear-focused tradition of NWFZ discourse, and called instead not just for a Middle Eastern zone free of nuclear weapons, but in fact “an effectively verifiable Middle East zone free of weapons of mass destruction, nuclear, chemical[,] and biological, and their delivery systems.”  To advance that objective, it called on regional states to take “practical steps” aimed at making progress on such a zone and called upon all NPT Parties, and particularly the five nuclear weapon states under the NPT, to lend their support.
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                    I won’t bore you today with a detailed history of how efforts to address this issue in the NPT context have failed.  If you are interested in more details on that topic, I would refer you to a working paper that the United States submitted at the 2018 NPT Preparatory Committee (PrepCom) on “Establishing Regional Conditions Conducive to a Middle East Free of Weapons of Mass Destruction and Delivery Systems,” which is publicly available on the UN’s website.  Suffice it to say for present purposes that the lack of progress on the issue has been a source of constant recriminations and division in the NPT review process.
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      III. Flaws with Top-Down Approaches to a MEWMDFZ
    
  
  
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                    In general terms, there seem to be two competing approaches to how to think about the “Zone.”  The first, long adopted by Arab League states, follows a model that relies on external pressure through multilateral means to compel progress on a regional “Zone” – and, more specifically, to compel Israel to accept the Arab League’s approach to this issue.  Rather than seeking to facilitate direct engagement between regional stakeholders, on the basis of mutually acceptable arrangements, and in a manner aimed at addressing all parties’ legitimate security concerns, this approach attempts to use NPT processes or multilateral resolutions to isolate or coerce regional diplomatic counterparts to the table from afar and based on terms dictated by a small cadre of officials located largely in one regional capital.
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                    This Arab approach is, of course, generally inconsistent with widely accepted principle that such zones must be based on arrangements freely arrived at among regional states, and as a result, it has proven deeply unproductive and damaging for the NPT review cycle.  It proceeds from a similar logic to that of the Treaty on the Prohibition of Nuclear Weapons, which assumes that ambitious arms control progress can be achieved without buy-in from key stakeholders and in the absence of any efforts to address underlying security challenges, and through means that center on demonizing and pressuring those who disagree with that approach to solving the problem.
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                    The most recent example of this approach is the UN General Assembly’s adoption last fall, albeit highly controversially and with clearly divided support, of a decision submitted by the Arab Group requesting that the UN Secretary General convene a conference in New York to negotiate a treaty establishing such a zone, which would meet annually until its mission is accomplished.  It is important to point out that the Arab Group submitted this decision over the explicit objection of a key regional state – Israel – and made absolutely no effort to address well-known Israeli redlines on the issue, including the role of the UN, the inclusion of discussion of broader regional security issues, and consensus on potential outcomes of any process.  If the sponsors of this decision truly wanted to pursue inclusive and constructive discussions with all the regional states, as they have claimed, seeking to impose terms that they knew well to be unacceptable to key regional stakeholders seems an unhelpful means of achieving that goal.  Not surprisingly, Israel has since confirmed that it will not attend the conference in November.
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                    For our part, we have made very clear that we do not believe that the new UN “conference” process represents a constructive, inclusive way forward and that, for this reason, the United States will also not participate in the conference.  Far from being a good faith effort by regional states to work out their differences together — an effort that would have deserved, and gotten, full-throated support from across the international community, including from us — this new conference process appears to us to be an attempt to “weaponize” multilateral diplomacy, taking advantage of majoritarian UN General Assembly voting procedures to do what clearly could not be agreed more broadly, in order to isolate and pressure another regional state that has different views regarding how to move forward on regional security and arms control.
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                    Indeed, by designing a process that deliberately runs afoul of other regional states’ well-known redlines, the co-sponsors of the decision have only succeeded in creating an expensive, annual process that effectively precludes the possibility of participation by all the regional states concerned.  We hope other invitees to the conference will recognize the fundamentally unconstructive nature of this conference and join us in not participating.  One can only hope, now that they have won their UN vote and secured a conference on the terms they wanted, that certain Arab League states will refrain from once again wrecking an NPT RevCon over this issue.  To that end, we are encouraging other NPT Parties to join us in holding the sponsors of this decision to their promises that the conference in November will finally end the “Zone”-related activism that has so frequently imperiled the NPT review process, and will not merely result in more failed attempts on the part of the same states to hold the NPT RevCon hostage over these matters – for example, by seeking to create linkages between this misguided UN process and the NPT itself.  Such linkages would undoubtedly fail, and could cause great damage in the process.
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      IV. Building Blocks for an Alternative Approach
    
  
  
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                    But I suggested that there are two possible ways to try to get to a “Zone” in the Middle East.  So let me say a word about the second approach.
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                    It is precisely our seriousness about the 1995 Resolution that makes us so committed to seeking a more viable way forward.  Make no mistake: the United States remains committed to the goals of the Resolution, and to maintaining the integrity of the NPT processes that such “Zone” debates periodically threaten to derail.  We are doing our utmost, alongside other NPT States Party, to support the regional states in finding and implementing practical steps in moving beyond the failed thinking of the past and forward constructively toward the Resolution’s ultimate goal of a “Zone.”
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                    As we see it, a truly constructive approach to someday establishing a “Zone” in the Middle East must start with a return to first principles.  To begin with, we would do well to remember the principles and guidelines for the establishment of nuclear-weapon-free zones that the UN Disarmament Commission adopted by consensus in 1999.  These principles and guidelines stress that such zones “should be established on the basis of arrangements freely arrived at among the States of the region concerned” and “should emanate exclusively from States within the region concerned and be pursued by all the States of that region.”  That certainly is no description of efforts to date to promote the Middle East “Zone” in the NPT review process, nor of the current UN-based initiative.  But there is no reason to think that regional states couldn’t find ways to come together in good faith as the principles and guidelines describe, if only some states would put aside their penchant for misusing global multilateral fora to apply exogenous political pressure and choose instead to engage directly with their neighbors.
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                    Then, of course, we would also need to keep in mind the exhortations of the 1995 Resolution itself — specifically, its emphasis upon achieving “practical steps in appropriate for[a] aimed at making progress towards, inter alia, the establishment of an effectively verifiable Middle East zone free of weapons of mass destruction, nuclear, chemical[,] and biological, and their delivery systems.”  One doesn’t have to be much of a scholar of recent regional affairs to see how important it is that the Resolution specifies this degree of breadth, given the range of problems that the Middle East faces beyond solely nuclear ones.
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                    Most obviously, the region has been plagued by threats deriving from the repeated use of chemical weapon – both the nerve agent sarin and chlorine – by the Assad regime in Syria and ISIS in Syria and Iraq.  Elsewhere in the region, states have continued to pursue chemical weapons programs without significant international attention.  For example, the United States has had longstanding concerns that Iran maintains a chemical weapons program that it has failed to declare to the OPCW.  Equally challenging, Iran’s development of increasingly sophisticated missile capabilities and its egregious transfers of ballistic and cruise missiles to Houthi militias in Yemen and even missile production technology to Hezbollah terrorists in Lebanon.
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                    No one serious about implementing the 1995 Resolution can ignore these chemical weapon and missile proliferation problems.  I would submit that any government that is not keen to rein in these threats should be presumed to have disqualified itself from speaking credibly in favor of the zone called for in that important document.  Any meaningful effort to vindicate the ideals of 1995 must surely begin by taking these threats seriously — as well as by working to hold Iran accountable for its efforts at nuclear extortion and to ensure Iran does not acquire the capability to rapidly reconstitute nuclear weaponization and “breakout” capabilities — for these are obviously the most significant proliferation threats afflicting the Middle East, and one could not possibly imagine making real progress towards a regional “Zone” without addressing them.  Talking of moving toward a “Zone” without trying to address these problems is a prima facie sign that the proponents are not serious about the stated goal of a “Zone” and are more interested in exploiting political divisions.
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                    Ultimately, as we pointed out in the U.S. working paper I referenced from the 2018 NPT PrepCom — and as is also the case on the broader world stage when it comes to the challenge of creating a global security environment more favorable to complete nuclear disarmament — the path to a “Zone” can only lie through practical steps and confidence building measures aimed at building trust and ameliorating unfavorable conditions in the broader security environment.  Trying to negotiate a WMD-free zone treaty irrespective of those conditions and without the participation of all the regional states is only likely to increase regional tensions and make a “Zone” far less likely.  That’s actually why the current UN conference process ironically undermines the ideals of the 1995 Resolution.  A process that is by design exclusionary – in effect, if not in word – moves us further from achieving the goals of the 1995 Resolution, not closer to it.
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      V. Reasons for Optimism
    
  
  
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                    Of course, there is still hope that regional states will be able to find the political will and good faith to approach implementing the 1995 Resolution in a more cooperative, constructive manner.  I remain optimistic, and I urge you to be optimistic as well.
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                    One reason for my optimism can be seen in the ministerial conference on peace and security in the Middle East that was held last February in Poland — and which some are already calling the catalyst for a new “Warsaw Process” to address the security challenges of that troubled region.  That ministerial, which I had the honor of attending, was not expressly described as an effort to contribute to ameliorating the security conditions that have hitherto prevented movement toward a Middle East zone free of WMD and delivery systems, but that is, in effect, in part the case.  Among its many attendees were representatives from an impressive range of Middle Eastern countries — attending, in many cases, at the Foreign Minister or even Prime Ministerial level — including Algeria, Bahrain, Egypt, Israel, Jordan, Kuwait, Morocco, Oman, Qatar, Saudi Arabia, Tunisia, the United Arab Emirates, and Yemen, all sitting down together to discuss obstacles to peace in the region and potential ways to overcome them.  Multiple thematic follow-on meetings from this process are being organized, and we hope to continue to build momentum behind this initiative.
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                    Another reason for optimism is the recent kick-off Plenary Meeting of the Creating an Environment for Nuclear Disarmament (CEND) Working Group, which took place July 2nd and 3rd here at the State Department in Washington.  At this meeting, representatives from 42 countries, including a diverse spectrum of states from the Middle East region, met to deliberate on ways to address challenges in the international security environment and improve prospects for disarmament negotiations.  This was the first meeting of a broader initiative that seeks to find ways to improve the international security environment in order to overcome obstacles to further progress on nuclear disarmament.  The format of these discussions was purposely informal, designed to go beyond the prepared statements typical in other multilateral disarmament fora and to produce more in-depth and interactive exchanges.  We were quite pleased with the candor and engagement of all the participants and the impressive range and diversity of perspectives represented – not least by including participants from Middle Eastern states that come at the “Zone” issue from very different perspectives, and whose diplomats are seldom otherwise seen in the same room together.  We believe the process is off to a very promising start.
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                    Did the Warsaw ministerial or the CEND Kick-Off Plenary solve all the problems of the Middle East and finally open a path to promptly implementing the 1995 Resolution?  Of course not – or certainly not yet, at any rate.  But we are optimistic that both can only help, and that the model of good-faith regional and international engagement and cooperation that they represent will prove a salutary one, particularly by comparison to more coercive approaches.
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                    In any event, I can promise you that as the regional states do come together in good faith to work through the security issues that divide them and have hitherto prevented movement toward a Middle East free of all forms of WMD and delivery systems, these efforts will have the wholehearted support of the United States — as well, I trust, as that of a great many more countries besides.  Certainly, they will have my support.  When all relevant countries are finally able to come together constructively and on the basis of mutually acceptable arrangements, that will then be the time for broader multilateral institutions like the United Nations to step in by voicing encouragement and offering their good offices to support and facilitate such regionally-driven progress.
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                    Thank you.
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      <pubDate>Sat, 03 Aug 2019 02:00:00 GMT</pubDate>
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      <title>Inaugurating a New and More Realistic Global Disarmament Dialogue</title>
      <link>http://www.newparadigmsforum.com/p2410</link>
      <description>Note:
Below are remarks that Assistant Secretary Ford delivered to the First Plenary Meeting of the Creating an Environment for Nuclear Disarmament (CEND) Working Group in Washington, D.C., on July 2, 2019. They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good morning, Excellencies, ladies, and gentlemen.  Welcome to Washington, [...]</description>
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      Below are remarks that Assistant Secretary Ford delivered to the First Plenary Meeting of the Creating an Environment for Nuclear Disarmament (CEND) Working Group in Washington, D.C., on July 2, 2019. 
    
  
    
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                    Good morning, Excellencies, ladies, and gentlemen.  Welcome to Washington, and to the First Plenary Meeting of the “Creating an Environment Working Group” (CEWG) under the auspices of the “Creating an Environment for Nuclear Disarmament” (CEND) Initiative.
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                    Let me start by thanking you, Under Secretary Thompson, for your continued leadership and support in this important initiative.  Without you, there would be no CEND initiative and no CEWG for us to attend here today.  But I should also thank all of the rest of you, too, for it is a great pleasure to see you here today as we inaugurate a new diplomatic dialogue to begin exploring possible ways forward for disarmament in a troubled world.
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                    It’s been some time now since this idea first began to develop.  The initial review we undertook of our nuclear policies at the beginning of this administration focused principally upon trying to get our theoryright – that is, to help chart a conceptual course to a new disarmament discourse that offered both a more realistic and a more honest approach at a time of challenging security conditions.  The review did not, at that point, have a crisp concept of precisely how to build a diplomatic dialogue going forward.
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                    But there is now such a path opening in front of us, and that’s why we welcome all of you here today.  We hope the CEWG process being set in motion during the next two days will indeed mark a turning point in the global disarmament discourse – the point at which countries begin to come together in exploring possible answers to the challenges standing in the way of disarmament with fresh eyes, and with more clarity than ever.
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  I. A Unique Assemblage

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                    All along, it has been our hope to ensure for the CEWG a range of participants broad enough to ensure the diversity of perspectives required for serious exploration of how to ameliorate conditions in the global security environment and make it more conducive to safe and sustainable disarmament.  And, so far, I think this is working well.
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                    At a time of global divisions, worsening geopolitical challenges, and a general climate of poisonous politico-ideological competition, it is heartening to see such a diverse range of participants here.
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                    In truth, this group would have been broader still if we had been able to accommodate all who wished to participate.  Unfortunately, in order to maintain both a suitably broad range of viewpoints and a manageable number of interlocutors, we had to turn several would-be participants away who very much wanted to be part of these discussions – and would have been able to make very valuable contributions.  That pains me, but it is also a sign of how interesting and promising many thoughtful diplomats find this project.
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                    Needless to say, every country has a stake in the dialogue around nuclear disarmament.  CEND’s success depends upon not only the active engagement of countries participating directly in the CEWG, but also input from those not directly participating.  I encourage you to consult with countries in your respective regions to keep them apprised of CEND conversations and bring their input into the process.
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                    All in all, I think this group is wonderfully positioned and prepared for the rich dialogue ahead of us.  So what is plan going forward?
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  II. The Project Ahead of Us

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                    It is no secret this effort is related to and is intended to support the goals of the Nuclear Non-Proliferation Treaty (NPT).  But it is not defined by, or limited to, the NPT.  Not everyone in this room comes from a state that is a Party to the NPT.  Indeed, we do not wish this dialogue and this CEND process to be a specifically NPT-centric undertaking, for if this disarmament discourse is to have a future, it must be more inclusive and broadly-focused than that.  Nevertheless, I hope you’ll permit me at least to reference the NPT, because to my eye it articulates two critical yet often overlooked principles that lie at the conceptual core of this initiative.
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                    First, the NPT’s Preamble articulates the utterly commonsensical importance of “ easing … tensions and strengthening … trust among states in order to facilitate” disarmament – that is, its drafters understood and its signatories affirmed that progress depends at least in part on improvements in the political and security conditions of the real world in which disarmament-related decisions are made.  The NPT’s second core concept that can inform us in this Working Group process is that the measures we have undertaken to pursue in our search for a viable and sustainable path to disarmament need to be effective measures, as noted in the Treaty’s Article VI.  The wisdom in these two core disarmament concepts transcends the legal formalities of NPT accession, and can help guide our deliberations irrespective of our country’s specific relationship to the Treaty.  I hope you will keep these principles very much in mind in our discussions today.
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                    In order to explore how to come up with more “effective measures” to bring about the “easing of tension and strengthening of trust in order to facilitate” disarmament, we will be dividing Plenary participants into three groups, each of which will have a chance to exchange perspectives and brainstorm ideas in three general topic areas:
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                    These three issue areas are deliberately broad and intended to cover the full range of possibilities, but where we go with them is ultimately up to you.
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                    As your groups rotate through these thematic discussions, we will be operating under Chatham House Rules.  Specifically, you should feel free to use any of the information you receive here – and we hope you will, since the whole point of this dialogue is to generate wisdom and ideas that can be brought into real-world decision-making.  Nevertheless, neither the identity nor the affiliation of any given speaker, nor that of any other participant, may be revealed to non-participants without express permission from the persons in question.  We implore you to follow this stricture carefully, as it is essential in order to permit the kind of free, open, and honest discussions that this critical topic badly needs.
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                    We have two procedural facilitators here, who will help us manage the individual discussion sessions.  They are Ray Leki and Beth Adler, who join us from the Department of State Foreign Service Institute (FSI), where U.S. diplomats are trained, and for whose help we are enormously grateful.  In addition to these professional facilitators from FSI, we are also pleased to have with us today three subject-matter experts from civil society, each of whom will manage the brainstorming and interactive discussions in one of the topic groups.
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                    Our three subject matter facilitators are world-renowned experts in their own right.  George Perkovich of the Carnegie Endowment for International Peace will manage the discussions and brainstorming with regard to the first issue area (on reducing perceived nuclear weapons incentives.  Heather Williams of King’s College London will be your discussion manager for the second one (on multilateral and other institutions and processes, and Sico van der Meer of the Clingendael Institute will handle the third issue area (on interim measures).  We are delighted to have them here, and we are grateful for their participation.
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                    Let me stress that we want this to be as free and open an engagement process as possible.  This should not be just another of those multilateral events in which everyone speaks in set-piece performances to share well-known views or castigate others for theirs.  We are here to develop a productive way forward.  Therefore, while no one should be asked to abandon strongly-held policy views, I would encourage you to focus more upon how we can build a better world together than upon trading recriminations about the present.
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                    I hope and expect that no one has come here aiming to use this dialogue as just another forum for self-indulgent criticism of a rival or a neighbor rather than contributing to constructive thinking about what the world will need to look like if it is to achieve the goal of disarmament, for this isn’t that kind conference – and we can all do much better than that.  In these discussions, our fingers should be principally pointed not at each other but toward ideas and thinking that could yield a brighter and safer future.
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                    To help make constructive engagement possible, our facilitators have designed our agenda and working methods to make these discussions as free-flowing, interactive, and dynamic as we can.  I would urge to you set aside your normal diplomatic reflexes and expectations, and approach these Plenary meetings more like academic seminars or product-design brainstorming sessions.  You will be asked – and pushed – to generate creative new ideas to use on the issues that you have helped to identify. This will be demanding work, and we will not have time to revisit nor debate past approaches or moribund issues.  The only price of admission here is good faith and a commitment to thoughtful dialogue.
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                    Our hope is that the discussions over the next two days will prepare the way for much more in-depth follow-up work by three CEWG subgroups in the months and years ahead.  Our collective assignment at this Plenary is to identify key questions to be explored by those subgroups within each of the three thematic areas we will be examining.   Our subject-matter facilitators will also try to distill key points and themes from your group discussions, which we will compile into an attribution-free compendium to help enrich follow-on discussions and keep others in the outside world informed.
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                    We will also need to identify subgroup co-chairs to lead this important work, and an initial set of topics for each of the subgroups to pursue further.  In selecting those initial topics, I would encourage each of you to focus on issues that seem most promising for identifying actions that could be taken in the near term, recognizing that more difficult or controversial topics may require more time before they are ripe for practical consideration.  These decisions, as well as any outcomes from subgroups, should be made in the spirit of good faith dialogue.  There will be no joint communique to mark this first meeting, though we may issue a brief, factual press statement.
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                    Our proceedings today will set the stage for an ongoing dialogue through additional subgroup and plenary meetings, as well as intercessional work.  We hope this will feed into the NPT review process and expect to present some kind of progress report on subgroup work at the 2020 Review Conference, but this effort will obviously extend beyond 2020 and be more encompassing than the NPT.  If we are successful in our work together, the CEND initiative should open up new avenues for constructive dialogue leading to greater clarity on what needs to be done for further progress on disarmament.
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  III. Conclusion

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                    In a moment, I will turn things over to Mark Goodman from the State Department’s Bureau of International Security and Nonproliferation, who will give our facilitators and subject matter experts a chance briefly to introduce themselves – after which Mark will give you a bit more detail about the game plan over the next couple of days.  Before I conclude, however, let me thank you again for attending, and for giving this valuable initiative a chance to begin exploring how to make the world a safer and more secure place.
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                    When it comes to the future of the global disarmament enterprise, no one who has been following world events for the last several years could imagine that the path ahead is easy, or that success is in any way guaranteed.  Nevertheless, at a time when the security environment has been deteriorating and the received conventional wisdoms of the disarmament community seem to have run out of steam, the explorations upon which we set out today are a point of light.
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                    Indeed, given the continuing security challenges that impede or imperil the disarmament project, I think it is not merely the case that discussions like this are the best approach currently available.  To come full circle, I would wager an “environment”-focused global disarmament discourse aimed at the amelioration of security challenges – one that draws inspiration from the exhortation in the NPT Preamble to ease tension and strengthen trust in order to facilitate disarmament – is likely the onlyapproach with a chance of providing us all a viable path to disarmament.
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                    This is perhaps a bit intimidating to contemplate, but it also means that you are engaged in a collective effort that can have an important impact.  Thank you again for coming.  Let’s get things started.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 03 Jul 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2410</guid>
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      <title>Competitive Strategy vis-a-vis China: The Case Study of Civil-Nuclear Cooperation</title>
      <link>http://www.newparadigmsforum.com/p2402</link>
      <description>Note:
Below are remarks that Assistant Secretary Ford delivered to the Project 2049 Institute in Arlington, Virginia, on June 24, 2019. They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good evening, and thank you for inviting me to speak at this dinner.  I’ve done a lot [...]</description>
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      Below are remarks that Assistant Secretary Ford delivered to the Project 2049 Institute in Arlington, Virginia, on June 24, 2019. 
    
  
    
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                    Good evening, and thank you for inviting me to speak at this dinner.  I’ve done a lot of speaking over the last year or so about how we in the U.S. Government are reorienting our approaches to China policy, building a competitive strategy vis-à-vis Beijing pursuant to guidance in the 2017 National Security Strategy (NSS) and the 2018 National Defense Strategy (NDS), which made clear the need for new approaches to great power competition with China and Russia – that is, to the “[i]nter-state strategic competition” that the National Defense Strategy makes clear “is now the primary concern in U.S. national security.”
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                    But we haven’t just been doing all this security policy recalibration in response to the NSS and the NDS.  In fact, these readjustments in U.S. national security and foreign policy have been some time coming, and are grounded in an evolving appreciation of China’s behavior, improved understandings of its strategic ambitions and objectives, and a keen awareness of the risks that both of these factors present to U.S. interests and to those of international peace and security.
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                    The principal driver in these U.S. policies has thus been China, which is increasingly forcing the rest of the world to confront difficult questions of this sort.  While it is certainly unfortunate that we face an increasingly challenging relationship with China today, we are focused on addressing those challenges now.
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                    To help illustrate these points, I’d like to tell you a story, giving you, as it were, a case study of competitive strategy development with China from my perspective at the State Department.  We do many things in our little corner of the Department, known as the Bureau of International Security and Nonproliferation, but my story this evening principally concerns only two of them: our role in negotiating civil-nuclear cooperation agreements (a.k.a. “123 Agreements”) and our role in national security export control policy involving China.  The interplay of these roles shows one very specific way in which, as it were, America’s China policy has changed as a result of our improving understanding of China’s America policy.
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      I. Painful Lessons
    
  
  
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                    The United States has had a 123 Agreement in place with China since 1985.  That first agreement expired, and was superseded in 2015 by a new one negotiated by the Obama Administration, which proclaimed that the deal – and the export licensing policies that were thus set in place – would advance U.S. national security interests, particularly in nonproliferation policy.  Unfortunately, that didn’t turn out to be true.
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                    That said, my story also ends with the United States’ development of new policies in light of these problems in order to respond to Chinese security-related challenges in this arena.  And my story concludes with a request for help from you – help, that is, in spreading awareness and encouraging others to learn from the serious challenges we have faced with China’s nuclear industry and to adopt similarly cautious and prudent postures of their own.
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                    The fundamental problems with engagements with the Chinese nuclear industry, to which our policy is now reacting, are fivefold.
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                    First, at the most structural level, Beijing uses its large, rapidly-growing, state-sponsored nuclear industry as a strategic tool with which to augment China’s “comprehensive national power” – both through development in the civilian sector and in support of a military buildup.
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                    Second, precisely because it is in large part a strategic rather than a purely economic tool, the Chinese nuclear industry operates on strategic rather than economic principles.  That is, it makes decisions not so much on the basis of economic, financial, or technological rationality but rather in order to make China more powerful in geopolitical terms and to entangle foreign partners in asymmetric relationships of debt and dependency that can be manipulated for political and strategic ends.
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                    Third, the role of the Chinese nuclear industry as a strategic tool – coupled with the CCP’s emphasis upon growth and expansion at virtually any cost – has led to growing concerns about the safety of Chinese reactor designs, construction projects, and civil nuclear operations.  Quite simply, Chinese officials have favored domestic and foreign expansion of the nuclear sector over safety and reliability, and because of the speed of growth, Chinese regulators have not been able to keep up.
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                    Fourth, the growth and success of the Chinese nuclear industry has been based, in considerable part, upon the systematic acquisition of foreign nuclear technology, both licit trade and through systematic theft.  China systematically targets a variety of foreign technology areas, including through cyber-facilitated and other forms of theft, and the nuclear sector is one of Beijing’s major priorities.
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                    Fifth and finally, the Chinese nuclear industry is not a purely civilian industry, instead operating in close partnership with the People’s Liberation Army (PLA) and in support of Beijing’s efforts to fulfill the so-called “Strong Military Dream” of high-technology military modernization.  To cooperate with the Chinese nuclear business, in other words, is thus to some extent inescapably to cooperate with the PLA.  The nuclear industry’s promotional relationship with Beijing’s security interests and strategic objectives, moreover, has helped give it a very worrying, far-too-close-for-comfort relationship with the Chinese security services, even in its overseas operations.
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                    To my eye, all of these factors compel the conclusion that it would be little short of madness for any potential foreign partner to engage uncritically with the Chinese nuclear industry.  That’s not to say that one should necessarily entirely shun them – and indeed the new U.S. nuclear export control policy we announced last year does not prohibit U.S. nuclear companies from all dealings with China.
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                    What is clear, however, is that any engagement with the Chinese nuclear industry must be informed by a full understanding of its nature, its activities, and its relationship to Beijing’s military assertiveness and the Chinese Communist Party’s authoritarian project.  For us, that has meant dramatically scaling back the scope of permissible U.S. engagements by imposing major new export licensing restrictions.
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                    Nevertheless, we Americans are in a more fortunate position than some.  While the Chinese nuclear industry seeks engagements with the U.S. civil nuclear sector, we are unlikely to enter into the kind of 50- or even 100-year relationship that can be entailed by a major reactor project.  For the most part, we – and others whose intellectual property Chinese technologists covet – simply need to stop foolishly supplying them with the tools they seek to do us ill.  For some other countries, however, taking a properly prudent approach to the Chinese nuclear industry may require shunning involvement with such Chinese projects altogether.  As we have discovered to our own dismay over the last few years, after all, it turns out to be far more difficult than expected to mitigate the risks in this area.
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                    So let’s unpack my list of factors, and the hard lessons we have learned about them.
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      II.      A Perfect Storm of Problems
    
  
  
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       A.      The Nuclear Industry as a Strategic Tool
      
    
      
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                    Much as it aspires to do in a range of high-technology manufacturing sectors under its so-called “Made in China 2025” policy, Beijing seeks to use its civil nuclear industry to crush other competitors’ nuclear power industries and develop next-generation reactors and technologies, and dominate the global market.  As with “Made in 2025,” moreover, China’s methods in the civil nuclear arena involve using government subsidies, mobilizing state-owned enterprises along strategic lines of effort dictated by the CCP leadership, and acquiring foreign technology and intellectual property – through lawful means, forced transfers, and simple theft alike – in order to ensure Chinese dominance.
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                    In support of its broader strategic aim of claiming for itself the position of global power and status it feels itself to have been unfairly denied for many years, China is using civil nuclear cooperation to increase its influence across South and Central Asia, the Middle East, Europe, and South America, seeking to increase its coercive influence over weaker states through the many-decades-long relationships that are created by civil nuclear projects.  In less developed countries with authoritarian systems or smaller democratic institutions, and in countries with financial and economic instability, nuclear cooperation gives China leverage and may support Beijing’s effort to promote the Chinese model of modernization, which relies upon authoritarian politics and state-managed economic activity, and which rejects the established norms that have underpinned global order since the end of World War II.
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                    In advanced industrial economies, inroads by the Chinese nuclear industry present somewhat less danger of entrapment into politically-coercive “neo-neocolonial” relationships, though they can still be potent sources of pressure and manipulation.  Nonetheless, even involvement in advanced economies serves Beijing’s strategic purposes because of the opportunities it offers for stealing technology – as well as for “branding” China’s arrival as a high-status global power in ways that help the CCP claim legitimacy, and help Beijing leverage each such engagement into further engagements and opportunities.
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      B.     Predatory Economics
    
  
    
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                    In support of its strategy, China uses a multi-faceted, whole-of-system approach to exploit and reverse engineer both legally- and illicitly-acquired foreign nuclear technologies, in order to advance its own “indigenous” nuclear technologies, and in at least one instance, to sell Chinese versions of foreign designs – as it did with a Canadian reactor some years ago after stealing information about its design parameters.  (In time, China aims to move to fully indigenous designs, but much of its advances to date have come only with the help of foreign technology, including stolen technology.)  China has stated that its goal is to capture at least 35 percent of the global civil nuclear market in the next 20 years, targeting specifically the so-called “belt and road” countries as a starting point.
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                    China sometimes uses economic coercion to pressure countries into cooperation on civil nuclear reactor projects.  In particular, China is targeting Western Europe, seeking successive footholds there in order to claim a reputation as a reliable supplier of technology.  To do this, China is willing to utilize its economic and trade leverage to pressure governments into committing to cooperation whether or not those governments are really ready to do so.
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                    As an example, when the British government announced in 2016 that it was reevaluating a proposed French-Chinese civil nuclear construction project at Hinkley Point, the Chinese Ambassador to the UK published an op-ed threatening the entire China-UK bilateral relationship – across all economic sectors – should London not move forward with the nuclear reactor project.  This threat, of course, played on British economic anxieties associated with BREXIT in order to prod the UK to let the Chinese nuclear industry gain footholds in Britain.
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                    China, in a sense, expects a return on all its investments.  Since Beijing does not approach such issues purely from an economic perspective, however, the return it expects can be often be political.  In this context, Chinese ownership and operational relationships with foreign infrastructure projects represent potential political pressure and influence points.  For example, Greece joined other countries in blocking European Union criticism of China’s human rights abuses after China’s COSCO Shipping acquired a 51 percent share in Greece’s most important port.[1]  One should expect that, however enticing China’s easy-money nuclear financing may look, foreign entanglement with that Chinese industry will have its political costs too.
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      C.     Safety
    
  
    
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                    The fundamentally strategic nature of Chinese civil nuclear decision-making is perhaps also why Beijing has been willing to support the industry’s expansion well beyond what Chinese regulators have been able to handle, with potentially grave consequences for reactor and operational safety at Chinese nuclear plants.  The CCP’s priority in dealing with the nuclear industry has been to ensure rapid domestic expansion, coupled with foreign expansion in support of geopolitical objectives.  Safety and the quality and integrity of regulatory oversight, however, has not been similarly prioritized or resourced, leaving the Chinese regulatory apparatus more in the position of providing construction management services than safety oversight – much, it has been described to me, like U.S. regulators approached things before the Three Mile Island nuclear accident in 1979.
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                    China’s huge nuclear state-owned enterprises (SOEs) want as much Western technology as quickly as they can, but they aren’t always willing to work with the actual developers and producers of such technology in the ways they should in order to ensure proper safety and quality control.  Instead, in order to expedite incorporation and localization, these SOEs sometimes choose to save time and money by hiring outside experts who aren’t necessarily intimately familiar with the technology.  All three SOEs – China National Nuclear Corporation (CNNC), China General Nuclear Power Corporation (CGNPC), and the State Power Investment Corporation (SPIC) – have willfully cut corners in design, testing, and safety protocols in order to save money and achieve research and development (R&amp;amp;D) goals more quickly.  Seeing faster timelines and faster construction as their tickets to international competitiveness and domestic self-sufficiency, they may have deliberately sacrificed safety on the altar of such expansion.
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                    In order to save money, China’s nuclear SOEs have sometimes circumvented cooperation with international companies that would have been needed in order to comply with licensing requirements and meet the most rigorous and stringent Western “best practice” safety standards.  In one documented instance, for example, the CNNC subsidiary Nuclear Power Institute of China (NPIC) rejected a recommended training program that would have helped qualify the Hualong-1 reactor design.  Despite willfully foregoing this safer course of action, CNNC continues to market the Hualong-1 to countries such as Pakistan and Argentina.  Prospective customers, however, should bear in mind the degree to which they may be being used as guinea pigs for not-fully-tested designs as China scrambles shore up its international nuclear bona fides by finding showcase projects in such markets.  This is yet another reason to be wary when it comes to inviting the Chinese nuclear industry to set up camp in your homeland.
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      D.     Theft
    
  
    
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                    And of course there is the problem of just how China gets some of the nuclear technology it markets.  All three of China’s nuclear SOEs have engaged in illicit activities against their international competitors – and even their international partners – including theft, unauthorized reverse engineering, and aggressive recruitment of international subject matter experts.
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                    The most obvious example of this is the China General Nuclear Power Corporation, which was indicted in April 2016 – along with an employee named Szuhsiung “Allen” Ho – for conspiracy to steal U.S. nuclear technology for use in Chinese reactor designs.  To this end, Ho and CGNPC recruited many international experts to illicitly provide proprietary information and critical know-how.  Ho eventually pleaded guilty and served time in prison.  CGNPC, however, has not responded to the U.S. indictment and continues to market its nuclear wares abroad – even to the point that it is presently between a one-fifth to two-thirds partner in three major British nuclear reactor projects.   What could possibly go wrong?
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      E.    Security Implications
    
  
    
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                    On top of all this, China’s nuclear industry is also a vehicle for advancing China’s military modernization programs through the diversion and adaptation of foreign civil nuclear technology to military and dual-use nuclear programs in the land, maritime, aerospace and outer space domains.  Under the policy of “military-civil fusion” (MCF) – a top-priority national effort overseen by Xi Jinping himself – China is has put in place laws and policies that facilitate military diversion and exploitation of any technology accessible to anyone within China’s jurisdiction.
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                    This is no less true in the civil nuclear arena than in any other, and Beijing systematically seeks to exploit international-origin nuclear technologies and expertise for military programs. Civil nuclear technology, in fact, is specified as a key target sector under MCF – a strategy that explicitly seeks to prepare China for success as the first country to succeed in harnessing the “revolution in military affairs” that Chinese strategists feel will help decide who gets to dominate geopolitics later in this century.
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                    All this, of course, raises sobering questions for anyone contemplating civil nuclear cooperation with China.  Such cooperation depends upon the integrity of end-use assurances, licensing conditionality, “deemed export” controls, and other mechanisms designed to prevent the diversion of materials or technology to unapproved purposes, and especially to non-peaceful ones.  Yet MCF – coupled with China’s laws on technology transfer and cooperation with the security bureaucracy, and with recurring efforts to conceal the actual institutional background of many Chinese researchers doing advanced R&amp;amp;D work in Western countries – deliberately undermine this system of assurances.
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                    MCF seeks to acquire technology for military programs, to recruit foreign talent to undertake R&amp;amp;D in China, and to utilize universities, SOEs, and the intelligence apparatus to push this strategy.  The foreign nuclear industry is a central focus of MCF, with MCF’s efforts particularly focused upon nuclear technology for naval propulsion programs – specifically, for Chinese submarines, unmanned underwater vehicles, floating power plants, aircraft carriers, and icebreakers.  The development of such naval propulsion options supports Chinese Navy plans to build a global military presence, as well as to enhance its global footprint more broadly with nuclear-powered icebreakers to assert China’s presence in the Arctic.
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                    At present, China’s naval nuclear reactor programs have a long way to go before they can effectively support these ambitions for a global naval presence.  China’s naval nuclear reactors for their currently- deployed nuclear submarines are decades behind NATO technology, and the Chinese military reactor program’s personnel, designs, technologies, industrial base, and manufacturing techniques almost certainly still fall short of their full potential.  We think China will face significant design, construction, and quality assurance hurdles as it attempts to achieve key milestones such as: improving its reactors from the current currently-deployed attack submarines (SSNs) and ballistic missile submarines (SSBNs); developing reactors for its next-generation SSNs, SSBNs, and aircraft carriers; and developing small modular reactors (SMRs), including offshore and maritime SMRs to serve as floating nuclear power plants (FNPPs) to provide power for manufactured islands in the South China Sea.
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                    This makes areas such as SMR technology key targets for MCF-based technology acquisition efforts, and nearly any engagement with Chinese industry in these areas could be turned into a means to advance China’s military reactor programs.  Ostensibly civilian research institutions, for example – including the China Academy of Sciences Institute of Nuclear Energy Safety Technologies – receive military funding for next-generation nuclear reactor R&amp;amp;D, and more than 80 Chinese universities are now certified to undertake military R&amp;amp;D.  Practices of systematic “background obfuscation,” moreover, help make it difficult for outsiders to tell which Chinese researchers are “purely” civilians and which ones are being sent abroad, including by the PLA itself, to undertake advanced research and R&amp;amp;D in support of MCF objectives.
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                    Already, China’s military is using other countries’ civil nuclear software to research and design new-generation SMRs, offshore SMRs, micro-reactors, and Generation IV reactors for military end-uses.  And do you remember CGNPC, the company under U.S. indictment for technology theft?  It is working on offshore SMRs for FNPPs with the China Shipbuilding Industry Corporation (CSIC). CSIC adheres to MCF, supports China’s naval submarine and aircraft carrier reactor programs, and is illicitly repurposing Western nuclear software codes for such uses.  Published research from key entities in China’s maritime nuclear power program – including CSIC, CNNC, Harbin Engineering University, and the PLA Naval Engineering University – demonstrates their use of U.S. and other Western technology for maritime reactors.
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                    Perhaps not surprisingly – given the importance of the nuclear sector in China’s MCF strategy, and Xi Jinping’s 2016 declaration that it is the job of China’s SOEs to support the enhancement of overall national power – all Chinese nuclear entities are legally mandated to support China’s security services.  Indeed, China’s 2017 National Intelligence Law requires all citizens and organizations to support, assist, and cooperate with national intelligence efforts.  And China’s nuclear industry does receive direct support from China’s civilian and military intelligence services, including from cyber espionage.
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                    In 2014, for instance, PLA hackers were indicted for breaking into systems of the Westinghouse Electric Corporation, from which they stole confidential business strategies regarding negotiations with a Chinese SOE on future plant construction.  They also stole confidential proprietary information in the form of technical and design specifications for Westinghouse’s AP1000 reactor design, to enable China to build a similar power plant without major R&amp;amp;D costs.
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                    Using more traditional collection methods, the Chinese have also stolen Canadian reactor designs by organizing a supposed Chinese friendship and cultural organization to cultivate contacts among Canadian laboratories and facilities.
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      III. Our Responses
      
    
    
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                    So this is the backstory – which I have illustrated for you this evening with some specific details and case studies of how we came to realize that we had been far too trusting in our approach to civil nuclear cooperation with China under the 123 Agreement of 2015.  It was principally on the basis of the facts I have outlined here that the United States revised its policy on permitting civil nuclear exports to China in October 2018, modifying the rules for the Department of Energy licensing under 10 C.F.R. Part 810, as well as a number of broader export license policy changes.  It was also in light of these facts that we at the State Department have begun exploring how we can use our diplomatic skills more strategically ourselves, such as by employing a new approach to Nuclear Cooperation Memoranda of Understanding (NCMOUs) in support of efforts by the U.S. nuclear industry to build cooperative relationships with overseas partners.  (The first such NCMOU we negotiated was signed with Poland on June 19.)
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                    All of this is an evolving story, of course, so I cannot point you to a climactic “ending.”  But it is, I hope, an illuminating tale, not least because it has implications well beyond the sphere of export controls and export licenses for civil nuclear cooperation.  This story is just one case study of a broader phenomenon – namely, that under this Administration, the U.S. Government is finally coming to recognize and act to respond to the challenges presented by China’s increasingly assertive international self-aggrandizement and the sweep of its global ambitions.
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                    And so, to conclude, I return to the request I told you I would make for help.  If our partners and allies are to respond effectively to such challenges we must all work to spread awareness of these problems and to encourage others around the world to take from the lessons we ourselves have had to learn.  I have offered our experiences with China’s nuclear industry as a cautionary tale, because we got too many things wrong for too long.  But I also offer the story as a sign of what success can begin to look like, and as a model for how others should re-assess these threats and act to meet them.
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                    So I urge you to work with us to spread word of these problems and to encourage thoughtful and resolute responses.  We need more of them, not just here in the United States, but from all of China’s would-be nuclear partners around the world.
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                    Thank you.
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    -- Christopher Ford
  

  
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                    [1] Robin Emmott and Angeliki Koutantou, “Greece blocks EU statement on China human rights at UN,” Reuters, June 18, 2017.
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      <pubDate>Tue, 25 Jun 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2402</guid>
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      <title>Technology and Power in China’s Geopolitical Ambitions</title>
      <link>http://www.newparadigmsforum.com/p2399</link>
      <description>Note:
Below are remarks that Assistant Secretary Ford delivered as testimony to the U.S.-China Economic and Security Review Commission in Washington, D.C., on June 20, 2019. They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good morning, Commissioners, and thank you for inviting me.  I am pleased to offer [...]</description>
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      Below are remarks that Assistant Secretary Ford delivered as testimony to the U.S.-China Economic and Security Review Commission in Washington, D.C., on June 20, 2019. 
    
  
    
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      They can also be found 
      
    
      
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                    Good morning, Commissioners, and thank you for inviting me.  I am pleased to offer some thoughts for you today on the subject of China’s geopolitical technology strategy, and although I will only deliver an abbreviated version to you here in person, I request that the full text of my prepared remarks be entered into the record.
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                    As someone who in my own scholarship has spent some time studying China – and especially as someone who has been 
    
  
  
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     about the challenges that the United States and the international community would likely face as the growth of China’s wealth and power enabled the Chinese Communist Party to pursue Indo-Pacific regional hegemony in the near-term and displacement of the United States to achieve global preeminence in the future – it has been gratifying to see the U.S. policy community and our national security bureaucracy focus with increasing emphasis upon the challenges of competitive strategy vis-à-vis Beijing.  I would argue that this emphasis is notably overdue.  Nevertheless, as we develop an ever-better “whole of government” approach to meeting the challenges presented by China’s power and its increasingly assertive self-aggrandizement in the international arena, we are developing improved answers to these national security challenges along the compass bearing provided in the 2017 National Security Strategy and the 2018 National Defense Strategy – which focus unmistakably upon the imperative of addressing threats from great-power “near-peer” competitors such as China.
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                    In my current capacity at the State Department, I have spoken about these issues publicly on multiple occasions, including about the 
    
  
  
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      nonproliferation tools can be used in the service of competitive strategy
    
  
  
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      the challenges that China presents to traditional models of export control
    
  
  
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      building “coalitions of caution” in slowing the transfer of sensitive technology to China
    
  
  
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      how China intends to use technologies bought or stolen from the West to position itself to best the United States in the next anticipated “revolution in military affairs”
    
  
  
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     that Chinese strategists assess now to be getting underway.  What I would like to do today is to try to shed a little additional light upon why this all matters so much – and specifically, upon how China itself appears to see technology acquisition fitting into its geopolitical strategy.
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  I. The Geopolitics of Grievance and Ambition

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                    Understanding this strategy and context is vital, and not merely because it is only upon the basis of such a clear understanding that we can take effective countermeasures.  Honesty and clarity on these points are also vital.  This is a time in which some are trying to persuade the world
    
  
  
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     that the United States is merely making up spurious national security excuses to take umbrage at China in the service of specifically tariff-related economic interests.  Ladies and gentlemen, I only wish it were true that our anger and distress over China’s behavior related solely to matters of dollars and cents.  Unfortunately, however, the security threats China presents in these and multiple other respects – not just to the United States but to China’s neighbors, to states ever farther from its own shores, and indeed to the structure and function of the current international system – are very real indeed.
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                    One key to understanding this context is to appreciate that despite decades of “win-win” and “peaceful rise” Chinese propaganda tropes, military muscularity – and, more to the point, a steadily increasingmilitary muscularity – is central to Beijing’s geopolitical vision.  China has adopted a whole-of-system strategy to develop what it calls a “world class military” in order to achieve the so-called “Strong Military Dream” by 2049.  By that date – the symbolically potent centennial of the conquest of China by the Chinese Communist Party (CCP) – the Party hopes to have legitimized its authoritarian rule by having achieved “the great rejuvenation of the Chinese nation” (Zhonghua minzu weida fuxing) as China reclaims for itself the geopolitical centrality it sees as its birthright, and of which Chinese nationalists feel their country was robbed in the 19th Century by predatory European imperialists.
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                    This is a central priority for Xi Jinping, who explained at the 19th Party Congress that the “Strong Military Dream” is critical to China’s national rejuvenation.  But even though he is unprecedentedly unabashed in the pursuit of such global military power, this emphasis is hardly unique to Xi.  China’s military ambitions apparently have roots that go back to China’s defeat by British ironclads in the Opium War of the 1840s – a defeat which impressed upon Chinese nationalists the ways in which military technological advancement can permit one empire to humiliate and displace another, and which set off a long countervailing Chinese scramble for technologically-facilitated global military power, over the most recent and most successful manifestation of which Xi now presides.
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                    Our National Security Strategy describes China as one of “the revisionist powers” threatening U.S. security interests.  As I have pointed out for years, China’s conception of national identity and its national security strategy seem to be premised upon a strong sense of “mission,” in the form of acquiring greater power and status in the world.  This power and status are, in turn, the currencies with which it is felt that China will rectify the historical grievances associated with the so-called “Century of Humiliation” that followed the Middle Kingdom’s 19th Century defeats at European hands.
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                    Despite the “win-win” propaganda rhetoric, then, this is no peaceable, benevolent live-and-let-live vision of 21st-Century international engagement.  In the scope of its ambitions, the Chinese Communist Party is inescapably revisionist, even revanchist, in its approach to influence the rest of the world.  Its self-conceived national mission is to make itself ever more powerful vis-à-vis everyone else – and particularly vis-à-vis the United States – and it has devoted its national security policy to what Beijing’s 2002 Defense White Paper described as a policy of “unremittingly enhancing the overall national strength.”
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                    Nor, it would appear, is the objective merely relative power and status.  Fascinatingly – and worryingly – Chinese officials have made clear that in some sense their target is what I like to describe as the current socio-political “
    
  
  
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      operating system
    
  
  
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    ” of the international community.  This was a problem called out in our National Defense Strategy, which noted that China aims “to shape a world consistent with [its] authoritarian model – gaining veto authority over other nations’ economic, diplomatic, and security decisions.”
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                    But you need not just take our word for it.  Xi Jinping himself noted with alarming confidence that China’s development the past four decades had demonstrated to the international community what he described as a new model of modernization that other countries should look to and adopt.  In effect, this model is one of state-controlled economics and authoritarian dictatorship, and thus one in direct competition with the liberal institutions of the current international system.  Xi makes few bones about this, describing today’s world environment as a conflict between modernization systems.  This makes him the first Chinese leader since Mao Zedong to openly state that China wishes to overturn the norms governing the international system and remake the world more in line with its own image.
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                    This is not a new idea, however, nor one unique to Xi Jinping.  Chinese leaders may once have been content – in Deng Xiaoping’s famous formulation – to “bide their time and hide their capabilities,” but such “biding” was inherently tactical, and its cautiousness was clearly understood to serve a broader purpose.  (When you bide your time while hiding your capabilities, you are obviously waiting for some opportunity!)  And indeed, as China’s power has grown, they have been increasingly disinterested in such coy postures and more inclined to act out.
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                    Under Hu Jintao, officials in Beijing began to talk of creating a “harmonious world” explicitly modeled on China’s own, Party-managed “harmonious society” at home.  They even spoke for a while about aiming for China’s “return,” before apparently toning down that rhetoric for fear that it would too clearly signal Beijing’s ambition to reacquire the position of global privilege and centrality vis-à-vis all other nations that gave the “Middle Kingdom” its ancient name.  For his part, Xi has now raised the ante with his rhetoric of the “China Dream,” the “Strong Military Dream,” and geopolitical rejuvenation – and he seems uninterested in toning down his rhetoric just because it is beginning to alarm people who see it for what it is.
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                    Today, China is working to export its model of authoritarianism through its “Community of Common Destiny” to reshape global governance, utilizing the power of the Chinese economy to coerce and to corrupt governments around the world that are already suffering from underdeveloped or unstable democracies and taking advantage of countries suffering from financial instability to push them toward the desired end state.  Ultimately, China seems to think that it really can reorder the world.  As a Chinese ambassador exclaimed some years ago during negotiations over China’s accession to the World Trade Organization, China expects eventually to dictate the rules for the world system: “We know we have to play the game your way now, but in ten years we will set the rules!”
    
  
  
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     His timing may have been a bit off, but it seems very clear what he had in mind.
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  II. Technology and Chinese Strategy

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                    So this, then, is the context for understanding China’s whole-of-system strategy to modernize the People’s Liberation Army (PLA) into a global military power to underpin the China Dream.  To help facilitate this military power, China has adopted an approach it calls “military-civil fusion” (MCF), which seeks to break down all barriers between the civilian sector and China’s defense industrial base in order simultaneously to achieve economic development and military modernization.
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                    As I mentioned, some of the roots of this approach can be seen in China’s painful experience, when encountering Industrial Revolution-era European power, of how military technology can facilitate global power.  Beijing may have lost out on prior “revolutions in military affairs” (RMAs), but it is determined to lead the next one.  Chinese strategic writers expect that the next RMA will be one of “intelligent warfare” – a whole new arena of state-of-the-art military power driven by the application of artificial intelligence (AI) and AI-enabled technology in to military systems and doctrine.
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                    It is the objective of MCF to help fuel this success, permitting the seamless flow of materials, technology, knowledge, talent, and resources back and forth between the military and civilian industrial complexes.  This is the context in which one must understand Chinese interest not merely in AI applications in traditional military sectors – including aviation, aerospace, nuclear, shipbuilding, and land systems – but indeed also in setting international norms for certain enabling technologies that are expected to provide the backbone for AI-enabled future warfare, including 5G and the Internet of Things.
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  III. Evolving Responses

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                    And, in turn – to fuel MCF itself – China has focused relentlessly not just upon developing technology indigenously but also upon acquiring it abroad, by means both fair and foul, tilting the playing field in its favor at the expense of U.S. and global companies.  Not surprisingly, this is one of the reasons we are focusing so much, in the U.S. Government right now, upon reforming national security export control rules and recalibrating export control policy, upon building out recent statutory changes designed to help close loopholes in our traditional methods of screening foreign investments in the United States for national security implications, upon screening visa applicants to try to weed out persons seeking sensitive technologies, and upon shoring up defenses against the cyber-facilitated intellectual property theft that former National Security Agency director Keith Alexander has suggested may constitute “the biggest wealth transfer in history.”
    
  
  
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                    Some of what needs to be done in increasing awareness vis-à-vis high-technology engagements with China lies in such areas of government policy.  Meeting these challenges, however – and doing so without throwing the proverbial economic baby out with the security bathwater of China tech-transfer policy – requires much broader involvement and buy-in across the civilian sector, not only in the United States but across the world.  Business people, researchers, academics, technologists, and scientists allneed to understand the broader context of China’s global strategy, and the implications of its “fused” military-civilian industrial complex.  This is not a call for anything like a complete high-technology “boycott” of China, but there is a need for serious risk mitigation.
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                    This is true in large part simply because there are so many points of contact between China’s MCF industrial complex and the outside world.  Authoritative Chinese sources, for instance, have explained that the entire Chinese university system is considered – in the words of the Xinhua state news agency in 2018 – the “front line” of MCF.  As befits the priority given to the “front line” in any kind of struggle, the MCF system is working along multiple lines of effort to advance Chinese capabilities through the development of a talent pool of doctoral, masters, and undergraduate-level workers in STEM fields.  The Chinese government certifies universities to undertake classified research and development on military contracts, as well as certifying them for weapons production – a policy known in China as the “three certifications.”  To date, more than 80 Chinese universities have already been certified to undertake Top Secret or Secret level military research and development under this program.
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                    Significantly, this approach also includes implementing a policy under which state-owned defense enterprises fund the education of students at the undergraduate, masters, and doctoral level – even to the point of providing living stipends.  These student subsidies turn their recipients into something akin to employees of China’s defense industry, especially since this support is given in return for a service commitment from the students to the companies that fund their education.
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                    As you might imagine, this well-developed system for leveraging military advantage out of China’s enormous flows of outbound and returning students in STEM fields presents enormous challenges for those of us concerned with screening visa applications for proliferation risks – one of the responsibilities of my bureau at the State Department.  It is extremely important to put some national security brakes on the Chinese system’s massive technology transfer bureaucracy.  It is also important, however, to avoid the unjustified conclusion that all Chinese students or technicians seeking to come here are threats – or that the solution to the national security problem with which the CCP’s strategy has confronted us is simply to shut down all ongoing engagements with the world’s second-largest economy.
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                    Striking the right balance is not easy.  Even as we police against those who would take advantage of our openness to collect technology for those seek to collect knowledge with which to do us harm, however, we must also remain open and welcoming to Chinese talent that wants to work within our university and lab system to help push the frontiers of the emerging and even disruptive technologies that can help fuel mankind’s flourishing in the years to come.
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                    So that’s one of our challenges.  But this difficulty is inherent in the challenge of living out a relationship with China that is both cooperative and competitive in significant ways.  This is one of the key challenges of our era, and while no one can guarantee you that we will always get the balance right, I can assure you that we are keenly aware of these imperatives and are committed to responding effectively.
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                    Thank you.
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    -- Christopher Ford
  

  
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    [1]
  

  
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     C. Fred Bergsten, “A Partnership of Equals: How Washington Should Respond to China’s Economic Challenge,” June 1, 2008, Foreign Affairs.
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     Josh Rogin, “NSA Chief: Cybercrime Constitutes the ‘Greatest Transfer of Wealth in History,'” July 9. 2012, Foreign Policy.
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      <pubDate>Fri, 21 Jun 2019 02:00:00 GMT</pubDate>
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      <title>Remarks at the American Academy for Strategic Education</title>
      <link>http://www.newparadigmsforum.com/p2394</link>
      <description>Note:
Below are remarks that Assistant Secretary Ford delivered to the American Academy of Strategic Education in Washington, D.C., on June 12, 2019.  They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Thanks for the chance to speak with you today, and to Jackie Deal for her [...]</description>
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      Below are remarks that Assistant Secretary Ford delivered to the American Academy of Strategic Education in Washington, D.C., on June 12, 2019. 
    
  
    
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                    Thanks for the chance to speak with you today, and to Jackie Deal for her kind introduction.  I would like to talk a bit today about how we in the State Department’s International Security and Nonproliferation (ISN) Bureau view our role and our mission in the nonproliferation arena.  I know that you in your program here spend a great deal of time thinking about important issues of great power competition– particularly vis-à-vis China – so I thought it might be particularly interesting to share some thoughts on how we at State view nonproliferation policy in that context.
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                    Fighting the proliferation of weapons of mass destruction (WMD) and delivery systems, of course, is a central tenet of U.S. foreign and national security policy.  The National Security Strategy (NSS) announced in 2018, for instance, identifies defending against WMD threats as the first component of the first “pillar” of United States policy that it describes:  protecting the American people, the American homeland, and the American way of life.  Building on decades of initiatives, the NSS makes clear, it is our objective to “secure, eliminate, and prevent the spread of WMD and related materials, their delivery systems, technologies, and knowledge.”
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                    And indeed, this enduring commitment to fighting proliferation should surprise no one, for it has been a centerpiece of U.S. policy for many years, across administrations of widely varying political hues, and it enjoys enduring bipartisan support in Congress.  The importance of keeping WMD capabilities out of the hands of rogue regimes and non-state actors such as terrorists is as profound as it is intuitively obvious.
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                    It may be, however, that people still generally think too little about the place and role of nonproliferation in the broader context of national security.  With your indulgence, therefore, I would like to unpack this issue a little bit here today.
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        Against Nonproliferation Despair
      
    
    
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                    Whether with respect to WMD, delivery systems, or advanced conventional weapons capabilities, the obvious benefit of nonproliferation is in preventing the development of threats to our own security and to international peace and security.  The twist here, however, is what to make of the fact that much of the time – and, historically speaking, most of the time – the nonproliferation business has been less about absolutely precluding proliferation than about merely slowing the rate at which threats develop.
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                    Particularly with regard to tools as potentially powerful as nuclear weapons, therefore, I sometimes worry that the casual observer will conclude that nonproliferation policy has at its core something akin to a form of existential despair.  After all, while it’s certainly a good thing that the global nonproliferation regime has helped prevent the “snowballing” cascade of weapons proliferation that was once expected, the number of new weapons possessors since the Nuclear Nonproliferation Treaty (NPT) entered into force almost half a century ago is not zero – and only with great difficulty will it shrink any time soon.
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                    The pessimist might perhaps conclude that nonproliferation is therefore only about slowing down the inevitable.  For my part, however, I think such a pessimistic conclusion would be wrong, and would miss some important aspects of how nonproliferation fits into the broader policy picture.
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                    First of all, of course, “slowing down the inevitable” is far from a bad thing.  No one faults the medical profession, for instance, for its success in prolonging human lives and increasing our quality of life just because doctors cannot cure mortality.  Whether one is referring to debilitating sickness and death or to nuclear weapons proliferation, it is clearly good to delay the onset of bad things.  Even if it were true, therefore, that all we could ever do is slow WMD proliferation, it would still be hugely valuable to keep the number of nuclear weapons possessors as small as possible – as illustrated by the proliferation challenges already presented by malign regimes such as North Korea and Iran – and to postpone for as long as possible the day when nuclear weapons get in the hands of non-state actors.
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                    But there’s much more to nonproliferation than just delaying things anyway.  Nonproliferation is also about buying time for other policy approaches to bear fruit, postponing the onset of potentially unmanageable threats in order to give us a better opportunity to address them before (or at least when) they mature.  Nonproliferation policy is thus not just about delaying catastrophe, but also about playing for time in which other policies and dynamics can successfully be brought to bear.  Properly understood, these dynamics situate nonproliferation within a broader policy context, and they situate nonproliferation specialists as a part of a broader policy and strategy team that is dedicated not only to winning time in which to act but also to collectively answering the pregnant question:  “Time for what?”
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                    This is – to offer an example that we frequently use in the context of NPT diplomacy – why nonproliferation and disarmament are so structurally intertwined.  We constantly point out the degree to which the true structure of the NPT reflects the fact that the disarmament enterprise rests, logically and inevitably, upon a foundation of nonproliferation assurances.  After all, it is impossible to imagine that existing possessors of nuclear weapons would be willing to relinquish them were it not possible to rely upon the global nonproliferation regime to prevent new players from filling the resulting vacuum.
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                    A sound nonproliferation regime, with a full panoply of rules, norms, and well-honed best practices for controlling WMD, is not sufficient to enable disarmament progress, of course, but it is clearly necessary.  It keeps the problem from getting more unmanageable during whatever period of time will be needed before the world figures out how – in the words of the NPT Preamble – “to ease tension and strengthen trust between states in order to facilitate disarmament.”  By setting a baseline for future progress, the seemingly “negative” work of enforcing nonproliferation norms in order to impede the spread of nuclear weapons capabilities thus provides a powerful contribution to the positive agenda of disarmament.
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      II. 
      
    
    
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        Static Versus Dynamic Success
      
    
    
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                    This helps illustrate a broader point.  Nonproliferation – that is, slowing or stopping the spread of threat capabilities – can help keep the problem set within the bounds of what could perhaps be handled by other means.  One could look at this either statically or dynamically.
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                    In static terms, if you “buy time,” you might be able to use that time to “solve” some underlying problem in a one-time, definitive way.  In the nonproliferation context, that might consist of something like slowing the rate at which a proliferator’s weapons programs advance until other dynamics act to solve the underlying problem of proliferation “demand.”  This is, in a sense, what happened with ancien régimeSouth Africa – which, in part, one hopes, thanks to some degree of global concern and vigilance about the prospect of an “Apartheid Bomb” – had only managed to build a handful of nuclear weapons and had failed to develop long-range missiles before internal dynamics of regime change overcame the white minority government of F.W. de Klerk and South Africa’s weapons program was dismantled before it could fall into the hands of the African National Congress.
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                    Alternatively, the fierce remedies of war could be used to end a program that nonproliferation policies have failed entirely to prevent – as appears generally to have been the case with Saddam Hussein’s nuclear weapons program in 1991.  In a sense, the South African and Iraqi examples both represent “static,” one-time solutions to a proliferation problem.
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                    It may be, moreover, that such a one-time solution set can sometimes be generated within the nonproliferation enterprise itself.  This is, after all, exactly what the United States aims to achieve with North Korea through the agreed elimination of its illicit weapons programs.  In the process we are coming to call “negotiated threat elimination,” nonproliferation experts can apply their experience with and knowledge of foreign threat systems – not to mention their diplomatic skills – to planning and implementing the dismantlement of foreign WMD, delivery system, or advanced conventional weapon systems in a more or less “permissive,” negotiated context.
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                    This arena of threat elimination work is an important priority for my bureau at the State Department – the Bureau of International Security and Nonproliferation – which has experience in such things going back to the dismantlement of missiles in countries of the Former Soviet Union in the 1990s, the negotiated removal of WMD programs from Libya in 2004, so-called “disablement” activity at North Korea’s Yongbyon complex in 2007-09, and the destruction of Syria’s declared chemical weapons in 2013-14.  Today, our experts provide technical support for U.S. negotiations with North Korea over denuclearization, so that we are prepared to implement denuclearization if and when Pyongyang proves willing to fulfill its promises.
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                    On this basis, we are working to institutionalize and regularize threat elimination as a continuing locus of expertise within the nonproliferation community – a regular professional specialization, if you will – rather than just an undertaking to which nonproliferation experts rush in an ad hoc way, largely from scratch, every time a new opportunity arises.  With luck, we will be able to apply this expertise not just in implementing a denuclearization agreement with North Korea, but also perhaps in connection with the kind of comprehensive and enduring negotiated solution with Iran that the President and Secretary Pompeo have outlined as our diplomatic objective in Iran.  So that, then, is another approach to answering proliferation problems with one-time, “static” solutions.
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                    But that’s not the only way to think about meeting the challenges presented by adversary threat systems.  If a single comprehensive solution is not available, an alternative might be to try to institutionalize the continuing “buying of time,” in part through nonproliferation-type technology controls, in order to help yourself keep one step ahead of an adversary on an ongoing basis.  And this is, I think, a key to understanding the role of nonproliferation policy in a competitive strategy context.
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      III. 
      
    
    
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        Nonproliferation in Competitive Strategy
      
    
    
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                    Success against missile proliferation, for example, need not always just mean preventing any spread of missile capabilities, which is almost by definition a losing game – given the passage of enough time – unless you can provide some kind of static, “end the cycle” answer to the otherwise continuing problem of proliferation pressures and opportunities.  From the perspective of national policy, success might alternatively consist of keeping an adversary’s missile capabilities to whatever level could still be handled by your own improving missile defenses – or to a scale against which your own evolving military capacities might still hope to be able to prevail if deterrence failed.  This illustrates how success can perhaps be found in a dynamic rather than just a static equilibrium, especially where adversarial relationships persist over time.
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                    And this is where nonproliferation connects most closely to the realm of great power competition – a U.S. national security challenge of the first order, which is expressly called out both by the National Security Strategy and by the National Defense Strategy as a crucial aspect of the contemporary international environment.  When we act to restrict the transfer of military-facilitating resources or sensitive technologies to strategic competitors such as China or Russia – as we have begun to do using new tools such as the Countering America’s Adversaries Through Sanctions Act (CAATSA) in the case of Russia, or by raising awareness among global partners of the risks of sensitive trade with China – we need not pretend that we will (or can) “prevent” them from using any advanced technology to augment their military power in potentially significant ways.  It is surely impossible entirely to preclude a reasonably advanced and technologically sophisticated state gaining some such advantage if it really wants to, but the steps we are taking can still hamper their progress — and that, as we’ll see, can be very important over the course of an ongoing competition.
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                    To some degree, this is “back to the future” for U.S. nonproliferation efforts.  During the Cold War, the United States sought to address the threat posed by the Soviet Union through traditional arms control and disarmament measures as well as through nonproliferation measures.  The Coordinating Committee for Multilateral Export Controls (CoCom) was set up to restrict trade with the Eastern Bloc, for both economic and national security reasons.  In part, it aimed at preventing Western technology from being used to develop weapons that would threaten those same Western Countries.  No one had any illusions that the Soviet Union, its allies, and China would not continue developing their defense industrial bases as fast as they could.  Nevertheless, we wanted to ensure that such military development did not profit from key Western equipment and technology, and that such work would be as slow and difficult as possible.
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                    With the end of the Cold War and the shift away from a bipolar world, CoCom’s raison d’etre faded, and it was replaced with the Wassenaar Arrangement, which focuses on nonproliferation export controls over equipment and technology with military applications.  The Wassenaar Arrangement is not targeted at any particular country; in fact, its membership includes many of the countries that were targeted by CoCom.  Wassenaar is intended to contribute to regional and international security and stability by preventing destabilizing accumulations of conventional arms, and limiting their accessibility to irresponsible recipients such as terrorist organizations.  However, the re-emergence of great power competition means that we also need to resume addressing the potential threat posed by global competitors like Russia and China; this doesn’t necessarily mean a return to something like CoCom, but we are no longer in the benign great power environment many hoped to see after the end of the Cold War, and we need to keep reassessing our policy responses as threats evolve.
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                    Nor is nonproliferation in a competitive strategy exclusively about preventing Russia and China from acquiring more advanced technologies themselves.  It is also about combatting the continued proliferation from China to countries that happen – surely not entirely by coincidence, and notwithstanding Beijing’s claims to take nonproliferation seriously – to be rivals or thorns in the side of China’s adversaries.
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                    The problem of proliferation from China to Iran, North Korea, and other countries is as unfortunate and destabilizing as it is well documented even in public literature.  Multiple such countries gain from the fact that Chinese foreign policy priorities benefit from the proliferation of missile and nuclear technology to Beijing’s foreign policy partners.  It is likely no coincidence that China’s main proliferation recipient countries play critical roles undermining the foreign policy and national security interests of key Chinese strategic competitors – specifically, the United States and India.
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                    Chinese tolerance of proliferation presents a grave challenge to international peace and security.  This makes upholding global nonproliferation norms and standards not only critical in their own right – that is, in helping slow the flow of sensitive technology and materials to countries of concern – but also critical to the success of our competitive strategy vis-à-vis China itself.
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                    Nevertheless, from a competitive strategy standpoint, entirely precluding China and its proliferation-assisted de facto strategic proxies from acquiring any sensitive technology and materials does not need to be the only objective.  There need be no “just delaying the inevitable” existential despair here!  After all, we are a very advanced and technologically sophisticated state ourselves, and one that has no intention of standing still in this new competitive era.  We do not necessarily need to keep our competitors from making any progress in the development of threat capabilities such as advanced conventional weaponry; we merely need to slow their rate of progress so that they cannot outpace our own, thereby developing and exploiting a qualitative edge against us.  In this context – again, one that is dynamic rather than simply static – nonproliferation can be a powerful contributor to overall success irrespective of whether it is possible entirely to “prevent” an adversary’s acquisition of any given capability.
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      IV. 
      
    
    
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        Nonproliferation Controls in History
      
    
    
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                    In some ways, leaders have understood this for thousands of years, though they might not have articulated it in these terms.  In the first half of the first millennium B.C.E., for instance, the Assyrian Empire benefited from its ability to employ iron weaponry – which had some significant advantages over bronze, as the Assyrians seem to have learned years before as vassals to the Hittite Empire, whose smiths had helped pioneer ironworking.  The Assyrians themselves, however, had no iron mines, and for a time during the earlier half of the eighth century B.C.E., Assyria was denied access to the mining centers on the southern coast of the Black Sea and in the Transcaucasus in a protracted rivalry with the state of Urartu, which controlled the important copper and iron mines in modern-day Armenia, Georgia, and Azerbaijan.  From Urartu’s perspective, you might say, it was important – as a matter of nonproliferation policy – to ensure that national security export controls impeded Assyria’s ability to acquire the materials needed for strategic success in early Iron Age warfare.
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                    Nor, however Urartu may have conceived of the problem, was this kind of thing a unique insight.  In ancient China – where sources a thousand years ago describe the crossbow as “the strongest weapon of China, and what the four kinds of barbarians most fear” – prohibitions upon the export of such weapons and related technologies to barbarian territories outside Chinese control date at least from the Han Dynasty.  Later, Chinese Emperors also tried to keep secret the means of producing gunpowder – correctly seeing it as a source of competitive military advantage – and prohibited its export to the Korean kingdom of Joseon, on national security grounds.
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                    In neither case did these Chinese efforts succeed in the absolutist sense, for leakage did gradually occur, but such controls may have played a role in permitting China to prolong its run of regional supremacy.  In time, of course, Western gunboats and Industrial Revolution technology in turn allowed the British and other Europeans to eclipse Qing Dynasty military power in the 19th Century – setting off a countervailing Chinese scramble for technologically-facilitated global military power that continues to this day, and which it is a key objective of our own national security export controls to impede.  This history, however, underlines the potential role that technology access, or lack thereof, can play in geopolitical competition.
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                    Among Westerners themselves, the first Norse explorer to try to settle what the Vikings called Vinland, in North America, prohibited his men from trading their metal swords and spears with the local natives Norsemen dismissively termed Skraelings.  With hindsight, this must have seemed particularly wise, inasmuch as Skraeling hostility eventually proved intractable enough to prompt abandonment of the settlement even without the locals having steel weapons or chainmail – suggesting that by maintaining the gradient of military technology, these Viking nonproliferation controls may have helped Vinland last longer than would otherwise have been the case.  Meanwhile, ironically, the Vikings themselves faced export control prohibitions in Europe at roughly the same time, as the Frankish Empire sought to stop acquisition of high-quality Rhenish steel blades by Vikings who might use them to raid Europe’s northern coasts.
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                    History offers many such examples.  Many years later, during the American Civil War, the rebellious Confederate states sought to make up for their disadvantages against the U.S. Navy by secretly acquiring ironclad warships built in England – most prominently the CSS Alabama, CSS Florida, and CSS Shenandoah – with the result that interdicting these clandestine British arms transfers and ensuring enforcement of more robust British export controls became major diplomatic priorities for the Lincoln Administration.
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                    In time, with U.S. demobilization after the end of the Civil War, Washington itself faced the problem of potential overmatch in naval technology as its naval forces stagnated or regressed while other parts of the world advanced.  Indeed, in 1882, we set up the Office of Naval Intelligence – where I myself had the honor of working as a Navy officer many years later – in part specifically to help the United States acquire modern naval technology after U.S. observers of Latin American wars of the 1870s realized how far our navy had fallen behind even third-rate powers of that period.  Thankfully for the United States, I suppose, the rest of the world apparently did not have robust nonproliferation controls in place at the time, and within a generation or so the state-of-the-art vessels of President Theodore Roosevelt’s so-called “Great White Fleet” were able to make a proud global tour after prevailing handily over the Spanish in 1898 – helping set our country up for its own era of global prominence.
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                    I have, of course, cherry-picked these illustrations from a long historical record.  I think they help make the point, however, that the nonproliferation and technology control business is not simply about keeping dangerous tools out of the hands of terrorists and rogue regimes, but also an important tool of strategy vis-à-vis great power competitors.
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                    It is certainly the case that nonproliferation can provide what one might call “unequivocal” or “absolute” goods.  In the nuclear weapons arena, for example, no responsible person would want to see such weapons in the hands of terrorists or murderously bellicose Third World dictators — at all, ever.  Similarly, it is also clear that limiting the number of nuclear weapons possessors correlates directly with reducing the risk of nuclear war through some breakdown of deterrence, and that broader international aspirations to nuclear disarmament also depend upon a foundation of nonproliferation assurances.
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                    Especially in an era in which military effectiveness depends so critically upon the acquisition and retention of technological advantage, however, nonproliferation can also provide “relative” goods.  Specifically, it can provide realpolitik benefits to national strategy through its contributions to competitive posture in slowing an adversary’s rate of military-technological advance relative to one’s own.
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                    Each of these types of nonproliferation value is of critical importance to the United States today, for we face both rogue regime and terrorist proliferation threats and an accelerating threat from what the National Security Strategy terms “the revisionist powers of China and Russia”: countries that seek, in the words of the National Defense Strategy, “to shape a world consistent with their authoritarian model – gaining veto authority over other nations’ economic, diplomatic, and security decisions.”  In this latter respect, nonproliferation policies and nonproliferation experts can help erode our competitors’ influence, impede or slow their acquisition of threat capabilities, deny effective capabilities to their allies and proxies, and buy time in which our competitive strengths (or perhaps our adversaries’ own systemic weaknesses) can bear fruit.
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                    As we see it at the ISN Bureau, these two aspects of nonproliferation value – which I think of as the “unequivocal” or “absolute,” on the one hand, and the “relative” or “competitive” on the other – are each of critical importance in the contemporary security environment.  We are devoted to succeeding at both.  Our work aims to further the common objectives of the international community – keeping the world’s most formidable weapons out of the world’s most irresponsible hands, reducing the risk of nuclear war or other WMD use, and trying to build a foundation for eventual disarmament – as well as to advance the United States’ own particular competitive interests (and those of our allies) vis-à-vis great power challengers.  Both aspects of nonproliferation draw upon the same set of technical skills and experience, and we are organizing ourselves to maximize our ability to leverage our talents in each area.
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                    This focus upon specific “hard-power” security threats and the advancement of U.S. competitive strategy against geopolitical adversaries may not be the kind of thing the average person always expects to hear from the U.S. State Department in this day and age.  After all, we are an institution that put very different sorts of issues at the symbolic and psychological heart of the U.S. diplomatic enterprise in the Quadrennial Diplomacy and Development Review (QDDR) of 2010.  But this is not 2010, and we are not that Administration.  The global security situation is deteriorating today, and the National Security Strategy is very clear about the concrete threats the American people face, not just from WMD-seeking terrorists and rogue regimes, but also from great power competitors.
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                    We are working very hard to meet these challenges, and we are proud of our contributions to U.S. national security.
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                    Thank you for listening!
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 13 Jun 2019 02:00:00 GMT</pubDate>
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      <title>Plenary U.S. Co-Chair Opening Remarks</title>
      <link>http://www.newparadigmsforum.com/p2421</link>
      <description>Note:
Below are remarks that Assistant Secretary Ford delivered at the 2019 Plenary Meeting of the Global Initiative to Combat Nuclear Terrorism (GICNT), in Buenos Aires, Argentina, on June 6, 2019. They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Esteemed delegates, I welcome you all to the [...]</description>
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      Below are remarks that Assistant Secretary Ford delivered at the 2019 Plenary Meeting of the Global Initiative to Combat Nuclear Terrorism (GICNT), in Buenos Aires, Argentina, on June 6, 2019. 
    
  
    
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                    Esteemed delegates, I welcome you all to the 11th Plenary Meeting of the Global Initiative to Combat Nuclear Terrorism.  I would like to thank the Government of Argentina for organizing and hosting this important event.  We are honored by the presence of Minister of Foreign Affairs and Worship Jorge Faurie.  Minister, I thank you for your remarks, and thank you to Ambassador Roberto García Moritán for your warm welcome.  Argentina has demonstrated a strong commitment to nuclear security, and has been an important partner of the GICNT having hosted two bilateral tabletop exercises since 2014 and serving as the Response and Mitigation Working Group Chair since 2017.  I look forward to Undersecretary Julián Gadano’s keynote address.
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                    Since its inception in 2006, the GICNT has grown from partnership of 13 nations to a vast network of 88 nations and 6 official observer organizations committed to working together to strengthen global capacity in the fight against terrorism.  In its 13 years of existence, the GICNT has added unique value to the global nuclear security architecture by identifying and promoting practical nuclear security best practices that can be applied and institutionalized within your governments.  The GICNT keeps getting stronger each year.  It is a foundational element of the “new normal” for how we collectively think about nuclear security.
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      I. A Message from the President
    
  
  
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                    The highest levels of the United States Government share this view.  I will now read a message from President Trump.  [Click 
    
  
  
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        June 6, 2019
      
  
    
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         I commend the delegates gathered in Buenos Aires for the Eleventh Plenary Meeting of the Global Initiative to Combat Nuclear Terrorism (GICNT) for your commitment to combating terrorism and preventing terrorist groups from acquiring and using nuclear and radioactive materials. I also extend my gratitude to the Argentine Republic for serving as a leader in global efforts to strengthen nuclear security and counter terrorism and for hosting this important event.
      
  
    
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         The stance of the United States is clear: We will draw on the full range of our Nation's and our allies' capabilities to place weapons of mass destruction (WMD) and associated materials and expertise beyond the reach of terrorists. Last year, my Administration released our National Strategy for Countering Weapons of Mass Destruction Terrorism, which underscored the bold and innovative steps we are taking to reduce the risk ofterrorists acquiring and using WMD.
        
    
      
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This Strategy highlighted the GICNT's unique role in supporting these efforts, as a crucial global institution working to establish nuclear security best practices and promote their implementation. Indeed, the GICNT's partners have hosted more than 15 joint activities since 2017 to combat nuclear terrorism and strengthen international cooperation to address this shared burden. Such critical work must continue. Law enforcement, technical, and policy experts at all levels of government should collaborate within the framework of the GICNT to confront evolving nuclear security and terrorism challenges.
      
  
    
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         We live in a world in which the spread of technologies that can be used for either peaceful or malicious purposes may allow terrorists to gain access to weapons and materials that could sow death and destruction around the world. This is the threat that the GICNT must continue to address. We must continue to work together in the fight to keep dangerous nuclear andradioactive materials out of the hands of terrorists. Our citizens rely on us to prevent and respond to any terrorist plots to attack our cities and terrorize our people.
      
  
    
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         I urge all GICNT partners to continue your efforts in support of this important GICNT mission. I send my best wishes for a successful Plenary Meeting.
      
  
    
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                    This 11th Plenary Meeting provides us with an opportunity to review progress made in implementing the principles of the GICNT since the 2017 Plenary in Tokyo, Japan.
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                    I would like to recognize the contributions of Finland in leading our efforts over the past two years as Implementation and Assessment Group Coordinator.  In particular, Ambassador Jari Luoto has shown exceptional personal dedication to advancing the GICNT’s mission and program of work.  Ambassador Luoto has played a critical role in promoting the Initiative as an enduring partnership committed to building partner capacity to combat nuclear terrorism and has represented the GICNT tirelessly and extremely effectively in many international fora.  We are grateful for his advocacy on behalf of the Initiative and for his leadership and close involvement in setting and carrying out its priorities.  We are also grateful to Finland for hosting the successful Implementation and Assessment Group Meeting last year in Helsinki.  I look forward to hearing Ambassador Luoto’s reflections on his experience as Implementation and Assessment Group Coordinator and his recommendations for future activities and priorities.
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                    I commend the progress made by the GICNT’s nuclear detection, forensics, and response and mitigation working groups, chaired by the United Kingdom, Canada, and Argentina, respectively.  I congratulate the Working Group Chairs on developing a diverse range of practical GICNT activities that have effectively addressed the difficult and emerging challenges in combatting nuclear terrorism.  The GICNT could not succeed without the leadership and direction provided by the working group chairs.
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                    Similarly, the GICNT could not have accomplished so much in two years without the contributions of the partners and official observers.  I thank those of you who added expertise to GICNT events by sending representatives to present national models and share experiences, best practices, and lessons learned.  I especially thank each country that volunteered to host a GICNT activity and I look forward to recognizing your efforts in the coming sessions.
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                    I would like to also recognize two of the more recent additions to the GICNT partnership who have taken an active role since becoming members.  First, I would like to formally welcome the United Nations Office of Counter-Terrorism as an Official Observer.  UNOCT joined the GICNT one year ago at the IAG Meeting and has already contributed by co-sponsoring a regional response coordination and legal frameworks workshop in Nigeria this past April.  This was the first workshop that Nigeria has hosted, and the first GICNT activity in Sub-Saharan Africa, since joining the Initiative two years ago at the Tokyo Plenary.  The success of the GICNT is based upon partner participation so I commend both Nigeria and the UNOCT for embracing the mission of the Initiative and working together to promote key counter nuclear terrorism principles.
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      II.  GICNT Progress Since 2017
    
  
  
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                    The Global Initiative held 17 successful multilateral activities since the 2017 Plenary meeting in Tokyo, guided by the work plans adopted by the three working groups there.  Many of the activities explored the interface between nuclear detection, response, and forensics, and addressed regional counter nuclear terrorism challenges and approaches to enhancing cooperation.  In reviewing the work of the GICNT, I am impressed by the diverse, but practically focused activities.  Recent tabletop exercises and workshops promoted strengthening national frameworks for decision-making and coordination across government agencies and counter nuclear terrorism stakeholders; identified mechanisms for regional and international cooperation during a nuclear terrorist incident that spans multiple borders; and explored ways to establish or enhance national capabilities that support the nuclear security mission.
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                    Each of the working groups also addressed important technical challenges within their communities.  The nuclear detection working group continued to promote the integration of technical and non-technical capabilities to support detection operations, including the use of scientific reachback support to aid first responders in identifying detected materials.  The nuclear forensics working group developed a Self-Assessment Tool that will help partners assess their country’s existing nuclear forensics capabilities.  In using the Tool, partners can better understand and address their national nuclear forensics needs.  The response and mitigation group identified critical prevention and response procedures to secure major public events from nuclear terrorist incidents.  These are just three examples of how the GICNT is working to build capacity in key technical areas that enhance nuclear security.
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                    The activities of the three working groups brought together experts from many different nations and disciplines to exchange best practices and strategies for confronting the threat of nuclear terrorism, including law enforcement, first responders, scientists, border and customs officers, foreign affairs experts, policymakers, and senior decision-makers.  Providing a forum that encourages dialogue and cooperation among global experts in each of these fields is one of GICNT’s most valuable contributions to global nuclear security.  I thank you all for your active participation in the work we have collectively accomplished.
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                    The participation of nearly 200 experts and senior leaders here today demonstrates each of your government’s political commitment to combating the threat of nuclear terrorism.  I encourage you to continue to look for ways to embrace the mission of this partnership.  I ask you to consider committing to host, organize, and send experts to attend GICNT activities.  Finally, I urge you to commit to other national actions that promote national or international capacity-building in other areas of nuclear security related to the GICNT Statement of Principles.
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                    For our part, the United States continues to prioritize efforts to strengthen nuclear security domestically, bilaterally, and through multilateral organizations and institutions, such as the Global Initiative.  We are committed to upholding the principles of the GICNT, and to working with our Russian co-chair in advancing the work of the partnership.  Good work has been done by the GICNT over a long time, and we remain focused upon working with our partners to sustain this emphasis.
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                    Once again, thank you for your commitment to the Global Initiative to Combat Nuclear Terrorism, and for being here this week to set the Initiative’s priorities for 2019-2021.
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      <pubDate>Fri, 07 Jun 2019 02:00:00 GMT</pubDate>
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      <title>Rebutting False Disarmament Narratives in Support of NPT Diplomacy</title>
      <link>http://www.newparadigmsforum.com/p2387</link>
      <description>Note:
Below are remarks delivered by Assistant Secretary Ford on May 16, 2019, at the Heritage Foundation in Washington, D.C.  They can also be found here, on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good day, and thanks for coming; it’s always a pleasure to speak at Heritage.  As we approach the 2020 [...]</description>
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                    Good day, and thanks for coming; it’s always a pleasure to speak at Heritage.  As we approach the 2020 Review Conference of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), I am frequently asked what more we in the United States can do to reassure the international community that we remain faithful stewards of the disarmament vision articulated in the Preamble and in Article VI of the NPT.
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                    My usual answer begins by acknowledging the challenges that face the disarmament enterprise these days, for they are very real.  After all, a new era of great power competition is upon us, with the revisionist powers of Russia and China putting pressure on us and our allies in their bids to remake the international system in their own dark and authoritarian image, and with Russia seeming to feel free to violate arms control treaties and flout prohibitions against chemical weapons use whenever it likes.  With our primary obligation being to protect the security and advance the interests of the American people, these developments obviously present challenges for any serious and responsible disarmament agenda.
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                    I then usually point my questioners, nonetheless, to our new “Creating an Environment for Nuclear Disarmament” (CEND) initiative and the multiparty dialogue and working groups we are building to bring states together to start to think through potential answers to such problems.  I also often mention the ongoing work of the International Partnership for Nuclear Disarmament Verification (IPNDV), which continues to enjoy broad support as it brings states together to explore how to verify the dismantlement of nuclear weapons.  And I urge listeners not to forget the disarmament progress that has already been possible because of the easing of Cold War tensions, permitting us and our Russian counterparts to draw down our arsenals by between 80 and 90 percent from Cold War peaks.
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                    And indeed it is very important to draw attention to what we are doing in these regards, and what has already been done.  But it is also necessary to clarify the role that disarmament does, and does not, play in the context of NPT diplomacy.  My interlocutors, of course, frequently have suggestions about what they say would help U.S. NPT diplomacy by demonstrating our Article VI bona fides, thus contributing to a successful 2020 Review Conference.  These suggestions are almost always well-intentioned, but unfortunately they frequently fail to address – or even acknowledge any need to address – the deterioration of the international security environment.  As a result, their prescriptions sometimes miss the mark.  Identifying contemporary international security problems and how they affect the role of nuclear weapons and deterrence, and exploring how to help meet such challenges, is precisely what we and our partners plan to do under CEND.
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                    In order to focus more constructively upon such work, however, it is important to avoid being distracted by narratives that can get in the way of genuinely productive thinking about how to create a security environment more conducive to the kind of safe and stable disarmament progress we all would like to see.  This means that sensible disarmament diplomacy sometimes needs to point out confusions in the conventional wisdom and to rebut interpretations that actually impede real advances.  With your permission, that’s what I’d like to do a bit here today.
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                    To that end, let me outline a bit about how we think about the relationship between nonproliferation diplomacy and our disarmament posture.  It is sometimes alleged that the United States should take certain disarmament-related steps as a way to encourage more nonproliferation cooperation from others.  This appears to be based on the idea that the structure of the NPT represents some kind of “bargain” in which non-nuclear weapons states agree to support nonproliferation only conditionally – that is, to the degree that the nuclear weapons states themselves move with sufficient rapidity toward disarmament.
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                    This “bargain” notion is widespread, and it both appeals to certain anti-Western G-77 political sentiments and was even advanced as one justification for the Obama Administration’s disarmament-focused “Prague Agenda.”  Nevertheless, it bears little relationship to the text or history of the NPT itself.
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                    Nor does this “bargain” concept reflect an obvious geopolitical reality about which the drafters of the Treaty themselves spoke clearly: the nonproliferation assurances provided by the NPT offer huge security benefits to all Parties.  It offers such benefits not just to the nuclear weapons states, but particularly to the non-weapons states, which have powerful reasons not to see their neighbors or regional rivals acquire nuclear weapons, and who (by definition) would lack nuclear tools with which to deter threats from proliferators if this occurred.  These security benefits to non-weapons states from nonproliferation are independent of the degree of disarmament by weapons states, giving non-weapons states a powerful stake in the NPT irrespective of disarmament progress.
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                    Nor is there meaningful evidentiary support for the theory that disarmament movement will catalyze nonproliferation cooperation – though the previous U.S. administration seems to have believed this, and though we are frequently told this by interlocutors who seek to persuade us to conform our national security policies to their disarmament agendas.  Indeed, research undertaken by the U.S. national security laboratories has pointed out that “[t]here is little evidence in the academic literature or otherwise to support such claims” of a linkage between disarmament progress and successful nonproliferation diplomacy, and I think this is correct.
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                    In fact, this Administration explored these assertions quite carefully during our review of disarmament policy in 2017, out of which came our “Creating an Environment for Nuclear Disarmament” (CEND) initiative.  To begin with, there is remarkably little evidence that any potential proliferator has ever made its decisions about whether to acquire nuclear weapons based upon the nature or pace of nuclear disarmament by the nuclear weapons states.  Nor am I aware of any evidence of any country ever having made decisions about whether preventing the spread of nuclear weapons to others is a good idea on the basis of such considerations — which is quite consistent, of course, with the previous commonsense observation that nonproliferation provides enormous benefits to non-possessors irrespective of the pace of disarmament progress.
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                    If anything, as we realized during the course of our 2017 review, the history of the post-Cold War period actually suggests the possibility that disarmament and nonproliferation are correlated in a very different, and potentially disturbing way.  During the post-Cold War era, we in the United States succeeded in reducing our nuclear arsenal by the remarkable figure of about 88 percent.  It is notable, however, that during this same period, three additional countries openly acquired and tested nuclear weapons, and two additional countries undertook secret nuclear weapons programs facilitated by an illicit worldwide network that supplied its customers with uranium enrichment technology and even nuclear weapons designs.  The resulting threat from North Korean nuclear weapons and long-range ballistic missiles, Iran’s continued possession of capabilities that would allow it easily to resume its push for nuclear weaponization, and the growing nuclear weapons programs in South Asia have left the nonproliferation community struggling with some very difficult problems.
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                    I certainly acknowledge that correlation does not necessarily demonstrate causation, but it is remarkable that as this record demonstrates, the post-Cold War period of extraordinary and unprecedented nuclear disarmament progress by the United States and the Russian Federation has also been an era of regression on nonproliferation.  At the very least, this history demonstrates that the relationship between disarmament and nonproliferation, if any, is much more complex than the conventional wisdom of the disarmament community would have it.  And it certainly debunks the simplistic disarmament-progress-leads-to-nonproliferation-progress narrative one hears being advanced so often in NPT circles.
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                    To say this, of course, is not to argue that the nuclear weapons states should not pursue what the NPT’s Article VI describes as “effective measures” to help bring about disarmament; they have committed to do so, and indeed they should, and in fact they have.  But it does mean that these complex policy questions resist simple answers, and that responsible approaches to disarmament must acknowledge, understand, and seek to ameliorate the problems of the global security environment that threaten to make further disarmament problematic or even dangerous if such challenges are not addressed.  That is precisely the focus of our CEND initiative, and one of the reasons why we hope serious and thoughtful disarmament advocates will join us in the CEND exploration.
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                    In the meantime, I think we need to resist incautious attempts to answer the disarmament mail, for the urge to demonstrate disarmament good faith by grand gestures can sometimes outrun good sense.  And that’s why — especially in this critical run-up to the 2020 NPT Review Conference — nonproliferation diplomats need to be prepared to rebut well-meaning efforts to promote disarmament-related narratives or proposals that aren’t actually likely to work or to contribute to international peace and security as advertised.
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      II. 
      
    
    
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        Debunking False Critiques
      
    
    
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                    First and foremost, if we are to build the kind of disarmament dialogue we need in order to make progress toward that goal in a time of deteriorating global security conditions, it is important not to misdiagnose the problem.  I cannot tell you how many times I have heard the complaint — from some disarmament NGOs, and sometimes from otherwise-responsible international interlocutors — that things like the Treaty on the Prohibition of Nuclear Weapons (TPNW) are necessary today because of a terrible “lack of progress” on nuclear disarmament.  Some even go so far to say that such radical attempts at a solution are necessary because there has hitherto been “no progress” on disarmament.
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                    Some years ago, in fact, the then-head of the U.N. Office of Disarmament Affairs actually declared to me that the United States should be given no credit for its nuclear reductions since the end of the Cold War because the end of that period of tension and conflict had reduced our need for such weapons.  We should not be given disarmament credit, he contended, for dismantling weapons we no longer needed in order to safeguard our national security.  In his eyes, therefore, it only counts as “disarmament” if you get rid of weapons you still need — that is, if you risk committing national suicide.
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                    Such an assertion is obviously incorrect – and the idea that disarmament only counts if it harms one’s security is simply absurd.  As I have noted, the truth is that both the United States and the Russian Federation have reduced their nuclear arsenals by between 80 and 90 percent from their Cold War peak.  In our case, the figure is about 88 percent.  As I like to point out in my own diplomatic engagements, if you think 88 percent is not a significant reduction, try taking an 88 percent cut in your salary, or coming to work tomorrow wearing only 12 percent of the clothing you are wearing today!
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                    Clearly, enormous disarmament progress has occurred, and while I fully understand that many would like to see more progress still, to pretend that what has been accomplished to date — at huge difficulty and expense  — is meaningless, is not just unfair (though it is), it is both false and deeply pernicious.  I do not just mean that pretending that all of this amounts to nothing is unfair, though it is.
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                    More significantly, it is simply dangerous for the disarmament community to tell weapons possessors that reductions on such a scale are essentially meaningless just because the world isn’t at “zero” yet.  Such messages risk damaging the disarmament enterprise and discrediting the disarmament movement.  They risk signaling that the disarmament movement is actually not about achieving a better and safer world, but rather simply using a virtue-signaling discourse to undermine the security interests of weapons possessors.  That is no way to build the kind of dialogue and good-faith engagement that the world needs if we are to cope with a deteriorating security environment and aim ourselves at the disarmament future envisioned by the NPT’s Preamble and Article VI.
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                    Credit should be given where credit is due, and weapons possessors who get rid of weapons they no longer need should absolutely be given credit for doing so. Especially when this, at least in the case of the United States, is the result of continual reassessment of how deterrence can be maintained at the lowest levels prudence dictates. This is precisely what the disarmament movement should be all about, and indeed there is scarcely any other way to imagine such progress ever happening.  Our collective global objective should be to gradually build a world in which no one feels they need such tools any longer, because that’s how they would go away.  The narrative that it only counts as “disarmament” to get rid of weapons without which one’s very national existence or that of one’s allies may be imperiled is a narrative that just encourages responsible listeners to distrust and ignore disarmament advocates and indeed the very idea of disarmament itself.  The world deserves better than that.
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      III. 
      
    
    
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        Correcting Misunderstandings about the Path Forward
      
    
    
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                    Another set of confusions that it is necessary to correct to improve the odds of making continued progress relates to how to deal, today, with states’ expressed understandings, in years past, of the optimal disarmament agenda.  When countries come together in fora such as an NPT Review Conference, it is understandable for them to articulate and express their commitment to pursuing whatever disarmament-related steps they think make the most sense in view of the circumstances they face at the time.
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                    But it’s also important to keep an open mind, since the world has a habit of changing over time, and there is no guarantee that what makes sense at one point will invariably make sense at a later point under different conditions.  If our various diplomatic delegations are doing their job, I would expect that the majority of such past policy pronouncements about collective disarmament aspirations would generally still make sense over time.  Especially where conditions in the global security environment are changing rapidly and significantly, however, it would be surprising if all such past policy pronouncements did.
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                    Thoughtful proponents of disarmament should acknowledge this, and should understand it to be a part of our collective disarmament responsibilities to curate and adjust the policy agenda to ensure it remains as relevant as possible in light of changing conditions.  After all, an uncritical, reflexive adherence to yesterday’s agenda where changes have occurred is likely to discredit the disarmament community and make progress more difficult.
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                    As part of the “Thirteen Practical Steps” agreed upon by the 2000 NPT Review Conference, for instance, it was urged that the United States and Russia implement the START II arms control treaty, negotiate START III, and strengthen the ABM Treaty — none of which exist today.  START II was negotiated, ratified, but never entered into force; the U.S. withdrew from the ABM Treaty in order to respond to emerging threats from North Korean and Iranian missiles given Russia ratification provisions; and START III negotiations never commenced (the envisioned framework of which was far different than that of the subsequent New START Treaty).  Does it make sense to consider all of the “Thirteen Steps” to be the canonical disarmament agenda for today?  Of course not. Yet the 2010 Review Conference “reaffirm[ed] the continued validity of the practical steps agreed to … in 2000.”
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                    Clearly, a serious disarmament agenda for the present day must be willing to reassess its understandings as the world changes.  That certainly doesn’t mean reflexively discarding past policy commitments, but it doesn’t mean reflexively endorsing them either.  Article VI does not require any particular concrete steps, and indeed the Treaty’s negotiating record is replete with repeated rejectionsof efforts to require them.  Instead, Article VI enjoins all states to work together toward disarmament — specifically, to pursue negotiations in good faith on effective measures relating to disarmament — and it leaves it to the judgment of future decision makers as to how to do this under the prevailing circumstances.
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                    It is our duty today to live up to the responsibility thus given us, by working to ensure that our policy agenda is one that effectively addresses the challenges of our time.  (How our predecessors felt it best to address the challenges of their time is relevant, but should not be dispositive.)  This is a responsibility not just for the nuclear weapons states, but for all.  And it is essential that we seek genuinely effectivemeasures — and not merely ones that adhere to past formulations just because there were past formulations.
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                    The weapons states have expressed an “unequivocal commitment” to disarmament, but that does not absolve anyone of the responsibility for ensuring that the measures we seek are actually effective in light of current circumstances.   (By analogy, one might be “unequivocally committed” to getting to the other side of town, but it would be madness to press blindly forward, irrespective of where each road actually leads, where there are sinkholes or road construction, or whether there is oncoming traffic when one wishes to turn!)  If disarmament is important enough to pursue — and we are all agreed that it is — it is important enough to pursue with care and with prudence.  To contend that one should press forward in a straight line irrespective of the terrain is a sign of unseriousness.
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      IV. 
      
    
    
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        Preventing a Wrong Turn
      
    
    
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                    There are probably many disarmament mythologies that deserve debunking as we seek to find a genuinely effective way forward and build dialogue towards that end, and I won’t trouble you with a full laundry list today.  But I would like to say a final word, in this regard, about a concept that is raised from time to time, and that perhaps enjoys a superficial appeal, but that is also based upon some important misunderstandings – and that, if adopted by the United States, could actually impede, rather than advance, the disarmament progress envisioned in the Preamble and Article VI of the NPT.  I refer to the question of whether the United States should adopt a so-called “no-first-use” (or “NFU)” nuclear weapons policy.
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                    In the years after the end of the Cold War, the issue of whether to make NFU into U.S. policy came up several times.  The Obama Administration, for instance, flirted with declaring that the “sole purpose” of nuclear weapons is to defend against other nuclear weapons — a concept which is basically NFU in mufti, and that former Secretary of Defense William Perry explained was in fact developed as a way to rebrand “No First Use” so it could be sold, sub silentio, to American audiences.  But in the end, the notion was still found wanting; it has consistently been dismissed by administrations of both parties as being deeply unwise and inimical to U.S. strategic interests.
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                    Nevertheless, the NFU idea still bubbles up occasionally.  In fact, however, NFU is no better an idea today than before.  If anything, a U.S. NFU declaration would probably actually be even moreproblematic today than at any other time since the Cold War ended.
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                    As for the idea that a lack of NFU has harmed nonproliferation, this is easily dispensed with — much as with the broader question of whether disarmament progress catalyzes nonproliferation progress, which I discussed earlier — for there is no evidence for this.  And even if lack of NFU were to have some vague chilling effect on nonproliferation diplomacy, it is still a poor basis upon which to make strategic posture decisions in an arena of potentially existential questions about how to prevent great power war.
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                    As for the claim that NFU provides “predictability,” I think in practice it would do no such thing, and indeed that its real effect might be to increase uncertainty and adversary distrust, and to make it harder to achieve the kind of clarity about posture and doctrinal thinking that we need between the world’s nuclear weapons possessors.
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                    As a general rule, nuclear weapons possessors that face significant non-nuclear threats such as the danger of a large-scale conventional invasion or an assault with biological, chemical, or cyber weapons that could have a crippling strategic impact — or countries that wish to deter aggression against alliesfacing such threats — understandably opt against NFU policies.  To adopt NFU, after all, is to proclaim that you will not use or threaten to use nuclear weapons to deter any non-nuclear threat, no matter howgreat.
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                    Precisely because successive generations of U.S. leaders have cared so deeply and consistently about preserving the integrity of the U.S. “nuclear umbrella” alliance networks in Europe and East Asia, the United States has always eschewed NFU.  This was especially important during the Cold War, but it remains important in the current era of worsening great power competition in regional theaters where Russia and China enjoy local advantages vis-a-vis U.S. allies they seek to intimidate in hopes of dividing us, ultimately “decoupling” our allies from our deterrent umbrella.
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                    In this context, a U.S. NFU declaration would be desperately unwise — a blow to the heart of our alliance system, a potential signal to would-be regional aggressors (and our friends) that we do not intend to defend our alliance partners, and a repudiation of decades of bipartisan and trans-oceanic good sense and agreement upon one of the most important planks of U.S. foreign and national security policy.
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                    Historically, at least, it tends to be nuclear-armed countries that perceive themselves to possess an overwhelming non-nuclear advantage — and perhaps those who want, cynically, to increase the pressure upon a nuclear-armed but conventionally weaker adversary to forswear the very nuclear deterrence that could nullify that advantage — that find NFU attractive.  Perhaps the most interesting study here is the Soviet NFU pledge made by Leonid Brezhnev in 1982.
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                    That pledge was an entirely dishonest promise designed to help encourage the “nuclear freeze” movement in the West, to undermine the nuclear deterrence upon which NATO relied in order to deter invasion by Brezhnev’s armored divisions, and to pressure the Alliance into not responding to Moscow’s deployment of hundreds of SS-20 missiles.  The Soviet NFU pledge was also a promise that the Kremlin never meant in the first place, as subsequent, post-Cold War revelations about the Soviet Union’s actual,immediate-nuclear-use operational planning were later to make clear.  The Brezhnev example demonstrates how NFU can actually undermine deterrence and stability, and how feel-good virtue-signaling in nuclear policy can be weaponized for cynical ends.
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                    Especially in light of the continuing importance of our alliance relationships and the worsening threat of revisionist aggression in local theaters where our own forces are somewhat thin on the ground, I would encourage those in the West who may be tempted by the NFU idea to think these things through carefully.  It is worth asking whether our security — and international peace and security — would really benefit if we proclaimed an NFU policy and both our allies, and our adversaries really believed it.  I submit that it would not.
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                    But that, of course, brings us to the question of whether our allies and adversaries would in fact believe us if we proclaimed NFU — and here lies another one of the idea’s problems.  As a mere statement of policy choice, having a “No First Use” doctrine is basically just a statement of intent, and it is something that can be undone at least as easily as it can be proclaimed, without any requirement of advance notice, or notice at all.
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                    Since it could be changed on a whim, therefore, NFU might be a signal potent enough to convince our allies that we are not very serious about defending them, but it is very difficult to see how any adversary would place any reliance interest in it.
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                    After all, if a nuclear-armed state faced an overwhelming conventional invasion, or a strategically crippling non-nuclear attack with some alternative form of WMD, for instance, how reasonable is it to expect that this country would really abjure using or at least threatening to use its nuclear weapons in order to save itself?  To ask this question, I would think, is to answer it: in the kind of circumstances in which NFU would matter most, a bare NFU declaration can be relied upon least.  NFU is just a statement, not a suicide note.
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                    This goes to the heart of why NFU in fact wouldn’t provide the “predictability” in a crisis that some of its advocates contend it would.  To be sure, there presumably are circumstances in which an NFU declaration would be quite credible, but these are not the ones anyone cares about.  No one would question, for instance, a U.S. promise not to use nuclear weapons first against our closest treaty allies, but the very circumstances that would make that declaration credible also make it entirely unnecessary.  Such an NFU promise would obviously be reliable because we are obviously close allies and friends between whom such problems would never arise in the first place.
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                    All in all, therefore, NFU statements seem pretty useless: they can truly be credited only when they are unneeded, and where they would be the most consequential, they are at their most unreliable.  This is no recipe for success.
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                    If anything, the old example of the Soviet Union’s disingenuous 1982 NFU pledge suggests that the effort to claim credit for an NFU policy could actually contribute to unpredictability and distrust in a deterrence relationship.  I cannot imagine, for example, that Moscow or Beijing would feel any more “reassured” by a U.S. NFU pledge than before.  To the contrary, having themselves some experience with questionable NFU promises, they might feel more insecure and distrustful, seeing our own NFU claims as a form of dishonest and manipulative opacity that moves away from the kind of transparency and confidence-building engagement on doctrine and posture that U.S. leaders have been trying to elicit from our nuclear competitors.  Worse, especially given the Kremlin’s weird fears of some kind of invasion by NATO, an NFU policy might be interpreted in Moscow as exactly what Brezhnev attempted: a stunt to delegitimize an adversary’s potential use of nuclear weapons to deter conventional aggression.
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                    So while I would posit that the absolute worst case scenario would actually be if our great power adversaries actually believed an American NFU declaration — in which case they might feel much more free to threaten our European or Asian allies with non-nuclear force — the alternative scenario would also be quite bad: adversaries who are more distrusting of our intentions than before, and even less willing to engage with us on transparency and confidence-building measures in strategic policy.
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                    And since our “nuclear umbrella” allies might quite plausibly take even a strategically non-credible NFU declaration as a clear message that Washington now finds it distasteful to contemplate using nuclear weapons to defend them, we would have ripped asunder our most valuable alliance relationships.  Moreover, in articulating contempt for ally-reassuring “extended deterrence,” NFU could undo generations of U.S. nonproliferation policy, undermining the proliferation disincentives provided by our alliance relationships, and signaling to any current allies who think that nuclear weapons are still needed to deter aggression against them that it is now time to start building such devices themselves.
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                    Truly, therefore, a U.S. NFU declaration would be a terrible idea. For all the potential feel-good psychology of NFU, its reality would be only sordid and problematic: ushering us into nuclear weapons relationships more unstable, unpredictable, and untrusting even than at present, transforming our alliance relationships into ones weaker and more tenuous than today, and making nuclear proliferation and indeed nuclear war more likely.
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                    As we seek, through the CEND process, to build a serious dialogue aimed at addressing the myriad security challenges that make disarmament progress difficult, we must encourage thoughtful consideration of all such issues — and be willing, where necessary, to point out the flaws in some of the traditional rhetorical reflexes of the disarmament community.  Finding a sound way forward requires cutting through such underbrush, even if that goes somewhat against the grain of political correctness.
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                    We are trying to chart a path along these lines with our CEND initiative and the “Creating an Environment Working Group” process.  As we move toward the 2020 Review Conference, I hope that more and more international counterparts will join us in trying to address these issues thoughtfully, with seriousness, and with an open mind.
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                    Thank you for inviting me.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 17 May 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2387</guid>
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      <title>Lessons From Disarmament History for the CEND Initiative</title>
      <link>http://www.newparadigmsforum.com/p2383</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered on April 30, 2019, at the United Nations in New York, at a side event for the Third Session of the Preparatory Committee for the 2020 Review Conference of the Parties to the Treaty on the Non-Proliferation of Nuclear Weapons. These remarks may also be found on [...]</description>
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      Below are the remarks Assistant Secretary Ford delivered on April 30, 2019, at the United Nations in New York, at a side event for the Third Session of the Preparatory Committee for the 2020 Review Conference of the Parties to the Treaty on the Non-Proliferation of Nuclear Weapons. 
    
  
    
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                    Excellencies, ladies and gentlemen, thank you for coming — and thank you also to Ambassador Patriota of Brazil and Ambassador Gabrielse of the Netherlands for joining me for another discussion of the “Creating an Environment for Nuclear Disarmament” (CEND) initiative. The event we did together in March at the Conference on Disarmament in Geneva was, to my eye, quite successful, and it is a pleasure to be back on a panel with the two of you.
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                    I should also offer special thanks to Under Secretary Thompson, for all her leadership and support in this important initiative. Without her, there would be no CEND initiative, and rather than being in the process of adapting itself creatively to modern needs and challenges, the world’s disarmament discourse would remain dangerously stuck in outdated and sterile concepts that actually impede progress toward its objectives.
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                    For my contribution today, I thought I’d offer thoughts on some lessons that can be drawn from disarmament history to inform the CEND dialogue that lies ahead of us as we bring the “Creating an Environment Working Group” (CEWG) into being in anticipation of its first plenary meeting this summer. These lessons, I think, help make clear why we so badly need a new dialogue focused upon ameliorating the security conditions that impede disarmament progress. After that, I’ll say a few words about the suggestions made — in our just-released NPT Preparatory Committee (PrepCom) working paper on operationalizing CEND — about the sorts of questions we hope the Working Group will be able to start exploring as it seeks to find a way forward for us all.
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  I. Lessons to Remember

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                    So first, some historical perspective. When we emphasize the degree to which the CEND initiative learns lessons from the past about how it is futile — and can be counterproductive — to try to address disarmament issues without considering the underlying circumstances of the security environment in which disarmament-related decisions take place, we are not just making idle assumptions. This point about security conditions is one that resonates throughout the history of mankind’s efforts to limit or eliminate dangerous weapons of war.
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  A. ANCIENT CHINA

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                    The earliest disarmament campaign of which I am aware apparently dates from sometime around 546 B.C.E., during the “Spring and Autumn” period of ancient Chinese history — at which point a statesman from the state of Ho Nan decided to make a name for himself by enlisting his diplomatic counterparts in an agreement to stop producing armaments. In the campaign of moral suasion to win support for this pact, several other states agreed to sign up, each convinced that the effort would come to nothing, but all nonetheless afraid of the reputational harm that might result from being seen to be opposed to such a deal.
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                    Perhaps not surprisingly, under the circumstances, these states’ solemn pronouncement proved only fleetingly effective, if at all. Made in a vacuum apparently disconnected from the competitive dynamics of the period and enforced merely by fear of reputational harm among the bien-pensant diplomatic community of the period, this virtue-signaling seems not to have affected the deterioration of competitive statecraft that followed – ultimately leading to a progression of warfare in the Warring States period in which successive states were gradually swallowed up until the brutal and totalitarian State of Qin emerged triumphant in 221 B.C.E. under Qin Shi Huang, the first Emperor of China and the founder of the eponymous Qin Dynasty that gave China its name.
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  B. MEDIEVAL EUROPE

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                    In 1139, Pope Innocent II issued a papal encyclical, at the Second Lateran Council, that among other things made an attempt at prohibitory disarmament. The 29th canon of his encyclical declared to the warring princes of Christendom that in their feuding, it was now prohibited to engage in what Innocent described as “that murderous art of crossbowmen and archers, which is hateful to God.” This ban was to be enforced by penalty of anathema — that is, the formal ecclesiastical curse of excommunication, which was about as terrible a punishment as the Medieval Christian mind could devise.
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                    Whether the motives behind this prohibition were in fact moral — perhaps representing Europe’s first “humanitarian impact” disarmament campaign — or whether the Pope was simply trying to lock in place the existing power structure by banning technologies that might threaten a status quo in which well-armored nobles need not fear commoners, the encyclical was notably ineffective. Both crossbows and archers remained important parts of European warfare for centuries, only being phased out when superseded by firearms. This may have been the first time in Western history that a moralistic prohibition issued without any apparent consideration of or attempt to ameliorate the brutal security dynamics of its time ended in embarrassing failure, but it would not be the last.
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  C. THE INTERWAR YEARS

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                    Many of you probably know of the Kellogg-Briand Pact of 1928 — a global effort originally devised by well-intentioned disarmament advocates from the Carnegie Endowment for International Peace, and under which 62 countries eventually signed a solemn agreement declaring war itself to be unlawful — and of its tragic ineffectiveness in mankind’s march toward the Second World War. Perhaps less well remembered today, however, are the efforts at naval arms limitation undertaken in the 1920s and 1930s. Nevertheless, these efforts also provide some lessons about the challenges of trying to limit or prohibit specific means of destruction without addressing the circumstances that lead real-world leaders to want them or to keep them.
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                    In the wake of the carnage of the First World War, a number of U.S. politicians, including Senator William Borah of Idaho, led an effort to get the United States to begin arms limitation and disarmament negotiations with its British and Japanese competitors in the worldwide naval arms race that was then starting to heat up. This campaign of disarmament activism helped lead to the Washington Naval Conference of 1921, as well as to several successive follow-up conferences in the late 1920s and early 1930s.
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                    Some delegations viewed these conferences as an opportunity to try to address growing security problems in the postwar environment, perhaps most of all in the Far East, where the rising, geopolitically revisionist empire of Japan was destabilizing things rapidly. The American delegation sent by President Warren Harding to the Washington Naval Conference, however, focused almost entirely upon regulating weapons themselves, by setting specific limits on naval armaments.
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                    This emphasis upon controlling the tools rather than ameliorating the security environment continued for years, with the result that the successive interwar naval conferences have been described as “a monument to the futility of seeking arms control without connecting political arrangements.” The U.S. statesmen who constructed the “Washington system” of arms limits during this period succeeded in building a complex system of numerical controls based upon ship and tonnage ratios between the rival powers, but they failed to pay much attention to countries’ broader geopolitical interactions and the security dynamics of the interwar period. In effect, arms control became the goal in and of itself, instead of playing its proper role as merely a means — and one among others — to improve international security. Accordingly, their technical mechanisms proved short-lived, soon being overtaken and left behind by advances in naval and aviation technology and by worsening great power competitive dynamics in the lead-up to the Second World War.
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  D. COLD WAR AND POST-COLD WAR EFFORTS

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                    A more salutary example of the importance of underlying security conditions can be found in the form of the Intermediate-range Nuclear Forces (INF) Treaty of 1987 — an agreement that took advantage of a disarmament opportunity created by armament choices made by Western leaders who responded to Soviet missile threats with steady resolve notwithstanding a firestorm of political opposition from the disarmament community. I am sure most of you know this story.
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                    The Soviet Union deployed its RSD-10 intermediate-range missile — known to NATO as the SS-20 Saber — in considerable numbers in the 1970s, presenting NATO with a grave new threat to which the Alliance then had no response. NATO leaders, however, agreed to meet this threat by accepting the United States’ development and deployment in Europe of nuclear-tipped Pershing II ballistic missiles and Gryphon ground-launched cruise missiles (GLCMs). Despite fierce opposition from a “nuclear freeze” movement strongly encouraged from Moscow — since a freeze would have left Soviet missiles in place unopposed, and since the USSR’s totalitarian political system was essentially immune to civil society disarmament protest anyway — NATO stayed the course, and the new U.S. systems began to be deployed in the early 1980s.
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                    Far from this representing just another potentially catastrophic escalation in the Cold War nuclear arms race, however, the U.S. deployments gave the Soviet Union a powerful reason to reconsider its course. In 1987, the two powers agreed to the INF Treaty, the first arms control agreement ever to eliminate an entire class of nuclear delivery systems.
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                    As we all know, of course, Russia would decide to violate this treaty less than a quarter century later, setting in motion a chain of events that will likely produce INF’s collapse in the next few months. Nevertheless, that treaty’s success in ridding the nuclear superpowers of INF-class weapons for a generation provides an important lesson. It shows that the path to disarmament can sometimes run through strength — specifically, a steely-eyed responsiveness to threats, coupled with an open-minded willingness to negotiate when geopolitical conditions have been created that make success possible — even when the conventional wisdom of the disarmament community holds otherwise.
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                    I will not dwell upon the example of START and the nuclear weapons reductions that occurred after the end of the Cold War, because I speak of them often — and you are all surely well aware that that period of eased tensions allowed us to reduce the size of the U.S. nuclear arsenal by an extraordinary 88 percent from its Cold War peak. I mention this now only briefly, simply in order to stress the obvious lesson it teaches. This disarmament progress did not end the Cold War, but rather followed and resulted from the easing of Cold War tensions.
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                    These various historical lessons make clear that disarmament is possible only when and to the degree that the underlying security conditions of the global environment are, or can be made, conducive to such progress. To start with trying to prohibit the tools without working on the security environment is thus to get things precisely backwards — and probably also to doom one’s efforts to failure, however well-intentioned they may be.
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  E. MAINTAINING A DISARMAMENT REGIME

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                    Before I outline what these lessons might mean as we think about a constructive agenda for the CEND initiative, let me add a final lesson about the challenges of maintaining disarmament. The international community now has at least a little experience with trying to build and maintain a comprehensive disarmament regime, in the form of the Chemical Weapons Convention (CWC) and its associated Organization for the Prohibition of Chemical Weapons (OPCW). Accordingly, we should learn from this example too.
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                    Let me try to explain why I think the CWC is so relevant here. At one level of abstraction, a disarmament regime could be thought of as involving three prongs: prohibition; elimination; and verification. The CWC is ambitious in this regard. By contrast to the other WMD control regimes, it seeks to accomplish all three of these things. It bans chemical weapons (CW) and lays out a process for eliminating CW stocks and facilities. It establishes mechanisms for verifying implementation, monitoring for signs of cheating, and investigating allegations of use, and it now also even provides a means for attributing instances of CW use in Syria.
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                    The CWC on the whole has been fairly successful. This makes its example an important one as we think about the disarmament future.
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                    But the CWC regime faces great challenges at present, with Syria and Russia having both not just kept but in fact used chemical weapons in violation of the CWC. Iran, too, does not appear to have complied with its own CWC obligations, and may be pursuing central nervous system-acting chemicals for offensive purposes. Meanwhile, Russia has been working to sabotage and undermine mechanisms for CW-related transparency and accountability at both the United Nations and the OPCW.
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                    The lesson here, I would suggest, is not just that one does not get to disarmament without careful attention to ensuring that the underlying conditions of the security environment are conducive to it, though that is clearly true. It is also the case that one cannot maintain a disarmament regime irrespective of the security environment. Regimes do not maintain themselves, after all, and preserving them requires ongoing work and commitment from all involved.
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                    If unscrupulous Parties feel they have something to gain from noncompliance — and if they either think they won’t be caught or simply see no particular reason to fear the consequences if they are — a regime will erode. In a sense, therefore, whether with respect to “getting there” or to “staying there,” a serious disarmament agenda can be seen as a task more effectively and sustainably undertaken by practitioners of realpolitik than by mere moralists.
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                    Here too, then, history shows the prospects for disarmament to be inescapably entangled with, and inseparable from, the problems of the security environment. No viable disarmament agenda can proceed without trying to address those challenges, and the most serious ones start there. And that, in turn, brings us to CEND.
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  II. Questions to Consider

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                    CEND is all but unique among disarmament efforts in the modern world, in that it is alive to and informed by these security challenges. In the PrepCom Working Paper we have just released on operationalizing CEND and setting in motion the CEWG, we include a section suggesting how we believe it might be helpful for the Working Group — when it meets this summer in its first plenary session — to focus upon key questions and factors that affect the international community’s ability to achieve further nuclear disarmament progress or that will have to be addressed in connection with achieving and maintaining the ultimate goal of elimination.
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                    As I noted in my remarks to the PrepCom General Debate, it will be up the CEWG itself to decide what specific questions it will actually end up exploring. As we describe in our Working Paper, however, we suggest the possibility of approaching these challenges in three broad, conceptual “buckets.”
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                    First, we suggest an exploration of measures that could help change the security environment in order to reduce incentives for states to retain, acquire, or increase their holdings of nuclear weapons.
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                    Since it seems unlikely that anyone will ever be able entirely to eliminate the materials and know-how needed to make at least basic nuclear weapons, exploring such questions is critical to the disarmament enterprise.
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                    Second, we suggest exploring institutions and processes that could bolster nonproliferation efforts and increase confidence in nuclear disarmament.
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                    The questions in this second “bucket” of challenges speak, in part, to the degree to which the international community can rely upon negotiated regimes to preserve peace and security in a future world free of nuclear weapons. Especially in an era of compliance crises such as with the D.P.R.K.’s violation of the NPT, Russia’s material breach of the INF Treaty, Syrian and Russian CWC violations, and still-unresolved questions about Iran’s nuclear capabilities and strategic intent, these questions are quite critical.
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                    Third, and finally, we suggest exploring measures to reduce the likelihood of nuclear war among weapons possessors during whatever period of time remains before such weapons are eliminated.
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                    This third “bucket” of questions points us at the need to maintain nuclear deterrence wisely during whatever period remains before the possible future achievement of disarmament. Since it is possible that this might end up being quite a long time, it is imperative that we think more carefully and systematically about these challenges.
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  III. Conclusion

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                    I know that we have given you a lot to digest, but we are very pleased to have the chance to discuss these matters and provide you all with “food for thought” as we move — after the conclusion of this PrepCom — into the planning process for this summer’s upcoming CEWG plenary. We do not claim to have all the answers, of course, nor would it be appropriate for any one country to dictate the agenda for such a collaborative dialogue project. Nonetheless, we hope that the international community is now finally at a point where it can start asking itself the right questions, and we look forward to working with our international partners in the upcoming plenary to devise a constructive approach.
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                    Thank you for coming.
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      <title>Statement by the United States in General Debate at the 2019 NPT PrepCom</title>
      <link>http://www.newparadigmsforum.com/p2378</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered on April 29, 2019, at the United Nations in New York, as head of the U.S. delegation for the Third Session of the Preparatory Committee for the 2020 Review Conference of the Parties to the Treaty on the Non-Proliferation of Nuclear Weapons.  These remarks may also [...]</description>
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                    Mr. Chairman, Excellencies, ladies and gentlemen, this meeting is not like any other Preparatory Committee (PrepCom), for this is the last chance the States Party to this Treaty will have to come together to prepare for next year’s Review Conference (RevCon) marking the 50th anniversary of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) coming into force. It is also unusual in that we have yet to accomplish procedural steps that, at this point in the NPT review cycle, have usually long since been taken in order to prepare for a Review Conference. Accordingly, it is our most basic task — the sine qua non of this PrepCom — to decide quickly upon those procedural arrangements. It is essential to the prospective success of the RevCon that we finalize the full RevCon leadership team, including the RevCon President, to enable that team to begin consultations right away. For the sake of the RevCon, Mr. Chairman, this is indeed a matter of surpassing urgency.
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                    Successful preparation for next year’s RevCon is important, because that anniversary will be an occasion for us to look back across the NPT’s existence and review progress in living up to the Treaty’s obligations and ideals, to take stock of the environment we face today, and to find better ways to work together to meet the challenges of the next 50 years. We must recall our predecessors’ accomplishments in building a nonproliferation regime that has provided great benefits to all Parties and become a cornerstone of international peace and security. We must reaffirm our shared commitment to the NPT and the broader nonproliferation regime. And we must rededicate ourselves to preserving and strengthening them for future generations.
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      The Architecture of the NPT and Its Importance
    
  
  
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                    The most critical point to remember is that the NPT has provided security benefits to all Parties by impeding the proliferation of nuclear weapons, staving off the incalculably dangerous “cascade” of proliferation that so many feared before the Treaty was negotiated, and thus greatly reducing the likelihood of nuclear war. These benefits have accrued to all, but they have been most profound for the non-nuclear-weapon states — which the NPT has helped protect against the catastrophe of having neighbors and regional rivals weaponize.
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                    But the nonproliferation assurances provided by the NPT, Mr. Chairman, do more than just make every Party more secure. They also provide the foundation upon which peaceful nuclear cooperation has been built in areas ranging from electric power generation to applications that benefit mankind — and especially the developing world — in medicine, agriculture, health, science, and industry. Since such sharing of benefits would not be possible or sustainable without the confidence provided by nonproliferation assurances, this is another reason to rededicate ourselves to the NPT’s continued success.
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                    Nonproliferation, after all, does not impede thriving peaceful nuclear programs and effective applications of nuclear technology that improve health and prosperity worldwide. It is not a roadblock or even a speed bump on the road to such nuclear cooperation: it is the road itself. Moreover, assistance on safeguards, export controls, and nuclear safety and security is widely available to help states build their own paths. For the NPT’s anniversary, we must remember this.
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                    Nor is that all, for the NPT also provides an essential foundation upon which to base further progress in living up to the disarmament ideals of the Preamble and in Article VI. One could scarcely imagine nuclear disarmament occurring were it not possible to rely upon robust nonproliferation assurances to keep newcomers from weaponizing and to keep those who eliminate nuclear weapons from reconstituting their arsenals. So we have the NPT to thank here, too — and an additional reason to maintain and nurture it for many more years.
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                    These aspects of the NPT — both its nonproliferation assurances and the peaceful uses and disarmament potentialities that this nonproliferation core helps make possible — are thus shared interests for all NPT Parties, not competing priorities. The Treaty’s future success will depend upon our recognizing this and focusing upon what unites us in our reliance upon the NPT.
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                    To this end, Mr. Chairman, we must rededicate ourselves to helping the NPT and the nonproliferation regime meet the challenges it faces today. We must resolve the crisis created by North Korea’s development of nuclear weapons by ensuring its final and fully-verified denuclearization. We must block Iran’s pathways to nuclear weaponry by ensuring it never again engages in weaponization work and cannot dangerously position itself on the brink of Treaty “breakout.” We must also join together to hold Syria accountable for its NPT and IAEA safeguards violations.
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                    The NPT review process is not the venue for resolving these challenges, of course, but for our work to be relevant here we must at least acknowledge them and lend our voices in support of such resolution. With diplomatic efforts underway to secure North Korea’s implementation of its denuclearization promises and obligations — and with efforts also underway to elicit Iran’s acceptance of comprehensive and enduring limits upon its ability to return to nuclear weaponization and posture itself for rapid “breakout” — it will hopefully be possible to see some progress toward these goals by the 2020 NPT Review Conference.
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                    To provide confidence in the peaceful nature of nuclear activity worldwide, moreover, we must strengthen existing safeguards by making the IAEA Additional Protocol (AP) universal, and strengthen export controls by making the AP a condition for nuclear exports. And we must discourage NPT withdrawal and hold to account any state that withdraws while in violation of the Treaty’s provisions. With these steps, we can strengthen the regime, helping ensure its relevance and success for another half century.
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                    In the arena of peaceful nuclear uses, Mr. Chairman, there is also more we can all do together. We can, for instance, rededicate ourselves to the safe and effective sharing of nuclear technology, not only by ensuring that resources available for nuclear assistance are allocated effectively, but also ensuring that resources are allotted to the less developed countries that genuinely need such assistance. Wealthy and powerful countries, particularly those with large nuclear industries, should no longer treat such programs as a way to benefit at the expense of the poorer states these programs were designed to assist.
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                    For our part, the United States is pleased to submit a new Working Paper on peaceful nuclear uses. We will have more to say about this in Cluster 3, but I mention it now to highlight our emphasis upon supporting peaceful uses. We intend to support the continuation of regional workshops, including plans to by the prospective RevCon President to share information on the benefits of peaceful uses and how to expand them worldwide. We will continue to support IAEA peaceful-use programs, and we are ready to explore and develop additional, new, and innovative support vehicles of our own to encourage peaceful uses — with an emphasis upon outreach to nontraditional stakeholders in the private sector, academia, and industry, as well as among national regulators and the science and technology innovation communities.
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                    On disarmament, we are developing a new dialogue exploring ways to ameliorate conditions in the security environment that impede progress toward a future safely and sustainably free of nuclear weapons. As shown by our success in cutting the U.S. nuclear arsenal by 88 percent after the relaxation of Cold War rivalries, disarmament progress depends — as the NPT Preamble acknowledges — upon easing tensions and strengthening trust. Since the favorable conditions that made that progress possible no longer apply, it is time to build a new disarmament discourse that can help meet these challenges.
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                    Rather than ignore the deteriorating conditions that impede progress, our “Creating an Environment for Nuclear Disarmament” (CEND) initiative recognizes them explicitly and devotes itself to trying to overcome them. We will hold a side event on CEND tomorrow and present a paper on operationalizing it in the “Creating the Environment Working Group” (CEWG).
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                    For the moment, Mr. Chairman, let me simply note that we anticipate holding the first CEWG Plenary this summer, at which participants will have the opportunity to organize themselves into functional subgroups and identify key questions for each group to explore. What these questions will be is, of course, up to the Plenary. We imagine, however, that it would be best to approach these challenges in three broad, conceptual areas:
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                    We aim to have the CEWG agenda set in the months ahead, and expect that CEWG subgroups will start to meet before the RevCon. We anticipate that the CEND process will remind NPT Parties of the seriousness and honesty with which disarmament is being approached — and that by helping identify effective measures that can facilitate disarmament, CEND will help all Parties live up to the ideals of the Preamble and Article VI.
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                    Thank you, Mr. Chairman.
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      <pubDate>Tue, 30 Apr 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2378</guid>
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      <title>U.S. Strength and Alliance Relationships: The World’s Most Successful Nonproliferation Tools?</title>
      <link>http://www.newparadigmsforum.com/p2374</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered on April 18, 2019, to an event at the Capitol Hill Club sponsored by the Mitchell Institute.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good morning, ladies and gentlemen, and thank you, Peter, for your kind introduction.
In [...]</description>
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      Below are the remarks Assistant Secretary Ford delivered on April 18, 2019, to an event at the Capitol Hill Club sponsored by the Mitchell Institute. 
    
  
    
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                    Good morning, ladies and gentlemen, and thank you, Peter, for your kind introduction.
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                    In my line of work, I speak frequently about the importance of the global nonproliferation regime, and about the security benefits that institutions such as the Nuclear Nonproliferation Treaty (NPT) provide to all States Party – and indeed, especially to the non-nuclear weapon states, insofar as the nonproliferation regime helps keep their regional neighbors and rivals from acquiring nuclear weapons. I also emphasize that it is the foundation of nonproliferation commitments and of standards for nuclear safety and security practices provided by that regime that makes worldwide sharing the benefits of peaceful nuclear technology possible and helps create the possibility of moving further toward nuclear disarmament. In my corner of the State Department, we work continually to maintain and improve the nonproliferation norms, institutions, and practices that help make all this possible.
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                    Nevertheless, I’d like to speak today about another critical aspect of the global nonproliferation regime, albeit one that isn’t frequently talked as such. I refer to the United States’ alliance relationships, and to the deterrence and reassurance dynamics that result from our maintenance of a strong conventional and nuclear military posture.
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                    To be sure, U.S. officials frequently refer to the impact our global “extended deterrence” relationships have had over the decades in helping prevent nuclear weapons proliferation. One hears this less, though, from foreign officials, and people don’t usually talk of U.S. military power and alliance relationships as being part of the global nonproliferation regime itself.
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                    But I would submit that this aspect of the nonproliferation regime is exceedingly important, and should be discussed more widely. I’d like to dwell on this theme a little bit today, to you here at this breakfast, for I believe that no serious understanding of the global nonproliferation regime can ignore the importance and the impact of U.S. power as a nonproliferation tool. In fact, U.S. power is perhaps the world’s most successful nonproliferation tool – and we should not let ourselves forget this.
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      Forestalling an Anticipated Cascade of Proliferation
    
  
  
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                    Students of Cold War nuclear history will know that highly classified U.S. intelligence estimates of proliferation potential in the 1950s and 1960s highlighted the danger that many countries would develop nuclear weapons. A number of National Intelligence Estimates (NIEs) from the period have been declassified and publicly released, and you can find them on line fairly easily.
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                    If you do, you’ll see an amazing number of places identified during those years as likely to acquire the ability to develop such weapons – and perhaps indeed increasingly likely to choose to do so as others progressively weaponized. NIEs from that era, for instance, discuss the possibility of weaponization in Australia, Belgium, Canada, China, Czechoslovakia, France, East Germany, West Germany, India, Indonesia, Israel, Italy, the Netherlands, Norway, Japan, Pakistan, Poland, South Africa, Sweden, Switzerland, Taiwan, and the United Arab Republic (that is, present-day Egypt and Syria).
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                    Thank goodness, nothing nearly so dramatic as that potential cascade of proliferation actually occurred, though of course a small number of countries did eventually end up weaponizing. Commentators are quite right to give much credit for this to the NPT – which entered into force half a century ago next year – and to the institutions built up around and in relation to that treaty. And they do deserve much credit for forestalling the proliferation catastrophe that was initially feared.
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                    But it is not the NPT alone that deserves credit. To give further credit where it is due, the Soviet Union actually helped, by policing its allies during the Cold War to prevent them from developing independent nuclear weapons capabilities. Of course, one might have wished that Moscow had been less willing to support and encourage China’s nuclear weapons program in the 1950s – but at least Nikita Khrushchev eventually thought better of this before fulfilling his previous promise to give Beijing a prototype nuclear weapon just before Mao Zedong began starving millions of his subjects to death during the so-called “Great Leap Forward.” On the whole, however, the Soviets quite properly recognized their own interest – and a common global interest – in preventing the proliferation of nuclear weapons, and Moscow was for the most part willing to act on this understanding, not least in cooperating with the United States in jointly drafting the NPT.
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                    One might also wish that modern China and Russia took nonproliferation more seriously today. Beijing’s continued willingness to permit Chinese serial proliferators, such as Li Fangwei (also known as Karl Lee) to engage in transfers to Iran’s ballistic missile program – and Moscow’s current diplomatic assault upon global institutions for WMD control and accountability at the Organization for the Prohibition of Chemical Weapons, the United Nations, and the International Atomic Energy Agency – are nothing short of shameful. Whatever the reasons for this behavior – whether it is mere laxity in support of nonproliferation norms or deliberate efforts to appease their clients and counter U.S. influence – I think history will not treat them kindly for undermining the U.S.-led world order that has kept the peace and ensured prosperity since the Second World War. But Soviet power, at least, does deserve some credit for helping forestall the cascade of proliferation of which those early U.S. NIEs warned.
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                    That said, however, it is worth stressing the great – and, ultimately, much more important – degree to which United States alliances and military posture, both conventional and nuclear, played a pivotal role in preventing the worst of what the Central Intelligence Agency worried in a 1966 NIE could be a cascade of “snowballing” of proliferation. Remembering the potency of U.S. global power as a nonproliferation tool is important not just so that we can really understand this history, but also because U.S. power is still a potent nonproliferation tool in ways that it would be unwise, or perhaps tragic, for present-day policymakers and the public to forget or to dismiss.
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      United States Power as a Nonproliferation Instrument
    
  
  
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                    If you think back over the list I just read of the governments the 1950s and 1960s NIEs identified as potential future proliferators, I think it will be hard not to be struck by the extent to which many of them ended up being covered in various formal or informal ways under the so-called “nuclear umbrella” of U.S. “extended deterrence” during the Cold War, and thereafter. For quite a few countries, U.S. security relationships were critical factors in persuading them that, notwithstanding their growing degree of technological sophistication and access to the requisite materials, nuclear weaponization was unnecessary and needlessly risky.
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                    As a serving U.S. government official, I have to be careful about what I say in this regard, but these issues have been discussed and documented in the academic literature for some years – so I would encourage you to consult such works to fill in any gaps that I may have to leave here today. But it is notably clear now not only that quite a few countries were forestalled from beginning to explore indigenous weaponization as a result of U.S. security guarantees, but also that a combination of U.S. security assurances and diplomatic pressure not to weaponize led a number of countries actually to abandon nuclear weapons programs that were already underway. Nonproliferation norms do not enforce themselves, and it is important to remember the critical role that U.S. power and diplomacy played in preventing the number of nuclear weapons possessors in the world today from being considerably higher.
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                    U.S. military posture helped forestall certain countries’ weaponization choices in various ways. NATO’s so-called “nuclear burden sharing” that entails the forward deployment of U.S. non-strategic nuclear weapons to Europe as a component of NATO’s nuclear deterrent, for instance, was designed to enhance deterrence by confronting the Soviets with a higher likelihood of nuclear response to any territorial aggression against NATO, even if Moscow’s intercontinental assets were somehow to deter an American strategic response because this might lead to retaliation against U.S. cities. But this arrangement also had the clear purpose of promoting nonproliferation, inasmuch as it helped persuade NATO allies that their security needs could and would be met without the need for indigenous nuclear weaponization, despite persistent threats from Moscow. NATO’s ultimate choice of this nuclear policy, in other words, augmented both deterrence and nonproliferation – in both cases, thankfully, quite successfully.
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                    Tellingly, Moscow, itself recognized and accepted this enormous nonproliferation benefit from NATO’s nuclear policy, despite efforts by the current Russian regime to pretend otherwise. This can clearly be seen in now-declassified NATO and U.S. documents, such as the records from the U.S.-Soviet working group on negotiating the language that ultimately became Article I of the NPT.
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                    Specifically, a September 1966 memorandum from that working group memorializes the Soviet delegation’s abandonment of its previous insistence upon language that would not only have prohibited the transfer to any non-nuclear weapon state of nuclear weapons themselves or control over them (as the NPT currently does), but also would have prevented consultation and planning for contingencies. This is why the NPT’s Article I has never presented any legal bar to NATO’s nuclear policy. One can attribute the 1966 Soviet concession in large part to Moscow’s grudging appreciation that NATO’s approach was key to dissuading NATO countries such as West Germany from pursuing weaponization of their own – as well as of the fact that the alternative to having NATO nuclear sharing blessed by Article I was something Moscow liked even less, namely, the then proposed “Multilateral Nuclear Force.”
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                    But the nonproliferation benefit of U.S. military power and security policy was not limited to NATO members alone. Elsewhere in Western Europe outside NATO, U.S. security assurances helped lead to the abandonment of exploratory nuclear weapons programs in multiple additional countries. In East Asia, too, at least two governments abandoned their nuclear weapons programs as a result of a combination of U.S. pressure and U.S. military reassurances.
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                    These various proliferation “dogs that didn’t bark” – if you’ll permit me to borrow from the Sherlock Holmes tale The Hound of the Baskervilles – are a critical aspect of our collective nonproliferation history. The nuclear weapons programs that didn’t happen, or that stopped, as a result of U.S. power and diplomatic engagement in deterring aggression and dissuading weaponization are today thankfully invisible. However, they are a huge part of the story of how the global nonproliferation regime managed to prevent the parade of proliferation problems about which so many U.S. NIEs worried so grimly in the 1950s and 1960s.
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                    I believe this is an important lesson for us to remember here at today’s breakfast as we explore trends in and implications of developments in nuclear posture and policy among the various possessor states in this modern, 21st century context. Many of the most challenging aspects of the nuclear world today relate to the re-emergence and resurgence of great power competition, and its various manifestations in nuclear postures. Some of these dynamics are new, for we are all clearly in a very different strategic place in 2019 than U.S. leaders had hoped and expected to be as they looked forward at the nuclear future during the initial post-Cold War period.
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                    But as we Americans work to cope with this novelty, and to re-learn how to devise and implement a sober and effective competitive strategy against aggressive Great Power rivals, we must also not forget the past. In particular, I would urge you to remember the ways in which our own conventional and nuclear military power has historically served not merely our own security interests, but also the broader interests of international peace and security by helping forestall the proliferation of mankind’s most dangerous weapons and thus greatly reducing the risk of nuclear conflict.
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                    Critically, this impact is not purely historical, for such dynamics continue to operate in today’s world. As we contemplate how best to meet our national security needs and keep the peace, therefore, I urge you to keep these lessons in mind. The 2018 Nuclear Posture Review was quite clear in this regard. A strong U.S. nuclear posture not only defends our allies against conventional and nuclear threats, but also helps allies forgo the need to develop their own nuclear arsenals. We are resolutely dedicated to ensuring that the United States’ strength in the world remains unquestioned and that this might continues to be used both to protect the lives and interests of the American people and to reduce proliferation dangers worldwide.
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      <pubDate>Fri, 19 Apr 2019 02:00:00 GMT</pubDate>
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      <title>Nuclear Disarmament Colloquium: Closing Remarks</title>
      <link>http://www.newparadigmsforum.com/p2370</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered on April 15, 2019, at a disarmament colloquium in Geneva sponsored by the Dutch Government. They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Excellencies, ladies, and gentlemen, I want to start by thanking Ambassador Gabrielse, Tom Coppen, and their [...]</description>
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                    Excellencies, ladies, and gentlemen, I want to start by thanking Ambassador Gabrielse, Tom Coppen, and their colleagues from the Netherlands for organizing today’s colloquium, and for their tireless work to elevate global disarmament discourse. While multilateral fora are often the most visible stages upon which debates over nuclear disarmament play out, it is unfortunately also too often the case that diplomats on the disarmament and nonproliferation circuit simply repeat the same stale formulae for years at a time. The traditional discourse has become so frequently repetitive that many of us who do this a lot, especially in places such as the Conference on Disarmament here in Geneva, could probably give each other’s speeches from memory if we had to — or a good facsimile thereof, at any rate.
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                    Especially right now, however — in a period in which, notwithstanding the remarkable disarmament progress that has been made since the end of the Cold War, global security conditions are deteriorating rather than improving — it seems very clear that more creativity and initiative are needed if our collective disarmament discourse is to be relevant to the challenges that we actually face in the world. Accordingly, it is wonderfully refreshing to see hybrid diplomatic and academic conferences, such as this one, exploring new ideas and providing nuanced thinking in support of a new and more constructive discourse.
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                    Accordingly, I wish to thank today’s presenters. Perhaps never has the discourse around nuclear disarmament been in greater need of fresh thinking — something that all of you have contributed today. These discussions could hardly be more timely, and it is fantastic that my Dutch colleagues have so successfully pulled this event together.
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                    You can be sure that your contributions here will certainly not go to waste; to the contrary, I have every confidence that they will be valuable contributions to the debates and discussions that will soon be getting underway through the “Creating the Environment for Nuclear Disarmament” (CEND) initiative. CEND, of course, is aimed at bringing countries together in a constructive dialogue exploring ways in which it might be possible to ameliorate conditions in the global security environment so as to make that environment more conducive to further progress toward — and indeed, ultimately to achieve — nuclear disarmament.
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                    From a U.S. perspective, we shared some of our ideas about the CEND initiative in a Working Paper at last year’s NPT Preparatory Committee (PrepCom) meeting, and in follow-up discussions at Wilton Park in the UK last December. I also look forward to having much more to say at this year’s PrepCom in New York about how we hope to operationalize this effort, as well as about the kind of questions it might be useful for the CEND working group to address. Nevertheless, we recognize that progress depends on this being a shared endeavor, taking into account other concepts and perspectives. Accordingly, I am gratified by the constructive responses and new ideas presented at this colloquium, which will enrich our future dialogue.
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                    There have been so many interesting contributions here today that it’s hard to know where to start, and your collective insights defy easy summary. But I have been struck by the recurrence of some themes in these discussions — themes that I suspect it will be important for us all to remember as we continue to engage with these matters. A few that struck me, in no particular order:
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                    Such thematic issue-spotting just scratches the surface, of course. But I can assure you that these discussions here today will be carefully studied, and I look forward to engaging more with you along these lines in the months ahead.
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                    It is hard to overstate how important it is that thoughtful people continue to make new contributions to a new disarmament discourse. Let me be blunt. The global disarmament debate needs more efforts like this — and more contributions such as what you have offered here today.
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                    It seems clear to me that traditional approaches to disarmament are not meeting the pressing needs of today’s world, just as it is clear that some of the more new-fangled approaches that have arisen out of some countries’ frustration with even more disarmament not having occurred cannot meet these needs. I would argue that, traditional approaches, at least of the sort which we were fortunate to be able to employ in earlier post-Cold War years, have largely run out of steam — both because the many weapons made unnecessary by the end of Cold War tensions have now already been dismantled, and because conditions in the global security environment are today worsening rather than improving.
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                    As I stated earlier, today’s discussions could not have been timelier. Two weeks from today, most of the nations of the world will come together for the third and final Preparatory Committee for the 2020 Nuclear Non-Proliferation Treaty Review Conference. There, the United States will detail its vision for operationalizing the CEND concept. From there, it will be up to the initiative’s participants to set the agenda and determine the mandate for the CEWG and its functional subgroups. Your inputs — both today and going forward — are vital to ensuring that this process reaches its full potential and reveals avenues for real progress on long-stalled efforts toward nuclear disarmament.
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                    As we work with international partners to make this emerging dialogue a reality, I think the approach and the insights that animate today’s colloquium are precisely the right ones. I think we all share a commitment to bringing into being a world that is not only free of nuclear weapons, but is also one in which all people are safer and more secure than today. But these concepts are not necessarily synonymous — and that is why CEND’s focus upon the security environment is so important.
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                    For my part, I do not want a world free of nuclear weapons merely in ways analogous to how the world of 1942 was free of them. That is, I do not seek a future world that might have temporarily banished “the Bomb,” but which remains susceptible to catastrophic, non-nuclear conflict between great powers — conflict that would not just be capable of killing millions itself, but which would create powerful incentives for countries to tumble back toward nuclear weaponization, arms races, and even nuclear use. Nor, of course, do I want a world that has eliminated nuclear weapons merely by setting them off in a cataclysmic nuclear war, after which the shattered remnants of humanity might be left essentially unable to rebuild such arsenals for a considerable period of time. Those are clearly not the right ways to do it!
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                    Disarmament efforts that ignore the security dynamics of the real world in which actual countries make actual nuclear-related decisions — or efforts that disdain grappling with the challenges of prudent and effective nuclear posture for so long as such devices still exist, or with the challenges of preventing aggression and conflict thereafter — are approaches that are doomed to failure. We need a better sort of disarmament than that.
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                    As I think some of the themes of today’s discussions have helped make clear, doing disarmament effectively, and doing it sustainably, requires engagement with hard questions of stability and security, and must explore the entanglement of nuclear questions with the myriad power and security dynamics of a troubled world. This, notably, will ask of us a kind of far-sighted multilateral dialogue about security conditions — and their potential amelioration — that has previously been in tragically short supply in the disarmament community. Nevertheless, we are working to change that, as this colloquium helps to demonstrate.
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                    And so, I say “thank you” to all of you here today. Thank you for your interest in exploring such a dialogue; thank you for the insights you have shared here today about the challenges and possibilities of such a way forward; and thank you for your willingness to contribute to this great effort at the outset of what I hope will be a continuing and very productive journey together.
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                    Please know that the United States is listening with great interest to your thoughtful insights, your fresh ideas, and your sincere critiques — and that you can count on me to continue to engage in future such efforts in the months and years ahead.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Tue, 16 Apr 2019 02:00:00 GMT</pubDate>
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      <title>Biosecurity, Biological Weapons Nonproliferation, and Their Future</title>
      <link>http://www.newparadigmsforum.com/p2366</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at the U.S. National Defense University on April 11, 2019.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good day, everyone, and thank you for giving me the chance to talk a bit about the challenges of biosecurity [...]</description>
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                    Good day, everyone, and thank you for giving me the chance to talk a bit about the challenges of biosecurity – and the work that we’re doing at the State Department to help ensure the safety of the American people by making it as hard as possible for non-state actors or foreign state adversaries to develop biological weapons.
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                    Our work on biosecurity is a part of our more general mandate, in the Bureau of International Security and Nonproliferation, to stem – and, if possible, to roll back – the spread of weapons of mass destruction (WMD), delivery systems, and advanced conventional weapons. This biosecurity work is also only one small part of the broader U.S. government approach to biodefense, which is conducted pursuant to the National Biodefense Strategy that was released last autumn.
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                    The National Biodefense Strategy takes into account that biological threats are among the most serious potential threats facing the United States and the international community, and recognizes that it is a vital interest of the United States to manage the risks arising from such threats. You might ask, “Why is this strategy different? Hasn’t biosecurity been a national security priority for many administrations?” Yes, but the 2018 National Biodefense Strategy presents a novel approach to addressing the issue. The Strategy, for the first time, encompasses mechanisms, and preventative and responsive policies that address both natural and man-made biological threats across human, animal, plant, and environmental health. The Strategy also puts in place a unique mechanism for bringing the interagency together to coordinate the wide-ranging biodefense enterprise, to promote a coordinated whole-of-government effort. Many departments and agencies play a role, including my bureau at the State Department.
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                    Recognizing that infectious disease threats can endanger lives and quickly disrupt economies, trade, and travel, the Strategy includes a plan for dealing with natural disease outbreaks. Any of you who remember the international alarm and worry about the potential cascading spread of the Ebola virus in West Africa in 2014, or who have been following the recent resurgence of that terrible disease in the Democratic Republic of the Congo, understand how these naturally occurring outbreaks can ravage human populations. In my corner of the State Department, however, we approach biodefense primarily through the lens of trying to reduce the risk of biological incidents occurring as the result of human agency – that is, deliberate biological mayhem, caused intentionally by bloody-minded non-state actors such as terrorists, or employed by national governments as a weapon of murder or of war. The Strategy recognizes that effective detection and response capabilities to any such deliberate attack benefit from integration with systems to deal with natural disease outbreaks.
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                    Given the potentially catastrophic impact of such a man-made biological incident, there would be plenty of reason to take prudential steps to make such mayhem less likely even if the risk of such an incident occurring were quite remote. Unfortunately, however a biological attack is far from a mere hypothetical. As the National Biodefense Strategy notes, multiple nations have pursued clandestine biological weapons programs, and a number of terrorist groups have sought to acquire biological weapons.
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                    It is now well understood that the terrorists of al-Qaeda sought weapons of mass destruction, including biological weapons, beginning in the mid-1990s – even to the point that al-Qaeda’s then second-in-command, the former physician Ayman al-Zawahiri, personally oversaw an effort (fortunately unsuccessful) to attack the United States with anthrax. And indeed, a handful of bioterror attacks have actually been attempted or carried out, including an attack using salmonella bacteria in Oregon in 1984 by the Rajnishi religious cult, an anthrax attack by the Aum Shinrikyo cult in Japan in 1993, and the so-called “Amerithrax” anthrax attacks that killed five people and sickened many more in the United States in 2001 – including here in Washington, D.C., where the Hart Senate Office Building in which I worked at the time was closed for weeks to permit decontamination.
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                    But the danger doesn’t just come from radicalized terrorists or lunatic cultists: biological weapons in the hands of foreign governments are also a very real threat. President Nixon ended all U.S. offensive research on potential biological weapons in 1969, but after the end of the Cold War, Russian President Yeltsin admitted what we had long known – namely, that the Soviet Union had maintained its formidable and highly advanced offensive biological weapons program throughout the Cold War. Defectors from this program have claimed that it had notable successes in weaponizing high impact diseases such as Marburg hemorrhagic fever and tularemia or diseases like glanders that we have eradicated from America at great expense. The Soviet biological weaponeers also reportedly created a new, highly virulent, weaponized form of anthrax. A leak at one of their weapons facilities in 1979 in the Soviet city of Sverdlovsk caused an outbreak of anthrax that resulted in more than 100 deaths – that we know of.
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                    Unfortunately, the Russians show no sign of ever having gotten rid of their biological weapons program. Indeed, far from demonstrating its elimination of this program as required by the Biological and Toxin Weapons Convention (BTWC), Russia has refused to properly declare the termination of the program under the BTWC – and Yeltsin’s successor, Vladimir Putin, has gone back to denying that Moscow’s biological weapons program ever existed in the first place. U.S. officials have raised BTWC compliance concerns with Russia for years, but the Russians have merely stonewalled. One shudders to think what such people could do when equipped with modern gene-editing technology and other tools of the modern biotechnology revolution.
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                    We live today in a time in which norms against chemical weapons use are under coordinated international assault: the Syrian regime and ISIS terrorists have both used chemical weaponry repeatedly; Russia continues to do everything it can to protect Syria against accountability for its repeated chemical use; North Korea used the nerve agent VX as a tool of assassination in 2017; and Russia itself employed chemical weaponry in an assassination attempt on British soil last year. Given these grim developments, it is hard to feel much confidence that terrorists and irresponsible governments would show any more restraint with biological weapons if and when they acquire them.
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                    That’s why it is such an important part of our mission to prevent the spread of such horrific tools.
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                    Under the National Biodefense Strategy and its associated implementation plan, U.S. departments and agencies are working to strengthen international partnerships related to identifying and controlling human, animal, and plant diseases, promoting the development and implementation of appropriate health regulations in partner states around the world, improving biosafety and biosecurity standards, and developing appropriate incident response plans. To reduce the risk of accidental or deliberate release of dangerous pathogens, they are also working to strengthen biosafety and biosecurity practices and oversight, both at home and in capacity-building work with partners abroad.
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                    With respect specifically to deliberate threats from nation-state and non-state actors, the Strategy calls for comprehensive efforts to work with partners to attribute biological attacks and hold their perpetrators accountable, as well as to reinforce the obligations in the BTWC and UN Security Council Resolution 1540, and other standards and norms against the development, acquisition, or use of biological weapons, related materials, or means of delivery. Just as we also do with other forms of WMD and their delivery systems, departments and agencies are also directed to strengthen domestic and international capabilities to identify, deny, and disrupt biological weapon-related transfers, and to identify and disrupt adversary proliferation networks – denying the acquisition of pathogenic material, equipment, knowledge, or expertise for illicit purposes, and promoting appropriate measures to impede misuse of life sciences and biotechnology, while still facilitating legitimate use and innovation.
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                    Let me provide some illustrations of this work, from the perspective of the Bureau of International Security and Nonproliferation (ISN). We lead in the U.S. government on policy toward, and organizing for participation in the activities of, the BTWC, which not only bans biological weapons and related delivery systems, but requires its Parties to take measures to prevent them from being developed or acquired. In addition, over the past decade, using our nonproliferation programming budgets and expertise, ISN has worked with over 40 countries worldwide to promote safe and secure biological risk management, enhance early diagnosis and control of dangerous diseases, and strengthen global health security capacity. ISN’s efforts have included conducting laboratory biorisk management assessments and installing biosecurity upgrades to prevent terrorists and other nefarious actors from acquiring dangerous pathogens such as Ebola and anthrax. We also worked with international partners to secure a number of especially dangerous pathogens, thereby reducing the risk that they could fall into the wrong hands.
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                    ISN has also engaged a wide audience of biological scientists, including human and animal health experts, law enforcement, and private sector stakeholders to build capacity to rapidly detect and control outbreaks of dangerous diseases, and prevent either natural or man-made outbreaks from becoming pandemics that endanger Americans and American allies. Our programming work also helps to strengthen and enforce critical international biological nonproliferation regimes, such as the BTWC, and to implement multisectoral and multi-government initiatives such as the Global Health Security Agenda – a partnership of nearly 70 nations, international organizations, and other stakeholders devoted to capacity-building collaboration and coordination against biological threats.
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                    All of this work is clearly very important, and we’re proud of it. But if the United States is to keep abreast of the evolving world of biological weapons threats, we have more to do. One aspect of the threat worries me in particular, for it has hitherto gotten too little attention from the broader policy community – the potential problem of “boutique,” small-scale clandestine biological weapons programs, including by states within the BTWC regime.
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                    Since World War II, we have traditionally emphasized strategic biological weapons threats – either a small-scale terrorist use intended to cause havoc or a large-scale use against a peer military or civilian population intended to deter. We only need to look at some of the examples of chemical weapons use in recent years that I mentioned to see chemical and biological weapons being applied to warfare in the 21st century.
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                    The Syrian regime and ISIS in Syria and Iraq have been particularly rich with these examples – specifically, the Assad regime’s multiple use of sarin and chlorine to seize opposition strongholds, instill fear and sow confusion among its own people, as well as ISIS’s use of sulfur mustard to scare unprotected troops. Nevertheless, chemical weapons threats are not confined to that theater, nor to only situations of open conflict.
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                    As I noted, North Korea and Russia have also used chemical weapons to assassinate targets on foreign soil. These incidents suggest that we also need to be alive to shifts and trends in chemical weapons threats, for they suggest some disturbing new dynamics.
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                    For one thing, the Russian and North Korean incidents suggest that the problem is no longer just about chemical terrorism or the sort of potential large-scale battlefield use challenge that planners worried about during the Cold War. They suggest the emergence of a model of chemical weapons use more redolent of the “sniper” than of “artillery” – and an approach that apparently doesn’t feel any need to confine itself to wartime, either.
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                    Moreover, a salient aspect of each of these examples, even in the ISIS case, has been the importance of maintaining plausible deniability. In this respect, our efforts to build norms and institutions to counter chemical and biological weapons have been a success story – possessors do not seek to advertise their capabilities. Unfortunately, this has had the perverse effect of encouraging them to pursue agents and concepts designed to slip through the cracks of existing methods of detecting, treating, and attributing responsibility for an attack. This is what Russian military intelligence operatives tried to do in their effort to kill Sergei Skripal and his daughter in the British town of Salisbury in March 2018 using a so-called “novichok” nerve agent. It is not hard to imagine this evolving into a future trend of adversary states seeking out highly specialized, hard-to-detect, and hard-to-treat agents in an effort to maintain a degree of “plausible deniability.”
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                    If such individual-scale, attribution-resistant “bespoke” applications indeed represent part of the future for chemical weaponry, it is possible that bioweapons could also follow suit – thus lending a sinister and challenging new wrinkle to the already formidable existing biosecurity challenges we face. If that happens, it could become even more difficult than before to detect clandestine biological weapons programs, including by states pretending to be compliant members in good standing of the BTWC.
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                    The scale of the facilities needed for such an approach to biological warfare would be notably easier to conceal than what one saw with Cold War-style facilities such as the Soviet anthrax factory at Sverdlovsk. Attribution of responsibility for an attack might also be considerably harder if modern gene-editing techniques were used to create a novel or modified biological agent to conceal the origins, or even the very fact of a bioattack. (Raising concerns about specific clandestine programs in multilateral regimes such as the BTWC, moreover, could also be very difficult if knowledge of the very existence of such programs depends heavily upon very sensitive intelligence collection.) For all of these reasons, deterring bioweapons development and use could become more difficult, even as the possessors of such tools might feel themselves to have a disturbingly low threshold for use against discrete, individualized targets in deliberately ambiguous (and thus deniable) circumstances.
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                    With modern biotechnology advancing at such a mind-boggling pace, of course, the advantage may not always lie with the attacker – and it’s possible that clever bioscience on the detection, treatment, and attribution side could help surmount some of these problems. (British capabilities in dealing with the novichok nerve agent used in the Skripal attack, for instance, seem to have taken the Russians somewhat by surprise. One wonders whether the Kremlin would have tried to use such an illegal weapon if Russian officials had known how easily they would be exposed.) Nevertheless, the example of modern developments in chemical weapons usage suggests that we need to take such potential bioweapon threats seriously – and that this must begin with acknowledging these dangers and beginning to build a public discourse about appropriate responses.
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                    So that’s a little window into the biosecurity field, at least as it looks to those of us in the nonproliferation business. It’s not exactly an uplifting tale, of course. I hope, however, that you will now better appreciate the degree to which with our new National Biodefense Strategy – supported by the hard work and dedication of thousands of expert professionals throughout the government, in the private sector, and around the world – we do take these challenges seriously and are working very hard to meet them.
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      <pubDate>Fri, 12 Apr 2019 02:00:00 GMT</pubDate>
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      <title>Our Vision for a Constructive, Collaborative Disarmament Discourse</title>
      <link>http://www.newparadigmsforum.com/p2361</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered to the U.N. Conference on Disarmament, at the Palais des Nations in Geneva, on March 26, 2019.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Mr. President, Excellencies, ladies, and gentlemen, I am pleased to be able to speak [...]</description>
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      Below are the remarks Assistant Secretary Ford delivered to the U.N. Conference on Disarmament, at the Palais des Nations in Geneva, on March 26, 2019.  
      
    
      
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                    Mr. President, Excellencies, ladies, and gentlemen, I am pleased to be able to speak to you today. As many of you no doubt already know, the United States is in the process of developing implementation plans for a pathbreaking new initiative aimed at bringing countries together in a constructive dialogue exploring ways in which it might be possible to ameliorate conditions in the global security environment so as to make that environment more conducive to further progress toward — and indeed, ultimately to achieve — nuclear disarmament.
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                    Our initiative is a new one, and represents both a conceptual break from, and an effort to build upon, the remarkable progress that has been made in bringing down our nuclear arsenal since its Cold War Peak— progress that, one should never forget, has resulted in an 88 percent reduction in our arsenal. The basic insight here, of course — and which animates our new initiative — is that these impressive reductions did not bring about the end of Cold War tensions, but rather instead resulted from the easing of those tensions.
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                    To be sure, this is, in many respects, not a new understanding. In fact, it was recognized explicitly in the text of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) itself more than half a century ago, the Preamble of which calls for easing tension and strengthening trust “in order to facilitate” disarmament. But this insight about the centrality of security conditions is one that some may have forgotten during earlier post-Cold War years, during which the nuclear superpowers had the luxury of being able to coast forward in implementing sweeping disarmament steps for a long time merely on the strength of an easing of tensions that had already taken place.
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                    With that fairly obvious but important understanding firmly in mind, the challenge we all confront today is how to imagine the disarmament enterprise continuing to move forward in a world in which the prevailing security conditions have been worsening, rather than improving. In the face of such challenging questions, our new initiative — on “Creating an Environment for Nuclear Disarmament” (CEND) — aims to help the international community find a path forward by setting in motion a “Creating an Environment Working Group” (CEWG) process. Under its auspices, participating countries would work together first to identify a number of key questions or challenges that would need to be overcome along the road to eventual disarmament, and then to explore possible answers to those questions.
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                    This process will be no magical panacea, of course, for the security challenges of the modern world that would have to be addressed along that path are surely many and daunting. But we firmly believe that it is important to try to find a path forward, and we are convinced that whatever pathway may exist is one that necessarily runs first and foremost through addressing the security challenges that motivate nuclear weapons acquisition and retention. We are also convinced that this is a challenge that all states need to address together, as Article VI of the NPT makes clear in requiring all NPT Parties to pursue negotiations in good faith on effective measures for disarmament, rather than addressing itself solely to any particular states or sub-category of states. Indeed, with global elimination of nuclear weapons being explicitly the ultimate objective, efforts to achieve it must include NPT non-Parties as well.
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                    Many of you probably know most of this already, but I do think it is useful to repeat these points here at the Conference on Disarmament — which in so many ways has unfortunately been stymied in its efforts to develop new disarmament initiatives precisely because persisting regional and global tensions continue to drive certain Members to impede progress out of fear that under prevailing security conditions, such agreements would run counter to their perceived national interests. Repeating these points here in Geneva is also important because recent events — such as the impending collapse of the Intermediate-range Nuclear Forces (INF) Treaty as a result of Russia’s development and deployment of a growing arsenal of treaty-prohibited missiles that threaten the countries of Western Europe and East Asia alike — highlight the fact that without addressing some highly problematic trends in the global security environment, it will be very hard, or even impossible, to imagine any future for nuclear disarmament at all.
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                    It seems clear now that traditional approaches to disarmament can no longer meet the pressing needs of today’s world, nor can some of the more new-fangled approaches that have arisen out of some countries’ frustration with even more disarmament not having occurred. Traditional approaches, at least of the sort which we were fortunate to be able to employ in earlier post-Cold War years, have largely run out of steam — both because the many weapons made unnecessary by the end of Cold War tensions have now already been dismantled, and because conditions in the global security environment are today worsening rather than improving.
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                    Nor does the newer effort of the Treaty on the Prohibition of Nuclear Weapons (TPNW), however desirous one might be of the end state sought under that Treaty, offer a viable alternative. In part, this is because its very structure assumes that one can declare nuclear weapons away without having first alleviated the problems of the underlying security environment that help drive nuclear weapons choices. But this is also because so much of the TPNW’s advocacy discourse revolves around stigmatizing and demonizing the security choices of deterrence-reliant countries — that is, precisely those whose cooperation is essential for genuine disarmament efforts to bear fruit.
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                    Please don’t misunderstand me. We fully understand the frustrations some have expressed as a result of disarmament still seeming so distant more than seven decades since U.S. officials first proposed the bold disarmament initiative of the Baruch Plan at the United Nations.
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                    Precisely because these issues are so important, however, they deserve to be approached thoughtfully and in a spirit conducive to the kind of dialogue that will be essential if indeed we are to live up to the NPT Preamble’s exhortation to ease tensions and strengthen trust between states in order to facilitate disarmament. It is in order to set in motion just this kind of dialogue that we have proposed the CEND process, and we very much hope that countries of goodwill will join us in helping make this work. Recreating a security environment in which nuclear weapons states find it in their mutual interest to advance nuclear disarmament will require political will and concerted efforts from all nations. I firmly believe that there is likely to be no path forward that does not involve sincere and constructive engagement by a broad range of parties.
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                    In response to our announcement of the CEND initiative, therefore, it has been gratifying that quite a few countries from different regions of the globe have already expressed interest in joining this effort. I am particularly pleased that our Dutch colleagues have geared up to organize an academic colloquium — which will take place just a couple of weeks from now — specifically designed to generate thoughtful insights and ideas to contribute to this endeavor. With the global disarmament discourse now increasingly coming to recognize and focus upon the challenges of ameliorating problematic international security conditions, I hope that these initial steps will help catalyze further ones in a sort of “virtuous circle,” perhaps to the point that even outside the specific discussions of the CEWG process, a thoughtful and constructive new ecosystem of complementary and mutually-reinforcing initiatives can develop – upon the fruits of which we can all draw in finding better ways to address the security problems that stand in the way of further progress.
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                    Nevertheless, I know that in some quarters our new initiative is still regarded somewhat warily. I hope that more and more countries will see fit to participate, however, not least because it is surely some of the countries most suspicious of any disarmament initiative proposed by a nuclear weapons state that may have in some regards the most to offer in the kind of constructive dialogue we envision and hope to bring about.
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                    In this respect, I think we can perhaps learn something from the well-regarded International Partnership on Nuclear Disarmament Verification (IPNDV) — a voluntary, working-group-type process now in the second phase of its ongoing effort to explore how it might be possible to verify the dismantlement of nuclear weapons pursuant to some potential future disarmament agreement. Much of the value of IPNDV has stemmed from its ability to bring together countries that have very different relationships to nuclear weapons in order to explore that verification problem together, to their mutual edification.
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                    IPNDV, for instance, has been helping nuclear weapons possessors better understand the degree to which meaningful verification might actually be possible after all; it has been helping dispel misconceptions among non-possessors about just how difficult verification can be; and it has been helping all involved understand the degree to which such verification can be done without spreading proliferation-sensitive knowledge. These are important lessons, but such constructive lesson-learning benefits hugely from having a good breadth of participation. Weapons states working only among themselves might be able to use their unique knowledge to devise very good ways to verify dismantlement, for instance, but non-weapons states must also be able trust the outcome, and IPNDV’s collaborative exploratory process helps allow these questions to be explored together.
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                    What we envision for CEND and its Working Group process is a loosely analogous range of participants, coming together in an initial plenary in order to develop a constructive agenda, and then meeting in a range of working groups to try to address the challenges thus identified. Just as IPNDV has benefited from a diverse range of participants from across the relevant issue spectrum — weapons states, non-weapons states, nuclear alliance states, and non-alliance states alike — so we would like to see each of the CEND groups include a geographically and politically diverse group of participants appropriate for its topic. All participation is entirely voluntary, of course, but as your own governments evaluate whether and how you might be able to contribute, we would be delighted to see participants from across all the world’s relevant political divisions: weapons states, non-weapons states, developed countries, less-developed countries, alliance states, G-77 states, NPT States Party, NPT non-parties, and so forth. The price of admission, you might say, is no higher than having a sincere commitment to this kind of dialogue.
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                    So that’s a recap of our vision for this process, about which I hope to have more to say in the near future as our thinking matures and more countries opt to become involved. We encourage wide participation, because this will increase the value of the process as a means through which the international community can begin to explore possible ways to overcome the challenges that lie ahead of us if a path is to be found to achieve the world envisioned in the Preamble and in Article VI of the NPT.
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                    To those of you who have come forward already to be a part of this noble experiment, we thank you. To those of you considering doing so, we encourage you to make your interest known. I very much look forward to working with all of you in this great endeavor in the months and years ahead.
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      <pubDate>Wed, 27 Mar 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2361</guid>
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      <title>Re-learning a Competitive Mindset in Great-Power Competition</title>
      <link>http://www.newparadigmsforum.com/p2357</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at the 2019 conference on "Strategic Weapons in the 21st Century: The New Dynamics of Strategic Conflict and Competition," in Washington, D.C., on March 14, 2019.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good afternoon, everyone. It’s always [...]</description>
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                    Good afternoon, everyone. It’s always a pleasure to attend this important conference, so thanks for having me back – and thanks especially to the Los Alamos and Lawrence Livermore National Laboratories for hosting all of us here today.
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                    It’s been more than one year now since the U.S. National Security Strategy called out “the contest for power” as a “central continuity in history,” warning its readers that “the revisionist powers of China and Russia” are “actively competing against the United States and our allies and partners.” It has also been more than a year since the National Defense Strategy made it explicit that “[i]nter-state strategic competition, not terrorism, is the primary concern in U.S. national security,” because “[t]he central challenge to U.S. prosperity and security” today is “the reemergence of long-term, strategic competition.”
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                    For that reason, it makes good sense that the overall focus for this year’s conference is upon “new dynamics of strategic conflict and competition” vis-à-vis Russia and China – and I’m pleased to have been asked to speak today about the challenges of having an appropriately “competitive mindset” as we try to meet the challenges of this new era.
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                    That question of “mindset” is, I believe, a critical one. Many of the specific details of national security planning will always vary in response to the changing circumstances one faces in the security environment. As German Field Marshal von Moltke so memorably pointed out, after all, no plan entirely survives first contact with the enemy. For him, strategy was the development of an original leading thought in accordance with ever-changing circumstances.
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                    I think this is an important insight. It helps us understand that developing an effective strategy is not about finding some Holy Grail of a detailed plan that will miraculously solve one’s problems. Rather, it involves establishing sets of understandings and objectives that are clear enough to provide “commander’s intent” – a sort of “compass direction” for policy development, coupled with a basic accounting of the policy resources that can be marshalled in its pursuit – while avoiding ossification, and permitting adaptive improvisation within its general parameters.
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                    In this endeavor, I would argue, “competitive mindset” is crucial. Mindset is not an end in itself, of course, nor an answer to the problem of strategy – but it is an indispensable first step. Mindset is the spark that catalyzes engagement in the business of competitive strategy development, and it is the fuel that sustains strategy implementation.
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                    When it comes to the present-day challenges of competition with Russia and China, I think the case of U.S. China policy is the most interesting and demanding one. Americans may have spent a generation after 1991 trying to forget what it feels like to exist in a competitive relationship with Moscow, but there is a long 20th-century history upon which we can draw in rekindling our competitive energies. There is also a great deal of recent, unambiguous evidence that inexorably focuses us upon the problem: Russia’s repeated invasions of and aggressions against its neighbors since 2008; its use of illegal chemical weapons on NATO soil in 2018; its violation and destruction of the Intermediate-range Nuclear Forces (INF) Treaty; its development of a dangerously destabilizing new arsenal of nuclear delivery systems; its provocative intervention in Syria and continuing efforts to protect the Assad regime there from accountability for chemical weapons atrocities; its dangerous attacks on democratic institutions and processes; and its ongoing diplomatic campaign to undermine global norms and institutions for accountability and transparency in controlling weapons of mass destruction at the Organization for the Prohibition of Chemical Weapons, the International Atomic Energy Agency, and the United Nations. On one level, all of this experience makes rekindling of a competitive mindset vis-à-vis Russia pretty easy.
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                    On another level, however, there is arguably not that much real long-term “competition” with Moscow to be had at all. In economic, demographic, and political terms, Russia is clearly a declining power, though it remains enormously dangerous due to its infatuation with rectifying historical grievances associated with that decline, its penchant for aggressive and even exuberant geopolitical risk-taking, and its continued possession of military and technological tools capable of causing hideous mayhem. The Kremlin needs to be deterred from undertaking this dangerous and destabilizing activity, but over the long term it is not clear that Russia will pose a first-order “competitive” challenge to the still-thriving economies and polities of the Western democracies.
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                    Not so China. Competition with Beijing presents us with much more interesting and difficult challenges. First, of course, this is a result of its sheer size and economic dynamism. Beijing’s modern dangers to international peace and security result from its increasing interest in converting raw demographic weight and its impressive economic rise into a power-political currency that will allow it to right what it sees as the deep wrong and humiliation inflicted upon it when Western imperialism eclipsed the Middle Kingdom and robbed it of its self-perceived traditional role as the guiding light and geopolitical center of human civilization. China is no declining state, but rather a formidable competitive adversary with far more to draw upon in a competition than the Russians have – as well as much more likely geopolitical staying power.
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                    Precisely because the rise of Chinese economic power has been so dramatic, however – and because this rise was driven by export-led growth and occurred in the context of the liberal, open economic order that United States power and policy has sustained in the Indo-Pacific for many decades – competition with China creates additional challenges for us, because the deep economic connections between it and the United States preclude an entirely competitive approach. Indeed, in some ways, our biggest challenge in dealing with China is that our relationship with Beijing has both competitive and cooperative aspects – aspects that we somehow have to manage at the same time, and for which our more purely adversarial Cold War experiences with the Soviet Union do not provide a very useful conceptual template. Our competitive mindset needs to keep us focused upon competing vigorously and effectively, but never without consideration of our two countries’ mutual economic entanglement and the dangers and opportunities that this creates in the Sino-American relationship. Doing this well will be far from easy.
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  III. A Sea Change in America’s Competitive Mindset

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                    As someone who has watched and participated in U.S. China policy debates for quite a few years now, however, I would venture to say that the most important hurdle to developing a competitive strategy against China is one that we are already doing well in overcoming. That obstacle was the refusal of our own China policy community to acknowledge the need for a competitive approach at all.
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                    As I have been arguing for years, the “competitive” side of the Sino-American relationship is the one which much of our China policy community has traditionally ignored or downplayed, enthralled by the self-flattering assumption – which Richard Madsen once called the “Liberal Myth” of China – that China both wished to be and was likely eventually to become an open democracy like our own. Deng Xiaoping’s opening of China to the world was mistaken as a departure from the Communist Party’s Marxist-Leninist roots, mistaken for abandonment of (Chinese Communist Party (CCP) ideology, rather than recognized as a tactical change designed to better achieve the same strategic end of a return to great power status. Though this confidence may have been briefly shaken by the butchery the CCP committed against the Chinese people on Tiananmen Square in June 1989, for the most part a near-consensus in post-Cold War U.S. China policy held for years that we should embrace Beijing’s rise, or even help facilitate it, underpinned by an assumption that China was accepting of, and integrating into, the international system as we had designed it after World War II. Indeed, this long-entrenched view – encouraged, not surprisingly, by the Communist Party’s blandly reassuring global propaganda tropes about “win-win” cooperative outcomes and the inevitably benign benevolence of rising Chinese power – led many U.S. China-watchers to resist any U.S. effort to develop a competitive strategy on the grounds that it would be a “self-fulfilling prophecy.” Beijing wasn’t a competitive threat, it was claimed, but it might be transformed into one if our officials had the temerity to start describing it as such.
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                    Well, that was then … and this is now. Few serious observers now think that the Chinese regime wishes or is in any way likely to become “like us.” China watchers today also appear increasingly and understandably concerned with the ways in which China’s growing power is giving it opportunities to act with increasingly aggressive self-assertion in the world. This self-assertion is increasingly obvious and problematic not just in terms of territorial self-aggrandizement in the South China Sea, but also in support of an agenda clearly now focused upon undermining and displacing U.S. power and influence in the Indo-Pacific region and on the world stage more broadly – a goal the CCP has held since President Truman intervened in the Taiwan Strait in 1950, foiling Mao’s plans to finish off the KMT and regain control of Taiwan, and indeed one that Chinese nationalists have cherished since the scholar and reformer Liang Qichao visited the United States and reached similar conclusions in 1903. If there remains any clear sense in which the Communist Party wants China to be “like us,” it is merely that Beijing covets the United States’ stature and position at the hub of the global community, and wishes to acquire something like that for itself.
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                    Hence, of course, our need for competitive strategy. Indeed, the challenge from China may be even deeper than that, for in some sense it is developing not only at the somewhat prosaic, realpolitik level of power and influence, but also at the more profound level of what one might call socio-political “operating systems.” As observed in the National Defense Strategy, “[i]t is increasingly clear that China and Russia want to shape a world consistent with their authoritarian model – gaining veto authority over other nations’ economic, diplomatic, and security decisions.” China, in particular, has become notably interested in exporting its state-capitalist, high-technology police state model of government to other countries – what I believe the journalist Nicolas Kristof once called “Market Leninism” – even while ensnaring ever-greater portions of the developing world in manipulated debt dependencies and “neo-neocolonial” economic relationships. The global competition, in other words, is becoming ideological. Increasingly, it seems to be not just about who will dominate the 21st century world, but also about what the operating system of that world will be, and the predominant mode of governance within it. Clearly, this is serious stuff.
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                    But this is where competitive mindset comes in. For a long time, our mindset was part of the problem. As I have noted elsewhere, after the collapse of Communism and the end of the Cold War, our country and its democratic and capitalist “operating system” stood seemingly unchallenged, feeling happily vindicated after decades of struggle against ideologized tyrannies of both the Right and the Left. Concluding that the world’s most important ideological and Great Power conflicts had all just resolved themselves conclusively in our favor, our policy community basically went on a complacent vacation from Great Power competitive strategy – even while China took our post-Cold War ascendancy as a compelling reason to improve its competitive game, and Beijing has spent the last quarter-century implementing a strategy dedicated to challenging and undermining our power and influence in the world.
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                    But “mindset” is also now helping show us the way back into the game, for I think the center of gravity in the U.S. policy community – alarmed by aspects of what modern China is unfortunately becoming – has crossed its intellectual Rubicon and, irrespective of which political party holds sway in Washington, will never again return to the fallacies and competitive unpreparedness of our uncritically rise-embracing past. America’s strategic holiday is over, and while I would wager we aren’t going to get all the answers right as we try to devise a competitive strategy appropriate to this new era, we at least finally admit that we need one, and we are now working hard to meet the challenge. That, I believe, represents a sea change in U.S. foreign and national security policy, and “mindset” is leading the way.
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  IV. Crafting Our Responses

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                    So what are we doing to get back into the competition business? It’s too early to say too much about the various forms our new approach will take, but you’re already seeing some of them. In my little corner of the U.S. State Department, for instance, we are exploring ways in which to use our existing skills and experience – for example, in sanctions implementation and enforcement, interdiction, technology-transfer controls, and multilateral diplomacy – to support U.S. competitive strategy. We are doing new work, for instance, in drawing attention to and mobilizing diplomatic coalitions against Chinese technology theft and against Beijing’s diversion of foreign-acquired technology to military purposes, and we are developing ways to use civil-nuclear cooperation and related diplomacy more effectively, to boost the competitiveness of key U.S. national security-related sectors against predatory foreign counterparts.
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                    This has already helped lead to a major revision in U.S. export control policy with respect to civil-nuclear cooperation with China, which we announced last October. We are exploring further innovations, especially as we work with international partners to develop coordinated approaches to the China-related technology-transfer problems that affect many nations, not just the United States. We are also accelerating work to cut the continuing ties between Chinese suppliers and missile development efforts in places such as Iran – including by stepping up pressure on Beijing to finally shut down the activities of the infamous missile technology broker for Iran and fugitive from justice Li Fangwei (a.k.a. Karl Lee), who has a $5 million price tag on his head from the U.S. Rewards for Justice program. Li continues to shelter in China while serving as the most important overseas supplier of items and materiel for Iran’s missile program. That is entirely unacceptable.
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                    With respect to Russia, we are using sanctions tools – most prominently the mandatory arms trade sanctions of the Countering America’s Adversaries Through Sanctions Act of 2017 (CAATSA) – and our diplomatic skills to undermine the strategically and financially lucrative relationships that the Kremlin seeks to build with foreign clients through arms sales and intelligence ties. And we have been implementing statutory sanctions to punish Russian chemical and biological weapons use – while in our diplomatic engagements, we have been encouraging U.S. arms sales to friends and allies in ways that both help them and preserve the integrity of the nonproliferation regimes upon which international peace and security depend.
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                    And that’s only what we’re doing in my own bureau, the Bureau of International Security and Nonproliferation. Beginning at the start of this administration and now picking up speed, analogous efforts to improve U.S. competitive posture vis-à-vis Russia and China are underway across the State Department, and in the interagency more broadly. Congress is not standing idly by either, for it has helped considerably with new legislation empowering the Executive Branch to close loopholes in our foreign investment screening system that Chinese entities had been using to obtain sensitive technologies that we would never permit them to acquire by traditional means.
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  V. Conclusion

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                    This reorientation of U.S. foreign and national security policy around the imperatives of competition with China and Russia is far from completed, and we have much still to do if we are to meet the challenges set us in this regard by the National Security Strategy and the National Defense Strategy. But our mindset has indeed now come firmly around – and the ship of state, as it were, is beginning to align itself with these new objectives.
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                    To be sure, strategic competition can be grim and taxing work, and this new era of Great Power competition is an unwelcome one. I am sure we would all have preferred to live in the comparatively idyllic world that U.S. leaders for a time thought they had inherited after the Cold War ended. But such a world was never truly available, and our competitors wasted no time in taking advantage of the West’s infatuation with the illusion that we inhabited an enduringly benign strategic environment. Unwelcome as this competition is, therefore, it was for that reason unavoidable – and I am very pleased, at least, that we now recognize things for what they are, and that we are now resolutely committed to meeting the challenge.
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                    The topic you have picked for this conference today is thus an extraordinarily important one. I look forward to our discussions.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 15 Mar 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2357</guid>
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      <title>Stability Engagement With Nuclear “Third Parties”: Regional Risk Reduction Diplomacy</title>
      <link>http://www.newparadigmsforum.com/p2353</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered to the Deterrence and Assurance Workshop and Conference at the University of Nebraska at Omaha, on March 8, 2019. They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good day, and thank you for inviting me.
This is a conference on deterrence, [...]</description>
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                    Good day, and thank you for inviting me.
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                    This is a conference on deterrence, and I am glad to see so many bright people coming together in order to explore its challenges. Deterring large-scale aggression against the United States and its allies has always been the core function of our armed services, and this is no less true for our nuclear forces. But in this nuclear age, doing deterrence right presents special risks and challenges.
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                    It is critical to ensure that a potential adversary sees no viable path to getting his way by force, certainly. At the same time, however, the potential costs of getting things wrong could be so catastrophically high that it is also very important to be continually aware of the sometimes-overlooked stability dynamics of nuclear posture choices.
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                    But let me back up a bit, and offer some background about why I am myself so focused upon such questions. One of our areas of specialization in the Bureau of International Security and Nonproliferation at the State Department is regional security. This includes working with other countries not just to help them be better partners in preventing the further proliferation of weapons of mass destruction, but also to help them develop better — that is, safer and more stable — relationships with each other.
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                    Such diplomatic efforts involve encouraging approaches to regional security that minimize incentives for proliferation, but — where past nonproliferation efforts have been unsuccessful and countries unfortunately have come to possess nuclear weapons — it can also involve working with partners to encourage wiser choices and practices in managing their nuclear status. Let me be clear, this is not to condone proliferation once it occurs; nor am I referring to stability-focused engagements with irresponsible states that have a track record of illegal nuclear weapons work that it is our objective to roll back, such as North Korea or Iran. I mean only to make the point that, in some cases, if proliferation does occur and cannot be reversed, we want states to exercise restraint and make choices regarding nuclear technology, doctrine, and posture that maximize regional — and global — security and stability. This is nuclear risk reduction in the highest sense.
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                    This means, for instance, that while others in the Department handle diplomatic engagements related to America’s own nuclear forces and posture, we in ISN work to encourage other possessor states to make prudent, stabilizing choices in order to avoid catastrophic outcomes. So let’s take a brief trip together down the strategic posture theory rabbit hole.
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  I. Diplomatic Engagement for Crisis and Arms Race Stability

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                    I should preface these comments, I suppose, by making clear that I make no claim that we are bearers and purveyors of infallible wisdom in these regards; deterrence and escalation theory remain, as they have always been, controversial and contested in many ways. It is also true that every deterrent relationship and every arms competition has its own idiosyncrasies, and that for this reason, it may not necessarily be the case that lessons learned in one arena make sense mutatis mutandis in nuclear weapons relationships that emerge in different contexts.
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                    However, given what is at stake, i.e., the preservation of geopolitical stability and the prevention of nuclear war, we should not shrink from using diplomatic levers to encourage constructive learning wherever possible. One side effect of our long and anxious national history of living in a strategic nuclear dyad of our own — striving to deter aggression, prevent a breakdown in deterrence, extend deterrence to allies, defuse proliferation pressures, limit proliferation opportunities, and preserve crisis stability and unwanted escalation, all at the same time — is that these challenges contributed to the development of a rich ecosystem of strategic thinking about how to walk the deterrence tight rope entailed by trying to do all of these things at at the same time.
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                    At least in the West, where we prized and preserved freedom of thought and expression, there developed over time competing schools of public discourse on strategic issues, a rich academic literature, a diverse infrastructure of competing faculties, think tanks, and academic programs, and a bestiary of inside-the-bureaucracy governmental elements devoted to managing a nuclear relationship without catastrophe. Conferences like this one today, and associative groups such as the Deterrence and Assurance Academic Alliance, make people like you the inheritors of this tradition. This does not mean we got all the answers right, but we certainly have a long history of examining the issues very carefully from multiple perspectives.
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                    So there is surely room for useful engagement and reciprocal learning with our diplomatic partners as they struggle with modern stability challenges. To my eye, perhaps one of the most useful things we must all vigilantly pursue is how to minimize and manage the risk of unwanted escalation – recognizing, of course, that the capability to manipulate risk to achieve political objectives can be a major reason why states acquire nuclear weapons in the first place.
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  II. Thinking about Stability: Less “How Many?” Than “What? And How?”

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                    In meeting this challenge of minimizing and managing the risk of unwanted escalation, it seems to me that raw numbers may sometimes matter much less than the types of systems each rival possesses and how they are postured against each other. With respect to any other countries’ arms competitions, therefore, there is clearly much room for thoughtful engagement on the complex crisis stability dynamics created by the interplay of possessors’ choices about equipment, posture, and doctrine.
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                    To help such engagements be as productive as they can be and enable those partners to reduce nuclear risks as much as possible for so long as they feel compelled to remain in nuclear weapons relationships, we owe ourselves and our diplomatic partners as much clear thinking and thoughtful consideration as possible about whether, and the degree to which, particular weapons systems, force postures, and doctrinal choices are stabilizing or destabilizing.
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                    So let me give a few examples of how one might think through such stability questions from the perspective of national choices about particular weapons systems. I do not offer these as any kind of Holy Writ, of course, nor with the claim that they are absolutely the only conclusions a reasonable person could reach, nor that these suggested conclusions would necessarily follow in all imaginable arms-competitive contexts. However, I do think these examples have value as illustrations of how one might develop a stability-focused discourse to inform choices between nuclear possessor states.
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  III. Illustrative Examples

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  A. HEAVY, MANY-WARHEAD, FIXED ICBMS

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                    First, how might one think about the stability impact of traditional, fixed intercontinental ballistic missiles (ICBMs) carrying extremely large numbers of warheads? It became clear during the late Cold War that it was possible to develop very large missiles with as many as 10 or 12 separate warheads, each capable of hitting a different target. Over time, however, people began to have some second thoughts about such monsters, informed by game-theoretical thinking about nuclear crisis stability.
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                    Let’s explore this. If Country X has a large number of warheads co-located in individual missiles, each of which is subject to being destroyed by only one or two of Country Y’s warheads, this could, in a crisis, create a dangerous incentive for a first strike. That unfavorable exchange ratio — several of X’s warheads lost in exchange for perhaps only one of Y’s warheads expended — means that Y has some reason to err on the side of pre-emptive attack, trying to destroy X’s heavy fixed ICBMs before he can use them. If this works, Y might not only have destroyed X’s land-based force rather efficiently, but might indeed also still have plenty of warheads left over for other targets.
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                    At the same time, and for precisely analogous reasons, X himself might have a dangerous incentive in a crisis to launch his missiles first — perhaps even preemptively, or upon the slightest hint of attack warning — not just to go after Y’s own heavy missile silos (if it has them) and thus seize a similar “exchange-ratio bonus” for himself, but also simply because the unfavorable ratio of incoming warheads to target warheads makes it especially dangerous for X to risk “riding out” a possible incoming salvo. Hence traditional, Cold War-style heavy, many-warhead fixed ICBMs are now generally thought to be destabilizing: they seem to maximize incentives for pre-emption and automatic, unthinking launch on warning.
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                    We ourselves used to have heavy, many-warhead silo-based systems, of course, but in U.S. strategic posture across the last few administrations we have moved away from such choices. Although the U.S. Nuclear Posture Review has made clear that a portion of our ICBM force could again be uploaded if there were a need to do so, but we have successfully transitioned our own ICBMs from multi-warhead to single-warhead systems and we have long since abandoned very large, mega-MIRV’d systems such as the Peacekeeper.
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                    If one were to take this game-theoretical insight to heart, it would presumably follow that developing heavy, mega-MIRV’d silo-based ICBMs — such as Russia’s forthcoming Sarmat ICBM — would be a poor strategic choice almost tailor-made to promote crisis instability. Sound and thoughtful diplomacy with countries having their own nuclear arsenals should thus encourage better, more stability-focused approaches.
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  B. FORWARD-DEPLOYED BATTLEFIELD WEAPONS

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                    As a second example, consider the challenges potentially presented by large numbers of and diversity in small, battlefield nuclear weapons. Such things were deployed in some numbers during much of the Cold War — including some notoriously small, portable systems such as the “Davy Crockett” battlefield rocket that could be mounted on a Jeep, a nuclear artillery shell for an 8-inch Army howitzer, and a man-portable atomic demolition mine. The stability impact of such very short-range (or zero-range!) systems — and the degree to which their use could be reliably controlled in a conflict — has long been questioned, and after careful consideration we ourselves moved emphatically away from them years ago. Many observers fear that such devices deployed close to the anticipated front line in a conflict between nuclear rivals — particularly if authorization for their use is devolved to battlefield commanders, since reliable, centralized command-and-control is usually thought to be essential to crisis management — might lead to inadvertent or dangerously precipitous escalation and early nuclear use.
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                    These dangers arise because such easily-usable weapons deployed very far forward could be targeted preemptively or quickly overrun, the imminence of which might lead to precipitous use. In that case, the result could have strategic consequences (in the form of nuclear combat) triggered by strategically unimportant minor or inconclusive fluctuations in the contours of that front line. Some observers might speculate this could strengthen deterrence, on the theory that such amazing dangers might make an invasion less attractive to an aggressor in the first place.
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                    However, even if such worrying brinksmanship did have value, there would still be huge dangers of losing control. To the degree that control of easily-portable devices were delegated far down the chain of command, this would greatly challenge crisis management and warfighting command and control by national-level authorities. Catastrophically consequential decisions being made under stress by ill-informed junior battlefield commanders who lack the big picture does not bode well for crisis stability.
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                    Stability considerations thus make large numbers of and diversity in small, easily-portable battlefield devices such as nuclear artillery shells or demolition mines seem highly problematic. Such reasoning contributed to decisions by both of the nuclear superpowers to pull non-strategic weapons significantly back from the control of unit commands. This is a compelling logic that other nuclear possessors might also wish to consider.
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                    I would also urge other possessing states to follow the U.S. model of highly centralized and rigorous command and control practices, which promote stability and predictability even in times of crisis — and to avoid either devolved, uncontrollable use controls or mindlessly automated release procedures such as the Dr. Strangelove-style “Perimeter” system for automatically initiating nuclear war. Methods of dispersion in a crisis should also be scrutinized, since such small, portable devices a susceptible to threats from guerrilla or terrorist groups within one’s borders. The implications of deployment modalities and command-and-control questions are not the sort of “sexy” nuclear weapons matters that get much attention from armchair strategists, but they are critical questions for the real professionals, and we should encourage countries with nuclear weapons to think these things through carefully.
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  C. CONTEXT MATTERS

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                    Third, nuclear powers might also bear in mind that what makes sense in one nuclear context may not make sense in another. I have noted how the risks associated with large numbers of or diversity in small, forward-deployed weapons increase tremendously if they are deployed where guerrillas or terrorists might seize them in the field – which is, if you ask me, a pretty important context-specific factor – but difficulties can also arise with other systems.
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                    If you are a nuclear power engaged in a nuclear weapons relationship with an adversary many thousands of miles away, there’s obviously some logic in acquiring delivery systems with intercontinental range. Participants in a regional dyad, however, should carefully consider limiting the range of their systems to avoid having too much range, which could end up drawing them into deeply problematic provocation dynamics with nuclear powers outside the core deterrence dyad. Such a dynamic would carry with it potentially catastrophic risks of inadvertent escalation, miscalculation, or unlooked-for intervention or pre-emption.
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                    These various challenges are difficult and problematic enough when a relationship remains dyadic, so stumbling into escalatory problems with extra-regional players could be notably unwise, especially if those additional players are very powerful and one does not actually have any particular antecedent strategic-level problem with them in the first place. Nuclear possessors need to think through such dynamics, for it matters whether, and how, one’s own regional nuclear dynamics are connected to, or entangled with, broader ones.
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  D. UNLIMITED-RANGE CRUISE MISSILES

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                    Fourth, I would suggest that exotic new technologies and methods need careful attention as well — because what might initially seem to be an attractive “feature” of a new weapons system could turn out to be, from a stability perspective, very much a dangerous “bug.” As an example, take something as seemingly simple as a weapon system’s range. More range seems like it would always be better, right? Well, not always.
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                    It is at least theoretically possible to develop a nuclear-powered cruise missile that could have an essentially unlimited range. In the late 1950s, for example, U.S. and Soviet researchers both worked on designs for a nuclear-powered airplane, the advantage of which was thought to be its ability to remain “continuously airborne.” The U.S. program was rather sensibly terminated in 1961, and the Soviet concept apparently never even got off the drawing board, but one could at least imagine a cruise missile loosely based upon such technology today. To say that such a thing might be possible, however, is not to say that it would be in any way wise.
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                    For one thing, there might be alarming technical, safety, and humanitarian issues associated with a nuclear reactor flying through the air across intercontinental distances — especially a reactor running hot enough to superheat ingested atmospheric gases for propulsion and probably of necessity lacking much by way of radiation shielding. What would the implications be if it were to crash or be shot down, moreover, especially if its flight route took it for thousands of miles through the airspace of any number of countries? Yet even leaving those obvious concerns aside, it is far from clear that such a system would make any sense whatsoever from a stability perspective. Quite the contrary.
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                    Some strategists might perhaps value such a missile as a strategic delivery system because of its potential ability to arrive over enemy territory at low level and from an unexpected or even unwatched point of the compass after a long and craftily circuitous transit. The extreme range that could make this possible might indeed make defending against such a missile difficult, but that’s hardly the end of the story, and such an apparent advantage would likely be offset by other problems. The possibility of an “infinite-range” cruise device might well be quite destabilizing, and could create a major risk of inadvertent nuclear war — not least because of the weird, but hardly hypothetical, possibility that such a missile could be launched into indefinite-duration “holding pattern” flight paths that might be intended to maximize perceptions of imminent threat in order to facilitate an aggressor’s coercive diplomacy, but that in fact would likely elicit unpredictably escalatory responses and escalation dynamics.
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                    I would think that the moral of this story about the stability externalities of unlimited range is simple: it is foolish to plunge forward in nuclear weapons and delivery system development rashly. Considerations of stability cannot be ignored, and the fact that one can build something does not always mean that one should. Some choices are just bad ones.
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  E. TRANSPARENCY AND CLARITY

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                    Sixth, and finally, I believe there is intrinsic value in offering the kind of transparency that helps provide one’s potential clarity about how one thinks about nuclear weapons. I don’t mean the kind of “transparency” that relates to exactly how many one has, specific details about exactly when one would (or would not) actually use a nuclear weapon, or sensitive details about their deployment. Instead, I’m referring to insight into the basic concepts that underlie one’s nuclear posture and doctrine. Providing reasonable clarity about posture and doctrine can serve the interests both of deterrence and of crisis stability and escalation management, by helping increase predictability and reducing the kinds of uncertainty that may fuel dangerously mistaken assumptions.
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                    This is a kind of transparency that we in the United States provide very publicly with every edition of our Nuclear Posture Review, as well as in periodic public statements, reports, and documents of various varieties. We are, in fact, by far the most transparent of any nuclear weapons possessor in this respect. We make such information public, we explain it to adversaries and onlookers alike, and we defend it in public so that we are as clear as we can be about the role that nuclear weapons play in our defense planning and the reasons for the posture choices we have made.
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                    Nobody else does it like this, but I would argue that they should: the more transparency of this sort, the better. As I noted last year in an event at the Preparatory Committee meeting for the Nuclear Nonproliferation Treaty in Geneva — at which two of us from the U.S. State Department joined representatives from the Office of the Secretary of Defense and the Joint Chiefs of Staff in explaining the latest Nuclear Posture Review — we Americans are deeply transparent about these fundamental conceptual and doctrinal issues, and we challenge other possessors to follow our lead in being that way too.
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  IV. Conclusion

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                    As I said earlier, I hope no one takes the arguments I have suggested as entirely conclusive. I offer them not as hard and fast conclusions, but as illustrations of a stability-focused thought process. We in the United States engaged in a good deal of such thinking for decades, and we must not forget how to do it. Such ways of thinking may also be worth fostering with and among nuclear powers engaged in their own nuclear weapons relationships.
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                    At any rate, I hope this gets you thinking. To that end, I hope the scholarly and think tank communities can work with us to encourage the development of stability-mindful strategic thinking — and hence real nuclear risk reduction — wherever national leaders find themselves in enduring nuclear weapons relationships. We must all endeavor to prevent our relationships from collapsing into conflict during the presumably still lengthy era still ahead of humanity until – in the phrasing of Article VI of the Nuclear Nonproliferation Treaty – we can ease international tension and strengthen trust between states enough to permit the stable and sustainable elimination of all such weapons.
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                    Thank you.
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      <pubDate>Sat, 09 Mar 2019 02:00:00 GMT</pubDate>
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      <title>A New Approach to Civil Nuclear Cooperation Policy</title>
      <link>http://www.newparadigmsforum.com/p2348</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at Hudson Institute, in Washington, D.C., on February 26, 2019.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good day, everyone, and thank you for the opportunity to speak to you.
In the nonproliferation business, we usually think more in [...]</description>
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      Below are the remarks Assistant Secretary Ford delivered at Hudson Institute, in Washington, D.C., on February 26, 2019.  They may also be found on the 
      
    
      
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                    Good day, everyone, and thank you for the opportunity to speak to you.
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                    In the nonproliferation business, we usually think more in terms of denying opportunities than of creating them. Specifically, it’s our job to deny would-be proliferators — whether state or non-state actors — the opportunity to develop or otherwise acquire weapons of mass destruction, delivery systems, or advanced conventional weapons. It’s also our job to deny the organizers and operators of proliferation-facilitating networks, as well as any who would evade UN Security Council sanctions, the opportunity to profit from trafficking in destabilizing technologies or from helping outlaw regimes evade accountability.
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                    Denying bad guys dangerous tools, in other words, is our core mission, which is why the motto of my bureau at the State Department — the Bureau of International Security and Nonproliferation — is 
    
  
  
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    , which is Latin for “to prevent threats.” For that is exactly what we do.
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                    From time to time, however, this job of denying others opportunities for mischief coincides with the chance to create opportunities for American industries and workers. And that’s very much the case with civil nuclear cooperation agreements, which can be an important tool for strengthening strategic relationships with partners, enhancing energy security, raising international nonproliferation standards, and promoting U.S. civil nuclear exports. And that’s my topic for today.
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  I. The Opportunity and Challenge of Cooperation Agreements

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                    Under United States’ law, U.S. suppliers can only sell nuclear power fuel or equipment abroad subject to a civil nuclear cooperation agreement, often referred to as a “123 agreement” after the relevant section of the Atomic Energy Act. For this reason, a 123 agreement — which my bureau is responsible for negotiating — is an important tool for enhancing the commercial prospects of the U.S. civil nuclear sector. Without a 123 agreement, U.S. suppliers cannot export nuclear material, equipment, or significant reactor components, U.S. industry cannot compete in foreign markets, and Americans forego job opportunities. So with these agreements, we lay the foundations for U.S. competitiveness in this critical, high-technology arena.
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                    And here’s the best part: civil-nuclear cooperation agreements are also one of the strongest tools we have to promote nonproliferation as a government, because the Atomic Energy Act requires the highest standards in the world when it comes to the nonproliferation protections required with the United States’ civil nuclear cooperation partners. These statutory requirements are enormously important, for they ensure that all U.S. 123 agreements legally obligate our partners to observe specific standards in such areas as peaceful use, International Atomic Energy Agency (IAEA) safeguards, physical protection for nuclear materials, and prohibitions on enriching, reprocessing, or transferring U.S.-obligated material and equipment without our consent.
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                    Even beyond these requirements “baked in” to all 123s by U.S. law, the State Department also works hard to negotiate as many additional nonproliferation assurances as we can, such as political commitments to rely upon commercial fuel markets rather than explore indigenous uranium enrichment and reprocessing services, consistent with U.S. policy that seeks to limit the further proliferation of these technologies. In two cases, in fact — albeit, alas, pretty unique ones, since they involved one partner that already had domestic legislation prohibiting the activity in question, and another that simply lacked any alternative source of supply at all, thus giving us unique leverage — U.S. negotiators managed to get agreement on a legally binding commitment not to engage in any enrichment or reprocessing. We have also in recent years been going beyond the requirements of the Atomic Energy Act in ensuring that our civil-nuclear cooperation partners adhere to the IAEA Additional Protocol, which we consider to be the de facto international safeguards standard, as a condition for nuclear exports under those agreements.
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                    What ends up being possible necessarily varies, of course, but whatever the negotiated terms, 123 agreements signed by the United States represent the global standard for nonproliferation-related nuclear supply “best practices,” and always protect nonproliferation equities better than the conditions attached by any other nuclear supplier. There is no case, in other words, in which a U.S. 123 agreement with any given recipient will not promote nonproliferation values better than that same recipient cutting a deal with another, competing supplier state. That’s why we view 123s as such a win-win outcome: U.S. industry and American workers have the chance to spread their wings in the international marketplace, and global nonproliferation standards improve in direct proportion to our suppliers’ commercial success.
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                    Civil nuclear cooperation under sound nonproliferation conditions is also a win for our overseas partners. Not only do they gain access to the benefits of peaceful uses of U.S. nuclear energy, science and technology; they also develop the capacity to do so sustainably and responsibly, building confidence that such cooperation will not be misused – whether deliberately or inadvertently – to contribute to the proliferation of nuclear weapons. Widespread sharing of the benefits of nuclear power simply would not be possible without a firm foundation of nuclear nonproliferation measures built upon the Nuclear Nonproliferation Treaty, the IAEA, and the Nuclear Suppliers Group (NSG).
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                    On the other hand, that “virtuous circle” can also work the other way. If we are unable to get a 123 in place – such as if we chase the “perfect” answer so intently that we prevent getting any deal at all by asking unacceptable terms from our would-be cooperation partners – U.S. industry loses the chance to compete and nonproliferation loses too, since a partner that goes with the foreign competition is not subject to the obligations we place in our agreements.
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                    Nonproliferation and a competitive U.S. civil nuclear export sector are thus mutually dependent and mutually reinforcing goals for the United States. Because the conditions contained in 123s apply to nuclear material, equipment, and significant reactor components transferred subject to the agreement, we will see neither economic nor nonproliferation benefits if U.S. suppliers fail to make the sale. This raises the specter of a “vicious circle” of problems, with the competitiveness of U.S. industry being highly dependent upon the opportunities created by 123 agreements, but with our 123s — especially given their conditionalities — proving less attractive to would-be partners as U.S. industry competitiveness wanes, and with fewer recipients actually adopting nonproliferation “best practices” as foreign competitors with deliberately lax proliferation standards gain market share at our expense. That is clearly a lose-lose situation, both for the United States and for the global nonproliferation regime.
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                    And that is why civil nuclear cooperation agreements are so important.
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  II. Shifting Terrain

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                    For a long time, we managed to stay on the win-win side of the ledger. In the first three or four decades of international nuclear trade, the United States was the undisputed leader. American companies had the overwhelming majority of global market share, and this dominance ensured that the U.S. government was well-positioned to achieve its nonproliferation policy objectives through 123 agreements with civil nuclear partners.
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                    In the last quarter century, however, the situation has changed, and the U.S. nuclear industry now faces significant headwinds. A number of other countries – and their state-owned enterprises – have emerged as competitors in the global market, and U.S. market share has decreased dramatically. Some competitors are political allies, such as France and the Republic of Korea, while others are geostrategic competitors such as Russia and China.
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                    Irrespective of country of origin, however, the key distinction between U.S. nuclear suppliers and those from almost everywhere else is that in the United States, the nuclear industry is privately owned and operated, and not part of the government. By contrast, in France, South Korea, Russia, and China, the state either fully or partially owns the nuclear industry players with whom private sector U.S. suppliers compete, and it provides massive financial support and exerts industrial policy controls that our system of government lacks. When the naked power of foreign governments is marshalled in support of policies designed to take market share from private U.S. firms, those American firms have indeed suffered — creating the risk that the whole process will tip over into lose-lose dynamics in which both the U.S. nuclear industry and the cause of global nonproliferation suffer.
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                    Worse still, it’s not just about economic competitiveness and nonproliferation. Russia and China also use reactor sales by their heavily state-supported nuclear industries as a geopolitical tool to deepen political relationships with partner countries, to foster energy dependence by foreign partners, and sometimes even to use predatory financing to lure foreign political leaderships into “debt traps” that give Beijing or Moscow leverage that it can exploit later for geopolitical advantage. (They also market using a “build-own-operate” model that may purport to absolve the host country from any regulatory responsibilities, thereby increasing the difficulties of mitigating a nuclear accident.) In fact, the leverage resulting from such civil-nuclear relationships with China and Russia is designed – and often used – to advance the strategic goals of these adversaries to the detriment of U.S. interests and those of our allies.
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                    Such debt traps are a worrisome new development. It was debt entanglement, for instance, that allowed China to take out a 99-year lease on the Sri Lankan port of Hambantota — essentially replicating, with remarkable irony, the very terms that Chinese leaders themselves spent generations decrying as exploitative imperialism in the form of the British Empire’s 99-year lease of the New Territories of Hong Kong. China uses various means to help build itself such “neo neoimperial” footholds, but civil-nuclear relationships are one of them. For their part, the Russians — who refuse to subscribe to the Organization for Economic Cooperation’s Nuclear Sector Financing Guidelines, and who have suppressed nonproliferation standards in the supply of nuclear reactors and material — are hardly better. Russia exerts influence in multilateral nonproliferation fora to stall progress on the evolution of safeguards and export controls, ensuring the global bar stays fixed, while the strategies and tools available to would-be proliferators continue to advance.
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                    The fact that nuclear suppliers such as China and Russia support their objectives through deliberate laxity in the nonproliferation standards they ask of nuclear cooperation partners as a tool of competitive advantage against responsible suppliers such as the United States makes this all the more worrisome, even shameful. Both are members of the Nuclear Suppliers Group, which was established to raise export control standards and ensure that commercial incentives would not outweigh nonproliferation objectives and avoid a race to the bottom in which suppliers dilute those standards to gain a commercial advantage, but their actual support for these ideals is obviously not as strong as it should be.
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  III. Helping Meet the Challenge

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  A. REJECTING “BUSINESS AS USUAL”

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                    So on the assumption that we cannot continue to accept “business as usual” on such contrived and manipulative terms — and informed by the clear commitment made in the U.S. National Security Strategy to push back against competitive strategies of the revisionist powers of China and Russia that seek to disadvantage and displace U.S. power in the world — what are we doing to help fight back?
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                    Well, one way is to cut off U.S. sources of some technology that state-owned Chinese nuclear entities have been using in their efforts to compete against our companies. We’ve had a new 123 agreement with China in force since 2015, but we’ve also now learned a lot about how China has been using engagement with the U.S. nuclear power industry for technology that it intends to use to compete against us — crimes of technology theft, for instance, for which the state-owned company China General Nuclear Power Group currently stands under indictment in a U.S. court. We’ve also learned a lot about how the Chinese government is engaged in a systematic effort to divert civilian nuclear technology, including know-how from the United States, into projects supporting its military build-up and its territorial ambitions in the South China Sea. Accordingly, October 2018, 
    
  
  
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     that dramatically cuts back civil nuclear technology transfers to China.
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                    Another way we’re responding to these threats is to step up our diplomacy in urging other nuclear suppliers to insist upon the highest standards of safety, security, and nonproliferation in their own civil nuclear cooperation relationships — including by requiring, as we ourselves do, that recipient states have the IAEA Additional Protocol in force, to provide reassurances against the absence of undeclared nuclear activity. We also regularly urge suppliers to consider imposing limits on partners’ ability to enrich uranium and reprocess plutonium. And we are working to build “coalitions of caution” in the nuclear business by calling attention to the dangers of nuclear cooperation with Russia and China, both for would-be recipients and for industry partners, and by working with like-minded suppliers to develop joint approaches to counter those two countries’ destabilizing and predatory behaviors.
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                    In fora such as the NSG and the NPT review cycle, we are also emphasizing the principle of “responsible supply” — urging others to come together with us to insist that all nuclear suppliers require nuclear safeguards, safety, and security “best practices” from the states with which they have cooperation agreements. No longer should suppliers be able to use proliferation irresponsibility as a marketing tool.
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                    We will also continue to work with NSG partners to ensure that multilateral export control lists are properly updated to ensure that they address advanced nuclear technologies and emerging technologies with potential dual-use applications. And we are working in the NPT process to raise awareness about — and to find ways to advance — the peaceful sharing of nuclear technology, as well as to protect and advance the global nonproliferation regime that provides the foundation upon which the continued availability of such benefits depends.
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  B. NEW NUCLEAR COOPERATION MOUs

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                    With regard to U.S. nuclear cooperation, the State Department is stepping up efforts to approach our 123 agreement diplomacy in a genuinely strategic way — not only, as before, to strengthen nonproliferation protections in a specific country or region or to help U.S. firms take advantage of market opportunities, but also to help develop new opportunities to advance U.S. strategic competitiveness. A full-fledged nuclear cooperation partnership can lead to the establishment of political and economic ties lasting as long as 50 or 100 years, and can be the catalyst for additional cooperation between governments on many other national security and foreign policy issues. Our diplomatic outreach on civil nuclear issues can thus serve strategic interests as well as economic ones, helping us build and mature relationships that will strengthen mutual prosperity and help ensure the security and autonomy of partner governments around the world against the designs of predatory revisionists.
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                    As I have described, 123 agreements are a critical part of this mix. But they need not be viewed as the only tool, for not all countries that wish to develop better civil nuclear relationships with the United States will necessarily need to start that relationship with a 123.
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                    To help provide an additional way to catalyze and nurture cooperative relationships, we are working to expand the use of less formal, non-binding bilateral political arrangements more akin to a memorandum of understanding (MOU) than to a full 123. Such nuclear cooperation MOUs — or NCMOUs — would not suffice for actual power reactor projects, of course, which would still require a traditional 123 agreement. But a country weighing the possible development of a nuclear power program could use a less formal instrument to build strategic ties with the United States, its experts, industry, and cutting edge researchers about how best to tailor future opportunities to its specific needs. We would use these ties to help states build their own infrastructure for the responsible use of nuclear energy and technology and adopt best practices in nuclear safety, security, and nonproliferation, including independent regulatory oversight.
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                    In such ways, these MOUs could establish the basis for a broader, strategic relationship between the United States and those countries considering civil nuclear energy. Working with our partners at the Departments of Energy and Commerce, the Nuclear Regulatory Commission, and other U.S. departments and agencies, such MOUs could open up new opportunities for all parties, laying the foundation for making partner countries fully prepared to take advantage of the emerging technologies and coming innovations in reactor design and other areas that are being pioneered in the United States, and to do so under the highest standards of safety, security, and nonproliferation. These foundations could provide valuable opportunities both for U.S. industry and for beneficiary states alike, for these are arenas in which the future of civil nuclear competitiveness is likely to be decided, and that are the pathfinders for how the benefits of peaceful uses of nuclear energy will be shared over the next century. We envision these NCMOUs as important tools to open doors and allow the U.S. government to build ties with foreign counterparts that will position all of us to take advantage of such opportunities together.
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  IV. Conclusion

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                    These innovations, of course, are not panaceas, nor do we intend for them to take the place of the robust, binding 123 agreements that underpin our civil nuclear commerce. But we do think they can help, and we are committed to using all our diplomatic skills to help lay the foundations for future “win-win” answers – answers in which: (1) U.S. industry and government experts carve out critical roles at the cutting edge of the civil nuclear business; (2) these emerging technologies make cooperation with the United States attractive and even essential; (3) American jobs in this sector boom and U.S. industry competes successfully even against foreign “national champions” that benefit from massive state subsidies and state-sponsored technology theft; and (4) we work together with our international partners to share the benefits of nuclear technology ever more widely, and ever more responsibly, under state-of-the-art “best practices” in nuclear safeguards, safety, and security.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 27 Feb 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2348</guid>
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      <title>Action-Planning Session on Curbing Missile Development and Proliferation</title>
      <link>http://www.newparadigmsforum.com/p2340</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered to a breakout group of the Ministerial to Promote a Future of Peace and Security in the Middle East, held in Warsaw, Poland, on February 14, 2019. They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
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                    Thank you, Mr. Convenor. Let me say first that it is very gratifying to hear such distinguished figures from around the world speak out so clearly in decrying the ways in which missile proliferation is destabilizing the Middle East.
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                    As we have heard, and as we all know, Iran is by far the worst offender in the region. Infamously, it is not only developing more sophisticated missiles of its own, but is also proliferating both missiles and missile production technology, including — rather appallingly, I must say — to non-state actors such as Lebanese Hezbollah terrorists and Houthi militias. But Iran is unfortunately not the only regional country that has been acquiring or contributing to the spread of missile technology that helps bring ever more volatility and instability in the Middle East.
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                    Countries throughout the region badly need to learn how to exercise restraint and prudence in this respect, refraining from any further measures that inflame regional arms races and risk creating dangerous escalatory spirals. The dangers presented by missile proliferation in the Middle East call for a broad and concerted international effort to bring countries into a community of restraint that will contribute to the regional peace and security that it is the purpose of this pathbreaking Warsaw conference to promote.
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                    As for any countries that refuse to join the community of likeminded nations contributing to peace and security, we must not shy away from imposing fierce pressure upon them to abandon such destabilizing policies. Where we cannot dissuade them from trying, we must prevent them from succeeding in acquiring such capabilities, by acting decisively to cut off their access to the technologies, components, and materials they need for their missile programs.
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                    This means having all countries — both in the region and farther afield — adopt and enforce strong export controls consistent with internationally understood standards of best practice. Countries must impose effective checks not just upon outgoing national exports of proliferation-facilitating items and material but also upon the transshipment of such things through their national jurisdiction. They must strengthen national authorities and improve their ability to interdict shipments, and build better cooperative counterproliferation partnerships.
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                    And they must shut down the unscrupulous exporters, brokers, shippers, and middlemen who fuel and profit from illicit trafficking in missile components and materials. This means putting forever out of business outlaw proliferators such as Li Fangwei — also known as Karl Lee — a notorious fugitive from justice with a $5 million reward on his head who has been sheltered in China for many years while continuing to serve as the most important foreign supplier of equipment and materiel to Iran’s ballistic missile programs. Giving safe harbor to such persons is unconscionable.
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                    Finally, Mr. Convenor, let me join the comments made by my fellow participants in this session urging broader adherence to the standards of best practice embodied in the Hague Code of Conduct (HCOC) on missile pre-launch notifications and information exchanges, the export control standards of the Missile Technology Control Regime (MTCR), the conventional arms and dual-use technology control standards of the Wassenaar Arrangement, and the WMD-related export control standards of the Nuclear Suppliers Group (NSG) and the Australia Group (AG). I also wholeheartedly agree with the comment that more countries should participate in the Proliferation Security Initiative (PSI) and use its exercises and workshops to hone their ability to be good cooperative partners in interdicting WMD- and delivery-system-related transfers. These are hugely valuable institutions, and deserve more support.
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                    An earlier speaker also noted, quite correctly, that U.N. Security Council Resolution (UNSCR) 1540 requires all of our countries to adopt effective legal and regulatory controls to prevent WMD from falling into the hands of non-state actors. It does, and we must enforce it — and help partners who may need capacity-building assistance in this respect. Since we are talking today about missile proliferation threats in the Middle East, however, I would also remind delegates that UNSCR 2231 imposes conventional arms and missile restrictions upon Iran, and in fact prohibits any transfers to Iran that could contribute to WMD-capable missiles that have not been expressly approved by the Security Council. We need to make sure that this is rigorously enforced.
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                    Mr. Convenor, we are gathered here this afternoon in an action-planning group, and we are planning follow-on meetings at which we can develop effective strategies for reining in the missile and advanced conventional arms proliferation that today presents such a threat in the Middle East. Accordingly, I would suggest that we make it a strong focus of our diplomacy together to get all states in the region — as well as all countries that are points of origin or transshipment points for missile-related trafficking to that region — to bring themselves up to the “best practice” standards embodied in these various institutions and rules. We should enlist more and more countries in holding to such standards, and we should make it increasingly painful for any who show themselves to be irresponsible impediments to regional peace by refusing to do so.
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                    Thank you.
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      <pubDate>Fri, 15 Feb 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2340</guid>
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      <title>The Case for Reforming the Missile Technology Control Regime</title>
      <link>http://www.newparadigmsforum.com/p2335</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at Hudson Institute in Washington, D.C. on February 12, 2019.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good morning, everyone — and thank you to the Hudson Institute for the chance to say a few words to all [...]</description>
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                    Good morning, everyone — and thank you to the Hudson Institute for the chance to say a few words to all of you today.
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                    The United States’ proposal to make an adjustment to the Missile Technology Control Regime (MTCR) Annex as they relate to unmanned aerial systems (UAS) has been the subject of detailed discussion already in the MTCR for many months, and the MTCR’s Technical Experts Meeting (TEM) has explored our proposal extensively from a technical perspective. I would like to say a few words about the reasons why we believe this modest reform of part of the MTCR framework is both necessary today and an important part of keeping the MTCR relevant and effective in the years ahead.
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                    It almost goes without saying that the MTCR is and remains a valuable nonproliferation instrument, and one that we are committed to preserving — but I will say so nonetheless, for I wish there to be no misunderstanding about the U.S. position. We have been steadfast proponents of the MTCR from its beginning, and holding ourselves and international partners to its standards of nonproliferation “best practice” is an important and enduring aspect of our approach to nonproliferation and the preservation of international peace and security against the destabilizing spread of systems capable of delivering weapons of mass destruction (WMD). We remain steadfast in our commitment to the MTCR.
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                    Yet for all its accomplishments in slowing such proliferation and helping underpin peace and security, the MTCR is an ageing regime. It and its Guidelines, in fact, are more than three decades old. For a system setting standards of conduct that are based upon highly specific technological parameters, this is in many ways an extremely long time.
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                    As we consider what specific parameters should continue to be enshrined in the MTCR in the years ahead, we must not forget just how extraordinarily long a time this has been in technological terms. The formulation of the MTCR, for instance, predated the invention of text messaging, and its drafting preceded the introduction of the first crude smart phone by more than a decade. When our predecessors were trying to figure out what technological standards should be written into the MTCR framework people were still a few years from figuring out how to distribute audio and video over the Internet, the number of Internet websites in the entire world was in the low hundreds, the first widespread computer virus had not yet appeared, and the first permanent Internet connection between North America and Europe had not yet been established. Indeed, iconic modern technology-driven or -facilitated firms that are now household names — companies such as Amazon, Yahoo, Netflix, Ebay, Facebook, Tesla, Virgin Galactic, SpaceX, Alibaba, and Baidu — did not exist.
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                    So that was the technological environment of the time, and the world was clearly a very different place. But the world of the MTCR’s birth was also a vastly different place in economic terms. China’s per capita GDP was only a handful of hundreds of U.S. dollars, for instance, and the boulevards of its cities were still crowded with bicycles. (Indeed, in key respects, it is actually hard to say what China’s GDP actually was at that point in the first place, for in those days China still measured its GDP by Soviet-era metrics.) There were no McDonalds restaurants in any country ever ruled by a Communist Party, and South Korea had yet to finish its transition to the democratic and capitalist powerhouse of the Sixth Republic that still exists today. For its part, the Soviet Union was still a monolithic block, still maintained its imperial control over the countries of Eastern Europe, and had not yet begun its efforts at economic restructuring (perestroika) that helped lead to such momentous change in the region.
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                    In technological and economic terms, in other words, the environment in which the MTCR’s technological parameters were established was an entirely different universe from the one we inhabit today.
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                    Make no mistake. Nothing was wrong — nor is anything wrong today — with the animating principle of the MTCR: that nonproliferation principles require restraint and circumspection in transferring systems that could conceivably be used to deliver WMD. This remains as important a principle as ever. What fidelity to this key principle means in practice, however, cannot ignore the whirlwind of technological changes that have been taking place in the world.
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                    Not surprisingly, the MTCR framework is today somewhat outdated. A system that fixed in place technical standards based upon military hardware of the Cold War era, its approach to UAS predates the extraordinary revolution in UAS development that has occurred in recent years. That revolution — which is still underway, and in many respects picking up steam — has seen an explosion in UAS applications and technology that has, among other things, seen the emergence of increasingly broad ranges of systems that technicallyfall within MTCR Category I standards but that are not as significant in terms of WMD-related threats.
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                    Though not threatening in the way that the MTCR aspired to prevent, however, these emerging UAS are very valuable, and increasingly subject to a great range of diverse uses entirely unrelated to WMD, not just for military purposes — e.g., having become essential in intelligence, surveillance, and reconnaissance applications, and having an emerging roles in areas such as logistics — but also throughout the civilian economy, science, industry, commerce, logistics, safety, environmental management, forestry, agriculture, entertainment, recreation, and more. This is a fast-growing sector, and soon to be quite a huge one.
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                    Not surprisingly, the great value of these systems and their growing diversity has led to a growing demand for UAS, including for systems technically within the Category I framework, and this demand has elicited a growing supply.
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                    But MTCR Partners are to an important extent shut out of much of this exploding market, unable to participate fully in the commercial benefits of this booming sector — because of the high hurdle imposed by the MTCR’s reflexive presumption of denial for all Category I systems — and with their governments unable to reap the full benefits of the relationships that UAS engagement can bring as countries around the world seek to expand their capabilities into these diverse new, non-WMD-related areas.
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                    But other suppliers — and in particular those outside the MTCR framework, who are not bound by its strictures and who may feel no special obligation to scrutinize proposed transfers from a rigorous nonproliferation perspective as we do — are not shut out in this way. Indeed, for them the MTCR is a tool of competitive advantage against MTCR Partners. Against all of us. Such other suppliers are increasingly stepping in where MTCR Partners find it difficult to tread because even non-WMD-relevant UAS systems are covered by strict Category I rules with their associated presumption of denial. Under the right circumstances and with appropriate nonproliferation assurances, of course, it is not impossible to overcome a presumption of denial, but having to overcome such hurdles for the modest subset of Category I UAS that are in reality not a WMD-related threat represents a considerable impediment — and, we think, an unnecessary one.
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                    This situation harms not just the competitiveness of MTCR Partners, but also the MTCR itself — and the cause of nonproliferation. It puts needless pressure upon the MTCR and could threaten its long-term integrity, for institutions that do not know how to be appropriately flexible in a changing world risk shattering. Nor does continuing this rigidity stop the spread of UAS, because non-MTCR supplies are stepping into this market.
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                    Indeed, the system’s current rigidity fails to provide real nonproliferation benefits either, because the growing sources of foreign supply for increasingly capable UAS mean that these systems are spreading anyway. And because non-MTCR suppliers of such equipment seldom feel the need to approach their transfer-related decision-making with the nonproliferation-focused scrupulousness that we and other MTCR Partners display, even for non-Category-I systems, allowing such non-MCTR suppliers to occupy this competitive terrain essentially uncontested means that nonproliferation equities will get less and less respect over time — unless, that is, we do something to fix this problem.
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                    In reaction to all this, the United States has proposed a way out of the trap caused by the MTCR’s rigidity in the face of UAS-related technological change.
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                    We have proposed to carve out a carefully-selected subset of Category I UAS for treatment as if they were Category II systems. This subset is based upon a maximum speed value — which would, in effect, update the MTCR framework to allow more permissive treatment of run-of-the-mill, basically non-WMD-related modern UAS that are useful, and indeed in today’s world all but essential, for a range of non-WMD military and an exploding universe of peaceful civilian applications.
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                    This change, however, is carefully limited, and would avoid relaxing MTCR rules on the sorts of WMD-related systems that it has alwaysbeen the great virtue of the MTCR to restrict. Things such as ordinary, slow, fixed-wing UAS — along with rotary wing systems and lighter-than-air craft — would be subject to somewhat more flexible Category II rules. But cruise missiles, advanced unmanned combat aerial vehicles, and hypersonic aerial vehicles would still be covered as Category I items, as they should be.
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                    Our proposed MTCR reform would continue to ensure that transfers of any covered UAS — including the ones for which we propose to relax some Category I restrictions — remain subject to careful nonproliferation considerations, pursuant to well-established MTCR principles. They would also be covered by the new standards of international conduct that are currently being negotiated to cover the uses of UAS, an important additional project that is important to the future of the nonproliferation regime, and that I hope all of you will also support.
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                    Under the new approach, however, the MTCR would no longer rigidly apply its strong presumption of denial under the strictest, Category I rules to a subset of UAS that in reality have essentially nothing to do with WMD but a great deal of potential in the growing global UAS market. This would facilitate commerce in less threatening systems, and ease the worrying pressure that is building upon the MTCR regime, but it would do so without causing proliferation harm — and indeed while helping preserve the MTCR’s integrity.
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                    In fact, by helping preserve or increase the market share and international engagements of MTCR partners who do approach all such questions with real nonproliferation integrity — at the expense of unscrupulous suppliers who have hitherto been benefiting from overly rigid MTCR rules and unless the system is reformed will continue to do so — the more flexible approach we propose would likely have net nonproliferation benefits rather than costs.
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                    The United States first suggested this approach in a concept paper over a year ago, and we have presented technical explanatory papers on multiple occasions to walk our MTCR partners through the details. We have also modified our proposal on the basis of these very helpful discussions.
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                    It is now time, we believe, to move this proposal forward, before the damage done by the MTCR’s UAS-related rigidity gets any worse. A regime that sets its standards on the basis of technological parameters cannot long ignore whirlwinds of technological change, and the bough that does not flex in such a gale risks breaking.
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                    This is a reasonable idea, and a prudent one, and we believe its time has come. We will continue to work to seek MTCR Partners’ support to modernize controls on UAVs.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 13 Feb 2019 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2335</guid>
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      <title>Nonproliferation Policy and Priorities: A United States Perspective</title>
      <link>http://www.newparadigmsforum.com/p2329</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford presented at the 7th European Union Nonproliferation and Disarmament Conference in Brussels, Belgium, on December 18, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good day, everyone, and thank you for the chance to share the U.S perspective [...]</description>
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      Below are the remarks Assistant Secretary Ford presented at the 7th European Union Nonproliferation and Disarmament Conference in Brussels, Belgium, on December 18, 2018. 
    
  
    
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                    Good day, everyone, and thank you for the chance to share the U.S perspective on the challenges and opportunities that confront us in the nonproliferation arena.
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                    A year ago at this European Union conference, I had the honor of speaking on behalf of the new U.S. Administration to outline our emerging approaches to nonproliferation, arms control, and disarmament policy — summarizing critical continuities and highlighting constructive innovations that we were then getting underway in our first year. This year, having moved from the National Security Council staff to the State Department, I’m pleased to be able to outline our policy and priorities in the nonproliferation business.
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                    I appreciate this opportunity to share our views, because so much of this work depends upon partnerships with states around the world — including many of you represented here today — and it’s critical that we understand each other as we work together to prevent the proliferation of weapons of mass destruction (WMD), delivery systems, and advanced conventional weapons, and to meet other security challenges worldwide.
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  I. Core Missions

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                    First and most obviously, we remain committed to fulfilling core responsibilities in strengthening the global nonproliferation regime, helping partners improve their contributions to this regime, interdicting transactions of proliferation concern and impeding progress on state and non-state actor threat programs, preventing nuclear smuggling, advancing nuclear safety and security, and ensuring that the strongest possible nonproliferation protections are built into the civil-nuclear cooperation agreements we make with foreign partners.
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                    But we are certainly not simply continuing with inherited, baseline levels of activity in these core areas. We are trying to step up our game, such as by reforming how we manage the approximately $250 million my bureau administers in nonproliferation programming, moving it from a system of stove-piped, country-specific allocations to a regionally or globally threat-prioritized approach that will help us ensure that the marginal nonproliferation dollar is always being spent upon the most important as-yet unmet need.
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                    Still less than a year and a half after the passage of the toughest nonproliferation sanctions ever imposed by the U.N. Security Council — against North Korea — we have also been stepping up our capacity-building work with partner states in cooperative efforts to choke off the revenue sources the DPRK regime uses to support its WMD and missile programs. We are also stepping up our work in the nuclear security arena, in order to help the Nuclear Security Contact Group and the Nuclear Security Division at the International Atomic Energy Agency (IAEA) live up to their potential, and to ensure that nuclear security best practices continue to facilitate sharing the benefits of nuclear technology worldwide.
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                    We are also accelerating our Nuclear Nonproliferation Treaty (NPT) diplomacy in anticipation of the 2020 NPT Review Conference — an event which will have special political and symbolic significance on account of that year being the 50th anniversary of the Treaty’s entry into force. This anniversary should highlight for everyone the importance of shoring up the nonproliferation regime against the many challenges it faces, and we are continuing to prioritize doing this critical work.
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                    This is important not only because of the intrinsic security benefits that the nonproliferation regime provides to all states by preventing the further spread of nuclear weapons and its attendant risks of instability and nuclear warfare, but also because the global system of nuclear technology cooperation — a system that has brought all mankind so many benefits for so long, especially in the developing world — depends upon the solid foundation of assurances that the nonproliferation regime provides. We are highlighting our support for peaceful sharing of nuclear technology in order to remind other states of this critical connection, and of the central importance of nuclear nonproliferation, nuclear safety, and nuclear security as enablers for the continued worldwide spread of these benefits.
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  II. The Biggest Challenges

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                    Most dramatically, we have accelerated diplomatic efforts to solve the two most dangerous threats to the global nonproliferation regime — the DPRK nuclear and missile advancements and the proliferation challenges presented by Iran. With our continuing pressure campaign against North Korea, coupled with diplomatic outreach to the regime in Pyongyang in order to ensure it implements its commitment to denuclearize, we are engaged in the boldest and most promising effort yet undertaken to solve a proliferation crisis that has been building there for decades. And with our imposition of the toughest U.S. sanctions ever imposed upon Iran, we are also setting the stage for a diplomatic process that can resolve the crisis created by Iran’s extraordinary range of malign acts in the Middle East and beyond.
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                    This is a very ambitious nonproliferation agenda, for in effect, we are trying simultaneously to pressure and to negotiate comprehensive solutions with two rogue regimes at the same time. But this very ambitiousness is a strength, not a weakness, and it will continue to provide us with opportunities to work together with likeminded partners in order finally to solve these problems and thereby save the global nonproliferation regime.
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                    Since I am addressing you here at the center of the European Union, let me say an additional word about Iran. From the perspective of U.S. policy, it has certainly been a big year, proceeding from our negotiations with E3 partners over the so-called “sunset provisions” of the Joint Comprehensive Plan of Action (JCPOA) nuclear deal, to the cessation of U.S. participation in the JCPOA in May, and most recently to our re-imposition of nuclear-related sanctions lifted or waived under the JCPOA. I do understand that this has caused some tension with some of your governments. Our moves were necessary ones that will help set us all up for a more comprehensive and enduring successor agreement, however, and I am pleased that we are now back in regular contact and coordination with our European colleagues in responding to the many threats Iran presents.
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                    We and our European friends have had what I see as fundamentally tactical disagreements about precisely how — and when — to take action to curtail these threats, and especially how to address the danger that Iran will expand its nuclear capabilities and thereby shorten the “breakout time” needed to build a nuclear weapon. But we do not disagree on the goal of bringing about an Iran forever unable to develop nuclear weapons, an Iran that does not torment its region with proxy adventurism, an Iran that does not support terrorism around the globe, and an Iran that does not produce destabilizing missiles and send missile technology to terrorists and militia groups around the Middle East. On those key objectives we are in emphatic strategic agreement on both sides of the Atlantic, and it is gratifying that we are now back to working together closely on how to bring these things about.
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  III. A New Strategic Orientation

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                    But I also want to draw your attention to a new and expanding aspect of our work: our contribution to how the United States and likeminded partners around the world are able to cope with the competitive strategies advanced by China and Russia. As we made clear in our National Security Strategy and National Defense Strategy, the United States is steadfastly committed to upholding the existing international order against the revisionist powers of the Eurasian landmass.
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                    This is not traditionally thought of as an area of focus for the portions of the U.S. national security and foreign policy bureaucracy in which I work, but as experts in nonproliferation, counterproliferation, national security technology controls, and sanctions enforcement, we really do have a great deal to contribute. We implement sanctions, for instance, not just to punish Russia’s use of chemical weapons in the United Kingdom but also to deter worldwide engagement with Moscow’s arms industry and intelligence sector. So far, we have been having a good deal of real success in this, already having effectively turned off several billion dollars’ worth of Russian arms transactions.
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                    Moreover, U.S. experience in working against national security threats presented by transfers of technology equips us to draw attention to the ways in which technology transfers to China can undercut economic competitiveness globally, and contribute to Beijing’s destabilizing military buildup. While the effects of such technology transfers are not as blindingly obvious as Russia’s use of chemical weapons, they are disturbingly clear nonetheless – even at the level of open-source analysis – and they are significant.
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                    This is why we are now drawing others’ attention not just to China’s theft of Western technology, but also to China’s systematic diversion of civil nuclear technology – however it may have been acquired – to military programs. China’s transfer of civil nuclear technology to the defense sphere undermines fundamental nonproliferation goals and contributes to regional and global instability, with worrying implications for global peace and security. It also undermines international nuclear cooperation itself. For these reasons, we are seeking to build “coalitions of caution” to raise awareness and develop better approaches and mechanisms with which to meet this threat.
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                    But the new, more strategic orientation that we are bringing to nonproliferation policy is not devoted solely to helping the United States remember the lost arts of great power competition that previous U.S. leaders so foolishly assumed, after the end of the Cold War, would remain forever behind us. We are also stepping up our efforts to engage with other nuclear weapons possessors — specifically, in Asia — in order to help them better manage their own competitive nuclear relationships. The potential security and stability implications of how those relationships are managed are, of course, profound, and missteps could have truly global repercussions. Accordingly, we are working to build upon our existing regional security engagements with states locked in their own nuclear deterrent relationships, to expand regional dialogues in ways that advance mutual understanding and critical thinking on issues of nuclear posture, doctrine, crisis stability, and escalation management. In sum, we are working not merely to help our leaders better navigate the current era of great power competition, but also to help others learn how to manage their own competitions more safely.
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  IV. A New Disarmament Discourse

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                    So let me conclude this survey of the nonproliferation and international security landscape by pointing out another important initiative that we have begun — in this case related to how best to pursue the long-term goal of nuclear disarmament that I know so many of you support so strongly. New thinking on disarmament is badly needed, because in many ways, the global strategic environment today is less conducive to further disarmament progress than it has been in decades.
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                    As Article VI of the NPT makes clear, progress in this arena requires commitment and attention from all states, but it is also true that progress is only possible if all of the “P5” states – that is, the United States, Russia, China, Britain, and France – commit to creating an environment more conducive to such progress than it is today. Russia’s destabilizing aggression in Ukraine, Georgia, and elsewhere, not to mention its violation of arms control agreements, directly undermine disarmament goals. You here in Europe, at the crosshairs of so much of this Russian activity, hardly need me to point this out. But the problem is unfortunately greater than just the threats presented by Russian revisionism.
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                    In addition, Chinese president Xi Jinping, and the Chinese Communist Party more broadly, have articulated a vision of China’s role in the international community that seeks to right what they consider to be historical wrongs, not least by eventually taking control of all claimed Chinese territories, and potentially including the use of force in pursuit of a grand dream of China’s return to the center of the international system. To give itself the tools with which to accomplish all this, for more than 30 years China has sustained a robust conventional and nuclear buildup – an effort now articulated in part through its national strategy of “Military-Civilian Fusion,” through which it seeks to develop the most advanced military in the world by 2049.
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                    Together these actions by Russia and China place tremendous strategic pressure upon longstanding U.S. friends and allies in Europe and the Indo-Pacific, and indeed upon all of these countries’ justifiably nervous neighbors. Meanwhile, the rogue regimes of Iran and North Korea, through their own efforts to expand WMD and delivery system capabilities, are increasing the nuclear proliferation pressures facing other states in their regions.
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                    All of this has contributed to creating something of a crisis for the disarmament enterprise, and to the exhaustion of traditional approaches to disarmament. To be sure, these traditional approaches were hugely successful, with the United States and Russia eliminating the vast majority of their nuclear weapons. In our case, for instance, we have cut back by about 88 percent — which means getting rid of almost nine out of every ten nuclear weapons we had at our Cold War peak. Nevertheless, this fantastic disarmament progress was the result of the superpowers being able to eliminate large nuclear stockpiles made superfluous by the end of the Cold War — an approach that, by definition, could only go so far as long as nuclear weaponry still remained necessary to deter aggression in a complex and troubled world. Such progress also depended upon the world continuing to be the kind of congenial, progressively improving place that we all so much hoped that it would be after the end of the Cold War.
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                    The combination of a deteriorating conditions in the global security environment and the fact that surplus Cold War weapons stocks are now essentially gone, however, has in recent years meant that the disarmament project faces a troubling juncture. How might it be possible to continue to move forward under these deteriorating circumstances? How, despite these challenges, could one still work to make a safe and stable nuclear weapons-free world an eventual reality?
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                    In reaction to this dilemma, some have turned to what is basically magical thinking — an approach willfully blind to the challenges and realities of deterrence and stability in the real world — in the form of a treaty that would simply declare nuclear weapons illegal. We’ve been very clear about the foolishness of that approach, pointing out that its well-intentioned but poorly reasoned moralism might well end up making the world a more dangerous place more wedded to nuclear weaponry than before. We have also highlighted the ways in which states joining to the self-described Treaty on the Prohibition of Nuclear Weapons (TPNW) are likely to undermine their own interests in profound ways. Indeed, I have described the TPNW as a “well-intentioned mistake.”
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                    But not everyone has fallen for the snake oil cure of the TPNW. Thankfully, there is a better way to advance the cause of nuclear disarmament than such empty and divisive virtue-signaling — and finding a genuinely viable way forward is precisely the purpose of our new initiative. Our approach, however, is based upon common sense and hard-won experience. Just as it took the waning of Cold War tensions to make possible the dramatic reductions that have occurred in the U.S. and Russian nuclear arsenals over the last three decades, one cannot expect to see the achievement of a nuclear weapons-free world without ameliorating those conditions in the regional and global security environments that presently make it so difficult for disarmament progress to continue.
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                    So we have launched a new, global dialogue aimed at finding ways to do this — aiming, as the Preamble to the NPT itself exhorts us, to ease tensions and strengthen trust between states in order to facilitate disarmament. As I outlined at Wilton Park last week, as part of our expanding initiative on creating the environment for nuclear disarmament we are establishing a new structured dialogue loosely modeled on the International Partnership for Nuclear Disarmament Verification (IPNDV), an important and so far quite successful multilateral effort that brings key states together to help solve specific, practical problems in to how to verify nuclear weapons dismantlement.
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                    Based on the IPNDV model, this new dialogue will establish a new, multilateral working group to help find solutions to certain key practical challenges that stand in the way of achieving a nuclear weapons-free world. This “Creating the Conditions Working Group” (CCWG) will identify propitious lines of effort and bring international partners and stakeholders together to devise answers to each practical challenge, just as IPNDV has been working to identify how to do disarmament verification.
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                    This new, historically-informed effort at multilateral dialogue — explicitly focused upon the practical and prudential real-world challenges of changing the security environment in ways that will make possible further progress on nuclear disarmament and increase the odds of eventual success in eliminating all nuclear weapons in a safe, stable, and sustainable way — is about as far as possible as one could be from the magical thinking of the TPNW, and our new approach offers a far more viable and constructive way forward. We hope to have implementation planning for the CCWG well underway by the time of the 2019 NPT Preparatory Committee meeting next spring, and to have the working group and its subgroups in full swing before the 2020 Review Conference. And we urge all of you to join us.
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  V. Conclusion

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                    I hope that these remarks have given you a good feel for our priorities and objectives in the nonproliferation and international security business as the U.S. Administration finishes its second year and looks ahead into its third. I’m glad for the chance to share these perspectives with you, for we have a great deal of work ahead of us as we work together to make the world a safer and more secure place.
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                    Thank you, once again, for inviting me. I look forward to your questions.
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      <pubDate>Wed, 19 Dec 2018 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2329</guid>
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      <title>The Structure and Future of the Nuclear Nonproliferation Treaty</title>
      <link>http://www.newparadigmsforum.com/p2324</link>
      <description>Note:
Below are the remarks given by Assistant Secretary Ford on December 12, 2018, to the International Relations Committee of the House of Lords, at the Palace of Westminster in London.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
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                    Good morning, Lord Chairman. It is a pleasure to be here to speak with you about a profound and abiding interest that our two countries share: the continued integrity and survival of the global nonproliferation regime. We have had this shared interest for many years, and for the last five decades, the centerpiece of our work together in this endeavor has revolved around the Treaty on the Nonproliferation of Nuclear Weapons, or NPT — which was opened for signature 50 years ago last summer, and which will have been in force for half a century by the time of the NPT Review Conference in 2020.
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                    I would like to outline for you our preparations for that Review Conference, but first I hope you’ll indulge me for a moment while I offer what I hope is a useful metaphor for thinking about the NPT and the complex relationship of its constituent elements.
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  I. Multiple Pillars, One Foundation

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                    It has become commonplace, in recent years, to speak of the NPT as having “three pillars” — that is, three explicitly or implicitly coequal elements in the form of nonproliferation, disarmament, and the peaceful uses of nuclear technology. This “three pillars” formulation, however, is not intrinsic to the Treaty or part of its original understanding. It is no more than a turn of phrase that people happened to start using after a while, quite a few years after the Treaty’s negotiation, and for reasons merely of convenience.
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                    It emerged after the U.S. made a proposal in 1984, at the Second Preparatory Committee of that review cycle, that the 1985 Review Conference have three main committees — dealing, respectively, with nonproliferation and safeguards, peaceful uses, and disarmament. Ten years later, at the NPT Review and Extension Conference, these three issues began to be referred to as the “three pillars” of the NPT. But that’s it. The phrasing was just an artifact of choices of convenience about nothing more grand than how to organize Review Conference meetings.
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                    “Three pillars” phrasing, therefore, in no way represented any kind of doctrinal or philosophical conclusion about the architecture of the NPT, and with good reason. Unfortunately, it has nonetheless been mistaken for such, and has helped lead subsequent generations to forget important truths they need to remember if the nonproliferation regime is to thrive or even to survive.
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                    The imagery of “three pillars” misleads because it tends to suggest coequality, much as three legs might support a simple stool — which is to say, equally indispensably, and in such a way that one cannot extend or shorten any one leg without making corresponding adjustments to the other legs. This, I would argue, is quite profoundly mistaken, not to mention dangerous to the health of the NPT regime.
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                    In fact, the NPT’s nonproliferation, disarmament, and peaceful-use aspects are not at all like three separate legs of a stool. To my eye, the better image here is that of building vital structures upon a foundation — that is, upon a base without which those two additional vital structures would collapse.
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                    As the name of the “Treaty on the Nonproliferation of Nuclear Weapons” suggests, the conceptual and structural core of the NPT is nonproliferation, and this is the foundation upon which rest the two supported “structures” of nuclear disarmament and peaceful uses. At risk of belaboring the analogy, one might perhaps think of peaceful uses as some kind of granary or storehouse, which enriches the surrounding population — but which cannot fulfil this vital function if it is not built upon a solid foundation and thus falls into ruin. Disarmament might similarly be thought of as something akin to a stairway: a structure that we hope will lead us up to a better and brighter future — but which cannot fulfil this vital function if not built upon solid rock.
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                    Both peaceful uses and disarmament require a foundation of nonproliferation assurances if they are to produce for mankind the prosperity and safety envisioned in the NPT. The potential power of nuclear technology is such that the widespread sharing of nuclear materials and know-how would be neither safe nor sane if one could not rely upon sound assurances that these things would not be lost, stolen, or misappropriated for non-peaceful purposes. And today’s weapons possessors would surely never agree to relinquish their own nuclear arsenals were they not confident that other states would not thereafter build such weapons themselves. Both of those two “pillars” thus are neither coequal with nor do they compete with nonproliferation. In truth, they depend upon nonproliferation.
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                    This is not to dismiss the importance of peaceful uses, nor of disarmament. To the contrary, they are of enormous importance, and it is in part precisely for the benefits these aspects of the Treaty provide that we should all prize and preserve the integrity of the nonproliferation regime. But we should also not confuse ourselves about the relationship between these elements, because in misdiagnosing this relationship we could squander the chance to preserve the nonproliferation foundation upon which everything depends.
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  II. An NPT Agenda for 2020

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                    So with that preface, let me briefly outline the U.S. diplomatic agenda as we approach the 2020 Review Conference. Our agenda begins with reaffirming the centrality of nonproliferation and the importance of preserving the integrity of the nonproliferation regime — not only for the security benefits that nonproliferation provides to all (and perhaps especially states in the developing world) by helping preclude neighbors and rivals from developing nuclear weapons, but also because nonproliferation is a sine qua non enabler for peaceful nuclear sharing and for disarmament progress. If they cannot rest upon a solid foundation of nonproliferation assurances, as I have noted, these two critical projects will collapse.
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                    So our message is one of strengthening nonproliferation for all these reasons. This means, first and foremost, vigorous and resolute international cooperation to resolve the two biggest challenges facing the nonproliferation regime today: (1) bringing about the final and fully verified denuclearization of North Korea; and (2) finally ensuring that Iran never again has any pathway to a nuclear weapon. Remembering the way that these two countries’ illicit nuclear weapons programs have so profoundly destabilized two critical regions of the world, moreover, we must take steps to make it more difficult for countries caught in violation of the NPT to exercise the option of withdrawing from it — as North Korea did — to continue such programs.
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                    We must also work tirelessly to strengthen the system of nuclear safeguards that are essential for credible nonproliferation assurances. This means ensuring that the International Atomic Energy Agency (IAEA) has the resources and authorities it needs, and that it is both willing and able to exercise these authorities by following any and all credible information wherever the evidentiary trail may lead. We must ensure universal adherence to the IAEA Additional Protocol as the global safeguards standard, and promote universal adherence to nuclear safety and security best practices.
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                    But precisely because we remain firmly committed not only to the success of the nonproliferation regime in itself, but also to disarmament and to sharing the benefits of nuclear technology, we cannot leave it at that. Accordingly, our NPT diplomacy also aims to highlight, promote, and accelerate peaceful nuclear uses worldwide — both in the generation of nuclear power and in the full range of health, industrial, medical, agricultural, and research applications that are facilitated by nuclear science, as I outlined in my remarks to the IAEA Ministerial on Science and Technology on November 28.
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                    As for the important global project of trying to advance toward a world safely and sustainably free of nuclear weapons, as I outlined at Wilton Park two days ago on December 10, we have embarked upon an important new initiative to build a structured multilateral dialogue dedicated to ameliorating those conditions in the security environment that presently make it so difficult to achieve further disarmament progress. In sharp contrast to the counterproductive and magical thinking represented by the so-called nuclear weapons “Ban” treaty, our new initiative is based upon common sense, and upon our experience in achieving the extraordinary disarmament progress the world has seen since the end of the Cold War.
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                    Just as it took the waning of Cold War tensions to make possible the dramatic reductions that have occurred in the U.S. and Russian nuclear arsenals over the last three decades — reductions in which we ourselves in the United States, for instance, have cut back our arsenal by about 88 percent from its Cold War peak — one cannot expect to see the achievement of a nuclear weapons-free world without ameliorating those conditions in the regional and global security environments that still make the acquisition of nuclear weapons so attractive to some, and the idea of relinquishing them so alarming to others. So we have launched a new, global dialogue aimed at finding ways to do this — aiming, as the Preamble to the NPT itself exhorts us, to ease tensions and strengthen trust between states in order to facilitate disarmament.
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                    As I outlined at Wilton Park, as part of our expanding initiative to foster conditions amenable to more nuclear disarmament progress, we are launching a new structured dialogue to bring together participating states to explore solutions to key practical challenges that stand in the way of achieving a nuclear weapons-free world. This is an exciting new effort, and — as an example of our genuine commitment to disarmament progress — we hope to have this structured dialogue in full swing before the 2020 Review Conference. It is our earnest hope that our historical cousins in the United Kingdom will stand side-by-side with us in this important endeavor.
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  III. Conclusion

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                    I am grateful for the chance to outline these U.S. perspectives and priorities to you as we think about how our two great nations can best work together to strengthen the NPT in all its aspects.
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                    Thank you for listening.
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      <pubDate>Thu, 13 Dec 2018 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2324</guid>
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      <title>Towards a Successful, Comprehensive, and Enduring Negotiated Solution with Iran</title>
      <link>http://www.newparadigmsforum.com/p2318</link>
      <description>Note:

Below are Assistant Secretary Ford's remarks at the conference on "The Nuclear Nonproliferation Regime - Towards the 2020 NPT Review Conference" at Wilton Park, UK, on December 11, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.


Good morning, and thanks for the chance to speak about [...]</description>
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                    Good morning, and thanks for the chance to speak about this important topic.
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                    On the panel yesterday, I laid out the U.S. approach to using diplomacy to help create regional and global conditions that advance nuclear disarmament objectives, so there’s some nice symmetry in also now having the chance to say a few words about how we are also working toward a better, more comprehensive, and more enduring negotiated solution to our longstanding problems — and those of much of the rest of the world — with Iran.
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                    For my part, I will quickly review the nuclear-related history in and with Iran that has been a key aspect of its broader record of malign acts and provocations that impeded progress toward peaceful and sustainable long-term solutions to the many problems we and others have with Iran, and that exist within the region. A quick word on that past should suffice to make clear the reason why it is essential that a new and more comprehensive arrangement be put in place to permanently and verifiably preclude an Iranian nuclear weapons capability in ways that the Joint Comprehensive Plan of Action (JCPOA) so conspicuously failed to do. After a brief look at that unfortunate past – and in the hopes that we can begin to turn the page on it – I will then devote the remainder of my comments to setting forth a positive vision for what the U.S. government hopes to achieve through negotiations with an Iran incentivized by our current pressure campaign.
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  I. Iran’s Woeful Nuclear Record

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                    So, let me start by underscoring Iran’s abysmal nuclear track record, and its complete lack, so far, of any acknowledgment of – or clear intent to set aside – that track record, for this is part of why we believe a new deal is so essential. As you will recall, even the limited uranium enrichment capacities allowed Iran within the current JCPOA limits were ones that Iran developed illegally – at first in secrecy and later in open defiance of multiple, legally-binding U.N. Security Council resolutions, not to mention in violation of Iran’s IAEA safeguards obligations and of Articles II and III of the Nuclear Nonproliferation Treaty (NPT) – as part of its overall effort to develop nuclear weapons.
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                    Specifically, those enrichment capabilities were developed in order to provide fissile material for Iran’s parallel and also illegal work, under the so-called “Amad Program,” on nuclear weaponization. Even though the JCPOA unwisely opted to try to legitimize these ill-gotten and irrevocably tainted fissile material production capabilities, the obvious correct answer to the question of their future status is that Iran should not be able to retain them. Any of them.
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                    You will recall also that we and the rest of the world recently learned a good deal more about Iran’s past perfidy when it was revealed that Iran had collected, and was carefully preserving, a vast archive of records and data from the Amad Program. As I’ve pointed out elsewhere, the regime in Tehran had reaffirmed in the JCPOA that “under no circumstances will Iran ever seek, develop or acquire any nuclear weapons.” If Iran had meant this, one might perhaps have expected that it would have found a way to acknowledge its past weapons work sufficiently to at least suggest some sincerity in promising to abandon this effort.
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                    One might also have expected that Iran would have destroyed or turned over all this documentation to the IAEA – an organization which had already, in any event, extensively documented some of Iran’s Amad Program activities and had persuasively refuted Iran’s blanket denials by formally concluding that information about that program was credible. Instead, however, Iran seems, as it were, to have hidden its weapons research away for a rainy day – perhaps in anticipation of a future decision to reconstitute full-scope weapons development once the “sunset” of JCPOA restrictions had allowed it to amass a large enough stockpile of enriched uranium and advanced centrifuges to permit a rapid sprint to weaponization.
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                    Almost nothing could better highlight than this discovery did the problem of the JCPOA’s “sunset provisions” – which is to say, almost nothing could better demonstrate the need to ensure that any future negotiated deal with Iran ensures the absence of any fissile material production capability there. Iran’s track record demonstrates, in painful detail, how little the world can trust Iran’s promises if its underlying capabilities are not subject to constraint.
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                    Iran has shown itself perfectly willing to violate Articles II and III of the NPT, as well as its safeguards obligations, and to violate its obligations under multiple, legally-binding Security Council resolutions. Iran even failed to adhere to the commitment it made to Britain, France, and Germany (the “E3”) in late 2003 to suspend uranium enrichment and reprocessing activities as part of a deal with them that attempted to shield Iran from Security Council accountability for the safeguards violations revealed in August 2002. Iran has played games for years with IAEA inspectors in continuing efforts to hide evidence of its violations, it continues to deny ever having had a nuclear weapons program in the first place, and we now know that it has also been squirreling away records from its weaponization work, raising serious concerns about potential later use in a reconstituted weapons program. This appalling Iranian track record suggests only one available conclusion: we cannot rely on bare promises, even legally-binding ones such as Article II of the NPT, if we are to have any faith in the ability of a future deal with Iran to deny it a pathway to nuclear weapons. Hence our insistence upon closing the door to Iranian fissile material production that was so conspicuously left open by the JCPOA.
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                    So how can we turn the page on that past and move to a more secure future for the United States, Iran, the region, and the world? To that end, I’d like to begin by offering a little antidote to the relentlessly skewed negativity of so much press coverage of our Iran policy, in the form of a reminder of what my boss, Secretary of State Pompeo, has already made very clear. We are offering Iran the possibility of a full normalization of relationships with the rest of the world: we are prepared to end not just some but all of our sanctions against the regime in Tehran, to re-establish full diplomatic and commercial relationships with Iran, to help it acquire appropriate advanced technology, and to support modernization and reintegration of the Iranian economy into the international economic system.
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                    To my knowledge, no U.S. administration has ever offered modern Iran anything like this: this is the most generous offer extended by the United States since the Islamic Republic of Iran first came into existence four decades ago. To be sure, as the Secretary has also made clear, we would need to see a great deal of change in Iran’s destabilizing behaviors before we would be able to embrace Tehran in this fashion. But that change is simply what Iran would need to do to bring itself into alignment with what we, and I believe most if not everyone in this room, would believe to be the appropriate behavior of states in their peaceful co-existence with each other.
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                    When Iran begins to behave like a normal, peace-loving country, in other words, we will treat it as such — which means extending to it all the privileges and benefits of living normally and in mutually prosperous relationships with the outside world. If this looks like it is asking a lot, it is only because Iran’s behavior to date has been so egregious in so many ways. How could we ask for less in light of the troubling pathologies of Iranian behavior over the last 40 years?
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                    If it is willing to abandon its destabilizing provocations and agree to arrangements that reassure the international community that it cannot and will not continue to menace others as it has been doing for so long, however, all this confrontation and pressure can end. In that case, we believe Iran has available to it a very bright future of prosperity and development. In this future, Iran is welcomed back into the international community and the global economic system.
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                    The Iranian people have long been suffering through a period in which their incredible capacity is not realized. They should prosper and thrive, and the country as a whole should finally take the respected and valued place — both in the region and on the global stage — that is appropriate for such an ancient and sophisticated civilization. This would be a profoundly “win-win” outcome, for in addition to opening up this future for Iran, such a deal would simultaneously eliminate a host of grave regional security problems in the Middle East; it would resolve U.S. national security challenges vis-a-vis Iran that have been festering for decades without ever being adequately addressed; and it would finally achieve what the JCPOA aimed to do, but did not — that is, truly removing the risk of a nuclear-armed Iran.
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                    So that is our vision, and our hope for the future. Getting to that future, of course, has its challenges, one of which is re-imposing sanctions pressures on Iran in order to incentivize it to come to the table and negotiate a way to this destination. Officials in Tehran need to understand that absent Iran’s move to a comprehensive and enduring solution, the global pressure campaign will continue, but how long Iran has to face this pressure is really up to Iran. We do think a solution is possible, and we very much hope that it will occur sooner, rather than later.
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  III. Elements of a Solution

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  A. SECURING THE TRANSITION

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                    So what can one say about such a solution, even tentatively, at such an early point and in advance of any evidence of Iranian willingness to negotiate over these matters? Well, let me start by making an obvious but an important point about getting to a solution. The odds of a real “win-win” outcome — as opposed to a dangerously unstable regional situation likely to break down in potentially catastrophic ways — would decrease dramatically to the degree that, during whatever transitional period there is before a negotiated solution, Iran attempts to expand its proliferation-sensitive activities and the international community permits this to happen. These odds would also decrease dramatically if the world allows Iran in any way to avoid giving the complete, timely, and proactive cooperation with the IAEA that the IAEA needs in order to exercise the full range of its investigative authorities in Iran and detect any provocative increase in nuclear activity or return to weaponization work.
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                    We believe that the IAEA must go wherever credible information leads it because it is only through the successful and continuing exercise of IAEA authorities that the international community can have any real confidence in a negotiated solution. Absent assurances of demonstrably effective verification, there is no chance for diplomacy to succeed, so it is up to all of us — at the IAEA, in Iran, and in the rest of the international community — to preserve the integrity and effectiveness of IAEA monitoring, so that we all know it can be relied upon in the future. The IAEA has a long track record of doing a highly professional job in assessing all the information available to it, and of scrupulously fulfilling its mandate by following the evidentiary trail wherever it leads, and no farther. If the IAEA makes a request to visit any location — whether or not that site has been declared, and irrespective of its military or civilian status — that request will reflect the IAEA’s independent, professional judgment that this access is necessary to fulfil the agency’s mandate. There is only one appropriate Iranian response to such a request: “yes.”
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                    I hope and trust that the remaining JCPOA participants understand this, and indeed that all states serious about resolving the many challenges presented by Iran’s behavior recognize that any Iranian movement to augment its current nuclear capabilities or obstruct the IAEA’s work would make a peaceful solution far more difficult and less likely – and that it must therefore be made very clear to Iran that any such moves would be entirely unacceptable and met with stiff and uniform international resistance. All who are seriously committed to peaceful resolution of these problems must necessarily lend their support to holding the line in these respects, until a better and more lasting solution has been negotiated.
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  B. PRUDENTIAL USE OF SANCTIONS WAIVERS

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                    I should also point out, in this regard, the thoughtful middle ground that we ourselves are presently navigating in the United States. Even as we have been systematically re-imposing sanctions related to Iran in pursuit of the better, “win-win” deal of which I speak, we have carefully refrained from restoring sanctions in such a way as to obstruct international cooperation with Iran on a number of projects contemplated under the JCPOA that provide Iran opportunities to benefit from nuclear technology in ways not raising proliferation risks. To accomplish this, the Secretary of State waived the imposition of certain sanctions so that certain nonproliferation activities involving Iran can continue, thereby enhancing international security.
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                    These waivers, for instance, enable operations and fuel services support to the Bushehr reactor and the ongoing multinational project to redesign the Arak reactor in more nonproliferation-responsible ways. They also help the international community modify two centrifuge cascades at the Fordow facility for stable isotope production, which in the future may help generations of Iranians by providing radioisotopes for medical and industrial uses. We have also declared our willingness, on a case-by-case basis, not to impose sanctions in connection with cooperative projects with Iran on nuclear safety and security that serve our collective international interests in those areas. We have been willing to waive certain sanctions that likely otherwise would impede these projects in order to help maintain the nuclear status quo with Iran until a better deal can be negotiated, to signal our appreciation for the security benefits these projects were intended to provide, and to help make clear to Iran itself that we do indeed seek a cooperative solution to the problems that divide us.
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  C. REQUIREMENTS FOR A SOLUTION

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                    As for what would need ultimately to be in the negotiated solution that opens for Iran the bright future of prosperity and global respect to which I referred earlier, I will not dwell here upon all of the points made by Secretary Pompeo in his remarks on this subject on May 21 at the Heritage Foundation. Those requirements are clear and, to my eye, quite obvious ones. But I would like to say something today about those requirements that pertain especially directly to my own portfolio and responsibilities at the State Department’s Bureau of International Security and Nonproliferation.
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  (1) Fissile Material Production

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                    First, let me address the question of fissile material production. I should remind you, in this regard, that for several months, pursuant to instructions given us by the President in January 2018, we were negotiating with our European JCPOA counterparts on the basis of trying to secure their commitment to keeping Iran indefinitely at no more than the levels of nuclear activity, capability, and material currently permitted under the JCPOA. These talks revolved around trying to fix in place indefinitely the estimated 12-month “breakout period” established by current JCPOA restrictions – that is, holding Iran to a fissile material production capability under which it cannot produce enough material for a nuclear weapon in less than about a year.
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                    We ourselves were not enormously happy with that “12-month” standard, of course. It has always seemed clear to us that by far the best answer — from a nonproliferation and international security perspective — is for Iran to set aside proliferation-sensitive nuclear fuel cycle activities it does not genuinely need, which means all of them. Iran must understand that the consequence of its past behavior and lamentable track record of noncompliance with its nuclear-related obligations is that it must henceforth forego fissile material production in order to establish and maintain international confidence.
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                    Nevertheless, the United States was willing to negotiate with our E3 partners on the basis of a 12-month breakout threshold, out of our genuine commitment to trying to achieve a negotiated outcome. Accordingly, in a series of meetings in Paris, London, Berlin, and Washington, a number of us spent many days in intense talks with our counterparts in an attempt to reach agreement locking in the current JCPOA limits in order to forestall activation of the nuclear deal’s so-called “sunset” provisions under which these limits would expire in a few years’ time. Our hope was to avoid the possibility of Iran building up a fissile material production capacity, and a stockpile of enriched material, of enormous size. Ultimately, agreement on this “sunset” issue with the Europeans proved impossible, but I urge you to remember the flexibility we showed in accepting the 12-month standard as the basis for these talks.
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                    As Secretary Pompeo indicated on May 21 with his clear message that Iran must stop all uranium enrichment and never pursue plutonium reprocessing, fixing in place the 12-month standard is no longer our objective. Why is this? Well, as I have indicated, Iran having any fissile material production capability was never really the right solution in the first place.
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                    Despite Iran’s track record, I believe we can have faith in a deal’s ability to prevent Iran moving along any pathway to nuclear weapons if that deal incorporates binding constraints that prohibit fissile material production of any sort, and which include robust IAEA verification authorities capable of ensuring against Iran undertaking, in the future, the kind of clandestine and illegal nuclear activity in which it has so notoriously specialized in the past. Hence the U.S. position spelled out by Secretary Pompeo on May 21: no fissile material production.
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                    For those of you who wish we in Washington were still willing to countenance at least some Iranian enrichment capability – or who perhaps now wish that you had agreed with us back when we were asking only for the perpetuation of the 12-month “breakout” timeline – I can only say that you have Iran and its actions to blame for this difficulty.
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                    For Iran itself, I would point out that a “no production capability” rule does it no actual harm, for given the well-developed and competitive international market for reactor fuel supply, Iran can have full confidence in the reliability of nuclear fuel support under the terms of a negotiated replacement deal. Our use of sanctions waivers to prevent the imposition of sanctions in connection with continuing international fuel delivery and spent fuel take-back at Bushehr, not to mention our own contributions to the newly-established international fuel bank located in Kazakhstan, demonstrate the U.S. commitment to ensuring the integrity of Iran’s nuclear power reactor fuel supply as long as it is demonstrably faithful to its nonproliferation commitments in a negotiated successor agreement. It goes without saying, moreover, that we have no objection to — and may even be able to help facilitate, as Secretary Pompeo suggested — Iran’s access to non-sensitive nuclear technology cooperation to benefit the Iranian people.
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  (2) IAEA Monitoring Authorities

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&lt;div data-rss-type="text"&gt;&#xD;
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                    Another critical area close to my heart in the nonproliferation business is the need to ensure strong IAEA authorities in Iran under any negotiated solution. Secretary Pompeo stressed this on May 21, when he made clear that Iran must come clean about its past nuclear work, in order to engender confidence it has ended and establish a better baseline for ongoing monitoring, and that Iran must provide the IAEA with whatever access, anywhere in Iran, the agency needs.
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                    But the need for extensive inspection authorities isn’t just Secretary Pompeo’s idea: it is painfully obvious. Even when Dr. Mohammed ElBaradei was the Director General of the IAEA, he emphasized as far back as September 2005 that for a country with Iran’s track record of concealment over many years, it was necessary to have in place access and transparency measures that go beyond the formal requirements of Iran’s Comprehensive Safeguards Agreement (CSA) and the IAEA’s Additional Protocol (AP). The JCPOA itself provides extra investigative and access authorities of that sort — specifically, through the provisions of the deal’s “Section T” prohibiting certain weaponization-related work, and in the special access procedures of “Section Q.”
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                    These authorities, along with the provisionally-applied AP mandated by the JCPOA, supplement the provisions of Iran’s CSA — including its important “Special Inspection” provisions giving some ability for the IAEA to assure against undeclared activities even without AP authorities — provide an important tool for keeping Iranian nuclear ambitions in line and providing some reassurance to the international community against Iran slipping, undetected, back into its traditional pattern of noncompliance with its international obligations.
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                    Such authorities clearly need to continue, of course, but even with them, continued attention and pressure will be required from the international community to ensure that Iran actually permits the IAEA to use them. Even with the important panoply of authorities the IAEA presently possesses, for example, it has made clear that Iran still needs to do better in providing “timely and proactive” responses to IAEA requests for information or access. In the muted discourse of IAEA diplomacy, this was actually a very pointed complaint, making clear that there is scope for improvement in how Iran has been responding to IAEA requests. We must pay attention to this.
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                    We all need to work harder to make clear that Iran has no option but to provide timely and proactive cooperation with IAEA requests in the exercise of its professional judgment. We know the IAEA has a decades-long strong track record of making verification requests that are necessary to deliver the international assurances we look to the IAEA to deliver — and which states, including Iran, give the IAEA the legal mandate to pursue. And we must ensure that when we conclude a negotiated solution that finally forestalls Iran’s pathways to a nuclear weapon indefinitely, this new deal includes provisions obliging Iran, as Secretary Pompeo noted, to promptly give the IAEA whatever access it requests.
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                    Once Iran has agreed to abandon its unnecessary, provocative, and dangerous fissile material production capabilities, and once dismantlement of this production infrastructure has been completed and verified — thus somewhat simplifying the challenge facing IAEA inspectors, especially by comparison to the dangerous nuclear buildup that would have been permitted Iran under the JCPOA — these investigative authorities should be able to give the international community ongoing confidence in the IAEA’s ability to provide assurances that Iran has no covert nuclear activities.
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  (3) Missiles

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                    As for how we envision approaching missiles in our negotiated solution with Iran, an obvious starting point is that Iran must cease its destabilizing proliferation of ballistic missiles, cruise missiles, and missile production and guidance technology. No real and comprehensive solution to the problems of Iran’s malign acts throughout the region could fail to address this problem, nor can I imagine that we would be able to treat as a “normal” country a state that continued to send missiles to terrorists such as Lebanese Hezbollah or to armed groups like Houthi militants in Yemen.
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                    Beyond that, with respect to Iran’s own missile capabilities, forestalling its pathways to a nuclear weapons capability entails checking the Iranian regime’s ability to deliver any nuclear weapon it might succeed in developing or acquiring. As Secretary Pompeo noted, Iran must cease its development and testing of nuclear-capable missiles.
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                    These include space launch vehicles (SLV), for they incorporate ballistic missile technologies, particularly those used in intercontinental ballistic missiles (ICBMs). Fortunately for Iran, however, it has no actual need for an SLV capability, since the international market for space launch services is well developed and competitive, and indeed is expanding rapidly with the introduction of an array of innovative private sector entities in a number of countries. This could be an effective way for Iran to meet whatever needs it may have, yet without reopening the prospect of regional missile escalation and potential conflict.
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                    Below intercontinental ranges, even at present, Iran at least claims that it does not seek or desire missiles with a range in excess of 2,000 kilometers. I hope they mean this, though their ongoing SLV work suggests otherwise. More broadly, however, Iran should divest itself of the range-class of missiles that Iran itself has irretrievably tainted by trying to develop nuclear warheads for them — missiles such as the Shahab III, for which the Amad Program was working to build a reentry vehicle designed for a nuclear device, along with associated arming and fusing technology.
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                    Beyond that, given Iran’s track record of nuclear weapons development work, its efforts to link nuclear weaponization to its missile program, and its longstanding missile proliferation activities, the best way for Tehran to reassure the international community of its non-nuclear intentions would be for it no longer to possess systems capable of carrying a payload of at least 500 kilograms to a range of at least 300 kilometers. This is the Missile Technology Control Regime (MTCR) standard for “Category I” systems as well as a widely supported and internationally recognized standard already reflected in a number of UN Security Council resolutions focused on limiting nuclear-capable delivery systems, including those of Iran.
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                    It is unquestionably the case that the international community needs to rein in Iran’s missile program and missile proliferation threat. Iran has the largest ballistic missile force in the entire Middle East, with more than ten systems in its inventory or currently in development, and with hundreds of missiles on hand. Even without Category I systems, it would still have formidable capabilities, but meaningful restrictions would do a great deal to reassure the world about Iran’s absence of nuclear weapons delivery ambitions, helping to foreclose the kind of nuclear threats that the regime’s behavior has hitherto demonstrated.
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  (4) Mode of Arrangement

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                    The final point I’ll address today isn’t exactly a nonproliferation question, but I think it has special significance in the wake of the unfortunate history of the JCPOA. It concerns the type of arrangement we seek to achieve with Iran, to resolve the issues between us and pave the way for the normalization of relations and Iran’s reintegration into the global economy.
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                    As everyone will recall, one of the problems confronting the JCPOA was the fact that it was negotiated merely as a politically-binding instrument. This means that it was not legally binding.
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                    The tentativeness and non-legally-binding status of the JCPOA — self-admittedly no more than just a “plan of action” arrived at between its participants — presented problems related to its staying power and ability to inspire confidence over time in our relationship with Iran. With respect to U.S. law, the JCPOA lacked the kind of U.S. Congressional buy-in that Senate advice and consent procedures would have provided. Moreover, with respect to international law, as a non-binding instrument lacking the force of law that would at least to some extent have helped to constrain alternative options for all JCPOA participants, it was always the case that the JCPOA could in effect be unmade or disregarded at least as casually (in legal terms) as it had been made in the first place.
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                    So there might be benefits to a successor agreement with Iran being legally-binding. In particular, I can see potential merit in having the JCPOA’s successor improve upon that flawed deal not only by giving it stronger substantive terms, but also by actually giving it binding legal status. This would help harness the power of international law in support of ensuring compliance by all parties to the obligations undertaken therein. A legally-binding treaty would also offer an opportunity to address withdrawal procedures and timelines, which would regularize and provide predictability even in the event that a party did decide to reassess its course in the future.
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  IV. Conclusion

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                    I offer here today only a partial and tentative window into our vision for a negotiated future with Iran. There are some very important elements of the comprehensive, overall deal we desire to achieve with Tehran that I am not in a position to address here — elements such as what is to be done about Iran’s destabilization of its neighbors through proxy warfare and Qods Force adventurism, or about its longstanding sponsorship of international terrorism such as its support for Hezbollah and direct involvement in terrorist bomb plots in Europe as recently as last summer. I will leave such issues to others, however, as they are outside my own particular portfolio at the State Department.
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                    We are clearly a long way from having in place — or even under negotiation — the kind of ambitious deal that we feel is needed in order to resolve the range of challenges presented by Iran’s malign acts in the Middle East and beyond. Nor, of course, is it possible today to predict in any detail the likely outcomes of negotiations that have yet to commence. I do hope, however, that my remarks today about the more specifically nonproliferation-related aspects of our envisioned solution will help provide useful food for thought, and an encouragement for progress.
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                    In particular, I hope these remarks will provide food for thought for Iranian officials. I hope they will pay special attention to our earnest commitment that if Iran is willing to start behaving like a normal, peace-loving country, we will in turn treat it — indeed, one might say, perhaps actually embrace it — as such a normal country. To those who might be tempted to scoff at the prospect of such an outcome, I would just say that I have observed over time that it is amazing what one can achieve when one does not accept that it is impossible. As I noted earlier, I don’t believe any prior U.S. administration has ever offered the Islamic Republic of Iran complete normalization, the restoration of diplomatic relations, the lifting of all sanctions against the Iranian regime (not just so-called “nuclear ones”), Iran’s full re-integration into the global economy, and assistance with non-sensitive high-technology development. But that is what we are offering.
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                    The road ahead is a long and surely a bumpy one, ladies and gentlemen. Nevertheless, it is our hope that it will indeed be possible — hopefully joined by a growing circle of friends and partners similarly committed to a genuine outcome — to press forward to a negotiated future that puts today’s conflicts and tensions emphatically behind us.
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                    Thank you for listening.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 12 Dec 2018 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2318</guid>
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      <title>The P5 Process and Approaches to Nuclear Disarmament: A New Structured Dialogue</title>
      <link>http://www.newparadigmsforum.com/p2312</link>
      <description>Note:
Below appear the remarks Assistant Secretary Ford presented to the conference on "The Nuclear Nonproliferation Regime - Towards the 2020 NPT Review Conference" at Wilton Park, UK, on December 10, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
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                    Good morning, ladies and gentlemen. It is a great pleasure to be back at Wilton Park, and all the more so be able to join counterparts from Russia and China in speaking to you about the “P5” states and their role in global nonproliferation and disarmament diplomacy in the lead-up to the 2020 NPT Review Conference (RevCon).
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  I. The P5 Role in and Commitment to the NPT

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                    The P5 have played a key role in every aspect of the NPT, sitting as they do at the center of the critical nonproliferation agreement that has lain at the core of the nuclear nonproliferation project since the so-called “Irish Resolution” of 1961 first articulated the principles that became the NPT’s Articles I and II — namely, that nuclear weapons possessors should not disseminate such weapons and non-possessors should not seek to acquire them. These principles at the core of the NPT are what produce the critical security benefits that the Treaty provides to all States Party, and they provide the foundation of nonproliferation assurances upon which depend both the worldwide system for sharing the benefits of nuclear technology and mankind’s hope for eventual nuclear disarmament.
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                    Because of this, and as a result of the intrinsic geopolitical and economic weight of the P5 states, it matters a great deal what these countries do in the NPT process. And indeed the P5 states have made very clear — most recently in a joint statement issued at the United Nations First Committee in October — their continuing commitment to the NPT in all its aspects.
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                    One of those aspects, of course, is the pursuit of good-faith negotiations on nuclear disarmament, and here the actions and example of the P5 — the world’s first nuclear weapons possessor states — loom particularly large. The P5 have proclaimed their continued commitment to this goal, declaring at the First Committee that they “support the ultimate goal of a world without nuclear weapons with undiminished security for all ... [and] are committed to working to make the international environment more conducive to further progress on nuclear disarmament.” And indeed, with the exception of China, the actions of the P5 states in eliminating the vast majority of their nuclear weapons stocks after the end of the Cold War epitomize the sort of extraordinary progress that is achievable when conditions in the security environment make such movement possible.
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                    The critical question now, however, is: “Where do we go next?” The P5 have engaged regularly on NPT matters, and will continue to do so, but despite their shared commitments and central role in the NPT, they do not form a unified front on NPT matters. Indeed, devising a common P5 approach faces important challenges, and the global disarmament enterprise stands today at a crossroads, not least because important nuclear weapons possessor states remain outside the NPT. I believe we must face this crossroads — that is, face the contemporary crisis of the disarmament project — for it is only by facing its causes honestly that we have a chance of meeting its challenges. So what do I mean in saying that the disarmament enterprise today faces a crisis?
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  II. The Contemporary Disarmament Crisis

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                    We arrive at this crossroads in part because of a global strategic environment that is today less conducive to further disarmament progress than it has been in decades. You don’t need me to tell you this, of course, for you have all seen these problems developing for years, particularly with the rise of revisionist powers at the global and regional level.
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                    Some of these problems, of course, stem from the destabilizing and provocative actions of rogue regimes such as Iran and North Korea, but others stem directly from the conduct of P5 states — in particular, the determination by two of them to use military coercion to expand the territories under their control. Moreover, Russia has been blithely violating arms control agreements for years while seeking to shift blame to others, maintains a vast arsenal of non-strategic weapons, and all but boasts of constructing for itself a sprawling new and destabilizing array of nuclear delivery systems. For its part China remains opaque regarding its strategic intentions and the motivations behind its continuing and steady buildup of both its conventional and nuclear forces. These actions have contributed to a deteriorating global security environment, eroding the disarmament-conducive conditions that prevailed for years after the end of the Cold War.
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                    Making things worse, from the perspective of our collective disarmament goals, these global and regional security challenges emerged at a time when traditional post-Cold War approaches to disarmament were running out of steam. Notwithstanding widespread complaints of the supposed lack of progress on disarmament, those traditional approaches had been hugely successful — leading, for instance, to a United States reduction by about 88 percent in the number of nuclear warheads we had at our Cold War peak. Nevertheless, by definition, eliminating weapons made unnecessary by the end of the Cold War was not an approach that could continue to move disarmament forward indefinitely so as long as any nuclear deterrence still remained necessary in our complex and troubled world, let alone in a world beset by worsening security problems.
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                    It is this combination of a deteriorating security environment and the exhaustion of traditional post-Cold War approaches to disarmament that has produced a crisis in the disarmament arena, in which it is clear that old approaches have largely been exhausted and new threats make progress of any sort harder than it has been in a very long time. In reaction to this crisis, some have retreated into what is essentially magical thinking — placing vain hopes in a self-described Treaty on the Prohibition of Nuclear Weapons (TPNW) that will achieve no such thing, and that indeed may actually make the world a more dangerous, unstable, and nuclear weapons-dependent place. Thankfully, however, there is a better way forward than such emptily divisive virtue-signaling, and I am here today to tell you about it — and to urge all my P5 counterparts to join us in this new endeavor.
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  III. Development of the New “Conditions” Discourse

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                    Painfully aware of how the traditional approach to disarmament has exhausted itself, and of the deteriorating security environment in which real-world disarmament decisions must necessarily be made, we in the United States undertook a bottom-up review of nuclear disarmament policy in the summer of 2017. That autumn, our interagency approved a new approach to disarmament policy based around dialogue aimed at identifying and addressing negative factors in the global security environment, and in regional contexts, that presently stand in the way of movement toward the ultimate goal of nuclear disarmament as envisioned in the Preamble and Article VI of the NPT.
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                    The new U.S. approach to a reality-based dialogue was publicly announced in October 2017, and subsequently informed the discussion of disarmament issues that appeared in the new U.S. Nuclear Posture Review. In May 2018, it formed the basis of a seminal United States’ position paper at the NPT Preparatory Committee (PrepCom) meeting in Geneva, entitled “Creating the Conditions for Nuclear Disarmament,” which announced a new initiative by that same name — under the acronym “CCND.”
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                    This new initiative aims to move beyond the traditional approach that had focused principally upon “step-by-step” efforts to bring down the number of U.S. and Russian nuclear weapons, but that did so in ways that did not provide a pathway to address the challenge of worsening security conditions, did not address nuclear build-ups by China, India, and Pakistan, and did not provide an answer to challenges of deterrence and stability in Europe and the Indo-Pacific, and that had clearly stalled.
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                    This new discourse, building on the foundation provided by our 2017 review, is both more realistic than these traditional modes of thought and more consonant with the security challenges facing the real-world leaders whose engagement is essential for disarmament. For this reason, our initiative offers a more viable path toward the ultimate goal of disarmament than is offered either by traditional approaches or by the newer but conditions-blind absolutism of the TPNW. This initiative also offers a pathway of at least temporary convergence between major factions within the global disarmament debate, insofar as both ardent abolitionists and hawkish skeptics alike should — one would hope — be able to agree on working to improve conditions that still help drive some states to seek nuclear weapons and help make others unwilling to relinquish them.
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  IV. A Productive Start ... But More is Needed

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                    Since the announcement of this new initiative by U.S. officials, our diplomats have had success in promoting these concepts in bilateral engagements and in multilateral fora. These concepts have been reflected in the disarmament language of the Japanese-sponsored “United Action” resolution adopted with U.S. support at the UN General Assembly’s First Committee in 2017, and in the nonproliferation language of the 2018 G7 Foreign Ministers and Nonproliferation Directors Group (NPDG) documents, and it has influenced national policy and diplomatic statements by a number of likeminded states — including the disarmament statement issued by the P5 at the First Committee in October.
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                    This concept of a “conditions” discourse has also elicited notable interest and even support from some influential think tanks and civil society actors who are not normally well disposed toward U.S. nuclear weapons policy, some of which have expressed interest in hosting “conditions”-focused programming or are already beginning to do so. The new “conditions” discourse is also now a critical part of U.S. diplomatic messaging and public diplomacy as we head toward the NPT RevCon in 2020, marking the 50th anniversary of the NPT’s entry into force.
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                    We recognize, however, that merely announcing a desire for a “conditions” dialogue to help the international community find a viable path toward disarmament is not enough. If the “conditions” initiative were to consist merely of the sum of U.S. bilateral engagements, moreover, it would quickly lose credibility and momentum. As we have envisioned all along, therefore — and as our allies and partners have urged — we now need to find a way to build, structure, and sustain a broader multilateral dialogue that will demonstrate the seriousness and value of the new approach by exploring how to improve the real-world security environment in ways that will advance nuclear disarmament objectives.
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                    Accordingly, in October 2018, the United States stepped up its efforts to solicit input from international partners and other relevant stakeholders — and to suggest specific ideas for their consideration — about the best way to structure and sustain an international dialogue on creating a security environment that would make disarmament more realistically available and more sustainable. We are grateful to those of you who have responded to this invitation, and I am pleased today to be able to outline the conclusions we have reached and how we propose to move forward together.
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  V. Creating the Conditions Working Group

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                    As we see it, the most promising way to build an effective multilateral dialogue to explore how to ameliorate the conditions impeding disarmament progress is to learn from what we all now know already works. We propose, therefore, to use the same basic organizational model for operationalizing the “conditions” discourse as is currently being used by the International Partnership for Nuclear Disarmament Verification (IPNDV).
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                    As many of you already know, the IPNDV is a multilateral effort that has brought more than 25 states with and without nuclear weapons together to try to address specific, practical problems related to how actually to verify the achievement of nuclear weapons dismantlement to international audiences without contributing to proliferation by spreading weaponization knowledge. IPNDV enjoys considerable international support both from staunch disarmament advocates and from participating nuclear-weapon states, and it has proven its utility in practical terms by identifying the real-world complexities involved in verification and identifying potential verification methodologies. The IPNDV, in other words, is a demonstrably successful model that already resonates with the international stakeholders who would be involved in “conditions” engagements.
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                    Accordingly, we have decided to establish a notionally titled “Creating the Conditions Working Group,” or CCWG. Like the IPNDV, the CCWG will include functional subgroups. This is necessary because in contrast to the IPNDV, which speaks solely to the specific challenges associated with disarmament verification, the CCWG will need to address differing practical aspects of the broader disarmament challenge. The goal of the CCWG will be to identify aspects of the real world security environment that present major obstacles to further disarmament movement and to develop specific proposals for how those obstacles might be overcome.
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                    As we envision it, the CCWG would consist of perhaps 25 to 30 countries selected on the basis of both regional and political diversity, and united both by the understanding that further progress on disarmament requires addressing the security issues which impede it, and by a shared commitment to finding ways to do so. As long as states are committed to constructive dialogue aimed at finding ways to make regional and global conditions more conducive to disarmament, both ardent disarmers and disarmament skeptics would all be welcome.
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                    The program of work for the CCWG would begin with an identification of key issues that, if addressed effectively, could improve prospects for progress on nuclear disarmament. The United States has already provided some thoughts in the working paper submitted to the NPT PrepCom in May 2018, but all participants will be invited to offer their own views. An initial deliverable for the CCWG will be to come to at least provisional agreement on such a list, which would thereafter be the basis upon which the Group would establish sub-groups to look at functional challenges.
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                    After that, the next step will be to identify which specific issues from the list are most suitable for initial in-depth study by subgroups. Up to three subgroups will be established, with associated co-chairs, each assigned a specific functional topic. The co-chairs will be chosen to reflect the diversity of opinion on how to achieve progress on a given topic, but they would also be chosen from among states and individuals most able to provide constructive contributions. We in the United States would organize a small Executive Secretariat for the overall CCWG, staffed by the United States, which would also facilitate the functioning of each subgroup. As with the IPNDV, much of the work of these subgroups would be conducted virtually, through the exchange of working papers, but the working groups would also meet periodically for in-person consultations, hosted by one of the partners. (Concurrent, co-located sessions of all the groups, would allow for states with limited resources to participate as fully as they wish.) Once every 12 to 18 months, a plenary session will be held to review the work of the individual groups and plan for next steps.
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                    We also envision identifying a suitable NGO to assist the CCWG both with logistics and resource support and with substantive input, as has proven helpful for the IPNDV. The subgroups and plenaries would be largely funded by the participant hosting them, our experience at IPNDV having shown that having additional funding sources allows for more diversity in hosting. This would not necessarily exclude other mechanisms for dialogue, and we will need to consider how to engage with states that are not part of the CCWG. Outside the structure of the CCWG itself, additional NGOs would also be encouraged to convene complementary efforts — such as colloquia on “conditions”-related issues that would bring academics and former policymakers together in “Track 1.5” or “Track 2” contexts in order to explore particular challenges, as one partner government has very helpfully already suggested.
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                    We hope to have implementation planning for the new CCWG well underway by the time of the 2019 NPT PrepCom next spring, and to have the working group and its subgroups in full swing before the 2020 Review Conference.
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  VI. Conclusion

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                    So there you have it: our vision, so far, of how to build an effective, “conditions”-focused path forward. This new, historically- and contextually-informed effort at structured multilateral dialogue — explicitly focused upon the practical and prudential real-world challenges of changing the security environment in ways that could make possible further progress on nuclear disarmament and would increase the odds of success in eliminating all nuclear weapons in a safe, stable, and sustainable way — is worlds away from the TPNW’s magical thinking, and our new approach offers a far more viable and constructive way forward than does that sterile crusade.
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                    Given the precarious state of the global security environment today, I hope you will agree with me that this dialogue initiative is a promising one — and indeed that it represents perhaps the most promising way, under current conditions, for states to come together, as the NPT urges us to do, in pursuit of “effective measures” contributing to nuclear disarmament. I hope you will all help us promote and advance the “conditions”-ameliorative dialogue it is designed to create.
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                    And I will repeat what I said earlier about the special responsibility the P5 have in helping lead the development of a prudent and responsible path forward toward disarmament. So I urge my Russian and Chinese colleagues on this panel to join us in advancing this promising new “conditions” discourse.
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                    The pursuit of “effective measures” to promote disarmament is both an NPT obligation and a moral responsibility for the P5 countries, as it is for all states, and I am sure I speak for most everyone here in voicing profound disappointment with the decision by Moscow and Beijing to abandon their observer participation in the IPNDV — a decision that suggests a worrying disinterest in finding ways to achieve nuclear disarmament. I urge Russia and China to reconsider their decision to walk away from the IPNDV, and invite them to join with us in supporting the new Creating the Conditions Working Group as it seeks a realistic and viable way forward in pursuit of the long-cherished dream of a nuclear weapons-free world.
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                    Thank you. I look forward to working with all of you on this effort in the months and years to come.
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      <title>Nuclear Technical Cooperation: Benefits from the Nonproliferation Regime for the Developing World</title>
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Below are the remarks Assistant Secretary Ford presented to the International Atomic Energy Agency Ministerial Conference on Science and Technology in Vienna, Austria, on November 29, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
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                    Distinguished Co-Chairs, Excellencies, and ladies and gentlemen, the United States is pleased to attend this conference, for as we all approach the 50th anniversary of the entry into force of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), it is very important to reaffirm our shared commitment, indeed the shared commitment of all NPT States Party to expanding the benefits available to mankind from the peaceful uses of nuclear science and technology.
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                    I. The Nonproliferation Regime Enables Sharing
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                    As we reaffirm our commitment to this goal, however, we must also remember the degree to which these benefits have depended in the past, and the degree to which they will continue to depend in the future, upon the ability of all involved to have confidence that such sharing will not result in the spread of dangerous capabilities to proliferator regimes or to non-state actors. All of the good work done in sharing the benefits of nuclear technology, in other words, is built upon a foundation provided by the global nonproliferation regime – that is, upon the various safeguards and nonproliferation protections, and the standards of nuclear safety and nuclear security, that help ensure that it is safe to share the nuclear materials and the know-how that contribute to economic development, to health, and to human flourishing in so many ways and in so many countries, as you all know. In addition to providing powerful security benefits to all, therefore, the nonproliferation regime is a critical enabler for sharing the benefits of nuclear technology, giving all of us – and particularly those nations that stand to benefit from such sharing – even more reasons to be thankful for that nonproliferation regime and remain dedicated to maintaining it.
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                    I know that these points are obvious ones, Distinguished Co-Chairs, but we feel it is important to reaffirm them nonetheless, for in an era of global divisiveness it is vital to remember the degree to which we all still share interests in protecting and advancing the nonproliferation regime and the system of peaceful nuclear sharing that depends upon that regime’s integrity. To that end, I hope you will permit me to say a few words about the United States’ commitment to this system of sharing nuclear technology and about some of the successes that this system has had over the years.
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                    II. United States Contributions to Technical Cooperation
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                    I’m proud to say that the United States is the single largest contributor to IAEA Technical Cooperation (TC) activities in support of peaceful nuclear uses. Since 2010 alone, we have provided voluntary, extra-budgetary contributions totaling more than $374 million to promote peaceful nuclear activities through the IAEA. In addition, we have also provided significant in-kind contributions, through training and direct technical assistance to the IAEA and to its Member States. We are proud of how our voluntary funding has contributed to TC programs that help people all around the world in arenas as diverse as human and animal health, water resource management, public safety, nuclear power infrastructure development, medical patient and worker radiation safety, agricultural productivity, and food security.
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                    Indeed, the United States is not just the largest contributor to such work, but also by far the largest contributor. From 2011 through 2017, for instance, we contributed nearly a third of the IAEA’s total extrabudgetary TC revenue – which was more than the 11 next most generous Member States, not just individually, but combined. In 2018 alone prior to today, the United States made allocations totaling over $2.8 million through the IAEA Peaceful Uses Initiative (PUI) to Nuclear Sciences and Applications (NA) Department projects. These funds are helping the Agency do such things as fight plant pests, eradicate tsetse flies, combat animal diseases, tackle the challenge of marine plastics, improve seafood safety, and study the ways to mitigate the effects of ocean acidification on the marine environment and along coastal communities. At this year’s General Conference, we also announced a $1.1 million extrabudgetary contribution to help the IAEA build a new energy center to power its Nuclear Applications Laboratories that assist Member States in building capacities to reap the benefits of the peaceful uses of nuclear energy.
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                    So we are very proud of this legacy of generosity and of commitment to peaceful nuclear sharing. But we are not simply resting upon our laurels. We are continuing this legacy of generosity and this commitment. And so, Distinguished Co-Chairs, I am pleased today to announce an additional $1.7 million U.S. voluntary contribution to the Renovation of the Nuclear Applications Laboratories to help the Agency meet its current 3.75 million euro ReNuAL Plus fundraising goal. These funds will help ensure that the renovated labs are completed, fully equipped, and fully operational on schedule and without unnecessary cost increases. Nor is that the only thing I have to announce today.
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                    As you may recall, distinguished co-chairs, in 2016, the United States provided nearly $4 million in a grant that has allowed the IAEA to accelerate its Sterile Insect Technique (SIT) research against mosquitoes that transmit diseases such as the Zika virus. All of which makes me very pleased to be able also to announce today that we are giving an additional $1.4 million in U.S. voluntary contributions in order to help the Agency continue its SIT laboratory-based research and to test its SIT findings in the field, as the Agency transitions the overall research effort to its newly constructed Insect Pest Control Laboratory (IPCL) for long-term sustainability. These two new voluntary contributions are additional examples of how the United States promotes sharing the peaceful uses of nuclear science and technology in very concrete ways. We are grateful to the other donors to the Agency’s ReNuAL project and to SIT activities, and we urge others to join us in becoming donors.
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                    III. Successes over the Years
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                    I am sure all of my counterparts present here today know full well the degree to which the TC program depends upon U.S. contributions, so I will not belabor the point. What I would like to do, however, is to point out some of the successes that the program has had over the years in providing benefits to states all around the world.
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                    Our shared commitment to the nonproliferation regime, and to the nuclear technology cooperation that depends upon it, is in no way merely a theoretical point. This commitment has provided great benefits to real people in real places for many years, and it is poised to continue doing so for a long time to come. This is something of which we should all be very proud.
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                    A. Latin America and the Caribbean
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                    So let me offer some lessons from the history of the IAEA’s TC Program, drawn from its own records. Many of these programs draw on the expertise of the Department of Nuclear Sciences and Applications, the focus of this week’s conference. In Latin America, for instance, the TC program has provided tremendous benefits:
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                    The global nonproliferation regime has benefited people in these countries in such concrete ways. Personally, I find it exciting to remember these examples of the concrete and diverse ways that the TC program exists precisely in order to keep providing such successes.
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                    B. Africa
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                    But of course the countries of Latin America are not alone in having benefited so greatly from the TC program. As another example, the countries of the African continent have received many benefits as well.
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                    C. Asia and the Pacific
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                    Further examples of the benefits of IAEA TC activities can be found in Asia and the Pacific.
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                    D. Europe
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                    Finally, let me highlight just a few examples of how European countries have also benefited from IAEA TC activities.
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                    These successes are tangible examples of our shared commitment to the IAEA’s peaceful uses program and to the foundation of safeguards, safety, and security practices that make such sharing possible.
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                    IV. Conclusion
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                    Distinguished Co-Chairs, I have only scratched the surface of the TC program’s successes over the years. Were there time, there is much more that could be said about excellent results that have been achieved through collaborations in or involving many other countries. As we head toward the Golden Anniversary of the NPT’s entry into force, we need to keep these many successes very much in our minds. For they demonstrate what it is possible to achieve when international partners have assurance that nuclear technology and materials can be safely and freely shared within a framework that protects against diversion, loss, accident, and theft. The TC program builds upon the sound foundation provided by the nonproliferation regime – including not just the NPT itself but also the various nuclear safeguards, export control standards, and nuclear safety and security best practices that constitute that regime.
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                    As we meet here today at the IAEA’s Ministerial Conference on Science and Technology, Distinguished Co-Chairs, we obviously thus have a proud legacy to continue. All the countries I have mentioned today have the solidity and integrity of the nonproliferation regime to thank for these TC successes. We should proudly remember all this progress, and we should rededicate ourselves to protecting and enhancing that solidity and integrity, so that all mankind will be able to continue to share in the benefits of nuclear science and technology in the future, as has thankfully been possible in the past.
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                    Thank you very much, Distinguished Co-Chairs.
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      <pubDate>Fri, 30 Nov 2018 02:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2308</guid>
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      <title>Nonproliferation with Attitude: Counterproliferation Tools and Diplomacy in U.S. Foreign Policy</title>
      <link>http://www.newparadigmsforum.com/p2298</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at the Heritage Foundation, in Washington, D.C., on November 14, 2018.  These remarks may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.

Good day, everyone. It’s a pleasure to be here, and I am grateful for the chance to speak to you [...]</description>
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      Below are the remarks Assistant Secretary Ford delivered at the Heritage Foundation, in Washington, D.C., on November 14, 2018.  
      
    
      
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        These remarks may also be found on the 
        
      
        
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         of the U.S. State Department's Bureau of International Security and Nonproliferation.
      
    
      
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                    Good day, everyone. It’s a pleasure to be here, and I am grateful for the chance to speak to you about a vital facet of our work at the State Department that is sometimes overlooked: counterproliferation diplomacy.
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  I. What is Counterproliferation?

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                    First, it’s useful to begin with definitions. I am sometimes asked what “counterproliferation” means, and how it differs from “nonproliferation.” In truth, there really isn’t an official definition, but let me give an informal answer: counterproliferation is a subcomponent of nonproliferation policy — a particularly proactive piece, or what I think of as “nonpro with attitude.”
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                    In this typology, traditional nonproliferation work involves creating and maintaining barriers to the flow of dangerous technologies into dangerous state or non-state hands, impeding transfer of weapons of mass destruction (WMD), WMD delivery systems, and advanced conventional weapons, and any items, materials, or know-how related thereto. In traditional nonproliferation policy, we work to prevent technology and material from getting into such hands by ensuring that effective institutions, legal authorities, and practices are in place that make it easier for responsible parties to detect and prevent such activity before it occurs.
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                    As I see it, however, 
    
  
  
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      counterproliferation
    
  
  
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     — or “CP” — goes a step beyond just barrier-building. Whereas traditional nonproliferation seeks to lock down and prevent destabilizing movement of mankind’s most dangerous capabilities, 
    
  
  
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      counterproliferation
    
  
  
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     directs itself against proliferation-related activities themselves. CP 
    
  
  
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     particular transfers for interdiction to ensure that they do not reach their intended destination, and it aims to disrupt and dismantle the networks of illicit merchants, brokers, shippers, transshippers, middlemen, financiers, and facilitators that organize and undertake such transfers.
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                    In one form or another, the United States has been engaging in CP work for a long time, but it really bloomed as a focus of U.S. foreign policy activity in the early 2000s — led by officials such as John Bolton when he was Undersecretary of State for Arms Control and International Security, and Bob Joseph, first at the National Security Council staff and then also as Undersecretary of State. CP is a top priority for the current administration as well.
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  II. Tools of Counterproliferation

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                    The toolkit we use to disrupt proliferation-related transactions begins with good intelligence — and indeed the U.S. intelligence community (IC) has done a good job of building up its capabilities to inform and support CP priorities. Indeed, the U.S. interagency has developed effective mechanisms to partner with the IC, share information, and bring officials from a kaleidoscope of different departments and agencies together to work collaboratively on dynamic proliferation network targets in real time.
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  A. NATIONAL TOOLS

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                    At the State Department, we are intimately involved in such CP work, and we participate in the key interagency mechanisms and processes through which it is executed. As the lead department for diplomatic and foreign policy engagement with other states, State plays a key and longstanding role in interdiction policy.
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                    Since the 1990s, for instance, State has chaired four interagency working groups that review information on proliferation-related activities and take diplomatic and other actions to stop transfers that pose proliferation risks. These working groups are: the Nuclear Interdiction Action Group (NIAG) addressing proliferation of nuclear weapons-related technologies; the Missile Trade Analysis Group (MTAG) that focuses on the proliferation of equipment and technology that could support the development WMD delivery systems; the SHIELD, which follows transfers of technologies suitable for the production of chemical and biological weapons; and the Technology Transfer Working Group (TTWG), associated with the proliferation of conventional weapons technologies.
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                    Once it is understood that a transaction of proliferation concern may be in the works, or once information is obtained about global proliferation networks, the United States has a range of tools we can employ to try disrupt such activities. With diplomatic outreach, or through law enforcement or other channels, the United States might engage with foreign partners to enlist their help in stopping transactions en route, seizing and disposing of the items in question, arresting or expelling individuals involved, or shuttering associated commercial entities. Where mechanisms exist under legally binding provisions of United Nations Security Council resolutions, we can also report activities to the UN and seek to have entities designated as sanctions violators, so that other UN Member States will be legally obligated to act against these malefactors as well.
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                    Once a transfer of sensitive technology to a program of concern has occurred, there are a range of U.S. legal authorities that we in the United States can use to impose sanctions on the entities or individuals involved or those who protect or facilitate their work, imposing a financial and reputational cost and complicating these entities’ ability to conduct business. We might use Commerce, Treasury, or State Department authorities provided by various Executive Orders (EOs) to penalize support for proliferation-related activity and deny proliferators the materials and resources they need to do their dirty work. Beyond EOs, the United States can use a variety of statutory authorities to designate and apply sanctions to proliferators and their facilitators. The Iran, North Korea, and Syria Nonproliferation Act, for instance – or INKSNA – targets any entity, individual, or even a government that provides controlled items to those countries. It is but one of many laws in the U.S. arsenal.
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                    Employing multiple tools simultaneously and in a coordinated way can be extremely effective in enabling us to stop such activity in its tracks and chase the bad actors responsible around the world — making their lives as miserable and unprofitable as possible, and sometimes even getting them put behind bars.
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  B. WORKING WITH PARTNERS

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                    We don’t do all of this work alone. In fact, we’ve been working for years to build international CP partnerships, one of the most important of which is the Proliferation Security Initiative – which we refer to as PSI. Launched in 2003, PSI is a global effort to stop the trafficking of WMD, delivery systems, and related materials to and from states and non-state actors of proliferation concern. Originally a group of 11 states, 105 countries have now endorsed its Statement of Interdiction Principles. Three successive U.S. administrations have supported PSI.
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                    PSI partners agree to use their national capabilities and legal authorities to interdict transfers of proliferation concern, as well as to develop procedures to facilitate information exchange, strengthen national legal authorities for interdiction, and take specific actions in support of interdiction efforts. They also undertake exercises and capacity-building engagements that reinforce their CP like-mindedness and build habits of cooperation in stopping problematic transfers.
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                    Notably, PSI is an 
    
  
  
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     by likeminded partners, not a formal organization. It does not have “members,” a secretariat, a governing body, or even a formal accession process for joining. This informal and flexible framework, however, is a strength rather than a weakness, for it has helped PSI remain effective over time while avoiding the bureaucratic ossification, lowest-common-denominator consensus decision-making, and sterile formalities of so many international organizations and multilateral fora. PSI’s activities, workshops, and capacity-building engagements have helped partner countries create and sustain a community of policymakers and other experts good at cooperating together on interdiction-related activities. We work hard at this, and PSI continues to conduct a robust schedule of interdiction-related capacity-building events with partners around the world.
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  III. Examples

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                    And we’ve had real successes in making proliferation-facilitating activity much more difficult, expensive, and risky — and, critically, more 
    
  
  
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     — than would otherwise have been the case. There is not, and cannot be, any kind of “100 percent solution” in the CP business, for the world is full of dangerous people seeking dangerous things, and no shortage of bad actors trying to make money by helping meet that demand. But our CP work supports critical U.S. national security priorities, and helps make the world a safer place, by disrupting such activities wherever possible and impeding progress on threat capabilities.
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                    Unfortunately, it is usually difficult to talk about CP successes in public. After all, a good deal of this work piggybacks on sensitive intelligence information and involves sensitive relationships with overseas partners — not all of whom are very eager to be known for such cooperation with the United States. It is often better to let the proliferators think that their latest gambit has just collapsed out of bad luck — or better yet, as a result of the incompetence or untrustworthiness of their counterparts in a proliferation network — than it is to let them know that when their deal fell apart, or when their colleague got arrested or their front company got shut down, there were a few of us at the State Department, at Treasury, or in the intelligence and law enforcement communities raising a glass and toasting each other for arranging it. But sometimes that is exactly what we do!
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  A. THE BBC CHINA

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                    But let me offer a couple of illustrative successes that 
    
  
  
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     — a ship diverted to Italy in October 2003 while carrying uranium enrichment gas centrifuges from the notorious Pakistani nuclear smuggler A.Q. Khan 
    
  
  
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    was the result of an epic intelligence, diplomatic, and law enforcement effort around the world that led to the dismantlement of Khan’s network and the revelation of its support to nuclear weapons programs in North Korea and Iran, as well as Libya. The ship’s seizure was also the catalyst making possible the conclusion of secret negotiations between U.S. and British officials and Libya over its WMD programs, and it led directly to Qaddafi’s renunciation of WMD and missile work in December 2003 and our successful negotiated and cooperative effort to remove these programs from Libya thereafter. This was a period of tremendous CP successes, and I am proud to have been — in my first period of State service — a part of the small army of U.S. interagency and international partners who contributed to bringing this about.
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  B. DPRK SHIP-TO-SHIP TRANSFERS

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                    But that was a while ago now, so as a more recent example of successful work in this arena, I’ll offer you a case study in how we work to impede North Korea’s efforts to evade global nonproliferation sanctions through the use of illicit, ship-to-ship transfers of contraband. While focused largely on commodities such as coal, petroleum, and seafood, North Korea’s sanctions evasion networks provide revenue that helps advance and sustain Pyongyang’s WMD and missile programs.
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     was a Sierra Leone-flagged vessel photographed in December 2017 engaged in ship-to-ship transfer activity with another vessel in the East China Sea. UNSCRs prohibit ship-to-ship transfers with the DPRK. After we received these images as part of our global CP information-sharing network, U.S. detective work revealed that although the operator of the vessel tried to disguise its identity by painting false International Maritime Organization numbers on the side of the vessel, painting a false name and port of registry on its stern, and painting over its DPRK flag, the second ship was in fact the North Korean vessel 
    
  
  
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      CHON MA SAN
    
  
  
                    &#xD;
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    . We now knew that the 
    
  
  
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      JIN HYE
    
  
  
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     was engaged in sanctions evasion in violation of UN Security Council resolutions.
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                    Having figured this out, our diplomatic machine kicked into action. We presented this information to the United Nations DPRK Sanctions Committee, which designated the 
    
  
  
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      JIN HYE
    
  
  
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     and the 
    
  
  
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      CHON MA SAN
    
  
  
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     for violating UN sanctions on North Korea. This action imposed a port ban on both vessels, forbidding any UN Member State from allowing either ship in port. Additionally, the UN action obligated Sierra Leone to de-flag the 
    
  
  
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      JIN HYE
    
  
  
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    , while the 
    
  
  
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      CHON MA SAN
    
  
  
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     was subjected to an asset freeze.
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                    With these UN designations in hand, we sent out teams around the world to make life even more miserable for the 
    
  
  
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      JIN HYE
    
  
  
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    ’s operators. We worked with Sierra Leone to ensure it revoked the flag-of-convenience affiliation that the 
    
  
  
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     had enjoyed, rendering the vessel officially stateless and in some sense akin to no more than a pirate on the high seas. We worked with other countries to revoke the ship’s official seaworthiness certification, to drop the insurance coverage that the 
    
  
  
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     had previously enjoyed, to close down the companies owning, operating, and managing the vessel, and even to arrest their management. This dramatically constrained the vessel’s ability to operate in the global maritime economy ever again.
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                    This is just one example, and of course things don’t always go so well. Nevertheless, this gives a taste of what we do, at State and elsewhere in the interagency, in using CP tools to protect the American people from the dangers of WMD, missile, and advanced conventional weapons proliferation.
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  IV. Current Challenges

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                    My bureau — the Bureau of International Security and Nonproliferation, or ISN — is the State Department’s lead for CP policy and operations, and I’m enormously proud of all the work our ISN team does on this. But CP requires unrelenting attention and commitment, and we still face a world full of threats. I’ll highlight five major challenges today.
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  A. NORTH KOREA

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                    One continuing challenge, of course, is to exert sustained pressure on the North Korea to achieve the final, fully verified denuclearization, to which Chairman Kim Jong Un agreed at the Singapore summit. U.S. officials have been crystal clear about the importance of maintaining this pressure, and sanctions will remain until North Korea denuclearizes.
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                    We will keep working with partners around the world to improve their capability and their willingness to fight DPRK sanctions evasion. President Trump told the UN Security Council in September 2018 that ship-to-ship transfers “must end immediately,” and we are working with our partners to patrol the sea lanes and to detect, punish, and end such transfers. Indeed, we are working to shut down every tendril and node of the networks through which Pyongyang obtains revenue for its WMD and missile programs – and we need to keep doing so even while North Korea steps up efforts to trick 
    
  
  
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     friends and allies into relaxing sanctions pressure in ways that would lead Pyongyang to conclude that it doesn’t have to implement denuclearization after all.
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  B. SYRIA

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                    A second challenge relates to Syria, where the murderous Assad regime is in the final stages of slaughtering its citizens in pursuit of victory in that country’s tragic civil war. With the regime having so appallingly used chemical weapons in the war, we are concerned that Syria could soon seek to rebuild and advance its illegal chemical weapons capabilities, as well as its ballistic missile force. CP partners around the world thus need to be ready so that we can do everything possible to stop Syria’s chemical and missile recapitalization.
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  C. IRAN

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                    Third, until we have success in using our recently reimposed sanctions to persuade Iran to reach a better and more comprehensive negotiated solution with us, we and our global CP partners will need to be fiercely vigilant against Iranian proliferation. We will work tirelessly to disrupt the illicit networks through which Iran obtains technology and materials for its missile development, through which it provides missile technology to others, and through which Iran may attempt to obtain dual-use goods in support of a return to nuclear weapons work, or in support of its illicit chemical weapons capabilities. We will also address Iran’s proliferation of missiles and other advanced systems that threaten regional peace and stability. Finally, entities and individuals that support Iran’s procurement and proliferation activities should know that this exposes them to sanctions, and that we will not hesitate to penalize those who assist Iran’s illicit programs.
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  D. TRANSSHIPMENT NODES

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                    Fourth, we face today a major challenge from the ability of proliferator regimes such as Iran and North Korea to take advantage of major global transshipment points that otherwise facilitate legitimate trade. There is, unfortunately, ongoing trade in which both sensitive technologies and uncontrolled items flow through major transshipment nodes of the global trading economy and end up in the weapons systems of states such as Iran, Syria, or North Korea.
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                    Failures of enforcement in transshipment jurisdictions are thus contributing to regional and global instability, fueling conflicts that could explode catastrophically at any time. It is critical to do more against these transshipment threats — such as taking proactive steps to make full use of so-called “catch-all” export controls and implementing the efficient methods of cargo tracking and monitoring that are now available, but that some still choose not to use. Where necessary, we must crack down on those who refuse to help meet these threats.
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  E. CHINA

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                    As a fifth and final note, we face a major CP challenge from China, which still remains the supplier of choice for many of the world’s proliferators, especially with respect to missile technology. U.S. diplomats have repeatedly and insistently raised numerous proliferation cases with Chinese officials, but the response is uneven at best. Often, very little action is taken.
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                    Much of this we cannot discuss in public, but there is one longstanding case that I want to highlight before I conclude. Li Fangwei (also known as Karl Lee) is a key China-based broker for Iran’s ballistic missile program. Li continues to support Iran’s ongoing efforts to develop more sophisticated missiles and drive for self-sufficiency in its program. For more than a decade, we have sought to end Li’s support to Iran’s program, taking numerous legal and administrative actions against him and engaging extensively with the Chinese Government about his proliferation activity. This is important, because over his career, Li has supplied Iran with a full range of the materials required to construct ballistic missiles, and the equipment and components he has provided have contributed to Iran’s continued development of missiles with improved accuracy, range, and lethality.
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                    So let me be clear: Li Fangwei’s continued proliferation to Iran makes clear that Beijing has failed to take effective action to curb his activity. Beijing’s reluctance to take concrete measures to prevent Li’s ongoing support to Iran’s missile program suggests China chooses not to resolve this problem, calling into question its commitment to nonproliferation. China’s inability or unwillingness to curtail such activities is of ongoing, and increasing, concern — and it represents one of the key challenges in the counterproliferation business today.
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  V. Conclusion

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                    So there’s much to be done, but I hope I’ve given you a taste of the nature and extent of our CP work. Despite usually flying “below the radar” of most public policy discourse, these counterproliferation efforts need and deserve unstinting commitment and high-level support from across the policy community, and I am pleased to have been able to draw your attention to them today.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 14 Nov 2018 23:21:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2298</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>The Treaty on the Prohibition of Nuclear Weapons: A Well-Intentioned Mistake</title>
      <link>http://www.newparadigmsforum.com/p2290</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford prepared for his debate with officials from the International Campaign to Abolish Nuclear Weapons and other disarmament activists at the conference on "Advancing Disarmament in an Increasingly Dangerous World," held at the University of Iceland in Reykjavik on October 30, 2018.  These remarks may also be found on [...]</description>
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      Note:
    
  
  
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      Below are the remarks Assistant Secretary Ford prepared for his debate with officials from the International Campaign to Abolish Nuclear Weapons and other disarmament activists at the conference on "Advancing Disarmament in an Increasingly Dangerous World," held at the University of Iceland in Reykjavik on October 30, 2018.  These remarks may also be found on the 
      
    
      
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       of the U.S. State Department's Bureau of International Security and Nonproliferation.
    
  
    
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                    Good afternoon, everyone, and thanks for the opportunity to speak to you today.
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                    I last spoke publicly about the Treaty on the Prohibition of Nuclear Weapons (TPNW) — that is, the so-called “Ban Treaty” — more than a year ago, to an August 2017 event at the Carnegie Endowment for International Peace in Washington, D.C. At the time, I was leading the Weapons of Mass Destruction Directorate at the U.S. National Security Council, and the “Ban” text had recently been finalized. Now that I am at the State Department, running the Bureau of International Security and Nonproliferation, it’s time I addressed it again.
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                    In my 2017 assessment of the recently-drafted TPNW, I certainly didn’t speak well of it, pointing out that whatever the good intentions of most of its advocates, it is certainly 
    
  
  
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     an “effective measure relating to disarmament“ within the meaning of Article VI of the Nuclear Nonproliferation Treaty (NPT). Indeed, I argued, the TPNW was very likely to be notably counterproductive. Unfortunately, the passage of time since my initial remarks has only reinforced this conclusion.
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  I. HARMFUL TO INTERNATIONAL PEACE AND SECURITY

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                    In my 2017 remarks, I pointed out a number of fundamental flaws, or indeed dangers, with the TPNW — problems that were both legal and practical. I don’t want to dwell on all of those details today, though none of these problems have gone away. If you’re interested in my critique back then, I would encourage you to 
    
  
  
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      look up my remarks online
    
  
  
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    . 
    
  
  
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                    Just to summarize, I pointed out that the proposed Treaty would neither make nuclear weapons illegal nor lead to the elimination of even a single nuclear weapon. Contrary to what its supporters might wish, it makes no impact that would support any new norm of customary international law that would in any way be binding on any state having nuclear weapons today. In particular, all NPT nuclear-weapon States consistently and openly oppose the “Ban,” along with their military allies around the world. The text of the treaty 
    
  
  
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     is inconsistent with creation of any norm of non-possession of nuclear weapons, inasmuch as it does not actually prohibit States from joining while still having nuclear weapons, and only envisions them relinquishing such devices at an unspecified future date and under unspecified future circumstances. Far from contributing to some kind of non-possession norm, the Treaty seems itself to prove there’s no such thing.
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                    Nor could the TPNW ensure 
    
  
  
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      verification
    
  
  
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     of nuclear weapons elimination even if it occurred, for the text carefully declines to say anything intelligible about verifying compliance with the very prohibition it purports to bring about. Specifically, it envisions three separate scenarios – and then it gets each one of them wrong. For states that do not possess nuclear weapons, for instance, it relies on outdated system for International Atomic Energy Agency (IAEA) inspections that was designed for different purposes, and which has been known for a quarter century to be inadequate to the challenge of rooting out clandestine nuclear activity. This standard is already demonstrably inadequate in the NPT context, and it would be no better in connection with a “Ban.”
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                    For states that possess nuclear weapons, the TPNW drops the ball even more emphatically. The Treaty offers a “disarm then join” scenario or a “join then disarm” scenario, but without spelling out any of the details such states would need to know in before accession – either in order to have confidence in effective verification or in order to protect against the disclosure of proliferation-sensitive information in the course of disarming.
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                    No possessor state would willingly agree to disarm under those conditions, nor could anyone have any real confidence ahead of time that disarmament on such terms would actually work.
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                    Almost amusingly, the TPNW also trips over its own feet by barring a nuclear weapons possessor that joins the treaty from assisting with the safe and effective removal and dismantlement of 
    
  
  
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     country’s nuclear weapons. Article I of the TPNW would thus, in effect, prohibit cooperative efforts to achieve the fundamental purpose of the “Ban” by the only people who might be able to provide such help without this aid becoming itself a proliferation risk. Did the TPNW’s proponents 
    
  
  
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     intend to create an instrument that might prohibit negotiated, cooperative denuclearization efforts such as those the United States is pursuing with the North Korea? One gets the impression that this is just another area in which things just weren’t thought through.
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                    In short, the idea that the Ban Treaty provides any kind of viable framework for bringing about or verifying the dismantlement of a state’s nuclear weapons program is wishful, and indeed simply magical, thinking.
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                    The moralistic rhetoric of the Ban crusade, moreover, is about as far removed as one could imagine being from an international agenda likely — in the words of the NPT Preamble — to ease tension and strengthen trust between states in order to facilitate nuclear disarmament. The TPNW’s divisiveness and confrontationalism is likely to make real disarmament progress harder, not easier, by poisoning and undermining the cooperative dialogue the world needs if we are all able to ameliorate the global and regional conditions that stand in the way of progress toward worldwide nuclear weapons elimination.
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                    As I pointed out last year, what the “Ban” Treaty 
    
  
  
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     do, however, is make the world a more dangerous and unstable place by delegitimizing the “extended deterrence” alliance relationships that underpin regional security in Europe and in the Indo-Pacific. This would not only make further disarmament progress much less likely, of course, but in fact undermine stability and increase the risk of escalating conflict involving existing weapons possessors. By damaging deterrent relationships that have for decades reduced the incentives some states have felt to pursue their own indigenous nuclear weapons programs, moreover, the TPNW could result in an 
    
  
  
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     in the number of states possessing or seeking to acquire nuclear weapons.
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                    Nor would the international community necessarily be able to rely upon the well-established, tried and true institutions of the NPT and the broader global nonproliferation regime to control the pernicious nuclear dynamics that could be set in motion by the TPNW, for the “Ban” works at cross-purposes to these nonproliferation institutions. As I noted earlier, the TPNW deliberately ignores – and backs away from – decades of progress in making the Additional Protocol into the global safeguards standard by reifying the outdated verification system of the INFCIRC/153 IAEA comprehensive safeguards agreement. TPNW proponents have claimed that the “Ban” does not interfere with the NPT, but the TPNW explicitly provides that between parties to the treaty 
    
  
  
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     takes precedence over pre-existing international agreements to the extent they contain inconsistent obligations. And, despite solemn promises to the contrary from “Ban” supporters, TPNW debates are already beginning to intrude upon and poison discourse within multilateral fora such as the NPT review process and the IAEA Board of Governors and General Conference.
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                    As a result, despite the good intentions of most of its supporters, the “Ban” effort is obviously a misguided and counterproductive one. It is a triumph of moralistic virtue-signaling over good sense and the pragmatic hard work needed to advance its stated goals. Instead, it is likely to make the world more dangerous, more unstable, and more persistently and pervasively nuclear armed than before. Rather than belabor these points about the TPNW’s potential impact in undermining international peace and security and impeding disarmament progress, however, I would like to focus attention today on the ways in which the “Ban” is likely to threaten the interests of any state that accedes to it.
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  II. TPNW PARTIES ENDANGER THEIR OWN SECURITY

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                    Supporters of the “Ban” effort seem to be struggling a bit to persuade states that it would really be in their interest to sign up, and while they may still eventually get enough accessions to meet the requirements TPNW’s entry-into-force provisions, a number of countries seem to be gradually waking up to the potential real-world costs and risks of joining. This is not surprising, however, for these side-effects could be very real: make no mistake, states that accede to the TPNW could inadvertently do themselves harm.
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                    In saying this I do 
    
  
  
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     simply refer to the bizarre withdrawal provision of the TPNW, which would penalize – perhaps dramatically, or even existentially – any state that joins the treaty, insofar as it explicitly prevents the effective withdrawal of such a state so long as it is a party to an armed conflict. This rule not only purports on its face to impede withdrawal precisely when such withdrawal might be most desperately necessary, but it could also serve to encourage foreign aggressors to 
    
  
  
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     armed conflicts precisely in an attempt to trigger provisions prohibiting their victims’ withdrawal. That is, to say the least, an extremely perverse incentive.
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                    But when I refer to the harm states could do to themselves by joining the TPNW, I mostly refer to more immediately practical dangers. One of these dangers to TPNW States Party becomes apparent, ironically, in the very activism of “Ban” supporters in the civil society arena, who make no secret of their intention to develop and implement boycott, divestiture, and sanctions — or BDS — pressures against anyone associated with nuclear deterrence. Any country that joins the TPNW would be required to enshrine the purported illegality of nuclear weapons in its own national law by taking “legal, administrative, and other measures, including the imposition of penal sanctions, to prevent and suppress any activity” prohibited under the Treaty. Such countries therefore can presumably expect to face – or even to facilitate – a blizzard of political and legal assaults in an effort to enjoin any defense- or security-related governmental, business, or commercial engagement with any nuclear weapon possessor state, or any other country associated with such a state through an alliance relationship.
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                    Any official from a potential TPNW State who doubts the degree to which “Ban” activists plan to use BDS pressures and civil litigation to make life miserable for anyone who engages with the global network of nuclear-related security relationships should just 
    
  
  
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     those activists. It’s been quite enlightening for me, for instance, to hear directly from civil society disarmament activists themselves about how they expect to use BDS tools to punish anyone associated in any fashion with nuclear deterrence or any of its practitioners. In effect, it seems to be the objective of “Ban” crusaders to force countries and private sector entities to make a stark choice: either (a) wall themselves off completely from defense or security-related engagement — and even many commercial dealings — with any nuclear weapons possessor or “umbrella” alliance state, or (b) face a future of endless political and litigious civil society harassment.
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                    The activists are betting that this pressure campaign will drive countries away from nuclear weapons. In a dangerous and complex world in which revisionist powers on the Eurasian landmass have returned to the use of military force for territorial self-aggrandizement, however — and a world, also, in which norms against some forms of weapons of mass destruction use are under assault, multiple countries possess clandestine chemical weapons programs, and global nonproliferation institutions are under stress — I wonder whether the effect will instead be to make real-world national decision-makers 
    
  
  
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     wary of entanglement with the TPNW. Accordingly, I would invite officials from any state considering TPNW signature or ratification to think these things through rather carefully.
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                    I would imagine, moreover, that the BDS dynamic could conceivably work both ways. That is, if the TPNW turns out to have the pernicious effects that I believe it might, countries that depend upon nuclear alliance relationships to preserve their national security against foreign aggression might come to consider it not just a misguided effort but perhaps also an 
    
  
  
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     act for another country to associate itself with — and lend its support to — a legal instrument that creates such problems for international peace and security and for their own national security.
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                    Making matters worse, one should also remember that the methods of civil society activism by which TPNW activists are trying to build support for the “Ban” are methods that, almost by definition, only have any hope of changing official policies toward nuclear weapons in free, democratic states. Nuclear weapons possessors that lack a free press and use draconian tools of political oppression to suppress any disfavored political activism in civil society are, for all practical purposes, immune to such pressures.
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                    The asymmetric impact of “Ban” activism upon free, democratic states suggests the disturbing conclusion that to the extent that the TPNW effort were to actually 
    
  
  
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    in goading any countries to abandon reliance upon nuclear weaponry, it risks creating a dynamic of 
    
  
  
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     unilateral nuclear disarmament by the world’s democracies vis-a-vis nuclear-armed authoritarian states such as Russia and China. I certainly hope that no one associated with the “Ban” movement actually 
    
  
  
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     their crusade to function as an enabler for authoritarian revisionism in Europe or Asia, but it’s possible their work could have that result nonetheless. This is another reason that states might want to think twice before acceding to the TPNW.
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  III. CONCLUSION: THERE IS A BETTER WAY

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                    For all of these reasons, therefore, the TPNW is clearly a colossal mistake — one that illustrates, once again, how good intentions and enthusiasm, even in the best of causes, can sometimes produce very perverse and problematic outcomes. If we really want to make the world a genuinely safer and saner place, and bring about the verified and sustainable elimination of nuclear weaponry, we all need to do rather better than that.
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                    And, fortunately, there 
    
  
  
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     a better way. Clearly, too many people have placed too much trust in magical thinking about how the nuclear weapons challenges of our age can be made to go away by a piece of paper. Inspired by the commonsense insight that real-world choices about nuclear disarmament — and the complex array of security and conflict management issues associated with such questions — will depend hugely upon the nature of and trends in the actual geopolitical 
    
  
  
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     that countries face in the world, however, other people are thankfully working to develop concrete ways to 
    
  
  
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     those conditions in ways that will facilitate further disarmament progress.
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                    All of these efforts are, in important ways, disarmament efforts, for they contribute to changing actual security conditions in the real world in ways that are likely to facilitate future progress on disarmament. As “effective measures” for facilitating nuclear disarmament, all of these efforts contribute to the fulfilment of the disarmament objectives described in the NPT and the obligations set forth in its Article VI. All of them, together, are in effect thus part of a broad and growing collective endeavor that offers a far more serious, thoughtful, and indeed 
    
  
  
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     way forward than does the confused and counterproductive TPNW.
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                    These efforts have nothing to do with creating artificial 
    
  
  
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     to impede disarmament movement, as some have charged. Rather, they seek to bring about conditions in which disarmament movement can 
    
  
  
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    . This is about working with partners around the world in an effort to create conditions ever more conducive to disarmament progress. And for anyone who is really serious about pursuing effective measures to facilitate such progress, 
    
  
  
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     is where it’s really at.
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                    Accordingly, I hope countries around the world can put aside their well-intentioned but misguided enthusiasms for the ineffective and potentially gravely counterproductive “Ban” effort and join with the rest of us to advance this pragmatic, conditions-focused program. We owe it to our children and our grandchildren to take these issues seriously, and to approach them soberly. There is really important work we can do together, and I urge all of you to support us in this great endeavor.
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                    Thank you.
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    -- Christopher Ford
  

  
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    https://carnegieendowment.org/2017/08/22/briefing-on-nuclear-ban-treaty-by-nsc-senior-director-christopher-ford-event-5675
  

  
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      <pubDate>Tue, 30 Oct 2018 23:12:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2290</guid>
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      <title>Why China Technology-Transfer Threats Matter</title>
      <link>http://www.newparadigmsforum.com/p2279</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at the U.S. Naval Academy on October 24, 2018.  These remarks may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.

Good evening, and thank you for inviting me. I’ve been out of uniform for a while – having gotten out of [...]</description>
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      Below are the remarks Assistant Secretary Ford delivered at the U.S. Naval Academy on October 24, 2018.  These remarks may also be found on the 
      
    
      
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       of the U.S. State Department's Bureau of International Security and Nonproliferation.
    
  
    
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                    Good evening, and thank you for inviting me. I’ve been out of uniform for a while – having gotten out of the Reserves as an O-4 nearly 10 years ago now – but this former naval intelligence officer is especially pleased to see all of you midshipmen in the audience tonight, serving our great nation here at the U.S. Naval Academy.
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                    I’d like to speak a bit tonight on a theme that has received increasing attention in the State Department. As I outlined in remarks to the Foreign Policy Association in New York last summer, after too long a period in which the United States did not take great-power competition seriously enough – while the revisionist powers of China and Russia most certainly did – the United States is finally now intently focused upon this challenge. The new U.S. National Security Strategy calls out “the contest for power” as a “central continuity in history,” and warns of challengers that “are actively competing against the United States and our allies and partners.” In our new National Defense Strategy, we highlight that “[t]he central challenge to U.S. prosperity and security” today is “the reemergence of long-term, strategic competition,” and that “[b]oth revisionist powers and rogue regimes are competing [with the United States] across all dimensions of power.”
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                    In the Bureau of International Security and Nonproliferation (ISN) at State, we are working hard to improve the United States’ response to the threats identified in those pivotal documents. We do this first and foremost by helping keep dangerous capabilities out of the hands of rogue regimes and terrorists, through preventing, detecting, and rolling back the proliferation of weapons of mass destruction, delivery systems, and advanced conventional weapons. That is our core mission.
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                    As I emphasized to a Senate Committee in August, however, my bureau also contributes to the development and implementation of U.S. competitive strategy against the “near-peer” state adversaries of China and Russia. One way we do this is through implementation of sanctions to reduce the revenue streams the Kremlin gets from foreign arms sales and to undermine the destabilizing relationships that Russia builds through such sales. But another way we support U.S. competitive strategy is by implementing and improving controls on transfers of technology, to keep flows of sensitive technology and material from helping build up the military capabilities that near-peer adversaries feel themselves to need in order to advance their interests as they perceive them.
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                    In this latter respect, for example, we review U.S. export licenses for nonproliferation concerns, we chair the four key interagency interdiction groups devoted to impeding progress in foreign threat programs and disrupting proliferation networks worldwide, and we coordinate U.S. relations with multilateral export control regimes. We also implement capacity-building programs with foreign partner states, and we undertake nonstop global counterproliferation diplomacy through which we build support for and share “best practices” in sanctions enforcement and interdiction.
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                    As part of this effort, ISN is placing increasing emphasis upon raising awareness about, and putting up barriers to, the proliferation of sensitive technologies to the People’s Republic of China – technologies which Beijing has been using to build up its military capabilities in support of its ambitious “China Dream” of “national rejuvenation” to regain China’s position as a world leader in a range of fields, including military might. Beginning last July at the Los Alamos National Laboratory, we have been publicly drawing attention to the degree to which both licit and illicit transfers have been used to augment Chinese military power, as authorities in Beijing have – in a process known in Chinese strategic writings as “Military-Civilian Fusion” (MCF), and now personally overseen by Xi Jinping himself – systematically worked to routinize military application of know-how acquired abroad.
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                    In several public addresses now, I have drawn attention to these China technology-transfer problems, and to the challenge presented by MCF to traditional ways of approaching export control and technology-transfer policy. What I have had less chance to do so far, however, is to draw a clearer picture of exactly why this all matters so very much. But it does matter – and I’m glad for the chance to shed a bit more light tonight on what China aims to 
    
  
  
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     with all the sensitive technologies it has been acquiring for so long, by means both fair and foul, from the United States and other developed countries.
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                    The arc of this story begins, for many Chinese Communist Party (CCP) officials, with a potent national narrative that revolves around the righting of historical wrongs. When Chinese officials speak of the “China Dream” – a phrase particularly associated with Xi Jinping, but which draws upon longstanding themes in literature and culture – they envision the achievement of a China that has “returned” to a degree of global power and status that it believes it historically held, and that it has longed to re-establish ever since Western colonial powers bested the Qing Dynasty with embarrassing ease in the military conflicts of the 1840s and later in the 19th century.
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                    To right the historical wrong of China’s loss of historical status as the “Middle Kingdom” at the perceived center of human civilization, CCP officials have declared that a critical component of the “China Dream” is the “Strong Military Dream.” This “Strong Military Dream” seeks to bring about China’s development of a world-class military that can ensure China’s dominant position in Asia, give it a global power footprint, and allow Beijing to ensure conditions favorable to the country’s continued economic climb. Chinese strategists explain that under the “Strong Military Dream,” China aims to have the military capabilities of a global power.
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                    Indeed, with remarkable candor, Chinese leaders of no lesser a stature than Xi Jinping himself have made clear that the Communist Chinese Party-State now sees itself as the paladin of a distinct ideology — a socio-political “operating system,” if you will, characterized by market-oriented state capitalism steered by an authoritarian Leninist party organization — that is in a long-term struggle with democratic capitalism as the dominant model for the 21st-Century. At the 19th Party Congress, Xi Jinping famously declared that China’s emergence as a great power demonstrates a new path and governance model for modernization. What is less well known, however, is the degree to which he envisions this China model as a model of 
    
  
  
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     power and dominance as well. Nevertheless, at the Third Plenum of the 12th National People’s Congress in 2015, Xi Jinping was quite clear about this. There, he described the “new round of scientific and technological industry revolution and the new revolution in military affairs” as being not merely intertwined with, but as being 
    
  
  
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     “the struggle for national security and development dominance” in “the competition between development concepts.”
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                    Open talk of a so-called “China model” of development that began to be much more prevalent in Chinese writings after the 2008 financial crash has thus now explicitly blossomed under Xi Jinping into a full-blown concept of competition between systems to decide the geopolitical future of the world. I guess you could call Xi’s approach “Cold War with Chinese characteristics.”
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                    So China’s ambitions are huge. Chinese strategic writings make clear that the objective of the CCP’s strategy is not merely to acquire power and influence for China on the world stage, but in fact to 
    
  
  
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     U.S. power and influence so as to reclaim the central geopolitical status and role of which China believes it was robbed by Western imperialism.
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                    And that’s where the imperative of acquiring foreign technology comes into the picture, for many Chinese strategists have viewed the collapse of the once-mighty Qing Dynasty as being a result of China having fallen behind in technological innovation and military capabilities. Even the Qing itself had tried to fix this problem, but these efforts were unavailing, and China struggled unhappily along with a reputation for technological backwardness for generations.
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                    The acquisition of foreign technology and its adaptation to Chinese needs has been a constant ambition throughout most of this long story, but it is really only with the country’s so-called “opening” to the world in the 1980s that Beijing’s push for foreign technology as a stepping stone to military advancement really began to take off. This agenda received an additional push in the mid-1990s, when Beijing found itself unable to respond when the United States sailed two aircraft carrier battle groups off Taiwan in 1996, to protect that island from Chinese efforts to intimidate it with ballistic missile launches after Taiwan announced in 1995 that it would hold its first free presidential elections. The high-technology prowess of U.S. forces against Soviet-modeled armies of Saddam Hussein in 1991, and the willingness of the United States and NATO to fight local wars against vicious, human rights-abusing dictators during this period added to Beijing’s concerns.
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                    Since the late 1990s, a focus on science and technology (S&amp;amp;T) development has been central to Chinese military strategy – which has stressed the imperative of developing military capabilities to deter U.S. intervention in regional wars China might find itself fighting, raise the potential costs for Washington in any such conflict, preclude the U.S. Navy and other American forces from operating near China’s border, and, if necessary, defeat the United States. To this end, China engaged in a massive S&amp;amp;T development effort, focused upon getting the high-technology weapons that it was assumed would shape the nature of warfare in the 21st Century.
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                    By 2009, this effort within the S&amp;amp;T sector had evolved into an even more ambitious, whole-of-nation, national-level strategy to “fuse” the Chinese military and civilian industrial complexes, from top to bottom. This is “Military-Civilian Fusion.” Driving this enormous effort is an acute Chinese perception that their country’s 19th Century downfall resulted from falling behind along the technology and doctrinal curves that defined the “revolutions in military affairs” (RMA) that dominated and shaped warfare across the 20th century. These past RMAs included the mechanization of warfare which integrated aviation, armor, and mobile communication capabilities in World War II, as well as what Chinese writings would eventually call the “informationization” of warfare following from the wars of the 1990s – characterized by the total integration of the battle space through modern communications and computing capabilities, and even an ability to win wars without putting any “boots on the ground” at all, as was demonstrated by NATO in the Kosovo campaign.
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                    China is determined not to be left behind in the 
    
  
  
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    RMA, which Chinese officials believe to be already underway. According to Xi Jinping, a new scientific and technological industrial revolution is now in progress, and the new Revolution in Military Affairs will be intertwined with this S&amp;amp;T revolution. Specifically, it is felt that this next RMA will derive from the incorporation of artificial intelligence (AI) into military systems and doctrines of all sorts, with the nature of future warfare being shaped – and, implicitly, the outcome of future conflicts being decided – on the basis of the balance of what Chinese authors term “intelligent military technology.”
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                    As set forth in plans for deep partnerships between universities, private companies, and the Chinese armed forces, military applications of AI are expected to change the nature of warfare from today’s “informationized” ways of fighting to more profoundly “intelligentized” methods in the future. Following Xi’s October 19th Party Congress Speech, the Chinese military began to conceptualize the kind of war that will flow from the military applications of artificial intelligence and have called it “Intelligent Warfare.” Much of the technology and warfighting concepts resident within Intelligent Warfare are not original, but instead, mirror the technologies the Chinese military believes to be part of the United States Third Offset, and the related emerging U.S. approach to war being conceptualized in China as “Multi-Domain Warfare.” No matter what it’s called, Chinese theorists expect that future patterns of geopolitical dominance and submission will depend on which nation is able to take the lead in this new form of warfare.
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                    If China succeeds in mastering the technologies of Intelligence Warfare, as it clearly hopes to do, merely “catching up” to foreign military power would become a thing of the past, and Chinese military efforts would no longer need to focus – as they have since the mid-1990s – upon “asymmetric” tools designed to offset overwhelming U.S. conventional military advantages with what is described as “assassin’s mace” weaponry. Simply put, China aims to 
    
  
  
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     the next RMA, and to reap the geopolitical benefits accordingly, by exploiting cutting-edge civilian technology – much as industrial production and steam power allowed for Europe when the Qing met its match in the 19th Century, as mechanization did for the great powers of the mid- 20th Century, and as communications technology facilitated the net-centric warfighting exhibited by the United States after the end of the Cold War. This is the CCP’s blueprint for China’s global “return” to military preeminence.
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                    And that’s why the strategy of “Military-Civilian Fusion” is so important to Chinese strategy – and why, of course, 
    
  
  
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     need to wake up to the implications of MCF and Chinese technology-transfer efforts that target our own technological strengths. Beijing’s efforts are being undertaken not simply for the sake of profit and economic competitiveness, but also in order to equip China to lead the world in the next RMA, so that it will finally have the power needed to achieve the so-called “China Dream” of global power and status.
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                    But I don’t want to single out Artificial Intelligence alone, for Chinese sources see this push as involving a range of related disciplines. China has identified many sectors for MCF development, including nuclear technology, aerospace, aviation, semiconductors, cloud computing, robotics, and big data processing technology – among others – that it thinks will be critical to the new RMA. Some components of this effort, such as semiconductors, cloud computing, and big data, will be needed to develop the AI that Chinese officials believe will shape and define the future battlespace. Fields such as nuclear, aerospace, aviation and shipbuilding technologies are sectors in which AI is expected to be 
    
  
  
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     in order to provide the actual combat capabilities China aims to field in the future. One way or the other, however, this aspect of Chinese strategy keeps coming back to one thing: seeking technology in order to build military power with strategic impact.
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                    As merely one example, the Ministry of Information and Industry Technology – a lead agency in implementing MCF – has declared that control of the oceans has become critical to Chinese sovereignty and security, and that the adoption of a “Military-Civilian Fusion” approach in this area can help China “break[] the strategic dilemma” it faces in the maritime domain. In effect, therefore, MCF is seen as the key to equipping China to be able to stymie and if necessary defeat the U.S. Navy and use its own forces to secure global access to the resources it wants for its thirsty economy.
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                    And lest you think that this is just about technology for weapons systems themselves, Chinese writings explain that advances in nuclear reactor technology will permit the deployment of floating nuclear power plants in the South China Sea. They describe plans for small modular reactors that could power the military bases or vessels needed to exclude foreign powers and thereby consolidate China’s seizure of that area from other regional claimants, maintaining it as a Chinese maritime enclave carved out by force from international waters. More broadly, Chinese writings also explain that technologies made available to the military through the MCF strategy will drive the advances in naval nuclear propulsion (
    
  
  
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    , submarines powered by a nuclear reactor), unmanned aerial vehicles, swarming drones, and unmanned ships and submersibles that Beijing feels it needs in order to have a “blue water” navy capable of operating not just in China’s neighborhood but indeed around the globe.
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                    As Chinese writings explain, the nuclear industry is a “typical military civilian fusion” sector because of the technological commonalities between civilian and naval nuclear power applications. For this reason, China’s largest nuclear technology company – China National Nuclear Corporation (CNNC) – signed a cooperative agreement last summer with the Chinese Navy specifically in order jointly to advance military-civilian fusion. If the rest of the world needed any additional warning that, irrespective of any end-use promises that may have been given, foreign technological cooperation with Chinese companies such as CNNC is 
    
  
  
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     cooperation with the People’s Liberation Army Navy (PLAN) and its nuclear propulsion programs for such things as ballistic missile submarines, South China Sea maritime bases, and even nuclear powered unmanned submarines, this is that warning.
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                    None of this, of course, is to guarantee that China will 
    
  
  
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     in leveraging all the technologies it acquires into a new “revolution in military affairs” that will permit Beijing to win for itself, 
    
  
  
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    , the type of geopolitically game-changing technological first-mover advantages that the Royal Navy enjoyed against the Qing in the Opium Wars. For one thing, there might not turn out to be so much of an RMA after all. For another, if there 
    
  
  
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     an RMA, China might not succeed in seizing these commanding heights for itself. I, for one, am confident that our model of an open and democratic society, bolstered by a free market and educational and research institutions operating free of political interference – with the government playing an appropriately modest role – will help us continue 
    
  
  
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     long tradition of innovation and creativity in both civilian and military science and technology, and can allow us to keep ahead of China’s MCF efforts in the years to come.
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                    What is clear, however, is that China is today engaged in a state-led, industrial-policy-based, whole-of-nation competitive strategy that revolves in crucial ways around the acquisition of sensitive foreign technologies by any, and every, possible means. This effort takes advantage of open economies to attempt to ensure China’s ability to rely on itself as a source of critical technologies. Ironically, this goal of self-reliance runs precisely counter to the globalization narrative China’s senior most leaders claim to support. And all of these dynamics in turn raise serious questions about China’s strategic intentions – especially in light of China’s own strategic writings about how it is acquiring and diverting such technologies to military applications in support of a geopolitical agenda that challenges U.S. power and influence in the Indo-Pacific region.
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                    Please don’t misunderstand. This is not an argument for a crude embargo. As our National Security Strategy states: We should remember that “[c]ompetition does not always mean hostility,” nor does it have to. Our goal is not to “contain” China or thwart its development, and we do not want another “cold war.” As the President has made clear, we want a constructive relationship with Beijing where our prosperity and security grow together, not apart. Given the important linkages between U.S. high technology sectors and our own defense capabilities and industrial base, and the economic and strategic advantages being the world’s leading open economy, it is also in the U.S. national security interest for our technology exports to be strong and competitive.
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                    But we do need to understand China’s technology strategy, and its military and potential strategic implications. I hope I have made the point that if we – and by that I mean not just the United States but 
    
  
  
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     foreign possessor of sensitive technology – are to continue engagement with the Chinese military-technological complex in its state of “fusion” with China’s civilian sector, this must be done only with due care, and in full awareness of the ambition of China’s MCF strategy and its geopolitical goals.
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                    This is, for instance, what the United States has just announced that it is doing with regard to civil-nuclear cooperation. We are not stopping all nuclear technology cooperation with Beijing, but we are ending cooperation on advanced projects such as small modular reactors or other advanced designs that China could use — and clearly 
    
  
  
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     to use — not merely for civilian power generation but to facilitate advances in ballistic missile submarine propulsion, or to power military outposts seized by force in the South China Sea. Where once we cooperated all too uncritically with Beijing in civil nuclear power applications, we are now doing so much more cautiously, and will deny licenses for anything that China could use for military purposes under its MCF strategy.
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                    Others should follow us in such long-overdue policy adjustments. As I have now repeatedly pointed out publicly, if any sensitive technology is accessible to China, and officials there believe it can be of use to the country’s military and national security complex as Beijing prepares itself to challenge the United States for global leadership, it’s a pretty safe bet that it 
    
  
  
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     be used for those purposes. And now that I have tried to shed some more light on the real geopolitical stakes in this game – and the starkness of the technology-facilitated military ambitions that underlie the MCF approach – I hope you’ll agree that it is exceedingly important that we find the right degree of care and caution in any such engagements.
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                    At the same time, however, I remain optimistic as I look out across this room of midshipmen and faculty. After all, this Academy ranks among our nation’s top science, technology, engineering, and mathematics schools – making it an important part of how our nation will meet these challenges in the years ahead. So in your naval careers, or eventually as civilians, I encourage all of you to dedicate yourselves to playing a part in maintaining our nation’s technological edge, in keeping our country’s strategies and policies focused upon understanding and meeting national security threats, and in securing for your children and their children the many blessings that we ourselves have all enjoyed from the freedom and prosperity so long secured by United States power, commitment, and engagement in the world.
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                    Thank you for listening. And … Go Navy!
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 25 Oct 2018 04:58:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2279</guid>
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      <title>The Challenge and the Potential of U.S.-Russian Nonproliferation Cooperation</title>
      <link>http://www.newparadigmsforum.com/p2273</link>
      <description>Note:
Below are Assistant Secretary Ford's remarks to the International Advisory Council Meeting at the James Martin Center for Nonproliferation Studies in Washington, DC, on October 22, 2018.  Russian Ambassador to the United States Anatoly Antonov was his fellow panelist.  These remarks may also be found on the website of the U.S. State Department's Bureau of International Security [...]</description>
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      Below are Assistant Secretary Ford's remarks to the 
    
  
    
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      22, 2018.  Russian Ambassador to the United States Anatoly Antonov was his fellow panelist.  
      
    
      
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        These remarks may also be found on the 
        
      
        
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         of the U.S. State Department's Bureau of International Security and Nonproliferation.
      
    
      
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                    Good morning, everyone.
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                    The last time Ambassador Antonov and I attended an event together, it was in Washington last June, for the Depositary-led conference the State Department sponsored on the 50th anniversary of the signing of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT). In my remarks at that conference, I took listeners through a bit of the history of the NPT’s negotiation and the lessons it can offer us today.
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  I. Lessons for Cooperation from NPT History

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                    I stressed the importance of remembering how the NPT provides security benefits for all States Party — especially non-nuclear weapon states — by providing assurances against weaponization by one’s neighbors or regional rivals. I also stressed the lessons we can learn from the NPT’s negotiation about the importance of prudence and pragmatism in multilateral nuclear diplomacy, including the wisdom of not overreaching by making the unachievable “perfect” into an objective that precludes actually achieving an available good result.
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                    For present purposes, however, I think the most important lesson to learn from the story of how we got the NPT in the first place — and the global nonproliferation regime that has been built up around it — was the example set by how the United States and the USSR were able to work together in negotiating the Treaty. Despite it being a very challenging time in the middle of the Cold War, Washington and Moscow were able to compartmentalize their differences in order to work together out of a shared strategic interest in preventing nuclear proliferation.
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                    I argued that this willingness – despite poisonous differences and fiercely competitive global postures – to come together to help save the world from the dangers of instability, conflict, and nuclear war that would result from proliferation, should be a lesson for us today.
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                    That’s why I’m so pleased to be able to attend this event today, which is dedicated to exploring the possibilities for future U.S.-Russian cooperation in the nonproliferation arena. For my part, I am convinced that shared interests remain, and that such cooperation is still possible.
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  II. Challenges to Cooperation

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                    But I think it is also important to be honest and clear about the challenges that exist to nonproliferation cooperation. Some of these challenges relate to big and obvious things such as the range of malign activities in which Russia has engaged in recent years — destabilizing and invading its neighbors in 2008 and 2014, conducting routine exercises that play-act targeting nuclear weapons against NATO countries, violating arms control treaties, and meddling in elections in both the United States and European countries. These clearly make it harder, both politically and practically, to engage in cooperative endeavors of other sorts.
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                    I don’t want to emphasize those broader problems too much, however, because the example of the NPT itself suggests that cooperation in support of shared interests on nonproliferation is possible even while other aspects of our relationship remain problematic.
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                    More troubling to me, from the perspective of pursuing cooperation in the nonproliferation arena, is the degree to which Russia’s malign behavior has now come to manifest itself, not just in other areas that could conceivably be compartmented off from nonproliferation, but in fact 
    
  
  
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     as well. As you can imagine, this makes it much more difficult to imagine Russia as a potential partner. Nevertheless, Russia’s nonproliferation record is not entirely bad — and the areas where things have been working can perhaps point us toward a more constructively cooperative future together. Let me offer some examples.
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  A. PROBLEM AREAS

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  (1) Nuclear Safeguards

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                    Let’s start with the problem areas. At the International Atomic Energy Agency (IAEA), Russia has made it a diplomatic objective to undermine support for the IAEA’s “State Level Concept” (SLC) for effectively implementing the safeguards agreements that are negotiated between NPT States Party and the IAEA and are intended to cover all nuclear material in peaceful use in the state, as required by Article III of the Treaty. Most recently, for instance, Russia tried to block the expanded use of the SLC by introducing a competing safeguards resolution at the IAEA General Conference.
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                    Russian diplomats have also worked to undermine the IAEA’s long-established ability to consider and professionally evaluate all available relevant information in conducting safeguards work — trying, in effect, to prevent the IAEA from taking action based on information it did not itself directly acquire through safeguards declarations and its own verification activities. We know from experience that the IAEA cannot – and must not – ignore credible information indicating the possible existence of undeclared nuclear material or activities. If successful, this campaign against the SLC and sound safeguards analytics would blind and hobble safeguards implementation around the world and undercut decades of progress in strengthening nuclear safeguards, and damage the nonproliferation regime. So far, other IAEA Members have remained strong in resisting Russia’s campaign against effective nuclear safeguards, but Russia has not relented.
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                    Russia, unfortunately, has also sometimes worked to undermine IAEA investigative authorities in Iran. This manifested itself last year, for example, in a Russian effort to redefine and downgrade IAEA investigative authorities under the Joint Comprehensive Plan of Action (JCPOA) — in effect, to erase from that agreement both the IAEA’s responsibility under the JCPOA’s “Section T” to monitor against Iran’s resumption of nuclear weaponization and the site-access authorities given by the JCPOA’s “Section Q.” Thankfully, this effort was rebuffed, with the IAEA Secretariat and most member States remaining committed to the integrity of the IAEA’s work and authorities. But it was a disturbing episode that may bode ill for the future.
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  (2) Chemical Weapons Accountability

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                    As for chemical weapons, I won’t belabor here the history of Moscow’s continuing efforts to shelter the Syrian regime of Bashar al-Assad from accountability for the chemical weapons atrocities it has committed. Russia has engaged in a disinformation campaign to obscure responsibility for Syrian abuses. More troublingly still, it has also acted to immunize Syria against responsibility for its use of chemical weapons in concrete ways — thus becoming an enabler for the regime’s barbarism and continuing erosion of global norms against chemical weapons possession and use.
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                    As most of you will remember, it was Russia that involved itself in defusing international horror and anger when Syria first began using nerve agent in its civil war several years ago, stepping in to facilitate Syria’s accession to the Chemical Weapons Convention (CWC) and the destruction of Syria’s chemical weapons stockpile under supervision of the Organization for the Prohibition of Chemical Weapons (OPCW). In retrospect, however, it is tragically clear that this Russian-facilitated “solution” was little more than a way to protect Syria from a serious accounting and meaningful accountability.
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     its clandestine chemical weapons program going, and was soon back in the business of using these weapons on its own people, including the same nerve agent it had employed earlier. And Russia has continued to protect its ally from consequences after the Joint Investigative Mechanism confirmed that Syria was responsible for use of chemical weapons on four separate occasions. Moscow also fought fiercely to oppose efforts at the OPCW to establish new authorities — in the wake of the Joint Investigative Mechanism’s demise — to assess attribution of chemical weapons use. And Russia continues to oppose the work of the U.N. Secretary General’s mechanism for investigating chemical and biological weapons use. None of this, certainly, is what one would ordinarily expect of a country particularly serious about nonproliferation.
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  (3) Chemical Weapons Use

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                    And that’s not even counting Russia’s 
    
  
  
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     use of chemical weapons — specifically, in an attempt to assassinate Sergei Skripal and his daughter in March — for which the United States recently imposed sanctions against Russia, and the European Union may also target as part of a new sanctions mechanism.
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                    To be sure, both the United States and Russia have declared Cold War-era stocks of chemical weaponry to the OPCW, and worked hard for years to destroy them. Russia finished destroying what it declared to the OPCW with substantial help from the United States and our EU partners. But the U.S. government has had longstanding concerns about the completeness of Russia’s declarations, and recent events made it clear that this is not just an accounting problem. The United States expressed concern about Russia’s potential military stockpiling of fentanyl following its use in the Dubrovka Theater 15 years ago. More disturbing in the Skripal case, Russia’s attack demonstrates that Russia possesses novel nerve agents, colloquially known as “novichoks,” designed to be more lethal and less detectable than traditional ones such as the sarin used in Syria. This is troubling indeed and why the United States certifies that Russia is in non-compliance with its obligations under the Chemical Weapons Convention.
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  B. MIXED RECORDS

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  (1) Biological Weapons

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                    With regard to biological weapons, Russia’s record is also poor, but not nearly as confrontational. On the one hand, Moscow still engages in wild and baseless accusations about United States bioweapons activity, and it dismisses all requests for accountability for, or clarity about the current status of, its own prior biological weapons program — the existence of which President Boris Yeltsin admitted in 1992, and that defectors have confirmed, but that Yeltsin’s successors have gone back to denying. On the other hand, Russia was helpful in 2017 in working with us and the United Kingdom to get the Biological and Toxin Weapons Convention process back on track.
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  (2) Nuclear Energy

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                    When it comes to nuclear energy cooperation, Russia’s record is also mixed. On the one hand, modern Russia thankfully no longer does what the Soviet Union did in using nuclear energy cooperation as a cover for providing facilities, technological assistance, and training — and very nearly a prototype nuclear weapon — to the nuclear weapons program of Maoist China in the 1950s. On the other hand, Russia is consistently willing to deviate downward from global nonproliferation “best practices” in order to make money and develop strategic relationships from the massively state-subsidized export of nuclear power technology. The Kremlin uses the civil nuclear sector to advance its own foreign policy and security aims, with nonproliferation goals a distant afterthought.
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                    By not insisting upon sound nonproliferation practices as a condition for such supply, Russia has been encouraging a “race to the bottom” in terms of the nonproliferation requirements. Unlike the United States, Moscow does not require that countries it supplies with nuclear reactors, equipment, and fuel have in force an IAEA Additional Protocol to help reassure the international community against the presence of undeclared and illicit nuclear activities. Nor does Russia observe OECD financing guidelines for nuclear power plants, or ask for all of the nonproliferation protections that the U.S. requires in all nuclear cooperation agreements with other countries. The Nuclear Suppliers Group was established so that suppliers would adopt high nonproliferation standards and would not use lax requirements for commercial advantage. Russia is, unfortunately, not the only global nuclear supplier to use proliferation irresponsibility as a marketing tool, but there is clearly much room for improvement here.
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  (3) Nuclear Security

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                    In nuclear security, Russia’s track record is also mixed. On the one hand, the world was horrified by the Kremlin’s use of radioactive material Polonium-210 to assassinate Alexander Litvinenko in London in 2006. In response to the UK’s inclusion of information about that poisoning in the IAEA’s Incident and Trafficking Database (ITDB), Russia compounded the damage by trying to undermine the legitimacy and credibility of that database. This is worrying, for the ITDB is the only international mechanism for tracking State-confirmed incidents and facilitating information-sharing on radioactive or nuclear material that has fallen out of regulatory control, and its operation is a significant contribution to maintaining security standards and preventing nuclear terrorism worldwide.
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                    So that is clearly a problem, and not the sort of thing one would expect from a good nonproliferation partner. It was also disappointing that after many years of good cooperative work together — during which U.S. “Nunn-Lugar” Cooperative Threat Reduction program dedicated many resources to improve nuclear security practices of the former Soviet Union — Russia decided in 2013 not to extend this project that had made the world much safer.
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                    On the other hand, Russia’s cooperative track record is good when it comes to things such as implementing the 1997 U.S.-Russia Plutonium Production Reactor Agreement (PPRA), which required the permanent shutdown of 13 Russian and 14 U.S. production reactors from the Cold War era. The PPRA mandates annual inspections of each side’s shutdown reactors and inspections of the safe and secure storage of the more than 10 tons of weapon-grade plutonium produced by the last three Russian PPRA reactors prior to their shutdown under the agreement.
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                    So that is clearly a success story, although we should not forget that U.S. funding played a pivotal role in providing the replacement heat and electricity that facilitated the last three of those reactor shutdowns in Siberia more than a decade ago. Joint U.S. and Russian implementation of the 2004 Russian Research Reactor Spent Fuel Return Agreement has also been highly successful, resulting in the removal and blend-down of more than two tons of Russian highly enriched uranium (HEU) from 16 countries — 12 of which are now considered “HEU-free” as a result. Russia has been a good partner in that effort, and the agreement was extended for 10 more years in 2013, to continue this important HEU minimization effort for the handful of remaining countries still holding Russian-origin HEU.
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                    Another success is the Global Initiative to Combat Nuclear Terrorism (GICNT), which the United States and Russia jointly established more than a decade ago, and of which we have served as co-chairs ever since. Under these auspices, Russia routinely sends experts to engage in GICNT events promoting “best practices” and sharing experiences in nuclear security, and it has supported an effective multilateral work program. In GICNT, Russia and the United States remain good partners, helping enable the Initiative’s 88 other partners to work together to address critical practical issues at the nexus between nuclear security and counterterrorism.
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                    The record is also clearly mixed with regard to the enforcement of proliferation sanctions against rogue proliferators such as North Korea and Iran. Russian support — or at least its 
    
  
  
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    , given its Security Council veto rights — was obviously critical to imposing U.N. sanctions against both of those countries in the first place, and for the most part Russia has complied with such sanctions as indeed international law requires.
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                    However, Russia has recently failed to uphold its DPRK sanctions commitments. Russia has become increasingly active in its efforts to circumvent international mechanisms associated with U.N. sanctions enforcement against North Korea, including blocking designations, by the United Nations’ “Resolution 1718 Committee,” of vessels caught in illegal sanctions evasion, and in conducting illicit ship-to-ship transfers of prohibited North Korean commodities. This is a worrying trend that, unchecked, could sabotage the global pressure campaign, which is necessary to achieve the final fully verified denuclearization of the DPRK.
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  III. Conclusion

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                    In these remarks, I have tried to be honest and clear about the nature and extent of deeply problematic Russian behavior in the nonproliferation arena — behavior that raises questions about the degree to which Russia feels itself to have a strategic interest in preventing proliferation and is prepared to be a good partner in nonproliferation cooperation.
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                    Nonetheless, I still cling to the hope that Russia does perceive an interest in preventing proliferation, and that it will be willing to act with us to promote that interest, which we share. And indeed Russia’s track record in nonproliferation-related cooperation is not unremittingly bad, for there are points of light — as I have tried to outline, giving credit where credit is due. Speaking on behalf of the United States, I can certainly say that we would like to build upon those bright spots, expand the scope of Russian cooperation on nonproliferation issues, and welcome Moscow back into the global community of states committed to stemming the proliferation of weapons of mass destruction and delivery systems.
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                    To be sure, there are clearly some troubling Russian behaviors that need to change along this path to a fully cooperative Russo-American future as partners in fighting proliferation. But we hope it will be possible to get there.
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                    The last time I saw Ambassador Antonov, our governments, working with the United Kingdom, released a statement by Secretary of State Mike Pompeo, Foreign Secretary Boris Johnson, and Minister of Foreign Affairs Sergey Lavrov. In it, these men overcame differences that divided them in order — on the 50th Anniversary of the NPT’s opening for signature — to celebrate the security benefits the NPT has brought to all states, the foundation it has provided for sharing nuclear benefits around the world, and the role it has played in contributing to disarmament by helping ease tension and strengthen trust. Together, they pledged their “unstinting commitment to preserving and deepening this legacy for future generations.”
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                    For my part, ladies and gentlemen, I don’t believe those were just empty words. Accordingly, even as U.S. National Security Advisor John Bolton meets this week in Moscow with his counterpart Nikolai Patrushev, I call upon my Russian counterparts to join us in the great project of building a better world in which the proliferation of weapons of mass destruction and delivery systems has become no more than a distant, unpleasant memory.
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                    We must work together to 
    
  
  
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     the international institutions of transparency and accountability that support the global nonproliferation regime, not undermine them, and we must build ever-stronger nonproliferation norms and institutionalize sound nonproliferation “best practices” in the daily routines of the international community.
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                    I do think we can do this together, Anatoly, just as our predecessors did half a century ago in crafting the NPT itself.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Tue, 23 Oct 2018 01:47:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2273</guid>
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      <title>Sharing the Benefits of Peaceful Nuclear Uses</title>
      <link>http://www.newparadigmsforum.com/p2267</link>
      <description>Note:
Below are Assistant Secretary Ford's remarks to a Joint Session of the G7 Nonproliferation Directors Group (NPDG) and the Nuclear Safety and Security Group (NSSG) in Quebec, Canada, on October 16, 2018.  These remarks may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Let me start by echoing our other presenters [...]</description>
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      Below are Assistant Secretary Ford's remarks to a Joint Session of the G7 Nonproliferation Directors Group (NPDG) and the Nuclear Safety and Security Group (NSSG) in Quebec, Canada, on October 16, 2018.  These remarks may also be found on the 
      
    
      
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       of the U.S. State Department's Bureau of International Security and Nonproliferation.
    
  
    
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                    Let me start by echoing our other presenters in thanking our Canadian hosts for organizing yet another excellent session in an excellent year of G7 meetings, despite some very challenging geopolitical circumstances.
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                    I should also emphasize how successful it has been for the Nonproliferation Directors Group (NPDG) and the Nuclear Safety and Security Group (NSSG) sessions to be held jointly under Canada’s G7 chairmanship, as is being done here today. From my perspective in charge of the bureau at the U.S. Department of State responsible for both nonproliferation policy and nuclear safety and security policy, I know full well how valuable it is for the policy and programmatic sides of our work to coordinate closely. These arenas are deeply and inescapably complementary, and we are delighted at Canada’s willingness to accentuate this complementarity and allow all of us more opportunities to build upon it through the innovation of holding joint NPDG/NSSG sessions. Our Canadian chairs are setting high standards in their G7 chairmanship, which France and the United States will now have to follow, but that’s very good news indeed.
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                    The approach of the 50th anniversary of the entry into force of the Nuclear Non-Proliferation Treaty (NPT) — which will coincide with the U.S. G7 chairmanship in 2020 — makes this a very important and auspicous year, and one full of symbolic and political, as well as substantive, importance for the global nonproliferation regime. Under the circumstances, it is important that we, the G7, continue to be a driving force, both in sharing the benefits of the peaceful uses of nuclear energy in accordance with Article IV of the NPT and in making sure other States Party 
    
  
  
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     of our pivotal role in this respect. Since President Eisenhower’s 
    
  
  
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     speech in 1953, the countries that now make up the G7 have been leaders in advancing international civil nuclear cooperation and in facilitating access worldwide to the peaceful uses of nuclear energy consistent with the highest standards of safety, security, and nonproliferation.
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                    My focus today is to highlight a few concrete examples of how we, as G7 members, are supporting implementation of Article IV. But first, however, I’d like to make a critical point — one that some people too often simply forget, and that others sometimes seem willfully to try to obscure. Specifically, one must remember that it is the core nonproliferation provisions of the NPT — including safeguards requirements, and observance of “best practices” in nuclear safety and security — that provide enormous security benefits to all Parties, and are indeed what make this cooperation possible. These nonproliferation and nuclear safety and security assurances provide confidence that peaceful nuclear cooperation will not lead to the proliferation of nuclear weapons. For this reason, these assurances are the inescapable foundation upon which rests the entire edifice of peaceful nuclear cooperation.
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                    One could not imagine a world of wide and deep nuclear sharing unless it were clear that such sharing would not lead to the proliferation of nuclear weapons to state or non-state actors. Safeguards, safety, and security are therefore critical 
    
  
  
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     for nuclear cooperation, and it would be foolish and counterproductive to forget or ignore this.
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                    So that’s why it’s a pleasure to be able to say a few words about the G7’s critical role in supporting peaceful uses, building upon that foundation. As we know, the International Atomic Energy Agency (IAEA) is a focal point for engagement between NPT Parties on peaceful nuclear uses. For many IAEA Member States without nuclear power programs – especially developing countries – the availability of IAEA projects and activities supporting peaceful nuclear uses is a key incentive for IAEA membership and for the ongoing work that is necessary to implement and comply with nonproliferation requirements and nuclear safety and security “best practices.”
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                    If we consider the period from 2010, when the IAEA launched the Peaceful Uses Initiative (PUI), through 2017, we can see that the G7 back up their commitments of support for peaceful nuclear uses with considerable financial resources. For that eight-year period, the G7 collectively provided approximately 65 percent of total IAEA revenues, 72 percent of total Member State extrabudgetary contributions, 65 percent of total Member State contributions to the Technical Cooperation Fund (TCF), and 82 percent of total contributions to the Peaceful Uses Initiative. These figures are impressive, especially when you consider that we, the G7, are just 7 of the now 170 IAEA Member States. I think that’s worth repeating for emphasis: a mere 
    
  
  
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     of the membership contributes between 65 and 82 percent of all the funds available for the IAEA’s important work in these areas.
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                    We don’t just contribute financial resources, however. We also contribute expertise that helps ensure peaceful nuclear uses are shared widely, efficiently, and effectively. Together, our financial resources and technical expertise have consistently contributed to the IAEA’s many successes in the field. A few recent examples include the removal of disused radioactive sources from several South American countries (2018), the eradication of the fruit-destroying Mediterranean fruit fly in the Dominican Republic (2017), the first region-wide mapping and assessment of ground water in Africa’s drought-prone Sahel Region (2017), eradication (99%) of the disease-spreading tsetse fly in Senegal (2017), the 20th anniversary of the eradication of the tsetse fly from Tanzania’s Island of Zanzibar (2016), and the global eradication of the cattle-destroying rinderpest disease (2011).
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                    This is a remarkable legacy. For my part, for instance, I still vividly remember a professor of African history telling me, when I was an undergraduate many years ago, of the ways in which diseases such as rinderpest and the Sleeping Sickness spread by tsetse flies had powerfully contributed to the tragic underdevelopment of the Sub-Saharan region. And yet — with the assistance of what Eisenhower’s generation used to rather quaintly call “the peaceful atom“ — we are in the process of defeating those scourges. People around the world should remember this, and remember the degree to which such progress is built upon a foundation of nonproliferation and nuclear safety and security assurances.
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                    Looking forward, we, the G7, also need to keep in mind that it is not only developing states that benefit from our generous support for peaceful nuclear uses. We and other developed states benefit as well. For example, our support for peaceful nuclear uses helps to support our economic and commercial interests and create new business opportunities for our firms — and thus jobs for our peoples. Our contribution to peaceful uses work also allows us to build support for nonproliferation objectives, not least by demonstrating in tangible ways that high standards of nuclear safety, security, and nonproliferation enable states to share in the benefits of the peaceful uses of nuclear technology.
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                    As we prepare for the 2020 NPT Review Conference, the United States hopes the international community can remain focused on the common interests of all NPT States Party in promoting peaceful uses, and thus also in ensuring fidelity to the nonproliferation and safety and security practices that 
    
  
  
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     peaceful uses. We hope you will join in pursuing a collective goal of drawing more attention to the peaceful uses of nuclear energy as a shared benefit of the NPT regime.
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                    We think Argentine Ambassador Rafael Grossi’s idea of conducting regional NPT outreach that is designed, in part, to focus attention on peaceful uses — outreach that includes not just “usual suspects” like us on the diplomatic circuit, but also a broad range of nontraditional stakeholders — is a promising way to shape the NPT review process in more realistic and constructive ways. In particular, Ambassador Grossi aims to bring into the NPT review process some of the constituencies, such as ministries of agriculture, health, and science, nuclear regulators, and private sector stakeholders of all varieties who benefit from this underappreciated aspect of the NPT regime. We hope he is soon confirmed as RevCon President so he can begin these efforts.
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                    Maintaining a continuous dialogue with you, our G7 colleagues, will be an important part of the NPT Review Conference process as well. The global system for the thoughtful sharing of nuclear benefits, after all, does not maintain and implement itself. It needs help from all of us. Together we should provide much needed leadership on how best to affirm, sustain, and enlarge the benefits of peaceful nuclear uses for all NPT Parties. In this regard, we agree with Rafael that the involvement of regulators, operators, and other nontraditional stakeholders, including the private sector and academia, will be key to building capacity and advancing Article IV objectives.
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                    Accordingly, I urge you to joining us in helping send a strong message to the world that States that uphold their nonproliferation commitments and follow nuclear safety and security “best practices” will continue to have strong partners in the G7 in our ongoing efforts, together, to bring about the fullest possible cooperation in developing, expanding, and advancing the use of nuclear technology for peaceful purposes. Today, as the result of our collective efforts, the world is indeed realizing the peaceful promise of the atom. We should be rightly proud of this, and we should rededicate ourselves to preserving the architecture upon which this great cooperative endeavor is founded.
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                    We invite your thoughts on how best to move forward to maximize the benefits that flow to all of us from peaceful nuclear cooperation. I am particularly interested in hearing any specific priorities, needs, and interests you may have relevant to cooperation on peaceful nuclear uses.
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                    Thank you!
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 17 Oct 2018 04:09:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2267</guid>
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      <title>Where Next in Building a Conditions-Focused Disarmament Discourse?</title>
      <link>http://www.newparadigmsforum.com/p2259</link>
      <description>Note:
Below is the text upon which Assistant Secretary Ford based his remarks at the conference on the "Global Enterprise to Strengthen Nonproliferation and Disarmament," sponsored by the Nuclear Threat Initiative and held at the Millennium Hilton in New York City on October 14, 2018.  These remarks may also be found on the website of the U.S. [...]</description>
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      Below is the text upon which Assistant Secretary Ford based his remarks at the conference on the "
    
  
    
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      Global Enterprise to Strengthen Nonproliferation and Disarmament," sponsored by the Nuclear Threat Initiative and held at the Millennium Hilton in New York City on October 14, 2018.  These remarks may also be found on the 
      
    
      
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       of the U.S. State Department's Bureau of International Security and Nonproliferation.
    
  
    
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                    Good evening, and thank you for the opportunity to speak with you tonight.
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                    The Nuclear Threat Initiative has done a great job in bringing together this NPT leadership group to share views about the future of nuclear nonproliferation and nuclear disarmament, and it is a pleasure to be here.
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                    As my contribution to our discussion today, I would like briefly to recap the road we have travelled in the United States under the current administration, and then see what I can do by way of soliciting and catalyzing creative thinking about how to work together in exploring ways in which – in the words of the NPT’s Preamble – to ease tensions and strengthen trust between states in order to facilitate disarmament.
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  OUR PATH

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                    First, let me offer a quick look back over the last two years. As one facet of our broader review of polices across the foreign policy and national security space – a series of reviews that also resulted in higher-profile products such as the National Security Strategy, the National Defense Strategy, and the Nuclear Posture Review, as well as a number of internal strategy documents – the incoming U.S. administration in early 2017 initiated a bottom-up review of U.S. policy on the issue of nuclear disarmament.
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                    This was intended from the outset to be a truly comprehensive reassessment starting from first principles, for we wanted to be sure to explore a very broad range of alternative options in order to have confidence that, whatever outcome was reached, our new team had really done its homework and thought things through. During my service on the Presidential Transition Team at the end of 2016, for instance, I had been surprised to be told by outgoing Obama Administration officials that despite all the rhetorical and political energy and attention devoted to the disarmament elements of President Obama’s “Prague Agenda,” there had not been any meaningful staff work done in preparation for that initiative. (Instead, it was essentially just 
    
  
  
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     as a matter of political optics, and staffing to provide it with analytical underpinnings seems to have been undertaken only afterwards – 
    
  
  
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     in the 2010 Nuclear Posture Review.)
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                    In our own review, we resolved to reverse that sequencing, approaching this important question by thinking things through 
    
  
  
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      first.
    
  
  
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     We also wanted to make sure we really had examined not just that prior approach, but in fact a full range of options — seriously exploring the merits, demerits, and availability of the full range of alternatives, ranging from advocating radical, near-term arms reductions to the outright 
    
  
  
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     of disarmament as a naive and unachievable illusion. We wanted 
    
  
  
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     these options to have been carefully considered. As I indicated publicly at the Carnegie International Nuclear Policy Conference in March of 2017, our objective was to be sure that wherever our review came out, our decision would have as solid an analytical foundation as possible.
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                    To this end, in my directorate at the National Security Council, we worked on this review over the course of 2017. We reviewed open-source and academic literature on nuclear disarmament, pulled U.S. diplomatic and intelligence reporting recounting or assessing various foreign governments’ disarmament policies and reactions to the “Prague Agenda” and other U.S. disarmament policies of previous years, and discussed these topics with expert foreign and domestic interlocutors of all varieties. We also received enormously helpful assistance from the National Defense University and the Lawrence Livermore National Laboratory, which graciously convened a series of off-the-record workshops for us that brought together a wide range of academics, NGO experts, and former government officials of greatly divergent political and ideological views to debate these matters and make recommendations.
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  OUR NEW INITIATIVE

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                    Our review produced the new initiative we outlined last spring, in preparation for the 2018 NPT Preparatory Committee (PrepCom) meeting, in which we propose a new dialogue on creating the conditions for nuclear disarmament, and on which we submitted a Working Paper to the PrepCom.
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                    This new approach seeks to learn from and build upon the enormous reductions in nuclear armaments we have undertaken since the end of the Cold War — reductions that have seen us cut our stockpile by as much as 88 percent since its Cold War peak — but this approach eschews reflexive and ahistorical fixations upon weapon numbers in favor of an approach informed by what we see as three inescapable facts:
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                    This is the foundation for the conditions-focused international discourse we are now trying to cultivate as we look for ways to 
    
  
  
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    those conditions and thus make more disarmament progress possible. One key way we are approaching this is through the broad, international invitation to dialogue and partnership that we made earlier this year, and which we have called the “Creating the Conditions for Nuclear Disarmament” (CCND) initiative.
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  THINKING ABOUT THE WAY FORWARD

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                    So far, we’ve been quite pleased with the reception this new initiative has been getting – and all the more so because echoes of these new concepts have already emerged in a range of fora, including national statements at the NPT PrepCom, nonproliferation statements agreed among the G7 states, and U.N. First Committee resolutions. But we also know that having and promoting a conceptually sound approach isn’t the same thing as seeing it work. Accordingly, we know we need now to 
    
  
  
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     sustained dialogue on these issues, and to catalyze constructive collective efforts to find ways forward in creating conditions that are more conducive to disarmament movement.
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                    In particular, mindful of the need to ensure that this new global “conditions discourse” needs to involve a great deal more than just U.S. bilateral engagement, we’re very interested in hearing from our diplomatic partners about how best to move forward. In particular, we invite input on how best to structure a sustained approach to engagement of the sort that will help catalyze thoughtful engagement and creative thinking for years to come. The most immediate challenge, one might say, is thus perhaps less 
    
  
  
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     to do in creating more congenial global conditions than the antecedent question of 
    
  
  
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     to engage in thinking about and developing a wise and constructive “conditions” agenda.
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                    That’s why I’m eager to hear from you, as we discuss this today and in the weeks and months ahead, about what 
    
  
  
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     think the best way (or ways) might be to approach this challenge. How should we structure our collective approaches to getting a serious conditions-focused discourse underway in the international community? How best can we ensure that debates on disarmament don’t continue to consist merely of sterile repetitions of well-known talking points?
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                    In this regard, however, let me say up front that we in the U.S. Government have not yet decided precisely what mechanism we think would be best – or perhaps indeed what 
    
  
  
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    , since it may well be that the best answer involves trying to follow multiple, complementary paths at the same time. We hope to have more to say on this point soon, but it’s in part precisely in order to solicit input to 
    
  
  
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     our thinking that I am here with you today.
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                    To that end, let me sketch a number of possible, hypothetical approaches in order to give you the chance – either at this event or at any convenient point hereafter – to let us know your views. These are not necessarily approaches that we support, and indeed I would venture to suggest that there’s at least one of them we very likely 
    
  
  
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     support. Nevertheless, it’s my hope that thinking through the conceptual landscape in this way can help us make wiser choices together.
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                    One potential approach that could perhaps contribute to improving the quality of international engagement on the critical question of how to improve global conditions in ways that could facilitate disarmament movement might be simply to replicate and expand the “workshop” or “roundtable” discussion forum approach that contributed so valuably to our review of disarmament policy in the United States last year. One might imagine, for instance, an advisory group of experts who come together to help identify those facets of the “conditions” problem that are most amenable to amelioration – after which 
    
  
  
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     panels of thoughtful people might be set up in order to examine each of those facets from the perspective of what might most feasibly and sensibly be done in that area.
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                    If one were to try this, it would be important to ensure that such roundtables were staffed by a sufficiently serious, thoughtful, and both intellectually and experientially diverse group of people. To be sure, there is no shortage of experienced people in the diplomatic corps and in civil society advocacy who have debated disarmament issues for years – or in some cases decades – and who certainly know the traditional agenda items extremely well. With all due respect to them, however, any serious effort at conditions-focused roundtables or workshops should do more to branch out.
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                    It is perhaps the central insight of the international community’s emerging “conditions discourse” that traditional approaches to disarmament questions – which focus principally upon the weapons themselves – in large part miss the point, because they downplay or ignore the underlying conditions of security and geopolitical challenge that make it so difficult for existing possessors to imagine eliminating their nuclear weapons holdings. In this context, it would perforce 
    
  
  
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     miss the point if one were to staff “conditions” workshops merely with the same old diplomatic and civil society players who have become so good at – and so conceptually entrenched with respect to – debating the traditional agenda.
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                    Instead, in such an expert-based approach to conditions-focused disarmament brainstorming, it would presumably be important to involve a broader and more interdisciplinary group of folks from 
    
  
  
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     the community of disarmament “usual suspects.” If one were serious about building upon the wisdom encoded in the NPT Preamble about how easing tension and strengthening trust between nations is the key to facilitating disarmament, moreover, it would presumably also be essential to involve experts with a broader range of backgrounds and experience – from multiple disciplines in academia, for instance, as well as country-specific and regional experts, and current or former civilian and military officials from various parts of government in different countries who understand the foibles of the public policy process and the idiosyncrasies of bureaucratic and political decision-making in the national security realm.
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                    One would have to include traditional disarmament and nuclear weapons experts as well, of course. But if the 2018 U.S. Nuclear Posture Review is correct that creating conditions that would permit the global elimination of nuclear weapons would entail a fundamental transformation of the world political order, we will need to reach considerably beyond the well-known cadre of diplomatic and civil society “usual suspects” if we are to begin to chart a way forward into that future.
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     possibility one might consider, and about which I’d be very interested in your views.
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  Practical Task Groups

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                    Another idea – and as I mentioned, these various possibilities may not be mutually exclusive – might be to model a conditions-focused way forward upon some of the approaches that have already proven useful in the disarmament arena to date. The International Partnership for Nuclear Disarmament Verification (IPNDV), for instance, is a group that has involved more than 25 countries, and that works to identify and overcome challenges associated with nuclear disarmament verification. Building upon practical experience gained in U.S.-Russia arms control monitoring and verification work, as well as upon U.S.-UK and Anglo-Norwegian work in this field, IPNDV works to assess verification gaps, develop collaborative technical work streams, and contribute to global nuclear threat reduction.
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                    A separate and less well-known initiative, but also a very impressive one, is being implemented under the auspices of the so-called “Quad Nuclear Verification Partnership.” This effort brings together the United States, Norway, Sweden, and the United Kingdom – a selection of partners that therefore draws upon perspectives from both nuclear weapons and non-weapons states, and both NATO and non-NATO countries – in additional efforts to explore and help solve verification and monitoring challenges that would be associated with nuclear disarmament. This project held a very interesting exercise at a Royal Air Force base in the UK in 2017, for instance, in which participants actually 
    
  
  
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     monitoring technologies and techniques in a real-world scenario that simulated aspects of the demobilization, retirement, and dismantlement of a nuclear warhead. I have no doubt that there is much more good work ahead for both IPNDV and for the Quad.
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                    Such practical work is relevant to “conditions” questions, of course, inasmuch as it is surely the case that nuclear weapons possessors would be unlikely to agree to disarmament – or even non-possessors to 
    
  
  
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     putative disarmament by the possessors – unless everyone could have reasonable assurances that it had actually 
    
  
  
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     in the first place. Accordingly, the contributions of these practical task groups are quite valuable. They can help possessors understand the degree to which verified dismantlement is possible, and they can also help non-possessors understand how difficult it is to achieve and verify weapon dismantlement in a safe, accountable, and nonproliferation-appropriate way. It is deeply disappointing that Russia and China have recently decided to drop out of their previous “observer” status in IPNDV, of course – a development that I fear will lead others to conclude that Moscow and Beijing are fundamentally 
    
  
  
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     about meeting the challenges of disarmament – but this shouldn’t detract from the value these projects have provided so far, and that they will be able to offer in the future.
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                    With that in mind, therefore, it may be worth thinking through whether there are aspects of a broader, “conditions”-focused disarmament agenda that could be facilitated by the kind of multi-participant engagement demonstrated by IPNDV and the “Quad” – specifically, in identifying and exploring ways to overcome other key 
    
  
  
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     challenges that would be associated with moving forward on disarmament. Are there practical aspects of easing tension and strengthening trust between states in ways that could facilitate disarmament that one or more such project groups could advance in ways analogous to how IPNDV and the Quad are approaching the technical challenges of verifying dismantlement? It’s certainly worth considering.
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                    A third conceptual model – or perhaps an additional way to implement either of the first two – might involve taking our cue from Ambassador Rafael Grossi’s commendable plans for a series of regional NPT workshops that address the peaceful uses of nuclear energy, to be held in the lead-up to the NPT Review Conference in 2020. Some kind of regional workshops might be valuable in the context of improving the disarmament “conditions” dialogue, since many of the obstacles to nuclear disarmament have a regional aspect – such as the conditions of escalating arms competition within and across regions of Asia, the proliferation pressures created by DPRK weaponization and the expansion of Chinese military power in East Asia, the challenges presented by Russian aggression in Central and Eastern Europe, and the complex interconnected threats and challenges of the modern Middle East (including the corrosive precedents of clandestine chemical weapons possession and use in Syria). No meaningful approach to thinking about disarmament could ignore such regional dynamics.
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                    Such workshops, moreover, could also follow Rafael’s example in seeking to involve non-traditional stakeholders. For the reasons I outlined with regard to the “roundtable” approach mentioned earlier, a serious “conditions” discourse would certainly require engaging with a great many national, regional, and international issues beyond the remit of many of the diplomats and civil society activists who have traditionally dominated disarmament debates. Approaching this challenge of cross-disciplinary and cross-experiential diversity is critical, and it might make sense to do so on a region-by-region basis with a wide range of local players who are willing to engage thoughtfully with each other.
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                    This is an insight that we in the United States are already building into our approach to the perennially vexing issue of a Middle East Weapons of Mass Destruction Free Zone (MEWMDFZ), since no serious approach to eliciting regional security and arms control steps in any region of the world can fail to consider the actual conditions prevailing in that region, and no approach to easing tension and strengthening trust in order to facilitate such steps is likely to succeed if it tries to move forward by strong-arming and demonizing key players whose voluntary and constructive involvement is indispensable. Such thinking also draws upon the 1999 UN Disarmament Commission guidelines for nuclear-weapon-free zones, which make clear that the initiative to establish a zone should emanate from the region concerned and be pursued on the basis of arrangements freely arrived at among the states of the region. We might do well, therefore, to include a “regional” component our “conditions” discourse.
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  The “PSI Model”

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                    A fourth approach might learn from well-established but informal mechanisms such as the Proliferation Security Initiative (PSI) and the Global Initiative to Combat Nuclear Terrorism (GICNT), which were designed to provide a way for likeminded countries to work efficiently and effectively together under the umbrella of a shared set of policy principles. Partner nations that publicly subscribe to these Initiatives’ “Statement of Principles” are invited to participate in an ongoing series of nonpublic diplomatic engagements, including tabletop and operational exercises that seek to reinforce their like-mindedness and improve “best practices” – in interdiction work and in countering nuclear terrorism, respectively. These activities inculcate habits of cooperation and responsive efficiency upon which other partners will be able to rely if and when a real transfer of dangerous materials is detected or to prevent a nuclear terrorism incident and respond to one if it occurs.
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                    We have experience with such models, and they have worked well. Without the formal, legal, and institutional hurdles and mechanisms of international organizations, PSI and GICNT have succeeded in remaining informal, flexible, and effective for over a decade. Because partners are involved in such work only if, and to the extent that, they actually demonstrate real like-mindedness, moreover, there is little of the “lowest common denominator” effect that is all too common in decisions made in large, traditional multilateral fora.
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                    These initiatives operate, most of the time, below the diplomatic and political “radar,” with most of the interdictions that PSI has helped spur and GICNT’s counter nuclear terrorism successes over the years being ones about which it is not possible to talk in public. Nevertheless, as we consider what models to explore for how to help the international community move forward in developing new, conditions-focused approaches to easing tension and strengthening trust between states in order to facilitate nuclear disarmament, these two initiatives may offer an interesting model.
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  The Existing UN Disarmament Machinery

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                    Another approach to developing a global “conditions” discourse 
    
  
  
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     perhaps model itself on existing legal or institutional efforts to advance disarmament, such as the Conference on Disarmament (CD) at the United Nations in Geneva. That institution does, after all, include most of the players who would need to be involved were we to achieve, or even near, the ultimate goal.
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                    I think we can all agree that the CD has done invaluable work in the past – such as in negotiating the Chemical Weapons Convention – and may well serve as a useful forum for further work if and when states are prepared to negotiate additional agreements. At the same time, however, I think we can also agree that it may not be a forum particularly suited for the type of fresh discourse we have in mind.
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                    Right now, we are struggling even to get the CD to move forward on issues such as a Fissile Material Cut-off Treaty. As a result, adding additional items to the CD’s agenda – particularly a serious discourse focused upon ameliorating the security conditions that affect nuclear weapons-related decision-making in various countries, which would 
    
  
  
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     require a conceptual breadth far greater than what has been on display in traditional disarmament debates in Geneva for so long – may not be wise.
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                    Nor is it clear to me that it would be very helpful to create an institution 
    
  
  
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      analogous 
    
  
  
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    to the CD in order to provide a big multilateral forum for conditions-focused discourse. I’m not saying we are not open to argument on this, but I would expect that we would be skeptical of such an approach, for fear that of over-bureaucratizing and ossifying a “conditions” dialogue that needs instead to be conceptually creative and agile if it is to live up to its promise. Nevertheless, I would be interested in your perspectives on this.
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  A Cautionary Note

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                    Before I conclude, however, let me add a note of caution and warning here – inasmuch as some might argue that an additional mechanism through which to pursue a global “conditions” discourse 
    
  
  
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     perhaps be the Treaty on the Prohibition of Nuclear Weapons (TPNW, a.k.a. the “Ban Treaty”). I think this would be, frankly, a terrible model for multiple reasons.
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                    It seems very clear to us that any serious conditions-focused discourse requires cooperative dialogue devoted to figuring out better ways to ease tension and strengthen trust among states in order to facilitate disarmament. But the Ban Treaty isn’t fundamentally about dialogue at all, nor about soliciting thoughtful input about how to move forward together. It is, instead, merely a specific initiative related to disarmament, and indeed one that claims already to 
    
  
  
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     the answers to the most important disarmament questions, and aspires merely to enlist additional adherents to its certainty. That’s not an approach that will work here.
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                    Moreover, far from exploring how to 
    
  
  
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     the regional and global security conditions that present obstacles to disarmament, the Ban effort carefully 
    
  
  
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     those conditions. Indeed, the TPNW is perhaps the paradigmatic example of an approach to disarmament that is willfully blind to the challenges and complexities of the real world in which decisions about national and international security and nuclear disarmament actually occur. And in its deliberately provocative and divisive approach – drawing moralistic lines between stakeholders in the international community, for instance, slandering and demonizing those who disagree with its crusade, urging key states to take positions they understand to be gravely detrimental to those states’ national security, and ignoring imperatives tied to deterring aggression and maintaining alliance relationships that underpin peace and security in critical areas of the world – the TPNW model represents precisely the 
    
  
  
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     of what one would want from a serious effort to ease tension and strengthen trust in ways conducive to disarmament progress.
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                    If we are serious about improving conditions in ways that may facilitate disarmament, therefore, we should clearly put the Ban Treaty model and its associated divisiveness aside – except perhaps as a cautionary tale of how enthusiasm can overcome practical good sense, even in a good cause.
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  CONCLUSION

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                    But that’s not to say that there aren’t good ideas out there, and perhaps you’ll think I’ve suggested a few. I hope that these remarks will help get you thinking about the various ways in which one could approach building a meaningful conditions-focused approach to international engagement as we work to move forward together. To repeat, I offer these musings simply as food for thought, and not as U.S. advocacy. As indicated, we in the United States have not yet taken a decision on precisely how best to advance conditions discourse and build upon the invitation to disarmament dialogue we issued to our international partners in the CCND initiative.
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                    As we work on these questions, however, we value your input. If my speculation today has overlooked a promising avenue, for example – or if you think one or more of the ideas I have outlined has particular value – please let us know. I am looking forward to working with all of you on these issues in the months and years ahead.
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                    Thank you for listening.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 15 Oct 2018 04:58:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2259</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Preventing Nuclear Smuggling</title>
      <link>http://www.newparadigmsforum.com/p2250</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at the Nuclear Security Working Group workshop on "U.S. Government Coordination to Address Nonproliferation," held at the Wye River Conference Center in Queenstown, Maryland, on September 29, 2018.  These remarks may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good evening, everyone, [...]</description>
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      Below are the remarks Assistant Secretary Ford delivered at the Nuclear Security Working Group workshop on "U.S. Government Coordination to Address Nonproliferation," held at the Wye River Conference Center in Queenstown, Maryland, on September 29, 2018.  These remarks may also be found on the 
      
    
      
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       of the U.S. State Department's Bureau of International Security and Nonproliferation.
    
  
    
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                    Good evening, everyone, and thank you for the kind introduction, Congressman Fortenberry.
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                    In my career in the nuclear policy business — as a Senate staffer, as a think tank scholar, and in three different roles as a political appointee at the State Department — I have spent the lion’s share of my time worrying about arms control and strategic stability relationships with Russia, treaty compliance, policy issues related to the United States’ own nuclear stockpile, and the proliferation of nuclear weapons capabilities to rogue regimes such as Iran and North Korea. My current position running the Bureau of International Security and Nonproliferation (ISN) at the State Department, however, has given me a chance to explore other areas as well, and it has been great to have the chance to contribute to the security of the American people and to international peace and security in additional ways.
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                    One of these issues that is relatively new to me — though in truth it is an area into which I began to move last year, when serving as Special Assistant to the President and Senior Director of the WMD directorate at the National Security Council — is nuclear security. ISN contributes to this critical field in various ways, and has indeed recently acquired additional responsibilities at the forefront of U.S. nonproliferation diplomacy as we have taken the baton from the NSC staff in representing the United States on the Nuclear Security Contact Group — the organization seeking to translate the momentum of the Nuclear Security Summit process into a sustainable normalization of nuclear security “best practices” into the day-to-day behavior of all states.
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                    Nuclear security is an issue of enduring attention and priority for the United States, and for this administration. Due to the steady drumbeat of headlines and public attention given to higher-profile global security challenges such as those in North Korea and Iran some observers may conclude that those issues are 
    
  
  
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     anyone works on in the nonproliferation business these days.
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                    Such an impression would be entirely false, and that’s why I’m grateful to be able to talk today about the fight against nuclear smuggling. Combating such smuggling is one of the many critical responsibilities we have that one 
    
  
  
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     hear about in the media every day, but I think that’s how it should be — for it is, in a sense, our solemn charge to do everything we can to make sure you 
    
  
  
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    have to hear about it because it has been entirely suppressed. But it’s still good to talk about nuclear smuggling and nuclear terrorism from time to time, to ensure that everyone remains focused upon keeping this true.
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  I. Countering Nuclear Smuggling and Why It Matters

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                    The reasons why this is important are probably pretty clear to everyone, but I think they’re still worth stressing. I’ll mention three: two that are directly related to the preservation of peace and security, and a third that most people 
    
  
  
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     tend to remember, but really should.
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                    First, nuclear materials and technology that aren’t properly secured can be stolen and trafficked to help facilitate the development of nuclear weaponry by rogue proliferators whose nuclear programs destabilize entire regions of the world and create geopolitical crises. Second, nuclear security helps ensure that terrorists don’t acquire such materials and know-how and use them to build an improvised nuclear device (IND) or spread radiological contamination with a so-called “dirty bomb.”
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                    So those are a couple of very good reasons. The third reason, however, is unfortunately too often forgotten: the fact that effective nuclear security is an essential enabler for nuclear-related technical cooperation. As we all know, nuclear energy and technology can provide — and have long provided — immeasurable benefits to the people of the world for many decades, making possible advances in medicine, agriculture, health, industry, and many other areas.
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                    But without reasonable assurances that sharing the nuclear know-how that makes such benefits possible would not result, for example, in terrorists building “dirty bombs” or INDs, all this benefit-sharing would grind to a halt. For this reason, far from existing in 
    
  
  
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     with spreading access to the benefits of nuclear technology, nuclear security is 
    
  
  
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     of such benefits — even if this vital message is sometimes overlooked, or even deliberately obscured by those who may for their own reasons wish to weaken efforts to improve global nuclear security practices.
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                    So that’s why we care — and why you should, too. And I know that you do. But what actually 
    
  
  
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     the nuclear smuggling threat, and what are we doing to meet the challenge?
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  II. The Nuclear Terrorism Threat

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                    In an era in which terrorists have learned to bring the threat of murderous violence to ordinary citizens not just through spectacular atrocities such as the attacks of September 2001, but nowadays also through seemingly random acts of public barbarity with deadly tools as simple and commonplace as knives or speeding vehicles, it is sometimes easy to forget how real these nuclear smuggling threats are. But they are unfortunately very real indeed.
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                    On the one hand, the 
    
  
  
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     news is that we have so far been successful in preventing radiological or nuclear (R/N) terrorism, thanks to lots of hard work by serious people and despite longstanding interest in and desire for such capabilities by dangerous terrorist groups. We do not believe that terrorists have yet been able to acquire R/N material on the international black market.
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                    On the other hand, the bad news is precisely what makes the 
    
  
  
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     news of this success so good: some bad actors 
    
  
  
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     continue to seek such materials, and there 
    
  
  
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     a black market out there in which traffickers do sometimes attempt to buy or steal — and of course, to sell — such things. We need to make sure these people fail.
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                    In this context, weapon-usable nuclear materials pose the greatest threat because of their potential for use in an IND. I’ve spent a good deal of time out at the United States’ nuclear weapons laboratories, and I have some feel for the enormous degree of technological sophistication that goes into building — and keeping available, safe, and reliable — the sort of nuclear weapon that a superpower might put atop an intercontinental missile.
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                    No terrorist group is likely ever to be able to construct such a top-shelf device, I’d imagine. Thankfully, moreover, making any kind of nuclear is trickier than one would imagine from watching cinematic thrillers. Nonetheless, we must be vigilant, and we must deny any terrorist access to the nuclear materials that would be needed actually to construct a device.
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                    Even if terrorists decide that manufacturing an IND is beyond their technical capabilities, they can still use nuclear materials in a variety of malicious ways, including in a radiological dispersal device (RDD) — the “dirty bomb” threat I mentioned earlier, which basically consists of using conventional explosives to spread dangerous or disruptive radioactivity in the vicinity.
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                    For this reason, we are also concerned about the security of certain radioactive sources that could be used in an RDD. A variety of industrial, medical, and research applications use radiological source materials of sometimes considerable radioactivity and longevity, and it is critical that we prevent such things from falling into the wrong hands.
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                    Ongoing reports of R/N material seizures worldwide illustrate the urgency of meeting these threats. Most worrisome, since the 1990s, countries have reported 18 seizures of weapon-usable nuclear material in various quantities. This included several seizures of highly enriched uranium (HEU) in Georgia and Moldova in the 2000s — incidents which helped spark Georgia and Moldova to become two of our closest counter-nuclear smuggling partners, but which illustrate the seriousness of the problem. On at least a couple of occasions, with Chechen groups in Russia, terrorists have also tried to employ “dirty bombs,” though so far unsuccessfully.
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                    In part due to decades of lax security practices in Russia and other portions of the former Soviet Union in the wake of the Cold War — problems that U.S. assistance programs were able for a time to help rectify — we cannot be sure how much R/N material has fallen outside of regulatory control.
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                    So what are we doing about it?
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  III. Counter-Nuclear Smuggling Programs and Policy

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                    Well, to begin with, we are working to spread — and to maintain — awareness of the problem. My bureau seeks to build and promote a shared vision of the R/N terrorism threat, and of how R/N material smuggling can increase the risks of such terrorism. Building a sound nuclear security culture and enlisting partners in the effort to prevent nuclear smuggling depends upon such awareness. More concretely, we also work — through a variety of capacity-building programs as part of the $250 million in nonproliferation programming funds that ISN administers — to strengthen nuclear security capabilities in the countries that retain R/N materials, and to partner with other states and international organizations to develop, share, and implement security and counter-smuggling “best practices” worldwide.
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                    Some of these efforts include working with partner countries to ensure that where materials slip out of regulatory control and such smuggling 
    
  
  
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     occur, these partners are prepared to locate, recover, and secure R/N materials that are discovered on the black market. Worryingly, this does occur from time to time, so we want to make sure that everyone does this work very well when it does!
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                    What we seek to encourage and help build and maintain in partner states — as indeed we also work to help ensure in the U.S. Government itself — is a proactive, multi-layered, whole-of-government approach that incorporates legislation, intelligence, law enforcement, and technology. This kind of integrated effort can be challenging to develop, but such a model is clearly the best way to counter the threat of R/N terrorism, and it is part of our mission to help spread such practices worldwide.
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                    As an example of the work we do in this arena, ISN encourages and, where appropriate, helps partner countries to protect R/N materials against both “outsider” and “insider” threats by implementing and enforcing security measures that meet international standards. We work to eliminate, consolidate, convert, or replace high-risk R/N materials wherever possible, as well as to deploy detection equipment and train equipment operators, both at and within national boundaries so that any unauthorized movement of such materials can be detected and stopped. We encourage and support investigations that track R/N smuggling activities and work to dismantle smuggling networks. We use nuclear forensics, including through cooperation with regional or international providers, to support investigations and legal proceedings involving criminal and terrorist activities connected to the use of R/N material. And we provide training and assistance to strengthen national legal and regulatory frameworks to meet international obligations such as the International Convention for the Suppression of Acts of Nuclear Terrorism (or ICSANT) and the amended Convention on the Physical Protection of Nuclear Material (CPPNM).
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                    Much of our work in this area is carried out by ISN’s Office of Weapons of Mass Destruction Terrorism (WMDT), which works to strengthen cooperation with international partners to prevent, detect, and respond to R/N material smuggling. One way we do these things is through diplomatic engagements, such as negotiating and managing the implementation of Joint Action Plans — which we currently have with 14 partner countries, and which set forth commitments to joint efforts in preventing, detecting, and responding to R/N smuggling. Some of these engagements also include Counter Nuclear Smuggling Dialogues, which can focus on exchanging threat assessments, “lessons learned” analysis, and sharing of “best practices.”
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                    We also ensure that ISN nonproliferation programs such as the Export Control and Related Border Security Program (EXBS) apply their expertise in building strategic trade control systems and improving related border security to the counter-nuclear smuggling effort. For example, EXBS provides border security training and equipment globally that builds and strengthens partner nation capacity to identify and interdict radiological materials.
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                    As part of our broader nonproliferation programming — which, as I outlined at the Stimson Center last Tuesday, we are currently in the process of reforming in order to make it even more effective and able to respond to evolving security threats — we also conduct capacity-building programming to identify and help address critical, threat-based gaps and vulnerabilities in counter-nuclear smuggling programs in at-risk countries. Let me offer a few examples:
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                    Within the U.S. Government, we chair the Nuclear Trafficking Response Group, which coordinates the U.S. government response to foreign requests for assistance, directly helping countries recover material. We also serve as the U.S. point of contact for the IAEA’s Incident and Trafficking Database (ITDB) program, which — while hardly perfect, and even today at risk of being undermined by Russia as a result of embarrassment over the ITDB’s inclusion of information about the Kremlin’s use of radioactive polonium to assassinate Alexander Litvinenko in 2006 — is the only program in the world that attempts to account for R/N material out of regulatory control.
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                    Multilaterally, we engage with other donor countries and international bodies and programs, such as the IAEA, INTERPOL, the U.N. Office of Drugs and Crime, the Global Partnership, and the European Union to coordinate and leverage activities and resources in support of worldwide counter-nuclear smuggling efforts. We also co-chair, with Russia, the Global Initiative to Combat Nuclear Terrorism (GICNT), an international partnership committed to strengthening the global capacity to prevent, detect, and respond to nuclear terrorism. GICNT provides a forum for its 88 partners to strengthen national capabilities to counter nuclear smuggling by convening representatives from law enforcement, regulatory, and technical agencies to share information and best practices, and it promotes opportunities for countries to partake in tabletop and field exercises that integrate nuclear detection and forensic capabilities to investigate and prosecute incidents of R/N material smuggling. In collaboration with our Department of Justice colleagues and other U.S. experts, we also conduct multilateral workshops on R/N material smuggling prosecution best practices.
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  IV. Conclusion

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                    I do not mean to suggest that there isn’t still much to do in this arena in order to make nuclear smuggling a thing of the past. To begin with, of course, we need to make sure that our current emphasis upon countering nuclear smuggling continues, and that essential programming in this arena gets the political support and resources it requires. Beyond simply keeping this good work going, I have some additional priorities:
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                    But for all this work we have yet to do, I’m pleased to have the chance to explain what is already being done. We are indeed working hard to make sure that nuclear terrorism remains, forever, merely a hypothetical problem. I hope we can count on support and encouragement from all of you as we continue to push forward in the months and years ahead.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Sun, 30 Sep 2018 04:50:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2250</guid>
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      <title>Reforming Nonproliferation Programming</title>
      <link>http://www.newparadigmsforum.com/p2236</link>
      <description>Note:
Below are the remarks Assistant Secretary Ford delivered at the Stimson Center on September 25, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation, and a video of the discussion may be found on the website of the Stimson Center.
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      Below are the remarks Assistant Secretary Ford delivered at the Stimson Center on September 25, 2018.  They may also be found on the 
      
    
      
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      , and a video of the discussion may be found on the 
      
    
      
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                    Good afternoon everyone, and thank you for the kind introduction. It is a pleasure to be here, and all the more so because it gives me a chance to talk about how we are currently thinking about nonproliferation programming in the Bureau of International Security and Nonproliferation (ISN).
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                    ISN’s principal mission is to deter, contain, limit, and roll back the threats presented by the acquisition of weapons of mass destruction, related materials and technologies, increasingly sophisticated delivery systems, and advanced conventional weapons by state or non-state actors. These issues are of enormous importance to national and international security, of course, and we are resolutely dedicated to this mission.
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                    While ISN’s primary nonproliferation responsibilities remain both constant and urgent, I have also directed the Bureau to focus more upon how to re-shape the international security environment in ways that better advance U.S. foreign policy and national security objectives in a broader sense. Specifically, we aim to do more in support of this Administration’s emphasis not just upon proliferation and terrorism threats but also upon the imperatives of restoring U.S. geopolitical competitiveness against rival powers after a generation in which we forgot that such competition continues to be a central aspect of international relations. For this reason, ISN is now also working to use its skills and expertise to help promote the U.S. national security innovation base, prevent damaging technology transfers to geopolitical adversaries, and protect America’s technological edge.
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                    Both of those facets of our work are, naturally, very exciting and important. But I also want to make sure that you don’t forget the third key aspect of our work at the Bureau – our nonproliferation programming – because exciting and important things are afoot in that arena as well. So let me explain what we are doing.
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                    Foreign assistance, of course, has traditionally been a core mission of the Department of State. Nevertheless, budgets are tight these days, and the threats facing the United States – and our allies, friends, and partners – are varied and complex. It is thus imperative both that the U.S. taxpayer gets the greatest possible “bang for the buck” from funds devoted to overseas programming, and that all Americans 
    
  
  
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     that the U.S. government is allocating assistance money as effectively as possible to meet the most important threats and challenges that face us in the world.
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                    At ISN, we are working to meet this challenge head on, and are in the process of reforming our nonproliferation assistance programs in light of the twin imperatives of threat-based prioritization and programmatic effectiveness. I’d like to tell you about this effort.
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  I. ISN’S NONPROLIFERATION PROGRAMMING

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                    This reform effort is quite important, because we actually do a great deal of such programming – some $250 million or so each year. We use this money to engage with governments and industries around the world in many ways, through capacity-building assistance that helps other countries be better partners with the United States in combating the proliferation of weapons of mass destruction, delivery systems, advanced conventional weapons, and other such dangerous materials and technology.
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                    We help other countries, for instance, train and equip their border guards and security forces against proliferation threats; we develop and implement sound export control and technology-transfer regulatory regimes; we secure their borders against nuclear smuggling; we implement nuclear safeguards; we enforce U.N. sanctions against rogue regimes such as North Korea and Iran; and we equip first responders to deal with WMD use. Our engagements with foreign partners, moreover, go beyond traditional government-to-government interactions, and also employ implementers from international organizations, U.S. and foreign think tanks, U.S. national laboratories, and academic institutions.
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                    Taken together, these various programs underpin a multi-pronged approach to help partner governments keep potentially dangerous technologies out of the hands of terrorists or proliferators through creating effective proliferation barriers at the facility, institutional, national, and multilateral levels. ISN nonproliferation assistance programs thus help create a “layered defense” against the flow and movement of weapons, WMD materials, and expertise.
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                    ISN’s nonproliferation technical expertise, broad diplomatic experience, and nonproliferation assistance programs place it on the cutting edge of State Department and broader U.S. Government efforts against grave threats to U.S. national security and international peace and security – threats emphasized in this Administration’s National Security Strategy, National Defense Strategy, and Nuclear Posture Review, as well as the State Department-USAID Joint Strategic Plan for FY 2017-2022.
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  II. REFORMING NONPROLIFERATION PROGRAMMING

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                    But we cannot rest on our laurels, and — because money doesn’t grow on trees — we must ensure that our programming meets the challenge I mentioned earlier. Specifically, we must work to ensure that our programs are always targeted as effectively as possible at the most urgent threats.
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                    It has been some time since there was a real, bottom-up review of the State Department’s nonproliferation programming. If we are to be good stewards of the U.S. taxpayer’s money and of the national security interests of all Americans, however, we need to be willing to keep our programming model up to date, so that it is as relevant as possible in light of changing circumstances.
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                    Accordingly, I have directed and am overseeing a review of our programming with this objective in mind. This has been underway for some months, and one result of this review has been a new initiative to explore how to use our capacity-building skills to help foreign partners resist the depredations of powers seeking to acquire Western technology for military uses in support of revisionist agendas that threaten to destabilize entire regions of the globe.
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                    More broadly, however – and in keeping with the assumption that because resources are finite and life is short, we should seek engagement with foreign partners not for its own sake, but rather in order to achieve clear improvements in U.S. national security – I have directed that ISN reassess its programming from the ground up in order to ensure that it really does focus upon the highest priority threats. To address these complex challenges, we have initiated a restructuring of ISN nonproliferation assistance and capacity-building programs in order to help the ISN Team have greater flexibility in the use of our limited assistance resources in order to achieve maximum impact on the ground.
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  A. Supporting Top National Security Priorities

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                    One of our watch phrases is to “focus on national security priorities.” We are emphasizing several key areas:
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                    These priorities apply across the Bureau, but it also includes our programming work. A demonstrable connection to one of these specified priorities now needs to be shown, and proposed initiatives need, in effect, to 
    
  
  
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     with each other for funding – so that as we implement these reforms, U.S. leaders can have confidence that the marginal nonproliferation dollar is always being used against the greatest unmet need.
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  B. Coordination Across Organizational Stovepipes

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                    Another watchword is “coordination,” for despite the inherent complementarity of purpose among ISN’s program offices, the efforts of Bureau nonproliferation assistance programs in the past often lacked integration with the work of the ISN policy offices. To maximize impact against security threats, however, we needed to align programs with the policy and the nonproliferation instruments employed by ISN – for instance, sanctions and counter proliferation dialogues. We are now working to do this, removing artificial bureaucratic barriers and enabling ISN programs to become better force multipliers for important policy work.
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                    In support of the top priority Secretary Pompeo has placed upon supporting the President’s pressure campaign against North Korea in order to constrain the development of its threat programs and lay the groundwork for negotiated denuclearization, for instance, our CTR office has shifted to focus more on activities that build partner country capacities to cut off resources used by proliferator states to advance their nuclear and missile programs.
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                    Similarly, the ECC Office has expanded border security programming specifically focused upon the threat of WMD terrorism. The EXBS Program, for example, has provided inspection equipment and border security training to Turkey, Iraq, and Jordan, to detect and respond to chemical weapons threats emanating from Syria. Most recently, EXBS was called upon to refurbish the Rabia port of entry on the Iraq-Syria border. EXBS’ mission included upgrading the infrastructure, providing training to border security personnel, and supplying X-ray imaging equipment with which to scan luggage and cargo crossing the border.
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                    This EXBS assistance enabled Iraqi authorities minimize the risk that Rabia border crossing might become a thoroughfare for ISIS fighters and smuggled weapons. In responding to the priority the U.S. government placed on the defeat-ISIS campaign and preventing WMD terrorism, EXBS was able to capitalize on its long-standing relationship with Iraqi border security officials and its proven track record. ECC is also training regional border security officials to identify fraudulent documents in order to minimize the threat posed by returning foreign fighters who may have WMD-related expertise and CW battlefield experience.
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                    EXBS is also expanding programming to strengthen investigative capabilities of partners to detect and deter terrorist attacks against public transportation targets, such as airports or seaports. In Egypt, through the Department of Homeland Security’s Homeland Security Investigations, EXBS is providing investigative training to the representatives of Egyptian Administrative Control Authority – which is responsible for internal corruption and cross-border criminal investigations. The Egyptians will use these skills to help prevent terrorist attacks against public transportation targets.
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                    Additionally, our WMDT Office is expanding its work on preventing, detecting, and responding to nuclear and other radioactive material smuggling to include addressing threats posed by terrorists seeking or using chemical weapons and seeking potentially dangerous biological materials. WMDT is thus now working — both bilaterally with partner countries and multilaterally — to address national gaps in preventing and countering terrorists’ pursuit of the full range of CBRN threats. Acting, in part, through international organizations such as the UN Office of Drugs and Crime, INTERPOL, and others, we will address gaps in partner countries’ CBRN-related legislation and investigative capabilities.
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  C. Flexibility and Agility

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                    A third point of emphasis is “flexibility,” for as part of ensuring that we can provide innovative responses to the highest national security threats, we have created informal task forces and “tiger teams” that pull relevant experts together, as needed, from multiple offices to concentrate on specific issues that require input from across a range of subject-matter specializations. We are using this matrix-managed “task force” approach to help cope with the challenges presented by implementing sanctions against Russia pursuant to the Countering America’s Adversaries Through Sanctions Act of 2017 (CAATSA), restoring the full panoply of nonproliferation sanctions against Iran while driving toward a better and more comprehensive agreement to follow the Joint Comprehensive Plan of Action nuclear deal, and maximizing pressure against North Korea while preparing to implement denuclearization should Pyongyang agree to it. With these internal, cross-office Bureau teams, we seek to leverage ISN expertise — irrespective of where it may normally be housed — to deal with high-priority U.S. national security challenges that demand coordinated, multidisciplinary responses.
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  D. Threat-Prioritized Programmatics

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                    A fourth area of emphasis for us to how funding is managed for nonproliferation programs. This Administration inherited a system in which nonproliferation programming was largely managed in country-specific stovepipes, between which it was very difficult to move money even in response to pressing needs in a complex and evolving international security environment. In fact, most of the EXBS budget is currently contained within 55 bilateral accounts and five regional accounts — a structure that generally requires that EXBS spend such funds only within the specified countries or regions.
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                    In my view, this system was far too inflexible to meet contemporary needs. It may have been a fine arrangement for officials whose policy priority was simply to engage in partnerships with as many other countries as possible, but this was not good enough for those of us more focused upon ensuring that finite foreign assistance resources are directed as effectively as possible to meeting the highest priority national security threats.
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                    Accordingly, as part of our work to reform how we do our nonproliferation programming — and after extensive consultations with regional Bureaus, other U.S. government agencies, and international partners — we are working with the State Department’s Office of Foreign Assistance Resources (a.k.a. “F”) to realign the kaleidoscope of EXBS bilateral funds. When this multi-year transition is complete, we will be far more able to maximize our effectiveness by ensuring that ISN is always directing each nonproliferation programming dollar to the highest priority unaddressed need.
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                    In support of this migration to a globally threat-prioritized system, our ECC office developed a Threat Prioritization Index, which ranks all 67 current EXBS partners based on the WMD proliferation risks with which they are associated, their capability to mitigate those risks, and the strategic trade patterns in and through each country (
    
  
  
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     the potential transit or smuggling pathways along which dangerous technologies and materials might move).
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                    This in-house threat prioritization matrix, which incorporates input from both the intelligence community and open sources, underpins our EXBS realignment. The matrix is designed to help us evaluate the potential threat-reduction effectiveness of actual or potential programming efforts, allowing effort to be focused where it is most needed, and money to be saved where it is not. With help from the Sandia National Laboratory, moreover, the matrix is being updated and expanded — from covering only existing EXBS partners to covering the entire world — so that it can serve as a more effective “targeting algorithm” to help guide our efforts to direct nonproliferation programming against the most acute needs in the years ahead.
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                    In countries that the matrix suggests face lower-level threats — and so far, this means South and Eastern Europe — ECC plans to wrap up its current programming efforts on an expedited timeline, and shift local assets or facilities to host country ownership by the end of fiscal year 2019. As those local programs wind down, EXBS will continue to provide limited technical assistance to ensure sustainability, but it will eliminate support to lower-threat countries as the program mission is accomplished and shift financial and personnel resources to high-threat areas.
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                    This move alone will enable EXBS to realign close to $10 million in FY2018 bilateral funding from country-specific to global and regional accounts, thereby making it more easily and enduringly available to help address more urgent threats. As our efforts continue and mature, EXBS aims to roughly double its centrally-managed account and triple its regional accounts by realigning funds from bilateral allocations.
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                    Over time, this resource realignment will enable us to ensure threat-prioritized programming on an ongoing basis — not only directing resources where they are most needed, but also being able quickly and effectively to respond to evolving threats and engage new partners as circumstances require in a complex and dangerous world.
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  E. Graduation and Performance Metrics

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                    Placing more emphasis upon ensuring that we continue any given program only for so long as it remains necessary also means that we need to do more to build concepts of “graduation” into our program efforts, and to improve program evaluation through more effective performance metrics.
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                    Our WMDT Office, for instance, has already transitioned two of its bilateral partners to an “advanced partner” status, indicating that these countries have now — with our help over several years — developed a solid indigenous capability to prevent, detect, and respond to nuclear and other radioactive material smuggling. Now, these “advanced partners” can assist with training efforts in their region of the world and serve as mentors to other, less advanced countries. This allows us to use our own outlays more efficiently elsewhere, against the greatest unmet needs, while still continuing to address threats in the original region by leveraging the partner expertise we helped create — using it as a catalyst for improving the capabilities of additional countries.
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                    With regard to performance metrics, it can be challenging to know to what degree one is making a dent in a problem such as nuclear smuggling. It is precisely the purpose of nonproliferation programming to prevent bad things from happening, of course, and illicit movements of WMD-facilitating technology and materials, delivery systems, and advanced conventional weapons are not so common that one can chart trend lines with the (relative) fidelity that is perhaps possible with licit commodities, narcotrafficking, or flows of migrants or refugees. If you see nothing untoward — in a proliferation sense —occurring at a border crossing that used to be easy for smugglers to transit, for instance, does that mean your new, U.S.-trained guards and scanners have successfully deterred catastrophe? Or that you’ve wasted your money because proliferation-facilitating smuggling wasn’t really a problem there in the first place?
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                    Nevertheless, it is not at all impossible to determine — on a “before and after” basis — whether local capabilities have improved, and the degree to which international “best practices” are being followed, and EXBS is reviewing its long-standing evaluation methodology to develop better ways to evaluate its expanding work in border security. The current methodology does not offer a comprehensive framework for evaluating effectiveness of EXBS programming to improve targeting, inspection, detection, and investigative skills of partner governments. But we’ll do better, and our ISN team will work to ensure that we are always evaluating 
    
  
  
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     our programming to ensure that it is producing the best possible results in addressing security threats.
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  F. Other Efficiencies

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                    Finally, we seek to take advantage of other efficiencies in order to ensure that nonproliferation programming maximizes value for the U.S. taxpayer while it reduces national security threats to the United States. These efforts did not begin with our current programming reform work, but they are another important element of our current push to reform and revitalize nonproliferation programming.
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                    As one example — as also suggested by my account of WMDT’s efforts to enlist “advanced partner” countries in training others — we are focusing as much as possible upon “train the trainers” work, in which we help create and then leverage the skills of local experts. This leveraging effect can be especially useful where it would be difficult for U.S. trainers to do the key work directly. EXBS, for instance, is one of only a very few U.S. government programs able to conduct training for Libyan security officials despite the civil war that’s been raging there.
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                    Since April 2017, EXBS has provided training in land and air border security for Libyan border security and defense personnel, and is now working with Libyan training academies to institutionalize this training in Libyan hands. This program has been contributing, at least in some way, not just to helping limit or stop the flow of weapons from the Libyan conflict to terrorists abroad, but also to helping create the physical security that might allow a democratic transition to take place in that traumatized country.
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                    We also work, wherever we can, in conjunction with other assistance providers in order to facilitate cost-sharing and amplify the reach of limited resources. For example, for the EXBS Yemen border security training program, Saudi Arabia has made in-kind contributions of approximately $300,000 to support Yemeni trainees — and has been providing venue, travel costs, lodging, and meals. Since EXBS cannot conduct training in Yemen itself on account of the conditions there, being able to use Saudi Arabia’s training facilities has been a major benefit. Similarly, Norway supported EXBS border security efforts in Ukraine by contributing funds to equipment procurement, while Canada provided funding to support organization of the International Export Control conference in the Czech Republic.
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                    Our engagement with partner countries can also help catalyze additional efforts by other donors and relevant international organizations. In Jordan, for example, EXBS provided a controlled commodity identification training for customs officials, to strengthen cargo inspection and interdiction techniques and shut off critical proliferation pathways. This helped pave the way for our work with the United Nations Office of Drugs and Crime’s Container Control Program to establish a specialized enforcement unit at the Port of Aqaba, the largest transshipment hub in Jordan. EXBS also partnered with the World Customs Organization to deploy the Cargo Targeting System at the Port. The result? Improved Jordanian capabilities coupled with international engagement to sustain progress in border security and counter-smuggling capacity in a key partner country next door to one of the most horrific civil wars and terrorist breeding grounds in modern history.
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  III. CONCLUSION

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                    That is a lot of detail, and I am grateful for your patience. Despite all the detail, however, please don’t mistake the bottom line: nonproliferation assistance programs are critical tools for advancing U.S. national security, national interests, and national values. In using them, we have a proud legacy to uphold, but we can do even better — and our work to reform nonproliferation programming is making this possible. The American people deserve to live in a world free of the threats that our programs can help mitigate, and we’re working hard to deliver on this promise.
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                    This is an exciting aspect of our work at the ISN Bureau, and I’m pleased at the changes we are making. Transforming the planning, operation, and delivery of State Department nonproliferation programming is well underway, and we will continue to seek ways to make our programs even more targeted, responsive, and innovative.
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                    I am sorry for taking so much of your time, but these aspects of the nonproliferation business are ones too little understood outside the bureaucracy.
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                    I thank you for your attention and look forward to your questions.
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      <pubDate>Tue, 25 Sep 2018 20:01:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2236</guid>
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      <title>Nuclear Security Challenges and Opportunities</title>
      <link>http://www.newparadigmsforum.com/p2230</link>
      <description>Note:
Below are Assistant Secretary Ford's remarks to the Nuclear Security Contact Group in Vienna, Austria, on September 20, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
It is a pleasure to be here today, Mr. Convenor, and let me offer my congratulations for your [...]</description>
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      Below are Assistant Secretary Ford's remarks to the Nuclear Security Contact Group in Vienna, Austria, on September 20, 2018.  They may also be found on the 
      
    
      
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                    It is a pleasure to be here today, Mr. Convenor, and let me offer my congratulations for your assumption of the leadership here at the Nuclear Securutiy Contact Group (NSCG).
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                    It is an honor to represent the United States at this meeting of the Group Since this is my first involvement with the NSCG since coming to the U.S. Department of State from the White House — and the first meeting since the United States has transitioned the lead role for this issue from the National Security Council staff to the Department — I hope you’ll permit me to say a few words about our broad approach to nuclear security and the challenges we face together in this regard.
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                    It has been very helpful to hear from other representatives here today about the various activities our governments are undertaking in support of nuclear security. As a new arrival with the Group, I am naturally pleased to learn of these, but I would also like to take this opportunity to draw attention back to 
    
  
  
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     all of these efforts are so important. All of you are aware of this, of course, but at this point of transition between Convenors and between institutional points of contact in the United States system, some important truths are perhaps worth restating.
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                    Nuclear security means prevention and detection of – and responses to – the theft, sabotage, unauthorized access, illegal transfer, or other malicious acts involving nuclear or radioactive materials. This makes nuclear security a sibling discipline of nuclear safeguards – which aim to prevent deliberate 
    
  
  
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     of material or technology from permissible to prohibited purposes by those already possessing it, whereas nuclear security focuses upon preventing access by those who shouldn’t have it in the first place.
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                    Nuclear security is and must remain a high priority for our countries for several reasons. First and most obviously, it is essential that terrorists never acquire nuclear weapons – and this includes preventing terrorists and other malicious actors from gaining access to nuclear materials with which they could make an improvised nuclear device. Since the end of the Cold War, terrorists who have attempted to steal or build a nuclear device have been a common trope of popular entertainment, and such fears have been reinforced by many experts on the topic. A prominent academic of my acquaintance, for example — the redoubtable Graham Allison at Harvard — has been well known for making “when, not if” pronouncements about the likelihood of a terrorist nuclear attack, declaring that “nuclear terrorism is not just inevitable, but more likely than not in the decade ahead.” Such warnings we hear from outside of government must be heeded, lest these scenes we see on the movie screens become our reality.
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                    Second, thefts of nuclear material or technology can fuel state proliferators as well. There is already some history of this, as we all know, and it is imperative to prevent poor secuirty in one country from facilitating weapons development in another. This is just another reminder of why we must stay vigilant against nuclear security threats.
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                    Third, the success and future of international nuclear cooperation depends heavily upon maintaining sound nuclear security practices. Along with nuclear safeguards, sound nuclear security practices are part of the foundation upon which rest international efforts to share civil nuclear power generation capabilities and to promote technical cooperation in nuclear-related areas of enormous benefit to the health, nutrition, prosperity, and comfort of people all around the world – and especially in developing countries. It is hard to imagine that there could be much of a future for such efforts if the nuclear materials associated with them could not be kept out of the hands of terrorists or other malign actors, so the integrity and resilience of safeguards 
    
  
  
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     nuclear security practices are essential to ensuring that everyone can benefit from nuclear knowledge.
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                    All countries thus have a powerful interest in working together to make sure that the international community successfully meets nuclear security challenges. In the United States, we certainly think so, and nuclear security and associated international cooperation has been a priority for many years, enjoying consistent and continuing bipartisan support in Washington.
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                    Over a couple of decades beginning in the early Clinton Administration, for instance, we spent something on the order of several billion on nuclear security improvements in the former Soviet Union in order to help modernize the security over the enormous quantities of nuclear materials stored there. Useful work remained to be done, so it was particularly disappointing that Russia suspended cooperation on these projects in 2014. Nevertheless, a great deal of good was accomplished.
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                    The United States has also engaged in extensive efforts, over many years and multiple U.S. administrations, to reduce the amount of weapons-usable nuclear material that exists around the world – which is clearly important to nuclear security inasmuch as it minimizes the amount of material that has to be secured in the first place. This has included converting research reactors that use highly-enriched uranium (HEU) to use low-enriched uranium, and arranging the repatriation of over 6,700 kilograms of HEU and separated plutonium—more than enough for over 260 nuclear weapons—to their points of origin or confirming their disposition abroad.. In addition, efforts are being made to reinforce the use of alternatives to cesium-based devices, where possible, as a permanent risk reduction measure. To date, the U.S. National Nuclear Security Administration (NNSA) has converted 52 cesium based irradiators to X-ray, and has contracts for an additional 140.
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                    Nor has this consistent and continuing U.S. support occurred only nationally and bilaterally. In the multilateral arena, we have, for example, continuously supported nuclear security initiatives at the IAEA. This has included providing direct monetary support for the Nuclear Security Fund, upon which the IAEA’s Nuclear Security Division relies for about 85 percent of its operating budget. In fact, we are the largest contributor to the Fund, with our voluntary contributions in 2016 and 2017 amounting to about a third of the total. We have also given in-kind support through the provision of subject-matter experts, training courses, equipment, and so forth.
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                    For decades, as these efforts illustrate, every U.S. administration has made nuclear security a priority. Under the George W. Bush Administration, moreover, we led the creation of new global security norms such as the provisions of U.N. Security Council Resolution 1540, requiring all states to adopt and enforce appropriate laws and practices to prevent the proliferation to non-state actors of weapons of mass destruction and their means of delivery. With our international partners, we also pioneered the Global Initiative to Combat Nuclear Terrorism, an international partnership committed to strengthening the global capacity to prevent, detect, and respond to nuclear terrorism, as well as the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction.
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                    Under the Obama Administration, we initiated the head-of-government-level Nuclear Security Summit process, through which four meetings were held that helped elicit new commitments to make progress on materials security and minimization. Since the last Summit was held in March 2016, this process has been transitioning from what I describe as its “promise-making” phase into one of institutionalizing “promise-keeping” — which is precisely what brings us together today. We can also look for new opportunities to make new commitments and announce new accomplishments, especially at high-level IAEA meetings in the coming months and years.
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                    As I noted in a speech last year when I worked on these issues as Special Assistant to the President and the NSC’s Senior Director for Weapons of Mass Destruction and Counterproliferation, the Trump Administration recognizes the importance of partnership relationships in responding to nuclear security challenges. The transition to “promise-keeping” – that is, working with partners to ensure that everyone 
    
  
  
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     on their various nuclear security commitments, and that we all institutionalize nuclear security “best practices” as the “new normal” of everyday government and industry activity – is a critical step in the international community’s response to this problem.
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                    We must build a shared vision against the threat of nuclear and radiological terrorism, minimize vulnerable materials to the extent possible, help build capacity in the countries that retain these materials, and work with other states and international organizations to spread a culture of security that continues to adapt as technologies and threats change. In the event that such defenses are circumvented and nuclear or radioactive material falls out of regulatory control, we must be prepared to quickly locate and secure smuggled nuclear materials and bring the criminals involved to justice. These are high priorities for us in the current U.S. Administration, as we aim to transition nuclear and radiological security into what we hope it will remain over the long term: an axiomatically important, enduring priority for the international community, the key tasks of which have become regularized, routinized, and systematized so as to receive persistent day-to-day care and attention from international, state-level, and private-sector and civil society actors of all sorts and at all levels.
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                    In doing this in conjunction with international partners such as yourselves, we will of course face challenges. Not least in ensuring that everyone devotes resources to nuclear security sufficient to ensure that the specter of nuclear terrorism never materializes. We in the United States are proud of the role we have played as the largest contributor to supporting the Nuclear Security Fund and the IAEA’s Division of Nuclear Security. It worries us, however, that this critical work remains so dependent upon extra-budgetary contributions. This is clearly 
    
  
  
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     the right answer over the long term, as it makes the Division’s budget unpredictable and contingent. If nuclear security work is to continue effectively – which, as I have noted, builds a sustainable foundation for our cooperative projects over the long term – there clearly needs to be a migration to regularized funding commensurate with the challenge. We look forward to working with you on this.
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                    In sum, the United States remains strongly committed to nuclear security – and to the ongoing process, through this Nuclear Security Contact Group and elsewhere – of building best practices for nuclear safety and security into the collective muscle-memory of the international community. Good work has been done in this arena over a long time, and we remain focused upon working with our partners to sustain this emphasis.
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                    Let me conclude by reminding you of the pronouncement about nuclear security threats by Graham Allison that I mentioned earlier. He deserves credit for drawing much useful attention to the issue. But I also want to make sure that credit is also given to you and your colleagues, and all of the other partners who have been working to address these challenges over the last quarter century and more.
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                    It’s true that Professor Allison has warned darkly that “nuclear terrorism is not just inevitable, but more likely than not in the decade ahead.” But here’s an important point, however: he said that 
    
  
  
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      in the year 2004 — nearly a decade and a half ago now.
    
  
  
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     I think that should give us some hope, and encourage us in our endeavors. For my part, I do 
    
  
  
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     think that nuclear terrorism is inevitable. We have already all done a great deal to prevent it, and if we remain focused upon these challenges in the years to come, I believe that together, we may be able to forestall it indefinitely.
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                    Thank you.
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      <pubDate>Fri, 21 Sep 2018 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2230</guid>
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      <title>Nonproliferation Lessons Learned</title>
      <link>http://www.newparadigmsforum.com/p2220</link>
      <description>Note:
Below follow Assistant Secretary Ford's remarks to the Vienna Center for Disarmament and Non-Proliferation in Vienna, Austria, on September 19, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good day, everyone, and thank you for the kind introduction, Laura [Rockwood]. This being the 50th anniversary [...]</description>
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                    Good day, everyone, and thank you for the kind introduction, Laura [Rockwood]. This being the 50th anniversary of the opening for signature of the Nuclear Nonproliferation Treaty (NPT), it’s a big year for thinking about the NPT and its future.
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                    As we all do that thinking, we at the U.S. State Department have emphasized the importance of remembering the benefits that have been provided for so long by the NPT, and by the global nonproliferation regime that the international community has built up around it. Memory and understanding of the past can be a key with which to unlock a better future, and we have stressed the linkage between understanding the NPT’s legacy and the imperative of preserving and strengthening the nonproliferation regime so that it can continue to be of value.
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                    This effort received a boost from the NPT 50th Anniversary Depositaries’ Conference we held in Washington in June, and from the joint U.S., British, and Russian Foreign Ministers’ statement issued at that time, reaffirming the NPT Depositary States’ commitment to the NPT in all of its aspects. In the months ahead – and leading up to the 2020 Review Conference, which will occur upon the 50thanniversary of the NPT’s entry into force – we will continue to emphasize these themes and build upon them.
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                    But remembering the benefits that the NPT provides, and which will be lost if the international community fails to preserve the nonproliferation architecture that is the Treaty’s core, should not be our only lesson from the NPT’s history. I believe we can also learn valuable things from the nonproliferation regime about 
    
  
  
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      how
    
  
  
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     international institutions survive and thrive in a complex and changing world – in particular, how the regime has been able to 
    
  
  
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      learn
    
  
  
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     from its environment and to 
    
  
  
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      adapt
    
  
  
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     as learning occurs. Let me offer three examples of past and ongoing learning, and one case of lessons not yet fully learned:
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                    The first three are success stories for the regime, demonstrating its ability to learn and adapt – and thus keeping it from being the kind of rigid, static, and brittle institution that would collapse in a prolonged encounter with the real world. Remembering these instances of successful adaptation can help focus us on preserving these gains and ensuring that the nonproliferation regime can evolve in the face of 
    
  
  
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      current
    
  
  
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     and 
    
  
  
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      future
    
  
  
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     challenges, so that all States Party can continue to benefit from the NPT for another half century and beyond. The fourth example is unfortunately not yet a success story, but the foundation for making it one is there.
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  I. HEU Conversion and Repatriation

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                    So let me outline each of these success stories in turn. First, HEU minimization. The United States has been a key proponent of spreading peaceful nuclear uses since the beginning of the nuclear age. President Dwight Eisenhower, for one, spoke eloquently about this in his famous “Atoms for Peace” speech at the United Nations in 1953, and Article IV of the NPT itself later incorporated language expressing possessor states’ desire to facilitate nuclear cooperation. In the early years of the nonproliferation regime, supplier states eager to share the benefits of peaceful uses of nuclear energy helped a number of developing countries build nuclear research or experimental reactors that ran on highly-enriched uranium (HEU) fuel.
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                    Not all things done with good intentions and great enthusiasm, however, are always done well or wisely, and in time, it became clear that this HEU-based approach wasn’t such a good idea. One can make a perfectly good research or power reactor with low-enriched uranium (LEU), after all, and it is in the nature of the enrichment process that purifying U-235 above 20-percent levels accomplishes the lion’s share of the enrichment work necessary to take uranium to weapons-usable levels. Spreading HEU around the world increased both the ease with which a host government could divert material for weapons purposes in a “breakout” scenario and the quantity of dangerous material that could be subject to loss or theft.
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                    But this is where regime learning comes in: It’s important to keep a careful eye on the consequences of one’s initiatives, and to be willing and able to readjust them, as necessary, as one’s understanding improves. Thankfully – and thanks, in large part, to U.S. leadership and support from the American taxpayer to the tune of approximately a billion dollars – the nonproliferation regime has been able in more recent decades to help reduce the risks created by early “Atoms for Peace” enthusiasms for HEU.
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                    In light of improved understanding of proliferation risks, extensive work has been done to develop replacement LEU fuel for HEU reactors, to convert HEU reactors and medical-isotope production to LEU operations, and to repatriate both fresh and spent HEU fuel to its country of origin. Since its inception 40 years ago, the U.S. Reduced Enrichment for Research and Test Reactors (RERTR) program, for instance, has helped convert more than 40 research and test reactors from HEU to LEU. Since 2004, moreover, the Global Threat Reduction Initiative (GTRI; now called “Material Management and Minimization” or M-cubed) has managed a broad and intensive effort to support LEU fuel development, reactor conversion, and HEU repatriation worldwide.
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                    GTRI targeted reactors around the world, including over a dozen in the United States, for conversion or shutdown by 2020, and as of today has verified the conversion or shutdown of almost 100 facilities that had previously used HEU – about one-third of them weaning off of HEU since 2009. Fuel repatriation efforts have returned about 4,500 kilograms of HEU to points of origin in Russia and the United States for downblending and disposition. In terms of the U-235 content, the majority of this material has been returned to the United States, but Russia has also done its part, working with 16 countries – and in what I think stands as a good example of how cooperation is possible between Washington and Moscow on shared interests despite broader problems in the relationship. As part of such work, the United States has been taking back irradiated and fresh HEU from U.S.-supplied research reactors and partner countries – as well as assisting with the repatriation of some Chinese and UK-supplied HEU and several hundred kilograms of 
    
  
  
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     that had similarly been used for peaceful nuclear research purposes. In the case of Japan’s Fast Critical Assembly, which no longer had need for HEU and plutonium, Japan sent more than 500 kilograms of these materials to the United States in early 2016, in the form of small metal fuel coupons. In total, more than 40 countries have been cooperating in these repatriation efforts. As a result, 33 countries and Taiwan have now become HEU free, 12 of them by repatriating HEU that had been supplied by Russia.
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                    This has been a very impressive effort – and, while this is a problem that one might wish hadn’t been created in the first place, the nonproliferation regime has had considerable success in reducing the proliferation risks created in past years when its enthusiasm for sharing outran its nonproliferation good sense. Furthermore, it has done all this risk reduction without cutting back on longstanding efforts to share the benefits of peaceful uses of nuclear energy.
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                    We should remember these risk-reduction successes, for they have helped the nonproliferation regime survive and continue to provide benefits to all mankind notwithstanding some dubious nonproliferation choices made in earlier years. Appreciating this story can help the international community remain alive to the need to reassess its 
    
  
  
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      own
    
  
  
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     practices on an ongoing basis in the years ahead, and to adjust its approaches, as needed, as our understanding of proliferation risks continues to mature.
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  II. The IAEA Additional Protocol

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                    Another success story of learning and adaptation by the nonproliferation regime concerns the approval of the IAEA Model Additional Protocol in 1997, and its subsequent emergence as the global standard for nuclear safeguards. The principal catalyst for this learning process was Iraq, which began its own clandestine efforts to develop nuclear weapons in the early 1970s at the direction of the then-head of the Iraqi Atomic Energy Commission – a previously little-known chap by the name of Saddam Hussein. By 1991, Iraq had a robust covert nuclear weapons program that included a complete nuclear weapons design and a supply of HEU in the form of research reactor fuel. Iraq also had a secret effort to enrich uranium using the same calutron-based electromagnetic isotope separation (EMIS) process that the United States had used to enrich uranium for the Hiroshima bomb during the Manhattan Project.
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                    Despite all this work, however, the IAEA continued to draw positive conclusions about Iraq’s safeguards compliance. This was true because the Agency’s implementation of standard Comprehensive Safeguards Agreements (CSAs), including Iraq’s, focused only on verifying what the state had declared to the IAEA rather than looking for indications of undeclared activities. Although the model for such agreements, set out in IAEA document INFCIRC/153, provides some authority to look for undeclared activities, particularly through special inspections, the IAEA had allowed this authority to fall into disuse. Instead, the IAEA only sought to verify the accuracy of what Iraq 
    
  
  
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     to declare. Naturally, the Iraqis carefully declined to declare their clandestine weapons program and enrichment work, with the result that the IAEA appeared to give Iraq a clean bill of health for many years, thus in effect inadvertently helping provide cover for Saddam’s nuclear weapons effort.
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                    The true nature and extent of Iraq’s secret nuclear weapons program became painfully clear to the international community after Iraq’s military defeat in the 1991 war – as did the manifest inadequacy of the IAEA’s approach to implementing CSAs. And here’s where we return to my theme of regime learning, for in response to revelations about weaknesses in safeguards implementation, the IAEA pursued a two-year review of safeguards implementation, known as Program 93+2, which examined both ways it could better use its existing authority and possible new authorities to improve its ability to detect and deter undeclared nuclear activities.
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                    The first part of this effort led the Board of Governors to reaffirm its guidance that implementation of CSAs should be designed to verify that states’ declarations are both correct 
    
  
  
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      and complete
    
  
  
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    , in order to provide credible assurances both that declared nuclear material is not diverted and that there are no undeclared nuclear activities in the state as a whole. This guidance was based on the Agency’s earlier experience not just in Iraq but also in South Africa, where both the Board of Governors and the General Conference had asked the Secretariat to verify the completeness of South Africa’s initial declaration.
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                    The second part of Program 93+2 considered new legal authority the Agency could use to draw stronger conclusions about the absence of undeclared activities, and ultimately led to the negotiation of the Model Additional Protocol (AP). The AP requires states to provide more extensive declarations about nuclear-related activities, and gives the IAEA broader access – including at undeclared locations – to verify declarations or to resolve questions and inconsistencies regarding those declarations. The IAEA has used this tool effectively to investigate indications of possible undeclared activities in response to acquisition of appropriate evidence. This now accepted practice of access not only strengthens the nonproliferation regime by providing the IAEA with valuable information, but also adds a deterrent value, since a would be proliferator now faces a much higher risk of being caught.
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                    Since the development of the AP in 1997, it has become the world’s 
    
  
  
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     standard for nuclear safeguards. Not only has it been signed by 148 countries, and brought into force by 132 of them, but it is the basis for the IAEA to draw the so-called “broader conclusion,” a formal determination that credible investigations have found no indications of undeclared activities in the state in question, and a finding on this basis that all nuclear material has been placed under safeguards. Even NPT nuclear weapons states have adopted versions of the AP that apply to some or all of their civilian nuclear sectors, as we in the United States did in 2009. Provisional application of the AP in Iran, moreover, currently provides an essential part of the IAEA’s inspection authorities there, and is a critical tool for monitoring Iran’s compliance with its nuclear obligations and helping increase the chances that the IAEA would detect any resumption of nuclear weapons work.
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                    The AP has thus been a vital addition to nuclear safeguards, and has helped reinforce the nonproliferation regime. Notably, we owe the AP’s existence to regime learning. To be sure, the Additional Protocol’s full story has yet to be written, for a handful of countries still resist it – and not always for creditable reasons. But the AP represents the safeguards “best practices” to which it has been clear for more than two decades that all countries should adhere, and support for the AP today has become something of a litmus test for seriousness and responsible behavior in the realm of civil-nuclear cooperation. As President Trump said his message to the IAEA General Conference, delivered by Secretary Perry on Monday, “we will continue promoting high standards of safety, security, safeguards, and nonproliferation, including an Additional Protocol as the international standard, and call on other nations to do the same.” Consistent with that message, the AP should be universalized, and all supplier states should make adherence to the AP by recipient states a condition for nuclear supply.
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                    The Additional Protocol, then, is another success story of learning in practice – of a problem being recognized and remedial steps being taken by responsible states to help preserve the regime and thereby ensure that all States Party continue to enjoy its benefits.
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  III. The State Level Concept

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                    Another challenge the IAEA has faced is how best to implement safeguards agreements. How could the IAEA plan, implement, and evaluate its safeguards work – either under traditional CSA authorities or involving the AP as well – without either stretching scarce Agency resources beyond the breaking point or becoming an unwarrantedly intrusive burden upon states subject to safeguards?
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                    The IAEA’s answer to this challenge is something known as the State Level Concept (SLC). The SLC began as an effort to optimize the implementation of safeguards in states where the Agency has drawn the broader conclusion by taking into account the Agency’s enhanced knowledge of the nuclear activities and capabilities of the state, but the concept applies equally to any state with a safeguards agreement. Its implementation represents another success story in the nonproliferation regime’s ongoing struggle to adapt itself to the challenges of doing its job in a complicated world so that the NPT can continue to provide national security and peaceful use benefits to all.
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                    Under its SLC, the IAEA has been developing more systematic ways of addressing investigative resources to achieve safeguards objectives in the service of our collective nonproliferation goals, first and foremost by developing a sophisticated understanding of the nuclear program in each country subject to safeguards. These approaches are more nuanced than I can probably explain here. Central to the concept, however, is something called Acquisition Path Analysis (APA), which closely analyzes all viable pathways by which a given state might acquire nuclear material – whether by diverting it or producing it clandestinely – for a weapon. This analysis is informed by all available safeguards-relevant information, including what is coming to be some really impressive open-source research capabilities – and then uses these insights to target inspection resources as efficiently as possible in the field.
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                    The answer for each country is tailored to that particular country’s circumstances and the terms of each country’s safeguards agreement, and is implemented in a non-discriminatory way based upon objective criteria and information and in very close cooperation with each member state — with the aim of ensuring that safeguards implementation is as effective as possible, optimizes the Agency’s limited inspection resources within each state, and avoids what might otherwise have had to be a rigid system merely of intrusive and burdensome box-checking exercises at every conceivable nuclear location.
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                    The SLC is a sophisticated approach to fulfilling the IAEA’s existing safeguards mandate, one that has been many years in the making, and so far implementation seems to be going well. Fears that it would lead the Agency to exceed its authority or apply it unevenly or unfairly have proven unfounded. There is, in my view, no good reason for any state to oppose it, for it is a critical part of how the IAEA does its job in implementing safeguards agreements in ways that are as effective — and as little a burden upon states — as possible. Efforts to undermine it by calling into question the Agency’s authority or its objectivity are, in fact, a danger to the nonproliferation regime and to its ability to continue to provide peaceful use benefits.
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                    The SLC is, thus, yet another case study in the progress of the nonproliferation regime successfully adapting to the challenges of a complex world, and in the international community’s maturing understanding of how most effectively to provide the nonproliferation assurances that peaceful nuclear sharing requires.
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  IV. NPT Withdrawal

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                    Let me now turn to a fourth example, a case of a lesson not yet fully learned, and suggest some principles we can apply to learning and adapting from this case as well. In 2003, North Korea formally announced its withdrawal from the NPT. It took this action after it had been found in non-compliance with its safeguards agreement, initially (in 1993) for refusing a special inspection after it made an incomplete initial declaration, and later (in 2003) for expelling IAEA inspectors after U.S. intelligence discovered that Pyongyang was pursuing an undeclared uranium enrichment program. North Korea is the first and only country to announce its withdrawal from the NPT, and its action raised a number of issues that have not been resolved to this day, 15 years and three NPT Review Conferences later. The lessons are broadly recognized, but consensus on concrete responses has proven elusive.
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                    First, the withdrawal of any state undermines the security benefits that all other states derive from the nearly universal adherence to the nonproliferation obligations of the NPT, particularly if, as in the case of North Korea, the withdrawing state goes on to manufacture nuclear weapons. That raises questions within the competency of the UN Security Council, which is responsible for the maintenance of international peace and security. Indeed, the Security Council, in Resolution 1887, decided that it would address without delay any future notice of withdrawal from the NPT.
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                    Second, there are particular implications for enforcing compliance with the NPT. We would live in a much more dangerous world if states could violate their nonproliferation obligations and escape the consequences by withdrawing from the Treaty. Fortunately, it is a basic principle of international law that withdrawing from a treaty “does not affect any right, obligation or legal situation of the parties created through the execution of the treaty prior to its termination.” One logical consequence is that a withdrawing state remains responsible under international law for violations of the treaty committed prior to its withdrawal. This principle is widely recognized by NPT Parties, but has not yet commanded full consensus.
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                    A third issue is whether the withdrawing state can divert the nuclear materials, equipment, facilities, and know-how gained through its peaceful nuclear cooperation while a party to the NPT and use them to manufacture nuclear weapons. Will safeguards continue to apply on nuclear material, equipment and facilities supplied by another NPT Party? The existing international guidelines for nuclear export control, codified in the Nuclear Suppliers Group (NSG) Guidelines, address these issues from the perspective of the rights and responsibilities of the supplying state. The NSG Guidelines say suppliers should get assurances from recipient governments that those items will remain under safeguards and not be used for nuclear explosives, or else the supplier may demand their return. If such conditions were applied universally and enforced reliably, they could help prevent states from misusing the withdrawal provision of the NPT in this manner.
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                    It seems that many of the elements needed to address the possibility of withdrawal from the NPT are already in place, and many NPT Parties have sponsored papers supporting concrete action to discourage such withdrawal. Yet NPT Parties have been unable to reach consensus either on the principles or on specific recommendations. Some have objected to actions that would limit the ability of states to exercise the withdrawal provision of the NPT, even though none of the proposals would actually have that effect. Oddly, some have even gone so far as to claim that withdrawal is not a serious issue anyway, seemingly oblivious to the concrete example of North Korea, and Iran’s periodic recent mutterings about the possibility.
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                    On the issue of withdrawal, unlike my previous three case studies, the nonproliferation regime clearly has not yet fully learned or adapted based on the lessons of experience. All the necessary ingredients appear to be present, but despite widespread support for action, consensus has remained elusive. We should not consider this as a failure or a lost cause, but as a task that remains incomplete. This may be an important potential area for progress as we head toward the 2020 NPT Review Conference.
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  V. Conclusion

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                    There are other stories of successful adaptation to which one could point, but these three success stories – HEU minimization, the Additional Protocol, and the State Level Concept – are my favorites. They demonstrate that the nonproliferation regime is not a brittle, ossified, and static institution, but instead a vibrant and dynamic one that has repeatedly been capable of meeting challenges and learning from past mistakes or omissions. The fourth case – NPT withdrawal – is a cautionary example demonstrating that such learning is not easy or automatic. It shows that we cannot be complacent, and that the resilience of the nuclear nonproliferation regime depends on continued hard work to bring countries together to shore up the regime in any areas of evident weakness. It is this vibrancy that will, I hope, allow the regime to continue learning and adapting so that my successors’ successors at the State Department will be able to tell even 
    
  
  
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     success stories to future audiences like this one.
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                    I want to highlight one important feature of these four cases: Each one provides a concrete example that it is possible to strengthen the nonproliferation regime without impeding the peaceful uses of nuclear energy that are also a key focus of work here in Vienna. Indeed, despite complaints from some developing countries that constantly escalating nonproliferation conditions have the effect of infringing on their rights to benefit from the peaceful uses of nuclear energy, more nearly the opposite is true. Just as backward steps in ensuring that the nonproliferation regime meets the challenges it faces might endanger progress on peaceful uses, each step forward on nonproliferation builds confidence and helps to advance the mission of the IAEA to “accelerate and enlarge the contribution of atomic energy to peace, health[,] and prosperity throughout the world,” and facilitates “the fullest possible exchange” of nuclear material, equipment and technology for peaceful purposes, as called for by the NPT.
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                    The application of nuclear energy, science, and technology for peaceful purposes has been a tremendous boon to people around the world, providing clean, reliable electricity generation, diagnosing and treating cancer and other diseases, controlling disease-carrying pests, and meeting other basic human needs that are too diverse too list. This is possible only because of the controls we have collectively put into place to limit the risks from these technologies, including the risk of proliferation of nuclear weapons. These benefits are, in a very concrete sense, the fruits of the nuclear nonproliferation regime. Ensuring that the regime remains resilient is the best way to preserve and expand these benefits for future generations.
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                    It is exciting to be part of a regime that has provided so much benefit to so many for so long, and that has been able to learn and adapt so well. With apologies to George Santayana, I think it’s important to remember this history precisely so that we 
    
  
  
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     repeat it – in the sense that because we want the nonproliferation regime to continue to provide benefits for all, we should work to ensure that the regime can continue to adapt and evolve in the future as these examples demonstrate it has been able to do in the past. Such regime learning and adaptation, in other words, is something for us to aspire to.
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                    To this end, we should recommit ourselves to preserving these gains. I call upon all of you to repudiate any effort to undermine the advances being made in HEU minimization, in universalizing the Additional Protocol, and in implementing the State Level Concept. Upon this Golden Anniversary of the NPT’s opening for signature and informed by its rich history, we should dedicate ourselves to ensuring that the nonproliferation regime will be able to adapt to future challenges just as successfully as it has to those of the past.
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                    Thank you!
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 20 Sep 2018 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2220</guid>
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      <title>Coalitions of Caution: Building a Global Coalition Against Chinese Technology-Transfer Threats</title>
      <link>http://www.newparadigmsforum.com/p2214</link>
      <description>Note:
Below follow Assistant Secretary Ford's remarks to the FBI-Department of Commerce conference on "Counterintelligence and Export Control," held in Indianapolis, Indiana, on September 13, 2018.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.

Good afternoon everyone, and thank you for the kind introduction.
As a native-born [...]</description>
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      Below follow Assistant Secretary Ford's remarks to the FBI-Department of Commerce conference on "Counterintelligence and Export Control," held in Indianapolis, Indiana, on September 13, 2018.  They may also be found on the 
      
    
      
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                    Good afternoon everyone, and thank you for the kind introduction.
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                    As a native-born Ohioan – and from Cincinnati, no less, just a few miles from the Indiana border – it is a pleasure for me to have the chance revisit the great American Midwest, and I’m glad to have the chance to speak to you here today.
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                    This pleasure is all the greater because it gives me the opportunity to talk to you about an important area on which we are spending more and more time in my bureau at the U.S. Department of State. I run the Department’s Bureau of International Security and Nonproliferation (ISN). Our core mission at ISN is to lead U.S. diplomatic efforts to address the myriad threats and policy challenges facing the United States as a result of the spread of weapons of mass destruction (WMD), delivery systems, and advanced conventional weapons.
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                    But fighting the proliferation of those technologies to rogue proliferator states and terrorists is not all we do. As I explained in my testimony to a Senate committee a couple of weeks ago, we also have an important and growing role in supporting U.S. strategy vis-à-vis great-power competitors.
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  I. The Challenge of Competitive Strategy

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                    This is a very important theme for this Administration. The new U.S. National Security Strategy, for instance, calls out “the contest for power” as a “central continuity in history,” and warns about challengers – specifically, “the revisionist powers of China and Russia, the rogue states of Iran and North Korea, and transnational threat organizations” – that “are actively competing against the United States and our allies and partners.” In our new National Defense Strategy, we make clear that “[t]he central challenge to U.S. prosperity and security” today is “the reemergence of long-term, strategic competition,” and that “[b]oth revisionist powers and rogue regimes are competing [with the United States] across all dimensions of power.”
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                    My discussion in the Senate centered upon our implementation of sanctions targeting Russia’s destabilizing arms transfers to foreign clients. With you today, however, I would like to emphasize a different aspect of U.S. responses to the so-called “near-peer” challengers: U.S. competitive strategy toward China.
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  II. The China Problem

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                    As I tried very hard to point out in my scholarly work out of government in between the George W. Bush and Donald J. Trump Administrations, China has for a great many years been diligently engaged in a long-term strategy to regain the global power and influence Chinese leaders believe were lost in the 19th century to Western imperialist powers. The stated objective of the Chinese Communist Party’s strategy is not merely to acquire power and influence for itself on the world stage, but in fact to 
    
  
  
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     U.S. power and influence as China reclaims the central geopolitical status and role of which the Party has convinced itself that China was robbed in the 19th Century by Western imperialism.
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                    As Chinese leaders openly articulate these goals, the stated objective is to achieve – or, to put things in the context of these longstanding feelings of historical grievance, 
    
  
  
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     – the “Chinese Dream” of geopolitical preeminence, thereby making up for what the Chinese describe as the “century of humiliation,” which they felt to have arisen out of the painful collapse of China’s ancient geopolitical stature. More specifically, to help make the world right again, the Chinese Communist Party (CCP) aims to achieve for China great-power status and dominate the East Asian region by at least as early as 2049 – that is, the 100th Anniversary of the Party’s coming to power.
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                    As noted in the Pentagon’s just-released report to Congress on China’s military power, Chinese leaders – including President Xi Jinping himself – have characterized the 21st century’s initial two decades as a “period of strategic opportunity.” During this period, they think, international conditions will facilitate domestic development and the expansion of China’s so-called “comprehensive national power” in support of President Xi’s “China Dream of national rejuvenation.”
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                    “Comprehensive national power” is felt to have many elements, but for the CCP, a critical point of emphasis is for China to become a high technology economy. For Beijing, this is critical not only in order to improve economic competitiveness, but also in order to facilitate development of the high-technology military capabilities Chinese leaders believe they need in order to challenge the United States.
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                    The economic component of this strategy is outlined in multiple industrial plans, including a strategy known as “Made in China 2025,” in which China seeks to climb the industrial production value chain through development of advanced manufacturing capabilities. The 
    
  
  
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     component of this strategy is outlined in Chinese statements and policies on what Chinese officials term “Military-Civilian Fusion” – but which I’ll just call “MCF” – in which China seeks to develop a world class, high-technology military through acquisition and development of the most advanced military and technological capabilities in the world.
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  III. Military-Civil Fusion

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                    Chinese writings explain that MCF is the engine driving the new “revolution in military affairs” that is said to be underway as advanced technologies catalyze dramatic advances in combat power. These writings liken these current dynamics to 
    
  
  
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     revolutions in military affairs, such as the development of gunpowder or military aviation, and China hopes to ride the next wave to its “Chinese Dream.”
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                    Developing or acquiring state-of-the-art military technology is considered critical for China because it has long believed that it was its own 
    
  
  
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     military capabilities that led to disastrous military defeat at the hands of Britain in the Opium Wars – bringing about China’s traumatic slide from being the self-described “Middle Kingdom,” feeling itself to be at the peak and center of human civilization, to perceiving itself as a weakened state suffering subjugation by imperial powers. In effect, the “Chinese Dream” seeks to claw back that imagined role and status, and MCF is designed to help give China the military tools its needs to achieve this.
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                    What this means, in practice, is that it is a huge Chinese priority to develop or acquire advanced technology, including Western technology - and including, especially, militarily-useful technology. This may occur through licit means such as technology transfers and joint research and development with foreign firms, or through collaboration with foreign universities. But it also occurs illicitly, through theft and both traditional and cyber-facilitated espionage – and a raft of U.S. indictments over the past decade demonstrate illicit Chinese targeting of U.S. corporations to gain economic advantage and to improve military capabilities. Either way, however, a key enabler for China’s military modernization and economic expansion has been its access to the U.S. economy, including America’s sophisticated industrial and technology sectors and our world-class universities. Our know-how has been essential to making China rich, and this has benefited many millions of people, but it has also helped make China strong – and this may have some very problematic implications indeed.
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                    There are, therefore, powerful reasons to be very attentive to the risk that technology transferred to China will be employed in uses that will undermine U.S. foreign policy interests and threaten U.S. national security. Indeed, based on the explicit premises of the CCP’s MCF strategy, if any given technology is in any way accessible to China, and officials there believe it can be of any use to the country’s military as Beijing challenges Washington for leadership in the Indo-Pacific, one can be quite sure that the technology 
    
  
  
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     be made available for those purposes.
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                    As a result, it is imperative that we – not just the United States alone, but also acting together with as many international partners as possible – find an appropriate balance between the economic and strategic advantages of an open economy, the allure of the Chinese market, and the real risks posed by collaboration with Chinese entities that must ultimately take orders from the Communist Party. We’ve clearly 
    
  
  
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     gotten that balance quite right in the past, so how can we be safer in the future?
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  IV. Building a Safer Approach

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  A. EXPORT CONTROLS AND LICENSING

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                    As I see it, finding a good answer has to start with acknowledging the problem – and this is why we’re doing more to draw attention to MCF and the worrisome military and geopolitical ambitions that underlie Chinese technology-transfer policy. We need to be clear-eyed about these things, and make sure that China’s 
    
  
  
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     international trading partners are clear-eyed as well.
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                    Traditional approaches to technology transfer and export control policy tend to focus on specific items, end-users, and declared end-uses. A technology that would be safe in one entity’s hands might be very problematic in those of someone else, and the “usual” approach is to try to insist upon clear demarcations, including through eliciting promises of compliance or even the use of end-user verification protocols. Military-Civilian Fusion, of course, makes a hash of such distinctions – as indeed it is the very 
    
  
  
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     of MCF to ensure the free flow of technology and material between civilian and military enterprises. So we need to be far more careful, and to develop new approaches and procedures that are alive to the magnitude of the tech-transfer problem as it exists with China.
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                    Understanding MCF also means that the “security culture” of tech-transfer awareness needs to be expanded. In countries with sophisticated technology sectors, exporters hopefully already are (or should be) sensitized to the importance of exercising greater care in their transactions. Similarly, licensing and border control officials are (or should be) attuned to the importance of carefully vetting proposed transfers for potential national security impact.
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                    The advent of MCF, however, means that in dealing with China, at least, they cannot rely upon end-use promises in the usual fashion. The traditional question for national security export controls and licensing determinations is something like: “To whom is this being sent and what will they do with it?” The more appropriate question, given Chinese strategy under MCF, however – and this is, of course, a much harder one to answer – may now be a bit more like: “Could this item or technology be of significant value to 
    
  
  
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    in China and in ways that would help the regime augment its military power?” This is a different game than we once assumed we were playing, and we will all need to improve how we approach these challenges.
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  B. SECURITY AWARENESS

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                    We also need to be more aware of the issue of “deemed exports” – that is, the more intangible and sometimes even inadvertent transfer of technology that can occur through an enormously wide variety of contacts and engagements well beyond simply shipping some widget overseas. Even things like casual “shop talk” with a visiting colleague from China, for instance, or helpful graduate students seeking to work in a university laboratory, can be important sources of militarily-useful technology transfer.
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                    You should not assume that the architects of China’s technology-collection strategy haven’t thought of this, or that any given imparting of information is too innocuous to be of interest to the MCF apparatus. Their system is designed both to create opportunities for such transfers and to exploit the proceeds of even seemingly innocent contacts for economic 
    
  
  
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                    And, of course, that’s not even counting the potential for 
    
  
  
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     transfers through industrial espionage, traditional spying, or cyber penetration – which are also arenas in which it is now quite clear that the Chinese government excels. Our security awareness, and our “security culture” of approaching tech-transfer challenges, clearly need to improve. We need to build much greater, more systematic, more routinized caution into our approaches than ever before.
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  C. VISA SCREENING

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                    This caution, moreover, needs to include things to which we have paid insufficient attention in the past – including the need to screen visa applications for a much broader range of national security concerns. In addition to things such as law enforcement concerns, it’s quite traditional to screen visa applications for potential problems related to the proliferation of weapons of mass destruction (WMD) or missile technology. Indeed, we already vet over 100,000 applications for such concerns every year. In light of the broader context of MCF and Chinese technology-transfer challenges we now understand, however, it’s clear that more is needed.
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                    Four out of five full-time graduate students in computer science and electrical engineering in the United States, for instance, are international students. That we are able to attract top minds from all over the world speaks to the strength of our values, our education system, and our scientific prowess, and our universities’ programs are all the stronger as a result. Many international students make significant contributions to science and technology, and would probably like to 
    
  
  
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     in the United States, but a good number will return home, and some of these will have worked on research involving sensitive technologies. In a country such as China – where, under the MCF strategy, there is now essentially no reliable distinction between civilian and military end users – this knowledge acquired in the United States will inevitably end up making its way to the Chinese military. As we review visa applications we must therefore keep in mind China’s own system of funding military research and development at its universities, and consider how that corresponds to the proposed research and development that will be taking place in U.S. universities and labs.
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                    Accordingly, we need to improve screening procedures against intellectual property and technology theft, develop more effective conditions or restrictions upon employment or research access, improve potential mitigation measures, and be more willing than before to say “no” in cases where the risk of a problem transfer appears too high.
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  D. INVESTMENTS

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                    Another one of the ways we are learning that the Chinese system has been seeking to build up China’s military technological capabilities and geopolitical power is by leveraging gaps in the procedures by which we vet proposed investments in and engagements with the U.S. domestic economy. Last month, the President signed into law new legislation that strengthens and modernizes the Committee on Foreign Investment in the United States (CFIUS) – that is, the system through which we screen potential corporate acquisitions for national security implications.
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                    This was an important step, for this reform had become necessary – indeed, overdue – in response to our growing understanding of how Chinese entities have been systematically acquiring technologies that could threaten our national security through joint ventures and minority investment structures that previously fell outside the reach of CFIUS vetting. The new law adds several additional types of transaction that will fall under CFIUS rules, including even a “catch-all” provision that would permit CFIUS to address 
    
  
  
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     sort of transaction, transfer, agreement, or arrangement that is designed to circumvent CFIUS jurisdiction. We are taking urgent steps to implement these new rules and use them effectively.
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  V. The Multilateral Aspect: Coalitions of Caution

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                    So far, most of what I have been describing relates to new U.S. priorities in fighting the tech-transfer problem presented by the Chinese Communist Party’s Military-Civilian Fusion strategy. But this challenge is not one for the United States alone. After all, many countries possess technologies that China would like to use, if it can, to augment its military capabilities and enhance its “comprehensive national power” – and 
    
  
  
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     stands to lose if Beijing tries to achieve its “Chinese Dream” in ways that destabilize the Indo-Pacific region and deprive a growing number of countries of their political autonomy by making them into Chinese tributary states.
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                    For this reason, we and our international partners cannot approach these problems in isolation; we must coordinate our responses to these threats. We need to continue our efforts, for example, to ensure that the multilateral control lists that help guide implementation of national export licensing and control systems around the world are updated quickly and thoughtfully on an ongoing basis, and increase our focus on emerging technologies that could present security threats against the unique challenges Chinese strategies pose in early phases of technology development.
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                    Because taking all the measures needed in order to respond to these challenges is hard work, moreover, we also need to do more to engage with our international friends – both in government and in the private sector – in helping each other succeed. We should do more to mobilize technology-holding partners into effective “coalitions of caution” in order to share information on tech-transfer threats and to develop and promulgate “best practices” through which we can together be both safer and more prosperous in the future.
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                    Furthermore, where others in the international community may be struggling to bring their own efforts up to such best practices, we should expand effective programs to help them – so that they do not become “weak links” in the international system, through which military-facilitating technologies can flow to China, to our collective detriment. My bureau at the State Department does extensive programming around the world helping countries with export control and border security issues related to preventing the spread of materials and technologies related to nuclear, chemical, and biological weapons, WMD delivery systems, and conventional weapons. Why not expand capacity-building programming in order to help partners “improve their game” in becoming “harder targets” in the face of systematic Chinese efforts to acquire technologies in support of Beijing’s military and geopolitical power? This is what I hope to do, and I have directed the development of a new initiative in which we will seek to build capacity among partners in the manner that I’ve just described.
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  VI. Conclusion

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                    So these are all areas in which we are working to do more, and to do better, across the U.S. interagency and with our international partners. This is a problem that – in my view – earlier generations of American leaders did not take seriously enough, and as a result, we still have a long way to go. Fortunately, however, we are now working on these questions informed by keen understandings both of the need for competitive strategy and of the threats presented by 
    
  
  
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      others’ 
    
  
  
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    competitive strategy.
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                    And that’s why I am particularly pleased to be able to emphasize these points to this conference on economic espionage and export control challenges – for you have picked your topic well. For those of you who have been aware of these growing challenges for some time, I hope that my remarks can offer you some reassurance that Washington finally “gets it,” and that we are indeed working to devise better answers. For those of you to whom these themes may be new, I hope that this discussion can help alert you to the problems we face, and that we must work hard to confront together.
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                    Thank you for inviting me.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 14 Sep 2018 03:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2214</guid>
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      <title>Implementing CAATSA Section 231 Diplomacy</title>
      <link>http://www.newparadigmsforum.com/p2203</link>
      <description>Note:
Below follows the testimony Assistant Secretary Ford submitted for the record to the U.S. Senate Committee on Banking, Housing, and Urban Affairs at a hearing on Russia sanctions implementation held in the Dirksen Senate Office Building in Washington, D.C., on August 21, 2018.  The hearing may be found on CSPAN. 




Chairman Crapo, Ranking Member Brown, [...]</description>
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                    Chairman Crapo, Ranking Member Brown, and Senators, thank you for inviting us.
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                    I represent the Bureau of International Security and Nonproliferation (ISN), and I am pleased to help explain how we are employing the various sanctions tools Congress has given us vis-a-vis the Russian Federation and the various malign activities of the Putin regime. For my part, I will be focusing principally upon Section 231 of the Countering America’s Adversaries Through Sanctions Act of 2017 (or CAATSA), because implementation of that section has been entrusted to my bureau at the State Department.
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                    But if I might, Mr. Chairman, before I talk about our approach to implementing Section 231, I’d like first to put my bureau’s work in this respect into a broader context.
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        Our Philosophy of CAATSA Section 231 Implementation
      
  
  
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                    At the ISN Bureau, our traditional focus is upon the myriad threats and policy challenges facing the United States from the spread of weapons of mass destruction (WMD), to delivery systems, and advanced conventional weapons. These issues are of enormous importance to national and international security, of course, and ISN’s eponymous role in “international security” has been seen primarily through the nonproliferation prism.
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                    But “international security” can – and does – encompass more than just nonproliferation, and one of our roles is to implement sanctions under Section 231 of CAATSA. In passing that legislation last year, Congress made very clear its intention that the purpose of the Russia sanctions provisions therein was to pressure Russia to change its behavior with respect to a wide variety of malign acts – including Vladimir Putin’s effort to interfere in the 2016 U.S. presidential election. We have heard that message loud and clear.
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                    Significantly, there is more to this than a much-deserved response to malign acts and deterrence to such provocations in the future – though those are, of course, laudable goals that we fully support, and which we are using CAATSA to help bring about. As I see it, these sanctions tools also have value in better equipping us to play a role in broader arenas of great-power competition and geopolitical competitive strategy.
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                    The new National Security Strategy calls out “the contest for power” as “[a] central continuity in history,” and warns about challengers – specifically, “the revisionist powers of China and Russia, the rogue states of Iran and North Korea, and transnational threat organizations” – that “are actively competing against the United States and our allies and partners.”
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                    Similarly, the new National Defense Strategy observes that “[t]he central challenge to U.S. prosperity and security” today is “the reemergence of long-term, strategic competition.” “It is increasingly clear,” that document states, “that China and Russia want to shape a world consistent with their authoritarian model – gaining veto authority over other nations’ economic, diplomatic, and security decisions.” Indeed, the NDS notes that “[b]oth revisionist powers and rogue regimes are competing [with the United States] across all dimensions of power.”
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                    This is the mindset that we also bring to approaching CAATSA sanctions against Russia. Russia has undertaken a campaign of malign activities in its attempt to compete with the United States and our Allies and partners. The array of sanctions the United States has imposed against Russia, and those that materially support its malign activities, respond directly to its aggressive action against our country, our Allies, and our partners.
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                    And this is where CAATSA’s Section 231 comes into play. The threat of mandatory sanctions against individuals or entities that have engaged in significant transactions with the Russian defense or intelligence sectors can be so useful, but we need to use this powerful tool surgically – to excise the malignancy without damaging our very important foreign relationships. As we have been implementing Section 231, we began by emphasizing to our allies that transactions with the Russian arms industry could have consequences.
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                    Firstly, these are the same arms that Russia used and continues to use in its aggression against Ukraine. Our implementation of the CAATSA sanctions reinforces this Administration’s unwavering commitment to Ukraine’s sovereignty and territorial integrity, including over Crimea.
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                    Secondly – as Willie Sutton reportedly said when asked why he robbed banks – “that’s where the money is.” High-technology military equipment is one of the only competitive sectors of the Russian economy these days, and Moscow makes a great deal of money from selling arms abroad indiscriminately – be it to Iran or the Assad regime. These funds fuel the Kremlin’s malign activities, spread its malign influence, and support Russia’s development of newer, even more deadly weapons. Accordingly, if Russia is to feel pressure in response to its malign activities, it makes sense to go after these revenues – revenues that may also help offset the costs of developing newer, even more deadly weapons that threaten and undermine the security of the United States and our allies and partners.
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                    More broadly, however, Russia also uses its arms transactions as a tool of geopolitical influence. For Russia, it isn’t just about money, but about the relationships that the arms trade creates for Moscow. Scaling back and shutting down Russia’s arms deals and deterring such transactions in the future strike directly at the Kremlin’s malign activities and 
      
  
  
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       that it seeks to exert in the international community.
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                    That is our central philosophy behind Section 231 implementation. The broadest challenge, of course, is how to manage a relationship with Russia that has both important cooperative aspects and important points of disagreement. As the President and Secretary Pompeo have made clear, we seek to cooperate with Russia on subjects of shared interest wherever we can, because of course there 
      
  
  
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       important shared interests on which it would be irresponsible of us not to cooperate. This was, for instance, well symbolized by the conference we held at the State Department on June 28 that brought together the United States, United Kingdom, and the Russian Federation as the Depository States of the Nuclear Nonproliferation Treaty (NPT), to commemorate the 50th Anniversary of that Treaty being opened for signature. For the occasion, the three foreign ministers of these Depository States issued a joint communique reaffirming their shared commitment to the NPT and the nonproliferation regime of which it is the cornerstone.
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                    At the same time, the Department and my Bureau have not been shy about acting forthrightly in pushing back against Russian malign activities. The sanctions tools you have given the State Department, including CAATSA’s Section 231, are valuable elements of how this Administration is contributing to American success in responding to Russian aggression in this new era of great power competition.
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        A Record of Successes to Date
      
  
  
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                    As we have dispatched our diplomats repeatedly around the world to spread word about Section 231 and encourage Russia’s arms clients to wean themselves from Moscow, we have had some notable successes to date. Most of these successes are ones about which it is not possible or advisable to speak in public, because most interlocutors who take action to reduce their exposure to Section 231 sanctions are not keen to publicize the fact. We very much wish to respect their sensibilities, because that’s how friends treat each other. We also want to honor these confidentialities because embarrassing partners who have done the right thing in reducing their Russian arms entanglements isn’t a good way to encourage others to follow suit – we are also cognizant of potential Russian retaliation against these interlocutors.
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                    Nevertheless, though we can’t speak about them publicly, we 
      
  
  
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       had real successes – in the form of something on the order of billions of dollars in announced or expected Russian arms transactions that have quietly been abandoned as a result of our diplomatic outreach about Section 231. That’s billions that Putin’s war machine 
      
  
  
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       get, and through which the Kremlin’s malign influence will not spread, and a slew of strategic relationships between the Kremlin and overseas partners that 
      
  
  
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       broaden and deepen. We’re proud of this record, and we’re working hard to run up the score further.
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                    So effective has the threat of CAATSA sanctions been to date, moreover, that we have been able to do all this without imposing sanctions on a friend or partner state of our own. I urge you not to look at the scorecard as whether the United States has imposed sanctions. In this case, sanctions reflect our failure to turn off Russian arms deals. The time will come when we will have no choice but to impose sanctions, but we are keenly aware that Congress’ purpose in passing Section 231 was to pressure Russia and incentivize Russia to change its behavior, not to hurt U.S. friends and allies who might happen to purchase arms from Moscow.
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        III. 
      
  
  
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        ix Principles for Implementation
      
  
  
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                    Mr. Chairman, I will be happy to answer any questions you have about these matters – at least as best I can in an open forum. I am also very happy to participate in or send briefers for a closed session. Before I conclude, however, let me say a few more words about our approach to Section 231. In particular, I’d like to outline six principles that help guide our work:
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                    These principles help guide our Section 231 diplomacy, and I think they are producing some very good results for the United States.
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                    Mr. Chairman, I am pleased to have had the chance to explain our approach to Section 231 of CAATSA, and I look forward to taking your questions.
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                    Thank you.
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      -- Christopher Ford
    

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 22 Aug 2018 02:40:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2203</guid>
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      <title>Moving American Policy Forward in the Aftermath of the Iran Nuclear Deal</title>
      <link>http://www.newparadigmsforum.com/p2184</link>
      <description>Note:
Below are Assistant Secretary Ford's remarks at DACOR Bacon House in Washington, D.C., on July 25, 2018.  They may also be found on the website of the State Department's Bureau of International Security and Nonproliferation.



Good afternoon, everyone. Thank you to DACOR Bacon House Foundation and its members for the warm welcome and kind introduction. I [...]</description>
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                    Iran’s defense budget has risen significantly since 2015, and its malign activities in destabilizing the Middle East have only increased. Iran’s sinister Qods Force became even more deeply involved in the Syrian civil war and now serves as what is essentially an occupying force in parts of Syria. Its development of a huge arsenal of ever more sophisticated ballistic missiles continues, and it has been proliferating missiles and missile production technology to terrorist clients such as Lebanese Hizbollah and the Houthis in Yemen. Its support for international terrorism has continued, and even accelerated, and its human rights abuses at home remain unabated.
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                    Since 2012, Iran has spent in excess of $16 billion propping up the Assad regime in Syria, and is supporting its other destabilizing regional partners and proxies in Syria, Iraq, and Yemen. Lebanese Hizbollah receives perhaps $700 million from Iran every year, and that’s not counting something on the order of $100 million a year to Palestinian groups such as Hamas and Palestinian Islamic Jihad. Despite the earnest expectations of the Obama Administration – as expressed in the preface of the nuclear deal itself – that “full implementation of this JCPOA will positively contribute to regional and international peace and security,” Iran was only empowered and emboldened in its malign activities.
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                    Worse still, the JCPOA actually got in the way of international efforts to push back against all of Iran’s destabilizing provocations, by limiting the degree to which sanctions that had been lifted by the JCPOA could be reimposed against Iranian entities in response to these malign activities. Even where sanctions pressures were not formally ruled out by JCPOA commitments to lift them, any suggestion of serious sanctions pushback against Iran for its behavior invariably engendered resistance from partners who feared that efforts to punish Iran for 
      
  
  
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      -nuclear provocations would lead Tehran to pull out of the nuclear deal.
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                    The JCPOA, in other words, both facilitated Iranian misbehavior 
      
  
  
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       made it more difficult for us to respond to these problems. As I have pointed out repeatedly, the JCPOA became – to some extent – an altar on which were sacrificed other critical aspects of U.S. Iran strategy. The nuclear tail, as it were, was very much wagging the Iran policy dog.
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                    Nor, ironically, did the JCPOA even really do the one thing that its defenders advanced as its major selling point. It conspicuously failed to permanently address Iranian nuclear proliferation threats.
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                    The Iranian regime began secretly trying to develop nuclear weapons at least as early as the mid-1980s, embarking upon a weapons effort that included two prongs: (1) work specifically on nuclear weaponization; and (2) work to produce the fissile materials that would be needed to actually construct a weapon. According to the U.S. intelligence community, Iran suspended its weaponization work in 2003 – at a time when our moves against Iraq seemed to send a clear signal that engaging in such weapons of mass destruction work might be, one might say, exceedingly unwise. Iran did 
      
  
  
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                    Indeed, despite public revelations of its previously secret fissile material production effort, Iran doubled down. After its work was exposed, Iran simply 
      
  
  
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       to the International Atomic Energy Agency (IAEA) the uranium enrichment program that it had been caught illegally pursuing, pretended that this made everything alright, and proceeded full speed ahead.
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                    The international community tried to persuade Iran to stop, but it could never put sufficient pressures on the regime in Tehran. The world did not exactly 
      
  
  
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       to respond, mind you, but it always responded too late, and with too little. Indeed, U.S. officials had openly assessed as early as 1991 that Iran was seeking to develop nuclear weapons, but even after Iran’s hitherto secret enrichment program was publicly revealed in August of 2002, and Iran admitted the existence of this effort, the first United Nations sanctions were not imposed until late 2006 – by which point the unlawful enrichment plant at Natanz had gone from being just a big hole in the ground to being a facility stocked with spinning centrifuges enriching uranium.
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                    It was not until 2015 that the JCPOA purported to offer a solution to this problem, and it wasn’t much of an answer. Indeed, the nuclear deal accepted and legitimized the fissile material production program that Iran had illegally undertaken in flagrant violation of its IAEA safeguards obligations, Article II of the Nuclear Nonproliferation Treaty, and multiple legally binding U.N. Security Council resolutions adopted under Chapter VII of the United Nations Charter. And the JCPOA only temporarily constrained the size and scope of this dangerous program, expressly 
      
  
  
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      all of restrictions on Iran’s enrichment capacity, enrichment purity, and uranium stockpiles over periods ranging from 10-15 years. This was the so-called “sunset clause” problem.
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                    The main accomplishment of the JCPOA, in other words, was merely to kick the proliferation can a bit further down the road – just by coincidence (I hope), to a point in time just beyond that at which President Obama’s anticipated successor Hillary Clinton would have been finishing a presumed second term. After that, Iran would be free to build up the massive enrichment capacity that Supreme Leader Ali Khameini has repeatedly identified as his objective, thus positioning Iran dangerously close to extraordinarily rapid weaponization were it to resume the work suspended in 2003. (Iran even proclaimed itself interested in developing a nuclear-powered submarine, apparently hoping to take advantage of a provision in traditional nuclear safeguards agreements that allows nuclear material to be removed from safeguards while it is being used for naval propulsion.)
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                    So this was the JCPOA’s answer to the Iran nuclear problem. We in the current administration, however, did not see this as much of a solution – especially as it became clear that the deal facilitated Iranian misbehavior in 
      
  
  
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      -nuclear arenas and impeded efforts to punish Iran for such malign acts.
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                    Accordingly, we tried very hard to achieve a better answer. We reached out to partners on Capitol Hill, working closely with them in an effort to develop legislation that would mandate the reimposition of full sanctions if Iran expanded its nuclear capabilities beyond those to which the JCPOA currently restricts it. And we worked with our European partners for months in an effort to find a similar diplomatic understanding.
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                    In neither case, however, would our interlocutors commit to taking steps to penalize Iran for expanding its nuclear capacities and shortening the assessed “breakout time” in which the regime in Tehran would be able to produce enough fissile material for a nuclear weapon. Neither Congress nor our British, French, and German partners would commit to placing any additional restriction upon the future size and scope of the Iranian nuclear program absent agreement by Iran to do so.
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                    And then came the public revelation that Israel had acquired a massive collection of documents from Iran’s past nuclear weapons work, a development that highlighted the dangers inherent in the JCPOA’s “sunsetting” of restrictions on the size of Iran’s enrichment capacity and stocks of fissile material. Rather than putting its past nuclear weapons program emphatically and demonstrably behind it, it turns out that Iran had been carefully 
      
  
  
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       documentation and research on nuclear weapons designs.
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                    The regime in Tehran had promised in the JCPOA that “under no circumstances will Iran ever seek, develop or acquire any nuclear weapons.” If it had 
      
  
  
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       this, one might perhaps have expected that Iran would have admitted its past weapons work – much of which had, in any event, already been extensively documented by the IAEA – and destroyed or turned over all this documentation. Instead, however, Iran seems, as it were, to have hidden its weapons research away for a rainy day – perhaps in anticipation of a potential future decision to reconstitute full-scope weapons development once the “sunset” of JCPOA restrictions had allowed it to amass a large enough stockpile of enriched uranium and advanced centrifuges to permit a rapid sprint to weaponization. Almost nothing could better highlight the problem of the JCPOA “sunset clause.”
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                    As a result of all this, we left the JCPOA in order to start over. We now aim to use the reimposition of full sanctions in a new “maximum pressure”-style campaign against Iran as a catalyst for bringing international partners – and eventually Iran itself – back to the table to negotiate a 
      
  
  
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       solution to these problems. We need these pressures to help provide incentives to find a negotiated answer that puts enduring limits on Iran’s nuclear capacities, rather than temporary ones, and which thus permanently denies Iran a pathway to nuclear weapons. We also need to address Iran’s missile development and proliferation threats, its support for terrorism and its destabilization of its neighbors.
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                    Secretary Pompeo spelled out the full range of our negotiating objectives in his remarks at the Heritage Foundation on May 21. Notably, however, our approach is not just about sanctions pressures. As Secretary Pompeo also made clear, if Iran agrees to a new and better deal that comprehensively addresses our concerns, we would support Iran’s full reintegration, politically and economically, into the community of nations. This would include the establishment of diplomatic relations, lifting 
      
  
  
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       our sanctions against Iran – not just some of them, as the JCPOA did – and supporting Iran’s reintegration into the global economy and community of nations.
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                    Normal nations do not engage in prolonged proxy wars against their neighbors, continue destabilizing behavior with persistent ballistic missile testing and proliferation, and posture themselves for illegal nuclear weaponization breakout. If Iran abandons such behaviors and thus comes to act like a normal nation, U.S. officials have indicated that they would be willing to 
      
  
  
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       it as a normal nation in every way. That is our hope, and that is our negotiating objective.
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                    This is a huge project, but we are fully invested and ready to put in the sustained and serious effort required to get an outcome that provides lasting security for the region and the world. And we’re also prepared to lean hard on our partners and the international community to get it done.
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                    We are not naive enough to think that achieving a comprehensive new deal will be easy. It won’t. But we are confident that friends and allies will eventually join us in demanding that Iranian behavior and conduct be normalized and made non-threatening, so that Iran can in turn enjoy truly normalized relations and commerce with the international community – benefitting, in the end, the Iranian people themselves perhaps most of all.
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                    So that, then, is what I would offer for discussion regarding our path forward. We obviously face great challenges with Iran, but these problems demand from us an approach that seeks to re-shape the security environment and starts anew toward a comprehensive and lasting solution. If we are realistic, creative, and diligent, I believe that such an answer is indeed possible – and I promise you we will be working very hard to achieve it.
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                    Thank you for your time this afternoon. I look forward to your questions.
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      -- Christopher Ford
    

  
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      <pubDate>Thu, 26 Jul 2018 00:45:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2184</guid>
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      <title>Chinese Technology Transfer Challenges to U.S. Export Control Policy</title>
      <link>http://www.newparadigmsforum.com/p2176</link>
      <description>Note:
Below follow Assistant Secretary Ford's remarks to an event sponsored by CSIS's Project on Nuclear Issues (PONI) at the Los Alamos National Laboratory on July 11, 2018.  Dr. Ford's remarks may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good afternoon everyone, and thank you, Nancy Jo and [...]</description>
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      Below follow Assistant Secretary Ford's remarks to an event sponsored by CSIS's 
      
    
      
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       on July 11, 2018.  Dr. Ford's remarks may also be found on the 
      
    
      
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                    Good afternoon everyone, and thank you, Nancy Jo and Rebecca, for the kind introduction.
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                    It is always nice to find an excuse to get out of Washington in July – and it is a special pleasure to have the chance both to visit beautiful northern New Mexico and to have the chance to engage with bright folks like yourselves, many of whom will be part of the next generation of leadership in U.S. nuclear policy.
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                    I’d like to speak today on the topic of Chinese approaches to technology transfer. This is an issue that I haven’t previously addressed publicly in my role as Assistant Secretary of State for International Security and Nonproliferation, but it is one that is important for U.S. national security planners. It is important not just for all the obvious reasons you would expect – related to what China 
    
  
  
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     with lawfully and unlawfully acquired U.S. technology – but also because China presents a fascinating challenge to some of the basic concepts that lie behind so much of how we traditionally approach the reduction of national security risks in the nonproliferation arena.
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                    In this renewed era of great power competition that has been sparked by the ambitions of Russia and China to revise the international system in their favor – and by the ambition of regional players such as Iran and North Korea to do similar things in their own neighborhoods – we need to acknowledge and study the challenge that the Chinese case presents for our approach to export controls, technology safeguards, and other such questions.
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                    But first, let me give you a little background. In the arena of national security technology controls, the United States spends a great deal of time and money working to improve how it is that the international community establishes and maintains what I’ll call “barriers.” I don’t necessarily mean physical barriers, for the barriers and boundaries to which I refer aren’t usually material ones as much as they are figurative ones: legal, institutional, procedural, and bureaucratic obstacles to how and when potentially dangerous technologies are able to move from one set of hands to the next.
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                    As part of our mission to protect and improve U.S. national security and international peace and security, we at the State Department work on technology control “barriers” both between and within countries around the world. Let me give you a few examples, because it’s a broad and dynamic area.
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                    As you can see, all of this work is – in various ways – about the creation and maintenance of literal and metaphorical “barriers” that keep potentially dangerous things from being misused.
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                    Such work is done in a number of different parts of the U.S. government, but my own bureau at the State Department does quite a bit of it, being engaged on a daily basis in all of the ten areas I have just described. Our various capacity-building efforts with foreign partners, in fact, manage some $250 million in annual programming funds, and we engage with scores of partners around the world. Every year, we review more than 100,000 export control licenses and visa applications for their nonproliferation implications. So this is a major focus of our activity – and an important way in which we contribute to U.S. national security and international peace and security.
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                    But the creation and maintenance of means to prevent technology and material from bleeding over from appropriate, peaceful uses into problematic ones still requires a degree of good faith. Where countries simply lack the capacity to do the right thing in controlling potentially dangerous technologies – such as keeping them out of the hands of terrorists or proliferators – we can do a great deal to help improve things. Where the problem is less of capacity than of 
    
  
  
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    , however, there is often less that can be done. Diplomatic demarches encouraging or demanding better behavior can sometimes help, but this only gets one so far. Where the problem is one of a country’s actual 
    
  
  
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     choice to facilitate transfers to problematic third parties – or to subvert or ignore the internal mechanisms, commitments, or even legal obligations that one’s international partners rely upon to feel comfortable that transferred technologies aren’t being misused – this system of “barriers” can break down.
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                    And that’s where we come to the problem of China. Much has been said, over the years, about Beijing’s willingness to condone – or perhaps even to promote – dangerous transfers to proliferators. During my first tour at the State Department beginning in 2003, for instance, we worried a great deal about the alarming propensity of Chinese entities, with or without government connivance, to transfer proliferation-facilitating items to countries such as Iran and Pakistan. More recently, much attention has been paid to the degree to which China has been willing to join international efforts to impose crippling sanctions on North Korea in response to its development of WMD and missile capabilities that have gravely destabilized the Asia-Pacific region.
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                    I’d like to talk today about a slightly different variation on the challenge: China’s approach to the control of militarily useful technologies 
    
  
  
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     the territories under its control. This is important, of course, because – unlike the “bad old days” of the U.S.-Soviet Cold War, when our economic engagement with the USSR was relatively insignificant – the United States and its friends and allies have deep and extensive economic ties to China in this era of high-technology international commerce.
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                    In a great many ways, of course, these ties of economic and technological mutual engagement and interpenetration have been of great benefit to both sides. But these entanglements also exist in a context in which China aims to seize for itself a geopolitical role that has helped catalyze a new era of great-power competition that has worrying and problematic implications for the future. In this context, how we approach the issue of China’s acquisition and management of sensitive U.S. and other foreign technologies is extraordinarily important.
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                    So how does China approach the issue of internal technology controls? What credence can one give, in China, to the kind of institutional firewalls and end-use commitments that are so important, in many other countries, to reassuring suppliers of advanced goods that any given technology transferred there will not be diverted to military or other national security purposes? Unfortunately for those who have grown accustomed to extensive engagement with China’s outward-facing economic and scientific development in recent decades, the answer is simple: very 
    
  
  
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     credence can be given to China’s commitments. China’s internal technology “barriers” are extraordinarily permeable, and they are becoming steadily more so. What’s more, there is absolutely nothing haphazard or inadvertent about this, for it is a matter of deliberate and explicit Chinese national policy and high-level prioritization.
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                    China has set forth an ambitious national strategy, which Communist Party General Secretary Xi Jinping personally oversees. Chairman Xi sits on a central level steering committee overseeing China’s national plan to break down all barriers between the civilian and military technological spheres by “fusing” the defense and civilian industrial bases through what the Chinese call “military-civil fusion.” The goal of this strategy, as Chinese officials themselves describe it, is to ensure that China develops a “strong army” – which is one of the country’s two strategic goals, along with the more well-known “China Dream,” for the 100thanniversary of the Chinese Communist Party’s seizure of power in 2049, as China seeks to achieve near-peer status with the U.S. and to challenge American influence in East Asia and globally.
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                    The Chinese system is thus working to eliminate all barriers between its civilian and defense industrial sectors to promote the free flow of technology, intellectual property, talent, and expertise between civilian and defense entities. Under this strategy, civilian and defense industries are pooling financial resources to enhance research and development opportunities and officials there are working systematically to employ all aspects of the Chinese economy to advance military programs, while simultaneously developing a high technology innovation base. This “military-civil fusion” approach is not nearly as well understood in the West as it should be, though Chinese officials are hardly shy about admitting its existence, and a great deal about it can be found in open-source Chinese publications.
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                    As you might imagine, the fusion policy poses significant challenges for U.S. and other Western industry engagement with China in high-technology industries. It also poses significant weapons technology proliferation and export control challenges for those of us in government. As I noted, China’s “military-civil fusion” policy is personally overseen by Xi Jinping, and it is enshrined in national law and strategy at a level which cannot be overridden by such mundane things as end-user commitments on export licenses, promises made to foreign officials about how technologies are to be controlled, or contractual commitments made to foreign governments or companies. If any given technology is in any way accessible to China, in other words, and officials there believe it can be of any use to the country’s military and national security complex as Beijing prepares itself to challenge the United States for global leadership, one can be quite sure that the technology 
    
  
  
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     be made available for those purposes – pretty much no matter what.
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                    This may require us to re-examine how we approach our national security export controls, at least vis-à-vis China. Not all technologies have special significance in this way, of course, nor are all sensitive technologies uniquely held by U.S. suppliers. But as they relate to Chinese engagements, our traditional approaches may place much more faith in the integrity of end-use promises and internal institutional firewalls than we now know such protections really deserve.
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                    The Trump Administration has, quite properly, recognized the return of great power competition from China and Russia, and has drawn attention to the challenges and threats posed to the United States’ National Defense Industrial Base by continued Chinese theft and diversion of high technology items – as outlined, for instance, in the U.S. National Defense Strategy released in early 2018. Even while we continue to engage with China, sometimes very constructively, this Administration has started recalibrating U.S.-China policy in recognition of China’s revisionist approaches to regional and global order, and of the need to meet such advances with a more expressly competitive strategy on our own part.
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                    Exactly where these reviews of U.S. policy end up is still not precisely known. But rest assured that we are keenly aware that China has become increasingly assertive, and we are acutely aware of the challenges the United States faces. As an example, the United States has fairly extensive cooperation with China in civil nuclear programs. And it is easy to see why, for the Chinese market is clearly enticing, being the largest nuclear energy market in the world right now – and one that is expanding rapidly, with an anticipated 73 percent increase in electricity generation through nuclear power by the year 2020. Not surprisingly, a range of foreign suppliers, including American ones, have a strong interest in supporting this expansion.
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                    However, even when there is an established path for cooperation, China continues to seek advantage over foreign partners with little regard for bilateral agreements or other nations’ laws. This was well demonstrated by the indictment in April 2016 in federal court of China General Nuclear Power Corp. (CGN), one of China’s largest state-owned enterprises building nuclear power plants, and Alan Ho, an American citizen who later pled guilty. CGN was engaged in a conspiracy to participate in the development and production of special nuclear material in China, with the intent to secure an advantage to China in violation of U.S. law. The programs this conspiracy sought to advance include CGN’s small modular reactor program, its advanced fuel assembly program, as well as other programs that – ironically – might have been eligible for cooperation under the existing U.S. “123 Agreement” with China, had CGN actually sought to strike agreements with U.S. firms and go through proper licensing procedures rather than simply trying to steal the information.
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                    And this is where things become difficult, because there are economic incentives to seek civil nuclear cooperation with China to the degree that it is possible to do so without damaging our national security. The U.S. share of the international nuclear energy market, after all, has declined to 20 percent from 90 percent in the last 30 years. It is on a trajectory to slip further, but many believe that participation in the Chinese market is key to our industry’s future viability.
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                    Given the important linkages between the U.S. civil nuclear sector and U.S. nuclear defense capabilities and industrial base, it is in U.S. government national security interests for our nuclear export industry to be strong. It is through nuclear trade that the United States gains much of its ability to set and maintain high nuclear safety, security, and nonproliferation standards – global standards we have championed for more than 60 years. If we are not part of the game, we don’t set the rules for the game. And with more than 30 countries expressing new interest in nuclear power to meet their clean energy needs, a U.S. industry unable to compete for reactor sales could severely impair U.S. strategic influence abroad as others get these sales and set the rules of the future.
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                    The hard question, of course, is: To what extent can we pursue such cooperation without providing China with technological tools that will help it achieve its goal of seizing a geopolitical role for itself that displaces U.S. influence? We certainly cannot pretend that civil-nuclear cooperation constitutes any kind of an exception in Chinese policy. Indeed, Chinese literature on military-civilian fusion explicitly identifies nuclear technology transfer as an arena of special emphasis in the Communist Party’s strategic effort to build up China’s military power. In effect, this means that Chinese officials have announced, in advance, that if they acquire anything through civil nuclear cooperation that would be useful to any military aspect of China’s use of nuclear technology, they will indeed use it for this purpose.
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                    How we balance the potential benefits from civil nuclear engagement with China against the considerable national security risks that now clearly exist from that very same engagement will require careful thought – for the U.S. government and for U.S. industry, as well as for China’s other foreign partners. To this end, we hope to develop clear-eyed approaches that take into account both the cooperative and the competitive aspects of the complex Sino-American relationship. It seems clear to me, however, that in aspects of this relationship related to technology transfer, some recalibration is necessary.
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                    I thank you for your interest, and the invitation to be here today. I would be happy to take your questions.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 11 Jul 2018 21:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2176</guid>
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      <title>Negotiating the NPT, 50 Years On: Some Lessons for the Future</title>
      <link>http://www.newparadigmsforum.com/p2170</link>
      <description>Note:
Below follow Assistant Secretary Ford's remarks to the conference on “Negotiating the NPT, 50 Years On: Some Lessons for the Future,” held at the U.S. Department of State on June 28, 2018.  (Coincident with the conference, U.S. Secretary of State Mike Pompeo -- joined by his British and Russian counterparts, Boris Johnson and Sergey Lavrov -- [...]</description>
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      Below follow Assistant Secretary Ford's remarks to the conference on “Negotiating the NPT, 50 Years On: Some Lessons for the Future,” held at the U.S. Department of State on June 28, 2018.  (Coincident with the conference, U.S. Secretary of State Mike Pompeo -- joined by his British and Russian counterparts, Boris Johnson and Sergey Lavrov -- released a 
      
    
      
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        Joint Statement by the Foreign Ministers of the Depository Governments for the Treaty on the Non-Proliferation of Nuclear Weapons
      
    
      
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      .)  Dr. Ford's remarks can also be found on the 
      
    
      
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       of the Department's 
      
    
      
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                    Good afternoon. I hope everyone has been enjoying the conference as much as I have. On this Golden Anniversary of the opening for signature of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), it’s wonderful to see such an august group come together to explore the history of this important instrument, so that such insight can inform how we ensure that the Treaty continues in the future to provide the myriad benefits that it has for the last 50 years.
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                    It is also a pleasure to be on a panel with such high-powered colleagues. My own background with these issues is of comparatively recent vintage – only going back a decade or so – and thus it pales in comparison to the deep experience of Sir Malcolm [Rifkin] and Ambassador [Sergei] Batsanov. I hope, however, that I can offer at least a few insights as we consider what lessons to draw for tomorrow from the NPT debates of decades past.
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                    To that end, I would suggest that the story of how it was that we got an NPT in the first place offers several lessons as we struggle with the challenges of international security and nonproliferation today and in the years ahead.
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      1. Nonproliferation and International Peace and Security
    
  
  
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                    First and foremost, I would suggest that a clear-eyed look at the Treaty’s origins should focus us anew upon its drafters’ core insights about the critical importance of nuclear nonproliferation as a 
    
  
  
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     for international peace and security. This is a commonsense insight, but one too often overlooked in the press of events.
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                    Nuclear deterrence is an important component of the international security environment and will likely remain so for the foreseeable future, but thoughtful people have never deluded themselves that its maintenance is anything but challenging, or that the cost of its failure could be catastrophic. This is true, moreover, even when the deterrence relationship is merely bilateral. When more than two “players” become involved in this grim “game,” the potential for problems grow at an alarming rate.
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                    A nuclear deterrent dyad has but one axis along which nuclear relationships occur – and along which potential problems of misperception, miscalculation, or escalation must be managed if nuclear war is to be avoided. But a triad presents three such axes, while four parties have 
    
  
  
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     axes of interaction, and five parties have 
    
  
  
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    . As the number of players increases arithmetically, in other words, the number of nuclear relationships that have to be managed without calamity increases geometrically. This makes proliferation a recipe for disaster, vastly increasing the risk of nuclear war.
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                    This was quite clear to the drafters of the NPT as they struggled with negotiating the new treaty in the mid-1960s. The Cuban Missile Crisis between the Soviet Union and the United States in October 1962 had dramatically illustrated the crisis management challenges involved even in a bilateral nuclear standoff. Two years later, the global nuclear environment had become still more complicated, with the test of a nuclear weapon by the People’s Republic of China – a government that had recently broken with its Soviet ally and now postured belligerently against Washington and Moscow alike, and which actually 
    
  
  
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     nuclear proliferation, denouncing NPT negotiations as a “hoax” of superpower “collusion.”
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                    Moreover, as I recounted in my opening remarks to the NPT Preparatory Committee meeting last April in Geneva, U.S. intelligence analysts – like other experts at the time – expected in the early 1960s that the trend of additional countries acquiring nuclear weapons would only continue. It was very clear, as U.S. Arms Control and Disarmament Agency (ACDA) Director William Foster told the UN First Committee in 1965, that “[t]he probability of nuclear weapons being used will almost certainly increase as the number of fingers on the trigger increases.” But such an increase was what everyone expected.
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                    This grim combination of circumstances formed the backdrop against which the drafters of the NPT sat down to do their work, and it offers us today perhaps our most important lesson as we look to the future. We should be thankful that, for the most part, the expected cascade of proliferation has 
    
  
  
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     occurred – and we should remember that it did not do so, in part, precisely because the nations of the world were able in the 1960s to recognize these dangers and take steps together to help forestall them.
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                    As we approach the 50th Anniversary of the NPT’s entry into force in 2020, we need to remain focused upon these risks, for the nonproliferation regime does not maintain and enforce itself, and the task of standing firm against proliferation is no less challenging today than it was when the Eighteen-Nation Disarmament Committee (ENDC) began its work on the NPT in 1965. So I offer this as a first lesson.
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      2. Nonproliferation as a Security Benefit for All
    
  
  
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                    A second lesson from the NPT’s negotiation lies in the drafters’ clear emphasis upon the fact that nonproliferation is a security benefit 
    
  
  
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    . In recent years, some have tried to depict the NPT as an iniquitous bargain that preserves nuclear weapons benefits for some while denying them to others. This interpretation, however, is both unfair and misleading, for it misstates the reality of the situation and ignores the compelling points frequently made and widely understood during the ENDC negotiations about how a nonproliferation regime would protect the security of 
    
  
  
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     States Party – both non-nuclear weapons states and weapon states alike.
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                    These security benefits resulted from possessors’ obligation not to transfer nuclear weapons capabilities to non-possessors, coupled with the reciprocal exchange of non-possession commitments by those non-possessors. Together, these complementary promises served to prevent the injection of nuclear weaponry into regional rivalries and disputes – to the benefit of 
    
  
  
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     state and the international community as a whole.
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                    This security benefit was clearly understood and repeatedly articulated during the negotiations that produced the NPT. ACDA Director Foster, for instance, emphasized to the UN First Committee and the ENDC that the further spread of nuclear weapons would be 
    
  
  
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     as serious a threat to non-weapon states as to the nuclear powers themselves – and perhaps more so. The same point was made by U.S. Ambassador Goldberg to the ENDC and to the UN General Assembly, when he pointed out that non-possessors had more to lose from seeing nuclear weapons end up in the hands of a regional rival or neighbor than did the existing weapons states, making nonproliferation of 
    
  
  
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                    Similarly, Secretary of State Dean Rusk explained to Congress in 1966 that the further spread of nuclear weapons would increase the danger of nuclear war and diminish the security of 
    
  
  
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     nations, not just 
    
  
  
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     nations. Such proliferation, he told Congress’s Joint Committee on Atomic Energy, would add “a new and dangerous dimension” to existing disputes between nations. If one party to a regional dispute sought nuclear weapons, he noted, its neighbor might feel compelled to seek such weaponry itself, or even to wage preventative war to prevent its rival from getting them first. Rather than seeing proliferation turn regional problems into 
    
  
  
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     conflicts, the Treaty’s drafters sought to foreclose such catastrophes through nonproliferation. As President Lyndon Johnson put it in his message to the ENDC in 1967, the proposed treaty would free non-weapon states from “the fear that non-nuclear neighbors may develop such weapons.”
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                    Nor was this just a point of U.S. emphasis. Soviet Premier Alexei Kosygin, for instance, sent a message to ENDC urging support for a nonproliferation treaty because “[u]nless an end is put to the proliferation of nuclear weapons throughout the world, the danger of the outbreak of a nuclear war will increase many times over.” The Soviets, too, emphasized – as their representative to the UN General Assembly noted in 1966 – that nuclear weapons proliferation threatened 
    
  
  
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     countries, nuclear weapon states and non-weapon states alike. As Soviet Ambassador N.V. Roshchin stressed in 1967, the draft NPT “d[id] not concern only the nuclear powers but all countries in the world. … [E]veryone’s security depends very much on the solution of the nonproliferation problem.” That same year, a group of experts convened by UN Secretary General U Thant pointed out that proliferation would create tension and instability, increasing the danger of war by accident or miscalculation.
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                    So this is another key lesson, for the dangers that would be presented by proliferation are no less today than they were during the 1960s when the security benefits of a nonproliferation treaty 
    
  
  
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     were so clearly apparent. Do not let anyone tell you that the NPT provides security benefits only to one category of state or another, for that is false and always has been. The NPT provides security to all States Party, and we must remember that.
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                    That said, security is not the only benefit the NPT provides. As we look to the future, we should remember that it has been clear all along that nonproliferation is a foundation upon which 
    
  
  
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     benefits can be built. This is my third lesson.
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                    In particular, during the ENDC negotiations, it was an important selling point for the embryonic NPT – as William Foster put it upon the United States’ introduction, jointly with the USSR, of a full draft text in August 1967 – that the proposed Treaty would “stimulate widespread, peaceful development of nuclear energy.” Because it would surely be difficult to imagine possessors being willing to share peaceful nuclear technology if they did not have assurances against its misuse for weapons purposes, peaceful uses of nuclear energy 
    
  
  
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     the solidity of nonproliferation guarantees. Nonproliferation rules, as Foster recognized, would thus “promote the sharing of the peaceful benefits of nuclear energy,” allowing developing nations to participate in “expanding international cooperation in the field of peaceful nuclear activities” and thereby making possible “economic gains which they could not realistically have hoped to achieve on their own.” As President Johnson emphasized to the ENDC, a nonproliferation regime would free nations to devote their efforts to “developing strong, peaceful programs.”
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                    Nor was that all, for it was clear at the time that the NPT would also, in Foster’s words in August 1967, “improve the chance for nuclear disarmament,” “reduce tensions” that would otherwise be inflamed by the spread of atomic weaponry, and constitute “a major step toward a more peaceful world.” The importance of nonproliferation rules as a foundation for disarmament progress is also simple common sense, but this is a point too often obscured in later disarmament debates. After all, one could hardly expect existing possessors to give up their weapons unless it were clear that the nonproliferation regime would keep 
    
  
  
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                    Accordingly, nonproliferation is not only the “primary purpose” of the NPT and “the core of the treaty” – as William Foster and the Canada’s General E.L.M. “Tommy” Burns respectively put it in 1967 – but it is also the foundation for making further progress on disarmament. This is a lesson that we should remember today, especially when there are so many who pretend – not merely wrongly, but also dangerously, I would think – that nonproliferation and disarmament are competing equities to be bargained against each other.
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                    A fourth lesson from the creation of the NPT is of the importance of prudence and pragmatism in multilateral nuclear diplomacy. Since the dawn of the nuclear age, there has been a temptation to respond to the unique and worrisome challenges of managing nuclear risks by proposing dramatic and utopian, but unworkable, solutions. The thorny problems of nuclear weaponry have all too frequently elicited sweepingly ambitious responses that surely feel satisfyingly visionary to propose – and which are no doubt useful as virtue-signaling – but which far outrun what is actually possible. Such proposals may in fact make real progress 
    
  
  
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                    The drafters of the NPT, however – and especially the ENDC’s co-chairs, the United States and the Soviet Union – were wise enough to resist such counterproductive enthusiasms and avoid turning the NPT’s text into a veritable “Christmas Tree” strung with appended additional elements that would otherwise have sunk the entire effort beneath their collective weight. The co-chairs worked tirelessly to keep things focused on the single, achievable step that was so critical: stopping the further spread of nuclear weapons.
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                    This overarching objective of nonproliferation had been set out early, in the “Irish Resolution” of December 1961 at the U.N., which called for “an international agreement containing provisions under which the nuclear States would undertake to refrain from relinquishing control of nuclear weapons and from transmitting the information necessary for their manufacture to States not possessing such weapons, and provisions under which States not possessing nuclear weapons would undertake not to manufacture or otherwise acquire control of such weapons.”
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                    These complementary nonproliferation obligations – 
    
  
  
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     by other states – thankfully remained the conceptual lodestar for all subsequent ENDC negotiations.
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                    In 1965, the UN Disarmament Commission adopted a resolution urging that special priority be placed upon negotiating a nonproliferation agreement, and in August 1965 the United States duly submitted a draft text to the ENDC – a draft based, appropriately, upon the Irish concept. The Soviet Union submitted a similar but competing draft to the UN General Assembly the following month. Over the next several years, despite continual pressure to add additional elements to the mix, the co-chairs managed to keep ENDC negotiations focused fairly narrowly upon preserving global peace and stability and preventing nuclear war by keeping there from being, as William Foster had put it, more fingers on the nuclear trigger. This steadiness of purpose in the face of pressure to reach past the achievable is my fourth lesson.
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      5. The Sovereign People
    
  
  
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                    A fifth lesson of the NPT, at least from an American perspective, suggests the value – as Executive Branch officials negotiate international instruments with profound national security implications – of ensuring appropriate involvement and support from the elected legislators who represent the sovereign People whose security depends upon diplomats getting such things right.
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                    The NPT is a treaty, of course, duly submitted to the U.S. Senate for its advice and consent, and thereafter ratified and in force as the law of the land pursuant to Article VI, Section 2, of the U.S. Constitution. But the Johnson Administration’s willingness to work with Congress during the ENDC process to ensure that the legislature understood and supported the emerging treaty went well beyond simply submitting it for a Senate vote in 1968.
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                    The U.S. delegation to the ENDC actually included Congressional advisors, and the idea of negotiating a nonproliferation treaty received strong political support from a Senate resolution passed by a unanimous vote in 1966. The U.S. position in the negotiations also drew political strength, at home, from the fact that one of the NPT’s core provisions – the non-transfer obligation of Article I – had a loose U.S. legal analogue in Section 92 of the Atomic Energy Act of 1954, which prohibited anyone in the United States from contributing to the development of nuclear weapons 
    
  
  
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                    The NPT, in other words, was not something unpopular and untoward that a President attempted to force down the throats of a reluctant legislature, or which he tried to bring into being by 
    
  
  
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     the treaty-ratification prerogatives of the U.S. Senate. To the contrary, Congress was to one degree or another carefully involved all along, and the importance of the negotiating objective was clear to all. As a result, the Johnson Administration was rewarded with strong legislative buy-in and enduring political support for nonproliferation. We Americans should remember this success as we struggle with proliferation challenges in the present day.
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      6. Overcoming Differences to Cooperate on Shared Interests
    
  
  
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                    A sixth and final lesson can be found in the remarkable and decisive role of the United States and the USSR as co-chairs of the ENDC process and joint authors of the 1967 draft that led to the final text of the Treaty. That year 1967 was, I should remind you, a year deeply mired in Cold War tensions. That year, the United States had the largest number of nuclear weapons it would ever possess – a shocking total of 
    
  
  
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      more than 31,000
    
  
  
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    . The Vietnam War was also in full swing, and proxy conflicts between the Eastern and Western blocs were heating up around the decolonizing Third World. Israel and the Arab states fought the Six-Day War, and China exploded its first Hydrogen Bomb. Meanwhile, within the Warsaw Pact, unhappiness in Czechoslovakia with Soviet domination would result, within a year, in Leonid Brezhnev’s invasion and suppression of the Prague Spring. It was a tense and dangerous time.
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                    And yet, despite the bitterness of the East-West divide and the ominous nuclear shadow that hung over global politics, Washington and Moscow found it possible to recognize their shared interest – and the world’s shared interest – in stemming the further proliferation of nuclear weapons. These Cold War rivals found it within themselves to sit down, to engage with a wide range of diplomatic partners, and to cooperate effectively and decisively in hammering out the Treaty that today stands as the cornerstone of the global nonproliferation regime.
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                    This willingness to come together – despite poisonous differences and fiercely competitive global postures – to help save the world from the dangers of instability, conflict, and nuclear war that would result from the spread of nuclear weapons, should be a lesson for us today. And it should be a model, for such cooperation on shared nonproliferation interests is today no less necessary, and no less important.
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      Conclusion
    
  
  
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                    The speakers on this panel represent the three Depository States of the NPT system: the United States, Russia – the juridical successor to the Soviet Union – and the United Kingdom. These states were the first three possessors of nuclear weapons in human history. As NPT Depositaries, they are also powers with a special symbolic and political responsibility to the nonproliferation regime they helped create.
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                    I have suggested these six lessons from negotiation of the NPT in the spirit of helping us grapple with the proliferation challenges of the present day, half a century after the Treaty was opened for signature. Those challenges are many, but so have been the achievements of the nonproliferation regime over those several decades. Upon introducing the draft text of the NPT in 1967, ACDA Director Foster predicted that the resulting treaty would be a boon not just for its signatories but also “for our children and our grandchildren.”
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                    He was right about that, and we are those children and grandchildren today. I hope we will be able to draw upon lessons from the NPT’s history as we approach the proliferation challenges of the 21st Century, so that the Treaty can find itself as valuable after 
    
  
  
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     half century as it has been for the last one.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 28 Jun 2018 21:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2170</guid>
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      <title>American Iran Policy in the Wake of the JCPOA</title>
      <link>http://www.newparadigmsforum.com/p2161</link>
      <description>Note:


Below follows the text upon which Assistant Secretary Ford based his remarks on June 11, 2018, to an event sponsored by the Center for a New American Security held in the Hart Senate Office Building.  They may also be found on the website of the U.S. State Department's Bureau of International Security and Nonproliferation.
Good evening, everyone. Thank [...]</description>
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        Below follows the text upon which Assistant Secretary Ford based his remarks on June 11, 2018, to an event sponsored by the 
        
    
      
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        held in the Hart Senate Office Building.  They may also be found on the 
        
    
      
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         of the U.S. State Department's 
        
    
      
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          Bureau of International Security and Nonproliferation.
        
    
      
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                    Good evening, everyone. Thank you for that kind introduction, and let me thank you all for the opportunity to speak with you here tonight. It’s a pleasure to be here to help offer some insight into the Administration’s views on where we go from here with Iran. Meeting the challenge posed by Iran has been among my highest priorities, and it is an issue on which I’ve spent a great deal of my time – both in my current role at the State Department and during the previous year, when I had the honor of serving as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the National Security Council.
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                    First, however, let me point out that while the United States has of course stopped participating in the nuclear deal with Iran – and although the title of our event tonight is “Implications of the Collapse of the JCPOA” – the U.S. absence has not yet actually collapsed it. I don’t want to speak too soon, of course, but the current degree of 
      
  
  
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      -collapse may already suggest a lesson for us as we consider the world in the wake of the U.S. withdrawal.
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                    Before President Trump announced our departure from the deal, it was often hard to open a newspaper without seeing a raft of dire predictions about how any such U.S. move would inevitably lead to a parade of horribles: Iran immediately cutting back access by the International Atomic Energy Agency (IAEA); Iran immediately beginning to produce highly-enriched uranium (HEU); or Iran even leaving the Nuclear Nonproliferation Treaty (NPT) entirely. In the early months of this year, in fact, the Iranians were very successful in rattling European sensibilities by raising the specter of such events, using such manipulations in order to make it more difficult for 
      
  
  
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       to reach agreement on the nonproliferation principles articulated by President Trump on January 12 – when he charged us with negotiating a joint way forward with Europe on Iran policy, as a condition that would enable the United States to stay in the JCPOA.
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                    At least so far, however, those threats and predictions have proven somewhat hollow. As part of its campaign to elicit benefits and guarantees from Europe, Iran has blustered about 
      
  
  
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       to restart large-scale production of centrifuges and it has said that it is increasing its production of uranium hexafluoride (UF6) centrifuge feedstock.
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                    Nevertheless, to date – and as the IAEA seems to have recognized – Iran has not yet actually done anything contrary to the commitments it made in the JCPOA. Iran may in fact recognize the truth of President Trump’s warning on May 8 that if it continues with its problematic nuclear aspirations, “it will have bigger problems than it has ever had before.” So far, at least, the sky hasn’t fallen, and the regime in Tehran seems to be aware that it still has a powerful interest in negotiation, even on terms that are already clearly less favorable than what it persuaded the international community to accept in 2015.
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                    The lesson from all this may be that while there are obvious reasons for Iran to posture belligerently for domestic and international audiences, there remains a chance that its leaders will prove – as the President and Secretary of State have both called upon them to be – statesmen wise enough to recognize and respond to what Secretary Pompeo described as our “commitment to diplomacy to help solve the greatest challenges, even with our staunchest adversaries.” At present, Tehran seems interested only in negotiating a separate side deal with Europe, as a kind of holding strategy, but we hope to persuade it that the only viable long-term solution is a 
      
  
  
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       deal with the U.S. and the rest of the international community: one that addresses in a more comprehensive and enduring way the myriad challenges that Iran presents.
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                    But now I’m getting ahead of myself.
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                    So let me circle back, to emphasize that ending our participation in the JCPOA was not a decision the Trump Administration took lightly. Despite his having been very, very clear on the campaign trail about his concerns with the JCPOA, this was a decision the President took only after more than a year of policy deliberation. As for the reasons for his decision, I think the Administration has been quite forthright about why we got to where we are today, so I’ll try not to belabor those points tonight.
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                    For present purposes, suffice it to say merely that the JCPOA failed to address the long-term proliferation challenge Iran presented, by allowing key restrictions to expire, in a few more years, so that Iran would then be able to enrich any amount of uranium, at any degree of purity, and with as many centrifuges as it liked. The deal did this, moreover, without addressing any of the Iranian regime’s other regional or missile-related malign behaviors.
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                    Indeed, it didn’t just fail to address these other behaviors; it arguably made them worse. The JCPOA both 
      
  
  
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      such misbehavior by allowing Iran to profit from re-engagement with the global economy, and thus be better able to fund regional destabilization, and made the kind of firm measures needed 
      
  
  
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      to Iran’s non-nuclear provocations more difficult, by creating a ready-made excuse for inaction out of concern that firmness might lead Iran to reconsider its commitment to the deal. In a sense, therefore, the international community sacrificed the possibility of a comprehensive and constructive Iran strategy on the altar of preserving the JCPOA. So the President pulled us out, in hope of finding a better long-term answer.
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                    So let’s talk a bit about that search for a better answer. It’s important to remember that for quite a few months we entered into good faith discussions with some of our closest partners and allies, as the President directed us, to build what we hoped would be a lasting framework that would address our concerns and allow us to remain in the deal. And our European partners entered into good faith discussions with us. In the end, of course, it wasn’t possible to get quite where things needed to be. Nevertheless, I can tell you – from having been in our long rounds of negotiation with the European political directors – that we made far more progress than I had expected, and we got surprisingly close.
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                    Notably, we and those negotiating partners all agreed on the key substantive challenges. We agreed on the threat presented by Iran’s missile development, and its proliferation of missiles and missile technology to regional actors. We agreed on the threat presented by Iran’s sponsorship of international terrorism. We agreed on the problems created by Iran’s regional destabilization, as well as the tragedy of its human rights abuses at home. We agreed on the importance of working together to meet these challenges and rein in Iranian provocations.
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                    In the nuclear realm, we even agreed that the so-called “sunset clause” problem of the JCPOA – that is, the fact that it would eventually permit Iran to position itself dangerously close to potential weaponization “breakout” – was a very real problem that needs to be solved. The only disagreement came with regard to 
      
  
  
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      , and when, to solve this “sunset” problem, but this was ultimately a question, you might say, of tactics rather than objective.
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                    I emphasize these points of broad substantive agreement because I do not think that all that good-faith negotiating was wasted. Ultimately, the two sides did not reach a point of agreement in time for the deadline set by the expiration of key U.S. sanctions waivers under the National Defense Authorization Act (NDAA) for Fiscal Year 2012. President Trump thus directed the Departments of State and Treasury to begin re-imposition of the U.S. sanctions on Iran that President Obama lifted or waived in connection with the JCPOA.
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                    The fact that our European negotiations got as close as they did, however, gives me grounds for hope – for I can assure you, as Secretary Pompeo made clear in his remarks at the Heritage Foundation on May 21, that our commitment to resolving these challenges through diplomacy has not waned.
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                    As we look toward a new framework, we need an approach that addresses Iran’s destabilizing behavior while putting a nuclear weapons capability permanently out of reach. Iran’s past pursuit of nuclear weapons – and, as we’ve seen recently, its decision to maintain documents and expertise preserving, for potential later use, the weaponization knowledge gained in those prior efforts – shows the fallacy of having assumed that the JCPOA’s temporizing offered a viable answer to the Iranian proliferation problem.
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                    The fact that Iran pursued its weapons work for years when subject to Article II of the NPT and IAEA safeguards shows the difficulty of relying solely upon promises of compliance by a country with Iran’s track record. Iran’s secret preservation of the knowledge necessary for reconstitution of its weapons program shows the danger inherent in the JCPOA’s “sunsetting” of restrictions upon the size of Iran’s fissile material production program and fissile material stocks.
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                    Clearly, what is needed is a solution that restricts Iran’s capabilities in such a way that nuclear “breakout” is 
      
  
  
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       out of reach – not merely postponed until someone else got to sit in the White House and inherit the problem. It’s that kind of enduring solution that we seek now, as indeed we should have sought all along.
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                    Looking forward, the President has made clear that the United States is ready, willing, and able to negotiate a new and better deal that comprehensively addresses our concerns, as spelled out by Secretary Pompeo on May 21. In return, we would allow and support Iran’s full reintegration, politically and economically, into the community of nations.
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                    As the Secretary spelled out, Iran will need to stop uranium enrichment and never pursue plutonium reprocessing, close its heavy water reactor, and provide unqualified access for the IAEA. It will need to stop missile proliferation, and development and launching of nuclear-capable missiles. And it will need to respect its neighbors and end a range of destabilizing activities and support for militants and proxies. This might sound like a lot to ask, but on one level, these requirements should not be difficult to meet – for we ask nothing from Iran except that it act like a normal, peace-loving nation. If Secretary Pompeo’s points appear challenging, it is only because Iran’s actions are today so out of line with the norms of acceptable international behavior.
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                    If it does not accept those norms, Iran will have difficult choices ahead of it. It seems to have thought it could avoid those choices by pocketing the goodwill of the international community while continuing to pursue its destructive behavior. That was a mistake. We’ve made clear that this is unacceptable, which is why we’re now focused on bringing new financial, economic, and political pressure to bear on Iran to change that behavior.
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                    But we remain willing to meet Iran in an agreed solution, if it can find within itself a commitment to peaceable norms of behavior, and if it can demonstrate through actions that its nuclear weapons ambitions lie forever behind it rather than simply being held in abeyance for some rainy day. In return for that strategic choice, we are prepared to end the principal components of our sanctions regime, re-establish full diplomatic and commercial relationships, and allow Iran’s acquisition of advanced technology. We’re also prepared to support the modernization and reintegration of the Iranian economy into the international economic system.
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                    This is a huge project, but we are fully invested and ready to put in the sustained and serious effort required to get an outcome that provides lasting security for the region and the world. And we’re also prepared to lean hard on our partners and the international community to get it done. Even as we speak, a diplomatic “roadshow” has begun in which teams of U.S. diplomats are circulating to a growing list of capitals around the world to engage with counterparts about our new Iran strategy, about how best to minimize partners’ exposure to U.S. nuclear-related sanctions as these restrictions begin to be re-imposed, and about how we can all work together in pursuit of a better, successor agreement with Iran.
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                    We’re not naïve enough to think that achieving a comprehensive new deal will be easy. It won’t. But we are confident that friends and allies will eventually join us in demanding that Iranian behavior and conduct be normalized and made non-threatening, so that Iran can in turn enjoy truly normalized relations and commerce with the international community.
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                    So that, then, is what I would offer for discussion regarding our path forward. We obviously face great challenges with Iran, but these problems demand from us an approach that seeks to re-shape the security environment and starts anew toward a comprehensive and lasting solution. If we are realistic, creative, and diligent, I believe that such an answer is indeed possible – and I promise you we will be working very hard to achieve it.
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      <pubDate>Tue, 12 Jun 2018 00:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2161</guid>
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      <title>Great Power Competition and Nuclear Strategy</title>
      <link>http://www.newparadigmsforum.com/p2145</link>
      <description>Note:
Below is the prepared text upon which Assistant Secretary Ford based his remarks to the Foreign Policy Association at an event at the Century Association in New York City on June 6, 2018.  These remarks may also be found on the U.S. State Department website here.
Good morning everyone, and thank you for the kind introduction. [...]</description>
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      Below is the prepared text upon which Assistant Secretary Ford based his remarks to the 
      
    
      
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                    Good morning everyone, and thank you for the kind introduction. It is a pleasure to be here.
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                    Any discussion of U.S. nuclear posture should begin with the the Administration’s release earlier this year of our Nuclear Posture Review (NPR). The NPR is a foundational document – an important part of how our government thinks through, and provides public clarity about, nuclear weapons and their role in U.S. national security policy. Its conclusions are deeply rooted in longstanding U.S. government nuclear thought and strategy, for it reflects a continuum of American strategic thinking that seeks to adjust our nuclear posture in response to evolving threats in the international security environment. The program it outlines is designed to preserve the efficacy and reliability of our nuclear force so that it can continue to protect U.S. national security – and to advance international peace and security – by deterring aggression, underpinning our defense posture, and anchoring the global network of alliance relationships that has kept the peace and helped ensure generations of prosperity and Great Power stability since the end of the Second World War.
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                    We can certainly talk more about the details of the NPR’s conclusions, if you like, during our discussion this afternoon. Since many of you may already have read the NPR or may be otherwise familiar with some of its conclusions, however, let me open the aperture a bit and offer some thoughts to help frame our discussion of its details. In particular, let me say a few words about the broader context into which this NPR can be understood to fit.
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                    Our nuclear posture, of course, has changed a great deal over the years, with the evolution of relevant technology and with changes in the threats facing the U.S. homeland, U.S. forces, and our allies and partners around the world. But this is precisely as it should be, for deterring aggression requires tailoring one’s posture to the nature of the threat and the adversaries that one wishes to deter.
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                    So no one should be surprised that each NPR takes a slightly different approach depending upon each administration’s assessment of the prevailing security environment. Unfortunately, the current environment has been worsening – rather than improving. The 2018 NPR notes a “rapid deterioration in the threat environment” since the previous NPR in 2010. We did not seek this deterioration, nor do we welcome it, nor have U.S. actions caused it. Nevertheless, it is this administration’s responsibility to respond to this deterioration so as to be sure we can meet the security threats that confront us. U.S. thinking needs to evolve in light of the fact that we now clearly face a world 
    
  
  
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     characterized by the “benign nuclear environment and more amicable Great Power relations” that were perceived by our predecessors earlier in the post-Cold War era.
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                    This audience doesn’t need me to describe all the many ways in which things have been worsening for years, but it is noteworthy that the recent National Defense Strategy highlights the fact that as a result of aggressive moves by Russia, China, Iran, and North Korea, “[i]nter-state strategic competition, not terrorism, is the primary concern in U.S. national security.”
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                    There is, in other words, a return to the importance of competitive strategy in U.S. national security discourse. I say “a return,” because we let things slide for quite a while. After the collapse of Communism and the end of the Cold War, our country and its democratic and capitalist “operating system” stood seemingly unchallenged, feeling happily vindicated after decades of struggle against ideologized tyrannies of both the Right and the Left that had each depicted themselves as the special, destined recipients of History’s favor. And U.S. leaders seem to have imagined themselves to be, in a sense, at a neo-Hegelian end of history. Was it not obvious that the world’s most important ideological and great power conflicts had just resolved themselves, and conclusively, in our favor?
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                    Accordingly, we relaxed, assuming that our strategic environment would thereafter remain enduringly benign. To be sure, there remained occasional, isolated islands of competitive thinkers in our public policy community who warned everyone that we should not assume a permanent absence of “near-peer” competitors. Yet for the most part, U.S. thinkers and leaders seem to have concluded that the 
    
  
  
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    , world-historical answers had all been found.
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                    This did not mean that we did not have very important things to do, of course, and the United States was soon devoting itself to what one might perhaps describe as “clean-up” tasks at the end of History – preventing ethnic cleansing, moving against the occasional tin-pot proliferator, and taking up arms against murderous networks of non-state actor terrorists around the world. This was all vital stuff, particularly our counterattack against 
    
  
  
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      al Qaeda 
    
  
  
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    after 9/11. In terms of Great Power competition, however, we seem to have thought that the important things were over, and that the future would ultimately be a happy and inevitable cosmopolitan one of globalized neoliberalism. We flattered ourselves that foreign powers really wanted to be like us, and that their peoples’ gradual advancement and aspirations would in time inevitably produce a middle-class, democratic culture very much like our own, and alongside which we would be able to live happily ever after. Since this was where History was taking everyone anyway, we should not resist these countries’ rise, but rather 
    
  
  
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     it.
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                    Accordingly, in our national security policies at that time, we basically took a holiday from competitive strategy. Competitive international thinking was for years, in fact, regarded by our culture’s 
    
  
  
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     as something deeply problematic and maladaptive – an approach that was more likely to create problems than to help us address them. This was an era in which the conventional wisdom held that U.S. competitive thinking was actually dangerous, because it would set in motion a “self-fulfilling prophecy” in which talking in strategically competitive terms about foreign countries might 
    
  
  
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     competitive behavior from them — whereas otherwise they would in time obviously embrace our own assumptions about a benignly cooperative world. Even when other powers 
    
  
  
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     competitively towards us, it was thus said that we needed carefully to 
    
  
  
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     from acting competitively in return. In effect, we should ignore their provocations, for if we could all just ride out the occasional bellicose hiccup on their road to modernization and liberalization, sweeping historical dynamics would eventually solve the problem for us. Competitive strategy was thus at the very least unfashionable, and, in many circles, considered retrograde and dangerous – and it duly became something of a lost art in the higher reaches of the U.S. policy community, and our intellectual muscles atrophied.
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                    But other powers did 
    
  
  
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     take a strategic holiday. Indeed, the very “unipolar moment” that led 
    
  
  
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     into such complacency was for 
    
  
  
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     a goad and a catalyst. Our exalted position was, in their eyes, a powerful challenge to 
    
  
  
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     their own competitive strategy – whether regionally, in Pyongyang and Tehran, or more globally, in Moscow and Beijing, though in all cases with the United States as the principal 
    
  
  
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     of competitive attentions.
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                    Those governments have spent the last quarter-century developing their capacity to challenge the benign strategic environment that we in the United States persuaded ourselves was here to stay. This is not particularly good news, of course – neither for the United States directly, nor for the U.S.-led international order that has helped ensure global stability and prosperity for many decades. But it is good news, at least, that the United States has now finally come around to recognizing these competitive challenges for what they are, for such recognition is the essential first step towards meeting then.
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                    The National Security Strategy calls out “the contest for power” as “[a] central continuity in history,” and warns about challengers – specifically, “the revisionist powers of China and Russia, the rogue states of Iran and North Korea, and transnational threat organizations” – that “are actively competing against the United States and our allies and partners.”
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                    Similarly, the National Defense Strategy observes that “[t]he central challenge to U.S. prosperity and security” today is “the reemergence of long-term, strategic competition.” “It is increasingly clear,” that document states, “that China and Russia want to shape a world consistent with their authoritarian model – gaining veto authority over other nations’ economic, diplomatic, and security decisions.” Indeed, the NDS notes that “[b]oth revisionist powers and rogue regimes are competing [with the United States] across all dimensions of power.”
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                    None of this is to say that we in the United States 
    
  
  
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     to a more competitive relationship with such powers – for we certainly do not. It would be far better if such countries did not continue to adhere to the regionally or globally revisionist agendas that create instability, and we look forward to the day when they recalibrate their approaches in more peaceable ways.
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                    Nor does it mean that there are no areas of shared interest upon which we can work with powers such as China and Russia – for there are. There are both competitive 
    
  
  
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     cooperative aspects of our relationships with them, and our willingness now to acknowledge and act in response to their competitive policies does not mean that we are uninterested in cooperation where we do share critical interests. Nor do we believe it impossible to strike deals even with proliferator regimes such as North Korea and Iran, though it should be clear by now that we aim to hold such deals to high standards.
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                    So that’s the prism through which I encourage you to understand our new Nuclear Posture Review. In addressing the United Nations on September 19, 2017, the President said, “We want harmony and friendship, not conflict and strife. We are guided by outcomes, not ideology. We have a policy of principled realism, rooted in shared goals, interests, and values.”
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                    In the United States we 
    
  
  
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     now finally willing to acknowledge the existence of powerful competitive dynamics in the world today – ones that too many Americans complacently ignored while competitor regimes devised and implemented strategies against 
    
  
  
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    . This rebirth of great power competition is the dynamic through which one should understand our approach to the U.S. nuclear posture and national security.
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                    But while we feel it necessary to be hard-headed about such things, we are also optimistic. There is little chance of taking competitive dynamics entirely out of global politics any time soon, if indeed at all. Nevertheless, we believe that with an honest and realistic approach to the challenges that face the international community – coupled with a willingness to explore solutions without being unduly constrained by conventional wisdoms that may have outlived their usefulness – there is still much we can do. A tough but open-minded approach can still offer opportunities:
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                    I thank you for your interest and the invitation to be here today. I would be happy to take your questions.
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 06 Jun 2018 19:23:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2145</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>U.S. Statement at the 2018 NPT PrepCom: Disarmament</title>
      <link>http://www.newparadigmsforum.com/p2140</link>
      <description>Note:
The following statement was delivered on April 25, 2018, by the Hon. Christopher Ford, Assistant Secretary of State for International Security and Nonproliferation, as the United States' contribution to the "Cluster One" Debate at the 2018 Preparatory Committee meeting for the 2020 Review Conference for the Treaty on the Non-Proliferation of Nuclear Weapons (NPT).  It [...]</description>
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      The following statement was delivered on April 25, 2018, by the Hon. Christopher Ford, Assistant Secretary of State for International Security and Nonproliferation, as the United States' contribution to the "Cluster One" Debate at the 2018 Preparatory Committee meeting for the 2020 Review Conference for the Treaty on the Non-Proliferation of Nuclear Weapons (NPT).  It was delivered at the Palais des Nations in Geneva, and may be found on the website of the U.S. Mission to the Conference on Disarmament 
      
    
      
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      , or on the United Nations website 
      
    
      
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                    Mr. Chairman,
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                    The international community has struggled for decades with the problem of how to achieve the total elimination of nuclear weapons. While we have made great progress, the long-term goal remains elusive. Focusing on numerical reductions and the immediate abolition of nuclear weapons, without addressing the real underlying security concerns that led to their production and retention, however will advance neither the cause of disarmament nor the cause of enhanced collective international security.
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                    To move past the sterility of such discourse, the United States seeks a more meaningful and realistic dialogue, one that has a genuine prospect of moving us toward the nuclear weapons-free world we collectively seek. Such a dialogue would seek ways to address those underlying security concerns that continue to make the retention of nuclear weapons necessary to deter major power conflict and maintain strategic stability. Our goal is progress, not rhetoric, nor is it shallow virtue-signaling; as a result the choice of a constructive dialogue is clear.
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                    The United States has spoken in broad terms on many occasions now – and we have emphasized at this PrepCom – the need to create the conditions conducive to further nuclear disarmament. The approach I will describe is not intended to be a “roadmap” or a timetable, identifying a particular sequence or time to accomplish such tasks, nor is it meant to be an exhaustive list of all needed actions. Rather, it is meant to foster a thematic dialogue on the improvements that all states must work together to accomplish in order to ensure that disarmament has a future. We have submitted a working paper on this topic and I encourage everyone here to read it.
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                    Mr. Chairman, we firmly believe that most nations aspire to live in a more peaceful, stable, and prosperous world – a world in which states feel secure within their borders, unthreatened by their neighbors. This would be a world in which the relationships between nations, especially the major powers, are not driven by assumptions of zero-sum geopolitical competition, self-aggrandizement, or hegomonism but are instead cooperative and free of conflict. In this world we envision, nuclear deterrence would no longer be considered necessary as the ultimate guarantee of security.
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                    But that world is not simply today’s troubled world absent nuclear weapons. It will only be possible when a fundamental shift in the geopolitical landscape has brought about security conditions in which all states conclude, based on their own sovereign threat perceptions, that nuclear weapons are no longer required. That will, of course, be a very long process. In the interim, progress in improving the international security environment can enable further progress on reducing the role and numbers of nuclear weapons throughout the world. That is the lesson of history.
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                    The ending of the nuclear arms race in the closing years of the Cold War was possible as a result of the shifting environment of that era; likewise, the reductions in the years following the Cold War were also made possible by significant improvement in that security environment. Both of these time periods yielded significant progress in reducing nuclear dangers precisely because leaders could respond to improvements in the prevailing security conditions. Such benign security conditions no longer exist due to many factors, including violations of existing treaty regimes by Russia, Syria, and the Democratic People’s Republic of Korea.
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                    Mr. Chairman, nuclear deterrence, including extended nuclear deterrence, continues to play a central role in ensuring the global stability and security from which all states benefit. And stability in all its forms – including economic, social, and strategic – contributes to confidence and security in ways that can help facilitate further disarmament. All NPT Parties bear responsibility for working together to improve the geopolitical environment and create the conditions for nuclear disarmament, that is, to take the “CCND Approach,” as we refer to it. This practical approach to disarmament diplomacy envisions all NPT Parties contributing to efforts to ameliorate conflicts and rivalries that lead to the continued reliance on nuclear deterrence. The Preamble of the NPT refers to the “easing of international tension and the strengthening of trust between States in order to facilitate” disarmament. This concept of easing tension between and among states, including through effective measures that build trust and confidence, is the necessary starting point to help create the conditions needed for further progress on nuclear disarmament, in accordance with Article VI of the NPT. This is the intellectual foundation of our approach to disarmament.
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                    Mr. Chairman, a moratorium on the production of fissile material for use in nuclear weapons or other nuclear explosive devices by all countries possessing nuclear weapons is also an essential step.
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                    The United States has concluded its review of the proposed Fissile Material Cutoff Treaty (FMCT), and I can report to you that the United States will continue to support the commencement of negotiations on an FMCT. There is, however, one reason why this effort is currently stalled: a select few states continue to produce fissile material for use in nuclear weapons, or at least are not prepared to forego that option. For our part, the United States has maintained a unilateral moratorium on such production for decades, and the United Kingdom, France, and Russia currently also have similar moratoria in place. As an interim measure to beginning negotiations, the United States calls on all states that have not yet done so – and we all know who they are – to declare a moratorium on such production. The hard reality is that FMCT negotiations will not begin until the remaining key states are prepared to cap their stocks of fissile materials for nuclear weapons.
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                    Similarly, halting the further increase in nuclear arsenals of all states that possess such weapons would serve to create confidence that could lead to progress on the reduction of nuclear arsenals. Although the United States has reduced its nuclear arsenal by 88 percent since its Cold War peak, others have moved in the opposite direction. Russia, China, and North Korea are currently increasing their stockpiles and diversifying their capabilities. Nuclear stockpiles and capabilities are also expanding elsewhere in Asia in ways hardly consistent with giving nuclear disarmament a viable future.
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                    In addition, improving transparency about nuclear policies, plans, and doctrines would be a critical confidence-building measure that could help facilitate, as well as to inform, future arms control initiatives, and perhaps indeed further negotiated nuclear weapons reductions. As the 2018 U.S. Nuclear Posture Review notes, “Arms control efforts must now emphasize confidence and security building measures to rebuild trust and communication. We are prepared to consider arms control opportunities that return parties to predictability and transparency, and remain receptive to future arms control negotiations if conditions permit and the potential outcome improves the security of the United States and its allies and partners.”
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                    Mr. Chairman, finally, I want to underscore the importance of three final issues. First, an essential element of creating the conditions for future nuclear disarmament will be ensuring that we have the capability and capacity to verify any potential reductions. Second, even a clear prohibition, coupled with a detailed plan for weapons elimination and robust verification provisions, would not be enough unless the international community can be counted on to enforce compliance in an effective and timely  way. Third, and foremost in this context, an effective nuclear nonproliferation regime is essential – now – to help build conditions for further progress on disarmament, and in the long term to ensure that the ultimate goal of a world without nuclear weapons is stable and secure.
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                    Mr. Chairman, in conclusion, all nations can and should work to create the conditions essential for further nuclear disarmament negotiations. Doing so will help to fashion a world in which nuclear weapons are no longer necessary to deter aggression and maintain global strategic stability. As we seek this lofty objective, to which the NPT has made an immeasurable contribution over the last 50 years, the United States looks forward to engaging with all States Party on these important issues.
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                    Thank you, Mr. Chairman.
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      <pubDate>Wed, 25 Apr 2018 19:14:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2140</guid>
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      <title>U.S. Statement at the 2018 NPT PrepCom: The History and Promise of the NPT</title>
      <link>http://www.newparadigmsforum.com/p2137</link>
      <description>Note:
The following text is the full version of the statement by The Hon. Christopher Ford, Assistant Secretary of State for International Security and Nonproliferation, as provided for the record on April 23, 2018, to the Secretariat of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) as the Opening Statement by the United States of [...]</description>
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      The following text is the full version of the statement by The Hon. Christopher Ford, Assistant Secretary of State for International Security and Nonproliferation, as provided for the record on April 23, 2018, to the Secretariat of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) as the Opening Statement by the United States of America at the Second Session of the Preparatory Committee for the 2020 NPT Review Conference.  It may also be found on the website of the U.S. Mission to the Conference on Disarmament in Geneva by clicking 
      
    
      
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                    Good morning, everyone.
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                    In a globalized modernity notable for its dizzying pace of technological development and rate of sweeping social and political change, half a century is a very long time.  Yet it has indeed been fully 50 years since the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) opened for signature.  Today, we open this Preparatory Committee as part of the NPT’s review cycle, meeting in Geneva – the lovely “second city” of the auspicious United Nations organization that a traumatized but hopeful international community built at the close of the last and most horrible of the global conflagrations that convulsed the 20th Century world.
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                    This meeting provides the opportunity reflect on our common interests in maintaining the Treaty and our shared responsibility to strengthen the NPT regime in all its aspects – including the security benefits it provides to all States Party.  It also provides an opportunity to recall the central role of nonproliferation in achieving the full benefits of the Treaty.  An effective nonproliferation regime is a key element in building security conditions conducive to progress on nuclear disarmament.  Sound nonproliferation conditions also facilitate cooperation on peaceful uses of nuclear energy by building confidence that peaceful nuclear programs will not be misused or diverted for weapons.
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                    This occasion – the “Golden Anniversary” of accession to the NPT becoming available to the countries of the world – is one upon which it behooves us to look back and remember the long arc of our collective nonproliferation story.
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      The Promise and Peril of Nuclear Knowledge
    
  
  
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                    But it not just because of this particular legal instrument that we gather today.  In the broadest sense, we are here because in our grandfathers’ day, the restless human intellect was able to wrest from their obscurity certain deep secrets about how to manipulate the structure of the universe.  We are here because this knowledge enabled humans to forge tools of previously unimaginable power – power so great that it bestowed the capacity not just to lay waste to an opponent with shocking ease and finality, but indeed also to create for the first time in history the danger that humankind, in its imprudence, might actually destroy itself.
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                    At the same time, however, this awful, Promethean gift also held the key to great benefits for humankind.  These benefits were not just limited to the paradoxical one of bringing to an apparent close the epoch of periodic, direct Great Power warfare that had produced a string of global conflicts over several hundred years – conflicts that had become ever more bloody and destructive as the fruits of the Industrial Revolution were applied to improve our ability to slaughter each other with conventional weaponry.
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                    Beyond even that, this portentous gift of nuclear knowledge also held the key to entirely new realms of scientific progress – in medicine, agriculture, food safety, consumer products, desalination, and the generation of all but boundless amounts of clean energy to produce light, heat, and electricity for a populous and productive world, and in ways that would not blacken our skies, choke our lungs, or threaten to turn our planet into a fetid greenhouse.
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                    We are here today, therefore, because this gift manifested itself so powerfully, both as bane and as boon.  The NPT is a key part of our collective struggle with how to reap the benefits of this new knowledge while minimizing the risk that its dark side will sweep away all the good it has to offer.
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      Nonproliferation Challenges Today
    
  
  
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                    Today, the nonproliferation regime faces great threats.  I shall mention here just three:
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                    We must also recognize that the ultimate goal of nuclear disarmament can only feasibly be addressed as a real-world policy problem in the context of the overall security environment.  Unfortunately, deteriorating security conditions have made near-term prospects for progress on disarmament bleak.  We cannot overlook the actions of those states that are expanding and modernizing their nuclear stockpiles, threatening their neighbors, like the Russian Government, and violating their arms control obligations.  We also cannot ignore the deleterious impact on our collective security of the repeated use of chemical weapons in Syria and the recent chemical weapons attack in Salisbury. The flouting of this critical international norm should be of great concern to us all. We invite all NPT Parties to engage in a constructive discourse on creating conditions to facilitate further progress on nuclear disarmament, “desiring to further the easing of international tension and the strengthening of trust between States in order to facilitate” nuclear disarmament, as the NPT Preamble states.
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                    These challenges are obviously very real, and I cannot pretend not to be gravely concerned by them.  I would like to emphasize, however, that the existence and continued salience of these challenges should not blind us – in this Golden Anniversary year of the NPT’s opening for signature in 1968 – to how far the international community has nonetheless come with the creation and maintenance of the present nonproliferation regime. It is certainly easy to see the dark clouds that swirl around us, but it is also important not to forget all the good that this regime has done – and all the good that it can continue to do, if we let it.
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      Grim Forebodings Reassessed
    
  
  
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                    After the first nuclear explosion – the “Trinity” test that so famously rent the dawn of a cool July morning in Alamagordo, New Mexico, in 1945 – the head of the U.S. Government’s Manhattan Project that had developed the atomic bomb said that he had at that moment recalled a line from the Bhagavad Gita: “Now I am become Death, the destroyer of worlds.”  In subsequent decades, this invocation of the Gita by Robert Oppenheimer has lingered in our nuclear folk memory as an evocative signal of the dark portentousness of nuclear technology, signifying all its capacity for harm and destruction.  Indeed, you can still find videos on YouTube of a grim-faced Dr. Oppenheimer telling this story in later years, wiping a tear from his eye as he recounts his feelings of unease and ambivalence at seeing the dangerous new thing he had helped create.
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                    But I’d like to suggest that this folk memory may overstate the case, or at least that it leaves out some aspects that we here at this Preparatory Committee in 2018 should also remember.  In fact, as I understand it, Dr. Oppenheimer may have gotten his quotation subtly wrong.  The language in question appears in the 37th line of the 11th chapter of the Bhagavad Gita – which is itself part of the sixth book of the magnificent and sprawling Hindu epic, the Mahabharata.  In the quoted line, by most modern translations of which I am aware, Lord Krishna describes himself not as Death, but as “all-powerful Time, which destroys all things.”
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                    This is, I think, not a trivial difference.  Perhaps Dr. Oppenheimer’s invocation of the Gita does not have to be seen as quite such the grim, even morbid, prediction of doleful consequences that it is usually seen to be.  Indeed, though Krishna’s pronouncement is perhaps in few readings an entirely cheerful thought, the words may arguably be read as a meditation upon impermanence: a reminder of the fact that it is in the nature of Time to erode all solidities – including, perhaps, the perceived certainties of our own fears, assumptions, and predictions of good or ill.
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                    If this is so, perhaps we can use this invocation today as an exhortation to look back along the axis of certainty-eroding Time in order to remember just how far we have come in the half century since the NPT first took life.  If we undertake this exploration, I submit, we can learn – or re-learn – valuable lessons about the many benefits that have been brought to Mankind by the NPT, and by the associated nonproliferation regime that we have all built together.
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                    A look at this history can help us remember how our collective success in building and maintaining the global nonproliferation regime has helped refute the certainties of grim foreboding that many of our predecessors once had, fearing that humankind would find itself unable to enjoy the benefits of nuclear technology while avoiding the worst of its dangers.  We have, together, done rather better than they feared.
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                    There is, of course, no guarantee that we will continue to be able to have such benefits without catastrophe; Krishna’s Time presumably subverts certainties and solidities both good and bad. I would submit, however, that if we can remember how far we have nonetheless come, we can use this insight to help us recommit ourselves to the success of the NPT and the nonproliferation regime in the future.
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      A History of Proliferation Predictions 
    
  
  
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                    So let us look back a bit at the history of the nuclear age in order to explore what it is that the NPT and the associated nonproliferation regime has brought us – and what we would presumably be forgoing if we allow our commitment to this regime to slacken in the years ahead.
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                    For my part, I have found a fascinating starting point for understanding this history in the series of U.S. Government National Intelligence Estimates (NIEs) and other intelligence assessments on nuclear weapons proliferation that have in recent years been declassified and released, pursuant to our Freedom of Information Act, from the 1950s, 1960s, and 1970s.  These documents projected the likely future of the nuclear world during the period before and just after the development of the NPT.  I believe these windows into the past reward attention from anyone interested in the Treaty’s future.
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                    What is perhaps most striking about these assessments is the degree to which it was assumed that a very significant degree of nuclear weapons proliferation was all but inevitable.
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                    Even leaving aside the possibility that a weapons possessor would actually help them with such work, it was assessed by an NIE in 1957, for instance, that “up to 10” additional countries could develop nuclear weapons “using only native resources” in the next decade or so.  These included France, Canada, Sweden, West Germany, and Belgium – with India, Italy, Czechoslovakia, East Germany, Poland, Switzerland, Norway, and the Netherlands being positioned to have this option over a somewhat longer period of time if they wished.  Those conclusions went principally to capability, rather than intent, but in terms of actual prediction the NIE went so far as to declare that Sweden was “likely” to develop nuclear weapons by 1961 – with France probably arriving at that destination even earlier, by 1958.  Both China and Japan were also assessed likely to “seek to develop weapons production programs within the next decade,” at least if Japan were able to acquire more access to fissile material. According to the NIE, the chances of Japan weaponizing were “about even.”
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                    That 1957 assessment was also alive to the degree to which each new country’s acquisition of nuclear weapons was likely to increase the pressures upon others to do so.  Once France weaponized, it worried, West Germany would feel increasing pressure to do so – and this might lead to demands by Italy, Belgium, and the Netherlands for some kind of “pooled” nuclear deterrent independent of the United States’ own unilateral holdings.  If China developed the atomic bomb, moreover – as it “almost certainly” would try to do – the NIE noted that pressure would increase upon India to do so.  Even Canada, it declared, was felt “likely to become increasingly insistent on obtaining nuclear weapons from the U.S. for air defense purposes, particularly if other fourth countries acquire nuclear capabilities.”  If the United States didn’t provide such weapons, it was said, Canada “would almost certainly” develop its own.
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                    The U.S. Government reached similar conclusions in a 1958 NIE on proliferation, declaring that in the next decade “a large number of individual countries” would be able to produce nuclear weapons.  By this point U.S. analysts were apparently more sanguine about Japan, saying that there was no sign of any decision in Tokyo to pursue nuclear weapons and that one was indeed “unlikely” during the next decade.
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                    The 1958 assessment, however, was still quite clear about the potential consequences of nuclear weapons proliferation, should it occur.  The NIE declared that in general – even putting aside the possibility that atomic weapons would get into the hands of “almost totally irresponsible governments” – proliferation would clearly increase the risk of war involving nuclear weapons, and perhaps even of general war.  This conclusion was repeated in a 1960 NIE, which said that “[a]ny increase in the number of nuclear powers could raise the chance that nuclear weapons would be used.  It would also increase the dangers which could flow from actions taken through miscalculation or desperation.”  According to another NIE in 1963, nuclear proliferation over the next ten years was unlikely to upend the system of Great Power relations, but it did seem likely to produce “greater unpredictability of relations within and between alliance systems, and the possibility that hostilities arising out of existing or future controversies could escalate into a serious confrontation involving the major powers.”
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                    U.S. intelligence assessments from this period also noted the degree to which proliferation pressures – and thus the likelihood of nuclear weapons development by additional states – depended not just upon whether countries’ neighbors or rivals weaponized, but also upon their more general perceptions of risk and challenge in the international environment.  The nature and perceived trends in international conditions, it made clear, were critical variables.
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                    In the 1960 NIE, the U.S. Intelligence Community assessed that Eastern European states within the Warsaw Pact were unlikely to become proliferators because their masters in the Soviet Union would not permit this.  U.S. alliance relationships in Europe also exerted a restraining force, such that “[i]n the present atmosphere of international politics – and probably for the next several years – West Germany, and other European countries are unlikely to press for an independent joint European effort in the nuclear weapons field.”   Sweden was similarly felt to be holding a nuclear weapons decision “in abeyance,” but “a serious degeneration of the international situation” would likely push Stockholm into the weapons business.
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                    The 1960 NIE clearly felt that U.S. alliance relationships, our “extended deterrence” posture, and the stabilizing effect of our overseas engagement upon regional geopolitics were powerful – and, so far, fairly successful – nonproliferation tools.  It concluded that proliferation would be far more likely if European or other states entertained doubts about the strength of U.S. security guarantees against Soviet or Chinese aggression and concluded that indigenous nuclear weapons were thus the only way to guarantee their own security.  An NIE in 1961 effectively reemphasized this point, suggesting that Sweden, West Germany, and Japan were presently unlikely to seek nuclear weapons, but might each revisit the question if confronted by a worsening of international security threats.  Similarly, in 1966, an NIE found that “U.S. treaty guarantees and pressures will probably dissuade the Japanese from acquiring nuclear weapons during the next few years.”
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                    By the early 1960s, in other words, we already see important themes emerging in the U.S. intelligence analysis.  First, it was clear that a great many additional countries had at least the potential to develop nuclear weapons if they felt a need for such tools.  Second, we see a recognition of the dependence of such decision-making upon a broad range of international conditions, including whether the United States was able to use its own security relationships to persuade other leaders that weaponization was unnecessary despite security threats from Moscow and Beijing.  Third, it was clear that preventing the spread of nuclear weapons required concerted effort and activity.  As described in an NIE in 1964, for instance, Soviet and U.S. policies had fortunately been able to have “some effect in hindering the proliferation of nuclear weapons” as these countries applied “pressure against potential proliferators” – but it was clear that continuing such success would require attention on an ongoing basis.
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                    With the 1958 and 1966 NIEs, we also see the emergence of worries that the existing system of nuclear safeguards – which was in those days a purely bilateral and highly contingent system, left to whatever arrangements happened to be negotiated between individual nuclear technology suppliers and recipient states – would do little to preclude diversion of nuclear technology and prevent nuclear weapons development.  “There is no formal agreement in existence among all potential suppliers,” the 1966 NIE complained, “that safeguards will be applied to reactors or nuclear materials or equipment; such safeguards as are supplied result from unilateral decisions of the suppliers.”  In light of these challenges, officials were beginning to wonder how the international community might do better in forestalling these dangers and preserving an environment safely conducive to peaceful nuclear cooperation.
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                    This was particularly important because the continued development and diffusion of nuclear technology was steadily adding states to the NIEs’ lists of countries that had weaponization within their technical reach.  By 1966, for instance, a U.S. National Intelligence Estimate enumerated a great many governments that might consider nuclear weapons development over the following decade, though the degree of difficulty and odds of success for each government clearly varied tremendously.  In that assessment – made after China had already conducted its first nuclear weapon test in 1964 – this list included Australia, India, Indonesia, Israel, Pakistan, South Africa, Sweden, Switzerland, Taiwan, the United Arab Republic (i.e., Egypt and Syria), and West Germany.  On the whole, it was still true that “very few” such governments seemed likely to try to weaponize soon, but the NIE expressed concern about what it called a possible “snowball effect” of cascading proliferation, as each additional country acquiring nuclear weapons both increased the pressure on others to do so and undermined international faith in the ability of nonproliferation policies to prevent a deluge.
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                    Fortunately, in response to such worries, and the clear need for a better answer to the growing proliferation challenges facing the international community, diplomatic efforts during the 1960s increasingly focused upon the possibility of what the 1963 NIE described as a “nondiffusion agreement.”  These efforts began to take multilateral form with the famous 1961 “Irish Resolution” at the U.N. General Assembly – a combination of weapon-state non-transfer commitments and non-weapon-state non-acquisition commitments that became the conceptual core of the NPT itself seven years later, and the basis for its first two Articles.  Far from giving in to despair about proliferation, in other words, the international community tried to band together in order to do a better job of forestalling it.
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                    Nevertheless, if you continue to follow the path of declassified U.S. intelligence assessments, it will be clear that the emerging Treaty was, at the time, hardly felt to offer a particularly propitious solution.  Indeed, proliferation NIEs were notably pessimistic about the ability of the emerging NPT-based nonproliferation regime to do its core job of preventing further proliferation.
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                    According to the 1966 NIE, for instance, multilateral regimes could indeed “impose legal, moral, and political restraints of some consequence,” but even if the United States and the USSR continued to “bring considerable pressure to bear” to get countries to sign the NPT and pressure would-be proliferators to rethink weaponization plans, there was still little that could be done to prevent a determined country from developing nuclear weapons.  A CIA research study in 1975, in fact, reached an even grimmer conclusion, questioning whether it was still true at all that the benefits of nuclear technology could be widely shared while minimizing the spread of weapon capabilities. “This assumption,” it declared, “is now being challenged as rapidly as the civilian/military distinction in nuclear resources is fading,” as technology and materials have become increasingly widespread, and as legal restraints on proliferation “have lost much of their effectiveness because of growing political confrontation between industrialized and less developed countries.”
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                    That 1975 CIA research study is particularly noteworthy, coming as it did after the NPT had come into force and after India’s decision in 1974 to test a nuclear explosive device manufactured from plutonium extracted from a reactor supplied for peaceful purposes.  This Indian test, the CIA study assessed, had now “probably initiated a second phase of nuclear proliferation, a phase quite distinct in pace and variety of nuclear actors.”  According to the CIA, nuclear “materials and technology are already too widely available for technical safeguards and international regulations to be effective,” and political pressure against proliferators “often tends only to confirm the view that the nuclear haves are trying to keep a valuable prize from the have-nots.”  All in all, the study concluded, “further proliferation seems inevitable.”  It predicted a future characterized by “an increased number but also an increased diversity of nuclear actors” including “nuclear superpowers, regional nuclear powers, nuclear abstainers, closet nuclear powers, nuclear explosives powers, and, possibly, nuclear terrorists.”  As a means to prevent all this, the CIA declared, “the NPT is questionable,” for “there is no hope of preventing nuclear proliferation in the sense of controlling the number of nuclear actors.”
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      Half a Century of Successes
    
  
  
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                    But it is in part precisely this pessimism, in the early days of the NPT, that leads me to believe that we can learn from studying that period.  We sit here today in 2018, more than four decades after the CIA’s fatalistic conclusion in 1975 that there was “no hope … of controlling the number of nuclear actors.”  Yet if you discount India – whose nuclear tests in 1998 were more a fulfillment of its 1974 decision than a genuinely new phenomenon – during all the years since that pessimistic CIA study, only two new states have openly declared that they possess nuclear weapons: Pakistan, outside the NPT; and North Korea, which announced its withdrawal from the Treaty after it was caught cheating.
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                    Over these decades, moreover, nuclear weapons efforts in quite a few countries have been shut down.  The end of such programs occurred for a variety of reasons about which it can be difficult to generalize, including:  the development of fairly robust nonproliferation norms and international inspection mechanisms; vigorous and sustained nonproliferation pressures from the United States, including with friendly governments, often coupled with repeated reassurances of alliance protection and “extended deterrence” guarantees; the end of the Cold War; domestic changes of government or regime change in the countries in question; and even forcible denuclearization.  Yet they did occurr.
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                    As a number of scholars have outlined in open sources, a great many countries appear to have explored the idea of indigenous nuclear weapons development – albeit with varying degrees of seriousness and success.  Both Brazil and Argentina did, for example, beginning in the late 1960s or so, keeping up these pursuits until 1990, when they mutually agreed to give up those pursuits and enter into a reciprocal, bilateral inspection regime.  Between the mid-1950s and the end of the 1970s, it has been reported that exploratory nuclear weapons programs of varying duration and complexity existed in Australia, Egypt, Italy, Japan, Norway, South Korea, Sweden, Switzerland, Taiwan, and West Germany.
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                    Yugoslavia reportedly sought nuclear weaponry on a sporadic basis from at least 1954 until perhaps 1987, while Nicolae Ceauşescu’s Romania also explored the possibility right up until his regime’s collapse in 1989.  Indonesia in 1964 actually announced an intention to develop nuclear weaponry, though this effort apparently did not survive the turmoil of 1965 and Muhammad Suharto’s takeover of power two years later.
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                    More dramatically, the apartheid regime in South Africa – which had begun a nuclear weapons program in the 1970s, and by 1989 possessed six uranium-based, “gun-type” gravity bombs – chose to give up its nuclear weapons in 1989-91 and join the NPT before the 1994 democratic elections that ushered in Nelson Mandela’s African National Congress government.  Thousands of strategic and “tactical” nuclear weapons left stranded in the territories of Ukraine, Kazakhstan, and Belarus by the collapse of the Soviet Empire in 1991, moreover, were peacefully and successfully repatriated to the Russian Federation after the end of the Cold War.
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                    Despite having been provided with uranium enrichment technology and even nuclear weapons designs by the Pakistani scientist A.Q. Khan, moreover, Libya was prevailed upon by the United States and Britain to shut down and peacefully eliminate its nuclear weapons program in 2003-04.  In less congenial circumstances, Iraq’s clandestine nuclear program was forcibly ended with the Gulf War of 1991, thereafter being kept in check by a uniquely robust system of United Nations inspections until the destruction of the Saddam Hussein regime in 2003.  Syria’s efforts to pursue nuclear weapons – conducted with North Korean assistance in the form of the provision of a plutonium production reactor – were also ended by force, by Israel in 2007.
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                    So today, four decades after the CIA felt there to be “no hope” of preventing a cascade of proliferation, we face far fewer direct challenges to the global nonproliferation regime our governments built together beginning in the 1960s than we anticipated then.  But as I noted earlier, there are two serious challenges worth highlighting.  The first, of course, is the DPRK.  The second – at least potentially, and on a longer timetable, if it unwisely proceeds to build a large fissile material production capacity that would prepare it for sudden “breakout” and a resumption of the nuclear weapons work it suspended in 2003 – is Iran.
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                    The DPRK and Iran do indeed present us all with serious challenges.  But please also remember the history I have just recounted – and the dire predictions of some of my own country’s intelligence analysts all those years ago.  On the whole, it is clear, the nonproliferation promise of the NPT has thus been fulfilled, not squandered.  Nuclear war has been made significantly less likely than predicted.  Geopolitical stability has on the whole been maintained.  Nuclear safeguards have been preserved, and are even today being improved through adherence to the Additional Protocol.  And both weapon states and non-weapon states alike have benefited in profound ways from the obligations created by the NPT’s Articles I and II – an interlocking latticework of nonproliferation commitments that protects the security of all States Party by providing assurances against nuclear weaponization by each country’s neighbors and rivals, and thus helps forestall the injection of destabilizing new nuclear dynamics into conflict-prone regions of the world.
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                    Nor, of course, after the tensions and distrust of the Cold War abated in the late 1980s, did the United States and Russia fail to act to help live up to the disarmament vision articulated in the Preamble and Article VI of the NPT.  Notwithstanding the return of great power rivalry in recent years, with the rise of revisionist Russian and Chinese policies putting pressure on their neighbors and seeking to readjust the post-Cold War international order in their favor, enormous disarmament progress has occurred.  In February of this year, the United States and the Russian Federation met the central limits of the New START strategic arms control treaty.  As a result, the nuclear arsenals of the two nuclear superpowers have been limited at levels not seen since the 1950s, and the U.S. stockpile is approximately12 percent of its Cold War peak.
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                    All of this, my friends, is something to be proud of indeed.
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                    And that is hardly all.  While the nonproliferation regime has been busy successfully defying so many of the pessimistic proliferation expectations of earlier analysts – including, as I have outlined, those in the U.S. Intelligence Community – we should remember that the regime has also proven quite good at using nonproliferation as a foundation upon which to build a successful system for sharing nuclear benefits far and wide, thereby greatly contributing to the health, nourishment, comfort, and prosperity of all humankind.
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                    The IAEA has been a focal point for this sharing, over the years providing billions of dollars in assistance to its Member States in the use of nuclear energy and applications of nuclear science and technology for development.  Last year alone, these programs and their supporting infrastructure received over 200 million euros worth of assessed and voluntary contributions.  I would welcome a comprehensive accounting from the IAEA of the resources it has devoted to these programs over the years.  The United States has been by far the largest contributor to the Agency’s efforts to promote peaceful nuclear activities through the Agency, including via voluntary funding mechanisms such as the IAEA Peaceful Uses Initiative, having contributed more than $320 million in voluntary contributions since 2010, as well as through in-kind contributions through training and direct technical assistance to the IAEA and its Member States.  The United States also has been the largest supplier of nuclear power globally.
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                    The benefits of technical assistance programs are harder to quantify, but include lives saved through improved cancer treatment, healthier livestock through the eradication of rinderpest, increased crop yields from new crop strains and from better groundwater management, and countries better positioned to make responsible choices and investments in nuclear power programs.  The list is long.  In 2015 and 2016, 20 new nuclear reactors were connected to power grids around the world, generating approximately 20 gigawatts of electricity.  These fruits of peaceful applications of nuclear energy, science, and technology are based on the foundation of confidence that only a strong nuclear nonproliferation regime can provide.
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      Confounding Dire Predictions and Ensuring Hope for the Future
    
  
  
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                    And so, I submit, this survey of the long, half-century story arc of the NPT should provide us a renewed understanding of just how profoundly beneficial the global nonproliferation regime has been for all States Party.  The arc of Time, the Gita’s destroyer of all things, has turned out – so far, at least – to be the destroyer, most of all, of pessimistic certainties about how awful and massively proliferated the 21st Century world would be.  It is our collective effort in support of this nonproliferation regime, and its cornerstone in the NPT, that has helped confound our fathers’ and grandfathers’ grim expectations of a catastrophically proliferated world.
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                    Sixty-five years ago, the President of the United States stood before the United Nations General Assembly and spoke powerfully about the Janus-faced nature of nuclear technology in the new Atomic Age that had at that point still only recently dawned upon Mankind.  As befits the age of nuclear confrontation that was then well underway between the alliance systems of the democratic capitalist West and the totalitarian tyranny of the Communist Empire, Dwight Eisenhower spoke of a danger shared by all in this new age of global, atomic rivalry.  But he also spoke of hope – a hope that he said should be shared by all.
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                    The United States’ purpose, he declared, “is to help us to move out of the dark chamber of horrors into the light, to find a way by which the minds of men, the hopes of men, the souls of men everywhere, can move forward towards peace and happiness and well-being.”  He promised engagement with our great nuclear rival, the USSR, not just in order to explore ways to end the arms race, but also in order to help find peaceful opportunities for the peoples of the world to “develop their natural resources and to elevate their lot.”
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                    To this end, President Eisenhower envisioned, and called for the creation of, a world in which nuclear technology, “this greatest of destructive forces[,] can be developed into a great boon, for the benefit of all mankind.”  To this end, he proposed a new era of international cooperation “to devise methods whereby this fissionable material would be allocated to serve the peaceful pursuits of mankind.  Experts would be mobilized to apply atomic energy to the needs of agriculture, medicine, and other peaceful activities.  A special purpose would be to provide abundant electrical energy in the power-starved areas of the world,” and he promised U.S. support and contributions to this work.
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                    One outgrowth of that famous “Atoms for Peace” speech in 1953, of course, was the International Atomic Energy Agency – which came into existence four years later, and functions to this day providing both technical cooperation in the nuclear arena and an indispensable and improving system of nuclear safeguards that helps reassure everyone that sharing the benefits of nuclear knowledge can be done in ways consistent with preventing proliferation.  A more distant, though hardly less momentous, consequence of this initiative, however, was the folding together of Eisenhower’s great themes into the NPT itself.
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                    Today, upon the Golden Anniversary of the Treaty’s opening for signature, the NPT – that instrument about the future of which the CIA expressed such pessimism in 1975 – has survived and, for all its faults and all the challenges it currently faces, has succeeded.  It has survived as the cornerstone of a global regime to control the instabilities and the potential for catastrophe that have always been inherent in the spread of nuclear knowledge and has provided a bulwark against nuclear weapons proliferation that continues to provide every State Party with profound security benefits.
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                    The global nonproliferation regime has not prevented all proliferation, of course.  Happily, however, as our brief historical exploration has indicated, the regime has so far been able to confound the experts’ dire predictions of “snowballing” proliferation.  And it has done so while simultaneously providing a foundation upon which to build a global system for peaceful nuclear cooperation and development – an example of how nonproliferation can enrich the lives of everyone by permitting the sharing the myriad scientific, economic, and other benefits of the atomic age.
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                    And that, I submit, is the real lesson we should draw today, upon this Golden Anniversary of the NPT’s opening for signature.  If we can stop our quarreling and diplomatic remonstrations long enough to remember these successes, and the benefits the Treaty has brought to weapon states and non-weapon states alike, I firmly believe we can find ways to work together that will help this regime overcome its current challenges and continue to provide all of us such benefits for another half century – and beyond.
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      <pubDate>Mon, 23 Apr 2018 19:05:00 GMT</pubDate>
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      <title>NPT Wisdom for a New Disarmament Discourse</title>
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         Remarks to the Ploughshares Fund Conference "Nuclear Weapons Policy in a Time of Crisis
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         Below are remarks Dr. Ford delivered in his official capacity -- as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the U.S. National Security Council -- on October 26, 2017, at the Ploughshares Fund Conference “Nuclear Weapons Policy in a Time of Crisis,” in Washington, D.C.
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           Good afternoon, everyone. Let me start by conveying my apologies that General McMaster’s schedule did not permit his attendance today, as well as the fact that the Nuclear Posture Review (NPR) ordered by the President on January 27 is still ongoing and thus that there is not yet much to be said about U.S. nuclear weapons policy in this new Administration.
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           However, as the fellow who runs the Weapons of Mass Destruction (WMD) and Counterproliferation Directorate at the National Security Council (NSC) – and thus the NSC’s point man on arms control and disarmament issues – I am pleased to be able to speak with you about a important topic upon which we have only just recently begun to touch publicly: nuclear disarmament.
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           In particular, I’d like to talk today about the question of how we can – at this time of worsening strategic tensions, continued proliferation threats, and the commencement or continuation of nuclear arsenal modernization by every possessor state –think both realistically and constructively about nuclear disarmament.
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           These are issues of enduring importance to the public policy community, and in civil society, but different stakeholders tend to have very different interpretations of what this troubled time means for the disarmament enterprise. Some draw conclusions that follow the well-known words of the Prophet Isaiah to which The Ploughshares Fund’s name presumably alludes: “and they shall beat their swords into ploughshares, and their spears into pruning hooks” (Isaiah 2:4). (Similar phrasing appears in the Book of Micah [Micah 4:3].) These stakeholders conclude that the growing tensions of the present day mean it’s time to double down on trying to achieve disarmament exactly as the conventional wisdom of the disarmament community has prescribed for so many years now. This view treats nuclear weapons primarily as a cause, rather than a symptom, of insecurity.
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           Others see such a “doubling down” as being something akin to the definition of insanity popularly attributed to Albert Einstein, though also to various other people: insanity is doing the same thing over and over again and expecting a different outcome. The fiercest of these skeptics look not to Isaiah, but rather to Joel: “Beat your ploughshares into swords and your pruninghooks into spears” (Joel 3:10). For them, the disarmament dream is an illusion, and it’s time for the world just to admit this, and to follow St. Paul’s first letter to the Corinthians in growing up, “put[ting] away childish things” (1 Corinthians 13:11), and getting about the unpleasant and risky but unavoidable business of living in a permanently nuclearized world.
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           For my part, I’m not too fond of either of these extremes, and I wonder whether we may be able to recalibrate sources of inspiration in order to discern some “Middle Way” – or perhaps it’s an Aristotelean mean – in which it is still possible to speak realistically and constructively about nuclear disarmament, and thus to keep that dream alive. I suspect, however, that this will only be possible if we are able to be more honest about the dynamics that underlie armaments competition, and about where our collective disarmament discourse may have gotten somewhat off track in the past.
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           Both communities on the far flung ends of the disarmament spectrum are in the minority, I suspect, but they tend to dominate the debate in their pursuit of an elusive absolute moral victory. It is time for the silent majority of stakeholders occupying the space between these two camps to bring the discourse back to a practical middle ground, to preserve the gains we have made on both nonproliferation and disarmament, and the tools and agreements that have been part of that progress.
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           As I see it, U.S. policy on disarmament stands today at a crossroads, because some of the approaches designed in response to the security conditions that existed at the end of the Cold War and into the post-Cold War era – including, in particular, some of the disarmament-focused elements of the Obama Administration’s “Prague Agenda” – require readjustment.
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           For decades, the United States has taken the position that it seeks the eventual elimination of nuclear weapons, even to the point of committing as a matter of law, in the Nuclear Non-Proliferation Treaty (NPT), to pursuing this ultimate goal. While arms control mechanisms helped the superpowers manage and reduce some of the risks of their nuclear standoff during the Cold War and limit the upward spiral of the arms race, however, no actual agreement was possible on reductions in nuclear arms until the easing of tensions in the waning yearsof the Cold War begain to transform the relationship between the United States and its superpower rival. The INF and START treaties constituted the first major reductions in nuclear arsenals.
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           Those seminal agreeents were followed by the Presidential Nuclear Initiatives (PNIs) which dramatically reduced and constrained the category of non-strategic nuclear weapons. The optimism that prevailed at the end of the Cold War even led to the decision on the part of President George W. Bush, in the 2001 Nuclear Posture Review, to declare that the United States would no longer as a matter of policy insist upon numerical parity with Russia in strategic nuclear terms (though, ironically, this policy was subsequently reversed by President Obama in his own NPR). For some time, in fact, we were prepared unilaterally to go well below the numbers allowed by START. But – and this is crucial – it was changing conditions that made all these reductions possible, not the other way around.
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           The lesson of that period is that significant arms reductions are only likely to succeed when underlying strategic conditions change in ways that permit them. In light of this, you might think it would be obvious to everyone that the best way – and indeed, perhaps the only way – to increase the odds of achieving a peaceful and stable disarmed world would be to create ever more felicitous strategic conditions by focusing upon the very “easing of international tension and … strengthening of trust between States” that the Preamble of the NPT explicitly envisions “in order to facilitate” disarmament.
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           This point was certainly obvious to U.S. and other Western leaders as far back as November 1945 – long before the NPT – when the U.S., British, and Candian heads of government jointly declared that the only genuine answer to the problem of disarmament lay in “creating conditions of mutual trust.” Of course, I don’t mean to suggest that there was not some debate on this score. From the start of the nuclear age, as our representative to the U.N. Security Council observed in October 1949, disarmament opinions have been divided between those who emphasize “the necessity of developing conditions of world confidence before disarmament and, conversely, [those who emphasize] disarming in order to engender conditions of world confidence.” The United States, however, traditionally came down in the former camp, taking a “conditions”-based approach to disarmament throughout the Cold War.
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           By contrast, much of the conventional wisdom of the broader disarmament community has often sought to address these challenges from the opposite direction, focusing principally – and sometimes exclusively – upon the nuclear weapons themselves rather than the underlying conditions of conflict, competition, and security that continue to require nuclear deterrence (or extended deterrence) or which for other reasons may lead countries to wish to possess those weapons.
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           The broader disarmament community’s emphasis upon weapons, rather than upon conditions, has not changed for a long time. In the post-Cold War era, however, though most U.S. policymakers have been much more sensibly mindful of strategic conditions than have disarmament activists, U.S. officials felt it important to demonstrate that they were leading the way toward nuclear disarmament – in particular, by steadily reducing the number of U.S. (and Russian) weapons, which indeed looked possible for some time while security conditions appeared to be improving.
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           President Bill Clinton’s 1994 Nuclear Posture Review, for instance, tried to “hedge” against uncertainty, but it also emphasized the importance of “leading” the international community on disarmament. The objective of demonstrating fidelity to the ideal of disarmament by moving to reduce numbers was given particular prominence under President Obama, whose so-called “Prague Agenda” promised gradual “concrete steps” leading toward the eventual elimination of all such weapons, even if this might not occur, as President Obama put it, in his lifetime. U.S. policymakers also argued – as made clear in the 2010 NPR, for instance, as well as in President Obama’s 2013 State of the Union address – that showing disarmament progress by making gradual numerical reductions along a presumed road toward elimination would elicit nonproliferation cooperation from others, while also not actually harming U.S. security or the “extended deterrence” that we provide to allies.
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           But much of this approach hasn’t worked, and probably couldn’t have done so because it focused too much upon the weapons rather than upon the actual conditions under which so many countries clearly still feel the need to have such weapons. Today, the post-Cold War U.S. approach to disarmament seems to have run out of steam.
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           Over time, tension developed within that agenda, as the large numbers of weapons made unnecessary by the end of the Cold War were gradually dismantled – constricting our ability to demonstrate disarmament bona fides by showing continuing numerical reductions – and as the global threat environment evolved from the fairly benign strategic situation of the 1990s to one that is, in the present day, considerably more problematic and complicated. As a result, it became much harder to continue to move forward on disarmament, at least by numerical metrics, without harm to U.S. national security interests and alliance obligations. The two main elements of the traditional post-Cold War U.S. approach, in other words – seeking to demonstrate disarmament progress while avoiding steps that would undermine security – have begun to interfere with each other. As I have repeatedly noted in public remarks, the reduction-centric approach has thus been running out of headspace.
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           Indeed, to some extent, the very enthusiasms associated with the “Prague Agenda” may have helped make these problems worse. And I don’t just mean that the heavy political emphasis upon the imperative of eventual, total nuclear disarmament created some frictions within U.S. alliance relationships, inflamed disarmament-related political fights within allied political systems, and encouraged unrealistic expectations that fueled the “ban” treaty, which in turn has the potential to damage the global nonproliferation regime. All that is true, but there have also been externalities for strategic stability.
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           From the perspective of Russian and Chinese planners, U.S. nuclear policy is particularly alarming not just despite being part of a numbers-driven disarmament agenda but in large part precisely because of it. From their perspective, the U.S. disarmament agenda seems less like a salutary moral imperative and more like a trick with which to put them at the mercy of U.S. conventional military power. They seem to fear, for instance, the possibility of a preemptive war in which the United States would employ a combination of strategic nuclear and non-nuclear strikes against Russian or Chinese nuclear forces, destroying enough of these forces that U.S. missile defenses would be able to protect the United States from nuclear retaliation by what remained.
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           As seen from Moscow and Beijing, it’s largely a question of ratios: the lower their own nuclear numbers, the more alarming the threat would be from any given level of U.S. missile defense and conventional arms. From our American perspective, such Russian and Chinese ideas are just paranoid fantasies: fevered speculations about the possibility of us doing what we have no need to do, no intention of doing, and no feasible plan to accomplish.  Nevertheless, officials in Moscow and Beijing give every sign of taking such fears seriously. More importantly, at least in part as a result of such concerns, Russia and China may have been adopting behaviors, developing capabilities, or adjusting their own nuclear postures in ways that could have destabilizing consequences.
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           I have argued repeatedly that if Russia and China are indeed really worried about these dynamics, then we and they have a shared interest in reining in the North Korean and Iranian missile threats – for these, after all, are the primary rationale for the augmented U.S. missile defenses that Moscow and Beijing so dislike. More constructive efforts from them to help us control those threats would go a long way toward alleviating some of the pressures that Russian and Chinese officials say they face as a result of U.S. responses to such third-party threats. To the degree that Russia and China do not join us in reining in threats from North Korea and Iran, they may continue to face to what they interpret as increased strategic threats from the United States as a result of our missile defense, and this may encourage behaviors in response to those perceived threats that we ourselves do not like. So, in a presumably unanticipated side-effect of the disarmament components of the “Prague Agenda,” the political drive to demonstrate movement toward ever-lower numbers of nuclear weapons may have exacerbated this situation, because it threatens to make their offense-to-defense “ratio problem” more acute.
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           The effort over many years to show relentless forward numerical movement on disarmament – with its concomitant political pressures to eschew anything “new” or “different” in terms of weapons or doctrine, however important such innovations might actually be for U.S. national security – may also have harmed long-term U.S. nuclear planning, particularly with regard to achieving and maintaining a responsive infrastructure capable of ensuring our ability to meet future U.S. national security needs in an unpredictable environment, and with regard to ensuring appropriate U.S. military prioritization and focus on nuclear missions. A task force report in 2008, for instance, found that policies adopted in “[t]he post-Cold War environment” had “devalued” nuclear missions, causing “a serious erosion of focus, expertise, mission readiness, resources, and discipline in the nuclear weapons enterprise within the Air Force.” And in 2010, ten former directors of U.S. national security laboratories wrote to the Obama Administration to warn that certain policy restrictions were at risk of stifling those laboratories’ ability to react effectively to future security needs.
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           Thankfully, our current program of record for nuclear weapons modernization retains the significant bipartisan support it acquired in part through a sort of grand bargain between Congress and the Obama Administration over ratifying New START. Nevertheless, there clearly have been some challenges over the years as we have struggled with how to retain the focus we still need upon nuclear deterrence, while simultaneously trying to convince onlookers that we are making the relentless numerical progress they expect to see toward eventual elimination.
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           The “Prague” expectation that movement toward nuclear weapons elimination would elicit support for the U.S. nonproliferation agenda has also not lived up to its promise. To begin with, in contrast to our conventional military might – which they do seem to fear – the proliferators and would-be proliferators of the world give scant sign of caring much about our own nuclear arsenal one way or the other. Nor do belated U.S. moves to maintain and modernize our U.S. nuclear deterrent appear to have caused any third-party nation to slow down cooperating with us in bolstering the nonproliferation regime.
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           The idea that doing more on disarmament is some kind of key with which to unlock nonproliferation success is thus a theory still unsupported by evidence. In fact, far from U.S. disarmament posture having catalyzed an era of phenomenal nonproliferation successes, within the decade and a half after the 1994 NPR – a time of sweeping reductions in U.S. and Russian nuclear arsenals, to the point that the U.S. stockpile has now come down by 87 percent from its peak in the 1960s – saw three additional countries test and acquire nuclear weapons, and two more be discovered in secret nuclear weapons programs facilitated by a worldwide proliferation network. Correlation is not necessarily causation, of course, but it’s not clear that we got much by way of nonproliferation success in return for our 87 percent.
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           While the causal linkage that disarmament steps build support for nonproliferation are at best unproven, the reverse linkage is undeniable. Preventing nuclear proliferation is one of the necessary conditions – albeit not a sufficient one – for nuclear disarmament. Without a strong nonproliferation regime that not only prohibits proliferation but rewards compliance and detects, remedies, and deters violations, prospects for creating conditions conducive to further nuclear arms reductions would be bleak indeed.
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           Some of the most important nonproliferation progress made during my lifetime, moreover, may in fact owe more to our use of nuclear deterrence than to our disarmament. I would agree, for instance, with U.K. Foreign Secretary Boris Johnson’s recent remarks at Chatham House that it was the U.S. provision of security guarantees to allies during the Cold War that “made possible the global consensus embodied by the … Nuclear Non-Proliferation Treaty.”
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           So, all in all, the evidence is piling up that it’s time to recalibrate. The traditional post-Cold War approach of seeking to demonstrate disarmament bona fides by showing steady numerical movement toward elimination, while trying to avoid steps that could actually undermine U.S. national security, has largely run its course and is no longer tenable, especially given evolving security conditions.
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           So it’s time to explore alternative approaches – and we are.
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           But it may be that the answer isn’t something entirely new, but rather a wisdom that has been hiding in plain sight all along – and in a form with which most of the countries of the world have professed agreement for nearly as long as I have been alive. As I noted earlier, the NPT Preamble points out the need for the “easing of international tension and the strengthening of trust between States … in order to facilitate” disarmament. This – and the causal ordering it signals about how to advance disarmament – is the conceptual key to understanding what “effective measures relating to nuclear disarmament” we should pursue in accordance with Article VI.
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           That is, though it is certainly true that the reductions we made in the wake of the Cold War were “effective” ones in reducing nuclear dangers, as we all look now to the future, measures that focus upon resolving the international conflicts and rivalries that produce the perceived need for nuclear weapons are much more likely to be “effective” than focusing solely upon reducing the number of weapons themselves. If there exists a viable road to disarmament in the current security environment, in other words, it surely must run through the amelioration of such adverse geopolitical conditions. If we can successfully address those conflicts and rivalries, reducing or even eliminating the weapons themselves may be possible; if we cannot, it’s hard to see how any weapons-focused agenda could succeed.
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           Don’t get me wrong: there is, of course, no guarantee that this will work. The conditions that might make the elimination of all nuclear weapons possible are clearly not present today, and it is hard not to agree with the Strategic Posture Review Commission’s bipartisan and unanimous conclusion in 2009 that establishing such conditions would likely require a fundamental transformation of the international political order – a transformation that certainly doesn’t seem to be anywhere on the horizon at this time.
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           Nevertheless, I’m convinced that it is still possible to have a vision of the nuclear future that is fully compatible with our obligations under Article VI of the NPT and with longstanding hopes for eventual nuclear disarmament – and a vision that is, in reality, more conducive to making real and lasting progress on disarmament than the United States’ traditional post-Cold War approach.
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           To this end, we must acknowledge several things: (a) how far we are today from the conditions that would actually make elimination possible, and how addressing those underlying conditions is really the rub of the challenge, without which no approach that focuses solely on arms could succeed; (b) how little we really know about the future and the threats we might face therein; (c) the degree to which a full flowering of the world envisioned by Article VI of the NPT must necessarily await a strategic environment quite different from our world today; and (d) the danger that unrealistic expectations about nuclear disarmament, combined with overstated linkages between disarmament and nonproliferation, could put international commitments to nonproliferation at risk. There will be many who won’t like hearing these truths.
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           But such a vision would not give up on the possibility and the long-term goal of disarmament, either – nor on the hope of negotiating incremental downward steps over time when, and to the degree that, real-world conditions permit. Indeed, if it could escape the conceptual ruts of the current conventional wisdom and devote itself instead more effectively to addressing the conditions of conflict and insecurity that are the real problem inhibiting such progress, such an approach has the potential to end up being a better way to work toward a disarmament-facilitating “easing of international tension and … strengthening of trust between States” (in the words of the NPT Preamble) than any other path available today. After all, Article VI obliges us to pursue effective measures, not ineffective ones. Why not explore new possibilities when what has been tried isn’t working?
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           If other stakeholders agree that such a vision makes as much sense – and that it is as honest and realistic, and sounds as promising – as I think it does, we will all have much to talk about and work together to achieve in developing and implementing a new agenda of genuinely “effective measures” designed to help ease tensions and strengthen trust in the sorts of ways the drafters of the NPT seem to have envisioned all along.
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           I look forward to our discussion.
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           -- Christopher Ford
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      <pubDate>Sat, 28 Oct 2017 02:14:11 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2041</guid>
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      <title>The Zen Buddhist Nuclear Weapons Expert in Trump’s White House</title>
      <link>http://www.newparadigmsforum.com/p2133</link>
      <description>Note:

The following article was published in the Daily Beast on September 16, 2017, by Lee Ferran, a freelance reporter currently based in Europe and the founder of Code and Dagger.  It may be found in its original form here.
A senior official in the White House tasked with advising President Donald Trump on weapons of mass destruction is an [...]</description>
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         on September 16, 2017, by 
        
    
      
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        , a freelance reporter currently based in Europe and the founder of 
        
    
      
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                    A senior official in the White House tasked with advising President Donald Trump on weapons of mass destruction is an ordained Zen Buddhist chaplain, who long ago reconciled Buddhism's non-violent teachings with his support for aggressive, sometimes violent American foreign policy.
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                    Christopher A. Ford, special assistant to the president and National Security Council senior director for weapons of mass destruction and counterproliferation, who is also a former Navy reserve intelligence officer, a Rhodes scholar and a State Department veteran, was ordained in the Prajna Mountain Order of Soto Zen Buddhism at the Upaya Institute and Zen Center in Santa Fe, New Mexico in March 2010. A graduating class photograph in the school's newsletter shows Ford with a dozen of his fellow newly anointed chaplains  
      
  
  
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                    Buddhism has hundreds of millions of adherents worldwide, but its followers only account for an estimated point-seven percent of the American population—and far, far fewer in hawkish foreign policy circles 
      
  
  
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                    "It's like I'm a weird zoo animal," he told The Daily Beast with a laugh during a recent interview. "Like, 'Hey, come over here, check out the Buddhist.'"
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                    Ford, a lifelong conservative, said it was a "long, slow drift" to Buddhism for him, starting in the late 1990s when he became interested in martial arts. (Until recently, Ford was a volunteer instructor at a local jujitsu dojo in D.C.) He said that for him, Buddhism offered "useful tools for encountering the world" without feeling like its allegorical teachings "asked factual things of [his] brain that [his] brain wasn't able to accept."
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                    In his government work Ford said he hasn't hidden the fact that he's Buddhist, and it rarely comes up. So far, he said, some people may have looked at him funny, but he's "never been aware of it being a problem." Rather, he said he believes it has been "constructive" for him to be coming at policy problems from a more unique philosophical perspective.
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                    Ford has worked in Washington, D.C. since 1996, serving on the staffs of various Senate committees before joining the State Department in 2003 as the Principal Deputy Assistant Secretary of State reponsible for arms controls, non-proliferation and disarmament verification and compliance policy. In 2006 he took over the job of U.S. Special Representative for Nuclear Proliferation, which has diplomatic responsibilities related to the Nuclear Nonproliferation Treaty and other nonproliferation activities worldwide.
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                    In 2008 Ford left the government to join the Hudson Institute as a senior fellow and to delve deeper into his Buddhist education. He signed onto the two-year chaplaincy program at Upaya, which describes itself on its website as "a Zen Buddhist practice and educational center dedicated to the development of the relationship between traditional Buddhism and compassionate engagement with our world."
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                    Angela Blake, a fellow trainee from Ford's class, told The Daily Beast she remembered as a "really lovely man, very intelligent." Maia Duerr, the director for Ford's chaplaincy program, wrote in 2010 that Ford "is a 
      
  
  
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                    Though he had left State Department work behind, it was clear that the political, moral and spiritual questions surrounding American security and foreign policy held Ford's attention. He penned at least two academic-style papers related to the subject, which were then posted on Upaya's website.
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                    The first, from 2009, is six pages, titled "Nukes and the Vow: Security Strategy as Peacework" and argues that Buddhists should not blindly latch onto complete global nuclear disarmament in the name of peace if their goal is indeed to "create a world that contains as little human suffering as possible." Nuclear weapons, Ford said, may be necessary for such an end.
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                    "One foreign diplomat friend of mine likes to joke, at least privately, that the disarmament movement needs to be careful lest it 'make the world safe again for largescale conventional war,'" writes Ford, who took on the name Daigan during the training. "He is only partly joking, however. From the perspective of Buddhist compassion, some global security environments without nuclear weapons are surely less desirable than some scenarios that contain them. We must do what we can to avoid offering cures more harmful than the disease we seek to treat, and while it is notoriously difficult to predict outcomes -- one way or the other -- in the complex adaptive system of modern international politics, we are no friends of compassion if we do not at least worry about the potential unintended consequences of our policy agendas."
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                    In a much longer paper, Ford's 90-page, footnote-heavy 2010 dissertation for the chaplaincy program, he examines "undertaking public policy choice through the prism of Buddhist engagement." In the paper, Ford argues in part that despite its reputation, "engaged Buddhism" is not strictly pacifist and, in some contexts, the use of force is appropriate.
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                    "Sometimes 'not taking sides' is to take a side: the side of the status quo. Engaged Buddhists clearly understand this point in the context of other social justice issues, but many of them remain curiously resistant to admitting it in the arena of organized violence," he writes. "Nor is it the case that we always have an entirely nonviolent option when confronted even by the difficult choices presented by everyday life."
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                    In a similar vein, Upaya posted a 2009 email exchange between Ford, chaplaincy course instructor Duerr and Upaya Institute and Zen Center founder Joan Halifax Roshi, in which Ford takes issue with what he perceived as 
      
  
  
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        anti-U.S. sentiment
      
  
  
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       at the center related to the war in Afghanistan.
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                    "But while [they] might disagree about methods, can Engaged Buddhists, of all people, really object in principle to America’s commitment to engagement in the world in order to improve it?" Ford writes. "Truth be told, Engaged Buddhism in America is not so much a departure from this country’s noble if sometimes badly managed activism for the improvement of samsara [the cycle of life and death] as it is a manifestation of that very predilection. We should not denigrate America’s instinct for involvement: we should honor and embrace it, even as we work to ensure that it is better guided in the future, for it is our own dear mother. Would it be too much for Upayans to honor the nobility of purpose and intention behind so much of what 'we' do, even when we screw things up?"
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                    According to Upaya, one of the Five Precepts, or instructions, in Buddhism forbids taking the life of another living thing. But the use of deadly force has been considered allowable depending on the situation. In 2009 the Dalai Lama explained that "wrathful forceful action" as long as it had "
      
  
  
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        compassionate motivation
      
  
  
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      " could be appropriate.
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                    The Dalai Lama indicated after the death of Osama bin Laden in May 2011 that the killing was justified as an appropriate "
      
  
  
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        counter-measure
      
  
  
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      ."
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                    Ford's views on the subject today match his from 2010: "My instinct was that acting, living in the real world can't be completely incompatible with spiritual life because that would be to allow ugliness and danger in the world" to thrive, he told The Daily Beast. “Surely it’s sometimes okay to try to fix things rather than just stay pure by standing aside.”
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                    Still, Ford understood his relative hawkishness in a Buddhist school was unusual. In a dedication in his 2010 dissertation he writes, "I suspect that I part company from [my] teachers in some or many of my own views and interpretations of the politics and policy programmatics of Buddhist engagement, but I remain deeply and humbly grateful for their wise guidance and good counsel."
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                    In 2013 Ford returned to government service, working in senior positions on the staffs of other Senate committees, before being nabbed by the White House in 2017 to join the National Security Council. Since then, he has made a few public appearances as the administration's nuclear weapons and non-proliferation expert, toeing the party line with apparent gusto.
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                    In March, Ford sported a bow tie as he gave the key note address at the Carnegie International Nuclear Policy Conference where he addressed the current crisis with North Korea and gave his version of the "all options are on the table" line so loved by the White House. During the 2016 campaign Trump had said he would sit down and eat a hamburger with North Korean leader Kim Jong Un, and Ford said at the time, hamburgers were on one end of the scale and "war hammers" were on the other.
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                    "This is a super challenging time right now for North Korea," he told The Daily Beast, adding that since the U.S. settled on a "maximum pressure" strategy. "Right now we're kind of in a race to see if we can pull enough levers to slow down the development of the threat and create enough pressure on them in ways that haven't been done before" before the U.S. gets to a "really uncomfortable binary choice."
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                    He described the current U.S. objective as not "regime change," but "regime change of mind."
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                    Ford said the point of the dreadful binary choice has not come yet, and that there's still room for Pyongyang to change course, "but damn, it's moving fast."
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                    Amid all this, Ford said, being a Buddhist has little-to-no direct impact on his day-to-day job, any more than it would any other "basically spiritual person... caught up in the real world."
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                    "You don't hear people arguing [security] policy issues back and forth on spiritual grounds," he said. In policy debate Buddhism "isn't a driver. It's a place out of which I come. It's a background."
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                    In the two ways it sometimes does have a near daily impact, he said, it's beneficial.
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                    "One of the things that's much talked about is the idea of not knowing," he said, referring to one of the Three Tenets of a Zen Peacemaker that says practicioners should abandon fixed ideas about themselves and the universe. "As applied to policy questions... I take not knowing as an admonition to continually be intellectually humble... to remember how 
      
  
  
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    &lt;a href="https://www.upaya.org/teachings/liturgy/peacemaking/"&gt;&#xD;
      
                      
    
    
        complex the world is
      
  
  
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       and that we're really pretty bad at predicting how everything's going to turn out."
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                    The other place where Buddhism has an impact for him? Ford said he hasn't formally meditated in "at least a couple years," but he believes Buddhism has allowed him to be more calm and centered during stressful days in the White House.
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                    "When it really matters is if you can do some aspect of that, if you can still get a whisper of that [centerness and peace] in the middle of the s**tshow that is some crisis day at the office. That's the real paydirt," he said.
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                    Is that really possible in a tumultuous White House with a steady flow of domestic and international crises?
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                    "Not always," he said.
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 16 Sep 2017 18:55:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2133</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Challenges of the Nonproliferation “OODA Loop”</title>
      <link>http://www.newparadigmsforum.com/p2071</link>
      <description>Note:
Below are remarks Dr. Ford delivered in his official capacity -- as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the U.S. National Security Council -- to an event for Nonproliferation Policy Education Center (NPEC) Public Policy Fellows on September 7, 2017, in Washington, D.C.
Good evening, and thanks to Henry Sokolski [...]</description>
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           Note:
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            Below are remarks Dr. Ford delivered in his official capacity -- as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the U.S. National Security Council 
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             --
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            to an event for Nonproliferation Policy Education Center (NPEC) Public Policy Fellows on September 7, 2017, in Washington, D.C.
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          Good evening, and thanks to Henry Sokolski for his kind invitation.  I’m pleased to meet the latest crop of Public Policy Fellows, and to say a few words about why it’s so important for bright policymaking staffers in the U.S. Government to seek out and obtain a good grounding in issues of nuclear weapons proliferation and nuclear energy.
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          From my perspective as Special Assistant to the President and the fellow in charge of the WMD and Counterproliferation Directorate at the National Security Council, you’ll get no argument from me that these are important issues that present critical challenges for the future.  It’s vital that the public policy community meet these challenges in creative and effective ways – especially because our collective track record, so far, is so mixed.
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          On the one hand, the global nonproliferation regime
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           has
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          helped confound dire predictions made in the early 1960s that our world today would be one in which a great many states had nuclear weapons.  Mercifully, that proliferated world has not arrived, and for this we owe much to nonproliferation efforts applied over the years – unilaterally, bilaterally, and multilaterally, including through a range of
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           fora
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          such as the Nuclear Nonproliferation Treaty (NPT).
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          On the other hand, it is also true, as the saying goes, that mistakes were made.  During the “Atoms for Peace” era of the 1950s and 1960s, for instance, we were a little too incautiously enthusiastic in our efforts to help other countries benefit from the peaceful use of nuclear technology.  Efforts to promote nuclear power led both the United States and the USSR to transfer significant amounts of highly enriched uranium (HEU) to partner governments overseas for use in nuclear reactors.  Only later did it apparently occur to policymakers that shipping potentially weapons-usable uranium all over the place wasn’t really such a great idea, and we began working to try to repatriate this material and convert reactors to low-enriched uranium (LEU) fuel that cannot so readily be used in weapons.  Fortunately, efforts by the U.S. Department of Energy to help fix this problem by repatriating and converting such materials have been an unqualified nonproliferation success.  Just last week, in fact, the Department removed HEU from a research reactor in Ghana and transported the material to China, which had originally supplied the fuel and reactor.  This was a very important step not just because it reduced the amount of material out there, but also because it marked the first time that we have been able to involve China in remediating such problems.
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          So clearly it’s possible both to get the answer wrong, but also possible to learn from this and undertake very valuable course corrections.  But we obviously still face challenges.  .  Not so long ago, in order to prevent the creation of new, so-called “virtual nuclear weapons states” – that is, countries with the ability to produce fissile material usable in nuclear weapons, and which thus have acquired the technical “option” of overcoming what has traditionally been the most significant obstacle to building nuclear weapons – it was U.S. policy to prevent the transfer of fissile material production technology to any new state.  We still hope to slow or prevent such transfers, but with the so-called Joint Comprehensive Plan of Action (JCPOA) nuclear deal reached with Iran, the United States was willing to countenance just such material production in the hands of a government that had flagrantly broken its nonproliferation obligations for many years.  As a result, even though the nuclear deal seems temporarily to have limited Iran’s capabilities so that it cannot presently produce enough material for a weapon in less than 12 months’ time, we now face the challenge of managing long-term proliferation threats from a country whose fissile material production we have unfortunately helped legitimize, and upon which key nuclear constraints will start to sunset in 2026.
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          On the whole, the world appears to have faced special nonproliferation challenges since the end of the Cold War.  There has long been an assumption in some circles that our showing ever more progress on nuclear disarmament is critical to ensuring nonproliferation cooperation.  The Obama Administration’s 2010 Nuclear Posture Review (NPR), for instance, declared that “[b]y demonstrating that we take seriously our NPT obligation to pursue disarmament, we strengthen our ability to mobilize broad international support for the measures needed to reinforce the nonproliferation regime and secure nuclear materials worldwide.”
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          Worryingly, however, it was precisely in the post-Cold War era – when the superpowers were making the most progress in reducing their nuclear arsenals, to the point that today our holdings stand at only
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           13 percent
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          of their Cold War peak – that nonproliferation challenges became especially acute.  If one believes the arguments frequently made in recent years about our need to do more on disarmament in order to elicit nonproliferation cooperation from other states – an idea that showed up prominently in the 2010 Nuclear Posture Review and President Obama’s 2013 State of the Union address, for instance – one might have expected such dramatic disarmament movement to have catalyzed an era of nonproliferation successes, but the era of sweeping nuclear weapons reductions during the decade after the 1994 NPR actually saw three additional countries (Pakistan, India, and North Korea) test and openly possess nuclear weapons, and two more (Iran and Libya) undertake secret nuclear weapons programs facilitated by a worldwide proliferation network (that of A.Q. Khan) trafficking in uranium enrichment technology and nuclear weapons designs.  Correlation does not necessarily imply causation, of course, but it is striking that as actual disarmament progress moved into high gear, proliferation problems dramatically accelerated.  Today, these setbacks are in some sense being compounded by the development of intercontinental range ballistic missiles (ICBMs) capable of
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           delivering
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          the nuclear weapons that proliferation of fissile material production know-how in the 1990s helped make much more likely.
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          Worse still, the international community’s track record in addressing remedial measures to such proliferation is not very good.  It’s not even so much that we are bad at
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           detecting
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          emerging proliferation threats, though that has always been, and remains, a real challenge – though we’re better at it than the conventional wisdom would have things.  It’s more that we are
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           especially
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          bad at
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           fixing
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          such problems even once it’s very clear that they exist.  Detecting is hard, but enforcement is apparently even harder – and the nonproliferation regime is all too frequently only able to muster responses that are “too little, too late.”
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          I once wrote an essay looking at this compliance enforcement problem through the prism of the “OODA loop” concept developed years ago by John Boyd of the U.S. Air Force, who hypothesized military action as an iterated process by which an actor
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          its environment (“O”),
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           orients
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          itself within that environment (“O”),
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           decides
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          what to do (“D”), and then
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           acts
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          upon the basis of that decision (“A”).  (Hence the acronym: “OODA.”)  For him, it was a critical locus of military advantage to be able to act “inside” an enemy’s OODA loop – that is, to do your
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          observing, orientation, decision-making, and action-taking faster than your adversary can do his.  If you can, you will probably be able to shape
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           his
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          environment faster than he can react coherently to you, and that can be the key to victory.
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          From this perspective, the history of the post-Cold War period suggests that proliferators have hitherto been operating well inside the collective OODA loop of the global nonproliferation regime.  U.S. officials had known for a long time that Iran was seeking to develop nuclear weapons, for instance, and we even said so publicly in a report by the Arms Control and Disarmament Agency (ACDA) at the end of the George H.W. Bush Administration.  Iran’s illicit uranium enrichment effort became widely known in 2002, when the facility at Natanz was publicly revealed for the first time.  It’s possible that robust international sanctions and other pressures might have persuaded the regime in Tehran to change its strategic course at that point.  Indeed, U.S. intelligence officials believe that Iran
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          actually suspend work on nuclear weaponization in 2003 for fear of suffering a fate similar to what Saddam Hussein’s Iraq then faced for what had been believed to be
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          WMD work – though of course Iran paused but did
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          completely stop the associated fissile material production work it had initiated as part of its effort to develop nuclear weapons.
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          Instead of imposing pressures upon Iran that might have elicited a real change of course at the time, however, the international community fought with itself and dragged its feet.  It was not until February 2006 – three and a half years after the Natanz revelations – that Iran was actually referred to the Security Council, and the first U.N. sanctions were not imposed until December 2006.  Despite assessing as early as 1991 that Iran was trying to develop nuclear weapons, even the United States only officially found Iran in violation of NPT Article II in 2005.
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          To be sure, we finally managed to get enough sanctions on Iran, in conjunction with our international partners, to get Tehran to the nuclear negotiating table in 2012.  Had we put that kind of pressure on Iran much more quickly – say, in 2002 or 2003 – we might perhaps have seen really decisive results.  But by the time that pressure materialized, however, it wasn’t 2002 or 2003 anymore, and Iran had invested vast additional amounts of time, energy, money, and political capital in its enrichment program.  As it was, all the pressures that we and our partners could muster by the mid-2010s were only enough to get Iran, with the JCPOA of 2015, temporarily to suspend the rapid forward progress in uranium production that it, by that time, had underway.  Iran, although substantively set back by the JCPOA, is now treading water, waiting for the JCPOA’s key programmatic restrictions to “sunset,” and unless something is done to make such limits more enduring, it will again be building out large-scale fissile material production in a few years’ time.
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          Iran, in other words, seems to have been inside the OODA loop of the nonproliferation regime all along.  We managed to get significant pressures imposed upon it in response to its violations – at least for a while, before nuclear pressures were lifted under the JCPOA – but never enough
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          .  It might be true that a certain amount of pressure would have done the job at a certain point in time, but by the time we managed to get everyone on board to impose that pressure, Iran’s program had moved on – and that amount of pressure wasn’t sufficient anymore.  We’ve repeatedly found ourselves behind the curve.
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          A similar story can probably be told about North Korea, which managed to cheat on its commitments under the NPT, the 1992 North-South denuclearization agreement, and the 1994 Agreed Framework by developing nuclear weaponry – and to build up its missile capabilities in violation of multiple, legally-binding Security Council resolutions – at a rate that has hitherto clearly exceeded the rate at which the international community has been able to exert pressure to stop it.  We are attempting to break that cycle now, but so far, at least, that proliferator has also operated “inside the OODA loop” of the nonproliferation regime, to potentially disastrous effect.  These are races that we cannot continue to allow to be won by the proliferators, but the international community has not yet shown itself fleet enough of foot to turn things around.  It badly needs to do so.
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          That’s a depressing litany, to be sure, but it’s also why I’m so pleased to see bright folks trying to learn more about – and move their careers more into – the nonproliferation business.  The nonproliferation community needs innovative answers and new initiatives, for past ones have too often proven inadequate.  I am glad for your interest in this field, for the world has need of all the energy, intelligence, grit, determination, and wisdom you’ll be able to provide.  Thank you for your interest in this arena, and good luck in your studies.
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          -- Christopher Ford
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      <pubDate>Fri, 08 Sep 2017 17:18:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2071</guid>
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      <title>Responding to the “Ban”</title>
      <link>http://www.newparadigmsforum.com/p2031</link>
      <description>Note:
 Below are remarks Dr. Ford delivered in his official capacity -- as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the U.S. National Security Council -- on August 22, 2017, at the Carnegie Endowment for International Peace in Washington, D.C.
Good morning, everyone.  It is always a pleasure to come [...]</description>
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      Below are remarks Dr. Ford delivered in his official capacity -- as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the U.S. National Security Council 
      
    
      
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       on August 22, 2017, at the Carnegie Endowment for International Peace in Washington, D.C.
    
  
    
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                    Good morning, everyone.  It is always a pleasure to come to the Carnegie Endowment for International Peace, and I’m very happy for the chance to talk to you.  I would like to thank George Perkovich, Toby Dalton, and the entire team here at Carnegie for being such gracious hosts for this event – and to thank all of you for coming.
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                    As many of you know, I serve as Special Assistant to the President and run the Weapons of Mass Destruction and Counterproliferation Directorate at the U.S. National Security Council.  I’m sure you can all understand the critical importance of the issues within my portfolio to U.S. national security.  As I have previously noted in other fora, my team and I are leading policy reviews of various arms control and disarmament-related regimes and approaches.  The purpose of these reviews is to ensure that U.S. policy in these areas does as much as it can to protect and advance U.S. national security interests.  We are reviewing past policies inherited from multiple administrations and questioning received wisdoms in order to ensure that our approaches are grounded as much as possible in clear understandings of U.S. interests and administration priorities.
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                    In some areas, our policies are likely to differ from what was done before, but in others there will likely be much continuity.  Many of our reviews are still underway, but it is gradually becoming possible to say more about some matters.
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                    To that end, I would like to spend a few minutes today speaking for the Administration on an issue related to nuclear disarmament, in particular, the treaty negotiated at the United Nations to “ban” nuclear weapons.  As President Trump has said in the past, ideally he would like to be able to get rid of nuclear weapons: in a perfect world, they would not exist.  Unfortunately, however, he also understands that we do not live in that perfect world – at least not yet, at any rate.
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                    The United States is committed, and is indeed bound by treaty, to pursue negotiations on effective measures for nuclear disarmament that make such a world more likely.  We have no obligation to pursue negotiations on 
    
  
  
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     measures, however, and in fact probably have a moral duty to oppose measures which would make that potential future less likely by making the world of today less secure and less stable.
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                    This is what concerns us about the proposed “ban” – which, whatever its arguable good intentions, certainly is not an effective measure relating to disarmament and is indeed very likely to be notably counterproductive.  If anything, in fact, it is hard to imagine an effort that would be better calculated to discredit the disarmament community by demonstrating to nuclear weapons possessors – and to any state that in any way relies upon nuclear weapons for its national security – that advocates of the “ban” are fundamentally 
    
  
  
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     about addressing the real challenges of maintaining peace and security in a complicated and dangerous world, and about trying to make that world a genuinely safer place.
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      No Nuclear Reductions but Increased International Instability
    
  
  
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                    As many of you know, neither the United States nor any other state possessing nuclear weapons participated in the “ban” Treaty negotiations, and no such state will join such a Treaty.  This simple fact leads one to the inexorable conclusion that the “ban” Treaty will not actually accomplish its stated purposed – to “ban” nuclear weapons – because it will not actually eliminate a single nuclear weapon.
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                    What the “ban” treaty may do is make the world a more dangerous and unstable place by seeking to delegitimize the “extended deterrence” alliance relationships that the United States has with its allies in Europe and in the Asia-Pacific – relationships which for decades have contributed to international peace and security by deterring aggression by expansionist powers.  Considering the threats that the United States, its extended deterrence allies and security partners face right now, it would be extraordinarily foolish and dangerous to undercut these deterrent relationships.  If it harmed those extended deterrence relationships, the “ban” would actually work 
    
  
  
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     international peace and security, making conflict and aggression more likely, degrading existing security relationships, and thus actually undermining stability and increasing the risk of escalation and nuclear conflict.
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                    It is important to keep in mind that the “ban” attempts simultaneously to bar any assistance to or involvement with any activity prohibited by the treaty and to make any involvement in nuclear weapons relationships an activity prohibited by the treaty.  As a result, some might seek to interpret the “ban” to make it unlawful for any State Party to the “ban” to engage in 
    
  
  
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     security relationship with a country that relies in part upon nuclear weapons for its own security.  States Party to the “ban” might also be pressured to suppress any involvement by their nationals or businesses in commercial relationships with any entities involved in such relationships.
    
  
  
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    This could cut off dozens or hundreds of countries from essential security relationships they presently enjoy with any nuclear weapons possessors or any state in Europe or East Asia otherwise involved in “extended deterrence” relationships, upending much of today’s international security environment.
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      Make Disarmament More Unlikely
    
  
  
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    Proponents of the nuclear weapons “ban” seek to create a world in which nuclear weapons no longer exist.  What “ban” proponents must realize, however, is that this treaty not only will not accomplish its purpose – the banning of nuclear weapons – it is also likely to make nuclear disarmament 
    
  
  
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    , not more, likely.  The nuclear disarmament policies of the Obama Administration, as stated in his 2009 speech in Prague, played to and encouraged unrealistic expectations for nuclear disarmament, as well as setting the stage for equally unjustified frustrations when such wildly unrealistic expectations were not met.  The “ban” effort grows out of, and exacerbates, these dynamics, and will undoubtedly poison relationships between its advocates and the many countries that sincerely seek a better world but also either have nuclear weapons themselves or otherwise rely upon them for protection against potential aggression in the world in which we currently live. Meanwhile, it encourages a pernicious false equivalency between those states with nuclear weapons who seek to upend the global order, none of which are representative democracies, and the United States and our Allies – who for decades have successfully used nuclear deterrence to prevent war between the great powers, forestall forcible territorial revision in Europe and Asia, and preserve global stability.
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                    As a result, the new treaty may, ironically, make nuclear disarmament 
    
  
  
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     likely than ever.   But this is not only true in terms of broad geopolitical effect, for the proposed treaty bakes some actual impediments to disarmament into its actual text.  Its Article 1 provisions, for example, would actually prohibit a nuclear weapons possessor that joined the treaty from assisting with the safe and effective removal and dismantlement of another country’s nuclear weapons.  Even if the ban effort otherwise made sense, this seems a needless, self-imposed obstacle to actually bringing about the global dismantlement the text purportedly wishes to see occur.
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      Disarmament and Nonproliferation Would be Unverifiable
    
  
  
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                    Any responsible effort to rid the world of nuclear weapons must address the challenges with verifying their elimination.  The United States has long recognized the importance of verification measures and continues to support efforts, such as the International Partnership for Nuclear Disarmament Verification, to tackle this problem.  The “ban” treaty, on the other hand, seems remarkably unserious about disarmament verification, for it leaves all significant disarmament verification issues to be determined later.  The idea that the ban treaty might provide a framework for verifying the dismantlement of a state’s nuclear program is wishful, and indeed simply magical, thinking.
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                    Furthermore, on the crucial issue of nonproliferation verification, the “ban” actually enshrines a significant step 
    
  
  
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     by endorsing a system that has been understood for the last two decades as being entirely inadequate to the task of keeping a non-nuclear weapon state from diverting peaceful nuclear technology to prohibited purposes.
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                    Under the new treaty, the baseline requirement for states to comply with their nonproliferation verification obligations is a so-called INFCIRC/153 comprehensive safeguards agreement with the International Atomic Energy Agency (IAEA).  Such agreements require countries to declare all their nuclear materials and authorize IAEA inspectors to verify that such materials are not diverted, but as our experience with Iraq showed us more than 20 years ago, they are not a sufficient tool to address a government that is seeking to hide a nuclear program. It is therefore appalling that negotiators did not see fit to also require adherence to an Additional Protocol. This astonishing choice strikes a blow against the existing verification standard.
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                    The “ban” thus contains no system at all for verifying actual nuclear disarmament – a point that goes back to my earlier observation that the treaty is entirely unserious about real disarmament – and is a step backwards on the related critical issue of verifying nondiversion. This approach is doomed to ineffectiveness, particularly were these weak verification procedures applied to sophisticated former possessors of nuclear weaponry with long and deep experience in nuclear weapons design, development, production, and maintenance.  The “ban” approach, in fact, is the same approach that all but 
    
  
  
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     cheat with regard to clandestine nuclear weapons programs.
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                    The drafters of the “ban” were either unaware of that their text suffered from these crushing problems, or they knew it and just didn’t care.  In neither case, however, does the effort seem a very serious one; it’s hard to see how anyone who truly cared about these issues could support it.
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                    Those countries participating in the negotiation of the “ban” treaty text achieved their goal of producing a text as quickly as possible.  But in doing so, they also seem to have provided an example of the phenomenon described in the saying, “If you want it bad, you get it bad.”  The treaty seems to fall on its face in its avowed purpose of seeking to create or foster a new norm of non-possession, and indeed its drafting seems likely to have some potentially perverse and very problematic consequences for States Party to the treaty.
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                    Fundamentally, the “ban” treaty would not impose any new legal obligation upon non-participating nuclear weapons possessors or their allies.  Moreover, the “ban” would have no impact upon customary international law.  If anything, in fact, rather than creating or solidifying such a norm, the treaty process makes clear that there 
    
  
  
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     customary international legal norm against nuclear weapons possession.
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                    To begin with, the states whose practice and 
    
  
  
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    matter for purposes of forming new norms of customary international law related to the possession of nuclear weapons do not actually support the “ban”, do not believe there is any legal norm of non-possession, and have consistently and repeatedly voiced their opposition to any such legal rule.
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                    Moreover, the “ban” treaty 
    
  
  
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     demonstrates that there is no legal norm of non-possession of nuclear weapons, and its very text contradicts the idea that nuclear weapons possession is 
    
  
  
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     unlawful.  The “ban” contemplates that countries may join it while still possessing nuclear weapons, or while having such weapons stationed in their territory.  They would only have to eliminate such things pursuant to deadlines that are 
    
  
  
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     set in the treaty itself and that would have to be determined by a meeting of States Party subsequent to their accession to the treaty.  Countries with nuclear weapons can in theory remain in the treaty, therefore, for some period of time of indefinite duration that cannot be known beforehand, assuming that it is indeed set at all.  Plainly, this does 
    
  
  
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     impermissibility or unlawfulness of possession.  Moreover, the “ban” treaty also expressly contemplates that it may not, in fact, be the final instrument on nuclear disarmament, since States Party are expected to consider “further measures for nuclear disarmament” in the future.  This also seems incompatible with the existence of any norm of non-possession.
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                    I should also point out another remarkable problem in the structure of the treaty that hasn’t drawn the attention it deserves.  The text of the “ban” treaty seems to impose a grave, and potentially fatal, legal burden upon any State Party that is attacked by a more powerful state and decides it may need to acquire nuclear weapons – or rely upon the weapons of another state – for its own self-preservation.  Under the terms of the “ban”, a country can withdraw from the treaty only if “extraordinary events … have jeopardized the supreme interests of its country.”  If an aggressor attacks that country during the 12 month period before such withdrawal becomes effective, however, the country will be 
    
  
  
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     from withdrawing for so long as such a conflict continues.  Because withdrawal can only occur in the face of “extraordinary events” that are “related to the subject matter of the Treaty,” it is not even clear that withdrawal would be permitted if a State Party were not attacked with nuclear weapons.  It might, for instance, be required to suffer unlimited attack by overwhelming 
    
  
  
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     military force without any recourse to withdrawal.  According to the text of the “ban”, no reservations are to be permitted to any article of the treaty – including to the remarkable withdrawal restrictions.  These withdrawal provisions therefore sound almost like they would require national suicide for any small power attacked with nuclear weapons or with overwhelming conventional military force.  It is very hard to see how it would be in the national security interest of any state to agree to any such rules.
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                    Finally, as a firm believer in the global nonproliferation regime, let me stress what a terrible idea the “ban” treaty is likely to be from a nonproliferation perspective.  Longstanding U.S. policy has sought, through a variety of bilateral and multilateral mechanisms, to strengthen the nuclear nonproliferation regime.  The “ban” treaty, on the other hand, is likely to harm the effective operation of the global nonproliferation regime by increasingly entangling and preoccupying vital nonproliferation institutions – 
    
  
  
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    , the Non-Proliferation Treaty (NPT) review process and the International Atomic Energy Agency – in sterile but contentious debates and disputes over disarmament policy, making it harder for them to do the job the international community needs them to do in preventing nuclear proliferation.
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                    As previously mentioned, the “ban” treaty is likely to undermine the effectiveness of IAEA nuclear safeguards worldwide, because it endorses and relies on a safeguards model from 1972 that the IAEA and the rest of the international community have known since the 1990s is dangerously inadequate for purposes of preventing illicit nuclear activity.  This is likely to undermine longstanding IAEA efforts to move nuclear safeguards best practices to the model of the IAEA “Additional Protocol” of 1997, and thus have the net impact of making global nuclear safeguards weaker and less effective.
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                    The “ban” treaty is also likely to damage the global nonproliferation regime by undermining the Non-Proliferation Treaty (NPT) that forms a cornerstone of that regime.  ability of States to advance nonproliferation through the NPT review process.  In addition to the fundamental legal differences between the treaties – not least of which is the inadequate verification standard I already described that contrasts unfavorably with the evolving standard of the NPT, politically and diplomatically, the “ban” is likely to create what is in effect a competitor regime to the NPT, and one that would be far less effective in controlling and reducing nuclear dangers.  Whether by impeding the effective functioning of the NPT regime or even by enticing defections 
    
  
  
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     the NPT system the “ban” may undermine global nonproliferation norms and institutions in favor of an ineffective and dysfunctional alternative.
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     supporter of disarmament would countenance anything likely to have such a damaging effect upon the nonproliferation regime is beyond me.  Whatever 
    
  
  
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     conditions would also have to obtain in order to make nuclear disarmament a feasible policy option for any present or future weapons possessor, it is hard to imagine you could ever persuade a possessor to give up nuclear tools without rock-solid assurances that 
    
  
  
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     countries will not be able to develop them – that is, without rock-solid confidence in the nonproliferation regime.  If the “ban” damages the nonproliferation regime as I fear it is very likely to do, therefore, this is yet another way in which the new treaty represents a spectacular “own goal” for the disarmament movement.
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                    For all of the above reasons, it is hard to imagine a diplomatic and legal effort that would be better calculated to 
    
  
  
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     the disarmament community by demonstrating – to nuclear weapons possessors, to any state that in any way relies upon nuclear weapons for its national security, and to any thoughtful observer of this process – that advocates of the “ban” are fundamentally 
    
  
  
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     about addressing the real challenges of maintaining peace and security in a complicated and dangerous world, and of trying to make that world a genuinely safer place.
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                    I don’t imagine I’ll have convinced all of you that this is the case, but I do hope I’ve been able to shine a little more critical light on the “ban” effort and its myriad problems.  I’m sorry to have to offer such a long litany of complaints, but I do believe treaty deserves them.  If its proponents really wished to reduce nuclear dangers and make the actual odds of a peacefully disarmed world at least somewhat better, there are surely far better things they could have done.  
    
  
  
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     treaty is likely to make things worse.
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                    Thanks again for inviting me.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 23 Aug 2017 16:21:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2031</guid>
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      <title>President Trump and Nuclear Weapons Policy</title>
      <link>http://www.newparadigmsforum.com/p2117</link>
      <description>Note: 
Below are remarks Dr. Ford delivered -- in official capacity as Special Assistant to the President and Senior Director for WMD and Counterproliferation on the U.S. National Security Council staff -- to the Arms Control Association on June 2, 2017.
Good afternoon, everyone.  It’s a pleasure to have the chance to talk to you, and [...]</description>
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      Below are remarks Dr. Ford delivered -- in official capacity as Special Assistant to the President and Senior Director for WMD and Counterproliferation on the U.S. National Security Council staff -- to the Arms Control Association on June 2, 2017.
    
  
    
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    Good afternoon, everyone.  It’s a pleasure to have the chance to talk to you, and I am grateful both to the Arms Control Association for organizing this event and to the Carnegie Endowment for International Peace for being such a gracious host.
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                    Daryl Kimball asked me to say a few words about the new U.S. administration’s policy on nuclear weapons.  This is a challenging assignment, inasmuch as many of our policy reviews on related topics are still underway, as I outlined in my remarks to Carnegie’s nonproliferation conference in March.  The Nuclear Posture Review and the Ballistic Missile Defense Review, which are being led by the Department of Defense, are still in progress, and we have also not yet completed our review of various arms control and disarmament-related regimes and approaches.  Nevertheless, the issue of our new team’s approach to nuclear weapons is a great topic, so I’ll try to be as forthcoming as I can.
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                    To that end, I thought it would be helpful to try to rein in some of the more goggle-eyed assumptions that are sometimes made in media coverage of what the President has said on nuclear weapons topics. To hear some commentators and critics tell it, our new administration has been shackled to an incoherent series of rants across the spectrum of nuclear issues – pronouncements and suggestions that, if actually taken as guides to the development of U.S. nuclear weapons policy, would result in all but immediate catastrophe.  I hope I can persuade you, however, that the reality doesn’t deserve that hype.  To the contrary, there are concepts and insights informing the President’s comments that will ground a sound and effective U.S. approach to nuclear strategy – an approach that I expect that you will indeed see emerge, in due course, as our various reviews and policy reassessments run their course.
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                    I.           
    
  
  
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      Preventing Proliferation
    
  
  
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                    So let’s start with proliferation.  The President’s remarks during last year’s election campaign on proliferation in East Asia have been widely repeated, and have been the subject of much hand-wringing.  In fact, they are often quoted for shock value, apparently on the theory that they signal some kind of cavalier attitude towards nuclear weapons.  If that’s your concern, however, I’d urge that you re-read his comments more carefully.
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                    The President has spoken about the proliferation dangers attendant to continuing on what he has made clear he feels to be a U.S. course, in recent years, of relative military decline – a trajectory along which he has said our military has become depleted and our nuclear arsenal has become outdated.  In terms of our relative military positions, the President has said, “we’re not the same country” as we used to be.
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                    In his eyes, this decline has had a detrimental effect upon our alliance relationships and upon peace and security in various tense regions around the world.  Significantly, it is to this impact that he linked his widely-quoted comments about potential nuclear proliferation in Japan and South Korea.  Were we to allow our downward slide to continue, he told the 
    
  
  
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    , there could come a point at which we would be unable to respond if these allies called for our help in the wake of some terrible North Korean provocation or even attack.  It is at 
    
  
  
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     hypothetical point of future U.S. weakness and helplessness that the President suggested it might conceivably make sense for those countries – confronted with an existential threat – to acquire nuclear weapons in order to defend themselves.  After all, he said of our allies, as we ourselves have let our strength in the world decay, “I don’t think they feel very secure in what’s going on.”  Indeed, he declared, “if the United States keeps on its path, its current path of weakness, they’re going to want to have” capabilities that U.S. strength and geostrategic resolution presently keep them from needing. (He made a similar point to CNN’s Anderson Cooper around the same time.)
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                    Characteristically, the President made these points in ways more blunt and direct than it is usual to hear in traditional inside-the-Beltway policy discourse, but at their core these comments rest upon a good deal of common sense.  Moreover, they rest upon some of the same assumptions and arguments that we’ve heard from nonproliferation experts for years.  How many times have you heard U.S. officials or think-tank scholars, for example, point out that the credibility and the capabilities inherent in U.S. “extended deterrence” relationships are essential to reassuring allies of the solidity of our alliance guarantees – and thus also to reducing proliferation incentives in regions of the world in which U.S. allies confront the specter of aggression by a rogue state or a large neighbor with territorial ambitions?  I, at least, have seen and heard that point made many times over the years – including by scholars published by such diverse institutions as Johns Hopkins’ School of Advanced International Studies, the Brookings Institution, the National Institute for Public Policy, and the National Bureau of Asian Research. It is also a point that I’ve made myself.
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                    Nor do I think the President was wrong to flag  that one could imagine circumstances in which it might be reasonable for such a would-be victim state to contemplate nuclear weaponization – which is a point that I have also made myself, though not yet to David Sanger or Anderson Cooper.   However, the President’s comments make very clear that the conditions of U.S. decline and weakening deterrent credibility that might make such proliferation seem reasonable to the would-be victim of regional aggression is an unacceptable outcome for his administration.
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                    The whole point, in other words, is that we need to 
    
  
  
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     proliferation from occurring for such reasons!  The President has said with great clarity – to the 
    
  
  
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    , and in the first presidential debate in September 2016, for instance – that proliferation is a huge threat to U.S. national security as well as to international peace and stability.  He has said this in a range of contexts.  Nuclear proliferation, for instance, is “the biggest problem the world has … [the] [s]ingle biggest problem that the world has.”  It is “[o]ne of the very, very big issues. I think maybe the biggest issue of our time.”  It is “the single greatest threat. … It is the single greatest threat that this country has.”  He could hardly have been more clear that he is very focused upon this threat.
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                    There are, of course, many tools with which we can, and we must, fight nuclear proliferation – a range of instruments that I can assure you this administration is fully committed to using, including supporting international nonproliferation regimes, securing or eliminating vulnerable nuclear material worldwide, preventing the spread of dual-use and other enabling technologies and capabilities, ensuring effective safeguards on peaceful nuclear activities, and interdicting proliferation shipments and otherwise working to slow the development of threat programs.  The President has also made clear that he believes our chances of 
    
  
  
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     the grave challenges of proliferation, and arresting some of the dynamics that drive it, are better when the United States is strong and resolute than when we are not.
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    Opportunistic anti-administration hype aside, therefore, I would argue that this is a gob-smackingly sensible point – and indeed a central one to understanding the new administration’s approach to international security policy in general, and to nuclear weapons issues in particular.  The President’s underlying point about the importance of U.S. strength and resolution to the preservation of peace and security is one that resonates through decades of U.S. foreign and national security policy.  If applying such traditional, even Reaganite reasoning once again to the nuclear weapons arena sounds a bit novel today, it is only because it comes on the heels of years of Obama Administration policy, as articulated in the 2010 Nuclear Posture Review, in which the United States quite explicitly prioritized “[r]educing the role of U.S. nuclear weapons in U.S. national security strategy” 
    
  
  
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     “[s]ustaining a safe, secure, and effective nuclear arsenal.
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                    I think you’ll find that this sort of “Peace Through Strength” idea is a 
    
  
  
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     for all of the President’s comments about nuclear weapons – as well as for how we are approaching our current policy reviews.  This recurring theme, I would argue, represents a deep commitment to reducing nuclear dangers, but one that is anchored in an appreciation for the role that American strength and resolve – and a sound and thoughtful U.S. nuclear posture and policy – can play in helping ensure national security and strategic stability.
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                    Our approach to these issues is thus built upon the understanding that U.S. nuclear and conventional strength – and the wise combination of assertiveness and restraint that we aspire to display in its possession – is an essential element of preserving security and peace, and is of critical importance in preventing the very nuclear catastrophes that critics of the new administration have tried so hard to depict the President as being mindlessly willing to countenance.  The President tends to express himself differently, and far more directly, on such matters than other politicians or policymakers, but I would argue that you can see this understanding quite clearly in his remarks, which unmistakably suggest that foreign perceptions of U.S. weakness and decline in the national security arena have helped to produce a world in which aggression and conflict – even nuclear conflict – are more likely than had we remained stronger and more firm in confronting threats in our evolving security environment.
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                    “We don’t want to pull the trigger,” he told Anderson Cooper during the last year of the Obama Administration, but he said at that point in 2016 that “nobody is afraid of our president. Nobody respects our president.” By contrast, he felt that a more emphatically “Peace Through Strength”-type approach to deterrence could help forestall some of the nuclear challenges that continued perceptions of American decline would create.  To 
    
  
  
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    , for example, he made clear that he intended to ensure that our military was strong and respected – and that it was this strength and respect that would help 
    
  
  
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     nuclear weapons use, by deterring aggression.
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    As for U.S. declaratory policy, the President has said that “in the perfect world everybody would agree that [using] nuclear [weapons] would … be so destructive … that nobody would ever use them.”  Using nuclear weapons in a confrontation with an adversary would clearly be “a very bad thing” – “an absolute last step” – and as he put it to the 
    
  
  
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    , “I would very much not want to be the first one to use them.”
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                    Nevertheless, he has also signaled that he understands the importance to deterrence of maintaining a degree of strategic ambiguity, of not telling a potential adversary 
    
  
  
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     when we would, or would not, use such tools.  Ultimately, he told 
    
  
  
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     in April of 2016, “I don’t want to rule out anything.” He made clear that he hoped to “be the last to use [nuclear weapons]” – and that it would be “highly, highly, highly, highly unlikely that I would ever be using them” – but he emphasized that he would “never ever rule it out.” “I can’t take anything,” he said during the first presidential debate with Secretary Clinton in 2016, entirely “off the table.” There is essentially nothing here, I would argue, that is not consonant with decades of well-established U.S. strategic thinking on nuclear deterrence, notwithstanding the fact that our immediate predecessors in office publicly flirted with different approaches to declaratory policy.
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                    As for disarmament – a goal movement toward which the Obama Administration declared itself to prize above strategic deterrence and stability, reassuring our allies, and sustaining the U.S. arsenal – the President has been rather cautious.  As I noted, in “the perfect world,” he told the 
    
  
  
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    , “nobody would ever use” nuclear weapons. (So strong are his feelings about WMD use against innocent populations, in fact, that he was willing to launch a missile strike upon a Syrian airfield after the Assad regime in Damascus used sarin nerve agent against the town of Khan Shaykun in early April of this year.)  Ideally, he said of nuclear weaponry in the first presidential debate, “I would like everybody to end it, just get rid of it.”
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                    But the President has also made it quite clear that we don’t live in that “perfect world.”  The real world – at least today, and surely for some very considerable period of time, at the least – is a much more messy and challenging one than that.  At present, for instance, as he suggested to 
    
  
  
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     in November 2015, “you have so many people out there” with nuclear weapons that disarmament is simply not available: “we wouldn’t get rid of the weapons.”
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                    With regard to the long-term future, the President, a month before his inauguration, tweeted about his hope that someday the world might “come[] to its senses regarding nukes.” Until our world comes to resemble the “perfect world” that he described to the 
    
  
  
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    , however, the President has made clear that he believes it essential that we maintain a strong and robust U.S. nuclear posture – and that we reverse what he sees as a decline in the capabilities that underpin deterrence.  At present, he said in the first presidential debate, the United States is “not keeping up with other countries” in modernizing our nuclear forces.  Russia, for instance, has “a much newer capability than we do,” and “[w]e have not been updating from the new standpoint” as we should have been doing. Until the world at some point “comes to its senses” in a fundamentally different way, therefore, “[t]he United States must greatly strengthen and expand its nuclear capability.”
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                    Fundamentally, I would argue that this is another application of the Reaganite philosophy of “Peace Through Strength” – that is, it represents a vision or an instinct about how the world works in which the maintenance and wise application of U.S. strength and resolve is not inimical to international peace and security but rather 
    
  
  
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     to it.  This philosophy has implications that, when honestly expressed, sometimes make members of the traditional arms control community squirm, such as the President’s warning that he would not permit the United States to be out-competed in the nuclear arena.  If a hostile actor were determined to attempt this, he told 
    
  
  
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     last December, then “We will outmatch them at every pass.  And outlast them all.”
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    At its core, this approach is one dedicated to 
    
  
  
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     such an arms race from having to happen – and it is precisely our willingness to engage in such competition, if we are forced to, that he hopes will persuade potential adversaries that, for them, such a path is a losing game.  I would submit that this is not a philosophy antithetical to arms control, but rather one in some deep sense 
    
  
  
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     to arms control, for it provides a highly unattractive “Plan B” against which our competitors (and would-be competitors) can evaluate their situation – and which can give them a powerful incentive for cooperative engagement with us in this arena.
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                    Anyway, what I’ve tried to do here today is to summarize what the President has actually said in public about nuclear weapons policy issues, and to point out how – once one puts aside the sometimes hysterical coverage his remarks are often given in the media – these comments can be seen to hang together in a quite coherent and forceful pattern.  I also think one can trace a straight line from his comments to much of the work that we are now doing within the new administration to develop policies and approaches capable of meeting U.S. national security needs, both in today’s increasingly problematic global threat environment and into a deeply unpredictable future.
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                    The President’s Executive Order of January 27, for instance, minced no words about it being the policy of the United States to “pursue peace through strength,” and directed the Secretary of Defense to improve U.S. military readiness.  It also directed the preparation of a new National Defense Strategy, with the intention of giving our leadership “maximum strategic flexibility” to determine the force structure necessary to meet requirements.  Additionally, it directed the initiation of “a new Nuclear Posture Review to ensure that the United States nuclear deterrent is modern, robust, flexible, resilient, ready, and appropriately tailored to deter 21st-century threats and reassure our allies.”
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                    This work is presently underway, in addition to a broader range of policy reviews designed to ensure that we have appropriately reassessed and tailored our approaches to current and future U.S. national security needs.  Because these various efforts have not yet concluded, I’m not in a position today to say more.  Nevertheless, I hope you can see that in the President’s remarks can be seen commonsensical insights about national security policy that we are endeavoring today to give institutional form.
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                    I look forward to talking more with you about all these issues as our various policy reviews bear more fruit.  Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Sat, 03 Jun 2017 03:10:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2117</guid>
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      <title>WMD and Counterproliferation Policy: Remarks to the V Fund Project Review</title>
      <link>http://www.newparadigmsforum.com/p2078</link>
      <description>Note:
Below are remarks Dr. Ford delivered in his official capacity -- as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the U.S. National Security Council -- on March 9, 2017, at the Bureau of Arms Control, Verification, and Compliance in Washington, D.C.
Good morning, everyone.  It’s great to be back here at the [...]</description>
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            Below are remarks Dr. Ford delivered in his official capacity -- as Special Assistant to the President and Senior Director for WMD and Counterproliferation at the U.S. National Security Council 
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             -- on March 9, 2017, a
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            t the Bureau of Arms Control, Verification, and Compliance in Washington, D.C.
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          Good morning, everyone.  It’s great to be back here at the State Department, even if only for a brief visit.  It’s been quite a few years since I’ve even set foot in the building, but I have fond memories of my days working at what was then the VC Bureau.  I’m delighted to have the chance to talk today, and was pleased to see the names of so many old Bureau friends on the program today – folks who are now bureau stalwarts, such as Astrid Lewis, Dan Wurmser, and Rongsong Jih.
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          So, surrounded by such old friends – as well as a great many of you I don’t know but am looking forward to working with over the coming months and years – let me say a little bit about where we’re coming from in the new administration.  One of the things we’ve been directed to do at the NSC is to undertake broad reviews of U.S. national security policy.  All administrations review the policies of their predecessors, of course, and this one is no different in that respect – except perhaps that we are being encouraged to open the aperture wider than normal, to rethink things from first principles, and not to worry very much about the pieties of conventional wisdom if there is reason for the United States do depart from them.
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          This doesn’t mean that we’ll necessarily end up with novel or radical positions, of course. In some areas we may do so, and in other areas presumably not.  Even if we do end up back in fairly familiar places, however, it’s our hope that we’ll be back there for the right reasons – namely, as a result of having really thought through the alternatives and decided that such a course is the best available approach after all, rather than just adopting it as the result of some kind of reflexive path-dependency or reliance upon untested assumptions.  And if, after interrogating prior assumptions and looking afresh at the situation, we end up in
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          places, it is our hope that they’ll be more honestly arrived-at and effective ones than before.
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          Now, one of these broad reviews is in anywhere near bearing fruit yet, of course, and it’s too early to predict outcomes.  Let me say, however, that if you had any worries that there wouldn’t be anyone at the White House who shared your commitment to ensuring early detection and deterrence of WMD proliferation, let me assure you that you have a good friend in my directorate.  Our shop at the National Security Council combines the functions of three pre-existing directorates – the Arms Control and Nonproliferation Directorate, the WMD Terrorism and Threat Reduction Directorate, and the Iran Nuclear Implementation Directorate – and I can assure you that you would be hard-pressed to find a stronger supporter, anywhere, of effective verification, scrupulous compliance analysis, and robust enforcement in the arms control and nonproliferation arena.
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          I hope you won’t find that my commitment to these goals ends up making me annoying – such as in clearing the Compliance Report, for revisions to which I apologize in advance – but I can assure you that if it does, my heart is in the right place.  Know that verification and compliance equities have a strong and articulate voice at the White House.
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          You’ve been kind enough to invite me here for part of the program review of the AVC Bureau’s Verification Assets Fund.  It’s been years since I was here, but I remember the V-Fund fondly, and fully appreciate the importance of catalyzing innovative solutions to verification problems, such as through building public-private partnerships to help harness the potential of new technological developments.
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          To be sure, even the cleverest solutions aren’t “silver bullets” in addressing arms control and nonproliferation verification problems and ensuring that parties actually comply with their obligations.  In fact, good verification, alone, is a notably
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          answer to these security challenges, since without effective compliance enforcement, verifiers are left in the uncomfortable position merely of having ringside seats as violators do what they wish.
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          But verification is surely a critical
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          for any sound regime of arms control and nonproliferation commitments – and, in turn, innovative uses of technology can often provide the key with which to unlock thorny verification problems.  You folks here at AVC know this very well, of course, since the V-Fund has been working for well-nigh two decades to improve verification-related technical capabilities.
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          With the technological aspects of the global threat environment today changing at an extraordinarily rapid pace, moreover, the importance of such catalytic investments is likely to be greater than ever.  Evolving technologies are creating new threats, but they may also create new opportunities to leverage new capabilities – things such as satellite sensors, advanced computing and big-data analytics, or advances in other fast-changing fields – in support of verification goals.
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          This is exciting stuff.  I’m delighted to be back in this business, and to have interagency partners doing the kind of work that you do here.  I am looking forward to working with you, and seeing the V-Fund adapt to evolving threats and opportunities, building partnerships that dramatically advance the state of the art in this important arena.
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          Thank you for having me here.
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          -- Christopher Ford
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      <pubDate>Fri, 10 Mar 2017 17:33:00 GMT</pubDate>
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      <title>The Elephant in the Meditation Room</title>
      <link>http://www.newparadigmsforum.com/p2128</link>
      <description>Note:
This essay was published in Lion’s Roar on October 14, 2016, and can be found in its original form here.  It represents Dr. Ford’s personal perspective, and in no way necessarily reflects the views of the U.S. Government or anyone therein.
The Buddhist conservative moves among his fellow practitioners a bit like a unicorn circulating at [...]</description>
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           Dr. Ford’s essay on the what it means to him to be both a principled conservative and a committed Buddhist – published shortly before the 2016 U.S. presidential election.
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           on October 14, 2016, and can be found in its original form
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           .  It represents Dr. Ford’s personal perspective, and in no way necessarily reflects the views of the U.S. Government or anyone therein.
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           The Buddhist conservative moves among his fellow practitioners a bit like a unicorn circulating at a garden party. I don’t mean that people react with hostility, though I’ve occasionally seen this. More commonly, they just show bewilderment, unable to believe their eyes. A Buddhist conservative? Can such a thing really be?
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          Well, it 
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          For me, it starts with “Not Knowing,” one of the three tenets of the Zen Peacemaker Order. “Not Knowing” urges the practitioner to give up fixed ideas, and to me this calls forth restraint, humility, and modesty in approaching governance. Much follows from this.
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          If you combine the humility of “Not Knowing” with a compassionate Buddhist desire to help other sentient beings and a commitment to 
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          (non-harming), you can get a mindset conducive to a limited-government conservatism. Translated into the policy arena, “Not Knowing” is an antidote to the hubris of the “Right Answer,” which otherwise tempts people to impose a fixed agenda on the world. A practitioner of “Not Knowing” should distrust policy prescriptions that seek to force any particular plan upon society, including his or her 
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          But it isn’t just about distrusting the arrogance of power. It is also about fallibility, understanding the weakness and limitations of government. “Not Knowing” fits well with the conservative idea that people are fallible, that society is not perfectible through public policy, and that the coercive power of government is generally to be distrusted as a tool for social change.
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          A corollary of “Not Knowing” is “Not Predicting,” since awareness of the frailty of our certainties should also make us suspicious of our ability to control future events in the complex idiosyncrasy of samsara. Buddhist conservatives thus mistrust both the ability to “know” correctly and our capacity to implement this knowledge effectively, even if it did exist.
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          This is not an inherently anti-government perspective. It is the hope of Mahayana practice to help others achieve enlightenment. Since such progress is affected by people’s external circumstances, there is some role for government in preventing these conditions from becoming catastrophically bad. This fits well with classically liberal notions of governance. At the very least, it is necessary to preserve the commonweal against threats from without (i.e
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          law enforcement). These core roles preserve the basic existence of the social community, and are a necessary condition for meaningful numbers of people to progress toward spiritual liberation. But “Not Knowing” counsels us to be careful about aspiring to too much beyond such core functions.
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          This is a positive vision, not a negative one. It doesn’t infantilize people by assuming that they need a heavy-handed nanny state. It values and prizes what they can do if they are not over-encumbered by coercive state authority. I see compassion and generosity of spirit in such a posture: it puts its faith in people’s buddhanature and its capacity to express itself more fully and naturally as individuals and sanghas mature.
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          I also don’t want to leave the impression that Buddhist conservatism is just about political philosophy. I think Buddhist ideas of right conduct are consistent with some of the traditional social mores of Western culture—not least those of self-restraint, the respect for others that is encoded in good manners, the preservation of a quiet and somewhat Stoic personal dignity, and the practices of kindness, charity, honesty, sincerity, and probity.
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          Look at the Ten Practices of the Zen Peacemaker Order—eschewing theft and dishonesty; treating others with respect and dignity; not dwelling on their faults; behaving with magnanimity, humility, and generosity; refusing to harbor anger and resentment; and cultivating a self-possession that seeks clarity and avoids deluded losses of control—these are values long admired by conservatives too.
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          As Buddhism matures as a transplanted faith, one would expect greater diversity of opinion to develop. Whether liberal or conservative, ideological monocultures are unhealthy, breeding arrogance and the kind of “knowing” inconsistent with the precepts. I believe a bigger role for conservatives would enrich American Buddhism greatly, and that we need more dialogue across the aisle about “Buddhist” politics. Maybe next time you’ll just see a fellow practitioner at that party, rather than a unicorn.
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           The views the author expresses here are entirely his own and do not necessarily reflect those of anyone else in the U.S. government.
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      <pubDate>Fri, 14 Oct 2016 18:47:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2128</guid>
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      <title>Which “China” Is It? And What Does This Mean?</title>
      <link>http://www.newparadigmsforum.com/p2011</link>
      <description>Note:
Below is the text of Dr. Ford’s remarks to a Government Accountability Office (GAO) seminar at the National Defense University on June 15, 2016.
Good morning, and thanks to Tom Blau and the National Defense University for inviting me.  As a long-time Congressional staffer, I have had many opportunities, over the years, to work with GAO [...]</description>
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      Below is the text of Dr. Ford’s remarks to a Government Accountability Office (GAO) seminar at the National Defense University on June 15, 2016.
    
  
    
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                    Good morning, and thanks to Tom Blau and the National Defense University for inviting me.  As a long-time Congressional staffer, I have had many opportunities, over the years, to work with GAO and to benefit from the expertise that GAO brings to the table across virtually the entire breadth of the U.S. public policy space.  I must confess I still think of GAO as the “General Accounting Office” rather than the “Government Accountability Office” – a habit which is probably starting to date me – but it’s a pleasure to talk with your group from GAO’s Defense Capabilities and Management unit today.
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                    Tom asked me to speak about how to think about military, economic, and domestic developments in the People’s Republic of China (PRC), and their implications for our national security planning, and I’m happy to do so.  Please bear in mind that these comments are just my personal views, and do not necessarily represent those of anyone else in the U.S. Government.  I hope you’ll find my remarks interesting anyway, however, and that they’ll help catalyze a good discussion afterwards.
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                    China, of course, is a huge and diverse country – certainly big and varied enough that a great many things can simultaneously be true that might seem, separately, to point in different directions by way of overall policy conclusions.  I’d like to talk today about what I’ll call the “two Chinas,” by which I mean the two competing narratives of China that exist in the heads of the U.S. foreign policy community, both of which are supported by at least some of the information that really is out there about China.
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      The Optimistic View
    
  
  
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    &lt;/em&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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    A.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Domestic Affairs
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let’s start with the optimistic view.  In domestic affairs, the PRC is clearly no longer “Communist” in any intelligible way – at least to the extent that Communism is an economic organizational model for state ownership of the means of production that is hostile to the idea of private wealth and market-driven activity.  Communism or socialism “with Chinese characteristics,” as PRC leaders have sometimes called China’s turn toward market-oriented growth, has often seemed to be merely a euphemism for something that is really more like “capitalism.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    What’s more, the PRC’s new, quasi-capitalist economy has boomed over the last generation, lifting hundreds of millions of people out of the abject poverty in which decades of economically irrational Communist planning and Maoist revolutionary insanity had left them, and creating a sizeable new middle class and consumerist culture.  And this new China is becoming a sophisticated place, a vibrant information environment with widespread use of smart devices and Internet-facilitated communications and commerce, and with increasing access to modern – and sometimes nearly state-of-the-art – technologies and techniques.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    News out of China in the last few years has also brought much coverage of an anti-corruption drive that is said to be working to identify wayward, self-enriching officials and hold them strictly accountable. On the whole, moreover, the PRC leadership has been characterized in the post-Mao Zedong period by a notably pragmatic willingness to adapt flexibly to the challenges of managing a large, diverse, and rapidly-changing economy.  This pragmatism and flexibility has enabled it, over the years, to handle circumstances that sometimes led outside “China-watchers” to suspect that the end was at hand for the Chinese Communist Party (CCP).
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
                    
    
  
    B.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      International Affairs
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To continue the optimistic side of the story, it is clear, in the international arena, that the modern PRC is very different from the ideological, reactionary, militarist, and often predatory Soviet empire of the Cold War.  Beijing has been building up and modernizing its strategic nuclear forces, for instance, but with nothing like the breakneck pace or saber-rattling bellicosity of Soviet arms racing, or even that of the Putin autocracy in Russia today.  Thankfully, there is no modern Sino-American analogue to the fraught armed standoff between NATO and Warsaw Pact forces across the Fulda Gap and elsewhere along Europe’s central front.  It has been more than six decades since U.S. and Chinese forces actually killed each other during the Korean War, and it has been many years since the United States and China funneled aid, training, and arms to proxy forces killing each other in Third World conflicts.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In contrast to our situation vis-à-vis the USSR, we are also today economically entangled with China in what are very deep ways – and ways of which millions of Americans evidently approve, such as providing our consumers with affordable products, and buying the bonds that our government sells in order to spend beyond its means on the entitlement programs for which we Americans keep voting.  More broadly, China’s export-driven economy has helped give rise to an expansion of trade and economic growth in the region and around the world. By historical standards, as strategically disruptive, rising powers go, the PRC is nowhere near the worst of the lot.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On their own terms at least, these elements could be read as powerfully supporting a very optimistic narrative – belief in which PRC leaders have tirelessly encouraged for many years, and indeed one that our own China policy community embraced for a long time.  By this account, the PRC’s rise is to be welcomed, and any teething pains associated with Beijing’s arrival on the world stage will work themselves out over time.  Markets, money, and modernization – so the argument goes – will gradually work their transformative magic and bring about political liberalization, eventually turning China into a consumerist quasi-democracy that looks ever more like us, and with which we can look forward to a comfortable future of mutually-beneficial engagement.
                  &#xD;
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                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Other Side of the Story
    
  
  
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    &lt;/em&gt;&#xD;
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    A.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Domestic Affairs
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Of course, I’m playing a little bit of hide-the-ball here, for there is a lot of 
    
  
  
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      additional
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     information out there which could just as easily be read to point in a very different direction.  China’s domestic situation, for instance, is far from rosy or fundamentally reassuring.  To begin with, Communism or socialism “with Chinese characteristics” may be more capitalist than Communist in terms of basic economic theory, but isn’t 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      our 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    type of politically pluralist, rights-governed, and democratically-accountable capitalism.  Instead, it’s a statist, autocratic, crony-capitalist mutant, which Nicholas Kristof years ago termed “Market Leninism” – with the point of emphasis being upon the centralized political dictatorship that the Leninist organizational model implies.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Corruption, moreover, is endemic and epic in proportion, being all but baked into the CCP’s basic governance model, with fabulous riches accruing to the families of the senior Party bureaucrats who have the influence to protect and advance their clients’ interests within the country’s opaque and democratically-unaccountable power structure.  President Xi Jinping’s much-heralded “anti-corruption” campaign seems to have focused less upon actually eliminating corruption than upon ensuring sterner intra-Party discipline and persecuting those who, while likely indeed corrupt – as most Chinese assume most of their leaders to be – happen to be Xi’s bureaucratic rivals or opponents.  Tellingly, as journalists from 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Bloomberg
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     detailed before Chinese government pressure led to the disbanding of their investigative journalism unit, the huge wealth that mysteriously flows to the families of top Party leaders has included the extended family of President Xi himself.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Far from liberalizing to suit the presumed political needs of his increasingly middle-class subjects, in fact, Xi seems to be going in precisely the opposite direction – overseeing the fiercest crackdown on dissent the PRC has seen in many years.  Xi has been strengthening the Party’s autocracy through increasingly heavy-handed methods that have included mass arrests of human rights lawyers, harsh moves against nongovernmental organizations, crackdowns on independent thought in the academy, persecution of Christian churches and Muslim religious groups, ever-stricter standards to govern what can be said in the press or the carefully-curated Chinese Internet, and the imposition of more stringent ideological and propaganda discipline across the breadth of China’s diverse information space.  Xi even seems to have abandoned the CCP’s modern emphasis upon cautious, collective leadership, cultivating instead a more personalized style of “strongman” governance that has indulged itself with occasional cult-of-personality flourishes reminiscent of Maoist days.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Meanwhile, promises of political and economic semi-autonomy for Hong Kong – solemnly given upon the PRC’s takeover of the former British Crown Colony in 1997 – are today being steadily betrayed, with the territory’s political structures being pushed into subservience to CCP dictates, accompanied by cross-border police kidnappings of private booksellers and other steps to cow Hong Kong’s hitherto relatively independent-minded media environment.  Meanwhile, Muslims in Xinjiang Province seethe and sometimes erupt into violent protest at their treatment by Chinese authorities, while a second railway is gradually snaking across the mountains to Tibet, where restive locals fear it will help conclude the final subjugation of what remains of a Tibetan culture and society deeply resentful after nearly seven decades of military occupation and repression.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps most worryingly for the outside world, the Chinese economy is slowing notably – enough, perhaps, even to call into question the sustainability of the implicit bargain struck between the CCP and the Chinese people after the 1989 massacre of protesters on Tiananmen Square, whereby in return for not challenging their deprivation of political rights, Chinese were at least permitted to get rich quickly.  What’s more, it’s becoming clear that China’s economic expansion has been built to a disturbing degree upon skyrocketing debt burdens, with CCP provincial and municipal officials meeting their obligatory growth targets by borrowing for capital-intensive construction and infrastructure projects that show up as growth in short-term GDP statistics but may in time prove more burden than benefit.  (It is also now clear that the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      technological 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    aspects of China’s economic expansion have revolved in important part around the industrial-scale acquisition of technology and intellectual property from foreign originators, in part through large-scale theft.)  Foreign observers are beginning to wonder how long this economic model can survive, even as they wonder whether the CCP’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      political
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     model could survive economic retrenchment and stagnation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Lacking democratic accountability, the Party has grounded its legitimacy in simple claims of “merit.”  In effect, this argument goes, the Party 
    
  
  
                    &#xD;
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      deserves 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    absolute power because its cadres are uniquely wise, benevolent, and competent – the only people capable of successfully ruling China and steering it to a new era of greatness.  But such virtuocratic conceptions are inherently fragile and unstable.  They do not permit leaders to admit mistakes, and they ill-accommodate reverses.  Moreover, claims to virtuocracy create special temptations for leaders to scapegoat and undertake dangerous and destabilizing witch-hunts against the evil subversives or malign foreign influences who, it is axiomatic, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      must
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be responsible for whatever problems have arisen.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    B.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      International Affairs
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And that’s just the domestic front.  Since the early 1990s, the Party has increasingly been cultivating a highly jingoistic Chinese nationalism.  The CCP has encouraged such populist enthusiasms in an effort to provide legitimacy for its rule, but this has entangled China ever more deeply in ugly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      revanchiste
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     aspirations to return the country to glory and to give a geopolitical come-uppance to an outside world felt to have robbed China of its natural position of global centrality and inflicted a “century of humiliation” upon the Chinese people.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    As the PRC’s power and strength have grown, it has moved away from the non-provocative strategic approach epitomized by Deng Xiaoping’s old maxim about the need to “to bid our time and hide our capabilities,” and into a posture of ever more belligerent assertiveness and self-aggrandizement.  Most obviously, Beijing has in the last few years forcibly seized enormous swathes of the South China Sea that are claimed by its neighbors – creating what it hopes will be unchallengeable “facts on the ground,” as it were, by building up small islands from almost literally nothing, encrusting them with military bases to garrison these posts against all comers, and contemptuously rejecting all efforts at international arbitration.  China is also engaged in a massive build-up of its conventional military power, including forces quite explicitly intended to be capable of global power projection, even while its diplomats are increasingly active in demanding deference to China and a norm-setting role for Beijing on the broader international stage.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    All 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      these
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     developments, of course, are hardly reassuring.  They point to a China that is becoming both increasingly illiberal and perhaps increasingly unstable – and yet one that is now sufficiently strong to indulge worryingly aggressive instincts and predilections for bullying its way toward some vague concept of future Sinocentric glory.
                  &#xD;
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                    III.       
    
  
  
                    &#xD;
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      Implications for China Policy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    So which of these “Chinas” is the “right” one?  I would submit that part of the analytical challenge of China policy is that 
    
  
  
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      both
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of these narratives are to some degree true.  This is one reason why our most easily-available conceptual models do not apply well to the question of China’s “rise.”  The PRC is clearly neither just another “troubled modernizer” – to use Ashley Tellis’ phrase – that needs our help in order to become just like us, nor is it just a 21st Century analogue to the former Soviet Union.  Our relationship with Beijing needs to figure out how to cope with the coexistence of “cooperative” 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     deeply “competitive” elements, and that is tricky new analytical territory for us.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I would argue, however, that as we struggle with China policy today, we need to pay special attention to the “competitive” side of things, for at least two reasons.  The first is that the “competitive” side of the relationship is the one which so much of our China policy has traditionally ignored or downplayed, enthralled by the self-flattering assumption – which Richard Madsen has called the “Liberal Myth” of China – that the PRC would eventually become a liberal democracy like us.  It might well be true that the Chinese people 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      themselves
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     want this, but it has become increasingly clear that this is the furthest thing from the CCP’s mind.  Moreover, if there 
    
  
  
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      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a clear sense in which the Party wants China to be “like us,” it is merely that the PRC covets the United States’ stature and position at the hub of the global community, and wishes to acquire something like that for itself.  As we struggle to build a new approach today, we need to make sure we put old myths behind us and focus more upon the competitive aspects that we previously dismissed.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The second reason to focus more upon competitive strategy now is that this is just good strategic sense.  I believe the old conventional wisdom of the “troubled modernizer” was dangerously optimistic, and that it led us to ignore fairly obvious signs of a troubling Chinese geopolitical ambitiousness and 
    
  
  
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      revanchisme
    
  
  
                    &#xD;
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     that riches and military strength now seem to be giving Beijing the chance to indulge.  But even if you are inclined still to stress the optimistic portions of the China narrative more than I am, basic principles of strategic planning would seem to suggest that hardwiring our China policy to that old conventional wisdom wasn’t actually very wise.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    From a strategic-planning perspective, non-preparedness for competition only makes sense if you have complete confidence that your environment is 
    
  
  
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      not
    
  
  
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     structurally competitive.  The penalties for error in this direction can be quite high, so unless you’re 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      awfully
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sure there’s going to be no problem, you ignore competitive strategy at your peril.  In our case, we acted as if we were sure there was no real long-term challenge from China’s rise, whereas in fact it was just that we 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      hoped
    
  
  
                    &#xD;
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     this was the case.  As we finally begin to understand that China’s rise also has a dark side, we’re struggling with what to do.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Unfortunately, we are still finding it difficult to adapt to our growing understanding.  I think a new paradigm is slowly taking shape that appreciates the potential threats presented by the PRC’s geopolitical ambition, but we are still perplexed by what to do about the threats in light of the implications this understanding may have for us at home.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The problem is that to accept that there is a worrying strategic dark side to China’s ambition of “return” is – impliedly, at least – to take a position on a number of broader domestic, technological, budgetary, and strategic questions at a time when U.S. engagement with and policy towards the outside world is contested and controversial in our national politics and public policy discourse.  Such dynamics entangle China policy in these questions, often to the detriment of 
    
  
  
                    &#xD;
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      good
    
  
  
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     China policy.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    After all, one of the attractions to the old, optimistic conventional wisdom was that it didn’t require much of us except to sit back and enjoy the strategic windfall from a world of globalized prosperity and peace that would emerge all by itself, through natural economic processes.  (Indeed, to hear some tell it over the years, the only way this cooperative “win-win” future would 
    
  
  
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      not
    
  
  
                    &#xD;
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     occur was if we actually prepared for a competitive one: if we acted like the PRC might become an adversary, it was said, we would 
    
  
  
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      make
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     it one.  Thus did unpreparedness rationalize further unpreparedness.)  This absolved us of having to do the hard intellectual work of strategy, and it avoided us having to struggle with challenging issues of planning and prioritization, the management of military and geopolitical risk, and the need to find sufficient resources for our military and diplomatic posture in an increasingly complex environment.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Today, I suspect, our emerging, more realistic understanding of the dark side of the PRC’s “rise” unsettles some stakeholders in our public policy community because it asks us to do that kind of hard work.  The CCP knows this, and it has been an aim of Beijing’s propaganda strategy for years to offer us every opportunity to take the easy psychological, budgetary, and programmatic way out. But I believe we must genuinely struggle with these challenges, however hard work it might prove to be.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    That’s why I value the chance to speak with you today.  GAO’s Defense Capabilities and Management group is involved in many of these issues of budgetary and programmatic challenge as our country shapes its planning and posture to the strategic environment we face.  I look forward to hearing your thoughts on these matters.
                  &#xD;
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                    Thank you.
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&lt;div data-rss-type="text"&gt;&#xD;
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Thu, 16 Jun 2016 16:09:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2011</guid>
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      <title>Offensive Nuclear Umbrellas and the Modern Challenge of Strategic Thinking</title>
      <link>http://www.newparadigmsforum.com/p2007</link>
      <description>Note:
Below is the text of Dr. Ford’s remarks to the Nuclear Security Working Group (NSWG) Congressional Seminar “Nuclear Security in the 21st Century,” held on February 10, 2016, at the U.S. House of Representatives Visitor’s Center.  Also speaking at this event were Congressman Jeff Fortenberry (R-NE), Congressman Pete Visclosky (D-IN), Under Secretary of State for [...]</description>
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      Note:
    
  
  
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      Below is the text of Dr. Ford’s remarks to the Nuclear Security Working Group (NSWG) 
      
    
      
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        Congressional Seminar “Nuclear Security in the 21st Century
      
    
      
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      ,” held on February 10, 2016, at the U.S. House of Representatives Visitor’s Center.  Also speaking at this event were Congressman Jeff Fortenberry (R-NE), Congressman Pete Visclosky (D-IN), Under Secretary of State for Arms Control and International Security Rose Gottemoeller, and Dr. Gary Samore.  Steven Clemens, editor-at-large for 
    
  
    
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    The Atlantic
    
  
    
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      , served as moderator.
    
  
    
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                    Good afternoon everyone, and thank you for inviting me.  My remarks today on strategic thinking and nuclear strategy are only my own views, and do not necessarily represent those of anyone else in the U.S. Government, but I hope you’ll listen anyway.
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                    I think a real problem for American strategic thinking in the 21st Century is that our intellectual muscles have, in this respect, atrophied.  With the collapse of the Soviet threat, we basically slumped our way out of the strategy business because it just didn’t seem necessary.  After all, why struggle with competitive strategy and conflict contingency planning when it was assumed we no longer faced near-peer adversaries or structural threats, and that the hydraulic forces of prosperity and democracy were soon going to sweep away the few remaining collective antagonisms of history on a rising tide of prosperous, post-national globalization?
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                    We basically concluded that we had no 
    
  
  
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      need 
    
  
  
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    for strategy.  Accordingly, for instance, where once U.S. nuclear strategists debated concepts such as deterrence, escalation dominance, and the management of competition, soon modern 
    
  
  
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      anti-strategists
    
  
  
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     came to promise a rosy world so peaceably transformed that no one would feel the need for nuclear weaponry at all.  Indeed, competitive thinking was seen not merely as unnecessary but actually 
    
  
  
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      dangerous
    
  
  
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    , for to allow ourselves to think or speak in such terms would be a provocative “self-fulfilling prophecy” that would 
    
  
  
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      create 
    
  
  
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    enemies out of those who would otherwise eventually liberalize and emerge as friends.  In other words, if only we acted as if the world were a benign one, it would be.
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                    Well, that was then, and this is now.  While we sat around wishing it wouldn’t – or pretending it wasn’t – the world was changing.  It is not simply that we still have strategic adversaries (though we do), and that we do not really understand new dynamics such as the interaction of traditional nuclear deterrence with the emerging arenas of cyberspace and outer space (though we don’t).  Also among our challenges is that adversaries have been exploring what is effectively a new 
    
  
  
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     for nuclear weaponry – one with which we are still poorly prepared to cope: what I call the “offensive nuclear umbrella.”
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                    Russia, for example, is engaged in a full-scope modernization of its nuclear arsenal, and is not at all shy about nuclear saber-rattling – to include the articulation of “escalate to de-escalate” nuclear doctrines, deployments of nuclear-armed missiles in Kaliningrad and elsewhere, military exercises involving simulated nuclear strikes on Eastern European countries, continuing violation of the Intermediate-range Nuclear Forces Treaty of 1987, press leaks about new nuclear tools such as a long-range underwater drone apparently designed to attack harbors and leave coastal areas under a massive cloud of toxic radioactive fallout, and ongoing aggressive probing of NATO air- and sea-space in ways not seen since the height of the Cold War.  With such provocations, Moscow has been able to deploy an 
    
  
  
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      offensive 
    
  
  
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    “nuclear umbrella” with some success, using its nuclear posture to provide geostrategic “cover” under which naked territorial aggression has been able to return to Europe with Vladimir Putin’s invasion and dismemberment first of Georgia and then of Ukraine.
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                    For its part, Beijing – while also modernizing its nuclear forces with multiple-warhead mobile missiles and a new class of missile-armed submarines – is building potent area-denial capabilities around a conventionally-armed missile force and command-and-control system that is neither organizationally nor geographically distinct from that of China’s nuclear-armed strategic forces.  This would appear to be a deliberate entanglement, designed to ensure that that any attack on Chinese area-denial systems – arguably a prerequisite for U.S. regional intervention to save a threatened ally – would in effect be an attack upon China’s 
    
  
  
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    architecture as well.  In this we can see China’s version of the offensive “umbrella”: if all goes as Beijing plans, our fear of precipitating nuclear war will preclude our intervention in a regional conflict, leaving China free to abuse its neighbors unmolested.
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                    Nor is “offensive umbrella” thinking limited to Russia and China.  Pakistan, for instance, seems to have supported cross-border terrorism against India on the assumption that India’s fear of nuclear escalation would preclude retaliation.  In light of reported Indian contingency planning for large-scale non-nuclear attack against Pakistan, Islamabad is also said to be building “battlefield” or “tactical” nuclear weapons at a furious pace, but the occasional low-level cross-border provocations originating in Pakistan over the last decade or so appear to have aimed to stop short of a level of violence (and undeniable Pakistani government culpability) likely to provoke responses that could lead to a nuclear exchange.
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                    In fact, an offensive “nuclear umbrella” may not even require actual nuclear weapons.  Iran is developing into a test case of how the possession even merely of a weapons “option” creates an empowering offensive “umbrella” of its own.  We are already seeing this affect U.S. policy on Iran, which seems now to prioritize preservation of the nuclear 
    
  
  
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     over robust responses to Iranian ballistic missile work, support for terrorism, and regional destabilization.
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                    Small wonder, then, that 
    
  
  
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      America’s 
    
  
  
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    countervailing conventional and nuclear power is back in demand, and a hungry market is once again emerging for serious thinking about the complexities of deterrence and conflict contingencies.  In this new nuclear age, policymakers are rediscovering that nuclear weapons are actually 
    
  
  
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    in myriad ways, for good or for ill. But we are still ill-prepared for such a world.
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                    Make no mistake: I’m not complaining that we cut back our forces after the Cold War, for that was reasonable, given how the threats we faced had diminished.  But we didn’t just shrink our forces.  We froze in place systems, postures, and concepts developed for Cold War contexts.  We cut to the bone our capacity to 
    
  
  
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    force structure if needed and to develop new tools and approaches for changing times.  Basically, we 
    
  
  
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     ourselves around the placid strategic assumptions of the 1990s, lost the habit of thinking strategically, and became allergic to exploring concepts that might better equip us for an unpredictable future.
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                    To be sure, we are now reawakening to the fact that our environment is 
    
  
  
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    strategically benign, and that we still need to engage with strategy
    
  
  
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    in a deep way.  But this is only the beginning of a long road.  We owe it to whomever wins the 2016 election to be able to provide more coherent, integrated answers to these challenges than we can presently muster.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 11 Feb 2016 15:56:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p2007</guid>
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    <item>
      <title>Puncturing Beijing’s Propaganda Bubble: Seven Themes</title>
      <link>http://www.newparadigmsforum.com/p1993</link>
      <description>In a private discussion with some thoughtful people the other day, I was asked some good questions about what lessons I would draw from the work I did in connection with my latest book on China – China Looks at the West (2015) – for anyone concerned with how best to use U.S. public diplomacy and [...]</description>
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                    In a private discussion with some thoughtful people the other day, I was asked some good questions about what lessons I would draw from the work I did in connection with my latest book on China – 
    
  
  
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        China Looks at the West
      
    
    
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     (2015) – for anyone concerned with how best to use U.S. public diplomacy and media outreach to push back against the increasingly aggressive and sophisticated propaganda efforts of the People’s Republic of China (PRC).
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                    The questions got me thinking.  Since it is very clear that the PRC does regard itself as being in a global ideological war against the West and Western political values, how indeed might we usefully push back?  In a world in which Beijing advances its message not just at home through a ubiquitous and heavy-handed information-control bureaucracy, but also overseas – through well-crafted propaganda publications and websites such as the English-language 
    
  
  
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    ,  in the more subtle insinuations promulgated through “
    
  
  
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      Confucius Institutes
    
  
  
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    ,” through semi-clandestine broadcast networks in the United States and elsewhere such as those managed by 
    
  
  
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      China Radio International
    
  
  
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     (CRI), and through the use of economic pressures to 
    
  
  
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      browbeat our entertainment industry
    
  
  
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     into more flattering depictions of the Chinese Communist Party regime – how might we return the informational favor?
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                    I.         
    
  
  
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       Ambition but Caution
    
  
  
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                    Well, I’d urge that we start by identifying 
    
  
  
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     we need to return that favor, since it matters.  In 
    
  
  
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    , I talk extensively about what I label the “Great 
    
  
  
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      Telos
    
  
  
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     of Return” (or GTR) – that is, the deep undercurrent of thinking in Chinese elite circles over many years that is fixated upon the idea of China’s national “return” to a position of geopolitical centrality which it felt itself to possess in Imperial times, but of which it was humiliatingly robbed in the 19th Century.  In various ways, the imperative of returning China to a position at the center of the international community runs through modern Chinese politics like a central nerve; I believe it forms a cornerstone of the current regime’s strategic ambition and domestic political legitimacy narrative.
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                    Significantly, this 
    
  
  
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     is one that demands for China an international future sharply, and structurally, incompatible with the United States’ own present power, position, and role in the international community.  As I put it 
    
  
  
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      in a recent speech
    
  
  
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    , “they are obsessed by the imperative of national ‘return,’ and we are 
    
  
  
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      in their way
    
  
  
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    .”  Fixation upon the GTR nourishes zero-sum status-hierarchical ambitions and pushes China into postures that are inherently hostile to U.S. strategic and long-term policy interests.
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                    That’s the depressing news about the future of Sino-American relations, at least for so long as the current Chinese Communist Party (CCP) regime remains in power.  But there is also, I would argue, room for hope.  At least since the death of Mao Zedong, the CCP has often displayed considerable strategic caution in how it 
    
  
  
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     its “Chinese Dream” – to use President Xi Jinping’s favored phrase – of national rejuvenation and geopolitical return.
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                    Deng Xiaoping, for instance, was famous for his formulation about the need to “bide our time and hide our capabilities.”  This was a maxim of strategic caution, which recognized that China was still too weak, and the West too strong, for Beijing yet to reclaim its Imperial birthright as the center of the international political system – and that China still needed a permissive and congenial international environment in order to permit the export-led growth it required in order to become strong enough for whatever more confrontational postures would eventually become necessary.  The assumption underlying this maxim was structural hostility and zero-sum competition, and its ambition ran to replacement of the United States as the center of the world system, but its 
    
  
  
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     were prudential and nonconfrontational: for the sake of its ultimate goals, it was willing to act with restraint and patience over a potentially long period of time.
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                    II.          
    
  
  
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      The Inflection Point
    
  
  
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                    Much of 
    
  
  
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     tells the story of how this Chinese ethic of strategic caution came under pressure over time as China became more powerful and economically and technologically sophisticated, however, and as the CCP regime turned to the cultivation of jingoistic nationalism to buttress its tattered legitimacy after the Tiananmen Square massacre of 1989.  Ultimately, I argue, the patience demanded by Dengist “time biding” became too much to ask of a regime that was increasingly 
    
  
  
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    , and a Party which felt an acute need to 
    
  
  
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     something like “return” after years of promising discontented Chinese citizens that CCP autocracy is the price the country has to pay if it wants to overcome its past “humiliations” and return to glory.
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                    To my eye, the critical inflection point came in 2008-10, when the United States plunged into financial crisis, when a new U.S. administration came to power that was convinced that 
    
  
  
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    was to blame for many of the world’s problems and which was committed to retrenchment and disengagement from international security affairs, and when Washington thereupon slipped into a period of political dysfunction, crippling deficits, domestic preoccupations, and budgetary gridlock.  Previously, Dengist strategic caution had rested heavily upon four assumptions: (1) China was still too weak openly to oppose the United States; (2) the West remained strong enough to stymie Chinese assertiveness if provoked; (3) China still needed to learn much from the West about how to be a modern, economically advanced, and technologically sophisticated great power; and (4) China still needed a congenial international environment in which to grow, during which time trends in “comprehensive national power” would move in its direction.
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                    Coming at a time when China was feeling more economically powerful and internationally empowered than at any point in living memory, Washington’s enervating triple crisis of finance, budgets, and strategic willpower undermined all four of these elements.  It is thus no coincidence, I would argue, that this juncture marked the point at which the PRC stepped up its moves to redraw international boundaries in the South China and East China Seas, to ramp up ostentatious displays of military power-projection, to posture its currency vis-à-vis the dollar and more openly and aggressively seek the “replacement” of Western-originated international institutions, to pillage Western computer networks in search of technology and state secrets without the inconvenience of having to use actual economic interaction as a vehicle for intellectual property theft, to promote a supposed “China Model” of economic development under authoritarian control as a system for other countries, and to ramp up other ideological components of its offensive propaganda narrative.
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                    None of these more aggressive elements of PRC policy were altogether new with the U.S. period of crisis, of course, but upon its arrival they were stepped up markedly.  The conjuncture of growing strategic confidence and a sense of sudden opportunity apparently proved a heady mix for Party leaders in Beijing.
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                    III.         
    
  
  
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       Turning it Around?
    
  
  
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                    But why do I say there’s room for some optimism this grim story?  Well, I don’t think that Dengist strategic caution is 
    
  
  
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     as much as I do that global and regional circumstances helped its opponents – those hotheaded members of the PRC elite that the Nobel Prize-winning imprisoned dissident Liu Xiaobo once termed modern “Boxers” – send such prudence into headlong retreat.  To be sure, I doubt that we have much ability to influence China’s underlying obsession with “return,” and hence the long-term geopolitical hostility of the regime.  I think it still remains within our power, however, to help create circumstances in which more cautious Dengist “time-biding” might be called back, as it were, out of retirement.
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                    If it were perceived that a continuation of the PRC’s provocative self-assertiveness, regional bullying, and other sorts of 
    
  
  
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      revanchiste
    
  
  
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     acting-out were likely to entail previously unanticipated costs and risks for China – and might even imperil the country’s ability to achieve its dream of “return” entirely – circumstances more conducive to a resurrection of Beijing’s former strategic caution might obtain once more.  
    
  
  
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      Our
    
  
  
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     strategy, therefore, should present Beijing with the prospect that continuing on its recent course of provocative self-assertion will become increasingly costly, risky, and counterproductive.
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                    And here’s where I get back to public diplomacy and media outreach, and to the importance of puncturing the propaganda narratives through which the CCP regime explains and justifies itself to itself, to its citizens, and to foreign audiences.  Improving America’s ability to counterpunch in the face of Party-State’s propaganda war is only one piece in a much bigger strategic puzzle, of course, but it’s an important one.  The arena of information and ideological conflict is also an aspect of the challenge that I think policymakers in Washington understand much less well than the more concretized problems of military force posture or integrative trade-promotion in the non-PRC portions of the Pacific Rim.
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                    IV.       
    
  
  
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       Informational Pushback
    
  
  
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                    So, for whatever they may be worth, I offer here some recommendations for how to take advantage of the PRC’s own asymmetric vulnerabilities in the information war its leadership seems to have declared against the United States and Western values.  In effect, the approach I advocate revolves around building a Western counterstrategy upon the themes of Beijing’s own propaganda discourse.
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                    We should study closely the propaganda narratives of the Chinese Party-State, for these stories can function as a kind of Rorschach Test in which PRC leaders 
    
  
  
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      identify
    
  
  
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      for us
    
  
  
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     the ideas that they most fear, as well as the things that the CCP regime 
    
  
  
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      needs
    
  
  
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      to seem to be true
    
  
  
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     in order for its rule, and the Party’s organizational model, to appear at all defensible and legitimate at home and abroad.  Such insights, in short, can provide us with a sort of informational “targeting algorithm” – helping us identify how to play against these fears, and how to undermine the ideational requirements for Party legitimacy, as part of a pressure strategy against the regime.  So here are seven suggestions:
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    This narrative, however, can rather easily be punctured by obtaining and publicizing information about the corruption and cronyism that is rampant within – and structurally essential to – the CCP bureaucracy, as well as about the endless abuses of power against ordinary Chinese that are perpetrated by Party elites not despite but in fact 
    
  
    
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      because
    
  
    
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     of the traits for which the brutalities of intra-Party bureaucratic infighting and CCP Organization Department promotion metrics seem to select.  Ordinary Chinese people already know this, of course, but the regime and its propagandists are nonetheless desperate to conceal or downplay the extent of the system’s brutishness and cupidity, and indeed foreign audiences may not be much aware of it at all.  But this can be remedied.
  

  
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    Though great numbers of Chinese certainly do have reason to be happy with newfound prosperity, this official narrative, too, has great weaknesses.  Modern Chinese growth has been characterized by shocking inequalities far worse than anything in the United States, either today or in the era when Maoist propaganda demonized us for unjust and exploitative capitalist plutocratic excess.  Modern Chinese growth has produced appalling environmental damage, truly frightening consumer product safety, and an abused underclass of migrant factor labor in urban areas consigned to legal second-class citizenship by being deprived of formal residence permits.  A disturbing portion of this growth, moreover, has been built on fraud, either in the form of unproductive capital expenditures that boost growth figures to meet official Party targets by building monstrous capital projects that inflate GDP in the short run but constitute a huge long-term drain on productivity, or simply in the form of falsified statistics.  Yes, there has been great growth – but at staggering cost.  Why not publicize this side of the “economic miracle” story too?
  

  
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    One weak point of the official storyline of Party-led “return,” however, is that despite the growth of Chinese state power in recent decades, the Party 
    
  
    
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      itself
    
  
    
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     in some ways seems increasingly to be more 
    
  
    
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      part of the problem
    
  
    
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     than part of the long-term “solution” for China.
  

  
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    In economic terms, such successes as China has had in recent decades have arguably stemmed less from wise Party planning than from its willingness – haltingly, and only gradually – to 
    
  
    
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      get
    
  
    
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      out of the economic way
    
  
    
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     of the industrious and sophisticated Chinese people by permitting more private enterprise and market-responsive activity.  Such growth occurs 
    
  
    
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      despite
    
  
    
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     the Party rather than because of it, and happens only to the extent that the CCP 
    
  
    
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      retreats
    
  
    
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     from control.  At some point, therefore, such growth is likely to plateau (and may already be doing so) unless until the Party removes itself essentially 
    
  
    
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      entirely
    
  
    
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     from its traditional role in “steering” economic activity.  Far from being the ticket to growth-facilitated “return,” therefore, CCP power is emerging as an obstacle to finalizing the country’s establishment of to lasting power, prosperity, and status.
  

  
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    In political terms, if indeed China seeks not to be 
    
  
    
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      loathed
    
  
    
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     as merely the strongest bully on the block but instead to be seen as a respected and virtuous power, then the CCP is an obstacle here too.  If China wishes actually to achieve the geopolitical status-deference it desires, it cannot continue to be ruled by a corrupt and thuggish caste of Party autocrats who suppress expression, jail human rights lawyers, abuse ethnic minorities, and refuse to subject themselves to popular accountability and electoral choice.  The world today does increasingly look askance at the geopolitical rise of an authoritarian China, but it would surely be less worried, and more accepting, if Beijing were the capital of a liberal democracy.  Through this prism, too, the Communist Party is an 
    
  
    
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      obstacle
    
  
    
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     to China’s achievement of its dream of re-acquiring global respect and veneration.  We could do worse than to point this out.
  

  
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    This conceit – a self-serving refuge of autocrats ever since democratic discourse first emerged – can be at least partly deflated by doing more to tell the story of democratization in Taiwan.  Once a heavy-handed single-party autocracy under the 
    
  
    
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      Kuomintang
    
  
    
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     weirdly analogous to its neighboring Communist dictatorship, Taiwan has undergone both fantastic economic development and a very successful democratization process, and the sky has not fallen there.  Indeed, Taiwan today is 
    
  
    
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      both
    
  
    
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     a vibrant democracy 
    
  
    
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      and
    
  
    
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     a country with a 
    
  
    
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      per capita
    
  
    
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     GDP about two and a half times as high as in the PRC itself.  The example of Taiwan suggests that ethnic Chinese do not have to settle for the oppressiveness of what the CCP euphemistically calls “democracy with Chinese characteristics.”  Instead, they surely have a right actually to aspire to a real 
    
  
    
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      Chinese democracy
    
  
    
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     – and we should help make this clear.  (It also wouldn’t hurt to point out the degree to which autocracy-friendly Chinese elites from the 19th Century to present day have relied upon elitist and sometimes even racist conceits that infantilize the Chinese people by assuming ordinary Chinese to be incapable of democratic self-rule.  Taiwan can also help give the lie to these arguments.)
  

  
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    We should actually do more to draw them out on this score, by publicizing what their own strategic thinkers and writers have said about such matters.  In fact, Chinese leaders seem to envision this new era as one characterized by a profoundly Sinocentric schema of global politics – one in which 
    
  
    
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     serve as the principal norm-articulator for and moral arbiter of the international community, and other participants are expected to give Beijing the status-deference it demands in these regards.  Chinese officials have likened their concept of a “harmonious world” to the “harmonious society” they say CCP as has created in China itself; others have likened China’s envisioned model of inter-state relations to the pattern of ritualized dynastic deference of the Zhou Dynasty period of ancient Chinese history.  (I have 
    
  
    
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      spoken on this point
    
  
    
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     recently.)  We should make sure the rest of the world understands just how Sinocentric and moralistically oppressive this vision actually is – and what an appalling thing it would really be to model a “harmonious world” on the way in which the Party-State in Beijing has brought ethnicities such as Tibetans and Uighurs together under its control.  In this informational counterpunch, the PRC’s own pronouncements can be our best weapons.
  

  
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    This narrative is deeply disingenuous, and is flatly at odds with both conduct and expressed principle during enormous stretches of China’s Imperial history.  Why not publicize 
    
  
    
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      accurate
    
  
    
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     historical accounts of the important role of war and conquest in Chinese history?  Why not highlight the role that forcible “chastisement” of barbarian temerity played in the statecraft endorsed by traditional Confucian ethics?  Why not counter every romanticized reference to Zheng He with real historical accounts of his coercive gunboat diplomacy on behalf of the Ming Dynasty – which included military muscle-flexing, intervention in local civil wars on behalf of pro-Chinese factions, and an actual invasion of Sri Lanka in which he took an unfriendly local ruler back to China in chains?  Whenever its relative power gave it coercive options, the Middle Kingdom was no less heavy-handed in its treatment of other peoples than any other empire in human history, and the modern targets of Party-State propaganda about China’s historical “pacifism” deserve the truth.
  

  
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    Modern PRC nationalism has fixated upon the high-water mark of Qing Dynasty imperial expansion as the natural and eternal frontiers of “China,” but this narrative is historical hooey, as any decent historian of the region will presumably happily explain.  Taiwan, for instance, only came under control of the Qing Dynasty – an imperium, by the way, established by 
    
  
    
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      non
    
  
    
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    -Chinese Manchus who had actually invaded and toppled the Chinese dynasty of the Ming – in 1644.  Portions of Tibet and Xinjiang were traded back and forth between indigenous rulers and Chinse imperialists for centuries, with Tibetan forces actually sacking the Chinese capital of Chang’an (modern Xian) at one point in the 8th Century.  China’s tendentious modern legal claims on Tibet, moreover, stem from the Yuan Dynasty – which wasn’t a Chinese dynasty at all, but rather a regime imposed by Mongol invaders from beyond China’s borders who crushed the remnants of the Song Dynasty and incorporated China into 
    
  
    
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      their own
    
  
    
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       pre-existing and
    
  
    
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       much larger 
    
  
    
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    empire.
  

  
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    There is no “always” in East Asian history, in other words, and modern China’s fixation upon the “eternal” status of 19th-Century Qing frontiers is an ahistorical artifact of contemporary ideology, not a claim justified by the historical record.  We should not be shy about pointing out such things – nor about reminding Chinese of such inconvenient truths as the fact that in the 1930s, Mao Zedong said that Taiwan was 
    
  
    
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     a part of China.  Such facts are vexingly out of synch with the CCP’s self-justificatory legitimacy narrative and the historical pretentions of the hotheaded nationalism the Party has worked so hard to cultivate since the early 1990s, and the targets of CCP propaganda deserve to hear more about how complex and problematic regional history actually is.
  

  
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                    The beauty of stressing these themes in our 
    
  
  
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      own
    
  
  
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     public diplomacy and media pushback against PRC narratives, moreover, is that we wouldn’t actually have to invent or distort anything.  Factual “sunshine” alone is all the disinfectant we would need to help combat the distortions of CCP propaganda, along with a little help in 
    
  
  
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      publicizing
    
  
  
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     the counter-narratives that the truth itself would provide.  There would be no need for Soviet-style 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.amazon.com/Dezinformatsia-Active-Measures-Strategy-Paperback/dp/B010EVT91A/ref=sr_1_2?s=books&amp;amp;ie=UTF8&amp;amp;qid=1447982933&amp;amp;sr=1-2&amp;amp;keywords=dezinformatsia"&gt;&#xD;
        
                        
      
      
        dezinformatsia
      
    
    
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      &lt;/a&gt;&#xD;
      
                      
    
    
      , in other words 
    
  
  
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    – just accurate reportage, widespread publicity, and the moral courage and intestinal fortitude to remain on message when indignant CCP officials complain (as they surely would) that we were “
    
  
  
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    &lt;a href="http://chinadigitaltimes.net/space/Hurt_the_Chinese_people’s_feelings"&gt;&#xD;
      
                      
    
    
      hurting the feelings of the Chinese people
    
  
  
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    ” and demand that we behave more harmoniously.
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                    If indeed we wish to have a response to the propaganda campaign being mounted against us, we could do rather worse than to adopt this sort of thematic game plan.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Fri, 20 Nov 2015 12:42:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1993</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>China’s Global Ambitions and U.S. Interests</title>
      <link>http://www.newparadigmsforum.com/p1971</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks at the first “China Forum” held at the U.S. Library of Congress on November 5, 2015, sponsored by the Victims of Communism Memorial Foundation.
Good afternoon, everyone, and my thanks to Marion Smith and the rest of the staff at the Victims of Communism Memorial [...]</description>
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      Note:
    
  
  
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      Below is the text upon which Dr. Ford based his remarks at the first “
      
    
      
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        China Forum
      
    
      
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      ” held at the U.S. Library of Congress on November 5, 2015, sponsored by the 
      
    
      
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        Victims of Communism Memorial Foundation
      
    
      
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      .
    
  
    
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                    Good afternoon, everyone, and my thanks to 
    
  
  
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      Marion Smith
    
  
  
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     and the rest of the staff at the 
    
  
  
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      Victims of Communism Memorial Foundation
    
  
  
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     for having me here today at the Library of Congress for this inaugural “
    
  
  
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      China Forum
    
  
  
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    .”  As a Congressional staffer, I’m obliged to make sure you know that what I offer here represents only my own thinking, and not necessarily that of anyone else in the U.S. Government.  That said, I appreciate your interest and look forward to our discussion.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This panel is devoted to the question of whether, how, and the degree to which, the People’s Republic of China (PRC) threatens United States interests.  As I see it, the PRC’s posture and activities in East Asia – indeed its broad aspirational vision for the international community as a whole – clearly do threaten our interests to an important degree.  Without more, however, simply saying that isn’t very analytically interesting,  so I hope you’ll bear with me while I try to unpack the idea a bit.
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  &lt;p&gt;&#xD;
    
                    First of all, let’s put the Chinese Party-State’s self-serving propaganda trope of ineradicable U.S. hostility behind us.  The main problem is not, I believe, China’s “rise” 
    
  
  
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      per se
    
  
  
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    .  If today’s China were a different China, there would be some reason to welcome, or at least to accept, the rise of a populous, economically vibrant trading partner on the other side of the Pacific – particularly if it were one that did not repress and afflict its sophisticated and industrious people with heavy-handed authoritarianism and rampant human rights abuses, one which did not seek to revise international boundaries by coercion, and one which really 
    
  
  
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      was
    
  
  
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     a “responsible stakeholder” dedicated to the preservation and deepening of the open, classically liberal economic and political order that has brought such great prosperity to the region for decades.  It is the dream of 
    
  
  
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      that
    
  
  
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     kind of a China that seems to have kept many American policymakers, not to mention business leaders, eagerly on the edge of their seats for the last thirty or forty years.
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  &lt;p&gt;&#xD;
    
                    Wishful thinking aside, however, 
    
  
  
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      that
    
  
  
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     is not the China we face.  Instead, we face a wealthy but insecure and prickly power prone to regional bullying – one that has 
    
  
  
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      not
    
  
  
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     been socialized to modern norms of international behavior but instead still nurses 
    
  
  
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      revanchist
    
  
  
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     dreams of geopolitical “return” to a position of global centrality it believes it had, it lost, and it is today desperate to regain.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This has been one of the themes of my scholarship on China for some years.  I first raised concerns about the implications of Sinocentric Chinese conceptions of global order in 
    
  
  
                    &#xD;
    &lt;a href="http://www.researchgate.net/publication/235132869_Focus_on_China._Joint_Force_Quarterly_Issue_47_4th_Quarter_2007"&gt;&#xD;
      
                      
    
    
      an article in the 
      
    
    
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      &lt;em&gt;&#xD;
        
                        
      
      
        Joint Forces Quarterly
      
    
    
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      &lt;/em&gt;&#xD;
      
                      
    
    
       in 2007
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and explored this in more detail with my book 
    
  
  
                    &#xD;
    &lt;a href="http://www.kentuckypress.com/live/title_detail.php?titleid=2412#.VjprkSssA6E"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        The Mind of Empire
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in 2010.  Most recently, in my book 
    
  
  
                    &#xD;
    &lt;a href="http://www.kentuckypress.com/live/title_detail.php?titleid=3756#.VjprqissA6E"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        China Looks at the West
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – published just last summer, and which I am pleased to see is being made available to attendees here today – I detail how these conceptions have played out in the modern propaganda narratives and policy agenda of the Chinese Party-State.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To make a long story short, the leitmotif of Chinese policy for the last century, across successive governments, has been the ideal of national rejuvenation or return: China’s ambition to claw its way back to a position of status-centrality as the dominant political actor in the global system – a position of which Party-State propaganda insists that China was robbed by malevolent imperialist powers in the 19
    
  
  
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      th
    
  
  
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     Century.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Now, don’t get me wrong.  I do not think there is a master plan for such global “return” hidden away in a file somewhere.  Nor, even if they couch their declamations in airy, feel-good rhetoric about “peaceful rise” and “win-win solutions” and carefully downplay the security implications for others of their anticipated trajectory, have Chinese officials ever seemed to make much secret of their broad ambitions.  This strategy of “return” is not a hidden, conspiratorial plan, I would suggest, as much it is something more like an instinct or an underlying predisposition – that is, an emotional and conceptual pole star that serves to orient and to inspire a range of sometimes carefully calculated and sometimes rather improvisational national policies, and which has done so for a long time.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This fixation upon “return,” moreover, seems to have intensified in recent decades, fanned by the turn of the Chinese Communist Party (CCP) toward an increasingly ugly, jingoistic nationalism to buttress its tattered domestic legitimacy narrative, and by the Party’s claim that it is uniquely qualified to rule China because it offers the country its best chance to achieve this dream.  I would also argue that these themes are being further intensified by the cultivation, in regime propaganda narratives, of the auto-Orientalizing conceit that Party autocracy fulfills ancient Chinese ideals of rule by a wise and meritocratically-selected oligarchy of scholar-gentlemen.  In the romanticized self-flattery that characterizes today’s increasingly politicized and co-opted Confucianism, the CCP conceives itself as a benevolent elite that 
    
  
  
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      deserves
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to be the fulcrum of social and political life, and whose primacy is to be expected and welcomed as part of the natural order of things – much, in fact, like China’s 
    
  
  
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      own
    
  
  
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     destined centrality in the international community.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These conceits, I would argue, are part of the subtext of China’s modern dream of national “return.”  They help explain how Party officials can, with a straight face, explain their vision of a future “harmonious world” as one modeled upon the socio-political order of the “harmonious society” they claim to have created in China itself.  These insights also provide a window into the meaning and implications of currently-favored phrasings about a “Chinese Dream” of national rejuvenation that is expected to give rise to a “new concept of great power relations.”
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To my eye, Chinese leaders do not seem to have a very clear picture of exactly how things would work in the Sinocentric world of their imaginings – or at least if they do, they haven’t expressed it.  But though it seems to remain more a vague aspiration than a concrete “plan,” the ambition to reshape the international system in ways congenial to such Party-State’s dreamings seems very real.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In interviews and research conducted for 
    
  
  
                    &#xD;
    &lt;a href="http://www.kentuckypress.com/live/title_detail.php?titleid=3756#.VjprqissA6E"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        China Looks at the West
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , I was struck by the degree to which some Chinese writers at the forefront of the Party-State’s cultivation of self-justificatory, quasi-Confucian political legitimacy narratives have invoked the hallowed cultural memory of the Zhou Dynasty – the political system later idealized by Confucius as a Golden Age – as a potential model for a future Sinocentric world.  This is a fascinating analogy, for it indeed seems perfectly to fit the thrust of the modern Party-State’s geopolitics.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Notably, the Zhou period, as romanticized by the Confucians, was 
    
  
  
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      not
    
  
  
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     one of unified and centralized imperial control.  To be sure, the Zhou Dynasty sat at the ritualized center of the political Sinosphere of the era, and was given symbolic and political deference by all participants.  The principal functional players in the system, however, were the princes of the various proto-states into which China was then divided like a patchwork quilt.  These states had not yet reached the conditions of formal independence and catastrophically rivalrous warfare that characterized the later Warring States period, and a good number of them existed for quite some time in conditions of 
    
  
  
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      de facto
    
  
  
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     independence but under notional Zhou suzerainty.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To my eye, the Zhou is a fascinatingly revealing model for the future world-system the Chinese regime seems to imagine.  Putting its emphasis for the most part upon status deference and ritualized obeisance rather than direct control, the Zhou conception is one that seems almost 
    
  
  
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      perfectly
    
  
  
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     suited for a vain but insecure regime that craves acceptance, status, and the righteous self-satisfaction of lording a presumed moral superiority over others, but is yet uncertain of its own capacities and worried about its ability actually to 
    
  
  
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      manage
    
  
  
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     the complexities of large-scale politics over time even at home, much less abroad.
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So much for what I think is the fascinating political sociology of unpacking the “Chinese Dream.”  To return to the subject matter of this panel, however, we still need to ask ourselves: “What does this mean for United States interests?”
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I would argue that there are important implications for U.S. interests, and that the modern Chinese Party-State does threaten them in significant ways.  But I also think its important to be clear about 
    
  
  
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      how
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One thing I want to emphasize is that I see no sign that the “Chinese Dream” of global centrality equates to a Soviet-style desire for direct domination of the entire world-system.  Thankfully, in other words, our problem with China today is not 
    
  
  
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      that
    
  
  
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     problem.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, Chinese ambitions seem to be rather nakedly imperialist – or perhaps more accurately, to use mid-20
    
  
  
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      th
    
  
  
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     Century terminology, neo-imperialist – with respect to the smaller states near the PRC’s territorial periphery.  If you are a small country next door to the aspiring Sinic hegemon, in other words, you can expect that Beijing’s demands for political and status deference will be very taxing.  Should you question what is expected of you, moreover, you should anticipate some kind of morally indignant “chastisement,” demands for self-criticism, and compulsory re-education until you accept the natural and proper order of things.  Such small neighbors in East Asia could expect to retain relatively little of the functional independence enjoyed by Zhou-era proto-states, though they might still retain some rather truncated form of 
    
  
  
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      de jure
    
  
  
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     independence.
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  &lt;p&gt;&#xD;
    
                    Farther afield, however, I don’t see Sinocentric “Chinese Dreaming” as aspiring to old-school, imperialist direct dominion.  Instead, its aims seem to be more modest, consisting principally of demands for deference, acknowledgment of centrality, and a role as the primary norm-shaper of global system.  Such demands would not be without domestic implications for other states, of course.  The Party-State in Beijing has already clearly signaled to all of us by repeated reminders, for instance, that foreign politicians, media figures, and even private citizens must not “hurt the feelings of the Chinese people” – and PRC leaders have also made it clear that they believe that the fragile sensitivities of that “Chinese people” are offended by any depiction of China or its Communist Party-State not broadly consonant with that regime’s propaganda narrative of itself.
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                    Nevertheless, it follows, on the whole, that even a fairly ambitious Sincentric agenda is unlikely to be a direct and specific threat to the United States 
    
  
  
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      itself
    
  
  
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     in the way that the USSR was.  The 
    
  
  
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      concrete
    
  
  
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     implications of Sinocentric order are principally regional.  Rather than to that of the USSR and the Cold War, therefore, the better historical analogy may be somewhat closer to the challenges presented us by Imperial Japan in the 1930s: a power feeling its economic and technological oats and that wishes to have the freedom to organize a regional “Co-Prosperity Sphere” and push its neighbors around without outside interference or impediment, but which does not seem to presume for itself a future of planetary supremacy of the sort claimed by truly globalist ideologies such as Marxism-Leninism or radical Islam.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    From the perspective of U.S. interests, it thus probably follows that were we willing to concede to China the regional hegemony and the global status deference it seems to desire, there might be no particular grounds for dangerous friction between the two powers.  But, of course, to say that is to say a lot – and this points one to the ways in which such Chinese aspirations 
    
  
  
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      are
    
  
  
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     inimical to U.S. interests.  Our current role in the international system, our system of friendships and alliances in East Asia, the political autonomy of the other countries of the region (and especially its democracies), and our 
    
  
  
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      own
    
  
  
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     enormous stake in the open, liberal order that has made prosperity around the Pacific Rim possible for decades – all these things are indeed threatened by the prospect of a Sinocentric order as it is apparently envisioned in Beijing.  To put it bluntly, they are obsessed by the imperative of national “return,” and we are 
    
  
  
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      in their way
    
  
  
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    .
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                    Fascinatingly, this seems to have been perceived in China for a long time.  More than a century ago, a seminal Chinese political thinker named Liang Qichao visited the United States.  His musings on authoritarianism and democracy in the Chinese context – such as in one essay he wrote, tellingly entitled “On Enlightened Despotism” – have proven to be enormously influential, and resonate powerfully in Party-State theory even today.  Liang also wrote, however, about Sino-American relations, and about their long-term future.
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                    Specifically, Liang Qichao expressed great worry about what were then the United States’ initial forays into the Pacific Rim in the wake of America’s seizure of the Philippines from Spain and in the new era of Teddy Roosevelt’s “Great White Fleet.”  Liang  argued that “the nation that will be most severely victimized” by the growth of American power in the Pacific “will surely be China,” because the emerging U.S. role in the region was incompatible with what was for him the imperative of restoring China to the international position that it deserved.  As he put it, “no country is in a better position to utilize the Pacific in order to hold sway over the world than China.  But China is unable to become the master of the Pacific, and politely yields this position to others.”
    
  
  
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&lt;div data-rss-type="text"&gt;&#xD;
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                    For Liang Qichao, this was shameful and intolerable.  For him, one might say, the planet was not big enough for two Pacific powers such as what the United States was then becoming and what Liang envisioned as desirable for China itself.  It was clearly his vision that it was 
    
  
  
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      China’s
    
  
  
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     destiny someday to become the predominant power – not merely in the Pacific, but indeed once again thereby “to hold sway over the world” as Chinese felt themselves to have done in prior centuries.
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                    This made America inherently threatening, not necessarily as a result of anything we might actually 
    
  
  
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      do
    
  
  
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     to China, but rather on account of our very 
    
  
  
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      presence
    
  
  
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     in the region as a major power and influence of any sort.  This mere presence was incompatible with the predominance that China needed to obtain if it were to recover from the humiliations that Liang felt it to be suffering in his time.  Any significant role for America as a Pacific power, in other words, was incompatible with China’s destiny, dooming the United States to an adversary role almost irrespective of our actual behavior.
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                    So, where does this all leave us?  Well, to the extent that Liangist thinking translates directly into modern conceptions of how Chinese leaders envision their country’s “rise” and “return” – and I do spend a lot of time in my more than 600-page book making and supporting the argument that it does – this tells us important things about how the PRC’s ambitions affect our interests.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Of course, it may well be that the CCP regime is unable, for various reasons, to do much more than it already has to act upon these dreams.  Perhaps, for example, the Party will fail in its desperate efforts to cling to power.  Perhaps the somewhat unstable and artificially-inflated Chinese economy will stall in ways that undermine Beijing’s perception that the balance of “comprehensive national power” is tilting its way.  Perhaps the vigor and resolution of our own responses to China will elicit a renewed sense of prudence and strategic caution in Beijing, persuading it of the need to “bide its time” for some while longer, or even to recalibrate its ambition.  Or perhaps history will surprise us in some other fashion, as it so often likes to do.  I, for one, cannot predict the future.  If China 
    
  
  
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      does 
    
  
  
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    have the opportunity to move forward with its dreams of “return,” however, what would this mean for us?
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Well, we are likely to have few problems with the “returned” China of modern Party aspirations if: (a) we don’t care about the political autonomy or territorial integrity of our friends and allies in East Asia; (b) we don’t mind paying ongoing lip service to Party-State narratives whereby corrupt and repressively self-serving autocracy masquerades as meritocratic benevolence; (c) we are willing to see the Pacific Rim fall under the sway not of a genuinely liberal trading regime but of a politically-skewed economic system that has – rather brilliantly – been called “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/1993/09/06/world/china-sees-market-leninism-as-way-to-future.html"&gt;&#xD;
      
                      
    
    
      Market-Leninism
    
  
  
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    ;” and (d) we are willing to concede to the Chinese Communist Party the principal role as norm-articulator for the international community as a whole.  Such a chain of acquiescences would be quite compatible with the “Chinese Dream” as it is apparently dreamed in the leadership compound in Zhongnanhai.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    If these conditions are 
    
  
  
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      not
    
  
  
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     acceptable to us, however – and I suspect that this is the case – we have a more difficult task ahead, for such a conclusion would require us actually to formulate an effective competitive strategy vis-à-vis the Chinese Party-State.  I certainly do not pretend to know all of what such a competitive strategy should include, though it almost certainly should not be a 
    
  
  
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      purely
    
  
  
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     competitive approach, for our relationship with Beijing involves important elements of interdependence and cooperation as well as significant (and growing) competitive aspects.
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                    Nonetheless, if we are to replace outmoded approaches to Sino-American relations with ones better suited to the actual situation we and our friends confront in East Asia, we need more openness and honesty about these challenges in the U.S. public policy community.  Events such as this one here today, I hope, can help contribute to this goal.
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                    Thank you for inviting me.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 06 Nov 2015 01:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1971</guid>
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      <title>Cyber Strategy: Communist China Has a Concept.  Do We?</title>
      <link>http://www.newparadigmsforum.com/p1959</link>
      <description>Note:
Below follows the text upon which Dr. Ford based his remarks at the Los Alamos National Laboratory (LANL) on October 14, 2015, for the “Cyber Security Days Colloquium” sponsored by LANL’s National Security Office and the office of its Chief Information Officer.
Good morning, and thanks to Bryan Fearey for having me out here to Los Alamos to [...]</description>
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      Below follows the text upon which Dr. Ford based his remarks at the 
    
  
    
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       (LANL) on October 14, 2015, for the “Cyber Security Days Colloquium” sponsored by LANL’s National Security Office and the office of its Chief Information Officer.
    
  
    
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                    Good morning, and thanks to Bryan Fearey for having me out here to Los Alamos to talk about cyber strategy.  I am a lawyer and policy guy with no particular technical background, so I’m mainly looking forward to learning from 
    
  
  
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      you
    
  
  
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    .  With the usual caveats about how everything I say is just my own thinking and not necessarily that of anyone else in the U.S. Government, however, I hope you’ll bear with me while I offer some musings on cyber strategy to help get the conversation going.  My remarks will be unclassified, though I understand we can go higher in the discussion period afterwards, if we wish.
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                    Just before the summit between President Obama and Chinese President Xi Jinping last month, 
    
  
  
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    &lt;a href="https://www.washingtonpost.com/world/national-security/administration-developing-sanctions-against-china-over-cyberespionage/2015/08/30/9b2910aa-480b-11e5-8ab4-c73967a143d3_story.html"&gt;&#xD;
      
                      
    
    
      officials in Washington leaked stories about how they were considering imposing sanctions on Chinese firms 
    
  
  
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    that had taken advantage of information stolen from us through computer network penetrations.  This issue reportedly threatened to throw the entire summit Chinese “
    
  
  
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      off the rails
    
  
  
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    ,” however, and after 
    
  
  
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      President Xi sent his domestic security chief to discuss cyber issues with U.S. officials
    
  
  
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    , the Obama Administration apparently backed away from such cyber sanctions, settling instead for an 
    
  
  
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      exchange of promises that neither government would undertake commercial espionage against the other country
    
  
  
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    .
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                    It is hard to see the summit-related cyber pledges as a great success.  To be sure, Chinese cyber espionage, not just against government networks but against an extraordinary range of U.S. high-technology companies, is clearly a huge threat.  The odds of it stopping now, however, are low.
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                    Personally, I thought the idea of sanctioning firms that benefit from such theft was a good idea, and I had been pleased to see President Obama issue an 
    
  
  
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      Executive Order in April 2015
    
  
  
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     that established a framework for such steps.  Rather than depending upon implausible promises of Chinese Communist Party (CCP) good faith, it held out at least some possibility of making cyber theft more costly and hence less attractive.  It looked a little bit like the tentative beginnings of a strategy of cyber deterrence and strategic signaling, it might 
    
  
  
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      just possibly
    
  
  
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     have helped persuade Beijing to be somewhat less aggressive in these regards, and it might even have helped the international community – with American leadership – begin to feel its way toward an elementary system of behavioral norms in the novel domain of cyberspace.
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                    At present, however, it would appear that we’re backing away from cyber sanctions in return for essentially unenforceable mutual Sino-American promises not to do something that 
    
  
  
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     apparently didn’t do in the first place and that 
    
  
  
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      they
    
  
  
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     have lied about doing all along.  In recent Congressional testimony, President Obama’s own 
    
  
  
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      Director of National Intelligence made clear
    
  
  
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     he did not expect that China will comply with Xi’s promise, and it’s hard not to agree with him.
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                    Nor do I take much solace in the 
    
  
  
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      arrest last week by Chinese authorities of a handful of local hackers
    
  
  
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     at the urging of U.S. officials.  Those arrests aren’t nothing, I suppose, but there are lots of government-sponsored fish in that sea, as well as ample precedent for the People’s Republic of China (PRC) taking insignificant but well-publicized steps as pressures loom – and for the U.S. Government using such symbolic actions as an excuse for inaction.
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                    Do you remember how 
    
  
  
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      the occasional imprisoned Chinese dissident would reappear
    
  
  
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     just before Congress voted on each periodic renewal of “Most Favored Nation” (MFN) trade status with China or some high-level U.S. diplomatic visit, yet without there being any meaningful change in the Communist Party’s oppression of its citizenry?  I fear we’ll now see something like this working in reverse, with the PRC locking up the occasional hacker just often enough to give the White House an excuse to avoid more proactive approaches.  Meanwhile, even assuming the Chinese government 
    
  
  
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     such an occasional sacrificial lamb in jail, they are truly expendable, and legions more remain available to keep up the fight.
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                    Anyway, I say this by way of predicate, because it suggests an asymmetry in how U.S. leaders and Chinese leaders think about cyber strategy.  Not to put too fine a point on it, 
    
  
  
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      they
    
  
  
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     appear to have a real competitive strategy for cyberspace, while 
    
  
  
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     are only just beginning to struggle with such questions.  Let’s look a little at this backstory.
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                    I.          
    
  
  
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      China’s Longstanding Search for Western Technology
    
  
  
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                    As I describe in 
    
  
  
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      my most recent book
    
  
  
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    , though once the Qianlong Emperor rather famously looked with 
    
  
  
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      disinterested contempt upon technological products of contemporary England presented to him 
    
  
  
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    by Viscount Macartnay in 1793,  Chinese elites have envied and coveted Western science and technical know-how from the very earliest years of China’s encounter with Imperialist power in the mid-19th Century.  From the first Chinese diplomatic mission to the United States in 1868, Chinese officials lavished attention on Western technology and sent back amazed accounts of modern ships, trains, machines, mines, and factories.  They felt it essential to adopt Western learning for China’s use, not least in remedying the disparity in national 
    
  
  
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      power
    
  
  
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     so painfully first experienced when mere handfuls of British gunboats trounced the military power of the Qing Dynasty in the Opium Wars.
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                    This emphasis upon building up Chinese power vis-à-vis the West by acquiring Western scientific and technical knowledge never abated, and indeed intensified during what Chinese propaganda outlets refer to as their country’s “Century of Humiliation” at Western and Japanese hands.  Chinese have had very different ideas, over the years, about the value to attach to Western political forms, but they have never wavered in their desire for the 
    
  
  
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     of modern power or their belief that the key to acquiring such power for China lay in mastering the technologies that made the West strong against China.
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                    In the early 20th Century, this manifested itself in large numbers of Chinese coming to the United States for education, which led to America being called “the Chinese Mecca of Education” as early as 1910.  Later, despite his hatred of the United States, even Mao Zedong could not resist praising our technology in his essay “
    
  
  
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      Farewell, Leighton Stuart
    
  
  
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    !”  (He admired American science and technology, lamenting about them merely that such powerful tools remained “in the grip of the capitalists.”)
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                    Chinese observers have long been fascinated with how the United States could have had such global success with what seemed – to Chinese – to be only a 
    
  
  
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     short history and a small population.  One of the secrets to this American success was felt to be scientific and technological superiority.  Obtaining such knowledge for China has therefore always been a critical element of successive regimes’ efforts to achieve China’s “rise” and “return” to the position of geopolitical centrality of which they felt it to have been robbed by imperialists who had such knowledge at a time when China did not.
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                    U.S. technology continued to be the object of Chinese awe and jealousy into the 1980s, when even during periods when Party-State propagandists decried American life in order to discourage Chinese from learning Western political values, Chinese writers exempted U.S. technology from their dark picture of our country.   If anything, these feelings of technological covetousness intensified as Chinese scholars began to write about the “new ‘technological revolution’” then getting underway in the field of information technology (IT).  So profound an impact did they expect modern technologies to have, in fact, that even some doctrinaire Marxists seem to have feared that modern IT might allow American capitalism to forestall its dialectically pre-ordained (and hitherto imminent) collapse for quite a while longer.
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                    And it is here that another conceptual current enters the picture.  The 1980s also saw the flowering of an infatuation with what Chinese authors have called “comprehensive national power” (CNP) – that is, the notion that overall national muscle can be quantified and measured, that states can be ranked at any one time on a sort of league table of relative power, and that the 
    
  
  
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     of such power can be acquired and marshaled to national advantage almost in the way a technocratic factory manager might organize material and labor inputs to produce an industrial product.  CNP ideas began to take hold in the mid-1980s under Deng Xiaoping, who embraced the idea of pursuing science and technology as a key to China’s “national greatness.”  As Deng’s national security advisor Huan Xiang described things in 1986,
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    “[t]he focal point of competition has been raised from the past emphasis, which was solely on the struggle for military superiority … to a contest of entire economic, scientific and technological, military and political comprehensive strength.  Thus for the next several years … strengthening Comprehensive National Power will be the main task.”
  

  
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                    The commingling, under Deng Xiaoping, of CNP theory with Chinese longings for Western technology as a way to effect a national “return” to greatness was a watershed in the development of Chinese grand strategy.  Hereafter, achievement of what I have termed China’s “Great 
    
  
  
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     of Return” – that is, the imperative of reclaiming the country’s alleged birthright of geopolitical primacy – was explicitly linked to the country’s progress in a range of economic, military, technological, political, social, and even cultural arenas.  The mastery of technology was a central pillar of CNP calculations, thus making the 
    
  
  
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     of technology, by means fair or foul, into a 
    
  
  
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      sine qua non
    
  
  
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     for national “return.”
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                    One cannot understand the PRC’s aggressive campaign of cyber-theft without understanding this history.  Broadly speaking, acquiring modern technology and know-how was arguably 
    
  
  
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     key objective of Deng Xiapoing’s economic opening to the outside world.
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                    At first, Deng’s so-called “open policy” called for massive technology imports that would be funded by Chinese oil exports.  After initial estimates of China’s oil reserves turned out to have been exaggerated, the emphasis shifted to technology transfers through foreign investment in joint ventures.  Western firms were allowed to operate in China if they agreed to demanding technology-transfer terms, and soon PRC officials and their would-be Western business partners were lobbying Congress against U.S. export controls on high-performance computers and other “dual-use” technologies with both civilian and military applications.
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                    With an objective of such overriding national importance, however, it would be surprising if the Party-State’s imperative of technology acquisition had confined itself to the use overt and legal means – and indeed, it did not.  As the PRC’s cyber-toolkit improved, computer network penetrations inevitably also became part of the program.  It was a logical progression, and as soon as they could, they did.
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                    The critical point, however, is that China’s modern cyber theft is merely one piece of a much bigger picture.  The PRC’s systematic campaigns of cyber-facilitated technology theft are not arbitrary or coincidental.  Will China abandon a core plank of its grand strategy now that President Obama has had Xi Jinping to stay at Blair House?  Don’t hold your breath.
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                    II.        
    
  
  
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      Concepts of Cyber Power
    
  
  
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                    And so here’s the contrast to which I’d like to draw attention.  China has obviously developed a broad competitive strategy against the United States – indeed, in some sense, a competitive strategy vis-à-vis the entire rest of the world – that rests on a clear concept of power.  This concept, in turn, informs how this strategy should be implemented, not least in and through the domain of cyberspace.
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                    This strategy offers relatively coherent ideas not just about what national competitive advantage means and how to get it, but also about China’s strengths and weaknesses relative to the competition.  And it would seem to contain elements capable of providing Chinese leaders not just with overall objectives and performance metrics, but also with ways to conceptualize the 
    
  
  
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     of objectives as they struggle to reconcile whatever resource constraints, cost-benefit calculations, and public-policy “triage” issues face Communist Party leaders today.
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                    With regard to the cyber domain, in fact, China’s does not seem really to be a strategy 
    
  
  
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    .  Instead, it is a strategy that provides broad overall guidance for competitive advantage in 
    
  
  
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     domain, in connection with which the schema of technology-facilitated CNP maximization has clear implications for cyberspace.  Cyber espionage is the logical extension of approaches in other arenas that have been a priority for the Party-State for many years.
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                    Remember also that there have been Chinese cyber attacks upon Western media outlets that published stories about corruption by the families of Chinese leaders such as Xi Jinping and Wen Jiabao, and the so-called “Great Cannon” tool has been used to hijack computers outside of China and use them to mount distributed denial-of-service (DDOS) attacks against websites that Chinese citizens like to use to circumvent Internet censorship.  These steps suggest that Beijing’s cyber strategy also incorporates elements of signaling based on concepts of active defense and cyber deterrence.  The PRC is not only seeking to use cyber tools to augment its national power in service of a longstanding geopolitical grand strategy, in other words, it is also defending Communist Party rule at home through combative engagement with the non-Chinese Internet.
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                    I’m not prepared to take a position on the merits, demerits, and likely future success of the PRC’s overall competitive strategy in and through cyberspace.  Nor will I offer a view on whether the “comprehensive national power” idea – with its sometimes bizarre conceits of quantifiability – makes all that much sense in the first place.  As with so much about the Chinese Party-State, a good deal of superficial success coexists with signs of deep structural problems that it is not clear even the cleverest autocrat could overcome, and it is not at all clear that the Party’s strategy is really the game-winner it is intended to be.
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                    But it does seem very clear to me that, good or bad, China’s approach really 
    
  
  
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     a coherent strategy.  And this naturally suggests the question: “What is 
    
  
  
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     strategy in response?”  I look forward to hearing from all of you here at Los Alamos about whatever thoughtful advice is gradually bubbling upwards in our system, but it does not appear to me that we have good answers yet at the level of our overall national policy.
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                    One place at least to 
    
  
  
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      look
    
  
  
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     for a real U.S. cyber strategy is surely the “
    
  
  
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      International Strategy for Cyberspace
    
  
  
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    ” published by the Obama Administration in May 2011.  Unfortunately, however, it doesn’t offer so much.  To be sure, it proclaims the desirability of desirable things – among them, an Internet that is “open, interoperable, secure, and reliable,” and protects “free flow of information, the security and privacy of data, and the integrity of the networks themselves.”  The document promises a “strategic approach … that empowers the innovation that drives our economy and improves lives here and abroad.” The analytical link between our interests and affairs in cyberspace, however, is apparently no more complicated than that “[t]he more freely information flows, the stronger our societies become.”
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                    Ultimately, therefore, this so-called “international strategy” doesn’t boil down to much more than a sort of techno-utopian vision of a cyber future in which everyone in the world has the benefit of cheap, reliable connectivity without being plagued by malevolent cyber actors.  Beyond airy generalities, however, this “strategy” is notably short on how we get to such an Elysium.
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                    It proclaims that “the United States will combine diplomacy, defense, and development to enhance prosperity, security, and openness so all can benefit from networked technology” and “will work to realize this vision of a peaceful and reliable cyberspace” in a “spirit of cooperation and collective responsibility” by building “strengthened partnerships” and “expanded initiatives.”  We will, it is said, “defend networks … encourage good actors[,] and dissuade and deter those who threaten peace and stability through actions in cyberspace” while “protect[ing] civil liberties and privacy in accordance with our laws and principles.”
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                    The strategy claims to offer “a roadmap allowing the United States Government’s departments and agencies to better define and coordinate their role in our international cyberspace policy, to execute a specific way forward, and to plan for future implementation.”  But it’s really more a stump speech than a navigable “roadmap.”
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                    Nor does it help much to turn for further clarity to the White House’s “
    
  
  
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      Comprehensive National Cybersecurity Initiative
    
  
  
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    ” (CNCI). That document is more useful than the Administration’s frustratingly empty “international strategy,” but at its core it is still more a 
    
  
  
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      plea
    
  
  
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     for a real cyber strategy than a policy document flowing 
    
  
  
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      from
    
  
  
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     any such concept.  And indeed the CNCI admits this.  It calls for the United States to “[d]efine and develop enduring deterrence strategies and programs.”  Clearly implying that we haven’t done so yet, it calls for us to
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    “think through the long-range strategic options available to the United States in a world that depends on assuring the use of cyberspace [in order to build] … an approach to cyber defense strategy that deters interference and attack in cyberspace.”
  

  
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                    I agree we do need to do this, but it seems clear that until we actually 
    
  
  
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     done such things, we cannot be said to have a cyber strategy.  Ultimately, therefore, though it does make important points, the CNCI really just highlights our current 
    
  
  
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     of a competitive strategy for cyberspace.
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                    Last 
    
  
  
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      April, the Department of Defense (DOD) took its own swing at articulating a cyber strategy
    
  
  
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    .  DOD focuses upon the need “to deter attacks and defend the United States against any adversary,” saying that U.S. cyber capabilities will be integrated with our “diplomatic, informational, military, economic, financial, and law enforcement tools.”  It declares that “[t]his new strategy sets prioritized strategic goals and objectives for DoD’s cyber activities and missions to achieve over the next five years, … prescrib[ing] objectives and metrics for meeting each goal.”
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                    The Department sets a number of strategic goals for its cyberspace missions, but while these are very sensible objectives, they still speak more to 
    
  
  
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     DOD hopes to do than 
    
  
  
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     it will accomplish these things – or and 
    
  
  
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     some particular path toward this end is the best approach.  At some level, therefore, even this comparatively thoughtful document is still more of a 
    
  
  
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     for a cyber strategy than such a strategy itself.
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                    One challenge is suggested by DOD’s discussion of the 
    
  
  
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     of cyber deterrence.  Though it at one point specifically calls out both Russia and China as key cyber threats, it emphasizes the diversity of the cyber domain and the “variety and number of state and non-state cyber actors” whom we will need to deter by shaping their perceptions of the costs and risks of continued activity against us.
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                    This is all true, but perhaps you can see the problem.  At least in this document, the Department seems to be setting itself the goal of being all things deterring and dissuasive to all targets, and at the same time.  I certainly accept the importance of being as prepared as we can be for a range of targets and contingencies.
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                    At some level, however, strategy is also about mission prioritization.  We clearly face all sorts of cyber threats, from run-of-the-mill cyber criminals to multinational agenda-driven hacktivist collectives, and from the proverbial teen hacker in his parents’ basement to sophisticated near-peer nation-state strategic competitors who use cyberspace as just another domain in which to seek geopolitical advantage.  We cannot ignore any of these threats, but we surely shouldn’t prioritize them all equally either.
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                    As the DOD document notes, deterrence is in large part about perception, and this necessarily means that deterrent strategies must be tailored to their targets.  If we try to be all things to all targets, my guess is that we won’t do the most important jobs well enough.  And if the DOD “cyber strategy” is correct in calling out Russia and China as special threats, we need to be devoting commensurately special attention to how to shape 
    
  
  
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     perceptions to our advantage.
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                    The document, however, suggests nothing about how to do this with 
    
  
  
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    particular target, not even the two adversaries identified as being of special concern.  This, I would submit, is a problem.  Simply seeking deterrence in the abstract – without some consideration of 
    
  
  
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     we aim to deter and 
    
  
  
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     we wish to keep them from doing – isn’t really a strategy at all.
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                    Nor is there much discussion of the role of cyber power 
    
  
  
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     simply the role of deterring aggression by being able to serve as a warfighting tool if necessary.  We still seem to lack a basic 
    
  
  
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     in the cyber arena, or concepts of how to operate in cyberspace more broadly, as the United States seeks to preserve and promote its interests.
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                    If you ask them, Defense Department officials can talk your ear off about how to employ 
    
  
  
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     military assets around the world in “Phase Zero” activities designed to promote U.S. interests, reinforce diplomatic initiatives, and “shape the potential battlespace” in various advantageous ways.  But our cyber thinking is as yet nowhere year this level of maturity.  In short, though our adversaries have competitive cyber strategies based upon clear concepts of power and its uses in the cyber domain, we ourselves still have some way to go before we have a real cyber strategy.
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                    One problem is we have yet to build a rich enough cyber strategy 
    
  
  
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    .  During early years of the Cold War – the last time we struggled to come to grips with issues of competitive advantage, deterrence, strategic signaling, escalation management, and conflict termination in a new domain created by the arrival of a disruptive new technology with dramatic civilian and military implications – it took us a while to develop a body of concepts and theories adequate to this new realm.
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                    Over time, however, we did indeed develop a flourishing ecosystem of public and private strategizing – an arena of diverse thinking and analysis by government experts, think tanks, academics, and public intellectuals that gave rise to a range of competing theories and concepts upon which our strategic planners could draw in formulating national policy.  We don’t yet have this kind of conceptual ecosystem in the cyber arena.
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                    As a 
    
  
  
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     noted, moreover, we need to make sure our cyber-strategizing is tailored specifically to the targets whose behavior we aim to shape and whose attacks we aim to deter – with the goal of “get[ting] into the mind of the adversary and influenc[ing] its decision making at critical times and at all levels.  This would include making adversaries question their plans, direction, capabilities, actions, likelihood of success, control, and whether generally they trust their information and knowledge base” at all.
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                    These are important points, but through this prism, we will not have a cyber strategy until we are able to build our cyber agenda not just around some grandiose vision of a desirable cyber future, but around a clear understanding of how and why our adversaries are working in and through cyberspace to shape the world to their 
    
  
  
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     specifications, and of how we can ourselves operate in this new domain to deny them their objectives and advance our own.
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                    That’s why I’m so pleased to be here at Los Alamos for these discussions.  I don’t pretend to have the answers to these questions, but I imagine that we 
    
  
  
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     have good ones without more debate and discussion than our public policy community has yet had.  The national laboratories are surely at the cutting edge of whatever real strategy-building we’re doing, so I am looking forward to learning at lot from you today.
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    –      Christopher Ford
  

  
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      <pubDate>Fri, 16 Oct 2015 02:15:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1959</guid>
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      <title>Learning about China from its Narrative of America</title>
      <link>http://www.newparadigmsforum.com/p1949</link>
      <description>Note:
Below appears the text of remarks Dr. Ford delivered on September 9, 2015, at the Cosmos Club in Washington, D.C., at an event for his latest book,  China Looks at the West: Identity, Global Ambitions, and the Future of Sino-American Relations.
Good afternoon. It’s a pleasure to be here, particularly since although I have been to [...]</description>
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      Below appears the text of remarks Dr. Ford delivered on September 9, 2015, at the 
      
    
      
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       in Washington, D.C., at an event for his latest book,  
      
    
      
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          China Looks at the West: Identity, Global Ambitions, and the Future of Sino-American Relations
        
      
        
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                    Good afternoon. It’s a pleasure to be here, particularly since although I have been to many events here and have even helped organize a few, this is the first time I have myself been up here as a speaker.  I am looking forward to our discussions.  Before we get any further, however, let me emphasize that whatever I say here today will be entirely my own views, and will not necessarily reflect those of anyone else in the U.S. Government.
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                    That said, let’s talk about China.  Some of you may have seen footage of the huge 
    
  
  
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     on September 3.  A remarkable spectacle, it featured not just Soviet-style displays of modern military hardware but perfect choreography by endless ranks of shouting and goose-stepping soldiers.  It seems clear that a key objective of all this militarist pageantry was to overawe domestic and foreign audiences with the degree to which – channeling the similarly insecure but revisionist pride of Wilhelmine Germany right down to the microphone-amplified goose steps – China now aggressively demands for itself a “place in the sun” as a central player on the world stage.
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                    For many years, the principal tenet of Communist Chinese strategy was Deng Xiaoping’s admonition to “bide our time and hide our capabilities.”  This was not actually a peaceful slogan, of course, for it revolved around quietly building up China’s strength in preparation for some anticipated period of greater confrontation ahead.  While this strategy lasted, however, its tactically non-provocative approach did conduce to peaceful relations with the outside world, and with the United States.  But the regime’s militarist chest-thumping in the big parade – on top of its recent self-assertion in border regions – is yet another illustration how far modern China has traveled from Dengist strategic caution.  Modern Beijing seems increasingly confrontational, even revanchist, and it is natural to wonder why.
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                    I try to tell much of this story this in my book, 
    
  
  
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    .  The PRC’s foray into regional bullying seems to have caught much of our traditional China policy community somewhat by surprise.  China experts today seem to be casting around for explanations for why the rising China we actively encouraged for so long has turned out to be not a prosperous and liberal friend, but rather an increasingly well-funded antagonist and competitor.  But this should not have been so surprising, for the PRC’s strategic ambition has never been much of a secret.  Its tactics have varied with the circumstances, but its strategy has long been driven by a perceived imperative of national “return” – return, that is, to the top of an imagined international totem pole of geopolitical power and status.
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                    Part of what I do in 
    
  
  
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     is look at the interplay of “aspirational” and “oppositional” elements in the PRC’s official propaganda narrative of the United States.  But it is crucial to remember the considerable – perhaps even predominant – degree to which China’s America narratives have 
    
  
  
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     been fundamentally about America.  Instead, they have been about 
    
  
  
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      China
    
  
  
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    .
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                    Chinese feelings towards the United States reflect Chinese assessments of China’s 
    
  
  
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      own
    
  
  
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     situation – and its imagined fate – vis-à-vis America and the whole non-Chinese world.  From the very first years of China’s encounter with the West, America has provided both a model and an anti-model for Chinese actors struggling with their own domestic issues as well as with matters of international affairs.  Perceptions of the United States have been deeply entangled with, and are not separable from, questions of Chinese politics, and what Chinese actors hope (or fear) for their own country.
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                    In period after Deng came to power in 1978, it was the Chinese Party-State’s ambition to acquire the power and vigor of Western modernity by learning from the United States its secrets of success in economic matters and in science and technology, while avoiding analogous emulation in the political realm.  At the time, aspiration and opposition dovetailed in support of good relations, for Chinese officials believed they needed a placid relationship in order to acquire from America, and the rest of the outside world, the knowledge needed for China’s return.
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                    That ultimate objective, of course, was by no means necessarily consistent with the long-term 
    
  
  
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     of good relations, since the notion of “return” was conceived in zero-sum status-hierarchical terms that inherently implied an eventual diminution or supplanting of America’s own geopolitical centrality.  But for a while, at least, this ultimately confrontational ambition actually counseled 
    
  
  
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     in relations with the Americans.  China was weak and still had much to learn about modern power, while we Americans remained far too strong for it to be safe for Beijing to start making the demands it wished eventually to make.  And so we got along well, for a while.
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                    But clouds soon appeared on the horizon.  After the massacre on Tiananmen Square, the CCP began to invest heavily in more darkly anti-American conspiracy theories and threat narratives, and jumped headlong into the encouragement of nationalist fervor, in order to boost its perceived legitimacy at home.  It tried to avoid allowing these more negative narratives to overwhelm Dengist caution, but strategically cautious time-biding – which encourages dreams of glory but keeps asking that they be deferred – requires a lot of patience.  Such patience eventually turned out to be in short supply, especially as China’s power grew.  Many Chinese came to feel 
    
  
  
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    , less and less inclined simply to keep waiting for the payoff of self-congratulatory national “return” at some indefinite point in the future.
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                    The inflection point, I would argue, came a few years ago with several successive or coincident events: the U.S. financial crisis; a new U.S. administration committed to scaling back U.S. military engagement in the world; and a period of American economic malaise and political dysfunction in Washington.  With all this, the balance in China between “time-biders” and confrontationalists tipped sharply in favor of confrontation as the Chinese leadership decided that 
    
  
  
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     were now strong enough and 
    
  
  
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     were weak enough – and no longer particularly worth learning from cooperatively – that it was finally safe to begin more openly acting on the oppositional sentiments that had been there all along.
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                    Though this prism, China’s turn to militaristic, nationalistic assertiveness is not surprising, being instead just what one should 
    
  
  
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     from an ambitious and ultimately revisionist power in response to perceived shifts in what the Soviets used to call the global “correlation of forces” and Chinese theorists refer to as “comprehensive national power.”
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                    What lessons can one draw from this for Sino-American relations and U.S. China policy?  I point out in 
    
  
  
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        China Looks at the West
      
    
    
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     that Chinese perceptions of the United States are today both grim and increasingly oppositional, and argue that they are largely the result of 
    
  
  
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     Chinese factors.   Specifically, they grow out of three main dynamics: (1) the fascination of Chinese political culture with a zero-sum, status-hierarchical conception of national “return” that sees China as destined to reclaim the first-rank global status it once had in Imperial times;* (2) the Party-State’s fixation upon such national rejuvenation as a key performance metric by which regime legitimacy should be judged; and (3) an insecure Party’s cultivation of malevolent foreign bogeymen as a way to bolster its claims to power.
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                    Significantly, these are principally 
    
  
  
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    drivers, and are likely to be resistant to any “cooperative” American diplomatic or politico-military overtures, at least short of Washington’s outright concession to the PRC of the global status and centrality that Beijing’s dream of “return” has long encouraged it to desire.  The “warmly outstretched hand” model of American congeniality in Sino-American relations, therefore, probably won’t work, and might even be counterproductive, being liable to be interpreted as a sign of further weakness and decline that would encourage (rather than discourage) Chinese self-assertion.  Such U.S. leverage that remains, I would argue, probably lies in the 
    
  
  
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     direction: in shaping intra-elite debates in Beijing over the wisdom of throwing off Dengist strategic caution through the development of American competitive strategies that increase the perceived 
    
  
  
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     to the Party-State of provocative self-assertion.
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    -- Christopher Ford
  

  
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    *  
    
  
    
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      [The reader interested in Chinese conceptions of global order should also consult my earlier book, 
    
  
    
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      The Mind of Empire: China’s History and Modern Foreign Relations
    
  
    
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      , which has just been republished as a paperback. 
    
  
    
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      China Looks at the West
    
  
    
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      is in many ways a follow-on volume to the first.]
    
  
    
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&lt;/div&gt;</content:encoded>
      <pubDate>Sun, 27 Sep 2015 18:14:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1949</guid>
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    <item>
      <title>“China Looks at the West” and U.S. China Strategy</title>
      <link>http://www.newparadigmsforum.com/p1939</link>
      <description>Note:
Below appears the text on which Dr. Ford based his remarks at a Hudson Institute event on September 10, 2015, at which was discussed his new book: China Looks at the West: Identity, Global Ambitions, and the Future of Sino-American Relations (University Press of Kentucky, 2015).  Congressman Randy Forbes (R-VA, 4th District) founder and co-chair of the [...]</description>
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      Below appears the text on which Dr. Ford based his remarks at a 
      
    
      
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        event on September 10, 2015
      
    
      
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      , at which was discussed his new book: 
      
    
      
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          China Looks at the West: Identity, Global Ambitions, and the Future of Sino-American Relations
        
      
        
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      (University Press of Kentucky, 2015).  Congressman 
      
    
      
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        Randy Forbes
      
    
      
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       (R-VA, 4th District) founder and co-chair of the Congressional China Caucus and chairman of the 
      
    
      
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        U.S. House of Representatives
      
    
      
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        Armed Services Committee
      
    
      
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      ’s subcommittee on 
      
    
      
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        Seapower and Projection Forces
      
    
      
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      , gave the keynote address at this book event.  
      
    
      
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        Elbridge Colby
      
    
      
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       of the 
      
    
      
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       and Professor 
      
    
      
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        Maochun Yu
      
    
      
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       of the 
      
    
      
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       joined Dr. Ford as panelists at the event, which was moderated by 
      
    
      
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        Dr. Michael Pillsbury
      
    
      
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       of Hudson Institute.  An online video of the entire event can be found at http://www.hudson.org/events/1277-china-looks-at-the-west-a-book-discussion-with-christopher-ford92015. 
    
  
    
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                    Good afternoon.  I would like to thank you all for coming, but many other thanks are in order also: to Hudson Institute for its gracious willingness to host this discussion; to Mike Pillsbury for moderating; to my fellow panelists for participating; and to Congressman Forbes of the U.S. Congressional China Caucus for offering us his insights.  I also owe deep thanks to Mr. Andrew Marshall, a Washington legend recently retired from the Pentagon’s Office of Net Assessment, for his support and encouragement over the years and for his office’s willingness to fund the research that resulted in this book.  (Additionally, I should make a caveat: whatever I say here represents my own personal opinion, and bears no necessary relationship to the views of anyone else in the U.S. Government.)
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      China Looks at the West 
    
  
  
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    is a long book, as it discusses Chinese understandings of and approaches to the outside world – and particularly the United States – from the mid-19th Century to the present day, using Chinese narratives of the foreign “Other” as a way to gain insights into Chinese politics, assumptions, and aspirations.  In telling this story, I draw out a number of major themes, including:
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    (1) The consistent importance in China over many generations of what I call the “Great 
    
  
    
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     of Return” (or GTR) – that is, Chinese dreams of national reinvigoration and “return” to geopolitical status and centrality,  an aspiration conceived in essentially zero-sum terms as China covets the United States’ own position atop the totem pole of global status;
  

  
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    (2) The ways in which, in the shadow of the GTR, “aspirational” and “oppositional” themes have played off each other, and often reinforced each other, in the Chinese regime’s approach to understanding and dealing with the United States.
  

  
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    (3) The usefulness of Sino-Japanese relations as a case study of Beijing’s willingness to pivot from cooperation to confrontation when Chinese leaders conclude that (a) their domestic legitimacy requires a more villainous foreign bogeyman, (b) they no longer feel the need to learn the secrets of modern power from the target of such vitriol because that country seems to have lost its economic vitality, and (c) such hostility does not seem likely to elicit painful responses;
  

  
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    (4) The ways in which the Chinese Communist Party (CCP) regime is cultivating a self-Orientalized domestic legitimacy discourse, in which conceits of disinterested and “meritocratic” Party benevolence and themes purportedly drawn from ancient Chinese philosophy serve as the centerpieces of a deeply anti-democratic theory trying to justify the Party’s autocracy;
  

  
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    (5) The ways in which Chinese foreign policy has been characterized by tension between Deng Xiaoping’s strategically cautious policy of non-provocatively “biding time” while building up Chinese strength, and those impatient for Beijing to assert itself against the United States sooner rather than later – and how the longtime equilibrium between these camps has tilted in recent years towards the confrontationalists; and
  

  
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    (6) The ways in which, for a variety of reasons, China’s narrative of America has over time become progressively darker and more threatening, and more intractably wedded to anti-American postures.
  

  
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                    I suppose any of these issues might have been a good subject for discussion today, but since we are here today at a think tank founded by the seminal strategic thinker Herman Kahn, I’d like to focus here on drawing out a few policy lessons for the United States, based upon the final chapter of 
    
  
  
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                    I.          
    
  
  
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      Some Things Cannot Be “Fixed”
    
  
  
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    One key lesson stems from the degree to which Chinese narratives of and approaches to the United States seem to have developed and be driven by 
    
  
  
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    .  Chinese thinkers for more than a century have expressed and struggled over their own hopes and fears for China in significant part through their interpretations of the United States, with Chinese political dynamics manifesting themselves on the terrain of – and through contestation for control over – the Chinese narrative of America.  The CCP regime has itself always devoted great energy and attention to controlling and shaping this narrative, and how the United States is interpreted to Chinese has varied according to the demands of the Party’s legitimacy strategy.
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                    U.S. policymakers need to remember this, for it suggests that Beijing’s approaches to Sino-American relations are only 
    
  
  
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     influenced, or even capable of being influenced, by what the United States actually does.  It is still something of a mantra in some parts of the U.S. China policy community that we must not think that, or act as if, China is a competitor or adversary, for this will “confirm” the worst suspicions of “hard-liners” in Beijing and thus become a “self-fulfilling prophecy.”
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                    This is an analytical mistake, however.  The PRC has taken different approaches over the years for tactical reasons, based upon its assessment of various factors – including of what it stood to gain from smooth Sino-American relations in support of its dream of “return,” what the trends of “comprehensive national power” were felt to be, and what the domestic legitimacy discourse of the the CCP regime was felt to require.  Beijing has perceived the United States as an adversary and competitor all along, however, and the darkness and confrontationalism inherent in the regime’s America narratives cannot be dispelled, or Chinese strategic approaches redirected, simply by U.S. congeniality.
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                    II.         
    
  
  
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      Penalizing Provocative Self-Assertion
    
  
  
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    So how 
    
  
  
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      do
    
  
  
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      &lt;/em&gt;&#xD;
      
                    
  
  
     we influence China?  Well, a second important lesson inherent in my analysis is that U.S. policymakers retain at least some tools that may still be capable of influencing Chinese leaders’ 
    
  
  
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      choices
    
  
  
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      &lt;/em&gt;&#xD;
      
                    
  
  
     about how to pursue their agenda and how to act upon the grim and adversarial images of us they cultivate with such assiduousness.  Chinese perceptions of U.S. economic decline and political paralysis may have reduced or removed 
    
  
  
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      positive
    
  
  
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     aspects of emulative aspiration as ingredients in Chinese foreign policymaking, but while this has clearly left Beijing’s America policy less constrained by tactical caution than before, it has also, if anything, heightened the 
    
  
  
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      relative
    
  
  
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     importance of risk-manipulation and cost imposition.
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                    To the extent that debates continue within China’s political elite over to what degree to abandon Deng Xiaoping’s cautious “time-biding” in favor of self-assertion against the United States and other countries, it remains within America’s power to affect how 
    
  
  
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      costly
    
  
  
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     Chinese decision-makers are likely to perceive self-assertiveness to be.  My book’s analysis suggests that perceptions of potential political, military, and economic 
    
  
  
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      costliness
    
  
  
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     are perhaps the most important single factor constraining Sinocentric provocations in East Asia, as well as more broadly on the global stage.
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                    In this regard, American competitive strategies should focus on making adversarial Chinese behavior much more painful, not least by increasing our capacity to impose costs of the sort that Beijing seems most to fear.  This suggests a relatively greater role for such things as: more robust efforts to undermine the Party-State’s information controls at home and efforts to skew the rest of the world’s China narratives abroad; more resolute promotion of civil rights, human rights, religious liberty, and democratic political values in China; economic or resource-access pressures; the cultivation of international institutions and capacity-building among, by, and for states faithful to democratic values 
    
  
  
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      as such
    
  
  
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    , especially those in East Asia; and of course better-resourced Defense Department policies and postures vis-à-vis Beijing’s emerging military capabilities.  It also suggests a greater role for multilateral politico-military diplomacy in the creation and maintenance of stronger cooperative and security relationships with countries, both around China’s periphery and farther afield, whose policies, jointly or severally, can raise the perceived costs and risks of Beijing’s assertiveness.
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                    III.       
    
  
  
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      The CCP as the Final Obstacle to “Return”?
    
  
  
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                    Another issue of potential importance – and in which there may be some room for U.S. policy choices to influence the course of events – has to do with Chinese perceptions of the degree to which 
    
  
  
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      American
    
  
  
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     policy toward China is driven by idealist or realist motives.  Depending upon how analysts in Beijing assess the situation, this question has potentially important implications.
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                    If American foreign policy were felt in China to be fundamentally 
    
  
  
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      realist
    
  
  
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     in nature in the sense in which international relations scholars use this term, then Chinese leaders can be expected to conclude that Washington is irrevocably hostile to China’s “rise” and that it will be committed to precluding China’s “return” no matter what.  Such a conclusion would, however, fit well with the CCP regime’s own domestic legitimacy narrative of irreconcilable foreign threat.  But if, on the other hand, America were perceived to be driven to a significant degree by 
    
  
  
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      idealist
    
  
  
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     motives, the situation might be quite different.
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                    If it were perceived that America’s opposition to China’s “rise” or “return” is not intrinsic, but instead stems largely from Washington’s principled opposition to China’s oppressive 
    
  
  
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      form of government
    
  
  
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    , this could create real tensions within the Chinese political system.  It would imply that the United States might be willing to 
    
  
  
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      accept
    
  
  
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     a “risen” China 
    
  
  
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      if
    
  
  
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      that China were a democracy
    
  
  
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     faithful to the basic human values that modern liberal democracies prize.  Framed this way, democratic change at home becomes a national strategic interest 
    
  
  
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      for China
    
  
  
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    .  If China’s 
    
  
  
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      regime type
    
  
  
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     is the final obstacle to China’s “national rejuvenation” and return to international status and respect, all patriotic Chinese eager to vindicate the “Chinese dream” of “return” would instantly acquire a powerful stake in sending their Party rulers packing.  Especially because I suspect that most Americans 
    
  
  
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      are
    
  
  
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     more idealist than realist in these regards, this insight may suggest some interesting public diplomacy and perception management opportunities.
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                    IV.        
    
  
  
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      Competitive Strategy Against a “Virtuocracy”
    
  
  
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                    If U.S. policymakers understand that they are dealing with a Chinese government with profound virtuocratic pretensions – one which grounds much of its asserted legitimacy in claims of meritocratic benevolence and politico-moral righteousness, however implausible – this may in itself open up certain policy possibilities.  It is a characteristic weakness of an ostensibly virtuocratic autocracy that it has difficulty shrugging off what in other systems might be handled merely as regrettable errors, or things that in a democracy could be corrected at the ballot box.  A 
    
  
  
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      soi disant
    
  
  
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     Confucian meritoligarchy is inherently vulnerable to legitimacy critiques that impugn the virtue or competence of its ruling elite, for this elite’s claim to power is based upon the assertion that it is a better choice than anyone else to control the system, without check or accountability, forever.
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                    A competitive strategy against such a regime by the United States and its friends and allies, for instance, could thus do worse than to obtain and publicize information about corruption, abuses of power, errors, and meretricious personal or professional behavior of the ruling elite.  It could – in this and other ways – set about quite systematically to poke holes in the CCP’s domestic legitimacy discourse by drawing more attention to the myriad ways in which regime practice betrays its pretensions to omnicompetent benevolence and disinterested “meritocracy.”
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                    More broadly, in fact, we could use the CCP’s dark and hitherto semi-imaginary threat-narratives of American-led “subversion” and global anti-China “bias” as something of a Rorschach Test – that is, as a means for identifying what it is that the Party-State elite fears most, so as to be better able pressure the CCP regime more effectively along these very axes.  Indeed, we need a more 
    
  
  
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      Sinologically-informed
    
  
  
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     strategy across the board.  We must not fall into the trap of tailoring our approaches to what would influence 
    
  
  
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      us
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     in the desired ways if 
    
  
  
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      we
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     were in Beijing’s shoes.  We are not in their shoes: 
    
  
  
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      they
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     are.  Instead of mirror-imaging, we need China scholarship devoted to supporting strategic planners’ efforts to affect Beijing’s calculations, shape its assumptions about the present and future world, play upon its hopes and fears, and so forth.  We need more “strategic Sinology.”
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                    V.         
    
  
  
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      Designing Against “Alternative Chinas”
    
  
  
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                    Finally, as I suggested earlier, we need to do more to plan our approaches with an eye to their utility against a 
    
  
  
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      landscape
    
  
  
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     of “alternative Chinas” that might perhaps come to be.  The final section of 
    
  
  
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      China Looks at the West
    
  
  
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     offers some speculation about such Chinese futures and their relationship to our strategy, so I won’t say more here except to point out that politico-military instruments seem likely to perform relatively well against the entire “landscape” of alternative futures I discuss – particularly to the degree that we wish to influence ongoing debates in Beijing between proponents of strategic caution and those who favor confrontational assertiveness.
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                    That’s plenty for now.  I look forward to our discussions.  Thank you!
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 12 Sep 2015 15:23:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1939</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>The 2015 NPT Review Conference and the Nonproliferation Regime</title>
      <link>http://www.newparadigmsforum.com/p1922</link>
      <description>Note:
This is an edited version of the text upon which Dr. Ford based the remarks he gave at a workshop on the 2015 Review Conference of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) held at the Woodrow Wilson International Center for Scholars (WWICS) on June 3, 2015.  This meeting was sponsored by the Los Alamos [...]</description>
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      Note:
    
  
  
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      This is an edited version of the text upon which Dr. Ford based the remarks he gave at a workshop on the 2015 Review Conference of the 
      
    
      
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      &lt;a href="http://www.un.org/en/conf/npt/2005/npttreaty.html "&gt;&#xD;
        
                        
        
      
        Treaty on the Non-Proliferation of Nuclear Weapons
      
    
      
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       (NPT) held at the 
      
    
      
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        Woodrow Wilson International Center for Scholars
      
    
      
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       (WWICS) on June 3, 2015.  This meeting was sponsored by the 
      
    
      
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      &lt;a href="https://www.lanl.gov"&gt;&#xD;
        
                        
        
      
        Los Alamos National Laboratory
      
    
      
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       (LANL). 
    
  
    
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                    Good afternoon, everyone.  Let me begin by expressing my thanks to 
    
  
  
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    &lt;a href="http://www.wilsoncenter.org/staff/joseph-f-pilat"&gt;&#xD;
      
                      
    
    
      Joe Pilat
    
  
  
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     and the Los Alamos lab for their kind invitation to participate in this discussion, and to the Wilson Center for being such a gracious host.  It’s always a pleasure to be here.  I should also note that, as usual, what I say today represents my own personal views, and should not necessarily be taken to represent those of anyone else in U.S. Government.
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                    Those of you who have been around this business for a while may remember the odd combination of outrage and glee with which the NPT diplomatic community and the U.S. political Left greeted the failure of the 2005 RevCon to reach a consensus final document at a time when the United States was being represented there by the George W. Bush Administration.  Well, those of us who bore so much criticism for our supposed “failure” then can probably be forgiven some 
    
  
  
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      Schadenfreude
    
  
  
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     at the Obama Administration’s RevCon failure now.
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                    I.         
    
  
  
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       Failure is an Option
    
  
  
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                    But since 
    
  
  
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      Schadenfreude
    
  
  
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     isn’t terribly constructive, let me soften the blow by repeating what I’ve said many times over the years: a failure to reach consensus on a RevCon final document simply isn’t a particularly big deal, and failing to reach consensus is in any event better than having “succeeded” in agreeing on a 
    
  
  
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      bad
    
  
  
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     document.
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                    Nor is it obvious, I should point out, what “success” at a RevCon accomplishes in the first place.  It seems pretty clear at this point, after all, that even if you 
    
  
  
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      liked
    
  
  
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     what was said in the final document of the purportedly “successful” RevCon in 2010, it doesn’t appear to have had any actual effect in changing anything in the real world for the better.  Except insofar that agreeing to foolish things in a final document can create diplomatic headaches for years thereafter, neither RevCon “success” nor “failure,” it seems to me, correlates meaningfully with anything important in the real world.
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                    Frankly, the dirty little secret of the NPT Review process is how discouragingly irrelevant it now is, and how divorced its diplomatic theatrics have become from the real challenges facing the nonproliferation regime and the stability of the international system.  As someone who devoted some years of my life to the NPT process, it pains me to admit this, but it has become hard to deny.
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                    II.          
    
  
  
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      The Shadow of Iran
    
  
  
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                    The elephant in the room at the 2015 RevCon was the fact that the so-called P5+1 powers – the United States, Britain, Russia, China, France, and Germany – were on the cusp of agreeing to Iran’s insistence upon a capacity to enrich uranium.   In fact, they were (and at the time of writing apparently still are) about to reward Iran and legitimize its years of International and Atomic Energy Agency (IAEA) safeguards and NPT violations, as well as its contempt for multiple, legally-binding Chapter VII United Nations Security Council resolutions, by lifting sanctions against Tehran as part of a deal that would allow Iran to keep doing what it has insisted all along it has a right to do.  At the time of the RevCon, in other words, Iran was clearly on the edge of a signal victory in its slow-motion standoff with the nonproliferation regime.
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                    This showed in New York.  There was, for instance, a good deal of posturing from various delegations – and not just the Non-Aligned Movement (NAM), which was, rather shamefully, represented at the RevCon 
    
  
  
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      by Iran
    
  
  
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     – about all countries’ supposed “right to enrich uranium.”
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                    Inserting words into Article IV of the NPT that the Treaty’s drafters were thankfully never so foolish as to pen, the Iranian NAM spokesman took a stand in support of what he called the  “
    
  
  
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    &lt;a href="http://www.reachingcriticalwill.org/images/documents/Disarmament-fora/npt/revcon2015/statements/27April_NAM.pdf"&gt;&#xD;
      
                      
    
    
      inalienable right to develop ... a full national nuclear fuel-cycle
    
  
  
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    .”  As a consequence of this right, Iran argued, 
    
  
  
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      unilaterally-enforced export controls on dual-use technology are actually a violation of the NPT
    
  
  
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    .
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                    There are not positions it shocked me to see Iranians articulate, of course, nor even for the NAM to parrot.  It’s been clear for years that essentially nobody in the NAM loses any sleep over the spread of proliferation-facilitating technologies, or indeed about the future of the nonproliferation regime that this spread has steadily been imperiling.  Nor was I particularly surprised, at this point, to see Russia’s ambassador endorse the idea of what he called a “
    
  
  
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      right to … the enrichment of uranium.
    
  
  
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    ”
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                    What 
    
  
  
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      was
    
  
  
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     dispiriting, however, was to see such pronouncements win the day by default, because no one saw fit to challenge them, thus giving the false impression that these things are actually true.  Even the Americans ended up passively endorsing the “right to enrich” thesis, while, of course, their diplomacy with Iran was moving rapidly to accept Iranian demands – ostentatiously grounded in an assertion of this “right” – to keep enriching.
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                    How far the mighty have fallen.  It was only 
    
  
  
                    &#xD;
    &lt;a href="http://www.banking.senate.gov/public/index.cfm?FuseAction=Hearings.Hearing&amp;amp;Hearing_ID=3517e438-a846-4229-941c-4d2f05d3568b"&gt;&#xD;
      
                      
    
    
      back in January
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , after all, that a U.S. Senator asked Deputy Secretary of State Tony Blinken about this so-called “right to enrich,” inquiring whether it was the United States’ position “that Iran enjoys no such right under either Article IV of the Nuclear Nonproliferation Treaty or under any other provision or principle of law.”  Blinken responded that this was indeed the case: “
    
  
  
                    &#xD;
    &lt;a href="http://www.banking.senate.gov/public/index.cfm?FuseAction=Hearings.LiveStream&amp;amp;Hearing_id=3517e438-a846-4229-941c-4d2f05d3568b"&gt;&#xD;
      
                      
    
    
      We agree with you,” he said, “[i]t does not have a right to enrich
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”*
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet when it really mattered – after issuance of the enrichment-permissive 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/r/pa/prs/ps/2015/04/240170.htm"&gt;&#xD;
      
                      
    
    
      Lausanne Framework
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and in the face of a tide of proliferation-facilitating rhetoric at the RevCon – our diplomats clammed up, endorsing the so-called “right” by implication.  It was certainly not a proud stance, and if you think you can see the writing on the wall for the nonproliferation regime, you will not be alone.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Disarmament
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Adding to the RevCon mess, the Obama Administration continued to help all the wrong people validate the idea that the Nuclear 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Nonproliferation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Treaty is actually a nuclear 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      disarmament
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     treaty.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Speaking on behalf of the Non-Aligned Movement, Iran’s ambassador told the assembled delegations that disarmament was the “
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/images/documents/Disarmament-fora/npt/revcon2015/statements/27April_NAM.pdf"&gt;&#xD;
      
                      
    
    
      highest priority
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” among the three so-called “pillars” of the NPT.  Iran emphasized the merely secondary importance of nonproliferation, since the only value of nonproliferation was supposedly that it served “
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/images/documents/Disarmament-fora/npt/revcon2015/statements/4May_Iran_MCII.pdf "&gt;&#xD;
      
                      
    
    
      the larger objective of nuclear disarmament
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Disarmament, Iran was declared, is not only “an explicit legal obligation … under Article VI” but also “
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/images/documents/Disarmament-fora/npt/revcon2015/statements/4May_Iran_MCI.pdf"&gt;&#xD;
      
                      
    
    
      the fundamental objective of the Treaty
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nor were they outliers on the topic.  Austria led an effort to sign up dozens of states to a “national pledge” to work to “
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/images/documents/Disarmament-fora/npt/revcon2015/statements/29April_Austria.pdf"&gt;&#xD;
      
                      
    
    
      fill the legal gap for the prohibition and elimination of nuclear weapons
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Never mind the incoherence of arguing, as so many disarmers do, that there is simultaneously a “legal gap” in the NPT because it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      fails
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to require disarmament 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that Article VI of the Treaty
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       requires 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      disarmament
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .   This cognitive dissonance apparently bothered no one.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    No, the key thing now is that even as Iran has been 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      creating
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a real legal hole in the NPT by winning support for the nonproliferation-killing idea that everyone has a right to hover on the edge of weapon assembly, the NPT has come to be regarded as a disarmament instrument.  The general view now indeed seems to be, as China’s ambassador put it at the RevCon, that the Nuclear Nonproliferation Treaty is “
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/images/documents/Disarmament-fora/npt/revcon2015/statements/27April_China.pdf"&gt;&#xD;
      
                      
    
    
      built on the consensus of international disarmament
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nevertheless, to hear many delegations make such claims is hardly new.  But how did U.S. diplomats handle this, even as disarmament invective came to be directed at them?  Well, for one thing, President Obama sent a personal message to the RevCon in which he declared that the NPT “has embodied” the vision of a world without nuclear weapons.  Our diplomats doubled down on their commitment to disarmament, endorsing the theory but, in effect, simply pleading to be given more time.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To sweeten the appeal of this message with the imagery of progress, they announced a new “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/avc/rls/234680.htm"&gt;&#xD;
      
                      
    
    
      International Partnership on Nuclear Disarmament Verification.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”  And apparently in order to signal where everyone should see U.S. priorities really to be, 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/r/pa/ei/biog/121630.htm"&gt;&#xD;
      
                      
    
    
      Under Secretary of State Rose Gottemoeller
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;a href="http://thebulletin.org/rose-gottemoeller-npt-review-conference-russian-saber-rattling-and-more8317"&gt;&#xD;
      
                      
    
    
      told the press
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that the Administration wanted to move forward with additional nuclear arms negotiations with Russia in order to reduce operationally deployed strategic weapons by a further one-third.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Rose’s was a remarkable statement coming from the head of the part of the State Department that not long ago 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/230108.pdf"&gt;&#xD;
      
                      
    
    
      found Russia to be violating 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    the only treaty that ever eliminated an entire class of nuclear weapons, the 1987 Intermediate Range Nuclear Forces (INF) Treaty.  Although U.S. officials 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/images/documents/Disarmament-fora/npt/revcon2015/statements/27April_US.pdf"&gt;&#xD;
      
                      
    
    
      did mention Russia’s contempt for that landmark arms treaty
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     at the RevCon in New York, however, this doesn't seem to have dimmed their enthusiasm for negotiating another one with Moscow.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But it was more remarkable still to see Rose make clear in the press that she – as well as 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/avc/"&gt;&#xD;
      
                      
    
    
      the professional arms treaty verifiers and compliance specialists who work under her at the State Department 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – have been cut out of any involvement with the only nuclear treaty negotiations currently underway: those with Iran.  Iran, Rose declared, “
    
  
  
                    &#xD;
    &lt;a href="http://thebulletin.org/rose-gottemoeller-npt-review-conference-russian-saber-rattling-and-more8317"&gt;&#xD;
      
                      
    
    
      is not really in my job jar at the moment.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let me repeat this, because it really caught my attention.  As the Iran nuclear agreement is being finalized, the Under Secretary of State for Arms Control and International Security seems to have admitted in public that the State Department’s verification and compliance experts have been cut out of what is surely the most important verification and compliance issue of our generation.  This is clear enough as a statement of high-level Obama Administration priorities, I suppose, but it’s depressing.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Three RevCon Perversities
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the 2015 RevCon, therefore, one can see three perverse surrealities.  The first is that the meeting’s disarmament posturing comes at a time when both Russia and China seem to be doing everything in their power to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      re-validate
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the idea that small countries on the periphery of predatory empires actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      need
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     deterrent relationships, including 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nuclear
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ones, in order to protect their interests and potentially even ensure their survival.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Bullying neighbors and redrawing territorial boundaries by force – as Russia is doing with great brutality in Eastern Europe and China is also undertaking, albeit in a slower and less bloody form in East Asian waters – is today making deterrence-focused alliance relationships and the “nuclear umbrella” more, not less, relevant.  Significantly, moreover, it these continental predators’ 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      conventional 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    military power that drives these dynamics, not their nuclear forces, and these processes have essentially 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      zero
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     relationship to Washington’s supposed perfidy in not disarming more quickly, in building limited missile defenses, or whatever.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In short, one would be hard-pressed to envision a geopolitical environment better calculated to make RevCon-style disarmament theatrics seem surreal and irrelevant, and to confound the theological verities of the disarmament community.  Yet this apparently didn’t matter.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The second perverseness has to do with the Middle East – the topic that, in a repeat of 2005, apparently precipitated the RevCon’s final collapse into acrimony at the end.  In another display of cognitive dissonance, Israel’s presumed nuclear weapons and its status 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      outside
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the NPT became unbearable for many of the same countries who have been working so tirelessly to rob the Treaty’s nonproliferation provisions of their meaning and to facilitate Iran putting itself in a position to be able acquire such weapons from 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      inside
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the Treaty.  Unless it is your objective to help Iran arm itself while simultaneously disarming Israel – and the effectiveness of the nonproliferation regime is otherwise irrelevant to you – this conjunction makes no sense.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The biggest, and more sorrowful irony, however, is that all the RevCon’s silliness is occurring at the point when we all stand on the edge of quietly euthanizing the principle of nonproliferation itself.  In a world in which Iran’s hitherto clandestine and illegal development of fissile material production capabilities has been not simply accepted, but in fact dignified as a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      right
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that all countries are free to exercise, it is not entirely clear what it would actually mean to have a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nonproliferation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     regime at all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As Iran has pushed forward with its nuclear program, this has been a point that many people have made, but the ability of diplomats to talk around the nonproliferation regime’s deepening infirmity has become steadily more impressive.  The 2015 RevCon, however, is the first NPT meeting to occur while negotiations are in the process of legitimizing Iran’s nuclear program and essentially endorsing all that foolishness about a “right to enrich.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      To Cascade?  Or Not to Cascade?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There was a time when Western leaders understood that the problem was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     simply to keep Iran from bolting together the final components of a nuclear weapon.  It was also understood that allowing Iran to wiggle its way up to the edge of weaponization would represent a disaster for nonproliferation: it would undercut nonproliferation norms, empower an Iran already all too attracted to dreams of regional hegemony, and encourage the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      further
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     proliferation of such capabilities as other countries in the region moved to hedge their nuclear bets against the Iranians.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    We’re now supposed to forget all that, even as prominent Arab leaders 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2015/05/14/world/middleeast/saudi-arabia-promises-to-match-iran-in-nuclear-capability.html"&gt;&#xD;
      
                      
    
    
      tour Western capitals chastising us for setting in motion precisely these same dynamics
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Administration officials who surely know better have made half-hearted attempts at rationalizing where they’ve clearly been told the White House is going to go, now arguing that legitimizing Iranian nuclear capabilities wouldn’t 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     encourage proliferation elsewhere in the Middle East because no one else would want to face the sanctions pain Iran has suffered getting to this point.  But everybody knows this is a silly argument, teetering atop a red herring.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, I know no one who thinks it likely that any other would-be proliferator would actually choose to follow Iran’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      actual path
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to “virtual weaponization.”  In fact, if we could ensure that the proliferation of fissile material production capabilities actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     hereafter associated with the pain and risk that Iran faced until the relief President Obama gave it under the Joint Plan of Action (JPOA), perhaps the nonproliferation regime would still have a future.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      That
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     kind of consequences might dissuade at least some countries.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But that’s the red herring.  The the crux of the problem today is precisely that the emerging Iran deal seems set to ensure that future would-be proliferators 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      won’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     have to go through all that pain and risk.  It may be true that nobody hereafter is very likely secretly to buy equipment from illicit proliferation networks, construct an enrichment infrastructure in secret and in violation of IAEA safeguards and the NPT, face down multiple Chapter VII Security Council resolutions, and suffer international sanctions.  But that’s only because they won’t 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      have
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to.  The 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      next
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     proliferator will have it fairly easy.  Thanks to the Iran deal, it will just have to invoke its “right,” build up its fissile material  stockpile, and allow a few overworked IAEA inspectors to drop by once in a while.  Welcome to virtual weaponization; the next step is at your option.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    VI.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      A Plea for Honest Engagement
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Now, don’t get me wrong.  I am certainly not arguing that an NPT RevCon could have solved the various problems that beset the nonproliferation regime.  NPT meetings have never been more than discussion fora, at best suitable for real debate but more commonly used simply for sterile posturing, with delegations spinning their wheels endlessly in the same rhetorical ruts while the nonproliferation regime crumbles around them.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In part precisely because of this intellectual sterility, however, I believe we missed an important opportunity in New York: we passed up a chance to be honest and to engage on the real issues openly and clearly.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    How much difference would such belated seriousness have made?  I don’t know.  But it would not have been valueless, and even if it didn’t do much by way of catalyzing change, pointing out the degree to which the Emperor is wearing no clothes would at least have represented a step away from the empty posturing that has made NPT discussions more a distracting part of our world’s problems than of their solution.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With apologies Plutarch, I am too much a friend of the NPT itself to be a flatterer of the sad mess that the NPT review process has become.  We can, and should, do better in forcing delegations there at least to confront clear, thoughtful, and honest accounts of the problems we all face together as the nonproliferation regime teeters on the edge of collapse.  But the United States missed another chance to do this last month in New York.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    One can only hope history remembers this RevCon only as an embarrassment, not as the overture to the nonproliferation regime’s final act.
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                    Thank you.  I look forward to our discussion.
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    -- Christopher Ford
  

  
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      Editor's note:
    
  
  
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      For Blinken's comments, see the section of the 
      
    
      
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        hearing video
      
    
      
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       that appears from 1:33:25 to 1:34:18.  He
    
  
    
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       did not offer an explanation of his legal reasoning, but this interpretation is consistent with the view 
      
    
      
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        expressed by the United States as far back as 2005 
      
    
      
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      that “by agreeing to the NPT, countries have agreed that their nuclear activities must be ‘in conformity with articles I and II’ (as well as with Article III)." 
    
  
    
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      As I have outlined elsewhere
    
  
    
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      , it is indeed a legally available position that by virtue of agreeing to Articles II and III – as well as the provisions of Article IV that are expressly predicated upon compliance with the Treaty’s nonproliferation provisions – NPT non-nuclear weapons states have made their lawful possession of dual-use nuclear capabilities contingent upon these capabilities being effectively safeguardable.   Such parties have a right to nuclear capabilities, in other words, if available safeguards authorities and methodologies can ensure that timely warning will be given of the diversion of these capabilities to any non-peaceful use.  If a timely warning cannot be assured, however, there is no right to the thing in question, for to permit such possession under those circumstances would be to open the door to the very proliferation it is the purpose of the NPT to prevent. 
    
  
    
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      This is not an 
    
  
    
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    a priori
    
  
    
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       but rather an empirical
      
    
      
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         standard, so the legal answer may vary over time, and from one set of circumstances to the next.  It is, however, a principled interpretation that is contradicted neither by the text nor the negotiating history of the NPT, and which – unlike the conventional fissile-material-production-privileging view of Article IV – actually protects nonproliferation equities in a complex and evolving world.
      
    
      
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      This alternative legal interpretation has never been articulated in detail or defended by any NPT delegation,
      
    
      
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         and it certainly would not be expected to win general support.  Nevertheless,
      
    
      
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       it could and should be the policy position of the United States and its friends and allies – even, or perhaps 
    
  
    
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      especially
    
  
    
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      , if the Obama Administration is correct that an enrichment-permissive Iranian deal is unavoidable.  In the event a deal really does materialize, it would be particularly important to hold this line if we wish to be able to tell any 
    
  
    
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      other
    
  
    
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       would-be proliferator in the future that the unfortunate expedient of our deal with Iran did 
    
  
    
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       represent our endorsement of the idea of a 
    
  
    
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    per se 
    
  
    
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      fissile material production right.  Hitherto, State Department lawyers have refused to clear any articulation of this understanding in the U.S. interagency.  Perhaps someone will prevail upon them to see reason as the United States stands on the verge of being taken as endorsing the Iranian view of Article IV.
    
  
    
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      <pubDate>Thu, 11 Jun 2015 01:49:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1922</guid>
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      <title>Meditations on Iran and the Imperiled Nonproliferation Regime</title>
      <link>http://www.newparadigmsforum.com/p1907</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks on Friday, April 17, 2015, to an event at the Capitol Hill Club organized by Peter Huessy as part of a breakfast series sponsored by the Air Force Association, the National Defense Industrial Association, and the Reserve Officers Association.  The other speaker at this [...]</description>
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      Below is the text upon which Dr. Ford based his remarks on Friday, April 17, 2015, to an event at the 
      
    
      
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       organized by 
      
    
      
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        Peter Huessy
      
    
      
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       as part of a 
      
    
      
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       sponsored by the 
      
    
      
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        Air Force Association
      
    
      
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      , the 
      
    
      
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      , and the 
      
    
      
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        Reserve Officers Association
      
    
      
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      .  The other speaker at this event was 
      
    
      
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        Bruce Klingner. 
      
    
      
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                    Good morning, and my warmest thanks to Peter Huessy for once again inviting me to talk at one of his excellent breakfast events here at the Capitol Hill Club.  It’s a pleasure to join you, and to share a podium with Bruce Klingner.
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                    With 
    
  
  
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      my second book on China
    
  
  
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     coming out in a couple of months, I had originally envisioned speaking to you today about the growing challenge that the People’s Republic of China and its global ambitions pose to our interests and to the “operating system,” underpinned by U.S. power, that has made the countries and peoples of the Asia-Pacific as free and prosperous as they are today.
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                    Since Iran seems to be on everyone’s minds these days with the recent 
    
  
  
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      announcement at Lausanne
    
  
  
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     of the basic framework for a proposed nuclear deal, however – and begging Peter’s forgiveness – I think I will stick more to the nonproliferation side of contemporary security debates in order to offer some thoughts about the ongoing Iranian nuclear crisis and its relationship to the future of the nonproliferation regime.  Naturally, everything I say here will be entirely my own views, and will not necessarily represent those of anybody else in the U.S. Government.  And since I would prefer still to have a job on 
    
  
  
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      Monday 
    
  
  
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    morning, I also hope you’ll forgive me for not publicly taking a position on any legislation currently before the Congress.
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                    With those caveats, I believe there still are some things to be said about Iran and nonproliferation – especially because I think there has been far too little discussion of the ongoing Iran crisis in the context of the nonproliferation regime.
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                    To begin with, the Iran crisis isn’t just about how to solve or manage a single, peculiar problem.  This isn’t a one-off: it’s 
    
  
  
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     just about Iran.  Since the invention of nuclear weapons, the international community has struggled with how to minimize the dangers they present, and for the last half-century or so a major part of its response to nuclear dangers has been the maintenance of a global, multilateral regime dedicated to slowing or stopping the spread of such weapons.  Yes, the Iran crisis is about whether or not (or how soon) Iran acquires nuclear weaponry, the implications of empowering its hegemonic regional ambitions and sponsorship of terrorism with economic reintegration to the world community, and the impact of Tehran’s nuclear capabilities upon its neighbors and regional security.  But it is 
    
  
  
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     about the future of the global nonproliferation regime itself, with implications far beyond the Middle East and well into the future.  There is no separating these aspects.
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                    Of course, remembering that we are, in effect, negotiating the future of the nonproliferation regime – and, indeed, whether it is to 
    
  
  
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     a real future – does not necessarily drive any particular conclusion with regard to what terms to settle for in the current talks.  But I am worried that both our negotiators and much of our foreign policy commentariat have tended to lose sight of the nonproliferation forest for the Iranian trees.
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                    There was a time, not so long ago, when the United States had a fairly principled position on such matters, and when the particularistic incentives of negotiating with Iran and the needs of the nonproliferation regime ran hand-in-hand: violations of nuclear safeguards and of the Nuclear Nonproliferation Treaty (NPT) were unacceptable and cheaters should be held accountable, countries must not be permitted to flout legally-binding Chapter VII resolutions of the United Nations Security Council, it was important to international peace and security not to allow the nonproliferation regime to decay through the spread of those fissile material production capabilities that permit countries the technical “option” of developing nuclear weapons, and it was critical to keep nuclear technology and material out of the hands of terrorists and those who sponsor them.
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                    It was our view that it was 
    
  
  
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     to spread fissile-material production technology because this spread was destabilizing.  Proliferating the technical “option” of weaponization spreads the scope of the nuclear security dilemma, encouraging additional countries alarmed by their neighbor’s acquisition of this “option” to hedge their bets by acquiring it too, thereby creating new and very dangerous escalatory possibilities for essentially 
    
  
  
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     crisis involving such so-called “virtual” nuclear weapons states.
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                    Such spreading capabilities also raises the possibility of a Schlieffen-plan-style mobilization race from “virtual” to “actual” weapon state status – a grim competition in which the party that got a bomb first would have a powerful incentive actually to use it before the other guy got 
    
  
  
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    .  Hence the importance to international peace and security not just of ensuring the nonproliferation of weapons 
    
  
  
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    , but of controlling the spread of their enabling technologies.
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                    Nobody has rebutted the arguments inherent in this basic game theory problem.  What’s changed is the degree to which people 
    
  
  
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    .  That earlier, principled position clearly isn’t quite where we are anymore.  Now, we seem to have all but endorsed Iran’s view that all countries – apparently including sponsors of terrorism – have an “inalienable right” to enrich uranium or process plutonium, we have promised to rescind all those pesky Security Council resolutions demanding that Iran suspend its nuclear program, and we seem to be arguing mainly over (a) how long Iran should have 
    
  
  
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     restrictions on the uranium enrichment that it 
    
  
  
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     be permitted to continue doing, (b) how much confidence Iran will permit us to acquire that it isn’t moving faster, and (c) how quickly we will lift sanctions in order to reward them for their success in driving a truck through the nonproliferation regime.
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                    Negotiators often tend to focus upon the immediate problem at hand, and seek to solve it as much as possible on its own particularistic terms.  This is understandable.  It is seldom attractive to bring 
    
  
  
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     problematic issues into an already tough series of negotiations, and this is especially the case when factoring in bigger-picture perspectives make it more difficult to secure agreement from the other side, and when the costs and dangers of present-day concessions won’t be felt until much later?  But the immediate concerns of negotiating – and the fear of diplomatic “failure” – can lead diplomats to downplay the impact of the precedents they are setting as they cut their deals.
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                    There is, of course, some irony here.  Safeguarding international institutions and the rule of law used to be of enormous importance to 
    
  
  
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     of hawkish foreign policy stances.  When institutionalism and the rule of law 
    
  
  
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     with hawkish predilections, however, they’re apparently now not such priorities: you don’t hear much in the press these days about the need to preserve the integrity of the NPT, the IAEA, and the authority of the United Nations Security Council.  But nonproliferation is indeed one of those occasional issues on which the law-and-institutions crowd and the security hawks have overlapping interests and priorities: it is perhaps the single most obvious area where a commitment to liberal internationalism coincides completely with a hard-nosed appreciation of what E.H. Carr once called “the factor of power” in international relations.
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                    Our country has enormous security interests in the enduring integrity of the nonproliferation regime.  Whether or not Iran ultimately weaponizes, therefore – and whether its breakout option timetable stands at three months or twelve months – accepting and legitimating the spread of the “nuclear option” of fissile material production is a 
    
  
  
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     big deal for the future of the international community, especially over the medium- and long term.
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                    It might yet be the case that the alternative to driving this negotiated truck through the nonproliferation regime is 
    
  
  
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     than the damage an Iran deal would do to that regime.  Depicting the only possible alternative to the current framework as another convulsive Middle East war, that’s certainly what defenders of the Iran negotiations say.  They want this to be seen as a binary choice – “it’s 
    
  
  
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     deal or war!” – since this framing predisposes the conclusion they support.
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                    It’s not entirely clear to me, however, that they actually 
    
  
  
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     this.  I would suggest that the next time someone says that the alternative to this deal is an all-out war in the Middle East, you ask them what we’re supposed to do if the Iranians cheat on a final agreement.  The answer will probably be the one that the Obama Administration and its supporters have repeatedly given: if Tehran violates the deal, we’ll “snap” painful sanctions back on them in order to bring them around.  Similarly, if you ask what we’re supposed to do if Iran abandons the current talks, you’ll most likely hear that we should then impose sanctions on Iran that would be even 
    
  
  
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     painful than those that helped bring it to the negotiating table in the first place.
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                    These may or may not be persuasive responses, but such answers make it pretty clear that supporters of the proposed Iranian deal do not 
    
  
  
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     believe that the only alternative to this agreement is war with Iran.  I all but guarantee that you’ll hear no supporters of this agreement suggest that if Iran walks out of these negotiations – or if it cheats – our own next step should involve 
    
  
  
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    &lt;a href="http://www.boeing.com/history/products/b-2-spirit.page"&gt;&#xD;
      
                      
    
    
      B-2 bombers
    
  
  
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    , 
    
  
  
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      JDAMs
    
  
  
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     [joint direct attack munitions], and the 
    
  
  
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      GBU-57 Massive Ordnance Penetrator
    
  
  
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    .  But if attacking Iran’s nuclear infrastructure isn’t the only alternative 
    
  
  
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      then
    
  
  
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    , it surely isn’t the only one 
    
  
  
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      now
    
  
  
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     either.  Maybe the choices aren’t so binary after all.
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                    And this is yet another reason why I’m so pleased to have Bruce also up there at the podium this morning to talk about North Korea: I think the DPRK [Democratic People’s Republic of Korea] case provides an interesting comparison point with regard to the impact of nonproliferation 
    
  
  
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      failures
    
  
  
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     upon the nonproliferation regime as a whole.
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                    The nonproliferation regime certainly suffered a major setback with the DPRK’s clandestine development of fissile material production, its violation of the 1994 Agreed Framework it reached with us, its withdrawal from that NPT when caught secretly working on uranium enrichment, and its subsequent nuclear weaponization.  No question about it: that sequence of events was a grave blow to the NPT and the nonproliferation regime.
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                    But the international community has at least 
    
  
  
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      limited
    
  
  
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     the damage done to the nonproliferation regime by the nonproliferation 
    
  
  
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      failure
    
  
  
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     that was represented by the DPRK’s 
    
  
  
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      proliferation
    
  
  
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     success.  Yes, Pyongyang managed to get nuclear weapons despite our collective best efforts, but even so, its path could hardly be said to be a particularly desirable one.  In fact, the meta-message of the DPRK case is arguably 
    
  
  
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      still
    
  
  
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     that proliferation is dangerous, costly, and debilitating.  The DPRK’s success in nuclear terms came at the cost of grievous international isolation, tremendous ongoing sanctions pressures, and countervailing military mobilization by its regional adversaries – and Pyongyang faced most of these burdens even 
    
  
  
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      before
    
  
  
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     it actually tested a nuclear device, in connection with its aggressive forward movement in producing fissile material in shameless disregard of nonproliferation promises and obligations.  Under these circumstances, the ripple effect of the nonproliferation failure in North Korea upon the nonproliferation regime as a whole may perhaps be containable.  Few countries, surely, would wish to follow the Kim dynasty down 
    
  
  
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      that
    
  
  
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     path.
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                    But the Iran case may send a very different message to the future.   Even if a deal manages to put off Iran’s development of a more extensive nuclear infrastructure for a few years before it “sunsets” – and even if Iran 
    
  
  
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      doesn’t 
    
  
  
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    cheat – legitimating Iran’s claimed “right” to produce fissile material, moving Iran toward economic rehabilitation via sanctions relief, and giving a more prosperous Iran more strategic maneuvering space in which to pursue its dreams of neo-Safavid regional hegemony clearly points the way to a 
    
  
  
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      new
    
  
  
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     meta-narrative about the future of nonproliferation.  Hereafter, development of the easy nuclear weapons “option” represented by fissile material production will not seem so unattractive, even as Iran’s very success in securing this option will encourage others to wish to hedge their bets in similar ways.  And the next country that wanted to edge up to the edge of weaponization would have it easy: this could now be done openly and permissibly, as a matter of “right.”  If the terrorism-sponsoring, region-destabilizing, Security Council-flouting, nuclear safeguards cheats in Tehran can have 5,000 working centrifuges, who 
    
  
  
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      can’t
    
  
  
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    ?
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                    You might even imagine, though reasonable people might certainly disagree on this, that the nonproliferation regime might actually suffer less 
    
  
  
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      as a regime
    
  
  
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     under at least 
    
  
  
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      some
    
  
  
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     “no deal” scenarios.  It is not a given, for instance, that the entire sanctions corpus on Iran would collapse even if it were perceived that it was the United States that had gotten cold feet.  Very few of the current sanctions against Iran are actually specifically due to nuclear misbehavior in the first place – most of them having been imposed for anti-money-laundering (AML) reasons tied more to terrorism, human rights problems, or even missile proliferation – and there would thus be no justification for dropping this collection of non-nuclear sanctions even if the nuclear talks go well.  (Surely the Obama Administration wouldn’t condone terrorism, human rights abuses, or missile proliferation by dropping non-nuclear sanctions in return for a nuclear deal, would it?)
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                    And even if we were somehow to remain the only country still interested in nonproliferation sanctions against Iran, the United States still remains the world’s largest economy, and a robust set of 
    
  
  
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     U.S. sanctions would still force Iran’s would-be trading or financial partners to choose between dealing with us or dealing with the mullahs in Tehran.  Such an approach would win us few diplomatic friends in Europe and elsewhere, I’m sure, but, at the end of the day, if given such a choice, there would probably not be 
    
  
  
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     many folks opting for trade with Tehran.
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                    And so Iran might thus indeed still remain to a significant degree isolated, penned in by a fairly strong sanctions regime.  If Iran were also confronted over time by a growing suite of American and allied military capabilities designed to reduce the potential military benefits of actually weaponizing – and it were clear that we really 
    
  
  
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     go after Iran militarily if we felt they were getting too close to weaponization – Iran’s defiant nuclear path might seem less attractive to other future would-be proliferators than it would in the wake of a negotiated deal on today’s terms.  The meta-message from 
    
  
  
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      this
    
  
  
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     sort of “no deal” Iran scenario, in other words, might actually help the nonproliferation regime survive better than would a deal reached pursuant to Lausanne.
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                    To be sure, it may be that the 
    
  
  
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    &lt;a href="http://www.nytimes.com/2015/04/03/world/middleeast/iran-nuclear-talks.html?_r=0"&gt;&#xD;
      
                      
    
    
      Lausanne framework
    
  
  
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      still
    
  
  
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     remains the best alternative out of a very poor set of choices.  But perhaps it isn’t.  I make these points not to claim that I am sure I have the right answer, but rather in order constructively to problematize the supposed certainties that have hitherto framed the Iran debate.  To my eye, proponents haven’t yet made their case for the current framework with quite the honesty this debate needs – in a way that acknowledges the implications for the nonproliferation regime as a whole and is alive to the 
    
  
  
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      non
    
  
  
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    -binary nature of the range of alternatives before us.   I’d feel much less uncomfortable with our current course if they had made such a case, or if indeed it seemed that they even understood the problem in these terms.  So far, I'm worried.
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                    Thank you.  I look forward to your questions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sun, 19 Apr 2015 17:20:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1907</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>The Death of the “Liberal Myth” in U.S. China Policy</title>
      <link>http://www.newparadigmsforum.com/p18966d15e29d</link>
      <description>Note:
Below follows the text that Dr. Ford prepared for his remarks at Hudson Institute on November 20, 2014, for an event on “Winning Asia: Why is the United States Struggling?”  Charles Horner and John Lee of Hudson Institute were the other participants.
Good afternoon.  It’s a great pleasure to be back at Hudson, even if only [...]</description>
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      Note:
    
  
  
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      Below follows the text that Dr. Ford prepared for his remarks at 
      
    
      
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        Hudson Institute
      
    
      
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       on November 20, 2014, for an event on “
      
    
      
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      &lt;a href="http://www.hudson.org/events/1205-winning-asia-why-is-the-united-states-struggling-112014"&gt;&#xD;
        
                        
        
      
        Winning Asia: Why is the United States Struggling
      
    
      
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      ?”  
      
    
      
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        Charles Horner
      
    
      
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       and 
      
    
      
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        John Lee
      
    
      
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       of Hudson Institute were the other participants.
    
  
    
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                    Good afternoon.  It’s a great pleasure to be back at Hudson, even if only for a few hours, and to see some of my old colleagues again.
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                    The title of this event refers to the question of who is “winning” Asia, which presupposes a competition for influence in the region.  This idea is not at all controversial in the People’s Republic of China (PRC) itself, of course, where public officials have spoken in baldly competitive terms for decades.  The idea of a strategic “competition” with the PRC, however, has been controversial in U.S. China policy circles for many years.
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                    In order to help get the discussion going here today – and with the usual caveat that what I offer here are just my own views, and do not necessarily represent the views of anyone else in the government – let me offer a few observations on the story arc of America’s policy vis-à-vis the PRC.  In his fascinating book on the sociology and politics of our evolving policy toward Beijing in the 1960s and 1970s, the sociologist 
    
  
  
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      Richard Madsen
    
  
  
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     has described the existence of three basic schools of thought – that is, three competing American narratives of China – and sees U.S. policy during that period reflecting the gradual triumph of one of them.
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                    In Madsen’s characterization, during those years, many American leftists tended to see Communist China sympathetically, as an ideological paradise – a stark view that was matched on the political right by anti-communist conservatives who interpreted everything about Mao’s China through the prism of their fears of a worrisome “Red menace.”
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                    As Madsen tells the story, however, these two schools ultimately lost out to a third narrative: the “liberal myth” of the PRC as a “troubled modernizer” – “a society governed by ‘technical bureaucrats’ who acted ‘pragmatically’” in the Chinese people’s best interest “rather than ‘ideologically,’” and who in the face of enormous difficulties needed U.S. 
    
  
  
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      assistance
    
  
  
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     in help their country grow into something eventually not unlike America itself.
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                    This “liberal myth” was at first just one competing interpretation among several, but it won out decisively in the mid-1970s.  This was, Madsen suggests, partly because the story of inevitable liberalization as China became more prosperous embodied reassuring assumptions about the transcendence of American political values at a time when our faith in the moral vision and role of our republic had been shaken by the events of Vietnam and Watergate.  But the “liberal myth” triumphed also because it was seized upon by U.S. political leaders as a means of 
    
  
  
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     our diplomatic opening to China – a move which was fundamentally undertaken for strategic reasons tied to the need for a counterweight against the Soviets – to an American polity that might otherwise have cast a skeptical eye on such 
    
  
  
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     statecraft.
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                    I think Madsen’s account of that period is compelling and insightful, but in some ways the 
    
  
  
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      rest
    
  
  
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     of the story-arc is at least as interesting.  For one thing, the 
    
  
  
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      realpolitik
    
  
  
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     rationale for embracing the PRC and encouraging the growth of its power did not survive the Cold War, but in the heady days after the disintegration of the Soviet Empire our policy establishment – egged on by a business community entranced as always by the partly real and partly simply imagined riches of “the China market” and eager to encourage profit-seeking engagement with the PRC’s increasingly dynamic economy – became more attached than ever to the “liberal myth” of China as a “troubled modernizer” that needs our help, and a little more time, along the road to becoming more or less “like us” at the teleological terminus of human political history.
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                    Madsen has argued that the butchery on Tiananmen Square disabused Americans of this mythological narrative, leading to a kind of conceptual crisis in U.S. China policy in the 1990s.  I disagree, however.  I think such a conceptual crisis 
    
  
  
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     now begun to occur, but our political and scholarly establishment seems to have clung tenaciously to the “liberal myth” for many years after the massacre in 1989.  Thus, for instance, could President Bill Clinton declare that “our engagement with China is … the best way to advance our ideals. The more we bring China into the world, the more the world will bring freedom to China.”  One still sees echoes of this today, such as in President Obama’s declaration that we “welcome China’s rise.”
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                    I also think one of the casualties of the long-continuing general predominance of Madsen’s myth has been U.S. China policy itself.  As I have written elsewhere, many Americans’ self-flattering and romantic assumptions about China – specifically, that the PRC’s leaders aimed to steer their country through difficult and idiosyncratic circumstances in order to become a liberal democracy like ours – helped make us lazy.  Who needs to do the hard work of developing and implementing a real strategy, after all, if history itself is on your side, and economic development will inevitably produce nothing but friends and fellow democracies?
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                    The “liberal myth” Madsen identifies thus seems to have carried encoded within it a sort of strategic sedative that retarded the development of serious thinking about China in our elite circles of political and policy leadership. This dampening effect was sometimes quite explicit, for it was frequently argued that the PRC would only be a threat to the United States and to U.S. interests if we ourselves “made” it into one by 
    
  
  
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      giving the impression
    
  
  
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     that we viewed Beijing as an adversary.  (This was a notion the emergence of which Madsen traces back to the late 1960s, when it began to be argued that if only 
    
  
  
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      we
    
  
  
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     did not put the Chinese regime “on the defensive” through outside pressure, the “pragmatic element” in Beijing would surely come to the fore.  China’s future was thus, flatteringly, in our hands.)  For such thinkers, the answer to any Sino-American problem was thus always simply to double down on supportive engagement.  Anything that looked like a real “competitive strategy” should be avoided at all costs, and even 
    
  
  
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     should be tempered, lest we provoke antagonisms that would otherwise melt away in a pragmatic prosperity.
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                    These were, of course, conclusions very congenial to the Chinese Communist Party (CCP) cadres who ruled China, and who have been for many years now engaged in a feverish rush to build up the PRC’s “comprehensive national power” as part of a struggle for “national rejuvenation” that will return China’s to the position of relative power and status-primacy it felt itself to enjoy before the mid-19th Century.  Even while they spun wild anti-Western conspiracy theories at home and indulged vicious xenophobic propaganda after Tiananmen Square, however, PRC officials in their dealings with U.S. leaders took every opportunity to encourage and validate the “liberal myth’s” encouragement of American 
    
  
  
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      anti-strategic
    
  
  
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     thinking, cultivating a discourse of China’s “peaceful rise” and always pointing out the myriad ways in which criticizing the CCP “hurts the feelings of the Chinese people.”  They had a pretty good run with this strategy for quite a while.
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                    To be sure, when I first started working in Washington in the mid-1990s, there 
    
  
  
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     some important undercurrents of concern in U.S. China policy.  Everyone still remembered Tiananmen, of course, but military intelligence analysts had also begun to raise concerns about the extent and speed of the PRC’s military build-up – fueled as it was by China’s rapid economic growth and significant infusions of foreign military technology, including from a then nearly bankrupt Russia that seemed willing to sell almost anything to anyone.   These concerns had to remain fairly quiet ones, however, for many among the political cognoscenti discounted such warnings as alarmist enemy-seeking by a military-industrial complex that had been left without a 
    
  
  
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      raison d’être 
    
  
  
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    by the collapse of Soviet Communism.
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                    On Capitol Hill, where I worked as a Senate staffer at the time, concerns were raised about PRC 
    
  
  
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    &lt;a href="http://www.gpo.gov/fdsys/pkg/CRPT-105srpt167/pdf/CRPT-105srpt167-pt5.pdf"&gt;&#xD;
      
                      
    
    
      efforts to influence the U.S. political process during the 1996 presidential elections
    
  
  
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    , and quite of bit of scuffling occurred between hawkish Congressional Republicans and the Clinton Administration over such things as sanctions against China for proliferation-facilitating transfers and over high-technology “dual-use” (
    
  
  
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      i.e.
    
  
  
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    , potentially militarily-useful) exports to China.  As you may recall, this was also the era of the 
    
  
  
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      Cox Commission Report
    
  
  
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    , and the nuclear weapons espionage scare (and 
    
  
  
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    &lt;a href="file:///C:/Users/cf86174/Downloads/20131119_ThompsonandLieberman_SpecialStatementontheWenHoLeeEspionageInvestigation%20(1).pdf"&gt;&#xD;
      
                      
    
    
      botched investigation
    
  
  
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    ) that occurred after a “walk-in” asset reportedly informed U.S. intelligence agents that the PRC had acquired technical data on our W-88 nuclear warhead, and it was 
    
  
  
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    &lt;a href="http://www.fas.org/sgp/library/pfiab/index.html"&gt;&#xD;
      
                      
    
    
      subsequently revealed
    
  
  
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     that a Chinese-American scientist previously been under investigation for ambiguous ties to the PRC nuclear weapons establishment had mysteriously removed disks containing U.S. nuclear weapons data from the Los Alamos National Laboratory.  And of course there was the 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecurity.org/military/ops/taiwan_strait.htm"&gt;&#xD;
      
                      
    
    
      Taiwan Straits crisis of 1995-96
    
  
  
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    , in which a series of provocative PRC missile tests over Taiwan led President Clinton to dispatch a carrier battle group to the area.
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                    Yet even all this apparently wasn’t enough to derail Madsen’s “liberal myth.”  It was true that a coalition of Republican security hawks on Capitol Hill did manage to team up with some liberal Democrats – principally politicians close to the U.S. labor movement who were unhappy with China over jobs and trade issues – and occasionally rattled the China policy cage in the late 1990s.  Congress imposed new proliferation sanctions during this period, for instance, and after a scandal over illegal technology transfers by U.S. satellite makers that helped 
    
  
  
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      improve the reliability of Chinese ballistic missiles
    
  
  
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    , Congress 
    
  
  
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    &lt;a href="http://www.cissm.umd.edu/papers/files/lamb_exportcontrols.pdf"&gt;&#xD;
      
                      
    
    
      moved  jurisdiction over satellite export controls
    
  
  
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     from the Commerce Control List (CCL) managed by the (pro-export) Department of Commerce to the U.S. Munitions List (USML) run by the (relatively) more restrictive and security-minded Department of State.
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    &lt;a href="http://www.au.af.mil/au/awc/awcgate/crs/rl30689.pdf"&gt;&#xD;
      
                      
    
    
      For the most part
    
  
  
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    , however, this alliance of the political wings in Congress made only modest headway against the pro-engagement, business-oriented mass of the Democrat and Republican political parties.  The odd-bedfellows coalition of hawks and doves failed to dislodge the “liberal myth” from its position at the political center of gravity – and in control of the Executive Branch.
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                    President George W. Bush’s administration began on a more cautious note in its China policy, with the new president having actually campaigned to some extent 
    
  
  
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      against
    
  
  
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     Bill Clinton’s often exuberant engagement with Beijing.  It didn’t help American attitudes that a reckless and stupid Chinese fighter pilot damaged a U.S. EP-3 reconnaissance aircraft over international waters in 2001 – killing himself in the process – and that Beijing handled that incident rather aggressively.  Even then, however, U.S. officials were ultimately willing to resolve the EP-3 crisis with what officials in Beijing gleefully (and predictably) 
    
  
  
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      saw as an American “apology
    
  
  
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    ” and concession of fault: our ambassador’s expression of “sincere regret” and statement that we were “very sorry” for the death of the Chinese pilot.
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                    In any event, the terrorist attacks of September 2001 soon preoccupied high-level attention in Washington.  With Beijing itself thereafter eager to capitalize upon the counter-terrorist 
    
  
  
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      zeitgeist
    
  
  
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     as a way of giving legitimacy to its own anti-Uighur and anti-Tibetan policies at home, things seemed to re-stabilize around a by now traditionally congenial equilibrium.  The Bush Administration’s 
    
  
  
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      2002 National Security Strategy
    
  
  
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     “welcomed” the rise of a strong, peaceful, and prosperous China, and by 2004, Secretary of State Colin Powell was 
    
  
  
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      describing U.S.-China ties as being the warmest they’d been since the 1972 diplomatic opening
    
  
  
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    .
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                    To be sure, as time went on, the Bush Administration began to explore ways to “hedge” more effectively against potential PRC misbehavior.  This is not well known, but most of the signature elements of the Obama Administration’s Pacific “pivot” or “rebalancing” strategy – such things as the rotational deployment of U.S. Marines to Australia, the talks that eventually produced a new U.S.-Philippines defense agreement in 2014, moves to base most of the U.S. Navy in the Pacific, plans to base “Littoral Combat Ships” in Singapore, and talks over access to widely-distributed “contingency” airbase facilities in the region – are initiatives that were actually begun under George W. Bush.  (The “pivot” has been building momentum relatively slowly, in other words, but it is a bipartisan policy that considerably predates the Obama Administration’s eagerness to claim credit for it.)
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                    While the government was quietly beginning to shift towards a more wary strategy in response to the PRC’s own build-up of regional power, however, there were still limits on what could be said or done openly.  With China policy still reflecting Madsen’s “liberal myth” – by this point perhaps most famously reflected in Deputy Secretary of State Robert Zoellick’s call for the PRC to be a “
    
  
  
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      responsible stakeholder
    
  
  
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    ” within the existing regional order of the Asia-Pacific – our approach generally remained more one of “hedging” against possible problems than planning for a genuinely “competitive” approach.
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                    But that was then.  Since then, I think there has been a considerable shift in thinking in U.S. China policy circles, particularly in response to the cascade of PRC provocations against China’s neighbors in the South China Sea and the East China Sea that seems to have accelerated since the great financial crisis of 2008-10 – move that have now been accompanied by progressively more draconian crackdowns on internal dissent by the CCP regime, and most recently the repudiation of earlier promises of democracy for Hong Kong.  We could talk at some length about the details of these developments, but for present purposes the main point is that while Richard Madsen may have been wrong that the old “liberal myth” dissolved after Tiananmen Square, it seems to be disintegrating today.
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                    There may not yet be a new consensus on precisely 
    
  
  
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      how
    
  
  
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     to relate to China, but there seems today to be a widespread feeling in U.S. policy circles that the 
    
  
  
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      previous
    
  
  
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     approach is obsolete.  From the perspective of U.S. national interests and grand strategy, “engagement” has 
    
  
  
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      not
    
  
  
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     produced the benefits we were all told that it would.  Rather than improving its behavior and becoming a prosperous and increasingly democratic, rights-observing country, the PRC seems increasingly to have simply been becoming an ever-richer, more powerful, and better-armed crony-capitalist and domestically repressive 
    
  
  
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      revanchiste
    
  
  
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     regional bully.  The “liberal myth” is thus in tatters, and our China policy community is starting to recognize that the rest of the Asia-Pacific now has a real problem on its hands.
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                    Let me offer a couple of illustrations, just drawn from things I’ve come across in reading the papers during the last few months.
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                    This is remarkable stuff.  If one had voiced these kinds of concerns in 1998, one might have been mistaken for a member of the so-called “
    
  
  
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      Blue Team
    
  
  
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    ” of lonely China hawks on Capitol Hill staffs who defined themselves precisely by their 
    
  
  
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      opposition
    
  
  
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     to the conventional wisdom of the China policy community and Bill Clinton’s Executive Branch.  Now, however, such sentiments increasingly seem to 
    
  
  
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      be
    
  
  
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     the conventional wisdom.  Clearly, the conceptual terrain has shifted in important ways.
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                    We Americans may still be struggling over exactly how to respond to the challenges that the PRC now clearly presents, and over just how to balance elements of “cooperation” and “competition” in our dealings with Beijing.  It seems fair to say, however, that we are at an important time in which yesterday’s reassuring Sino-American certainties have been mugged by reality, as it were, and the public policy agenda is in flux.
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                    I’m not sure I can tell you who is “winning” Asia, and at this point perhaps no one can.  It’s possible, however, that Beijing has itself finally managed to goad the United States toward realizing that we have to be playing the kind of game in which “winning” or “losing” is in fact at issue.  We shall see how things go.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 03 Dec 2014 12:10:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p18966d15e29d</guid>
      <g-custom:tags type="string" />
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      <title>The Death of the “Liberal Myth” in U.S. China Policy</title>
      <link>http://www.newparadigmsforum.com/p1896</link>
      <description>Note:
Below follows the text that Dr. Ford prepared for his remarks at Hudson Institute on November 20, 2014, for an event on “Winning Asia: Why is the United States Struggling?”  Charles Horner and John Lee of Hudson Institute were the other participants.
Good afternoon.  It’s a great pleasure to be back at Hudson, even if only [...]</description>
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      Note:
    
  
  
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      Below follows the text that Dr. Ford prepared for his remarks at 
      
    
      
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        Hudson Institute
      
    
      
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       on November 20, 2014, for an event on “
      
    
      
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      &lt;a href="http://www.hudson.org/events/1205-winning-asia-why-is-the-united-states-struggling-112014"&gt;&#xD;
        
                        
        
      
        Winning Asia: Why is the United States Struggling
      
    
      
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      ?”  
      
    
      
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        Charles Horner
      
    
      
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       and 
      
    
      
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        John Lee
      
    
      
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       of Hudson Institute were the other participants.
    
  
    
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                    Good afternoon.  It’s a great pleasure to be back at Hudson, even if only for a few hours, and to see some of my old colleagues again.
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                    The title of this event refers to the question of who is “winning” Asia, which presupposes a competition for influence in the region.  This idea is not at all controversial in the People’s Republic of China (PRC) itself, of course, where public officials have spoken in baldly competitive terms for decades.  The idea of a strategic “competition” with the PRC, however, has been controversial in U.S. China policy circles for many years.
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                    In order to help get the discussion going here today – and with the usual caveat that what I offer here are just my own views, and do not necessarily represent the views of anyone else in the government – let me offer a few observations on the story arc of America’s policy vis-à-vis the PRC.  In his fascinating book on the sociology and politics of our evolving policy toward Beijing in the 1960s and 1970s, the sociologist 
    
  
  
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      Richard Madsen
    
  
  
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     has described the existence of three basic schools of thought – that is, three competing American narratives of China – and sees U.S. policy during that period reflecting the gradual triumph of one of them.
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                    In Madsen’s characterization, during those years, many American leftists tended to see Communist China sympathetically, as an ideological paradise – a stark view that was matched on the political right by anti-communist conservatives who interpreted everything about Mao’s China through the prism of their fears of a worrisome “Red menace.”
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                    As Madsen tells the story, however, these two schools ultimately lost out to a third narrative: the “liberal myth” of the PRC as a “troubled modernizer” – “a society governed by ‘technical bureaucrats’ who acted ‘pragmatically’” in the Chinese people’s best interest “rather than ‘ideologically,’” and who in the face of enormous difficulties needed U.S. 
    
  
  
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      assistance
    
  
  
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     in help their country grow into something eventually not unlike America itself.
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                    This “liberal myth” was at first just one competing interpretation among several, but it won out decisively in the mid-1970s.  This was, Madsen suggests, partly because the story of inevitable liberalization as China became more prosperous embodied reassuring assumptions about the transcendence of American political values at a time when our faith in the moral vision and role of our republic had been shaken by the events of Vietnam and Watergate.  But the “liberal myth” triumphed also because it was seized upon by U.S. political leaders as a means of 
    
  
  
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     our diplomatic opening to China – a move which was fundamentally undertaken for strategic reasons tied to the need for a counterweight against the Soviets – to an American polity that might otherwise have cast a skeptical eye on such 
    
  
  
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     statecraft.
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                    I think Madsen’s account of that period is compelling and insightful, but in some ways the 
    
  
  
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     of the story-arc is at least as interesting.  For one thing, the 
    
  
  
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     rationale for embracing the PRC and encouraging the growth of its power did not survive the Cold War, but in the heady days after the disintegration of the Soviet Empire our policy establishment – egged on by a business community entranced as always by the partly real and partly simply imagined riches of “the China market” and eager to encourage profit-seeking engagement with the PRC’s increasingly dynamic economy – became more attached than ever to the “liberal myth” of China as a “troubled modernizer” that needs our help, and a little more time, along the road to becoming more or less “like us” at the teleological terminus of human political history.
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                    Madsen has argued that the butchery on Tiananmen Square disabused Americans of this mythological narrative, leading to a kind of conceptual crisis in U.S. China policy in the 1990s.  I disagree, however.  I think such a conceptual crisis 
    
  
  
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      has
    
  
  
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     now begun to occur, but our political and scholarly establishment seems to have clung tenaciously to the “liberal myth” for many years after the massacre in 1989.  Thus, for instance, could President Bill Clinton declare that “our engagement with China is … the best way to advance our ideals. The more we bring China into the world, the more the world will bring freedom to China.”  One still sees echoes of this today, such as in President Obama’s declaration that we “welcome China’s rise.”
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                    I also think one of the casualties of the long-continuing general predominance of Madsen’s myth has been U.S. China policy itself.  As I have written elsewhere, many Americans’ self-flattering and romantic assumptions about China – specifically, that the PRC’s leaders aimed to steer their country through difficult and idiosyncratic circumstances in order to become a liberal democracy like ours – helped make us lazy.  Who needs to do the hard work of developing and implementing a real strategy, after all, if history itself is on your side, and economic development will inevitably produce nothing but friends and fellow democracies?
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                    The “liberal myth” Madsen identifies thus seems to have carried encoded within it a sort of strategic sedative that retarded the development of serious thinking about China in our elite circles of political and policy leadership. This dampening effect was sometimes quite explicit, for it was frequently argued that the PRC would only be a threat to the United States and to U.S. interests if we ourselves “made” it into one by 
    
  
  
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      giving the impression
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that we viewed Beijing as an adversary.  (This was a notion the emergence of which Madsen traces back to the late 1960s, when it began to be argued that if only 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      we
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     did not put the Chinese regime “on the defensive” through outside pressure, the “pragmatic element” in Beijing would surely come to the fore.  China’s future was thus, flatteringly, in our hands.)  For such thinkers, the answer to any Sino-American problem was thus always simply to double down on supportive engagement.  Anything that looked like a real “competitive strategy” should be avoided at all costs, and even 
    
  
  
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      criticism
    
  
  
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     should be tempered, lest we provoke antagonisms that would otherwise melt away in a pragmatic prosperity.
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                    These were, of course, conclusions very congenial to the Chinese Communist Party (CCP) cadres who ruled China, and who have been for many years now engaged in a feverish rush to build up the PRC’s “comprehensive national power” as part of a struggle for “national rejuvenation” that will return China’s to the position of relative power and status-primacy it felt itself to enjoy before the mid-19th Century.  Even while they spun wild anti-Western conspiracy theories at home and indulged vicious xenophobic propaganda after Tiananmen Square, however, PRC officials in their dealings with U.S. leaders took every opportunity to encourage and validate the “liberal myth’s” encouragement of American 
    
  
  
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      anti-strategic
    
  
  
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     thinking, cultivating a discourse of China’s “peaceful rise” and always pointing out the myriad ways in which criticizing the CCP “hurts the feelings of the Chinese people.”  They had a pretty good run with this strategy for quite a while.
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                    To be sure, when I first started working in Washington in the mid-1990s, there 
    
  
  
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      were
    
  
  
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     some important undercurrents of concern in U.S. China policy.  Everyone still remembered Tiananmen, of course, but military intelligence analysts had also begun to raise concerns about the extent and speed of the PRC’s military build-up – fueled as it was by China’s rapid economic growth and significant infusions of foreign military technology, including from a then nearly bankrupt Russia that seemed willing to sell almost anything to anyone.   These concerns had to remain fairly quiet ones, however, for many among the political cognoscenti discounted such warnings as alarmist enemy-seeking by a military-industrial complex that had been left without a 
    
  
  
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      raison d’être 
    
  
  
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    by the collapse of Soviet Communism.
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                    On Capitol Hill, where I worked as a Senate staffer at the time, concerns were raised about PRC 
    
  
  
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    &lt;a href="http://www.gpo.gov/fdsys/pkg/CRPT-105srpt167/pdf/CRPT-105srpt167-pt5.pdf"&gt;&#xD;
      
                      
    
    
      efforts to influence the U.S. political process during the 1996 presidential elections
    
  
  
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    , and quite of bit of scuffling occurred between hawkish Congressional Republicans and the Clinton Administration over such things as sanctions against China for proliferation-facilitating transfers and over high-technology “dual-use” (
    
  
  
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      i.e.
    
  
  
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    , potentially militarily-useful) exports to China.  As you may recall, this was also the era of the 
    
  
  
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      Cox Commission Report
    
  
  
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    , and the nuclear weapons espionage scare (and 
    
  
  
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    &lt;a href="file:///C:/Users/cf86174/Downloads/20131119_ThompsonandLieberman_SpecialStatementontheWenHoLeeEspionageInvestigation%20(1).pdf"&gt;&#xD;
      
                      
    
    
      botched investigation
    
  
  
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    ) that occurred after a “walk-in” asset reportedly informed U.S. intelligence agents that the PRC had acquired technical data on our W-88 nuclear warhead, and it was 
    
  
  
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    &lt;a href="http://www.fas.org/sgp/library/pfiab/index.html"&gt;&#xD;
      
                      
    
    
      subsequently revealed
    
  
  
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     that a Chinese-American scientist previously been under investigation for ambiguous ties to the PRC nuclear weapons establishment had mysteriously removed disks containing U.S. nuclear weapons data from the Los Alamos National Laboratory.  And of course there was the 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecurity.org/military/ops/taiwan_strait.htm"&gt;&#xD;
      
                      
    
    
      Taiwan Straits crisis of 1995-96
    
  
  
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    , in which a series of provocative PRC missile tests over Taiwan led President Clinton to dispatch a carrier battle group to the area.
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                    Yet even all this apparently wasn’t enough to derail Madsen’s “liberal myth.”  It was true that a coalition of Republican security hawks on Capitol Hill did manage to team up with some liberal Democrats – principally politicians close to the U.S. labor movement who were unhappy with China over jobs and trade issues – and occasionally rattled the China policy cage in the late 1990s.  Congress imposed new proliferation sanctions during this period, for instance, and after a scandal over illegal technology transfers by U.S. satellite makers that helped 
    
  
  
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    &lt;a href="http://www.au.af.mil/au/awc/awcgate/crs/98-485.pdf"&gt;&#xD;
      
                      
    
    
      improve the reliability of Chinese ballistic missiles
    
  
  
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    , Congress 
    
  
  
                    &#xD;
    &lt;a href="http://www.cissm.umd.edu/papers/files/lamb_exportcontrols.pdf"&gt;&#xD;
      
                      
    
    
      moved  jurisdiction over satellite export controls
    
  
  
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     from the Commerce Control List (CCL) managed by the (pro-export) Department of Commerce to the U.S. Munitions List (USML) run by the (relatively) more restrictive and security-minded Department of State.
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    &lt;a href="http://www.au.af.mil/au/awc/awcgate/crs/rl30689.pdf"&gt;&#xD;
      
                      
    
    
      For the most part
    
  
  
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    , however, this alliance of the political wings in Congress made only modest headway against the pro-engagement, business-oriented mass of the Democrat and Republican political parties.  The odd-bedfellows coalition of hawks and doves failed to dislodge the “liberal myth” from its position at the political center of gravity – and in control of the Executive Branch.
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                    President George W. Bush’s administration began on a more cautious note in its China policy, with the new president having actually campaigned to some extent 
    
  
  
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      against
    
  
  
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     Bill Clinton’s often exuberant engagement with Beijing.  It didn’t help American attitudes that a reckless and stupid Chinese fighter pilot damaged a U.S. EP-3 reconnaissance aircraft over international waters in 2001 – killing himself in the process – and that Beijing handled that incident rather aggressively.  Even then, however, U.S. officials were ultimately willing to resolve the EP-3 crisis with what officials in Beijing gleefully (and predictably) 
    
  
  
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      saw as an American “apology
    
  
  
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    ” and concession of fault: our ambassador’s expression of “sincere regret” and statement that we were “very sorry” for the death of the Chinese pilot.
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                    In any event, the terrorist attacks of September 2001 soon preoccupied high-level attention in Washington.  With Beijing itself thereafter eager to capitalize upon the counter-terrorist 
    
  
  
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      zeitgeist
    
  
  
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     as a way of giving legitimacy to its own anti-Uighur and anti-Tibetan policies at home, things seemed to re-stabilize around a by now traditionally congenial equilibrium.  The Bush Administration’s 
    
  
  
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    &lt;a href="http://www.state.gov/documents/organization/63562.pdf"&gt;&#xD;
      
                      
    
    
      2002 National Security Strategy
    
  
  
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     “welcomed” the rise of a strong, peaceful, and prosperous China, and by 2004, Secretary of State Colin Powell was 
    
  
  
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      describing U.S.-China ties as being the warmest they’d been since the 1972 diplomatic opening
    
  
  
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    .
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                    To be sure, as time went on, the Bush Administration began to explore ways to “hedge” more effectively against potential PRC misbehavior.  This is not well known, but most of the signature elements of the Obama Administration’s Pacific “pivot” or “rebalancing” strategy – such things as the rotational deployment of U.S. Marines to Australia, the talks that eventually produced a new U.S.-Philippines defense agreement in 2014, moves to base most of the U.S. Navy in the Pacific, plans to base “Littoral Combat Ships” in Singapore, and talks over access to widely-distributed “contingency” airbase facilities in the region – are initiatives that were actually begun under George W. Bush.  (The “pivot” has been building momentum relatively slowly, in other words, but it is a bipartisan policy that considerably predates the Obama Administration’s eagerness to claim credit for it.)
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                    While the government was quietly beginning to shift towards a more wary strategy in response to the PRC’s own build-up of regional power, however, there were still limits on what could be said or done openly.  With China policy still reflecting Madsen’s “liberal myth” – by this point perhaps most famously reflected in Deputy Secretary of State Robert Zoellick’s call for the PRC to be a “
    
  
  
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      responsible stakeholder
    
  
  
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    ” within the existing regional order of the Asia-Pacific – our approach generally remained more one of “hedging” against possible problems than planning for a genuinely “competitive” approach.
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                    But that was then.  Since then, I think there has been a considerable shift in thinking in U.S. China policy circles, particularly in response to the cascade of PRC provocations against China’s neighbors in the South China Sea and the East China Sea that seems to have accelerated since the great financial crisis of 2008-10 – move that have now been accompanied by progressively more draconian crackdowns on internal dissent by the CCP regime, and most recently the repudiation of earlier promises of democracy for Hong Kong.  We could talk at some length about the details of these developments, but for present purposes the main point is that while Richard Madsen may have been wrong that the old “liberal myth” dissolved after Tiananmen Square, it seems to be disintegrating today.
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                    There may not yet be a new consensus on precisely 
    
  
  
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      how
    
  
  
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     to relate to China, but there seems today to be a widespread feeling in U.S. policy circles that the 
    
  
  
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      previous
    
  
  
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     approach is obsolete.  From the perspective of U.S. national interests and grand strategy, “engagement” has 
    
  
  
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      not
    
  
  
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     produced the benefits we were all told that it would.  Rather than improving its behavior and becoming a prosperous and increasingly democratic, rights-observing country, the PRC seems increasingly to have simply been becoming an ever-richer, more powerful, and better-armed crony-capitalist and domestically repressive 
    
  
  
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      revanchiste
    
  
  
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     regional bully.  The “liberal myth” is thus in tatters, and our China policy community is starting to recognize that the rest of the Asia-Pacific now has a real problem on its hands.
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                    Let me offer a couple of illustrations, just drawn from things I’ve come across in reading the papers during the last few months.
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                    This is remarkable stuff.  If one had voiced these kinds of concerns in 1998, one might have been mistaken for a member of the so-called “
    
  
  
                    &#xD;
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      Blue Team
    
  
  
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    ” of lonely China hawks on Capitol Hill staffs who defined themselves precisely by their 
    
  
  
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      opposition
    
  
  
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     to the conventional wisdom of the China policy community and Bill Clinton’s Executive Branch.  Now, however, such sentiments increasingly seem to 
    
  
  
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      be
    
  
  
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     the conventional wisdom.  Clearly, the conceptual terrain has shifted in important ways.
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                    We Americans may still be struggling over exactly how to respond to the challenges that the PRC now clearly presents, and over just how to balance elements of “cooperation” and “competition” in our dealings with Beijing.  It seems fair to say, however, that we are at an important time in which yesterday’s reassuring Sino-American certainties have been mugged by reality, as it were, and the public policy agenda is in flux.
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                    I’m not sure I can tell you who is “winning” Asia, and at this point perhaps no one can.  It’s possible, however, that Beijing has itself finally managed to goad the United States toward realizing that we have to be playing the kind of game in which “winning” or “losing” is in fact at issue.  We shall see how things go.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 03 Dec 2014 12:10:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1896</guid>
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      <title>Grand Strategy and a “Rising” China</title>
      <link>http://www.newparadigmsforum.com/p1887de1e30fa</link>
      <description>Note:
Below follows the text of an essay Dr. Ford published recently — “Grand Strategy and a ‘Rising’ China,” in Asia Policy, no. 18 (July 2014), at pp. 181–89 — reviewing Ashley Tellis’ new book Balancing Without Containment: An American Strategy for Managing China (Washington, D.C.: Carnegie Endowment for International Peace, 2014).  This review essay appears here [...]</description>
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      Note:
    
  
  
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      Below follows the text of an essay Dr. Ford published recently
    
  
    
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      — “
    
  
    
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    &lt;a href="http://www.nbr.org/publications/asia_policy/Free/AP18/AsiaPolicy18_Ford_July2014.pdf"&gt;&#xD;
      
                      
      
    
      Grand Strategy and a ‘Rising’ China
    
  
    
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      ,” in 
    
  
    
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      Asia Policy, 
    
  
    
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      no. 18 (July 2014), at pp. 181–89 — reviewing 
    
  
    
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    &lt;a href="http://carnegieendowment.org/experts/index.cfm?fa=expert_view&amp;amp;expert_id=198&amp;amp;prog=zgp&amp;amp;proj=zsazusr"&gt;&#xD;
      
                      
      
    
      Ashley Tellis
    
  
    
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      ’ new book 
    
  
    
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    &lt;a href="http://carnegieendowment.org/files/balancing_without_containment.pdf"&gt;&#xD;
      
                      
      
    
      Balancing Without Containment: An American Strategy for Managing China
    
  
    
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       (Washington, D.C.: Carnegie Endowment for International Peace, 2014).  This review essay appears here as it was posted on 
    
  
    
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    &lt;a href="http://carnegieendowment.org/email/Asia/img/AsiaPolicy18_Ford_July2014.pdf"&gt;&#xD;
      
                      
      
    
      Carnegie’s website
    
  
    
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      .
    
  
    
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      Grand Strategy and a “Rising” China:
    
  
  
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                    Ashley Tellis’s valuable new work, 
    
  
  
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      &lt;a href="http://carnegieendowment.org/files/balancing_without_containment.pdf"&gt;&#xD;
        
                        
      
      
        Balancing Without Containment: An American Strategy for Managing China
      
    
    
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      &lt;/a&gt;&#xD;
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    , helps fill a lamentably empty niche in Western strategic writing about the People’s Republic of China (PRC).  It is perhaps a shame that there are still such gaps remaining to be filled, but also a pleasure to see an able scholar make thoughtful suggestions.
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                    I.          
    
  
  
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      The United States’ Strategic Holiday
    
  
  
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                    Americans were not always bad at strategic thinking, but our strategic holiday as the post–Cold War “hyperpower” seems to have made us intellectually lazy. While Americans once sought to encourage the growth of the PRC’s power for strategic reasons, hoping to build up Beijing as a counterweight to the Soviet Union, we continued—in President Obama’s words—to “welcome China’s rise” long after the end of the Cold War.
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                    Many seem to have assumed that economic development would inevitably lead to China’s democratization, and indeed its Americanization. As President Bill Clinton put it, “our engagement with China is…the best way to advance our ideals. The more we bring China into the world, the more the world will bring freedom to China.”
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                    With the tides of history apparently on our side, there seemed to be little need for anything like strategy, nor even much need to have a China policy at all, except simply to embrace the PRC and “engage” with it at every level. Deep thinking was implicitly unnecessary, and indeed for some China experts even discussing the idea of a U.S. competitive strategy was a bad idea. The only way that things could really go wrong would be if the United States “made” China into an adversary by acting as if it might be one. For such thinkers, the answer to any Sino-American problem was thus always simply to double down on the cure-all of soft-edged engagement.
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                    To be sure, a subset of American thinking about China cast the PRC’s rise more darkly, warning about the implications if the Communist authoritarian oligarchy in Beijing were to continue to amass power. For years, however, many of these warnings seemed to echo too strongly of Cold War concepts and military prescriptions to be taken very seriously by mainstream leaders, who were well aware that whatever the rising PRC was, it was not the same thing as the old Soviet Union. All in all, neither the engagers nor the hawks offered much strategic thinking. This is clearly a problem, however, since it is increasingly recognized that the United States’ relationship with China partakes of elements of both cooperation and competition. How are we to cooperate and compete with the PRC at the same time?
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                    II.          
    
  
  
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      Engage and Compete
    
  
  
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                    Ashley Tellis’s new book does much to meet this need for prescriptive strategic analysis. Indeed, its ambition is nothing less than to provide a full-blown competitive strategy with which the United States can hope to answer the challenges of China’s rise, yet without forgoing the great benefits that economic interdependence and globalization can still provide.
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                    As the title of the book suggests, Tellis promotes a notion of “balancing” that is neither uncritical engagement nor Cold War–style oppositionalism. Equating “containment” with “cutting off ties with Beijing and urging China’s neighbors to do the same,” Tellis sensibly argues that taking this approach vis-à-vis China today is “politically, economically, and practically unthinkable” (p. ix). At the same time, he is also adamant that simply continuing along the well-trodden path of relatively uncritical engagement is unwise. The United States badly needs a real strategy vis-à-vis China in order to preserve both its own interests and those of the prosperity-engendering global order that U.S. hegemony has underwritten for so long. Tellis calls for a strategy tailored to the circumstances of modern globalization, one that shuns easy analogies to the Cold War but is unabashedly competitive nonetheless.
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                    In an implicit rebuke of those who believe that prosperity and international engagement will inevitably “domesticate” China as a good international citizen, Tellis draws attention to idiosyncrasies that make the PRC a worrying giant. Not an analyst transfixed (as some still are) by the rhetoric of “peaceful rise” with which Beijing tries to persuade the West not to worry about growing PRC strength, Tellis warns that China’s ambitions are clear: “at the very least,  Beijing seeks to recover the centrality it enjoyed in Asian geopolitics until the coming of colonialism” (p. 1). Citing PRC strategic writings, Tellis points out that “even before China has completely risen, it is already committed to the objective of enforcing a strict hierarchy in Asia, meaning that Beijing’s position at the top of the continental order is acknowledged and respected by all its neighbors” (p. 4). Moreover, Beijing feels itself to deserve, and is positioning itself to demand, a special role at the center of the world’s political system: “a permanent presence at all the high tables of international governance as a rule maker” (p. 22).
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                    Chinese views of global order, Tellis recounts, are conditioned by an ancient culture that conceives of authority in monist and hierarchical ways and sees “good order [as] possible only through comprehensive centralization.” Despite claims to the contrary by PRC officials, moreover, its strategic culture inhabits a “‘parabellum paradigm’ that views conflict as endemic to the human condition” and happily uses force when that option is believed to exist. All in all, therefore, the stage seems worryingly set for a “risen” China that demands everyone else’s “deference to Chinese prerogatives” (pp. 15–16).
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                    As if this were not enough, Tellis notes the degree to which the PRC’s rising power has been accompanied by the rise of a “pernicious nationalism,” which the Chinese Communist Party in large part has encouraged in an effort to shore up its own shaky legitimacy (p. 17). For Tellis, this suggests the bankruptcy of traditional assumptions that once China develops into a prosperous state it will behave as a good international citizen. So far, he notes, the PRC’s rise actually seems to have made its behavior worse: “The availability of new resources has empowered Beijing to pursue coercive actions that were previously considered out of reach or excessively risky, and either new social forces within the state or the aroused citizenry has legitimized these actions” (p. 17).
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                    However, Tellis is basically a realist. An adherent neither to quasi-Kantian notions of “democratic peace” nor to quasi-essentialist theories about “Chineseness,” he thinks any fully risen China, whatever its political, cultural, or ideological complexion, would likely present grave challenges. “The causes of strife rooted in China’s internal characteristics” make things worse, Tellis writes, but “the perils of growing Chinese preeminence would persist even if such elements did not obtain.… These consequences would emerge simply because of the pressures of competitive international politics” (pp. 18–19).
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                    He maintains that the “loss of primacy to China would fundamentally undermine the national security interests of the United States in the most comprehensive sense imaginable” (p. 19). Therefore, Tellis argues that the objective of U.S. grand strategy should be to prevent this—not by stopping orrolling back China’s development but by taking the steps needed to thwart the possibility that Beijing will be able to convert this rise into a power transition that undermines, and then replaces, the current U.S.-led global operating system, which has brought peace and prosperity to so much of the modern world. Washington thus needs a competitive strategy for dealing with the PRC irrespective of what we might think about its politics. But what should this strategy be?
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                    To begin with, Tellis is emphatic that if the United States wishes to thwart the specter of great-power succession, “suppressing China through naked and premeditated force” is not a feasible option (p. 28). A second option might be to rely on efforts to change the “internal character of China itself ” by means of democratization, on the assumption that the advent of democratic governance there would “defang the perils of losing American hegemony” (p. 28). Tellis disfavors this “transformation” approach too, however, partly because it would “inflame U.S.-China relations,” and partly because it is not clear to him that democratization would entirely remove the threat to U.S. interests: “Chinese geopolitical interests could [still] differ from those of the United States … despite their common democratic bonds” (p. 28).
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                    Third, as we have already seen, Tellis rejects Cold War–style containment as a guide to contemporary U.S. strategy, reasoning that modern circumstances are too different from the United States’ previous struggle against Soviet Communism to make such an approach feasible. The rigid, full-spectrum oppositionalism of containment is inappropriate in the Chinese context, he argues, not only because of the United States’ economic interdependence with the PRC—and that of U.S. friends and allies in East Asia—but also because Washington does not today view Chinese imperialism and ideology in the same way as it did those of the Soviet Union (pp. 29–30).
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                    Tellis acknowledges that the United States’ economic engagement with China has helped create the current security problem and that “continued economic benefits of trading with China will come only at increased security risks to the United States and its allies” (p. 32). Detaching China from the globalized world, however, would be neither feasible nor beneficial. The best answer, Tellis says, is for the United States to “balance Beijing’s growing capabilities by pursuing policies that simultaneously increase China’s stake in the existing global system and raise the costs of abusing its power” (p. ix). Not resisting the PRC’s rise would be extremely unwise, but Tellis is emphatic that this resistance must be approached in a new way. The advantage of balancing, as Tellis conceives it, is that it does not require the United States to try to stop China’s economic expansion—which in this era of globalization would hurt everyone. Balancing represents a Goldilocks answer between the provocative harshness of containment and the passive resignation of inaction (p. 33).
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      Elements of Balancing
    
  
  
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                    Tellis argues that balancing should involve four elements. First, it requires supporting the rise of states around China—and an increasing degree of coordination and collaboration between them—in order to maximize their ability to resist misuses of PRC power in the region (p. x). The objective here is a “regional equilibrium deriving from the presence of many powerful states on China’s periphery all cooperating among themselves and aided whenever necessary by the hegemonic power of the United States” (p. 37).
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                    Second, balancing should involve “selectively deepening globalization” by wrapping the states of the Pacific Rim in a richer network of trade and investment liberalization agreements that will help the United States and its trading partners gain from globalization and lay a better groundwork for future growth. Significantly, Tellis advises that the success of this approach depends on “keeping China out of these regional free-trade agreements for as long as possible” (p. 50).
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                    The third element of Tellis’s balancing strategy concerns the military—though not as a preemptive tool for arresting the ascent of a rival but rather as a deterrent force with which to reassure U.S. allies and dissuade the PRC’s heavy-handedness with its neighbors. Because the world’s current politico-economic operating system depends on “the superior military capabilities that protect the global system and enforce its rules,” Washington must “maintain its extant military superiority indefinitely” (p. 54).
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                    In common with many thinkers these days, Tellis’s recipe for preserving preeminent U.S. power-projection capabilities stresses sophisticated technology—in particular, stealthy and unmanned long-range strike capabilities, submarine forces, space and cyber capabilities, and the intelligence, surveillance, and reconnaissance (ISR) tools needed to ensure access to the information on which combat effectiveness depends. He supports robust defenses against ballistic missile threats but also emphasizes the (often overlooked) need to defend against long-range cruise missiles. Tellis also urges U.S. planners not to forget nuclear weapons concepts and capabilities, which he suggests have been neglected (pp. 56–59, 65–66).
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                    Tellis’s discussion of the so-called air-sea battle concept is insightful. He correctly points out that breaking the “kill chain” of PRC anti-access/area-denial capabilities might well require strikes against targets on the Chinese mainland—in particular, against ISR and communications assets that serve to interdict the targeting information required by PRC strike forces. He is realistic enough to recognize that this is a bold and potentially risky approach; for while the likely effectiveness of such U.S. capabilities presumably gives real deterrent value to them, strikes against the mainland would indeed be a step up the escalatory ladder.
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                    At the same time, however, Tellis disputes current U.S. proponents of “offshore balancing” strategies. Any warfighting plan that aims to sit back and wait for a distant blockade to strangle the PRC, he suggests, would leave U.S. friends and allies gravely vulnerable for a considerable period of time in the event of war. Adopting such an approach would undermine alliance relationships in advance of conflict, undercut the broader U.S. strategy of trying to build up regional friends as counterweights to PRC power, and help provoke their preemptive accommodation with Chinese power. Tellis acknowledges the risks entailed in air-sea battle concepts of kill chain targeting, but he clearly thinks the United States is stuck with it as the least bad alternative (pp. 63–65).
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                    Given that economic power is in many ways the foundation on which overall national power is built—a reality that Beijing long ago recognized and on which its own engagement with the West has been premised—Tellis also discusses the importance to U.S. strategy of revitalizing the domestic economy. This domestic economic prong is the fourth element of his balancing strategy. Notably, however, this is not a prescription for yet more 
    
  
  
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     spending and demand stimulation at home. Instead, it is a much more sophisticated call for unleashing the Schumpeterian “gales of creative destruction” of free market innovation. Such fast-paced technological change and economic innovation can be disruptive and even painful at home, but Tellis is right to identify such gales as the key to long-term growth, productive efficiency, and economic capacity. A serious competitive strategy vis-à-vis China would indeed, as Tellis recommends, promote “the highest velocity of technical change possible across the spectrum of civilian to military endeavors” (p. 67). This is the key to continued U.S. superiority.
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                    Interestingly, Tellis is not intrinsically opposed to foreign borrowing. Instead, his point goes more to what is funded. It would be a geostrategic dead end to continue to use borrowing for “sustaining current consumption or paying for previously incurred social program obligations.” If Washington does keep borrowing, however, it would enhance the country’s strategic competitiveness and odds of long-term success to foster what is needed to thrive amid the Schumpeterian gales: education, infrastructure improvements, and technological R&amp;amp;D (pp. 70–71).
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                    Tellis has written an important work that deserves attention in the U.S. policy community. One might quarrel about whether his dichotomy between balancing and Cold War containment is quite as strong as he thinks. After all, the famous U.S. National Security Council (NSC) strategy document NSC 68 involved a good deal of “balance” thinking, including an emphasis on political and economic vitality and assistance to friends and allies so that they could build themselves up in order to better resist Soviet pressure. It was also part of the United States’ strategy to build up countries around the Soviet Union’s periphery—not least, as it turned out, the PRC itself—to balance Soviet power. Nor was Cold War–era strategy quite so fixated on military measures and economic warfare as current stereotypes might suggest. Parts of NSC 68 indicate that its authors agreed with Tellis on the importance of domestic economic vigor, productivity, and technological innovation as components of national power.  George Kennan’s famous “long telegram” from Moscow also spoke in holistic terms about the importance of U.S. national reinvigoration as an element of competitiveness.
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                    Moreover, U.S. Cold War strategy was not quite so rigid in its execution as Tellis’s dichotomy might seem to suggest. It did not shy from encouraging Soviet economic isolation, but as time wore on, this effort remained firm only with respect to militarily useful dual-use technologies—an area, ironically, in which one might today perhaps wish the outside world had been more confrontational with the PRC over the last three decades. Economic dealings with the Soviet Union depended on the mood of the times, expanding in the détente period of the 1970s and shrinking thereafter, before expanding again in the later 1980s, with European countries consistently more willing to trade than Washington. On the whole, economic praxis vis-à-vis the Soviet Union was rather heterodox. In practice, in other words, Cold War containment was a more subtle and flexible instrument, and less of a rigid recipe, than modern stereotypes—or contemporary PRC talking points intended to delegitimize more confrontational U.S. postures—would have it.
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                    But these are mere quibbles, for Tellis is correct that dealing with the PRC today requires a different recipe than the United States employed during the Cold War. Ultimately, the phrase “containment” derives from Kennan’s call in 1946 for “the containment of Russian expansive tendencies”—that is, it was aimed at international misbehavior, not Russian economic development. In this sense, at least, it is hardly crazy to desire a limited sort of containment today vis-à-vis China. Kennan attempted to match his recipe to the Soviet Union that the United States confronted in 1946, and those who would contain Chinese misbehavior today—which is not at all the same thing as containing China’s prosperity and growth—need prescriptions appropriate to the particular target of the modern PRC. Tellis offers them with aplomb and persuasiveness. 
    
  
  
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     deserves, and will reward, a careful read.
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&lt;/div&gt;</content:encoded>
      <pubDate>Sun, 16 Nov 2014 18:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1887de1e30fa</guid>
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    <item>
      <title>Grand Strategy and a “Rising” China</title>
      <link>http://www.newparadigmsforum.com/p1887</link>
      <description>Note:
Below follows the text of an essay Dr. Ford published recently — “Grand Strategy and a ‘Rising’ China,” in Asia Policy, no. 18 (July 2014), at pp. 181–89 — reviewing Ashley Tellis’ new book Balancing Without Containment: An American Strategy for Managing China (Washington, D.C.: Carnegie Endowment for International Peace, 2014).  This review essay appears here [...]</description>
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      Below follows the text of an essay Dr. Ford published recently
    
  
    
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      Grand Strategy and a ‘Rising’ China
    
  
    
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      no. 18 (July 2014), at pp. 181–89 — reviewing 
    
  
    
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    &lt;a href="http://carnegieendowment.org/experts/index.cfm?fa=expert_view&amp;amp;expert_id=198&amp;amp;prog=zgp&amp;amp;proj=zsazusr"&gt;&#xD;
      
                      
      
    
      Ashley Tellis
    
  
    
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      ’ new book 
    
  
    
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      Balancing Without Containment: An American Strategy for Managing China
    
  
    
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       (Washington, D.C.: Carnegie Endowment for International Peace, 2014).  This review essay appears here as it was posted on 
    
  
    
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      Carnegie’s website
    
  
    
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      Grand Strategy and a “Rising” China:
    
  
  
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                    Ashley Tellis’s valuable new work, 
    
  
  
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        Balancing Without Containment: An American Strategy for Managing China
      
    
    
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    , helps fill a lamentably empty niche in Western strategic writing about the People’s Republic of China (PRC).  It is perhaps a shame that there are still such gaps remaining to be filled, but also a pleasure to see an able scholar make thoughtful suggestions.
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      The United States’ Strategic Holiday
    
  
  
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                    Americans were not always bad at strategic thinking, but our strategic holiday as the post–Cold War “hyperpower” seems to have made us intellectually lazy. While Americans once sought to encourage the growth of the PRC’s power for strategic reasons, hoping to build up Beijing as a counterweight to the Soviet Union, we continued—in President Obama’s words—to “welcome China’s rise” long after the end of the Cold War.
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                    Many seem to have assumed that economic development would inevitably lead to China’s democratization, and indeed its Americanization. As President Bill Clinton put it, “our engagement with China is…the best way to advance our ideals. The more we bring China into the world, the more the world will bring freedom to China.”
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                    With the tides of history apparently on our side, there seemed to be little need for anything like strategy, nor even much need to have a China policy at all, except simply to embrace the PRC and “engage” with it at every level. Deep thinking was implicitly unnecessary, and indeed for some China experts even discussing the idea of a U.S. competitive strategy was a bad idea. The only way that things could really go wrong would be if the United States “made” China into an adversary by acting as if it might be one. For such thinkers, the answer to any Sino-American problem was thus always simply to double down on the cure-all of soft-edged engagement.
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                    To be sure, a subset of American thinking about China cast the PRC’s rise more darkly, warning about the implications if the Communist authoritarian oligarchy in Beijing were to continue to amass power. For years, however, many of these warnings seemed to echo too strongly of Cold War concepts and military prescriptions to be taken very seriously by mainstream leaders, who were well aware that whatever the rising PRC was, it was not the same thing as the old Soviet Union. All in all, neither the engagers nor the hawks offered much strategic thinking. This is clearly a problem, however, since it is increasingly recognized that the United States’ relationship with China partakes of elements of both cooperation and competition. How are we to cooperate and compete with the PRC at the same time?
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                    II.          
    
  
  
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      Engage and Compete
    
  
  
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                    Ashley Tellis’s new book does much to meet this need for prescriptive strategic analysis. Indeed, its ambition is nothing less than to provide a full-blown competitive strategy with which the United States can hope to answer the challenges of China’s rise, yet without forgoing the great benefits that economic interdependence and globalization can still provide.
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                    As the title of the book suggests, Tellis promotes a notion of “balancing” that is neither uncritical engagement nor Cold War–style oppositionalism. Equating “containment” with “cutting off ties with Beijing and urging China’s neighbors to do the same,” Tellis sensibly argues that taking this approach vis-à-vis China today is “politically, economically, and practically unthinkable” (p. ix). At the same time, he is also adamant that simply continuing along the well-trodden path of relatively uncritical engagement is unwise. The United States badly needs a real strategy vis-à-vis China in order to preserve both its own interests and those of the prosperity-engendering global order that U.S. hegemony has underwritten for so long. Tellis calls for a strategy tailored to the circumstances of modern globalization, one that shuns easy analogies to the Cold War but is unabashedly competitive nonetheless.
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                    In an implicit rebuke of those who believe that prosperity and international engagement will inevitably “domesticate” China as a good international citizen, Tellis draws attention to idiosyncrasies that make the PRC a worrying giant. Not an analyst transfixed (as some still are) by the rhetoric of “peaceful rise” with which Beijing tries to persuade the West not to worry about growing PRC strength, Tellis warns that China’s ambitions are clear: “at the very least,  Beijing seeks to recover the centrality it enjoyed in Asian geopolitics until the coming of colonialism” (p. 1). Citing PRC strategic writings, Tellis points out that “even before China has completely risen, it is already committed to the objective of enforcing a strict hierarchy in Asia, meaning that Beijing’s position at the top of the continental order is acknowledged and respected by all its neighbors” (p. 4). Moreover, Beijing feels itself to deserve, and is positioning itself to demand, a special role at the center of the world’s political system: “a permanent presence at all the high tables of international governance as a rule maker” (p. 22).
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                    Chinese views of global order, Tellis recounts, are conditioned by an ancient culture that conceives of authority in monist and hierarchical ways and sees “good order [as] possible only through comprehensive centralization.” Despite claims to the contrary by PRC officials, moreover, its strategic culture inhabits a “‘parabellum paradigm’ that views conflict as endemic to the human condition” and happily uses force when that option is believed to exist. All in all, therefore, the stage seems worryingly set for a “risen” China that demands everyone else’s “deference to Chinese prerogatives” (pp. 15–16).
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                    As if this were not enough, Tellis notes the degree to which the PRC’s rising power has been accompanied by the rise of a “pernicious nationalism,” which the Chinese Communist Party in large part has encouraged in an effort to shore up its own shaky legitimacy (p. 17). For Tellis, this suggests the bankruptcy of traditional assumptions that once China develops into a prosperous state it will behave as a good international citizen. So far, he notes, the PRC’s rise actually seems to have made its behavior worse: “The availability of new resources has empowered Beijing to pursue coercive actions that were previously considered out of reach or excessively risky, and either new social forces within the state or the aroused citizenry has legitimized these actions” (p. 17).
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                    However, Tellis is basically a realist. An adherent neither to quasi-Kantian notions of “democratic peace” nor to quasi-essentialist theories about “Chineseness,” he thinks any fully risen China, whatever its political, cultural, or ideological complexion, would likely present grave challenges. “The causes of strife rooted in China’s internal characteristics” make things worse, Tellis writes, but “the perils of growing Chinese preeminence would persist even if such elements did not obtain.… These consequences would emerge simply because of the pressures of competitive international politics” (pp. 18–19).
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                    He maintains that the “loss of primacy to China would fundamentally undermine the national security interests of the United States in the most comprehensive sense imaginable” (p. 19). Therefore, Tellis argues that the objective of U.S. grand strategy should be to prevent this—not by stopping orrolling back China’s development but by taking the steps needed to thwart the possibility that Beijing will be able to convert this rise into a power transition that undermines, and then replaces, the current U.S.-led global operating system, which has brought peace and prosperity to so much of the modern world. Washington thus needs a competitive strategy for dealing with the PRC irrespective of what we might think about its politics. But what should this strategy be?
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                    To begin with, Tellis is emphatic that if the United States wishes to thwart the specter of great-power succession, “suppressing China through naked and premeditated force” is not a feasible option (p. 28). A second option might be to rely on efforts to change the “internal character of China itself ” by means of democratization, on the assumption that the advent of democratic governance there would “defang the perils of losing American hegemony” (p. 28). Tellis disfavors this “transformation” approach too, however, partly because it would “inflame U.S.-China relations,” and partly because it is not clear to him that democratization would entirely remove the threat to U.S. interests: “Chinese geopolitical interests could [still] differ from those of the United States … despite their common democratic bonds” (p. 28).
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                    Third, as we have already seen, Tellis rejects Cold War–style containment as a guide to contemporary U.S. strategy, reasoning that modern circumstances are too different from the United States’ previous struggle against Soviet Communism to make such an approach feasible. The rigid, full-spectrum oppositionalism of containment is inappropriate in the Chinese context, he argues, not only because of the United States’ economic interdependence with the PRC—and that of U.S. friends and allies in East Asia—but also because Washington does not today view Chinese imperialism and ideology in the same way as it did those of the Soviet Union (pp. 29–30).
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                    Tellis acknowledges that the United States’ economic engagement with China has helped create the current security problem and that “continued economic benefits of trading with China will come only at increased security risks to the United States and its allies” (p. 32). Detaching China from the globalized world, however, would be neither feasible nor beneficial. The best answer, Tellis says, is for the United States to “balance Beijing’s growing capabilities by pursuing policies that simultaneously increase China’s stake in the existing global system and raise the costs of abusing its power” (p. ix). Not resisting the PRC’s rise would be extremely unwise, but Tellis is emphatic that this resistance must be approached in a new way. The advantage of balancing, as Tellis conceives it, is that it does not require the United States to try to stop China’s economic expansion—which in this era of globalization would hurt everyone. Balancing represents a Goldilocks answer between the provocative harshness of containment and the passive resignation of inaction (p. 33).
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                    III.          
    
  
  
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      Elements of Balancing
    
  
  
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                    Tellis argues that balancing should involve four elements. First, it requires supporting the rise of states around China—and an increasing degree of coordination and collaboration between them—in order to maximize their ability to resist misuses of PRC power in the region (p. x). The objective here is a “regional equilibrium deriving from the presence of many powerful states on China’s periphery all cooperating among themselves and aided whenever necessary by the hegemonic power of the United States” (p. 37).
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                    Second, balancing should involve “selectively deepening globalization” by wrapping the states of the Pacific Rim in a richer network of trade and investment liberalization agreements that will help the United States and its trading partners gain from globalization and lay a better groundwork for future growth. Significantly, Tellis advises that the success of this approach depends on “keeping China out of these regional free-trade agreements for as long as possible” (p. 50).
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                    The third element of Tellis’s balancing strategy concerns the military—though not as a preemptive tool for arresting the ascent of a rival but rather as a deterrent force with which to reassure U.S. allies and dissuade the PRC’s heavy-handedness with its neighbors. Because the world’s current politico-economic operating system depends on “the superior military capabilities that protect the global system and enforce its rules,” Washington must “maintain its extant military superiority indefinitely” (p. 54).
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                    In common with many thinkers these days, Tellis’s recipe for preserving preeminent U.S. power-projection capabilities stresses sophisticated technology—in particular, stealthy and unmanned long-range strike capabilities, submarine forces, space and cyber capabilities, and the intelligence, surveillance, and reconnaissance (ISR) tools needed to ensure access to the information on which combat effectiveness depends. He supports robust defenses against ballistic missile threats but also emphasizes the (often overlooked) need to defend against long-range cruise missiles. Tellis also urges U.S. planners not to forget nuclear weapons concepts and capabilities, which he suggests have been neglected (pp. 56–59, 65–66).
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                    Tellis’s discussion of the so-called air-sea battle concept is insightful. He correctly points out that breaking the “kill chain” of PRC anti-access/area-denial capabilities might well require strikes against targets on the Chinese mainland—in particular, against ISR and communications assets that serve to interdict the targeting information required by PRC strike forces. He is realistic enough to recognize that this is a bold and potentially risky approach; for while the likely effectiveness of such U.S. capabilities presumably gives real deterrent value to them, strikes against the mainland would indeed be a step up the escalatory ladder.
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                    At the same time, however, Tellis disputes current U.S. proponents of “offshore balancing” strategies. Any warfighting plan that aims to sit back and wait for a distant blockade to strangle the PRC, he suggests, would leave U.S. friends and allies gravely vulnerable for a considerable period of time in the event of war. Adopting such an approach would undermine alliance relationships in advance of conflict, undercut the broader U.S. strategy of trying to build up regional friends as counterweights to PRC power, and help provoke their preemptive accommodation with Chinese power. Tellis acknowledges the risks entailed in air-sea battle concepts of kill chain targeting, but he clearly thinks the United States is stuck with it as the least bad alternative (pp. 63–65).
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                    Given that economic power is in many ways the foundation on which overall national power is built—a reality that Beijing long ago recognized and on which its own engagement with the West has been premised—Tellis also discusses the importance to U.S. strategy of revitalizing the domestic economy. This domestic economic prong is the fourth element of his balancing strategy. Notably, however, this is not a prescription for yet more 
    
  
  
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      dirigiste
    
  
  
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     spending and demand stimulation at home. Instead, it is a much more sophisticated call for unleashing the Schumpeterian “gales of creative destruction” of free market innovation. Such fast-paced technological change and economic innovation can be disruptive and even painful at home, but Tellis is right to identify such gales as the key to long-term growth, productive efficiency, and economic capacity. A serious competitive strategy vis-à-vis China would indeed, as Tellis recommends, promote “the highest velocity of technical change possible across the spectrum of civilian to military endeavors” (p. 67). This is the key to continued U.S. superiority.
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                    Interestingly, Tellis is not intrinsically opposed to foreign borrowing. Instead, his point goes more to what is funded. It would be a geostrategic dead end to continue to use borrowing for “sustaining current consumption or paying for previously incurred social program obligations.” If Washington does keep borrowing, however, it would enhance the country’s strategic competitiveness and odds of long-term success to foster what is needed to thrive amid the Schumpeterian gales: education, infrastructure improvements, and technological R&amp;amp;D (pp. 70–71).
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                    IV.          
    
  
  
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      To Contain Misbehavior
    
  
  
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                    Tellis has written an important work that deserves attention in the U.S. policy community. One might quarrel about whether his dichotomy between balancing and Cold War containment is quite as strong as he thinks. After all, the famous U.S. National Security Council (NSC) strategy document NSC 68 involved a good deal of “balance” thinking, including an emphasis on political and economic vitality and assistance to friends and allies so that they could build themselves up in order to better resist Soviet pressure. It was also part of the United States’ strategy to build up countries around the Soviet Union’s periphery—not least, as it turned out, the PRC itself—to balance Soviet power. Nor was Cold War–era strategy quite so fixated on military measures and economic warfare as current stereotypes might suggest. Parts of NSC 68 indicate that its authors agreed with Tellis on the importance of domestic economic vigor, productivity, and technological innovation as components of national power.  George Kennan’s famous “long telegram” from Moscow also spoke in holistic terms about the importance of U.S. national reinvigoration as an element of competitiveness.
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                    Moreover, U.S. Cold War strategy was not quite so rigid in its execution as Tellis’s dichotomy might seem to suggest. It did not shy from encouraging Soviet economic isolation, but as time wore on, this effort remained firm only with respect to militarily useful dual-use technologies—an area, ironically, in which one might today perhaps wish the outside world had been more confrontational with the PRC over the last three decades. Economic dealings with the Soviet Union depended on the mood of the times, expanding in the détente period of the 1970s and shrinking thereafter, before expanding again in the later 1980s, with European countries consistently more willing to trade than Washington. On the whole, economic praxis vis-à-vis the Soviet Union was rather heterodox. In practice, in other words, Cold War containment was a more subtle and flexible instrument, and less of a rigid recipe, than modern stereotypes—or contemporary PRC talking points intended to delegitimize more confrontational U.S. postures—would have it.
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                    But these are mere quibbles, for Tellis is correct that dealing with the PRC today requires a different recipe than the United States employed during the Cold War. Ultimately, the phrase “containment” derives from Kennan’s call in 1946 for “the containment of Russian expansive tendencies”—that is, it was aimed at international misbehavior, not Russian economic development. In this sense, at least, it is hardly crazy to desire a limited sort of containment today vis-à-vis China. Kennan attempted to match his recipe to the Soviet Union that the United States confronted in 1946, and those who would contain Chinese misbehavior today—which is not at all the same thing as containing China’s prosperity and growth—need prescriptions appropriate to the particular target of the modern PRC. Tellis offers them with aplomb and persuasiveness. 
    
  
  
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      Balancing Without Containment
    
  
  
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     deserves, and will reward, a careful read.
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&lt;/div&gt;</content:encoded>
      <pubDate>Sun, 16 Nov 2014 18:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1887</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Challenges for Nuclear Security Cooperation in Russia</title>
      <link>http://www.newparadigmsforum.com/p1867ee17b186</link>
      <description>I had the pleasure of spending a morning recently with some people very knowledgeable about nuclear security cooperation in Russia, and it got me thinking.  It’s useful to ponder this topic, because we stand at an important crossroads with respect to such cooperation today.
Nuclear security cooperation in Russia has been an important priority for U.S. [...]</description>
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                    I had the pleasure of spending a morning recently with some people very knowledgeable about nuclear security cooperation in Russia, and it got me thinking.  It’s useful to ponder this topic, because we stand at an important crossroads with respect to such cooperation today.
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                    Nuclear security cooperation in Russia has been an important priority for U.S. policymakers since the collapse of the Soviet Union.  Indeed, American taxpayers have supported efforts such as the Cooperative Threat Reduction (CTR, a.k.a. “Nunn-Lugar”) program with considerable sums of money over the years, frequently providing several hundred million dollars annually, for a total of what 
    
  
  
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      the Congressional Research Service calculates
    
  
  
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     as having reached nearly nine billion dollars by the end of Fiscal Year 2010 alone.
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                    I will leave it to others to assess in detail the degree to which our security – and that of the world as a whole – benefited from these programs in Russia, but it seems very likely that they did a great deal of good.  The Russia of the mid-1990s was in a woeful state with regard to things such as fissile materials storage, transportation security, weapons storage security, and even the ability safely and accountably to undertake the dismantlement and disposition tasks associated with post-Cold War nuclear reductions.  Were they to have been left unaddressed, these failures could have presented grave security threats – not just to us, but all around the world – by raising the possibility of former Soviet nuclear materials, technologies, or weapons ending up in the hands of proliferator countries or even terrorists.
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      It has been reported
    
  
  
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    , for instance, that before he fled (to Iran!) upon the U.S. invasion of Afghanistan, the Egyptian scientist and 
    
  
  
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     operative Abdel al-Masri conducted experiments with high-explosive implosions in order to explore the feasibility of producing nuclear yield if fissile material became available.  
    
  
  
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      It has also been reported
    
  
  
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     that a former Soviet weapons scientist played a critical role in the mid-1990s in tutoring Iranian experts on how to build high-precision detonators for nuclear weaponry.  We should be very thankful that Osama bin Laden’s people did not actually have any fissile material with which to work, and that the former Soviet weapons scientist “brain drain” to proliferator regimes such as Iran was not worse.
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                    Russian performance in nuclear security has reportedly been much improved since those days, in large part through our CTR efforts, and I have little doubt that U.S. security has thus benefited from such changes.   It is somewhat troubling that even some quite sympathetic studies of CTR’s net impact – among them 
    
  
  
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      Sharon Weiner’s 2011 book
    
  
  
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     – suggest that CTR has on balance had a somewhat mixed record, but it does seem likely that CTR programs have
    
  
  
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    done quite a bit of good.
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                    The interesting question for current policymakers, however, is not whether CTR did good work “back in the day,” but rather what 
    
  
  
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     there is, if any, for U.S.-Russian nuclear security cooperation.  I hope the reader will indulge me, therefore, while I outline what I see to be some of the challenges facing this work today.
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                    I.          
    
  
  
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      Some Preliminaries
    
  
  
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                    Let’s (mostly) leave aside the question of whether Russia is 
    
  
  
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     wants more such cooperation.  I get the impression that Moscow 
    
  
  
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      isn’t
    
  
  
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     particularly interested, although the 
    
  
  
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      White House proudly announced the signing last year
    
  
  
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     of a new framework agreement for CTR-type work: a new protocol under the somewhat older Multilateral Nuclear Environmental Program in the Russian Federation (MNEPR).
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    &lt;a href="https://www.armscontrol.org/act/2014_0708/Features/Russian-US-Cooperative-Threat-Reduction-Beyond-Nunn-Lugar-and-Ukraine"&gt;&#xD;
      
                      
    
    
      It has been reported
    
  
  
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     that U.S. officials hope this new protocol will support work to improve Russian nuclear and radiological material security and customs control, consolidating nuclear materials, converting research reactors to operate with low-enriched uranium (LEU) instead of highly-enriched uranium (HEU), and completing the dismantlement of decommissioned Soviet nuclear-powered submarines.
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                    What I haven’t heard, however, is much to suggest that the Russians themselves are keen on continuing their traditional role as the recipient of U.S. largesse in the name of nuclear security, and indeed I am informed that they are currently undertaking a “review” of all such cooperation today.  We shall see what happens, but Moscow may pare things back significantly, even on top of the 
    
  
  
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      cutbacks upon which they already insisted in negotiating the new MNEPR protocol
    
  
  
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    .  For now, however, let’s just assume that Moscow is reasonably willing to continue programs in Russia – as opposed to cooperative efforts against proliferation risks elsewhere, which is perhaps more likely – if we are.
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let’s also leave aside the question of how much nuclear security work still 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      needs
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be done in Russia, for that is something that others are much better able to discuss than I am.  I’m willing to assume both that despite all the work we’ve done (and funded) already, significant problems still exist – and that the United States would be better off if nuclear security in Russia improved still further.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That said, however, it doesn’t necessarily follow simply from these points that more “CTR-ish” cooperation is advisable, feasible, or politically saleable here in the United States.  In this essay, I’d like to focus upon three further obstacles to continued U.S.-Russian nuclear security cooperation: (1) the problem of changed economic and fiscal circumstances; (2) the problem of budget “fungibility” and the resulting danger of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    U.S. subsidization of the Russian nuclear weapons program; and (3) the problem of nuclear security opportunity costs.  After outlining these points, I will try to suggest a sort of “roadmap” by which proponents of continued nuclear security cooperation might be able to address these problems.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Funding Questions
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To begin with, there has obviously been a significant change in fiscal circumstances since the halcyon early years of the Nunn-Lugar program.  In those days, Russia was starkly impoverished and needed help, and the only way sensible things would get done in the nuclear security arena seemed to be for us pay for them.  Making the argument even easier, the United States also had a booming economy by the mid-1990s, with few budget pressures in sight.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Now, however, things could scarcely be more different.  For its part, Moscow has had a decade of its own petrodollar-fueled boom, and while the long-term prospects of the corrupt kleptocracy of Vladimir Putin’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      siloviki
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     state are surely poor, with the country facing formidable demographic problems to boot, Russian budgets are far from tight and plenty of money seems to be available – at least for anything about which the autocrats in the Kremlin 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      care
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     about, including invading their neighbors and funding the Russian nuclear enterprise.  Whether they 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     care about nuclear security specifically is another matter, but the argument that Russia cannot afford what is needed no longer seems at all compelling.  If any need for U.S. funding can be said still to remain, the most that can be said about it now is merely that we should pay for what Russia 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      chooses
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     not to.  Personally, I do not take it as an absolute that we should now refuse to cover any such expenses under any circumstances, but the burden of persuasion here is a great deal higher than it used to be.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Moreover, we in the United States today remain stuck in the debt-ridden economic doldrums – endlessly on the verge of a much-promised “recovery” that never quite seems to arrive, and with unemployment figures that seem to improve principally as people 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      drop
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      out
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of our labor force – and modern budgets are chronically tight.  Under these circumstances, U.S.-Russia cooperation along CTR-type lines seems unlikely to have much future unless proponents can provide a persuasive account of why it is still appropriate for U.S. taxpayer to subsidize, into the indefinite future, what the Russians really should be doing for themselves – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and which
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      they
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      now can
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  It may be possible to make that case, but it doesn’t seem to have been made yet.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Fungible Budgets and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Shifting Cost/Benefit Calculations
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This brings us to the second problem: problem of budget “fungibility,” and the implications of U.S. taxpayer support for Russian nuclear-related budgets.  Specifically, I refer here to the possibility that American nuclear security cooperation may permit the Kremlin to spend more on its nuclear weapons program than if only domestic funds had been available for nuclear security.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    During the early years of the CTR program, though this was a very real possibility, the fungibility issue wasn’t felt to be too much of a problem.  At the time, it was possible to argue plausibly that providing U.S. funds for nuclear security work that Russia ideally 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      should
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     undertake for itself was in our security interest 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      even though
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     these U.S. monies might have the effect of permitting the Kremlin to spend more on its nuclear weapons program than would otherwise have been the case.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the 1990s, after all, amidst a palpable sense of strategic relief created by the end of the Cold War, Russia seemed to be at least a friend, and potentially even an incipient ally.  At any rate, Moscow certainly didn’t seem like an enemy, and was felt to present little or no threat, either to the United States directly or to our allies and friends.  Under the circumstances, providing some indirect subsidy for Russian weapons work did not seem terribly problematic, if by such means we could forestall much 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      worse
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     threats in the form of proliferation to third countries or non-state actors.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The question for us now, however, is whether the balance of harms still favors sending nuclear security money to the Russians.  Historically, many prominent CTR proponents tried to avoid this question, preferring to dodge it and to suggest that such American spending was an unmitigated, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     good, but this was never true.  I’m willing to accept that CTR spending in Russia was of considerable 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      net
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     benefit to U.S. national security for many years, but it would be dishonest to pretend that there weren’t costs associated with these benefits.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As a matter of historical fact, for instance, it does seem that our money never managed to fund as many actual transitions into peaceable civilian work as had originally been hoped.  As a result, even as the U.S. funding pipeline helped reduce the dangers of more Soviet-era weapons scientists leaving Russia in search of salaries in Iran, North Korea, or elsewhere, our dollars nonetheless apparently kept many of those experts available and employed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     weapons scientists until the Putin regime could put the complex fully back to work on the Kremlin’s ambitious present-day modernization and weapons-development programs.  As Sharon Weiner has noted, U.S. taxpayer dollars were “crucial” in enabling the survival of “several core nuclear weapons institutes, such as the weapons research and design facilities at Sarov and Snezhinsk.”  Every American dollar spent on nuclear security, moreover, was indeed one that Russian nuclear budgeteers did not have worry about providing on their own, thus permitting them to spend more of what little they had elsewhere.  It is not always appreciated how important the CTR subsidy was for the Russian nuclear weapons program.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      were
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     clearly costs.  Nonetheless, it is the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      balance
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     between benefit and cost that is the critical question in assessing the merits of CTR – and of potential additional cooperative projects in the future.  For most of the CTR program’s history, the merits probably lay on the side of continued support.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yes, we kept Russia from having to spend so much on nuclear security, thus presumably freeing up more of that country’s nuclear budget for work on weapons that were, and remain, aimed at us.  And yes, we doubtless helped facilitate Putin’s reconstitution of Russia’s nuclear might.   In earlier years, however, Russia’s nuclear security needs 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      were
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     staggering, and Moscow’s own nuclear arsenal seemed less threatening to us that the specter of “loose nukes” or some other form of proliferation to third-party countries or non-state actors.  Under the circumstances of the 1990s, why 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     subsidize Russia’s weaponry a little, if doing so would forestall 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      worse
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     threats – especially since without help, Moscow seemed at the time unable to afford even rudimentary nuclear security?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But you can surely see the problem, and here’s where I think an important challenge lies today, both substantively and politically.  As circumstances have evolved, the balance between benefit and cost has changed; the comparatively benign assumptions of the 1990s no longer seem to hold.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Today, Putin’s Russia is openly autocratic, predatory, and revanchist.  Far from being poised to evolve into a peaceable democracy, the Kremlin suppresses domestic dissent once more, and is rebuilding its military machine – not least by investing what are apparently considerable sums not just into nuclear weapons modernization but also into 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      new
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     weapons development, and in support of military doctrines that stress early nuclear first use and clearly prize peacetime nuclear saber-rattling.  Worse still, this rearming great power seeks to reconstitute the Soviet sphere of influence, and even to seize back some of that Empire’s lost land.  Indeed, Putin’s Russia has now invaded two of its neighbors in order to dismember them, setting up puppet client statelets on their sovereign territory or even annexing portions of it outright.  All this changes things considerably.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Both because CTR 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     already done so much to improve the nuclear security situation in Russia (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , making the need for more assistance less acute) and because the modern Kremlin is working very hard to seem like our strategic adversary after all, it is much harder to make the argument today that the old CTR cost/benefit tradeoff is worth it.  Even if there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      are
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     still nonproliferation benefits to be gained thereby, it is now extraordinarily difficult to defend providing any kind of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     subsidy for Russia’s nuclear budgets and nuclear weapons industry.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Opportunity
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Costs
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The third and final challenge to further cooperation is more subtle and prosaic, but real just the same.  The case for additional American funding for projects in Russia rests upon its proponents being able to show that directing to Russia the U.S. money available for spending on nuclear security represents the highest and best use of such funds.  When CTR began, it was easy to argue that Russian nuclear security problems – that is, gaping holes in security practices in a country possessing staggeringly huge stocks of fissile material and just having gone through the chaos of an imperial implosion – were 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      so
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     worrisome that it was clearly the best place to spend nuclear security money.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Particularly as U.S. aid 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     succeeded in ameliorating the worst nuclear security problems of mid-1990s Russia, however, it is much less obvious that the best “bang for the buck” – or perhaps one should say 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -bang for the buck – in nuclear security spending is in fact there.  Any thoughtful consideration of whether to do more in Russia should weigh whatever benefits are still to be had there against what we could do for nuclear security with such funding elsewhere in a world still all too full of nuclear security problems.  Perhaps the case for Russian cooperation is indeed still compelling, but this needs to be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      demonstrated
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     rather than simply assumed.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      A Way Forward?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So how might proponents of further Russian nuclear security assistance hope to make their case in the face of these challenges?  To make as good a case as can be made, proponents of nuclear security aid would need to be able to demonstrate several things.  (I don’t claim that this is necessarily an exhaustive list, but I hope it will provide some useful food for thought.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    First, it would have to be clear that very significant nuclear security needs remain unmet in Russia, notwithstanding the progress that CTR has brought since the grim years of the mid-1990s.  To the degree that this can be shown, and that it seems likely that improvements will not occur 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      without 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    our support, this at least raises the possibility that it would be to our net advantage to use some U.S. taxpayer money to help ensure that such security problems are fixed.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Second, it would presumably be necessary to demonstrate that the marginal nuclear security dollar is today better spent in Russia, on such projects, than anywhere else in the world where it would be feasible to spend it as an alternative.  Even if Russia no longer has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      the
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     most pressing nuclear security problems, for instance, it might perhaps be the case that we would be unable for some reason to spend anything more on such projects in needier locations – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , because host governments won’t permit us to do more.  In such an event, work in Russia might yet be fairly characterized as the “best available” use for such funds as we can make available for nuclear security purposes.  Showing that nuclear security efforts elsewhere are for various reasons already “maxed out,” in other words, would help proponents of Russian aid make the case that money for Russians doesn’t compete with nuclear security work in other countries.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Third, to cope with the “fungibility” argument, proponents would have to make some kind of a showing that notwithstanding CTR’s effect in partially subsidizing Russian nuclear weapons work in the past, future aid efforts would likely have no meaningful impact in this respect.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Part of this might come through a U.S. focus upon cooperation that doesn’t involve money transfers or paying for things that Russia should really be paying for itself.  Engagement with the Russians on nuclear security and material accountancy training, the development of “best practices,” and an improved regulatory framework, for example, might be comparatively “costless” from this perspective.  (The specific agenda could be “tuned” with an eye to “fungibility” concerns; not all types of engagement or assistance raise such problems equally acutely.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Alternatively or additionally, perhaps it could be shown that there is little or no “fungibility” problem anymore in the first place, because it is essentially certain that the Kremlin will not spend any more on nuclear security if left entirely to its own devices.  Such a showing might cast worrisome doubt upon Russian competence or intentions if local unmet nuclear security needs really remain significant, but might nonetheless tend to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      decouple 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    Russian weapons funding from any kind of competitive status vis-à-vis that country’s nuclear security budget – thus attenuating “fungibility” concerns.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Fourth, it would be helpful to make a strong showing that whatever it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      were
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     proposed to do with the Russians is an activity of a sort that would avoid putting the U.S. taxpayer in the position of providing a “permanent line item” in the Russian nuclear security budget.  We should work hard to avoid indefinite commitments, and this might actually be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      especially
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     challenging precisely to the extent that proponents of further Russian aid make a strong showing of “non-fungibility.”  (If our paying for a particular project is both necessary and does not provide a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     subsidy Moscow’s nuclear weapons work because there is no way the Russians would ever pay this expense on their own, we would need to be particularly careful that we aren’t signing ourselves up to pay Moscow’s security bills, in this regard, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      forever
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    !)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Provided that there is indeed U.S. money available for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     kind of nuclear security cooperation in the first place, the above arguments would represent significant progress toward making further Russia aid into a sound policy option.  Irrespective of these conclusions, of course, it may ultimately be that there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     no feasible way around the decidedly awkward political optics of sending any U.S. taxpayer money to Moscow – 
    
  
  
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      at all
    
  
  
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     – at a time when our government is otherwise trying to impose economic sanctions on Putin’s regime for its aggressive war to carve up Ukraine.  (Even if Russian nuclear security aid could be shown to be a pretty good idea on programmatic grounds, in other words, it is not hard to imagine it being politically unsaleable.)
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                    In the cost/benefit tradeoffs that constitute public policymaking, however, debates over such matters need to be had, for the merits of further aid need to be persuasively shown and defended, rather than simply assumed.  Perhaps they can be and will be, and perhaps U.S. officials can sell the resulting policy case to the American people and their elected representatives.  But we’re not there yet.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 08 Oct 2014 01:18:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1867ee17b186</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Challenges for Nuclear Security Cooperation in Russia</title>
      <link>http://www.newparadigmsforum.com/p1867</link>
      <description>I had the pleasure of spending a morning recently with some people very knowledgeable about nuclear security cooperation in Russia, and it got me thinking.  It’s useful to ponder this topic, because we stand at an important crossroads with respect to such cooperation today.
Nuclear security cooperation in Russia has been an important priority for U.S. [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    I had the pleasure of spending a morning recently with some people very knowledgeable about nuclear security cooperation in Russia, and it got me thinking.  It’s useful to ponder this topic, because we stand at an important crossroads with respect to such cooperation today.
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                    Nuclear security cooperation in Russia has been an important priority for U.S. policymakers since the collapse of the Soviet Union.  Indeed, American taxpayers have supported efforts such as the Cooperative Threat Reduction (CTR, a.k.a. “Nunn-Lugar”) program with considerable sums of money over the years, frequently providing several hundred million dollars annually, for a total of what 
    
  
  
                    &#xD;
    &lt;a href="http://fas.org/sgp/crs/nuke/RL31957.pdf"&gt;&#xD;
      
                      
    
    
      the Congressional Research Service calculates
    
  
  
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     as having reached nearly nine billion dollars by the end of Fiscal Year 2010 alone.
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                    I will leave it to others to assess in detail the degree to which our security – and that of the world as a whole – benefited from these programs in Russia, but it seems very likely that they did a great deal of good.  The Russia of the mid-1990s was in a woeful state with regard to things such as fissile materials storage, transportation security, weapons storage security, and even the ability safely and accountably to undertake the dismantlement and disposition tasks associated with post-Cold War nuclear reductions.  Were they to have been left unaddressed, these failures could have presented grave security threats – not just to us, but all around the world – by raising the possibility of former Soviet nuclear materials, technologies, or weapons ending up in the hands of proliferator countries or even terrorists.
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    &lt;a href="http://isis-online.org/peddlingperil"&gt;&#xD;
      
                      
    
    
      It has been reported
    
  
  
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    , for instance, that before he fled (to Iran!) upon the U.S. invasion of Afghanistan, the Egyptian scientist and 
    
  
  
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      al Qaeda
    
  
  
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     operative Abdel al-Masri conducted experiments with high-explosive implosions in order to explore the feasibility of producing nuclear yield if fissile material became available.  
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/world/national-security/iaea-says-foreign-expertise-has-brought-iran-to-threshold-of-nuclear-capability/2011/11/05/gIQAc6hjtM_story.html"&gt;&#xD;
      
                      
    
    
      It has also been reported
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that a former Soviet weapons scientist played a critical role in the mid-1990s in tutoring Iranian experts on how to build high-precision detonators for nuclear weaponry.  We should be very thankful that Osama bin Laden’s people did not actually have any fissile material with which to work, and that the former Soviet weapons scientist “brain drain” to proliferator regimes such as Iran was not worse.
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                    Russian performance in nuclear security has reportedly been much improved since those days, in large part through our CTR efforts, and I have little doubt that U.S. security has thus benefited from such changes.   It is somewhat troubling that even some quite sympathetic studies of CTR’s net impact – among them 
    
  
  
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    &lt;a href="http://mitpress.mit.edu/books/our-own-worst-enemy"&gt;&#xD;
      
                      
    
    
      Sharon Weiner’s 2011 book
    
  
  
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     – suggest that CTR has on balance had a somewhat mixed record, but it does seem likely that CTR programs have
    
  
  
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    &lt;em&gt;&#xD;
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    done quite a bit of good.
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                    The interesting question for current policymakers, however, is not whether CTR did good work “back in the day,” but rather what 
    
  
  
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      future
    
  
  
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     there is, if any, for U.S.-Russian nuclear security cooperation.  I hope the reader will indulge me, therefore, while I outline what I see to be some of the challenges facing this work today.
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                    I.          
    
  
  
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    &lt;span&gt;&#xD;
      
                      
    
    
      Some Preliminaries
    
  
  
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                    Let’s (mostly) leave aside the question of whether Russia is 
    
  
  
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      itself
    
  
  
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     wants more such cooperation.  I get the impression that Moscow 
    
  
  
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      isn’t
    
  
  
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     particularly interested, although the 
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/the-press-office/2013/06/17/fact-sheet-united-states-and-russian-federation-sign-new-bilateral-frame"&gt;&#xD;
      
                      
    
    
      White House proudly announced the signing last year
    
  
  
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     of a new framework agreement for CTR-type work: a new protocol under the somewhat older Multilateral Nuclear Environmental Program in the Russian Federation (MNEPR).
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    &lt;a href="https://www.armscontrol.org/act/2014_0708/Features/Russian-US-Cooperative-Threat-Reduction-Beyond-Nunn-Lugar-and-Ukraine"&gt;&#xD;
      
                      
    
    
      It has been reported
    
  
  
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     that U.S. officials hope this new protocol will support work to improve Russian nuclear and radiological material security and customs control, consolidating nuclear materials, converting research reactors to operate with low-enriched uranium (LEU) instead of highly-enriched uranium (HEU), and completing the dismantlement of decommissioned Soviet nuclear-powered submarines.
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                    What I haven’t heard, however, is much to suggest that the Russians themselves are keen on continuing their traditional role as the recipient of U.S. largesse in the name of nuclear security, and indeed I am informed that they are currently undertaking a “review” of all such cooperation today.  We shall see what happens, but Moscow may pare things back significantly, even on top of the 
    
  
  
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    &lt;a href="https://www.armscontrol.org/act/2013_0708/Nunn-Lugar-Program-Scaled-Back%20"&gt;&#xD;
      
                      
    
    
      cutbacks upon which they already insisted in negotiating the new MNEPR protocol
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    .  For now, however, let’s just assume that Moscow is reasonably willing to continue programs in Russia – as opposed to cooperative efforts against proliferation risks elsewhere, which is perhaps more likely – if we are.
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                    Let’s also leave aside the question of how much nuclear security work still 
    
  
  
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      needs
    
  
  
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     to be done in Russia, for that is something that others are much better able to discuss than I am.  I’m willing to assume both that despite all the work we’ve done (and funded) already, significant problems still exist – and that the United States would be better off if nuclear security in Russia improved still further.
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                    That said, however, it doesn’t necessarily follow simply from these points that more “CTR-ish” cooperation is advisable, feasible, or politically saleable here in the United States.  In this essay, I’d like to focus upon three further obstacles to continued U.S.-Russian nuclear security cooperation: (1) the problem of changed economic and fiscal circumstances; (2) the problem of budget “fungibility” and the resulting danger of 
    
  
  
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      de facto 
    
  
  
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    U.S. subsidization of the Russian nuclear weapons program; and (3) the problem of nuclear security opportunity costs.  After outlining these points, I will try to suggest a sort of “roadmap” by which proponents of continued nuclear security cooperation might be able to address these problems.
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                    II.         
    
  
  
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      Funding Questions
    
  
  
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                    To begin with, there has obviously been a significant change in fiscal circumstances since the halcyon early years of the Nunn-Lugar program.  In those days, Russia was starkly impoverished and needed help, and the only way sensible things would get done in the nuclear security arena seemed to be for us pay for them.  Making the argument even easier, the United States also had a booming economy by the mid-1990s, with few budget pressures in sight.
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                    Now, however, things could scarcely be more different.  For its part, Moscow has had a decade of its own petrodollar-fueled boom, and while the long-term prospects of the corrupt kleptocracy of Vladimir Putin’s 
    
  
  
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      siloviki
    
  
  
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     state are surely poor, with the country facing formidable demographic problems to boot, Russian budgets are far from tight and plenty of money seems to be available – at least for anything about which the autocrats in the Kremlin 
    
  
  
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      care
    
  
  
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     about, including invading their neighbors and funding the Russian nuclear enterprise.  Whether they 
    
  
  
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      do
    
  
  
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     care about nuclear security specifically is another matter, but the argument that Russia cannot afford what is needed no longer seems at all compelling.  If any need for U.S. funding can be said still to remain, the most that can be said about it now is merely that we should pay for what Russia 
    
  
  
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      chooses
    
  
  
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     not to.  Personally, I do not take it as an absolute that we should now refuse to cover any such expenses under any circumstances, but the burden of persuasion here is a great deal higher than it used to be.
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                    Moreover, we in the United States today remain stuck in the debt-ridden economic doldrums – endlessly on the verge of a much-promised “recovery” that never quite seems to arrive, and with unemployment figures that seem to improve principally as people 
    
  
  
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      drop
    
  
  
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      out
    
  
  
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     of our labor force – and modern budgets are chronically tight.  Under these circumstances, U.S.-Russia cooperation along CTR-type lines seems unlikely to have much future unless proponents can provide a persuasive account of why it is still appropriate for U.S. taxpayer to subsidize, into the indefinite future, what the Russians really should be doing for themselves – 
    
  
  
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      and which
    
  
  
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      they
    
  
  
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      now can
    
  
  
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    .  It may be possible to make that case, but it doesn’t seem to have been made yet.
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                    III.        
    
  
  
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      Fungible Budgets and
    
  
  
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      Shifting Cost/Benefit Calculations
    
  
  
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                    This brings us to the second problem: problem of budget “fungibility,” and the implications of U.S. taxpayer support for Russian nuclear-related budgets.  Specifically, I refer here to the possibility that American nuclear security cooperation may permit the Kremlin to spend more on its nuclear weapons program than if only domestic funds had been available for nuclear security.
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                    During the early years of the CTR program, though this was a very real possibility, the fungibility issue wasn’t felt to be too much of a problem.  At the time, it was possible to argue plausibly that providing U.S. funds for nuclear security work that Russia ideally 
    
  
  
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      should
    
  
  
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     undertake for itself was in our security interest 
    
  
  
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      even though
    
  
  
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     these U.S. monies might have the effect of permitting the Kremlin to spend more on its nuclear weapons program than would otherwise have been the case.
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                    In the 1990s, after all, amidst a palpable sense of strategic relief created by the end of the Cold War, Russia seemed to be at least a friend, and potentially even an incipient ally.  At any rate, Moscow certainly didn’t seem like an enemy, and was felt to present little or no threat, either to the United States directly or to our allies and friends.  Under the circumstances, providing some indirect subsidy for Russian weapons work did not seem terribly problematic, if by such means we could forestall much 
    
  
  
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      worse
    
  
  
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     threats in the form of proliferation to third countries or non-state actors.
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                    The question for us now, however, is whether the balance of harms still favors sending nuclear security money to the Russians.  Historically, many prominent CTR proponents tried to avoid this question, preferring to dodge it and to suggest that such American spending was an unmitigated, 
    
  
  
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      per se
    
  
  
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     good, but this was never true.  I’m willing to accept that CTR spending in Russia was of considerable 
    
  
  
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      net
    
  
  
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     benefit to U.S. national security for many years, but it would be dishonest to pretend that there weren’t costs associated with these benefits.
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                    As a matter of historical fact, for instance, it does seem that our money never managed to fund as many actual transitions into peaceable civilian work as had originally been hoped.  As a result, even as the U.S. funding pipeline helped reduce the dangers of more Soviet-era weapons scientists leaving Russia in search of salaries in Iran, North Korea, or elsewhere, our dollars nonetheless apparently kept many of those experts available and employed 
    
  
  
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      as
    
  
  
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     weapons scientists until the Putin regime could put the complex fully back to work on the Kremlin’s ambitious present-day modernization and weapons-development programs.  As Sharon Weiner has noted, U.S. taxpayer dollars were “crucial” in enabling the survival of “several core nuclear weapons institutes, such as the weapons research and design facilities at Sarov and Snezhinsk.”  Every American dollar spent on nuclear security, moreover, was indeed one that Russian nuclear budgeteers did not have worry about providing on their own, thus permitting them to spend more of what little they had elsewhere.  It is not always appreciated how important the CTR subsidy was for the Russian nuclear weapons program.
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                    So there 
    
  
  
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      were
    
  
  
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     clearly costs.  Nonetheless, it is the 
    
  
  
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      balance
    
  
  
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     between benefit and cost that is the critical question in assessing the merits of CTR – and of potential additional cooperative projects in the future.  For most of the CTR program’s history, the merits probably lay on the side of continued support.
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                    Yes, we kept Russia from having to spend so much on nuclear security, thus presumably freeing up more of that country’s nuclear budget for work on weapons that were, and remain, aimed at us.  And yes, we doubtless helped facilitate Putin’s reconstitution of Russia’s nuclear might.   In earlier years, however, Russia’s nuclear security needs 
    
  
  
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      were
    
  
  
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     staggering, and Moscow’s own nuclear arsenal seemed less threatening to us that the specter of “loose nukes” or some other form of proliferation to third-party countries or non-state actors.  Under the circumstances of the 1990s, why 
    
  
  
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      not
    
  
  
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     subsidize Russia’s weaponry a little, if doing so would forestall 
    
  
  
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      worse
    
  
  
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     threats – especially since without help, Moscow seemed at the time unable to afford even rudimentary nuclear security?
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                    But you can surely see the problem, and here’s where I think an important challenge lies today, both substantively and politically.  As circumstances have evolved, the balance between benefit and cost has changed; the comparatively benign assumptions of the 1990s no longer seem to hold.
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                    Today, Putin’s Russia is openly autocratic, predatory, and revanchist.  Far from being poised to evolve into a peaceable democracy, the Kremlin suppresses domestic dissent once more, and is rebuilding its military machine – not least by investing what are apparently considerable sums not just into nuclear weapons modernization but also into 
    
  
  
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     weapons development, and in support of military doctrines that stress early nuclear first use and clearly prize peacetime nuclear saber-rattling.  Worse still, this rearming great power seeks to reconstitute the Soviet sphere of influence, and even to seize back some of that Empire’s lost land.  Indeed, Putin’s Russia has now invaded two of its neighbors in order to dismember them, setting up puppet client statelets on their sovereign territory or even annexing portions of it outright.  All this changes things considerably.
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                    Both because CTR 
    
  
  
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      has
    
  
  
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     already done so much to improve the nuclear security situation in Russia (
    
  
  
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      i.e.
    
  
  
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    , making the need for more assistance less acute) and because the modern Kremlin is working very hard to seem like our strategic adversary after all, it is much harder to make the argument today that the old CTR cost/benefit tradeoff is worth it.  Even if there 
    
  
  
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      are
    
  
  
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     still nonproliferation benefits to be gained thereby, it is now extraordinarily difficult to defend providing any kind of 
    
  
  
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      de facto
    
  
  
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     subsidy for Russia’s nuclear budgets and nuclear weapons industry.
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                    IV.        
    
  
  
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      Opportunity
    
  
  
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      Costs
    
  
  
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                    The third and final challenge to further cooperation is more subtle and prosaic, but real just the same.  The case for additional American funding for projects in Russia rests upon its proponents being able to show that directing to Russia the U.S. money available for spending on nuclear security represents the highest and best use of such funds.  When CTR began, it was easy to argue that Russian nuclear security problems – that is, gaping holes in security practices in a country possessing staggeringly huge stocks of fissile material and just having gone through the chaos of an imperial implosion – were 
    
  
  
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      so
    
  
  
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     worrisome that it was clearly the best place to spend nuclear security money.
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                    Particularly as U.S. aid 
    
  
  
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      has
    
  
  
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     succeeded in ameliorating the worst nuclear security problems of mid-1990s Russia, however, it is much less obvious that the best “bang for the buck” – or perhaps one should say 
    
  
  
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      non
    
  
  
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    -bang for the buck – in nuclear security spending is in fact there.  Any thoughtful consideration of whether to do more in Russia should weigh whatever benefits are still to be had there against what we could do for nuclear security with such funding elsewhere in a world still all too full of nuclear security problems.  Perhaps the case for Russian cooperation is indeed still compelling, but this needs to be 
    
  
  
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     rather than simply assumed.
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                    V.         
    
  
  
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      A Way Forward?
    
  
  
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                    So how might proponents of further Russian nuclear security assistance hope to make their case in the face of these challenges?  To make as good a case as can be made, proponents of nuclear security aid would need to be able to demonstrate several things.  (I don’t claim that this is necessarily an exhaustive list, but I hope it will provide some useful food for thought.)
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                    First, it would have to be clear that very significant nuclear security needs remain unmet in Russia, notwithstanding the progress that CTR has brought since the grim years of the mid-1990s.  To the degree that this can be shown, and that it seems likely that improvements will not occur 
    
  
  
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      without 
    
  
  
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    our support, this at least raises the possibility that it would be to our net advantage to use some U.S. taxpayer money to help ensure that such security problems are fixed.
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                    Second, it would presumably be necessary to demonstrate that the marginal nuclear security dollar is today better spent in Russia, on such projects, than anywhere else in the world where it would be feasible to spend it as an alternative.  Even if Russia no longer has 
    
  
  
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      the
    
  
  
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     most pressing nuclear security problems, for instance, it might perhaps be the case that we would be unable for some reason to spend anything more on such projects in needier locations – 
    
  
  
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      e.g.
    
  
  
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    , because host governments won’t permit us to do more.  In such an event, work in Russia might yet be fairly characterized as the “best available” use for such funds as we can make available for nuclear security purposes.  Showing that nuclear security efforts elsewhere are for various reasons already “maxed out,” in other words, would help proponents of Russian aid make the case that money for Russians doesn’t compete with nuclear security work in other countries.
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                    Third, to cope with the “fungibility” argument, proponents would have to make some kind of a showing that notwithstanding CTR’s effect in partially subsidizing Russian nuclear weapons work in the past, future aid efforts would likely have no meaningful impact in this respect.
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                    Part of this might come through a U.S. focus upon cooperation that doesn’t involve money transfers or paying for things that Russia should really be paying for itself.  Engagement with the Russians on nuclear security and material accountancy training, the development of “best practices,” and an improved regulatory framework, for example, might be comparatively “costless” from this perspective.  (The specific agenda could be “tuned” with an eye to “fungibility” concerns; not all types of engagement or assistance raise such problems equally acutely.)
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                    Alternatively or additionally, perhaps it could be shown that there is little or no “fungibility” problem anymore in the first place, because it is essentially certain that the Kremlin will not spend any more on nuclear security if left entirely to its own devices.  Such a showing might cast worrisome doubt upon Russian competence or intentions if local unmet nuclear security needs really remain significant, but might nonetheless tend to 
    
  
  
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      decouple 
    
  
  
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    Russian weapons funding from any kind of competitive status vis-à-vis that country’s nuclear security budget – thus attenuating “fungibility” concerns.
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                    Fourth, it would be helpful to make a strong showing that whatever it 
    
  
  
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      were
    
  
  
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     proposed to do with the Russians is an activity of a sort that would avoid putting the U.S. taxpayer in the position of providing a “permanent line item” in the Russian nuclear security budget.  We should work hard to avoid indefinite commitments, and this might actually be 
    
  
  
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      especially
    
  
  
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     challenging precisely to the extent that proponents of further Russian aid make a strong showing of “non-fungibility.”  (If our paying for a particular project is both necessary and does not provide a 
    
  
  
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      de facto
    
  
  
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     subsidy Moscow’s nuclear weapons work because there is no way the Russians would ever pay this expense on their own, we would need to be particularly careful that we aren’t signing ourselves up to pay Moscow’s security bills, in this regard, 
    
  
  
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      forever
    
  
  
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    !)
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                    Provided that there is indeed U.S. money available for 
    
  
  
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      any
    
  
  
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     kind of nuclear security cooperation in the first place, the above arguments would represent significant progress toward making further Russia aid into a sound policy option.  Irrespective of these conclusions, of course, it may ultimately be that there 
    
  
  
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      is
    
  
  
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     no feasible way around the decidedly awkward political optics of sending any U.S. taxpayer money to Moscow – 
    
  
  
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      at all
    
  
  
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     – at a time when our government is otherwise trying to impose economic sanctions on Putin’s regime for its aggressive war to carve up Ukraine.  (Even if Russian nuclear security aid could be shown to be a pretty good idea on programmatic grounds, in other words, it is not hard to imagine it being politically unsaleable.)
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                    In the cost/benefit tradeoffs that constitute public policymaking, however, debates over such matters need to be had, for the merits of further aid need to be persuasively shown and defended, rather than simply assumed.  Perhaps they can be and will be, and perhaps U.S. officials can sell the resulting policy case to the American people and their elected representatives.  But we’re not there yet.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 08 Oct 2014 01:18:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1867</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Iranian Nuclear Negotiating and the World’s Nonproliferation “OODA Loop”</title>
      <link>http://www.newparadigmsforum.com/p1848aec577ea</link>
      <description>Note:
This is the text upon which Dr. Ford based his remarks on July 16, 2014, at the Congressional Breakfast Seminar series on Nuclear Deterrence, Missile Defense, Proliferation, Arms Control, and Defense Policy held at the Capitol Hill Club in Washington, D.C.  The other participants in this seminar event were Dr. James Acton of the Carnegie Endowment [...]</description>
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      Note:
    
  
  
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      This is the text upon which Dr. Ford based his remarks on July 16, 2014, at the Congressional Breakfast Seminar series on Nuclear Deterrence, Missile Defense, Proliferation, Arms Control, and Defense Policy held at the 
      
    
      
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      &lt;a href="http://www.capitolhillclub.org/"&gt;&#xD;
        
                        
        
      
        Capitol Hill Club
      
    
      
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       in Washington, D.C.  The other participants in this seminar event were 
      
    
      
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      &lt;a href="http://carnegieendowment.org/experts/?fa=434 "&gt;&#xD;
        
                        
        
      
        Dr. James Acton
      
    
      
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       o
    
  
    
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      f the 
      
    
      
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        Carnegie Endowment for International Peace
      
    
      
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       and 
      
    
      
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      &lt;a href="http://www.matthewkroenig.com/"&gt;&#xD;
        
                        
        
      
        Professor Matthew Kroenig
      
    
      
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       of 
      
    
      
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        Georgetown University
      
    
      
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      .
    
  
    
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                    Good morning, everyone.  Thanks for coming to this event, and thanks to 
    
  
  
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      Peter Huessy
    
  
  
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     for having me here.  I don’t do as many of these as I used to when I was a think tanker with Hudson Institute, so it’s a particular pleasure to be sharing the stage with my friends James and Mathew.  It probably goes without saying that whatever things I say here today are my own personal views, and don’t necessarily represent those of anyone else at my Committee, the Senate, or anywhere else in the U.S. Government, but I’ll say so anyway.
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                    Anyway, it’s easy to see why Peter wanted us to talk about Iran today.  We’re currently just a few days away from July 20, the date set for a “final” nuclear negotiated deal between Iran and the so-called “P5+1” powers (the United States, Britain, France, Russia, China, and Germany).  This coming Sunday, the six-month interim arrangement known as the “Joint Plan of Action” (JPA) expires, so everyone is wondering what comes next.
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      Unresolved Issues? 
    
  
    
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                    Press accounts have suggested that the negotiations still have far to go, so I thought it might be useful to review the obstacles that are said to face the negotiators right now, on our way to exploring some characteristic challenges of 
    
  
  
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      all
    
  
  
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     nonproliferation diplomacy.  According to press reports there may be as many as eight matters still unresolved, as follows:
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                    If this is indeed the list of things that haven’t been worked out yet, it is a depressing one, since there wouldn’t seem to be any issue of substance here that 
    
  
  
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      isn’t
    
  
  
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     on it.  To be sure, it is often the case that, officially speaking, “nothing is resolved until everything is resolved.”  Nevertheless, this is still a formidable list of open issues, with only a handful of days remaining.
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      The Problem of Enrichment
    
  
    
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    The unresolved question that seems to be getting the most attention is that of Iran’s future uranium enrichment capability.  It’s worth examining this one further, for its challenges – and its history – teach us something about the problems of nonproliferation diplomacy.
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                    Iran currently has over 19,000 centrifuges installed at its enrichment facilities, of which some 10,000 are running.  The P5+1 have reportedly tried to limit Iran to maybe 10,000, but the Iranians are said to remain defiant.  For some time, Iran apparently 
    
  
  
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      insisted upon 50,000 machines
    
  
  
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    , but their current enrichment target seems to be shifting.  Supreme Leader Khamenei recently declared publicly that Iran needs 
    
  
  
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      190,000 separation work units
    
  
  
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     (or SWUs) of centrifuge capacity in order to meet its “absolute need.”
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                    It’s not clear to me exactly how Iran derived this new figure.  Information from the U.S. Nuclear Regulatory Commission’s Technical Training Center (TRC), however, suggests that this is significantly greater than what would be needed to provide the 
    
  
  
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      annual feed loading for a typical a 1,000-Megawatt electric (MWe) light water reactor 
    
  
  
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    such as Iran’s Bushehr unit – though in reality Iran doesn’t actually need 
    
  
  
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      any
    
  
  
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     fuel for Bushehr, of course, because it’s had a deal with Moscow since 1992 under which the Russians will supply that reactor with fuel for its entire operational lifetime.
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                    To put Iran’s 190,000-SWU figure into perspective, it is reported that one can enrich natural uranium into enough enriched uranium suitable for 
    
  
  
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      an implosion-type weapon with only about 4,600 SWUs per year
    
  
  
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    .   It’s also worth remembering that the 
    
  
  
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      amount of separative work required also decreases hugely each step along the way
    
  
  
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     from natural uranium to low-enriched uranium (LEU) at the 5 percent level, from LEU to 20 percent highly-enriched uranium (HEU), and from 20 percent HEU to an optimal weapons grade of about 90 percent.  This means that getting to weapons grade material with any given SWU capacity is vastly more rapid when one starts with material that is already to some degree enriched.  
    
  
  
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      As of late May
    
  
  
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    , Iran’s existing stock of LEU stood at 8,475 kilograms; it also still had some 38 kilograms of 20 percent HEU in the form of uranium hexafluoride suitable for immediate further enrichment.  In this context, and with further LEU enrichment still continuing in Iran every day, a capacity of 190,000 SWUs could surely get one quite far, quite quickly, indeed.
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                    The mullahs’ recent shift of focus from numbers of centrifuge machines to SWU capacities is probably very significant, inasmuch as it suggests that Iran is eager to use these talks to legitimate its transition from the older “P-1”-type centrifuges used in its current enrichment work to much more efficient and advanced machines – of which a much smaller number would be needed.  Higher-capacity machines allow one to do enrichment in ever-smaller facilities, with both ever-smaller observable signatures and ever-greater potential resistance to attack.  Mastering such technology would greatly increase Iran’s ability to conceal breakout from the nonproliferation regime, as well as to protect facilities against attack in the event that such an effort were discovered.
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                    This is the substantive terrain on which the current negotiations have reportedly run aground.  How much enrichment capacity will Iran end up being permitted?  What will this mean for Iran’s ability to achieve future “breakout” from the Nuclear Nonproliferation Treaty (NPT) regime, and is there any hope that verification mechanisms will be in place capable of giving warning timely enough for the international community to organize an effective response?  I’m not myself very optimistic about all this.
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      Broader Lessons
    
  
    
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                    But let’s explore what the Iran case may suggest in terms of broader lessons for nonproliferation diplomacy.  To my eye, it highlights two important problems: (1) the problem of drawing lines; and (2) the problem of the international community’s “OODA loop.”
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                    The problem of drawing lines is essentially that of establishing a limiting principle for whatever concessions one makes.  It relates to the ongoing tension, in nonproliferation diplomacy, between the specific and the universal – that is, between (a) the utility of making concessions in order to manage the 
    
  
  
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     and (b) the difficulties that such concessions later create for the regime.
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                    Diplomats negotiating agreements have an understandable tendency to want to solve “their” immediate problem in a vacuum, as if it were a unique and wholly idiosyncratic case without follow-on implications.  There is often a tension, however, between what might be helpful in managing 
    
  
  
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      this
    
  
  
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     case and what signals such moves would send to the 
    
  
  
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      next
    
  
  
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     one.  What may seem a “reasonable compromise” now is often less reasonable if one remembers that this 
    
  
  
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      isn’t
    
  
  
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     a one-off: with each step now, we are also making decisions about the future of the nonproliferation regime.  In the nonproliferation world, we send messages to 
    
  
  
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      future
    
  
  
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     would-be proliferators by how we treat those with whom we deal 
    
  
  
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      today.
    
  
  
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                    I don’t mean to suggest that there is any easy resolution to this tension, for the costs of a tougher stand in the present day can be 
    
  
  
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     high, and it is not foreordained that one will be able to avoid future problems even if one 
    
  
  
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     take more uncompromising positions today.  Not unlike Leo Tolstoy’s description of unhappy families, every approach to managing this nonproliferation tension is probably unpleasant in its own fashion.  I stress this tension, however, because – much like elected officials unwilling to take unpopular positions on government spending even though they can clearly see fiscal disaster looming beyond their next election cycle – nonproliferation diplomats have a tendency to discount the foreseeable difficulties that will be created in the future by their attempts to compromise their way to a “successful” negotiation today.
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                    Once upon a time, the U.S. Government had a relatively coherent policy on such things.  Because of its inherent proliferation risks, we sought to limit the spread of uranium enrichment and plutonium reprocessing technology (a.k.a. “E&amp;amp;R”) to countries that had already acquired it.  We insisted upon a commitment to forego E&amp;amp;R in reaching nuclear cooperation agreements with other countries, we held up an agreement to this effect with the United Arab Emirates as the “gold standard,” and we took a strong position that the only acceptable amount of SWU capacity for Iran was “none.”
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                    Such a principled nonproliferation position is still the one upon which we try to insist when discussing such things as nuclear cooperation with South Korea, but the high ground of this position has been crumbling, there and elsewhere.  The P5+1 seems to have decided that the Iranian program has now come too far for us to be able to keep asking for “zero.”
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                    And so we face the problem of drawing lines in all its awkwardness.  We seem to think we can no longer say “no,” but once we start saying “yes,” how do we stop?  If even the chronic scofflaws, religious fanatics, terrorist-sponsors, and neighbor-destabilizers in Tehran can have enrichment just because they 
    
  
  
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      want it really badly
    
  
  
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    , how on earth is the nonproliferation regime plausibly to tell 
    
  
  
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      anyone
    
  
  
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     “no” in the future?  I’ll grant that the metaphor of a “slippery slope” is much overused in our public policy discourse, but it’s hard not to feel like we’re at the top of one.
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                    As to how we 
    
  
  
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     to this point since the embryonic facility at Natanz was first revealed to the world in August 2002, I think much of the answer can be found in the international community’s lethargic “OODA loop,” which has permitted us all to be repeatedly confronted with seemingly unanswerable Iranian 
    
  
  
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      faits accomplis
    
  
  
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     at every turn.
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                    But what’s an “OODA loop”?  OODA is an acronym for “observe, orient, decide, and act.”    It is concept associated with a U.S. Air Force strategist named John Boyd, who hypothesized military action as an iterated process by which an actor 
    
  
  
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     its environment, 
    
  
  
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     itself within that environment, 
    
  
  
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     what to do, and then 
    
  
  
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     upon the basis of that decision.  For Boyd, it was a critical locus of military advantage to be able to act “inside” an enemy’s OODA loop – that is, to do your own observing, orientation, decision-making, and action-taking faster than he can do his.  If you can accomplish this, you will probably be able to shape 
    
  
  
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     environment faster than he can react coherently to it.
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                    I would suggest that this concept of the OODA loop has considerable value in thinking about nonproliferation diplomacy – and that it can help us understand how we’ve gotten to the sorry position that we now seem to be negotiating with Iran over whether they will have a 
    
  
  
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     fast NPT breakout capacity or merely a 
    
  
  
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      pretty fast
    
  
  
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     one.
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                    During the course of the long-simmering Iranian nuclear problems, the international community has distinguished itself by adopting a succession of too-little-too-late responses.  There is no way to know for sure, of course, but it’s possible that the level of sanctions pressure we are 
    
  
  
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     applying could perhaps have actually persuaded Iran to make a strategic choice against continuing its nuclear program way back in in, say, 2003.
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                    According to U.S. Intelligence Officials, Iran was then at least 
    
  
  
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     amenable to changing its behavior when confronted by the prospect of having to face very painful consequences for its IAEA safeguards and NPT violations.  With U.S. troops at that time having just easily crushed Saddam Hussein’s military in pursuit of the weapons of mass destruction (WMD) that the U.S. spies believed Iraq to possess, and with Iran’s own nuclear “case file” at that point seemingly about to go the U.N. Security Council on a wave of outage over the discoveries at Natanz, Tehran was reportedly willing at least temporarily to suspend the more obviously weaponization-related parts of its ongoing weapons program.  Perhaps if present-day levels of sanctions pressure had been applied then, Iran might have opted to do more.
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                    But of course we 
    
  
  
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     impose such pressures in 2003.  Instead, the foreign ministers of the so-called “EU-3” countries (Britain, France, and Germany) cut a side deal with Iran that derailed the Security Council push for some time.  The IAEA didn’t get around to finding Iran in noncompliance with its safeguards obligations until September 2005, and Iran wasn’t actually referred to the Security Council until February 2006 – fully 
    
  
  
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      three and a half years
    
  
  
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     after the world had learned about Natanz.  Upon discovery, Natanz had been just a big hole, but by the time the first U.N. sanctions were actually imposed in December 2006, that one-time hole had been covered with earth and concrete, and contained centrifuges that had already been enriching uranium for eight months.
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                    At every step of the process of actually 
    
  
  
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     sanctions, moreover, we found ourselves behind the ball.  At each point, while sanctions were plenty strong enough to 
    
  
  
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     the clerical regime in Tehran, what the international community was willing to accept by way of pressures was invariably weaker than anything that might have persuaded Iran really to change course.  The most effective sanctions, in fact, have been more or less 
    
  
  
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     ones – our own financial sanctions spearheaded by the Treasury Department, and those that the Europeans were eventually persuaded to impose on 
    
  
  
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     own.  But we’ve apparently never quite managed to impose enough pain, fast enough, to make the difference. Iran has remained decisively “inside” the international community’s OODA loop, as both the progress of its nuclear program and its leadership’s success in creating “facts on the ground” that are very hard to undo have moved faster than we have collectively been able to develop responses.
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                    To make matters worse, our options in the face of diplomatic failure 
    
  
  
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     constricted.  It’s not entirely obvious that we possessed a particularly attractive “Plan B” of military action even in 2003, when Iran most feared it, but as time has passed this alternative has surely become more unattractive.  Over a decade of calculated defiance during the course of endless negotiation, Iran has been able to deepen its nuclear knowledge base, stockpile LEU, broaden and diversify its technical infrastructure, and – quite literally – entrench many of its operations in deep fortifications and improved air defenses.  (That’s what the construction of the Fordow plant was all about, after all.  How many peaceful, non-threatening nuclear facilities really have to be built behind blast doors in mountainside tunnels?)  It is still just conceivable that we, or perhaps the Israelis, will eventually feel the need to strike at Iran in order to forestall its emergence as a direct nuclear threat.  I hope it doesn’t have to come to that, but should it occur, we will no doubt find ourselves wishing we had possessed the gumption to take this step much earlier, when that ugly task would have been somewhat easier.
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                    And, just for the sake of argument, let’s say a deal is announced on Sunday.  If Iran were to cheat on it, I’d venture to predict there is a high likelihood that we would see something not unlike these post-2002 dynamics play out all over again.  Imagine that some information surfaces that the Iranian regime has been doing something prohibited by the final agreement.  Unless this takes the form of elaborate and defiant North Korean-style steps – such as angrily expelling IAEA inspectors and conducting an underground nuclear test – there would be all sorts of international disagreement and contestation over the strength of the evidence and the honesty of the interlocutors who presented it.  (This might be genuine debate in the face of somewhat ambiguous evidence, or it might be opportunistic sham debate 
    
  
  
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     clear evidence.  We’ve seen a good bit of both with respect to the Iranian case so far.)
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                    The international community would begin to mobilize to some degree, but its slow response would be slowed further by ongoing efforts from all the usual suspects to make sure that a diplomatically lethargic IAEA and a veto-hobbled Security Council “give diplomacy a chance” by engaging in protracted negotiations over access and information with Iranian officials who deny all wrongdoing, tirelessly plead their case in the court of diplomatic opinion against imperialistic meddling and hypocritical and discriminatory American adventurism, and who use such talks as cover to keep doing whatever it was that they had been found to be doing.
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                    If something untoward really 
    
  
  
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     appear to have occurred, Iran would seek retroactive legitimation for it, and permission to keep doing this thing now that it has come clean about something that it will say it had every right to be doing in the first place – but naturally had to conceal for fear of unfair and illegal moves to restrict its “inalienable rights.”  (And how, they would ask, can you demand that someone forego an “inalienable right” in a nuclear deal anyway?  It’s 
    
  
  
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    !)  And if meaningful steps were somehow taken to punish Iran for all of this, that very retribution might even be taken as an excuse to leave the NPT regime officially.  All in all, our collective international OODA loop would stretch itself out once more, humiliating a new generation of Western diplomats and once again allowing Iran to do more or less what it seems to have wanted to do all along.
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                    As you can tell, I’m somewhat jaded about the efficacy of nonproliferation diplomacy when it comes to taking resolute action of the sort that would have any real chance of persuading a determined proliferator to change course.  The international community’s collective action problems are simply too severe, and its collective appetite for bearing burdens and accepting risks in the name of nonproliferation too meager, for existing multilateral diplomatic process to be effective in addressing such problems.  The procedures that so many of our earnest college professors taught us 
    
  
  
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     be the mechanisms of both first and last resort in international politics, I’m afraid to say, just aren’t up to it.
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                    To be sure, the Iran case suggests that there 
    
  
  
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     at least an 
    
  
  
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     chance that a few key players, if they act early and decisively enough, could collaborate to mount an effective non-military response to such an emergent proliferation challenge.  But this would take a lot of effort, a significant degree of risk-tolerance, and some real leadership.  This is not a combination of qualities too apparent in the P5+1 at this time.
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                    So what’s next?  It’s still possible that the P5+1 and Iran will announce a deal at the end of the week – though I’d be surprised if it were a good one.  More likely, however, is that they cannot agree by July 20, and the parties agree to some extension of the deadline.
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                    Yesterday morning, in fact, it was reported that Secretary of State Kerry was on his way back to Washington in order to discuss with President Obama the 
    
  
  
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      possibility of extending the talks
    
  
  
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    .  If I had to bet, I’d say that they will continue for a while yet – and, of course, so will Iran’s uranium enrichment, work to prepare the Arak reactor for the production of plutonium, and whatever advanced centrifuge R&amp;amp;D is underway at locations 
    
  
  
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      other than 
    
  
  
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    the two places (Natanz and Fordow) addressed by the JPA.
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                    Unfortunately, I think we’ve seen this movie before.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 19 Jul 2014 21:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1848aec577ea</guid>
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    </item>
    <item>
      <title>Iranian Nuclear Negotiating and the World’s Nonproliferation “OODA Loop”</title>
      <link>http://www.newparadigmsforum.com/p1848</link>
      <description>Note:
This is the text upon which Dr. Ford based his remarks on July 16, 2014, at the Congressional Breakfast Seminar series on Nuclear Deterrence, Missile Defense, Proliferation, Arms Control, and Defense Policy held at the Capitol Hill Club in Washington, D.C.  The other participants in this seminar event were Dr. James Acton of the Carnegie Endowment [...]</description>
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      Note:
    
  
  
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      This is the text upon which Dr. Ford based his remarks on July 16, 2014, at the Congressional Breakfast Seminar series on Nuclear Deterrence, Missile Defense, Proliferation, Arms Control, and Defense Policy held at the 
      
    
      
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        Capitol Hill Club
      
    
      
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       in Washington, D.C.  The other participants in this seminar event were 
      
    
      
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      &lt;a href="http://carnegieendowment.org/experts/?fa=434 "&gt;&#xD;
        
                        
        
      
        Dr. James Acton
      
    
      
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       o
    
  
    
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      f the 
      
    
      
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        Carnegie Endowment for International Peace
      
    
      
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       and 
      
    
      
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      &lt;a href="http://www.matthewkroenig.com/"&gt;&#xD;
        
                        
        
      
        Professor Matthew Kroenig
      
    
      
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       of 
      
    
      
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        Georgetown University
      
    
      
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      .
    
  
    
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                    Good morning, everyone.  Thanks for coming to this event, and thanks to 
    
  
  
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      Peter Huessy
    
  
  
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     for having me here.  I don’t do as many of these as I used to when I was a think tanker with Hudson Institute, so it’s a particular pleasure to be sharing the stage with my friends James and Mathew.  It probably goes without saying that whatever things I say here today are my own personal views, and don’t necessarily represent those of anyone else at my Committee, the Senate, or anywhere else in the U.S. Government, but I’ll say so anyway.
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                    Anyway, it’s easy to see why Peter wanted us to talk about Iran today.  We’re currently just a few days away from July 20, the date set for a “final” nuclear negotiated deal between Iran and the so-called “P5+1” powers (the United States, Britain, France, Russia, China, and Germany).  This coming Sunday, the six-month interim arrangement known as the “Joint Plan of Action” (JPA) expires, so everyone is wondering what comes next.
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      Unresolved Issues? 
    
  
    
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                    Press accounts have suggested that the negotiations still have far to go, so I thought it might be useful to review the obstacles that are said to face the negotiators right now, on our way to exploring some characteristic challenges of 
    
  
  
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      all
    
  
  
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     nonproliferation diplomacy.  According to press reports there may be as many as eight matters still unresolved, as follows:
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                    If this is indeed the list of things that haven’t been worked out yet, it is a depressing one, since there wouldn’t seem to be any issue of substance here that 
    
  
  
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     on it.  To be sure, it is often the case that, officially speaking, “nothing is resolved until everything is resolved.”  Nevertheless, this is still a formidable list of open issues, with only a handful of days remaining.
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      The Problem of Enrichment
    
  
    
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    The unresolved question that seems to be getting the most attention is that of Iran’s future uranium enrichment capability.  It’s worth examining this one further, for its challenges – and its history – teach us something about the problems of nonproliferation diplomacy.
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                    Iran currently has over 19,000 centrifuges installed at its enrichment facilities, of which some 10,000 are running.  The P5+1 have reportedly tried to limit Iran to maybe 10,000, but the Iranians are said to remain defiant.  For some time, Iran apparently 
    
  
  
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      insisted upon 50,000 machines
    
  
  
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    , but their current enrichment target seems to be shifting.  Supreme Leader Khamenei recently declared publicly that Iran needs 
    
  
  
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      190,000 separation work units
    
  
  
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     (or SWUs) of centrifuge capacity in order to meet its “absolute need.”
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                    It’s not clear to me exactly how Iran derived this new figure.  Information from the U.S. Nuclear Regulatory Commission’s Technical Training Center (TRC), however, suggests that this is significantly greater than what would be needed to provide the 
    
  
  
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      annual feed loading for a typical a 1,000-Megawatt electric (MWe) light water reactor 
    
  
  
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    such as Iran’s Bushehr unit – though in reality Iran doesn’t actually need 
    
  
  
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     fuel for Bushehr, of course, because it’s had a deal with Moscow since 1992 under which the Russians will supply that reactor with fuel for its entire operational lifetime.
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                    To put Iran’s 190,000-SWU figure into perspective, it is reported that one can enrich natural uranium into enough enriched uranium suitable for 
    
  
  
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      an implosion-type weapon with only about 4,600 SWUs per year
    
  
  
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    .   It’s also worth remembering that the 
    
  
  
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      amount of separative work required also decreases hugely each step along the way
    
  
  
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     from natural uranium to low-enriched uranium (LEU) at the 5 percent level, from LEU to 20 percent highly-enriched uranium (HEU), and from 20 percent HEU to an optimal weapons grade of about 90 percent.  This means that getting to weapons grade material with any given SWU capacity is vastly more rapid when one starts with material that is already to some degree enriched.  
    
  
  
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      As of late May
    
  
  
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    , Iran’s existing stock of LEU stood at 8,475 kilograms; it also still had some 38 kilograms of 20 percent HEU in the form of uranium hexafluoride suitable for immediate further enrichment.  In this context, and with further LEU enrichment still continuing in Iran every day, a capacity of 190,000 SWUs could surely get one quite far, quite quickly, indeed.
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                    The mullahs’ recent shift of focus from numbers of centrifuge machines to SWU capacities is probably very significant, inasmuch as it suggests that Iran is eager to use these talks to legitimate its transition from the older “P-1”-type centrifuges used in its current enrichment work to much more efficient and advanced machines – of which a much smaller number would be needed.  Higher-capacity machines allow one to do enrichment in ever-smaller facilities, with both ever-smaller observable signatures and ever-greater potential resistance to attack.  Mastering such technology would greatly increase Iran’s ability to conceal breakout from the nonproliferation regime, as well as to protect facilities against attack in the event that such an effort were discovered.
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                    This is the substantive terrain on which the current negotiations have reportedly run aground.  How much enrichment capacity will Iran end up being permitted?  What will this mean for Iran’s ability to achieve future “breakout” from the Nuclear Nonproliferation Treaty (NPT) regime, and is there any hope that verification mechanisms will be in place capable of giving warning timely enough for the international community to organize an effective response?  I’m not myself very optimistic about all this.
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      Broader Lessons
    
  
    
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                    But let’s explore what the Iran case may suggest in terms of broader lessons for nonproliferation diplomacy.  To my eye, it highlights two important problems: (1) the problem of drawing lines; and (2) the problem of the international community’s “OODA loop.”
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                    The problem of drawing lines is essentially that of establishing a limiting principle for whatever concessions one makes.  It relates to the ongoing tension, in nonproliferation diplomacy, between the specific and the universal – that is, between (a) the utility of making concessions in order to manage the 
    
  
  
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     and (b) the difficulties that such concessions later create for the regime.
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                    Diplomats negotiating agreements have an understandable tendency to want to solve “their” immediate problem in a vacuum, as if it were a unique and wholly idiosyncratic case without follow-on implications.  There is often a tension, however, between what might be helpful in managing 
    
  
  
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     case and what signals such moves would send to the 
    
  
  
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     one.  What may seem a “reasonable compromise” now is often less reasonable if one remembers that this 
    
  
  
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     a one-off: with each step now, we are also making decisions about the future of the nonproliferation regime.  In the nonproliferation world, we send messages to 
    
  
  
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     would-be proliferators by how we treat those with whom we deal 
    
  
  
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      today.
    
  
  
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                    I don’t mean to suggest that there is any easy resolution to this tension, for the costs of a tougher stand in the present day can be 
    
  
  
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     high, and it is not foreordained that one will be able to avoid future problems even if one 
    
  
  
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     take more uncompromising positions today.  Not unlike Leo Tolstoy’s description of unhappy families, every approach to managing this nonproliferation tension is probably unpleasant in its own fashion.  I stress this tension, however, because – much like elected officials unwilling to take unpopular positions on government spending even though they can clearly see fiscal disaster looming beyond their next election cycle – nonproliferation diplomats have a tendency to discount the foreseeable difficulties that will be created in the future by their attempts to compromise their way to a “successful” negotiation today.
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                    Once upon a time, the U.S. Government had a relatively coherent policy on such things.  Because of its inherent proliferation risks, we sought to limit the spread of uranium enrichment and plutonium reprocessing technology (a.k.a. “E&amp;amp;R”) to countries that had already acquired it.  We insisted upon a commitment to forego E&amp;amp;R in reaching nuclear cooperation agreements with other countries, we held up an agreement to this effect with the United Arab Emirates as the “gold standard,” and we took a strong position that the only acceptable amount of SWU capacity for Iran was “none.”
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                    Such a principled nonproliferation position is still the one upon which we try to insist when discussing such things as nuclear cooperation with South Korea, but the high ground of this position has been crumbling, there and elsewhere.  The P5+1 seems to have decided that the Iranian program has now come too far for us to be able to keep asking for “zero.”
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                    And so we face the problem of drawing lines in all its awkwardness.  We seem to think we can no longer say “no,” but once we start saying “yes,” how do we stop?  If even the chronic scofflaws, religious fanatics, terrorist-sponsors, and neighbor-destabilizers in Tehran can have enrichment just because they 
    
  
  
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    , how on earth is the nonproliferation regime plausibly to tell 
    
  
  
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     “no” in the future?  I’ll grant that the metaphor of a “slippery slope” is much overused in our public policy discourse, but it’s hard not to feel like we’re at the top of one.
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                    As to how we 
    
  
  
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     to this point since the embryonic facility at Natanz was first revealed to the world in August 2002, I think much of the answer can be found in the international community’s lethargic “OODA loop,” which has permitted us all to be repeatedly confronted with seemingly unanswerable Iranian 
    
  
  
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     at every turn.
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                    But what’s an “OODA loop”?  OODA is an acronym for “observe, orient, decide, and act.”    It is concept associated with a U.S. Air Force strategist named John Boyd, who hypothesized military action as an iterated process by which an actor 
    
  
  
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     itself within that environment, 
    
  
  
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     what to do, and then 
    
  
  
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     upon the basis of that decision.  For Boyd, it was a critical locus of military advantage to be able to act “inside” an enemy’s OODA loop – that is, to do your own observing, orientation, decision-making, and action-taking faster than he can do his.  If you can accomplish this, you will probably be able to shape 
    
  
  
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     environment faster than he can react coherently to it.
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                    I would suggest that this concept of the OODA loop has considerable value in thinking about nonproliferation diplomacy – and that it can help us understand how we’ve gotten to the sorry position that we now seem to be negotiating with Iran over whether they will have a 
    
  
  
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     fast NPT breakout capacity or merely a 
    
  
  
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     one.
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                    During the course of the long-simmering Iranian nuclear problems, the international community has distinguished itself by adopting a succession of too-little-too-late responses.  There is no way to know for sure, of course, but it’s possible that the level of sanctions pressure we are 
    
  
  
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     applying could perhaps have actually persuaded Iran to make a strategic choice against continuing its nuclear program way back in in, say, 2003.
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                    According to U.S. Intelligence Officials, Iran was then at least 
    
  
  
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     amenable to changing its behavior when confronted by the prospect of having to face very painful consequences for its IAEA safeguards and NPT violations.  With U.S. troops at that time having just easily crushed Saddam Hussein’s military in pursuit of the weapons of mass destruction (WMD) that the U.S. spies believed Iraq to possess, and with Iran’s own nuclear “case file” at that point seemingly about to go the U.N. Security Council on a wave of outage over the discoveries at Natanz, Tehran was reportedly willing at least temporarily to suspend the more obviously weaponization-related parts of its ongoing weapons program.  Perhaps if present-day levels of sanctions pressure had been applied then, Iran might have opted to do more.
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                    But of course we 
    
  
  
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     impose such pressures in 2003.  Instead, the foreign ministers of the so-called “EU-3” countries (Britain, France, and Germany) cut a side deal with Iran that derailed the Security Council push for some time.  The IAEA didn’t get around to finding Iran in noncompliance with its safeguards obligations until September 2005, and Iran wasn’t actually referred to the Security Council until February 2006 – fully 
    
  
  
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     after the world had learned about Natanz.  Upon discovery, Natanz had been just a big hole, but by the time the first U.N. sanctions were actually imposed in December 2006, that one-time hole had been covered with earth and concrete, and contained centrifuges that had already been enriching uranium for eight months.
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                    At every step of the process of actually 
    
  
  
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     sanctions, moreover, we found ourselves behind the ball.  At each point, while sanctions were plenty strong enough to 
    
  
  
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     the clerical regime in Tehran, what the international community was willing to accept by way of pressures was invariably weaker than anything that might have persuaded Iran really to change course.  The most effective sanctions, in fact, have been more or less 
    
  
  
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     ones – our own financial sanctions spearheaded by the Treasury Department, and those that the Europeans were eventually persuaded to impose on 
    
  
  
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     own.  But we’ve apparently never quite managed to impose enough pain, fast enough, to make the difference. Iran has remained decisively “inside” the international community’s OODA loop, as both the progress of its nuclear program and its leadership’s success in creating “facts on the ground” that are very hard to undo have moved faster than we have collectively been able to develop responses.
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                    To make matters worse, our options in the face of diplomatic failure 
    
  
  
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     constricted.  It’s not entirely obvious that we possessed a particularly attractive “Plan B” of military action even in 2003, when Iran most feared it, but as time has passed this alternative has surely become more unattractive.  Over a decade of calculated defiance during the course of endless negotiation, Iran has been able to deepen its nuclear knowledge base, stockpile LEU, broaden and diversify its technical infrastructure, and – quite literally – entrench many of its operations in deep fortifications and improved air defenses.  (That’s what the construction of the Fordow plant was all about, after all.  How many peaceful, non-threatening nuclear facilities really have to be built behind blast doors in mountainside tunnels?)  It is still just conceivable that we, or perhaps the Israelis, will eventually feel the need to strike at Iran in order to forestall its emergence as a direct nuclear threat.  I hope it doesn’t have to come to that, but should it occur, we will no doubt find ourselves wishing we had possessed the gumption to take this step much earlier, when that ugly task would have been somewhat easier.
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                    And, just for the sake of argument, let’s say a deal is announced on Sunday.  If Iran were to cheat on it, I’d venture to predict there is a high likelihood that we would see something not unlike these post-2002 dynamics play out all over again.  Imagine that some information surfaces that the Iranian regime has been doing something prohibited by the final agreement.  Unless this takes the form of elaborate and defiant North Korean-style steps – such as angrily expelling IAEA inspectors and conducting an underground nuclear test – there would be all sorts of international disagreement and contestation over the strength of the evidence and the honesty of the interlocutors who presented it.  (This might be genuine debate in the face of somewhat ambiguous evidence, or it might be opportunistic sham debate 
    
  
  
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     clear evidence.  We’ve seen a good bit of both with respect to the Iranian case so far.)
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                    The international community would begin to mobilize to some degree, but its slow response would be slowed further by ongoing efforts from all the usual suspects to make sure that a diplomatically lethargic IAEA and a veto-hobbled Security Council “give diplomacy a chance” by engaging in protracted negotiations over access and information with Iranian officials who deny all wrongdoing, tirelessly plead their case in the court of diplomatic opinion against imperialistic meddling and hypocritical and discriminatory American adventurism, and who use such talks as cover to keep doing whatever it was that they had been found to be doing.
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                    If something untoward really 
    
  
  
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     appear to have occurred, Iran would seek retroactive legitimation for it, and permission to keep doing this thing now that it has come clean about something that it will say it had every right to be doing in the first place – but naturally had to conceal for fear of unfair and illegal moves to restrict its “inalienable rights.”  (And how, they would ask, can you demand that someone forego an “inalienable right” in a nuclear deal anyway?  It’s 
    
  
  
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    !)  And if meaningful steps were somehow taken to punish Iran for all of this, that very retribution might even be taken as an excuse to leave the NPT regime officially.  All in all, our collective international OODA loop would stretch itself out once more, humiliating a new generation of Western diplomats and once again allowing Iran to do more or less what it seems to have wanted to do all along.
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                    As you can tell, I’m somewhat jaded about the efficacy of nonproliferation diplomacy when it comes to taking resolute action of the sort that would have any real chance of persuading a determined proliferator to change course.  The international community’s collective action problems are simply too severe, and its collective appetite for bearing burdens and accepting risks in the name of nonproliferation too meager, for existing multilateral diplomatic process to be effective in addressing such problems.  The procedures that so many of our earnest college professors taught us 
    
  
  
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     be the mechanisms of both first and last resort in international politics, I’m afraid to say, just aren’t up to it.
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                    To be sure, the Iran case suggests that there 
    
  
  
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     at least an 
    
  
  
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     chance that a few key players, if they act early and decisively enough, could collaborate to mount an effective non-military response to such an emergent proliferation challenge.  But this would take a lot of effort, a significant degree of risk-tolerance, and some real leadership.  This is not a combination of qualities too apparent in the P5+1 at this time.
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                    So what’s next?  It’s still possible that the P5+1 and Iran will announce a deal at the end of the week – though I’d be surprised if it were a good one.  More likely, however, is that they cannot agree by July 20, and the parties agree to some extension of the deadline.
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                    Yesterday morning, in fact, it was reported that Secretary of State Kerry was on his way back to Washington in order to discuss with President Obama the 
    
  
  
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      possibility of extending the talks
    
  
  
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    .  If I had to bet, I’d say that they will continue for a while yet – and, of course, so will Iran’s uranium enrichment, work to prepare the Arak reactor for the production of plutonium, and whatever advanced centrifuge R&amp;amp;D is underway at locations 
    
  
  
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    the two places (Natanz and Fordow) addressed by the JPA.
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                    Unfortunately, I think we’ve seen this movie before.
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    -- Christopher Ford
  

  
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      <pubDate>Sat, 19 Jul 2014 21:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1848</guid>
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      <title>Confucian Rationalizations for One-Party Dictatorship</title>
      <link>http://www.newparadigmsforum.com/p183563e5c8da</link>
      <description>Note:
Dr. Ford delivered the following remarks on May 9, 2014, at a conference on “Rethinking the Chinese World Order: Historical Perspectives on the Rise of China” held at the Center for China-U.S. Cooperation (CCUSC) at the University of Denver’s Korbel School of International Studies. Professor Peter Purdue of Yale University, Professor William Callahan of the [...]</description>
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      Dr. Ford delivered the following remarks on May 9, 2014, at a conference on “
      
    
      
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        Rethinking the Chinese World Order: Historical Perspectives on the Rise of China
      
    
      
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      held at the 
      
    
      
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       (CCUSC) at the University of Denver’s 
      
    
      
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       Professor Peter Purdue of Yale University, Professor William Callahan of the London School of Economics, Professor Stephen Thomas of the University of Colorado at Denver, Charles Horner of Hudson Institute, and Professor Tim Weston of the University of Colorado at Boulder also participated.  Professor Suisheng Zhao of CCUSC hosted the event.
    
  
    
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                    Thank you for the chance to be here, to enjoy your Colorado springtime, and to talk about what I think are some fascinating developments in Chinese political discourse and propaganda messaging.  I’ll spare you a lot of the details that appear in my conference paper, but I would like to flag some key points for you here this morning before we move into our discussions.  (I should also emphasize, as a preliminary matter, that the views I express here are my own, and do not necessarily reflect those of anyone else in the U.S. Government.)
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                    So let’s talk about the current bloom of purportedly Confucian political thinking and writing in the People’s Republic of China.  Encouraged by the Chinese Communist Party and deployed both to discredit Western ideals of democratic pluralism and to rationalize continued one-party rule in China, this quasi-Confucian flowering began relatively early in Deng Xiaoping’s tenure.  At some point in the mid-1980s, it seems to have been decided to explore quasi-Confucian theories as a possible alternative legitimacy discourse for the Party-State that did not depend upon Marxist-Leninist theory at a time when rapid marketization was making 
    
  
  
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     orthodoxy sound increasingly incoherent.  This re-Sinicization of political discourse evolved into a priority project for the CCP propaganda apparatus, which saw such narratives as useful tools with which to counter sympathies for Western-style political reform that might imperil Party control.
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                    This effort to 
    
  
  
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     the Party-State’s legitimacy discourse through the invocation of quasi-Confucian concepts picked up steam in the 1990s, when the CCP felt it all the more important to repair its tattered legitimacy narrative in the wake of the massacre on Tiananmen Square.  A political theory steeped in “Chineseness” was especially attractive because it fit well with the Party’s increasing cultivation of nationalism during the 1990s as a way to entice ordinary Chinese to rally around the CCP’s banner.
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                    This was not a casual dalliance, but instead a concerted CCP campaign to encourage quasi-Confucian scholarship along lines congenial to Party-State authority.  The Party did not merely 
    
  
  
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     this, but in fact actively promoted the study of Confucianism through the selective use of Chinese traditional thought, with the result that new quasi-Confucian political memes were fully incorporated into official discourse.
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                    Today, the development of the new quasi-Confucian political discourse of a technocratically-guided but civilizationally-grounded national unity and strength receives support and encouragement from the very highest levels of the Party-State.  The regime and its propaganda apparatus have increasingly been using Confucian key words or notions, and stressing themes of “Chineseness” in political and international relations theory by picking up on elements that began to emerge after Confucius studies received the Party-State’s ideological imprimatur and encouragement in the mid-1980s.
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                    In response to its internal challenges of legitimacy, one might say – including its persisting fear of ideational subversion from the “spiritual pollution” of political ideals associated with the West – the Chinese Party-State has increasingly “Orientalized” itself and its political discourse.  This 
    
  
  
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     has, in turn, given rise to a curious cadre of Confucio-authoritarian cheerleaders, for as it has progressed, a group of academics and public intellectuals has emerged in China to advance this discourse still further – and to make more explicit and self-aware the quasi-Confucian themes already prominent in the CCP’s modern legitimacy narrative.
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                    I label these thinkers “Neo-Kongs,” and indeed the convergence of their theorizing with the Party-State’s self-justifications is worth emphasizing, especially to the degree that, in its modern form, Neo-Kong thinking has an explicitly antidemocratic ethos.
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                    Neo-Kong thinking draws upon the hallowed vocabulary of Confucian antecedents, but it does so in a very modern, ideological, and explicitly “political” fashion.  It is not a system of ethical conduct in which right action will simply draw adherence through its obvious and intrinsic appeal.  Instead, it is a discourse fashioned to justify and promote a particular political dispensation – and to serve as a propaganda tool with which to 
    
  
  
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     competing concepts of political authority – in a modern ideational battlespace at home and abroad.  It is little surprise, therefore, to find Neo-Kongs spending much less time articulating what right conduct should actually 
    
  
  
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     in the modern context than they spend contending that 
    
  
  
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     conceptions of political authority are unworkable or inappropriate, or pointing to specific political forms – usually equating to or deriving from current or aspirational CCP practice – that it is suggested satisfy Confucian requirements.
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                    Most obviously, the Neo-Kongs have embarked upon a veritable crusade against Western political pluralism and rights-based democratic politics. Both in the politically-managed information space of the contemporary Party-State and in Beijing’s propaganda outreach to the non-Chinese world, of course, antidemocratic narratives are not a “bug” but a 
    
  
  
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    .  Professor Callahan is quite correct that the Party’s modern discourse of political “harmony” is clear about one thing above all: it fundamentally opposes Western political liberalism.
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                    For the Neo-Kongs, Western pluralist democracy is unsuitable for modern political life.  As they see it, democratic elections tend to produce instability, and are unable to provide “effective decision-making” in the face of complex challenges, in part because voters allegedly prize short-term interests at the expense of broader concerns and in part because it breeds fractiousness and disorder – that is, disharmony.
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                    Rather than trusting the unreliable method of elections, Neo-Kongs such as Tsinghua professor Daniel Bell – who as a Canadian employed on a PRC academic faculty seems to avoid problems with censorship by the expedient of writing things that the Party-State likes to hear – prefer “other ways of choosing rulers,” specifically some kind of “examination system” through which rulers select their successors on the basis of purported “merit.”  Neo-Kongs applaud the “nondemocratic legitimacy” that comes when “morally superior decision-makers” – chosen by “[m]eritocratic examinations open to all” but emphatically 
    
  
  
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     chosen by the people for whom they will make decisions – are able to take public policy benevolently in hand.
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                    Democracy, it is declared, “lacks morality” because it is really just “a matter of head counting,” “there is no regard for morality” in it, and nothing therefore prevents democratic politics from following “[a]n immoral will of the people.”  Consequently, democratic forms of organization are not just an undesirable form of government but in fact a 
    
  
  
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     to harmonious order in the world that should, implicitly, be extirpated.  As one author puts it, “[t]he political problem of today’s world is that democracy 
    
  
  
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                    But it isn’t just about trashing the kind of democratic norms that would subject the CCP to public accountability and potential replacement.  The Neo-Kongs’ focus upon “meritocratic” legitimacy is also a vital element the politicization of Confucianism that has been encouraged by the Party-State.  It is vital because it is so congruent with the CCP’s own self-justificatory legitimacy narrative about how Party cadres – selected for their talent, trained in technocratic, managerial, and leadership skills, and promoted on the basis of their abilities – are uniquely suited to lead China forward into a bright future, and indeed are the country’s only bulwark against chaos, national “humiliation,” disunity, and societal collapse.  Such “meritocratic” themes are increasingly a part of Chinese propaganda, including to foreign audiences.
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                    Neo-Kong thinking also has an international aspect, which has become much more pronounced as China’s power has grown and as Chinese have perceived relative U.S. power to decline.  This aspect has perhaps been most flamboyantly expressed by the Tsinghua professor Yan Xuetong, but aspects of it have repeatedly appeared in the CCP regime’s official discourse. Yan feels that the ideal form of power is “humane authority” – which is his idiosyncratic English rendering of a classical term which he presumably prefers to the more traditional translation of the “Kingly Way” or the way of the “Sage King” because “humane authority” sounds less like China would actually be 
    
  
  
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     will be able to acquire on the world stage.  China’s virtuous strength is expected to make it “the world’s leading power … a dominant power in a hierarchical world.”
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                    At the pinnacle of the system of hierarchy, the power that is the locus of “humane authority” – that is, China – would naturally have pride of place at the center of world order, but with this authority would also come great responsibility, both for treating lesser powers benevolently and for 
    
  
  
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                    Much as Hu Jintao’s “harmonious society” clearly entailed maintaining harmony through the suppression of unharmonious political thought and expression, Yan seems to envision the leading state having a role in harmonizing the world-system.   It is, for instance, within the prerogative of the sagely ruler to “unify and correct” others, and Yan pointedly notes that classical Chinese thought in no way precludes the use of violence to discipline those who refuse to follow the dictates of morality.  Violent force – and indeed, even “annexation” – may be used where its employment is “morally correct.”
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                    Perhaps not for nothing, therefore, do Chinese strategic writers sometimes cite the 15
    
  
  
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    -Century voyages of Zheng He as a model for what China would do with global power-projection.  Though depicted as a visionary trader and diplomat seeking a sort of peaceful globalization – perhaps, one might guess, a “new type of great power relationship” between the Ming Dynasty and other realms – the famous eunuch admiral did not shy from doing things like invading Sri Lanka to suppress a disfavored local ruler and intervening on behalf of pro-Chinese forces in a Sumatran civil war.  Harmony, it would appear, sometimes has to be 
    
  
  
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    , and Neo-Kong in no way eschews coercion.  (Confucius himself, after all, spoke about the value of punitive military expeditions occasionally being sent forth by the virtuous ruler, and – as Professor Perdue made clear in his own presentation – the notion that historical Chinese practice eschewed what we today would call imperialism and colonialism is simply a modern delusion.)
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                    Thus does Neo-Kong thinking aspire not just to justify autocratic paternalism in China, but in fact to offer its version of the monist, hierarchic, and self-consciously virtuocratic Confucian model of authority as a template for the entire international system.  Nor is this some “fringe” view, obviously 
    
  
  
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    to exist by Party-State censors, but of no particular import.  On the contrary, it has powerful patrons.
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                    President Hu Jintao’s “harmonious world” theory, for instance – which some Chinese strategic writers have actually encouraged us to understand as an extension of the PRC’s own domestic mode of monist political organization – has been explained as being just “a new facet of the ancient Chinese dream of ‘great harmony in the world’” which Professor Callahan’s paper discusses.  Similarly, President Xi Jinping’s formulation of the “Chinese Dream” has been explained as reflecting “[t]he logic of ‘civilizational transformation’” whereby “world dreams” are realized through “Chinese dreams” as the PRC produces “systems and spiritual public goods that originate in China but belong to the world.”  Neo-Kong theories infused with motifs of ideological competition and Confucian assumptions of monist hierarchy are, in short, repeatedly invoked to explain PRC approaches to – and ambitions in – international relations.
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                    Even if much of this emerging PRC discourse really amounts to little more than a disingenuous rhetorical cloak with which the CCP elite hopes to conceal the nakedness of its power – and make its regional and global self-assertion seem more politically palatable abroad – understanding these themes still offers important lessons.  This emerging narrative clearly suggests that the Chinese Party-State aspires to a sort of ideological warfare, competing to control what it perceives as an ideational battlespace existing not just at home but also abroad.
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                    This is an aspect of Beijing’s engagement with the world that we have not seen for a long time.  As Marxism and Maoism have given way to markets and Mercedes – and the “party of revolution” has developed into a mere “party in power” – it has sometimes been said that China has been “de-ideologized.”  When it comes to the CCP regime’s official discourse, however, the most interesting trend today may not be “de-ideologization” but in fact the emergence and increasingly self-assertive promulgation of an ideological program of action self-consciously girding itself for battle against a Western democratic pluralism that it regards as its mortal enemy.  This emerging discourse is far from full-grown, and it remains to be seen just what its role will be.  I would suggest, however, that the Sino-American relationship is being 
    
  
  
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     in ways that may prove quite problematic in the years to come.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 15 May 2014 11:37:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p183563e5c8da</guid>
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      <title>Confucian Rationalizations for One-Party Dictatorship</title>
      <link>http://www.newparadigmsforum.com/p1835</link>
      <description>Note:
Dr. Ford delivered the following remarks on May 9, 2014, at a conference on “Rethinking the Chinese World Order: Historical Perspectives on the Rise of China” held at the Center for China-U.S. Cooperation (CCUSC) at the University of Denver’s Korbel School of International Studies. Professor Peter Purdue of Yale University, Professor William Callahan of the [...]</description>
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      Dr. Ford delivered the following remarks on May 9, 2014, at a conference on “
      
    
      
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        Rethinking the Chinese World Order: Historical Perspectives on the Rise of China
      
    
      
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       Professor Peter Purdue of Yale University, Professor William Callahan of the London School of Economics, Professor Stephen Thomas of the University of Colorado at Denver, Charles Horner of Hudson Institute, and Professor Tim Weston of the University of Colorado at Boulder also participated.  Professor Suisheng Zhao of CCUSC hosted the event.
    
  
    
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                    Thank you for the chance to be here, to enjoy your Colorado springtime, and to talk about what I think are some fascinating developments in Chinese political discourse and propaganda messaging.  I’ll spare you a lot of the details that appear in my conference paper, but I would like to flag some key points for you here this morning before we move into our discussions.  (I should also emphasize, as a preliminary matter, that the views I express here are my own, and do not necessarily reflect those of anyone else in the U.S. Government.)
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                    So let’s talk about the current bloom of purportedly Confucian political thinking and writing in the People’s Republic of China.  Encouraged by the Chinese Communist Party and deployed both to discredit Western ideals of democratic pluralism and to rationalize continued one-party rule in China, this quasi-Confucian flowering began relatively early in Deng Xiaoping’s tenure.  At some point in the mid-1980s, it seems to have been decided to explore quasi-Confucian theories as a possible alternative legitimacy discourse for the Party-State that did not depend upon Marxist-Leninist theory at a time when rapid marketization was making 
    
  
  
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     orthodoxy sound increasingly incoherent.  This re-Sinicization of political discourse evolved into a priority project for the CCP propaganda apparatus, which saw such narratives as useful tools with which to counter sympathies for Western-style political reform that might imperil Party control.
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                    This effort to 
    
  
  
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      re-Sinicize
    
  
  
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     the Party-State’s legitimacy discourse through the invocation of quasi-Confucian concepts picked up steam in the 1990s, when the CCP felt it all the more important to repair its tattered legitimacy narrative in the wake of the massacre on Tiananmen Square.  A political theory steeped in “Chineseness” was especially attractive because it fit well with the Party’s increasing cultivation of nationalism during the 1990s as a way to entice ordinary Chinese to rally around the CCP’s banner.
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                    This was not a casual dalliance, but instead a concerted CCP campaign to encourage quasi-Confucian scholarship along lines congenial to Party-State authority.  The Party did not merely 
    
  
  
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     this, but in fact actively promoted the study of Confucianism through the selective use of Chinese traditional thought, with the result that new quasi-Confucian political memes were fully incorporated into official discourse.
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                    Today, the development of the new quasi-Confucian political discourse of a technocratically-guided but civilizationally-grounded national unity and strength receives support and encouragement from the very highest levels of the Party-State.  The regime and its propaganda apparatus have increasingly been using Confucian key words or notions, and stressing themes of “Chineseness” in political and international relations theory by picking up on elements that began to emerge after Confucius studies received the Party-State’s ideological imprimatur and encouragement in the mid-1980s.
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                    In response to its internal challenges of legitimacy, one might say – including its persisting fear of ideational subversion from the “spiritual pollution” of political ideals associated with the West – the Chinese Party-State has increasingly “Orientalized” itself and its political discourse.  This 
    
  
  
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     has, in turn, given rise to a curious cadre of Confucio-authoritarian cheerleaders, for as it has progressed, a group of academics and public intellectuals has emerged in China to advance this discourse still further – and to make more explicit and self-aware the quasi-Confucian themes already prominent in the CCP’s modern legitimacy narrative.
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                    I label these thinkers “Neo-Kongs,” and indeed the convergence of their theorizing with the Party-State’s self-justifications is worth emphasizing, especially to the degree that, in its modern form, Neo-Kong thinking has an explicitly antidemocratic ethos.
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                    Neo-Kong thinking draws upon the hallowed vocabulary of Confucian antecedents, but it does so in a very modern, ideological, and explicitly “political” fashion.  It is not a system of ethical conduct in which right action will simply draw adherence through its obvious and intrinsic appeal.  Instead, it is a discourse fashioned to justify and promote a particular political dispensation – and to serve as a propaganda tool with which to 
    
  
  
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     competing concepts of political authority – in a modern ideational battlespace at home and abroad.  It is little surprise, therefore, to find Neo-Kongs spending much less time articulating what right conduct should actually 
    
  
  
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     in the modern context than they spend contending that 
    
  
  
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     conceptions of political authority are unworkable or inappropriate, or pointing to specific political forms – usually equating to or deriving from current or aspirational CCP practice – that it is suggested satisfy Confucian requirements.
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                    Most obviously, the Neo-Kongs have embarked upon a veritable crusade against Western political pluralism and rights-based democratic politics. Both in the politically-managed information space of the contemporary Party-State and in Beijing’s propaganda outreach to the non-Chinese world, of course, antidemocratic narratives are not a “bug” but a 
    
  
  
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    .  Professor Callahan is quite correct that the Party’s modern discourse of political “harmony” is clear about one thing above all: it fundamentally opposes Western political liberalism.
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                    For the Neo-Kongs, Western pluralist democracy is unsuitable for modern political life.  As they see it, democratic elections tend to produce instability, and are unable to provide “effective decision-making” in the face of complex challenges, in part because voters allegedly prize short-term interests at the expense of broader concerns and in part because it breeds fractiousness and disorder – that is, disharmony.
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                    Rather than trusting the unreliable method of elections, Neo-Kongs such as Tsinghua professor Daniel Bell – who as a Canadian employed on a PRC academic faculty seems to avoid problems with censorship by the expedient of writing things that the Party-State likes to hear – prefer “other ways of choosing rulers,” specifically some kind of “examination system” through which rulers select their successors on the basis of purported “merit.”  Neo-Kongs applaud the “nondemocratic legitimacy” that comes when “morally superior decision-makers” – chosen by “[m]eritocratic examinations open to all” but emphatically 
    
  
  
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     chosen by the people for whom they will make decisions – are able to take public policy benevolently in hand.
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                    Democracy, it is declared, “lacks morality” because it is really just “a matter of head counting,” “there is no regard for morality” in it, and nothing therefore prevents democratic politics from following “[a]n immoral will of the people.”  Consequently, democratic forms of organization are not just an undesirable form of government but in fact a 
    
  
  
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     to harmonious order in the world that should, implicitly, be extirpated.  As one author puts it, “[t]he political problem of today’s world is that democracy 
    
  
  
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                    But it isn’t just about trashing the kind of democratic norms that would subject the CCP to public accountability and potential replacement.  The Neo-Kongs’ focus upon “meritocratic” legitimacy is also a vital element the politicization of Confucianism that has been encouraged by the Party-State.  It is vital because it is so congruent with the CCP’s own self-justificatory legitimacy narrative about how Party cadres – selected for their talent, trained in technocratic, managerial, and leadership skills, and promoted on the basis of their abilities – are uniquely suited to lead China forward into a bright future, and indeed are the country’s only bulwark against chaos, national “humiliation,” disunity, and societal collapse.  Such “meritocratic” themes are increasingly a part of Chinese propaganda, including to foreign audiences.
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                    Neo-Kong thinking also has an international aspect, which has become much more pronounced as China’s power has grown and as Chinese have perceived relative U.S. power to decline.  This aspect has perhaps been most flamboyantly expressed by the Tsinghua professor Yan Xuetong, but aspects of it have repeatedly appeared in the CCP regime’s official discourse. Yan feels that the ideal form of power is “humane authority” – which is his idiosyncratic English rendering of a classical term which he presumably prefers to the more traditional translation of the “Kingly Way” or the way of the “Sage King” because “humane authority” sounds less like China would actually be 
    
  
  
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     will be able to acquire on the world stage.  China’s virtuous strength is expected to make it “the world’s leading power … a dominant power in a hierarchical world.”
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                    At the pinnacle of the system of hierarchy, the power that is the locus of “humane authority” – that is, China – would naturally have pride of place at the center of world order, but with this authority would also come great responsibility, both for treating lesser powers benevolently and for 
    
  
  
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                    Much as Hu Jintao’s “harmonious society” clearly entailed maintaining harmony through the suppression of unharmonious political thought and expression, Yan seems to envision the leading state having a role in harmonizing the world-system.   It is, for instance, within the prerogative of the sagely ruler to “unify and correct” others, and Yan pointedly notes that classical Chinese thought in no way precludes the use of violence to discipline those who refuse to follow the dictates of morality.  Violent force – and indeed, even “annexation” – may be used where its employment is “morally correct.”
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                    Perhaps not for nothing, therefore, do Chinese strategic writers sometimes cite the 15
    
  
  
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    -Century voyages of Zheng He as a model for what China would do with global power-projection.  Though depicted as a visionary trader and diplomat seeking a sort of peaceful globalization – perhaps, one might guess, a “new type of great power relationship” between the Ming Dynasty and other realms – the famous eunuch admiral did not shy from doing things like invading Sri Lanka to suppress a disfavored local ruler and intervening on behalf of pro-Chinese forces in a Sumatran civil war.  Harmony, it would appear, sometimes has to be 
    
  
  
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    , and Neo-Kong in no way eschews coercion.  (Confucius himself, after all, spoke about the value of punitive military expeditions occasionally being sent forth by the virtuous ruler, and – as Professor Perdue made clear in his own presentation – the notion that historical Chinese practice eschewed what we today would call imperialism and colonialism is simply a modern delusion.)
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                    Thus does Neo-Kong thinking aspire not just to justify autocratic paternalism in China, but in fact to offer its version of the monist, hierarchic, and self-consciously virtuocratic Confucian model of authority as a template for the entire international system.  Nor is this some “fringe” view, obviously 
    
  
  
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    to exist by Party-State censors, but of no particular import.  On the contrary, it has powerful patrons.
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                    President Hu Jintao’s “harmonious world” theory, for instance – which some Chinese strategic writers have actually encouraged us to understand as an extension of the PRC’s own domestic mode of monist political organization – has been explained as being just “a new facet of the ancient Chinese dream of ‘great harmony in the world’” which Professor Callahan’s paper discusses.  Similarly, President Xi Jinping’s formulation of the “Chinese Dream” has been explained as reflecting “[t]he logic of ‘civilizational transformation’” whereby “world dreams” are realized through “Chinese dreams” as the PRC produces “systems and spiritual public goods that originate in China but belong to the world.”  Neo-Kong theories infused with motifs of ideological competition and Confucian assumptions of monist hierarchy are, in short, repeatedly invoked to explain PRC approaches to – and ambitions in – international relations.
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                    Even if much of this emerging PRC discourse really amounts to little more than a disingenuous rhetorical cloak with which the CCP elite hopes to conceal the nakedness of its power – and make its regional and global self-assertion seem more politically palatable abroad – understanding these themes still offers important lessons.  This emerging narrative clearly suggests that the Chinese Party-State aspires to a sort of ideological warfare, competing to control what it perceives as an ideational battlespace existing not just at home but also abroad.
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                    This is an aspect of Beijing’s engagement with the world that we have not seen for a long time.  As Marxism and Maoism have given way to markets and Mercedes – and the “party of revolution” has developed into a mere “party in power” – it has sometimes been said that China has been “de-ideologized.”  When it comes to the CCP regime’s official discourse, however, the most interesting trend today may not be “de-ideologization” but in fact the emergence and increasingly self-assertive promulgation of an ideological program of action self-consciously girding itself for battle against a Western democratic pluralism that it regards as its mortal enemy.  This emerging discourse is far from full-grown, and it remains to be seen just what its role will be.  I would suggest, however, that the Sino-American relationship is being 
    
  
  
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     in ways that may prove quite problematic in the years to come.
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                    Thank you.  I look forward to our discussions.
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      <pubDate>Thu, 15 May 2014 11:37:00 GMT</pubDate>
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      <title>Evaluating the NPT</title>
      <link>http://www.newparadigmsforum.com/p18260d225d17</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks to a class at the George Washington University law school on March 12, 2014.
Let me start by thanking Professor Jonas for inviting me, and say that I’m looking forward to our discussion this evening.  He told me that you have been studying the Nuclear [...]</description>
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                    Let me start by thanking Professor Jonas for inviting me, and say that I’m looking forward to our discussion this evening.  He told me that you have been studying the Nuclear Nonproliferation Treaty (NPT) as part of the curriculum for this class, and we thought it might be interesting to offer the perspective of someone who has both studied it as a scholar but also struggled with NPT issues as a diplomat.
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                    To my eye, even apart from the importance of its subject matter, one of the reasons to be fascinated by the NPT is its perhaps unique status as an instrument to which essentially all the relevant players claim to be deeply committed even while they feud bitterly over what that actually 
    
  
  
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      means
    
  
  
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    .  Let’s look at its record.
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      Structure
    
  
  
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    But first, a word about the Treaty’s development and structure.  The NPT has its origins in the so-called “Irish Resolution” adopted by the United Nations General Assembly in 1961 – at a time when most observers expected the number of countries possessing nuclear weapons to skyrocket in the near future.  That Resolution called for the institution of a non-transfer obligation for weapons possessors and a non-acquisition obligation for non-possessors, and this eventually translated directly into Articles I and II of the NPT, the foundation of the Treaty as it was signed in 1968.
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                    Nonproliferation was naturally the 
    
  
  
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      principal
    
  
  
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     issue addressed by the Treaty, but it wasn’t the 
    
  
  
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      only
    
  
  
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     point touched upon, and much of the NPT’s subsequent contentiousness in international diplomatic circles is related to how it dealt (or didn’t deal) with additional matters.  One such ancillary issue was that of disarmament – namely, what was to become of those weapons that were 
    
  
  
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      already
    
  
  
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     in the hands of some states, even if such tools did 
    
  
  
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      not
    
  
  
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     proliferate further.
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                    In the long-running NPT negotiations, some countries proposed establishing an express connection between the nonproliferation obligations of nuclear weapons non-possessors and requirements for disarmament by possessor states.  The U.S. and Soviet negotiators, however – the lead drafters – insisted (along with some others) that these issues 
    
  
  
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     be made reciprocally conditional, for fear that such linkage would prevent progress on 
    
  
  
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      either
    
  
  
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     goal.  Efforts to require particular disarmament steps as 
    
  
  
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      part
    
  
  
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     of the NPT were thus rejected, and by at least 1965, it was understood that specific disarmament requirements would 
    
  
  
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      not
    
  
  
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     be part of the Treaty.  All that ended up in it was a call to 
    
  
  
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      pursue
    
  
  
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     negotiations on disarmament – a provision that is now Article VI.  The issue of what specifically to do about disarmament was thus explicitly put off for later.  It haunts NPT diplomacy today.
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                    Another important additional issue was that of peaceful uses of nuclear knowledge.  With many countries committed to the idea of some kind of nuclear technology-sharing for peaceful purposes, a number of governments attempted to insert specific sharing requirements that would have obliged technology holders to give information and materials to non-possessors.  These proposals, however, were also rejected.  Although Article IV of the NPT did encourage peaceful uses and call for technology-sharing, its final language was somewhat ambiguous about what was actually contemplated.  This, too, became an area of contention in subsequent debates.
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                    Other issues of importance for how NPT issues resonate in international diplomacy to this day include the Treaty’s “have/have not” structure – with some rules applying to nuclear weapon states and others to 
    
  
  
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      non
    
  
  
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    -nuclear weapon states – which gives rise to some resentment.  In addition, there is the problem of what to do about countries such as India, Pakistan, and Israel, which did not sign the NPT but are today either known or presumed to possess nuclear weapons.  The issue of these NPT “outliers” – joined, in 2003, alas, by North Korea – also bedevils nonproliferation diplomacy today.
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      A Survey of Proliferation and Rollback
    
  
  
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                    What are we to make of how the Treaty has worked in practice?  Any assessment of the NPT’s net impact upon the global security environment must be in part a debate about dogs that 
    
  
  
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     bark.  While new nuclear weapons players have certainly emerged, the wholesale explosion of proliferation that was first predicted has not yet occurred, and NPT proponents frequently give the Treaty the credit for this.   Since correlation does not imply causation, however, and we cannot 
    
  
  
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     know what would have happened had the NPT 
    
  
  
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      not
    
  
  
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     existed, it is hard to conclude this with enormous confidence.  This is particularly true because it seems clear that other factors were involved as well, including some that may have exerted a more powerful effect in retarding proliferation than the mere existence of the Treaty.
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                    During the Cold War, for instance, both superpowers had strong incentives to keep their allies in line, from a nonproliferation perspective, both in order to preserve their nuclear duopoly and to prevent the emergence of additional nuclear players whose behavior might prove destabilizing.  The combination of U.S. pressure (making weapons acquisition less attractive) and formal or informal U.S. security guarantees (making it less necessary), for example, helped bring about the termination of nuclear weapons efforts in Sweden, Taiwan, and South Korea.
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                    The United States also developed “nuclear sharing” policies whereby in time of war, forward-deployed U.S. weapons in Europe were to be turned over to selected NATO allies for delivery.  This was in large part a 
    
  
  
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      nonproliferation 
    
  
  
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    policy, meant to reassure our allies about the credibility of nuclear use in response to Soviet attack and forestall those allies’ 
    
  
  
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      indigenous
    
  
  
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     weapons development.  Various factors – including not just such alliance pressures and incentives but also the cost and difficulty of fissile material production – helped to constrain proliferation independent of the NPT, both before and after it came into force.
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                    It is hard to assess the relative contributions of such factors in comparison to whatever impact that the Treaty itself had in helping preventing the explosion of proliferation that had been expected.  The NPT surely 
    
  
  
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      has
    
  
  
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     played some role in making proliferation less prevalent than would otherwise have been the case.  But precisely 
    
  
  
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      how
    
  
  
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     much impact the existence of the NPT has had, relative to other factors, is harder to say.
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                    There are several “transitional” cases of proliferation rollback occurring just at or after the end of the Cold War.  South Africa dismantled its nuclear weapons in 1991, just prior to joining the NPT as a non-weapons state.  While Treaty accession capped and codified this step, however, it appears to have been 
    
  
  
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     by factors unrelated to the NPT itself – not least, the desire of the white minority government there to get out of the nuclear weapons business before handing over power to the black nationalists of the African National Congress.  In this sense, South Africa is principally a case of 
    
  
  
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     as a deproliferation driver.
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                    The relinquishment of nuclear weapons by several former Soviet republics also forms an ambiguous case, inasmuch as they had simply inherited weapons “stranded” on their soil by the breakup of the USSR, had not developed or acquired them “on their own” for any particular national purpose, and lacked the ability to maintain or perhaps even 
    
  
  
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     them if desired.  When these factors were coupled with generous offers of Western economic assistance, rollback occurred.  But it is not clear that the NPT itself played a major role in this process, except insofar as joining the Treaty was regarded as a symbol of these republics’ post-Soviet normalization, and that accession was urged by Western donors as a condition for such support.
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                    With regard to the end of the Argentine and Brazilian nuclear weapons programs, local circumstances – the dissolution of military juntas in both countries and the end of their military rivalry – seem to have played the decisive role, with the NPT itself having been most significant merely as a symbol of, and a way of codifying, moves that had already been undertaken for other reasons.  Rollback of Iraq’s nuclear program took place by force of arms in 1991, and was enforced by intrusive sanctions and inspections until Coalition forces deposed Saddam Hussein in 2003.  The NPT doesn’t seem to have played much role, however, except insofar as International Atomic Energy Agency (IAEA) inspectors were involved during the 1990s in trying to make sure Iraq was not still hiding a program.
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                    It is all but impossible, of course, to say whether any 
    
  
  
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     countries might have decided to move forward with nuclear weapons development – and have succeeded – had the NPT never been negotiated.  In the known cases in which weapons programs were 
    
  
  
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    , NPT accession repeatedly played a role in symbolizing and codifying governments’ strategic decision to abandon nuclear weaponry, but there is little sign that the Treaty 
    
  
  
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      drove
    
  
  
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     these outcomes in any significant sense.  The NPT had a facilitating role, in other words, but local circumstances, especially those of domestic regime change and changes in perceived security threats, appear to have been much more important.
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                    North Korea clearly put no stock in its nonproliferation undertakings, and was apparently in continuous violation of its nonproliferation commitments from the moment it undertook them.  Its nuclear weapons program apparently began in the 1970s, and never really stopped, irrespective of NPT accession in 1985 and an IAEA safeguards agreement in 1992.  The NPT regime 
    
  
  
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     play a role in bringing North Korean cheating to light, insofar as it was IAEA inspectors who first revealed Pyongyang’s plutonium reprocessing plant.  This positive impact, however, must be set against North Korea’s degree of success in using nonproliferation negotiations and repeated agreements with international partners as 
    
  
  
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     for its ongoing weapons work.  Pyongyang’s negotiating tactics have, at times, been an effective way of forestalling diplomatic counter-mobilization and dividing foreign leaders against each other.
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                    Rollback of Libya’s nuclear weapons program seems to have been driven by a combination of that sanctions-stricken regime’s desire for normalized relations with the Western world and Muammar Qaddafi’s personal fear of suffering the same fate as Saddam Hussein – as Qaddafi himself later indicated.  The role of the NPT and its related institutions in these developments is ambiguous, but their impact was surely less than these geopolitical factors.  Clearly, compliance with the Treaty meant essentially nothing to Qaddafi 
    
  
  
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      per se
    
  
  
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    , and indeed the 
    
  
  
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     of being a member in good standing – since IAEA inspectors never detected Libya’s clandestine nuclear work – may have helped allay foreign suspicions and create a false sense of security in the outside world.  (Qaddafi had been suspected of illicit WMD work for years, but international worries principally concerned 
    
  
  
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      chemical
    
  
  
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     weapons technology, not nuclear.)
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                    On the other hand, once the Libyan program had been revealed, the IAEA played an important role in facilitating its relinquishment.  The “cover” of Agency involvement in helping verify dismantlement lessened the political sting for the Libyans of turning over their nuclear materials, equipment, and weapons designs to U.S. officials, who whisked these things quickly out of the country.  The existence of the NPT and the availability of the IAEA for this thus made Libyan proliferation rollback 
    
  
  
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      easier
    
  
  
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     to implement, but this step actually 
    
  
  
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     for reasons independent of the Treaty regime.
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                    The future of Iran’s nuclear program is today still, at least notionally, up in the air: negotiations are underway on a supposedly “final” deal with Tehran.  It is worth noting, however, that Iran has done all of its nuclear work to date – and engaged in years of denial, deception, safeguards violations, and evasion of IAEA inspectors – from 
    
  
  
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     the NPT, claiming to be in perfect compliance all the while.  So far, at least, the Iran case is therefore clearly 
    
  
  
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     much of a success story for the NPT, though it is also true that IAEA inspectors have done a good job over the years, and particularly since 2009, in verifying at least the current state of Iran’s 
    
  
  
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     nuclear activities, and of asking pointed questions about evidence of continued clandestine work.  Will the Iran case turn out to be a success story for the regime?  We’ll see.
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                    And then there is Syria, which secretly constructed a plutonium production reactor with assistance from North Korean technicians.  This facility was bombed by Israeli warplanes in 2007, and there has been no publicly reported indication of Syrian nuclear work since that time.  With respect to the NPT’s role, this is a pretty clear case, for the NPT and its related institutions seem to have had essentially no impact upon Syrian behavior, nor did they play any role in the rollback of Syria’s weapons program – which occurred at the hands of an NPT 
    
  
  
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    -signatory for its own obvious reasons.
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      The Ancillary Issues
    
  
  
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                    With regard to the ancillary issue of “peaceful uses,” there have certainly been significant developments in the post-Cold War era, notably the continued spread of nuclear power generation and the greatly lessened cost and difficulty of uranium enrichment – not least through a considerable expansion in access to such technology, thanks, among other things, to the A.Q. Khan proliferation network.
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                    While the benefits of using nuclear energy are increasingly widespread, these developments are placing increasing stress on the NPT regime by making the weaponization “option” easier than ever.  It is now clear that IAEA inspections are no panacea, and that significant risks can still remain irrespective of ostensible safeguards compliance by technology recipients.  The prospect of regime “breakout” is all but impossible to preclude, or perhaps even 
    
  
  
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     in a timely manner, and this imperils the sustainability of nonproliferation norms in the future, as well as strategic stability in a world of many “option”-possessing states.
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                    To the extent that technology proliferation was going to occur anyway, the NPT has done some good by obliging non-weapons-possessor States Party to maintain safeguards agreements.  As I noted, however, the mere existence of safeguards is clearly 
    
  
  
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     always effective in preventing clandestine nuclear work.  This is why, for instance, the IAEA has been promoting the so-called “Additional Protocol” (AP) to help reduce the likelihood of clandestine violations.  The AP has proven somewhat controversial, however, and some countries haven’t brought it into force.  The IAEA itself, moreover, has recognized that even the AP fails to provide investigative authorities sufficient to cope with deception and evasion by a determined host government.
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                    Unfortunately, especially given the uncertainties surrounding the ability of IAEA safeguards to provide adequate warning of diversion, the NPT seems to have played a role in encouraging the proliferation – under the banner of “peaceful use” – of some of the very technologies that are making proliferation challenges so acute.  While Article IV could easily be read to endorse sharing 
    
  
  
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     such as the use and production of nuclear power 
    
  
  
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    , many people interpret it as endorsing a “right” to produce fissile material.  The debate between these positions seems to be being lost by proponents of restraint, and the emerging conventional wisdom today is that there is indeed such a “right” irrespective of how effective safeguards would be in precluding or providing timely warning of diversion.
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                    The NPT’s role in 
    
  
  
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      encouraging 
    
  
  
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    developments antithetical to the cause of nonproliferation must therefore be set against whatever positive impact the Treaty has had in helping ensure that civil nuclear programs are placed under IAEA safeguards in the first place.  It is becoming increasingly clear that neither the nonproliferation regime as a whole nor our understandings of deterrence and crisis stability presently offer a coherent answer to the challenges of international peace and security in a world in which the technical 
    
  
  
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      option
    
  
  
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     of developing nuclear weaponry on short notice has proliferated widely.  This is a very troubling issue for the future.
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                    With regard to disarmament, although this topic remains a very contentious topic in NPT fora, it is surely the arena in which the most 
    
  
  
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     has been made.  Since the end of the Cold War, the great powers’ nuclear stockpiles have plummeted precipitously.   As of 2010, for example, the United States had cut back its arsenal 84 percent from its 1967 peak.  To the extent that nuclear disarmament is indeed an objective of the NPT, this must surely count as extraordinary progress.
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                    The Treaty, however, cannot claim credit for these reductions, which resulted from the relaxation of tensions between the superpowers and the end of the Cold War.  As with so many of the cases of proliferation rollback I mentioned earlier, therefore, the key factor here seems to have been a combination of domestic regime change (in the USSR) and alterations in strategic circumstances (between Washington and Moscow), rather than any sort of political momentum, legal obligation, or normative suasion rooted in treaty-based international institutionalism.
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                    The politics of the disarmament issue in NPT fora remain complicated.  While the NPT’s relative emptiness of disarmament content is certainly clear enough as a matter of law, the politics of the issue are complex.  One of the ways in which the Treaty’s drafters put off the issue of disarmament was to encourage States Party to use the five-year NPT “review cycle” as a forum for assessing how well the Treaty was contributing to the broad purposes envisioned for it – including its hoped-for role as a step towards nuclear disarmament.
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                    At the same time as the 1995 Review Conference extended the Treaty to operate in perpetuity, moreover, it also declared that it was “important” for the realization of Article VI’s principles that certain specific steps be taken.  Legally speaking, of course, such a mere political declaration adds essentially nothing.  But some states today insist that whatever the legal situation, the Treat’s indefinite extension in 1995 was made on the basis of a “political bargain” pursuant to which this extension is to be repaid by accelerated disarmament progress.
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                    But present-day strategic realities – both the rise of a powerful China increasingly keen on overawing its neighbors and the re-emergence of the overtly aggressive Moscow symbolized most acutely by the recent Crimean 
    
  
  
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      Anschluss
    
  
  
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     – suggest that progress in nuclear reductions may well not speed up, or perhaps even continue at all.  Moreover, it may well be that beyond a certain point, the goals of nonproliferation and further nuclear disarmament ultimately 
    
  
  
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    , inasmuch as too great a reduction in the remaining U.S. nuclear arsenal could erode the “extended nuclear deterrence” it provides to its allies, potentially prompting one or more of them to undertake indigenous nuclear weaponization.  One should expect that the contentiousness of disarmament in NPT fora will increase in the years ahead.
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                    What should we thus make of the NPT’s overall track record?  When considered against a hypothetical alternative world in which no such treaty had ever been negotiated, it is all but certain that the NPT has indeed helped.  What is less clear is the 
    
  
  
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     to which it has contributed to slowing nuclear weapons proliferation, since many other factors have clearly also been involved.  To my eye, the NPT’s relative contribution has been generally positive, but it has been mixed – and its relative contributions are sometimes rather oversold.
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                    A regime such as the NPT is capable of influencing behavior in part by helping establish, codify, and symbolize norms and policy priorities in ways supportive of the Treaty’s goals.  I would argue that the Treaty 
    
  
  
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     had a positive impact in shaping the perceived range of choices available to proliferators, and in shaping the behavior of third parties.  In more concrete terms, moreover, by obliging non-possessor States Party to maintain IAEA safeguards agreements, the NPT has also increased the cost and difficulty of violations.  These are certainly important factors conducive to nonproliferation.
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                    Yet the NPT’s is not an 
    
  
  
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      unambiguously
    
  
  
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     good story.  Part of the reason that key proliferators have sought to delay an 
    
  
  
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     break with the nonproliferation regime may be precisely that making a show of false compliance – which is unfortunately still possible even where safeguards apply – can help protect proliferators from adverse consequences even while they continue to pursue nuclear weapons.  The very existence of a legally-binding treaty framework, moreover, focuses attention upon the binary question of “compliance” versus “noncompliance,” helping make it more difficult to persuade third parties to support international pressures against a proliferator in the absence of some kind of “official” or unquestionably definitive finding that a violation has occurred.
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                    Yet there is no international mechanism for finding a country in noncompliance with the NPT itself, and though the IAEA has authority to refer safeguards violators to the U.N. Security Council, even this can be a slow and cumbersome process.  Nor is it realistic to expect that utterly unambiguous “proof” will be available in any but the rarest of cases.  To the degree that nuclear weapons programs can be conducted out of the view of IAEA inspectors, continued overtly under the guise of “peaceful” activities, and/or shrouded in a cloud of evidentiary ambiguity, therefore, the pretense of NPT compliance can be a very effective “cover” for a clever proliferator, turning the regime’s own institutionalism to the advantage of a scofflaw.
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                    I’m not arguing that these negative factors outweigh the positive impact of the NPT.  They must be remembered, however, for they are not negligible.  It must also be noted that even though the net impact of the Treaty is surely positive, the historical record does not permit strong assertions about the 
    
  
  
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     weight of the NPT and its associated institutions in dissuading states that might otherwise have opted to pursue nuclear weaponry, in inducing violators to return to compliance, or in decisively turning third parties against troublemakers.  The record suggests that while it probably influenced some decisions to some degree, the NPT has 
    
  
  
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     been hugely important in shaping strategic choices, especially those of actual or would-be proliferators.  Even with respect to third parties, reactions to proliferation challenges seem more tied to their assessments of concrete local, regional, and geopolitical implications than to their judgments about compliance or noncompliance with any particular legal regime.
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      Conclusion
    
  
  
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                    So let’s sum things up.  The NPT was born of expediency during the Cold War, in an attempt to help avoid an expected crisis of ballooning proliferation.  It attempted to address the spread of weaponry, but avoided taking clear positions on other issues of importance to those involved in the negotiations – in particular, disarmament and peaceful nuclear uses.  The NPT was predicated upon the reasonable supposition that 
    
  
  
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      without
    
  
  
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     addressing the problem of horizontal spread, issues such as disarmament and peaceful use could never be satisfactorily handled, if indeed they ever could be at all.  Nonproliferation was both a conceptual and a practical 
    
  
  
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      sine qua non
    
  
  
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     for real progress on other fronts – and indeed for peace and security in its own right – but the instrument was neither intended nor expected to represent a “solution” for the full spectrum of nuclear weapons-related international security challenges.  Nor does proliferation itself seem to be in any danger of actually stopping: having a regime that merely 
    
  
  
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     the spread of nuclear weapons is certainly better than not having one, but it suggests the improbability of definitive progress on essentially 
    
  
  
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      any
    
  
  
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     issue touched upon in the Treaty.
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                    This is one of the reasons that despite its positive impact over the years, the NPT has felt so unsatisfactory to so many participants.  A pessimist might conclude simply that the Treaty is poorly suited to the contemporary world, not grounded in any strong policy-relevant consensus, and neither well-designed nor institutionally equipped for long-term coherence or success.  An optimist might retort that NPT 
    
  
  
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     played a role in helping forestall enormous problems by slowing the spread of nuclear weaponry, and that even if its role to date has been only a modest one, moreover, any step 
    
  
  
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     from the Treaty’s codification of the principles of non-dissemination and non-acquisition would be very dangerous.
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                    Both of these accounts would contain much truth.  The NPT has been beneficial, but it has not helped as much as many supporters claim, it has real flaws, and no one has any intelligible vision of a “solution” for any of the issues it addresses in its provisional way.  Yet no one has offered any feasible replacement for this troubled instrument, leaving it, one might say – with apologies to Churchill’s famous comment about democracy – as the worst way to address nuclear security challenges 
    
  
  
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      except for all the other possibilities
    
  
  
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    .  The NPT has a painfully mixed record, in other words, but we need it still.
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    -- Christopher Ford
  

  
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      <pubDate>Sun, 13 Apr 2014 18:42:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p18260d225d17</guid>
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    <item>
      <title>Evaluating the NPT</title>
      <link>http://www.newparadigmsforum.com/p1826</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks to a class at the George Washington University law school on March 12, 2014.
Let me start by thanking Professor Jonas for inviting me, and say that I’m looking forward to our discussion this evening.  He told me that you have been studying the Nuclear [...]</description>
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      Below is the text upon which Dr. Ford based his remarks to a class at the George Washington University law school on March 12, 2014.
    
  
    
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                    Let me start by thanking Professor Jonas for inviting me, and say that I’m looking forward to our discussion this evening.  He told me that you have been studying the Nuclear Nonproliferation Treaty (NPT) as part of the curriculum for this class, and we thought it might be interesting to offer the perspective of someone who has both studied it as a scholar but also struggled with NPT issues as a diplomat.
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                    To my eye, even apart from the importance of its subject matter, one of the reasons to be fascinated by the NPT is its perhaps unique status as an instrument to which essentially all the relevant players claim to be deeply committed even while they feud bitterly over what that actually 
    
  
  
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      means
    
  
  
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    .  Let’s look at its record.
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      Structure
    
  
  
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    But first, a word about the Treaty’s development and structure.  The NPT has its origins in the so-called “Irish Resolution” adopted by the United Nations General Assembly in 1961 – at a time when most observers expected the number of countries possessing nuclear weapons to skyrocket in the near future.  That Resolution called for the institution of a non-transfer obligation for weapons possessors and a non-acquisition obligation for non-possessors, and this eventually translated directly into Articles I and II of the NPT, the foundation of the Treaty as it was signed in 1968.
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                    Nonproliferation was naturally the 
    
  
  
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     issue addressed by the Treaty, but it wasn’t the 
    
  
  
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     point touched upon, and much of the NPT’s subsequent contentiousness in international diplomatic circles is related to how it dealt (or didn’t deal) with additional matters.  One such ancillary issue was that of disarmament – namely, what was to become of those weapons that were 
    
  
  
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     in the hands of some states, even if such tools did 
    
  
  
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     proliferate further.
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                    In the long-running NPT negotiations, some countries proposed establishing an express connection between the nonproliferation obligations of nuclear weapons non-possessors and requirements for disarmament by possessor states.  The U.S. and Soviet negotiators, however – the lead drafters – insisted (along with some others) that these issues 
    
  
  
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     be made reciprocally conditional, for fear that such linkage would prevent progress on 
    
  
  
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     goal.  Efforts to require particular disarmament steps as 
    
  
  
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     of the NPT were thus rejected, and by at least 1965, it was understood that specific disarmament requirements would 
    
  
  
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     be part of the Treaty.  All that ended up in it was a call to 
    
  
  
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     negotiations on disarmament – a provision that is now Article VI.  The issue of what specifically to do about disarmament was thus explicitly put off for later.  It haunts NPT diplomacy today.
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                    Another important additional issue was that of peaceful uses of nuclear knowledge.  With many countries committed to the idea of some kind of nuclear technology-sharing for peaceful purposes, a number of governments attempted to insert specific sharing requirements that would have obliged technology holders to give information and materials to non-possessors.  These proposals, however, were also rejected.  Although Article IV of the NPT did encourage peaceful uses and call for technology-sharing, its final language was somewhat ambiguous about what was actually contemplated.  This, too, became an area of contention in subsequent debates.
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                    Other issues of importance for how NPT issues resonate in international diplomacy to this day include the Treaty’s “have/have not” structure – with some rules applying to nuclear weapon states and others to 
    
  
  
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    -nuclear weapon states – which gives rise to some resentment.  In addition, there is the problem of what to do about countries such as India, Pakistan, and Israel, which did not sign the NPT but are today either known or presumed to possess nuclear weapons.  The issue of these NPT “outliers” – joined, in 2003, alas, by North Korea – also bedevils nonproliferation diplomacy today.
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      A Survey of Proliferation and Rollback
    
  
  
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                    What are we to make of how the Treaty has worked in practice?  Any assessment of the NPT’s net impact upon the global security environment must be in part a debate about dogs that 
    
  
  
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     bark.  While new nuclear weapons players have certainly emerged, the wholesale explosion of proliferation that was first predicted has not yet occurred, and NPT proponents frequently give the Treaty the credit for this.   Since correlation does not imply causation, however, and we cannot 
    
  
  
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     know what would have happened had the NPT 
    
  
  
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     existed, it is hard to conclude this with enormous confidence.  This is particularly true because it seems clear that other factors were involved as well, including some that may have exerted a more powerful effect in retarding proliferation than the mere existence of the Treaty.
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                    During the Cold War, for instance, both superpowers had strong incentives to keep their allies in line, from a nonproliferation perspective, both in order to preserve their nuclear duopoly and to prevent the emergence of additional nuclear players whose behavior might prove destabilizing.  The combination of U.S. pressure (making weapons acquisition less attractive) and formal or informal U.S. security guarantees (making it less necessary), for example, helped bring about the termination of nuclear weapons efforts in Sweden, Taiwan, and South Korea.
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                    The United States also developed “nuclear sharing” policies whereby in time of war, forward-deployed U.S. weapons in Europe were to be turned over to selected NATO allies for delivery.  This was in large part a 
    
  
  
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    policy, meant to reassure our allies about the credibility of nuclear use in response to Soviet attack and forestall those allies’ 
    
  
  
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      indigenous
    
  
  
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     weapons development.  Various factors – including not just such alliance pressures and incentives but also the cost and difficulty of fissile material production – helped to constrain proliferation independent of the NPT, both before and after it came into force.
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                    It is hard to assess the relative contributions of such factors in comparison to whatever impact that the Treaty itself had in helping preventing the explosion of proliferation that had been expected.  The NPT surely 
    
  
  
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     played some role in making proliferation less prevalent than would otherwise have been the case.  But precisely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      how
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     much impact the existence of the NPT has had, relative to other factors, is harder to say.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There are several “transitional” cases of proliferation rollback occurring just at or after the end of the Cold War.  South Africa dismantled its nuclear weapons in 1991, just prior to joining the NPT as a non-weapons state.  While Treaty accession capped and codified this step, however, it appears to have been 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      driven
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by factors unrelated to the NPT itself – not least, the desire of the white minority government there to get out of the nuclear weapons business before handing over power to the black nationalists of the African National Congress.  In this sense, South Africa is principally a case of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      regime change
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     as a deproliferation driver.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The relinquishment of nuclear weapons by several former Soviet republics also forms an ambiguous case, inasmuch as they had simply inherited weapons “stranded” on their soil by the breakup of the USSR, had not developed or acquired them “on their own” for any particular national purpose, and lacked the ability to maintain or perhaps even 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      use
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     them if desired.  When these factors were coupled with generous offers of Western economic assistance, rollback occurred.  But it is not clear that the NPT itself played a major role in this process, except insofar as joining the Treaty was regarded as a symbol of these republics’ post-Soviet normalization, and that accession was urged by Western donors as a condition for such support.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With regard to the end of the Argentine and Brazilian nuclear weapons programs, local circumstances – the dissolution of military juntas in both countries and the end of their military rivalry – seem to have played the decisive role, with the NPT itself having been most significant merely as a symbol of, and a way of codifying, moves that had already been undertaken for other reasons.  Rollback of Iraq’s nuclear program took place by force of arms in 1991, and was enforced by intrusive sanctions and inspections until Coalition forces deposed Saddam Hussein in 2003.  The NPT doesn’t seem to have played much role, however, except insofar as International Atomic Energy Agency (IAEA) inspectors were involved during the 1990s in trying to make sure Iraq was not still hiding a program.
                  &#xD;
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                    It is all but impossible, of course, to say whether any 
    
  
  
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      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     countries might have decided to move forward with nuclear weapons development – and have succeeded – had the NPT never been negotiated.  In the known cases in which weapons programs were 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ended
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , NPT accession repeatedly played a role in symbolizing and codifying governments’ strategic decision to abandon nuclear weaponry, but there is little sign that the Treaty 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      drove
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     these outcomes in any significant sense.  The NPT had a facilitating role, in other words, but local circumstances, especially those of domestic regime change and changes in perceived security threats, appear to have been much more important.
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  &lt;p&gt;&#xD;
    
                    North Korea clearly put no stock in its nonproliferation undertakings, and was apparently in continuous violation of its nonproliferation commitments from the moment it undertook them.  Its nuclear weapons program apparently began in the 1970s, and never really stopped, irrespective of NPT accession in 1985 and an IAEA safeguards agreement in 1992.  The NPT regime 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      did
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     play a role in bringing North Korean cheating to light, insofar as it was IAEA inspectors who first revealed Pyongyang’s plutonium reprocessing plant.  This positive impact, however, must be set against North Korea’s degree of success in using nonproliferation negotiations and repeated agreements with international partners as 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      cover
    
  
  
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     for its ongoing weapons work.  Pyongyang’s negotiating tactics have, at times, been an effective way of forestalling diplomatic counter-mobilization and dividing foreign leaders against each other.
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  &lt;p&gt;&#xD;
    
                    Rollback of Libya’s nuclear weapons program seems to have been driven by a combination of that sanctions-stricken regime’s desire for normalized relations with the Western world and Muammar Qaddafi’s personal fear of suffering the same fate as Saddam Hussein – as Qaddafi himself later indicated.  The role of the NPT and its related institutions in these developments is ambiguous, but their impact was surely less than these geopolitical factors.  Clearly, compliance with the Treaty meant essentially nothing to Qaddafi 
    
  
  
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      per se
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , and indeed the 
    
  
  
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      appearance
    
  
  
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     of being a member in good standing – since IAEA inspectors never detected Libya’s clandestine nuclear work – may have helped allay foreign suspicions and create a false sense of security in the outside world.  (Qaddafi had been suspected of illicit WMD work for years, but international worries principally concerned 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      chemical
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     weapons technology, not nuclear.)
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On the other hand, once the Libyan program had been revealed, the IAEA played an important role in facilitating its relinquishment.  The “cover” of Agency involvement in helping verify dismantlement lessened the political sting for the Libyans of turning over their nuclear materials, equipment, and weapons designs to U.S. officials, who whisked these things quickly out of the country.  The existence of the NPT and the availability of the IAEA for this thus made Libyan proliferation rollback 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      easier
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to implement, but this step actually 
    
  
  
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      occurred
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     for reasons independent of the Treaty regime.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The future of Iran’s nuclear program is today still, at least notionally, up in the air: negotiations are underway on a supposedly “final” deal with Tehran.  It is worth noting, however, that Iran has done all of its nuclear work to date – and engaged in years of denial, deception, safeguards violations, and evasion of IAEA inspectors – from 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      within
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the NPT, claiming to be in perfect compliance all the while.  So far, at least, the Iran case is therefore clearly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     much of a success story for the NPT, though it is also true that IAEA inspectors have done a good job over the years, and particularly since 2009, in verifying at least the current state of Iran’s 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      declared
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear activities, and of asking pointed questions about evidence of continued clandestine work.  Will the Iran case turn out to be a success story for the regime?  We’ll see.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And then there is Syria, which secretly constructed a plutonium production reactor with assistance from North Korean technicians.  This facility was bombed by Israeli warplanes in 2007, and there has been no publicly reported indication of Syrian nuclear work since that time.  With respect to the NPT’s role, this is a pretty clear case, for the NPT and its related institutions seem to have had essentially no impact upon Syrian behavior, nor did they play any role in the rollback of Syria’s weapons program – which occurred at the hands of an NPT 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    -signatory for its own obvious reasons.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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    &lt;em&gt;&#xD;
      
                      
    
    
      The Ancillary Issues
    
  
  
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&lt;div data-rss-type="text"&gt;&#xD;
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                    With regard to the ancillary issue of “peaceful uses,” there have certainly been significant developments in the post-Cold War era, notably the continued spread of nuclear power generation and the greatly lessened cost and difficulty of uranium enrichment – not least through a considerable expansion in access to such technology, thanks, among other things, to the A.Q. Khan proliferation network.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    While the benefits of using nuclear energy are increasingly widespread, these developments are placing increasing stress on the NPT regime by making the weaponization “option” easier than ever.  It is now clear that IAEA inspections are no panacea, and that significant risks can still remain irrespective of ostensible safeguards compliance by technology recipients.  The prospect of regime “breakout” is all but impossible to preclude, or perhaps even 
    
  
  
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      detect
    
  
  
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     in a timely manner, and this imperils the sustainability of nonproliferation norms in the future, as well as strategic stability in a world of many “option”-possessing states.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To the extent that technology proliferation was going to occur anyway, the NPT has done some good by obliging non-weapons-possessor States Party to maintain safeguards agreements.  As I noted, however, the mere existence of safeguards is clearly 
    
  
  
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      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     always effective in preventing clandestine nuclear work.  This is why, for instance, the IAEA has been promoting the so-called “Additional Protocol” (AP) to help reduce the likelihood of clandestine violations.  The AP has proven somewhat controversial, however, and some countries haven’t brought it into force.  The IAEA itself, moreover, has recognized that even the AP fails to provide investigative authorities sufficient to cope with deception and evasion by a determined host government.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, especially given the uncertainties surrounding the ability of IAEA safeguards to provide adequate warning of diversion, the NPT seems to have played a role in encouraging the proliferation – under the banner of “peaceful use” – of some of the very technologies that are making proliferation challenges so acute.  While Article IV could easily be read to endorse sharing 
    
  
  
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      benefits
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     such as the use and production of nuclear power 
    
  
  
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      itself
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , many people interpret it as endorsing a “right” to produce fissile material.  The debate between these positions seems to be being lost by proponents of restraint, and the emerging conventional wisdom today is that there is indeed such a “right” irrespective of how effective safeguards would be in precluding or providing timely warning of diversion.
                  &#xD;
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                    The NPT’s role in 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      encouraging 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    developments antithetical to the cause of nonproliferation must therefore be set against whatever positive impact the Treaty has had in helping ensure that civil nuclear programs are placed under IAEA safeguards in the first place.  It is becoming increasingly clear that neither the nonproliferation regime as a whole nor our understandings of deterrence and crisis stability presently offer a coherent answer to the challenges of international peace and security in a world in which the technical 
    
  
  
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      option
    
  
  
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     of developing nuclear weaponry on short notice has proliferated widely.  This is a very troubling issue for the future.
                  &#xD;
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                    With regard to disarmament, although this topic remains a very contentious topic in NPT fora, it is surely the arena in which the most 
    
  
  
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      progress
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     has been made.  Since the end of the Cold War, the great powers’ nuclear stockpiles have plummeted precipitously.   As of 2010, for example, the United States had cut back its arsenal 84 percent from its 1967 peak.  To the extent that nuclear disarmament is indeed an objective of the NPT, this must surely count as extraordinary progress.
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                    The Treaty, however, cannot claim credit for these reductions, which resulted from the relaxation of tensions between the superpowers and the end of the Cold War.  As with so many of the cases of proliferation rollback I mentioned earlier, therefore, the key factor here seems to have been a combination of domestic regime change (in the USSR) and alterations in strategic circumstances (between Washington and Moscow), rather than any sort of political momentum, legal obligation, or normative suasion rooted in treaty-based international institutionalism.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The politics of the disarmament issue in NPT fora remain complicated.  While the NPT’s relative emptiness of disarmament content is certainly clear enough as a matter of law, the politics of the issue are complex.  One of the ways in which the Treaty’s drafters put off the issue of disarmament was to encourage States Party to use the five-year NPT “review cycle” as a forum for assessing how well the Treaty was contributing to the broad purposes envisioned for it – including its hoped-for role as a step towards nuclear disarmament.
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                    At the same time as the 1995 Review Conference extended the Treaty to operate in perpetuity, moreover, it also declared that it was “important” for the realization of Article VI’s principles that certain specific steps be taken.  Legally speaking, of course, such a mere political declaration adds essentially nothing.  But some states today insist that whatever the legal situation, the Treat’s indefinite extension in 1995 was made on the basis of a “political bargain” pursuant to which this extension is to be repaid by accelerated disarmament progress.
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                    But present-day strategic realities – both the rise of a powerful China increasingly keen on overawing its neighbors and the re-emergence of the overtly aggressive Moscow symbolized most acutely by the recent Crimean 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Anschluss
    
  
  
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     – suggest that progress in nuclear reductions may well not speed up, or perhaps even continue at all.  Moreover, it may well be that beyond a certain point, the goals of nonproliferation and further nuclear disarmament ultimately 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      work at cross purposes
    
  
  
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    , inasmuch as too great a reduction in the remaining U.S. nuclear arsenal could erode the “extended nuclear deterrence” it provides to its allies, potentially prompting one or more of them to undertake indigenous nuclear weaponization.  One should expect that the contentiousness of disarmament in NPT fora will increase in the years ahead.
                  &#xD;
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      Present-Day
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Controversies
    
  
  
                    &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    What should we thus make of the NPT’s overall track record?  When considered against a hypothetical alternative world in which no such treaty had ever been negotiated, it is all but certain that the NPT has indeed helped.  What is less clear is the 
    
  
  
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      extent
    
  
  
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     to which it has contributed to slowing nuclear weapons proliferation, since many other factors have clearly also been involved.  To my eye, the NPT’s relative contribution has been generally positive, but it has been mixed – and its relative contributions are sometimes rather oversold.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A regime such as the NPT is capable of influencing behavior in part by helping establish, codify, and symbolize norms and policy priorities in ways supportive of the Treaty’s goals.  I would argue that the Treaty 
    
  
  
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      has
    
  
  
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     had a positive impact in shaping the perceived range of choices available to proliferators, and in shaping the behavior of third parties.  In more concrete terms, moreover, by obliging non-possessor States Party to maintain IAEA safeguards agreements, the NPT has also increased the cost and difficulty of violations.  These are certainly important factors conducive to nonproliferation.
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                    Yet the NPT’s is not an 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      unambiguously
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     good story.  Part of the reason that key proliferators have sought to delay an 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      overt
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     break with the nonproliferation regime may be precisely that making a show of false compliance – which is unfortunately still possible even where safeguards apply – can help protect proliferators from adverse consequences even while they continue to pursue nuclear weapons.  The very existence of a legally-binding treaty framework, moreover, focuses attention upon the binary question of “compliance” versus “noncompliance,” helping make it more difficult to persuade third parties to support international pressures against a proliferator in the absence of some kind of “official” or unquestionably definitive finding that a violation has occurred.
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                    Yet there is no international mechanism for finding a country in noncompliance with the NPT itself, and though the IAEA has authority to refer safeguards violators to the U.N. Security Council, even this can be a slow and cumbersome process.  Nor is it realistic to expect that utterly unambiguous “proof” will be available in any but the rarest of cases.  To the degree that nuclear weapons programs can be conducted out of the view of IAEA inspectors, continued overtly under the guise of “peaceful” activities, and/or shrouded in a cloud of evidentiary ambiguity, therefore, the pretense of NPT compliance can be a very effective “cover” for a clever proliferator, turning the regime’s own institutionalism to the advantage of a scofflaw.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    I’m not arguing that these negative factors outweigh the positive impact of the NPT.  They must be remembered, however, for they are not negligible.  It must also be noted that even though the net impact of the Treaty is surely positive, the historical record does not permit strong assertions about the 
    
  
  
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      relative
    
  
  
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     weight of the NPT and its associated institutions in dissuading states that might otherwise have opted to pursue nuclear weaponry, in inducing violators to return to compliance, or in decisively turning third parties against troublemakers.  The record suggests that while it probably influenced some decisions to some degree, the NPT has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     been hugely important in shaping strategic choices, especially those of actual or would-be proliferators.  Even with respect to third parties, reactions to proliferation challenges seem more tied to their assessments of concrete local, regional, and geopolitical implications than to their judgments about compliance or noncompliance with any particular legal regime.
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    &lt;em&gt;&#xD;
      
                      
    
    
      Conclusion
    
  
  
                    &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So let’s sum things up.  The NPT was born of expediency during the Cold War, in an attempt to help avoid an expected crisis of ballooning proliferation.  It attempted to address the spread of weaponry, but avoided taking clear positions on other issues of importance to those involved in the negotiations – in particular, disarmament and peaceful nuclear uses.  The NPT was predicated upon the reasonable supposition that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      without
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     addressing the problem of horizontal spread, issues such as disarmament and peaceful use could never be satisfactorily handled, if indeed they ever could be at all.  Nonproliferation was both a conceptual and a practical 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      sine qua non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for real progress on other fronts – and indeed for peace and security in its own right – but the instrument was neither intended nor expected to represent a “solution” for the full spectrum of nuclear weapons-related international security challenges.  Nor does proliferation itself seem to be in any danger of actually stopping: having a regime that merely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      slows
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the spread of nuclear weapons is certainly better than not having one, but it suggests the improbability of definitive progress on essentially 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     issue touched upon in the Treaty.
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                    This is one of the reasons that despite its positive impact over the years, the NPT has felt so unsatisfactory to so many participants.  A pessimist might conclude simply that the Treaty is poorly suited to the contemporary world, not grounded in any strong policy-relevant consensus, and neither well-designed nor institutionally equipped for long-term coherence or success.  An optimist might retort that NPT 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     played a role in helping forestall enormous problems by slowing the spread of nuclear weaponry, and that even if its role to date has been only a modest one, moreover, any step 
    
  
  
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      away
    
  
  
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     from the Treaty’s codification of the principles of non-dissemination and non-acquisition would be very dangerous.
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                    Both of these accounts would contain much truth.  The NPT has been beneficial, but it has not helped as much as many supporters claim, it has real flaws, and no one has any intelligible vision of a “solution” for any of the issues it addresses in its provisional way.  Yet no one has offered any feasible replacement for this troubled instrument, leaving it, one might say – with apologies to Churchill’s famous comment about democracy – as the worst way to address nuclear security challenges 
    
  
  
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      except for all the other possibilities
    
  
  
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    .  The NPT has a painfully mixed record, in other words, but we need it still.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sun, 13 Apr 2014 18:42:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1826</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Intelligence Analysts and Information Consumers</title>
      <link>http://www.newparadigmsforum.com/p1812aa6c3ee5</link>
      <description>I’m pleased to let NPF readers know about the publication of a new edition of my book, The Admirals’ Advantage: U.S. Navy Operational Intelligence in World War II and the Cold War, by the U.S. Naval Institute Press.  It now appears in paperback, with a new forward by the U.S. Chief of Naval Operations, Admiral [...]</description>
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                    I’m pleased to let NPF readers know about the publication of a new edition of my book, 
    
  
  
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      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admirals’ Advantage: U.S. Navy Operational Intelligence in World War II and the Cold War
      
    
    
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    , by the U.S. Naval Institute Press.  It now appears in paperback, with a new forward by the 
    
  
  
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    &lt;a href="http://en.wikipedia.org/wiki/Jonathan_Greenert"&gt;&#xD;
      
                      
    
    
      U.S. Chief of Naval Operations, Admiral Jonathan Greenert
    
  
  
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    , and I hope readers will find it interesting.  (Since the 
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/The-Admirals-Advantage-Operational-Intelligence/dp/1591142822"&gt;&#xD;
      
                      
    
    
      original hardback edition
    
  
  
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     is getting hard to find, and thus expensive, it’s doubly nice to have a new paperback available.)
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                    The occasion of this new edition provides an opportunity to reflect a bit on some of the issues raised in the original edition.  What I’d like to tackle here today has to do with the nature and effectiveness of the relationship between intelligence analysts and the consumers of the information they produce.
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                    The first edition of 
    
  
  
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    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admirals’ Advantage
      
    
    
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      &lt;/a&gt;&#xD;
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    came out in 2005, based in part upon research undertaken as part of an oral history project conducted at the Office of Naval Intelligence (ONI) by my Navy Reserve unit under the supervision of Captain David Rosenberg, USNR.  One of the major themes of the book was the importance to intelligence success of having the right kind of analyst/consumer relations.  As it turned out, that was a good time to emphasize such questions.
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                    In mid-2004, a few months before 
    
  
  
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        The Admiral’s Advantage
      
    
    
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     came out, the 
    
  
  
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    &lt;a href="http://www.intelligence.senate.gov/108301.pdf"&gt;&#xD;
      
                      
    
    
      U.S. Senate Select Committee on Intelligence (SSCI) published a report
    
  
  
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     on the findings of its investigation into the problems U.S. Intelligence Community (IC) analysis on Iraq before the U.S. invasion of 2003.  Adopted unanimously by the SSCI’s Republicans and Democrats under Chairman Pat Roberts (R-Kansas) and Vice Chairman John D. Rockefeller IV (D-West Virginia), this SSCI Report is still worth a careful read nearly a decade later.  I would like to offer some thoughts on the relationship of its findings to those in my own book.
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                    I.          
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Analyst/Operator Relations in Operational Intelligence
    
  
  
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        The Admirals’ Advantage
      
    
    
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      &lt;/a&gt;&#xD;
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     provided an institutional history of the world of U.S. Navy “operational intelligence” (OPINTEL): the provision of information to warfighters about the location and activity of an enemy in the field.  One of the most important elements it discussed in the history of naval OPINTEL vis-à-vis the Soviet Union was the centrality of the relationship between naval intelligence officers charged with tracking Soviet fleet activity and the U.S. naval commanders whose job it was to defeat these Soviet forces in time of war.
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                    One of book’s arguments, in fact, was how, in the Cold War OPINTEL context, this relationship was greatly improved by the “embeddedness” of naval intelligence professionals in the U.S. Navy’s operational context and within its operational community.  While all intelligence analysis prizes accuracy, OPINTEL hugely prizes 
    
  
  
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      timeliness
    
  
  
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     of information.  It is a critical part of what 
    
  
  
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    &lt;a href="http://en.wikipedia.org/wiki/John_Boyd_(military_strategist)"&gt;&#xD;
      
                      
    
    
      U.S. Air Force Colonel John Boyd
    
  
  
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     famously termed the “OODA” loop – the cycle of operational behavior by which military commanders in the field “Observe” their environment, “Orient” themselves within it, “Decide” what to do, and then “Act” on an ongoing basis.
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                    Being able 
    
  
  
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      quickly
    
  
  
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     to work through this cycle is an important source of military advantage, since being capable of more rapid “OODA-cycling” than your opponent helps you shape his environment faster than he can figure out what to do in response.  OPINTEL is a critical aspect of the “observe” and “orient” part of the cycle, for it provides environmental sense impressions – “
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Where is the enemy right now, and what is he doing?
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    ” – that are critical to any commanders’ ability to act effectively against an adversary.
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                    Evaluating how U.S. Navy OPINTEL developed during the Cold War, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admirals’ Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     stressed the importance of intelligence analysts knowing “Blue” as well as they know “Red” – that is, of being intimately aware of friendly forces’ location, capabilities, and intentions, as well as those of the enemy – in order to understand, anticipate, and meet operators’ information needs.  The book also emphasized the importance, in the intense, near-real-time world of OPINTEL collection and dissemination, of building relationships of mutual familiarity and deep trust between commanders and their analysts.  Without such nearly reflexive understanding and trust, the rapid-fire world of OPINTEL could not function.
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                    During the Cold War, OPINTEL was to a great extent a U.S. Navy specialty, inasmuch as the Army and Air Force were largely garrison forces: they would deploy in time of conflict, but in peacetime had relatively little interaction with the Soviet adversary.  By contrast, the Navy spent a great deal of time cruising and maneuvering at sea with many of the very same Soviet naval assets with which they would exchange fire if war were to break out.  With both sides constantly stalking each other at sea just on the brink of operational engagement, as it were, naval OPINTEL necessarily became very focused, developing great proficiency out of this ongoing white-knuckle peacetime practice.
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                    The Navy OPINTEL story is partly about advancements in “hardware,” both in terms of sensors and in terms of communications, since of course technology 
    
  
  
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      did
    
  
  
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     develop tremendously over the decades of Cold War competition.  
    
  
  
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      T
      
    
    
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      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        he Admirals’ Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
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     argued, however, that our OPINTEL successes were as much as anything a “software” story – by which I mean one not of computer coding, but of organization and institutional behavior and corporate culture.  Building on the experience of the British Admiralty in the early years of the Second World War against Nazi U-boats, the U.S. Navy gradually built an extraordinarily effective OPINTEL 
    
  
  
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      system
    
  
  
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     for the collection, analysis, and rapid dissemination of information, and “intelligencers” and operators worked together to integrate rapidly-changing information into operational decision loops.
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                    One key to success was the development of institutional and personal trust, and this was heightened by professional interpenetration.  Analysts were stationed aboard ships for various parts of their careers, having the opportunity to “grow up,” professionally speaking, alongside operational commanders and in an operational context.  At the same time, this long-term colocation permitted operators to become very accustomed to having intelligence professionals as integral parts of their team from a very early point.
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                    (This may also have been easier in a Navy context than for the other services, inasmuch as the basic unit in the Navy’s operational environment is relatively large: a combat vessel with a variegated crew of specialists aboard, performing complementary functions.  This was not a context in which individual squads of troops or formations of aircraft deployed after having been 
    
  
  
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      briefed
    
  
  
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     by intelligence professionals who remained behind.  In the Navy, intelligence analysts deployed 
    
  
  
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      with
    
  
  
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     the elementary operational units in their ongoing maneuverings vis-à-vis the adversary.  OPINTEL was thus entirely organic to the unit-level structure of the fleet.)
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                    The OPINTEL relationship, therefore, was one that permeated from the highest levels of naval and military command all the way down to commanders at sea.  This interpenetration of intelligence and operational institutions, not just across the tiers of command but also 
    
  
  
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      over time
    
  
  
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     as career paths developed, provided a good environment for breeding institutional and personal trust and cooperation, and this relationship was very important to overall success in an OPINTEL context in which operational imperatives did not permit much opportunity for languid reflection.
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                    II.         
    
  
  
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      Iraq and Analysis for High-Level Policymakers
    
  
  
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                    The context addressed by the 
    
  
  
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      SSCI’s 2004 report on Iraq
    
  
  
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     was a very different one – intelligence analysts’ provision of high-level national threat intelligence for senior policymakers – but the SSCI’s “what went wrong” analysis of U.S. Intelligence Community (IC) analysis vis-à-vis Iraq 
    
  
  
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      also
    
  
  
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     dwells on the importance of analyst/consumer relations.  The Committee’s findings provide a fascinating and important counterpoint and complement to the points made, in a very different context, in 
    
  
  
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        The Admiral’s Advantage
      
    
    
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    .
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                    The most important thing to remember about the SSCI’s 2004 analysis of IC findings about prewar Iraq intelligence is that the Committee assessed 
    
  
  
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     different (albeit related) issues: (1) analysis of Iraqi weapons of mass destruction (WMD) programs; and (2) analysis of Iraqi links to international terrorism.  The Committee’s basic conclusions are easily characterized, insofar as the IC got its WMD analysis rather badly wrong but ended up getting its analysis of terrorist linkages generally right.  (We know with hindsight that there was little of either, but the IC said that Saddam Hussein’s regime had scant connections to terrorism but had a lot of WMD.)  The critical detail, however – and the essential point for our analysis here of analyst/consumer relationships – lies in the SSCI’s findings about 
    
  
  
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      how
    
  
  
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     the IC’s prewar assessments went the way they did.
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                    With regard to Iraqi WMD, the SSCI concluded that they key judgments of the IC’s infamous 2002 National Intelligence Estimate (NIE) on Iraq “either overstated, or were not supported by, the underlying intelligence reporting.”  The IC, moreover, did not “adequately explain to policymakers the uncertainties behind the judgments,” and indeed sometimes “layered” conclusions of additional Iraqi WMD progress atop older judgments without carrying forward the underlying uncertainties in those earlier assessments.
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                    IC analysts, furthermore, “suffered from a collective presumption that Iraq had an active and growing” WMD program, and this
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    “‘group think’ dynamic led Intelligence Community analysts, collectors, and managers to both interpret ambiguous evidence as conclusively indicative of a WMD program as well as ignore or minimize evidence that Iraq did not have active and expanding weapons of mass destruction programs.”
  

  
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                    In fact, this “group think” dynamic was “so strong that formalized IC mechanisms established to challenge assumptions and group think were not utilized.”  Intelligence Community managers “did not encourage analysts to challenge their assumptions, fully consider alternative arguments, accurately characterize the intelligence reporting, or counsel analysts who lost their objectivity.”  (On the basis of intelligence analysis produced under 
    
  
  
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      these
    
  
  
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     conditions, alas, we went to war in 2003.)
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                    This was a damning assessment, from the perspective of analytical tradecraft  The important point here for analyst/consumer relations, however, comes by comparing these scathing WMD-related conclusions to the SSCI’s findings about Iraq-related 
    
  
  
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     intelligence.
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                    At the time, allegations had been made by Democrats in Congress and in the press that administration officials had “pressured” intelligence officials, through “repeated questioning” of intelligence conclusions, to find links between the government of Saddam Hussein and international terrorists such as 
    
  
  
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      al-Qa’ida
    
  
  
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    .  In fact, however, the Committee’s unanimous findings pointed in exactly the 
    
  
  
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      opposite
    
  
  
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     direction, though one wouldn’t know this from media coverage of the SSCI report – which, in perhaps another example of “group think,” was essentially ignored by the press, apparently because it did not fit with the dominant narrative of “politicization” then being circulated.  But the SSCI’s conclusions suggest important lessons for the analyst/consumer relationship, inasmuch as this relationship seems to have been far 
    
  
  
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      better
    
  
  
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     in the Iraq terrorism case – in the sense of being 
    
  
  
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      more effective
    
  
  
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     in producing good intelligence – than the relationship between policymakers and intelligence officials in the WMD realm.
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                    On Iraqi terrorism intelligence, the SSCI concluded that “repeated questioning” from policymakers about IC conclusions, far from representing insidious “politicization,” had 
    
  
  
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      helped
    
  
  
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      analysts reach sounder conclusions
    
  
  
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    .  Intelligence analysts interviewed by the Committee reported that skeptical questions from policymakers about terrorism intelligence “had forced them to go back and review the intelligence reporting, and that during that exercise they came across information they had overlooked in initial readings.”  This process, the SSCI said, “actually improved the Central Intelligence Agency’s (CIA’s) products,” because the analysts ended up producing “careful, measured assessments which did not overstate or mischaracterize the intelligence reporting upon which [they were] based.”
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                    For the Committee, therefore, challenging engagement by policymakers with their intelligence briefers – a relationship in which IC claims were met not by uncritical acceptance but by probing skepticism that forced analysts to articulate and justify their reasoning and the degree to which it really was supported by the evidence – was essential.   Through this prism, the relationship that characterized analyst/policymaker in the Iraqi 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      terrorism
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     context was a good one that improved the quality of IC assessments.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Here we see the perfect counterpoint to the SSCI’s own analysis of WMD-related intelligence.  With terrorism, policymakers began by being skeptical of IC claims that there was no connection between the Saddam regime and international terrorists, and they pressed the analysts to justify their conclusions.  When the analysts went back to double-check, they 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      did
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     find a few links after all, but they also learned that their basic conclusion (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , no 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      significant
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Iraqi connection to terrorism) had been correct – and they were now better able to justify this conclusion in their responses to policymaker questions.  The end result was better intelligence.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With WMD-related intelligence, however, the IC came in with (rather badly) flawed analysis, but since the analysts were telling a story that policymakers 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      expected
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to hear – since this narrative of a swelling Iraqi WMD arsenal fit perfectly with what everyone had been assuming since the mid-1990s – no one engaged them critically on this information.  Rather than initiating an iterated process of progressively strengthening analytical conclusions, therefore, this relationship produced uncritical policymaker acceptance of bad IC analysis.  In a sense, both sides of the relationship fell down on the job: the analysts by producing shoddy work, and policymakers by accepting junk analysis at face value.  As a result of this inadvertent conspiracy of failure, we were off to war.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      A Continuum of Analyst/Consumer Relationship Needs
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The 
    
  
  
                    &#xD;
    &lt;a href="http://www.intelligence.senate.gov/108301.pdf "&gt;&#xD;
      
                      
    
    
      2004 SSCI Iraq report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     has gotten far too little attention in the years since, for it was an important document and has much to teach us still.  It offers valuable lessons about the nature of the relationship between analysts and consumers that complements the OPINTEL lessons of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admiral’s Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
    
    
      ,
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       even though on the surface their lessons might seem to point in opposite directions. 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The secret to reconciling these two analyses is to remember that they address intelligence needs in very different contexts: (1) the near-real-time world of combat-facilitating informational OPINTEL support for warfighting commanders; and (2) the slower-paced and more reflective environment of high-level threat assessment for national policymakers.  In both contexts, we see clearly that success is highly dependent upon the “right” sort of relationship between analysts and the consumers of their information.  But how to square their divergent prescriptions?
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The answer lies in the implications of the timing and information requirements of the decision-making context.  The differing analytical lessons suggested by 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admiral’s Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and the 
    
  
  
                    &#xD;
    &lt;a href="http://www.intelligence.senate.gov/108301.pdf"&gt;&#xD;
      
                      
    
    
      SSCI’s Iraq report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     are each correct in the right context.  OPINTEL occurs in a fast-paced, ideally “real-time” context that places a premium upon quick reactions.  Although the intelligence analysis that goes into OPINTEL data can be very complex and sophisticated, moreover – involving the “fusion” of probabilistic data from a variety of collection sources – it produces relatively discrete items of information.  Intelligence support for military operations includes a range of analytical products, from baseline assessments of enemy capabilities to evaluations of the adversary’s strategy and objectives, but the narrow slice of intelligence support that is OPINTEL is primarily about no more than where the other fellow is and what he’s doing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      right now
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    OPINTEL thus forms one pole of a conceptual continuum of intelligence support, at the other end of which sits the high-level NIE process studied by the SSCI in its 2004 report on Iraq.  The basic idea of a 
    
  
  
                    &#xD;
    &lt;a href="http://www.cfr.org/iraq/national-intelligence-estimates/p7758"&gt;&#xD;
      
                      
    
    
      National Intelligence Estimate
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     is to provide conclusions that are as authoritative and comprehensive as possible, on behalf of the entire Intelligence Community, on a particular issue.  An NIE grows out of a complex bureaucratic process involving coordinated input from multiple agencies, conducted pursuant to detailed terms of reference, and eventually approved by the National Intelligence Council and the National Intelligence Board.  If there is no consensus on any particular point addressed, elaborate procedures also exist for dissenting agencies to record disagreement.  Mechanisms have also been developed for articulating and conveying analytical uncertainties, and there is even some provision for potential outside review by nongovernmental experts.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The preparation of NIEs can thus take a very long time, though this is hardly inappropriate given their status as the highest-level conclusions about the most important issues addressed by the Intelligence Community.  At this end of the continuum – a world away from the moment-by-moment OPINTEL needs of a combatant commander “in the fight” – the premium is not upon speed and situational responsiveness, but rather upon comprehensiveness and high-quality reflection.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, one of the (many) complaints made about the IC’s infamous 2002 NIE on Iraqi WMD was precisely that it was produced 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      too fast
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Although the SSCI concluded that the fundamental flaws in analytical tradecraft that led to misunderstandings of Iraq’s WMD programs were not of a sort likely to have been prevented had more time been available, the SSCI nonetheless chastised the IC both for having waited so long to undertake an NIE on this important topic and for having taken so little time in preparing it.  (The document was apparently produced in just a few weeks, and had only been undertaken in the first place under pressure from Congressional leaders.)  At this end of the continuum, it is important to have time in which the appropriate degree of sober reflection and careful analysis can occur.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The importance of such reflection to analytical quality in work at this end of our conceptual spectrum is also why the SSCI placed such emphasis upon the benefits of challenging questioning from information consumers (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , national-level policymakers) in pressing analysts to explore the assumptions that underlie intelligence conclusions, the quality and extent of the factual reporting that exists, and the uncertainties involved.  With authoritative overall judgment the objective, and with careful reflection the means by which it is to be achieved, the SSCI stressed that the kind of “repeated questioning” that occurred in the Iraqi terrorism case – but, fatefully, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in the Iraqi WMD case – is not just unobjectionable, but in fact 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      essential
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  As the report declared, “[i]f policymakers did not respond to analysts’ caveated judgments with pointed, probing questions, and did not require them to produce the most complete assessments possible, they would not be doing their jobs.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At this end of the continuum, therefore, the intelligence analytical process draws upon the philosopher Karl Popper’s notions of intersubjective appraisal as being the basis for knowledge.  Such knowledge is, in a sense, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      socially constituted. 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      I
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ntelligence conclusions are theories about the world, and as such, they must be subjected to critical encounters before they can be regarded as truly sound.  “Repeated questioning” and intellectual challenge by a skeptical audience is a vital part of ensuring the integrity of the conclusions reached.  For such authoritative, high-level reflective assessments, one might thus say, the best relationship between intelligence analyst and intelligence consumer involves a degree of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      distrust
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  (Too 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      much
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     distrust, of course, can be poisonous, but conclusions must be greeted with enough skepticism to keep analysts on their feet, scrambling to make sure their work can stand up to scrutiny.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By contrast, back at the near-real-time OPINTEL end of the continuum, circumstances call for something more akin to a neurological reflex arc.  There, too much time spent on a Popperian form of intersubjective appraisal through iterated deliberation and debate would be maladaptive, for by the time a decision were reached about where the enemy is, he might be somewhere else.  In 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      this
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     context, deep and all but reflexive 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      trust
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is an essential part of the analyst/operator relationship: if the stream of incoming OPINTEL information is not basically trustworthy, on its face and without further study, it is useless.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This doesn’t mean that OPINTEL requires certainty about the enemy’s location and activity, of course, or that this is even possible.  OPINTEL is commonly merely probabilistic, and uncertainties need to be clearly understood here too.  But there is little time in which to explore the underlying tradecraft of one’s intelligence briefer.  Such rapidity would presumably be impossible if the information needs on this end of the continuum were the same as those addressed by an NIE, but the narrower conceptual bandwidth of OPINTEL information about location and activity makes speed possible 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      if
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     there is a strong relationship of mutual understanding and trust between the intelligence analyst and the operational commander.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In both cases, the nature of the relationship between analyst and information consumer is necessary for a successful result.  A sound understanding of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      needs
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the relationship under differing circumstances, however, is essential.  In the history of U.S. Navy OPINTEL during the Cold War, and apparently for prewar analysis of Iraqi terrorist links, we ended up getting the recipe right for the particular circumstances involved.  With Iraqi WMD intelligence, however, it went woefully wrong – and not because of “politicization,” but because there wasn’t 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      enough
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     skeptical engagement between analyst and consumer.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    We surely still have lessons to learn from the range of contextual needs suggested by these two studies.  The meta-lesson, however – for analyst and consumer alike – is the need for a clear understanding of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      what
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     one is trying to achieve, and what the context of decision-making requires.  This is a kind of professional situational awareness that runs fairly deep, but it is one toward which both 
    
  
  
                    &#xD;
    &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
      
                      
    
    
      The Admiral’s Advantage
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and the 
    
  
  
                    &#xD;
    &lt;a href="http://www.intelligence.senate.gov/108301.pdf"&gt;&#xD;
      
                      
    
    
      SSCI’s Iraq report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     point us, if we are willing to pay attention.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 08 Mar 2014 01:33:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1812aa6c3ee5</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Intelligence Analysts and Information Consumers</title>
      <link>http://www.newparadigmsforum.com/p1812</link>
      <description>I’m pleased to let NPF readers know about the publication of a new edition of my book, The Admirals’ Advantage: U.S. Navy Operational Intelligence in World War II and the Cold War, by the U.S. Naval Institute Press.  It now appears in paperback, with a new forward by the U.S. Chief of Naval Operations, Admiral [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    I’m pleased to let NPF readers know about the publication of a new edition of my book, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admirals’ Advantage: U.S. Navy Operational Intelligence in World War II and the Cold War
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
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    , by the U.S. Naval Institute Press.  It now appears in paperback, with a new forward by the 
    
  
  
                    &#xD;
    &lt;a href="http://en.wikipedia.org/wiki/Jonathan_Greenert"&gt;&#xD;
      
                      
    
    
      U.S. Chief of Naval Operations, Admiral Jonathan Greenert
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and I hope readers will find it interesting.  (Since the 
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/The-Admirals-Advantage-Operational-Intelligence/dp/1591142822"&gt;&#xD;
      
                      
    
    
      original hardback edition
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     is getting hard to find, and thus expensive, it’s doubly nice to have a new paperback available.)
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The occasion of this new edition provides an opportunity to reflect a bit on some of the issues raised in the original edition.  What I’d like to tackle here today has to do with the nature and effectiveness of the relationship between intelligence analysts and the consumers of the information they produce.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The first edition of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admirals’ Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    came out in 2005, based in part upon research undertaken as part of an oral history project conducted at the Office of Naval Intelligence (ONI) by my Navy Reserve unit under the supervision of Captain David Rosenberg, USNR.  One of the major themes of the book was the importance to intelligence success of having the right kind of analyst/consumer relations.  As it turned out, that was a good time to emphasize such questions.
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                    In mid-2004, a few months before 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admiral’s Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     came out, the 
    
  
  
                    &#xD;
    &lt;a href="http://www.intelligence.senate.gov/108301.pdf"&gt;&#xD;
      
                      
    
    
      U.S. Senate Select Committee on Intelligence (SSCI) published a report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     on the findings of its investigation into the problems U.S. Intelligence Community (IC) analysis on Iraq before the U.S. invasion of 2003.  Adopted unanimously by the SSCI’s Republicans and Democrats under Chairman Pat Roberts (R-Kansas) and Vice Chairman John D. Rockefeller IV (D-West Virginia), this SSCI Report is still worth a careful read nearly a decade later.  I would like to offer some thoughts on the relationship of its findings to those in my own book.
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                    I.          
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Analyst/Operator Relations in Operational Intelligence
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admirals’ Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     provided an institutional history of the world of U.S. Navy “operational intelligence” (OPINTEL): the provision of information to warfighters about the location and activity of an enemy in the field.  One of the most important elements it discussed in the history of naval OPINTEL vis-à-vis the Soviet Union was the centrality of the relationship between naval intelligence officers charged with tracking Soviet fleet activity and the U.S. naval commanders whose job it was to defeat these Soviet forces in time of war.
                  &#xD;
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                    One of book’s arguments, in fact, was how, in the Cold War OPINTEL context, this relationship was greatly improved by the “embeddedness” of naval intelligence professionals in the U.S. Navy’s operational context and within its operational community.  While all intelligence analysis prizes accuracy, OPINTEL hugely prizes 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      timeliness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of information.  It is a critical part of what 
    
  
  
                    &#xD;
    &lt;a href="http://en.wikipedia.org/wiki/John_Boyd_(military_strategist)"&gt;&#xD;
      
                      
    
    
      U.S. Air Force Colonel John Boyd
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     famously termed the “OODA” loop – the cycle of operational behavior by which military commanders in the field “Observe” their environment, “Orient” themselves within it, “Decide” what to do, and then “Act” on an ongoing basis.
                  &#xD;
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                    Being able 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      quickly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to work through this cycle is an important source of military advantage, since being capable of more rapid “OODA-cycling” than your opponent helps you shape his environment faster than he can figure out what to do in response.  OPINTEL is a critical aspect of the “observe” and “orient” part of the cycle, for it provides environmental sense impressions – “
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Where is the enemy right now, and what is he doing?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ” – that are critical to any commanders’ ability to act effectively against an adversary.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Evaluating how U.S. Navy OPINTEL developed during the Cold War, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admirals’ Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     stressed the importance of intelligence analysts knowing “Blue” as well as they know “Red” – that is, of being intimately aware of friendly forces’ location, capabilities, and intentions, as well as those of the enemy – in order to understand, anticipate, and meet operators’ information needs.  The book also emphasized the importance, in the intense, near-real-time world of OPINTEL collection and dissemination, of building relationships of mutual familiarity and deep trust between commanders and their analysts.  Without such nearly reflexive understanding and trust, the rapid-fire world of OPINTEL could not function.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    During the Cold War, OPINTEL was to a great extent a U.S. Navy specialty, inasmuch as the Army and Air Force were largely garrison forces: they would deploy in time of conflict, but in peacetime had relatively little interaction with the Soviet adversary.  By contrast, the Navy spent a great deal of time cruising and maneuvering at sea with many of the very same Soviet naval assets with which they would exchange fire if war were to break out.  With both sides constantly stalking each other at sea just on the brink of operational engagement, as it were, naval OPINTEL necessarily became very focused, developing great proficiency out of this ongoing white-knuckle peacetime practice.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Navy OPINTEL story is partly about advancements in “hardware,” both in terms of sensors and in terms of communications, since of course technology 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      did
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     develop tremendously over the decades of Cold War competition.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      T
      
    
    
                      &#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        he Admirals’ Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     argued, however, that our OPINTEL successes were as much as anything a “software” story – by which I mean one not of computer coding, but of organization and institutional behavior and corporate culture.  Building on the experience of the British Admiralty in the early years of the Second World War against Nazi U-boats, the U.S. Navy gradually built an extraordinarily effective OPINTEL 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      system
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for the collection, analysis, and rapid dissemination of information, and “intelligencers” and operators worked together to integrate rapidly-changing information into operational decision loops.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One key to success was the development of institutional and personal trust, and this was heightened by professional interpenetration.  Analysts were stationed aboard ships for various parts of their careers, having the opportunity to “grow up,” professionally speaking, alongside operational commanders and in an operational context.  At the same time, this long-term colocation permitted operators to become very accustomed to having intelligence professionals as integral parts of their team from a very early point.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    (This may also have been easier in a Navy context than for the other services, inasmuch as the basic unit in the Navy’s operational environment is relatively large: a combat vessel with a variegated crew of specialists aboard, performing complementary functions.  This was not a context in which individual squads of troops or formations of aircraft deployed after having been 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      briefed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by intelligence professionals who remained behind.  In the Navy, intelligence analysts deployed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      with
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the elementary operational units in their ongoing maneuverings vis-à-vis the adversary.  OPINTEL was thus entirely organic to the unit-level structure of the fleet.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The OPINTEL relationship, therefore, was one that permeated from the highest levels of naval and military command all the way down to commanders at sea.  This interpenetration of intelligence and operational institutions, not just across the tiers of command but also 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      over time
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     as career paths developed, provided a good environment for breeding institutional and personal trust and cooperation, and this relationship was very important to overall success in an OPINTEL context in which operational imperatives did not permit much opportunity for languid reflection.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Iraq and Analysis for High-Level Policymakers
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The context addressed by the 
    
  
  
                    &#xD;
    &lt;a href="http://www.intelligence.senate.gov/108301.pdf "&gt;&#xD;
      
                      
    
    
      SSCI’s 2004 report on Iraq
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     was a very different one – intelligence analysts’ provision of high-level national threat intelligence for senior policymakers – but the SSCI’s “what went wrong” analysis of U.S. Intelligence Community (IC) analysis vis-à-vis Iraq 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      also
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     dwells on the importance of analyst/consumer relations.  The Committee’s findings provide a fascinating and important counterpoint and complement to the points made, in a very different context, in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admiral’s Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The most important thing to remember about the SSCI’s 2004 analysis of IC findings about prewar Iraq intelligence is that the Committee assessed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      two
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     different (albeit related) issues: (1) analysis of Iraqi weapons of mass destruction (WMD) programs; and (2) analysis of Iraqi links to international terrorism.  The Committee’s basic conclusions are easily characterized, insofar as the IC got its WMD analysis rather badly wrong but ended up getting its analysis of terrorist linkages generally right.  (We know with hindsight that there was little of either, but the IC said that Saddam Hussein’s regime had scant connections to terrorism but had a lot of WMD.)  The critical detail, however – and the essential point for our analysis here of analyst/consumer relationships – lies in the SSCI’s findings about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      how
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the IC’s prewar assessments went the way they did.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With regard to Iraqi WMD, the SSCI concluded that they key judgments of the IC’s infamous 2002 National Intelligence Estimate (NIE) on Iraq “either overstated, or were not supported by, the underlying intelligence reporting.”  The IC, moreover, did not “adequately explain to policymakers the uncertainties behind the judgments,” and indeed sometimes “layered” conclusions of additional Iraqi WMD progress atop older judgments without carrying forward the underlying uncertainties in those earlier assessments.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IC analysts, furthermore, “suffered from a collective presumption that Iraq had an active and growing” WMD program, and this
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “‘group think’ dynamic led Intelligence Community analysts, collectors, and managers to both interpret ambiguous evidence as conclusively indicative of a WMD program as well as ignore or minimize evidence that Iraq did not have active and expanding weapons of mass destruction programs.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In fact, this “group think” dynamic was “so strong that formalized IC mechanisms established to challenge assumptions and group think were not utilized.”  Intelligence Community managers “did not encourage analysts to challenge their assumptions, fully consider alternative arguments, accurately characterize the intelligence reporting, or counsel analysts who lost their objectivity.”  (On the basis of intelligence analysis produced under 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      these
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     conditions, alas, we went to war in 2003.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This was a damning assessment, from the perspective of analytical tradecraft  The important point here for analyst/consumer relations, however, comes by comparing these scathing WMD-related conclusions to the SSCI’s findings about Iraq-related 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      terrorism
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     intelligence.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At the time, allegations had been made by Democrats in Congress and in the press that administration officials had “pressured” intelligence officials, through “repeated questioning” of intelligence conclusions, to find links between the government of Saddam Hussein and international terrorists such as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al-Qa’ida
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  In fact, however, the Committee’s unanimous findings pointed in exactly the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      opposite
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     direction, though one wouldn’t know this from media coverage of the SSCI report – which, in perhaps another example of “group think,” was essentially ignored by the press, apparently because it did not fit with the dominant narrative of “politicization” then being circulated.  But the SSCI’s conclusions suggest important lessons for the analyst/consumer relationship, inasmuch as this relationship seems to have been far 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      better
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in the Iraq terrorism case – in the sense of being 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more effective
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in producing good intelligence – than the relationship between policymakers and intelligence officials in the WMD realm.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On Iraqi terrorism intelligence, the SSCI concluded that “repeated questioning” from policymakers about IC conclusions, far from representing insidious “politicization,” had 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      helped
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      analysts reach sounder conclusions
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Intelligence analysts interviewed by the Committee reported that skeptical questions from policymakers about terrorism intelligence “had forced them to go back and review the intelligence reporting, and that during that exercise they came across information they had overlooked in initial readings.”  This process, the SSCI said, “actually improved the Central Intelligence Agency’s (CIA’s) products,” because the analysts ended up producing “careful, measured assessments which did not overstate or mischaracterize the intelligence reporting upon which [they were] based.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For the Committee, therefore, challenging engagement by policymakers with their intelligence briefers – a relationship in which IC claims were met not by uncritical acceptance but by probing skepticism that forced analysts to articulate and justify their reasoning and the degree to which it really was supported by the evidence – was essential.   Through this prism, the relationship that characterized analyst/policymaker in the Iraqi 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      terrorism
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     context was a good one that improved the quality of IC assessments.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Here we see the perfect counterpoint to the SSCI’s own analysis of WMD-related intelligence.  With terrorism, policymakers began by being skeptical of IC claims that there was no connection between the Saddam regime and international terrorists, and they pressed the analysts to justify their conclusions.  When the analysts went back to double-check, they 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      did
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     find a few links after all, but they also learned that their basic conclusion (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , no 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      significant
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Iraqi connection to terrorism) had been correct – and they were now better able to justify this conclusion in their responses to policymaker questions.  The end result was better intelligence.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With WMD-related intelligence, however, the IC came in with (rather badly) flawed analysis, but since the analysts were telling a story that policymakers 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      expected
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to hear – since this narrative of a swelling Iraqi WMD arsenal fit perfectly with what everyone had been assuming since the mid-1990s – no one engaged them critically on this information.  Rather than initiating an iterated process of progressively strengthening analytical conclusions, therefore, this relationship produced uncritical policymaker acceptance of bad IC analysis.  In a sense, both sides of the relationship fell down on the job: the analysts by producing shoddy work, and policymakers by accepting junk analysis at face value.  As a result of this inadvertent conspiracy of failure, we were off to war.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      A Continuum of Analyst/Consumer Relationship Needs
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The 
    
  
  
                    &#xD;
    &lt;a href="http://www.intelligence.senate.gov/108301.pdf "&gt;&#xD;
      
                      
    
    
      2004 SSCI Iraq report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     has gotten far too little attention in the years since, for it was an important document and has much to teach us still.  It offers valuable lessons about the nature of the relationship between analysts and consumers that complements the OPINTEL lessons of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admiral’s Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
    
    
      ,
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       even though on the surface their lessons might seem to point in opposite directions. 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The secret to reconciling these two analyses is to remember that they address intelligence needs in very different contexts: (1) the near-real-time world of combat-facilitating informational OPINTEL support for warfighting commanders; and (2) the slower-paced and more reflective environment of high-level threat assessment for national policymakers.  In both contexts, we see clearly that success is highly dependent upon the “right” sort of relationship between analysts and the consumers of their information.  But how to square their divergent prescriptions?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The answer lies in the implications of the timing and information requirements of the decision-making context.  The differing analytical lessons suggested by 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.usni.org/store/forthcoming/admirals-advantage"&gt;&#xD;
        
                        
      
      
        The Admiral’s Advantage
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and the 
    
  
  
                    &#xD;
    &lt;a href="http://www.intelligence.senate.gov/108301.pdf"&gt;&#xD;
      
                      
    
    
      SSCI’s Iraq report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     are each correct in the right context.  OPINTEL occurs in a fast-paced, ideally “real-time” context that places a premium upon quick reactions.  Although the intelligence analysis that goes into OPINTEL data can be very complex and sophisticated, moreover – involving the “fusion” of probabilistic data from a variety of collection sources – it produces relatively discrete items of information.  Intelligence support for military operations includes a range of analytical products, from baseline assessments of enemy capabilities to evaluations of the adversary’s strategy and objectives, but the narrow slice of intelligence support that is OPINTEL is primarily about no more than where the other fellow is and what he’s doing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      right now
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    OPINTEL thus forms one pole of a conceptual continuum of intelligence support, at the other end of which sits the high-level NIE process studied by the SSCI in its 2004 report on Iraq.  The basic idea of a 
    
  
  
                    &#xD;
    &lt;a href="http://www.cfr.org/iraq/national-intelligence-estimates/p7758"&gt;&#xD;
      
                      
    
    
      National Intelligence Estimate
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     is to provide conclusions that are as authoritative and comprehensive as possible, on behalf of the entire Intelligence Community, on a particular issue.  An NIE grows out of a complex bureaucratic process involving coordinated input from multiple agencies, conducted pursuant to detailed terms of reference, and eventually approved by the National Intelligence Council and the National Intelligence Board.  If there is no consensus on any particular point addressed, elaborate procedures also exist for dissenting agencies to record disagreement.  Mechanisms have also been developed for articulating and conveying analytical uncertainties, and there is even some provision for potential outside review by nongovernmental experts.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The preparation of NIEs can thus take a very long time, though this is hardly inappropriate given their status as the highest-level conclusions about the most important issues addressed by the Intelligence Community.  At this end of the continuum – a world away from the moment-by-moment OPINTEL needs of a combatant commander “in the fight” – the premium is not upon speed and situational responsiveness, but rather upon comprehensiveness and high-quality reflection.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, one of the (many) complaints made about the IC’s infamous 2002 NIE on Iraqi WMD was precisely that it was produced 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      too fast
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Although the SSCI concluded that the fundamental flaws in analytical tradecraft that led to misunderstandings of Iraq’s WMD programs were not of a sort likely to have been prevented had more time been available, the SSCI nonetheless chastised the IC both for having waited so long to undertake an NIE on this important topic and for having taken so little time in preparing it.  (The document was apparently produced in just a few weeks, and had only been undertaken in the first place under pressure from Congressional leaders.)  At this end of the continuum, it is important to have time in which the appropriate degree of sober reflection and careful analysis can occur.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The importance of such reflection to analytical quality in work at this end of our conceptual spectrum is also why the SSCI placed such emphasis upon the benefits of challenging questioning from information consumers (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , national-level policymakers) in pressing analysts to explore the assumptions that underlie intelligence conclusions, the quality and extent of the factual reporting that exists, and the uncertainties involved.  With authoritative overall judgment the objective, and with careful reflection the means by which it is to be achieved, the SSCI stressed that the kind of “repeated questioning” that occurred in the Iraqi terrorism case – but, fatefully, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in the Iraqi WMD case – is not just unobjectionable, but in fact 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      essential
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  As the report declared, “[i]f policymakers did not respond to analysts’ caveated judgments with pointed, probing questions, and did not require them to produce the most complete assessments possible, they would not be doing their jobs.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At this end of the continuum, therefore, the intelligence analytical process draws upon the philosopher Karl Popper’s notions of intersubjective appraisal as being the basis for knowledge.  Such knowledge is, in a sense, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      socially constituted. 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      I
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ntelligence conclusions are theories about the world, and as such, they must be subjected to critical encounters before they can be regarded as truly sound.  “Repeated questioning” and intellectual challenge by a skeptical audience is a vital part of ensuring the integrity of the conclusions reached.  For such authoritative, high-level reflective assessments, one might thus say, the best relationship between intelligence analyst and intelligence consumer involves a degree of 
    
  
  
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    .  (Too 
    
  
  
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      much
    
  
  
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     distrust, of course, can be poisonous, but conclusions must be greeted with enough skepticism to keep analysts on their feet, scrambling to make sure their work can stand up to scrutiny.)
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                    By contrast, back at the near-real-time OPINTEL end of the continuum, circumstances call for something more akin to a neurological reflex arc.  There, too much time spent on a Popperian form of intersubjective appraisal through iterated deliberation and debate would be maladaptive, for by the time a decision were reached about where the enemy is, he might be somewhere else.  In 
    
  
  
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     context, deep and all but reflexive 
    
  
  
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      trust
    
  
  
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     is an essential part of the analyst/operator relationship: if the stream of incoming OPINTEL information is not basically trustworthy, on its face and without further study, it is useless.
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                    This doesn’t mean that OPINTEL requires certainty about the enemy’s location and activity, of course, or that this is even possible.  OPINTEL is commonly merely probabilistic, and uncertainties need to be clearly understood here too.  But there is little time in which to explore the underlying tradecraft of one’s intelligence briefer.  Such rapidity would presumably be impossible if the information needs on this end of the continuum were the same as those addressed by an NIE, but the narrower conceptual bandwidth of OPINTEL information about location and activity makes speed possible 
    
  
  
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      if
    
  
  
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     there is a strong relationship of mutual understanding and trust between the intelligence analyst and the operational commander.
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                    In both cases, the nature of the relationship between analyst and information consumer is necessary for a successful result.  A sound understanding of the 
    
  
  
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     of the relationship under differing circumstances, however, is essential.  In the history of U.S. Navy OPINTEL during the Cold War, and apparently for prewar analysis of Iraqi terrorist links, we ended up getting the recipe right for the particular circumstances involved.  With Iraqi WMD intelligence, however, it went woefully wrong – and not because of “politicization,” but because there wasn’t 
    
  
  
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      enough
    
  
  
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     skeptical engagement between analyst and consumer.
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                    We surely still have lessons to learn from the range of contextual needs suggested by these two studies.  The meta-lesson, however – for analyst and consumer alike – is the need for a clear understanding of 
    
  
  
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      what
    
  
  
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     one is trying to achieve, and what the context of decision-making requires.  This is a kind of professional situational awareness that runs fairly deep, but it is one toward which both 
    
  
  
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      The Admiral’s Advantage
    
  
  
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     and the 
    
  
  
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      SSCI’s Iraq report
    
  
  
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     point us, if we are willing to pay attention.
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    -- Christopher Ford
  

  
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      <pubDate>Sat, 08 Mar 2014 01:33:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1812</guid>
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      <title>“Minimum Deterrence” and Nonproliferation</title>
      <link>http://www.newparadigmsforum.com/p172289125f2d</link>
      <description>Note:
 The recently-published book Minimum Deterrence: Examining the Evidence (Washington, D.C.: National Institute of Public Policy, 2013) examines – and, on the whole, refutes – claims commonly heard in some policy circles that a policy of “minimum deterrence” could permit dramatic reductions in the U.S. nuclear arsenal without damaging U.S. national security.  As the introduction to the volume [...]</description>
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           Note:
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           The recently-published book
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           Minimum Deterrence: Examining the Evidence
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          (Washington, D.C.: National Institute of Public Policy, 2013) 
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           examines – and, on the whole, refutes – claims commonly heard in some policy circles that a policy of “minimum deterrence” could permit dramatic reductions in the U.S. nuclear arsenal without damaging U.S. national security.  As the introduction to the volume puts it, “
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           Minimum Deterrence proposals claim that a relatively small number of nuclear weapons, measured in single digits to hundreds, is an adequate nuclear force for all pertinent U.S. deterrence missions, including extending U.S. nuclear deterrence coverage to U.S. allies.”  The various chapters of the book explore various claims associated with this “Minimum Deterrence” perspective, assessing the actual strength of the logic – and, above all, the empirical evidence – behind each claim.
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           A great many experts contributed to producing the book, and al
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           l of it is likely of interest to NPF readers.  We reproduce below the portion critically assessing the claim that “
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            Nuclear force reductions provide essential support for non-proliferation and arms
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            control efforts.
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           ”   This chapter was
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            jointly authored by Dr. Ford, Dr. Susan Koch, and Dr. Keith B. Payne
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           .  This excerpt is reproduced here with the kind permission of the
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            National Institute for Public Policy
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           , which holds the copyright for this material.  [Note that footnotes have been deleted from the text below.  Dr. Ford would be happy to provide the original citations upon request, however.  Better yet, get the book!]
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           Text of chapter follows:
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          Minimum deterrence proponents assert that lowering reliance on nuclear weapons and adopting very low force levels would encourage – or even be essential to – nuclear non-proliferation and further negotiated nuclear arms reductions. These claims assume the existence of a strong, and specific, cause-and-effect relationship between the United States’ nuclear force posture and other countries’ strategic choices on nuclear weaponry. In this purported relationship, other countries’ interest in acquiring or keeping nuclear weapons is directly proportional to the size of the American arsenal.  In other words, it is assumed that others will lose interest in possessing nuclear weapons, and become more willing to cooperate with us against proliferation, if and as we reduce or abandon our arsenal.  Proponents of this view argue that the reverse also holds true –that a failure to reduce dramatically current nuclear stockpiles would encourage proliferation and discourage further reductions.
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          This claimed linkage can and must be subjected to careful analysis.  Is it true, for instance, that the U.S. nuclear weapons posture is a critical determinant of other countries’ approaches to nuclear weaponry, and that, if so, U.S. cuts would be reciprocated?  Is it true that proliferator behavior and other countries’ attitudes toward non-proliferation are influenced by the U.S. posture to such an extent, and in such a way, that a Minimum Deterrence approach would catalyze significantly improved behavior? One must examine the empirical record in order to evaluate the arms control and non-proliferation claims made on behalf of Minimum Deterrence.
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           Stubborn Facts
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          As noted, proponents of Minimum Deterrence often claim that, by adopting this approach to nuclear strategy and force structure, the United States will lead the way to progressively deeper negotiated reductions ending in eventual global nuclear disarmament, and persuade actual and potential proliferators to change their ways. In reality, there is no sign of any such beneficial impact or relationship to date, and little if any basis for expecting that U.S. nuclear reductions will have these effects in the future. Indeed, if anything, just the opposite is true. U.S. adoption of a minimum deterrence force structure and strategy could both impede negotiated arms reductions and fuel proliferation.
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            Preventing Proliferation
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           Legal Arguments.
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          Many Minimum Deterrence advocates maintain that U.S. nuclear reductions to a few hundred warheads or even lower, will help to dissuade potential proliferators from acquiring nuclear weapons, and to persuade actual proliferators to abandon their programs.
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          Most argue further that the NPT firmly links the non-proliferation pledge of the non-nuclear weapons states to a denuclearization obligation for the five nuclear weapons states. The widespread belief in that “NPT bargain,” which has spread beyond Minimum Deterrence advocates, is actually very recent. Article VI of the NPT provides: “Each of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control.”  In January 1969, a senior National Security Council staff member explained to new National Security Advisor Henry Kissinger that Article VI was “an essentially hortatory statement and presents no problems.”  While the Preamble to the Treaty is not legally binding, it does provide a guide to the original intent of the Parties; the Preamble clearly conditions nuclear disarmament on general and complete disarmament, describing the first as pursuant to the second.  Indeed, one could well argue that Article VI places less importance on nuclear disarmament than on general and complete disarmament, calling for a treaty on the latter, but only “effective measures” on the former. There is no question that, at least, they are equal obligations under Article VI.
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          The 1995 NPT Review Conference that decided on the indefinite extension of the Treaty paid more attention to Article VI than the Parties did initially. However, its primary focus was still on the need for compliance and universality, and it also retained the link between the two elements of Article VI. Thus, the text of the 1995 Review Conference decision on indefinite extension affirmed:
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          “…that there is a need for full compliance with the Treaty, its extension and its universal adherence, which are essential to international peace and security and the attainment of the ultimate goals of the complete elimination of nuclear weapons and a treaty on general and complete disarmament under strict and effective international control.”
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          In subsequent years, many NPT Parties, including many American officials and observers, completely flipped positions on the relationship between non-proliferation and nuclear arms reductions. In doing so, they came to argue that non-proliferation depends on nuclear reductions, rather than the reverse.  President Obama’s famous Prague speech in April 2009 was the first official U.S. Government statement to endorse this interpretation of Treaty requirements: “The basic bargain [of the NPT] is sound: Countries with nuclear weapons will move toward disarmament, countries without nuclear weapons will not acquire them, and all countries can access peaceful nuclear energy.”
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          The 2010 NPT Review Conference went even further. Its Final Document omits any reference to linkages between compliance and nuclear abolition or between nuclear and general and complete disarmament. Instead, it cites a supposed “
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           unequivocal
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          undertaking by the nuclear weapon States to accomplish the total elimination of their nuclear arsenals” (emphasis added), and calls for further reductions.
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          President Obama’s endorsement of the supposed nuclear disarmament/non-proliferation bargain in the NPT undoubtedly had a major impact on the wording of the Final Document. The 2010 Review Conference was also impervious to the U.S. submission of data on the size of the U.S. stockpile between 1964 and 2009—data which showed that the number of U.S. nuclear weapons had fallen by 84 percent since their 1967 peak (from 22,217 to 5,113), and by 50 percent during the supposedly-anti arms reduction George W. Bush administration (from 10,526 in 2001 to 5,273 in 2008).
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           Political Realities.
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          Debates about the legal standing of a supposed disarmament/nonproliferation bargain in the NPT are less important than the political environment: the amount and importance of the pressure placed, respectively, on nuclear weapons states to reduce their arsenals and on non-nuclear weapons states to remain in compliance.  It has escaped general notice that, by claiming that the nuclear-weapon states have an unconditional obligation to disarm, the 2010 NPT Review Conference dropped the idea of a Treaty bargain, and in essence argued that there is no relationship between nuclear reductions and non-proliferation. In that one regard, at least, they were right.
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          It is sometimes claimed that fear of U.S. nuclear weapons lies behind the ambition of countries like Iran or North Korea to acquire nuclear weaponry—and that American nuclear reductions will therefore help to reduce proliferation pressures.  In reality, however, there is no evidence that U.S. nuclear reductions help to encourage non-proliferation. If anything, just the opposite is true.
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          First, U.S. validation of the basic premise of Minimum Deterrence – namely, the notion that even the greatest of powers can be deterred by a very small nuclear force – might actually
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          proliferation, for this is just what such regimes seek to do to the United States, even while lacking the means to acquire a large arsenal. Since the fall of the Berlin Wall in 1989, for instance, the United States has reduced the size of its nuclear arsenal by some 75 percent.  This same period, however, has coincided with the acceleration of the North Korean and Iranian nuclear programs, as well as the emergence of both India and Pakistan as weapons possessors. North Korea, moreover, began developing its arsenal in the early 1990s, just after U.S. tactical nuclear weapons had been removed from South Korea.
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          Further, to the extent that fear of American military power features in the proliferation incentives perceived by the ruling regimes in countries such as North Korea and Iran, U.S. conventional power likely has much more impact than nuclear capabilities. If this is so, Washington’s adoption of a Minimum Deterrence posture might actually make proliferation more attractive, if American policies of “reducing reliance upon nuclear weaponry” continue to stress the military value of our advanced conventional weaponry.  States like Iran and North Korea know that they could never defeat the United States in a conventional conflict, but may logically believe that they can deter U.S. action against them through possession of even a small nuclear arsenal.  Such a belief might only be strengthened if U.S. nuclear forces fell to Minimum Deterrence levels.
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          Second, many U.S. friends and allies were dissuaded from acquiring nuclear weapons because of the security assurance provided by U.S. extended nuclear deterrence. Some, like Germany, now would be unlikely to “go nuclear” even if that confidence was lost. Others, most notably Japan and South Korea, might react very differently to reduced confidence in the United States umbrella, as France did decades ago.
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          Faced with escalating North Korean nuclear threats and the prospect of continuing U.S. nuclear reductions, for example, some South Korean politicians have publicly expressed the need to develop indigenous nuclear weaponry in order to “maintain a balance of terror that confronts nuclear with nuclear.”  (A poll taken in August 2011 revealed that some 62 percent of South Koreans now support nuclear weapons development.)   It was also reported in the Japanese press as early as 2007 that some Japanese defense officials had similar misgivings about U.S. nuclear cuts, which have recently been said to be pushing “some in Japan” into “discussing indigenous nuclear development … partly due to a lack of confidence in the U.S. extended deterrence.”
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          Concern that U.S. nuclear reductions could help create a possible “tipping point” for further nuclear proliferation has been expressed by former U.S. Secretary of Defense James Schlesinger, as well as the U.S. State Department’s International Security Advisory Board, which warned that “a lessening of the U.S. nuclear umbrella could very well trigger a cascade [of proliferation] in East Asia and the Middle East.”  Ironically, the sort of deep reductions proposed by Minimum Deterrence enthusiasts might indeed actually contribute to nuclear proliferation.
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          The nuclear arsenals (or reductions thereof) of the five recognized nuclear powers (P-5) seem to have had little impact on the decisions of states to abandon nuclear weapons ambitions. South Africa acquired, and then destroyed, its nuclear weapons for domestic and regional reasons.  Military dictatorships in Brazil and Argentina nurtured secret nuclear weapons programs, but they were abandoned as the two countries moved to more democratic rule. Libya did not abandon its nuclear program because of nuclear-weapon state reductions, but out of fear that it could be the next Iraq.  Iraq pursued, and Iran continues to pursue, nuclear weapons for regional dominance.
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          The nuclear decisions of India and Pakistan were influenced to some extent by their respective, and very different, relations with China; however, the major motivating factors were their bilateral, and trilateral, regional tensions.  Ultimately, Ukraine, Belarus and Kazakhstan willingly abandoned their nuclear capabilities.  Two key factors were Russia’s agreement to destroy the nuclear warheads removed from their territories as a condition of their denuclearization decisions and the understanding that non-nuclear status was essential to a good relationship with the United States and NATO.
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          Finally, it often is claimed that U.S. nuclear reduction to Minimum Deterrence levels would help galvanize support for non-proliferation among other members of the international community—particularly countries in the developing world—which allegedly can be won over to the cause of non-proliferation if Washington works harder to eliminate its own weapons. There is, however, little or no evidence to support the assertion.  So far, the United States seems to have won no significant non-proliferation cooperation as a result of its recent pro-disarmament stance.
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          To be sure, both Iran and North Korea now face more international sanctions than ever before.  Each instance in which sanctions pressures have been tightened has closely followed – and, in public, explicitly been tied to – specific new provocations by the regimes in question.  Iran faced additional pressures as it repeatedly defied U.N. Security Council mandates, rejected international diplomatic initiatives, had additional secret nuclear facilities come to light, and began enriching uranium to nearly 20 percent.  North Korea faced additional pressures as it withdrew from the NPT, engaged in multiple nuclear tests, launched conventional military attacks upon South Korean forces, and conducted ballistic missile tests in violation of Security Council resolutions. It seems clear that it is the egregiousness of these regimes’ own behavior that has led directly to tougher sanctions; there is no evidence that recent additional pressures owe anything to U.S. nuclear reductions.
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          While recent American disarmament positions have been applauded in NPT fora, these positions also appear to have been “pocketed” by diplomatic interlocutors who were spurred thereby to demand
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           additional
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          American reductions. Moreover, there has been no particular improvement in other countries’ positions on non-proliferation.  If anything, the developing world’s position has worsened in this regard. For example, in August 2012, the Non-Aligned Movement unanimously endorsed the position taken by Iran in its nuclear dispute with the Security Council.  Among major powers, Russia and China have, over the past several years, refused or watered down United Nations Security Council sanctions on Iran, North Korea and Syria—acceding only when those states’ behavior worsened considerably.
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          Moreover, the Final Document of the 2010 NPT Review Conference devoted much more attention to the supposed nuclear disarmament commitment of Article VI than it did to nonproliferation obligations – an imbalance that is difficult to square with the basic purpose, and indeed name, of the Treaty. The section of the 2010 Final Document concerning review of Treaty operation devotes just one page to Articles I and II, and two and one-half pages to Article VI.  Its conclusions and recommendations include nearly six pages on nuclear disarmament; only two and one-half pages address nuclear proliferation.  There is no mention anywhere in the Final Document of states of proliferation concern such as Iran and North Korea. The 2010 Final Document stands in stark contrast to its 1995 counterpart, which placed primary (and appropriate) emphasis on the requirement for NPT compliance and universal adherence.
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           There is an inherent inconsistency between the argument of Minimum Deterrence advocates that Russia and China are no longer enemies of the United States or our allies, and their simultaneous support for progressively deeper negotiated nuclear reductions.  If we are not in a deterrent relationship with Russia or China and will not be, why seek arms control agreements with them, any more than we do with the United Kingdom and France?  The active nuclear modernization programs of both states, their professed perceptions of the United States as an enemy (including concerns about the impact of U.S. missile defenses on their deterrents), and the continuing threats they pose to close U.S. allies in Central Europe and East Asia, respectively, strongly indicate otherwise.
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          The question remains whether U.S. adoption or advocacy of Minimum Deterrence would lead to, or even facilitate the likelihood of, negotiated deep nuclear reductions with Russia and China. There is no basis in past experience for such a belief, nor any reason to believe that it would emerge in the foreseeable future.  The rest of the world frequently fails to follow the U.S. lead on such issues. Instead, countries appear to base decisions on their own perceived security needs and values; the American “good example” counts for very little.
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          One of the most important examples is the fate of the unilateral/reciprocal Presidential Nuclear Initiatives (PNI) of 1991-1992.  The United States announced unprecedented, unconditional reductions, coupled with a challenge for the Soviet Union (and then Russia) to reciprocate.  Presidents Mikhail Gorbachev in 1991 and Boris Yeltsin in 1992 accepted that challenge. However, there is considerable evidence from open Russian publications that the Soviet Union and Russia never actually implemented the promised reductions.  Between 1991 and 1994, the United States nuclear warhead stockpile dropped by 50 percent—the greatest absolute and percentage reductions in U.S. history.  Moreover, the United States never developed new weapons to replace those reduced or eliminated.  Indeed, as a result of the 2010 Nuclear Posture Review, the United States decided to go beyond the PNIs by eliminating the remaining naval nuclear cruise missiles (TLAM-N) that had been in storage since 1991.  It does not appear that Russia fully followed suit, in either the initial reductions or later replacement of eliminated or outmoded weapons.
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          In another example, the United States, United Kingdom and France have observed moratoria on nuclear explosive testing since 1992. Russia and China have claimed to do so as well. This restraint, however, has not kept India, Pakistan, and North Korea from conducting nuclear tests. Nor, apparently, has it kept Russia and possibly China from apparently conducting low-yield nuclear explosive tests.  Moreover, the United States has declined to develop or produce any new nuclear warhead type for the last two decades.  Russian officials, however, admit developing new warheads for multiple missile systems, including advanced low-collateral damage and precision low-yield devices.  For its part, China reportedly made significant advances in warhead miniaturization in the 1990s, and has been testing missiles such as its DF- 21 and DF-31—as well as the new submarine-launched JL-2—with multiple small new warheads.
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          There is as yet no evidence that U.S. efforts to “lead the way” toward deep nuclear weapons reductions will prove any different from these historical examples. All nuclear weapon states have moved openly to modernize their nuclear forces. However, while the United States has announced strategic delivery vehicle modernization programs, it has repeatedly delayed them. The same is true of the United Kingdom. Just the opposite is the case for Russia and China, whose modernization programs proceed at rates and levels not seen since the Soviet period.
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          No NPT nuclear weapons state has shown any significant, practical interest in further reductions to notably lower numbers since the advent of the Obama administration’s nuclear approach of “leading the way” by setting a good example. China, France and the United Kingdom have made clear that they will not participate in multilateral reduction negotiations as long as U.S. and Russian arsenals remain so much larger than their own. For its part, Russia has placed one unacceptable condition after another on even beginning negotiations for a follow-on to the New START Treaty.  Russia has also made abundantly clear that it has no interest in losing its huge advantage in non-strategic nuclear forces – an advantage that may result in significant part from the uneven fulfillment of the Presidential Nuclear Initiative (PNI).
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          There is also reason to suspect that the overall American disarmament agenda makes Russian and Chinese reductions harder.  U.S. steps to reduce reliance upon nuclear weapons are predicated upon Washington’s unparalleled current conventional military power, its development of unique long-range precision, advanced conventional strike and global intelligence-gathering and targeting capabilities, as well as upon its possession of improving ballistic missile defense (BMD) capabilities.  Increasing U.S. exploitation of such non-nuclear forces, however, appears to make Moscow and Beijing (and probably other states) less interested in nuclear reductions.  Russian officials in particular have stressed publicly that future negotiated nuclear reductions will not be possible without new constraints on U.S. conventional forces and ballistic missile defenses.
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          Nor have weapons possessors outside the NPT shown the slightest interest in reductions in response to U.S. disarmament moves to date. Pakistan and India are presently building new weapons at a quick pace, the former increasing its “tactical” arsenal while the latter moves toward a full nuclear triad with the development of submarine-launched missile capabilities and reportedly also MIRV technology. Meanwhile, North Korea is working to develop its own arsenal, testing intercontinental-range ballistic missile technology and nuclear devices, and vowing to restart plutonium production while it continues uranium enrichment.  Pyongyang has abandoned even its former semblance of commitment to eventual denuclearization, and brandishes increasingly bellicose nuclear threats rather than demonstrating any interest in nuclear cuts.
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           Summary
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           Further deep reductions as recommended by Minimum Deterrence would likely eliminate whatever leverage the U.S. might now retain to motivate Russian or Chinese nuclear reductions.  And, contrary to the beliefs of Minimum Deterrence advocates, experience to date suggests that U.S. nuclear reductions are unlikely to inspire disarmament or non-proliferation rectitude in others.  After two decades of dramatic post-Cold War U.S. nuclear reductions and four years of pro-disarmament U.S. nuclear policy, the case for the future diplomatic, arms control, and nonproliferation benefits of Minimum Deterrence remains exceedingly weak.  So far, “minimalist” approaches have proven essentially fruitless in these regards.  Of course, it is possible, in principle, that the future could unfold much differently than has the past, but to date there is little reason to expect the dramatic change presumed by Minimum Deterrence. To plan as if such change will occur is to place hope over evidence.
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          -- Christopher Ford, Susan Koch, &amp;amp; Keith Payne
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      <pubDate>Sat, 25 Jan 2014 14:33:00 GMT</pubDate>
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      <title>“Minimum Deterrence” and Nonproliferation</title>
      <link>http://www.newparadigmsforum.com/p1722</link>
      <description>Note:
 The recently-published book Minimum Deterrence: Examining the Evidence (Washington, D.C.: National Institute of Public Policy, 2013) examines – and, on the whole, refutes – claims commonly heard in some policy circles that a policy of “minimum deterrence” could permit dramatic reductions in the U.S. nuclear arsenal without damaging U.S. national security.  As the introduction to the volume [...]</description>
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           Note:
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           The recently-published book
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           Minimum Deterrence: Examining the Evidence
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          (Washington, D.C.: National Institute of Public Policy, 2013) 
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           examines – and, on the whole, refutes – claims commonly heard in some policy circles that a policy of “minimum deterrence” could permit dramatic reductions in the U.S. nuclear arsenal without damaging U.S. national security.  As the introduction to the volume puts it, “
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           Minimum Deterrence proposals claim that a relatively small number of nuclear weapons, measured in single digits to hundreds, is an adequate nuclear force for all pertinent U.S. deterrence missions, including extending U.S. nuclear deterrence coverage to U.S. allies.”  The various chapters of the book explore various claims associated with this “Minimum Deterrence” perspective, assessing the actual strength of the logic – and, above all, the empirical evidence – behind each claim.
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           A great many experts contributed to producing the book, and al
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           l of it is likely of interest to NPF readers.  We reproduce below the portion critically assessing the claim that “
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            Nuclear force reductions provide essential support for non-proliferation and arms
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            control efforts.
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           ”   This chapter was
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            jointly authored by Dr. Ford, Dr. Susan Koch, and Dr. Keith B. Payne
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           .  This excerpt is reproduced here with the kind permission of the
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            National Institute for Public Policy
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           , which holds the copyright for this material.  [Note that footnotes have been deleted from the text below.  Dr. Ford would be happy to provide the original citations upon request, however.  Better yet, get the book!]
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           Text of chapter follows:
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          Minimum deterrence proponents assert that lowering reliance on nuclear weapons and adopting very low force levels would encourage – or even be essential to – nuclear non-proliferation and further negotiated nuclear arms reductions. These claims assume the existence of a strong, and specific, cause-and-effect relationship between the United States’ nuclear force posture and other countries’ strategic choices on nuclear weaponry. In this purported relationship, other countries’ interest in acquiring or keeping nuclear weapons is directly proportional to the size of the American arsenal.  In other words, it is assumed that others will lose interest in possessing nuclear weapons, and become more willing to cooperate with us against proliferation, if and as we reduce or abandon our arsenal.  Proponents of this view argue that the reverse also holds true –that a failure to reduce dramatically current nuclear stockpiles would encourage proliferation and discourage further reductions.
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          This claimed linkage can and must be subjected to careful analysis.  Is it true, for instance, that the U.S. nuclear weapons posture is a critical determinant of other countries’ approaches to nuclear weaponry, and that, if so, U.S. cuts would be reciprocated?  Is it true that proliferator behavior and other countries’ attitudes toward non-proliferation are influenced by the U.S. posture to such an extent, and in such a way, that a Minimum Deterrence approach would catalyze significantly improved behavior? One must examine the empirical record in order to evaluate the arms control and non-proliferation claims made on behalf of Minimum Deterrence.
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           Stubborn Facts
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          As noted, proponents of Minimum Deterrence often claim that, by adopting this approach to nuclear strategy and force structure, the United States will lead the way to progressively deeper negotiated reductions ending in eventual global nuclear disarmament, and persuade actual and potential proliferators to change their ways. In reality, there is no sign of any such beneficial impact or relationship to date, and little if any basis for expecting that U.S. nuclear reductions will have these effects in the future. Indeed, if anything, just the opposite is true. U.S. adoption of a minimum deterrence force structure and strategy could both impede negotiated arms reductions and fuel proliferation.
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            Preventing Proliferation
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           Legal Arguments.
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          Many Minimum Deterrence advocates maintain that U.S. nuclear reductions to a few hundred warheads or even lower, will help to dissuade potential proliferators from acquiring nuclear weapons, and to persuade actual proliferators to abandon their programs.
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          Most argue further that the NPT firmly links the non-proliferation pledge of the non-nuclear weapons states to a denuclearization obligation for the five nuclear weapons states. The widespread belief in that “NPT bargain,” which has spread beyond Minimum Deterrence advocates, is actually very recent. Article VI of the NPT provides: “Each of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control.”  In January 1969, a senior National Security Council staff member explained to new National Security Advisor Henry Kissinger that Article VI was “an essentially hortatory statement and presents no problems.”  While the Preamble to the Treaty is not legally binding, it does provide a guide to the original intent of the Parties; the Preamble clearly conditions nuclear disarmament on general and complete disarmament, describing the first as pursuant to the second.  Indeed, one could well argue that Article VI places less importance on nuclear disarmament than on general and complete disarmament, calling for a treaty on the latter, but only “effective measures” on the former. There is no question that, at least, they are equal obligations under Article VI.
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          The 1995 NPT Review Conference that decided on the indefinite extension of the Treaty paid more attention to Article VI than the Parties did initially. However, its primary focus was still on the need for compliance and universality, and it also retained the link between the two elements of Article VI. Thus, the text of the 1995 Review Conference decision on indefinite extension affirmed:
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          “…that there is a need for full compliance with the Treaty, its extension and its universal adherence, which are essential to international peace and security and the attainment of the ultimate goals of the complete elimination of nuclear weapons and a treaty on general and complete disarmament under strict and effective international control.”
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          In subsequent years, many NPT Parties, including many American officials and observers, completely flipped positions on the relationship between non-proliferation and nuclear arms reductions. In doing so, they came to argue that non-proliferation depends on nuclear reductions, rather than the reverse.  President Obama’s famous Prague speech in April 2009 was the first official U.S. Government statement to endorse this interpretation of Treaty requirements: “The basic bargain [of the NPT] is sound: Countries with nuclear weapons will move toward disarmament, countries without nuclear weapons will not acquire them, and all countries can access peaceful nuclear energy.”
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          The 2010 NPT Review Conference went even further. Its Final Document omits any reference to linkages between compliance and nuclear abolition or between nuclear and general and complete disarmament. Instead, it cites a supposed “
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          undertaking by the nuclear weapon States to accomplish the total elimination of their nuclear arsenals” (emphasis added), and calls for further reductions.
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          President Obama’s endorsement of the supposed nuclear disarmament/non-proliferation bargain in the NPT undoubtedly had a major impact on the wording of the Final Document. The 2010 Review Conference was also impervious to the U.S. submission of data on the size of the U.S. stockpile between 1964 and 2009—data which showed that the number of U.S. nuclear weapons had fallen by 84 percent since their 1967 peak (from 22,217 to 5,113), and by 50 percent during the supposedly-anti arms reduction George W. Bush administration (from 10,526 in 2001 to 5,273 in 2008).
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           Political Realities.
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          Debates about the legal standing of a supposed disarmament/nonproliferation bargain in the NPT are less important than the political environment: the amount and importance of the pressure placed, respectively, on nuclear weapons states to reduce their arsenals and on non-nuclear weapons states to remain in compliance.  It has escaped general notice that, by claiming that the nuclear-weapon states have an unconditional obligation to disarm, the 2010 NPT Review Conference dropped the idea of a Treaty bargain, and in essence argued that there is no relationship between nuclear reductions and non-proliferation. In that one regard, at least, they were right.
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          It is sometimes claimed that fear of U.S. nuclear weapons lies behind the ambition of countries like Iran or North Korea to acquire nuclear weaponry—and that American nuclear reductions will therefore help to reduce proliferation pressures.  In reality, however, there is no evidence that U.S. nuclear reductions help to encourage non-proliferation. If anything, just the opposite is true.
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          First, U.S. validation of the basic premise of Minimum Deterrence – namely, the notion that even the greatest of powers can be deterred by a very small nuclear force – might actually
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          proliferation, for this is just what such regimes seek to do to the United States, even while lacking the means to acquire a large arsenal. Since the fall of the Berlin Wall in 1989, for instance, the United States has reduced the size of its nuclear arsenal by some 75 percent.  This same period, however, has coincided with the acceleration of the North Korean and Iranian nuclear programs, as well as the emergence of both India and Pakistan as weapons possessors. North Korea, moreover, began developing its arsenal in the early 1990s, just after U.S. tactical nuclear weapons had been removed from South Korea.
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          Further, to the extent that fear of American military power features in the proliferation incentives perceived by the ruling regimes in countries such as North Korea and Iran, U.S. conventional power likely has much more impact than nuclear capabilities. If this is so, Washington’s adoption of a Minimum Deterrence posture might actually make proliferation more attractive, if American policies of “reducing reliance upon nuclear weaponry” continue to stress the military value of our advanced conventional weaponry.  States like Iran and North Korea know that they could never defeat the United States in a conventional conflict, but may logically believe that they can deter U.S. action against them through possession of even a small nuclear arsenal.  Such a belief might only be strengthened if U.S. nuclear forces fell to Minimum Deterrence levels.
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          Second, many U.S. friends and allies were dissuaded from acquiring nuclear weapons because of the security assurance provided by U.S. extended nuclear deterrence. Some, like Germany, now would be unlikely to “go nuclear” even if that confidence was lost. Others, most notably Japan and South Korea, might react very differently to reduced confidence in the United States umbrella, as France did decades ago.
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          Faced with escalating North Korean nuclear threats and the prospect of continuing U.S. nuclear reductions, for example, some South Korean politicians have publicly expressed the need to develop indigenous nuclear weaponry in order to “maintain a balance of terror that confronts nuclear with nuclear.”  (A poll taken in August 2011 revealed that some 62 percent of South Koreans now support nuclear weapons development.)   It was also reported in the Japanese press as early as 2007 that some Japanese defense officials had similar misgivings about U.S. nuclear cuts, which have recently been said to be pushing “some in Japan” into “discussing indigenous nuclear development … partly due to a lack of confidence in the U.S. extended deterrence.”
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          Concern that U.S. nuclear reductions could help create a possible “tipping point” for further nuclear proliferation has been expressed by former U.S. Secretary of Defense James Schlesinger, as well as the U.S. State Department’s International Security Advisory Board, which warned that “a lessening of the U.S. nuclear umbrella could very well trigger a cascade [of proliferation] in East Asia and the Middle East.”  Ironically, the sort of deep reductions proposed by Minimum Deterrence enthusiasts might indeed actually contribute to nuclear proliferation.
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          The nuclear arsenals (or reductions thereof) of the five recognized nuclear powers (P-5) seem to have had little impact on the decisions of states to abandon nuclear weapons ambitions. South Africa acquired, and then destroyed, its nuclear weapons for domestic and regional reasons.  Military dictatorships in Brazil and Argentina nurtured secret nuclear weapons programs, but they were abandoned as the two countries moved to more democratic rule. Libya did not abandon its nuclear program because of nuclear-weapon state reductions, but out of fear that it could be the next Iraq.  Iraq pursued, and Iran continues to pursue, nuclear weapons for regional dominance.
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          The nuclear decisions of India and Pakistan were influenced to some extent by their respective, and very different, relations with China; however, the major motivating factors were their bilateral, and trilateral, regional tensions.  Ultimately, Ukraine, Belarus and Kazakhstan willingly abandoned their nuclear capabilities.  Two key factors were Russia’s agreement to destroy the nuclear warheads removed from their territories as a condition of their denuclearization decisions and the understanding that non-nuclear status was essential to a good relationship with the United States and NATO.
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           Non-proliferation Cooperation.
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          Finally, it often is claimed that U.S. nuclear reduction to Minimum Deterrence levels would help galvanize support for non-proliferation among other members of the international community—particularly countries in the developing world—which allegedly can be won over to the cause of non-proliferation if Washington works harder to eliminate its own weapons. There is, however, little or no evidence to support the assertion.  So far, the United States seems to have won no significant non-proliferation cooperation as a result of its recent pro-disarmament stance.
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          To be sure, both Iran and North Korea now face more international sanctions than ever before.  Each instance in which sanctions pressures have been tightened has closely followed – and, in public, explicitly been tied to – specific new provocations by the regimes in question.  Iran faced additional pressures as it repeatedly defied U.N. Security Council mandates, rejected international diplomatic initiatives, had additional secret nuclear facilities come to light, and began enriching uranium to nearly 20 percent.  North Korea faced additional pressures as it withdrew from the NPT, engaged in multiple nuclear tests, launched conventional military attacks upon South Korean forces, and conducted ballistic missile tests in violation of Security Council resolutions. It seems clear that it is the egregiousness of these regimes’ own behavior that has led directly to tougher sanctions; there is no evidence that recent additional pressures owe anything to U.S. nuclear reductions.
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          While recent American disarmament positions have been applauded in NPT fora, these positions also appear to have been “pocketed” by diplomatic interlocutors who were spurred thereby to demand
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           additional
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          American reductions. Moreover, there has been no particular improvement in other countries’ positions on non-proliferation.  If anything, the developing world’s position has worsened in this regard. For example, in August 2012, the Non-Aligned Movement unanimously endorsed the position taken by Iran in its nuclear dispute with the Security Council.  Among major powers, Russia and China have, over the past several years, refused or watered down United Nations Security Council sanctions on Iran, North Korea and Syria—acceding only when those states’ behavior worsened considerably.
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          Moreover, the Final Document of the 2010 NPT Review Conference devoted much more attention to the supposed nuclear disarmament commitment of Article VI than it did to nonproliferation obligations – an imbalance that is difficult to square with the basic purpose, and indeed name, of the Treaty. The section of the 2010 Final Document concerning review of Treaty operation devotes just one page to Articles I and II, and two and one-half pages to Article VI.  Its conclusions and recommendations include nearly six pages on nuclear disarmament; only two and one-half pages address nuclear proliferation.  There is no mention anywhere in the Final Document of states of proliferation concern such as Iran and North Korea. The 2010 Final Document stands in stark contrast to its 1995 counterpart, which placed primary (and appropriate) emphasis on the requirement for NPT compliance and universal adherence.
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            Arms Control
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           There is an inherent inconsistency between the argument of Minimum Deterrence advocates that Russia and China are no longer enemies of the United States or our allies, and their simultaneous support for progressively deeper negotiated nuclear reductions.  If we are not in a deterrent relationship with Russia or China and will not be, why seek arms control agreements with them, any more than we do with the United Kingdom and France?  The active nuclear modernization programs of both states, their professed perceptions of the United States as an enemy (including concerns about the impact of U.S. missile defenses on their deterrents), and the continuing threats they pose to close U.S. allies in Central Europe and East Asia, respectively, strongly indicate otherwise.
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          The question remains whether U.S. adoption or advocacy of Minimum Deterrence would lead to, or even facilitate the likelihood of, negotiated deep nuclear reductions with Russia and China. There is no basis in past experience for such a belief, nor any reason to believe that it would emerge in the foreseeable future.  The rest of the world frequently fails to follow the U.S. lead on such issues. Instead, countries appear to base decisions on their own perceived security needs and values; the American “good example” counts for very little.
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          One of the most important examples is the fate of the unilateral/reciprocal Presidential Nuclear Initiatives (PNI) of 1991-1992.  The United States announced unprecedented, unconditional reductions, coupled with a challenge for the Soviet Union (and then Russia) to reciprocate.  Presidents Mikhail Gorbachev in 1991 and Boris Yeltsin in 1992 accepted that challenge. However, there is considerable evidence from open Russian publications that the Soviet Union and Russia never actually implemented the promised reductions.  Between 1991 and 1994, the United States nuclear warhead stockpile dropped by 50 percent—the greatest absolute and percentage reductions in U.S. history.  Moreover, the United States never developed new weapons to replace those reduced or eliminated.  Indeed, as a result of the 2010 Nuclear Posture Review, the United States decided to go beyond the PNIs by eliminating the remaining naval nuclear cruise missiles (TLAM-N) that had been in storage since 1991.  It does not appear that Russia fully followed suit, in either the initial reductions or later replacement of eliminated or outmoded weapons.
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          In another example, the United States, United Kingdom and France have observed moratoria on nuclear explosive testing since 1992. Russia and China have claimed to do so as well. This restraint, however, has not kept India, Pakistan, and North Korea from conducting nuclear tests. Nor, apparently, has it kept Russia and possibly China from apparently conducting low-yield nuclear explosive tests.  Moreover, the United States has declined to develop or produce any new nuclear warhead type for the last two decades.  Russian officials, however, admit developing new warheads for multiple missile systems, including advanced low-collateral damage and precision low-yield devices.  For its part, China reportedly made significant advances in warhead miniaturization in the 1990s, and has been testing missiles such as its DF- 21 and DF-31—as well as the new submarine-launched JL-2—with multiple small new warheads.
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          There is as yet no evidence that U.S. efforts to “lead the way” toward deep nuclear weapons reductions will prove any different from these historical examples. All nuclear weapon states have moved openly to modernize their nuclear forces. However, while the United States has announced strategic delivery vehicle modernization programs, it has repeatedly delayed them. The same is true of the United Kingdom. Just the opposite is the case for Russia and China, whose modernization programs proceed at rates and levels not seen since the Soviet period.
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          No NPT nuclear weapons state has shown any significant, practical interest in further reductions to notably lower numbers since the advent of the Obama administration’s nuclear approach of “leading the way” by setting a good example. China, France and the United Kingdom have made clear that they will not participate in multilateral reduction negotiations as long as U.S. and Russian arsenals remain so much larger than their own. For its part, Russia has placed one unacceptable condition after another on even beginning negotiations for a follow-on to the New START Treaty.  Russia has also made abundantly clear that it has no interest in losing its huge advantage in non-strategic nuclear forces – an advantage that may result in significant part from the uneven fulfillment of the Presidential Nuclear Initiative (PNI).
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          There is also reason to suspect that the overall American disarmament agenda makes Russian and Chinese reductions harder.  U.S. steps to reduce reliance upon nuclear weapons are predicated upon Washington’s unparalleled current conventional military power, its development of unique long-range precision, advanced conventional strike and global intelligence-gathering and targeting capabilities, as well as upon its possession of improving ballistic missile defense (BMD) capabilities.  Increasing U.S. exploitation of such non-nuclear forces, however, appears to make Moscow and Beijing (and probably other states) less interested in nuclear reductions.  Russian officials in particular have stressed publicly that future negotiated nuclear reductions will not be possible without new constraints on U.S. conventional forces and ballistic missile defenses.
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          Nor have weapons possessors outside the NPT shown the slightest interest in reductions in response to U.S. disarmament moves to date. Pakistan and India are presently building new weapons at a quick pace, the former increasing its “tactical” arsenal while the latter moves toward a full nuclear triad with the development of submarine-launched missile capabilities and reportedly also MIRV technology. Meanwhile, North Korea is working to develop its own arsenal, testing intercontinental-range ballistic missile technology and nuclear devices, and vowing to restart plutonium production while it continues uranium enrichment.  Pyongyang has abandoned even its former semblance of commitment to eventual denuclearization, and brandishes increasingly bellicose nuclear threats rather than demonstrating any interest in nuclear cuts.
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           Summary
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           Further deep reductions as recommended by Minimum Deterrence would likely eliminate whatever leverage the U.S. might now retain to motivate Russian or Chinese nuclear reductions.  And, contrary to the beliefs of Minimum Deterrence advocates, experience to date suggests that U.S. nuclear reductions are unlikely to inspire disarmament or non-proliferation rectitude in others.  After two decades of dramatic post-Cold War U.S. nuclear reductions and four years of pro-disarmament U.S. nuclear policy, the case for the future diplomatic, arms control, and nonproliferation benefits of Minimum Deterrence remains exceedingly weak.  So far, “minimalist” approaches have proven essentially fruitless in these regards.  Of course, it is possible, in principle, that the future could unfold much differently than has the past, but to date there is little reason to expect the dramatic change presumed by Minimum Deterrence. To plan as if such change will occur is to place hope over evidence.
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          -- Christopher Ford, Susan Koch, &amp;amp; Keith Payne
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      <pubDate>Sat, 25 Jan 2014 14:33:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1722</guid>
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      <title>CTBT and the Senate</title>
      <link>http://www.newparadigmsforum.com/p1763d81001ec</link>
      <description>Note:
Below follow remarks given by Dr. Ford at a workshop on the Comprehensive Test Ban Treaty (CTBT) held at the Woodrow Wilson International Center for Scholars (WWICS) on October 30, 2013, sponsored by WWICS and the Los Alamos National Laboratory.
Good afternoon.  I’d like to start by thanking the Los Alamos National Laboratory and the Woodrow [...]</description>
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      Below follow remarks given by Dr. Ford at a workshop on the Comprehensive Test Ban Treaty (CTBT) held at the 
      
    
      
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      (WWICS) on October 30, 2013, sponsored by WWICS and the 
      
    
      
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                    Good afternoon.  I’d like to start by thanking the Los Alamos National Laboratory and the Woodrow Wilson Center for inviting me to this conference.
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                    I must confess that I was a little surprised to see a full day of scholarly attention here being devoted to the Comprehensive Test Ban Treaty (CTBT).  If one were going to spend an entire day talking with experts about issues of importance in this general field, I’d have thought it better spent on something both more needed and more achievable than the CTBT – an agreement which I don’t think scores very high in either respect.  Nor is it clear to me that CTBT’s entry into force (EIF) would bring benefits sufficient to outweigh the Treaty’s potential costs, including the opportunity cost of foregoing all the good that might be done by the expenditure elsewhere of so much political and diplomatic capital.  And even 
    
  
  
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     is assuming that EIF would ever happen in the first place, which is far from clear.  (Even if the U.S. Senate gets on board with ratification, EIF also requires ratification by Iran, India, Israel, Egypt, Pakistan, the People’s Republic of China, and North Korea.  In all honesty, how likely is that?)
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                    Nevertheless, CTBT has become a litmus test of ideological purity, revealing one’s supposed commitment to disarmament, so I will offer a few thoughts.  Naturally, what analysis I offer here represents my own personal views, and does not necessarily reflect the opinions of anyone else, either at the Senate Appropriations Committee or anywhere else in the U.S. Government.
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                    I’ll spare you my own thinking on the substantive merit of the CTBT, except just to say that I’m not a fundamentalist “anti,” but I am skeptical of its merits and still worried about its potential costs.   If I were a Senator, I would most likely vote “no” right now.  Anyone interested in my thoughts on the details can check 
    
  
  
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     for more information.
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                    Yet since I’m just a Senate staffer, my personal views are presumably only of secondary importance, at best.  That’s not true, however, of the Senators who would actually vote on CTBT ratification if the Obama Administration ever chooses to put it before them.  So let me give you my take on where 
    
  
  
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     seem to be.
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                    To begin with, I’ve been struck by how 
    
  
  
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     one hears about CTBT even from Senate Democrats, either at the Member or the staff level, and even on the Foreign Relations Committee.  From this, one might infer that they don’t see it as being anything with which they expect to become engaged anytime soon, or indeed a high-priority item on their political agenda in the first place.
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                    CTBT is a topic that the Obama Administration periodically trots out when speaking to the already-converted at international diplomatic gatherings, but when pressed about their plans, they don’t seem to be saying any more today than they were back in 2009.  Administration officials claim they are still committed to the Treaty, and are “doing their homework” by “engaging” with Senators to ensure that CTBT will succeed when submitted for ratification.  As to when this will be, however, they clam up.  Most folks I know have been assuming for years that this means: “Not anytime soon, if ever.”
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                    My own working assumption is that the Administration knows that a 
    
  
  
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     Senate defeat would be not just humiliating to them, but in fact potentially catastrophic for CTBT, and that President Obama currently possesses nothing 
    
  
  
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     like the reservoir of political capital that would surely be needed to push something like this through.  I thus see the White House “commitment” to CTBT merely as a commitment to keeping the 
    
  
  
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    , for use with diplomatic interlocutors abroad and with certain elements of Obama’s political “base” at home.  I’ve actually heard from no one on the Hill who thinks CTBT has much of a future as an actual element of anyone’s concrete policy agenda.
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                    This is not to suggest that Democrats are privately 
    
  
  
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     CTBT, for I presume that most support it.  I’d wager they simply understand that long odds are stacked against its ratification, and that even if the U.S. gets fully on board we are unlikely to see ratification from all the states needed for EIF.
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                    With the Administration currently having trouble with the Arms Trade Treaty – and having 
    
  
  
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     to get sufficient support even for the Disabilities Treaty last year on the Senate floor – and with CTBT EIF itself being such a desperately long shot anyway, my guess is that most Democrats don’t see CTBT as something in which it would be worthwhile to invest much time or effort.
    
  
  
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    Politicians in Washington are sometimes rewarded by their constituents for pursuing longshot crusades at the cost of other priorities on the political agenda, but  CTBT is definitely not one of them.
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                    As for Republican sentiment in the Senate, I think it’s actually more interesting and complicated.  I took the liberty last week of informally surveying some staffers of my acquaintance in various offices on the Minority side, and what I’ll say for the next few minutes is based upon what I heard from them.
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                    In a development I suppose 
    
  
  
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     been heartening to CTBT advocates, Republicans lost their most informed and articulate arms control hawk (and CTBT opponent) with the retirement of Senator Jon Kyl of Arizona.  But what today’s Republicans have lost in arms control leadership and institutional knowledge, they probably make up for in suspiciousness of the Obama Administration and the liberal arms control and disarmament clerisy that supports CTBT.  Neither U.S. political party seems to spend much time thinking about arms control these days, but when they do, Republicans still trend skeptical.  Senator Bob Corker of Tennessee, the senior Republican on the Foreign Relations Committee, opposes the Treaty, and I’d imagine most of his Senatorial colleagues in the Minority do so as well.
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                    But I want to draw your attention to the biggest single reason my fellow Republicans tell me they oppose CTBT ratification, for it is different from the verification and stockpile reliability worries that drove the vote in 1999.   The reason I have heard 
    
  
  
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     cited today stems from the slow-motion collapse of the bargain struck upon ratification of the “New START” agreement in 2010.
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                    New START made it through the Senate with bipartisan support because ratification was built upon an explicit bargain, in which support for its reductions was coupled with support for 
    
  
  
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     funding for modernizing the United States’ nuclear weapons infrastructure.  This deal made sense to both hawks and doves.
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                    Hawks could live with somewhat smaller numbers on the assumption that modernizing the nuclear “Complex” would help finally make it what we in the George W. Bush Administration used to call “responsive.”  This is another way of saying that hawks were willing to accept a shift in the U.S. “strategic hedge” – our insurance policy against unfavorable shifts in the security environment – from being one based primarily in a large “reserve” weapon stockpile to one somewhat more grounded simply in the 
    
  
  
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     of producing new weapons on short notice.  Additional funding was also supposed to help modernize and extend the life of our aging warheads.
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                    Nuclear “doves,” however, could also accept this bargain, because it permitted President Obama and his Democrat allies to take a step down the road toward the distant but rosily disarmed future they now endorse.   Indeed, with scholars as diverse as Jonathan Schell, Michael Mazarr, and Sid Drell having suggested that we could preserve strategic deterrence at the asymptote of weapons abolition simply through the maintenance of weapons-making 
    
  
  
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      knowledge
    
  
  
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     and reconstitutive 
    
  
  
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      capacity
    
  
  
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    , the disarmament community may even have felt at the time that New START established a model for working through 
    
  
  
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      future
    
  
  
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     Senate roadblocks in order to bring numbers down still farther – perhaps even to “zero.”
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                    Meanwhile, the bargain in 2010 made 
    
  
  
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      excellent
    
  
  
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     sense to a great many folks in the middle, providing an almost textbook example of how to manage stability risks and maintain strategic deterrence with a somewhat smaller arsenal.  Accordingly, New START was approved handily, by a vote of 71 to 26.
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                    So how is this relevant to CTBT ratification?  Well, the critical modernization bargain hasn’t been turning out quite as planned.  At its most basic, the 2010 deal traded a concrete concession up front (in the form of a ratification vote) in return for 
    
  
  
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     that modernization would get more support for many years to come.  Yet modernization has been faltering, a victim both of some Republicans’ unwillingness to pony up scarce money in a time of austerity, and of Democrats’ lukewarm support for, and in some cases opposition to, modernization.
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                    As President Obama promised it in November 2010, the New START deal was to entail $600 million in Fiscal Year 2012 funding, resulting in a total planned FY12 budget of $7.6 billion for National Nuclear Security Administration (NNSA) weapons activities.  NNSA weapons funding would rise by $4.1 billion over the first five years, including boosts for the Uranium Processing Facility (UPF) at Oak Ridge and the anticipated Chemistry and Metallurgy Research Replacement (CMRR) plutonium plant at Los Alamos.  Over ten years, weapons activities were to get over $85 billion more.
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                    As it’s turning out, however, the promised funds have not been materializing.  The first-five-years increase envisioned in 2010 is likely to end up about one-third less than promised.  The Life Extension Program (LEP) for the B-61 nuclear gravity bomb has been delayed by two – and perhaps now by three – years, raising the specter that its electronic innards will start to go bad before the LEP is done.  Meanwhile, the W-78/88 warhead project has slipped by three or four years, UPF has been delayed by perhaps four years, and CMRR now seems essentially dead, with Los Alamos still only in concept development for a smaller alternative.
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                    With regard to CMRR, I’m even hearing that some Democrats are increasingly of the view that we don’t 
    
  
  
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     surplus plutonium capacity after all, instead merely requiring some minimal level of “pit” production for servicing a future, smaller arsenal.  (This, of course, is a quiet way of saying that we don’t need a production-based strategic “hedge” at all – which basically means throwing the New START bargain out the window, as well as the aim of a “responsive” infrastructure capable of reacting to unwelcome changes in the future security environment.)  What happens for modernization funding if and when Congress gets around to a 
    
  
  
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    -year spending package is, at this point, anyone’s guess.
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                    Naturally, this erosion of the 2010 bargain unnerves U.S. hawks, and hawkish worries about all this necessarily color any consideration of CTBT.  If it were ever to be ratified, after all, CTBT would presumably 
    
  
  
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      also
    
  
  
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     require a New START-style bargain – likely something in which treaty ratification, up front, would be traded for 
    
  
  
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     to ramp up whatever programs seem most likely to mitigate the additional strategic risk imposed by CTBT.  But how credible are such promises likely to be now, if the New START deal unravels?  (One can almost hear the refrain now: “Fool me once, shame on you.  Fool me twice, shame on me!”)  I don’t see many Republicans being eager to line up for a second round of disappointment.
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                    Indeed, one of my colleagues predicts that even those Senate Republicans who voted 
    
  
  
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     New START, even though some of them might otherwise have been inclined to ratify CTBT, are now likely to 
    
  
  
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      oppose
    
  
  
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     the test ban, precisely because they now fear it’s a fool’s bargain to trade up-front concessions for mere 
    
  
  
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     of out-year behavior that the promisor cannot reliably deliver.  Since this problem only gets 
    
  
  
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      worse
    
  
  
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     as Obama’s second term progresses – insofar as even if Republicans 
    
  
  
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      did
    
  
  
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     trust him, he cannot bind his successors and will be gone from office long before any kind of CTBT-augmented spending trajectory can bear fruit – it is difficult to imagine Republicans taking such a deal again.
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                    All of this is a long-winded way of saying that if you want an alignment of political forces sufficient to push CTBT through the Senate, you may have to wait a while, and Congress may have to spend a good deal more money on NNSA 
    
  
  
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      first
    
  
  
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    .  I, for one, am not holding my breath.
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                    Thank you.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sun, 22 Dec 2013 01:36:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1763d81001ec</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>CTBT and the Senate</title>
      <link>http://www.newparadigmsforum.com/p1763</link>
      <description>Note:
Below follow remarks given by Dr. Ford at a workshop on the Comprehensive Test Ban Treaty (CTBT) held at the Woodrow Wilson International Center for Scholars (WWICS) on October 30, 2013, sponsored by WWICS and the Los Alamos National Laboratory.
Good afternoon.  I’d like to start by thanking the Los Alamos National Laboratory and the Woodrow [...]</description>
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      Below follow remarks given by Dr. Ford at a workshop on the Comprehensive Test Ban Treaty (CTBT) held at the 
      
    
      
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      (WWICS) on October 30, 2013, sponsored by WWICS and the 
      
    
      
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        Los Alamos National Laboratory
      
    
      
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                    Good afternoon.  I’d like to start by thanking the Los Alamos National Laboratory and the Woodrow Wilson Center for inviting me to this conference.
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                    I must confess that I was a little surprised to see a full day of scholarly attention here being devoted to the Comprehensive Test Ban Treaty (CTBT).  If one were going to spend an entire day talking with experts about issues of importance in this general field, I’d have thought it better spent on something both more needed and more achievable than the CTBT – an agreement which I don’t think scores very high in either respect.  Nor is it clear to me that CTBT’s entry into force (EIF) would bring benefits sufficient to outweigh the Treaty’s potential costs, including the opportunity cost of foregoing all the good that might be done by the expenditure elsewhere of so much political and diplomatic capital.  And even 
    
  
  
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     is assuming that EIF would ever happen in the first place, which is far from clear.  (Even if the U.S. Senate gets on board with ratification, EIF also requires ratification by Iran, India, Israel, Egypt, Pakistan, the People’s Republic of China, and North Korea.  In all honesty, how likely is that?)
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                    Nevertheless, CTBT has become a litmus test of ideological purity, revealing one’s supposed commitment to disarmament, so I will offer a few thoughts.  Naturally, what analysis I offer here represents my own personal views, and does not necessarily reflect the opinions of anyone else, either at the Senate Appropriations Committee or anywhere else in the U.S. Government.
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                    I’ll spare you my own thinking on the substantive merit of the CTBT, except just to say that I’m not a fundamentalist “anti,” but I am skeptical of its merits and still worried about its potential costs.   If I were a Senator, I would most likely vote “no” right now.  Anyone interested in my thoughts on the details can check 
    
  
  
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      my July 3 
      
    
    
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       website posting
    
  
  
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     for more information.
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                    Yet since I’m just a Senate staffer, my personal views are presumably only of secondary importance, at best.  That’s not true, however, of the Senators who would actually vote on CTBT ratification if the Obama Administration ever chooses to put it before them.  So let me give you my take on where 
    
  
  
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      they
    
  
  
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     seem to be.
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                    To begin with, I’ve been struck by how 
    
  
  
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     one hears about CTBT even from Senate Democrats, either at the Member or the staff level, and even on the Foreign Relations Committee.  From this, one might infer that they don’t see it as being anything with which they expect to become engaged anytime soon, or indeed a high-priority item on their political agenda in the first place.
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                    CTBT is a topic that the Obama Administration periodically trots out when speaking to the already-converted at international diplomatic gatherings, but when pressed about their plans, they don’t seem to be saying any more today than they were back in 2009.  Administration officials claim they are still committed to the Treaty, and are “doing their homework” by “engaging” with Senators to ensure that CTBT will succeed when submitted for ratification.  As to when this will be, however, they clam up.  Most folks I know have been assuming for years that this means: “Not anytime soon, if ever.”
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                    My own working assumption is that the Administration knows that a 
    
  
  
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     Senate defeat would be not just humiliating to them, but in fact potentially catastrophic for CTBT, and that President Obama currently possesses nothing 
    
  
  
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      remotely
    
  
  
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     like the reservoir of political capital that would surely be needed to push something like this through.  I thus see the White House “commitment” to CTBT merely as a commitment to keeping the 
    
  
  
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     of the Treaty alive 
    
  
  
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      as a
    
  
  
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    , for use with diplomatic interlocutors abroad and with certain elements of Obama’s political “base” at home.  I’ve actually heard from no one on the Hill who thinks CTBT has much of a future as an actual element of anyone’s concrete policy agenda.
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                    This is not to suggest that Democrats are privately 
    
  
  
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     CTBT, for I presume that most support it.  I’d wager they simply understand that long odds are stacked against its ratification, and that even if the U.S. gets fully on board we are unlikely to see ratification from all the states needed for EIF.
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                    With the Administration currently having trouble with the Arms Trade Treaty – and having 
    
  
  
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     to get sufficient support even for the Disabilities Treaty last year on the Senate floor – and with CTBT EIF itself being such a desperately long shot anyway, my guess is that most Democrats don’t see CTBT as something in which it would be worthwhile to invest much time or effort.
    
  
  
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    Politicians in Washington are sometimes rewarded by their constituents for pursuing longshot crusades at the cost of other priorities on the political agenda, but  CTBT is definitely not one of them.
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                    As for Republican sentiment in the Senate, I think it’s actually more interesting and complicated.  I took the liberty last week of informally surveying some staffers of my acquaintance in various offices on the Minority side, and what I’ll say for the next few minutes is based upon what I heard from them.
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                    In a development I suppose 
    
  
  
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     been heartening to CTBT advocates, Republicans lost their most informed and articulate arms control hawk (and CTBT opponent) with the retirement of Senator Jon Kyl of Arizona.  But what today’s Republicans have lost in arms control leadership and institutional knowledge, they probably make up for in suspiciousness of the Obama Administration and the liberal arms control and disarmament clerisy that supports CTBT.  Neither U.S. political party seems to spend much time thinking about arms control these days, but when they do, Republicans still trend skeptical.  Senator Bob Corker of Tennessee, the senior Republican on the Foreign Relations Committee, opposes the Treaty, and I’d imagine most of his Senatorial colleagues in the Minority do so as well.
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                    But I want to draw your attention to the biggest single reason my fellow Republicans tell me they oppose CTBT ratification, for it is different from the verification and stockpile reliability worries that drove the vote in 1999.   The reason I have heard 
    
  
  
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     cited today stems from the slow-motion collapse of the bargain struck upon ratification of the “New START” agreement in 2010.
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                    New START made it through the Senate with bipartisan support because ratification was built upon an explicit bargain, in which support for its reductions was coupled with support for 
    
  
  
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     funding for modernizing the United States’ nuclear weapons infrastructure.  This deal made sense to both hawks and doves.
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                    Hawks could live with somewhat smaller numbers on the assumption that modernizing the nuclear “Complex” would help finally make it what we in the George W. Bush Administration used to call “responsive.”  This is another way of saying that hawks were willing to accept a shift in the U.S. “strategic hedge” – our insurance policy against unfavorable shifts in the security environment – from being one based primarily in a large “reserve” weapon stockpile to one somewhat more grounded simply in the 
    
  
  
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     of producing new weapons on short notice.  Additional funding was also supposed to help modernize and extend the life of our aging warheads.
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                    Nuclear “doves,” however, could also accept this bargain, because it permitted President Obama and his Democrat allies to take a step down the road toward the distant but rosily disarmed future they now endorse.   Indeed, with scholars as diverse as Jonathan Schell, Michael Mazarr, and Sid Drell having suggested that we could preserve strategic deterrence at the asymptote of weapons abolition simply through the maintenance of weapons-making 
    
  
  
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    , the disarmament community may even have felt at the time that New START established a model for working through 
    
  
  
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     Senate roadblocks in order to bring numbers down still farther – perhaps even to “zero.”
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                    Meanwhile, the bargain in 2010 made 
    
  
  
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      excellent
    
  
  
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     sense to a great many folks in the middle, providing an almost textbook example of how to manage stability risks and maintain strategic deterrence with a somewhat smaller arsenal.  Accordingly, New START was approved handily, by a vote of 71 to 26.
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                    So how is this relevant to CTBT ratification?  Well, the critical modernization bargain hasn’t been turning out quite as planned.  At its most basic, the 2010 deal traded a concrete concession up front (in the form of a ratification vote) in return for 
    
  
  
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      promises
    
  
  
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     that modernization would get more support for many years to come.  Yet modernization has been faltering, a victim both of some Republicans’ unwillingness to pony up scarce money in a time of austerity, and of Democrats’ lukewarm support for, and in some cases opposition to, modernization.
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                    As President Obama promised it in November 2010, the New START deal was to entail $600 million in Fiscal Year 2012 funding, resulting in a total planned FY12 budget of $7.6 billion for National Nuclear Security Administration (NNSA) weapons activities.  NNSA weapons funding would rise by $4.1 billion over the first five years, including boosts for the Uranium Processing Facility (UPF) at Oak Ridge and the anticipated Chemistry and Metallurgy Research Replacement (CMRR) plutonium plant at Los Alamos.  Over ten years, weapons activities were to get over $85 billion more.
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                    As it’s turning out, however, the promised funds have not been materializing.  The first-five-years increase envisioned in 2010 is likely to end up about one-third less than promised.  The Life Extension Program (LEP) for the B-61 nuclear gravity bomb has been delayed by two – and perhaps now by three – years, raising the specter that its electronic innards will start to go bad before the LEP is done.  Meanwhile, the W-78/88 warhead project has slipped by three or four years, UPF has been delayed by perhaps four years, and CMRR now seems essentially dead, with Los Alamos still only in concept development for a smaller alternative.
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                    With regard to CMRR, I’m even hearing that some Democrats are increasingly of the view that we don’t 
    
  
  
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      need
    
  
  
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     surplus plutonium capacity after all, instead merely requiring some minimal level of “pit” production for servicing a future, smaller arsenal.  (This, of course, is a quiet way of saying that we don’t need a production-based strategic “hedge” at all – which basically means throwing the New START bargain out the window, as well as the aim of a “responsive” infrastructure capable of reacting to unwelcome changes in the future security environment.)  What happens for modernization funding if and when Congress gets around to a 
    
  
  
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      full
    
  
  
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    -year spending package is, at this point, anyone’s guess.
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                    Naturally, this erosion of the 2010 bargain unnerves U.S. hawks, and hawkish worries about all this necessarily color any consideration of CTBT.  If it were ever to be ratified, after all, CTBT would presumably 
    
  
  
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      also
    
  
  
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     require a New START-style bargain – likely something in which treaty ratification, up front, would be traded for 
    
  
  
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      promises
    
  
  
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     to ramp up whatever programs seem most likely to mitigate the additional strategic risk imposed by CTBT.  But how credible are such promises likely to be now, if the New START deal unravels?  (One can almost hear the refrain now: “Fool me once, shame on you.  Fool me twice, shame on me!”)  I don’t see many Republicans being eager to line up for a second round of disappointment.
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                    Indeed, one of my colleagues predicts that even those Senate Republicans who voted 
    
  
  
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      for
    
  
  
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     New START, even though some of them might otherwise have been inclined to ratify CTBT, are now likely to 
    
  
  
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      oppose
    
  
  
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     the test ban, precisely because they now fear it’s a fool’s bargain to trade up-front concessions for mere 
    
  
  
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      promises
    
  
  
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     of out-year behavior that the promisor cannot reliably deliver.  Since this problem only gets 
    
  
  
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      worse
    
  
  
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     as Obama’s second term progresses – insofar as even if Republicans 
    
  
  
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      did
    
  
  
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     trust him, he cannot bind his successors and will be gone from office long before any kind of CTBT-augmented spending trajectory can bear fruit – it is difficult to imagine Republicans taking such a deal again.
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                    All of this is a long-winded way of saying that if you want an alignment of political forces sufficient to push CTBT through the Senate, you may have to wait a while, and Congress may have to spend a good deal more money on NNSA 
    
  
  
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      first
    
  
  
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    .  I, for one, am not holding my breath.
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                    Thank you.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sun, 22 Dec 2013 01:36:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1763</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>The “Interim” Iranian Nuclear Deal: Déjà vu all over again?</title>
      <link>http://www.newparadigmsforum.com/p177518708774</link>
      <description>Since agreement was reached in Geneva on November 24 on an “interim” deal between Iran and the “P5+1” negotiating group, much has been said in the Western press in favor of the agreement by the governments involved, and by their political supporters, while more conservative and hawkish commentators have not been too sparing in their [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    Since agreement was reached in Geneva on November 24 on an “interim” deal between Iran and the “P5+1” negotiating group, much has been said in the Western press in favor of the agreement by the governments involved, and by their political supporters, while more conservative and hawkish commentators have not been too sparing in their criticism.  Most critiques of the deal so far have involved fairly high-level concerns, among them: (a) the dangers (at this point in the nuclear game) of placing any meaningful trust in the Iranian regime; (b) the fact that neither this interim arrangement nor the eventual “final” deal it envisions will stop Iran from enriching uranium and thus maintaining some capacity for “breakout” from the Nonproliferation Treaty (NPT); (c) the very limited degree to which the timelines of such potential “breakout” are extended by the measures in this interim deal; and (d) the dangers that may be created by the tricky-to-restore partial relaxation of sanctions now being given Iran in exchange merely for an easily-ended temporary halt.
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                    Having this morning seen that 
    
  
  
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    &lt;a href="http://www.washingtontimes.com/news/2013/nov/26/iran-calls-white-house-fact-sheet-nuke-deal-invali/"&gt;&#xD;
      
                      
    
    
      Iranian officials are now alleging 
    
  
  
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    that some of the numerous “facts” set out in the Obama Administration’s recent 
    
  
  
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    &lt;a href="http://www.whitehouse.gov/the-press-office/2013/11/23/fact-sheet-first-step-understandings-regarding-islamic-republic-iran-s-n"&gt;&#xD;
      
                      
    
    
      White House “fact sheet” about the Iranian deal
    
  
  
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     are not actually 
    
  
  
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      true
    
  
  
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     in light of the actual terms of the “
    
  
  
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    &lt;a href="http://eeas.europa.eu/statements/docs/2013/131124_03_en.pdf"&gt;&#xD;
      
                      
    
    
      Joint Plan of Action
    
  
  
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    ,” however, I thought it might be useful to offer NPF readers a look at the actual terms of the agreement with Iran that was announced earlier this week.  To my eye, the agreement falls rather short of its billing.  Let’s explore this a bit.
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                    I.               
    
  
  
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      But First, a Digression
    
  
  
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                    Before going further, however, it’s worth flagging an ongoing terminological and politico-symbolic controversy.  For the past several years, the European members of the group of governments negotiating with Iran – a group that consists of the United States, Russia, China, Britain, France, and Germany – have been encouraging everyone to call this group the “EU Three Plus Three” countries (“EU3+3”), reflecting the fact that there are three European Union states and three additional countries involved.  The rival approach is to call the negotiators the “P5+1,” since it consists of the five permanent members of the U.N. Security Council (“P5”) plus one additional country (Germany).
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                    Both “EU3+3” and “P5+1” are perfectly accurate descriptions of the countries involved, but each carries different political baggage.  The “EU3+3” label is obviously meant to suggest that 
    
  
  
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      Europeanness
    
  
  
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     is somehow the most salient characteristic of the group, while to say “P5+1” seems to emphasize that the most significant thing is the fact that the permanent members of the Security Council are involved.  One could surely make arguments in support of either approach, and indeed the text of the Joint Plan of Action itself opts for “EU3+3.”  Most press coverage I’ve seen this week, however, plumps for the term “P5+1.”  In the battle for public spin, Europeanness apparently doesn’t count for too much.  I’ll come back to this later.
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                    II.             
    
  
  
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      Evaluating the Geneva Deal
    
  
  
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                    Anyway, what are we to make of the deal announced this week?  When the Iranian deal was first made public, 
    
  
  
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      the 
      
    
    
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        New York Times
      
    
    
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       set forth a number of key points about its advantages
    
  
  
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    , arguments that obligingly track what the White House has put out about the deal.  Each of these contentions is worth examining, especially in light of what the “Joint Plan of Action” actually says.
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      Limits on Enrichment Facilities and Centrifuges
    
  
    
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                    According to the 
    
  
  
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    , “Iran … agreed to stop enriching uranium beyond 5 percent, a level that would be sufficient for energy production but that would require further enrichment for bomb-making. To make good on that pledge, Iran will dismantle links between networks of centrifuges.”  This closely follows what the White House pronounced: namely, that Iran will “[h]alt all enrichment above 5% and dismantle the technical connections required to enrich above 5%.”
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                    Unfortunately, this isn’t quite what the actual agreement provides.  It does note that Iran “will not enrich uranium over 5% for the duration of the 6 months” of the interim deal.  But it does not provide – as 
    
  
  
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    &lt;a href="http://www.washingtonpost.com/world/national-security/nuclear-pacts-fine-print-a-temporary-halt-in-advances/2013/11/23/0f71640a-54be-11e3-9e2c-e1d01116fd98_story.html?hpid=z1 "&gt;&#xD;
      
                      
    
    
      some Obama Administration officials told the 
      
    
    
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    – that “Iran’s total stockpile of nuclear fuel would be frozen at current amounts.”  Nor does it clearly provide for the dismantlement of connections between centrifuge cascades, or even discuss such connections at all except specifically at the Fordow enrichment plant.
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                    Despite Administration assurances to the 
    
  
  
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      Washington Post
    
  
  
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    , the Geneva text 
    
  
  
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      doesn’t
    
  
  
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     refer to a freeze at current enrichment totals, and indeed seems clearly to envision that additional enrichment of uranium to five percent levels will continue.  Only enrichment 
    
  
  
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      above
    
  
  
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     five percent purity will be halted for the duration of the interim deal.  As for dismantling connections, a footnote on the second page of the Joint Plan says simply “No connections between cascades,” but it is not clear that this requires that any actually be dismantled (rather than simply not built).  In any event, that footnote clearly applies 
    
  
  
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      only
    
  
  
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     to Fordow, not to the much larger facility at Natanz – where it would seem the Iranians are free to connect whatever they like, provided that they adhere to the other strictures of the agreement.
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                    Iran promises not to “make any further advances of its activities at the Natanz Fuel Enrichment Plan, [and] Fordow,” but it is not obliged to 
    
  
  
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      stop
    
  
  
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     the enrichment work it is already doing, provided that this work does not produce uranium beyond the five percent level.  In fact, at one point, the Joint Plan even 
    
  
  
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      refers
    
  
  
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     to uranium that will be “newly enriched up to 5% during the 6 month period.”  Additional enrichment up to the five percent level 
    
  
  
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      obviously
    
  
  
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     will not stop.
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                    The agreement, therefore, permits Iran to continue to amass a larger stockpile of uranium at the five percent level – at which point, one must remember, Iran will have already accomplished the bulk of the work necessary to get to bomb-grade levels.  (In terms of the work required, measured in “separative work units” [SWUs] enrichment is not linear: much more work is needed to get natural uranium up to low levels of purity than to kick material at those levels up to the 90 percent that is considered optimal for weaponry.)  As it was gleefully tweeted on November 26 by Iranian President Hassan Rouhani – the Iranian figure most often given credit in the press for making this Geneva deal possible – uranium enrichment in Iran “will continue.  It continues today and will continue tomorrow.”  So much for holding Tehran to current totals.
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                    But the size or capacity of Iranian enrichment facilities won’t expand, right?   The 
    
  
  
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      New York Times
    
  
  
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     reassures us that under the terms of the Geneva deal, “Iran agreed that it would not install any new centrifuges, start up any that are not already operating or build new enrichment facilities.”  The White House press release is more specific, declaring that that Iran will “[n]ot install additional centrifuges of any type,” “[n]ot install or use any next-generation centrifuges to enrich uranium,” “[l]imit its centrifuge production to those needed to replace damaged machines, so Iran cannot use the six months to stockpile centrifuges,” and “[n]ot construct any additional enrichment facilities.”  Surely we can take solace in the fact that Iran’s enrichment program will not 
    
  
  
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      expand
    
  
  
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    , even if Iran’s 
    
  
  
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      stockpile
    
  
  
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     of five-percent uranium will continue to grow?
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                    Well, not necessarily.  If one actually reads the Joint Plan of Action, it becomes clear that Iran is 
    
  
  
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     obliged to forego building new enrichment facilities.  With notable ambiguity, the text  obliges Iran only to forego “new locations for the enrichment,” not to install new centrifuges at the Natanz or Fordow facilities, and not to introduce uranium into centrifuges at Natanz that are not already enriching uranium.  Making 
    
  
  
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      preparations
    
  
  
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     to expand enrichment after the expiration of this deal does 
    
  
  
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     seem to be prohibited, including the preparation of additional (secret?) sites, the construction of centrifuge components, nor even the installation of such machines provided that uranium is not introduced into them.  Nor, as the 
    
  
  
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      Israeli press has started to recognize,
    
  
  
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     does Iran seem to be barred from producing components for its Arak reactor, provided that it does not commission the reactor, transfer fuel or heavy water to the site, or test additional fuel or produce more fuel for it, or actually 
    
  
  
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     reactor components.
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                    Significantly, Iran has promised only not to make “further advances of its activities 
    
  
  
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      at the Natanz Fuel Enrichment Plant, Fordow, or the Arak reactor
    
  
  
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    ” (emphasis added).  One should not overlook the crucial wording: “at” those facilities. Further advances 
    
  
  
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      elsewhere
    
  
  
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     do not seem to be barred, as long as no violation occurs of any prohibition appearing elsewhere in the Joint Plan.   Iran has already announced its intention to continue its “current enrichment R&amp;amp;D practices,” which presumably includes the development and production of more advanced, more efficient centrifuges.  It also intends to replace any centrifuges at Natanz and Fordow that aren’t working properly.  (This necessarily entails a 
    
  
  
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      de facto
    
  
  
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     expansion of the enrichment capacity of those facilities compared to where things stood just 
    
  
  
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      before
    
  
  
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     the Joint Plan was agreed, because more 
    
  
  
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      working
    
  
  
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     centrifuges will end up there at the end of the six-month Geneva period than when it began.)  Both of these steps – the continuation of centrifuge research and development, and the replacement of faulty centrifuges at Natanz and Fordow – are 
    
  
  
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      explicitly
    
  
  
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     permitted by the Joint Plan.
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      Dealing with HEU
    
  
    
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                    It is a major selling point of the Geneva deal that Iran will have to adjust its holdings of uranium enriched to the 20 percent level – that is, highly enriched uranium (HEU), a very dangerous additional point along the road to optimal bomb-grade purity, at which point the vast majority of the separative work needed to get to 90 percent has already been completed – so as to make this stockpile less quickly and easily convertible for weapons purposes.  Indeed, this is perhaps the 
    
  
  
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      greatest
    
  
  
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     alleged benefit of the Joint Plan of Action, inasmuch as it is really the only way in which Iran’s is supposed to end up 
    
  
  
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      farther
    
  
  
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     from a nuclear weapon after the end of the six-month Geneva period.
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                    Duly flagging what a valuable step this is, the 
    
  
  
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      New York Times
    
  
  
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     says that Iran’s “stockpile of uranium enriched to 20 percent, a short hop from weapons-grade fuel, would be diluted or converted into oxide so that it could not be readily used for military purposes.”  Again, the 
    
  
  
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      Times
    
  
  
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     rather uncritically tracks the White House press statement about the Joint Plan, which says that Iran must “[d]ilute below 5% or convert to a form not suitable for further enrichment its entire stockpile of near-20% enriched uranium before the end of the initial phase.”  It is apparently on the assumption that Iran will essentially cease having 
    
  
  
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      any
    
  
  
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     stockpile of HEU that the 
    
  
  
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      Times
    
  
  
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     proclaims that the Joint Plan would “add at least several weeks, and perhaps more than a month, to the time Iran would need to produce weapons-grade uranium for a nuclear device.”
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                    Let’s leave aside the broad policy question of whether eking out “several weeks” of additional delay before Iranian weaponization is really worth a major relaxation of international sanctions regime that we have spent a decade constructing, and just at the point when Iran seems to be feeling the pinch and increasingly desperate to negotiate 
    
  
  
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      something
    
  
  
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    .   The more immediate problem is that the text of the Joint Plan 
    
  
  
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      doesn’t
    
  
  
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     quite say all this about HEU, and therefore presumably would not quite 
    
  
  
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      do
    
  
  
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     all that.
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                    The 
    
  
  
                    &#xD;
    &lt;a href="http://eeas.europa.eu/statements/docs/2013/131124_03_en.pdf"&gt;&#xD;
      
                      
    
    
      relevant language in the agreement
    
  
  
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     is as follows:
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    “From the existing uranium enriched to 20%, retain half as working stock of 20% oxide for fabrication of fuel for the TRR [Tehran Research Reactor]. Dilute the remaining 20% UF6 to no more than 5%.”
  

  
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                    Thankfully, the dilution requirement for half of the HEU stockpile is relatively clear, and consistent with what the 
    
  
  
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      Times
    
  
  
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     and the Obama Administration have been claiming.  But notice that it does 
    
  
  
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      not
    
  
  
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     say that Iran must turn the other half of its HEU into TRR fuel plates within the six-month window: it says that Iran must “retain” that uranium “for fabrication” of such fuel.  If you were an Iranian keen to preserve what you could of your breakout capability, why would 
    
  
  
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      you
    
  
  
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     read this to require conversion into reactor fuel rather than simply that you set this material aside for such conversion at some unspecified future date?  If this makes the reader uneasy, it should.  Requiring Iran to downblend 
    
  
  
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      half
    
  
  
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     of its HEU is certainly something, but if that’s all that is actually 
    
  
  
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      mandatory
    
  
  
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     in this agreement, the Joint Plan is being rather oversold.
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                    III.           
    
  
  
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      “We’ll always have Paris ….”
    
  
  
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                    This Geneva deal is explicitly temporary, and is meant to contribute to building trust while the parties work on a “final” arrangement.  It is still possible that it will succeed in that respect.
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                    For a trust-building exercise, however, things are off to a singularly bad start: the agreement doesn’t do very much, it is being promoted as doing some things it doesn’t really do, and the parties are now already arguing publicly over what its terms actually are.  It is far from clear how this will succeed in clearing the air and setting the stage for a good final agreement with Iran.  Nor, surely, is this what the Obama Administration needs at home.  Coming on the heels of a painful series of self-inflicted political wounds connected with the rollout of President Obama’s signature health care program, not least over White House misrepresentations of that law’s impact upon ordinary Americans, a fracas over whether he is also fibbing about the terms of this nuclear deal is surely unwelcome.
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                    But there is no getting around the need to get past the hype and assess what the Joint Plan of Action really will accomplish, and what it will not.  With the exception of the downblending of (only 
    
  
  
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      half
    
  
  
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     of) Iran’s HEU stock, at the end of the six-month period Tehran will likely have a nuclear program that is in most respects 
    
  
  
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      better
    
  
  
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     positioned to move forward toward weaponization than it is today – even while Iran enjoys the benefits of a partial relaxation of international sanctions and an uptick in its presumed diplomatic and political legitimacy.
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    (By the way, did I mention that the Obama Administration may 
    
  
    
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      also
    
  
    
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     be overselling how small this relaxation of sanctions is going to be?  The White House promises that “[s]anctions affecting crude oil sales will continue to impose pressure on Iran’s government.”  Yet although there is one reference in the Joint Plan to a “pause” in efforts to “
    
  
    
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      further
    
  
    
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     reduce Iran’s crude oil sales,” the text also provides that Iran’s negotiating partners are to “[s]uspend U.S. and EU sanctions on … Iran’s petrochemical exports, as well as sanctions on associated services.”)
  

  
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                    All in all, this last week reminds me of nothing so much as the Iranian nuclear “suspension” agreement struck by the Europeans (in fact, by the “EU3”) ten years ago.  At that point, in the roiling wake of the first revelations about the previously secret enrichment facility at Natanz – when it looked as if Iran was 
    
  
  
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      sure
    
  
  
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     to face tough Security Council sanctions, or worse, for its flagrant nuclear safeguards violations – the foreign ministers of Germany, France, and Great Britain suddenly showed up in Tehran in October of 2003 to 
    
  
  
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    &lt;a href="http://www.iaea.org/newscenter/focus/iaeairan/statement_iran21102003.shtml"&gt;&#xD;
      
                      
    
    
      announce that they had reached a separate side deal
    
  
  
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     with the mullahs.  Under this arrangement, subsequently formalized in the so-called 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/newscenter/focus/iaeairan/eu_iran14112004.shtml"&gt;&#xD;
      
                      
    
    
      Paris Agreement of 2004
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , Iran would “suspend all uranium enrichment and reprocessing activities” while the International Atomic Energy Agency (IAEA) verified Tehran’s claims that everything Iran had been hiding from the IAEA for the better part of two decades was in fact “peaceful” in nature.  In return for the suspension, the Europeans prevented the Security Council action Iran feared.
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                    Like the Geneva deal today, the 2003 “suspension” was an essentially interim solution, intended to stabilize a deteriorating situation while cooler heads worked out a final arrangement.  The Europeans’ much-vaunted “suspension,” however, fell apart as it became clear that Iran’s commitment was essentially fraudulent.   Tehran 
    
  
  
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      continued to manufacture
    
  
  
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     centrifuge components at some military laboratories, briefly 
    
  
  
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    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2004/gov2004-60.pdf"&gt;&#xD;
      
                      
    
    
      promised to stop and then rescinded this promise
    
  
  
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    , and eventually pushed ahead with enrichment anyway, bickering all the while with the EU3 and the IAEA about what exactly was supposed to have been suspended in the first place.  It wasn’t a particularly proud or productive time for international diplomacy.
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                    From Tehran’s perspective, however, the gambit worked, playing the Europeans off against the George W. Bush Administration, stalling the U.S.-led drive at the IAEA Board of Governors to refer Iranian safeguards violations to the Security Council, and buying time for Iran to present the world with the 
    
  
  
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      fait accompli
    
  
  
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     of ongoing uranium enrichment.  Perhaps not surprisingly, Iran’s lead nuclear negotiator 
    
  
  
                    &#xD;
    &lt;a href="http://lewis.armscontrolwonk.com/files/2012/08/Rowhani_Interview.pdf"&gt;&#xD;
      
                      
    
    
      bragged in 2005
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     that Tehran had essentially hoodwinked the Europeans, using the supposed suspension to forestall Security Council action while still continuing to move forward with its nuclear program.  And the EU3 side-deal 
    
  
  
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      did
    
  
  
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     manage to delay Security Council sanctions for 
    
  
  
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      years:
    
  
  
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    &lt;/em&gt;&#xD;
    &lt;a href="http://www.iaea.org/newscenter/focus/iaeairan/unsc_res1696-2006.pdf"&gt;&#xD;
      
                      
    
    
      until 2006
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , by which time Natanz had turned from a big hole in the ground into a 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/newscenter/pressreleases/2006/prn200602.html"&gt;&#xD;
      
                      
    
    
      facility that was actually starting to enrich uranium
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    .  The Iranian negotiator, alas, was right to brag.
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                    One hopes that we aren’t seeing a repeat of this Paris Agreement scenario, but it looks all too possible.  Perhaps the drafters of this week’s Joint Plan of Action were right to prefer the symbolism of calling this a “EU3+3” agreement after all.  To be sure, the Quay d’Orsay has swapped places with Foggy Bottom as the foreign ministry most resistant to Iranian gamesmanship, but it is difficult not to feel some sense of “déjà vu” as Iran negotiates additional time for nuclear improvements while undercutting sanctions efforts.
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                    By the way, do you remember the name of the Iranian negotiator who bragged that he had used the 2003 “suspension” to forestall damaging pressures on Iran and buy time for further nuclear progress?  It was none other than Hassan Rouhani, now the President of Iran.  
    
  
  
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      Plus 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      ç
    
  
  
                    &#xD;
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    &lt;em&gt;&#xD;
      
                      
    
    
      a change
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ….
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 27 Nov 2013 21:17:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p177518708774</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>The “Interim” Iranian Nuclear Deal: Déjà vu all over again?</title>
      <link>http://www.newparadigmsforum.com/p1775</link>
      <description>Since agreement was reached in Geneva on November 24 on an “interim” deal between Iran and the “P5+1” negotiating group, much has been said in the Western press in favor of the agreement by the governments involved, and by their political supporters, while more conservative and hawkish commentators have not been too sparing in their [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    Since agreement was reached in Geneva on November 24 on an “interim” deal between Iran and the “P5+1” negotiating group, much has been said in the Western press in favor of the agreement by the governments involved, and by their political supporters, while more conservative and hawkish commentators have not been too sparing in their criticism.  Most critiques of the deal so far have involved fairly high-level concerns, among them: (a) the dangers (at this point in the nuclear game) of placing any meaningful trust in the Iranian regime; (b) the fact that neither this interim arrangement nor the eventual “final” deal it envisions will stop Iran from enriching uranium and thus maintaining some capacity for “breakout” from the Nonproliferation Treaty (NPT); (c) the very limited degree to which the timelines of such potential “breakout” are extended by the measures in this interim deal; and (d) the dangers that may be created by the tricky-to-restore partial relaxation of sanctions now being given Iran in exchange merely for an easily-ended temporary halt.
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                    Having this morning seen that 
    
  
  
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    &lt;a href="http://www.washingtontimes.com/news/2013/nov/26/iran-calls-white-house-fact-sheet-nuke-deal-invali/"&gt;&#xD;
      
                      
    
    
      Iranian officials are now alleging 
    
  
  
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    that some of the numerous “facts” set out in the Obama Administration’s recent 
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/the-press-office/2013/11/23/fact-sheet-first-step-understandings-regarding-islamic-republic-iran-s-n"&gt;&#xD;
      
                      
    
    
      White House “fact sheet” about the Iranian deal
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     are not actually 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      true
    
  
  
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     in light of the actual terms of the “
    
  
  
                    &#xD;
    &lt;a href="http://eeas.europa.eu/statements/docs/2013/131124_03_en.pdf"&gt;&#xD;
      
                      
    
    
      Joint Plan of Action
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ,” however, I thought it might be useful to offer NPF readers a look at the actual terms of the agreement with Iran that was announced earlier this week.  To my eye, the agreement falls rather short of its billing.  Let’s explore this a bit.
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                    I.               
    
  
  
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      But First, a Digression
    
  
  
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                    Before going further, however, it’s worth flagging an ongoing terminological and politico-symbolic controversy.  For the past several years, the European members of the group of governments negotiating with Iran – a group that consists of the United States, Russia, China, Britain, France, and Germany – have been encouraging everyone to call this group the “EU Three Plus Three” countries (“EU3+3”), reflecting the fact that there are three European Union states and three additional countries involved.  The rival approach is to call the negotiators the “P5+1,” since it consists of the five permanent members of the U.N. Security Council (“P5”) plus one additional country (Germany).
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                    Both “EU3+3” and “P5+1” are perfectly accurate descriptions of the countries involved, but each carries different political baggage.  The “EU3+3” label is obviously meant to suggest that 
    
  
  
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      Europeanness
    
  
  
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     is somehow the most salient characteristic of the group, while to say “P5+1” seems to emphasize that the most significant thing is the fact that the permanent members of the Security Council are involved.  One could surely make arguments in support of either approach, and indeed the text of the Joint Plan of Action itself opts for “EU3+3.”  Most press coverage I’ve seen this week, however, plumps for the term “P5+1.”  In the battle for public spin, Europeanness apparently doesn’t count for too much.  I’ll come back to this later.
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                    II.             
    
  
  
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      Evaluating the Geneva Deal
    
  
  
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                    Anyway, what are we to make of the deal announced this week?  When the Iranian deal was first made public, 
    
  
  
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      the 
      
    
    
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       set forth a number of key points about its advantages
    
  
  
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    , arguments that obligingly track what the White House has put out about the deal.  Each of these contentions is worth examining, especially in light of what the “Joint Plan of Action” actually says.
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      Limits on Enrichment Facilities and Centrifuges
    
  
    
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                    According to the 
    
  
  
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      New York Times
    
  
  
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    , “Iran … agreed to stop enriching uranium beyond 5 percent, a level that would be sufficient for energy production but that would require further enrichment for bomb-making. To make good on that pledge, Iran will dismantle links between networks of centrifuges.”  This closely follows what the White House pronounced: namely, that Iran will “[h]alt all enrichment above 5% and dismantle the technical connections required to enrich above 5%.”
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                    Unfortunately, this isn’t quite what the actual agreement provides.  It does note that Iran “will not enrich uranium over 5% for the duration of the 6 months” of the interim deal.  But it does not provide – as 
    
  
  
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    &lt;a href="http://www.washingtonpost.com/world/national-security/nuclear-pacts-fine-print-a-temporary-halt-in-advances/2013/11/23/0f71640a-54be-11e3-9e2c-e1d01116fd98_story.html?hpid=z1 "&gt;&#xD;
      
                      
    
    
      some Obama Administration officials told the 
      
    
    
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    – that “Iran’s total stockpile of nuclear fuel would be frozen at current amounts.”  Nor does it clearly provide for the dismantlement of connections between centrifuge cascades, or even discuss such connections at all except specifically at the Fordow enrichment plant.
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                    Despite Administration assurances to the 
    
  
  
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      Washington Post
    
  
  
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    , the Geneva text 
    
  
  
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      doesn’t
    
  
  
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     refer to a freeze at current enrichment totals, and indeed seems clearly to envision that additional enrichment of uranium to five percent levels will continue.  Only enrichment 
    
  
  
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      above
    
  
  
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     five percent purity will be halted for the duration of the interim deal.  As for dismantling connections, a footnote on the second page of the Joint Plan says simply “No connections between cascades,” but it is not clear that this requires that any actually be dismantled (rather than simply not built).  In any event, that footnote clearly applies 
    
  
  
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      only
    
  
  
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     to Fordow, not to the much larger facility at Natanz – where it would seem the Iranians are free to connect whatever they like, provided that they adhere to the other strictures of the agreement.
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                    Iran promises not to “make any further advances of its activities at the Natanz Fuel Enrichment Plan, [and] Fordow,” but it is not obliged to 
    
  
  
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      stop
    
  
  
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     the enrichment work it is already doing, provided that this work does not produce uranium beyond the five percent level.  In fact, at one point, the Joint Plan even 
    
  
  
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      refers
    
  
  
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     to uranium that will be “newly enriched up to 5% during the 6 month period.”  Additional enrichment up to the five percent level 
    
  
  
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      obviously
    
  
  
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     will not stop.
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                    The agreement, therefore, permits Iran to continue to amass a larger stockpile of uranium at the five percent level – at which point, one must remember, Iran will have already accomplished the bulk of the work necessary to get to bomb-grade levels.  (In terms of the work required, measured in “separative work units” [SWUs] enrichment is not linear: much more work is needed to get natural uranium up to low levels of purity than to kick material at those levels up to the 90 percent that is considered optimal for weaponry.)  As it was gleefully tweeted on November 26 by Iranian President Hassan Rouhani – the Iranian figure most often given credit in the press for making this Geneva deal possible – uranium enrichment in Iran “will continue.  It continues today and will continue tomorrow.”  So much for holding Tehran to current totals.
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                    But the size or capacity of Iranian enrichment facilities won’t expand, right?   The 
    
  
  
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     reassures us that under the terms of the Geneva deal, “Iran agreed that it would not install any new centrifuges, start up any that are not already operating or build new enrichment facilities.”  The White House press release is more specific, declaring that that Iran will “[n]ot install additional centrifuges of any type,” “[n]ot install or use any next-generation centrifuges to enrich uranium,” “[l]imit its centrifuge production to those needed to replace damaged machines, so Iran cannot use the six months to stockpile centrifuges,” and “[n]ot construct any additional enrichment facilities.”  Surely we can take solace in the fact that Iran’s enrichment program will not 
    
  
  
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      expand
    
  
  
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    , even if Iran’s 
    
  
  
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      stockpile
    
  
  
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     of five-percent uranium will continue to grow?
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                    Well, not necessarily.  If one actually reads the Joint Plan of Action, it becomes clear that Iran is 
    
  
  
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     obliged to forego building new enrichment facilities.  With notable ambiguity, the text  obliges Iran only to forego “new locations for the enrichment,” not to install new centrifuges at the Natanz or Fordow facilities, and not to introduce uranium into centrifuges at Natanz that are not already enriching uranium.  Making 
    
  
  
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      preparations
    
  
  
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     to expand enrichment after the expiration of this deal does 
    
  
  
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     seem to be prohibited, including the preparation of additional (secret?) sites, the construction of centrifuge components, nor even the installation of such machines provided that uranium is not introduced into them.  Nor, as the 
    
  
  
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      Israeli press has started to recognize,
    
  
  
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     does Iran seem to be barred from producing components for its Arak reactor, provided that it does not commission the reactor, transfer fuel or heavy water to the site, or test additional fuel or produce more fuel for it, or actually 
    
  
  
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      install
    
  
  
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     reactor components.
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                    Significantly, Iran has promised only not to make “further advances of its activities 
    
  
  
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      at the Natanz Fuel Enrichment Plant, Fordow, or the Arak reactor
    
  
  
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    ” (emphasis added).  One should not overlook the crucial wording: “at” those facilities. Further advances 
    
  
  
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      elsewhere
    
  
  
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     do not seem to be barred, as long as no violation occurs of any prohibition appearing elsewhere in the Joint Plan.   Iran has already announced its intention to continue its “current enrichment R&amp;amp;D practices,” which presumably includes the development and production of more advanced, more efficient centrifuges.  It also intends to replace any centrifuges at Natanz and Fordow that aren’t working properly.  (This necessarily entails a 
    
  
  
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      de facto
    
  
  
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     expansion of the enrichment capacity of those facilities compared to where things stood just 
    
  
  
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      before
    
  
  
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     the Joint Plan was agreed, because more 
    
  
  
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      working
    
  
  
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     centrifuges will end up there at the end of the six-month Geneva period than when it began.)  Both of these steps – the continuation of centrifuge research and development, and the replacement of faulty centrifuges at Natanz and Fordow – are 
    
  
  
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      explicitly
    
  
  
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     permitted by the Joint Plan.
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      Dealing with HEU
    
  
    
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                    It is a major selling point of the Geneva deal that Iran will have to adjust its holdings of uranium enriched to the 20 percent level – that is, highly enriched uranium (HEU), a very dangerous additional point along the road to optimal bomb-grade purity, at which point the vast majority of the separative work needed to get to 90 percent has already been completed – so as to make this stockpile less quickly and easily convertible for weapons purposes.  Indeed, this is perhaps the 
    
  
  
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      greatest
    
  
  
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     alleged benefit of the Joint Plan of Action, inasmuch as it is really the only way in which Iran’s is supposed to end up 
    
  
  
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      farther
    
  
  
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     from a nuclear weapon after the end of the six-month Geneva period.
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                    Duly flagging what a valuable step this is, the 
    
  
  
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     says that Iran’s “stockpile of uranium enriched to 20 percent, a short hop from weapons-grade fuel, would be diluted or converted into oxide so that it could not be readily used for military purposes.”  Again, the 
    
  
  
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     rather uncritically tracks the White House press statement about the Joint Plan, which says that Iran must “[d]ilute below 5% or convert to a form not suitable for further enrichment its entire stockpile of near-20% enriched uranium before the end of the initial phase.”  It is apparently on the assumption that Iran will essentially cease having 
    
  
  
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      any
    
  
  
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     stockpile of HEU that the 
    
  
  
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     proclaims that the Joint Plan would “add at least several weeks, and perhaps more than a month, to the time Iran would need to produce weapons-grade uranium for a nuclear device.”
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                    Let’s leave aside the broad policy question of whether eking out “several weeks” of additional delay before Iranian weaponization is really worth a major relaxation of international sanctions regime that we have spent a decade constructing, and just at the point when Iran seems to be feeling the pinch and increasingly desperate to negotiate 
    
  
  
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      something
    
  
  
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    .   The more immediate problem is that the text of the Joint Plan 
    
  
  
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      doesn’t
    
  
  
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     quite say all this about HEU, and therefore presumably would not quite 
    
  
  
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      do
    
  
  
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     all that.
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                    The 
    
  
  
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      relevant language in the agreement
    
  
  
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     is as follows:
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    “From the existing uranium enriched to 20%, retain half as working stock of 20% oxide for fabrication of fuel for the TRR [Tehran Research Reactor]. Dilute the remaining 20% UF6 to no more than 5%.”
  

  
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                    Thankfully, the dilution requirement for half of the HEU stockpile is relatively clear, and consistent with what the 
    
  
  
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      Times
    
  
  
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     and the Obama Administration have been claiming.  But notice that it does 
    
  
  
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     say that Iran must turn the other half of its HEU into TRR fuel plates within the six-month window: it says that Iran must “retain” that uranium “for fabrication” of such fuel.  If you were an Iranian keen to preserve what you could of your breakout capability, why would 
    
  
  
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      you
    
  
  
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     read this to require conversion into reactor fuel rather than simply that you set this material aside for such conversion at some unspecified future date?  If this makes the reader uneasy, it should.  Requiring Iran to downblend 
    
  
  
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      half
    
  
  
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     of its HEU is certainly something, but if that’s all that is actually 
    
  
  
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      mandatory
    
  
  
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     in this agreement, the Joint Plan is being rather oversold.
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                    III.           
    
  
  
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      “We’ll always have Paris ….”
    
  
  
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                    This Geneva deal is explicitly temporary, and is meant to contribute to building trust while the parties work on a “final” arrangement.  It is still possible that it will succeed in that respect.
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                    For a trust-building exercise, however, things are off to a singularly bad start: the agreement doesn’t do very much, it is being promoted as doing some things it doesn’t really do, and the parties are now already arguing publicly over what its terms actually are.  It is far from clear how this will succeed in clearing the air and setting the stage for a good final agreement with Iran.  Nor, surely, is this what the Obama Administration needs at home.  Coming on the heels of a painful series of self-inflicted political wounds connected with the rollout of President Obama’s signature health care program, not least over White House misrepresentations of that law’s impact upon ordinary Americans, a fracas over whether he is also fibbing about the terms of this nuclear deal is surely unwelcome.
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                    But there is no getting around the need to get past the hype and assess what the Joint Plan of Action really will accomplish, and what it will not.  With the exception of the downblending of (only 
    
  
  
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     of) Iran’s HEU stock, at the end of the six-month period Tehran will likely have a nuclear program that is in most respects 
    
  
  
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      better
    
  
  
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     positioned to move forward toward weaponization than it is today – even while Iran enjoys the benefits of a partial relaxation of international sanctions and an uptick in its presumed diplomatic and political legitimacy.
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    (By the way, did I mention that the Obama Administration may 
    
  
    
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     be overselling how small this relaxation of sanctions is going to be?  The White House promises that “[s]anctions affecting crude oil sales will continue to impose pressure on Iran’s government.”  Yet although there is one reference in the Joint Plan to a “pause” in efforts to “
    
  
    
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     reduce Iran’s crude oil sales,” the text also provides that Iran’s negotiating partners are to “[s]uspend U.S. and EU sanctions on … Iran’s petrochemical exports, as well as sanctions on associated services.”)
  

  
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                    All in all, this last week reminds me of nothing so much as the Iranian nuclear “suspension” agreement struck by the Europeans (in fact, by the “EU3”) ten years ago.  At that point, in the roiling wake of the first revelations about the previously secret enrichment facility at Natanz – when it looked as if Iran was 
    
  
  
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      sure
    
  
  
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     to face tough Security Council sanctions, or worse, for its flagrant nuclear safeguards violations – the foreign ministers of Germany, France, and Great Britain suddenly showed up in Tehran in October of 2003 to 
    
  
  
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      announce that they had reached a separate side deal
    
  
  
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     with the mullahs.  Under this arrangement, subsequently formalized in the so-called 
    
  
  
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    &lt;a href="http://www.iaea.org/newscenter/focus/iaeairan/eu_iran14112004.shtml"&gt;&#xD;
      
                      
    
    
      Paris Agreement of 2004
    
  
  
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    , Iran would “suspend all uranium enrichment and reprocessing activities” while the International Atomic Energy Agency (IAEA) verified Tehran’s claims that everything Iran had been hiding from the IAEA for the better part of two decades was in fact “peaceful” in nature.  In return for the suspension, the Europeans prevented the Security Council action Iran feared.
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                    Like the Geneva deal today, the 2003 “suspension” was an essentially interim solution, intended to stabilize a deteriorating situation while cooler heads worked out a final arrangement.  The Europeans’ much-vaunted “suspension,” however, fell apart as it became clear that Iran’s commitment was essentially fraudulent.   Tehran 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2004/gov2004-34.pdf"&gt;&#xD;
      
                      
    
    
      continued to manufacture
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     centrifuge components at some military laboratories, briefly 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2004/gov2004-60.pdf"&gt;&#xD;
      
                      
    
    
      promised to stop and then rescinded this promise
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and eventually pushed ahead with enrichment anyway, bickering all the while with the EU3 and the IAEA about what exactly was supposed to have been suspended in the first place.  It wasn’t a particularly proud or productive time for international diplomacy.
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                    From Tehran’s perspective, however, the gambit worked, playing the Europeans off against the George W. Bush Administration, stalling the U.S.-led drive at the IAEA Board of Governors to refer Iranian safeguards violations to the Security Council, and buying time for Iran to present the world with the 
    
  
  
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      fait accompli
    
  
  
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     of ongoing uranium enrichment.  Perhaps not surprisingly, Iran’s lead nuclear negotiator 
    
  
  
                    &#xD;
    &lt;a href="http://lewis.armscontrolwonk.com/files/2012/08/Rowhani_Interview.pdf"&gt;&#xD;
      
                      
    
    
      bragged in 2005
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that Tehran had essentially hoodwinked the Europeans, using the supposed suspension to forestall Security Council action while still continuing to move forward with its nuclear program.  And the EU3 side-deal 
    
  
  
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      did
    
  
  
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     manage to delay Security Council sanctions for 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      years:
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.iaea.org/newscenter/focus/iaeairan/unsc_res1696-2006.pdf"&gt;&#xD;
      
                      
    
    
      until 2006
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , by which time Natanz had turned from a big hole in the ground into a 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/newscenter/pressreleases/2006/prn200602.html"&gt;&#xD;
      
                      
    
    
      facility that was actually starting to enrich uranium
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  The Iranian negotiator, alas, was right to brag.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One hopes that we aren’t seeing a repeat of this Paris Agreement scenario, but it looks all too possible.  Perhaps the drafters of this week’s Joint Plan of Action were right to prefer the symbolism of calling this a “EU3+3” agreement after all.  To be sure, the Quay d’Orsay has swapped places with Foggy Bottom as the foreign ministry most resistant to Iranian gamesmanship, but it is difficult not to feel some sense of “déjà vu” as Iran negotiates additional time for nuclear improvements while undercutting sanctions efforts.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By the way, do you remember the name of the Iranian negotiator who bragged that he had used the 2003 “suspension” to forestall damaging pressures on Iran and buy time for further nuclear progress?  It was none other than Hassan Rouhani, now the President of Iran.  
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Plus 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ç
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      a change
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ….
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
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  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 27 Nov 2013 21:17:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1775</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Strategic Caution, Confrontation, and the “Chinese Dream” of a Sinocentric World</title>
      <link>http://www.newparadigmsforum.com/p175478ffcf49</link>
      <description>Note:
Below follows the text upon which Dr. Ford based his remarks at a workshop in Washington, D.C., on September 19, 2013, attended by another American scholar of China and a delegation of foreign guests.
Let me begin by thanking our hosts for organizing this event, and our friends who have come so far for this dialogue.  [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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      Note:
    
  
  
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      Below follows the text upon which Dr. Ford based his remarks at a workshop in Washington, D.C., on September 19, 2013, attended by another American scholar of China and a delegation of foreign guests.
    
  
    
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                    Let me begin by thanking our hosts for organizing this event, and our friends who have come so far for this dialogue.  It is an honor to be able to meet and speak to you.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When I spoke to a different group here last month, I offered a few thoughts on the apparent ambitions of the People’s Republic of China (PRC) to control the “discourse” and shape the norms of the global order, and upon the sort of things the PRC might demand of others if it were to become the dominant state in the international system.  I will merely summarize those comments now, before moving on to the question of 
    
  
  
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      how assertive and confrontational the PRC may choose to be 
    
  
  
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    in pursuing the kind of world it wants.
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                    I.          
    
  
  
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      The “Chinese Dream” of Sinocentric Order
    
  
  
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    &lt;/em&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    In my earlier presentation, I suggested that the Chinese Communist Party (CCP) regime does at least 
    
  
  
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      aspire
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to reshape the world-system in its image, replacing the Western-originated international order with a successor scheme that more closely mirrors the PRC’s values and priorities.  If one can imagine a kind of global operating system “with Chinese characteristics,” I suspect it would reflect the Chinese predisposition to see political authority as existing principally along a 
    
  
  
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      vertical
    
  
  
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     axis of hierarchical deference to a lead actor, rather than along a horizontal axis of pluralist interaction.  In the “harmoniousness” of this order, all understand their place in a hierarchical framework, and all “spontaneously” conform their conduct to the norms established under the guiding hand of an ideally-benevolent leader-state.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    It is seldom very clear precisely how PRC thinkers envision this working in practice, but at least from the perspective of the world-system as a whole, this Sinocentric vision does not 
    
  
  
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      necessarily
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     entail direct dominion.  To be sure, direct rule would surely still be very possible in China’s immediate periphery, and there would be precedents and rationalizations readily available to justify the use of force in response to offenses against “harmony” anywhere within the physical reach of Chinese power-projection.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    PRC primacy farther afield, however, would likely be a more subtle and complex phenomenon. On this interpretation, state units would still be functionally independent, but would nonetheless do the right thing 
    
  
  
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      voluntarily
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , by acting “harmoniously” in according appropriate status and deferential respect for the virtuous normative leadership of the central player.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this vision of a Sinocentric world, moreover, it would not be “interference” in the internal affairs of other states for China to demand deference even with respect to how others 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      depict
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     China, because 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      these
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     sorts of thing aren’t really “internal.”  Respect for systemic norms is inseparable from respect 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      for the
    
  
  
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    &lt;/em&gt;&#xD;
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      norm-setting state
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , and it is a threat to harmonious order to express incorrect thoughts about – or to insult, or to malign the virtue of – the systemic leader.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Late last year, when attending a conference in Beijing, I had a prominent Chinese general explain to me that it was entirely appropriate for the PRC to demand that Japan revise its history textbooks and change its political-expression laws to suit Chinese sensibilities with respect to the depiction of atrocities in China during the Second World War.  Japanese educational curricula and domestic laws are 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , I was told, Japan’s “internal affairs” because questions of how China is depicted to the Japanese public
    
  
  
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       concern China 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
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      a
    
  
  
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      nd are therefore fair game.
    
  
  
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    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    Coming from a CCP regime that bristles at any foreign suggestions about its 
    
  
  
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      own
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     internal affairs, and which rigidly controls and systematically distorts its 
    
  
  
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      own
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     historiography, this sounds like rank hypocrisy, of course – and it basically is.  From the perspective of Confucio-totalitarian theory, however, there isn’t really a double standard: it is right and proper for the dominant player to set, and to enforce, the norms and values of “its” order system.  Where what is at issue is respect for the values of this proprietary order-system, moreover, including the question of other actors’ deference to the normative sensibilities of the leader-state, 
    
  
  
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      nobody
    
  
  
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     has “internal” affairs.
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                    II.        
    
  
  
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      Japan, China, and the Dynamics of Assertiveness
    
  
  
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                    Assuming, for the sake of argument, that the PRC desires a Sinocentric world along such lines, one important question for policymakers in the United States, Japan, and other Pacific Rim nations is: (1) 
    
  
  
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      how fast
    
  
  
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     Beijing wishes to bring about this shift; and (2) 
    
  
  
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      how aggressive
    
  
  
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     it is willing to be in pushing others to treat China with the deference it wants.
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                    Many people know of Deng Xiaoping’s aphorism about the need for China to “bide its time and hide its capabilities.”  This is an ethic of strategic caution, stressing the need for non-confrontational approaches in order to give the PRC breathing space in which to become more powerful without provoking international counter-mobilization or other steps that would threaten the “outward”-looking economic engagement needed to build the power necessary to achieve China’s “return.”
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                    This approach of strategic caution has in recent years increasingly been challenged within the Chinese elite, however, by those who are impatient with “biding their time,” and who long to see the PRC finally step out as an assertive player on the world stage.  Dengist strategic caution has been losing ground, both in the PRC’s official discourse and in its actual behavior.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    What I would like to offer you today are my thoughts on some of the factors that I think underlie the timing and direction of the PRC’s growing shift 
    
  
  
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      against
    
  
  
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     Dengist strategic caution.  In doing so, I will draw upon China’s history of relations with Japan in the 1990s, because I think this may offer us some lessons today.
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                    I certainly do not need to tell you that there exists in the modern Chinese popular imagination a considerable reservoir of anti-Japanese feeling – feelings that are grounded in some very real and painful historical experiences, but which have also been carefully nurtured for propaganda purposes.  Despite this historical baggage, however, Chinese official images of Japan were fairly positive in the late 1970s and throughout the 1980s.  But by the mid-1990s, these images had turned very sour.  Why?
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                    Japan had a relatively favorable image in the PRC’s official narrative for so long in large part simply because the CCP regime considered Japan-bashing unproductive, and indeed 
    
  
  
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      counter
    
  
  
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    productive from the perspective of China’s power ambitions.  In the late 1970s and in the 1980s, Japan seemed to be an economic miracle: an export-driven powerhouse that some Chinese analysts suspected would even overtake the United States in economic terms and overall national power.  
    
  
  
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      This
    
  
  
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     Japan was a very attractive model to the PRC, which was itself then just beginning Deng Xiaoping’s policy of boosting national power by “opening” to the world after years of Maoist stagnation.  Beijing felt it needed to 
    
  
  
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      learn
    
  
  
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     from Japan; this required cooperative engagement so that the PRC could acquire the secrets of Tokyo’s successful modernity.
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                    The dream of China’s national “return,” therefore, then dictated strategic caution.  It called for a non-provocative engagement that would avoid turning the rising Japanese superpower into an enemy, while simultaneously giving the PRC its best possible chance to emulate Japanese success by studying the ways of modern power as Japan’s cooperative partner.  Even when various events led to upwellings of popular anti-Japanese expression in China in the mid-1980s, therefore, the CCP authorities did little to encourage these sentiments, publicly defended their engagement with Japan, and generally avoided strident anti-Japanese posturing.
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                    Thereafter, however, things changed.  Several factors contributed to this.  The main impetus came from the fact that the CCP regime decided – especially after the Tiananmen Square massacre of 1989 – that appealing to Chinese nationalism by whipping up anti-foreign resentment could help keep the Party in power.
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                    In the 1990s, however, Dengist strategic caution still dictated limits on this appeal to xenophobic anger.  Agitation 
    
  
  
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      against the United States
    
  
  
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    , at least, was still dangerous.  Especially after the collapse of the Soviet Union and the Gulf War of 1991, the United States was an unchallenged superpower; confrontation with America could be 
    
  
  
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      profoundly
    
  
  
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     dangerous to a China that was still weak and dependent upon “outward” economic engagement.  The CCP needed a foreign enemy against which to whip up nationalist venom, but finding this political foil in 
    
  
  
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      Washington
    
  
  
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     was still out of the question.
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                    But Japan was now a different situation.  Whereas in the 1970s and 1980s even many 
    
  
  
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      Americans
    
  
  
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     had feared the onrushing colossus of export-driven Japanese economic power, by the mid-1990s Japan was languishing in its “lost decade,” and appeared, to the PRC, to have squandered its earlier advantages.  This made congenial 
    
  
  
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      engagement
    
  
  
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     with Japan seem less necessary, because there appeared to be little for a rising China to learn from a Japan lost in the economic doldrums.  At the same time, Tokyo’s problems made 
    
  
  
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      confrontation
    
  
  
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     seem less costly: from Beijing’s perspective, Japan was clearly no longer a proto- superpower which Chinese should treat respectfully for fear of painful consequences.
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                    At a time when it badly needed an enemy image to cultivate through increasingly ugly nationalist propaganda, the CCP perceived China’s old Japanese adversary to have become weak enough – relative to the PRC, which was itself growing quickly – that anti-Japanese viciousness could be cultivated with little negative consequence.  It is not a coincidence that it was at this time that Jiang Zemin’s “patriotic education campaign” of the mid-1990s got going, and anti-Japanese themes increasingly came to preoccupy the propaganda apparatus of the Chinese Party-State.  At least as applied to Tokyo, therefore, Dengist strategic caution began to be phased out, sacrificed on the altar of domestic legitimacy-building by the Chinese regime.
                  &#xD;
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                    III.       
    
  
  
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      Lessons?
    
  
  
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The development of the CCP’s stepped-up anti-Japanese political discourse in the 1990s may offer a cautionary tale for those of us in both our governments concerned with the implications of China’s rise and the future of trans-Pacific relations today.  On the one hand, this case study suggests that despite the PRC’s apparent hopes for Sinocentric predominance, Beijing 
    
  
  
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      is
    
  
  
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     sensitive to the potential costs of confrontation with strong and resolute foreign powers – and 
    
  
  
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      is
    
  
  
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     capable of strategic caution in avoiding provocative approaches under Deng’s rubric of “biding time.”  On the other hand, the “Japan case” also suggests that relations with Beijing can turn ugly rather quickly if the PRC regime decides that it can engage in confrontation with relative impunity, particularly where internal CCP legitimacy problems make it useful to declare the existence of enemies bent on harming China and robbing it of its birthright of “return.”
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                    So, is the United States today heading down Japan’s path into worsening relations with an increasingly confident and strategically 
    
  
  
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      incautious
    
  
  
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     PRC regime that still needs foreign enemies but no longer worries so much about the cost of confronting us?  At a time when Washington is plagued by economic stagnation and a huge debt burden, political polarization and dysfunction, and leadership that – despite talk of a “rebalancing” towards Asia – plainly finds robust engagement in global security affairs to be distasteful, I leave this for you to ponder.
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                    I would suggest, however, that particularly if the PRC does entertain the hope of eventually creating some sort of Sinocentric global order as part of its long-awaited “Chinese dream” of national “return,” we need to ponder the implications of Beijing’s moves away from Dengist caution towards a more aggressive approach.
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                    Thank you very much.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 21 Nov 2013 02:22:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p175478ffcf49</guid>
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      <title>Strategic Caution, Confrontation, and the “Chinese Dream” of a Sinocentric World</title>
      <link>http://www.newparadigmsforum.com/p1754</link>
      <description>Note:
Below follows the text upon which Dr. Ford based his remarks at a workshop in Washington, D.C., on September 19, 2013, attended by another American scholar of China and a delegation of foreign guests.
Let me begin by thanking our hosts for organizing this event, and our friends who have come so far for this dialogue.  [...]</description>
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      Note:
    
  
  
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      Below follows the text upon which Dr. Ford based his remarks at a workshop in Washington, D.C., on September 19, 2013, attended by another American scholar of China and a delegation of foreign guests.
    
  
    
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                    Let me begin by thanking our hosts for organizing this event, and our friends who have come so far for this dialogue.  It is an honor to be able to meet and speak to you.
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                    When I spoke to a different group here last month, I offered a few thoughts on the apparent ambitions of the People’s Republic of China (PRC) to control the “discourse” and shape the norms of the global order, and upon the sort of things the PRC might demand of others if it were to become the dominant state in the international system.  I will merely summarize those comments now, before moving on to the question of 
    
  
  
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      how assertive and confrontational the PRC may choose to be 
    
  
  
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    in pursuing the kind of world it wants.
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                    I.          
    
  
  
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      The “Chinese Dream” of Sinocentric Order
    
  
  
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                    In my earlier presentation, I suggested that the Chinese Communist Party (CCP) regime does at least 
    
  
  
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      aspire
    
  
  
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     to reshape the world-system in its image, replacing the Western-originated international order with a successor scheme that more closely mirrors the PRC’s values and priorities.  If one can imagine a kind of global operating system “with Chinese characteristics,” I suspect it would reflect the Chinese predisposition to see political authority as existing principally along a 
    
  
  
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      vertical
    
  
  
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     axis of hierarchical deference to a lead actor, rather than along a horizontal axis of pluralist interaction.  In the “harmoniousness” of this order, all understand their place in a hierarchical framework, and all “spontaneously” conform their conduct to the norms established under the guiding hand of an ideally-benevolent leader-state.
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                    It is seldom very clear precisely how PRC thinkers envision this working in practice, but at least from the perspective of the world-system as a whole, this Sinocentric vision does not 
    
  
  
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      necessarily
    
  
  
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     entail direct dominion.  To be sure, direct rule would surely still be very possible in China’s immediate periphery, and there would be precedents and rationalizations readily available to justify the use of force in response to offenses against “harmony” anywhere within the physical reach of Chinese power-projection.
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                    PRC primacy farther afield, however, would likely be a more subtle and complex phenomenon. On this interpretation, state units would still be functionally independent, but would nonetheless do the right thing 
    
  
  
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      voluntarily
    
  
  
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    , by acting “harmoniously” in according appropriate status and deferential respect for the virtuous normative leadership of the central player.
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                    In this vision of a Sinocentric world, moreover, it would not be “interference” in the internal affairs of other states for China to demand deference even with respect to how others 
    
  
  
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      depict
    
  
  
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     China, because 
    
  
  
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      these
    
  
  
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     sorts of thing aren’t really “internal.”  Respect for systemic norms is inseparable from respect 
    
  
  
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      for the
    
  
  
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      norm-setting state
    
  
  
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    , and it is a threat to harmonious order to express incorrect thoughts about – or to insult, or to malign the virtue of – the systemic leader.
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                    Late last year, when attending a conference in Beijing, I had a prominent Chinese general explain to me that it was entirely appropriate for the PRC to demand that Japan revise its history textbooks and change its political-expression laws to suit Chinese sensibilities with respect to the depiction of atrocities in China during the Second World War.  Japanese educational curricula and domestic laws are 
    
  
  
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    , I was told, Japan’s “internal affairs” because questions of how China is depicted to the Japanese public
    
  
  
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       concern China 
    
  
  
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      a
    
  
  
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      nd are therefore fair game.
    
  
  
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                    Coming from a CCP regime that bristles at any foreign suggestions about its 
    
  
  
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      own
    
  
  
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     internal affairs, and which rigidly controls and systematically distorts its 
    
  
  
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     historiography, this sounds like rank hypocrisy, of course – and it basically is.  From the perspective of Confucio-totalitarian theory, however, there isn’t really a double standard: it is right and proper for the dominant player to set, and to enforce, the norms and values of “its” order system.  Where what is at issue is respect for the values of this proprietary order-system, moreover, including the question of other actors’ deference to the normative sensibilities of the leader-state, 
    
  
  
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      nobody
    
  
  
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     has “internal” affairs.
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                    II.        
    
  
  
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      Japan, China, and the Dynamics of Assertiveness
    
  
  
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                    Assuming, for the sake of argument, that the PRC desires a Sinocentric world along such lines, one important question for policymakers in the United States, Japan, and other Pacific Rim nations is: (1) 
    
  
  
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     Beijing wishes to bring about this shift; and (2) 
    
  
  
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      how aggressive
    
  
  
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     it is willing to be in pushing others to treat China with the deference it wants.
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                    Many people know of Deng Xiaoping’s aphorism about the need for China to “bide its time and hide its capabilities.”  This is an ethic of strategic caution, stressing the need for non-confrontational approaches in order to give the PRC breathing space in which to become more powerful without provoking international counter-mobilization or other steps that would threaten the “outward”-looking economic engagement needed to build the power necessary to achieve China’s “return.”
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                    This approach of strategic caution has in recent years increasingly been challenged within the Chinese elite, however, by those who are impatient with “biding their time,” and who long to see the PRC finally step out as an assertive player on the world stage.  Dengist strategic caution has been losing ground, both in the PRC’s official discourse and in its actual behavior.
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                    What I would like to offer you today are my thoughts on some of the factors that I think underlie the timing and direction of the PRC’s growing shift 
    
  
  
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     Dengist strategic caution.  In doing so, I will draw upon China’s history of relations with Japan in the 1990s, because I think this may offer us some lessons today.
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                    I certainly do not need to tell you that there exists in the modern Chinese popular imagination a considerable reservoir of anti-Japanese feeling – feelings that are grounded in some very real and painful historical experiences, but which have also been carefully nurtured for propaganda purposes.  Despite this historical baggage, however, Chinese official images of Japan were fairly positive in the late 1970s and throughout the 1980s.  But by the mid-1990s, these images had turned very sour.  Why?
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                    Japan had a relatively favorable image in the PRC’s official narrative for so long in large part simply because the CCP regime considered Japan-bashing unproductive, and indeed 
    
  
  
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    productive from the perspective of China’s power ambitions.  In the late 1970s and in the 1980s, Japan seemed to be an economic miracle: an export-driven powerhouse that some Chinese analysts suspected would even overtake the United States in economic terms and overall national power.  
    
  
  
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     Japan was a very attractive model to the PRC, which was itself then just beginning Deng Xiaoping’s policy of boosting national power by “opening” to the world after years of Maoist stagnation.  Beijing felt it needed to 
    
  
  
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     from Japan; this required cooperative engagement so that the PRC could acquire the secrets of Tokyo’s successful modernity.
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                    The dream of China’s national “return,” therefore, then dictated strategic caution.  It called for a non-provocative engagement that would avoid turning the rising Japanese superpower into an enemy, while simultaneously giving the PRC its best possible chance to emulate Japanese success by studying the ways of modern power as Japan’s cooperative partner.  Even when various events led to upwellings of popular anti-Japanese expression in China in the mid-1980s, therefore, the CCP authorities did little to encourage these sentiments, publicly defended their engagement with Japan, and generally avoided strident anti-Japanese posturing.
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                    Thereafter, however, things changed.  Several factors contributed to this.  The main impetus came from the fact that the CCP regime decided – especially after the Tiananmen Square massacre of 1989 – that appealing to Chinese nationalism by whipping up anti-foreign resentment could help keep the Party in power.
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                    In the 1990s, however, Dengist strategic caution still dictated limits on this appeal to xenophobic anger.  Agitation 
    
  
  
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      against the United States
    
  
  
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    , at least, was still dangerous.  Especially after the collapse of the Soviet Union and the Gulf War of 1991, the United States was an unchallenged superpower; confrontation with America could be 
    
  
  
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     dangerous to a China that was still weak and dependent upon “outward” economic engagement.  The CCP needed a foreign enemy against which to whip up nationalist venom, but finding this political foil in 
    
  
  
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     was still out of the question.
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                    But Japan was now a different situation.  Whereas in the 1970s and 1980s even many 
    
  
  
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     had feared the onrushing colossus of export-driven Japanese economic power, by the mid-1990s Japan was languishing in its “lost decade,” and appeared, to the PRC, to have squandered its earlier advantages.  This made congenial 
    
  
  
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     with Japan seem less necessary, because there appeared to be little for a rising China to learn from a Japan lost in the economic doldrums.  At the same time, Tokyo’s problems made 
    
  
  
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     seem less costly: from Beijing’s perspective, Japan was clearly no longer a proto- superpower which Chinese should treat respectfully for fear of painful consequences.
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                    At a time when it badly needed an enemy image to cultivate through increasingly ugly nationalist propaganda, the CCP perceived China’s old Japanese adversary to have become weak enough – relative to the PRC, which was itself growing quickly – that anti-Japanese viciousness could be cultivated with little negative consequence.  It is not a coincidence that it was at this time that Jiang Zemin’s “patriotic education campaign” of the mid-1990s got going, and anti-Japanese themes increasingly came to preoccupy the propaganda apparatus of the Chinese Party-State.  At least as applied to Tokyo, therefore, Dengist strategic caution began to be phased out, sacrificed on the altar of domestic legitimacy-building by the Chinese regime.
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                    III.       
    
  
  
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      Lessons?
    
  
  
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                    The development of the CCP’s stepped-up anti-Japanese political discourse in the 1990s may offer a cautionary tale for those of us in both our governments concerned with the implications of China’s rise and the future of trans-Pacific relations today.  On the one hand, this case study suggests that despite the PRC’s apparent hopes for Sinocentric predominance, Beijing 
    
  
  
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     sensitive to the potential costs of confrontation with strong and resolute foreign powers – and 
    
  
  
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     capable of strategic caution in avoiding provocative approaches under Deng’s rubric of “biding time.”  On the other hand, the “Japan case” also suggests that relations with Beijing can turn ugly rather quickly if the PRC regime decides that it can engage in confrontation with relative impunity, particularly where internal CCP legitimacy problems make it useful to declare the existence of enemies bent on harming China and robbing it of its birthright of “return.”
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                    So, is the United States today heading down Japan’s path into worsening relations with an increasingly confident and strategically 
    
  
  
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      incautious
    
  
  
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     PRC regime that still needs foreign enemies but no longer worries so much about the cost of confronting us?  At a time when Washington is plagued by economic stagnation and a huge debt burden, political polarization and dysfunction, and leadership that – despite talk of a “rebalancing” towards Asia – plainly finds robust engagement in global security affairs to be distasteful, I leave this for you to ponder.
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                    I would suggest, however, that particularly if the PRC does entertain the hope of eventually creating some sort of Sinocentric global order as part of its long-awaited “Chinese dream” of national “return,” we need to ponder the implications of Beijing’s moves away from Dengist caution towards a more aggressive approach.
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                    Thank you very much.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 21 Nov 2013 02:22:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1754</guid>
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      <title>Thinking about a “Very Low” Nuclear Force Posture</title>
      <link>http://www.newparadigmsforum.com/p1749e470cb47</link>
      <description>I was asked recently by a group of nuclear experts what I thought would be the most important principles to keep in mind if undertaking U.S. contingency planning for a world with a “very low” total number of nuclear weapons in the American arsenal.  The question was not necessarily meant to imply that such a [...]</description>
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                    I was asked recently by a group of nuclear experts what I thought would be the most important principles to keep in mind if undertaking U.S. contingency planning for a world with a “very low” total number of nuclear weapons in the American arsenal.  The question was not necessarily meant to imply that such a world is likely, or that it is even desirable.  (Both of these points 
    
  
  
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      can
    
  
  
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     be argued – though not always particularly persuasively – but that wasn’t the point.)  Rather, assuming that a world of “very low” U.S. nuclear numbers was at least 
    
  
  
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      possible
    
  
  
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     at some point, they wanted to discuss what I thought a “very small” nuclear arsenal and weapons infrastructure would need to look like.
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                    I did have views on the subject, and in the interests of engendering a broader debate, I offer them here in order to elicit feedback from NPF readers.  In a nutshell, I suggested that a U.S. nuclear force posture based upon the idea of “very low” numbers would have to pay careful attention to four basic points: (1) maintaining the infrastructural “floor” necessary for essentially any nuclear arsenal; (2) preserving the ability to restore or “regrow” a larger arsenal if circumstances demand; (3) ensuring resilience or robustness of our nuclear forces; and (4) ensuring that whatever capabilities we retain are as operationally flexible as possible.
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                    I.            
    
  
  
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      An Infrastructural “Floor”
    
  
  
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                    To begin with, there is likely to be some kind of infrastructural “minimum” we must retain, in terms of our weapons-production infrastructure, for so long as we intend to keep 
    
  
  
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      any
    
  
  
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     nuclear weapons at all.  To some extent, it has been possible to reduce the size of our nuclear weapons infrastructure (a.k.a. “the Complex”) as the size of our arsenal has declined precipitously since the end of the Cold War.  In terms of the expense, staffing, and physical “footprint” of the weapons Complex, however, the returns from reducing weapon numbers taper off sharply, pointing towards some kind of asymptote: a fairly sophisticated Complex is required even if we are to keep even a 
    
  
  
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      single
    
  
  
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     weapon, to maintain it over time, and to be able to replace it if it is used or breaks.
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                    To keep any warheads in our arsenal indefinitely, we must retain the capability to manufacture the appropriate fissile materials and a series of sometimes exotic other substances, and remain able to do the sophisticated metallurgy, engineering, and electronics that go into a modern nuclear warhead, as well as to troubleshoot (and, if necessary, redesign and adequately test) the assembled whole.  We must also maintain the ability to build, maintain, and test all of the various components of at least one delivery system capable of carrying this warhead, as well as the complex symphony of systems involved in performing the command-and-control and targeting functions necessary for successful delivery.
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                    These requirements run not merely to physical capital, moreover – that is, manufacturing facilities and sophisticated equipment – but also to human capital: the scientists, engineers, technicians, and other experts who are needed to do such work, and whose eventual successors must be educated and trained to high standards as they age.  Especially in a highly technical arena that even today is in no small part still an apprenticeship art, one does not simply shrink wrap a sophisticated industrial capability, as it were, and put it in the freezer.  Maintaining capabilities is hard work.
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                    The expenses of indefinitely maintaining even a small arsenal can also be powerfully affected by additional factors.  Were we to forswear underground nuclear explosive testing by ratifying the Comprehensive Test Ban Treaty, for instance, we would also have to maintain the expensive suite of capabilities that has been developed – and is still 
    
  
  
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      being
    
  
  
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     developed, for this is a process of decades more than years – to ensure the reliability of our stockpile without such testing.  Non-testing has a high price tag, and the invention of an entirely new infrastructure to help ensure weapon reliability over time without testing has already cost us many billions of dollars since the late 1990s.  If we are resolved not to return to testing, such capabilities must not only be built but also be maintained indefinitely, even for a very small arsenal.
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                    Nor is simply 
    
  
  
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      maintaining
    
  
  
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     an arsenal the only issue, for in addition to maintaining the capability to ensure against technical surprise in the reliability of whatever warheads we retain – monitoring them on an ongoing basis and fixing or finding clever ways to work around whatever problems might be found – our Complex would presumably also have to help safeguard against surprise by 
    
  
  
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      others
    
  
  
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    .  Whether or not we have “very low” numbers, and especially if we do, it would remain of enormous importance to have a cadre of canny nuclear weapons experts carefully evaluating all the latest intelligence and open-source technical information bearing upon what other countries are doing with their own nuclear weapons programs, and helping watch for proliferation and arms control treaty violations.  Nuclear weapons design and its associated disciplines are arcane specialties, and we would need to keep a stable of experts on hand not merely for so long as 
    
  
  
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      we
    
  
  
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     have any such weapons, but indeed as long as 
    
  
  
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      anyone else
    
  
  
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     has any.
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                    So there clearly 
    
  
  
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      is
    
  
  
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     a “floor” of infrastructural capabilities that must continue to exist even if we move to a force posture with “very low” numbers.  The effective unit cost of such devices, in aggregate, would become vastly higher as they become less numerous, for many such costs are inherent in 
    
  
  
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      any
    
  
  
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     having.  To be sure, a nuclear arsenal costs considerably less than a modern conventional one, but it would cost a great deal nonetheless, and having a small stockpile probably wouldn’t cost vastly less than a large one.  Anyone seriously advocating a reduced force posture must acknowledge these costs and be willing to support paying them; if there is indeed any way to have a “very small” arsenal that is consistent with our national security interest, it will necessarily require the maintenance of a sophisticated and fairly extensive infrastructure.
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                    II.              “
    
  
  
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      Restorability
    
  
  
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    ”
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                    The requirement of what I (admittedly awkwardly) call “restorability” proceeds from the fact that even if we think it likely that in the future we will no longer need significant numbers of nuclear weapons, the future is notoriously hard to predict.  If it turns out that comfortable assumptions about our future threat environment, about deterrence, and about other nuclear weapons needs turn out not to be valid, what do we do?  This is an important point, for the notion of strategic “hedging” has been important – indeed, critical – to U.S. strategic policy since the end of the Cold War.
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                    As we have reduced our arsenal since the end of the Cold War – a process that has brought us down to a small fraction of what we had in 1991 – we have generally kept available a somewhat larger number of weapons than we think we actually need to have, given our immediate deterrence needs at any particular moment in time, on the plausible assumption both that it is 
    
  
  
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      possible
    
  
  
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     that our threat projections will turn out to be wrong, and that it would be terribly dangerous to be caught with too few.  (The stockpile “hedge” also represents a degree of insurance against technical uncertainty.  If one warhead design develops problems, we will have kept a different, replacement weapon available somewhere in storage: at present, we have more than one warhead type for each delivery system, so that even the discovery of some dire technical problem with one design would not make that system useless.)
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                    Furthermore, for more than a decade now, we have emphasized trying to shift this “hedge” function increasingly from having a stockpile of existing weapons (
    
  
  
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      i.e.
    
  
  
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    , maintaining a reserve of weapons that could be reactivated and pressed into service in a pinch) into having merely what U.S. officials have called a “responsive” infrastructure.  This ideal of responsiveness revolves around the hope that instead of keeping larger numbers of inactive weapons on hand, we could achieve our goal of strategic “hedging” against future uncertainty in part by building and maintaining a nuclear infrastructure that is capable of producing 
    
  
  
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      new
    
  
  
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     weapons relatively quickly.  Having such a Complex, it is hoped, will allow us to address threats in an unpredictable future 
    
  
  
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      without
    
  
  
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     having to keep such a large stockpile on hand today.
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                    This insight about “hedging” and responsiveness is a critical one, and should inform our thinking about “very low” numbers, for Complex modernization and genuine responsiveness are essential for reductions.   This is the basis of the imperative of “restorability.”  If movement toward extremely low numbers is to be done safely, we will have to develop and maintain the ability to reverse course and reconstitute a more sizeable force if our strategic environment so requires (
    
  
  
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      e.g.
    
  
  
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    , by maintaining a productive capacity significantly in excess of what we need for the maintenance of our baseline arsenal).  “Hard-wiring” ourselves irreversibly into “very low” numbers would violate the sensible principle of responsive hedging that has been vital to our strategic planning for many years.  More importantly, and for the very reasons that gave rise to our hedging strategy in the first place, “hard-wiring” ourselves small would be terribly dangerous.
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                    Planning for “low numbers,” therefore, must pay serious and sustained attention to the challenge of ensuring that our Complex becomes and remains genuinely responsive: we must retain design capabilities and production capacity sufficient to 
    
  
  
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      rebuild
    
  
  
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     a larger force later if our “best guesses” today about future threats turn out to be overly optimistic.  In the circumstances we face, being able to 
    
  
  
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      go back up
    
  
  
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     in a contingency is a necessary part of safely 
    
  
  
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      going down
    
  
  
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     in the first place.  We forget this at our peril.
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                    III.            
    
  
  
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      Resilience and Robustness
    
  
  
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                    The third element that I think would be essential in any reasonable policy of seeking “very low” numbers is to ensure that what few weapons systems we retain can be relied upon to do their job.  This is not merely about safeguarding against technical surprise in terms of our weapons’ ability to explode as advertised, though this would be very demanding because the error margins for device reliability would presumably have to be 
    
  
  
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      tighter
    
  
  
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    , in a small-numbers future, even than they are at present.  (If you have 10,000 devices, you can probably accept it if a certain small percentage do not work properly.  If you have only a thousand, however, you have to demand a higher degree of reliability.  If you have numbers that are “very low,” you’ll need to be more demanding still.  At the asymptote, with a single weapon, there is essentially no error margin at all.)  But there is more to it than technical reliability.
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                    Resilience or robustness is also about making sure, with analogously stringent error margins, that our 
    
  
  
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      delivery systems
    
  
  
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     are reliable, accurate, and highly resistant both to enemy attack before launch and to an adversary’s defensive countermeasures thereafter.  If we continue to rely upon ballistic missile submarines (SSBNs), for instance, we must stay ahead of adversary efforts to crack the nut of strategic anti-submarine warfare (ASW) – a subject that preoccupied navies in the late stages of the Cold War, and which would acquire special new importance in a “very low” numbers world.  To the extent that our aerial delivery systems rely upon evading radar by means of “stealth” technology (or advanced electronic warfare [EW]), we need to stay similarly ahead of 
    
  
  
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      counter
    
  
  
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    -stealth (and counter-EW) innovations.  To the extent that we rely upon ballistic missiles, they must be able to penetrate enemy defenses.  Our command-and-control systems, and the intelligence support that feeds our targeting cells, would also need to be sufficiently redundant and “hardened” that our forces could continue not merely to survive but also to perform successfully in the face of whatever an adversary throws at us.  Additionally, of course, we would need to preserve the kind of research and development capabilities and the broad defense industrial base that are capable of sustaining all 
    
  
  
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      this
    
  
  
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     into the indefinite future.  There’s nothing “easy” here; being a nuclear superpower committed to responsible reductions and deterrent stability is hard work.
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                    IV.            
    
  
  
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      Flexibility
    
  
  
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                    Finally, since there’s no way of being particularly sure precisely what threats we will face in the mid-to-long-term future, a force posture of “very low” numbers would require us to ensure that what systems we 
    
  
  
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     retain are ones capable of as much flexibility as possible, in terms of operational capability against a broad range of potential targets.  This logic is both simple and irresistible: if you’re restricted to possessing a small toolkit but don’t know exactly what tasks you will need to be able to accomplish with it, you should choose tools that can do as many things as possible, even if this means sacrificing something in terms of ideal performance in any single task.  A Swiss Army knife, for instance, doesn’t cut as well as a nice kitchen blade, turn screws as well as a real screwdriver, cut paper as well as full-size scissors, or open wine as well as a proper corkscrew.  But it can do all of these things decently, and you certainly wouldn’t want to have 
    
  
  
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      only
    
  
  
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     a corkscrew on hand if you thought it possible you’d need a screwdriver.  At low numbers, flexibility matters.
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                    In the nuclear weapons context, this would mean developing and maintaining devices and delivery systems optimized for usefulness across a range of potential future missions and target sets.  The “very low” numbers challenge thus points toward 
    
  
  
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     weapon development, rather than simply the preservation a handful of legacy systems optimized for Cold War missions that may well not be what we need them for a generation or two from now.
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                    A force posture of weapons and delivery systems built along these lines would be a “Swiss Army knife” force, much more able to meet the deterrence and operational challenges of “very low” numbers than would the decades-old systems we maintain today.
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                    To be sure, there would be objections to this approach.  Because some of these steps might perhaps be difficult without a resumption of underground explosive testing for developmental and design-validation purposes, and because there has developed over the years a blinkered neuralgia on the U.S. political Left (and internationally) about “new” weapon designs, the arms control and disarmament community will no doubt oppose what I am describing.  Nevertheless, moving to such a sophisticated and flexible force would make small numbers a great deal more strategically sensible than would otherwise be the case.  Those who desire “very low” numbers should thus ask themselves what is more important: preserving litmus-test ideological purity against testing and “new” designs, or actually reducing nuclear numbers.  It is very likely we cannot do both of these things, so this is a debate worth having, and in the open.
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                    V.              
    
  
  
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      Conclusion
    
  
  
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                    Please don’t mistake my point.  I am not making the case for a “very low” numbers force posture here, for there are good reasons to be wary of such a shift at this time.  (Indeed, as Clark Murdock has suggested – and in 
    
  
  
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      &lt;a href="http://www.armscontrol.org/act/2013_09/Little-Content-Even-Less-Satisfaction-in-Obamas-Nuclear-Weapons-Policy"&gt;&#xD;
        
                        
      
      
        Arms Control Today
      
    
    
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    , no less – the Obama Administration’s case even for much more modest reductions is internally contradictory, and in places all but incoherent.)  Anyone who purports to be serious about achieving “very low” numbers, however, should be able to explain how his or her plan answers the challenges I have posited here about an infrastructural “floor,” preserving the ability to “regrow” a larger arsenal, ensuring robustness, and ensuring maximal operational flexibility.
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                    To my eye, a minimalist force posture, if it were to be strategically wise at all, could not be simply a shrunken version of what we have today; it would have to look very different, and it would require the maintenance of what would still be a formidable weapons Complex and defense industrial base.  Unless we think through these issues carefully – and unless we feel confident of our ability both to provide what such a posture would truly require and to 
    
  
  
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      maintain
    
  
  
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     this over time – reductions to “very low” numbers are likely to represent not some great victory for disarmament principle in the service of international peace and security, but instead a dangerous recipe for national weakness, strategic instability, deterrence failure, and ultimately conflict.
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                    I invite reader feedback.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 19 Oct 2013 19:54:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1749e470cb47</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Thinking about a “Very Low” Nuclear Force Posture</title>
      <link>http://www.newparadigmsforum.com/p1749</link>
      <description>I was asked recently by a group of nuclear experts what I thought would be the most important principles to keep in mind if undertaking U.S. contingency planning for a world with a “very low” total number of nuclear weapons in the American arsenal.  The question was not necessarily meant to imply that such a [...]</description>
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                    I was asked recently by a group of nuclear experts what I thought would be the most important principles to keep in mind if undertaking U.S. contingency planning for a world with a “very low” total number of nuclear weapons in the American arsenal.  The question was not necessarily meant to imply that such a world is likely, or that it is even desirable.  (Both of these points 
    
  
  
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      can
    
  
  
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     be argued – though not always particularly persuasively – but that wasn’t the point.)  Rather, assuming that a world of “very low” U.S. nuclear numbers was at least 
    
  
  
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      possible
    
  
  
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     at some point, they wanted to discuss what I thought a “very small” nuclear arsenal and weapons infrastructure would need to look like.
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                    I did have views on the subject, and in the interests of engendering a broader debate, I offer them here in order to elicit feedback from NPF readers.  In a nutshell, I suggested that a U.S. nuclear force posture based upon the idea of “very low” numbers would have to pay careful attention to four basic points: (1) maintaining the infrastructural “floor” necessary for essentially any nuclear arsenal; (2) preserving the ability to restore or “regrow” a larger arsenal if circumstances demand; (3) ensuring resilience or robustness of our nuclear forces; and (4) ensuring that whatever capabilities we retain are as operationally flexible as possible.
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                    I.            
    
  
  
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      An Infrastructural “Floor”
    
  
  
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                    To begin with, there is likely to be some kind of infrastructural “minimum” we must retain, in terms of our weapons-production infrastructure, for so long as we intend to keep 
    
  
  
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      any
    
  
  
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     nuclear weapons at all.  To some extent, it has been possible to reduce the size of our nuclear weapons infrastructure (a.k.a. “the Complex”) as the size of our arsenal has declined precipitously since the end of the Cold War.  In terms of the expense, staffing, and physical “footprint” of the weapons Complex, however, the returns from reducing weapon numbers taper off sharply, pointing towards some kind of asymptote: a fairly sophisticated Complex is required even if we are to keep even a 
    
  
  
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      single
    
  
  
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     weapon, to maintain it over time, and to be able to replace it if it is used or breaks.
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                    To keep any warheads in our arsenal indefinitely, we must retain the capability to manufacture the appropriate fissile materials and a series of sometimes exotic other substances, and remain able to do the sophisticated metallurgy, engineering, and electronics that go into a modern nuclear warhead, as well as to troubleshoot (and, if necessary, redesign and adequately test) the assembled whole.  We must also maintain the ability to build, maintain, and test all of the various components of at least one delivery system capable of carrying this warhead, as well as the complex symphony of systems involved in performing the command-and-control and targeting functions necessary for successful delivery.
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                    These requirements run not merely to physical capital, moreover – that is, manufacturing facilities and sophisticated equipment – but also to human capital: the scientists, engineers, technicians, and other experts who are needed to do such work, and whose eventual successors must be educated and trained to high standards as they age.  Especially in a highly technical arena that even today is in no small part still an apprenticeship art, one does not simply shrink wrap a sophisticated industrial capability, as it were, and put it in the freezer.  Maintaining capabilities is hard work.
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                    The expenses of indefinitely maintaining even a small arsenal can also be powerfully affected by additional factors.  Were we to forswear underground nuclear explosive testing by ratifying the Comprehensive Test Ban Treaty, for instance, we would also have to maintain the expensive suite of capabilities that has been developed – and is still 
    
  
  
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      being
    
  
  
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     developed, for this is a process of decades more than years – to ensure the reliability of our stockpile without such testing.  Non-testing has a high price tag, and the invention of an entirely new infrastructure to help ensure weapon reliability over time without testing has already cost us many billions of dollars since the late 1990s.  If we are resolved not to return to testing, such capabilities must not only be built but also be maintained indefinitely, even for a very small arsenal.
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                    Nor is simply 
    
  
  
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      maintaining
    
  
  
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     an arsenal the only issue, for in addition to maintaining the capability to ensure against technical surprise in the reliability of whatever warheads we retain – monitoring them on an ongoing basis and fixing or finding clever ways to work around whatever problems might be found – our Complex would presumably also have to help safeguard against surprise by 
    
  
  
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      others
    
  
  
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    .  Whether or not we have “very low” numbers, and especially if we do, it would remain of enormous importance to have a cadre of canny nuclear weapons experts carefully evaluating all the latest intelligence and open-source technical information bearing upon what other countries are doing with their own nuclear weapons programs, and helping watch for proliferation and arms control treaty violations.  Nuclear weapons design and its associated disciplines are arcane specialties, and we would need to keep a stable of experts on hand not merely for so long as 
    
  
  
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      we
    
  
  
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     have any such weapons, but indeed as long as 
    
  
  
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      anyone else
    
  
  
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     has any.
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                    So there clearly 
    
  
  
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      is
    
  
  
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     a “floor” of infrastructural capabilities that must continue to exist even if we move to a force posture with “very low” numbers.  The effective unit cost of such devices, in aggregate, would become vastly higher as they become less numerous, for many such costs are inherent in 
    
  
  
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      any
    
  
  
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     having.  To be sure, a nuclear arsenal costs considerably less than a modern conventional one, but it would cost a great deal nonetheless, and having a small stockpile probably wouldn’t cost vastly less than a large one.  Anyone seriously advocating a reduced force posture must acknowledge these costs and be willing to support paying them; if there is indeed any way to have a “very small” arsenal that is consistent with our national security interest, it will necessarily require the maintenance of a sophisticated and fairly extensive infrastructure.
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                    II.              “
    
  
  
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      Restorability
    
  
  
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    ”
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                    The requirement of what I (admittedly awkwardly) call “restorability” proceeds from the fact that even if we think it likely that in the future we will no longer need significant numbers of nuclear weapons, the future is notoriously hard to predict.  If it turns out that comfortable assumptions about our future threat environment, about deterrence, and about other nuclear weapons needs turn out not to be valid, what do we do?  This is an important point, for the notion of strategic “hedging” has been important – indeed, critical – to U.S. strategic policy since the end of the Cold War.
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                    As we have reduced our arsenal since the end of the Cold War – a process that has brought us down to a small fraction of what we had in 1991 – we have generally kept available a somewhat larger number of weapons than we think we actually need to have, given our immediate deterrence needs at any particular moment in time, on the plausible assumption both that it is 
    
  
  
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      possible
    
  
  
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     that our threat projections will turn out to be wrong, and that it would be terribly dangerous to be caught with too few.  (The stockpile “hedge” also represents a degree of insurance against technical uncertainty.  If one warhead design develops problems, we will have kept a different, replacement weapon available somewhere in storage: at present, we have more than one warhead type for each delivery system, so that even the discovery of some dire technical problem with one design would not make that system useless.)
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                    Furthermore, for more than a decade now, we have emphasized trying to shift this “hedge” function increasingly from having a stockpile of existing weapons (
    
  
  
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      i.e.
    
  
  
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    , maintaining a reserve of weapons that could be reactivated and pressed into service in a pinch) into having merely what U.S. officials have called a “responsive” infrastructure.  This ideal of responsiveness revolves around the hope that instead of keeping larger numbers of inactive weapons on hand, we could achieve our goal of strategic “hedging” against future uncertainty in part by building and maintaining a nuclear infrastructure that is capable of producing 
    
  
  
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      new
    
  
  
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     weapons relatively quickly.  Having such a Complex, it is hoped, will allow us to address threats in an unpredictable future 
    
  
  
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      without
    
  
  
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     having to keep such a large stockpile on hand today.
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                    This insight about “hedging” and responsiveness is a critical one, and should inform our thinking about “very low” numbers, for Complex modernization and genuine responsiveness are essential for reductions.   This is the basis of the imperative of “restorability.”  If movement toward extremely low numbers is to be done safely, we will have to develop and maintain the ability to reverse course and reconstitute a more sizeable force if our strategic environment so requires (
    
  
  
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      e.g.
    
  
  
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    , by maintaining a productive capacity significantly in excess of what we need for the maintenance of our baseline arsenal).  “Hard-wiring” ourselves irreversibly into “very low” numbers would violate the sensible principle of responsive hedging that has been vital to our strategic planning for many years.  More importantly, and for the very reasons that gave rise to our hedging strategy in the first place, “hard-wiring” ourselves small would be terribly dangerous.
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                    Planning for “low numbers,” therefore, must pay serious and sustained attention to the challenge of ensuring that our Complex becomes and remains genuinely responsive: we must retain design capabilities and production capacity sufficient to 
    
  
  
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      rebuild
    
  
  
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     a larger force later if our “best guesses” today about future threats turn out to be overly optimistic.  In the circumstances we face, being able to 
    
  
  
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      go back up
    
  
  
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     in a contingency is a necessary part of safely 
    
  
  
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      going down
    
  
  
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     in the first place.  We forget this at our peril.
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                    III.            
    
  
  
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      Resilience and Robustness
    
  
  
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                    The third element that I think would be essential in any reasonable policy of seeking “very low” numbers is to ensure that what few weapons systems we retain can be relied upon to do their job.  This is not merely about safeguarding against technical surprise in terms of our weapons’ ability to explode as advertised, though this would be very demanding because the error margins for device reliability would presumably have to be 
    
  
  
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      tighter
    
  
  
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    , in a small-numbers future, even than they are at present.  (If you have 10,000 devices, you can probably accept it if a certain small percentage do not work properly.  If you have only a thousand, however, you have to demand a higher degree of reliability.  If you have numbers that are “very low,” you’ll need to be more demanding still.  At the asymptote, with a single weapon, there is essentially no error margin at all.)  But there is more to it than technical reliability.
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                    Resilience or robustness is also about making sure, with analogously stringent error margins, that our 
    
  
  
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     are reliable, accurate, and highly resistant both to enemy attack before launch and to an adversary’s defensive countermeasures thereafter.  If we continue to rely upon ballistic missile submarines (SSBNs), for instance, we must stay ahead of adversary efforts to crack the nut of strategic anti-submarine warfare (ASW) – a subject that preoccupied navies in the late stages of the Cold War, and which would acquire special new importance in a “very low” numbers world.  To the extent that our aerial delivery systems rely upon evading radar by means of “stealth” technology (or advanced electronic warfare [EW]), we need to stay similarly ahead of 
    
  
  
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    -stealth (and counter-EW) innovations.  To the extent that we rely upon ballistic missiles, they must be able to penetrate enemy defenses.  Our command-and-control systems, and the intelligence support that feeds our targeting cells, would also need to be sufficiently redundant and “hardened” that our forces could continue not merely to survive but also to perform successfully in the face of whatever an adversary throws at us.  Additionally, of course, we would need to preserve the kind of research and development capabilities and the broad defense industrial base that are capable of sustaining all 
    
  
  
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     into the indefinite future.  There’s nothing “easy” here; being a nuclear superpower committed to responsible reductions and deterrent stability is hard work.
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                    IV.            
    
  
  
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      Flexibility
    
  
  
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                    Finally, since there’s no way of being particularly sure precisely what threats we will face in the mid-to-long-term future, a force posture of “very low” numbers would require us to ensure that what systems we 
    
  
  
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     retain are ones capable of as much flexibility as possible, in terms of operational capability against a broad range of potential targets.  This logic is both simple and irresistible: if you’re restricted to possessing a small toolkit but don’t know exactly what tasks you will need to be able to accomplish with it, you should choose tools that can do as many things as possible, even if this means sacrificing something in terms of ideal performance in any single task.  A Swiss Army knife, for instance, doesn’t cut as well as a nice kitchen blade, turn screws as well as a real screwdriver, cut paper as well as full-size scissors, or open wine as well as a proper corkscrew.  But it can do all of these things decently, and you certainly wouldn’t want to have 
    
  
  
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     a corkscrew on hand if you thought it possible you’d need a screwdriver.  At low numbers, flexibility matters.
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                    In the nuclear weapons context, this would mean developing and maintaining devices and delivery systems optimized for usefulness across a range of potential future missions and target sets.  The “very low” numbers challenge thus points toward 
    
  
  
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     weapon development, rather than simply the preservation a handful of legacy systems optimized for Cold War missions that may well not be what we need them for a generation or two from now.
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                    A force posture of weapons and delivery systems built along these lines would be a “Swiss Army knife” force, much more able to meet the deterrence and operational challenges of “very low” numbers than would the decades-old systems we maintain today.
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                    To be sure, there would be objections to this approach.  Because some of these steps might perhaps be difficult without a resumption of underground explosive testing for developmental and design-validation purposes, and because there has developed over the years a blinkered neuralgia on the U.S. political Left (and internationally) about “new” weapon designs, the arms control and disarmament community will no doubt oppose what I am describing.  Nevertheless, moving to such a sophisticated and flexible force would make small numbers a great deal more strategically sensible than would otherwise be the case.  Those who desire “very low” numbers should thus ask themselves what is more important: preserving litmus-test ideological purity against testing and “new” designs, or actually reducing nuclear numbers.  It is very likely we cannot do both of these things, so this is a debate worth having, and in the open.
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                    V.              
    
  
  
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                    Please don’t mistake my point.  I am not making the case for a “very low” numbers force posture here, for there are good reasons to be wary of such a shift at this time.  (Indeed, as Clark Murdock has suggested – and in 
    
  
  
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      &lt;a href="http://www.armscontrol.org/act/2013_09/Little-Content-Even-Less-Satisfaction-in-Obamas-Nuclear-Weapons-Policy"&gt;&#xD;
        
                        
      
      
        Arms Control Today
      
    
    
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    , no less – the Obama Administration’s case even for much more modest reductions is internally contradictory, and in places all but incoherent.)  Anyone who purports to be serious about achieving “very low” numbers, however, should be able to explain how his or her plan answers the challenges I have posited here about an infrastructural “floor,” preserving the ability to “regrow” a larger arsenal, ensuring robustness, and ensuring maximal operational flexibility.
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                    To my eye, a minimalist force posture, if it were to be strategically wise at all, could not be simply a shrunken version of what we have today; it would have to look very different, and it would require the maintenance of what would still be a formidable weapons Complex and defense industrial base.  Unless we think through these issues carefully – and unless we feel confident of our ability both to provide what such a posture would truly require and to 
    
  
  
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     this over time – reductions to “very low” numbers are likely to represent not some great victory for disarmament principle in the service of international peace and security, but instead a dangerous recipe for national weakness, strategic instability, deterrence failure, and ultimately conflict.
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                    I invite reader feedback.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 19 Oct 2013 19:54:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1749</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>“If China Ruled” — A Thought Experiment</title>
      <link>http://www.newparadigmsforum.com/p173108be9e4e</link>
      <description>Note:
Below follows the text upon which Dr. Ford based his remarks on August 16, 2013, at a workshop in Washington, D.C., entitled “If China Ruled.”   Several other U.S. China scholars and strategists also participated.
The topic for our discussions at this workshop today – “If China Ruled” – is a fascinating and important one.  [...]</description>
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      Note:
    
  
  
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      Below follows the text upon which Dr. Ford based his remarks on August 16, 2013, at a workshop in Washington, D.C., entitled “If China Ruled.”   Several other U.S. China scholars and strategists also participated.
    
  
    
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                    The topic for our discussions at this workshop today – “If China Ruled” – is a fascinating and important one.  Naturally, this is just a thought experiment, and it is a big jump from speculating about what the world would look like if the People’s Republic of China (PRC) were the dominant player therein to assuming that this will actually occur.  As any modern China Watcher would probably tell you, there sometimes seem to be as many experts who expect a PRC collapse as expect it to continue upon its current path of increasing power and assertiveness in the world.  Will China “rule” even East Asia, let alone dominate the international system?  Beats me.  But for all the unknowability – even improbability – that characterizes such discussions, however, it is nonetheless useful, as an intriguing 
    
  
  
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      gedankenexperiment
    
  
  
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    , to think about what Chinese “rule” might look like.
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                    Let me start by saying that in this context I imagine a world that would emphatically not feel like the benign, “win-win” world of prosperous harmony that the PRC’s official narrative of international affairs seems intended to lead us to expect from Chinese primacy.   For the last ten years, Party-State officials have promoted themes related to the idea of “peaceful rising” – a slogan first developed in order to help ease American fears of an ever more powerful China, and thus to dissuade us from countervailing mobilization.
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                    Today, one hears endless talk from PRC diplomats and government-backed scholars about peaceful, “harmonious,” and “win-win” solutions to international dilemmas.  PRC propaganda, in fact, is richly saturated with a sort of “Chinese exceptionalism” that tries to depict China’s “return” to preeminence within the system of world-order as something that ought to be a happy event for everyone – an era of global peace, prosperity, stability, and justice quite unlike what the “imperialist” European powers of the 19th Century made of the world-system they dominated.
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                    But it’s worth peeling back the mask of the PRC’s globalist ideology, and I would argue that there is much we can learn from China’s past about what former President Hu Jintao’s “harmonious world” and current President Xi Jinping’s “Chinese Dream” of national “rejuvenation” and “return” to systemic primacy would mean in practice.  Ultimately, a look both at China’s Sinocentric past and what its present-day propagandists have begun to say about their vision of the future suggests that the world of a fully “returned” China – at least if it remains under the rule of Chinese Communist Party (CCP), at any rate – would likely be rather less idyllic a place than Beijing’s official narrative would have us believe.
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                    I.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Aspirations of Primacy
    
  
  
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                    To begin with, it seems very clear that it is indeed the PRC regime’s intention to shape the world-system in its image.  In conducting research for my forthcoming book, it became very clear to me that a growing number of Chinese writers have been willing – and, not insignificantly, are being permitted – to express the view that China needs to lead the way in modifying, or even replacing, the Western-led international order.
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                    The emergent “China Model” narrative has meant varying things to different users, but the general thrust is consistently clear.  The PRC regards itself as having devised a better organizational mode for human affairs, both at home and abroad, and seems increasingly willing to offer this system as an alternative – and a replacement – for the order-system forced upon the world by European imperialism and sustained for the last few decades by the United States.  Others use a range of similar terms, such as “China in ascendance,” “the China path,” “the China experience,” “the China pace,” and “the China miracle.”  Collectively, such phrasings suggest the development of a new “discourse of [Chinese] greatness.”
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                    Especially in the wake of the U.S. financial crisis of 2008-09, there has been increasing use of the idea of a “China Model,” not merely in financial and economic terms but in political ones.  Ultimately, America’s contemporary problems are chalked up not to a iniquitous economic system as so often alleged in days of greater Communist orthodoxy – for how could modern China, with its staggering inequality and rampant, environmentally-rapacious crony-capitalist brutality, make such a claim? – but to political dysfunction.  The problem, in effect, is said to be that America lacks the “harmoniously” non-competitive single-party system China has.
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                    Significantly, such thinking has also had its international dimensions.  Chinese scholars and officials tend to assume that (a) the United States and other Western countries have dictated the normative agenda of the international system, (b) this is unfair, and (c) this will change as China’s power grows, resulting in a world-system the rules and operational code of which increasingly reflect the PRC’s values and priorities.  The priority of China’s diplomacy and international posture, in fact, is apparently to speed this dynamic along, increasing Beijing’s ability to set the agenda in international affairs and in international institutions, and thus gradually reshaping the system of global order into forms more congenial to the PRC’s way of looking at things.
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                    For one thing, despite the rhetoric of “peaceful rise” and mutually-beneficial “win-win” outcomes, this agenda is very much about power.   As I emphasize repeatedly in my forthcoming book, the idea of China’s “return” has been something of a pole star for Chinese politics and policy for many decades: a means of organizing and prioritizing issues and policies according to the degree to which they contribute to the great mission of the country’s “national rejuvenation.”
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                    Indeed, I would argue that China is unique among major modern states in the degree to which its conception of national identity and its national security strategy seem to be premised upon a sense of “mission” in the form of acquiring greater power in the world.  Since 2002, every PRC official has reportedly taken an oath of office that includes the pledge to “struggle for the prosperity and empowerment of the motherland.”  The 2002 Defense White Paper published by authorities in Beijing echoes this idea, declaring that “[t]he fundamental basis for the formulation of China’s national defense policy” includes “unremittingly enhancing the overall national strength.”
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                    China, therefore, is in a sense inescapably revisionist, even revanchist, in its approach to the rest of the world: its self-conceived national mission is to make itself ever more powerful vis-à-vis everyone else.  And as I have argued elsewhere, Beijing’s vision of the world is starkly hierarchic, to the extent that its most sophisticated thinkers sometimes seem to have a hard time understanding international affairs at all if the major players therein cannot be rank-ordered up and down a status-hierarchical totem pole – e.g., on the basis of “comprehensive national power” – that defines the roles and relationships between them in ways reminiscent of classical Confucian ethics.   This is, in effect, a cousin of the traditional “rectification of names”: the “rectification of rank” in the system of social order.
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                    The central focus of PRC policy is thus about power-maximization insofar as this entails status-maximization, and thus also the solidification of a global guiding role for China at the center of all human affairs.  Chinese officials are remarkably candid about this.  “Countries with powerful cultural values,” it is said, “… export these to the whole world, which countries with poor cultural appeal have to accept.”
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                    And as China’s power grows, it is expected that Beijing will speak with ever greater authority in the world, and will use this authority to fashion the “harmonious world” it desires.  Chinese officials have set it as their aim to “control the discourse” in the international arena by pushing their own “message- and agenda-setting” agenda in global affairs, winning for the PRC what they have called “discourse control” for the whole human community as a component of China’s long-anticipated “return” to greatness.   As a Chinese ambassador reportedly exclaimed during accession negotiations for the World Trade Organization, it is anticipated that at some point in the not-so-far-distant future, it will be China that sets the rules for the world system.
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                    II.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       "Harmony" and Order
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
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    &lt;em&gt;&#xD;
      
                    
  
  
    In some sense, therefore, one could thus argue that the PRC indeed desires to “rule” the world.  Naturally, one should not sensationalize the point.  (The title of this workshop is, of course, deliberately provocative.  The invitation certainly got 
    
  
  
                    &#xD;
      &lt;em&gt;&#xD;
        
                      
    
    
      my
    
  
  
                    &#xD;
      &lt;/em&gt;&#xD;
      
                    
  
  
     attention.)  As part of our thought experiment, however, let us explore what a very powerful China 
    
  
  
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      &lt;em&gt;&#xD;
        
                      
    
    
      acting
    
  
  
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      &lt;/em&gt;&#xD;
      
                    
  
  
     on such desires might mean.  For one, to say that Beijing has such aspirations in no way necessarily implies direct dominion in the European imperialist mold.  Indeed, many Chinese thinkers would probably be appalled by the suggestion, as wedded as they seem to be to the CCP’s ideological trope that Chinese primacy would distinguish itself from European hegemonic practices by its policies of righteous benevolence.
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                    Let us thus peek beneath the surface of such idealized pretensions, in asking how things might more plausibly work.  In this regard, we should remember that Chinese officials have explained their plan for the future international environment as being a plan for a “harmonious world.”  This, indeed, is said to be “the goal of China’s new global strategy at the beginning of a new era,” and indeed to have very ancient conceptual antecedents.  No less a party official than the deputy director of the CCP’s Compilation and Translation Bureau, for instance, has proclaimed “harmonious world” theory to be “a new facet of the ancient Chinese dream of ‘great harmony in the world’ (Tianxia datong).”
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                    Indeed, they have explicitly offered the PRC’s own domestic politics as a model for understanding what such a “harmonious world” would be like, arguing as Yu does that “[t]he idea of a harmonious world is to some extent the extension of the domestic idea of a harmonious society.”  The foreign observer, then, is not just able but in fact encouraged to look to the Party-State’s domestic order for an example of the kind of “harmony” it hopes will characterize a Chinese-led international order.
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                    Remarkably, in fact, some Chinese experts even cite the Party-State’s treatment of minority populations like the Tibetans and Uighurs as examples of how a “harmonious world” will integrate and harmonize its participants.  This point has been made in print, for instance, by Yu Yingli, director of the Department of China’s Foreign Affairs at the Shanghai Institute of International Studies, and by Renmin University philosophy professor Zhang Jian, who have both suggested that the PRC’s domestic “harmony” is the model for global “harmony.”
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  &lt;p&gt;&#xD;
    
                    As for the meaning of this “harmony,” since at least the time of Liang Qichao in the early 20th Century, Chinese conceptions of legitimate political order have tended to assume away the possibility that any real conflicts of interest can exist within a properly-run society.  This view assumes that if only people see things correctly – e.g., after having been prodded toward correct views by a sternly benevolent ruler – the entire population will agree on the important issues and act together harmoniously.   In this Confucio-totalitarian theory, the harmoniousness of the whole is felt to flow from the fact that its parts – “different” though they may be one from the next– carefully stick to the roles prescribed for them in a sharply-defined and role-ascribed hierarchy.
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                    This is, then, an ideology order in which unit-level components are expected to conform to the roles and expectations implicit in their assignment to a position in a status-hierarchy in which a benevolent and paternalistic Chinese state occupies the preeminent position.
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                    III.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       Idiosyncrasies of Control
    
  
  
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    &lt;/em&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Sensing the hierarchic and Sinocentric predispositions of the Chinese cultural model – and their congruity with the PRC’s official propaganda message in the present day – some have thus hypothesized a possible return to the ancient Chinese “tribute system” that characterized the Qing Dynasty’s relationships with non-Chinese peoples around its periphery before the Middle Kingdom’s painful encounter with European power in the 19th Century.
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                    This may overstate the case.  For my part, I find it hard to imagine the revival of tributary relations in anything like this classic imperial form.  Nevertheless, it may well be the case that the Party-State and its scholarly apologists and enthusiasts envision for China some modernized analogue.  Alternatively, a future “harmonious world” may find inspiration in even more antique sources.  The Springs and Autumns period of China’s ancient past, for example – the period of quasi-feudal relationships predating the Qin unification in 221 B.C.E. – might provide a plausible model for an updated approach that combines Sinocentric deference with respect for the notional independence and autonomy of national governments.
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                    In such a system, the component states retain their basic sovereignty and would not, in theory, be coerced into anything.  Yet they would be expected – voluntarily – to comply with the dictates of Sinocentric righteousness all the same.  (That, after all, is how Confucian political order is felt to work: virtue attracts and compels all of its own.  The civilized man knows what is right, and conforms himself to it.)  As Yu Yingli of the Shanghai Institute of International Studies puts it,  “the proposal and dissemination of the ‘China ‘Model’” in the world is supposed to be “a passive and natural process.”
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                    In effect, once they had grasped the “conceptual superiority of [China’s] civilization,” other players would be expected “spontaneously” to “choose” affiliation with and deference to the Sinic core state in ways loosely analogous to how the de facto independent kingdoms of the Springs and Autumn Period tipped their hats to the Zhou king as the virtue-pole of the Chinese world even while acting largely independently.  Scholars such as Yang Qianru, Yu Yingli, Yan Xuetong, and the Tsinghua University “meritocracy” theorist Daniel Bell have all endorsed these ideas, seeing the possibility of a future world in which functional independence coexists with symbolic and political fealty to the monopole.  (Yang actually describes the states in such a system as “politically behaved bodies” rather than fully independent “states,” making the basic point even more clear.)  Upon its fully-realized “return” to greatness, China in this conception would expect everyone else to show it status-deference, and to accord Beijing the right to set the norms and dictate the dominant political “discourse” of the international system.
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                    China already demands symbolic indicia of respect and deference from foreigners in multiple ways – e.g., when the Chinese Consulate General in San Francisco angrily demanded that the small town of Corvallis, Oregon, remove from a private local building a mural depicting Chinese brutality in Tibet and supporting Taiwanese independence – and it is not hard to imagine that Beijing would ask more, especially of its neighbors, as its power grows.  Such demands, a prominent Chinese general explained to me at a conference in Beijing last year, are not “interference” in the affairs of others, because China’s interests are affected by such things.  They merely represent what the PRC has a right to expect: control over how others approach dealing with, and apparently even speaking and thinking about, China itself.
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                    In recent years, we have seen PRC leaders expand considerably their definition of what counts as Chinese “security.”  As Foreign Minister Tang Jiaxuan put it in 2002, “security is no longer a purely military concern.  It has permeated politics, economics, finance, science, technology, culture, and many other areas.”  Where events overseas – or public statements, or even attitudes – affect China’s “security” through this prism, Beijing increasingly feels obliged to denounce such deviance and demand a return to proper behavior.  Such is the price of “harmony.”
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                    In imagining a “harmonious world,” therefore, Chinese thinkers thus tend to imagine China at its center, once again the Middle Kingdom at least in its insistence upon status-deference and the dominant role in overall political agenda-setting.  Just as in traditional domestic governance the central government’s influence is expected to be “pervasive because the government sets the moral framework for the entire society,” so it seems to be expected that China will set the tone globally.  As Wang Rihua explains it, the leading player in a system is expected to use “moral influence” to “win over the people’s minds and thus accomplish a th[o]rough submission.”
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                    To be sure, the mechanism for bringing about the “thorough submission” of other countries is assumed to be, in the first instance, merely persuasive – that is, they would be expected not to have to be forced to comply, but rather spontaneously to choose to take their place within the status-hierarchy under the benevolent guidance of the virtuous leader.  But what happens if they don’t?
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                    IV.          
    
  
  
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      "Harmony" and Force
    
  
  
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                    The idea of China in a “father” role vis-à-vis other participants in the international community reveals much, for the role of father is a critical one in a Confucian system that has for thousands of years emphasized the centrality of filial piety and absolute deference to such a figure.  After all, a father has the right, and indeed the duty, to chastise unruly children, not because he wants to or feels any animus, but indeed precisely out of love and benevolent responsibility – punishing wrongdoers in order to reform their behavior, acting for their own good, for the good of the family, and for the sake of society as a whole.
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                    The shadow of military power, and the possibility of the use of force, thus looms large over the ostensibly benevolent virtuocracy of Sinocentric power.  And indeed Chinese conceptions of a “harmonious world” seem to allow for the use of military force to chastise and correct those who refuse to accept the natural order of things and to live “harmoniously” in this new system.
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                    In the modern PRC’s official narrative, military muscularity offers the power to harmonize by threat, with People’s Liberation Army (PLA) literature stressing the utility of military capabilities in overawing adversaries and creating the political conditions for victory without fighting.  Such literature suggests that in order to take proper advantage of “the awe created by military strength” the PLA will need to ensure the PRC’s possession of essentially unchallengeable martial power.
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                    Nor, despite the widespread myth – encouraged by PRC authorities themselves as part of the propaganda discourse of “peaceful rise” – that Confucian culture abhors the use of military force, is there anything inappropriate about attacking the unrighteous in order to restore social harmony.  After all, as Confucius himself noted, “[w]hen good government prevails in the empire, ceremonies, music, and punitive military expeditions proceed from the Son of Heaven.”  Ancient Chinese political theory, in fact, what sometimes looks like a riff on Augustinian “just war theory,” providing justifications – or perhaps more commonly, simply rationalizations – for the use of physical coercion against the uncivilized or those who disrupt proper order.  Punitive violence in the international arena is quite acceptable in order to “bring about global peace and humane government.”
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                    Indeed, as Ralph Sawyer’s discussion of archaeological and textual evidence about Hsia and Shang dynasty practices in the dimly-remembered era of China’s mythologized Sage Kings, Alistair Ian Johnston’s study of Ming Dynasty geopolitics, and Michael Swaine and Ashley Tellis’ work on Chinese strategy in the 20th Century have suggested, Chinese practice over the centuries has been in no way averse to using force whenever “chastisement” of wayward foreign rulers was felt necessary.
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                    There is nothing particularly unusual in China’s behavior in this regard, but neither – despite the virtuous pretensions of regime after regime over several millennia – is there anything particularly virtuous.  In Johnston’s characterization, “the determining factor in weighing strategic choices” was not any a priori rule against the use of force but instead simply “whether [China was] capable of defeating the adversary.”  Wherever and whenever it proves expeditious, force has apparently always been found entirely appropriate, even if one must sometimes wrap it in the gauze of virtuocratic rectitude.
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                    And here it is useful to remember the often-invoked model of Zheng He’s famous voyages of the early Ming period – the supposedly peaceful and “harmonious” example, it is sometimes said, of what China will do in the 21st Century with global power-projection capabilities of the first order.   On these famous voyages, the aim was – in Geoffrey Wade’s description – “to display the might of the Ming, bring the known polities [of the world] to demonstrated submission to the Ming and thereby achieve a Pax Ming throughout the known world.”
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                    Violence may not necessarily have been sought in itself, but Zheng He’s grand mission of enforced Sinocentric harmony did involve intimidation, the seizure by force of various staging posts and supply depots along the way, naval patrols to control trade routes and shipping lanes, and sometimes even major military actions and involvements in other lands.  In one scholar’s summing-up,
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    “[d]uring these voyages, Zheng’s fleet subjugated a misbehaving Chinese enclave in Sumatra; intervened in a civil war in Java; invaded Sri Lanka and took its captured ruler to China; and wiped out bandits in Sumatra.  Even where no swords were unsheathed, Zheng’s armadas were a political triumph, scaring the wits out of every foreign leader who saw them.”
  

  
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                    Reasoning by analogy, therefore, one might conclude that one possible world in which “China rules” would be a system in which a reinvigorated Middle Kingdom remains relatively uninterested in direct control of other countries – conceivably with the exception of a handful of immediate periphery states – but insists upon political deference and support from other key players in the international arena.  This China, moreover, would organize fierce politico-economic campaigns against those who offend against Sinocentric “harmony,” even to the point of being willing to mount punitive military expeditions to enforce its prerogatives and/or intervene in internal affairs where its interests, broadly construed, stand to be affected by the outcome.
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                    If others understood their roles in this system of norms established by Beijing and played their parts accordingly, everything would run smoothly, as any traditional Asian family should, and China’s “return” would indeed prove peaceful.  Offenses against the propriety of this new order, however, would be dealt with sternly as the benevolent civilizational monopole moved to restore harmony and systemic peace.
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                    V.          
    
  
  
                    &#xD;
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      Conclusion
    
  
  
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                    Not being a prophet, of course, I have no idea whether such a scenario will actually transpire, and indeed I very much hope it won’t.   With the caveat that this is only one possibility in what is surely a very broad landscape of alternative futures, however, I would argue that if China ends up with the preeminent power, status, and influence its ruling regime apparently hopes to have in the world of the mid- or late-21st Century, such a world of heavy-handedly moralistic Sinocentric primacy is a plausible one.    As such, it is a scenario we should be planning against, in a sense, as a possible world in which it will be the responsibility of U.S. policy scholars and public servants to continue to safeguard and advance our interests and our national security even vis-à-vis the dominant player in the world-system.
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                    I am looking forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 18 Sep 2013 11:10:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p173108be9e4e</guid>
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      <title>“If China Ruled” — A Thought Experiment</title>
      <link>http://www.newparadigmsforum.com/p1731</link>
      <description>Note:
Below follows the text upon which Dr. Ford based his remarks on August 16, 2013, at a workshop in Washington, D.C., entitled “If China Ruled.”   Several other U.S. China scholars and strategists also participated.
The topic for our discussions at this workshop today – “If China Ruled” – is a fascinating and important one.  [...]</description>
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      Below follows the text upon which Dr. Ford based his remarks on August 16, 2013, at a workshop in Washington, D.C., entitled “If China Ruled.”   Several other U.S. China scholars and strategists also participated.
    
  
    
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                    The topic for our discussions at this workshop today – “If China Ruled” – is a fascinating and important one.  Naturally, this is just a thought experiment, and it is a big jump from speculating about what the world would look like if the People’s Republic of China (PRC) were the dominant player therein to assuming that this will actually occur.  As any modern China Watcher would probably tell you, there sometimes seem to be as many experts who expect a PRC collapse as expect it to continue upon its current path of increasing power and assertiveness in the world.  Will China “rule” even East Asia, let alone dominate the international system?  Beats me.  But for all the unknowability – even improbability – that characterizes such discussions, however, it is nonetheless useful, as an intriguing 
    
  
  
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    , to think about what Chinese “rule” might look like.
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                    Let me start by saying that in this context I imagine a world that would emphatically not feel like the benign, “win-win” world of prosperous harmony that the PRC’s official narrative of international affairs seems intended to lead us to expect from Chinese primacy.   For the last ten years, Party-State officials have promoted themes related to the idea of “peaceful rising” – a slogan first developed in order to help ease American fears of an ever more powerful China, and thus to dissuade us from countervailing mobilization.
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                    Today, one hears endless talk from PRC diplomats and government-backed scholars about peaceful, “harmonious,” and “win-win” solutions to international dilemmas.  PRC propaganda, in fact, is richly saturated with a sort of “Chinese exceptionalism” that tries to depict China’s “return” to preeminence within the system of world-order as something that ought to be a happy event for everyone – an era of global peace, prosperity, stability, and justice quite unlike what the “imperialist” European powers of the 19th Century made of the world-system they dominated.
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                    But it’s worth peeling back the mask of the PRC’s globalist ideology, and I would argue that there is much we can learn from China’s past about what former President Hu Jintao’s “harmonious world” and current President Xi Jinping’s “Chinese Dream” of national “rejuvenation” and “return” to systemic primacy would mean in practice.  Ultimately, a look both at China’s Sinocentric past and what its present-day propagandists have begun to say about their vision of the future suggests that the world of a fully “returned” China – at least if it remains under the rule of Chinese Communist Party (CCP), at any rate – would likely be rather less idyllic a place than Beijing’s official narrative would have us believe.
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                    I.          
    
  
  
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      Aspirations of Primacy
    
  
  
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                    To begin with, it seems very clear that it is indeed the PRC regime’s intention to shape the world-system in its image.  In conducting research for my forthcoming book, it became very clear to me that a growing number of Chinese writers have been willing – and, not insignificantly, are being permitted – to express the view that China needs to lead the way in modifying, or even replacing, the Western-led international order.
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                    The emergent “China Model” narrative has meant varying things to different users, but the general thrust is consistently clear.  The PRC regards itself as having devised a better organizational mode for human affairs, both at home and abroad, and seems increasingly willing to offer this system as an alternative – and a replacement – for the order-system forced upon the world by European imperialism and sustained for the last few decades by the United States.  Others use a range of similar terms, such as “China in ascendance,” “the China path,” “the China experience,” “the China pace,” and “the China miracle.”  Collectively, such phrasings suggest the development of a new “discourse of [Chinese] greatness.”
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                    Especially in the wake of the U.S. financial crisis of 2008-09, there has been increasing use of the idea of a “China Model,” not merely in financial and economic terms but in political ones.  Ultimately, America’s contemporary problems are chalked up not to a iniquitous economic system as so often alleged in days of greater Communist orthodoxy – for how could modern China, with its staggering inequality and rampant, environmentally-rapacious crony-capitalist brutality, make such a claim? – but to political dysfunction.  The problem, in effect, is said to be that America lacks the “harmoniously” non-competitive single-party system China has.
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                    Significantly, such thinking has also had its international dimensions.  Chinese scholars and officials tend to assume that (a) the United States and other Western countries have dictated the normative agenda of the international system, (b) this is unfair, and (c) this will change as China’s power grows, resulting in a world-system the rules and operational code of which increasingly reflect the PRC’s values and priorities.  The priority of China’s diplomacy and international posture, in fact, is apparently to speed this dynamic along, increasing Beijing’s ability to set the agenda in international affairs and in international institutions, and thus gradually reshaping the system of global order into forms more congenial to the PRC’s way of looking at things.
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                    For one thing, despite the rhetoric of “peaceful rise” and mutually-beneficial “win-win” outcomes, this agenda is very much about power.   As I emphasize repeatedly in my forthcoming book, the idea of China’s “return” has been something of a pole star for Chinese politics and policy for many decades: a means of organizing and prioritizing issues and policies according to the degree to which they contribute to the great mission of the country’s “national rejuvenation.”
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                    Indeed, I would argue that China is unique among major modern states in the degree to which its conception of national identity and its national security strategy seem to be premised upon a sense of “mission” in the form of acquiring greater power in the world.  Since 2002, every PRC official has reportedly taken an oath of office that includes the pledge to “struggle for the prosperity and empowerment of the motherland.”  The 2002 Defense White Paper published by authorities in Beijing echoes this idea, declaring that “[t]he fundamental basis for the formulation of China’s national defense policy” includes “unremittingly enhancing the overall national strength.”
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                    China, therefore, is in a sense inescapably revisionist, even revanchist, in its approach to the rest of the world: its self-conceived national mission is to make itself ever more powerful vis-à-vis everyone else.  And as I have argued elsewhere, Beijing’s vision of the world is starkly hierarchic, to the extent that its most sophisticated thinkers sometimes seem to have a hard time understanding international affairs at all if the major players therein cannot be rank-ordered up and down a status-hierarchical totem pole – e.g., on the basis of “comprehensive national power” – that defines the roles and relationships between them in ways reminiscent of classical Confucian ethics.   This is, in effect, a cousin of the traditional “rectification of names”: the “rectification of rank” in the system of social order.
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                    The central focus of PRC policy is thus about power-maximization insofar as this entails status-maximization, and thus also the solidification of a global guiding role for China at the center of all human affairs.  Chinese officials are remarkably candid about this.  “Countries with powerful cultural values,” it is said, “… export these to the whole world, which countries with poor cultural appeal have to accept.”
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                    And as China’s power grows, it is expected that Beijing will speak with ever greater authority in the world, and will use this authority to fashion the “harmonious world” it desires.  Chinese officials have set it as their aim to “control the discourse” in the international arena by pushing their own “message- and agenda-setting” agenda in global affairs, winning for the PRC what they have called “discourse control” for the whole human community as a component of China’s long-anticipated “return” to greatness.   As a Chinese ambassador reportedly exclaimed during accession negotiations for the World Trade Organization, it is anticipated that at some point in the not-so-far-distant future, it will be China that sets the rules for the world system.
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    In some sense, therefore, one could thus argue that the PRC indeed desires to “rule” the world.  Naturally, one should not sensationalize the point.  (The title of this workshop is, of course, deliberately provocative.  The invitation certainly got 
    
  
  
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     attention.)  As part of our thought experiment, however, let us explore what a very powerful China 
    
  
  
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     on such desires might mean.  For one, to say that Beijing has such aspirations in no way necessarily implies direct dominion in the European imperialist mold.  Indeed, many Chinese thinkers would probably be appalled by the suggestion, as wedded as they seem to be to the CCP’s ideological trope that Chinese primacy would distinguish itself from European hegemonic practices by its policies of righteous benevolence.
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                    Let us thus peek beneath the surface of such idealized pretensions, in asking how things might more plausibly work.  In this regard, we should remember that Chinese officials have explained their plan for the future international environment as being a plan for a “harmonious world.”  This, indeed, is said to be “the goal of China’s new global strategy at the beginning of a new era,” and indeed to have very ancient conceptual antecedents.  No less a party official than the deputy director of the CCP’s Compilation and Translation Bureau, for instance, has proclaimed “harmonious world” theory to be “a new facet of the ancient Chinese dream of ‘great harmony in the world’ (Tianxia datong).”
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                    Indeed, they have explicitly offered the PRC’s own domestic politics as a model for understanding what such a “harmonious world” would be like, arguing as Yu does that “[t]he idea of a harmonious world is to some extent the extension of the domestic idea of a harmonious society.”  The foreign observer, then, is not just able but in fact encouraged to look to the Party-State’s domestic order for an example of the kind of “harmony” it hopes will characterize a Chinese-led international order.
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                    Remarkably, in fact, some Chinese experts even cite the Party-State’s treatment of minority populations like the Tibetans and Uighurs as examples of how a “harmonious world” will integrate and harmonize its participants.  This point has been made in print, for instance, by Yu Yingli, director of the Department of China’s Foreign Affairs at the Shanghai Institute of International Studies, and by Renmin University philosophy professor Zhang Jian, who have both suggested that the PRC’s domestic “harmony” is the model for global “harmony.”
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                    As for the meaning of this “harmony,” since at least the time of Liang Qichao in the early 20th Century, Chinese conceptions of legitimate political order have tended to assume away the possibility that any real conflicts of interest can exist within a properly-run society.  This view assumes that if only people see things correctly – e.g., after having been prodded toward correct views by a sternly benevolent ruler – the entire population will agree on the important issues and act together harmoniously.   In this Confucio-totalitarian theory, the harmoniousness of the whole is felt to flow from the fact that its parts – “different” though they may be one from the next– carefully stick to the roles prescribed for them in a sharply-defined and role-ascribed hierarchy.
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                    This is, then, an ideology order in which unit-level components are expected to conform to the roles and expectations implicit in their assignment to a position in a status-hierarchy in which a benevolent and paternalistic Chinese state occupies the preeminent position.
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                    Sensing the hierarchic and Sinocentric predispositions of the Chinese cultural model – and their congruity with the PRC’s official propaganda message in the present day – some have thus hypothesized a possible return to the ancient Chinese “tribute system” that characterized the Qing Dynasty’s relationships with non-Chinese peoples around its periphery before the Middle Kingdom’s painful encounter with European power in the 19th Century.
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                    This may overstate the case.  For my part, I find it hard to imagine the revival of tributary relations in anything like this classic imperial form.  Nevertheless, it may well be the case that the Party-State and its scholarly apologists and enthusiasts envision for China some modernized analogue.  Alternatively, a future “harmonious world” may find inspiration in even more antique sources.  The Springs and Autumns period of China’s ancient past, for example – the period of quasi-feudal relationships predating the Qin unification in 221 B.C.E. – might provide a plausible model for an updated approach that combines Sinocentric deference with respect for the notional independence and autonomy of national governments.
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                    In such a system, the component states retain their basic sovereignty and would not, in theory, be coerced into anything.  Yet they would be expected – voluntarily – to comply with the dictates of Sinocentric righteousness all the same.  (That, after all, is how Confucian political order is felt to work: virtue attracts and compels all of its own.  The civilized man knows what is right, and conforms himself to it.)  As Yu Yingli of the Shanghai Institute of International Studies puts it,  “the proposal and dissemination of the ‘China ‘Model’” in the world is supposed to be “a passive and natural process.”
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                    In effect, once they had grasped the “conceptual superiority of [China’s] civilization,” other players would be expected “spontaneously” to “choose” affiliation with and deference to the Sinic core state in ways loosely analogous to how the de facto independent kingdoms of the Springs and Autumn Period tipped their hats to the Zhou king as the virtue-pole of the Chinese world even while acting largely independently.  Scholars such as Yang Qianru, Yu Yingli, Yan Xuetong, and the Tsinghua University “meritocracy” theorist Daniel Bell have all endorsed these ideas, seeing the possibility of a future world in which functional independence coexists with symbolic and political fealty to the monopole.  (Yang actually describes the states in such a system as “politically behaved bodies” rather than fully independent “states,” making the basic point even more clear.)  Upon its fully-realized “return” to greatness, China in this conception would expect everyone else to show it status-deference, and to accord Beijing the right to set the norms and dictate the dominant political “discourse” of the international system.
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                    China already demands symbolic indicia of respect and deference from foreigners in multiple ways – e.g., when the Chinese Consulate General in San Francisco angrily demanded that the small town of Corvallis, Oregon, remove from a private local building a mural depicting Chinese brutality in Tibet and supporting Taiwanese independence – and it is not hard to imagine that Beijing would ask more, especially of its neighbors, as its power grows.  Such demands, a prominent Chinese general explained to me at a conference in Beijing last year, are not “interference” in the affairs of others, because China’s interests are affected by such things.  They merely represent what the PRC has a right to expect: control over how others approach dealing with, and apparently even speaking and thinking about, China itself.
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                    In recent years, we have seen PRC leaders expand considerably their definition of what counts as Chinese “security.”  As Foreign Minister Tang Jiaxuan put it in 2002, “security is no longer a purely military concern.  It has permeated politics, economics, finance, science, technology, culture, and many other areas.”  Where events overseas – or public statements, or even attitudes – affect China’s “security” through this prism, Beijing increasingly feels obliged to denounce such deviance and demand a return to proper behavior.  Such is the price of “harmony.”
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                    In imagining a “harmonious world,” therefore, Chinese thinkers thus tend to imagine China at its center, once again the Middle Kingdom at least in its insistence upon status-deference and the dominant role in overall political agenda-setting.  Just as in traditional domestic governance the central government’s influence is expected to be “pervasive because the government sets the moral framework for the entire society,” so it seems to be expected that China will set the tone globally.  As Wang Rihua explains it, the leading player in a system is expected to use “moral influence” to “win over the people’s minds and thus accomplish a th[o]rough submission.”
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                    To be sure, the mechanism for bringing about the “thorough submission” of other countries is assumed to be, in the first instance, merely persuasive – that is, they would be expected not to have to be forced to comply, but rather spontaneously to choose to take their place within the status-hierarchy under the benevolent guidance of the virtuous leader.  But what happens if they don’t?
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                    The idea of China in a “father” role vis-à-vis other participants in the international community reveals much, for the role of father is a critical one in a Confucian system that has for thousands of years emphasized the centrality of filial piety and absolute deference to such a figure.  After all, a father has the right, and indeed the duty, to chastise unruly children, not because he wants to or feels any animus, but indeed precisely out of love and benevolent responsibility – punishing wrongdoers in order to reform their behavior, acting for their own good, for the good of the family, and for the sake of society as a whole.
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                    The shadow of military power, and the possibility of the use of force, thus looms large over the ostensibly benevolent virtuocracy of Sinocentric power.  And indeed Chinese conceptions of a “harmonious world” seem to allow for the use of military force to chastise and correct those who refuse to accept the natural order of things and to live “harmoniously” in this new system.
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                    In the modern PRC’s official narrative, military muscularity offers the power to harmonize by threat, with People’s Liberation Army (PLA) literature stressing the utility of military capabilities in overawing adversaries and creating the political conditions for victory without fighting.  Such literature suggests that in order to take proper advantage of “the awe created by military strength” the PLA will need to ensure the PRC’s possession of essentially unchallengeable martial power.
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                    Nor, despite the widespread myth – encouraged by PRC authorities themselves as part of the propaganda discourse of “peaceful rise” – that Confucian culture abhors the use of military force, is there anything inappropriate about attacking the unrighteous in order to restore social harmony.  After all, as Confucius himself noted, “[w]hen good government prevails in the empire, ceremonies, music, and punitive military expeditions proceed from the Son of Heaven.”  Ancient Chinese political theory, in fact, what sometimes looks like a riff on Augustinian “just war theory,” providing justifications – or perhaps more commonly, simply rationalizations – for the use of physical coercion against the uncivilized or those who disrupt proper order.  Punitive violence in the international arena is quite acceptable in order to “bring about global peace and humane government.”
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                    Indeed, as Ralph Sawyer’s discussion of archaeological and textual evidence about Hsia and Shang dynasty practices in the dimly-remembered era of China’s mythologized Sage Kings, Alistair Ian Johnston’s study of Ming Dynasty geopolitics, and Michael Swaine and Ashley Tellis’ work on Chinese strategy in the 20th Century have suggested, Chinese practice over the centuries has been in no way averse to using force whenever “chastisement” of wayward foreign rulers was felt necessary.
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                    There is nothing particularly unusual in China’s behavior in this regard, but neither – despite the virtuous pretensions of regime after regime over several millennia – is there anything particularly virtuous.  In Johnston’s characterization, “the determining factor in weighing strategic choices” was not any a priori rule against the use of force but instead simply “whether [China was] capable of defeating the adversary.”  Wherever and whenever it proves expeditious, force has apparently always been found entirely appropriate, even if one must sometimes wrap it in the gauze of virtuocratic rectitude.
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                    And here it is useful to remember the often-invoked model of Zheng He’s famous voyages of the early Ming period – the supposedly peaceful and “harmonious” example, it is sometimes said, of what China will do in the 21st Century with global power-projection capabilities of the first order.   On these famous voyages, the aim was – in Geoffrey Wade’s description – “to display the might of the Ming, bring the known polities [of the world] to demonstrated submission to the Ming and thereby achieve a Pax Ming throughout the known world.”
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                    Violence may not necessarily have been sought in itself, but Zheng He’s grand mission of enforced Sinocentric harmony did involve intimidation, the seizure by force of various staging posts and supply depots along the way, naval patrols to control trade routes and shipping lanes, and sometimes even major military actions and involvements in other lands.  In one scholar’s summing-up,
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    “[d]uring these voyages, Zheng’s fleet subjugated a misbehaving Chinese enclave in Sumatra; intervened in a civil war in Java; invaded Sri Lanka and took its captured ruler to China; and wiped out bandits in Sumatra.  Even where no swords were unsheathed, Zheng’s armadas were a political triumph, scaring the wits out of every foreign leader who saw them.”
  

  
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                    Reasoning by analogy, therefore, one might conclude that one possible world in which “China rules” would be a system in which a reinvigorated Middle Kingdom remains relatively uninterested in direct control of other countries – conceivably with the exception of a handful of immediate periphery states – but insists upon political deference and support from other key players in the international arena.  This China, moreover, would organize fierce politico-economic campaigns against those who offend against Sinocentric “harmony,” even to the point of being willing to mount punitive military expeditions to enforce its prerogatives and/or intervene in internal affairs where its interests, broadly construed, stand to be affected by the outcome.
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                    If others understood their roles in this system of norms established by Beijing and played their parts accordingly, everything would run smoothly, as any traditional Asian family should, and China’s “return” would indeed prove peaceful.  Offenses against the propriety of this new order, however, would be dealt with sternly as the benevolent civilizational monopole moved to restore harmony and systemic peace.
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                    Not being a prophet, of course, I have no idea whether such a scenario will actually transpire, and indeed I very much hope it won’t.   With the caveat that this is only one possibility in what is surely a very broad landscape of alternative futures, however, I would argue that if China ends up with the preeminent power, status, and influence its ruling regime apparently hopes to have in the world of the mid- or late-21st Century, such a world of heavy-handedly moralistic Sinocentric primacy is a plausible one.    As such, it is a scenario we should be planning against, in a sense, as a possible world in which it will be the responsibility of U.S. policy scholars and public servants to continue to safeguard and advance our interests and our national security even vis-à-vis the dominant player in the world-system.
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                    I am looking forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 18 Sep 2013 11:10:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1731</guid>
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      <title>A Perspective upon Arms Control</title>
      <link>http://www.newparadigmsforum.com/p161812f87a8b</link>
      <description>Note:
Below is the text of remarks Dr. Ford presented on February 12, 2013, at the U.S. Department of State’s Foreign Service Institute (FSI).
Good afternoon everyone.  It’s a pleasure to be back at FSI.   Your instructors asked me to come in today to offer my perspective upon arms control.   In light of what [...]</description>
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      Below is the text of remarks Dr. Ford presented on February 12, 2013, at the U.S. Department of State’s 
      
    
      
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       (FSI).
    
  
    
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                    Good afternoon everyone.  It’s a pleasure to be back at FSI.   Your instructors asked me to come in today to offer my perspective upon arms control.   In light of what I remember the prevailing ethos to be at the State Department regarding arms control issues, and in the interest of challenging you a little bit, what I’d like to do is say a few words to problematize and “de-theologize” arms control for you in intellectually useful ways.  I’m certainly in no way opposed to arms control in principle, but neither am I 
    
  
  
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     to it in principle.  As a public policy choice, I think uncritically embracing arms control measures is as foolish as uncritically opposing them.
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                    Arms control is simply one among many possible tools that national leaders can use in order to serve other ends – national security, strategic stability, international peace, competitive advantage, or whatever – and, like most other tools, it’s probably wrong to assign it intrinsic merit or demerit.  It can be helpful or unhelpful; it can be used well or unwisely.  Details matter.
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                    Arms control should be judged on the basis of what one does with it: it should be pursued where it would be useful and avoided where it wouldn’t.  When stated that way, of course, this sounds like no more than basic common sense, but you might be surprised how often the notion of arms control – like “disarmament” itself – is reified and valorized on the basis merely of 
    
  
  
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     value.  Let me therefore state clearly at the outset that I think arms control 
    
  
  
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      a priori 
    
  
  
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    value.  Life is a lot more complicated than that.
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                    I.           
    
  
  
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      Types of Arms Control
    
  
  
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    Before I discuss some of these complexities, let me start by offering a typology of arms control measures.   I break arms control down into three categories.
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    1)   First come bilateral and multilateral agreements and arrangements related to limiting, reducing, proscribing, and/or dismantling some sort of weaponry or other military-related technology.  I call these 
    
  
    
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      regulatory 
    
  
    
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    measures.  This is most intuitively obvious form: it is the traditional bread-and-butter of the arms control world.   It aims to control what capabilities one possesses.
  

  
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    2)   Second are efforts to develop and promote “best practices” or codes of conduct pertaining to the 
    
  
    
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    of certain types of technology or capability.  These I call 
    
  
    
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    measures: they relate not to what you 
    
  
    
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     but what you can 
    
  
    
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     with it.
  

  
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    3)   Finally, there are steps related to transparency and confidence-building – that is, 
    
  
    
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    measures.  Into this bundle fall most transparency and confidence-building measures (T/CBMs).   These are often treated as a sort of auxiliary element in arms control, or as useful primarily with regard to facilitating verification of capability-regulatory measures, but I think they have real value in their own right and deserve to be considered a distinct form of their own.
  

  
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                    One way or the other, these categories address themselves to the nature or scope of the threat states seem to pose to each other through their actual or potential possession of a particular type of military capabilities.  Indeed, I think one can conceive of 
    
  
  
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     arms control as being most fundamentally about information – specifically, about trying to reduce the uncertainty that faces a country’s strategic planners.  Capability-regulatory measures aim to reassure them that certain threats will not arise because potential adversaries will not acquire, or will restrain, a particular capability.   Behavioral measures seek to reduce the uncertainty that surrounds the 
    
  
  
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     of whatever capabilities exist, while information measures simply seek to make the parties better informed about the situation they face, whatever it is.
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                    These three categories are not mutually exclusive forms of arms control, of course, and they may be, and often are, employed in combination, hopefully reinforcing each other.   One way or the other, however, they aspire to give planners more confidence about the nature of the future security environment, narrowing the landscape of alternative scenarios against which planning will prudently need to be undertaken – ideally by reducing the likelihood of more extreme threat scenarios, but at the very least by reducing the risk of unfavorable strategic surprise.
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      Potential Benefits of Arms Control
    
  
  
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                    So let’s think about the ways in which arms control can be a good policy choice.  First, arms control can be used to slow or stop the course of a destabilizing arms race.  Arms races are not 
    
  
  
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     destabilizing, I think, but they certainly 
    
  
  
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     be, especially to the extent that one side possesses some technological, economic, or other advantage that may enable it to pull ahead or “win” the race over time.   Even if an arms race does not necessarily intrinsically destabilize, moreover, it may be well worth impeding an upward spiral in order to permit the competitors to direct resources to worthier causes, or to prevent there from being such a weight of armaments that the results would be catastrophic if conflict does occur.   Capability-focused arms control can play a role in slowing or stopping such a race by setting limits upon what the parties are permitted to possess.
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                    Capability-regulatory arms control can also be beneficial where it prevents possession of or reliance upon a particular 
    
  
  
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    of capability in ways, or to a degree, that would tend to destabilize the relationship between the parties and make conflict more likely.   To give an example, many strategic analysts believe the deployment of ballistic missiles with multiple, independently-targeted re-entry vehicles (MIRVs) tend to be destabilizing because they make it easier for small numbers of missiles to take out large numbers of enemy systems, thus arguably encouraging preemption by an aggressor and/or launch-on-warning decisions by their potential victims.   The second Strategic Arms Limitation Treaty (START) of the 1990s would have prohibited MIRVing, and though the Russians refused to ratify it, it stands as an example of how arms control can be used in an attempt to keep parties from possessing not just more than a specific 
    
  
  
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                    Arms control can also play a role in restraining parties in a reciprocally asymmetrical way – that is, 
    
  
  
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    competitive domains – that conduces to stability, the avoidance of war, or other goals.   If one country most fears the other’s aircraft and that country most fears the first country’s ships, for example, it might be fruitless to try to negotiate aerial or naval capability restrictions alone (and especially “equal” ones); it might even be destabilizing if the parties did.  On the other hand, an arms control agreement that in some way limited aircraft while also constraining ships for both sides, would seem not just to offer something to both parties but actually to address the potential instability challenge presented by the specter of each side’s unconstrained pursuit of some special comparative advantage.
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    capability-regulatory arms control of the sort that seeks to keep certain capabilities from proliferating beyond a pre-established group of possessors – as is the case with the Nuclear Nonproliferation Treaty (NPT), the most well known example of this type – can also play an important role in keeping things from spiraling out of control as the arrival of additional players creates an unmanageably complex and breakdown-prone matrix of deterrent balances.
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                    Information-focused approaches “do” less than capability-restriction regimes, in the sense that they do not in themselves oblige any change in a party’s force posture.   Nevertheless, information-concessive arms control can sometimes provide real benefits by increasing parties’ understanding of the realities they face.   Naturally, the impact of such understanding will depend upon what this situation actually is, but T/CBMs can make a relationship more stable where they help dispel distrust and suspicion rooted in 
    
  
  
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    perceptions that otherwise might spur the sides to adopt policies or acquire capabilities that could destabilize the balance between them.
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                    The degree to which T/CBMs can ameliorate concerns about another party’s intentions is limited, since intentions are notoriously difficult to “know” with real assurance, and can in any event change.  Nevertheless, such measures can provide at least 
    
  
  
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    window upon intentions, and can offer insight into another country’s ability to 
    
  
  
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    upon its intentions, even if they prove malign.   Of course, the degree to which genuine transparency reduces distrust and fear will depend upon what is revealed.  It might be, for instance, that information-concessive measures serve not to 
    
  
  
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    them.  (Sometimes there really 
    
  
  
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    threats out there.)  All the same, even where transparency 
    
  
  
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    of a threat – that is, eliminating one’s false sense of security – is hardly without value: no one wants to face unfavorable strategic surprise.
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                    Arms control – or at least the posture of 
    
  
  
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     arms control – can also have value as a diplomatic gambit, sincere or otherwise.  Some experts argue, for instance, that the mere 
    
  
  
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     of arms control agreements can have value, such as by making the 
    
  
  
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    point that one seeks peace and does not desire strategic advantage over a potential adversary.   (In this way, the seeking
    
  
  
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    function as a sort of confidence-building measure.   Perhaps not for nothing, then, does Article VI of the NPT oblige parties to “pursue negotiations in good faith” on nuclear disarmament; this may not be quite the empty gesture it is sometimes depicted as being.)  It may be, furthermore, that negotiating is sometimes useful as a way of making a point to 
    
  
  
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    , whether or not agreement is achieved, or even expected.  Talks can sometimes serve to show the public in your own country or elsewhere, for example, that you are interested in a peaceful solution, even if the other side is not.   Negotiations can also be used to show that one has “gone the extra mile” before resorting to other measures.
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                    (This is not to suggest, of course, that any of these indirect effects would outweigh the costs of accepting a bad agreement.  Nor is it to say that the posture of mere “seeking” will necessarily produce any benefits at all in any particular case, much less any benefit that would outweigh the potential cost of validating foolish principles even if an actual agreement were clearly not forthcoming.  These are empirical questions, not matters discernible 
    
  
  
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      a priori
    
  
  
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    .  Nonetheless, one must admit at least the possibility of such value.)
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                    It may also be that reaching an arms control treaty may have value for one or more parties to some extent 
    
  
  
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      irrespective 
    
  
  
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    of the agreement’s actual content – as perhaps with Russia in the late 1990s and early 2000s, when it often seemed that getting some kind of legally-binding strategic treaty with the United States was most prized simply as the symbolic coinage of Moscow’s continued status as a superpower.   Sometimes, indeed, the act of negotiating may 
    
  
  
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    amount to giving the other side a boon or a concession – as seems to be the case today with North Korea, which shows not the slightest sign of being willing to give up its nuclear weapons (and in fact seems to have tested a new one not long ago) but nonetheless seeks nuclear talks with the United States in order to feed its own self-image as a nuclear weapons state and a world power that others must take seriously.
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                    So what about behaviorally-regulatory arms control?  Such behavioral approaches seek to channel participants’ policy choices away from forms of competition or interaction that are particularly dangerous or provocative, and even though such controls are necessarily less constraining than capability controls – for it is easier to change behavior than to develop new weapons systems – they can provide benefits to the extent that they succeed in doing so.
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                    Not all behavioral promises are equally credible, of course.  (Perhaps the classic problem case is the idea of a nuclear weapons “no first use” [NFU] rule, which it is very hard to imagine a nuclear weapons possessor actually following if compliance meant the likelihood of it losing a major conventional war.)  That said, they can still sometimes be useful.  In this regard, I’m particularly fond of measures such as nonproliferation “best practices” such as the Missile Technology Control Regime (MTCR) and the Hague Code of Conduct on missile transfers.   These don’t really bind parties to do much, and probably won’t do much where it matters most, but they generally appear to elicit at least 
    
  
  
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     greater degree of restraint that would otherwise have been the case.
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                    As a final comment about when arms control can be useful, it’s also worth mentioning that capability-based arms control (in particular) can be used to negotiate deals that constrain a potential adversary’s area of comparative advantage while leaving one’s own essentially untouched.  This doesn’t occur only where a deal is 
    
  
  
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     lopsided – 
    
  
  
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      e.g.
    
  
  
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    , by allowing one side a dramatically stronger force posture – but also where an agreement treats the parties 
    
  
  
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      equally 
    
  
  
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    on its own terms while yet having an asymmetric net impact.   (This might occur, for instance, if a treaty prohibited a type of weapon in the development of which one side had distinct advantages, while leaving the other side free to compete in areas in which it enjoyed greater strength and the first party was weaker.)   Precisely because they tend to provide asymmetric advantages, such deals are not necessarily conducive to strategic stability, but it’s easy to see how they might be attractive to those who can get such favorable terms.
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                    III.           
    
  
  
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      Possible Pitfalls of Arms Control
    
  
  
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                    The possibility of such asymmetry in net impact, however, leads us to the other side of the leger: the possibility that under certain circumstances, arms control can be harmful.  This would presumably be the case from the perspective of the 
    
  
  
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     in a lopsided deal, and indeed it has been the ambition of many an arms control proposal over the years to create net asymmetry for purposes of competitive advantage.   (The Soviet “nuclear freeze” advocacy of the early 1980s and the Sino-Russian “weapons in outer space” efforts of more recent years are classic cases.  The former was designed both to freeze in place a Soviet theater nuclear advantage and to preclude nuclear responses to Warsaw Pact numerical superiority in conventional forces.   The latter proposals have been designed to preclude possible future U.S. deployment of the space-based weaponry feared by Beijing and Moscow while leaving untouched 
    
  
  
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      their
    
  
  
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     ability to threaten U.S. space assets with terrestrially-based systems.)
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                    Arms control agreements, of course, can also create problems where they fix one party in place while the other cheats.  Verification doesn’t always have to be perfect, of course, for depending upon the circumstances, not all violations have huge significance.   But often they do, and if an agreement under which the opposing party can achieve such advantages – either without being detected at all, or at least quickly enough that the other cannot respond in time – then the seeds have been sown for disaster.
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                    But there can be problems even beyond the problems of potentially undetected or unanswerable noncompliance.   More generally, precisely because it is the ambition of arms control – or at least capability-focused arms control – to constrain specified types of arms competition, potential pitfalls can also lurk in its very 
    
  
  
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      success
    
  
  
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     in doing this.  After all, strategic relationships are not static balances, but instead dynamic ones.  The world changes over time, one’s security environment evolves, and the requirements of stability, security, and deterrence therein are not fixed.  As a rule, in complex dynamic systems inflexibility is a recipe for failure: systems survive to the extent that they can maintain themselves at some “sweet spot” between chaos and rigidity, being able to maintain coherence and a sort of net stability over time, but not in such an ossified form that they are unable to absorb the inevitable perturbations that they encounter when interacting with their environment.
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                    What security, stability, and deterrence require today is not necessarily what will be required tomorrow, and precisely to the extent that they do try to fix in place a particular force posture balance or technological mix, there is a danger that arms control measures can outlive whatever contributions to peace and security they might initially create.  Should circumstances change over time, arms control might end up being 
    
  
  
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    , by retarding one or more parties’ ability to adapt safely to new developments.
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                    The possibility of such “lock in” problems is often implicitly recognized in arms control agreements themselves, which commonly contain not only withdrawal clauses but also “sunset” provisions pursuant to which the entire deal will eventually expire and thereupon be subject to renegotiation in light of the then-prevailing circumstances.  The Anti-Ballistic Missile (ABM) Treaty of 1972 is a classic example of an arrangement designed for one state of affairs that one of its parties later decided had become maladaptive in the face of 
    
  
  
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     circumstances – in this case, not as a result of anything the other party had done, but because of the emergence of third-party threats – and from which that party thus withdrew.
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                    Strategic arms control negotiators sometimes expressly leave room for the parties to an agreement to adjust their force mix as they see fit within a broad set of overall parameters.  Such an approach – employed in the Moscow Treaty of 2002, and to some extent also in the so-called “New START” deal of 2010 – reflects the understanding not only that treaty parties do not face identical situations, but also that that their needs can evolve even during the duration of an agreement.  As a result, it can thus be harmful to specify 
    
  
  
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    in an arms control agreement.
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                    Flexibility within the terms of a treaty – that is, a willingness 
    
  
  
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    to provide for 
    
  
  
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    control of parties’ future decision-making on things such as weapons acquisition and deployment – thus seems to be valued, presumably at least in part because it reduces the danger that capability lock-in will imperil the interests of either side.   Such measures are important responses to the risk of maladaptive “lock-in,” but the challenge is a more general one: even with such partial safeguards, the decision to engage in any arms control deal will need to balance the benefits to be had from a specified type of constraint against the potential costs of such rigidity.
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                    Another potential pitfall lies in “displacement effects” – that is, the risk that constraining competition in one arena will result in its displacement to other arenas.   This is not always bad, of course.  If there is to be competition, it is perhaps better to have it occur in some ways than in others, and if arms control can constrain competitive dynamics in the most dangerous areas then it may be well worth its costs and risks.  Outcomes in complex adaptive systems are hard to predict, however, and it may be that displacement to another arena turns out to be equally (or even 
    
  
  
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    ) problematic even than the original competition.
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                    (The Washington Naval Treaties of the 1920s that limited traditional capital ships, for instance, may have accelerated the great powers’ movement into new fields such as submarines and carrier-based aviation, which would turn out to be much more important tools of warfare – as well as providing Germany with an asymmetric advantage in the Atlantic in the early stages of World War Two and Japan with the tools for its infamous surprise attack of 1941.   Similarly, by constraining competition in missile numbers, the first Strategic Arms Limitation Treaty [SALT] between the United States and the Soviet Union may have accelerated and deepened the parties’ destabilizing reliance upon MIRVed weaponry.   And it is possible that in the unlikely event that the Comprehensive Test Ban Treaty [CTBT] ever comes into force, it will displace nuclear competition into areas such as the proliferation and replication of “pre-tested” designs, or the development of “gun-type” weaponry that doesn’t need testing in the first place, with uncertain implications for net global stability.)
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                    Finally, one should remember that arms control has an 
    
  
  
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     National leaders only have so much time, energy, and political capital available that can be “invested” in the pursuit of policy objectives.   As a result, seeking an arms control agreement necessarily means – as a practical matter – that one 
    
  
  
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     initiatives.   This is fine if there aren’t more important things that need attention, but if one’s strategic circumstances are such that there 
    
  
  
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     much danger of a spiraling arms competition – or if one 
    
  
  
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     face a dangerous adversary whose weapon acquisition or behavior one needs to constrain or at least better understand for one’s own strategic planning – it might be wiser to spend one’s finite reserves of political and diplomatic capital on other things.  Arms control should not be pursued out of mere inertia, or solely out of some politically-correct conception of virtue ethics that prizes 
    
  
  
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     arms control for its own sake even where 
    
  
  
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     it would contribute little or nothing to peace and security.   It should be pursued where the advantages to be had outweigh what one could do with that time, energy, and political capital on other policy fronts, but not otherwise.
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                    IV.           
    
  
  
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      Conclusion
    
  
  
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    On the whole, I think that arms control’s record is historically mixed and theoretically problematic enough to teach us that it is unwise to approach these matters without caution and an open-eyed awareness of arms control’s various potential risks as well as its potential benefits.
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                    If anything, on the whole, I suspect that the conventional wisdom in much of the policy community – and in institutions such as the State Department, if in present company I might be so bold – rather overvalues arms control.  Historically, arms control has sometimes been useful in helping manage aspects of strategic competitions that might otherwise have been more dangerous.  It has not, however, been a mechanism capable of effecting significant 
    
  
  
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     for the better in such strategic relationships.  (It can 
    
  
  
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     and build upon change that occurs in the nature of strategic relationships, such as with the end of the Cold War, but the greatest successes of arms control have 
    
  
  
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     rather than 
    
  
  
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     strategic change.)   And arms control has real pitfalls, which constitute potential traps for the unwary.
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                    Yet arms control can indeed have real value, and as I suggested at the outset of these remarks, we would be no less foolish to 
    
  
  
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     it on principle than to 
    
  
  
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     upon it on principle.   Details matter, complexity is pervasive, and I think it would be entirely unwarranted to posit a 
    
  
  
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     answer – either positive or negative – about the merits of arms control.  Instead, the key lesson is to avoid ideological complacency, remembering that arms control is neither inherently bad 
    
  
  
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    inherently good.  It is simply a tool, and if one wishes to use it well, there are many variables to take into consideration.  Arms control 
    
  
  
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      theory 
    
  
  
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    needs to be “de-theologized,” I submit, if arms control is to be 
    
  
  
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    well.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 28 Aug 2013 18:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p161812f87a8b</guid>
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      <title>A Perspective upon Arms Control</title>
      <link>http://www.newparadigmsforum.com/p1618</link>
      <description>Note:
Below is the text of remarks Dr. Ford presented on February 12, 2013, at the U.S. Department of State’s Foreign Service Institute (FSI).
Good afternoon everyone.  It’s a pleasure to be back at FSI.   Your instructors asked me to come in today to offer my perspective upon arms control.   In light of what [...]</description>
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      Below is the text of remarks Dr. Ford presented on February 12, 2013, at the U.S. Department of State’s 
      
    
      
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       (FSI).
    
  
    
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                    Good afternoon everyone.  It’s a pleasure to be back at FSI.   Your instructors asked me to come in today to offer my perspective upon arms control.   In light of what I remember the prevailing ethos to be at the State Department regarding arms control issues, and in the interest of challenging you a little bit, what I’d like to do is say a few words to problematize and “de-theologize” arms control for you in intellectually useful ways.  I’m certainly in no way opposed to arms control in principle, but neither am I 
    
  
  
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     to it in principle.  As a public policy choice, I think uncritically embracing arms control measures is as foolish as uncritically opposing them.
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                    Arms control is simply one among many possible tools that national leaders can use in order to serve other ends – national security, strategic stability, international peace, competitive advantage, or whatever – and, like most other tools, it’s probably wrong to assign it intrinsic merit or demerit.  It can be helpful or unhelpful; it can be used well or unwisely.  Details matter.
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                    Arms control should be judged on the basis of what one does with it: it should be pursued where it would be useful and avoided where it wouldn’t.  When stated that way, of course, this sounds like no more than basic common sense, but you might be surprised how often the notion of arms control – like “disarmament” itself – is reified and valorized on the basis merely of 
    
  
  
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      a priori
    
  
  
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     assumptions of its 
    
  
  
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      per se
    
  
  
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     value.  Let me therefore state clearly at the outset that I think arms control 
    
  
  
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      has
    
  
  
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     no 
    
  
  
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      a priori 
    
  
  
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    value.  Life is a lot more complicated than that.
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                    I.           
    
  
  
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      Types of Arms Control
    
  
  
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    Before I discuss some of these complexities, let me start by offering a typology of arms control measures.   I break arms control down into three categories.
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    1)   First come bilateral and multilateral agreements and arrangements related to limiting, reducing, proscribing, and/or dismantling some sort of weaponry or other military-related technology.  I call these 
    
  
    
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      capability
    
  
    
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    -
    
  
    
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      regulatory 
    
  
    
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    measures.  This is most intuitively obvious form: it is the traditional bread-and-butter of the arms control world.   It aims to control what capabilities one possesses.
  

  
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    2)   Second are efforts to develop and promote “best practices” or codes of conduct pertaining to the 
    
  
    
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      use 
    
  
    
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    of certain types of technology or capability.  These I call 
    
  
    
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      behaviorally
    
  
    
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    -
    
  
    
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      regulatory 
    
  
    
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    measures: they relate not to what you 
    
  
    
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      have
    
  
    
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     but what you can 
    
  
    
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      do
    
  
    
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     with it.
  

  
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    3)   Finally, there are steps related to transparency and confidence-building – that is, 
    
  
    
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      information-concessive 
    
  
    
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    measures.  Into this bundle fall most transparency and confidence-building measures (T/CBMs).   These are often treated as a sort of auxiliary element in arms control, or as useful primarily with regard to facilitating verification of capability-regulatory measures, but I think they have real value in their own right and deserve to be considered a distinct form of their own.
  

  
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                    One way or the other, these categories address themselves to the nature or scope of the threat states seem to pose to each other through their actual or potential possession of a particular type of military capabilities.  Indeed, I think one can conceive of 
    
  
  
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     arms control as being most fundamentally about information – specifically, about trying to reduce the uncertainty that faces a country’s strategic planners.  Capability-regulatory measures aim to reassure them that certain threats will not arise because potential adversaries will not acquire, or will restrain, a particular capability.   Behavioral measures seek to reduce the uncertainty that surrounds the 
    
  
  
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     of whatever capabilities exist, while information measures simply seek to make the parties better informed about the situation they face, whatever it is.
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                    These three categories are not mutually exclusive forms of arms control, of course, and they may be, and often are, employed in combination, hopefully reinforcing each other.   One way or the other, however, they aspire to give planners more confidence about the nature of the future security environment, narrowing the landscape of alternative scenarios against which planning will prudently need to be undertaken – ideally by reducing the likelihood of more extreme threat scenarios, but at the very least by reducing the risk of unfavorable strategic surprise.
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                    II.           
    
  
  
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      Potential Benefits of Arms Control
    
  
  
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                    So let’s think about the ways in which arms control can be a good policy choice.  First, arms control can be used to slow or stop the course of a destabilizing arms race.  Arms races are not 
    
  
  
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     destabilizing, I think, but they certainly 
    
  
  
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     be, especially to the extent that one side possesses some technological, economic, or other advantage that may enable it to pull ahead or “win” the race over time.   Even if an arms race does not necessarily intrinsically destabilize, moreover, it may be well worth impeding an upward spiral in order to permit the competitors to direct resources to worthier causes, or to prevent there from being such a weight of armaments that the results would be catastrophic if conflict does occur.   Capability-focused arms control can play a role in slowing or stopping such a race by setting limits upon what the parties are permitted to possess.
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                    Capability-regulatory arms control can also be beneficial where it prevents possession of or reliance upon a particular 
    
  
  
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    of capability in ways, or to a degree, that would tend to destabilize the relationship between the parties and make conflict more likely.   To give an example, many strategic analysts believe the deployment of ballistic missiles with multiple, independently-targeted re-entry vehicles (MIRVs) tend to be destabilizing because they make it easier for small numbers of missiles to take out large numbers of enemy systems, thus arguably encouraging preemption by an aggressor and/or launch-on-warning decisions by their potential victims.   The second Strategic Arms Limitation Treaty (START) of the 1990s would have prohibited MIRVing, and though the Russians refused to ratify it, it stands as an example of how arms control can be used in an attempt to keep parties from possessing not just more than a specific 
    
  
  
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     of system but more specifically certain 
    
  
  
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      types
    
  
  
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     of capability.
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                    Arms control can also play a role in restraining parties in a reciprocally asymmetrical way – that is, 
    
  
  
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    competitive domains – that conduces to stability, the avoidance of war, or other goals.   If one country most fears the other’s aircraft and that country most fears the first country’s ships, for example, it might be fruitless to try to negotiate aerial or naval capability restrictions alone (and especially “equal” ones); it might even be destabilizing if the parties did.  On the other hand, an arms control agreement that in some way limited aircraft while also constraining ships for both sides, would seem not just to offer something to both parties but actually to address the potential instability challenge presented by the specter of each side’s unconstrained pursuit of some special comparative advantage.
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      Multilateral 
    
  
  
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    capability-regulatory arms control of the sort that seeks to keep certain capabilities from proliferating beyond a pre-established group of possessors – as is the case with the Nuclear Nonproliferation Treaty (NPT), the most well known example of this type – can also play an important role in keeping things from spiraling out of control as the arrival of additional players creates an unmanageably complex and breakdown-prone matrix of deterrent balances.
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                    Information-focused approaches “do” less than capability-restriction regimes, in the sense that they do not in themselves oblige any change in a party’s force posture.   Nevertheless, information-concessive arms control can sometimes provide real benefits by increasing parties’ understanding of the realities they face.   Naturally, the impact of such understanding will depend upon what this situation actually is, but T/CBMs can make a relationship more stable where they help dispel distrust and suspicion rooted in 
    
  
  
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      false 
    
  
  
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    perceptions that otherwise might spur the sides to adopt policies or acquire capabilities that could destabilize the balance between them.
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                    The degree to which T/CBMs can ameliorate concerns about another party’s intentions is limited, since intentions are notoriously difficult to “know” with real assurance, and can in any event change.  Nevertheless, such measures can provide at least 
    
  
  
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      some 
    
  
  
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    window upon intentions, and can offer insight into another country’s ability to 
    
  
  
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      act 
    
  
  
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    upon its intentions, even if they prove malign.   Of course, the degree to which genuine transparency reduces distrust and fear will depend upon what is revealed.  It might be, for instance, that information-concessive measures serve not to 
    
  
  
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    dark apprehensions but rather to 
    
  
  
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    them.  (Sometimes there really 
    
  
  
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      are 
    
  
  
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    threats out there.)  All the same, even where transparency 
    
  
  
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      reveals 
    
  
  
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    threats, dispelling uncertainty and misconceptions about the 
    
  
  
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      lack 
    
  
  
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    of a threat – that is, eliminating one’s false sense of security – is hardly without value: no one wants to face unfavorable strategic surprise.
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                    Arms control – or at least the posture of 
    
  
  
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     arms control – can also have value as a diplomatic gambit, sincere or otherwise.  Some experts argue, for instance, that the mere 
    
  
  
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     of arms control agreements can have value, such as by making the 
    
  
  
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      symbolic 
    
  
  
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    point that one seeks peace and does not desire strategic advantage over a potential adversary.   (In this way, the seeking
    
  
  
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    can 
    
  
  
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    function as a sort of confidence-building measure.   Perhaps not for nothing, then, does Article VI of the NPT oblige parties to “pursue negotiations in good faith” on nuclear disarmament; this may not be quite the empty gesture it is sometimes depicted as being.)  It may be, furthermore, that negotiating is sometimes useful as a way of making a point to 
    
  
  
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    , whether or not agreement is achieved, or even expected.  Talks can sometimes serve to show the public in your own country or elsewhere, for example, that you are interested in a peaceful solution, even if the other side is not.   Negotiations can also be used to show that one has “gone the extra mile” before resorting to other measures.
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                    (This is not to suggest, of course, that any of these indirect effects would outweigh the costs of accepting a bad agreement.  Nor is it to say that the posture of mere “seeking” will necessarily produce any benefits at all in any particular case, much less any benefit that would outweigh the potential cost of validating foolish principles even if an actual agreement were clearly not forthcoming.  These are empirical questions, not matters discernible 
    
  
  
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    .  Nonetheless, one must admit at least the possibility of such value.)
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                    It may also be that reaching an arms control treaty may have value for one or more parties to some extent 
    
  
  
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    of the agreement’s actual content – as perhaps with Russia in the late 1990s and early 2000s, when it often seemed that getting some kind of legally-binding strategic treaty with the United States was most prized simply as the symbolic coinage of Moscow’s continued status as a superpower.   Sometimes, indeed, the act of negotiating may 
    
  
  
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    amount to giving the other side a boon or a concession – as seems to be the case today with North Korea, which shows not the slightest sign of being willing to give up its nuclear weapons (and in fact seems to have tested a new one not long ago) but nonetheless seeks nuclear talks with the United States in order to feed its own self-image as a nuclear weapons state and a world power that others must take seriously.
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                    So what about behaviorally-regulatory arms control?  Such behavioral approaches seek to channel participants’ policy choices away from forms of competition or interaction that are particularly dangerous or provocative, and even though such controls are necessarily less constraining than capability controls – for it is easier to change behavior than to develop new weapons systems – they can provide benefits to the extent that they succeed in doing so.
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                    Not all behavioral promises are equally credible, of course.  (Perhaps the classic problem case is the idea of a nuclear weapons “no first use” [NFU] rule, which it is very hard to imagine a nuclear weapons possessor actually following if compliance meant the likelihood of it losing a major conventional war.)  That said, they can still sometimes be useful.  In this regard, I’m particularly fond of measures such as nonproliferation “best practices” such as the Missile Technology Control Regime (MTCR) and the Hague Code of Conduct on missile transfers.   These don’t really bind parties to do much, and probably won’t do much where it matters most, but they generally appear to elicit at least 
    
  
  
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     greater degree of restraint that would otherwise have been the case.
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                    As a final comment about when arms control can be useful, it’s also worth mentioning that capability-based arms control (in particular) can be used to negotiate deals that constrain a potential adversary’s area of comparative advantage while leaving one’s own essentially untouched.  This doesn’t occur only where a deal is 
    
  
  
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     lopsided – 
    
  
  
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    , by allowing one side a dramatically stronger force posture – but also where an agreement treats the parties 
    
  
  
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    on its own terms while yet having an asymmetric net impact.   (This might occur, for instance, if a treaty prohibited a type of weapon in the development of which one side had distinct advantages, while leaving the other side free to compete in areas in which it enjoyed greater strength and the first party was weaker.)   Precisely because they tend to provide asymmetric advantages, such deals are not necessarily conducive to strategic stability, but it’s easy to see how they might be attractive to those who can get such favorable terms.
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                    III.           
    
  
  
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      Possible Pitfalls of Arms Control
    
  
  
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                    The possibility of such asymmetry in net impact, however, leads us to the other side of the leger: the possibility that under certain circumstances, arms control can be harmful.  This would presumably be the case from the perspective of the 
    
  
  
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     in a lopsided deal, and indeed it has been the ambition of many an arms control proposal over the years to create net asymmetry for purposes of competitive advantage.   (The Soviet “nuclear freeze” advocacy of the early 1980s and the Sino-Russian “weapons in outer space” efforts of more recent years are classic cases.  The former was designed both to freeze in place a Soviet theater nuclear advantage and to preclude nuclear responses to Warsaw Pact numerical superiority in conventional forces.   The latter proposals have been designed to preclude possible future U.S. deployment of the space-based weaponry feared by Beijing and Moscow while leaving untouched 
    
  
  
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     ability to threaten U.S. space assets with terrestrially-based systems.)
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                    Arms control agreements, of course, can also create problems where they fix one party in place while the other cheats.  Verification doesn’t always have to be perfect, of course, for depending upon the circumstances, not all violations have huge significance.   But often they do, and if an agreement under which the opposing party can achieve such advantages – either without being detected at all, or at least quickly enough that the other cannot respond in time – then the seeds have been sown for disaster.
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                    But there can be problems even beyond the problems of potentially undetected or unanswerable noncompliance.   More generally, precisely because it is the ambition of arms control – or at least capability-focused arms control – to constrain specified types of arms competition, potential pitfalls can also lurk in its very 
    
  
  
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     in doing this.  After all, strategic relationships are not static balances, but instead dynamic ones.  The world changes over time, one’s security environment evolves, and the requirements of stability, security, and deterrence therein are not fixed.  As a rule, in complex dynamic systems inflexibility is a recipe for failure: systems survive to the extent that they can maintain themselves at some “sweet spot” between chaos and rigidity, being able to maintain coherence and a sort of net stability over time, but not in such an ossified form that they are unable to absorb the inevitable perturbations that they encounter when interacting with their environment.
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                    What security, stability, and deterrence require today is not necessarily what will be required tomorrow, and precisely to the extent that they do try to fix in place a particular force posture balance or technological mix, there is a danger that arms control measures can outlive whatever contributions to peace and security they might initially create.  Should circumstances change over time, arms control might end up being 
    
  
  
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    , by retarding one or more parties’ ability to adapt safely to new developments.
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                    The possibility of such “lock in” problems is often implicitly recognized in arms control agreements themselves, which commonly contain not only withdrawal clauses but also “sunset” provisions pursuant to which the entire deal will eventually expire and thereupon be subject to renegotiation in light of the then-prevailing circumstances.  The Anti-Ballistic Missile (ABM) Treaty of 1972 is a classic example of an arrangement designed for one state of affairs that one of its parties later decided had become maladaptive in the face of 
    
  
  
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     circumstances – in this case, not as a result of anything the other party had done, but because of the emergence of third-party threats – and from which that party thus withdrew.
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                    Strategic arms control negotiators sometimes expressly leave room for the parties to an agreement to adjust their force mix as they see fit within a broad set of overall parameters.  Such an approach – employed in the Moscow Treaty of 2002, and to some extent also in the so-called “New START” deal of 2010 – reflects the understanding not only that treaty parties do not face identical situations, but also that that their needs can evolve even during the duration of an agreement.  As a result, it can thus be harmful to specify 
    
  
  
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    in an arms control agreement.
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                    Flexibility within the terms of a treaty – that is, a willingness 
    
  
  
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      not 
    
  
  
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    to provide for 
    
  
  
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      complete 
    
  
  
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    control of parties’ future decision-making on things such as weapons acquisition and deployment – thus seems to be valued, presumably at least in part because it reduces the danger that capability lock-in will imperil the interests of either side.   Such measures are important responses to the risk of maladaptive “lock-in,” but the challenge is a more general one: even with such partial safeguards, the decision to engage in any arms control deal will need to balance the benefits to be had from a specified type of constraint against the potential costs of such rigidity.
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                    Another potential pitfall lies in “displacement effects” – that is, the risk that constraining competition in one arena will result in its displacement to other arenas.   This is not always bad, of course.  If there is to be competition, it is perhaps better to have it occur in some ways than in others, and if arms control can constrain competitive dynamics in the most dangerous areas then it may be well worth its costs and risks.  Outcomes in complex adaptive systems are hard to predict, however, and it may be that displacement to another arena turns out to be equally (or even 
    
  
  
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    ) problematic even than the original competition.
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                    (The Washington Naval Treaties of the 1920s that limited traditional capital ships, for instance, may have accelerated the great powers’ movement into new fields such as submarines and carrier-based aviation, which would turn out to be much more important tools of warfare – as well as providing Germany with an asymmetric advantage in the Atlantic in the early stages of World War Two and Japan with the tools for its infamous surprise attack of 1941.   Similarly, by constraining competition in missile numbers, the first Strategic Arms Limitation Treaty [SALT] between the United States and the Soviet Union may have accelerated and deepened the parties’ destabilizing reliance upon MIRVed weaponry.   And it is possible that in the unlikely event that the Comprehensive Test Ban Treaty [CTBT] ever comes into force, it will displace nuclear competition into areas such as the proliferation and replication of “pre-tested” designs, or the development of “gun-type” weaponry that doesn’t need testing in the first place, with uncertain implications for net global stability.)
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                    Finally, one should remember that arms control has an 
    
  
  
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     National leaders only have so much time, energy, and political capital available that can be “invested” in the pursuit of policy objectives.   As a result, seeking an arms control agreement necessarily means – as a practical matter – that one 
    
  
  
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     initiatives.   This is fine if there aren’t more important things that need attention, but if one’s strategic circumstances are such that there 
    
  
  
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     much danger of a spiraling arms competition – or if one 
    
  
  
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     face a dangerous adversary whose weapon acquisition or behavior one needs to constrain or at least better understand for one’s own strategic planning – it might be wiser to spend one’s finite reserves of political and diplomatic capital on other things.  Arms control should not be pursued out of mere inertia, or solely out of some politically-correct conception of virtue ethics that prizes 
    
  
  
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     arms control for its own sake even where 
    
  
  
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     it would contribute little or nothing to peace and security.   It should be pursued where the advantages to be had outweigh what one could do with that time, energy, and political capital on other policy fronts, but not otherwise.
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                    IV.           
    
  
  
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      Conclusion
    
  
  
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    On the whole, I think that arms control’s record is historically mixed and theoretically problematic enough to teach us that it is unwise to approach these matters without caution and an open-eyed awareness of arms control’s various potential risks as well as its potential benefits.
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                    If anything, on the whole, I suspect that the conventional wisdom in much of the policy community – and in institutions such as the State Department, if in present company I might be so bold – rather overvalues arms control.  Historically, arms control has sometimes been useful in helping manage aspects of strategic competitions that might otherwise have been more dangerous.  It has not, however, been a mechanism capable of effecting significant 
    
  
  
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     for the better in such strategic relationships.  (It can 
    
  
  
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     and build upon change that occurs in the nature of strategic relationships, such as with the end of the Cold War, but the greatest successes of arms control have 
    
  
  
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     strategic change.)   And arms control has real pitfalls, which constitute potential traps for the unwary.
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                    Yet arms control can indeed have real value, and as I suggested at the outset of these remarks, we would be no less foolish to 
    
  
  
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     it on principle than to 
    
  
  
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     upon it on principle.   Details matter, complexity is pervasive, and I think it would be entirely unwarranted to posit a 
    
  
  
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     answer – either positive or negative – about the merits of arms control.  Instead, the key lesson is to avoid ideological complacency, remembering that arms control is neither inherently bad 
    
  
  
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    inherently good.  It is simply a tool, and if one wishes to use it well, there are many variables to take into consideration.  Arms control 
    
  
  
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    needs to be “de-theologized,” I submit, if arms control is to be 
    
  
  
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    well.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 28 Aug 2013 18:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1618</guid>
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    <item>
      <title>U.S.-Australia Dialogue: Scene-Setter</title>
      <link>http://www.newparadigmsforum.com/p166426fbcfe5</link>
      <description>Note:
Dr. Ford delivered the following remarks to a U.S.-Australia “Track II” dialogue held at the Australian Defense College in Canberra, Australia, on April 18, 2013.  Professor Ross Babbage, former head of strategic analysis at Australia’s Office of National Assessments, also participated in this first panel of the dialogue.
Good morning everyone.  Let me begin by thanking the Australian [...]</description>
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      Dr. Ford delivered the following remarks to a U.S.-Australia “Track II” dialogue held at the 
      
    
      
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       in Canberra, Australia, on April 18, 2013.  Professor 
      
    
      
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      , former head of strategic analysis at Australia’s Office of National Assessments, also participated in this first panel of the dialogue.
    
  
    
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                    Good morning everyone.  Let me begin by thanking the Australian Defence College, the U.S. Naval Postgraduate School, and the U.S. Defense Threat Reduction Agency for organizing this dialogue.  It’s a pleasure to be back in Canberra, and especially to have the chance to talk with you.
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                    Before I go further, however, let me make clear that nothing you’ll hear from me today necessarily represents the views of anyone else in the U.S. Government, or elsewhere for that matter.
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                    That said, however, I’d like to offer a sort of 
    
  
  
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     to help set the scene for our discussions by describing what I, at least, see as some of the key issues confronting the Asia-Pacific region.  There are no doubt quite a few additional topics one could discuss, but I’d like to outline eight themes that resonate with me, and about which I will be very interested to hear your thoughts.
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    Under Deng Xiaoping this ambition manifested itself with a significant degree of strategic caution under the rubric of “biding one’s time and hiding one’s capabilities.”  Nevertheless, Deng and his colleagues were no less committed to the destination of “return” than the most perfervid of nationalist firebrands.  (They just preferred to do their homework and put on some muscle mass at the gym, as it were, before throwing a coming out party.)  In recent years, moreover, the strategic caution of the Dengist “time-biders” has been under pressure and losing ground to more ambitious and impatient voices more inclined to conclude that the time is now – or is almost upon us, at any rate.  As a consequence, Beijing’s strategic caution is today in increasingly short supply.  Worsening the problem, the Chinese Communist Party (CCP) has tied its internal legitimacy to being able to 
    
  
    
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     China’s longed-for “return,” requiring the Party, in its desperation to preserve its monopoly on power, to demonstrate not merely that Chinese power is growing in the aggregate but also that it is rising 
    
  
    
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     to everyone else.
  

  
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    Today, the CCP regime is increasingly willing to assert itself, to flex its growing military muscles, and to demand both ever more status-deference from international interlocutors and ever more control over others’ discourse 
    
  
    
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    , even internally.  Beijing has also taken encouragement from conclusions that that U.S. politico-economic problems indicate our decline – a line of thinking that further bolsters those who find Dengist strategic caution to be distasteful and obsolete, and which has thus encouraged provocative self-assertion.
  

  
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    Yet this shift is as yet still unformed, and it is not clear what concrete form, if any, it will end up taking – how hard-wired, if you will, our “rebalancing” will be in terms of real-world political, military, and economic institutionalization.  It is hard to forget that for Barack Obama, Afghanistan was the United States’ “war of necessity” only for so long as saying this was a politically useful way to be 
    
  
    
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     involvement in Iraq without simply sounding weak.  The Obama Administration today 
    
  
    
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     serious about the Asian “pivot,” but the jury is still out.
  

  
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    And even if the White House is strongly committed, there is the problem of money.  The president’s Fiscal Year 2014 budget request package talks a lot about U.S. Navy readiness, Air Force procurement, and about investments in the kind of intelligence, surveillance, and reconnaissance (ISR), and in undersea, space, and cyber capabilities that would presumably be needed in order to sustain a forward posture in the Pacific in the face of PRC anti-access and area denial (A2/AD) strategies.
  

  
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    But budgets are notoriously tight, and indeed the president’s request operates on the basis of an assumed budgetary top line well 
    
  
    
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     the level that would trigger sequestration-type recissions under the Budget Control Act, and yet it offers no indication of how to prioritize cuts in actually reaching levels permissible under current law.  Given the degree to which U.S. officials before the March 2013 sequestration were already hinting that budget cuts could force them, as it were, to rebalance the Asian “rebalancing” – and given the degree to which the president’s budget package 
    
  
    
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     emphasizes that we will not abandon our commitments to friends in the Middle East either – observers could be forgiven for not being quite sure where this is all going.
  

  
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    The White House, moreover, loudly proclaims the importance of alliance reassurance in the Asia-Pacific region, while yet continuing to talk in sweepingly ambitious terms about its desire significantly to reduce our arsenal of nuclear weapons, headed toward some ultimate “zero.”  Given that nuclear weaponry has for decades been an important component of the overall deterrent “umbrella” which we have offered to friends and allies in the Asia-Pacific, the importance of disarmament in contemporary U.S. policy discourse adds to the ambiguity of our net message to Asia.
  

  
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    U.S. policy vis-à-vis North Korea still remains unsettled and somewhat surreal, however, and with it the international community’s approach, for we still pretend that the revival and success of the Six-Party Talks on DPRK denuclearization is a realistic objective.  In truth, voluntary DPRK denuclearization has long been a fantasy, and in reality we face a choice, at the very least, between (a) in some sense “accepting” Pyongyang as a nuclear weapons possessor and (b) admitting the 
    
  
    
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     current state of our policy, which is to maintain as painful and crippling of an array of pressures on the Kim family dynasty as possible, in order to keep the DPRK “in a box” until it eventually collapses.  Not admitting that this is where we are, however, perpetuates ambiguities and distracts from clear strategic thinking.
  

  
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    Vietnam and the Philippines also find themselves increasingly interested in some kind of strategic counter-mobilization against a more belligerent China, even as the Association of South-East Asian Nations (ASEAN) struggles to find a voice for itself when divided over issues of whether and to what degree to cope with Chinese assertiveness through confrontation versus concession. On the whole, regional dynamics are arguably approaching some kind of threshold where temporizing and cautious opacity are becoming both less feasible and less wise.  It isn’t quite clear where things are going, but they do appear to be picking up speed.
  

  
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                    This is hardly a definitive list of issues, but it is 
    
  
  
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     list of important ones – each of which has significant implications for regional affairs and for U.S.-Australian relations as we approach the Asia-Pacific as both close friends and allies.  This should, therefore, give us plenty to chew on as we start this dialogue.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <title>U.S.-Australia Dialogue: Scene-Setter</title>
      <link>http://www.newparadigmsforum.com/p1664</link>
      <description>Note:
Dr. Ford delivered the following remarks to a U.S.-Australia “Track II” dialogue held at the Australian Defense College in Canberra, Australia, on April 18, 2013.  Professor Ross Babbage, former head of strategic analysis at Australia’s Office of National Assessments, also participated in this first panel of the dialogue.
Good morning everyone.  Let me begin by thanking the Australian [...]</description>
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      Dr. Ford delivered the following remarks to a U.S.-Australia “Track II” dialogue held at the 
      
    
      
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       in Canberra, Australia, on April 18, 2013.  Professor 
      
    
      
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      , former head of strategic analysis at Australia’s Office of National Assessments, also participated in this first panel of the dialogue.
    
  
    
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                    Good morning everyone.  Let me begin by thanking the Australian Defence College, the U.S. Naval Postgraduate School, and the U.S. Defense Threat Reduction Agency for organizing this dialogue.  It’s a pleasure to be back in Canberra, and especially to have the chance to talk with you.
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                    Before I go further, however, let me make clear that nothing you’ll hear from me today necessarily represents the views of anyone else in the U.S. Government, or elsewhere for that matter.
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                    That said, however, I’d like to offer a sort of 
    
  
  
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     to help set the scene for our discussions by describing what I, at least, see as some of the key issues confronting the Asia-Pacific region.  There are no doubt quite a few additional topics one could discuss, but I’d like to outline eight themes that resonate with me, and about which I will be very interested to hear your thoughts.
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    Under Deng Xiaoping this ambition manifested itself with a significant degree of strategic caution under the rubric of “biding one’s time and hiding one’s capabilities.”  Nevertheless, Deng and his colleagues were no less committed to the destination of “return” than the most perfervid of nationalist firebrands.  (They just preferred to do their homework and put on some muscle mass at the gym, as it were, before throwing a coming out party.)  In recent years, moreover, the strategic caution of the Dengist “time-biders” has been under pressure and losing ground to more ambitious and impatient voices more inclined to conclude that the time is now – or is almost upon us, at any rate.  As a consequence, Beijing’s strategic caution is today in increasingly short supply.  Worsening the problem, the Chinese Communist Party (CCP) has tied its internal legitimacy to being able to 
    
  
    
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     China’s longed-for “return,” requiring the Party, in its desperation to preserve its monopoly on power, to demonstrate not merely that Chinese power is growing in the aggregate but also that it is rising 
    
  
    
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    Today, the CCP regime is increasingly willing to assert itself, to flex its growing military muscles, and to demand both ever more status-deference from international interlocutors and ever more control over others’ discourse 
    
  
    
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    , even internally.  Beijing has also taken encouragement from conclusions that that U.S. politico-economic problems indicate our decline – a line of thinking that further bolsters those who find Dengist strategic caution to be distasteful and obsolete, and which has thus encouraged provocative self-assertion.
  

  
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    Yet this shift is as yet still unformed, and it is not clear what concrete form, if any, it will end up taking – how hard-wired, if you will, our “rebalancing” will be in terms of real-world political, military, and economic institutionalization.  It is hard to forget that for Barack Obama, Afghanistan was the United States’ “war of necessity” only for so long as saying this was a politically useful way to be 
    
  
    
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     involvement in Iraq without simply sounding weak.  The Obama Administration today 
    
  
    
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     serious about the Asian “pivot,” but the jury is still out.
  

  
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    And even if the White House is strongly committed, there is the problem of money.  The president’s Fiscal Year 2014 budget request package talks a lot about U.S. Navy readiness, Air Force procurement, and about investments in the kind of intelligence, surveillance, and reconnaissance (ISR), and in undersea, space, and cyber capabilities that would presumably be needed in order to sustain a forward posture in the Pacific in the face of PRC anti-access and area denial (A2/AD) strategies.
  

  
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    But budgets are notoriously tight, and indeed the president’s request operates on the basis of an assumed budgetary top line well 
    
  
    
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     the level that would trigger sequestration-type recissions under the Budget Control Act, and yet it offers no indication of how to prioritize cuts in actually reaching levels permissible under current law.  Given the degree to which U.S. officials before the March 2013 sequestration were already hinting that budget cuts could force them, as it were, to rebalance the Asian “rebalancing” – and given the degree to which the president’s budget package 
    
  
    
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     emphasizes that we will not abandon our commitments to friends in the Middle East either – observers could be forgiven for not being quite sure where this is all going.
  

  
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    The White House, moreover, loudly proclaims the importance of alliance reassurance in the Asia-Pacific region, while yet continuing to talk in sweepingly ambitious terms about its desire significantly to reduce our arsenal of nuclear weapons, headed toward some ultimate “zero.”  Given that nuclear weaponry has for decades been an important component of the overall deterrent “umbrella” which we have offered to friends and allies in the Asia-Pacific, the importance of disarmament in contemporary U.S. policy discourse adds to the ambiguity of our net message to Asia.
  

  
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    U.S. policy vis-à-vis North Korea still remains unsettled and somewhat surreal, however, and with it the international community’s approach, for we still pretend that the revival and success of the Six-Party Talks on DPRK denuclearization is a realistic objective.  In truth, voluntary DPRK denuclearization has long been a fantasy, and in reality we face a choice, at the very least, between (a) in some sense “accepting” Pyongyang as a nuclear weapons possessor and (b) admitting the 
    
  
    
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     current state of our policy, which is to maintain as painful and crippling of an array of pressures on the Kim family dynasty as possible, in order to keep the DPRK “in a box” until it eventually collapses.  Not admitting that this is where we are, however, perpetuates ambiguities and distracts from clear strategic thinking.
  

  
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    Vietnam and the Philippines also find themselves increasingly interested in some kind of strategic counter-mobilization against a more belligerent China, even as the Association of South-East Asian Nations (ASEAN) struggles to find a voice for itself when divided over issues of whether and to what degree to cope with Chinese assertiveness through confrontation versus concession. On the whole, regional dynamics are arguably approaching some kind of threshold where temporizing and cautious opacity are becoming both less feasible and less wise.  It isn’t quite clear where things are going, but they do appear to be picking up speed.
  

  
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                    This is hardly a definitive list of issues, but it is 
    
  
  
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     list of important ones – each of which has significant implications for regional affairs and for U.S.-Australian relations as we approach the Asia-Pacific as both close friends and allies.  This should, therefore, give us plenty to chew on as we start this dialogue.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Sat, 03 Aug 2013 01:15:00 GMT</pubDate>
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      <title>Thinking about CTBT</title>
      <link>http://www.newparadigmsforum.com/p1674</link>
      <description>Note:
Below appears the text upon which Dr. Ford based his remarks on March 15, 2013, to a Project on Nuclear Issues workshop at the Center for Strategic and International Studies in Washington, D.C.  Professor Edward Ifft of Georgetown University also participated as a counterpoint in this discussion.
Good morning, and thanks both to Linton Brooks for [...]</description>
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       in Washington, D.C.  Professor 
      
    
      
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     for his kind introduction and to CSIS for inviting me.  Before I go any further, let me make clear that I am here solely in my personal capacity, and not as a result of my current job.  Whatever views I express today are entirely my own, and do not necessarily reflect those of anyone else, either in the U.S. Government or elsewhere.
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                    That said, I appreciate the chance to come here and discuss the issue of the Comprehensive Test Ban Treaty (CTBT), which has become a kind of iconic “litmus test” issue for the arms control community – both as a symbol of the aspiration for nuclear disarmament, and as an opportunity to fulminate about the supposed perversity of U.S. conservatives who for years have been at best lukewarm, and more commonly actively hostile, to the CTBT.
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                    You probably won’t be surprised to hear, however, that I think the kind of simplistic morality play elements that so often creep into CTBT discussions are misplaced.  Those themes are no doubt useful for mobilizing one’s political base within a niche market in the policy wonk community, and they fit nicely with the conventional wisdom of the sorts of people who end up with arms control-related diplomatic posts in Europe and the developing world, and who never tire of identifying CTBT as a key global priority.  But the world is a bigger place than that.
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                    Those who actually possess, work closely with, or depend upon nuclear arsenals, by contrast, are sometimes notably more ambivalent about the issue, and less prone to reflexive CTBT boosterism.  For fairness’ sake, therefore, as well as in the interest of serious engagement with these issues, I think it’s worth taking a more sober look at the question.
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      The Concerns Raised in 1999
    
  
  
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                    As I recall it from working on a Senate committee staff at the time, the CTBT’s defeat in the U.S. Senate in 1999 turned in particular on two key issues.  The debate there did 
    
  
  
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     concern itself with the good opinion of international disarmament diplomats, or any imaginings that the world would flock to our banner on topics such as nonproliferation just because we had ratified that Treaty, but instead focused rather on: (a) the issue of how CTBT might affect the reliability of the U.S. nuclear stockpile; and (b) how vulnerable the CTBT framework would be to cheating.
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                    The former question – about reliability – revolved around concerns about the ways in which some feared that without the option of nuclear explosive testing, the American arsenal might “rust to ruin” and thereby lead to all but accidental U.S. nuclear disarmament.  Our nuclear weapons were not designed to remain reliable for very long periods of time in a no-testing environment, after all, and indeed had been built to meet very fine performance margins and certification criteria optimized for apocalyptic global warfighting against the Soviets, rather than for long-term reliability without periodic testing. (In nuclear weapon design terms, these are very different requirements, and to some extent are incompatible.)
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                    As a consequence, it was feared that CTBT would have a disproportionate impact upon the U.S. arsenal, causing our weapons to degrade faster over time than the perhaps simpler and thus more robust designs that might be possessed by others.
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    (Making matters worse was the fact that while others, notably the Russians, have long had a weapons maintenance policy of ongoing periodic remanufacture of nuclear devices, we have – perhaps unwisely – chosen a path of one-time manufacture, followed by indefinite maintenance with heroic “life extension” spasms at multi-decade intervals.  This is probably a more technologically demanding path, and our feast-and-famine approach to weaponeering makes it especially hard to maintain the human capital that is so important to a creditable weapons program.)
  

  
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                    Even if everyone’s arsenals aged at the same rate, moreover, there was concern that the Treaty would produce a creeping disarmament before the world could be shown to have learned how to have peaceable great power relations without nuclear weaponry.  Then as now, the CTBT was generally depicted and promoted by its supporters as a 
    
  
  
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     rather than an arms control or nonproliferation instrument, and a good number of Senators took advocates at their word on this.
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                    As for the cheating concern, there was much discussion about the ways in which the CTBT might fail actually to stop all nuclear testing.  While there was little doubt in Senate circles that if we ratified the test ban 
    
  
  
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     – there was less faith in other possible CTBT States Party.  If some degree of clandestine testing remained possible, it was feared, those of us in scrupulous compliance with the CTBT might end up at some point subject to strategic surprise by a potential adversary that had developed or improved its arsenal through such secret work – or who had simply successfully 
    
  
  
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     its weapons by such means while ours had gradually become inadequately reliable.
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                    As things stood in 1999, these twin concerns were enough to sink CTBT in the Senate.  Nor was this any mere spasm of hawkish, conservative pique.  So serious were these reliability and cheating concerns that CTBT marked the first and only time that the liberal Republican Senator Richard Lugar ever voted 
    
  
  
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       Issues Today
    
  
  
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So that was 1999, but where do things stand today?  Well, the usual argument is that both of these concerns have been successfully addressed in the intervening years – making it finally time for the United States to ratify the CTBT.  I would suggest, however, that this is 
    
  
  
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      not
    
  
  
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     inarguably so: there remain real reasons for concern.
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                    Let’s talk first about reliability.  It is certainly true that the U.S. “stockpile stewardship program” (SSP) – in some ways quite a heroic scientific effort to tackle reliability problems without testing, through the development of sophisticated new tools and computer models – has gained us much insight into the dynamics of nuclear explosions and increased our confidence levels in a no-testing environment.  Our ability to handle potential future reliability problems seems clearly to have been much improved.
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                    The obvious question, however, is whether this improvement has been 
    
  
  
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      enough
    
  
  
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    , and whether we can maintain adequate confidence levels into the indefinite future.  I’ve heard no one suggest the likelihood of any real worries over the short or medium term – at least if if we undertake weapon Life-Extension Programs (LEPs) as currently planned, and especially if we have the moral courage and can find the money to incorporate reliability factors into the LEP process.  Our current knowledge has clearly been good enough to make U.S. officials comfortable with the indefinite continuation of our existing testing moratorium.
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                    But that’s a 
    
  
  
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      policy
    
  
  
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     moratorium, not a presumptively permanent legal prohibition, and therein lies the rub.
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                    Whatever real reliability issues remain relate to the longer term.  In this regard, it’s worth remembering that no serious observer thinks there is any chance at all of a nuclear weapons “zero” – if indeed there is any at all – for a very long time.  President Obama has famously said that abolition may not occur in his lifetime, while Secretary of State Kerry in his confirmation hearings suggested that “zero” 
    
  
  
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      could take hundreds of years
    
  
  
                    &#xD;
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    .  With such things coming out of the lips of the seniormost officials in a resolutely pro-disarmament administration headed by a man given the Nobel Peace Price on the strength of his disarmament policy, the real CTBT question is about how confident we are able to feel about testing-free stockpile stewardship over 
    
  
  
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      this
    
  
  
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     kind of enormously elongated time frame.  Through this lens, it is not so easy to be sanguine about a complete test ban.
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                    It is worth pondering the implications of such timelines.  We are already designing a follow-on ballistic missile submarine, for example, that is likely to be in service until the late 21st Century.  What will go atop its missiles?  One of our current warheads designed and built in the 1970s or 1980s, and kept in stasis until then like Rip van Winkle?   Or a new device, the validation and certification of which will have had to have been undertaken done without the use of actual testing by scientists who have today perhaps not yet even been born?  And what if “zero” takes longer still?  Or, as is perhaps more likely, never arrives at all?
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                    Nor is the question really just about the warheads themselves, even if our stockpile stewardship program 
    
  
  
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      could
    
  
  
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     in theory keep our current warhead viable essentially forever.  To maintain confidence in the arsenal we would also need to maintain – and to pay for – the infrastructure needed to support this program, and the top-flight scientists, engineers, and technicians needed to do such work in what is still, by most accounts, as much an apprenticeship art as a discipline that can be picked up in the classroom or at the console.  Indefinite-duration stockpile stewardship presents formidable physical and human capital challenges, not to mention 
    
  
  
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      expensive
    
  
  
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     ones at a time when our ability to fund anything is increasingly constrained by massive government debt and pressure from unconstrained nondiscretionary spending.
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                    It is true, of course, that in theory we could 
    
  
  
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      withdraw
    
  
  
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     from the CTBT if our reliability concerns really came to a head – and indeed, potential withdrawal is at least a somewhat more reassuring safety valve that it must have seemed in 1999, thanks to the precedent of the George W. Bush Administration’s decision to withdraw from the Anti-Ballistic Missile (ABM) Treaty in 2002.  On the other hand, it is more than slightly disingenuous for members of the international arms control community to invoke the prospect of such U.S. withdrawal as a reason for American conservatives to be comfortble with CTBT, for no one 
    
  
  
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      opposed
    
  
  
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     the ABM withdrawal with more vigor and met it with more outrage than those in the international arms control community who today advocate U.S. ratification of CTBT.  You can be sure that the arms controllers would be no less opposed to U.S. CTBT withdrawal and resumed testing if that question ever came up.  They clearly don’t 
    
  
  
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      really
    
  
  
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     see withdrawal as a safety valve, and are firmly committed to a truly permanent ban.
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                    It is 
    
  
  
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      something
    
  
  
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     that the ABM Treaty now offers a withdrawal precedent, therefore, but this isn’t an entirely reassuring answer to persistent concerns about reliability – and conservatives have no reason to take the disarmament community very seriously as it makes tactically expedient gestures toward the theoretical possibility of withdrawal as a way to promote CTBT adherence.
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                    So what about the cheating issue?  In many ways there has been much progress since 1999 on this point as well.  The verification-focused CTBT Organization (CTBTO) is vastly more capable and better developed today than it was then, and it is surely much more able to detect testing.  As with reliability, however, the question here is not whether or not there has been progress – for there has – but instead whether that progress has been, or even can be, reassuring 
    
  
  
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      enough
    
  
  
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    .
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                    With regard to nuclear weapons proliferators, it is worth noting, the CTBTO has never really been tested.  It is certainly true that it appears to have detected the North Koreans’ nuclear tests.  Pyongyang, however, never tried to 
    
  
  
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      conceal
    
  
  
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     these explosions – and indeed, seems to have 
    
  
  
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      intended
    
  
  
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     them to be widely known as part of its ongoing game of strategic signaling and coercive diplomacy vis-à-vis the rest of the world.  No effort was made to test secretly in the ways that concerned the Senators who opposed CTBT in 1999, so it isn’t really known whether the sorts of techniques discussed then as possible means of secret CTBT cheating would work today.
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                    More worryingly, at least if you believe accounts appearing in the 2009 report of the Strategic Posture Review Commission and (remarkably) in some Russian media accounts, CTBTO apparently 
    
  
  
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      has
    
  
  
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     been entirely unaware of an ongoing Russian campaign of very-low-yield nuclear testing.  (Such efforts are also reportedly possible in China, by the way.)
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                    Such accounts may somewhat shift the locus of CTBT compliance concerns from “entry-level” proliferators to great-power cheating and impact upon longstanding nuclear rivalries, but the question is no less concerning for all that.  Arguably, in fact, cheating by existing possessors seeking to maintain or modernize their arsenals under false cover of test ban compliance might ultimately be a more important issue.  (After all, essentially all countries not already having nuclear weapons are 
    
  
  
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     effectively subject to a test ban by virtue of being subject to the Nuclear Nonproliferation Treaty, which prohibits the possession of nuclear explosive devices in the first place.)
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                    This issue of great-power compliance is new to CTBT discourse, at least publicly, but it highlights the likelihood that cheating questions will remain highly salient in any future Senate test ban debates.  At the very least, I would think, such concerns would seem to demand a fairly thorough and explicit discussion of the potential implications of ongoing low-yield testing.  What could one power (
    
  
  
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      e.g.,
    
  
  
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     Russia or the People’s Republic of China) be able to learn or be able to do by such means?  What would be the implications over time if one or more parties had ongoing access to such testing while another, more scrupulous party did not?  In any CTBT debates that are yet to come, Senators would surely wish to know a lot more about what they are being asked to countenance and what its long-term implications might be, especially since the Treaty doesn’t actually define exactly what is meant by a “test” in the first place.
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                    III.          
    
  
  
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      Actual Impact of CTBT 
    
  
  
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    It is presumably true that the CTBT, if it came into force, would make nuclear test explosions less likely by virtue of prohibiting them, and would thus make the development or improvement of nuclear weaponry more difficult.  One should not oversell the benefits of the Treaty, however, by pretending that it would be more complete and effective than is likely actually to be the case.
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                    The CTBT, for example, would not stop all yield-producing testing – and therefore nuclear weapons development, especially by the more sophisticated states – because it is apparently quite possible for very-low-yield tests to be conducted without CTBTO detecting them, and in any event the Treaty does not have a clear definition of “test.”
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                    The CTBT would also not entirely stop the development of nuclear weapons, either by proliferators or existing possessors, using designs that are not felt to 
    
  
  
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     testing:
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    (This last point is, of course, a potentiality with mixed implications.  If it were clear that non-testing weapons development were still possible for sophisticated states, this could help lessen fears U.S. conservatives might have about CTBT leading to U.S. disarmament.  Indeed, if this were the case – and if they could be persuaded that we had, and were likely to maintain, the political moxie to go down such a road – American hawks might actually come to 
    
  
    
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     CTBT as a tool whereby the nuclear weapons development programs of 
    
  
    
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     would be constrained more than our own. Precisely for such reasons, however, the Treaty would surely seem vastly less attractive to the disarmament community.  To multiple non-U.S. nuclear weapons possessors, moreover, it would presumably be in such circumstances an entirely unacceptable instrument.  Here I merely speculate, however, since to my knowledge no serious study has been done of nuclear weapons development possibilities in a CTBT-constrained world.)
  

  
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                    Additionally, it is still unclear whether concealment techniques of the sort discussed in 1999 would permit a state secretly to conduct testing 
    
  
  
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      larger
    
  
  
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     than the extremely low-yield sort already being discussed in connection with ongoing Russian and perhaps Chinese nuclear weapons development.  As far as we know, no proliferator has ever tried to conduct a test in complete secrecy.
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                    IV.          
    
  
  
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      Conclusion
    
  
  
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                    So what is the net impact of these various points?  It might conceivably still end up being the case that, on the whole – and as CTBT proponents insist – a legally-binding test ban is in the United States’ interest notwithstanding these various problems and complications.  This argument cannot be made, however, 
    
  
  
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     addressing these issues, and weighing them against whatever the Treaty 
    
  
  
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     accomplish, much more clearly and forthrightly than has been done to date.  One might think that CTBT proponents owe us all such candor.
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                    But there is a final problem, too, and that is that the CTBT is extremely unlikely ever to enter into force at all.  By its own terms, entry-into-force (EIF) will not occur until the Treaty has been ratified by every country on a long list of countries specified in the document – including not just the United States, but also China, India, Iran, Israel, North Korea, and Pakistan.  So long as even one of these states declines to ratify, there can be no CTBT as it is drafted.
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                    The sheer improbability of EIF ever occurring would, or at least 
    
  
  
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      should
    
  
  
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    , cast a long shadow over the issue of U.S. ratification.  It might perhaps be tempting to flatter ourselves that our “moral example” of ratification would lead all these other holdouts to come into line, but how seriously can this be expected?  Not very, I would think.  The CTBT will probably never enter into force no matter what we do.
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                    The question for us, therefore, is that given the complications I’ve been discussing, and given the only very distant chance of EIF occurring anyway, is the cause of CTBT 
    
  
  
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      really
    
  
  
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     worth all this difficulty and trouble?  If we care about reducing nuclear-related dangers and improving international peace and security, is pursuing this Treaty really such a great way to spend down our scarce resources of political and diplomatic capital?  I think you’ll find that if there ever 
    
  
  
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     another ratification debate here in Washington, some Senators are rather likely to doubt it.
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                    Anyway, I look forward to our discussions.
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                    Thanks!
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 03 Jul 2013 21:15:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1674</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Cyber Espionage and China’s Dream of National “Return”</title>
      <link>http://www.newparadigmsforum.com/p1688</link>
      <description>Note:
Dr. Ford published this essay with PJ Media on May 2, 2013, under the title “Cyber Espionage and China’s Dream of National ‘Return’: Is the PRC ‘winning’ the cyber-espionage competition?”
Cyber-attacks upon American computer networks, and the theft of massive amounts of information by means of cyber-espionage — both against private industry and against the U.S. government [...]</description>
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      Dr. Ford published this essay with 
      
    
      
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        PJ Media
      
    
      
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       on May 2, 2013, under the title “
      
    
      
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      &lt;a href="http://pjmedia.com/blog/cyber-espionage-and-chinas-dream-of-national-return/?singlepage=true#"&gt;&#xD;
        
                        
        
      
        Cyber Espionage and China
        
      
        
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          ’
        
      
        
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        s Dream of National ‘Return’: Is the PRC ‘winning’ the cyber-espionage competition
      
    
      
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      ?”
    
  
    
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                    Cyber-attacks upon American computer networks, and the theft of massive amounts of information by means of cyber-espionage — both against private industry and against the U.S. government itself — are very much in the news of late, and the People’s Republic of China (PRC) is increasingly being fingered as the culprit.
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                    Since the mid-2000s, Western cyber-security experts have been reporting a dramatic rise in cyber-attacks apparently originating in China, a phenomenon that has come to be known in such circles as the “advanced persistent threat” (APT).  The office of the U.S. government’s National Counterintelligence Executive recently reported that “Chinese actors are the world’s most active and persistent perpetrators of economic espionage.” China hardly has a monopoly on modern cyber-espionage against Western targets, but Chinese hackers are acquiring an unequaled notoriety from garden-variety industrial espionage, to attacks on U.S. defense contractors and government entities, to intimidation and message-control games such as the cyber-attacks on the 
    
  
  
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      New York Times
    
  
  
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     after it ran an embarrassing exposé of apparent corruption in the family of then-Chinese premier Wen Jiabao.
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                    Because of the ease with which cyber-attackers can conceal their points of origin, however, it has always been difficult to “prove” what has nonetheless seemed ever more clear to cyber-security experts for several years — namely, that the Chinese government is itself responsible for much of the APT, directly orchestrating such attacks itself, enlisting cyber-“privateers” to invade Western networks on its behalf, or (more likely) doing both of these things.  Officials in Beijing strenuously deny any such involvement, and have lately been trying to turn the rhetorical tables by playing to modern China’s well-nursed sense of historical victimization by alleging that a blameless 
    
  
  
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      China
    
  
  
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     is in fact the innocent target of malevolent 
    
  
  
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      Western
    
  
  
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     cyber-campaigns.
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                    In the past couple of years, however, notwithstanding the difficulty of attributing the origin of attacks undertaken in cyberspace, cracks have been appearing in Beijing’s wall of denial.  In 2011, the web security company McAfee released a report detailing the results of its own efforts to trace a series of cyber assaults back to a cyber-attack command-and-control server in China used by an entity that McAfee experts nicknamed “Shady Rat.”
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                    Perhaps the most interesting thing about the Shady Rat episode is the window it seemed to provide into likely PRC state sponsorship of APT attacks.  The McAfee team decorously declined publicly to point fingers in this regard, but having 
    
  
  
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     essentially hacked back in to the attacker’s computer, the McAfee experts downloaded and published the logs of Shady Rat’s cyber-attack targets since mid-2006.  The list is illuminating, for in addition to containing a good many of just the sort of potentially lucrative industrial espionage targets one would expect a freelance, organized crime, or corporate cyber spy to pursue, Shady Rat’s target list included a range of non-remunerative 
    
  
  
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     targets of the sort only really likely to be attractive to the PRC regime itself.
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                    Among these political targets, in the period leading up to the 2008 Summer Olympics in Beijing, were the International Olympic Committee, various Western and Asian national Olympic Committees, and the World Anti-Doping Agency. China believed the Olympics were an event of inestimable propaganda and political importance and the leadership treated the Games as a sort of debutante ball to mark China’s emergence as a great power after long years of “humiliation” by Western imperialists. They invested enormous energy in trying to ensure that China outshone the rest of the world there.
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                    Also targeted by Shady Rat during the period for which McAfee experts downloaded its records were various political non-profit organizations that the Chinese regime dislikes, including one Western outfit devoted to promoting democracy around the world, a U.S. national security think tank, a second U.S. think tank, a major U.S. news organization, the United Nations itself, the Secretariat of the Association of Southeast Asian Nations (ASEAN), twelve U.S. government agencies, some U.S. state and local governments, some U.S. defense contractors, and government agencies in both India and Canada.  (Shady Rat apparently never targeted anybody in China, by the way.)
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                    Beijing’s mask of denial slipped further later that year when a Chinese news documentary about the PRC’s military broadcast on a government-run television channel aired  a clip appearing to show a technician actually 
    
  
  
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     a cyber-attack on a U.S.-based web address belonging to the Falungong spiritual group that PRC authorities detest and have fiercely persecuted since 1999.  After Western reporters called attention to the cyber-attack braggadocio in the mere six seconds of “B roll” footage in the documentary, it was quickly removed from the [Chinese] Internet.  The episode, however, provided yet another data point suggesting that the longstanding talk in PRC military and strategic journals about the imperative of preparing for what is termed “informationized” warfare is no longer just talk.
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                    Earlier this year another important watershed occurred: the first instance of cyber-security experts being willing publicly to identify the PRC regime itself as the point of origin for key components of the APT.  Last month, the security company Mandiant released a report publicly identifying a component of the 2nd
    
  
  
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    Bureau of the People’s Liberation Army (PLA) General Staff Department’s 3
    
  
  
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      rd 
    
  
  
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    Department — a military outfit awkwardly known as Military Unit Cover Designator 61398 — as probably having been the originator of a series of APT assaults on at least 141 organizations across multiple industries.  In fairness, Mandiant apparently only traced the attacks to the Shanghai neighborhood where Unit 61398 is based, but this is generally believed to be a distinction without much of a difference.  (As 
    
  
  
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      The Economist
    
  
  
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     recently put it, it is unlikely that a well-funded group of professional cyber-attackers are based in the noodle joints that surround Unit 61398’s PLA-controlled high-rise building.)
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                    Mandiant’s report is thus very significant, for it has explicitly injected into the public discourse on cyber conflict what security experts have privately emphasized for years: that our massive data-losses to the usually-anonymous Chinese entities of the APT are in significant part thefts orchestrated by the CCP regime itself, apparently as part of a broad economic, political, and indeed strategic policy devoted to the PRC’s advancement vis-à-vis the West in general and the United States in particular.  Such state-sponsorship is not news to policy community insiders, but the PRC’s cyber-strategy is now a subject of open discourse for the first time — and Mondiant’s report has indeed made something of a splash in the media.
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       Less than a week after this essay was first published by PJ Media, the 
      
    
      
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      &lt;a href="http://www.nytimes.com/2013/05/07/world/asia/us-accuses-chinas-military-in-cyberattacks.html?pagewanted=all&amp;amp;_r=0"&gt;&#xD;
        
                        
        
      
        Obama Administration publicly declared
      
    
      
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       that “the Chinese government and military” was behind some cyber-attacks upon U.S. networks.]
    
  
    
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                    For those with some familiarity with China’s engagement with the West since the mid-19th century, however, this cyber-campaign is novel only in its use of computer networks as the tools and targets of a technology strategy.  Acquiring national power through the borrowing and adaptation of Western technical knowledge has been an enduring and hugely important element of Chinese approaches ever since the Qing Dynasty’s first painful encounters with British military technology in the Opium War.  Early diplomatic envoys were transfixed by Western technology from the start — a theme reflected in Chinese travel diaries as early as 1868 — and Chinese officials’ near-obsession with obtaining it, and the power it represented and helped make possible, has been a constant of Chinese interactions with the West ever since.
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                    It has been a central theme of China’s narrative of the West for a century and a half that China must learn the West’s technological ways as an essential part of China’s own return to greatness after painful years of “humiliation” at Western hands.  Debate has raged, and still rages, about the degree to which China must in this process 
    
  
  
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      Westerniz
    
  
  
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    e — that is, whether it is really possible to acquire Western techniques and Western levels of global power without traducing some “Chinese” essence — but obtaining for themselves the 
    
  
  
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     of Western-style technological modernity has always been, and remains, a fixation of China’s leadership.
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                    Sustained efforts to seek out foreign knowledge is not traditionally China’s cup of tea, as it were.  The only precedent for such outreach in the generally extraordinarily insular Middle Kingdom’s long history can be found in China’s reaction to the arrival of Buddhism from India — in connection with which at least 56 expeditions were sent from China before the 10th century to acquire knowledge from the fountainhead of such sacred wisdom.  In an era when this journey required struggling over some of the worlds most inhospitable deserts and the planet’s highest mountains, or alternatively working one’s way in perilous hops around the coastline of Southeast Asia, Chinese scholars and monks traveled eagerly abroad to acquire Buddhist learning for China in the form of sacred sutras that were subsequently translated into Chinese.
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                    In the modern era, China has once again embraced the acquisition of foreign learning, eagerly “going to get the sutras” of modernity — and the power that such knowledge has been seen to impart since the Qing’s painful encounter with Western imperialism — by seeking out foreign technology.  Whether this has occurred through the dispatch of Chinese students to foreign universities, quasi-capitalist trade and business relationships characterized by vehement Chinese insistence upon technology-transfer provisions, the acquisition and reverse engineering of foreign arms and military technology, or rampant intellectual property theft and cyber-espionage, the deliberate and systematic acquisition of technology has been a central plank of modern China’s encounter with the non-Chinese world in the 19th, 20th, and 21st centuries.
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                    So this is the historical context in which the most recent revelations about PRC cyber-espionage must be seen: this is no mere passing phase, but merely one manifestation of a powerful continuing theme.  There is much more  at issue than just Chinese entrepreneurs’ aggregated desire to nick industrial secrets in a rapidly growing “Wild West” economy still lamentably unconstrained by the rule of law.  The continuum of acquisition, from legitimate means to outright theft, is a deep part of Chinese 
    
  
  
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    , and has been for generations.  It is inextricably bound up with modern China’s obsession not merely with national “rise” but with a notion of “restoration” or “return” to first-rank power and status that is inherently competitive and zero-sum in its conceptual underpinnings.  Acquiring the technological “sutras” of modern power is felt to be a precondition for China’s great dream of return, and the Middle Kingdom is not picky or squeamish about its methods.  Cyber-espionage is merely the latest variation on this well-established theme.
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                    How well is this working?  All the evidence so far points to a massive, sustained, and pretty sophisticated Chinese cyber effort to steal technology, trade and industrial secrets, and other intellectual property, and to penetrate information systems across Western high-technology sectors and in the government.  As far as can be ascertained by publicly available sources, moreover — and despite recent efforts by PRC propagandists to respond to such reports by depicting 
    
  
  
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     as being the 
    
  
  
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     cyber-victim — this flow largely goes in only one direction.  (The PRC regime is really only “victimized” by electronic information flows in the sense that it takes umbrage at the difficulty of controlling the political content of Internet-facilitated communication to and by its citizens, which is a very different issue.)  In this sense, one might perhaps say that the PRC is “winning” the cyber-espionage competition.
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                    While its strategic policy of cyber-facilitated theft has clearly helped give the PRC considerable benefits and has contributed to China’s “return,” however, it is not necessarily the case that simply being the better cutpurse is “winning” in the deepest sense.  The continuing fixation of Chinese leaders upon technology acquisition and the largely one-way nature of the information flow, in fact, suggest that the PRC still considers itself to be “behind” the West.  (Moreover, we implicitly agree.  After all, Western governments don’t seem to regard stealing intellectual property from China to be all that important to 
    
  
  
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     national strategy.  This may perhaps have something to do with still not being all that impressed by it.)
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                    So while the West seems clearly to have been suffering massive information losses to Chinese cyber-espionage, the very lopsidedness of modern technological cyber theft may thus signal that Beijing does 
    
  
  
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     yet feel that it has succeeded in acquiring the “sutras” of technological modernity it has so long sought from the West.  In the bigger picture, therefore, while the embeddedness of PRC cyber-espionage in the great project of “return” may reveal a very problematic strategic intent of zero-sum competition and Sinocentric primacy, the fact that China apparently still feels the
    
  
  
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     for such theft suggests a continuing undercurrent of insecurity and weakness.  Technology acquisition is designed to change weakness into strength, of course, but the feverish pace of ongoing cyber-theft is certainly a signal that China feels it isn’t there yet, and that we are still looked upon as creators and privileged holders of the sacred knowledge, as it were, that Beijing covets.
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                    Nor, I think, is it guaranteed that China will be able to 
    
  
  
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     and 
    
  
  
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      benefit
    
  
  
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     to the fullest possible extent from what it steals.  During the Cold War, for instance, the Soviets stole a fair amount of Western technology, but with certain important exceptions, they weren’t able to exploit it too well — especially in their broader economy and in ways that augmented their national strength across the spectrum.  Modern China is probably much better positioned to do this than the Soviets were, but there are still no guarantees.
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                    There is an old saying in English about how 
    
  
  
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     someone a fish allows him to eat for a day, but 
    
  
  
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    him
    
  
  
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       how 
    
  
  
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    to fish allows him to feed himself forever.  This may provide some insight here.  Stealing 
    
  
  
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     another system has learned and developed is an important shortcut, but it is not quite the same thing as being able to make progress on one’s own — which is a more important test of sophistication and advanced modernity.  To the extent that it still has to subsist on technological scraps it steals from the tables of more advanced states, China clearly has not yet succeeded in its great project of a national “return” to greatness.
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                    And this evokes the great 19th and early 20th century Chinese debates over whether China actually 
    
  
  
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     really be said to possess the “sutras” of modernity just by acquiring particular technical skills, and while still clinging to older forms of centralized and authoritarian socio-cultural organization.  It may be that in some deep way, sustainable technological and economic modernity requires the adoption of a truly modern socio-economic “operating system” as well: that is, a vibrant, open, and pluralistic way of organizing society so that one can become a 
    
  
  
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     of innovation and brilliance in the world rather than merely a borrower of others’ ideas.
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                    This could end up being a big challenge for the Communist Party oligarchy in Beijing, for it may be that authoritarian rule is incompatible with true modernity, and with China’s ultimate success in achieving national greatness.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 05 Jun 2013 18:04:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1688</guid>
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      <title>Issue-Spotting the February 2013 DPRK Nuclear Test</title>
      <link>http://www.newparadigmsforum.com/p1626</link>
      <description>Note:
Below is the text of remarks Dr. Ford delivered on February 13, 2013, to a class at the George Washington University Law School taught by David Jonas, who serves as Professorial Lecturer in Law there and also as General Counsel to the Defense Nuclear Facilities Safety Board.
Good evening, and thanks to Professor Jonas for inviting [...]</description>
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      Below is the text of remarks Dr. Ford delivered on February 13, 2013, to a class at the 
      
    
      
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       taught by 
      
    
      
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      , who serves as Professorial Lecturer in Law there and also as General Counsel to the 
      
    
      
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                    Good evening, and thanks to Professor Jonas for inviting me to speak to you.  When I was thinking yesterday about what to discuss, the morning’s headlines about North Korea’s most recent nuclear test were in front of me.  Accordingly, I thought it might be interesting to use the test as a jumping-off point for our discussions tonight – much as one might use a particularly complicated fact pattern as a starting point for an issue-spotting essay for a law school exam.  For I think the DPRK’s test can indeed provide some window upon a number of important issues.  So let’s play the issue-spotting game.  Off the cuff this morning, I came up with ten points – though we might be able to come up with a few more as we discuss these questions later in the class.
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        Direct threats to the United States
      
    
    
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                    Some in the U.S. policy community have been warning for years about the gradual emergence of direct threats to the U.S. homeland from the proliferation of ballistic missile technology and also – increasingly – from the nuclear technology that enables them to be tipped with nuclear warheads.  The timing and thus urgency of responses to such threats have been part of our national security discourse, and the subject of much debate, for a long time.
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                    That threat is no longer conjectural, however.  At the moment, we are two months into an era in which North Korea has successfully tested what is in effect a crude intercontinental ballistic missile, and now also two days into an era in which the regime in Pyongyang has tested what it claims, at least, is a more miniaturized weapon perhaps capable of topping such a missile.  The days may now be over when those eager 
    
  
  
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     to struggle with the implications of proliferation can dismiss the North Koreans as having tested a nuclear “device” – rather than a warhead – and as still not constituting more than a regional threat.
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                    It is not clear what the North Koreans are presently able to accomplish in terms of re-entry vehicle engineering and missile accuracy, but we are clearly losing the luxury of such wishful evasions, and now need to struggle with the prospect of direct nuclear threats to the U.S. homeland from proliferator states.
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       In April 2013, two months after these remarks were delivered, 
      
    
      
                      &#xD;
      &lt;a href="http://www.nytimes.com/2013/04/12/world/asia/north-korea-may-have-nuclear-missile-capability-us-agency-says.html?pagewanted=all&amp;amp;_r=0"&gt;&#xD;
        
                        
        
      
        it was revealed
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       that the U.S. Defense Intelligence Agency had indeed concluded with “moderate confidence” that North Korea had developed the ability to deliver a nuclear weapon with a ballistic missile, though only with low reliability.  Obama Administration officials thereafter tried to downplay DIA’s conclusion, declaring that “[i]t would be inaccurate to suggest that the North Korean regime has fully tested, developed or demonstrated the kinds of nuclear capabilities referenced in the passage.”  Since no one had alleged that the DPRK had “fully tested, developed or demonstrated” such a capability in the first place, however, this was not particularly reassuring.  It did appear that U.S. intelligence felt Pyongyang to have been making significant progress.]
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If the “first nuclear age” can be described as a superpower stand-off in which strategic relationships and deterrence could be understood as existing in a dyadic confrontation between great power blocks, we are now finally completing an ambiguous transition period into the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      second
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear age – one of much more complicated multiplayer games, proliferator threats, and new sorts of strategic uncertainty.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Our conceptual framework for thinking about deterrence and national strategy in a nuclear environment, however, remains all too rooted in dyadic conceptions.  There is some reason to believe that a multiplayer system can be even more unstable and unpredictable than a bipolar competition, but we have not yet developed a good set of cognitive tools for grappling with nuclear strategy in an “N-Player” game where N is a number greater than two.  Worryingly, the issue of nuclear strategy is, I think, woefully neglected in the modern academy and policy communities.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    After a period of general post-Cold War indifference to such questions, we moved into a few years of glassy-eyed optimism in which nuclear matters were treated with positive distaste – as an unpleasant residuum of archaic modes of thought that humanity was now on the process of transcending.  Clearly, however, we badly need such conceptual tools after all.  The North Korean test did not really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      make
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     this any more true than before, but it symbolizes the fact that the nuclear world is growing more, not less, complex.  It is not merely that we are not “yet” out of the nuclear woods, but indeed that we do not yet understand much about this section of the forest at all – let alone whether (or how) one might escape it.  So far, we have no modern-day Bernard Brodies, Herman Kahns, Albert Wohlstetters, or Thomas Schellings to help us get our minds around this, the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      second
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear age, and we may suffer for their absence.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      2.          
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Prospects for DPRK Denuclearization
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The DPRK nuclear test also underscores what had been becoming clear for some time about the nuclear crisis on the Korean Peninsula itself: it is not going to end anytime soon.  Our diplomats have long indulged in the pretense that we are still in the business to trying to get Pyongyang back to the table for “denuclearization” negotiations (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , with a revival of the Six-Party Talks process), and that negotiating away the North’s program remains the agenda of the day.  But we aren’t – not really, anyway – and it isn’t.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, what this test helps reinforce is the conclusion that the DPRK is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     remotely interested in denuclearization.  Nuclear weapons have become critical to the regime’s survival strategy, its legitimacy narrative, its self-image, and the internal balance of institutional interests that keeps the brutal and volatile Kim Dynasty in power.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, nuclear and missile advances seem to have acquired a kind of coming-of-age symbolism for “Little Kim,” the boy-dictator of Pyongyang: they are a way of consolidating power and demonstrating his success in dynastic succession by bringing to fruition plans begun and advanced by his grandfather and his father.  The regime’s enormous and ongoing investments in nuclear weapons and missile development – investments that are all the more extraordinary for the appalling poverty and dysfunction of the DPRK regime in essentially 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      every
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     respect – highlight this.  There is no sign whatsoever that the regime would ever consider negotiating away the only real “success” that the Kim family can point to in power.  The dictatorship in the North makes no bones about its commitment to nuclear weaponry, and this appears to be one of the only areas in which we probably can take its propagandists at their word.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And if indeed the most recent test did involve a nuclear device manufactured in part out of domestically-enriched uranium – which is possible, but to my knowledge still entirely unknown in the outside world – the test also underscores the possibility that North Korea now has not one but 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      two
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fully-operational nuclear weapons pipelines: a plutonium one 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a uranium one.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      [
      
    
      
                      &#xD;
      &lt;b&gt;&#xD;
        
                        
        
      
        Note: 
      
    
      
                      &#xD;
      &lt;/b&gt;&#xD;
      
                      
      
    
       In April 2013, the Comprehensive Test Ban Treaty Organization (CTBTO) 
      
    
      
                      &#xD;
      &lt;a href="http://www.ctbto.org/press-centre/press-releases/2013/ctbto-detects-radioactivity-consistent-with-12-february-announced-north-korean-nuclear-test/"&gt;&#xD;
        
                        
        
      
        announced
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       that it had detected radioactive gas residue consistent with venting from the DPRK test in February.  No information appeared to be available, however, to assess whether the nuclear explosion had been that of a uranium or plutonium weapon.  It was 
      
    
      
                      &#xD;
      &lt;a href="http://www.nytimes.com/2013/04/03/world/asia/north-korea-threatens-to-restart-nuclear-reactor.html"&gt;&#xD;
        
                        
        
      
        also announced
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       in Pyongyang that month that the DPRK planned to reopen its dormant nuclear reactor at Yongbyon, which it had previously used for the production of weapons plutonium.]
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This highlights the point that it’s extraordinarily unlikely that the regime would be willing to negotiate all this away, but it also makes “denuclearization” much harder to imagine for a different reason.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    Even if the North Koreans 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      were
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in principle willing to negotiate away their nuclear weapons infrastructure, confirmation of the existence of their uranium program – long assessed to exist, but confirmed in 2010 and perhaps brought to fruition earlier this week with the new test – means that the verification measures upon which the outside world would have to insist as part of a “denuclearization” deal must be terribly, painfully intrusive if they are to have any chance at providing reasonable verification confidence.  Uranium enrichment is much easier to hide than plutonium production, which requires a nuclear reactor and a separation plant, and the possibility that North Korea now also possesses a complete, working uranium bomb cycle would necessarily mean that “denuclearization” would have to be deemed unverifiable unless and until very significantly intrusive verification protocols were in place and had been working smoothly for some time.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Especially for a regime like North Korea’s, the requirements for foreign verification confidence might be all but impossible to accept.  Their continued nuclear infrastructure development, therefore, is gradually pricing them out of the verifiable-dismantlement business.  Negotiated denuclearization is thus almost certainly not going to happen.  We have yet to admit it, but the bankruptcy of our longstanding diplomatic pretenses is becoming painfully clear.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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      3.          
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Proliferation Implications
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/irp/threat/missile/rumsfeld/toc.htm"&gt;&#xD;
      
                      
    
    
      Rumsfeld Commission
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     warned in 1998 that foreign ballistic missile threats – especially those presented by new arrivals in the business such as North Korea and Iran – were “broader, more mature and evolving more rapidly than ha[d] been reported in estimates and reports by the [U.S.] Intelligence Community.”  Rather than look at such foreign programs as if they occurred in hermetically sealed national bottles, it urged that we be wary of transnational cooperation – that is, in effect, of the development of a globalized “virtual” laboratory in which proliferators can 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      pool
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     their expertise and advance together much faster and farther than one might expect from them on their own.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Thankfully, some of these developments have not occurred quite as fast as the Commission feared, but the basic intellectual point has proven – unfortunately – very sound.  North Korea’s programs demonstrate this.  As it has turned out, Pyongyang has been 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      intimately
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     involved in transnational WMD-related collaboration for many years, both on missiles and on nuclear weapons-related technology, and this globalization seems to have been very important in advancing both its own progress and that of other proliferators.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    North Korea, for instance, seems to have been involved in nuclear and missile-related collaboration with Pakistan – and with the Pakistan-based smuggling network of A.Q. Khan – since the early- or mid-1990s.  Indeed, if press reports are to be believed, it has been reported to have played a role not just as a 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/gsn/article/khan-nuclear-network-provided-centrifuge-technology-to-north-korea-pakistani-leader-says/"&gt;&#xD;
      
                      
    
    
      recipient of uranium enrichment technology
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and 
    
  
  
                    &#xD;
    &lt;a href="http://cns.miis.edu/npr/pdfs/npr_18-2_pollack_ballistic-trajectory.pdf"&gt;&#xD;
      
                      
    
    
      exporter of missile technology
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     but as a 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2005/02/02/politics/02nukes.html"&gt;&#xD;
      
                      
    
    
      supplier of uranium hexafluoride to Libya
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     through the Kahn network and a contract provider of a 
    
  
  
                    &#xD;
    &lt;a href="http://articles.washingtonpost.com/2008-04-24/world/36928234_1_syrian-reactor-nuclear-weapons-syrian-facility"&gt;&#xD;
      
                      
    
    
      plutonium-production reactor for Syria
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  North Korean missile sales have been important to ballistic missile programs around the world, most notably in Iran, and there are 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtontimes.com/news/2013/feb/15/iranian-scientists-believed-have-attended-north-ko/"&gt;&#xD;
      
                      
    
    
      reports
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     of the presence of Iranian technicians at DPRK nuclear and missile tests.  As the Rumsfeld Commission hinted, in fact, the idea of a purely 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      national
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     program may have become a quaint and outdated notion.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Read in light of this history, the recent nuclear test is particularly worrying.  For one, if indeed the DPRK and Iranian WMD and missile programs are 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     so separate after all, it may be that this test represents to some degree an actual or potential advance for the Iranians as well.  This might be particularly true if the North Korean test indeed involved a relatively small weapon using enriched uranium – for that is presumably just the sort of thing the Iranians are aiming at in their own work, and for which they have gone to such trouble to build a production infrastructure.  (Iran seems to be building a plutonium production reactor at Arak, but is already enriching uranium to relatively high levels of U-235 purity.)
                  &#xD;
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                    Even if there were not 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      yet
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     such well-established transnational cooperation between proliferators, moreover, North Korea’s track record of shocking unscrupulousness in exporting whatever will make it some money would make the risk of onward proliferation of materials and technology very great.  Our collective struggles with proliferation are far from over, and things may be getting worse rather than better.
                  &#xD;
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      4.          
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        China’s Role
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The recent DPRK test also underscores the problematic and ambivalent role of the People’s Republic of China (PRC) as the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     backer and enabler for the North Korean regime.  This is not to say that Beijing precisely approves of the DPRK nuclear program, and indeed one imagines Chinese leaders to be unhappy with Pyongyang, or at least with the North Koreans’ continuing provocations.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    China’s interest, presumably, lies in stability on the peninsula.  But stability, when viewed from Beijing, means the continuation of the DPRK regime, prevention of its collapse, and preclusion of a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      South
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Korean-led reunification that might conceivably place a U.S. military ally right on China’s border (while driving refugees over it).  And since the Kim regime is today unimaginable without, and indeed all but indistinguishable from, its WMD program, China is a critical enabler for this program.  Beijing’s desire for peninsular stability, therefore, makes it, in effect, the lifeline for the Kim Dynasty and its WMD programs: Little Kim’s most important source of economic sustenance and diplomatic protection.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The recent test underscores the tension inherent in China’s position.  Especially read in conjunction with 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     recent regional trends – specifically, not just China’s growing regional and global weight but Beijing’s growing self-assertiveness (and even aggressiveness) in what until relatively recently were long-dormant territorial disputes the South and East China Seas – it is seeming clearer than ever that the Asia-Pacific will be a major locus of international tension and competition for a long time to come.
                  &#xD;
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    &lt;b&gt;&#xD;
      
                      
    
    
      5.          
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Resourcing the “Pivot”
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this regard, therefore, the DPRK test thus also highlights critical challenges facing U.S policy – especially with regard to the Obama Administration’s so-called “pivot” or “rebalancing” to Asia.  To be sure, there are some who think the “pivot” is just a political game being played on Americans by the Obama Administration.  Not keen, apparently, to be depicted as yet another “weak-on-national-security Democrat,” Barack Obama campaigned against the Iraq war not on the theory that America should withdraw from foreign engagement 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    but because – he said – we had misunderstood the real objective.  It was 
    
  
  
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      Afghanistan
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , he said, that was our real “war of necessity,” and we needed to get out of Iraq in order to fight it.  After we got out of Iraq, however, he discovered that it was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      the
    
  
  
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    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Asia-Pacific
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that was 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     important: now we needed to get out of Afghanistan in order to move our emphasis there.  Some U.S. conservatives question the seriousness of the Obama “pivot” to Asia, suspecting that it is just an excuse to disengage in the Middle East before finding further reasons not to engage seriously on the Pacific Rim too.
                  &#xD;
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                    To my eye, the jury is still out.  I like what I have seen of the “pivot” so far, and approve of much of the emphasis of political and diplomatic attention that has been given to the Asia-Pacific in this respect.  But so far the effort 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     been principally political, diplomatic, and symbolic.  (Twenty-five hundred U.S. Marines deploying intermittently to Australia is not 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      nothing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in real terms, but it isn’t much either.)  How serious the “pivot” really is will be seen not by the ephemera of such attention  but by whether or not there is a commitment of real resources over time, coupled with a sustained commitment not just to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      declaring
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a new approach a press conference in Washington but developing and honing it in consultation with East Asian partners.  (Its seriousness will also be judged by the degree to which we engage both with friends and allies in the region and with the PRC itself in promoting continued regional autonomy vis-à-vis Beijing and in resisting Chinese efforts to promote authoritarian modes of organization and political discourse in the region.)
                  &#xD;
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                    The Obama Administration not long ago announced with much fanfare that it will start deploying 60 percent of U.S. Navy forces in the Pacific for the first time, for example, but no one is really sure what this means.  Sixty percent of what?  (Details matter!  Forty percent of a 300-ship Navy is a much bigger presence than 60 percent of a 150-ship fleet.  What capabilities will we really deploy?)  Declaring political, diplomatic, and security concern with Asian-Pacific security is an important start, but unless it is backed by resources and deep cooperative engagement with friends and allies, the “pivot” may yet be seen as a part of the geostrategic shell game of U.S. global retrenchment that some conservatives already suspect it to be.
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        BMD (and Russia/China impact)
      
    
    
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                    Given the degree to which recent North Korean events highlight the emergence of direct threats to the U.S. homeland from ballistic missile and WMD proliferation, recent headlines also have clear implications for ballistic missile defense (BMD).  BMD has been a hobbyhorse issue on the political Right in this country for many years, but the threat is unfortunately no longer merely speculative and anticipatory.  The current administration backed off from its predecessor’s interest in homeland-focused BMD in favor of a “phased, adaptive” approach that stressed deployable and re-deployable responses to 
    
  
  
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      regional
    
  
  
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     threats on the assumption that homeland threats were still relatively far off.  That assumption is now being challenged by the proliferators themselves, and might turn out to be worryingly wrong.  We may need to turn attention to BMD – as well, not incidentally, as other damage-mitigation efforts related to making our country a “harder” nuclear target, and steps to improve our military’s ability to function in a WMD environment – more quickly and more emphatically than it has so far been fashionable in Washington to admit.
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      [
      
    
      
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        Note:
      
    
      
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       In March 2013, the 
      
    
      
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        Obama Administration announced 
      
    
      
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      that it would install additional ground-based interceptor missiles at Ft. Greely, Alaska, in order to counter the North Korean ballistic missile threat.  Additionally, the Commander of the U.S. Strategic Command, General Robert Kehler, 
      
    
      
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        testified to Congress
      
    
      
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       that it might be necessary also to establish an interceptor site on the East Coast of the United States as a hedge, in particular, against threats from Iran’s growing missile program.]
    
  
    
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                    Such a necessarily renewed focus on homeland BMD, however, is likely to have spillover effects in our strategic dealings with Russia – and, to a lesser extent, China.  The Obama Administration places enormous store in seeking a follow-on to its supremely modest “New START” deal with Moscow, but the Russians have so far responded by demanding great U.S. concessions with regard to missile defense.  As third-party proliferator developments continue to push us down the BMD road with ever-greater urgency, this already considerable obstacle to Russo-American negotiations will surely become a greater one.  We will have to struggle with the tension inherent in this feedback loop.
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        Test Ban
      
    
    
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                    In theory, at least, it remains an Obama Administration priority to secure Senate ratification of the Comprehensive Test Ban Treaty (CTBT), which was shot down in 1999 in the U.S. Senate.  Most U.S. debates over CTBT – which is advocated as essentially an article of religious faith by the disarmament community, and equally fervently disliked by some hawks – revolve around the implications for the U.S. arsenal from making our current 
    
  
  
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      policy
    
  
  
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    -based testing moratorium into a legally-binding one.
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                    The North Korean test, however, highlights a further issue with CTBT: the requirement in that treaty that every one on a specified list of countries have ratified the CTBT before it can enter into force.  This list, significantly, includes North Korea – as well as India, Pakistan, Israel, and Iran.  Even if we 
    
  
  
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      were
    
  
  
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     to ratify, therefore, it is all but certain that CTBT will not enter into force anyway.  Since I think part of good strategic policymaking is understanding where to spend our national leadership’s finite supply of political and diplomatic “capital,” it’s worth considering whether it is worth the effort and strategic risk of ratifying a test ban treaty that will never actually enter into force anyway.  There may be better efforts on which to spend our time and effort.
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        “Zero”
      
    
    
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                    North Korea’s tightening embrace of nuclear weapons possession also challenges another tenet of the received wisdom of the arms control and disarmament community: the ambition of global nuclear weapons abolition.  President Obama’s nuclear weapons policy has so far been – to my surprise – much more pragmatic, in practice, than one would have expected it to be.  Nonetheless, even if its officials now seem to accept that the destination will be a 
    
  
  
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      very
    
  
  
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     long way off, the administration remains committed, in principle, to “leading the way” toward the eventual goal of abolition.
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                    Pyongyang’s demonstration of just how 
    
  
  
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      desirable
    
  
  
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     nuclear weapons actually are for a number of governments around the world, however, eats away at the politically-correct orthodoxy of “zero” thinking.  The North Korean program – not to mention its 
    
  
  
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      de facto
    
  
  
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     backing by an increasingly powerful and regionally-assertive China – also increases the pressure felt by U.S. allies in the region.  This pressure increases their own incentives to develop nuclear weaponry, or at least the “hedge” of a technology-based weapons “option” in fissile material production and “space-launch” capabilities, raising the specter of catalytic regional proliferation.  Such developments are not inevitable, but forestalling them may turn out to require our 
    
  
  
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     continued – or increased – reliance upon nuclear deterrence, especially if we cannot stomach the financial commitments entailed by a significant regional military presence.  So much for progress toward “zero.”
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         ROK OpCon
      
    
    
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                    Let me quickly mention another issue before making the tenth point and opening things up for what I hope will be a very interesting discussion.   In the next couple of years, we plan to turn over to our South Korean allies the role of assuming operational control (“OPCON”) of all allied forces on the Korean Peninsula in the event of war.
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                    This is a very important step, both in practical and in symbolic and political terms.  Since the Korean War, a U.S. general has been designated to run all combat operations for both American 
    
  
  
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      and
    
  
  
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     South Korean forces in the event that hostilities happen to break out anew.  Soon, this is supposed to switch: a South Korean will have that role.  Our ally, in other words, will have “graduated” to something akin to “adult” status in military terms – a full partner, and in some formal sense even the 
    
  
  
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     partner, in the event of war.
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                    This is occurring, however, at a point when tensions on the peninsula remain gravely high – not least as the result of occasional DPRK provocations, such as the sinking of the South Korean vessel 
    
  
  
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      Cheonan
    
  
  
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     and the shelling of Yeongpyeong Island in 2010, that raise the specter of South Korean retaliation and peninsular escalation.
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                    Personally, I think OPCON transfer is both a good idea and an unavoidable necessity, but it must now also be seen as a test for U.S. engagement in the region.  If we are serious about an Asia-Pacific security strategy – especially in a time in which our global engagement is hobbled by the self-inflicted wounds of Washington’s ruinous and escalating debt-fueled domestic spending – it will require us to work with our regional allies in ways we are unaccustomed to doing.
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                    We have some vestigial memory, I think, of competitive strategy planning in the Cold War context vis-à-vis the Soviet Union.  In that environment, however, our role was much more that of predominant leader, essentially telling our subservient allies what the collective strategy needed to be.  In the Asia-Pacific of the mid-21st Century, we will need both to 
    
  
  
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     competitive strategic planning and to 
    
  
  
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     these old habits of monopolar alliance management.  Our challenge will be to work with our regional friends and allies to develop competitive strategies 
    
  
  
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      together
    
  
  
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    , more as full partners than ever before.  Both in terms of political symbolism and operational effects, OPCON transfer is an early test case for this.  As new governments come into office in both Seoul and Tokyo, we will have to work harder at being a good ally than ever.
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        U.S. Engagement in the World
      
    
    
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                    Which brings me to my final issue-spotting point.  It is something of an open question what the U.S. role will be in global security affairs in the mid-21st Century.  We face many challenges, and what are in many ways unprecedented constrains upon our options and flexibility.  The DPRK nuclear test does not create these dilemmas, of course, but it highlights them – and their myriad repercussions – in important ways.
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                    In a sense, we do face a test of how serious a global power we wish to remain.  It is all to easy, here in Washington, to dismiss the difficult, expensive, and sometimes painful exigencies of global involvement with shallow platitudes about how “nation-building begins at home” and how if we only “get our own house in order” we’ll find the world a more congenial and manageable place for our security interests.  There is, of course, some truth in such comments: our dysfunctional budget dynamics and runaway mandatory spending programs do indeed present significant challenges to our security posture.
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                    But the deeper truth is that the world is very unlikely to give us breathing space in which to withdraw, reconsolidate, and later return with new vigor.  Pyongyang’s ever more defiant embrace of threatening nuclear and missile postures simply highlights what should have been obvious all along: the world remains a dangerous and problematic place, these problems are not going away, and we will have to deal with them whether we want to or not.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 18 May 2013 21:53:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1626</guid>
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      <title>The Asia-Pacific Region’s “Operating System” and the “Chinese Dream” of Global “Return”</title>
      <link>http://www.newparadigmsforum.com/p1667</link>
      <description>Note:
This is the text of remarks Dr. Ford delivered on April 18, 2013, to a U.S.-Australia “Track II” dialogue held at the Australian Defense College in Canberra.  Professor Hugh White of the Australian National University was the other participant in this panel discussion.  (Dr. Ford’s remarks on an earlier panel at the same dialogue will [...]</description>
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      This is the text of remarks Dr. Ford delivered on April 18, 2013, to a U.S.-Australia “Track II” dialogue held at the 
      
    
      
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       in Canberra.  Professor 
      
    
      
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       of the Australian National University was the other participant in this panel discussion.  (Dr. Ford’s remarks on an earlier panel at the same dialogue will be posted subsequently on NPF.)
    
  
    
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                    Good afternoon, and thanks for the pleasure of speaking to you a second time.  This morning I offered a survey of key regional issues, but with your indulgence I’d like now like to drill down a bit into one particular issue: the potential regional implications of the “Chinese Dream” of national “return.”
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                    As I see it, one of the biggest issues for the Asia-Pacific lies at a very intangible level: the degree to which the region is coming to see contestation over its most fundamental “operating system.”  With China’s rise and the PRC’s ambition to effect some kind of geopolitical “return,” the current order – the open, liberal, and broadly pluralist order that has made it possible for the states of this region (including, ironically, the PRC itself) to grow and prosper so greatly – is no longer unquestionably the “OS” of the region’s future.
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                    The open, liberal, pluralist order of the Asia-Pacific has been a cooperative and collaborative project of many states for a long time; its success can rightly be said to have had many fathers.  This order, however, has also been underpinned in important ways by U.S. political and economic power.  Today, rightly or wrongly, many see that U.S. power as being cast increasingly in doubt, even as China’s global and regional heft continues to grow.  The potential implications are very great indeed, and some have even suggested that regional countries may at some point have to “choose” between Washington and Beijing.
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                    For my part, I think the idea of such a “choice” is more obscuring than helpful, especially to the extent that such a phrase rests upon some distinction between the supposed alternatives of  U.S. or Chinese overlordship.  I do not think the Asia-Pacific really faces that “choice,” not least because Washington does not demand such a status.  But there may at some point be an aspect of “choice” involved nonetheless – not between overlords but between regional “operating systems.”  And to assess 
    
  
  
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    , one must know more about the alternative being presented.
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                    Particularly in what were for them the heady days of the U.S. financial crisis – and to some extent still, in our present politico-economic 
    
  
  
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      malaise
    
  
  
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     – Chinese officials and commentators have spoken with some enthusiasm of there existing some kind of “China Model.”  So what would the competing “operating system” for the Asia-Pacific look like?   I would wager that there is unlikely to be much that is generally pluralist about it, either in theory or in practice.
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                    A few years ago I wrote a 
    
  
  
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     arguing that it is a powerful strain in Chinese political culture to assume that political authority is related to moral virtue.  Order is seen as tending to coagulate, as it were, around the virtuous ruler, all 
    
  
  
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     claimants to political authority must insist upon and vigorously defend their own claims to virtue, and 
    
  
  
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     in political order are assumed to be the result of 
    
  
  
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     in virtue.
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                    Both political authority 
    
  
  
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     moral virtue, moreover, are seen as things lived primarily in the vertical dimension, leading to a distinctively monist, status-hierarchic, and potentially universalist conception of order.  Just as suggestions of a 
    
  
  
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     of superlative virtue are attacks upon one’s basic political legitimacy, so also the virtue of 
    
  
  
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     cannot really be granted lest 
    
  
  
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     be suspected to deserve political and status-hierarchic pride of place.
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                    This traditional Chinese conception of order 
    
  
  
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      claims
    
  
  
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     fidelity to a morality of reciprocal obligations and right conduct, but it is sharply hierarchic and zero-sum.  Such obligations are 
    
  
  
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     in their reciprocity, as in the archetype of the traditional family presided over by a benevolent but sternly authoritative 
    
  
  
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      paterfamilias
    
  
  
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    , and with a clear totem pole of status-hierarchy and deference below that apex.  There is nothing of real pluralism here: as the old Chinese saying puts it, there cannot be two suns in the sky.
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                    This system of order can be seen in ancient Confucian conceptions, though such assumptions are shared to a surprising degree even in China’s non-Confucian traditions.  I also believe that a good deal of this kind of thinking has persisted into the present day.
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                    Such conceptions form a marked contrast to the kind of pluralistic, open order I described a moment ago as being the foundation of today’s Asia-Pacific community.  It was one of the points of my book to ask questions about the degree to which such attitudes remained of operational significance in Chinese political and strategic culture, wondering what approach Beijing would end up taking in the world if and when its size and power came to give it options beyond merely piggybacking upon derivations of an order-system pioneered by others.
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                    I think there is room to be concerned that some these conceptual themes have become bound up in troubling ways both with modern Chinese nationalism and with the CCP regime’s own more specific modern ambitions.  It has been, for instance, all but an obsession for post-Qing Dynasty China to develop the country’s global standing not just in absolute but in 
    
  
  
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     terms – not merely to produce gains for ordinary Chinese from growth and development 
    
  
  
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    , but to seek these thing precisely in order to propel China 
    
  
  
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     once more back up, vis-à-vis everyone else, on the league tables of global power and status.  Revealingly, some Chinese commentators have termed this not merely China’s “rise” but instead its “return” to a position, indeed almost a birthright, of which that self-perceived civilization-state had for years been cheated.
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                    The official Chinese narrative of “humiliation” at foreign hands reflects powerful virtuocratic elements, for China’s very weakness in the face of 19th and 20th Century European power is deeply problematic when viewed from that perspective, for through a virtuocratic lens it might suggest a lack of virtue on the part of Chinese civilization 
    
  
  
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    .  This adds a poignancy and desperation to modern China’s dilemma, simultaneously encouraging a propagandistic iconography of foreign malevolence – which makes China’s disability seem unfair and undeserved, and thus less tainting – and making it all the more imperative that the county climb back to the position of strength and prominence that represents the proper order of things.  This ideological emphasis upon “return,” with the volatile mix of virtuocratic arrogance and politico-cultural insecurity it entails, has been in many ways the central characteristic of Chinese national policy under both Communist and non-Communist rulers since the fall of the Qing.
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                    The modern PRC’s desire for politico-moral status-deference from the rest of the world – as important a commodity to Chinese leaders, it sometimes seems, as concrete power – is deeply entangled with virtuocratic political theory, and the PRC’s corresponding chip-on-the-shoulder insecurity about China’s own past weakness.  The same can be said of Beijing’s fixation upon controlling how others view and describe China, its insistence that China acts with a purity of intention and a devotion to moral virtue unmatched by any other major player, its leaders’ inability to admit error or fault, their tendency to demonize all who disagree with them, and their sometimes almost adolescent sensitivity to rhetorical or symbolic slights.
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                    All of which should, I think, indeed prompt us to ask what it would be like to live in a region – or even a world – with a China that has “returned” on the basis of such thinking, and it is here where the potential clash between international “operating systems” becomes most apparent.   Even if the PRC were not to insist upon much by way of direct dominion, a “returned” China seems likely to make considerable demands on everyone else in terms of political and status deference, and in terms of international (and even domestic) discourse control in all matters deemed to affect China in some way.  In worse scenarios, it might turn out not to be a coincidence that the PRC is today building up both regional and longer-legged power-projection capabilities even while developing an A2/AD shield behind which such tools could be exercised with relative impunity.
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                    PRC commentators frequently allege that Confucian virtues are antimilitarist ones, and People’s Liberation Army propagandists are fond of invoking the voyages of the early Ming Dynasty admiral Zheng He as a model of how a powerful China would behave with peaceably benevolent grandeur even when possessing unsurpassed global power-projection capabilities.  Confucius, however, was not shy about preaching the need for military chastisement of uppity barbarians unwilling to heed the dictates of right conduct, however, and Zheng He did not hesitate to intervene with his naval infantry in places such as Sumatra where contests emerged between pro- and anti-Chinese local leaders.  (There is thus both ancient ideological legitimation and historical precedent for gunboat diplomacy to enforce the proper Sinocentric order of things in the Indo-Pacific.)
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                    Chinese officials have also repeatedly referred to their desire to build a “harmonious world,” but non-Chinese have rarely explored quite what that seems to mean to the PRC.  Some Chinese commentators, however, have explained that the meaning of this phrase can be seen by analogy to the “harmonious society” that the CCP regime has built within China itself, even while some have even explicitly invoked the Zhou Dynasty as a political model of how overall suzerainty and status-deference to a civilizational monopole can be squared with broad degrees of functional political autonomy within an interstate order system.  Meanwhile, CCP officials have spoken with increasing vehemence about the imperative of ideological and conceptual struggle in the international arena, articulating theories whereby it is the distinctive prerogative of the dominant state to set (and enforce) norms for the order-system – making such work, implicitly, the increasing responsibility of a rising power on the verge of effecting its own world-historical “return.”
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                    All of this, I would suggest, should worry us a good deal.  Such hints and insights suggest that very important political and indeed ideational challenges lie ahead for the Asia-Pacific region well beyond more concrete questions of economics, diplomatic relationships, and the military-technological balance.  There is a whiff of competition in the air between organizing frameworks, which we should ignore at our peril.
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                    The future of the Asia-Pacific region will develop in part at the level of ideas and values related to the basic political “operating system” of the region as a whole and of the states that form its constituent parts.  Acknowledging 
    
  
  
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    , I posit, is especially important for our two countries – Australia and the United States – for they share so much in terms of their political values and a commitment to open and pluralist operating systems at home and abroad.  If there is “choice” involved here, we both know what we must choose.
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                    Thank you.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 30 Apr 2013 11:32:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1667</guid>
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      <title>The Incoherence of “Disarmament versus Nonproliferation”</title>
      <link>http://www.newparadigmsforum.com/p1655</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks on April 8, 2013, at the Carnegie International Nuclear Policy Conference, held at the Ronald Reagan Building in Washington, D.C. and hosted by the Carnegie Endowment for International Peace.  Dr. Ford served on a panel that also featured Harald Müller, of the Peace Research Institute of [...]</description>
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      Below is the text upon which Dr. Ford based his remarks on April 8, 2013, at the 
      
    
      
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      &lt;a href="http://carnegieendowment.org/2013/04/09/2013-carnegie-international-nuclear-policy-conference/a78z"&gt;&#xD;
        
                        
        
      
        Carnegie International Nuclear Policy Conference
      
    
      
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      , held at the Ronald Reagan Building in Washington, D.C. and hosted by the Carnegie Endowment for International Peace.  Dr. Ford served on a panel that also featured 
      
    
      
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        Harald Müller
      
    
      
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      , of the Peace Research Institute of Frankfurt, and 
      
    
      
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        Alfredo Labbé Villa
      
    
      
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      , Permanent Representative of Chile to the International Atomic Energy Agency.  The panel was moderated by Stanford’s Professor 
      
    
      
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        Scott Sagan
      
    
      
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                    Thank you, Scott, for your introduction – and thanks also to the Carnegie Endowment for organizing this conference.
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                    Before I say anything further, however, let me make sure I make one thing clear: whatever opinions I express here are entirely my own, and do not necessarily reflect the views of anyone else at the Senate Appropriations Committee, the Senate as a whole, the U.S. Government, or indeed anyone else at all.  For better or for worse, I speak only for myself.
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                    The title of this panel is “Too Little Disarmament, Too Much Nonproliferation?”  It would seem to suggest that some kind of tension exists between nonproliferation and disarmament.  So let me lodge a kind of conceptual complaint.  When one tries to reason more crisply about these things, however, the supposed tradeoff between nonproliferation and disarmament doesn’t look as coherent as the question would seem to suppose.
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                    If there are two intelligible competing poles of policy emphasis, are they really “nonproliferation” and “disarmament”?  Well, if there 
    
  
  
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     a “nonproliferation-only” end of the continuum, it doesn’t seem like all that problematic a polar case.  Indeed, it presumably doesn’t look much more appalling than the world we actually live in – that is, a system divided between nuclear weapons possessors and non-possessors, and in which a variety of rules and institutions exist to make it hard for members of the latter group to become members of the former.
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                    Now, it would be churlish to pretend that there is no equity cost in the indefinite maintenance of such a division between “haves” and “have-nots,” of course, but as a polar case for the range of security landscapes available, such a world isn’t precisely horrible.  One can debate the point, but I’d also wager there’s a good chance that some versions of such a divided world would still be superior to a world of “zero.”
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                    (After all, our last experience of a nuclear weapons-free world was an ugly environment of great power conflict.  I don’t know for certain that a nuclear-weapons-free world would indeed return to this pattern, but it’s a possibility worth worrying about.  At any rate, there certainly seems to be little basis for the disarmament community’s absolute certainty that such regression is impossible.)
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                    But what about the 
    
  
  
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     pole?  Well, it 
    
  
  
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     a “disarmament-only” situation, because disarmament 
    
  
  
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      presupposes
    
  
  
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     successful nonproliferation, and cannot be intelligibly discussed without it.  Disarmament would surely never be agreed, for example, and certainly could not be 
    
  
  
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    , without nonproliferation rules and institutions that do their job essentially perfectly.  Nonproliferation is thus a condition precedent for disarmament, and while it is in no way a 
    
  
  
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     condition for “zero,” it is unquestionably 
    
  
  
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                    Accordingly, to suppose the existence of some tension between nonproliferation and disarmament is to lapse into incoherence.  It is quite possible to imagine a world – and not an awful one – of nonproliferation without disarmament.  But it would be absurd to countenance things the other way around, for a world without nonproliferation would be a world of ubiquitous, on-demand 
    
  
  
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     – in other words, just about as far away from “zero” as one could imagine the world-system drifting.  To talk as if nonproliferation and disarmament were truly in tension, therefore, is to speak nonsense.
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                    To be sure, it is true that demanding both nonproliferation 
    
  
  
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     disarmament is the only coherent way to demand disarmament at all.  
    
  
  
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      Whether or not
    
  
  
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     we think a world of “zero” is achievable or would in fact be a better one than the world today, however, it is hard not to insist upon a general rule of nonproliferation, for 
    
  
  
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     to insist upon such a general rule is only a bit shy of insanity.
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                    I understand that it is these days a well-established aspect of the diplomatic game to press nuclear weapons possessors to disarm by promising them the “carrot” of stronger nonproliferation cooperation if they do, and by essentially threatening the “stick” of 
    
  
  
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     if they do not.  Ultimately, however, this is a very stupid game, for while it clearly suits the purposes of the would-be 
    
  
  
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     for this to be the dominant discourse, it serves the cause of disarmament quite poorly.
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                    The pro-proliferation “stick” impliedly brandished by pro-disarmament rhetoricians would make the world a more dangerous place for just about everyone, and indeed would be utterly 
    
  
  
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     to the cause of disarmament 
    
  
  
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     before it threatened the core interests of most of the weapons possessors it is the intention of such arguments to persuade.  If you’re a sincere advocate of disarmament, therefore, this line of argument is a bit like playing a lethal game of chicken with yourself: which is to say, it is spectacularly foolish.
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                    But there’s a further irony here, inasmuch as the “carrot” of stronger nonproliferation cooperation – 
    
  
  
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     to be all but illusory.   After four years of Washington’s new pro-disarmament posture, we have today, from a nonproliferation perspective, shockingly little to show for it.
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                    To begin with, what augmentation there 
    
  
  
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     been of nonproliferation sanctions against Iran and North Korea we owe only to those countries’ own grievous provocations.  In every case, sanctions have been stepped up expressly in response to things such as the discovery of previously secret nuclear facilities, uranium enrichment to higher levels of purity, cross-border attacks, ballistic missile tests, and/or nuclear detonations.  These increased pressures owe 
    
  
  
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                    As for the countries of the developing world, whom it is often said will become more serious about nonproliferation if only we do more to eliminate our nuclear arsenal, this hasn’t been happening.  The developing world seems to have altered its nuclear nonproliferation positions precisely not at all as a result of Obama Administration positions on disarmament.  If anything, many countries’ positions have been 
    
  
  
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                    The only plausible case I’ve heard anyone make about the diplomatic benefits of contemporary U.S. disarmament policy is the contention that it helped improve the “atmosphere” in the NPT review process.  (Harald has cogently made this point, for instance.)  It’s not clear what this proves, however, because this warmer “atmosphere” appears not to have translated into any favorable changes even in stated policy 
    
  
  
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    , much less into actual behavioral choices in the real world.
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                    The “atmosphere” argument thus represents a compelling “payoff” only to the extent that process is mistaken for substance.  In fact, even if diplomatic process 
    
  
  
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     been all we wanted, it’s not clear that the warmer “atmosphere” at the 2010 NPT Review Conference (RevCon) is in fact responsible for the Final Document agreed at that meeting.  As Harald himself admitted in the 
    
  
  
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      in 2011,
    
  
  
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     it was not America’s pro-disarmament position but rather our concessions 
    
  
  
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      on Middle East policy
    
  
  
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     that produced the final consensus.
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                    Nor was the supposedly improved NPT “atmosphere” even a 
    
  
  
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      nonproliferation
    
  
  
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     payoff anyway.  For all the supposedly warmer feelings, the 2010 Final Document still failed even to 
    
  
  
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     the gravest crisis facing the nonproliferation regime today: Iran’s enrichment of uranium in contravention of multiple legally-binding U.N. Security Council resolutions.
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                    Worse still, it may be that the improved RevCon “atmosphere” that allegedly resulted from U.S. disarmament positions actually 
    
  
  
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     to this failure to address the Iranian crisis.  The Final Document apparently 
    
  
  
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      deliberately
    
  
  
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     ignored this crisis in part precisely 
    
  
  
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      in order not to jeopardize
    
  
  
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     the improved “atmosphere” that is said to have characterized the conference.  In this sense, therefore, seriousness even about acknowledging the existence of nonproliferation challenges may have been a 
    
  
  
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     of the improved NPT review process “atmosphere.”  Some nonproliferation payoff.
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                    On the whole, U.S. steps toward nuclear disarmament seem to have had essentially no beneficial impact from a nonproliferation perspective.  Conceivably, in fact, it’s even worse than that, especially if one considers not just the last four years but instead the last two decades.  After all, we cut our nuclear force back by 
    
  
  
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      more than three-quarters
    
  
  
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     since the end of the Cold War, but during this same period the world saw South Asia emerge as a center of nuclear-armed rivalry, North Korea develop nuclear weaponry, and Iran accelerate its push in that same direction – even as a new proliferation-facilitating interpretation of the NPT has been spreading that uses Article IV to undermine Article II.  As huge superpower reductions have finally occurred, in other words, the proliferation environment has 
    
  
  
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    .
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                    Correlation does not necessarily imply causation, of course.  Nevertheless, if you 
    
  
  
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      were
    
  
  
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     to argue that post-Cold War nuclear reductions have actually led to greater proliferation 
    
  
  
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      problems
    
  
  
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    , you might well have 
    
  
  
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      more
    
  
  
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     evidence on your side than those who today argue so fashionably that faster disarmament will meaningful produce nonproliferation benefits.  For this latter proposition, there is, alas, precious little evidence indeed.
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                    Anyway, I look forward to our discussions, for  I am sure this Carnegie audience will want to challenge me on some or all of these points.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Sun, 14 Apr 2013 13:21:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1655</guid>
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      <title>Thinking about the U.S. “Pivot” to Asia</title>
      <link>http://www.newparadigmsforum.com/p1638</link>
      <description>Note:
Below is the text of remarks Dr. Ford gave to an event sponsored by Hudson Institute and held at the Harvard Club in New York City on February 27, 2013.  Rear Admiral James Stark, USN (ret.), Dr. Michael Pillsbury, and Eric Brown also took part.
Good afternoon, everyone, and thanks for showing up in the New [...]</description>
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      Below is the text of remarks Dr. Ford gave to an event sponsored by Hudson Institute and held at the Harvard Club in New York City on February 27, 2013.  
      
    
      
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        Rear Admiral James Stark
      
    
      
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      , USN (ret.), 
      
    
      
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        Dr. Michael Pillsbury
      
    
      
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      , and 
      
    
      
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       also took part.
    
  
    
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                    Good afternoon, everyone, and thanks for showing up in the New York rain for this discussion of what was originally called the United States’ “pivot” to Asia – though U.S. officials have more recently tried to style it as a “rebalancing.”
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                    Whatever you call it, as a preliminary matter, let me say that I applaud the idea of our doing more by way of proactive political, military, and economic engagement in the Asia-Pacific.  We never “left” the region, of course, and it has always remained a very important U.S. priority, so it is disingenuous to talk of being “back” in Asia as former Secretary of State Hillary Clinton initially did.  But I do approve of ratcheting 
    
  
  
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     the attention we devote to regional issues, and I do think that the “pivot” has so far produced some good results.
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                    Its announcement certainly got Beijing’s attention – and not unhelpfully, for that was a time when Chinese analysts were concluding that our financial crisis of 2008-09 and our subsequent crippling problems of debt and runaway domestic spending were sapping our strength, would lead to U.S. retrenchment and disengagement, and were pulling us precipitously down the global league tables of what Chinese strategists call “comprehensive national power.”  They may have seen the “pivot” as a desperate move by a declining and defensive hegemon to prevent China from fulfilling its historical destiny of “returning” to dominance, but it was also a sign that despite everything, we were still a force to be reckoned with.
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                    From the standpoint of competitive strategy, the United States thus got some real mileage out of the “pivot” approach.  In the context of dealing with a China in which more aggressive approaches seem increasingly to be winning out over the traditional strategic caution and low-profile non-provocative “time-biding” strategies that were a hallmark of Chinese policy under Deng Xiaoping and his hand-picked successors, our signal of continued regional involvement was a good thing – probably increasing Beijing’s incentive to stick with Dengist “time-biding,” at least for a while longer.
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                    But the “pivot” so far has been largely a diplomatic and political affair – a potentially ephemeral thing, relatively easily done, and perhaps just as easily abandoned.  It is, to my eye, a good first step, but the “rebalancing” to date has been no more than a down-payment, as it were, upon some assumed 
    
  
  
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      substance
    
  
  
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     that is yet to come.  The question is thus whether this emphasis upon the Asia-Pacific will be sustained, institutionalized, and backed by ongoing commitments of resources.
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                    The short answer, of course, is that I do not know.  Indeed, it is sometimes hard to know what to make of the strategy 
    
  
  
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     the “pivot” in the first place.  There are various possible interpretations, some more favorable than other.  Some conservative observers – and I know a few of them – worry that the “pivot” isn’t really about 
    
  
  
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     at all, being instead a sort of political shell game played by the Obama Administration 
    
  
  
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      on Americans and for purposes of U.S. domestic politics
    
  
  
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    .
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                    The theory offered by such critics is that the “pivot” seems to fit into a troublesome pattern.  Ideologically antagonistic to the idea of assertive U.S. global engagement around the world but afraid of being depicted as yet another “weak-on-national-security Democrat,” the argument goes, Barack Obama felt it necessary to campaign against the Iraq war not by publicly calling for a full-blown U.S. retreat from the world (though this is what he wanted) but by the expedient of claiming that we had simply misunderstood the 
    
  
  
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     objective and should reorient ourselves towards it.  Obama decalred that it was 
    
  
  
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      Afghanistan
    
  
  
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    , you will recall, that was the 
    
  
  
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     “war of necessity,” and he contended that in order to fight properly 
    
  
  
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    , we needed to get 
    
  
  
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     of Iraq. In this way he could pretend to be a strong national security leader even when on the retreat in Mesopotamia.
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                    After we got out of Iraq, however, the “war of necessity” in Afghanistan clearly didn’t seem so necessary to the Obama Administration after all.  With Afghanistan having served its purpose as an excuse to disengage from Iraq, President Obama duly discovered that it was 
    
  
  
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     that was 
    
  
  
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     important: now we needed to get out of Afghanistan in order to move our emphasis to the Far East.  Some critics thus fear that the “pivot” to Asia will suffer a similar fate as the now clearly disingenuously-identified “war of necessity” in Afghanistan – namely, they suspect that after using “pivoting” to Asia as an excuse to disengage from the Middle East, reasons will be found not to remain seriously engaged in the Asia-Pacific either.  The “necessity” of each change of focus, they note, seems to last only for so long as it legitimates retreat and retrenchment wherever we are 
    
  
  
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     most invested.
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                    So is this really the case?  To my eye, the jury is still out – though I certainly share the concern that our recent Asia focus will not be sustained, and that the “down payment” we have made with “pivot” diplomacy in the last couple of years will be squandered.
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                    It is certainly possible that the “pivot” has been exactly the sort of cynical political game that some conservatives suspect.  Indeed, one already hears Obama Administration officials suggesting quietly that the “rebalancing” to Asia has been “misunderstood,” and that it’s 
    
  
  
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     not so much a new politico-military strategy as an initiative for economic and socio-cultural engagement.  There is in Washington these days increasing talk, as it were, of “rebalancing” the “rebalancing.”
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                    When I was in China last year doing interviews for a book, in fact, I was told by one high-ranking Chinese think-tanker that they had been privately assured by the Obama Administration that Secretary Clinton had “overstated” the “pivot” and that Beijing should rest easy.  Whether any such reassurance actually occurred is far from clear.  Nevertheless, it is not beyond imagining that now that President Obama has been immunized against accountability to American voters – the “pivot” having perhaps played a role in his re-election as an example of a robust and at least 
    
  
  
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     security-focused strategy – the vigor and apparent security emphasis of the “rebalancing” will now be detuned.  And indeed, Obama officials have recently suggested that the “pivot” may have to be abandoned as sequestration – a step which was originally President Obama’s idea – goes through.
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                    That said, I give former Assistant Secretary of State Kurt Campbell credit for sincerity and a lot of hard (and good) work in initiating the “pivot.”  Nevertheless, he and Secretary of State Hillary Clinton have now both moved on.  And how serious the White House is about the “pivot” has perhaps yet to be truly tested.
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                    If the “pivot” was a political gimmick from the start, of course, we can be confident that it will 
    
  
  
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     be sustained, institutionalized, or backed with any significant resources.  If the “shell game theory” is correct, the “rebalancing” to Asia will have served its purpose when it has finished justifying our disengagement from the “distraction” of Afghanistan.  (Whatever role it might have been intended to play in helping protect Obama’s right flank in the 2012 election campaign, when promoted by administration figures as a military strategy, is now over.)  Accordingly, perhaps, the “pivot” will then quietly fade away: U.S. military capabilities relevant to a potential state-on-state clash across a battlespace contested by adversary “anti-access/area-denial” (A2/AD) systems will not receive funding and programmatic endorsement, shipbuilding and aviation force postures will be allowed to atrophy,  new co-operative endeavors with regional allies will not be developed, and so forth.
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                    Clearly, this theory is an unfavorable interpretation.  Hopefully, it is not the case.  A competing possibility is that the “pivot” has indeed been sincerely meant, and should be taken at face value as an effort to boost our engagement in the Asia-Pacific across the board.  This, however, returns us to the issue of sustainability.  And in this regard, resources are clearly going to be a challenge.
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                    Former Secretary of Defense Leon Panetta, for instance, announced last year, with much fanfare, that the United States will start deploying 60 percent of its naval forces in the Pacific for the first time.  This is a nice sound bite, and certainly 
    
  
  
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                    My Hudson Institute colleague Doug Feith has rightly argued that this is a much less meaningful statistic than one might think.  Our military, after all, is a 
    
  
  
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     interests and responsibilities, and it doesn’t matter hugely what is initially stationed where because our forces are routinely being shifted around to where they are most needed.  A crisis in Asia would draw a “swarm” of American power from all over, just as one elsewhere might lead us to pull at least some forces 
    
  
  
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     the Pacific.  Baseline deployments do serve a signaling function, and I myself was pleased with Panetta’s announcement, but one shouldn’t overstate its importance.
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                    More fundamental is the question of what we posses in the first place.  Sixty percent may be in the Pacific, in other words, but 
    
  
  
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    ?  The details matter.  (Forty percent of a 300-ship Navy, for instance, is a much bigger presence than 60 percent of a 150-ship fleet.)  The much more important question is what our total force is, what capabilities it has when the budget-cutters have finished with it, and how trained and ready we are for a full range of missions.  Even a 
    
  
  
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     “pivot” will collapse if not given real support, and our current era of self-inflicted economic and fiscal wounds will make robust regional engagement challenging.
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                    So an enormous component of the challenge of sustaining the “pivot” clearly involves money – specifically, Washington’s 
    
  
  
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     of it as we allow entitlement spending to squeeze discretionary spending (
    
  
  
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    , for national defense) increasingly out of the federal budget.  But if we are serious about the “pivot” – and about making it sustainable over time – things 
    
  
  
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     just about money.
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                    If we are serious about an Asia-Pacific strategy – 
    
  
  
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     in a time of fiscal constraint – we will need to work with our regional friends and allies in ways that we are as yet unaccustomed to doing.  So far, they are still waiting to see what the “pivot” really means.  To date, it has been more a matter of pronouncements from Washington than a subject of deep engagement and collaborative development with our friends and allies.  This will need to change if our “rebalancing” is to last.
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                    Doing that may require some political and psychological adjustment in Washington.  We have a vestigial memory of competitive strategy planning in the Cold War context vis-à-vis the Soviets.  Then, however, our role was more that of essentially 
    
  
  
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     our subservient allies what the collective strategy was to be.  In today’s Asia-Pacific, we will need both to 
    
  
  
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     competitive strategic planning as a mindset – and, by the way, to admit to ourselves that strategic competition is indeed what we’re engaged in in the first place – and to 
    
  
  
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     our Cold War-era habits of alliance management by 
    
  
  
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      diktat
    
  
  
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    .  The challenge now is be to work with our regional friends and allies to develop competitive strategies 
    
  
  
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      together
    
  
  
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    , and more as full partners than ever before.   They certainly need us to work with them, but we also need 
    
  
  
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      them
    
  
  
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    .
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                    Interestingly, my impression is that it is just such a 
    
  
  
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      collaborative
    
  
  
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     approach to competitive strategy that the Communist Party-State in Beijing fears most from us.  They have convinced themselves that we are on a strategic downslope, but this is 
    
  
  
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     true of Asia as a whole – and China’s rich statecraft literature, which goes back some 2,500 years, teaches rising powers to fear countervailing coalitions among those who fear the implications of their rise.  What could be more worrying for Beijing than closer security, political, and economic cooperation between the 
    
  
  
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    -Chinese powers of the region, and in ways that marry Asia’s modern dynamism with America’s still-enormous global power?
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                    If the United States 
    
  
  
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      does
    
  
  
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     really mean what it says about Asian engagement, I’d suggest that one way to salvage the “pivot” is to take a page from that Chinese statecraft literature ourselves – by developing and institutionalizing new approaches to 
    
  
  
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     competitive strategy in the region.  The time is ripe.
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                    Propagandists in Beijing have begun to articulate notions that posit the Party-State’s pseudo-Confucian authoritarianism as a superior alternative to Western democratic pluralism, and have spoken with disturbing candor about China’s ambition to construct a “harmonious world” analogous to the “harmonious society” the Communist Party has built in China.   A “re-ideologization” of global affairs seems to be underway, even as a growing and more muscular China girds itself to deter or displace the U.S. political and military presence that has underpinned the open, liberal order of the Asia-Pacific for so long.  Yet China’s recent aggressiveness over previously dormant territorial disputes has alarmed its neighbors, making them interested – to a perhaps unprecedented degree – in working with us to secure and maintain that open order.  Shame on us if we do not settle down to the job of working ever more closely with these friends.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Sat, 23 Mar 2013 20:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1638</guid>
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      <title>Guest Blog:  Elbridge Colby on “The Evolving Nuclear Landscape in the Western Pacific”</title>
      <link>http://www.newparadigmsforum.com/p1610</link>
      <description>Note:
The remarks below were given by Elbridge Colby at the “Counter Anti-Access Area Denial Symposium” held on December 5, 2012, at the Sheraton, Pentagon City.  Bridge Colby is Principal Analyst and Division Lead for Global Strategic Affairs at the Center for Naval Analyses. 
 
“The Evolving Nuclear Landscape in the Western Pacific” 
 
This conference [...]</description>
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      The remarks below were given by 
      
    
      
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        Elbridge Colby
      
    
      
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       at the “Counter Anti-Access Area Denial Symposium” held on December 5, 2012, at the Sheraton, Pentagon City.  Bridge Colby is Principal Analyst and Division Lead for Global Strategic Affairs at the Center for Naval Analyses. 
    
  
    
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      “The Evolving Nuclear Landscape in the Western Pacific” 
    
  
  
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                    This conference is tackling a tremendously important subject – how to develop, procure, and deploy U.S. forces to counter the emerging challenges of anti-access and area denial [A2/AD] capabilities in the hands of unfriendly powers.
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                    The vast bulk of the discussion has – rightly – gone to considering how to do this with conventional forces.  Needless to say, the United States and its allies and partners are best served if we have non-nuclear options to counter any adversary’s anti-access and area denial options. It thus makes sense for the great majority of discussion, analysis – and, ultimately, effort and resources – to go towards the non-nuclear arena.
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                    But I would like to focus in my presentation on why we would be ill advised to ignore the nuclear realm entirely.  And, more than that, on why we are likely to need to pay increasingly focused – only partial, of course, but still concentrated – attention on the nuclear echelon if our counter-A2/AD posture is to be truly effective.
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                    During the Cold War, the United States and its allies faced an adversary in the Soviet Union whom the United States could not confidently best at the conventional level in all relevant scenarios, and thus Washington relied on the threat to escalate to the nuclear level in at least a semi-rational fashion to deter Soviet aggression and coercion, especially in Europe, where the military balance was most troubling.  The Soviets also had a multiplicity of nuclear options that could force a conflict to the nuclear level.
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                    During this period, then, U.S. strategists and defense planners had to grapple with the question of how to relate conventional operations to the nuclear level, since conventional warfare could always spill into a nuclear confrontation, and how nuclear weapons might be employed strategically – that is, in ways that were at least not wholly irrational – either by us or by the enemy.  This also compelled the U.S. to consider how to limit conflict while still achieving its objectives in a war.
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                    Focus on nuclear escalation and limited war faded with the end of the Cold War, however.  Without the Soviet Union, no power on earth stood a chance in the 1990s and for much of the 2000s of stemming U.S. conventional operations over anything the U.S. really cared about.  Russia was a decrepit conventional power that could barely keep its country together and was tied down in Chechnya for much of this period.  China was only in the beginnings of its military buildup and hardly able to project power.  And rogue states like Iraq, Iran, Syria, and North Korea could only hope to bloody but not stop U.S. forces, whether directly or indirectly through threats to the U.S. homeland.  With a few exceptions for things the U.S. would not have wanted to do anyway (like invade large nuclear-armed countries), across the globe U.S. forces could operate essentially without fear of the adversary escalating in a way that could truly blunt or stop U.S. action.  Escalation control, in other words, was not a problem for us, since the U.S. had no problem with escalating.  In fact, we 
    
  
  
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    on full conventional escalation as our preferred way of war in this period.  Operation Iraqi Freedom was perhaps the perfect demonstration of this era.
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                    But, as this conference itself attests, we are no longer in a position in which we can expect such 
    
  
  
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      unfettered 
    
  
  
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    American conventional dominance to continue.  I use the word “unfettered” advisedly, since we surely have good reasons to hope that American conventional superiority can be sustained.
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                    Nonetheless, the growth of [potential adversary] A2/AD and other high-end capabilities is posing a challenge to the U.S. ability to effectively wage conventional war, primarily in the Western Pacific and in the Gulf region, as experts at the Center for Strategic and Budgetary Assessments and elsewhere have explained.  While I would not at all want to overstate the extent of any shift in the conventional balance in these regions, what does seem clear is that – particularly in the Western Pacific – the United States is at the very least going to find it 
    
  
  
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    to effectuate its conventional warfighting plans, is going to have less discretion in 
    
  
  
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      how 
    
  
  
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    it goes about implementing them, and, in some extreme cases, these efforts might actually 
    
  
  
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    to achieve objectives in ways that policymakers find acceptable.  These factors are going to increase the salience of nuclear weapons because of the propensity for escalation they entail.
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                    Let me explain what I mean a bit.
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                    The “existential” aspect of nuclear deterrence is a familiar concept to most people.  That is: if you invade my country and intend to put us under the boot, you can expect us to use nuclear weapons to make it too costly of a proposition.  If France in 1940 and Stalin in 1941 had had nuclear weapons, we can all see that Hitler would have been a lot more chary about invading France and the USSR.
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                    But deterrence against total invasion is not the only nor, in reality, is it the most relevant way nuclear weapons become implicated in a conflict.  Rather, more plausible is that a more limited conventional conflict intensifies or expands – whether deliberately or not – and begins either to implicate deeper strategic interests or involves the threatening of strategic assets, which in turn presents one or both sides with a “use or lose” impetus.
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                    During the Cold War, for instance, even though there was a lot of focus on developing ideas for a conventional relief of Berlin should the Soviets and East Germans block off the city and, later, for conventional defense of West Germany, most people thought that efforts to keep a conflict in Germany solely conventional were unreliable at best and possibly delusional.  Once the “balloon went up,” the fog of war, the increasing attrition of C3 [command, control, and communications] and ISR [intelligence, surveillance, and reconnaissance] leading to diminished situational awareness, and the chances of one side or the other seeing its vital interests or credibility as a great power on the line could individually or all lead to a decision to use nuclear weapons.
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                    This was a familiar problem even in the pre-nuclear era.  World War I presents an example, for instance, of a conflict in which few, if any, of the participants wanted a full-scale war of the kind that developed, but yet it developed anyway because of fears of preemption, reputational stakes, and so forth.
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                    Wars begun on one level, in other words, have the inherent propensity to escalate.  This is particularly the case with high-intensity wars that implicate combatants' C4ISR [command, control, communications, computers, intelligence, surveillance, and reconnaissance] and significant reputational considerations.
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                    The A2/AD landscape presents this kind of a challenge, especially in the Western Pacific.
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                    Let me unpack this a bit. The counter-A2/AD challenge is not a “march to Berlin” approach.  Rather, it seeks to enable American access and, ultimately, defense of U.S. interests and allies forward through the taking of the steps necessary to degrade, deny, or defeat an adversary’s battle networks.
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                    But to do this, the United States is presumably going to need to hit an adversary harder, faster, deeper, in more places, and with greater intensity than before, when the U.S., because of its conventional advantages, had the luxury of approaching an opponent more on our own terms, and thus with greater consideration for political or other non-military factors. The whole point of a counter-A2/AD approach, however, as I understand it, is to confuse and blunt an opponent such that he can’t find you, can’t figure out what exactly you’re doing, and doesn’t know what you’re going to do next.  And all these indices go up as the adversary’s capabilities get better and the conventional military balance becomes less lopsided.  Thus, as our opponent’s A2/AD capabilities get better, so our challenge gets harder and our range of options for how to pursue it gets narrower. We have less of a spectrum of options for how, when, and to what extent we pursue a counter-A2/AD campaign because we need to focus more simply on making it work.
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                    Now, counter-A2/AD efforts are all to the good, and they clearly need to be done if U.S. power projection is going to be sufficient to underwrite our global posture.  But it also presents the fundamental problem that, if you do those things and 
    
  
  
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      you do them well
    
  
  
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    , you’re also putting your adversary in a position in which he has little to no idea what you’re doing, has no idea what you’re about to do, and may very well think that you’re going to do something to him that 
    
  
  
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    .  In fact, the better you do these kinds of things, the more he has reason to worry.
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                    Now, you may say, well, that’d be an unreasonable or unfair inference – but: (a) we don’t get to choose what the other guy thinks; (b) this thought process would be happening under the intense psychological strain of war; and (c) in all fairness, would you consider the United States particularly restrained after Kosovo, Iraq, and Libya?  There’s plenty of evidence that these lessons have not been lost on our potential adversaries.
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                    If your opponent doesn’t have nuclear weapons, though, this isn’t too much of a problem, because what is he ultimately going to do?  No one wants to be on the receiving end of a North Korean chemical weapons barrage but that’s still quite distinct from a nuclear strike – especially a nuclear strike on the continental United States.
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                    But if he 
    
  
  
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    have nuclear weapons – and especially a survivable nuclear force that is capable of reaching U.S. allies and even the United States itself – then the situation is very different.  At any point, he can decide to use nuclear weapons either against your deployed forces and allies or against the U.S. homeland itself, and he likely can do so sequentially, giving him not only prewar and counter-invasion deterrence but also, possibly, intra-war and counter-escalation deterrence.  In fact, the adversary has a very strong incentive to at least make us think that he has not only the ability but also the will to use nuclear weapons against us under certain conditions – such as, for instance, a very effective, blinding, disabling counter-A2/AD campaign.  (In point of fact, we sometimes do this to adversaries when they talk about hitting certain very vulnerable but important parts of the U.S. strategic posture.)
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                    And he can threaten to use these nuclear weapons in a variety of ways, including in tailored fashion – not just against Los Angeles or something like that, but against military targets, U.S. or allied deployed forces, or even in a simple demonstration shot.  He can use them in ways that minimize casualties.  And he can use them in batches so that he maintains intra-war deterrence.
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                    This isn’t merely theoretical.  You can bet that North Korea’s nuclear program is being designed at least in part precisely in order to deter a U.S. campaign in just this sort of way.  This all means that any U.S. political level decision-maker is going to be a lot more anxious about putting the other guy into a position where his finger is going to start to get itchy on the nuclear trigger.
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                    Now let me repeat that this is absolutely 
    
  
  
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     a reason to avoid doing conventional counter A2/AD, and doing it well and aggressively. For a variety of reasons that I’d be happy to discuss, I think we absolutely have to work on these kinds of things to sustain our global strategic posture.
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                    But it 
    
  
  
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     a reason to think about how a counter-A2/AD approach implicates a number of escalation scenarios, including nuclear escalation scenarios, and thus to think about how nuclear forces interact and interrelate with conventional forces and a conventional conflict in an A2/AD environment.
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                    This is not the venue in which to get into detailed scenarios on this issue.  But nuclear weapons can impinge on a conflict in an A2/AD environment from both sides.  From the adversary perspective, an opponent could decide to threaten to use or even use nuclear weapons, including in tailored ways designed to shock the U.S. or its allies or to carve out part of the U.S. military posture, if U.S. counter-A2/AD efforts seemed to threaten its strategic assets, including nuclear forces and leadership targets.  An opponent could also do this if a counter-A2/AD campaign jeopardized its political control domestically in ways that the regime in question found intolerable.
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                    But nuclear escalation could also happen, especially over the longer term, if a counter-A2/AD campaign failed and serious U.S. equities were jeopardized in a way that U.S. extended deterrence commitments as such came under question.  In this case it might be the U.S. that is pressed to consider nuclear use.  This is a longer term challenge but one that cannot ultimately be ignored, especially given that our commitments to allies in the region are, ultimately, nuclear commitments.
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                    In either case, but particularly in the adversary-initiated use case, the introduction of nuclear weapons could be both rational (especially in a limited context) and potentially crippling for U.S. interests if its integration into the broader strategic context had not been adequately thought out in advance.
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                    If, in other words, an adversary could credibly threaten nuclear use or use nuclear weapons in a way that would negate or undermine the effectiveness of a counter-A2/AD campaign, then the incentive to go in that direction could be irresistible – and could be devastating for U.S. interests.  If an adversary can use nuclear weapons against ships or overhead or key bases, etc., and we have no plausible, credible, proportionate response, then we are in trouble.
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                    So what is the upshot of this for U.S. planners?
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                    Well, the upshot is that we need to think about how the nuclear echelon of conflict not just shadows but also potentially intersects with the A2/AD and counter-A2/AD conventional landscape.  And not just in a general way, but also in thinking about specific contingencies and how they could generate or intensify pressures for nuclear use 
    
  
  
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      and
    
  
  
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     how the United States could most effectively respond and, even better, deter such use in order to prevent the undermining of its conventional counter-A2/AD campaign.
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                    The best way to deter this kind of adversary usage, in fact, would be to have thought seriously about these scenarios in advance, developed the doctrine and capability to respond in ways that make sense, and to communicate to the adversary that we have such a credible response.
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                    Let me emphasize that this does not mean that all U.S. responses to such threats or use need to be nuclear in character – although in my view those options should very much be on the table and should be good, developed options – but we can’t expect the nuclear taboo to hold just because we might want it to, either for noble reasons of idealism or because it gives us a freer hand in the conventional sphere.  To paraphrase Trotsky, we might not be interested in nuclear weapons, but they might be interested in us.  We’d better think through it in advance, then.
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                    Thank you very much.
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    -- Elbridge Colby
  

  
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      <pubDate>Fri, 08 Mar 2013 12:25:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1610</guid>
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      <title>Arms Control and Strategic Stability</title>
      <link>http://www.newparadigmsforum.com/p1615</link>
      <description>Note:
Below follows an excerpt from of “Anything But Simple: Arms Control and Strategic Stability,” Dr. Ford’s chapter in a book published this month by the Strategic Studies Institute at the U.S. Army War College entitled Strategic Stability: Contending Interpretations (Elbridge A. Colby &amp; Michael S. Gerson, eds.) (Carlisle, Pennsylvania: U.S. Army War College Press, 2013).  [...]</description>
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      Below follows an excerpt from of “Anything But Simple: Arms Control and Strategic Stability,” Dr. Ford’s chapter in a book published this month by the Strategic Studies Institute at the U.S. Army War College entitled 
    
  
    
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      Strategic Stability: Contending Interpretations
    
  
    
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       (Elbridge A. Colby &amp;amp; Michael S. Gerson, eds.) (Carlisle, Pennsylvania: U.S. Army War College Press, 2013).  As a “teaser” for the full text of the book – and in consideration of readers’ patience on this website – the selection below consists only of the opening sections of Dr. Ford’s chapter.
    
  
    
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      The book can be had in PDF form from SSI by clicking 
      
    
      
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      .  (Dr. Ford’s contribution appears as Chapter 6 in that volume.)  In addition to Mssrs. Colby and Gerson, other contributors to the book are Thomas Schelling, Dale Walton, Colin Gray, James Acton, Ronald Lehman, Jeffrey McCausland, Matthew Rojansky, Laura Saalman, and Austin Long.  NPF strongly recommends the book.
    
  
    
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      Chapter 6:  “Anything But Simple: Arms Control and Strategic Stability”
    
  
  
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                    “Strategic stability” does not appear to have any generally-agreed definition. Contributors to this volume, for instance, take a range of positions – from focusing very specifically upon the incentives nuclear-armed powers face to alter their nuclear force posture for fear of pre-emptive strike, to very broad understandings that sweep within their reach almost the entire spectrum of interstate violence. This chapter will outline one particular conception of strategic stability – a definition focusing upon the incentives for general war between great powers – before exploring the relationship between 
    
  
  
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    idea of stability and arms control policy.
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                    I will argue herein that despite the common assumption in the U.S. and global policy communities that arms control is essential to strategic stability, the reality is that the two concepts actually have an ambivalent relationship, and that arms control some- times fosters stability and sometimes undermines it. Moreover, stability, per se, is of indeterminate value.  In assessing whether to seek strategic stability and whether to use arms control in its pursuit, one can- not rely upon 
    
  
  
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     assumptions but must instead carefully examine the circumstances involved and the interests served by various different policy options – including nontraditional forms of arms control, or perhaps none at all.
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                    I.          
    
  
  
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      “Strategic Stability” and its Implications
    
  
  
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    A.         
    
  
    
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      A Working Definition
    
  
    
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                    This chapter conceives strategic stability in the geopolitical arena as being loosely analogous to a military “Nash Equilibrium” between the principal players in the international environment (
    
  
  
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      i.e.
    
  
  
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    , the “great powers”) as it pertains to the possibility of their using force against each other.  It defines strategic stability as being a situation in which no power has any significant incentive to try to adjust its relative standing vis-à-vis any other power by unilateral means involving the direct application of armed force against it. General war, in other words, is precluded as a means of settling differences or advancing any particular power’s substantive agenda.  The environment is thus strategically stable if no player feels itself able to alter its position 
    
  
  
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      by the direct use of military force against another player 
    
  
  
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    without this resulting in a 
    
  
  
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    optimal outcome than the alternative of a continued military stalemate and the pursuit of national objectives by at least somewhat less aggressive means.
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                    This model, of course, is – like all social science models – only an imperfect description of any situation in the real world, and does not purport to in- corporate every relevant component of, or possibility for, state behavior. It revolves, for instance, around a general assumption of rationality, presuming that decisions on matters of war and peace usually occur as the result of calculations about the costs and benefits of contending courses of action, and not simply randomly, accidentally, or as a matter of emotional reflex (
    
  
  
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     visceral hatred or exuberance).  This Nash-inspired approach does not well accommodate these latter possibilities. Accidental war, for instance, might yet occur between powers in a “stable” relationship – a question that has arisen with particular acuteness in the era of nuclear weaponry.
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                    This model also tends to assume that players are generally at least passably knowledgeable about their adversaries’ capabilities – that is, that they are not radically incorrect in the beliefs they hold and assumptions they make about other players. I do not assume 
    
  
  
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    information, of course, and indeed, as we shall see, this model explicitly envisions that confidence-building measures may be able to lessen misperceptions and at least partly attenuate the security dilemma created as uncertainty about one’s opponent drives behaviors that themselves elicit seemingly threatening countermoves by that opponent.  Nevertheless, this model has some difficulty accommodating the possibility of 
    
  
  
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    misapprehension, for in extreme cases divergences of perspective may become the functional equivalent of eliminating my assumption of basic rationality, for neither side would 
    
  
  
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    be responding to the actions and position of the other at all.
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                    Despite its flaws, however, I believe this Nash-inspired conception of stability is useful in the way that good models are supposed to be.  As a heuristic, it provides a way of describing important aspects of real world behavior, identifying characteristic trends or tendencies, and providing a valuable tool with which policy choices and outcomes can be evaluated.  As we shall see, this model offers a valuable prism through which to think both about stability dynamics within the international system, and about the potential benefits and costs of arms control.
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                    It is important, however, to be clear about what the model actually envisions. Its focus upon the preclusion of general war between the great powers, for instance, does not imply that 
    
  
  
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    means of conflict are ruled out. Indeed, strategic stability may 
    
  
  
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    incentives for other types of competition, or for more indirect military clashes, if basic political or systemic rivalries are displaced into other arenas that carefully stop short – or are at least 
    
  
  
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    to stop short, for statesmen do not always get their calculations right, of course – of direct military conflict. This is what tended to happen during the Cold War, when both the United States and the Soviet Union became in various ways ensnarled in proxy wars, either themselves fighting adversaries supported by the other superpower or becoming involved in sponsoring the opponents of such forces.
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                    Nor does my Nash-inspired concept mean that 
    
  
  
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    in the major powers’ relative positions is ruled out, nor even one or more powers’ encouragement of other (nonmilitary) dynamics calling into question the very existence of another power’s government.  If such “existential” challenges arise by means 
    
  
  
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    involving the direct application of another power’s military force, I would still be willing to say that the environment remains strategically stable. This concept of strategic stability does not envision freezing a global status quo in place forever, but merely ruling out certain 
    
  
  
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    of competition and conflict – specifically, general war.  Struggle may and in a sense must continue withal, and great powers may rise or fall by other means and for other reasons.
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                    The persistence of 
    
  
  
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    warring, even on a small scale, clearly makes it impossible, as an analytical matter, to rule out the escalation of minor conflicts into larger ones. The point is not that general war between major states is 
    
  
  
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    , however, but that certain configurations seem to make it less likely than others. As demonstrated by the U.S.-Soviet rivalry of the Cold War, it is apparently quite possible for low-level proxy conflicts to occur without such combatants dragging their sponsors into the fray. The Korean War of 1950-53, however, illustrates the potential for problems, having brought Chinese and American forces into direct conflict – albeit one contained to a particular theater which did not escalate into a broader or more “existential” clash between these powers. One may deem a system strategically stable to the degree that relationships between the great powers are merely 
    
  
  
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    to such escalatory pressure. Without recourse to a crude determinism, one can do no more than identify tendencies and likelihoods.
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                    Nor, of course, is it inevitable that a strategically stable configuration will always remain so, for it may be that economic or other trends generate instabilities over time, such as by dramatically changing the balance of military power between states and thus making seem feasible direct military actions that might previously have been “unthinkable.” This does not make present-day strategic stability meaningless, however, for what it 
    
  
  
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    to create such a turnaround will presumably vary, with a 
    
  
  
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    stable status quo ante requiring more to change before it will degenerate into instability than would be necessary to degrade a 
    
  
  
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    stable initial situation. Here again, stable systems will tend to be resistant to change, but this does not mean that none can occur.
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                    It should also be recalled that the definition of strategic stability offered here only focuses upon the principal players in the international system: the states one might call the great powers. Through this lens, 
    
  
  
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    players may perhaps face existential military crises from time to time without the stability of the system as a whole being affected.  Their particular trajectories might be unhappy indeed, but it does not necessarily follow that international politics as a whole is thereby 
    
  
  
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    unstable. It would surely set the bar too high to define system stability as the complete absence of 
    
  
  
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    violent conflict.  A Nash-inspired notion of strategic stability might usefully apply 
    
  
  
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    smaller powers in their local context, of course, but that is not our task here.  For present purposes, we shall be discussing the global strategic 
    
  
  
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    , and confining our analysis to major states because major states are those that can materially affect that aggregate in the most direct and important ways.
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                    As it is used herein, the concept of strategic stability is value-neutral.  This is not to suggest that there is necessarily anything inherently “good” about its achievement, though of course this may frequently be the case. Especially where nuclear weapons are widely possessed among the great powers, for instance, the argument seems compelling. In most circumstances, ruling out general war is presumably a very good idea. But I would stop before saying that strategic stability is a 
    
  
  
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                    Indeed, strategic stability might sometimes impose tremendous costs, for it tends to privilege the status quo between the powers in question. How one evaluates the merits of such stability will depend upon who one is in the constellation of players, what status quo that stability enshrines, and what it serves to 
    
  
  
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                    Depending upon the circumstances, therefore, stability can have decidedly unpleasant results. Though stability is presumably indeed often “good,” it can in other circumstances help empower the perpetrators of both internal and external aggression, coexist with 
    
  
  
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    violence and instability, act as an enabler for aggression, protect the instigators of brutal internal repression, or serve to protect a power during its rise to a position from which it can 
    
  
  
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    the existing great-power balance. A policy of seeking strategic stability is not, therefore, necessarily a sign of international benevolence and virtue. Details matter, and the point here is that it is not substantively or morally sustainable to argue that strategic stability is a 
    
  
  
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     good. It may be good, or it may be, on the whole, harmful. In order to assess its net value, one needs to know a good deal more than simply that things were “stable.”
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    B.         
    
  
    
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      Strategic Stability and Nuclear Weapons
    
  
    
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                    Though the term comes up frequently in discussion of nuclear weapons and arms control policy, moreover, I do not envision strategic stability as being inherently about nuclear weaponry.  That said, of course, nuclear weapons 
    
  
  
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      are 
    
  
  
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    of special salience in this arena, because they may seem to offer some states a real hope of achieving security – that is, of leading 
    
  
  
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      other 
    
  
  
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    powers to conclude that general war against them is inadvisable – to a great extent 
    
  
  
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      independent 
    
  
  
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    of the state’s actual ordinary (
    
  
  
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      i.e.,
    
  
  
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     conventional) military strength.  Nuclear weapons may have an enormous impact upon strategic stability, in other words, but the stability question neither begins nor ends with them.  (Indeed, particularly with regard to new possessors among the minor states, nuclear weapons might provide relative security to some individual countries at a 
    
  
  
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      cost 
    
  
  
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    to strategic stability as we have defined it here, if such proliferation helped increase the risk of conflict between major powers – 
    
  
  
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      e.g.
    
  
  
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    , through the escalation of regional conflicts made more ugly and/or more likely by a proliferator’s emboldenment, or if major states were forced to undertake policies in response to proliferation that affect their capabilities vis-à-vis other great powers.)
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                    Here lies a broader point. The impact of nuclear weapons is probably especially great in geopolitical terms precisely because they 
    
  
  
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      aren’t 
    
  
  
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    useful 
    
  
  
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      only 
    
  
  
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    to deter other such weapons – though many in the disarmament community would have it otherwise.  They are important because they also deter 
    
  
  
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      conventional 
    
  
  
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    weapons, and nuclear weapons’ possessors often hope to use them as a sort of fast-track road to security without the expense and inconvenience of having to defend themselves by other means.  The United States and its North Atlantic Treaty Organization (NATO) allies relied upon nuclear deterrence to make up for a perceived disadvantage 
    
  
  
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      vis-à-vis
    
  
  
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     Warsaw Pact conventional forces in Central Europe during the Cold War, for instance, and nuclear weapons seem today to be prized – or sought – by planners in Moscow, Beijing, Pyongyang, and Tehran alike for their presumed ability to counterbalance others’ advantages in sophisticated conventional arms. Nor should one forget that nuclear weapons were first 
    
  
  
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    not against a nuclear power but in order to help win a bitter 
    
  
  
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      conventional 
    
  
  
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    war.
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                    Accordingly, one would argue the need to decouple the concept of specifically 
    
  
  
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      nuclear 
    
  
  
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    stability from 
    
  
  
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      strategic 
    
  
  
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    stability more generally. They are to some extent analytically distinct concepts, and conflating them would tend to obscure important points – such as the reasons why many states have pursued nuclear weapons in the past, why some seek them today, and an important reason that a country might 
    
  
  
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      use 
    
  
  
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    “the Bomb” (
    
  
  
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      i.e.,
    
  
  
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     to win or to stave off defeat in an otherwise conventional conflict). Theoretically, moreover, a nuclear balance characterized by “complete” stability in nuclear terms – that is, a case in which more than one power possessed nuclear weapons but 
    
  
  
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      no 
    
  
  
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    circumstances existed in which these devices would be considered “usable” – might well be 
    
  
  
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      unstable 
    
  
  
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    under the definition of strategic stability used here: if asymmetries of conventional force or other circumstances made war attractive, nuclear weapons in this case might not deter it.  This is why hopes for strategic stability in a nuclear-armed world 
    
  
  
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      presuppose 
    
  
  
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    that participants’ nuclear arsenals are not 
    
  
  
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      entirely 
    
  
  
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    “self-canceling.” In a multi-nuclear world, to deter general war with nuclear weapons requires some real possibility of weapons use – which is another way of saying that the success of nuclear deterrence requires that it be, to some degree, 
    
  
  
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      imperfect
    
  
  
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    . Strategic stability and the specifically nuclear aspects of power-balancing are clearly related, but should not be confused.
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                    In any event, on the assumption that this Nash-inspired concept of strategic stability is both coherent and useful, the following discussion will offer some thoughts on its relationship to arms control ....
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      Note:
    
  
  
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        The remainder of the chapter (which runs for a further 58 pages) goes on to discuss the relationship between arms control and strategic stability.  First, it breaks down arms control into three basic analytical categories:
      
    
      
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        (a) bilateral and multilateral agreements and arrangements related to limiting, reducing, proscribing, and/or dismantling some sort of weaponry or other military-related technology (
      
    
      
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      i.e., capability-regulatory 
      
    
      
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        measures); (b) efforts to develop and promote “best practices” or codes of conduct pertaining to the use of certain types of technology or capability (
      
    
      
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      i.e., behaviorally-regulatory 
      
    
      
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        measures); and (c) steps related to transparency and confidence-building (
      
    
      
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      i.e.,
      
    
      
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      information-concessive 
      
    
      
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        measures).  Rejecting the a priori assumptions so commonly made in the arms control community that strategic stability is per se good, and that arms control is also both 
      
    
      
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      per se 
      
    
      
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        good and inherently strategically stabilizing, the chapter discusses how and when arms control can contribute to stability – as well as when it can produce 
      
    
      
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      in
      
    
      
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        stability.
      
    
      
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        Among the potential pitfalls of arms control, the chapter identifies “capability ‘lock-in’” as a possible incubator of strategic instability – such as when an agreement binds parties to a force posture that no longer fits the needs of deterrence in a changing world, prevents adaptation to new or evolving threats, or otherwise impairs adaptation to circumstances.  Another pitfall lies in “displacement effects,” where an agreement displaces competitive behavior into new areas, which may potentially create stability problems that turn out to be worse than those “solved” by the agreement in the first place.  Also discussed is the possibility of “strategic manipulation,” in which one party is able to craft the terms of an agreement in such a way as to restrain its opponent in an area of that power’s would-be competitive advantage while leaving itself relative freedom of action in an area of its own.
      
    
      
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        In terms of the benefits of arms control from the perspective of strategic stability, the chapter discusses how “lock-in” effects can sometimes help create stability by: (i) constraining one side’s potentially-destabilizing advantages (or by imposing “cross-domain restraints upon mutually-asymmetric comparative advantage”); (ii) retarding or preventing the adoption of potentially-destabilizing technologies or postures by existing (or new) players; and (iii) reducing distrust and false perceptions, or recourse to provocative behaviors, that might otherwise spur the parties to adopt policies or acquire capabilities that could destabilize the balance between them.
      
    
      
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          The chapter concludes:
        
      
        
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                    ... In designing arms control regimes, many traps await the unwary or the credulous.  Subtle shadings of circumstance can turn a well-designed and stability-promoting arrangement into a destabilizing geopolitical canker, and indeed one’s negotiating partner may be working very hard to skew stability dynamics in his favor.  Capability-regulatory arms control can impose destabilizing rigidities as easily as it can restrain dangerous competitive dynamics, and the balance between such effects may also shift over time.  At the same time, capability-focused regimes are certainly capable of providing real value, as can behavioral and information-centered approaches in their own distinctive ways.
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                    For the policy community, then, the key lesson may simply be to avoid ideological complacency, remembering that arms control is neither inherently bad 
    
  
  
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      nor 
    
  
  
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    inherently good.  It is simply a tool, and if one wishes to promote strategic stability – and to avoid engendering instability – there are many variables to take into consideration, and many dynamics of which one must be aware.  Arms control 
    
  
  
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      theory 
    
  
  
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    needs to be de-theologized if arms control is to be 
    
  
  
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      practiced 
    
  
  
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    well, and the endeavor needs to be approached with an intellectual humility rooted in awareness that the strategic environment is difficult to shape, that effects are hard to predict, and that the world has a stubborn habit of changing over time in ways that sometimes make yesterday’s certainties implausible or even counterproductive.  One could do worse than to approach the task of arms control planning with a wary eye.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 14 Feb 2013 12:16:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1615</guid>
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      <title>“Air/Sea Battle,” Escalation, and U.S. Strategy in the Pacific</title>
      <link>http://www.newparadigmsforum.com/p1578</link>
      <description>Note:
This essay was originally published by PJ Media on January 6, 2013.  NPF reproduces it for your convenience here.
Since the first reports of its development, the new U.S. military concept of “Air/Sea Battle” (ASB) has been the focus both of hope and of criticism. An operational concept that seeks to improve joint operations by the [...]</description>
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      This essay was originally published by 
      
    
      
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       on 
      
    
      
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        January 6, 2013
      
    
      
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      .  NPF reproduces it for your convenience here.
    
  
    
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                    Since the first reports of its development, the new U.S. military concept of “Air/Sea Battle” (ASB) has been the focus both of hope and of criticism. An operational concept that seeks to improve joint operations by the Navy and Air Force against foreign “anti-access and area-denial” (a.k.a. “A2/AD”) capabilities, ASB is widely viewed as a conceptual blueprint for the contingency of a conflict against China in the Western Pacific.
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                    To be sure, the Pentagon has said little in public about what ASB actually envisions, and it reportedly exists at multiple levels of classification within the U.S. government. As a result, most commentators who write about it in the press are only speculating about its contents.
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                    Its general contours, however, are generally believed to involve “fighting back” into the region by using sophisticated long-range attacks against the command-and-control (C2) networks, strike platforms, and intelligence, surveillance, and reconnaissance (ISR) assets associated with Beijing’s A2/AD capabilities. For this reason, ASB has generated controversy.
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                    The most pronounced criticism has been the argument that acting according to ASB’s assumed recommendations would represent a dangerous escalation in a conflict, because the targets that would need to be destroyed in order to cripple Beijing’s A2/AD capabilities include a great many that are on the Chinese mainland. ASB, in other words, is decried in some circles for being likely to take things one step closer to a general (and implicitly nuclear) war by involving us in strikes 
    
  
  
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      upon China itself
    
  
  
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     in response to Chinese attacks merely upon forward-deployed U.S. forces.
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                    To evaluate this criticism, however, it’s helpful to look back at an earlier articulation of U.S. naval strategy that was also decried as being dangerously escalatory: the “Maritime Strategy” adopted in the early 1980s in order to help deter (and if necessary, fight) war with the Soviet Union.
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                    The story of its development is a fascinating tale of groundbreaking open-source analytical insights, deep intelligence penetrations that corroborated radical new conclusions about Soviet war planning, and bureaucratic serendipity within the U.S. government that permitted a wholesale revision of the U.S. Navy’s planning for World War Three.
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                    For present purposes, however, the most salient point about the Maritime Strategy is that U.S. planners came to understand that Soviet strategy did not principally involve cutting America’s sea lines of communication to Western Europe, as had previously been believed in Washington. Instead, it aimed to create and protect northerly patrol “bastions” from which Moscow’s ballistic missile submarines (SSBNs) could threaten the United States with impunity and thus (it was hoped in the Kremlin) help ensure that a general war came to conclusion on terms favorable to the USSR. Having had this insight into how Moscow really intended to conduct a war, the U.S. Navy decided that the best way to deter conflict — and to fight it in the event that deterrence failed — was to threaten what the Soviets most wished to preserve by 
    
  
  
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      attacking their strategy itself
    
  
  
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     via denying the ability to rely upon those SSBN “bastions” in the northern seas. The Maritime Strategy was thus, to some extent, a giant exercise in preparing for strategic anti-submarine warfare.
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                    For this very reason, however, the Maritime Strategy came in for criticism from some commentators who worried about its escalatory potential. By taking the fight to Moscow’s prized strategic assets, this reasoning went, the U.S. Navy might push a conflict into a full-scale nuclear exchange by encouraging the Soviets actually to 
    
  
  
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     the missiles aboard their SSBNs before these boats were sunk. The same U.S. threat to prized Soviet assets that it was hoped would make the Maritime Strategy a powerful 
    
  
  
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      deterrent
    
  
  
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    , in other words, could make actually 
    
  
  
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     it gravely provocative.
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                    This conceptual tension within the Maritime Strategy between (de-escalatory) deterrent and (escalatory) warfighting impact was never really resolved.
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                    While it may have contributed to making Soviet leaders more cautious in the 1980s, we never had to test it in war. Thankfully, therefore, we’ll never really know what its escalatory effect would have been.
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                    The current controversy over Air/Sea Battle, however, clearly partakes of some of the deterrence/escalation paradox one can see in the Maritime Strategy debates of the early 1980s. Strikes against targets on the Chinese mainland 
    
  
  
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     look like a step up the escalatory ladder from strikes against assets at sea, in the air, in space, or in foreign bases — which is all that China would have to do in A2/AD operations. (Chinese planners, by the way, might be quite wrong in regarding attacks on U.S. space assets as not being something Americans would consider “strategic” warfare, but let’s leave that aside.) This is the basis of the critique of ASB that sees it as being too dangerously provocative — a bit like the Maritime Strategy was once said to be.
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                    A comparison with the Maritime Strategy debates, however, illustrates significant differences between the two cases — differences that seem actually to suggest the 
    
  
  
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      wisdom
    
  
  
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     (rather than the foolishness) of Air/Sea Battle. By comparison to the Maritime Strategy, ASB does 
    
  
  
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     seem to involve threatening core strategic assets of the Chinese regime. The Maritime Strategy revolved in large part around threats to SSBN bastions that lay at the heart of Moscow’s grand strategy: this was unquestionably a strategic threat. U.S. moves against Chinese regional ISR capabilities, long-range strike systems, and associated C2, however — even if these targets 
    
  
  
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     located on the mainland — do not imperil analogously important capabilities. Such attacks would indeed be a step up the escalation ladder from mere anti-ship dueling, but American successes against these Chinese assets would not remove a core constituent of Beijing’s power in the way that sinking Moscow’s SSBNs would have done in, say, 1985.
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                    In this sense, ASB may actually represent a potentially shrewd American 
    
  
  
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     of the escalatory ladder. Faced with A2/AD threats, U.S. counter-moves would escalate by attacking some assets on the Chinese mainland, but not core strategic ones. The “burden” of any further potential escalation would thereupon fall upon Beijing, for China presently 
    
  
  
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      lacks
    
  
  
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     any capability to execute analogous precision conventional strikes upon the U.S. homeland. It would thus have either simply to accept the loss of its A2/AD capabilities or to take the 
    
  
  
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    escalatory step of moving to the use of nuclear weaponry — a step that would presumably result in catastrophe for China in the face of U.S. retaliation. Accordingly, it may be that contrary to the usual critique of ASB escalation logics, Air/Sea Battle actually presents China with bigger escalation challenges than it does the United States.
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                    Unlike the Maritime Strategy, therefore — which threatened, in effect, to close the gap between conventional and strategic nuclear confrontation by threatening Moscow’s strategic assets with destruction — Air/Sea Battle would seem to permit U.S. forces to occupy the last “rung” of the escalation ladder 
    
  
  
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     strategic warfare, to China’s detriment. If indeed Chinese generals believe, as they claim to, that the existence of strategic nuclear forces places an absolute cap on the scope of imaginable conflict between the two powers, ASB may be able to serve the interests 
    
  
  
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      both
    
  
  
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     of prewar deterrence 
    
  
  
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      and
    
  
  
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     of intrawar escalation management. This is a feat that the Maritime Strategy arguably never quite achieved.
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                    There is, of course, no foolproof strategy in such things, and it is not a given that Chinese leaders will in fact see things in this fashion. This is an empirical question, on which one hopes that clever analysts and intelligence collectors have been (and remain) hard at work. Good competitive strategy is 
    
  
  
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      adversary-informed
    
  
  
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      strategy
    
  
  
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    : it should be based upon not abstract logic or assumptions merely about what would deter or defeat 
    
  
  
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      us
    
  
  
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    , but rather upon what we have reason to think would work 
    
  
  
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      vis-à-vis
    
  
  
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     the competitor at which it is directed. There is certainly room for debate about Beijing’s strategic objectives, about the strong and weak points of its approach, and about what would best deter or confound today’s increasingly assertive China.
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                    On present information, however, it would indeed appear that Air/Sea Battle has a stronger case to make for itself than its escalation-focused critics would admit. At the end of the day, the challenges of managing escalation in an ASB scenario may actually favor Washington over Beijing, making Air/Sea Battle a useful component of a broad competitive strategy after all.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 06 Feb 2013 02:55:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1578</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Nuclear weapons spending: A Strategy for the Future?</title>
      <link>http://www.newparadigmsforum.com/p1596</link>
      <description>Note:
Below appears the text upon which Dr. Ford based his remarks to an event at the Rayburn Building of the U.S. House of Representatives on January 18, 2013, sponsored by the British American Security Information Council (BASIC) entitled “Nuclear weapons spending: What does the United States need and why?”  Ambassador Steven Pifer of the Brookings Institution [...]</description>
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      Below appears the text upon which Dr. Ford based his remarks to an event at the Rayburn Building of the U.S. House of Representatives on January 18, 2013, sponsored by the 
      
    
      
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        British American Security Information Council
      
    
      
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       (BASIC) entitled “Nuclear weapons spending: What does the United States need and why?”  Ambassador 
      
    
      
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        Steven Pifer
      
    
      
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       of the 
      
    
      
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        Brookings Institution
      
    
      
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       also took part in the discussion.
    
  
    
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                    Good afternoon everyone, and many thanks to 
    
  
  
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      Rebecca Cousins
    
  
  
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     and BASIC for organizing this event today, to Prospect Hill for sponsoring, and to the House Armed Services Committee for providing this venue.
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                    We’ve been asked to discuss the question: “What nuclear arsenal does the United States need, and why?”  Nobody but the most blinkered ideologues on either the dovish or hawkish sides of modern nuclear weapons debates think that this is an easy question to answer.  Let me start, however, by emphasizing just how 
    
  
  
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     hard it is, because I think important lessons are to be found in this uncertainty.
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                    I.          
    
  
  
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      Planning to Expect the Unexpected
    
  
  
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                    To speak coherently about what we need – especially over time – we have to have a pretty clear conception of what we think nuclear weapons can do, and how they contribute to security, what the elements of strategic stability actually are in the first place.  In order both to deter war and to be able to prosecute it if deterrence fails, moreover, we need a pretty good idea of the relevant threat environment, what various nuclear tools can accomplish against it in physical terms, and how this compares with what we think will be required in order to deter and/or defeat potential adversaries within it.
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                    Not even the most enthusiastic hard-core supporter of nuclear weaponry thinks this is anything like an exact science, but it’s worth pointing out some of the challenges. During the Cold War, we had decades to study and posture ourselves against an essentially inarguable adversary, the USSR, but debates still exist – fortunately now just academic ones, but with important implications – over precisely what impact our force posture had upon Soviet thinking and planning.  That was one adversary over a long period of time, but as today’s nuclear weapons world becomes increasingly multipolar and we continue to reduce our numbers – presently down about 80 percent from what we had at the end of the Cold War, and more still from our peak of more than 31,000 warheads in 1967 – we have to think about axes of deterrence vis-à-vis 
    
  
  
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     players each potentially very different from the next.  What mix of nuclear capabilities, and size of arsenal, is needed against 
    
  
  
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      them
    
  
  
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    , either individually or in some potential combination?
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                    Nor is the challenge just one of looking around the world and trying to figure these things out along multiple axes today.  One of the great problems of this field is the enormous lead-time involved in system development, and the fact that we are approaching important decision-points for our own arsenal development and maintenance in the face of what are in effect looming block-obsolescence problems.  Our contemporary choices will determine our capabilities for a 
    
  
  
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     long time in a future threat environment about which we really know remarkably little.
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                    Let me give an example.  Planning began for what became today’s 
    
  
  
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      Ohio­
    
  
  
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    -class ballistic missile submarine and its Trident missile in the year that I was born: 1967.  The first contract award for the boat was in 1974, construction began in 1976, and they began to enter service in 1981.  Significantly, as currently anticipated – that is, even 
    
  
  
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     full planned funding and 
    
  
  
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      without
    
  
  
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     further slippages – we won’t see the first 
    
  
  
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      Ohio
    
  
  
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    -replacement boat until 2021.  It has already been 46 years since work began on the 
    
  
  
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      Ohio 
    
  
  
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    system, which remains a critical element of our strategic Triad, and it will be quite a few more until we even 
    
  
  
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     to see its replacement.
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                    Perhaps it’s useful to offer some context, because you House staffers tend to be on the younger side.  When planning began on the 
    
  
  
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     and Trident system, the Vietnam War was still picking up steam, the Cultural Revolution was just beginning in China, only about ten countries had nuclear power reactors, and the Soviet Union seemed to be doing pretty well under a relatively new leader named Leonid Brezhnev.  No human had ever left Earth orbit, the Shah of Iran had just his coronation, and no one knew what a microchip was.  The Chevy Camaro was a brand-new 
    
  
  
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     of car, John McCain was a brash young Navy pilot bombing Hanoi, and a television program called 
    
  
  
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      Star Trek
    
  
  
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     was in its first season.  All this was indeed a long time ago.  Yet we’ll have 
    
  
  
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    -class boats on deterrent patrols until 2040 – when I’ll be well into my 70s.
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                    Assuming that we do get the first 
    
  
  
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      Ohio
    
  
  
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    -replacement boat in 2021, moreover, adding this kind of timeframe on top of 
    
  
  
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      its
    
  
  
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     arrival means that we are planning today for the details of our nuclear deterrent into the year 2080.  Anyone who thinks he or she can clearly predict what deterrence will require 
    
  
  
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    , I fear, is essentially crazy.
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                    (Nor can one take too much solace from current trends, though of course part of my point is that one cannot really know whether current trends will continue.  To be sure, there have been considerable reductions in strategic nuclear tension and in the size of the great powers’ arsenals since the end of the Cold War.  But at least four nuclear weapons possessor states are presently both modernizing and building their numbers 
    
  
  
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      up
    
  
  
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     as we come 
    
  
  
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      down
    
  
  
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    , the nonproliferation regime is not stopping nuclear weapons capabilities from spreading to 
    
  
  
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     players, and our confidence in nuclear, chemical, and biological weapons-control verification is eroding.  Moreover, the conventional military superiority upon which we have depended in order to reduce our own reliance upon nuclear weapons is under unprecedented pressure from the fiscal crisis created by our skyrocketing domestic spending and indebtedness, as well as from other countries’ military-technological advances.)
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                    How does one plan for security and stability against this kind of threat-uncertainty, especially over time frames stretching into the 
    
  
  
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     21st Century?  One answer might simply be to “aim high” – keeping a very large arsenal on the theory that it would be better to get the recipe wrong by having 
    
  
  
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     than to err by having 
    
  
  
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     and seeing deterrence fail.  There’s a very respectable logic in this, but for various reasons such an approach isn’t a particularly attractive option for us at the moment.  As we search for a philosophy and a strategy to inform and guide our planning for the late-21st-Century future, I suggest that a wiser option is to make our force posture as 
    
  
  
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    , 
    
  
  
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       resilient, reconfigurable, and re-expandable
    
  
  
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     as possible, even – and indeed probably 
    
  
  
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     – if we wish to reduce its size further.
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                    In his day, Herman Kahn – a seminal nuclear strategist and the founder of Hudson Institute, where I work – spent some time on the issue of how to plan against radical uncertainty.  He had much to say about it, including arguing the need not to disarm “too much,” lest the need for verification certainty, which is at its maximum at the point of nuclear weapons abolition, outrun our intelligence and analytical capabilities in a very complex world.  But Kahn also made a very important point in urging planners to consider approaches that may not be absolutely ideal against any 
    
  
  
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     future scenario, but which perform pretty well against a broad 
    
  
  
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     of future possibilities.  Since the future is unpredictable, he suggested, we should consider how our strategies can handle “‘off-design’ situations.”  To me, this sounds like a sensible way to approach nuclear force planning – and perhaps, indeed, the 
    
  
  
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     way to do so responsibly under the circumstances.
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                    What does this mean?  Well, to borrow from the old wisecrack about real estate values, I think the answer is “hedging, hedging, hedging.”  To my eye, this means that we can probably live with a “smaller” force, but only if we shrink it intelligently – specifically, by ensuring that (a) what we retain is both as carefully-tailored to current and projected future threats as possible, 
    
  
  
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     (b) we remain well positioned to 
    
  
  
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     course, perhaps repeatedly, as the future throws new circumstances at us.  (I know that many disarmament advocates place great stock in the notion of “irreversibility,” but even if real irreversibility 
    
  
  
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      were
    
  
  
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     achievable – and, just for the record, it isn’t – its valorization is more a matter of arms controller theology than sound strategic reasoning.)
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                    Here, however, I may have to disappoint you.  Though arsenal numbers might be able to come down, this approach would 
    
  
  
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      not
    
  
  
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     necessarily result in cost savings, at least in the short run.  You may have been hoping to hear from me that there are ways to plan wisely for the nuclear future 
    
  
  
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      and
    
  
  
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     save us lots of money now, but I doubt this is the case.  We might indeed be able to save money over time, but getting to a prudent and sustainable architecture – even a smaller one – is probably not a notable cost-saver in the short to medium term.  Transitions cost money, and we need one.  I hope our government is wise enough to recognize this.
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                    II.        
    
  
  
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      Elements of a Strategy for the Future
    
  
  
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                    Anyway, with that apology to the fiscal hawks, let me suggest some of the elements that such a transformed nuclear posture might include:
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                    If we had the kind of confidence in the agile “reconfigurability” and “responsiveness” of our force posture and our weapons and delivery system infrastructure that such policies would foster, I’d submit that we can live with reducing our numbers further, even in a highly uncertain world.  In theory, moreover, this is an approach that both nuclear “hawks” and nuclear “doves” could live with, at least for some years, and which is broadly consistent with a good deal of what the Obama Administration says its policy currently is.  Furthermore, such an approach would probably be more conducive to ongoing deterrence, more stable, and more sustainable than our current post-Cold War trajectory of merely shrinking in place by still further increments a rigid and technically problematic legacy structure designed decades ago for threats that are not ours today, let alone we will face several decades hence.
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                    III.       
    
  
  
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      Money Trouble: A Stillborn “Grand Bargain”?
    
  
  
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                    So what’s the hitch?  As I suggested, at least in the short run, this will cost some money.  And Washington’s current track record on such issues is not terribly encouraging.
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                    What I’m suggesting is essentially an elaboration on (and expansion of) the theme of the “modernization-in-exchange-for-cuts” bargain that we saw struck in connection with the ratification of the “New START” agreement in 2010.  In this regard, President Obama promised some $85 billion in new funding over ten years for our nuclear weapons infrastructure, including $4.1 billion over the first five years.  The New START deal included funding for weapon life extension programs (LEPs), the Chemistry and Metallurgy Research Replacement (CMRR) facility to facilitate expanded pit production at Los Alamos, and the Uranium Processing Facility (UPF) at the Y-12 plant at Oak Ridge.  Pursuant to the 2010 Nuclear Posture Review (NPR), it was also contemplated that the United States would proceed apace with modernizing our ageing, Cold War-era delivery systems.
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                    So far so good.  It was my hope at the time that this deal could form a model – in embryo, if you will – of a broader follow-on “grand bargain” pursuant to which a real transformation of our weapons and delivery system posture and infrastructure could be brought about in connection with (and as a condition for) further arsenal reductions.  If this deal could be stuck to, and built upon, we might have found a bipartisan, consensus-based way forward for U.S. nuclear weapons policy that, at least for quite a few more years, would well serve the interests both of deterrence 
    
  
  
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     of reductions.
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                    Which is why I am so concerned at how present-day Washington has permitted the promise of that New START deal to get tarnished.  The cast of villains in the story has been, alas, a bipartisan one.  The first problems came from Republicans on the House Energy and Water Appropriations Committee, who cut President Obama’s FY2012 nuclear weapons-related budget request by $400 million.  But then the Obama Administration piled on, pocketing this cut and thereafter proposing reductions of its own.  The FY2013 request is $372 million short of the number set forth in the so-called “1251 Report” that basically codified the New START bargain.  At the moment, the president’s budgets contemplate essentially erasing 
    
  
  
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      precisely
    
  
  
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     the budget promises he made in 2010, especially with respect to the early funding needed to jump-start modernization.  Projections out through FY2017 for the National Nuclear Security Administration (NNSA) are just over $4 billion less than the 1251 Report figures – thus precisely canceling out the additional funding promised over the first five years for modernization.
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                    Moreover, modernization efforts – both for the weapons infrastructure and our delivery systems themselves – are facing delays.  Here’s a quick and dirty list, as I understand the state of play:
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                    These kinds of problems, I submit, need to be turned around if we are to revive the prospect of a real “bargain” of transformation in exchange for cuts.  But this isn’t just about the politics of Washington deal-making.  Fiscal austerity is clearly the order of the day in this city – at least for all programs 
    
  
  
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     domestic entitlement programs, anyway – but thoughtless austerity may have grave strategic consequences.  These budget problems and programmatic delays imperil our ability to shift to a wise nuclear weapons posture that will provide more stable deterrence, better support U.S. and international security, and perhaps even cost less over the long term.
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                    Unless we can repair the prospects for such a bargain, we may be stuck with a highly problematic posture – one frozen in a Cold War legacy configuration appropriate 
    
  
  
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      neither
    
  
  
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     to current 
    
  
  
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      nor
    
  
  
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     to future needs, but which it is, ironically, still very hard safely to reduce in size.  Strategic stability and U.S. national security deserve more seriousness from us today than such a mere blind and unimaginative stumbling-forward.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 23 Jan 2013 17:14:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1596</guid>
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    <item>
      <title>Sinocentrism for the Information Age: Comments on the 4th Xiangshan Forum</title>
      <link>http://www.newparadigmsforum.com/p1498</link>
      <description>Note:
On November 15-18, 2012, Dr. Ford attended the 4th Xiangshan Forum in Beijing, an event sponsored by the International Military Branch of the China Association for Military Science of the Academy of Military Science of the People’s Liberation Army (PLA).  The paper he presented to this conference appears on NPF and on the Hudson Institute website.  Below, [...]</description>
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      On November 15-18, 2012, Dr. Ford attended the 
      
    
      
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        4th Xiangshan Forum 
      
    
      
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      in Beijing, an event sponsored by the International Military Branch of the China Association for Military Science of the Academy of Military Science of the People’s Liberation Army (PLA).  The paper he presented to this conference appears on 
      
    
      
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       and on the 
      
    
      
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      .  Below, however, appears a follow-up essay based upon Dr. Ford’s experiences at the conference, where he served on a Roundtable discussion group focused upon strategic mutual trust.
    
  
    
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                    The fourth biennial Xiangshan Forum in Beijing was my first conference in the PRC, and a fascinatingly useful opportunity to get to know not only the other non-Chinese attendees but also a good many uniformed PLA officers, our gracious hosts and fellow participants.
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                    The Forum included three breakout discussion groups, of which the one I was assigned to attend was Roundtable Three.  Our subject there was Asia-Pacific mutual trust, and indeed the discussion provided an interesting opportunity to learn about that subject.   Unfortunately, however, this was principally because our discussion – especially on the first day – did more to
    
  
  
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      model 
    
  
  
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    distrust than to illuminate how to lessen or overcome it.
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                    In general, the participants in Roundtable Three broke down into two camps.  One focused on the challenges of each side understanding and trusting the other side’s strategic intentions, on the role of perceptions in conditioning such conclusions, and of how to communicate and to modulate future behavior in ways conducive to trust.  By contrast, the other camp focused upon trying to obtain agreement on specific characterizations of 
    
  
  
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    behavior before any matters relating to the present (or the future) could be addressed.  The first camp, in other words, emphasized trying to achieve forward-looking insight, while the other stressed backward-looking blame-allocation and fault-finding.  The second group consisted predominantly of PLA participants.
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                    Indeed, our discussions quickly veered off course during the first day, from the presentation of prepared papers on the subject of trust into lengthy comment-and-response cycles in which the participants sometimes seemed to inhabit parallel universes of competing facts and historical claims.  In particular, the Chinese and non-Chinese participants seemed to start from radically different starting points on surprisingly basic matters of fact (
    
  
  
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     about what did or did not happen in the South China Sea in 2012, who started the Korean War, or whether or not Japanese history textbooks acknowledge that country’s invasion of China in the 1930s).  In principle, these questions were objectively “knowable,” yet our hosts were not interested in empirical evaluation.  Instead, our Roundtable discussions bogged down, for it was apparently central to the agenda of most PLA participants that 
    
  
  
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     version of these facts – and their accompanying characterizations about fault and blame – be accepted by all others as a starting point for future-oriented discussions of “mutual trust.”
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                    Significantly, no 
    
  
  
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    -Chinese participant in our Roundtable presumed to tell the Chinese participants what China’s strategic intentions are.  Instead, non-Chinese participants explicitly referred to foreign concerns rooted in 
    
  
  
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     of Beijing’s intentions, and asked about how it might be possible to lessen foreign misperceptions that might exist in this regard if indeed the PRC’s rise is as benign as its leaders claim.  The PLA participants, however, were quite comfortable telling non-Chinese what their various governments’ intentions are.  We were told, for instance, that Japan wishes to return to imperialist adventurism of the sort that it displayed during the Second World War.  The United States, we were further told, wishes to “contain” China and obstruct its rise.  These Chinese assumptions were not depicted as mere perceptions, but instead as matters of inarguable fact that we non-Chinese must accept – and thereafter atone for – in order to make future trust possible.
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                    For those PLA participants, therefore, achieving strategic trust required that the non-Chinese world undertake something somewhat akin to a Maoist self-criticism session.  The various presumptive malefactors who were declared to wish to harm China needed, in effect, to confess their sins and denounce themselves with sufficient intensity, consistency, and sincerity that Chinese would be willing to conclude that we had forever put aside all such deviations from proper behavior.  For this group, apparently, having trust required eliciting the other side’s acceptance of one’s own characterizations of history and endorsement of key elements of one’s own world view.
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                    These differences were striking.  Rather than being about adjudication between or management of competing claims in a pluralist world, the PLA participants seemed to view preventing international conflict and ensuring future “trust” as aiming principally at keeping competing claims from being conceived or asserted in the first place – specifically, by obtaining others’ 
    
  
  
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     of and agreement with China’s 
    
  
  
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     claims, and its narrative of itself in the world.  In this essentially monist conception of order, identifying and managing differences within a framework of competing interests took a back seat to the construction of a moral hierarchy among strategic players, as a result of which interests wouldn’t ultimately 
    
  
  
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     have to compete at all.  (Participants did not have to be homogenized, but they had to be “harmonized” by being fit into a status-gradient within a single system of hierarchic moral order, acceptance of which was a prerequisite for “trust,” and which would in fact produce peaceable and orderly behavior.)
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                    We acquired further insight into this way of thinking near the end of the conference in its concluding plenary session, when I raised a question about something that had perplexed me in our earlier discussions.  There is a stereotype in the PRC’s official discourse of America in which it is said to be the United States which spends a lot of time telling other countries what their values should be and how they should run their domestic political affairs.  China, by contrast, is depicted as scrupulously avoiding “interference” in such “internal” matters.
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                    Intriguingly, however, in our Roundtable discussions, values-based and “internal” issues had not been brought up by 
    
  
  
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     of the non-Chinese participants.  By contrast, a number of PLA participants 
    
  
  
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     advance such arguments.  As requirements for eliminating regional distrust, for instance, it was declared that Japan must revise its historical education curriculum for primary and secondary education in order properly to depict the wrongs the country did to China in the past, that Japan must pass laws prohibiting honoring war criminals, and that Japan must push right-wing parties out of national politics.  They insisted that these things had to change in Japan as a prerequisite for future strategic trust.
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                    I raised this point in the open plenary session, asking why our Chinese hosts did not consider such insistence to be “interference” in Japan’s “internal” affairs.  In response, a well-known PLA general explained that it was 
    
  
  
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     “interference” in another state’s “internal affairs” for Beijing to make demands about how other states view and depict China and their own history in the Asia-Pacific region, 
    
  
  
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      because these things affect China
    
  
  
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    .  (I was told, for example, that the “right deviation” in Japanese politics needs to be suppressed – and it is proper for the PRC to demand this – because right-wing politics in Japan bear upon Sino-Japanese relations.)  Such things have external effects, and therefore are not “internal” affairs; China may make demands with regard to matters that “affect China.”
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                    If this view is indeed broadly held in contemporary China – and I have no reason to believe that senior serving PLA officers, in uniform, attending a conference that they have themselves sponsored and speaking at a plenary session to which they invited Chinese media representatives with television cameras, would depart in any meaningful way from the official PRC line – it may provide an important insight into Chinese conceptions of how Beijing’s imagined “harmonious world” would work.  It suggests that there is nothing at all anomalous about a range of otherwise seemingly idiosyncratic PRC demands in recent years, including calls for Western governments to prohibit “biased” coverage of the PRC in domestic Western media, the 
    
  
  
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      destroy a privately-painted wall mural sympathetic to the cause of Tibetan and Taiwanese independence,
    
  
  
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      lack of balance” in a recent publication from the Australian National University
    
  
  
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    , and the above-listed agenda related to Japanese domestic politics and administration.
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                    I once assumed that most such things were simply an uncoordinated, unsystematic prickliness bespeaking merely Beijing’s ongoing insecurity in the modern world and the crudely propagandistic reflexes of the Chinese Party-State.  And I had assumed that the “non-interference” theme in PRC diplomatic discourse was simply a propaganda trope intended to be alternatively invoked or ignored with opportunistic and often hypocritical cynicism.
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                    My dealings with PLA officials at the Xiangshan Forum, however, suggest a possible (and more interesting) alternative explanation.  Beijing’s various idiosyncrasies in these regards may be, in meaningful part, the relatively coherent and consistent outgrowths of a conceptual framework – an Information Age twist, if you will, on much older themes of Sinocentric moralism  – in which the emerging Chinese superpower hungers to 
    
  
  
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    .  Even things like overseas media coverage, university publications, and small town murals thousands of miles away are all deemed appropriate subjects for PRC demands 
    
  
  
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      because they relate in some fashion to China
    
  
  
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    , which is assumed to have a proprietary interest not only in how the rest of the world 
    
  
  
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     toward China, but also in how it 
    
  
  
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      depicts and understands
    
  
  
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     China.
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                    And thus we circle back to my earlier observations about the two groups’ different approaches to “trust” in our Roundtable discussion at the Xiangshan Forum.  Specifically, many of the Chinese participants around our table appeared to be acting on the basis of just such an assumed proprietary interest in 
    
  
  
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      the rest of the world’s
    
  
  
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      view of China
    
  
  
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     when they insisted that we accept the PRC’s historical and moral characterizations of itself and its role in the world as a prerequisite for mutual “trust” and cooperation in the future.  One thus glimpses here a sort of conceptual imperialism, at least in aspiration, suggesting that it is a Chinese strategic objective to control the world’s discourse 
    
  
  
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      about China
    
  
  
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                    It does seem to be the case that China’s modern ruling elite views politico-moral discourse control as a crucial determinant of “comprehensive national power.”  But this isn’t just some newfound enthusiasm for constructivist international relations theory.  We may in fact see here a modern incarnation of the ancient Confucian “rectification of names,” in which properly 
    
  
  
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     key actors in a system of order determines the relationships and responsibilities between them.  Through such a prism, control over “naming” is essentially the same thing as controlling the system of order itself.  Nor can there be anything purely “internal” about such characterizations, for they are in part 
    
  
  
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     of systemic order, and thus everybody’s business.
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                    China’s fixation upon shaping others’ accounts of China, then, is arguably not necessarily “just” the result of insecurity or narcissism.  Some of it may in fact grow out of a deeply-rooted conception of social order in which narrative control is inherently a strategic objective because it is assumed that status or role ascriptions and moral characterizations play a critical role in shaping the world they describe.  (It seems to be felt, for instance, that if the world understands China “properly,” it will tend to behave toward China as China’s rulers desire; controlling others’ conceptual frameworks may be felt at least as important as more traditionally tangible aspects of international dominion.  How others view China and its role in the international system, moreover, may feed back into its regime’s own legitimacy narrative at home, and thus its continued monopolization of power.)  Through this lens, my PLA counterparts’ emphasis upon demanding concurrence with Beijing’s characterization of the region’s politico-moral backstory, as it were, was not a self-indulgent distraction from the task at hand, but in fact the game itself.
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                    To be sure, perhaps I am reading too much into a few days’ discussions.  On the other hand, perhaps these encounters at the 4th Xiangshan Forum really do offer insight into an idiosyncratic Chinese approach to global order, highlighting a sort of politico-moral imperialism that has few obvious precedents outside the historical Sinosphere.  Chinese leaders appear to be strongly invested in other countries’ narratives of China – seeing this as critical terrain for international competition (
    
  
  
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     advantage or vulnerability) – and they seem to claim the right to control everyone else’s interpretations.  If this is so, there may be important policy implications for the United States, and for China’s increasingly nervous neighbors, both about what to expect from Beijing in the years ahead, and about additional ways in which we might perhaps be able to develop effective competitive strategies vis-à-vis the PRC.
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                    It’s food for thought, anyway.
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    -- Christopher Ford
  

  
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      <pubDate>Sun, 13 Jan 2013 21:35:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1498</guid>
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      <title>Trans-Pacific Trust and Arms Control</title>
      <link>http://www.newparadigmsforum.com/p1495</link>
      <description>Note:
The text below is an edited version of the paper Dr. Ford presented on November 16, 2012, at the 4th Xiangshan Forum in Beijing, an event sponsored by the International Military Branch of the China Association of Military Science at the Chinese Academy of Military Science.  A PDF version of the paper (with footnotes that have been [...]</description>
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      The text below is an edited version of the paper Dr. Ford presented on November 16, 2012, at the 
      
    
      
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       in Beijing, an event sponsored by the International Military Branch of the China Association of Military Science at the Chinese Academy of Military Science.  A PDF version of the paper (with footnotes that have been deleted here) is available in from the 
      
    
      
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       website by clicking 
      
    
      
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                    This paper was prepared for the Fourth Xiangshan Forum in Beijing, a conference sponsored by the Chinese Academy of Military Science and the People’s Liberation Army, to which I am grateful for inviting me to participate. Asia- Pacific security issues are obviously of great importance to our two countries, to Pacific Rim relations, and to peace and security more generally.  This paper explores some aspects of China’s relationship with the United States and with its neighbors, as well as the role Sino-American strategic transparency may be able to play in managing those relationships.
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                    I.          
    
  
  
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      Converging Distrust
    
  
  
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                    America’s China policy thinking is today in a state of flux. It has not fully crystallized around hawkish themes, but it has clearly left behind much of its earlier, fairly uncritical approach to congenial engagement – which is now increasingly felt to have been rather naïve. Even some of our more prominent so-called “Panda huggers” now voice concerns about regionally aggressive PRC policies and “misbehavior,” about hardened Chinese attitudes of anti-American animosity, and about the implications of the PRC’s domestic rigidity, official corruption, and entrenched political oligarchy. In short, there is in today’s Washington much less of the optimism of earlier years that development would bring not just economic but also behavioral stability and political and human rights progress to China, making it a “normal” state and a respected and honored member of the international community.
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                    Everyone acknowledges that our two countries have important common interests, that they are economically interdependent, and that they need to cooperate on many critical issues. But there is also an increasing understanding that the Sino-American relationship has significant competitive aspects – not least in the political and security arenas – and that this competition is sharpening. We Americans, in other words, seem to be beginning to catch up to the endemic suspicion that has been apparent for so many years, in the PRC, in looking at us.
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                    It is increasingly coming to be felt in Washington that Deng Xiaoping’s philosophy of low-profile “biding one’s time and hiding one’s capabilities” is losing ground in Beijing in favor of more aggressive and impatient approaches. Worse still, whatever China’s tactics in this respect, there is a growing body of opinion suggesting that the PRC’s ultimate aims are fundamentally antagonistic to the open, liberal order of political and economic autonomy that has prevailed in so much of the world for decades, underpinned in part by American power, and which has provided enormous benefits of development and increased prosperity to many countries, including China itself.
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                    Anyone who has read much of the writing on international affairs produced in the PRC in recent years will have noticed the frequency with which Chinese writers have argued the need to replace the current, purportedly U.S.-dominated global order with an allegedly better and fairer system. Such commentators are usually rather vague about what that replacement system would expected actually look like. Nonetheless, it is striking the degree to which those Chinese who have offered views seem to describe PRC’s ambition as being to lead the creation of a so-called “harmonious world” modeled on China’s own ancient traditions of Confucian hierarchy, as interpreted through the prism of CCP propaganda and modern political practice in the PRC itself. Such conceptions, to put it mildly, do not reassure non-Chinese observers, and are helping lead to the “mainstreaming” of “China Threat” thinking.
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                    It is not uncommon for mouthpiece organs like the 
      
  
  
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       to speak about how “[t]he concept of ‘harmony’ goes into the world from China.”  PRC writers have also explained President Hu Jintao’s concept of a “harmonious world” in explicitly Confucian terms. Yu Yingli, director of the Department of China’s Foreign Affairs at the Shanghai Institute of International Studies, for example, has described the “harmonious world” concept as originating in “the Chinese ancient code Rites of Chou [Zhou]” and is expressed in “the ‘China Model’” of governance as “China’s practice of this ideal.” Zhou Tingyang, of the Chinese Academy of Social Sciences, explains the approach as reflecting the ancient conception of 
      
  
  
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       – the political unity of “All Under Heaven” (a.k.a. the world) – as China’s “philosophy for world governance,” indicating the ambition of a Chinese-led global order reflecting the kind of hierarchical Confucian relationships suggested by that between father and son.  As Professor Zhao apparently envisions things, “[n]ow that China looks set to become a great power, if not the great power, the Chinese state is viewed as the carrier of cosmopolitan values that will spread throughout the rest of the world.” Tsinghua University’s Professor Yan Xuetong has also argued along such lines, offering what he says is a basis in pre-Qin Chinese philosophy for “harmonious world” diplomacy that can create a system of moralistic hierarchy in which China provides leadership for the world.  Nor is this just the view of a few academic eccentrics. CCP Compilation and Translation Bureau deputy director Yu Keping also proclaims Hu Jintao’s “harmonious world” theory to be “a new facet of the ancient Chinese dream of ‘great harmony in the world’ (
      
  
  
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        Tianxia datong
      
  
  
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                    Such invocations of quasi-Confucian ideas of Sinocentric hierarchy – in which China, as the leading player in the system, shapes global values and guides the operations of the international system, expecting deference and “harmonious” compliance from other players – are often vague about how precisely such a future world older would work. Some Chinese writers, however, have tried to provide more specificity by offering analogies drawn from the PRC’s domestic politics. According to Yu Keping, for instance, the “harmonious world” concept is a “natural extension of China’s domestic strategy of constructing a harmonious society,” and can be understood by looking at China “domestic harmonious society strategy” because the “harmonious world” is an “extension of the domestic idea.”  Similarly, according to the scholar Li Jingzhi, “‘harmonious society’ and ‘harmonious world’ are interlinked and complementary.”
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      <pubDate>Fri, 04 Jan 2013 16:03:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1495</guid>
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      <title>IAEA Legal Standards: The Final Round</title>
      <link>http://www.newparadigmsforum.com/p1555</link>
      <description>Note:
Below appears the final exchange (of three) in the colloquy between Dr. Ford, Daniel Joyner, and Andreas Persbo published by the Bulletin of the Atomic Scientists on the subject of whether or not the IAEA was properly applying legal standards vis-à-vis Iran.  The entire conversation is available from the Bulletin, but NPF reproduces the final round here. [...]</description>
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        Below appears the final exchange (of three) in the colloquy between Dr. Ford, 
        
      
        
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        published by the 
      
    
      
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        EXTENDING ABOVE AND BEYOND, by Daniel Joyner
      
    
      
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      Christopher Ford and I agree on one thing: The IAEA's Comprehensive Safeguards Agreement (CSA) needs to be read clearly. We differ, however, in that I am reading the CSA both clearly 
      
    
    
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       as the text is actually written, and not as Ford and Andreas Persbo -- or perhaps the IAEA itself -- might wish that the agreement had been written.
    
  
  
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      Ford and Persbo have cherry-picked phrases from Articles I and II of the agreement to support their arguments that the CSA provides the agency with the authority to investigate and assess whether there are undeclared fissile materials in Iran. However, they essentially disregard the entire rest of the treaty, which details the agreed processes for the agency's application of safeguards.
    
  
  
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      It's as if Ford and Persbo want to convince readers that the CSA and the Additional Protocol are one and the same. Under the protocol, the IAEA's mandate and the agreed processes for carrying out investigations and assessments, do allow the IAEA, within limits, to investigate and assess the completeness, in addition to the correctness, of a state's declaration. However, the CSA and the protocol are not one and the same, and the protocol is not in force in Iran's case. Thus, the IAEA's mandate for investigation and assessment in Iran's case must be taken solely from the text of the CSA.
    
  
  
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      Article I of the CSA is Iran's basic undertaking, while Article II is the agency's mandate. Article II states that the agency has the "right and obligation to ensure that safeguards will be applied, 
      
    
    
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      , on all source or special fissionable material in all peaceful nuclear activities within the territory of Iran, under its jurisdiction or carried out under its control anywhere, for the exclusive purpose of verifying that such material is not diverted to nuclear weapons or other nuclear explosive devices."
    
  
  
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      Chiding me for rendering an interpretation inconsistent with the text of Article II, Ford, when quoting the article, rather conveniently omitted the above-italicized clause entirely. But these words are not just superfluous, as his ellipsis implies -- they are essential for a holistic understanding of what Article II means within the context of the CSA. This clause
      
    
    
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      If Ford's interpretation were correct -- and the IAEA's mandate were not limited by the agreed procedures in the rest of the CSA -- it would mean that the agency would have unlimited authority to ensure that safeguards are applied on all fissionable material anywhere within the territory of Iran, by any means the agency considers necessary, no matter how intrusive or compromising of Iran's national security or sovereignty. The IAEA could require Iran to meet any evidentiary standard it unilaterally determined, in order to subjectively satisfy itself of the absence of undeclared materials in Iran (i.e., require Iran to prove the negative).
    
  
  
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      That is a completely untenable reading of the CSA. No state would ever agree to such a broad and unrestricted mandate for the IAEA. That's why Article II specifies that the agency's mandate is subject to, and limited by, the terms of the agreement. Those terms stipulate in detail the process to be followed for applying safeguards. That process essentially involves a declaration by Iran, and the IAEA's verification of the correctness of that declaration.
    
  
  
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      The agency, therefore, is simply incorrect when it claims that its mandate under the CSA extends to investigations and assessments beyond the agreement's terms -- i.e., beyond verifying the correctness of Iran's declaration.
    
  
  
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      -- Daniel Joyner
    
  
    
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        DON'T ERASE THE TERMS OF THE CSA, by Christopher Ford
      
    
      
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      Daniel Joyner seems to be having as much trouble reading my earlier essays in this Roundtable as he does Iran's Comprehensive Safeguards Agreement (CSA). He somehow understands my interpretation of the agreement to mean that the IAEA has "unlimited authority to ensure that safeguards are applied on all fissionable material anywhere within the territory of Iran, by any means the agency considers necessary, no matter how intrusive … ." This assertion about my views suggests he never actually read my last essay, however, for in it I made quite the contrary claim.
    
  
  
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      As I explained, the fact that a CSA 
      
    
    
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        fails
      
    
    
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       to provide sufficiently intrusive tools with which the IAEA can carry out its responsibilities is precisely the problem that the Additional Protocol was designed to help solve. As written, Article 2 makes the agency 
      
    
    
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       for verifying the correctness and completeness of declarations, but the agreement, itself, fails to provide the agency with adequate investigative authority to do this job. The Additional Protocol was written to remedy this.
    
  
  
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      This isn't too complicated a point, and it's a shame to repeat it: Far from providing "unlimited" authority to poke around in Iran, the CSA doesn't provide nearly 
      
    
    
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      investigative authority relative to the verification responsibility with which it saddles the IAEA.
    
  
  
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      In truth, even though the protocol improves things immensely, it still provides too little investigative authority to permit reliable verification in a country such as Iran, which has a dismal compliance track record and has engaged in systematic denial and deception. Even if Iran were to comply with the protocol as the Security Council has required, therefore, this would only partly solve the problem; this is why the council has commanded Iran to cooperate 
      
    
    
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       the scope of what is specified in the protocol.
    
  
  
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      If Joyner were really interested in protecting the sovereignty of states with CSAs, he should consider what might happen if Article 2 existed today 
      
    
    
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        in the absence of
      
    
    
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       the investigative tools that the protocol seeks to provide. A generation ago, the IAEA was willing to assume it could do its job simply by inspecting declared facilities. Having learned from the 
      
    
    
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        nuclear work secretly conducted by Iraq, Libya, and Iran in the 1980s and 1990s
      
    
    
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      , however, it now knows that, by using only traditional investigative tools, it cannot verify that safeguards apply to "all" relevant materials and activities.
    
  
  
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      The 
      
    
    
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        agency's standard of proof for reporting to the Security Council
      
    
    
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       is fairly low.  Under Iran's CSA, the agency may report Iran if it "finds that the Agency is not able to verify that there has been no diversion of nuclear material … to nuclear weapons or other nuclear explosive devices." The IAEA doesn't need to show that there 
      
    
    
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      been a diversion, just that it's insufficiently clear that there 
      
    
    
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      Without the expanded tools of the protocol, therefore, the IAEA today might have to refer countries -- more often than they deserve -- to the Security Council, simply because the agency is unable to verify non-diversion. The Additional Protocol, therefore, 
      
    
    
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      countries that follow the rules, because it permits the agency to satisfy its responsibilities in more cases without having to involve the council.
    
  
  
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      The agency is charged with applying safeguards to all nuclear materials in Iran "in accordance with the terms" of its CSA, and it is precisely those terms that make clear that this responsibility extends to "all" materials. The agency asks that the terms of Iran's agreement be honored, while Joyner asks that they be selectively erased.
    
  
  
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      Faced with those alternatives, I submit, lawyers must side with the IAEA.
    
  
  
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      -- Christopher Ford
    
  
    
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        THE DUBIOUS JOY OF MISPERCEPTIONS, by Andreas Persbo
      
    
      
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      Aristotle is sometimes credited with saying, "the law is reason, free from passion." If this is true, our Roundtable may not have been one of law. Some arguments seem to have been motivated by passion, and not by reason.
    
  
  
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      I understand one thing about Daniel Joyner's arguments: that he believes that both Christopher Ford and I should bend to his sense of logic. That I cannot do. His academic credentials do not make his line of reasoning any stronger, and his coherence leaves a lot to be desired. Indeed, Professor Joyner's arguments are full of misinterpretations, cherry-picking (an accusation he levels at others), or impenetrable obscurity. Worse, he seemingly attempts to get around salient points by throwing up bewildering arguments. The latest example is to accuse his fellow debaters of not analyzing the Comprehensive Safeguards Agreement (CSA) holistically against the entirety of the text. At this stage of the debate, this is nothing more than a rhetorical trick designed to seed confusion. The arguments brought forward by Ford and I are clear, and 
      
    
    
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       by two former IAEA deputy directors general and one former chair of the Standing Advisory Group on Safeguards Implementation.
    
  
  
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      If Daniel Joyner reflects on the CSA more carefully, he will see that it enables the 
      
    
    
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        agency to conduct "special inspections
      
    
    
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      ," which would give it exceptionally broad authority to go anywhere, see anything, and request access to whatever information it desires. Why would the agency need these powers if the agreement were limited to declared nuclear material? The answer should be evident, however, I strongly predict that Joyner might come up with an answer that fits his own world view. Lest we forget, the Greeks once imagined the heaven as a large dome of bronze onto which the constellations of stars were fixed. The explanation made sense to the Greeks. However, as we now know, it was erroneous.
    
  
  
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      I believe that the safeguards system, a fundamental pillar of the world's common security, is worthy of a more dignified and informed debate. I disagreed with some of Ford's statements, also. For instance, there is a legitimate debate on whether 
      
    
    
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        Article XII(c)
      
    
    
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       in the agency's statute, which mostly deals with noncompliance in respect to IAEA projects, was properly applied in Iran's case -- considering that Article 19 of the CSA, which is both more recent and more specific than the statute,  envisions a slightly different way to deal with non-compliance. In particular, before the agency submits a report to the Security Council, the Board of Governors must "afford the Government of Iran every reasonable opportunity to furnish the Board with any necessary reassurance" on the application of safeguards. This Roundtable could, for instance, have examined whether Iran was given every reasonable opportunity to resolve issues in 2006. We also could have debated the dynamic among the IAEA and the United Nations (both intergovernmental organizations with a relationship agreement) and Iran (a member state of both bodies). These discussions were lost in favor of a quarrel over a rather simple interpretative issue. Matters of common security deserve, indeed demand, more stringent contemplation than this.
    
  
  
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      The IAEA applies far more standards in Iran than we have had the chance to cover. From a legal perspective, they appear to have been applied correctly. Practically, as far as Iran is concerned, it does not matter that much. Iran is refusing to allow the IAEA to conclude that all material that should be declared has been declared. This is not the time, if ever there was one, to allow passion to flow freely into a legal debate.
    
  
  
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      <pubDate>Thu, 27 Dec 2012 16:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1555</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Obama’s “Nixon in China Moment” on Disarmament</title>
      <link>http://www.newparadigmsforum.com/p1550</link>
      <description>Note:
Below is the text on which Dr. Ford based his remarks to a conference on “The Nuclear Nonproliferation Regime: Laying the Groundwork for the 2015 Review Conference” held at Wiston House at Wilton Park in the United Kingdom, on December 12, 2012.  Assistant Secretary of Defense Madelyn Creedon and Assistant Secretary of State Thomas Countryman [...]</description>
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      Below is the text on which Dr. Ford based his remarks to a conference on “The Nuclear Nonproliferation Regime: Laying the Groundwork for the 2015 Review Conference” held at Wiston House at 
      
    
      
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       in the United Kingdom, on December 12, 2012.  Assistant Secretary of Defense 
      
    
      
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       and Assistant Secretary of State 
      
    
      
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       both also took part in this panel discussion.
    
  
    
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                    Good morning.  Let me begin by expressing my thanks to the wonderful Wilton Park staff, the Foreign and Commonwealth Office, the Government of Norway, and the 
    
  
  
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     and 
    
  
  
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     National Laboratories for their kind invitation to participate in this conference.
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                    I’d like to offer some thoughts about the diplomatic agenda leading up to the 2015 Review Conference (RevCon) for the Nuclear Nonproliferation Treaty (NPT).  First, however, I hope you’ll indulge me in what might seem to be a little digression, which I assure you is indeed relevant.
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                    In the American vernacular, we have a turn of phrase about a “Nixon-in-China moment.”  It refers to a situation in which a leader with a well-established reputation and investment of political capital in moving in one direction is able suddenly to move constructively in what appears to be the opposite direction.  The phrase comes from President Richard Nixon’s willingness to reach out to Communist China in the early 1970s – a feat of statesmanship that he might not have been politically able to accomplish had he not first acquired an ironclad reputation as an anti-Communist hardliner.
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                    Why do I think this phrase is useful in connection with thinking about the agenda for the 2015 RevCon?   I’ve already offered thoughts elsewhere 
    
  
  
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      [see, e.g., 
      
    
    
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     about what I think some of the elements need to be, not least in contending that it is time to abandon the now pretty clearly discredited idea that demonstrating disarmament “credibility” is the key to turning around international nonproliferation policy.  We need to spend a lot more time defending nonproliferation as something that has value 
    
  
  
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      for all NPT States Party
    
  
  
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    , and not merely as a way station on the road to some presumed future of nuclear weapons abolition.  We must get out of the dangerous business of seeming – as all too much such discourse sometimes tends to do – to validate the pernicious assumption that a failure to reach nuclear “zero” essentially 
    
  
  
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     proliferation.  I’d also like to see us finally start challenging proliferation-facilitating interpretations of the law – particularly Article IV of the NPT, which to my knowledge the U.S. hasn’t tried to do since 
    
  
  
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     (and did none too emphatically even then).
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                    But let me move past those points to what I think is an equally important one with respect to the U.S. diplomatic posture for the upcoming RevCon.   And since so many participants here have felt very free to tell the American government what to do on disarmament, let me – with apologies to Madelyn and Tom – pile on and offer my 
    
  
  
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     thoughts on how the Obama Administration should approach that issue in the run-up to the RevCon.
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                    For the last several years, the United States approach seems to have been giving some mixed messages.  Abroad, we have been presenting ourselves as the diligent heirs to President Obama’s “Prague speech” in which he promised to lead the world toward nuclear weapons abolition.  We are, it is emphasized, aiming for a new strategic treaty with Russia, still hoping to get the Comprehensive Test Ban Treaty (CTBT) ratified, we oppose “new” nuclear weapons, and we’re working hard to create a world in which we could de-alert our missile force and declare that the “sole purpose” of nuclear weapons is to deter the use of other such weapons.  We may get a little squirrelly on the details and the timing, but our diplomats take great trouble to promise a rosy future – and have tried with all their might to make January 2009 
    
  
  
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     like it marked a great and salutary 
    
  
  
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    continuity in U.S. nuclear policy.
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                    At home, however, Americans are reassured that we are firmly committed to nuclear modernization – including trying to update the production infrastructure and starting work on a Minuteman missile successor, a replacement for the 
    
  
  
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      Ohio­
    
  
  
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    -class ballistic missile submarine, and a new bomber.  We are reassured that we 
    
  
  
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      aren’t
    
  
  
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     de-alerting our forces, and that our declaratory policy is still appropriately flexible.  We are reminded that not building “new” weapons still permits us to modernize our weapons designs along lines apparently not so inconsistent with the Bush-era “Reliable Replacement Warhead” (RRW), and that U.S. experts just 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/mediaroom/pressreleases/pollux120612"&gt;&#xD;
      
                      
    
    
      conducted another sub-critical nuclear test
    
  
  
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     at the Nevada National Security Site.
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                    For all the posturing about “new” weapons, moreover, we’re presently working to spruce up our B-61 gravity bomb – an at least 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecurity.org/wmd/systems/b61-11.htm"&gt;&#xD;
      
                      
    
    
      modestly earth penetrating version
    
  
  
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     of which was deployed, it is perhaps worth recalling, under President Bill Clinton – with the addition, 
    
  
  
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      inter alia
    
  
  
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    , of a new tail section that will apparently add pinpoint geolocation accuracy analogous to that used on our “joint direct attack munitions” (JDAMs) in conventional strike missions.  (This B-61 Model 12, by the way, will also be carriable on the F-35 Joint Strike Fighter – which will, among other things, permit us to fly “dual-capable” missions from forward platforms in East Asia if need be, and will allow NATO allies to continue longstanding “nuclear sharing” contingency arrangements in Europe.)  Privately, I’ve seen U.S. officials roll their eyes about promises of CTBT ratification – or even, to some extent, the likelihood of an Fissile Material Cutoff Treaty (FMCT) – and I’ve heard them explain to select audiences that they’d be surprised if Russia were willing to negotiate anything seriously before President Obama leaves office.  In short, Americans, at home, are reassured that current nuclear policies are 
    
  
  
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      not
    
  
  
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     actually much different than before 2009.
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                    The 2010 Nuclear Posture Review (NPR) – a document written by a committee if ever there were one – embodies all of these various elements at the same time.  We seem to want to have our public positional cake and eat it at the same time.  I assume that all of this appears either simply confusing or indeed actually two-faced to a great many international observers, and indeed more than a few of my friends in the disarmament community seem to feel that they have been taken in by a deeply cynical bait-and-switch gambit.
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                    I think, however, that much of such criticism is unfair.  While the Obama nuclear policy 
    
  
  
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      does
    
  
  
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     look, as I’ve written before, much like a kind of “Bush Lite” agenda camouflaged in politically correct disarmament rhetoric, I believe that much of what the present administration is doing 
    
  
  
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      can
    
  
  
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     be justified as being consistent with a serious disarmament agenda.  Specifically, it respects the facts that (a) “zero” will take a very long time to achieve if it occurs at all, and (b) long before it arrives, U.S. planners will have to struggle with a range of maintenance, reliability, force-tailoring, and block-obsolescence issues in their nuclear arsenal.  And American officials 
    
  
  
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      do
    
  
  
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     sometimes publicly make the case that all the concrete steps they are actually taking are based on sound and sustainable disarmament reasoning.  For the most part, however – especially abroad and in places like NPT review process conclaves – we seem to hope that people simply won’t notice the differences between our internal and external discourse.
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                    I’d submit that the time is past when we can – or should – try to get away with playing diplomatic hide-the-ball.  I’d like to see us drop the defensive ducking and dodging overseas, and if all of the various steps of our actual nuclear policy 
    
  
  
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      are
    
  
  
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     indeed things which any really serious disarmament advocate should understand and support, our diplomats should make such arguments proudly.  There is value, and virtue, in stating our position openly and honestly, even if doing so deprives us of the shallow banalities of achieving “consensus” on some final document at a Review Conference.
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                    And this is where I circle back to the idea of a “Nixon in China” moment, for I believe Barack Obama has the opportunity for just such an act of unexpected statesmanship on nuclear disarmament.
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                    I’ve heard it suggested that only a hawkish president could really get away with major nuclear cuts.  But the other side of that coin is that it may be that only a relatively conspicuous nuclear “dove” has the political capital to really make the case for the sort of sensible arsenal management policies that we would indeed need for many years on the long road to a goal of abolition that is surely still far off, if indeed it is achievable at all.  Our current, Nobel-Peace-Prize-winning pro-disarmament president, in other words, is well positioned to take international disarmament discourse to its next level.
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                    I can only assume that the Obama Administration really believes that its nuclear modernization agenda is consistent with a path toward eventual abolition.  They claim this when I discuss it with them, they seem to be sincere, and they may well be right.  I am myself skeptical about “zero,” but as I have 
    
  
  
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      noted elsewhere
    
  
  
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    , we’re at a weird and perhaps unexpected point where the (serious) abolitionist agenda and the “indefinite deterrence” agenda actually 
    
  
  
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        overlap
      
    
    
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       in significant ways
    
  
  
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    , at least for a while.  Much of our current path is indeed equally defensible as planning against a future of continued nuclear deterrence 
    
  
  
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      and
    
  
  
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     as planning for eventual disarmament.  (Indeed, in modern Washington, 
    
  
  
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      both
    
  
  
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     of these rationales badly need defending against thoughtless budget-cutters.)  These two overlapping nuclear roads are likely to diverge again at some point, of course, but they haven’t done so yet.
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                    What U.S. officials presently lack, however, is international understanding of and support for the part of their disarmament agenda that involves trying to maintain effective and reliable deterrence 
    
  
  
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      en route
    
  
  
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     to a future “zero” that is still very far off.  And it is upon 
    
  
  
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      building
    
  
  
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     such understanding and support that I would hope our diplomacy can focus in the run-up to the 2015 RevCon.  This is where I believe President Obama could display his own feat of “Nixon-in-China” statesmanship.  If anyone can elicit international support and understanding for a sensible American path of bringing our nuclear deterrent into the 21st Century while seeking to reduce it to the smallest size consistent with international peace and security and while aiming for some eventual “zero,” it is presumably Barack Obama.
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                    Such a diplomatic agenda would abandon the defensiveness we’ve shown for so long about our continued possession of a nuclear arsenal and about its modernization.  It would rebut the received wisdom of deliberately self-damaging “decay-in-place” abolitionism with a positive vision of how strategic stability is actually to be maintained – rather than just 
    
  
  
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     in a fit of wishful thinking – in a world on the way toward some eventual “zero.”  And it would seek to offer some way of more effectively approaching the 
    
  
  
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      real
    
  
  
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     challenge of disarmament, which lies – as the 
    
  
  
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      NPT’s own Preamble
    
  
  
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     should remind us – less in the regulation of armaments 
    
  
  
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      per se
    
  
  
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     than in the easing of international tension and the strengthening of trust between states.
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                    This is a diplomatic agenda that would require the investment of significant political capital and a good deal of hard work.  It is also an agenda that might – at least in the short term – imperil the kind of lowest-common-denominator “consensus” that has hitherto been the objective of the NPT review process.  It is an agenda, however, that would probably do more good than just engaging in more diplomatic games of rhetorical hide-the-ball.  In practice, our diplomats have been raising radical abolitionist expectations that we cannot (and should not) meet, so unless they start making the more complicated and subtle case for how the elements of current U.S. policy 
    
  
  
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      do
    
  
  
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     actually fit together, the rest of the world will draw the seemingly “obvious” conclusion that they don’t.
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                    Such a courageous and forward-looking approach does 
    
  
  
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      not
    
  
  
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     appear to be our diplomatic agenda at present.  But American voters have just given President Obama a few more years to work with.  Perhaps he’ll embrace it yet.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 19 Dec 2012 02:08:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1550</guid>
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      <title>What Taiwan Can Teach China’s New Leaders</title>
      <link>http://www.newparadigmsforum.com/p1537</link>
      <description>Note:
The following essay was published on November 24, 2012, by the Real Clear World website.  NPF reprints it here for readers' convenience.

The Chinese Communist Party (CCP) has just completed its first leadership transition in a decade. The world now knows the lineup of the Politburo Standing Committee and other key positions, and China-watchers are busily trying [...]</description>
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      The following essay was 
      
    
      
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      &lt;a href="http://www.realclearworld.com/articles/2012/11/24/what_taiwan_can_teach_chinas_new_leaders_100366.html"&gt;&#xD;
        
                        
        
      
        published on November 24, 2012
      
    
      
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      , by the 
      
    
      
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       website.  NPF reprints it here for readers' convenience.
    
  
    
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                    The Chinese Communist Party (CCP) has just completed its first leadership transition in a decade. The world now knows the lineup of the Politburo Standing Committee and other key positions, and China-watchers are busily trying to analyze its significance. How these CCP officials got to be leaders, however, is also a significant question: the answer to which is both entirely opaque and all too obvious.
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                    The CCP process is an entirely secretive one of back-room deal-making and clandestine bargaining within the party bureaucracy, as apparatchik careerists maneuver against each other behind closed doors. What is clear, however, is that such deal-making and maneuvering -- leavened by the occasional purge of one’s rivals -- is the sum total of China’s top-level leadership selection process.
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                    During the stage-managed public show put on by the CCP for its 18th Party Congress, a number of China-based authors were rolled out in apparently carefully-scripted efforts to promote the idea that this CCP process represents a “meritocracy” that compares favorably to Western-style democratic politics. Chinese propagandists in recent years have also tried to describe their system as a “democracy,” pointing to how keenly they say CCP leaders pay attention to the voices of the Chinese people.
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                    If what counts as “merit” in a national leader is the ability to out-maneuver rivals within a complex bureaucracy -- building alliances through Byzantine back-room politics and corrupt back-scratching, while deploying internal security forces to control political behavior and censor disfavored ones -- then this is meritocracy indeed. And if by “democracy” one means that self-selected power-holders make a show of consulting with the population before giving it directions, then there is democracy too in Beijing.
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                    How fascinating, however, to view the 18th Party Congress as the coda on a year that began with a very different leadership selection exercise in Greater China. In January 2012, presidential elections were held in Taiwan. In this contest, the incumbent Ma Ying-jeou represented a party that once ruled that island with an iron hand, but which has long since relinquished this hegemonic role in favor of free and fair elections. His opponent, a woman named Tsai Ing-wen, represented a party with very different views on some key national issues, and one that conducts, and sometimes wins, political campaigns against its rival.
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                    President Ma Ying-jeou won re-election with just under 52 percent of the vote. The fabulous thing about the event, however, was simply that it occurred, and that it seemed so, well, normal. That a closely-fought contest for the highest office could be decided by popular vote -- and as part of what has clearly become an institutionalized and peaceful political rivalry between broad-based parties representing significantly different political, demographic, economic interests and positions in a stable and prosperous modern East Asian country -- makes the Taipei of January 2012 a perfect counterpoint to the dynamic of authoritarian elite self-replication on display in Beijing.
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                    In a season when so much attention has been focused upon the U.S. presidential elections, Chinese actually need look no further than across the Taiwan Straits to see a rebuttal of the orchestrated apologetics for CCP “meritocracy.” Clearly, “Chinese democracy” is not just possible but in fact very workable indeed: a stable and resilient way for the merit of aspirants for office actually to be judged by those who will have to live under their rule.
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                    The Communist government in Beijing is trying to foster the idea that its authoritarian mechanisms represent a desirable alternative to democratic leadership selection. There is irony in this, of course, for this is a choice that the CCP denies to its own citizens. No matter how much better “meritocracy” is said to be, in other words, it can only, apparently, be forced upon the Chinese people.
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                    The rest of the world, however, is perfectly capable of evaluating the alternatives available, and of assessing the true merits of “meritocracy” vis-à-vis one or more of the multiple forms of genuinely democratic governance that are available in the world. If CCP propagandists really want a debate between systems of governance, perhaps they deserve to get one. The vibrant and prosperous success story of modern Taiwan is well positioned to represent an alternative.
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      -- Christopher Ford
    

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 11 Dec 2012 09:40:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1537</guid>
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      <title>Disarmament and Nonproliferation in the Next Four Years</title>
      <link>http://www.newparadigmsforum.com/p1508</link>
      <description>Note:
Below is an edited version of the text upon which Dr. Ford based his remarks on November 28, 2012, to the “Workshop on Nuclear Forces and Nonproliferation” at the Woodrow Wilson International Center for Scholars.
Good afternoon, everyone, and thanks to the Wilson Center and to the Los Alamos National Laboratory for inviting me to this [...]</description>
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      Below is an edited version of the text upon which Dr. Ford based his remarks on November 28, 2012, to the “Workshop on Nuclear Forces and Nonproliferation” at the 
    
  
    
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      Woodrow Wilson International Center for Scholars
    
  
    
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                    Good afternoon, everyone, and thanks to the 
    
  
  
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      Wilson Center
    
  
  
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     and to the 
    
  
  
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      Los Alamos National Laboratory
    
  
  
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     for inviting me to this event.  I’d like to say a few words first about disarmament, and then about the Nuclear Nonproliferation Treaty (NPT) review process and the nonproliferation regime.
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                    I.          
    
  
  
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      Disarmament: Obama’s Choice
    
  
  
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                    One of the things that nuclear policy boffins 
    
  
  
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     government are obviously wondering these days is where the disarmament agenda will go over the next four years.  With President Barack Obama having just been re-elected, we will presumably see a renewed push from at least some in the international disarmament community to get the United States to make good on the disarmament-friendly rhetoric of the beginning of Obama’s first term.  (Perhaps, for instance, they will urge the president retroactively actually to 
    
  
  
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      earn
    
  
  
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     the apparently anticipatory Nobel Peace Prize he was given in 2009 in large part on the strength of such posturing.)  And indeed there is surely at least some chance that the president – having now been effectively immunized from accountability to the American electorate and having already signaled to the Russians his expectation of having greater “flexibility” in a second term – will oblige such entreaties by rededicating himself to “global zero.”
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                    I have heard Obama Administration officials disclaim any interest in unilateral U.S. reductions, and they claim to be laying the groundwork for a follow-on accord to the Russo-American “New START” agreement of 2010.  Given the various obstacles that stand in the way of negotiating a new treaty with Moscow, and given how hard it was to ratify even the supremely modest provisions of New START, it is far from clear that such plans are realistic.  (A deal might be more feasible if Russia came to see things differently when New START is about to expire and Moscow faces the prospect of having 
    
  
  
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      no
    
  
  
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     arms control framework in place the United States, but by that point Obama will have already left office.)  So one should perhaps take present disavowals of unilateral reductions with a grain of salt.  Two or three years from now, one might imagine unilateralism looking rather more attractive to an increasingly desperate, “legacy”-seeking administration faced with the prospect of accomplishing “nothing” on disarmament during Obama’s entire second term.
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                    In that context, one might expect the White House to explore unilateral moves – perhaps claiming to be modeled on the Presidential Nuclear Initiatives (PNIs) of 1991 – that would attempt to evade Congressional accountability.  At any rate, whether unilateral or otherwise, some new push to reinvigorate the dream of “zero” is certainly possible.  Such a push would not, however, be very wise.  Ironically, I suspect that such a drive would probably not consolidate but in fact 
    
  
  
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      taint
    
  
  
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     President Obama’s nuclear legacy, and indeed the cause of disarmament more broadly.
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                    This irony comes from the fact that it has become clear over the past four years that there is indeed much good work that can be done in forging and implementing a bipartisan U.S. consensus on nuclear weapons policy, at least in the medium term.  Specifically, while hawks and doves within the U.S. policy community may yet disagree on the ultimate destination (
    
  
  
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      i.e., 
    
  
  
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    over the merits of “zero” versus a future of indefinitely-prolonged nuclear deterrence), there is room for broad agreement on what to do for quite some time yet.  Even in his signature April 2009 disarmament speech in Prague, President Obama said that he does not expect nuclear weapons to disappear in his lifetime.  Until they do, however – if they do – it is essential that we have a sound deterrent.
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                    Accordingly, for so long as we retain any nuclear weapons, deterrence and crisis stability require that they be safe, secure, reliable, credibly usable, survivable, and as well-tailored to their potential missions as possible.  We will also need to ensure that our weapons infrastructure is capable of being genuinely 
    
  
  
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      responsive
    
  
  
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     to future threats, not least because keeping state-of-the-art weapon design capabilities and a robust production capacity is a critical hedge against future uncertainty without which we would likely need to keep in existence a larger nuclear arsenal.   Such requirements do not lessen with reductions in our nuclear arsenal, and may even increase.  The fewer weapons we possess, the more important it is that those we keep are optimized for modern needs in all these respects, and the more important it is that we maintain the ability to reverse course if we need to.  Such qualitative improvements, therefore, are essential to any serious thinking about numerical reductions – especially in an environment in which others are modernizing and/or enlarging and/or acquiring new nuclear arsenals.
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                    If taken seriously, a dovish “reductions” agenda thus 
    
  
  
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      overlaps
    
  
  
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     with a more hawkish “deterrence” agenda in many important respects, at least for quite a few years.  If hawks and disarmers can 
    
  
  
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      agree to disagree
    
  
  
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     about the long-term future, in other words, they can work together on many shorter-term matters.  The specific scope of such a consensus has yet to be articulated in detail, but I’d imagine that a remarkable amount of agreement can be found on at many key elements relating to: delivery system modernization (including means of non-strategic delivery); warhead safety, security, and reliability improvements; command and control survivability; ensuring the maintenance of a nuclear infrastructure with state-of-the-art physical 
    
  
  
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      and human
    
  
  
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     capital; optimally tailoring our nuclear forces to their anticipated missions so as to be able to reduce them to the lowest possible number; and effective measures to prevent further proliferation of nuclear weaponry and steps (
    
  
  
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      e.g.
    
  
  
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    , augmented defenses) to mitigate the damage from non-proliferation failures.
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                    As I’ll get to in a minute with respect to the NPT review process, of course, not all “consensus” is valuable and constructive.  This incipient domestic nuclear consensus, however, is clearly both of those things, for it represents a real measure of agreement on substantive policy issues, rather than a papering over of 
    
  
  
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      disagreement
    
  
  
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     through the careful use of airy platitudes.  Accordingly, this consensus can provide a useful way forward in making real-world decisions.
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                    Some of the broad outlines of a domestic nuclear consensus – at least on issues 
    
  
  
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      other
    
  
  
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     than the Comprehensive Test Ban Treaty (CTBT) – were suggested in the 
    
  
  
                    &#xD;
    &lt;a href="http://www.usip.org/files/America's_Strategic_Posture_Auth_Ed.pdf "&gt;&#xD;
      
                      
    
    
      2009 report of the Strategic Posture Review Commission
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , but there is much still to be done in fleshing out the programmatic details of a bipartisan agenda.  It will also be difficult to preserve and advance the elements of the consensus agenda in an environment of fiscal austerity, for the kinds of qualitative improvements required even by a reductions agenda can certainly be expensive.  Indeed, some of the promises of support for modernization that were made in connection with ratification of the New START agreement have already unraveled, so there is already much work to do in keeping the emergent consensus from falling apart.
                  &#xD;
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                    So there are certainly challenges.  I submit, however, that this is an endeavor about which we should actually be quite excited.  Washington isn’t precisely overflowing with bipartisan consensus these days, and I think we should seize this one with both hands.
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                    President Obama thus has a great opportunity here.  He originally ran for president as a bipartisan bridge-builder, but in his first term governed as a partisan enthusiast.  Perhaps now, having run a relentlessly negative and divisive partisan re-election campaign, he will be able similarly to betray expectations by governing as the bridge-builder he claimed to be in 2008.  Nuclear policy is one arena in which the ground seems fertile for just such statesmanship during the next four years.  Stripped of their “zero”-focused packaging, in fact, 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20100407"&gt;&#xD;
      
                      
    
    
      many of the concrete details of Obama nuclear policy so far have been surprisingly pragmatic
    
  
  
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    , and would be consistent with such an approach: it would not be hard to move forward in a bipartisan way.
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                    But here’s the problem.  If President Obama comes to adopt a “true believer” agenda and decides that now is the time finally to indulge the full-throated disarmament program he worked so hard to encourage the world to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      expect
    
  
  
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     from him, he could blow this bipartisan consensus to smithereens, making nuclear policy a near-permanent locus of rancor and division both at home and abroad – not to mention the source potentially dangerous pendulum swings in the policy community – in the years ahead.
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                    There are any number of ways President Obama could sabotage his own legacy in this respect, ranging from ill-considered pseudo-PNI unilateralisms to picking a big CTBT fight in the Senate.  A more subtle (but still effective) way to damage the consensus, however, would be to continue to indulge what is now widely understood to have been a fantasy: the idea that we can finally win serious international support for nonproliferation by ostentatiously committing ourselves to “global zero.”
                  &#xD;
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                    I’ve banged that drum here before, so I won’t harp on the point now.  It’s worth noting, however, that the “
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/files/publications/Nuclear%20DisarmamentCF909.pdf"&gt;&#xD;
      
                      
    
    
      credibility thesis
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” approach of disarmament-engendered nonproliferation cooperation is predicated upon the United States’ assumed responsibility for leading the way to nuclear weapons abolition – a presupposition antithetical to the “agreeing-to-disagree-about-zero” nuclear policy consensus that I advocate.  One can truly cement one’s legacy by developing and leading a bipartisan American nuclear agenda, or one can run around the world earning praise from foreign 
    
  
  
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      bien-pensants
    
  
  
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     by proclaiming the imminent dawning of disarmament.  But one cannot, I think, do both.  President Obama faces this choice in his second term.
                  &#xD;
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                    II.         
    
  
  
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      Nonproliferation
    
  
  
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                    On the subject of nonproliferation, the last four years unfortunately shows how shallow it is to search for “success” as defined by a consensus Final Document at an NPT Review Conference (RevCon).  The United States did indeed get the document it wanted, but none of the energy spent conciliating foreign interlocutors and playing to lowest-common-denominator diplomatic sensibilities seems to have had any meaningful impact in slowing or stopping proliferation or making the nonproliferation regime seem any more viable than before.  Indeed, the one substantive “win” proclaimed at the 2010 RevCon – plans for a much-vaunted meeting that was supposed to help solve the problem of nuclear weapons in the Middle East – has recently collapsed because, to no one’s real surprise, “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/r/pa/prs/ps/2012/11/200987.htm"&gt;&#xD;
      
                      
    
    
      states in the region have not reached agreement on acceptable conditions for a conference
    
  
  
                    &#xD;
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    .”   Mere process, it would seem, isn’t such a good substitute for substance after all.
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                    As we face the 
    
  
  
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      next
    
  
  
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     four years, it seems to me that U.S. diplomats will need to put more energy and effort into defending nonproliferation on its 
    
  
  
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      own
    
  
  
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     terms, making clear how nonproliferation is in the interest of all responsible states whatever happens with regard to “zero.”  This was true at the NPT’s signing in 1968, and it remains true today, but years of disarmament posturing have obscured this critical point.  Perhaps worse, U.S. rhetoric implicitly conceding that nonproliferation cooperation
    
  
  
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       is and should be
    
  
  
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     conditioned upon disarmament progress has reinforced the fallacious (but persistent) argument that the world’s continuing failure to reach “zero” actually 
    
  
  
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      justifies
    
  
  
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     contempt for nonproliferation norms by Iran and others.  We need to get out of the business of validating such madness.
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                    Now, I don’t mean to suggest that there is anything intrinsically wrong with yearning for nuclear disarmament as an ultimate goal.  In the way it is addressed in the Preamble and Article VI of the NPT – that is, as an aspiration for the world’s eventual progress, and a destination one might hope someday to achieve through the easing of international tension and the strengthening of trust between States – disarmament is not objectionable.  The aspirational nature of the NPT’s disarmament provisions may be distressing to modern advocates, but it was clearly understood at the outset – as evidenced, for instance, by the 1969 memo prepared by the National Security Council staff explaining to Henry Kissinger that the Preamble and Article VI were “essentially hortatory.”  On such terms – which weren’t rewritten, as some have claimed, by the seemingly implied promises of Clinton Administration diplomacy in 1995 – disarmament has been endorsed by every U.S. president since 1968.
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                    I have no problem talking of disarmament an inherently unworthy 
    
  
  
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      eventual
    
  
  
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     goal, provided that we are willing to be honest about several things: (a) the difficulty and distantness of “zero,” if indeed it ever arrives at all; (b) the need to preserve a robust nuclear security posture during such period as nuclear weapons continue to exist, which could be a very long time indeed; and (c) the fact that it is more important to work on easing tensions and strengthening trust than on the Sisyphean labor of trying to bring about significant and lasting arms reductions 
    
  
  
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      without
    
  
  
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     having first made such political progress.
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                    Indeed, during my tenure as U.S. Special Representative for Nuclear Nonproliferation in 2006-08, I went to considerable trouble – beginning with the 2007 NPT Preparatory Committee meeting – to take the goal of disarmament seriously and to engage realistically with foreign interlocutors about it in hopes of identifying and discussing the challenges that the world would need to overcome in trying to get to such a destination.   We weren’t so naïve as to 
    
  
  
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      promise
    
  
  
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     disarmament, since it was far from clear to us that such an objective would prove either wise or achievable.  Nevertheless, we voiced interest in the 
    
  
  
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      idea
    
  
  
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    ,
    
  
  
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    and we sought serious dialogue about it in hopes of having a more realistic, sensible, and perhaps productive discussion with our foreign critics.
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      [
      
    
      
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        NPF editor's note:
      
    
      
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       Some of the materials prepared as part of this U.S. engagement effort with the disarmament community in 2007-08 are now available on NPF, and may be found by clicking 
      
    
      
                      &#xD;
      &lt;b&gt;&#xD;
        &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=200703&amp;amp;paged=2"&gt;&#xD;
          
                          
          
        
          here
        
      
        
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        &lt;/a&gt;&#xD;
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      , 
      
    
      
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      &lt;b&gt;&#xD;
        &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=200704"&gt;&#xD;
          
                          
          
        
          here
        
      
        
                        &#xD;
        &lt;/a&gt;&#xD;
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      , 
      
    
      
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      &lt;b&gt;&#xD;
        &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=200708&amp;amp;paged=3"&gt;&#xD;
          
                          
          
        
          here
        
      
        
                        &#xD;
        &lt;/a&gt;&#xD;
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      , or 
      
    
      
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      &lt;b&gt;&#xD;
        &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20070831"&gt;&#xD;
          
                          
          
        
          here
        
      
        
                        &#xD;
        &lt;/a&gt;&#xD;
      &lt;/b&gt;&#xD;
      
                      
      
    
      .]
    
  
    
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                    It didn’t work, however, and we quickly discovered that serious dialogue about the challenges of creating a world in which “zero” was realistically imaginable was of little interest to most disarmament enthusiasts on the NPT diplomatic circuit.  Nor was the United States given any credit for the enormous progress in nuclear demobilization and dismantlement it had achieved since the end of the Cold War.  And there was no discernible “payoff” in diplomatic support for sensible nonproliferation policies, though of course we had been repeatedly promised that if only we showed more disarmament credibility, this would naturally follow.
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                    The lesson we learned didn’t stop the Obama Administration from doubling down on the point by 
    
  
  
                    &#xD;
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      &lt;em&gt;&#xD;
        
                        
      
      
        promising
      
    
    
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       U.S.-led disarmament
    
  
  
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    , however, and this has had pernicious effects.  Promises of eventual disarmament are poor things with which to entangle and condition nonproliferation policy in the present day, for the nonproliferation regime is in a grim state that cannot be cured by airy promises about the distant future.  Indeed, as I noted earlier, Obama-era disarmament rhetoric may actually have 
    
  
  
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      harmed
    
  
  
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     U.S. nonproliferation diplomacy by implicitly validating the idea that proliferation is justified if NPT nuclear weapons states “betray” their end of some supposed bargain by not reaching “zero.”
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                    Preventing the continued erosion of the nonproliferation regime requires seriousness about nonproliferation 
    
  
  
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      for its own sake
    
  
  
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    , and it is high time our diplomats defended it on these terms.
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                    The biggest dangers to the viability of the NPT regime derive from the ongoing nuclear crises in North Korea and in Iran: examples of actual or impending nuclear weapons proliferation – that is, precisely what the Treaty was designed to prevent – that the regime has been dangerously ineffective in confronting.  Problems such as Iran, however, are ones that cannot be addressed in consensus Final Documents precisely because such texts 
    
  
  
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      are
    
  
  
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     lowest-common-denominator products that shun honesty and clarity where it might offend anyone liable to raise an objection.  Focusing on consensus and diplomatic process, in other words, all but 
    
  
  
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      guarantees
    
  
  
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     that the review process will fail to contribute to meeting the regime’s gravest challenges.
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                    Indeed, the only conceptual and substantive “progress” being made in connection with the NPT process these days is actually 
    
  
  
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      retrograde
    
  
  
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     motion – with Iran and its friends staking out progressively clearer and more emphatic positions claiming that all NPT non-nuclear-weapons states have a right to any “peaceful” but proliferation-sensitive technology they want, irrespective of whether it can be adequately safeguarded and regardless of their record of nonproliferation compliance.  Indeed, at the end of August 2012, the Non-Aligned Movement – meeting in Tehran, of course – issued a 
    
  
  
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    &lt;a href="http://nuclear-news.net/2012/09/03/non-aligned-nations-endorse-irans-nuclear-power-project/"&gt;&#xD;
      
                      
    
    
      declaration unanimously supporting Iran’s nuclear claims
    
  
  
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     in just these regards.  What have U.S. diplomats said to rebut this discourse?  Essentially nothing: we have all but surrendered this intellectual terrain to Iran and its apologists.
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                    These two developments tell the observer a great deal about the real health of the NPT, for its biggest problems are either studiously 
    
  
  
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     being addressed in the review process, or they are addressed only on terms both inimical to nonproliferation and unchallenged by our diplomats.  This shows the need for a more forward-leaning and less timorous American NPT agenda.  If we do not spend more time over the next four years defending the nonproliferation regime 
    
  
  
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      as such
    
  
  
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    , we may find that there is little of it left for our 
    
  
  
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      next
    
  
  
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     president to inherit.
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                    And so we have my twofold challenge to U.S. officials during Barack Obama’s second term.  First, I submit that President Obama should eschew divisive and unworkable “true believer” disarmament enthusiasms, opting instead to lead a bipartisan nuclear policy consensus based on “agreeing to disagree” about “zero” while working to accomplish what both hawks 
    
  
  
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     serious doves should agree are important near-term steps to bring our force posture and infrastructure into the 21st Century and seeking such reductions as would be consistent with present-day conditions irrespective of whether we ever reach abolition.  Second, the president should refocus our diplomatic efforts upon preserving and advancing the nonproliferation regime on its own terms, and upon reclaiming the legal and intellectual terrain that we have hitherto so foolishly ceded to nonproliferation’s enemies.
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                    Thanks for listening.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 06 Dec 2012 12:05:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1508</guid>
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      <title>IAEA Legal Standards: A Further Colloquy</title>
      <link>http://www.newparadigmsforum.com/p1489</link>
      <description>Note:
As recounted earlier on NPF, Dr. Ford recently participated in the exchange in the Bulletin of the Atomic Scientists on the subject of whether or not the IAEA was properly applying legal standards vis-à-vis Iran.  The second round of this colloquy was recently published by the Bulletin.  NPF reproduces below the second round of the exchange [...]</description>
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        As recounted 
      
    
      
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        earlier on NPF,
      
    
      
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         Dr. Ford recently participated in the exchange in the 
      
    
      
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         on the subject of whether or not the IAEA was properly applying legal standards vis-à-vis Iran.  The second round of this colloquy was recently published by the 
      
    
      
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        Bulletin
      
    
      
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        .  NPF reproduces below the second round of the exchange between 
      
    
      
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        Daniel Joyner
      
    
      
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        , Dr. Ford, and 
      
    
      
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        Andreas Persbo
      
    
      
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        .  The 
      
    
      
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       plans to publish a third (and final) round of comments from each participant over the next three weeks.
    
  
    
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        THE PAST IS NOT THE PRESENT, by Daniel Joyner
      
    
      
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      A non-nuclear weapon state's noncompliance with its Comprehensive Safeguards Agreement (CSA) does not 
      
    
    
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       constitute treaty breach. This is a fine legal point, but an important one. Historically, 
      
    
    
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        noncompliance with safeguards agreements
      
    
    
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       -- which can include minor technical accounting omissions or mistakes -- has happened frequently and by many different countries.
    
  
  
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      Former IAEA Deputy Director General Pierre Goldschmidt notes in a 2009 article that, since 2003, the IAEA director general has reported to the Board of Governors on matters of 
      
    
    
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        noncompliance with safeguards obligations by Iran, Libya, South Korea, and Egypt
      
    
    
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      . He also notes that the actions taken by the board in each case were inconsistent: It only referred Iran to the UNSC.
    
  
  
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      I agree that, in 2004, Iran was properly determined to be in noncompliance with its safeguards obligations. But that was eight years ago, and IAEA safeguards have now been applied to all of the facilities and activities cited by the board. As I noted in Round One, the IAEA director general has consistently confirmed that all safeguarded material in Iran is currently in peaceful use. Thus, in accordance with the agency's only lawful standard of investigation and assessment, Iran's 2004 safeguards noncompliance has been remedied, and Iran now is in full compliance with its obligations.
    
  
  
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      Ford argues that the Subsidiary Arrangements agreed to between Iran and the IAEA are legally binding. I 
      
    
    
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       with this conclusion. He also writes that noncompliance with subsidiary arrangements by a non-nuclear weapon state  
      
    
    
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       constitutes noncompliance with the relevant CSA. There is simply no support for this assertion in the CSA. All of the CSA provisions that Ford cites only delineate the subjects that should be addressed in the subsidiary arrangements. They do not bear on the question of the relationship between the two documents.
    
  
  
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      The Additional Protocol is not legally binding on Iran, and its expanded mandate for the IAEA's investigations and assessments is not applicable to Iran's case. The UN Security Council's decisions have not changed this fact.
    
  
  
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      The CSA that is currently binding on Iran does not give the agency the authority to assess the 
      
    
    
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       of Iran's declaration -- that is, whether undeclared fissile materials exist -- but only its 
      
    
    
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      . If the CSA provided otherwise, there would have been no 
      
    
    
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       for the Additional Protocol. Brazilian governor Machado Quintella, for example, highlighted this distinction during her remarks at the 
      
    
    
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        860th Board of Governors meeting
      
    
    
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       in 1995. It is a critical point misunderstood by both Ford and Persbo, who stress only the scope of safeguards in Articles 1 and 2 of the CSA. Viewing the agreement holistically, however, it is clear that the CSA sets up a system and a mandate for applying safeguards, which entails only (1) the state's declaration of specified materials on its territory and (2) the IAEA's verification that the declared materials are exclusively in peaceful use.
    
  
  
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      With regard to the argument, implied by both Ford and Persbo, that the UNSC has somehow deputized the IAEA through its decisions, and thereby given it some measure of extra authority to apply investigative or assessment standards in Iran's case, this is also fundamentally incorrect. While it can make decisions legally binding on Iran, as a UN member state, the UNSC does not have the power to give the IAEA additional authority to act outside of what it possesses pursuant to the agency's statute and its safeguards agreements with states. There is no basis in international law for this argument that one international organization can enlarge the authority of another international organization by fiat.
    
  
  
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      -- Daniel Joyner
    
  
    
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        "ALL" MATERIALS MEANS ALL MATERIALS, by Christopher Ford
      
    
      
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      In Round Two of this Roundtable, Professor Daniel Joyner discusses the IAEA's efforts to verify the absence of undeclared activities in Iran as an "additional and separate" legal standard imposed beyond Iran's Comprehensive Safeguards Agreement (CSA). He asserts that this "new" criterion is 
      
    
    
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      . It is "irrelevant," he writes, whether there are undeclared nuclear materials or activities in Iran: It is enough merely that "all 
      
    
    
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      safeguarded nuclear material in Iran has not been diverted to non-peaceful use" (emphasis added).
    
  
  
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      This is a poor argument easily dispensed with, as indeed both Andreas Persbo and I have already done in our earlier contributions. (I have also reviewed this 
      
    
    
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       in a recent briefing paper.) It's a shame to have to recapitulate, but obviously necessary.
    
  
  
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      In truth, there is nothing new or additional about the IAEA's responsibility for assessing whether undeclared nuclear activities exist in Iran, for it has had this role since Iran's CSA came into effect in 1974. (It has not always had investigative authorities adequate to this task, and did not always have reason to look beyond Iran's declarations, but that is a different question. In any case, the UN Security Council has done much to remedy this lack of tools 
      
    
    
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       Iran.) Pursuant to Article 2 of Iran's CSA, the IAEA has "the right and the obligation to ensure that safeguards will be applied … on all source or special fissionable material in all peaceful nuclear activities within the territory of Iran, under its jurisdiction or carried out under its control anywhere."
    
  
  
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      Joyner does not explain how he interprets the word "all" here, but for him it apparently doesn't mean the 
      
    
    
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      .  Instead, it seems he would have Article 2 read something like: "to ensure that safeguards will be applied … 
      
    
    
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      ." Of course, Article 2 doesn't actually say that.
    
  
  
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      It is not merely that Joyner's interpretation is inconsistent with the text. His standard would be weak in practice. As he has written, safeguarding all nuclear material in Iran covers nothing more than 
      
    
    
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      . By his interpretation, therefore, Iran would 
      
    
    
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       have been in safeguards noncompliance, even when secretly working on uranium conversion, plutonium separation, and laser enrichment. (These things went on for years before being declared.) Nor does the confusion stop there, for Joyner offers no reason why Iran could not now amend its declaration to drop all mention of its enrichment program -- thus, absolving it of any need to apply safeguards to its fissile material production infrastructure. (For Joyner, in fact, nuclear work doesn't even have to be 
      
    
    
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       to fall outside safeguards jurisdiction; it just has to 
      
    
    
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      The best phrase to describe this argument is more pungent than merely to term it "legally incorrect," but that will have to suffice here. Because the IAEA is charged with safeguarding "all" materials in Iran, the agency is necessarily and properly concerned whether nuclear material or activities have been omitted from Iran's declarations. It has not acted 
      
    
    
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      Joyner laments that, in its search for undeclared activities in Iran, the IAEA has become a "politicized instrument" for the West, which he says taints "the important work" the agency has done in the past. His own interpretation of the law, however, would contravene Iran's CSA, gut nuclear safeguards, and facilitate nuclear weapons proliferation. The IAEA and the nonproliferation regime do not need the crocodile tears of such friends. They simply need their rules to be read clearly.
    
  
  
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        CORRECT AND COMPLETE IS THE NORM, by Andreas Persbo
      
    
      
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      No one is trying to argue that the present is the past. At the same time, it is fatuous to declare that history is irrelevant for contemporary policy choices, or for the interpretation of law.  Law is decided by policy, and policy is often determined by experience. Iran has been found in non-compliance with its safeguards agreement, and this has colored the debate over the past decade.
    
  
  
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      The scope of the agreement is, as I noted in Round One, not limited to material declared by the state; it also includes material that 
      
    
    
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       be declared.  Borrowing from the 
      
    
    
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        director general
      
    
    
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      : "the system such as it had developed up to the Iraqi case, had limited capability to deal with completeness. This was the result of practical, rather than legal, considerations."  Since then, the agency has taken steps to strengthen safeguards.
    
  
  
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      These steps do not, in any way, mean that the IAEA cannot investigate the completeness of state declarations absent in an Additional Protocol.  Such an 
      
    
    
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        interpretation is even rejected by the IAEA membership
      
    
    
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      , which, in the latest safeguards resolution, noted "that the implementation of comprehensive safeguards agreements should be designed to provide for verification by the Agency of the correctness and completeness of a State's declarations."  The General Conference sets policy, and I cannot find anything in its records that indicates a state objected to this formulation.  Dan Joyner's argument appears to be deeply flawed: It not only goes against the apparent majority view on safeguards implementation, it also goes against the views of member states, including Iran.
    
  
  
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      It is important to be accurate in a debate, and Joyner has failed to be so.  At no point has the IAEA director general, neither past nor present, "consistently confirmed that all safeguarded material in Iran is currently in peaceful use" as Joyner confidently declares. Rather, they have stated that the agency has been able to "verify the non-diversion of declared nuclear material in Iran" or that it "continues to verify the non-diversion of declared material."
    
  
  
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      The difference is fundamental.  What the agency is saying is that it can confirm that all material declared 
      
    
    
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       is where Iran says it would be.  The IAEA does not say that all material in Iran is accounted for.  It cannot make this statement unless 
      
    
    
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        Iran provides them with further access
      
    
    
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       under the Additional Protocol. Regrettably, the agency draws a 
      
    
    
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        similar conclusion
      
    
    
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       for more than 50 other member states.  
      
    
    
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        When
      
    
    
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       the IAEA is able to assure the absence of undeclared nuclear material and activities for each of these states, it will be able to draw a conclusion about the absence of undeclared material.  Not before.
    
  
  
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      Finally, no one likes to have words placed in one's mouth.  I have made no implied argument about the role of the Security Council in safeguards implementation, as Joyner alleges.  Since he brought it up, however, it suffices to say that the council has played a minor role as far as safeguards are concerned. The council, as Joyner well knows, has simply decided that Iran should take those steps identified by the IAEA Board of Governors.  This hardly amounts to "deputization."  I therefore leave Joyner's underhand argument without further consideration.
    
  
  
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      <pubDate>Thu, 29 Nov 2012 14:46:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1489</guid>
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      <title>U.S. Leadership and Security Against Nuclear Terrorism</title>
      <link>http://www.newparadigmsforum.com/p1487</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks to a conference on “Combating Nuclear Terrorism: Overcoming the Senate Impasse” held at Hudson Institute on November 13, 2012.  The event was sponsored by Hudson and the Connect U.S. Fund.
Good morning, everyone.  Let me start by thanking the Connect U.S. Fund for joining with Hudson Institute [...]</description>
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      Below is the text upon which Dr. Ford based his remarks to a conference on “
      
    
      
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        Combating Nuclear Terrorism: Overcoming the Senate Impasse
      
    
      
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      ” held at 
      
    
      
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       on November 13, 2012.  The event was sponsored by Hudson and the 
      
    
      
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                    Good morning, everyone.  Let me start by thanking the Connect U.S. Fund for joining with Hudson Institute in sponsoring this event.  One of the nice things about the nonproliferation beat is how relatively bipartisan it is.  We certainly quibble with each other over certain aspects of the policy agenda, and there have been some major points of division over the years.  By the standards of many issues, however – particularly those pertaining to nuclear energy and nuclear weaponry – it’s refreshing to remember how consistent U.S. policy has been on nonproliferation for a long time.  It’s one of those arenas in which, as I’ve said before, it really is possible to speak of a broad 
    
  
  
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     agenda and general policy consensus.
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                    The prevention of nuclear terrorism is one of those things, and I doubt you’ll find much disagreement here today over the basic points.  The International Convention for the Suppression of Acts of Nuclear Terrorism (ICSANT) was adopted by the U.N. General Assembly in 2005, and in broad terms requires States Party to establish jurisdiction over a range of acts of nuclear terrorism, to make them criminal offenses under national law, and to make them appropriately punishable.  The year 2005 saw the negotiation of an amendment to the International Convention on the Physical Protection of Nuclear Materials (CPPNM), which President George W. Bush thereafter transmitted to the U.S. Senate for ratification.  This amendment modifies the CPPNM to require States Party to establish appropriate physical protection regimes for nuclear material and facilities used for peaceful purposes, thus closing a significant “hole” in the original convention – which only applied to nuclear materials in international transport.  The Senate gave its advice and consent to both treaties in 2008.
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                    Today, however, Congress has before it a “Nuclear Terrorism Conventions Implementation and Safety of Maritime Navigation Act,” which – among other things –  would provide U.S. implementing legislation for these two widely-supported agreements.  The Act’s provisions include modifying the federal criminal code that applies to conduct endangering the safe navigation of a ship, hence the latter part of the Act’s name.  It specifically criminalizes, for instance, using or transporting “any explosive or radioactive material, biological, chemical, or nuclear weapon, or other nuclear explosive device” for terrorist purposes.  The federal crime of “terrorism” is also modified more clearly to include nuclear terrorism offenses, and separate prohibitions are provided for possessing radioactive material, making or possessing a nuclear explosive device or a radiological dispersal device (RDD), damaging nuclear facilities, and so forth.  (Arms forces activities are exempt, of course, so we’re not criminalizing our own weapons program.)
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                    ICSANT entered into force in 2007, but the fate of the Act pending in Congress has particular implications for the international fate of the 2005 amendment to the CPPNM, which will only take effect if ratified by two-thirds of the parties to that Convention.  Quite a few states have yet to do this.  As I noted, the Senate has given advice and consent to both measures, but other countries are watching our progress with the related implementing legislation.  This is a question of U.S. leadership in the nonproliferation arena, for there is concern that it may become very hard to persuade others that their ratification is a good idea if we ourselves find implementing legislation impossible to accept.
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                    I’ll leave it to others to discuss in detail the reasons for the present Congressional hang-up, but my understanding is that there is disagreement over provisions applying the death penalty to nuclear terrorism and expanding wiretapping authority in nuclear incident investigations – measures which were requested by the Obama Administration but rejected, principally by Democrats on the House Judiciary Committee, as government overreaching unnecessary to the urgent task of implementing the treaties.  The House passed the Act without these provisions, but an amendment sponsored by Senator Charles Grassley (R-Iowa) in the Senate Judiciary Committee seeks to put them back in.  (There’s also a minor technical fix at issue, having to do with the definition of a public transportation system.)
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     that the main holdup right now is an anonymous Republican “hold” on the bill, but of course even if this were overcome there still remains the problem of the differences that now exist between the House and would-be Senate version.  For their part, 
    
  
  
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     his amendment is acceptable to Senate Republicans, but suggest that it is being held up by the Democrats.   I’m told by contacts on the Hill that there is little optimism that the legislative process will be able to move quickly enough to complete approval by the end of the year.
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                    On the positive side, it sounds to me like agreement 
    
  
  
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     likely at some point.  It may, however, take the next Congress to do it.  For my part, let me say that I do hope the stalemate is overcome soon, for it clearly 
    
  
  
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     necessary to pass implementing legislation for these two widely-supported agreements, which are important to our national security.  U.S. leadership on this matter may also be necessary to help build momentum for ratification of the CPPNM amendment in a number of other countries that, frankly, need these agreements to help close gaps in their criminal laws pertaining to nuclear terrorism even more urgently that we do.  As President Bush observed in forwarding the CPPNM amendment to the Senate in 2007, and as Obama Administration officials have repeated, it is indeed “
    
  
  
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                    The issue of maintaining U.S. leadership, in fact, is also important here in broader, principled terms.  The United States has shown exemplary leadership on a range of nonproliferation issues for quite a few years, and it would be a shame to tarnish our image here.  On specific matters related to the prevention of nuclear terrorism and nuclear weapons proliferation more broadly, for instance, American diplomats have been at the forefront of the international community on a number of important issues over the last decade, including in pioneering the 
    
  
  
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    (PSI) to facilitate interdiction of weapons of mass destruction (WMD)-related international transfers, and in developing the 
    
  
  
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     (GICNT) to enhance nuclear security and improve accounting, control, and protection of nuclear and radiological material, and to detect and suppress nuclear trafficking.  We have also been the global leader in mobilizing support for nuclear nonproliferation policies related to 
    
  
  
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     proliferators, such as with Iran beginning with the Natanz revelations of August 2002, with Iraq beginning well before that under the administrations of George H.W. Bush and Bill Clinton, and in dismantling the Libyan WMD program in 2003-04.
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                    This isn’t an area in which Washington can or should “lead from behind,” for America has an important role to play both in modeling nonproliferation seriousness for others and in helping pressure them into themselves adopting global “best practices” such as are represented in ICSANT and the CPPNM amendment.  I thus add my voice to the others here today who are urging Congress to work out its differences and pass this implementing legislation.
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                    As we look to the future beyond simply this narrow legislative question, however, let me put on my gadfly had and say a word to urge U.S. leadership on an additional matter.  Many of you may have missed it, and one certainly didn’t hear administration officials talking about it before the election, for to the extent that their political message mentioned nuclear security at all, it was merely to suggest that the 2010 and 2012 “Nuclear Security Summits” were in the process of solving the problem of “loose” material usable by terrorists – as indeed President Obama so implausibly promised in 2009 to bring about “
    
  
  
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    ”  In September 2012, however, the Government Accountability Office (GAO) issued a report describing 
    
  
  
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                    This issue of radiological security – outright ignored at President Obama’s signature Nuclear Security Summit in Washington in 2010, and mentioned essentially only in passing at the second one in Seoul earlier this year, but even then 
    
  
  
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     – is a serious one.  Radiological sources, of course, are the active ingredients in an RDD (a.k.a. “dirty bomb”), which is easier to make than a nuclear weapon, and could still cause enormous disruption in any major urban area.  Such weapons can be constructed by terrorists fairly easily, for doing so requires only conventional explosives and radioactive material of the sort many hospitals and research centers keep on hand.
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                    Thankfully, no one has yet set off such a device, though Chechen terrorists left a container of cesium in a Moscow park in 1995 – apparently to make a point – and a “dirty bomb” was reportedly found and defused in Chechnya in 1998.  Al-Qaeda is thought to have been interested in RDDs for some time, and would-be terrorist Jose Padilla reportedly conspired with Khalid Sheik Mohammed in a “dirty bomb” plot before his capture in 2002.
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                    There are, by various estimates, between 100,000 and one million radioactive sources worldwide, many of which might be usable in a “dirty bomb.”  According to the U.S. National Nuclear Security Administration, “
    
  
  
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    .”  Alarmingly, GAO’s September 2012 report suggests that we even do a surprisingly poor job of securing our 
    
  
  
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     radiological sources.  So here’s an area relevant to security against nuclear terrorism in which the U.S. Government seems to have fallen down on the job.  Leadership is needed here too, and we clearly need to do better.
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                    Anyway, I look forward to our discussions here today.  Thanks for listening.
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      <pubDate>Sun, 25 Nov 2012 19:03:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1487</guid>
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      <title>Iran, Nonproliferation, and the IAEA: A Legal History</title>
      <link>http://www.newparadigmsforum.com/p1472</link>
      <description>Note:
This post follows up on the NPF posting of November 5, 2012, on the colloquy between Dr. Ford, Professor Daniel Joyner, and Andreas Persbo on the legal standards applied by the IAEA vis-à-vis Iran.  Dr. Ford published an additional paper on this subject in early November, and NPF provides its text here for readers' convenience.  The [...]</description>
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      .  Its text -- absent citations to the relevant underlying documentation -- is reproduced herein below. (Warning: It is rather long ....)
    
  
    
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      IRAN, NONPROLIFERATION, AND THE IAEA: A LEGAL HISTORY
    
  
    
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    Ever since the first public revelations of Iran’s previously entirely secret nuclear program in 2002, the International Atomic Energy Agency (IAEA) has struggled to verify and document Iran’s degree of compliance with its safeguards obligations – as well as, for most of this period, Iran’s degree of compliance with its further claims or promises, and the additional obligations imposed upon it by multiple resolutions of the United Nations Security Council acting under Chapter VII of the U.N. Charter.  The IAEA and its member states have evaluated Iran’s behavior against a range of legal standards as the country’s obligations have developed.
  

  
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      <pubDate>Mon, 12 Nov 2012 12:25:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1472</guid>
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      <title>IAEA Legal Standards: A Bulletin of Atomic Scientists Colloquy</title>
      <link>http://www.newparadigmsforum.com/p1468</link>
      <description>Note:
Dr. Ford recently participated in the exchange in the Bulletin of the Atomic Scientists on the subject of whether or not the IAEA was properly applying legal standards vis-à-vis Iran. This colloquy -- with any associated reader commentary -- may be seen on the BAS website by clicking here.  NPF reproduces below the exchange between Dr. Ford, [...]</description>
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      Dr. Ford recently participated in the exchange in the 
      
    
      
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       on the subject of whether or not the IAEA was properly applying legal standards vis-à-vis Iran. This colloquy -- with any associated reader commentary -- may be seen on the BAS website by clicking 
      
    
      
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      .  NPF reproduces below the exchange between Dr. Ford, 
      
    
      
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      , and 
      
    
      
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      EDITOR'S PREFACE FROM THE BULLETIN
    
  
    
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    In 1967 -- ten years after the United States and Iran signed a civil nuclear cooperation agreement as part of America's Atoms for Peace program -- Iran debuted its first nuclear facility in Tehran, a 5-megawatt nuclear research reactor, supplied by the United States and fueled by highly enriched uranium. Today, 45 years later, the country's nuclear program is no longer so simple. As international concerns grow over Iran's nuclear ambitions, so, too, do the International Atomic Energy Agency's inspections in Iran. But what are the standards that the IAEA uses to investigate and assess Iran's compliance with its safeguards agreements, and are they the legally correct standards? Until December 17, Christopher Ford, Andreas Persbo, and Daniel Joyner will tackle this very Roundtable question.
  

  
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        FORD'S CONTRIBUTION
      
    
      
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      Ever since the first public revelations of Iran's nuclear program in 2002, the International Atomic Energy Agency (IAEA) has struggled to verify and document Iran's degree of compliance with a range of legal obligations. Iran and its defenders have periodically contested the legal standards applied to Tehran, but these criticisms have so far been tendentious and insupportable.
    
  
    
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      The first challenge for IAEA investigators was to verify compliance with 
      
    
    
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       PDF (CSA), which, it quickly became clear, Iran had repeatedly violated -- for example, by secretly importing uranium and experimenting with uranium conversion, plutonium separation, and laser enrichment. The information gathered by the IAEA -- and the data provided by Iran under additional promises of transparency -- formed the basis of the agency's 
      
    
    
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        2004 findings that Iran had breached its safeguards agreement
      
    
    
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       in reporting the possession, processing, and use of nuclear material, and declaring facilities where such material was processed and stored. The agency's report was painstakingly documented and amply justified. In fact, it is worth mentioning that if the IAEA were guilty of any legal fault at this point, it was in its refusal to follow its own statute for nearly two years in order to 
      
    
    
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       Iran from UN Security Council sanctions. Pursuant to the 
      
    
    
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      , if noncompliance is found, the Board of Governors shall report it to the Security Council; this was not done, however, until 2006.
    
  
  
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      In February 2003, less than a year after the program was widely revealed, Iran agreed to a modification of Code 3.1 of the Subsidiary Arrangements, which provide amplifying detail for safeguards procedures and obligations under its CSA. Because the original requirements for providing design information about new facilities left too little time for proper safeguards to be established, the IAEA had long been trying to obtain agreement on this particular adjustment. In March 2007, however, the Iranians announced that they were "
      
    
    
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        suspending
      
    
    
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      "  this modification.
    
  
  
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      Iran maintains that it had the right to suspend the modified provision because it had not been ratified by parliament; however, Iran's CSA, which 
      
    
    
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       ratified by parliament, specifies that Subsidiary Arrangements are to be created or modified only "by agreement" between Iran and the IAEA -- that is, not unilaterally (Article 39). Were Iran's position correct, the entire IAEA safeguards edifice would fall apart, for most of the operational details of 
      
    
    
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       are provided by Subsidiary Arrangements, rather than in the actual Comprehensive Safeguards Agreements. If compliance with the Subsidiary Arrangements were optional, governments could modify IAEA safeguards procedures at nuclear facilities at their whim, making nuclear accountability impossible.
    
  
  
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      Fortunately, Iran's position is incorrect. The text and structure of Iran's CSA make clear that Subsidiary Arrangements 
      
    
    
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       intended to be legally binding, for they are integral to the coherence of the safeguards mechanism the agreement establishes. There are numerous points at which the agreement states that parties must follow the detailed procedures established by the Subsidiary Arrangements (e.g., Articles 32, 42, 51, 65, 68, 75, 76, and 90). The Comprehensive Safeguards Agreement -- which requires the creation of Subsidiary Arrangements, provides a mechanism for their establishment, and obliges parties to follow their provisions -- refers to the arrangements for a whole host of matters that were clearly 
      
    
    
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       intended to be left to the caprice of the host government. In fact, in Article 60, the CSA even authorizes the Subsidiary Arrangements to 
      
    
    
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      the provisions of the CSA itself. If the arrangements were not binding, and were not modifiable only by agreement, the CSA's structure and text would be inexplicable and incoherent.
    
  
  
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      The IAEA is thus correct in continuing to apply the modified Subsidiary Arrangements to Iran -- and each time Iran refuses to provide timely information, it is another safeguards violation. The Security Council has also acted under Chapter VII of the UN Charter to require that Iran comply with the arrangements; Iran's refusals constitute violations of this charter.
    
  
  
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      In addition to safeguards, the IAEA must verify Iran's compliance with its agreements and obligations to suspend various aspects of its nuclear program. The agency's role in verifying suspension began with 
      
    
    
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       -- as part of an agreement Tehran made with Britain, Germany, and France -- to suspend all enrichment and reprocessing activities. In December 2003, Iran agreed to sign the Additional Protocol, a safeguards standard established in the 1990s in order to give the IAEA more investigative tools to fulfill its responsibility for verifying the absence of undeclared nuclear activities and the correctness and completeness of declarations. This IAEA responsibility stems from the CSA, which gives the agency the "right and the obligation" to ensure that safeguards are applied to "all" relevant nuclear material in peaceful activities in Iran: This necessarily implies the right to look into the possibility that 
      
    
    
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       been declared, and to assess the veracity of declarations.
    
  
  
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      Iran subsequently repudiated the protocol, but in multiple Chapter VII resolutions, the Security Council has imposed further obligations upon Iran: to take steps demanded by the IAEA Board of Governors to clarify outstanding issues, to suspend enrichment-related and reprocessing activities, to stop construction of a heavy water reactor, to ratify -- and, pending ratification, comply with -- the Additional Protocol, and to give the IAEA more access to information than even specified by the protocol. The agency has been tasked with verifying compliance and Iran has been required to cooperate with the IAEA, so this constitutes another set of IAEA legal authorities and standards to apply 
      
    
    
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       Iran. So far, there is no evidence that these standards have been improperly applied.
    
  
  
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      -- Christopher Ford
    
  
    
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      The most recent International Atomic Energy Agency (IAEA) director general's report on the 
      
    
      
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      includes the following paragraph in the summary:
    
  
    
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      "While the Agency continues to verify the non-diversion of declared nuclear material at the nuclear facilities and [locations outside facilities (where nuclear material is customarily used)] declared by Iran under its Safeguards Agreement, as Iran is not providing the necessary cooperation, including by not implementing its Additional Protocol, the Agency is unable to provide credible assurance about the absence of undeclared nuclear material and activities in Iran, and therefore to conclude that all nuclear material in Iran is in peaceful activities."
    
  
    
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      In his report to the IAEA Board of Governors, Director General Yukiya Amano states -- as did his predecessor, 
      
    
    
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       -- that the agency can indeed verify that all declared safeguarded nuclear material in Iran has not been diverted to non-peaceful use. This mandate for investigation, as well as the assessment standard for this investigation, comes directly from Article II of Iran's 
      
    
    
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      , which mandates the agency to verify "that such material is not diverted to nuclear weapons or other nuclear explosive devices." Currently, Iran has only one safeguards agreement in force with the IAEA.
    
  
  
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      But the director general's report also applies two additional and separate legal standards -- "to provide credible assurance about the absence of undeclared nuclear material and activities in Iran, 
      
    
    
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       therefore to conclude that all nuclear material in Iran is in peaceful activities" (author's emphasis) -- and makes two assessments based on them.
    
  
  
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      So where do these two new criteria come from? This is an important question because they, together with Article II of the CSA, are the legal standards that the IAEA has used, since at least 2006, as its scope of mandate for investigation and assessment of Iran's compliance with its safeguards obligations. And it's been on the basis of the application of these legal standards that the IAEA has continued to consider Iran to be in noncompliance with its safeguards obligations.
    
  
  
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      This IAEA assessment, in turn, has shaped both the diplomatic and security climate surrounding Iran and the substance of negotiations between Iran and the P5+1. It has also formed a basis of asserted legitimacy for the economic sanctions, applied both multilaterally and unilaterally by the West, that have crippled the Iranian economy.
    
  
  
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      The IAEA likely would assert that its mandate to apply these two additional legal standards derives from UN Security Council Resolution 1737 and Iran's CSA with the agency. (The space constraints of this Roundtable forum prevent me from analyzing these sources fully; however I have done so in a recent 
      
    
    
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       on Arms Control Law.)
    
  
  
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      I think that the two additional legal standards are 
      
    
    
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      , or beyond the authority, of the IAEA to apply to Iran and to be the basis for investigations and assessments by the IAEA. The only lawful standard for the IAEA to apply is the clear standard from Article II of Iran's CSA, i.e. that all declared, safeguarded nuclear material in Iran has not been diverted to non-peaceful use.
    
  
  
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      It must be remembered that the IAEA is not a general policeman of international nuclear energy law. It is not the "UN's nuclear watchdog," as the media is so fond of calling it. The agency is an independent international organization, which was created through a treaty -- an instrument of international law. As such, it has only the international legal personality and the limited mandate of legal authority, which are provided both in the agency's statute and in its bilateral Safeguards Agreements with member states.
    
  
  
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      So what does this mean in application? It means that the current director general and his predecessor have consistently assessed in their reports to the Board of Governors that, according to this one lawful standard, Iran is in full compliance with its IAEA safeguards obligations.
    
  
  
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      It also means that, since Iran neither has an Additional Protocol in force with the IAEA, nor is under any legal obligation to conclude one, the fact that the agency is "unable to provide credible assurance about the absence of undeclared nuclear material and activities in Iran, and therefore to conclude that all nuclear material in Iran is in peaceful activities" -- standards derivable from the protocol -- is legally irrelevant.
    
  
  
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      Furthermore, it means that the 
      
    
    
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        IAEA does not have the legal authority
      
    
    
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       to either investigate possible military dimensions, or the weaponization, of Iran's nuclear program, or to publish reports making assessments on this issue, as it did in November 2011.
    
  
  
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      In overstepping the bounds of its legal mandate through the application of these unwarranted legal standards of investigation and assessment, particularly during the tenure of current Director General Yukiya Amano, the IAEA has undermined the perception of its independence and objectivity. Indeed, many developing countries now believe the IAEA has simply become one more politicized instrument of the foreign policy goals of the United States and other Western nations. This is a great tragedy for those of us who support and value the IAEA's proper role in the nuclear nonproliferation legal regime and the important work it has done in this role in the past.
    
  
  
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      -- Daniel Joyner
    
  
    
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        PERSBO'S CONTRIBUTION
      
    
      
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      Earlier this year, I published a 17-page paper on 
      
    
      
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        nuclear safeguards
      
    
      
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       commissioned by the
      
    
      
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        EU non-proliferation consortium
      
    
      
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      ; that paper only scratches the surface of how safeguards work. Attempting to summarize the legalities of this complex system on a specific country will not be easy. This Round One essay nevertheless attempts to encapsulate the law of safeguards as applied on Iran's nuclear fuel cycle. As the Roundtable format is brief, less than 900 words, it will involve a certain degree of cherry picking; however, I hope that the following debate will help bring out a fuller flavor of the regime and synopsize its contemporary problems.
    
  
    
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      It is best to start with the basics. Iran joined the 
      
    
    
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        1968 Nuclear Non-Proliferation Treaty
      
    
    
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       (NPT) on February 2, 1970. By ratifying the treaty, Iran undertook not to "manufacture or otherwise acquire nuclear weapons or explosive devices" (Article II). It also pledged to sign-up to safeguards "with a view to preventing diversion of nuclear energy from peaceful uses to nuclear weapons or other nuclear explosive devices" (Article III.1). The International Atomic Energy Agency (IAEA) is charged with the administration of safeguards under the treaty. A Safeguards Agreement is a separate, legally binding contract between the IAEA and the state. Hence, there are situations when a state can be in compliance with the UN treaty, but not with its Safeguards Agreement. In the past, Iran has not been compliant with its agreement (for instance, in 
      
    
    
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        June 2003
      
    
    
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       and 
      
    
    
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        September 2003
      
    
    
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      ), whereas its compliance with the NPT has not been established.
    
  
  
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      Though the process is outlined in the Safeguards Agreement, the easiest way to explain the safeguards system is to 
      
    
    
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      . The IAEA is a bit like the taxman, investigating annual tax returns. The taxman checks that the income declaration is correct, but may, if the submitter is unlucky, also look into whether everything is complete. The IAEA, in a similar way, confirms that the material balances in the country are as declared, but it also makes an assessment on whether it seems complete.
    
  
  
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      Iran has a 
      
    
    
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       (CSA) with the IAEA. The agreement is called "comprehensive" because it covers "all source or special fissionable material in all peaceful nuclear activities within [Iran's] territory, under its jurisdiction or carried out under its control anywhere" (Article 1). In terms of verification, the IAEA has the "right and the obligation to ensure that safeguards will be applied" on this material "for the exclusive purpose of verifying that such material is not diverted to nuclear weapons or other nuclear explosive devices" (Article 2). These two articles of law need to be fully digested and cannot be subject to a quick read.
    
  
  
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      Consider that the agreement applies to 
      
    
    
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       source or special fissionable material, irrespective of where it is located, 
      
    
    
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        if it is declared or undeclared
      
    
    
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      , or even placed in a nuclear explosive device. In practice, this means that the IAEA always needs to check that Iran's material declarations are 
      
    
    
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      . If it did not, it would fail to abide by its own obligations under the agreement. It has long be recognized, however, that doing this completeness check is difficult without some strengthened authority.
    
  
  
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      Therefore the IAEA, in the early 1990s, embarked on a process to strengthen safeguards, whereby the Additional Protocol was developed. (Several articles on this are publicly available, but Suzanna Van Moyland's "
      
    
    
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      " is an excellent background read.) One of the drivers behind the drafting of the CSA's 
      
    
    
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       was to make it easier for the agency to draw a conclusion that there is no undeclared nuclear material in a member state. However, it is important to underline -- indeed highlight brightly -- that the IAEA's obligation to draw conclusions on the absence of undeclared material is inherent in the CSA. This was not an innovation introduced by the Additional Protocol, as it is sometimes claimed.
    
  
  
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      So does Iran's Safeguards Agreement require the IAEA to verify that materials have been placed in nuclear explosive devices? No, not at all. The objective of safeguards procedures in Iran is the "timely detection of diversion of significant quantities of nuclear material from peaceful nuclear activities to the manufacture of nuclear weapons or of other nuclear explosive devices or for purposes unknown, and deterrence of such diversion by the risk of early detection" (CSA, Article 28). The reference to "purposes unknown" anticipates situations when a diversion of material to a weapon cannot be conclusively proven. It stands to reason that the IAEA should be able, and indeed is expected, to report to its members if enough material for a nuclear weapon cannot be accounted for.
    
  
  
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      The paragraphs above capture the essence of the IAEA's authority to conduct inspections in Iran, and the basis of its right, indeed obligation, to follow up on concerns on undeclared material. This includes possible military dimensions of Iran's nuclear program, as these activities by themselves are indicators of misuse of nuclear material.
    
  
  
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      Another way of putting it is to say that the IAEA simply employs 
      
    
    
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       to investigate and assess the country's compliance with its Safeguards Agreement, and that the agreement should be kept. Those standards are legally correct and politically appropriate. In addition, Iran could take an essential step toward concluding that all material in Iran is in peaceful use by ratifying the Additional Protocol. The ratification would hence, ultimately, serve Iran's best interest.
    
  
  
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      -- Andreas Persbo
    
  
    
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      <pubDate>Mon, 05 Nov 2012 23:38:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1468</guid>
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      <title>Obama’s Dangerous Confidence on Iran</title>
      <link>http://www.newparadigmsforum.com/p1443</link>
      <description>Note:
Below is the text of an article Dr. Ford published on October 20, 2012, on the Real Clear World website.
In his Oct. 11 debate with Congressman Paul Ryan, Vice President Joe Biden scoffed at Ryan’s concerns about the danger of Iran acquiring nuclear weapons, declaring both that “[t]here is no weapon that the Iranians have at [...]</description>
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      Below is the text of an article Dr. Ford published on October 20, 2012, on the 
      
    
      
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                    In his Oct. 11 debate with Congressman Paul Ryan, Vice President Joe Biden scoffed at Ryan’s concerns about the danger of 
    
  
  
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     acquiring nuclear weapons, declaring both that “[t]here is no weapon that the Iranians have at this point,” and that “we’ll know if they start the process of building a weapon.” As Biden’s comment illustrates, the Obama administration has been dangerously cavalier in assuming their own omniscience and omnicompetence vis-à-vis Iran. Their smug confidence is misplaced.
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                    It is presumably true that Iran has “no” nuclear weapon at this point, but no one has ever alleged that they do. Rather, the concern is that Tehran's march toward it has now been permitted to come perilously close to completion. Just how close is subject to controversy, but there is enough evidence on the public record to make Biden’s blithe confidence that “we’ll know” if the Iranians “start” building a weapon seem foolish.
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                    In fact, Iran “started” building a weapon many years ago, in the mid-1980s, when it began secretly purchasing equipment for this purpose from the A.Q Khan proliferation network, concealing its work behind systematic lies to the International Atomic Energy Agency (IAEA). Iran’s weapons development program consisted of multiple efforts to develop fissile material production and efforts to develop the “weaponization” capability needed to turn such material into a bomb.
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                    Today, the centrifuge-based enrichment program – known publicly since 2002 – has been permitted to come to maturity, and Iran is presently producing highly-enriched uranium (HEU) at a level of about 20 percent purity. (A level of 90 percent is optimal for a weapon, but by the time you gets to 20 percent some four-fifths of the work has already been done: it’s quick and easy to go from there to bomb-grade, using the same equipment.)
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                    Some U.S. intelligence officials still believe Iran suspended weaponization work in 2003, however recent IAEA evidence suggests otherwise.
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        [NPF editor’s note: That assessment that Iran suspended weaponization in 2003 dates from a U.S. National Intelligence Estimate (NIE) in 2007.  Some of the IAEA documentation related to apparent Iranian weaponization preparations, however, dates from 2004 and 2005, and the Agency even claims to possess information suggesting that Iranian experts were doing mathematical calculations and modeling for the implosion core of a nuclear device as recently as 2008-09. 
      
  
    
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      See, e.g.,
      
  
    
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        GOV/2008/15
      
  
    
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         and 
      
  
    
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        GOV/2011/65
      
  
    
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        . The U.S. NIE on Iran, in fact, was apparently even wrong to claim that Iran stopped its “
        
    
      
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          covert uranium conversion-related and uranium enrichment-related work
        
    
      
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        ” in 2003.  Construction of the Fordow enrichment plant may have begun as early as 2002, or in 2006, and even Iran admits that it began building that facility in 2007, 
      
  
    
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        before
      
  
    
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         the issuance of the NIE at the end of that year. 
      
  
    
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        .  Fordow was kept secret by Iran until late 2009.]
      
  
    
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                    I would love to share Vice President Biden’s confidence that we know all about everything the Iranians are (or are not) presently doing, but no serious observer is so blasé about the U.S. Intelligence Community’s omniscience. (Don’t forget: it took until 2007 for our spies to assess that Iran had supposedly suspended weaponization in 2003.)
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                    Even if Tehran did suspend weaponization work, moreover, it had clearly done a good deal of it beforehand, and in any event it is material production rather than weaponization that is considered the biggest challenge for would-be proliferators. The IAEA has already shown Iran to possess documentation describing how to machine bomb parts out of uranium metal, and it has long been suspected – though never proven – that Tehran (like 
      
  
  
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      ) received actual bomb designs from the Khan network.
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        [NPF editor’s note: According to the IAEA, the Iranian document on machining bomb parts is known to be one element of a larger package of materials the A.Q. Khan proliferation network made available to its clients, and which network members kept in electronic form on computers in various locations (some of them including a bomb design more advanced than that given to Libya in hardcopy).  The IAEA, in fact, has reported that a member of the Khan network told the Agency that “Iran had been provided with nuclear explosive design information” – which the IAEA is thus understandably concerned may have included “more advanced design information than the information identified in 2004 as having been provided to Libya by the nuclear supply network.” See 
        
    
      
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      To some extent, therefore, weaponization is for Iran perhaps less of an R&amp;amp;D challenge than simply a matter of following directions in order to assemble a pre-tested device of Chinese and/or Pakistani design.
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                    Joe Biden is sure that “we’ll know” when Iran builds a bomb, but with Iran’s fissile material challenge now all but overcome, how justified is this confidence? The IAEA applies safeguards to Iran’s known fissile material and production facilities, but these methods are not flawless. The IAEA has some continuous video monitoring of some parts of some facilities, but the Iranians deny the Agency real-time access, instead requiring inspectors to visit in person to review the tapes. Since it is widely believed that the IAEA’s figures for the amount of material needed for a weapon are inflated – and the time needed to produce one is thus actually shorter than the official “conversion time” figures around which the Agency organizes the periodicity of inspections – there is certainly cause for concern. (And did I mention that Iran sometimes delays providing inspectors with visas?)
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                    In any event, the IAEA can only monitor what it knows about. Iran has publicly claimed to have workable laser enrichment technology – which is far more concealable than centrifuge cascades – but refuses to respond to IAEA inquiries about it. Iran has also claimed that it intends to build multiple new centrifuge enrichment plants, as well as new research reactors that would provide additional “justification” for HEU production, but again has provided no further information. With U.S. intelligence having assessed in 2007 that Iran had secretly acquired some fissile material on the black market – albeit not at that point enough to build a bomb – it’s worth reminding ourselves about how little we actually know about how ready Tehran is for a final “sprint” to The Bomb, and about how much warning we are likely to get.
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                    Ultimately, in fact, the problem goes far beyond Biden’s glib assumption that it’s a question of “knowing” versus “not knowing.” In the real world, “knowing” is very likely to be only an inference or a probability. Perhaps we would indeed attack Iran if it suddenly expelled the IAEA and called for weaponization. But can anyone really imagine the Obama administration going to war if Iran “temporarily” suspends IAEA visits after concocting some allegation that one or more inspectors secretly work for a Western intelligence service?  What if Tehran starts enriching up to 90 percent HEU, still under IAEA safeguards, allegedly to provide fuel for a planned new research reactor, or invokes a provision of its safeguards agreement that would permit it to remove uranium from safeguards for a “nuclear submarine”?
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      [NPF editor’s note:  Iran has already prepared the ground for inspection-terminating accusations against the IAEA, suggesting in September 2012 that “
      
    
      
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        terrorists and saboteurs
      
    
      
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      ” may have infiltrated the Agency.  A menu of excuses for enrichment breakout has also been prepared.  In June 2012, Iran 
      
    
      
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      .  Nuclear submarine reactors can be built to run on various grades of fuel, but are commonly fueled with bomb-grade HEU at the 90+ percent level – and at least one Iranian official has 
      
    
      
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       of enriching to 60 percent, allegedly to fuel submarines and other naval vessels. Since at least April 2011, moreover, Iran has claimed to have 
      
    
      
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      , being converted to run on 20%  enriched fuel only in 1988.)  The clerical regime in Tehran is doing its best to ensure that foolishly credulous or pathologically conflict-averse members of the international community will not lack “reasons” for passivity at such point as Iran makes its move. ]
    
  
    
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                    This sort of thing represents, of course, just the kind of gamesmanship one might expect if Iran really does aim to buy time in which to present weaponization as a
    
  
  
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    . However, one sees little evidence of the moral courage necessary to meet such challenges in Obama’s narcissistic self-regard or Biden’s smirking condescension. Biden wants us to believe that the Obama administration would not just use force against Iran 
    
  
  
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    , but in fact that it would be willing to use force in such ambiguous circumstances. Few people are likely to believe that.
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                    Biden is dangerously overconfident that “we’ll know” when Iran is building its bomb, but he may be even more wrong to suggest that the Obama administration has the spine to act upon whatever warnings we are likely to receive. If you want swift action, then America needs a new president.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 31 Oct 2012 15:08:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1443</guid>
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      <title>The Foreign Policy Debate and the “Incredible Shrinking Obama”</title>
      <link>http://www.newparadigmsforum.com/p1438</link>
      <description>Note:
Below follows the text of remarks Dr. Ford gave to an event at Hudson Institute on the morning of October 23, 2012.
Last night’s televised debate between President Barack Obama and Governor Mitt Romney (October 22) highlighted the phenomenon of the “Incredible Shrinking Obama.”  It’s not precisely news that the president’s image has taken a beating [...]</description>
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      Below follows the text of remarks Dr. Ford gave to an event at Hudson Institute on the morning of October 23, 2012.
    
  
    
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                    Last night’s televised debate between President Barack Obama and Governor Mitt Romney (October 22) highlighted the phenomenon of the “Incredible Shrinking Obama.”  It’s not precisely news that the president’s image has taken a beating since he promised that his “transformative” administration would not only slash the federal deficit and cut unemployment to five percent but also that his inauguration would be remembered as “the moment when the rise of the oceans began to slow and our planet began to heal.”  Nonetheless, it was remarkable to see him – two weeks before the 2012 vote – still trying to run against George W. Bush, all but pleading with voters to accept that things really 
    
  
  
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    to look less grim if only he can please have a little more time.
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                    On the whole, I thought President Obama debated foreign policy reasonably well last night, which is what one presumably should expect from the man to whom both the State and Defense Departments have reported for the last four years.  And there were some interesting points and contrasts.  I jotted down a few notes to myself:
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                    So what should one make of all this beyond this kind of mere issue-spotting?  A debate like this is probably a pretty poor opportunity to learn anything really deep about either candidate.  Nevertheless, as I noted, the Barack Obama of 2012 clearly does not appear to be – and may not, at this point, even see himself – as the soaring and transformative figure he was portrayed as being four years ago.
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                    By no means uniformly, but at least repeatedly, Obama came into office with an almost pathologically positive, quasi-messianic view of his own 
    
  
  
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     exceptionalism.  He was convinced that the problems the United States confronted around the world were largely of America’s own making – the result of our power and socio-cultural “insensitivity” in the world – and that by conceding our culpability and showing politically-correct sensitivity, and by virtue of Obama simply being 
    
  
  
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    , the world would in effect spontaneously re-order itself in congenial ways.  Tough choices would not be needed, compromises would not have to be made, and a policy of general global retrenchment would actually 
    
  
  
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     impose costs to U.S. interests and national security because everything would simply be 
    
  
  
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     now that 
    
  
  
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      the right person
    
  
  
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     was finally in charge in Washington.  It was all about him. (I once called Obama our “Solipsist-in-Chief.”)
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                    One can still see faint echoes of this in President Obama’s arguments.  In defending his record last night, he repeatedly claimed that his administration had been able to change attitudes towards America overseas and to heal divisions in the world, and that the “credibility” we have gained from such healing better equips us for further leadership.  But these were more assertions than descriptions, and the president offered no actual evidence of such a global attitudinal renaissance to rebut Romney’s comments about a “rising tide” of confusion and chaos, especially in the Middle East – which, of course, turns out 
    
  
  
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     to have been magically fixed by Obama’s June 2009 speech in Cairo lamenting that American “fear and anger” had previously led us “in some cases” to “act contrary to our ideals.”  (That, by the way, was from Obama’s “apology tour” that Governor Romney criticized, and which Obama denied had ever taken place.  Judge for yourself who told the “whopper.”)  Obama’s comments about the healing effect of his own presence in the world last night had the stale, flat tone of a mantra that he 
    
  
  
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     to go through the motions of repeating, but that no one really takes very seriously anymore.
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                    This may be important.  The election is now two weeks away, but at least as far as foreign policy and national security issues are concerned, it gives every appearance of now having turned into an “ordinary” election.  With the ideological enthusiasms and transformative delusions of four years ago having been painfully discredited, stymied by the complications of life in the real world, Obama is now a “normal” candidate: a flawed man with a checkered record, still campaigning against his long-retired predecessor and asking to be permitted to have more time in which to make plodding progress.
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                    Obama might yet win, of course, and be given that additional time.  All the stuff about moralistic transformation has dribbled away, however, and the foreign policy and national security questions that divide the two candidates – and judging by last night’s debate there are rather fewer of 
    
  
  
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     than one might have expected – revolve largely around who is better suited to managing the day-to-day challenges (and potential surprises) of living in a complex and sometimes very dangerous world.  This is not a bad thing: self-anointed messiahs make dangerous and foolish presidents.
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                    Obama may still nurse ambitions to try something big and dumb if reelection removes him from further electoral accountability, of course – a possibility to which Romney alluded in making a crack about Obama having reassured the Russians that we would have more “flexibility” in arms negotiations after the election.  That said, the president showed no sign of such predilections last night, at least.  On the whole, while an objective observer would probably find that Obama debated marginally better on points, this “normalization” of the foreign policy discourse probably favors Governor Romney.  Obama’s debating performance, while capable, underscores how special it is now clear that he himself 
    
  
  
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                    Romney missed several opportunities to skewer Obama on various issues, but erring on the side of caution and presidential gravitas was for Romney surely wiser, under the circumstances, than showing the kind of frenetically desperate combativeness that Obama and Vice President Biden have displayed ever since Obama’s fatigued detachment in the first debate.  If last night’s show demonstrates that this is indeed now a “ordinary” election from the perspective of foreign policy and national security issues, Obama’s pithy debating counter-punches last night may turn out to have represented only a Pyrrhic victory.  (Americans enjoy watching good debaters, but they are electing a President and Commander-in-Chief.)
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                    It is anybody’s guess at this point who will actually win, for the polls show basically a dead heat and foreign policy issues are not the focus of most voters’ attention.  But while Governor Romney could have done better last night, he did accomplish the most important thing he needed to do: he showed himself to be an eminently plausible alternative to the wearily prickly Obama.
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      <pubDate>Tue, 23 Oct 2012 16:10:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1438</guid>
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      <title>Ford and Brown on East Asian Security</title>
      <link>http://www.newparadigmsforum.com/p1427</link>
      <description>Note:
Below are the texts upon which Dr. Ford and Hudson Institute Research Fellow Eric Brown based their remarks on September 27, 2012, to an event on “Asia's Next Thirty Years’ Peace” with the Congressional Taiwan Caucus, at the Cannon House Office Building of the U.S. House of Representatives. 
FORD: “Challenges of Regional Peace and Stability in East [...]</description>
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      Below are the texts upon which Dr. Ford and Hudson Institute Research Fellow 
      
    
      
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       based their remarks on September 27, 2012, to an event on “Asia's Next Thirty Years’ Peace” with the Congressional Taiwan Caucus, at the Cannon House Office Building of the U.S. House of Representatives. 
    
  
    
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        FORD: “Challenges of Regional Peace and Stability in East Asia”
      
    
      
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      Good morning, everyone.  Let me start by expressing my thanks to the Congressional Taiwan Caucus for inviting us here.   In preparing my remarks for today, I thought that it might be useful to say something about the territorial waters disputes that have been so much in the news recently between the People’s Republic of China (PRC) and its neighbors with respect to the South China Sea (SCS) and the East China Sea (ECS), because thinking about these problems provides an interesting window into broader questions of regional peace, security, and stability.
    
  
  
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      If we are to have any chance of managing these problems – and by “we” I mean not only the United States, of course, but also the regional players most directly involved – it is important to understand the factors which have contributed to these current crises.  After all, these disputes aren’t really “new.”  Why have tensions become so acute in the last few years, and especially in the last three?  Several things, I think, have contributed.
    
  
  
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      First, there is an aspect of these debates that is simply about resources.  This is probably clearest in the SCS, through estimates of its undersea oil and gas reserves have varied hugely.  Natural gas reserves in the SCS are also quite important – and indeed, according to the Energy Information Agency, quite huge.  Another issue in both of these areas of disputed water is fish, especially in an era when global fisheries stocks are declining and the growing populations of the region depend greatly upon fish both for food and as an export commodity.
    
  
  
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      The actual or potential presence of such resources leads to a second factor, which – to borrow from European imperial history – is a kind of 
      
    
    
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       trying to turn their longstanding notional claims to the area into concrete reality, others naturally tend to feel compelled to assert themselves as well.
    
  
  
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      A third factor that is clearly important in the developing disputes in the region is simply the PRC’s growing economic weight, international clout, and military power.  Simply put, with such newfound muscularity, it is easier for China to contemplate self-assertion today than ever before.
    
  
  
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      Fourth, it is commonly said that one factor in the current problems is China’s leadership succession, for indeed the Chinese Communist Party (CCP) does face a once-in-a-decade leadership transition at the end of this year when Hu Jintao and Wen Jiabao are expected to turn over the reins of power to Xi Jinping and Li Keqiang at the 18th CCP Party Congress in November.  The imminence of such transitions seems often to lead to paralysis in many parts of the Chinese Party-State apparatus – as suggested by 
      
    
    
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       with respect to economic reform, for instance – but posturing against purported foreign threats and supposed affronts to China’s dignity and “sovereignty” is not one of those areas.  To the contrary, perhaps, this may be a perfect time for nationalist poses against weaker neighbors.
    
  
  
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      These four factors represent the conventional wisdom about the causes of the recent inflammation of tensions in the SCS and ECS, and I think there is much truth in analyses that emphasize such factors.  I’d like, however, to suggest an additional factor – one that also has to do with internal PRC political dynamics, but which 
      
    
    
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       likely to go away after the 18th Party Congress in November 2012.  For the last two decades, the CCP regime has invested political capital in cultivating anti-foreign nationalism as a basis for the Party’s legitimacy narrative, and this nationalism has indeed become a potent force.  As another part of its effort to develop a post-Marxist ideology to sustain one-party rule, the Chinese Party-State has also been developing a discourse of quasi-Confucian domestic politics and international relations doctrine.
    
  
  
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      Together, these two themes of the modern CCP legitimacy narrative – call it Confucio-nationalism, if you will – have an impact upon Chinese policy.  They have helped make China more moralistically confrontational in its foreign relations – and more inclined to press its neighbors into patterns of deference to Beijing – than at any other point since the era of “reform and opening” took off under Deng Xiaoping more than three decades ago.  This just isn’t a pre-Party-Congress pose, in other words, but in fact an important part of the “new normal” in 21st-Century China.  Though adopted, in the first instance, for domestic political reasons tied to the Party’s desire to cling to power, these themes essentially demand confrontational foreign postures and efforts to nudge East Asia, at the very least, into more Sinocentric forms of interstate order.  Significantly, moreover, Beijing today feels freer to act upon such thinking than at any time since the death of Mao Zedong.
    
  
  
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      Let me explain a little more about what I think has happened.  After Tiananmen, Deng is said to have articulated a pithy phrase about the importance of “biding one’s time and hiding one’s capabilities,” which encapsulated important conclusions about China’s interest in strategic caution.  This did not amount to any relinquishment of the dream of national “rejuvenation” and “return” that so many Chinese have shared since the Qing Dynasty was first humbled by Western power in the 19th Century, but it was a clear policy of tactical 
      
    
    
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       of the kind of self-assertion implied by the country’s destined “return.”  China, it was said, needed breathing space in which to build up its strength, and to this end should carefully keep a low profile and adopt a relatively non-provocative posture.
    
  
  
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      This approach of Dengist “time-biding,” which some scholars have referred to as “Taoist Nationalism,” became the foundation of China’s foreign relations for many years.  As China’s strength and confidence have grown in the international arena, however – and as the CCP has invested more and more political capital in Sino-nationalist legitimacy strategies that encourage both 
      
    
    
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       posturing against an outside world felt to have “humiliated” China and quasi-Confucian notions of the desirability of a Sinocentric global order – such “time-biding” has come increasingly under pressure.
    
  
  
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      A dynamic that I think has been particularly important recently, however – and which is probably a major factor behind China’s recent moves to escalate tensions in the SCS and the ECS – is Beijing’s perception that America is enfeebled, weary of foreign commitments, and in a precipitous decline.
    
  
  
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      Why is that?  “Taoist Nationalism” based its strategic logic on two main assumptions.  First, it was felt that in order to gain the strength necessary to effect its “return” to glory, China needed to learn modernity from the West, particularly from the iconic modern state and the most powerful of the Western polities: the United States.  This required congenial engagement in which China could engage in export-driven growth, acquire technology and modern know-how from the West, and have the breathing space necessary for its development.  Second, it was recognized that the outside world – and the Americans in particular – were still powerful enough to be able to impose huge costs on the PRC if sufficiently threatened or provoked.   Accordingly, great care should be taken 
      
    
    
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       to provoke them, at least until China was strong enough to handle the consequences.  The strategic caution of “Taoist Nationalism” thus rested upon the presumed great 
      
    
    
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       of friendly engagement and high 
      
    
    
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       of confrontation.
    
  
  
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      To my eye, however, this balance was destabilized by the U.S. financial crisis and our present indebtedness and ineffective political leadership.  In Chinese eyes, I think we no longer appear an attractive teacher or model of modernity, which reduces the “benefits of friendly engagement” side of the equation.  Our continuing politico-economic woes have also encouraged Beijing to think we are on a steep downhill slope in what Chinese strategists call “comprehensive national power,” thus 
      
    
    
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       reducing the “costs of confrontation” element.
    
  
  
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      As a result, it is presumably harder than ever in Beijing to argue for a continuation of “Taoist Nationalism,” and more confrontational sentiments are gradually coming to predominate.  Even as the CCP regime has staked its political legitimacy on anti-foreign nationalism and increasingly Sinocentric pretensions of global “return,” in other words, the confrontational postures encouraged by such thinking have seemed more feasible than ever.
    
  
  
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      To my eye, there is little chance in the near term of conclusively 
      
    
    
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       the disputes in question.  One could argue all day about the relative legal merits of the various competing claims – and lots of people do – but whatever their merits, I think it is unlikely that we’ll see the issues “resolved” any time soon.  It is thus the challenge of diplomacy and statesmanship to defer the issue peacefully and manage the situation so as to keep things from getting out of hand.  Near-term crisis management will be important in this work, as will trying to persuade all participants to avoid provocative actions, and doing everything possible to reaffirm freedom-of-navigation rights in the region.  In order to reduce the sting of resource competition in the SCS, and indeed to give parties some incentive to cooperate with each other, some observers have also suggested that a moratorium on oil and gas drilling should be imposed until all agree upon a formula for resource-sharing.
    
  
  
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      Much discussion in the SCS, at least, has referred to the importance of establishing a good “code of conduct” for regional interactions.  I don’t disagree, but so far, this hasn’t amounted to much – and what preliminary agreement 
      
    
    
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       already materialized clearly hasn’t restrained anybody.  I think the problem lies deeper than simply a lack of clarity about how one 
      
    
    
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       approach interactions; the real problem seems to have more to do with whether parties 
      
    
    
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       to interact peaceably.
    
  
  
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      Fundamentally, most current proposals for managing these problems fail to address one of the key factors that I believe is contributing to these problems: the destabilizing effect of China’s growth combined with its increasing willingness to take confrontationally self-assertive positions vis-à-vis its neighbors.  The problem with Chinese behavior goes beyond simply taking positions playing to nationalist sentiments prior to the 18th Party Congress.  The deeper difficulty is due to the Party-State’s adoption of legitimacy narratives that encourage – and to some extent require – foreign affairs positions that are increasingly confrontational.
    
  
  
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      If what I’ve suggested about the internal debate between low-profile strategic caution and more self-assertively confrontation is true, however, it is possible that we can still influence China’s decision-making for the better even if they 
      
    
    
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       continue to perceive us as being in decline.  As noted, strategic caution is losing ground in Beijing because China feels it now has less to 
      
    
    
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       from congenial engagement and less to 
      
    
    
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      But it remains within the power of the United States and its regional friends to re-ignite that internal Chinese debate over Dengist “time-biding” by working together to highlight – and to 
      
    
    
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       – the potential costs and risks that confrontational approaches present for China and its great project of global “return.”  “Time-biding” aims to build up China’s strength until it is more 
      
    
    
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      those potential consequences in the near term we can give China additional reason to remain cautious and non-provocative for some while longer.
    
  
  
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      No matter how hard we try and no matter how much outreach we do, we probably lack the power to make Chinese leaders like us and trust us, not least because the CCP’s modern legitimacy narrative essentially 
      
    
    
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       us to be depicted and treated as an international foil and threat-figure.  If we work together with our friends and use our available resources prudently, however, we 
      
    
    
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       probably persuade Beijing that there is still reason to 
      
    
    
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      This suggests that our agenda should be focused upon alliance reinforcement, the cultivation of deeper and more cooperative political, economic, and military relationships around China’s periphery, the development of approaches to regional affairs which facilitate coordination and collective action by regional states vis-à-vis the PRC, and robust and sustainable military planning and operational postures that underscore the importance 
      
    
    
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       that regional disputes are approached only through peaceful negotiation and that conflict 
      
    
    
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       break out at any level.
    
  
  
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      These things, I should stress, would definitely not seem “friendly” to Beijing, as indeed the current so-called “pivot” to Asia has not.  Ironically, however, it may be through such “unfriendliness” that we have the greatest odds of eliciting cooperative Chinese behavior.  This may be a counter-intuitive conclusion, but I think it follows.
    
  
  
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      (To be sure, it will also be our challenge to ensure that the support and reassurance given to friends in the region concerned about China’s rise – and its taste for regional bullying – does not 
      
    
    
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       provocative actions by these friends.  It would do little good to reinforce caution 
      
    
    
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        in Beijing
      
    
    
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       only to see a tense regional standoff burst into flame because one of China’s 
      
    
    
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       discovers a taste for incautiousness.  
      
    
    
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        Everyone 
      
    
    
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      will need to show caution and perspicacity.)
    
  
  
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      Through such a forward-leaning competitive strategy, however, I hope that we can help blunt China’s taste for regional confrontation and nudge it toward more cooperative patterns of behavior, at least for a while longer.  The challenge will then be to 
      
    
    
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       the things which accomplished this, foremost among them a forward-leaning and deeply engaged diplomatic, politico-military, and economic strategy that seeks to support and sustain the open political order there for another generation.
    
  
  
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      Such work will require ongoing and deeper involvement with and cultivation of regional friends – especially regional democracies and those willing to move more 
      
    
    
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       democracy, for it is cooperation among 
      
    
    
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       that Beijing particularly fears – and indeed all who share an interest in preventing the region from falling under the sway of any regional hegemon.  It will require not just a showy “pivot” of diplomatic attention, but also corresponding shifts of emphasis in the provision of resources and commitment over time.  And it will require clarity of mind in developing a competitive strategy – not just individually but 
      
    
    
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      – that supports peace, stability, and preservation of the open political and economic order that has brought such extraordinary benefits to everyone in the Pacific Rim (including the PRC) for many years.  This won’t always be easy work, but it is essential.
    
  
  
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      Thank you.  I look forward to our discussions.
    
  
  
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      -- Christopher Ford
    
  
    
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        BROWN:  “The Next Thirty Years’ Peace in Asia”
      
    
      
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      I want to thank the Taiwan Congressional Caucus for hosting this discussion on “Asia’s Next Thirty Years Peace” and what it will require.
    
  
  
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      This is exactly the right subject to be discussing – especially now with the situations in the East China and South China Seas approaching a boil.  Territorial disputes are nothing new to the West Pacific.  But given the military build-up in the People’s Republic of China (PRC) and Beijing’s newfound reliance on coercive diplomacy to press its claims against its neighbors, Asia is programmed to become a much more competitive place in years ahead.
    
  
  
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      I also believe the Taiwan Caucus is exactly the right forum to be having a discussion such as this.  The U.S.-Taiwan relationship has been a pillar of the security order which has sustained the previous three decades of general peace and unprecedented prosperity in Asia.  Nowadays, however, there’s a new order taking shape, and Taiwan’s place in this new order is increasingly in doubt.
    
  
  
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      Already, Taiwan has become, at best, something of an afterthought in the everyday U.S. policy discussions on Asia’s future.  Given Taiwan’s small size, especially when compared to the massive PRC, this may be understandable.
    
  
  
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      But this also gives short shrift to the island of Taiwan’s strategic location, as well as its unique potential as a Chinese-speaking democracy to influence the course of Asian affairs, including future political developments on the mainland.  Not appreciating this fully will have deleterious consequences for U.S. policy in the region.
    
  
  
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      Even more worrisome, however, has been the creeping acceptability of the idea that the U.S.’s long-established security relationship with Taiwan is placing us on a collision course with an ever-more powerful PRC.
    
  
  
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      Not long ago, we might’ve chalked this talk up as the opinions of those who don’t actually have to think about what it means to exercise power responsibly. But now the reality is different. The argument that the U.S. should draw down our support for Taiwan is now being made by influential people and in some of our nation’s most prestigious journals and institutions.
    
  
  
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      These are unsettling realities, not least because they raise a big question mark over the fate of Asia’s democracies like Taiwan and, indeed, over the very liberal order and peace which has nourished Asia’s Rise in recent decades.
    
  
  
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      I’ll say something about this, but first, I’d like to say something about the primary challenge to the general peace in Asia today; that is, the PRC.
    
  
  
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      Internationally, the PRC has been enormously successful at shaping the terms with which the world at large has made sense of and responded to its rise.  My colleague Charles Horner uses the late Fred Iklé’s brilliantly succinct phrase “semantic infiltration” to describe this, and it is a technique which congressional staffers should understand well: Control the discourse and the terms of the debate, and you can have real influence over political outcomes.
    
  
  
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      Charles has cited the PRC’s policy of “re-unifying” with Taiwan as a prime example of semantic infiltration.  Taiwan, as we know, hasn’t for a single moment been part of the PRC regime; as such, “re-unification” is a distinct impossibility. Forty years ago, no one spoke of Taiwan re-joining China because no one thought in these terms.  But now, the concept of “reunification” frames everyday discussions in Beijing, in Taipei, and also here in Washington, and it thus dominates the triangular relationship that now governs cross-straits affairs.
    
  
  
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      We might readily concede that the concept of “reunification” has proven a politically useful and expedient way for East Asian diplomacy to “manage” the complicated cross-straits peace.   But let’s remember, such talk of “reunification” also conditions popular expectations about the future on all sides.  Inevitably, diplomatic custom always outlives its utility, normally when the security order that sustains such diplomacy is overtaken by new strategic developments – such as, for example, the dramatic military build-up of the PRC.
    
  
  
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      When such changes in the strategic game occur, it is not the high opinion of diplomats which matters most, but the popular expectations about the future, about how it 
      
    
    
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       be, which drives political behavior.
    
  
  
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      In my view, the potentially most dangerous aspect of the PRC’s semantic infiltration is its ability to seamlessly conflate the Beijing regime with China itself.  People the world over, regardless of what they think about the “China Question,” routinely speak of the “PRC” and China Proper as if the two are in fact One.  Yet there are differences between them which matter.
    
  
  
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      The PRC refers to a particular set of ruling institutions and political arrangements. It is not the first regime to claim to rule over China, nor will it be the last.
    
  
  
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      Of course, it is not always easy to separate between the two.  The PRC’s rise as a strategically consequential force in Asia has only been possible by the opening-up and economic take-off of China itself.  However, while the two are not entirely separable, China’s re-emergence and the rise of the PRC are different, and they have very different implications for Asia’s security and peace.
    
  
  
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      There’s a good historical argument to be made that general peace in Asia is a direct function of whether peace exists on the mainland; when China is in chaos, Asia slips into chaos, etc.  Surely, the relative stability and economic development on the Asian mainland since the late 1970s has been an important condition of the last three decades of peace.
    
  
  
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      With the PRC regime, by contrast, the U.S. and our Asian allies, as well as the PRC’s other neighbors, finds themselves increasingly in a strategic competition over how Asia as a whole should best be organized.
    
  
  
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       What’s also clear is that the PRC, far from being one with China, is itself in a long-term competition with China. Consider, as but one example, recently leaked information which suggests the PRC employs about three percent of the total Chinese population to spy on other Chinese.  If this is true, the PRC now possesses the largest domestic spy service ever assembled in history.  Per capita, it is larger than the informant network run by the East German Stasi in its heyday.
    
  
  
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      All of this exists to enable what the PRC Leninist State desires above all else: that is, to maintain its monopoly on power.
    
  
  
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      Despite this, the PRC’s official discourse insists that it and China are the same. The Communist Party, as such, complains everyday that America’s unstated policy is to “Contain China’s Rise.”  We hear this, and variations on this, repeated all the time – that the U.S. meddles in internal Chinese affairs, that the U.S. is an imperialist that’s unwelcome in China’s neighborhood, that the U.S. is trying to keep China down, that the U.S. is irreconcilably anti-China.
    
  
  
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      Of course, the historical record shows the opposite is true.  Far from seeking to inhibit China’s rise, American policy and also our unofficial engagement in Asia for much of the last 80 years, if not longer, has actively encouraged it.
    
  
  
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      We not only came to China’s defense in the struggle against Imperial Japan, but in 1945, when the U.S. undertook to rebuild the world after part of it consumed itself in war, we pressed hard to provide the Republic of China, which was then still very much in chaos, with a seat on the U.N. Security Council and thus, with a leadership role in the new world order which was supposed to be.
    
  
  
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      It wasn’t the U.S. which turned on China.  It was, in 1949, the newly ascendant and revolutionary PRC, led by Mao Zedong, which undertook to drive China against the U.S. as well as the rest of Asia.
    
  
  
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      We opposed this first in Korea, and then again in Southeast Asia, and the U.S. Grand Strategy for Asia ever since has sought to counter revolutionary and totalitarian politics while actively fostering and maintaining the conditions for peace, and specifically, a liberal peace which is good for commerce among nations, good for the development of viable states, and ultimately, good for the development of democracies like our own.
    
  
  
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       What’s remarkable is just how successful and truly beneficial this strategy has been – for the whole of Asia Pacific, including for China.  Indeed, the U.S. has been directly responsible for shaping the most benign security environment in East Asia that the Chinese mainland has seen since the mid-nineteenth century, when the Manchu Empire faced the arrival of European colonizers and an increasingly hostile Japan.
    
  
  
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      In the 1970s, it was this benign security environment which helped persuade the PRC’s rulers who had become aware of the failure of their revolution that they not only 
      
    
    
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      , scrap the Maoist system.  And once the PRC began to accommodate to and permit China’s integration with Asia’s then emerging liberal order, the so-called Rise of China was started.
    
  
  
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      This gets us to what is at once so perplexing and troubling about the PRC’s efforts of late to upset the peace.  The Beijing regime seems apparently intent on disentangling itself from the very liberal order and peace which made China’s ascent up from the depravity and backwardness that the PRC once systematically imposed on it possible in the first place.
    
  
  
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      If this liberal order is replaced, is the general peace in Asia even possible? Right now, there are a number of proposals on offer about how best to accommodate the PRC’s growing power so as to reduce the U.S. competition with it and thereby, at least in theory, lengthen the peace in the region. The most sophisticated of these proposals call for the creation of a “Concert of Asia” led by a new “G2 Entente” between Washington and Beijing.  These may be serious proposals, which deserve to be taken seriously.
    
  
  
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      What’s striking, however, is how such proposals almost seem to unthinkingly accept the terms proffered by PRC, including on the question of Taiwan.  For example, any new agreement with the PRC in Asia would necessarily require that the U.S. accommodate what Beijing claims as its “core interests,” and that would mean capitulation on Taiwan and elsewhere in the South China Sea.
    
  
  
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      The power of such proposals is formidable, and they’ve led to growing calls for the U.S. to withdraw from Taiwan. Indeed, so strong is the desire not only for peace, but for these particular peace plans to work that, already, alarm has been raised that we Americans won’t find it within ourselves to accommodate to the PRC’s legitimate and merely “regional” aspirations.  Thus, because of American intractability, the argument holds that war in Asia becomes more likely.
    
  
  
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      In effect, this logic stands the security order that has sustained Asia’s peace on its head: It is now the U.S.’s relationship with Taiwan, not the territorial ambitions of a rising PRC, which presents the greatest threat to Asian peace.
    
  
  
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      But let’s consider, for a moment, what might happen if the U.S. does abandon Taiwan to the PRC.  This requires that we leave aside the question of whether the One Party dictatorship on the mainland even has the capacity to politically or administratively swallow a democratic society like Taiwan’s.
    
  
  
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      Instead, imagine that the People’s Liberation Army (PLA) sets up a naval base on Taiwan, which then becomes Beijing’s unsinkable aircraft carrier, and which thereby fundamentally reshapes the strategic architecture of the West Pacific as we know it.
    
  
  
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      The U.S., in such a scenario, has become very much an offshore balancer. Optimistic assessments will hold that the U.S. will still be able to maintain some semblance of a liberal order in Asia and will be able, from afar, to re-assure democratic allies like Japan and South Korea.  But will we really?
    
  
  
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      In this future, the more appropriate question is not whether the U.S. can accommodate the PRC in the South China Sea and then balance against it elsewhere, but whether the PRC can be reliable peacemaker in the new regional order, and whether it could bring itself to accept other countries as equals in that new order.  What would it want, and how would it behave?
    
  
  
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      We know from the PRC itself that it won’t, because it can’t, countenance Taiwan as an equal. How, then, would it treat democratic Japan?  Or South Korea?  And what about all the other established commercial democracies and the emerging ones which have benefited, and still benefit, from the liberal order?
    
  
  
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      In such a future, America’s increasing isolation from Asia wouldn’t be so splendid after all.  In all likelihood, the risk of friction with the PRC, and of outright conflict, wouldn’t shrink, but would instead increase.  Indeed, any honest answer to whether such a G2 Concert of Asia could generate the conditions for peace needs first to consider the nature of the PRC itself.
    
  
  
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      As was suggested earlier, the PRC exists to maintain its monopoly on power. It says this in its Leninist charter, and it makes this abundantly clear by the actions which it takes everyday to sustain its rule over China.  The tenuous nature of the PRC’s rule at home has implications for its international conduct.
    
  
  
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      To illustrate what I mean, consider another thought experiment. What would happen if it was the Republic of China (RoC) government on Taiwan, not the PRC, which governed China?   At a bare minimum, we could say that all citizens of this New China, could vote directly for their president and an administration in regular and free, multi-party elections.  They could send representatives to the national legislature.  They could elect their own mayors.  If any of these elected representatives hoarded power, or grew corrupt, they’d be voted out of office.
    
  
  
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      What’s more, China’s minorities, such as the Uighurs and Tibetans, would live like the aborigines on Taiwan do today: free to practice their religion, to sustain their cultures, so long as this doesn’t conflict with law and their obligations as democratic citizens.
    
  
  
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      This really isn’t such a fantastical experiment. The Nobel Prize winner and National Endowment for Democracy-grantee Liu Xiaobo among thousands of others have proposed exactly this in the so-called Charter ’08, and for this, the PRC has locked Liu and others up for inciting subversion of state power.
    
  
  
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      If the PRC is willing to treat its own subjects like this, what kind of power can we realistically expect it will be elsewhere in Asia, especially as its Will to Rule chafes up against the liberal order? The nature of the regime has consequences for the kind of strategic actor it will be, and for the kind of order it will seek to create.  The PRC now, as in the future, must set the terms and conditions of China’s integration with the liberal order in Asia, because China fully integrated with the liberal order will mean the unraveling of the PRC itself.
    
  
  
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      Ultimately, securing this Asian Peace will require planning for a militarily-strong PRC with territorial ambitions as well for one whose rule is falling apart.  Beijing, as I said, is itself in a long-term competition with China, and given the current configuration of power between them, it doesn’t seem all that likely that the PRC can win.  Today, there’s a good amount of well-informed speculation that Beijing’s bluster in the West Pacific is meant to mask intra-Party fights that have broken out in the lead-up to the power transition that’s scheduled to happen soon.  Given the enormous upheaval in China itself, we can say with some confidence that a new change in the governing arrangement is on the horizon.
    
  
  
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      Indeed, when one considers the major political shifts which have taken place in modern Chinese history—from May 1919 to the founding of PRC in 1949; from the ascent of Mao in 1949 to Deng Xiaoping’s rise in 1979; and from China’s opening to the liberal order in 1979 to the rise, in 2009, of a PRC which is seeking to replace the Asian Peace as we know it—these things do tend to run in cycles of thirty years.  So perhaps we’re due for something new.
    
  
  
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      This is, of course, not to say that we’re on the cusp of a democratic transformation in China. As we’ve been reminded by the uprisings in the Middle East, popular upheaval and the advance of popular sovereignty does not a democracy, or even a cohesive country, make.
    
  
  
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      But all this does serve to underscore what securing the next thirty years peace in Asia may require.  It goes beyond shoring-up our alliances and re-assuring our protectorates via military re-balancing.  As crucial as this is to do, and to do right with adequate resourcing, we also require a non-kinetic, political strategy that’s designed to keep the liberal order intact and to keep Asia safe for the continued, peaceful development of commercial democracy.
    
  
  
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      One central U.S. task, then, is to work in concert with our Asian allies to do what we can to insure that the next political evolution that occurs on the mainland is a real step-up from the PRC regime which exists now. If the next governing arrangement in China is in a better place politically than that will do more than anything else to preserve the general peace in Asia.
    
  
  
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      This is where I think Taiwan’s role is potentially indispensable. Far from being a strategic liability for the U.S. in the emerging Asian order, Taiwan has a potentially unique, perhaps even game-changing role to play.  As a Chinese-speaking democracy, it has a special opportunity to become a viable model for China’s evolution, and to help enlighten the political institutions and future course of affairs on the mainland.
    
  
  
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      I say Taiwan may 
      
    
    
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       play this role but, as of now, it is not clear it will choose to do so.  Indeed, for some Taiwanese, and also for some Americans, there’s concern – and concern which isn’t entirely unwarranted, in my opinion – that the democracy on Taiwan may not prove robust enough to remain a pillar of the liberal order in Asia.  But in previous eras, Taiwan has helped to show China that there’s a better way forward, and it may yet do this again – perhaps especially if the U.S. also proves our robust commitment to democracy by renewing and deepening our relationships with the RoC.
    
  
  
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      The role of the U.S. Congress here is vitally important. Numerous discussions around our city are susceptible to the semantic infiltration which makes us forgetful of how dependent the Asian peace actually is on the Asian liberal order.  Of all the institutions of American Government, Congress can and must remain vigilant against this.  In the 1970s, the U.S. rushed to normalize relations with Beijing for entirely legitimate geopolitical reasons, but in our haste, we also almost deserted Taiwan.  Thanks to a bipartisan effort in Congress, the U.S.-RoC relationship was salvaged with the passage of the Taiwan Relations Act, a cornerstone of the Asian order that sustained the last thirty years peace. It was this liberal order that created the conditions for Taiwan’s democratic transformation, a political transformation which now may help to enlighten the way forward to a new and durable peace in Asia.
    
  
  
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      <pubDate>Fri, 05 Oct 2012 19:15:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1427</guid>
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      <title>Making Sense of the U.S. Nuclear Posture – and Making it Make Sense</title>
      <link>http://www.newparadigmsforum.com/p1413</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks on September 18, 2012, to an event at the Capital Hill Club in Washington, D.C., organized by the British American Security Information Council.  Professor Janne Nolan of the George Washington University also participated.
Good morning everyone.  It’s a pleasure to be here, and I’m grateful [...]</description>
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      Below is the text upon which Dr. Ford based his remarks on September 18, 2012, to an event at the 
      
    
      
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       in Washington, D.C., organized by the 
      
    
      
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      .  
      
    
      
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       of the 
      
    
      
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                    Good morning everyone.  It’s a pleasure to be here, and I’m grateful to 
    
  
  
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     and 
    
  
  
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     of BASIC for inviting me, as well as to the 
    
  
  
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    – and, as always, 
    
  
  
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     – for their hospitality here at the Capital Hill Club.
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      The Purposes of the Force
    
  
    
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    Paul suggested that I say a word about what purposes I think the U.S. nuclear force serves, so let me try.   As I see it, our nuclear weapons have generally served the same general purposes for many years.  There are basically five.
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                    First, we acquired our nuclear forces first with an eye to ending one great-power war, and kept them in order to prevent another: they have served as strategic stabilizers and powerful inhibitors of general conflict between the most important players in the international order.  As the Soviets built up their own arsenal, our weapons acquired two additional missions: deterring 
    
  
  
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     use of such weapons against us; and in the event that deterrence fails, providing the U.S. president with a range of options both for warfighting and for war termination through escalation control and intra-war bargaining.
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                    Fourth, we also came to understand after a while that nuclear weapons had some utility in deterring the use of 
    
  
  
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     weapons of mass destruction – a view reflected in the Nixon Administration’s decision to abandon biological weapons (BW) secure in the conclusion that our nuclear weapons would deter another state from using BW on us.  Fifth and finally, we also found that nuclear weapons had an important role in reinforcing alliance relationships with countries feeling threatened by powerful potential conventional or nuclear adversaries – thus extending all these missions into the realm of 
    
  
  
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     benefits.  (This extension was useful first of all because it helped provide them security they need, but it also served the cause of nonproliferation by reducing any perceived need 
    
  
  
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     might have felt to develop such weaponry on their own.)
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                    The relative importance of each of these factors varies over time, but none of them have ever disappeared.  All of them, moreover, remain reflected in one form or another – and for good reasons – in the United States’ current posture.
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      Adjusting the Mix?
    
  
    
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    Paul asked me to say a word about how I would change our nuclear posture if I could.  My response is that the posture in its basic form – that is, a “Triad” of forces that combine different aspects of flexibility, redundancy, and survivability – still meets our needs and is quite sound.  What I would adjust is its components, not its structure or even its size.
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                    I’m not so much interested in ever-lower numbers, for I don’t see that anything is “broken” enough in the strategic realm to require reductive surgery, with all the risks that deep cuts might entail.  Nor do I support abandoning the “Triad” format if we can possibly avoid it, for it provides a mix of complementary and partially-overlapping capabilities that works pretty well as its own sort of strategic “hedge” against technological surprise and adversary activity.  Smaller is nice, but I like 
    
  
  
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     postures more than I like small ones, and these two values sometimes work at cross-purposes.
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                    What I would do as the highest priority is modernize our forces – a difficult and expensive road down which we are now only just beginning to travel.  For so long as we retain 
    
  
  
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     nuclear weapons, it is vital – and I think both deterrence and crisis stability require – that they be safe, secure, reliable, credible, survivable, and as well-tailored to their potential missions as possible.  We will also need to ensure that our nuclear weapons infrastructure is capable of being genuinely “responsive” to future threats, not least because keeping state-of-the-art weapon design capabilities and a robust production capacity is a critical “hedge” against future uncertainty without which we would likely need to maintain a 
    
  
  
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                    These requirements are not cheap – and they do not lessen with reductions in arsenal size.  (They may even increase.)  The fewer weapons and delivery systems we possess, the more important it is that those we keep are optimized for modern needs in all these respects, and the more important it is that we maintain the ability to reverse course in the face of some grave new threat.
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                    Underinvestment in modernization has left us with an arsenal built around systems developed in and optimized for a Cold War competition that ended decades ago, not now changed in any significant essential, but merely reduced drastically in numbers.  (It has also left us with an infrastructure that is today all but incapable of genuinely 
    
  
  
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     work in this field or of significant production volumes, either now or in some future contingency.)  If we are serious about maintaining deterrence and meeting our security needs as the 21
    
  
  
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     Century progresses – and especially if anyone wants us to keep 
    
  
  
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     weapons around than at present – we have a lot of work to do.
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                    I’m not the biggest fan of President Obama’s Nuclear Posture Review (NPR), for I see it in many ways as a Master Class in equivocation.  On the other hand, as I’ve said repeatedly since it was published in 2010, my strongest reaction to it was relief that it wasn’t worse.  For a president who spent so much effort, so early, on disarmament posturing, the NPR is an almost shockingly moderate document.  There is a lot of hat-tipping to the disarmament “true believers,” but such bows are more often than not rhetorical and atmospheric – or come in areas like declaratory policy, which few real strategists take too seriously in the first place.
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                    I’m pleased the NPR wasn’t worse, and I’m glad that there is as much said in that document as there is about modernization.  I’d be much happier if the president and Congress hadn’t been conspiring since then to abandon modernization funding promises that Obama made in order to secure ratification of “New START.”  At the level of doctrine, however, it’s nice to see that modernization is at least 
    
  
  
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     on the U.S. agenda after all this time.
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    As for nonproliferation, I don’t believe that the success or failure of nonproliferation policy depends much – or really at all – upon U.S. disarmament policy.  We’ve certainly gotten precious little so far, from a nonproliferation perspective, out of all our pro-disarmament posturing during the last four years.  Iran and North Korea face tougher sanctions than they did before, but these pressures haven’t been enough to change their policies, and in any event we owe what sanctions there are to those regimes’ ongoing provocations – not to our own disarmament promises, for which neither they nor the Security Council foot-draggers in Moscow and Beijing care one whit.  Nor is our current disarmament-friendly position keeping more and more countries from pursuing technological capabilities that will give them in effect a nuclear weapons “option” in the future.  The world’s proliferation dynamics continue apace, essentially unaffected by our disarmament positioning.
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                    We were told for years that everything in the nonproliferation world would be better if only we did more to show our seriousness about disarmament.  And President Obama believed the pitch.
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     point was made clear pretty early on, if anyone had been listening.  When I was U.S. Special Representative for Nuclear Nonproliferation, disarmament diplomacy gurus 
    
  
  
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     quite openly explained to me that the disarmament community would 
    
  
  
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     give the Americans credit for getting rid of nuclear weapons they didn’t need.  It’s not considered “disarmament,” apparently, to reduce the role the nuclear weapons play in our strategy, or to resolve the worst of our strategic problems with a major nuclear adversary, and to cut our arsenal accordingly.
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                    As both of those esteemed gentlemen told me – one at the Annecy Conference in 2007, and the other over a very nice dinner in Pretoria – cuts only count as “disarmament” if you actually still 
    
  
  
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    the weapons you eliminate.  We only get credit for disarming, in other words, if we thereby imperil our security.  (I really am not making this up!)
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                    This is why the disarmament community hasn’t batted an eyelash that we’ve cut our arsenal 80 percent the end of the Cold War.  Indeed, those same 80 percent cuts have coincided with the growth of the North Korean and Iranian nuclear programs, as well as with the ratcheting 
    
  
  
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     are the problem, not the proliferators, and that nonproliferation difficulties would ease if only the United States led in disarming.
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                    If even a little bit of that mantra were true, the U.S. and Russian post-Cold War reductions would have all but solved the modern world’s nonproliferation problems years ago, but of course they did not.  Historians will remember the Cold War as a period in which the superpower arsenals skyrocketed while proliferation remained surprisingly limited, and they will remember the post-Cold War era as a time when the nonproliferation consensus essentially collapsed after the superpowers had slashed their arsenals to the smallest levels in more than half a century.
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                    The nonproliferation-for-disarmament mantra was thus hooey all along: a bait-and-switch game.  Shame on Barack Obama for being so credulous.
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    For my part, I think it is possible to imagine some agreement between hawks and doves on U.S. nuclear policy, at least with respect to 
    
  
  
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     policies – not least among them the imperative of modernizing U.S. forces and our infrastructure, so that whatever nuclear forces we retain are as safe, reliable, survivable, flexible, and effective as we now know how to make them.  This consensus can be seen in the 
    
  
  
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    , in the “New START” ratification debates, and even in elements of President Obama’s own 
    
  
  
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    .  It is in jeopardy now because the White House and Congress seem to be conspiring to betray the modernization promises made in connection with “New START” ratification, but the conceptual core of a bipartisan program remains there.
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                    The case for reductions, one should remember, gets 
    
  
  
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     to the extent that reflexive objections continue to preclude or impede modernization.  The less well-tailored U.S. warheads and systems are to our needs, or the less confident we are in their long-term reliability, the more of them we are likely to need to keep around to make sure our arsenal is capable of doing its job.  The smaller you want the force to be, in other words, the more perfectly it’s got to fit its mission, and the more confidence you’ll need to be able to place in its reliability, survivability, and flexibility into the indefinite future.
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                    Whether the ultimate destination is envisioned as abolition or as a stable long-term deterrent force, therefore, I like to think that we can agree on near-term approaches.  There is certainly a lot of “theology” in the disarmament debate, but perhaps reason can lead us at least to this near-term agreement.
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                    Thank you.  I look forward to our discussions.
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      <pubDate>Fri, 28 Sep 2012 18:39:00 GMT</pubDate>
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      <title>Colloquy:  Anne Harrington &amp; Chris Ford on “Nuclear Weapons as a Currency of Power”</title>
      <link>http://www.newparadigmsforum.com/p1305</link>
      <description>Note:
This essay comes to NPF from Dr. Anne I. Harrington, who is a Postdoctoral Research Fellow at the Monterey Institute of International Studies, where she is working on her book manuscript, Nuclear Philosophy. Prior to moving to Monterey, she held a Stanton Nuclear Security Fellowship at Stanford's Center for International Security and Cooperation.  Dr. Ford adds [...]</description>
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      This essay comes to NPF from Dr. Anne I. Harrington, who is a Postdoctoral Research Fellow at the 
      
    
      
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      , where she is working on her book manuscript, 
    
  
    
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    Nuclear Philosophy
    
  
    
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      .  Dr. Ford adds a few thoughts of his own at the end.  We hope readers enjoy the colloquy.
    
  
    
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      NUCLEAR WEAPONS AS A CURRENCY OF POWER
    
  
    
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      By Dr. Anne I. Harrington
    
  
    
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                    Why are nuclear weapons powerful? The answer seems so obvious that most experts in the field of nuclear security do not pose the question. Instead, analyses open with archetypical statements about the “destructive power” of nuclear weapons, or with a passing reference to their role as a symbol of power and prestige. In other words, there is a presumption that nuclear weapons are powerful because they are explosive and that simply having access to the possibility of that destructive force is enough to confer an elevated status upon the possessor.
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                    In contrast to this conventional wisdom, I argue that nuclear weapons derive their power from the fact that they are both 
    
  
  
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    . The material used to create a nuclear warhead is scarce and durable by nature. It is difficult to produce, but once in existence degrades so slowly that its lifecycle challenges the limits of human comprehension.
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                    The practices of deterrence and nonproliferation accentuate these natural qualities. Deterrence—a military strategy that discourages attack through the threat of retaliation—accentuates durability. An effective nuclear deterrent requires an arsenal of reliable warheads always available and securely stored. Rather than being produced for the purpose of using them on the battlefield, these weapons are produced in order to prevent their use. Nonproliferation enhances the natural scarcity of nuclear weapons. It is a diplomatic strategy codified in international law that regulates access to nuclear technology and limits their legitimate possession.
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                    Their explosive yield makes nuclear weapons 
    
  
  
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    , but they are 
    
  
  
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     because of the confidence that exists in the institutionalized practices that link their capacity for destruction to rational political ends. Without deterrence and nonproliferation, the fact that states have produced tens of thousands of nuclear warheads that could destroy the earth many times over—in the name of making themselves more (rather than less) secure—begins to appear strange to the point of becoming absurd.
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                    Taken together, deterrence and nonproliferation transform nuclear weapons from an instrument of force into a currency of power. They create is a system in which states are able to trade on the possession of nuclear weapons (or threat thereof) in order to achieve ends not achievable through force alone.
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                    Identifying nuclear weapons as a currency of power offers an academic explanation for why a world free of nuclear weapons is both possible and desirable. Creating a theory to compete with deterrence theory is an essential aspect of building support for nuclear abolition among academics and policy experts. The ridged adherence to deterrence theory is a major stumbling block to envisioning a world free of nuclear weapons. Deterrence equates nuclear weapons with power, as if power were something that you could store up—the same way countries store their nuclear weapons. Therefore, ridding the world of nuclear weapons is tantamount to eliminating power, a goal that is both logically impossible and undesirable. Deterrence theory envisions a world in which “nuclear breakout” is inevitable, as if disarmament were a process of repressing power, and it would only be a matter of time until the nuclear jack-in-the-box springs back out taking us by surprise.
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                    In contrast, a theory of nuclear weapons as a currency of power locates the power of the weapons in the institutions dedicated to reducing nuclear dangers. Although the physical presence of the weapons was necessary for confidence in those institutions to seed and grow, as the institutions become more robust, the weapons themselves become less essential. Therefore, break-out events will be less likely and easier to anticipate than deterrence theory would have us believe. Right now states have every incentive to pursue nuclear weapons as a bargaining chip on which they trade for security, recognition, and various kinds of aid in international arms control and nonproliferation negotiations. If this interpretation is correct, break-out will look less like a race and more like a poker game in which the stakes are raised progressively in rounds as states approach institutional barriers and threaten to cross them one by one—eventually bringing us back into a world of nuclear deterrence much like the one we live in today.
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                    From this theory of nuclear weapons as a currency of power, it is possible to deduce policy relevant implications, many of which are quite similar to the steps already outlined by the Nuclear Security Project:
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                    The goal of these policies is to keep the power of nuclear weapons while reducing nuclear danger by building on the success of nuclear deterrence. We’ve run the risk of nuclear accident or attack from weapons on hair-trigger alert for more than half a century. Now it is time to take a different kind of risk by walking back our dependence on nuclear weapons, and building on the institutional foundations of deterrence, arms control and nonproliferation to create a firmer footing for the future.
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      NPF thanks Anne Harrington for her essay offering what might be called an “economic” theory and critique of nuclear weapons possession.  Hers is an ambitious exposition, and one that may offer a useful way to think about nuclear weaponry.  I disagree, however, with her conclusion that this analytical framework provides a coherent argument for disarmament.  If anything, I would argue that her logic points to why the dream of complete nuclear disarmament is likely to be a mirage.
    
  
  
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      Harrington’s argument posits that “nuclear weapons derive their power from the fact that they are both 
      
    
    
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      .”  She argues that military strategies that stress deterrence – and nonproliferation policies that limit access to nuclear tools – are designed to perpetuate the power of weapons possession by “accentuat[ing]” this durability and scarcity.  (Deterrence furthers durability by trying to ensure that weapons remain in existence but are 
      
    
    
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       used, while nonproliferation serves scarcity by keeping the number of players to a minimum.)  This is the foundation of her argument, which depicts nuclear weapons not as weapons 
      
    
    
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       but as “a currency of power,” on the possession of which states trade “in order to achieve ends not achievable through force alone.”
    
  
  
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      Harrington says that this analysis points us to “why a world free of nuclear weapons is both possible and desirable.”  Buying into conventional notions of deterrence, she contends, tends toward the conclusion that complete nuclear disarmament is impossible, for this would be “tantamount to eliminating power [itself], a goal that is both logically impossible and undesirable.”  In contrast, however, she claims that her “theory of nuclear weapons as a currency of power locates the power of the weapons in the institutions dedicated to reducing nuclear dangers” rather than in the weapons themselves.
    
  
  
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      Harrington’s essay is not, to my eye, entirely clear on this point, but the key idea seems to be that since the social conventions of 
      
    
    
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       are what makes nuclear weaponry valuable to possessor states – namely, by ensuring durability and scarcity – the dangers of nuclear “break-out events” occurring as disarmament proceeds would actually be lower than the traditional game-theoretical view predicts.  Possessors, in other words, have a power-maximization interest in progressive disarmament and in 
      
    
    
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      undertaking “break-out,” because the value of nuclear weapons as a “currency of power” 
      
    
    
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      From this conclusion, Harrington says that a number of disarmament-friendly policy recommendations follow, not least the need to encourage nonproliferation by “[m]aintaining confidence in the U.S. pledge to disarm,” and to ratify the Comprehensive Test Ban Treaty (CTBT).  (Harrington’s comment that “[b]uilding popular support for a world free of nuclear weapons creates political momentum,” by the way, is a tautology rather than a policy recommendation, but her belief in the desirability of such momentum is clear enough.)
    
  
  
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      Although I was initially attracted to her “durability and scarcity” idea as an intriguing way to think about these problems, however, unless I have misunderstood something important in Harrington’s argument, it fails to support her conclusions.
    
  
  
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      First, her argument seems to consider only the situation of nuclear weapons possessors such as the United States.  She contents, in effect, that as scarcity increases and durability is maintained, the “currency of power” value of nuclear weapons might be 
      
    
    
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      , rather than undercut, by nonproliferation institutions and by disarmament progress toward the asymptote of “zero.”   I’m not sure how far this gets us.
    
  
  
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      For one thing, it isn’t clear that this really follows, for while the power-value of nuclear weapons for any particular possessor would increase with their scarcity in the hands of 
      
    
    
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       players – that is, by keeping the circle of weapons-holders as small as possible – it is less obvious that it is in a possessor’s interest for its 
      
    
    
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       holdings to shrink.  If you can deter someone else more effectively with a larger arsenal than with a smaller one, then it follows that from the perspective of any given possessor, Harrington’s value of “durability” is not necessarily best served by one’s 
      
    
    
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      Harrington may be making a mistake in effectively focusing upon the value to possessors of any 
      
    
    
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      nuclear weapon, rather than upon the value of their 
      
    
    
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       as a whole.  The power-maximization goal of any particular player is presumably not necessarily to ensure that 
      
    
    
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       power-value under his control.  The marginal value of one player’s single nuclear weapon would presumably be much higher than that of any individual weapon in another country’s arsenal of several thousand devices, for example, but it’s hard to see that the single-weapon-holder is better off than his better-armed rival from a power-maximization perspective.  Indeed, in such circumstances, having a single weapon might even entail 
      
    
    
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       “currency” value, because that rival would face powerful incentives to strike preemptively in order to destroy that sole weapon and thus guarantee his own “countervalue” survival in any conflict.  (Giving your adversary the incentive to destroy one’s only weapon in a first strike certainly undercuts its durability, and while such preemption might increase the “scarcity” of nuclear weapons in the world as a whole, that would be small consolation to the player who loses it in such an attack.)
    
  
  
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      -possessors, Harrington’s “currency” theory of nuclear weaponry doesn’t seem to do much to make “zero” seem like a stable end state.  As disarmament progresses – at least 
      
    
    
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       abolition, anyway – weapons scarcity within the global system would indeed increase, of course, and the power-value of nuclear weapons would indeed in some sense increase also.  But while this may give possessors a stake in nonproliferation, it may cut precisely in the opposite direction for 
      
    
    
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      As possessor states divest themselves of their weapons, the value of becoming even an “entry-level” new player in this system increases – ensuring that nonproliferation institutions must work ever harder as “zero” approaches, and that they must work essentially 
      
    
    
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       at the asymptote of abolition.  This is not a new insight, for analysts have worried for years about the proliferation incentives that are created by nuclear disarmament’s very progress, but it is no less problematic a dynamic for being well understood.  At the point of “zero,” after all, 
      
    
    
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       player with the technical ability to produce nuclear weapons would face at least some incentive, especially in a crisis, to take advantage of “break-out” and become, even if only temporarily, a nuclear monopolist.
    
  
  
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      As Thomas Schelling and others have observed, such situations may also create augmented incentives to 
      
    
    
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       nuclear weapons – an idea that fits only awkwardly with the pro-disarmament thrust of Harrington’s scarcity and durability logic.  At “zero,” the power value of the first few nuclear weapons produced by a monopolist may lie most in 
      
    
    
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       them in order to preclude another state from developing its own production capability.  (If I can use a golden egg from my goose to kill 
      
    
    
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       goose before it can start laying such eggs for you, I maximize the power-value of any eggs I retain or that my goose can subsequently produce.  Nothing economically irrational there.)
    
  
  
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      And I don’t see how Harrington’s analysis gets us beyond this problem.  If anything, her logic 
      
    
    
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       how much more difficult nonproliferation is likely to be as disarmament proceeds, and how even more hugely challenging it would be at “zero” – when scarcity is at its theoretical maximum and the ability to deter others with new or reconstituted devices also maximizes “durability” in the sense that Harrington uses the term (and hence the value of building weapons).
    
  
  
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      Hers doesn’t seem, in other words, to be an argument that takes us beyond traditional deterrence theory.  Rather, it seems to underscore the conceptual incoherence of “nuclear zero” when viewed through a game-theoretical prism, and it reinforces conventional understandings that possessors have an interest both in keeping entry barriers high for others 
      
    
    
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       in retaining a goodly number of weapons for themselves.
    
  
  
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      As for the policy recommendations that she alleges follow from her argument, many of them would seem to collapse with the failure of her broader disarmament logic.  Disarmament doesn’t support nonproliferation but increases proliferation incentives, especially at “zero” itself, both giving non-weapons states more of an interest in getting 
      
    
    
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       the game and giving existing possessors greater incentives to fear getting 
      
    
    
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      Not all of Harrington’s recommendations collapse with her pro-disarmament argumentation, however.  I see nothing in her economic logic, for instance, that would make it in advisable to create a nuclear fuel bank, though it might make non-weapons state players more reluctant than she would like actually to forego fissile material production in return for fuel supplies from such a repository.  And I have myself argued the critical value of “[i]nvesting in the National Labs” in order to ensure “[c]ontinued confidence in the U.S. mastery of nuclear knowledge” and “maintain[] confidence in the U.S. deterrent capability.”
    
  
  
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      Harrington’s “theory of nuclear weapon as a currency of power” may give us an interesting additional way to understand the difficulties of disarmament, but to my eye it does not actually help identify a path to abolition.
    
  
  
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      -- Christopher Ford
    
  
    
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          DR. HARRINGTON REPLIES
        
      
        
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                    I am very grateful to Chris Ford for his feedback. As always, he demonstrated his ability to move effortlessly between different levels of analysis, not only focusing on details of day-to-day of policy relevant analysis, but also manipulating and defending the theoretical principles on which he bases his policy recommendations.
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                    Ford is correct that the main point of reconceptualizing nuclear weapons as a currency of power is to argue that nuclear break-out events would be less likely than traditional game-theoretic arguments would suggest, and that the social conventions of non-use and nonproliferation are a key component of why that is the case. As he states, I am arguing that possessors have a power-maximization interest in progressive disarmament and in not undertaking break-out. However, that argument is not based only on the idea that “the value nuclear weapons increases with smaller numbers.”
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                    What I am arguing is that possessor states not only have an interest in moving toward low numbers. They have an interest in moving into a post-nuclear power economy. Therefore, moves towards low numbers must be made in conjunction with building confidence in the international institutions supported by advances in safeguard and verification technologies. These institutions and technologies will fill the power void left by nuclear weapons in much the same way that paper currency backed by the U.S. government filled the void left by transitioning away from the gold standard. This new power economy would be based on the international regulation of all nuclear materials and supported by deterrence practices based on virtual arsenals and high strategic impact, low violence strategies for the employment of military force.
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                    The puzzle as I see it is why nuclear possessor states are still willing to assume the costs and risks associated with creating and maintaining nuclear weapons, while they are not willing to countenance any of the risks associated with relying on international institutions to regulate access to nuclear materials.
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                    Widening our conceptual lens to understand of how deterrence and nonproliferation work together to transform nuclear weapons into a currency of power, gives us a better perspective on how to take into account the current costs of maintaining nuclear warheads that are obscured by the narrow focus of deterrence theory (which only gives us a way to look at potential future costs of a nuclear attack). One of the interesting aspects of the way currencies work is that individuals relate to them as if they were absolutely costless to produce and reproduce (think of how you relate to a dollar bill), although they know very well that work is being done to maintain the appearance that currency is timeless. This is because individuals value currencies primarily for their “exchange value” (or in the case of nuclear weapons “threat value”) as opposed to their “use value.” As long as you can maintain confidence in your “exchange” or “threat” value the actual object that you use to facilitate the exchange can take many different forms. The less costly the currency is to produce and maintain, the better.
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                    Nuclear possessor states have an interest in reducing the costs of producing and maintaining their ‘currency of power.’ During the Cold War there were few opportunities to collect information on the current financial, social and environmental costs of nuclear weapons due to the prevailing culture of US national security.  Today the U.S. had the dubious distinction of being the most nuclear-bombed nation on earth and the risks associated with that environmental contamination are poorly understood. There are also the potential costs associated with accidents, the threat that a nuclear warhead will fall into the hands of a non-state terrorist group, and of course the risk that nuclear deterrence will fail.
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                    Shouldering the costs of producing and maintaining nuclear weapons made sense during an era when international institutions were incipient and international conflicts were routinely settled through the use of large-scale military force.  At the time, deterrence was nothing but an untested theory. There was no model for “cold war” competition, or the kind of peaceful power transition that marked its end. The United States and the Soviet Union had not gone through the process of demonstrating the full potential of the new nuclear technology through its testing and development. The only way to build confidence in deterrence was through producing and maintaining nuclear weapons.
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                    In contrast, today nuclear deterrence is taken-for-granted as the cornerstone of U.S. national security policy. Moreover, the U.S. has already begun the process of walking back the need to physically interact with the explosive properties of the weapons in order to maintain confidence in the power of their deterrent, instead utilizing advances in simulation technologies to certify the reliability of its nuclear warheads. These technological advances in simulation technologies, in turn support the deepening of the nonproliferation regime by enabling possessor states to remain in compliance with the Comprehensive Test Ban Treaty.
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                    Currently, there is no theoretical paradigm that competes with deterrence theory to help us envision a condition of strategic stability based on a different configuration of violence, force and power. Building a theory of nuclear weapons as a currency of power is a defense of deterrence without nuclear weapons. It is an attempt to build on the success of nuclear deterrence and nonproliferation to work towards a theoretical foundation for “a world free of nuclear weapons.” In conclusion, I am grateful for the invitation to post to NPF and for the opportunity to benefit from feedback.
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                    (Just a note of clarification: The idea that “[b]uilding popular support for a world free of nuclear weapons creates political momentum,” is a tautology that assumes that popular support and political momentum are the same thing. To clarify, I am positing that there is a distinction between grass roots, populist support for a position, and the momentum that an idea can take on within elite policy circles that turns it into a “realistic” policy initiative. In a representative democracy these two things are only indirectly related. This was obviously not clear in my original statement.)
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        DR. FORD COMMENTS
      
    
      
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      I agree that “there is no theoretical paradigm that competes with deterrence theory to help us envision a condition of strategic stability based on a different configuration of violence, force and power.”  For the reasons outlined in my response above, however, I don’t see that “[b]uilding a theory of nuclear weapons as a currency of power” gets us there either.
    
  
  
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      I think we’ve probably given readers plenty to chew on for now, but I would like to take issue with the idea that nuclear material access-controls and nuclear weapons possession itself may be substituted one for the other “
    
  
  
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      in much the same way that paper currency backed by the U.S. government filled the void left by transitioning away from the gold standard.”  This analogy is probably a poor one for several reasons, but one of them is that both paper currency 
      
    
    
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       gold currency have an all but completely socially-constructed value.  After all, as a substance, gold is pretty and uncommon, but you cannot feasibly eat it, wear it, or use it to warm yourself in the winter, protect yourself from the sun, or make useful tools.  We tend to think that gold is radically different than paper money, but it really isn’t.  It just 
      
    
    
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       more substantial. 
    
  
  
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      (Anyway, even the “gold standard” didn’t really entail transacting in gold, which people haven’t done for a very long time.  It just meant that, in theory, one could swap a greenback on demand for what was declared to be its “equivalent” in gold.  The government kept a stock of that metal stashed away, with which it would theoretically honor any such claim.  So trading on the basis of the seeming certainty of gold just meant that you both were willing to accept the social convention that a certain quantity of that metal was equivalent to what you wanted to buy and that you were sufficiently willing to honor the government’s promise regarding certain slips of paper that you didn’t bother to go get your gold first.  At any rate, no medium of exchange was involved that had any intrinsic value or in itself enabled one actually to 
      
    
    
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       anything: our paper currency wasn’t backed up by hammers, horses, hairbrushes, or anything else with inherent use value.) 
    
  
  
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      The difference between 
      
    
    
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       nuclear weapons – let alone between access controls and weapons possession – is qualitatively different than that between gold and paper currency, because their “value” is not wholly socially-constructed.  Nuclear weapons can really 
      
    
    
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       something: they can make a shockingly huge explosion that can kill lots of people and/or destroy just about any man-made target you like.  This is why whatever use they have as a “currency of power” is not based solely on their being scarce and durable.  (They may be scarce, and they may be durable, but they are also an exceedingly powerful tool.) 
    
  
  
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      International institutions designed to control access to nuclear materials thus cannot do all of what nuclear weapons can do.  Such institutions may help you keep another party from developing nuclear weapons that it might use against you, which is certainly something of value.  But they cannot be used to attack him, nor can they be used to deter or defeat his non-nuclear attack.  For this reason, they are not cleanly “exchangeable” for nuclear weaponry.  (
    
  
  
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      Nor, in fact, are “virtual” nuclear weapons, which are scarcely more freely substitutable for real ones at the asymptote of zero than is a pistol for a hillock full of iron ore.  One might be able, with time and effort, to transform the latter into the former, but if I currently have one of those goods and you have the other, it is quite clear who would win a conflict between us.)
    
  
  
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      One can probably trade off the capability to build
      
    
    
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       of zero, and indeed this notion has been a part of post-Cold War U.S. policy for some time. (We don’t do a very good job at this, mind you, for we are under-funding the very nuclear infrastructure that we need for such R&amp;amp;D and productive-capacity hedging.  But that’s the theory, anyway.)  This logic, however, collapses near the asymptote of abolition, for the break-out incentives and crisis-instability risks at nuclear “zero” derive from the enormous difference it makes if I can turn my ore into a firearm before you can, or if I’ve managed to keep a pistol hidden in my closet while you went unsuspectingly back to the “ore standard.”  The problem, in other words, is precisely that these “currencies of power” 
      
    
    
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      Consequently, I myself don’t think it’s quite so puzzling that 
    
  
  
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      “nuclear possessor states are still willing to assume the costs and risks associated with creating and maintaining nuclear weapons, while they are not willing to countenance any of the risks associated with relying on international institutions to regulate access to nuclear materials.” 
    
  
  
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      (By the way, it is also worth noting for the record that nuclear possessors are 
      
    
    
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       willing to take risks in relying on international institutions to regulate access to nuclear materials, and have done so every day for decades, for this is precisely what occurs with our collective reliance upon the Nuclear Nonproliferation Treaty and the International Atomic Energy Agency to prevent the spread of nuclear weapons development.  Given that nuclear weapons are not the only weapons in the world, and that states in the international system differ enormously in their size and strength, I doubt that all current possessors would be too happy with “zero” even if the world’s access-control institutions worked flawlessly.  Given that these mechanisms do their
    
  
  
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       job so imperfectly, however, non-disarmament by the possessor states is all the easier to understand.)
    
  
  
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      But I think that’s more than enough for now.  As I understand Anne may be relocating soon to the Washington, D.C. office of the 
      
    
    
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       I look forward to continuing these discussions in person, over coffee or some other appropriate beverage.  I hope readers have enjoyed this colloquy.
    
  
  
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      <pubDate>Thu, 20 Sep 2012 15:34:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1305</guid>
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      <title>China Views America</title>
      <link>http://www.newparadigmsforum.com/p1399</link>
      <description>Note:
The following paper was presented by Dr. Ford at a Hudson Institute workshop on “China Views the Sino-American Relationship,” held in Washington, D.C., on May 16, 2012.  The paper has been published by Hudson Institute, and can be read in PDF form by clicking here.  For the convenience of NPF readers, however, the full text [...]</description>
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      The following paper was presented by Dr. Ford at a Hudson Institute workshop on “China Views the Sino-American Relationship,” held in Washington, D.C., on May 16, 2012.  The paper has been published by 
      
    
      
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          here
        
      
        
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      .  For the convenience of NPF readers, however, the full text is reprinted  below.
    
  
    
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      CHINA VIEWS AMERICA: 
    
  
    
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      ASPIRATION, OPPOSITION, AND THE 
      
    
      
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        TELOS
      
    
      
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       OF CHINA’S RETURN
    
  
    
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                    Chinese perceptions of America have frequently been characterized as having a kind of “love/hate” dynamic, though perhaps one should use the more culturally idiomatic description of “sweet and sour.” As David Shambaugh’s classic formulation put it, we have long been seen as the “Beautiful Imperialist,” simultaneously a kind of object of desire in the Chinese mind and an object of aversion, both serving as 
    
  
  
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      Meiguo 
    
  
  
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    – the Chinese term for the United States, literally meaning “beautiful nation” – 
    
  
  
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      and 
    
  
  
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    as China’s national nemesis.
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                    This kind of “sweet and sour” dichotomy is a common way to characterize things, and not a bad one. But there may be a better way to think about it. China’s America, as it were, is projected through a prism both of 
    
  
  
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      aspiration 
    
  
  
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    and of 
    
  
  
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      opposition
    
  
  
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    . I prefer this phrasing, because I think it lets us more usefully analyze the interplay of the positive and negative elements involved. It also helps highlight the way in which – in true Chinese fashion, one might say – the two elements are not entirely antithetical to each other, for each contains the seeds of its opposite.
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                    The balance between aspiration and opposition has not been a constant one since the beginning of the era of reform inaugurated under Deng Xiaoping’s ascendency in the late 1970s. The 1980s were probably the heyday of aspiration, or at least of its positive, emulative aspects. America provided a model of modernity for many Chinese, a focus for thinking about how they wanted their own country to be. We displayed and symbolized economic development, vibrant market-driven growth, and an open and creative social order, all of which were attractive to a country recovering from Maoist impoverishment and brutality.
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                    For some Chinese, especially idealistic students and young professionals rebounding from Mao Zedong’s political repression, 
    
  
  
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      Meiguo 
    
  
  
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    even provided a model for political liberalization. (The “Goddess of Democracy” statue that eventually appeared on Tiananmen Square in 1989 – modeled our own iconic Statue of Liberty, even as Soviet Communism was itself teetering toward collapse half a world away – was surely no coincidence.) America, in effect, represented modernity across the board, and this was something to which many Chinese aspired in overlapping and reinforcing ways.
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                    There remained powerful oppositional elements in the mix, of course. Marxist ideology had not yet suffered the embarrassed euthanasia that it has since been given by Chinese Communist Party (CCP) leaders, and the discourse of class struggle and revolutionary rectitude remained strong enough to make Deng’s reform and opening a conceptually confused and politically tumultuous process. Many still saw the United States as an imperialist would-be hegemon, intent upon doing China ill if given the chance – a power with which it might have been convenient to collaborate against Soviet imperialism in true “United Front” fashion, but which could not but remain inherently hostile at some deeper level. Despite these oppositional elements, however, the balance remained positive – in large part because it had come to be perceived that actually 
    
  
  
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      acting 
    
  
  
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    upon such oppositional themes ran contrary to China’s interest in living out what I think has been the most important meta-narrative in Chinese political life since the late 19th Century: the 
    
  
  
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      Great 
    
  
  
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    Telos 
    
  
  
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      of Return
    
  
  
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    .
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                    Now I don’t see this Great 
    
  
  
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    of Return – or “GTR,” if one can be forgiven an acronym – as being intrinsically positive 
    
  
  
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      or 
    
  
  
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    negative, nor aspirational or oppositional, with respect to the United States. Rather, I see the GTR as the kind of a broader, framing and orienting narrative that helps adherents organize and prioritize 
    
  
  
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      other 
    
  
  
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    elements in their policy and conceptual world. This isn’t a label I’ve heard anyone else use, but China Watchers will probably recognize the phenomenon, and see why it is important to understand the GTR’s interaction with aspirational and oppositional elements in Chinese thinking about America.
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                    Chinese thinkers have been all over the map during the last century and a half when it comes to what policy solutions they would prescribe for the country’s woes. Some turned to China’s own ancient traditions for sources of inspiration about how to confront the challenges of modernity, some to nationalism, some to Marxist-Leninism, and some to Western liberalism. But a common thread woven throughout 
    
  
  
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      every 
    
  
  
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    discourse, it seems to me, is what I call the 
    
  
  
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      telos 
    
  
  
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    of return: the imperative of restoring China’s pride, stature, role, and power in the world to something more akin to what it is presumed they 
    
  
  
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      should 
    
  
  
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    be, and which they have 
    
  
  
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      not 
    
  
  
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    been for some time. The 
    
  
  
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      telos 
    
  
  
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    thus involves explicit or implicit assumptions about China’s birthright as a respected power and civilization of the very first rank, and it provides a framework for structuring other goals according to their anticipated contribution to this objective.
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                    To my eye, the GTR – and I use the term “return” here because merely saying “rise” fails to capture the compelling psychology of something that is not just 
    
  
  
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      desired 
    
  
  
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    but which in fact is felt to represent the natural order of things, and which is thus in important ways 
    
  
  
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      owed 
    
  
  
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    to China – all but saturates Chinese thinking across a remarkable spectrum of political belief, and has done so ever since the twilight of the Qing Dynasty.
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                    Today, the GTR is a major component of the legitimating narrative of the Communist Party-State itself, for the CCP claims to justify its continued domestic hegemony in large part on the basis of its purportedly unique ability to provide that steady hand necessary to ensure the continued growth and social stability essential for the country’s return to status and power. Versions of the GTR, however, are articulated even by many Chinese dissidents in exile – from pro-democracy Tiananmen-era protesters who see the PRC’s democratization as being the key to that geopolitical “normalization” they feel will mark China’s definitive return to national and civilizational respectability, to activists with the outlawed Falungong Movement, whose “New Tang Dynasty” iconography evokes images of an era of lost socio-cultural glory badly in need of restoration.
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                    Minority groups such as the Tibetans and Uighurs conspicuously do 
    
  
  
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      not 
    
  
  
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    partake of this enthusiasm, of course. (They correctly see the CCP’s tragically ironic nationalist fixation upon frontiers established by the foreign imperialism of China’s Qing-era Manchu conquerors – fidelity to which has become, in official eyes, a litmus test for supporting the GTR against “splittist” efforts that might perhaps derail it – as sounding the death knell for their own cultures and autonomy.) These repressed groups, however, are exceptions that prove the rule. Though recipes for how to achieve it may vary widely, there is hardly 
    
  
  
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      anyone 
    
  
  
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    of significance who is not somehow committed to the GTR.
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                    This 
    
  
  
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      telos 
    
  
  
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    is especially important for Chinese perceptions of the United States, because the balance and tensions between aspirational and oppositional elements within Chinese views of America have been powerfully conditioned by its imperatives. In the 1980s, for instance, notwithstanding the persistence at that time of significant intellectual and political currents of Marxist thought and anti-imperialist instinct, the GTR helped “positive,” relationship-conducive aspects predominate in Chinese perceptions of the United States. America was then widely seen as a country to be emulated in multiple ways precisely 
    
  
  
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      because 
    
  
  
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    as the exemplar of modernity 
    
  
  
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      its 
    
  
  
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    forms of organization were the keys to strength and development.
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                    In that period, therefore, 
    
  
  
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      aspiration 
    
  
  
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    predominated, and in positive forms, for it was critical to achieving China’s destiny to learn from and even to become 
    
  
  
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      more like 
    
  
  
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    the United States. As noted, of course, generally Marxist anti-American oppositional elements persisted. Their “negative,” relationship-degrading expressions, however, could not be permitted to undermine Deng’s great project of opening and reform, for 
    
  
  
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      that 
    
  
  
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    project was key to fulfilling the GTR after decades of isolation, impoverishment, and dysfunction in the era of Maoist orthodoxy.
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                    Indeed, for a while, oppositional elements in Chinese views of the United States may have 
    
  
  
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      reinforced 
    
  
  
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    the wellsprings of aspiration and the elements positively affecting the Sino-American relationship. (Precisely to the degree that the United States 
    
  
  
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      was 
    
  
  
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    still hated and feared, after all, it was perhaps all the 
    
  
  
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    important to maintain openness to and engagement with America, for in engagement-facilitated reform lay China’s key to the strength that would enable it to resist foreign predation.) Though Chinese views of America never seem to have been without stereotypically “sweet and sour” tensions, conceptual space thus existed for a sort of “grand bargain” or “truce” between philo- and anti-Americanism. For a while, at least elements of aspiration and opposition 
    
  
  
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      both 
    
  
  
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    encouraged approaches to the United States that were, on balance, and in practice, positive.
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                    The Tiananmen Square massacre – or rather, the Party’s terror at what the demonstrations might have 
    
  
  
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    , if not smashed, as students and urban workers alike began to organize, not just in Beijing but in other urban centers around China, to demand change of the government – unsettled this congenial equilibrium. The aftermath of the butchery on Chang’an Avenue proved further unsettling by showing the PRC’s leaders an international community that pulled surprisingly 
    
  
  
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    , at least for a while, to castigate and shun the PRC – casting aspersions on the benevolent virtue of its leaders and their right to rule, but also demonstrating the foreigners’ ability to come together 
    
  
  
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      against 
    
  
  
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    China in ways that showed some potential to 
    
  
  
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      thwart 
    
  
  
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    achievement of the GTR. International outrage proved relatively short-lived, but was nonetheless unnerving: coordinated mobilization between so many foreign governments against a Chinese regime had not been seen much since the period of U.S.-orchestrated diplomatic non-recognition in the mid-20th Century, or even since the anti-Boxer expedition of 1900.
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                    The Chinese Party-State did not abandon its opening to the outside world and its economic reform efforts, of course, but it buckled down in opposition to 
    
  
  
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    liberalization and redoubled its efforts to preserve “social harmony” and restore the CCP’s badly tarnished legitimacy through propaganda – a.k.a. “guidance of public opinion,” and “thought management” – both at home and abroad. The so-called “June 4th incident” on Tiananmen Square and developments in its aftermath unsettled the previous equilibrium between the tensions inherent in Chinese views of the United States.
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                    Over the next decade and a half, the relationship between aspirational and oppositional currents in China’s view of America – and the relationship of these elements to the GTR – was to remain ambiguous and contested, less stable than before. On the one hand, China still needed America, not merely aspiring to emulate it at least in economic and scientific and technological terms, but also needing “breathing space” in which to accomplish the delicate business of economic transformation. In this respect, therefore, aspiration remained predominant, and continued to have positive implications for the Sino-American relationship because engagement and cooperation were still necessary to fulfilling the GTR.
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                    At the same time, however, post-Tiananmen CCP worries about China’s susceptibility to domestic unrest and the dangers inherent in Western political values led to increased hand-wringing about the supposed dangers of foreign cultural and political “subversion.” Party efforts to “re-ideologize” Chinese political life – though no longer along traditionally Marxist lines, and relying ever more upon much more sophisticated and modern “PR savvy” methods in the place of crude Maoist mobilization – also encouraged negative and oppositional elements in China’s view of the United States, inasmuch as these efforts necessarily involved officials to some degree cultivating a sense of irreducible civilizational and systemic 
    
  
  
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      difference from 
    
  
  
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    and even 
    
  
  
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      competition with 
    
  
  
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    Western modes of socio-political organization. This helped create a tenuous counterpoise of elements in which the various positive and negative aspects of aspiration and opposition were balanced unstably on a knife’s edge.
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                    Memory of foreign reactions to Tiananmen, as well as the advent of America’s ascendency in its “unipolar moment” after the collapse of the Soviet Empire fed this volatile and precarious ambiguity. On the one hand, these factors underlined the dangers of a 
    
  
  
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    relationship with the United States, since China still 
    
  
  
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      needed 
    
  
  
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    profitable engagement with the world to continue precisely 
    
  
  
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      because 
    
  
  
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    a good deal of unchallenged “rising” still remained to be done before the GTR could be considered achieved. (This perspective emphasized the wisdom of Deng Xiaoping’s counsel of nonthreatening circumspection lest foreign counter-mobilization imperil the conditions making Chinese growth and development possible.) On the other hand, these developments also gave Chinese leaders more reasons to 
    
  
  
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    the oppositional elements in the mix, even as it still remained for the most part imprudent for them to 
    
  
  
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    upon such feelings.
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                    But where are things today? In the last several years, it seems that a further shift has occurred in this balance of narrative elements. I don’t think the oppositional components have changed too much, for their core remains fairly consistent: suspicion of American motives, some fear of Western “spiritual corruption,” much fear of the potential for Western 
    
  
  
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    values to undermine CCP rule, and a deep uneasiness at the thought that the outside world – led implicitly or explicitly by Washington – might yet come together to thwart the GTR in some way before it has quite been achieved. These elements, and their negative impact upon the Sino-American relationship, are hardly new.
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                    Rather, I think it is the aspirational elements that have recently shifted. To be sure, there is still much aspiration when it comes to American 
    
  
  
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      strengths
    
  
  
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    , as they are perceived in China: our scientific and technological accomplishment, our military prowess, America’s role in setting the global political and intellectual agenda, and especially the United States’ sheer weight and status as – still – the most important state in the international system. But these aspects of emulation are by no means ones with intrinsically positive implications for the relationship. Indeed, they tack rather close to covetousness, and seem as likely to encourage competition and strife as much as collegiality. (This is especially true with respect to jealously of America’s status and role in world affairs, for to the extent that such covetousness directs itself at another’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      primacy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , this is a role-aspiration likely to engender opposition, fear, and resistance – especially if it involves the development or use of military power, another locus of Chinese aspiration.) Significantly, it is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    aspirational elements that seem to have faded, particularly the ones with connotations of systemic 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      emulation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , and which thus tend to conduce to more positive and fraternal relations.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    China now has such an economic size and capacity, for instance, that it looks less and less at America as a model for how to be a powerful, modern state. In the wake of the financial crisis of 2008, it also looks less to American and Western economic models as a key to achieving the GTR and indeed to structuring the international system. CCP and other Chinese elites seem today to be enmeshed in internal debates about how outspoken to be in trumpeting the PRC’s own approaches, not just as an alternative but perhaps even as a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      competitor 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to the “Washington consensus,” and about how assertive to be in foreign relations.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the political realm, too, as they struggle to provide answers to their own legitimacy crises in a context in which market-focused development has made risible any serious effort to rely upon Marxist concepts, CCP leaders are increasingly fumbling towards a domestic discourse which describes Western political models as not just inappropriate 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      for China 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    but in fact 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    undesirable and discreditable. Through this prism, Western approaches to democracy itself are ineffective, erratic, subject to partisan paralysis, unharmonious, and unequal to the task of leading large and complex states through troubled times.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There has been, in other words, a movement from a political discourse of differentiation to a discourse of competition – that is, from a more defensive and negative vision of the CCP’s Party-State as the best available answer 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      under Chinese circumstances 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to a more affirmative one that depicts it as a positive good and an exemplary 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      type 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    of organization. This shift has been driven in part by the Party’s need to articulate a 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      moral 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    foundation for one-party hegemony in response to social-justice concerns arising out of the rapaciousness and inequality of the PRC’s modern-day crony capitalism. It is no longer enough, in other words, to offer an “it ain’t broke so don’t fix it” approach to performance-based legitimacy rooted primarily in wealth creation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As seen, for instance in the CCP’s increasing emphasis upon “harmony” and “spiritual civilization” – and in the rise of what Anne-Marie Brady, Valerie Niquet, John Dotson and others have identified as more or less explicitly Confucian themes in Party propaganda – it is increasingly felt necessary to defend and promote Party policies and power in what purport to be moral terms. And this, in turn, may have consequences for Chinese views of the United States and approaches to the Sino-American relationship. Assertions of one’s own morality in contradistinction to another person’s way of doing things, after all, tend to imply his 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      immorality
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     – a conclusion, in effect, which one is almost 
    
  
  
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      required 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to reach, whatever the evidence, lest one’s own legitimacy be called into question.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And so it is that I think the more emulative and thus generally positive aspirational elements in Chinese views of the United States have become attenuated. Compared to earlier phases of the period of reform, America is seen today as less of a model, more of a systemic 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      anti
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    -model, and less something to aspire to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      except 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    in the very simple sense that the aspirational elements inherent in the GTR itself lead Beijing to covet America’s 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      power 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      role 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    in the world. To an increasing extent, 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      this 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    more covetous – and thus more negative and potentially conflict-engendering – aspect of aspiration is all that remains, leaving the enduring oppositional elements not merely un- counterbalanced but in fact 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      reinforced
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    You’ll notice that in this discussion of developments in Chinese views of the United States, I haven’t said much about the United States itself. I do not mean to suggest that our 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      own 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    choices and actions are irrelevant, for of course Chinese views of America 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      are 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    affected by what we do. It’s important, however, to stress the degree to which Chinese views of and approaches to the United States are also 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      about China
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    . What various Chinese participants see in us, or fear about us, derives in part from what they want for their own country, what they desire or fear in connection with 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      its 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    internal struggles and debates, and what their own political agenda in some sense makes it 
    
  
  
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      necessary 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to believe.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This isn’t unique to China, of course, for it is presumably true to some extent any time 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      any 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    country turns its gaze toward a foreign “other.” But it is important to remember the point here, for the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      domestic 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    roots of China’s narrative of America help make such views – and choices made on the basis of such perceptions – to some degree 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      independent 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    of U.S. policy and U.S. choices. And this, in turn, has broader implications for the Sino- American relationship, because to the extent that Chinese antagonism is rooted in China’s own internal dynamics, it is beyond our power to “cure” through congeniality and diplomatic “flexibility.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is one reason why I watch with such concern the CCP’s fumbling toward an ever more explicit moral and political vision of antidemocratic legitimacy. In general, the more organized and overtly prescriptive such a cognitive framework is, the more likely it will be to exert influence upon – and create persistent patterns in – its adherents’ behavior. The CCP seems to be trying to clean up the conceptual mess of its post-Marxist legitimacy discourse by offering a clearer politico-moral vision that lauds one-party autocracy and denigrates democratic pluralism, and this has important implications.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Hitherto, the implications of the CCP’s legitimacy narratives have been somewhat ambiguous for Sino-American relations. Nationalism, of course, can certainly evoke self- righteous anger at perceived foreign affronts, exacerbating “hiccups” in a relationship and increasing the potential for such problems to escalate out of control, but nationalism 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      per se 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    has only ambivalent 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      systemic 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    implications. Performance-based legitimacy grounded primarily in wealth creation is also ambiguous from a systemic perspective, and while it could perhaps strain relations by eliciting economically competitive behavior, no “existential” or otherwise fundamental antagonism with any other state would seem necessarily to be implied. Conceptions of politico-moral superiority, however, with their concomitant implications for another’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      immorality
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , raise bigger questions, and may carry the seeds of more persistent problems in the relationship.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Renascent ideological dynamics may reinforce recent shifts toward the negative and the oppositional in Chinese views of America, with the United States again coming to represent ever more clearly, after an interval of some decades, a more traditional sort of overt ideological opponent. Not unlike the United States itself, and indeed over a vastly greater span of time, all things considered, China has tended to see itself as an 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      exemplary state
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – one that represents a particular model of socio-political organization that deserves to be held out in some sense as a model for the rest of the world, if not necessarily as an organizational system to be slavishly replicated than certainly as a key value pole around which the human community should orient itself. The ambiguities and confusion of China’s ideological discourse during most of the era of reform greatly attenuated this sort of thinking, allowing “sweet and sour” elements, as it were, to coexist in a fairly relationship-congenial balance for some time.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But it could be that this is changing. To the extent that the CCP is inching its way back toward a coherent system of antidemocratic 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      philosophy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , a new emphasis upon “exemplary state” thinking may reemerge. To the extent that it does, we should expect views of and approaches to the United States to harden commensurately, and to be increasingly resistant to any diplomatic efforts of our own to “save” the relationship from such deterioration.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It may yet be that the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      balance 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    between positive and negative elements can once again made to favor the positive. If Chinese leaders again become convinced that assertive and confrontational behavior has a good chance of wrecking China’s dreams, for example, Beijing might return to what some scholars have called the “Taoist nationalism” of non-provocative self-cultivation that China employed with such success for some years. Alternatively, changes in the Chinese political system itself could defuse the growing tensions between the two powers, creating a qualitatively new dynamic no longer polluted by Chinese fears of ideational subversion or by American concerns about the trajectory of an increasingly powerful dictatorship. Absent some change of direction, however, there is likely to be a rougher road ahead in our dealings with an increasingly confident and re-ideologized China.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 15 Aug 2012 13:16:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1399</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Iran Prepares Excuses for Bomb-Grade Uranium Outside Safeguards</title>
      <link>http://www.newparadigmsforum.com/p1370</link>
      <description>For those who have been following the slow-motion train wreck of the international community’s reactions to Iran’s pursuit of a nuclear weapons capability, there were understandable cries of outrage last month at Tehran’s recent announcement that it intends to build a nuclear-powered submarine.   Because naval nuclear reactors for such submarines commonly – though not [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For those who have been following the slow-motion train wreck of the international community’s reactions to Iran’s pursuit of a nuclear weapons capability, there were understandable cries of outrage last month at 
    
  
  
                    &#xD;
    &lt;a href="http://www.reuters.com/article/2012/06/12/us-iran-nuclear-submarine-idUSBRE85B17Q20120612"&gt;&#xD;
      
                      
    
    
      Tehran’s recent announcement that it intends to build a nuclear-powered submarine
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   Because naval nuclear reactors for such submarines commonly – though not invariably – run not just on high-enriched uranium (HEU) but on uranium enriched to 
    
  
  
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      extremely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     high levels of purity comparable to what one would find in a nuclear weapon, this claim was quickly denounced by foreign diplomats as a transparent excuse for the production of weapons-grade uranium.  These criticism are well-taken, and the submarine claim is indeed a shamefully obvious ploy.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    It is worth recalling, however, just how 
    
  
  
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      predictable
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the “nuclear submarine” gambit should have been – and how foolishly Western and other governments, led in recent years by the Obama Administration, have encouraged Iran in attempting such ploys.  It is no exaggeration to depict the entire Iranian enrichment effort as having been wrapped for years in a series of transparent excuses, like layers of an onion, each designed to rationalize the 
    
  
  
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      next
    
  
  
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     step in the country’s pursuit of a weapons capability.  At each juncture, moreover, foreign governments have, eventually, accepted and validated each of these successive claims – thus all but guaranteeing that Iran will roll out more as it gets closer and closer to a weapon.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This process began when Iran’s previously-secret enrichment complex at Natanz was publicly revealed to the world in August 2002.  Though it was quickly shown to have been pursuing uranium enrichment by various means since the mid-1980s, Tehran’s immediate excuse was that this ongoing secret effort had nothing to do with nuclear weaponry.  Instead, Iranian officials claimed, they wanted to develop a civilian nuclear power program and wished to use Natanz to enrich to the low enriched uranium (LEU) level of 3-5 percent for electricity generation.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The nuclear reactor at Bushehr that Russia was building for the Iranians, however, was being constructed under arrangements calling for Moscow to supply it with uranium fuel, so Iran had to claim that what it 
    
  
  
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      really
    
  
  
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     had in mind was to build 
    
  
  
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      lots
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of nuclear power plants.  Accordingly, Iranian projections for their nuclear program became increasingly ambitious.  Initial Western efforts to get the Russians to 
    
  
  
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      stop
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     building Bushehr in order to keep this project from providing “cover” for weapons development – and Moscow’s willingness to drag its feet on some aspects of the project – were then cited as additional justification for more Iranian enrichment.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps to help undercut these excuses, the administration of U.S. President George W. Bush ultimately came to
    
  
  
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       accept
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the continuation of Russo-Iranian cooperation on Bushehr.  We had no intention, it was said, to deny Iran the ability to generate electricity by means of nuclear power; we merely wished to preclude Tehran’s development of a fissile material production capability that it would have little difficulty later turning to bomb-making purposes.  Bushehr, on a fuel-provision and fuel-return basis, was felt to be an acceptable proliferation risk.  (One could debate this last point, of course, and wonder about oil-rich Iran’s “need” for nuclear power generation at all, but such was the thinking at the time.)
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That reactor was accepted as a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      fait accompli
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , but great effort was made 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to validate the Iranian pretense of needing a uranium enrichment architecture to support a large nuclear power industry.  To the contrary, Bush officials poured scorn on Iran’s claims in this regard, questioning the need for and economic rationality of such alleged plans, and promoting the development of an international nuclear “fuel bank” that would obviate any Iranian need for domestic enrichment in any event.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For all of its hard-nosed nonproliferation intentions, of course, the Bush Administration had no success in stopping Iran’s progress toward nuclear weaponry.  After much stalling by international partners and successful European efforts to delay U.N. Security Council action for several years, sanctions were eventually imposed and gradually tightened upon the clerical regime in Tehran.  Thanks to the reluctance of our international partners to bear real burdens in support of nonproliferation policies, however, these pressures were never imposed to any extent likely to elicit a change of course in Iran.  Bush’s Iran policy was to this extent, therefore, a failure.  But at least the Bush Administration carefully avoided 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      validating
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Iran’s self-exonerating justifications for fissile material production.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This cannot be said, however, for the Obama Administration, which in its eagerness to seek a “diplomatic” solution to the Iranian nuclear crisis – which took a dramatic turn for the worse in 2009 with public revelations of work on 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      another
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     previously secret enrichment complex, this time buried deep in tunnels in a mountainside in the general vicinity of the holy city of Qom – did not waste much time in heading down the path of validation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Apparently pleased with the degree to which the international community had accepted its “need” for a nuclear power program – visible in the growing diplomatic support there seemed to be for permitting a “limited enrichment” option in Iran devoted to LEU production, particularly after LEU enrichment had actually begun at Natanz (by then seemingly another 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      fait accompli
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ) – Iranian officials announced that they actually needed uranium enriched to about the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      20 percent
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     level, which is the customary dividing line between LEU and HEU.  Why?  Well, they said, their old, HEU-fueled research reactor in Tehran would soon need to be refueled.  This involved only a small amount of HEU, but this was excuse Iranian authorities then cited in announcing that they intended to start enriching to the 20 percent level in support of this refueling effort.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Many international observers denounced this as a transparent excuse to move closer to weapons-grade enrichment.  And it was.  Because of the peculiarities of the enrichment process, the vast majority of the work done in separating U-235 from other isotopes of uranium is done at lower levels of enrichment.  By the time you’ve reached reactor-usable LEU, most of the work needed to get to ideal bomb-grade levels of 90 percent has already been done.  By the time you reach the 20 percent HEU threshold, the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      great
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     majority of the work has been accomplished.  (The relationship is not linear: what is needed in order to reach weapons grade becomes not arithmetically but instead somewhat more like 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      exponentially
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     easier as the enrichment percentage rises.  At the 50 percent level, for instance, one is very much more than halfway done.)   By articulating a “need” for 20 percent enriched HEU and beginning production of such material, therefore, Iran was pre-positioning itself for a future final “sprint” to weapons-grade levels.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    While the Obama Administration did not endorse Iranian enrichment to about 20 percent levels, however, it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      did
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     prove willing to validate Iran’s purported “need” for such HEU by accepting Iran’s argument that it was necessary for Tehran to have such material in order to produce medical isotopes with the HEU-fueled research reactor.  The White House lent its support to an 
    
  
  
                    &#xD;
    &lt;a href="http://middleeastprogress.org/2010/05/a-comparison-of-the-october-2009-and-may-2010-nuclear-deals-with-iran/"&gt;&#xD;
      
                      
    
    
      October 2009 fuel-supply proposal
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     whereby Russia would enrich uranium to the requisite level for Iran, and France would use this material to fabricate fuel rods for the research reactor.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This was a better idea than having Iran enrich to HEU levels itself, of course, but 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20091002"&gt;&#xD;
      
                      
    
    
      Washington’s validation of the “need” for HEU was unnecessary
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  (It is 
    
  
  
                    &#xD;
    &lt;a href="http://www.nap.edu/openbook.php?record_id=12569&amp;amp;page=R1"&gt;&#xD;
      
                      
    
    
      possible to produce medical isotopes by other means
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , for instance, or simply to supply them through some analogue to the “fuel bank” program.  The dangers of validating an Iranian “need” for HEU far outweighed the potential challenges of providing medical isotopes by other means.)  In the event, having seen its HEU “requirement” get a U.S. nod of approval, Iran announced that the HEU-supply proposal was unacceptable and that 
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrolwonk.com/file_download/219/GOV_INF_2010_2.pdf"&gt;&#xD;
      
                      
    
    
      domestic HEU enrichment would begin as planned
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – and in the new underground facility near Qom, no less!  Today, 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2012/gov2012-23.pdf"&gt;&#xD;
      
                      
    
    
      according to the International Atomic Energy Agency
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (IAEA), enrichment up to 20 percent proceeds apace.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is important to remember this backstory when considering Iran’s recent “nuclear submarine” claims.  To be sure, I doubt that anyone in Washington will be so foolish as to validate Iran’s “need” for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     capability.  (It’s hard to imagine there being much international support for an analogous “nuclear submarine bank” designed to obviate any need for indigenous production – though 
    
  
  
                    &#xD;
    &lt;a href="http://www.bbc.co.uk/news/world-asia-india-17606829"&gt;&#xD;
      
                      
    
    
      Russia 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        did
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       recently 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        lease
      
    
    
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      &lt;/em&gt;&#xD;
      
                      
    
    
       a nuclear-powered attack submarine to India
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – or a fuel bank for naval reactor fuel at levels of 90 percent or higher HEU.)   Nor is there much likelihood that Iran would be able to build a nuclear submarine if it actually tries.  But of course a submarine isn’t the point, and it is easy to see why Tehran considers the submarine gambit so attractive.  Notwithstanding the weapons-acquisitive transparency of the “submarine” plan, moreover, the clerical regime has had no small amount of success with such excusemanship in the past.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In light of their success in winning so much support for LEU enrichment and now also establishing a “need” for HEU – not to mention the international community’s seeming acceptance of the purported nuclear-powered submarine project that the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Brazilian
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     government 
    
  
  
                    &#xD;
    &lt;a href="http://www.usni.org/magazines/proceedings/2009-06/why-does-brazil-need-nuclear-submarines#footnotes"&gt;&#xD;
      
                      
    
    
      announced in 2007
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that it intended to undertake with help from France, even as Brazil prepared to begin uranium enrichment 
    
  
  
                    &#xD;
    &lt;a href="http://www.world-nuclear-news.org/newsarticle.aspx?id=24321"&gt;&#xD;
      
                      
    
    
      at its new plant at Resende
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     under only 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      partial
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     IAEA safeguards, and not long before 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/country-profiles/brazil/"&gt;&#xD;
      
                      
    
    
      Brazilian Vice President Jose Alencar told the press that he favors developing nuclear weaponry
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – it is easy to see why the “submarine” gambit sounds like a winning strategy to Iran.  Enriching to the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      90 percent
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     HEU levels that such a program would purportedly justify would put Iran in possession of uranium already at the optimal weapons-grade level, with no final “sprint” needed to prepare for weaponization at all.  (The 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      previous
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     time Brazil claimed to be interested in a “nuclear submarine,” by the way, was 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecurity.org/wmd/world/brazil/nuke.htm"&gt;&#xD;
      
                      
    
    
      under a military junta that for a time pursued nuclear weapons
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in part by constructing 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/country-profiles/brazil/"&gt;&#xD;
      
                      
    
    
      naval nuclear reactors outside of IAEA safeguards
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  This path, in other words, is well-trodden.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And there’s a final wrinkle that makes the “submarine” gambit seem all the more absurdly unacceptable, and Iran’s intentions all the more obvious.  A “nuclear submarine” program does not just provide an excuse for uranium enrichment to weapons-grade levels.  It also offers an excuse to conduct such enrichment 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      outside
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     IAEA nuclear safeguards – giving Iran a supposed justification not only to prepare for extremely rapid weaponization with ready-prepared bomb-grade material but also to ensure that any such step, should it occur, could be done entirely in secret.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It may seem incredible, but in fact there is some basis for this argument, in a loophole in the IAEA safeguards system that was established years ago in order to protect naval nuclear propulsion programs from IAEA inspections.  The problem lies with Paragraph 14 of the standard Comprehensive Safeguards Agreements (CSA) that non-nuclear weapon states sign with the IAEA.  As set forth in 1972 in 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Infcircs/Others/infcirc153.pdf"&gt;&#xD;
      
                      
    
    
      the IAEA’s “INFCIRC/153” document
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , the standard model CSA provides procedures for verifying that materials are not diverted to non-peaceful uses in all circumstances 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      except
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     where a state chooses to “exercise its discretion to use nuclear material which is [otherwise] required to be safeguarded” in a “non-proscribed military activity.”  Paragraph 14 refers to this exception as “non-application of safeguards to nuclear material to be used in non-peaceful activities,” and indeed it does seem to provide for a certain “period or circumstances during which safeguards will not be applied” to material being used in military program of some sort.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Paragraph 14 thus creates an exception to safeguards rules for what are in effect sensitive military uses for fissile material that are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     related to nuclear explosives.  (Non-nuclear weapons states are prohibited by Article II of the NPT from engaging in work on nuclear explosives, and Paragraph 14 of INFCIRC/153 does not authorize an exception there.)  Though this provision in INFCIRC/153 is not phrased in such a way as to restrict itself to naval nuclear propulsion, it does cover nuclear submarine propulsion and was presumably intended to do so.  In practice, such submarine work – and indeed nuclear propulsion for other naval vessels – has sheltered behind Paragraph 14 for decades.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When the only nuclear submarine programs in the world were those belonging to states that already possessed nuclear weaponry, this Paragraph 14 loophole did not matter much.  Such states did not fall under the usual IAEA safeguards rules in the first place, and in any event there was little need to preclude clandestine weapons work under cover of a purported “nuclear submarine” program in countries that were already 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      overtly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     engaged in the nuclear weapons development.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The advent of “nuclear submarine” work in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear weapons states, however, presents a very different situation, for this “non-peaceful activities” loophole has the potential to drive a truck right through the nonproliferation framework of the safeguards system.  Permitting a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -weapons state to engage in the development of naval nuclear propulsion systems fueled by weapons-grade HEU, and to do so 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      outside
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     IAEA scrutiny, is nonproliferation madness; it would create an enormous potential breach in the nonproliferation regime.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This, however, is what the international community has more or less accepted in dealing with Brazil, and with the blessing of the IAEA and the rest of the international community.  (Even while IAEA Director-General Mohammed ElBaradei was working his hardest to protect Iran from U.S.-led sanctions, his IAEA agreed in 2004 that Brazil could operate the initial gas centrifuge cascades of its Resende enrichment plant under 
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrol.org/act/2005_10/Oct-Brazil"&gt;&#xD;
      
                      
    
    
      procedures that partially obscured the machines there from IAEA inspection
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  After this, the international community went on to permit a Brazilian diplomat, Sergio Duarte, to serve as the president of the 2005 Nonproliferation Treaty Review Conference.  In 
    
  
  
                    &#xD;
    &lt;a href="http://www.un.org/disarmament/content/news/HR-retires/"&gt;&#xD;
      
                      
    
    
      July 2007
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , about the same time that the Brazilian government 
    
  
  
                    &#xD;
    &lt;a href="http://www.coha.org/lula-wants-his-yellow-submarine/"&gt;&#xD;
      
                      
    
    
      announced its own plan to develop a nuclear submarine
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , Duarte was named to be the United Nations’ most senior disarmament official, a position he held until earlier this year.  Brazil, one might be tempted to conclude, is considered a model nonproliferation citizen.)  And this is also 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      precisely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     what Iran now claims the right to do itself.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And so we see perhaps the makings of the “perfect storm.”  Iran, having been taught by Washington and its diplomatic partners that shameless excuse-making can pay, and seeing what must indeed seem like a brilliant excuse for weapons-grade uranium production grounded in a long-understood weakness of the nonproliferation regime, now proclaims itself to be in the nuclear submarine business.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Iran’s excuse-making is certainly tiresomely transparent, but the failure of Tehran’s gamesmanship in this regard is far from preordained.  (Indeed, it may not fail at all.)  When the history of this period is written, of course, the shallowness of Tehran’s excuses will surely be only more obvious still.
                  &#xD;
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                    But what will 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      our 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    excuses then be for overseeing a nonproliferation regime that did so much to facilitate such deceit, and that failed to find within itself the will or capacity to prevent continued movement along these grimly predictable paths?
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 24 Jul 2012 13:18:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1370</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>A State of Moral Confucian</title>
      <link>http://www.newparadigmsforum.com/p1360</link>
      <description>Earlier this week, the New York Times ran an op-ed piece by Jiang Qing and Daniel Bell on “A Confucian Constitution for China.”  (Jiang is the founder of a Confucian academy in Guiyang, China; Bell is a Canadian political scientist who teaches at Tsinghua University in Beijing.)
Jiang and Bell take aim at what they call [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    Earlier this week, the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      New York Times
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ran an op-ed piece by Jiang Qing and Daniel Bell on “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2012/07/11/opinion/a-confucian-constitution-in-china.html?_r=1&amp;amp;hp%E2%80%A8%E2%80%A8http://www.nytimes.com/2012/07/11/opinion/a-confucian-constitution-in-china.html?hp"&gt;&#xD;
      
                      
    
    
      A Confucian Constitution for China
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  (Jiang is the founder of a Confucian academy in Guiyang, China; Bell is a Canadian political scientist who teaches at Tsinghua University in Beijing.)
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                    Jiang and Bell take aim at what they call “[t]he view that  China should become more democratic,” arguing that “democracy is flawed as an ideal” and “flawed in practice,” and that we should instead reframe the debate to consider the 
    
  
  
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      nondemocratic
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimacy that they claim can come from a government that grounds its legitimacy in other sources.  Specifically, they argue the merits of a tricameral legislature for China.  One house would be based upon “popular legitimacy” – which apparently means it would be elected, though they equivocate about whether this should actually be done by “popular vote” or whether these legislators should instead by chosen “as heads of occupational groups.”
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                    The remaining two houses, however, would be chosen by alternative means: one of them according to success in competitive examinations “similar to the examination and recommendation  systems used to select scholar-officials in the imperial past,” and the other apparently on the basis of 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      descent
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     from “great  sages and rulers.”  (Oddly, given their purported objective of updating ancient Confucian thinking to reflect “changes in historical circumstances,” Jiang and Bell do not reveal how having a distant ancestor who was a “great sage” should give someone authority to rule today.  Can a system empowering such bloodline descent really be defended in the modern world as a “better alternative[]” than real democracy?)
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                    Of the three houses, the one made up of competitively-selected scholars would be the most important, possessing “a final, exclusive veto” even over things supported by the other two chambers.  But the key point for Jiang and Bell is that 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      democratic
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     political authority would be sharply constrained, with the two unelected houses able to impose their will upon the elected one.  This, they think, is a more legitimate form of government than popular sovereignty, and a better form for China.  Jiang and Bell urge readers to accept this quasi-Confucian political program as a “more comprehensive and culturally sensitive way of judging … political progress” than simply looking at whether or not citizens have the right to choose and change their rulers.
                  &#xD;
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                    The scheme propounded by Jiang and Bell is thus a curious one.  It is not, however, all that surprising a conclusion for them to be propounding.  Some perspective in order.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    To begin with, while Jiang and Bell clearly signal their distaste for democracy in their essay, readers of the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      New York Times
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     may not be aware of just how strident their attack on democracy really is.  (NPF readers who want to see more of their work can consult the sources I list at the end of this essay.)  Writing in a forthcoming manifesto obligingly being published by Princeton University Press, for instance, Jiang has declared that democratic governance is immoral, and that giving such importance to the will of the people leads to “extreme secularization, contractualism, utilitarianism, selfishness, commercialism, capitalization, vulgarization, hedonism, mediocritization, this-worldliness, lack of ecology, lack of history, and lack of morality.”  Indeed, Jiang contends that democracy presents a threat to the kind of “harmonious” global order that he envisions – and, perhaps not incidentally, that the leaders of the Communist Chinese Party-State declare themselves committed to creating.  “The political problem of today’s world,” writes Jiang, “is that democracy 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      itself 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    presents a serious problem.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
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                    Not to be left out, Bell himself praises “nondemocratic legitimacy” in governance, and argues that it is better to empower “morally superior decision-makers” to rule than to allow rulers to be chosen merely by elections.  He is scornful of American democracy, for instance, declaring that “[t]he joke that the U.S. electoral process is ‘one dollar, one vote’ rather than ‘one person, one vote,’ may not be sufficiently cynical ….”  “I’ve learned,” Bell writes, “to question that most sacred of modern Western values – rule by the people in the form of one person, one vote.  I now think that other ways of choosing rulers, such as an examination system, are more likely to ensure quality rule.”
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                    In his own writing, Bell has approvingly cited “extensive empirical research” purporting to show that voters are “often irrational” – which he explains is probably why most Chinese intellectuals are leery of “turning over the levers of the Chinese state to eight hundred million rural residents with primary-school education.”  The Confucian political theory Bell supports makes clear, he says, that “common people have intellectual limitations,” and that governance is best left to the virtuous few.  Indeed, according to Bell, the purpose of replacing democracy with meritocracy would be “marginalizing, at the highest levels, government officials chosen by means of the people’s vote.”
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                    Bell has written that “[i]n the Western mind, those deprived of the opportunity to choose their political leaders are … disadvantaged.”  He stresses, however, that in the Confucian mind, this is “not necessarily the case.”  To the contrary, he avers, “meritocracy” is the best form of rule, and he thus advocates the domination of “decisionmaking by a wise and public-spirited elite.”
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                    What might that actually look like?  Obviously his recent 
    
  
  
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     piece with Jiang Qing provides a clue, but Bell has also written that “there already exists … an institution in Mainland China” that draws upon the ideal of “informed deliberation” in order to “encourage deliberation and provide political consultation on major state policies and important issues concerning national affairs.”  That institution, he writes, is the Chinese People’s Political Consultative Committee (CPPCC).
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                    This is quite an admission, for the CPPCC is the mechanism by which the Chinese Communist Party (CCP) – which indeed does regard itself as a benevolent elite uniquely capable of seeing the best interests of the Chinese people and guiding the country toward its destiny – permits a handful of miniscule, neutered, and carefully-policed “democratic” parties to exist in order to be “consulted with” by the CCP and thereby lend a patina of legitimacy to that party’s hegemony.  The CCP controls whether or not these other parties can continue to exist at all, it restricts what they are permitted to say and do, and it feels itself under no obligation to do what they want in any event.  Setting up a political party outside this “consultative” system, moreover, is prohibited.  (In 1998, some Chinese citizens tried to organize and register a new “China Democracy Party” in Hangzhou, but the registration papers were rejected and a dozen or so of its would-be founders were sent to prison – two of them for more than ten years each, for “negating the leadership of the CCP.”)  Bell’s invocation of the CPPCC as a model may provide us with some window into how the “House of the People” might work in a “Confucian” political system.  “Humane authority” might be, in practice, rather less “humane” than it claims.
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                    In any event, I view the Jiang/Bell op-ed as merely the latest installment in the emerging articulation of a Sinicized ethic of “meritoligarchy.”  By “meritoligarchy,” in turn, I refer to a characteristic style of political program that arises out of the conviction by some members of a cultural and intellectual elite that they are ideally suited to rule benevolently over ignorant and uneducated masses who should not be trusted with the ability to choose and change their rulers.  Modern versions of idea tend to stress education and technocratic training as the grounding for these elites’ presumed right to rule, whereas older meritoligarchic visions placed their emphasis upon culture or bloodline, but meritoligarchy is an old idea.
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                    The Confucian tradition is steeped in meritoligarchic thinking, of course, and this paternalism survived into the 20th Century with the emphasis placed by Kuomintang (KMT, a.k.a. Nationalist) theorists upon the need for an extended “tutelary” phase of elite rule before the Chinese people would be ready for anything more like real democracy.
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                    More broadly, however, meritoligarchy tends to pop up whenever a ruling elite faces pressure to give more political power to the masses.  One can find variations on this theme, for instance, in 19th Century American and British debates over the expansion of the franchise, or in pro-slavery apologetics coming out of the 19th-Century American South, or in Rhodesian rhetoric employed after Ian Smith's “unilateral declaration of independence” in 1965.  In a fascinating prequel to the Jiang/Bell proposal for a “tricameral” Chinese legislature, in fact, 
    
  
  
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    era South African authorities themselves set up a tricameral parliament in 1984 in order to provide white rule with the appearance of greater legitimacy by giving “Coloured” and “Indian” citizens subservient roles in the 
    
  
  
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    political system while leaving black Africans to rot in their “own” separate political “homelands.”  (As do Jiang and Bell with their Confucian constitutionalism, South Africa’s “separate development” racial ideologists of the 
    
  
  
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     era felt that their theory provided a “more comprehensive and culturally sensitive way of judging … political progress” than looking merely at conventional standards of democratic legitimacy.)
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                    Meritoligarchic enthusiasms also sometimes pop up within developed democracies when elites who are strongly convinced of their own rectitude and the rightness of their policy prescriptions get impatient with the slow pace of democratic decision-making, or discover that voters don't share their enthusiasms.  There are strains of this, for example, in the modern U.S. Progressive movement, for example, especially when it encounters things like the Tea Party.  Remember columnist 
    
  
  
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     and union boss 
    
  
  
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     wishing for Chinese-style political autocracy because democratic politics kept the United States from adopting the policies those gentlemen favor?  And let’s not forget the “keep voting until you give the right answer” approach that EU technocrats in Brussels took toward democratic ratification of what started out as a European Constitution but was rebranded as the Lisbon Treaty.  (Scratch the surface of a self-righteous public policy intellectual, and you’re disturbingly likely to find someone who really wants the 
    
  
  
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     just to get the hell out of the way of The Right Policy.)
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                    Anyway, there is little that is too surprising or new in such sentiments.    In the modern Chinese context, meritoligarchy fits in well with the Party-State’s quasi-Confucian “virtuocratic” idea that only the wise and steady hand of the CCP – with its increasingly sophisticated and well-trained cadres – is capable of preventing chaos in China and overseeing and consolidating the country’s long-awaited return to first-rank global status.  Just as the seminal Chinese political thinker Liang Qichao, writing a century ago, distrusted the hurly-burly of modern democracy and wrote of the virtues of a firm constitutional monarch as the form of government most suited to China’s national regeneration, so CCP elites today depict Western style democracy as being both flawed in practice in the West and as a road to chaos and debilitation for China.  The answer?  Of course!  Permanent CCP rule.
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                    (The CCP is interested in what it calls “democracy” only as a form of paternalistic consultation, with power-holders reaching out to consult and listen to the needs of the people in a classically Confucian way.  One may ask more wisdom and benevolence of them, but one may not question the right of those power-holders to hold power.  That power comes to them by right, because they deserve it and the people need them.  Very unpleasant things can happen to anyone who challenges the elite’s right to keep ruling.)
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                    The new twist on this theme in China today, which one can see in the Jiang/Bell op-ed, is an increasingly explicit invocation of Confucian theory – reflecting ideas that I think of as “
    
  
  
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     (in honor both of Kongzi and American neo-conservatives) – but of course the point of that Confucian emphasis is that it doesn’t purport to be new at all.  It is, rather, quite self-consciously “ancient” in its inspirations.  The 
    
  
  
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     argument goes back very, very far indeed.
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                    From my own conversations with Daniel Bell in Beijing, I accept that he does not intend this vision simply to be a whitewashing of Party hegemony, and that he and scholars like Jiang Qing see their approach as involving the addition of nondemocratic sources of political authority to the mix, rather than the outright rejection of democratic legitimacy.  And I understand his view that, in theory, Confucian ideals of virtuocratic authority can restrain government power as much as facilitate it (
    
  
  
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     by holding it up to exogenous standards of benevolence and moral rectitude).
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                    My concern, however, is how well the neo-Kong approach meshes with the Chinese Party-State’s ongoing efforts to develop and maintain a Sinicized meritoligarchic vision as a baldly antidemocratic political theory – that is, one designed forever to preclude giving the Chinese people the ability to exercise their inherent right to choose and change their rulers.  It is not hard to why CCP authorities in Beijing – who exercise a “guiding” role (and veto power) over basic lines of research pursued in Chinese universities, and who have encouraged Confucian revival studies since the late 1980s – are happy to see the Neo-Kong discourse promoted, both at home and in the West, as an alternative vision to genuinely democratic governance.  Neo-Kong politics are ripe for cynical and opportunistic appropriation by the CCP, and the process is already underway.
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                    Whatever thoughtful philosophizing and benevolent aspirations for political reform might lie behind some of the political Confucianism emerging from the Chinese academy, therefore, its effect is to strengthen Confucianism’s ancient philosophical foe of Legalism by providing CCP hegemony with a more attractive cloak and strengthening party leaders’ conviction that they have something coherent and profound to say in response to, and in rebuttal of, ongoing foreign and domestic calls for genuine democratic accountability in China.
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                    This saddens me, as I think it should sadden anyone deeply interested in and attracted to the rich culture of China, which is today being mined for excuses to rationalize continued autocracy.
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    -- Christopher Ford
  

  
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    Readers interested in learning more bout Neo-Kong political theory might wish to consult the following writings:
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    Daniel A. Bell, “Deliberative Democracy with Chinese Characteristics: A Comment on Baogang He’s Research,” in 
    
  
    
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     (Ethan J. Leib &amp;amp; Baogang He, eds.) (New York: Palgrave MacMillan 2006), at 149.
  

  
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    Daniel A. Bell, 
    
  
    
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      China’s New Confucianism: Politics and Everyday Life in a Changing Society
    
  
    
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     (Princeton: Princeton University Press, 2008).
  

  
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    Jiang Qing, 
    
  
    
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    (Daniel A. Bell &amp;amp; Ruiping Fan, eds.) (Edmund Ryden, trans.) (Princeton: Princeton University Press, 2013) [forthcoming].
  

  
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    Yan Xuetong, 
    
  
    
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     (Daniel A. Bell &amp;amp; Sun Zhe eds.) (Edmund Ryden, trans.) (Princeton: Princeton University Press, 2011).
  

  
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      <pubDate>Fri, 13 Jul 2012 15:29:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1360</guid>
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    <item>
      <title>Thinking about a Poly-Nuclear Middle East</title>
      <link>http://www.newparadigmsforum.com/p1336</link>
      <description>Note:
This is the text upon which Dr. Ford based his remarks at panel event on “When Iran gets the Bomb: What Will It Do?  What Will Others Do?  What Will Be the Costs?”  held at Hudson Institute on June 21, 2012.  Other participants included Husain Haqqani, Ali Alfoneh, David Wurmser, Samantha Ravich, Bruno Tertrais, and [...]</description>
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      This is the text upon which Dr. Ford based his remarks at panel event on “
      
    
      
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        When Iran gets the Bomb: What Will It Do?  What Will Others Do?  What Will Be the Costs
      
    
      
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       on June 21, 2012.  Other participants included Husain Haqqani, Ali Alfoneh, David Wurmser, Samantha Ravich, Bruno Tertrais, and Lee Smith.  Lewis Libby and Hillel Fradkin moderated the discussion.
    
  
    
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                    Good morning, and thanks to Hillel, Scooter, and the gang for setting up this conference.  I wish the topic weren’t so timely – but given that it is, I’m glad we have the chance to discuss it.
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                    One can presumably debate what exactly is most likely to happen in the event that Iran succeeds in acquiring nuclear weaponry, but it is certainly widely believed – and not at all implausibly, I think – that Iran’s nuclear weapons program could catalyze a “cascade” of proliferation in the region.  For purposes of our discussion today, I’d like to ask you to assume this 
    
  
  
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    , as we lawyers sometimes say, so that we can speculate a bit about what it would actually be 
    
  
  
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     in a Middle East that contains not just one or two, but potentially 
    
  
  
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     nuclear-armed states.  This is surely one important scenario in the “landscape” of alternative futures that we really do face, so its implications and its dynamics are worth exploring.
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                    The easy thing to say about the prospect of a poly-nuclear Middle East – which we can call a “PNME” if you like acronyms – is that it would likely be more prone to conflict than today’s Middle East, and that the consequences of such conflicts could be very high.  The basic problem, of course, is that the more players there are in a deterrence relationship, the more unstable it is likely to be.
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                    One could perhaps express this insight in very fancy ways.  The physicist Alvin Saperstein, for instance, once wrote an article analyzing the stability of two-player versus three-player strategic balances by trying to assess the 
    
  
  
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     of such relationships.  (This is a term named after the late 19th-Century Russian mathematician Aleksandr Lyapunov, who did pioneering work on the stability of nonlinear systems.)  Though the mathematical details are quite beyond me, I understand that this coefficient measures “the rate at which initially neighboring configurations drift apart as the model system evolves” – which is a way of describing instability and unpredictability.  Saperstein’s work, at any rate, suggests that the coefficient gets higher the more players there are in a strategic system, which is a powerful predictor of “chaos or instability.”
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                    But you don’t need to be a mathematician, and you don’t need Complexity Theory, to understand the point.  It’s common sense.  Right here in Washington, in fact, Henry Sokolski of the 
    
  
  
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     some years ago that shows the proliferation of dyadic nuclear relationships – that is, relationships in which nuclear deterrence has the potential to come into play, and thus in which deterrence might perchance fail – increasing rapidly as the number of participants in a system increases.  In 1961, it posits, there were only six possible bilateral nuclear relationships in the world, because there were only four nuclear possessors.  Adding only three players to the mix in order to describe today’s world, however, brings the number of potential deterrence relationships up to 21.  And in a future (hypothetical) proliferated world of 17 players, there would be 136 relationships – which is to say, 136 chances for things to break down.
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                    The point is clear.  The more players there are, the more chances there will be for the system to break down, through accident, error, miscalculation, miscommunication, or some other pathology.  Indeed, even 
    
  
  
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     accidents, more players is clearly trouble, for the more axes there are along which each player needs to attempt the subjective and target-dependent calculation of “what deters” someone else, the harder it will be to find and maintain a single approach that will work to keep the peace.  (After all, you can have only one force posture at a time.  That may be manageable if you’re only really concerned about a single significant “dance partner,” but it surely gets trickier when poly-nuclearity, as it were, forces you to look in multiple directions simultaneously.)  With lots of relationships to handle at the same time, you either have to pick a posture that you think will work best vis-à-vis the highest priority deterrence “target,” or pick a kind of lowest-common-denominator approach that you know 
    
  
  
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     actually well-tailored for any particular target but which might perhaps let you squeak by in facing all of them.  Don’t expect fine calibration here, in other words, even if it 
    
  
  
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      were
    
  
  
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     clear what deters.  And 
    
  
  
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      do
    
  
  
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     expect that poly-nuclearity will create incentives to “aim high” in order to hedge against the risk of having an 
    
  
  
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      insufficient
    
  
  
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     deterrent in any particular case.
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                    I see no reason to think that the Middle East, of all places, will be any more resistant to deterrent collapse as proliferation progresses than is the world more generally.  A PNME seems likely to be less stable – and more dangerous – than the 
    
  
  
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     Middle East.  It would surely offer more opportunities for disaster, even while the very presence of more nuclear weapons, in more hands, would ensure that the 
    
  
  
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      cost
    
  
  
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     of a breakdown could be terrible indeed.
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                    If anything, this calculus may understate the problem, for nuclear planners in a PNME – or a proliferated world, for that matter – would not have to worry only about merely 
    
  
  
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     challenges.  How should force planners approach managing not just bilateral relationships but also what Bismarck called “
    
  
  
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      le cauchemar des coalitions
    
  
  
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    ”: the nightmare of coalitions?  (This is an eventuality about which we ourselves did not worry too much during the Cold War, because the two superpowers held an overwhelming numerical majority of the nuclear weapons in existence.  With more players possessing more equal arsenals, however, the possibility of adversary coalitions could become nightmarish indeed.)  With nuclear players staring at each other across multiple axes of difference and competition – which, in the Middle East, means ethno-national rivalries between Persians, Arabs, Turks, and Jews, religious divisions between Sunnis and Shi’ites (and Jews), and tensions between democracy and assorted flavors of republican, monarchical, or clerical dictatorship – how does one structure nuclear forces in anticipation of possibility of facing opportunistic nuclear 
    
  
  
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     in a poly-nuclear environment?  What would it mean to pursue even a “minimal” deterrence in such a system, and could this be distinguished from “maximalism” in the eyes of any single dyadic opponent?  Even if minimalism were the objective, moreover, this structure would create worrisome incentives for numerical arms racing and dramatic crisis instability.  From a game-theoretical perspective, this sounds like quite an unstable and dangerous environment.
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                    But there’s another source of unpredictability, too, for as we speculate about how nuclear-armed states would behave in a PNME, we need to avoid the analytical trap of mirror-imaging: we cannot presume that all weapon-holders in such an environment will think about, or handle, nuclear weaponry in the same ways that we do – or that they would necessarily be 
    
  
  
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     to follow longstanding nuclear weapon state models even if they wished to.  Some of them presumably would not, and any differences that emerge could have important implications for how well deterrence does, or does not, “work.”
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                    Not all of these differences would necessarily be destabilizing in themselves, of course. But 
    
  
  
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      mismatches
    
  
  
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     between conceptions about the utility – and actual choices made in the handling – of nuclear weapons could be problematic even so, since in a PNME different players could easily adopt different nuclear “answers” all at the same time, particularly if disparities exist in such things as the sophistication and reliability of their command-and-control architectures, or their ability to make “deterrent” forces survivable.  Not all such choices are likely to work well with each other.
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                    To give an example, it might be argued that a force of warheads detached from delivery systems and stored away in well-guarded bunkers – the Pakistani model, if you will – is a good force posture for a Middle Eastern state concerned not only with deterrence but also with domestic instability, intra-institutional distrust, and command-and-control fragility that might make a more “deployed” approach too risky except in time of grave crisis.  The degree to which this choice might be stabilizing or destabilizing, however, would depend upon a number of variables, not least the degree to which near-real-time reconnaissance and rapid weapon delivery becomes available to its potential adversaries – factors which will affect the degree to which such a deployment strategy would present an adversary with preemption incentives in a crisis, or even in peacetime.
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                    The adoption of a more forward-leaning deployment strategy, however – which might prove attractive for a state that feared a potential adversary’s ability quickly to use nuclear weapons or even precision-guided conventional ones – would also present considerable risks, though different ones, and would vary in its feasibility and its impact upon stability depending upon such factors as command-and-control integrity and delivery system survivability in the field.  As multiple players each adopted a force posture that represented a different compromise between the sorts of tensions and conflicting incentives they would face, the odds would presumably increase that the resulting “balance” will end up being no meaningful “balance” at all – 
    
  
  
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     if the system were stressed in some way by a political or military crisis in or between one or more of the participants.
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                    And it might well be stressed in this way, for I’ve so far just been speculating in fairly abstract ways about deterrence theory – and this is the 
    
  
  
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     we’re talking about.  Overlay this new poly-nuclear game-theoretical deterrence instability on the basic 
    
  
  
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     instability that the region starts out with, and this is surely a combustible mix.
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                    Recall, if you will, the last handful of years in the Middle East.  Even 
    
  
  
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     the last Arab-Israeli dust-ups in Lebanon and then in Gaza, there has been a suppressed popular uprising in Iran and another one in Bahrain.  Popular uprisings overthrew governments in Tunisia and Egypt, with things in Egypt still remaining perilously unsettled even as we speak, while security problems grow on the previously fairly peaceful Sinai frontier.  Turkey imperiled its relationship with Israel by encouraging provocative blockade-running to Gaza. Libya dissolved into civil war that drew in a number of outside powers before loyalist government forces were finally defeated, while Syria remains enmeshed in its own infamous civil war to this day.  Lebanon remains essentially internally partitioned, with a Hezbollah proto-state in the south geared up for another war with Israel, either on its own terms or as Iran’s proxy if conflict erupts a thousand miles away in the Persian Gulf.  A war did wind down in Iraq, but it hasn’t precisely been replaced by peace; governmental authority there is sharply divided along both ethnic and racial lines, periodic bombings continue, and the political environment is a fragile one on the best of days.
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                    Clearly, the Middle East is in a terribly unsettled state today.  How confident are we that this morass of unpredictable internal instabilities will have resolved itself by the time a handful of these wobbly players acquire nuclear weaponry?  And if it has not, what would be the impact of such rumblings and eruptions upon nuclear stability in the region?  With the partial exceptions of Cultural Revolution China and the emerging specter of a possible internal breakdown in Pakistan, the world has never seen major internal violence and instability in a nuclear-armed state – and certainly not within 
    
  
  
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     nuclear-armed players who face each other in a deterrent standoff.  This sounds very much like a story, as the saying goes, that won’t end well.
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                    I want to leave time for discussion, but let me just highlight one further issue before I conclude.  It seems commonly to be assumed that the acquisition of nuclear weapons will have the effect of “immunizing” a proliferator regime from extra-regional intervention and intra-regional invasion alike.  To which my response is: “Well, maybe.”  If local conditions are sufficiently volatile, however – especially in the event of 
    
  
  
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     instability – this might not necessarily follow.  It doesn’t take too much effort to concoct scenarios in which the presence of nuclear weapons might make outside intervention 
    
  
  
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     likely, rather than less.
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                    Imagine, for instance, that the United States and the United Kingdom had not succeeded in our remarkable cooperative and trilateral operation in 2003-04 to rid Libya of its WMD programs, and Muammar Qaddafi had instead gone on to develop a handful of nuclear weapons before his country collapsed into civil war in 2011.  Would such weapons have protected Qaddafi against outside intervention?  Or would they at some point, as things disintegrated there, have made such (or a greater degree of) intervention more desperately 
    
  
  
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    , in order to 
    
  
  
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     their use or keep such devices from disappearing into some shadowy world of non-state terrorists?  Similarly, would a nuclear-armed Saudi Arabia teetering on the edge of internal collapse to Sunni fanatics really be “protected” against outsiders?  Or might such circumstances actually 
    
  
  
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     a preemptive prophylactic attack – with conventional weapons if the capability existed, or conceivably even with nuclear ones, perhaps from a nuclear-armed neighbor – designed to destroy its nuclear assets and help preclude the worse catastrophes that might follow as the country’s weapons storage bunkers were overrun?  One shouldn’t take it entirely for granted, I think, that the “intervention” issue is “over” the moment that nuclear weapons arrive on the scene.  Nor is there any assurance that weapons-holders’ cost-benefit calculations would be viewed the same way at the point of a regime’s complete collapse: deterrence, after all, is very likely to fail if one party stops 
    
  
  
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                    Anyway, none of us on this panel can really predict with any certainty what a poly-nuclear Middle East will look like: we are analysts, not prophets.  But I would like to point out that it seems 
    
  
  
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     likely that a PNME would be a dangerous and unstable place indeed.  There is much room for debate about what policy choices are wisest today in light of the possibility of such dangers tomorrow.  To the extent, however, that our willingness to accept risks and bear burdens now must necessarily be conditioned by the magnitude and likelihood of the dangers we think will face us in the future, we need to bear in mind the potential awfulness of a PNME as we consider how far to try to go, now, to prevent it from materializing.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 09 Jul 2012 13:55:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1336</guid>
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      <title>Perilous Precedents: Proliferation as Policy in Alternative Nuclear Futures</title>
      <link>http://www.newparadigmsforum.com/p1343</link>
      <description>Note:
Below is the text of Dr. Ford’s remarks on June 28, 2012, to a conference at the Los Alamos National Laboratory (LANL) organized by LANL and the Project on Nuclear Issues (PONI)  of the Center for Strategic and International Studies. 
Good afternoon.  I want to thank the CSIS Project on Nuclear Issues and the Los Alamos National [...]</description>
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      Below is the text of Dr. For
    
  
    
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      d’s remarks on June 28, 2012, to a conference at the 
    
  
    
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       (LANL) organized by LANL and the 
    
  
    
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                    Good afternoon.  I want to thank the CSIS Project on Nuclear Issues and the Los Alamos National Laboratory for having me here today.  New Mexico is a marvelous break from the Washington, D.C. humidity at this time of year, and it’s a pleasure to be back up here on the mesa.  This is an expert and well-informed audience, and I’ve been encouraged to be thought-provoking and to stimulate discussion, so let me take a swing at exploring the analytical terrain surrounding a notion that I call “proliferation as policy.”
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                    For those of us who spend a lot of our time fretting about such issues, as I have, both in and out of government, there is often a certain 
    
  
  
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      obviousness
    
  
  
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     about the value of nonproliferation – a certain axiomatic quality that doesn’t really require explanation because it just 
    
  
  
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    .  And I think this is so for some pretty good reasons.  One might come at the question as an activist who sees nuclear weapons as a 
    
  
  
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    evil and longs for a future world of “zero.”  Alternatively, one might approach it as a realist power-maximizer in an existing nuclear weapon state hoping to keep additional countries from acquiring such tools.  Or one might be a game theoretician keen to avoid the growing crisis instability risks that are likely to be inherent in an enlarged system of nuclear “players.”  Or one could simply be eager to minimize the changes of ever seeing the human catastrophe of nuclear weapons use.  From any of these perspectives, however, having more nuclear players in the world is a very bad thing indeed.  And on that you’ll get no argument from me.
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                    I sometimes wonder, however, whether the seeming irresistibility of the case for nonproliferation may sometimes get in the way of our analytical acuity as we look at the geopolitical environment.  It is not uncommon in our diplomatic relations, for instance, to hear it declared with great assurance that “Country Such-and-Such shares our interest in preventing nuclear weapons proliferation” – and to have it be assumed, in effect, that if we just 
    
  
  
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     its leaders of this shared interest, they will see the light and come around to our point of view.  If there is a problem in obtaining someone’s cooperation on nonproliferation matters, we tend to see this as being merely due to disagreements over “tactics,” or perhaps just some lack of 
    
  
  
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     to do be helpful despite genuinely good intentions.
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                    At worst, we suspect merely that others are holding out in order to bargain for as high a price as possible in return for giving us the cooperation they really 
    
  
  
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    , in their hearts, agree is important anyway.  This may be unwise on their part – or perhaps on ours for commoditizing such cooperation by trying to purchase it through concessionary inducements – but we assume that such bargaining doesn’t 
    
  
  
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     bespeak a significant difference of opinion about the value of nonproliferation.  Only the would-be proliferator regimes themselves, we might think, actually 
    
  
  
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     nuclear weapons to spread – and even then one usually doesn’t have to look far to find some analyst who feels their pursuit of such devices is an unfortunate but understandable choice, taken only grudgingly in the face of real or perceived foreign threats.  Almost no one, we sometimes seem to assume, 
    
  
  
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                    But perhaps we should take a step back from the obviousness of such conclusions, and consider the possibility that, “proliferation as policy” is not always felt to be an inherently irrational strategy.  It is a strategy that it remains powerfully in our interest to prevent others from adopting, of course.  We probably miss something important, however, if we see proliferation as no more than some kind of aberrance or confusion.
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                    “Proliferation-as-policy” is actually something that seems to have appealed to a number of real-world decision-makers in the past.   Many of you doubtless knows these stories at least as well as I do, but let me offer some examples:
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                    The evidence thus suggests that proliferation isn’t just about those who want to acquire nuclear weapons: at one point or another, a number of countries have apparently concluded that 
    
  
  
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     proliferation is in their interest.
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                    But let me bring the issue closer to home, and talk a little about American policy.  To my knowledge, the United States has never 
    
  
  
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     cared about nonproliferation: the spread of nuclear weaponry to additional players has never seemed a particularly good idea to us.  But it is also true that how 
    
  
  
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     we cared about nonproliferation has varied over time.  The fact that nonproliferation is a critical foreign and national security policy priority for Washington today shouldn’t blind us to the fact that things seemed at least somewhat different in the past.
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                    In the 1950s and 1960s, for example, American planners do not seem to have attached as high a priority to nonproliferation as we do today.   When it came to nuclear matters, U.S. leaders’ top priority was clearly to prevail in – or at least to survive – their Cold War competition with the Soviet Union.  Financial resources, diplomatic energy, and political attention being finite, Washington not unreasonably prioritized preventing Warsaw Pact aggression on the Central Front in Europe.  Nonproliferation was important, but it paled by comparison to 
    
  
  
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     goal.  If the United States had been forced to choose between preventing World War III and keeping some randomly-selected developing country from acquiring a handful of atomic weapons, the right answer would have been pretty clear.
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                    At a time when the superpowers faced each other in a tense deterrent standoff with thousands – and eventually 
    
  
  
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      dozens
    
  
  
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     of thousands – of nuclear weapons on each side, moreover, the likely strategic 
    
  
  
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      impact
    
  
  
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     of some proliferator country acquiring a small, “entry-level” arsenal would not have been very great.  (Indeed, under such circumstances, a few more weapons here or there might be considered little more than strategic “noise.”)  This didn’t mean that U.S. leaders didn’t care about nonproliferation, and indeed over time they played an important role in dissuading several countries from pursuing nuclear weapons development.  But nonproliferation was not the 
    
  
  
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     value; it was merely one among others.
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                    And, significantly, the demands of maintaining deterrence in a Cold War context existed, to some degree, in 
    
  
  
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      tension
    
  
  
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     with nonproliferation goals.  It came to be felt, for instance, that high-level strategic nuclear deterrence faced theoretical problems when it came to deterring conventional aggression in Europe.  Everyone understood that it was 
    
  
  
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     that Washington would initiate a general nuclear exchange with the Soviet Union if Warsaw Pact forces crossed the inter-German border, but questions came to be raised about the credibility of that deterrent threat.  How plausible was it, for instance, that a U.S. President would risk the vaporization of New York in order to prevent the occupation of Bonn?  There was thus for years an ongoing debate about the possibility of nuclear weaponization in additional European allies – and some interest, not least in West Germany, in this nuclear “option.”  Under those circumstances of presumed conventional disparities and the credibility problem of strategic deterrence vis-à-vis regional conflicts, deterrence and nonproliferation values thus came to point in different directions.  We didn’t want to contribute to proliferation if we could help it, but we also had a Cold War to manage.  Did we have to choose between these goals?
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                    The solution to this problem at the time was actually quite shrewd, however, as the members of this audience will surely recall.   In effect, the solution developed by NATO allowed us to have our cake and eat it at the same time.  This was the policy of “nuclear sharing,” whereby American nuclear weapons were stationed on European soil – carefully in U.S. custody, but on the scene in theater, and assigned to be 
    
  
  
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     to NATO allies in time of war.  This was felt to strengthen deterrence by addressing the perceived “credibility gap” of strategic deterrence vis-à-vis more local conflicts.  Whether or not 
    
  
  
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      Washington
    
  
  
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     would be willing to sacrifice New York to save Bonn, for instance, it was by no means implausible that 
    
  
  
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      Bonn
    
  
  
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     would be.
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                    At the same time, however, this approach was intended to serve nonproliferation, by obviating the need for additional NATO allies to develop nuclear weapons of their own.  
    
  
  
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      That
    
  
  
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     box could be checked, as it were, by American deployments under conditions of anticipated wartime “sharing”: additional allies did not need their own devices in peacetime because in time of war, they’d theoretically have access to some of ours.  As long as peace lasted, moreover, this was consistent with Article I of the Nuclear Nonproliferation Treaty for no such transfer would actually take place: NATO merely 
    
  
  
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      planned for
    
  
  
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      it
    
  
  
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     as a way of making a Soviet invasion seem especially ill advised.  In this way, we attempted to resolve the tension between deterrence and nonproliferation where U.S. allies confronted a potentially overwhelming conventional military threat in circumstances in which questions existed about the credibility of a purely strategic deterrent.
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                    Whatever you think about how useful the continuation of such arrangements is for NATO today, I think this “sharing” model was a good choice under the circumstances of the time – and that it is today given too little credit as a step that helped to keep the peace in Europe and to prevent nuclear weaponry from spreading much more widely.  But the main point here is that such cleverness was actually 
    
  
  
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    , because a real tension had developed between broader U.S. strategic objectives and nonproliferation goals.  We resolved the conflict fairly well at the time, but we miss something important today if we forget that this tension 
    
  
  
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      was
    
  
  
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     very real.
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                    I would like to suggest that this history can provide us with an analytical window into the problem of “proliferation as policy,” for it may well be that for some countries, under some circumstances, there is no approach capable of so easily resolving this kind of tension between nonproliferation and other geopolitical equities.  As we think about proliferation challenges, therefore, we must remember the possibility that proliferation might sometimes be felt – on balance – to be desirable, from the perspective not merely of a would-be weapon-acquirer itself, but also from that of other international players, including perhaps one or more nuclear weapon states.
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                    It would not be hard, for instance, to imagine that many of the stories I recounted earlier about proliferation assistance can be understood through the prism of some such logic.  Soviet help for China’s nuclear weapons program is likely to have made sense in Moscow for so long as Mao Zedong was an ally and junior partner against the imperialist powers, and it 
    
  
  
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     making sense as tensions mounted between Moscow and Beijing within the international communist movement.  China may have found aid for Pakistan’s program quite handy as part of a complex geopolitical chess game vis-à-vis a populous and developing India that had shown itself to possess nuclear capabilities in 1974.   At least initially, both Russia and China may also have had some reason to support nuclearization in Iran – and in North Korea as well – in order to complicate American strategic planning and compensate for the loss of global “balance” against U.S. power previously provided by a communist Eastern Europe.  And Saudi Arabia may have supported Pakistani weapons development simply in order to ensure the creation of an “Islamic Bomb” 
    
  
  
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      somewhere
    
  
  
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    , or perhaps with some eye to obtaining reciprocal assistance at some point down the road – such as, for instance, if the hated Islamic revolutionary regime in Tehran preceded it down that road.   My point is not to offer definitive accounts of the motivations involved in such cases, but rather merely to point out that nonproliferation is apparently sometimes considered a value that must fall by the wayside in light of some other concern.
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                    So perhaps we should be less sanguine about being able to talk all other players in today’s world into acting on what we presume to be the belief they share with us in the crucial importance of nonproliferation.  If they 
    
  
  
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      don’t
    
  
  
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     actually share that belief, enticing cooperation will be more difficult, requiring either that 
    
  
  
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      we
    
  
  
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     pay a higher price to elicit helpful steps from other players, or perhaps that 
    
  
  
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      they
    
  
  
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     be made pay a much higher price for being so uncooperative.  The specific policy import will presumably vary with the circumstances, so I don’t want to offer any categorical prescriptions here – except just to urge that we be especially careful to avoid mirror-imaging as we analyze our strategic environment.
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                    And let me make one further point.  The analytical prism that helps us understand at least the 
    
  
  
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     that one or more major players might decide that under certain circumstances nonproliferation might be only a secondary priority – if indeed it is considered important at all – should also help attune us to the existence of a broader range of potential alternative nuclear futures than might otherwise cross our minds.  Not all of these futures are desirable ones, of course.  But just as analytical honesty should force us to consider the possibility that nonproliferation values may not today be held as sacrosanct by all players as we hold them, so it might be useful to ponder what might lead U.S. leaders
    
  
  
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    to reconsider 
    
  
  
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      their
    
  
  
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     fidelity to them in the future.  We have had to confront such choices in the past, after all, and it is not beyond imagining that they may arise again.  Particularly if we 
    
  
  
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     wish to prevent the development of circumstances in which the United States will feel forced to view nonproliferation as being less important than some other value, such possibilities bear pondering now, lest by pretending that they don’t exist we make their arrival, paradoxically, more likely.
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                    Imagine, for instance, a future in which U.S. allies in some part of the world face a significant regional power on military terms that are highly disadvantageous, and yet at a time when our 
    
  
  
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     ability to provide these allies with security in the face of such threats has been degraded – either because that power has grown very strong, or because we have allowed our conventional military posture and global power-projection capabilities to erode and to fall behind the technological times, or both.  This might be a Middle East facing the prospect of nuclear-empowered Iranian hegemony, or it might describe mid-century East Asia.  But at what point might future U.S. leaders face a 
    
  
  
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     tension between nonproliferation values and the security imperatives of credibly deterring a would-be regional hegemon from opportunistic moves against our friends?
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                    Might future U.S. leaders confronting the potential collapse of their alliance assurances – especially were this to entail the potential extinction of one or more vibrant political democracies – at some point be tempted to conclude that nonproliferation is not an 
    
  
  
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     value after all?  Could they, in good conscience, tell a threatened ally that nonproliferation is so compelling a value that it is the duty of that ally to 
    
  
  
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     on the nonproliferation altar rather than entertain thoughts of nuclear weapons development?   Would it be possible to find some approach – perhaps even an analogue to NATO’s “nuclear sharing” policy, now applied elsewhere – that would enable us to thread the needle between nonproliferation and deterrent credibility in a regional context that might otherwise seem at risk of being “decoupled” from our strategic deterrence?  Or might at some point future U.S. leaders discover what some other countries also seem from time to time to have concluded over the last few decades – namely, that 
    
  
  
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     proliferation may actually be attractive as a strategic policy?
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                    These are disturbing scenarios.  As someone deeply devoted to nonproliferation, I think it is important to ponder such possibilities precisely in order to 
    
  
  
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     them from transpiring.  Perhaps, for instance, we can help make such problems less likely by rededicating ourselves to the maintenance of U.S. conventional military power and global power-projection capabilities with more vigor than is currently fashionable in today’s cash-strapped Washington, with the objective of helping reduce the risk that a “gap” will occur between strategic deterrence and deterrence 
    
  
  
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      in theater
    
  
  
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    .  Being better aware of the dangers may also give us a chance to engage in more conceptual creativity, in the interest of being better prepared, and more able to find innovative approaches that avoid or at least limit the damage to nonproliferation equities, if and when such dilemmas actually do confront us.   It may also be that making 
    
  
  
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    countries – and perhaps especially those would-be regional hegemons I hypothesized a moment ago – better aware of these possibilities will help us persuade them to behave more constructively today, precisely in order to prevent 
    
  
  
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     from having to face such perilous choices in the future.
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                    Perhaps, in other words, both we and others can glean some wisdom from the insight that nonproliferation is a good that could conceivably become devalued even in the eyes of its foremost present-day proponents.  And perhaps such wisdom can even be used to help 
    
  
  
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     that devaluation.  So I hope I’ve managed to problematize our familiarity with the seeming obviousness of nonproliferation values.  It we are truly the friends of nonproliferation, you might say, we cannot just be its 
    
  
  
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      flatterers
    
  
  
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    .  It may be that nonproliferation will be best served if we recognize not just its fragility but in fact its 
    
  
  
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     as a desirable “good” in the first place.
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                    Thank you.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Sat, 30 Jun 2012 21:49:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1343</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Hedging and Engaging with a Future “Strong China”</title>
      <link>http://www.newparadigmsforum.com/p1326</link>
      <description>Note:
This is the text upon which Dr. Ford based his remarks at the Capitol Hill Club on June 6, 2012, to an event organized by the Air Force Association.  Bruce Klingner of the Heritage Foundation also took part.
Good morning.  It’s a pleasure to be here at the Capitol Hill Club for another AFA breakfast event.  [...]</description>
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      This is the text upon which Dr. Ford based his remarks at the 
      
    
      
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       on June 6, 2012, to an event organized by the 
      
    
      
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        Air Force Association
      
    
      
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      .  
      
    
      
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        Bruce Klingner
      
    
      
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       of the 
      
    
      
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       also took part.
    
  
    
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                    Good morning.  It’s a pleasure to be here at the Capitol Hill Club for another AFA breakfast event.  As usual, my thanks go out to 
    
  
  
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      Peter Huessy
    
  
  
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     for giving me the chance to join you today.  With his permission, I’d like to talk a bit about China, and about U.S. strategic nuclear policy.
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                    In my 2010 book – 
    
  
  
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        The Mind of Empire: China’s History and Modern Foreign Relations
      
    
    
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     – I discussed China’s ancient view of political power as a hierarchical concept, and a phenomenon that derives from the virtue of political leaders.  Traditionally, this “virtuocratic” conception of authority has been at the core of China’s Sinocentric worldview, for in this schema truly virtuous rule in one country will produce a world-system in which 
    
  
  
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     others turn in awestruck deference towards that center.
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                    In this hierarchical conceptual scheme, someone else’s 
    
  
  
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     to look upon you as their superior could mean only one of two things: either 
    
  
  
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     are deficient in your 
    
  
  
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     virtue, or 
    
  
  
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     is malicious and malignant, deserving of chastisement.  Virtuocracy did not necessarily demand to 
    
  
  
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      rule
    
  
  
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     all others, but it cared a lot about politico-symbolic superiority.  To refuse to give such deference, in fact, was not just an insult but could actually threaten the virtuocratic regime’s internal stability, since its political legitimacy depended not elections but upon pretensions to the merit of an unquestionable virtue.
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                    Ancient China did not, of course, always 
    
  
  
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      get
    
  
  
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     such acknowledgement from other players in the world around it, and the Empire was not always in a position to administer proper chastisements to rulers who thumbed their noses at such pretensions.  (Patience is a virtue, and where China had to, it gritted its teeth and suffered such insults, at least for as long as it had no choice.)  Since I argued in the book that some such ancient virtuocratic notions seem to have survived into the present day, however, my book raised – but did not pretend to answer – questions about how important these themes would be the China of the future if its wealth and power continued to grow.
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                    How, I asked, might a future “strong China” behave later in this century?  Would it by then have internalized Westphalian norms of sovereign equality – not just in the narrow juridical sense of leaving every state free to manage its “internal affairs,” but in the broader moral and political sense of accepting a world that is 
    
  
  
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      not
    
  
  
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     fundamentally arrayed in a hierarchical status-order around some presumptive civilizational monopole?  Or would China, if raw power gives it more freedom of action, resume its ancient agenda of building a status-hierarchical political order around itself – at least in its region, and perhaps even farther afield?
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                    That jury, of course, is still out – and I’m not much when it comes to prophecy.  Nevertheless, I 
    
  
  
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      would
    
  
  
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     like to offer what I hope is a thought-provoking case study of how a 
    
  
  
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      relatively
    
  
  
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     strong China changed its behavior just a few years ago vis-à-vis another country when it came to be perceived that the balance of power had shifted in Beijing’s favor, and when the internal legitimacy crises of the Chinese Communist Party (CCP) led it to encourage narratives of an oppositional foreign “Other” as part of its propaganda discourse.   After telling this story, I’d like to speculate about the implications of that case study for American strategic policy.
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                    This case study is about Japan.  Seen from China’s perspective, Japan in the 1980s seemed like a rising economic superpower.  It was clearly a country from which Deng Xiaoping’s newly-opened China needed to learn as it endeavored to engineer its 
    
  
  
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      own
    
  
  
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     rise back to something of the global status it had enjoyed of old.
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                    Significant anti-Japanese sentiments existed in Chinese society, of course, which is hardly surprising given their war-torn history.  Nevertheless, in the controlled media environment of modern China, the Party-State’s official narrative subordinated such sentiments to the imperatives of engaging with and learning from the advanced, modernized, and profitably capitalist Japanese.  Deng’s famous admonition to his colleagues to “bide your time and hide your capabilities,” after all, counseled non-confrontational circumspection, not just with respect to the United States, but with regard to Japan and other East Asian neighbors as well.  Economic modernization was the key to China’s future strength, and China’s all-important return to global status required breathing space and congenial engagement with countries from which China could learn the ways of modern development.
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                    But this balance between competing elements in China’s images of Japan changed in the 1990s, producing a period of intense (and ongoing) anti-Japanese emphasis in China’s official discourse and developing behavior.  This occurred, I think, for three reasons.
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                    In the mid-1990s, however, there were limits on how well the 
    
  
  
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      United States
    
  
  
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     could serve as this “Other.”  America, after all, still reigned supreme as the world’s sole remaining superpower, our high-technology economy was booming, and our military prowess was truly breathtaking.  During this period, Beijing clearly still needed a great deal of non-confrontational “breathing space” vis-à-vis the U.S. “hyperpower” before China’s economic development made it strong enough to have any more options.  Nationalist fervor couldn’t yet be permitted to focus 
    
  
  
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      too
    
  
  
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     much on America, therefore, lest this imperil the profitable economic and technological engagement China still needed to become strong.
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                    Japan, however, fit the bill nicely – and from 1994 onward the CCP’s “patriotic education” campaign focused increasingly upon whipping up anti-Japanese sentiment.  (As Susan Shirk recounts in her 2008 book, 
    
  
  
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      China: Fragile Superpower
    
  
  
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    , a posting on the government-sponsored “Strong Nation Forum” website summarized things nicely: “It is alright that our relations with Japan deteriorate to the worst.  However, we must not damage our relations with the United States!”)  Since that time, China has also been increasingly willing to permit such anti-Japanese sentiments to translate into more assertive and confrontational 
    
  
  
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      behavior
    
  
  
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     – such as in signaling to its netizens the permissibility of (and thus encouraging) violent anti-Japanese protests in 2005 in a diplomatic dispute over Japan’s history textbooks, or in imposing a temporary embargo of rare-earth metals during a dispute over maritime boundaries in 2010.
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                    The evolution of China’s approach to Japanese relations from the 1980s through the 1990s thus offers an illustration of how a “strong China” may behave toward a foreign country as their relative positions  are felt to shift as a result of: (a) China’s continued growth and increasing power; (b) the other country losing its previous attraction as a model of modernity to be emulated;  and (c) CCP efforts to gain domestic legitimacy by positioning itself as the champion of China’s national interests and moral position vis-à-vis a selfish and unvirtuous foreign “Other.”
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                    If these three factors sound familiar to you, it means you’re paying attention.  Some of this familiarity may be because a dynamic not entirely unlike this may have been underway in 2008-10 with respect not to Japan but to the United States itself – at least for a while, anyway, before officials in Beijing seem to have had some second thoughts, becoming concerned that they may have jumped the gun by being too provocative too quickly.  Today, Chinese elites seem divided on the issue of whether or not it is – or when it will be – the right time finally to abandon Deng Xiaoping’s “bide your time” approach.  Perhaps they will opt for caution for a while longer.  But the Japan case suggests that given a sufficient shift in the perceived balance of power, China may indeed be tempted to assert for itself – in its region or more broadly – something somewhat more like the Sinocentric global status privileges that its ancient traditions and virtuocratic pretensions encourage it to desire.
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                    Don’t get me wrong.  It is hardly it a given that comparable conditions will occur with respect to the United States.  China’s economy might well falter, or its political system collapse under its own corrupt and oppressive weight.  Nor is it a given that the United States will indeed actually decline as it has become so fashionable to predict.  But the possibility that a “strong China” will indeed adopt an analogously more adversarial and Sino-hierarchical approach has implications for American strategic policy.
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                    For one thing, the possibility of such an adversarial turn has real military implications.  China has for years been engaged in a steady buildup, not merely of modern conventional forces but of nuclear ones as well.  According to last year’s U.S. Defense Department report to Congress,
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    “
    
  
    
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      China’s rise as a major international actor is likely to stand out as a defining feature of the strategic landscape of the early 21
      
    
      
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       century. … China’s military has benefitted from robust investment in modern hardware and technology.  Many modern systems have reached maturity and others will become operational in the next few years. Following this period of ambitious acquisition, the decade from 2011 through 2020 will prove critical to the PLA as it attempts to integrate many new and complex platforms, and to adopt modern operational concepts, including joint operations and network-centric warfare. … China has [also] prioritized land-based ballistic and cruise missile programs. It is developing and testing several new classes and variants of offensive missiles, forming additional missile units, upgrading older missile systems, and developing methods to counter ballistic missile defenses
    
  
    
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                    According to the Pentagon, moreover, “there remains uncertainty about how China will use its growing capabilities.”  This uncertainty is itself problematic, because “China’s modernized military could be put to use in ways that increase China’s ability to gain diplomatic advantage or resolve disputes in its favor.”
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                    Chinese leaders insist that their country’s rise should be threatening to nobody, and that China will never seek “hegemony” no matter how strong it becomes.   I hope this is true, but it’s hard not to worry about the Japan example.  It is also hard to forget that in traditional Chinese usage, molding a global system around the dominance of a supremely virtuous power doesn’t count as “hegemony” in the first place.  (Hegemony, after all, is what states try to seize when they possess power but lack real virtue.  It would not be “hegemonic” for a benevolent giant with a superior civilization to insist upon the status, deference, and global agenda-setting role that it simply 
    
  
  
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     as part of the natural order of things.)
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                    Accordingly, on the off chance that we might not ourselves recognize the behavior of a future, truly “strong China” as indeed being benevolently non-hegemonic, our strategic interests require a posture that would be useful in the face of such possibilities.  Let me suggest two main points in this respect.
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                    First, we should not let any remaining disarmament enthusiasms lead us down a path that would leave our own nuclear deterrent inadequate in the face of unwelcome future eventualities – either because we have reduced our numbers to the point that we become vulnerable to (or indeed actually encourage) a Chinese “sprint to parity,” or because we have through inattention or stinginess permitted our infrastructure to decay or our systems to become outdated relative to the threats we face.
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                    Somewhat to my surprise, and no doubt somewhat grudgingly, the Obama administration has proven willing at least to begin the process of modernizing U.S. nuclear delivery systems.  Even if our numbers are to be reduced at all further, however – in fact, 
    
  
  
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     then – this process must continue, and must receive vigorous support.  Promises made during “New START” ratification for serious infrastructure modernization funding must be kept: neither the White House nor Congress can be permitted to drop that ball, though there are signs that both will.  Nor can we permit political squeamishness to dissuade us from ensuring that our nuclear warheads incorporate state-of-the-art safety, security, and reliability features, and are capable of no more catastrophically destructive effects than their anticipated potential missions require.  Having such devices will do more for our security – and, frankly, for global nuclear safety – than any amount of diplomatically-pleasing fidelity to politically-correct taboos about “new” designs.
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                    In addition, we must resist the temptation to try to salvage the ill-judged and ill-fated “reset” of relations with Russia by restricting the development of strategic defenses.  Missile defense is no panacea for strategic challenges, but it is an indispensable part of the strategic mix – providing some crisis-stability insurance against limited accidental launches or false alarms in great-power relations, as well as 
    
  
  
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     significant security benefits vis-à-vis nuclear proliferators.
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                    So that’s the “hawkish” side of the agenda.  But there’s a more “engagement”-focused side too.  We should, I think, 
    
  
  
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     be unstinting in our pursuit of the kind of arms control engagement that could reduce the need for more hawkish hedging postures by helping eliminate the worrisome uncertainties presented by Beijing’s ongoing buildup.  It doesn’t look like there’s much of a future right now for China-inclusive numerical arms control, but we should do more to broaden our arms control focus to include Beijing in transparency and confidence-building measures (T/CBMs).  Beijing has so far resisted this kind of thing, fearing that “transparency” means no more than something like “tell us where all your missiles and warheads are located so we can target them.”  T/CBMs, however, don’t have to create new vulnerabilities.  We can surely learn many lessons from the history of U.S. practice and precedent – with the Soviets and more recently with Russia – in the areas of information-sharing, interactions on doctrinal and conceptual issues, technical inspection visits, approaches to crisis-management questions, strategic communication, and so forth.  The future of arms control, I’d wager, lies along this axis rather than with yet another “try again harder” round of arms control haggling with Moscow.
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                    Pondering the possibility of a “strong China” with a taste for Sinocentric order suggests the need for a “hedge-and-engage” approach to strategic policy that would, on both counts, represent an improvement over Obama Administration policy.  To my eye, Obama is both too wobbly on modernization and too fixated upon a stale, “play it again, Sam” arms control agenda 
    
  
  
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      with Russia
    
  
  
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     to get the mix right.  We need more emphatic and robust hedging, and we 
    
  
  
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     need more focused and effective transparency and confidence-building engagement with Beijing.  Let’s hope we get them from someone.
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                    Thank you.  I look forward to our discussion.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Fri, 15 Jun 2012 20:58:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1326</guid>
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      <title>“Occupy Wall Street” and Communist Chinese Propaganda</title>
      <link>http://www.newparadigmsforum.com/p1315</link>
      <description>Note:
This essay summarizes Dr. Ford’s longer paper “‘Occupy Wall Street’ and Communist China’s Emerging ‘Neo-Kong’ Discourse of Antidemocratic Legitimacy,” which is available on the Hudson Institute website by clicking this link.
China’s state-run media, it has accurately been reported, “had a field day [in the] autumn [of 2011] with [the] Occupy Wall Street [movement], spinning an [...]</description>
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      This essay summarizes Dr. Ford’s longer paper “‘Occupy Wall Street’ and Communist China’s Emerging ‘Neo-Kong’ Discourse of Antidemocratic Legitimacy,” which is available on the 
      
    
      
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       website by clicking 
      
    
      
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          this link
        
      
        
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                    China’s state-run media, it has accurately been reported, “had a field day [in the] autumn [of 2011] with [the] Occupy Wall Street [movement], spinning an almost daily morality play about capitalism gone amok and an American government unable or unwilling to aide the victims of a rapacious elite.”  This coverage, I contend, provides a fascinating window into the developing propaganda discourse advanced by the Chinese Communist Party (CCP) in response to its modern legitimacy crisis.  I think Chinese “OWS” coverage also helps illustrate how the CCP’s modern discourse fits remarkably well with – and indeed may be in the process of coopting and appropriating – what I call an emerging “Neo-Kong” school of quasi-Confucian political theory that builds a modernized scheme of Confucian politics upon a philosophical critique of Western democracy.  This “Neo-Kong” discourse may prove extremely useful to CCP propaganda authorities as they seek to stake out for themselves some kind of politico-moral high ground both in the domestic political arena and in ideological competition with the United States abroad.
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                    There appear to have been two main themes in coverage of OWS.  First, the coverage seemed to stress the ways in which OWS allegedly showed the U.S. 
    
  
  
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     system to be dysfunctional in its inability to respond to the economic needs of the people.  To my eye, this was not primarily an economic critique.  It emphasized inequality and economic injustice, to be sure, but it focused upon the inability of American 
    
  
  
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     to respond to these problems.  This narrative thus implicitly contrasted governance in the United States to the 
    
  
  
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     system of Communist Party rule, which has rooted so much of its legitimacy as an authoritarian regime in its claimed responsiveness to the people’s needs for economic opportunity, and which has staked so much on its ability to provide huge growth rates year after year.
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                    This emphasis upon the 
    
  
  
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     origins of the problem – that is, the inability of American politics to 
    
  
  
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     to the challenges of economic inequality rather than the existence of such inequality 
    
  
  
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      per se
    
  
  
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     – was important, of course, because China is nowadays notorious for its own income inequality, which is notably more extreme than in America.  A critique based upon inequality and economic injustice alone, therefore, would say more damaging things about the CCP and its rule than about the United States.
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                    Accordingly, it was apparently important to make clear that the American dysfunction illustrated by “Occupy Wall Street” was not just economic but also 
    
  
  
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    .  The point was thus not so much that economic problems existed in the West, but that our democratic political system was supposedly unable to address them.  (By contrast, of course, 
    
  
  
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     government was depicted as being in the process of benevolently, efficiently, and competently responding to analogous challenges at home.  Tom Friedman would be proud.)
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                    But it wasn’t just that OWS provided Chinese authorities with a convenient narrative with which they could criticize U.S. democracy and implicitly defend their own system.  The second part of their “Occupy” narrative saw this purported American political dysfunction as being tied to a parallel story of how U.S. politicians were responding to OWS-style discontent not by 
    
  
  
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      acting
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to address national problems but by trying to distract American voters with scapegoating to shift blame from their own incompetence.  Specifically, it was repeatedly alleged that American politicians responded to their country’s economic and political problems by pointing the finger at 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      China
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , with regard to currency manipulation and other trade issues.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In these twinned interpretive narratives, the CCP regime thus seems to have used OWS as an opportunity to propagate an image of U.S. economic and political paralysis, and perhaps indeed our current or inevitable future decline.  This image served CCP purposes in that it both provided a contrast with the purported benefits of the Party’s supposed ability to provide decisive leadership in response to the people’s needs, and provided an explanation for why current problems in the Sino-American relationship are not 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      China’s
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fault but rather the result of structural problems in the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      American
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     democratic system.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this sense, I suggest that this twin narrative of the “Occupy” movement fits well into emerging themes in the Chinese Party-State’s discourse of self-legitimation and of differentiation from Western political models.  In short, the CCP regime is 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      looking
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for a political ethic to replace its traditional themes of revolutionary rectitude and Marxist orthodoxy, and there are some intellectuals who are self-consciously trying to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      provide
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     such a system by articulating a framework that builds upon existing themes in CCP self-justificatory propaganda but embeds these themes in a broader discourse of virtue and legitimacy claiming roots deep within China’s own cultural tradition.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The emerging counter-discourse originates in and centers upon not the once-Marxist economics but instead the PRC’s still-Leninist 
    
  
  
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      politics
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , reconceptualizing its pervasive political authoritarianism through the prism of quasi-Confucian notions of virtuous rule in which benevolent leaders pay close attention to the wishes and needs of the people in order to make decisions wisely and in the best interests of all.  To some extent this process of reconceptualization has been underway for several years, with Hu Jintao, in particular, being known for promoting the ideal of a “harmonious society” managed by benevolent CCP administrators who have been selected and promoted not just for party loyalty but also on the basis of broad and sophisticated educational qualifications rooted in conceptions of technocratic merit.  The Party-State has been fumbling toward a discourse in which the CCP oligarchy is not merely 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      necessary
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     but also actually 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      good
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – and for which American-style democratic pluralism is not merely not a model, but in fact serves as something of an 
    
  
  
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      anti
    
  
  
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    -model of unharmonious and paralyzing contentiousness.  And there are some in China today offering such a framework in prepackaged form, apparently hoping that it will take root.
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  &lt;p&gt;&#xD;
    
                    In this respect, my paper discusses the work of what some have called modern China’s “political Confucians” – a group of thinkers for whom I suggest the label “neo-Kongs,” in honor both of the sage 
    
  
  
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      Kongzi
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     (a.k.a. Confucius) who inspires them and of modern American “neo-conservative” thinkers (a.k.a. “neo-cons”) who were themselves often accused of wishing to remake the world in their 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     ideological image.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One of the more prominent articulators of this emerging ethic is a political philosopher and former PRC intelligence analyst named Yan Xuetong, now a professor at Tsinghua University in Beijing.  Yan’s vision, as he has offered it to date, mostly focuses on international affairs, but he and his fellow Neo-Kongs actually have much to say about domestic politics as well.  Taken together, they seem to offer a vision of what I call “meritoligarchy” – that is, rule by an allegedly benevolent managerial caste chosen not through the unpredictable whimsy of democratic elections but rather on the basis of merit and empowered to make decisions on behalf of the people as a whole precisely because of their superior wisdom and ability.  This provides what Tsinghua professor Daniel Bell approvingly calls a discourse of “nondemocratic legitimacy” involving “morally superior decision-makers” taking public policy benevolently in hand – and it purports to offer a system superior to the democratic pluralism of the West.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In recent remarks I attended at Tsinghua University, for instance, Yan offered a pointed critique of Western values of “freedom, equality, and democracy,” counterpoising against them what he said were the ancient, and superior, Chinese values of “ritual,” “fairness,” and “righteousness.”  Yan complained, for instance, that “[f]reedom is not something very civilized.”  In fact, he said, “[i]t is animal nature,” and it needs to be appropriately restrained – by the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      rituals
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of good manners and harmonious self-restraint – in any civilized society.  Equality is similarly limited as a source of value, he opined, for civilized societies limit equity by the principle of 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      fairness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , which is a higher and better good.  Finally, since the “democratic process can result in evil decision[s],” it must be restrained by 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      righteousness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that will prevent immoral choices.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps the scholar who has taken such notions the furthest in the 
    
  
  
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      domestic
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     political context is Jiang Qing, who has established his own Confucian academy in a remote part of China’s Guizhou province.  Jiang writes elegiacally about “Confucian constitutionalism” and believes that “the way ahead for China’s political development is the Way of Humane Authority and not democracy.”  He says he has lost faith in democratic politics and argues that political life should be run instead by “meritocrats.”
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The jumping-off point for this analysis is a strident critique of democratic forms of government as practiced in the West.  He feels that democratic politics is just “a politics of desire,” and because it “singl[es] out … the will of the people as the sole source of legitimacy,” democratic government lacks “the … restraint that ought to be provided by sacred legitimacy.”  Consequently, it “lacks morality,” and nothing prevents democratic politics from following “[a]n immoral will of the people.” Consequently, he views democratic forms of organization as representing nothing less than a 
    
  
  
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      threat
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to harmonious order in the world:  “The political problem of today’s world is that democracy 
    
  
  
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      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     presents a serious problem.”  According to Jiang Qing, however, a Confucian-inspired meritocracy can repair the “deficit of legitimacy” that has haunted Chinese politics “for the past hundred years.”
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, Jiang Qing goes quite a bit farther in his Neo-Kong political agenda than it is possible to imagine CCP authorities accepting.  (Do not expect the CCP to countenance a tricameral parliamentary system anytime soon, even if two of the houses are made up of unelected worthies.)  Many Western Sinologists still seem quite dismissive of the Neo-Kongs, regarding them essentially as marginalized academic cranks and hobbyhorse theoreticians given little attention in elite Party circles. Nevertheless, it is striking the degree to which the modern Party-State’s propaganda discourse seems increasingly to agree with Jiang Qing’s diagnosis of the problem – namely, the impoverishment, ineffectiveness, and undesirability of Western-style democratic forms, and the need for a clearer alternative moral vision of antidemocratic legitimacy.  And it is striking, too, the degree to which the CCP seems to be trying to articulate its political platform in terms that color the CCP as just the very sort of benevolent meritoligarchs that the Neo-Kongs desire to put in charge.  Never mind that the CCP propaganda machine uses such narratives as a cloak for its own hegemonic Legalism (the ancient enemy of Confucian ethics), rather than a vehicle for the presumably genuinely benevolent paternalism for which Jiang Qing and the other Neo-Kongs seem to long.  The discourse of political Confucianism is temptingly ripe for opportunistic appropriation by CCP power-holders looking for a self-justificatory framework tied to China’s philosophical traditions and which can deploy the concept of meritoligarchic (and antidemocratic) legitimacy against the appeal of Western political traditions at home and abroad.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The rulers of the Chinese Party-State do seem to be interested in some such borrowing in service of the CCP’s continued one-party hegemony.  The CCP’s official narrative of itself holds that the great thing about Chinese socialism is that it enables China, in Premier Wen Jiabao’s words, “to make decisions efficiently, organize effectively and concentrate resources to accomplish large undertakings.”  Justifying its own “steady hand” and decisive leadership as the only way for China to accomplish the great national 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      telos
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of effecting its return to global status after 19th and early 20th-Century humiliations suffered at foreign hands that are still obsessively invoked in China, the CCP claims not just to be the only alternative to chaos but in fact to be exactly what the country needs – the best answer to all of China’s problems.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is hardly a new idea in China, of course, that stable and successful governance requires the firm hand of a meritocratic mandarinate that is selected rather than elected, and empowered to rule in the best interests of all.  And while few if any present-day CCP leaders have yet openly to invoke ancient Chinese political philosophy in support of their positions, it is striking how consistent the domestic theorizing of the Neo-Kong meritoligarchy ideologists appears to be with where senior CCP leaders have been taking their own public policy pronouncements in recent years.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Hu Jintao’s report to the Seventeenth Party Congress in October 2007, for instance, is rich with such themes, stressing as it does not just the importance of a “harmonious society” but also the CCP’s role in advancing an essentially meritoligarchic conception of political order in which wise and virtuous Party leaders conscientiously consult and engage with the people in order to remain attuned to their needs, provide the population with a means of redressing grievances by requesting aid and redress from central authorities, and otherwise temper their despotism with benevolence.  Though the word “democracy” is frequently invoked, the program has nothing to do with actually allowing the people to choose or change their rulers; it is merely about improving the ability of Party power-holders to rule wisely and well.  Most of these themes, moreover, were 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     new with Hu Jintao, for CCP General Secretary Jiang Zemin had made many similar points in his own report to the Sixteenth Party Congress in 2002.  (Their two work reports are discussed in some detail in my paper.)  Modern China looks very little like such a benevolent dictatorship, of course – a more honest description would simply forego the adjective – but the articulated 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      vision
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is clear enough, and these notions seem increasingly important to the CCP’s narrative of its own legitimacy and indispensability.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    What is interesting about the emerging ideological discourse of meritoligarchy, of course, is not its proponents’ boldness or originality in articulating an ethos of nondemocratic legitimacy for China.  Arguments about the need for the steady guiding hand of a wise ruling elite, after all, have a tiresome predictability: they have been made in many countries and at many points, whenever questions have arisen about establishing or extending the electoral franchise.  What is intriguing about the Neo-Kongs is rather their openness about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Sinicizing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     this discourse – that is, articulating it in terms redolent of China’s long history of rule by a Confucian mandarinate.  And the gradual Sinicization of the CCP’s official legitimacy discourse 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     already underway, and seems to have been for some time.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All of which brings me back to “Occupy Wall Street,” for whether or not one accepts a Neo-Kong Sinification of the discourse, the CCP’s model of nondemocratic but aspirationally meritocratic legitimacy works best when paired with an accompanying 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      anti
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -model of what is likely to happen when a polity foolishly chooses a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      different
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – more genuinely democratic, perhaps, but also more “disharmonious” – course.  The growing importance of the Chinese Party-State’s self-image as an exemplar of meritoligarchic rectitude thus provides an interesting window into Chinese commentators’ fascination with the “Occupy” movement in the autumn of 2011.  It is hardly surprising that stories about OWS seem to have been watched with more attention and interest in government offices in Beijing than they were in American living rooms.  Chinese coverage of the short-lived but seemingly symbolically rich “Occupy” phenomenon is only a small piece of a very big picture, but I think it offers an interesting window upon larger themes in contemporary Chinese political discourse.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 04 Jun 2012 14:55:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1315</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Conceptual Challenges of Nuclear Deterrence</title>
      <link>http://www.newparadigmsforum.com/p1289</link>
      <description>Note:
Below follows the text on which Dr. Ford based his remarks on May 9, 2012 – via video link – to an event sponsored by the Nuclear Abolition Forum on “Moving Beyond Nuclear Deterrence to a Nuclear Weapons Free World,” held at the Vienna International Center in Vienna, Austria, in conjunction with the 2012 Preparatory Committee [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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      Note:
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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      Below follows the text on which Dr. Ford based his remarks on May 9, 2012 – via video link – to an event sponsored by the 
      
    
      
                      &#xD;
      &lt;a href="http://www.abolitionforum.org/site/"&gt;&#xD;
        
                        
        
      
        Nuclear Abolition Forum
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       on “Moving Beyond Nuclear Deterrence to a Nuclear Weapons Free World,” held at the Vienna International Center in Vienna, Austria, in conjunction with the 2012 
      
    
      
                      &#xD;
      &lt;a href="http://www.un.org/disarmament/WMD/Nuclear/NPT2015/PrepCom2012/"&gt;&#xD;
        
                        
        
      
        Preparatory Committee meeting for the 2015 Review Conference
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       of the 
      
    
      
                      &#xD;
      &lt;a href="http://www.un.org/en/conf/npt/2005/npttreaty.html"&gt;&#xD;
        
                        
        
      
        Treaty on the Non-Proliferation of Nuclear Weapons.
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       Professor 
      
    
      
                      &#xD;
      &lt;a href="http://politicalscience.uwo.ca/faculty/simpson/curriculum_vitae_2011.pdf"&gt;&#xD;
        
                        
        
      
        Erika Simpson
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       of the 
      
    
      
                      &#xD;
      &lt;a href="http://www.welcome.uwo.ca/"&gt;&#xD;
        
                        
        
      
        University of Western Ontario
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
      , 
      
    
      
                      &#xD;
      &lt;a href="http://lcnp.org/aboutlcnp/bios.htm"&gt;&#xD;
        
                        
        
      
        John Burroughs
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       of the 
      
    
      
                      &#xD;
      &lt;a href="http://lcnp.org/"&gt;&#xD;
        
                        
        
      
        Lawyers Committee on Nuclear Policy
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
      , and 
      
    
      
                      &#xD;
      &lt;a href="http://wardhayeswilson.squarespace.com/about/"&gt;&#xD;
        
                        
        
      
        Ward Wilson
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       of the 
      
    
      
                      &#xD;
      &lt;a href="http://cns.miis.edu/"&gt;&#xD;
        
                        
        
      
        James Martin Center for Nonproliferation Studies
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       also participated in this event.  Wilson and Ford conducted their video participation from Ford’s office at 
      
    
      
                      &#xD;
      &lt;a href="http://www.hudson.org/"&gt;&#xD;
        
                        
        
      
        Hudson Institute
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
      .
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Good morning – or rather, good day, since while it is still morning here in Washington, it will be mid-afternoon for you in Vienna.  Anyway, it is a pleasure to be able to take part in this discussion, and I hope our video connection holds up.
                  &#xD;
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                    I.          
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Debating Deterrence
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
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                    There is irony in the fact that it may be the very 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      success
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of nuclear deterrence over the decades of the Cold War that has brought about a situation in which it is surprisingly common to hear it said that nuclear deterrence is a fantasy, and that nuclear weapons are unnecessary for anyone.  To my eye, nuclear weaponry does seem to have helped check the traditional tendency of great power competition to escalate into general war.  Precisely because there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
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     no counterexample of a postwar world that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      did
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     collapse again into conflict, however, it is now sometimes claimed that our nuclear efforts were unnecessary all along – and that nuclear deterrence is a quaint illusion of which we should now rid ourselves.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    I disagree.  There is no escaping the fact that despite the occasional crisis, there has 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     been a full-up general war between the great powers in the nuclear age, nor indeed has there been one between 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear-armed states, and this represents a remarkable departure from the previous few hundred years.  The question, of course, is what to make of it.  The usual interpretation is to conclude that nuclear deterrence did contribute to the postwar peace, and that “extended” nuclear deterrence has helped prevent additional countries from acquiring nuclear weapons.  Is there, however, a persuasive reason to throw out the idea of nuclear deterrence, the conceptual foundation of the nuclear security architecture with which so many have lived for so long?
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                    I do not believe that there is.  We should be very wary of revisionist reexamination of what seems to have worked for so long, especially when the evidence for a contrary view is so scant and tendentious.  Nuclear deterrence was never a panacea, no one ever claimed that it would or could work perfectly, and we indeed face significant challenges in applying it in today’s world.  Nevertheless, it would be a great mistake to dismiss its relevance, 
    
  
  
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      in toto
    
  
  
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    , without very good cause indeed.  And there is no strong case for doing so.
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                    II.          
    
  
  
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      Analytical Challenges
    
  
  
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                    Analytically speaking, of course, part of the challenge in assessing these questions is that history provides us with a terrible data set for “scientific” assessment.  At best, we only know what actually happened, we can’t control for different variables, and we can’t run the experiment over again to see how different approaches affect outcomes.  All we really have to work with, in effect, is a body of anecdotal evidence, to which we can do little more than apply good sense in good faith.
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                    Using simple good sense can still be useful, however, since not all lines of argumentation stand up to it very well.  I would contend, for instance, that a common-sense approach to analyzing the history of nuclear deterrence should pay little heed to historical cases that do not seem actually to have involved questions of 
    
  
  
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      deterrence
    
  
  
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     in the first place.  This is why I think – with apologies to Ward, whom I know has 
    
  
  
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    &lt;a href="http://belfercenter.ksg.harvard.edu/files/is3104_pp162-179_wilson.pdf"&gt;&#xD;
      
                      
    
    
      written on the subject
    
  
  
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     – that the much-discussed issue of the atomic bombings of Hiroshima and Nagasaki is no more than an analytical red herring.  The use of nuclear weapons in 1945 was about how to coerce one side in a massive and prolonged general war into giving up the fight.  It was, in other words, not about 
    
  
  
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      deterring
    
  
  
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     war but about war 
    
  
  
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      termination
    
  
  
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    , and those are notably different things.  The question concerned 
    
  
  
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      defeating
    
  
  
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     Japan, and not just 
    
  
  
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      keeping
    
  
  
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     it from doing something that it was not yet doing anyway.  As a result, it wasn’t about “deterrence” at all, from which it follows that 
    
  
  
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      whatever
    
  
  
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     role atomic weapons really played in bringing about Japan’s surrender, this answer is of little relevance to the study of nuclear deterrence theory today.
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                    That said, of course, it is not entirely clear precisely how relevant our long Cold War experience with 
    
  
  
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      actual
    
  
  
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     nuclear deterrence really is today either – and here lies what I think is an important point.  I have yet to see any persuasive debunking of the generally-accepted notion that nuclear deterrence played a critical role in the strategic stability of that period.  Nevertheless, it does 
    
  
  
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      not
    
  
  
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     necessarily follow that the same approach that deterred the USSR then is the right recipe with which to deter others today.  It might in fact be, but whether or not this is so is a critical question.  And this points us to one of the most vexing challenges of the study of deterrence: there probably is no fixed answer to the question of 
    
  
  
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      what deters whom
    
  
  
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    .  Deterrence is subjective, in that it exists in the eye of the one who is 
    
  
  
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      deterred
    
  
  
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    , but what deters 
    
  
  
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      him
    
  
  
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     has no necessary connection to the anticipations of his would-be deterrer.
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                    One obvious implication of this subjectivity is that deterrence strategies should be tailored to their targets as specifically as possible, for what deters one country from doing one thing may be somewhat different from what deters a different one from doing a different thing.  (What deters any particular target, of course, may also change over time, so these questions will presumably have to be constantly re-asked even if one has gotten the answer “right.”)  This is obviously difficult to implement in practice – and it also undercuts our ability to translate lessons from one case study to another.
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                    III.          
    
  
  
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      Lessons for Nonproliferation Policy
    
  
  
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                    But there may be some lessons for us in these challenges all the same.  Let me suggest two that pertain directly to nonproliferation.
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                    First, I think the subjectivity of deterrence provides a powerful reason to limit the number of “players” in the nuclear game.  Cold War experience suggests that it is 
    
  
  
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      not
    
  
  
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     impossible to achieve adequate deterrent effects when the only real nuclear relationship of consequence is bipolar.  This seems reasonable to me, for focusing one’s efforts along this single axis of deterrent interest gives participants some opportunity to study each other and to “learn” reciprocal deterrence over time.  It would surely be vastly harder, however, to do this well – or perhaps at all – as the number of players grows.
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                    Game-theoretical literature suggests that tripolar systems are much less stable than bipolar ones, and that instability increases geometrically with each new addition to the game.  It stands to reason that this is true in deterrence relationships.  I might be able to figure out what deters 
    
  
  
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      you
    
  
  
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    , for instance, but this may not be the same thing that deters the 
    
  
  
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      next
    
  
  
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     guy.  Indeed, what deterrence impels me to seek vis-à-vis one player might actually end up looking alarmingly provocative, or dangerously weak, to another.   We are obviously talking about 
    
  
  
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      very
    
  
  
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     complex analytical problems here, and at some point one has to wonder whether they simply become insoluble.
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                    Since one can only have one force posture at a time, it follows that each player may have to choose between multiple different and somewhat inconsistent deterrent “packages” – such as by picking the one felt best to deter the most worrisome potential adversary and hoping that this doesn’t cause too many problems elsewhere, or by choosing one that merely “satisfices” in a kind of lowest-common-denominator way against many targets while offering optimal deterrence against none.  Since a deterrence failure could mean the slaughter of huge numbers of people, it isn’t very reassuring to have to rely overmuch upon this kind of judgment call.  This should provide us powerful reasons, therefore, to work 
    
  
  
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      very
    
  
  
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     hard to keep the number of nuclear players from increasing: the world is likely to be much more stable if this number can be kept small.  (Most of you listening right now are in Vienna in connection with the Nuclear Nonproliferation Treaty Preparatory Committee meeting, so I implore you to keep this in mind and not get distracted by issues ancillary to the imperative of nonproliferation.)
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                    A second lesson for nonproliferation also flows from the difficulty of guessing precisely what it is that deterrence requires.  Ideally, one would identify what will deter the target, and then build a force posture around that requirement.  Since there is uncertainty in this, however, it is safer to err on the high side, as a strategic “hedge” against getting it wrong.  (After all, while having 
    
  
  
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      too many
    
  
  
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     weapons is hardly costless, this is less problematic than having 
    
  
  
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      fewer
    
  
  
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     than needed to achieve deterrence.  The price in 
    
  
  
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      that
    
  
  
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     case can be war.)  The more players there are in the game, moreover – and thus the more different deterrent axes one has to try to posture along, and the greater the calculative uncertainty – the greater will be each player’s incentive to aim high.
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                    And here we see a linkage between nonproliferation and disarmament different from what one usually hears in NPT circles.  I do not mean merely that achieving some future nuclear “zero” will be impossible if the international community cannot demonstrate its ability and willingness to preclude the entry of new players into the nuclear game, though this is obviously indeed the case.  I mean also that the difficulty of precise deterrent calculations suggests that the more players there are, the harder it will be even to achieve 
    
  
  
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      reductions
    
  
  
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     in weapons-possessor arsenals.  This logic is simple: the more participants in the game – or at least the more 
    
  
  
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      significant
    
  
  
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     players there are, at any rate – the more pressure there will be for each to hedge against deterrent uncertainty along these proliferating axes by aiming high (
    
  
  
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      i.e.,
    
  
  
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     building, or keeping around, larger numbers of weapons).  This is another powerful reason for countries to take nonproliferation more seriously than many have hitherto done.
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                    IV.         
    
  
  
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       The Deterrence Paradigm
    
  
  
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                    But while I thus think that there are lessons to learn from how challenging nuclear deterrence can be, I still see no adequate alternative.  Nor do I think there is good reason to conclude that the concept itself is chimerical.
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                    And I am not alone.  All nuclear weapons possessors in the real world – and a good many of their friends and allies – seem to 
    
  
  
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     deterrence works, and they indeed have long 
    
  
  
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    as if it does.  And of course there indeed 
    
  
  
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     been no general war between nuclear weapons possessors, nor even the close allies thereof – which in historical terms is quite remarkable.  Furthermore, when confronted by a potential adversary with nuclear weaponry or with conventional superiority, 
    
  
  
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    -possessors with the technical option of doing so have shown a notable tendency to seek nuclear weapons themselves.  (They are sometimes talked out of it, especially when they are reassured that their interests will be protected by some relationship with a strong ally that often 
    
  
  
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     possesses nuclear weapons, but to my eye that tends to prove the point.)
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                    Even if one cannot “prove” that deterrence works in a meaningfully scientific sense, this is all highly suggestive.  It may not make the case in an impeccably rigorous and scientifically defensible way, but it is very hard to speak coherently about “proving” 
    
  
  
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     such interpretive proposition – one way or the other – when looking back upon the once-through multivariant puzzle of the historical record.  There certainly seems to be a vastly stronger case 
    
  
  
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     nuclear deterrence than for the proposition that the entire concept has always been fantastical.
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                    If anything, I would suggest that the argument needs to be turned around.  We are not debating what course of action to take as if writing on a blank sheet of paper.  We are debating whether to uproot long-established concepts that form the foundation of many countries’ most important security policy choices – a framework for which no coherent alternative has yet been offered, which 
    
  
  
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    to have helped prevent general war for a long time, and which hasn’t in any event been shown to be so broken today as to justify its repudiation.  Under the circumstances, the burden of “proof,” such as it is, should really be reversed: it should lie with anyone who wants to 
    
  
  
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     the world’s ongoing reliance upon nuclear deterrence by asserting its irrelevance.  So far, I have heard nothing to suggest that this burden of 
    
  
  
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      disproof
    
  
  
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    , as it were, is anywhere near being met.
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                    In an uncertain and still dangerous world, strategic planners have an obligation to plan against contingencies, hedging against uncertainty and unpredictability in part by avoiding choices that tie us inescapably to assumptions that might turn out to be dangerously wrong.  Even if we believe in nuclear deterrence only in the same sense that Pascal famously suggested one should believe in God – that is, because the cost of doing so in error is lower than the cost of 
    
  
  
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     doing so in error – I’d say we have every reason to keep on believing.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Thu, 24 May 2012 15:05:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1289</guid>
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      <title>American “Soft Power”: Allure and Confusion</title>
      <link>http://www.newparadigmsforum.com/p1292</link>
      <description>Note:
This essay describes Dr. Ford’s recent article, “Soft on ‘Soft Power,’” which appears in the SAIS Review, vol. 32, no.1 (Winter-Spring 2012), at 89-111.  The article itself is available from the Review by clicking this link. NPF offers this abstract in order to pique readers’ interest and encourage them to read the full text.
My most [...]</description>
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      This essay describes Dr. Ford’s recent article, “Soft on ‘Soft Power,’” which appears in the 
    
  
    
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    SAIS Review
    
  
    
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      , vol. 32, no.1 (Winter-Spring 2012), at 89-111.  The article itself is available from the 
    
  
    
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    Review 
    
  
    
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      by clicking 
      
    
      
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          this link
        
      
        
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      NPF offers this abstract in order to pique readers’ interest and encourage them to read the full text.
    
  
    
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    My most recent article – in the current edition of the 
    
  
  
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    , which appeared on my doorstep yesterday afternoon – offers a critique of the fashionable Obama-era emphasis upon “soft power” as a tool of U.S. foreign policy.  In it, I argue that while “soft power” has some value both as an analytical construct and as a guide to policymaking, it is frequently misconceived and oversold.  Specifically, it is too often confused with mere 
    
  
  
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     upon the world, without reference to how effectively national leaders can 
    
  
  
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     their country’s “soft” interactions with others in support of policy ends.
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                    When viewed through this prims of 
    
  
  
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    , I suggest that U.S. “soft power” stacks up much less well than is usually alleged vis-à-vis the ability of a Leninist soft power “competitor” such as the People’s Republic of China (PRC) to manipulate, if it wishes, most aspects of its multifaceted interactions with the outside world.  Making the situation worse, I suggest that the Obama Administration has fallen into the trap of putting faith in the supposedly transformative aspects of America’s “soft” 
    
  
  
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      impact
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     at the expense of its willingness to employ those relatively few 
    
  
  
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      usable
    
  
  
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     elements of “soft power” that actually 
    
  
  
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      are
    
  
  
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     available to the leaders of a free and democratic society that by virtue of this very freedom can do little to twist and skew their country’s economic and socio-cultural interactions in the service of political and propaganda objectives.  The administration, I suggest, has thus relied upon “soft power” as a kind of magical balm for all sorts of policy problems, turning it from one potentially useful policy tool into a recipe for 
    
  
  
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      evading
    
  
  
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     difficult choices.
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                    Don’t get me wrong.  America’s “soft” 
    
  
  
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      impact
    
  
  
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     upon the world is obvious and inescapable.  What is less clear, however, is how useful this “soft” impact is from the perspective of a U.S. 
    
  
  
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      policymaker
    
  
  
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    .  How do we get actual power – tools that can be used in support of specific policy goals – out this mere impact?
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                    It is one thing, after all, to posit – rightly or wrongly – that the appeal of American values, the model offered by our political system, the broad presence of U.S. brands overseas, and our pop cultural exports will somehow lead eventually to other countries making choices more congenial to us.   It is quite another to hold out reliance upon “soft power” as a means by which an American policymaker can actually accomplish any specific policy objective in the here and now.  To what extent is “soft power” actually something that our national leadership can 
    
  
  
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      use
    
  
  
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     in a purposeful fashion to influence other countries and shape our international environment?  This question is, my article contends, central to the conception of “soft power,” in that it is this element of 
    
  
  
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      usefulness as a tool of national policy
    
  
  
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     that distinguishes “soft power,” 
    
  
  
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      as 
    
  
  
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    power, from mere “impact.”
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                    Impact is important, and may over the long term produce congenial results, but until that time comes, if and when it does, policymakers need policy 
    
  
  
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      tools –
    
  
  
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     which is to say, they need to be able to manipulate their country’s socio-cultural, political, and economic impact in service of their goals.  That’s “soft” 
    
  
  
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      power
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .  And indeed some aspects of America’s impact are clearly manipulable in this fashion, but precisely because we are a free country it is not – and should not be – within the power of our national leaders to make every U.S. interaction with the world a supporting instrument for some kind of global information operations strategy coordinated in Washington.  Viewed through the lens of 
    
  
  
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      usability
    
  
  
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    , much of what is usually spoken of as the elements of U.S. “soft power” – 
    
  
  
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      e.g.
    
  
  
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    , most of the behavior of our media, business, financial, and cultural sectors – isn’t really much by way of “power” at all.
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                    The current U.S. administration certainly talks big about the virtues “soft power,” but when it comes to actually trying to 
    
  
  
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      use
    
  
  
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     it – as opposed to simply placing one’s trust in vague notions of globalization-facilitated socio-economic convergence that will make everything come out alright whether or not one faces up to difficult policy trade-offs and actually exerts 
    
  
  
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      effort
    
  
  
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     to bring about changes in the world – Washington is remarkably ambivalent.  One hears grandiose talk of “navigating by our values” and leveraging these values into “soft power,” but the Obama Administration has been strangely reticent about actually 
    
  
  
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      promoting
    
  
  
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     those values overseas.  Indeed, President Obama himself has said that he sees nothing particularly exceptional about the very American values by which we are expected to “navigate” and which we are supposedly to model for others in the world.  (
    
  
  
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      Everyone
    
  
  
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    , we are told, believes themselves special.)  Could one imagine a more absurd foundation for ideational “soft power” projection than such politically-correct relativism?
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                    Perhaps the most charitable thing that can be said about the administration’s approach is that it might conceivably represent 
    
  
  
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      such
    
  
  
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     a profound faith in the power of our “values” that it isn’t seen as being really necessary to 
    
  
  
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      promote
    
  
  
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     them at all.  (Perhaps they are expected simply to attract and persuade the world all by themselves, with everyone else’s good behavior self-assembling, as it were, in concentric circles as our self-absorbed virtue radiates outward.)  It would be wonderful were that the case, but it is not clear to me that taking such a passive approach to “soft power” is really exerting 
    
  
  
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      power
    
  
  
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     at all – nor, certainly, is it really having a foreign 
    
  
  
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      policy
    
  
  
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    .  It is just sitting back and hoping for the best.  Such an approach may sometimes work, but it doesn’t deserve much credit as a national strategy, and it is not clear what precisely is so “smart” about it.
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                    Not everybody in the contemporary world, however, has such a passive approach to “soft power.”  Indeed, one can perhaps see in contemporary China the polar counterpoint to the Obama Administration’s lassitude.  Moreover, thanks to the extent to which the ruling Chinese Communist Party (CCP) still penetrates so much of Chinese society – being able to exert considerable control, when it wants to, over business, financial, media, and cultural institutions (the most significant of which are still actually run directly by the state and supervised by the Party anyway) – the modern PRC is conspicuous in the degree to which its system combines (a) the 
    
  
  
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      capacity
    
  
  
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     to exert a real degree of purposive control over the facets of China’s social and political engagement with the outside world with (b) a notable 
    
  
  
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      willingness
    
  
  
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     to use such tools in pursuit of national objectives.  When such a conjunction occurs in a country having the considerable (and still growing) economic weight of the modern PRC, “soft power” – in the sense of 
    
  
  
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      usability
    
  
  
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     that I emphasize in my article – can be quite real indeed.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The article provides multiple examples of the “soft teeth” of Chinese power in the world – that is, the many ways in which the CCP Party-State can, when it wishes, flex the muscles of its still basically Leninist system of party cell organization and centralized political supervision in order to make almost any given aspect of the country’s interaction with the world serve its policy goals.  In all sorts of ways, in other words, the Party-State has a very real ability to translate “impact” into actual usable 
    
  
  
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      power
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Chinese Party leaders are these days generally content to exert an overall “steering” role, generally leaving it to government technocrats, military officers, and corporate leaders to manage day-to-day affairs without CCP micro-management.   Nonetheless, they have options that are simply unimaginable to the leaders of free societies, and the very 
    
  
  
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      unfreedom
    
  
  
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     of their system permits a wide range of “soft power” interactions to be manipulated in support of CCP goals when needed.  This power is not always used, but it is almost always 
    
  
  
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      available
    
  
  
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    .  (Shrewdly done, in fact, such power doesn’t 
    
  
  
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      have 
    
  
  
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    to be routinely exerted: the whole point is to establish a quiet system of normative expectations whereby those who wish to engage with the PRC quietly police 
    
  
  
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      themselves
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , with no need for heavy-handed official interference once the appropriate message has been conveyed.)
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                    In sum, I argue that the Obama Administration has misread “soft power” in problematic ways.  As my comparison of U.S. and PRC “soft power” suggests, Washington seems to have mixed up 
    
  
  
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      impact
    
  
  
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     and 
    
  
  
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      power
    
  
  
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    , confusing the United States’ enormous global 
    
  
  
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      presence
    
  
  
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     and 
    
  
  
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      visibility
    
  
  
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     for the ability of U.S. leaders to 
    
  
  
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      leverage
    
  
  
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     that presence toward policy ends.  Too often, it seems to have assumed that America’s mere existence and example will spontaneously drive favorable policy outcomes overseas that are favorable to us, without anyone in Washington actually having to 
    
  
  
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      work
    
  
  
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     for it.
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                    To some extent, this confusion seems to have led to some atrophy of the policymaking process, as well as neglect of the explicitly 
    
  
  
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      assertive
    
  
  
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     aspects of “soft” policy promotion.  If simply relying upon the attraction of our “values” will produce a better world all by itself, for example, why go to the trouble of grappling with difficult policy trade-offs?   After all, if American values, moral authority, and overseas socio-cultural ubiquity will assure our success at the end of the day either way, there really 
    
  
  
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      are
    
  
  
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     no difficult foreign and security policy-trade offs, and most of those that 
    
  
  
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      seem
    
  
  
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     to present themselves can be dismissed as being unreal – representing only, in a favorite Obama phrase, “false choices.”  (How else besides foolishness, for instance, could one explain White House confidence that we can reassure global allies that our commitments to their security are stronger and more credible than ever, while 
    
  
  
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      at the same time 
    
  
  
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    slashing military and nuclear budgets and dramatically reducing our defense capabilities?)  Why, indeed, even go to the trouble of actively 
    
  
  
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      promoting
    
  
  
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     our political values anyway?
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                    Just how different these the concepts of 
    
  
  
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      impact
    
  
  
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     and 
    
  
  
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      power
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     actually are can be seen by how 
    
  
  
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      few
    
  
  
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     points of influence the leaders of free-market democracies actually have in modulating their countries’ myriad points of contact with other states in a globalized world.   Possessing only a few such tools to begin with – and being surprisingly ambivalent about actually promoting American values – the Obama Administration has ended up saddled with both a weak theory of power and a disappointing record of practice.  (A case could even be made that notwithstanding its allure as the foreign policy tool most beloved of the Western liberal intelligentsia, “soft power” is in some respects 
    
  
  
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      at least
    
  
  
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     as potent a weapon in the hands of Beijing’s modern experiment in “capitalism with Leninist characteristics” as it is for countries in which citizens enjoy genuine political and economic freedoms.)
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                    To my eye, therefore, we should be wary of modern Washington’s politically-correct idealization of “soft” influence as a panacea for our country’s foreign policy and national security challenges, or as a rationalization for the relinquishment of “hard power” capabilities in an era in which officials are desperate for excuses 
    
  
  
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      not
    
  
  
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     to spend money (or time and political capital) on more traditional elements of national power.  “Soft” approaches are surely worth something, but they have been worryingly oversold by the Obama Administration. As I conclude the article,
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    "Modern American foreign policy would stand on firmer ground if it overcame both its fashionable distaste for ‘hard power’ and its inexplicable skittishness about using those ‘soft power’ tools that really do seem to be feared by Market-Leninists, Islamist theocrats, and authoritarian despots alike: genuinely ‘navigating by our values,’ promoting the distinctively American ideals of multiparty democracy, checks and balances, constitutional rule of law, and political freedom for an informed and empowered citizenry."
  

  
                  &#xD;
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Thu, 17 May 2012 13:52:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1292</guid>
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    <item>
      <title>Nuclear Weapons and the Future of U.S. Policy</title>
      <link>http://www.newparadigmsforum.com/p1276</link>
      <description>Note:
The following text provided the basis for remarks Dr. Ford delivered on May 8, 2012, to a national security dialogue event at the Capitol Hill Club in Washington, D.C. sponsored by the British American Security Information Council (BASIC), in association with the Hudson Institute, on “Nuclear Deterrence: Who Needs Nuclear Weapons and Why?”
Good morning everyone, and welcome to this [...]</description>
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      Note:
    
  
  
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      The following text provided the basis for remarks Dr. Ford delivered on May 8, 2012, to a national security dialogue event at the 
      
    
      
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      &lt;a href="http://www.capitolhillclub.org/"&gt;&#xD;
        
                        
        
      
        Capitol Hill Club
      
    
      
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      &lt;/a&gt;&#xD;
      
                      
      
    
       in Washington, D.C. sponsored by the 
      
    
      
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        British American Security Information Council (BASIC)
      
    
      
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      , in association with the 
      
    
      
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        Hudson Institute
      
    
      
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      , on “
      
    
      
                      &#xD;
      &lt;a href="http://www.basicint.org/news/events/2012/strategic-dialogue-nuclear-deterrence"&gt;&#xD;
        
                        
        
      
        Nuclear Deterrence: Who Needs Nuclear Weapons and Why?
      
    
      
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      ”
    
  
    
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                    Good morning everyone, and welcome to this dialogue.  Let me start by thanking 
    
  
  
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    &lt;a href="http://www.basicint.org/people/Paul-Ingram"&gt;&#xD;
      
                      
    
    
      Paul Ingram
    
  
  
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     and 
    
  
  
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    &lt;a href="http://www.basicint.org/people/Anne-Penketh"&gt;&#xD;
      
                      
    
    
      Anne Penketh
    
  
  
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     of 
    
  
  
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      BASIC
    
  
  
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    for sponsoring this event – and 
    
  
  
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    &lt;a href="http://www.afpc.org/expert_listings/view/29"&gt;&#xD;
      
                      
    
    
      Peter Huessy
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     of the 
    
  
  
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      American Foreign Policy Council
    
  
  
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     for arranging this pleasant venue.  Thanks also to the 
    
  
  
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    &lt;a href="http://www.stimson.org/about/"&gt;&#xD;
      
                      
    
    
      Stimson Center
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    ’s 
    
  
  
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      Barry Blechman
    
  
  
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     for pinch-hitting on such short notice as my counterpart speaker; we’re glad you could participate.  Anyway, I’m grateful for the  chance to participate, and am looking forward to our discussions this morning.
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                    I.          
    
  
  
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      Nuclear Weapons and their Role 
    
  
  
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                    I was asked to say a few words on what role nuclear weapons play in modern-day U.S. policy – and, by the way, about who needs nuclear weapons anyway?  Well, if you ask me, it’s probably not a coincidence that we’re having this discussion in Washington, D.C. – nor that it is being sponsored by an NGO based in the United Kingdom – because of all the world’s nuclear weapons possessor states, these are the only two in which the issue of abolition seems to be being taken at all seriously by national leaders.  No other possessor talks in those terms, and indeed until relatively recently neither Washington nor London did so either, and it is useful to ask why.
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                    I’d submit that the reason for this relative unconcern with nuclear weapons is the dominant status of U.S. 
    
  
  
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      non
    
  
  
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    -nuclear military power.  We have this dominance, and the British basically piggyback upon it by being by far our closest nuclear weapons state friend.  One may wonder, however, how long the historical circumstances will last in which we will feel so relatively free to ponder the possibility of abolition.  I might dispute whether a nuclear “zero” is such a good idea even from a present-day American perspective, but even if it is, how long should we bank on this comfortable military dominance lasting?  Might we not at some point acquire a more “normal” weapons possessor’s perspective?
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                    As for those other possessors who 
    
  
  
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      don’t
    
  
  
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     enjoy the benefits of being a military “hyperpower,” why do 
    
  
  
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      they
    
  
  
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     still think nuclear weapons are important?  It is frequently said in the disarmament community that the 
    
  
  
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      only
    
  
  
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     purpose of nuclear weapons is to deter the use of other nuclear weapons.  (This is the “sole purpose” position that the Obama Administration considered, but which it declined to adopt in its 2010 Nuclear Posture Review – promising instead merely to try to “
    
  
  
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      work to establish conditions under which such a policy could be safely adopted
    
  
  
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    .”)  This view is an important foundation for the disarmament vision, because it implies that nuclear weapons basically cancel each other out, and that since they are otherwise useless they can safely be banished all in one fell swoop – almost as if one were subtracting the same term from both sides of an equation, leaving its equilibrium unaffected.
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                    But this “sole purpose” idea is simply false.  Over the decades in which nuclear weapons have been in existence, countries have sought and have retained nuclear weaponry for various reasons, but in probably 
    
  
  
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      no
    
  
  
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     case has there been a country that has felt them useful 
    
  
  
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      exclusively
    
  
  
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     to deter someone else’s use of them.
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                    Most possessors, for instance, seem to feel that nuclear weapons help deter the use of 
    
  
  
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      non
    
  
  
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    -nuclear force in a general war.  During the Cold War, for instance, perhaps the 
    
  
  
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      primary
    
  
  
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     role for U.S., NATO, and even French nuclear weaponry was in deterring 
    
  
  
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      non
    
  
  
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    -nuclear attack from Warsaw Pact forces that enjoyed numerical superiority in Europe.  The idea of deterring 
    
  
  
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      non
    
  
  
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    -nuclear attack seems to have played a very important role in many countries’ nuclear vision.  Think about Pakistan eying India’s conventional military might across an insecure border, for instance, Israel worrying about its hostile and populous Arab neighbors, India pressing forward with weapon development after having experienced a Chinese invasion in 1962, South Africa developing weapons when it feared a supposedly Soviet-led “onslaught” of revolutionary predation in post-colonial Africa, modern Russian invocations of the bogeyman of NATO “encirclement” to justify nuclear weapons modernization, or modern-day rogue regimes pushing ahead with their nuclear programs while claiming to fear forcible regime change.  Even current U.S. planners – in all of our conventional muscularity – regard our nuclear arsenal as being important for deterring 
    
  
  
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      conventional
    
  
  
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     conflicts in which smaller non-nuclear allies might be threatened by stronger powers that also happen to be armed with nuclear weapons.
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                    Issues of pride and “nuclear identity politics,” I suspect, 
    
  
  
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      also
    
  
  
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     play a role in many cases – not least those of Russia, France, North Korea, and the would-be possessor state of Iran.  In George Perkovich’s account, such “identity” issues were also very important in the Indo-Pakistani context.  And what about deterring the use of 
    
  
  
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      other
    
  
  
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     forms of weapons of mass destruction?  Even the ostensibly disarmament-friendly Obama Administration, after all, has remained unwilling entirely to forswear the threat or use of nuclear weaponry in response to chemical or biological weapons threats.
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                    Whatever the mix – and I’m willing to believe that the country-by-country answers are quite complicated, vary considerably, and change over time as well – it is preposterous to suggest that the “sole purpose” of nuclear weaponry is to deter the use of nuclear weaponry.  (It’s not even clear to me that this is today its 
    
  
  
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      main
    
  
  
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     purpose for many possessors, much less the 
    
  
  
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      only
    
  
  
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     one for anybody.)  There is surely no single answer to what role nuclear weapons play.  They are entangled in the strategic and political relationships of this world in very complicated ways, and things cannot easily be unwound, if indeed they can be at all.  We need to remember this whenever we are told that this Gordian Knot can be untied just by pulling on any single thread.
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                    But what role do nuclear weapons play for the contemporary United States?  I actually think we’re a bit confused about this at the moment.  President Obama seems to be of two minds.  On the one hand, he seems to have abolitionist instincts, and a desire to maintain the kind of reputation for visionary “transformative” change his administration has so conspicuously squandered in every other facet of its public policymaking.  On the other hand, he has been Chief Executive for some time now, and is no fool; his nuclear policy 
    
  
  
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      practice
    
  
  
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     has so far been much more cautious – more alive, one might say, to the realities and challenges of great power leadership in a pretty ugly and uncertain world – than his rhetoric would lead one to expect.
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                    So although Obama himself has suggested that he may feel more “flexibility” to indulge his instincts if reelected, we have – so far, at least – ended up with a very modest but conceptually troubled nuclear agenda. We have a “Bush Lite” nuclear program wrapped in a utopian gauze of pro-disarmament imagery.  To my eye, of course, things could certainly be a lot worse, and indeed they might have been.  But no one appears to be too happy with this odd and sometimes dissonant compromise, not least because its constituent elements seem to be in some sense at war with each other.  (Nor is it that clear that the current U.S. approach is in fact a 
    
  
  
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      chosen
    
  
  
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     one at all, since its contours might well be less the result of a coherent policy vision than merely the contingent residuum of internal policy battles, compromise, confusion, and impasse.)  At any rate, there certainly seems to be little prospect of resolving current divisions in the Washington policy community over the feasibility and desirability of complete nuclear disarmament.
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                    Other deep disagreements vex our nuclear policy, too.  How low, for example, can we safely bring our numbers and still preserve nuclear deterrence?  Should we retain “counterforce” targeting of potential adversary military targets, or go back to older city-threatening ideas of “countervalue” planning?  (Countervalue would require a much smaller force, but it raises moral and legal questions because the mass slaughter of civilian populations would become the 
    
  
  
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      objective
    
  
  
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     of our targeting policy rather than just a tragic and unfortunate side-effect.  And of course there always remain troubling theoretical disagreements over just 
    
  
  
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      what deters whom
    
  
  
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     anyway.)  This choice represents a philosophical watershed, which may arise sooner rather than later because U.S. officials are presently engaged in what is said to be a comprehensive review of what our “minimum” necessary nuclear force can be.
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                    Another point of dispute concerns the relationship between the strategic nuclear balance and ballistic missile defense (BMD).  Russia – and perhaps China, if we ever succeed in involving them in a formalized strategic nuclear relationship – have increasingly taken positions suggesting that irrespective of how grave the Iranian, North Korean, or other missile threats actually become, Washington may have to choose between negotiated numerical arms control as it has traditionally been conceived and continued BMD development.  And so perhaps we may, though our policy community seems as yet intellectually and psychologically unready to grapple with this choice.
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                    Nevertheless, I want to suggest that things aren’t all bad, at least where 
    
  
  
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      short
    
  
  
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    -term nuclear policy is concerned, for there still seems to remain a chance of common ground between “hawks” and “doves” when it comes to U.S. nuclear weapons policy, at least for a little while.  To my knowledge, no serious disarmament proponent thinks abolition is possible in the short term; most think it will take quite a long time even if we 
    
  
  
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      do
    
  
  
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     work much more resolutely toward that goal.  It follows from this that, however, that by anybody’s account, nuclear weapons 
    
  
  
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      will
    
  
  
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     remain in many countries’ arsenals for a long while yet.  If this is so, however, I’d argue that there should be room for at least a short-term agreement between the birds of order 
    
  
  
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      Falconiformes
    
  
  
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     and those of order 
    
  
  
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      Columbiformes
    
  
  
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    .
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                    Divisions are likely to remain over the ultimate goal of “zero.”  But since we 
    
  
  
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     need to maintain a robust nuclear force for many years even if abolition 
    
  
  
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      is
    
  
  
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     our goal – and we will 
    
  
  
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      definitely
    
  
  
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     need to do so, essentially forever, if “zero” is unfeasible or undesirable – there are important things on which we ought to be able to agree in the short term.
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                    Our nuclear forces are ageing, consisting in the U.S. exclusively of “legacy” systems that we built to Cold War needs.  Indeed, until recently we were the only nuclear weapons state that wasn’t modernizing either its warheads or delivery systems (or both) – and our current efforts finally to take such steps are still worryingly tentative, and face peril on almost a daily basis in White House budget requests and here on Capitol Hill.  Unless abolition is really imminent – which essentially 
    
  
  
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      no one
    
  
  
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     thinks it to be – there is a great deal that needs to be done if this system is to be kept viable 
    
  
  
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      even if “zero” is our ultimate goal.
    
  
  
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                    Regardless of what one thinks of abolition, therefore, there should be room for bipartisan agreement on modernizing our nuclear weapons complex so that we can continue to maintain, service, and rely upon what weapons we retain.  There should be room for agreement on life extension programs (LEPs) for our ageing weapons designs, as well as on the importance of incorporating the best possible safety, security, and reliability technologies into our nuclear weapons.  Similarly, we know we will need replacements for some of our delivery systems, for our current ones cannot possibly remain viable long enough for “zero” to become remotely feasible before these systems reach obsolescence if indeed it ever does.
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                    It may seem odd to say that disarmament advocates thus 
    
  
  
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     with nuclear hawks an interest in pushing ahead with such work, but I believe this is true.  Maintaining a safe, secure, and reliable nuclear force 
    
  
  
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      until
    
  
  
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     we reach agreement either on “zero” or on an indefinite “nonzero” is an interest common to both sides.  Since such agreement may be some ways off, why not work together on getting our nuclear deterrent to that point in good working order?
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                    II.        
    
  
  
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      Controlling Instability 
    
  
  
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                    I’ve also been asked to say something about arms control, so let me suggest that it isn’t very likely that we’ll see much more by way of traditional numerically-focused arms control for some time.  This doesn’t worry me much, however, because I don’t think such arms control is really what we really need right now anyway.
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                    There are several reasons why I think little is likely by way of strategic negotiating with Moscow in the near future, and little chance of any serious follow-on to the so-called “New START” agreement.  In that deal, after all, the Obama Administration cherry-picked the only things that were fairly easy to achieve, and even then it seems to have been harder both to negotiate and (especially) to ratify than the White House expected.  The treaty’s cuts were small on the U.S. side, and nonexistent on the Russian.  Indeed, somewhat awkwardly, Moscow is presently building 
    
  
  
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      up
    
  
  
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     to “New START” levels even as we work to come down to them – and its ambition was very modest.  (As a rule of thumb for Washington politics, you know an agreement accomplishes little when those who oppose it focus more upon its preambular language than upon its substantive content.)
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                    The chances of a follow-on agreement, I think, are dim, for without dramatic concessions one way or the other, the two sides have largely unbridgeable differences over American BMD and “prompt global strike” technology, as well as over Russia’s great numerical advantage in non-strategic nuclear weaponry (NSNW).  Even if those issues can be worked through, moreover, uncertainty about 
    
  
  
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      third
    
  
  
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    -parties will grow if U.S. and Russian numbers are significantly reduced.  Already, uncertainty about China’s trajectory – about how far its ongoing nuclear build-up will go, for instance, and the degree to which it may be positioned for a “sprint to parity” in the face of Russo-American cuts – is emerging as a brake upon the possibilities for bilateral arms control with Russia.
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                    So I’m not holding my breath for a new treaty, or at least for one that does anything serious.  As I said, however, that’s alright with me, for I don’t think that kind of arms control is too important right now.  This is not to say that arms control as traditionally conceived 
    
  
  
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     contribute to U.S. national security and to international peace and security; merely that we don’t need it much right now. Whether or not two countries engage in arms racing behavior, it seems to me, is a function more of their specific geopolitical relationship at the time than it is of what sort of international treaty regime is in place between them.
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                    Frankly, I don’t think arms control in the traditional sense is all that necessary between Washington and Moscow.  Things certainly aren’t as relaxed as they seemed for the 
    
  
  
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      previous
    
  
  
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     arms control treaty – the Moscow Agreement of 2002, which actually just codified cuts that each side had already decided to make unilaterally – but I don’t see either Russia or the United States being particularly interested in a Cold War-style race these days, even if they 
    
  
  
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      don’t
    
  
  
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     get along very well on issues such as BMD.  Arms control or not, the relationship doesn’t seem likely to get out of hand in a fundamentally dangerous way.
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                    Where 
    
  
  
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      some
    
  
  
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     form of arms control 
    
  
  
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      would
    
  
  
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     be useful, however, is in the realm of transparency and confidence-building measures (T/CBMs), especially vis-à-vis China – and I’d love to see some kind of new approach worked out on a trilateral or broader basis.  I’ve talked about this possibility with Chinese officials, both when I was at the State Department and subsequently, and Beijing has so far resisted the idea for fear that “transparency” means something like “tell us where all your missiles and warheads are located so we can target them.”  (
    
  
  
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      This
    
  
  
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     sort of openness is something that Chinese leaders are unsurprisingly disinterested.)
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                    As I see it, however, T/CBMs don’t have to be so crude.  Indeed, the history of the U.S. strategic relationship with the USSR and with Russia suggests that there is a rich vein of practice and precedent – having to do with information-sharing, interactions on doctrinal and conceptual issues, technical inspection visits, and approaches to crisis-management and strategic communication – that could productively be mined in order to help prevent future Sino-American (and perhaps Sino-Russian) problems and to smooth and regularize the countries’ strategic relations.  You don’t 
    
  
  
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      have
    
  
  
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     to have numerical arms control in order to have 
    
  
  
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      these
    
  
  
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     things, nor does having them require the conveyance of vulnerability-increasing locational and operational data.  I like to think that there is much that can yet be done in this regard, whether or not there’s any chance of a follow-on Russo-American treaty on system numbers.  Indeed, such broader work on T/CBMs is probably much 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     useful than simply taking yet another swing at a numerical treaty with the Russians.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Disarmament and Nonproliferation 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I’ve spoken and written a lot on the relationship between disarmament and nonproliferation, and I suspect I’ve become something of a professional killjoy in this regard.  To summarize my thinking quickly here, my bottom line is that they are not 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      nearly
    
  
  
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     as connected as one often hears it alleged.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When I was doing nonproliferation diplomacy for the State Department some years ago, I heard it said constantly that 
    
  
  
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      if only
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the United States demonstrated more seriousness about disarmament, others would finally flock to support our nonproliferation policies.  The reasoning was that even though rogue regimes like Iran and North Korea probably wouldn’t change their own policies one whit in response to a U.S. effort to “set a good example” on nuclear disarmament, 
    
  
  
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      third parties
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     surely would.  The nonproliferation regime’s division between nuclear weapons-possessing “haves” and non-weapons-state “have nots” was profoundly unfair, it was said, and this unfairness sharply limited many other states’ willingness to cooperate with our nonproliferation policies.  If we took more emphatic steps to disarm, therefore, our nonproliferation policy would be much more successful.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Well, as they say, that was then and this it now.  Notwithstanding President Obama’s April 2009 disarmament rhetoric in Prague, his Nobel Peace Prize, and his conclusion of a START follow-on agreement with Moscow, there has been no discernible nonproliferation groundswell.  The countries that prioritize nonproliferation today are the same ones that prioritized it well-nigh a decade ago, and we have won no conspicuous converts to the nonproliferation cause.  Those who care in any serious way about nonproliferation seem to do so today for the same reasons for which most countries have 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      always
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     taken nonproliferation seriously when they have done so – that is, out of concern for what the world (or their region) would actually be 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      like
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     were a particular country to acquire “The Bomb” – rather than as a result of how quickly or slowly we ourselves seem to be disarming.  (And who can forget that the arguments for how nonproliferation cooperation would be forthcoming “if only” we were finally to take disarmament seriously have been loudest during the very post-Cold War period in which we dismantled 80 percent of our previous nuclear arsenal?  What does it actually 
    
  
  
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      take
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to get credit for progress on disarmament, anyway?)  Meanwhile, the rogue regimes against whom we have for so long sought to mobilize international opposition have now developed larger and more advanced nuclear and missile programs than ever.
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                    Indeed, to the extent that we have managed to win support for more sanctions pressures against Iran and North Korea – sanctions that do 
    
  
  
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      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     appear to have changed their mind, by the way – we owe this to these rogues’ own provocations.  One can credit Qom, defiance of the IAEA, and production of highly-enriched uranium for today’s somewhat tougher Iran sanctions; and one can credit tougher North Korea sanctions to that country’s nuclear and missile tests, acts of cross-border aggression, and revelations about a longstanding uranium enrichment program.  One cannot, however, plausibly credit U.S. disarmament “credibility.”  In fact, to the degree that we can boast today of tougher United Nations sanctions on Iran and North Korea, we owe this to how willing Moscow and Beijing have been to support such measures at the Security Council.  Since neither of those countries really 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      like
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the idea of “zero” in the first place – which they fear might leave them unable to deter 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      our
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     conventional military power – we can be confident that the still painfully limited willingness of Russian and Chinese officials to support sanctions owes nothing to our willingness to talk up nuclear abolition.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In truth, countries’ willingness to cooperate against proliferation seems to depend on many other factors much more important than whether or not we make a big show of having a friendly or a skeptical attitude toward nuclear “zero.”  If anything, I wonder whether we might have made things worse by making disarmament so much of a focus of international political attention.  Our reservoir of “spendable” diplomatic and political capital, after all, is finite.  Have we missed nonproliferation opportunities by spending so much time and energy raising disarmament expectations?  (Even if you 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      believe
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     there is a solid linkage between disarmament “credibility” and nonproliferation cooperation, moreover, what happens if – or when – it becomes clear that we will fall short of most of the soaring expectations that we have helped raise?)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One sometimes suspects, in fact, that the whole disarmament-for-nonproliferation gambit has been something of a bait-and-switch game by many of our diplomatic interlocutors.  It increasingly appears to have been an 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      excuse
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , rather than a 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      reason
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , for nonproliferation non-cooperation, and real cooperation has receded before us as we have tried to advance toward it.  In any event, we have yet to get anything of significance for our troubles.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.       
    
  
  
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      Conclusion
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let me wrap up with some more thoughts about an agenda capable of bringing the two poles of this argument together, at least for a time.  To begin with, we should all approach these issues with intellectual humility.  It is 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     crystal clear what deters whom, and precisely why.  The role of nuclear weapons in today’s world is complex and multifaceted, and their entanglement with so many aspects of international politics and security affairs ensures that it is very difficult to say anything with great assurance – especially when we are talking about future security environments many years hence.  This is no less true for my friends the hawks than for my intellectual sparring partners among the doves, and I lament that debates over nuclear weapons have become so “theologized” over the years.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The founder of Hudson Institute – the seminal nuclear strategist and futurologist Herman Kahn – once offered some advice for dealing with uncertainty and unpredictability in the public policy arena, and I think we can learn from it.  Kahn advocated what he termed the “agnostic use of information and concepts,” by which he meant that policymakers should be aware that it is 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      possible 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    that even their most basic assumptions might be wrong, and that they should factor this possibility into their planning.  In particular, Kahn suggested that we choose policies and forms of organization in part on the basis of their ability to cope with what he termed “‘off-design’ situations.” This was a way of hedging in the face of uncertainty, encouraging the adoption of approaches capable of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      degrading well
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     if their animating assumptions turn out to be faulty, or if some unanticipated contingency arises.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To my eye, this isn’t bad advice for a nuclear planner – and it should chasten the “theologians” on both sides of today’s disarmament debates.  I’m attracted to strategies of nuclear complex, warhead, and delivery system modernization 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      in conjunction
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     with efforts to explore the possibility of additional reductions and to build multilateral transparency and confidence-building relationships, and I’m attracted to it precisely because such an approach attempts to hedge in both directions.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This isn’t strictly a “hawk” agenda, nor certainly is it one likely to make “doves” feel very comfortable.  It partakes, however, of a real strategic vision – deriving from clearly-articulable principles rather than from merely indecision or politico-bureaucratic compromise – and it attempts to provide at least some answer to the strategic challenges and opportunities of our time.  More importantly, I think such an approach simply makes good sense, and that it is something on which would be worthwhile to spend a good deal of time, effort, and money, even in the fiscally constrained circumstances of present-day Washington.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Thanks for listening.  I look forward to our discussion.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 08 May 2012 20:29:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1276</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Unpacking the U.S.-DPRK Leap Day “Agreement”</title>
      <link>http://www.newparadigmsforum.com/p1267</link>
      <description>At the time I write this, the Korean Peninsula is heading for another round of acrimony and tension as the Democratic People’s Republic of Korea (DPRK, a.k.a. North Korea) proceeds on track to carry out what it calls a “satellite launch” – currently scheduled to take place at some point between April 12 and 16,  allegedly [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At the time I write this, the Korean Peninsula is heading for another round of acrimony and tension as the Democratic People’s Republic of Korea (DPRK, a.k.a. North Korea) proceeds on track to carry out what it calls a “satellite launch” – currently scheduled to take place at some point between April 12 and 16,  allegedly in celebration of the 100th anniversary of the birth of the impoverished and tyrannical northern dictatorship’s founder Kim Il-sung.  As if that weren’t enough, 
    
  
  
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    &lt;a href="http://www.foxnews.com/world/2012/04/09/south-korean-intelligence-officials-claim-north-korea-preparing-for-nuclear/"&gt;&#xD;
      
                      
    
    
      South Korean observers apparently suspect
    
  
  
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     the DPRK to be readying a new nuclear weapons test as well, perhaps preparing for a dramatic show of indignation at our indignation over the launch, or in response to the all but inevitable U.S. effort to impose tougher United Nations sanctions afterwards.
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                    At the moment, it is still possible that some way will be found to defuse the crisis, perhaps by having some satellite launch provider (
    
  
  
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      e.g.
    
  
  
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    , China) ride flamboyantly to the rescue by volunteering to launch Pyongyang’s “satellite” for it, thus providing a face-saving way for the DPRK to back down.  Nevertheless, unless 
    
  
  
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      somebody
    
  
  
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     changes course, the DPRK will go ahead with the launch of its so-called “Kwangmyongsong‐3” satellite in the next few days.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Make no mistake.  The planned DPRK launch is indeed a great provocation, and would clearly violate North Korea’s obligations under international law – specifically, under various United Nations Security Council Resolutions (
    
  
  
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      e.g., 
    
  
  
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    UNSCR 1874 of  June 2009) creating legally-binding no-testing obligations pursuant to Chapter VII of the U.N. Charter.  Significantly, however, this is not just a lawyer’s gripe.  The launch would be far more than a violation of the DPRK’s obligations: it presents a considerable threat to North Korea’s neighbors, and indeed to countries much farther afield – including the United States.
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                    Pyongyang has long had at least some nuclear weapons, but it has probably hitherto been unable to deliver these devices over long distances.   As did North Korea’s two prior attempts, this so-called “satellite launch” relies upon technology that is indistinguishable from that used in long-range ballistic missiles.  Particularly in the wake of what are widely believed to have been partial or complete launch 
    
  
  
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      failures
    
  
  
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     with “Kwangmyongsong‐1” in 1998 and “Kwangmyongsong‐2” in 2009, a genuinely successful “satellite” launch in 2012 could mean that North Korea can now threaten us and our allies with nuclear attack.  These are not, in other words, penny ante stakes.
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                    All of this provides good reason both to applaud international efforts to press the DPRK to call off its provocative launch and to support the imposition of additional pressures against North Korea if it insists upon launching.  And I do.  Part of the international chorus of complaints about Pyongyang’s planned provocation, however, has to do with the way in which the launch seems likely to extinguish the slim hope for progress raised by the so-called “Leap Day Agreement” of February 29, 2012 – pursuant to which the United States said congenial things about the DPRK and committed to providing thousands of tons of food assistance to that dysfunctional country in return for Pyongyang’s agreement to freeze nuclear work at Yongbyon and allow International Atomic Energy Agency (IAEA) inspectors to return to that facility.  Much angry ink has been spilled to the effect that – as 
    
  
  
                    &#xD;
    &lt;a href="http://www.voanews.com/policy/editorials/asia/North-Korean-Missile-Launch-143895126.html"&gt;&#xD;
      
                      
    
    
      U.S. State Department spokesman Victoria Nuland put it late last month
    
  
  
                    &#xD;
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     – the North Korean launch would be “a violation, not only of [North Korea’s] United Nations [Security Council] obligations, but of the commitments that they made on Leap Day.”
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                    As a result of my own discussions with various U.S. and other experts familiar with the negotiations, however, I’ve come to wonder what really happened on February 29.  It’s certainly possible that North Korea simply reneged on the deal, of course, as indeed Obama Administration officials suggest.  (After all, Pyongyang has in the past distinguished itself by 
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/files/publications/CFordNorthKoreaNuclearNegotiation42011.pdf"&gt;&#xD;
      
                      
    
    
      breaking every 
      
    
    
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      &lt;em&gt;&#xD;
        
                        
      
      
        other
      
    
    
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       nuclear-related commitment it has ever made
    
  
  
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    .  Why should 2012 be any different?)  It is also disturbingly possible, however, that 
    
  
  
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      there wasn’t really a Leap Day “agreement” in the first place
    
  
  
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     with regard to missile issues – and that disingenuously self-exculpatory 
    
  
  
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      post hoc
    
  
  
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     “spin” from the Obama Administration has been used to disguise how little a meeting of minds there may have been between the sides negotiating in Beijing in February.
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                    Let me explain.  It is certainly true that the Obama Administration has clearly and repeatedly 
    
  
  
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      claimed
    
  
  
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     that there was an “agreement” on February 29, by the terms of which North Korea promised not to do what the United States says it should not do with regard to testing missile technology.  There doesn’t appear to exist any actual agreed 
    
  
  
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      text
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     from the Leap Day accord, but a 
    
  
  
                    &#xD;
    &lt;a href="http://vienna.usmission.gov/120306dprk.html "&gt;&#xD;
      
                      
    
    
      U.S. statement issued to the IAEA on March 6
    
  
  
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     provides an authoritative American position: pursuant to the February 29 “agreement,” it is said, “the DPRK ... agreed to implement a moratorium on long-range missile launches,” among other things.  This phrasing echoes 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/r/pa/prs/ps/2012/02/184869.htm"&gt;&#xD;
      
                      
    
    
      Victora Nuland’s own announcement
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     of the Leap Day agreement on February 29 itself: “the DPRK has agreed to implement a moratorium on long-range missile launches.”   And this phrasing fits also with the phrasing of the statement announcing the deal that was carried on 
    
  
  
                    &#xD;
    &lt;a href="http://www.kcna.co.jp/item/2012/201202/news29/20120229-37ee.html"&gt;&#xD;
      
                      
    
    
      North Korea’s official KCNA news service
    
  
  
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    , which said that Pyongyang had “agreed to a moratorium on … long-range missile launches.”    So far, so good, right?  An agreement?
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                    Perhaps not.  This apparent agreement on the Leap Day deal’s coverage of “long-range missile launches,” is actually part of the 
    
  
  
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      problem
    
  
  
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    .  The DPRK has long insisted that this phrasing 
    
  
  
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      doesn’t
    
  
  
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     cover launching satellites, which 
    
  
  
                    &#xD;
    &lt;a href="http://english.cri.cn/6966/2012/03/20/2701s687877.htm"&gt;&#xD;
      
                      
    
    
      it says are part of its development of the peaceful uses for outer space
    
  
  
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    , and are thus entirely different things from ballistic “missile” launches.  
    
  
  
                    &#xD;
    &lt;a href="http://www.cnn.com/2012/03/25/world/asia/korea-obama-visit/index.html"&gt;&#xD;
      
                      
    
    
      Pyongyang claims
    
  
  
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     that on February 29 it agreed not to do the latter, but in no way agreed to refrain from the former.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    I’d be the first to admit that North Korea’s argument is substantively silly.  As noted earlier, the technologies involved are the same, and for all intents and purposes a “satellite launch” 
    
  
  
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      is
    
  
  
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     a ballistic missile test.   The problem, however, is that it doesn’t appear that DPRK negotiators were at all shy about making this position crystal clear to Obama Administration diplomats from the outset of the most recent talks.  Nor could there have been much surprise in Washington at the idea that North Korea had been preparing just such a “satellite” launch for months.
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                    According to 
    
  
  
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      press reports
    
  
  
                    &#xD;
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    , the DPRK is thought to have begun preparing a large new missile launch facility at Dongchang-ri as early as the year 2000, having largely completed it by mid-2009.  By June 2009, in fact, the North Koreans were already reported to be preparing to test an intercontinental ballistic missile at Dongchang-ri – a longer version of the so-called Taepodong-II missile on which the DPRK had attempted its second “satellite” launch in April of that year.  By early 2011, 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/media/pdfs/north_korea_missile_2.pdf?_=1327534760"&gt;&#xD;
      
                      
    
    
      satellite images reportedly showed
    
  
  
                    &#xD;
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     the North Koreans putting some finishing touches on their new launch facility and getting it ready to go.
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                    Nor were the North Koreans particularly shy about this, apparently repeatedly hinting at their plans for an upcoming launch.  In early 2011, for instance – not long after Dongchang-ri was said to have been made ready for action – the North’s official KCNA news service began stepping up its 
    
  
  
                    &#xD;
    &lt;a href="http://nautilus.org/wp-content/uploads/2012/01/KCNA-Ref-Space.pdf"&gt;&#xD;
      
                      
    
    
      coverage of 
      
    
    
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      &lt;em&gt;&#xD;
        
                        
      
      
        other countries’
      
    
    
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       launches of civilian satellites
    
  
  
                    &#xD;
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    .  
    
  
  
                    &#xD;
    &lt;a href="http://nknewswatch.com/?p=59 "&gt;&#xD;
      
                      
    
    
      Some observers
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     interpreted this, apparently quite correctly, as laying the political and rhetorical groundwork for a new DPRK “satellite” launch.  (The DPRK’s self-justificatory mantra is that all countries have a right to develop peaceful uses for outer space, and that satellite launches are an indispensable part of exercising this right.  Everyone else does such launches, Pyongyang argues, and so may North Korea ... no matter what the Security Council says.)
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                    And indeed the DPRK’s official news service was not subtle about this.  On November 23, 2011, for instance, the 
    
  
  
                    &#xD;
    &lt;a href="http://nknews.org/2011/11/kcna-commentary-censures-u-s-wild-ambition-to-dominate-space/"&gt;&#xD;
      
                      
    
    
      KCNA news service declared
    
  
  
                    &#xD;
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     that it had become a “strategic goal” of many different countries “to advance into vast space, an engine for future science and technology and economic development.”  Citing its 1998 and 2009 launches, KCNA said that “[n]o one can bar the DPRK form advancing into space,” and described the country as “advancing toward its goal for space development chosen by it as required by the trend of the age of space exploration.”
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                    On November 29, 
    
  
  
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    &lt;a href="http://www.kcna.co.jp/item/2011/201111/news29/20111129-04ee.html"&gt;&#xD;
      
                      
    
    
      KCNA proclaimed
    
  
  
                    &#xD;
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     similarly that outer space was the “common wealth of humankind,” decrying alleged U.S. efforts to “monopolize” space, and noting the large number of “space modules” that had been “launched by carrier rockets into their orbits to go around the earth” by 
    
  
  
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      other
    
  
  
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     countries during the previous year.  KCNA denounced the United States and its allies for “abusing the U.N. Security Council” in trying to prevent “the DPRK's peaceful satellite launch,” and declared that “[n]o one can check the trend of the times toward the exploration of space for prosperity common to humankind and peaceful purposes.”
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                    Even without relying upon whatever classified information about DPRK missile preparations U.S. officials also had, therefore, publicly available information makes it clear that a possible DPRK “satellite” launch from Dongchang-ri was 
    
  
  
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      clearly
    
  
  
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     at issue going into the “Leap Day” talks.  The odd and disturbing thing, however, is that while the North Korean position seems to have remained quite consistent – namely, that a moratorium on “missile launches” does not preclude “satellite launches” – there the signals to North Korea from the Obama Administration seem to have been troublingly mixed.
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                    Here a bit of history is in order.  In the past, the United States and its allies appear to have been careful to use phrasing consistent with their view that the DPRK’s missile moratorium obligations extend to 
    
  
  
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      all
    
  
  
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     varieties of launch, irrespective of whether the payload is a test warhead or a “satellite” intended for earth orbit.  And indeed the very instruments that created that DPRK obligation seem to have been written to preclude ambiguity:
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                    As Resolution 1874 demonstrates, the Obama Administration clearly 
    
  
  
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      does
    
  
  
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     know how to articulate a missile-technology test ban that precludes "satellite" and “missile” launches alike.  Moreover, as evidenced by North Korean complaints about American “abuse” of the Security Council in passing these very resolutions, Pyongyang apparently 
    
  
  
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      agrees
    
  
  
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     that UNSCR 1874-type phrasing about “any launch using ballistic missile technology” covers both types of launch.
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                    And that’s the rub, for it appears that the Obama Administration did 
    
  
  
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      not
    
  
  
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     insist upon replicating UNSCR 1874-type phrasings in its much-vaunted Leap Day “agreement.”  As noted, the respective statements issued by U.S. and DPRK officials on February 29 actually 
    
  
  
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      agree
    
  
  
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     on the phrasing that was at issue – and they both 
    
  
  
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      failed
    
  
  
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     to use UNSCR 1874-type language that would clearly cover satellite launches even by the DPRK’s twisted interpretation.  As recently as 2009, the United States had retained the wits to prohibit “any launch using ballistic missile technology,” but by 2011 Washington was content to talk only about “long-range missile launches.”
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                    I find it hard to imagine that the Obama Administration would have actually 
    
  
  
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      agreed
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     – especially in this election year, though our president might perhaps, 
    
  
  
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    &lt;a href="http://abcnews.go.com/blogs/politics/2012/03/president-obama-asks-medvedev-for-space-on-missile-defense-after-my-election-i-have-more-flexibility/"&gt;&#xD;
      
                      
    
    
      as he himself has elsewhere suggested
    
  
  
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    , prove more “flexible” thereafter – to permit the DPRK to conduct another test of the ballistic missile technology with which it clearly intends to threaten Americans with nuclear catastrophe.  
    
  
  
                    &#xD;
    &lt;a href="http://www.cnn.com/2012/03/25/world/asia/korea-obama-visit/index.html"&gt;&#xD;
      
                      
    
    
      U.S. officials have claimed
    
  
  
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     that they repeatedly 
    
  
  
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      told
    
  
  
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     the North Koreans that 
    
  
  
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      any
    
  
  
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     launch would be a problem, also making clear that 
    
  
  
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      Washington
    
  
  
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     interpreted the phrasing at issue in the February talks to bar satellite launches too, and I have no reason to doubt this.
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                    There is no evidence, however, that Pyongyang ever actually 
    
  
  
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      agreed
    
  
  
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     with this U.S. position, and a good deal of evidence that they didn’t.  If so, the Leap Day “agreement” may actually have been nothing of the sort: the parties perhaps agreed on the same words, but they seem to have meant entirely different things.  Worse still, in all this after-the-fact squabbling about what was agreed, the North Koreans are able to say that the Americans came around to 
    
  
  
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      their
    
  
  
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     position by 
    
  
  
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      dropping
    
  
  
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     our previous insistence upon language that would clearly cover satellite launches.  Perhaps we didn’t intend this, but it doesn’t look good, to say the least.
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                    In such circumstances, rank incompetence is nearly as bad as bad faith, and it is hard not to be appalled by the terminological flaccidity the Obama Administration seems to have accepted in the Leap Day “agreement.”  After taking the time to make sure that UNSCR 1874 inarguably covered 
    
  
  
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      all
    
  
  
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     launches in 2009, why on earth would U.S. officials have accepted 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      North Korea’s
    
  
  
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     purportedly satellite-exculpatory phrasing in 2012?
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                    (Nor was this merely a single casual omission, for the Obama Administration seems to have been sending mixed signals to the DPRK on this missile issue since even before 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/gsn/article/north-korea-plans-more-discussions-with-us/"&gt;&#xD;
      
                      
    
    
      the most recent round of diplomatic talks began in the summer of 2011
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  When Kim Jong-il was reported to have agreed to consider a moratorium on nuclear and missile testing in August 2011, Obama officials at the State Department responded that “
    
  
  
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    &lt;a href="http://www.nti.org/media/pdfs/north_korea_missile_2.pdf?_=1327534760"&gt;&#xD;
      
                      
    
    
      if in fact they are now willing to refrain from nuclear test and missile launches, this would be welcome
    
  
  
                    &#xD;
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    .”  The commendably careful phrasings of UNSCR 1874 seem already to have been forgotten.)
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                    As far as one can tell from public pronouncements, therefore – though this may of course be an incomplete picture – the diplomatic bright lights at Team Obama seem to have forgotten to qualify their phrasing along UNSCR 1874 lines 
    
  
  
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      throughout
    
  
  
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     the 2011-12 negotiations.  Small wonder, then, that the result has turned out to be such a mess.
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                    The North Koreans, who surely read all U.S. public statements with enormous care, may even have taken U.S. declarations as evidence that Obama had caved in to their longstanding “satellite launch” demands.  As a DPRK statement put it on March 27, Pyongyang has
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    “
    
  
    
                    &#xD;
    &lt;a href="http://www.cnn.com/2012/03/25/world/asia/korea-obama-visit/index.html"&gt;&#xD;
      
                      
      
    
      consistently maintained that a moratorium on long-range missile launch does not include a satellite launch for peaceful purposes.  As a result, the DPRK-U.S. agreement dated Feb[ruary] 29 specified a moratorium on long-range missile launch, not ‘launch of long-range missile including satellite launch’ or ‘launch with the use of ballistic missile technology
    
  
    
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    .’”
  

  
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                    In hindsight, therefore, it is not clear that there really was a Leap Day “agreement” at all.  Each side may have made its interpretation quite clear to the other – at least one presumes they did, and at any rate they 
    
  
  
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      claim
    
  
  
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     to have done so – but it’s hard to escape the conclusion that when it came to the critical element of missile technology testing, there was no meeting of minds in Beijing at all.  (Do you remember when Ambassador Christopher Hill returned from Beijing in 2008, declaring success in the Six-Party Talks after having obtained no more from the DPRK on its uranium enrichment and proliferation activities than merely 
    
  
  
                    &#xD;
    &lt;a href="http://www.ncnk.org/resources/publications/Amb_Hill_Testimony_SASC_July_08.pdf "&gt;&#xD;
      
                      
    
    
      Pyongyang’s gracious willingness to “acknowledge” that we had “concerns” about such possibilities
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ?  Well, here we go again ….)  If the parties were indeed still so far apart when the diplomats went home after February 29, no deal had actually been reached.  In that event, shame on the Obama Administration for its muddleheaded diplomacy, and for trying to sell the rest of the world on the notion that Leap Day represented even the “
    
  
  
                    &#xD;
    &lt;a href="http://www.cfr.org/north-korea/state-department-statement-us-north-korea-bilateral-discussions-february-2012/p27520"&gt;&#xD;
      
                      
    
    
      important, if limited
    
  
  
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    ” accord Washington afterwards claimed.
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                    Don’t get me wrong.  The North Korean “satellite launch,” if it occurs, will be a violation of international law and a grossly provocative demonstration of ballistic missile technology clearly designed to threaten the United States and our allies, and Pyongyang richly deserves all the additional pressures it will face if the missile indeed goes up.  We Americans deserve better from our diplomats and political leaders, however, than careless and inattentive wordsmithing that helps a rogue regime justify its provocations, and may even have encouraged Pyongyang in its determination to press ahead.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 10 Apr 2012 01:41:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1267</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Korean Denuclearization: Principles and Proposals</title>
      <link>http://www.newparadigmsforum.com/p1254</link>
      <description>Note:
Below follows the text of Dr. Ford’s oral remarks on April 1, 2012, to a “Track II Dialogue” meeting in Germany, between North Korean officials and former U.S. officials and other subject matter experts, sponsored by the Aspen Institute Germany.  The longer paper Dr. Ford presented at this meeting is available from Hudson Institute; you [...]</description>
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      Note:
    
  
  
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      Below follows the text of Dr. Ford’s oral remarks on April 1, 2012, to a “Track II Dialogue” meeting in Germany, between North Korean officials and former U.S. officials and other subject matter experts, sponsored by the 
      
    
      
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        Aspen Institute Germany
      
    
      
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      .  The longer paper Dr. Ford presented at this meeting is available from Hudson Institute; you may download a PDF of the document by 
      
    
      
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        &lt;a href="http://www.hudson.org/files/publications/ChristopherFord--DPRKpaper042012.pdf"&gt;&#xD;
          
                          
          
        
          clicking this link
        
      
        
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      .  (Note that Dr. Ford also presented a 
      
    
      
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      &lt;a href="http://www.hudson.org/files/publications/CFordNorthKoreaNuclearNegotiation42011.pdf"&gt;&#xD;
        
                        
        
      
        paper
      
    
      
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       and delivered 
      
    
      
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      &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=804"&gt;&#xD;
        
                        
        
      
        oral remarks
      
    
      
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       at an earlier Aspen-sponsored “Track II” event with DPRK officials in 2011, both of which can be found on 
      
    
      
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        NPF
      
    
      
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      .)  Theseremarks and Dr. Ford's paper are reproduced with the kind permission of 
      
    
      
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        Aspen Germany
      
    
      
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      .
    
  
    
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                    Good morning, and thanks to Aspen for their gracious hospitality.  It is a pleasure to be able to participate once more in this Aspen-sponsored DPRK-USA dialogue, and to see so many familiar faces around the table.
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                    By now, many, and perhaps most, outside commentators have concluded that the Democratic People’s Republic of Korea (DPRK) is not serious about negotiating denuclearization.  Nevertheless, in an effort to contribute to this Aspen dialogue – and at a time when the official track between the parties seems on the verge of collapse as a result of the DPRK’s determination to go ahead with what it says is a satellite launch but which is effectively a test of long-range ballistic missile technology – the paper I prepared for this conference attempts to think through some of what might constitute an effective and sustainable Korean Denuclearization Treaty (KDT) if indeed it were suddenly possible to start negotiating one.
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                    In doing this thinking, I have relied upon a number of assumptions.  They are spelled out in detail in the paper, but I will summarize them briefly here.
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    I recognize that this raises questions that many participants may wish to avoid, so let me take a quick excursion here beyond what I discuss in the paper itself.  If the parties really do want an agreement that can survive severe domestic scrutiny in multiple capitals and outlive changes in other parties’ policy priorities, they will need to do much more to formalize the process of reaching agreement than simply have some jet-lagged ambassador nod “yes” to a handful of his counterparts in a conference room in New York or Beijing.
  

  
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    I’m not just talking about the hurdle of U.S. ratification – though one should neither underestimate it as a formidable challenge to be overcome, nor underrate its potential as an opportunity to obtain domestic stakeholder “buy in” and to apply “quality control” on the output of the diplomatic process.  The example of pre-unification struggles over inter-German diplomatic dealings during the Cold War suggests that both Koreas will need at least 
    
  
    
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      some
    
  
    
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     formal mechanism by which to approve and make legally valid deals reached with the other: a mechanism functionally equivalent to official treaty ratification, yet which fits within their continuing policy of reciprocal 
    
  
    
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    -recognition.  (The situation would be easier if Seoul and Pyongyang were willing officially to recognize the reality of each other’s existence, but so far they show no sign of being willing to abandon their insistence that there is only one Korea.  This probably rules out formal “treaty” ratification between them, as it did between East and West Germany.)   The creation of some such ratification-alternative took some delicate legal maneuvering in the inter-German context, and we cannot ignore it in the inter-Korean context if we are serious about a KDT.
  

  
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    This is why we can’t keep dodging or wishing away the question of inter-Korean legalisms.  If we genuinely want a durable KDT, it has got to be formally approved, and not just in Washington.  This means, in turn, that the process of creating appropriate approval mechanisms within or between the two Korean governments must be undertaken in parallel with, or as part of, whatever negotiations are underway on denuclearization.  Continuing merely to kick this question down the road bespeaks a lack of seriousness about denuclearization; a serious KDT project must tackle this aspect too.
  

  
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    But let us get back to the assumptions in my paper.
  

  
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                    After setting out these assumptions, my paper goes on to explore possible lessons that might be learned from U.S.-Soviet strategic negotiating.  In particular, I highlight the problems of managing negotiations under conditions of great non-symmetry between the parties – an issue that did not arise so much in the Cold War context, but is an inescapable element of any deal involving the three core Six-Party participants.  My paper assumes that a successful KDT could have at most a 
    
  
  
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     or 
    
  
  
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     symmetry, and would 
    
  
  
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     be based upon overall, aggregative reciprocity or reciprocity between all the negotiating parties.  In particular – and here the paper offers an outline of the basis for one of my key assumptions – it is essential to limit a KDT to matters within the Korean Peninsula itself, for no feasible deal could be symmetrical with regard to extra-Peninsular forces possessed by countries other than the DPRK and ROK.
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                    Nevertheless, the core of a denuclearization deal could 
    
  
  
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     be based upon symmetry and reciprocity to the extent that it prohibited 
    
  
  
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      anyone
    
  
  
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     from possessing nuclear weapons or fissile material production on the Korean Peninsula, and provided international verification mechanisms for demonstrating all parties’ compliance with this rule.  In effect, Seoul would trade away its 
    
  
  
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     to invite U.S. or other nuclear weapons back into the country, in return for which the DPRK would dismantle its existing weaponry and renounce any analogous foreign deployments. Thereafter, 
    
  
  
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      no one
    
  
  
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     would be permitted to develop or deploy nuclear explosive devices in the DPRK 
    
  
  
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     the ROK, with the KDT thus serving as a 
    
  
  
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     Nuclear Weapons Free Zone (NWFZ) for the Peninsula.
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                    Historical examples also suggest that it is vital to accompany elimination provisions with elaborate and intrusive verification mechanisms.  Particularly with Pyongyang already having revealed the existence of a sizeable uranium enrichment infrastructure – and with (hopefully unfounded) rumors now abounding of possible 
    
  
  
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     DPRK nuclear tests conducted in secret, and perhaps supporting the development of tritium-“boosted” nuclear devices involving more advanced design technology and potential weapon miniaturization – the requirements for verifying elimination and adequately assuring the absence of undeclared capabilities will be demanding.  If such verification can be agreed, there is hope for a KDT; if not, there isn’t.
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                    One of the things we can also learn from U.S.-Soviet and U.S.-Russian arms control is the potential utility of a forum for discussing implementation and compliance issues on an ongoing basis.  To be sure, such fora – including the Special Verification Commission (SVC) of the INF Treaty, the START agreement’s Joint Compliance and Inspection Commission (JCIC) and the Bilateral Consultative Commission (BCC) recently established under “New START” – are no panaceas for political problems between the parties, and have frequently proven frustrating in practice.  Nevertheless, such bodies have been found more useful than useless in superpower practice, and may be on the Korean Peninsula as well.
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                    The DPRK would of course need to show more respect for such institutions than it has when they have previously been used on the peninsula, since its behavior in the Military Armistice Commission (MAC) after the Korean War and in the Joint Nuclear Control Commission established with the ROK in 1992 left much to be desired.  That said, I believe some kind of “Interpretive and Compliance Issues Forum” (ICIF) could be a useful treaty-management tool and confidence-building measure 
    
  
  
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     a KDT.  (A Treaty might even contain an “exhaustion-of-remedies” requirement, pursuant to which treaty withdrawal would be effective only if the point of grievance in question had first been raised, and unsuccessfully addressed, in the ICIF.)
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                    In broad conceptual form, a KDT would function like the Chemical Weapons Convention (CWC) 
    
  
  
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    , inasmuch as it would require possessors to dismantle a form of weaponry now prohibited to them, and impose merely transparency-based verification rules upon those who did not have such tools to start with.  Farther afield, a KDT would function more like the Nuclear Nonproliferation Treaty (NPT), imposing prohibition rules upon some parties (
    
  
  
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    , the Korean partners) but leaving others’ arsenals unaffected except insofar as possessors would be obliged not to assist the Peninsular parties with nuclear weapons development or supply them with such devices. (In addition, as noted above, the NWFZ-like aspects of a KDT would bar possessor states from 
    
  
  
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     weapons to the Peninsula, and prohibit the Koreas from inviting such deployment.)  Such a combination of the prohibitory and dismantlement focus of the CWC and the two-tiered structure of the NPT may be a promising general model for a KDT.
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                    My paper then goes into detail discussing “special cases” of past weapons of mass destruction  (WMD) V&amp;amp;E work, including the examples of South Africa, Libya, Iraq, and Iran.  For reasons I do not have time to outline here, I believe the South African case offers few lessons for us, while the Libyan example of 2003-04 provides a promising model of negotiated trilateral V&amp;amp;E cooperation.  The Iraq model is not so helpful, however, since there is little prospect of replicating the coerciveness of the UNSCOM/UNMOVIC process in the Koreas.  Iraq however, does illustrate the importance of preventing weapons reconstitution by addressing the issue not just of equipment and materials but of “human capital.”  (This lesson is also suggested by Cooperative Threat Reduction work in the Former Soviet Union, and by the assistance apparently given to the Iranian nuclear weapons program by a scientist formerly involved with the Soviet program.)  The Iran case, in turn, offers lessons about the difficulty of cooperative inspections and the importance of broad inspection authorities.
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                    I certainly don’t wish to overstate the case for the feasibility of a Korean Denuclearization Treaty, for I am pessimistic, believe Pyongyang does 
    
  
  
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     intend to negotiate a resolution, and have seen nothing so far to suggest I am wrong in such conclusions.  (Indeed, U.S.-Soviet precedents suggest that historically, arms control and disarmament progress has usually 
    
  
  
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     fundamental changes in the political relationship between rival powers – and, in fact, has often been associated with dramatic processes of regime reform or collapse on one side of the equation.)  If a treaty 
    
  
  
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     possible on the peninsula, however, I believe it would have to follow the basic lines I suggest herein.
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                    I look forward from hearing from my DPRK colleagues on these points, as well as from other participants.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 06 Apr 2012 16:24:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1254</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>The Continuing DPRK Nuclear Impasse: Don’t Hold Your Breath</title>
      <link>http://www.newparadigmsforum.com/p1246</link>
      <description>Note:
Dr. Ford recently published an article in the International Journal of Korean Unification Studies (IJKUS) on the North Korean nuclear situation.  The full essay, “Stalemate and Beyond: The North Korean Nuclear Impasse and Its Future,” International Journal of Korean Unification Studies, vol. 20, no. 2 (2011), at 121-73, can be obtained in PDF form from [...]</description>
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      Dr. Ford recently published an article in the 
    
  
    
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    International Journal of Korean Unification Studies (IJKUS)
    
  
    
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       on the North Korean nuclear situation.  The full essay, “
      
    
      
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        Stalemate and Beyond: The North Korean Nuclear Impasse and Its Future,” 
      
    
      
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      International Journal of Korean Unification Studies
    
  
    
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        , vol. 20, no. 2 (2011), at 121-73
      
    
      
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      , can be obtained in PDF form from the 
      
    
      
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        Korea Institute of National Unification
      
    
      
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       (KINU) by clicking 
      
    
      
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          this link
        
      
        
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      .  In hopes of piquing your interest in reading the analysis therein, NPF offers here a quick summary.
    
  
    
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                    In 
    
  
  
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      my IJKUS essay
    
  
  
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    , I argue that despite recent U.S. efforts to reopen denuclearization talks with the Democratic People’s Republic of Korea (DPRK) – and notwithstanding the DPRK’s apparent receptiveness, as illustrated by the announcement on February 29, after 
    
  
  
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     was already in print, of an agreement whereby Pyongyang would return to negotiations in return for food aid – a real diplomatic re-engagement on terms recognizably like the talks’ focus in the past still seems unlikely.  Indeed, I think there is little chance of real success in any event, at least without an implausibly dramatic strategic 
    
  
  
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     by the major participants.
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                    In 
    
  
  
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    , I contended that one should probably 
    
  
  
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     expect any revival of serious denuclearization talks in the near or medium term.  Clearly, as judged by the February 29 announcement, this has already been shown to be an overstatement: talks do appear now likely to resume.
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                    I fear, however, that my broader and more important point in the 
    
  
  
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     remains valid: that there is little chance of any such negotiations actually 
    
  
  
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     denuclearization, and that because of this, regional political affairs will increasingly be characterized by their development “around” (or 
    
  
  
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    ) the DPRK nuclear issue without resolving it, even as strategic trends continue to shift against the regime in Pyongyang.  I contended in the article that these developments may perhaps give North Korea additional reasons to indulge its longstanding predilection for provocative “crisis diplomacy,” but ultimately they seem likely to make the DPRK ever more irrelevant in regional affairs except as a source of destructive and destabilizing perturbations.  This, in turn, may force regional players to incorporate the possibility of the DPRK’s implosive collapse into their own individual and collective contingency planning in more overt ways, and to make increasingly coercive containment – and perhaps regime-change strategies – a more important part of their security planning.  Unfortunately, little has changed to suggest that I am wrong on these points.
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                    As I have suggested elsewhere on this website, I believe that there has been an important change in North Korea’s negotiating position from the 
    
  
  
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     period during which the so-called Six-Party Talks were underway.  Those negotiations were at least 
    
  
  
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     about the DPRK’s denuclearization, but today – while Pyongyang still desires the perceived geopolitical legitimacy afforded ongoing negotiations and clearly remains interested in getting help providing nutrition to the population its dysfunctional command economy cannot otherwise manage to feed – the regime has gone to some trouble to signal that any real 
    
  
  
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                    I go into this in more depth in my 
    
  
  
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    , but NPF readers can find something of a preview in my February 8, 2012, essay “
    
  
  
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      North Korean ‘Denuclearization’ After Kim Jong-il
    
  
  
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    .”  DPRK comments have often predicated the idea of North Korean nuclear disarmament upon the achievement of 
    
  
  
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     nuclear disarmament, and DPRK negotiators in “Track II” discussions with U.S. officials – including myself – have tried to link denuclearization to 
    
  
  
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      un-negotiable (and indeed rather fantastical) preconditions
    
  
  
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     such as the dissolution of U.S.-South Korean and U.S.-Japan defense relationships, and the United States’ 
    
  
  
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     withdrawal from the region.  DPRK public pronouncements have also long emphasized the centrality of nuclear weapons possession to North Korean security, with no hint that there is any feasible way for the regime in Pyongyang to feel secure without them.  After Kim Jong-il’s death, the North Koreans were quick to proclaim that outsiders “
    
  
  
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      should not expect any [policy] changes from us
    
  
  
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    ,” and they have offered no reason why we should not believe them.
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                    On the whole, it thus seems to me that there is little reason to hold out hope for a denuclearization agreement, even if the parties do end up really resuming Six-Party negotiations.  The recently-announced plan to “freeze” merely the nuclear facilities we know about at Yongbyon is not a bad thing – for it is presumably better for such facilities to be inactive than to be producing at full capacity – but no one should think that a temporary halt purchased by lavish grants of assistance counts as any kind of real solution.  (After all, 
    
  
  
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     has been tried before!)  Nor should one pretend that paying nuclear violators merely to 
    
  
  
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     about their WMD programs does not create moral hazard problems, either in the North Korean context or elsewhere.
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                    Making a negotiated denuclearization agreement harder than ever, moreover, is the fact that in the years since the last time diplomats announced any kind of agreement on denuclearization, the universe of what denuclearization must inarguably 
    
  
  
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      cover
    
  
  
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     has been steadily expanding.  Since the DPRK’s last denuclearization promise in 2005, for instance, North Korea has actually tested nuclear weapons 
    
  
  
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      twice
    
  
  
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    , and has publicly revealed the existence of just the kind of sophisticated and apparently long-established uranium enrichment infrastructure about which the U.S. administration of President George W. Bush began warning in 2002.  If agreeing upon real denuclearization was challenging in the mid-2000s – and its actual 
    
  
  
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     well-nigh non-negotiable with the paranoid and secretive regime in Pyongyang – it is vastly more so today, thanks to the relentless onward march of the DPRK’s nuclear work.
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                    In 
    
  
  
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    &lt;a href="http://www.kinu.or.kr/eng/pub/pub_03_01.jsp?bid=DATA03&amp;amp;page=1&amp;amp;num=821&amp;amp;mode=view&amp;amp;category=11"&gt;&#xD;
      
                      
    
    
      my IJKUS article
    
  
  
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    , I explore some possible alternative approaches to the DPRK nuclear issue, but I find none of them particularly propitious.  One possibility – which I stressed to my North Korean interlocutors at a “
    
  
  
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      Track II” event in the spring of 2011 sponsored by the Aspen Institute Germany
    
  
  
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     – is a negotiated process of collaborative WMD elimination and verification modeled on what Libya’s Muammar Qaddafi successfully implemented in 2003-04.  For obvious if analytically unjustified reasons, however, this “Libyan Model” is now famously unpersuasive in Pyongyang.  (In light of last year’s bloody events in Libya, officials in the DPRK regard the Libyan elimination program as merely the first phase of a nefarious Western plot to disarm Qaddafi before crushing his regime and killing him.)
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                    I also discuss the possibilities of (a) trying to approach the DPRK nuclear issue as a “safety and security” problem, working with North Korea to make its nuclear posture safer until such time as its weapons can be eliminated pursuant to a future denuclearization agreement, (b) trying to involve the IAEA in renewed inspections in North Korea pursuant to that Agency’s INFCIRC/66 model for nuclear safeguards outside the Nuclear Nonproliferation Treaty framework, and (c) trying to do something with regard to the DPRK nuclear issue by involving Pyongyang somehow in the “Nuclear Security Summit” process.  For various reasons, however, I feel that these approaches are unpromising.
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                    Accordingly, I suggest in 
    
  
  
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      my article
    
  
  
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     that whether or not talks are notionally underway about denuclearization, there is almost very little real chance of achieving it on a negotiated basis.  In this context, it would seem that whatever the state of diplomatic engagement (or pseudo-engagement) is underway with the DPRK, we and our allies will face increasing pressures to default to a pressure-based policy of working to ensure North Korea’s continued isolation and painful “containment” until such point as Pyongyang either makes a strategic commitment to change course on nuclear weaponry, or its regime simply collapses.
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                    As South Korea continues to build itself a growing role and profile as a regional and even global power – and as the DPRK itself continues to stagnate or decline in every arena 
    
  
  
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     nuclear weaponry – the international community thus faces interesting and somewhat paradoxical challenges.  On the one hand, these developments will (continue to) increase Pyongyang’s incentive to hang onto its nuclear weapons programs under any and all circumstances, even as they probably ensure that the DPRK’s prospects for actually getting anything like a “good” denuclearization deal steadily diminish.  This is already encouraging outsiders to shift their thinking from residual hopes of negotiated denuclearization to the grimmer tasks of contingency planning for how to handle future North Korean provocations, potential regime collapse in Pyongyang, or factional civil war in the North.
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                    On the other hand, these dynamics are also making North Korea in most regards ever more 
    
  
  
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     to East Asian affairs, with regional powers already well on their way to building a 
    
  
  
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     regional order – one in which Pyongyang increasingly matters not at all 
    
  
  
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     insofar as others anticipate having to cope with provocations it might decide to undertake, or with its domestic implosion.  The dirty secret of the North Korean nuclear negotiations, therefore, is that the current stalemate could indeed last for what is functionally “forever” – that is, until the demise of the DPRK regime.  And 
    
  
  
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    , in turn, may focus the outside world increasingly, and more openly, upon harder-nosed strategies of pressuring and coercively containing the current North Korean regime until it either accepts a fundamental change in course or simply falls apart – with or without some kind of “nudge” or encouragement from the outside.
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                    I might, of course, be wrong about this.  But I’d wager that the prospects are dim indeed for negotiated DPRK denuclearization, and that things are likely to get worse on the Korean Peninsula before they get better.  I encourage NPF readers to 
    
  
  
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      download my full article from the 
      
    
    
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        Journal
      
    
    
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     – as well as the other essays appearing therein – in order to can engage with these issues in more detail.  And of course, I encourage reader feedback to me at ford@hudson.org.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 14 Mar 2012 15:49:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1246</guid>
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      <title>Guest Blog by Gregory Schulte:  “Moving Toward a Space Code of Conduct”</title>
      <link>http://www.newparadigmsforum.com/p1231</link>
      <description>Note:
This is the second of two postings devoted to the issue of space security in the context of the European Union’s draft “Code of Conduct” for operations in space.  (The previous NPF offering on this subject can be found by clicking here.)  Ambassador Gregory Schulte, who presently serves as Deputy Assistant Secretary of Defense for [...]</description>
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      This is the second of two postings devoted to the issue of space security in the context of the European Union’s draft “Code of Conduct” for operations in space.  (The previous NPF offering on this subject can be found by clicking 
      
    
      
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          here
        
      
        
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      .)  Ambassador Gregory Schulte, who presently serves as 
    
  
    
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      Deputy Assistant Secretary of Defense for Space Policy, provided NPF with this new essay on recent developments in this arena.  Dr. Ford adds his own comments afterwards. 
    
  
    
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      Moving Toward a Space Code of Conduct
    
  
  
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      by Gregory Schulte
    
  
  
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    On January 17, Secretary of State Hillary Clinton 
    
  
  
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     that the United States has decided to join with the European Union and other nations to develop an International Code of Conduct for Outer Space Activities.  The U.S. Department of Defense supports the concept of an international code of conduct, because such a code can encourage responsible space behavior by reducing the risk of mishaps, misperceptions, and mistrust, enhancing U.S. national security.
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                    As I 
    
  
  
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    , space is vital to our nation’s security and economy, but space is increasingly congested, contested, and competitive.  The 
    
  
  
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     (NSSS) responds to the challenges of a space environment that is congested with a growing number of satellites and debris, contested by an ever-increasing number of man-made threats, and competitive as more countries and companies field space capabilities.  The NSSS recognizes that one of the ways to address this challenge is to promote international cooperation and norms of responsible behavior.
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                    As the number of space actors grows, it is in our interest that they act responsibly, protecting the sustainability and safety of space.  A widely-subscribed Code can encourage responsible behavior, and reduce the risk of misunderstanding and misconduct.  Debris mitigation standards, guidelines for reducing radiofrequency interference, and shared space situational awareness can help protect space and the advantages we derive.
    
  
  
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    An international code of conduct can enhance U.S. national security.
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                    The EU’s draft code of conduct for space is a promising basis for an international code.  It emphasizes minimizing debris creation and increasing transparency of space operations, and focuses on behaviors, rather than unverifiable capabilities.  The EU draft is not legally binding, and recognizes the inherent right of self-defense.  It better serves our interests than a legally-binding ban on space weapons.
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                    The U.S. is committed to ensuring that any Code advances our national security.  We are already leading by example – in fact, the EU’s draft code reflects U.S. best practices on notification of space launches and sharing of space data to avoid collisions.  We will continue to shape an international Code through active participation in international negotiations.  DoD has assessed the operational impact of the current draft and is developing steps to ensure that a final Code fully supports our national interests and strategy.  Throughout the international process, we are committed to keeping Congress and other interested parties informed.
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    -- Gregory Schulte
  

  
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        DR. FORD COMMENTS
      
    
      
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      It is a pleasure to have Greg Schulte appear again on NPF. 
    
  
  
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      Let me say at the outset that I have no problem, in principle, with a space “Code of Conduct” as a careful articulation of spacefaring “best practices” and taking the form of a merely politically-binding, as opposed to legally-binding, commitment by a broad range of spacefaring states.  I know that Greg and other supporters of a Code generally don’t like to refer to it as a form of “arms control,” perhaps in order to avoid the stigma attached to that phrase in some U.S. conservative circles.   Although I would myself argue, from an analytical perspective, that a Code 
      
    
    
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       a form of arms control – specifically, a form of 
      
    
    
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       arms control, although arms control more traditionally focuses upon constraining concrete 
      
    
    
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       – the terminology isn’t all that important.  The key is what it would 
      
    
    
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      , or not do.  And here there’s a good case to be made that a well-crafted and appropriately limited
      
    
    
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      Code of Conduct would serve both U.S. interests and those of international peace and security more generally.  The challenge lies in making sure that it does so.
    
  
  
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      In general, the historical record suggests that although politically-binding commitments of the “Code of Conduct” variety are certainly no panacea for international security problems, they are quite capable of prodding the behavior of many states in a more constructive direction.  The 
      
    
    
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       (HCOC) – provide a case in point.
    
  
  
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      For the most part, there are few “hard” rules in the MTCR system, which is only “
      
    
    
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      ” anyway, with members being left subject only to good-faith self-enforcement with regard to their collective pledge to exercise restraint in the transfer of ballistic missile technology to non-MTCR members.  The MTCR/HCOC system is thus a rather “fuzzy,” basically unverifiable, and essentially unenforceable one.  Nonetheless, it seems to have done some real good by articulating a widely-subscribed set of technology-transfer “best practices” and export control guidelines, and by providing grounds for criticism of states that do not follow such guidance.  When I was at the State Department during the administration of President George W. Bush, we put an MTCR compliance section into our 
      
    
    
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      ,” believing that MTCR/HCOC system to be a valuable adjunct to global nonproliferation efforts and feeling that countries’ compliance with its guidelines – while not a legal requirement – was important and worth publicly assessing.  As people today mull over at least the 
      
    
    
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       value of a “Code of Conduct” for space operations, it’s worth recounting the nice things we said about the analogous MTCR at that time:
    
  
  
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      “
      
    
      
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        Over the course of the MTCR’s history, the Regime has made some important strides in slowing missile proliferation worldwide. The MTCR Partners’ efforts have: induced most major suppliers to control their missile-related exports responsibly, reduced the number of countries with MTCR-class missile programs, and added countries with significant economic and political potential to the MTCR to increase its influence and capabilities. The MTCR Partners also have cooperated to halt numerous shipments of proliferation concern and have established the MTCR Guidelines and Annex as the international standard for responsible missile-related export behavior. In addition, they have established a broad outreach program to non-members, in order to increase awareness of the global missile proliferation threat and to urge countries that have engaged in missile proliferation to desist. In recent years, the MTCR Partners also have focused increasingly on new ideas for addressing ongoing global missile proliferation challenges and the demand-side issues posed by non-MTCR members
      
    
      
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      To give just one very recent example of the kind of normative pressure that the MTCR/HCOC system can apparently create even for states not normally known for being particularly virtuous in their international dealings, it has been reported that even though Russia proved willing to 
      
    
    
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        transfer an entire nuclear-powered attack submarine to India
      
    
    
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       – a sophisticated 
      
    
    
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        Akula II
      
    
    
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      -class vessel re-commissioned in Indian service as the 
      
    
    
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        INS Chakra
      
    
    
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       on January 23, 2012 – Moscow did 
      
    
    
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       transfer the submarine’s usual complement of 3,000-kilometer cruise missiles as well, because to do so would have constituted a breach of MTCR standards.
    
  
  
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      There is no guarantee, of course, that similar degrees of success can be achieved by formulating analogous “best practices” for space operations.  But neither can one say that this is impossible: there is nothing 
      
    
    
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        per se
      
    
    
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       wrong with behavior-regulatory approaches such as a “Code of Conduct,” and sometimes they clearly can be valuable.
    
  
  
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      There has been a good deal of debate over the merits of the European Union’s draft Space Code, or some still-to-be negotiated successor.  Some conservatives, such as the 
      
    
    
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        analysts at the Heritage Foundation
      
    
    
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      , dislike and distrust the effort in its entirety.  Other conservatives – such as my one-time boss, former Assistant Secretary of State Paula DeSutter – have voiced 
      
    
    
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        qualified endorsements of the idea
      
    
    
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      , in part because it may represent a way to co-opt and undermine more aggressive arms control efforts, such as the longstanding Russian and Chinese proposals for legally-binding treaty mechanisms designed principally to impede further development of 
      
    
    
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        American
      
    
    
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       space capabilities.  For their part, liberals clearly favor a Code of Conduct, though one gets the impression that many of the hard-core arms controllers are indeed miffed that the Code isn’t 
      
    
    
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        more
      
    
    
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       prescriptive and would be only 
      
    
    
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        politically
      
    
    
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       binding.
    
  
  
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       For my part, I acknowledge that “Code”-type approaches can sometimes be valuable, and I am open to the idea of a politically-binding code that would promote the important principles of preventing harmful interference with other nations’ space objects in peacetime, minimizing the creation of persistent space debris, and promoting space situational awareness, information exchanges, and sound traffic management.  Such an instrument would need to contain appropriate acknowledgment of self-defense rights and law-of-war principles, and it would need to be carefully written in order to avoid infringing upon legitimate national security uses of space.  Even if it were very well crafted, moreover, a Code wouldn’t solve all of humanity’s outer space problems, nor prevent genuine malefactors’ misuse of the medium or the further development of anti-satellite weaponry or other tools of space mischief-making.  But it could still do some good.
    
  
  
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      To my knowledge, the Obama Administration has not yet said anything to indicate that its hopes and planning for the negotiation of a Space Code of Conduct would turn it from a helpful into a harmful instrument.  And so Greg can still count me as being more or less in his camp in support of working to see if we can negotiate a good Code with at least the more responsible countries among our fellow spacefarers.  This support is conditional, of course, for it might turn out that a 
      
    
    
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       one gets negotiated.  So far, however, I haven’t seen a significant problem.
    
  
  
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      In fact, it seems still to be the case – as I noted with some amusement in my 
      
    
    
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        earlier NPF comments
      
    
    
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       on this subject – that the Obama Administration hasn’t really deviated from the Bush Administration’s national security space policy in any substantive way.  This doesn’t mean that Obama 
      
    
    
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       do so in the future, of course, but I remain struck by the degree to which current space policy amounts merely to the repackaging and rebranding of a generally bipartisan U.S. approach to space policy that has remained fairly consistent over 
      
    
    
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        multiple
      
    
    
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       U.S. administrations.  We conservatives might begrudge the cynically self-congratulatory public relations elements of the current administration’s “old wine in new bottles” approach – with its unfair, albeit implicit, denigration of past policy – but so far there’s not been much to complain about for us connoisseurs of that old wine.
    
  
  
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      The Obama team has also been careful to declare, with surprising emphasis, that it 
      
    
    
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       accept restrictions on U.S. national security activities in space.  Many conservatives feared that the seductions of the European Union’s draft Code would prove irresistible for an administration headed by a man who has gone to such trouble to cultivate the image of being a deeply committed arms controller.  Yet the little-remarked corollary of the Obama Administration’s much-publicized recent embrace of the 
      
    
    
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       of negotiating a Space Code of Conduct has been its emphatic 
      
    
    
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        rejection
      
    
    
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       of the European effort.
    
  
  
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      After U.S. officials had mulled over the European Union proposal for several months, Undersecretary of State for Arms Control and International Security Ellen Tauscher said on January 12 that the European draft was “too restrictive” and that “we’re not going to be joining with the Europeans on their treaty [sic].”   She even repeated the message for emphasis: “
      
    
    
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        We made it very definitive that we we’re not going to go along with the European code of conduct
      
    
    
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      .”  Secretary of State Clinton has declared, furthermore, that as negotiations proceed on some kind of 
      
    
    
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       draft, “
      
    
    
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        the United States has made clear to our partners that we will not enter into a code of conduct that in any way constrains our national security-related activities in space or our ability to protect the United States and our allies
      
    
    
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      .”   (These comments echo those of various other U.S. officials, both on and off the record, emphasizing that the European draft was unacceptable without “
      
    
    
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        modification to ensure that it does not, intentionally or otherwise, restrict U.S. freedom of action in space with respect to national security
      
    
    
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      .”)  If such statements are sincerely meant and resolutely followed – an important “if,” but not an entirely implausible one – there may end up being little for U.S. conservatives to complain about.
    
  
  
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      As with the Obama Administration’s approach to some other national security issues – 
      
    
    
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        e.g.
      
    
    
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      , 
      
    
    
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        nuclear weapons policy
      
    
    
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      , 
      
    
    
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        nonproliferation and nuclear materials security
      
    
    
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      , and 
      
    
    
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        counter-terrorism
      
    
    
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      , which I have discussed in previous NPF postings – current U.S. space policy seems to be somewhat at war with itself, torn between instincts firmly rooted in politically-correct international moralism and a more practical wisdom born of discovering oneself to have real responsibilities as a superpower in a complicated and sometimes violent world.
    
  
  
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       President Obama clearly wants some form of space arms control, but his team has so far retained the good sense to be wary of 
      
    
    
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       space arms control.  His administration has rejected everyone else’s proposals, and it has 
      
    
    
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        declined to spell out what it wants instead
      
    
    
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      , but it nonetheless appears terrified of seeming to be 
      
    
    
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        uninterested
      
    
    
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       in international agreements in this arena – which, after all, is what 
      
    
    
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        the president’s media cheerleaders like to depict George W. Bush as having been
      
    
    
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      .
    
  
  
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      This cognitive dissonance can sometimes elicit some awkward rhetoric and odd positional optics.  In fairness, however, it has so far 
      
    
    
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       made for bad space policy.
    
  
  
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      So I’m still on board, Greg.
    
  
  
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      -- Christopher Ford
    
  
    
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 29 Feb 2012 20:31:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1231</guid>
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      <title>A Wary Diplomat’s Guide to Arms Control Pitfalls</title>
      <link>http://www.newparadigmsforum.com/p1215</link>
      <description>Note:
Below follows the text upon with Dr. Ford based his remarks on February 16, 2012, at the Foreign Service Institute (FSI) of the George P. Shultz National Foreign Affairs Training Center.
Good afternoon everyone, and thank you very much to Rusty Ingraham and the other organizers of this course for the chance to speak to you [...]</description>
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      Note:
    
  
  
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      Below follows the text upon with Dr. Ford based his remarks on February 16, 2012, at the 
      
    
      
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       (FSI) of the George P. Shultz National Foreign Affairs Training Center.
    
  
    
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                    Good afternoon everyone, and thank you very much to Rusty Ingraham and the other organizers of this course for the chance to speak to you today.  It’s always a pleasure to be out here on the FSI campus.
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                    I.          
    
  
  
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      The Modern American Debate
    
  
  
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                    I often find it fun to talk about arms control, because different parts of the U.S. policy community have very different instincts on the subject, giving arms control debates a very different character from nonproliferation discussions.  We’re all relatively consistent here in Washington on nonproliferation issues, with pretty much nobody thinking that 
    
  
  
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     countries should acquire nuclear weaponry.  We may disagree, inside the Beltway, about the details of how best to go about trying to ensure that, but despite divergences in atmospherics and rhetoric, there has been much nonproliferation policy continuity from the George W. Bush Administration into the Obama Administration.
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                    But the story is different with respect to arms control, where at issue is how to approach regulating the world’s 
    
  
  
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     arms.  
    
  
  
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      Here
    
  
  
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    , the policy community often splits into feuding camps, the members of which don’t get along very well.  They may succeed each other in office, but them seldom actually 
    
  
  
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     to each other.
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                    Arms control tends to produce debates that are remarkably absolutist and, well, theological.  If you’ll permit me a bit of caricature, on one end of the stereotypical continuum is a hawkish cabal that opposes 
    
  
  
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     restrictions upon U.S. power, and which thinks arms control is 
    
  
  
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     bad – a trap, if you will, set by internationalist America-bashers to constrain 
    
  
  
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     power while favoring that of our actual or potential adversaries.
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                    On the other end is a gang of credulously uncritical arms control addicts, who are convinced that it is always 
    
  
  
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    , unhappy with any American muscularity, and devoted to the reduction of stockpiles as a moral duty that must be fulfilled as quickly as possible, and irrespective of the strategic consequences.  Each side thinks the other is 
    
  
  
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     stupid, and quite possibly actually malevolent.
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                    This description is a cartoon, of course, and unfair to both sides.  Nonetheless, there’s probably enough truth in it to make my point: our public discourse on arms control is grievously polarized.  For my part, I want to confound both sides of this absolutist debate by 
    
  
  
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     arms control policy, because I think both ends of this ideological continuum will make bad policy choices if left entirely to their own devices.  Arms control issues are too important to be left to absolutists.
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                    Having said that, we don’t have all afternoon, so I need to limit my remarks.  Make no mistake: I believe that arms control 
    
  
  
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     contribute to U.S. national security, as well as to international peace and security.  But since I suspect that none of you disagree with me on that – FSI, after all, is a State Department institution – it would be wasting your time to preach to the choir about the value of arms control.
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                    Precisely because this is a State Department program, however – and we all know where State’s instincts lie with regard to the potential for diplomatic negotiations and international treaties to solve all the world’s ills – I’ll focus my comments on what I hope will rattle you a bit.  I want to talk about when arms control 
    
  
  
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      doesn’t
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     work so well, and about the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      traps
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that it can sometimes create for the unwary diplomat.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I wouldn’t argue that arms control 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      always
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     creates such problems, of course, any more than I’d argue that it is a 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     good.  If you leave with one “take-away” lesson today, I want it to be that these are emphatically 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     questions that can be answered 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      a priori
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  These are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      empirical
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     matters, and the wise diplomat needs to be aware of arms control’s potential to do both good 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     harm.  He or she needs to be able to engineer good outcomes where this is possible, but also willing to pull the plug – and to walk unflinchingly away – when this cannot be done.
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
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      Critiques of Arms Control
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let me start by examining some potential ways in which arms control can be problematic simply by 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      failing
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to do what it aspires to do.  These possibilities are relatively well known, and not too surprising: (1) verification failure; (2) enforcement failure; and (3) manipulation of the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      process
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One obvious challenge is how to detect violations.  This is a common locus of complaint in evaluating specific arms control measures.  Opponents of the Comprehensive Test Ban Treaty (CTBT), for instance, worried a great deal about the possibility of clandestine violations, and this concern helped lead to the U.S. Senate’s rejection of CTBT in 1999.  With CTBT at least theoretically still on the Obama Administration’s agenda, this issue remains salient today, since it is increasingly believed that Russia and perhaps China have been secretly conducting yield-producing nuclear tests as part of an ongoing program of developing new varieties of weapon, all undetected by the CTBT’s monitoring organization.  Proponents of any agreement will naturally be expected to answer questions about its verifiability, and about the potential impact of undetected violations.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But clandestine cheating is hardly the only potential worry.  One must also be able to detect cheating 
    
  
  
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      in time
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to be able to do something useful about it.  Reliable verification, after all, accomplishes little if it’s just a tool for documenting one side’s strategic defeat.  Detection must be timely enough to permit an effective response.  Timely warning is a challenge recently raised, for instance, in connection with the relationship between International Atomic Energy Agency (IAEA) inspection schedules and the “conversion times” needed to divert safeguarded capabilities to prohibited uses.
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  &lt;p&gt;&#xD;
    
                    The 
    
  
  
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      effectiveness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the range of available responses, once detection occurs, is also a critical factor, for it would be small consolation to get lots of warning if one 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      lacks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     an effective means to respond.  Nor is a lack of tools the only potential problem.  Verification and compliance policy can face 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      political
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     challenges even where tools exist, if detection of a violation would create the need to confront difficult and painful choices such as whether to withdraw, undertake a countervailing arms buildup, or go to war.  In such circumstances, pressures can arise to look the other way and avoid having to acknowledge that cheating is taking place.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    (This isn’t just a curmudgeonly hypothetical, by the way.  Versailles Treaty arms inspectors during the interwar years are said to have downplayed evidence of German rearmament, for example, because their home governments were unprepared to deal with it and did not want to know.  President Clinton also once admitted that U.S. proliferation sanctions laws created incentives for his administration to “fudge” intelligence assessments in order to downplay proliferation transfers, lest acknowledging them disrupt diplomatic relationships such countries such as China.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Not all arenas of arms competition are equally susceptible to effective verification and reliable enforcement, and it pays to think long and hard about such challenges in considering how to structure a deal – or whether to negotiate in the first place.  Even if you choose to accept a weak deal, it’s vital at least that this be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      understood
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    : trouble awaits if you plan for your future security while 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      mistaking
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a weak system for a strong one.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The savvy arms controller also needs to know that quite apart from whatever agreement is actually reached, arms control 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      negotiating 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    can 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be used for manipulative and destabilizing purposes.  A state that wishes to develop a prohibited category of weaponry, for instance, might find it useful to go through the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      motions
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of negotiating over the issue in order to prevent or delay outsiders from undertaking countermeasures during the time it needs to finish developing that capability, or at least to hide or protect the associated infrastructure.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such a strategy of negotiation in order to buy time for strategic positioning has an ancient pedigree.  Before the outbreak of the Peloponnesian War between the ancient Greek city-states of Athens and Sparta, Athenian envoys drew out negotiations with Sparta over a mutual ban on defensive walls in order to win time in which their city 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      rebuilt
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     its own walls higher and stronger than ever.  More recently, this is the sort of thing that Iran and North Korea seem to have done in negotiations over their respective nuclear weapons programs.  (Iranian nuclear negotiator Hasan Rowhani publicly bragged about doing this in 2005, but the tactic apparently still works pretty well.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These are very real pitfalls, and the wary diplomat needs to watch out for them.  For the most part, however, these potential problems represent cases in which the difficulty arises from some 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      incompleteness 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    in the arms control process, where arms control has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      failed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     on its own terms.  I thus find them less interesting, analytically, than instances in which arms control destabilizes because of its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      success
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in imposing constraints.  So let’s look at 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      those
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     possibilities now.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Arms Control and Stability
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The conventional wisdom of the diplomatic community holds that arms control is essential for strategic stability, especially in a nuclear-armed world.  And while arms control certainly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      can
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be valuable, let’s stretch our cognitive envelope a little by thinking a bit about when that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      wouldn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be true.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When might the actual 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      success
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of an arms control agreement potentially lead to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      instability
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ?  I will suggest four basic ways: (1) direct destabilization; (2) maladaptive “lock-in”; (3) competitive displacement; and (4) manipulative 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      substance
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The first type, direct destabilization, is probably likely to result simply from a basic conceptual failure as one designs one’s arms control agenda in the first place.  To explain the kind of thing I mean, let’s take as an example the most ambitious agenda for modern arms control: weapons elimination in the form of complete nuclear disarmament.  If nuclear weapons are part of the reason that the great powers haven’t gone to war against each other for many decades, then their successful abolition might 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      destabilize
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , by removing one important reason for such war-dissuasive conclusions.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There is certainly no lack of historical examples of states that have prized nuclear capabilities for their presumed effect in deterring large-scale conventional military attack, among them those of the NATO states during the Cold War, and Pakistan, Israel, and Russia today. If there is anything to such assumptions, however, a world free of nuclear weapons might be more militarily unstable than before.  As I once heard one foreign diplomat from a non-nuclear-weapon state say at the Conference on Disarmament, disarmament might “make the world safe again for large-scale conventional war.”
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One might perhaps argue about the degree to which this is true, but to me it is striking that so many disarmament activists do concede – at least privately – that any “nuclear zero” would need to be accompanied by some kind of psychopolitical “transformation” of international politics in order to ensure that a post-abolition world doesn’t end up looking like 1914 or 1939.  To my eye, if you need to resort to such magical thinking to make your strategic theory make sense, it probably doesn’t.  Either way, however, it should be clear enough that even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      successful
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     arms control is not always immune to the law of unintended consequences.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Just because the abolition end-point suffers from such conceptual problems, of course, doesn’t that all steps 
    
  
  
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      in that direction
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     it necessarily do.  They may, or they may not.  Details matter, and my distaste for categorical, 
    
  
  
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      a priori
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     answers in this field drives me to think that there can be no substitute for looking at proposed measures on their individual merits.  My point here is merely to use the asymptotic case of abolition as an illustration of the fact that it is 
    
  
  
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      possible
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     for arms control measures to be built on structurally defective foundations, and that it behooves us to approach arms control policy with intellectual humility – with an awareness that we are fallible creatures, and that it is not utterly beyond question that some of our most strongly-held strategic-theoretical certainties will turn out to be fallacious.
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But what of my second category: “lock-in”?  Since the world is a dynamic place, it may also be that even an arms control formula that is initially 
    
  
  
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      stabilizing
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     – as it is intended to be – can turn out to be 
    
  
  
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      de
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    stabilizing over time.  Rigid rules can sometimes create brittleness, and fixing in place a particular technological or numerical 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      status quo
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     may not always be a good idea.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Imagine, for instance, that future U.S. and Russian negotiators agree to cut their forces down to a strategic “monad” of the type of delivery system classical American nuclear theorizing regards as being most “survivable” and thus likely stabilizing: submarine-launched ballistic missiles (SLBMs).  Into the resulting world, however, let us a few years later introduce a “wild card.”  The agreement, after all, would have increased both sides’ incentives to search for new methods of strategic anti-submarine warfare, so let’s imagine that one side gets clever, or lucky, and finds a good one.  This would represent catastrophic strategic surprise for the other side, and in this case arms control would have set the stage for 
    
  
  
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      instability
    
  
  
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     by tying one side to a single-point-of-failure force posture, upon which it would now be unable to rely in deterring potential aggression.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Arms control constraints may thus, over time, create problems by “locking in” a force posture unsuitable to changing circumstances.  This is why agreements usually contain withdrawal clauses, and sometimes also “sunset” provisions that in effect 
    
  
  
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      prevent
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     them from fixing anything in place for too long.
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The history of the Anti-Ballistic Missile (ABM) Treaty illustrates these potential challenges.   It was rooted in a theory of strategic stability pursuant to which missile defenses were deemed destabilizing because they would encourage a spiraling offense/defense arms competition.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    What seemed like a good idea to the Americans in 1972, however, did not look so compelling in the post-Cold War era.  Indeed, under President George W. Bush, American officials concluded, in effect, that the treaty had locked in a 
    
  
  
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      status quo
    
  
  
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     that under modern circumstances was becoming 
    
  
  
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      destabilizing. 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    After the collapse of the USSR and the end of the Cold War, the Russo-American arms race had been reversed, and both sides were dramatically reducing their arsenals.  At the same time, the United States had come to perceive an emerging missile and nuclear threat from 
    
  
  
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      third parties 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    such as North Korea and Iran.  In this new context, the anti-defense 
    
  
  
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      status quo
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of the treaty came to be seen in Washington as maladaptive, fixing in place rules no longer necessary for their original purpose and that now seemed likely to empower rogue states to use their emerging arsenals to bully their neighbors or even threaten the great powers, who were largely defenseless against long-range ballistic missile attack.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    The ABM Treaty, however, had no “sunset” provision; it was intended to prohibit defenses 
    
  
  
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      forever
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Nevertheless, it had a withdrawal clause, and in December 2001 the United States announced its intention to withdraw.  Today, the treaty is a dead letter, and even the Obama Administration’s somewhat scaled-back missile defense plans involve capabilities notably beyond what the 1972 agreement would have permitted.  One can argue back and forth about the merits of withdrawing, of course, and some still do.  My point here is just to point out that the “lock-in” effects deliberately created by arms control may not 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      always
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be stabilizing: even if you 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     get the recipe right at first, circumstances can change.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    An third thing to watch out for is the possibility that arms control will 
    
  
  
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      displace
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     military rivalry from one arena into another.  Such displaced competition may not always be as bad as unregulated competition, of course.  But there’s no rule that says this 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be so; things might actually get worse.  It could be argued, for example, that the numerical limits imposed by the Strategic Arms Limitation Treaty (SALT) of the early 1970s on U.S. and Soviet delivery systems helped push the superpowers more into the deployment of multiple, independently-targeted re-entry vehicles (MIRVs).  (Unable to aim at more targets by building more missiles as they had previously done – but still 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      wishing
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to be able to hit more targets – the powers invested in ways to do so with their 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      existing
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     missile force.  MIRVs were that answer.)
                  &#xD;
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&lt;/div&gt;&#xD;
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                    But this was problematic, for nuclear analysts tend to believe that using MIRVs – at least on missiles in land-based silos – is less “stabilizing” than single-warhead missiles, because MIRVs seem to make it more attractive for an adversary to strike preemptively. (A single attacking weapon, hitting a MIRVed missile in its silo, can take several enemy warheads out of action, but this advantage is lost if the other side is permitted to fire first.)  Since SALT 
    
  
  
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      encouraged
    
  
  
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     the superpowers to move to pervasive MIRVing, it arguably left the arms race more “unstable” than the negotiators found it.  The savvy arms controller should worry about such displacement effects: be careful your “cure” doesn’t end up being worse than the disease.
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                    A final trap to watch out for is good, old-fashioned strategic manipulation – that is, deliberately skewed substantive outcomes – in the form of deals the other side seeks precisely 
    
  
  
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      because
    
  
  
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     their effect would be destabilizing 
    
  
  
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      in its favor
    
  
  
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    .  Think, for instance, of Soviet support in the early 1980s for a “nuclear freeze” and the idea of “no first use,” which clearly aimed to impede NATO nuclear responses to Soviet deployments of new ballistic missiles and to the Warsaw Pact’s numerical superiority in conventional forces.  Similarly, Russian and Chinese proposals for a treaty to prevent an arms race “in Outer Space” have long been phrased to preclude what they feel a potential future U.S. advantage in 
    
  
  
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      space-based
    
  
  
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     weaponry, while leaving untouched those countries’ own ability to threaten 
    
  
  
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      our
    
  
  
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     space assets with their terrestrially-based
    
  
  
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    anti-satellite capabilities.  Not all arms control is 
    
  
  
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      good
    
  
  
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     arms control, and getting “no deal” can be better than one that the other side has “cooked.”  (If you happen to “cook” a deal for your 
    
  
  
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      own 
    
  
  
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    side, of course, I suppose someone will probably give you a nice medal and a promotion.  But watch out for the other guy, and think hard about what 
    
  
  
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      he
    
  
  
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     wants 
    
  
  
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      you
    
  
  
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     to accept.)
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                    IV.       
    
  
  
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      Conclusion
    
  
  
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                    Anyway, that’s my laundry list of potential arms control pitfalls of which the wary diplomat needs to be aware.  Do these landmines along the road mean that arms control is invariably a bad idea, and that it cannot contribute in valuable ways to U.S. security and international peace and security?  Of course not.  It is often very valuable indeed, and in the unlikely event that you doubt this, we can talk about it in the question-and-answer period if you like.
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                    But while remaining committed to getting real value out of arms control wherever possible, arms controllers also need to be smart, historically and contextually aware, attuned to the multiple ways in which good intentions can go wrong, and willing – in the right circumstances – not just to say “no” but to say “hell, no.”  This is really just common sense, but in today’s theologized arms control discourse, it sometimes needs to be said anyway.  Traps await the unwary if our enthusiasms outrun our wisdom.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Fri, 17 Feb 2012 02:40:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1215</guid>
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      <title>North Korean “Denuclearization” After Kim Jong-il</title>
      <link>http://www.newparadigmsforum.com/p1203</link>
      <description>Note:
This essay is adapted from remarks Dr. Ford made in an interview on January 26, 2012, with journalists from Lignet.com.
For Western observers following the ongoing North Korean nuclear problem, it’s certainly been an eventful few months – though also a very confusing time.  As you won’t have missed from newspaper headlines, the big news at [...]</description>
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      This essay is adapted from remarks Dr. Ford made in an interview on January 26, 2012, with journalists from 
      
    
      
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        Lignet.com
      
    
      
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                    For Western observers following the ongoing North Korean nuclear problem, it’s certainly been an eventful few months – though also a very confusing time.  As you won’t have missed from newspaper headlines, the big news at the end of 2011 was the demise of North Korean dictator Kim Jong-il.  Reports had been circulating for the last several years about his failing health, but in December, he cleared up any uncertainty on this point by suddenly dropping dead of a heart attack.
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                    One of his sons, Kim Jong-un – a pudgy youngster of about 28 who isn’t long out of a posh Swiss boarding school but who was proclaimed a four-star general and made chairman of the Central Military Commission not long before his father’s death – has now been proclaimed the successor.  And, of course, legions of foreign observers are scurrying around trying to figure out what this all means, for the Democratic People’s Republic of Korea (DPRK) itself, for the region, and for the long-discussed but so far always elusive U.S. and allied foreign policy goal of DPRK denuclearization.
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                    One problem with trying to assess things now, of course, is that it’s not really clear whether Kim Jong-un is actually in charge, or whether he is some kind of a figurehead run by shadowy regents behind the throne.  Nor is it clear how loyal all elements of the North Korean system really are to the government that rules in his name.  (In such regimes, effusive propagandistic proclamations of ironclad and universal loyalty can bespeak “doth protest too much” insecurity as easily as they do real control.)  Trying to make sense from outside the DPRK of goings-on within its notoriously secretive, paranoid, and repressive government is a vexing challenge on a good day, but it is perhaps harder than ever now.
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                    Most observers seem to expect a period of uncertainty and unpredictability as leadership succession issues sort themselves out, one way or the other.  Some outside observers have speculated about the likelihood of regime collapse, but no one really has much of a window into the opaque world of Pyongyang.
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                    There are many reasons to be concerned about the future of things in the DPRK, of course.  For nuclear policy wonks like myself, a particularly fascinating question is what, if anything, these events mean for the ongoing North Korean nuclear crisis.  As the reader may recall, the Six-Party Talks on North Korean denuclearization that were begun by the George W. Bush Administration – negotiations between the DPRK and the United States, China, Russia, Japan, and South Korea, the Pacific Rim powers most interested in and affected by the nuclear situation – have been in abeyance since 2008.
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                    The Obama Administration, however, engaged in tentative new talks with representatives of the Kim family satrapy in October 2011, in Geneva.  (This meeting apparently followed up on a July conversation at the United Nations in New York.)  In December, in fact, it was reported by some media outlets that a tentative agreement had been reached that would involve the U.S. provision of hundreds of thousands of tons of 
    
  
  
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      food assistance to Pyongyang, in return for which North Korea would return to the Six-Party Talks
    
  
  
                    &#xD;
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    .  After Kim Jong-il’s death last month, a North Korean statement reportedly also claimed that the government was still open to some such arrangement.  It suggested that in return for food aid and a lifting of international sanctions, Pyongyang 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/world/n-korea-statement-re-opens-the-door-to-a-food-for-nukes-deal-with-united-states/2012/01/11/gIQAojvNqP_story.html?hpid=z5"&gt;&#xD;
      
                      
    
    
      might be willing to freeze its uranium enrichment work
    
  
  
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    .
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                    It’s not clear what to make of all this.  Before the talks in Geneva in October, U.S. officials seemed notably ambivalent about their own negotiating effort.  Some media leaks quoted American officials to the effect that they really just wanted to keep talking to North Korea in order to prevent “
    
  
  
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    &lt;a href="http://www.reuters.com/article/2011/10/24/us-korea-north-us-idUSTRE79N1Y020111024?feedType=RSS&amp;amp;feedName=topNews"&gt;&#xD;
      
                      
    
    
      miscalculations
    
  
  
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    .”  It was also announced just 
    
  
  
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      before
    
  
  
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     the Geneva meeting that the lead U.S. nuclear negotiator would be resigning just 
    
  
  
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      after
    
  
  
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     it.  (It’s not quite clear what this was – though some observers describe it merely as a way of passing the negotiating baton from departing envoy Stephen Bosworth to his successor 
    
  
  
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      Glyn Davies
    
  
  
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     – but it didn’t precisely 
    
  
  
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      look
    
  
  
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     like a vote of confidence in the talks’ likely success.)  Just after the quiet discussions in Geneva concluded, moreover, U.S. Defense Secretary Leon Panetta 
    
  
  
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      publicly declared in Seoul
    
  
  
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     that the Obama Administration did not know “where those talks are headed at this point,” and urged observers to treat them with “‘skepticism.’”
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                    As for the December reports of a tentative deal, they came out on the very day that Kim Jong-il apparently died – which naturally tended to dampen what enthusiasm there might have been by highlighting the swirling uncertainty that surrounds the future of the Kim regime.  The abovementioned DPRK announcement 
    
  
  
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      after
    
  
  
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     Kim’s death may have been meant to rekindle Western hopes of some kind of back-to-the-table arrangement, but on its face it was not hugely encouraging, for it seems to have predicated new discussions and a uranium enrichment freeze not just upon food aid but upon 
    
  
  
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    &lt;a href="http://www.washingtonpost.com/world/n-korea-statement-re-opens-the-door-to-a-food-for-nukes-deal-with-united-states/2012/01/11/gIQAojvNqP_story.html?hpid=z5"&gt;&#xD;
      
                      
    
    
      lifting or at least suspending sanctions against the country
    
  
  
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    .  (This sounds to me like a non-starter even if one felt the negotiations had anywhere 
    
  
  
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      to go
    
  
  
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    .  Why abandon one’s only leverage against North Korea merely in order to get them to
    
  
  
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       start
    
  
  
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     talking?)
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                    To my eye, however, the most important point to remember in trying to assess all of this is that there remains little prospect of the talks producing results in the first place.  North Korea has a long history of dangling the possibility of denuclearization in front of us in return for economic assistance, relief from sanctions, and so forth – but so far it has always managed to avoid actually 
    
  
  
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     to denuclearize.
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                    To be sure, in return for concessions from the Bush Administration, Pyongyang was willing to 
    
  
  
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      freeze and then start to dismantle some parts
    
  
  
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     of its plutonium weapons program, but only while secretly pursuing a uranium enrichment campaign in parallel to this plutonium effort.  (Though some Western arms controllers had long 
    
  
  
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      mocked those who suspected just such a parallel uranium program
    
  
  
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    , this  indeed now appears to have been precisely what was happening – a fact the DPRK obligingly revealed in 2010, by 
    
  
  
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      showing a large and apparently sophisticated uranium enrichment facility to a visiting American scientific delegation
    
  
  
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    .)  According to some reports, moreover, 
    
  
  
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      Pyongyang began to rebuild some of the dismantled elements of the plutonium program
    
  
  
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    , and 
    
  
  
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      announced itself to be reprocessing plutonium again
    
  
  
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                    Today, the DPRK is said to be wiling to consider the possibility of a freeze on uranium work, but only after revealing enough of this parallel program in 2010 to make it clear that it must have a more substantial infrastructure than has hitherto been disclosed.  Needless to say, we apparently don’t know where 
    
  
  
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      that
    
  
  
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     is.  (This is a program, remember, that there is 
    
  
  
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      reason to believe began in the mid-1990s
    
  
  
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    , with some assistance from Pakistani experts who had by that point already mastered uranium enrichment.  It has now been more than 
    
  
  
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      material to Libya 
    
  
  
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    in a deal arranged by the A.Q. Khan proliferation network.)
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                    Pyongyang has also long ruled out any discussion of its plutonium weapons and weaponization capabilities, and also of its onward proliferation activities to countries apparently including Assad’s Syria and Qaddafi’s Libya.  Nor has the DPRK been at all willing to consider any sort of verification regime actually capable of demonstrating that a denuclearization accord had in fact been successful.  The last time U.S. officials presented a verification plan to North Korea, in fact – in 2008 – indignant DPRK officials immediately 
    
  
  
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      expelled IAEA inspectors and announced the resumption of weapons work,
    
  
  
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     and that was well 
    
  
  
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     Pyongyang had publicly revealed the uranium enrichment program U.S. officials had long accused it of concealing.  (Recall, also, that American verification planning for North Korea had been systematically toned down by senior U.S. officials since 2004, at which point 
    
  
  
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      Secretary of State Colin Powell rejected proposals drawn up by his own verification experts in favor of a more DPRK-friendly approach drafted by others
    
  
  
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                    More importantly, in the last handful of years, North Korea has also made it increasingly clear that it hasn’t the faintest interest in 
    
  
  
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     getting rid of its nuclear weapons and their associated programs in the first place.  It is now a staple of DPRK pronouncements that it 
    
  
  
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      is
    
  
  
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     a nuclear weapons state, and that this status is essential to its security.  Nuclear weapons development is lauded as 
    
  
  
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      one of Kim Jong-il’s greatest achievements
    
  
  
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     – and the DPRK’s creepily sinister family dynasty personality cult is not a framework conducive to backtracking on the highest policy priorities of one’s semi-deified forbears.
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                    When DPRK officials 
    
  
  
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     deign to 
    
  
  
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    &lt;a href="http://aspeninstitute.de/en/publication/download/29/Aspen+DPRK-USA+Dialogue+.pdf"&gt;&#xD;
      
                      
    
    
      discuss the theoretical possibility of real denuclearization
    
  
  
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    , in fact, they give as preconditions a fantastical list of things that are obviously designed to be poison pills.  (The United States, for instance, would have to essentially end its military relationships with Japan and South Korea, and permit North Koreans unfettered access to U.S. nuclear weapons facilities and planning in order to ensure that no American systems were targeted on North Korea.)  Today, 
    
  
  
                    &#xD;
    &lt;a href="http://aspeninstitute.de/en/publication/download/29/Aspen+DPRK-USA+Dialogue+.pdf "&gt;&#xD;
      
                      
    
    
      officials in Pyongyang also explicitly
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     frame talk of their 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     denuclearization in the context of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      total global nuclear disarmament
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  They’ll get rid of North Korea’s nuclear weapons, in other words, when everyone else gets rid of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      theirs
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     too.  Such disarmament, it should be added, is reputed to have been one of the “dying wishes” of the regime’s founder – the late Kim Jong-il’s father, Kim Il-sung – though most news accounts play down this aspect, recounting this “dying wish” only in connection with denuclearizing the “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/10/20/world/asia/united-states-looks-ready-to-re-engage-north-korea.html"&gt;&#xD;
      
                      
    
    
      whole” Korean Peninsula
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, even as it dangles the possibility of a uranium enrichment “freeze” in order to elicit food assistance and undercut sanctions, North Korea is also now 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/world/asia_pacific/n-korea-makes-rapid-progress-on-nuclear-plant/2011/11/12/gIQAl3kLMN_story.html"&gt;&#xD;
      
                      
    
    
      apparently building a new power-generation reactor
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  This reactor project, reportedly involving the construction of a unit 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/12/01/world/asia/north-korea-nuclear-reactor-progress.html"&gt;&#xD;
      
                      
    
    
      five to six times the power of the Yongbyon reactor from which the DPRK’s weapons plutonium has hitherto come
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , is clearly intended to provide not just a continuing potential source of plutonium but also a rationale for the permanent retention and use of Pyongyang’s uranium enrichment capability.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In sum, there seems to be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      zero
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     North Korean interest in the very thing the Six-Party Talks are supposed to discuss: denuclearization.  So why all the talk of new talks now?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    From a North Korean perspective, I’d imagine it’s advantageous to buy some time while the Kim Jong-un regime, such as it is, consolidates power.  If offering to return to fruitless denuclearization talks preoccupies outsiders during this period of internal consolidation, potential weakness, and instability, so much the better for Pyongyang – particularly if such a mere talking about talks can undermine sanctions and elicit food handouts for the DPRK’s starving and abused population.  North Korea, after all, has a long tradition of dangling the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      hope
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of a negotiated solution in front of foreign interlocutors on what amounts to a fee-for-service basis.  Nothing surprising here.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But what about Washington?  Why do we seem so willing to pay the fee for this kind of tease?  It wasn’t that long ago, after all, that President Obama and South Korean President Lee Myung-bak 
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/the-press-office/remarks-president-barack-obama-and-president-lee-myung-bak-republic-korea-joint-pre"&gt;&#xD;
      
                      
    
    
      said some commendably strong things together
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     about the importance of breaking the pattern of North Korean manipulation, a cycle wherein DPRK misbehavior is rewarded by concessions while no real progress is made toward our own fundamental goal of denuclearization.  And 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/gsn/article/panetta-skeptical-north-korea-will-accept-nuclear-disarmament/"&gt;&#xD;
      
                      
    
    
      Leon Panetta said as much
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , again, last autumn in Seoul.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So what happened to Obama’s purported resolve?  To my eye, it sounds like the White House just wants to kick the can down the road a bit more, using the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      illusion
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of possible denuclearization progress in order to avoid election-year difficulties.  This, for instance, might help explain the leaked Obama Administration references to avoiding North Korean “miscalculations.”  Traditionally, Pyongyang frequently likes to foment trouble as a way of shocking foreign interlocutors into making concessions.  President Obama presumably doesn’t want any of this happening, especially while he’s fighting for his political life as the general election approaches.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    (Remember 
    
  
  
                    &#xD;
    &lt;a href="http://www.youtube.com/watch?v=7yr7odFUARg"&gt;&#xD;
      
                      
    
    
      Hillary Clinton’s 2008 campaign advertisement
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     needling then-candidate Obama for not being the kind of leader you’d want to have answering the White House phone at 3:00 a.m. in a major national security crisis?  Even three years into his presidency, such criticisms still have the potential to wound.  Obama relishes the image of national security muscularity as long as any use of force can be wrapped up quickly and/or painlessly – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , 
    
  
  
                    &#xD;
    &lt;a href="http://www.cbsnews.com/8301-503543_162-20058792-503543.html"&gt;&#xD;
      
                      
    
    
      with a special forces team
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , with 
    
  
  
                    &#xD;
    &lt;a href="http://www.bbc.co.uk/news/world-us-canada-16804247"&gt;&#xD;
      
                      
    
    
      unmanned aircraft controlled from thousands of miles away
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , or “
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/opinions/the-obama-doctrine-leading-from-behind/2011/04/28/AFBCy18E_story.html"&gt;&#xD;
      
                      
    
    
      led from behind
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” as European pilots do most of the bombing – but when it comes even to the Afghan military campaign he proclaimed a “
    
  
  
                    &#xD;
    &lt;a href="http://articles.latimes.com/2009/aug/18/nation/na-obama-vfw18"&gt;&#xD;
      
                      
    
    
      war of necessity ... of fundamental importance to the defense of our people
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ,” it is essential that the additional troops he reluctantly committed 
    
  
  
                    &#xD;
    &lt;a href="http://articles.cnn.com/2011-06-22/politics/afghanistan.troops.drawdown_1_afghanistan-drawdown-surge-forces-president-barack-obama?_s=PM:POLITICS"&gt;&#xD;
      
                      
    
    
      come home before election day 2012
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   A confrontation with North Korea across the 38th Parallel is unlikely to be the kind of thing one can handle surgically and antiseptically; it must terrify him.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But let’s explore this more deeply.  I do not mean that it would necessarily hurt Obama to have a chance to seem tough on a rogue regime, especially where his hated predecessor’s second term was marked by its notable willingness to compromise with that particular dictatorship.  The problem for Obama, I would argue, is more subtle than that.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    America’s North Korea policy seems to be at a crossroads.  We are at the point when it is becoming increasingly clear to all concerned that negotiated denuclearization is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     possible, but we haven’t gotten beyond the traditional diplomatic reflex of desperately hoping – and perhaps being willing to pay – for yet more talks on the subject.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Facing the “what do we do now” dilemma that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     confronts our policy is difficult and frightening – or at least it would be, if Washington actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      were
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     willing to face it.  The facts of the case suggest that we confront an increasingly stark choice between an ever more assertive anti-DPRK policy of containment and perhaps regime change, and some kind of quasi-acquiescence to Pyongyang’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      soi-disant
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     status as a nuclear weapons power.  Whatever the political merits or demerits of being vaguely “tough” on a rogue regime in an election year, the Obama Administration does not want to confront 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      this
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     choice, and especially not now.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To admit facing this choice, after all, would suggest the intellectual bankruptcy of the Obama foreign policy meta-narrative of how a more “soft power” U.S. approach to global affairs, and more diplomatic engagement with foreign troublemakers, can solve our national security challenges without the distasteful necessity of thinking in more traditional “hard power” terms.  Admitting the existence of this emerging dilemma would suggest that perhaps we 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      cannot
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     solve all our foreign policy problems with “outstretched hands” and apologetic and self-abnegating rhetoric – and that we 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      cannot
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     meet all our national security needs simply through the “smarter” use of U.S. muscle while military expenditures start to collapse under the weight of ruinous non-discretionary entitlement spending and unprecedentedly extravagant federal budget deficits.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Admitting that we are coming to face such a choice in North Korea policy would also tend to call into question the seriousness of the Obama Administration’s much-vaunted so-called “pivot to Asia,” at least to the extent that the White House pretends that a stronger U.S. posture more reassuring to our regional allies can be had while simultaneously drawing down our conventional military budgets 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     further reducing the role that nuclear deterrence plays in our security strategy.  Whether we 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      accept
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the DPRK as a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     permanent nuclear weapons possessor or instead steel ourselves for a more confrontational approach, it is unlikely we’ll be able to have these cakes and eat them all at the same time.  Barack Obama loves the rhetorical device of the “
    
  
  
                    &#xD;
    &lt;a href="http://www.usnews.com/opinion/blogs/mary-kate-cary/2011/04/26/president-obamas-abuse-of-false-false-choices"&gt;&#xD;
      
                      
    
    
      false choice
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ,” but sometimes the claim of a false choice is itself false.  Statecraft is about making 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      real
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     choices, not wishing them away.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    What may be happening with the recent pseudo-talks, therefore, is that Washington and Pyongyang have come to what is, in effect, an 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      agreement
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that it is more useful to take up time 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      pretending
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to talk about denuclearization than it is to face real policy dilemmas.  It is easier to stick to the time-tried tropes of how “we really need more engagement” than it would be to confront the growing need to think about developing a new, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      post
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      negotiation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     approach to the DPRK nuclear crisis.  And so it may be that we see a weird kind of consensus in the North Korean negotiations – though, alas, only about the need to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      avoid
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     genuinely trying to resolve the crisis.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That may be good election year politics in Washington, or it may not.  It is, however, clearly not good policy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Thu, 09 Feb 2012 00:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1203</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Late Qing Reformers and Today’s Chinese Communists View America:  Plus ça change?</title>
      <link>http://www.newparadigmsforum.com/p1178</link>
      <description>I had occasion recently to do some reading in Chinese history, and had the pleasure of coming across Andrew Nathan’s Chinese Democracy and David Arkush and Leo Lee’s anthology of translations, Land Without Ghosts: Chinese Impressions of America from the Mid-Nineteenth Century to the Present.
These are two very different books, and there is much of [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I had occasion recently to do some reading in Chinese history, and had the pleasure of coming across Andrew Nathan’s 
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/Chinese-Democracy-Andrew-J-Nathan/dp/0520059336/ref=sr_1_1?s=books&amp;amp;ie=UTF8&amp;amp;qid=1324327397&amp;amp;sr=1-1"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Chinese Democracy
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and David Arkush and Leo Lee’s anthology of translations, 
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/Land-Without-Ghosts-Impressions-Mid-Nineteenth/dp/0520084241/ref=sr_1_1?s=books&amp;amp;ie=UTF8&amp;amp;qid=1324327442&amp;amp;sr=1-1"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Land Without Ghosts: Chinese Impressions of America from the Mid-Nineteenth Century to the Present
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
      .
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These are two very different books, and there is much of interest in both of them.  What most struck me, however, is the degree to which it appears that important themes in how some late Qing Dynasty Chinese viewed the America of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      their
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     day still resonate today in the worldview of the Chinese Communist Party (CCP), and the official People’s Republic of China (PRC) propaganda narrative of what the United States is and what it represents.   On one level it is strange to see such continuity – or rather such a reoccurrence, for such attitudes did not necessarily persist during the intervening century – since the America they seek to describe and explain changed immeasurably over the period in question.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If one remembers, however, that such narratives of America are the intellectual work product of their Chinese articulators – and thus to some extent reflect what they, in a sense, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      need
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the United States to be in order to justify their own political agenda for China – the similarities between the views of late Qing reformers and today’s CCP are perhaps not so startling.  Let’s take a walk down history’s path and pull up some impressions of America from the end of China’s last Imperial Dynasty, against which the reader can compare the narratives one often hears from the CCP Party-State today.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Early Political Currents of the Qing America-Watchers
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Andrew Nathan has noted how Kang Youwei and other Chinese reformers in the late 19th Century seem to have seen much Western strength as lying in democracy – but also to have assumed that this strength came not from pluralist competition between diverse interests but from the ability of democratic forms to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      harmonize
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     interests, making of the country a single unit bound to a collective purpose. 
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    Democracy, thus viewed, was both a good thing and even an 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      essential
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     thing for a Chinese polity the overriding political imperative of which – the Chinese national 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      telos
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , if you will – was to recover from humiliating weakness.  As Nathan recounts, many amongst the Chinese Confucian elite seem to have accepted “the notion that the nation is the political unit of concern and that the nation’s survival is the prime problem for politics.” 
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    Democracy was seen, and was to be evaluated, through the prism of Chinese recovery.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Fascinatingly, however, many Chinese reformers seem to have seen in democracy not an ethic of pluralism and diversity but rather an invocation of the ideal of harmony and unity.  To be sure, the people may have had some role in supervising government, and government some responsibility for being responsive to the needs of the people.  This was, however, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a model in which the people would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      choose
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     or have the opportunity to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      replace
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     their rulers: it was an ethic of the rulers’ consultation with the ruled and benevolent attentiveness to the people’s interests, all for the greater good of the nation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For such thinkers, America seems to have existed simultaneously as a model of somehow “democratic” strength 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     as an anti-model of disharmony and disorder – and perhaps even a threat to a China then struggling to keep its head above water in a brutishly competitive world.  Early Chinese visitors to the United States admired American technology and efficiency, but seem frequently to have recoiled from the hurly-burly of pluralistic political competition.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Zhang Deyi, for instance, who visited in 1868 as interpreter for Anson Burlingame’s diplomatic mission on behalf of the Qing, seems to have been deeply distressed by the two-party system he observed in the United States, describing it as an example of disharmony and selfishness: “each party has its selfish interests,” he lamented, “and they are not in harmony.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Similarly, Huang Zunxian, consul-general in San Francisco in early 1880s seems to have feared that individual liberty and egalitarianism would lead to selfishness and disorder.  He was uncertain whether democracy really worked in America, but he certainly didn’t like the idea for China.  In poetry he wrote about his experiences in America, he depicted the U.S. election of 1884 as a travesty, pitting two parties against each other that each invoked grand ideals of unity behind a presidential “father to us all” but whose divisive competition precluded any real achievement of a longed-for “Age of Grand Harmony on Earth.” 
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    In other poetry, he decried how far the America he saw was from “the Age of Great Unity,” and the fact that around the world nations – and not just political parties – compete for power.  All of this made him fear for his weak country’s future: “When,” he asked “will China’s territory expand again?”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Lin Shu, a famous translator of Western works into Chinese, also had a grim view of such international competition for China, comparing the modern world of “dominating and being dominated” to the situation that obtained between Chinese states in antiquity.  Lin sorrowed that China’s prestige has been wounded, and asked bitterly about whether China, in its then weakness, really had a nation or not. 
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    Views of America were deeply colored by feelings of their own national weakness, and China’s need for survival and recovery.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Liang Qichao Views America
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The recurring themes come through most clearly, perhaps, in the writings of Liang Qichao, a seminal and enormously influential scholar and reformist of the late Qing whose views helped shape the subsequent May 4th movement and even the early CCP.  He saw democracy, in Nathan’s words, “chiefly [as] a means of communication between government and people,” using “consultative bodies” in order to help create “unity of will and effort.”  (As Liang phrased it, there would be “ten thousand ears with one hearing, ten thousand powers with only one purpose in life.”)  The government and the people were fundamentally of one interest, not diverging ones, and consultation would help power-holders advance this interest.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Liang’s views after visiting the United States reflected these hopes and concerns for China.  Having met President Theodore Roosevelt – and apparently found much to his liking in the Progressive-era aspirations toward greater federal government authority and regulation – Liang felt that even American democracy needed greater political centralization, this being the trend of the age.  Indeed, Liang seems to have felt the main reason that Americans formed a cohesive nation at all was that this had been largely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      imposed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     upon them by political elites.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As for how American democracy worked, Liang seems to have been uncomfortable with the raucous, competitive, U.S. political scene he encountered.  His accounts of America describe a notable degree of crime and disorder, particularly associated with large cities such as New York.  In Liang’s description, American democracy was corrupt, manipulated by selfish interests, inconsistent in policy, and quite unable consistently to produce leaders of talent.   He also saw it as being in some sense hypocritical, entranced by rights and liberty but characterized in practice by derogation from these ideals – including anti-Asian racism and Jim Crow lynchings.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whether or not it really worked in America, moreover, Liang Qichao felt that the American approach to democracy was entirely inappropriate as a model for China – a view in which his visit to San Francisco’s Chinese-American community particularly convinced him. 
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    For Liang, the Chinese were suited only for despotism, not freedom.  As he put it, “[f]reedom, constitutionalism, and republicanism would be like hempen clothes in winter or furs in summer; it is not that they are not beautiful, they are just not suitable for us.”  China was unready for democracy, under which he feared his home country would degenerate into mob rule, corruption, and incompetence.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Instead, Liang felt that China needed strong rule – autocracy, in fact – which was necessary in order help forge China into a county.  If ever it could be a democracy, this would have to come later: “After that we can give them the books of Rousseau and tell them about the deeds of Washington.”  China’s recovery demanded the efficiency, singleness of purpose, steady hand, and firm guidance of a political system that did 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     look like pluralist Western liberty – and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      would
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     not look like it, if ever, for a very long time.   After visiting America, in fact, Liang professed sympathy for constitutional monarchy, which he said “has fewer flaws and functions more efficiently.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, Liang saw in America a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      threat
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to China’s recovery – and a threat that went beyond simply providing an unsuitable model for political organization.  He believed he saw sinister forces at work behind American politics, imbibing the trust-busting politics of the time and describing U.S. politics as being manipulated by shadowy financial trusts operating behind the scenes.  He saw in these trusts, and in Roosevelt’s talk of a global “role” and “mission,” a threat to China, and to its all-important national recovery, as an economically acquisitive and ideologically messianic America entrenched itself in the Pacific.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Plus c’est la même chose …
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    What was striking to me, in reading various accounts of Chinese observations of America during the late Qing, is how oddly modern many of these themes still sound.  Notwithstanding a century of change, and with a vastly different modern China now counterpoised vis-à-vis a vastly different modern United States, these turn-of-the-19th Century views of American democracy are intriguingly echoed in the CCP’s discourse of self-justification in the post-Mao era of reform and development, and on through to the present day.   Let me summarize some of the main themes I think I’ve seen in late-Qing views:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I don’t think it’s much of a stretch to see 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of these eight factors as persisting in important ways in the Party-State’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      contemporary
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     narrative of itself and of the United States, and in underpinning CCP claims to political legitimacy and a continued monopoly on power.   (I’ll leave this to the reader, but I don’t think one has to search too long to see such things coming out in the output of the CCP’s propaganda machine and its coverage of American issues.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Chinese narratives of the “Other,” in other words, may sometimes say as much about China as they do about the actual America that they supposedly describe, and despite the otherwise enormous differences between their eras and circumstances, nationalist reformers in China’s last imperial dynasty would appear to have certain objectives in common with modern-day officials in its first ideological one.  If one is committed to the development of China along a trajectory from relative weakness to the status of a first-rank global power, and to accomplishing this without allowing the Chinese people to exercise meaningful political rights and freedoms – including the right to replace their governing elite if and when dissatisfied with it – there may be things about Western democracy that one simply 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      must
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     believe if one’s political program is to retain any coherence.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I do not necessarily mean to argue, of course, that the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      only
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     roots of these Chinese perceptions of the United States lie in such internal factors, or that such views are, in effect, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      entirely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     unrelated to the American reality they purport to describe.  This, after all, would be quite improbable, particularly now that Chinese have more access than ever before to information about the outside world, and have developed an extensive and sophisticated cadre of scholarly “America watchers.”  It is no longer possible, if indeed ever it were, for explanatory narratives to be woven entirely of fantasy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That said, I think it is useful to draw attention to the ways in which such narratives, as expressed and encouraged within the still officially-constrained and -managed “information space” of Chinese public discourse, may be at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      partly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the products of the domestic agenda and imperatives of the PRC’s hegemonic ruling party, and thus at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      imperfectly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     related to their object of description.  Both in China and abroad, there seems to be no shortage of accounts that stress the exogenous roots of Chinese perceptions, seeing them either as being faithfully 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      accurate
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     descriptions of the U.S. reality, or at least as 
    
  
  
                    &#xD;
    &lt;a href="http://michaelhunt.web.unc.edu/2012/01/10/how-beijing-sees-us-policy-insights-from-the-past/"&gt;&#xD;
      
                      
    
    
      understandable reactions to American policy or politics
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Accordingly, it can be a valuable analytical corrective to remember that narratives of a foreign Other always say at least something about their narrators – and sometimes even more than they accurately recount about that Other itself.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 25 Jan 2012 02:50:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1178</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Iran Ain’t Japan</title>
      <link>http://www.newparadigmsforum.com/p1182</link>
      <description>With nuclear proliferation having taken no break for the winter holidays or for New Year’s celebrations, the Middle East is echoing with the ugly sounds of Iranian saber-rattling – and U.S. counter-rattling – in the wake of the unprecedentedly strong warning about Iran’s nuclear weapons program issued in November 2011 by the International Atomic Energy [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With nuclear proliferation having taken no break for the winter holidays or for New Year’s celebrations, the Middle East is echoing with the ugly sounds of Iranian saber-rattling – and U.S. counter-rattling – in the wake of the unprecedentedly strong 
    
  
  
                    &#xD;
    &lt;a href="http://www.isis-online.org/uploads/isis-reports/documents/IAEA_Iran_8Nov2011.pdf"&gt;&#xD;
      
                      
    
    
      warning about Iran’s nuclear weapons program issued in November 2011 by the International Atomic Energy Agency (IAEA)
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Facing the prospect of new economic sanctions for his country’s continued defiance of its nonproliferation obligations, the commander of the Iranian Navy blustered on December 28, 2011, that closing the Straits of Hormuz would be “
    
  
  
                    &#xD;
    &lt;a href="http://www.bbc.co.uk/news/world-middle-east-16344102"&gt;&#xD;
      
                      
    
    
      easier than drinking a glass of water
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ,” and promised that “not a drop” of oil would flow through that passage if more sanctions were imposed.  Iranian naval forces duly 
    
  
  
                    &#xD;
    &lt;a href="http://www.upi.com/Top_News/Special/2012/01/06/Iran-plans-new-naval-exercise-near-Strait-of-Hormuz/UPI-51871325878019/"&gt;&#xD;
      
                      
    
    
      conducted a series of exercises and missile test-firings
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     around the New Year.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Seemingly in response, President Barack Obama signed into law a new bill imposing sanctions on Iran’s central bank, though he undercut the message of resolute toughness Congress aimed to send by this legislation when he took issue with some of the new law’s provisions and declared that he would treat its sanctions provisions as “
    
  
  
                    &#xD;
    &lt;a href="http://blogs.wsj.com/corruption-currents/2012/01/03/obama-signs-iran-central-bank-sanctions-into-law/"&gt;&#xD;
      
                      
    
    
      nonbinding
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”   Waffling notably less, however, the chairman of the U.S. Joint Chiefs of Staff subsequently declared that in the event of an Iranian closure of the Straits of Hormuz, “we can defeat that” – and that American forces would “
    
  
  
                    &#xD;
    &lt;a href="http://www.bloomberg.com/news/2012-01-08/iran-able-to-block-strait-of-hormuz-general-dempsey-tells-cbs.html"&gt;&#xD;
      
                      
    
    
      take action and reopen
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” the Straits.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This close-the-straits drama, however, was really a sideshow, for the real game – and the issue that is driving sanctions, about which Iran has finally begun to become concerned – is the continuing progress of Iran’s nuclear weapons program.  Press coverage has focused on the declaration last weekend by U.S. Defense Secretary Leon Panetta that if Iran tries to build a nuclear weapon “
    
  
  
                    &#xD;
    &lt;a href="http://www.newsmax.com/InsideCover/panetta-iran-nuclear-hormuz/2012/01/08/id/423421"&gt;&#xD;
      
                      
    
    
      they’re going to get stopped
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Beneath this seeming toughness, however, the Obama Administration seems to be troublingly confused or ambivalent, undermining its own diplomacy and encouraging those who are determined to whitewash Iran’s nuclear ambitions and prevent the development of effective responses.
                  &#xD;
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                    Here’s more of what Panetta told 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      CBS News 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    on Sunday:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “
    
  
    
                    &#xD;
    &lt;a href="http://www.newsmax.com/InsideCover/panetta-iran-nuclear-hormuz/2012/01/08/id/423421"&gt;&#xD;
      
                      
      
    
      Are they trying to develop a nuclear weapon? No. But we know that they’re trying to develop a nuclear capability. And that’s what concerns us. And our red line to Iran is do not develop a nuclear weapon. That’s a red line for us
    
  
    
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
    
  
    .”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To my eye, this is problematic for two reasons – the first suggesting a slackness of analytical acuity on the part of the Obama Administration that is likely to have baleful results not just in Iran but for the nonproliferation regime as a whole, and the second suggesting a failure of judgment in coping with the Iranian nuclear crisis itself.
                  &#xD;
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                    I.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Obama Administration Analytical Confusions
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The analytical failure is suggested by the first part of Panetta’s comment: that Iran is not “trying to develop a nuclear weapon” and is only “trying to develop a nuclear capability.”  If all the Secretary meant was that we do not believe Iran is actually assembling nuclear weapons yet, but that it is working hard to develop the capabilities that would let it finally take this step, I could agree: the information publicly available supports such a conclusion.  (
    
  
  
                    &#xD;
    &lt;a href="http://www.cbsnews.com/8301-18563_162-57345322/panetta-iran-will-not-be-allowed-nukes/"&gt;&#xD;
      
                      
    
    
      Earlier comments made by Panetta
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , in mid-December, suggest that he had in mind only an Iranian decision actually to assemble a device, though his quoted phrasing was still imprecise.).  But if this is the case, Panetta picked a miserable way to express himself on Sunday, and one that is already having unfortunate consequences.
                  &#xD;
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  &lt;p&gt;&#xD;
    
                    Why do I say this?  Because even if the final step of assembly remains some time off, Iran clearly is
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       indeed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     “trying to develop” a nuclear weapon, and has been since it first began secretly to acquire enrichment and reprocessing technology in the mid-1980s.  Secretary Panetta’s ill-conceived phrasing, however, makes it sound like the administration doubts the weapons-development purpose that seems to have animated Iran’s nuclear effort over this entire period.  Being more inclined to think the Obama Administration feckless than fraudulent in any kind of sophisticated way, and being painfully aware of the large and growing volume of information that indeed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      does
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     point to Iran’s nuclear weapons intentions, I think it unlikely that the Obama team actually entertains any such doubts.
                  &#xD;
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  &lt;p&gt;&#xD;
    
                    Nevertheless, Panetta’s choice of words here dovetails disturbingly well with the Obama Administration’s 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/145181.pdf"&gt;&#xD;
      
                      
    
    
      July 2010 report on 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Adherence to and Compliance With Arms Control, Nonproliferation, and Disarmament Agreements and Commitments
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    (a.k.a. the “Noncompliance Report”), prepared on behalf of the administration by the State Department.  There, the Obama Administration began to squirm away from the previous U.S. finding (in 2005) of Iranian noncompliance with Article II of the Nuclear Non-Proliferation Treaty (NPT) – that is, from the conclusion that Iran is, in the words of the NPT, attempting to “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/www/global/arms/treaties/npt1.html"&gt;&#xD;
      
                      
    
    
      manufacture or otherwise acquire nuclear weapons or other nuclear explosive devices
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  In the 2010 Noncompliance Report, the Obama Administration did not repudiate that earlier finding, but it didn’t reaffirm it either.  Rather, in a classic equivocation, it merely noted that “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/145181.pdf"&gt;&#xD;
      
                      
    
    
      [t]he United States found in the 2005 [Noncompliance] Report that Iran violated Article II of the NPT,” and that “the issues underlying that finding remain unresolved.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”
                  &#xD;
  &lt;/p&gt;&#xD;
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                    (The 2010 Report also tries, rather misleadingly, to suggest that in the 2005 edition, the United States had 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      only
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     accused Iran of “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/145181.pdf"&gt;&#xD;
      
                      
    
    
      violat[ing] the ‘seeking or receiving any assistance provision of Article II
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” by getting help on is weapons program from the A.Q. Khan network and others.  In fact, the 2005 Noncompliance Report also identifies Iran as pursuing “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/52113.pdf"&gt;&#xD;
      
                      
    
    
      an effort to manufacture nuclear weapons
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ,”  which implicates the other prong of Article II.  The Obama Administration’s 2010 recharacterization, therefore, has the effect of seeming to tie Iran only to a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      past
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     violation, rather than an ongoing one, conveniently letting Tehran off the hook today and helping Washington evade responsibility for actually having to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      address
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the current crisis more clearly or resolutely.  That’s obviously relevant to the “manufacture” issue discussed below, and it speaks volumes about how the Obama State Department approaches NPT issues, but let’s leave that aside for now.)
                  &#xD;
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                    In any event, there is already an Obama Administration track record of evasion and revisionism on Iranian NPT noncompliance issues, and now Panetta says Iran is not “trying to develop a nuclear weapon”?  Perhaps, then, this is not a coincidence after all, though the explanation is not a simple one.  If only it were true that Iran really 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      isn’t
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     interested in developing nuclear weapons, and 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      hasn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     methodically built up its nuclear infrastructure for this very purpose.  Unfortunately, however, the publicly-available evidence does not bear out such a rosy conclusion, and it says less about Iran than about the confusion and carelessness of the current U.S. administration that both the IAEA 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and France
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     now seem more willing publicly to accuse Tehran of the obvious than does Team Obama.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Under any common-sense interpretation, of course, Iran has been engaged in “trying to develop” nuclear weapons for some time.  The 
    
  
  
                    &#xD;
    &lt;a href="http://www.isis-online.org/uploads/isis-reports/documents/IAEA_Iran_8Nov2011.pdf"&gt;&#xD;
      
                      
    
    
      IAEA’s November 2011 report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     on safeguards compliance there does a good job of summarizing things, recounting a range of suspect activities strongly pointing toward weapons intent – including some things that do 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     have “dual-use” applications but are, instead, as the IAEA pointedly notes, “specific to nuclear weapons.”  (The reader can see my quick summary of notable items through
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
      &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=1160"&gt;&#xD;
        
                        
      
      
        this hyperlink
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    , or can read the entire IAEA report in PDF form 
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
      &lt;a href="http://www.isis-online.org/uploads/isis-reports/documents/IAEA_Iran_8Nov2011.pdf"&gt;&#xD;
        
                        
      
      
        here
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    .)  And even the Obama Administration admits that there is “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/145181.pdf"&gt;&#xD;
      
                      
    
    
      credible evidence that Iran has both received nuclear weapons designs and worked indigenously on its own design
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So what on earth is going on with Panetta’s comments that Iran is not “trying to develop nuclear weapons,” and with the State Department’s evasions in the July 2010 Noncompliance Report?  Here’s my theory.  These pronouncements, I think, are only intelligible – absent a conclusion of sheer stupidity, which I am loath to reach – if one assumes the Obama Administration adheres to a crabbed and sterile understanding of what it 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      means
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be “trying to develop nuclear weapons.”
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As the earlier, more forthright 2005 Noncompliance Report explained – in text that the Obama Administration characteristically felt unable to repudiate in 2010 but lacked the moral courage either to endorse or even to acknowledge – the idea of “manufacturing” a nuclear weapon for purposes of the NPT’s Article II is not susceptible to a “simple, clear, ‘bright-line’ rule” of interpretation:
                  &#xD;
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  &lt;p&gt;&#xD;
    
                    
    
  
    “
    
  
    
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/52113.pdf"&gt;&#xD;
      
                      
      
    
      In explaining the term ‘manufacture’ to the U.S. Senate in connection with the NPT ratification process, Arms Control and Disarmament Agency [ACDA] Director William Foster stated that it was not possible to ‘formulate a comprehensive definition or interpretation [of Article II noncompliance],’ and he doubted the efficacy of such efforts ‘unrelated to specific fact situations.’ Accordingly, compliance assessments are highly contextual, and no single, comprehensive definition, unrelated to specific factual situations, would be useful. However, the United States has explicitly stated that the prohibition against the ‘manufacture’ of a nuclear weapon, as well as against seeking or receiving any assistance in this regard, reaches more than simply the final assembly of such a device. In addition, Director Foster advised the Senate that ‘facts indicating that the purpose of a particular activity was the acquisition of a nuclear explosive device would tend to show noncompliance.’  Thus ... an important factor in Article II compliance analysis is the purpose of a particular activity.
    
  
    
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
    
  
    ”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is a very common-sense approach – for although doing so requires the exercise of judgment, and it can of course be tricky, as an evidentiary matter, to assess “purpose” in such circumstances, purpose analysis is really quite unavoidable.  Otherwise one ends up in the rather silly position of concluding that bomb-making only becomes bomb-making at the point of final assembly – for instance, when one is screwing the casing together at the end of an assembly line.  I don’t think any serious person could really maintain this, and ACDA Director Foster made quite clear before the NPT’s ratification that this 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      wasn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the standard, but it is at least possible to imagine the Obama Administration trying to escape responsibility for showing moral seriousness in the Iran nuclear crisis by revisiting the legal standard in favor of some kind of “final assembly” definition of “manufacture.”  From such a stilted view that the project’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      purpose
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     doesn’t really matter – and that the only thing that counts occurs at the last nanosecond, when one actually takes possession of a working device – it might perhaps be felt to be only one small (il)logical step to Panetta’s seeming conclusion that one not yet possessing nuclear weapons is not “trying to develop” them.
                  &#xD;
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  &lt;p&gt;&#xD;
    
                    But, of course, such a chain of reasoning isn’t reasonable at all.  It’s ridiculous.  Just as one does not start building – or “manufacturing,” much less “trying to develop” – an automobile only when one finally fits the engine into its chassis and bolts the wheels on, one clearly does not start work on nuclear weapons only when actually assembling them.  That point is merely the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      end
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      stage
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of a long and complicated endeavor that in every historical example to date has taken years of purposeful development work; it is that 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      process
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that constitutes “manufacturing,” and certainly “trying to develop,” nuclear weapons.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    As an example of how silly the Obama Administration’s apparent legal-analytical standard would sound in a context in which politics were 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     skewing analysis in order to provide excuses for inaction, imagine the example of Henry Ford’s famous River Rouge automobile production facility near Dearborn, Michigan.  River Rouge produced nearly all the parts of the iconic Ford Model T, as part of an integrated process that began with making the very steel used in the car, which was produced on-site using massive ovens and a coke foundry.  Actual 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      assembly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the vehicles, however, occurred at Ford’s plant at Highland Park.
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  &lt;/p&gt;&#xD;
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                    Why is this relevant?  Well, judged by the standards of the surreal world of Obama’s Iran diplomacy, the River Rouge facility was not involved in “trying to develop” automobiles.  Had Henry Ford simply stopped before sending all those Model T parts to Highland Park, in fact, he wouldn’t have been involved in automobile manufacture at all: by Obama Administration logic, Ford would have been, at most, just “trying to develop an automobile 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      capability
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .”  Such an argument, of course, is obviously errant nonsense, but where Iran’s nuclear weapons program is concerned, this approach seems now to be Obama policy.  It is a woeful standard to adopt, however, and one that responsible nations will surely rue.
                  &#xD;
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                    To be sure, there is an important difference between having the capability to produce something and actually producing it.  This is why, in the nonproliferation context, the spread of [uranium] enrichment and [plutonium] reprocessing (a.k.a. ENR) technology – which gives possessors the easy technical 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      option
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of nuclear weapons development – is bad, but actual weaponization is still worse.  This distinction, however, is often overplayed, either as an excuse for craven passivity in the face of ENR proliferation, as a rationalization for non-ENR states’ technological acquisitiveness, or simply as a cover for those really seeking the quasi-deterrent effect that can come from being 
    
  
  
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      able
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to weaponize on short notice.  In any event, the distinction between an innocent ENR possessor with wholly peaceful intentions and a malevolent state preparing for NPT “breakout” is a non-trivial one, even though neither may be said actually to possess nuclear weapons.  This is why the pre-Obama U.S. legal-analytical focus upon “purpose” is so important, and we forget this at our peril.
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                    Already, in fact, Panetta’s comments are being taken in some quarters as confirmation that Iran 
    
  
  
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      doesn’t
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     have a nuclear weapons program.  (Instead, you may recall, we are now told that it is just building a “nuclear capability,” whatever this means.)  This claim, in turn, feeds a baldly Iran-exculpatory narrative that has been carefully sculpted over the past few years by those who clearly do 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     share U.S. priorities with respect to stopping the proliferation of nuclear weaponry.
                  &#xD;
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                    Even after the IAEA’s November 2011 report on Iran, for instance, Russian Deputy Foreign Minister Sergei Ryabkov declared that Moscow had “
    
  
  
                    &#xD;
    &lt;a href="http://rianovosti.com/world/20111209/169515956.html"&gt;&#xD;
      
                      
    
    
      verified data showing that there is … no proof of a military component in Iran’s nuclear program
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Let’s leave aside the semantic and logical incoherence of claiming to have “verified data” that prove there is “no proof” of something.  The point of his comment lies in the shallow evasiveness of its demand for utterly conclusive “proof” – a standard that, not by coincidence, lets one claim genuinely to be concerned about a dangerous possibility while yet reposing in complete confidence that any need for action can always be put off pending at least a 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      little
    
  
  
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     more proof of its occurrence.
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                    The Obama Administration is playing into this sorry theme, and undermining its own diplomatic efforts to mobilize international resistance to Iran’s nuclear push, by sending Panetta out to tell the television cameras that Iran is not “trying to develop nuclear weapons.”  It does little good to protest that what the Secretary 
    
  
  
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      meant
    
  
  
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     was only that they aren’t actually 
    
  
  
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      building
    
  
  
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     nuclear warheads yet, though even if this was his intention, administration officials haven’t had the brass to try to clarify things.  Like the foolish (or deliberately mischievous) phrasing of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.dni.gov/press_releases/20071203_release.pdf"&gt;&#xD;
      
                      
    
    
      unclassified “Key Judgments” in the 2007 U.S. National Intelligence Estimate on Iran
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     – which seemed to suggest that Iran had abandoned its nuclear weapons ambitions merely because it temporarily suspended weaponization work before fissile material had become available from the uranium-production prong of Tehran’s nuclear weapons program (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , before those Iranian weaponeers had nuclear material to work with), and whose factual claim of a suspension in 2003 seems in any case now to have been 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=1160"&gt;&#xD;
      
                      
    
    
      disproven by the IAEA
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     – it is difficult to walk things back after the self-inflicted wound of such analytical inanity.
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                    Panetta’s recent comments are thus feeding a narrative, which the Russians – among others – have been assiduously promoting for years.  According to this storyline, Iran may well 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     be, as former Russian Prime Minister Yevgeny Primakov put it in 2009,“planning to construct a weapon.”  Instead, Iran may simply aim to become “
    
  
  
                    &#xD;
    &lt;a href="http://fr.jpost.com/servlet/Satellite?cid=1261364500279&amp;amp;pagename=JPost/JPArticle/ShowFull"&gt;&#xD;
      
                      
    
    
      like Japan, which has nuclear readiness but does not have a bomb.
    
  
  
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    ”
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                    This “Iran is just Japan” narrative is a marvelously convenient one, and it is being duly echoed by Iran’s apologists in the contemporary blogosphere, for it offers what one might describe as an anti-American “twofer.”  First, it gives Iran a “fairness” argument against U.S.-led pressures on account of its nuclear program.  (
    
  
  
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      How beastly of the United States to want to stop Iran from doing what it tolerates in others!  What have they got against Persians?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    )   Second, it opens the door for a false but no doubt gratifying “here we go again” story about purported U.S. duplicity, which Panetta’s remarks now seem to be feeding.  (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Look, even the Americans admit that their claims about Iran’s “nuclear weapons program” have been lies!  Iran is not “trying to develop nuclear weapons” after all.
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    )  The conclusion?  Iran’s development of an NPT “breakout” capability is both unobjectionable and entirely legal, U.S. diplomatic entreaties to pressure Iran should be rejected, and American leaders should not be trusted on nonproliferation issues.
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                    The problem with this “Iran is Japan” story, however, is that it is disingenuous hooey, even on its own terms.  Iran, of course, 
    
  
  
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      isn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     remotely like Japan.  I don’t just mean by this that Japan is not ruled – as is Iran – by a belligerent, bigoted, and viciously undemocratic 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      soi-disant
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     revolutionary theocracy that is infused with creepily apocalyptic messianism and which threatens its neighbors and sponsors international terrorists – though this is both quite true and quite relevant in evaluating the merits of permitting Tehran to retain the nuclear weapons “option” given it by having a fissile material production capability.  I mean also that although Japan is well known as a nuclear “
    
  
  
                    &#xD;
    &lt;a href="http://www.jpost.com/Opinion/Op-EdContributors/Article.aspx?id=234965"&gt;&#xD;
      
                      
    
    
      threshold state
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”  enjoying a “latent” or “virtual” weapons capability on account of the plutonium stocks accumulated through its civil nuclear power program, there is no evidence that indicates Tokyo is “trying to develop” a nuclear weapon – while there is much evidence that 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Tehran
    
  
  
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     is.
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                    Let’s perform another thought experiment.  Let us, entirely hypothetically, imagine what would happen if analogous information were revealed about Japan.  What would we think if, amidst some spasm of angry Japanese rhetoric about purported regional threats and the perfidies of its neighbors, it were revealed that Japan had been secretly developing a fissile material production capability, hiding it from the IAEA, and burying various portions of it in under thick cement bunkers and in tunnels dug into a mountain on a military base?  Suppose that it were also then revealed that Japan had received nuclear weapons designs from an illicit foreign weapons-proliferation network, built and tested components for an implosion device, received help from a former Soviet nuclear weapons scientist, experimented with neutron initiators and high-speed explosive detonator switches, had plans for an underground test tunnel, and begun engineering work on a new, strangely spherical payload for a ballistic missile?  And what if Japanese authorities were also stonewalling IAEA efforts to get more information about all these activities?
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                    Would such hypothetical revelations alarm anyone?  
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Of course
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     they would: the rest of Asia and the world would be positively apoplectic.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Everyone
    
  
  
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     would conclude that Tokyo had a secret nuclear weapons development effort underway, and such circumstances would surely precipitate a major political and strategic crisis in East Asia.  How many diplomats and international observers would think these developments to be innocuous?  To ask such questions is to answer them – and to demonstrate both the absurdity of today’s swelling “Iran is Japan” narrative and the embarrassing hollowness of Leon Panetta’s comments to CBS News.  Shame on the Obama Administration for feeding this misleading rhetorical beast.
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                    II.        
    
  
  
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      And a Policy Collapse Too
    
  
  
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                    My second complaint with Panetta’s comments – and I know this is already a long essay, so I’ll try to be brief – is that his remarks seem likely to precipitate a grave policy failure.  Clearly, the Obama Administration wishes to send two signals.  First, it wants to convey that Washington will continue to press sanctions against Iran as long as Tehran continues to reject the legally-binding suspension requirement set by the U.N. Security Council, to stonewall the IAEA, and to pursue its enrichment and reprocessing work.  Second, the administration wants to send the signal that if Iran actually 
    
  
  
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      builds
    
  
  
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     the weapons it has clearly been 
    
  
  
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      preparing
    
  
  
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     to build, this would be – as Panetta put it – an American “red line,” and the United States might well then attack. I do not meant to suggest that these are entirely inappropriate signals to send.  Make no mistake: an Iran with an on-demand nuclear weapons “option” would be terribly destabilizing, and an Iran with an extant nuclear arsenal would be worse.
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                    But leaving aside the nagging question of how just 
    
  
  
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      believable
    
  
  
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     such a “red line” actually is in the wake of years of diplomatic willingness to offer Iran multiple “last chances” to change course – and Iran’s willingness repeatedly to sprint across every line that has yet been drawn, with only fairly minor consequences – setting the redline at the completion of weaponization 
    
  
  
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      sounds
    
  
  
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     more attractive than it is.  This is true, moreover, not just because an emboldened Iran with a no-notice “breakout” option would unsettle things in an already volatile region to a far greater extent than many observers like to admit.
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                    To begin with, setting the redline at final assembly ties a critical decision for statecraft – the choice of whether or not to go to war – to the most fleetingly insubstantial of indicia.  Given what has already been reported, it seems that Iran’s weaponization work has already been underway for some years: Tehran has apparently been studying warhead designs, doing engineering work for mounting its warheads, testing various weapon components, and enriching uranium to a point from which it would be a quick and easy sprint – 
    
  
  
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      e.g.
    
  
  
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    , in the centrifuge cascades in the deep tunnels of the Fordow facility near Qom, which was 
    
  
  
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    &lt;a href="http://articles.cnn.com/2012-01-09/middleeast/world_meast_iran-nuclear_1_uranium-enrichment-fordo-nuclear-obligations?_s=PM:MIDDLEEAST"&gt;&#xD;
      
                      
    
    
      reported this week
    
  
  
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     to have begun enriching uranium to the 20 percent level – to the possession of weapons-grade material.  According to Leon Panetta, none of this is “trying to develop nuclear weapons,” however, so as we have seen, what he would seem to have in mind is instead only some final act of bolting the various sub-components together.  
    
  
  
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      That
    
  
  
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     final step is now our redline.
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                    Yet this is surely an almost impossibly hard intelligence target.  There was a time when both U.S. and Israeli leaders spoke of the importance of denying Iran the ability to set all its weaponization ducks in a row in exactly this fashion.  The Israelis for a while even spoke of a “point of no return,” at which time – by varying interpretations – Iran’s progress would have gotten to the point where no more outside assistance was needed, or that the program’s now-functioning elements could be irretrievably dispersed and concealed, or something to that effect.
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                    But after having failed 
    
  
  
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      really
    
  
  
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     to insist upon any such previous redlines, Washington now seems to be conceding all this, in favor of a new, half-baked “final assembly” standard.  If it is 
    
  
  
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     a “red line” for Iran to develop, test, and perhaps even pre-produce all the necessary components, then the Obama Administration is essentially signaling that it would be acceptable – or at least not 
    
  
  
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      truly
    
  
  
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     unacceptable – for Iran to adopt the posture that Pakistan and India both took for a number of years before their nuclear tests in 1998: pre-producing nuclear weapons components and keeping them ready for quick, last-moment assembly and upload onto their delivery systems.  What sort of notice, if any, could we really expect to get of such a final step in Iran?  How wise is it effectively to promise U.S. military inaction 
    
  
  
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      except
    
  
  
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     at the basically-too-late point that our spies get lucky enough to see just-assembled weapons being hoisted atop missiles?  (And what, by the way, about an Iran that chose to pursue what some might call the “
    
  
  
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      Israeli option” of nuclear “opacity
    
  
  
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    ” – that is, of 
    
  
  
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      covert
    
  
  
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    , or at least non-announced, assembly and deployment? )
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                    In short, the Obama Administration’s announced “red line” is likely to be almost impossibly hard to administer, and requires from us intelligence-based warning that we would probably only be 
    
  
  
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      lucky
    
  
  
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     to obtain before such point Iran itself wished us to have it.  Panetta almost pointedly did 
    
  
  
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      not
    
  
  
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     proclaim the U.S. redline to be anything that we might have at least a fighting chance of detecting.  The American redline it would seem, is 
    
  
  
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      not
    
  
  
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     Iranian enrichment above 20 percent U235 (
    
  
  
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      i.e.
    
  
  
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    , going beyond any rationalizable reactor utility en route to optimal weapons grade), nor our receipt of information suggesting any further development, testing, or production of weapons components, nor reporting indicating final preparation of the requisite delivery systems.  It is apparently now to be merely at the point of Iran “developing” nuclear weapons – which Team Obama has signaled that it defines robotically as just meaning 
    
  
  
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      final assembly
    
  
  
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    .  This is most unwise; such a point will surely be desperately hard to detect, and it would be, by then, all but too late in any event.
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                    And what makes this 
    
  
  
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      especially
    
  
  
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     problematic is that U.S. officials, Leon Panetta now apparently foremost among them, have been practically encouraging everyone to buy into the action-preclusive narrative of needing incontrovertible “proof” that the redline has been crossed before any drastic steps can be taken.  After all, despite all the available information about Iranian weaponization work – much of which, ironically, was presumably supplied to the IAEA by the U.S. Government – Panetta and his boss apparently do not regard it as indicating that Iran is “trying to develop nuclear weapons.”  In the odd mental world of the Obama Administration, all this weaponization work only means that Iran is seeking a “nuclear capability,” and 
    
  
  
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      this
    
  
  
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     isn’t enough to be 
    
  
  
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      truly
    
  
  
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     problematic.
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                    Obama’s Iran redline is thus one that seems almost 
    
  
  
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      designed
    
  
  
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     not to appear to have been violated until it is too late to do much of anything about it.  Sergei Ryabkov would be proud, and Ayatollah Ali Khamenei will surely be delighted.  If the Obama Administration is not willing to back itself out of this mess by clarifying their way to a more sensible standard, however, Obama’s Republican rivals should waste no time in offering a more principled, resolute, defensible, and coherent alternative.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 11 Jan 2012 13:05:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1182</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Nonproliferation and Covert War: Iran and Beyond</title>
      <link>http://www.newparadigmsforum.com/p1168</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks to a December 6, 2011, event at the Potomac Institute for Policy Studies. 
Good afternoon, and thanks to the Potomac Institute for organizing this event.  Rather than just recapitulate things I’ve said elsewhere about Iran’s program and the threats it presents both to the [...]</description>
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      Below is the text upon which Dr. Ford based his remarks to a 
      
    
      
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      &lt;a href="http://www.potomacinstitute.org/index.php?option=com_jcalpro&amp;amp;Itemid=217&amp;amp;extmode=view&amp;amp;extid=18&amp;amp;date=2011-12-06 "&gt;&#xD;
        
                        
        
      
        December 6, 2011, event
      
    
      
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       at the 
      
    
      
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        Potomac Institute for Policy Studies.
      
    
      
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                    Good afternoon, and thanks to the Potomac Institute for organizing this event.  Rather than just recapitulate things I’ve said elsewhere about Iran’s program and the threats it presents both to the United States and to the nonproliferation regime, I’d like to change the focus in order to talk about a subject that seems to be hovering as a fuzzy shape just outside of our collective view: the prospect of a “covert” war of sabotage and shadowy, largely “deniable” violence against Iran and its nuclear weapons program.
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                    By its nature, the topic is one that serving government officials are unable to discuss publicly, except to issue just the sort of routine denials that one would expect to hear whether or not they are actually true.  If you believe some media accounts, however, such a conflict may already be both underway and accelerating, even as the Iranian nuclear crisis seems to be getting closer to some kind of unpredictable endgame.  Recognizing that the topic is potentially very significant, therefore – and not myself being in government at present – I’d like to walk through three common arguments and assumptions many seem to make about such a covert war, to see how well they stand up to analysis.   Before we go down that road, however, it’s worth a quick review of why this is a subject of such speculation today.
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                    I.          
    
  
  
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      A Covert War?
    
  
  
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                    The United States has believed for some time – initially based exclusively upon classified evidence, but more recently buttressed by extensive public findings by the International Atomic Energy Agency (IAEA) – that Iran has been engaged in a nuclear weapons development program.  To my knowledge, this was first publicly addressed in January 1993, just as the George H.W. Bush Administration left office.  In a report to Congress at that time, U.S. officials assessed that Iran had demonstrated a continuing interest in nuclear weapons, and was in the early stages of developing a nuclear weapons program, with an emphasis on developing centrifuge technology.  Similar conclusions were repeated in reports by the Clinton Administration throughout the 1990s.  By 2004 – after the revelations in August 2002 about the centrifuge plant at Natanz, and amidst the IAEA’s early investigations – the United States began openly calling Iran’s nuclear work a violation of the NPT’s Articles II and III, a conclusion written into an 
    
  
  
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      official compliance report in 2005
    
  
  
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    .
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                    By some accounts, at least, the United States may also have done more than just point fingers.  It has been claimed in the press, for instance, that some kind of secret U.S. campaign against Iran’s nuclear weapons program – that is, an effort that went beyond merely ordinary “denial” efforts such as the interdiction of weapons of mass destruction (WMD)-related supplies and the imposition of at least 
    
  
  
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     sanctions – was underway at least as early at 2000, when the Central Intelligence Agency (CIA) is said to have used a cut-out to feed a deliberately faulty nuclear weapons design into Iran’s covert nuclear acquisition pipeline.  Perhaps in connection with what U.S. officials have coyly described as their ongoing effort to seek out “
    
  
  
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      opportunities for intervention
    
  
  
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    ” in Iran’s nuclear weapons work, and to do “
    
  
  
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      everything we can to make sure that we complicate matters for them
    
  
  
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    ,” Washington supposedly engaged in a covert sabotage effort in the early 2000s.
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                    The effort was 
    
  
  
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      reportedly refined and accelerated
    
  
  
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     after U.S. experts had a chance to examine uranium enrichment gas centrifuges removed from Libya in 2004.  According to a British newspaper, in fact, President George W. Bush signed a highly-classified covert action “finding” in 2007, authorizing an elaborate secret campaign to sabotage the Iranian nuclear weapons effort.  Among other things, this campaign is 
    
  
  
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      said by some journalists
    
  
  
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     to have included slipping defective parts into the Iranian supply chain.
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                    If any of this is true, it may have included some really intriguing efforts.  Last year, for instance, produced remarkable revelations about what that acceleration may perhaps have produced – such as the “StuxNet” computer worm, which I have called 
    
  
  
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      cyberwar’s first “precision-guided munition
    
  
  
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    .”  An apparently enormously complex and sophisticated bit of coding that seems to have been supported by a good bit of very successful espionage, StuxNet passively infected thousands of computer networks worldwide but is believed only to have actually 
    
  
  
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     anything to harm 
    
  
  
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      two
    
  
  
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     particular facilities: the steam turbine at Iran’s Bushehr nuclear reactor and the centrifuge enrichment cascades at Natanz.  Interestingly, it seems to have been designed not only to sabotage these facilities, but to do so without alerting Iranian officials to the fact that their operations were being impeded by a cyber attack.  This sabotage was apparently intended to go on mysteriously and indefinitely, potentially stalling the program’s progress for years.  (Unfortunately, it was 
    
  
  
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      discovered and publicized elsewhere
    
  
  
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    , by a computer security company, in June 2010. )
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      Some press accounts
    
  
  
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     have described StuxNet as a joint U.S.-Israeli effort, which is certainly not implausible, but this is as yet still merely a speculative and unconfirmed conclusion.  Whomever is responsible, however, 
    
  
  
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      it has been claimed
    
  
  
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     that despite the worm’s lamentably premature revelation, Iran’s centrifuge program does seem to have suffered a rash of unexplained problems, at least for a while.
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                    In the least year or two, media accounts of at least 
    
  
  
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     additional sabotage efforts – by the United States, Israel, and/or perhaps other Western allies – seem to have picked up, with reports emerging of mysterious killings and explosions in Iran, seemingly targeted at WMD-related scientists and facilities.  Iran has openly accused the United States and Israel for orchestrating the killings, albeit apparently without any actual evidence, though it either denies reports of explosions or dismisses them as innocent accidents of purely Iranian provenance.  The truth, of course, is largely unknowable to outsiders at this time, but the press coverage is certainly fascinatingly suggestive.
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                    In a quick search yesterday, the earliest report of such an event I could find dates to 
    
  
  
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      January 2010,
    
  
  
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     when a senior physics expert at Tehran university – rumored to have some connection to the Iranian weapons program – was killed by a motorcycle bomb.  In November of that year, another nuclear scientist was killed, and a second wounded, by motorcyclists who attached small bombs to the windscreens of their cars while the scientists were on their way to work in Tehran.  (The wounded man was apparently a specialist in isotope separation and a member of the Iranian Revolutionary Guard Corps [IRGC] – an interesting juxtaposition, to be sure – while the dead scientists was reportedly a physicist.  Both were 
    
  
  
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    &lt;a href="http://www.guardian.co.uk/world/2010/nov/29/iran-nuclear-scientist-bomb-attack"&gt;&#xD;
      
                      
    
    
      said to have been
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     on the central committee of Iran’s nuclear association.)   These attacks continued in 2011, with 
    
  
  
                    &#xD;
    &lt;a href="http://www.reuters.com/article/2011/07/23/us-iran-assassination-idUSTRE76M1WI20110723"&gt;&#xD;
      
                      
    
    
      another killing in July
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , when a nuclear scientist in Tehran was shot dead by passing motorcyclist.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Just last month, moreover, an IRGC general – a senior leader in Iran’s ballistic missile program – was killed in a huge explosion at a missile facility southwest of Tehran.  (The blast 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/blogs/checkpoint-washington/post/image-shows-than-an-iranian-missile-site-was-destroyed/2011/11/28/gIQA7KZW5N_blog.html"&gt;&#xD;
      
                      
    
    
      apparently all but destroyed the entire base
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and may constitute a 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/12/05/world/middleeast/blast-leveling-base-seen-as-big-setback-to-iran-missiles.html?_r=1&amp;amp;hp"&gt;&#xD;
      
                      
    
    
      huge setback to Iran’s solid-fuel ballistic missile effort
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .)   Just last week, mysterious blasts were also reported to have been 
    
  
  
                    &#xD;
    &lt;a href="http://www.haaretz.com/news/middle-east/report-explosion-rocks-iran-city-of-isfahan-home-to-key-nuclear-facility-1.398312"&gt;&#xD;
      
                      
    
    
      heard in or near the city of Esfahan
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , where Iran runs its uranium conversion program, apparently partly concealed in a 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/01/06/world/middleeast/06sanctions.html?pagewanted=all"&gt;&#xD;
      
                      
    
    
      maze of underground tunnels
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Is all of this part of an accelerating secret campaign against Iran and its WMD program?  Your guess is as good as mine, though people increasingly seem to think so.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Thinking About Covert War
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                    
  
  
    But that’s why the question of how to evaluate the idea of covert war matters: it may perhaps already be underway.  So let’s now test a series of commonly-heard assertions about – and usually against – the idea of covert war against Iran.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    A.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Idea #1:
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      “Covert War is Illegal”
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    From a certain perspective, legality is irrelevant.  In the view of some, the whole 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      point
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of covert action is do things that aren’t allowed under normal rules.  Recall, for instance, the view 
    
  
  
                    &#xD;
    &lt;a href="http://www.economist.com/node/11837595"&gt;&#xD;
      
                      
    
    
      reportedly expressed by then-Vice President Al Gore
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in a 1993 discussion of whether the CIA should snatch a wanted terrorist into its custody overseas: “Of course it’s a violation of international law, that’s why it’s a covert action. The guy is a terrorist. Go grab his ass.”
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I would suggest, however, that this is an unhelpfully simple reading.  For one, at least in the U.S. system, the main point of covert action (a.k.a. “CA”) is not necessarily to do what is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      illegal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     but rather to do whatever it is 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      in secret
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  The definition of a covert action – for which a so-called presidential “finding” is needed under the National Security Act of 1947, as amended – is an activity designed to influence political, economic, or military events abroad 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in a way in which U.S. involvement will not be apparent, or at least not be acknowledged.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Legality, then, is technically a separate question, for one might still choose to do perfectly legal things 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     covert action in order to take advantage of their consequent “deniability.”   (For purposes of U.S. law, moreover, a “CA finding” may actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      make
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     some things lawful that would otherwise have been forbidden.)  The congruence of CA work with international law is naturally a different issue, but it’s a mistake to elide the three distinct issues of secrecy, conformity to U.S. law, and legality under international law.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One way to look at the legality of anti-Iranian counterproliferation CA is to remember that both the United States and Israel seem to feel that overt strikes against Iran’s nuclear weapons program remain an “option” that is “on the table,” even if perhaps undesirable.  They do not articulate it in these terms, but I presume this entails a concomitant belief in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      legality
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of such strikes, most likely as an act of self-defense.  Both countries, in fact, have previously moved by force to forestall what were believed to be threats from an emergent nuclear weapons program in a hostile and dangerous Middle Eastern rogue state: Israel in 1982 and 2007 against nuclear reactor projects in Iraq and Syria, and the United States in 2003 against Iraq.   (The United States also came very close to mounting air strikes against North Korea in 1994, ultimately being dissuaded from doing so not on account of any concern about legality but simply because the Clinton Administration thought it had reached a deal with Pyongyang that would alleviate the threat.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One can presumably read these past decisions, along with present-day policy positions, as endorsement of the idea that, at least sometimes, attacking a potential adversary’s WMD program is a legitimate exercise of preemptive or preventative self-defense.  (Indeed, given the paucity of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     examples of states that have confronted such a proliferation challenge 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     had any feasible option of prophylactic attack, one might make a case for such a doctrine, or perhaps a reinterpretation of older standards, as an emergent norm of customary international law – on the grounds that most, or all, similarly-situated states feel themselves free to respond with prophylactic military gusto.)  Lawyers can no doubt argue over this, but it seems clear that the United States regards air strikes as being “legally available.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If this is so, however, it also stands to reason that the “lesser-included” category of a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      covert
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     campaign should also be considered lawful.  Indeed, one could perhaps make a legal (and moral) case for covert attack as a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      preferable
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     option.  To put it in traditional legal terms, once one crosses the threshold of conceding 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jus ad bello
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – that is, once you accept the legality of resorting to force in the first place, which anyone who reserves a “military option” presumably does – the time-tested standards of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jus in bello
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     (law governing the conduct of war) could make a covert campaign seem not just permissible but indeed rather attractive.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As with techniques of targeted killing more generally – which are now, of course, a favorite tactic of both U.S. and Israeli forces in those countries’ ongoing struggles against terrorists – a case could be made that covert sabotage or direct action missions offer their military “payoff” at less humanitarian cost than overt conflict.  (The 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      geopolitical
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     cost might be less too, since the notionally “deniable” nature of covert attacks might help constrain, though not eliminate, the opponent’s choice of retaliatory options.  By contrast, there isn’t much that is more politically inflammatory than openly attacking someone.)  Just as blowing up an 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al Qa’ida
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     leader or Hamas commander with a Hellfire missile fired from a Predator drone or an Apache helicopter can accomplish an important mission with less loss of innocent life than more traditional “kinetic” means involving artillery salvos or aerial bombing runs, so too might computer worms, component sabotage, and predatory motorcyclists be seen as a way to impede Iran’s nuclear program that is in some regards preferable to aerial bombs and cruise missiles.  Such shadow-war techniques may or may not, in the end, actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      work
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , of course – and one could surely do much more damage to the Iranian program with bombs and missiles – but this would be merely a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      policy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     complaint.  If there exists any legitimate “military option” at all, it is hard to fault a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      covert
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     campaign on legal grounds alone.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But is there a feasible 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jus ad bello
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     argument for any sort of lawful use of force?  The Israeli self-defense case for preventative or preemptive action against an Iranian nuclear weapons program is certainly stronger than the American one, and for obvious reasons: Israel is not just closer to the threat and subject to even more bellicose rumblings out of Tehran, but also perilously small.  Not for nothing do commentators frequently speak of Israel confronting genuinely “existential” issues when contemplating the prospect of a radical Iranian theocracy armed with nuclear weaponry.  Yet the American case is far from negligible in its own right, nor is it hard to imagine the two countries finding common cause.   (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Jus ad bello
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     does not require that all belligerents face threats of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      same magnitude
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in order to have just cause for war.  If one country has a legitimate reason to resort to force in self-defense, the law surely does not forbid it having allies.)
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    International lawyers are, of course, divided on the topic, but since the terrorist attacks of September 2001, a vigorous case has been made for reinterpreting the permissible bounds of “anticipatory self-defense” for the WMD era.  One should not have to wait, some argue, until a potential adversary’s nuclear-tipped missiles are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      just about to be fired
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , for that is not to be law-abiding but rather to flirt with suicide.  How “imminent” the prospect of attack must be to trigger self-defense, the argument goes, is something that must be understood to vary with the circumstances.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In U.S. legal circles, it is common to see the lawfulness of self-defense discussed in the context of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Caroline
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     affair, in connection with which it was the position of the U.S. government that self-defense permits the anticipatory use of force only where the threat is “instant, overwhelming, and leav[es] no choice of means, and no moment for deliberation.”  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Caroline
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     involved a cross-border raid in 1837 to seize a steamboat being used by U.S.-based rebels against British rule in Canada, in the aftermath of which U.S. Secretary of State Daniel Webster advanced this phrasing about “instant and overwhelming” threat, apparently hoping that the British would find themselves unable to meet that stringent criterion.   The British riposte, however, was to accept the basic criterion but to liken the facts in question to circumstances in which – in the words of a later chronicler – “
    
  
  
                    &#xD;
    &lt;a href="http://www.uni-miskolc.hu/~wwwdrint/20042rouillard1.htm"&gt;&#xD;
      
                      
    
    
      a man standing on grounds where you [ordinarily] have no legal rights to chase him presents himself with a weapon long enough to reach you
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  In such circumstances, London contended, self-defense permitted the putative victim some leeway.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Interestingly, though they agreed about the applicable legal standard, the two powers never 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      quite
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     reached accord how to operationalize it in the face of different fact patterns.  Their exchange of correspondence, however – and this very disagreement over how precisely imminent the threat must be, or what it means in the real world to be so –
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    give some support to the view that the answer is not a rigid, axiomatic one, but instead will vary with circumstances.  And 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , in turn, is presumably good news for those who support flexibility in invoking “self-defense” today in circumstances where one’s security (or very existence) would be imperiled by a potential adversary’s development of weapons capable of horrific effects over long distances in a shockingly short period of time.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These are not new legal disputes, of course.  They have been contested legal terrain at least since the George W. Bush Administration’s 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2002/09/20/politics/20STEXT_FULL.html?pagewanted=all"&gt;&#xD;
      
                      
    
    
      2002 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        National Security Strategy
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , which declared it both important and proper, in this “new world” of WMD and terrorism-related dangers, to “act against such emerging threats before they are fully formed.”   To my eye, there is more than enough to such arguments – both analytically and in terms of major-power precedent in support of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      some 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    concept of prophylactic counter-WMD warfare – to keep the debate very much alive today.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But U.S. officials may also have in mind an 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      additional
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     potential rationale for the use of force against Iran.  Tehran is now believed not only to have encouraged and supported guerrillas who have attacked U.S. forces in Iraq and Afghanistan, but also to have maintained a connection to the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al Qa’ida
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     terrorist network for years.  Some second-tier leaders from that group, for instance, 
    
  
  
                    &#xD;
    &lt;a href="http://www.brookings.edu/opinions/2011/0529_al_qaeda_riedel.aspx"&gt;&#xD;
      
                      
    
    
      apparently fled from Afghanistan to Iran
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     as the Taliban fell, where they were initially detained but from which they were subsequently sent to Pakistan to resume their fight.  Links between Iran and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al Qa’ida
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     were reported in the press as early as 2003, and were mentioned also in the report of the 9/11 Commission.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Last summer, the Obama Administration also acknowledged an Iranian connection, with the 
    
  
  
                    &#xD;
    &lt;a href="http://online.wsj.com/article/SB10001424053111904800304576474352137132000.html"&gt;&#xD;
      
                      
    
    
      Treasury Department announcing sanctions
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     against an Iran-based terrorist network that seems to have been serving as an 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al Qa’ida
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     pipeline for personnel and funding in support of its anti-American 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihad
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  This is said to have been quite deliberate on Iran’s part.  One senior Obama Administration official described this link as creating “a key funding facilitation network for Al Qaeda … operating through Iranian territory with the knowledge and at least the acquiescence of Iranian authorities.”  In fact, in the words of the U.S. Undersecretary of the Treasury for Terrorism and Financial Intelligence, Iran actually made a “
    
  
  
                    &#xD;
    &lt;a href=" http://www.nytimes.com/2011/07/29/world/29terror.html"&gt;&#xD;
      
                      
    
    
      secret deal with 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Al Qaeda
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       allowing it to funnel funds and operatives through its territory
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These are portentous conclusions indeed, for the United States clearly feels itself 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to have ample legal authority to use force against 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al Qa’ida
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , as well as its affiliates 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      and its supporters
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  This authority invokes the principle of self-defense, as well as the U.S. Congress’ Authorization for the Use of Military Force (AUMF) of September 2001 – a pronouncement that authorizes the president to
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    “
    
  
    
                    &#xD;
    &lt;a href="http://news.findlaw.com/wp/docs/terrorism/sjres23.es.html"&gt;&#xD;
      
                      
      
    
      use all necessary and appropriate force against those nations, organizations, or persons he determines planned, authorized, committed, or aided the terrorist attacks that occurred on September 11, 2001, or harbored such organizations or person
    
  
    
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    &lt;/a&gt;&#xD;
    &lt;a href="http://news.findlaw.com/wp/docs/terrorism/sjres23.es.html"&gt;&#xD;
      
                      
      
    
      s in order to prevent any future acts of international terrorism against the United States by such nations, organizations or persons
    
  
    
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    &lt;/a&gt;&#xD;
    
                    
    
  
    .”
  

  
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                    To date, this has been the legal basis for the use of lethal force against terrorists and their supporters – including the 
    
  
  
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      al-Qa’ida
    
  
  
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    -supporting Taliban government of Afghanistan – in ways both overt and covert, and in no small number of countries. (Nor is the AUMF interpreted as authorizing violence only against those who themselves were involved in the 9/11 attacks: it seems well established that 
    
  
  
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      al-Qa’ida
    
  
  
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     and those who support it may be engaged on an ongoing basis.)  I have yet to hear the argument made publicly, but it is possible that Washington envisions Iran’s alleged support for 
    
  
  
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      al-Qa’ida
    
  
  
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     as constituting a distinct and complementary source of legal authority for the “military option” against Iran as well.
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                    My point here is not to make a legal case justifying any kind of campaign against Iran.  I do think it’s useful, however, both to point out the general contours of what we might yet come to hear from government officials and to highlight the fact that there 
    
  
  
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      are
    
  
  
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     arguments that could be made.  There seems to be more “flexibility” in these legal joints – that is, more opportunity for the exercise of policymaker discretion in choosing a course of action – than many observers like to admit.
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    B.        
    
  
    
                    &#xD;
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      Idea #2:
    
  
    
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      “Covert War Would Provoke a Bloodbath”
    
  
    
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                    Another idea one sometimes hears articulated is that a “secret war” against Iran would be simply be a grave policy mistake.  This usually revolves around variations on arguments made against an overt attack.  Iran, it is said, is an accomplished sponsor of international terrorism, and would be sure to respond in kind, and to our disadvantage.
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                    This argument certainly contains a good deal of truth.  Iran certainly 
    
  
  
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      is
    
  
  
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     capable of fighting a covert war – and indeed, such a battlespace is one in which the playing field would be a good deal more “level” between Tehran and a hypothetical coalition of foreign states than if things came to a blows openly with conventional military tools.  All the same, this particular “unwisdom” argument may overmake its point.
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                    For one, Iran has in some sense already been in a covert war against the United States for 
    
  
  
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      decades
    
  
  
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    , from helping Hezbollah slaughter U.S. Marines with a Beirut truck bomb in 1983, to helping arrange the bombing of the U.S. Air Force barracks at Khobar Towers in 1996, and to supporting militants in Iraq and Afghanistan in more recent years.  Rightly or wrongly, moreover, Iran 
    
  
  
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      assumes
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     itself already to be in a violent covert struggle over its nuclear program, publicly attributing the scientist killings to Israel and the United States.  To judge by Tehran’s apparent willingness to engage in what the Obama Administration says was a 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/10/12/us/us-accuses-iranians-of-plotting-to-kill-saudi-envoy.html?pagewanted=all"&gt;&#xD;
      
                      
    
    
      plot to kill the Saudi ambassador and bomb the Israeli embassy in Washington
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , Iran does not seem to see there being any “covert war” taboo left to be broken: for Tehran, the game is already on.
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                    Could Tehran make things worse?  No doubt.  But we shouldn’t assume, sitting here in Washington, that we face a simple choice between remaining in a state of peace and jumping suddenly into an entirely new situation of escalating conflict.  Finding ourselves in a 
    
  
  
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      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     covert war whether we like it or not, the case against actually doing some fighting is weaker than might otherwise be the case.  In fact, under the circumstances, it is not hard to imagine officials in the United States – or in Israel – finding a covert campaign particularly 
    
  
  
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      attractive
    
  
  
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    , particularly if the most obvious alternatives are the notably unpalatable options of either waging an 
    
  
  
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      overt
    
  
  
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     war or learning to “live” with the enormous threats and problems presented by a nuclear-armed Iran.  Through this prism, a shadow campaign of sabotage and killing might seem alluring.
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    C.        
    
  
    
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      Idea #3:
    
  
    
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      “Covert War Wouldn’t Stop the Iranian Program”
    
  
    
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                    I have also heard it argued that counter-proliferation CA would be very unlikely to stop Iran’s march toward a nuclear weapons capability.  This is probably true: I would not disagree that the occasional mysterious explosion at an IRGC base and the periodic gruesome demise of a nuclear scientist is unlikely to “stop” or “erase” Iran’s nuclear progress.  (I doubt, in fact, that even a full-scale campaign of air strikes would do 
    
  
  
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      that
    
  
  
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     trick – either in Iran or in any relatively sophisticated and wealthy country found to be engaged in a fairly well-developed and advanced nuclear effort.)
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                    That argument, however, somewhat misses the point, for the immediate point either of air strikes or of a covert war would presumably be not to achieve “cessation,” 
    
  
  
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      per se
    
  
  
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    , but to impose delays, drive up costs, and otherwise to constrain program effectiveness.  Policymakers presumably need some kind of follow-up plan regarding what they hope to try to accomplish 
    
  
  
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      during
    
  
  
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     any resulting delay, but one cannot argue that delay is an intrinsically unworthy goal. Delaying tactics must be assessed with an eye to what might 
    
  
  
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      happen
    
  
  
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     in the time they purchase.  (A delay-inducing sabotage campaign might fit well, for instance, with a regime-change strategy, especially if the latter were deemed unlikely to bear fruit before Iran could weaponize on its current trajectory.)
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                    And there’s another important point that might be worth making here.  I’ve argued repeatedly for some time, we make a serious mistake if we approach the Iranian nuclear crisis solely 
    
  
  
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      as an Iranian nuclear crisis
    
  
  
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    .  It is also a 
    
  
  
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      systemic crisis
    
  
  
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     for the nonproliferation regime as a whole, which we very much need to survive this instance of the international community’s transparent inability to enforce NPT rules.  If Washington is serious about nonproliferation – and about trying to ensure there 
    
  
  
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      is
    
  
  
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     a nonproliferation regime in the future – we must approach Iran with these broader implications in mind.
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                    This could have important implications.  Washington might come to conclude, for instance, that it has an interest in a protracted covert struggle against Iran 
    
  
  
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      even if
    
  
  
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     Tehran succeeds in weaponization.  Such a shadow war might play a role in helping contain and constrain Iran as part of a “coercive containment” strategy, of course, but it might also be felt to have value 
    
  
  
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      beyond
    
  
  
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     Iran by demonstrating the price that 
    
  
  
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      any
    
  
  
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     country may have to pay if it violates its NPT obligations by developing nuclear weapons.  Even if we fail to prevent an “Iranian bomb,” in other words, there might be felt good reason for covert war against Iran and its nuclear program for essentially the same reason Voltaire saw behind the British Admiralty’s decision to execute Admiral John Byng in 1757: 
    
  
  
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      pour encourager les autres
    
  
  
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    .
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                    Future Western policymakers might conclude that we could best preserve and vindicate the nonproliferation regime by ensuring that the perceived meta-narrative of Iran is not one of a plucky underdog that thwarted a superpower, but rather one of a foolish dictatorship’s decision to trade short-term tactical “success” in weaponization for a long-term future of strategic “failure”: isolation and contempt, unrelenting pressure, impoverishment and weakness, thwarted regional ambitions, coupled with escalating shadowy violence, endemic sabotage, and regime-change pressures.   If this perspective were to prevail, a rationale for covert campaigns against Iran might exist 
    
  
  
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      whether or not
    
  
  
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     it actually slows or “stops” the Iranian nuclear program, and even 
    
  
  
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      after
    
  
  
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     weaponization.
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                    III.       
    
  
  
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      Conclusion
    
  
  
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    Judging from the 
    
  
  
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      &lt;a href="http://www.isis-online.org/uploads/isis-reports/documents/IAEA_Iran_8Nov2011.pdf"&gt;&#xD;
        
                      
    
    
      IAEA’s most recent report
    
  
  
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     on Iran’s nuclear effort, the Iranian nuclear crises seems farther than ever from what we in Washington would consider a “successful” resolution.  Iran already has almost 5,000 kilograms of low-enriched uranium (LEU), and has been busily working since early last year to produce highly-enriched uranium (HEU) at the 20 percent level – a point at which the vast majority of the work needed to reach weapons grade has already been done, making a final “sprint” fairly quick and easy, even with a small concealed centrifuge cascade.  (Tehran now has some 74 kilograms of HEU.)  Under Yukiya Amano’s leadership, the IAEA is now both admitting its inspectors’ longstanding worries about Iranian weaponization and publishing the considerable amount of information it has acquired on the subject.  
    
  
  
                    &#xD;
      &lt;a href="http://www.alarabiya.net/articles/2011/11/23/178698.html"&gt;&#xD;
        
                      
    
    
      Obama Administration officials still claim we have plenty of time to turn things around
    
  
  
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    , but to everyone else in the world it looks increasingly like some kind of endgame is rapidly approaching.
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                    It’s thus not surprising to see the issue of a “military option” returning to the political foreground in both the United States and Israel, along with fierce debates about the merits and demerits of such a choice.  In light of this debate, while it is not publicly known whether any such thing is already underway, it would not be surprising were officials to be increasingly interested in exploring a possible “third way” between acquiescence and open attack.  My point is not to 
    
  
  
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      advocate
    
  
  
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     such a course here, but merely to point out that it would 
    
  
  
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      not
    
  
  
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     be as obviously unlawful, nor perhaps as unwise, as many commentators would have it.  Whether or not a covert war is already being waged, therefore, we should perhaps expect to hear more and more discussion of the topic.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 07 Dec 2011 12:49:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1168</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>The NPT Review Process and Nuclear Weapons Proliferation</title>
      <link>http://www.newparadigmsforum.com/p1160</link>
      <description>Note:
Below is the text upon which Dr. Ford based the remarks he presented on November 30, 2011, at an event in Washington, D.C., sponsored by the Woodrow Wilson International Center for Scholars and the Los Alamos National Laboratory.
Good afternoon, everyone, and thank you to LANL and our hosts here at the Wilson Center for organizing [...]</description>
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      Note:
    
  
  
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      Below is the text upon which Dr. Ford based the remarks he presented on November 30, 2011, at an event in Washington, D.C., sponsored by the 
      
    
      
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      &lt;a href="http://www.wilsoncenter.org/"&gt;&#xD;
        
                        
        
      
        Woodrow Wilson International Center for Scholars
      
    
      
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      and the 
      
    
      
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        Los Alamos National Laboratory
      
    
      
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      .
    
  
    
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                    Good afternoon, everyone, and thank you to LANL and our hosts here at the Wilson Center for organizing this event, and for inviting me to participate.  I sometimes think I get invited to these events for entertainment value – to liven things up by serving as a sort of professional NPT curmudgeon – so hopefully I won’t disappoint you today.
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                    Looking at things a year and a half after the last Nuclear Nonproliferation Treaty (NPT) Review Conference (RevCon) and still some months out from the first Preparatory Committee meeting of the 2015 review cycle, I guess it’s safe to say that how one sees the health of the NPT regime depends upon what one wants out of it.  The review 
    
  
  
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     itself is arguably fairly healthy, at least in the superficial sense that diplomats will continue to draw their 
    
  
  
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      per diem
    
  
  
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     allowances and stay in pleasant cities around the world in order to engage in NPT discussions that are at least somewhat less acrimonious than in the not-so-distant past.  If that’s the point, then I suppose there is little to complain about.
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                    For those of us who tend to expect a nonproliferation treaty to advance the cause of nonproliferation, however – that is, anyone who has not mistaken diplomatic process for policy substance – the outlook is less encouraging.  Indeed, in some critical respects, the regime has been heading in quite the wrong direction, and things have worsened during the last three years.
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                    I.          
    
  
  
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      The Poverty of our NPT Disarmament Discourse
    
  
  
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                    This isn’t a field in which saying “I told you so” is very satisfying – indeed, it’s rather depressing – but it appears that the United States has so far gotten essentially nothing of real value out of its effort to revivify NPT diplomacy by raising nuclear disarmament expectations to feverish and entirely unrealistic heights before the last RevCon.   As it becomes clear both how little Washington got for its concessionary troubles and how little U.S. nuclear weapons policy actually changed, the diplomatic party-goers are waking up with headaches, and it’s time for a more sober reassessment of where the NPT is and where it’s going.
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                    In 2010, determined to claim diplomatic “success” by being able to point to a consensus on a final document, the United States deliberately ducked the most important NPT-related issues, most obviously by carefully working to avoid discussing the ongoing Iranian nuclear crises even as it escalated.  Rather than struggle with such real-world proliferation challenges, the United States led in focusing this important global diplomatic forum upon nuclear disarmament issues.  Hitherto, the United States had always worked to keep the nonproliferation treaty discussions as focused as possible upon nonproliferation, but no longer.
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                    Don’t get me wrong.  I understand the theory: Washington’s careful efforts to raise disarmament expectations were supposed to have some kind of payoff in eliciting other states’ cooperation on nonproliferation, pursuant to a theory that regards disarmament as being just as important a “pillar” of the NPT as is nonproliferation itself.  Unfortunately, this hasn’t happened.  Today, we are no closer to solving today’s proliferation problems than before, and in a worse position to address tomorrow’s.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Even on its own terms, I should note, the U.S. initiative has proven deeply problematic.  It deliberately raised soaring expectations of disarmament progress, which predictably ranged from the merely unrealistic to the downright fantastical, and which inevitably have proven impossible to meet.  This has led to disillusionment, and no doubt more bitterness than if a more modest and sober course had been charted in the first place.  Sweeping disarmament promises are proving a costly currency with which to have purchased merely the ephemera of diplomatic smiles and handshakes at the RevCon.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In truth, it is likely that the disarmament community’s agenda was always essentially un-meetable.  Most disarmament advocacy long ago escaped the shackles of serious policy analysis, slipping over into something more akin to theology.  It was unwise to gamble on being able to appease such advocates, and it was hardly surprising that we haven’t gotten the “payoff” in nonproliferation cooperation we were told to expect.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I’ve heard administration officials complain how even our 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      allies
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     still don’t back us up on nonproliferation issues in NPT fora, and it only gets worse when one looks at a broader sample.  
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=254"&gt;&#xD;
      
                      
    
    
      As I detailed on my website at the time
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , despite the Obama Administration’s efforts to entice change by professing earnest sincerity about disarmament, the positions of disarmament-minded delegations as expressed at the RevCon remained essentially unchanged, both in continuing to demand maximalist disarmament steps as quickly as possible, and in resisting tough nonproliferation measures.  Nice things were certainly said about President Obama’s disarmament promises to date, but other NPT States Party said no more about proliferation challenges in Iran and North Korea than did the notably quiet U.S. administration, and other delegations’ comments on disarmament repeatedly drove home the point that Washington’s new policies were still grossly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      inadequate
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – and that much, much more was required.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All this was quite predictable, and it was foolish to expect that the disarmament community could really be bought off with 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     steps any U.S. president could feasibly take.  And it was sillier still to think that others governments’ change of heart on nonproliferation policy could be purchased with what little the Obama Administration actually did.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Given the expectations Washington deliberately raised, I sense that there is today a growing sense of cynicism and betrayal in disarmament circles.  President Obama is still considered preferable to the more conservative alternatives, but he seems today to be neither trusted nor supported by those who greeted his “Prague agenda” with the most enthusiasm in early 2009.   It’s not hard to see why.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The administration argues that all of the steps it is taking – including nuclear infrastructure recapitalization and modernization of the nuclear “Triad” – are quite consistent with a serious, long-term approach to “nuclear zero,” and this might even be true.  But President Obama has been having enormous difficulty persuading the abolitionists that they should support him in these details, or that such policies do not actually defeat the objective.  Particularly after the administration’s much-vaunted “restart” of relations with Russia produced only a minimalist treaty with force limits actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      higher
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     than numbers 
    
  
  
                    &#xD;
    &lt;a href="http://www.wired.com/dangerroom/2009/01/new-nuke-czar-a/"&gt;&#xD;
      
                      
    
    
      Defense Secretary Robert Gates endorsed
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     when he worked for George W. Bush – and with prospects dim for any kind of more ambitious follow-on agreement – it isn’t hard to see how the disarmament community is coming to see the promise of Obama’s “Prague agenda” as having been a bait-and-switch gambit.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And speaking of bait-and-switch, that seems to have been the international disarmament community’s approach to President Obama.  After all, the White House did not conclude 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all by itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that showing more disarmament progress was the key to unlocking nonproliferation cooperation.  It was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      told
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     this, insistently and repeatedly, by a range of diplomatic interlocutors and advocacy organizations.  Unfortunately, it wasn’t true.  Quite apart from the somewhat warmer tones in evidence at the 2010 RevCon, the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      substantive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nonproliferation positions of NPT States Party appear not to have changed in response to Washington’s disarmament-friendly atmospherics.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, I’ve heard some administration supporters try to give President Obama’s disarmament posturing credit for the willingness of other countries to support tougher Iran sanctions.  As I’ve suggested elsewhere, however, this is a self-indulgent delusion.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The key to imposing somewhat tougher Iran sanctions, of course, has been the willingness of veto-wielding U.N. Security Council members Russia and China to accept such measures.  No serious observer credits 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      them
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , however, with any significant desire for the “nuclear zero” President Obama has promised to work towards.  (If anything, I’d imagine that Moscow and Beijing find the idea of nuclear weapons abolition abhorrent, especially as long as the United States retains its conventional military dominance.)  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      They
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     were clearly not coaxed into doing more to pressure Tehran by the warm glow of President Obama’s April 2009 remarks in Prague’s Hradcany Square.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In fact, we obviously owe today’s somewhat tougher Security Council sanctions against Iran to the Iranian government itself.  Leaving aside the vexing fact that current sanctions are clearly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      inadequate
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to the task of changing Iran’s course, I know of no one who thinks today’s sanctions would have been possible without revelations about Iran’s latest enrichment facility near Qom, without its rejection of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20091002"&gt;&#xD;
      
                      
    
    
      research reactor fuel deal offered it in October 2009
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and if it had not pressed ahead in producing highly-enriched uranium (HEU).  It may be a pleasant fantasy to credit Prague and the diplomatic warmth of the 2010 RevCon with having made more sanctions possible, but it is a fantasy nonetheless.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All in all, therefore, the Obama Administration seems to have gotten itself into a terrible fix.  It has done more than enough to convince hawks that U.S. national security should not be left in its hands.  (Quite apart from conservative unease with airy aspirations to “zero,” for instance, the nuclear modernization 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      quid pro quo
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     with which the White House secured “New START” ratification in the U.S. Senate seems already to have proven illusory: National Nuclear Security Administration weapons activities apparently currently face the prospect of hundreds of millions of dollars in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      cuts
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .)  At the same time, however, the administration been able to “purchase” no more than a modest measure of merely rhetorical goodwill from the disarmament partisans in the international community – even as proliferation challenges continue unabated.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On the whole, therefore, the current administration’s disarmament-focused approach to NPT diplomacy has proven a costly dead end.  I 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      will
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     credit it with making the “tone” of NPT discussions less acrimonious, but it has achieved essentially nothing of substance with regard to its promised results in catalyzing effective nonproliferation cooperation.  At the same time, it raised disarmament expectations to such heights that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      future
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     NPT fora cannot help but be characterized by a degree of disillusionment, rancor, and distrust of the United States among the very parties whose cooperation we attempted to win in that fashion.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Real Message for the NPT Regime
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But I should confess something to you.  The real story here is not about the failure of Washington’s NPT diplomacy to live up to its grandiose billing.  The real story is that neither the Obama Administration’s position on NPT diplomacy 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nor
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     my own actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      matters
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     very much, at this point, in the context of real-world nonproliferation affairs.  The dirty little secret of contemporary NPT diplomacy is how divorced from practical policymaking in the global security environment it has become – and how, if one wants to understand the diplomatic messaging that is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     crucial to the future of the nonproliferation regime, one has to look elsewhere.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In reality, the future of the NPT regime is being decided in the more practical world of what is – or is not – really being done to make proliferation less attractive.  And here, I am afraid, the record is poor.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By the time of the 2012 U.S. presidential election, it will be more than 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ten years
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     since Iran’s previously secret nuclear weapons effort first began to come into public view.  During that decade, the nonproliferation regime 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     managed to respond in various ways to Iranian proliferation challenges – but, so far, always by doing too little, and by doing it too late.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Who knows?  Perhaps things would have been different if the international community had applied 2011 levels of pressure in 2003, when U.S. diplomats first worked to get the issue sent to the Security Council.  Would tough Security Council sanctions have worked in 2003 if this drive had not been undercut by concessionary European overtures to Tehran?  We’ll never know.  Current levels of pressure, however, are clearly insufficient 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      now
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  The nonproliferation regime has shown itself to have tremendous collective action problems when it comes to compliance enforcement, with the result that, at every point, what might then have proven effective was politically unsaleable, while what was then saleable proved ineffective.  (So much for vindicating multilateralism.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whatever one thinks of President Obama’s disarmament promises and the 2010 NPT RevCon, therefore, the bottom line is that the nonproliferation regime is still losing ground: the meta-message is of the regime’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      failure
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – at least so far, anyway – to respond effectively when it matters most.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I don’t want to make the NPT seem a total failure.  It is not, and the Treaty has done a very great deal of good over the years.  But today’s challenges are somewhat different than those the regime has faced in the past.  Today, the NPT’s greatest challenge is not that of achieving universality but rather of ensuring that its basic nonproliferation norms mean anything even to States Party.  Violations from 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      within
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the NPT are likely to be especially corrosive, for they reveal the Treaty regime as being unable to enforce its own rules.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, Iran and its apologists have been allowed to turn the Iranian case into a referendum on the idea that the NPT gives everyone the “right” to develop any nuclear technology they wish – irrespective of whether that capability can be effectively safeguarded and irrespective of questions of safeguards and treaty compliance.  Accordingly, we are on the verge of sending a message to the future not just that the NPT’s nonproliferation rules are something akin to unenforceable, but that the Treaty 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     can be used as a tool for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      facilitating
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     proliferation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, it is exactly in meeting these challenges that the Obama Administration, while carefully attentive to the atmospherics of disarmament – or perhaps precisely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     it has spent so much political capital and high-level attention on disarmament posturing rather than focusing upon the concrete proliferation challenges at hand – has fallen behind.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Obama Administration has praised itself for implementing some additional Iran sanctions and other measures that have made it – in 
    
  
  
                    &#xD;
    &lt;a href="http://www.alarabiya.net/articles/2011/11/23/178698.html "&gt;&#xD;
      
                      
    
    
      National Security Advisor Tom Donilon’s words
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – “harder for Iran to proceed … [and] more expensive.”  And it is proud that “Iran today is fundamentally weaker, more isolated, more vulnerable and badly discredited than ever.” Such careful phrasings, however, cannot hide the obvious: that Iran is nowhere near 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      stopping
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     its program, and is today closer than ever before to a nuclear weapon.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nor is the meta-narrative of Iran’s nuclear defiance anywhere near the point at which a future proliferator might conclude that even “success” in developing weaponry really amounts to strategic failure.  Tehran today confronts some additional pressures, but it faces nothing likely to appear fundamentally dissuasive, either to Iran itself or to any future country that really wants nuclear weapons.  At the same time, Tehran’s propagandists have staked out shamefully uncontested terrain in claiming that it has an “inalienable right” under the NPT to do everything it has been doing – a narrative to which the Obama Administration has refused to even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      try
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to offer a serious response.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For those of you who want a chilling read and who have some appetite for wonkish detail, I recommend you read the full text of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.isis-online.org/uploads/isis-reports/documents/IAEA_Iran_8Nov2011.pdf"&gt;&#xD;
      
                      
    
    
      IAEA’s recent November 8 report on Iran’s nuclear program (GOV/2011/65) – and its detailed annex 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – for a good open-source summary of exactly what NPT compliance enforcement has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      failed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to prevent.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    According to the IAEA report, Iran has produced nearly 5,000 kilograms of low-enriched uranium (LEU) since 2007, and it began enriching HEU in February of last year.  It has apparently and produced about 74 kilograms of 20 percent-enriched HEU at Natanz so far, and has also announced plans to produce HEU in the tunnels at Fordow, near Qom – a site Iran first pretended was intended only for LEU production – and to build 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ten
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     additional enrichment facilities.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Now that the IAEA is no longer headed by 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2007/09/16/world/africa/16iht-baradei.5.7527308.html"&gt;&#xD;
      
                      
    
    
      a man who regards it as “God’s work” to downplay Iranian violations in order to prevent “crazies” from using its nuclear program as an excuse for war
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , moreover, more and more information is being released about Iran’s work on nuclear weaponization.   According to the IAEA, the infamous Iranian document on the production of uranium metal hemispheres – the existence of which was 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2005/gov2005-87.pdf"&gt;&#xD;
      
                      
    
    
      first disclosed in 2005
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – was in fact “part of a larger package of information which includes elements of a nuclear explosive design.”  This package was similar to, but apparently 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     detailed
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    than, the bundle of design and manufacturing information (including weapons designs) the A.Q. Khan network provided to Libya.  The IAEA also describes Iranian preparatory work for fabricating natural and HEU metal components for a bomb, as well as development work on extremely high-speed detonators – apparently in connection with a multipoint initiation test conducted in 2003, about which Tehran subsequently lied to the IAEA in 2008 by claiming it didn’t know anything about such technology.  Additionally, the report mentions Iran’s work on what appears to be an underground nuclear testing capability.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Interestingly, the IAEA also seems to have learned more information about Iran’s previously-revealed engineering and airburst fuse work on a suggestively spherical warhead for the Shahab-3 ballistic missile.  According to the November 8 report, the Agency has now established “a link between [the production of] nuclear material and a new payload development programme” for the missile.  This is significant not only because it supports the conclusion that the anticipated warhead was a nuclear weapon, but also because it underscores the point that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Iran’s enrichment and reprocessing work must be considered part of the country’s nuclear weapons program.  (This is a point that has been obvious enough since the beginning, but it is nonetheless one the drafters of the infamous 
    
  
  
                    &#xD;
    &lt;a href="http://www.dni.gov/press_releases/20071203_release.pdf"&gt;&#xD;
      
                      
    
    
      2007 U.S. National Intelligence Estimate on Iran
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     seem deliberately to have tried to obscure.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    The IAEA’s current report also recounts Iranian experiments with containment vessels for hydrodynamic explosive experiments, as well as the manufacture of simulated nuclear explosive components made of tungsten or other such high-density materials.  Between 1996 and 2002, in fact, Iran was also able to call upon the services of a foreign scientist with experience in his home country’s nuclear weapons program, who assisted the Iranians with the development of specialized multipoint explosive arrays suitable for implosion-type nuclear weapons.
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                    Nor is all of this weaponization work just a historical footnote, for according to the IAEA, Iran experimented with just such a multipoint explosive array after 2003.  Various modeling and simulation experiments on spherical geometries for core of HEU-based implosion device were apparently also carried out in 2008 and 2009, building upon preparatory work undertaken in 2005.  Work on a certain type of neutron initiator system was reportedly done in 2006.  This is a depressing litany, but if nothing else, we can thank the IAEA for putting to rest the idea that work on Iran’s “nuclear weapons program” ceased in 2003.  Weaponization-related activites clearly occurred after that point, and the materials-production prong of the program – at Esfahan, Natanz, now Fordow, and perhaps elsewhere – never stopped at all.  (In fact, the materials prong apparently never halted even under the short-lived European-brokered “suspension” in late 2003.  
    
  
  
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      As the IAEA long ago detailed
    
  
  
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    , Iranian centrifuge component production continued at at least three facilities thereafter.)
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                    The IAEA’s current report, therefore, recounts a depressing litany of information indeed, and must perforce be considered a better barometer of the real health of the nonproliferation regime than the fact that our diplomats reached agreement on a shallow and evasive RevCon document in 2010.
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                    III.       
    
  
  
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      Conclusion
    
  
  
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    According to Tom Donilon, there is still “time, space and means” to persuade Iran to change its nuclear course.  No one in the current administration, however, seems to know how, and there is little sign that this will occur.
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                    And people are beginning to notice.  In my experience, it is unusual for U.S. presidents to be upbraided by the 
    
  
  
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      Washington Post
    
  
  
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     editorial board for not being hawkish enough.  But that’s exactly what happened to the Obama Administration last week, when on 
    
  
  
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      November 22,
    
  
  
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     the 
    
  
  
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      Post
    
  
  
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     editorial board complained that in response to Iran’s ongoing provocations – apparently now also including an extraordinary 
    
  
  
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      plot by the Iranian Revolutionary Guard Corps’ 
      
    
    
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        Qods
      
    
    
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       Force
    
  
  
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     to kill the Saudi ambassador to the United States and bomb the Israeli embassy in Washington – the administration has taken only “half-steps.”  (Indeed, the paper did not merely describe the administration’s response to the most 
    
  
  
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      recent
    
  
  
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     Iranian challenges as being inadequate: rather, it made clear that these half-measures were just the latest example in a long line of them.  Inadequacy seems to have become something of a specialty.)  All in all, according to the 
    
  
  
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    , “President Obama is not even leading from behind on Iran; he is simply behind.”
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                    When push really comes to shove, therefore, I think it is 
    
  
  
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     that we see the message diplomacy that will turn out to be 
    
  
  
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      most 
    
  
  
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    important to the future of the NPT regime.  The White House has preoccupied itself with the atmospherics of nuclear disarmament credibility, lowest-common-denominator consensus diplomacy, and the awkward and confusing tap dance of 
    
  
  
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      seeming
    
  
  
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     concerned about national security threats while yet avoiding the appearance of being 
    
  
  
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      so
    
  
  
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     focused upon them that President Obama looks like his predecessor.  With Washington’s attention thus diverted to political theater, the nonproliferation regime has continued to fall down on the job where real credibility is most needed: preventing the spread of nuclear weapons.
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                    We can wring our hands all we like about 
    
  
  
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    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=1100"&gt;&#xD;
      
                      
    
    
      what Article VI and the NPT Preamble really mean with respect to disarmament
    
  
  
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    , and what it might do for our reputation if we could demonstrate more disarmament “credibility.”  At the end of the day, however, the future of the nonproliferation regime depends first and foremost upon its credibility 
    
  
  
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      as a nonproliferation regime
    
  
  
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    .  Shame on us for getting the priority backwards.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 01 Dec 2011 16:22:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1160</guid>
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    <item>
      <title>Nuclear Weapons and their Role in the Security Environment</title>
      <link>http://www.newparadigmsforum.com/p1149</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks on November 14-15, 2011, at the University of Georgia, the Georgia Institute of Technology, and Kennesaw State University – on a trip organized by the Partnership for a Secure America and the Stanley Foundation. (Former National Nuclear Security Administration Deputy Administrator for Defense Nuclear [...]</description>
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      Note:
    
  
  
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      Below is the text upon which Dr. Ford based his remarks on November 14-15, 2011, at the 
      
    
      
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      &lt;a href="http://www.uga.edu/"&gt;&#xD;
        
                        
        
      
        University of Georgia,
      
    
      
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       the 
      
    
      
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        Georgia Institute of Technology,
      
    
      
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       and 
      
    
      
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        Kennesaw State University
      
    
      
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       – on a 
      
    
      
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        trip
      
    
      
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       organized by the 
      
    
      
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        Partnership for a Secure America 
      
    
      
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      and the 
      
    
      
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        Stanley Foundation.
      
    
      
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       (Former 
      
    
      
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        National Nuclear Security Administration
      
    
      
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       Deputy Administrator for Defense Nuclear Nonproliferation 
      
    
      
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        William Tobey
      
    
      
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       also participated in these discussions, offering remarks on nuclear materials security and the prevention of nuclear terrorism.)
    
  
    
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                    Hello, everyone.  It’s a pleasure to have the chance to chat with you today, and I’m grateful to the Partnership for a Secure America and the Stanley Foundation, as well as our gracious hosts here at the university, for making this outreach program possible.
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                    As I was thinking about what to say to you today, I decided it might be useful to go back to “first principles” in order to lay the groundwork for our discussions.  Before one can think too usefully about where nuclear weaponry is going as the 21st century progresses, I think one needs to understand something about the role they play today – and about how we got to where we are now.
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                    It is, for instance, commonly said today that the only role for nuclear weaponry is to deter the use of 
    
  
  
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      other
    
  
  
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     nuclear weaponry.  To be able to grapple seriously with present-day nuclear weapons policy issues, however, I think one needs to understand how much that 
    
  
  
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      isn’t
    
  
  
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     true.  And the same could probably be said about other supposed simple verities that might be invoked to guide policy choices about what deters whom, how countries behave (or don’t behave) with nuclear weaponry, and so forth.
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                    Nuclear weapons play complex roles in today’s world, and roles that differ, to some extent, from one possessor or aspirant to the next.  In whichever direction one might want to take nuclear policy, one has to start by first getting one’s mind around this varied and sometimes confusing landscape.
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                    I.          
    
  
  
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      An American Perspective, Then and Now
    
  
  
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    So let’s begin with the United States, since it’s our own country and it was both the first to get into the nuclear weapons business and the first – and only – country so far to actually use them in war.  America’s motives for developing atomic weaponry were not simple, but they aren’t too hard to understand.  We began the Manhattan Project in desperate years of a desperate war against enemy empires that seemed bent upon world conquest.  To some extent, it was important that we “get there first,” because there was some reason to believe at the time that both Nazi Germany and Imperial Japan knew such weapons to be possible and were exploring the possibility.
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                    To a great extent, however, the U.S. motive 
    
  
  
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     revolve around the possibility of others getting nuclear weapons.  We were in a terrible and costly war, and we wanted every advantage we could get.  Ultimately, after it had presumably become pretty clear that neither Germany nor Japan had much (or any) chance of beating us to the nuclear punch – the former having already surrendered and the latter having been reduced to a battered and beleaguered state – the program continued nonetheless as a way to close out history’s most bloody conflict as rapidly and advantageously as possible.
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                    There was, during the period of American monopoly after the war, a fascinating U.S. flirtation with abolition – or rather, more specifically, with the idea of relinquishing atomic weaponry to an international organization that would take over all weapons-facilitating nuclear technology and research in order to ensure that 
    
  
  
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     nation could have bombs of its own.  This effort, spelled out in the U.S. “Baruch Plan” and actually endorsed by majorities in the newborn United Nations, collapsed in the face of Soviet Bloc opposition.  Moscow wanted to break the American monopoly not by setting up an international control system but by building its 
    
  
  
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      own
    
  
  
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     nuclear weapons, and after 1949, the Cold War arms race was on.
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                    But that arms race, of course, is now over.  Why are these devices still around?  To some extent, it may be that existing possessors retain them because they cannot figure out how to eliminate them without making the world a worse place and their own security interests more precarious.
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                    From a specifically U.S. perspective, I’d imagine there would be much to applaud in a sudden and successful abolition of nuclear weaponry.  The preeminent 
    
  
  
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     military power on the planet might indeed be tempted to accept the elimination of what many regard as the only tools that can convincingly deter an opponent possessing just such overwhelming conventional force.  After all, that was why we ourselves placed such emphasis upon nuclear weaponry during much of the Cold War: we regarded it as being critical to our deterrence of aggression by  numerically-superior Warsaw Pact forces in Central Europe.  Today, we enjoy conventional superiority vis-à-vis any imaginable adversary.  So why not support abolition?
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                    This is perhaps the reasoning behind at least some prominent Americans’ support for disarmament – though of course you won’t be surprised to hear that just such U.S. alacrity probably makes some other players resolutely 
    
  
  
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      opposed
    
  
  
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     to the idea of “zero.”  Either way, however, such an analysis oversimplifies unhelpfully.  One cannot, of course, use a magic spell to make nuclear weapons disappear instantaneously, and if abolition is ever to occur, it certainly won’t do so quickly.  But how certain are Americans that we would be as happy with the balance of conventional forces in a nuclear-weapons-free world in the 
    
  
  
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     21st Century as we imagine that we would be if it happened tomorrow?
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                    Another challenge is that even if such devices 
    
  
  
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     be eliminated, it might be very difficult even for a wealthy, conventionally-dominant hyperpower to ensure stability in the resulting international security environment.  Unless you believe that nuclear weapons have played 
    
  
  
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     role in precluding general war between the great powers for the last several decades, and unless you believe that they have played 
    
  
  
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     role in preventing nuclear proliferation, it stands to reason that the difficulty of maintaining stability and security in a world of “nuclear zero” – using only conventional tools – might be rather higher than today.  Are we confident that we, or others, would be able or willing to do all that might be necessary in this regard, especially if disarmament itself increased other countries’ interest in developing nuclear weapons by holding out the prospect that “breakout” from a “zero” regime could give them at least a temporary nuclear monopoly?
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                    II.         
    
  
  
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      Extended Deterrence: “Nukes to Prevent Nukes”
    
  
  
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                    You may have noticed that I snuck an important concept into those last comments: I spoke of the potential role of nuclear weapons in 
    
  
  
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     the proliferation of nuclear weapons.  This is a byproduct of the fact that nuclear weapons are commonly regarded as having at least some role in providing “extended deterrence” to the allies of a possessor state.  It leads to the arguably paradoxical conclusion that under some circumstances, the existence of nuclear weapons is an important tool with which to help ensure 
    
  
  
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     the development of more such weapons.
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                    During the Cold War, a number of countries started down the road to nuclear weapons development, but were persuaded to change course in large part on the strength of implicit or explicit U.S. commitments to the security of their countries or their region in the face of the presumed predatory intentions of the Soviet Bloc or other Communist powers.  This dissuasion came as a result of security commitments that, while not revolving 
    
  
  
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     around specifically 
    
  
  
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     deterrence, were nonetheless underpinned in the last resort by the continued existence and “usability” of a U.S. nuclear arsenal.  This was important for nonproliferation, and for stability more generally, in both Europe and in East Asia.  These dynamics may even be seen in the role that NATO planning for wartime nuclear weapons sharing played in keeping 
    
  
  
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     – and perhaps other NATO allies – from going down the road of independent weapons development.
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                    While nuclear weaponry certainly has less salience in American strategic planning today than it did during the Cold War, this “extended deterrence” dynamic remains alive and well.  We have friends and allies around the world, especially in East Asia, who face what they consider to be at least 
    
  
  
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     serious long-term military threats, threats they might be unable to deter on their own using purely conventional tools.  America’s security relationships with them, which are still underpinned at the last resort by our nuclear weapons, still play a role in reassuring these allies – who otherwise might be tempted to “go nuclear” in order to safeguard their security interests independently.
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                    Not for nothing, for instance, did U.S. Secretary of State Condoleezza Rice fly immediately to Tokyo to reassured Japanese leaders of our continued commitment to their security after North Korea conducted its first nuclear weapons test in 2006.  And not for nothing did the Japanese thereafter publicly re-disavow any interest in nuclear weaponry, explicitly citing as the basis for their disinterest the fact that Japan’s strong American alliance made this unnecessary.  Japan, and to a lesser extent South Korea, could quite easily “go nuclear” if they felt this necessary in the face of regional threats.  That they do not today want nuclear weapons has at least something to do with the fact that we keep ours.
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                    I’m not saying that the existence of U.S. nuclear weapons and our provision of “extended” nuclear deterrence is the 
    
  
  
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      only
    
  
  
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     thing that has kept such allies from going down the nuclear road themselves.  In fact, I’d imagine that the strength of our 
    
  
  
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      conventional
    
  
  
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     military power – and the perceived weight of Washington’s political will and moral courage in remaining committed to our alliance relationships and to protecting the security and political autonomy of democratic regional allies – is a more important factor.  Nevertheless, our general security guarantees are indeed built in part upon a nuclear foundation.
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                    This may have important implications as we ponder the future of nuclear weaponry.  Could we achieve the necessary degree of adversary deterrence and ally reassurance without such tools?  Maybe.  But it’s very hard to be 
    
  
  
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      sure
    
  
  
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     of that, and few leaders in Washington have a stomach for gambling on such important matters.  Nor, of course, is it guaranteed that we would have the money and willpower to do this successfully even if we were willing to try.  What would it take to do what is necessary to meet such requirements with purely conventional arms?  Can we afford it?  Would we be willing to?
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                    If nuclear weapons presently contribute 
    
  
  
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      anything
    
  
  
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     to our alliance relationships, Washington would presumably need to make up for its loss with more robust conventional deployments and more credible reassurances of alliance fortitude and long-term political staying power.  It is not entirely clear that present-day America is well positioned to 
    
  
  
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      step
    
  
  
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      up
    
  
  
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     such overseas expenses and commitments in proportion to some possible future nuclear draw-down.  (At the moment, we seem to be worried enough about ensuring the adequacy of our commitments in the Asia-Pacific region even 
    
  
  
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      with
    
  
  
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     a nuclear “backstop.”  How much more effort and expense would disarmament require us to contemplate?)
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                    III.       
    
  
  
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      Deterring Conventional Conflict
    
  
  
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                    Because America’s Cold War allies feared not only nuclear but also conventional attack – which it was similarly the job of our deterrent policy to prevent – the phenomenon of “extended [nuclear] deterrence” also provides an analytical window into another dynamic, to which I’ve already alluded: the fact that nuclear weapons have historically had important roles in deterring conventional attack.  This notion may not resonate much in the United States today, for we have the good fortune to be uniquely powerful in non-nuclear terms.  History suggests, however, that deterring 
    
  
  
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      non
    
  
  
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    -nuclear power has long been a very important “driver” for interest in nuclear capabilities.
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                    From a U.S., British, and French perspective, for instance, great emphasis on nuclear weaponry (and the possibility of nuclear first use) was felt necessary during the Cold War in order to deter numerically-superior Warsaw Pact forces.  It is widely believed – surely accurately – that nuclear weapons played an important role after 1945 in stabilizing Europe after centuries of conflict, and in making general war between the great powers seem hideously unattractive.  This is not to say that modern Europe would necessarily again collapse into conflict if nuclear weapons disappeared, of course, but it points to the potentially crucial role such devices can have in forestalling large-scale conventional conflict between possessors.
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                    And Europe is hardly the only example of states viewing nuclear capabilities as a potential deterrent to conventional attack.  The state of Israel, which has long been said to have nuclear weaponry, has for decades needed to deter the numerically-superior forces of the surrounding (and usually hostile) Arab states.  Pakistan aims to deter numerically-superior Indian forces, while India itself focused more intently upon nuclear weapons development in the wake of China’s invasion in 1962.  
    
  
  
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      Apartheid-
    
  
  
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    era South Africa, moreover, developed its program not out of fear of anyone else’s nuclear weaponry, but in response to what it felt was a “total onslaught” of Communist-led black nationalist insurgency sweeping south across Africa.
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                    Today, Russia seems still to feel itself weak and dysfunctional in conventional arms, potentially overmatched by NATO technology and Chinese numbers, and it prizes nuclear weaponry as a counterbalancing factor.  North Korea cites U.S. military deployments in South Korea and Japan as one of the reasons it says it cannot give up its nuclear weapons.  And the aspiring proliferators in Tehran frequently invoke the specter of U.S. and Israeli attack – with conventional, not nuclear weapons – in their all-but-explicit justifications for nuclear weapons development.
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                    Life might be simpler if nuclear weapons only deterred other nuclear weapons, in other words, but countries in the real world don’t often seem to see things that way.  Even the International Court of Justice, when providing a non-binding advisory opinion in 1996 on the legality of nuclear weapons use, felt compelled explicitly to hold open a role for nuclear weapons in response to an overwhelming assault that threatened the existence of a state.
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                    IV.        
    
  
  
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      Nuclear “Cross-Deterrence” of Other WMD
    
  
  
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                    To complicate things further, there is also at least some possibility that nuclear weapons can help deter the use of other, but 
    
  
  
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      non
    
  
  
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    -nuclear, forms of weapons of mass destruction (WMD) – a phenomenon I call “cross-deterrence.”  Such cross-deterrence between different forms of WMD isn’t talked about too much today, but historically it has had at least some importance.
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                    When the United States, for instance, abandoned its biological weapons (BW) work under the Nixon Administration, it was confidently proclaimed that one of the reasons we could do this safely – even in the face of fears of continuing BW work by the Soviets and others – was that our 
    
  
  
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      nuclear
    
  
  
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     arsenal could still be used to deter BW use against us.  In fact, this idea is apparently 
    
  
  
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      still
    
  
  
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     a part of U.S. strategic planning, as one can see from the Obama Administration’s 
    
  
  
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      2010 Nuclear Posture Review
    
  
  
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    , which still explicitly reserved the option to make “any adjustment [in U.S. declaratory policy regarding nuclear weapons use] … that may be warranted” by biological weapons threats from non-nuclear weapons states compliant with their nonproliferation obligations.  It also explicitly declared that nuclear weapons remained available as a potential response to either conventional 
    
  
  
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      or
    
  
  
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     chemical or biological weapons attack by “states that possess nuclear weapons and states not in compliance with their nuclear non-proliferation obligations.”
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                    Nor is “cross-deterrence” just an American idea.  Syria, for instance, has long been thought to maintain a CW stockpile as at least a partial “cross-deterrent” answer to Israeli nuclear capabilities.  The Islamic Republic of Iran’s 
    
  
  
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      nuclear
    
  
  
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     program, moreover, is felt to have begun in the mid-1980s not as a response to U.S. or presumed Israeli nuclear weaponry (or even these countries’ 
    
  
  
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      conventional
    
  
  
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     military power), but rather in reaction to 
    
  
  
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      Iraq’s
    
  
  
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     use of chemical weaponry against Iran during the Iran-Iraq War.  Cross-deterrence may be a comparatively minor component of countries’ thinking about nuclear strategy, but it isn’t a trivial issue.
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                    V.         
    
  
  
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      Nuclear Weapons and National Identity
    
  
  
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                    So far, I’ve been talking of nuclear weapons’ role in the world through a relatively “realist” game-theoretical perspective of force posture and deterrent calculations.  But there’s another angle that also must be understood if we are to comprehend nuclear weaponry’s entanglement with the international environment: the ways in which weapons possession can become wrapped up – for better or worse – with countries’ and governments’ sense of identity, role, and mission in the world.
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                    There has been some very interesting scholarship on the complicated ways in which nuclear weaponry has played into national identity politics in South Asia, both in Pakistan and in India.  George Perkovich’s 
    
  
  
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    &lt;a href="http://www.amazon.com/Indias-Nuclear-Bomb-Proliferation-Afterword/dp/0520232100/ref=sr_1_1?s=books&amp;amp;ie=UTF8&amp;amp;qid=1321472138&amp;amp;sr=1-1"&gt;&#xD;
      
                      
    
    
      seminal book on India’s nuclear weapons program
    
  
  
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    , for instance, stresses this factor, seeing intriguing identity dynamics – factors such as post-colonialist insecurity, a sense of developing-world and disarmament leadership, or even Brahminical self-assertion against white scientific elites in the former imperial core – as having powerfully shaped how India’s program developed in the sometimes idiosyncratic ways that it did.  But Perkovich is today not alone, and 
    
  
  
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    &lt;a href="http://www.amazon.com/South-Asian-Cultures-Bomb-Pakistan/dp/0253220327/ref=sr_1_1?s=books&amp;amp;ie=UTF8&amp;amp;qid=1321472169&amp;amp;sr=1-1"&gt;&#xD;
      
                      
    
    
      a number of other scholars
    
  
  
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     have written interesting things on the “identity politics” angle of nuclear proliferation and the South Asian nuclear balance.
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                    Russia is another interesting example, for my impression is that powerful issues of identity – and not just steely-eyed 
    
  
  
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     calculations of conventional military weakness – are involved in Moscow’s continuing infatuation with nuclear weaponry.  Modern Russia in the era of Vladimir Putin seems to feel quite insecure in today’s world, nostalgic about its “lost” days of presumed Soviet glory and importance, in addition to being nervous about the still weak state of Russia’s conventional armed forces, its unbalanced, undiversified, and corrupt economy, its brittle political order, and its grim demographic prospects.
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                    One of the few things about which Moscow seems able to feel proud is its formidable nuclear arsenal – which has become, for many Russians, the symbolic coinage of their country’s continued status and worth as a great power in a world in which both the United States and China utterly outclass Russia in essentially every other meaningful respect.  The resulting “identity function” of nuclear weaponry in Russia’s sense of position and role in the world is, I suspect, a powerful factor that one cannot dismiss if one wants really to understand the place of nuclear weapons in today’s world – let alone to approach future strategic arms control questions with an informed eye.
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                    And these are hardly the only cases.  France has, of course, for years seized upon its nuclear 
    
  
  
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      force de frappe
    
  
  
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     as one of the few remaining symbols of that country’s great power status and role.  Iran seems to have a growing fixation upon nuclear technology – and, implicitly, weapons capabilities – as a litmus test of its self-conceived role as an emergent great power with ambiguously neo-Safavid regional ambitions.  Moreover, North Korea today constantly seeks to parlay its nuclear weaponry into status and political acceptance not just as a legitimate state but as one in some sense “equal” to the nuclear-possessing great powers.
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                    These dynamics certainly don’t make the challenges of global nuclear strategy or nonproliferation any easier to handle, but we dismiss such “identity” factors at our peril.  At least in some instances, they are likely to be very important to nonproliferation, arms control, and nuclear weapons strategy, by helping shape such things as: (1) whether and how countries 
    
  
  
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      seek
    
  
  
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     nuclear weaponry; (2) what proliferators might be expected to 
    
  
  
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      do
    
  
  
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     once acquiring it; (3) how existing possessors will approach the question of arms reductions; and (4) how the requirements of “deterrence” might differ from one possessor to the next.
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                    VI.        
    
  
  
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      Conclusion
    
  
  
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                    I’d be happy to discuss more specific questions in our discussion period, but as I wrap up, let me flag a couple of points here at a very high level of generality.  Because of the deep ways in which nuclear weapons are entangled with national policies and behavior in a very complex international security environment, one should be suspicious of anyone who purports to offer simple answers with respect to what we should 
    
  
  
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      do
    
  
  
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     in order to handle the challenges of nuclear weapons policymaking.  Any serious attempt at such policymaking needs to be able to stand up to serious questioning about how it proposes to manage – much less to cut through – the security and policy challenges presented by these nuclear entanglements.
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                    One can perhaps be really certain of few things in this environment, but among these is the likelihood that simple approaches – whether they aim for a rapid “nuclear zero,” a crudely muscular 
    
  
  
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      pax Americana
    
  
  
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    , or a supposedly peaceful environment of universal deterrence through universal proliferation – are inadequate ones.  Whether we like it or not, actual or potential nuclear weapons capabilities are likely to be important factors in global politics and strategy for the foreseeable future.  Decades after the end of the Cold War, it may not be very fashionable to study the arcane arts of nuclear weapons strategy and try to adapt them to 21st-century conditions, but it is essential nonetheless.
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                    Thank you.   I look forward to your questions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 16 Nov 2011 20:12:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1149</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>When Censor Meets Spin Doctor: Liberty, the Internet, and Power in China</title>
      <link>http://www.newparadigmsforum.com/p1084</link>
      <description>An essay a couple of months ago in the Economist magazine by the pseudonymous columnist “Banyan” (August 27, 2011) described the ongoing struggle many governments in Asia are having with the Internet.  In part, it made the commonplace observation that “[s]trict controls over ‘old’ media, foreign and domestic, are increasingly anachronistic since ever more citizens have [...]</description>
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      An essay a couple of months ago in the
      
    
    
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       magazine
    
  
  
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     by the pseudonymous columnist “Banyan” (August 27, 2011) described the ongoing struggle many governments in Asia are having with the Internet.  In part, it made the commonplace observation that “[s]trict controls over ‘old’ media, foreign and domestic, are increasingly anachronistic since ever more citizens have access to the bottomless shallows of the internet.”  Banyan compared approaches to censorship used in countries as diverse as Singapore, Malaysia, Thailand, India, and China, describing a range of responses to “new media” ranging from what amounts essentially to resigned acceptance coupled with occasional 
    
  
  
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     legal proceedings against “defamation” (in Singapore and, increasingly, Malaysia) to full-throated efforts to block content that censorship authorities dislike (in China).  Ultimately, Banyan concludes that “Asian governments are stuck with the internet which, worryingly for the dictatorships among them, seems as integral to the future as black blotches on newsprint seem to the past.”
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                    The conceptual framework of Banyan’s piece, however, seems to revolve around a straightforward dichotomy between content “blockage” and press freedom – a contest in which freedom seems generally to be getting the upper hand, especially with respect to 
    
  
  
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     applications of Internet-facilitated “new media.”  Nevertheless, Banyan describes “[t]he battle between the Chinese Communist Party and the internet” as being “fairly evenly matched,” detailing some of Beijing’s efforts (and challenges) in the imposition of broad political content controls over new media.  I wonder, however, whether Banyan isn’t missing an important aspect of this struggle – and one which may help explain why, contrary to the expectations of so many Western observers, Chinese authorities, in Banyan’s own words, are still “convinced that they can win.”
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                    In the West, buoyed by feel-good sloganeering such as the weirdly anthropomorphic “information just wants to be free,” we tend to assume both that the Internet is essentially uncontrollable, and that this is a good thing.  We may, to be sure, wring our hands about child pornography, online gambling, or leaks of classified information, but we are deeply convinced that on balance, the protean swirl of data available on the Internet is both a huge benefit to modern society and an essentially inevitable and irresistible force in 21st-century life.  One of these benefits, however, lies in how the Internet’s basic informational openness – or at least the openness it was engineered to have under the protocols established under U.S. tutelage in the 1990s – underpins liberty by opening wide the “marketplace of ideas,” facilitating contacts and exchanges between citizens, and making it ever easier for people to obtain information in ways outside the control of state authorities.
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                    We commonly assume, therefore, both that the Internet and authoritarian dictatorship exist in opposition to each other 
    
  
  
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      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that information freedom will ultimately – and inevitably – emerge as the victor in this struggle.  This is not really a new idea, for it has become a minor element of Western popular mythology that the spread of copiers and fax machines helped facilitate the collapse of Soviet authoritarianism in the late 1980s, providing some of the grease to lubricate the development of a civil society increasingly outside (and inimical to) Moscow’s stifling totalitarian control.  Much more recently, this idea that the tools of information acquisition and exchange are a powerful solvent for tyranny has received new impetus from the anti-authoritarian uprisings of the “Arab spring,” which seem to have been greatly advanced by the spread of Internet-facilitated “new media” technologies such as text-messaging, blogging, e-mail, and “tweets.”  It is only a matter of time, we tend to assume, before the irresistible forces of information freedom similarly undermine other dictatorships.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Obama administration is quite enthralled by this idea, announcing in 2009 an effort to encourage the grass roots development of cyberspace tools around the world in a mushrooming growth of civil society initiatives.  According to Secretary of State Hillary Clinton, Washington aims by such initiatives to “empower citizens and leverage our traditional diplomacy.”  This is not an idea unique to Team Obama, however, for these initiatives build on a “Global Internet Freedom Task Force” formed under George W. Bush.  Official Washington, of both political flavors, looks at Internet freedom with fond affection.  And indeed Banyan’s column, too, would seem to be based upon such assumptions.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Don’t get me wrong: these assumptions may be quite correct.  Perhaps the Internet’s information freedom 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ultimately irresistible, and the eventual collapse of political dictatorships in modern developed economies is assured.  One can hope.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As this “information freedom” discourse has developed and spread, however, there has also developed a counter-narrative.  
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/02/06/books/review/Siegel-t.html?pagewanted=all,"&gt;&#xD;
      
                      
    
    
      Evgeny Morozov,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     for instance, has challenged the simplistic discourse of inevitable freedom, and he and a new generation of “
    
  
  
                    &#xD;
    &lt;a href="http://www.guardian.co.uk/technology/2011/jan/13/evgeny-morozov-the-net-delusion"&gt;&#xD;
      
                      
    
    
      cyber-skeptics
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” have emerged to point out the increasingly sophisticated ways that authoritarian regimes are using Internet-facilitated approaches to improve how they monitor and suppress political dissent, block or manipulate Web content, and distribute their own propaganda.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There seem to be a depressing number of examples of this phenomenon in the world today, but one of the latest examples can be seen in the discovery in Libya of a high-tech Internet spying center, full of the latest equipment from Western firms, and devoted to monitoring Libyans’ use of e-mail, text messaging, online chat rooms, and so forth.  Since the beginning of the “Arab Spring,” in fact, it has been reported that Bahrain has been using Internet tools provided by Western companies to monitor internal dissent, and that the Mubarak regime in Egypt employed a new British technology to eavesdrop on Skype conversations.  In a sense, this should not be terribly surprising – after all, it has been known for some time that Cisco helped supply Chinese web censors with some of the tools with which they built their “Great Firewall” – but the point seems increasingly to be understood that the 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/09/02/opinion/political-repression-2-0.html"&gt;&#xD;
      
                      
    
    
      Web can cut both ways.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This counter-narrative does not necessarily precisely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      rebut
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the dominant Western story, for it may well yet be that despite such adaptations, dictatorships will still ultimately prove unable to cope with the informational freedom that the Internet and “new media” promise.  The skeptical riposte, however, stresses that this is not a simple dialectic: modern information technology provides tools for tyrants as well as for subject peoples.  (It also tends to stress the ways in which the Internet is not quite, even in the West, the unequivocal liberating force for good it is often declared to be, but that’s a subject for another day.)  How long any such “ultimate” resolution takes, and indeed whether there will be one at all, is unknowable – and many of the world’s dictatorships are apparently playing their hand more shrewdly and effectively than predicted by the starry-eyed apostles of “Twitter revolution” and other Web utopianisms.  Is it enough?  Who knows?  But it looks like a closer contest than Westerners once wanted to believe.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So back to Banyan, to Asia, and – in particular – to China.  My impression is that the columnist is right that the contest between political control and informational freedom is presently “fairly evenly matched” in the People’s Republic of China (PRC) today.  One of the reasons that the ruling Communist Party of China (CCP) is doing as “well” as it is in this regard, however, is precisely because this game is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     simply the contest between official blockers and unofficial evaders that Banyan’s account would seem to suggest.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Make no mistake.  The land behind the “Great Firewall of China” is indeed subject to an extraordinary amount of straightforward Internet “blocking.”  E-mail, Internet searches, and other forms of Web traffic are monitored and censored, disfavored websites are blocked and dismantled, user identities are tracked, and so forth.   Just to give one 
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/Marketing-Dictatorship-Propaganda-Contemporary-Perspectives/dp/074254057X"&gt;&#xD;
      
                      
    
    
      example recounted
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     by New Zealand scholar 
    
  
  
                    &#xD;
    &lt;a href="http://www.saps.canterbury.ac.nz/pols/people/brady.shtml"&gt;&#xD;
      
                      
    
    
      Anne-Marie Brady,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in one particularly revealing episode in 2004, hackers broke open the computer coding of an instant-messaging program commonly used in China, and discovered embedded therein a list of banned words and phrases the use of which the software itself would automatically block.  (A third of these words related to the Falungong spiritual movement, which is feared and detested by authorities in Beijing, and another third related to political topics.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Despite all this, it apparently remains the case that clever users can mask their identities and escape many of these restrictions by the sophisticated use of proxy servers, anonymizing software, and other hacker tricks.  Nevertheless, most of China’s more than 1.3 billion people, of course, have neither the skills nor the time – nor, presumably, the inclination – to go to such trouble, however, so the official “blockers” win most of the time.  A degree of real Internet “freedom” may perhaps still be had, but it is available only to a technology-savvy and highly-motivated few.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But Internet control in China isn’t just a story of an iterated game of cat-and-mouse between Chinese “netizens” and their rulers, and here is where Banyan should perhaps have offered a richer account.  The cutting edge in Web control – as suggested by developments in both Russia and China, though perhaps with the greatest sophistication (and certainly scale) in Beijing’s case – appears to involve a marriage between (a) “blocking” techniques to limit access to disfavored information and impede undesired communication between citizens and (b) public relations “spin-doctoring” designed to skew and shape the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      aggregate
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of information available to the public, drowning out, manipulating, or simply countering what cannot be controlled directly.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Through this prism, censorship 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     may be viewed as only 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      part
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the government’s effort – in the words of 
    
  
  
                    &#xD;
    &lt;a href="http://www.psa.ac.uk/journals/pdf/5/2003/Marcus%20Alexander.pdf"&gt;&#xD;
      
                      
    
    
      Marcus Alexander
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – to “monopolize the information space.”  I refer to techniques far more subtle and sophisticated than old Nazi- or Soviet-style “Propaganda 1.0” agitprop bluster.  This is now a 21st-century game for relatively psychologically-aware media-age sophisticates.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In his analysis of authoritarian Russian responses to the challenges of putative Internet freedom, especially during the Putin era, Alexander describes an initial phase of “reactionary,” Soviet-style efforts simply to censor and block content outright.  This was succeeded, however, by a much more sophisticated phase of “proactive” and “more aggressive” approaches that involve such things as the encouragement of government-owned or -controlled Internet content providers to compete with, divide, shape, or drown out those voices that cannot simply be stifled by traditional censorship.   (One can perhaps see an analogy to this in the Kremlin’s efforts to encourage the establishment of political parties “independent” of those most favored by the ruling 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      siloviki
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     elite in order to 
    
  
  
                    &#xD;
    &lt;a href="http://www.stratfor.com/weekly/20110704-russias-evolving-leadership"&gt;&#xD;
      
                      
    
    
      dilute the influence of political movements
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     under opposition parties the government 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fears while yet preserving the appearance of real democracy.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this second phase, the government itself “enters the information market” vigorously, in ways far more elaborate than both the traditional provision of official propaganda and the traditional blockage of disfavored content.  
    
  
  
                    &#xD;
    &lt;a href="http://www.psa.ac.uk/journals/pdf/5/2003/Marcus%20Alexander.pdf"&gt;&#xD;
      
                      
    
    
      In Alexander’s description
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , this is a canny reaction to the difficulty of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      completely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     controlling Internet-facilitated “new media” by such old-fashioned means:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “Once a government decides it is unable to control the Internet medium completely (either for the moment or permanently), the incentive for its engagement in it rises and it starts to prop up Internet content providers to compete against independent ones. Once this competition starts, the structure of the information space is radically transformed, both in relation to that of totalitarian states and that of democratic states. What emerges is a third way, as an undemocratic government enters competition for maintenance and propagation of its image and power among its population.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Alexander’s account looks at Russia, but one can also see some of these same dynamics in China – where CCP officials have studied Moscow’s success in what the hard-line party journal 
    
  
  
                    &#xD;
    &lt;a href="http://cmp.hku.hk/2010/11/02/8448"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Seeking Truth
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       last year described approvingly
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     as “what the West calls a ‘rolling back of democracy,’ including a strengthening of controls on the media ... [which] has resulted in … political stability in Russia.” Indeed, it appears that China may have developed some of these techniques even further than today’s neopropagandists in Moscow.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As noted, an extremely pervasive electronic net of traditional censorship continues to exist in the PRC, notwithstanding the growth since the mid-1990s of a considerable number of “commercial” media outlets and a veritable explosion of Chinese Internet usage.  In addition to restraining what citizens may read and netizens may say, however, the Party-State apparatus has become more proactively involved than ever before in injecting content into the information space, sponsoring chat rooms, encouraging the proliferation of nonpolitical (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , entertainment) programming, and “spinning” public discourse through the use of techniques which 
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/Marketing-Dictatorship-Propaganda-Contemporary-Perspectives/dp/074254057X"&gt;&#xD;
      
                      
    
    
      Brady recounts
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     having been self-consciously copied from the annals of Western public relations literature and left-critical political discourse.  In a perverse twist, for example, writers such as Noam Chomsky famous for their critiques of Western imperialism – including their analyses of how hegemonic capitalist ideology allegedly pervades and distorts media coverage – are studied by CCP cadres not simply as “proof” that Western media freedom is fraudulent and the United States is a dangerous global empire, but also as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      operational plans
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for how the Party elite can 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     better control the information space in China.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The CCP has employed a number of slogans to characterize this hybrid approach of censorship and media “spin doctoring.”  In the era of CCP General Secretary Jiang Zemin after the Tiananmen massacre of 1989, cadres spoke of “guidance of public opinion,” but under Hu Jintao – who seems to have particularly stressed this approach – the preferred term is apparently “public opinion channeling.”  (For their part, Chinese journalists reportedly refer more informally to the government’s technique of “
    
  
  
                    &#xD;
    &lt;a href="http://cmp.hku.hk/2010/04/20/5436/"&gt;&#xD;
      
                      
    
    
      grabbing the megaphone
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”)  According to 
    
  
  
                    &#xD;
    &lt;a href="http://cmp.hku.hk/2009/09/30/1957/"&gt;&#xD;
      
                      
    
    
      Hu Xiaohan
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , then the head of the Central Propaganda Department’s Information Bureau, this game is all about “grabbing hold of the discourse in the midst of news campaigns,” and “[s]tanding on the offensive in the war for public opinion” in order to
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “hold the commanding position on the Internet, this critical battlefield for the contesting of public opinion. We must extend the fibers of propaganda, and we must disseminate the mainstream [CCP] voice, ensuring that [the Internet] becomes an effective platform for the channeling of public opinion ….”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whatever buzzword one prefers, however, the basic idea is clearly to undertake what the Chinese publication 
    
  
  
                    &#xD;
    &lt;a href="http://cmp.hku.hk/2011/06/03/12992/"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Global Times
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       described in June 2011
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     as “grabbing discursive power,” which is based upon the idea that “[i]f you do not take the initiative in setting the agenda, you will be afflicted by the agenda others set.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As an example of how this approach has been taken to new heights of sophistication beyond what has so far (to my knowledge) been reported out of Russia and elsewhere, consider the issue of “internet commentators” in China – obscure Party-State part-time employees or freelance contractors who were once known in Chinese media circles as “50-centers” because of the rumor that they at one point were paid the equivalent of 50 cents for each pro-CCP comment they made in online chat rooms, the commentary sections for news stories on major Chinese Web outlets, and other Internet fora.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Once apparently kept secret, the work of such Internet commentators is today increasingly acknowledged.  As 
    
  
  
                    &#xD;
    &lt;a href="http://cmp.hku.hk/2010/01/12/3785/"&gt;&#xD;
      
                      
    
    
      one official from the CCP Party School in Fuzhou has bragged
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , that city’s propaganda department established a team of online news commentators as early as March 2005, and experience with it “has shown that such teams can effectively ensure the correct guidance of online public opinion, and help the masses of Web users rationally discriminate information in the online public opinion sphere.”  Similarly, the CCP magazine 
    
  
  
                    &#xD;
    &lt;a href="http://cmp.hku.hk/2010/05/25/6112/"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        China Youth Daily
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       has declared
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that “[i]n order to deal with negative online information and channel public opinion, a number of government departments have set up special Internet commentator teams as well as part-time teams, and this is no longer a secret.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In an important blog he published shortly before his arrest and detention in April 2011, the Chinese dissident Ai Weiwei actually persuaded one such Internet commentator to sit for an interview, and it makes fascinating reading.  According to Ai’s interlocutor, these workers – operating within the parameters set by “the guiding ideology of your superiors” – are assigned individually or in small groups to be “responsible for certain major websites,” where they spend their time “making posts to channel public opinion.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Receiving instructions from above, generally by e-mail, on “what orientation to take” with respect to particular issues in the news, their job is to participate by preparing their own comments, posts, blogs, and the like 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as if they were ordinary citizens and not CCP-sponsored spin doctors
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  In 
    
  
  
                    &#xD;
    &lt;a href="http://cmp.hku.hk/2011/05/09/12125/"&gt;&#xD;
      
                      
    
    
      the words of Ai’s contact
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , this requires assuming multiple fake identities online, and using them gradually to steer discussions in officially-approved directions so that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      others
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , following the interchanges online, will believe that real Chinese citizens are exchanging views.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “[T]his requires a lot of skill. You must hide your own identity. And you can’t write in too official a way. You have to write articles of many different styles. Sometimes this means talking, fighting, and disputing with yourself.  Essentially, it’s about creating a facade and then channeling web users over to you. The art of doing this is actually quite profound. …”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is just the sort of thing that Banyan’s short piece in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Economist
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     seems to miss – though, as I suggested earlier, it probably helps explain why Chinese media control officials disagree with the prevailing Western assumption that a vibrant Internet is fundamentally incompatible with dictatorship.  The game is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     just a contest between official blockers and net-savvy evaders; it is far more nuanced and sophisticated than that, and we miss much by trying to fit it into conceptual stereotypes established during the “bad old days” of mid-20
    
  
  
                    &#xD;
    &lt;sup&gt;&#xD;
      
                      
    
    
      th
    
  
  
                    &#xD;
    &lt;/sup&gt;&#xD;
    
                    
  
  
     Century media controls.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As indicated above, I am myself not sure who has the stronger hand right now in the PRC.  The inhabitants of modern China still live in a place that is profoundly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      unfree
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by Western standards, and one in which political expression is very carefully policed indeed.  Nevertheless, China has been changing at a dizzying pace in many respects, and the subjects of the Party-State regime enjoy vastly more personal autonomy and economic, social, and expressive freedom than under the mad arbitrariness of Maoist dictatorship.  Online opinion is becoming a potent force in today’s China, and investigative journalists and netizen bloggers alike enjoy a sometimes surprising power to expose and torment corrupt and brutal officials in local or municipal government.
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                    So far, the political Center in Beijing – symbolized by the leadership compound at Zhongnanhai, China’s Kremlin – has limited and controlled these processes, turning them to its advantage by actually 
    
  
  
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     such dynamics of public accountability and outrage as 
    
  
  
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      tools
    
  
  
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     of its own political power by permitting (or encouraging) periodic so-called “
    
  
  
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      human flesh searches
    
  
  
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    ”  as a means of controlling low-level officials.  New and old media investigations and exposés of 
    
  
  
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    -level Party-State bureaucrats remain 
    
  
  
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     – except perhaps where the Center itself finds it useful, for instance, to disgrace the loser in some subterranean Party power struggle – but they help Zhongnanhai manage the powerful centripetal forces that exist in a country as large, diverse, and rapidly changing as modern China.
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                    Paradoxically, permitting and encouraging anger against lower-level officials also serves the interests of the CCP leadership by promoting an ancient “petitionary model” of control, reinforcing the authority and perceived legitimacy of Zhonghanhai as a locus of distant but ultimately benevolent governance to which it is the citizenry’s role to appeal for the redress of grievances.  As historian 
    
  
  
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      Kenneth Hammond
    
  
  
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     has pointed out, as early as the ancient Zhou dynasty, it was the practice of China’s ruling elite to study folk sayings as a way of gauging the mood of the country’s famously restive peasantry; this helped better equip officials both to govern and to forestall movements that might challenge their authority.  Modern Chinese conditions would seem to offer high-tech analogues to this practice.
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                    Through this prism, otherwise seemingly anomalous CCP pronouncements about “
    
  
  
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      online democracy
    
  
  
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    ” and a popular “
    
  
  
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      right to supervise
    
  
  
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    ” the government make a good bit more sense.  Perhaps they aren’t 
    
  
  
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     propagandistic doublespeak.  By helping provide officials in Zhongnanhai with information about the state of affairs in their dominions, encouraging the myth of a benevolent Center to which one can appeal in the face of 
    
  
  
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     mistreatment, allowing citizens some ability to “vent” dissatisfaction in a system otherwise notoriously neuralgic to criticism, and providing a means by which independent-minded lower-level authorities can often be brought to heel, such new-media-facilitated processes are to some extent 
    
  
  
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     of Central power, not symptoms of its collapse.  They represent the Party-State’s precarious – but not wholly unsuccessful – attempt to ride the tiger of the modern communications explosion in ways designed to facilitate the regime’s continued survival and monopoly upon power.  These concepts are not meant to suggest what we in the West would understand as 
    
  
  
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     democracy, but rather reinforce the authority of top power-holders as they remain in their current positions indefinitely.
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                    But will all this be enough?  What is at the time writing the most 
    
  
  
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      recent
    
  
  
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     edition of 
    
  
  
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      The Economist
    
  
  
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     (November 5, 2011) carries an 
    
  
  
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      article
    
  
  
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     recounting ongoing attempts of Chinese citizens to use Internet tools (
    
  
  
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    , microblogs, a.k.a. 
    
  
  
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      weibo
    
  
  
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    ) to collaborate in ways that make Zhongnanhai terribly uneasy – coordinating supporters’ efforts to visit a handicapped-rights activist currently being held under house arrest without charges, for instance, or in building support for independent candidates seeking positions in low-level “people’s congresses.”  In response, the CCP Central Committee has apparently called for strengthened “management” of the Internet.  Here we see China’s ongoing “new media” cat-and-mouse game replicated in miniature.
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                    Will the theorists of Web-facilitated liberty have the last laugh?  Or will the CCP continue its tradition of shrewdly opportunistic malleability, writing another episode in the story arc of what 
    
  
  
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    &lt;a href="http://www.amazon.com/Chinas-Communist-Party-Atrophy-Adaptation/dp/0520254929"&gt;&#xD;
      
                      
    
    
      David Shambaugh
    
  
  
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     calls its atrophy 
    
  
  
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      and
    
  
  
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     adaptation?  I do not know.   Even if Internet freedom proves irresistible in the long run, however, I’d imagine that this will take more time and be more difficult than one would imagine from listening to breathless Western commentary about the rising tide of “Twitter revolutions” and other such Net-utopianism.
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                    For my money, at least, it seems likely to be a bumpy ride.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 11 Nov 2011 04:19:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1084</guid>
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      <title>A 2012 Voter’s Guide to Nonproliferation and Arms Control Issues</title>
      <link>http://www.newparadigmsforum.com/p1117</link>
      <description>Note:
Below is the text upon which Dr. Ford based his remarks on October 28, 2011, to a meeting organized  in London – at Portcullis House, at Westminster, on the Parliamentary Estate – by Republicans Abroad UK.
Good afternoon.  It’s a pleasure to be back in London, and to have the chance to offer you, as requested, a quick [...]</description>
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      Below is the text upon which Dr. Ford based his remarks on October 28, 2011, to a meeting organized  in London – at 
      
    
      
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      , at Westminster, on the Parliamentary Estate – by 
      
    
      
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        Republicans Abroad UK
      
    
      
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                    Good afternoon.  It’s a pleasure to be back in London, and to have the chance to offer you, as requested, a quick voter’s 
    
  
  
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      tour d’horizon
    
  
  
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     of arms control and nonproliferation, one year out from the 2012 U.S. presidential elections.  I spend most of my time in the public policy hothouse of “inside the Beltway” D.C., so I don’t know how the political currents are running amongst U.S. voters living abroad like many of you here today, but let me offer my own introduction to these issues and their place in the current U.S. political landscape.
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                    I.          
    
  
  
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      Nonproliferation
    
  
  
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                    On the whole, nonproliferation is relatively non-controversial, in part because there’s been so much continuity between the administrations of George W. Bush and Barack Obama.  One might even say that many nonproliferation matters have turned out to be not 
    
  
  
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      American
    
  
  
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     issues, on which more has remained the same across multiple administrations than has changed.
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                    President Obama may have taken office hoping to tame rogue regimes with a smile and some sweet talk.  After famously “extending an open hand” of dialogue to troublemakers such as Iran, however – and having that hand equally famously bitten by Mahmoud Ahmadinejad and others, who seem to have taken this for weakness – the president has been relatively tough on Tehran, certainly more so than one might have expected.
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                    For the most part, therefore, Iran is not a starkly partisan issue.  Republicans are generally still more hawkish on the subject – more likely to advocate sterner measures, to embrace a “regime change” strategy or using force to forestall Iran from completing its drive towards nuclear weapons – but on the whole partisan divisions are not dramatic.
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                    The most important election issue related to Iran, I would argue, is not so much over the desirability of pressuring the regime in Tehran but anxiety over the poor choices that will be available to whomever wins the White House.  The next president may have some grim choices to make, either opting somehow to “live with” a nuclear-armed Iran or to take much more drastic action against it.  Voters thus face not so much a 
    
  
  
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    choice but a 
    
  
  
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     one: whom do they want in the Oval Office when the president has to face such a choice?
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                    For its part, North Korea seems now entirely to rule out the one negotiating objective that it is Washington’s aim above all to achieve – the elimination of Pyongyang’s nuclear weapons programs – and there is little hope for progress.  There is some partisan divide on North Korea, with Republicans again more inclined to be open about regime change strategies and the need for more contingency planning for regime collapse there, while Democrats seem mostly just to want the issue to sit quietly in a corner and not create problems in an election year.  (This was an all but explicit aim, for instance, of the predictably inconclusive talks held earlier this week between U.S. and North Korean representatives in Geneva.)  But both American political parties seem to be drifting into a kind of consensus that North Korea needs to be further isolated and pressured until such time as it falls apart or makes a strategic change of course.
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                    The Obama Administration makes much of the Nuclear Security Summit it hosted in Washington in 2010 in hopes of improving nuclear materials security.  (A follow-up summit will be held in Seoul next spring.)  On the whole, while the White House greatly oversells the Summit, there is not that much for Republicans to complain about – unmerited policy grandstanding being only a minor infraction in Washington – and the Obama administration is largely continuing Bush-era policies.
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                    The Obama Administration also likes to cite its progress in “turning around” the Nuclear Nonproliferation Treaty (NPT) review process, and indeed there is some real partisan division in the U.S. policy community on this.  The White House claims that its enthusiasm for nuclear disarmament has been the key to success in nonproliferation diplomacy.  Unless we work ostentatiously for “zero,” the argument goes, we won’t get others to cooperate on nonproliferation ... and they claim this is working.
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                    Republicans don’t think it 
    
  
  
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    , in fact, working, however, for there 
    
  
  
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      hasn’t
    
  
  
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     actually been anything more than rhetorical progress coming out of the NPT process.   We are no closer to resolving the world’s nuclear crises, and such tougher steps as have been taken 
    
  
  
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      outside
    
  
  
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     the NPT arena (
    
  
  
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     Iran sanctions) we owe principally to the opportunities provided by those rogue regimes’ 
    
  
  
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    , Iran being discovered building a secret new enrichment facility, rejecting research reactor fuel supply deals, and pushing ahead to produce highly-enriched uranium).  Merely getting consensus on conference documents, after all, isn’t the same thing as actually making the world safer, and Republicans tend to feel that Obama – as they predicted he would – has mistaken process for substance, confusing agreement on texts with actually persuading countries to shoulder greater burdens in standing up to proliferation.  Worse, Obama is felt to have purchased agreement on NPT meeting documents not just by avoiding any effort to deal with critical but controversial issues in such texts (
    
  
  
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    , Iran), but also by raising nuclear disarmament expectations that it will be impossible (or unwise) for the United States to fulfill.  To be sure, the arcana of NPT issues aren’t really good fodder for U.S presidential debates one way or the other, but there is some partisan split here.
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                    II.         
    
  
  
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      Nuclear Weapons
    
  
  
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                    It is on nuclear weapons issues that we start to see more dramatic partisan divergences.  The Obama Administration is very proud of its “New START” agreement with Russia.  In truth, however, the dirty secret of “New START” is how 
    
  
  
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     it does.  Though the Senate ratification debate was rancorous, Republicans mostly focused not upon the Treaty’s force limits but upon ancillary issues such as its potential impact upon ballistic missile defense (BMD).  (More on BMD in a moment.)  On the whole, moreover, Republicans were divided on New START, with main-line establishment foreign policy grandees generally supporting it, and conservative firebrands opposing.  A more ambitious treaty would have had more enemies.
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                    To stereotype their general approaches for illustrative purposes, in my experience, Democrats tend to be more uncritically supportive of arms control agreements, seeing them as a sort of litmus test of international virtue, sometimes irrespective of what they actually say.  Republicans, on the other hand, tend to be more skeptical, worrying that negotiators’ 
    
  
  
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     to get a deal may lead them to undermine important U.S. interests or at least make undue concessions.  Some Republicans, in return, are alleged by Democrats to oppose 
    
  
  
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     arms control.  (My account here of these respective positions is a caricature, of course, but it isn’t 
    
  
  
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     fantastical – and it should give a bit of a 
    
  
  
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     for the debates that occur on the subject.)
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                    One issue that may be important in 2012 is where strategic arms control should go 
    
  
  
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    .  In part because “New START” did so little, there seems to be eagerness in arms control-friendly Democratic circles to do something significant with the 
    
  
  
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     treaty beyond simply 
    
  
  
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     one.  But this is easier said than done, and precisely to the degree that follow-on talks seek to go deeper than more “New START”-style minimalism, partisan issues could arise over: (1) how deep to go, and the desirability of “zero”; (2) what to do about Russian demands for limits on U.S. missile defense; (3) what do to about huge Russian advantages in shorter-range weaponry; (4) whether and how to involve other players such as China; and (5) whether we can agree upon the wholesale revision of U.S. nuclear deterrent strategy, targeting (
    
  
  
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    , aiming at military targets [“counterforce”] versus civilian populations [“countervalue”]), and force posture (
    
  
  
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    , whether or not to maintain our longstanding nuclear “Triad”) that deeper cuts might require.
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                    But there is 
    
  
  
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      already
    
  
  
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     one potential “next treaty” already lurking out there: the Comprehensive Test Ban Treaty (CTBT) signed by President Bill Clinton but rejected by the Senate in 1999.  It has never been “unsigned,” and the Obama Administration has promised to try to re-introduce CTBT for ratification at some point.  On this treaty, there are some sharp partisan lines in the United States.
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                    The Senate rejected CTBT principally on the basis of concerns about the ability of other countries to cheat without being detected, as well as worries about whether the United States could maintain its nuclear stockpile indefinitely without testing.  Proponents argue that international verification – in the form of the CBTBT Organization, based in Vienna – has been improved since then, and that it is still in our interest to 
    
  
  
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      slow
    
  
  
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     other countries’ proliferation progress even if detection isn’t perfect.  They also say that U.S. investments in “stockpile stewardship” permit adequate arsenal maintenance without testing.
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                    Opponents of the Treaty, however – and Republicans vastly predominate in this regard – worry that Russia and perhaps even China have 
    
  
  
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      already
    
  
  
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     engaged in undetected testing that would be unlawful under CTBT, raising the risk of U.S. “strategic surprise.”  (No one talks publicly about the details of such allegations, but there was an intriguing passing reference to this issue in the publicly-releatsed 
    
  
  
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    &lt;a href="http://media.usip.org/reports/strat_posture_report.pdf"&gt;&#xD;
      
                      
    
    
      report of the Strategic Posture Review Commission in 2009
    
  
  
                    &#xD;
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    .)  They also point to reports highlighting the difficulty of maintaining the technical competence for sophisticated weapons work without testing, stressing that Washington has found itself saddled with complex and finicky “legacy” warheads not designed to remain reliable indefinitely under such conditions.  (Many Republicans have supported the development of improved U.S. warheads with just such long-term test-free reliability in mind, but Democrats have generally opposed this, regarding “new nuclear weapons” with something of the horror with which a Brahmin presumably regards a hamburger.  Thus does the politics of Barack Obama’s disarmament agenda undermine its own substance.)
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                    Republican critics of CTBT also note that even if 
    
  
  
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      we
    
  
  
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     ratify, it is unlikely that CTBT will ever enter into force, because ratification is also needed from China, India, Pakistan, Israel, Iran, 
    
  
  
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      and
    
  
  
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     North Korea.  Why agree to potentially problematic limits on our strategic flexibility, they ask, in the name of a treaty that will never come into force anyway?  CTBT would clearly be an uglier fight than “New START,” and it might perhaps be rejected – a loss which might well, this time, be fatal.  Well aware of these problems, the Obama Administration seem to have tried to fudge the issue, claiming credit on the Left for 
    
  
  
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      planning
    
  
  
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     to introduce CTBT as soon as the White House has “done its homework” to ensure successful ratification, while quite possibly privately anticipating that no such time will actually ever come.
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                    Another issue that might surface in campaign debates is complete nuclear disarmament, about which Republicans are much more skeptical than Democrats, though Obama himself seems to be to the left of most of the U.S. policy community.  To be sure, Obama has qualified his support for “zero” in various ways, and beneath its awkwardly pro-disarmament rhetorical trappings, his 2010 Nuclear Posture Review is a document with more substantive continuities with previous policy than radical lurches toward disarmament.  This seems to have led to much consternation among the more breathless disarmament partisans of the Left, who seem unable to decide whether he is a serious disarmer trying valiantly to push “zero” through a reluctant military-industrial complex, or whether he has simply sold them a bill of goods in a cynical “bait-and-switch” game for their political support.
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                    Nevertheless, the issue of “zero” is emotive, and could indeed inflame election-year passions.  Such disarmament steps as Obama 
    
  
  
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      has
    
  
  
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     taken – and the sometimes ridiculously high, Nobel-Peace-Prize-eliciting expectations he deliberately raised on this front back when he seemed to believe his own campaign hype that he would be a “transformational” president – have not gone down well with many Republicans, especially in the conservative wing of the party.  (In this respect, Obama may have done himself no favors, having by now angered 
    
  
  
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      both
    
  
  
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     sides in the ongoing debate over “zero.”)  One can expect Republicans to describe Obama’s “Prague agenda” as naïve and unfeasible, and perhaps actually dangerous.  At the very least, they will argue, it is a most unwise expenditure of political capital on a distant and uncertain goal when more urgent global security challenges loom.  One should also expect to see close Republican scrutiny of how resolutely President Obama lives up to his promises to Senate Republicans during the “New START” ratification debate to strongly support modernization of the U.S. nuclear weapons complex.
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                    And we should not forget missile defense – which has been a powerful traditional “wedge” issue for Republicans for decades.  Democrats have for years tended to feel that too much focus upon defenses could be destabilizing, while Republicans have tended to think it irresponsible 
    
  
  
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      not
    
  
  
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     to build increasingly robust defenses.  As hopes faded over the years for achieving the impenetrable shield apparently envisioned by President Reagan, however, both parties converged to some extent upon the compromise of pursuing BMD to protect against smaller-scale attacks from a rogue proliferator such as Iran or North Korea.
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                    As a result, there is not today a simple dichotomy between pro-BMD Republicans and anti-defense Democrats.  The Obama Administration did pull the plug on Bush’s plans to build an interceptor site in Europe, but still claims to be pursuing its own approach that will see the deployment of anti-missile interceptors aboard U.S. Navy vessels.  Many Republicans grumble about this for various reasons – 
    
  
  
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      e.g.
    
  
  
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    , its longer timeline, and the improbability of having enough vessels available to provide more than episodic coverage, especially as the Navy budget contracts – but the BMD debate is a more complex and less heated one than before.
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                    Nevertheless, things can still get hot – as seen in the “New START” controversy over language in that Treaty’s Preamble that was put in as a sop to Russian antipathy to U.S. BMD deployments.  Especially if the United States continues to have no success in achieving North Korean denuclearization and in curbing the Iranian drive toward nuclear weaponry, one should expect BMD issues to remain a significant focus of attention.  BMD politics is also sure to affect any 
    
  
  
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     strategic treaty with Russia, because Moscow seems certain to demand restrictions on American deployments.
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                    III.       
    
  
  
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      Outer Space and Cyberspace
    
  
  
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                    In outer space, Russia and China have for years been trying to persuade countries to endorse a lopsided proposal of theirs to restrict weapons based in outer space.  So far, the United States has quite properly resisted this, in part because the Russo-Chinese plan is designed to preclude potential U.S. deployments while leaving unaffected the terrestrially based 
    
  
  
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      anti-
    
  
  
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    space weaponry that both Moscow and Beijing have developed in order to threaten 
    
  
  
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      our
    
  
  
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     space assets.  The Obama space policy builds in an evolutionary way upon Bush policy, with the result that so far, space is not much of a partisan issue.  The current space issue is whether the United States should endorse a European-drafted “Code of Conduct,” but no decision has been reached and I doubt space will be an issue of any significance in the 2012 campaign.
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                    The Russians and Chinese also propose “arms control” in cyberspace, but so far Washington is unreceptive.  This is also as it should be, I think, for while cyber threats are very real, they are not much susceptible to traditional arms control-style remedies – not least because any prohibitions are likely to be quite unverifiable.  China and Russia also seek to address a different problem than we do, prizing cyber “arms control” in part in order to legitimate their efforts to restrict the 
    
  
  
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      substantive content
    
  
  
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     that flows through national networks – that is, as a tool for censorship and political control.  Republicans think the White House is right to stand clear of such proposals, with the result that cyberspace presents few U.S. partisan issues right now.
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                    IV.        
    
  
  
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      Conclusion
    
  
  
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                    So that’s my lineup.  This suite of arms control, nonproliferation, disarmament, space, and cyber issues are very complex ones, and many of the things that excite us hard-core policy wonks don’t lend themselves too well to campaign-level controversy or partisan division.  In this arena, however, the Obama Administration’s positions are quite clear: he has a three-year record to run on – and for his opponents to run against.
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                    Of the contenders for the Republican nomination, however, much less can be said, for most of them do not seem to have focused much upon foreign policy and national security issues.  My check of candidate websites this morning revealed that only Mitt Romney presently has anything resembling a serious foreign policy and national security position paper posted online.  (In fact, he has two: 
    
  
  
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      a shorter version
    
  
  
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     that is still several pages long, and also a long “
    
  
  
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      White Paper
    
  
  
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    ” that goes into more detail.)
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                    In these documents, Romney generally follows the Republican themes I have outlined here.  His campaign derides President Obama’s disarmament enthusiasm as “utopian,” sniffs at the White House’s showy “reset” of Russian relations as a “gimmick,” and talks of retaining (but not necessarily actually using) a “military option” vis-à-vis Iran (including by maintaining a larger U.S. carrier battlegroup presence in the region) and of increasing pressure on the regime in Tehran by imposing another round of sanctions and supporting Iran’s pro-democratic opposition, at least rhetorically.
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                    Romney decries the Obama Administration’s scaling back of Bush-era BMD planning, but would be willing to stick to the current White House timeline for such capabilities with the option of 
    
  
  
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     to President Bush’s European deployment plan if Iran’s missile developments accelerate.  Romney also pledges to resist Russian plans to limit U.S. BMD.  On North Korea, he promises to “make it unequivocally clear to Pyongyang that continued advancement of its nuclear program and any aggression will be punished instead of rewarded,” and to step up enforcement against North Korea of the Proliferation Security Initiative (PSI) established by President Bush.  Unspecifically, but potentially significantly, Romney also pledges to “review the implementation of the New START treaty and other decisions by the Obama administration regarding America’s nuclear posture and arms-control policies to determine whether they serve the best interests and national security of the United States.”
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                    It is not clear the precise extent to which such positions distinguish Romney from his Republican rivals, except of course in specificity and detail, for I searched in vain for detailed position papers on foreign policy and national security issues on the websites of the 
    
  
  
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      Herman Cain
    
  
  
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    , 
    
  
  
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      Rick Perry
    
  
  
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    , and 
    
  
  
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      Michele Bachman
    
  
  
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     campaigns.  (The closest they seemed to get, on my perusal, was a comment by Bachman that President Obama “has taken his eye off the ball when it comes to the true threat in the Middle East: a potentially nuclear-armed Iran.”)  Especially given the prominence of economic issues in the campaign so far, it is perhaps not surprising that arms control-related issues have played such a small role in the contest for the Republican nomination.  Whoever gets the Republican nod, however, will naturally work to sharpen differences with President Obama.  And if a Republican wins, of course, he or she will actually have to 
    
  
  
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     a foreign and national security policy ....
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                    With that in mind, I would re-emphasize for your attention the areas where the most significant partisan divides seem to exist: (a) the “Prague agenda” of complete nuclear disarmament and the related question of possible deep future arms cuts; (b) CTBT ratification; and (c) ballistic missile defense.
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                    I would also emphasize the importance of the 
    
  
  
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     issue of 
    
  
  
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     you, as voters, want as your commander-in-chief if North Korea engages in some horrible new round of provocations, or when Washington decides it can no longer avoid making a choice between war with Iran and “living with” a nuclear-empowered Islamic revolutionary theocracy in the Persian Gulf.  This is not necessarily a partisan issue in itself, but one cannot deny that the stakes are very high indeed.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 31 Oct 2011 18:07:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1117</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Misinterpreting the NPT</title>
      <link>http://www.newparadigmsforum.com/p1100</link>
      <description>Note:
Dr. Ford delivered the following remarks on September 30, 2011, at an event on “Decoding the NPT: A Discussion,” organized by the Carnegie Endowment for International Peace.  The subject of this discussion was the book Interpreting the Nuclear Non-Proliferation Treaty by Professor Daniel H. Joyner of the University of Alabama.
Good morning, and welcome.  It’s a pleasure [...]</description>
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      Dr. Ford delivered the following remarks on September 30, 2011, at an event on “
      
    
      
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      &lt;a href="http://carnegieendowment.org/2011/09/30/decoding-npt-discussion/57dh"&gt;&#xD;
        
                        
        
      
        Decoding the NPT: A Discussion
      
    
      
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      ,” organized by the 
      
    
      
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        Carnegie Endowment for International Peace
      
    
      
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      .  The subject of this discussion was the book 
    
  
    
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    &lt;a href="http://www.amazon.com/Interpreting-Nuclear-Non-Proliferation-Treaty-Daniel/dp/0199227357"&gt;&#xD;
      
                      
      
    
      Interpreting the Nuclear Non-Proliferation Treaty
    
  
    
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       by 
    
  
    
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      Professor Daniel H. Joyner
    
  
    
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       of the University of Alabama.
    
  
    
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                    Good morning, and welcome.  It’s a pleasure to be here at Carnegie.  In 
    
  
  
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      Interpreting the Nuclear Non-Proliferation Treaty
    
  
  
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     (Oxford University Press, 2011), Dan Joyner offers the best legal case yet made for the views he holds, and though I think he gets the key issues wrong, he deserves credit for offering a “state of the art” defense.
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                    I.          
    
  
  
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      The “Three Pillars”
    
  
  
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                    Let me start by noting that although Dan’s book treats the so-called “three pillars” of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) as if they had been chiseled into stone atop Mt. Sinai, there is some irony here.  As I understand it, the “three pillars” concept actually dates only from the 1980s.  Rather than expressing the original understanding of the Treaty, this phrasing was 
    
  
  
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     by 
    
  
  
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      U.S.
    
  
  
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     diplomats as a way to help nudge the political and diplomatic discourse in NPT review fora back toward nonproliferation and 
    
  
  
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     from what they felt to be an inappropriately monomaniacal focus upon disarmament.  The phrasing was, in other words, as much a rhetorical device as a legal position – and it was one, moreover, taken in an effort to 
    
  
  
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     disarmament as a focus for diplomatic preoccupation.
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                    In any event, I think this book is on weak ground when it tries to identify a rigidly coequal reciprocal balancing of legally-equivalent obligations in the form of the “three pillars.”  As one can see even in his account, the Irish Resolution of 1961 – the instrument with the strongest claim to the NPT’s conceptual paternity – leads clearly and directly only to the nonproliferation provisions in Articles I and II of the NPT.  The same point could be made about the U.N. General Assembly resolution that set the negotiating mandate for the Eighteen-Nation Disarmament Committee (ENDC) set up to draft the NPT.  Its mandate was to negotiate a treaty to prevent nuclear weapons proliferation, and the resolution made clear that disarmament was something to be addressed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      later
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  It did not mention peaceful use at all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Clearly, if the book is to make a credible case for the absolute coequality of the “three pillars,” Dan has to look somewhere else.  He claims to find what he needs in the introduction of what finally became Articles IV and VI.  He thinks it of enormous importance that the NPT would not exist but for the inclusion of Articles IV and VI.  This might be so.  But this doesn’t remotely prove his bigger point.  The same could no doubt also be said about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      many
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     provisions in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     text negotiated under consensus rules in a multilateral forum.  It could be said, however, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      without
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     justifying the conclusion that each “but for” provision is the conceptual lynchpin of the final structure.  (Nor, I should add, does such a counterfactual “but for” conclusion help us determine the actual 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      meaning
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the language in question.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It may be that Dan hasn’t negotiated many international agreements, but I can assure him that while such texts do contain elements that are of cardinal importance, they also sometimes contain empty, feel-good palliatives which do not – and are not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      intended
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to – say anything serious or legally significant.  Sometimes, in fact, the parties agree upon language precisely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of its substantive hollowness.  Such verbiage is often crucial to reaching agreement because it allows a party in the negotiations who 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      fails
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to get his way on an important point to nonetheless retreat with a modicum of dignity, because it lets him say that he still got 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      something
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for his pains.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Both the important provisions 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     such feel-good palliatives may thus perhaps accurately be described as language “without which the final agreement would not exist,” but this mere fact does 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     determine their relative legal import.  To know 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , you need to analyze what is actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      said
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – and perhaps, if additional clarity is needed, to look to the negotiating record.  Otherwise, it is impossible to distinguish critical substantive elements from any mere admixtures of deliberately vacuous diplomatic puffery that may have been inserted in order to soften the blow of one party’s negotiating failure.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This may be true with any agreement, and such details clearly matter.  In the case of the NPT, when you actually look at these details – which tend to get missed in the book’s “holistic” approach to treaty interpretation, which sometimes seems designed to provide such excuses as might be needed not to worry overmuch about what the NPT’s text actually says or fails to say – it is clear that not all “pillars” are created equal.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I do 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     say that the NPT’s peaceful use and disarmament provisions are unimportant.  Nonetheless, I don’t believe that either the actual text of the Treaty or its negotiating history support this book’s conclusions about the rigid equivalence of legal obligations in the NPT.  It still seems quite clear that nonproliferation is the conceptual and legal core of the Treaty.  And you don’t need vague “holistic” approaches to see this, nor to make apologies for inconvenient phrasings or silences in the text.  It’s visible, for instance, from:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On page 17, Dan professes to find it “inexplicabl[e]” that the NPT was named the a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nonproliferation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     treaty at all.  This was, he suggests, just some kind of clerical error – a failure to “update” the title “to reflect the broader object and purpose of the treaty.”  But it’s really not “inexplicable” in the slightest.  Indeed, this was not a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      failure
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     at all, but rather a consequence of the drafters’ clear understanding of what they were about.  The NPT is a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nonproliferation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     treaty before it is anything else.  This may be a politically unpopular and diplomatically problematic fact, but it is one with which – for better or worse – history has stuck us.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Article IV and Peaceful Uses
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I think the strongest part of the book is Dan’s argument about the relationship between Article IV of the NPT and the “
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Lotus
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Principle” that in international law states have the right to do whatever is not actually prohibited. There are two potential claims that one 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      might
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     make about peaceful use rights in the context of Article IV.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    (a)   First, one might argue under Article IV(1) that every NPT NNWS has the right to engage in any sort of peaceful nuclear development it wants.
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    (b)  The second argument relates to Article IV(2), and concerns whether possessor states have an 
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      obligation
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
    
  
     to supply NNWS with any particular technology.
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The strongest case that I think can be made with regard to the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      first
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     claim boils down to the idea that if no part of the NPT clearly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      prohibits
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the development of uranium enrichment and plutonium reprocessing (a.k.a. ENR) technology, all NNWS have the right, pursuant to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Lotus
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , to seek such a capability.  This seems to be the book’s claim.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The closest any government official has come to addressing this is my own speech to the 2005 NPT Review Conference (RevCon) – a source, however, that I couldn’t find cited anywhere in Professor Joyner’s book. There, I argued that “[t]he Treaty is silent” on “whether 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      compliant
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     states have the right to develop the full nuclear fuel cycle,” and “establishes no right to receive any particular nuclear technology from other States Party – and most especially, no right to receive technologies that pose a significant proliferation risk.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And indeed there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      are
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a number of discussions out there of possible legal limits upon the peaceful use rights even for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      compliant
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     NNWS, though Dan seems to have read none of them.  Albert Wohlstetter, Eldon Greenberg, Leonard Weiss, and others had been speaking to this for years, but perhaps the most extensive analyses is my own – 
    
  
  
                    &#xD;
    &lt;a href=" http://www.npolicy.org/article_file/Nuclear_Technology_Rights_and_Wrongs-The_NPT_Article_IV_and_Nonproliferation.pdf "&gt;&#xD;
      
                      
    
    
      first made available online by the Nonproliferation Policy Education Center (NPEC) a couple of years ago
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    . In it, I do not argue that any lawyer 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      must
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     conclude that there is a “right” only to such nuclear technology as can adequately be safeguarded.  I contend merely that such a view is not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      precluded
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    : it is “legally available.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A question that the book 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      does
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     address directly is the claim that NNWS peaceful use rights are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      conditioned
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     upon compliance with NPT nonproliferation provisions.  But I think he’s wrong to reject this.  Dan’s own argument is more tendentious than the one he criticizes, for he essentially reads the last ten words of Article IV(1) out of the Treaty.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The conditionality view of the “in conformity” provisions of Article IV(1) basically amounts to an argument about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      waiver
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  As outlined in my 2005 RevCon speech, “
    
  
  
                    &#xD;
    &lt;a href="http://merln.ndu.edu/archivepdf/wmd/State/46604.pdf "&gt;&#xD;
      
                      
    
    
      by agreeing to the NPT, countries have agreed that their nuclear activities must be in ‘conformity with articles I and II
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .’”  This waiver argument, in fact, answers the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Lotus
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     point, as those ten words would seem to provide a restriction – voluntarily agreed-upon limitation upon NNWS’ otherwise unrestricted “right” to technology – that makes the “freedom principle” inapplicable.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In order for Article IV(1) to describe either any kind of right to engage in ENR, moreover, it has to be clear that this technology is covered to begin with.  Yet this is not obviously the case.  After all, as I noted in my NPEC study, when it comes to what technologies are covered, “Article IV(1) does not make its meaning clear, and it certainly does not refer explicitly to the ‘production’ of nuclear fuel – merely to that of ‘energy.’  … [T]his ambiguity might seem strange in a document the drafters of which clearly did know how to write clearly, in lawyers’ language, about obligation and prohibition.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To the extent that one cares about negotiating history – which Dan should, for he claims to embrace a “holistic” approach that looks to the “diplomatic history … taken as a whole” – I might also point out that some countries’ efforts to make Article IV(1) more clearly technologically all-inclusive were 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      rejected
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  A Mexican proposal to set forth a right to use nuclear energy “in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     manner,” for instance, was defeated.  There is also some evidence, such as in comments by Burma’s ENDC representative, that negotiators viewed fuel-making as so closely tied to potential 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      bomb
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -making that “[a]n undertaking … not to manufacture nuclear weapons would in effect mean forgoing the production of fissionable material.”  It does not seem so unreasonable to suggest that Article IV(1) covers “researching” (studying), “producing” (generating), and “using” (consuming) nuclear-derived energy 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , but 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     necessarily producing fissile 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      material
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps the biggest problem with this book’s reading of Article IV as a whole lies in his assumption that if he can defeat arguments about the compliance-conditionality of peaceful use rights, then he has shown that it is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      illegal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for supplier states to impose any conditions upon material or technology transfers.  But in reality, this 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      doesn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     necessarily follow at all.  It is one thing to have a right to do something on your own, and quite another for others to be compelled to assist.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet the book addresses the meaning of Article IV(2) hardly at all, and certainly not persuasively.  It is apparently simply 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      axiomatic
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for him that nuclear possessor states 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      are
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     obliged
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to supply non-possessors want.  His certainty, however, is unsupported – and indeed out of line with his own concession on the same page that Article IV(2) only “arguably” 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      mandates
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the supply of technology on demand.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And indeed, no such 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      obligation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to transfer any specific technology – much less potentially bomb-facilitating ENR technology – can be found in the text of Article IV(2).  Nor does the book acknowledge, let alone explain, the drafters’ rejection of efforts to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      insert
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     real supply rights.   Certainly the NPT nuclear weapons states (NWS) – and the NNWS supplier states with them, making this a “bipartisan” NPT position – have been quite consistent in describing technology-sharing under Article IV(2) as being fundamentally 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      discretionary
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  (Indeed it would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      have
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be, for example, in order to give weapons state suppliers the ability to remain true to their Article I obligations if it became clear that a NNWS was using foreign nuclear technology to develop nuclear weapons.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I have seen nothing in this book to call into question the discretionary character of Article IV(2) sharing.  If Article IV(2) is indeed discretionary, however, this demolishes Dan’s contention that conditional supply is “illegal.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Article VI and Disarmament
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unhappily, the book’s discussion of disarmament is, to my eye, also deficient.  I am, of course, pleased that on page 97, Dan concedes that I was right in my 2007 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Nonproliferation Review 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    article that the ICJ’s interpretation of Article VI was deeply flawed.  Nevertheless, I disagree in most other respects with his analysis.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I’m not quite sure why the book spends so much time discussing the sequencing of disarmament-related steps described in the NPT’s Preamble, for my plain-language reading of Article VI relies principally, of course, upon the text of Article VI itself – the shallowness of which the book never really succeeds in explaining away.  All Article VI actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      says
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is that the parties undertake to “pursue” disarmament negotiations “in good faith.”  Dan spends some time contending that such negotiations must be “meaningful,” but beyond trying to insert a bunch of pleasant-sounding adverbs to his expanded reading – rewriting the text into “proactively, diligently, sincerely, and consistently pursue meaningful negotiations” – he leaves Article VI no more full of actual legal content than he found it.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    It was particularly disappointing that the book never discusses the negotiating history of Article VI.  Had it done so, the reader would know of the ways in which this history – along with the Preamble – reinforces the plain-language reading of Article VI.  Many efforts 
    
  
  
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     indeed made to make Article VI say a great deal more than what it ended up saying – things that 
    
  
  
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     have made the NPT impose disarmament obligations of the sort many NNWS nowadays claim to read into it.  Such amendments, however, were repeatedly rejected.  It is, I submit, no mere accident or coincidence that Article VI says as little as it does.  For disarmament advocates, this is a cause for regret or even bitterness.  But that’s a 
    
  
  
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     complaint, and one shouldn’t let wishful thinking confuse one’s legal analysis.
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                    The closest Dan gets to a legal argument for filling out the thinness of Article VI with concrete disarmament content is to declare that the NWS are legally obliged to take every disarmament-related step 
    
  
  
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      subsequently
    
  
  
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     called for by the parties at any NPT RevCon.  Specifically, he says the NWS’ compliance should be judged according to the degree of their fulfillment of the “13 Steps” described by the 2000 meeting.
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                    To be sure, he is a bit vague about this, admitting that these measures are merely “
    
  
  
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      part
    
  
  
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     of the ‘yardstick’” for assessing NPT compliance, and seeming to accept the point that “at least partial compliance” is possible 
    
  
  
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      irrespective
    
  
  
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     of whether or not one has followed the “13 steps.”  Nevertheless, Dan clearly means to follow today’s diplomatic conventional wisdom and invest the “steps” with legal import.
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                    This is, to my eye, a weak argument.  It’s a shame to have to mention it here, for I dealt with this in my 2007 essay and in his book Dan fails to address the argument I made there.  He wants the “13 steps” to constitute a “subsequent agreement” on how to interpret NPT within the meaning of Article 31(3) of the Vienna Convention on the Law of Treaties, but he offers no evidence that the drafters of the “steps” – or indeed of 
    
  
  
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     RevCon document – ever understood themselves to be preparing such a thing.   Certainly the “steps” themselves feature no language suggesting they are intended to have this kind of (or any) legal import, and indeed in many cases they are phrased in ways that would make compliance well-nigh unassessable anyway.
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                    Frankly, my guess is that if any clear effort 
    
  
  
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     been made to craft a Vienna Convention Article 31(3) statement about how to interpret the 
    
  
  
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     requirements of the NPT with respect to disarmament, you would have seen a very different Final Document emerge in 2000 – if, indeed, any consensus were possible on this topic at all.  (In fact, I’d reckon that if you 
    
  
  
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     to preclude agreement on any draft NPT RevCon text in the future, a good tactic would be to spread the word that it will subsequently be treated as creating binding legal obligations.  That should paralyze things nicely.)
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                    In any event, the book fails to sustain its conclusion on page 108 that NWS policies have been “illegally prejudicial to the legitimate legal interests of NNWS.”  This lack of legal persuasiveness doesn’t stop Dan from suggesting that this purported illegality is a “material breach” of the NPT that would allow NNWS to “suspend the operation of the treaty” as between them and the NWS.  He implies, in other words, that non-achievement of the “13 steps” – which even disarmament advocates today admit may need some “updating” in order to be relevant in today’s world – is enough to release NNWS from their nonproliferation obligations, giving everyone permission to acquire nuclear weaponry.  We should thank our stars that this book 
    
  
  
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     more persuasive.
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                    IV.       
    
  
  
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       Conclusion
    
  
  
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                    I realize that I’ve not been too kind this morning to the legal arguments set forth in Dan’s book.  I don’t want too quickly to dismiss the effort, however.  He offers perhaps the best legal case that has yet been made for the propositions that: (a) the Nuclear Nonproliferation Treaty isn’t principally about 
    
  
  
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    ; (b) restrictions on nuclear supply are illegal; (c) not moving more rapidly toward nuclear disarmament is also a violation of law; and (d) these two “violations” may give NPT non-weapons states permission to develop nuclear arms.
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                    Dan gets credit for taking a swing at these points, for he does as good a job at it as I’ve seen to date.  (The Iranian and Non-Aligned Movement diplomats I’ve heard make similar claims at several NPT review process meetings don’t offer nearly as articulate a case.)  Nevertheless, I think Dan’s book falls short in every one of its main arguments.
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                    In concluding, let me be so bold as to say that though I bear Dan no ill will, the weakness of this book is actually a good thing.  I have offered my conclusions as a lawyer today, but now speaking as 
    
  
  
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    , I must add that I am 
    
  
  
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     that these four points are defended here so inadequately.  The world would be a darker place even than it is today – and one far more congenial to would-be proliferators – if Dan had actually hit the analytical targets at which he aims.
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                    Anyway, I trust that he will accept my criticisms in the spirit of professional, rather than personal, disagreement in which I have offered them – the very spirit in which he has so extensively critiqued 
    
  
  
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      me
    
  
  
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     in 
    
  
  
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      his
    
  
  
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     book.  I also hope I have amused our patient audience and lived up to 
    
  
  
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    &lt;a href="http://carnegieendowment.org/experts/?fa=expert_view&amp;amp;expert_id=434"&gt;&#xD;
      
                      
    
    
      James Acton
    
  
  
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    ’s expectations by fulfilling my customary role as a professional NPT curmudgeon and making your morning a bit more entertaining.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 24 Oct 2011 16:59:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1100</guid>
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      <title>National Security Challenges in Cyberspace</title>
      <link>http://www.newparadigmsforum.com/p1087</link>
      <description>Note:
Dr. Ford delivered the following remarks to a September 21, 2011, meeting of the Louisville Committee on Foreign Relations.
Thank you for inviting me to speak to you today.  Having grown up in Cincinnati – not so far upriver – it’s a pleasure to be back in this part of the country.  I’m glad the Council [...]</description>
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      Dr. Ford delivered the following remarks to a September 21, 2011, meeting of the 
      
    
      
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                    Thank you for inviting me to speak to you today.  Having grown up in Cincinnati – not so far upriver – it’s a pleasure to be back in this part of the country.  I’m glad the Council is interested in the national security challenges of contemporary cyberspace, and I appreciate the chance to chat with you.
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                    It’s certainly no secret that modern developed economies – and most participants therein – are today hugely dependent upon computer networks in ways far too numerous to describe here.  Much the same is true for modern militaries, and the operations of government itself.
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                    It is also widely understood these days that there is a sizeable universe of “bad guys” out there who seek to take advantage of modern computer networking to accomplish various illicit ends.  On the more benign end of the spectrum, we have all gotten “spam” e-mail solicitations – which are nowadays generated automatically by the billions – and are probably aware that a good portion of these are fraudulent.  But cyber criminals also routinely break into networks in order to steal money, personal information, corporate secrets, or other data.  Either for fun or profit, or perhaps both, hackers frequently compromise supposedly secure databases, vandalize or crash websites, and cause all sorts of other problems.
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                    From a national security perspective, however, the most interesting and potentially problematic cyber intrusions are those that may arrive from, or at the behest of, foreign governments.  Cyber espionage is already a troubling fact of life in both the corporate and the national security world, and there is widespread awareness that the tools involved in achieving the network access needed to steal data are essentially the same as those needed to manipulate systems or simply shut them down.  Given how dependent the instruments of national power are on networked computer systems, the next serious war between modern states may well feature significant cyber “attack” components.
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                    The potential for cyber manipulation, even to the point of creating 
    
  
  
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     effects, is fairly well understood.  One example to which people sometimes point is the example of the Shushenskaya hydroelectric plant in Siberia, part of which was destroyed in 2009 by a surge of high-pressure water when an employee remotely logged in to its operating system and accidentally activated an unused turbine with an errant keystroke.  That episode was inadvertent, but no one doubts that clever programmers can make rather bad things happen in the physical world by tinkering with the computers that control so many processes and procedures in modern life.
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                    And such destructive physical effects are, to some degree, just icing.  From a national security perspective, some of the biggest potential problems might come from the simple 
    
  
  
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     of critical infrastructure or vital computer systems in time of crisis.  Even more exotically, it is possible for systems to be hijacked and pressed into service by an adversary.  Imagine what you could do to an enemy, for example, if you were able secretly to access the networks controlling his air defense system and 
    
  
  
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     what data it gives him about your attack operations.  This is not science fiction: the cutting edge of military electronic warfare includes sophisticated efforts to inject code into enemy systems for precisely such purposes.  What was in the past done by radio-frequency radar and communications jamming and “spoofing” on the battlefield may in future conflicts also be done with computer code arriving through thumb drives, “back doors” bored into software packages, airborne or covert platforms transmitting inputs into wireless networks, and various other cyber-facilitated methods.
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                    Sophisticated governments are investing more and more in computer network exploitation (CNE) capabilities, for purposes of both attack and defense, as well as for espionage.  This is a very difficult situation to follow, of course, because by comparison to past arms races, the technology involved is all but invisible – it doesn’t appear in military parades and cannot be seen from a reconnaissance satellite – and developers usually keep their capabilities secret.
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                    While cyber tools have appeal to both the weak and the strong, however, it is generally thought that they have a special attractiveness for weaker powers – especially those who anticipate the possibility of confronting a state whose 
    
  
  
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     military capabilities are greater than their own.  Cyber conflict has been a subject of study around the world for years because of its potential utility in what is called “asymmetric warfare.”  It is thought of as a tool by which weaker powers might “level the playing field” against a stronger state – especially one the military power of which itself depends upon being able to employ computerized command-and-control (C2) and intelligence, surveillance, and reconnaissance (ISR) capabilities.
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                    Compared to such things as ballistic missiles, stealthy bombers, and aircraft carriers, cyber tools are almost absurdly inexpensive.  They require relatively little production and support infrastructure, the human capital needed for their development is plentifully available, and cyber crime – which can actually help fund cyberweapon development by rogue actors – is quite profitable.  I don’t mean to suggest that truly first-rate cyber weapons can necessarily be developed by a teenage hacker living in his parents’ basement, but it is surely true that in comparison to other militarily-useful tools, CNE technology is 
    
  
  
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                    Presumably for these reasons, the People’s Republic of China (PRC), for example, is believed to have focused increasingly upon the development of cyber capabilities since the mid-1990s, when China’s own capabilities were still terribly inadequate from the perspective of offering Beijing any ability to stand toe-to-toe against the U.S. military machine during the Americans’ post-Soviet “unipolar moment.”  The utility of cyber tools as an asymmetric force-multiplier begins to show up in Chinese strategic and military writings at this time, and Beijing is believed to have invested heavily in both defense and offense capabilities.
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                    From the mid-2000s, in fact, U.S. and other Western computer security experts have reported the emergence of what is referred to today as the “Advanced Persistent Threat” (APT) – an ongoing campaign of cyber-probes and network penetrations of considerable complexity and growing sophistication against defense contractors and government networks.  Most observers feel that it originates in China.  To be sure, attribution in cyberspace is notoriously difficult: it is not hard to conceal one’s point of origin, bouncing probes and attacks through various proxy servers, hijacked compuers, and using other types of “anonymizing” tricks.  Even when a state organizes such campaigns, moreover, they may to some extent be carried out not directly by government employees using their office computers but rather by looser groups of “cyber-privateers” or semi-volunteer “hacktivists” marshaled into coalitions of convenience in support of government ends.
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                    Nevertheless, such attribution as has been done, and which can be spoken about in public, does seem to point at Chinese responsibility for most of the APT.  Earlier this year, the web security company MacAffee published the results of a remarkable study it undertook of the APT.  In this investigation, MacAffee cyber-sleuths – themselves displaying a remarkable degree of CNE skill – apparently gained access to one of the command-and-control servers used by a cyber-actor associated with the APT, an attacker they nicknamed “Shady RAT.”  (“Rat” wasn’t meant to be a pejorative, by the way.  It’s an acronym for “remote access tool.”)  Having turned the tables and gotten inside the 
    
  
  
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     of “Shady RAT” penetrations since mid-2006, when its activities began.  This list of victims is fascinating.
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                    According to MacAffee, it is likely that a 
    
  
  
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     was behind “Shady RAT.”  To be sure, many of the penetrations were of companies and institutions around the world that seem likely to have yielded economically and commercially valuable information that would be as appealing to organized crime as to an actual government player.  Nevertheless, some patterns of penetration stand out for their 
    
  
  
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                    Some penetrations, for instance, occurred at the International Olympic Committee, and various Western and Asian national Olympic committees, just before and just after the 2008 Summer Olympics in Beijing – an event the political importance of which to Beijing it is pretty much impossible to overestimate.  (As the Games approached, it became almost a cliché to describe them as being seen as Beijing’s “coming out party” – sort of a debutante ball for China’s restored status as a great power – but this observation is no less accurate for the frequency with which is was made.)  Penetration also occurred of the World Anti-Doping Agency, which has responsibility for preventing illegal substance abuse of the sort in which governments have sometimes engaged in order to run up their prestigious medal totals at such events.  (China, by the way, won a remarkable 
    
  
  
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      51 gold medals at the 2008 games
    
  
  
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     – some 15 more than the United States.)
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                    “Shady RAT” also went after political non-profit organizations with little obvious economic or commercial attractiveness, such as one Western outfit focused upon democracy promotion around the world, a U.S. national security think tank, and a second U.S. think tank.  It also penetrated the United Nations, and the Association of Southeast Asian Nations (ASEAN) Secretariat.   Additionally, one major U.S. news organization was compromised at its New York headquarters and its Hong Kong office.  “Shady RAT” penetrations also included twelve U.S. government agencies, some U.S. state and local governments, some U.S. defense contractors, and government agencies in both India and Canada.   Interestingly, while targets were pursued elsewhere in Asia – apparently including South Korea, Taiwan, India, and Vietnam – “Shady RAT” never went after anyone in the vibrant and expanding economy of China.  If you’re sensing that this doesn’t sound like just the handiwork of greedy cyber-mafiosi from the Bronx, Antwerp, or Novosibirsk, you’ll be in good company.  MacAffee carefully doesn’t 
    
  
  
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     the word “China,” but nobody has missed the point.
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                    Subsequently, in what is generally believed to have been a slip-up – but which might perhaps have been an interesting bit of perception management – a Chinese news documentary about the country’s military that was broadcast on one of China’s government-run CCTV channels recently broadcast a brief clip that appears to show a cyber attack in progress.  In a mere six seconds of “B roll” footage, which was quickly removed from the Internet after 
    
  
  
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    &lt;a href="http://www.aviationweek.com/aw/generic/story_channel.jsp?channel=defense&amp;amp;id=news/awx/2011/08/23/awx_08_23_2011_p0-362527.xml"&gt;&#xD;
      
                      
    
    
      Western reporters drew attention to it
    
  
  
                    &#xD;
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    , the program showed a computer screen at a Chinese military university while its user selected from a drop-down list of compromised sites a U.S.-based web address belonging to the Falungong spiritual group.  The user then employed a mouse to click an on-screen button labeled “attack.”   (Thanks to the magic of the Internet, 
    
  
  
                    &#xD;
    &lt;a href="http://www.youtube.com/watch?v=L_Wu1HlZbBk&amp;amp;feature=youtu.be&amp;amp;t=36s"&gt;&#xD;
      
                      
    
    
      you can still watch about ten minutes of the CCTV documentary
    
  
  
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     – including the computer “attack” – on YouTube.)
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                    Whatever one makes of all this, the potential U.S. national security issues are quite real.  There is no question that the scale of ongoing efforts at cyber-exploitation aimed at U.S. government and defense networks is immense.  Last year, the incoming head of the U.S. Cyber Command, General Keith Alexander, estimated that networks belonging to the Department of Defense are “probed” some 250,000 times 
    
  
  
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      every hour
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .  So far, these attacks seem designed for network analysis and espionage – rather than for debilitating attack – but no one misses their potential.
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                    And indeed, there have already been formidable costs in terms of information lost.  News coverage in 2009 carried reports that a series of unknown attackers had used Chinese Internet sites to break into a computer network associated with the development of the F-35 Joint Strike Fighter (JSF) in order to download terabytes of data about the program.  (A terabyte, by the way, is a 
    
  
  
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      trillion
    
  
  
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     bytes of information.)  More recently, however, it has been reported that this compromise may not have been aimed at the F-35 itself, but rather resulted in the loss of information about a “black” – that is, classified and officially non-existent – program that had to be temporarily halted as a result of the compromise.  Apparently, the cyber-assailants were able not only to download stored data, but also to make themselves what the magazine 
    
  
  
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      Defense Technology International
    
  
  
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     described as “invisible witnesses to online meetings and technical discussions” on an ongoing basis.  Now 
    
  
  
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      that’s
    
  
  
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     a penetration!
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                    In what may be a separate incident revealed this past summer by Deputy U.S. Defense Secretary William Lynn, “a foreign intelligence agency” – and here, intriguingly, there were none of the usual waffle words about “unknown attackers” – penetrated a major defense contractor and exfiltrated some 24,000 computer files about a developmental U.S. weapons system.  (Apparently this system is currently being reviewed in order to see whether it must be redesigned.)
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                    And so it goes.  Not for nothing did the experts studying “Shady RAT” warn that the APT’s “massive hunger for secrets and intellectual property” was causing a
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    “
    
  
    
                    &#xD;
    &lt;a href="http://blogs.mcafee.com/mcafee-labs/revealed-operation-shady-rat"&gt;&#xD;
      
                      
      
    
      historically unprecedented transfer of wealth – closely guarded national secrets (including from classified government networks), source code, bug databases, e-mail archives, negotiation plans and exploration details for new oil and gas field auctions, document stores, legal contracts, SCADA [supervisory control and data acquisition] configurations, design schematics and much more
    
  
    
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    &lt;/a&gt;&#xD;
    
                    
    
  
    .”
  

  
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                    To be sure, judging by what has been said publicly, these campaigns to siphon information out of global computer networks appear so far not to have crossed the line into actual destructive “attack” operations, though as I noted, the access-giving tools involved are, in many respects, exactly the same.  Nevertheless, there 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      have
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     been real attacks in cyberspace, though not so far with much by way of 
    
  
  
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      physical
    
  
  
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     damage.  This suggests broader potentialities in the national security realm.
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                    One could point to 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20091014"&gt;&#xD;
      
                      
    
    
      a number of examples
    
  
  
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    .  In what is now considered something of a bellwether incident, Estonian computer servers were deluged with denial-of-service and other attacks in the spring of 2007 in the midst of a bitter political dispute with Russia over Estonia’s decision to dismantle a Stalin-era war memorial.  In June 2008, Lithuanian systems suffered a similar attack, also during a dispute with Russia over moves to eliminate Soviet-era political symbols.  Kyrgyzstan, too, had such an experience in January 2009, just when officials in Moscow were trying to pressure it to close a U.S. airbase there.  Networks in the Republic of Georgia also suffered debilitating attacks in 2008 as Russian forces went to war against the country.  Debate has swirled about whether there was an official Russian government hand in these various assaults – which were real 
    
  
  
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      attacks
    
  
  
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    , and to my knowledge did not involve espionage – but the coincidences are noteworthy.
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                    In 2009, a number of U.S. Government and South Korean websites were subjected to attacks which some observers felt to have originated in North Korea, and which indeed were consistent with South Korean warnings earlier that year suggesting that Pyongyang had recently established a cyberwarfare unit.  Moreover, in what is to my knowledge the first incident in which government officials have been willing to go on the record in pointing the finger at a state cyber-attacker, a senior South Korean government investigator last month described an April 2011 attack that disabled servers and destroyed databases supporting a major South Korean bank as an “
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/world/national-security/suspected-north-korean-cyber-attack-on-a-bank-raises-fears-for-s-korea-allies/2011/08/07/gIQAvWwIoJ_story.html"&gt;&#xD;
      
                      
    
    
      unprecedented act of cyberterror involving North Korea.
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    ”
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                    So whether the issue is cyber espionage or outright cyber-attack – with respect to which one could argue we’re living on borrowed time, facing potential adversaries keen to use cyber tools to make up for imbalances in regular military power – there is every reason for U.S. authorities to take cyber defense policy very seriously indeed.  Fortunately, it would seem that we are trying to do so.
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                    In both the U.S. government and our private sector, cybersecurity these days receives a significant amount of time and money.  This is an ongoing game of cat-and-mouse, with hackers and defenders continually sparring, and each working to counter the other’s latest approaches.  But while notable problems have occurred it must also be noted that 
    
  
  
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      most
    
  
  
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     of probes launched against defense contractors and government networks do 
    
  
  
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      not
    
  
  
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     get through.  I’m in no position to tell you who’s winning the game, but it’s certainly still being played, and U.S. authorities seem increasingly focused upon these problems.
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                    The United States, moreover, has established a new Cyber Command within the military command structure, “double-hatting” as its head the director of the National Security Agency – the military spy organization that leads U.S. signals intelligence (SIGINT) efforts worldwide, including whatever cyber-espionage 
    
  
  
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      we
    
  
  
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     might happen to do.  U.S. officials have also begun to speak more clearly, though still mostly not “on the record,” about 
    
  
  
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      deterring
    
  
  
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     cyber attack, making clear that Washington will regard destructive cyber attacks as the equivalent of 
    
  
  
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      physical
    
  
  
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     attacks – which is to say, as things for which military retaliation may be made.
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                    Interestingly, American officials have also taken the position that cyberspace is not 
    
  
  
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      terra incognita
    
  
  
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     when it comes to the law of armed conflict.  It may be a “battlespace” 
    
  
  
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      stranger
    
  
  
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     than most others, but our government believes that time-tested military principles of military law still apply there – principles such as the customary international legal rules tying the use of force to military necessity and to a notion of proportionality, and those requiring reasonable efforts at discrimination between military and civilian targets.  Not everyone agrees, of course, with the Chinese, for instance, apparently having taken the view that the law of war 
    
  
  
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      doesn’t
    
  
  
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     apply at all in cyberspace.  This issue is very much in play.
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                    In this regard, 
    
  
  
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    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=584"&gt;&#xD;
      
                      
    
    
      as I have pointed out on my website,
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     we may be seeing the evolution of cyber weaponry toward forms the use of which might be compatible with law-of-war norms – forms in which cyber-attack could be “normalized” as a military tool alongside the full spectrum of other techniques of organized state violence.  This is fascinating stuff, and worth a few words before I conclude.
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                    Perhaps the most stereotypical form of computer attack on an adversary’s network, the injection of self-replicating malware that spreads itself throughout victim’s networks, has long been felt to suffer from problems of controllability.  The ability to limit the effects of an attack to a particular target is obviously a key aspect of the “usability” of cyber tools, as with other weapons, and is likely a major factor in their legality as a weapon of war as well.
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                    According to some press accounts, however, controllability has long been an operational worry in U.S. eyes.  It has been said, for instance, that during the first Gulf War, Iraq’s French-built air defense network could have been taken down with the proverbial computer keystroke, but U.S. planners worried that these effects might spread to the broader Iraqi computer network and even to French systems.  One American general later told 
    
  
  
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      Aviation Week &amp;amp; Space Technology
    
  
  
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     that “[w]e were afraid we were going to take down all the automated banking machines in Paris.”  In such circumstances, 
    
  
  
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      responsible
    
  
  
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     cyber-players may feel strong pressures to stay their hand in all but the most extreme circumstances, leaving offensive cyber operations to the 
    
  
  
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      irresponsible
    
  
  
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     actors – most obviously, rogue states or terrorists – in a sort of unilateral cyber self-deterrence.
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                    If cyber-war coders, however, were able to acquire confidence in their ability to 
    
  
  
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      limit
    
  
  
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     the extent of damage caused by an attack – and indeed were able reliably to estimate such effects, much as military weaponeers do with their physical (a.k.a. “kinetic”) tools – things might be very different.  For this reason, I suspect that behind the scenes, there is considerable “evolutionary pressure” for the development of cyber-attack tools that act more like kinetic “precision-guided munitions” (PGMs) than “weapons of mass destruction.”
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                    In my own view, one possible product of such evolutionary pressure – and, in any case, by far the most sophisticated actual cyber 
    
  
  
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      attack
    
  
  
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     about which any information is publicly available – is the “StuxNet” computer worm that was used against Iran’s nuclear facilities.  Press accounts have suggested that StuxNet was a joint Israeli and American effort, but for present purposes this is not relevant.  What strikes me as most interesting about the worm was that it seems to have been designed to target one or two 
    
  
  
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      very
    
  
  
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     specific facilities: the steam turbine at Iran’s Bushehr nuclear reactor and the uranium-enrichment centrifuge cascades at Iran’s Natanz enrichment facility.
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                    StuxNet, it would appear, was code designed to attach itself to a particular proprietary software package made by the German company Siemens as a “supervisory control and data acquisition” (SCADA) management system for industrial plants.  As such, it seems to have self-propagated widely around the world in a classically cyber-contagious fashion, “infecting” perhaps 45,000 separate computers or networks, and installing in each a secret software “back door” to the Internet.
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                    The key thing, however, is that StuxNet seems designed to 
    
  
  
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      do nothing
    
  
  
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     on all these various systems 
    
  
  
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      unless and until
    
  
  
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     the specific configuration of an industrial plant corresponds exactly to detailed pre-set specifications that precisely match the “targeted” Iranian facilities.  If there is such a match, the software goes to work, downloading into the plant’s control system a cyber “warhead” in the form of code designed to manipulate and damage the facility.  (Intriguingly, by the way, it was apparently intended that this damage be very subtle, going largely unnoticed for long periods of time – thus acting more like a mysteriously debilitating disease rather than an easily-categorizable “attack.”  StuxNet also fed misleading data to the systems’ users to lead them astray as they tried to figure out why things weren’t working quite right.  
    
  
  
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    &lt;a href="http://www.weeklystandard.com/articles/how-worm-turned_520704.html"&gt;&#xD;
      
                      
    
    
      As it has been explained in some public accounts
    
  
  
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    , this was quite a piece of software.)  It’s not clear to what extent the worm actually did manage to delay the progress of Iran’s nuclear program, but to my eye StuxNet is fascinating as the 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=584"&gt;&#xD;
      
                      
    
    
      first known example of a 
      
    
    
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      &lt;em&gt;&#xD;
        
                        
      
      
        cyber-PGM
      
    
    
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    . Whoever was actually responsible, I’d wager that StuxNet has given us – for better or for worse – a glimpse of the cyber future.
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                    No one, of course, is sure precisely where all of this is going.  It has long been a big part of the conventional wisdom of the cyber-commentariat that (a) attack attribution is impossible, that (b) there is consequently little scope for cyber-“deterrent” signaling and other strategic gamesmanship in the cyber-“battlespace” of the future, and that (c) except for espionage applications, cyber attack tools are inherently uncontrollable and relatively unusable for anyone except nihilistic cyber-terrorists.  My own guess is that this conventional account is overblown, and perhaps in important ways simply wrong.
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                    Time will tell, and I cannot claim to do more than guess here.  I have heard it said that we are today at the “Wright Brothers” phase of cyberconflict technology.  If so, there is a very long road ahead before one can begin to talk about a “mature” battlespace.  Accordingly, while we may perhaps dimly glimpse that something big is afoot, for good or ill, we are in little position to know exactly what.  Clearly, however, this is a national security issue we ignore at our peril.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 05 Oct 2011 14:05:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1087</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Looking Ahead to the 2012 Nuclear Security Summit</title>
      <link>http://www.newparadigmsforum.com/p1092</link>
      <description>Note:
Below follows an edited version of remarks Dr. Ford delivered to a conference on “The Nuclear Security Summits: Impact and Assessment,” held on September 13, 2011, at Hudson Institute. The event was organized by Hudson Institute and the Partnership for a Secure America, and sponsored by the Stanley Foundation.  (Streaming video of the event, which [...]</description>
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      Note:
    
  
  
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      Below follows an edited version of remarks Dr. Ford delivered to a conference on “
      
    
      
                      &#xD;
      &lt;a href="http://www.hudson.org/index.cfm?fuseaction=hudson_upcoming_events&amp;amp;id=878 "&gt;&#xD;
        
                        
        
      
        The Nuclear Security Summits: Impact and Assessment
      
    
      
                      &#xD;
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      ,” held on September 13, 2011, at 
      
    
      
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        Hudson Institute
      
    
      
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      . The event was organized by Hudson Institute and the 
      
    
      
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        Partnership for a Secure America
      
    
      
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      , and sponsored by the 
      
    
      
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        Stanley Foundation
      
    
      
                      &#xD;
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      .  (Streaming video of the event, which also featured panelists Laura Holgate of the U.S. National Security Council staff and Kenneth Luongo of the 
      
    
      
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        Partnership for Global Security
      
    
      
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      , is available on the 
      
    
      
                      &#xD;
      &lt;a href="http://www.hudson.org/index.cfm?fuseaction=hudson_upcoming_events&amp;amp;id=878 "&gt;&#xD;
        
                        
        
      
        Hudson Institute
      
    
      
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       website.)
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Good morning.  It’s a pleasure to be able to take part in another nuclear security event here at Hudson, so let me thank the Partnership for a Secure America and the Stanley Foundation for making this possible.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Last year, quite a few heads of state came together here in Washington for a “Nuclear Security Summit” (NSS), where they emphasized the importance of securing nuclear materials in order to prevent their use by terrorists, agreed on a non-binding work plan, and made a number of specific progress commitments.  Next year, another group of them will meet in South Korea to discuss how things have been going and where to go next.  Let me offer you my own thoughts.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Some Progress
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Some real progress on nuclear security does seem to have been made in the last year or so.  
    
  
  
                    &#xD;
    &lt;a href="http://news.bbc.co.uk/2/hi/8622631.stm"&gt;&#xD;
      
                      
    
    
      Russia
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     finally ended plutonium production at Zheleznogorsk, for example, and signed a plutonium disposition protocol with the United States. For its part, 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/mediaroom/pressreleases/bn35011.18.10"&gt;&#xD;
      
                      
    
    
      Kazakhstan
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     secured more of its highly-enriched uranium (HEU), and 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/mediaroom/pressreleases/04.08.10"&gt;&#xD;
      
                      
    
    
      Chile
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     removed its last HEU supplies to the United States.  
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/mediaroom/pressreleases/ukraineheuremoval"&gt;&#xD;
      
                      
    
    
      Ukraine
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     also removed a big batch of HEU, 
    
  
  
                    &#xD;
    &lt;a href="http://armscontrolcenter.org/policy/nuclearterrorism/articles/nuclear_security_summit_1_year/"&gt;&#xD;
      
                      
    
    
      Mexico
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     committed to converting its research reactor to low-enriched uranium (LEU), and 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/mediaroom/pressreleases/chinacenterofexcellence01.19.11"&gt;&#xD;
      
                      
    
    
      China
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     agreed with U.S. authorities to established a “center of excellence” to study and promote “best practices” in nuclear security.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is all good, of course, though one should be cautious in not over-selling the degree to which the 2010 Summit deserves the credit.  HEU removal has been a major U.S. policy priority, with numerous successes, for many years – with 22 research reactors being converted under the 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/mediaroom/factsheets/reducingthreats"&gt;&#xD;
      
                      
    
    
      Global Threat Reduction Initiative (GTRI) program created in May 2004
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     by President Bush.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Chile’s HEU removal, for instance, occurred 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      before
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the NSS, and Russia’s plutonium shutdown and disposition agreement took years of planning and negotiation, merely being 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      announced
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     after the summit in order to help create a burst of favorable publicity.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It’s also quite a leap from the mere fact of something occurring after the Summit to the conclusion that it would not have happened 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      but for
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the event.  Nevertheless, I’d imagine the NSS did encourage progress.  Except for things that may have been deliberately 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      delayed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     until 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      after 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    the Summit in order to create the appearance of responsiveness, the 2010 convocation – and the prospect of next year’s follow-up – probably did help move things forward more rapidly.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Some Concerns
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But all is not entirely rosy.  The most dramatic recent setback has been in Belarus, which amidst some fanfare in December 2010 signed an agreement with the United States whereby it would transfer its HEU back to Russia in return for supplies of LEU.  Since Belarus is apparently now the only country from the Former Soviet Union still with a sizeable HEU stockpile – nearly 500 pounds worth – this was touted as important progress, both by the Obama Administration and by its friends in the arms control community.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    U.S. officials announced the Belarus deal at a summit of the Organization for Security and Cooperation in Europe, and in a formal communiqué with the Belarussian foreign minister, Secretary of State Hillary Clinton “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/r/pa/prs/ps/2010/12/152168.htm"&gt;&#xD;
      
                      
    
    
      commended this decision by Belarus as a sign of progress in efforts to advance nuclear security and nonproliferation
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Clinton also said that she “
    
  
  
                    &#xD;
    &lt;a href="http://www.law.by/work/EnglPortal.nsf/cceb512dc1312271c2256dea004c568b/d376de31b68d978fc22577ec00536173?OpenDocument "&gt;&#xD;
      
                      
    
    
      would like to publicly thank Belarus for its decision. … It is a very important step made by Belarus
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  White House spokesman Robert Gibbs called the agreement “
    
  
  
                    &#xD;
    &lt;a href="http://www.spacewar.com/reports/Belarus_to_eliminate_highly-enriched_uranium_stocks_999.html"&gt;&#xD;
      
                      
    
    
      a significant step forward … for President Obama’s worldwide effort to secure nuclear material
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  The message was clear: as Bill Potter of the James Martin Center for Nonproliferation Studies put it, “
    
  
  
                    &#xD;
    &lt;a href="http://cns.miis.edu/stories/101201_belarus_heu.htm"&gt;&#xD;
      
                      
    
    
      [t]he Obama administration scored a major success … when Belarus announced its plan
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, however, the Belarussian dictatorship of Alexander Lukashenko is fond of cracking down ruthlessly on domestic political opponents both real and imagined, and this has led the United States to impose sanctions on his regime.   Thinking that how he brutalizes his own people is nobody’s business but his own, Lukashenko did not take kindly to this – and promptly 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/08/20/world/europe/20belarus.html"&gt;&#xD;
      
                      
    
    
      suspended the HEU agreement
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   Belarus now says that it will resume HEU relinquishment only if Washington lifts the human rights sanctions.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is obviously a setback for the NSS agenda, but it really points to a bigger issue than just the misbehavior of one particular dictator: the potential moral hazard problems that can arise when showy multilateral public diplomacy initiatives get entangled with the acquisitive politics of a wayward few.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Belarus had long resisted giving up its HEU stockpile, seeing it as a bargaining chip with which to extort more of what the 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/08/20/world/europe/20belarus.html"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        New York Times
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     has described as  “the loans and handouts it needs to sustain its Soviet-style command economy.”  I was initially concerned at reports that the Obama Administration had coupled Belarus’ signature on the HEU deal not merely with technical “advice” on how best to use the replacement LEU, but also with an “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/12/02/world/europe/02diplo.html?scp=1&amp;amp;sq=In%20Victory%20for%20U.S.,%20Belarus%20to%20Give%20Up%20Stockpile%20of%20Highly%20Enriched%20Uranium&amp;amp;st=cse"&gt;&#xD;
      
                      
    
    
      undisclosed amount
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” of financial assistance.  Because it was not entirely clear that there was much of a “loose nuclear material” problem in Belarus to start with – and here one should recall that according to nuclear security expert 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/08/20/world/europe/20belarus.html"&gt;&#xD;
      
                      
    
    
      Matt Bunn
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , Belarus’ HEU was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     stored in a secure facility – I worried that Lukashenko’s regime may simply have been 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      paid
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to provide the Nuclear Security Summit with a public “success.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I am pleased, however, at [White House staffer] Laura Holgate’s assurances [at this conference] that there was nothing special about the Belarus HEU deal, and that this was an entirely normal sort of GTRI arrangement that did not involve special sweeteners.  I’m glad to hear this.  I would also agree with her that even if Belarus’ HEU was indeed in no danger of getting “loose,” it’s certainly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      better
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to return the HEU to Russia for downblending into LEU, and that the general 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      principle
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of HEU return is an important one.  (I’ve been a supporter of GTRI for years.)  It would thus be too much to argue – as I was initially wont to do – that the December 2010 Belarus deal was as much about the political atmospherics of demonstrating an NSS “success” as it was about actually securing anything that might otherwise have been stolen by terrorists.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nevertheless, I still worry, as a general matter, that the Obama Administration’s eagerness to show progress in such deals may be having the effect of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      commoditizing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the retention of dangerous nuclear materials – giving strongmen like Lukashenko reasons to hang onto them in search of the highest price, even while giving such rulers potent tools for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      counter
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -leverage against U.S. policy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This moral hazard problem is to some degree inherent, of course, in any effort to reach solutions in an issue-landscape involving tradeoffs and competing priorities.  I worry, however, that such gamesmanship is a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      particular
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     vulnerability for the kind of multilateralist showmanship that characterized the 2010 Summit, precisely because such efforts raise the public diplomatic stakes so high for summit organizers.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By comparison, consider the long-running and successful Nunn-Lugar effort – a.k.a. the Cooperative Threat Reduction (CTR) program – through which U.S. officials have secured vast quantities of material in the Former Soviet Union.  The details of this program were developed and adapted over time through comparatively quiet, ongoing technical diplomacy as part of an effort 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     tied to dramatic public benchmarks such as the need to demonstrate grand successes in time for each successive multilateral summit.  Moreover, while we certainly paid a great deal of money to accomplish Nunn-Lugar goals, this consisted of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      expenses
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the program.  Money being by its nature fungible, this was of course of great benefit to Russia.  But it was at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      related
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to the project, and was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the same thing as tossing general financial assistance in as a sweetener for a nuclear deal.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, it looks a bit like Lukashenko was trying to work more from the North Korean nuclear negotiation playbook than from any position of seriousness about nuclear security.  To his credit, 
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/files/publications/CFordNorthKoreaNuclearNegotiation42011.pdf"&gt;&#xD;
      
                      
    
    
      President Obama has spoken out
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     against diplomatic approaches in which although a dictatorship behaves badly, “if it waits long enough” it ends up being “rewarded with foodstuffs and fuel and concessionary loans and a whole range of benefits.”  Perhaps the president needs to be more careful that the politics of his own NSS initiative don’t create analogous problems elsewhere.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And of course, North Korea (a.k.a. the Democratic People’s Republic of Korea, or DPRK) is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     trying to take advantage of the general eagerness to demonstrate “successes” for the 2012 Summit.  
    
  
  
                    &#xD;
    &lt;a href="http://www.partnershipforglobalsecurity.org/PDFFrameset.asp?URL=http://38north.org/2011/05/luongo051111/"&gt;&#xD;
      
                      
    
    
      Some in this room have argued
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that the Seoul summit presents an opportunity to reach out to the DPRK in search of progress on the nuclear issue, and Pyongyang evidently agrees.  To be sure, it does not seem particularly interested in promoting nuclear security, nor in making nuclear terrorism less likely.  (After all, it wasn’t so long ago that the North Koreans built a plutonium production reactor in Syria!)  The DPRK is, however, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      very
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     interested in garnering political legitimacy, obtaining economic assistance, and (especially) securing recognition as a legitimate nuclear weapons possessor.  After last year’s Summit in Washington, 
    
  
  
                    &#xD;
    &lt;a href="http://38north.org/2011/05/luongo051111/"&gt;&#xD;
      
                      
    
    
      North Korea proclaimed itself
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     willing “to join the international efforts for nuclear nonproliferation and on nuclear material security.”  Its condition for such participation, however, was that the DPRK participate “on an equal footing with other nuclear weapons states.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Nuclear Security Summit process is designed to leverage the political pressures of high-intensity media and diplomatic exposure – including the personal involvement of heads of state – in order to entice countries to take sensible security steps of which they can boast at the next meeting, or at least to do enough that they can avoid being seen as embarrassed by 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    having
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       d
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    one anything.  And there is some virtue in this as a motivator.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Belarus and would-be North Korean examples, however, suggest that this kind of high-stakes, multilateral showboat diplomacy can cut the other way too.  It also creates pressures on those who have staked their diplomatic reputation on the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      success
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the process: pressures to game the diplomacy of demonstrating progress by over-selling stage-managed displays of “success,” or by purchasing cooperative steps in ways that create moral hazard problems not conducive to long-term progress.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    President Obama may, in other words, be asking for trouble by tying so much of his political and diplomatic fortunes to a recurring cycle in which in order to show that his signature initiative has not “failed,” he must point to what senior White House staffers such as Gary Samore already openly call “
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrol.org/act/2010_05/Summit"&gt;&#xD;
      
                      
    
    
      house gifts
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” announced at high-profile convocations of heads of state – that is to say, showy proclamations issued by attendees about some new nuclear security regulation they have issued, law they have enacted, agreement they have signed, or facility they have secured.  The 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      substance
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of most such “house gifts” is presumably welcome, of course, but these tokens of progress may increasingly come at a high price, especially as pressure grows to demonstrate “success” in achieving the unrealistic – and indeed, 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20100414"&gt;&#xD;
      
                      
    
    
      arguably incoherent 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – sound-bite objective of securing “
    
  
  
                    &#xD;
    &lt;a href="http://prague.usembassy.gov/obama.html"&gt;&#xD;
      
                      
    
    
      all” nuclear materials worldwide “within four years
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” President Obama offered in April 2009, and which 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2010/04/13/AR2010041300427.html"&gt;&#xD;
      
                      
    
    
      everyone endorsed
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in a fit of feel-good enthusiasm at the 2010 Summit.  One suspects that a more conventional approach, involving quieter and more informal negotiations on multiple fronts with various partners, might have produced no less nuclear security “payoff,” yet without such externalities.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Moving Ahead
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    As I understand it, the Obama Administration intends that the upcoming Summit in Seoul will help deepen cooperation on nuclear security issues, add political momentum to International Atomic Energy Agency (IAEA) efforts to keep tabs on the uses to which materials and technology are put, and lead to additional actions to secure materials and prevent illicit trafficking.  I wish it success, for these are worthy goals.
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                    There is some discussion, however, about whether we should aim to do more with the next Summit than simply replicate and update last year’s event.  
    
  
  
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      Some, for instance, have suggested 
    
  
  
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    taking the Fukushima disaster as our cue, and adding nuclear 
    
  
  
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      safety
    
  
  
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     to the agenda of the Seoul NSS – or even adding 
    
  
  
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      nonproliferation
    
  
  
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     issues.  My instinct is that such expansions would probably distract from the core work the Summit process is intended to accomplish.  Adding nonproliferation, in particular, might open a Pandora’s box of issues over which the world already has plenty of opportunities to disagree elsewhere.
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                    If one 
    
  
  
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      were
    
  
  
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     to expand the NSS agenda, however – and as I indicated, there’s a good case for 
    
  
  
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      not
    
  
  
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     doing so – a better bet might be to try to secure radioactive sources such as the isotopes used in hospitals and laboratories around the world.  There are, 
    
  
  
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      by various estimates
    
  
  
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    , between 100,000 and 
    
  
  
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      one million
    
  
  
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     radioactive sources distributed worldwide, some of which are potentially useful in a “dirty bomb” (
    
  
  
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      i.e.
    
  
  
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    , radiological dispersal device, or RDD).
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                    As I 
    
  
  
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      argued on this very spot
    
  
  
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     in April of last year, it was one of the defects of the 2010 Summit that the Obama Administration failed to try address the threat of such a terrorist “dirty bomb.”  Now that there is 
    
  
  
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      talk of possibly trying to deal with radioactive sources in 2012
    
  
  
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    , we can perhaps rectify that failure.
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      [
      
    
      
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        Editor’s note:
      
    
      
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       At this same September 13 conference, NSC staffer Laura Holgate revealed that the issue of radiological sources "
      
    
      
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        is absolutely going to be on the agenda in Seoul
      
    
      
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      ”– though she conceded that the Obama Administration had actually 
    
  
    
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    opposed
    
  
    
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       this.]
    
  
    
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                    It may also finally be time to 
    
  
  
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      seek real funding commitments
    
  
  
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     from countries that claim to support the nuclear security agenda.  In 
    
  
  
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      addressing our earlier event
    
  
  
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     on this subject here at Hudson, I expressed disappointment that the Obama Administration had made no effort to obtain such commitments in 2010.  But why not use the opportunity of the 
    
  
  
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      next
    
  
  
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     massive gathering of heads of state to pass the hat in support of the measures that will likely be needed if we are to secure nuclear materials worldwide?
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                    The Nunn-Lugar program is an example of the kind of progress that can be made in cooperative threat reduction – especially in helping countries that have a limited capacity to do such work on their own – but it was expensive, and it was funded entirely by the U.S. taxpayer.   Already, however, we are having trouble securing funding for our own nonproliferation programs, and this is likely to get worse on account of our current budget and public debt problems.
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                    Nunn-Lugar may thus be a good model for the 
    
  
  
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      kind
    
  
  
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     of work that will need to be done in many countries, but it cannot be a model for 
    
  
  
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      funding 
    
  
  
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    it.  This is a terrible time to ask the U.S. taxpayer to pay for fixing everyone 
    
  
  
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      else’s
    
  
  
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     nuclear security problems, so we need to make nuclear security a truly collective effort.  President George W. Bush and his fellow G-8 leaders started the 
    
  
  
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      Global Partnership Against the Spread of Weapons and Materials of Mass Destruction
    
  
  
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     in 2002 in order to help do just this sort of thing.  
    
  
  
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      Today’s
    
  
  
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     G-8 leaders, however, seem to have dangerously bobbled the ball, for not long after President Obama’s much-heralded 2010 Summit in 2010, the G-8 
    
  
  
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      declined
    
  
  
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     to renew the Global Partnership, 
    
  
  
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      leaving it set to expire in 2012
    
  
  
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     – ironically, not long after the second Nuclear Security Summit in South Korea.  This spring, they 
    
  
  
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      finally managed to rally, extending the Partnership
    
  
  
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     past its original expiration date, but no one has missed the point that enthusiasm for this effort seems not to be what it once was.  If we are serious about nuclear security, it is time for some real hat-passing in Seoul.
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                    Let me, as a final note, express disappointment that there seems to be no prospect of world leaders addressing 
    
  
  
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        another
      
    
    
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       problem that I raised here in April 2010
    
  
  
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     in discussing the NSS.  As far as I know, no official involved in the Summit process has yet to say anything about the challenge of ongoing nuclear material 
    
  
  
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      production
    
  
  
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     – and, in particular, the proliferation of fuel-cycle technologies that allow the production of ever more material that will, of course, 
    
  
  
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      also
    
  
  
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     need to be kept out of the wrong hands.  Here, I’ll put my own spin on Laura[ Holgate]’s comment [earlier at this conference] about the importance of the “human component.”  We need to think about nuclear security in terms of 
    
  
  
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      knowledge
    
  
  
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     and 
    
  
  
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      technology
    
  
  
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     in addition to just materials: if we miss these aspects of the problem – which are, at the end of the day, probably more important over the long run – we will fail.  Sadly, however, on that front there seems to have been essentially no progress at all.
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                    Anyway, thanks for listening.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 28 Sep 2011 01:01:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1092</guid>
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      <title>Looking Back at 9/11, Ten Years On</title>
      <link>http://www.newparadigmsforum.com/p1075</link>
      <description>Note:
The following essay by Dr. Ford was first published on September 8, 2011, by the Center for Security Policy in a special compilation volume entitled “Are We Safer? An Online Symposium on the 10th Anniversary of 9/11.”  NPF reprints it here for readers' convenience.
Ten years after the grim September morning on which Islamist terrorists smashed [...]</description>
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      The following essay by Dr. Ford was first published on September 8, 2011, by the 
      
    
      
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       in a special compilation volume entitled “
      
    
      
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        Are We Safer? An Online Symposium on the 10th Anniversary of 9/11
      
    
      
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      .”  NPF reprints it here for readers' convenience.
    
  
    
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                    Ten years after the grim September morning on which Islamist terrorists smashed hijacked airliners into the World Trade Center towers in Manhattan and into the Pentagon — and failed to fly a fourth into the Capitol or the White House — Americans have cause to reflect with pride on their government’s successful prevention of further attacks.
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                    On this anniversary, of course, the media will surely serve up a smorgasbord of analyses encour- aging reflection upon everything objectionable about the U.S. “war on terrorism.”  While there remains much to debate, however, it is difficult to get around the fact that the much-feared “9/11” follow-up strikes have not occurred.  To be sure, a jihadist U.S. Army major murdered 12 of his fellow soldiers at Ft. Hood, and yes, terrorists continue to exact a toll upon U.S. forces in Afghanistan and Iraq. For the most part, however, the additional homeland attacks we all imagined after September 2001 — and which President George W. Bush once described as his greatest nightmare — are a story of the dog that did not bark.  And the reason it did not bark has to do with how resolutely and effectively the U.S. Government responded in tightening domestic security and “taking the fight to the terrorists” overseas.
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                    I’ll grant that we’ve also been lucky. We were lucky that the “shoe bomber” failed to ignite the plastic explosive in his sneakers, lucky that the “underwear bomber” similarly botched his crotch bomb, and lucky that the “Times Square bomber” bollixed up the timer for his car full of explosives.  But the oddball tactics explored by terrorists still aiming to knock U.S. airliners out of the sky highlight the jihadists’ desperation, and the fact that so many more “normal” avenues of attack have now been closed.  Security is vastly improved, people are vigilant, and the terrorists are being kept off balance by aggressive countermoves that have made it much harder to operate from foreign sanctuaries.
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                    There is a temptation, in conservative circles, to give the Bush Administration all the credit for this. After all, it was the one that made the toughest calls, and it was for its pains excoriated in the international and domestic media for an excess of bloody-minded ruthlessness.  Nor can one avoid being struck by the degree to which, after some strident anti-Bush rhetoric and political posturing, the administration of Barack Obama has come to embrace most of the counter-terrorist policies of its predecessor.  The prison at Guantánamo Bay remains open, for instance, and terrorists are still subject to potentially permanent detention there or elsewhere; military commissions are still being used to try terrorist suspects; CIA-facilitated “renditions” still sometimes occur; domestic electronic surveillance is today conducted on a considerably broader basis than before 9/11; and security and passenger pre-screening for air transportation is ubiquitous and intrusive. In fact, some controversial Bush-era tactics have been not merely validated by the Obama Administration but today greatly expanded — most notably, the policy of carrying out targeted killings of terrorist operatives by drone aircraft or special operations forces, which today occurs with a frequency, and in a number of countries, notably greater than when Bush left office. (As recently illustrated by the case of clerical firebrand Anwar al-Awlaki, even U.S. citizens can be targeted if they throw their lot in with the terrorists.)
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                    But while conservatives can be forgiven for sneering a bit at the way the Obama Administration’s moralistic self-righteousness has been succeeded by a quiet, almost embarrassed validation of Bush-era counter-terrorist policy, we need to give credit where credit is due. Bush policies did not adopt themselves; they were 
    
  
  
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    , and it cannot have been easy for Obama’s team to swallow that pill. As a result, however, it is now possible to point to a bipartisan American approach to counter-terrorism.  (In a backhanded way, the current administration has in this respect — albeit perhaps in this one only — lived up to its self-congratulatory hype as a purveyor of “post-partisan” policy.) We conservatives should not demean this, for it is significant.
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                    To be sure, ten years after 9/11, we are a grimmer polity than we were, and some innocence has surely been lost.  America has become a country that routinely hunts down and kills individual terrorist enemies overseas — apparently now in preference to capturing and detaining them indefinitely — and its citizens put up with more burdensome security restrictions in transportation and in public places than before, as well as with a somewhat less constricted system of domestic electronic surveillance.  There is something to mourn in these shifts.
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                    But there is also much of which we should be proud, for although the terrorists were able to slaughter more than 3,000 Americans over the space of a few hours in 2001, their ambitions to inflict more such grievous blows upon the U.S. homeland have been stymied ever since.  We may have lost some innocence, moreover, but America still remains a bastion of civil and political freedom and a locus of economic opportunity in a world not precisely overflowing with either of these things.  Liberal political hyperbole aside, we have not “become our enemies,” and we remain a free people with a vibrant society.
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                    It is a mark of the success of the United States’ tough-minded — and now, if belatedly, bipartisan — approach to counter-terrorism that our most pressing political issues today are the domestic challenges of debt, job creation, unsustainable entitlement spending, and the appropriate size of government. After a decade of having avoided further mass-casualty international terrorist outrages on our soil after 9/11, we are happily in a position in which it is possible to imagine having another such decade ahead, in which we can remain free to grapple with such parochial issues without airliners landing upon our heads.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 23 Sep 2011 18:57:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1075</guid>
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      <title>Guest Blog: Gregory Schulte on Space Security — “Adjusting to an Evolving Domain”</title>
      <link>http://www.newparadigmsforum.com/p1057</link>
      <description>A note to NPF readers:
On September 17, 2011, New Paradigms Forum suffered a serious loss of data on account of an unspecified problem in a database belonging to our web hosting service, Network Solutions.  As a result, all NPF postings after Dr. Ford’s August 2 essay (“China and the Cyber Landscape”) disappeared, and Network Solutions has thus far [...]</description>
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        On September 17, 2011, 
        
      
        
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         suffered a serious loss of data on account of an unspecified problem in a database belonging to our web hosting service, 
        
      
        
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        .  As a result, all NPF postings after Dr. Ford’s August 2 essay (“
        
      
        
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        ”) disappeared, and Network Solutions has thus far been unable to restore them.  Accordingly, Dr. Ford is rebuilding the missing NPF material from scratch, using the text of the e-mails sent out periodically to the NPF distribution list.  (We regret that the numerous hyperlinks that appeared in the original web postings are not recoverable, however.  Some text formatting problems may also remain uncaught below.)  Our apologies for any inconvenience this may have caused.  We look forward to providing a restored and fully up-to-date NPF site as soon as possible.
      
    
      
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      ORIGINAL NPF POSTING (September 13, 2011) RESTORED:
    
  
    
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      Note: 
    
  
  
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      Ambassador Gregory L. Schulte, who presently serves as Deputy Assistant Secretary of Defense for Space Policy, provided this essay to NPF as a guest blog posting.  (Dr. Ford adds his own comments below, but readers are encouraged to offer their own commentary and feedback, which should be sent to ford@hudson.org.)
    
  
    
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      Adjusting to an Evolving Domain
    
  
  
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      by Gregory L. Schulte
    
  
  
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                    During the past fifty years, U.S. leadership in space activities has benefited the global economy, enhanced our national security, strengthened international relations, advanced scientific discovery, and improved our way of life.  Space is vital to our national security.  Space-based capabilities enable us to see with clarity, communicate with certainty, navigate with accuracy, and operate with assurance.
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                    Space is increasingly a shared domain in which we operate with more and more space-faring countries – both close allies and potential adversaries.  Space is increasingly congested – the Department of Defense tracks roughly 22,000 man-made objects in orbit, and there may be as many as hundreds of thousands of additional objects too small to track but still capable of damaging satellites.  Space is increasingly contested, as space systems face a range of man-made threats that can deny, degrade, deceive, disrupt, or destroy them, and potential adversaries seek to exploit perceived space vulnerabilities.   And space is increasingly competitive – although the United States still maintains an overall edge in space capabilities, the U.S. competitive advantage and technological lead is eroding in several areas as market-entry barriers lower and expertise among other nations increases.  These “three C’s” pose new challenges for U.S. security.
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                    In response to these challenges, Secretary of Defense Gates and Director of National Intelligence Clapper approved a new National Security Space Strategy, delivered to Congress in February.  Responding to Congressional questions, then-Secretary-designate Panetta stated his intention to continue the strategy’s implementation. This strategy, which builds on the President’s National Security Strategy and National Space Policy, is significant in several regards.  It is the first-ever National Security Space Strategy, and, as the DoD and DNI seals on the cover denote, it is a strategy that applies to the full range of national security activities in space.  Most importantly, it signals that, just as the space environment has changed, the way we advance our national security through space must also change.
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                    The new strategy establishes three broad objectives.  One is obvious and enduring:  to maintain and enhance the strategic advantages that we derive from space.  The other two are newer but equally important:  to strengthen safety, stability, and security in space; and to energize our industrial base.  In short, in addition to protecting the advantages we derive from space, we must also protect the domain itself and the industry that provides our capabilities.  Once, we could take space and our space industry for granted.  We cannot any more.
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                    To meet these three overarching objectives, the strategy establishes five strategic approaches.  The first approach is promoting responsible, peaceful, and safe use of space.  The second approach is providing improved U.S. space capabilities.  Third, the strategy calls for partnering with responsible nations, international organizations, and the commercial sector.  Preventing and deterring aggression against space infrastructure is the fourth approach, and the final strategic approach of the new National Security Space Strategy is preparing to defeat attacks and to operate in a degraded environment.
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                    The National Security Space Strategy is currently informing planning, programming, and acquisition activities, and will continue to shape operations, and analysis guidance.  DoD is working with the Intelligence Community and other U.S. Government agencies and partners, as well as with foreign governments and commercial partners, to update, balance, and integrate all of the tools of U.S. power, evolving policies, strategies, and doctrine pertaining to national security space.
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                    I.          
    
  
  
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      Promoting the responsible use of space
    
  
  
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                    Promoting the responsible, peaceful, and safe use of space is a foundational step to addressing to congested and contested space domain, and, building on the President’s National Space Policy, one of the new strategy’s key approaches.  A more cooperative, predictable environment enhances our national security and discourages destabilizing behavior.  The United States is supporting the development of data standards, best practices, transparency and confidence-building measures, and norms of behavior for responsible space operations. We are also leading by example.  We are beginning to provide pre-launch notification of DoD space launches, just as we notify ballistic missile launches.  And U.S. Strategic Command (USSTRATCOM), a command first established for the sole purpose of delivering nuclear weapons, is now delivering warnings of potential collisions in space.  It has signed agreements with over twenty satellite operators across the world to share space data and conjunction analysis.
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                    This sharing of space situational awareness (SSA) data will help to increase transparency and cooperation in the domain. With increasing congestion in the space domain, these efforts can help bring order to the congestion and prevent mishaps, misperceptions, and mistrust.  The Department of Defense continues to improve the quantity and quality of the SSA information it obtains and, in coordination with other government agencies, will seek to establish agreements with other nations and commercial firms to enhance spaceflight safety for all parties.
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                    The United States is also pursuing bilateral and multilateral transparency and confidence building measures to encourage responsible actions in, and the peaceful use of, space. We believe that rules of the road can encourage responsible space behavior and single out those who act otherwise, while reducing risk of misunderstanding and misconduct. With that in mind, we are currently evaluating the draft international “Code of Conduct for Outer Space Activities” proposed by the European Union (EU), including what, if any, modifications would be necessary to gain our acceptance.  The Administration has not made a final determination on whether the United States can subscribe to the proposal.  Our preliminary review, however, is that it is a positive approach to promoting responsible behavior in space, enhancing our national security in the process.
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       International Cooperation
    
  
  
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                    Partnering with responsible nations, international organizations, and commercial firms is a key tenet of the new National Security Space Strategy.  Space is a domain in which we once operated alone.  Increasingly, however, we need to think of operating in space as we do in other domains:  in coalition.  Partnerships allow us to benefit from the growing space capabilities of allies and other countries and to make our space capabilities more diverse and resilient.
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                    Allies like France, Japan, Germany, and Italy have increasing space-based capabilities in many mission areas.  Leveraging their systems can augment our capabilities, add diversity and resilience, and complicate the decision-making of potential adversaries.  Cooperation can also better enable coalition operations in the land, sea, and air domains, which are increasingly dependent on space-based capabilities.
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                    The Air Force’s Wideband Global SATCOM (WGS) system provides a good example.   Our close ally Australia has bought into the system, and the Air Force is exploring similar arrangements with other allies.  This approach increases the number of satellites in the constellation, adds coverage and resiliency, and shares the cost, a welcome benefit at a time of budget constraints.  Internationalizing WGS also forces a potential aggressor to contemplate attacking space systems used by a coalition of countries instead of one country.
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                    Led by General Kehler at USSTRATCOM, the Department is working to transition today’s Joint Space Operations Center into a Combined Space Operations Center (CSpOC).  A CSpOC will allow our allies to work side-by-side with U.S. commanders, integrating a coalition approach to space into our day-to-day operations.  It will provide a mechanism for information sharing and centralized tasking while also helping to identify capability gaps.
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      Deterrence
    
  
  
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                    One of the “three C’s” driving the new strategy is the increasingly contested nature of space.  During the Cold War, space was the private reserve of the United States and Soviet Union.  It was the “high frontier” from which we could support our national security with near impunity.   This is no longer the case.
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                    The new strategy reflects a new, comprehensive approach to deterring attack on our space systems.  This is important as we monitor countries like China that are developing a wide range of counterspace capabilities.  China is pursuing a broad range of anti-space capabilities, most obviously with its 2007 test of a direct-ascent ASAT, but also including jammers, lasers, and other technologies.  While we see attacks on space assets as provocative and escalatory, Chinese military writers see them as an integral part of modern “informationalized” warfare, to be employed early in a conflict, not as a last resort.
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                    But our concern here is not focused on only one country.  The increasingly contested nature of space is most readily seen today in the jamming of commercial communications satellites by countries as varied as Iran, Libya, and Ethiopia.  These satellites carry content that is critical for commerce, democracy, and U.S. and allied military communications.  Even non-state actors have demonstrated a sophisticated understanding of space technology.  Before their defeat, the Tamil Tigers were accused of hijacking satellite transponders to broadcast propaganda.  As Secretary Lynn writes in The Washington Quarterly, “Irregular warfare has come to space.”
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                    The new strategy’s approach to deterrence has four layers.  The first layer of deterrence is the establishment of norms of responsible behavior.  This helps separate responsible space-faring countries from those who act otherwise.  Building on this, the second layer of deterrence is the establishment of international partnerships.  This forces an adversary to contemplate attacking the capabilities of many countries, not just one.  The third layer of deterrence is increasing our resilience and capacity to operate in a degraded environment.  This reduces the incentive to attack our space capabilities. The fourth and final layer of deterrence is a readiness and capability to respond in self-defense, and not necessarily in space.  This complicates the calculus of a government considering an attack on our space assets. Foundational to all of these layers is improved space situational awareness and an improved intelligence posture to better monitor and attribute activities in the space domain.
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                    We should not think only about deterrence in space, but also about space in deterrence, including how a robust space posture can help deter terrestrial conflict, and how vulnerabilities in space can cause instability in a terrestrial crisis.
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                    The space environment has changed, and we must change with it.  Our continued use of space for vital national security and economic endeavors depends on it.  The National Security Space Strategy outlines our approach to making these necessary changes.  As we move forward with implementation, we will be working with partners throughout the US government, in industry, and around the world.
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    -- Gregory Schulte
  

  
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        DR. FORD COMMENTS:
      
    
      
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      It’s a pleasure to hear from Greg Schulte again, with whom I had the pleasure of working several years ago in the Bush Administration, when he served as the U.S. Ambassador to the International Atomic Energy Agency.  His guest blog from the Pentagon, where he now serves as Deputy Assistant Secretary for Space Policy, outlines the main thrust of U.S. national security space policy.
    
  
  
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      The Bush Administration did not formally issue a full-fledged national security space strategy, though we did promulgate National Security Policy Directive 49 on the subject in 2006.  It’s useful to compare the two documents.
    
  
  
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      There is much to like in the current space strategy Greg describes, including a commendable focus – driven, as he notes, by events such as China’s development of anti-satellite capabilities – upon deterring attacks upon our space infrastructure.  Beijing’s test of an anti-satellite (ASAT) weapon in 2007, a few months after NSPD-49, understandably focused much more attention on space vulnerabilities.  The Soviets had tested ASATs years before, but the Chinese event highlighted two very specific new dangers: (1) the role of ASAT capabilities in strategies of “asymmetric warfare” by a smaller and less advanced military (i.e., China’s) against one that is generally much larger and more capable but is (like our own) extremely dependent upon space-based communications and intelligence, surveillance, and reconnaissance (ISR) capabilities; and (2) the challenges of space situational awareness (SSA) in an orbital environment that is becoming increasingly dangerous on account of space debris.  (The Chinese ASAT test was crudely done, and produced a huge shower of fragments that greatly increased the risk of damage to orbital systems of all varieties, and to manned space flight.  There are no “fender benders,” even with tiny pieces, when objects fly around at 18,000 miles per hour.)
    
  
  
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      These are challenges that have increased significantly in recent years, and as noted in Greg’s essay, the current U.S. space policy properly emphasizes them – as well as the related challenge of ensuring that the U.S. is prepared to conduct operations after its space infrastructure has been degraded.  SSA, orbital debris, and anti-satellite threats were mentioned by NSPD-49 in 2006, but they now receive much more emphasis.  For some years now, American planners have worked increasingly hard to develop new approaches to space procurement that stress redundancy and functional resilience, with current efforts focusing upon such things as “rapid-response” deployment of backup satellites (in the event that existing birds are damaged) and new techniques for fielding constellations of smaller, cheaper, and mutually-networked satellites capable of responding adaptively to handle the loss of particular components.  The current U.S. strategy, set forth by the Obama Administration in January 2011, seems designed to encourage such efforts, as well it should in light of developments since 2006.
    
  
  
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      The new policy also builds upon NSPD-49 in stressing the need to deter attacks upon our space infrastructure.  Unsurprisingly, the Obama Administration prefers to start by building “norms of responsible behavior in space.”  As Greg notes, there is apparently also interest in exploring the possibility of joining an existing draft of international “Code of Conduct for Outer Space Activities.”  In the words of the Obama Administration’s unclassified summary of its strategy,
    
  
  
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      “The United States will support development of data standards, best practices, transparency and confidence-building measures, and norms of behavior for responsible space operations. We will consider proposals and concepts for arms control measures if they are equitable, effectively verifiable, and enhance the national security of the United States and its allies.”
    
  
  
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      This presents at least a contrast in atmospherics with the approach of the Bush Administration, which in 2006 declared that “[t]he United States will oppose the development of new legal regimes or other restrictions that seek to prohibit or limit U.S. access to or use of space.”
    
  
  
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      Nevertheless, while Bush was clearly somewhat suspicious of space “arms control” and Obama is clearly more intrigued by the idea, it’s not clear how different the two approaches will prove in practice.  NSPD-49 only pledged to oppose regimes that seek to limit U.S. access to space, and the Obama document promises to support proposals that enhance our national security – which, elsewhere, the 2011 document makes clear requires “[m]aintaining the benefits afforded to the United States by space.”  These positions may not be as far apart, substantively, as their tone might suggest.
    
  
  
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      Washington is apparently currently evaluating the draft “code of conduct” for space activities issued by the European Union in December 2008, but unless and until the current administration takes a position on what the best “norms of responsible conduct” actually are – and how compliance with them should be encouraged – just how “new” an approach there is today will remain uncertain.  For now, one can say merely that Bush promised to resist bad space arms control, and Obama promises to seek good space arms control.  These are not necessarily inconsistent; we shall see what happens.
    
  
  
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      One interesting element of the Obama Administration’s 2011 strategy is its willingness to speak clearly about the need to deter attacks on U.S. space assets, to be “prepare[d] to defeat” them, and to preserve “the right to respond [to attacks], should deterrence fail.”  As Greg points out above, moreover, our response to an attack in space need not necessarily consist of responses in space: we apparently intend to retain the right to respond in the air, on the ground, or elsewhere, as circumstances warrant.
    
  
  
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      Such an emphasis upon deterrence and the possibility of what could amount to a military campaign in space, or involving space, was one of the things that occasioned the most criticism of President Bush’s NSPD-49.  That 2006 document declared space capabilities to be “vital” to U.S. national interests, and pledged to maintain American “freedom of action” in space.  The Bush team aimed to “dissuade or deter others from either impeding those rights or developing capabilities intended to do so … [and] deny, if necessary, adversaries the use of space capabilities hostile to U.S. national interests.”
    
  
  
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      This seemed to be heady stuff in 2006, for while the unclassified version of President Clinton’s 1996 space policy had spoken of “deterring, warning, and if necessary, defending against enemy attack,” it was not perceived as having said anything that sounded like it could involve fighting over space.  In fact, however, the Clinton document had publicly referred to “countering, if necessary, space systems and services used for hostile purposes,” and it noted that the United States will develop “space control capabilities to ensure freedom of action in space and, if directed, deny such freedom of action to adversaries.”
    
  
  
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      Despite this substantive continuity, however, when it was published in 2006, NSPD-49 was attacked by some in the press for its supposedly warlike rhetoric, and for seeming to endorse preemptive attack doctrines with its language about the need potentially to “deny” space access to enemies who seek to threaten U.S. access.  It is noteworthy, then, that the Obama document also speaks of the need to “deny and defeat an adversary’s ability to achieve its objectives” in the event that someone becomes interested in “counterspace actions” inimical to U.S. interests.  (The 2011 strategy actually talks more about deterring and responding to space attack than did NSPD-49.)  With hindsight and the cooling of hyperbolic Bush-bashing, it would appear that the U.S. policy community has consistently responded on a bipartisan basis to the increasingly contested nature of the “final frontier” by explicitly warning potential adversaries of dire consequences should they attempt to interfere with critical space systems, and by maintaining the ability to move against others’ hostile uses of space.  There is much to applaud in such continuity of message; I hope those “others” are listening.
    
  
  
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      And now just one final note: the 2011 Obama strategy spends a good deal of time talking about the importance of reforming U.S. export control laws in order to ensure the future “competitiveness” of our space-related industrial base.  Details matter, and I’ve not yet seen detailed results emerge from the administration’s export control review process.  It is worth noting, however, that there is a good deal of substantive and political baggage here.  Anyone who was around Washington in the late 1990s, for instance, will recall the ugly fights between the Clinton Administration and the Republican-run Congress over satellite export controls – which were significantly tightened by statute after the discovery that Western engineers from Hughes Electronics and Loral had provided missile secrets to the People’s Republic of China in the wake of a Chinese launch failure that destroyed an expensive American satellite in 1996.  Will the Obama review re-ignite some of the tensions of that period?  Stay tuned.
    
  
  
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      NPF is grateful to Ambassador Schulte for his contribution.  In future postings, we hope to offer readers more information on current approaches to national security space policy.
    
  
  
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      <title>Debating Military Strategy in the Western Pacific: A Dialogue</title>
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      <pubDate>Tue, 06 Sep 2011 17:52:00 GMT</pubDate>
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      <title>From Rags to Enriches: Lasers and Uranium Production</title>
      <link>http://www.newparadigmsforum.com/p1036</link>
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    When I was at the State Department during my last period of government service, the International Atomic Energy Agency (IAEA) discovered Iran to have been secretly engaging in uranium enrichment experiments, using atomic vapor laser isotope separation (AVLIS) and molecular laser isotope separation (MLIS) techniques, in violation of its safeguards agreement with the IAEA.  In fact, not only did Iran conduct such work, but Tehran had advanced further than it originally admitted even after such work was discovered.
  

  
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                    Authorities at Iran’s Comprehensive Separation Laboratory (CSL) had admitted laser enrichment work in 2003, when dealing with IAEA inspectors sent to Iran after public revelations in late 2002 about its previously entirely secret centrifuge-based enrichment program at Natanz.  CSL, however, claimed at first that its laser separation work had only enriched small quantities of uranium to about three percent purity of U-235. (While a nuclear weapon can technically be made at levels as low as only 20 percent, that makes a pretty crummy bomb.  One is said to need as much as 90 percent U-235 for a usefully small weapon.)  This laser enrichment claim turned out to be a lie, however, and in May 2004 the Iranians admitted to enrichment up to about 15 percent, albeit still in small quantities as a research and development effort.
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                    That jump from three to 15 percent is an important difference, inasmuch as the general rule with enrichment is that it gets a lot easier to do the closer one gets to bomb-grade material.  It has been estimated, for instance, that fully two-thirds of the isotope separative work needed to make bomb-grade uranium is expended in enriching it from natural-level concentrations of perhaps 0.7 percent U-235 merely to “low enriched uranium” (LEU) levels of 3.6 percent.  Only one third of the separative work occurs in getting from LEU all the rest of the way to 90 percent, and the remaining work fraction is smaller still if one starts from “highly enriched uranium” (HEU) levels of about 20 percent or greater.  Once you’ve got at least reactor-grade fuel, in other words, you’re most of the way to a weapon: it is fairly easy and quick to bump up one’s uranium concentrations the rest of the way.  (This is why it’s so problematic to allow potential proliferators to have fuel-production capabilities.  It is also, no doubt, why Tehran is now working so hard to produce a stockpile of LEU and, since February 2010, even uranium at the 20 percent level.  Its final sprint to bomb grade material could easily be accomplished by the centrifuges Iran is now moving into a deep mountain tunnel near the holy city of Qom, machines which are already openly earmarked for HEU production.)
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                    Iran told the IAEA that it had discontinued its laser enrichment work.  In February 2010, however, President Mahmoud Ahmadinejad, speaking on the 31st anniversary of the Iranian Revolution, announced – as his press release put it – that thanks to “relentless efforts” by Iranian scientists, the country now “possessed … laser enrichment technology” that allowed uranium production “with a higher quality, accuracy, and speed” than with centrifuges.  Since then, Iran has refused to answer IAEA inquiries about this claim – which, if true, would reveal previous Iranian information given the Agency to be (surprise!) a lie, and which would indicate yet another violation of IAEA safeguards and of multiple legally-binding U.N. Security Council resolutions.
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                    One might think that this Iranian laser pronouncement would occasion widespread outrage, but what seems to have really bothered the international arms control community is the more recent news that the United States apparently now possesses efficient laser enrichment technology.  In August of 2010, officials from a consortium led by General Electric and Hitachi claimed to have perfected a laser enrichment technique they call “separation of isotopes by laser excitation” (SILEX), a technology apparently originally developed by Australian scientists.  According to GE-Hitachi, this process – much of the details of which are apparently classified, as well as being proprietary information – promises notable increases in enrichment efficiency, holding out the prospect of providing nuclear fuel more cheaply for a growing global nuclear power industry.  The consortium said it had applied for permission from the U.S. Nuclear Regulatory Commission (NRC) to build a SILEX facility near Wilmington, North Carolina.
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                    In contrast to Ahmadinejad’s declaration earlier in the same year, the GE-Hitachi announcement about SILEX elicited vocal opposition from arms control and nonproliferation groups.  In the words of last weekend’s New York Times, “thousands of citizens, supporters of arms control, nuclear experts, and members of Congress” wrote the NRC to urge that the SILEX proposal be rejected.  It is not known what the Obama Administration will do, but it clearly seems to be caught between its desire to promote non-fossil-fuel energy sources and its desire to act in conformity with the conventional wisdom of the arms control and nonproliferation community.
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                    To simplify things somewhat, the argument over SILEX seems to be twofold.  First, it is argued that going ahead with SILEX in North America will “renew interest” in laser enrichment, leading to its proliferation as a technique around the world that could permit proliferators another alternative for pursuing nuclear weapons development.  Second, it is argued that the clandestine use of laser enrichment technology is harder to detect than more traditional centrifuge-based methods of fissile material production, so that the proliferation of MLIS/AVLIS/SILEX technologies will make nuclear cheating easier.  Both of these alleged effects stem from the fact that in terms of the amount of uranium enrichment work done per unit of electricity expended, SILEX is said to be more efficient even than the best existing centrifuges.  The same efficiency that makes it a more cost-effective system for producing electricity-generating nuclear fuel may allow laser plants to be smaller and use less electricity – and hence be less detectable – than other types of nuclear fuel production.
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                    I won’t take a position on this latter argument here, particularly because whether or not special “signatures” would (or wouldn’t) make SILEX detectable seems to be publicly unknowable right now.  (GE-Hitachi officials claim that some of the relevant telltales are classified, and a report commissioned on the subject by a former Los Alamos National Laboratory director has not been released.)
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                    I do think it is important, however, to make one point: for better or for worse, the laser cat is to some extent already out of the bag.  Let me explain what I mean.  It is sometimes the case that a secret technique is most grievously compromised not when its details leak to potential adversaries but rather when the word first gets out merely that such a thing is possible at all.  In the intelligence world, I have heard this called a “fact of” compromise, and it can be a bad one.  If something is felt to be impossible or impracticable, it may be that no one really worries about someone else doing it.  But if this thing is revealed actually to have been achieved after all, this simple fact alone may be all an adversary needs to know – enabling him to take countermeasures, or  even allowing him eventually to duplicate the capability, since he now knows that it can be done, and there is no need to worry about throwing resources away on a pie-in-the-sky theoretical or conceptual dead end.
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                    Much of the nonproliferation case against SILEX seems to revolve around the idea that, as some of its opponents said in a letter to the NRC, “[s]hould the United States be seen to embrace the use of laser isotope enrichment as a commercially viable technology … other states will be strongly encouraged to follow this lead and develop such technology for their own use.”  To the extent that this is an argument that others will do it simply because we do, however, this strikes me as a weak one.  Others will surely pursue laser enrichment based upon their assessment of its value to them, whether or not we do.
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                    The stronger version of that argument is to see SILEX as a “fact of” compromise.  Laser enrichment of uranium was previously felt to be an uneconomically inefficient method of producing nuclear fuel.  Now that GE-Hitachi has revealed it to be capable of high levels of efficiency, however, others will presumably try to follow.  This argument is sound as far as it goes: this “fact of” compromise will probably indeed help “renew interest” in laser enrichment around the world.
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                    But the nonproliferation case built on this foundation may not go as far as its proponents claim, for several reasons.  First of all, the “inefficiency” of laser enrichment was never much of a problem for would-be proliferators in the first place.  Yes, higher efficiency is certainly preferable, but unless the technology is catastrophically costly and wasteful, sub-optimal efficiency is hardly a showstopper for a nuclear weapons program.  For the proliferator, the point isn’t to make fissile material particularly economically, but rather just to make it at all.
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                    Indeed, historically, inefficiency has not been felt too much of a problem.  Apartheid-era South Africa enriched material for its handful of uranium-intensive nuclear weapons using an obscure method of aerodynamic isotope separation in which gaseous uranium was blown by modified helicopter engines through a special “vortex tube” in such a way that centrifugal force provided the separation work.  Its inefficiency was considerable, since aerodynamic enrichment typically consumes something on the order of 4,000 kilowatt-hours of electricity per “separative work unit” (SWU) of uranium enrichment.  (That compares very poorly to the 100-150 kilowatt-hours – or as little as  50-60 by some accounts – needed in centrifuge plants, and even to the 2,000-3,000 required for gaseous diffusion.)  But the degree of inefficiency wasn’t the point at all.  With this aerodynamic system, if one had time, one could build bombs ... and Pretoria did.  (Sometimes, moreover, inefficiency can even be an advantage for the proliferator, if it helps throw international verifiers off the track.  Before the Gulf War of 1991, no one apparently expected Iraq to be pursuing uranium enrichment using “calutron” electromagnetic isotope separation [EMIS] technology because this was a terribly inefficient method of producing bomb-usable materials.  As a result, no one looked for calutrons in Iraq, and the world was shocked after the war to discover how far along Saddam Hussein had actually been in developing his nuclear weapons program.)
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                    News of new efficiencies may make laser work seem even more appealing, but the Iranian example shows that lasers clearly already were attractive: the proliferators were interested anyway.  In May 2010, one should also remember, U.S. nuclear scientist and former IAEA inspector Robert Kelley published a report based upon information smuggled out of Burma by a dissident group, in which he detailed alleged efforts by the military junta there to build a nuclear weapons program based in part on MLIS technology.  The fact that it was freely acknowledged that no previous laser program had “succeeded in making significant amounts of enriched uranium at anything close to a competitive price” was apparently, for the secretive and paranoid Burmese dictatorship, simply not relevant.  Burma thankfully seems to have been nowhere near a breakthrough, but this example should help us keep the current SILEX kerfuffle in perspective.  One must not pretend that would-be proliferators didn’t care about laser enrichment before GE-Hitachi applied for its NRC permit.  They did, and they will likely continue to care no matter what the NRC does.
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                    Efficiency matters a lot when you’re talking about producing large quantities of reactor fuel for commercial markets, of course, and GE-Hitachi’s revelations about SILEX may indeed spur other countries to undertake new laser enrichment research for commercial power-generation purposes.  But this isn’t a nonproliferation problem, or at least not directly, or necessarily.  The spread of new fissile material production capabilities to countries not presently possessing them, even if in the first instance for peaceful purposes, would present proliferation challenges, and if the SILEX announcement helps lead to this, then there will be much to regret.  But the details matter: if the GE-Hitachi revelations simply lead to more efficient and less costly reactor fuel production in existing supplier states, there is little to complain about from a nonproliferation perspective – and some reason to be pleased that nuclear power will become less expensive as an alternative to fossil fuels.
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                    In any event, while it is true that there may be consequences from “the public revelation that a half-century of laser failure seems to be ending,” most such damage is probably already done.  Things might be different if GE-Hitachi had perfected laser enrichment in secret and nobody else had any idea that lasers could work so efficiently.  (In that case, there might be an interesting public policy question for the NRC of whether to “out” the SILEX program and reveal that laser enrichment can be tremendously efficient, or whether to shelve the effort quietly and hope no one notices.)  But since GE-Hitachi – and the New York Times, Global Security Newswire, and other media outlets – have already splashed news of SILEX around the world, the “fact of” compromise has already occurred.  One should thus now expect other firms and countries to plunge into new laser enrichment research whether or not the NRC approves the GE-Hitachi plan in North Carolina.
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                    Moreover, the conceptual horse may to some extent already have left the barn even before GE-Hitachi went public.  As noted, the world has known for some years that Iran had achieved enrichment levels ranging from three to 15 percent in its secret AVLIS experiments during the 1990s.  As we have also seen, President Ahmadinejad claimed in early 2010 that Iranian technicians had perfected laser enrichment technology.  I’ll grant that there are sound reasons not reflexively to trust everything that flies out of that strange man’s mouth, and I’m not aware that anything has been publicly released on the kilowatt-hour-per-SWU efficiencies involved even in the older Iranian work that the IAEA discovered.   Nevertheless, it is probably unfair to GE-Hitachi to paint the company as having put the issue of laser enrichment back on the global agenda all by themselves.  For anyone paying attention, it was to some extent there already.  (Even without focusing in any apparent way upon Iran’s work, for instance, one study in May 2010 predicted that “[t]he AVLIS method ... will be commercially available in the near future.”)
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                    I don’t know how all of this will play out, of course, and I take no position here on whether or not the NRC should approve the Wilmington proposal.  There are many questions that deserve consideration.  Should we, for example, “set a nonproliferation example” even it entails foregoing the non-carbon energy potential of cheaper nuclear fuel?  Alternatively, what is that “example” worth, and is it silly to forswear a technology that other nuclear suppliers – having now become aware that laser enrichment can work efficiently – will now be pursuing anyway, and in which would-be proliferators will remain interested one way or the other?  To what extent would proliferating laser technologies indeed undermine IAEA or other verification work, and what would an NRC rejection do to stop its spread now in any event?  Is there any way to restrict all fissile-material production technologies to existing fuel producers – or to collaborative projects in which technology is not transferred beyond its current geographic reach – thus allowing the world to take advantage of improving energy-production efficiencies (such as with SILEX) without spreading the nuclear weapons “option” to additional countries around the globe?
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                    These are difficult questions.  In evaluating the potential impact of the GE-Hitachi laser plan and assessing the future of arms control verification in a world of increasing interest in laser enrichment technologies, however, we will need subtler analysis than is provided by knee-jerk horror at new technologies.  One hopes the Obama Administration can provide such wisdom.
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      <pubDate>Wed, 24 Aug 2011 17:16:00 GMT</pubDate>
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      <title>Guest Blog: Keith Payne on “Deterrence and Stability Beyond ‘New START’”</title>
      <link>http://www.newparadigmsforum.com/p1029</link>
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      <pubDate>Wed, 17 Aug 2011 17:05:00 GMT</pubDate>
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      <title>Arms Control and Deterrence Beyond “New START”</title>
      <link>http://www.newparadigmsforum.com/p1019</link>
      <description>A note to NPF readers:
On September 17, 2011, New Paradigms Forum suffered a serious loss of data on account of an unspecified problem in a database belonging to our web hosting service, Network Solutions.  As a result, all NPF postings after Dr. Ford’s August 2 essay (“China and the Cyber Landscape”) disappeared, and Network Solutions has [...]</description>
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        On September 17, 2011, 
        
      
        
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        .  As a result, all NPF postings after Dr. Ford’s August 2 essay (“
        
      
        
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        ”) disappeared, and Network Solutions has thus far been unable to restore them.  Accordingly, Dr. Ford is rebuilding the missing NPF material from scratch, using the text of the unformatted e-mails sent out periodically to the NPF distribution list.  (We regret that the numerous hyperlinks that appeared in the original web postings are not recoverable, however.  
        
      
        
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        )  Our apologies for any inconvenience this may have caused.  We look forward to providing a restored and fully up-to-date NPF site as soon as possible.
      
    
      
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      Below follows the text upon which Dr. Ford based his remarks on August 3, 2011, at the Symposium on “21st Century Deterrence Challenges” at the U.S. Strategic Command in Omaha, Nebraska.  (Other participants on this panel were Keith Payne, Steve Pifer, Ted Warner, Sergei Rogov, and Barry Blechman.)
    
  
    
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                    Good morning, everyone, and my thanks to General Kehler and the rest of you at STRATCOM for inviting me to this symposium.
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                    The organizers ask important questions about the relationship between arms control and deterrence.  Unfortunately, it’s hard to give answers, since  forward-looking deterrence analysis is a field in which certainty commonly outruns analysis and evidence.
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                    I’ll offer you my own take on post-“New START” strategic arms control in a moment, but let me first reemphasize this caveat about uncertainty – for it is, in itself, an important point.  Uncertainty in deterrent calculations is not a new problem, of course.  In the “bad old days” of the Cold War, however, it was comparatively easy to cope with it by erring upwards.  (If doubt arose about whether you had enough to deter the adversary, you just built more weapons.)  It usually seemed safer to err on the high side – perhaps quite so.
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                    But that’s not the game today.  For the last two decades we’ve been dramatically reducing the size of our strategic nuclear force, and in arms control circles it is now the aspiration to discern how 
    
  
  
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     we can get away with possessing.  This presents different challenges, for it matters that we now approach some hypothesized “minimum deterrence” point from “above,” rather than from “below.”
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                    If I have a few too many weapons, I just have a few too many.  
    
  
  
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      Over
    
  
  
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    -capacity presumably still deters, and neither my allies nor my adversaries are likely to object if I dismantle what is clearly excess.  But 
    
  
  
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      under
    
  
  
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    -deterrence is more problematic.  I think of this as Pascal’s Wager as applied to strategic deterrence: having too much might make you a spendthrift paranoid, but having too little is catastrophic.  Why 
    
  
  
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     err high?
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                    But now we’re talking about 
    
  
  
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      reductions
    
  
  
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     to some point of “minimal” deterrence, which the conventional wisdom deems must be done through agreements that set binding force limits.   This changes the dynamic considerably, because while build-
    
  
  
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     are essentially policy choices that can be accelerated, slowed, or reversed at national discretion, it is precisely the 
    
  
  
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     of legally-binding arms reduction agreements that they form a one-way ratchet downward that precludes any subsequent upward recalibration.
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                    Consequently, when it is not clear precisely what deters, there are reasons to “hedge high” when negotiating, or even to avoid agreements altogether.  Approaches stressing binding numerical limits may thus sometimes be counterproductive, and cuts may actually be safer and more likely to approach some hypothetical “minimum deterrence point” when they are 
    
  
  
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    mandatory – that is, when they are merely 
    
  
  
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     choices subject to adjustment if things change, or as understandings mature about what deterrence 
    
  
  
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      really
    
  
  
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     requires.
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                    But let me go a bit further, and question the implicit arms control assumption that numbers are the most important element of stable deterrence in the first place.  Does everyone think of numbers the way we do?  How confident are we about what deters?  And – especially if nuclear deterrence someday needs to function on a multilateralized basis against several potential deterrent “targets” or combinations thereof – how confident are we about what deters 
    
  
  
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                    If one is being honest, it is hard not be somewhat skeptical about our ability to 
    
  
  
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    deterrence, especially where we’re talking about what is 
    
  
  
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     necessary for deterrence.  Looking back at the Cold War, one could certainly make a case that 
    
  
  
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     nuclear deterrence “worked.”  As an analytical proposition, however, this isn’t terribly useful, for it is not so clear exactly 
    
  
  
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     strategic choices deserve 
    
  
  
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     credit for the non-appearance World War III.  Moreover, even if correct, the conclusion of Cold War deterrent success rooted in force posture tells us little about how many 
    
  
  
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     weapons, if any, would also have “worked.”
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                    So, even with all the advantages of hindsight, it is hard to distinguish over-deterrence from
    
  
  
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     deterrence, or to identify where precisely the latter may have lain hidden all along.   How much more problematic must it be to think we can predict the minimum force that will deter potential 
    
  
  
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     adversaries – particularly 
    
  
  
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     players who did not figure in the massive but essentially bipolar balances of yesteryear?
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                    Having said all that, however, what are my own thoughts on where strategic arms control should go after “New START”?  For one thing, I am not convinced that numbers, 
    
  
  
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    , are at present nearly as important as the conventional wisdom would have it.  This is not an argument, mind you, that numbers 
    
  
  
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     be important, or that it doesn’t matter how much we cut and how low we go.  Clearly, one wouldn’t want to 
    
  
  
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    estimate deterrent requirements, especially when approaching reductions through legally-binding one-way ratchets.
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                    My point is merely that while numerical theories of deterrence have a pleasantly seductive reductionist clarity to them, I’m not convinced that stability can always be boiled down to a question of numbers – or even to aspects of the weaponry itself. Perhaps other things are important too, and given that we can realistically devote only limited amounts of time and political capital to strategic negotiating, are numerical force limits really the most important thing for the United States to worry about in 2011?
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                    My own suspicion is that though this is by no means always the case, traditional numerical arms control can be both an impediment to progress and a distraction from working on what might actually do more good.  It may be becoming an impediment, in the sense that we seem to be approaching some kind of limit on how far reductions can go 
    
  
  
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     bilateral negotiations.  It’s becoming clear that if we don’t somehow deal with the “third party problem” of a growing and ever more sophisticated Chinese arsenal, it will be increasingly difficult to contemplate more negotiated reductions on our present course.
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                    And this is just the tip of the iceberg, for the numerical-reduction agenda faces longer-term problems from the still-growing nuclear arsenals of 
    
  
  
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     powers, not to mention the fact that the international community seems quite unable to prevent new players from joining the nuclear game.  Multiplayer deterrence is likely to be qualitatively different from the bipolarity we knew during the Cold War, but we do not really understand 
    
  
  
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    .  Nor are all the players in such games likely to be behavioral mirror images of each other.  How confident are we about the “minimum deterrence” point for each player in such a shifting web of relationships?
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                    And what are we to make of possible 
    
  
  
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    ?   In contemplating the multi-polar strategic world of late-19th-Century Europe, Bismarck brooded darkly about the “nightmare of coalitions.”  How are strategic planners to approach analogous nuclear possibilities in the future?  In the “bad old days” of the Cold War, nuclear coalitions were not too much of a problem, because all the rest of the world’s nuclear holdings together amounted to only a small fraction of each superpower’s arsenal.  In tomorrow’s world, however, that will no longer be true.
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                    Focusing arms control upon reductions to nice round numbers like “1,000 deployed warheads” or somesuch may have political appeal, but we should be careful to ensure that anything we contemplate is actually driven by serious thinking about what deters whom from doing what, why this is, and how confident we feel we can be in such conclusions.  At any rate, it seems to me that simply proceeding on autopilot toward more numerically-fixated bilateralism is a dead end.
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                    So much for “impediment.”  What about “distraction”?  My guess is that the best arms control “bang for the buck” lies not in chasing additional numerical limits but in improving transparency and strategic confidence.  To my eye, today’s key strategic relationship problems have less to do with numbers than with concerns about plans, intentions, and understandings.
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                    Chinese strategic programs, for instance, have become a factor affecting U.S. and Russian strategic planning not primarily because of what Beijing 
    
  
  
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     but because of uncertainty about where Beijing is 
    
  
  
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    , and how Chinese leaders really think about nuclear deterrence and other key strategic questions.   As the only Nuclear Nonproliferation Treaty (NPT) nuclear weapons state to be building 
    
  
  
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     its nuclear arsenal – and by far the 
    
  
  
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     transparent of the five about nuclear matters – China is becoming strategically disruptive principally because it is
    
  
  
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                    Something of the same sort of undertainty-destabilization argument could be made about Russian and Chinese claims to fear U.S. anti-ballistic missile or “conventional prompt global strike” programs – which is basically the point that Sergey [Rogov] just made.  Or in connection with U.S. concerns over what has been described by the U.S. Strategic Posture Review Commission as “apparent” Russian yield-producing nuclear tests.
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                    It may be that the most productive arms control agenda is to try to shine more light on the issues that create strategic worry, and which drive force planners into “erring” higher than would otherwise be the case.   In some cases, the truth may be reassuring.  In others, perhaps not.  I have no illusions that it will be possible to dispel all the ghosts that haunt strategic planning cells around the world, but why not dispel those that can be?
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                    Under present conditions – when our numbers have already come down to a small fraction of Cold War levels and we wrestle principally with how 
    
  
  
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     we can get away with retaining – such uncertainties probably have more impact upon stability than whether or not Russo-American force levels are adjusted down another notch.  (These uncertainties may, in fact, help 
    
  
  
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     further such adjustments anyway.)  Rather than simply plunging robotically ahead into yet another round of numerically-fixated confrontational bargaining, why not do what we can to reduce these uncertainties?  For these reasons, I suspect that the next strategic arms deal would do better to focus more on transparency and confidence-building – or perhaps on the kind of norm-building “rules of the road” approach Ted [Warner] discussed in his presentation – than on force limits.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 10 Aug 2011 15:59:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1019</guid>
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      <title>China and the Cyber Landscape</title>
      <link>http://www.newparadigmsforum.com/p1000</link>
      <description>Note:
Below appears the text upon which Dr. Ford based the remarks he presented on July 22, 2011, to a luncheon meeting sponsored by the National Security Group at the Center for Security Policy. 
Good afternoon, and thanks to CSP for inviting me to another event in your national security luncheon series.  It’s a pleasure to [...]</description>
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      Below appears the text upon which Dr. Ford based the remarks he presented on July 22, 2011, to a luncheon meeting sponsored by the National Security Group at the 
    
  
    
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        Center for Security Policy
      
    
      
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                    Good afternoon, and thanks to 
    
  
  
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      CSP
    
  
  
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     for inviting me to another event in your national security luncheon series.  It’s a pleasure to join 
    
  
  
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      Jeremy Rabkin
    
  
  
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     in speaking to you today, but before we get to listen to him talk about Libya, I hope you’ll allow me to say a few words about cyber strategy, Chinese cyber challenges, and the role of strategic deterrence in cyberspace.
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                    In this country, we most often think about cyber threats in relatively narrow, technical terms.  We worry about Internet-based attacks on our computer networks, and about what such attacks could do to our computerized and communications-based civilian economy, to critical pieces of our national infrastructure, or to our military’s ability to defend us.  When we talk of cyber attack, the first thing that usually comes to mind is probably someone breaking into a computer system by electronic means, to steal data.  Sometimes we also fret about what someone could 
    
  
  
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     with such access – particularly with respect to shutting down
    
  
  
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    vital activities, or deliberately causing events like the highly destructive 
    
  
  
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      accident at the Shushenskaya hydroelectric plant
    
  
  
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     in Siberia, part of which all but exploded in 2009 when an employee mistakenly activated an unused turbine while remotely accessing the plant’s computers.  (The former type of “attack” is the cyberspace analogue to espionage; the latter equates more to bombing someone.)
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                    There is indeed much to be said about such specifically technical threats.  Like all advanced modern societies, we do indeed have a great many cyber vulnerabilities, and there certainly seems to be no shortage of would-be cyber attackers out there.  The tide of electronic probes that washes against important computer networks every day is positively breathtaking, with by some accounts perhaps 
    
  
  
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      million
    
  
  
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     “Trojan Horse” attacks having been attempted in 2010 alone – a figure dramatically up from the estimated 2009 total of only three million.
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                    Rather than get bogged down in cyberdefense statistics and technical detail, however, I’d like to speak a bit about the policy and strategic context in which all this computer activity occurs.  But to set the stage for this, it’s worth emphasizing that not all cyber threats are created equal.  The ones that seem to be giving security planners the most headaches these days are the cyber-infiltration efforts that have come to be known as the “
    
  
  
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      Advanced Persistent Threat
    
  
  
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    ” (APT).
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                    This term “APT” is used to refer to an ongoing campaign of computer attacks first identified in the mid-2000s, aimed mainly at networks associated with the U.S. defense industry and armed forces.  These attacks are generally traceable to China, and though inarguable “proof” is hard to come by in the cyber arena, they are widely blamed upon the Chinese government – acting either directly (
    
  
  
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    , through the Third Department of the People’s Liberation Army) or indirectly (
    
  
  
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    , through “
    
  
  
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      cyber-privateers
    
  
  
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    ” sponsored by the government, or “hacktivists” egged on by Chinese officials).  According to the head of Israel’s Shin Bet security service, China is “the world’s largest employer of hackers,” and most experts indeed feel Beijing to be behind the APT.
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                    As indicated by the adjective “advanced” in the acronym APT, these attacks are felt to be quite sophisticated, operating in ways more subtle and effective than the simple “botnet”-driven denial-of-service attacks that have become so lamentably common elsewhere on the Internet.   In one series of campaigns against the Tibetan diaspora that was publicly revealed in 2009, for example, intruders “infected” nearly 1,300 computers all around the world – taking complete control of many of them, not only in order to search for and steal information but also, in some cases, covertly to spy on their users even in the 
    
  
  
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     world, by secretly activating Web cameras and audio inputs.   (Some of these capabilities mirror 
    
  
  
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      commercial products that are only now beginning to be developed
    
  
  
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     in the West by U.S. or European firms seeking government contracts in support of law enforcement and counterterrorism activity.)
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                    So far, nothing from the APT has been publicly reported that matches the sophistication of the “StuxNet” worm allegedly used by the United States and Israel to degrade Iran’s uranium enrichment operations at Natanz for a time.  Nor, to my knowledge, have any reports publicly associated the APT with activities beyond covertly accessing and removing information – that is to say, cyber 
    
  
  
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     as opposed to destructive attacks.   Nevertheless, APT campaigns are believed to have netted enormous quantities of information, with penetrations of computer systems in several companies involved in developing the F-35 Joint Strike Fighter, for instance, said to have resulted in the 
    
  
  
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      removal of 
    
  
  
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        terabytes
      
    
    
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       of data about that program
    
  
  
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                    Moreover, since the network 
    
  
  
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     needed for such data-exfiltration is usually also just what an attacker needs for system sabotage or manipulation, it seems clear that there is an enormous potential for destructive mischief as well.  Some of the most pernicious assaults possible in the cyber arena are likely to be ones that conceal their own manipulative effects – as indeed “StuxNet” seems to have tried to do – or ones that only 
    
  
  
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     observable effects in the first place when activated remotely in time of crisis.  Accordingly, the APT’s repeated system exploration over time is worrying, especially in conjunction with growing concern about the appearance of counterfeit Chinese-made microprocessors in the supply chain at a time when our security apparatus is ever more dependent upon commercial-off-the-shelf (COTS) acquisition.
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                    But let me return to the policy and strategic context.  If indeed it is true that the APT 
    
  
  
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     be attributed to the Chinese government, we face a potentially very significant cyber adversary.  But what is the game here?  What does 
    
  
  
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     think about cyber-warfare?
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                    As I recounted in a 
    
  
  
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      recent essay in 
    
  
  
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        The New Atlantis
      
    
    
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     on cyber arms control, what little Western experts think they know about Chinese cyber doctrine suggests that officials in Beijing have a much broader concept of cyber conflict than we do.   As noted, our Western conceptions are very 
    
  
  
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    -centric.  We think about cyberwar in terms of attacking and defending computer systems themselves, and when we imagine computer attacks having “real-world” effects, we envision this in very concrete terms and picture it having occurred because a computer network has been shut down or manipulated.
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                    Through Chinese eyes, however, cyberwar apparently is a much bigger phenomenon.  Planners in Beijing certainly 
    
  
  
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     computer system attacks in their understanding of cyber conflict, but they also include what might be called 
    
  
  
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     the Internet.  Their notion of cyberwar is bound up with issues of government control over information within a society, and with the manipulation of adversaries’ views and decision-making processes.  China fears not just inputs of malicious computer code but also outside injections of 
    
  
  
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     that might undercut Communist Party control, as well as outside interventions or technologies that could facilitate political organization 
    
  
  
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     in ways not controllable by the regime.  (The Party seems to view Western connectivity and social networking outfits such as Google and Facebook, for instance, as “
    
  
  
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      tool[s] of American online hegemony
    
  
  
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    .”)  Through this prism, cyber conflict occurs not only in wartime but in peacetime as well, and it encompasses all aspects of ideological, political, social, and economic competition between the Chinese government and its actual or potential adversaries at home 
    
  
  
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                    The fact that information control – in the broadest, most sweeping sense – is a key objective of Chinese policy is, of course, not precisely a surprise.  China is, after all, the land of the so-called “Great Firewall,” the world’s most ambitious effort to maintain strict government-controlled parameters for acceptable Internet political content (even while letting most 
    
  
  
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     aspects of Web life proceed relatively unmolested).   And when the head of China’s state-controlled Xinhua News Agency 
    
  
  
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     that it is now time to “coordinate” and “reset[] rules and order in the international media industry” on the basis of “theories of ‘checking superpower’ and ‘maintaining equilibrium,’” it is also clear that information control is a tool that Beijing imagines being wielded 
    
  
  
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     as well as defensively.  Indeed, some Chinese writings seem to view 
    
  
  
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     aspect of the Internet through a warlike prism, evoking ideas of threat, competition, and opportunity 
    
  
  
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    in the broad ideational or political sense.  As Hu Xiaohan, the head of the Central Propaganda Department's Information Bureau put it in a 
    
  
  
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    , it is essential for China to stand “on the offensive” in the “war for public opinion” taking place both within the country and internationally, using strategies that “derive[] from the art of warfare.”
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                    Now that China feels increasingly cocky as a major player on the world stage, in fact, it seems to wish to shape the whole world’s views more to its liking.  As 
    
  
  
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      outlined in January 2010 by Wang Chen
    
  
  
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    , the director of China’s State Council Information Office – the government organ charged with controlling the Internet in China – Beijing must "do external propaganda well” in order “effectively [to] engage the international struggle for public opinion” and “grab the discourse power” in the international arena.  China’s objective, Wang explained, is to “win the primary leadership right” in global public opinion, “working to realize an external public opinion power commensurate with China’s level of economic development and its international status.”
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                    This is not the place for a long discussion of Chinese propaganda concepts and information strategy, either at home or abroad, but is worth bearing these nuances in mind as we seek to understand the relationship between Beijing’s strategy and the APT.  The conventional wisdom about the APT is that it aims to steal defense secrets and orchestrate industrial-scale intellectual property theft.  And, of course, this it does.  I would suggest, however, that it may also be that the APT fits into a broader Chinese strategic policy – a messaging strategy, if you will, bound up with achieving “information warfare” effects of just the sort that Chinese cyber doctrine leads one to expect Beijing would to wish to create.
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                    In the conventional narrative of the APT, Chinese government-affiliated hackers take advantage of the problems of cyberspace attack attribution to conceal themselves.  In an arena in which cyber warriors may mount their attacks through hijacked swarms of computers belonging to innocent third parties, of course, it is indeed devilishly hard to be 
    
  
  
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     where an assault really originated.  This attribution problem is said – quite correctly – to complicate issues of strategic signaling and deterrence in cyberspace, giving attackers considerable leeway to do their thing without fear of the kind of retaliation that would likely result if it were clear who they really were.  Even though most observers are pretty sure China is behind it, in other words, the APT hides itself behind “plausible deniability” in cyberspace.  And indeed, the government in Beijing claims that it 
    
  
  
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     engages in such activity – thus preserving the 
    
  
  
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     that Chinese rulers have claimed for themselves for thousands of years.
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                    Except that it’s not quite as simple as that.  Some experts who study such things are apparently surprised by the degree to which China goes to such 
    
  
  
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     trouble to conceal its significant involvement in cyberspace.  Officially, of course, it has no such role at all, and the state-run Chinese media gleefully reprint accounts of overt 
    
  
  
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     cyberwar preparations as evidence of Washington’s self-interested malice in world affairs.  But in an environment in which it is apparently technically possible to conceal one’s fingerprints nearly 
    
  
  
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      completely
    
  
  
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    , it is perhaps remarkable that the campaigns of the APT are not 
    
  
  
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      better
    
  
  
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     concealed as having their origins at least 
    
  
  
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      somewhere
    
  
  
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     in China.
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                    Perhaps, seen through the broader perspective of full-spectrum information conflict, such 
    
  
  
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      semi-
    
  
  
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    attribution is useful.  It does not allow enough certainty to permit beyond-a-reasonable-doubt attribution to the Chinese government, thus facilitating Beijing’s virtuous posturings and helping prevent overt retaliation.  But at the same time, the APT’s tracks are not 
    
  
  
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      so
    
  
  
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     hidden that everyone doesn’t have a pretty good idea what’s going on.  And this may be quite intentional.
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                    As I suggested earlier, everyone knows that with network access one can do more than simply steal information.  He who can 
    
  
  
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      exfiltrate
    
  
  
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     someone else’s data, after all, can 
    
  
  
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      infiltrate 
    
  
  
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    his own code.   And, as military people will tell you, the first priority for mounting a really sophisticated attack of any sort is good reconnaissance.  When access is coupled with a deep understanding of target systems acquired through systematic reconnaissance, all sorts of things are possible.  Today, it seems clear – as one U.S. Air Force cyber-general told 
    
  
  
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      Aviation Week 
    
  
  
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    last May – that the APT is not just about espionage, but also about “accessing our networks for later exploitation.”
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                    In many circumstances, such reconnaissance is surely best done covertly.  One imagines, for instance, that whomever mounted the “StuxNet” attack did not wish Iranian authorities to know that someone overseas was interested in the control networks for the centrifuge cascades at Natanz or the steam turbine at Bushehr.   On the other hand, maybe it is sometimes 
    
  
  
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     to let the target know you’re out there – and thus important not 
    
  
  
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      entirely
    
  
  
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     to conceal your tracks.
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                    As the myriad probes of the APT wash daily up against U.S. government and defense industry computer networks, perhaps we are 
    
  
  
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      expected
    
  
  
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     to see a shadowy Chinese hand behind the campaign.  The message, perhaps – delivered to us as the most significant military power on the planet, but one whose forces are enormously dependent upon Internet-facilitated connectivity and computerized control systems – is something like: “We’re here, and you ain’t seen 
    
  
  
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      nothin’
    
  
  
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     yet.  So watch your step.”
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                    Through this prism, then, the 
    
  
  
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      semi
    
  
  
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    -attributable nature of the APT may thus serve an important purpose that 
    
  
  
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      complete
    
  
  
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     concealment would not.  On top of its considerable benefits in technology acquisition and network attack preparation, the APT perhaps does double duty as a sort of strategic signaling in its own right.  Not really all that different from official Chinese leaks of information about purported “stealth” fighter technology, press accounts of the new DF-21 anti-shipping ballistic missile, ill-concealed attack submarine deployments increasingly far afield, and anti-satellite weapon tests, the APT may be designed, in part, to encourage leaders in the United States and our Asian allies to believe that 
    
  
  
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      it’s just
    
  
  
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      too much trouble, and is too dangerous
    
  
  
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    , for us to stand up to some future Chinese military provocation.
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                    It is, of course, up to people better informed than myself to assess whether that Chinese message is actually true.  It might be ... but not necessarily – and the details matter.  How prepared are we for what China implicitly proclaims itself prepared to do?  What would our countermeasures be?  And what parade of problems would we, on our part, be prepared to confront Beijing with having to manage if the proverbial balloon went up?
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                    Those are questions I will not attempt to answer here.  Chinese strategic writings seem to place great stock in having the clever plan, the brilliant ruse, or the secret weapon or stratagem that will enable one to triumph over adversaries no matter how powerful they are.  When one really 
    
  
  
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      does
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     have a miraculous trick up one’s sleeve, I suppose, this is all well and good.  But people who think this way 
    
  
  
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      too
    
  
  
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     much can sometimes miscalculate, picking a fight that it is beyond the power of their cleverness to win.
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                    It is not for me to say what China’s odds of success really are in such an eventuality, but the implied Chinese message to us seems reasonably clear.  When viewing the APT, we are expected to be cowed, to be deterred from taking actions Beijing does not wish us to take.  I’ll admit that it is becoming an annoying cliché to quote the ancient Chinese strategic writer Sun Zi in any discussion of such topics, but it is nonetheless surely true that the best sort of victory is indeed when one is able to subdue one’s enemy 
    
  
  
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      without
    
  
  
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     fighting.  It a widespread assumption in Western analyses that deterrence is virtually impossible in cyberspace.  But I’m not entirely convinced of this – and neither, I suspect, are planners in Beijing.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 02 Aug 2011 20:04:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1000</guid>
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      <title>America and a Nuclear-Armed Iran</title>
      <link>http://www.newparadigmsforum.com/p984</link>
      <description>Note:
The following essay was published last week on the Decide America website.  This text was the basis of remarks Dr. Ford delivered to a July 13, 2011, conference on “Perspectives on the Iranian Nuclear Challenge,” sponsored by Hudson Institute and the Partnership for a Secure America.
Good afternoon, and many thanks to the Partnership for a Secure [...]</description>
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      Note:
    
  
  
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      The following essay was 
      
    
      
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      &lt;a href="http://www.decideamerica.com/america-and-a-nuclear-armed-iran"&gt;&#xD;
        
                        
        
      
        published last week
      
    
      
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       on the 
      
    
      
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        Decide America
      
    
      
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       website.  This text was the basis of remarks Dr. Ford delivered to a July 13, 2011, conference on “
    
  
    
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        Perspectives on the Iranian Nuclear Challenge
      
    
      
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      ,” sponsored by 
    
  
    
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        Hudson Institute
      
    
      
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       and the 
    
  
    
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        Partnership for a Secure America
      
    
      
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      .
    
  
    
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                    Good afternoon, and many thanks to the Partnership for a Secure America for helping make this event possible.  In order to leave as much time as possible for our discussions, allow me simply to offer an outline of what I think the stakes are – from an American perspective – as we struggle with the Iranian proliferation challenge.
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                    I.          
    
  
  
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      U.S. Security Interests
    
  
  
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    (1)           
    
  
    
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      Preventing Nuclear Use Against Us or our Allies
    
  
    
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                    First and most obviously, we have a security interest in preventing the 
    
  
  
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      use
    
  
  
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     of nuclear weapons against our country, our forces, and our friends.  Experts disagree about how seriously to take the kind of inflammatory rhetoric one periodically hears from Iranian officials such as President Mahmoud Ahmadinejad – comments such as his expression of desire that Israel be wiped away, a translation which 
    
  
  
                    &#xD;
    &lt;a href="http://www.prisonplanet.com/articles/january2007/260107offthemap.htm"&gt;&#xD;
      
                      
    
    
      Western apologists have sometimes questioned
    
  
  
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    , but which translators working in Ahmadinejad’s own office and the Iranian Foreign Ministry 
    
  
  
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    &lt;a href="http://www.nytimes.com/2006/06/11/weekinreview/11bronner.html"&gt;&#xD;
      
                      
    
    
      insist is accurate 
    
  
  
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    – but it is certainly true that if Iran acquires nuclear weapons there will necessarily be some danger that Tehran will use them.  One can argue over how “deterrable” such use would be, but even if one thinks Iran could be dissuaded from direct use, it is impossible to rule out unauthorized or inadvertent use.
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                    As far as we know, the Iranian Revolutionary Guards Corps – a.k.a. the IRGC, or 
    
  
  
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      Pasdaran
    
  
  
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     – is or will be the entity given responsibility for nuclear weapons stewardship in peacetime and employment in time of war.  The IRGC is a notably radicalized organization even within that notably radicalized government, and it has not been above bucking Iran’s political authorities when it feels like it.  (
    
  
  
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    &lt;a href="http://www.economist.com/node/2773140"&gt;&#xD;
      
                      
    
    
      In May 2004
    
  
  
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    , for instance, it forced the closure of Tehran international airport in protest over the government’s decision to allow a Turkish consortium to manage operations there.)  Particularly in time of crisis, one cannot entirely rule out IRGC willfulness.  We also know precious little about Iran’s likely command, control, and communications (C3) system for nuclear weapons.  How much autonomy would be available to IRGC commanders in the field in a crisis?  How reliable would its procedures be for preventing unauthorized use or screening out false alarms?  What would the launch posture be for Iranian nuclear weapons, and what dangers of overreaction or error might be inherent in Iran’s C3 system?  Even “deterred” Iranian weapons would surely present some very real dangers.
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    (2)       
    
  
    
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      Preventing Terrorist Acquisition of Nuclear Capabilities
    
  
    
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                    Second, we have an interest in preventing terrorist acquisition of Iranian nuclear weapons, material, or technology.  Iran, of course, is the premier sponsor of international terrorism in the world today, providing arms and other support to Hamas in Gaza, treating Hezbollah in Lebanon as nothing less than an overseas instrumentality of the Iranian Revolution, and still playing a prominent role in supplying arms to 
    
  
  
                    &#xD;
    &lt;a href="http://articles.cnn.com/2011-07-07/world/iraq.militias.iran.support_1_iranian-weapons-issue-of-iranian-involvement-baghdad?_s=PM:WORLD"&gt;&#xD;
      
                      
    
    
      Shi’ite extremists killing U.S. troops in Iraq
    
  
  
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    .   There is even evidence of at least some Iranian ties to 
    
  
  
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      al-Qa’ida
    
  
  
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     terrorists, both before and after 9/11, as 
    
  
  
                    &#xD;
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      detailed by the 9/11 Commission 
    
  
  
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    and in 
    
  
  
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    &lt;a href="http://www.weeklystandard.com/blogs/wikileaks-iran-al-qaeda-connection_520538.html"&gt;&#xD;
      
                      
    
    
      recently-published WikiLeaks cables
    
  
  
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    .  Iranian operatives have had roles in terrorist attacks in locations ranging from 
    
  
  
                    &#xD;
    &lt;a href="http://news.bbc.co.uk/2/hi/6085768.stm"&gt;&#xD;
      
                      
    
    
      Buenos Aries 
    
  
  
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    to 
    
  
  
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    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2006/12/22/AR2006122200455.html"&gt;&#xD;
      
                      
    
    
      Saudi Arabia,
    
  
  
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     and Iran possesses an extremely large and sophisticated terrorist-support infrastructure.  Indeed, a whole branch of the IRGC – the 
    
  
  
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      Qods
    
  
  
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     Force, apparently named for its anticipated role in facilitating Islamic reconquest of the holy city of Jerusalem – exists for the very purpose of managing Iran’s extensive relationships with such groups.
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                    Especially given the scope and depth of Iran’s involvement with international terrorist groups, terrorist acquisition of nuclear weapons, material, or technology could come about either deliberately or inadvertently.  It is possible that Iranian officials could 
    
  
  
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      permit
    
  
  
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     one or more terrorist organizations such access.  It is not clear how likely such a scenario is, but it might prove a more “deniable” – and thus attractive – alternative to direct nuclear use, especially in time of crisis.  At the very least, the 
    
  
  
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      possibility 
    
  
  
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    of terrorist access might be an effective risk-manipulation tool for Iran, to dissuade outside involvement in whatever regional quarrels Tehran might choose to pick.
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                    And one cannot rule out the possibility of transfer occurring without top-level Iranian authorization.  Iran has developed a rich network of black or grey market ties around the world for the acquisition of dual-use and weapons-related nuclear technology.  This includes ties not merely to remnants of the infamous A.Q. Khan proliferation network, but also ones involving Russian scientists – both for 
    
  
  
                    &#xD;
    &lt;a href="http://www.tigerdroppings.com/rant/p/26778460/Russian-scientists-involved-in-Iranian-nuclear-program-among-dead-in-plane-crash.aspx"&gt;&#xD;
      
                      
    
    
      work on the Bushehr reactor 
    
  
  
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    and reportedly on more sinister projects, such as 
    
  
  
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      nuclear detonator technology
    
  
  
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    , as well.  Iran also has a network of contacts it used secretly to acquire weapons-grade nuclear material abroad.  According to a 
    
  
  
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      2007 U.S. intelligence assessment,
    
  
  
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     for instance, “Iran probably has imported at least some weapons-usable fissile material,” though not – at that point, anyway – enough for a bomb.  This spider web of illicit contacts and transnational nuclear smuggling networks coexists with Iran’s equally murky relationships with terrorist groups.  One cannot rule out contact and cross-pollination between these dangerous shadow worlds.
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    (3)       
    
  
    
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      Preventing Iranian Domination of the Middle East
    
  
    
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                    Third, the United States has an interest in preventing Iranian domination of the Middle East, and in safeguarding the security of our friends and allies.  Though much Iran-exculpatory hooey has been said and written about the purported role of U.S. nuclear weaponry in creating Iran’s own interest in such tools, the real explanation for Tehran’s nuclear ambitions is likely to be threefold: (1) the clerical regime desires a tool with which to intimidate and overawe its neighbors as part of a strategy of advancing both the Iranian Revolution and the country’s neo-Persian dreams of regional hegemony; (2) the regime desires weaponry with which it feels it can “immunize” itself against outside military intervention, thus taking “off the table” any external check upon Iran’s regional ambitions; and (3) Iran wants nuclear weaponry in hopes of demonstrating its “
    
  
  
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    &lt;a href="http://www.currenttrends.org/research/detail/iran-takes-on-the-world"&gt;&#xD;
      
                      
    
    
      arrival” as a world power
    
  
  
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    .
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                    Through this prism, the most likely danger is less any possible Iranian intent to 
    
  
  
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      use
    
  
  
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     nuclear weapons – at least in the sense of actually 
    
  
  
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      detonating
    
  
  
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     them – than how Iran will 
    
  
  
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      behave
    
  
  
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     if and when it feels that such weapons allow it to indulge its regional pretensions, and its broader ambitions within the Islamic world or beyond, without fear of regime-ending consequence.  Given how appallingly Iran has behaved over the years 
    
  
  
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      without
    
  
  
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     nuclear weapons, the prospect of a nuclear-armed Iran that feels empowered and less inhibited than before is alarming indeed.
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    (4)       
    
  
    
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      Preventing a “Cascade” of Follow-on Proliferation
    
  
    
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                    Fourth, the United States has an interest in preventing a “cascade” of follow-on proliferation in the Middle East.  It has long been felt by many experts that Iranian acquisition of nuclear weapons could lead some other regional states to embark upon nuclear weapons programs themselves – either simply for self-protection, or out of a sense of rivalry with Iran for regional leadership.  It’s no longer any secret that regional leaders such as 
    
  
  
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    &lt;a href="http://www.reuters.com/article/2010/11/29/us-wikileaks-iran-saudis-idUSTRE6AS02B20101129"&gt;&#xD;
      
                      
    
    
      the Saudis have long urged us to destroy Iran’s nuclear program
    
  
  
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    .  If we or the Israelis do not, however, such states have publicly suggested, they will not allow Iran to possess nuclear weapons alone – a message sent publicly 
    
  
  
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    &lt;a href="http://www.guardian.co.uk/world/2011/jun/29/saudi-build-nuclear-weapons-iran"&gt;&#xD;
      
                      
    
    
      by the Saudis just last month
    
  
  
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    , for example, and 
    
  
  
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    &lt;a href="http://www.globalsecuritynewswire.org/siteservices/print_friendly.php?ID=nw_20100610_8351"&gt;&#xD;
      
                      
    
    
      by Egypt a year ago.
    
  
  
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     Meanwhile, Iran and Turkey seem 
    
  
  
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    &lt;a href="http://www.worldaffairsjournal.org/articles/2011-JanFeb/full-Libby-JF-2011.html"&gt;&#xD;
      
                      
    
    
      poised for their own regional rivalry,
    
  
  
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     also with potential nuclear implications.  Because Saudi Arabia, Egypt, and Turkey have now all expressed the desire to develop ambitious nuclear power infrastructures, ostensibly for civilian purposes but 
    
  
  
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    &lt;a href="http://npolicy.org/userfiles/image/Civilian%20Nuclear%20Power%20in%20the%20Middle%20East.pdf"&gt;&#xD;
      
                      
    
    
      arguably beyond their real needs or sometimes even capabilities
    
  
  
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    , this is no idle concern.
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    (5)       
    
  
    
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      Keeping Peace in the Middle East
    
  
    
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                    Fifth, even apart from such follow-on proliferation, the United States has an interest in keeping the peace in the Middle East – not least because of the impact that conflict there could have on the international oil market and thus upon fragile economies around the world.  This interest is obviously related to the earlier ones I’ve mentioned, but it’s worth spelling out separately.  In the past, Iran’s conflicts with its neighbors have led to attacks on shipping in the Persian Gulf and the planting of sea mines in or near the Straits of Hormuz.  More conflict in that troubled region is the last thing anyone needs.
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    (6)       
    
  
    
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      Preserving the Nonproliferation Regime 
    
  
    
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                    Sixth, the United States has an interest in preserving the nonproliferation regime in a form capable of slowing or preventing further nuclear weapons proliferation.  From the mid-1980s until its discovery in late 2002, Iran undertook a secret nuclear weapons program in violation of its International Atomic Energy Agency (IAEA) safeguards obligations and the requirements of Articles II and III of the Nuclear Nonproliferation Treaty (NPT).  This program continued after 2002, partly in secret and partly in plain view – the latter now under the pretense that Iran had to produce fissile material for nuclear power reactors it did not possess and did not need, for which it had no capability to manufacture fuel rods, and which it lacked uranium reserves to fuel anyway.
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                    Today, though now finally faced with modestly serious United Nations sanctions, Iran continues to push ahead with its nuclear work and to thumb its nose at IAEA safeguards, the NPT, and several legally-binding Security Council resolutions.  Yet Iran continues to remain within the NPT, and justifies all of its activities as being ones it has a 
    
  
  
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      right
    
  
  
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     to undertake under Article IV of the Treaty, advancing ever more scandalous legal positions in support of this claim – even to the point that it contends that other countries’ refusal to provide it with 
    
  
  
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      more
    
  
  
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     nuclear equipment constitutes a 
    
  
  
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      violation
    
  
  
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     of the Treaty.
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                    Clearly, the Iranian situation presents an essentially existential threat to the coherence and efficacy of the nonproliferation regime.  If the international community cannot respond effectively to Iran’s proliferation challenges – and so far its responses have been inadequate, sometimes shamefully so – it is hard to see how the regime can survive as a serious bulwark against nonproliferation.  A world in which would-be proliferators can do what Iran has done with all the relative impunity that Iran has enjoyed is a world in which nonproliferation obligations are worth very little indeed.  The United States has an interest in preventing the advent of such a world.
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    (7)       
    
  
    
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      Preserving the Value of U.S. Alliance Ties
    
  
    
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                    Seventh, the United States has an interest in preserving both the perception and the reality that a security relationship with us can be counted upon when the going gets tough.  We have strong security relationships with a number of states in the region that are threatened by Iran’s ambitions to regional hegemony and pursuit of nuclear weaponry.  In this era of U.S. skittishness about the visible exertion of power overseas and embarrassment about asserting claims to global leadership, coupled with crippling federal deficits at home and continuing economic malaise, our geopolitical stock is not at a high point.  Amidst widespread assumptions of American global decline, we have an interest in preserving the idea that an alliance with us means something.
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                    Just what reaction regional states in the Middle East would have to Iran’s acquisition of nuclear weaponry is not certain.  It is possible that many or most of them will choose to follow classical balance-of-power prescriptions and engage in “balancing” behavior in the face of Iranian threats, banding together in countervailing regional alliances.  An alternative scenario, however, might see them concluding that there really isn’t any point in fighting the inevitable – a conclusion that would lead, instead, to “bandwagoning” behavior, with states scrambling to cut deals with the rising Iranian hegemon.  The likelihood of each type of behavior will be conditioned in part by regional impressions of the degree to which 
    
  
  
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     can be counted upon to remain a strong and committed regional player, and a good ally to those in need.  If we send the wrong signal, it will not be overlooked.
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                    Such a dynamic would not have implications only for the Middle East.  After all, that region is not the only area of the world where U.S. allies face a potentially threatening regional hegemon, and look to Washington’s anticipated strategic direction and intestinal fortitude in deciding whether to “balance” or to “bandwagon.”  No one wants to risk fighting a losing battle against a rising power alongside a tired and vacillating ally.  Much may hinge on how reliable a partner we are perceived to be – and our earliest test could easily come in the Gulf.
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      Influencing the “Arab Spring” 
    
  
    
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                    Eighth and finally, events in Iran matter because they may affect – and be affected by – political trends in the Arab or broader Islamic world.  In particular, the ongoing “Arab Spring” presents both threat and opportunity for Iran.  It is a threat, of course, in that the clerical regime – which faced its own, harshly suppressed “Green Revolution” in late 2009 – could lose everything if democratization 
    
  
  
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     took hold in the region.
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                    But the Arab Spring is also an opportunity for Iran, in that it may provide Tehran chances to hasten the demise of some regional regimes that had staked out positions against Iran’s regional pretensions, chances to build ties to more radicalized religious (and especially Shi’ite) elements that may be empowered by political shifts within regional countries, and chances to exploit the IRGC’s skills at subversion and the stoking of conflicts abroad.  Whomever prevails in the internal Arab struggles of the “Spring,” moreover, the winner will have to deal with Iran in one way or another.  How the Arab Spring develops, therefore – and where the Arab world goes next – may be conditioned in part by the degree to which Iran is perceived to be a “coming power,” or, alternatively, one past its apogee.  As my Hudson Institute colleague 
    
  
  
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    has 
    
  
  
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      pointed out
    
  
  
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    , Arab politics has finely-tuned antennae for nuances of waxing or waning power.  Iran’s nuclear trajectory thus matters for the United States in this respect as well.
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                    II.         
    
  
  
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       Where Now?
    
  
  
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                    This ought to give us something to chew on as we ponder the Iranian proliferation challenge.  The stakes are obviously perilously high.
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                    In terms of U.S. policy approaches, I think the game is also gradually changing.  For the moment, we’re still in the prevention and dissuasion business – that is, to keep Iran from developing a nuclear weapons capability, either simply by negation of opportunity or by dissuasion.  Awareness of the stakes should keep us intently focused upon succeeding in this game, though the international community has let far too much time go by already.
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                    As time goes by, however, we’re beginning to move into a new game: mitigation.  Part of this, of course, is the job of deterring Iranian use or transfer of nuclear weapons, material, or technology – and ensuring that Iran does not feel that outsiders are so “deterred” from taking steps against it that Tehran has been “immunized” against outside military pressure and can do whatever it likes in its region.
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                    But part of the mitigation game is also making sure that the right signals are sent to future would-be proliferators who might be keen to follow Iran’s example.  The narrative we 
    
  
  
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      don’t
    
  
  
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     wish to see prevail is one in which a plucky underdog wins a signal victory against a dominant power, thereby establishing for itself an enviable “place in the sun.”  
    
  
  
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      That
    
  
  
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     narrative needs to be strangled in the cradle.
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                    Instead, it should be our broader objective to ensure that a constructive counter-narrative prevails – one in which even if Iran does end up winning a tactical victory by acquiring the nuclear weaponry it desires, it will be seen to have suffered a strategic defeat.  Flouting nonproliferation obligations as Iran has done needs to be seen as a road not to a country’s geostrategic 
    
  
  
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      rise
    
  
  
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     but rather to a squalid and dangerous future of economic impoverishment, diplomatic isolation, and worsened military and regime change pressures as outsiders and neighbors alike band together in the face of worsening threats.  If we cannot keep Iran from “winning” by getting nuclear weapons, in other words, but it must be seen to 
    
  
  
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Thu, 28 Jul 2011 17:12:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p984</guid>
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    <item>
      <title>More on Sovereignty: A Dialogue</title>
      <link>http://www.newparadigmsforum.com/p990</link>
      <description>Note:
Dr. Ford’s July 4, 2011, posting on this site – “On Sovereignty” – elicited much substantive feedback.  Several readers wrote to offer varying degrees of challenge or agreement, resulting in a number of e-mail exchanges over the following days.  This posting seeks, in a sense, to bring other NPF readers into these exchanges by editing, [...]</description>
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      Note:
    
  
  
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      Dr. Ford’s July 4, 2011, posting on this site – “
      
    
      
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        On Sovereignty
      
    
      
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       – elicited much substantive feedback.  Several readers wrote to offer varying degrees of challenge or agreement, resulting in a number of e-mail exchanges over the following days.  This posting seeks, in a sense, to bring other NPF readers into these exchanges by editing, revising, and expanding various reader comments into a full-blown colloquy – taking the form of a dialogue that did 
    
  
    
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       actually occur, but might have done so, based upon the opinions expressed in e-mails to NPF.  (Note that the names of contributors, as given here, bear no necessary relationship to those of the readers who originally wrote in.)
    
  
    
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        BRUCE
      
    
      
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      I’m skeptical, Chris.  Let’s put you on the spot and see if you have the courage of your convicitons.  Would you say that the secession of the Southern States from the U.S. Union in 1861 was an expression of the kind of “voluntary nationalism” you articulated in your July 4th essay?  If so, would you say that President Abraham Lincoln’s decision not to accept this secession – and to fight to sustain the Union, in a war that cost the lives of more Americans than any other in history – was an expression or the result of 
    
  
  
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        volk
      
    
    
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       nationalism (whether legitimate or otherwise)?
    
  
  
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        JOAN
      
    
      
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      I’m going to pile on.  Under a voluntarist concept of sovereignty, was it right or wrong for the South to secede?
    
  
  
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      I certainly should have seen 
      
    
    
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       question coming.  Well, as I indicated, a voluntarist must presumably find secession to be permissible in theory.  But details matter.  Democratically-chosen secession from an authoritarian state would be a comparatively easy case.  It gets a bit more complicated, however, if one is talking about seceding from a democracy, though in principle this should be possible too.  Secession must be legitimately (
    
  
  
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      , democratically) chosen, which within a broader polity that already has democratic legitimacy means it must presumably also be lawfully chosen pursuant to the preestablished rules of that system.
    
  
  
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      What does this mean for the claim to nationhood advanced by the Confederate States of America?  I would argue that their case isn’t as difficult for a voluntarist to reject as they probably would have argued it.  It’s hard to depict it as some kind of vindication of the ideal of popular sovereignty to enslave a chunk of the population – thus denying them a role in the critical ruler-choosing and sovereignty-formation process – and then claim your 
      
    
    
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       sovereignty on the basis of a purported right to do this to them.  That sort of secessionist logic, I would think, falls apart in mid-stream.  By modern standards, the North was not a paragon of liberal voting rights, of course, but I can’t see a defensible voluntarist case for the South’s position under those circumstances.
    
  
  
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        JOAN
      
    
      
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      Well, let me push you a bit more.  For a more current analogy, should Southern California or large chunks of Texas be allowed to rejoin Mexico – in a kind of demographic 
    
  
  
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       – on the basis of populational affinity?
    
  
  
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      Good question.  What implications 
      
    
    
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       voluntarism have for ongoing U.S. immigration debates?  Would you agree that an unauthorized intrusion into a sovereign state – whether it has been founded on principles of 
    
  
  
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      - or voluntarist nationalism – should not be allowed to set aside the decisions of political association made by those legitimately present in the state?  Or would a voluntarist have to accept the preferences of all the people actually living somewhere, on grounds that refusing to acknowledge the reality of this population (or changes in it) would be an affront to voluntarism, amounting to the effective displacement of voluntarist legitimacy with a kind of neo-
    
  
  
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      ?
    
  
  
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      My instinct would be that legitimate sovereign democracies have the prerogative (attendant to sovereignty) of setting their own admission criteria vis-à-vis outsiders.  It would be an affront to their sovereignty for other people to sneak in unlawfully and use such unlawful presence to try to change the sovereign bargain by claiming a right to political participation.  But I also see that if things progressed beyond some point it would be, shall we say, at least a bit awkward for a voluntarist to demand adherence to a political arrangement that 
    
  
  
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       actual residents abhorred and which corresponded not at all to their sense of politically-salient identity.  We’re nowhere near being at that point, but it’s nonetheless an interesting theoretical question.
    
  
  
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      Here, as elsewhere, I don’t see voluntarism as offering easy answers.  I think it offers ones that are more palatable – on several grounds – than does 
    
  
  
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      , but it’s very hard to make 
    
  
  
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       easily-articulable theory reliably provide simple responses to the kind of complicated scenarios the real world likes to throw at us.   It’s hard to squeeze reality cleanly into conceptual boxes, and I certainly don’t claim that voluntarism provides a Unified Field Theory for human political life.  I do think it offers a better conceptual starting point for struggling with issues of nationhood, sovereignty, and legitimacy than do the available alternatives, but I freely concede that no theory can probably offer more than a mere starting point for such discussions.
    
  
  
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                    Let me then toss some more complications at you, Chris.  I thought your “
    
  
  
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      On Sovereignty
    
  
  
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    ” essay was an interesting piece, but I vigorously dissent.
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                    To my understanding, nations can and almost universally do arise from shared experiences and histories, which tend to reflect ethnic groupings that do have substantial coherence.  You call that 
    
  
  
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     nationalism (although I’m not a big fan of that term because of its connotations), and describe it as confused and problematic, but I think it can be quite real.  The 
    
  
  
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      English and Irish
    
  
  
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    , I think, have such a deeply-rooted and coherent identity.  The Japanese and Koreans also seem to.  (One could go on.  Not all modern nations can claim such roots, but 
    
  
  
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     clearly do.)
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                    Nor am I arguing that such 
    
  
  
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     identity – as you would put it – is always the best, let alone the 
    
  
  
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    , basis for national legitimacy and sovereignty.  America, Canada, and some other countries provide counterexamples to such an assertion.  But deep, organically-grown ties are certainly possible, and can be a powerful foundation for nationhood.  And even with countries like the United States, moreover, some might argue that for our experiment to succeed, we must still create the 
    
  
  
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     of the kind of coherence that “
    
  
  
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    ” celebrate through a shared culture.  (I think 
    
  
  
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    made many convincing arguments on this.)
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                    Moreover, as a conservative, I follow Edmund Burke in paying deference to how things happen to have happened, as it were – and how nations have cohered over long periods of time.  I am deeply skeptical of highly rationalistic forms of community that seek to supplant these inherited senses of community rather than simply to mellow and complement them.  The voluntarist notion of sovereignty you describe has something of that Enlightenment artificiality to it.  As elegant as the theory might look on paper, mere “voluntary” affiliation alone can only offer a partial account of human communities and affiliations.  The family, for instance, is in its essence not a voluntary association.
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                    Your passing comment about world government was also something of a red flag for me.  I do not want to live under a world government, however benevolent it might be, because I see the differences in culture around the world – and how they manifest themselves in the political and social autonomy of various societies – as being crucial to a flourishing world society.  I see no need to homogenize, and much danger therein.
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      I think I disagree with you, in these regards, much less than you imagine.  Perhaps I was not clear enough about how I saw voluntarist sovereignty working.  There clearly 
    
  
  
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       countries around the world – you mentioned the English, Irish, Japanese, and Koreans – the people of which tend to have powerfully-felt senses of nationhood that go back a very long way and to a great extent grew up organically well before any political system did or could actually 
    
  
  
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       them to make any kind of an explicit national “choice.”
    
  
  
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      Don’t take my essay as suggesting that there is anything intrinsically illegitimate about those who feel a 
    
  
  
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       on it by forming themselves into a nation and exercising sovereignty.  Once upon a time, in European usage at least, “sovereignty” just referred to an attribute of an absolute ruler: his prerogative to have his own way within a particular jurisdiction, answerable to no higher earthly law.  It had essentially nothing to do with the characteristics or affinities of a population, and peoples with varying ethno-cultural senses of “self” were divided up and passed around like party favors as rivalrous royal Sovereigns adjusted and readjusted their territorial holdings through various expedients of marriage or conquest.
    
  
  
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      As the political world came to look increasingly to what these populations actually 
    
  
  
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       in order to ascertain what the right boundaries were, however – and as some rulers worked to make such feelings of territorial selfhood correspond more closely to the territories they happened to end up with – there did indeed develop some pretty powerfully-felt national selves.  I see nothing inconsistent with voluntarist notions of sovereign legitimacy to recognize such groups as the nations they feel themselves to be.  Put another way, a voluntarist would presumably find it appropriate to recognize such nations precisely 
    
  
  
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       they feel themselves to be.
    
  
  
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      The stability of such identities over time simply underlines the propriety of such recognition, for it suggests that these peoples’ sense of “selfhood” is extremely solid.  Indeed, such solidity may be a special boon for the voluntarist, for it allows a grounding of such nations’ sovereignty in voluntary affiliation while mitigating the danger that voluntarism could produce – with apologies to fans of the 1993 Bill Murray movie of that name – a kind of unstable 
    
  
  
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       sovereignty subject to periodic revision according to the affiliational whim of the populations in question.  When a group’s sense of national selfhood is deeply rooted, it will tend not to change according to the enthusiasms of the moment.  A voluntarist would 
    
  
  
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       sovereignties to be adjusted as the underlying senses of self change, of course, but for “deep” identities of the sort we’re discussing here, this would happen only infrequently, reducing the instability and unpredictability in international politics that voluntarism might otherwise allow.
    
  
  
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      All of which sounds like it would be pretty congenial to Burke.  I can certainly see how he might be horrified at the prospect of moment-by-moment revisions in the basic cast of characters making up the international system, but I’m not sure he’d be too happy with the ideology of natural and unchanging 
    
  
  
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       either.  I would think Burke best read not as an appeal to some transcendent, transhistorical permanence – for that is the kind of ideological 
    
  
  
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       that he would surely abhor – but rather as a wise admonition not lightly to meddle with the community patterns that have developed over time.
    
  
  
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      That could be seen as a kind of prudent voluntarism.  As the patterns of our collectively-felt selfhood gradually change, it’s appropriate for the “system” to change with them.  A Burkean voluntarism would surely urge us to be careful not to mistake the enthusiasm of the moment for the kind of deep collective choice that constitutes serious nationhood, but would it not also admit that enforced 
    
  
  
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       is wrong as well?  Burke, after all, turned out to be fairly sympathetic to the American Founders’ assertions of sovereignty as against King George III.  Burkean approaches may be less useful in grappling with the emergent and contested post-colonial world of the last half century – for which one still needs a framework for understanding and evaluating claims to sovereignty, sometimes in the absence of the kind of preexisting identity at issue here – but a Burkean voluntarist would be happy to find deeply-rooted national self-identities where they happen to exist.
    
  
  
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                    Ah, so maybe I misunderstood you.  My point is basically that community and legitimacy do not need to arise from voluntarist sources.  Indeed, they may actually be unlikely to do so, though a freely-willed community may, in the abstract at least, be best.  I don’t think “Englishness” or “Koreanness” could be built purely upon voluntarism, and 
    
  
  
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      too much
    
  
  
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     emphasis on voluntarism would tend to undercut those involuntary, ascriptive sources of community that provide many human goods, especially communitarian ones.  (Of course such ascriptive qualities need to be fettered by things such as requirements of basic consent, and respect for rights.)
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                    I see the essential Burkean point on this issue as being that many of the goods that we enjoy as a community derive from things that we have not freely or consciously willed, and which may even be connected to – or be legacies of – things we don’t actually 
    
  
  
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     in some respects.  In this sense, the Burkean observation is of a piece with the quintessential conservative point about tradeoffs: not all good things necessarily go together.  One might like capitalism, for instance, even if it originally arose from a dissenting Protestant culture that some would find stifling and oppressive if living under it today.  But while we may chafe at some elements of the resulting edifice, it isn’t necessarily possible to pick and choose from amongst them without imperiling the whole, and thus doing more harm than good.  Societies are complex things that have evolved and grown, and they cannot simply be deconstructed at will in order surgically to remove only what we dislike.  Such things may turn out to be connected to the things we 
    
  
  
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     like, or the things we simply 
    
  
  
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    .
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      You won’t get too much argument from me on that. 
    
  
  
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      Conservatives are often loath to try to draw social and political lessons from science, and for some good reasons.  Too many often well-intentioned but ultimately counter-productive (or simply oppressive) efforts to reengineer humanity have been undertaken out of the belief that the social engineer has “scientifically” ascertained the rules of human interaction and the magic recipe by which we can compulsorily be remade into ideal persons who will live together in peace, prosperity, and justice. Those believing themselves to have deduced the Right Answer are frequently tempted, in Eric Voeglin’s marvelously ornate phrasing, to try to immanentize the eschaton – that is, to try to achieve some transcendent, heaven-like state of affairs in the present world – by squeezing the rest of humanity forcibly into their mold.  Ideas about religion have in the past been the most obvious source of such brutal certainty, but these days one is as likely to hear immanentizing certainties from agenda-pushers who invoke something to do with science.
    
  
  
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      That said, however, I’ve long suspected that conservatives 
    
  
  
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       learn at least something about socio-political affairs from science – not least from the insights that Complexity Theory seems to offer into the wrongheadedness of assuming that complex adaptive systems, including human society, can be remade to order on the basis of purposive policy inputs.  Extremely sensitive to initial conditions and subject to complicated positive and negative feedback loops, behavior in complex adaptive systems tends to defy the linear assumptions and confident predictions of those who would steer them into desirably transformed future configurations by trying to press the right buttons today.  (This is by no means to say that it is impossible to build a better future, of course, but my guess is that one is usually on firmer ground with repeated sober “nudges” than with the intoxications of the transformative leap.)  There is a lesson from Complexity Science, perhaps, in the 
    
  
  
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       of science – and perhaps human rationality itself – as a guide to directing society into some desired future mold.
    
  
  
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      Either way, however, I can see how you might be suspicious of voluntarist sovereignty as yet another clever but dangerously simple idea around which to prescribe behavior in societies that in reality operate according to complex, organically-grown practices and on the basis of innumerable subtle contingencies.  But I would urge you, in this vein, to consider voluntarism again, in comparison to its alternative. 
    
  
  
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      To some extent, one might consider 
    
  
  
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       to be its own sort of scientistic travesty.  The ideology of unchanging, naturally-occurring “peoples” is not an attempt to remake humans into some kind of New Man, of course.  It is much more reactionary in spirit than that, and seeks not to 
    
  
  
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       humanity but to recognize and act on the basis of the assumed fact that some special essence permanently distinguishes various portions of it from each other.  
      
    
    
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      s transformative aspirations, such as they are, lie more along the lines of seeking to remake the international system on the basis of one particular theory of where the “natural” boundaries ought to lie – thereafter fixing this result in place forever.
    
  
  
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      In struggling with where to draw these essentialist boundaries, moreover, 
    
  
  
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       has historically flirted with some pretty noxious scientisms.  (Think of phrenology, for instance, or the pseudo-sciences of 19th-Century race-essentialism.)  And even where the science of distinction has been respectable – and here I’m willing to acknowledge the merits of disciplines such as ethnology, linguistics, and anthropology in identifying genuine differences that exist between different populations – 
    
  
  
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       has been scientistic in its desire to reify those differences and make them the basis for a reengineered political order, by constructing the state system around them.
    
  
  
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      Voluntarist sovereignty, in a sense, may help save the notion of nation from such conceits, because while it is happy to recognize differences where they are felt – and where they are felt to be of such salience that they 
    
  
  
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       to be made the foundation of global political order – it does not reify them.  It does not preach to the populations in question about what the right answer is forever, but looks instead to these populations’ own sensibilities as its guide.  In somewhat more Burkean terms, one might even say that voluntarist sovereignty is intrinsically organic.
    
  
  
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                    Hmmm.  Maybe.  But voluntarism still 
    
  
  
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     wrong; it smacks of being too easy a theory, and a recipe for too changeable and unstable a political order.  That doesn’t mean 
    
  
  
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     has a better answer, of course: its 
    
  
  
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     certainties are too rigid.  The true conservative may be better off shunning 
    
  
  
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     approach that purports to offer a crisp, easy answer in describing and prescribing rules of behavior for our enormously complex world.  Our Enlightenment minds want to subject everything to iron laws derived from Reason.  The subtlety of reality does not deserve such chains.
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                    By the way, voluntarism is an interesting term.  I usually think of it in a theological context, as the concept of the dominance of the human will typified in the late medievals like Ockham and the early Protestants.  In this sense, voluntarism stands opposed to the rationalistic theories that assume that reason has more inherent power to compel action.  In particular, this old idea of voluntarism applies to the understanding of God: the voluntarists saw Him as being entirely omnipotent, even beyond the 
    
  
  
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    , Reason.  (Rationalists like Thomas Aquinas sought to reconcile this tension.)
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      You’re beyond my depth there.  I intended no comparison to the medieval theological usage of voluntarism, and it sounds like the basic sense in which they used it may be something almost opposite of my intention.  I posit 
    
  
  
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       sovereignty being based upon a notion of identity as almost unchosen, or exogenously given: it just 
    
  
  
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      .  By contrast, its voluntarist counterpart roots identity in the action of human will, in a choice or feeling of affinity.
    
  
  
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      At any rate,  I’m not arguing that voluntary choice 
    
  
  
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       the relevant national identity.  Politically-salient affinity may develop for lots of reasons, which I would not presume to prejudge.  I merely suggest that some kind of choice is necessary to take one particular sense of identity that one happens to have, and transform it into a 
    
  
  
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       one by declaring that 
    
  
  
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       sense has superlative salience as the principal identity around which to organize political affairs.  Choice doesn’t have to 
    
  
  
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       the sense of self, but it is needed to 
      
    
    
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       it.  Some kind of recourse to choice, I would think, is needed to identify a 
    
  
  
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       national identity 
    
  
  
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       a national identity, instantiating this particular sense of self as the locus of sovereignty. 
    
  
  
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                    Yes, good point.  One can compare the Holy Roman Empire (or its Habsburg heir) as an example of sovereignty without a strict sense of nationhood – a phenomenon which came only later, in various bits and pieces of the empire, and resulted ultimately in its fragmentation.  I suppose one could say there was a replacement of one notion of sovereignty by another.  To use your terms, however, that process seems often to have been as much 
    
  
  
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     as voluntarist.  It’s not clear how democratic all the post-Austro-Hungarian states were, but they certainly seem to have had strong 
    
  
  
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    -nationalist self-understandings.  I understand your points about voluntarism, but it is still is hard not to be struck, in a Hegelian sort of way, by the fact that History has so tightly linked ethnicity with nationhood and nationhood with sovereignty.
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      For my part, I agree with Chris’ critique of 
    
  
  
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      .  Though it purports to be ever so “natural” or inevitable a way of categorizing, there really is no obvious way to aggregate or disaggregate people on that principle, at least given historical examples.  Germany, for example, aggregated on the basis of a common language, despite significant cultural differences across the Germanic territory.  Other states have 
    
  
  
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       based on what, to an outsider, might seem the most trivial of differences, common language be damned.  For a theory that claims such a deep basis in inarguable 
      
    
    
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       of identity, it’s suspicious that there is so little consistency and coherence to 
    
  
  
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       in practice.
    
  
  
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      But let me get back to voluntarism.  What I was expecting, as I started to read Chris’ original July 4th essay, was that he would contrast the 
    
  
  
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      -nationalist organizing principle with America’s own organizing principle: sovereignty based not on shared history, culture, language, or ethnicity, but rather on 
    
  
  
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      .  (That’s the key to the United States’ success as a nation of immigrants.)  Off the top of my head, I cannot think of any other state organized quite so fundamentally on this basis.  America’s is obviously a type of voluntarist sovereignty, but it’s a special kind.
    
  
  
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      I agree completely about the very special sort of identity involved in the American project.  This is a type of shared identity that really isn’t about “identity” in the conventional sense at all.  It is not really about feeling that one is necessarily 
    
  
  
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       one’s fellow citizens – for they may be of a range of different backgrounds, colors, languages, and cultures sufficient to make any 
    
  
  
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        volkist
      
    
    
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      ’s head spin – except simply in that one shares with them a commitment to a particular set of organizing principles, a set of rules for constructing a polity.
    
  
  
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      I understand, of course, that this description is an ideal type.  There may be all sorts of cross-currents and tensions as the American reality is actually lived, including 
    
  
  
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       identities that push in different directions, and even counter-currents of shared ideals contrary to those of the system as a whole.  But there’s still enough truth to the characterization – an extraordinary amount, I would argue – to make America a fascinating and valuable counter-example.  Particularly given the fact that I put up my “
    
  
  
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        On Sovereignty”
      
    
    
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       essay on Independence Day, I was indeed remiss not to mention this.
    
  
  
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      But let me switch gears a little.  I’m surprised that the feedback on my “
    
  
  
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        On Sovereignty
      
    
    
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      ” piece has focused entirely on the implications of voluntarist theory for what are pretty much issues of 
    
  
  
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       affairs – that is, what it would have meant for Southern secession in the United States, or whether I slighted the deeply-felt identities of well-established nations.  I had expected that the most complaints would actually come from readers concerned about the potential impact of a thoroughgoing voluntarist theory in 
    
  
  
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       affairs, and for international law.  After all, it wouldn’t be hard to paint a voluntarist as arguing that dictatorships do not (and cannot) enjoy the status of sovereign states. 
    
  
  
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       could certainly have potentially radical implications, no?  I’m surprised no one has complained.
    
  
  
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      Well, let me jump in, then – though less to complain than to highlight your point.  To our credit, in modern times people now think a lot about the duties that states owe to their peoples.  This was not a significant factor when the basic framework of today’s system of state sovereignty was established in the 17th Century, nor even when the United Nations was set up.  But as we think about sovereignty today, it’s hard to escape the conclusion that sovereignty is a concept that is being redefined, and that the primary duty of the state is to protect 
    
  
  
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        people
      
    
    
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       – where real sovereignty resides.  This is my view, as well as that of liberal internationalist luminaries such as George Soros and former Senator Alan Cranston, both of whom have written on the subject.  Perhaps we should welcome you to our company, Chris!
    
  
  
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      And such thinking does, indeed, have radical implications, for I think this duty to protect people has international spillover effects: states have a duty to help citizens in 
    
  
  
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       states too, as well as to ensure the viability of the global commons and the ecological systems upon which all people depend.  In the security arena, we’ve already seen the development of the “responsibility to protect” (R2P) in international law, set forth by the U.N. General Assembly in 2005 and presently forming the core of the rationale for humanitarian military operations in Libya.  But the idea goes beyond preventing dictators from attacking their people.  A state must not permit avoidable catastrophes such a mass murder, rape, or starvation.  If it is unable or unwilling to do so then others have a right and responsibility to intervene, even with force if necessary.
    
  
  
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        JOAN
      
    
      
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      And to think that liberals decried U.S. neoconservatives as out-of-control interventionists!   The head spins ….
    
  
  
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      For the record – before Johannes lumps me in with the liberal neo-interventionists – I think the kind of voluntarist sovereignty that I was discussing doesn’t go quite so far as “R2P.”  If one has the ability to help those who are being oppressed or otherwise facing catastrophe, there may be a 
    
  
  
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       obligation to do something.  But that’s not the same thing as there being a 
    
  
  
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       one.  It’s a whole different ballgame to start 
    
  
  
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        requiring
      
    
    
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       intervention!
    
  
  
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      The actual phrasing of the General Assembly’s 
    
  
  
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        2005 pronouncement on the subject
      
    
    
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      , by the way, is actually quite squirmy on the precise nature of the “responsibility” that all states have to help protect suffering populations.  It declares only that countries are “prepared to take collective action, in a timely and decisive manner, through the Security Council … on a case-by-case basis … should peaceful means be inadequate and national authorities manifestly fail to protect their populations.” 
    
  
  
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      Pledging to be “prepared” to take action, however, isn’t the same thing as being 
    
  
  
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       to act, or even 
    
  
  
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       to do so.  (According to the General Assembly, one is apparently also expected to evaluate things on a “case by case basis,” and through the frequently veto-paralyzed Security Council.  This offers everyone lots of chances to demur.)  All in all, to my eye, this so-called “World Summit” proclamation doesn’t really look like more than just another airy U.N. exhortation to do good things. 
    
  
  
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      Nevertheless, R2P is indeed being thrown around by its supporters as a new concept in international 
    
  
  
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       – sometimes by actually by 
    
  
  
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       the General Assembly by ad libbing new phrasing about how “
    
  
  
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        the international community must take stronger measures
      
    
    
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      ” if lesser ones fail.  And that’s where I think R2P advocacy gets out in front of the kind of voluntarist sovereignty we’ve been discussing.
    
  
  
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      To my eye, a voluntarist conception of sovereignty might in certain cases provide what could be called an 
    
  
  
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       to protect – “O2P”? – in the sense that intervening against a dictatorship such as that of Muammar Qaddafi would not be a violation of Libyan sovereignty because that government had no genuine sovereignty to start with.  But it doesn’t follow so clearly that intervening in the internal affairs of a 
    
  
  
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       would be permitted.  (In fact, it might well 
      
    
    
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       be, for that would seem to be a 
    
  
  
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       of its voluntarist sovereignty.)  Moreover, merely delegitimizing the purported sovereignty of dictatorships – that is, making intervention lawfully available against them – is a long way from making it 
    
  
  
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       to intervene.
    
  
  
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      R2P would go much further than simply delegitimizing the claims to sovereignty made by dictatorships.  It would seem to 
    
  
  
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       action where someone needs protection, and would seem – on its face – to be indifferent to whether the target government is one with democratic legitimacy.  I’m not comfortable going so far.
    
  
  
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      Especially given your acknowledgement that it might be immoral not to act to save someone if one has it within one’s power to do so, perhaps you 
    
  
  
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       be comfortable going there.
    
  
  
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      Anyway, R2P is an 
    
  
  
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       norm, and it’s more than just an “airy exhortation” now.  U.N. Security Council 
    
  
  
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        Resolution 1973 
      
    
    
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      authorized intervention in Libya after discussing “the responsibility of the Libyan authorities to protect the Libyan population.”  We’re seeing state practice start to cement the new norm in place.
    
  
  
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      Resolution 1973 certainly talks about 
    
  
  
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       obligation to protect its own people, but I think you’ll search the document in vain for any clear endorsement of the idea that 
    
  
  
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       have a responsibility to protect Libyans, or that such a responsibility allows them to trump Libyan sovereignty.  In the Resolution, the Security Council expressed its “determination” to protect Libyan civilians, but there is not clear that it feels 
    
  
  
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       to do so.
    
  
  
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      Moreover, Resolution 1973 makes clear that the Council remains committed to “the sovereignty, independence, territorial integrity and national unity” of Libya.  You could argue, therefore, that that the Security Council is not declaring an 
    
  
  
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      to Libyan sovereignty on the basis of 
      
    
    
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        some “responsibility to protect,” but in fact 
      
    
    
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        affirming
      
    
    
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       the sovereignty of the Libyan people 
    
  
  
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        as against their government
      
    
    
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        .  (Last week, by the way, 
      
    
    
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          the United States said it would recognize the Libyan opposition
        
      
      
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         as that country’s legitimate government.)  All this may in f
      
    
    
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      act be an endorsement voluntarist sovereignty as I understand it, but it’s not quite what most R2P proponents seem to be talking about.
    
  
  
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      And let’s not forget that Resolution 1973 also declared the situation in Libya to be “a threat to international peace and security.”  That’s what the Security Council needs to say in order to invoke its considerable powers under Chapter VII of the U.N. Charter, but it seems to undercut the idea that Libya is all about the international community’s responsibility to protect Libyans: authorizing intervention on the basis of the existence of a threat to peace and security 
    
  
  
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        between states
      
    
    
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       doesn’t sound much like an argument for the existence of a legal norm of intervention solely on the basis of what’s happening 
    
  
  
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        inside
      
    
    
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       one.
    
  
  
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      I don’t think we’re there yet.
    
  
  
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    *          *          *
  

  
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      <pubDate>Mon, 18 Jul 2011 18:36:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p990</guid>
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      <title>Nonproliferation Multilateralism and its Discontents</title>
      <link>http://www.newparadigmsforum.com/p970</link>
      <description>Note:
The text below was the basis for remarks presented by Dr. Ford to a conference in Berlin on July 7-8, 2011, sponsored by the Christian-Albrechts-Universitat zu Kiel and the Instituto Affari Internazionali.  The meeting took place at the office of the Permanent Representative in Berlin of the Land of Schleswig-Holstein.
Good morning, everyone.  Let me begin [...]</description>
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      The text below was the basis for remarks presented by Dr. Ford to a conference in Berlin on July 7-8, 2011, sponsored by the 
    
  
    
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        Christian-Albrechts-Universitat zu Kiel
      
    
      
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       and the 
    
  
    
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        Instituto Affari Internazionali
      
    
      
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      .  The meeting took place at the office of the 
      
    
      
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                    Good morning, everyone.  Let me begin by thanking our gracious hosts – the 
    
  
  
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    , and the 
    
  
  
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     in Rome – for inviting me.  It’s a pleasure to be back in Berlin, and to have the chance to participate. I hope you’ll allow me to offer my own perspective on multilateralism, as a sometime practitioner and now a policy specialist in the United States.
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                    I.          
    
  
  
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      The False Dichotomy of “Unilateralism” and “Multilateralism”
    
  
  
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                    The last decade has certainly seen more than its share of arguments over multilateralism.  Too often, however, such debates have revolved around crude stereotypes and argumentative straw men erected on the basis of cartoon caricature depictions of the supposed polar alternatives of “unilateralism” and “multilateralism.”
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                    In fact, in the nonproliferation world as it is actually lived, there have been few examples of either absolute “unilateralism” or absolute “multilateralism.”  In the real world, most attempts to address proliferation challenges have fallen in the 
    
  
  
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     portions of the continuum between the purely “uni” and the purely “multi.”  Israel’s air strikes in 1981 and 2007 against the nuclear reactor projects of regional adversaries, or the imposition of U.S. sanctions against Iran long before the U.N. Security Council got involved, are among the rare examples of pure unilateralism.  (Even the reported “StuxNet” computer worm attack against Iran’s enrichment facility at Natanz was supposedly a 
    
  
  
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     effort by Israel and the United States.)  At the same time, while the Conference on Disarmament is impeccably multilateral, its breadth is paralyzing, and if negotiations resume, the outcome will likely be determined by a small subset of members.
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                    Stereotypes aside, almost 
    
  
  
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      all
    
  
  
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     nonproliferation work is “multilateral” to some degree or another.  Put another way, it is 
    
  
  
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     to some extent “
    
  
  
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      uni
    
  
  
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    lateral,” in that it relies upon the efforts of key players or groups of players when it wants to get anything done. This dynamic of working back and forth across the continuum, or combining elements from different points upon it, can be seen in the biggest cases of the last decade or so.
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                    II.          
    
  
  
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      Some Examples
    
  
  
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                    An multilateral weapons of mass destruction (WMD) inspection and sanctions regime mandated by the U.N. Security Council was in place for years in Iraq, but it was also backed up – when Saddam threw the inspectors out in 1998, for instance – by U.S. (and British) airpower.  The invasion of 2003, moreover, was undertaken not “unilaterally” but famously by a “coalition of the willing,” though most of the 46 nations supporting the operation did not, in truth, contribute much to its execution.
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                    Interestingly, during the last decade of international efforts to address the North Korean nuclear challenge, it has been 
    
  
  
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     objective to persuade the United States to work things “unilaterally” – that is, by means of a deal struck directly between the Washington and Pyongyang.  After the discovery of the North’s uranium weapons program and the DPRK’s subsequent withdrawal from the Nuclear Nonproliferation Treaty (NPT), however, 
    
  
  
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      Washington
    
  
  
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     insisted upon a multilateral approach.
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                    The notably multilateral International Atomic Energy Agency (IAEA) addressed the DPRK issue in 2003, referring the matter to the U.N. Security Council.  After the Council found itself paralyzed, the United States pursued a 
    
  
  
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     multilateralism in the form of the Six-Party Talks.  In turn, after continuing North Korean provocations and weapons development collapsed those talks, the venue shifted back to a broader forum, with the advent of stronger sanctions from the Security Council.
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                    None of these efforts have been conspicuous by their success in stopping DPRK proliferation, of course, but the international community has indeed shown great flexibility in varying the mix of “lateralisms” it has tried to apply.  Indeed, some of the measures most effective in pressuring North Korea have been what one might call “multilateralized unilateralism” – such as the use of national sanctions, individually applied but informally coordinated, supported to some extent by Security Council legitimation, and backed up by the often-collaborative work of national militaries, police forces, and intelligence services to interdict proliferation-related transshipments.
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                    Iran has also been a mixed case, with nonproliferation responses ranging from individual national sanctions – and, allegedly, “bilateralist” cyber-attacks – to more broadly multilateral approaches undertaken through the IAEA and the Security Council.  With Iran, it was the Americans who insisted upon working through these formal international institutions.  Ironically, it was the Germans, British, and French who undercut this very broadly multilateralist effort when, in an example of what might be called 
    
  
  
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     “unilateralism,” they cut a side deal with Iran that deliberately delayed Council consideration for some years.  More recently, negotiations with Iran have been led by a group of six countries – alternatively called the “P5+1” or “EU3+3” – but Iran’s rejection of these overtures brought the matter to New York after all, and has led to sanctions.
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                    In 2003-04, the United States and the United Kingdom worked closely together on the verification and elimination program that dismantled Libya’s weapons of mass destruction (WMD) programs, but this was a cooperative effort – and indeed one undertaken as a trilateral project, in collaboration with the Libyans themselves.  It was also an effort predicated upon the signals then being sent by the invasion of Iraq, for it was no coincidence that the secret negotiations that led to the Libyan relinquishment of WMD began in March 2003, on the eve of the Iraq War.  (As Muammar Qaddafi 
    
  
  
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     it had seemed clear to him at that point that “if you built a nuclear bomb you would get in big trouble.”)
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                    Broader and less country-specific international nonproliferation steps have also employed various complicated “lateralisms.”  The Security Council has, for instance, required all states to take specified measures against the proliferation of WMD, their means of delivery, and related materials.  The Proliferation Security Initiative (PSI) is not a formal organization with a fixed membership at all, but is rather an informal network of like-minded states seeking to better coordinate the exercise of 
    
  
  
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     power and authorities.  Last year, a highly multilateral “Nuclear Security Summit” was held in Washington to encourage governments to improve 
    
  
  
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     efforts at securing fissile materials.  Meanwhile, diplomats have worked to persuade counterparts to impose more national sanctions against Iran.
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                    And these are just some of the latest innovations.  Older organizations and approaches also play important roles.  The Nuclear Suppliers Group (NSG) operates as something of a suppliers’ cartel, limiting the spread of weapons-facilitating technologies by urging members to abide by transfer restrictions keyed to a “trigger list” of dangerous items.  The Missile Technology Control Regime (MTCR) is another multilateral effort to articulate and encourage compliance with a set of best practices.  Individual national programs have also existed to address aspects of the proliferation threat, such as the impressive work done by the so-called Nunn-Lugar (a.k.a. Cooperative Threat Reduction) program for securing fissile materials in the former Soviet Union – a foundation upon which the more multilateral Global Initiative seeks to expand elsewhere.
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                    Clearly, therefore, the nonproliferation world defies simplistic polarities between “unilateral” and “multilateral.”  The politicized stereotype of “unilateral” versus “multilateral” is a conceptual straightjacket that impedes constructive thinking about policy possibilities.  The key to nonproliferation policy is what 
    
  
  
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     of measures to employ – taking advantage of the strengths of multiple approaches by using them to overlap and reinforce each other, and not being afraid to innovate.  These choices are 
    
  
  
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     mutually exclusive, and it is not an intrinsic betrayal of some imagined multilateral ideal to employ more restrictive – or even unilateral – measures toward critical goals.
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                    What I’m really arguing for is an approach that looks to effectiveness as its guiding star, and avoids getting hung up on the politics of whether something is labeled as “uni” or “multi.”  There is nothing any more intrinsically problematic about 
    
  
  
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    lateralism than there is about 
    
  
  
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    lateralism; neither is an objective in itself, and both are simply tools with which to advance the broader policy goal of nonproliferation.
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                    One might be tempted to call such an approach one of seeking “effective multilateralism,” but I dislike that phrasing for two reasons.  (I know the phrase is 
    
  
  
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     but I mean no disrespect here.  I cannot speak much to its usage here in Germany, and refer now only to what I think I’ve seen in Washington.)   First, it seems to imply the impropriety of 
    
  
  
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     measures – whereas in the real world individual national steps can powerfully contribute to nonproliferation when used wisely.  So although it tips its hat to effectiveness, I think the catch phrase “effective multilateralism” begins on the wrong foot, by trying to lock us into a mistaken and constricting intellectual framework.
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                    I also dislike the phrase because it has become a politicized mantra in some modern usage, being used not so much to describe a policy keyed to real effectiveness but as a marketing tool for 
    
  
  
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     policies predicated upon a nervousness or embarrassment about showing leadership.  Multilateralism has shifted from being seen as “just” a policy choice directed toward broader goals to being an end in itself.  It seems to have become an article of faith in the current U.S. administration, for instance, that fidelity to the prefix “multi” is of such importance that actual nonproliferation 
    
  
  
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     – which apparently feels a bit too pushy and “uni” for contemporary sensibilities – is to be avoided.
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                    In the words of one Obama Administration official, Washington is now fixated on the oxymoronic idea of “leading from behind.”  
    
  
  
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      As two of my Hudson Institute colleagues have recently pointed out
    
  
  
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    , this approach builds upon the writings of people who subsequently became senior administration advisors.  The idea is that the United States should “lead through self-restraint,” and that the key to foreign policy success is a sort of apologetic self-abnegation.  It assumes that 
    
  
  
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     are perhaps the most important obstacle to progress in the world, and that all will be well if we simply acknowledge this and ask forgiveness.  Anything that smacks of self-assertiveness, or a claim to any role above and beyond those played by other states, is part of the problem.
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                    On a good day, such approaches are largely just a rhetorical gloss – the proverbial spoonful of sugar that helps the medicine go down, sprinkled for public consumption over policy choices arrived at for more conventional reasons, of problem-solving effectiveness.  On a bad day, however, such approaches amount to an almost narcissistic conceit, coupled with magical thinking, that expects the world miraculously to achieve a more secure and harmonious order as 
    
  
  
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     bask in the post-confessional glow that comes from taking its sins upon our own shoulders and obtaining its forgiveness.  (As you can see, by the way, this is only a pseudo-humility, for its self-absorbed assumption is still that 
    
  
  
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     hold the key to solving the world’s problems.  It’s still 
    
  
  
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                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Nonproliferation and the Ideology of 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        “Multi”
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Now, this is not the place to explore the breadth of the foreign policy issues these ideas raise, but they bear on nonproliferation quite directly.  Where there has remained hard-nosed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      continuity
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in U.S. policy from previous administrations, this continuity seems to have been felt embarrassing, and has had to be hidden behind smokescreens of politically correct and self-abasing rhetoric.  And even where support for specific policy positions remained unchanged, the quality of forward-leaning 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      leadership
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     seems itself to have become suspect.  Today, what passes for leadership is too often to continue some aspects of past approaches only quietly or even surreptitiously, while investing our 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      real
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     political capital in displays of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -leadership.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Where once a U.S. president might have been proud to press his counterparts into undertaking a new effort actually to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      challenging
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      things together
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     against proliferation threats, for example, the most important new initiative of late has been a showy summit in Washington at which participants were simply exhorted to go back home, do better on their own at securing fissile materials, and come back in a couple of years to talk about it.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Another signal success is said to be in getting agreement on a Final Document at the 2010 NPT Review Conference (RevCon).  But simply 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      getting
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     an agreement, rather than its substance or its impact, was the objective of U.S. diplomats, and the congeniality of that meeting is boasted of still – being attributed to American 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      mea culpas
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     on nuclear disarmament and promises to move ever more quickly toward “zero.”  These, we were told, constituted the magic ingredient that will turn the proliferation tide.  (Ironically, by the way, we were expected 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      here
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , at least, to lead boldly from the front.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If it were clear that all this masochisto-messianic posturing had actually helped curb proliferation threats, I suppose one could at least make an argument for it on problem-solving grounds. Unfortunately, however we do not seem to have gotten much nonproliferation progress for all our leadership-abjuring, multilateralist enthusiasms – not to mention our willingness to make concrete changes in our nuclear force posture.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the NPT RevCon itself, we were indeed praised for our self-criticism exercise on disarmament, and others were happy to join us as we urged 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ourselves
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to do more to make up for past perfidies.  Participants did not seem to think it so important, however, to say anything about the Iranian proliferation challenge – the shadow of which hung over the event all the while.  What 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     recently been done multilaterally on Iran, moreover, we owe to the Iranians themselves, whose provocations outraged many countries, and essentially 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      embarrassed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Russia and China into withholding their Security Council vetoes.  (Moscow and Beijing, at any rate, are unlikely to have been swayed by U.S. praise for a world in which they would have no more nuclear weapons.)  And even with these new sanctions, Iran seems today quite unfazed, and now even triumphalist about its program’s allegedly irreversible advancement.  From a problem-solving perspective, we seem no nearer nonproliferation success than before.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Nonproliferation, Multilateralism, and Leadership
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So why do I harp on these points to an audience of Europeans?  Because I would urge you, in pondering the lessons of “effective multilateralism,” to focus only on the “effective” part and not let the ideology of “multi” entrap Europe, too, in a political philosophy of leadership abstention.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    History suggests that whatever one’s preferred policy choices along the continuum of “lateralisms,” essentially 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nothing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     happens unless someone is willing to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      lead
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Nonproliferation efforts do not emerge spontaneously from quantum fluctuations in our international environment.  Such things are always the result of choices by a many countries – and, significantly, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      hard
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     work by a few critical players.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The distribution of this work can obviously vary.  On occasion, nonproliferation is usefully advanced by the development and articulation of norms.  A more “multilateral” sort of multilateralism can sometimes work well for these purposes.  Even in such efforts, of course, very little happens without a few key players taking the reins, but nonproliferation norms usually seem more authoritative and persuasive to the degree that they are the product of broad deliberations by a great many participants.  It is also often easier to get big crowds of players to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      agree
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     on things at the relatively abstract level at which general norm-articulation or rule-creation frequently occurs.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But more is needed, and such standards are really only useful to the extent that they change behavior.  When it comes to the challenge of getting players to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      follow
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nonproliferation norms, heavily “multi” multilateralisms have a checkered track record.  Massively multiplayer institutionalized approaches face collective-action problems in undertaking the concrete conceptual, diplomatic, economic, and (occasionally) military heavy lifting of compliance assessment and enforcement.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Doing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     things is harder than 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      saying 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    things – and when nonproliferation effectiveness actually requires countries to shoulder burdens, bear costs, and take risks, people suddenly discover that the right person to do the hard work is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      someone else
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , or that they aren’t so sure there’s really a violation after all, or that it’s important to give “less provocative” approaches more time to work.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And here is where fear of leadership, and exaggerated deference to the “multi” in multilateralism, can lead to trouble, because when it comes to such heavy lifting, if 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      someone
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     doesn’t take the bit in their teeth to ensure that something gets done, nothing will.  Approaches that tie responses too tightly to massively multiplayer consensus and find forward-leaning leadership to be distasteful tend to do too little, and to do so too late.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this respect, alas, history will probably remember Iran as an illustrative case. Perhaps more pressure, earlier, might have helped.  After all, some U.S. intelligence officials believe that Iran halted weaponization work in mid-2003 when pressure was building at the IAEA to take Iran’s safeguards violations to the Security Council.  One shouldn’t exaggerate this, of course, because it’s also true the most important aspects of Iran’s nuclear weapons effort – the development of fissile material production capabilities – continued apace, and because by most accounts weaponization work has long since resumed.  But the episode suggests that Iran is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     impervious to pressure, and that in 2003, at least, there may have been some opportunity to elicit further change by turning up the heat.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As it turned out, however, the multilateral institutions of the IAEA Board and the Security Council have proven unable to put pressures upon Iran sufficient to elicit the desired change at the time each set of pressures was applied.  Consensus-building for such measures is slow, and it has had to chase a moving target.  At each juncture, what might have worked 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      at that time
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     was not yet politically saleable, and what 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      was
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     saleable proved insufficient.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      responsive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     collective action in the face of emerging threats, one needs to be able to rely upon a smaller group of more interested, more like-minded, and more motivated players.  If this is “multilateralism,” it is a peculiar kind – perhaps one might think of it as a cross-breeding of the “uni” and “multi” archetypes, trying to partake of the perceived legitimacy of broad-based efforts as much as possible, but with the responsiveness that is usually possible only when actions are led by a few.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    VI.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Europe the Future of Nonproliferation Leadership
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                    
  
  
    And that’s why I’m beating this drum before this mostly European audience.  Effective nonproliferation requires leadership, and this requires leaders.  Washington presently seems disenchanted with leadership, though I think and hope that this can be changed.  But Europe, too, has a role to play.  When they act together, the countries of the European Union (EU) can be a formidable force – at least in economic and diplomatic terms.  Yet actually 
    
  
  
                    &#xD;
      &lt;em&gt;&#xD;
        
                      
    
    
      playing
    
  
  
                    &#xD;
      &lt;/em&gt;&#xD;
      
                    
  
  
     a major role requires being able to act decisively.
                  &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One worry for the future, in the context of this conference, is thus whether the EU may increasingly be precluding itself from making effective contributions to nonproliferation in the “heavy-lifting” arena of responsive action.  To be sure, EU member governments still retain a good deal of individual freedom of action in some regards – and indeed much EU policy still seems to be made at the initiative of two or three big players, who drag the others along – but this flexibility may be diminishing.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When I was in government, I would occasionally sigh to European counterparts about how difficult it was to get policy documents cleared through the U.S. interagency, fretting not just about delays but the vapid, lowest-common-denominator positions that can result.  My European friends would laugh at this, however, saying I should be thankful I didn’t have to get things through the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      EU
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     clearance process.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I fear that the more success the EU has in requiring a common “European” position, the more it will internally replicate the collective-action problems that have plagued other broadly-based and institutionalized multilateralisms.  This would be a double shame, first because it would be a missed opportunity for EU to contribute to effective nonproliferation 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as a leader
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , and second, because rigid coordination would preclude the contributions that some members could make individually.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    My vision for effective nonproliferation is neither multilateral 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nor
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     unilateral.  It is of an admixture of measures along the continuum between “uni” and “multi,” at varying degrees of institutional formality, and improvisationally adjusted as circumstances demand.  Achieving and maintaining an effective mix, however, is a leadership challenge requiring a small number of like-minded players with sufficient stature, weight, and will to lead.  It would be tragic if we failed to shake off ideological fixations that make such leadership suspect – or if Europe were institutionally to hardwire itself into a posture that precludes that kind of role anyway.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 12 Jul 2011 17:32:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p970</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>On Sovereignty</title>
      <link>http://www.newparadigmsforum.com/p964</link>
      <description>Today is July 4, the anniversary of the signing of the U.S. Declaration of Independence in 1776, the date upon which my country asserted its own distinctive claim to sovereignty and repudiated British claims over us.  This particular July 4, moreover, occurs in a summer marked by headlines about Greek street protests over that country’s [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Today is July 4, the anniversary of the signing of the U.S. Declaration of Independence in 1776, the date upon which my country asserted its own distinctive claim to sovereignty and repudiated British claims over us.  This 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      particular
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     July 4, moreover, occurs in a summer marked by headlines about Greek street protests over that country’s purported loss of sovereignty in the ongoing Euro crisis, stories recounting complaints in Pakistan about alleged violations of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      its
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sovereignty by the U.S. special forces troops who recently killed Osama bin Laden near Islamabad, and continuing American grumbling about being “owned” by the Chinese creditors who have bankrolled our fiscal excesses by purchasing U.S. Government bonds.  With such discussions of national sovereignty in the news, and on the occasion of America’s birthday, it’s worth thinking a bit more deeply about the concept.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    “Sovereignty” is an enormously powerful – even talismanic – term in modern global politics.  Violations of it are considered, in effect, the ultimate international offense, with the result that the invocation of impugned sovereignty is a potent way to rally one’s population in fits of righteous indignation.  And indeed, if properly understood, sovereignty 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     quite precious.  But sovereignty is one of those things about which more is often said than thought.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At one level, international law might seem reasonably clear about what sovereignty means.  Sovereign states are the basic constituent units of the international system, as traditionally conceived.  They are the actors that make treaty law, and whose behavioral choices constitute the “state practice” that contributes to the development (or decay) of customary international legal norms.  Sovereign states, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     they are sovereign states, also have their own “internal affairs” – a category of things that are, in effect, their own darn business to run as they please – and all states are generally enjoined not to “interfere” in the internal affairs of any other state.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The usual debates one hears over the concept of sovereignty, however, consist principally of arguments over over its limits, or its future.  In today’s economically and electronically interconnected world, for instance, what constitutes impermissible “interference” in another’s affairs?  When do events in one sovereign state rise to the level that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     states acquire an interest in them sufficient to legitimate some sort of intervention?  To what extent can the concept of sovereignty be invoked to fend of criticism of human rights violations or other abuses?  Can (and should) countries “pool” sovereignty – or at least aspects of it – in collective institutions such as the European Union?  To what extent do particular territorial entities not presently enjoying “national sovereignty” have a legitimate claim to it?  Is the concept of sovereignty still deservingly a cornerstone of international affairs, or is it becoming, as some would have it, obsolete?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Usually lost in such discussions, however, is a more serious consideration of where sovereignty really resides, and the deep implications thereof.  For practical purposes, we usually treat sovereignty as almost a byproduct of the process of state recognition, about which I had more to say in 
    
  
  
                    &#xD;
    &lt;a href=" http://www.newparadigmsforum.com/NPFtestsite/?p=923"&gt;&#xD;
      
                      
    
    
      my previous NPF posting
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  If we are willing to treat something as a state, in other words, we are generally willing to accept its ruler as speaking for that state – even when we decline to engage in diplomatic relations with him – and we are willing to accept that this state enjoys the attributes, whatever they may be, of national sovereignty.  Conceptually and morally, however, a lot can be hidden behind these simple statements.  Let’s try to unpack the baggage a little.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Who
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     has sovereignty?  The reflexive answer – implicit, of course, in the term “national sovereignty” itself – is simply that the “nation” has sovereignty.  And here you presumably begin to see the problem.  It’s easy enough to opine that sovereignty is the result of national self-determination, but what counts as “determination,” and what the relevant national “self” is for such purposes, can be quite problematic.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Early European conceptions of nationalism tended to presuppose a sort of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk-territorial
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     identity predicated upon an allegedly “natural” and ineradicable connection between some particular group of people and “their” land.  Through this prism, self-determination and national sovereignty were fairly straightforward: each “people” deserved its own state, which would in turn become the natural and inevitable vessel for sovereignty.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The hard part, of course, was determining which “people” counted, and which did not.  No small amount of blood has been shed over such disputes over the years, and – much 19th and 20th-Century ethnographic, pseudo-historical, and ideological claptrap aside – no one has yet made a very convincing case for such 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism on natural grounds.  I pick no quarrel with the ancients’ insight that man is a social animal, but it is a great leap to go from the inarguable fact that humans tend to form groups to the assumption that any 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      particular
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     set of inter-group frontiers is natural or inevitable, especially across long stretches of time.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Even on the best of days, such nationalism is a breezy construction: a program of whipping up “us/them” feelings and of legitimating them (and an associated political agenda) by projecting such identity concepts backwards in time upon the misty past.  Not for nothing do sociologists and historians speak of the “invention of tradition,” and of nations as “imagined communities.”  Such identities are “imagined” not because they cannot be heartfelt – for they are quite capable of being 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – nor because they are necessarily entirely fictitious.  Rather, they are “imagined” because not a single one of them has ever been as stable, as deeply rooted, as noncontingent, as uncontested, and as historically “natural” or permanent as it has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      felt
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     itself to be.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The world certainly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      does
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     have many large blocks of people in it who share pronounced cultural, linguistic, and other traits and affinities, and who feel themselves to be the same “people.”  Such identities often say more about their proponents today, however, than about their ancestors’ feelings in days of yore.  The importance of any particular asserted “us/them” frontier – and the choice of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      which
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     group boundary to invest with 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      what degree
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of salience – changes over time, as any look at European history will show.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     conceptions of national sovereignty assume that one particular delineation of group identity is both natural and inevitable, that this is the most 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      important
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     type of identity, and that it will remain so essentially forever.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Clearly, this approach has profound problems, not the least of which is conceptual incoherence.  I do not refer to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism’s track record of encouraging and justifying all manner of inhumanity and aggression vis-à-vis “them”-groups, both within asserted “national” frontiers and across them, though that record is grim indeed.  My point is that even if 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    nationalism 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      hadn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     had such a long and creepy history, it just doesn’t make that much 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      sense
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nationalist concept only really works, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as a concept
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , for those in the thrall of some kind of racial or ethnographic essentialism.  Think, for example, of the 18th-Century Prussian philosopher Johann Gottfried von Herder (1744-1803), for whom all humans inherently existed in discrete, bounded, defined, and implicitly unchanging clumps known as “nations,” each of which deserves its own sovereignty.  (He was principally concerned with the Germans, but the point was a more general one.)  If you buy the essentialist assumption – and we all, of course, know where 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ended up in his country in the first half of the last century – the conclusion follows reasonably naturally.  For those with eyes open wider to the malleability and contingencies of identity in the real world, however, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism cannot but seem deeply flawed, not to say potentially dangerous.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There is, however, an alternative vision of self and sovereignty – a less historically presumptuous but no less compelling conception of identity, in which politically-salient selfhood is not ancient and “natural” in its delineation, but in fact quite the opposite, being instead 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      chosen
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     on an ongoing basis.  One might call this 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      voluntary
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism, to distinguish its contingency from the claimed historical “inevitability” of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk-
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    nationalist conceptions.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whereas 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism tends ahistorically to presume the naturalness both of a particular group and of that group’s umbilical connection to some special plot of land that its members have a right to claim as their own, voluntary nationalism is, at a fundamental level, quite relaxed about the past – and even about boundaries.  In theory, at least, a voluntary nationalist should view both expansion and secession with relative equanimity.  If the population of a particular territory wants to join with that of another territory in order to exercise “nationhood” together rather than separately, that should be fine.  If a sub-territory of an existing state wishes to head off on its own, that should be fine too – provided, in both cases, that these decisions are freely made by the populations in question.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, given such conditions of democratic choice, a voluntary nationalist should have no objection, in principle, whether contemplating a world of diverse nation-states, or a single global government.  Where freely chosen, neither alternative – nor intermediate or hybridized positions, such as ideas of “pooled” sovereignty – should be, for him, philosophically offensive as an affront to “national” self-determination, because the salient “nation”-self is something that human populations get to define for themselves as a part of democratic self-governance.  (Different options may be more or less wise and more or less practicable under the circumstances, of course, but those are entirely different questions.)  Ascertaining the “right answer,” in other words, is an empirical matter, not one knowable 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      a priori
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     on the basis of historical or ethnographic assumptions, and it is one that may change over time as conceptions of selfhood evolve.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There is much, I think, to be said for the voluntarist conception.  Most importantly, it partakes of a democratic legitimacy that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism cannot coherently claim because the latter doctrine rests upon an ahistorical claim of naturalness and inevitability for political self-identities that are in reality malleable and contingent.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism offends against both “self” and “determination,” as it were, by misconstruing the nature of identity and by fixing one particular type of it in place over time, without acknowledging – or deferring in any ongoing way to – the degree to which the politically-salient aspects of identity are “real” only insofar as they are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      felt
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If status as a nation is to be considered legitimate, I believe, it has to root itself in democratic choice.  (Note, of course, that a voluntarist conception is not opposed to people who strongly feel a sense of shared “national” identity, and who happen to live together in a particular area, deciding to act on these feelings and choose nationhood for themselves.)  The voluntarist conception offers a more coherent answer to the conceptual problems raised by “self-determination” in the modern world – providing a good answer both to the question of “self” 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to the question of “determination.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    How do these competing concepts play themselves out in the real world?  Think of the example of the challenges of mid- and late-20th Century European decolonization, and the travesties of dictatorship or one-party rule that the decolonization process sometimes created.  As all too many 20th-Century leaders approached these issues for many years, widely-held assumptions powerfully tinged by 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nationalist ideology contributed to anti-imperial conclusions that the main injustice of the colonial era was “foreign” domination of one “people” by another – rather than, say, the degree to which populations were ruled without their consent within 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     particular set of frontiers.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If the problem wasn’t 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      unchosen
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     rule 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , but instead “
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      alien
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ” rule, the solution seemed simple: decolonization would provide “independence” for subject “nations” as part of a process of “national liberation.”  The geographic divorce between colonial and colonized peoples was morality obligatory precisely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     each was, one might say, axiomatically an “Other” to the other.  Decolonization, indeed, was felt obligatory essentially 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      only
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     because of this, for it was prized 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      irrespective
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of its actual outcome from the perspective of democratic governance.  As it turned out, the tyrannies of colonial masters were often simply replaced by local ones, but this was apparently not so important.  It was the “nation” that was to be “liberated,” not necessarily the poor unfortunates living there.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This was no real victory for the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nationalist paradigm, moreover, for it was far from clear that many of the resulting units were really “nations” at all, or at least not in the sense that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volkism
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     expected or demanded.  As an imported European-derived organizing principle for a largely emotional anti-European groundswell, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism had succeeded in producing a distaste for “alien” domination.  But while colonial populations might have been united in dislike of their foreign rulers, this is not nearly the same thing as making a real “nation,” particularly after the colonialists had gone.  The travails of post-colonial politics in some regions of the world – with arbitrary frontiers, ethnographic groups alternatively clumped together unwillingly or divided capriciously – have been well-remarked over the years.  From the perspective of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalist pretensions, great swathes of the post-colonial world were a laughable mess.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It didn’t always 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      have
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be a mess, however, and indeed post-colonial rulers have tried to create distinct “selfhoods” among the peoples living with in the frontiers they inherited as the European colonial empires retreated.  But for this to work, and to be acceptable as a basis for real “nationhood,” one pretty much has to give up the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nationalist perspective.  These countries might 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      become
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimate “nations,” but they had no real ability to project this nationhood backward upon history in a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ist European-style project of retrospective collective imagination.  Instead, the post-colonial world’s imagined projecting was to be principally 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      forward
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    : in building a genuine nation, one might say, where no such thing had existed before – or at least not within 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      those
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     particular frontiers.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Doing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      this
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , however, requires one to escape the conceptual straightjacket of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nationalist theory and embrace a more voluntarist concept – which is, at its core, about projecting a felt identity 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      forward
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in time, by adopting it as a framework around which to orient future decision-making.  As the framers of the U.S. Declaration of Independence demonstrated, voluntarist national identity does 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     require any antecedent sense of separateness.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Their
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     revolution, after all, was not the expulsion of an alien British  “Other,” but in fact grew out of a sense of grievance that London had so offended against the colonists’ rights 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as Englishmen
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that continued political cohabitation was no longer tenable.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the context of 20th-Century decolonization, moreover, voluntarism also provides a better answer – both morally and practically – than the conceptual confusions of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalism and the problems to which 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volkist
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     myopias helped give rise in the developing world.   Unless one posits some mystical national selfhood that exists and functions independently of popular choice, it is hard to find progress merely in the replacement of a “foreign” tyrant by a local one.  To my eye, decolonization on 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ist grounds thus has little to recommend it.  But the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      voluntarist
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     conception of sovereignty in no way requires one to give up the idea of decolonization; indeed, it can claim for itself a much 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     profound ideal of “national liberation” than can the sort of shallow essentialism that would justify simply swapping a home-grown autocrat for one born somewhere else.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A voluntarist approach to decolonization would start from the assumption that no one 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      anywhere
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , either in overseas colonies 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      or
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in the far-off metropole itself, should be governed by a ruler he has not participated in choosing.  Through this prism, the principled basis of decolonization, therefore, is not the fact that colonial rulers were a different “people” 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     but the fact that colonial subjects were denied democracy – that is, that their colonial overlords refused these populations their right to chose who ruled them.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There is no need for imagined communities of axiomatic ethnographic continuity, much less for theories of decolonization that run afoul of internal inconsistencies (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , the lack of a suitable pre-existing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ) and suffer from profound democratic and humanitarian deficits (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , the absurdity and immorality of making oppression seem legitimate when is undertaken by someone of one’s own color or geographic origin).  To my eye, decolonization – and indeed, more broadly, national sovereignty itself – only really makes sense when it can be grounded in choice, which is to say, voluntarism.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But here’s the rub.  It stands to reason that one only deserves “national sovereignty” if one is a “nation,” but in the voluntarist conception, as we have seen, this legitimacy derives from democratic consent.  One is not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a nation unless and until one’s population has so agreed.  This has potentially radical implications for questions of politics and law in today’s world, inasmuch as it is rather hard to say that dictatorial regimes meet this criterion.  After all, the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      people
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , not the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      government
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , is the locus of sovereignty.  If you aren’t in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nationalist business of simply presuming your conclusion by positing the existence of a “nation” at the outset, however, you can’t really know whether a population considers itself to be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sort of “self” unless you ask.  And asking people for permission to represent them is not something that dictators commonly do.  For the committed voluntarist, therefore, the message would seem straightforward, though hardly simple to operationalize: 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      no democracy, no sovereignty
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    From a voluntarist perspective, many of those post-colonial governments discussed above have thus 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      still
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     not acquired either nationhood 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      or
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sovereignty.  Nor, by this standard, can many longer-established countries in the world today – including some notably big and powerful ones – really be considered legitimate sovereign states.  It may be possible to get by, for many purposes, with concepts of “deemed” nationhood and sovereignty analogous to the “deemed legitimacy” of state and government recognition I discussed in 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=923"&gt;&#xD;
      
                      
    
    
      my previous NPF posting
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  (In a concession to the exigencies of day-to-day diplomatic life, for example, one might 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      deem
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the politico-territorial 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      status quo
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in such places to be nation-like 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      enough
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to do business with it.  A state the population of which had relatively recently demonstrated a felt nationhood by democratic means, but which had subsequently lapsed back into autocracy, might also be accorded real legitimacy and sovereignty 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as a nation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – even if its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      government
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     could be given no more than a shallow sort of expeditious 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      deemed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimacy.)  This might be enough to let most of the world keep functioning much as it does today, on the surface at least, but this would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be the same thing as conceding genuine sovereignty.  One should not lose sight of the distinction.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I do not pretend that voluntarist conceptions would be easily applied in the real world.  Indeed, they would seem to raise important questions.  Operationalizing a voluntarist conception would still require struggling with many of the troubling practical problems seen, for instance, during the decolonization period, but which also remain important today.  How should one handle the geographic interpenetration of populations having differing or antagonistic national self-identities, for instance?  It is possible to strike some balance between effective organizational consolidation and fissiparous Balkanization?  From Turkey to Sri Lanka, from China to India, and from Burma to Sudan, such questions are very much with us four decades after the suppression of the Biafran or Katangan rebellions.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Those challenges are well known, but there are also broader ones related to the operation of law and politics among existing units of the international system.  It’s easy to speak of a distinction between democracies and governments that do not derive their authority (and ability to speak for a “nation”) from democratic consent.  The world is a complicated place, however, and seldom offers us such crisp dichotomies in practice.  How would one draw a line between those governments that deserve to be considered truly sovereign, and those that do not?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Moreover, even if we were to adopt a prudential doctrine of “deemed sovereignty” that would permit the continuation of many sorts of “normal” interactions even with tyrannies, the “no democracy, no sovereignty” maxim might have important implications when brought, recursively, back into contemporary diplomatic and legal debates about the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      limits
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of sovereignty.  In discussing whether (and when) concepts of “non-interference” rooted in national sovereignty might need to be displaced by norms permitting outside intervention, for example, a voluntarist might conclude that the right answer should 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      differ
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     depending upon whether one is talking about a democracy or a dictatorship.  (If it is offensive to transgress against someone else’s sovereignty, after all, it is perforce more egregious to meddle in the internal affairs of a democracy than in those of a dictatorship, because it is only the former that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     real sovereignty to begin with.)  Indeed, “internal” denials of popular (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , democratic) sovereignty might 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      themselves
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     provide some justification for outside involvement, perhaps precisely in order to give 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      support 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to genuine national sovereignty.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Conceptually and practically, the voluntarist conception of sovereignty is clearly a strong brew.  It is difficult, however, to defend the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nationalist alternative, and it is hard to deny the logic of grounding the exercise of power – both 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      by
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a sovereign state and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as against
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     others (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , in invoking the doctrine of “non-interfernce”) – in anything other than democratic consent.  True sovereignty lies with the population of those who are governed, without whose agreement to this state of affairs all our high-minded talk of sovereign rights and non-interference begins to look like a mere rationalization for, and enabler of, rank despotism.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If there is a lesson of July 4, it has to do with the indissoluble link between sovereignty and legitimacy grounded in democratic consent.  This is not an easy pill to swallow, for it has potentially dramatic implications for politics and international law in today’s world.  If we wish to have a coherent and consistent conception of nationhood upon which to found the inter-national system of modern geopolitics, however, we may have to swallow it all the same.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 04 Jul 2011 14:22:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p964</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Law, Legitimacy, and Libya: Tyrants and Customary Law</title>
      <link>http://www.newparadigmsforum.com/p923</link>
      <description>Muammar Qaddafi – a warrant for whose arrest for war crimes was issued yesterday by the International Criminal Court – needs little introduction.  He took over as Libya’s dictator in a 1969 coup, and has ruled with an iron fist ever since – imprisoning and torturing political prisoners, assassinating exiled opposition leaders, supporting (and engaging in) international [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Muammar Qaddafi – a warrant for whose arrest for war crimes was 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/national/national-security/international-court-issues-gaddafi-arrest-warrant/2011/06/27/AGlAZKnH_story.html"&gt;&#xD;
      
                      
    
    
      issued yesterday by the International Criminal Court 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – needs little introduction.  He took over as Libya’s dictator in a 1969 coup, and has ruled with an iron fist ever since – imprisoning and torturing political prisoners, assassinating exiled opposition leaders, supporting (and engaging in) international terrorism for decades, and for some years also endeavoring to build nuclear weaponry in violation of his country’s obligations under the Nuclear Nonproliferation Treaty.  He is one of the longest-serving rulers in the world.
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Sometime over the past few months, however, a number of influential leaders around the world suddenly decided that Muammar Qaddafi has no “right” to rule Libya.  As the Libyan civil war erupted, U.S. Secretary of State Hillary Clinton 
    
  
  
                    &#xD;
    &lt;a href=" http://www.youtube.com/watch?v=ml9EIgtpBlM&amp;amp;feature=related "&gt;&#xD;
      
                      
    
    
      declared in February
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     that “[i]t is time for Qaddafi to go.”  
    
  
  
                    &#xD;
    &lt;a href="http://www.youtube.com/watch?v=36F9KVpYrSo&amp;amp;feature=related"&gt;&#xD;
      
                      
    
    
      Addressing the United Nations
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , Clinton averred that his regime’s attacks upon the Libyan people “are unacceptable and will not be tolerated.”  Accordingly, she proclaimed, “Qaddafi has lost the legitimacy to govern.”  Not to be outdone, her boss, President Barack Obama, 
    
  
  
                    &#xD;
    &lt;a href="http://www.youtube.com/watch?v=_x1e30_wyLk"&gt;&#xD;
      
                      
    
    
      declared a few days later
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that, indeed, “Muammar Qaddafi has lost the legitimacy to lead, and he must leave.”
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    By the end of May, this had become something of a chorus, with a 
    
  
  
                    &#xD;
    &lt;a href="http://www.guardian.co.uk/world/2011/may/27/g8-gaddafi-libya-russia"&gt;&#xD;
      
                      
    
    
      joint communiqué by the leaders of the G-8 countries
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – Canada, France, Germany, Italy, Japan, the United Kingdom, the United States, and Russia – stating that Qaddafi and his government “have failed to fulfill their responsibility to protect the Libyan population and have lost all legitimacy.”  To drive the point home, Russian President Medvedev’s envoy to Africa 
    
  
  
                    &#xD;
    &lt;a href="http://freevideo.rt.com/video/7638"&gt;&#xD;
      
                      
    
    
      told the press
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that Qaddafi had lost his “moral right” to govern Libya.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    Leaving aside all the easy and frequently-heard criticisms of these proclamations – after all, there are quite a few other dictators and dictatorships also guilty of massacring their own people, though one has yet to hear the G-8 complain much about most of them – it is surely correct to state that Qaddafi has no moral right to govern Libya.  How remarkable it is, however, to assume that he ever 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      had
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     one in the first place.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In fairness, such luminaries’ implications that Qaddafi once 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      did
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     have any sort of “legitimacy” isn’t entirely fantastical.  Morally distasteful, yes.  But it is true that international law has for many decades now struck a kind of Faustian bargain with expediency, in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      deeming
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     all sorts of brutes and strongmen to be the legitimate rulers of their countries because it seemed too problematic to do otherwise.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The classic formulation of international standards for the existence of state may be found in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.molossia.org/montevideo.html"&gt;&#xD;
        
                        
      
      
        Montevideo Convention on the Rights and Duties of States
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.molossia.org/montevideo.html"&gt;&#xD;
      
                      
    
    
      ,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     signed in 1933.  Article 1 of that treaty provides that a state, as an object of international law, should possess four qualifications: “(a) a permanent population; (b) a defined territory; (c) government; and (d) capacity to enter into relations with the other states.”  This is quite a dryly functional definition: if it quacks like a state and walks like a state, one might say, it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     one.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The political existence of a state is said to be independent of whatever recognition it receives, or fails to receive, from other states, a fact which Article 3 of the Montevideo Convention makes explicit.  This hasn’t stopped countries from playing all sorts of games with each other over the years, of course, by pretending that some states don’t exist, or that others do.  (As a case in point, think of Taiwan and Palestine.  Which do you think has a better claim to exist under Montevideo standards?  Hint: it’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the one that everyone is currently lining up to recognize.)  Don’t forget, also, that during the Cold War, Ukraine and Belarus both enjoyed United Nations membership while existing only as enslaved sub-components of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      another
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     U.N. member, the Soviet Union.  Politics not infrequently makes a mockery of principle.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That said, the implied corollary of the Montevideo standard is that whomever happens to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      run
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the government that enjoys the aforementioned control over the territory in question – and which thus 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      exercises
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the state’s “capacity to enter into relations with other states” – is treated as its legitimate government.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    (This is not entirely unlike the bargain of expediency struck long ago in dealing with many post-colonial states in Africa, and elsewhere in the developing world.  World leaders claimed to believe in “self determination,” but were content to treat arbitrary and ethnographically nonsensical borders as the legitimate and inalterable frontiers of countries whose newly independent dictatorships provided those boundaries with no democratically-grounded legitimization.  Why?  Because chaos might have ensued if we opened up the question of just 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      who
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the relevant self-determining “self” really was.  One might pity the Biafrans whose effort at post-colonial self-governance was suppressed by Nigeria in the 1960s, for instance, but it was felt that one simply could not allow anyone to lift the lid of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Pandora’s Box in a region whose borders had been so whimsically drawn by European colonialists.  The split between Pakistan and present-day Bangladesh, the splintering of the Soviet Union, the fragmentation of the former Yugoslavia, and today’s ongoing divorce between North and South Sudan are conspicuous exceptions to this rule, of course, but in general it has held for a long time.  For the most part, we have chosen to deal with the units as we have found them, without looking too hard at whether or why they deserved to be units in the first place.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In effect, the functional approach to recognition – international law’s bargain with expediency – engenders a kind of double-talk.  We speak of such rulers’ “legitimacy,” but we don’t really 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      mean
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimacy in any strong sense.  We just mean that they’ve got 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      enough
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     control, 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      under the circumstances
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , that we just don’t see much point in dealing with anyone else.  Critically, however, there is a difference between what I call “
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      deemed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimacy” and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      real
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimacy.  As a matter of course, we usually pretend there is no difference between these two concepts, because this reduces cognitive dissonance and makes our behavior seem more moral.  The distinction is important, however, and it remains lurking in the background.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The distinction reemerges more openly in times of crisis, for this kind of dissimulation can only take us so far, and the recognition afforded by the functional approach to state and government recognition can sometimes become embarrassing.   Clearly, when an undemocratic ruler’s behavior becomes egregious enough, it can make us sufficiently uncomfortable – on moral and humanitarian grounds – that we feel compelled to re-examine our prudential bargain and rediscover a fundamental illegitimacy in that tyrant’s rule that we had previously been willing to ignore.  This is what happened when Qaddafi’s air force began bombing and strafing pro-democracy demonstrators in the streets early this year.  Such atrocities may be said to result in a dictator forfeiting his 
    
  
  
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      deemed
    
  
  
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     legitimacy, with the result that he thereafter has no legitimacy of any kind upon which he can fall back.
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                    Famously, of course, our leaders’ moral outrage at this sort of thing has sharp limits, and is itself powerfully conditioned by expediency.  (That’s presumably why NATO is bombing Tripoli right now, and not also Damascus, or elsewhere where tyrants also have gone to war against their people and – one must admit – rather deserve such treatment.)  The idea that there 
    
  
  
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      can
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     be a point at which behavior 
    
  
  
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      delegitimizes
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , however, is an important one.
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                    But perhaps we have been putting too much faith, all along, in our bargain with expediency.  I accept that there is a prudential logic in dealing with some strongman simply because he 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
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     the strongman, and in juggling the distinction between 
    
  
  
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      deemed
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimacy and the 
    
  
  
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      real
    
  
  
                    &#xD;
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     variety.
                  &#xD;
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                    But maybe it’s time that we 
    
  
  
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      strengthened
    
  
  
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     this distinction, and provided a little more clarity about the sup-with-the-Devil aspects of state and government recognition that have always been there.  It may be unavoidable to treat with dictators from time to time, but why do them the favor, and tarnish ourselves, by seeming to conflate the two types of legitimacy at issue?  We should be more clear that although we are willing – for some purposes and only up to a point – to treat tyrants 
    
  
  
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      as if
    
  
  
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     they were the legitimate rulers of their country, this does not mean that they really are.  
    
  
  
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      Real
    
  
  
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     legitimacy can only be freely and democratically conferred by their own people, and power-seizing thugs like Muammar Qaddafi most emphatically lack it.
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                    Crucially, moreover, we must remember that this isn’t just a question of whom we are willing to deal with in navigating prudently through a messy and troubled world.  There is no shame in all the time foreign government officials spent negotiating with Qaddafi’s henchmen in order to achieve the extradition of the Libyan intelligence officers who planted the bomb aboard Pam Am Flight 103, or in order to dismantle the Libyan regime’s WMD programs.  (I have no problem deeming Qaddafi’s goons to represent “Libya” for such purposes.  With whom else would we have held such talks?)  But the expediencies of recognition doctrine 
    
  
  
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      also
    
  
  
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     can have an important impact upon how the international community sets up its most basic rules – and here there may be good reason to draw a more scrupulous line.
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                    The problem in this regard is that those who are recognized as the leaders of states are thereby privileged to make international law.  While there have developed, since the mid-20th Century, legal doctrines holding that there exist certain bedrock rules that form a core of international law not dependent in some way upon state consent – specifically, the so-called 
    
  
  
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      jus cogens
    
  
  
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     norms of peremptory international law, representing in effect a modern incarnation of ancient Natural Law thinking – these are few and far between.  (Most scholars agree that genocide is prohibited by such peremptory norms, for example, but while hobbyhorse advocates sometimes try to claim 
    
  
  
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      jus cogens
    
  
  
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     status for their favorite would-be rules, general agreement doesn’t go terribly far beyond genocide.)  The overwhelming majority of rules that are taken to exist in the international system today, therefore, are ones that owe their origins, one way or the other, to state consent.
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                    Such consent, of course, can be expressed through treaties or international conventions, which are simply contracts states undertake with each other.  Treaties are the most fundamental and obvious form of international lawmaking.  Their operation as a source of law can be fairly complicated – with mandatory Security Council decisions under Chapter VII of the U.N. Charter looking like a form of legislation, for instance, but owing their authority to basic contract relations among Members of the organization, who by signing the Charter agreed to abide by its rules about follow-on rulemaking – but their source is pretty straightforward.  Countries are bound to act as they have formally agreed to act.
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                    A second type of law is sometimes also important, however.  Customary international law is said to develop more organically and informally than treaty law, through 
    
  
  
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      state practice
    
  
  
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     over time.  (Not just any state practice counts, however.  Customary law grows out of consistent state practice that is informed by what is called 
    
  
  
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      opinio juris
    
  
  
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     – that is, customary law analysis looks for actions undertaken because of a belief that such conduct is 
    
  
  
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      legally
    
  
  
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     required.  Acting in a certain way because it is convenient or expeditious, or even because it is 
    
  
  
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      moral
    
  
  
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    , isn’t enough.)  Yes, this is a somewhat fuzzy, vague standard.  But lest you think customary law unimportant, remember that much of the law of armed conflict as it is known today has its origins in customary prescriptions for civilized conduct in time of war that were only later, and only incompletely, codified.
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                    In pondering Muammar Qaddafi’s purported – though now forfeited – “right” to rule Libya, one should remember that from this “right” necessarily flowed the ability to participate in making international law.  If he is accorded legitimacy as speaking for Libya, he can sign treaties, contribute to Chapter VII resolutions by casting votes as a rotating non-permanent member of the Security Council, and contribute his record of foreign policy choices to the corpus of state practice out of which grows customary law.  Is this really something, however, that a legitimate system of law can afford to permit on the basis merely of 
    
  
  
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      deemed
    
  
  
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     legitimacy?
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                    Perhaps the distinction between 
    
  
  
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      deemed
    
  
  
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     and 
    
  
  
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      real
    
  
  
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     legitimacy is a conceptual and legal frontier that the 
    
  
  
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      genuinely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     legitimate states of the world should police better.  Prudence may oblige us to accept tyrants as speaking for “their” country for many purposes.  But why must it require us to do this for 
    
  
  
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      all
    
  
  
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     purposes?  Specifically, while it may often be expedient to treat with monsters, why must we let them contribute to making rules that will be binding upon states whose leaders derive their authority from the consent of the governed?
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&lt;div data-rss-type="text"&gt;&#xD;
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                    To my eye, customary international law creation is perhaps most troubling in this respect.  After all, we submit ourselves by choice to treaties with tyrannies, or to participate in voting-based international institutions like the United Nations, knowing full well that their membership (alas!) includes vicious dictatorships.  Such choices may, or may not, be wise, but it’s not unreasonable for us to be held to rules to which we have ourselves explicitly agreed.  Customary law, however, does not form so clearly and openly, or through such direct mechanisms of consent, and it seems less justifiable to give dictators a role in shaping the rules that bind legitimate governments in 
    
  
  
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      this
    
  
  
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     way.
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                    I have no particular difficulty with 
    
  
  
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      holding
    
  
  
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     dictatorships to rules of customary international law.  Rather, my interest here goes more to how such laws are deemed to have arisen in the first place.  In this respect, I wonder whether we should not debar tyrannies from being considered part of customary law 
    
  
  
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      creation
    
  
  
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    .  
    
  
  
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      Their
    
  
  
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     state practice, in other words, should not be considered when evaluating whether a customary rule has come into being.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    This is not meant to be a specifically punitive thing.  I do not suggest dictatorial governments’ debarment from customary law creation because they “deserve it” – though one could surely make this point compellingly.  As I see it, it’s really more that they haven’t earned the right to make such rules in the first place.  Laws binding upon democracies should not be derived – even in part – from the choices of autocrats, and if the “international community” is to make binding rules in obscurely gradual ways, the corpus of decisions that produce such norms must consist of choices that are themselves grounded in the democratic legitimacy of their makers.
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                    I urge, in other words, a conception of customary international law formation that finds its 
    
  
  
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      own
    
  
  
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     legitimacy in notions of democratic governance and popular sovereignty.  Legitimate rules require legitimate rule-makers, and customary international law deserves to be more than simply a byproduct of the aggregated behavior of random thugs who have shot their way into power.  We should respect international law enough to insist that global rules be the result of decisions made by those who have a real right – and not just a prudential, “deemed” one – to speak on behalf of their countries.
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                    Some readers may remember that U.S. Senator John McCain (R-AZ) 
    
  
  
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    &lt;a href="http://www.weeklystandard.com/weblogs/TWSFP/2007/05/mccains_league_of_democracies_1.asp"&gt;&#xD;
      
                      
    
    
      once suggested the need for a “League of Democracies
    
  
  
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    ” that would “bring[] democratic peoples and nations from around the world into one common organization,” to “form the core of an international order of peace based on freedom” and thus complement the United Nations by serving as a place “where the world’s democracies could come together to discuss problems and solutions on the basis of shared principles and a common vision of the future.”
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                    I find much that is attractive in McCain’s idea, but such a plan is not my suggestion here.  I urge a simpler approach here, one that is not dependent upon the diplomatic heavy lifting of establishing a new organization and steering its deliberations toward wise and salutary goals.  Let all governments who believe in international law take steps to augment its legitimacy by articulating and demanding adherence to a conception of customary law creation that looks only to the practice of states whose leaders owe their authority to democratic and law-governed internal mechanisms of governance.  And let all of us be much clearer, in speaking about the tyrants of the world, that whatever we may do in dealing expediently with them in the absence of more acceptable alternatives, these choices cannot retroactively legitimate their acquisition of power in ways that are fundamentally 
    
  
  
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      illegitimate
    
  
  
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    .
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                    President Obama and his fellow G-8 leaders are right that Qaddafi has no right to rule Libya, but wrong to suggest that it is Qaddafi’s recent behavior that has led to his illegitimacy.  It has led only to their willingness to 
    
  
  
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      admit
    
  
  
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     that he has no real right to rule, for he never did, and to the revocation of whatever 
    
  
  
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      deemed
    
  
  
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     legitimacy they previously afforded him.  Even if we are comfortable having 
    
  
  
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      deemed
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     Qaddafi to represent “Libya” before last February, we should surely think twice before endorsing a conception of customary international law creation that treats the decisions of brutes like him as being the juridical equivalent of those made by democratically-elected leaders.  Such customary law, one might say, is not worth the paper it’s not written on.  If we want customary law to have legitimacy, we must insist that it have legitimate foundations.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 28 Jun 2011 17:46:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p923</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Controlling Cyber Threats</title>
      <link>http://www.newparadigmsforum.com/p910</link>
      <description>Note:
The text below was the basis for Dr. Ford’s remarks to a symposium on “Controlling Cyber Conflict?  Arms Control, International Norms, and Strategic Restraint,” held on June 21, 2011, at the National Press Club, and organized by the George C. Marshall Institute.
Good morning everyone.  Let me start by offering my thanks to the Marshall Institute [...]</description>
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      Note:
    
  
  
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      The text below was the basis for Dr. Ford
      
    
      
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        ’
      
    
      
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      s remarks to a symposium on 
    
  
    
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      “
      
    
      
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      &lt;a href="http://press.org/events/us-cybersecurity-policy "&gt;&#xD;
        
                        
        
      
        Controlling Cyber Conflict?  Arms Control, International Norms, and Strategic Restraint
      
    
      
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      ,” held on June 21, 2011, at the 
      
    
      
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        National Press Club,
      
    
      
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       and organized by the 
      
    
      
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        George C. Marshall Institute.
      
    
      
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                    Good morning everyone.  Let me start by offering my thanks to the Marshall Institute for organizing this event and inviting me to take part.  It’s a pleasure to be back at the National Press Club, and an honor to join such a terrific group of experts in discussing cyberwar challenges.  I would like to say a few words on the subject of arms control as a potential approach to controlling cyber threats, and to offer my thoughts on alternative approaches.
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                    I.          
    
  
  
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      The Threat
    
  
  
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                    Unfortunately, it’s almost unnecessary today to describe the threat presented by cyber conflict.  Increasingly sophisticated computer attacks against government systems, defense contractors, and corporate pillars of the Internet-connected world are the stuff of almost everyday headlines.
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                    Last month, for instance, it was reported that a number of companies and institutions had suffered cyber intrusions – among them the defense giant Lockheed Martin, which was 
    
  
  
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      attacked by intruders who had equipped themselves for this by earlier penetrating computer security at a 
    
  
  
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        different
      
    
    
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       company that manufactured user authentication software
    
  
  
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    .  Attacks were also reported against Northrop Grumman, L-3 Communications, Sony, Citibank, and even the International Monetary Fund.
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                    Attribution of such attacks is notoriously difficult, but observers today speak increasingly of the so-called “Advanced Persistent Threat” (APT) faced by U.S. networks.   Though we usually cannot definitively identify the originator, and though a number of countries – among them Russia, North Korea, Israel, and the United States – have reportedly used cyber tools to attack someone else in recent years, pretty much everyone understands this APT to come from  the People’s Republic of China.
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                    So far, the APT seems to have been devoted to spying.  The more dangerous possibility, however, is that the very access that is now used to 
    
  
  
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      steal
    
  
  
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     information could be used – or has perhaps 
    
  
  
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      already
    
  
  
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     been used – to 
    
  
  
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      implant
    
  
  
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     malicious code for use later, potentially enabling an attacker to crash or manipulate key computer networks in time of crisis or war.  That kind of information 
    
  
  
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      infiltration
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , as opposed to the mere 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      exfiltration
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of data theft, is the Holy Grail of cyberwar at this point, and given our extraordinary degree of dependence upon computer systems in both the civilian economy and military operations, serious cyber assaults could be dangerous indeed.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Seemingly Easy Answers
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Some observers have suggested that the answer to controlling cyber threats lies in cyber arms control.  And indeed the intuitive case for this seems strong, at least on a superficial level.  A new technology has emerged that has the potential to wreak enormous destruction, not simply between military opponents but in ways that could cripple the civilian economy and cause vast suffering to innocents in belligerent countries and around the world.  What could be more natural than trying to ban or regulate military applications of cyber technology?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Others, by contrast, seem to see the best answer as lying in the application of traditional deterrent approaches.  They urge us to adopt a cyber war posture analogous to our use of nuclear deterrence to forestall adversary aggression during the Cold War.  Yet both of these “easy” answers are problematic in different ways.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    A.         
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Cyber Arms Control?
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I believe the “arms control answer” fails for several reasons.  Conventional approaches to arms control need it to be clear 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      what
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     one is regulating, and that this “what” be meaningfully observable to others.  Neither of these things is very easy to imagine in the cyber context.  A cyber “weapon,” after all, can be no more than just lines of computer code – a pattern of ones and zeros that doesn’t even “exist,” in the usual physical sense, at all.  This is about as protean a technology as one could imagine, one that resides in and propagates between billions of computer chip “locations” around the world, one that is used or relied upon everywhere (and by nearly everyone) for all sorts of things every day, one quite capable of autonomous replication, and one that can be detected 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in situ
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     only by actually accessing and studying the memory of the individual system in which it resides.  To describe cyberspace as a nightmare scenario for arms control verification, therefore, would be to understate the problem.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And indeed, there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      doesn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     seem to be agreement on what sort of computer “weapons” should be controlled anyway.  In the West, we tend to define cyber weaponry in technical terms, to mean software or techniques that target an adversary’s computer systems themselves.  But some other countries have a worryingly different view of what constitutes a cyber “weapon.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    From what we think we know about Russian and Chinese cyber doctrine, for example, they agree with us about system-attack tools constituting cyber “weaponry.”  But this is only 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      part
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the picture as they understand it.  Moscow and Beijing also seem to consider the category of cyber weapons to include the open, substantive 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      content
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of electronic communications – that is, to include political ideas considered threatening to the government.  Controlling cyber threats, in this context, means foreclosing the Internet’s utility as a transmitter of political and social ideas.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the mid-2000s, 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=428"&gt;&#xD;
      
                      
    
    
      efforts were made by various capitals to promote cyber arms control and associated notions of Internet regulation based upon such theories
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , often building upon the idea that the present Internet regulatory system, set up by the United States in the 1990s, and which prizes informational freedom, was both unfair and threatening.  The Bush Administration pushed back hard against such proposals, a position so far mostly followed by the Obama Administration, despite its enthusiasms for other forms of arms control.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such ideas have not disappeared, however, and indeed seem to be picking up again.  Earlier this month, for instance, the president of China’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Xinhua
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     news agency 
    
  
  
                    &#xD;
    &lt;a href="http://online.wsj.com/article/SB10001424052748704816604576335563624853594.html"&gt;&#xD;
      
                      
    
    
      publicly called
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     for the creation of a “new world media order” through “[r]esetting rules and order in the international media industry” based upon “the theories of ‘checking superpower’ and ‘maintaining equilibrium.’”  Under this system – which he described as “something like a ‘media U.N.’” – international media would be held to “rational and constructive rules so as to turn mass communication into an active force for promoting social progress” and a new mechanism would be established to “coordinate the global media industry.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Viewed through the Chinese prism – in which the most significant cyber threat is that Internet content-providers might permit Chinese citizens to learn and discuss things their government does not wish them to know or discuss – this substantive content regulation isn’t just 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      related
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to cyber arms control.  It is the most important
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       kind
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of cyber arms control.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For all these reasons, 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=767"&gt;&#xD;
      
                      
    
    
      as I have written elsewhere,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     we should think long and hard before approaching cyber arms control as we have so often tried to approach the regulation of other destructive military technologies.  It is unlikely to work, and some of our most important would-be interlocutors are undertaking the effort in order to accomplish things we cannot possibly allow ourselves to support.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    B.         
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Deterrence?
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    “Deterrence” approaches, however, also have their problems.  The paradigmatic problem of cyber deterrence is well known: attack attribution.  
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20091014"&gt;&#xD;
      
                      
    
    
      It can be extraordinarily hard
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – or in many instances impossible – conclusively to identify the source of a cyber assault.  But if your would-be attacker, knows you can’t clearly identify him, how deterred is he likely to be by the prospect of your retaliation?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      What to Do?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    A.         
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Best Practices
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One possibility that deserves further attention is the idea of negotiating not cyber arms control “limits” on government activity but rather a collection of “best practices” – a recommended code of conduct, if you will – to encourage governments and private entities alike to work together on robust cyber-security, and in investigating attacks and coping with their consequences.  In the transboundary environment of cyberspace, effective response requires effective international cooperation involving both governments and the private sector.  Much more should be done to develop and improve such coordination.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    After Estonia suffered debilitating cyber attacks from Russia in 2007, Estonia’s NATO allies stepped in to work quite effectively with the government in Tallinn to contain and repair the damage.  In fact, NATO maintains a “
    
  
  
                    &#xD;
    &lt;a href="http://www.ccdcoe.org/11.html"&gt;&#xD;
      
                      
    
    
      Cooperative Cyber Defense Centre of Excellence
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” in Tallinn, devoted to cyber-defense-related education, research and development, “lessons learned” analysis, and coordination within the Alliance.  Another example of inter-institutional cooperation against cyber threats can be seen in 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/national/major-internet-service-providers-cooperating-with-nsa-on-monitoring-traffic/2011/06/07/AG2dukXH_story.html"&gt;&#xD;
      
                      
    
    
      a pilot program that apparently began last month in the United States,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     pursuant to which the secretive National Security Agency (NSA) makes available to private Internet Service Providers (ISPs) the “fingerprints” of malicious code, or sequences of suspicious network behavior, associated with particular types of cyber attack.  The ISPs then use this data to scan information headed through their systems to major U.S. defense contractors, looking for telltale signs of an assault in progress – hopefully thereupon being able to shut down such attacks before they penetrate the contractors’ defenses.   Since this is an approach that avoids the political sensitivities of having NSA 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     accessing private data, it is perhaps both scalable and “saleable” for much broader application.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The point, at any rate, is that we should look for ways to improve cooperation and coordination in cyber security, attack analysis, and consequence management.  Articulating and promulgating international “best practices” might help.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    B.         
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Old Rules, New Rules
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Another important step, I think, would be to clarify the rules that presumably 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     apply to conflict in cyberspace – and the important degree to which cyberspace is not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      wholly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     different from other realms of potential conflict.  Though much about cyberspace is indeed novel, the rules of international law, I would submit, are no less applicable there than elsewhere.  If one faces a sufficiently grave threat, one is within one’s rights to take action against one’s adversary under the principle of military necessity, and by whatever means are most efficacious, consistent with the legal principles of proportionality and distinction related to the prevention of unnecessary suffering and the protection of noncombatants.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The cyber world will surely have its idiosyncrasies with regard to how such principles are to be applied, but this is not simply 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      terra incognita
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Already, in fact, cyber planners seem to be pushing in the direction of compliance with basic law-of-war principles that govern the use of force in other respects.  
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=584"&gt;&#xD;
      
                      
    
    
      As I discussed in a blog last year, for instance
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , the coding of the “StuxNet” worm, allegedly used by the United States and Israel against Iran’s uranium enrichment program, seems to have been written with just such compliance in mind.  Arguably, “StuxNet” suggests the cyber world’s gradual development toward weapons and tactics analogous to our military’s use of precision-guided ordnance and pinpoint intelligence to direct “targeted killing”-type attacks against individual enemy combatants while minimizing civilian “collateral damage.”  Through this lens, in other words, cyber conflict may not really be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that much different from other forms of conflict, and international legal norms may 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be shaping nations’ approaches to the cyber “battlespace.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nor do I think that deterrence-based strategies are entirely inapposite.  True, attribution is a serious problem.  But the difficulties of achieving “smoking gun” levels of proof are different only in degree, not in kind.  Traditional wars are obvious enough, but the global spectrum of conflict has never been limited merely to “obvious” means of struggle.  Instead, adversaries have engaged in conflict with each other by all manner of means – not just with open and official force but also through the use of proxy forces, covert operations, secret agents, commando raids, guerrilla insurgencies, 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=277"&gt;&#xD;
      
                      
    
    
      privateering,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and arms-supply and subsidy relationships with sympathetic actors – for as long, most likely, as there have 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      been
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     countries.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this sense, therefore, the “attribution problem” is not new.  It has just acquired a new focus in a new “battlespace” that favors stealthy and irregular attackers perhaps even more than do the slums of Fallujah or the mountainous wilds of the Hindu Kush.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This makes deterrence more difficult, but it does not make it impossible.   Indeed, by comparison to some aspects of modern counter-insurgency, cyber-deterrence, as least with regard to state-sponsored cyber attacks, might even seem 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     promising.  If indeed China is responsible for recent APT attacks upon U.S. computer systems, for example, it is more likely that threats of retaliation will be able to deter Beijing from undertaking truly catastrophic attacks than it is that prospective counterstrikes would deter a fanatical 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     eager for martyrdom.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Information uncertainty, in the attribution context, may not be quite as crippling as some pundits seem to assume.  “Plausible deniability” is a concept that came into our lexicon long before the age of cyber conflict, and it is used to describe situations where one really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     pretty confident about the attacker, but cannot “prove” it in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      publicly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -effective ways.   A degree of uncertainty, however – and even a fairly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      significant
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     amount of it – has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     traditionally presented an absolute barrier to responsive action.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One always prefers certainty, of course, but if it is not available, leaders must – and do – make decisions on the basis of the best information available.  Where the threat is sufficiently great or a provocation sufficiently heinous, leaders seem traditionally to have been quite willing to take action well short of “beyond a reasonable doubt” proof.  It may be that many cyber attacks do not present evidence of attribution sufficient to justify retaliatory response 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      at all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , but this will surely not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      always
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be the case – and the would-be attacker naturally has to figure this into his calculations.  For this reason, I applaud the fact that U.S. military 
    
  
  
                    &#xD;
    &lt;a href="http://www.guardian.co.uk/world/2011/may/31/washington-moves-to-classify-cyber-attacks"&gt;&#xD;
      
                      
    
    
      doctrine now reportedly speaks increasingly
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     of cyber attacks as something that could, in theory, provoke a conventional military response.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Advanced Persistent Threat (APT) may offer a case in point.  There does not seem, publicly at least, to be conclusive “proof” of Chinese government involvement in mounting all these cyber assaults.  But this has not stopped most observers from assuming it, and for pretty good reasons.  The pattern of attacks has targeted information that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of great interest to the Chinese regime – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , not just information on U.S. defense programs but on pro-democracy or human rights activists with ties to China, officials in the Tibetan diaspora, pro-independence Taiwanese, and members of the Falun Gong movement, as well as the personal e-mail accounts of U.S. and South Korean officials and scholars concerned with China policy.  The attacks are also frequently of an extremely sophisticated nature that one would expect more from a state cyberwar program than from the stereotypical teenage hacker in his parents’ basement.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nor can one forget, of course, that the Chinese government is famous for the degree to which it works – apparently with great sophistication and tenacity, and with no small amount of success – to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      control
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the use of the Internet in China, preventing anything of which it disapproves.  How likely is it that all these cyber campaigns could be organized in China without the government at least knowing and approving, and more likely actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      sponsoring
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     them?  (Either way, moreover – as we saw with 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al Qaeda 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and the Taliban – as a campaign of hostile acts continues, the presence or absence of detailed operational oversight by the host government may become, beyond some point, irrelevant.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, as noted, 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/12/05/world/asia/05wikileaks-china.html "&gt;&#xD;
      
                      
    
    
      WikiLeaks cables
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     indicate that the U.S. Government apparently 
    
  
  
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      has
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     learned from intelligence informants and other sources that the Chinese government 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.nytimes.com/interactive/2010/11/28/world/20101128-cables-viewer.html#report/china-99BEIJING999"&gt;&#xD;
      
                      
    
    
      behind attacks against Google,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that it has cultivated 
    
  
  
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    &lt;a href="http://www.nytimes.com/interactive/2010/11/28/world/20101128-cables-viewer.html#report/china-09STATE67105"&gt;&#xD;
      
                      
    
    
      ties to various “hacker” organizations
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in order to improve its cyber offensive capabilities, and that individuals linked to the People’s Liberation Army’s Third Battalion are 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/interactive/2010/11/28/world/20101128-cables-viewer.html#report/china-08STATE116943"&gt;&#xD;
      
                      
    
    
      behind various computer network exploitation (CNE) attacks 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    on U.S. systems.  This is entirely consistent, moreover, with the thrust of a great deal of Chinese writing stressing the importance of developing asymmetric tools – 
    
  
  
                    &#xD;
    &lt;a href="http://www.uscc.gov/researchpapers/2009/NorthropGrumman_PRC_Cyber_Paper_FINAL_Approved%20Report_16Oct2009.pdf"&gt;&#xD;
      
                      
    
    
      including cyberwar technologies 
    
  
  
                    &#xD;
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    – with which to challenge U.S. power.  Most observers 
    
  
  
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      do
    
  
  
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     blame China for the APT, and I think this is quite reasonable.
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                    Such attribution is of course largely inferential reasoning, rather than direct “proof.”  Inference, however, is a perfectly good way of thinking – used by everyone in daily life as well as in policymaking – and if well-enough founded, it 
    
  
  
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      can
    
  
  
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     appropriately justify dramatic policy choices.  Could such inferential conclusions show Chinese government involvement strongly enough to support some kind of retaliation?
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                    Clearly the case for Chinese responsibility hasn’t yet been considered enough to support any kind of 
    
  
  
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      overt
    
  
  
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     U.S. retaliation.  For all we know, however, 
    
  
  
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      covert
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     tit-for-tat games may have been underway for some time, confronting Beijing with similar problems and challenges of its own.  (After all, U.S. leaders have many equities to balance, and there are reasons to avoid direct conflict with China that have nothing to do with a lack of APT attribution!)  Such clandestine sparring would certainly have 
    
  
  
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      some
    
  
  
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     bearing on deterrent calculations: we may already be quietly teaching them to expect more 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      from
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     us if they do more 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      to
    
  
  
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     us.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Moreover, all that has so far been at issue with the APT – as far as we know – is sophisticated espionage.  And espionage is, for better or worse, a pretty “normal” activity in peacetime.  It is by no means a given that current levels of (principally inferential) knowledge about China’s culpability for APT attacks, however, would be deemed insufficient if such intrusions suddenly led to critical system crashes or data-manipulation resulting in loss of life, military or civil paralysis, or huge economic costs.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps current levels of circumstantial evidence would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      still
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     not be enough to drive us to retaliate in the face of such dramatic cyber mayhem, but I’m not so sure.  Even if its operatives hide their cyber tracks well, in other words, Beijing could not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      entirely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     count on cyber impunity.  And there, one might hope – at least as between major state players, and at least with respect to really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      destructive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     cyber operations – lie the seeds of deterrence.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Conclusion
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In my view, cyberspace surely presents new policy challenges, but it may not be as different from other realms of conflict as is commonly supposed.  It is messy and complicated, and it involves formidable risk-tradeoffs in an environment of tremendous informational uncertainty and outcome-unpredictability.  In it, the rules of the road are at least somewhat ambiguous, or contested, and we face threats from a range of state and non-state actors, frequently operating in the shadows and not necessarily playing by the same “rules” to which we hold ourselves accountable anyway.  If you think this is an entirely unprecedented situation, however, try picking up some recent literature on the law of armed conflict as applied to counter-terrorist and counter-insurgency operations.  Welcome to modern conflict.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I look forward to our discussions this morning.  Thank you.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
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  &lt;p&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 21 Jun 2011 16:32:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p910</guid>
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      <title>Twenty-One Principles for the 21st Century</title>
      <link>http://www.newparadigmsforum.com/p826</link>
      <description>Some general principles that should guide how we think about nonproliferation, arms control, and disarmament issues</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    The U.S. political landscape is nothing if not in flux right now, with a new balance of electoral power in Congress and a presidential election next year.  While U.S. politics generally remain both sharply polarized and focused upon domestic and economic issues, the time will soon come when American leaders and would-be leaders alike will have to offer a broader account of their foreign policy and security vision than they have had to for some time.  Understandably, but unfortunately, there will likely be a strong temptation, when this time comes, to take the “laundry list” approach, focusing upon specific crises and challenges at the expense of thinking systematically about the broader issues and themes involved.
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                    This is no less true for nonproliferation, arms control, and disarmament (NACD) matters than for other issues.  There, to the extent that broader ideas are articulated at all, the pressures of the electoral and policy-competitive process may tend to encourage simple formulae – 
    
  
  
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      e.g.
    
  
  
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    , “movement toward nuclear disarmament is imperative” or “all restrictions on U.S. capabilities are bad” – that do a disservice to the complexities involved.
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                    But what if the debates in modern Washington offered a chance to go back to first principles? At the important national and international crossroads that 2012 will represent, Americans – and all those affected for better or worse by the exercise or non-exercise of American power elsewhere in the world – deserve more than reflexive adherence to long-established conventional wisdoms wrapped up in formulaic answers to present-day “hot button” policy questions.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    When it comes to NACD issues, what would such first principles look like?  In the hopes of getting some discussion going with NPF readers, this posting offers some musings on where a dialogue might begin, and could provide the starting point for an better-grounded agenda of specific NACD policy items that could help reshape the national and international debate.  Many readers will not agree with some of this, and some readers will likely agree with very little of it.  As a jumping off point for discussion about where to take these issues in the years ahead, however, they seem a good place to start.  As always, NPF invites reader feedback.  Please send it to me at 
    
  
  
                    &#xD;
    &lt;a href="ford@hudson.org"&gt;&#xD;
      
                      
    
    
      ford@hudson.org
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
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                    I.          
    
  
  
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      Nuclear Weaponry
    
  
  
                    &#xD;
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                    II.        
    
  
  
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      Arms Control
    
  
  
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                    III.       
    
  
  
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      Nonproliferation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
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                    IV.       
    
  
  
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      Conclusion
    
  
  
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    &lt;/em&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The principles suggested in this brief outline are in some cases little more than NACD-specific articulations of common sense.  In other cases, they may variously depart from or reinforce the conventional wisdom of policy discourses either of the political Right or the political Left, perhaps contentiously.  In most cases, however, they tend to emphasize the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      contingency
    
  
  
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     of the “right answer” in the NACD context – and the 
    
  
  
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      resistance
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of this arena to simple, reflexive, or “one-size-fits-all” template policy recipes.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Such contextuality is not always likely to be welcomed in a field sometimes approached as a domain of 
    
  
  
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      a priori
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     policy certainties – nuclear policy theologies, if you will – but our policy discourse is likely to be richer and more useful if we can acknowledge this contingency at the level of basic principles.  If we can, we can then better begin to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      apply
    
  
  
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     such principles to the challenges of defining specific items for a NACD policy agenda to help make the world a safer place, and our country more secure in it.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Reader feedback is encouraged!
                  &#xD;
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 09 Jun 2011 17:04:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p826</guid>
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      <title>Challenges of Knowing and Not Knowing: Verification Diplomacy and Politics</title>
      <link>http://www.newparadigmsforum.com/p894</link>
      <description>Note:
Below follow the text of remarks Dr. Ford presented in Washington, D.C., on May 25, 2011, to a meeting organized by the National Defense University Foundation.
Good morning, and welcome to everyone.  It’s nice to be back at the Capitol Hill Club, and again to be a part of the National Defense University Foundation’s lecture series.  It’s [...]</description>
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      Note:
    
  
  
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      Below follow the text of remarks Dr. Ford presented in Washington, D.C., on May 25, 2011, to a meeting organized by the 
      
    
      
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        National Defense University Foundation.
      
    
      
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                    Good morning, and welcome to everyone.  It’s nice to be back at the 
    
  
  
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    &lt;a href="http://www.capitolhillclub.com/ "&gt;&#xD;
      
                      
    
    
      Capitol Hill Club,
    
  
  
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     and again to be a part of the 
    
  
  
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      National Defense University Foundation
    
  
  
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    ’s lecture series.  It’s also a pleasure to rejoin 
    
  
  
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    &lt;a href="http://www.heritage.org/about/staff/k/bruce-klingner"&gt;&#xD;
      
                      
    
    
      Bruce Klingner 
    
  
  
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    at this podium, where 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?s=bruce+klingner"&gt;&#xD;
      
                      
    
    
      he and I last discussed these issues last summer.
    
  
  
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                    I thought it might be interesting to say a few words some of the challenging dynamics that affect nuclear negotiations, and that go some way toward explaining both the history of the Iranian and North Korean talks and their problematic future.
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                    There are two tensions I’d like to outline for you, though they are closely related.  The first tension is the most widely understood: between what one might call “verifiability” and “negotiability.”
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                    Traditionally, American verifiers tend to look at verifiability through the prism of the so-called 
    
  
  
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    &lt;a href="http://www.thenewatlantis.com/publications/why-not-nuclear-disarmament"&gt;&#xD;
      
                      
    
    
      Baker-Nitze test
    
  
  
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    .  It does 
    
  
  
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      not
    
  
  
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     demand utter certainty, but it does require being able to detect things that are of military significance – either individually or cumulatively – in time to be able to take appropriate responsive action.  The context will largely determine what sort of verification can pass muster.
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                    In contemporary nonproliferation context, this standard suggests that one’s margin for error has to be quite small.  In Cold War strategic arms control, one might perhaps have been able to live with only modest verification error margins.  When each side had 30,000 warheads on thousands of delivery systems, it might be permissible for a verification regime to miss a good many weapons or delivery vehicles, because cheating on such a scale wouldn’t necessarily upend the military balance or defeat the purpose of the treaty in regulating the arms competition.
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                    As one contemplates lower and lower numbers, however, the permissible error margins shrink.  This is one reason why disarmament is so problematic. (As we discovered in 1945, even a handful of weapons could make a big difference in a world of “zero.”  A verifier, in other words, probably needs to be able to catch just about everything.)  To a great degree, nonproliferation is similarly problematic: its point isn’t to limit violators to small secret arsenals, but rather to 
    
  
  
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     having weapons at all.  If one is talking about a technology as destructive as that of nuclear weapons, prohibitory regimes demand pretty high confidence verification.
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                    And here’s where the tension comes in.  Crudely put, if you want a serious agreement that would actually address the proliferation challenge when dealing with a country such as Iran or North Korea, you may need to demand a very great deal in terms of verification intrusiveness.  But this, in turn, is likely to be unpalatable to one’s negotiating partner – either simply because its leaders 
    
  
  
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     to continue their pattern of violations, or because such openness could threaten their control over their own population, or both.
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                    This sets up a tension that can play itself out in negotiations.  One can see it, for example, in Iran’s resistance to the provisions of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Infcircs/1997/infcirc540c.pdf"&gt;&#xD;
      
                      
    
    
      IAEA Additional Protocol
    
  
  
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    , even though the IAEA has itself made clear that in order to really do its job in Iran it 
    
  
  
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      needs 
    
  
  
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        more
      
    
    
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       legal authority than the Protocol provides
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    . And one can see it in the DPRK’s outrage in 2008, when presented with U.S. verification proposals in the Six-Party Talks.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It can also play itself out 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      within
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the bureaucracy of a negotiating country, which we saw in particular in the early Six-Party Talks with North Korea.  In 2003-04, there was a struggle within the U.S. State Department for who would write the verification working paper, with 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/avc/"&gt;&#xD;
      
                      
    
    
      what was then known as the Verification and Compliance (VC) Bureau
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     arrayed against the 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/p/eap/"&gt;&#xD;
      
                      
    
    
      East Asia and Pacific (EAP) Bureau
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and its then-allies in the 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/s/p/"&gt;&#xD;
      
                      
    
    
      Policy Planning staff (S/P)
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in a classic confrontation between the values of verifiability and negotiability.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    VC emphasized being able to find the DPRK’s uranium enrichment program and nuclear weapons work in the face of potential deception, while EAP and S/P emphasized not demanding 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      too
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     much for fear that strong demands would preclude agreement.  Each side seemed to suspect the worst of the other: VC being suspected of seeking to scuttle the talks by making impossible demands, and EAP and S/P of being so eager for a diplomatic “success” that they didn’t much care whether Washington would be able to tell if Pyongyang cheated.  I trust that both such stereotypes were wrong, but much bureaucratic blood was spilled over this.  EAP and S/P were ultimately chosen by Secretary of State Colin Powell to be the authors of the State Department’s verification program, and the professional verifiers left on the sidelines.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By way of full disclosure, I was principal deputy assistant secretary of state in the VC Bureau at the time, so there is certainly some temptation here to grind old axes.  Whatever the “right” answer was at the time, however, these real-life examples illustrate that there really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      can be
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a tension between what one 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      needs
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to verify an agreement and what one can 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      get
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in diplomatic negotiations.  Sometimes a deal is worth living with some uncertainty, but sometimes 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      no
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     deal may be better than a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      bad
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     one.  I see no 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      a priori
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     right answer.  Such are the tough trade-offs that force senior leaders to earn their pay.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The irony in the DPRK case, of course, is that Pyongyang balked anyway.  At the end of the day, denuclearization on 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     terms was apparently too much to ask.  But you see my point: there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      can
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be tension between verifiability and negotiability, and it can sometimes be acute.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The second tension is closely related, if not indeed another manifestation of this same phenomenon.  Tensions can also arise in how one struggles with the diplomatic and negotiating implications of what one 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     knows.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It’s not too hard to see that there can be incentives to try to know less, as it were, retroactively.  In 
    
  
  
                    &#xD;
    &lt;a href="http://books.google.com/books?id=WcgZ00ILrKEC&amp;amp;pg=PA3&amp;amp;lpg=PA3&amp;amp;dq=mazarr+nuclear+weapons+in+a+transformed+world&amp;amp;source=bl&amp;amp;ots=DRt5HGAKBZ&amp;amp;sig=1-bjqpxmty0p9aUUEA6d-d4kl6I&amp;amp;hl=en&amp;amp;ei=dS7cTae4FtTSgQeQ3sQW&amp;amp;sa=X&amp;amp;oi=book_result&amp;amp;ct=result&amp;amp;resnum=8&amp;amp;ved=0CEMQ6AEwBw#v=onepage&amp;amp;q=david%20kay&amp;amp;f=false"&gt;&#xD;
      
                      
    
    
      an article published in the mid-1990s
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , for instance, 
    
  
  
                    &#xD;
    &lt;a href="http://en.wikipedia.org/wiki/David_Kay"&gt;&#xD;
      
                      
    
    
      David Kay
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – who had stepped down not long before as the United Nations’ chief weapons inspector in Iraq – warned that the politics of arms control verification can mitigate against honesty in compliance assessment by creating incentives to ignore evidence of violations in cases where admitting such problems would tend to force leaders to make difficult diplomatic or even military choices.  He offered the example of Allied inspectors ignoring German violations of the Versailles treaty in the interwar years, because their governments were entirely unprepared to do anything in response, and did not wish to suffer embarrassment by having to confront the issue.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If any of you worked on national security issues here on Capitol Hill in the 1990s, you may remember that President Clinton admitted in 1998 that laws providing for punitive sanctions against foreign entities that proliferate ballistic missile or nuclear weapons technology created incentives for him to “fudge” U.S. intelligence assessments.  
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/1998/04/28/world/clinton-argues-for-flexibility-over-sanctions.html"&gt;&#xD;
      
                      
    
    
      As he put it
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     with almost shocking candor, an automatic sanctions law “puts enormous pressure on whoever is in the executive branch to fudge an evaluation of the facts of what is going on.”  To him, in other words, it sometimes seemed easier to pretend that no transfer had taken place than to admit it and have to struggle with the unpleasant choice between sanctions and an embarrassing presidential waiver – especially where countries such as China were concerned.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Despite numerous reports during the 1990s that China had transferred short-range, road-mobile 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/nuke/guide/pakistan/missile/hatf-3.htm"&gt;&#xD;
      
                      
    
    
      M-11 ballistic missiles
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     to Pakistan, for instance, the Clinton Administration was loathe to admit it.   Even after the publication of Pentagon and intelligence agency reports on these transfers, the State Department – that is, the government’s professional negotiators – persisted in its view that there was simply insufficient evidence to justify sanctions against China.  Eventually, the Executive Branch 
    
  
  
                    &#xD;
    &lt;a href="http://fpc.state.gov/documents/organization/99528.pdf"&gt;&#xD;
      
                      
    
    
      admitted that M-11 transfers had occurred
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , but the president issued a waiver.  Arguments over just how absolutely “certain” the government had to be, however, allowed Clinton to put off this delicate issue for several years.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nor was the Bush Administration at all immune to such temptations.  After U.S. intelligence analysts concluded in 2002 that North Korea was engaged in a secret uranium enrichment program in violation of its agreements with the United States and South Korea, U.S. diplomats faced a problem.  The existence of this program made it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      much
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     harder to reach a nuclear agreement with the DPRK, much harder to devise measures for verifying any such agreement if it were reached, and much more likely that Pyongyang would reject the verification regime that would be required.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      was
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     indeed some precedent for simply 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ignoring
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     evidence of North Korean nuclear violations in order to reach a deal.  The Clinton Administration, in fact, had determined to turn a blind eye to its own intelligence assessments that the DPRK probably already had one or two nuclear weapons by the time of the 1994 Agreed Framework.  Don’t get me wrong: this choice to “defer” indefinitely the issue of pre-existing weapons was done for a reason.  Faced with the possibility North Korea would soon begin full-scale plutonium production and create a sizeable nuclear arsenal, the United States opted, in effect, to ignore a very small number of probable 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      existing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     weapons in order to preclude the creation of a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      large
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     number of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      new
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ones.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Now, a decade later, some U.S. officials seem to have been tempted to do the same thing with North Korea’s uranium program – even though what was at issue here was the potential existence not of one or two plutonium weapons but an entire uranium weapons 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      pipeline
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Before too long, the Bush Administration was agonizing, internally, about how certain it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     was about the nature and extent of the enrichment effort.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Inside the bureaucracy, 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20100104"&gt;&#xD;
      
                      
    
    
      as I have recounted elsewhere
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , officials in the State Department’s intelligence bureau began working to downplay both the significance of the available information on DPRK uranium.  As time went by, even amongst senior policymakers, uranium intelligence became a sharply contentious issue.  At issue was not just how 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      long
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the DPRK had been violating the Agreed Framework – with all this implications this might hold for Pyongyang’s trustworthiness as a negotiating partner
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    – but also how 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      extensive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the uranium program was, and thus what it would be necessary to demonstrate having dismantled or removed before declaring “success.”  This was part of the background for the disputes in 2003-04 between “negotiator” and “verifier” factions within the State Department.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By early 2007, the Bush administration was feeling especially hard-pressed to show diplomatic progress, and 
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/files/publications/CFordNorthKoreaNuclearNegotiation42011.pdf"&gt;&#xD;
      
                      
    
    
      increasingly seemed to want to know 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.hudson.org/files/publications/CFordNorthKoreaNuclearNegotiation42011.pdf"&gt;&#xD;
        
                        
      
      
        less
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.hudson.org/files/publications/CFordNorthKoreaNuclearNegotiation42011.pdf"&gt;&#xD;
      
                      
    
    
       about DPRK uranium
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  In fact, the chief U.S. negotiator, Ambassador Christopher Hill, was backing away from the administration’s own prior assessments about North Korean uranium work.  He now avoided phrasing that would suggest the existence of an extensive program, now referring only to us having detected “certain purchases of equipment” such as “aluminum tubes.”  Hill even publicly raised the possibility that “the tubes do not go to an HEU program” at all, a suggestion with which DPRK officials happily agreed in the official “declaration” they later offered.  During the course of 2007, U.S. officials also gave their DPRK counterparts more and more specific information about U.S. intelligence on uranium-related procurements, including about specific transactions involving high-strength aluminum tubes.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One almost senses here that U.S. officials were trying to recreate the kind of informational ambiguity that would have been necessary for a decision indefinitely to “defer” uranium as the Clinton Administration in 1994 had “deferred” the issue of North Korea’s likely already-existing nuclear weapons.  The rationale for such a choice was now visible in new and notably publicized “doubts” that U.S. officials now claimed to have over DPRK enrichment – doubts allegedly based in a decline in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      new
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     reports of illicit DPRK uranium-related procurement.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In retrospect, of course, it seems clear that these conveniently negotiation-facilitating U.S. “doubts” were unfounded.  Indeed, any diminishment of incoming intelligence reporting – if indeed diminishment there really was – was likely due either to Pyongyang having largely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      finished
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     buying what it needed or to improved DPRK security now that U.S. leaks had made it public knowledge that we were tracking the uranium program by following aluminum tube procurement.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    U.S. officials also gave fairly detailed briefings to the Chinese and even the North Koreans themselves about what we believed Pyongyang to have procured, briefings that raised the disturbing possibility that U.S. diplomats would be able to declare their negotiations a “success” in resolving the uranium issue if the DPRK merely turned over a quantity of tubing conveniently corresponding to the numbers we had told them we knew about.  The groundwork seemed to be being laid for a deal lacking – and going to some lengths to claim not to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      need
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – intrusive verification.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Something of the sort indeed began to take shape in a series of meetings in 2008, when Ambassador Hill and his DPRK counterpart agreed an arrangement whereby Pyongyang would be said to have addressed U.S. concerns about uranium enrichment, proliferation to Syria, and DPRK nuclear weapons simply by signing a side letter.  In that missive, which would be kept confidential, United States would set forth the details of what it believed about these matters.  After this, the DPRK would “acknowledge the U.S. conclusions.”  The Bush Administration accepted this dodge, and apparently duly got such a North Korean “acknowledgment” of our “concerns.” Hill defended this approach in 
    
  
  
                    &#xD;
    &lt;a href="http://www.ncnk.org/resources/publications/Amb_Hill_Testimony_SASC_July_08.pdf  "&gt;&#xD;
      
                      
    
    
      Congressional hearings that summer,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     describing it as “the basis for a rigorous process of verifying all of the DPRK’s nuclear programs.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Clearly, there is something in the politics of arms control verification that can pit us, in a sense, against ourselves.  Especially in contexts such as the Iranian and North Korean negotiations, we struggle over how strong a verification regime to insist upon, caught between our desire to reach a deal and the need to be warned of cheating.  We sometimes also struggle with how to deal with what we 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     know about our negotiating counterparts.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I do not mean to suggest that these tensions are the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      principal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     obstacles to agreements with Iran and North Korea today.  In fact, as daunting as they may be, I think these are secondary problems.  The biggest difficulty in both cases is more basic.  The nuclear negotiations with Iran aim to achieve Iran’s suspension of enrichment and reprocessing work.  Iran does not want to do this, however, intending either to develop nuclear weapons or at the very least to maintain an ongoing weapons “option,” but in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      neither
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     case showing the slightest willingness to give up fissile material production capabilities.  Verifiability is thus only a secondary problem, because there is presently little prospect of a deal that would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      need
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     verification.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In North Korea, the nuclear talks have similarly revolved around asking Pyongyang to do what it has made pretty clear it is unwilling to do: abandon its nuclear weapons program.  Here too, verification is consequently not of primary importance because there will likely be no agreement to verify.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In neither country does there seem to be much change of a deal without either an American abandonment of longstanding nonproliferation objectives or a basic change in strategic policy by Iran or North Korea.  All the same, I hope this discussion can help cast a bit of light onto some of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      politics
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of arms control verification – with which, if we are lucky, our diplomats shall someday have a chance to wrestle again.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Thu, 02 Jun 2011 00:32:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p894</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Weapons Reconstitution and Strategic Stability</title>
      <link>http://www.newparadigmsforum.com/p886</link>
      <description>Note:
Below is the text of remarks Dr. Ford delivered at the Oak Ridge National Laboratory, in Oak Ridge, Tennessee, on May 17, 2011, to an audience of Oak Ridge officials and the the Project on Strategic Stability Evaluation (POSSE).
Good morning, and thanks for having me here.  I’m a little embarrassed to admit it, but despite spending several [...]</description>
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      Note:
    
  
  
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      Below is the text of remarks Dr. Ford delivered at the 
      
    
      
                      &#xD;
      &lt;a href="http://www.ornl.gov/"&gt;&#xD;
        
                        
        
      
        Oak Ridge National Laboratory
      
    
      
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      , in Oak Ridge, Tennessee, on May 17, 2011, to an audience of Oak Ridge officials and the the 
      
    
      
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      &lt;a href="http://www.posse.gatech.edu/about"&gt;&#xD;
        
                        
        
      
        Project on Strategic Stability Evaluation (POSSE)
      
    
      
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      &lt;/a&gt;&#xD;
      
                      
      
    
      .
    
  
    
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                    Good morning, and thanks for having me here.  I’m a little embarrassed to admit it, but despite spending several years working nonproliferation and arms control issues at the State Department and in overseas diplomacy during the previous administration, this is actually my first visit to Oak Ridge.  As a result, I’m particularly happy to have the chance to talk to you here today, and offer my thanks to our gracious hosts at the Oak Ridge National Laboratory, and to the 
    
  
  
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    &lt;a href="http://www.posse.gatech.edu/about"&gt;&#xD;
      
                      
    
    
      Project on Strategic Stability Evaluation (POSSE)
    
  
  
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     for organizing this event.
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                    I’ve been asked to say a few words about a recent project I undertook at 
    
  
  
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    &lt;a href="http://www.hudson.org/"&gt;&#xD;
      
                      
    
    
      Hudson Institute 
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    with the generous support of the 
    
  
  
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    &lt;a href="http://carnegie.org/"&gt;&#xD;
      
                      
    
    
      Carnegie Corporation
    
  
  
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    , looking into what I called “countervailing reconstitution,” or “CR.”  This is my own term, which 
    
  
  
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      I introduced at the 2007
    
  
  
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     Preparatory Committee meeting of the Nuclear Nonproliferation Treaty, but the basic concept has been discussed for years, appearing variously as “weaponless deterrence” or “virtual nuclear arsenals.”
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                    The specific terminology used is less important, however, than the basic insight: that it may not always be necessary to rely entirely upon actual, existing “weapons-in-being” in order to take advantage of whatever stability nuclear deterrence can be said to offer.  My project aimed to evaluate the merits and demerits of deliberately maintaining a nuclear weapons production capacity 
    
  
  
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      even after the abolition of nuclear weapons
    
  
  
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    , as a means of providing some kind of nuclear deterrent stability even at “zero.”  Might the prospect of retaining reconstitution capabilities as a strategic “hedge” against regime breakdown make today’s possessors more comfortable with abolition?  And might the prospect of their doing so help deter “breakout” from a “zero”-based regime, because the party contemplating such a violation would know that he would quickly face nuclear competition from others, as they activated their reconstitution capabilities?
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                    I.          
    
  
  
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      Crisis Stability Challenges
    
  
  
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                    The first thing I think it’s worth pointing out about discussions of CR and strategic stability is the close relationship between these issues and more common disarmament-community debates over nuclear force “de-alerting.”   At some important level they are essentially the same issue: both approaches seek to maintain deterrence with forces that require a degree of regeneration in order to be usable; they differ primarily in how difficult and time-consuming such regeneration is supposed to be.
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                    In any event, the critique I have most often heard – and made – against both de-alerting and a CR-based “zero” concerns crisis stability.  Specifically, this critique revolves around the fear that a world in which deterrence depends upon the 
    
  
  
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      capability
    
  
  
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     to regenerate nuclear forces (
    
  
  
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      e.g.
    
  
  
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    , by producing new ones from an abolition baseline) would be a world which created 
    
  
  
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      incentives
    
  
  
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     to take the destabilizing step of beginning such reconstitution early in a crisis, for fear of the potentially catastrophic consequences of “losing” a regeneration “race.
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                    Indeed, a CR-based deterrent system might even create incentives to 
    
  
  
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      use
    
  
  
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     nuclear weapons preemptively, since “winning” a reconstitution race would offer a chance to strike first before one’s adversary builds or can deploy (or use) his first weapons.  At any rate, because a CR-based system would create incentives to ensure maximally rapid reconstitution if the order were given, it might ignite a new arms race in reconstitution technology and procedures, not to mention creating incentives to cheat by maintaining a secret weapons cache.  All in all, it is not clear that such a system would be more stable than today’s world.
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                    II.        
    
  
  
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      Other Challenges
    
  
  
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    A.        
    
  
    
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      Deterring “Breakout”
    
  
    
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                    Another problem lies in doubt about the degree to which a country’s temptation to attempt “breakout” from an abolition regime would in fact be deterred by 
    
  
  
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      other
    
  
  
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     countries’ possession of reconstitution capabilities.  The logic of reconstitution as an effective answer to the challenges of breakout would seem to presuppose what the disarmament community often takes as axiomatic, but what is in fact a highly contested issue: namely, that the only use of nuclear weapons is in deterring the use of similar weapons by others.  To the degree that this assumption is not true, the case for CR as a deterrent weakens.
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                    Any analysis that supposes a possibility of breakout, however, 
    
  
  
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      has
    
  
  
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     to acknowledge that someone might want nuclear weapons for reasons 
    
  
  
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      other
    
  
  
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     than balancing other such weapons, since otherwise “zero” would be self-stabilizing, as no one would ever want nuclear weapons again once the last one had disappeared.  To worry about possible breakout, in other words, is already to concede that countries may want nuclear weapons for reasons not related to any other country’s possession of such devices.  But if this is the case, other countries’ CR capabilities won’t necessarily deter breakout.
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                    A country afraid of a neighbor’s overwhelming conventional military power, for example, might be quite willing to provoke a return to globally reconstituted nuclear arsenals by developing its own weapons, because the alternative for it would be to face that powerful rival 
    
  
  
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      without
    
  
  
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     nuclear weapons.  And a country seeking to overawe and dominate a region generally filled with less technologically capable powers might find breakout attractive even if this provoked arsenal reconstitution by former nuclear weapons possessors thousands of miles away.  (Indeed, by leveling the initial nuclear playing field with former weapons states, an abolition regime might benefit such an aggressive regional power.)  These examples suggest that it is an open question how well a CR-based regime would in fact deter breakout.
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    B.        
    
  
    
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      Defenses
    
  
    
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                    How ballistic missile defenses and other countermeasures against nuclear weapons delivery would play into strategic stability in a world of CR-based deterrence is also very much open to question.  On the one hand, one might suppose that strong defensive capabilities in the hands of the potential 
    
  
  
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      victims
    
  
  
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     of a violator state would be stabilizing.  Such defenses might, for example, buy time for the world to react by making it harder for a violator to threaten others with its new arsenal.  (The malefactor wouldn’t be able to 
    
  
  
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     anyone until he’d taken been able to build up his numbers beyond what others’ defenses could handle.)  By blunting the potential impact of an “entry-level” breakout arsenal, and by allowing other states to protect their own reconstitution capabilities from preemptive nuclear attack, defenses thus might contribute to strategic stability in a CR-based abolition regime.
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                    On the other hand, defenses in the hands of the violator rather than the victim of breakout could exacerbate stability problems by making it seem easier for the malefactor to “win” any reconstitution race he would provoke.  In such a context, defenses could even encourage nuclear 
    
  
  
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      use
    
  
  
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     by fostering the belief that the aggressor could handle whatever small nuclear second-strike its victim might launch after its reconstitution infrastructure had been attacked by the “winner” of the reconstitution race.  In any event, the effect of defenses upon stability seems quite variable and contextual; there is no 
    
  
  
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      a priori 
    
  
  
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    answer to their stability impact.
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    C.        
    
  
    
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      De facto CR for Everyone?
    
  
    
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                    Another problematic issue for reconstitution theory is how stable CR-based deterrence would actually be if it were 
    
  
  
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      generalized
    
  
  
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     – that is, if a great many countries acquired 
    
  
  
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      de facto
    
  
  
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     reconstitution capabilities such that each needed to be factored into every 
    
  
  
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      other
    
  
  
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     country’s CR-deterrence calculations.  This is, of course, the dilemma one faces when contemplating the spread of dual-use nuclear technologies that create a nuclear weapons “option” for their possessor.  In such circumstances, as Thomas Schelling has suggested, every crisis would become, in a sense, a nuclear crisis, and every war a potential nuclear war.
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                    A world of generalized CR would be one in which a great number of states faced each other in potentially very elaborate proto-deterrent relationships of bewildering complexity, each seeking to hedge against the reconstitutive capabilities (and reconstitutive speed) of its myriad potential adversaries, and with each of these overlapping and possibly mutually-interfering dyadic relationships subject to the crisis-stability challenges I mentioned earlier.  This does not sound like a particularly stable world.
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                    Of course, if the spread of dual-use technologies – and thus 
    
  
  
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      de facto
    
  
  
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     reconstitution capabilities – is to a some extent inevitable anyway, this sort of world may be arriving whether or not anyone openly pursues CR.  One might argue, therefore, that some deliberate maintenance of a reconstitution capability might end up being the “least worst” option available to former nuclear weapons state under an abolition regime.  Nevertheless, a world in which many states maintain an 
    
  
  
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      in
    
  
  
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    active but fully-formed weapons-production infrastructure might be significantly different, in stability terms, from a world in which the same countries merely possess the “option” of starting to divert dual-use technologies and materials to military purposes.  There’s hovering on the brink, one might say, but then there’s hovering on the 
    
  
  
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      brink
    
  
  
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    .  The details matter!
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    D.        
    
  
    
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      Survivability
    
  
    
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                    Most analyses of reconstitution-based disarmament place great stock upon ensuring the survivability of CR assets against preemptive attack, either with conventional forces or with such nuclear weapons as may become available to the winner of a reconstitution race.  How precisely one might ensure CR survivability, however, is somewhat less clear.
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                    Some analysts have suggested that the availability of deep tunneling and hardening technology makes this a comparatively easy task.  But I am not clear how far this argument can go, because one would need to ensure the survival and functional integrity not merely of disaggregated component elements – which might end up individually safe against and sound but yet entombed and isolated from each other in their deep caverns – but of an entire reconstitution 
    
  
  
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      process
    
  
  
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    , as well as a means for potentially employing, and commanding and controlling, whatever weaponry that one reconstitutes.
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                    One would, for instance, need to protect: weapons production and assembly facilities; warhead component and fissile material storage depots; delivery systems and the institutions and processes by which they are loaded with warheads, managed, targeted, launched, and controlled; and the logistics and communications linkages that tie together the system of arsenal reconstitution and weapons delivery and enable it to function.  All of these things would have to be protected, lest the CR system be subject to paralysis by adversary preemption.
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                    Through this prism, a pessimist might describe a regime of virtual nuclear deterrence as an opponent’s dream, populated by quite a few of what one might call “showstopper” targets, any of which an adversary could hit in order to paralyze the reconstitutive system.  An alerted and nuclear-armed ballistic missile deployed on a patrolling submarine, for example, can today be taken out of an adversary’s threat equation only by direct destruction of the weapon or its submarine – neither of which is easy.  By contrast, a disassembled or not-yet-extant warhead stored separately from a demobilized missile that is itself merely 
    
  
  
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      capable
    
  
  
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     of being sent to sea on a submarine presently mothballed at pier-side can be effectively neutralized by attacking a long chain of necessary reconstitutive events at essentially any point: warhead reassembly, missile remobilization, re-mating, submarine loading, the port, transit to patrol areas at sea, or any part of the process that connects (and controls) these elements. Protecting all of 
    
  
  
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      this
    
  
  
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     from conventional 
    
  
  
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      and
    
  
  
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     nuclear attack would surely be very difficult.
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    E.         
    
  
    
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      An Arms Race in Reconstitutive Speed
    
  
    
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                    As noted earlier, one of the most vexing challenges of stability in a CR-based abolition regime is the danger of reconstitution “races.”  This puts an enormous premium upon how quickly reconstitution can be achieved, leading to the possibility of what one might term a “racing race”: an arms race taking the form of a competition in rearmament methodologies and technologies, in which each participant aims to secure for itself the ability to constitute or reconstitute nuclear weapons faster than any potential adversary.
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                    Harmonizing mobilization rates would seem essentially impossible.  The time required to implement reconstitution would vary from one country to the next, and probably considerably.  Some legacy warhead designs or delivery systems, for instance, might be capable of being returned to service more quickly than others.  Some modes of nuclear infrastructure management also seem likely to be more reconstitution-friendly than others.  A CR-based abolition regime would give governments incentives to fine-tune reconstitution capabilities with speed in mind, such as by switching to weapons designs optimized for rapid assembly, or pre-building weapons components designed for this purpose.
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                    And with powerful incentives for haste could come recklessness.  Countries unable to compete in a “racing race” by developing sophisticated solutions might be tempted to cut corners, perhaps through half-baked improvisational “MacGyver” solutions that could prove worryingly unsafe in operational practice.
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                    III.       
    
  
  
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      Conclusion
    
  
  
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                    What conclusions might one draw from all this?  I began my project with a considerable degree of interest in reconstitution as at least a 
    
  
  
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      potential
    
  
  
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     answer to some of the daunting theoretical and practical problems presented by the “nuclear zero” movement.  Planning for a sort of 
    
  
  
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      reconstitution-based
    
  
  
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     abolition seemed to offer a way to speak about “zero” in ways that didn’t just seem 
    
  
  
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      stupid
    
  
  
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     in the discourse of nuclear strategy and national security planning spoken by real-world decision-makers in possessor states.  Accordingly, if things panned out, it seemed that CR might offer a program of action potentially “saleable” to security planners.
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                    As you can probably infer by now, however, I am today a bit less optimistic.  The game-theoretical obstacles seem to me very daunting, and the programmatic ones – that is, of actually 
    
  
  
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      maintaining
    
  
  
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     a credible reconstitution capability over the indefinite future, a challenge that may resonate for weapons experts here at the Oak Ridge National Laboratory – hardly less so.  But lest you take me for an unremitting pessimist, let me make two final points.
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                    Given the problems that “weaponless deterrence” would still seem to raise, it may be difficult to imagine today’s weapons possessors actually agreeing to it without there first having occurred some fundamental transformation in international politics.  But many disarmament advocates 
    
  
  
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     postulate just such a transformation, and indeed call for it: a wholesale transcending of the perceived need to rely upon strategic deterrence at all.
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                    To this extent, it might be that the stability problem of pure-CR deterrence is either (a) so intractable as to be abolition-preclusive or in fact (b) a “self-solving problem” by virtue of reconstitutive “hedging” becoming unnecessary under the only politico-strategic conditions that would make abolition possible in the first place.  In neither case, the argument might run, is there much need to worry about the puzzles and challenges that I think are presented by reconstitution theory.
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    I cannot resolve this question here, of course, nor say much about how one might hope to engineer such a miraculously transformed world.  For the moment, it will have to suffice to suggest that CR doesn’t appear to be as promising a map for the “road to zero” as one might have hoped.
  

  
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                    But this leads me to my second and final point, and that is that nothing in all this analysis precludes still relying, and perhaps heavily, upon reconstitution capabilities as a means of persuading nuclear possessors to accept further reductions, even if this process cannot, at the end of the day, get us to the asymptote of actual abolition.  The anticipation of CR, after all – in the form of U.S. planning for a more “responsive” production infrastructure as a strategic “hedge” to help handle unforeseen threats, or technical problems in our shrinking arsenal of remnant “weapons in being” – is 
    
  
  
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     helping American planners be more comfortable with reductions.
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                    Reconstitution is a principle that might be able to be pushed at least somewhat further in this vein, and which may well have salience for other possessor states as well – making some more comfortable with smaller arsenals, at least to a point, and others perhaps more comfortable with 
    
  
  
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     building 
    
  
  
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      larger
    
  
  
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     ones.  This “facilitating reductions” angle, I think, is probably the 
    
  
  
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     promising application of CR, and it is a subject that I hope to be able to explore further if I can secure funding for follow-on work.
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                    Anyway, that should be enough to get discussions going.  Thanks again for inviting me, and I look forward to your questions.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 23 May 2011 20:53:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p886</guid>
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      <title>Some Musings on Climate Politics</title>
      <link>http://www.newparadigmsforum.com/p853</link>
      <description>Note:
The following essay was published recently on the website of the The New Atlantis magazine, under the title “Climate Change and the Politics of Scientism.”  With thanks to The New Atlantis, NPF reproduces it here for your convenience.
Earlier this year, I attended a conference in Australia at which an American participant gravely pronounced that the recent [...]</description>
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      The following essay was published recently on the website of the 
      
    
      
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       magazine, under the title “
    
  
    
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        Climate Change and the Politics of Scientism
      
    
      
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      .”  With thanks to 
      
    
      
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      , NPF reproduces it here for your convenience.
    
  
    
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                    Earlier this year, I attended a conference in Australia at which an American participant gravely pronounced that the recent floods in Queensland resulted from anthropogenic global warming. (The Australians present, by contrast, seemed more cautious in their conclusions — being well aware that Brisbane is built on a flood plain, and that significant flooding has occurred on multiple occasions since European settlement there began in the nineteenth century.) Meanwhile, in the United States, hit by a series of big blizzards, pundits furiously traded sound bites over whether our ugly winter weather proved or disproved theories about climate change caused by human fossil-fuel usage.
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                    Such impressionistic pop science has become all too common in debates over global warming and political fights over the proper response to climate challenges. Setting aside, for a minute, the question of what the global climate is or is not doing, or whether or to what degree human activity has caused it, let us simply consider the 
    
  
  
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     of climate change. Could the movement that has dedicated itself to saving the global ecosystem from man-made catastrophe be harming its own agenda by forsaking the very scientific ideals that ought to make its case more effective?
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                    This is not to allege that there exists a sinister global scientific conspiracy to massage climate data into producing the desired conclusions, or that the science underlying the case for human-caused climate change is fatally flawed or otherwise unpersuasive. I leave climate science to the climate scientists; in my own amateur opinion, I do not presently see any compelling reason to question the general conclusions of anthropogenic change. However, the business of climate change 
    
  
  
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     in the broader cultural and political environment has arguably damaged its own cause by promoting a political discourse of zealous absolutism. This has not only been unfaithful to the ideals of good science but even politically counterproductive, and may have impaired the ability of the body politic to grapple sensibly with scientific issues in the future.
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      Eco-Villains and Chevy Volts
    
  
  
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                    Climate-change advocacy became big business in the last decade, thanks in no small part to the media and cultural whirlwind surrounding the 2006 documentary 
    
  
  
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        An Inconvenient Truth
      
    
    
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     and the 2007 Nobel Peace Prize shared by the film’s star, former vice president Al Gore, and the United Nations Intergovernmental Panel on Climate Change (IPCC). Gore went on to parlay his environmental fame into a 
    
  
  
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      spectacularly lucrative
    
  
  
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     lecture circuit and corporate advisory career.
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                    The bigger story, however, is how the issue of climate change itself grew into a huge global politico-cultural movement — producing intergovernmental conferences and treaty negotiations, spawning new global networks of NGO activism, driving new trends in marketing and fashion, and playing into Barack Obama’s initial incarnation as a president who would “transform” both America and the world. (The reader will no doubt remember, for instance, that then-candidate Obama pronounced his selection as the Democratic nominee in the 2008 presidential campaign to be “
    
  
  
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      the moment when the rise of the oceans began to slow and our planet began to heal
    
  
  
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    .”)
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                    The self-congratulatory symbolism of saving the world can now be found everywhere in modern Western life, from ostensibly “green” products in the local pharmacy, to the plots of major movies like James Cameron’s 
    
  
  
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      recent blockbuster 
      
    
    
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    , to the eco-happy advertising even of massive international oil companies (witness the “Beyond Petroleum” campaign of the company formerly known as British Petroleum). In today’s world of eco-positional mass-market consumerism, a “hybrid” Chevy Tahoe that gets 20 miles per gallon on the highway is apparently much cooler — actually winning “
    
  
  
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      Green Car of the Year
    
  
  
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    ” at the Los Angeles Auto Show in 2007 — than a “gas-guzzling” high-octane-consuming Corvette that gets a more noble 24. (And of course, nothing bespeaks crunchy suburban political correctness like an expensive but genuinely frugal Toyota Prius.) Clearly, being “seen to be green” has both marketing power and politico-cultural cachet.
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                    But as a movement, eco-messianism requires an eco-evil against which to mobilize. To some extent, this need is met by targeting high-powered, specific villains. But while it’s temptingly easy to bash oil companies or conservative politicians, climate-change advocacy faces a deeper political problem: the inconvenient truth that large-scale fossil-fuel consumption derives ultimately from ordinary consumers’ clear preference for driving, buying, and consuming things that are made with or that use cheap energy presently available only from fossil fuels. As with our recent economic crisis — which sparked extraordinary excoriations of “fat-cat” bankers who had profited in a market swollen with bad real estate loans, but produced notably little criticism of the legions of ordinary American “homeowners” who foolishly borrowed money they couldn’t possibly repay — eco-activism faces significant difficulty in vilifying the ordinary people upon whose changing behavioral choices the movement’s ultimate fate depends.
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                    This is why there is such enthusiasm on the left for 
    
  
  
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     policies that effectively proclaim us to be in the midst of a catastrophic market failure — thus justifying interventions in that market (tax-credit subsidies for buyers of the all-electric Volt, or government direction of “stimulus” funds to favored firms working on particular wind or solar technologies) as well as government coercion of behavioral change (efforts by the Environmental Protection Agency to impose, by regulatory fiat, carbon-use controls that the U.S. political system has thus far rejected). And this is also why there has been a concerted effort to blanket everyday lifestyle decisions in an almost religious sense of guilt. But for obvious reasons, this approach is unlikely to gain real traction: eco-correctness alone is not equal to the challenge of changing behavior on the scale needed. Green fashion, for instance, may sell thousands of Priuses or hulking “hybrid” Tahoes, and may even provide a market for 
    
  
  
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      the heavily-subsidized but still remarkably expensive Chevy Volt
    
  
  
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     — a car which in most areas of the United States will consume its fossil fuels with pleasingly invisible indirectness, running on power coming through electrical lines from 
    
  
  
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     — but there were 
    
  
  
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      nearly 
      
    
    
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     in the United States in 2008. Assuming that Chevrolet succeeds in its plan to make and sell 10,000 Volts in the car’s first year, those vehicles will account for less than one-hundredth of one percent of the cars on the road in this country alone.
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                    Central to the strategy of the green movement has been the creation of a narrative in which those who question climate science or who doubt the urgency of the movement’s policy recommendations are seen as ignorant or even malevolent crusaders. Anthropogenic global warming must be seen as an utterly unassailable 
    
  
  
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    . Thus did the politics of vilification creep back in through the back door: today’s culprits are the “deniers.”
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                    Climate advocacy on this scale has required a reflexive and moralistic rectitude that is 
    
  
  
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     in its psychology and behavior than actually scientific. Here is where the politics began to outstrip the science, for the kind of truth in which the movement planted its flag is not a kind of truth that science can really provide. To serious climate scientists, accelerating anthropogenic climate change may have been the best available explanation for trends within a bewilderingly complex data set, and an account persuasively consistent with results being obtained from the best available techniques of computational modeling and statistical analysis. To the 
    
  
  
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    , however, it needed to be more than “just” that.
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                    Despite the political and cultural fervor the movement was able to produce, and the spread of a vaguely environmentalist conscience well beyond the die-hard political base, its adoption of this “fundamentalist” paradigm has come at a cost, lessening its ability to weather politically the various storms that have inevitably come its way. The leak in late 2009 of the so-called “Climategate” e-mails from the Climate Research Unit at the University of East Anglia opened a window on 
    
  
  
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    ; then in 2010 there was an embarrassing retraction of 
    
  
  
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      a much-publicized IPCC prediction
    
  
  
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     that Himalayan glaciers could vanish by 2035; and there has been increasing public disagreement over the degree to which dire 
    
  
  
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     warming predictions have depended upon measurements of surface temperatures from ground sensors that 
    
  
  
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    , such as from the urbanization of areas around sensor emplacements.
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                    The point is not, as some critics have suggested, that such questions and revelations actually invalidate scientific claims about anthropogenic global warming. Perhaps they cast some overdue doubt on certain of the enthusiasts’ more extreme predictions. (In a 
    
  
  
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     over whether 
    
  
  
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     could be shown as part of a school curriculum, the judge found Al Gore’s claims in the film to be “broadly accurate,” but called his presentation “one-sided,” and cited “nine scientific errors” Gore made as a result of “alarmism and exaggeration.”) But the problem isn’t that such embarrassments have nullified the 
    
  
  
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     of global warming, but that they have done damage to the 
    
  
  
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     of climate change, in large part as a result of stubborn adherence to what is ultimately an unscientific notion of absolutist certainty.
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                    To a scientist, there ought to be nothing untoward about fielding questions on methodology and data, or living with some degree of ambiguity in the certainty of one’s results. Indeed, it is quite normal, especially in extremely complicated fields such as large-scale climate modeling — in which the dynamics are often 
    
  
  
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     “complex” in the technical sense that elaborate feedback loops help make outcomes highly dependent upon initial conditions and resistant to long-term prediction. (It is not for nothing that Edward Lorenz’s famous “
    
  
  
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    ” was derived from meteorological modeling.) Serious science always tries to know more, and to know it more reliably, but it is built around an awareness that human knowledge and capabilities are finite. Scientists spend their careers refining, and sometimes entirely debunking, the best answers provided by their predecessors. They must, therefore, expect that their views will also be subject to such attentions. When faced with challenges, proper science assesses, analyzes, regroups where necessary, and moves on.
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                    Perhaps we need more of the humility of proper science in the policy world, for this sensibility is somewhat foreign to the arena of policy activism — which too often seeks to romanticize “science” and appropriate it as a mobilization tool in service of ideological certainties. The green movement has made claims of absolute, near-theological truth in an effort to get people to accept policy remedies that involve considerable economic and other sacrifices. These remedies have seemed particularly unpalatable to energy-consuming Westerners in a time of economic stress, and to people in the developing world hoping cheap energy can help them raise their standard of living. So it is hardly surprising that the activist political discourse ran somewhat aground when the scientific case upon which it gambled everything was confronted with even fairly minor problems of data, consistency, or methodology.
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      Beyond Scientistic Policymaking
    
  
  
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                    Many climate scientists have protested since the revelation of the “Climategate” e-mails that —
    
  
  
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    &lt;a href="http://www.guardian.co.uk/environment/2010/feb/02/hockey-stick-graph-climate-change"&gt;&#xD;
      
                      
    
    
      notwithstanding any gamesmanship
    
  
  
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     that may or may not have occurred over how to display the famous “hockey stick” graph used to convey comparisons of recent northern hemisphere temperatures to older data inferred from proxy indicators — most of the science underlying claims of anthropogenic global warming remains sound. In this sense, the basic policy case for some kind of remedial action presumably also remains strong. But while climate-change science may remain largely unscathed, climate-change politics has suffered a painful wound that is largely self-inflicted.
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                    To be sure, it can be hard to persuade people to accept heavy opportunity costs under the best of circumstances, especially to forestall an ill they themselves may not personally live long enough to experience. Nor is today a time in which the public is particularly keen to accept adding energy price hikes to its list of woes. But the political world is not unfamiliar with arguments for change that do not rely upon infallible predictions of disaster. Serious and sensible decision-making in many fields relies on continually making calculations of this sort in one form or another. I need no certainty that I will be in an accident in order to wear a seat belt or bicycle helmet, to pay attention to crash-test safety performance when purchasing an automobile, or to 
    
  
  
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      not
    
  
  
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     purchase a motorcycle; I need merely know that a crash is both possible and not entirely within my control, and that its consequences could be catastrophic. Similarly, people quite reasonably buy insurance in the expectation of possible, rather than certain, future need. And militaries routinely plan against contingencies, preparing themselves as best they can against a range of possible threats rather than just the single most likely one they can envision. Most people find it acceptable to bear some burden today against the possibility of dangers tomorrow.
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                    Of course, such implicit or explicit actuarial calculations — planning, in effect, against a “landscape” of potential future outcomes, as scenario planners in the corporate world have been urging their clients to do since at least the 1970s as a means of coping with market uncertainty — have their limits. The anticipated likelihood of future bad consequences clearly affects the degree to which we are willing to bear burdens today in order to forestall them, and the magnitude of the burdens we will stomach to such an end. (If I were 
    
  
  
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      certain
    
  
  
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     that I would have a car accident, I would not drive at all, or would purchase a very different sort of vehicle — something big, slow, and armored.) A presumed certainty of catastrophe would justify much more significant present-day sacrifices than a mere 
    
  
  
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      likelihood
    
  
  
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     — in the climate context, legitimating a full-bore attack on all consumption of fossil fuels, or upon the allegedly dysfunctional capitalist “market” in its entirety.
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                    But this “fundamentalist” approach need not be the only one capable of making significant gains. An argument that terribly debilitating global warming is 
    
  
  
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      probably
    
  
  
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     coming might have served as the foundation for important policy changes, and could very well have proven more resilient in the face of contestation around the margins of the science. Such an approach might even have made possible rather more significant adjustments than governments around the world seem willing to enact today.
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                    And such an approach may yet emerge someday. But the climate politics of the last several years may come to be seen as a lost opportunity for the anti-global warming movement — a cautionary tale. Or perhaps this episode will be remembered as having damaged the ability of our body politic to grapple with 
    
  
  
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      other 
    
  
  
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    issues of science in public policymaking — that is, if the overreach of scientistic climate politics ends up damaging our collective ability to appropriately turn to science to help inform wise and humane decisions. Science should be able to help the policy community evaluate risks and thus to plan soberly against contingencies, but it is in this respect only a tool, and but one tool among many. To mistake its role, or to deliberately oversell its handiwork in the zealous pursuit of policy transformation, may be to imperil the credibility of science and the seriousness of policymaking alike.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 16 May 2011 14:33:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p853</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>The Bin Laden Raid: This Isn’t Your Father’s CIA</title>
      <link>http://www.newparadigmsforum.com/p868</link>
      <description>A decade may not be an eternity when judged by broad geopolitical standards – and it’s but an eyeblink, if that, in geologic terms – but it’s quite a long time in the short-horizon world of politics and public policy, particularly in America.  In the wake of the United States’ historic targeted killing of Osama [...]</description>
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                    A decade may not be an eternity when judged by broad geopolitical standards – and it’s but an eyeblink, if that, in geologic terms – but it’s quite a long time in the short-horizon world of politics and public policy, particularly in America.  In the wake of the United States’ historic 
    
  
  
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    &lt;a href="http://www.nytimes.com/2011/05/02/world/asia/osama-bin-laden-is-killed.html"&gt;&#xD;
      
                      
    
    
      targeted killing of Osama bin Laden a week ago
    
  
  
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    , it is worth looking back at some aspects of how the war on terrorism seems to have changed U.S. intelligence.
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                    As far as most people in the world could tell before last week, bin Laden was well on his way to becoming the Keyser Söze of the counterterrorism (CT) world – a CT analogue to the mythologized criminal bogeyman from the 
    
  
  
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    &lt;a href="http://www.imdb.com/title/tt0114814/"&gt;&#xD;
      
                      
    
    
      1995 movie 
    
  
  
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      &lt;a href="http://www.imdb.com/title/tt0114814/"&gt;&#xD;
        
                        
      
      
        The Usual Suspects
      
    
    
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      &lt;/a&gt;&#xD;
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    , a figure of feverishly imagined potency, rumored to be behind all manner of mischief, but always elusive and never actually apprehended.  Indeed, with the 
    
  
  
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      al-Qa’ida
    
  
  
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     (AQ) terrorist leader long thought to be suffering from kidney disease, it was quite possible he would die (or had already died) in secret and without confirmation, perhaps thereafter 
    
  
  
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      always
    
  
  
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     to be half-glimpsed in the shadows of every plot.
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                    Yet now bin Laden is dead: shot in the head by U.S. commandos and today nothing more than a tall, weighted corpse dumped from an aircraft carrier and consigned to the attentions of crabs and hagfish on the bottom of the Indian Ocean.  This website isn’t the place to describe in detail how this came about, but it’s worth taking a moment to ponder a few of the institutional and psychological changes that apparently helped make it possible.
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                    Not so long ago, the conventional wisdom about the U.S. intelligence community (a.k.a. “the IC” in American government jargon) was that it was struggling to adapt to post-Cold War conditions, especially in its work against terrorism and the proliferation of weapons of mass destruction, the iconic post-Cold War threats.  Among other traditional critiques, which I heard frequently when I started working for the U.S. Senate Select Committee on Intelligence (SSCI) in 2001, there were six with particular salience to the hunt for bin Laden:
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                    The successful hunt for Osama bin Laden (OBL), however, suggests that the last ten years of CT work under Presidents Bush and Obama have helped the IC rebut much of this criticism.
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                    Most information about how precisely the United States tracked down OBL is not – and should not be – publicly known.  From leaked accounts to date, however, it certainly appears that the hunt was a paradigmatically “all-source” (a.k.a. “multi-INT”) search.  Well aware of our superlative SIGINT capabilities, OBL’s closest inner circle reportedly shunned cell phones and Internet activity, at least when anywhere near him, relying instead upon a close network of human couriers communicating in the old-fashioned way: face to face.  (Some 
    
  
  
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    &lt;a href="http://www.washingtonpost.com/world/national-security/death-of-osama-bin-laden-phone-call-pointed-us-to-compound--and-to-the-pacer/2011/05/06/AFnSVaCG_story.html"&gt;&#xD;
      
                      
    
    
      press sources recount
    
  
  
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     that AQ officials associated with the compound would not even put the 
    
  
  
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      batteries
    
  
  
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     in their cell phones within 90 minutes’ drive of OBL’s compound even on those occasions when they used phones at all.)
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                    To crack this network and follow it to OBL’s hiding place, U.S. spies seem to have had to perform great feats of what is called intelligence “fusion” – that is, the 
    
  
  
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      integration of information from a great many sources
    
  
  
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    , combining reams of fragmentary or individually inconclusive tidbits into a useful overall picture.  (This is another way of saying that they had to become quite good at “connecting the dots.”)  The effort took years, with efforts to focus upon OBL’s courier network having begun under the Bush administration and continued under Obama, and involving everything from sophisticated SIGINT to surveillance by Predator drones, reconnaissance satellites, and – yes – old-fashioned HUMINT using case officers and informants.
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                    (According to media accounts, the CIA eventually found it necessary to conduct its own sort of “surge,” placing 
    
  
  
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      additional case officers
    
  
  
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     on the ground in Afghanistan and Pakistan.  Among other things, it has been reported that once OBL’s suspected compound had been identified, the CIA set up a 
    
  
  
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      safe house in the Pakistani town of Abbottabad
    
  
  
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     for a team assigned to conduct very discreet surveillance for some weeks, building a network of local Pakistani informants in order to develop a picture of the “pattern of life” at the compound.  HUMINT indeed!)
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                    Press reports have suggested that such techniques enabled our spies to build upon a couple of key “breaks.”  First, if these accounts are to be believed, the long trail to finding OBL began in 2005 with the arrest in Pakistan of a senior AQ figure by the name of Abu Faraj al-Libbi, who had worked as bin Laden’s “official messenger.”  Held at so-called “black sites” – that is, secret prisons – by the CIA, and reportedly subjected at some points to harsh interrogation techniques such as “waterboarding” (simulated drowning), 
    
  
  
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    &lt;a href="http://www.washingtonpost.com/national/al-qaeda-couriers-provided-the-trail-that-led-to-bin-laden/2011/05/02/AFNSH5ZF_story.html"&gt;&#xD;
      
                      
    
    
      al-Libbi apparently helped identify individuals linked to OBL’s communications network
    
  
  
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    , among them a particular courier who thereafter became a major collection target.  (Information from Khalid Sheikh Mohammed, the mastermind of the 9/11 attacks and history’s most famous waterboarding victim to date, also reportedly helped identify the courier.  Not surprisingly, perhaps, the success of the OBL raid is already 
    
  
  
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      re-igniting debates over the efficacy of such interrogation techniques
    
  
  
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    .)
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                    Last year, the IC is said finally to have struck gold with this courier, a man known as Abu Ahmed al-Kuwaiti, when he was 
    
  
  
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      intercepted in an incautious phone conversation
    
  
  
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     seeming to suggest that he had rejoined OBL’s coterie.  In what is said to have been a triumph of all-source collection, al-Kuwaiti was then apparently eventually traced to the compound near Islamabad where it turned out that Osama bin Laden had indeed been hiding for several years.  The rest, as they say, is history.  (The late-night comedian 
    
  
  
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      David Letterman has suggested that OBL’s last words
    
  
  
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     might have been “I need a house full of Navy SEALs like I need a hole in the head.” )
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                    Outsiders must of course be cautious in assessing the degree to which the OBL search demonstrates that the IC has fixed the problems for which it was so criticized a decade ago.  Media accounts can naturally be “spun,” may sometimes simply be wrong, and even under the best of circumstances must be regarded as incomplete accounts.  Nor is what the IC was able to do against what was surely its highest-priority target necessarily illustrative of its general level of competence.  Nevertheless, the intelligence success illustrated by the OBL raid – so hard won as the result of so many years of work – does to some extent speak for itself.
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                    There clearly seems to have been a significant HUMINT component to the OBL success, not least in the Abbottabad surveillance operation.  There was also a notable degree of multi-INT information fusion and collection cross-cueing (
    
  
  
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      i.e.
    
  
  
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    , using information from one type of source to focus efforts by other collection methodologies).  The fact that the OBL operation was carried out entirely in secret, with neither leaks to the U.S. press nor even a whisper to the Pakistani authorities on whose territory everything transpired, probably also bespeaks a commendable use of NOCs – perhaps including purportedly private contractors working for the CIA, such as 
    
  
  
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      the American arrested in Lahore last January 
    
  
  
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    – as well as the IC’s complete and no doubt much-justified distrust of local intelligence liaison officials (in this case, the notoriously 
    
  
  
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      jihadist
    
  
  
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    -friendly Pakistani ISI).
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                    And the very 
    
  
  
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      fact
    
  
  
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     of the raid itself, as the capstone to a years-long hunt, may also say something important about where the IC is today psychologically, compared to the late 1990s.  Clearly, symbolically, the decision to kill OBL – and one probably shouldn’t pretend that this raid was anything but a targeted killing, especially with leaked accounts sounding a bit slippery on the degree to which the raiders had to fight their way into bin Laden’s compound, and the degree to which OBL himself “resisted” or “fought back” – represents a reaffirmation that the United States views its struggle with
    
  
  
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       al-Qa’ida
    
  
  
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     and associated groups much more through a “war” than through a “law enforcement” prism.  There appears to have been little interest in capturing and prosecuting the man.
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                    The Obama Administration has tried to distance itself from Bush-era “global war on terrorism” phrasing, but its operational reality is no different: the United States indeed regards itself as being in some sense at war with those terrorists who have taken up arms against it, and feels justified in pursuing – and if necessary, killing – them where they can be found.  This idea is such a commonplace in the U.S. policy community today that it is worth pausing for a moment to remember how controversial it was in international circles when first articulated by the Bush Administration.  (In fairness, even Bush-era officials had some initial trouble countenancing this principle when it was invoked by others.  State Department spokesman Richard Boucher, for instance, once embarrassingly chastised Israel for its 
    
  
  
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      own
    
  
  
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     anti-terrorist attacks, 
    
  
  
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      proclaiming in 2002 
    
  
  
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    that “we are against targeted killings.”  Perhaps he wasn’t cleared for the CIA’s then-secret drone program, which was already well underway at the time.)
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                    From an IC perspective, moreover, it’s also worth observing the degree to which such “war”-making is clearly no longer regarded as a strictly 
    
  
  
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      military
    
  
  
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     activity.  Yes, U.S. Navy SEALs – apparently super-elite members of what the Navy calls “Development Group” (or DEVGRU), but which most of the world knows as Seal Team Six – seem to have spearheaded the OBL raid.  Interestingly, however, they appear to have been under CIA operational command at the time: the raid was put under CIA Director Leon Panetta.
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                    Moreover, some accounts claim that 
    
  
  
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    &lt;a href="http://www.msnbc.msn.com/id/42852700/ns/world_news-death_of_bin_laden/t/us-forces-kill-osama-bin-laden-pakistan/"&gt;&#xD;
      
                      
    
    
      CIA paramilitary officials were also involved
    
  
  
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     in the raid.  This alleged CIA involvement not merely in finding but also in killing OBL may be quietly embarrassing for Panetta, insofar as he himself had early in the Obama Administration 
    
  
  
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        canceled
      
    
    
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     a Bush-era CIA program to develop hit teams for just such purposes, but it is certainly hard today to depict the Agency as being dangerously risk-averse.  The IC’s move into the targeted killing business 
    
  
  
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      in late 2001 under President Bush
    
  
  
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     was in itself an epochal event, but even within this context it can no longer be said that U.S. intelligence operatives only try to kill enemies by sterile and impersonal remote control using drone aircraft.
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                    The hunt for Osama bin Laden thus suggests that – at least in the CT context, anyway – much has been done over the last ten years to rebut the criticisms of the IC that I recall from my early days with the SSCI.  In this respect, the Obama Administration deserves credit for continuing developments begun under President Bush, and for taking the hunt for OBL to its conclusion.  Remember when President Obama, new to the office, suggested that he was 
    
  
  
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      watering down Bush’s “dead or alive” approach
    
  
  
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     to hunting for bin Laden?  Well, that was then.  When the IC produced an opportunity to do more than just keep OBL “on the run,” more was duly done.
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                    Those who decried Bush-era CT innovations are no doubt unhappy with this, and may be forgiven for having counterterrorism on their list of foreign and security policy areas in which Obama’s promises of “transformation” and “change” have turned out to presage only policy continuity.  Those who generally supported Bush’s post-9/11 changes, on the other hand, will no doubt be correspondingly pleased.  Whatever value judgments one attaches to these IC developments, however, U.S. intelligence continues its struggle against 
    
  
  
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     and associated groups – a struggle which should not end with the overdue and well-deserved demise of bin Laden himself – with a repertoire of skills and tools that seems to be notably broader than before.  After ten years of the war on terrorism, one might say, this is not your father’s CIA.
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                    By the way, the last decade of the war on terrorism was not the first time that U.S. officials learned new tricks in order to track down a stealthy and elusive unconventional foe.  There was an interesting – and perhaps quite deliberate – historical echo in the OBL raid.  According to press accounts, the code word broadcast back to Washington in order to signify the success of the attack a week ago was “Geronimo!”  Now, American children may be most accustomed to this word as a simple exclamation (
    
  
  
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    , when jumping into a pool), but there was of course a 
    
  
  
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     Geronimo, a famous Apache leader who rebelled against U.S. Indian resettlement efforts in the 19th Century, and who led the U.S. Army on a merry chase for some time, before finally being captured.  (Geronimo died in captivity years later, from pneumonia after a fall from his horse; he is buried at the Fort Sill Army post in Oklahoma.)
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                    History buffs may be intrigued by the Geronimo invocation, for his capture represents a fascinating earlier example of a prominent adversary finally being tracked down through the use of state-of-the-art intelligence techniques and innovative pursuit strategies.  In that case, U.S. success came through the use of an elaborate 
    
  
  
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      network of hilltop forts manned by the U.S. Army Signal Corps
    
  
  
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     for telescopic observation of Indian movements and near-instantaneous transmission of this data, by means of heliograph signals, to army pursuers.  Supported by this new network, the Army was finally able to counteract the mobility and concealment advantages of Geronimo’s Apaches, and harassed them into finally surrendering to General Nelson Miles in 1886.
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                    Preliminary accounts of the hunt for Osama bin Laden suggest that the U.S. Intelligence Community has also managed to learn a lot in the last ten years.  The IC and its leadership over the past decade should be commended for this.  The IC is an old dog, and a fairly slow-moving bureaucracy on a good day, but it is clearly not beyond learning new tricks. Its leaders – including General David Petraeus, when he presumably takes up his next job as head of the CIA – should not let up in their pursuit of AQ and its allies.  They should also work to ensure that the 
    
  
  
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     of the Intelligence Community learns to employ across all 
    
  
  
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     various mission areas the same degree of effective interagency coordination, focus, and boldness that IC officials have shown against bin Laden.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 09 May 2011 19:02:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p868</guid>
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      <title>A Survey of the Nuclear Weapons Landscape</title>
      <link>http://www.newparadigmsforum.com/p845</link>
      <description>Note:
Below appears the text of remarks Dr. Ford delivered on April 12 and 13, 2011, to the Phoenix Committee on Foreign Relations in Phoenix, Arizona, and the Tucson Committee on Foreign Relations in Tucson, Arizona.  His trip was part of an outreach program organized by the Partnership for a Secure America with the generous support [...]</description>
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      Below appears the text of remarks Dr. Ford delivered on April 12 and 13, 2011, to the 
      
    
      
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      in Phoenix, Arizona, and the 
      
    
      
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      in Tucson, Arizona.  His trip was part of an outreach program organized by the 
      
    
      
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      with the generous support of the 
      
    
      
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                    It’s a delight to be in Arizona again – a state where I had the pleasure of living for a few years not long ago – and to be able to talk with you here as part of this terrific project by the 
    
  
  
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     to bring critical issues in our foreign policy and security discourse “outside the Beltway” to the rest of this great country.  In order to help get our discussions going, let me offer a quick 
    
  
  
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     of the current landscape of nuclear weapons policy as I see it, and then pose what might be a somewhat provocative question to ponder.
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                    The future role of nuclear weapons in U.S. defense policy is much debated.  It’s probably safe to say that at present, they probably play less of a role than at almost any time since their invention.  This, however, is not necessarily the same thing as saying that they play 
    
  
  
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     real role, or that they can be dispensed with.  
    
  
  
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     questions are much contested, and thoughtful people can, and do, have different views.
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                    In a sense, we’re lucky here in the United States that we can even 
    
  
  
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     a discussion about whether or not nuclear weapons should play a role in our future.  For the moment, at least, the United States enjoys tremendous, unprecedented, and unequaled military power in the 
    
  
  
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    -nuclear realm.  This enables us to rely relatively little on nuclear weaponry, and we certainly do not at present face or fear the sort of conventional threats that we did during the Cold War.
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                    But few, if any, other actual or presumed nuclear weapons possessors enjoy the luxury of feeling comfortable having such a debate.  Pakistan fears India’s conventional military might, and feels a need to balance New Delhi’s nuclear weapons; India continues in its nuclear rivalry with Pakistan as well as eying the power of a rising China with unease.  Russia 
    
  
  
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     to fear us, clearly 
    
  
  
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     fear China, and feels nuclear weaponry to be essential to its status in an era in which its conventional forces scare only regional powers.  China seems to view its growing arsenal of nuclear weapons as an important part of its strategy vis-à-vis the United States and Russia, and refuses to discuss getting involved in arms control or disarmament negotiations.  France regards its 
    
  
  
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     as essential to its great power status, tiny Israel still faces a host of hostile and upheaval-prone neighbors, and even North Korea at least 
    
  
  
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     to feel a need for nuclear weapons to “deter” the United States, Japan, and South Korea.
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                    Of all the world’s possessors, in fact, only Britain and the United States – both close allies and both thus able directly or indirectly to enjoy the benefits of America’s superiority in conventional arms – seem even remotely interested in, or able coherently to discuss, “zero.”  And even they still feel it necessary to modernize their delivery systems and production infrastructures: even at their most optimistic, both London and Washington are clearly planning on nuclear weapons being around for a long time yet.  Meanwhile, U.S. allies – especially in East Asia – rely upon our “nuclear umbrella” in alliance relationships that help enable them to face regional threats without entertaining nuclear thoughts themselves.  Nuclear deterrence, it would appear, isn’t going anywhere any time soon.
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                    But that, of course, is still only part of the story.  It 
    
  
  
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     been possible to make extraordinary reductions in U.S. and Russian arsenals since the end of the Cold War.  Today, or instance, the United States has taken out of service 
    
  
  
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     out of every 
    
  
  
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     nuclear weapons it had in 1991.  The two sides have also scrapped 
    
  
  
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     of delivery systems.
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                    In light of these huge cuts, and of the great expectations raised by President Obama in his April 2009 speech in Prague holding out the promise of “a world free of nuclear weapons,” it is certainly reasonable to ask how much further we can go.  But here let us remember how deeply rooted nuclear weapons remain in their possessors’ national security strategies – including in our own.  Shorn of its abolitionist rhetoric, in fact, the Obama Administration’s nuclear weapons policy is actually 
    
  
  
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     dramatically different from that of the Bush Administration, which also spoke of abolition as a desirable goal – if, however, a distant and not unquestionably achievable one.
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                    Despite controversies over its limits on long-range conventional strike capabilities and its implications for missile defense, the recently-ratified “New START” agreement mandates only very modest reductions – numbers, by the way, which are strikingly consistent with what Defense Secretary Gates discussed when he worked for George W. Bush.  We remain committed to a strong nuclear deterrent, developing a next-generation missile submarine, building a new strategic bomber, and modernizing our nuclear weapons complex.  The administration’s parameters for modernizing nuclear warheads even closely track the Bush-era “reliable replacement warhead” program.  And we have promised not unilaterally to end our small deployment of weapons in Europe in support of NATO.
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                    So far, in fact, the biggest differences in nuclear policy have been largely rhetorical.  The Obama Administration has modified U.S. declaratory policy on the potential use of nuclear weapons, but it’s not clear the degree to which anyone actually 
    
  
  
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     the restraints promised by mere declaratory policies anyway.  The White House does again strongly support the Comprehensive Test Ban Treaty, but Senate ratification is unlikely, and the treaty’s entry into force even more so.  (That, after all, would also require ratification by China, India, Pakistan, North Korea, and Iran, to name a few.  So don’t hold your breath.)  Washington has adopted a different position on a Fissile Materials Cutoff Treaty, but that too has proven a fairly costless concession, given that this effort remains stalled, as it has been since 1995.
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                    On the whole, therefore, U.S. nuclear 
    
  
  
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     have changed rather more than U.S nuclear policy.  To critics on the Right and the Left, this is infuriating.  The Right sees a dangerous penchant for disarmament naiveté that could imperil our security at any moment.  The Left feels betrayed in a “bait and switch” game, with disarmament rhetoric having masked “Bush Lite” policies.  For my part, I’m pleased that for whatever reason, we’ve ended up with such continuity.  The stakes are too high for nuclear weapons policy to bounce back and forth between ideological positions every few years.  Notwithstanding the enthusiasms of Prague, the broad continuity over the years testifies to the fact that in its most basic contours, our nuclear weapons policy is built on deep underlying interests.
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                    Whether one chalks up the current, remarkably pragmatic U.S. course to a smoke-and-mirrors con or to pragmatic on-the-job-learning by the Obama team, however, the really 
    
  
  
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     choices about nuclear weapons policy still remain ahead of us.
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                    The “New START” agreement illustrates this point.  It represented little more than a “trimming of the fat” in our strategic arsenal, and it carefully avoided coming to grips with the 
    
  
  
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     demanding issues that one would need to address in order to reduce numbers much further – issues such as the future of our nuclear “Triad,” what to do about “extended” deterrence for our allies, and the basic philosophy of “counterforce” (striking military assets) versus “countervalue” (striking population centers) targeting, which is challenged by shrinking numbers.
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                    Nor is it just a question of Americans simply figuring out what we want on our own.  Already, China’s continuing nuclear build-up – and Russian and Chinese nuclear modernization – have emerged as brakes upon how far Washington will feel comfortable reducing its arsenal.  U.S. officials have said that if they are to cut much further, they need assurances from China that it would not take advantage of this by “sprinting to parity.”  Beijing, however, refuses to offer such assurances, and indeed spurns the very 
    
  
  
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     of arms control discussions until just such parity has been achieved.
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                    It is also hard to imagine a new treaty with Russia that does not somehow address Moscow’s enormous numerical advantage in non-strategic nuclear weaponry.  But the Kremlin seems as attached to such systems as ever, and is likely to negotiate seriously, if at all, only in return for concessions it is unlikely we would accept.
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                    And then there is the problem of nonproliferation – another area in which there is more continuity than change in U.S. policy.  Unfortunately, we are still making little progress in slowing or reversing the proliferation of nuclear weaponry.  Iran continues unchecked along its nuclear trajectory, while North Korea has conducted a second nuclear test and revealed a longstanding 
    
  
  
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    -based program it has undertaken in parallel to plutonium work.  Syria continues to stonewall International Atomic Energy Agency (IAEA) efforts to investigate the reactor Syria built with North Korean help – though fortunately this facility was destroyed by Israel in 2007.
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                    No additional progress has been made in controlling the spread of fuel-cycle technologies enabling their possessors to produce fissile materials for nuclear weapons, and many countries continue to resist adopting improved nonproliferation safeguards in the form of the IAEA Additional Protocol.  The international community’s record in enforcing compliance with the Nuclear Nonproliferation Treaty and other nonproliferation obligations remains pretty dismal, and this factor alone could prove a disarmament “showstopper.”   After all, if we cannot prevent the emergence of new nuclear “players,” how can we expect existing possessors to give their weapons up – or how could we ensure that abolition, even if it occurs, doesn’t turn out to be just a pause along the road to new arms races?
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                    Clearly, then, the “next step” for the so-called “Prague agenda” will be 
    
  
  
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     more challenging than the already unexpectedly difficult “New START” agreement, if indeed such a further step is possible at all.  Some observers, in fact, suspect that the present disarmament agenda will simply collapse.  So here’s my question for you to ponder: has the Cold War model of bilateral and numerically-focused arms control finally run its course?  Does traditional arms control need to give way to a new era focusing more upon improved transparency and confidence-building relationships as a 
    
  
  
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     for any potential further cuts?
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                    It seems to me a fair question, for there is logic in the critique.  Arms competitions, I like to point out, are essentially 
    
  
  
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     of problems in underlying political and strategic relationships – and they cannot in most cases be meaningfully addressed without attending to those deeper dynamics.  (As President Reagan reportedly once put it, we don’t have hostility because we have arms; we have arms because we have hostility.)  All too often, however, arms control goes at things backwards, assuming that if particular 
    
  
  
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     can be controlled, the underlying relationships will themselves heal.
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                    As we finish trimming the fat and increasingly come to confront deeper conceptual and philosophical issues of strategic deterrence, we may need to give up our numerical obsessions in favor of an approach that more directly faces the fundamental challenges of bilateral, regional, and global insecurity – and the many ways in which nuclear weapons has become entangled in politics, policy, and identity around the world.  That’s certainly a 
    
  
  
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     harder than just crunching numbers for a new treaty, but the time when disarmament could be regarded as being principally about numbers may be past.
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      <pubDate>Thu, 05 May 2011 15:50:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p845</guid>
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      <title>Guest Blog: Paul Ingram on NATO Nuclear Policy</title>
      <link>http://www.newparadigmsforum.com/p831</link>
      <description>Paul Ingram responds to Ford's essay on NATO nuclear weapons policy</description>
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        Paul Ingram 
      
    
      
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      is Executive Director of the 
    
  
    
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        British-American Security Information Council (BASIC)
      
    
      
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      , a think tank with offices in London and Washington, D.C., devoted to helping achieve a world free from the threat of nuclear weapons.  Ingram offers this contribution to NPF in response to Dr. Ford’s March 30, 2011, posting on “
    
  
    
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        NATO, ‘Nuclear Sharing,’ and the “INF Analogy
      
    
      
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      ”  Ford’s response to Ingram’s essay appears below.
    
  
    
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      Chris Ford’s proposal for a dual-track approach, explicitly along the lines of Alliance strategy over intermediate forces in the 1980s, when cruise missiles were deployed in Europe to force the Soviets into negotiations that may have led relatively rapidly to the ground-breaking INF agreement, holds some merit within its own frame. The factors that led to the INF agreement are complex – these things always are. To explain them in simple terms is to miss the point. The deployment of cruise would certainly have featured, alongside reforms initiated by President Gorbachev, conversations he would have had with President Reagan, Reagan’s rhetoric on the Strategic Defense Initiative (Star Wars), increasing economic and social pressures in the Soviet Union, ideological debates, the relaxation of restrictions on movement of peoples, and any number of other factors. Nevertheless, the point is well made. Certainly, if one is serious about negotiating with the Russians in a manner where assets from both sides are traded to achieve a new balance at lower levels of deployment, such an approach could prove successful by introducing a factor that would have meaning to the Russians when NATO’s existing deployments of theatre nuclear weapons in Europe hold little value (I would say negative value, more later). Of course, equally, new deployments proposed by Chris could backfire and lead to further arms racing. It is certainly likely to play into Russian perceptions that the West is a competitor who will take advantage of Russia’s strategic weakness, an attitude that is prevalent in certain circles, but one that is harmful to our relations with Russia and one that we would do well to counteract if possible.
    
  
  
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      That I guess is the risk calculation that needs to be further assessed. But more than that, it should also be acknowledged that this approach is based upon a number of assumptions around the nature of the relationship we have with the Russians, assumptions that I have found reflected in any number of conversations with officials from across NATO. There is a prevailing attitude that whilst the Cold War has officially ended, Russia remains more a strategic competitor than a partner.  We may play (uncomfortably) alongside them when it comes to action on the Security Council, but we still spend many billions a year on nuclear weapons primarily to balance Russia strategically.  This article, alongside the official approach, assumes that if we did not continue this balance the Russians would simply exploit any advantage. In short, they need to be kept in their place.
    
  
  
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      This response seeks to surface the way in which people within these debates too often talk past one another. There are important disconnects that we have to account for in the different groups that have influence over outcomes in the debate over deployment of theatre nuclear weapons (NSNWs) in Europe. Within the discourse in NATO it strikes me that the upper hand is currently held by those who take the strategic security balance most seriously. While there are indeed spats behind closed doors over such issues as the possibility of trading such deployments for missile defense in order to maintain coupling the United States in Europe and in achieving some level of strategic burden-sharing, NATO muddles through and we achieve a compromise in which reductions are in some way linked to Russian reductions.
    
  
  
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      Chris is absolutely right about the Alliance being in a poor negotiating position in attempting to negotiate on tactical nuclear weapons, though he understates this weakness. Put it this way, if you were sitting in Moscow right now and of the mind that NATO is a strategic competitor and potential threat, would you not see the deployment of NATO’s TNW in Europe as a positive asset? After all, they are a significant cause of NATO division, have a time-bomb ticking under them when it comes to future investment decisions over the replacement of the dual capable aircraft, and present a next-to-insignificant threat to Russia. The Russians realize that the chances of these weapons being used against them whilst NATO possesses other more capable systems is next to zero. If I were a hard-nosed Russian I’d be wanting that situation to continue – I certainly wouldn’t want to negotiate what I perceived as valuable assets away (whatever they may be) in order to improve the situation for NATO cohesion and comfort.
    
  
  
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      I said earlier that I thought the group taking strategic concerns most seriously had the upper hand within NATO, but there is another group, and that is the German public, who indirectly through their representatives, may in the end unravel the nuclear sharing practices by resolutely refusing to invest in any new aircaft. And this largely boils down to beliefs summarized not as pacifism, but rather a belief that the Cold War has ended, in beliefs in draw-down, in global regimes that reduce the salience of nuclear weapons, and lock countries into commitments that reduce and then eliminate nuclear weapons. It is a narrative that involves a more benign view of the possibilities of reconciliation with Russia, but it is also about an approach that seeks to achieve a sustainable security. It includes an assumption that you don’t achieve direction of travel by always engaging in threats or building up leverage for the next negotiation in a manner that leaves one's negotiating partner feeling vulnerable beforehand and that seeks to achieve maximum security at others’ expense.
    
  
  
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      This, of course, is seen by strategists as naïve, and exists outside their frame of reference. For one to step into the other’s frame in order to engage with it on the terms of the other is to give a great deal up and face the possibility that one’s own preferred way of looking at the world is simply not respected by those we seek to engage with. But such an approach is necessary is we are to overcome what I describe often as the dialogue of the deaf. Unfortunately, outcomes have rarely been determined by attempts such an engagement.
    
  
  
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      In this case, at a time of tough budgetary choices and growing anti-nuclear sentiment, it is likely that the German public hold many of the trump cards. The German government will hold on to their nuclear capable Tornado bombers only for so long (perhaps a decade), and the replacement [Eurofighter] Typhoon aircraft are very unlikely to be nuclear capable (they could be modified, but this may involve giving US technicians access to commercially sensitive information, and would involve an explicit budget line likely to be opposed by the Bundestag).  These are hard political realities that cannot easily be dismissed by strategists bemoaning the idealistic nature of the Germans.  One diplomat from another NATO state said to me recently something along the lines of “thank God the Germans don’t have nuclear aspirations, but it is giving us tremendous headaches.”
    
  
  
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      The current compromise in NATO that makes further reductions in theatre nuclear weapons contingent on the results of negotiations with Russia seeks the best of both worlds but instead falls between stalls and will fail.  Chris Ford’s piece on INF recognizes this, but his response – to build up NATO’s capacities in areas that will concern the Russians – I believe makes a great deal of sense within its own frame, but runs too great a risk of harming an important relationship with Russia, entrenching views and creating a new arms race.  NATO has more than enough assets already in its bargaining bag with Russia to exact cooperation, should it choose to include them – namely missile defense, conventional capabilities, novel technologies surrounding strategic conventional missiles on the drawing board, and greater collaboration over security talks including assurances to Russia.  One’s reaction to all of this might in the end depend upon whether you see this as an inevitable long-term competition for ultimate dominance, given the nature of the Russians, ourselves and the systems of interaction we find ourselves in, or whether you see opportunities in transcending this perceived inevitability by changing the rules of the game.  Or perhaps I’m being closed minded by putting it in this binary way?
    
  
  
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      -- Paul Ingram
    
  
    
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        CHRISTOPHER FORD RESPONDS:
      
    
      
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      Thanks to Paul Ingram for his thoughtful response to my earlier piece.  The suggestion I made in that essay (“
    
  
  
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        NATO, ‘Nuclear Sharing,’ and the ‘INF Analogy
      
    
    
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      ’” [March 30, 2011])  of building up a conventional prompt-strike capability and using it to “balance” Russian NSNW is indeed not one without risks – nor without costs.  (That was true of NATO’s INF counter-deployment as well, though in that case things turned out quite well.)  My hunch is that the biggest potential “showstopper” for such a plan wouldn’t be the risks Paul suggests of playing into Russian threat perceptions, however, but rather the unwillingness of timorous European leaders to provide either the money or the political willpower necessary to make such a plan succeed – especially in the face of the inevitable blustery complaints and possible saber-rattling that would issue from Moscow right up until the very moment a deal was reached.
    
  
  
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      In response to Paul’s response, however, I should probably clear up one thing: I am not an obsessive over Russia’s NSNW numerical advantage.  I certainly don’t 
    
  
  
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       the Russian advantage, and think it’s important to reduce the Russian numbers.  Fundamentally, however, I don’t think that particular imbalance is catastrophic.  (I agree with the point Elbridge Colby made, in his own earlier NPF essay [“
    
  
  
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        Guiding Principles for the New Nuclear Guidance
      
    
    
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      ” (April 11, 2011)] that “there is no objective military need for U.S. forces to match Moscow’s in number or type – we have our own set of targets, they have theirs.  As long as our forces can fulfill their missions, their numerical relation to Russia’s is immaterial.”)  Despite the numerical differences, the aggregate nuclear 
    
  
  
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       vis-à-vis Moscow is not particularly disadvantageous to the United States or its allies at this time, and the overall balance of military power between the two countries is not “broken” from either a U.S. or a NATO perspective.  Russia periodically rattles its nuclear saber at our Eastern European allies, but so far the alliance has remained sound despite such problems.  (How we handle the future of “nuclear sharing” issues within NATO could affect this, but things seem alright so far.)  Especially if we contemplate further U.S. reductions, it is in our security interest to reduce Russia’s numerical preponderance in the NSNW arena – and it still is, 
      
    
    
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      , a good thing to reduce the numbers of nuclear weapons in existence – but I don’t think strict parity is a requirement.
    
  
  
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      It is actually the 
    
  
  
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       of U.S. nuclear weapons in Europe that are most unhappy with the nuclear 
    
  
  
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      , insofar as they seek to remove 
    
  
  
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       remaining weapons from Europe – in some cases, perhaps, 
    
  
  
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       Russian NSNW numbers also come down.  That’s why I am intrigued by Paul’s comment that the biggest nuclear problems right now are 
    
  
  
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       the Alliance, and that Russia may actually 
    
  
  
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       NATO being divided against itself over American NSNW.
    
  
  
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      In Paul’s description, NATO’s NSNW debates both result from and illustrate a basic divergence between geopolitical worldviews, with a traditional “strategic” mindset now being challenged by an appeal to “sustainable security” in which negotiating partners should be made to feel secure and comfortable by concessions made “beforehand” – that is, before formal negotiations actually commence.  In fact, Paul sees German public opinion as being so taken with this latter logic (if that’s the right word) that Berlin is liable to preempt a collective Alliance NSNW decision by simply 
      
    
    
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      , as it were, of “nuclear sharing” by allowing its dual capable aircraft (DCA) capabilities to disappear.  At a time of “tough budgetary choices and growing anti-nuclear sentiment,” Paul writes, it is thus “likely that the German public hold many of the trump cards.”
    
  
  
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      And it’s possible he’s right.  As I noted in 
    
  
  
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       I do fear the Alliance-corrosive effects of such procurement policy unilateralism – particularly, though perhaps not exclusively, by the Germans.  On its face, the Alliance might face a troubling choice between the incompatible preferences of two key groups of NATO partners, in which a decision to favor 
      
    
    
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       party could have worrisome implications for Alliance solidarity and redound to the advantage of actual or potential adversaries.  I don’t want to overplay the challenges of the nuclear choice, for – as I noted in my earlier essay – the NSNW issue is only one part of the much bigger dynamic whole that is NATO.  Might there be ways for NATO to answer this challenge short of adopting the “INF option” of seeking NSNW negotiations after undertaking some kind of countervailing deployment?
    
  
  
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      The most logical answer to NATO’s problems of being divided internally over NSNW basing and potential future threats from Russia, of course, is simply to adjust the cast of characters involved in Alliance “nuclear sharing” arrangements.  If some of the more pacifist and/or anti-nuclear Western European governments want to suspend t
      
    
    
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        heir participation in such “sharing,” but some Eastern members – nervously looking east to a Kremlin that used to rule them with a brutal hand, still seeks to bully them, and sometimes 
      
    
    
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         – think that contingency planning for wartime “nuclear sharing” contributes to their security, the obvious answer is to shift NATO nuclear capabilities to those Eastern states.
      
    
    
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        Such a shift in nuclear weapons basing is presently against NATO policy, of course.  Even if consensus could not be reached on a new distribution of capabilities, however, a 
      
    
    
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       basing may be another.  If Germany, for instance, allows its DCA capability to atrophy, what would prevent, say, Poland, or one of the Baltic states, from 
    
  
  
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      Even if the U.S. weapons themselves remained based in more westerly locations – which they should, absent Alliance agreement on a change – this might prove rather useful. 
    
  
  
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      Perhaps the development of such an “Eastern option” for DCA capabilities, for instance, would finally be something with which we could usefully bargain if we want to take a diplomatic swing at the Russian NSNW problem.  Even were we to fail to get much negotiating traction with Russia, however, we would probably still have strengthened deterrence, for 
    
  
  
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      a shift in DCA locations might actually make NATO’s nuclear policy 
    
  
  
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       credible than before.  (An Eastern state more directly threatened by Russia – or Iran, for that matter – would be more likely to 
    
  
  
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       “shared” weapons in time of war, and would surely feel more reassured by its Alliance relationship on account of having its own role in “sharing” than were it to continue to depend so much upon a grumpily nucleophobic Germany.  If a new DCA-possessor maintained its aircraft at a higher state of readiness than today’s notably leisurely NATO DCA standard, moreover, this might more than make up for the impact on operational readiness of needing first to fly west in order to upload wartime ordnance.) 
    
  
  
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      Acquiring such an “Eastern option,” moreover, would presumably be something that an Eastern NATO member could do “
    
  
  
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          unilaterally
        
      
      
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        ” – 
        
      
      
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          albeit with U.S. cooperation, of course, since what would be at issue is the aircraft’s ability to carry U.S. weapons.
        
      
      
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       After all, if Germany can get 
    
  
  
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        out
      
    
    
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       of the DCA business without Alliance agreement, why could not Poland or a Baltic state get 
    
  
  
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       on its own initiative?  (In fact, such a shift might be an appropriate and enjoyably piquant response to ideologically-driven German DCA unilateralism – which, indeed, the mere 
    
  
  
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       of such an “Eastern option” might help deter.)
    
  
  
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      Anyway, that’s just food for thought.  Many thanks to Paul Ingram for contributing so thoughtfully to this NPF dialogue.
    
  
  
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      -- Christopher Ford
    
  
    
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 25 Apr 2011 15:23:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p831</guid>
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      <title>Still Struggling with FMCT</title>
      <link>http://www.newparadigmsforum.com/p820</link>
      <description>An assessment of the problems and prospects for a Fissile Material Cutoff Treaty</description>
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      Note:
    
  
  
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      Below appears the text on which Dr. Ford based his remarks to the conference on “
      
    
      
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      &lt;a href="http://counselor.bc.edu/2011/04/11/the-obama-administration-the-future-of-nuclear-arms-control/"&gt;&#xD;
        
                        
        
      
        The Obama Administration and the Future of Arms Control”
      
    
      
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       at Boston College on April 15, 2011. 
    
  
    
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                    Good afternoon, and thanks to the Political Science Association and the other sponsors and organizers of this event.  It’s a pleasure to be back in Boston.  Since I’m probably here in order to provide a somewhat skeptical perspective on the idea of a Fissile Material Cutoff Treaty (FMCT), let me try to live up to my billing by outlining some of the problems that I think beset this enterprise – and which I suspect need to be fixed, or at least addressed differently, if it is to have a promising future.
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                    I.          
    
  
  
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      The Cutoff Project Itself
    
  
  
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                    The first and most basic question for FMCT is the classic twofold challenge confronting 
    
  
  
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      any
    
  
  
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     public policy measure.  Is it substantively a good idea, and, if so, does its pursuit really represent the best use of the limited quantity of political capital, attention, and other resources presently available to the policy community?
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                    In considering this, it’s worth remembering how 
    
  
  
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      little
    
  
  
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     an FMCT is actually likely to do.  It would only prohibit parties from any further production of fissile material 
    
  
  
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      for nuclear explosive purposes
    
  
  
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    .  Despite the advocacy rhetoric one often hears about how an FMCT is “
    
  
  
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    &lt;a href="http://www.psr.org/nuclear-weapons/fissile-material.html "&gt;&#xD;
      
                      
    
    
      essential
    
  
  
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    ” to keeping nuclear material out of the hands of terrorists, the treaty would 
    
  
  
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      not
    
  
  
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     prevent countries from producing as much as they want for any purpose 
    
  
  
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      other
    
  
  
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     than making nuclear explosives.
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                    Nor would an FMCT prohibit additional nuclear weapons development, for surpluses of pre-cutoff material could still be fashioned into new devices with no less abandon than before.  (For the United States and Russia, by the way, the quantities of surplus fissile material are truly huge.  A number of other powers have significant stocks too.)  For this reason, the imminence of an FMCT might tend to slow or inhibit efforts to eliminate excess fissile material, or to spur rush production efforts in countries not already having such surpluses.  Such a treaty would create incentives to maintain stockpile buffers as a form of strategic “hedging” – that is, building up and keeping stocks that would permit future arsenal expansion without violating the production cutoff – and might thus actually have the ironic effect of leading to an 
    
  
  
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      increase
    
  
  
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     in global fissile stockpiles, especially of material directly usable in nuclear weapons.
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                    Nor, it must be said, would a universal FMCT add in any meaningful way to the substantive obligations of the vast majority of states.  All but five of the nearly 190 States Party to the 
    
  
  
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      Treaty on the Non-proliferation of Nuclear Weapons
    
  
  
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     (a.k.a. the NPT), after all, are 
    
  
  
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      already
    
  
  
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     obliged not to produce fissile materials for nuclear explosive purposes.
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                    Indeed, an FMCT might even tend, in practice, to 
    
  
  
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     nonproliferation controls by further legitimating (and thus encouraging) production for ostensibly “peaceful” purposes, prompting migration to an “alternative” set of weaker global FMCT verification standards to the detriment of the more effective Additional Protocol (AP) being promoted by the International Atomic Energy Agency (IAEA), and both replicating and encouraging states to take greater advantage of a 
    
  
  
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      troubling loophole in existing safeguards agreements
    
  
  
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     related to sensitive 
    
  
  
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      non
    
  
  
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    -explosive uses.
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                    To put it bluntly, therefore, an FMCT would be interesting, important, or desirable only with regard to the five NPT nuclear weapons states and the four countries that are not presently party to that Treaty at all.  Stripped of all the CD’s symbolic fealty to ideals of massive multilateralism and universalist treaty-making, the FMCT effort is really only about freezing weapons-related fissile production in a mere nine countries – only three or four of which are probably presently producing such material anyway.
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                    Even so, however, the FMCT remains stymied.  Lacking agreement on beginning negotiations – a consensus that is currently blocked, principally by Pakistan – the CD continues the stalemate in which it has languished since negotiating the 
    
  
  
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     long-stalled Comprehensive Test-Ban Treaty (CTBT) in 1995.  The problem lies with the same reasons that have 
    
  
  
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      always
    
  
  
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     made “freeze”-type proposals controversial: freezes seek to codify a strategic 
    
  
  
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      status quo
    
  
  
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    , and this is only acceptable to states that do not feel threatened thereunder, or who do not for some other reason wish to 
    
  
  
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     that 
    
  
  
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      status quo
    
  
  
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    .  
    
  
  
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      Pakistan feels 
    
  
  
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    that a freeze on producing weapons material would lock it into a dangerous position of military inferiority vis-à-vis its larger neighbor India.  According to its ambassador to the United Nations in Geneva, an FMCT is “unacceptable” because the treaty “
    
  
  
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      would only accentuate the disparity and imbalance that exists
    
  
  
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    ” with New Delhi.
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                    Through this prism, it would appear that the FMCT faces a classic problem of arms control: the nature of arms competitions as being phenomena in large part 
    
  
  
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     of problems in underlying political and strategic relationships, and which cannot in most cases be meaningfully addressed without attending to these deeper dynamics.  All too often, arms control efforts seem to get this backwards, assuming that if particular capabilities can be controlled, the underlying relationships will themselves heal.  Unfortunately, this often tends to leave arms control and disarmament efforts just tinkering around the margins, condemned to a basic degree of ineffectiveness while waiting for strategic relationships to change in ways that could make serious reductions possible.  In this regard, the FMCT’s basic substantive problem is not that it is necessarily a bad idea, but merely that it runs itself aground by trying to address 
    
  
  
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     without speaking to the underlying disease.
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                    In this context, it is worth asking ourselves whether continuing to pursue an FMCT at the CD – as that body has tried to do with no result since 1995 – is the best use of whatever political capital, attention, and expendable effort is presently available to global leaders eager to make the world a safer place.  Staying the course in Geneva may be a fine way to pay one’s respects to the 
    
  
  
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     of a global fissile cutoff, and to demonstrate politically-correct disarmament 
    
  
  
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      bona fides
    
  
  
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     by continuing to support the venerable CD, but if one’s priority is to prevent nuclear arms races and promote international peace and security, there may be better ways to proceed.
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                    II.        
    
  
  
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      Disarmament Politics and Process
    
  
  
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                    This leads me to a second problem, which one might describe as being the risk of pursuing arms control and disarmament 
    
  
  
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     at the expense of its substance.  The CD agreed on a new work program in 2009 for moving FMCT discussions forward, along with discussions on outer space, security assurances, and disarmament.  With Pakistan (and to a lesser extent Iran) continuing to impede FMCT talks, however – and with plans to proceed with those other linked issues 
    
  
  
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      apparently also starting to unravel
    
  
  
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                    In light of the frustrations of this continuing impasse, there is 
    
  
  
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     of pulling the plug on the CD as a means for pursuing FMCT.  Japanese diplomats have suggested trying to pursue it in some other forum, while Mexico urges making some kind of “ultimatum” to break things loose.  Canada’s Foreign Minister has urged the CD to drop its consensus requirement, and suggests developing “alternative routes to reach agreement on arms control instruments.”  Even some NGO activists now describe pursuing FMCT elsewhere as a “reasonable” idea.
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                    U.S. officials now 
    
  
  
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     seem to be threatening to pursue an FMCT elsewhere.  Assistant Secretary of State Rose 
    
  
  
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     that allowing the deadlock to continue indefinitely is “not a viable option,” and that “[i]f we cannot find a way to begin these negotiations in the Conference on Disarmament, then we will need to consider options.”   Secretary of State 
    
  
  
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     that if the stalemate continues, Washington is “determined to pursue other options.”
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                    But whereas he has voiced the opinion that “
    
  
  
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    , U.N. Secretary-General Ban Ki-Moon still resists taking FMCT out of the CD because “
    
  
  
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      [s]uch a parallel mechanism risks weakening the CD’s relevance and credibility
    
  
  
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    .”   Many participants seem to share his worries, fearing what would it mean for the credibility, and the future, of the U.N.’s disarmament body for it officially to have “failed” with an FMCT.
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                    If the CD really isn’t the best way to make progress on a fissile material cutoff, however, the disarmament 
    
  
  
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     of the contemporary CD process may now be imperiling the substance of the issues with which that body is supposed to concern itself.  To put it bluntly, some seem to care more about the ideological “optics” of supporting the hapless Conference – that is, about not undermining the ideal of global, universal treaties as the way to pursue disarmament – than they do about actually 
    
  
  
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     a cutoff.  This is a challenge with which diplomats will have to struggle in trying to move things forward, for it is not hard to imagine that we will actually have to make a choice between getting a cutoff and “saving” the CD.
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                    III.       
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Verifiability
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A third issue that bedevils the FMCT – or rather, that would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      again
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     bedevil it if negotiations ever started – is that of verification.  Today, verification may be something of a “forgotten” problem, but it has not gone away.
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  &lt;/p&gt;&#xD;
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  &lt;p&gt;&#xD;
    
                    Under the original negotiating plan – the so-called “
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/political/cd/shannon.html"&gt;&#xD;
      
                      
    
    
      Shannon Mandate
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” adopted in 1995 – the CD was committed to seek a “non-discriminatory, multilateral and internationally and effectively verifiable” FMCT.  The Bush Administration concluded that such “effective verification” was unachievable, and 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20070317"&gt;&#xD;
      
                      
    
    
      in May 2006 opted instead to pursue an FMCT without any specific requirement for verification
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   The U.S. proposal did not prejudge the ultimate question, for nothing in the American position precluded agreeing upon “effective” verification if it turned out during such negotiations that this was possible.  (American diplomats welcomed discussion of this question during treaty negotiations; they just did not think it wise to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      bind
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the CD to achieving what might well prove unachievable.)  This U.S. position was widely interpreted as an attack upon the CD and upon the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      idea
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of multilateral arms control, however, and even though the Obama Administration apparently has yet actually to rebut the arguments presented in 2006, the United States re-endorsed the Shannon Mandate in 2009.
                  &#xD;
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                    An FMCT pursued through the Conference on Disarmament, therefore, is again required to be “effectively verifiable,” and this is sure to lead to many headaches if negotiations resume.  So is there 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20070317"&gt;&#xD;
      
                      
    
    
      some combination of verification measures that would enable parties to an FMCT to detect noncompliance in time to convince a violator to reverse its actions, or to take such steps as may be needed to reduce the threat presented and deny the violator the benefits of its wrongdoing
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ?
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For my part, I am still skeptical.  Let me give a few examples of the challenges.  One of the most basic problems for an FMCT relates to the difficulty of crafting a “one-size-fits-all” verification rule.  It is not clear how an FMCT verification regime would provide “effective” insight into the world’s ongoing nuclear weapons programs, nor provide adequate safeguards in non-weapons states, under a system built around the leniencies that weapons programs would seem likely to require.
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                    The Nonproliferation Treaty handles this problem by the simple expedient of not asking to get inside the weapons programs of the NPT-recognized nuclear weapons states at all.  The Shannon Mandate, however, decrees that an FMCT must be “non-discriminatory” – presumably meaning that it cannot follow the NPT’s two-tiered approach, which is indeed often decried as being “discriminatory.”  This, in turn, means that an FMCT would probably have to adopt a “dumbed-down,” lowest-common-denominator verification standard, for it would be difficult to ensure that any measures sufficiently 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    -intrusive to be permitted inside weapons programs would provide a useful degree of insurance against cheating there or elsewhere.
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                    An additional problem is that there may exist 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    -explosive uses that would be permitted by the FMCT, but which possessors would still consider too sensitive to be subjected to much, if any, verification.  (Naval nuclear propulsion comes to mind, but there may be others.)  The necessity of leaving such “holes” in the system would certainly reduce its “effectiveness.”  This is already the case for certain uses of fissile materials under IAEA nuclear safeguards – 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20090301k"&gt;&#xD;
      
                      
    
    
      an exception spelled out in “INFCIRC/153” agreements
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , and clearly potentially subject to abuse – and an FMCT would likely highlight and generalize this weakness.
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                    While we’re on the subject of security sensitivities, moreover, it bears mention that states may be reluctant to give international inspectors access to the particular isotopic ratios of naval reactor fuel and/or material produced for use in nuclear weapons.  This could put additional stocks of fissile material, and the details of their production, “off limits” for the verification regime.
                  &#xD;
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                    Additionally, an FMCT regime would face many of the same political and institutional challenges that confront contemporary IAEA efforts to find undeclared nuclear activity in the NPT 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear weapons states.  At present, many states reject IAEA efforts to make the Additional Protocol (AP) the standard for safeguards verification.  Nor is the AP itself all that great a solution to the problem of undeclared activities.  (The IAEA has admitted that confronted with a determined violator such as Iran, the Agency would need “
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2005/gov2005-67.pdf "&gt;&#xD;
      
                      
    
    
      transparency measures … beyond the formal requirements
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” of the AP in order to do its job properly.)  If we cannot win general acceptance even of the Additional Protocol, however, what chance is there of negotiating anything for a global and “non-discriminatory” FMCT that would not amount to a dilution of standards and a near-guarantee of verification 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    effectiveness?
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                    Finally, an FMCT verification regime might have technical problems as well.  Whether or not one has produced any given quantity of uranium or plutonium for one “purpose” versus another, for instance, is largely unverifiable.  A verification regime might aspire to determine whether there had been 
    
  
  
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      some
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     kind of production, but except where a violator proves stupid or careless, bare claims that any and all material had indeed been produced for legitimate purposes would be hard to rebut.  And since no one imagines that a treaty would go so far as to prohibit any further use of HEU for civil power generation or reprocessing of plutonium for breeder reactors – both of which steps, by the way, might actually do more good for international nuclear security than adopting an FMCT – such verification of “purpose” would have to occur in a context in which countries would consider themselves still permitted to produce what is in effect directly weapons-usable material.
                  &#xD;
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                    It is also my understanding that technical problems exist in 
    
  
  
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      dating
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fissile materials – problems that could impede verification efforts to determine whether material had been produced before or after an FMCT cutoff.  Generally, both uranium and plutonium are dated by measuring the proportions of isotopes that are present, on the assumption that decay products appear at predictable rates as material ages.  Fissile materials, however, can be purified or “recycled” long after their original enrichment or reprocessing.  (Indeed this may not be uncommon in weapons programs, because the short half-life of some plutonium isotopes can lead to problems if “pit” material is not chemically “recycled” to remove decay products.  It is my understanding that certain other legal and often necessary processes can also involve such cleanup, with the result that for either uranium 
    
  
  
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      or
    
  
  
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     plutonium, re-purification could conceivably occur a number of times after the point of original production.)  This removal of decay products removes the way to ascertain the material’s date of original production, so after each cleanup, the material might 
    
  
  
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      look
    
  
  
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     “new,” but it could in fact be much older.
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                    This could present problems for determining whether weapons-related material (lawfully) predates or (unlawfully) postdates a cutoff.  The verification regime would thus presumably have either to prohibit all such cleanup – thus banning measures that possessors might consider essential – or to live with a system in which a violator could conceal the production date of new material by claiming that it was really 
    
  
  
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      older
    
  
  
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     material that had just been recycled.  Particularly given uncertainties about past material production in the weapons states and the amount of material that goes missing each year through “normal” losses even in modern plutonium reprocessing, it would be very hard to know whether or not one was looking at new or old material.
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                    FMCT proponents have for years assumed that these last two technical problems could be dealt with by imposing a general system of safeguards on all nuclear material, and simply deeming any material found outside this system to be violative of the FMCT without looking to specific details of its actual age or the “purpose” for which it was produced.  Technically, treating undeclared possession as a proxy for unlawful production might seem like an adequate answer, but this argument misses a broader 
    
  
  
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      political
    
  
  
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     point about safeguards.
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                    Anyone who has tried to work compliance diplomacy issues in an international setting will know that not all violations are created equal – or should be.  As U.S. arms control officials have acknowledged in past 
    
  
  
                    &#xD;
    &lt;a href="http://merln.ndu.edu/archivepdf/wmd/State/52113.pdf"&gt;&#xD;
      
                      
    
    
      discussions of IAEA safeguards and NPT Article II compliance standards
    
  
  
                    &#xD;
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    , not all things that are technically violations do, or should, raise first-order diplomatic concerns.  (For the uninitiated, by the way, Article II is the provision of the NPT that prohibits a non-weapons state from trying to develop nuclear weapons.)  Most obviously, some violations of safeguards might be inadvertent or unavoidable.  I’d imagine, for example, that one shouldn’t expect the power plants at Fukushima to be in 100 percent compliance with IAEA safeguards any time soon.
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                    Even where improper actions are deliberately taken by someone, however, the level of concern appropriate to a violation can vary.  Both 
    
  
  
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    &lt;a href="http://www.armscontrol.org/print/1753"&gt;&#xD;
      
                      
    
    
      Egypt
    
  
  
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     and 
    
  
  
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    &lt;a href=" http://www.armscontrol.org/print/1714"&gt;&#xD;
      
                      
    
    
      South Korea
    
  
  
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    , for instance, were found several years ago to have violated their IAEA safeguards agreements by undertaking a series of laboratory-scale uranium enrichment and plutonium reprocessing experiments.  In the absence of indications that such work formed part of a covert nuclear weapons program, however, the international community has not been too concerned, being satisfied once officials in Cairo and Seoul admitted the lapses, were scolded by the IAEA, and returned their laboratories to compliance.  The reaction was appropriately more severe with the discovery of 
    
  
  
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      Iran’s
    
  
  
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     nuclear work, or that of North Korea a decade earlier, precisely because that work was undertaken on a huge scale and clearly 
    
  
  
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      is
    
  
  
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     part of an ongoing effort to develop nuclear weaponry.  Details, therefore, matter: not all violations of IAEA safeguards indicate huge problems, and there is a difference between a safeguards failure and an NPT Article II violation.
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                    The problem with the “deem it a violation if you find something outside of safeguards” answer to the technical difficulties of FMCT verification is that it pretends that such real-world distinctions don’t matter.  Under such a system, finding unsafeguarded nuclear material could indeed simply be declared a violation.  But as we have seen, not all violations are created equal.  If the system cannot provide some insight into whether that material was in fact produced after a fissile cutoff and for the “purpose” of being used in nuclear explosives, the recipients of this information will have trouble deciding what to make of it, and what do about it.  The technical difficulties of FMCT verification make it hard to distinguish a comparatively minor safeguards problem – which presumably should simply be remedied by properly accounting for newly-discovered material and taking steps to ensure against future oversights – and the grave substantive violation of materially breaching the FMCT’s core provision against producing fissile material for nuclear weapons.
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                    At any rate, the overall FMCT verification picture seems troubling, especially if “effective” verification is again an obligatory objective.  If such challenges are not taken seriously, and adequately addressed, one could end up with an empty shell of a treaty that 
    
  
  
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      seems
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to meet an important global security need but in fact does not.  (This is why Bush officials, myself included, warned against letting the 
    
  
  
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      assumption
    
  
  
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     that effective verification is possible create a “
    
  
  
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    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20090301k"&gt;&#xD;
      
                      
    
    
      false sense of security
    
  
  
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    .”  Better, they reasoned, to 
    
  
  
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      admit
    
  
  
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     what verification weaknesses there turn out to be, and allow states to adjust their security planning accordingly.)  The CD’s return to the Shannon Mandate makes these problems worse, even if we 
    
  
  
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      do
    
  
  
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     restart negotiations.
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                    IV.       
    
  
  
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      Conclusion
    
  
  
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                    As you might suspect, therefore, I am not convinced that the FMCT – in its present form, at least – is an appropriate “next step” as the world struggles with the challenges of insecurity, conflict, proliferation, and disarmament.  We should not let ideologically-colored visions of the “proper” multilateral and universalist ways in which disarmament must be pursued blind us to the virtues of actually producing results, even if by less politically-correct means.  The CD’s FMCT program may not be the best way to spend scarce diplomatic and political capital.
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                    We might get more disarmament “bang for the buck,” as it were, from spending that time and energy on trying to address the various regional or bilateral security dilemmas that affect the various nuclear weapons possessors, including by building and expanding webs of transparency and confidence-building relationships around the world.  This is often thankless work, and not always a good way to produce easily-identified documentary “deliverables” of the sort diplomats like to display in congratulating themselves on a job well done.  In the long run, however, such patient, step-by-step efforts to change relationships may do more good for international security, peace, and disarmament.
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                    Even if we were to decide that some kind of fissile cutoff 
    
  
  
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      is
    
  
  
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     required, moreover, we might do better to seek it in a different way.  As I noted earlier, an FMCT would be useful or interesting only to the extent that it applies to a mere nine states: the five NPT weapons states and the four non-parties.  Why make things more complicated by chasing one-size-fits-all global rules in a consensus-hobbled multilateral institution of 65 parties – especially if this could end up diluting verification standards for non-weapons states?
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                    A couple of years ago I wrote 
    
  
  
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      an article in 
    
  
  
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      &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20090301"&gt;&#xD;
        
                        
      
      
        Arms Control Today
      
    
    
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     exploring an alternative approach, pursuant to which FMCT would be removed from the CD and worked instead on a more improvisational basis involving as many of the FMCT “target” states as possible.  With the CD still paralyzed notwithstanding the Obama Administration’s concessions on the Shannon Mandate, this route seems to me more promising than ever.
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                    If we could free ourselves from the ideological straightjacket of the Shannon mantra of a “non-discriminatory” and “internationally … verifiable” treaty, there would be no reason not to explore ways to limit or end weapons-related production of fissile materials by stringing together “islands” of bilateral or regional arrangements, each one tailored to the peculiar circumstances and needs of its own participants, and each deal caveated or perhaps time-limited in case some rival state refuses to “play.”  (One does not necessarily have to drag all nine of the FMCT target states to the same table at the same time, especially at first.)  Or we could begin with a simple normative text – such as the one the United States introduced at the CD in 2006 – and leave details of implementation and potential verification to be worked among the successive adherents through supplemental arrangements or separate protocols.
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                    I’m not wedded to any particular recipe, but we should permit ourselves to be creative.  There is no law that requires us to pursue a single standard for everyone all at one time.  No matter what happens with a fissile cutoff, moreover, there is much to be said for having today’s nuclear weapons possessors do more amongst themselves to negotiate terms of mutual transparency and strategic predictability.
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                    Don’t get me wrong.  It may be that a legally-binding fissile cutoff isn’t achievable even 
    
  
  
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      outside
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the CD.  Anyone who wants to see a reasonable chance of such a cutoff, however, may have to show more conceptual flexibility than just insisting that diplomats “try again, harder” in Geneva.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 18 Apr 2011 21:30:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p820</guid>
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    <item>
      <title>Guest Blog: Elbridge Colby on “Guiding Principles for the New Nuclear Guidance”</title>
      <link>http://www.newparadigmsforum.com/p810</link>
      <description>Elbridge Colby offers some thoughts to keep in mind as the United States reportedly studies potential revisions to its nuclear targeting strategy</description>
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      Note:
    
  
  
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      Elbridge Colby served most recently with the Office of the Secretary of Defense on the “New START” agreement negotiation and ratification effort.  Previously, he served as an advisor to the Congressional Strategic Posture Commission and with the Office of the Director of National Intelligence.  The views expressed here are his own.  As always, NPF readers are invited to provide feedback and comments to Dr. Ford at ford@hudson.org. 
    
  
    
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      GUIDING PRINCIPLES FOR THE NEW NUCLEAR GUIDANCE
    
  
    
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    by Elbridge Colby
  

  
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      Press
    
  
  
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     reports indicate that the Obama Administration has ordered the U.S. nuclear weapons bureaucracy to begin studying whether the U.S. nuclear deterrent can be reduced below the caps imposed by the recently-ratified New START Treaty.  Indeed, the Nuclear Posture Review Report of April 2010 
    
  
  
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      suggested
    
  
  
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     this is what the Administration would do.  Although the relevant directive is classified, news reports
    
  
  
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       state
    
  
  
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     that it calls for an internal examination of whether U.S. strategic targeting guidance can be modified so as to permit the United States to reduce the number of weapons required by the war plan.  This all sounds like the Administration is beginning a review of the key internal documents that provide guidance as to what kinds of things the United States would target in the event of nuclear war, what criteria to use in selecting individual targets, and how many and what types of weapons the United States would employ.
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                    Reviews like this happen periodically and can have a serious impact on the numbers and types of weapons and delivery capabilities the country is seen to need.  The reality of the matter today, however, is that relatively incremental changes to the guidance are unlikely to generate big dips in numbers.  This is because much of the “fat” of the guidance has probably already been sliced off.  Starting with George H.W. Bush’s 
    
  
  
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    &lt;a href="http://books.google.com/books?id=rQwAAAAAMBAJ&amp;amp;pg=PA49&amp;amp;lpg=PA49&amp;amp;dq=President+Bush+cuts+in+nuclear+forces+September+1991+and+Midgetman+and+LANCE&amp;amp;source=bl&amp;amp;ots=gs5fPyz1PJ&amp;amp;sig=Rw8yy9LE9-7io8QbpzXY4qm0DS4&amp;amp;hl=en&amp;amp;ei=DNuRTeDbBJOC0QHQ6unMBw&amp;amp;sa=X&amp;amp;oi=book_result&amp;amp;ct=r"&gt;&#xD;
      
                      
    
    
      dramatic cuts
    
  
  
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     at the end of the Cold War, Presidents have been looking for ways to shrink U.S. nuclear forces without compromising the basic ability to annihilate an opponent.  Thus, despite two big ratified arms control agreements and a raft of unilateral cuts, the United States still maintains a Triad of delivery systems, hundreds of warheads ready to be launched at a moment’s notice, and thousands of warheads in reserve.  Many of these sacrifices have not really affected capability because they were matched by even more dramatic Soviet/Russian cuts.  Since the vast bulk of the old U.S. Cold War force posture was designed to attack or survive attacks by Soviet strategic forces, their disappearance made it essentially painless (and actually profitable) to get rid of the extra U.S. capability.
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                    From here on out, however, it will be difficult to wring more juice from this orange.  The Russians 
    
  
  
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     in further reductions.  More importantly, the U.S. may in any case be nearing the floor (at least in terms of deployed weapons) set by traditional deterrence thinking for what we must have to do the kind of “devastating” damage in a second strike that Presidents of both parties have for decades said our safety and strategic stability require, 
    
  
  
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      most recently
    
  
  
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     in the course of the New START ratification hearings.  Given the size of some of our potential adversaries, the need to ensure effective penetration, the number of alert U.S. forces at any given time, other targets for U.S. strategic forces, the variable cost sensitivity of opposing leaders we may face, and other such criteria, it is perfectly reasonable to think that our current force may be getting close to that standard.  Thus the days of major cuts without serious tradeoffs in capability are probably behind us.
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                    Given the President’s 
    
  
  
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      commitment
    
  
  
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     to modernizing the Triad and reinvigorating the nuclear weapons complex and the Nuclear Posture Review’s pledge that any further reductions would strengthen deterrence, stability, and assurance, the Administration may not end up seeking to meddle with the traditional formula.  To that point, 41 Senators advised the Administration to stick with the tried and true in a letter on March 22, 2011.  Yet the Administration does face substantial 
    
  
  
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      pressure
    
  
  
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     from the 
    
  
  
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      disarmament
    
  
  
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      community
    
  
  
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     both 
    
  
  
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      here and abroad
    
  
  
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     to make dramatic moves away from the traditional U.S. posture, and indeed 
    
  
  
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     in the Government appear to be quite sympathetic to such a policy.
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                    This would be a mistake.  Instead, the upcoming nuclear targeting review should focus on maintaining a supremely reliable and strong strategic deterrent, even while genuinely looking for ways to prune unnecessary requirements.  This review should be guided by the following principles essential to the effective deterrent that the 
    
  
  
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      President
    
  
  
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     and 
    
  
  
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    &lt;a href="http://www.google.com/url?sa=t&amp;amp;source=web&amp;amp;cd=1&amp;amp;ved=0CCEQFjAA&amp;amp;url=http%3A%2F%2Fforeign.senate.gov%2Fdownload%2F%3Fid%3DE4C3A1B3-D023-4F58-8690-DF624C73548C&amp;amp;ei=jhWTTaDoMaGE0QG96PzMBw&amp;amp;usg=AFQjCNHp5-UJnGDYivFUCN4xkBIvHURFnA"&gt;&#xD;
      
                      
    
    
      Senate
    
  
  
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     have pledged to maintain and modernize:
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                    There are a few principles that are conspicuous by their absence from this list.  Preeminently, the Administration’s nuclear guidance review should not privilege the goal of lowering numbers 
    
  
  
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      per se
    
  
  
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    .  The United States should develop and maintain the delivery systems and warheads necessary to deter potential adversaries from major aggression – no more, no less.  The flip side is also true.  While there are political benefits to maintaining some broad degree of “essential equivalence” with Russia, there is no objective military need for U.S. forces to match Moscow’s in number or type – we have our own set of targets, they have theirs.  As long as our forces can fulfill their missions, their numerical relation to Russia’s is immaterial.
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                    Strategic deterrence remains the cornerstone of U.S. security, and that strategic deterrence is best maintained by abiding by the principles laid out above.  If we follow them, security threats to the United States will remain serious but contained.  If we do not, we open ourselves to threats far graver than we imagine today.
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    -- Elbridge Colby
  

  
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      <pubDate>Mon, 11 Apr 2011 14:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p810</guid>
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      <title>Nuclear Negotiation with the DPRK: Where Now?</title>
      <link>http://www.newparadigmsforum.com/p804</link>
      <description>A discussion of the challenges facing U.S.-DPRK nuclear talks today.</description>
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      Below is the text upon which Dr. Ford based the initial remarks he presented on March 28, 2011, to a 
      
    
      
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        “Track II” dialogue 
      
    
      
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      meeting between DPRK officials and U.S. nongovernmental experts organized in Germany by the 
      
    
      
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        Aspen Institute Germany
      
    
      
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      . 
    
  
    
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       The text below summarizes a longer paper (“
      
    
      
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        Challenges of North Korean Nuclear Negotiation
      
    
      
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      ”
    
  
    
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      ) that Dr. Ford presented to the conference, and which is now available – with NPF’s thanks to Aspen Institute Germany – on the 
    
  
    
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       website.  (Click 
      
    
      
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          here
        
      
        
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       for a PDF of Dr. Ford’s longer paper, and 
    
  
    
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       for what the DPRK delegation told the press after the meeting.)
    
  
    
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                    Good morning.  Let me begin by thanking the 
    
  
  
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      Aspen Institute Germany 
    
  
  
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    for organizing this important 
    
  
  
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      event
    
  
  
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    , and of course to our gracious hosts here at 
    
  
  
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      Schloss Risstissen
    
  
  
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    .  U.S.-DPRK nuclear negotiations have been stalled for a long time now, and for some good reasons, but I think it is valuable for us to use this opportunity to explore where things lie today and whether there is any meaningful prospect of their revival – and, more importantly, of some kind of successful resolution.
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                    Having been out of government since the previous U.S. administration, I can of course speak only for myself on these questions.  Nevertheless, I value this chance to exchange views with the DPRK officials present here today.  We can discuss details if need be as our discussion proceeds, but let me start by keeping my remarks very broad in the form of a brief summary of the 
    
  
  
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    &lt;a href="http://www.hudson.org/files/publications/CFordNorthKoreaNuclearNegotiation42011.pdf"&gt;&#xD;
      
                      
    
    
      longer paper
    
  
  
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     you should all have before you, in which I analyze the bargaining dynamics of U.S.-DPRK nuclear talks since the early 1990s and offer my thoughts of where it might yet be possible to go from here.
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                    I submit that the most important lesson to draw today from the difficult history of nuclear negotiations between the United States and the DPRK may be about what 
    
  
  
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      isn’t
    
  
  
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     possible – namely, a continuation of the negotiating process as it has hitherto been practiced.  North Korea’s nuclear policy choices and repeated failures of negotiating good faith have convinced most of the U.S. policy community that (a) negotiated denuclearization of the Korean Peninsula may well not be possible, (b) Pyongyang would not honor any such agreement anyway, and (c) engaging in talks under the conditions of “crisis diplomacy” that the DPRK prefers is to 
    
  
  
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      reward
    
  
  
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     destabilizing tactics and to encourage additional such problems in the future.  Consequently, if there is a future for engagement with the DPRK on nuclear issues, it will have to await a fundamental change in approach by Pyongyang.
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                    As a result of North Korea’s actions over the years, a functionally anti-engagement, pro-isolation and pro-pressure attitude seems to be emerging as a new U.S. consensus.   As most of the U.S. policy community now sees things, the only way forward that does not involve worsening pressure and isolation is for North Korea to demonstrate a genuine strategic decision in favor of denuclearization.  Since there is also a growing U.S. consensus that North Korea is not 
    
  
  
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     in abandoning its nuclear weapons and taking the steps that would be necessary to implement and verify any nuclear accord, however, the prospects for negotiation look poor indeed.  Because denuclearization is the U.S. priority, there appears, in short, to be very little to negotiate 
    
  
  
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      about
    
  
  
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                    North Korea’s own choices have also helped ensure that even 
    
  
  
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      if
    
  
  
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     real negotiations resumed, a genuine resolution of the nuclear problem would be more difficult than ever.  For years, the DPRK benefited in its nuclear negotiations from some degree of foreign ambiguity about its nuclear capabilities and intentions.  For better or worse, actual or purported ambiguity helped facilitate diplomatic “fudging” that made agreements seem more possible by permitting U.S. diplomats to avoid grappling with important but potentially negotiation-impeding issues such as pre-existing nuclear weapons (for the Clinton Administration) and the nature and extent of Pyongyang’s uranium enrichment program and nuclear proliferation activities (for the second-term Bush Administration).
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                    Today, however, the DPRK’s actions – for example, in reprocessing large quantities of plutonium, testing nuclear weapons, and revealing a large uranium enrichment infrastructure – have torn away this veil of ambiguity.  Now, Western interlocutors have been left little choice but to insist more firmly, and earlier, than ever upon a full accounting and disposition of all aspects of reprocessing, enrichment, weaponization, and proliferation activity, as well as upon stringent verification measures of a sort that Pyongyang has so far shown no willingness to accept.  North Korea has, in effect, been stacking the game-theoretical deck 
    
  
  
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     negotiated denuclearization – thus, ironically, crippling its own nuclear diplomacy and encouraging outsiders to adopt unalloyed isolation and pressure strategies.
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                    Is there any way to imagine a negotiated way out of this impasse?  While the prospect of genuine success has surely become more remote, no U.S. president has yet concluded that negotiations with North Korea are 
    
  
  
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     hopeless.  Moreover, the example of the diplomatic opening to pre-revolutionary Libya in the mid-2000s demonstrates that the United States can accept having a more “normal” and mutually beneficial relationship even with a government the nature and past behavior of which it finds abhorrent.
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                    I know that it will probably seem strange to say this today, at a time when NATO is engaged in military operations to protect Libyans against attack by their own government – and indeed it may now be that even 
    
  
  
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     Libya in connection with a discussion of the DPRK will occasion a neuralgic reaction.  Nonetheless, it remains the case that Libya’s abandonment of WMD several years ago offers a potential model for how to restore long-isolated regimes to a more “normal” relationship with the rest of the world in return for their verified abandonment of WMD and terrorism.  Events in the Libya of 2011 notwithstanding, therefore, its history 
    
  
  
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      in 2003 and 2004
    
  
  
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     may yet be instructive.
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                    Significantly, the “Libyan model” of 2003-04 presents a potential way to sidestep the deep skepticism that North Korean behavior has created within the U.S. policy community.  As noted, it is becoming a new consensus that bargaining to entice North Korea into denuclearization “rewards” DPRK provocations, encourages further misbehavior, and creates moral hazard problems subversive to nonproliferation policy around the globe.  But the example of Libya in 2003-04 demonstrates that an agreement can perhaps be struck nonetheless – not on the basis of the United States 
    
  
  
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      rewarding
    
  
  
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     anything, but merely on the basis of what I call the “two normals”: by Washington deciding to 
    
  
  
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     “normally” a country that has decided to 
    
  
  
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     “normally” by honoring its international obligations, eschewing terrorism, and returning to adherence and verified compliance with the NPT and other relevant nonproliferation rules.  Particularly for countries that have become sharply impoverished and weakened by international isolation – a condition that describes Libya before the opening and certainly also North Korea today – the benefits of such a deal can be considerable notwithstanding the lack of “rewards” beyond what a country would have received had it not violated international norms to begin with.
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                    Given the DPRK’s track record of deception and deceit in nuclear and other negotiations with the outside world, I do not pretend that it would be easy to reach a deal even on this basis.  It is not, however, impossible.  Libya offers an example of being able, by renouncing WMD and terrorism, to turn around a relationship that was once one of the worst in the world.
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                    Such an agreement – and the up-front transparency that it would require of the DPRK, particularly with regard to the very things about which it has hitherto been least willing to talk (
    
  
  
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      e.g.
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , its uranium program, history of plutonium reprocessing, and nuclear weaponization work) – would no doubt be uncomfortable for the government in Pyongyang.  Such a deal may nonetheless be the best, and indeed perhaps the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      only
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , way for the DPRK to enter a “normal” relationship with the United States, and to avoid a grim future of increasing isolation and international pressures.  Such a deal may even be the DPRK’s best way to avoid a future in which one or more of North Korea’s vastly more prosperous and more technologically developed neighbors finds itself provoked into the fuller development of a countervailing nuclear “option,” or in which South Korea and Japan find reason to overcome their historical antagonisms and pool their resources and capabilities in a full-blown anti-DPRK military alliance, or both.
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                    The DPRK, in other words, is in no position to “win” the sort of full-blown strategic and technological competition its policies are doing so much to engender.  But there remains a “way out” for Pyongyang along the lines outlined by President Obama: a future of greater security, respect, and opportunity predicated upon a bold new strategic choice about WMD.  I suspect the DPRK will 
    
  
  
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      not
    
  
  
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     be willing to take such a farsighted and decisive step, but I would be very happy to find myself mistaken.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 05 Apr 2011 17:58:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p804</guid>
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    <item>
      <title>NATO, “Nuclear Sharing,” and the “INF Analogy”</title>
      <link>http://www.newparadigmsforum.com/p793</link>
      <description>A discussion of the complexities of the debate over NATO's non-strategic nuclear weapons, NSNW bargaining with Russia, and how to handle these challenges.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    My participation in the most recent NATO Nuclear Policy Symposium, held in mid-March in Tirana, Albania, brought home to me the degree to which longstanding policies of NATO “nuclear sharing” have become controversial within the Atlantic Alliance.  My remarks to the symposium, 
    
  
  
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    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=785"&gt;&#xD;
      
                      
    
    
      reprinted here on NPF on March 24, 2011
    
  
  
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    , were intended to frame the scope of its discussion by offering thoughts on the future of nuclear deterrence in the 21st Century, rather than to present my own views on “nuclear sharing.”  Because the Alliance is now studying what its nuclear policy should be within the general framework set by the Lisbon Summit Declaration of November 2011, however – an examination being undertaken under terms of reference approved within the past few weeks – I thought I’d offer my own more specific thoughts here.
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                    For readers unfamiliar with 
    
  
  
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    &lt;a href="http://www.sldinfo.com/?p=13709"&gt;&#xD;
      
                      
    
    
      NATO’s “nuclear sharing” policy,
    
  
  
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     it refers to arrangements by which the United States today 
    
  
  
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    &lt;a href="http://www.armscontrol.org/act/2007_09/TacticalNuclearEurope"&gt;&#xD;
      
                      
    
    
      forward-deploys a relatively small number of nuclear gravity bombs at certain locations in Europe
    
  
  
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    , keeping them carefully in American custody, on the understanding that these weapons may be made available for delivery by non-American NATO assets in time of war.  The original idea of this approach, as I understand it, was twofold.
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                    First and most obviously, it aimed to deter Soviet aggression in Central Europe, providing for the possibility of a nuclear response, in practice, at the hands of the very Allies who faced this invasion most directly.  This was felt advantageous from a deterrence perspective by undercutting the traditional critique of “extended deterrence” which worried that it might not seem credible for Washington to endanger U.S. cities in order to forestall harm to those of its European friends.  Making it clear that NATO allies actually in the line of the Warsaw Pact’s advance might – in the event of World War Three, though carefully and emphatically 
    
  
  
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      not
    
  
  
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     until such point – end up with their hands on nuclear weapons was felt to add to the ability of our Alliance to deter Soviet adventurism.
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                    Second, and less explicitly, “nuclear sharing” was also a nonproliferation tool – designed to lessen perceived incentives, and remove excuses, for certain NATO allies such as Germany to consider developing nuclear weapons on their own.  It was a way to tell hem, and for them to feel, that they would be able to use nuclear weapons if their existence were threatened, but without actually allowing them 
    
  
  
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      have
    
  
  
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     nuclear weapons.  This distinction survived into the era of the Nuclear Nonproliferation Treaty – Article I of which prohibits a nuclear weapons state from transferring possession or control of nuclear devices – because no such transfer ever actually occurred: the weapons were kept under American lock and key, and were expected to remain so in all but the most extreme circumstances.  (Not unlike other aspects of nuclear deterrence, the idea seems to have been to be prepared for a crisis in part in order never to have to 
    
  
  
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      execute
    
  
  
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     any such plans.  It seems to have been understood that if Soviet tanks were rolling through the Fulda Gap and the very existence of the relevant NATO allies hung in the balance – the only sort of worst-case scenario in which it would ever be imaginable actually to 
    
  
  
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      execute
    
  
  
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     such “sharing” arrangements – the exigencies of the moment would outweigh Article I scruples.)
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                    In today’s post-Cold War era, the assets available for “nuclear sharing” have dwindled to a fairly small number of non-strategic nuclear weapons (NSNW) deployed in Europe, suitable for delivery on “dual-capable” aircraft (DCAs) maintained by certain NATO allies.  The continuation of this U.S. deployment and its associated “nuclear sharing” policy, however, is controversial.  Some NATO allies – principally those in the East, who formerly lived under Soviet domination as 
    
  
  
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      members
    
  
  
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     of the Warsaw Pact, and who still feel a residual threat from Russian bullying – wish to keep the nuclear 
    
  
  
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      status quo
    
  
  
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     very much in place.  Others, principally in the more westerly parts of Europe, feel NATO’s nuclear policy to be obsolete and in some sense philosophically offensive, a needless Cold War relic that affronts global aspirations for nuclear disarmament, causes needless intra-Alliance friction, and deters nothing anyway.
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                    I.          
    
  
  
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      The Context
    
  
  
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                    It is common to hear NATO described as being, in part, “a nuclear alliance.”  U.S. Secretary of State Clinton 
    
  
  
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    &lt;a href="http://csis.org/blog/process-over-politics-nato’s-tnw-decision"&gt;&#xD;
      
                      
    
    
      declared at the informal meeting of NATO ministers in Talinn in April 2010
    
  
  
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    , for example, that “as long as nuclear weapons exist, NATO will remain a nuclear alliance.”   When I first came across such phrasing – and it’s worth noting that NATO has repeated this wording for some time – I worried that the words might be an evasion, especially when shorn of more specific details, as has indeed become customary in high-level pronouncements.  As a matter of grammar and syntax, it seemed to me, such comments could conceivably have meant no more than that NATO is a “nuclear alliance” because some NATO members are nuclear weapons states likely to remain armed with nuclear weapons unless and until complete nuclear disarmament is achieved.  This phrasing is clearly understood within NATO, however, to mean that the Alliance is a “nuclear alliance” 
    
  
  
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      not
    
  
  
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     merely in that it is an alliance some of whose members happen to be nuclear weapons possessors, but instead in the fuller sense that it is “nuclear” 
    
  
  
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      as an alliance
    
  
  
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    .  The phrasing, in other words, is 
    
  
  
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      precisely
    
  
  
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     a reference to some kind of “nuclear sharing.”
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                    The Obama Administration has professed itself not opposed to some reductions in U.S. NSNW deployments in Europe.  It 
    
  
  
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      apparently does not
    
  
  
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    , however, think it wise to remove all such weapons, at least without some kind of an arrangement with Russia – which possesses 
    
  
  
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      far
    
  
  
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     more of such “tactical” weapons than does the United States.  The 
    
  
  
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      U.S. 2010 
    
  
  
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        Nuclear Posture Review
      
    
    
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       (NPR)
    
  
  
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     has referred favorably to American NSNW “deployed forward in key regions,” noting that such devices have long helped safeguard “U.S. allies and partners against nuclear attacks or nuclear-backed coercion by states in their region that possess or are seeking nuclear weapons.”  A NATO 
    
  
  
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      “Expert Group” report in May 2010
    
  
  
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     agreed, recommending that “the Alliance … retain a nuclear component to its deterrent strategy,” including – “under current security conditions” – “the retention of some U.S. forward-deployed systems on European soil.”  These deployments, it declared, “reinforce[] the principle of extended nuclear deterrence and collective defence.”
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                    As noted, however, some NATO partners clearly want us to continue our European deployments, while others would like to end them, making this issue one on which Alliance members are troublingly divided against each other.  The 
    
  
  
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      declaration issued by the NATO Summit last year in Lisbon
    
  
  
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     to some extent sidestepped the issue.  In order “to bolster deterrence as a core element of our collective defence and contribute to the indivisible security of the Alliance,” it opined, NATO plans to “maintain an appropriate mix of conventional, nuclear, and missile defence forces.”  Lisbon thus seems to have reaffirmed at least that the alliance remains “nuclear” 
    
  
  
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      as an alliance
    
  
  
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    , but on just what the “appropriate mix” of such capabilities is, however, members were apparently unable then to agree.  Lisbon sidestepped the direct issue of whether any U.S. nuclear weapons should remain deployed in Europe.  Some allies clearly wish them to be withdrawn, leaving whatever NSNW “nuclear sharing” understandings that remain dependent entirely upon weapons based elsewhere.
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                    To an outsider like me, it is striking how contentious this question has become.  No such uncertainty was evident in NATO’s 
    
  
  
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      previous
    
  
  
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     “
    
  
  
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      Strategic Concept” in 1999
    
  
  
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    .   Then, the Alliance made clear that “[t]he presence of United States … nuclear forces in Europe remains vital to the security of Europe, which is inseparably linked to that of North America.”  To wit,
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    “A credible Alliance nuclear posture and the demonstration of Alliance solidarity and common commitment to war prevention continue to require widespread participation by European Allies involved in collective defence planning in nuclear roles, in peacetime basing of nuclear forces on their territory and in command, control and consultation arrangements. Nuclear forces based in Europe and committed to NATO provide an essential political and military link between the European and the North American members of the Alliance. The Alliance will therefore maintain adequate nuclear forces in Europe. These forces need to have the necessary characteristics and appropriate flexibility and survivability, to be perceived as a credible and effective element of the Allies’ strategy in preventing war.”
  

  
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                    For this reason, it was then declared, NATO would “maintain, at the minimum level consistent with the prevailing security environment, adequate sub-strategic forces based in Europe which will provide an essential link with strategic nuclear forces, reinforcing the transatlantic link.”
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                    Since 1999, opposition by some governments within NATO to Europe-deployed American NSNW has clearly grown – which, in the nature of such diplomatic matters, has resulted in official pronouncements becoming more vague in order to avoid having members publicly disagree.  The 
    
  
  
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    , for instance, spoke frequently of “nuclear” issues, but only in the context of how well Alliance members had been doing in reducing their nuclear arsenals, and in connection with the threats presented by nuclear weapons proliferation.  It did not mention NSNW.  The “
    
  
  
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      Declaration on Alliance Security
    
  
  
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    ” issued after the 
    
  
  
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     noted the issue, but only in order to sidestep it with vague and essentially noncommittal “appropriate mix” language that – as we have seen – was later emulated in Lisbon.
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                    II.        
    
  
  
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      Framing the Issue
    
  
  
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                    When it comes to the 
    
  
  
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      status quo
    
  
  
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     of forward deployments and “nuclear sharing,” I tend to be of the “it ain’t broke, so don’t worry so much about fixing it” school.  But since the issue of whether to “fix” things is very much in play right now within the Alliance, let me offer, as it were, some thoughts on how I believe we should think about it.
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    A.        
    
  
    
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      Military Versus Political Utility
    
  
    
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                    To begin with, I think it must be admitted that U.S. non-strategic nuclear weapons as presently deployed in Europe probably have relatively little utility in a purely military sense, and certainly not much by comparison to their anticipated wartime role in years past.  According to press accounts, our current deployment consists only of B-61 gravity bombs for delivery by “dual-capable” aircraft (DCAs) in the possession of NATO allies – aircraft, moreover, that are 
    
  
  
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      reportedly now kept on a notably leisurely readiness timetable
    
  
  
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    , for nuclear missions, of “months.”  (It was apparently “minutes” during the Cold War, and “weeks” from about 1995 until 2002.)
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                    In an era when NATO no longer faces the threat of a massive invasion in overwhelming numbers, such assets probably add little to NATO’s military capabilities when operating from their present bases.  I’m not willing to say they add 
    
  
  
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      nothing
    
  
  
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    , however.  I think it must be admitted, for example, that DCAs are pretty flexible instruments, capable of a range of visible postures and thus peculiarly useful for strategic “signaling” in a nuclear crisis.
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                    Nor is it true – as I’ve sometimes heard it said in disarmament circles – that NATO’s DCAs “can’t hit any potentially relevant nuclear target” from their present European bases.  Earlier this month, RAF Tornado tactical bombers used conventional weapons to strike targets in Libya on an 
    
  
  
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      eight-hour round trip
    
  
  
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     from their base at RAF Marham in East Anglia, in the United Kingdom.  As I figure it, that’s a flight of some 1,700 miles each way – making clear that with in-air refueling, such aircraft have very long “legs” indeed.  NATO officials generally refuse to refer to Russia as a potential DCA target, but since Russian threats remain very much in the mind of our NATO allies in Eastern Europe, it’s useful to remember that the distance between London and Moscow is only a bit over 1,500 miles.  Without getting into the precise locations from which nuclear-armed DCAs might be flying, I think it’s safe to say that Russia, at least, remains within their reach.  (For that matter, some NATO locations could even put the Persian Gulf within reach.)  Thoughtful people disagree over whether there is any need for Europe-based NSNW 
    
  
  
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      at all
    
  
  
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    , but the current DCAs’ potential 
    
  
  
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      range
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     isn’t really the issue.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Even if one disputes their specifically military utility, moreover, this is far from saying that DCA-borne NSNW are unimportant to NATO.  Indeed, especially in the wake of the dramatic U.S. NSNW drawdown of 1991, it is generally recognized that the most important function of our weapons in Europe is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      political
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  To some extent, and particularly for some governments, these U.S. deployments have become part of the coinage of trans-Atlantic solidarity – a graphic illustration, in symbolically evocative and historically freighted colors, of Washington’s continuing commitment to stand by its NATO allies even if the very worst sort of crises should come to pass.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This was made quite clear in 1999 Strategic Concept, for example, which declared that “[t]he fundamental purpose of the nuclear forces of the Allies is political: to preserve peace and prevent coercion and any kind of war.”  These devices, it was said, helped form an “essential political and military link between the European and the North American members of the Alliance.”  The U.S. deployment, in other words, underlined the point made above: that NATO was a nuclear alliance not merely in the sense that some of its members just happened to have nuclear weapons, but also in the sense that the Alliance 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     approaches nuclear weapons issues and nuclear deterrence 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as an Alliance
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The political symbolism of the deployments seems to have been important in the eyes of NATO members who have joined 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      since
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the Cold War in successive rounds of enlargement beginning the very year in which this nuclear dynamic was thus spelled out in the 1999 Strategic Concept.  The politico-symbolic role of the U.S. deployments was therefore part of what those new members, and everyone else, understood the Alliance to be at the point of their accession.  It still seems to mean a great deal to many of them.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I don’t mean to suggest that continued NSNW deployments are essential to the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      survival
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the Atlantic alliance, for there is, of course, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      far
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     more to NATO than that.  Indeed, most of the most interesting and important things our governments have been doing together as allies in recent years have had nothing to do with nuclear weaponry at all.  (NATO is presently engaged, by the way, in two entirely non-nuclear wars: an ongoing one in Afghanistan and a new one in Libya.)  But Alliance solidarity is the foundation upon which all of our collective endeavors rest, and we should be careful to keep this foundation as solid as possible.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If we were establishing NATO from scratch today, there might be little or no need to make nuclear weapons part of the equation.  But we 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      aren’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     starting from scratch.  Trans-Atlantic nuclear deployments are by no means the only – or even the best – way to bolster Alliance solidarity, but they are part of how NATO 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     indeed done this for many years.  This creates challenges as we struggle with the nuclear issue, because of the potential impact NSNW elimination could have if an adequate 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      substitute
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is not found for whatever such political and symbolic function such weapons still fulfill.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The scholar Elaine Bunn has cleverly illustrated this problem with a comparison that 
    
  
  
                    &#xD;
    &lt;a href="http://csis.org/blog/process-over-politics-nato’s-tnw-decision"&gt;&#xD;
      
                      
    
    
      some NPF readers have probably heard before:
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     the wedding ring.  Nothing, after all, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      requires
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a married couple to wear wedding rings to symbolize their commitment and make their devotion clear to each other and to third parties.  There may be very solid relationships that do not involve that particular type of statement.  If you happen to be in a good relationship that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     involved wearing a wedding ring for many years, however, you need to be quite cautious about suddenly taking it off, lest your partner (or third parties) draw pernicious conclusions.  In this analogy, of course, America’s NSNW deployment is that ring: not necessarily inherently indispensible, but something the disappearance of which should not be taken lightly or done hastily and without proper preparation, if at all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It must also be said, in this connection, that defense spending decisions by most NATO governments in recent years may have tended to make the specifically 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nuclear
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     aspects of the Alliance seem especially important.  The few American NSNW remaining in Europe might seem a smaller thing, in politico-symbolic terms, if NATO members maintained strong military establishments and demonstrated their commitment to the alliance by “voting with their pocketbook” in favor of robust defense spending.  NATO governments, however, have been sending just the opposite sorts of signal in recent years, with most members unwilling to meet the defense spending targets upon which they themselves have agreed.  (NATO recommends a figure of at least two percent of gross domestic product, but very few members bother to comply.  Even before the recent global financial crisis, 
    
  
  
                    &#xD;
    &lt;a href="http://www.aviationweek.com/aw/blogs/defense/index.jsp?plckController=Blog&amp;amp;plckScript=blogscript&amp;amp;plckElementId=blogDest&amp;amp;plckBlogPage=BlogViewPost&amp;amp;plckPostId=Blog%3A27ec4a53-dcc8-42d0-bd3a-01329aef79a7Post%3A3746e462-d9f3-43bd-90d2-769ec8209630"&gt;&#xD;
      
                      
    
    
      only six of 26 members met the two percent target
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , with Belgium, Hungary, and Luxembourg coming in at merely 1.1, 1.1, and 0.7 percent, respectively, as of 2007.)  European governments’ disinterest in non-nuclear defense risks making the nuclear part of the alliance relationship feel, by default, more important than ever.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    B.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Whither Russia?
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A second point of caution obviously relates to Russia – which I did not accidentally make one focus of my aerial range calculations above.  NATO’s NSNW debate is clearly complicated by Russia’s own “tactical” nuclear posture – which has, sad to say, not changed that much since the Cold War.  Today, the Russians still retain thousands of non-strategic weapons, a stockpile dwarfing the U.S. deployments that have become so controversial inside NATO.  To put it crudely, a great many Russian NSNW can reach NATO territory, while precious few, if any, American ones are in any position to return the favor.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, while NATO-Russian relations are today thankfully nothing like the tense rivalry that existed during the Cold War, planners in Moscow still sometimes seem to go out of their way to rattle the sub-strategic nuclear sabre in dealing with NATO.  President Dmitri Medvedev, for instance, 
    
  
  
                    &#xD;
    &lt;a href="http://cns.miis.edu/stories/110215_kaliningrad_tnw.htm"&gt;&#xD;
      
                      
    
    
      announced in late 2008
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that he would be deploying ambiguously nuclear-capable SS-26 Iskander short-range 
    
  
  
                    &#xD;
    &lt;a href="http://www.acus.org/new_atlanticist/russian-missile-kaliningrad-defense-crisis "&gt;&#xD;
      
                      
    
    
      ballistic missiles to the Baltic enclave of Kaliningrad
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in order to pressure the United States and NATO over planned missile defense deployments in Eastern Europe.  A year later, a Russian military exercise 
    
  
  
                    &#xD;
    &lt;a href="http://www.telegraph.co.uk/news/worldnews/europe/poland/6480227/Russia-simulates-nuclear-attack-on-Poland.html"&gt;&#xD;
      
                      
    
    
      reportedly
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     included practice in actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      attacking
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Poland with non-strategic nuclear weapons.  Not surprisingly, 
    
  
  
                    &#xD;
    &lt;a href=" http://www.globalsecuritynewswire.org/gsn/nw_20110215_6434.php"&gt;&#xD;
      
                      
    
    
      NATO officials are said to believe
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that Russia remains ready to use nuclear weapons in a range of low-level or other conflicts, while some Eastern European NATO members feel distinctly uneasy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The enormous disparity between U.S. and Russian NSNW holdings – and Putin-era Russia’s penchant for nuclear muscle-flexing and regional bullying – have made the NSNW issue particularly troublesome.  Nor is this just a challenge for NATO’s NSNW debates.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is hard, in fact, to imagine there being much future for U.S.-Russian 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      strategic
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     arms control unless the NSNW imbalance is somehow also addressed, particularly because strategic reductions are making shorter-range systems an ever greater proportion of the powers’ overall arsenals.  The Obama Administration’s 
    
  
  
                    &#xD;
    &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf "&gt;&#xD;
      
                      
    
    
      2010 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf "&gt;&#xD;
        
                        
      
      
        Nuclear Posture Review
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf "&gt;&#xD;
      
                      
    
    
      ,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     for example, urges Russia “to allay concerns in the West about its non-strategic nuclear arsenal, such as [by] further consolidating its non-strategic systems in a small number of secure facilities deep within Russia.”  “Non-strategic nuclear weapons,” we are told “… should be included in any future reduction arrangements between the United States and Russia.”  
    
  
  
                    &#xD;
    &lt;a href="http://www.airforce-magazine.com/MagazineArchive/Pages/2010/July%202010/0710nato.aspx"&gt;&#xD;
      
                      
    
    
      Pentagon officials have described
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     our forward-deployed NSNW as being closely tied to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Russia’s
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     non-strategic holdings, and serious movement on NSNW is 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2010/12/27/AR2010122702931.html"&gt;&#xD;
      
                      
    
    
      widely seen 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    as a potential 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      sine qua non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for U.S. Senate ratification of any future strategic agreement with Russia.  
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/avc/rls/153910.htm"&gt;&#xD;
      
                      
    
    
      The Senate’s resolution of ratification 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    for the “New START” agreement called for negotiations with Russia on verifiably addressing the disparity between Moscow’s tactical stockpile and our own.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The U.S.-Russian imbalance also creates challenges for NATO’s struggle with non-strategic weapons, insofar as it raises questions about the role that America’s European deployments can or should play in helping the Alliance address the issue of Russian NSNW.  Before leaving the U.S. Government, I spoke frequently with foreign diplomatic counterparts about NSNW, and was struck by the degree to which even representatives of NATO governments committed to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ending
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     our deployments freely admitted, though only privately, that they didn’t particularly care about our weapons.  As some of them put it to me, they just publicly harped on 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      our
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     weapons in order to seem “even-handed” while working more privately for what they claimed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to desire: Russian reductions.  (Being flamboyantly against 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      American
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons was apparently supposed to give them “street cred” in dealing with the Russian question.)  This seems to have been counterproductive, however, because the emergence of such seemingly anti-American positions within NATO has encouraged the Kremlin to insist that U.S. weapons be removed from Europe 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      before
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     serious talks about Russian weapons can begin.  As I’ll discuss below, the odds of movement on Russian NSNW might actually improve if NATO were seen more clearly to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      embrace
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     American deployments.  For now, however, I’ll just highlight the deep entanglement of Russian and NATO NSNW issues: they seem neither analytically nor politically separable.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    We should not forget, moreover, that from Russia’s perspective, the NSNW question is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     simply a bilateral issue with NATO.  Russian officials sometimes claim to fear NATO “encirclement,” and are reputed to worry that their still somewhat dysfunctional conventional forces cannot handle a conflict with such sophisticated powers; this is said to increase their reliance upon the potential early use of “tactical” nuclear weaponry.  I think I am not alone, however, in suspecting that Russia’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      main
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fear in this regard is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      China
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – a country with a long border and an equally long history of troubled relations with Russia, a country with a vastly larger population and more vibrant economy than Russia, and a country that has been making notable strides in modernizing its huge military.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Russian Prime Minister Vladimir Putin has claimed to be confident that Russia has nothing to fear from China, but 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecuritynewswire.org/gsn/nw_20110215_6434.php"&gt;&#xD;
      
                      
    
    
      Russian officials are said privately
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     to be very concerned about the future in this regard.  My guess is that the issue of Russian NSNW is probably much 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     entangled with Sino-Russian military, economic, and demographic imbalances than it is with NATO deployments.  This will constrain what we can expect from any future American NSNW negotiations with Russia, at least one conducted the basis of nuclear weapons arithmetic alone.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    C.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      The DCA Driver
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As far as I know, there is no urgent technical driver for decision-making with respect to the deployment of U.S. weapons in Europe 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  The B-61 bomb has been repeatedly refurbished, and the United States is 
    
  
  
                    &#xD;
    &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf"&gt;&#xD;
      
                      
    
    
      reportedly
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     now working to give it a “full scope life extension … including enhancing safety, security, and use control” enhancements apparently 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecuritynewswire.org/gsn/GSN_20080912_BE15FEE4.php"&gt;&#xD;
      
                      
    
    
      not unlike those once contemplated for the “reliable replacement warhead.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” In the absence of NATO agreement to terminate “nuclear sharing” policies, therefore, U.S. weapons would presumably be able to rest in their European bunkers for quite a while.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The more interesting question probably relates to the state of the non-American Allies’ fleet of nuclear-certified “dual-capable” aircraft (DCAs) suitable for use in either conventional or nuclear strike roles.  As noted, the nuclear weapons capabilities of the Alliance – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as an alliance
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – presently rely entirely upon bombs deployable on various Allied dual-capable tactical aircraft such as the F-16C/D, F-15E, and Tornado.  These airframes, however, are ageing; it is an open question how long they will remain in service, and whether their successors will be DCA certified.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    According to a 2008 report prepared for SIPRI, NATO’s current generation of DCAs are getting long in the tooth, and “life extension programmes can only do so much to postpone the moment when an expensive modernization will have to be undertaken.”   As a result, doubts have been raised about whether European air forces will be choose or be able to maintain DCA capabilities over the longer term.  A number of European governments may replace existing aircraft with variants of the F-35 – 
    
  
  
                    &#xD;
    &lt;a href="http://www.airforce-magazine.com/MagazineArchive/Pages/2010/July%202010/0710nato.aspx"&gt;&#xD;
      
                      
    
    
      which will itself have a DCA variant in U.S. service 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – but how many of these aircraft end up being dual-capable is, to my knowledge, not yet known.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, it may not mean too much to be DCA certified these days.  In theory, in this era of highly-sensitive modern avionics, computer systems, and fly-by-wire flight controls, aircraft allocated for potential nuclear missions should be given special radiation “hardening,” to make their electronics more resistant to the electromagnetic pulse and other radiant energies associated with a nuclear explosion.  (Otherwise, dropping a nuclear weapon on someone might become a suicide mission.)  In my understanding, however, NATO militaries these days don’t usually bother much, if at all, with “rad hardening.”  (Nor even do U.S. forces, except for strategic bombing missions.)  In an equipment sense, it is my understanding that being a DCA now means little more than having a special “black box” installed to handle the sensitive process of arming the nuclear weapon in flight.  Some bureaucratic or perhaps political problems have reportedly arisen over the idea of DCA-certifying the modern Eurofighter “Typhoon” aircraft, with some European governments being reluctant to give U.S. specialists access to its avionics for this purpose.  For the most part, however, making a tactical bomber into a DCA probably isn’t terribly difficult or expensive.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    (Delivering nuclear weapons can also involve different aerial tactics than simply dropping conventional high explosives, including special procedures in the event of an airborne malfunction.  This means that DCA-certified pilots really should have some special training, such as through the use of flight simulators with some sort of 
    
  
  
                    &#xD;
    &lt;a href="http://www.defense.gov/pubs/pdfs/PhaseIIReportFinal.pdf"&gt;&#xD;
      
                      
    
    
      nuclear-specific software module.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     This does not sound to me like a terrible burden, however.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Given how difficult it apparently 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      isn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to maintain DCA capability, it is ironic that there remain so many questions about NATO Allies’ willingness or ability to do so.  Nevertheless, some observers fear that the “DCA issue” – that is, the threat of capability decay through aircraft succession – will at some point bring NATO’s NSNW debates to a head, and not necessarily in constructive ways.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I myself find the DCA issue worrisome because 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      national
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     procurement decisions on dual-capable aircraft may tend to force the Alliance into some kind of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     collective decision on “nuclear sharing” 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      without
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the kind of inter-Allied consultations and agreement that officials have hitherto emphasized is critical to alliance cohesion in struggling with the NSNW question.   Backing into such an important decision without properly considering it – or perhaps even without actually admitting that a decision is being made at all – would represent a serious collective failure of NATO leadership.  I’ll come back to this shortly.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Some Suggestions
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So what should we do in light of all these complications?  Here are some thoughts, for whatever they are worth.
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  &lt;p&gt;&#xD;
    
                    
    
  
    A.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Don’t Destabilize
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    First, before making more positive suggestions, let me first speak 
    
  
  
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      against
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     a notion that seems to have too much currency in Washington right now.  I do 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     believe it wise, as the Obama Administration’s 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Nuclear Posture Review
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     seems to suggest, for us to place any serious reliance upon a policy of rush-deploying nuclear weapons on DCAs 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      from
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the United States 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      to
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     Europe in the event of crisis.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The NPR emphasized that we have “a small number of nuclear weapons stored in the United States for possible overseas deployment in support of extended deterrence to allies and partners worldwide,” and that this force of “U.S.-based nuclear weapons … could be deployed forward quickly to meet regional contingencies.” 
    
  
  
                    &#xD;
    &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf"&gt;&#xD;
      
                      
    
    
      According to the Review,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     we plan to “[r]etain the capability to forward-deploy U.S. nuclear weapons on tactical fighter-bombers and heavy bombers … [and thus] the capability to forward-deploy non-strategic nuclear weapons in support of its Alliance commitments.”
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I have no problem with having such a 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      capability
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , for it offers U.S. strategists a potentially helpful degree of flexibility, including the ability to use such moves as a “signaling” tool in extreme circumstances.  Such moves should, however, be kept as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      optional
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     as possible.  It would be quite unwise to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      depend
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     upon forward 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      re-
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    deployment for “baseline” nuclear deterrence, or in order to promote Alliance cohesion in a crisis.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I would think it, in fact, to be a recipe for crisis-management disaster to put ourselves in a position in which our posture is felt to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      require
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     us to take steps, 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      early
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     in a crisis, that would be highly visible and provocative to a potential adversary.  Rushing to Europe flights of dual-capable aircraft slung with B-61 gravity bombs strikes me as being just such a step.  In certain circumstances, we might wish to have the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      option
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of doing this as a sort of deliberate risk-manipulation, but precisely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of their potential to heighten tensions, it is foolish to make our basic strategy 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      depend
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     upon such moves.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such an “early forward deployment” policy is in some sense the worst possible approach to NSNW.  Its near-requirement of provocative moves early in a crisis might be insufficiently credible to deter adversaries or reassure allies ahead of time, because its very provocativeness seems to “stack the political deck” 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      against
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     deployment 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      even 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    in a crisis.  (Could our friends really 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      count
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     upon us making such an inflammatory decision?)  At the same time, such moves could be very destabilizing if indeed actually undertaken.   If nuclear deterrence or alliance solidarity really needs there to be U.S. weapons in Europe, we should 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      keep
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     some such devices – and DCA delivery assets – in Europe rather than relying upon some assumption of forward deployment in a crisis.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And there may be another reason to fault the Obama Administration’s position in this regard, for I am not confident that we actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      have
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     dual-capable tactical aircraft in the United States that even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      could
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be rush-deployed forward in the ways suggested by the 2010 NPR.  Careful readers will perhaps have noted that the NPR says that the United States has a number of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      weapons
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that could be so deployed in a crisis.  It does not actually assert that we have any DCAs in the United States capable of carrying them. To my knowledge, the only American DCAs not devoted to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      strategic 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    missions (as, for example, are B-2 bombers) are 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     based in Europe, which means that we could only fly U.S.-based NSNW forward if we had already 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      first
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     pulled our own DCAs back 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      from
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     Europe.  If this is true – and I invite feedback from NPF readers who might be better informed about this than I am – the Obama Administration’s account of U.S. rush-deployment capabilities is basically fraudulent, as well as being game-theoretically foolish.  The casuistry of such purported reassurances is not likely to engender confidence among NATO members who prize their positions under the American “nuclear umbrella,” and might ironically have the effect of making it more problematic than ever to consider withdrawing U.S. weapons from their current European locations.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    B.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Reassurance
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And here’s another cautionary recommendation.  I would urge NATO not only not to take additional steps to reduce or eliminate American NSNW deployments without an inter-Allied consensus, but also not to make any such move without first adopting some kind of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      compensatory
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     measures explicitly designed to “make up” for the loss of whatever political and symbolic clout forward-deployed weapons are felt to have in the eyes of some allies, particularly in Eastern Europe.  It is not clear to me what kind of alternative commitment, deployment, or relationship would make such governments feel equally comfortable in a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      post
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -NSNW world, but this is presumably an empirical question rooted in perceptions and needs that they are perfectly capable of expressing if asked.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Rather than simply invoking quasi-theological disarmament narratives – about such things as how useless non-strategic nuclear weapons are said to be, or how ending U.S. forward deployments would magically transform the nonproliferation environment, prevent nuclear terrorism, reduce Europe’s complicity in some kind of existential atomic evil, or shame Russia into its own NSNW reductions – opponents of NATO “nuclear sharing” might thus do better to focus on addressing the security and political concerns of allies who support 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      continuing
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     such arrangements.  The anti-NSNW discourse within NATO should really be about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      empowering
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     those nervous allies, and seeing what can be done to make our Alliance everything 
    
  
  
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      they
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     need it to be in a post-NSNW environment.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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  &lt;p&gt;&#xD;
    
                    
    
  
    C.        
    
  
    
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      DCAs
    
  
    
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As suggested earlier, I would also urge NATO not to allow itself to make its NSNW decision by stealth, through a non-consultative and muddled process of capability decay driven by 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      ad hoc
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     national aircraft procurement decisions.  Even if advocates of continued U.S. deployments have overestimated the degree to which NSNW function politically as one of the indicia of trans-Atlantic solidarity, having the issue be effectively decided by fiat – as the result of certain national governments’ willingness to countenance the collapse of DCA capabilities – could 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      create
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     real inter-Alliance problems of trust and good faith.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whatever the decision ultimately reached, NATO has staked much on the integrity of the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      process
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by which it makes any eventual decision.  To my eye, the Experts Group got it right in emphasizing that any change in NATO’s current policy, “including in the geographic distribution of NATO nuclear deployments in Europe, should be made … by the Alliance as whole” through “in-depth consultations.”  A situation in which some members effectively 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      compel
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     an Alliance decision could be very corrosive indeed, particularly if it were to create a perceived “bait-and-switch” problem for newer NATO members in Eastern Europe who had joined the Alliance in part on the basis of the nuclear reassurances expressed in the 1999 Strategic Concept.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whatever the right answer for NATO on American NSNW, we should make this decision together with eyes open and full transparency, at least among ourselves.  (I understand the need to avoid talking too much in public about deterring Russian threats, of which there officially aren’t any.  But we need at least to be honest 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      entre nous
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .)  To take a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     decision in a stumbling, patchwork fashion, merely because some members opt individually against keeping dual-capable aircraft, would be a disgrace.  Alliance nuclear policy is too important to be left to decisions made 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      sub silentio 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    by procurement bureaucrats, or by national leaders keen to avoid accountability for what they are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     doing.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The potential decay of DCA capabilities is particularly ironic because it seems to me that there are today perhaps more reasons than ever to maintain aircraft outfitted in such a way as to be fully capable of nuclear missions.  Nuclear-release “black box” equipment may actually be the least of it: if you ask me, it’s worrisome that the United States and its NATO allies have allowed themselves to get so sloppy about “rad hardening” their tactical aircraft.  Such protections may be getting more, not less, important – even in non-nuclear conflicts.
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The proliferation of active, electronically-scanned array (AESA) antennae will in future conflicts permit more and more platforms to possess not just ordinary radar capabilities but also potent electronic attack (EA) powers through which “non-kinetic” assaults can be made directly upon the electronics of adversary aircraft.  The widespread availability of AESA-based EA options, moreover, is 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecurity.org/military/systems/munitions/hpm.htm"&gt;&#xD;
      
                      
    
    
      expected to be coupled with the emergence of new high-powered microwave (HPM) and electromagnetic pulse (EMP) weaponry
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     designed to disable semiconductor-based electronics with massive, high-frequency power surges.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Readers shouldn’t just take my word for this, of course, but all this suggests to me that there may be an increasing need for something not unlike nuclear-level electronic hardening if NATO aircraft are to survive in the high-energy electronic battlespace of the future.  It’s one thing to bomb Serbians in 1999, or Afghans and Libyans in 2011, but if NATO wants to maintain the capability to face a sophisticated 21st-Century adversary, its aircraft – and other systems – will need to expect increasing EA, HPM, and EMP threats. Whether or not you ever care about delivering nuclear weapons, in other words, there may be good reasons to pay the “tax” of DCA-related hardening anyway.  In this sense, therefore, I would suggest that NATO should not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      abandon
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     but should in fact 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      augment
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     DCA capabilities.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    D.        
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      Bargaining Issues
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
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                    Whether or not termination of NATO “nuclear sharing” policies is in fact the right answer in the abstract, it seems pretty clear that in light of the general desire to get Moscow to cut its 
    
  
  
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      own
    
  
  
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     huge NSNW stockpile, NATO elimination is precisely the 
    
  
  
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      wrong
    
  
  
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     answer if undertaken unilaterally.  Given Russia’s doctrinal attachment to such devices and the lurking issue of Moscow’s military insecurity vis-à-vis Beijing, it may not be 
    
  
  
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      possible
    
  
  
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     fully to address the Russian NSNW issue by means of a purely nuclear bargain anyway.  But, it would seem madness to throw away NATO’s only current bargaining chip before the negotiating game has yet been joined.
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                    Russian 
    
  
  
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      officials have apparently been quite clear 
    
  
  
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    in claiming that the elimination of U.S. weapons in Europe is a precondition for even 
    
  
  
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      beginning
    
  
  
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     to talk with them about their own NSNW.   We should expect such a posture, at least at first, for they are old hands at bargaining.  But I agree with Secretary Clinton’s 
    
  
  
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      remarks
    
  
  
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     suggesting that eliminating U.S. deployments in Europe should not even be considered 
    
  
  
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      except
    
  
  
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     as some kind of grand bargain.
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                    NATO’s
    
  
  
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       foreign ministers have hinted at 
    
  
  
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    a possible deal in which Russia would eliminate a portion of its stockpile and move the remainder away from areas from which they can reach NATO soil.   It is hard to say how feasible this would be in negotiations with the Kremlin – nor how verifiable such an arrangement would be in the first place, nor whether the United States should accept a deal that might thus 
    
  
  
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      increase
    
  
  
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     nuclear threats to our allies in East Asia.  It should be obvious that if any such deal is desirable, however, preemptive concessions are a foolish way to seek it.
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    E.        
    
  
    
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      The “INF Approach”
    
  
    
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                    Let’s look a bit at the challenges of such bargaining.  If we were to seek a NSNW deal with Russia, it must be admitted that NATO’s bargaining position is not incredibly strong.  After all, most public accounts put U.S. weapons in Europe at 
    
  
  
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      something like 200 
    
  
  
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    B-61 nuclear gravity bombs, for a total of 
    
  
  
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      only perhaps 500
    
  
  
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     even counting those stored in the United States.  In comparison with Russian holdings, which 
    
  
  
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      may be
    
  
  
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     on the order of 3,800,  this isn’t much to negotiate with on a purely numerical basis.
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                    To be sure, the U.S. weapons in Europe are at least on the same 
    
  
  
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      continent
    
  
  
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     as Russia, whereas Moscow’s NSNW are generally far from most potential American targets.  (With apologies to Ms. Palin, I won’t discuss Alaska here, though in considering any deal that might permit Russia to maintain NSNW in the Far East one would need to bear Alaska very much in mind, as well as our South Korean and Japanese allies.)  This is presumably little consolation to Poles, Balts, or Hungarians within reach of Russian weapons, but it suggests at least that U.S. negotiating leverage vis-à-vis Moscow is a bit better than the sheer disparity in raw numbers would indicate.  Nevertheless, the prospects for traditional “one-for-one” arms control bargaining are not ideal.
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                    To be a bit provocative, however, let me speculate about whether NATO could 
    
  
  
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      make
    
  
  
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     these odds better.  As NPF readers may recall, it wasn’t that long ago that the Alliance faced a similar situation – one in which it confronted a threatening deployment of delivery systems in which Russia initially enjoyed a huge numerical advantage.  I am referring, of course, to the issue of 
    
  
  
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      intermediate
    
  
  
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     range nuclear delivery systems 30 years ago.  In facing this challenge, NATO’s answer was bold, and it was hugely successful.  It led to the 
    
  
  
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      elimination
    
  
  
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     of that threat in an unprecedented arms control and disarmament success.
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                    Faced with Soviet deployments of SS-20 missiles, of course, NATO leaders chose to counter-deploy their 
    
  
  
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     intermediate-range nuclear delivery systems – mobile and super-accurate Pershing II ballistic missiles and ground-launched cruise missiles (GLCMs).  It was not an easy decision, and indeed proved bitterly controversial.  But after finally being confronted with a countervailing NATO deployment that they greatly feared, the Soviets came to the table and agreed to a remarkable arms control deal.  Pursuant to the Intermediate-range Nuclear Forces (INF) Treaty of 1987, that 
    
  
  
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      entire class
    
  
  
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     of delivery systems disappeared from the arsenals of the two powers.  By 1991, some 2,692 systems had been eliminated – 846 by the United States and 1,846 by the Soviet Union – under verification procedures of unprecedented stringency, provisions that also provided a precedent making possible the verification mechanisms in the START and “New START” strategic arms agreements.
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                    You can probably see where I’m going with this: I am suggesting the possibility of approaching the problem of Russian NSNW in something of the way we approached the SS-20 challenge.   Let me hasten to say, however, that I am 
    
  
  
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     suggesting that NATO re-deploy thousands of nuclear weapons in Europe in order to force Moscow to talk.  NATO domestic politics would hardly permit such a strategy at this point, and because of its worries about China, Russia probably wouldn’t agree to any INF-analogous NSNW deal anyway.
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                    But let me suggest a variation on the INF’s “make-a-countervailing-deployment-then-start-bargaining” theme.  It is part of the nuclear disarmament vision of the Obama Administration – as indeed it also was even for the Bush Administration – that Washington is looking for 
    
  
  
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    -nuclear means to accomplish more and more missions that were previously felt to require nuclear weapons.  As 
    
  
  
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      President Obama has himself put it
    
  
  
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    , we aim “to move towards less emphasis on nuclear weapons,” in part by ensuring “that our conventional weapons capability is an effective deterrent in all but the most extreme circumstances.”  One manifestation of this idea of reducing reliance upon nuclear weapons through the development of improved conventional capabilities is our “Conventional Prompt Global Strike” (CPGS) program, pursuant to which the U.S. military hopes to be able to hit precision targets at global ranges and on extremely short notice.  The main focus of CPGS is proliferator regimes and terrorist targets, but long-distance prompt-strike capabilities presumably do make up at least 
    
  
  
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     of the suite of non-nuclear capabilities that are helping us rely less upon nuclear weaponry.
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                    Such prompt-strike capabilities may be highly relevant to NATO’s NSNW predicament, for it may be that an alliance effort along similar lines could have benefits in the political and symbolic realm as well as in more strictly military terms.  After all, 
    
  
  
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      according to the U.S. Government
    
  
  
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    , improvements in our advanced conventional strike capabilities have already, among other things, “contributed to our ability to … assur[e] allies and partners of our security commitments, and [aided in] reinforcing regional security.”  If this sounds a bit like the role nuclear weapons play within NATO, that’s my point.
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                    Just by way of a 
    
  
  
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      gedanken
    
  
  
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     experiment, then, what if NATO wished to follow the example of its INF success, but did not want to deploy new nuclear weapons?  Wishing both to develop improved state-of-the-art military capabilities potentially useful elsewhere 
    
  
  
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      and
    
  
  
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     to acquire something with real “trade” value in NSNW negotiations with Russia – which is to say, perhaps putting it brutally, 
    
  
  
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      something that the Kremlin would 
    
  
  
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        fear
      
    
    
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     – might NATO leaders in such circumstances wisely choose to develop a new suite of (presumably sub-strategic range) prompt strike systems?
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                    If we indeed managed to leverage such capabilities into a grand bargain that would comprehensively address the NSNW issue, this would be a signal accomplishment.  Even if we not get complete satisfaction on tactical weapons, moreover – and one should remember that the “China factor” alone might preclude Russia accepting a full-blown “zero option” with NATO – alliance members would still have worked productively in a trans-Atlantic collaboration to develop an important new capability at the cutting-edge of modern military technology, and a capability some of which a merely 
    
  
  
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     deal with Russia would presumably permit the Alliance to 
    
  
  
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      retain
    
  
  
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    .  In such a situation, from either a military 
    
  
  
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      or
    
  
  
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     a political perspective, NATO might end up both better equipped for a broad landscape of potential future conflict scenarios 
    
  
  
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      and
    
  
  
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     more cohesive than ever.  For this, I would not think it so hard to give up 
    
  
  
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      nuclear
    
  
  
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     “sharing.”
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                    But what do you readers think?   I look forward to your feedback.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 30 Mar 2011 21:43:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p793</guid>
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      <title>The Future of Nuclear Deterrence</title>
      <link>http://www.newparadigmsforum.com/p785</link>
      <description>A look at the ways in which nuclear deterrence remains salient in the 21st century.</description>
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      Note:
    
  
  
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      Dr. Ford made the following remarks on March 17, 2011, to a NATO Nuclear Policy Symposium in Tirana, Albania, on “NATO Nuclear Policy After Lisbon – Continuity or Change?” 
    
  
    
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                    Good morning.  Let me begin by offering my thanks to the NATO organizers and our gracious Albanian hosts here in Tirana.  I’m grateful for the opportunity to offer a few tentative thoughts about the future of nuclear deterrence.
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                    I.          
    
  
  
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      Deterrence as a Phenomenon
    
  
  
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                    As s a general 
    
  
  
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      phenomenon
    
  
  
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    , of course, “deterrence” is alive and well, all around the world.  It raises its head whenever one party adopts a policy that confronts another party with a balance of anticipated costs and benefits that makes it seem unattractive for the second party to undertake something that the first wishes it not to do.
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                    In military affairs, deterrence exists quite ubiquitously.  We see countries attempting to put deterrence to work against the United States, for example, through the development of so-called “anti-access” or “area-denial” strategies that try to make it untenably costly for American forces to intervene in a future regional conflict involving a friend or ally.  Iran seems to have acquired anti-shipping missiles, sea mines, and swarms of fast attack craft in the Persian Gulf in part with such intervention-dissuasive ideas in mind.  Indeed, Tehran carefully publicizes its experiments with things such as the Russian 
    
  
  
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      Shkval
    
  
  
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     rocket-powered torpedo – or, more recently, a purportedly “stealthy” anti-ship missile – no doubt partly in hopes of never 
    
  
  
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     to use such weapons.  From Iran’s perspective, the best answer may be not to fight but rather simply to convince the U.S. Navy ahead of time that operating close to Iran is too much trouble.  One probably also sees some deterrent calculations at work in Iran’s provision of scores of thousands of rockets and missiles to Hezbollah.  It has now become a trope of regional security analysis that if Israel or the United States attack Iran’s ongoing nuclear development program, Hezbollah will launch awful barrages from Lebanon into northern Israel.  It is hoped that we will thus be deterred.
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                    Similarly, China does not merely invest in capabilities designed to complicate U.S. operations in the Western Pacific.  It goes to some trouble to draw 
    
  
  
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     to these capabilities in order encourage in us the idea that the region really 
    
  
  
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     an area that is naturally and inevitably within Beijing’s sphere of special proprietary interest and influence.  If the Western press buzzes about a new “carrier-killing” ballistic missile in the wake of U.S.-South Korean naval exercises – or if photographs of what purports to be a new Chinese “stealth” aircraft appear in the media just as the U.S. Secretary of Defense visits Beijing – one probably sees a deterrence-engendering perception management campaign in full swing.
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                    Such games are perhaps only 
    
  
  
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     military ones.  The principal objective is political and psychological.  They are about enticing a potential adversary to internalize a narrative that you have written, offering persuasive reasons for him to conclude that it isn’t in his 
    
  
  
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     to do what you do not wish him to do.  This is classic deterrence.  It thrives in military affairs, in law enforcement, in regulatory and administrative affairs, and in innumerable aspects of everyday human life.  Indeed, this is as much a question of basic logic and psychology as simply of contingent history.  Deterrence seems to have been around in some form for as long as there have been human communities, and we should not expect anything to happen to this vibrant and ongoing phenomenon.
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                    II.        
    
  
  
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      Nuclear Deterrence
    
  
  
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                    For our purposes today, therefore, the real question concerns the future of deterrence in its specifically 
    
  
  
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      nuclear
    
  
  
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     forms – the nuclear species, as it were, of the genus 
    
  
  
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      deterrencia
    
  
  
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    .  This, in turn, means that we must grapple with ongoing debates about the role that nuclear weapons play in modern security affairs.
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                    Discussions of nuclear deterrence, in some quarters, tend to presuppose what the disarmament community often takes as axiomatic, but which is, in fact, a highly questionable claim – namely, that the 
    
  
  
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     use of nuclear weapons is in fact for deterring the use of 
    
  
  
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      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons by others.  This is a seductive idea, and this conceptual premise has the added benefit of seeming to offer a kind of “fast-track” to nuclear disarmament.  Through the prism of the “sole purpose” thesis, nuclear weapons are seen as a kind of analytically isolated, self-supporting, and self-justifying edifice – a structure that could be eliminated without significantly affecting any other equities.  If all nuclear weapons do is deter the use of other nuclear weapons, they are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      self-cancelling
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in the aggregate, and are really no more use 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     existence than 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      out
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of it.  Metaphorically speaking, therefore, because nuclear deterrence is assumed not really to “touch” any of the other structures of our lives, it could simply be lifted up and tossed away, in its entirety, at any time.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This conceptual premise, however, is very problematic.  And if it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      isn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the case that nuclear weapons only deter other such weapons, the logic of abolition – and of the transcendence of nuclear deterrence – gets more complicated, and more improbable.  If nuclear weapons turn out to be entangled in various ways with broader security or other issues, concerns, and institutions, it is much harder to imagine them being surgically excised, and nuclear deterrence so cleanly disposed of.  In that event, disarmament is not a challenge of simple “elimination” but rather an ongoing project of constructing new networks of buttresses, beams, supports, and other compensatory or replacement structures to ensure that valuable things do not also come tumbling down if and when nuclear weapons ever go away.  The extent to which that can be done is not clear.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Nuclear Entanglement
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And indeed, nuclear weapons and varieties of nuclear deterrence 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     still seem to be remarkably common.  The specific “nuke-on-nuke” sub-species of “mutual assured destruction” that became so familiar to us during the high Cold War may be a shrinking part of today’s universe, but it is much harder to argue that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     forms of nuclear deterrence are waning.  Let me offer a few examples.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Deterring Non-Nuclear Threats
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The most obvious form of nuclear deterrence outside the “sole purpose” thesis is also the simplest: deterring 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear threats.  This should be no surprise to anyone who was in NATO before the end of the Cold War, of course, because it was for decades hoped that our nuclear weapons would deter Warsaw Pact aggression in Europe by means of conventional arms.  Before the collapse of the Berlin Wall and the implosion of Soviet Communism, Warsaw Pact forces were feared by NATO leaders because their generals could command troops and armored vehicles in the field in numbers considerably in excess of our own.  Afraid of a Red 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      blitzkrieg
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     on the Central Front, we made clear that any such conventional assault would be met not just by a conventional response, but in fact by the use of nuclear weaponry.  It was, in other words, NATO’s hope to use nuclear weapons as a sort of “equalizer” in the face of conventional imbalance.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    NATO no longer faces that conventional threat, of course, but this should not blind us to the continuing importance of nuclear weapons around the world as a means by which to deter or defeat perceived conventional threats.  Interestingly, in fact, Russia now seems to have picked up where NATO policy left off decades ago.  The Kremlin’s military doctrine today appears to be predicated upon the likelihood of facing foreign adversary forces – whether from China or, less plausibly, NATO – that are more numerous and/or more capable than Russia’s own still somewhat hollow and dysfunctional conventional military.  For this reason, Russian doctrine stresses the early use of nuclear weapons.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      multiple
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons possessors have at various points relied upon the assumption that nuclear weaponry is a deterrence-facilitating “equalizer” in the face of conventional imbalance.  India embarked upon its nuclear weapons program after having been subjected to a traumatizing Chinese invasion in 1962, while Pakistan is clearly attached to its nuclear weapons today in part for fear of the large and increasingly well-equipped armed forces India maintains on its border.  Tiny Israel, surrounded by hostile and vastly more populous neighbors, also seems to get deterrent mileage out of the widespread understanding that it also has the capability to respond to a massive conventional attack by unleashing nuclear devastation upon the aggressor.  And indeed, despite the many disapproving things it said about nuclear weaponry and nuclear deterrence in its famous 1996 advisory opinion, even the International Court of Justice refused to foreclose the possibility that using nuclear weapons might be an appropriate response if the very existence of a possessor state hung in the balance.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Today, proliferators also seem inclined to invoke themes of counter-conventional deterrence in trying to justify their nuclear endeavors.  Especially after the withdrawal of the few remaining U.S. nuclear weapons from the Korean Peninsula in 1991, North Korea probably understands itself to face no threat from American 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nuclear
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     arms.  Nevertheless, in offering excuses for its nuclear weapons program, Pyongyang talks incessantly about what it claims to be an ongoing threat of U.S. and South Korean aggression.  Iran has yet to admit its pursuit of nuclear weaponry, but also frequently beats the drum of needing to deter “extra-regional aggression” as it carefully lays the groundwork for a potential future announcement.  However genuine one might feel any particular claim to be, therefore, the notion that nuclear weapons 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      can
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     play a role in deterring conventional attack seems widely accepted.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is also worth noting that there seems to remain support for the idea that nuclear weapons can “cross-deter” the use of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     types of weapons of mass destruction (WMD).  In the United States, for example, it was reassuringly declared – as part of arguments in favor of joining the Biological and Toxin Weapons Convention in the early 1970s – that we should not fear terminating offensive biological warfare (BW) research and development because it would still be possible to use 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nuclear
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      weapons
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to deter foreign BW use.  There also seem to have been hints made before both the 1991 and 2003 Iraq campaigns that Saddam Hussein should not take it for granted that we would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      only
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     respond by conventional means were he to use chemical or biological munitions against our troops.  Even today, the Obama Administration’s 2010 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Nuclear Posture Review
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     carefully draws attention to the fact that if faced with a sufficiently serious BW threat we reserve the option of revising our nuclear declaratory policy to permit nuclear use in response to biological attack.  This, of course, is Washington’s disingenuous way of threatening just such nuclear retaliation without technically uttering the words.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The relationship between nuclear and non-nuclear arms is clearly complex.  Indeed, just as nuclear weapons can deter certain uses of conventional arms, so perhaps can conventional capabilities to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      some
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     extent deter nuclear weapons use.  For years now, it has been official U.S. policy to reduce reliance upon nuclear weapons in part by improving capabilities for precision 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      conventional
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     attack, thereby finding more ways to accomplish with 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear tools some wartime missions that were previously felt to require a nuclear payload.  Since U.S. officials have also said that, for them, nuclear weapons have as their 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      principal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     purpose deterring other such weapons, this suggests that Washington believes conventional arms can, at least to some extent, deter nuclear ones.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whether in such technologically sophisticated ways or in cruder ones – such as the way in which America’s willingness to wage conventional war against Saddam Hussein over WMD helped convince Muammar Qaddafi to give up Libya’s nuclear weapons program on the grounds that pursuing them now brought only what Qaddafi called “big trouble” – the potential deterrence-related interplay between nuclear and conventional armaments is capable of going both ways.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    B.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Extended Deterrence
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And then there is the sub-species of nuclear deterrence called “extended” deterrence – that is, the use of nuclear weapons in the hands of one power to provide security to one of its non-possessing allies.  This is most frequently invoked today with regard to East Asia, on the assumption that their secure position under the so-called American “nuclear umbrella” is part of what has kept Japan and South Korea from using their extensive nuclear knowledge to develop weapons of their own when confronted with various nuclear and other threats, over the years, from the Soviet Union, China, and North Korea.  Extended deterrence has also been a fundamental part of NATO’s own history.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such “extended” nuclear deterrence is a form of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      indirect
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     deterrence that points, in a sense, in two directions.  First and most obviously, it aims to deter aggression by third parties.  Second, it aims to persuade the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -possessing ally that there is no need for it to develop its own arsenal 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      notwithstanding
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     third-party threats.  Thus, for example, NATO “nuclear sharing” arrangements – by which some American weapons are deployed in Europe but kept carefully in U.S. custody, with the understanding that they may be made available for delivery by non-American NATO assets in time of war – aimed both to deter attacks against NATO 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to eliminate perceived incentives for countries such as Germany to develop nuclear weapons.  Extended deterrence can thus be both a bulwark against aggression and a tool of nonproliferation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    NATO’s own recent internal debates over American nuclear deployments in Europe suggest the existence of an additional sub-variety of extended deterrence.  For some NATO governments – principally in countries formerly under Soviet subjugation and which joined the Alliance after the Cold War – these deployments have become part of the political coinage of trans-Atlantic solidarity.  The weapons are, as it were, a graphic illustration of Washington’s continuing commitment to stand by its NATO allies even if the very worst sort of crisis should come to pass.  As NATO’s 1999 Strategic Concept put it, they are an “essential political and military link between the European and the North American members of the Alliance.”  Even though the U.S. weapons add little in purely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      military
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     terms, some governments remain leery of severing that particular link.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One might perhaps call this 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      oblique
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     extended deterrence.  The U.S. weapons may help deter threats not by being in any meaningful way usable military assets themselves, but rather by promoting an impression of Alliance cohesion 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      symbolized
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by these deployments.  This may have little or nothing to do with the weapons themselves.  Instead, it is about their ability to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      evoke
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , in allies and potential adversaries alike, the idea that NATO will remain a strong military partnership even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in extremis
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  There may be ways to cultivate this impression that do not involve nuclear weaponry, of course, but we should not dismiss such dynamics lightly.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    C.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Latent or “Virtual” Nuclear Deterrence
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And then there is “latent” or “virtual” nuclear deterrence – a sort of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      proto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -deterrence that partakes of the potency of nuclear weapons not at 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      geographic
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     but at 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      temporal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     distance.  A country’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      potential 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to build nuclear weapons in the future can 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be a factor in how states relate to each other 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      now
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , and can sometimes provide its own sort of deterrent value.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As part of its scheme for the international control of nuclear energy, the Acheson-Lilienthal Report of 1946 envisioned that states with internationally-run nuclear facilities on their territory would be deterred from seizing such assets and building their own atomic weapons by the prospect that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      if
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     they did so, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     countries would do likewise.  To some extent, in other words, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      present
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     deterrence could exist on the basis of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      future
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     weapons.  In more recent years, a number of scholars have offered variations on this theme, promoting concepts of “weaponless deterrence,” “virtual deterrence,” or “countervailing reconstitution.”  More concretely, it has been official U.S. policy for some years that augmenting the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      productive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      capacity
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of our nuclear infrastructure – that is, its ability to produce nuclear weapons on demand – is allowing us to reduce the non-deployed reserve of weapons we have hitherto kept as a “strategic hedge.”  This is a notion of deterrence with 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      potential
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons rather than existing ones.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Some hint of such “virtual” deterrence dynamics may also be seen in the way a nuclear proliferator’s weapons 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      potential
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     can affect geopolitics well before the point at which he is known to have produced an actual nuclear weapons.  North Korea obtained considerable benefits during the 1990s by bargaining against – and carefully preserving – the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      potential
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of its plutonium-production reactor and reprocessing plant to churn out nuclear weapons material.  Today, Iran’s international diplomatic interlocutors have offered it generous concessions in return merely for halting its move 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      toward
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weaponry, albeit to no avail.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      present
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     bargaining value of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      future
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     weapons is visible in the how carefully the United States seeks to reassure threatened allies that their needs can be met through its own “nuclear umbrella,” and without any need for independent development.  When South Korea gave up its nuclear weapons program in the mid-1970s, for instance, President Park Chung Hee did so on the strength of U.S. assurances that Washington’s commitment to protecting Seoul would not waver.  Immediately after North Korea’s first nuclear test in 2006, U.S. Secretary of State Condoleeza Rice rushed to Tokyo to reassure Japanese leaders of the strength of our commitment to stand by Japan.  (Officials in Tokyo thereupon made clear that in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      light
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of these reassurances, they saw no need for any Japanese capability.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These examples suggest that we will probably 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      never
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     entirely transcend “nuclear deterrence.”   As long as knowledge of nuclear physics and fissile materials remain in the world, someone will possess a “virtual nuclear arsenal” capable of being developed into a real arsenal on some calculable timetable.  Even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      potential
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons can offer some real deterrent and present bargaining value.  In a world without nuclear weapons, moreover, it would also somehow be necessary to deter a 
    
  
  
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     to weaponization.  Whatever else happens, therefore, some kind of nuclear deterrence seems to be here to stay.
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                    D.        
    
  
  
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      Other Roles?
    
  
  
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                    Before I conclude, let me say a word about the possibility that nuclear weapons may play a role in the world 
    
  
  
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      beyond
    
  
  
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     that related directly to the provision of deterrence.
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                    The functional role of nuclear weaponry in international status-hierarchical terms is perhaps visible in Russia’s insistence – both prior to the Moscow Treaty of 2002 and more recently with the “New START” agreement – that whatever the specific terms of its settlements with the United States, these arrangements 
    
  
  
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      must
    
  
  
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     be set into codified form as a legally-binding arms control treaty.  There appears to be something about the symbolism and formalities of having a 
    
  
  
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      strategic nuclear arms
    
  
  
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      agreement
    
  
  
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     with Washington that speaks powerfully to post-Cold War Russian leaders, forming – in the narratives they tell themselves 
    
  
  
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      of
    
  
  
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     themselves – a litmus test of the Kremlin’s continued geopolitical salience.  Without nuclear weapons and the global position they are apparently seen to imply, in other words, Russia seems almost to fear being mistaken for a frigid version of Saudi Arabia: an autocratic economic monoculture with little significance apart from its raw material exports.  And while we’re on the subject of nuclear weapons’ perceived role in imparting status-hierarchical standing, one must not forget the continuing 
    
  
  
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     felt to be imparted by the French 
    
  
  
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      force de frappe
    
  
  
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    .
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                    Nuclear weapons, I fear, have thus become deeply entangled in international psychopolitics.  And indeed, there exists a fascinating academic literature on the subject, analyzing nuclear weapons in sociological or even semiotic terms, as an anthropologist might likewise study the “cargo cult” of some distant South Sea island.  Through this lens, nuclear weapons can play a role as indicia of international status, or even as elements 
    
  
  
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     thereof.  In an interesting study of nuclear weapon politics in India, in fact, Sankaran Krishna has depicted New Delhi’s nuclear weapons program as being illustrative of a continuing colonial-era tradition of reifying the “science of the spectacular” as a litmus test of national or racial status, as well as an example of how India’s otherwise resolutely anti-imperialist intelligentsia has remained caught in imperial-era cognitive constructs tying their own self-regard to how well they do according to 
    
  
  
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      Western
    
  
  
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     standards of scientific accomplishment.
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                    One does not need to accept all the claims of this literature to see that nuclear weapons may well play important signifying and constitutive roles in modern international politics.  For so long as 
    
  
  
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     retains nuclear weaponry for 
    
  
  
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      some 
    
  
  
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    reason, there may be others who will feel the desire or need to have it because 
    
  
  
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      he
    
  
  
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     does. (The logic of nuclear weapons deterring other nuclear weapons is 
    
  
  
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      this
    
  
  
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     strong, at least!) This may mean, however, that transcending deterrence is likely to prove more difficult – and thus be more unlikely – than ever.
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                    IV.       
    
  
  
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      Conclusion
    
  
  
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                    Nuclear weapons are thus entangled with the world around them far more deeply than the “sole purpose” thesis would suggest.  Perhaps it is merely that we are now just starting to wake up to a complexity that has, in some sense, been with us for years.  The late Cold War decades of “mutual assured destruction” theorizing and numerically-focused arms control thinking – followed by two more decades in which nuclear weapons seemed, through
    
  
  
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    that
    
  
  
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    particular strategic-level, bipolar, Russo-American prism, to be becoming ever less useful – may have clouded our analytical eyes, so preoccupying us with these familiar applications that we lost sight of the much more varied and subtle roles nuclear deterrence has been playing all along.
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                    At any rate, I suspect that although its trajectory may not be one that always looks like the stereotypical Cold War forms we are accustomed to seeing, nuclear deterrence will have a long and lively future.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 24 Mar 2011 20:16:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p785</guid>
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      <title>Testimony on “China’s Narratives Regarding National Security Policy”</title>
      <link>http://www.newparadigmsforum.com/p772</link>
      <description>Note:
Dr. Ford offered the following testimony on March 10, 2011, to a hearing of the Congressionally-sponsored U.S.-China Economic &amp; Security Review Commission entitled “China’s Narratives Regarding National Security Policy.”  His brief oral remarks and more substantial written ones follow below.
ORAL REMARKS
Messrs. Co-Chairman, Commissioners, thank you for the opportunity to contribute to your deliberations.  I’d be [...]</description>
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      Dr. Ford offered the following testimony on March 10, 2011, to a hearing of the Congressionally-sponsored 
    
  
    
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        U.S.-China Economic &amp;amp; Security Review Commission
      
    
      
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       entitled 
      
    
      
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        “
        
      
        
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          China’s Narratives Regarding National Security Policy.
        
      
        
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        ”  His brief oral remarks and more substantial written ones follow below.
      
    
      
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      ORAL REMARKS
    
  
    
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                    Messrs. Co-Chairman, Commissioners, thank you for the opportunity to contribute to your deliberations.  I’d be grateful if you would enter my full written testimony in the record, but I will be brief now.
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                    The nature and implications of China’s role in the emerging world is a critical issue for global politics and U.S. policy.  In fact, 
    
  
  
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     about the implications of China’s rise is 
    
  
  
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     influencing strategic and geopolitical planning around the Pacific Rim.
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                    As China and the world around it struggle to find narratives with which to understand China’s rise, let me draw attention to what for centuries, it seems to me, was an enduring element in its encounters with the outside world.  China seems traditionally to have conceived of the world in essentially hierarchical terms.  In its ideology of order, political authority emanated from a virtuous ruler in concentric circles, according to the extent of his virtue.  Domestically, this was the basis of “Mandate of Heaven” theory.  Abroad, it anchored a conception of order in which China was the civilizational monopole of the human community, in a hierarchical relationship with the rest of the known world.
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                    A critical question for the future is thus the degree to which ancient hierarchic notions of order still influence Chinese elites, and if so, how they will shape Beijing’s behavior. There are certainly those who argue that China has now internalized nonhierarchic ideals, and that Beijing has become a fully “socialized” member of the Westphalian system.
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                    Others, however, suspect that hierarchic inclinations persist, and that as China’s relative power grows, it will increasingly be inclined to nudge the global system into a more Sinocentric form, as its history and ancient concepts encourage it to desire and expect.  In light of Beijing’s apparent recent interest in more muscular, sphere-of-influence approaches to East Asia, these pessimists may today be getting the better of the argument.
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                    The message China seems to have been sending has evolved.  Not long ago, Beijing still focused upon promoting a “benign rise” thesis probably designed to avoid provoking the kind of countervailing alliances against a rising power that China’s own ancient statecraft literature would lead it to expect and fear.
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                    I agree, however, with my co-panelist 
    
  
  
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      Dr. Rozman
    
  
  
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     that China seems more openly assertive, promoting a narrative suggesting its own special prerogatives in East Asia and featuring emerging military capabilities designed to deter our intervention in whatever future conflicts might erupt there and thus convince our friends and allies there that we wouldn’t back them if push came to shove.
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                    What is less clear is what counter-narrative we will offer, but how the United States is viewed in China 
    
  
  
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     important to how China approaches the future.  There was a period in the 1990s when Chinese thinkers looked at U.S. power with anger and alarm.  These fears seem to have subsided in more recent years, however, replaced by an attitude seeing opportunity for China as the American sun allegedly begins to set.
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                    I hope you’ll forgive me for editorializing a bit, but I doubt that there is any simple connection between Beijing’s view of us and its policy choices.  There have been those who regard the Sino-American relationship as so fragile that for us to prepare for unpleasant China-related contingencies would only make them come true. For them, the best response to China’s rise is thus essentially to offer only welcome.
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                    While I agree that we must avoid undue provocation, I suspect that such an analysis relies upon an oversimplified view of China’s narrative of America and overmakes the case for passivity.  It certainly matters whether Beijing views us as fundamentally hostile, and I hope we can forestall this, principally because we 
    
  
  
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    .  At least as important, however, is the degree to which Chinese leaders view us as a key player in East Asia over the long term.
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                    To put it another way, the issue is perhaps less whether we are actually 
    
  
  
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     than how Chinese leaders perceive it to be in China’s interest to treat us, our friends, and other states within the system of global order.  Deng Xiaoping is said to have admonished his colleagues not to “stick your head out” before China was ready to handle the consequences, and Beijing 
    
  
  
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     clearly capable of tempering how it pursues its goals over the long term in light of the geopolitical realities of the moment.
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                    It may actually be that Chinese threat perceptions of the late 1990s contributed to Beijing’s geopolitical 
    
  
  
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      moderation
    
  
  
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     at that time – not necessarily by affecting China’s long-term goals, but by encouraging it to continue less provocative and lower-profile policies in keeping with Deng’s cautionary dictum.  By the same token, 
    
  
  
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     perceptions that we are a declining power may be contributing to Beijing’s regional and global truculence.  It is not always the case, in other words, that “strong” policies destabilize: sometimes things work the other way around.  There may, therefore, be much value in a firm strategy aiming to persuade Beijing that it is 
    
  
  
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     be – an appropriate time for China to “stick out its head” in particularly problematic ways.
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                    As we seek to influence Chinese choices, we should also make clear that while we have no problem with growing Chinese power 
    
  
  
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    , we care greatly about its 
    
  
  
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     in the region and the world, its relationships with its neighbors, and its commitment to global norms.  If China wishes to continue its rise without provoking more international opposition and countervailing moves, it should remember this distinction.
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                    America’s global eclipse has been declared many times before, so far mistakenly.  But because the future is murky, we need to test our approaches against a broad range of possibilities.  Between the various competing narratives of U.S. China policy, I think principled firmness offers the best balance of risk and reward across this landscape.
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                    And since planners in Beijing must 
    
  
  
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     worry about a landscape of possible scenarios, we should do what we can to ensure that they cannot bank on our future decrepitude, at least in fields capable of presenting them with great trouble if our interests come to clash.  Perhaps we can encourage a cautious and constructive cooperativeness in each other – but I fear that this is getting harder, not easier.
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                    Thank you for having me here.  I look forward to our discussions.
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      WRITTEN TESTIMONY AS SUBMITTED FOR THE RECORD
    
  
    
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                    Thank you for the opportunity to contribute to the Commission’s deliberations.
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                    I am a Senior Fellow at Hudson Institute here in Washington, D.C., a think tank founded by the seminal nuclear strategist and futurist Herman Kahn, and that this year celebrates its 50th year of scholarship on the interplay among culture, demography, technology, markets, and political leadership in addressing the challenges of the future.  I am grateful for the chance to discuss Chinese narratives regarding national security policy.
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                    I.          
    
  
  
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      China’s Narrative of China
    
  
  
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                    The precise nature and implications of China’s role in the emerging 21st Century world is one of the most important questions for global politics and U.S. policy.  It is very hard, however, for outsiders and Chinese alike, to know quite where Chinese policy is going.  For one thing, it is not a given that the current Chinese government – or even China’s present territorial unity, based upon the historically idiosyncratic high-water mark of Qing Dynasty conquest – will actually 
    
  
  
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     as long in the 21st Century as it did in the 20th.
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                    This is a question that study of China’s long history certainly highlights, since by some accounts it has existed as a unitary 
    
  
  
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      and Chinese 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    entity for perhaps only 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      half
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the entire period since the fall of the Han Dynasty some 1,800 years ago.  There have been too many long and tumultuous periods of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      disunity
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in Chinese history for us to ignore the possibility of there being more.  Nor is it by any means a law of history that the current government’s attempt to combine state-managed capitalism with heavy-handed political authoritarianism will remain a viable response to the aspirations of China’s people – particularly as new demographic challenges materialize or the government fails to provide the economic growth rates upon which it has staked its legitimacy since the Tiananmen Massacre in 1989.  One of China’s most persistent and pervasive narratives of itself over the last 2,500 years has been that there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a “China” the natural state of which is in some form of unified rule.  Over the centuries, however, this has sometimes been as much an aspirational statement as a descriptive one.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But even within the landscape of alternative Chinese futures involving continued unity – and especially futures that involve linear projections from China’s recent rates of growth and its continued rise as a global power – there is still much uncertainty about what its role in world will or should be.  Outsiders are divided about what to make of China’s rise, policymakers are divided about what to do in response, and as my Hudson Institute colleague Charles Horner has written, even the Chinese themselves seem to be in the middle of an ongoing and sharply contested process of imagining and reimagining themselves.  It is possible, in fact, that Chinese leaders do not themselves have or agree upon answers to these questions.  (They are said to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      try
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to think deeply about long-term strategy, but the outside world has so far gotten little window upon whatever thinking has taken place, and it is not possible to say too much about either its seriousness or the degree to which Beijing’s leadership is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     divided between competing approaches.)  There seem to be, in other words, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      many
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     narratives of China and its rise, and much hangs upon which of them ends up approximating its evolving reality.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Today, this very 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      uncertainty
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     about where China is going and what this will mean is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     emerging as a major factor in Beijing’s geopolitical relations.  Whether with respect to strategic force limits or the issue of non-strategic weapons, for instance, nuclear arms control between the United States and Russia seems to be nearing the asymptote of what can be achieved on a purely bilateral basis, because both powers fret increasingly about China’s trajectory and the implications of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      its
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     strategic nuclear modernization.  Particularly in the context of Beijing’s growing willingness to throw its weight around in regional and even global affairs in ways that are sometimes notably undiplomatic, China’s neighbors also worry about the implications of its rise – a dynamic which could, of course, affect other countries’ strategic policy, alliance relationships, military spending and procurement, and even nonproliferation choices.  Beijing, however, still remains resolutely uninterested in arms control or in strategic dialogue or transparency of the sort that could help allay concerns if indeed China’s intentions are indeed as good, and its emerging role as benign, as its leaders have claimed.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As China and the world around it struggle to find narratives with which to understand China’s rise and role in the world, let me draw attention to what I think may be an enduring element in China’s encounters with the outside world that bears upon these questions.  In my recent book, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.amazon.com/Mind-Empire-History-Relations-Millennium/dp/0813192633"&gt;&#xD;
        
                        
      
      
        The Mind of Empire: China’s History and Modern Foreign Relations
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.amazon.com/Mind-Empire-History-Relations-Millennium/dp/0813192633"&gt;&#xD;
      
                      
    
    
       (University Press of Kentucky, 2010)
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , I try to trace themes of what one might call moralist Sinic universalism over the past couple of thousand years.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One of the most interesting aspects of this ideology is that it conceives of the world in essentially hierarchical terms. I it is a discourse in which political authority is in a sense “secreted” by a virtuous leader, as order and harmony naturally and inevitably 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      self-organize
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     around him in concentric circles.  Within what we might call China itself, of course, this is the basis of “Mandate of Heaven” theory, by which rulers rule according to their virtue, and in which 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      defects
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in political order can be read backwards, as it were, as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      indictments
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the virtue and thus the legitimacy of a leader.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    More broadly, however, this virtue-hierarchic conception can also be seen as the anchor of a distinctive conception of global order.  Such ostensibly virtue-based authority is without inherent geographical limit, and is proportionate to the extent of a leader’s virtue: a perfectly virtuous leader will see the entire world pay homage to him in awestruck submissiveness.  Through this prism, China was viewed as the civilizational monopole of the human community, naturally existing in a hierarchical relationship with the rest of the known world because of the axiomatic virtue of its leaders.  There was essentially no space, within this schema, for the Western notion – so important to modern international law – of separate and coequal sovereign powers existing legitimately and indefinitely alongside each other.  Among other things, my book tries to chronicle the clash of these competing conceptions of order from the mid-19th Century to the present day.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In my view, a critical question for 21st-Century geopolitics is the degree to which the ancient hierarchic notion of order still influences Chinese elites, and whether it will thus help shape Beijing’s behavior in the years ahead.  I do not know the answer to this question, and perhaps no one really does – but we’d be remiss not to ask it.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There are certainly those who argue that China has come to internalize nonhierarchic coequal-sovereignty notions – that is, what one might call the Westphalian conception of global order – to such a degree that they have now become the dominant framework for interaction with the non-Chinese world.  This has long been, in effect, the public position of the Chinese government itself.  (For years, Beijing has tried to forestall foreign moves that might imperil its return to global prominence by claiming that its rise is benign and offers the West in general – and the United States in particular – only positive-sum, “win-win” opportunities.)  By this view, one might say, China is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     civilizationally exceptional in any way that should convey special global influence or authority, or elicit special foreign deference or respect, beyond whatever is due to sheer size.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Others, however, suspect that hierarchic themes have not entirely evaporated, and that as China’s relative power grows it will be increasingly inclined to nudge the global system into a more hierarchic and Sinocentric form of order of the sort that its history and ancient conceptual frameworks encourage it to desire and expect.  Such thinkers do 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     necessarily expect some Chinese drive for direct control, conquest, or any other kind of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      formal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     hegemony too much beyond its present borders.  (Historically, Chinese rulers have often been fairly pragmatic about how far to extend their bureaucratic reach, and have sometimes been willing to treat non-Chinese as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      functional
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     equals when left with no alternative.)  The more interesting question may be what sort of informal, political, or even merely symbolic deference China may come to expect or choose to demand.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When I wrote my book, my feeling was that this issue of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      what China will do as its power grows and it feels itself to have more freedom of action
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     was a vital but still largely unanswered question.  Since then, one may be forgiven for suspecting, on the basis of Beijing’s recent resurgence of interest in muscle-flexing, sphere-of-influence approaches to East Asia, that the pessimists are getting the better of the argument.  History is not destiny, of course, and nothing preordains that ancient hierarchic reflexes will determine future Chinese behavior in rigid ways, or at all.  Nevertheless, there is cause for concern.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      China’s Narrative of America
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In light of this, let me say a word about the narrative of China’s relationship with the United States.  How we are viewed in China, of course, is important to how China approaches a range of issues where its interests may rub up against ours in the years ahead.  My impression is that what America looks like through the Chinese lens is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      also
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a work in progress, and this question would certainly reward much more study.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There was a period in the late 1990s when Chinese military and strategic writers, at least, looked at U.S. power through a distinctly unhappy lens, seeing in our post-Cold War  “unipolar moment” a great threat to China’s rise, fearing possible American-led efforts to check Chinese power, feeling alarm at the rise of a “China threat” literature here in the United States, and interpreting events such as NATO’s Kosovo campaign in the worst possible light.  These fears seem to have subsided somewhat after we became distracted by our relationship with the Islamic world in the early 2000s, and have been replaced more recently – with the advent of U.S. economic problems, catastrophic federal deficits, and domestic political preoccupations – with an attitude that sees opportunity for China in a new era in which the American global sun is felt to be well on the way to setting.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let me stress, however, that there is no simple or automatic connection between broad Chinese perceptions of the United States and Beijing’s foreign and security policy choices.  There is a school of thought which regards the nature of the Sino-American geopolitical relationship as being so conceptually and politically fragile that for us to prepare for China-related contingencies – or even to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      talk 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    about the possibility of a serious clash of interests – is likely to help make such things come true.  Chinese views are entirely up for grabs, the reasoning seems to be, and any such U.S. hedging would “prove” our hostility and help 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      make
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     China into an enemy.  To such thinkers, therefore, the best response to China’s rise is essentially to offer 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      no
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     response.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    While I would agree that it is imperative to avoid undue provocation, I think the “no-response” analysis relies upon an oversimplified view of China’s narrative of the United States and overmakes the case for passivity in potentially dangerous ways.  It certainly matters whether Beijing views us as fundamentally hostile, and I hope we can forestall this, because we aren’t.  Another critical variable, however, is the degree to which Chinese leaders view the United States as being interested in – and capable of – remaining a key player in East Asian and indeed global geopolitics over the long term.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To put it another way, the issue is perhaps less whether we are actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      liked
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     than how Chinese leaders perceive it to be in China’s interest to treat us, our friends, and other states within the system of global order.  Years ago, Deng Xiaoping famously admonished his colleagues not to “stick your head out” before China was ready to handle any consequences that such boldness might elicit.  As this suggests, Beijing clearly has a well-developed capacity to temper the long-term pursuit of its ideal preferences in light of the geopolitical realities of the moment.  Indeed, the whole debate over whether or not China has internalized Westphalian notions of global order and been “socialized” to contemporary international norms to some degree presupposes that Beijing at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      began
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to honor nonhierarchic norms for merely instrumental and tactical reasons.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is why I’m skeptical of the deceptively simple syllogism of “never do anything that might provoke China.”  It might be, for instance, that the apparently intense Chinese threat perceptions of the late 1990s actually contributed to Beijing’s geopolitical 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      moderation
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – insofar as the unwelcome perception that the United States remained a tremendously powerful hyperpower hegemon may have encouraged China to maintain a less provocative and lower-profile international role in keeping with Deng’s cautionary dictum.  By the same token, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      current
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     perceptions that we are a weakening and declining power are arguably contributing to Beijing’s growing regional and global truculence.  It is not always the case, in other words, that “strong” policies are destabilizing.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The future, of course, is notoriously hard to predict.  It might yet be that being entirely welcoming and non-provocative remains the best response to China’s rise, in the hope of eliciting benign behavior from an emerging titan whose interests fundamentally do 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     clash in any significant way with our own, and from whom such warmness will induce reciprocity.  I emphasize, however, that even if one rejects – as I do – approaches to China that assume a deep, inherent, and irreducible hostility between our two countries, there still exists a plausible counter-narrative of how to approach Sino-American dynamics.  This narrative is one that does not take utter congruence of interest for granted, and while it tries to avoid unnecessary provocation, it nonetheless aims to persuade Beijing that it is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     yet – and may 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      never
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be – an appropriate time for China to “stick out its head” in particularly problematic ways.  This need not entail insisting upon U.S. global “hegemony,” nor any disrespect for the ancient, rich, and sophisticated civilization of China.  But neither would it be an entirely non-confrontational approach.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Clearly our approaches to China and to the region will powerfully shape – though by no means entirely or even directly determine – the dominant narrative in Beijing about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      us
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      our
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     future role in the world.  It is our challenge to posture ourselves in ways that are firm enough to discourage arrogance, opportunism, and the resurgence of some neo-imperial proprietary interest in East Asia – yet not so reckless that we “confirm” the worst suspicions of those in the Chinese system inclined to see us as a threat against which Chinese policy should ever more directly be focused.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One might even suggest that it is our challenge to make it clear that we have no particular problem with growing Chinese power 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , but that we care greatly about its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      behavior
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      role
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in the region and the world, its relationships with its neighbors, and its commitment to global norms such as freedom of the seas, freedom of access to outer space, nuclear nonproliferation, and respect for human rights and democracy.  I don’t believe America has much problem with any other country’s power in and of itself, or even with the notion that someone might someday replace us at the top of the geopolitical totem pole.  We do, however, care about how the possessor of such power behaves, and about what this would mean for global order.  Many years ago, a declining Britain did not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      too
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     much mind its role as a provider of global public security goods being taken over by a kindred democracy committed to similar international goals, but it was clearly willing to take up arms in order to forestall such a key global role being seized by a predatory dictatorship.  Perhaps planners in Beijing can learn something from this history.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    America’s global decline has been periodically forecast for many years, but such prior prognostications have proven false.  Nor it is preordained that if we do decline, China will be in a position to replace us.  (Beijing, after all, faces domestic challenges that are in some ways 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     formidable than ours.)  We shall simply have to see.  Precisely because this future is murky, however, we need to be testing our approaches against a broad range of possible futures.  Between the various competing narratives of Sino-American relations, my instinct is that a policy of principled firmness offers the best balance of risk and reward across the landscape of possibilities.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      China’s Conception of “Core Interests”
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I understand that the Commission is interested in China’s conception of its “core interests.”  If I am right to suspect a continuing salience for Confucian-infused notions of Sinic universalism, I’d wager that territorial unity is considered such an interest.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Despite the ancient roots of the Chinese empire, China 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as a nation-state
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is a relatively recent idea.  In centuries past, after all, Imperial influence was exercised in core regions directly and bureaucratically, in other areas through vaguely defined buffer regions, and further afield through complicated tributary relationships.  China’s development of an attitude more akin to Western – and indeed specifically European – conceptions of the nation-state as an indissoluble conjunction of a people, its associated territory, and that land’s administration largely dates from the late 19th or early 20th Century.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nevertheless, China’s modern narrative of itself has seized upon the idea that China is and must remain a single, unified state under centralized administration – and that the extent of its territory must in its key respects be coextensive with the extent of empire at the height of the Qing.  There is no reason why this 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be the case, of course, and in some sense such a conclusion is quite ironic, for the Qing was a dynasty imposed by “barbarian” outsiders who 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      conquered
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     China: the Manchus.  (Basing regional territorial claims upon Qing precedents, therefore – or upon those of the earlier Yuan Dynasty, which was similarly imposed by foreign “barbarians,” this time by the Mongols – thus seems a bit like France claiming Belgium because both were at one point conquered by Germany.)  Regardless of its idiosyncrasy as applied to areas outside the traditional ethnically Han core of the empire, however, this concept of Qing-keyed territorialism seems to have become a powerful part of the modern Chinese regime’s self-identity.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At any rate, whatever the extent of the “natural” unity this schema assumes, it seems pretty clear that unity 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is sacrosanct – a feeling that I think is strongly encouraged by ancient attitudes toward political authority.  In the old Confucian conception, as I noted earlier, political authority is the outgrowth of moral authority, or virtue.  In modern times, a marriage has been arranged between a territorialist nation-state conception of “China” and the ancient ethic of political authority grounded in assumed virtue.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This marriage has potentially significant implications.  In years past, the empire could acquire, or slough off, sizeable territories without any necessary peril to its legitimating ideology.  With respect to barbarian or semi-barbarian areas – and to some extent even with respect to the ethno-cultural core of China, which Zhou-era precedents suggest 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      could
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in principle exist as multiple semi-independent feudatory proto-states, so long as all offered at least notional homage to the center – more important than direct bureaucratic control was the notion of civilizational hierarchy, which insisted that everyone still pay respects to the notional monopole in at least moral and symbolic terms.  Even when China found itself weaker than outside barbarians – which it hated being, but sometimes could not avoid – trouble was taken to ensure the proper gradient of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      theoretical
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     status wherever possible.  Actual control, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , was sometimes almost a secondary consideration; old China, one might say, conceived of itself as a cultural and civilizational empire as much (or more) than as a specifically territorial one.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One corollary of today’s marriage of Chinese virtuocracy and European “national” territorialism, however, is that questioning 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     aspect of political authority over 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     particular part of what has been declared to be “naturally” a part of China is gravely subversive of government legitimacy.  Chinese elites have long had a profound phobia of disunity, a fear of situations in which there is more than one claimant to supreme politico-moral authority within whatever territory is deemed civilizationally Chinese.  With these attitudes now entangled with an expansive and rigid “national” territorialism, questioning the government’s right to rule the full extent of the territory China has come to imagine for itself is taken inherently to undermine the regime’s right to rule 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      anywhere
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This, I think, helps explain the intensity of the government’s defensiveness about continued control of Tibet and Xinjiang, the “naturalness” of Beijing’s possession of which is, interestingly, rooted primarily in the precedents of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -Chinese conquest under the Yuan and Qing.  It also helps one understand Beijing’s peculiar neuralgia about Taiwan – a territory with the temerity to be civilizationally Chinese, beyond Beijing’s control, prosperous, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     democratic all at the same time, thus by its very existence calling into question the Communist government’s legitimacy in multiple respects.  Modern China’s entanglement of virtuocratic political theory with territorialism also gives special reason to worry about its increasing interest in identifying far-flung islands and great expanses of nearby ocean as intrinsic parts of China’s territorial birthright.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Cast of Characters
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I can offer you no particular insight when it comes modern Chinese analogues to the arcane Cold War discipline of “Kremlinology,” but one hears it said in policy analytical circles – and privately from U.S. government officials – that there does indeed seem to be a profound debate underway in Chinese leadership circles over how to approach relations with the rest of the world, and with the United States in particular.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On one side, it is said, are those who are more inclined to adhere, for now at least, to Deng’s “don’t stick your head out” philosophy, content to continue pursuing growth and development behind as seemingly placid a geopolitical veneer as can be arranged.  On the other side are those more inclined toward assertive and nationalistic approaches, perhaps reasoning that the time has now finally come for China to stick out its head.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The military is reportedly to be increasingly of the latter view, which is said generally to be gaining ground, with the People’s Liberation Army (PLA) steadily becoming more influential in policymaking circles.  Many analysts seem also to believe that China’s air force and naval staffs are on the ascendant 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      within
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the PLA, at the expense – both with regard to resources and policy influence – of the ground forces.  (This development, if true, would certainly be consistent with Beijing’s increased emphasis upon high-technology warfare and regional power projection.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is also widely believed that the government in Beijing is increasingly influenced by the views of a new generation of chauvinistic Chinese nationalists – fire-breathers whom it has indulged to bolster its political legitimacy now that Communist ideology is so thoroughly discredited, but whose enthusiasms are proving easier to inflame than control.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The well-informed people with whom I have spoken see the overall direction of China’s approach to the United States as being sharply contested in Chinese leadership circles, with more assertive and confrontational elements gaining strength in recent years.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      China’s Message
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps as a result of such shifts, the message China is sending to the world has evolved significantly.  Once, China’s perception management effort focused upon promoting what might be called the “benign rise” thesis.  This was an approach probably rooted in Deng’s “don’t stick your head out” maxim, and it was powerfully consonant with ancient statecraft writings warning that other states will tend to form countervailing alliances against a rising power, as well as with venerable virtuocratic notions pursuant to which the ruler cannot admit to moral defect without calling into question his own mandate to rule.  (How could such a leader concede his ascendancy to be anything 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      but
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     “benign”?)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Today, however, China seems more openly assertive.  The narrative promoted by Beijing seems now to be one of power by birthright: the assertion of special prerogatives in East Asia, coupled with an ostentatious show of emerging military capabilities focused upon denying U.S. military forces access to the region, thereby deterring our intervention in whatever future conflicts might erupt there involving China.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On the heels of the recent global financial crisis, Chinese officials were quick to begin speaking in terms suggestive of a definitive U.S. eclipse, and perhaps indeed our replacement by China as the hub of the international system.  Officials in Beijing have mused publicly about replacing the U.S. dollar as the benchmark global currency, and seem to have seen the crisis as offering an “historic opportunity” for Beijing to increase its strategic influence
    
  
  
                    &#xD;
    &lt;sup&gt;&#xD;
    &lt;/sup&gt;&#xD;
    
                    
  
  
    – apparently trying, as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Economist
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     put it, to turn the financial collapse into “a kind of induction ceremony for China as a world power.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    China’s security posture also seems to be shifting, particularly in the messages it has been sending.  Having demonstrated an emergent space-denial capability in 2007 by testing an anti-satellite weapon, China is also expanding and upgrading its submarine fleet – not to mention showing it off in visible forward deployments of attack boats to places such as Hainan Island – and has kept rumors bubbling for years about developing the classic tool (and symbol) of modern power projection, a nuclear-powered aircraft carrier.  China has also reveled in media coverage of a new ballistic missile variant designed to target 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      American
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     carriers, and released photographs of a new “stealthy” aircraft earlier this year just as the U.S. Defense Secretary visited Beijing.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    China is also believed to be the source of significant cyber-espionage activity, and seems to be developing advanced cyber-attack capabilities.  Among other things, the PLA has formed special information warfare units, and some of its officials have spoken of “information deterrence” as acquiring a status comparable to that of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nuclear
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     deterrence.  China seems to be making a big show of cyber power as part of what one report prepared for your Commission has described as a “sweeping military modernization program that has fundamentally transformed [China’s] ability to fight high tech wars.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    After years of quiet and relatively non-provocative deployments that some commentators labeled merely “minimal deterrence,” moreover, Beijing is today steadily increasing the size of its nuclear arsenal – the only nuclear weapons state under the Treaty on the Non-Proliferation of Nuclear Weapons to be doing so.  Recent media reports suggest that China has rebuffed U.S. efforts to engender strategic dialogue and reciprocal nuclear transparency, with senior PLA officers replying that such tension-ameliorative transparency is “impossible,” that the growth of Beijing’s nuclear force is an “objective reality,” and that China will accept “no limit” on its technical progress.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All in all, therefore, there seems indeed to be a shift in messaging strategy.  One may suspect that the reality of China’s effective military power vis-à-vis the United States is still somewhat – and perhaps significantly – behind the appearance it now seems keen to project, but Beijing’s intended 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      political
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      strategic 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    signaling seems clear enough.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    We are being offered a narrative in which it is becoming untenably dangerous for us to maintain air and naval freedom of action in the Western Pacific.  China apparently aims to convince us and our friends that a serious forward military presence in the region is unsustainable, thereby deterring our involvement in future conflicts and convincing our allies that if push really came to shove, we wouldn’t be there for them.  A cynic might suspect, perhaps, that the groundwork is thus being laid – in East Asia, at any rate – for some possible future return to a more psychologically, politically, and symbolically hierarchic and Sinocentric approach to international order.  What is less clear is precisely what counter-narrative the United States will now choose to offer.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 14 Mar 2011 13:15:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p772</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>A Word of Caution About Cyber Arms Control</title>
      <link>http://www.newparadigmsforum.com/p767</link>
      <description>Note:
The following article appeared in the most recent issue of The New Atlantis magazine as “The Trouble with Cyber Arms Control,” The New Atlantis, Number 29, Fall 2010, pp. 52-67.  It is reprinted here with thanks to the magazine.
These are early days in the age of cyberwar. In the developed world, nearly every sphere of [...]</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
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      Note:
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      The following article appeared in the most recent issue of 
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.thenewatlantis.com/publications/number-29-fall-2010"&gt;&#xD;
      
                      
      
    
      The New Atlantis
    
  
    
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.thenewatlantis.com/publications/number-29-fall-2010"&gt;&#xD;
        
                        
        
      
         magazine
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       as “
      
    
      
                      &#xD;
      &lt;a href="http://www.thenewatlantis.com/publications/the-trouble-with-cyber-arms-control"&gt;&#xD;
        
                        
        
      
        The Trouble with Cyber Arms Control
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
      ,” 
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
    
  
    The New Atlantis
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      , Number 29, Fall 2010, pp. 52-67.  It is reprinted here with thanks to the magazine.
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These are early days in the age of cyberwar. In the developed world, nearly every sphere of life now depends upon computers and networks, a fact that has introduced great vulnerabilities. The United States in particular – with a modern infrastructure, a plugged-in population, numerous enemies and competitors around the world, and a military whose overawing conventional prowess is heavily reliant on computer networks – has reason to feel exposed to cyber attack.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    U.S. Department of Defense computer systems are already probed millions of times a day by would-be computer intruders. Some succeed in becoming more than would-be intruders, such as the still-unidentified assailants who not long ago managed to access terabytes of files related to the new F-35 Joint Strike Fighter jet. Computer espionage is already an established tool of twenty-first century geopolitics, and attacks upon computer systems and networks are now emerging as a powerful tool of warfare. When Russia invaded the Republic of Georgia in 2008, Georgian computer systems were subjected to crippling attacks intriguingly coincident with the sudden Russian offensive – an event some consider to be the first wave in the new tide of cyberwar. Palestinian and Israeli hackers reportedly attacked each other’s computer systems during the Gaza conflict in 2008-09. And more recently, the Stuxnet computer worm seems to have damaged work on Iran’s nuclear reactor at Bushehr and the country’s ongoing uranium enrichment operations at Natanz. Computer attackers – whether they be hacker-activists aligned with no government, cyber privateers quietly encouraged by a government, or authorized governmental cyber soldiers – seem likely to play increasingly important roles in future conflicts.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In light of this new trend in warfare and what is presumed to be our enormous vulnerability to its techniques, it is no surprise to hear calls for what amounts to cyber arms control. Indeed, such is our collective reflex for addressing novel threats by attempting grand exercises in treaty-making that it would be shocking if the advent of this new and highly disruptive military technology – one so well-suited to wreaking havoc upon a civilian economy – were 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     soon followed by calls to try to bring it under the control of some sort of cyber weapons convention. Russian and other diplomats have already started to make noises to this effect, and when asked in June 2010 about Russia’s suggestions, General Keith B. Alexander, the head of United States Cyber Command, indicated potential interest in exploring the idea.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Cyber Arms Control: Look Before You Leap
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But we should be careful what we wish for. It may be that some sort of arms control agreement can indeed contribute to reining in the cyber threats we face. When evaluating such proposals, however, we should be careful not to let our judgment run away with our principled enthusiasm for a congenially treaty-based diplomatic “fix.” As always, the devil may lurk in the details, and arms control is too important, too potentially valuable, and too potentially dangerous to be done badly.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A first concern is that any attempt to ban cyber “weapons” seems all but certain to run afoul of verification problems that would make those of the Biological and Toxin Weapons Convention seem simple by comparison. It has proven impossible to negotiate a verification protocol under that treaty precisely because dual-use biotechnology capabilities are so widespread and easy to conceal that even the most intrusive and disruptive monitoring procedures would be inadequate to the task. One can only imagine the additional complexity and difficulty when the “weapon” in question is not even physical. However, there might conceivably be some symbolic value in a ban on certain particularly indiscriminate or mass-disruptive techniques or effects in order to establish a norm against them. There might also be practical value in some kind of agreement on transnational cooperation in cyber forensics, to aid in determining who perpetrated attacks.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But it is crucial to understand that, as we do with proposals to reduce threats to our essential and highly vulnerable space-based communications and sensor systems, we should carefully scrutinize arms control proposals made by those who do not necessarily share our interest in addressing the potential threat presented by cyber attacks upon the developed world’s sprawling computer and communications systems, or by those who may have additional and less salutary goals in mind. Even when proposals for treaties are presented in ways that appeal to our sense of what an international legal remedy should look like – and indeed, perhaps 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      especially
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     then – we must be alive to the possibility that what seem to be solutions may in fact be intended by others to bring about very different ends than we might desire.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A prime example of this point is the proposal for a treaty for the Prevention of an Arms Race in Outer Space (PAROS). The treaty has been advocated for years by Russian and Chinese diplomats in the Conference on Disarmament in Geneva, and the United States has since the days of Jimmy Carter consistently refused to enter into discussions about it, although the Obama administration has now reversed this stance. It is unquestionably true that an anti-satellite war would disproportionately degrade U.S. military capabilities, especially the ability to project global power. But that threat does not necessarily mean that it is in our interest to accept these or other prominent proposals for a space arms control treaty. There may be value in developing agreements on space-related “best practices,” perhaps of the sort presently being negotiated under European Union auspices – a sort of code of conduct for activities related to space. But not all proposals for space arms control are being made in good faith, and not all of them would, at least from a U.S. perspective, actually improve the situation.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Most notably, the PAROS proposals that have long been promoted by Russia and China – which have garnered a remarkable amount of support from other governments that should know better – are actually designed to facilitate the Russian and Chinese capacities to deny the United States access to needed space assets, including limiting our options for ballistic missile defense. Both Moscow and Beijing have operational ground-based anti-satellite weapons (ASATs), with the Russians having possessed such weapons for decades and the Chinese having 
    
  
  
                    &#xD;
    &lt;a href="http://www.thenewatlantis.com/publications/chinas-space-ambitions-and-ours"&gt;&#xD;
      
                      
    
    
      demonstrated their own
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in 2007. The United States also has a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ASAT capability in its current anti-ballistic missile weaponry, which we demonstrated in 2008 
    
  
  
                    &#xD;
    &lt;a href="http://www.thenewatlantis.com/publications/down-in-flames"&gt;&#xD;
      
                      
    
    
      by destroying an errant U.S. spy satellite
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     before it could cause harm in crashing to Earth. But our potential adversaries are less dependent upon space assets than we are. This makes ASATs a classically “asymmetric” capability, disproportionately useful against the American hyperpower. It is no secret, then, why planners in Moscow and Beijing are so interested in ASATs, and why we worry about their potential capabilities.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    From the perspective of arms control enthusiasts, our vulnerability to attacks in space underlines the importance of space arms control. If we are disproportionately vulnerable, after all, why not try to limit or ban space-based weapons? This analysis is not wrong, as far as it goes. But it is not at all clear that an agreement could be crafted that would actually help. Indeed, it could be argued that the Russian and Chinese PAROS proposals themselves represent tools of asymmetric conflict, because their ban on weapons “in outer space” would pointedly leave unregulated the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ground
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -based ASAT systems Russia and China possess – all while prohibiting any potential future deployment of an American capability those countries do not wish us to have: space-based defenses against ballistic missiles. Nor is it clear that an alternative effort to control or prohibit all anti-satellite technologies would be feasible, enforceable, or even desirable.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The PAROS example illustrates the need to critically examine proposals to export traditional arms control approaches into new arenas. It may indeed be possible to help reduce threats by bringing arms control into outer space – or into cyberspace. But, especially given the eagerness of other parties to co-opt such proposals to serve their own ends, we would be wise not to accept them uncritically.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      What is Cyberwar?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Before we consider international proposals aimed at curbing cyber threats, it is crucial that we first understand what each of their advocates judges the threats to be. When Americans speak of cyberwar, we tend to think of lines of malicious code being sent from one computer to another, generally via the Internet, in order to cause some kind of mischief: say, taking down a power grid, or crashing the control systems for an air-defense network. But in fact, the line between computer-on-computer attack and other forms of electronic assault is quite fuzzy, and future cyber conflicts between sophisticated players may see wildly different means and ends that we cannot now predict.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    While acknowledging these ambiguities, however, it is worth noting that we almost always conceptualize cyber attack in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      technical
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     terms – in terms of the tools and methods used in an attack, or their targets. To U.S. strategists, cyberwar strategy usually means protecting our computer and communications systems against disruption or degradation from hostile computers, while retaining the ability to inflict such disruption upon a potential adversary. The analogy to physical weapons – that is, military tools that actually smash or explode things – is in this conception quite close: cyber “attack” is about destroying or degrading the operation or effectiveness of adversary systems, objects, or infrastructure.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    An alternative way of discussing cyberwar is in terms not of technology but of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      influence
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    . In U.S. military doctrine, “information warfare” or “information operations” (IO) are somewhat separate from cyber conflict. Information operations in time of conflict include psychological operations, such as deception and perception management; familiar examples from the twentieth century include dropping leaflets from airplanes, running strategic misdirection operations, and broadcasting propaganda. Recently, this category has broadened to include even such activities as giving interviews to the press or writing opinion pieces for newspaper publication, as well as protection and assurance activities directed at preserving the integrity and availability of one’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     information. In the American understanding of the terms, therefore, not all IO is cyber in nature, but the two can overlap: cyber attacks can be used as a tool for accomplishing IO goals. For example, a combatant might hack into an adversary’s systems to plant false data or stories intended to sow fear or confusion. Still, cyberwar and IO are not synonymous, and the former is generally conceived by U.S. analysts in more narrowly technical terms. As we shall see, however, this distinction is not universally shared; Russian and Chinese military doctrines blur the concepts considerably.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this regard, it is also worth paying close attention to the word “cyber
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      war
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ” itself: we tend to conceive of cyber conflict in terms of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      warfare
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , as a matter of attack and defense. Some critics, such as 
    
  
  
                    &#xD;
    &lt;a href="http://www.schneier.com/blog/archives/2010/07/the_threat_of_c.html"&gt;&#xD;
      
                      
    
    
      respected security expert Bruce Schneier
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , have cautioned that overuse of the term “cyberwar” can unduly inflate the risks we are facing and may warp our priorities. But inasmuch as a cyber attack is a discrete and deliberate act of harm that is in some sense “launched” by one party against another, the Western strategic approach has tended to regard it as roughly analogous to a conventional military attack. As discrete, deliberate, and concrete acts of hostility, cyber assaults are assumed to occur within a paradigm of warfare between combatant adversaries, even if the harm they impose does not always directly result in physical destruction or casualties. And our military planners assume that at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      our
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     use of cyber weapons, like all weapons, should be governed by the traditions embodied in the law of armed conflict – including the concepts of military necessity, proportionality, and discrimination (or distinction) between combatants and noncombatants.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Proceeding from this starting point, it is easy to conceptualize the problem in terms of some form of arms control in cyberspace – at least in principle. Making it work may be tricky in practice, but it is perhaps not so demanding in theory. One would have to get past the challenges of trying to define the things that are to be controlled, and of verifying and enforcing compliance – all of which might well prove intractable when the “weapon” at issue is as intangible as computer code – but aside from this, there might seem to be nothing inherently problematic about the notion of cyber arms control. In the traditional model of arms control, after all, one identifies the type of weapon or behavior that threatens peace, and then simply proscribes it.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But practical 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     theoretical concerns about cyber arms control – and thus its inherent desirability – may be much more problematic if one defines the threat from an alternate conceptual framework. Judging by what little is presently known or believed about Russian and Chinese notions of cyber conflict, Moscow and Beijing seem to have a very different idea than we do about the problem that is to be solved by “arms control.” To the extent that they might differ from us in our understanding of cyber attacks as essentially similar to conventional military attacks, we should be especially wary of their proposals. While all developed nations surely share a powerful interest in preventing massive network-borne disruptions caused by malicious code, some governments have broader ideas than others of what constitutes a cyber threat – to the point that some consider it threatening for their citizenry just to have uncensored access to the World Wide Web. This disparity means, to put it crudely, that some arms control proposals may turn out to be designed to address “problems” that it is quite contrary to our interests to “solve.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Russian Conception
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There is little official information available on Russian cyberwar doctrine. Nevertheless, some unclassified writings by Russian strategists are available, and have been pored over by Western experts. Rather than stressing the offense and defense of computer systems, Russian doctrine emphasizes the importance of information operations – of psychologically distorting a target’s model of the world, thus influencing his behavior. Far less attention has been devoted to the tools actually used. Prominent Russian analysts seem to believe that an “information weapon” can be almost 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      anything
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     that has the desired impact on the targeted minds. (Note that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      minds
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     are viewed as the target, rather than electronic or physical 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      systems
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .) In the words of one, “any technical, biological, or social means or system” could count.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As observed by Timothy L. Thomas, an American expert on Russian and Chinese cyber and information warfare strategies, Russian thinkers tend to break IO issues into specifically “information-technical” and “information-psychological” components. The “information-technical” component essentially overlaps with the American conception of cyberwar. “Information-psychological” conflict, however, brings in a broad Russian understanding of the potential usefulness of the Internet and mass media in affecting the beliefs and attitudes of the adversary – not just its military or senior political leaders, but indeed its civilian population as a whole.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The cognitive aspects of Russian IO are thus at least as important as the technical ones, and probably more so. Russian thinkers have developed theories of what they call “reflexive control,” in which information is manipulated in order to elicit favorable actions by the adversary. This manipulation is meant not just to occur at the level of wartime expedience, against the computer systems involved in data-driven decision-making by enemy leaders, but also as a tool of strategy and politics in the grandest sense. Its goal is to exert influence over the adversary’s politics, both internally and in its relations with other states. Russia thus appears to possess a totalistic ideal of information warfare as a contest between 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      whole societies
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , waged by all available means across a broad spectrum of information “fronts.” In this conception, the Internet is not merely the medium through which cyber-warriors reach target computers and other electronic systems, but more generally the means for waging “information-psychological” combat to influence the minds of mass audiences. In fact, information attacks seem to be considered more useful in times of peace than in times of war. In peacetime, according to Russian writers, IO activity should include such steps to protect the state as thwarting possible adversary coalitions and attempting to shape public opinion – both that of the Russian people and that of the civilian populations of adversary countries.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These conceptions clearly reflect continuity with Communist-era understandings of propaganda warfare. Soviet doctrine on so-called “active measures” and “disinformation” – notions that would fit under today’s broad conceptions of IO – was quite well developed. The Soviets were also early pioneers of cyber techniques: they reportedly began to investigate computer intrusion in the mid-1970s, and in the 1980s the KGB hired a German hacker to try to steal information on ballistic missile defenses from U.S. computers. But Soviet concepts of “active measures” were based upon a much broader idea of how “information” could be used as a tool of national strategy. As befits an authoritarian system organized around a totalizing ideology, the Soviet Union did not sharply distinguish between action and propaganda; its theory of “active measures” stressed the employment of broad strategies to influence the politics of other governments, undermine confidence in their leaders and institutions, disrupt relations between otherwise-friendly states, and discredit and weaken major opponents by deceiving target audiences and distorting their perceptions of reality.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This continuity between Soviet and post-Soviet Russia is revealing. It shows us, first, that the Russian doctrine toward cyberspace applications of information operations is not just about what Moscow may do in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      offensive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     situations. But it also tells us a great deal about what Russia fears – and therefore, presumably, about what might motivate the Kremlin’s understanding of cyber arms control.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As Thomas has recounted, Russian military theorists have always been concerned with the potential influence of their adversaries upon the morale and psyche of Russian soldiers. The “moral-psychological” preparation of the soldier is consequently seen as critical to Russia’s success in war. From the Bolshevik Revolution through Stalin’s brutal reign to the present day, from the rise of the sprawling Soviet empire to even after its dissolution into a kaleidoscope of fissiparous republics, Russian strategic thinkers have firmly held on to the notion that information, in the form of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      thought
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , could imperil the security of the state. In the 1990s, perhaps influenced by conspiracy theories that the collapse of the U.S.S.R. was instigated by subtle Western psychological operations, Russian thinkers came to see their society as highly vulnerable to disruptive outside influences. Writings during this period, as Thomas has described, emphasized the need to counter “information expansionism” by Russia’s adversaries. National security was seen as requiring increased efforts to ensure what one Russian author called the “functional reliability of the psyche and consciousness of a person in peacetime or wartime” with respect to Russian society as a whole. Thus viewed, the rebirth of Russia as a power on the world stage was inextricably bound up with the dynamics of “information-psychological confrontation.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Not surprisingly given this view, Russian approaches to information warfare and its cyberspace applications have placed considerable emphasis on controlling the content of mass media, with an eye toward shaping both foreign and domestic perceptions. Numerous Russian studies refer to the problems of inadequate control of this sort, which they claim is apparent in the Soviet war in Afghanistan, in the first Chechen war of 1994-1996, and in Moscow’s handling in 2000 of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Kursk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     submarine disaster. These studies suggest, however, that the state more adroitly handled the information aspects of the second Chechen war (1999-2009). In this second phase of the conflict, Russian officials used both state-controlled media and semi-official websites to disseminate their perspectives, pressed journalists to follow Russian guidelines for covering events in Chechnya, and reportedly mounted cyber attacks to muzzle websites sympathetic to or controlled by Chechen rebels. Some Russian strategic writers view these successes by the Kremlin as a model.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Accordingly, the publicly-released version of 
    
  
  
                    &#xD;
    &lt;a href="http://carnegieendowment.org/files/2010russia_military_doctrine.pdf"&gt;&#xD;
      
                      
    
    
      Russia’s new military doctrine
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , published in 2010, notes the importance of using IO tools not just to degrade an adversary’s command-and-control functions, but to help create a positive view of Russia’s actions. It suggests in particular an acute need for “prior implementation of measures of information warfare” – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in advance
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of a conflict, in peacetime – in order to potentially “achieve political objectives without the utilization of military force.” Such tools are also to be used 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      during
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a war “in the interest of shaping a favorable response from the world community to the utilization of military force” by Russia. The document declares it a national security priority to “develop forces and resources for information warfare” as thus understood.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Russian Interest
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This context is critical for understanding Russia’s approach to cyberspace issues, both domestically and abroad. The Russian government’s initial encounters with the Internet during the 1990s were apparently characterized by fairly traditional attempts at direct censorship and regulation. Agencies were created to monitor and guide development of Internet-related industry, to delineate and then qualify citizens’ rights as they apply in cyberspace, and to impose the ability for state security services to monitor the content of e-mail. (Service providers that did not cooperate had a tendency to be forced offline, as a result of problems with “licensing.”)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But when Vladimir Putin ascended to power, the Russian government’s approach to controlling online content became more sophisticated. Marcus Alexander of the London Business School 
    
  
  
                    &#xD;
    &lt;a href="http://www.psa.ac.uk/journals/pdf/5/2003/Marcus%20Alexander.pdf"&gt;&#xD;
      
                      
    
    
      has characterized this approach
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     as a sort of “third way” between heavy-handed traditional censorship-based control and U.S.-style Internet liberty. It is a new model by which “an undemocratic government enters competition for maintenance and propagation of its image and power among its population,” by embracing and participating in the creation of online content, and by using its power to shape the landscape of available content providers. This conception fits well with the analysis offered by Evgeny Morozov, 
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/dp/1586488740?&amp;amp;camp=212361&amp;amp;tag=the-new-atlantis-20"&gt;&#xD;
      
                      
    
    
      who has chronicled
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     how authoritarian governments are learning to manipulate the Internet in ever more sophisticated ways for the surveillance and harassment of dissident activity, the dissemination of propaganda, and the encouragement of popular outlets and diversions that steer citizens away from political expression that is threatening to the regime.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It seems impossible to disentangle such efforts from Russia’s post-Soviet conceptions of information operations. The Kremlin’s “Information Security Doctrine” (ISD), created in 2000, clearly roots government efforts at domestic information control in considerations of Russian “national security.” Among the items in a long litany of potential threats to “information security,” the ISD lists “degradation of spiritual values, propaganda of models of mass culture based on the cult of violence, and on moral values contradictory to values accepted in Russian society”; “weakening the spiritual, moral, and creative potential of the Russian peoples”; and “obstruction of the state mass-media’s efforts to inform Russian and foreign audiences.” Such threats, it says, can originate from foreign sources – among them “the intent of a number of countries to dominate the global information infrastructure.” But they can also come from domestic sources, such as “insufficient activity of federal and regional agencies of the Russian Federation in informing the public about their activity, in explaining decisions, [and] in forming government information resources.” Among the information threats that present “the greatest danger to spiritual life” in Russia are declared to be “the uncontrolled expansion of the foreign mass media in the domestic information sector” and “the inability of Russia’s modern civil society to ensure the young generation’s development of constructive moral values, patriotism, and civic responsibility for the fate of the country.”  Clearly, therefore, the Russian state has a very broad idea of “information security.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This doctrine has become, in its own way, emblematic of the Putin era and the advent of Russia’s new governing elite of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      siloviki
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , political leaders drawn from the ranks of the security services. And it seems to reflect deep fears of the penetration of Russian society by subversive foreign ideas. It is animated, as Thomas has noted, by a clear perception of the importance of preventing “unlawful information and psychological influences on the mass consciousness of society and the uncontrolled commercialization of culture and sciences.” As Douglas Carman observed in his March 2002 
    
  
  
                    &#xD;
    &lt;a href="https://litigation-essentials.lexisnexis.com/webcd/app?action=DocumentDisplay&amp;amp;crawlid=1&amp;amp;doctype=cite&amp;amp;docid=11+Pac.+Rim+L.+&amp;amp;+Pol'y+339&amp;amp;srctype=smi&amp;amp;srcid=3B15&amp;amp;key=cc3cf1f4852b3bb07900cbab41157fff"&gt;&#xD;
      
                      
    
    
      comment and translation of the ISD
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Pacific Rim Law &amp;amp; Policy Journal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , the ISD broke new ground insofar as it clearly swept within its ambit “forms of information not normally conceived of in terms of security issues,” thereby making them seem like legitimate subjects for state control in the interests of national security.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Russian concepts of information operations, therefore, are wrapped up with the fundamental insecurity of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      siloviki
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     state as it encounters the informational anarchy of the Internet. Through Russian eyes, notions of using cyberspace to accomplish the perceived national security interests of the state stretch from the most immediate circumstances of computer network attack to the grandest levels of politico-moral manipulation. “Information security,” a term that to American ears tends to signify little more than securing the integrity of our equipment and systems against attack, means much more in Russian usage: it is a sweeping concept tied to the state’s need for control over the information space of its citizenry. Russian proposals to ban or regulate cyber weapons cannot be separated easily, or at all, from the authoritarian state’s imperative of maintaining domestic political control.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The common belief that Russia fears a cyber arms race with the United States is accurate. Some Russian officials have said as much – even fretting that Western technological breakthroughs mean that it would be an arms race in which Russia could compete but would be unlikely to win. It is not nearly as widely understood, however, that when Russian officials imagine such possibilities, they envision more than simply a technical competition in attacking or defending computer-based systems. Their fear of cyber attack is inseparable from a deeper dread of political subversion associated with the free flow of information. It is therefore to be expected that any Russian proposals for a new international “information security” regime will seek to address both such perceived threats.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Chinese Concepts of Cyberwar
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    What writings are available on China’s conception of cyber conflict suggest that some elements of Chinese thinking parallel American ideas of fighting and defending against attacks over computer networks. But Beijing’s overall conception of cyber conflict is, like Russia’s, bound up with the control of information and the manipulation of adversaries’ views and decision-making processes. As in the Russian doctrine, this manipulation is meant to occur not just in wartime, but also – and especially – during peacetime, when it can aid either in ensuring the maintenance of a favorable peace, or in achieving victory without actually having to fight.
                  &#xD;
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                    Echoing themes in China’s ancient statecraft literature, for instance, modern Chinese writings say that the objective of information warfare is to subdue the enemy without a battle, and to trick him into adopting your goals as his own. In this context, information “weapons” are aimed at the enemy’s understanding of the world; his basic convictions and beliefs are the “target” of attack. Not surprisingly, therefore, some Chinese writers identify communications and the media as the main strategic focuses, suggesting that the key to success lies in a state’s ability, 
    
  
  
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      as Timothy Thomas puts it
    
  
  
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    , “to gain the initiative over information resources and control of the production, transmission, and processing of information so as to damage information-based public opinion on the enemy’s side.” This attitude may be reflected in the remark of one unidentified Chinese general, quoted by CIA official John Serabian in testimony before Congress’s Joint Economic Committee in February 2000, that the objectives of cyber attack included not only penetrating computer systems and transmitting disinformation to enemy military leaders, but also using cyber tools to “dominate” the enemy’s “entire social order.”
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                    This focus of modern Chinese information warfare theory self-consciously echoes Maoist concepts of a “People’s War.” As one Chinese author put it 
    
  
  
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      in a 1996 paper
    
  
  
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    , “anybody who understands computers may become a ‛fighter’ on the network,” making possible simultaneous mass attacks “carried out by hundreds of millions of people.” Consequently, “information-related industries and domains will be the first to be mobilized and enter the war.”
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                    As in Putin-era Russia, this understanding of the sociopolitical breadth of information warfare bespeaks China’s fear of “information attack” at least as much as any aspirational capability to attack others. Beijing, in short, worries greatly about subversion through uncontrolled mass access to information. As also with Russia, Chinese approaches to cyberwar and cyber arms control therefore cannot be disentangled from the national security threat the Chinese regime believes to be presented by unchecked popular access to information. As explained in the English-language version of the Chinese government’s official declaration of Internet policy, a 
    
  
  
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      white paper released in 2010
    
  
  
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    , the state aims to ensure “a healthy and harmonious Internet environment” by bringing “law-based administration and ensured security” to cyberspace. The regime admits to attaching “great importance to social conditions and public opinion as reflected on the Internet.” This reflects Beijing’s determination to shape those opinions by controlling the substantive information accessible by Chinese citizens online.
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                    As the white paper takes pains to point out, it is a “basic principle” of China’s Internet policy that “no organization or individual may utilize telecommunication networks to engage in activities that jeopardize state security, the public interest or the legitimate rights and interests of other people.” Moreover, the state aims to employ “technical means ... to prevent and curb the harmful effects of illegal information on state security, public interests and minors.” For instance, Chinese law prohibits “the spread of information that contains contents subverting state power, undermining national unity, infringing upon national honor and interests, inciting ethnic hatred and secession, advocating heresy, pornography, violence, terror, or other information that infringes upon the legitimate rights and interests of others.” China’s list of illegal online content is extraordinarily broad, and it seems almost infinitely malleable:
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                    No organization or individual may produce, duplicate, announce, or disseminate information having the following contents: being against the cardinal principles set forth in the Constitution; endangering state security, divulging state secrets, subverting state power, and jeopardizing national unification; damaging state honor and interests; instigating ethnic hatred or discrimination and jeopardizing ethnic unity; jeopardizing state religious policy, propagating heretical or superstitious ideas; spreading rumors, disrupting social order and stability; disseminating obscenity, pornography, gambling, violence, brutality, and terror or abetting crime; humiliating or slandering others, trespassing on the lawful rights and interests of others; and other contents forbidden by laws and administrative regulations.
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                    This lengthy recital gives a taste of the rationale for the so-called “Great Firewall of China,” an extraordinary cyber-management project whereby the government in Beijing has sought (with mixed success) to carve a 
    
  
  
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      de facto
    
  
  
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     “Chinese” Internet off from the rest of the global information system. Or, to be more precise, the aim appears to be not so much to have an entirely “separate” Internet, but to police a Chinese zone 
    
  
  
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     the global information system in which certain types of disapproved, politically-related information and activity cannot appear. On the basis of the policy parameters announced in the white paper, and operating in the name of social “harmony,” the Chinese Communist Party goes far beyond conventional efforts to suppress such things as cyber fraud and child pornography, policing the frontiers and internal terrain of its sovereign Internet landscape to ensure the suppression of content deemed subversive to state policy.
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                    VI.          
    
  
  
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      Making Islands of the Internet
    
  
  
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                    Although the Russian and Chinese conceptions of information control and war may seem distant from the much more technical American conception of cyberwar, they are nonetheless essential to evaluating proposals for cyber arms control. Such proposals are really only just beginning to be aired, as Russian and Chinese officials play to the Western instinctive preference for legalistic, treaty-based approaches to solving international security problems.
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                    Moscow has argued for an international prohibition upon information weapons, and has promoted the idea, including at the United Nations, in order to shape an international understanding of the world’s options in dealing with cyber threats. Such overtures are not separable from the broader Russian concerns about the uses of information. In the 
    
  
  
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    , a high-ranking Russian official who was minister of defense from 2001 to 2007, Russia wants to develop “international law regimes for preventing the use of information technologies for purposes incompatible with missions of ensuring international stability and security.”
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                    For their part, Chinese officials demand that Western countries respect their interpretation of what information security means. Observing that “national situations and cultural traditions differ among countries, and so concern about Internet security also differs,” Beijing’s white paper declares that “concerns about Internet security of different countries should be fully respected.” The white paper also evinces a deep concern for sovereignty. “The Internet sovereignty of China should be respected and protected,” it says, presumably meaning that China should have legal protection from Internet-facilitated information attacks 
    
  
  
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      as China interprets them
    
  
  
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    . But China’s interpretation of information attacks includes, as we have seen, the transmission of subversive political thought or cultural content. Also, in keeping with Beijing’s efforts to recover control over an Internet-based information space notoriously resistant to the very idea of national frontiers, China wishes to bring the Internet under a system of political regulation. “China holds that the role of the U.N. should be given full scope in international Internet administration,” the white paper says. “China supports the establishment of an authoritative and just international Internet administration organization under the U.N. system through democratic procedures on a worldwide scale.” When speaking of the U.N. process as lived out between sovereign states, the phrase “democratic procedures” seems in fact to mean one-country-one-vote majoritarian control – which would bring the Internet under the supervision of some multilateral political organ roughly analogous to the General Assembly.
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                    Similarly, as Douglas Carman explained in his analysis of Russia’s Information Security Doctrine, Moscow’s approach is predicated not merely upon a broad concept of information conflict, but upon an idea that analogizes cyberspace to a country’s physical territory: “Applying this physical metaphor of legal doctrine to a conceptual landscape, or ‛information space,’ this contemporary interpretation of sovereignty suggests the ultimate authority of the nation-state to regulate its information and media networks.” In both Russian and Chinese approaches to “information security,” therefore, one can see a consistent conceptual thrust: an attempt to 
    
  
  
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     the Internet into islands of national sovereign political control. If anything, China’s white paper, with its explicit invocations of the importance of “respect” for China’s Internet “sovereignty” and its defense of the Great Firewall, makes this focus even more clear. Perceiving threats to regime security in the openness of modern cyberspace, both governments wish to acquire something of the sovereign control over the Internet that their countries still enjoy with respect to physical geography.
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                    VII.         
    
  
  
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      Avoiding a Trojan Horse
    
  
  
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                    The idea of cyberspace arms control is now still very much up in the air, with observers sharply divided over Russia’s proposals. In July 2010, a U.N. panel on this subject – convened in 2005 to help break 
    
  
  
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      what the 
      
    
    
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       called
    
  
  
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     “an impasse of more than a decade between the United States and Russia over how to deal with threats to the Internet” – finally issued its long-awaited recommendations. They broke little new ground, however, simply calling for more diplomatic discussions to share information about different national approaches to computer security legislation, the protection of computer networks, and the use of computer and communications technologies during warfare.
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                    Calls for further discussion and debate over cyber arms control will surely continue, and there may be valuable steps that can be taken – especially in connection with improving cooperative procedures for coping with the effects of cyber assaults, reconstituting information systems in their aftermath, and determining the source of an attack. In this regard, we might take our cue from the Council of Europe’s 
    
  
  
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      Convention on Cybercrime
    
  
  
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    , ratified by the United States in 2006, which obliges governments to adopt their own national legal measures to facilitate the investigation and prosecution of criminal activity carried out in and through cyberspace.
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                    It might also be possible to strengthen international understandings of cyber attack as being legally equivalent to other forms of destructive hostility. Indeed, Obama administration officials made just such a suggestion to the U.N. panel, arguing that, in the words of one diplomat, “The same laws that apply to the use of kinetic weapons should apply to state behavior in cyberspace.” It may be advisable for states to clarify that longstanding principles of the law of armed conflict do indeed apply in the cyber arena to attacks directed at information or physical systems. It may be possible, furthermore, to offer more coherent articulations of an international cybersecurity regime that focuses on attribution, deterrence, and possibly even preemption. Such a strategy should emphasize the fact that cyber assaults can trigger collective security responses. It may even be possible, as former U.S. Director of National Intelligence Mike McConnell has suggested, to gradually modify Internet technical protocols in order to improve the system’s ability to identify the sources of an attack.
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                    As with the EU’s Convention on Cybercrime, however – which included a protocol calling for content restrictions, in the form of a ban on “racist” speech, that the United States refused to ratify for fear that it would facilitate political content restrictions – we must be wary of attempts to regulate substantive Internet content that could be smuggled in under cover of urgent efforts to improve cooperation against legitimate threats. The authoritarian regimes that presently hold power in Moscow and Beijing conceive of information warfare as involving significant elements of socio-cultural subversion, carried out through the Internet and mass media outlets, that go far beyond the conveyance of malicious code or disruptive technical signals, and that reach into the realm of political ideas. These governments feel themselves to be threatened by just such ideational attack, and they seem to approach Internet regulation in their own societies from the perspective of ensuring “security” against “information weapons” of this very sort. These perspectives cannot be entirely separated from their proposals for cyber arms control.
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                    None of this means, of course, that Russian and Chinese officials are incapable of proposing cyber arms control initiatives that are genuinely useful and constructive – initiatives that it would be in the interest of the United States to support. We clearly do face enormous threats from cyber attack, and if arms control approaches can help lessen them, we would be remiss were we not to consider such measures, or indeed to propose good ones ourselves. But the distinct, opposing, and potentially misleading interests of other nations should make our initial stance toward such suggestions be one of caution, even while we remain open to constructive possibilities.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 09 Mar 2011 00:10:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p767</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Nuclear Deterrence with Unusable Weapons?</title>
      <link>http://www.newparadigmsforum.com/p761</link>
      <description>Note:
The text that follows is the one upon which Dr. Ford based his remarks at a February 28, 2011, workshop at the Hoover Institution on “Technical Issues Related to Reducing Nuclear Dangers and Ridding the World of Nuclear Weapons.”  This workshop was specifically addressed to the issues of nuclear weapons reconstitution and nuclear crisis decision [...]</description>
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      The text that follows is the one upon which Dr. Ford based his remarks at a February 28, 2011, workshop at the 
      
    
      
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       on “Technical Issues Related to Reducing Nuclear Dangers and Ridding the World of Nuclear Weapons.”  This workshop was specifically addressed to the issues of nuclear weapons reconstitution and nuclear crisis decision time raised in papers Ford prepared for Hoover’s 
      
    
      
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      on the future of deterrence
    
  
    
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      .  (Click 
    
  
    
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       for the paper on reconstitution, and 
    
  
    
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       for the one on decision time and “de-alerting.”  These issues are also addressed in NPF postings on 
      
    
      
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        November 25
      
    
      
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      and 
      
    
      
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      ,  2010.)  Dr. Ford’s remarks were given in two parts, to morning and afternoon sessions of the workshop, but are reproduced here together.
    
  
    
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                    Let me begin by expressing my thanks to the Hoover Institution, and in particular to Secretary George Shultz and Dr. Sidney Drell for hosting this workshop.  I’m delighted to have a couple of my papers tossed in front of such a remarkable group of experts, and have been looking forward to our discussions of the “countervailing reconstitution” and “maximizing decision time” issues I raised in my work the “deterrence” conference here in November.  I’d be very remiss if I did not also thank Carl Robichaud and the Carnegie Corporation, whose generous support has sustained me during my work on this subject for some time now.
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                    I.          
    
  
  
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      Challenges of “Virtual” Nuclear Deterrence 
    
  
  
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    [morning session]
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                    Can 
    
  
  
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      potential
    
  
  
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     weapons provide enough deterrence that strategies based upon the purposeful maintenance merely of 
    
  
  
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      productive capacity
    
  
  
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     could come to substitute – in their entirety – for strategies based upon “weapons-in-being”(
    
  
  
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    , actual, existing nuclear weapons)?  When I began my work on this subject, I was more optimistic about the possibility of “countervailing reconstitution” (CR) as a strategy for sustaining nuclear weapons abolition than I am today.  The more closely I have looked at this question, the more vexed I have become with the very serious conceptual and programmatic problems that CR raises.
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                    I remain quite interested in CR as a strategy to facilitate nuclear
    
  
  
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       reductions
    
  
  
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     by making weapons possessors more comfortable with smaller arsenals of “weapons in being,” and I want to stress that this is 
    
  
  
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     happening in the United States and likely elsewhere.  This aspect of reconstitution theory remains, I believe, very promising, and deserves more work.  A post-abolition world of former possessors poised on the brink of reconstituting their arsenals, however, seems to me much more problematic.
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                    I walk through these issues in detail in the first of my papers that you have before you, but let me flag a few of the more interesting challenges here.  Some of my concerns are indeed “technical,” though some are more conceptual or game-theoretical.
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      Verification.
    
  
  
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     Let me say up front that I opted 
    
  
  
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     to spend much time on issues of verification, which Sid Drell, Raymond Jeanloz, and Ed Ifft have addressed in their own papers for this workshop.  I’ll focus on other things here, except that I would like to say that I fear my colleagues here may be underplaying the vulnerability of an abolition regime to possible cheating scenarios undertaken with premeditation by a current nuclear weapons possessor.
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                    Even if you could – as Sid and Ray hypothesize – vastly increase the fidelity of fissile materials accountability in order to preclude worrisome future “material unaccounted-for” (MUF) problems in monitoring fissile production, there isn’t much anybody can do about 
    
  
  
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      decades
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  With thousands of weapons’ worth of material that probably cannot be reliably accounted for today, how you could have much confidence that a former weapons state wasn’t hiding material or weapons from disarmament monitors is anybody’s guess.  The old MUF is most likely just flat-out 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      lost
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , of course – having disappeared into the cracks and crevices of ageing and perhaps now-demolished facilities, or into the environment – but how safe would it be simply to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      assume
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     this?  Because it seems to be understood that past production is to some non-trivial extent 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fully accountable, a possessor of weapons-grade material stocks that entered a disarmament regime with ill intent might not have too much trouble gaming the system.
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&lt;div data-rss-type="text"&gt;&#xD;
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    &lt;b&gt;&#xD;
      
                      
    
    
      Crisis stability and reconstitution “racing.” 
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    But on to my papers.
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    Because they’re not really “technical” issues, I won’t spend too much time on my game-theoretical worries here – but they’re big ones.  With respect to technical matters, however, I would be interested in the views of the experts here today on the implications of displacing nuclear weapons competition from traditional arms racing (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , the construction of new and/or “better” weapons) into competition in technologies and methodologies for maximizing players’ fleetness of foot in a reconstitution “race.”  (A system in which nuclear weapons had been eliminated but key states retained the ability to reconstitute nuclear arsenals would put a huge premium upon the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      speed
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     at which such reconstitution could take place.)  I don’t know quite what such a race would look like, but it would be an interesting technical challenge to assess the likely future nature and characteristics of competition focused upon reconstitutive speed.
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                    Turning to more game-theoretical worries, such reconstitution races could be quite unstable.   A power that had reason to suspect it was likely to reconstitute more 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      slowly
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     than a potential adversary would acquire incentives to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      start reconstituting sooner
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     in any future crisis than would otherwise be the case.  By the same token, any power “winning” a reconstitution race would have some incentive to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      use
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons in order to stop its adversary’s reconstitution process before they bore fruit.  There would also be powerful incentives for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear preemption against an adversary’s CR-related targets.   All this, of course, worries me.
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  &lt;p&gt;&#xD;
    
                    And there’s a further set of conceptual problems related to how well countervailing reconstitution (CR) capabilities would deter “breakout” from an abolition regime in the first place.  Much of the discussion of weaponless deterrence seems to be predicated upon the implicit assumption that nuclear weapons only serve to deter other nuclear weapons: 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      I 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    will be deterred from building nuclear weapons by the prospect that 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      you
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     will build them if I do.  The problem, however, is that some countries seem to have acquired or retained nuclear weapons for reasons that 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      aren’t
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     just about deterring someone else’s nuclear weapons – and if this is the case, much of the rationale for CR-based deterrence at “zero” evaporates.
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  &lt;p&gt;&#xD;
    
                    Indeed, there may be a basic incoherence built into the conventional CR argument from the outset.  If you hypothesize that there is any need to deter “breakout” from abolition, you’ve 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     admitted that nuclear weapons have some utility 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     than in countering nuclear weapons.  Yet to the extent that a country desires nuclear weapons in order to do something 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      other than
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     just deter someone else’s nuclear weapons, the existence of a CR capability elsewhere will not deter “breakout.”  A country perceiving a serious enough conventional threat, for instance, might find nuclear weapons “breakout” to be more attractive than compliance with an abolition agreement, even were such “breakout” to spark follow-on reconstitution by other players around the world.
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                    One should not condemn CR just because it cannot deter 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     “breakout” decisions, of course.  Perhaps, on balance, it would still do more good than harm.  Nevertheless, given the degree to which possessors have clearly, at various points, seemed to think nuclear weapons necessary vis-à-vis 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear threats, it must at least be conceded that CR is a very 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      incomplete
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     recipe for deterring “breakout” from an abolition regime.  It is an open question whether CR’s contribution to deterrence at “zero” is significant enough to make up for its “race”-related crisis stability costs.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Indeed, in some cases, the move to a pure-CR system might make some states feel “breakout” more necessary.  Almost by definition, CR offers no assurance against quick attacks, which might have achieved their objectives before a nuclear arsenal could constructed.  For someone facing such threats, getting ahead of the curve with nuclear weapons might start to look appealing.
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                    For similar reasons, precisely because the 
    
  
  
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      point
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of a CR-based regime is that it would preclude rapid nuclear weapons deployment or use, “virtual” deterrence has questionable utility as a substitute for the sort of “extended” nuclear deterrence the United States offers its closest allies today.  If anything, CR-based abolition might make it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      harder
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for a CR-possessor to offer (“virtual”) extended deterrence to its allies, because resuming nuclear weapons production in response to a local or regional crisis would likely have a dramatic 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      global
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     impact by causing multiple players around the world to return to nuclear weapons work on a crash basis.  A country the “extended” deterrence protections of which were weakened by its ally’s shift to “virtual” weapons might find itself more interested in weaponization than before.
                  &#xD;
  &lt;/p&gt;&#xD;
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      Programmatic challenges.
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
     But that’s enough for now about such game-theoretical challenges.  Let’s talk about the programmatics of reconstitution.  If one assumes that a CR-based “zero” 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a good idea, can one actually maintain such a capability, credibly, over time?
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One major challenge, particularly in light of the “race”-related crisis-stability concerns outlined earlier, is to ensure the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      survivability
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of one’s CR 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      process
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .  If CR is actually to deter anyone, its infrastructure must presumably be able to withstand attack and be able to function afterwards, all the way up to the point of actually pointing a live nuclear weapon at someone.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It may indeed be possible to ensure process survivability against both conventional and non-conventional threats, but it would surely not be anything like easy, or inexpensive.  It is also worth pointing out that peacetime and post-Cold War incentives and constraints seem to have pushed many nuclear weapons possessors in what might well be the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      wrong
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     direction for CR survivability.   Britain and France, for instance, each concentrate their weapons infrastructure in a single facility, while the United States has spent two decades consolidating its sprawling weapons complex into fewer and fewer locations.
                  &#xD;
  &lt;/p&gt;&#xD;
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                    Essentially 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      every
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     plant is now a “bottleneck” or “showstopper” facility without which the system could not function – and none of them are “hardened” or presently defended in any way that would make them meaningfully resistant to any sort of serious conventional or nuclear attack.  One might imagine an entirely new CR infrastructure secreted into hardened, deeply buried, and intensely defended bunkers, but it is not enough for one’s productive capacity to survive if it remains entombed or otherwise unable to get weapons onto delivery systems and, if needed, dispatch them to enemy targets.  Building a credibly survivable system that could go all the way from rebuilding warheads to delivering them does not seem impossible, but doing so would require enormous and sustained investments, essentially amounting to a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      re-creation
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of one’s entire infrastructure in an entirely new form.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Perhaps the greatest challenge over the long term, however, is whether one can actually preserve a credible reconstitution capability 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      at all
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , even if it is 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
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     attacked.  The literature on the U.S. nuclear laboratories’ struggles to remain on the leading edge of their field in a no-testing environment is extensive, and many of you will know these issues much better than I.  From the outside, however, it seems clear that even with substantial and ongoing investments in “stockpile stewardship,” we are today struggling to maintain that edge and keep the “top-shelf” talent we need.  When we have occasionally stopped doing something and later tried to re-learn it, moreover – such as “pit” manufacturing for the W-88 warhead, or production of the exotic “Fogbank” material – we have consistently been surprised by how hard it is to recreate past capabilities.  Especially in light of these struggles just since the end of the Cold War, I have heard many experts at our national laboratories voice grave concerns about whether it would be possible to maintain a serious CR capability over many 
    
  
  
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      decades
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .
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&lt;div data-rss-type="text"&gt;&#xD;
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                    How acute is the danger of CR capability decay?   One key question for reconstitution, of course, is 
    
  
  
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      what
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     one would seek to reconstitute.  One might perhaps slow such erosion by moving to simpler designs optimized for easy production or reassembly, conceivably from pre-produced parts in long-term storage.  In no case, however, can one 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      entirely
    
  
  
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     avoid grappling with the challenge of potential capability decay.
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                    Some disarmament advocates, of course, don’t mind at all the prospect of such delay.  I have even heard some argue that such gradual erosion is actually the great 
    
  
  
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      advantage
    
  
  
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     of a CR system.  They seem to imagine a sort of “stealth disarmament,” by which today’s possessors 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      agree
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to “zero” on the assumption that productive capacity will be their strategic “hedge” against worsening security threats, but then one day wake up to find that their reconstitutive capabilities have quietly wasted away.
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                    But I think gradual erosion could create troubling instabilities.  If there is a need for productive capacity as a strategic hedge, there is danger in having it erode, 
    
  
  
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      especially
    
  
  
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     stealthily.  Nor, surely, would decay occur at the same rate or in the same way with all CR possessors.  Rather than having everyone wake up to find that the problem of nuclear weaponry had miraculously disappeared, therefore, they might be more likely to discover that one of them had suddenly obtained a significant advantage over another in its ability to field nuclear weapons quickly, or at all.  This returns us to the crisis-instability problems of reconstitution “racing.”
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All of this is a long-winded way of suggesting that despite my initial interest in the topic, I have doubts about the feasibility of “countervailing reconstitution” as a strategy for “zero.”  As noted, I remain enthusiastic about the use of productive capacity as a strategic “hedge” that can help make current possessors more comfortable with further reductions, and indeed I hope to do more work on this subject to develop this issue further.  As for abolition based upon “virtual” nuclear deterrence, however, it is not clear that a pure-CR scheme would be a good idea, nor that one could indefinitely maintain such a capability even if it were.
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                    II.         
    
  
  
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      Maximizing Nuclear Decision Time
    
  
  
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     [afternoon session]
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Bruce Blair has been a tireless advocate for “de-alerting” measures for many years, and is one of the most assiduous and prolific authors out there on issues of nuclear readiness posture.  As I note in my second paper, I think he and Scott Sagan offer the strongest argument for reducing operational readiness of nuclear weapons to the point that they could not be launched upon warning of attack.  But as you can also tell from my paper, I don’t think their case is strong enough to carry the day.
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                    My principal difficulty with the thesis is that nuclear risk reduction of the “de-alerting” variety tends to impose a zero-sum tradeoff between types of nuclear risk.  In my paper, I distinguish between two types of risk: “Type A” risks revolving around incentives for 
    
  
  
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      deliberate
    
  
  
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     nuclear use, and “Type B” risks relating to inadvertent or mistaken use.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Both types of risk are important, and my argument is that the best approach to risk reduction is to pursue remedies that address both types of concern and do 
    
  
  
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      not
    
  
  
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     require stark trade-offs between them.  I think it is the nature of a complex adaptive system such as a nuclear command-and-control architecture generally to require a dynamic balance, not taking any one consideration to an extreme at the expense of others.  Because I think real 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      positive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      sum
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     risk-reduction 
    
  
  
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      is
    
  
  
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     possible, I do not favor “de-alerting”-style remedies that would reduce Type B risks by increasing Type A problems – though, as you’ll see in my paper, I do favor making changes to the current situation in order to reduce risks.
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                    I won’t spend much time here on the Type A critique of “de-alerting,” because much of what I suggested earlier about the crisis-stability problems of “zero”-based CR also apply to a “de-alerted” posture in which nuclear weapons cannot be returned to readiness before an incoming attack has landed.  Just as I worry about 
    
  
  
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      reconstitution
    
  
  
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     “races,” so do I worry about the stability of “re-alerting” races.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    I think it’s of paramount importance to maximize the decision-making time available to national leaders in a nuclear crisis. “De-alerting,” however, actually 
    
  
  
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      constricts
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     that time in a very important sense.  The decision-making time I prize is not just how long one has after an attack warning before having to make a launch decision.  I also prize the time in a nuclear crisis before one side feels compelled to do something that would alarm the other side and worsen the crisis.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Having nuclear forces that take some time to be made ready puts pressure on decision-makers to begin taking provocative steps 
    
  
  
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      earlier
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     than would otherwise be the case: in a functional sense, they are left with 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      less
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     time than ever in which to try to defuse things.  Because neither party will want to “lose” a re-alerting race, both will feel pressure to begin 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      re-
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    alerting at the drop of a hat.  This seems likely to make crises 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     unstable, not less so.  Making matters worse, the “winner” of a re-alerting race might even feel incentives to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      use
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons if he were confident that he could use his re-alerted force before the adversary returned to readiness.
                  &#xD;
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&lt;/div&gt;&#xD;
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                    This doesn’t mean that I do not take the Blair/Sagan thesis very seriously, however, or think that “launch on warning” (LOW) is not dangerously destabilizing.  People with whom I have spoken with in recent years in the U.S. nuclear weapons world think Bruce exaggerates the degree to which survivability issues have forced the U.S. and Russian nuclear systems into a sort of 
    
  
  
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     LOW posture.  Nevertheless, even if he is only 
    
  
  
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     right, there is cause for concern – and it surely makes sense to do more to reduce LOW incentives if we can.  I myself think nuclear stability is well served in the U.S.-Russian context by retaining a core of forces postured to be 
    
  
  
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      able
    
  
  
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     to launch immediately, but I agree it would be madness to hang our collective survival on “launch-on-warning,” whether official doctrine or not.
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                    I make several suggestions in my paper that I think might help reduce Type B risks 
    
  
  
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      without
    
  
  
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     notable Type A costs, but let me focus upon one in particular here.  I think Bruce’s analysis actually 
    
  
  
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      does
    
  
  
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     help point us to the best way to reduce nuclear risks, but this remedy 
    
  
  
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      isn’t
    
  
  
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     “de-alerting.”  He spends a great deal of time in his various books arguing that even if nuclear forces can themselves be made effectively immune to a first strike – as most people seem to agree is the case with deployed ballistic missile submarines, for instance – the vulnerability of nuclear weapon 
    
  
  
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      command-and-control systems
    
  
  
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     is still such that the United States and Russia would face “use-or-lose” problems in a nuclear crisis or when confronting what might be no more than a false alarm.
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                    If Bruce’s analysis of these LOW incentives is right, however, the most obvious remedy isn’t to “de-alert” our forces, for this would displace the “use-or-lose” problem to the “end” of a re-alerting race rather than solving it, and could 
    
  
  
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     the crisis-stability pressures facing race participants.  Instead, the most obvious remedy is to cure the command-and-control
    
  
  
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    vulnerabilities he feels have encouraged a 
    
  
  
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     LOW posture, and to continue to improve force survivability – 
    
  
  
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      e.g.
    
  
  
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    , to increase the proportion of strategic forces that might be expected to survive and attack.
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                    (In retrospect, by the way, I think my paper should have spent more time talking about force survivability instead of only command-and-control survivability.  I don’t want too quickly to dismiss Bruce’s analysis of the “damage expectancy’ pressures that he says give U.S. and Russian planners incentives to launch early because nearly all of their forces are needed to address mandated wartime target sets, thus making significant attrition unacceptable and “ride-out” thus unattractive.  Both types of survivability are vital.)
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                    By Bruce’s own logic, ensuring a more credible option of nuclear attack “ride out” would go a long way toward reducing “use-or-lose” pressures, allow our 
    
  
  
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     posture to more closely track our longstanding official position 
    
  
  
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      against
    
  
  
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     launch-on-warning, and probably strengthen deterrence to boot.  Unlike Bruce’s preferred “de-alerting” remedies, this is a “win-win” proposition to Type A 
    
  
  
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      and
    
  
  
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     Type B thinkers alike.
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                    Thank you.  I look forward to our discussions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 02 Mar 2011 15:41:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p761</guid>
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      <title>On Sanctions … and Iran</title>
      <link>http://www.newparadigmsforum.com/p662</link>
      <description>Musings on the efficacy of economic sanctions, and Americans'  tendency to over-estimate it.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    The political appeal of economic sanctions as a tool of foreign relations waxes and wanes with the times.  When I was an undergraduate, the conventional wisdom of the international diplomatic community was that economic sanctions against the Republic of South Africa – then still under the thumb of the 
    
  
  
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      apartheid
    
  
  
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     regime – were both a moral imperative and a powerful tool that would help bring about the replace of that government by a more democratic regime.  Ronald Reagan was excoriated for his reluctance to engage in full-scale economic warfare against the South African government, and cheers went up when he was finally forced by Congress to sign a mild sanctions bill in 1986.
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                    By the time I later worked in government in the mid-1990s, however, fashionable diplomatic opinion had come to loathe the efforts of Congressional Republicans to impose economic pressures upon nuclear weapons or missile proliferators – largely through mandatory sanctions laws (
    
  
  
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    , in the form of amendments to the Arms Export Control Act) that required the imposition of penalties in response to proliferation-facilitating transfers, but could be waived if the president certified the existence, in effect, of a compelling need to ignore the event in question.  Indeed, even the U.S. administration of the time, that of Bill Clinton, complained that mandatory sanctions laws were infringements upon presidential authority, resented having to issue embarrassing waivers, and 
    
  
  
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      openly admitted
    
  
  
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     wanting to “fudge” intelligence assessments in order to avoid triggering sanctions penalties.
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                    Not long after that, sanctions became more unfashionable still.  By the late 1990s, one was continually told that sanctions as a tool of nonproliferation – at this point, to constrain the ability of Saddam Hussein’s government in Iraq to reconstitute weapons of mass destruction (WMD) programs – were immoral and counterproductive, hurting ordinary Iraqis and constituting a gross and punitive misuse of international power.  In response to such criticisms, the United States helped establish what became, between 1997 and 2003, the infamously corrupt and mismanaged “oil-for-food” program.  This program, however – and other so-called “smart sanctions” against Iraq – were still decried as vicious and unnecessary.  By late 2002, France, China, and Russia were practically stumbling over each other in their haste to circumscribe and weaken the Iraq sanctions regime (
    
  
  
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    , by steadily 
    
  
  
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      pushing to broaden the list
    
  
  
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     of goods that could be provided to Iraq without restriction or review).
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                    Yet in short order, in fact almost overnight as another war loomed in the Gulf, economic sanctions again came to be said to be the greatest thing since sliced bread, not least by those who had for years led the charge to undermine them.  Washington, it was 
    
  
  
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     said, should put aside all thoughts of war, and let the admirable and effective sanctions regime control the threat presented by Saddam Hussein.  That sanctions regime helped ensure, as then-Senator Barack Obama 
    
  
  
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      put it in 2002,
    
  
  
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     that Saddam “can be contained until, in the way of all petty dictators, he falls away into the dustbin of history.”  France, Russia, and China called for more time to 
    
  
  
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      let sanctions work.
    
  
  
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                    But the pendulum would swing again with almost blinding rapidity, and in short order we were yet 
    
  
  
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      again
    
  
  
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     being told that nonproliferation sanctions were undesirable, this time with regard to Iran.  The U.S. effort from mid-2003 to take 
    
  
  
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     nonproliferation violations to the United Nations Security Council beginning was for steadily opposed even by many of our diplomatic friends – with France, Germany, and even the United Kingdom preferring a concessionary side deal with Tehran in October of that year to the prospect of imposing economic pressures under Chapter VII of the U.N. Charter.  The then-head of the International Atomic Energy Agency (IAEA), Mohammed ElBaradei – now a prominent political figure back in his native Egypt enjoying the 
    
  
  
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      endorsement of the Muslim Brotherhood
    
  
  
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     – was so eager to protect Iran from Security Council action that he was willing to ignore his agency’s own 
    
  
  
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      governing statute
    
  
  
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     and suppress the conclusions of his own inspectors in the course of his campaign against reporting Iran’s noncompliance with IAEA safeguards to the Council.  The Iranian sanctions push, we obtuse Americans were told, was entirely unjustified and would be counterproductive.
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                    Nor was there at that time much interest in using sanctions as a tool against North Korea (a.k.a. the DPRK).  After Pyongyang was found in breach of nuclear safeguards by the IAEA in 2003, the matter was duly reported – as the IAEA Statute requires – to the Security Council.  Even when North Korea subsequently withdrew from the Nuclear Nonproliferation Treaty, however, the “DPRK file” languished  for years in the Council’s proverbial dustbin, thanks to the threat of Chinese and Russian vetoes.  (It took a North Korean nuclear weapons test to shake things loose.)  When the United States imposed its own financial sanctions against North Korean accounts in a bank in Macao in 2005, moreover – a move which seems actually to have 
    
  
  
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      put significant pressure 
    
  
  
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    on the regime in Pyongyang – we were excoriated for provoking the North Koreans and making diplomacy impossible ... and we duly backed down.
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                    But don’t worry, for economic pressures are again back in fashion.  Now they are the “obvious” alternative to even harsher measures against Iran, after eight years of diplomatic efforts and offers of international nuclear power-generation assistance have produced no change in Tehran’s pursuit of a nuclear weapons capability.  As noted, the current U.S. administration now brags about its success in imposing tougher sanctions on the Iranian government, with President Obama taking time to flag this issue last month in his 
    
  
  
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      second State of the Union address
    
  
  
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    . (Meanwhile, however, U.S. economic pressures against Cuba have been derided and denounced in diplomatic circles for years, and are 
    
  
  
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      now being loosened 
    
  
  
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    by that same president.)
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                    A cynic, of course, might see in such pendular shifts merely the fruits of results-driven political advocacy.  Sanctions, one might conclude, are declared to be both moral and destined to succeed where they are used to destroy right-wing governments, but immoral and axiomatically doomed to failure when used merely to change the behavior of regimes disliked by conservatives – 
    
  
  
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     when the alleged efficacy of economic pressures can be cited as a reason to 
    
  
  
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     to take more concrete action against such a rogue regime.  Through such a prism, assessments of sanctions by and within the international diplomatic community depend less upon actual analysis than upon the degree to which sanctions-themed arguments can be invoked against whatever it is that conservatives, especially American ones, wish to do.
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                    I fear there is something in this criticism, at least with respect to the diplomatic crowd.  (The 
    
  
  
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     literature on sanctions is much more sophisticated, and less prone to shifting with the political wind.)  Nevertheless, one must also avoid conflating, as it were, apples, oranges, and other kinds of fruit.  There is, I suspect, no “general” case either for or against sanctions.  The wisdom of using of such pressures will vary from issue to issue, from target to target, and from objective to objective.  Inconsistency in broad terms, even when it turns out to be politically convenient, is not 
    
  
  
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     a criticism.  Perhaps the merits of each case really do point in the alleged direction each time.  Perhaps.
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                    Academic studies have to fear sought to evaluate the impact and utility of economic sanctions as a means with which to pressure unsavory regimes into doing precisely the opposite of what they seem determined to do.  (My own undergraduate and graduate work on Southern African foreign policymaking and subcontinental regional relations, in fact, grew out of the interest I developed – after reading 
    
  
  
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      Gary Hufbauer’s early work
    
  
  
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     on international economic sanctions – in Pretoria’s own fascinating role in putting pressure upon the white supremacist government of Ian Smith to share power in Rhodesia.)  The historical record is – shall we say – rather mixed, and the specific  circumstances that make any particular application of sanctions more or less likely to succeed are still quite uncertain and contested.
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                    Yet people do remain fascinated by sanctions as a 
    
  
  
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     of policy that can be evaluated as such.  Despite their chequered history, Americans seem in particular to have had a great affinity for economic pressures over the years, and a tendency to overestimate their utility as an instrument of international change.  This has been especially the case where sanctions were assumed to offer an “easy” alternative to messier tools such as military force.  This tendency apparently goes back to the very beginning.  In 1776, for instance, John Adams and others drew up what they called the “Model Treaty” or “Plan of 1776” – a blueprint, it was hoped, for how the new republic they were founding would conduct its relationships with foreign powers.  In part, it stressed the importance of avoiding traditional entangling agreements and the messy, conflict-prone geopolitics that come with them.  To replace such tools, the Plan of 1776 envisioned reliance upon economic relationships, which were seen as having an almost magical transformative power.
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                    The prospect of commerce with the young United States, for instance, was expected to entice France and other European powers to support the rebellious American colonies against the British Empire.  Simply by trading and making money, it was assumed – or by 
    
  
  
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     trading, so as to engage in profitable commerce with friends and deny our business to adversaries – we would win allies to our cause and succeed in our foreign relations, without the ugliness of actually having to engage in security-focused 
    
  
  
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    , military alliances, warfare, or any other such unpleasantries.
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                    Though in other ways he was for years Adams’ rival in U.S. politics, Thomas Jefferson seems to have tried particularly hard to put such principles into practice as president in the first years of the 19th Century.  With Britain and France by then engaged in the Napoleonic Wars – a struggle that had great implications America’s mercantile interests because maritime trade with Europe hung in the balance – Jefferson blithely assumed that the lever of American commerce could be used to force essentially 
    
  
  
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     the Europeans to accept U.S. terms for regulating trans-Atlantic trade.  Indeed, he and his successor James Madison apparently saw U.S. economic leverage, and the imposition of an embargo upon the belligerents, as an experiment in “peaceable coercion” that would offer the world a general model for dispute resolution and the avoidance of war.
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                    Unfortunately, Jefferson and his colleagues underestimated the degree to which other countries were willing to put such commercial concerns ahead of their perceived security and politico-ideological interests, especially in wartime.  His embargo turned out to be both an economic and a domestic political disaster for the young United States, but it did little to affect the behavior of Britain and France.
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                    The instinct that economic pressures can essentially 
    
  
  
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     recourse to war and hard-nosed geopolitics, therefore, has a long pedigree in American practice.  This is not to say that such measures never work, of course.  (Sometimes, in fact, they seem to work almost 
    
  
  
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     well, as with oil sanctions on Japan in the interwar years, which by some accounts helped lead to Pearl Harbor by seeming to present Japanese government with a stark choice between the gamble of war and the perceived inevitability of resource strangulation without it.)  Nonetheless, it seems clear that we have often been prone to exaggerate their usefulness.
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                    Arguably, in fact, we still do.
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                    In today’s world, such lingering “commerce is everything” presuppositions fit nicely with the secular and consumerist sensibilities of the modern West.  (Since for 
    
  
  
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     everything revolves around prosperity and “pocketbook” issues, so must it be for others, right?  Our adversaries, we assume, surely aren’t all 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
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     serious in their fulminations about religion, nationalism, or ideology.)  Such notions also dovetail seductively with contemporary diplomatic predilections to believe that everything is somehow always neatly soluble though “peaceful” means, if only one wants such resolution earnestly enough, and that such resolutions can be achieved using only tools that have received the politically-correct imprimatur of the U.N. Security Council.  The result is a nearly boundless faith in the ability of economic sanctions to solve the most intractable problems.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    So let us now cut to the chase.  I fear we may be overselling sanctions as a remedy with Iran today.  This is not to say that I am not delighted that it has finally been possible for the international community to bring real economic pressure to bear upon the regime in Tehran for its continuing violation of its nonproliferation obligations.  The U.N. Security Council began its nonproliferation sanctions on Iran in 2006, but such pressures didn’t have much by way of teeth until much more recently.  This progress is commendable, though it remains something between an embarrassment and a disgrace that this level of sanctions pressure was not achieved until 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      eight years
    
  
  
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     after Iran’s previously-secret uranium enrichment facility at Natanz was publicly revealed in August 2002.
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                    We owe today’s belated success in imposing U.N. sanctions, of course, principally to the Iranians themselves, whose continuous and at times theatrical contempt for international law and nonproliferation norms had by late 2009 left even their apologists fumbling for words, and their erstwhile Russian and Chinese protectors on the Security Council without a plausible rationale for further equivocation.  We also owe much of our success in implementing financial sanctions to the efforts of U.S. Treasury officials – and none apparently more than 
    
  
  
                    &#xD;
    &lt;a href=" http://www.nytimes.com/2008/11/02/magazine/02IRAN-t.html"&gt;&#xD;
      
                      
    
    
      Stuart Levey
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , appointed by President Bush and 
    
  
  
                    &#xD;
    &lt;a href="http://www.aolnews.com/2011/01/24/us-pointman-on-iran-sanctions-stuart-levey-leaves-at-tough-time/"&gt;&#xD;
      
                      
    
    
      retained until very recently
    
  
  
                    &#xD;
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     by President Obama.  Building on U.S. experience with the North Koreans in Macao, a great deal of good work has now been done against Iran.
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                    Unfortunately, however, today’s sanctions don’t seem likely to be enough to persuade Iran to reverse course and rethink its nuclear ambitions.  As there has been since the first public bloom of the Iranian nuclear issue in 2002, there continues to be a notable mismatch between the degree of pressure the international community has been willing to impose and the pressure that would be necessary to change Iran’s behavior.  The wise diplomats of the world are, apparently, quite skilled at doing too little, and doing it too late.
                  &#xD;
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                    This is not necessarily to say that sanctions against Iran 
    
  
  
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      could not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     have worked, or that it is impossible that some combination of pressures short of military action could not, even today, still bring about a reversal of course in Tehran.  My own suspicion is that had the international community been willing to take the matter to the U.N. Security Council back in 2003 – after the uranium enrichment plant at Natanz first came to light – and had we been able then to impose the kind of sanctions 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      now
    
  
  
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     being applied, things might have been different.
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                    This is merely supposition, of course, and it is quite possible that essentially 
    
  
  
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      no
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     feasible economic pressures would have dissuaded the further development of Iran’s nuclear program even at that point.  Nonetheless, at least
    
  
  
                    &#xD;
    &lt;a href="http://www.dni.gov/press_releases/20071203_release.pdf"&gt;&#xD;
      
                      
    
    
       U.S. intelligence officials have claimed 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    that for a time back in 2003 – when just such an early and resolute international response seemed likely, and the specter of the Iraq invasion loomed ominously in the background as an illustration of the potential costs of nonproliferation noncompliance – Iran actually suspended work on the weaponization-related aspects of its secret nuclear weapons effort.
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                    One shouldn’t exaggerate the impact of any such suspension, of course, because the fissile material prong of Iran’s nuclear weapons effort obviously continued, and 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2008/02/05/world/americas/05iht-terror.5.9773993.html"&gt;&#xD;
      
                      
    
    
      U.S. intelligence officials were quite right
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that the weaponization work allegedly suspended was “the least significant part of the program.”  It has long been understood that for a reasonably sophisticated proliferator, actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      making
    
  
  
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     a nuclear weapon – at least a simple one, or one for which the designs have been supplied by somebody else (
    
  
  
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      e.g.
    
  
  
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    , China, by way of Pakistan, by way of A.Q. Khan) – is comparatively easy once enough fissile material is in hand.  Obtaining the fissile material, however, is the proverbial “long pole in the tent.”  Unfortunately, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     work in Iran did not cease in 2003, not even temporarily.  
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2004/gov2004-34.pdf"&gt;&#xD;
      
                      
    
    
      As the IAEA documented as early as mid-2004,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     Iran continued to build centrifuge components and produce uranium hexafluoride centrifuge feedstock  even under the “suspension” deal it reached with the Europeans in order to delay Security Council action.  Today, Iran’s fissile material production work continues, and even some of the weaponization work Iran was alleged to have suspended in 2003 is 
    
  
  
                    &#xD;
    &lt;a href="http://online.wsj.com/article/SB125565146184988939.html"&gt;&#xD;
      
                      
    
    
      believed to have resumed.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (The Obama Administration has refused to release information from its new 2010 National Intelligence Assessment on Iran, apparently content to let misleadingly obsolete and seemingly Iran-exonerating earlier conclusions remain the last official U.S. statement in the public record.)
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Nevertheless, even if there was only a temporary halt merely in specific weaponization work and no reassessment of the overall effort in Iran, this would seem to suggest that the regime in Tehran 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      could
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     then be influenced to some degree by international pressure.  This, indeed, was what U.S. 
    
  
  
                    &#xD;
    &lt;a href="http://www.dni.gov/press_releases/20071203_release.pdf"&gt;&#xD;
      
                      
    
    
      intelligence officials claimed in 2007,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     observing that the alleged (and temporary!) Iranian halt in weaponization work was “directed primarily in response to increasing international scrutiny and pressure resulting from exposure of Iran’s previously undeclared nuclear work.”  I do not wish to over-make this point, for a merely temporary halt that did not actually delay the overall effort cannot be described as a fundamental re-thinking of Iran’s course – and even if Iran 
    
  
  
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      were 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    yet to be pressured into a strategic posture of hovering on the edge of weaponization, just a quick final push away from having a nuclear arsenal, this could still be terribly destabilizing.  But the 2003 halt, if indeed U.S. intelligence accurately understood things at the time – and it must be remembered that British, French, German, and Israeli intelligence officials have reportedly all 
    
  
  
                    &#xD;
    &lt;a href="http://online.wsj.com/article/SB125565146184988939.html"&gt;&#xD;
      
                      
    
    
      disputed
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     the 2007 U.S. claims – at least suggests that the clerical regime in Tehran is not 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      immune
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to outside pressure.
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                    All the same, that was then, and this is now.  Whatever opportunities were missed in in 2003 – 
    
  
  
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      e.g.
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , by the concessionary side deal struck by Britain, France, and Germany with Iran in order to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      preclude
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     taking the issue the Security Council at that point – the operative question for us today is whether the current package of sanctions will be enough.
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                    I fear that it will not be.  Even assuming that Iran was 
    
  
  
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      potentially
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     malleable in these matters in 2003, what was at issue then was whether the international community could persuade Iran not to take any further steps forward at a time when it was still in the comparatively early stages of a protracted, costly, and risky program.  Iran, moreover, was then still under the thumb of Supreme Leader Ali Khamenei, but its government was run by the comparatively calm Mohammed Katami – and 
    
  
  
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      not
    
  
  
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     yet, as it is today, by the radical, bombastic, and belligerent Mahmoud Ahmadinejad.   The regime’s radicalized Iranian Revolutionary Guard Corps (IRGC, a.k.a. Pasdaran) praetorians had also not yet accumulated as much influence and pervasive economic and political power as they enjoy today.  And, as noted, the specter of Iraq’s fate in 2003 at the hands of U.S.-led coalition forces also then loomed as an example of what might happen to “rogue” proliferators.  (As Libya’s Muammar Qaddafi put it 
    
  
  
                    &#xD;
    &lt;a href=" http://www.globalsecurity.org/wmd/library/report/2005/ac-acnpdac-report_bvc-dos_050830-06.htm"&gt;&#xD;
      
                      
    
    
      in March 2004,
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     explaining his own decision in 2003 to give up weapons of mass destruction, it seemed clear then that a country could get in “big trouble” for trying to develop nuclear weapons.)
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                    It is quite another thing, however, to dissuade Iran – now – from taking the 
    
  
  
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      last
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     step along such a long journey, especially after regime officials have spent most of the last decade making pursuit of their nuclear program into nothing less than a test of national, religious, civilizational, and personal manhood.  The sanctions being imposed today might conceivably have worked if they had been undertaken in 2003, but the odds of them working in 2011 are rather longer.
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                    Even if rumored U.S. and Israeli covert operations such as the provision of 
    
  
  
                    &#xD;
    &lt;a href="http://www.stimson.org/spotlight/covert-operations-in-iran/"&gt;&#xD;
      
                      
    
    
      subversively faulty equipment 
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    or attacks with the “Stuxnet” 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2011/01/16/world/middleeast/16stuxnet.html"&gt;&#xD;
      
                      
    
    
      computer worm
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – which might themselves be said to represent a shift away from purely economic and “diplomatic” approaches in favor of something rather more like a “military” option, albeit a covert one – have delayed Iran’s uranium enrichment program and thus given more time in which sanctions pressures can bite, can economic sanctions on their current scale can persuade the Iranian regime to throw its nuclear effort out the window 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      now
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    ?  I hope so, but I am doubtful.  President Obama boasted last month of his success in imposing tougher sanctions on Iran, but he carefully avoided mentioning the primary 
    
  
  
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      goal
    
  
  
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     of these pressures: eliciting Tehran’s abandonment of its push to develop fissile material production capabilities.  This is likely no coincidence.  With nuclear talks having 
    
  
  
                    &#xD;
    &lt;a href="http://www.reuters.com/article/2011/01/22/us-iran-nuclear-idUSTRE70K1O220110122"&gt;&#xD;
      
                      
    
    
      made no progress
    
  
  
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     and Iran’s uranium enrichment work proceeding “
    
  
  
                    &#xD;
    &lt;a href="http://www.breitbart.com/article.php?id=CNG.64b40623ef755670eb1e7e108c8d3448.381&amp;amp;show_article=1"&gt;&#xD;
      
                      
    
    
      steadily
    
  
  
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    ” – and now including enrichment to the 
    
  
  
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    &lt;a href="http://www.reuters.com/article/2010/05/17/iran-nuclear-enrichment-idUSHAF74478220100517"&gt;&#xD;
      
                      
    
    
      20 percent level
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , vastly closer to weapons-usable material, in terms of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/02/10/world/middleeast/10iran.html"&gt;&#xD;
      
                      
    
    
      separation “work” needed
    
  
  
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     to reach optimum bomb grade, than is ordinary reactor fuel at 3 to five percent – achieving this goal does 
    
  
  
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      not
    
  
  
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     seem any nearer than before.
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                    Make no mistake.  I do 
    
  
  
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      not
    
  
  
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     believe that likely failure in this respect vitiates the case for sanctions against Iran.  Sanctions pressures measures may yet help, 
    
  
  
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      inter alia
    
  
  
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    : (a) slow the development of their nuclear capabilities; (b) make it more difficult for Iran to fund international terrorism (
    
  
  
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      e.g.
    
  
  
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    , Hezbollah and Hamas) by reducing the revenues available to the government; (c) exacerbate divisive factional struggles over resources within the country’s ruling clique; (d) increase the incentive for Iran’s long-suffering people to follow Tunisia and Egypt in evicting their corrupt and oppressive rulers; and (e) reduce the extent to which nuclear technology will embolden Tehran to undertake additional provocations in its region and further afield.  The diplomatic front that has been mobilized in support of sanctions can also be used to help develop countervailing alliances and other groupings designed to contain and constrain Iran’s power, and to react to other destabilizing Iranian moves.
                  &#xD;
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                    To some extent, in fact, the imposition and maintenance of a painful sanctions regime against Iran are 
    
  
  
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      particularly
    
  
  
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     important if Iran does 
    
  
  
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      not
    
  
  
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     reverse course, inasmuch as it is critical that we send a clear message to anyone 
    
  
  
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      else
    
  
  
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     who might contemplate destabilizing nonproliferation violations that even if they 
    
  
  
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      did
    
  
  
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     succeed in acquiring nuclear weapons despite our best efforts to stop them, such a course would exact a grave cost in international isolation and impoverishment.  Even if they cannot make it 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      impossible
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , in other words, sanctions can certainly help make proliferation much more 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      unattractive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Perhaps we could thus make Iran an example of the 
    
  
  
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      pain
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     attendant even to proliferation “success” ... and perhaps many future would-be proliferators will not find it appealing to pay such a price.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Even if sanctions cannot stop Iran’s press for a nuclear weapons capability, therefore, they remain important, even vital.  Nevertheless, we should entertain no illusions that economic sanctions are any kind of a “silver bullet” that will magically induce a complete 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      volte face
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by the clerical regime in Tehran.  Things are, alas, much more complicated than that.  If an Iranian nuclear weapons capability is indeed as “
    
  
  
                    &#xD;
    &lt;a href="http://afp.google.com/article/ALeqM5jd7CNq_U-GYQVuGA_4u0z8BDymTw"&gt;&#xD;
      
                      
    
    
      unacceptable
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” as our leaders have 
    
  
  
                    &#xD;
    &lt;a href="http://politicalticker.blogs.cnn.com/2010/02/09/iran-pursuit-of-nuclear-arms-unacceptable-says-obama/"&gt;&#xD;
      
                      
    
    
      repeatedly
    
  
  
                    &#xD;
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     proclaimed it, there may be more difficult choices ahead than simply whether to vote for still tougher Chapter VII sanctions.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 14 Feb 2011 17:08:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p662</guid>
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    </item>
    <item>
      <title>Mistry and Ford: A Colloquy on South Asian Nuclear Stability</title>
      <link>http://www.newparadigmsforum.com/p723</link>
      <description>Dinshaw Mistry and Chris Ford discuss nuclear stability in South Asia</description>
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      Note:
    
  
  
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      In response to Dr. Ford’s 
      
    
      
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        January 20, 2011
      
    
      
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      posting on the 
      
    
      
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          New Paradigms Forum
        
      
        
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       website on “South Asian Stability and Nuclear Weapons Proliferation” – which was itself a book review of 
    
  
    
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      , by Sumit Ganguly &amp;amp; S. Paul Kapur (Columbia University Press, 2010) – 
      
    
      
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        Dinshaw Mistry
      
    
      
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       wrote NPF to offer this commentary. 
    
  
    
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      Dr. Mistry is associate professor in the Department of Politics at the 
      
    
      
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       He specializes in international relations, security studies, technology and politics, and Asian security, holds a Ph.D. from the University of Illinois, and was previously a fellow at the Belfer Center for Science and International Affairs, Harvard University, and the Center for International Security and Cooperation, Stanford University. 
    
  
    
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      NPF is grateful to Professor Mistry for his feedback.  Chris Ford’s comments follow below.
    
  
    
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          South Asian Stability and Nuclear Weapons Proliferation 
        
      
      
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        by Dinshaw Mistry, Associate Professor, University of Cincinnati
      
    
    
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      [
    
  
  
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        Christopher Ford’s] review 
      
    
    
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      of 
    
  
  
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        India, Pakistan, and the Bomb: Debating Nuclear Stability in South Asia
      
    
    
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       makes several interesting points.  Three issues in particular are worth exploring. These concern: (a) the lessons for other countries who may be thinking about acquiring nuclear weapons; (b) U.S. policy options in regional crises between nuclear powers; and (c) whether nuclear weapons would change Iran’s behaviour.
    
  
  
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      By way of background, India and Pakistan were involved in two military crises after their 1998 nuclear tests.  In 1999, the two sides fought a limited war in the Kargil region of Kashmir that caused over one thousand fatalities.  In 2001-02, they mobilized a million troops on their borders and were prepared for a wider conflagration. Eventually, these two military crises did not escalate into larger conflicts, and optimists argue that nuclear deterrence kept the peace in South Asia.
    
  
  
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        Lessons for Other Countries
      
    
    
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      Ganguly and Kapur draw different lessons from South Asia’s crises.  As [Ford’s] 
    
  
  
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        review points out
      
    
    
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      Ganguly and Kapur “agree that nuclear weapons have (as Ganguly argues) precluded deliberate large-scale conflict between the two rival states.  Moreover, they agree that nuclear weapons have (as Kapur argues) helped Pakistan make up for its disadvantage in conventional military power, emboldening Islamabad to support destabilizing provocations by non-state actors.”  This makes for a “narrative of how a weaker power can level the playing field vis-à-vis a larger strategic adversary by acquiring nuclear weapons.” However, the follow up point that “We should not expect other countries around the world to miss this point” about the potential utility of nuclear weapons, and that “some may find such devices more attractive than ever,” essentially depends on how one reads the history of nuclear South Asia.
    
  
  
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      An alternative history would suggest that nuclear weapons emboldened Pakistan’s strategic establishment to pursue limited military provocations (the Kargil incident in 1999) and a more general militant-terrorist campaign against India (especially for some years after 1999), but this worsened Pakistan’s security in many ways.  For one, the terrorist groups came back to haunt Pakistan.  Also, Pakistan’s militant-backing strategy hurt prospects for peace with India (that could have advanced after the February 1999 Lahore dialogue), and caused military tensions with India. These ensured that Pakistan’s military expenditures remained high, and the high military expenditures set back developmental priorities. This alternative history would make the case that, instead of being attractive, nuclear weapons are extremely unattractive for countries seeking to enhance their security and development, because nuclear weapons embolden security elites to pursue risky and costly security strategies.
    
  
  
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        The U.S. Role in South Asia’s Military Crises
      
    
    
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      A major aspect of the Pakistan-India crises was not nuclear deterrence but the U.S. role.  A closer look at these crises suggests that, as I have written elsewhere,
    
  
  
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      South Asia’s military crises ended because of nonnuclear factors rather than because of nuclear deterrence. A larger war was averted not because-as supporters of nuclear deterrence theory would suggest-the threat of Pakistani nuclear retaliation deterred Indian military action against Pakistan.  Instead, war was averted because of U.S. diplomatic efforts that restrained the parties from military escalation.” *
    
  
    
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      The two policy implications of this observation are worth exploring, and I quote several paragraphs from my earlier writing on the same:
    
  
  
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      “One policy implication concerns the question of how the presence of nuclear weapons could stabilize and keep the peace in regional security environments over the long term.  Here, two effects should be considered.  First, in a region where deterrence optimism is not well supported, and Washington cannot have confidence that crises between nuclear rivals will not militarily escalate, it would be more inclined to become heavily involved in such crises.  Thus, while regional nuclear powers may be involved in crises, this first effect suggests that Washington or other external powers would repeatedly intervene to ease the crises.
    
  
    
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      “Second, and in contrast, the consequences of the first effect are that regional nuclear powers may be more inclined to resort to, and not easily back down in, military crises because they anticipate Washington would enter such crises (in anticipation that U.S. intervention will be to their advantage).  Thus, the first effect that supports proliferation optimism – the fact that nuclear weapons could bring about substantial U.S. diplomatic intervention preventing military escalation – may have a second, negative effect, one that results in repeated military crises between regional nuclear rivals.  Further, in any future crisis, there is little assurance that Washington would always be able offer face-saving ways for the participants to back down and ease the crisis.  It should be acknowledged that India-Pakistan relations improved since 2004 [until another terrorist attack in 2008], but the evidence from 1999 and 2001-02 still raises concern about the behavior of these states, should their relations again deteriorate, and new nuclear states.  The concern, arising from the second effect, is that nuclear proliferation may not result in a stable and peaceful regional security environment as the optimists anticipate but could result in repeated military crises between regional nuclear rivals, crises that hold the distinct possibility of military escalation.
    
  
    
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      “A second policy implication concerns U.S. options for managing nuclear regional security environments. Given the two effects mentioned above, what U.S. policy would lessen the likelihood of military crises between regional rivals over the long term?  One U.S. approach would be to more clearly signal that the United States would not be drawn into military crises between regional nuclear rivals (for example, by refraining from substantial diplomatic intervention in the next military crisis between regional nuclear rivals). In the absence of such a U.S. approach, the second effect mentioned above may become more prominent – the proliferation of nuclear weapons may lead to an increasing frequency and intensity of regional military crises because the parties resort to, or do not back down in, crises as they expect U.S. intervention to their advantage.
    
  
    
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      “And yet such, a U.S. approach is very risky. If Washington does not significantly intervene in a serious crisis, the crisis could well escalate. As this article shows for the cases of 1999 and 2001-02, in the absence of a crisis-ending U.S. diplomatic intervention, the parties are very likely to militarily escalate, and nuclear deterrence may not be sufficient to prevent such an escalation into a larger war. Thus, in any future crisis, Washington may well have to give preference to the short-term goal of averting a larger conflagration between nuclear rivals and intervene heavily in a crisis, even though this U.S. approach may be detrimental in the long-run (due to the second effect discussed above). To summarize, Washington may have no good policy options for dealing with future crisis-related consequences of nuclear proliferation.  A less interventionist U.S. policy may be necessary to lessen the tendency of regional powers to become involved in crises. Yet the short-term considerations of averting a larger war between new nuclear powers make it very difficult for Washington to adopt such a policy” **
    
  
    
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      Simply put, as stated in my earlier writings, “a better scholarly understanding of the 1999 and 2001-02 crises and of the difference between deterrence optimism and proliferation optimism has two sobering policy implications: the spread of nuclear weapons could result in repeated and serious military crises between regional nuclear rivals, and Washington may have no good policy options for mitigating these consequences of nuclear proliferation.” ***
    
  
  
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        clear-armed Iran “might be considerably emboldened and empowered in its regional and other troublemaking because it will feel – just as the authors [Ganguly and Kapur] recount Pakistan feeling – that
      
    
    
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      Here, Tehran’s “regional and other troublemaking” is essentially a strategy of arming and empowering groups (
    
  
  
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       Hamas, Hezbollah, and others elsewhere in the region) to exercise Iranian influence in the region.  Yet this “troublemaking” has been going on for years, and taking place at a time when Tehran has not been nuclear-armed.  A nuclear umbrella is not necessary for Tehran to pursue troublemaking strategies.  Nor is it clear that Tehran needs a nuclear umbrella to increase the level of trouble-making, for example by supplying more or increasingly sophisticated weapons to its regional proxies and encouraging them to behave more provocatively-these can be undertaken even in situations where Iran does not acquire nuclear weapons.
    
  
  
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      I offer the above three points to add fresh perspectives to the debate about South Asian stability and nuclear weapons proliferation.
    
  
  
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      -- Dinshaw Mistry
    
  
    
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      *   Dinshaw Mistry, “Tempering Optimism about Nuclear Deterrence in South Asia,” 
    
  
    
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      , vol. 18, no. 1 (2009), at 148-192.
    
  
    
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        CHRIS FORD RESPONDS:
      
    
    
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      Many thanks to Professor Mistry for his thoughtful responses, which I’m pleased to post on NPF.  Let me offer some comments.
    
  
  
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      I. 
    
  
  
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        Lessons from South Asia
      
    
    
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      Professor Mistry questions my speculation that other would-be proliferators (
    
  
  
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      , Iran) might draw proliferation-encouraging lessons from Pakistan’s arguable success in deterring conventional invasion by the more powerful and numerous Indian military.  In place of this lesson from South Asia, Mistry offers an “alternative history” whereby “instead of being attractive, nuclear weapons are extremely unattractive for countries seeking to enhance their security and development.”
    
  
  
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      I very much hope the lesson of South Asia is indeed that nuclear weapons proliferation is, at the end of the day “extremely unattractive.”  And I hope Iran learns this lesson. 
    
  
  
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      It’s worth pointing out, however, that Mistry does seem to agree with Ganguly and Kapur that nuclear weapons possession 
    
  
  
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       embolden Pakistan, encouraging it to undertake regional provocations by “immunizing” it against potential responses that India would otherwise very likely undertake.  (As Mistry puts it, the Pakistani case shows that “nuclear weapons embolden security elites to pursue risky and costly security strategies.”)  He then argues that these provocations themselves ultimately redounded to Pakistan’s detriment, with the net effect that nuclear weapons haven’t really done Islamabad any good.  This might be true, all things considered.
    
  
  
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      But it was precisely my point that nuclear weapons possession 
    
  
  
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       – and in Pakistan’s case, apparently did – “embolden security elites” to pursue strategies that destabilize their region.  Professor Mistry does not contest that they do.  Indeed, his argument about why nuclear weapons were ultimately disadvantageous for Pakistan seems actually to 
      
    
    
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       upon the fact that nuclear weapons enticed provocative behavior.  It is as a result of its having undertaken such provocations that Mistry thinks Pakistan has suffered, with
    
  
  
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       its support of terrorist groups under the nuclear umbrella, for instance, having “come back to haunt” Islamabad.  It is just these dynamics that worry me vis-à-vis Iran.
    
  
  
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      I 
    
  
  
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        hope
      
    
    
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       that it will be clear to everyone that proliferation has not, on balance, been beneficial to Pakistan, and that – by implication – it will not truly help Iran either.  But decision-makers in neither country, nor in other current or would-be proliferator states, seem to see things this way yet.
    
  
  
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      Just this week, for instance, 
    
  
  
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        media reports have appeared
      
    
    
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       claiming that Pakistan has recently doubled the size of its nuclear stockpile, and now having managed to build an arsenal 
      
    
    
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       than that of India. 
    
  
  
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      Meanwhile, the 
    
  
  
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        latest round of diplomatic talks
      
    
    
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       aimed at resolving the Iranian nuclear crisis seem (again) to have achieved nothing in the face of Iran’s determination to proceed with fissile material production.  North Korea, having last year conducted its second nuclear test, recently revealed that it has indeed been secretly pursuing uranium enrichment on a large scale – a program that now includes a sophisticated 2,000-unit 
    
  
  
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        cascade of gas centrifuges
      
    
    
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       (apparently built with help from Pakistan!) – even as it has been engaging in serious military provocations against South Korea.  According to reports published last summer, moreover, even impoverished and dysfunctional 
    
  
  
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          Burma
        
      
      
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       is these days interested in developing nuclear weapons.  I would love the world’s would-be proliferators to hurry up and learn Mistry’s lesson about how nuclear weapons actually 
    
  
  
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        aren’t
      
    
    
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       beneficial, but they don’t seem to be listening yet.
    
  
  
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      So I agree with Professor Mistry that the Pakistani case demonstrates that nuclear weapons possession can indeed “embolden security elites to pursue risky and costly security strategies” – at least with respect to the 
      
    
    
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        weaker
      
    
    
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       party in a deterrent relationship.  (I haven’t heard anyone suggest that 
      
    
    
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        India
      
    
    
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       has behaved in this fashion, which might tend to suggest a lesson that nuclear weapons are 
      
    
    
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        not
      
    
    
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       necessarily intrinsically “extremely unattractive,” but that is perhaps a discussion for another day.)  But even if Mistry is right that nuclear weapons have ultimately made Pakistan worse off, Pakistan shows no buyer’s remorse, and Iran and others seem bent upon following Islamabad’s proliferation path anyway.  That’s
    
  
  
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       pretty bad news for the Middle East, the Korean Peninsula, and elsewhere.
    
  
  
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      II. 
    
  
  
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        The United States’ Role
      
    
    
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      In the second part of his comments, Professor Mistry paints a depressing picture of tension in South Asia between the 
    
  
  
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       for crisis-deescalatory outside pressures (most obviously from the United States) and the longer-term problems that reliance upon such outside involvement may create.  In the latter regard, Mistry highlights the possibility that outsiders’ crisis-management involvement will at some point be unsuccessful, especially if it is called upon repeatedly to manage recurring problems.  (Who, after all, is confident that we will always get the diplomatic recipe right?  Or that there will always 
    
  
  
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       a workable solution to be found?)  He also suggests, in effect, that the anticipated availability of outside crisis-management pressures can create moral hazard problems by encouraging participants to engage in riskier behavior than they might otherwise undertake.  As a result, foreign diplomats are caught between a short-term need to intervene and the longer-term problems created by the expectation of such intervention. 
    
  
  
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      Mistry suggests that this tension may not really be manageable: he concludes by noting that that “Washington may have no good policy options for mitigating these consequences of nuclear proliferation.”
    
  
  
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      He might well be right about this.  It may be the case that U.S. pressures contributed powerfully to keeping past Indo-Pakistani crises under control and preventing nuclear escalation.  And Mistry may be quite right that South Asia’s arguable 
    
  
  
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       upon such outside involvement is dangerous, because if crises continue, outside help will at some point either fail to materialize or simply be unequal to the challenge of preventing escalation. 
    
  
  
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      And I share his concern with the potential moral hazard problems of international diplomatic intervention. 
    
  
  
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      In the “moral hazard” scenario, the likely 
    
  
  
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       of outside diplomatic intervention in the name of peace-seeking crisis management could 
    
  
  
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       encourage escalation, as the weaker party might have reason to suspect that the 
      
    
    
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       party will be pressured into restraint by outside powers, almost no matter 
    
  
  
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       the weaker one chooses to do. 
    
  
  
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      This diplomatic moral hazard problem is much like the “emboldenment” argument we’ve already discussed, except that the danger here is rooted less in any direct “deterring” effect of nuclear weapons than in 
      
    
    
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       of nuclear escalation and a concomitant international diplomatic desperation to press for restraint in 
    
  
  
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       responding to provocations. 
    
  
  
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      Such outside pressures may indeed already have been a factor in South Asia in connection with the Pakistan-based attacks on India’s 
    
  
  
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        parliament
      
    
    
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       in 2001, or in 
    
  
  
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       in 2009.  It is quite conceivable that Pakistan feels more free to indulge its sympathies for the perpetrating groups because foreign pressure has, so far successfully, elicited Indian restraint.  Similar dynamics may also be present on the Korean Peninsula, where North Korea clearly felt more free last year to attack South Korea with 
    
  
  
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        artillery
      
    
    
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       or submarine 
    
  
  
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        torpedoes
      
    
    
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       than Seoul and its U.S. ally have in responding to such acts of war. 
    
  
  
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        According to South Korean sources
      
    
    
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      , even mere joint U.S.-South Korean naval exercises in response to the torpedo attack were delayed “in a bid not to unnecessarily antagonize neighboring countries” after China complained about them.
    
  
  
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      Nor do such dynamics necessarily require any immediate possibility of nuclear escalation, as Iran has shown repeatedly in its protracted confrontation with the international community – in which it has practically become a trope of Western diplomacy that essentially any outcome is better than war.  Indeed, one can perhaps see here a more general phenomenon: t
    
  
  
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      he peace-seeking diplomacy of third parties can be a tool of asymmetric advantage for the most brazen risk-manipulator in a conflict.  As Mistry seems to hint, well-meaning crisis-management may 
      
    
    
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       encourage risk-taking by the party least subject to diplomatic pressures, thus potentially undermining the long-term chances for peace.  (
    
  
  
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      Thus is the road to Hell paved.) 
    
  
  
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      This is a long-winded way of saying that I agree with Professor Mistry that we face something of a Catch-22, caught between the need to manage the crisis 
      
    
    
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        du jour 
      
    
    
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      and the longer-term moral ha
    
  
  
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      zard challenges that such intervention can help create.  Accordingly, it may indeed be that 
    
  
  
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      Washington has “no good policy options for mitigating these consequences of nuclear proliferation.” 
    
  
  
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      The window Mistry’s analysis offers us into the 
      
    
    
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      manageability of crisis stability under nuclear proliferation scenarios, however, may 
      
    
    
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       be an important lesson.  We should bear it in mind as we contemplate what risks we are willing to take, and what burdens we are willing to bear, in order to 
    
  
  
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       proliferation.
    
  
  
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      III. 
    
  
  
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        Iran
      
    
    
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      With regard to Iran, Professor Mistry rightly points out that Iranian regional troublemaking “has been going on for years, and [has been] taking place at a time when Tehran has not been nuclear-armed.”  He also notes that Iran may well be able to “increase the level of trouble-making … even in situations where Iran does not acquire nuclear weapons.”  This is, alas, quite true. 
    
  
  
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      I’m not persuaded, however, that this is any reason for optimism about the impact of Iran’s possible future possession of nuclear weaponry. 
    
  
  
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      The degree to which Iranian provocations have continued and even escalated even 
      
    
    
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       Tehran’s nuclear-weapon-fueled “emboldenment” is quite shocking.  Not content with supplying Hezbollah terrorists for their 2006 conflict with Israel, for example – an operation that seems to have included the grotesque 
    
  
  
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        use of Red Crescent ambulances to smuggle weapons 
      
    
    
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      – Iran has now 
    
  
  
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        -armed Hezbollah 
      
    
    
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      with scores of thousands of ever longer-range rockets for another full-scale war against Israel.  (Iran is also supporting that organization’s 
    
  
  
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        subversion
      
    
    
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       of what remains of Lebanese democracy.)  Iran has engaged in 
    
  
  
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        political subversion 
      
    
    
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      of its Gulf neighbors, and has provided 
    
  
  
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        arms, training, and advice 
      
    
    
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      to guerrillas and terrorists killing Americans (and many others) in Iraq and Afghanistan.  Clearly, I agree that Iran doesn’t “need” nuclear weapons to be a challenge to international peace and security.
    
  
  
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      My point, however, was not that Iran would for the first time 
    
  
  
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       a threat to its neighbors, to U.S. interests, and to regional peace if it acquired nuclear weapons.  It was, rather, that in such circumstances Iran might well – and probably would – become an even 
    
  
  
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       threat in all these respects, as indeed Ganguly and Kapur contend that Pakistan has done vis-à-vis India through its support for nonstate actors such as 
    
  
  
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        Laskhar-e-toiba 
        
      
      
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          and its willingness to engage in operations such as that in Kargil.
        
      
      
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      Unfortunately, I don’t see anything in Mistry’s analysis that would reassure me on this score.  He offers no reason why Iranian threats would not at least 
    
  
  
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      , and in fact his logic suggests that they would probably 
    
  
  
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       significantly if Tehran got nuclear weapons.  (Such weapons “embolden security elites,” remember?)  At the same time, other parties’ ability to 
    
  
  
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       to such challenges would presumably 
    
  
  
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       That’s a bad combination, and it’s just the sort of thing my earlier NPF posting suggested should concern us. 
    
  
  
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      All in all, therefore, I think Professor Mistry and I disagree less than he may have assumed.  (In fact, we seem to agree on the most basic points.)  Nevertheless, I think that even if he’s right in the specific claims he makes, we probably have a great deal to worry about. 
    
  
  
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      -- Christopher Ford
    
  
    
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      <pubDate>Tue, 01 Feb 2011 20:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p723</guid>
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      <title>Initial Reactions to Obama’s State of the Union Address</title>
      <link>http://www.newparadigmsforum.com/p725</link>
      <description>A critique of Barack Obama's January 25, 2011, State of the Union address</description>
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                    To judge from his 
    
  
  
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      second State of the Union address last night
    
  
  
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     (January 25, 2011), President Obama’s heart clearly lies in issues related to U.S. domestic politics and his economic and social agenda.  National security and foreign policy issues were not 
    
  
  
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     ignored, for no president could really get away with sweeping them utterly under the rug in this time of international challenges.  Not much, however, was said about them.  That said, it is interesting to note what President Obama actually chose to emphasize – and how he chose to say it – when discussing these matters.
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                    It is telling, for instance, that in the brief remarks he devoted anything related to national security, President Obama devoted considerably more time to the issue of gays in the U.S. military (95 words) than to the situation in Iraq (72 words).  His defense of scrapping the Clinton Administration’s rules on homosexual military service also received much more attention than the nuclear crises with Iran and North Korea 
    
  
  
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     (a mere 24 words each).
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                    Indeed, Obama spent more than four times as much time urging America to emulate South Korean approaches to education and information technology spending, and lauding the possible U.S. employment impact of a trade agreement with Seoul (102 words all together), than he did discussing the 
    
  
  
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     Korean dictatorship that on this president’s watch has conducted a nuclear weapons test, multiple ballistic missile launches, and two military attacks against South Korea.  (
    
  
  
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     events on the Korean Peninsula apparently weren’t felt important enough to mention at all.)  China was mentioned four times in the speech, but only in passing, and exclusively as a model of economic competitiveness to be emulated, and a partner with whom to strike trade deals that will “support” – rather, apparently, than “create” – U.S. jobs.  One can infer much from all this about the perspectives and priorities of the current White House.
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                    In what little President Obama actually 
    
  
  
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     say about foreign policy and security issues, moreover, he spent a lot of time using a vague and magisterial “we” in discussing U.S. policies and accomplishments.  There’s nothing inherently wrong with this, of course: a president is perfectly entitled to do some bragging about accomplishments – especially in a State of the Union address.  In this case, however, the “we” served an interesting purpose: it allowed him to blur the line between his administration and that of George W. Bush.  According to President Obama, “we” have done many good things.  Yet while he clearly intended to encourage listeners to believe that the relevant “we” was the 
    
  
  
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     Administration, his phrasing frequently described policies of which he was 
    
  
  
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     the principal author, thus permitting him to disguise considerable continuity with the Bush Administration – and, of course, to claim credit for what this continuity has achieved.
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                    How remarkable, for instance, to hear the president declare that “we” have now “begun” to “defeat determined enemies” and build coalitions against them, that “[w]e have … taken the fight to al Qaeda and their allies abroad,” that terrorist leaders are being “removed from the battlefield,” and that “in Afghanistan, our troops have taken Taliban strongholds and trained Afghan Security Forces.”  He is proud that our fortitude in fighting terrorists has “sent a message from the Afghan border to the Arabian Peninsula to all parts of the globe: we will not relent, we will not waver, and we will defeat you.”  President Obama does not mention the Bush troop “surge” and counter-insurgency strategy he continued in Iraq, but he’s clearly delighted that it worked: he brags that we have now accomplished our goals there – “combat patrols have ended; violence has come down; and a new government has been formed” – and that “the Iraq war is coming to an end.”  (The State of the Union doesn’t contain the phrase, but “Mission Accomplished” seems now to be Obama’s Iraq mantra. Fascinating!)  No mention was made last night of the Obama Administration’s accomplishments in continuing to detain dangerous terrorists at Guantánamo, kill terrorist leaders in the field by means of drone aircraft strikes, and prosecute detainees before specially-created military commissions, but the president might just as well have thrown these in too....
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                    But such artful administration-conflating credit-taking doesn’t stop there.  More than five years after the Bush Administration’s strategic rapprochement with India, Obama crowed that “[w]e have … built new partnerships with nations like India.”  The president also lauded international efforts to “lock[] down” nuclear materials to help keep them out of the hands of terrorists – a program which he has indeed worked to accelerate, but which began two decades ago for the countries of the Former Soviet Union, and was expanded into a global initiative under Obama’s predecessor.  Obama also observed that Iran faces sanctions today “[b]ecause of a diplomatic effort to insist that Iran meet its obligations” – an effort, of course, that U.S. diplomats began at the International Atomic Energy Agency in 2002, and which has included four rounds of gradually toughening U.N. Security Council sanctions since 2006, in response to Iran’s continued defiance.
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                    It’s not clear what Obama meant in saying that “[w]e revitalized NATO,” but it’s worth remembering that the transformation of that organization from a Cold War defensive alliance into a very different and much broader institution focused upon global issues and far-flung conflicts has been underway for twenty years.  (The expansion of NATO’s membership to Eastern Europe, its inaugural war in the Balkans, the first-ever invocation of the collective security provisions of the NATO Treaty after 9/11, and the organization’s pathbreaking combined-arms operation in Afghanistan all predate the Obama presidency.)  Perhaps the president meant to laud the recent and relatively successful NATO Summit in Lisbon, but leaving aside the emergent intra-Alliance acrimony there over nuclear weapon deployments in Europe, the most noteworthy accomplishment at Lisbon was the articulation of NATO support for territorial missile defense.  Perhaps Barack Obama wishes to be remembered as a supporter of missile defense – previously a signature issue for George W. Bush and Congressional Republicans – but one wonders.
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                    President Obama certainly deserves credit for continuing – and in some cases expanding – the policies that have produced these results, and one shouldn’t begrudge a bit of over-broad disingenuous credit-claiming in a State of the Union address.  Speaking as a former Bush administration appointee, I would prefer the Obama Administration to adopt Bush policies and pretend they haven’t, than actually to 
    
  
  
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     its predecessors’ approaches.  From my perspective, policy continuity is commendable, particularly in the national security arena.
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                    As former Vice President Dick Cheney 
    
  
  
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    , it does indeed seem to be the case that Barack Obama has “learned that what we did was far more appropriate than he ever gave us credit for while he was a candidate. So I think he’s learned from experience.”  And it’s well past time for our international partners 
    
  
  
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     adversaries to learn that on issues such as nonproliferation and counter-terrorism, most U.S. policies – including a good many controversial ones – are grounded in enduring 
    
  
  
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     interests, rather than in narrow partisan or ideological ones that can be expected to change dramatically from one administration to the next.
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                    For the most part, however, the most interesting thing about the foreign policy and national security aspects of Obama’s second State of the Union speech is what he did 
    
  
  
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     say.  Take nonproliferation, for example.  Frankly, the president’s cursory treatment of this subject illustrates that there just isn’t much to say about it right now, or at least nothing reassuring and self-congratulatory enough for inclusion in a State of the Union address after a humiliating mid-term election.
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                    The president correctly noted that sanctions on Iran have become tougher, but he didn’t see fit to mention 
    
  
  
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     these sanctions had been adopted, and why they were necessary.  This omission was no doubt considered essential, however, because these Iran sanctions don’t actually seem very likely to accomplish their foremost goal: reversing Iran’s rush toward a nuclear weapons capability.  To mention 
    
  
  
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     objective would tend to make U.S. policy seem rather more like a failure than a success.
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                    All President Obama had to say about North Korea, moreover, is that we continue to “insist” that it fulfill its denuclearization promises.  Pyongyang is in no danger of actually denuclearizing, and its behavior on Obama’s watch has been pretty awful, even by North Korean standards.  To judge by last night’s speech, however, these are just insignificant details.  Obama did not even have the grace to admit that the world faces grave and worsening proliferation challenges in both cases.  (Policy continuity here is no defense, either.  Obama’s approach is largely unchanged since the second term of the Bush Administration, and has produced equally meager results.)  In both of these nuclear crises, the key thing just seems to be that the president is proud to have the right rhetorical position: his audience is not encouraged to ask about results.
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                    In some ways, the most important 
    
  
  
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     of the president’s address was about one of the policies he sought most assiduously to make a signature issue upon coming into the office: nuclear disarmament.  In fact, one might think that Obama’s famous speech in Prague’s Hradcany Square in April 2009, and his disarmament-anticipatory Nobel Peace Prize, had never occurred.
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                    President Obama’s pride in his “restart” of relations with Russia don’t seem to have meant or brought much of anything beyond getting a new arms treaty – negotiations over which, one should remember, were begun by George W. Bush in 2006.  Nevertheless, “New START” really 
    
  
  
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     a new agreement, and the president unsurprisingly lauds it.  Indeed, it is pretty much the only concrete thing he has to offer as the smoke clears from his early emphasis upon nuclear disarmament atmospherics. (His officials have tried to explain to their disarmament-friendly political base how his program of spending more money to modernize America’s nuclear weapons production infrastructure actually supports nuclear disarmament, but although this argument is by no means crazy, that audience isn’t buying it.)
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                    Obama also, however, characteristically oversells the new nuclear deal, and its distinctiveness.  Like a proud parent, the president declared in his address that as a result of “New START,” “far fewer nuclear weapons and launchers will be deployed.”  That’s far from the case, but it wouldn’t have sounded very impressive – under the circumstances – to proclaim merely that it is 
    
  
  
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    fewer nuclear weapons and launchers will be deployed, and that the Treaty will not in itself reduce the number of nuclear weapons in existence.  (In fact, “New START” only puts limits on “deployed” nuclear weapons – leaving both parties free to possess as many 
    
  
  
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    -deployed devices as they see fit – and its counting rules permit enormous flexibility to upload strategic bombers with multiple weapons, even to levels 
    
  
  
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     the limit of 1,550 deployed weapons 
    
  
  
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     set by the Treaty.)
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                    The remarkable modesty of the “New START” accomplishment is not necessarily a drawback, mind you, but it’s a bit surprising to hear it lauded as such a big deal by the man given the Peace Prize for his promises of nuclear weapons abolition.  We see here, perhaps, the narcissism of small differences: with so little to boast of that is distinctively 
    
  
  
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     Barack Obama beats the “New START” drum loudly.  Nevertheless, just about the only thing about “New START” that one would not have seen had the 
    
  
  
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     Administration concluded this agreement is its non-binding preambular language on missile defense and its counting rule forcing one-for-one tradeoffs between nuclear delivery platforms and conventionally-armed long-range “prompt strike” systems.  Are 
    
  
  
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     what President Obama wishes us to remember as the distinctive accomplishments of his new agreement?  Go figure.
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                    All in all, this is pretty thin gruel for a “transformative” president whose administration bragged that by rejecting the approaches of the Bush years, it would finally solve the world’s problems, including nuclear proliferation, by conciliatory diplomatic engagement and “soft power.”  The real national security and foreign policy story of the 2011 State of the Union address would thus seem to be that President Obama just doesn’t have much to crow about – and that many of the things for which he now claims credit illustrate his on-the-job 
    
  
  
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     from the novelty and distinctiveness he promised his supporters.
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                    Well, I guess that’s a change that 
    
  
  
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     of us can believe in.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 26 Jan 2011 20:09:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p725</guid>
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      <title>Musings on Political Ideology Through the Lens of Complexity</title>
      <link>http://www.newparadigmsforum.com/p709</link>
      <description>Note:
The following text was the basis of an oral presentation Dr. Ford made on January 19, 2011, to a conference on “Is Complexity the New Framework for the Study of Global Life,” an event at the University of Western Sydney sponsored by the Academy of the Social Sciences in Australia and the Centre for Citizenship and [...]</description>
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      The following text was the basis of an oral presentation Dr. Ford made on January 19, 2011, to a conference on “Is Complexity the New Framework for the Study of Global Life,” an event at the 
      
    
      
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       sponsored by the 
    
  
    
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       and the 
    
  
    
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       The longer paper upon which these remarks are based isavailable in PDF form from Hudson Institute, and can be accessed 
    
  
    
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      .  Dr. Ford’s remarks in Sydney follow.  (These remarks also appear on the electronic journal of international relations “
      
    
      
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        e-IR
      
    
      
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      ,” and may be accessed 
      
    
      
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                    Good afternoon, and thank you for inviting me to this fascinating conference.  If it is indeed possible to conceive of human society as a complex adaptive system, Complexity Theory may thus have something valuable to teach us about politics and policymaking.  Most accounts I have seen of work attempting to glean social science insights from Complexity, however, remain quite descriptive and analytical.  As a former and conceivably future policymaker, however, I am particularly interested in what – if anything – Complexity can teach us about 
    
  
  
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     in the world of public policy.
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                    This is a question that deserves study by people more steeped in Complexity Theory than am I, but in my paper I offer some tentative musings.  I posit that policymakers can indeed learn from Complexity, but that it presents significant challenges to the very 
    
  
  
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     of public policy, and the lessons it offers are not straightforward.
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                    One of the peculiar challenges I think Complexity may present for the public policymaker is that the nonlinearity and unpredictability it posits as being fundamental characteristics of complex systems are profoundly subversive of how we have traditionally understood policymaking.  Complex adaptive systems are highly sensitive to initial conditions, as well as potentially subject to a variety of both positive and negative feedback loops that act either to amplify or dampen the effect of exogenous perturbations.  This makes outcomes notoriously unpredictable over the long term.
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                    This isn’t necessarily a problem for descriptive analysis, but such fundamental unpredictability introduces great challenges for the public policymaker, because it seems to explode the very idea that systems in the human world may be manipulated in order to bring about specific desired situational outcomes.  And what is public policymaking about, after all, if not deliberately creating perturbations in the current state of affairs in order to produce a specific, desired outcome at some point in the future?
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                    Complexity insights may lend themselves well to innovations in the policymaking process whereby linear strategic planning paradigms are replaced by scenario-based approaches designed to maximize relevant decision-makers’ repertoire of adaptively responsive behaviors with which to confront unpredicted systemic perturbations.
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                    But Complexity would seem to provide great frustrations for anyone wishing to go further, into affirmative, direction-focused policymaking, for it presents a difficult paradox.  Even as Complexity seems to offer the potential for even very small policy inputs to bring about transformative change in a complex adaptive social system – the result of nonlinearity and positive feedback loops, in a kind of policy-world analogue to Edward Lorenz’s famous “butterfly effect” – it also seems to suggest that 
    
  
  
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     such deliberate perturbations are likely to have no significant impact at all.
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                    Indeed, the extreme sensitivity of complex systems to initial conditions and the very potential for nonlinear feedback that makes it 
    
  
  
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     for small inputs to have dramatic effects also suggests that a policymaker will not be able to predict just 
    
  
  
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     effects, if any, his intervention will have.  To the extent that Complexity Theory denies the possibility of long-term predictions, it does much to undermine the very 
    
  
  
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    of policymaking.  Without an operationally useful ability to predict the result of one’s inputs, one lacks the basic control over future outcomes that policymaking requires.
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                    As a tentative response to Complexity’s seeming subversion of the policymaking paradigm, however, I speculate that it might yet be that 
    
  
  
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     types of policy input are more likely to have significant effects upon long-term systemic patterns than others, and that some of these inputs may also develop in ways that are less stubbornly “unpredictable” than Complexity might at first seem to indicate.  
    
  
  
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                    The key point here is that human actors are 
    
  
  
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     easily analogized to the constituent elements of most of the complex adaptive systems studied by Complexity scientists.  Complex adaptive 
    
  
  
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     systems 
    
  
  
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     capable of responding to a type of input that no other complex system seems to be: 
    
  
  
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     ones.  Because the constituent units of complex adaptive social systems are 
    
  
  
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     – and because people frequently change their behavior patterns in response to ideas that come into their heads – inputs at the level of conceptual organizing frameworks, the narratives that structure people’s understandings and expectations of the world around them, are important drivers for situational outcomes in social systems and politics.   Moreover, they seem to shape outcomes in ways that are not entirely random.  In humans, behaviors resulting from 
    
  
  
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    , with reference to the substantive 
    
  
  
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     of the ideational input that spurs them.
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                    Just as importantly, such inputs clearly 
    
  
  
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     be deliberately manipulated, for good or for ill, by members of the policymaking community.   Ideas are policy 
    
  
  
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     of perhaps unique power.  Public policy is, therefore, to some extent a challenge of what one might call memetic engineering.
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                    I suggest, therefore, that a Complexity-informed approach to public policymaking might be supposed to require a twofold focus.  First, it would acknowledge the world’s resistance to prediction and control, and policymakers’ responsibility to help prepare the ship of state not just for what an extrapolation from current trends suggests may occur in the future, but also for 
    
  
  
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    -anticipated perturbations.  Such a “Black Swan” sensibility, if you will, would seek to maximize the system’s ability to deal with sudden shocks of either the positive or negative variety, equipping it as well as possible for agility and responsiveness in taking advantage of whatever opportunities, and coping with whatever calamities, fortune may bring.  This aspect of public policy is less about determining 
    
  
  
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     to lead the polity than preparing it for resilience and flexibility in the face of the unforeseen.
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                    Building upon the idea of purposive ideational input as a potentially system-transforming perturbation, however, the Complexity-informed policymaker should 
    
  
  
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     devote time and attention to the realm of ideas as a source of general direction and behavior-shaping guidance for the socio-political system.  One must 
    
  
  
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     one’s policy choices in a compelling conceptual and emotive framework that can be articulated and conveyed to others, equipping this grounding to compete successfully against rival visions.
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                    And indeed, the political world seems to offer many examples of how ideas shape decision-making, how such concepts are sometimes purposefully manipulated, and yet how they can also come to acquire considerable power in shaping actors’ behavior and acquiring a sort of cognitive “momentum” of their own.  Particular thrusts and themes seem to propagate themselves both laterally – “catching on” among greater numbers of people – and forward in time, maintaining a recognizable “family” resemblance even while changing in response to circumstances.  Indeed, one might perhaps imagine cognitive frameworks and socio-political ideologies as being complex adaptive meme-systems that 
    
  
  
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     function in some of the ways Complexity-derived organizational theories might expect.
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                    A “fit” cognitive framework might be understood to thrive “on the Edge of Chaos” by having its conceptual elements be tightly coupled enough that the system provides a coherent way for adherents to understand and cope with key challenges presented by their socio-political environment, yet without proving so rigid and doctrinaire that the schema crumbles upon encountering the first perturbation not foreseen by, or intelligible within, its frame of reference.  Fit thought-systems are loosely-coupled enough that they can “explain” and accommodate a good deal of circumstantial caprice without suffering a catastrophic collapse of legitimacy or coherence, but yet tightly enough inter-related that they manage to hang together in a form recognizable by their adherents (and third parties) as being the “same” framework over time.  And participants in the public arena both react to these dynamics and help 
    
  
  
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     them over time, often quite deliberately.
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                    In my paper, I offer as an example of such a process the history of the old and now long-discredited ideology of racial “separate development” propounded for decades by the white minority government of the Republic of South Africa during the 
    
  
  
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     era.  I won’t bother you here with a detailed narrative of its development and demise, but the story arc of “separate development” over several decades as an organizing and justificatory scheme for the South African politics demonstrates the deliberate – and sometimes quite cynical – manipulability of political ideology.  Yet it also shows how ideas can seem almost to bewitch political actors, and to function over time as tenacious shapers of behavior, with the result that policy choices can tend over time to exhibit patterns clearly traceable to the structuring and organizing principles of the conceptual framework.  This is visible in the National Party government’s co-optation of a notion of “separate development” it had previously rejected, and by the degree to which this adopted schema became powerfully internalized by Afrikaner Nationalist leaders for years thereafter.
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                    At the same time, the story of separate development shows that idea systems can come to face internal contradictions or tensions as they struggle to reach a point of organizational “fitness” by accommodating exogenous reality 
    
  
  
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     to remain relevant and legitimate in the eyes of their adherents, yet without doing so in ways that forfeit their coherence and conceptual distinctiveness.  The history of separate development theory illustrates the possibility of dynamic tensions within the conceptual frameworks offered by political ideology.  And it shows that while ideological systems can sometimes absorb considerable perturbations, they may eventually reach the point at which the entire system disaggregates – thus permitting the crystallization of a new order around a 
    
  
  
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                    These dynamics, I argue, are visible in the struggle of “separate development” to accommodate the conceptual inconveniences of Coloured and Indian identity, which prolonged its domination of the South African political landscape but led to doctrinal reformulations that in turn presented 
    
  
  
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     tensions and contradictions – ones that in time helped bring about the bankruptcy and collapse of 
    
  
  
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     the discourse of Afrikaner nationalism. The formalized ethno-political groupism that made “separate development” so distinctive as a theory of self-determination has today collapsed.
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                    The concept of complex 
    
  
  
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     systems may provide only an incomplete answer to the policymaker’s paradox inherent in Complexity, but I speculate that it is something of an answer nonetheless.  Ideational inputs are a potentially potent tool for effecting purposeful systemic change.  In the South African case, there was, throughout the period, a clear relationship between the ideas expressed about how the South African political system should work and the forms it actually took when acted upon by leaders guided by such formulations.  Ideas 
    
  
  
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     matter, and they were perceived – apparently quite accurately – as being capable of having signficiant, or even transformative, consequences.
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                    Even given all the difficulties of applying Complexity science in the human realm, therefore, this may be a lesson that policymakers can learn.  For better or worse, ideas matter, and their development, articulation, and manipulation is important to the policymaking and political process.  On one level, no one who has studied policymaking will probably be too surprised by this conclusion: ideas clearly 
    
  
  
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     matter.  It is fascinating, however, that an effort to glean insights from the science of Complexity Theory – an approach developed initially in mathematics and the “hard” sciences, but to which thinkers have increasingly been turning in the social sciences and the study of organizational behavior – may be able to lead us back around to such humanistic conclusions.
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    -- Christopher Ford
  

  
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      <pubDate>Tue, 25 Jan 2011 18:46:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p709</guid>
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      <title>South Asian Stability &amp; Nuclear Weapons Proliferation</title>
      <link>http://www.newparadigmsforum.com/p665</link>
      <description>Dr. Ford's review of Kapur and Ganguly's recent book on nuclear stability in South Asia, with musings about the implications of its lessons for Iran and the Middle East</description>
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      Note:
    
  
  
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      This book review appeared in 
    
  
    
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      National Security Policy Proceedings,
    
  
    
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       vol. 3 (Fall 2010), at pp. 75-79.  In it, Dr. Ford reviews 
    
  
    
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      India, Pakistan, and the Bomb: Debating Nuclear Stability in South Asia
    
  
    
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         (New York: Columbia University Press, 2010)
      
    
      
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                    In 
    
  
  
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      India, Pakistan, and the Bomb: Debating Nuclear Stability in South Asia 
    
  
  
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    (Columbia University Press, 2010), Sumit Ganguly and S. Paul Kapur offer the reader a brief but valuable exploration of questions of Indo-Pakistani nuclear stability and the future of South Asian geopolitics.  Unusually – and some of the attraction of this book lies in this non-standard format – they approach this question in a point-counterpoint fashion, for the two authors actually disagree about the role nuclear weapons have played (and are likely to continue to play) in the region.
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                    Ganguly regards nuclear weapons as having been an important stabilizing force in Indo-Pakistani relations.  Just as Samuel Johnson once mused that the prospect of hanging tends to concentrate the mind, so Ganguly feels the specter of mutual nuclear destruction has helped prevent that strategic rivalry from spiraling out of control, and argues that it is likely to continue to constrain escalatory possibilities in the future.
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                    Kapur takes a different view.  As he sees it, the Indo-Pakistani crises that have been successfully managed without full-scale war since the two countries each acquired nuclear weapons capabilities were resolved for reasons unrelated to nuclear weapons.  In fact, he sees nuclear weapons as having destabilized the South Asian scene by leading Pakistan into more adventurous proxy provocations using Islamic militants on the assumption that India’s responses will necessarily stop short of full-scale invasion, either for fear of Islamabad’s nuclear arsenal or as a result of international pressure predicated upon the risk of nuclear escalation.  According to Kapur, nuclear weapons thus raise the likelihood of conflict, increasing the number of crises the participants have to face and thereby placing dangerous escalatory pressures on their relationship.  Kapur calls his interpretation “strategic pessimism,” and sees it as a more fundamental challenge to “optimistic” theories of nuclear stability than accounts that emphasize the danger of miscalculation or accident, because it envisions nuclear weapons as creating incentives for states such as Pakistan to choose “aggressive, extremely risky policies” that destabilize the environment.
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                    The book is structured as an ongoing dialogue between these competing “optimistic” and “pessimistic” interpretations.  The issue is not resolved, it being left to the reader to assess which author has more persuasively marshaled his logic and his facts.  Methodologically, however, their accounts agree in one important respect: that nuclear stability cannot be understood merely at the level of theory.  Ganguly and Kapur stress their rejection of approaches to strategic analysis that deal with nuclear deterrence only on the basis of “logical and analytic exploration of the strategic consequences of proliferation.”  At that level, both sides of the traditional debate – between optimists who “stress the ultimately stable outcomes of past crises between nuclear powers” and pessimists who “focus on the potentially catastrophic processes by which … crises erupt and escalate” – make valid points: “nuclear weapons may both encourage the outbreak of conflict and encourage states to ensure that violence remains limited.”  The devil is in the details, however, and it matters enormously how and to what degree such dynamics play out in the specific circumstances of a particular nuclear relationship.
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                    Ganguly and Kapur thus seek to provide a grounding for their respective conclusions by seeking to “merge both theory and data” in an examination of the circumstances of South Asia.  This might limit the “portability” of lessons one might learn here, but the authors’ insistence upon contextual rootedness itself offers a corrective to all of us who struggle with nuclear policy.  Details matter, and wise nuclear weapons policy likely admits no “one size fits all” policy prescriptions.
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                    Near the end of the book, Ganguly and Kapur depart from their point-counterpoint approach in order to outline three “points of agreement.”  First, they agree that proliferation to the region will not lead to “the deliberate outbreak of large-scale war” because neither “Indian nor Pakistani leaders wish to initiate a conflict that could end in catastrophic losses or, potentially, national annihilation.”  Second, they agree that India’s acquisition of ballistic missile defense technology would be destabilizing in the particular circumstances of the Indo-Pakistani nuclear rivalry, because it would either tempt India to consider a first-strike or encourage Pakistani arms racing, or both.  Third, they argue that Pakistan’s strategy of encouraging aggression against India by non-state actors (
    
  
  
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     radical Muslim groups such as 
    
  
  
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    ) has created a “sorcerer’s apprentice” problem, insofar as such provocations could easily lead Indo-Pakistani relations to spiral dangerously out of control, but it is no longer clear that Islamabad can control its 
    
  
  
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     creations.
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                    The authors’ discussion of these “points of agreement” is a strange appendage to the rest of the book,  undermining the distinctness of their competing positions and returning their debate to a much more conventional dichotomy of the sort that they claim they are  trying to transcend.  At the end of the day, it turns out that they agree that nuclear weapons have (as Ganguly argues) precluded deliberate large-scale conflict between the two rival states.  Moreover, they agree that nuclear weapons have (as Kapur argues) helped Pakistan make up for its disadvantage in conventional military power, emboldening Islamabad to support destabilizing provocations by non-state actors.
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                    As a result of these points of agreement, Ganguly and Kapur end up back in a fairly conventional optimist/pessimist dialogue pitting the possible crisis-calming effect of mutual nuclear fear against the crisis-escalating effect of accident, miscalculation, and actions by uncontrollable third-parties.  Nevertheless, their able and articulate treatments of these issues do the reader a service by crisply laying out the competing perspectives.
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                    Indeed, the fact that Ganguly and Kapur offer the reader few clear conclusions on the basic question they address – the aggregate impact of nuclear weapons upon South Asian security – is in itself valuable.  Nuclear weapons policy is an arena in which experts commonly profess all manner of absolute certainties, but such convictions almost invariably outrun the available evidence and argument.  There is therefore something refreshing in the analysis offered in this volume, which lays out the debate clearly, offers many supporting facts, and then declines to pretend that it has “The Answer.”  Such modesty is rare, and should be encouraged.
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                    A reader interested in the potential implications for proliferation beyond the subcontinent, however, should probably be troubled by the few conclusions Ganguly and Kapur do reach.  As noted, they seem to agree that nuclear weapons are tools of special value to countries in asymmetric power relationships with a potential adversary, and that from Pakistan’s perspective, nuclear weapons have been enormously valuable.  India’s decisive use of its conventional military predominance – even in response to notable Pakistani provocations – has in this account been decisively deterred.  An imbalanced non-nuclear relationship, in other words, has been “balanced” by Islamabad’s acquisition of The Bomb, to the point that Pakistan’s nuclear capability has proven empowering, offering it a sort of strategic immunity – a shield from behind which to indulge a predilection for proxy Islamist provocations.
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                    To observers of proliferation challenges in the contemporary Middle East, this particular South Asian conclusion raises interesting questions.  Ganguly and Kapur say nothing in their book about Iran or about nuclear weapons proliferation more generally.  Their account suggests, however, that even if we could “deter” direct weapons 
    
  
  
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     by a nuclear-armed Iran, its clerical regime might be considerably emboldened and empowered in its regional and other troublemaking because it will feel—just as the authors recount Pakistan feeling—that possessing a nuclear arsenal immunizes it from decisive responses from more powerful adversaries.
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                    This also suggests that nuclear weapons proliferation will prove dauntingly hard to stop by merely persuasive means.  In Ganguly and Kapur’s analysis, the saga of nuclear weapons proliferation in South Asia is a narrative of how a weaker power can level the playing field vis-à-vis a larger strategic adversary by acquiring nuclear weapons.  We should not expect other countries around the world to miss this point.  The most developed states may today be enthralled by dreams of nuclear weapons abolition, and one can only wish them luck, but if Ganguly and Kapur are right about South Asia, some may find such devices more attractive than ever.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 20 Jan 2011 20:58:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p665</guid>
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      <title>Policymaking at the Edge of Chaos: Musings on Political Ideology Through the Lens of Complexity</title>
      <link>http://www.newparadigmsforum.com/policymaking-at-the-edge-of-chaos-musings-on-political-ideology-through-the-lens-of-complexity</link>
      <description>This paper explores an approach to policymaking that focuses with special emphasis upon shaping the conceptual frameworks that guide and channel human behavior within complex adaptive social systems.</description>
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          A monograph struggling with what lessons one might learn from Complexity Science to help understand politics and ideology.  It is also available
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          , from Hudson Institute.
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               “Is Complexity the New Framework for the Study of Global Life?” 
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              (January 19-20, 2011)
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                       Though there seems little reason why it should not yield insights when applied to the complex adaptive systems of human society, the field of Complexity Theory presents special problems for anyone looking to it for lessons in the field of public policymaking. In particular, complex systems’ nonlinearity and sensitivity to initial conditions seems to have subversive implications for policymaking, inasmuch as the unpredictability that they imply undercuts the very possibility of purposive policymaking. Complexity presents a “policymaker’s paradox,” for even as is suggests that small policy inputs can sometimes have an enormous impact upon systemic outcomes, it also seems to teach that we cannot predict what results our policy choices are likely to have over time. When outcomes are radically resistant to prediction, they are also necessarily resistant to the sort of deliberate control that policymaking traditionally assumes it possible to assert.
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                       After outlining this dilemma, this paper explores one possible, albeit only partial, response: an approach to policymaking that focuses with special emphasis upon shaping the conceptual frameworks that guide and channel human behavior within complex adaptive social systems. Experts continue to debate the degree to which Complexity insights from the hard sciences can translate into the social sciences. A focus upon the ideational constraints upon, and drivers for, unit-level operational behavior in a social system seems warranted, however, because humans’ susceptibility to tying behavior to such frameworks distinguishes them from unit-level elements of the complex systems investigated in other fields (e.g., chemistry, physics, computing, mathematics, or evolutionary biology). Accordingly, this paper suggests the possibility that policy interventions 
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            in the realm of ideas may have more potential to create transformative change than many other types of intervention. Such interventions are perhaps also able to produce change that is more “predictable” than Complexity would otherwise tend to suggest, inasmuch as conceptual “memetics” can create characteristic behavioral patterns over time as ideas propagate themselves in conceptual “families” and thus continue to shape actors’ choices in recognizable ways.
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                       The paper explores this notion through the use of a case study: the evolution of the “separate development” ideology of racial apartheid in South Africa from the 1950s to the beginning of the 1990s. Outlining the origins of this system in a deliberate effort of ideological entrepreneurship by ideologists within that country’s then-ruling National Party, the paper then follows the evolution of separate development theory as it struggled with domestic and international contestation, internal contradictions and tensions, and competition from other ideological frameworks until its effective dissolution with the coming of universal franchise within a system of constitutional rights in the early 1990s. This paper uses examples from the history of South African separate development theory to illustrate Complexity Theory’s utility as a lens through which to examine political ideology, and to suggest – in light of the peculiar power ideas seem to have to shape behavior, for good or ill – the potential value of a more self-consciously ideational approach to public policy.
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      <pubDate>Thu, 20 Jan 2011 14:53:58 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/policymaking-at-the-edge-of-chaos-musings-on-political-ideology-through-the-lens-of-complexity</guid>
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      <title>Haves and Have-Nots: “Unfairness” in Nuclear Weapons Possession</title>
      <link>http://www.newparadigmsforum.com/p658</link>
      <description>A critique of the idea that we should care a lot about how "unfairly" nuclear weapons possession is distributed around the world.</description>
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                    History offers a number of examples of military technologies that gave one country an advantage in warfare, and which it thereafter attempted to keep 
    
  
  
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     from acquiring.  The Byzantines’ innovation of “Greek Fire,” for example – apparently a viscous mixture of naphtha and other combustible ingredients that could be projected in a flaming stream not unlike a modern flamethrower – was a closely-guarded state secret that the emperors in Constantinople tried to keep from other powers.  Viking settlers on the shores of North America similarly prized the advantage that iron swords gave them over the native “Skraelings,” and refused to allow transfers of such weapons to the locals.  (I am told that one Norse account actually records a Skraeling being slain for trying to steal a Viking sword.)  For its part, ancient China thought so much of the insights offered by its 
    
  
  
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     literature of statecraft and strategy that it treated these books as a state secret in order to prevent such wisdom from falling into the hands of barbarians beyond the frontiers of the Middle Kingdom.  It is a recurring theme, in other words, that whomever first invents or acquires something it anticipates being militarily advantageous will try to keep others from sharing in those advantages.  It is also a recurring theme that these others will tend to seek access to it.
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                    Efforts to control the spread of such military technologies generally do not succeed, especially over the long run.  This is not to say that new technologies necessarily become ubiquitous, of course, for there may be many reasons for countries to adopt (or fail to adopt) new technologies.  Japan, for instance, started down the road to firearms usage – copying arquebuses originally obtained from the Portuguese in the 16th Century and developing effective techniques for massed volley fire by the Battle of Nagashino in 1575 – before opting for its own reasons largely to abandon such tactics for a couple of centuries.  Many other countries were also slow to adopt more modern European innovations in arms technology, military organization, and naval warfare, in part for lack of budgets, an industrial infrastructure, a logistical support system, or a socio-political system capable of supporting such endeavors.  Today, military capabilities remain extremely unevenly distributed worldwide, for reasons only partly related to basic access to the technology involved.
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                    On the whole, however, the historical record offers repeated examples of innovation being followed both by attempts at control 
    
  
  
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     by the gradual spread of each new technology – at least to 
    
  
  
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     other countries, and often to many.  I once heard a military historian describe this process as being associated with global cycles of centralization and decentralization in the possession of military power, but for present purposes it’s enough to observe that there are clear issues of competing interest involved between various sorts of “haves” and “have nots.”
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                    I.     
    
  
  
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      Nuclear “Have/Have Not” Dynamics
    
  
  
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                    This dynamic is all too obvious with respect to nuclear weapons, as these enormously powerful weapons still remain the monopoly of a small number of powers, even while others clearly aspire to join their number (which has been growing).  In an interesting departure from how these dynamics seem to play out historically with other technologies, however, international debates over issues of nuclear weapons proliferation are quite frequently articulated in 
    
  
  
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     terms – particularly with regard to the supposed unfairness of the nonproliferation regime built in large part around the 
    
  
  
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      Treaty on the Non-Proliferation of Nuclear Weapons 
    
  
  
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    (NPT).  Let us look a bit at this moral critique.
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                    The NPT may be unique in world history, insofar as it represents an attempt to create a general legal norm against the spread of a particular weapons technology coupled with the 
    
  
  
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      de facto
    
  
  
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     legitimization of its possession by 
    
  
  
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     powers.  (Under the NPT, five countries are recognized as “nuclear weapons states,” while the rest of the Treaty’s 180-odd signatories are deemed “non-nuclear weapons states” and barred from acquiring such devices.)  This “discriminatory” regime of “haves” and “have nots” is controversial in diplomatic circles, with it frequently being argued that the Treaty’s unfairness is a reason why nonproliferation is an untenable norm.
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                    Some argue from this foundation that nuclear weapons should be abolished.  Alternatively, some seem simply to proceed from a recognition of the “discrimination” inherent in the NPT system to the conclusion that 
    
  
  
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     should be allowed to 
    
  
  
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     the “club” of states possessing this technology.  (This, in effect, was China’s position before triumphantly breaking the NATO/Warsaw Pact monopoly on nuclear weaponry by testing its first nuclear weapon in 1964, and its client state in North Korea seems to have similar views today.  Iran does not yet officially admit any desire for nuclear weapons, but it has made the nuclear technology “have/have not” issue a central plank of its propaganda, and seems to be laying the political groundwork for justifying a similar proliferation choice.)  Either way, however, the “unfairness critique” of the NPT-based nonproliferation regime is an important part of arguments for 
    
  
  
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     sort of new dispensation.
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                    Moreover, most nuclear weapons possessors, at least publicly, seem basically to agree with this “unfairness critique.”  The United States and the United Kingdom, in fact, seem now to agree with it so much that their nuclear diplomacy has become preoccupied with trying to demonstrate a fervent desire to get rid of all nuclear weapons.  (“Yes, it is quite unfair,” the argument seems to go, “and we feel terribly guilty about this.  But don’t worry, we’re trying to fix things by getting rid of all such devices.”)  India and China – keen to be seen as morally virtuous champions of the international underdog, even (or perhaps especially) when they are not – also purport to be disarmament enthusiasts even while building up their own nuclear arsenals.  Others who also seem in fact to be unenthusiastic about “zero,” and here France and (particularly) Russia come to mind, still voice notional support for abolition and seem a bit embarrassed by their own possession.
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                    All in all, therefore, while individual countries’ policies clearly differ considerably in practice, there is essentially 
    
  
  
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     public disagreement with the unfairness critique on its own terms.  Perhaps there should be.
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                    Let me try to offer one – thus tossing chum in the water in order to get some 
    
  
  
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     discussions going.
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                    II.     
    
  
  
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                    First, however, let’s provide some context.  As I noted above, it is fascinating that in the long history of military technological have/have not dynamics, the international politics of nuclear weaponry has acquired such a strong flavor of 
    
  
  
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     critique.  To my knowledge, after all, one did not see Xiongnu politics emphasizing how darned 
    
  
  
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     it was of those nasty Chinese Emperors to monopolize the presumed secrets of China’s 
    
  
  
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     strategic literature.  Nor does the 
    
  
  
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     of Byzantine efforts to control the recipe for Greek Fire seem to have become a prevalent trope of Frankish or Persian diplomacy.  “Have nots” have surely always coveted powerful tools possessed by the “haves,” or at least wished that the “haves” did not possess them.  It seems pretty unusual, however, for non-possessors to articulate such understandable envy and resentment in the moral language of “unfairness,” and to assume that this presumed injustice should motivate the “haves” to change their behavior.  This argument seems to be a curiously modern phenomenon.
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                    One might respond that the very 
    
  
  
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     of nuclear weapons makes such a position appropriate.  After all, while a local monopoly on iron swords may have given the Vikings some advantage in skirmishes with Native Americans in what the Norsemen called Vinland, such technological asymmetry was not 
    
  
  
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     decisive.  (Indeed, the Vikings seem ultimately to have been pushed out of the New World entirely.)  If iron 
    
  
  
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     threatened to offer the Vikings an insuperable advantage, would the Skraelings have been justified in developing a moral language of “have/have not” resentment that demanded either the 
    
  
  
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     of iron weaponry or Viking disarmament in the name of achieving a global “iron zero”?  I’m skeptical, but for the sake of argument let’s say “maybe.”
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                    The argument that nuclear weapons are “special,” however, is a two-edged sword.  Perhaps they 
    
  
  
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     indeed so peculiarly potent and militarily advantageous that their asymmetric possession is sufficiently “unfair” to compel sharing or disarmament.  Such an argument, however, sits only awkwardly – to say the least – with the simultaneous claim by many advocates of the “have/have not” critique that nuclear weapons have 
    
  
  
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     real utility in the modern world and can therefore safely be abandoned by their possessors.  After all, it is hard to paint nuclear weapons as being strategically decisive 
    
  
  
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     useless at the same time.  (If they are indeed useless, the conclusion of “unfairness” hardly sounds very compelling.  If they 
    
  
  
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     useless, however, it may be appropriately hard to abolish them.)
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                    More importantly, any argument about the destructively “special” character of nuclear weaponry cuts against the “unfairness critique” in that it is this very 
    
  
  
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     that seems to rob the “have/have not” issue of its moral relevance.  Unlike iron swords, the 
    
  
  
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      bingjia
    
  
  
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     literature, Greek Fire, or essentially 
    
  
  
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      all
    
  
  
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     other past military technologies the introduction of which produced global control/acquisition dynamics, nuclear weapons have introduced 
    
  
  
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      existential
    
  
  
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     questions about the future of human civilization which utterly swamp the conventional playground morality of unfair “have/have not” competition.  No prior technology held the potential to destroy humanity, making nuclear weapons – with the possible exception of certain techniques of biological weaponry – a 
    
  
  
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      sui generis
    
  
  
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     case to which the conventional “unfairness” critique simply does not very persuasively apply.
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                    III.     
    
  
  
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      Implications
    
  
  
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                    Let me be clear about this.  The moral critique of nuclear weapons possession may yet speak to the issue of whether 
    
  
  
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      anyone
    
  
  
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     should have them.  (This is not the place for a discussion of the feasibility of the remedies proposed by the disarmament community, but let us at least acknowledge the existence of a real moral issue.)  But this matter has 
    
  
  
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      nothing
    
  
  
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     to do with “unfairness” 
    
  
  
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      per se
    
  
  
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     – and to the extent that it purports to, one should give it little credence.  If indeed nuclear weapons 
    
  
  
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     menace the survival of humanity, it is essentially irrelevant whether their possession is “unfairly” distributed – and it is certainly no solution to make the global balance of weaponry more “fair” by allowing more countries to have them.  (Disarmament advocates hope to address the fairness problem by 
    
  
  
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     nuclear weapons, of course, but this is just icing.  Disarmament is almost never articulated as being driven primarily by fairness; the critical part of that argument is instead consequentialist, stressing the dangers that 
    
  
  
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      any 
    
  
  
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    nuclear weapons are said to present.)  As a moral critique, in other words, the fair/unfair dichotomy fails to speak intelligibly to the world’s nuclear dilemma.  It isn’t really 
    
  
  
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      about
    
  
  
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     “fairness” at all.
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                    Given the entanglement of nuclear weapons issues with quasi-existential questions potentially affecting the survival of millions or perhaps even billions of people, moreover, it stands to reason that an “unfair” outcome that nonetheless staves off such horrors 
    
  
  
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      is
    
  
  
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     a perfectly good solution.  On this scale, one might say, non-catastrophe entirely trumps accusations of “unfairness.”  Questions of stability are far more important than issues of asymmetric distribution.
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                    This, of course, has powerful implications for nonproliferation policy, because pointing out the hollowness of the “unfairness” argument as applied to nuclear weapons suggests the moral sustainability of nonproliferation 
    
  
  
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      even if complete nuclear disarmament cannot be achieved
    
  
  
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     and the world continues to be characterized by inequalities in weapons possession.  We forget this at our collective peril.
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                    Don’t get me wrong.  “Unfairness” arguments will presumably continue to have a 
    
  
  
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     impact upon the diplomacy of nuclear nonproliferation, either as a consequence of genuine resentment or as a cynical rationalization for the destabilizing pursuit of dangerous capabilities.  (Indeed, one might even go so far as to suspect that the emergence of the “unfairness” critique in modern diplomatic discourse is in some sense partly the 
    
  
  
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     of how morally compelling nonproliferation is, in this context, 
    
  
  
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      irrespective
    
  
  
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     of the “fairness” of “have/have not” outcomes.  Precisely because the moral case for nonproliferation-driven inequality is so obvious and so compelling 
    
  
  
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      if
    
  
  
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     such imbalance serves the interests of strategic stability, perhaps it was necessary to develop a new rationale of “fairness” to help make proliferation aspirations seem more legitimate.  Skraelings, one imagines, did not need an elaborate philosophy of “fairness” in order to justify trying to steal iron weapons; the desirability of such tools was simply obvious, and any effort to obtain them unsurprising and not in itself condemnable.)  But even in this democratic and egalitarian age, merely to incant the mantra of “unfairness” – or to inveigh against the existence of “haves” when there also exist “have nots” – is 
    
  
  
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     the same thing as having a compelling moral argument.  Indeed, I would submit that we 
    
  
  
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      lose
    
  
  
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     our moral bearings if we allow “unfairness” arguments to distract us from what is really important here: substantive outcomes in the global security environment.
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                    “Unfairness,” in other words, is an overrated critique, and “fairness” is an overrated destination.  At least where nuclear weapons are concerned, there are more important considerations in play.  Let us not forget this.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 10 Jan 2011 20:49:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p658</guid>
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      <title>The Catch-22 of NFU</title>
      <link>http://www.newparadigmsforum.com/p562</link>
      <description>A critique of a recent proposal for a U.S. "no first use" declaratory policy.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    In the wake of a conference I attended a couple of months ago on nuclear deterrence and nuclear disarmament, I ended up having dinner and a glass of wine with a couple of friends of mine, and we ended up spending a fair amount of time arguing over the issue of nuclear weapons declaratory policy.
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                    My two friends disagreed vehemently about the issue, but the discussion was a good deal more interesting and thought-provoking one than most of the fairly sterile discussions of “no first use” (NFU) declaratory policy I used to hear during my U.S. Government service doing nonproliferation diplomacy.  In particular, one of my friends offered an argument for NFU that it seems worth exploring here on 
    
  
  
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        New Paradigms Forum
      
    
    
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     I don’t agree with his position, but it deserves consideration because it’s the analytically sharpest NFU pitch I’ve yet heard.
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                    I.        
    
  
  
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      Debating the “Sole Purpose” Thesis
    
  
  
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                    Our dinner conversation was sparked by a comment we had heard earlier that day from a senior U.S. official that he could think of no circumstances under which the United States would want or need to use nuclear weapons.  Perhaps one should not read too much into this, for this remark could have signified merely that the official had been caught off guard by an unexpected question and couldn’t – when put on the spot – quite remember the odd and complicated formula that constitutes the Obama Administration’s new nuclear declaratory policy as spelled out in the 2010 
    
  
  
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        Nuclear Posture Review Report
      
    
    
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      .
    
  
  
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     (After all, not being able to think of such circumstances at the moment is not necessarily the same thing as there existing none.)  As one might expect, however, his comment had set off a flurry of predictable discussion among conference attendees along the lines of “well, if you wouldn’t ever use them why do you have them?”
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                    One of my friends at dinner started from this point too, but with an interesting variation.  In most discussions of NFU, including the points at which this issue had come up during our conference, proponents of NFU argue the “sole purpose” thesis – namely, that the only purpose nuclear weaponry has is to deter the use of other nuclear weapons.  Advanced as a blanket statement about 
    
  
  
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     nuclear weaponry, this argument is important to the disarmament narrative, because if one accepts it, what usually follows is an argument that all nuclear weapons possession is entirely self-canceling, making nuclear weapons abolition analytically indistinguishable, from a deterrence perspective, from our present situation.  From this, it is often reasoned that there is thus no reason for all possessors 
    
  
  
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     to move quickly to “zero.”
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                    When stated in general categorical form, the “sole purpose” thesis sounds like nonsense to me.  Clearly, nuclear weapons possessors 
    
  
  
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      do 
    
  
  
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    feel that there are potential uses for nuclear weapons beyond just deterring the use of other such weapons.  Even the Obama Administration took the trouble to draw attention to the possibility that it might need to threaten or use nuclear weapons in response to biological weapons (BW) threats – a position quite consistent, by the way, with Nixon-era reassurances that we didn’t need to worry about deterring BW use by others as we scrapped our own BW program, because it would still be possible to rely upon our nuclear weapons to deter adversary states’ use of BW.  Several other possessors have, at various points, taken the view that nuclear weapons can in effect “cross-deter” against other types of weapons of mass destruction.
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                    More importantly, many nuclear weapons possessors have taken the position – at one point or another, if not in all cases today – that nuclear weapons have utility in deterring large-scale conventional attack.  We and our NATO allies relied upon that notion for years during the Cold War, and the Russians believe so today.  India began its weapons program after a large-scale conventional invasion by China, South Africa feared revolutionary onslaught from its post-colonial neighbors, and the UK and France feared Warsaw Pact occupation as much as (or more than) Soviet nuclear weaponry.  Pakistan feels it needs nuclear weaponry to ensure against an Indian invasion, while the presumed possessor state of Israel is believed to have nuclear weapons for fear of the non-nuclear numerical superiority of its many hostile neighbors.  Russian and Chinese officials sometimes claim to fear – or that they might come to fear – a disarming first-strike by U.S. conventional weapons, and North Korea is generally thought to fear conventionally-armed “regime change” more than it fears U.S. nuclear weapons.  And even the International Court of Justice left a notable loophole in its 
    
  
  
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      1996 advisory opinion on nuclear weapons
    
  
  
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     with respect to “an extreme circumstance of self-defence, in which the very survival of a State would be at stake.”  (The Court certainly did 
    
  
  
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     tie the legality of nuclear weapons use exclusively to 
    
  
  
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      nuclear
    
  
  
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     threats.)
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                    So while it’s marvelous that we in the United States presently have to think so hard in order to come up with plausible nuclear use scenarios for our own weapons, we shouldn’t pretend that this is not, in historical terms, quite a luxury.  The “sole purpose” thesis, if it says anything truthful at all (and I doubt it is true even for us), seems only to be a statement about nuclear weapons 
    
  
  
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      in the United States under the present set of geopolitical circumstances
    
  
  
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    .
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                    But, to its credit, that’s where my friend’s argument began: he advanced the “sole purpose” thesis, but posited that it applied only to the United States at this time
    
  
  
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     Because of this, however, the argumentative logic of “zero” did not necessarily flow automatically from his assumption.  (The idea that one can radically scale back and then eliminate nuclear weapons because they only deter other nuclear weapons is a coherent thought only when “sole purpose” thinking applies to 
    
  
  
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      all
    
  
  
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     such weapons.  If some country wants or keeps nuclear weapons in existence for a different reason, then 
    
  
  
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     may have to keep them in order to deter 
    
  
  
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      that
    
  
  
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     country’s use ... and so forth, as the cycle begins again.)  Instead, my friend used his U.S.-focused “sole purpose” conclusion as a jumping-off point for proposing only that 
    
  
  
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     adopt an NFU policy.
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                    II.        
    
  
  
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      Crisis Stability and NFU
    
  
  
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                    I’ve certainly heard many disarmament activists argue for an American NFU pledge before, but this suggestion was more novel in that it relied heavily upon the argument that a U.S. NFU pledge would contribute to crisis stability.  (Crisis stability arguments are ordinarily more common from 
    
  
  
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     of NFU, who tend to think that there is deterrent value in ambiguity – to keep a potential aggressor guessing – and worry that NFU, if believed, could tempt non-nuclear aggression of some sort.  Admirably, my friend was trying to “
    
  
  
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      speak disarmament in the language of security
    
  
  
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    ” by supporting an element of the disarmament community’s agenda with an argument that made sense to people who think in national security terms.)  As he saw it, an American NFU pledge would help remove any fears other nuclear weapons possessors might still entertain of a U.S. nuclear first strike, thus reducing their temptations to adopt stability-endangering positions such as launch-on-warning or even nuclear preemption.  Our nuclear forces are large and competent enough, he suggested, that fear of our undertaking a disarming first strike could contribute to unwanted escalation in a crisis.  An NFU promise, however, would help keep others from worrying about this.  This crisis stability idea, he argued, was the “most important” reason to adopt an NFU declaratory policy.
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                    My friend argued that an American NFU pledge would be believed, moreover, because in a legalistic democracy such as ours, such a promise would create powerful “audience costs” – to use a sociologists’ term – constraining our ability to break it.  In our democratic system, he contended, violating an NFU promise would entail severe enough domestic political costs, not to mention international diplomatic ones, to make a violation unlikely.
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                    His argument is as good a bit of NFU advocacy as I’ve seen, but I think it still comes up short.  Leaving aside my skepticism that “sole purpose” thesis applies even for the United States – a position which I share with the Obama Administration, which in its 
    
  
  
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    explicitly declined to adopt this formulation – I think the alleged strategic benefits of NFU are illusory.  Recall that my friend bases his “most important” argument for NFU on the supposition that an American pledge would be believed with such certainty that our potential adversaries will place reliance upon its sanctity even in the throes of a crisis so severe that they might otherwise be tempted to contemplate nuclear preemption.  I would be the first to agree that we Americans are people of our word, but I see no way that a mere NFU declaration could carry this extraordinary persuasive burden.
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                    III.        
    
  
  
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      The Unbelievability of 
    
  
  
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      No-First-Use
    
  
  
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                    My general critique of NFU has for years been simply that such promises are not particularly credible.  I have never fully trusted anyone 
    
  
  
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     NFU, and I’m hard pressed to explain why they should be particularly confident in ours.  The Soviet Union constantly beat the NFU drum in its nuclear disarmament diplomacy after making a much-publicized pledge in 1982, but after this position was formally abandoned in 1993 – by a post-communist Russia that had become very weak in conventional military terms and decided that it needed nuclear weapons to make up for this – it was admitted that Moscow’s NFU pledge had been propagandistic hooey all along.
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                    China has maintained an NFU position since first acquiring nuclear weapons in 1964, but many experts wonder what this actually means, coming as it does from a regime that in the past has been quite good at linguistic and definitional contortions in order to paint its own behavior as virtuous and non-self-interested no matter what that behavior actually is.   (Maybe they mean it; maybe they don’t.  Or maybe “first use” doesn’t really mean what we think it does – or they wish us to think it does – in the first place.)  The literature is divided, and with good reason.  For decades, China has prized ambiguity, secrecy, and deception in its nuclear force posture, feeling that these contribute to deterrence by sowing uncertainty in a potential adversary.  Might it be too much to see Beijing’s NFU pledge as being a deliberate contribution to such uncertainties?  If so, the whole 
    
  
  
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     is that we don’t know whether to believe it or not.  That make may NFU useful from a Chinese perspective, but it certainly doesn’t help my friend’s case for a notion of crisis stability grounded in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     inviolability of an American NFU declaration.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For its part, India also makes much of its NFU policy.  As suggested above, however, it’s hard to forget that New Delhi began its nuclear program in response to a large-scale Chinese invasion in 1962, before either China or Pakistan had nuclear weaponry.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The more important problem, however, isn’t possible insincerity 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      ab initio
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  It’s simply that it seems 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      inherently
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     unbelievable that an NFU pledge would be followed in all imaginable circumstances.  Even if the promise had been sincerely offered and resolutely intended, one might wonder whether a country with nuclear weapons would be willing to place such stock in NFU that it would choose to lose a major war or countenance the emergence of a dramatic new threat without employing the one tool that might be able to turn things around.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I thus tend to think that all NFU promises have implicit caveats that kick in when things 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     get bad.  “Audience costs” are not nothing, especially for a legalistic democracy like our own, but they are unlikely to trump the danger of impending national catastrophe.  I’m willing to believe that the U.S. political system would help make us very scrupulous in sticking to an NFU pledge in most circumstances, but most of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      those
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     cases would not really present serious “use” incentives for us anyway.  As we have already seen, America is in the enviable position of having non-nuclear options for handling all but the gravest of crises.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Since there is little reason for others to fear our nuclear weapons in anything but the most outlandishly calamitous of situations, and no persuasive reason to trust in our self-sacrificial restraint in an extreme case, I’m unpersuaded that an American NFU would add anything meaningful to anyone else’s strategic equation.  One might call this the “Catch-22 of NFU”: when others could most trust it, we wouldn’t need it – and when we might most need it, they wouldn’t trust it.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      NFU as Propaganda?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, even with all these believability problems, an NFU pledge might have considerable propaganda value.  (My friend’s argument also notes the considerable diplomatic benefits we would gain in disarmament circles from such a promise, though he stresses that these are secondary to its presumed impact upon crisis stability.)   I could imagine an argument for making an NFU promise 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      without actually meaning it
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , so that the United States might be able, as the saying goes, to “have our cake and eat it too.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    By this logic, anyone who fundamentally dislikes and distrusts us might still be relied upon usefully to fear our nuclear weaponry, because they would never believe our NFU sincerity in the first place.  At the same time, however, the fact that an American NFU pledge 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      might
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be believed by at least some other countries could win us diplomatic kudos and improve our nuclear disarmament “street cred.”  This argument, in effect, seeks to put us in the position of the Soviet Union in the days when it sought to reap diplomatic benefits by merely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      pretending
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to have an NFU policy – or, arguably, in the position of China or India today.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet even if one were willing to endorse an approach of such cynical dishonesty when it comes to grave matters of public policy concerning the potential incineration of millions of persons – which I am not – I worry that such a too-clever-by-half approach could have undesirable side effects.  The propagandistic approach to NFU already presumes that potential adversaries wouldn’t credit a declaratory policy of unqualified restraint in the first place.  But how credulous would third parties really be, or remain?  How long could we maintain the fiction that one were 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      truly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     serious about NFU?  And what might it do to deterrence, in a more general sense, to adopt a policy built on the implicit assumption that what we say cannot always be trusted?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    There is a role for signaling in deterrence, and in fact, 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      most
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of deterrence could be thought of as an exercise in signaling intentions and capabilities in such as way as to convince a potential adversary that aggression would be unprofitable and dangerous.  Deliberate ambiguity can play a role in this, as can efforts to convey clarity and resolution.  Indeed, dishonesty can even be an important part of the process, in the sense that one might claim to be – and want an opponent to believe one is – more resolute than one actually feels.  But dishonest positions, in this regard, are useful only to the extent that they are in fact given credence.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is one danger of a blatantly propagandistic NFU strategy: being seen to be duplicitous may undermine one’s ability to use signaling (including sending false signals!) in other respects when one really needs to.  What if, for instance, one wanted to send a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      truthful
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     signal of one’s own likely restraint – 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ., as part of an effort to tamp down the escalatory dynamics of an action-response cycle in a crisis – but had become known for sending 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      false
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     signals of likely restraint in the past, pursuant to NFU propaganda games?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I don’t want to overplay this “distrust” objection, for I think the strongest reason to eschew the disingenuous “have our cake and eat it too” approach to NFU is instead a moral one.  Potential nuclear war is too serious a business for us to make propagandistic gamesmanship the basis of our declaratory policy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With regard to practical consequences, the sky doubtless would not immediately fall if we took such an approach.  The Soviets had a propaganda-based NFU posture for years, after all, and some observers today question the foundations of the Chinese and Indian pledges.  Deterrence did not fail for them just because they advanced a NFU policy that others only half believed.  (If we worried about NFU undercutting the “extended” nuclear deterrence we offer our allies in the face of regional and sometimes non-nuclear threats, I suppose we could privately  reassure our allies that we didn’t really mean it in the first place – and that we don’t think 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      their
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     adversaries believe us either.  If one has the stomach for such things, cynical NFU pronouncements no doubt provide endless opportunities for deviousness.)  Nevertheless, acquiring a reputation for dishonesty in deterrent signaling games could at some point be perilous, and I’m not sure one would get enough propaganda benefit from a duplicitous NFU posture to outweigh the potential risk from entering some future nuclear crisis with a credibility problem.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Conclusion
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But let’s return to my friend’s proposal for an American NFU policy.  Make no mistake: he does 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     advance NFU as the kind of cynical ploy I discuss above.  (Quite to the contrary, his scheme needs NFU to be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      believed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by a potential adversary in a crisis if it is to make any sense.  He needs NFU to take any possibility of a U.S. first strike “off the table” in an adversary’s eyes.)  To some extent, I fear that his NFU approach could be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      mistaken
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for just such disingenuity.  But this is secondary.  The main reason for my skepticism of his NFU proposal, however, simply goes back to believability.  I am not convinced that his plan would in fact provide the advertised crisis stability benefits, because those countries whose behavior we might 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      most
    
  
  
                    &#xD;
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     wish to shape in a crisis (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ., in dissuading launch-on-warning or preemption) would be those the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      least
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     likely to believe our NFU promise in the first place.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is, in a sense, the flip side of the cynics’ argument in favor of NFU duplicity.  The cynic argues that we could still implicitly threaten rogues with nuclear weapons even if we had an NFU declaratory policy.  I suggest that we cannot disabuse potential nuclear adversaries of their distrust in our intentions by a mere declaratory posture that we can revoke at will and that, in an extreme case, would ask them to believe that we will elevate promise-keeping over national survival.  In both cases, one sees the inherent 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      un
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    believably of NFU promises “in a crunch.”  The cynic’s approach depends on this unbelievability, but my friend’s approach is undermined by it.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So I don’t buy my friend’s argument on NFU.  It is nonetheless a valuable debate to have.  Readers interested in learning more about his position should consult the recent article he wrote on the subject: 
    
  
  
                    &#xD;
    &lt;b&gt;&#xD;
      &lt;a href="http://muse.jhu.edu/journals/international_security/summary/v035/35.2.gerson.html"&gt;&#xD;
        
                        
      
      
        Michael S. Gerson, “No First Use: The Next Step for U.S. Nuclear Policy,” 
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/b&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;b&gt;&#xD;
        &lt;a href="http://muse.jhu.edu/journals/international_security/summary/v035/35.2.gerson.html"&gt;&#xD;
          
                          
        
        
          International Security
        
      
      
                        &#xD;
        &lt;/a&gt;&#xD;
      &lt;/b&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;b&gt;&#xD;
      &lt;a href="http://muse.jhu.edu/journals/international_security/summary/v035/35.2.gerson.html"&gt;&#xD;
        
                        
      
      
        , vol. 35, no. 2 (Fall 2010), at 7.
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/b&gt;&#xD;
    &lt;b&gt;&#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
     I have only briefly summarized his points here, and may have done him some injustice in the abbreviation, so I’d encourage you to read it.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/"&gt;&#xD;
        
                        
      
      
        New Paradigms Forum
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    would be interested in any comments and feedback you might have, so I invite you to send any to me via e-mail at 
    
  
  
                    &#xD;
    &lt;a href="mailto:ford@hudson.org"&gt;&#xD;
      
                      
    
    
      ford@hudson.org
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 04 Jan 2011 19:57:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p562</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Law and the Worm</title>
      <link>http://www.newparadigmsforum.com/p584</link>
      <description>A discussion of the Stuxnet computer worm and its potential significance through the prism of the law of armed conflict (LOAC).</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One hears a great deal these days about the dawn of an age of cyber warfare, but until recently the most concrete examples of it seemed relatively crude.  To be sure, distributed denial-of-service (DDOS) 
    
  
  
                    &#xD;
    &lt;a href="http://www.telegraph.co.uk/news/worldnews/europe/georgia/2539157/Georgia-Russia-conducting-cyber-war.html"&gt;&#xD;
      
                      
    
    
      attacks on Georgian websites
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     by anonymous – and likely Russian-organized – hackers do seem to have been executed in a fashion coordinated with the Kremlin’s military offensive against its Caucasian neighbor in 2008, freezing websites and clogging government and banking computer networks in ways useful to the attackers.  (Fascinatingly, as attackers re-routed some traffic from Georgian websites through Russia-based web servers, some Georgian government sites 
    
  
  
                    &#xD;
    &lt;a href="http://www.carlisle.army.mil/usawc/parameters/Articles/08winter/korns.pdf"&gt;&#xD;
      
                      
    
    
      relocated themselves to U.S.-based web servers 
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    – perhaps because these systems were more resistant to attack, or perhaps simply in a gamble that their Russian assailants would not follow them there for fear of provoking a Russo-American cyber conflict.)
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                    Yet in comparison to assaults such as actually blowing up a building, cyber-attack has been slow to show very effective “teeth” – at least on the public record.  Computer-based espionage and cyber-crime have certainly already shown tremendous sophistication, and the development of methods for gaining entry to computer networks for such purposes has naturally led to speculation about specialist attack code that could lie in wait for an activation signal from a belligerent, thereupon corrupting data, crashing systems, or even hijacking and manipulating computers in ways hidden from their owners.  So far, however, those who know most about such tools aren’t saying too much, and most of the rest of the world is stuck with speculation.
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                    Indeed, one has often heard it said that computer attack tools present great 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      problems
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     as weapons – at least for legalistic and democratically accountable warfighters such as the U.S. military – on account of the difficulty of predicting and controlling their effects.  According to media reporting, for example, American military planners opted 
    
  
  
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      not
    
  
  
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     to use certain cyber-attacks against Iraqi and Serbian air defense and command-and-control networks in the 1990s and in 2003 for fear of what would happen if such malicious code propagated through the Internet.  (As one U.S. general put it, we did not use cyber-tools to crash the French-made Iraqi air defense network because “[w]e were afraid we were going to take down all the automated banking machines in Paris.”)
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                    To the extent that such fears of “runaway” impact make computer-launched attacks self-deterring, it might turn out to be the case that some types of propagating-code-based cyber-assault are more useful to “rogue” state belligerents and non-state actors (especially semi-autarkic ones such as North Korea that have a below-average degree of Internet dependency themselves) than to law-abiding states who actually care about compliance with the law of armed conflict (LOAC).   A key question for the development of cyber-war as a “legitimate” form of warfighting, therefore, is the degree to which such tools can be honed in order to fit more cleanly within traditional LOAC conceptions of discrimination – that is, the degree to which one can confine their impact to enemy combatants and minimize harm to 
    
  
  
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      non
    
  
  
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    combatants.  The less a particular tool can be held to such standards of discriminate impact, the more controversial it is likely to be, and the greater the likelihood that a legally-responsible combatant will decline actually to use it.
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                    This is, of course, an issue that “kinetic” warfighters have struggled with for many years.  The city-bombing campaigns of the Second World War are today quite controversial, though the technology of the time (not even the famous Norden bombsight) did not, in truth, allow too many options.  Even if one confined oneself to attacking “military” targets – which even the Allies, alas, did 
    
  
  
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      not
    
  
  
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     always do (
    
  
  
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      e.g.
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , in their fire-bombings of Dresden and numerous Japanese cities) – high-level bombing did not allow much precision, and with thousands of aircraft releasing scores of thousands of unguided bombs from altitude over densely-populated enemy territory, civilian casualties were bound to be considerable.  Doing the best they could under the circumstances might have kept Allied generals and air marshalls on the right side of the law, such as it was at the time, but it is less clear that a modern industrialized democracy with today’s technology would be given such bloody leeway in the 21st Century.
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                    Today, it is the practice of such countries to work very hard to meet very exacting standards of discriminate impact.  Much is made, politically, of the “collateral damage” to civilians that is sometimes caused by NATO airstrikes in Afghanistan, or U.S. drone attacks in Pakistan or Yemen, or Israeli “targeted killings” of terrorist chieftains in Gaza or elsewhere.  In historical context, however, the precision and 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      lack
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of civilian impact of the kinetic tools now preferred by the modern West are extraordinary – and they are improving all the time.  The Pentagon, for instance, is presently spending considerabe sums of money on building ever 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      smaller
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     air-delivered bombs, precisely because it is now possible to land them on even a moving target with such accuracy and reliability that only a small explosion is needed in order to achieve the desired military effect.  (This lets delivery platforms carry more bombs, allows weapons to be carried on smaller platforms such as drones, and minimizes civilian damage.)
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, for some kinetic applications one apparently no longer need high explosives at all.  In attacking Iraqi air defense sites during the long years of enforcing the pre-war “No Fly Zone” there in the 1990s, for instance, U.S. aviators sometimes dropped guided bombs filled with 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      cement
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     rather than high explosives: such weapons were perfectly capable of smashing a radar tower or control building to bits with no explosive “bang” at all – and they weren’t going to hurt anyone not actually right in their path.   Concepts even exist today for putting a solid metal warhead (or a bundle of kinetic energy penetrators such as tungsten rods) aboard a ballistic missile – a type of one-shot weapon that would rely upon extraordinary accuracy to destroy a high-value target by physically hitting it from thousands of miles away.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One can argue about whether the LOAC 
    
  
  
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     such demanding precision and controllability, but there is no question that Western warfighters are getting better and better at providing it.   “Smart bombs” may have made their public debut during the Gulf War of 1991, but they were still a small proportion of the total ordinance delivered by U.S. aircraft during that conflict.  Nowadays, the air campaigns in Iraq and Afghanistan are 
    
  
  
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     conducted using precision-guided weaponry.  You’d never know it from reading politically-charged (and sometimes -inspired) press coverage, but in historical terms the civilians on our battlefields have never had it so good.  (Just ask a Chechen or a Tamil Sri Lankan how much fun it is to live in a war zone when the dominant military either lacks such munitions or simply doesn’t bother to use them.)  As a general rule, our principal mode of war is now ever more akin to sniping than to lobbing a hand grenade – and the significance of these developments, from a humanitarian and a LOAC perspective, is seldom sufficiently appreciated.
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                    Such discrimination issues also lie close to the heart of many complaints made about weapons of mass destruction (WMD), the effects of which – as the name indicates – can be notoriously hard to limit to combatants.  “Countervalue” targeting of civilian populations with nuclear weapons – though actually a 
    
  
  
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     if one buys traditional “mutual assured destruction” and “minimal deterrence” arguments, which may come back into fashion as disarmament activists push for ever-smaller arsenals – is famously controversial, and often said to be almost illegally barbaric.  (Some commentators would omit my “almost,” too.)  Biological weaponry based upon spreading highly infectious agents presents perhaps the asymptotic example of uncontrollability, even to the point of making such tools useless in traditional military terms.
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                    To be sure, one could hypothesize more “controllable” and potentially “discriminate” applications of WMD technology – perhaps bioengineered diseases, or exotic chemicals or toxins designed to have only temporary or non-lethal effects.  Nuclear weapons, moreover, do not have inherently “uncontrollable” effects anyway, insofar as each weapon only creates a single explosion.  The “uncontrollability” about which one worries in the context of nuclear use is not that a detonation would 
    
  
  
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     create some kind of physical chain reaction, but that other possessors would 
    
  
  
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     to it by choosing to use their 
    
  
  
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     nuclear devices.  Nuclear 
    
  
  
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      war
    
  
  
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     might be “uncontrollable,” therefore, but one cannot really say that a nuclear 
    
  
  
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     is.  (This was a question raised at the dawn of the nuclear age, to be sure, but it has long since been answered.)  But whether or not any particular tool is 
    
  
  
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     indiscriminate, some of them clearly remain much harder than others to use in ways that are consistent with modern understandings of the law of war.  To the extent that this is true, it may tend to make some possible uses of 
    
  
  
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     destructive weapons self-deterring, at least for a conscientious, LOAC-mindful possessor.  (The unscrupulous are likely to care less about being indiscriminate, of course.)
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                    So where does cyber-attack fit in to all this?  Until recently, one could have 
    
  
  
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     that cyber-attack would move along a continuum from “uncontrollability” of collateral impact to something more analogous to the precision of modern “kinetic” weaponry, but it would have been hard to point to actual examples of such a shift.  DDOS assaults are generally quite discriminate, in the sense that they attack only specific websites.  Such assaults, however, don’t usually involve propagating destructive computer code into the target’s systems.   (DDOS attacks often use huge “bot-nets” of third-party computers, which may 
    
  
  
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     be hijacked for this purpose through the insertion of malicious code, but this is arguably a somewhat different phenomenon.  Such “slave” computers are in a sense made into weapons; they are not the target, and are presumably not otherwise affected.)  While as their name implies, DDOS assaults clearly can temporarily impede Internet 
    
  
  
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    , moreover, they are less known for having any particular effect upon the underlying hardware and software systems, or upon actual physical capital in the “real” (non-cyber) world.
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                    The more interesting LOAC challenge has arisen in connection with the use of invasive malicious code in order directly to attack an adversary’s systems or the infrastructure they control.  So long as one runs a risk of taking down some third-party’s banking system – or who knows what? – when employing such a tool as a weapon of war, perhaps the best cyber-analogy for malicious code is 
    
  
  
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     the sort of infectious biological agent that the jargon of computer “viruses” might suggest.
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                    This is why I think the recent example of the “Stuxnet” computer “worm” is so interesting.  It may represent a considerable leap in cyber-war’s evolution along the aforementioned continuum of discrimination.  Let’s take a look.
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                    According to press accounts, Stuxnet – which was first publicly identified in June 2010 – is in some regards just another widely-propagating computer virus.  It appears to attach itself to a particular proprietary software package made by the German company Siemens as a “supervisory control and data acquisition” (SCADA) management system for industrial plants.  The Stuxnet code propagates itself as widely as possible in searching for this particular software (called “WinCC”), and when it gets access to a computer system running the program, it tries to install itself and open a clandestine “back door” to the Internet.   As of early October, Stuxnet was said to have infected more than 45,000 computers around the world.
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                    So far, so unexciting.  There are, unfortunately, many examples of malicious code that propagates in such a manner – though it is presumably unusual for hackers to target a software package as obscure as WinCC.  Stuxnet doesn’t usually seem actually to 
    
  
  
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     much of anything once its installs itself, but this is also not too remarkable.  In this era of cyber-crime and cyber-espionage, is hardly unheard of for malicious software to lie dormant on the hard drives of unsuspecting computer users, awaiting its creator’s command to exfiltrate data or conduct some other activity.
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                    Connoisseurs of cyber-warfare seem to be both awed and horrified by the sophistication and elaborateness of the coding job that produced the Stuxnet worm.  As Jonathan Last 
    
  
  
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    , Stuxnet is apparently a really remarkable achievement.
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                    The really intriguing thing about Stuxnet, however, is that it seems to have been designed to target a 
    
  
  
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     industrial facility.  The Siemens WinCC software is just its access route: the Stuxnet code is apparently designed to propagate itself around the world searching for 
    
  
  
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    that happens to use WinCC for its SCADA management system.  Stuxnet may show up on thousands of computers in hundreds of industrial plants, in other words, but this is incidental: it was apparently 
    
  
  
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                    According to reports, Stuxnet is programmed to recognize a highly specific configuration of WinCC-managed valves, pipelines, and industrial equipment – the “fingerprint,” if you will, of one particular facility somewhere in the world, 
    
  
  
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    .  As to what this target was, media speculation centered quickly on Iran’s uranium enrichment facility at Natanz, or perhaps the new Russian-built nuclear power reactor at Bushehr.
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                    This now appears to have been the case.  Stuxnet, it would appear, carries two “warheads.”  First, the computer worm seems to target an industrial control sub-system used at Iran’s new Bushehr nuclear power plant, apparently degrading the steam turbine there by running it wrong while telling the control room that all is well.  (Iranian officials claim no harm was actually done, however.)  More significantly, it seems to have caused considerable – but stealthy – problems at Iran’s uranium enrichment facility at Natanz.  Stuxnet 
    
  
  
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     searches the systems upon which it finds itself, looking for specific frequency converter drives made by two firms, one in Finland and one in Iran, that run at high speeds corresponding to those at which uranium enrichment centrifuges operate.  
    
  
  
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     the worm systematically altered the frequencies at which the Natanz centrifuges turned, stressing the machinery and causing increased breakdown rates and faulty output in ways that were for a long time as mysteriously untraceable as they were frustrating.  (Nice trick!)  This “slow burn” of degraded operations seems to have gone on for some time, and might have continued for much longer had Stuxnet not been identified in the West, sending Iranian programmers on a search for the virus in their own SCADA networks.  According to one computer expert 
    
  
  
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      recently quoted in the media
    
  
  
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    , the affair may have set Iran’s program back by as much as two years.  (Debugging the system may also take some time.  
    
  
  
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     quotes one researcher suggesting that Iran would do better simply to throw out all the infected computers and install new ones.)
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                    If all this is true – and here I must admit to relying only on media reporting of this notoriously murky subject – then Stuxnet may indeed represent the first public example of malicious code evolving along the path that state-of-the-art “kinetic” weaponry has taken since the end of the Second World War.   Stuxnet may not be the first example of inserting software code that is genuinely “discriminate” in its impact.  (There is, for instance, the reported case of U.S. success in providing doctored equipment to a Soviet front company in order to cause the catastrophic explosive failure of a Siberian natural gas pipeline in 1982.)  It would seem to be the first public example, however, of the use of widely-propagating code as a “delivery vehicle” that 
    
  
  
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     nonetheless genuinely discriminating in its destructive impact.
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                    It is not clear whether there is a good “kinetic” analogue for what one might call the “Stuxnet model.”  (One might imagine, I suppose, a cruise missile with infinite range that flies endlessly and randomly around the world until it happens to see the specific target it has been programmed to destroy?)  We may, however, now be seeing real examples of the emergence of invasive code as a weapon of war that is LOAC-compliant and not nearly so “self-deterring” as one might have feared such worms and viruses to be on the basis of past conflicts.  Cyber-warfare may be turning a portentous corner.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 29 Dec 2010 19:58:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p584</guid>
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      <title>Guest Blog: Elbridge Colby on “The Substitution Fallacy”</title>
      <link>http://www.newparadigmsforum.com/p645</link>
      <description>Note:
This guest submission arrives from Elbridge Colby, who offered it to New Paradigms Forum in the wake of Dr. Ford's December 19, 2010, posting on conventional weapons as a potential “replacement” for nuclear ones.  Colby and Ford both participated in the November 17, 2010, conference on “Conventional Deterrence in the Second Nuclear Age, at the Carnegie Endowment [...]</description>
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      This guest submission arrives from 
    
  
    
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      Elbridge Colby, who offered it to New Paradigms Forum in the wake of 
    
  
    
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        Dr. Ford's December 19, 2010,
      
    
      
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         posting on conventional weapons as a potential “replacement” for nuclear ones
      
    
      
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      .  Colby and Ford both participated in the November 17, 2010, 
      
    
      
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        conference on “Conventional Deterrence in the Second Nuclear Age,
      
    
      
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       at the 
      
    
      
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      in Washington, D.C.  This is Colby's own take on the issue.
    
  
    
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      Elbridge Colby 
    
  
    
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      has served in several national security positions with the U.S. Government, most recently with the Department of Defense working on the follow-on to the START Treaty and as an expert advisor to the Congressional Strategic Posture Commission.  The views expressed in this essay are his own, and do not necessarily represent the views of any institution with which he is or has been affiliated.
    
  
    
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      The Substitution Fallacy: Why the United States Cannot Fully Substitute Conventional for Nuclear Weapons
    
  
  
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      by 
    
  
  
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                    Many serious proponents of moving towards deep reductions in our reliance on nuclear weapons and their eventual abolition point to the promise of conventional forces, and especially high-technology conventional strike capabilities, as “substitutes” for our nuclear weapons.  Hawk 
    
  
  
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    Paul Nitze set forth a vision along these lines in influential op-eds in 1994 and 1999, and the notion has been supported by retired military leaders such as Generals Lee Butler and Eugene Habiger.  More recently, Henry Sokolski of the 
    
  
  
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    has carried the banner forward with his “Missiles for Peace” proposal.  In this vision, advances in the precision, rapidity, potency, responsiveness, and other relevant facets of conventional weapons can and should be the basis for progressively substituting them for nuclear weapons in the performance of a broadening set of missions.  Naturally, proponents also point to the importance of other military capabilities, such as ballistic missile defenses, as enablers, but for the core mission of conducting offensive strikes conventional capabilities are posited as the eventual substitute for nuclear weapons.
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                    There is a lot to this line of argument.  Conventional weapons 
    
  
  
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    enabled the United States and other countries to reduce substantially their reliance on nuclear forces. The radical advances in capability ushered in by the Revolution in Military Affairs (RMA) beginning in the 1970s have allowed the U.S. military to transform from a force that relied heavily on nuclear weapons to perform essential military tasks even at the early stages of conflict to one in which nuclear weapons are, happily, reserved for only the most extreme circumstances, as the recent 2010 Nuclear Posture Review stated.  And there is room for more; though the roles of nuclear weapons are now far more limited than in the 1950s or 1960s, there remains ample space for conventional forces to substitute for some missions traditionally reserved for nuclear forces. For instance, today the United States has very limited capabilities to strike promptly at global distances with conventional weapons.  Closing this gap in capability is the primary, laudable purpose for efforts to develop so-called “conventional prompt global strike” (CPGS) assets to hit a range of time-sensitive targets quickly at great distances.
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                    But while there is room for further replacement, there are also reasons to think that there are limits to how far we can go in this direction.  In fact, instead of a linear progression towards substitution, it may be more useful to think of ourselves as traveling on an asymptote in reducing reliance on nuclear weapons.  There are a number of reasons why.  Perhaps the most important is the fact that the tasks left to nuclear weapons today are precisely those that are less susceptible to substitution by conventional weaponry.  In the 1950s and 1960s, when conventional munitions were very imprecise and our C4ISR (command, control, communications, and computers; intelligence, surveillance, and reconnaissance) capabilities were far more modest, nuclear weapons enabled commanders to destroy and disable targets by compensating for these weaknesses through the pure destructiveness of nuclear warheads.  First generation Titan and Atlas ballistic missiles, for instance, had circular error probables measured in the miles, necessitating that they be mounted with nuclear warheads if they were to do damage to a given target.
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                    Nuclear weapons were also relied upon at the tactical level.  Indeed, it is startling to contemplate it today, but in that period both NATO and the Warsaw Pact planned for the large-scale employment of nuclear weapons even at the lower levels of conflict; hence the introduction of atomic landmines, depth charges, and field artillery.  Nuclear weapons gave higher assurance of a kill even if a commander did not know exactly where the enemy was or have confidence in the accuracy or reliability of his weapons systems.
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                    The technological leaps of the RMA starting in the early 1970s changed all this, radically improving the U.S. military’s ability to strike targets accurately.  Because of the RMA, today’s commanders are infinitely better equipped than their forebears to find and correctly ascertain enemy assets; to target them; to hit them reliably and accurately, often within ranges measured in meters or less; and to redirect efforts based upon constantly updated information.  In brief, commanders no longer need nuclear weapons to accomplish a wide range of straight-forward military missions.
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                    A straight line projection from these trends would suggest that such substitution should continue, and there are those who make such prognoses.  The problem, however, is that the targets that have
    
  
  
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    been left for nuclear forces today are those that are likely less susceptible, if susceptible at all, to improvements in precision, responsiveness, or C4ISR.  These include (albeit for differing reasons) hardened or deeply buried facilities, highly valued mobile assets, and other targets that are difficult for conventional weapons to destroy or disable in the required timeframe with sufficient confidence.
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                    In its 2005 report on the Robust Nuclear Earth Penetrator, for instance, the National Academy of Sciences found that “[m]any of the more important strategic hard and deeply buried targets are beyond the reach of conventional explosive penetrating weapons and can be held at risk of destruction only with nuclear weapons,” even as such facilities swell above 10,000 worldwide.  Meanwhile, U.S. capabilities to target mobile assets effectively remain, to say the least, imperfect, a fact vividly illustrated by the astoundingly unsuccessful performance of Coalition forces against mobile Scuds in the first Gulf War.  And while U.S. ISR capabilities are likely to improve, so too is the ability of our adversaries to elude detection and acquisition. Fundamentally, if conventional weapons cannot physically deliver the destructive power required to destroy or disable a hardened or insulated target or if a target cannot be located within range of conventional weapons’ destructive radius then conventional weapons will be of only secondary utility against them.  Of course, there are likewise targets that today’s nuclear weapons cannot destroy or disable, but the limits on today’s nuclear and earth-penetrating capabilities are less often imposed by technical constraints than by policy decisions.
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                    That said, some of these missions may be amenable to technological breakthroughs.  But we know that nuclear weapons are different.  Conventional weapons will never be capable of equaling the awesome destructiveness of thermonuclear weapons.  Yet the threat to wreak this awesome power upon things that an adversary values is the central, defining character of nuclear weapons and of the nuclear deterrence that rests upon them.  There is no doubting that the United States has built intricately elaborate war plans envisioning the use of U.S. nuclear forces against military and war-related targets and Washington and Omaha [where the U.S. Strategic Command has its headquarters] have made repeatedly clear that we do not target civilian populations 
    
  
  
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     – but no one serious is so foolish as to think that the execution of even a substantial portion of this “counterforce” strategy would involve anything but unimaginable devastation.  Some may bemoan or wish to rid us of the need for this basic type of deterrence, but there can be no pretence that conventional weapons can 
    
  
  
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                    A second basic issue with the notion of substituting conventional for nuclear weapons is the effect they will have on strategic stability.  Classical understandings of strategic stability, at least among the great powers, have posited that states would behave more cautiously and sensibly if each knew the other had the assured capability to strike back with punishing force even in the event of a first strike.  Survivable, second-strike systems were therefore favored over those weapons best-suited for disabling an opponent’s retaliatory capabilities (including both weapons and command and control systems).  This perception was rooted in the assessment that, if countries feared they could be subject to the destruction or dismemberment of their strategic capabilities, they would be pressured to posture and behave in riskier ways in order to ensure they could strike before losing the ability to do so.  The implication of this was that “strategic” weapons that had substantial military effectiveness – that is, that could quickly destroy or disable an opponent’s silos, bombers, submarines, mobile ICBMs, missiles in flight, etc. – were disfavored.  Yet these are the very missions that analysts such as Sokolski argue conventional can substitute for nuclear weapons.
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                    This analysis is not merely theoretical.  Russian and other foreign analysts have been very quick to note the potential of conventional strike technologies, and that they regard them as “strategic” in the sense that they pose a threat to their strategic capabilities.  Russian analysts have, for instance, claimed repeatedly that modern U.S. cruise missiles launched from submarines or standoff distances by aircraft and which can evade Russian early warning and air defense radars can pose a serious threat to Moscow ’s retaliatory capabilities.  Other possible future conventional systems could barrage areas where suspected mobile ICBM launchers are located.  Chinese analysts have expressed similar anxieties.  Together, these analyses strongly suggest that merely substituting conventional for nuclear munitions in the performance of strategic missions would not convince the Russians, the Chinese, or others that they are less threatening to their core strategic capabilities.
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                    Further, because conventional weapons lack the destructiveness of nuclear weapons, substituting the former for the latter would make a truly devastating prompt second strike extremely difficult, if not impossible.  Thus conventional weapons could substitute for the offensive, counterforce aspects of nuclear targeting, but not for the second strike, retaliatory aspects – characteristics that are precisely the inverse of what has traditionally been considered stabilizing.
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                    Proponents of substitution might retort that such fears reflect a mindset locked in old thinking.  But that is precisely to concede the point.  Assuming that proponents do not wish to return to the pre-1945 world of conventional military competition, safely substituting conventional for nuclear weapons would require a new understanding of stability, one fundamentally different from the one that prevailed not only in the Cold War, but has formed the basis for arms control treaties since then, such as START and New START.  This understanding would need to describe how stability could rest on something other than the assured ability to strike back.  Surely a world of conventional competition and advantage, such as the pre-nuclear world, would not satisfy this criterion, but perhaps a fundamental transformation of the world political environment might.
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                    But this leads to questions: How, then, are the conditions in which conventional weapons could be truly substituted for nuclear weapons different from those in which 
    
  
  
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    serious offensive weapons could be eliminated?  If the conditions required for conventional weapons to substitute fully for nuclear weapons also would obviate nations’ need to retaliate and to conduct strikes against especially hard targets, then presumably serious offensive conventional weapons would not be required either.  In such a world, could not nations simply field forces like today’s Japan ’s Self-Defense Forces, postured for basic defense and the maintenance of public order but certainly not optimized for serious warfare?
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                    This illuminates the reality that the basic issues that the concept of substitution is addressing are not in essence technical; they are political.  The central challenge facing advocates of nuclear abolition is not to replace the purely military functions performed by nuclear weapons with conventional substitutes – though this too would be exceptionally difficult and costly, and perhaps impossible – but to find a model of stability and security that can provide the stability and security that nuclear deterrence has for more than a half-century.
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                    Ultimately, the analytical approach of considering conventional strike capabilities as substitutes for nuclear weapons has real but decidedly limited and probably declining utility in thinking about our strategic forces.  In the context of strictly military missions such as the destruction of hard targets, the concept is useful; the United States should, presuming the satisfaction of considerations of capability, cost, strategic stability, seek to substitute conventional weapons for nuclear weapons.  But when considering the fundamental purpose of nuclear weapons, that of delivering a devastating second strike upon an aggressor, the concept is of little help.  As Americans deliberate on the future of our strategic forces, we should therefore be careful not to neglect investing in our nuclear capabilities because of an overreliance on a decidedly limited concept.
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      <pubDate>Fri, 24 Dec 2010 18:22:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p645</guid>
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      <title>Conventional “Replacement” of Nuclear Weapons?</title>
      <link>http://www.newparadigmsforum.com/p546</link>
      <description>A critique of the idea that precision conventional weapons can easily -- or at all -- "replace" nuclear weaponry.</description>
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      This is the written text upon which Dr. Ford based remarks delivered on November 17, 2010, at the 
      
    
      
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        conference on “Conventional Deterrence in the Second Nuclear Age,
      
    
      
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      ” sponsored by the 
    
  
    
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                    One sometimes hears optimistic talk these days about the possibility that strategic-range, precision-guided conventional weapons hold out the prospect of allowing us to reduce our reliance upon nuclear weaponry – potentially completely.  I’d like to offer a note of skepticism on this score, though I am certainly not suggesting that “conventional prompt global strike” (CPGS) technologies are not very valuable, or that they cannot at least somewhat reduce our reliance upon nuclear tools.  My point is merely that there may be limits to how far such “replacement” arguments can go.
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                    It has now been quite a few years since people first started to become aware that improvements in the accuracy of conventional weaponry held the potential to allow non-nuclear arms to accomplish at least 
    
  
  
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     of the military missions it was long felt could only be undertaken by nuclear weapons.  In the mid-1970s, a group of Pentagon strategists known as the Long-Range Research and Development Planning (LRRDP) program began to consider the potential of precision conventional weapons to allow a de-emphasis upon nuclear weaponry for some tasks.
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                    From their work on the potential impact of emerging technologies such as microcomputing, GPS guidance, and autonomous terminal homing, LRRDP experts realized that when it came to destroying a single-point (and surface) target such as a missile silo, a tenfold increase in accuracy did as much good as a 
    
  
  
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     increase in explosive yield.  The corollary to this, in turn, was that sufficient increases in accuracy could allow enormous 
    
  
  
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     in the explosive power of the weapon needed to eliminate such a target – perhaps even to the point that 
    
  
  
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     yield would not be needed at all.
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                    As a result of this realization, LRRDP members including Albert Wohlstetter suggested that new generations of advanced precision-guided conventional armaments might to some degree “potentially trump[] the so-called nuclear revolution” in military affairs.[1]  As it turned out, a modern cruise missile with a high-explosive warhead and very good precision guidance – coupled, of course, with top-notch intelligence-derived targeting information, so one knew where to direct it – could destroy a simple point target just as effectively as a nuclear weapon delivered with the much less accurate Polaris submarine-launched ballistic missile system that had come on line as part of America’s strategic “Triad” in the 1960s.  By the 1980s, when such non-nuclear technologies first began to become available, studies undertaken by the U.S. Strategic Air Command reportedly showed that a good many Soviet targets then in the Single Integrated Operational Plan (SIOP) – that is, the U.S. nuclear warplan – could be engaged by conventional weaponry.[2]
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                    Since these early realizations, the issue of whether – or rather, the degree to which – conventional arms can substitute for nuclear weaponry has formed an important, if little publicized, element in strategic inquiry, at least in the United States.  In the 1990s, after conventionally-armed “smart bombs” had enjoyed their dramatic public debut with the release of video footage of precision strikes undertaken against Iraq in 1991, calls began to appear for the United States to take advantage of its possession of such capabilities in order to reduce its reliance upon nuclear weapons.
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                    Perhaps most influentially, one of the architects of U.S. nuclear deterrence during the Cold War, Paul Nitze, argued in 1994 that the United States should rely for its strategic deterrent more upon precision conventional than upon nuclear weapons.[3]  In 1998, an article in the 
    
  
  
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    , followed up on this concept, noting that such technology “could transform the strategic triad and help pave the way for deep cuts in the current U.S. nuclear arsenal.”  It even urged U.S. officials to “consider unilateral nuclear force reductions” precisely because America possessed such capable precision-guided non-nuclear armaments.[4]
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                    Under the Clinton Administration, the Defense Department began a major study and planning effort exploring how best to leverage conventional capabilities against challenging deeply-buried and often weapons of mass destruction (WMD)-related targets.  To my knowledge, however, the administration of President George W. Bush was the first 
    
  
  
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     to adopt the idea of using increased reliance upon precision conventional arms as a way to reduce reliance upon nuclear weaponry.
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                    In its 
    
  
  
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     (NPR), the Bush Administration called for the establishment of a “New Triad” that would reconceptualize the “classic” nuclear triad of land-based intercontinental ballistic missiles (ICBMs), submarine-launched ballistic missiles (SLBMs), and strategic bombers.  Its “New Triad” would 
    
  
  
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     simply consist of different nuclear delivery systems, but would instead be formed by (a) offensive strike systems of 
    
  
  
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    -nuclear variety; (b) active and passive defenses; and (c) “[a] revitalized defense infrastructure that will provide new capabilities in a timely fashion to meet emerging threats.”
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                    In this vision, strategic deterrence was no longer conceived as deriving solely from nuclear strike capabilities.  In fact, as the enumeration of the elements in this “New Triad” made clear, defenses and the strategic “hedge” of a productive defense infrastructure were to be deterrent elements formally coequal with offensive strike capabilities.  To the extent that the “New Triad” 
    
  
  
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     rely on offensive strike, moreover, nuclear delivery systems were only 
    
  
  
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     of the equation.  
    
  
  
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      According to the Bush NPR,
    
  
  
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     “[t]he addition of non-nuclear strike forces – including conventional strike and information operations – means that the U.S. will be less dependent than it has been in the past on nuclear forces to provide its offensive deterrent capability.”  Non-nuclear weaponry, therefore, was expected to “both reduce our dependence on nuclear weapons and improve our ability to deter attack in the face of proliferating WMD capabilities.”
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                    Now, it is one thing to 
    
  
  
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     one’s reliance upon nuclear weaponry, and quite another to 
    
  
  
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     it.  The Bush Administration did not promise the latter, but it clearly emphasized the hope that precision conventional weaponry could help America reduce its nuclear arsenal.  
    
  
  
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      As I explained U.S. policy to a disarmament conference in 2007,
    
  
  
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     with regard to some potential future nuclear “zero,” either.  Such improvements in conventional armaments, I emphasized,
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      “not only speak to how to make nuclear weapons seem less necessary, but also can help provide an answer to the challenge of how to convince a would-be violator that attempting ‘breakout’ from a zero-option regime would be very much against its interests.  Post-nuclear deterrent capabilities, in other words, could make nuclear weapons seem both less necessary for today’s possessors and less attractive for those who might consider them tomorrow.”
    
  
    
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                    The theme of using improved conventional weaponry to reduce reliance on nuclear weapons has been embraced by the Obama Administration, which has continued the “Conventional Prompt Global Strike” (CPGS) program begun by its predecessor.  Indeed, 
    
  
  
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    that this work is part of a broader effort “to move towards less emphasis on nuclear weapons,” because such non-nuclear improvements can help ensure “that our conventional weapons capability is an effective deterrent in all but the most extreme circumstances.” (For an analysis and critique of Obama CPGS thinking, however, see 
    
  
  
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                    (Fascinatingly, despite Moscow’s incessant complaints about U.S. CPGS planning, Russia 
    
  
  
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     seems interested in developing such capabilities.  As pointed out in a recent 
    
  
  
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    &lt;a href="http://cns.miis.edu/stories/100205_russian_nuclear_doctrine.htm"&gt;&#xD;
      
                      
    
    
      analysis by the Center for Nonproliferation Studies,
    
  
  
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     the Kremlin’s newly-released strategic doctrine contains a sharply new element: “it assigns high-precision (apparently, conventional) weapons to the mission of strategic deterrence. This clearly indicates that Russia plans to follow the same trajectory as the United States and equip a growing share of its strategic delivery vehicles with conventional warheads.”  With even China reportedly now developing a conventionally-armed ballistic missile capable of chasing down an aircraft carrier from nearly a thousand miles away, there thus seems to be an increasing interest among the major powers in fast-moving long-range conventional capabilities.)
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                    The issue of nuclear “replacement,” however, forms an important conceptual threshold, for it may be that CPGS-type capabilities are attractive to such power principally as a 
    
  
  
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      supplement
    
  
  
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     to nuclear capabilities, as a way merely to 
    
  
  
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      reduce
    
  
  
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     exclusive reliance upon nuclear explosives for some potential military tasks.  To hypothesize CPGS-type capabilities as a tool to facilitate movement along a road toward some future end-state of nuclear weapons abolition is to take the idea much further, and perhaps too far.
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                    So far, official U.S. pronouncements – even my own in 2007, which at least 
    
  
  
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      raised
    
  
  
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     the question of CPGS’ utility in a world of “zero” – have been somewhat cagey.   This is appropriate, for the field of long-range conventional strategic strike is in technological terms a young and still developing one with ambiguous implications, though the 
    
  
  
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      speed
    
  
  
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     at which such missions can increasingly be undertaken may indeed offer a real prospect of replacing more once nuclear-exclusive missions than could merely the accurate but slow-flying conventionally-armed cruise missiles that began to be developed in the 1970s.  (Today, programs are underway to explore the placement of conventional warheads on ballistic missiles with intercontinental range or on exotic new hypersonic cruise platforms, both of which could reach targets essentially 
    
  
  
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      anywhere
    
  
  
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     in mere minutes.)  The question of taking conventional systems to any kind of asymptote in “replacing” nuclear weaponry is certainly one worth exploring.
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                    In some sense conventional weapons – quite apart from CPGS – have already shown themselves capable of “replacing” nuclear weapons for many very important missions.  During the Cold War, after all, we relied heavily on nuclear weaponry as a means of forestalling an invasion of Western Europe by numerically superior Warsaw Pact forces.  As recognized in the 2009 report of the Strategic Posture Review Commission, however, such conventional-force deterrence missions are no longer salient for U.S. planners: we have conventional military forces powerful enough that we “no longer need to rely on nuclear weapons to deter the threat of a major conventional attack.”[5]  But the more analytically interesting question for present purposes is whether it might be possible to rely upon conventional forces to replace nuclear weapons in deterring the use or threat of use of 
    
  
  
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      nuclear weapons.
    
  
  
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                    In this regard, however, there is some reason to be skeptical.  To move beyond “reducing reliance” to the much more demanding challenge of in some sense “replacing” nuclear deterrence would seem to require demonstrating that conventional tools can suffice for essentially 
    
  
  
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      any
    
  
  
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     nuclear mission we might feel some need to accomplish in wartime.   I am not yet persuaded that this is possible.
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                    To begin with, there is 
    
  
  
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      one
    
  
  
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     potential nuclear mission that certainly cannot be accomplished by CPGS-style conventional tools.  I refer to what nuclear strategists call “countervalue” targeting, in which the objective is simply the most rapid possible erasure of large urban populations.  As became clear during the Second World War, conventional weaponry can indeed obliterate entire cities, but the instances in which this occurred – 
    
  
  
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      e.g.
    
  
  
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    , the firebombings of Dresden, Tokyo, and some other Japanese cities – involved enormous bombing campaigns in which hundreds or even thousands of heavy aircraft took part.  Even if one wished to repeat such horrors today, sufficiently numerous forces are no longer available.  Nuclear weapons clearly offer a unique capability to slaughter civilian populations.
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                    This objection, however, might seem fairly easily met, for “countervalue” targeting is today long out of fashion in Western military and strategic policy circles.  No one denies that targeting so-called “counterforce” targets – 
    
  
  
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      e.g.
    
  
  
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    , enemy leadership, command-and-control, and military facilities – can produce enormous “collateral” civilian casualties to the extent that such targets are located in urban areas.  The 
    
  
  
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      deliberate
    
  
  
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     targeting of non-combatant civilians, however, is now regarded as both immoral and illegal.  For this reason, it is easy to argue that the inability of even the most modern conventional weaponry to accomplish the barbarities of countervalue targeting is no obstacle to nuclear “replacement.”  Since we neither do nor should 
    
  
  
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      wish
    
  
  
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     to target non-combatant civilians anyway, the argument would presumably go, “losing” such countervalue capabilities by a transition to a solely CPGS-type deterrent would really be no loss.
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                    But this riposte is a bit too easy, especially – and here’s the irony – for proponents of dramatic nuclear weapons reductions.  Weapons cuts of the sort long propounded by the disarmament community, after all, tend naturally to push nuclear targeteers 
    
  
  
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      away
    
  
  
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     from “counterforce” and 
    
  
  
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      back
    
  
  
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     into “countervalue” target planning.  A very small nuclear arsenal can essentially 
    
  
  
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      only
    
  
  
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     target cities 
    
  
  
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      as cities
    
  
  
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    , for it lacks the numbers of deliverable warheads to expend on alternative targets such as missile silos and hardened command bunkers.  (To be sure, if one’s potential adversary has reduced his armaments too, the number of targetable missiles he has might remain commensurate to one’s own force posture, but as numbers fall the relative proportion of non-weapons leadership, command-and-control, and other counterforce targets will increase.  Deeply buried or otherwise hardened targets, moreover, may demand the assignment of more than one incoming weapon in order to ensure destruction.)
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                    Counterforce targeting is comparatively expensive in terms of the number of attacking weapons that are needed, and “minimum deterrence” at low force levels is almost inescapably 
    
  
  
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      countervalue
    
  
  
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     deterrence.  This means that the ability of CPGS-type systems – or any other conventional tools short of thousand-sortie carpet bombing – to “replace” nuclear missions may be in some sense 
    
  
  
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      especially
    
  
  
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     constrained at small stockpile numbers, because non-nuclear weapons simply cannot provide the countervalue impact that is inherently likely to be demanded of such limited nuclear arsenals.  Even if precision conventional weapons could replace nuclear weapons for any imaginable counterforce mission, they cannot offer any significant strategic countervalue utility and thus would be hard pressed to “replace” a very small nuclear arsenal of the “minimum deterrence” variety urged upon us by disarmament advocates as the next step toward “zero.”
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                    In this sense, one might even wonder whether a large force of some kind of hyper-capable CPGS assets might more easily “replace” a sizable, counterforce-targeted nuclear arsenal than replace a small, disarmament-friendly “minimalist” countervalue one, for the missions contemplated for these hypothetical nuclear stockpiles would be quite different.  Could one thus imagine transitioning from nuclear armament to a CPGS-based conventional deterrent 
    
  
  
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      without
    
  
  
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     first moving to a small nuclear arsenal, and while retaining counterforce targeting throughout the shift?
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                    Maybe, but don’t hold your breath, for there is reason to doubt that CPGS really 
    
  
  
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      can
    
  
  
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     replace nuclear weapons for all counterforce missions, particularly with respect to prosecuting deeply-buried targets.  These targets present a formidable problem.
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                    According to disarmament activist and nuclear command-and-control scholar Bruce Blair, Pentagon planners some years ago reviewed the vast corpus of U.S. nuclear testing data and used modern modeling techniques to reassess the vulnerability of underground structures to nuclear explosions.  This new study concluded that prior generations of planners had significantly 
    
  
  
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      overestimated
    
  
  
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     the ability of nuclear weaponry to hold such targets at risk.
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                    The problem related to the depth of the craters likely to be produced by nuclear explosions at or above the surface of the earth.  In short, these holes weren’t likely to be nearly as big as had once been anticipated.   (It had previously been estimated, for example, that a one-megaton nuclear weapon – yielding the explosive power approximately equal to that of a million metric tons of TNT – could scoop a crater 485 feet wide out of dry, soft rock, giving the explosion a “lethal depth” of 728 feet for structural damage to hardened underground facilities.  Under the revised formulae, however, these figures dropped dramatically, to 180 and 270 feet, respectively.)  As a result, the weapons in the U.S. arsenal in 1990 were “no longer credited with the potential to deliver a lethal blow to the deepest of the Soviet command posts.”[6]  This caused considerable complications for U.S. counterforce targeting, requiring the re-allocation of additional weapons to the deepest targets – in order to provide multiple-explosion lethality – and spurring interest in nuclear earth-penetrator concepts pursuant to which a single weapon might in the future be able more successfully to “couple” the nuclear explosive shock to the rock strata above and surrounding such facilities.
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                    Even if such doubts had not been cast upon the ability even of 
    
  
  
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      nuclear
    
  
  
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     explosives to kill hardened, deeply-buried targets (HDBTs) without the delivery of successive multiple warheads, it is doubtful that any sort of conventional weaponry could be relied upon to attack the deepest of counterforce targets.  Excellent accuracy can let a high-explosive warhead kill an ordinary point target as well as can the much less accurate delivery of a huge nuclear warhead, but conventional weapons have diminishing returns against HDBTs.
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                    Developers of anti-armor munitions have devised clever “thread-the-needle” ways to attack the thick armor sheaths protecting tanks and bunkers by putting more than one warhead on the same missile, depositing the second one into the small 
    
  
  
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     made microseconds earlier by the first explosion.  This is not unrelated to the idea of using multiple nuclear warheads to dig successive craters deep enough to destroy a buried target, but such techniques surely have sharp limits when trying to place a conventional warhead hundreds of feet underground through rock.  If you lack the ability to transfer really huge, nuclear-scale energies to the rock strata that surround a buried facility – thus creating a shock wave capable of killing a facility buried significantly deeper than your warhead can burrow – you have much less chance of doing what you need to do.
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                    Nuclear earth penetrator concepts, it should be stressed, do 
    
  
  
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      not
    
  
  
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     aspire to drill their “physics package” down to such depths: they seek merely to get it deep 
    
  
  
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      enough
    
  
  
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     that its detonation can transfer energies sufficient to crush facilities still far below.  (It is this “shock coupling” that provides the attraction of a nuclear earth-penetration design.  As far as I know, it has nothing whatsoever to do with “minimizing” radioactive fallout.)  Because conventional explosives pack so much less energy yield per unit of volume, they would have to burrow vastly closer to a deep target before lethality could be ensured.  Work is certainly ongoing on just 
    
  
  
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      how
    
  
  
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     deep underground one can drive a conventional warhead, but the main problem is one of basic materials physics, and we should not expect miracles.  In any event, one can unquestionably kill something far deeper – at any given depth of penetration – with a nuclear explosion than with a merely conventional one based upon the same penetrator volume.
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                    Current concept planning in the United States tends to think in terms of achieving a “functional kill” with conventional weapons by doing such things as blocking access tunnels, rather than by relying upon any ability directly to inflict direct damage on a HDBT.  This is about as promising as non-nuclear approaches seem likely to get, but it too has its limits.  (Facilities are likely to have multiple entry/egress passages, and tunneling one’s way back out is not necessarily very demanding even if the attacker has perfect intelligence about all such access points.  Such a “functional kill” would also have to be 
    
  
  
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     over time with repeated strikes, making it of limited utility unless as part of a broader campaign – and for only so long as fighting continues and sufficient munitions and attack opportunities remain available.)  HDBTs, as we have seen, stress even modern 
    
  
  
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      nuclear
    
  
  
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     targeteers, and it is very hard to see how CPGS could entirely close 
    
  
  
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      this
    
  
  
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     gap.
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                    This is no doubt one reason why HDBTs have been proliferating in the modern world, particularly for regimes eager to protect their own WMD programs against conventional attack by precision conventional weaponry.  (The North Koreans are famously industrious HDBT “diggers,” for example, while Iran took great pains to put its Natanz uranium enrichment facility beneath thick layers of concrete and earth, also constructing its Fordow uranium facility in a tunnel drilled deep into a mountainside near Qom.  Libya’s one-time chemical weapons facility at Tarhuna also enjoyed the protection of a huge rock overburden.  Suitable tunneling equipment and expertise is increasingly available around the world.)  In light of the spread of these targets, in fact, U.S. planners under the Clinton and Bush Administrations, at least, conceived of nuclear weapons as having at least 
    
  
  
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      potential
    
  
  
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     counter-WMD missions against HDBTs that might otherwise be otherwise immune to attack.
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                    Accordingly, the proliferation of HDBTs has emerged as a factor complicating disarmament aspirations.  In part this is because it is not clear that CPGS-type tools 
    
  
  
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      can
    
  
  
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     threaten well-constructed deep targets, with the result that any would-be “post-nuclear” strike planner must consider whether he can afford simply to 
    
  
  
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      abandon
    
  
  
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     HDBT targeting, which complicates the achievement of any potential nuclear “zero.”  In part, it is also because targeting the toughest HDBTs with nuclear weapons as part of a counterforce strategy may require the assignment of multiple warheads – making it more difficult to reduce nuclear stockpiles down 
    
  
  
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      towards 
    
  
  
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    “zero” in the first place.  (The availability of nuclear earth penetrators would for this reason allow faster reductions in aggregate numbers, but the reflexive politics of “no new nuclear weapons” makes this sort of arsenal reduction unlikely, at least for the United States.  Other powers may be less squeamish.)
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                    All of this suggests that while advanced precision conventional arms may help make possible some further lessening of our current reliance upon nuclear weapons, one should not expect some kind of CPGS-type capability to allow the “replacement” of nuclear deterrence, either for countervalue or for counterforce purposes.  If one were willing simply to 
    
  
  
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      forego
    
  
  
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     targeting what would presumably be the most important HDBTs, the case against nuclear “replacement” would be less daunting, but there is as yet little sign that this would be acceptable to planners who may today still be able to use nuclear weapons to hold many or most such targets at risk as part of their deterrent strategy.
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                    Make no mistake: precisely because CPGS can at least 
    
  
  
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      reduce
    
  
  
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     our reliance upon nuclear weaponry, and because it stands to provide considerable utility in attacking time-urgent ordinary targets thousands of miles away – targets such as the 
    
  
  
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      al-Qa’ida
    
  
  
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     leadership conclave in Afghanistan that slower-moving conventionally-armed cruise missiles 
    
  
  
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      failed
    
  
  
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     to hit quickly enough back in 1998 – CPGS is nonetheless likely to be a valuable addition to the American toolkit.  One should not mistake this supplementary tool, however, for a real nuclear “replacement.”
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    -- Christopher Ford
  

  
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      NOTES
    
  
    
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                    [1]         
    
  
  
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      Nuclear Heuristics: Selected Writings of Albert and Roberta Wohlstetter
    
  
  
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     (Robert Zarate &amp;amp; Henry Sokolski, eds.) (Carlisle, Pennsylvania: Strategic Studies Institute, 2009), at 52 &amp;amp; 54 (from the introduction by Zarate).
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                    [2]           Bruce C. Blair, 
    
  
  
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      The Logic of Accidental Nuclear War
    
  
  
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     (Washington, D.C.: Brookings, 1993), at 270-71.
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                    [3]         Paul H. Nitze, “Is It Time to Junk Our Nukes?”
    
  
  
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       Washington Post (
    
  
  
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    January 16, 1994).
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                    [4]         Andrew F. Krepinevich &amp;amp; Steven M. Kosiak, “Smarter bombs, fewer nukes,” 
    
  
  
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     (November/December 1998), at 26, 26.
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                    [5]         Congressional Commission on the Strategic Posture of the United States, 
    
  
  
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      America’s Strategic Posture
    
  
  
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     (Washington, D.C.: U.S. Institute of Peace, 2009), at 36.
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                    [6]          Blair, 
    
  
  
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      supra
    
  
  
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    , at 137.
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 20 Dec 2010 04:20:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p546</guid>
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      <title>Counter-Terrorism and the Obama Administration</title>
      <link>http://www.newparadigmsforum.com/p596</link>
      <description>A critique (as of mid-2010) of Obama Administration counter-terrorism (CT) strategy and policy.</description>
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      Note:
    
  
  
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      This paper was written in the spring of 2010 and published as “
    
  
    
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    Terrbekämpfung als Priorität für die US-Sicherheitspolitik
    
  
    
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      ,” 
    
  
    
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      KAS Auslandsinformationen
    
  
    
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      (August 2010), at 66-89.  It appears in English as “Counter-Terrorism as a U.S. National Security Priority,” in 
    
  
    
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    KAS International Reports
    
  
    
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       (August, 2010), at 64-84.  This essay is reprinted here for the convenience of NPF readers, with the gracious permission of the 
    
  
    
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        Konrad Adenauer Foundation.
      
    
      
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                    In remarks given in January 2010, the U.S. State Department’s coordinator for counter-terrorism policy, Daniel Benjamin, declared that a critical test for anyone’s counter-terrorism (CT) polic[ies] is “to see how they emerge from contact with a genuine terrorist event.” Perhaps not surprisingly, Benjamin gave relatively high marks to the Obama Administration of which he is a part, though he admitted that the “underwear bomber” episode of December 23, 2009 – which we shall discuss further below – showed that some of its most important “
    
  
  
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      operating assumptions were no longer adequate.
    
  
  
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    ”
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                    Benjamin is hardly wrong that how a government handles “a genuine terrorist event” is certainly 
    
  
  
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      an 
    
  
  
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    important test of CT policy. Members of the public, however, might place a higher premium upon the 
    
  
  
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      prevention 
    
  
  
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    of such events in the first place. It is the ambition of CT policy, after all, to be prophylactic, rather than just effectively responsive. Particularly in light of U.S. authorities’ confusion and failure to act – despite being warned ahead of time, by the underwear bomber’s own father, of the perpetrator’s 
    
  
  
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      jihadist 
    
  
  
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    predilections – Homeland Security Secretary Janet Napolitano was rightly derided for having smugly proclaimed after the failed attack that “
    
  
  
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      the system worked.
    
  
  
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    ”  Napolitano seems to have meant that the government’s 
    
  
  
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      response 
    
  
  
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    to the incident went “properly, correctly and ... very smoothly,” but of course being merely 
    
  
  
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      responsive 
    
  
  
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    to attacks is obviously inadequate.
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                    Rather than assessing U.S. operational readiness, however, this essay will focus upon questions of CT prioritization, and the place of counter-terrorism within a philosophical or ideological framework that shapes approaches to governance. These issues of conceptualization and prioritization can have real relevance to policy effectiveness, but the connection is indirect. Nevertheless, since it remains useful to assess governments’ broad 
    
  
  
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      philosophy 
    
  
  
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    of CT, let us explore such matters through the prism of the Obama Administration’s first year or so in office.
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                    I.          
    
  
  
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      “We are extraordinarily fortunate ....”
    
  
  
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    It is no doubt true, as the old saying has it, that it is better to be 
    
  
  
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      lucky 
    
  
  
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    than to be 
    
  
  
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      good
    
  
  
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    . And, so far, President Barack Obama has been notably lucky. On not one but 
    
  
  
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      two 
    
  
  
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    highly-publicized occasions, terrorists have successfully positioned themselves to cause terrible domestic mayhem on Obama’s CT watch – but in both cases their bombs have failed to ignite. On December 23, 2009, a Nigerian man with ties to 
    
  
  
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      al-Qa’ida 
    
  
  
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    terrorist networks in Yemen failed to ignite plastic explosives hidden in his underwear as he sat aboard Northwest Airlines’ Flight 253 from Amsterdam on its descent into Detroit. On May 1, 2010, a Pakistani-born naturalized U.S. citizen apparently sponsored by the Pakistani Taliban left a sport-utility vehicle full of explosives sitting in New York City’s famous Times Square; the detonators he had fashioned to set off this car bomb, however, failed to work properly. In both cases, even a little bit more technical competence on the terrorists’ part could have had grave consequences. Either incident, moreover, could have been the first major terrorist attack in the United States since September 11, 2001. (A third incident, in which a 
    
  
  
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      jihadist 
    
  
  
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    U.S. Army major apparently inspired by an 
    
  
  
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    cleric in Yemen killed 13 people at the Fort Hood military base in Texas in November 2009, seems not to have had dramatic political consequences – perhaps because “only” 13 persons died, or because the perpetrator’s chosen method, a shooting spree, no longer horribly shocks Americans inured to such incidents occasionally occurring in schools, post offices, or other locations for more banal reasons of mental instability.)
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                    So the Obama Administration is certainly lucky. (As Daniel Benjamin put it, “
    
  
  
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      we are extraordinarily fortunate
    
  
  
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    .”) George W. Bush managed to avoid presiding over any follow-up to the disastrously unexpected terrorist attacks of September 2001 – which killed nearly 3,000 people in the space of a few minutes, precipitated profound changes in U.S. domestic security policy, plunged the United States into its current war in Afghanistan, and contributed to the advent of the Iraq War as well. The vigorous, hard- nosed, and quite uncompromising CT policies that President Bush employed in order to prevent further attacks, hunt the 
    
  
  
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    perpetrators around the world, and mobilize the formidable U.S. national security establishment for a wide-ranging “global war on terrorism,” however, have long been excoriated by Barack Obama for being unnecessarily harsh, or worse. The Obama Administration has gotten as much political mileage as possible out of appearing to follow a less heavy-handed approach, and especially in this context, U.S. officials must now feel profoundly grateful that, thanks to terrorist bungling, Obama has twice escaped presiding over America’s first real “9/11” follow-up attack. Being lucky, certainly, is something.
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                    Being lucky isn’t a strategy, however, and Obama’s CT policy deserves to be judged on the basis of its substantive merits rather than its good fortune. The debate over the operational effectiveness of current CT may be followed in other fora, but one can get some window into the new administration’s 
    
  
  
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      commitment 
    
  
  
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    to CT from an exploration of its underlying psychology. At the level of public political posturing, the story told by the Obama Administration is relatively straightforward, but a closer examination reveals that there is nothing conceptually simple about the current U.S. approach to counter-terrorism. The encounter between the Obama Administration’s political meta-narrative and the complexities of developing and implementing CT policy in the real world is fascinating and complex.
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                    II.          
    
  
  
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      Shifting Paradigms
    
  
  
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    After 9/11, of course, the United States for a time adopted a strategy of counter- terrorist “war” – and it seemed, at least for a while, really to have meant it. The conceptual (and legal) paradigm of 
    
  
  
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    was transposed from its traditional state-on-state context to the new environment of CT operations against non-state enemies that were deemed to have taken up arms against the United States, and who therefore could appropriately be met with 
    
  
  
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    -type responses. Backed by legal theories explicitly predicated upon the war paradigm, this approach underpinned essentially all of the most important (and controversial) post-9/11 initiatives of the U.S. Government.
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                    Much has been written elsewhere debating the legal and policy merits of the various policies embraced by the Bush Administration, but for present purposes it must at least be conceded that whatever one’s conclusions in this regard, the “war paradigm” approach unquestionably bespoke an intense focus upon CT as a top – indeed, essentially 
    
  
  
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      the 
    
  
  
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    top – national priority. This was emphatically 
    
  
  
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    merely the usual vapid public policy rhetoric of “war” – an ultimately quite conventional attempt to signal political commitment by invoking the military trope of combat – as one had seen it employed in the longstanding U.S. “war on drugs” or the yet older “war on poverty.” Instead, after September 2001, counter-terrorism was really felt to 
    
  
  
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    war: a war the United States could not afford to lose
    
  
  
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      . 
    
  
  
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    Threat perceptions were extraordinarily high, and U.S. officials displayed a correspondingly high willingness to act vigorously, expeditiously, and sometimes mercilessly to forestall further catastrophes.
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                    By this yardstick, the Obama Administration is far less focused upon CT than its predecessor. It will not admit any diminution of focus and effort, of course, and depicts itself as simply doing CT “smarter.” It is clear, however, that the near-absolute prioritization of CT illustrated by the Bush Administration’s “war paradigm,” especially in its first term, is no longer present. This is not necessarily a criticism, for some such shift was probably inevitable. The crisis-driven intensity of America’s focus upon CT after 9/11 was politically and psychologically unsustainable over the long-term, especially in the absence of follow-on attacks. (Ironically, therefore, the very success of Bush Administration CT may have contributed to its political undoing.) If the United States is settling into a “
    
  
  
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      new normal
    
  
  
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    ” of an ongoing CT struggle against non-state actors – a struggle qualitatively different 
    
  
  
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      both 
    
  
  
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    from traditional state-on-state war 
    
  
  
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      and 
    
  
  
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    from the law enforcement-focused approaches of peacetime – it is perhaps appropriate that we figure out a CT policy that can be maintained indefinitely. This requirement of potentially infinite sustainability may require toning down some of the initial intensity of the post-9/11 war paradigm, even as it also quite precludes a return to the complacency and inattention of the pre-9/11 politico-legal order.
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                    The CT-focused post-9/11 national security agenda largely 
    
  
  
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    the Bush presidency, even coloring how senior officials reacted to mistaken reports from the U.S. Intelligence Community about Iraqi weapons of mass destruction (WMD). The United States had been in a “peacetime” CT mode, the argument went, until shocked out of its passivity by the slaughter of 3,000 people on that fateful September morning by men wielding only hijacked airliners, not even actual 
    
  
  
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    at all. This, the Bush Administration felt, could not be permitted to happen again, especially with regard to WMD – with which terrorists could, of course, inflict harm on a vastly greater scale. Long-term deterrence relationships with well-established nuclear powers such as Russia were one thing, but WMD in the hands of “rogue regimes” and vicious non-state actors was quite another. After 9/11, no extremist of any stripe could be allowed to get into a position to administer an attack with WMD. As the 2002 
    
  
  
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      National Strategy to Combat Weapons of Mass Destruction 
    
  
  
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    put it, “[w]e will not permit the world’s most dangerous regimes and terrorists to threaten us with the world’s most dangerous weapons.” The concept of preemptive counter-WMD defense used to justify the Iraq invasion of 2003 was, therefore, in some sense a logical extension of, or corollary to, post-9/11 CT policy.
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                    The Obama Administration clearly has no desire to be 
    
  
  
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    by CT imperatives, and Obama has invested a vast amount of political capital in 
    
  
  
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    being seen as being anything like George W Bush in this regard. Preventing terrorist attacks is hardly seen as unimportant, but the new administration clearly has higher priorities than CT, particularly as it pursues its domestic political and economic agenda.     As a consequence, CT has, in practice, moved noticeably down the list of U.S. policy priorities.
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                    III.          
    
  
  
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      Plus ça change ...?
    
  
  
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    The situation is far from simple, however. One still relatively little-remarked story of Barack Obama’s presidency is the extent to which he has 
    
  
  
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    adopted an entirely new approach to CT. For all the new administration’s ostentatious political distancing from Bush Administration CT “excesses” it is striking how 
    
  
  
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    change there has been in all but the political atmospherics – especially by comparison to President Bush’s somewhat exhausted second term.
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                    In fact, the White House’s ostentatious repudiation of the “
    
  
  
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      excesses of the past few years
    
  
  
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    ” represents a triumph of message over substance. The Obama Administration has not closed the Guantánamo Bay detention facility as it promised to do, and still seems likely to continue detaining 
    
  
  
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      some 
    
  
  
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    terrorist combatants indefinitely without trial. Other terrorist suspects, it turns out, will be tried by military commissions of the sort Obama angrily decried on the campaign trail and promised to close, the procedures of such tribunals having been only slightly tweaked since Bush days.
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                    Harsh interrogation practices such as “waterboarding” the very highest-value terrorist prisoners – a grim technique of simulated drowning – have not been used on terrorist suspects under Obama, but these practices had already long been stopped under Bush. Obama’s Justice Department says it will prosecute CIA interrogators for interrogation abuses, but it turns out that this will only apply to any who can be shown to have 
    
  
  
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    the permissive guidelines adopted by the prior administration. (Waterboarding by the book, in other words, apparently incurs no prosecution.) And a much-touted plan to try key 
    
  
  
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                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    figures such as 9/11 mastermind Khalid Sheikh Mohammed (KSM) in U.S. civilian courts seems to have fallen into confusion and disarray. Media reports now even indicate that the Obama Administration has rediscovered the virtues of legally-unaccountable detention centers. With the Supreme Court having changed existing legal precedents in this regard concerning Guantánamo, the administration is said to be considering an expanded program for detaining terrorists at Bagram in Afghanistan because – as the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Los Angeles Times 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    recounts officials confessing – it has “
    
  
  
                    &#xD;
    &lt;a href="http://articles.latimes.com/2010/mar/21/world/la-fg-afghan-prison21-2010mar21"&gt;&#xD;
      
                      
    
    
      few other places to hold and interrogate foreign prisoners without giving them access to the U.S. court system
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Meanwhile, with Obama-era politics having generally 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      publicly 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    turned against detentions, Central Intelligence Agency (CIA) “renditions” reportedly continue to help supply captured foreign terrorists to foreign governments that may have their own idea about interrogation standards, while airborne drone vehicles launch missiles and drop bombs on terrorist suspects in places such as Pakistan, Yemen, and Somalia with notably 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      greater 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    frequency than under George W. Bush. (If one does not wish to hold and interrogate such persons, it is apparently felt more expeditious simply to kill them. This was, in fact, apparently the reason for at least one attack: U.S. officials told the media that terrorist leader Saleh Ali Saleh Nabhan was simply killed by U.S. Special Operations forces in Somalia in part out of “
    
  
  
                    &#xD;
    &lt;a href="http://articles.latimes.com/2010/mar/21/world/la-fg-afghan-prison21-2010mar21"&gt;&#xD;
      
                      
    
    
      uncertainty over where to hold him”
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     if he had been captured.) Obama’s expanded program of targeted killings via drone aircraft is clearly testament to the continuity of at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      some 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    “war paradigm” thinking in U.S. CT policy. As Daniel Benjamin told Congress recently, “we must continue to take the fight to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al- Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and its allies wherever they plot and train.” Interestingly, the Obama Administration 
    
  
  
                    &#xD;
    &lt;a href="http://articles.latimes.com/2010/apr/06/world/la-fg-yemen-cleric7-2010apr07"&gt;&#xD;
      
                      
    
    
      recently added a U.S. citizen
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – an American-born radical cleric now active in Yemen – to the CIA’s list of international terrorists the Agency is permitted to capture or kill. This is allegedly the first U.S. citizen to be put on the CIA’s hit list.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Broad electronic surveillance for terrorist suspects has also continued under President Obama, pursuant to legislative authorities President Bush acquired in his second term in an effort to regularize much of the warrantless monitoring program begun by the National Security Agency (NSA) with Bush’s authorization after 9/11. Additionally, the Obama Administration has continued longstanding practices of invoking the “state secrets” privilege to quash sensitive civil court litigation. Indeed, in May 2010, Attorney General Eric Holder announced that the Justice Department would seek a law allowing domestic law enforcement officials to interrogate terrorism suspects without being subject to the U.S. Supreme Court’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Miranda 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    rules that would otherwise require a suspect to be informed of his constitutional rights and given the opportunity to refuse to answer absent the presence of legal counsel. “We’re now dealing with international terrorists,” Holder proclaimed, so the United States needs “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/05/10/us/politics/10holder.html?_r=2"&gt;&#xD;
      
                      
    
    
      something that is flexible and is more consistent with the threat that we now face
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .” All in all, on the level of specific CT policies and approaches, the Obama Administration would seem to represent more continuity than change.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet as much as it speaks tellingly to the imperatives of life in the “new normal” of the post-9/11 world, this substantive policy continuity is not the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      political 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    narrative of CT in America today – or at least not the narrative advanced and defended by the Obama Administration in describing itself and its approaches. CT is a priority for the new administration, but it is a priority that cannot let itself be ranked 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      too 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    highly, lest Obama fall into a rhetorical and political trap he would have set for himself by adopting and endorsing the reviled policies of a reviled predecessor. Simply put, Barack Obama cannot be Barack Obama – or at least not the “transformative” and “change”-focused Barack Obama he wishes the world to think him – if he does not at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      pretend 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to have a new and more relaxed CT policy than President Bush.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So while actually preventing terrorist attacks remains a key substantive priority, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    focusing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      too much 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    on hard-nosed CT remains for the Obama Administration a key political priority. The aim, it would seem, is to preserve as much of Bush-era CT policies as can be accomplished without 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      seeming 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to be doing so, and without being held politically accountable for “Bush”-style approaches. This is a delicate political dance, especially in light of the terrorists’ continuing efforts to inflict more large-scale bloodshed, for the public theatrics of Obama’s anti-Bush CT posturing would positively 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      invite 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    a political backlash if the terrorists finally stop being unlucky and eventually manage actually to set off one of their bombs.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Social Welfare and “Values” as CT
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                    
  
  
    The present 
    
  
  
                    &#xD;
      &lt;a href="http://www.state.gov/s/ct/rls/rm/2010/135171.htm"&gt;&#xD;
        
                      
    
    
      administration insists
    
  
  
                    &#xD;
      &lt;/a&gt;&#xD;
      
                    
  
  
     that we do not face any tradeoff between “our values” and “our security;” this, we are told is a false choice. The extent of the Obama Administration’s quiet, almost stealthy, ratification of so much of the Bush CT agenda, however, suggests that this doctrine of “false choices” is itself a false doctrine – at least insofar as it is the Obama Administration itself that has helped define Bush policies aimed at “security” as being antithetical to American “values.” In fact, the new administration continues to do what essentially 
    
  
  
                    &#xD;
      &lt;em&gt;&#xD;
        
                      
    
    
      all 
    
  
  
                    &#xD;
      &lt;/em&gt;&#xD;
      
                    
  
  
    U.S. administrations have always done: navigate the tension between counterpoised values by making tradeoffs as the circumstances seem to warrant.
                  &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As 9/11 has shown us in many ways, what may seem a civil liberties intrusion one day can become a widely-accepted “cost of doing business” after a terrorist horror occurs. Moreover, while the Obama Administration is probably right that we do not face a crisp choice between values and security, this is not necessarily for the reason they contend. The White House story is that to act according to its conception of American “values” 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      is 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to support U.S. national security; thus it can be maintained that the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      apparent 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    choice between security and values is a false one. In fact, however, the notion of a value/security dichotomy may be false 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      notwithstanding 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    the fact that Obama is wrong that CT presents no challenge of managing tension between prized objectives that are to some degree incompatible. In truth, after all, it surely is one of “our values” that the citizenry should be protected against industrial-scale mass murder.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At any rate, the White House clearly feels the need to “prove” its theory – the notion, as Secretary of State Hillary Clinton has put it, of “reaffirming our basic values” as an “
    
  
  
                    &#xD;
    &lt;a href="http://secretaryclinton.wordpress.com/2010/01/25/hillary-clinton-italian-foreign-minister/"&gt;&#xD;
      
                      
    
    
      antidote against those who join violence
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” – by making enough showy or at least apparent changes in operational CT conduct that it can claim credit for ending “the excesses of the past few years,” while not changing so much that it can be held accountable for having invited or permitted attack.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Part of the Obama Administration’s story of itself revolves around the need explicitly to construct what U.S. officials describe as a countervailing American answer to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al-Qa’ida
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ’s own “narrative” of Islamist 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihad
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    . This is not a new insight, insofar as American CT policy has long understood that the struggle against 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    fanaticism is a war of ideas as much as a war of bombs and bullets. This was why, for instance, President Bush endlessly repeated homilies about Islam 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    being “
    
  
  
                    &#xD;
    &lt;a href="http://www.america.gov/st/diversity-english/2007/October/20071005143134esnamfuak0.9335138.html"&gt;&#xD;
      
                      
    
    
      a great religion that preaches peace.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” His campaign against terrorists was “not a struggle against ... the Muslim religion” – and in effect took the purportedly philo-Islamic position of supporting the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      true 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , axiomatically “peaceful”) interpretation of Islamic doctrine against its perversion by violent 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadists
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, the Bush Administration’s national security strategy quite openly aimed to demolish ideological appeal of radical Islam by waging a “
    
  
  
                    &#xD;
    &lt;a href="http://en.wikisource.org/wiki/The_National_Security_Strategy_(September_2002)/III"&gt;&#xD;
      
                      
    
    
      war of ideas to win the battle against international terrorism
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” in which “supporting moderate and modern government, especially in the Muslim world,” would help “ensure that the conditions and ideologies that promote terrorism do not find fertile ground.” After 9/11, the Bush Administration hoped that the expansion of democratization in the Middle East might serve as its own form of antidote for extremism. Barack Obama was thus not the first U.S. president to claim, in effect, that the choice between values and security is a false one: in its own way, as one analyst has observed, the Bush formulation of the counter- terrorist war of ideas itself served to “
    
  
  
                    &#xD;
    &lt;a href="http://www.foreignaffairs.com/articles/64462/eva-bellin/democratization-and-its-discontents"&gt;&#xD;
      
                      
    
    
      collapse[] the divide between U.S. ideals and U.S. interests in the region
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    While today’s theme of the imperative of an anti-
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    counter-narrative is hardly new, therefore, an idiosyncratic version of it has become quite central to the Obama Administration’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    narrative. Specifically, it is defended as part of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      point 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    of present-day CT policy to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      seem 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    less threatening, for it is imagined that at least striking the pose of a more relaxed, less “Bush-like,” approach will have payoffs in undercutting support for terrorism overseas.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The controversial detention facility at Guantánamo, for instance, has repeatedly been described by Obama Administration officials as a “recruiting tool” for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al-Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    – a public relations blemish that vitiates any achievements it may have had by blackening our reputation abroad and “confirming” the Islamists’ false and cartoonish stereotype of a predatory America intent upon oppressing Muslims. President Obama, in fact, has gone to far as to declare that “
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/blog/Security-and-Values/"&gt;&#xD;
      
                      
    
    
      the existence of Guantánamo likely created more terrorists around the world than it ever detained
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .” Guantánamo must therefore be closed – or at least we must make a big show of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      wanting 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to close it. (Actual closure, as we have seen, is apparently another matter entirely.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Ostentatiously seeming to back away from Bush-era CT policy is depicted as being in no way a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      lessening 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    of CT commitment: to the contrary, it is even suggested, such relaxations are the only way to be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      faithful 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to real CT. “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/s/ct/rls/rm/2010/135171.htm"&gt;&#xD;
      
                      
    
    
      Navigating by our values
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ,” says counter-terrorism coordinator Benjamin, “is an essential part of a successful counterterrorism effort.” In this, Benjamin echoes his boss, for President Obama has proclaimed sonorously, if somewhat vaguely, that upholding “our values” in fact “keeps us safe,” and that “
    
  
  
                    &#xD;
    &lt;a href="http://voices.washingtonpost.com/44/2009/05/21/obama_on_national_security_and.html"&gt;&#xD;
      
                      
    
    
      our values have been our best national security asset
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The tag line about “navigating by our values,” of course, is more a bumper sticker than a clear programmatic guide to CT policy. Indeed, the quiet, almost embarrassed way in which Obama officials seem to be ratifying and continuing so many Bush-era CT approaches suggests that they do not fully believe it themselves – or at least that they prize the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      appearance 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    of “change,” for perception management purposes, more than they prize change itself.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The hope clearly is that if a less aggressive-looking, smiling face is put on CT policies that aren’t actually all that much different from their Bush-era antecedents, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al- Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and other such terrorist groups will find their job much harder. This is possible, but it is still far from proven. And there is at least some reason to be skeptical. To begin with, it is not clear that the Muslim world sees current U.S. policy as being all that different from what came before – as indeed it arguably is not. (This is an empirical question that social scientists, pollsters, and intelligence analysts can presumably help answer.) Even if there is felt to have been great change, however, it seems at present to be more an assumption than a demonstrable fact that a public relations campaign based upon “our values” can provide an antidote to Islamist extremism and a retardant to terrorist recruitment.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Increasing U.S. fears about the degree to which 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al-Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and its fissiparous affiliates are said to be recruiting “home-grown” Western terrorists suggests that there may be a sharp limit to how much we can depend upon political atmospherics, or an appreciation for “American values,” to attenuate the appeal of the radicals. If there is any Muslim population in the world that we can be sure pretty well understands the counterpoint “narrative” that our political and economic freedom offers to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    brutality, after all, it is precisely such “home-grown” Islamist recruits: they know America surpassingly well, for they are “us.” If “Jihad Jane” (a.k.a. Colleen LaRose from suburban Philadelphia) doesn’t “get” the American narrative, what success can we expect from trying to sell its virtues as a remedy for fanaticism in Waziristan?  This is not an argument 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      against 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    developing an improved anti-
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    counter-narrative rooted in “our values,” but we should not oversell the degree to which such an approach can really revolutionize CT.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Obama Administration officials also argue that poverty, poor education, lack of health care, and a lack of social welfare support are also major “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/s/ct/rls/rm/2010/135171.htm"&gt;&#xD;
      
                      
    
    
      local drivers
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” for terrorist radicalization in countries around the world, often suggesting that such ills are in fact the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      real 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    reasons that terrorism exists in the first place. As Benjamin told the International Peace Institute in March 2010, CT policy must be based on more than just military power, intelligence operations, and law enforcement; it must also seek to “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/s/ct/rls/rm/2010/137865.htm"&gt;&#xD;
      
                      
    
    
      eliminate the underlying political, economic, and social conditions that help put so many individuals in situations where they might choose the path to violence
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This “social welfare theory of terrorism” is now a key part of the Obama team’s narrative of itself. The administration seeks to turn the urgency and drama of CT policy – the mobilizing energies of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      war! 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    – into the handmaiden of the welfare state, a marketing tool for a broad center-left social policy agenda that only incidentally relates to terrorism. The idea seems to be that if the world only did more to fight poverty, provide education, improve health care coverage, and augment social welfare policies, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al-Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and its affiliates will have “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/s/ct/rls/rm/2009/133337.htm"&gt;&#xD;
      
                      
    
    
      a shrinking pool of recruits
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .” Daniel Benjamin – who, in rather telling contrast to the line of Bush Administration State Department counter-terrorism coordinators who came from “operational” backgrounds in the military or the CIA, is merely a 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/r/pa/ei/biog/124422.htm"&gt;&#xD;
      
                      
    
    
      former journalist who got his start in government as a speechwriter for President Bill Clinton
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – puts this idea quite plainly:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “
    
  
    
                    &#xD;
    &lt;a href="http://www.state.gov/s/ct/rls/rm/2009/133337.htm"&gt;&#xD;
      
                      
      
    
      There is no denying that when children have no hope for an education, when young people have no hope for a job and feel disconnected from the modern world, when governments fail to provide for the basic needs of their people, when people despair and are aggrieved, they become more susceptible to extremist ideologies.
    
  
    
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
    
  
    ”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is apparently now felt to be part of the job of CT policy – that is, what the Obama Administration now likes to term “
    
  
  
                    &#xD;
    &lt;a href="http://www.newsweek.com/blogs/declassified/2010/04/06/obama-s-intelligence-czar-plugs-a-new-counterterrorism-catchphrase.html"&gt;&#xD;
      
                      
    
    
      countering violent extremism,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” or “CVE” – to help meet these basic human needs. Benjamin has argued that “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/s/ct/rls/rm/2009/133337.htm"&gt;&#xD;
      
                      
    
    
      terrorism flourishes where there is marginalization and perceived – or real – relative deprivation
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .” According to him, therefore, we need to “
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/s/ct/rls/rm/2009/133337.htm"&gt;&#xD;
      
                      
    
    
      confront the political, social, and economic conditions that our enemies exploit to win over the new recruits .... we must work to resolve the long- standing problems that fuel those grievances
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .” That this is, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      sub silentio
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , a transmutation of CT into a conventional social welfare policy agenda is quite clear, a point highlighted by Benjamin’s revealing identification of “relative deprivation” as the culprit. Counter-terrorism, he seems to suggest, requires government intervention in smoothing out the awkward and provocative peaks and valleys in the global distribution of wealth.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Some Reservations
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                    
  
  
    Like the argument about “navigating by our values,” however – a theory with which it neatly fits, especially if one assumes that social progressivism is a core American “value” – this “social welfare theory” of CT also needs to be understood to have sharp limits. It is far from obvious, for instance, that poverty and other deprivation translate in any direct or clear way into Islamic radicalism.
                  &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Among the ranks of the most dangerous 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    terrorists of whom we are presently aware, moreover, there seem to be remarkably few people pushed into radicalism by poverty and such things as the lack of Obama-style healthcare reform in their native countries. The 9/11 hijackers were for the most part educated, middle class boys from “good families” in Saudi Arabia (and in one case Yemen). The father of the recent “underwear” bomber is a wealthy banker, while the Times Square bomber apparently had an MBA degree and is the son of a Pakistani Air Vice Marshal. (The Ft. Hood gunman, for his part, was a trained psychiatrist with by all accounts a fairly comfortable life, not to mention full medical care and eligibility for retirement pension benefits from a military career funded by the U.S. taxpayer.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Al-Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    is famously headed by Usama bin Laden, the scion of a wealthy Saudi engineering dynasty who himself studied economics and business administration at elite schools and may have gotten a degree in civil engineering. His second-in-command, Ayman al-Zawahiri, is a middle-class Egyptian surgeon whose father was a chemistry professor and whose mother is said to have come from a wealthy clan. Today, the newest star in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    firmament, a cleric linked to multiple recent attempted attacks, is Anwar al-Awlaki – the well-educated, American-born son of a one-time Yemeni government minister. None of these people fits the profile of someone radicalized by his government’s failure to pursue welfare state policies with sufficient vigor.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Taliban may recruit miserable peasants for its operations on the ground in Afghanistan or Pakistan, in other words, but if today’s most problematic and dangerous 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      international 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    terrorists have any characteristic social class at all, they are of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      petit bourgeoisie
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , or higher. And they are educated, almost worldly. At any rate, it is hard to make the argument that they are products of deprivation or socio-economic disadvantage. If anything, the contrary seems to be the case.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In ways that would perhaps not be surprising to scholars of the French Revolution, 19th-Century anarchist terrorism, or the development of European Marxism and its terrorist offshoots, there is something about such people that makes a few of them remarkably susceptible to bewitchment by some 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      grand idée 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    – and thereupon makes them distressingly prone to the brutalities attendant to trying to remake the world in their own ideological image. In fact, far from making terrorist recruitment more difficult, it may even be precisely the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      familiarity 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    of such middle-class radicals with mainstream Western counter-narratives that helps make them easy marks for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    recruiters. It is against precisely the fruits of economic modernity and globalized “American values” that such people convince themselves that they have some need to rebel. These terrorists, at least, are not anti-American out of poverty, nor out of ignorance or some lack of exposure to our “narrative.” They know it rather well, or at least think they do. They are anti- American because they do not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      like 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    that narrative.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All in all, therefore, the dynamics of the terrorism problem would appear to be much more complicated and intractable than can be addressed by the facile assumption that radicalization will be short-circuited either by more skillful trumpetings of “American values” or by the universalization of the Western welfare state, even if that model were not presently engaged in spending itself into insolvency in Europe and elsewhere – not least in Obama’s America, which at the time of writing was running an annual government deficit significantly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      larger 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    (at $1.5 trillion) than the entire €750 billion package of emergency loan guarantees established by the European Union and the International Monetary Fund in order to stave off financial collapse in the Euro Zone. And if the dynamics of terrorism need to be turned around in some fashion, they will certainly prove resistant merely to a public relations campaign that applies an overlay of officious conciliation to a more or less unchanged CT policy. The Obama Administration may make some progress in making American CT 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      seem 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    less threatening, and this may be important to the administration’s political self-perceptions and the diplomatic image it wishes to cultivate at home and abroad. It is an open question, however, what impact such political messaging will have upon terrorism. (For all we know at the moment, in fact, Obama-era conciliation may strike Islamists as a sign of weakness, or even – somewhat ironically, given Obama’s moralistic approach to CT politics – a lack of moral courage.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    VI.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Counter-Insurgency and Nuclear Terrorism
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                    
  
  
    The challenge of making such an “atmospheric” approach pay off may not be quite so severe when it comes to counterinsurgency (COIN) operations in Afghanistan, where “hearts and minds” approaches retain a very plausible currency and current approaches – following the success, and to some extent the example, of the Bush Administration’s belated Iraqi troop “surge” – stress the development of politically, economically, and militarily viable alternatives both to indefinite U.S. occupation and to the bigoted oppressions of Taliban rule. One suspects, however, that the political messaging that matters in this respect has rather less to do with Guantánamo than with much more local factors of concern to the “sea” of rural tribesmen amongst whom the Taliban insurgents seek – in classical Maoist terms – to “swim,” and whom the insurgents seek to recruit.
                  &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, the reported involvement of the Pakistani Taliban in the recent Times Square bombing attempt underlines the point made by many CT experts that – Vice President Biden’s predilection for a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      solely 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    drone- and Special Operations-based anti- terrorist campaign notwithstanding – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al-Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and the Taliban are not functionally separable or even particularly distinguishable as an analytical matter. Nevertheless, there seems little reason to believe that the success of counter-insurgency operations in Afghanistan have much of anything to do with the post-Bush theatrics of U.S. CT politics. The stability and honesty of the Karzai government and its ability to protect the population from guerrillas, the economic opportunities available to the Afghan peasantry, or the perception that NATO forces build roads and bring peace as well as killing insurgents? No doubt. But holding a civilian trial for KSM in Manhattan, or whether or not the Obama Administration prosecutes anyone in northern Virginia for waterboarding? Hardly. It is far from clear that the prospects for Afghan COIN may be influenced by such blandishments.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One area in which the Obama Administration claims to be doing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    than its predecessor in the fight against terrorism – or at least wishes us to think that it is doing so – is with regard specifically to preventing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nuclear 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    terrorism. Preventing nuclear terrorism was a high priority for the Bush Administration too, of course. This impulse was the origin of such Bush-era policy innovations as the 77-nation Global Initiative to Combat Nuclear Terrorism, and the establishment by the U.N. Security Council of a series of requirements, legally binding upon all United Nations members, designed to prevent non-state actors from acquiring access to nuclear materials. The Obama Administration, however, says it is doing even more.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Citing longstanding intelligence reports that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      al-Qa’ida 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    seeks to acquire the means to mount a nuclear attack – which is not, of course, the same thing as concluding that the terrorists are in any immediate danger of doing so – President Obama hosted an enormous Nuclear Security Summit in Washington, D.C., that elicited from attending heads of state further promises to secure vulnerable nuclear materials. Taking its cue from a similar promise in his famous Prague speech of April 2009, the summit attendees pledged to secure all vulnerable nuclear materials worldwide “within four years.” The administration claims that the risk of nuclear attack has actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      increased 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    since Cold War days on account of terrorism risks, and its 2010 Nuclear Posture Review (NPR) declares that nuclear terrorism is “today’s most immediate and extreme danger.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is still unclear, however, whether the U.S. effort will really match this breathless identification of today’s “most immediate and extreme” threat. Attack by a radiological dispersal device or so-called “dirty bomb” – a much more 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      likely 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    terrorist threat than actual nuclear weapons use – was deliberately left 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      off 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    the agenda of the Security Summit. Nor were attendees asked for the sort of financial or in-kind contributions of expertise that would be needed to follow up years of work securing nuclear materials in the Former Soviet Union (FSU) with an expansion of such programs on a global basis. The administration’s four-year timeframe also suggests some lack of seriousness: U.S. work in the FSU took 16 years and is even now said only to be 90 percent completed. Due to the continuing production of nuclear materials and the obvious need to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      keep 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    them secured irrespective of circumstances, moreover, no one should expect the effort to be “completed” in four years even with an improbably enormous commitment of resources. (A more honest appraisal would admit that if we are serious about securing vulnerable materials we – or at least someone – will have to keep at it for a very long time, if not essentially forever.) Some observers worry that the Obama Administration’s aim is more to make a big show of effort on this nuclear-related agenda than to accomplish anything too lasting or serious; such criticism is somewhat unfair, but not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      completely 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    so.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As with traditional CT and social policy, it may be that nuclear CT is being subtly co-opted by, or pressed into service in support of, a different political agenda – in this case, nuclear disarmament. The Nuclear Security Summit seems part of effort to show the administration is “making progress” on nuclear threats, one component – and, notably, the least domestically controversial one – of a broader agenda of being “transformative” by leading the world toward zero as President Obama promised to such fanfare in Prague.  Disarmament policy advocates and activists such as former Australian Foreign Minister Gareth Evans, for example, have suggested that the Summit was essential to demonstrating immediate progress on the broad anti-nuclear-weapons agenda of the disarmament community – a critical area “
    
  
  
                    &#xD;
    &lt;a href="http://www.gevans.org/speeches/speech411.html"&gt;&#xD;
      
                      
    
    
      on which we need to get some runs on the board right now if we are to maintain the momentum for disarmament which was generated by President Obama last year, after a decade of international sleepwalking on this issue
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .” Emphasizing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      terrorist 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    risks in order to catalyze movement within the policy community on this nuclear agenda – as the Obama Administration did repeatedly in the lead-up to the Summit – is useful, but seems almost secondary; prioritization of CT is derivative and instrumental.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    VII.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Conclusion
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                    
  
  
    As with conventional and nuclear CT policy, there seem to be relatively few genuinely new elements in the Obama Administration’s disarmament push, but the 
    
  
  
                    &#xD;
      &lt;em&gt;&#xD;
        
                      
    
    
      posture 
    
  
  
                    &#xD;
      &lt;/em&gt;&#xD;
      
                    
  
  
    of newness is indulged fanatically. And, withal, the carefully-cultivated perception of change feeds broader agendas not fundamentally related to CT. Whereas the Bush presidency was defined by terrorism, President Obama seems to be trying to redefine counter-terrorism itself through the interpretive lens of his chosen policy priorities at home (“transformative” social welfare expansion) and abroad (“transformative” disarmament).
                  &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Our current CT posture is thus to some extent cynical, opportunistic, and tendentious, amounting more to a perception management game than to a wholesale reorientation of national policy. At the same time, and in its own fashion, it is also to some degree ambitious and high-minded. Whatever the odd admixture of these elements, however, it is far from clear how well the Obama Administration’s changes – such as they are – will actually help fight terrorism. Yet as long as the administration can avoid political damage from any perceived “weakness” in the face of terrorism, operational effectiveness may be beside the point. Ultimately, the aim may be less to fight terrorism 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    than to “brand” the new U.S. team as something fresh and praiseworthy that is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    the Bush Administration, and to leverage the panache and war-reminiscent psychological imperatives of CT policy in support of higher policy priorities 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      un
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    related to terrorism.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Analytically, therefore, Obama-era CT is interesting in large part precisely because there 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      hasn’t 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    been more of a real change in policy, even while counter-terrorism has retreated from emotive and psychological center stage and the message politics of transformation has been ascendant. Counter-terrorism has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    disappeared as a high U.S. policy priority, but its political context and atmospheric nuances have changed in fascinating ways – and quite out of proportion to the actual alteration of American counter-terrorism operational practice at home and abroad.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    --  Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <enclosure url="https://irp-cdn.multiscreensite.com/ce29b4c3/icon_cool.gif" length="172" type="image/gif" />
      <pubDate>Mon, 13 Dec 2010 17:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p596</guid>
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      <title>A Nonproliferation and Disarmament Colloquy: Wellen and Ford</title>
      <link>http://www.newparadigmsforum.com/p559</link>
      <description>An exchange between Russ Wellen and Chris Ford over the linkages between nuclear nonproliferation and nuclear disarmament.</description>
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      In response to Chris Ford’s October 29 posting on this website (“
      
    
      
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        Disarmament versus Nonproliferation?
      
    
      
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      ”), nonproliferation and arms control blogger Russ Wellen – who often appears on the 
    
  
    
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      blogs – wrote NPF to offer the following response, which has also appeared on Focal Points.  Dr. Ford’s reply to Wellen also follows below.
    
  
    
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        “Are Nonproliferation and Disarmament, 
      
    
      
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        Once Joined at the Hip, Headed for Divorce?”
      
    
      
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        by Russ Wellen
      
    
      
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      In the words of the old Sammy Cahn and Jimmy Van Heusen song, as made famous by Frank Sinatra, nonproliferation and disarmament, like love and marriage, “go together like a horse and carriage.”  Nonproliferation – preventing states that don’t currently possess nuclear weapons [from getting them] – works in tandem with disarmament – states with nuclear weapons divesting themselves of same.  “You can’t have one without the other.”  Right?
    
  
  
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      After all – continuing with the musical metaphor – that’s how the refrain goes in that old strain of a treaty, the NPT (nuclear Non-Proliferation Treaty). Let’s all sing the sixth stanza (a.k.a., article) together:
    
  
  
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        “Each of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control.” 
      
    
      
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      (Actually, it would probably require a good rapper to do it justice.)
    
  
  
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      Yet many maintain that Article VI does not, in fact, commit nuclear-weapons states to a long-term divestment of those weapons.  Christopher Ford of the 
      
    
    
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      outlined this position as well as anybody in a 
    
  
  
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       article that he wrote shortly after he left the Bush administration as its lead negotiator on the NPT.  Negotiations toward that end in themselves, he wrote, are sufficient for a state to be in compliance with Article VI.  In the years since, such as in a recent piece for his website, 
    
  
  
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        Disarmament Versus Nonproliferation?
      
    
    
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      he’s written about how nonproliferation doesn’t necessarily follow in the wake of disarmament.
    
  
  
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        For those who are believers in what I call the “credibility thesis” – that is, the idea that a lack of progress in demonstrating disarmament “credibility” is the main “missing ingredient” that has helped ensure that the post-Cold War world has seen so little progress in preventing the proliferation of nuclear weapons – this must have been a disheartening year. . . . as I have outlined elsewhere, our disarmament push seems to have won us no real progress.
      
    
      
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      Before we address if and why it was a “disheartening year,” we’ll note that the “elsewhere” Ford outlined our lack of nonproliferation progress is yet another piece he wrote titled Nuclear Disarmament, Nonproliferation, and the “Credibility Thesis.” It reads, in part:
    
  
  
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        First, [the credibility thesis] explicitly assumes that the commitment of the NWS [nuclear weapons states] to the ideal of disarmament lacks credibility, and implicitly assumes that the United States is both the most important locus of the problem and the key to its resolution. Second, it assumes that if this disarmament “credibility gap” is closed, it will be possible to meet today’s proliferation threats much more effectively and with a much wider base of diplomatic support. [But the] postulated “catalytic effect” of disarmament progress in support of nonproliferation policy is usually described as being an indirect effect, and rightly so. With good reason, few people seriously argue that countries such as Iran and North Korea seek nuclear weapons simply because the United States or other NWS possess such devices themselves, and that proliferators’ interest in such devices would accordingly diminish if only the United States reduced its arsenal further. It is sometimes alleged in disarmament circles that NWS possession of nuclear weapons, merely by making them “legitimate,” encourages proliferation.
      
    
      
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      In the recent 
      
    
    
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        Where, one might ask, is the credibility-derived “payoff” in nonproliferation cooperation for U.S. progress and leadership in this field to date? And what reason do we have to believe, in its absence, that such a payoff will materialize in the future?
      
    
      
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      This usage of the term “credibility” is almost unique to Ford.  The only other instance we found was by Joseph Gerson of the American Friends Service Committee, who, last spring, referred to a credibility gap between President Obama’s disarmament vows and his actions. To put it another way, Gerson doesn’t seem to believe that the United States is showing sufficient disarmament leadership, or setting a strong enough example, in following the letter of the law of Article VI, to convince states desirous of nuclear weapons that their covetousness is misplaced. He represents the view of not only much of the disarmament community, but the Non-Aligned Movement (an organization of states not aligned with major power blocs).
    
  
  
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      Ford acknowledges those agents in the recent article.
    
  
  
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        There will surely be those who will argue that the credibility thesis has yet truly to be tested — that is, who will chalk up the world’s failure to unite in solving all these problems to our failure to do more, and more quickly, in moving toward “zero.” A global united front in support of vigorous nonproliferation would really have materialized, it will be said, if we had only done more to disarm.
      
    
      
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      It must be acknowledged that not only does Ford understand disarmament advocates like few other conservatives, but, odds are, his judgment is sound when he asserts that whether or not we disarm has no bearing whatsoever on the plans of states that hope to acquire or develop nuclear weapons. Still, it behooves us to look at the issue from the vantage point of a small nation, to which 50 nuclear weapons is the stuff of daydreams. The 1,500 to which new START binds Russia and the United States (if ratified by the Senate, which looks less and less likely since the elections) still constitutes an arsenal unimaginable in its immensity.
    
  
  
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      Furthermore, to the “street” in those nations, the idea that not only can’t you have nuclear weapons when others do, but that the nation with the most nukes is leading the call to deprive you of any, not only violates your sense of fair play at its most fundamental level, but is capable of inducing outright cognitive dissonance. In addition, while, deep down, the nation’s statesmen likely share those sentiments, they may also feel that the reading of Article VI alluded to above is, at worst, counterintuitive; at best, legalistic.
    
  
  
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      That kind of hairsplitting scarcely becomes a superpower-slash-world leader in disarmament. Besides, as Jonathan Schell says, the most dangerous illusion is that “we can hold on to nuclear weapons while at the same time stopping their proliferation to other countries. That is an absolutely unworkable proposition. It just cannot happen in the real world.”
    
  
  
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      What’s more, attempting to enforce nonproliferation while you still retain 1,500 weapons plus for your personal deterrence is yet another reminder to a small nation of its second-class citizenship as a state. After all, prestige might even be the better part of nuclear aspiration. (Note to nuclear-weapons states: when it comes to throwing small states off the nuclear scent, sharing research in such cutting-edge areas as nanotechnology might, when combined with disarmament, work synergistic wonders.)
    
  
  
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      On top of everything else we’ve come up with an ingenious force multiplier for our hypocrisy — the $80 billion Obama has committed to nuclear modernization over the next decade to win Republican Senate votes to ratify START.  We vastly underestimate Tehran if we think this is lost on the mullahs.  In fact, they can be forgiven for perceiving new START as a smoke screen (however thin) for what really is more of a strategic retrenchment in our commitment to nuclear weapons than a rejection of them.  Nothing says we’re into nuclear weapons for the long haul better than watered-down treaties and the compromises we make to secure them.
    
  
  
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      Still, there’s no denying the legitimacy of the conservative argument that the urgency of nonproliferation precludes waiting around for substantive disarmament which, if it’s actually happening, seems to be unfolding over a timetable spanning generations.  But proliferation, with nuclear Big Brother – the International Atomic Energy Agency – looking over the shoulder of states like Iran, while the nuclear black market is a shadow of what it once was, is proceeding at a glacial pace as well.  One reason that the American public is skeptical that Iran isn’t close to developing nuclear weapons is that it can’t understand what’s taking a large state so long to get up to speed on a 60-year old technology.
    
  
  
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      Of course, nonproliferation can be enforced much more quickly than disarmament can be generated – by attacking the offending state.  But the military road to absolute nonproliferation is closed, in the case of Iran, for instance, because social norms on the part of the United States prevent it from mounting a massive enough attack (read: high civilian casualties) to keep Iran’s nuclear program from rising from the ashes – and, this time, unfettered by international constraints it would now disdain.  Thus disarmament moves not much more slowly than nonproliferation.
    
  
  
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      Whether or not disarmament discourages proliferation is immaterial – it’s our only recourse. Besides, does anybody think the time will come when small states will actually pass the United States on the up nuclear escalator while it’s on the down escalator to disarmament?  The United States would push the emergency shut-off button to disarmament in a heartbeat.
    
  
  
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      In the end, what the chorus of the Cahn-Van Heusen song reminds us about love and marriage can also be applied to nonproliferation and disarmament: “Try, try, try to separate them, it’s an illusion.”
    
  
  
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        CHRIS FORD RESPONDS:
      
    
      
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      Russ Wellen is a thoughtful and attentive reader, and his view of the inseparability of nonproliferation and disarmament is widely shared.  To make sure my position is understood, however, let me make three clarifications.
    
  
  
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      First, just for the record, let me make clear that my position on Article VI of the NPT is that while the text of that article clearly requires that we 
    
  
  
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      ., that such negotiations actually succeed, or that any unilateral steps be taken).  During the negotiation of the NPT, repeated attempts were made to insert just such concrete requirements into the Treaty, but they all failed to win adoption.  One might bemoan this, of course, but one cannot deny it.
    
  
  
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      There is today a widespread 
    
  
  
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       expectation that the nuclear weapons states need to do more on disarmament, but it is a mistake to read this as a 
    
  
  
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       requirement.  I do not defend disarmament inaction, and indeed there has not 
    
  
  
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       disarmament inaction.  (The United States, for instance, has so far decommissioned four weapons out of every five it had at the end of the Cold War, and we even run our civilian nuclear power plants partly on uranium downblended from 
    
  
  
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       nuclear weapons.)  My point about Article VI was merely that we confuse the issue by pretending that this is a legal and not simply a policy challenge.  It is understandably tempting for disarmament advocates to deploy the argumentative weight of “legal” obligations in support of their agenda, but this isn’t very good lawyering.
    
  
  
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      Second, I’d caution the reader not to be too dismissive of President Obama’s nuclear weapons infrastructure modernization plan, which Russ contemptuously describes as “an ingenious force multiplier for our hypocrisy.”  I am not – shall we say – the most practiced or comfortable defender of the Obama Administration’s agenda, but it bears emphasis that if there is a feasible road toward a global nuclear “zero,” our travel down that path needs to include sensible nuclear weapons stewardship during the period 
      
    
    
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       to abolition.  And even according to the optimists, this might be quite a while.  (As Obama noted in his Prague speech in April 2009, abolition is not likely to take place in his lifetime – and he’s not an old geezer, either.)  Until then, we have a responsibility not to be foolish in weapons management.
    
  
  
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      For so long as we retain nuclear weapons and rely to any extent upon them for strategic deterrence, for instance, we need to make sure such devices remain safe and reliable.  Unless Russ wants us to resume underground nuclear testing – and to a great extent even then – this will entail maintaining quite a robust and well-funded weapons laboratory infrastructure for years to come.  Having a weapons complex capable of producing new weapons should the threat environment “go south,” as the saying goes, is also important to disarmament progress, for such productive capacity will allow us to reduce stockpile numbers by shifting from strategic “hedging” based upon warheads-in-being – on the shelf, as it were, in our reserve stockpile – to hedging based merely upon 
    
  
  
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      warheads.  (This process is already underway, as we pointed out during the Bush Administration, and which Obama officials emphasize frequently today.)  In fact, a 
    
  
  
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       to fund the laboratory infrastructure needed for these various purposes might well 
    
  
  
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       U.S. reductions, not to mention ratification of future treaties.
    
  
  
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      It’s certainly somewhat counterintuitive that U.S. weapons complex modernization is a key to moving forward more quickly and sustainably on disarmament – but it is true nonetheless.  This is why so many “hawks” 
      
    
    
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       “doves” in the U.S. policy community tend to support Obama’s modernization plans, with the former being distinguished merely by concern that the president’s plan provides insufficient funding.  The 
    
  
  
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       of modernization – which has its origins in President Clinton’s support for the U.S. weapons labs in the name of “stockpile stewardship” and in connection with negotiating the Comprehensive Test Ban Treaty – is well-nigh a bipartisan consensus in mainstream political Washington.
    
  
  
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      Third, and for present purposes most importantly, let me stress that I actually do 
    
  
  
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       think disarmament and nonproliferation are unrelated.  It’s just that precisely 
    
  
  
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       they are related is 
    
  
  
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       important.
    
  
  
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      I would be the first to argue, for instance, that disarmament and nonproliferation are indeed linked in one specific sense: in that a failure to stop the spread of nuclear weapons capabilities would destroy whatever hope there may otherwise have been for nuclear disarmament.  It is inconceivable that anyone would (or should) take disarmament seriously if the international community cannot demonstrate its ability to stop nuclear weaponry from spreading.  (If we cannot stop today’s hemorrhaging, there’s no point in worrying about tomorrow’s recovery program.)  So “linkage,” at least in this sense, is quite real: unchecked proliferation is a showstopper for complete disarmament.
    
  
  
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      I am more skeptical, however, about linkage in the 
    
  
  
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       direction: the oft-expressed idea that our failure to contain proliferation is due to a failure to demonstrate more of a commitment to rapid disarmament – and that if such a commitment 
    
  
  
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       to appear, we would finally be able to bring today’s proliferation challenges under control. 
    
  
  
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      variety of linkage may have been plausible at some point, but it doesn’t seem to be supported by the evidence, despite earnest U.S. (and other) efforts to operationalize it.  Despite the vast reductions in U.S. and Russian arsenals since the end of the Cold War, and despite the recent Nobel Prize-winning U.S. enthusiasm for disarmament, the proliferation situation is worsening, not improving.
    
  
  
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      I worry about Russ’ lack of concern over disarmament’s inability to discourage proliferation.  He says this failure is “immaterial.”  I find this hard to credit, however, because as I have noted, if proliferation cannot be stopped, one can be quite sure that we will never see the complete disarmament for which Russ so earnestly hopes. 
    
  
  
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      Perhaps Russ means to suggest that the United States should abandon nuclear weapons even if other states continue to acquire them, but I think that position would be difficult to defend – especially over the longer term, when we cannot ensure that we will continue to enjoy today’s pronounced superiority in conventional arms.  At any rate, such a position would speak only to the issue of whether and to what degree we should engage in unilateral reductions: by definition, to speak of such a world would entail the abandonment of ambitions for nuclear weapons abolition.
    
  
  
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      Alternatively, perhaps Russ means that disarmament’s failure to support nonproliferation is “immaterial” in the sense that there may be some way to stop proliferation by other means, even though continuing disarmament has no effect upon proliferation dynamics.  I certainly hope that there is some such way, for we shall need it.
    
  
  
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      -- Christopher Ford
    
  
    
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      <pubDate>Tue, 07 Dec 2010 17:36:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p559</guid>
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      <title>Politics and Verification: Lessons of North Korea</title>
      <link>http://www.newparadigmsforum.com/p593</link>
      <description>A discussion of the political challenge of arms control verification, as illustrated by the long struggle -- now recently resolved -- over whether or not North Korea has been engaged in ongoing uranium enrichment work.</description>
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                    As any newspaper reader probably now knows, North Korea recently revealed to visiting American scientist Sig Hecker what 
    
  
  
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     a “stunning” and “astonishingly modern” uranium enrichment centrifuge plant.  The facility, containing some 2,000 centrifuges, allegedly has an enrichment capacity said to be about 8,000 kg SWU/year – which is a nuclear scientist’s way of saying it could produce two tons of low-enriched uranium (LEU) or 40 kilograms of highly-enriched uranium (HEU) annually – and has shocked the outside world with its apparent sophistication.  Whatever the finesse of its builders and operators, however, it clearly finally puts to rest longstanding debates about whether North Korea (a.k.a. the Democratic People’s Republic of Korea, or DPRK) had a serious uranium enrichment program at all.
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                    That there had so long 
    
  
  
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     a debate about whether North Korea was pursuing enrichment, however, is really something of an embarrassment – and should provide a sobering lesson about some of the 
    
  
  
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     limitations of arms control verification.  It is now generally acknowledged that the DPRK began its uranium enrichment work at least as early as the early- or mid-1990s, when it received substantial assistance from Pakistan.  As 
    
  
  
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      David Albright and Paul Brannan recently concluded
    
  
  
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    , for instance, North Korea received training in centrifuge enrichment beginning in 1993 as part of a deal with Pakistan pursuant to which Islamabad received ballistic missile technology and Pyongyang got assistance with nuclear weapons.   Sig Hecker himself now goes so far as to conclude that the DPRK uranium program “started early, perhaps in the 1970s or 1980s,” and then accelerated as a result of “dealings with [Pakistani nuclear scientist and international nuclear weapons technology smuggler] A.Q. Khan in the 1990s.”
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                    Such conclusions have inescapable significance as the world now struggles with how to handle the growing threats to international peace and security presented by the North Korean regime.  (I’ll confine my discussion here to nuclear issues, but the reader will need no reminding that this has been a year in which DPRK forces torpedoed a South Korean naval vessel and shelled a South Korean village.)  In this context, the most recent uranium revelations make clear that in nuclear matters the DPRK has apparently 
    
  
  
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     negotiated or accepted agreements in good faith with its international interlocutors.
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                    If its uranium enrichment program has been underway as long as Hecker believes, North Korea apparently did not show good faith in joining the Nuclear Nonproliferation Treaty (NPT) in 1985, nor in its 1991 denuclearization accord with South Korea, nor in signing an International Atomic Energy Agency (IAEA) safeguards agreement in 1992.  It did not show good faith in signing the “Agreed Framework” nuclear deal with America in 1994, nor in its dealings with the IAEA from 1994 to 2002, nor at any point during the long frustrations of the now-suspended “Six-Party Talks” begun by the Bush Administration after Pyongyang withdrew from the NPT in 2003 – including the promises it made in the 2005 Joint Declaration produced by these talks, among them not to transfer nuclear technology abroad and to provide a complete declaration of all its nuclear activities.
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                    The implications of this consistent lack of good faith are obvious, and it is their very obviousness that has overshadowed – and, many would argue, undercut the legitimacy of – the ongoing diplomatic effort to negotiate with Pyongyang.  The shadow of the DPRK’s fundamental unseriousness as a negotiating partner, in turn, helps explain why assessments of DPRK enrichment have been so contested, even though much of the evidence of it has been available for years.
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                    Since the Hecker revelations just a couple of weeks ago (in November 2010), some conservatives have pointed out how reluctant U.S. officials have long been – even under the Bush Administration – to accept the evidence of DPRK enrichment work.   
    
  
  
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      Writing in the 
    
  
  
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      , for instance, Stephen Hayes 
    
  
  
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    has sketched a history of official U.S. efforts to wish away evidence of enrichment in the name of continued commitment to the diplomatic process. His allegation is corroborated by my former State Department colleague 
    
  
  
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     – who worked on these very issues for a time on the National Security Council staff, and whose first-hand account relates how “delusion” helped blind the Bush Administration during its second term to the “inconvenient truth” of ongoing North Korean enrichment work.  
    
  
  
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      I myself have detailed on this website 
    
  
  
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    my experience of the dishonest lengths to which the State Department’s Bureau of Intelligence and Research (INR) went – during the 
    
  
  
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     Bush Administration, which to its credit 
    
  
  
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     reveal the existence of at least 
    
  
  
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     DPRK enrichment work in 2002 – in its internal effort to discredit what turned out to be quite accurate reports and assessments of the North Korean enrichment program (and the aforementioned Pakistani missiles-for-bombs deal) dating back to the mid-1990s.  It’s not a pretty story.
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                    These accounts of willful blindness, however – or, more specifically, of desperate efforts to find reasons 
    
  
  
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     to believe an increasing weight of evidence because of the political and diplomatic implications of acknowledging such bad news – need to be set in context.  As Leddy accurately recounts, U.S. efforts to downplay the issue of DPRK enrichment do indeed represent what was in some regards a “bipartisan failure.”  (I'll confine my discussion here to U.S. timorousness, but one should remember that rest of the world has been even worse.  South Korea, for instance, suppressed reporting from a high-ranking North Korean defector who began 
    
  
  
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      spilling the beans about these matters in 1997 
    
  
  
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    – though officials in Seoul had help from some of their U.S. intelligence counterparts.)  But these examples also represent more than just a singular failure.  They illustrate a profound 
    
  
  
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     weakness in compliance verification that should worry anyone who supports the negotiation and maintenance of arms control, nonproliferation, and disarmament agreements.
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                    To some extent, this is not a new observation.  In an article published in the mid-1990s, for instance, David Kay – who had stepped down in 1992 as the United Nations’ chief weapons inspector in Iraq – warned that the politics of arms control verification frequently mitigates 
    
  
  
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     honesty in compliance assessment by creating incentives to ignore evidence of violations in cases where 
    
  
  
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     such problems would tend to force leaders to make difficult diplomatic or even military choices.  Historically, Kay wrote, “the verification process is often twisted to avoid finding violations because of the uncertainty or unpalatability of political choices that would arise from confirmed violations.”*  In that article, he offered the example of Allied inspectors ignoring German violations of the Versailles treaty in the interwar years because their governments were entirely unprepared to do anything in response, and did not wish to suffer embarrassment by having to confront the issue.  Kay also pointed to the Clinton Administration’s determination to turn a blind eye to Chinese assistance for ballistic missile and nuclear weapons proliferation in the 1990s – a recurring problem that led to fierce battles with the Republican-controlled Congress of the time, and produced President Clinton’s 1998 infamous confession about feeling pressure to “
    
  
  
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                    Subsequent experience offers additional examples, perhaps the most notable being the disgraceful determination of IAEA Director General Mohammed ElBaradei to protect Iran against glaringly obvious conclusions of safeguards and NPT noncompliance based upon evidence gathered by his 
    
  
  
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     agency.  Rather than actually do his crucial job in supporting nuclear safeguards verification, ElBaradei chose to try to play a role as 
    
  
  
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      what he called
    
  
  
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     the world’s “secular pope” – a man doing “God’s work” in saving the planet from “crazies” who might seize upon news of Iranian violations as an excuse for war.  (In comparison with ElBaradei’s solipcistic grandiosity, my old sparring partners at 
    
  
  
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      INR and the State Department’s legal bureau 
    
  
  
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    were modest indeed.  They, too, seem to have tried to seize for themselves a political role that superseded their professional responsibilities, but at least they 
    
  
  
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      pretended
    
  
  
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     to argue about the law and the strength of the evidence.)
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                    The long struggles over admitting the existence of a serious DPRK uranium enrichment program thus constitute merely one example of a broader phenomenon – a dynamic which one needs to bear in mind when assessing arguments about the reliability of verification in the future, especially in multilateral contexts.  There is much discussion in the disarmament community today about how one might overcome the technical challenges of verifying the dismantlement of nuclear warheads and handling fissile material accountability in a nuclear weapons abolition regime.  I do not wish to minimize such challenges, for they are formidable.  The lessons of DPRK enrichment assessments, however, make clear that David Kay is right that verification can also present 
    
  
  
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     challenges.  Where admitting a violation would force one to face difficult choices about compliance enforcement – and especially when confronting such a problem might even lead to war – there will exist powerful incentives to ignore or dismiss evidence of noncompliance.
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                    It is sometimes alleged in disarmament circles that skeptics should be less worried about the reliability of compliance enforcement in a “nuclear zero” regime because all countries would have 
    
  
  
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     a powerful security interest in preventing regime “breakout” by a rogue government that they would 
    
  
  
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     work quickly and effectively together to bring pressure upon the malefactor – even to the point of undertaking compliance enforcement by force of arms.  As one scholar put it at a recent disarmament conference I attended, “[t]he readiness to join forces for preventive military action, even against a major power, would most likely be considerably higher than today.”  So confident was he in the reliability of such quick and effective cooperation – and in the efficacy of such guaranteed compliance enforcement in 
    
  
  
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     violations in the first place – that he even suggested vesting in the IAEA Director General or the U.N. Secretary General the power to set in motion a process pursuant to which that official’s finding of noncompliance would authorize preventative war against the violator if the problem were not resolved within a certain period of time.
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                    The abovementioned examples of the 
    
  
  
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     difficulties of verification, however, indicate that such confidence may be misplaced.  Indeed, they suggest quite the opposite possibility: precisely 
    
  
  
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      because
    
  
  
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     the “cost” of a noncompliance finding would be so much higher than in most compliance assessment situations in today’s world, the assessment of violations under an abolition regime would be 
    
  
  
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     controversial and contested.  In a world of “nuclear zero,” after all, finding a violation to have occurred and one state’s nuclear “breakout” to be underway – especially under my friend’s wild scheme of tying the legality of preventative war to a noncompliance finding made by an international bureaucrat such as ElBaradei – could have positively 
    
  
  
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     implications, including in sparking a precipitous nuclear rearmament race by many states, and quite possibly a preventative war that could involve the use of nuclear weapons on one or both sides.  With 
    
  
  
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      this
    
  
  
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     being the stakes, how rigorous do you think political leaders could be depended upon to be in their interpretation of the evidence?  The standard of proof that would likely be demanded in such circumstances might be staggeringly high, if indeed it could be met at all before the violator had decided the time was ripe to reveal things himself.
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                    It is hard to imagine any way to guarantee political reliability in the verification process: there is no way of getting around the responsibilities of rigor in compliance analysis, nor of ensuring that leaders will not shirk these responsibilities when findings of violations have such consequences.  To be sure, in a future world – no less than today – 
    
  
  
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     national leaders, depending upon their circumstances and the types of threats at issue, would probably feel incentives to err in the other direction, preferring to risk a false positive (
    
  
  
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    , overreacting to what turns out 
    
  
  
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      not
    
  
  
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     to be a violation) than to suffer the consequences of a false negative (
    
  
  
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      e.g.
    
  
  
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    , not catching a violation until it may be too late to reverse things).  Yet it also seems likely that others will follow the pattern identified by David Kay, being willing to believe well-nigh anything 
    
  
  
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      except
    
  
  
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     that noncompliance has occurred.
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                    There is no “fix” for the problems that are likely to ensue when such perspectives collide; this is a tension that the international community must manage on an ongoing basis as it stumbles along.  But we are fooling ourselves if we simply 
    
  
  
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     these problems of verification politics, for they are quite real, and one should be skeptical of arguments that presuppose there to be some inherent reliability in any verification process.  The recent revelations about DPRK uranium enrichment should remind us that Leddy’s “inconvenient truth” problem is in fact a general one.  No serious student of arms control should ignore it.
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    -- Christopher Ford
  

  
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                    NOTES:
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    *     David Kay, “The Challenge of Inspecting and Verifying Virtual Nuclear Arsenals,” 
    
  
    
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      Nuclear Weapons in a Transformed World
    
  
    
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     (Michael J. Mazarr, ed.) (New York: St. Martin’s Press, 1997), at 103, 111.
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 01 Dec 2010 16:13:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p593</guid>
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      <title>Is “Weaponless Deterrence” Possible?</title>
      <link>http://www.newparadigmsforum.com/p579</link>
      <description>A brief summary of a longer paper on nuclear weapons reconstitution: its history, implications for strategic stability, and programmatic demands.</description>
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      Note:
    
  
  
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      The following essay briefly summarizes a longer paper Dr. Ford prepared – the first results of a study generously supported by the 
      
    
      
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        Carnegie Corporation of New York
      
    
      
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       – for a Hoover Institution conference on “
    
  
    
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        Nuclear Deterrence: Its Past and Future
      
    
      
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      ” (November 11-12, 2010).  Click 
    
  
    
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          here
        
      
        
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       for the longer paper, which is now available from 
    
  
    
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        Hudson Institute
      
    
      
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    .
  

  
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                    In my longer paper which I merely summarize here – the first results of a study generously supported by the Carnegie Corporation of New York – I explore issues surrounding the concept of “countervailing reconstitution” (CR) of nuclear weapons (a.k.a. “weaponless deterrence” or “virtual nuclear arsenals”) as a potential tool to facilitate reductions in present-day nuclear arsenals and perhaps provide insurance against “breakout” from an abolition regime.  My paper traces the idea of CR, beginning with its origins in the Acheson-Lilienthal Report of 1946, which conceived of a world in which host-government seizure of internationally-controlled nuclear facilities might be in some measure deterred by the likelihood that in such circumstances, 
    
  
  
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     governments would 
    
  
  
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     seize facilities located within 
    
  
  
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     territories and use them to build countervailing arsenals.   This idea had subsequent echoes during the Cold War in the writings of Herman Kahn on issues surrounding pre-attack mobilization, and then most notably in the work of Jonathan Schell, whose book 
    
  
  
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      The Abolition
    
  
  
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     made a prominent and eloquent case for “weaponless deterrence.”
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                    The conceptual insight behind CR is the notion that 
    
  
  
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     nuclear weapons – that is, a country’s ability to construct such devices – has at least some deterrent value, and that it may be possible for potential weapons to serve to some degree as a substitute for “weapons-in-being.”  Among the scholars to have considered this issue, however, opinions vary as to how far this idea can be pushed.
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                    The idea began to receive sustained attention in the 1990s, as a few studies began to emerge of how CR-type concepts might help facilitate reductions, such as by making a country more willing to accept cuts in the size of its nuclear arsenal because it has confidence in its ability to manufacture additional weapons if a grave new threat should emerge.  Some scholars even began to explore the idea that CR could be pushed to the asymptote of nuclear weapons 
    
  
  
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    , with other countries’ ability to begin or resume nuclear weapons work providing at least some insurance against – and deterrence of – any attempt by a would-be violator to achieve “breakout” from such a disarmament regime.  By the 2000s, such thinking had emerged as an important theme of disarmament debates, with multiple U.S. administrations endorsing CR as a tool with which to facilitate arms reductions, and potentially even as a capability to be retained at some hypothetical future “zero.”
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                    The main body of my paper explores some of the substantive issues raised by the notion of CR – which I break, for analytical purposes, into “Tier One” and “Tier Two” varietals.   It has long been clear that living with at least 
    
  
  
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     form of CR will probably be inescapable, insofar as under any realistic scenario, dual-use nuclear technology and fissile materials will remain in the world.  As long as this is the case, at least 
    
  
  
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     countries will possess at least 
    
  
  
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     ability to bring nuclear weapons back into the world after the achievement of any abolition regime.  This kind of 
    
  
  
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     CR capability – that is, CR as the 
    
  
  
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     of one’s possession of dual-use technology and nuclear materials – is what I term “Tier Two” reconstitution.  The paper, however, focuses principally upon “Tier One” CR, which is conceived as the 
    
  
  
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     maintenance of a nuclear weapons reconstitution capability as a sort of strategic “hedge” for coping with resurgent threats in a “zero” world.  How should one evaluate the merits and demerits of such 
    
  
  
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     reconstitution planning for a world free of nuclear weapons?
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                    To help shed some light upon this, the paper discusses the principal “big picture” critique often made against “Tier One” CR: a crisis-stability argument closely related, as an analytical matter, to criticisms also offered against nuclear force “de-alerting.”  (The issues presented by CR are quite similar to those raised by “de-alerting.”  In fact, one might describe the latter as a 
    
  
  
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     of “Tier One” reconstitution.  Alternatively, one might view CR as an extreme form of de-alerting.)  Thomas Schelling, Herman Kahn, Kenneth Waltz, and others have suggested reasons to be concerned about the degree to which CR might make international relations prone to reconstitution “races” that would be very destabilizing in times of tension or conflict, and might even create nuclear 
    
  
  
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     incentives for the “winner” of such a contest.   These worries are explored in some detail in the paper, with a particular eye to such challenges as: the likelihood that a CR-based deterrent balance would elicit a new arms race in technologies and methodologies aimed at maximizing the 
    
  
  
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     of reconstitution; the importance (and difficulty) of ensuring CR survivability in the face of the proliferation it would engender of so-called “showstopper” targets the destruction of which could derail reconstitution; the danger of “wildfire proliferation” in the emergence of a multi-player nuclear standoff once any single player has decided to commence reconstitution; and questions about whether nuclear weapons development actually 
    
  
  
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     be deterred by the prospect of “virtual” arsenals.
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                    The relationship between reconstitution and 
    
  
  
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     against ballistic missiles and other forms of nuclear weapon delivery is also important, albeit an ambiguous one.  Defenses would likely be stabilizing in the hands of potential 
    
  
  
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    , arm themselves with nuclear weapons as a deterrent) before the malefactor could harm them with its new weaponry.  Defenses in the possession of the treaty violator itself, however, might be correspondingly 
    
  
  
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     the advantages of breakout by impeding responsive attack undertaken in the interests of compliance enforcement.  At least one scholar has suggested a way out of this paradox by hypothesizing a defensive regime in which defense-possessing and enforcement-minded countries could 
    
  
  
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     missile forces to threaten a defense-possessing 
    
  
  
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     with an attack capable of overwhelming its defenses.  The challenge of managing the offense-defense relationship in a CR context, however, is not trivial – and is acknowledged even by advocates of strong ballistic missile defenses.
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                    The second main part of the paper then goes on to 
    
  
  
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     the value of “Tier One” CR as a way to provide insurance against “breakout” from a “zero” regime.  It uses this assumption for the sake of argument, as a sort of 
    
  
  
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     experiment in order to explore the programmatic implications CR might have if taken seriously by a country such as the United States.  What might the United States actually have to 
    
  
  
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     in order to maintain a credible “Tier One” CR capability over time in an abolition environment?
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                    It turns out that this is a very difficult question to answer, for CR requires first making difficult decisions about 
    
  
  
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     one would wish to reconstitute and 
    
  
  
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     many of such things (
    
  
  
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     warheads, or delivery systems) one would need.  Without such guidelines, it is hard to plan for what must be retained, and different answers to these questions will result in very different infrastructural and human capital requirements.  A reconstituted arsenal with “counterforce” capabilities capable of threatening hardened military targets, for instance, will likely impose more demanding CR requirements than a merely “countervalue” arsenal in which comparatively crude weapons are to be aimed at civilian populations.  Similarly, reconstituting a Cold War-style “legacy” arsenal would probably be much more difficult than reconstituting an arsenal optimized for some set of presumed post-“zero” conditions, perhaps including warhead designs developed specifically with an eye to speed and ease of reassembly.  Since no one has apparently yet engaged – or perhaps really knows 
    
  
  
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     to engage – in serious force posture planning for a hypothetical “post-zero” world of reconstituted arsenals, all one can do at this point is speculate.
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                    That said, the emerging field of what one might call “reconstitution theory” may help us identify particular challenges, and the programmatic later portions of my paper examine some of them – in part by offering lessons suggested by post-Cold War U.S. experiences with nuclear weapons complex shrinkage and consolidation.  These  American experiences suggest that considerable challenges would face “Tier One” CR planners attempting to preserve an effective weapons production infrastructure over many years in an abolition environment.  U.S. experiences with plutonium “pit” production (for implosion-type nuclear weapons) and with the remanufacture of exotic non-nuclear materials needed for refurbishing the W-76 warhead in the early 2000s, for instance, suggest that it can be terribly difficult to re-learn specialized techniques and processes once they have been halted or abandoned.  It can also be very difficult to maintain a sufficiently sharp and capable stock of 
    
  
  
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     capital – that is, scientists, engineers, and technicians with the specialized skills necessary for weapons design, fabrication, and maintenance – over long periods of time in an industry that one intends to preserve, to some extent, merely in a 
    
  
  
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     moribund state.
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                    The game-theoretical requirements of CR survivability, moreover, may impose additional challenges on reconstitution planning, particularly with regard to reducing the vulnerability of the constituent elements of one’s weapons infrastructure.  Post-Cold War reforms of the U.S. weapons complex have to date focused largely upon shrinkage and consolidation, but CR survivability concerns might mean that “Tier One” CR planning would drive the process in the 
    
  
  
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    , toward redundancy and geographic distribution – lest consolidation make it dangerously easy for any attacker to cripple the reconstitution process by attacking its key procedural “choke points.”  Uncertainties about how many reconstituted weapons one might actually want could also have a similar effect in eliciting a 
    
  
  
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     aggregate CR infrastructure, for lessons from U.S. consolidation efforts in the 1990s suggest the importance of sizing one’s future infrastructure on the basis more of 
    
  
  
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     estimates of a potential future stockpile than 
    
  
  
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     ones.  (When one is merely guessing at future national security requirements, the price of error may be less if one retains unused surplus capacity than if one suddenly needs more weapons than it is physically possible for one’s infrastructure to produce.)  Analogous challenges may arise with respect to the maintenance of specialized delivery systems capable of dispatching reconstituted warheads to their targets.
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                    In order to ensure the indefinite upkeep of a credible “Tier One” CR capability, the requisite budgets, facilities, and human capital would also have to be maintained in the face of the considerable “out of sight/out of mind” problems that would confront an expensive and challenging CR program as it competed with 
    
  
  
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     defense and budgetary priorities in a nuclear weapons-free world.  This is a major concern of CR skeptics, who point to the considerable challenges the U.S. nuclear weapons complex has had since the end of the Cold War in maintaining itself in a robust and effective form.  If we cannot do this even while thousands of nuclear warheads remain in our arsenal and we remain at least officially committed to a form of nuclear deterrence rooted in the upkeep of weapons-in-being, they ask, how could we expect to maintain such capabilities indefinitely in a world of “zero”?   In particular, if 
    
  
  
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     societies possessing reconstitutive capabilities are not to fall behind in their maintenance of “Tier One” CR, preventing such atrophy will be an ongoing challenge.  (Dictatorships, one imagines, are likely to have an easier time maintaining commitment to CR.)  Given the likely inescapability of a world of widespread CR capabilities at least at the “Tier Two” level, however, it may not be possible to avoid struggling with these issues, even if only to avoid additional asymmetry.
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                    In its concluding comments, the paper discusses the possibility that CR may be to some degree a “self-solving” problem.  Some of the thinkers who have explored CR issues wonder whether “virtual nuclear arsenals” can be squared with nuclear weapons abolition in a stable and sustainable way absent some very significant prior transformation of international politics – not necessarily a thoroughly utopian revolution in politico-cultural attitudes which will lead lions to lie down placidly with lambs, but at the very least a significant additional strengthening of trust and easing of tensions.  For such observers, the stability problems of CR-based abolition might be said to solve themselves, in the sense that the very geopolitical conditions which would be required in order for even a CR-based “zero” to be possible in the first place would 
    
  
  
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     rob those problems of much of their salience.
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                    Others, however, disagree that the transformation of international politics is a precondition for a CR-based “zero.”  Indeed, they contend that the whole 
    
  
  
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     of “countervailing reconstitution” is that it offers the potential to achieve nuclear weapons abolition in a way that 
    
  
  
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     the continuation of the nuclear deterrence paradigm.  CR aims to achieve “zero” 
    
  
  
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     having magically to overcome millennia of distrust and power-political thinking in international relations.  This question, however, remains very much alive in the expert literature.
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                    My paper closes by arguing that whether or not one accepts the precondition of political transformation, and however one assesses the desirability and feasibility of a CR-based “zero,” there is clearly value in the notion of countervailing reconstitution at least as a means to
    
  
  
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     further weapons reductions, at least for the moment.  Potential weapons 
    
  
  
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     substitute for weapons-in-being, and likely to a greater extent than they do at present.  At the very least, a production-capable weapons infrastructure can help possessors reduce the perceived need to keep reserve stockpiles as a form of “strategic hedging,” and perhaps help ease any perceived deterrence costs of some reduction in other stocks.  In a world in which very considerable numbers of nuclear weapons still exist, this is certainly not nothing.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 25 Nov 2010 18:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p579</guid>
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      <title>Nuclear “De-Alerting” and Effective Decision Time</title>
      <link>http://www.newparadigmsforum.com/p569</link>
      <description>A critique of nuclear "de-alerting" debates, and a suggestion for how best to approach maximizing the decision time available to national leaders facing nuclear use decisions in a crisis.</description>
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      These remarks were presented by Dr. Ford on November 11, 2010, at a conference at the 
      
    
      
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       on “
      
    
      
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        Deterrence: Its Past and Future.
      
    
      
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      ”  They summarize points made in a longer paper submitted to that conference, and currently available in electronic form from 
      
    
      
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      .  Click 
    
  
    
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          here
        
      
        
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       for a PDF of the full paper.
    
  
    
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                    Good afternoon!  My paper deals with the issue of deterrence through the prism of the issue of maximizing the decision time available to leaders in making nuclear weapons use decisions.  I’d like to think is has some value in its own right, but I’d point out that I think this analysis may have at least some implications for the “virtual nuclear arsenals” debate too – for these decision-time and de-alerting questions overlap considerably, in an analytical sense, with “countervailing reconstitution” questions.  Indeed, one might regard de-alerting as a subset of the reconstitution issue, or perhaps virtual nuclear arsenals as an extreme case of de-alerting.
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                    Anyway, the jumping-off point for this exploration is the ongoing debate over nuclear force “de-alerting,” but it’s really part of my point that we should conceptualize the issue more broadly than that – namely, as a question of decision-making time on a broader timescale: from crisis escalation well before any potential attack warning, all the way through to 
    
  
  
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     an attack may have actually occurred.
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                    Anyway, as I hardly need to tell 
    
  
  
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     audience – among you being not only numerous scholars and other experts but also the famous “Four Horsemen” of the modern disarmament debate, Messrs. Shultz, Perry, Kissinger, and Nunn, not to mention Lord Browne – the de-alerting discourse plunges one into the challenges of what one might call 
    
  
  
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     deterrence.  Specifically, it concerns the difficulty of balancing presumed deterrent considerations against the risks of accident, error, and loss of control.
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                    As a heuristic, think of this debate as being between those who prioritize working to minimize two different types of risk.  The first is “Type A” risk, namely, what one might call “advertence”: things such as crisis stability, preemptive use incentives, etc.  (Type A thinking is largely a deterrence discourse.)  The second is “Type B” risks of “inadvertence,” which focus upon accidents, errors, and so forth.
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                    Neither side in the de-alerting debate is dismissive of either type of risk.  At issue, rather, is the 
    
  
  
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     between them and tradeoffs that may have to be made in practice.  Nuclear command and control is to a great extent a balancing act.  In my paper, I try to conceive of it in terms of complexity theory: arrangements need to be tightly coupled enough to allow them to remain responsive to leadership control, yet loose enough that can handle perturbations.  The “right answer” – if there is one as an organization hovers at peak organizational and adaptive fitness, on what complexity folks call the “edge of chaos” – is not a fixed point but a dynamic tension.
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                    The fact that tradeoffs 
    
  
  
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     often required as one addresses Type A or Type B risks is illustrated by the main thrust of the de-alerting debate.  What I think of as the Blair/Sagan critique of current nuclear postures – and the core of the most compelling intellectual case for de-alerting – is that the nuclear command-and-control system is too tightly coupled and full of complicatedly nonlinear interactions to avoid, or be able to cope with, errors and accidents, particularly in the brief time between apparent warning of an incoming attack and the point by which one would have to launch ones alerted forces in order to get them out from under it.
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                    Because of force vulnerabilities – and, Blair stresses, the fragility of the command systems which would be needed in order to mount and manage a retaliatory strike – nuclear states face incentives to adopt a 
    
  
  
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     launch-on-warning (LOW) whether or not this if officially policy.  This combination, they argue, is potentially lethal.
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                    This critique obviously involves elements of Type A 
    
  
  
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     Type B thinking, but its main focus is the reduction of Type B “inadvertence” risks.  It stresses the need to expand the time before it is physically 
    
  
  
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     to launch weapons: extending this period, it is felt, will allow more chances to correct errors and think twice about launch.
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                    The counter-narrative is one that stresses Type A concerns, though it does acknowledge Type B worries and tries to address them through remedies associated with what Scott Sagan has discussed as “high reliability” thinking (e.g., sensor redundancies).  Type A counter-narrative proponents 
    
  
  
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     as a rule, because they think it supports the deterrence of aggression.  And they worry about de-alerting because they fear instability associated with crisis-stability and re-alert or rearmament “race” issues.
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                    The Type A narrative is thus 
    
  
  
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     being about maximizing decision time. The anti-de-alerters, however, see de-alerting 
    
  
  
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     as being likely to constrict decision-making time by forcing leaders to take provocative steps 
    
  
  
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     in a crisis than they would have to if they maintained forces that were already alerted.  The two sides in the debate, therefore, are really just talking about different relevant time horizons.
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                    My paper explores the tensions between these approaches, and suggests that de-alerting as a remedy is problematic precisely because it is a type of Type B solution that demands tradeoffs with Type A concerns on a quasi-zero-sum basis.  Depending upon where one sits in the Type A or B camps, it might or might not be necessary actually to make this tradeoff.  I suggest, however, that we should really look for solutions that do 
    
  
  
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     demand a zero-sum tradeoff – and thus serve both Type A and Type B interests in positive sum way.
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                    The closing sections of my paper argue in particular for reducing Type B risks in such a way, offering some suggestions.  In particular, among other things, I argue for ways to address not the 
    
  
  
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     for LOW (as de-alerting argues) but in fact the 
    
  
  
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     that may drive possessors toward finding it attractive.
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                    In this regard, I suggest that ballistic missile defense (BMD) can help provide something of a buffer against accidental launches – or indeed false alarms suggesting limited attacks, such as the Russian scare involving the Norwegian sounding rocket.
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                    I also argue for much more serious work on command-and-control system survivability of just the sort that Bruce Blair has argued has created dangerous LOW incentives.  If Blair is right that command-system vulnerability is at the core of the incentive structure that removes the 
    
  
  
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     period from having real relevance to nuclear leaders, we should fix this by restoring the option of “ride out” that our expensive pursuit of survivable second-strike forces presupposes we need and desire.  (Survivability may have seemed impossible in the Cold War context of massive nuclear “laydowns,” but we should not assume that having an architecture capable of “ride out” is so Quixotic in today’s world – or in a future world of shrinking arsenals.)
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                    My focus is to maximize decision-making time by giving leaders more feasible options 
    
  
  
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     Type B risks in a way upon which all sides in today’s de-alerting debates may be able to agree.
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      <pubDate>Sun, 21 Nov 2010 17:41:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p569</guid>
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      <title>A Nuclear Colloquy: Lowry and Ford on “The Nuclear Bazaar”</title>
      <link>http://www.newparadigmsforum.com/p550</link>
      <description>A discussion of the dangers of dual-use nuclear technology proliferation</description>
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      Dr. David Lowry is an independent research policy consultant specializing in nuclear issues, working with politicians, NGOs and the media.  He is a former director of the European Proliferation Information Centre [EPIC] in London.   His text below, which he recently submitted to NPF, is the written version of his presentation to a workshop on “Challenging NPT-backed Nuclear Power Expansion” at the Campaign for Nuclear Disarmament (CND) annual conference in London on October 9, 2010.
    
  
    
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      Dr. Ford’s comments in response to Dr. Lo
      
    
      
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      Avoiding Atomic Armageddon:
    
  
    
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        Why we should not rejoin the nuclear bazaar
      
    
      
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      by Dr. David Lowry
    
  
    
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      The venerable veteran Labour politician, Tony Benn, who once was responsible for the British nuclear power programme when he was Technology Minister in the late 1960s, when recently asked  by 
    
  
  
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       if he had made any  political mistakes in his life, responded:
    
  
  
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        “Yes, nuclear power: I was told it was, when I was in charge of it, that atomic energy was cheap, safe and peaceful.  It isn’t.” 
      
    
      
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      , 11 September 2010)
    
  
    
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      A serious problem for today’s politics is both Conservative ministers and their Labour opponents have not learned from Tony Benn’s conversion on the road to energy sustainability, and do support new nuclear.
    
  
  
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      How was it that thinking politicians like Tony Benn could have originally got nuclear power so wrong in the 1960s and 1970s?
    
  
  
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      In post-war Britain, after the United States had started the Nuclear WMD Cold War by detonating two atomic bombs over the Japanese cities of Hiroshima and Nagasaki in August 1945, many nuclear scientists wanted to  put their  intellectual  expertise in  atomic science to the  public good, so horrified were they  over the nuclear attacks  on Japan.
    
  
  
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      The British Atomic Scientists Association (BASA) – founded in 1946 – set about trying to bring good news, in contrast to nuclear weapons deployment, about atomic discoveries and developments to the  public, even sponsoring a mobile exhibition called “The Atomic Train” which moved from city to city, town to town, seen by hundreds of thousands of  enthusiastic  members of the  British public.  BASA also published a regular edition of 
    
  
  
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      , which became 
    
  
  
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      , with a widespread readership among teachers, journalists and professionals, including MPs [members of Parliament].
    
  
  
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      It was absorbed into New Scientist in 1956, the same year the plutonium production reactors at Calder Hall on the Sellafield site – then called Windscale, operated by the UK Atomic Energy Authority (UKAEA) – were opened by  the young Queen Elizabeth, on 17 October that year, 54 years ago.  Her Majesty told the assembled crowd of dignitaries, including representatives of almost 40 nations:
    
  
  
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        “This new power, which has proved itself to be such a terrifying weapon of destruction, is harnessed for the first time for the common good of our community….”
      
    
      
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        “It may well prove to have been among the greatest of our contributions to human welfare that we led the way in demonstrating the peaceful uses of this new source of power.”
      
    
      
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      But false words had been put into the mouth of Her Majesty.  Calder Hall was not built or designed to be put to civilian – or peaceful – uses.  Here is what the UKAEA official historian Kenneth Jay wrote about Calder Hall, in his short book of the same name, published to coincide with the opening of the  plant.  [He referred to] “[m]ajor plants built for military purposes, such as Calder Hall.”
    
  
  
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      (p.88)  Earlier, he wrote: “… The plant has been designed as a dual-purpose plant, to produce plutonium for military purposes as well as electric power.”
    
  
  
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      Exactly 26 years ago this month, the CND Sizewell Working Group, in evidence to the Sizewell B Public Inquiry, demonstrated in detail how plutonium created in the first generation of Magnox reactors, scaled-up versions of Calder Hall, also produced plutonium put to military uses … in the United States.
    
  
  
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      Just over a year after Britain first tested its own atomic bomb, on 3 October 1952, U.S. President Eisenhower delivered to the U.N. General Assembly in New York what has turned out to be one of the most misguided speeches ever made by a world leader.  This was the notorious “Atoms for Peace” speech, on 8 December 1953. It was crafted at the height of the Cold War, and purported to be an “atomic swords into nuclear energy ploughshares.”
    
  
  
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        “Never before in history has so much hope for so many people been gathered together in a single organization. Your deliberations and decisions during these sombre years have already realized part of those hopes. But the great test and the great accomplishments still lie ahead ….”
      
    
      
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        “The atomic age has moved forward at such a pace that every citizen of the world should have some comprehension, at least in comparative terms, of the extent of this development of the utmost significance to every one of us. Clearly, if the people of the world are to conduct an intelligent search for peace, they must be armed with the significant facts of today’s existence. ... [M]y country’s purpose is to help us move out of the dark chamber of horrors into the light, to find a way by which the minds of men, the hopes of men, the souls of men every where, can move forward toward peace and happiness and well being.”
      
    
      
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      And [Eisenhower] unveiled to a rapt audience [his plan that]:
    
  
  
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        “The United States would seek more than the mere reduction or elimination of atomic materials for military purposes. It is not enough to take this weapon out of the hands of the soldiers. It must be put into the hands of those who will know how to strip its military casing and adapt it to the arts of peace.”
      
    
      
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      He proposed creation of a fissionable (explosive) nuclear materials storage bank and an international atomic energy agency:
    
  
  
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        “The more important responsibility of this Atomic Energy Agency would be to devise methods where by this fissionable material would be allocated to serve the peaceful pursuits of mankind. Experts would be mobilized to apply atomic energy to the needs of agriculture, medicine, and other peaceful activities. A special purpose would be to provide abundant electrical energy in the power-starved areas of the world. Thus the contributing powers would be dedicating some of their strength to serve the needs rather than the fears of mankind.”
      
    
      
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      And he closed with these high-fluting words:
    
  
  
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        “To the making of these fateful decisions, the United States pledges before you – and therefore before the world--its determination to help solve the fearful atomic dilemma – to devote its entire heart and mind to find the way by which the miraculous inventiveness of man shall not be dedicated to his death, but consecrated to his life.”
      
    
      
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      Eisenhower’s PR team went into overdrive after the speech, being instantly distributed in 10 languages, with key excerpts being included in 350 US-based foreign language   newspapers. TV and radio stations, newspapers and magazines, were deluged with articles explaining the case for spreading nuclear technology worldwide. The US Government used the official US Information Agency and the Voice of America radio station (the American equivalent to our own BBC World Service) to propagandise the speech.
    
  
  
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       Four years later the International Atomic Energy Agency (IAEA) was created as a United Nations Agency in Vienna, the centre of Cold War intrigue, to bang the drum for nuclear power across the globe.
    
  
  
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      In the same year the UK made one of its first forays into international nuclear trade, with Iraq, and [with] the opening Baghdad Pact Nuclear Centre on 31 March 1957.
    
  
  
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      According to a Parliamentary reply by Michel Heseltine
    
  
  
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      in December 1992,
    
  
  
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       “Iraq ceased to participate in the activities of the training centre when it was transferred to Tehran following the revolution in Iraq in 1959.”
    
  
  
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      In light of subsequent geo-political history in the region, that was out of the atomic frying pan, into the nuclear fire!
    
  
  
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      Around this time Britain also sold a single Magnox nuclear plant each to Japan and to Italy respectively.
    
  
  
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      It is also arguable that the British Magnox nuclear plant design – which after all was primarily built as a military plutonium production factory – provided the blueprint for the North Korean military plutonium production programme too!
    
  
  
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      Here is what a Conservative minister, Douglas Hogg – later infamous for his moat – told former Labour MP, Llew Smith, in a written parliamentary reply on  25 May 1994:
    
  
  
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        “We do not know whether North Korea has drawn on plans of British reactors in the production of its own reactors. North Korea possesses a graphite moderated reactor which, while much smaller, has generic similarities to the reactors operated by British Nuclear Fuels plc. However, design information of these British reactors is not classified and has appeared in technical journals.”
      
    
      
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      At the end of the 1967,  the text of the Nuclear Non Proliferation Treaty (NPT) was finalised between the U.S., Soviet Union and the UK, and presented to the United Nations General Assembly next year (1968) for endorsement, with the IAEA playing an enforcement role. 
    
  
  
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      CND has spent much of its campaigning time since trying to get countries to sign-up to the NPT; and signatory states to adhere to its articles.
    
  
  
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      But the Grand Bargain embodied by the NPT – the non nuclear weapon states should renounce possession of, or desire to possess, nuclear WMDs in exchange for civilian  nuclear assistance – has now become a problem in itself. Countries such as the U.S., UK, France, Germany, Japan and Russia are now promoting nuclear technology sales worldwide.
    
  
  
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      Here is a salient extract from the 
    
  
  
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        final document:
      
    
    
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        31. The Conference reaffirms that nothing in the Treaty shall be interpreted as affecting the inalienable right of all the parties to the Treaty to develop research, production and use of nuclear energy for peaceful purposes without discrimination. … The Conference recognizes that this right constitutes one of the fundamental objectives of the Treaty.  In this connection, the Conference confirms that each country’s choices and decisions in the field of peaceful uses of nuclear energy should be respected without jeopardizing its policies or international cooperation agreements and arrangements for peaceful uses of nuclear energy and its fuel cycle policies.
      
    
      
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       Several more paragraphs underscore the agreement to massively expand nuclear trade, including scientific and technological cooperation, and sales of nuclear equipment and nuclear materials.
    
  
  
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      The 
    
  
  
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        NPT review conference conclusions
      
    
    
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       also stated:
    
  
  
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        39. The Conference affirms the importance of public information in connection with peaceful nuclear activities in States parties to help build acceptance of peaceful uses of nuclear energy.
      
    
      
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      Experience of such activities by national and international bodies suggest this will be pure propaganda.
    
  
  
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      So my real concern today is that the UK policy on promoting nuclear exports will open a Pandora’s Box of problems.  Exporting the very technology used to make nuclear bombs and nuclear material such as plutonium as nuclear fuel, will put nuclear weapons capability and nuclear explosive materials into the hands of many countries – and possibly non-state terror groups – in an increasingly  insecure world.
    
  
  
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      Chris Bryant, MP, then foreign office minister, when responding to a Parliamentary debate on prospects for the Nuclear  Non Proliferation Treaty Review (on 9 July 2009) commented sagely:
    
  
  
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      “It is clearly important that we secure fissile material. One of the greatest dangers to security around the world is the possibility of rogue states or rogue organisations gaining access to fissile material.”
    
  
  
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      Only a few days later the Labour published one of the most dangerous and deluded documents issued in modern times by any democratic government – “The Road to 2010” – interestingly released under the imprimatur of the Cabinet Office, not the Foreign Office.  (The “2010” referred to the NPT Review conference held in May this year at the United Nations in New York.)  Mr Bryant asserted that it would: “lay out a credible road map to further disarmament.”
    
  
  
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      In my judgment, whatever its laudable aims on nuclear disarmament, it is in effect a blueprint for nuclear proliferation and undermines Government aims to create a more secure world.
    
  
  
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      The reason for this is the deeply misguided policy to increase nuclear exports and spread nuclear technology and material around the globe.
    
  
  
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      The “Road to 2010” is a remarkably naïve and disingenuous document, and seriously suffers from not having been subject to critical review before publication.
    
  
  
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      It appears to have been only share with blinkered nuclear industry “cheerleaders”, such as the London-based international industry lobby group, the 
    
  
  
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        World Nuclear Association
      
    
    
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      , which in its reportage of the proliferation blueprint wrote glowingly:
    
  
  
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      “The opening paragraphs in Britain's 
    
  
  
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       strategy set the scene: ‘Nuclear power is a proven technology which generates low carbon electricity. It is affordable, dependable, safe, and capable of increasing diversity of energy supply.  It is therefore an essential part of any global solution to the related and serious challenges of climate change and energy security.... Nuclear energy is therefore vital to the challenges of sustaining global growth, and tackling poverty.’”
    
  
  
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      All these statements are demonstrably inaccurate: yet taken together they justify the promotion of a policy that one day will, I fear, result in multiple radioactive mushroom clouds rising from centres of global cities, as terrorists carry out their ultimate spectacular.
    
  
  
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      This may happen after the architects of this truly mad policy are dead. Sadly, they are condemning hundreds of thousands, possibly millions, innocent citizens join them before their time.
    
  
  
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      The spectre of an uncontrolled nuclear detonation should chill us all.
    
  
  
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      As President Obama told 
    
  
  
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       journalist Bob Woodward in [Woodward’s] new book, 
    
  
  
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        Obama’s Wars
      
    
    
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      :  “When I go down the list of things I have to worry about all the time, that [ a nuclear terrorist attack] is at the top, because that's one where you can't afford any mistakes.”
    
  
  
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      He is right.
    
  
  
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      And it is a big mistake to resurrect global nuclear technology and material sales.
    
  
  
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      -- Dr. David Lowry
    
  
    
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        CHRIS FORD COMMENTS IN REPLY:
      
    
      
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      I am grateful to Dr. Lowry for sharing his remarks on nuclear power promotion from the CND conference, which may indeed be of interest to NPF readers.  David and I no doubt disagree about many things related to nuclear weaponry, but we agree wholeheartedly on the importance of keeping it out of the hands of terrorists.  He might be surprised to learn that I am not entirely unsympathetic to his views on the dangers of the overhasty sharing of dual-use nuclear technology around the world.
    
  
  
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      I have been fairly outspoken, in fact, in challenging the widely-held view – which seems to have become quite the conventional wisdom in Nuclear Nonproliferation Treaty (NPT) diplomatic circles – that Article IV of the NPT confers or demonstrates the existence of a legal “right” for any country to acquire any dual-use nuclear technology it wants provided only that it permits the International Atomic Energy Agency (IAEA) periodically to check that such technology isn’t being used for illicit purposes.  Such a view is not legally crazy, but such a “rights”-privileging reading is not required either by the text 
    
  
  
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        or
      
    
    
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       the negotiating history of the NPT, and is in fact 
    
  
  
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       with this history and with the structure of the Treaty.
    
  
  
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      As I see it, the conventional view of Article IV would turn its provisions into a sort of “poison pill” that will be – and is being – used to undermine the NPT by providing an excuse for the proliferation of “virtual nuclear arsenals” and the creation of an ever-growing number of “latent” nuclear weapons states hovering on the edge of weaponization.  If the “Nonproliferation Treaty” is really to be a genuine 
    
  
  
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       treaty, this cannot be what the law requires us to accept.
    
  
  
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      Significantly, I think, it doesn’t 
    
  
  
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       to be that way.  Just as the conventional view is not 
    
  
  
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        required
      
    
    
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       by the Treaty, so
    
  
  
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      my own view – that neither technology transfer nor indigenous development is an unqualified legal “right,” and that their permissibility for non-nuclear weapons states is a contextual determination that hinges upon the proliferation risks any particular technology is likely to entail – not in any way inconsistent with the Treaty.  (And it’s a 
    
  
  
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       more consistent with nonproliferation!)
    
  
  
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      As I spelled out in a long manuscript entitled “
    
  
  
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        Nuclear Technology Rights and Wrongs”
      
    
    
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       – published this year in 
    
  
  
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          Reviewing the Nuclear Nonproliferation Treaty
        
      
      
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       a book released by the 
    
  
  
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      – I do 
    
  
  
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       believe that there exists an unqualified “right” to uranium enrichment and/or plutonium reprocessing (ENR).  Instead, the legal norms embodied and reflected in the NPT allow the spread (or restriction) of such technology to be addressed as a 
    
  
  
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       judgment, based upon such things as proliferation risk and the likely economic benefit that transfers or development are likely to bring.
    
  
  
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      So I agree with David at least that it is indeed very possible to share the benefits of nuclear technology stupidly and dangerously, and that the world has done so too often in the past.  I think I am less willing than he is simply to close the door on 
    
  
  
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        all
      
    
    
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       types of nuclear technology, for there may yet be approaches that present few enough proliferation risks that they may sanely be shared in the interests of providing carbon-free power to consumers in the developing world and elsewhere.  (There is talk these days, for instance, of the potential of small and relatively inexpensive nuclear reactors that will use only single load of fuel during their lifetime, and which are intended to deny their possessors any role in refuelling or access to spent fuel 
    
  
  
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      As a rule, I’m sceptical of magical “silver bullet” answers that stress the alleged “proliferation resistance” of any particular clever technology and thus propose to spread it around willy-nilly.  Nevertheless, it is also true that 
    
  
  
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       technologies really 
    
  
  
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       entail much more proliferation risk than others – and that the world seems likely to be stuck with 
    
  
  
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       expansion of nuclear power generation whether one likes it or not.  It makes sense, therefore, to push such transfers that 
    
  
  
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       occur toward less risky approaches.  I’m open to argument.
    
  
  
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      But I have been emphatic that the world has been far 
    
  
  
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       cavalier in its approach to the proliferation of ENR technology, that conventional views of Article IV are making this problem much more intractable, and that we need to do rather better if we are to avoid catastrophe.  Whether one contemplates a world of “virtual” nuclear weapons states poised for an escalatory spiral of “wildfire” proliferation, or increased odds of terrorist access to fissile material as it is produced ever more widely around the world, unchecked ENR proliferation does 
    
  
  
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       seem to be in the interest of international peace and security 
    
  
  
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      It is my understanding that the Obama Administration is presently in the midst of a big internal argument over how to approach this issue – particularly with regard to whether to insist upon “no-ENR” pledges in U.S. nuclear cooperation agreements with other countries.  (The Bush Administration got such a promise from the United Arab Emirates, but other countries are now resisting entreaties from Obama officials.  The question now is how hard the United States should push for no-ENR promises, and whether there is any other way to achieve this goal.)  There is also talk, among some members of the incoming Republican majority of the U.S. House of Representatives, of trying to pass laws 
    
  
  
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       such conditionality. 
    
  
  
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      If David and his friends at CND wish to discourage the proliferation of risky dual-use nuclear technologies, these may be debates it is worth trying to influence.  The year 2011 could be an interesting one.
    
  
  
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      -- Christopher Ford
    
  
    
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      <pubDate>Mon, 15 Nov 2010 23:59:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p550</guid>
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      <title>Playing for Time on the Edge of the Apocalypse: Maximizing Decision Time for Nuclear Leaders</title>
      <link>http://www.newparadigmsforum.com/playing-for-time-on-the-edge-of-the-apocalypse-maximizing-decision-time-for-nuclear-leaders</link>
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         This paper explores debates over nuclear weapons "de-alerting" and other challenges.  It is also available
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          here
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         , from Hudson Institute.
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            Paper Presented to the Conference on “Nuclear Deterrence: Its Past and Future” 
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            (November 11, 2010)
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            This paper surveys post-Cold War disputes over the “de-alerting” of nuclear weapons, outlining critiques made of the launch-on-warning capabilities – and what are alleged to be the de facto launch-on-warning policies – of the United States and Russia, as well as the deterrence-focused counter-narrative that has developed in response to these arguments. It offers an analysis of such debates as an expression of a dynamic tension within nuclear command and control systems between “Type A” risks of nuclear use (advertence) and “Type B” risks of nuclear accidents (inadvertence) – a tension that can be further understood with reference to theories of organizational behavior informed by Complexity Theory insights into the “fitness” of complex adaptive systems.
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                      Exploring the potential Type A and Type B implications of various proposed measures for reducing nuclear risks, the author suggests that the policy stalemate created by the need for tradeoffs between deterrent value and accident risk- reduction can perhaps be broken by focusing less upon de-alerting per se and more upon the challenge of maximizing the effective decision-time available to national leaders in a nuclear crisis – a broader discourse of which de-alerting debates are merely a subset.
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      <pubDate>Thu, 11 Nov 2010 15:04:13 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/playing-for-time-on-the-edge-of-the-apocalypse-maximizing-decision-time-for-nuclear-leaders</guid>
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      <title>International Cooperation against WMD Proliferation</title>
      <link>http://www.newparadigmsforum.com/p537</link>
      <description>An evaluation of cooperative international efforts to counter WMD proliferation</description>
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      This is the written version of remarks Dr. Ford delivered in Madrid, Spain, on November 8, 2010, to the “
    
  
    
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        International Conference on Science and International Security: Addressing the Challenges of WMD Proliferation and Terrorism
      
    
      
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      ” sponsored by Spain’s 
    
  
    
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        Institute of Nuclear Fusion (DENIM)
      
    
      
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       and the 
    
  
    
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        Lawrence Livermore National Laboratory
      
    
      
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                    I’d like to begin by thanking our gracious Spanish hosts and the organizers of this important conference, especially the Lawrence Livermore National Laboratory, for their kind invitation to participate, and for their support.
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                    To the extent that weapons of mass destruction (WMD) proliferation receives much media attention these days, it is almost exclusively in the nuclear arena, with headlines being largely monopolized by the provocation 
    
  
  
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    out of Iran or Pyongyang, and with what the international community is – or isn’t – doing in response.  Far fewer people seem to pay much attention to the duller but yet still terribly important day-to-day work of the various institutions and processes that have been developed to help keep WMD proliferation challenges of all sorts from reaching crisis proportions in the first place – things such as the Proliferation Security Initiative (PSI), the Global Initiative to Combat Nuclear Terrorism (GICNT), or U.N. Security Council Resolution 1540.
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                    This is not just because such issues are rarely thought of as “sexy” journalistic copy.  In part, it is because these topics are genuinely hard to cover.  Some successes cannot be spoken of publicly on account of various partners’ political sensitivities, or due to the fact that identifying something as a PSI operation would reveal an intelligence penetration that had tipped authorities off to the presence of problematic cargo.  Similarly, progress in securing 
    
  
  
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    secure nuclear materials may have to go unheralded because it is sometimes embarrassing for governments to admit that their materials were ever 
    
  
  
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                    In cases in which foreign cooperation is needed to make progress possible, moreover, partners sometimes prefer not to be seen as having needed help to solve their problems.   Indeed, in some areas, progress largely consists of unexciting and difficult-to-substantiate successes in not having 
    
  
  
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     bad things happen.  When an export control regime has disallowed a problematic transfer, or the existence of an interdiction program has deterred a proliferation-facilitating shipment, there may be almost nothing to report – and that’s precisely the point.  These counter-proliferation tools, one might say, are in the business of increasing the number of dogs that do 
    
  
  
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                    Furthermore, even when the conditions are most propitious and the tasks most clear and pressing, “success” can be slow in developing.  There was an obvious need for dramatic work, for instance, in securing dangerously vulnerable nuclear materials in the Former Soviet Union, but the Cooperative Threat Reduction (CTR) work of the Nunn-Lugar program has taken nearly two decades – and is still not quite finished.  Nor is “victory” in such endeavors something one can simply proclaim before relaxing: nuclear materials have to 
    
  
  
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     secure, possessors have to learn to get by without foreign aid, and any new materials created or acquired in the future need 
    
  
  
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     to be secured – and kept that way.
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                    As a result, it can be hard for outsiders to assess how well specific tools are working.  I certainly don’t hold this opacity against public officials who are trying to persuade us that they’re doing a great job in addressing proliferation threats.  For the reason’s I’ve outlined, success often is – and 
    
  
  
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     be – hidden.  Sometimes, in fact, efforts to demonstrate one’s care and concern for such matters can be counterproductive.  (I do not think it was terribly wise, for instance, for U.S. officials to 
    
  
  
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     about secret collaborative nuclear materials and perhaps weapons security work allegedly going on in Pakistan.  If such work was indeed underway – as it reportedly also had been for several years under the previous administration – there are good reasons for it to be done discreetly.  Leak-facilitated self-promotion by a new team in Washington probably did the effort little good.)
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      An Enduring Toolkit
    
  
  
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      PSI
    
  
    
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                    With these caveats about the uncertainty of outsider knowledge, therefore, let me say at least that I am pleased that the Proliferation Security Initiative (PSI) has survived the transition in U.S. administrations, and that work is apparently still underway to expand country participation.  To date, there are some 98 countries participating in PSI, and more are coming on board – notwithstanding some problems in getting a few important players, especially in East Asia, to agree to participate.  This year, as I understand it, Colombia endorsed the PSI Statement of Interdiction Principles, and St. Vincent and the Grenadines concluded a SBA.  All this is good.
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                    I had been worried about PSI.  President Obama’s comment about it in his April 2009 Prague speech sounded supportive, but I worried about what he meant when he suggested “institutionalizing” it.  Since PSI is interesting and valuable to a great extent precisely because it is 
    
  
  
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     institutionalized in the way that so many international efforts tend to become over time, this concerned me: his comment seemed like a proposal to rob PSI of its valuable 
    
  
  
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    , improvisational flexibility.  Thankfully, I have seen no suggestion that any such “institutionalization” is underway.  It is difficult from where I sit to see the degree to which Prague’s rhetorical commitment to PSI is matched by energy and ongoing attention, but I am glad it remains in our counter-proliferation toolbox.
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      GICNT
    
  
    
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                    Some similar things could be said about GICNT.   The Initiative seems to be continuing to attract support, with Mexico, Vietnam, the Philippines, Singapore, Argentina, and Thailand coming aboard in June 2010.  It is less clear to outsiders what effect such participation is having in changing “facts on the ground” in how countries organize themselves and cooperate in reducing nuclear terrorism risks, however.  Nor is it clear to what degree U.S. diplomatic energy and muscle is still being applied to promoting this initiative that began at the head-of-state level between Presidents George Bush and and Vladimir Putin.
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      UNSCR 1540
    
  
    
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                    It is my understanding that Pakistan has been talking of new legislation on biological weapons-related activities, Bosnia and Herzegovina have launched a new implementation program against chemical, biological, radiological, and nuclear (CBRN) terrorism, and Thailand has started to model its approaches to nuclear material controls on European Union rules.  Such developments presumably owe something to the existence of Resolution 1540, and to diplomatic efforts to promote compliance.
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                    Much of what one I’ve heard in recent years about Resolution 1540, however, has as much to do with why more 
    
  
  
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      isn
    
  
  
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      ’
    
  
  
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      t
    
  
  
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     happening than about good things that 
    
  
  
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    .  A number of governments have resisted doing much to comply with 1540, arguing that they lack the capability to do so.  I’m sure some of this is legitimate, for countries’ ability to undertake and enforce sometimes-complicated legal and regulatory changes 
    
  
  
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     vary, and some underdeveloped states presumably 
    
  
  
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      do
    
  
  
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     need some help in “capacity building.”  I’m also confident, however, that some such claims are 
    
  
  
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     legitimate: opportunistic attempts to elicit further foreign aid donations, or simply an excuse for indifference.  Some governments seem to resent UNSR 1540 as annoying “legislation” by a U.N. body dominated by its wealthy and nuclear-armed permanent members, and may need little prompting to drag their feet.
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                    In theory, Resolution 1540 – or rather, the committee set up to collect information about how countries are doing in complying with their obligations under the Resolution – could serve as a useful “bully pulpit” for compliance-promotion, encouraging a sort of “race to the top” in global best practices and putting on the spot those who fail to measure up.  For all one can tell from the media, however, the Resolution 1540 effort has lost its focus and fizzle.  I’d be interested to hear from other panelists what the United States and others are doing to keep its promise alive.
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      G-8 Global Partnership
    
  
    
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                    The G-8 Global Partnership – which in 2002 saw some $20 billion pledged by what eventually amounted to 23 partners, with some $18 billion apparently having been delivered to date – has done good work, and I applaud the Obama Administration’s continuation of this effort.  It’s also good to see work now being done, in the wake of the Muskoka Summit, to expand Global Partnership work beyond the Former Soviet Union.
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      A Few Complaints
    
  
  
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                    One new thing that 
    
  
  
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     occurred is the Nuclear Security Summit (NSS) last spring.  Last spring’s huge meeting did manage to draw attention to the importance of properly securing nuclear materials, and I hope this attention will both be sustained over time and lead to real changes in behavior and “facts on the ground.”  Nevertheless, let me offer some constructive criticism.
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    A.          
    
  
    
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      Unrealistic Deadline
    
  
    
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                    First, the “four year” deadline set by the NSS – a timeframe based upon a similar four-year pledge made by President Obama in April 2009, and thus in a sense already a year behind schedule when reissued – seems almost impossibly optimistic even on its own terms.  I’m willing to believe that nuclear materials security in the Former Soviet Union was in pretty bad shape, but the Cooperative Threat Reduction (CTR) effort there has so far cost many billions of dollars and has been underway for the better part of two decades.  How is it possible to secure “all” the rest of the insecure nuclear material in the world in four years?
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                    Nor does the very 
    
  
  
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     of a deadline make that much sense in the first place.  As I’ve noted, this isn’t a context in which one just puts up fences and declares victory: materials need to 
    
  
  
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     properly stored, institutions need to track and manage them safely and accountably for the indefinite future, and new materials are coming into existence all the time anyway.  A more serious policy program would admit that the challenge is not about meeting some deadline but rather about inviting governments around the world into a new and ongoing collective endeavor that will essentially 
    
  
  
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     end for so long as nuclear materials remain in the world.
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                    If anything, therefore, the politically-pleasing “four years” mantra may actually be dangerous.  The deadline may breed disillusioned frustration when the deadline is not met – as it probably will not be if absent some watering-down of security standards – and even if all then-existing materials are at some point declared “secure,” it seems likely thereupon to encourage disengagement from these tasks just when everyone needs to be keeping their noses to the grindstone.  (As we are learning in Afghanistan, political deadlines are not always helpful in struggling with stubborn problems.)
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      .          Cooperative Materials Security
    
  
    
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    My second complaint is that while the NSS evoked something of the 
    
  
  
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     of CTR, it aspired to none of CTR’s concrete and programmatic reality.  In essence, attending governments were encouraged to make vague promises of better behavior, and will merely come back later to recount what they will no doubt describe as good progress.  This is not 
    
  
  
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    , but it at best no more than a pale echo of the efforts and successes of CTR.
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                    An effort really worthy of last spring’s huge convocation of heads of state and government, and more genuinely building upon CTR’s admirable legacy, would have been to pass the hat at the Washington summit in order to collect pledges of financial and in-kind contributions to a new multilateral cooperative effort to secure “loose” nuclear material everywhere in a kind of 
    
  
  
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     of CTR.  Unfortunately, the Summit never got beyond a ritualized exchange of political commitments.
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                    Nevertheless, I’m certainly glad to hear so much talk of global CTR from people here today – not least Senator Lugar himself, who this morning outlined current efforts to upgrade CTR on a truly global basis, building on legislative authorizations to this effect achieved beginning in 2003, and shifting the program more from its traditional mission of destroying WMD-related systems to an important new mission of nonproliferation engagement and capacity-building.  In light of efforts to extend the G-8 Global Partnership beyond the FSU, and now that the U.S. Secretary of Defense has been given authority to accept foreign funds for global CTR work. perhaps here’s something on which to spend some of that money.
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      .          Fissile Materials Production
    
  
    
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                    My third complaint has to do with a subject that was very carefully 
    
  
  
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     at the NSS, and on which we seem still to be losing ground: the spread of fissile material production capabilities in the form of uranium enrichment and plutonium reprocessing (ENR) technology.
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                    Too little effort is being made in stopping the spread of ENR.  President Bush had grand ambitions, which he outlined in 2004, of essentially halting or even 
    
  
  
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     the spread of ENR to any country that did not already have it.  Negotiated multilateral attempts to impose such restrictions, however, foundered on the rocks of opposition from a number of governments – some fetishizing presumed ENR “rights” as a matter of principle, some wishing to be free to pursue hypothesized fissile material production profits, and some clearly intending to reserve for themselves a future nuclear weapons “option” facilitated by indigenous enrichment and/or reprocessing.  The Bush Administration largely backed off, ending up with a proposal merely to continue to spread ENR capabilities on a sort of “black box” basis, and the Obama team seems so far to be skittish about the issue.
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                    At present, U.S. officials are having no luck getting other countries to emulate the “no-ENR” pledge made in the Bush Administration’s U.S. nuclear cooperation “123 Agreement” with the United Arab Emirates.  Jordan and Vietnam seem likely to be given U.S. cooperation deals without any such restriction, and the Obama Administration has in effect been reduced to trying to explain away the UAE agreement as a unique case driven by “our special concerns about Iran and the genuine threat of a nuclear arms race in the Middle East.”  (Perhaps someone should remind them that Jordan is also in the Middle East.)  Saudi Arabia, by the way, has recently announced that it intends to develop a uranium enrichment capability.  Either way you look at it, we seem not to be faring very well in our struggle against the proliferation of weapons-facilitating ENR capabilities.
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                    Nor is the Obama Administration helping our nonproliferation case by giving federal energy loan guarantees and other assistance to foreign companies whose governments refuse to apply the kind of nonproliferation standards we have at least 
    
  
  
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     to insist upon in our 123 Agreements.  I understand, for example, that the U.S. Department of Energy has just agreed to a $2 billion loan guarantee for a French firm to build a uranium enrichment plant in Idaho, and is apparently contemplating further such assistance for others.  I have no problem with enrichment in Idaho, but it does seem a bit odd for the U.S. taxpayer to help subsidize the nuclear industries of countries that disdain asking from their own non-nuclear-weapons-state partners the kind of conditions we went to such trouble – and for such good reasons – to ask from the UAE.
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                    For my money, the enormous diplomatic energy spent on cajoling dozens of heads of state and government to come to the Summit could have been better spent on reinvigorating efforts to crack the nut of ENR proliferation and in pressing others to approach nuclear supply with more exacting nonproliferation standards.
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                    III.          
    
  
  
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    I don’t want to overplay these criticisms, for nonproliferation is one of the areas in which I don’t have that many complaints about current U.S. policy.  All in all, as illustrated by the continuing commitment to innovations such as PSI, Resolution 1540, and GICNT, nonproliferation policy has shown more continuity over time across administrations than discontinuity.  Most of current nonproliferation policy is clearly bipartisan and is built upon enduring U.S. interests: administrations are always on the lookout for innovative new tools, but the basic thrust of policy remains, to its credit, relatively constant.
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                    This is my way of asking you to keep my complaints in perspective.  America has a special leadership role to play, and while we may not always play it as well or as hard as we should, support for the enduring nonproliferation agenda serves international peace and security just as much as it does our own national security.  These are, therefore, not specifically partisan or idiosyncratic presidential priorities, nor even 
    
  
  
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     priorities, but indeed truly 
    
  
  
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     ones.  And they certainly deserve our continuing support.
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                    Thank you.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 08 Nov 2010 19:21:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p537</guid>
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      <title>Nuclear Weapons Reconstitution and its Discontents: Challenges of "Weaponless Deterrence"</title>
      <link>http://www.newparadigmsforum.com/nuclear-weapons-reconstitution-and-its-discontents-challenges-of-weaponless-deterrence</link>
      <description>Explores challenges of crisis stability and reconstitution “racing” in nuclear weapons posture and the aspiration for achieving nuclear deterrence without actually possessing nuclear weapons, incentives for weapon design and reconstitutive technology development, the impact of missile defense and other defensive systems; “wildfire proliferation”</description>
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         A look at the merits (and demerits) of "virtual" nuclear deterrence that relies upon productive or reconstitutive capacity.  It is also available
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          here
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         , from Hudson Institute.
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            Submitted to the Conference on “Nuclear Deterrence: Its Past and Future” 
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           Hoover Institution
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           (November 11-12, 2010)
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           Countervailing reconstitution (CR) – also known as “weaponless deterrence” or “virtual nuclear arsenals” – is a concept with roots going back to the beginning of the nuclear age, but which became a part of modern disarmament debates with Jonathan Schell’s book The Abolition in 1984. This paper explores a range of issues raised by CR’s central insight of trying to find a way to take advantage of nuclear deterrent dynamics in order to help provide stability against “breakout” from a regime abolishing nuclear weapons.
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                     The study begins by discussing and evaluating a range of crisis stability critiques made against reconstitution theory by Herman Kahn, Thomas Schelling, Kenneth Waltz, and others, explains the analytical and practical connections between reconstitution theory and current debates over nuclear force “de-alerting,” and surveys a range of issues and concerns raised by this specific application of nuclear deterrence. Among the matters discussed are: challenges of crisis stability and reconstitution “racing”; incentives for weapon design and reconstitutive technology development; the impact of missile defense and other defensive systems; “wildfire proliferation”; and problems of CR survivability. These questions are examined in particular with respect to what is termed herein a possible “Tier One” reconstitution policy – that is, the maintenance of a CR capability after the point of weapons abolition, as a matter of deliberate policy, and with deterrent and strategic “hedging” purposes in mind, rather than simply as a byproduct “option” resulting from the possession of dual-use nuclear technology.
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                     The next part of this study examines some of the various practical and programmatic challenges that might arise if a major industrial and nuclear- knowledgeable power (e.g., the United States) tried to implement a thoroughgoing “Tier One” CR policy as a post-abolition nuclear security strategy. Drawing in part upon the post-Cold War experiences of the U.S. nuclear weapons complex, it explores the many challenges of such an approach, including: uncertainties in sizing a reconstituted nuclear arsenal and its associated infrastructure based upon post-“zero” concepts of potential nuclear use and considerations of redundancy and survivability; issues of re-learning, human capital management, and knowledge retention; verification problems; delivery system retention; and the challenge resisting program atrophy over time.
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                     The study concludes by suggesting that despite the many challenges suggested by these excursions into reconstitution theory and programmatics, CR seems nonetheless to be securing for itself an enduring role at least as tool for facilitating some additional weapons reductions. Even were “Tier One” CR deemed to be unmanageably problematic through the prism of “nuclear zero,” therefore – or were “zero” itself deemed too unworkable for a deterrence-based theory such as CR to salvage it – the basic idea of substituting potential weapons for “weapons-in-being” remains a valuable one.
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      <pubDate>Mon, 01 Nov 2010 14:10:36 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/nuclear-weapons-reconstitution-and-its-discontents-challenges-of-weaponless-deterrence</guid>
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      <title>Disarmament Versus Nonproliferation?</title>
      <link>http://www.newparadigmsforum.com/p531</link>
      <description>An assessment of the "credibility thesis" that disarmament progress is the key to securing nonproliferation cooperation: does it stand up in light of the last two years of U.S. disarmament posturing?</description>
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      The text below was the basis for remarks Dr. Ford delivered at an event on October 28, 2010, sponsored by the 
      
    
      
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      and the 
      
    
      
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                    For those who are believers in what I call the “
    
  
  
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      credibility thesis
    
  
  
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    ” – that is, the idea that a lack of progress in demonstrating disarmament “credibility” is the main “missing ingredient” that has helped ensure that the post-Cold War world has seen so little progress in preventing the proliferation of nuclear weapons – this must have been a disheartening year.  To hear its adherents tell the story over the years, bringing great numbers of countries together in a strong united front against proliferation only awaited a long-overdue commitment by the nuclear weapons states, and above all, the United States, to move more rapidly to abolish nuclear weapons.
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                    To be sure, I never thought the “credibility thesis” argument was very strong to begin with, in light of the fact that proliferation challenges have on the whole 
    
  
  
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     over the last two decades, even while the arsenals of the nuclear superpowers have been plummeting.  Nevertheless, it was frequently argued to me in my last government job – and has been asserted by officials from the Obama Administration, though less and less as time goes by – that a hearty re-endorsement of nuclear “zero” as the ultimate goal would do the trick: moving faster on disarmament was the key to getting nonproliferation under control.
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                    Well, that was then and this is now.  I won’t say that nothing has been done during the last two years on nonproliferation, for in some regards current policy is quite sound and represents, to its credit, more continuity than change.  That said, however, the major points that are said to count as significant recent advances – the theatrics of the Nuclear Security Summit last spring, agreement upon a Final Document at the 2010 Review Conference of the Nuclear Nonproliferation Treaty (NPT), and the augmented sanctions now coming into force against Iran – don’t look much like we’re turning too much of a corner as a result of our disarmament-friendly rhetoric.
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                    I.          
    
  
  
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      The Nuclear Security Summit
    
  
  
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    To be sure, I welcome the Nuclear Security Summit’s renewed public declarations in favor of securing unsafely stored nuclear material.  These proclamations, however, amount to no more than governments’ commitments somehow to do better on their own.  No one passed the hat for any serious sort of cooperative effort; countries are left on their own recognizance to come back in a couple of years and recount what they will no doubt describe as progress; the Summit’s much-vaunted four-year deadline is naively optimistic; and the entire effort went to great lengths to avoid what is in some respects the real long-term issue – namely, the continuing proliferation of fissile material production technology and indeed the ongoing creation of new material itself.
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                    Marvelous work has been done over the years in securing nuclear materials in the Former Soviet Union under the Cooperative Threat Reduction (CTR) program, but compared to that vigor, the results of this year’s Summit look pale and anemic indeed.  This year’s new pledges are welcome, but this is hardly a revolution, and it represents only an incremental step beyond what was already being done.
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                    II.          
    
  
  
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      The NPT RevCon
    
  
  
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                    To the extent that one values the mere 
    
  
  
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      fact
    
  
  
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     of agreement upon some kind of final document at the NPT Review Conference (RevCon) as a victory 
    
  
  
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      in itself
    
  
  
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     – a position which Obama Administration officials denied ahead of time, though they seem more sympathetic to the idea today – I suppose one could call the RevCon a nonproliferation victory.  It may well be that the current additional emphasis given to disarmament in U.S. statements contributed to that agreement.
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                    Yet for those of us more inclined to look to what countries actually 
    
  
  
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      do
    
  
  
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    , the RevCon doesn’t seem to have made much of a difference.  Truth be told, it must also be admitted that what was actually 
    
  
  
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     in that Final Document was not particularly impressive to begin with.  I appreciate the amusing argument now being made by U.S. diplomats that the Final Document represents a success in part because they kept 
    
  
  
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     things out of it, but that’s not too hard to do: it was a consensus document.  (If merely keeping foolishness out of a RevCon final document is now to be the criterion for success, Obama Administration officials will need to revise their low opinion of the 2005 RevCon, for it produced no consensus document at all.)
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                    In fact, even if mere statements and rhetoric are to be the yardstick of success after all, whatever of merit might be said to be in the Final Document must be set against what other governments themselves proclaimed as their beliefs and policies at that same Conference.  In 
    
  
  
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      that
    
  
  
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     regard, as I have 
    
  
  
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     our disarmament push seems to have won us no real progress.  Since the Final Document also managed artfully to avoid saying anything about the contemporary crisis over Iran that has most shaken the foundations of the nonproliferation regime, it is particularly hard to take it seriously as evidence of nonproliferation progress.
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                    To be sure, the RevCon’s pronouncements do contain vague language about the importance of preventing proliferation, but the Final Document doesn’t really go beyond what was said on this score in the 2000 Final Document.  Given all the accelerating proliferation problems of the intervening period, however, it is hard not to regard a repetition of 
    
  
  
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      such platitudes as hopelessly inadequate
    
  
  
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     to current needs, even rhetorically.
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                    (I have also heard Obama Administration officials praise themselves for making progress in building more support for a strong position against abusing the withdrawal provisions of the NPT by withdrawing after having been caught in violation.  They deserve credit for pushing this.  The reader should not forget, however, that this was a Bush Administration idea that also gained increasing support at the 2005 NPT RevCon and the 2007 and 2008 NPT Preparatory Committee meetings.  Nor, for all our recent disarmament posturing, has this idea achieved consensus support even today.)
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                    If anything, the 2010 RevCon Final Document is conspicuous in its substance less for anything to do with nonproliferation than for the rhetorical 
    
  
  
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      concessions
    
  
  
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     the U.S. made on issues related to disarmament and the Middle East (
    
  
  
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      i.e.
    
  
  
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    , Israel).  Our agreement to its contents is thus an additional example of what we are willing preemptively to 
    
  
  
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     in the hopes that our concessions will somehow, at some point, be repaid in the currency of nonproliferation rectitude.  The Final Document is, in other words, an additional U.S. 
    
  
  
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      investment
    
  
  
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      in
    
  
  
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     the “credibility thesis” rather than an example of its validity.
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                    III.          
    
  
  
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      Iran Sanctions
    
  
  
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                    I am very much happier with the Iran sanctions that are coming into force.  We don’t owe this to disarmament progress, however, but to Iran’s own intransigence and continued provocations.  To all appearances, the new sanctions are indeed beginning to bite.  This is good progress – building, it is worth noting, on the precedent of the Bush Administration’s Banco Delta Asia sanctions against North Korea, and implemented by some of the same hard-working officials – but as much as I applaud the current administration’s success in imposing additional penalties  upon Iran, there is little sign that it is affecting Iran’s willingness to comply with its nonproliferation obligations.
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                    More importantly from the perspective of evaluating the “credibility thesis,” however, we seem to owe our success in implementing these sanctions principally to the Iranians themselves.  Does anyone think that we’d see these sanctions today had Iran not last year been revealed to be building yet another secret enrichment facility near Qom, had it not rejected the October 2009 deal for the international provision of more highly enriched uranium, had it not continued to spurn the generous diplomatic proposals of the “P5+1” group, and had its volatile president not continued to spout threatening venom at every opportunity?
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                    For that matter, who really thinks we won Russian and Chinese support for the current round of Security Council sanctions by talking more warmly about nuclear weapons abolition – a scenario in which those governments seem to have no interest whatsoever, and may actually fear?  If we “bought” their support with concessions elsewhere, we must have used some other currency.
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                    IV.          
    
  
  
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      The Broader Picture
    
  
  
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                    Meanwhile, unfortunately, Syria continues to stonewall the International Atomic Energy Agency (IAEA) in its 
    
  
  
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      efforts to investigate the North Korean-built plutonium production reactor 
    
  
  
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    destroyed in 2007, while North Korea’s own nuclear program continues entirely unchecked.  (Indeed, Pyongyang conducted its second nuclear test last year.)  Worrisome 
    
  
  
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      indications of the Burmese military junta’s interest in nuclear weaponry 
    
  
  
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    have surfaced, Russia has agreed to 
    
  
  
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     (now that it has finished building one for Iran), and Pakistan is apparently now going to get a 
    
  
  
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     in violation of Nuclear Suppliers Group rules.
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      Other countries are refusing 
    
  
  
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    to follow the model of the 
    
  
  
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      no-fissile-material-production pledge made by the United Arab Emirates to the Bush Administration
    
  
  
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    , and Saudi Arabia has said that it now desires an enrichment capability.  For its part, Egypt has been revealed to have had safeguards problems on account of 
    
  
  
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      undeclared work on uranium and the unexplained presence of highly-enriched uranium particles
    
  
  
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     – and today 
    
  
  
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      talks with remarkable candor
    
  
  
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     of how Iran’s development of nuclear weapons could help lead it and other Arab governments to reevaluate their commitment to the NPT.
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                    So there is much to worry about on the nonproliferation front, and things are not precisely improving notwithstanding the president’s soaring rhetoric in Prague in 2009 and his Nobel Peace Prize for committing to nuclear “zero.”  Don’t get me wrong: my point is not to complain that the Obama Administration hasn’t “solved” all of today’s proliferation problems.  (After all, the Bush Administration didn’t solve all of them either, and it had eight years.)  Instead, my point is that they seem spectacularly 
    
  
  
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     by Washington’s Prague-era disarmament posturing.
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                    V.         
    
  
  
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      Appeasable?  Or Not?
    
  
  
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                    There will surely be those who will argue that the credibility thesis has yet 
    
  
  
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     to be tested – that is, who will chalk up the world’s failure to unite in solving all these problems to our failure to do more, and more quickly, in moving toward “zero.”  A global united front in support of vigorous nonproliferation 
    
  
  
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      would
    
  
  
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     really have materialized, it will be said, if we had only done 
    
  
  
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    to disarm
    
  
  
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                    This counterfactual argument for disarmament absolutism, of course, is essentially unfalsifiable – and thus intellectually dishonest – because unless and until we are actually 
    
  
  
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     “zero,” it will always be possible to try to blame continuing problems on our 
    
  
  
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     being 
    
  
  
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      quite
    
  
  
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     there.  Indeed, as we have seen with the enormous nuclear reductions undertaken to date, it will no doubt remain possible for the absolutists to argue – as I have heard from senior foreign diplomats such as 
    
  
  
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     of Brazil and 
    
  
  
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     of South Africa – that the anticipated nonproliferation benefits from our nuclear cuts haven’t materialized because we allegedly didn’t make these cuts for the right 
    
  
  
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     or with the correct 
    
  
  
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    .  Promises of future nonproliferation cooperation on the basis of 
    
  
  
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     sort of demand are clearly crafted in order to ensure that their makers will always have a way to avoid making good on them.
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                    VI.         
    
  
  
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      An Oddly Optimistic Note
    
  
  
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    But perhaps one can take heart from my conclusion that there is 
    
  
  
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      not
    
  
  
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      &lt;/em&gt;&#xD;
      
                    
  
  
     the kind of connection between disarmament progress and nonproliferation progress that many critics of U.S. policy – and its current practitioners – have long asserted.  For one must concede that the disarmers have something of a point, by their lights at least, that the U.S. has not moved heaven and earth to meet their demands.
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                    Believe it or not, I spend a fair amount of time hanging out with nuclear disarmament activists, and it is hard to miss their sense of disappointment in the Obama Administration.  To be sure, more thoughtful members of the disarmament community – among them the Arms Control Association’s 
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrol.org/reports/2009to2010ReportCard"&gt;&#xD;
      
                      
    
    
      Daryl Kimball
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – still defend the president’s approach.  Significantly, however, Kimball points more to Obama’s impact upon broader disarmament and nonproliferation 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      debates
    
  
  
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     than to the president’s concrete accomplishments in ridding the world of nuclear weapons, and he argues that it is somehow really up to 
    
  
  
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      Congress
    
  
  
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     to do more.  (I’ll leave aside the fact that Congress has been controlled by supermajorities of President Obama’s Democrat allies.)  “Transformative” results seem curiously hard to identify beyond disarmament rhetoric.
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                    Many others in the disarmament community appear more openly unhappy with all that has 
    
  
  
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      not
    
  
  
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     changed in U.S. nuclear policy.  In a dynamic that has remarkable parallels in U.S. domestic and economic policy in this election season, some of the truest of the True Believers in the disarmament world seem demoralized and disheartened that this long-awaited and perhaps fleeting chance “
    
  
  
                    &#xD;
    &lt;a href="http://www.gevans.org/speeches/speech411.html"&gt;&#xD;
      
                      
    
    
      to get some runs on the board
    
  
  
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    ” for disarmament has produced so few results.  For them, the great hopes raised by 
    
  
  
                    &#xD;
    &lt;a href="http://prague.usembassy.gov/obama.html"&gt;&#xD;
      
                      
    
    
      the president’s Prague speech of April 2009
    
  
  
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     have been succeeded by long months of disappointment with the current administration.  In their eyes, President Obama is turning out, on nuclear matters, to be little more than a sort of “Bush Lite” president, albeit one wrapped in pleasing disarmament-friendly rhetoric.
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                    (Some erstwhile supporters in the disarmament world apparently remain devoted to the 
    
  
  
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      idea
    
  
  
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     of Obama, however.  I have seen some of them resorting to a sort of “good-Tsar/bad-minister” theory, by which a well-meaning president has had implementation of his noble policy hijacked by malevolent elements of the military-industrial complex.  Even among such exoneration theorists, however, there is a palpable frustration with how much continuity there has been in U.S. nuclear policy.)
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                    In this respect, the disarmers’ complaint is not one that I share – or at least, to the extent that the disarmers make a valid point about the surprising degree of continuity in U.S. strategic policy, I do not view this as something to complain about.  It must be admitted, however, that from the perspective of the disarmament community, the last two years haven’t quite turned out as planned.
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  &lt;p&gt;&#xD;
    
                    The United States has signed a new strategic treaty with Russia, but it entails only minor or notional reductions, and ends up with operationally deployed warhead numbers consistent with 
    
  
  
                    &#xD;
    &lt;a href="http://www.wired.com/dangerroom/2009/01/new-nuke-czar-a/"&gt;&#xD;
      
                      
    
    
      comments coming out of the Pentagon at the end of the Bush Administration
    
  
  
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     and only slightly below the bottom end of the range band set by Bush’s 
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrol.org/documents/sort"&gt;&#xD;
      
                      
    
    
      Moscow Treaty of 2002
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  And even 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      this
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     modest treaty is nonetheless bogged down – in a Senate that seems likely next week to become much more hawkish – on account of its potential impact upon missile defense and conventional global strike programs, and because the administration seems unwilling actually to commit to serious out-year funding for the nuclear modernization program it claims to support.  No one thinks that the long-promised “next step” in Russo-American negotiations will be anything but 
    
  
  
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      vastly
    
  
  
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     more difficult, if indeed it proves possible at all.
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                    The 
    
  
  
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    &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf"&gt;&#xD;
      
                      
    
    
      2010 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf"&gt;&#xD;
        
                        
      
      
        Nuclear Posture Review Report
      
    
    
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      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.defense.gov/npr/docs/2010%20nuclear%20posture%20review%20report.pdf"&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    (NPR) says more about disarmament than ever before, but the administration has also recommitted to modernizing America’s shrinking nuclear weapons infrastructure (and under the same leader President Bush chose to supervise this process).  We are also continuing ballistic missile defense development, pressing NATO into territorial missile defense, pursuing life extension programs for U.S. nuclear weapons, continuing to develop new prompt-strike technology, keeping U.S. non-strategic nuclear weapons in Europe, and exploring follow-on strategic delivery systems.  The new NPR even sets out its standard for permissible improvements to U.S. nuclear weapons designs in terms that seem crafted in order to permit 
    
  
  
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      de facto
    
  
  
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     resurrection of the “reliable replacement warhead” concept promoted by the Bush Administration.  [Readers may wish to consult 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20100407"&gt;&#xD;
      
                      
    
    
      my issue-by-issue look through the new NPR that appeared earlier on this website.
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    ]
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  &lt;/p&gt;&#xD;
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                    We have modified our declaratory policy – a little – but have rejected calls to adopt a “no first use” policy and to declare that the only use of nuclear weapons is to deter other such weapons, and we have rejected nuclear force “de-alerting.”  U.S. diplomats also remain “resolutely negative” on the idea of a Nuclear Weapons Convention, on the articulation of disarmament timelines, and on developing a global and legally-binding set of “negative security assurances.”  We re-support a Fissile Material Cutoff Treaty (FMCT) on Clinton-era terms, but our flexibility has not broken the impasse at the long-paralyzed Conference on Disarmament in Geneva.  Meanwhile, the Comprehensive Test Ban Treaty (CTBT) seems unlikely either to be ratified by the Senate or to come into force even if it were.
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                    All of these facts seem to make the disarmers very glum indeed, and will no doubt fuel accusations that serious multinational nonproliferation cooperation 
    
  
  
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      would
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     have been possible if only the United States had actually done what President Obama led everyone, including the Nobel Committee, to expect of him.  From my perspective, however, I am actually encouraged – both by the degree of moderation shown by the administration 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     by the likelihood that the “credibility thesis” was an illusion in the first place.
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                    In my view, to borrow a phrase from the late paleontologist Stephen Jay Gould, disarmament and nonproliferation are “
    
  
  
                    &#xD;
    &lt;a href="http://www.stephenjaygould.org/library/gould_noma.html"&gt;&#xD;
      
                      
    
    
      nonoverlapping magisteria”
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     to a degree notably greater than one might expect from listening to the disarmament diplomats.  (I do not say that these issues are 
    
  
  
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      irrelevant
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to each other, nor that any serious chance for disarmament does not depend critically upon reliable nonproliferation.  My point is merely that disarmament progress is apparently 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the key to nonproliferation progress.)  This is probably not a bad thing, because if disarmament posturing was never the way to “round the corner” on nonproliferation cooperation to begin with, we need not worry too much now about imperiling such cooperation it by insisting upon a prudent and sensible security posture.
                  &#xD;
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                    All of which leaves me more hopeful than you might expect given the grim proliferation trends that we still face.  In responding to those trends, I would suggest, we already know what we need to do.  We should wean ourselves from too-clever-by-half schemes that pretend to offer miraculous solutions – notably, the promise that “it will be alright if we just disarm faster” – and we should 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      re
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    commit ourselves to the hard, ongoing slog of working with every tool available to prevent proliferation, little bit by little bit, every day, for the indefinite future.  There is no “silver bullet” solution: such promises are illusory, and can indeed do harm by distracting from the hard work we need to do.
                  &#xD;
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                    The basic things we need to keep doing – if perhaps even more vigorously – are for the most part things on which the United States is already working, and has been for years.  The “basics” to which we need to return our focus are components of longstanding U.S. policy that 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     administrations have pursued (albeit to varying degrees and with varying emphases) since the end of the Cold War.
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                    We need to restrict the spread of dual-use proliferation-facilitating technologies, improve and properly fund nuclear safeguards, stop proliferation transfers, help secure nuclear materials worldwide, insist upon rigorous nonproliferation compliance and ensure the swift and painful imposition of severe penalties upon those who violate their nonproliferation obligations, and work to deny proliferators whatever strategic gains they may hope to win by the development of nuclear weapons.
                  &#xD;
  &lt;/p&gt;&#xD;
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                    These are the basic sinews of an enduring 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      American
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nonproliferation policy – not a partisan, or idiosyncratically presidential one – and they form a path along which we must work diligently and persistently to lead the international community.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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    -- Christopher Ford
  

  
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  &lt;p&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <pubDate>Fri, 29 Oct 2010 16:15:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p531</guid>
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      <title>China, History, and the Future</title>
      <link>http://www.newparadigmsforum.com/p525</link>
      <description>Ford discusses the potential impact of Confucian philosophical system upon Chinese foreign relations in the 21st Century.</description>
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      Note:
    
  
  
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      The following text was the basis for remarks Dr. Ford presented to 
      
    
      
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      &lt;a href="http://www.centerfornationalpolicy.org/ht/display/ContentDetails/i/20054"&gt;&#xD;
        
                        
        
      
        an event on October 20, 2010
      
    
      
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      , at the 
      
    
      
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      &lt;a href="http://www.centerfornationalpolicy.org/"&gt;&#xD;
        
                        
        
      
        Center for National Policy 
      
    
      
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      in Washington, D.C.  The event was moderated by 
      
    
      
                      &#xD;
      &lt;a href="http://www.centerfornationalpolicy.org/ht/d/sp/i/2688/pid/2688"&gt;&#xD;
        
                        
        
      
        CNP Vice President Scott Bates
      
    
      
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      , and also featured commentary by 
      
    
      
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      &lt;a href="http://www.aei.org/scholar/92"&gt;&#xD;
        
                        
        
      
        Dan Blumenthal 
      
    
      
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      of the 
      
    
      
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      &lt;a href="http://www.aei.org/"&gt;&#xD;
        
                        
        
      
        American Enterprise Institute
      
    
      
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      .  (An audio recording of the event is also available on CNP's 
      
    
      
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      &lt;a href="http://www.centerfornationalpolicy.org/ht/display/ContentDetails/i/20054"&gt;&#xD;
        
                        
        
      
        website
      
    
      
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      .)
    
  
    
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                    Let me begin by offering my thanks to CNP for their kind invitation.  I’d like to outline a few of the points raised by my book, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.amazon.com/Mind-Empire-History-Relations-Millennium/dp/0813192633/ref=sr_1_1?ie=UTF8&amp;amp;s=books&amp;amp;qid=1287602218&amp;amp;sr=1-1"&gt;&#xD;
        
                        
      
      
        The Mind of Empire: China’s History and Modern Foreign Relations
      
    
    
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      &lt;/a&gt;&#xD;
      
                      
    
    
      ,
    
  
  
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     using the analysis offered there to set the scene for Dan’s presentation.
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                    My book tries to explore the foundations upon which it seemed to me that Chinese conceptions of global order are built, starting with the conceptual system pioneered by Confucius himself.  It was a “virtuocratic” conception of political order, in which harmony was felt to spread outward in concentric circles from the ruler because, and to the degree that, he was virtuous.  Indeed, a prince of 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      perfect
    
  
  
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     virtue would inevitably have the entire 
    
  
  
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      world
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     subject itself to him in one form or another.  A prince of 
    
  
  
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      imperfect
    
  
  
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     virtue would preside over disharmony and disorder, and no doubt soon be replaced by a ruler with more perfect qualities.
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                    The Confucian philosophy of governance is thus radically monist.  It is naturally hierarchical, and the ruler cannot admit the existence of separate, coequal sovereignties without conceding some defect in his own virtue.  In my view, this paradigm has had important implications over the years, for it encourages the view that anything other than an at least 
    
  
  
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      symbolically
    
  
  
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     hierarchical relationship favoring China is at some level philosophically offensive, ideologically untenable, and politically threatening.
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                    There exist ongoing debates in Sinological circles between what one might call “continuity” and “discontinuity” thinkers – that is, between those who think that China’s ancient culture influences modern attitudes and those who think that something essentially new is now underway.  I tend to favor the continuity school, and my book tries to trace this arguably Confucian-derived “virtuocratic” conception of monist political order up to the present day.
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                    In part because of the strength of this tradition, China faced a tremendous psycho-ideological shock in its 19th-Century encounter with the European-derived system of world order that revolved – at least in theory, at any rate – around the legitimate, long-term interaction of coequal sovereign states.  This new world system was in a sense incomprehensible through the lens of traditional Confucian mores.  Chinese thinkers seem adapted to it, however, by turning to what appeared to be the most relevant conceptual model of such interaction that their own history seemed to provide: the period of the Warring States prior to China’s first great unification under the Qin Dynasty.
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                    I am probably making a very long story too short here, but this fixation upon the Warring States model helps set up the central question that I pose in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.amazon.com/Mind-Empire-History-Relations-Millennium/dp/0813192633/ref=sr_1_1?ie=UTF8&amp;amp;s=books&amp;amp;qid=1287602218&amp;amp;sr=1-1"&gt;&#xD;
        
                        
      
      
        The Mind of Empire
      
    
    
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      &lt;/a&gt;&#xD;
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     for the future of China’s relationship with the rest of the world in the 21st Century.
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                    Scholars of China policy have long debated the meaning and import of Deng Xiaoping’s now well-known maxim about how one should not “stick one’s neck out” until properly prepared for the consequences.  Many have taken this as emblematic of Beijing’s strategy of biding its time while its strength grows, downplaying its potential power and seeking to allay other countries’ worries and suspicions with a steadfast insistence upon a narrative of “benign rise” – namely, that China’s ascent should be embraced rather than feared, because Beijing will 
    
  
  
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      not
    
  
  
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     behave like an aggressive successor state to American global power and its arrival on the world scene presents nothing but happy opportunities for “win-win” outcomes.
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                    Some non-Chinese, and many Sinologists, buy into this narrative of benign rise.  Others, including China’s neighbors, are less confident – wondering, for instance, what Deng seemed to expect or intend would happen once China 
    
  
  
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      had
    
  
  
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     properly prepared itself and 
    
  
  
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      did
    
  
  
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     feel safe sticking out its neck.
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                    The analytical framework I offer in 
    
  
  
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    &lt;em&gt;&#xD;
      &lt;a href="http://www.amazon.com/Mind-Empire-History-Relations-Millennium/dp/0813192633/ref=sr_1_1?ie=UTF8&amp;amp;s=books&amp;amp;qid=1287602218&amp;amp;sr=1-1"&gt;&#xD;
        
                        
      
      
        The Mind of Empire
      
    
    
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     provides a way to look at these issues.  To the extent that virtuocratic notions of authority still shape decision-making, the world of separate and coequal sovereignties is not a comfortable place for China.  Its traditions lead it to expect – and historically it has tended to demand, when its relative power has made assertiveness possible – political relationships with the non-Chinese world that look more like monist hierarchy than formal Westphalian equality.
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                    To the extent that the Warring States period 
    
  
  
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      does
    
  
  
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     provide the prism through which Chinese leaders interpret the modern world, these expectations are likely to be particularly powerful.  It is certainly true that the Warring States period offers China a deep reservoir of historical lessons and models highly relevant to life in a Westphalian system of sovereign state interaction.
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                    At the same time, however, the Warring States period was – in the broader sweep of Chinese history – merely a transitional period.  In it, states were 
    
  
  
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      not
    
  
  
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     assumed to exist in long-term legitimate relationships of coexistence with each other.  Instead, statecraft revolved around rival rulers’ efforts to create monist hierarchy.  This was a period of intense competition and endemic warfare in which order and peace were only restored by the consolidation of China’s first great dynasty.  It was apparently axiomatic that 
    
  
  
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      someone
    
  
  
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     – in Confucian terms the most virtuous ruler, in Legalist ones the most shrewdly- and ruthlessly-advised one – would ultimately 
    
  
  
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      rule
    
  
  
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    , and the central question of Warring States-era politics was who this would be.  A key lesson of the Warring States – one that has been reinforced over the millennia by China’s cycles of unification and fragmentation – seems to be that inter-state order is both undesirable and temporary.
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                    Hence the question I toss on the table for discussion today: how will a “risen” China behave in the mid-21st Century if its current system survives and its power has continued to grow?  For now, it seems generally still to be in China’s interest generally to adhere to – and indeed to insist upon – Westphalian norms of separate and coequal sovereignty, and especially their corollaries of sovereign rights and non-interference.  This helps provide Beijing the breathing room it needs in order to grow into a first-rank power without provoking growth-preclusive counter-moves.
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                    The key question for the future, however, is what will happen as China’s power grows, especially if it assumes the top-tier position that it considers to be its birthright – a position which any residual notions of virtue-derived political authority may encourage it to believe that China 
    
  
  
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      must
    
  
  
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     attain if its system of rule is to be considered legitimate.  Will China by then genuinely have internalized Westphalian norms?   Or will China – when its power gives it, one might say, more 
    
  
  
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      options
    
  
  
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     – be more inclined to nudge the global system toward a monist model more consistent with its ancient traditions and expectations?  All we can do now is speculate.
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                    One may see reflections of ancient virtuocratic themes, for instance, in how China has insisted upon the purity of its own intentions, in the Communist Party’s reluctance to admit errors, and in its extraordinary sensitivity to criticism.  This is perhaps the modern instantiation of Mandate-of-Heaven thinking, and the natural result of Confucianism’s virtue-keyed conception of political order.  To raise questions in such matters is to impugn the legitimacy of Party rule.  Many national leaders around the world are offended when others criticize the competence and morality of their internal governance, and are uncomfortable in the face of evidence of domestic disharmony.  Few, however, approach such issues with the desperate indignation and denial displayed in Beijing.
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                    China seems pleased to retain a tributary state on its Korean frontier, as of old, even if this client is now a brutal family tyranny armed with nuclear weapons.  Beijing is amazingly sensitive about issues related to its “territorial integrity” – a concept upon which it has fixated on the basis of the short-lived historical high-water mark of the Qing Dynasty’s geographic frontiers, which are perhaps symbolically and ideologically important in part because they formed China’s border just before European military power so profoundly shook the Middle Kindgom’s ancient and arrogant assumptions of virtuocratic civilizational centrality.
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                    Indeed, the Chinese government approaches “territorial integrity” issues with an extraordinary neuralgia that one may suspect indeed does owe something to ancient suspicions that any disunity of what they take to be “China” impugns the moral virtue of its leadership and thus their right to rule 
    
  
  
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      anyone
    
  
  
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     there at all.  As Chinese power has grown and Western power has been perceived to decline, moreover, Beijing has seemed much more assertive in its region, particularly with respect to its claims to sovereignty over vast areas of the Western Pacific – which might lead one to wonder where China’s conception of its rightful “territorial integrity” will actually end.
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                    If these developments are the harbingers of a revived interest in some kind of virtuocratic hegemony – either regionally or on a broader stage – where might things be going as China feels more free to “stick its neck out”?  Some, especially China’s neighbors, fear direct dominion or the forcible imposition of tributary state status, a fate which some of them actually suffered for many years.  Historically, however, exertions of Chinese power vis-à-vis non-Chinese peoples on its periphery and farther afield have often been satisfied with 
    
  
  
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     homage.  The last time China had a powerful navy, for instance, it used it not to conquer but to overawe, eliciting from other rulers affirmations that China was indeed the most glorious and virtuous civilization on earth – though there no guarantee that many countries in the modern world would be willing to offer such humiliating obeisance.
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                    But sometimes China has 
    
  
  
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      not
    
  
  
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     been satisfied with mere symbolism, and historically has been in no way shy about exerting itself with military force when its relative power has permitted.  One might even imagine an idiosyncratic Chinese interweaving of brutal force with virtuocratic symbolism – a phenomenon of which modern examples may already exist.
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                    When China invaded Vietnam in 1979, it appears to have intended to check perceived Vietnamese hopes for regional hegemony in the Middle Kingdom’s traditional tributary backyard of Southeast Asia in the wake of Hanoi’s victory in the Vietnam War.  Intriguingly, however, China appears to have decided 
    
  
  
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     attempting a prolonged invasion and occupation in part because this would clash with Beijing’s public narrative of anti-imperial, anti-hegemonic international virtue.  China worried about the impact of an extended occupation of hostile territory upon its Confucian-tinged pretensions to superlative virtue, and opted in the end to depict its attack as being much like the kind of stern ear-boxing that a wise elder might administer to a troublemaking junior.
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                    Force and pretensions to Confucian virtue thus 
    
  
  
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      can
    
  
  
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     go hand in hand – as even Confucius himself seems to have acknowledged when asked what he would do if barbarians confronted with the presence of a wise Sage-king 
    
  
  
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      still
    
  
  
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     did not behave.  He replied that in such circumstances it would be perfectly appropriate to suppress them by force.  This was not his 
    
  
  
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      preferred
    
  
  
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     tool, but he had no particular problem with it.  In his words, “[w]hen good government prevails in the empire, ceremonies, music, 
    
  
  
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      and punitive military expeditions
    
  
  
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     proceed from the Son of Heaven.”
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                    What would a mid- or late-21st-Century China desire or demand of the world?  Perhaps nothing troubling.  History is not destiny, and it is possible that the narrative of “benign rise” will play out after all.  But perhaps not – and all this historical and conceptual baggage offers reasons to be concerned.
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                    I would be surprised if a “risen” China were to insist upon 
    
  
  
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      formal
    
  
  
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     “tributary” relationships with anyone as it did in earlier centrueis, but this does not mean that some modernized analogue to its ancient semi-hegemonic diplomacy could not be developed.  Already in the last decade, we have seen Chinese leaders repeatedly focus with special vehemence upon the need for others to “apologize” for presumed affronts to Chinese dignity after reckless or aggressive Chinese airmen and sailors have smashed themselves into other countries’ aircraft or patrol vessels in areas over which China flatters itself as having some kind of ancient proprietary interest.  We may see further elaborations of this sort of symbolically-laden virtue-reassertiveness in Beijing’s future diplomatic behavior.
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                    But let me leave any further speculation for our discussion period.   Thanks for the chance to participate today.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 20 Oct 2010 19:23:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p525</guid>
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    </item>
    <item>
      <title>The Treaty After Next?</title>
      <link>http://www.newparadigmsforum.com/p510</link>
      <description>Ford suggests the need -- in considering what to do with strategic arms control after "New START" -- to focus upon transparency and confidence-building, and not to worry so much about raw numbers.</description>
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      Note:
    
  
  
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      Below appears the written version of remarks Dr. Ford presented to a working group on the future of U.S.-Russian arms control as part of the 
      
    
      
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        Project on Nuclear Issues
      
    
      
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       (PONI) at the 
      
    
      
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        Center for Strategic and International Studies 
      
    
      
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      on October 6, 2010.
    
  
    
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                    Whatever happens to the “
    
  
  
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    &lt;a href="http://www.whitehouse.gov/blog/2010/04/08/new-start-treaty-and-protocol "&gt;&#xD;
      
                      
    
    
      New START
    
  
  
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    ” strategic treaty with Russia currently pending before the U.S. Senate – and whenever this occurs – it may useful to start giving some thought to where strategic arms control should go next.  Let me offer some thoughts.
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                    There remains a deep attachment in arms control circles to the idea of numerical reductions, so one should not be surprised to see the “treaty after next” debate shifting quickly into questions about how far below “New START” levels we can go, or at least how far we can persuade the Russians to accept.  For an arms control community much of which had previously fixated upon the pleasantly round number of 1,000 “operationally deployed” warheads – to the point, as of early 2009, that this rather arbitrary number was seen as something of a political litmus test for our seriousness about eventually moving to “zero” – it must have been very disappointing for the current treaty to set a limit of 1,550 warheads and fail to address non-deployed weapons at all.  (And this from a President who had taken such pains to encourage the belief that his leadership would finally set the world on a path to nuclear weapons abolition!)  So we can be sure that there will be a push to bring the warhead numbers down significantly in both regards.  After all, Obama Administration officials have always described “New START” as merely “a 
    
  
  
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      first step
    
  
  
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     forward ... on a longer journey.”
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                    But the numerical road has its pitfalls, not least because the “New START” approach seems carefully to have avoided forcing the United States – or Russia, one presumes – to make any tough decisions about its nuclear doctrine.  (Coming down to 1,550 deployed warheads from a range band under President Bush’s 
    
  
  
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      Moscow Treaty of 2002 
    
  
  
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    that started at 1,700 and ran to 2,200 was something, for instance, but not precisely an eye-opening reduction.)  And no one should have missed the fact that back when he worked for President George W. Bush, 
    
  
  
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      Defense Secretary Robert Gates
    
  
  
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     said that he would get “pretty nervous” below 1,500 deployed warheads in light of ongoing nuclear weapons proliferation and Russian and Chinese nuclear modernization efforts.  (One might suspect it no coincidence that the Obama treaty ended up coming in at 1,550.)
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    &lt;a href="http://gsn.nti.org/gsn/nw_20090401_1549.php"&gt;&#xD;
      
                      
    
    
      Press accounts 
    
  
  
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    have suggested that somewhere, and perhaps even before the magic political number of 1,000 deployed warheads, the United States will have to revise its plan and indeed its basic philosophy for nuclear targeting in significant ways.  All this suggests that in its quest to give – as he promised in 
    
  
  
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      Prague in April 2009
    
  
  
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     – a cheerily omnipotent “Yes We Can!” answer to the challenge of creating “a world without nuclear weapons,” President Obama has already picked what may be the only low-hanging fruit.  Any meaningful follow-on cuts would be vastly more difficult and problematic.  Since even this notably modest “New START” agreement apparently ended up being a good deal trickier to negotiate with the Russians than anticipated – not so long by Cold War standards, it must be admitted, but rather longer than expected by overconfident White House officials – one should perhaps not hold one’s breath for quick and dramatic progress next time.
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                    Having now 
    
  
  
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      declassified figures 
    
  
  
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    revealing that the United States has a total of 5,113 nuclear warheads in its arsenal, the Obama Administration also must struggle – in any follow-on negotiations – with the awkward fact that on top of what one presumes is 
    
  
  
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      at least a comparable number of Russian strategic weapons,
    
  
  
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     the Kremlin possesses 
    
  
  
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      by some counts 
    
  
  
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    perhaps even as many as 6,000 additional nuclear weapons of the so-called “non-strategic” variety.  (The total Russian arsenal of nuclear weapons, therefore, might today be 
    
  
  
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      twice
    
  
  
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     the size of our own.)  The time is thus swiftly passing when Russia’s huge stock of non-strategic nuclear weapons (NSNW) can be ignored in the name of arms control progress and a new Russo-American “reset.”
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                    Few, if any, Russian NSNW sit within reach of U.S. targets, of course, but they can present a potent threat to our friends and allies in Europe and East Asia.  And this is a threat that Russia seems keen to emphasize, with a 
    
  
  
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      new nuclear doctrine
    
  
  
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     emphasizing their use, periodic exercises that involve threats or even use against NATO member 
    
  
  
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      Poland
    
  
  
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    , and showy announcements of NSNW gunboat diplomacy to Kaliningrad as part of a (successful) effort to 
    
  
  
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      intimidate the Obama Administration
    
  
  
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     into walking back Bush Administration missile defense plans in Europe.  This issue can be skirted no longer, and the Obama Administration clearly recognizes this, having promised in its 
    
  
  
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      2010 Nuclear Posture Review 
    
  
  
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    to “[a]ddress non-strategic nuclear weapons, together with the non-deployed nuclear weapons of both sides, in any post-New START negotiations with Russia.”  NSNW, it declared, “should be included in any future reduction arrangements between the United States and Russia.”
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                    Including NSNW in arms talks, however, will not be easy.  While the U.S. may have at least some bargaining power from the fact that it still deploys a comparatively tiny number of residual American NSWS on NATO soil – a fact that is itself deeply controversial within NATO, with some allies desperately wishing them gone and others feeling these weapons to be critical barometers of seriousness of the trans-Atlantic alliance and in any event a foolish capability to abandon precisely 
    
  
  
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      because
    
  
  
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     Russia still threatens Eastern European NATO members, and not just with nuclear weapons – Russia seems to invest a great deal of political and military doctrinal capital in its non-strategic arsenal.  NSNW, in short, seem 
    
  
  
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      vastly
    
  
  
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     more important to Russian military planners than to American ones.
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                    Because of the asymmetry of NSNW doctrinal reliance and “facts on the ground,” bringing these weapons into the Russo-American arms control discussion will be difficult: Kremlin negotiators aren’t known for giving up something for nothing, and they’ll likely aim squarely for things like the missile defense capabilities it is (I would argue) very much in our interest to keep.  Moreover, despite the occasional anti-NATO rant, one suspects that officials in Moscow probably 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     care about NSNW in large part order to counterbalance 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      China’s
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     vast numerical superiority in conventional arms along Russia’s sprawling Siberian frontier.  If so, it will likely prove doubly difficult to persuade Russia to countenance any significant NSNW reductions through bilateral negotiations with Washington.  After all, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Washington’s
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear (or conventional) posture may not really be the main issue here at all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This points to a deeper problem with the numerical disarmament agenda that presently seems to be U.S. policy.  To judge from its present nuclear posture and doctrine, Russia seems to have no genuine interest in the oft-proclaimed U.S. objective of “zero” in the first place – and it regards a large arsenal of nuclear weapons as critical to Russian security in the face of American (technological) and Chinese (numerical) superiority.  There remains today some bilateral coincidence of interest in modest reductions in large arsenals that to some extent still reflect Cold War-era postures, but this may prove both shallow and ephemeral.  One should not expect the Kremlin to travel very far down this road absent some reorientation of its strategic vision and military priorities in ways I find it very hard to imagine the chest-beating 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      siloviki
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     regime ever accepting.  So if we are fixated upon achieving some “treaty after next” as a “further step” along the road to deep numerical reductions, we may well find our progress difficult and disappointing.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I do not argue that no agreement on further cuts can be achieved, nor that it would be impossible to reach a good one.  My point is merely that “New START” carefully limited itself to a comparatively easy diet of what are in large part symbolic reductions.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Serious
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     cuts would be much more problematic, if possible at all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But let me raise another possibility.  What if we allowed ourselves the conceptual freedom 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to assume that the “treaty after next” will necessarily revolve around numerical reductions?  Recall that at one point – back before the return of Russian authoritarianism when American officials regarded Russia with equanimity and even warmth, when 
    
  
  
                    &#xD;
    &lt;a href="http://georgewbush-whitehouse.archives.gov/news/releases/2001/06/20010618.html"&gt;&#xD;
      
                      
    
    
      George Bush
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     could claim to look into Vladimir Putin’s eyes and “get a sense of his soul” that apparently didn’t freeze the blood – the Bush Administration didn’t feel it necessary to seek much by way of numerical limits with Russia at all.  The Moscow Treaty of 2002 was not felt to require verification provisions in part because U.S. officials assessed that Russia would be reducing its arsenal anyway.  (Indeed, the treaty was just legal icing on unilateral reductions that had 
    
  
  
                    &#xD;
    &lt;a href="http://www.usembassy.it/pdf/other/RL31448.pdf"&gt;&#xD;
      
                      
    
    
      already been announced
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , led by President Bush.  Washington subsequently agreed to put them in treaty form because this was very important to the Russians, who insisted upon codification.)  In early discussions on a successor to the START agreement – negotiations that concluded earlier this year with the Obama Administration’s “New START” text – the United States under the Bush Administration sought to focus more upon transparency and confidence-building arrangements than upon numerical limits 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In its notably unreflective initial scramble to repudiate all things associated with President Bush – a sterile reflex that the White House has awkwardly had to rein in with respect to many aspects of security policy such as Iraq (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.,
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     playing out the successful troop “surge”), Afghanistan (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.,
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     committing more troops), counter-terrorism (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.,
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     targeted killings, renditions, detention, state secrets doctrine, and military commissions) and some aspects of nuclear weapons policy (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.,
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     no de-alerting, “prompt global strike,” delivery system modernization, continued NSNW deployments in Europe, weapons complex modernization, and the incorporation of new reliability and surety features into nuclear weapons designs) – the Obama Administration gave the impression of following the conventional wisdom of its arms control and disarmament political base in fixating upon numbers.  But there are counter-narratives out there, and not just on the Right.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    When she spoke at a 
    
  
  
                    &#xD;
    &lt;a href="http://www.carnegieendowment.org/"&gt;&#xD;
      
                      
    
    
      Carnegie Endowment for International Peace 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    event in Washington in June 2007, then-British Foreign Secretary 
    
  
  
                    &#xD;
    &lt;a href="http://www.carnegieendowment.org/events/?fa=eventDetail&amp;amp;id=1004"&gt;&#xD;
      
                      
    
    
      Margaret Beckett 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – a former Campaign for Nuclear Disarmament Activist, and a Labour Party official visibly pained by her own government’s decision at the end of 2006 to build a follow-on submarine for the United Kingdom’s Trident ballistic missiles – urged a new focus upon “global transparency” in addition to just cutting weapons.  Indeed, Beckett suggested that this transparency “will have to extend beyond the bilateral arrangements between Russia and the U.S.” and should include deeper relationships of mutual understanding on nuclear issues between 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    the nuclear weapon states.  (Beckett only discussed this in terms of “other members of the P5” – that is, China, Britain, and France – but the point could as well be made about other possessors such as India and Pakistan.)
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One might argue that the key insight here is actually quite venerable, having made an appearance in no less basic a text than the discussion of nuclear disarmament in the Preamble to the 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Infcircs/Others/infcirc140.pdf"&gt;&#xD;
      
                      
    
    
      Treaty on the Non-Proliferation of Nuclear Weapons.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     There, States Party make clear their understanding that “the easing of international tension and the strengthening of trust between States” is necessary “in order to facilitate” the achievement of nuclear disarmament.  The ordering of the Preamble’s phrasing is surely no accident.  It gives voice to the insight that reductions in armament generally proceed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      from
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     states’ perception of lessening threats, rather than the other way around.  (The massive and continuing cuts in the arsenals held by the two nuclear superpowers in the last 20 years, for instance – which have seen U.S. arsenals plummet to now only some 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2010/05/03/AR2010050302089.html"&gt;&#xD;
      
                      
    
    
      16 percent 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    of their Cold War peak – were the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      result
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the end of the Cold War, not its cause.)  Arms control can play a vital role in helping manage a tense relationship, sometimes even in the face of fierce rivalry, but history suggests that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      deep
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     cuts flow from changed assessments of the other sides’ intentions and objectives.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Thus we come full circle back around to numbers, because in the absence of a good deal of transparency (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ., about force posture, doctrine, and strategic concepts) it is very hard to reassure others of one’s benign intentions – and the more necessary for those others to maintain large 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      potentially
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     countervailing arsenals in order to hedge against risks.  Assuming that the powers’ intentions toward each other really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      are
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     basically good, transparency and confidence-building measures (T/CBMs) are the key to helping make this clear, and to facilitating more significant progress in arms control.  (If intentions are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     good, transparency is useful too, of course … though likely harder to obtain.)  This is why U.S. officials for a time prioritized T/CBMs over numerical limits, and why we may wish to consider doing so again.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Transparency – not merely between the United States and Russia but involving other powers whose nuclear weapons holdings will increasingly become important factors in global strategic stability – may thus be the most important tool if we wish to lay the groundwork for going any further.  This is no idle speculation.  If Secretary Gates’ comment is any indication, our concerns about ongoing modernization of Russian and Chinese nuclear forces is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     constricting America’s ability to contemplate further cuts; for its  part, Russia claims to be worried about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      our
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     plans and intentions vis-à-vis missile defense; China 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Russia profess concern about our plans in space.  Indeed, when it comes to the details of how “strategic stability” is to be achieved and maintained in the world, it is not even clear the extent to which the three powers share the same conceptual vocabulary in the first place.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If there is a way out of this dead end, transparency and improved mutual understanding is surely a critical part of the equation.  If we knew more about Russian and Chinese modernization and its implications, we might perhaps be able to regard it with less alarm – or at least one hopes so – while they, knowing more about our approaches, would presumably regard us with less unease as well.  If there is a road to deeper reductions, it surely lies through being able to allay the fears and worries that will naturally arise in the face of opacity.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So far, the transparency scorecard with Russia is mixed.  Russia is to some degree transparent in nuclear matters, though often dishearteningly so in view of the extent to which its current doctrine and the operational expression of this thinking in military exercises indicate the Kremlin’s continuing fascination with and reliance upon nuclear weaponry, and its willingness to use nuclear muscle-flexing as a tool of regional security policy.  Russo-American verification interactions under START for years provided ongoing visibility into Russian strategic force posture and activity, thereby both reducing the risks of strategic surprise and helping to keep U.S. worries from outrunning reality.   The secret low-yield nuclear testing that Russia is “
    
  
  
                    &#xD;
    &lt;a href="http://www.usip.org/files/America's_Strategic_Posture_Auth_Ed.pdf"&gt;&#xD;
      
                      
    
    
      apparently
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” doing, however, cuts very much in the other direction, and may be some of the “modernization” to which Gates referred in setting his 1,500-warhead threshold.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    (Unfortunately, the Obama Administration has been sending mixed messages on transparency vis-à-vis Russia.  Current White House protestations that “New START” is desperately needed in order to restart inspections, one must admit, sit only awkwardly alongside its disinterest in efforts last year by Senator Richard Lugar to continue START inspections pending the new agreement’s entry into force.  White House officials 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtontimes.com/news/2009/nov/26/inside-the-ring-39737841/?page=2"&gt;&#xD;
      
                      
    
    
      opposed Lugar’s proposal
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , breezily assuring everyone that the Administration would handle everything with a “bridging agreement” it said it would negotiate with Russia ... and then didn’t.  With the bill S.2727 – Lugar’s “START I Treaty Inspections and Monitoring Protocol Continuation Act” – languishing in legislative limbo since November 2009, the State Department’s own website now complains that it has been 
    
  
  
                    &#xD;
    &lt;a href="http://blogs.state.gov/index.php/site/entry/start_18_years_300_days"&gt;&#xD;
      
                      
    
    
      more than 300 days
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     with no inspection visits.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    China, however, is sadly less mixed a case, and may perhaps have been the principal focus of Gates’ remarks.  The 
    
  
  
                    &#xD;
    &lt;a href="http://www.defense.gov/pubs/pdfs/2010_CMPR_Final.pdf "&gt;&#xD;
      
                      
    
    
      Pentagon’s most recent report on Chinese military power 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – though its title seems to have been 
    
  
  
                    &#xD;
    &lt;a href="http://the-diplomat.com/2010/09/07/china’s-enigmatic-military/"&gt;&#xD;
      
                      
    
    
      changed by Democrats in Congress
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in what appears to have been a remarkable bout of deference to Beijing’s delicate sensibilities – emphasizes the worrying lack of Chinese transparency in essentially all aspects of military power.  As the Defense Department puts it, “many uncertainties remain regarding how China will use its expanding military capabilities.  The limited transparency in China’s military and security affairs enhances uncertainty and increases the potential for misunderstanding and miscalculation.”
                  &#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Scarcely a day passes in which China does not protest its benign intentions, of course, but it continues to build up and modernize its arsenal, and has become very accomplished at stonewalling outsiders’ efforts to ascertain just what Beijing has and how it thinks about nuclear weapons issues.  (Some Western experts have looked with concern at Chinese strategic writings that raise questions about what is really meant by China’s “no first use” doctrine, and the question of potential 
    
  
  
                    &#xD;
    &lt;a href="http://www.usip.org/files/America's_Strategic_Posture_Auth_Ed.pdf"&gt;&#xD;
      
                      
    
    
      Chinese low-yield nuclear testing has
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     also recently arisen.)  China’s neighbors are uneasy, and so is the American hyperpower against whose Pacific presence in support of regional allies so much of the modern Chinese buildup of conventional and nuclear build-up appears to be directed.  The seeming importance to Russia of NSNW deployments across the Chinese border, moreover, emphasizes that this is not merely a Sino-American problem.  Understanding much more about Chinese intentions, force posture, doctrine, and strategic thinking are of cardinal importance in both Moscow and Washington – and seem likely to affect the speed and nature of further arms reductions in both countries – but China is not talking.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In such an environment, the key to future strategic arms control may lie more with whether T/CBMs can be developed and improved on a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      beyond-bilateral
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     basis than in whether some clever numerical formula can be found that will enable traditional bilateral 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      numerical
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     negotiations to move ahead one more step.  Arms control, one might say, is too important to be left to the bean-counters alone.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It remains the case, of course, that the United States and Russia between them still possess the overwhelming majority of nuclear weapons in the world, perhaps something on the order of 90 percent.  But it oversimplifies a complex strategic situation to suggest on the basis of this stark figure that future arms control can easily or successfully be approached for much longer on an exclusively bilateral basis, or purely numerically.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To the extent that arms control wishes to continue with bilateral and numerical Cold War-era “business as usual,” it will have to limit itself to “New START”-style agreements that set their sights low and that ignore increasingly salient aspects of  the global nuclear balance.  Even such low-hanging fruit, moreover, will likely prove ever harder to find: much of it has now already been picked.  If the Obama Administration still wants – and has the political capital – to aim for anything genuinely “transformative” in its stewardship of U.S. nuclear security interests, therefore, it should look more to transparency and to the involvement of other weapons possessors.  This is a very difficult challenge, of course, but it is one worthy of the ambition and seriousness that the Administration claims to have brought to the arms control arena.
                  &#xD;
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    – Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 06 Oct 2010 22:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p510</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>A Nuclear-Armed Iran in the Future Security Environment</title>
      <link>http://www.newparadigmsforum.com/p501</link>
      <description>Note:
Dr. Ford gave the following presentation to a conference on "The Strategic Implications of the Iranian Nuclear Program" sponsored by the Aspen Institute Germany, and held in Berlin on September 22-24, 2010.  It is reproduced here with Aspen’s kind permission.
Let me begin by offering my thanks to the Aspen Institute in Germany for organizing this [...]</description>
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      Note:
    
  
  
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      Dr. Ford gave the following presentation to a conference on "
      
    
      
                      &#xD;
      &lt;a href="http://aspeninstitute.de/en/events"&gt;&#xD;
        
                        
        
      
        The Strategic Implications of the Iranian Nuclear Program
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
      " sponsored by the 
      
    
      
                      &#xD;
      &lt;a href="http://aspeninstitute.de/en"&gt;&#xD;
        
                        
        
      
        Aspen Institute Germany,
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      
                      
      
    
       and held in Berlin on September 22-24, 2010.  It is reproduced here with Aspen’s kind permission.
    
  
    
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let me begin by offering my thanks to the Aspen Institute in Germany for organizing this conference.  I know from experience that it is difficult for those in government to talk about the strategic implications of an Iran armed with nuclear weapons.  To some extent, even to be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      seen
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be engaged in such thinking might be taken as an admission of anticipated defeat in the ongoing diplomatic confrontation between the clerical regime in Tehran and those who seek to hold it to its obligations under International Atomic Energy Agency (IAEA) safeguards, the Nuclear Nonproliferation Treaty (NPT), and legally-binding resolutions of the United Nations Security Council.  Mere contingency planning, of course, is in reality no such admission, but the political “optics” of the ongoing confrontation too often tend to stifle open debate.  That is why it is particularly valuable for institutions such as the Aspen Institute to study such issues.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So how shall we think about a potential future nuclear-armed Iran?
                  &#xD;
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                    I.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Iran and Nuclear Weaponry
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    Some commentators, particularly in the United States and in Israel, worry tremendously about the possibility that Iran would actually 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      use
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear weapons against Israel, or that it might supply nuclear technology (or perhaps weapons themselves) to one of its many terrorist clients around the world.  Not everyone agrees on the likelihood of such events.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As I see it, one cannot rule out some spasm of annihilative eschatological enthusiasm from a regime that is already deeply radicalized and militarized, and within a Shi’ite tradition that has both powerful traditions of martyrdom and pronounced millenarian tendencies.  Nevertheless, my own feeling is that such direct or indirect nuclear use is relatively unlikely absent some deep existential crisis for the clerical regime.  It is a worry – and is undeniably part of the landscape of possible futures against which we should be testing our strategic and contingency thinking – but it is not my first worry.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Iran’s acquisition of nuclear weapons also raises the troubling possibility, however, of the unplanned use or loss of control over a nuclear device or related technology – by accident or through incompetence and inexperience, or perhaps as the result of reckless adventurism by some splinter faction within the regime’s already disturbingly radicalized 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Pasdaran
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     force (a.k.a. the Islamic Revolutionary Guard Corps).  The advent of an Iranian nuclear weapons capability would such “inadvertence” scenarios an ongoing worry.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But whatever one thinks of the question of direct or indirect nuclear weapons 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      use – 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    in the sense of an actual detonation, rather than simply the employment of implicit or explicit nuclear threats in bargaining and intimidation scenarios – there seems to be little disagreement that an Iran with nuclear weapons is very likely to feel greatly empowered and emboldened within its region by the possession of a nuclear weapons capability.  This, in my view, is the basic strategic issue driving most other countries’ reactions to the developing Iranian nuclear crisis.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A nuclear-armed Iran might well conclude that it has immunized itself against what its officials have sometimes termed “extra-territorial invasion,” which basically means that its revolutionary Shi’ite leaders would no longer feel any danger that engaging in egregious regional provocations might bring down upon them forcible, foreign-led regime change of the sort that toppled Saddam Hussein in Iraq and the Taliban regime in Afghanistan.  Given the degree to which Iranian regional assertiveness is already destabilizing the region – even without nuclear weapons – this is surely a very serious concern.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For years, Iran has been sponsoring terrorists and other fighters targeting Israel, offering ongoing support for those killing allied troops and local citizens alike in Afghanistan and Iraq, sponsoring the development of Hezbollah as a disruptive state-within-a-state in Lebanon, working to sabotage the peace process between Israel and the Palestinians, and periodically meddling in antigovernment politics in regional states (particularly, but not exclusively, among the substantial Shi’ite populations of the Gulf).  The regime in Tehran has a strong sense of self-identity as a revolutionary state with a feeling of sectarian mission 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      within
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Islam, as well as ambitions actually to lead the entire Muslim world against its perceived enemies.  This religious enthusiasm also overlays a self-identity as a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Persian
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     culture – indeed, the modern inheritor of one of the most glorious empires of antiquity – that has been humiliated in modern times and denied its rightful place as the leading state in the Middle East.  How might such attitudes manifest themselves in regional behavior if nuclear weapons are felt to preclude foreign invasion?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is not clear the precise degree to which Iran’s present-day leaders consider themselves to be constrained by the possibility that engaging in regional or other provocations might bring about their ouster, as it were, at the tips of foreign bayonets.  Iran frequently 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      claims
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , at least, to feel an acute threat of foreign intervention.  (It has, for instance, explicitly advanced this as a rationale for purchases of advanced foreign military technology, such as the rocket-powered 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Shkval
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     torpedo and what appears to be the recently-aborted sale of the S-300 air defense system from Russia.)  Not surprisingly, perhaps, many foreign analysts feel such fears also to be one of the motivations behind Iran’s continuing pursuit of a nuclear weapons capability.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Iranian regime’s victim-narrative, of course, describes Iran as being subject to wanton and undeserved foreign threats – and would no doubt publicly justify nuclear weaponization in such terms.  Foreign observers tend to worry, however, that Iran’s revolutionary leadership really yearns to chart a course no longer conditioned by the fear that aggressive actions might precipitate their own ouster.  (From this latter perspective, the key analytical point is precisely the degree to which foreign threats would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be “undeserved.”)  Either way, it seems reasonable to suppose that not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of Iran’s emphasis upon the perceived foreign threat is empty and cynical bluster, designed solely for propaganda purposes and to justify the development of capabilities actually desired for other reasons.  Yet granting any reality to Iran’s claim (for whatever reason) to fear outside intervention implies, in turn, that Iran’s behavior 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      would
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be different – and in some sense inherently less constrained – after it has acquired nuclear weapons.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Bandwagoning versus Balancing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If any of Iran’s loudly-proclaimed fear of outside intervention is real, it stands to reason that Iran will indeed feel to some real extent empowered and emboldened by nuclear weapons possession.  Many fear that this means Iran will thereupon prove more aggressive, less restrained, and freer to indulge whatever revolutionary and/or hegemonic predilections its government may happen to have.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This certainly seems to be the assumption of Iran’s neighbors, at least, who have for years privately expressed alarm at Iran’s rise as a regional power and its concomitant nuclear weapons ambitions, and who have begun in recent months to break their public silence on the subject.  In June 2010, for instance, Ambassador Yusef al-Otaiba of the United Arab Emirates told a conference that “[w]e cannot live with a nuclear Iran,” and that he would be willing to support a U.S. military strike on Iran in order to prevent it from crossing the weapons threshold.  Also this spring, Egyptian Ambassador Abdel Aziz told journalists at the NPT Review Conference that if Iran develops nuclear weapons, the Egyptians would “not ... accept to be second-class citizens” in the region, and that “Egypt and ... all the countries in the Arab world” might “change their mind” about nonproliferation commitments.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    More quietly, multiple regional states – notwithstanding the oil resources some of them possess – are moving forward with plans to develop nuclear energy capabilities, which many observers interpret as “strategic hedging” designed to give them a nuclear technology base in case Iran’s nuclear program cannot be stopped and they wish to move ahead with developing a countervailing capability of their own.  Egypt has ambitious plans for nuclear energy development and has already had problems with the IAEA over undeclared fissile material production experiments, Jordan has refused to forswear fissile material production, Turkey recently announced plans to begin construction of a nuclear reactor by 2014, and famously oil-rich Saudi Arabia has declared its intention to develop uranium enrichment.  Not surprisingly, this has led many observers to fear a “cascade” of proliferation if Iran’s nuclear-fueled regional ambitions cannot be frustrated.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Just how such a cascade develops, however, will be shaped by Iran’s own nuclear choices and by the choices of outside players.  It may be hard to prevent the further proliferation of dual-use capabilities – including the critical nuclear weapons-facilitating technology of fissile material production – to regional states.  The degree to which other states in the region cross the line into actual weaponization, however, will presumably depend upon how Iran approaches this threshold itself.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Overt weaponization in Iran would maximize the pressure on other regional players to follow suit, particularly in Turkey and Egypt, which have historically played the role of regional balancer against Persian ambitions, and which entertain pretensions to regional leadership even today. As Ambassador Azziz’s comments suggest, the current government of Egypt, a proud but brittle regime now facing leadership succession problems and terrified of Islamic radicalism, seems to have no illusions about the nature of the regional challenge presented by Iran’s rise.  Barring dramatic changes in Turkey’s own sense of regional and religious identity, moreover – changes which are conceivable but still seem unlikely, even given the vaguely Islamist inclinations of its current government – Turkey’s current confluence of interests with Iran, which runs to carving out a regional leadership role for Ankara as a mediator in crafting diplomatic alternatives to Western nonproliferation sanctions, may not survive Tehran’s success in developing nuclear capabilities and claiming regional leadership for itself.  Either or both of these countries might find themselves feeling strong incentives to follow Iran’s nuclear path.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Covert Iranian weaponization – perhaps self-consciously modeling itself upon the strategy most observers claim Israel to have taken, and perhaps even adopting and mocking Israeli pronouncements about not being the first to “introduce” nuclear weapons into the Middle East – might reduce this pressure, though perhaps not too much.  Even if Iran opts to linger on the brink of weaponization as a “virtual” nuclear weapons state, however, it would seem very difficult to prevent the development of a region increasingly populated by “latent” weapons states, all “hedging” against each other in a tense and perhaps quite unstable balance.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Another critical variable will be whether regional Arab governments confronted by nuclear-facilitated Iranian efforts at regional hegemony choose to respond by a strategy of “bandwagoning” or to respond with one of “balancing.”  It would be neither impossible nor entirely out of keeping with local political traditions for many regional players to conclude that Iran’s rise is, for practical purposes, unstoppable – and that the best chance for security is thus to associate themselves with it in some fashion, such as by reaching an accord with Tehran that would permit existing regimes to remain in power as tolerated semi-clients within an Iranian sphere of influence.  I doubt that such bandwagoning would stop the development of “latent” nuclear capabilities in some regional states, but it would presumably reduce the likelihood of countervailing weaponization – albeit at the cost of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     political subordination.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Alternatively, regional states could band together to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      resist
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Iranian domination in classically anti-hegemonic balance-of-power configurations. Especially were an activist role adopted by traditional anti-Iranian (or anti-Perisan) balancers such as Turkey and Egypt, regional counter-balancing behavior is possible even if outsiders stand entirely aside.  Yet outside powers would still presumably have a great deal of influence upon whether or not such a “balancing” strategy seemed attractive to regional players.  Their support for and involvement in anti-Iranian geopolitical maneuvering could help make balancing seem much more attractive, and bandwagoning unnecessary.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whether or not such anti-hegemonic mobilization receives the encouragement and support of powerful foreign allies would presumably also affect the likelihood of countervailing nuclear weapons development. “Balancing” states, in other words, might be content to remain non-nuclear if they felt their security adequately underpinned by foreign relationships, even though they might find little alternative to accommodation if left on their own.  Here too, the willingness of outside powers to play an activist role against Iranian domination of the region will profoundly shape the evolution of the regional security environment.  Such outside activism, in fact, might offer the only real chance to navigate between the Scylla of Iranian hegemony and regional bandwagoning, and the Charybdis of a dangerous nuclear-armed standoff between Iran and an anti-hegemonic coalition of regional rivals.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For the foreseeable future, the only outside power I see as being in any sort of a position to play such a mobilizing and channeling role is the United States – though success in this regard after Iran’s acquisition of nuclear weaponry might well require a politically-incorrect degree of sustained attention to maintaining or improving American military capabilities in order to keep full-scale intervention alive as an option credibly “on the table” without any U.S. recourse to its own nuclear weaponry.  (This could entail, for instance, augmented active and passive defenses for the United States and its regional allies against potential forms of nuclear delivery, as well as improved capabilities to conduct expeditionary military operations in a weapons of mass destruction [WMD] environment.  The aim would be to minimize the degree to which American military power will be – or be 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      seen
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be –“deterred” by Iranian nuclear weapons possession, thus denying Tehran much of the strategic benefit it may hope to acquired by such means.)  At the very least, the United States would need to ensure that its global power-projection capabilities do not atrophy despite the financial pressures attendant to what has now become a shocking degree of federal government indebtedness.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I see little prospect of Russia playing a role in shoring up Middle Eastern balancing behavior vis-à-vis an aggressive and nuclear-empowered Iran, partly as a result of its lack of capability and partly due to its apparent lack of interest.  If anything, Russia still seems tempted to regard Iran’s development at least of a “virtual” nuclear weapons capability as something quite 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      consistent
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     with the Kremlin’s strategic interest.  To the extent that Iranian regional hegemony would present a grave setback to American strategy in the Middle East, Russia may find it congenial.  (For an authoritarian regime of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      siloviki
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     functionaries pining for their lost empire and global stature, anything which undermines the power of its old superpower rival might seem intrinsically pleasant.) Provided that Iran did not turn its Islamic revolutionary gaze northward into the Caucasus, moreover, regional instability provoked by Iran’s rise could help keep Russia’s corrupt, ill-managed, and still-undiversified petroleum-based economic monoculture afloat by ensuring that global oil prices remain high.  Such factors – and not merely the short-term financial gain to be had from technology exports – may help explain the Kremlin’s willingness to constrain U.S. sanctions efforts at the U.N. Security Council, to help Iran with the construction of the Bushehr nuclear reactor, and (at least until recently) to sell it advanced military technology.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    China’s situation is more complicated.  Beijing sometimes seems tempted today to facilitate or protect Iranian self-assertion against the United States, perhaps also in classically power-balancing way intended to weaken Washington’s strategic position while helping ensure a thirsty China’s continuing access to plentiful supplies of Iranian oil.  Ultimately, however, it is not necessarily in Beijing’s interest to see Iran’s regional ambitions unsettle the Middle East.  Having become the world’s largest consumer of fossil fuels, China badly needs long-term stability in the Middle East and continued access to oil.  At some point, therefore, any interest Beijing may now feel in dragging its feet in the face of Iran’s destabilizing rise could be overwhelmed by its interest in regional peace.  (A Sino-Iranian condominium built around a Chinese “big brother” offering augmented regime protection to Iran in return for preferential oil access would be a strategic gamble, and could backfire, from Beijing’s perspective, if the very solidity of such an accord further enticed Iran into adventurism or sparked vigorous – and perhaps outside-supported – counter-mobilization.)  Which way China’s perceived interests eventually lead it is, at this point, anyone’s guess.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    India’s future role in the region is, if anything, even more ambiguous.  New Delhi seems presently to be neither prepared for nor interested in an activist great power role that far afield.  Nevertheless, over the medium or long term India is not badly positioned for such endeavors, particularly with the growth of its naval power and its emerging semi-competitive strategic relationship with a China that seems itself steadily to be acquiring interests and a growing role far from its own shores.  Inherited Cold War-era political prejudices notwithstanding, one should not even rule out the possibility of an eventual Indo-American alliance, particularly if China should begin to develop a more activist and perhaps less benign role in the Middle East.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such possibilities, however, still seem distant.  For the moment, there seems little prospect of an activist outsider role vis-à-vis anti-Iranian “balancing” that does not somehow involve Washington.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.     
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       International Regimes
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But what about the impact of a nuclear-armed Iran upon the international nonproliferation regime?  That regime would clearly suffer an enormous blow to its credibility and probably its long-term integrity if Iran, an NPT signatory non-nuclear weapons state, were permitted to develop nuclear weapons.  If one conceives of the nonproliferation regime as a bundle of inter-related agreements, institutions, norms, customs, and behavior patterns – including but by no means limited to the Nonproliferation Treaty itself – revolving around the animating idea that international peace and security is best served if the further proliferation of nuclear weaponry can be prevented, Iranian nuclear weapons development might not be quite fatal, even coming on the heels of a similar failure in North Korea.  The nonproliferation regime, however, could hardly be anything but further, and gravely, weakened – and the prospects for nuclear weapons abolition all but destroyed.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A nuclear-armed Iran could also affect dynamics of how international regimes operate more generally as well.  Despite the military successes of the troop “surge” begun by the United States in Iraq in 2007 – and the uneasy quasi-peace into which that troubled country has since begun to settle – it is sometimes said that the long struggle of the Iraq war gave nonproliferation “unilateralism” a bad name.  Notwithstanding the analytical fallacy of assuming that the difficulties of suppressing sectarian violence and guerrilla insurgency in Iraq had much of anything to do with who participated in the invasion, this observation makes an important point about the psychology of participants in the broader nonproliferation regime.  Though initially the prospect of regime change in Iraq undertaken in response to purported WMD threats seems to have had a salutary effect upon the behavior of other proliferators – with Iran apparently temporarily suspending some work on nuclear weaponization in mid-2003, and Libya agreeing later that year to relinquish its various WMD programs – it did not take long for Iraq to sour many on the idea of muscular counter-proliferation or military intervention of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sort.  Iran has benefited from that souring.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With this general swing of opinion against intervention 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     having been exacerbated by what appears to have been a broad feeling that the United States had become too powerful and too willful, and needed to be taught something of a lesson, the psycho-political pendulum within the nonproliferation regime for a time swung quite emphatically in favor of an exclusive focus upon using “softer” means for accomplishing nonproliferation goals.  For some participants – such as the three European governments that cut their own “unilateral” diplomatic side-deal with Iran in 2003, an accord that did not stop Iranian nuclear developments but which successfully derailed for some years the U.S. effort to work the Iran issue multilaterally through the IAEA to the Security Council pursuant to the IAEA Statute – the shift seems to have been entangled with desires for some kind of political “payback” for Washington’s enthusiasms in Iraq, perhaps coupled with a demonstration to the arrogant Americans of the “right” (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ., diplomatically non-confrontational) way to approach nonproliferation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Others, particularly in the developing world, may have had some real sympathy for the Iranians – at least initially – as plucky underdogs facing down the mighty powers of the world, or may have felt an affinity for Iran’s conveniently self-exonerating narrative that the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      real
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     story here was less about preventing proliferation than about predatory Western nuclear technology “haves” further oppressing “have nots” in less developed countries.  Whatever the causes, however, the swing of the psycho-political pendulum within the nonproliferation regime against the very idea of military intervention seems to have been significant – and was only underlined by the coming to power in the United States of a new president who had fiercely opposed the war in Iraq and who was determined to win acclaim for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     being anything like his predecessor.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But here lies the significance of subsequent developments in Iran, for the current situation suggests that diplomacy-focused “multilateralism” and the congenially non-sanguinary tools of “soft power” may now 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      themselves
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be being given a “bad name” inasmuch as they are proving conspicuously unable to arrest Iran’s trajectory toward nuclear weapons.  An Iran armed with nuclear weapons could thus impel a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      new
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     pendular movement, for it could be taken to offer a lesson in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ineffectiveness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of peaceable methods when confronting a determined proliferator.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One possible lesson of a nuclear-armed Iran might be that nonproliferation compliance enforcement is simply not possible
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       at all, 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    its “hard” version having become self-deterringly costly and its “soft” version having simply proven ineffectual.  Such a conclusion would represent the collapse of the nonproliferation regime into a merely hortatory system – a scheme of unenforceable virtue ethics in an environment that still seems to present participants with powerful incentives for misbehavior.  The potential proliferation consequences of such an institutional implosion are not hard to imagine.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    An alternative lesson, however – and it is naturally quite possible that different players will reach different conclusions – might be to conclude that anyone serious about nonproliferation must be willing to intervene early in a developing proliferation crisis after all, and by force of arms if necessary, since the Iran case demonstrates that no “softer” approach can be relied upon.  By this view, the Americans might in a sense actually be seen to have had a point in conceptualizing the possibility of counter-WMD preventative war, even if they did undertake their invasion of Iraq on mistaken premises and ended up mishandling its occupation in bloodily tragic ways.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The lessons of Iran could thus have important implications for use-of-force issues in the international community more generally.  As I have discussed elsewhere, some international lawyers have tried to argue that the very existence of the U.N. Charter system precludes resort to force without Security Council authorization except in the most immediately threatening of circumstances.  Yet it is toward just such violent “self-help” prophylaxis that the collapse of compliance enforcement in the nonproliferation regime may end up pushing the international community.
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                    If there is a cogent argument to be made for restricting preventative war to Council-authorized circumstances, it revolves around such formal institutional mechanisms being able to offer an effective replacement for national self-help.  With regard to the use of force in counter-proliferation, however, the Iran-related unraveling of NPT compliance enforcement may make this untenable.  In an era characterized by worsening WMD proliferation threats, but also by the disintegration of hopes for effective multilateral nonproliferation compliance enforcement short of war 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the 
    
  
  
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      de facto
    
  
  
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     non-availability of officially “authorized” force, compliance enforcement might end up being effectively “privatized” under the rubric of Article 51 “self-defense.”
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The international community, in other words, may come to rely, more explicitly than ever, upon the individual efforts, commitment, and capabilities of a small number of muscular players willing – entirely on their own – to shoulder the burden of providing what an economist might describe as a “public good” of compliance enforcement that would otherwise be radically “underproduced.”  (Under the circumstances, moreover, this may not actually be such a bad answer.  The rule of law in international affairs is arguably better served if it is enforced improvisationally and unilaterally by a few strong players than if it is not enforced at all.)
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&lt;div data-rss-type="text"&gt;&#xD;
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                    This is a policy and legal debate that was already well underway in nonproliferation circles long before the Iraq war.  My point here, however, is not that these issues are likely to be resolved any time soon, but that the story of the last decade’s events in the Middle East – and the rise of a nuclear-armed Iran – may ultimately end up 
    
  
  
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      reinforcing,
    
  
  
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     rather than undermining, the critique of multilateralism that helped lead to the invasion of Iraq.  Future generations’ view of WMD-related “self-defense,” and of the availability and advisability of preventative violence, will be shaped by whether diplomatic multilateralism shows itself capable of handling the Iranian challenge.
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                    IV.        
    
  
  
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      Narratives of Identity
    
  
  
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&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    Let me now say a final word about Iran’s potential impact upon what one might call competing overall visions of the Middle Eastern strategic environment.  The Middle East may be today at a watershed point 
    
  
  
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      between
    
  
  
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     narratives, a juncture at which new and emerging storylines compete in order to re-organize perceptions of the region and its trajectory.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    For many years, views of the Middle East seemed to be structured around several basic sets of tensions.  The region as a whole may have been defined by outsiders in a vaguely civilizational sense – with the “Middle East” being seen, in affirmative terms, as a region generally characterized by aridity, oil, and Islam, as well as in negative space by virtue of 
    
  
  
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      not
    
  
  
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     being European, African, or Asian – but its key internal polarities did not then seem to have much to do with civilizational indicia.  Rather, the Middle East found itself living out a series of dynamic tensions between systemic and national identities.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    With Ottoman imperial rule having collapsed and been succeeded by a time of European colonial power that then itself soon began passing into history, the region was strung by the mid-20
    
  
  
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      th
    
  
  
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     Century between claimant post-colonial identities.  In that new world, emergent nationalist enthusiasms – expressed, in Arab regions, at least, either as an emergent pan-Arabism or as a more localized national identity, with these two nationalisms themselves sometimes very much in tension with each other – coexisted awkwardly with more 
    
  
  
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      systemic
    
  
  
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     identities rooted in narratives that located Middle Eastern peoples and states within broader clashes of politico-ideological identity along capitalist/socialist lines or what came to be called North/South issues of economic development.  This broad post-colonial tension was itself then overlaid by the geopolitical rivalry of the Cold War, the politico-military and ideological demands of which to a degree reinforced the region’s polarities, but which also to some extent encouraged the development of victim-identities opposed to any kind of “team” association with manipulative and oppressive outsiders.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Today, however, things are changing again, and all of these narratives of global and regional identity are in flux, having either been exploded outright – like the polarity of the Cold War upon the collapse of the Soviet Empire – or being under assault from various new conceptual organizing schemes.   If we are to understand the long-term impact of a nuclear-armed Iran, we must explore the potential ways in which it will play into this ongoing process of identity contestation and competition between organizing frameworks.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The strategic bipolarity of the Cold War was succeeded by a narrative of American monopolarity, in which global dynamics were felt to be conditioned to a historically unprecedented degree upon strategic choices made in Washington.  The United States, by this point uniquely, was a power that conceived its interests in truly global terms, and it was able to shape its strategic environment through both “hard” and “soft” means far more broadly and deeply than any other of the major powers.  Today, however, this monopolar narrative is under stress in a number of ways, with opinion in many quarters shifting markedly against the sustainability of such far-flung U.S. roles and commitments for reasons ranging from politico-psychological enervation to the hobbling impact of contemporary Washington’s ruinous budget deficits.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    To the extent that the monopolar storyline still retains coherence, it rests upon America’s extraordinary conventional military strength – an amalgam of global logistical reach, state-of-the-art space-facilitated communications and computer infrastructures, precision weaponry, enormous research and development investments, and highly-trained professional manpower – which no other power, or perhaps even combination of powers, can today even come close to matching.  Yet the prospect of a nuclear-armed Iran offers a potentially powerful counter-narrative to the storyline of global military monopolarity, particularly if such armament were accompanied by the possession of advanced non-nuclear military technologies specifically optimized for complicating or precluding extraterritorial power projection by the American hyperpower.  (It is not that such non-nuclear capabilities would allow their possessors to do anything remotely like 
    
  
  
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      matching
    
  
  
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     American might, but rather that these techniques are intended to 
    
  
  
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      neutralize
    
  
  
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     its most potent elements, for a time, and in a specific locality.  Especially if coupled with the potential threat of nuclear weapons use, the hope presumably would be to make U.S.-style power projection seem prohibitively risky in one’s own particular case.)  Assessments of the strategic impact of a weaponized Iran must thus consider the degree to which such a nuclear capability will tend to 
    
  
  
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     the Middle East from a broader politico-military balance that still favors the United States, and the political and strategic implications of such decoupling.
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                    Such strategic decoupling, of course, would not be entirely surprising, for this is, for Iran, presumably precisely the point.  (As noted, many observers feel that one of the reasons Iran seeks nuclear weapons is to “immunize” it from the possibility of forcible regime change.)  But it should be viewed not only from the perspective of its immediate impact upon the security dilemmas facing Iran’s neighbors, but also as part of a broader dynamic of 
    
  
  
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     what had previously been a militarily 
    
  
  
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     world – a process the long-term implications of which may be very significant indeed.
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                    Such re-regionalization – with its accompanying implications not only for America’s global role but also with regard to the prevailing narratives of identity polarity within the Middle East – might raise important questions about who the key players (and “teams”) would come to be in regional politics.  This is a particularly salient question given that one of the other key tensions of the post-colonial era – the relationship between national and systemic identity – is also today being recast.  Where once the fundamentally secular identities of nationalist particularism and globally-focused politico-economic ideology confronted each other in a battle for the hearts and minds of regional players, today this tension is evolving into a contest between more-or-less secular nationalisms, on the one hand, and much broader notions of religious and civilizational identity rooted in an increasingly radicalized Islam on the other.
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                    In a re-regionalized strategic context in which identity narratives are caught between national and religio-civilizational affiliation, a nuclear-empowered Iran could play a powerful “wild-card” role as a sort of conceptual catalyst.  As a non-Arab power, a rising Iran – and its potential belligerence – could stimulate into revival an otherwise apparently waning sense of ethnic or cultural pan-Arab identity, recasting regional relations increasingly along an ancient axis of Arab-Persian tension.  As a Shi’ite power, Iran could provoke a similar reaction by Sunni Islam, in a process that could either reinforce Arab-Persian dichotomies or in fact subsume and dissolve them in the sort of broader sectarianism we have seen in Iraq.  And in either incarnation – Shi’ite or Persian – an Iran rising toward dreams of regional hegemony could draw forth new regional polarities with counterpoised identities clustered around “champion” states such as Turkey or Egypt, each taking advantage of overlapping polarities in which they would embody Arabism (in Egypt’s case), Sunni Islam, and/or a political ethic of religious “moderation” or even secularism in the face of Islamist revolution.
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                    Nor should one forget that it sometimes seems to be Iran’s own ambition to transcend 
    
  
  
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     these internal regional polarities, constructing instead a radicalized religious identity for the Middle East as a whole – led and inspired by Iran’s own revolution – and resurrecting a notion of strategic bipolarity on a global scale by positioning this new Islamic collectivity as the opponent of a multinational system of corrupt and iniquitous irreligion or apostasy.  (In this regard, the clerical regime in Tehran might end up having more in common with stateless Sunni extremists than with other states in the region.  One should perhaps not rule out their reaching an accommodation, as indeed already seems to be the case with Iran’s support for the Sunni extremists of Hamas.  Anti-Israeli animus might also prove to be a potent pan-Islamic unifying force.)  It is far from clear how successful this effort will be, of course, but it presents yet another competitor in the region’s complex and shifting complex of identity narratives.
                  &#xD;
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                    My point is not to 
    
  
  
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      predict
    
  
  
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     how Middle Eastern participants will move along these contested identity axes.  Rather, it is merely to point out that Iran, and the dynamics of its rise, are pivotal to the development of the polarities presently in play in the region today.
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                    V.        
    
  
  
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      Conclusion
    
  
  
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                    Except insofar as almost 
    
  
  
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      any
    
  
  
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     nuclear-armed Iran would seem to present a challenge to the integrity of the nonproliferation regime, it bears emphasis that it need not 
    
  
  
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      necessarily
    
  
  
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     result in a catastrophically dramatic recasting of regional alliances, power dynamics, and identity complexes.  An armed Iran that for some reason becomes a
    
  
  
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       status quo
    
  
  
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     power and is perceived as no longer being a threat to its neighbors after having seized its atom-fueled geopolitical “place in the sun,” for instance – such as through the replacement of its clerical revolutionaries, Pasdaran praetorians, and Basiji paramilitaries by genuine moderates, secularists, and/or democrats – might actually permit an era of more “normal” state interactions shorn of some of the acute systemic, sectarian, nationalist, or civilizational competitions so many observers today expect.  A crisis that results in the collapse of the Islamic revolutionary government from economic pressure and domestic discontent, in fact, could actually 
    
  
  
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      strengthen
    
  
  
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     the nonproliferation regime and help 
    
  
  
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      stabilize
    
  
  
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     the region, particularly if such collapse produces de-nuclearization.  Not all possible outcomes, in other words, fit within the “parade of horribles” genre.
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                    My point, however, is that it is very hard to say precisely what will happen – and that many alternative futures, at least, seem likely to present grave challenges to international peace and security. As we contemplate the possibility of a nuclear-armed Iran, we must test our potential strategies against the broad landscape of possible futures, both good and bad.
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                    Not all imaginable futures involving a nuclear-armed Iran necessarily involve dramatic regional realignments and snowballing potential instabilities.  Nevertheless, many – indeed, most – would seem to, and to present significant challenges to international peace and security.  We must weigh the possibility of such risky and troubled futures against the admittedly considerable costs and dangers of the steps we might have to take in order to prevent the advent of a nuclear-armed Iran.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 27 Sep 2010 20:49:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p501</guid>
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      <title>A Nuclear Testing Colloquy: Pierce Corden and Chris Ford</title>
      <link>http://www.newparadigmsforum.com/p482</link>
      <description>Pierce Corden and Chris Ford discuss issues related to the Comprehensive (Nuclear) Test-Ban Treaty (CTBT).</description>
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      Note:
    
  
  
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      Dr. 
      
    
      
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        Pierce Corden
      
    
      
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       recently wrote to this website to offer a counterpoint to the views expressed in Dr. Ford
      
    
      
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        ’
      
    
      
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      s August 16 posting “
      
    
      
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        Nuclear Testing and the Noncompliance Report
      
    
      
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      ,” discussing nuclear test moratoria and the 
      
    
      
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        Comprehensive Test Ban Treaty (CTBT)
      
    
      
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      .  Corden
      
    
      
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      s comments, and Ford’s reply, are reproduced here with their permission, in order to offer NPF readers the benefit of this dialogue.
    
  
    
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      Pierce Corden served from 2002-07 as Director of Administration for the 
      
    
      
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        CTBT Organization
      
    
      
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          ’s Preparatory Commission
        
      
        
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         in Vienna
      
    
      
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      .  A biography of 
      
    
      
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      &lt;a href="http://www.hudson.org/learn/index.cfm?fuseaction=staff_bio&amp;amp;eid=ChrisFord"&gt;&#xD;
        
                        
        
      
        Ford
      
    
      
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      , a former State Department official who is now a Senior Fellow at 
      
    
      
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        Hudson Institute
      
    
      
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       and runs this website, is available at the bottom of this page.
    
  
    
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      PIERCE CORDEN WRITES TO NPF
    
  
    
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      Chris Ford’s posting of August 16 on the Department of State’s July 2010 Compliance Report focuses on the Report’s section dealing with compliance with the current moratoriums on nuclear tests, which for China, France, the UK, the U.S., and Russia, have been in place since at least 1996.  The discussion about “compliance” with these moratoriums usefully points out the apparent inconsistency between the Report’s statement that the scope of none of these policies has been “publicly defined,” but that there is no evidence that there have been activities inconsistent with the moratoriums (unless the administration has private information about their scope).  But it would be rather startling to learn that the scope of the U.S. moratorium is inconsistent with the scope of the Comprehensive Nuclear-Test-Ban Treaty (CTBT) as it applies to testing in any place not governed by the 1963 Limited Test Ban Treaty; even more so if the US was continuing to conduct tests under such a different understanding.
    
  
  
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      Chris Ford broadens his posting to address a different issue, the CTBT, and its treatment by the Strategic Posture Review Commission’s 2009 report.  I find it difficult to agree with the posting’s linking the Compliance Report’s treatment of the test moratoriums to the Commission’s separate accounts of why they support or oppose US ratification of the CTBT.  While the Compliance Report’s discussion is brief, it cannot be a precedent for compliance judgments of an in-force CTBT.
    
  
  
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      With regard to the posting’s extended discussion of the Commissioner’s differing views, Chris Ford says that the proponents of Treaty ratification did not contest the opponents’ views about apparent Russian and possible Chinese testing under their moratoriums. However, the differing views were inserted in the Commission’s report as free-standing, short summaries of those views, without either side having the opportunity in the report to contest them.  I don’t think it correct to conclude that the proponents do not consider low-yield explosions, in particular up to hundreds of tons, to be a serious matter for the moratoriums, let alone the CTBT.
    
  
  
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      Chris Ford continues with a discussion of the fact that there is no explicit definition of a nuclear explosion contained in the Treaty, and draws from that fact the conclusion that under the Treaty low-yield nuclear testing could continue.  But the lack of a definition does not mean that the negotiators in Geneva did not agree on the Treaty’s scope.  As the American negotiator, Amb. Stephen Ledogar, and Secretary of State Albright testified before the Senate Foreign Relations Committee in October 1999, agreement on the scope, to include nuclear explosions of any yield down to zero, was reached.  Were Russia or China to engage in testing at any yield under an in-force CTBT, to include yields of hundreds of tons, they would be in violation of the Treaty.  Different interpretations of the scope of the Treaty, its most basic element, are simply not supported by the negotiating record.  There is no basis for “subjective definitional gamesmanship.”
    
  
  
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      It is worth noting that the 1963 Limited Test Ban Treaty, whose formulation of scope was the basis for the formulation in the CTBT, also does not contain a formal definition of a nuclear explosion.  Nor, for that matter, does the NPT contain a definition of a nuclear explosive. In neither case has this posed a difficulty.
    
  
  
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      It is not likely that the administration found itself in an awkward position with the Commission CTBT opponents raising an issue of “apparent” or “possible” testing in 2009.  The Commission is not the first to raise the issue in public.  The issue has been in the public domain since at least October 1999, when in addition to the SFRC hearing noted above, the Senate Armed Service Committee and the Senate floor debate leading to the refusal of the Senate to consent to ratification of the Treaty took place.
    
  
  
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      In the SASC hearing on Oct.6 1999, Senator Inhofe refers to a Washington Post story:  “Twice last month, the Russians carried out what might have been nuclear explosions at its Novaya Zemlya testing site in the Arctic.  The CIA found that the data from seismic sensors and other monitoring equipment were insufficient to allow analysts to reach a firm conclusion about the nature of events.”(p.35)
    
  
  
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      In the SFRC hearing on Oct. 7, Senator Shelby, in his prepared statement, says “The Washington Post last weekend reported that Russia continues to conduct possible low-yield nuclear tests at its Arctic test site, reportedly in order to develop a new low-yield weapon that will be the linchpin of a new Russian military doctrine.  The Washington Post also reported that the CIA cannot monitor such tests with enough precision to determine whether they are nuclear or conventional explosions.”(p.57)
    
  
  
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      In the floor debate on Oct. 12, Sen. Kyl introduced into the record an article of the same date from the Washington Times.  Regarding Russian and Chinese testing sites, the article says “U.S. intelligence agencies suspect the two locations were used recently for small nuclear test blasts.”(p.S12369)
    
  
  
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      If the U.S. government has concluded that there is sufficient reason to be concerned about activities at established nuclear test sites, it would have good reason to raise its concerns with the other party concerned.  There is no public information of which I am aware that this has happened. 
    
  
  
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        -- Pierce S. Corden
      
    
      
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      CHRISTOPHER FORD RESPONDS:
    
  
    
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      Many thanks to Dr. Pierce Corden for pointing out the ways in which the issue of low-yield Russian testing was publicly raised when the CTBT faced Senate scrutiny last time.  To my eye, the shift in language from the 1999 comments he quotes (
      
    
    
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      , “possible” and “might have been”) to the language cleared for release in 2009 by the anti-CTBT Commissioners in the 
      
    
    
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      (“apparently”) is intriguing.  It suggests the acquisition of additional information and/or the solidifying of analytical assessments within the U.S. Intelligence Community over the intervening decade.  Especially if this turns out to be the case, one might suppose, therefore, that the question of secret testing will receive even more emphasis and scrutiny if the Senate considers CTBT again – though it is far from clear what more, if anything, can be said about this on an unclassified basis.  So far, the most on this subject that I have seen in recent years is from SPRC Commissioner and former Defense Secretary 
      
    
    
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        James Schlesinger
      
    
    
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      , who has referred to the existence of “
    
  
  
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      clear intelligence information that others are engaged in activities that we ourselves would not engage in, under the existing rules.”
    
  
  
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      My point on the definition was not that the United States has not itself been very clear that it views the CTBT as having a strict zero-yield threshold.  It has indeed been extremely clear, and we have also observed the zero-yield principle in our current policy moratorium.  (We have done 
      
    
    
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        sub-critical tests
      
    
    
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      , for instance, but I understand we’ve been very scrupulous about not crossing the line into nuclear yield.)
    
  
  
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      Dr. Corden is right to suggest that the issue of definitions for the moratoria of other NPT nuclear weapons states (NWS) is potentially different from the issue of CTBT definitions.  It is possible, for instance, that Russia and China would adopt the view that their policy moratoria allow some form of low-yield testing, but that the CTBT – if it ever enters into force – would not.  During its proclaimed testing moratorium of 1958-61, the United States apparently conducted “hydronuclear” experiments, which it defined as tests producing energy equating to 
      
    
    
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        no more than the detonation of two kilograms of high explosive.
      
    
    
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       These experiments, therefore, actually did produce at least some “yield” – marking our interpretation of that moratorium as being different from the standard we now apply to ourselves under the current moratorium begun by President George H.W. Bush in 1992.  (It was apparently the original U.S. and British negotiating position in drafting the CTBT that the test ban should 
      
    
    
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        permit hydronuclear experiments
      
    
    
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      .  When the other three NPT nuclear weapons states [NWS] argued for much 
      
    
    
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       yield thresholds, however, the only thing upon which people could reportedly agree was “zero.”  Even then, moreover, no actual threshold was written into the Treaty text.)  It is certainly possible, therefore, for a “no-testing” policy moratorium to mean something different from the “zero-yield” standard said to be part of the CTBT.
    
  
  
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      The problem is, we don’t necessarily know how countries would choose to interpret the CTBT – nor do we have much confidence that the 
      
    
    
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       in Vienna would have any clue that they were doing low-yield testing even if they did.  (If Russia and perhaps China have indeed done some such testing, its detection presumably represents a U.S. intelligence coup, but no credit seems due CTBTO: the official treaty monitors are apparently none the wiser.) 
    
  
  
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      The NWS have happily encouraged everyone to believe that their moratoria are not functionally different from CTBT adherence – 
      
    
    
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      , that these pledges essentially non-mandatory proxies for CTBT compliance. (The Obama Administration is itself no exception to this: the whole point of the 
      
    
    
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       seems to be to reassure us about CTBT, encouraging the reader to conclude that the NWS really do keep no-testing promises.)  This suggests, but does not necessarily mean, that the NWS will interpret CTBT as they interpret their moratoria.  Low-yield testing under the moratoria would be worrisome in this regard, insofar as it would raise questions about whether all NWS would regard what we would call low-yield (
      
    
    
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      , non-zero-yield) tests as in fact being prohibited by CTBT.  According to 
      
    
    
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       Russian experts – apparently in discussions with SPRC Commissioners – “have stated that their notion of violating the [CTBT] treaty is if [an explosion] can be detected elsewhere.”  That is hardly reassuring.
    
  
  
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      As I noted in my first essay on the 
      
    
    
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      , I understand that CTBT supporters make the argument that the Treaty would be in America’s interest even if it does not stop low-yield testing – either on account of definitional ambiguity or simply because some NWS choose to cheat by conducting tests below CTBTO’s detection threshold – because CTBT would still make it harder (even if not impossible) for others to develop or improve nuclear weapons.  Indeed, I have sometimes heard it argued that CTBT would give the U.S. and the Russians a net advantage in future nuclear weapons work, since because they possess good simulation capabilities and plentiful empirical testing data from the “old days,” Moscow and Washington would end up better positioned for CTBT-compliant nuclear weapons work than anyone else.  (Thanks in part to the 
      
    
    
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       we have exported there, China must be assumed to have fairly good simulation capabilities too, although unless it obtained the 
      
    
    
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        computer disks of hydrodynamic “legacy” code data from past U.S. nuclear testing that mysteriously disappeared from the Los Alamos National Laboratory in the 1990s,
      
    
    
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        lacks a deep pool of past test data.
      
    
    
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      )  If our post-testing “stockpile stewardship” capabilities are good enough, it is sometimes argued – at least privately, in pro-CTBT U.S. circles – why should we not embrace CTBT as a tool for locking in U.S. advantages vis-a-vis most other nuclear players?
    
  
  
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      This line of argument is complicated, however, by the issue of low-yield nuclear testing, because such testing holds the potential to change the very relative positions that it is suggested CTBT would advantageously “lock in.”
    
  
  
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      CTBT skeptics (among them the anti-CTBT Commissioners on the SPRC) worry that either through CTBTO-undetectable cheating or simply through legal gamesmanship, countries willing to engage in low-yield testing would have continuing access to a source of basic nuclear weapons research that we would – in scrupulous compliance with our rigorous view of CTBT as prohibiting tests with any nuclear yield whatsoever – deny ourselves.  Since we aren’t doing it ourselves and presumably don’t know precisely what Russia or China might be learning from such testing, it is hard to say what specific advantage (if any) such tests would provide, especially over the longer term.  But this very uncertainty is itself troubling to CTBT skeptics.
    
  
  
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      This is not necessarily a conclusive argument against CTBT, of course, for Moscow and Beijing – not to mention other countries – would be free to do quite a bit more testing if the CTBT movement fell apart than they would under the Treaty.  (If they are indeed doing testing today, after all, it is presumably only at very low yield levels precisely because they do not wish to be seen to be violating their moratoria or playing games around the CTBT.)  This is why, as I noted, the 
      
    
    
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      -CTBT Commissioners seem to have felt it really doesn’t 
      
    
    
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       – for purposes of CTBT ratification, anyway – whether such secret testing is occurring.  If we have taken ourselves forever out of the testing business for political reasons, the argument would go, having others face more constraints on account of the Treaty (even if these prove to be notably imperfect constraints) is surely better than their facing fewer constraints.
    
  
  
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      Nevertheless, the question of secret testing does make the CTBT case more problematic – and surely a somewhat harder sell in the U.S. Senate if indeed it ever shows up there at all.  As Dr. Corden points out, the secret-testing question was already a serious worry for U.S. Senators in 1999, when the issue seems to have concerned only Russia.  Now, to judge from the debate in the 
      
    
    
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       and Schlesinger’s comments, the U.S. assessment vis-a-vis Russia may be more emphatic, and China is apparently a question as well.
    
  
  
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      It is also worth noting that it may not be safe to assume that everyone will agree on precisely what zero nuclear yield means in the first place.  As a general matter, measuring yield is apparently intrinsically somewhat uncertain, to the extent that U.S. and Soviet negotiators felt compelled formally to agree in connection with the 
      
    
    
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       – which established a 150-kiloton limit – that occasional slips above the prescribed threshold “
      
    
    
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        would not be considered a violation of the Treaty
      
    
    
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      To be sure, whether or not any nuclear yield will occur at all might be easier to predict than precisely what a given weapon’s first tested yield will be.  (In the days of nuclear testing, observed yields certainly did not always correlate to predicted yield: sometimes they were less, and sometimes more.)  The TTBT, however, still had to struggle with the idea of when a nuclear explosion had occurred at all, insofar as the 
      
    
    
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       contained certain notification and verification provisions that might kick in whenever any nuclear test took place.  (If one Party did not plan any particularly large nuclear tests, for instance, the other Party had a right under Paragraph 2 of Section III to conduct hydrodynamic yield measurements on two of the highest-yielding tests that 
      
    
    
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       to take place within a certain period of time.)  As the pace of testing slowed down, this presumably gave both sides some incentive to squeeze in as much experimentation as they could without it constituting a TTBT-recognized test at all.  The definition of a “test” was thus potentially important.
    
  
  
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      Significantly, however, the TTBT negotiators did not choose (or were unable) to agree on defining a test on the basis of the presence or absence of yield: they opted instead to define it as an “explosion” (or a series of near-simultaneous explosions within a certain radius) in which “nuclear energy” was released from “an explosive canister.”  An explosive canister, in turn, was defined as “the container covering for one or more nuclear explosives.”  Under TTBT, therefore, setting off a device that actually produced a small nuclear yield wouldn’t actually be a “nuclear weapon test” at all if the resulting energy could be kept inside some kind of containment vessel.  (Such containment might be feasible at very low yields: one might imagine a hypertrophic version, perhaps, of the 
      
    
    
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        sturdy metal spheres sometimes used by police bomb squads for containing suspicious packages.
      
    
    
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      )
    
  
  
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      To be sure, as Dr. Corden notes, even though the CTBT doesn’t define a nuclear explosion, the negotiating record for the CTBT is said to be quite clear that the Treaty prohibits any explosive yield whatsoever.  Assuming that this is true, however – and any effort to rely upon the negotiating record in this regard would presumably have to be accompanied by giving today’s Senators access to that record (a step which the Obama Administration has so far refused to take with respect to its new strategic deal with Russia) – that’s still not quite the same thing as having the text 
      
    
    
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        itself
      
    
    
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       be clear.  As we have seen, its drafters seem to have carefully 
      
    
    
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       a definition.  (One might ask oneself why.)
    
  
  
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      Indeed, the notion of “zero-yield” may itself be subject to some interpretation. 
    
  
  
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      Fission energy release presumably isn’t the key in and of itself, of course, because a civilian nuclear power reactor also produces energy from fission.  One must also look at energy release over time.  According to 
      
    
    
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        Richard Garwin and Vadim Simonenko
      
    
    
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      , for instance, a nominal reactor might fission a ton of heavy nuclei per year, equating to some 17 megatons of explosive yield.  That’s a great deal of energy, of course, but nobody considers this an explosion, because the energy release takes place over such a long time.  Yet even such a notional power reactor might produce enough energy in a millisecond to equate to about 500 grams of high explosive.  Since it would be churlish to consider this a CTBT-violative non-zero “yield” of 500 grams, one should presumably further refine the definition by pointing out that reactor energy is produced on a sustained and steady-state basis, rather than in the sort of destructive spasm one would normally associate with an “explosion.”  But how quickly must some quantum of energy release occur in order to be considered an explosion that has yield, or what sort of destruction of the energy-producing elements must occur?  Is this spelled out in the negotiating record, or generally understood in the scientific community?  And what are the practical implications, if any, of adopting different definitions?  (It would be helpful to hear from NPF readers on this ....)
    
  
  
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      If the Obama Administration wants to head off seeing the question of foreign involvement in what the U.S. would interpret as low-yield testing imperil CTBT’s prospects in the Senate once again – as Dr. Corden notes that it did in 1999 – is there anything Washington can do? 
    
  
  
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      I suppose one might imagine that if the Administration were committed to achieving restrictions on nuclear testing in ways that serve U.S. interests and those of international peace and security – as opposed, for instance, to supporting CTBT for its own sake, as a sort of talismanic or theological goal – it might try to mitigate
    
  
  
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       the potential political impact of this problem by adopting a sort of “most-favored nation” (MFN) rule for CTBT interpretation.  Such an approach might see us articulate our belief that the best answer for interpreting the Treaty’s test ban threshold is “zero” yield (defined in some way we would explain in public), but that in the event that everyone does not entirely agree – something which we would declare ourselves willing to judge not only according to others’ statements but also on the basis of our best understanding of their actions – Washington would not feel constrained to hold itself to a definition more stringent than the most permissive one we infer has been effectively adopted by any other state.  If Russia or China felt it permissible to undertake low-yield testing, therefore, we would deem ourselves similarly unconstrained.
    
  
  
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      This wouldn’t mean that we would necessarily begin such testing upon detecting foreign activity of a sort inconsistent with our view of the Treaty threshold, of course.  Yet this “MFN” approach would let others’ apparent legal flexibility empower us to reserve the option of protecting ourselves a bit better against potential technical surprise by mirroring such activity.  With luck, such a gambit would help “deter” legal slipperiness on others’ part, and encourage fidelity to a more serious zero-yield standard.  If the CTBT’s negotiating record indeed makes a strict zero-yield interpretation both legally inarguable and administrably clear, moreover, this “most-favored nation” approach would presumably have no impact, because all States Party would agree with America’s rigorous view of the threshold.
    
  
  
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      If urging (and modeling) strict compliance with a congenially robust interpretation didn’t work, however, this “MFN” approach might somewhat mitigate the dangers inherent – particularly over the longer term – in our otherwise being asymmetrically constrained by the Treaty.  It would, in a sense, offer a way to respond to the detection of limited foreign activity that avoids an otherwise stark choice between the risks of 
      
    
    
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        de facto
      
    
    
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       acquiescence and the politico-legal upheaval of formal CTBT withdrawal.  According to 
      
    
    
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      , potential differences in how CTBT States Party might interpret its rules are a major concern among those skeptical of the Treaty, and in fact “[m]
    
  
  
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      any of the members of the [Strategic Posture Review] commission would strongly support the CTBT if there were clarification of those rules.”  Absent such a compelling and authoritative clarification, could an “MFN” approach help cross this bridge? 
    
  
  
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      This, however, is really a subject for another day, should the issue of CTBT ratification ever come up again in the U.S. Senate.  It may not.  In fact, this issue 
    
  
  
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      may remain a purely academic debate, given that even the CTBT’s supporters seem to see Senate ratification receding into the distant future, and actual entry into force (EIF) – after similar ratification by China, India, Iran, North Korea, and Pakistan – as being notably unlikely.  (Even
    
  
  
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       U.N. Secretary General Ban Ki-Moon, in what must surely be seen as a vote of low confidence in the Treaty’s own specified terms for EIF, has recently suggested the need to explore “
      
    
    
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        an alternative mechanism
      
    
    
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      ” for bringing a test ban into effect.)  Nonetheless, I again 
    
  
  
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      offer my thanks to Dr. Corden for his insights.  I hope NPF readers will find our colloquy both interesting and valuable, and I encourage further feedback.
    
  
  
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        -- Christopher Ford
      
    
      
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      <pubDate>Mon, 20 Sep 2010 16:55:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p482</guid>
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    <item>
      <title>Politics and Internet Governance</title>
      <link>http://www.newparadigmsforum.com/p428</link>
      <description>The boundary-less interconnectivity of the Internet is not inherent to the medium, but is the result of governance choices that have in recent years been subject to challenge.  Ford discusses political disputes over Internet management.</description>
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                    Most users today seem to approach the existence and configuration of the Internet with the same vague appreciation they bring to the supply of, say, electricity.  We generally take it for granted, and assume that its specific parameters and characteristics just sort of 
    
  
  
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     – as if by some law of nature – in the ways that we experience and take advantage of them today.  From a security perspective, we are also aware that we depend hugely upon the system, and understand or intuit at some level that this entails great vulnerability to the system being degraded or shut down by those who wish us ill.
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                    What is less appreciated, however, is how contingent the Internet’s current organization actually is, how much this arrangement is the product of choices that have in recent years become subject to political contestation, and how much the thing we take most for granted and regard as being the most fundamental characteristic of the modern Internet – its role as a boundary-erosive, information-aggregating, and ubiquitously-accessible global data “superhighway” – is in fact still somewhat up for grabs.  Most users probably fail to appreciate the degree to which, quite 
    
  
  
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     from issues of “cyber security” as they are usually understood in the West, a struggle has been underway for the last few years over who will control the Internet’s future, and to what end.
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                    I.          
    
  
  
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      The Contingency of the Net
    
  
  
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                    At present, Internet governance is a historical artifact of the American government’s role in inventing and developing the early Internet.  When the United States decided in the late 1990s to remove itself from direct administration of the Internet, it essentially subcontracted out these critical responsibilities by entering into contracts with not-for-profit organizations.  Among these, the most prominent is the 
    
  
  
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      Internet Corporation for Assigned Names and Numbers
    
  
  
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     (ICANN), which coordinates the Internet’s naming system.  Also of critical importance is the 
    
  
  
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      Internet Assigned Numbers Authority 
    
  
  
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    (IANA), which manages the trusteeship system for running registries of Country Code Top-Level Domains (ccTLDs) – the country-designators in much Internet addressing (
    
  
  
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     “.za” for South Africa or “.ru” for Russia) – and for overseeing the operation of each domain.
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                    Significantly, as Kenneth Neil Cukier reminded readers of his important 2005 article on the subject in 
    
  
  
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    , it is not merely that the Internet’s present system of institutional governance is a historical accident.  In fact, the Internet’s notorious openness and boundary-resistant structure – that is, the very degree to which it serves its billions of users as a user-empowering transnational conduit for substantive content – is 
    
  
  
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     no more than a historical artifact.  Today’s Internet is indeed, in Cukier’s words, “a paragon of deregulation and decentralization,” but this was not inevitable.  In fact, he observed, the Internet “requires oversight and coordination in order to operate smoothly.”  It also requires a particular set of operating rules in order to function in the profoundly boundary-free way that it presently does.
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                    Things, in short, do not 
    
  
  
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     to be this way.  The Internet’s freewheeling openness is the result of conscious decisions to run it in such a fashion, made by the particular people who happen to have been put in charge of making such determinations.  As Cukier put it, the operation of the current Internet embodies “American-style political and economic liberalism in its open architecture.”  Different management choices would produce different results.  This makes the issue of Internet control extremely important.
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                    II.             
    
  
  
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      The Brewing Storm over Governance
    
  
  
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                    Despite America’s role as the developer of the Internet, it was central to the Internet policies of both the Clinton and George W. Bush Administrations that the Internet remain 
    
  
  
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     and profoundly 
    
  
  
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      open
    
  
  
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     – and indeed, the U.S. Government has indeed played a remarkably “hands off” role.  Washington is apparently quite happy with ICANN’s openness-focused, integrative, and informationally 
    
  
  
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     stewardship, and has remained content not to try to “fix” something that doesn’t appear to be broken.  As U.S. Special Representative John Marburger told the 2005 
    
  
  
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    (WSIS) Summit in Tunis, the United States sees no need to reform “
    
  
  
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      a system that is working so well.
    
  
  
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    ”  And to ICANN’s credit, as Harold Kwalwasser has noted, pretty much 
    
  
  
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     one seems to have expressed any real complaint about the current system’s performance on 
    
  
  
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     grounds: the group appears to be doing a fine job.  Rather, the problem is political – and here’s where it gets interesting.
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                    Some governments profess to find American “domination” of Internet governance offensive 
    
  
  
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    , and fret about the possibility that the U.S. Government – the sole contract-holder for ICANN – might somehow abuse its power.  Their supporters point out that when a proposal was made to create an “.xxx” domain for Internet pornography, U.S. officials complained, and the idea was dropped.  To self-annointed “watchdog” groups like 
    
  
  
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    , this episode bespeaks ICANN’s willingness to “
    
  
  
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      warp[] and corrupt[]
    
  
  
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    ” domain-approvals at the behest of its U.S. paymasters.  Brazil and some European governments – not always with enormous intellectual consistency, given that the ostensible complaint against ICANN in this regard is the danger of political control – cite the “.xxx” controversy as an argument for giving their governments more control of the process.
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                    Such concerns feed easily into broad strains of anti-American resentment around the world.  Should the international community trust arrogant U.S. officials not to cut entire 
    
  
  
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     off the Internet by discontinuing a national domain name, as Cukier recounted some governments purporting to fear with regard to Iran’s “.ir” domain?  To the extent that such critiques really do derive from more than simply garden-variety anti-superpower emotionalism – in which America’s role is offensive not because of any ill effects but simply because it is 
    
  
  
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    , or because America happens simply to be powerful – such anti-ICANN arguments are made from an ostensibly libertarian standpoint.  Though they have yet to offer much with regard to how any alternative system of governance could possibly make the Internet 
    
  
  
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    , some critics seem to suggest that cyberspace is not yet free 
    
  
  
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     from the specter of substantive political oversight.
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                    Other governments, however, seem less worried about U.S. manipulation 
    
  
  
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    .  Instead, their problem seems to be precisely that the U.S.-based ICANN system is too 
    
  
  
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     when it comes to the Internet’s freedom from political management.  They would 
    
  
  
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     more political control over Web content; they just want it to be 
    
  
  
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     control.  There clearly 
    
  
  
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     regimes who perceive the very openness of the current Internet system to present some kind of political threat, and who imagine themselves both beset by and worryingly vulnerable to “information weaponry” defined to include not merely malicious code but in fact substantive Web 
    
  
  
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     that departs from their rulers’ ideas of what their people should be reading or thinking.
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                    As Kwalwasser has observed, the present U.S.-centric system of Internet governance would probably have been impossible had it been proposed even a few years later than it was.  Somewhat surprisingly, when the ICANN system was set up in 1998, relatively few governments seem to have grasped the potential socio-political importance of the Internet as a powerful force for mass information access.  Had the current governance system been suggested once this impact became more clear, the 
    
  
  
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      laissez-faire
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     American approach might have elicited opposition from some other governments.  Indeed, subsequent disputes over Internet governance seem to represent an effort, as it were, to re-litigate the question.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Not for nothing, therefore, are U.S. officials reported privately to have warned the President of the European Union in November 2005 that “
    
  
  
                    &#xD;
    &lt;a href="http://www.foreignaffairs.com/articles/64240/kenneth-neil-cukier/no-joke"&gt;&#xD;
      
                      
    
    
      a new intergovernmental structure would most likely become an obstacle to global Internet access for all our [countries’] citizens.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”  It is important to remember this.  With a detached air of seemingly almost anthropological interest, then-U.N. Secretary-General 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2005/11/04/AR2005110401431.html"&gt;&#xD;
      
                      
    
    
      Kofi Annan once described 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    these governance disputes as representing
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “a dialogue between two different cultures: the nongovernmental Internet community, with its traditions of informal, bottom-up decision making, and the more formal, structured world of governments and intergovernmental organizations.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In fact, however, the emergence of Internet governance as a focus of international attention may be a reflection of something rather less benign than mere “cultural” diversity.  Some enthusiasms for Internet regulation actually represent a diplomatic counter-offensive against informational openness and global integration, led by authoritarian regimes that seek security against the dangers to their rule and their view of the world presented by data-flows that facilitate the development and maintenance of an informed citizenry.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Diplomats from some governments began raising concerns about American “dominance” of Internet governance as early as 2002, at the 
    
  
  
                    &#xD;
    &lt;a href="http://www.itu.int/wsis/newsroom/1/pc1/jul4.html"&gt;&#xD;
      
                      
    
    
      WSIS meeting that July in Geneva.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     There, the Brazilian delegation spoke out about the need to prevent “cultural imperialism” as the Internet evolves, Tunisia called for governments to work together to “balance” modernization against the need for cultural preservation, and China called for improved international cooperation in handling “security” in the world of information and communications technology.   In 
    
  
  
                    &#xD;
    &lt;a href="http://www.itu.int/wsis/newsroom/1/pc2/feb18.html"&gt;&#xD;
      
                      
    
    
      February 2003
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , at a follow-up WSIS convocation in Geneva, the Russian representative emphasized the degree to which Internet access facilitated the discovery not just of priceless nuggets of information but in fact also of highly undesirable things.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps for this reason, one of the main questions debated at the 
    
  
  
                    &#xD;
    &lt;a href="http://www.itu.int/wsis/newsroom/1/pc3/sep22.html"&gt;&#xD;
      
                      
    
    
      February 2003 meeting 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    was whether more should be done to “uphold[] the sovereign equality of all States”  in cyberspace, and to shore up understandings of countries’ sovereign rights in the Internet domain – a concept that seemed clearly to include sovereign governments’ right, in the interest, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      inter alia
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , of national security, to police the Internet as they saw fit.  
    
  
  
                    &#xD;
    &lt;a href="http://www.itu.int/wsis/newsroom/1/pc2/feb26.html"&gt;&#xD;
      
                      
    
    
      A number of delegations called for
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     a new intergovernmental (or international) and “transparent” mechanism for Internet governance – one, it was suggested, that should be tasked with developing a coherent international framework for cyber security.   Brazil and South Africa spoke up against the U.S. role in overseeing the Internet, joined unsurprisingly by Bashar al-Assad’s Syria, Fidel Castro’s Cuba, and Robert Mugabe’s Zimbabwe.  Then in the throes of its determined campaign to prevent the Americans from overthrowing Saddam Hussein, even Jacques Chirac’s France got in on the action, adding its voice to calls for a new system of Internet governance.  Delegates could not agree on precisely how to describe such an international oversight mechanism for the Internet – China’s call for a new international treaty organization for this purpose not meeting with universal acceptance – but the question of regulation by political authorities had clearly become the “hot” emerging issue for WSIS.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This debate continued at the WSIS Summit in Tunis in November 2005, where heated discussions took place about who should set the rules for managing key Internet resources such as domain names and Internet protocol addresses.  Many delegations – among them Brazil, China, India, Iran, Russia, and South Africa – spoke up to decry the United States’ role in Internet governance, declaring that it was neither acceptable nor sustainable to permit any single player to enjoy such a position.   As 
    
  
  
                    &#xD;
    &lt;a href="http://www.itu.int/wsis/tunis/statements/docs/g-southafrica/1.html"&gt;&#xD;
      
                      
    
    
      South Africa’s then-President Thabo Mbeki put things,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     it was important to make Internet governance “legitimate, transparent and accountable” by building “multilateral and multi-stakeholder institutions and systems rooted within the U.N. system.”  This ostensible emphasis upon mere commonsense 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      fairness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     provided the opening needed for Hugo Chavez’s 
    
  
  
                    &#xD;
    &lt;a href="http://www.itu.int/wsis/tunis/newsroom/highlights/15nov.html"&gt;&#xD;
      
                      
    
    
      Venezuela to propose
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     “international management of the Internet” – that is, an explicitly political system of multinational control.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    According to Kwalwasser, some countries all but explicitly threatened to go their own way by creating entirely separate national sub-Internets under sovereign control – as China, in a sense, already had.  Whether it was to occur through a vaguely U.N.-style global body of member states or through a Chinese-style legal and technical 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      re-territorialization
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , in other words, the unifying theme of this growing campaign seemed to be the importance of engineering a retreat from ICANN’s style of nonpolitical and informationally 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      laissez-faire
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     regulation.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Being unable to come to agreement on the question of “internationalizing” Internet management, the 2005 WSIS Summit opted merely to create a new 
    
  
  
                    &#xD;
    &lt;a href="http://www.intgovforum.org/cms/"&gt;&#xD;
      
                      
    
    
      Internet Governance Forum 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    (IGF) for discussions of such matters.  The Forum has met on multiple occasions since then, but with no particular result.  It has, however, provided more opportunities for Russian diplomats (and others) to reiterate their own ideas of placing the Internet under the supervision of some international body.  At the IGF meeting in Brazil in November 2007, for instance, the 
    
  
  
                    &#xD;
    &lt;a href="http://www.intgovforum.org/cms/Rio_Meeting/IGF2-EmergingIssues-15NOV07.txt"&gt;&#xD;
      
                      
    
    
      Russian representative called upon 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    the U.N. Secretary-General to create
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “an 
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      ad hoc
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
    
  
     working group to develop practical steps for transition of the Internet governance system to bring it under the control of the international community, including the administration of critical Internet resources.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One of the international political organizations that some suspect may be angling to assume such control is the International Telecommunications Union (ITU).  The ITU’s secretary-general has called upon ICANN to work more closely with his organization, has reportedly pronounced the IGF itself to be “a waste of time,” and has promoted the idea that organizations such as the ITU must have more “muscle” in Internet governance.  This is music to the ears of some anti-ICANN activist governments – not least that of Brazil, which informed an 
    
  
  
                    &#xD;
    &lt;a href="http://www.ntia.doc.gov/comments/2009/dnstransition/063.pdf"&gt;&#xD;
      
                      
    
    
      ICANN meeting in Cairo in November 2008
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that ICANN needed to observe “any public policy advice” it received from national governments.   (The governments of Saudi Arabia and Iran have also supported giving the ITU an enhanced role.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Remarkably, even the European Union’s own Commissioner for Information Society and Media, Viviane Reding, 
    
  
  
                    &#xD;
    &lt;a href="http://www.ntia.doc.gov/comments/2009/dnstransition/063.pdf"&gt;&#xD;
      
                      
    
    
      joined the political-regulation bandwagon,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     proposing a “G-12 for the Internet” – that is, a body made up of key governments’ representatives that would make “recommendations to ICANN where appropriate.”  
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2005/11/04/AR2005110401431.html"&gt;&#xD;
      
                      
    
    
      In 2005, Kofi Annan
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     also entered the fray, urging that Washington’s role in overseeing Internet management be “shared with the international community,” supporting “efforts to make the governance arrangements more international,” and urging respect for “other governments[’] … public policy and sovereignty concerns.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Where Next?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Make no mistake: it would be wrong to imply that the IGF and WSIS are in any way 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      solely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fora dedicated to anti-American political correctness or to protecting authoritarian regime from the openness of the Internet.  The pronouncements agreed in such fora, in fact, are replete with comments emphasizing the importance of informational openness.  The representatives of eight Southeast Asian countries met in 
    
  
  
                    &#xD;
    &lt;a href="http://www.i-policy.org/2010/06/2010-asia-declaration-on-internet-governance.html"&gt;&#xD;
      
                      
    
    
      Hong Kong in June 2010
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , for instance, and declared that
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “[o]penness is key to a democratic and open society. Restrictions on freedom of opinion and expression online, such as state censorship which blocks Internet intermediaries, is one of the threats to open societies. Intimidation and state censorship facilitate self-censorship, a hazardous social phenomenon that further undermines democracy and openness. … The Internet is for everyone; it is a public good.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A perusal of the wide-ranging 
    
  
  
                    &#xD;
    &lt;a href="http://www.intgovforum.org/cms/Rio_Meeting/IGF2-EmergingIssues-15NOV07.txt "&gt;&#xD;
      
                      
    
    
      discussions at IGF meetings,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     moreover, makes clear that its participants are on the whole earnest, serious, and committed in good faith to exploring important issues of Internet access, privacy, security, and technical innovation as well as governance.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The failure to agree upon any 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      replacement
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     structure for the Internet at the 2005 WSIS Summit in Tunis, moreover – thanks to firm American opposition to trying to fix what clearly  wasn’t broken – also seemed to take some of the wind out of the sails of those who would politicize Internet governance, at least for a time.  The creation of the IGF as a discussion forum may have provided a useful opportunity for anti-American emotions to vent and then to cool, and indeed the 
    
  
  
                    &#xD;
    &lt;a href="http://www.internetnews.com/ent-news/article.php/3564751/UN-Backs-Off-Internet-Governance.htm"&gt;&#xD;
      
                      
    
    
      Summit itself managed to agree 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    that
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “the existing arrangements for Internet governance have worked effectively to make the Internet the highly robust, dynamic and geographically diverse medium that it is today, with the private sector taking the lead in day-to-day operations.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    While the IGF compromise may have bought some useful time, however, it did not resolve the governance issue – nor has it been resolved today.  In July 2010, a U.N. panel on this subject – convened in 2005 by the United Nations to help break what 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/07/17/world/17cyber.html"&gt;&#xD;
      
                      
    
    
      the 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.nytimes.com/2010/07/17/world/17cyber.html"&gt;&#xD;
        
                        
      
      
        New York Times
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.nytimes.com/2010/07/17/world/17cyber.html"&gt;&#xD;
      
                      
    
    
       called 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    “an impasse of more than a decade between the United States and Russia over how to deal with threats to the Internet” – finally issued its long-awaited findings.  The recommendations therein, however, seem to have broken little new ground: the group simply called for more diplomatic discussions about the ways different nations view and protect computer networks, about the use of computer and communications technologies during warfare, about how to develop common terminology for having such discussions, and in order to share information about national approaches to computer security legislation.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Those recommendations seem sound, but they real issues are obviously nowhere near being resolved, persisting in IGF and other discussions as well as the emergence of “cyber arms control” proposals from countries such as Russia and China – ostensibly in response to widespread and growing concerns about cyber threats to modern economies and military systems, but also partaking of ideas about “information security” that encompass protection against politically subversive 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ideas
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     made available through the Internet.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The future direction of such debates may also be fed, moreover, by the genuine tension between security and privacy in cyberspace.  Cyber threats have made security hawks more solicitous of proposals to “
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2010/02/25/AR2010022502493.html"&gt;&#xD;
      
                      
    
    
      reengineer the Internet
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” to improve “attribution, geolocation, intelligence analysis and impact assessment” in the face of cybercrime and cyber-terrorist threats.  Though prompted by genuine fears of catastrophic cyber attack, however, some such re-engineering could itself threaten the openness of the Internet – leading some Web freedom advocates to blinkered hyperbole themselves, 
    
  
  
                    &#xD;
    &lt;a href="http://www.wired.com/threatlevel/2010/03/cyber-war-hype/"&gt;&#xD;
      
                      
    
    
      dismissing worries
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     about cyber warfare as mere “hype” designed to legitimize restrictions – and play into the hands of those regimes that would restrict 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ideational
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     content, making a good balance exceedingly hard to achieve.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As this example illustrates, countries seek to block Web content or obtain information about users for a variety of reasons – some good and some bad.  As recounted recently in 
    
  
  
                    &#xD;
    &lt;a href="http://www.economist.com/node/16941635"&gt;&#xD;
      
                      
    
    
      The Economist,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     for instance, Australia has ambitions to construct a sort of Chinese-style “Great Firewall” of its own, albeit this time oriented toward blocking child pornography rather than controlling the political information available to Australian citizens.  The United States is said frequently to ask Internet Service Providers such as Google for information about Internet users for law enforcement and counter-terrorist purposes.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On the other side of the ledger, as noted, Russia and China seem to conceive of “information warfare” in ideational terms, and fear the open Internet as a transmitter of politically subversive ideas threatening to authoritarian control.  
    
  
  
                    &#xD;
    &lt;a href="http://www.economist.com/node/16943579"&gt;&#xD;
      
                      
    
    
      Iran, Cuba, Saudi Arabia, and Vietnam
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     have also engaged in some degree of Chinese-style Internet content restriction, and it is perhaps not hard to guess why.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Other countries’ motives are less clear.  Brazil, one of the most aggressive proponents for “internationalizing” management of the Internet, 
    
  
  
                    &#xD;
    &lt;a href="http://www.economist.com/node/16941635"&gt;&#xD;
      
                      
    
    
      tops the list of countries that have asked Google to block Web content
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Another partisan of “internationalization” is South Africa, the ANC government of which recently proposed a 
    
  
  
                    &#xD;
    &lt;a href="http://www.csmonitor.com/World/Africa/Africa-Monitor/2010/0910/Has-South-Africa-s-ANC-forgotten-its-liberation-roots"&gt;&#xD;
      
                      
    
    
      controversial new media content control law
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  What underlies their interest in placing Internet governance under the control of some international political organization?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The inter-related issues of Internet governance and cyber security are clearly thorny, politically charged, and not going away anytime soon.  Especially in democratic, open societies, there exists a real tension between Internet liberty, which is in many ways the key to the extraordinary benefits that electronic interconnectivity has brought to mankind, and basic law enforcement and national security equities; this tension is complicated further – especially in international fora and where issues of multilateral regulation arise – by the degree to which authoritarian regimes prize content management for their own reasons of political control.  Unless one is a Web-freedom absolutist or a heavy-handed dictator, however, the “right” answer is not obvious – and may indeed change over time with the evolution of cybercrime, cyber-terrorism, computer espionage, and cyberwar threats.  These matters will challenge the public policy community for years to come.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 14 Sep 2010 15:11:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p428</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>A Nuclear Deterrence Colloquy: Steven Leeper and Chris Ford</title>
      <link>http://www.newparadigmsforum.com/p469</link>
      <description>Two experts with very different perspectives -- from the Hiroshima Peace Culture Foundation and from the Hudson Institute, respectively -- debate broad-brush issues of nuclear deterrence, disarmament, and international security.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
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      Note:
    
  
  
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      The following colloquy took place via e-mail over the summer of 2010.  In response to Dr. Ford’s 
      
    
      
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      posting on June 22 (“
      
    
      
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      ), Steven Leeper – chair of the 
      
    
      
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       in Japan – wrote to pose Ford several questions about nuclear weapons and international security.  These questions initiated an exchange of  views, which Ford and Leeper agree might be interesting and thought-provoking for NPF readers.  Accordingly, it is reproduced here below.
    
  
    
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        Steven Leeper 
      
    
      
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       writes and manages this website.  A brief biography appears at the bottom of this page.
    
  
    
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      A word of warning to the reader: this colloquy is quite long.  Hopefully, however, it is worth your patience.
    
  
    
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      STEVEN LEEPER WRITES TO CHRISTOPHER FORD
    
  
    
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      Dear Mr. Ford,
    
  
  
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      … I am as repelled by your views as [anyone], but I admire your effort to start a dialogue across such a large gap.  We need to do this. In addition, I have very little contact with people who think the way you do, so I am genuinely interested in what you have to say.
    
  
  
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      Because your comments are based on assumptions of animosity and struggle for dominance that I don’t share, responding will be like trying to talk to someone on a different planet. Nevertheless, I intend to analyze your text carefully and respectfully, then respond in detail in the next few days, but for now I would like to ask you some questions.
    
  
  
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      First, do you believe that the international community is justified in forcefully keeping nuclear weapons out of the hands of other nations while allowing the nuclear weapon states to keep them indefinitely?  In other words, if a nation decides it has had enough of the non-proliferation regime, drops out of the treaty, and begins to build its own nuclear weapons, do you believe the international community should respond with harsh sanctions or even pre-emptive bombing?  Also, would your answer be different depending on which country it is?  That is, if Iran or Venezuela is developing nuclear weapons, should the international community react differently than if it is Japan or Germany or Luxembourg?  What about the Vatican?
    
  
  
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      Second, do you believe that US nuclear weapons are the only or even the main weapons that keep China or Russia from attacking us or one or more of our allies, oil fields or diamond mines?  In other words, are they just waiting for us to let our nuclear guard down and if we do, they will strike? In this connection, do you think the US would or should strike if we see they have let their guard down?  If we were to achieve nuclear primacy, for example, should we launch a first strike and eliminate these pesky threats to US dominance once and for all?
    
  
  
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      Third, do you believe that it is right and possible for the US at 4 percent of the world’s population to continue to use 20 to 30 percent of the world’s oil and generate 20 to 30 percent of its pollution?  Or should we be working through dialogue and negotiation to equalize the use of oil and other resources around the world?  In this connection, if the US has to accept a lower standard of living in order to allow Africa to have a higher standard of living, do you think we should?  Or is your priority to maintain the American way of life for Americans regardless of what happens in Africa?  And in this connection, do you believe the US and Europe have any causal responsibility for the poverty and suffering in Africa or is that basically their fault?
    
  
  
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      Fourth, do you believe that having plenty of nuclear weapons makes us safe from those who want to bring the US and the whole global system down?  And, do you think it is possible to keep nuclear weapons out of the hands of those people indefinitely?  Do you believe we can prevent proliferation by military means?  And if nuclear weapons do spread, do you think we can keep them from being used?  How long?
    
  
  
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      Fourth and a half, if Israel or the US were to bomb Iran to keep it from getting nuclear weapons, do you think that would lead to a major war in the Middle East and possibly the use of nuclear weapons to open up the Straits of Hormuz?  Or would Iran accept a bombing in good spirits like Syria did?
    
  
  
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      Fifth, which would be worse, for the whole world to be dominated by Russians, Chinese, communists, Muslims, Arabs and/or eco terrorists or for all human beings on Earth to die as a result of nuclear winter, radiation and/or environmental catastrophe?  In this connection, have you ever believed it would be better to be dead than red?
    
  
  
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      Sixth, do you believe the oceans are acidifying, losing oxygen and dying?  Or, do you think there are other environmental problems that are serious threats to human life on Earth?  And if so, do you think we can save the oceans or solve those other problems while fighting for dominance and threatening each other with nuclear weapons?  Do you believe our environmental problems require any fundamental change in international relations?  What sort of change?
    
  
  
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      Seventh, do you believe that every organization can have only one boss and, therefore, world peace can only come when the U.S. or NATO and a coalition of the willing has achieved complete dominance and is able to establish global law and order, permanently preventing the emergence of a rival?  Or, if you do not believe the US can or should achieve world dominance, do you believe a highly competitive multi-polar world can achieve sustainable peace and prosperity based on nuclear deterrence?  If so, and if U.S. security depends on nuclear weapons, shouldn’t all nations have at least 160 warheads (this is what the UK says is absolutely a minimum)?  Why not?
    
  
  
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      Finally, do you believe the US is managing a global empire?  If not, what do you think is the purpose of our 700 to 1,000 military bases around the world?  Or, If you do believe we are an empire, do you doubt that said empire is in decline?  Do you doubt that we are moving toward a multi-polar world that will necessarily weaken US economic control and lessen the wealth gap between the U.S. and the rest of the world?  Or, do you think the US should use its military might to make sure this doesn’t happen?  And in this connection, do you really believe that US “defense spending is quite flat these days?” Do you think we need to spend more? What percent of our disposable income would be about right?
    
  
  
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      In re-reading these questions, I see I haven’t been in complete control of my anger, but this is due to the high-tension gap between us.  I am trying to think I have been playful and teasing, but not disrespectful or malicious.  I am typing all of this with a smile, and these are actually the questions that emerged for me as I read your text. I hope and believe it will help me understand you better to hear your answers.
    
  
  
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      Sincerely,
    
  
    
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        -- Steve Leeper
      
    
      
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      CHRISTOPHER FORD REPLIES
    
  
    
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      Dear Steve:
    
  
  
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      I’m pleased to add you to the New Paradigms Forum (NPF) distribution list.  Thank you, in particular, for your questions and commentary.  This is a great opportunity for a colloquy, and I’m looking forward to seeing where it goes.  Let me try to address your questions, at least briefly and tentatively.  (Such things probably cannot be dealt with adequately merely in an e-mail, but let’s at least get a discussion going!)
    
  
  
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      Before I get to your first question, however, let me say that I was startled to see you describe my comments as being based on “assumptions of animosity and struggle for dominance.”  For whatever it’s worth, I don’t see things that way myself.
    
  
  
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      If I 
    
  
  
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       universal ill will and a struggle for dominance, I think my policy prescriptions and approaches would be quite different than they are.  There would be none of the diplomatic and public engagement and outreach I tried to do when in government, and to which I have dedicated NPF.  There would be a lot more clamoring for things that I don’t presently clamor for, and a lot less willingness to take arms control agreements and other international instruments seriously.  And I presumably wouldn’t bother trying to explain my perspectives to you, or anyone else for that matter.
    
  
  
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      If I had to characterize my basic assumptions, I would say instead merely that they include the need to be alive to the 
    
  
  
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       of animosity.  This is very different from assuming it; the possibility of something is not the same thing as its actuality.  (As an analogy, I like to wear a seat belt when I drive because I am alive to the possibility of an accident.  If I 
    
  
  
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       I would be in a wreck, however, I wouldn’t drive at all – or perhaps I’d insist upon driving a very different sort of vehicle, and in a very different way.  By the same token, if I assumed I 
    
  
  
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       be in an accident, I wouldn’t bother with a belt and would probably drive a lot more recklessly.)
    
  
  
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      So too, I like to think that my approaches to nuclear and other security issues are careful, without being either paranoid or naïve.  In matters atomic, in fact, such prudence may be the only attitude with which we can sensibly face the future.  Both paranoia and naïveté contain the seeds of nuclear disaster, the former tending to provoke conflict through rapid escalatory dynamics and the latter tending to elicit conflict as long as there remains even a single other player in the system who does not share one’s own benign passivity.
    
  
  
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      With both Aristotle and the Buddha, therefore, I like to think that there exists some kind of Middle Way that provides the key to progress.  In international politics, I tend to think that such a way requires both an optimistic desire for engagement and a healthy dollop of no-nonsense muscularity and strategic hedging.  (One might say that there is a rebuttable presumption that dialogue is the best way to engage, but also that rebuttable presumptions 
    
  
  
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       be rebutted – and one should not forget to be prepared for such a possibility.)  One without the other seems highly unwise.  My instinct is that there is no way to get the world to where we wish it to be unless we start with our feet in the mud where it presently is.
    
  
  
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      I would also say that my basic assumptions include uncertainty - that is, I am skeptical of our ability to foresee the implications of present-day choices and to ensure that outcomes closely and reliably match our desires.  This tends to attract me to “muddling-through” approaches, to strategic hedging, to a modest incrementalism, and to strategies that have some hope of surviving the collapse of their animating assumptions. I have an instinctive suspicion of grand, sweeping policy programs of transformative change, and this is no less true with regard to disarmament than in any other arena.
    
  
  
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      To say this is in no way to dismiss the possibility of achieving beautiful change, of course.  It is merely to acknowledge that we are fallible, and that we are notoriously bad at anticipating distant consequences.  I yearn and work for the good, yet I also know how the road to Hell is paved.  Optimism and hope for better things is the engine of progress, one might say, without which we perhaps cannot move forward at all, but it is also deadly foolishness to drive a car without brakes or steering – especially if we cannot see too clearly down the road ahead of us.  We have to manage the tension between the urgency of getting quickly to our goal and the dangers entailed, in such circumstances, by haste.  Nor, in our fallibility, can we afford entirely to forget the possibility that the destination may not be quite what we anticipated, or that the road we choose may not in fact lead there.  Policymakers should always strive to do better, but must not forget that the world is as complex as our analytical and executive capabilities are finite.
    
  
  
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      These are very abstract notions, of course, but, I am glad for the chance to sketch them, however tentatively.  I suspect they look little like the cartoonish 
    
  
  
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       assumptions about malevolence and danger that you suspect in me.
    
  
  
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      FIRST QUESTION
    
  
  
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      Anyway, in your first question, you ask my views about forcibly keeping nuclear weapons out of the hands of newcomers “while allowing the nuclear weapon states to keep them indefinitely.”
    
  
  
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      The easy, stock answer to this question is the one that reflects – at least in theory – the policies of the NPT nuclear weapons states (NWS) and the vision embodied in the Preamble and Article VI of the Treaty.  This answer is that the idea is not that NWS possession will continue forever, but rather that it will be possible at some point to achieve nuclear disarmament.  Through this prism, nonproliferation compliance is absolutely essential – indeed, the 
    
  
  
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       of progress – but ultimately constitutes no more than a waystation on the road to some future “zero.”  (Let’s leave for another day the question of what conditions would have to obtain for such a point to be reached.  All claim, at least, to support the ultimate goal.)  And this, I think, remains a pretty good answer.
    
  
  
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      A more interesting exploration of the issues raised by your question, however, would ask what should happen if one or more of today’s nuclear weapons possessors were to reject this conventional-wisdom vision of a hypothetical future world of nuclear weapons abolition.  If there were not at least some prospect of zero, does nonproliferation lose any of its moral and policy-prescriptive salience?
    
  
  
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      I would argue in the negative.  Even if it were clear that we cannot get to “zero,” I believe that nonproliferation compliance would still be essential, and that it would still be necessary to work to keep nuclear weapons out of the hands of newcomers – perhaps even by force in some cases.
    
  
  
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      One might infer from your question that this is merely a binary issue.  Your query seems to suggest that no one should have such weapons, or else there is no legitimate argument against everyone having them.  I reject such a dichotomy, and don’t think that it would be a legitimate answer to the potential collapse of efforts to reach “zero” to posit that everyone should thereupon be allowed The Bomb.  Even if some countries were to aim to retain nuclear weapons forever, I think it would still be important to work to prevent others from having them, very important to prevent some others from getting them, and critical to prevent everyone from having them.
    
  
  
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      It would be a mistake to tie our conclusions in such regards to some principle of “fairness” or symmetry abstracted infinitely away from the world in which we actually live.  The name of the game here is not to demonstrate the elegant logic of our organizational scheme, but rather to manage a complicated world in ways that preserve peace, security, and human freedoms as best we can.   We get no points for conceptual beauty if the world we have crafted is a violent and disordered one.
    
  
  
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      So we should be honest: it surely would matter who has what.  You ask about a contrast between nuclear proliferation in, say, Venezuela and Luxembourg.  Well, for my part, I very much want neither – but if forced to choose between the two, I definitely pick Luxembourg.  (And I bet you would too.)  These details matter.
    
  
  
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      Nor, I suppose, am I willing to say - as some in the NPT community do – that there could be no imaginable circumstances in which it would be illegitimate for a country to withdraw from the Treaty and begin building nuclear weapons.  Such circumstances would surely have to be quite extreme, but I cannot say that they could not exist.  Even the International Court of Justice, in all the anti-nuclear enthusiasm of its – I think – juridically problematic 1996 advisory opinion on nuclear weaponry, was not willing absolutely to rule out the possibility of legitimate use, such as in extreme circumstances of self-defense where the very survival of a state is at stake.  And if such devices are conceivably legitimate to use, it is hard to say that they are 
    
  
  
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       illegitimate to acquire.  (The NPT itself basically acknowledges this: it has a withdrawal clause for cases in which “extraordinary events ... have jeopardized the supreme interest” of a State Party.  The fact that North Korea has shown this clause to be subject to abuse does not erase the insight behind it.)  This is another way in which context matters.
    
  
  
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      SECOND QUESTION
    
  
  
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      Notwithstanding the suggestion that seems to be lurking behind your second question, I do not think that nuclear weapons are the “only” or even “the main” reason that China or Russia presently refrain from attacking the United States or its allies.  Nor do I see any reason to consider a preemptive U.S. nuclear strike on either of them, or upon any other nuclear player.  I am actually a bit startled that it’s necessary to say all this, since I don’t know anyone in the “hawkish” wing of the U.S. policy community who actually would take the positions you seem concerned that I might hold.  Since it apparently is necessary to state these points more clearly, however, I’m happy at least for the chance to do so.  You appear to have little contact with or knowledge of those who do not share your views, and tend yourself to assume the worst.  Perhaps our dialogue can help fix that.
    
  
  
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      But your question is interesting in its own right, for there is a sense in which it circles back on the subject of your initial comments about assumptions of animosity.  Perhaps a case could be made for an out-of-the-blue first strike if one assumed an adversary to possess some kind of innate, ineradicable, inalterable hostility such that its most fervent desire were one’s own destruction.  At the very least, perceiving this kind of almost mindless hatred – a sort of “rabid dog” essentialism of the sort one sees in zombie movies, where one’s opponents will keep attacking at every opportunity until killed – would certainly seem to preclude any sort of 
    
  
  
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        modus vivendi
      
    
    
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      .  And who knows?  It might also be taken to justify preemptive destruction at the first available opportunity if it were not possible to incarcerate or permanently wall off one’s adversaries 
    
  
  
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        en masse
      
    
    
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      .
    
  
  
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      Thankfully, however, neither governments nor peoples usually act in that way, so the question never really arises.  Rather than behaving like extras in Dawn of the Dead, leaders of countries generally conceive themselves and their states to have specific interests, and they tend to act in ways that they think advance these interests – which includes recognizing a need not to act in ways that tend to imperil those interests.  Since self-conceived interests never seem to revolve 
    
  
  
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       around destroying someone else, this leaves conceptual ground in which there is a chance for non-annihilative interactions to take place.  This doesn’t get us entirely out of the theoretical woods, of course, for it matters greatly what a country’s interests are felt to be, and how they are pursued.  (Again, detail matters!)  But assuming such an “interest” paradigm does pretty much remove us from the realm of zombie movie hypotheticals.
    
  
  
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      That doesn’t mean that things can always work out peaceably, of course. Some gaps between constellations of perceived interests cannot be closed, and not simply because one has not tried hard enough.  Until something changes between parties feeling themselves to have irreconcilable differences, it will be necessary to maintain a tense and perhaps merely provisional peace in which there is no reconciliation – or even, in extremis, to fight.  Unless one is willing 
    
  
  
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       to rule out the possibility that such situations could ever occur, and I do not, prudence counsels at least some degree of preparation for “irreconcilability” scenarios.
    
  
  
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      This, then, is an argument suggesting the need for concepts of deterrence and military preparedness in national security decision-making, even for those earnestly committed to achieving as much as possible with peaceable, diplomatic methods.  But it is in no way an argument revolving around an assumed hostility, nor does it oblige preemptive destruction.  What the “right” answer turns out to be will depend upon circumstances; these are essentially empirical questions, and do not lend themselves well to treatment by logical or theoretical templates.
    
  
  
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      Since I don’t see any evidence that Russian or Chinese interests are conceived and pursued in ways that might tend to make those governments seem like the kind of mindlessly carnivorous adversary that might have to be addressed with zombie-movie remedies - and since I don’t know anyone who claims to see such evidence – I am far more sanguine about our continued coexistence than you seem to imply.  I see no sign that we would not be able to get by quite adequately through an ongoing commitment to cooperative relations across a wide range of issue areas, coupled with a posture of generalized military preparedness and continued support for our friends and allies.
    
  
  
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      THIRD QUESTION
    
  
  
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      Energy issues aren’t my 
    
  
  
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      , so I hope you’ll forgive only a quick and halting response to this one.  As a general matter, I’m less concerned with issues of equality in distribution per se than in the situation that faces people on the ground in the lives they lead.  Resource consumption is certainly unequally distributed around the world – as, for that matter, is resource endowment.  To some extent this is unavoidable, and to some extent it may be desirable.  (Trade, after all, can be powerfully enriching to human communities, but it depends on different bundles of goods and capabilities being differentially available in such a way as to be amenable to exchange.)  By the same token, inequalities can sometimes be very problematic, especially at extremes.
    
  
  
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      I’m not any more fond of categorical answers here than in any other area, and I’m not willing to concede an intrinsic value to “equaliz[ing] the use of oil and other resources around the world.”  Details matter.  The best I’ll give you on this question, therefore, is something like “it depends.”  History suggests that enrichment through consumption of resources need not be a zero-sum game, in which one player’s gain is inherently offset by another’s equal and corresponding loss.  Sometimes it doubtless is, in which case one party’s prosperity can entail significant social justice costs, and can give rise to an argument for compensation or some form of “equalization.”  But not always.  A rising tide can lift all boats, and I’d rather have human societies be unequal in their relative degree of prosperity than equal in their misery.  It’s our job as a society to figure out when inequality is salutary and when it isn’t, and to act accordingly.  To assume either answer a priori is to do an injustice, either by condoning hurtful inequality or by foreclosing the possibility of real benefit to all.
    
  
  
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      I don’t know enough about energy issues to be able to argue a strong position on whether it is actually necessary to mandate the kind of zero-sum-assuming tradeoffs you suggest.  (Having spent enough time in Africa to have seen a number of post-colonial governments in action, however, I do not agree with the suggestion you offer that “the poverty and suffering in Africa” is “basically the[] fault” of the United States and Europe.  There seems to be lots of blame to go around, and African leaders themselves appear to have made more than their fair share of disastrously foolish and/or viciously exploitative policy choices.  To blame the continent’s ills today on Northern fossil fuel consumption seems exceedingly simplistic, to say the least.)
    
  
  
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      FOURTH QUESTION
    
  
  
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      I certainly wouldn’t agree with the statement that “having plenty of nuclear weapons makes us safe from those who want to bring the U.S. and the whole global system down.”  Nor do I know anyone who would say this, or precisely why you felt it necessary to solicit my view of such a straw-man contention.
    
  
  
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      Nuclear weapons seem on balance to have played some role in helping stabilize the strategic relationship between the major powers since the Second World War, and in helping forestall nuclear weapons proliferation to U.S. allies threatened by aggressive global or regional adversaries.  No one I know, however, has ever claimed for such devices any kind of magical, “silver bullet” power against all security threats, much less specifically against nonstate actors.  (State sponsors of such actors, of course, may be subject to more traditional deterrent approaches, but that’s another story.)
    
  
  
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      Do I believe that “we can prevent proliferation by military means”?  If you mean exclusively by military means – or indeed solely through the use of any single type of tool – my answer is “no.”  But that’s very different from saying that military means cannot be useful in broader efforts to prevent or reverse proliferation; I think they can.  Fighting proliferation is a complex challenge that demands a mix of tools, and military action – or the implicit or explicit threat of it – is one of the tools that can sometimes be useful.  (Iraq’s nuclear weapons program, for instance, was dismantled by force in 1991, and Libya’s program negotiated away in 2003 for fear of Tripoli suffering a similar fate as the second Iraq war began.  Similarly, Syria lacks a North Korean-built plutonium-production reactor today because of an Israeli air strike in 2007.  These are not bad outcomes.)  Military remedies are certainly not always either possible or advisable, by a long shot.  On occasion, however, they are both, and we should not foreclose the possibility of such action when this is the case.
    
  
  
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      (I would also urge you to remember that fighting proliferation by “military means” can include providing muscular reassurances to friends who might otherwise be tempted to invest in nuclear weaponry to help them deter a powerful potential adversary.  Because of Washington’s steadfastness in providing both nuclear and non-nuclear alliance reassurance to its allies, there are fewer nuclear weapons possessors in NATO and in East Asia today than would otherwise be the case.  “Military means” can sometimes contribute both to nonproliferation and to the more general prevention of conflict.)
    
  
  
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      Do I think it’s essential to keep nuclear weapons out of the hands of terrorists?  Absolutely.  Do I think we can do so indefinitely?  I don’t know, and I certainly support working very hard to mitigate the risk of them coming into possession of such technology.  This includes such things as: doing more to control vulnerable nuclear materials worldwide; stopping the spread of fissile material production capabilities; minimizing the rate at which new materials are produced and keeping any such production that does occur to the least proliferation-sensitive forms; and reducing arsenals of existing weapons to the absolute minimum possible consistent with peace and security.  In answer to your further query, I am not entirely confident that we can keep nuclear weapons from being used if they spread further, which is one of the most powerful reasons I know for insisting upon strict nonproliferation compliance.
    
  
  
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      “FOURTH AND A HALF” QUESTION
    
  
  
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      You ask whether I think a military strike on Iran’s nuclear weapons program would lead to a general war in the Middle East and the use of nuclear weapons to open the Straits of Hormuz.  In response, of course, it’s hard to predict what would happen.  It is clearly possible that a strike could precipitate a broader war, but the more important question isn’t possibility but likelihood.  Lots of things, both good and bad, are possible.  Fewer are likely, nor equally so, and this is hardly irrelevant when weighing one’s options.  (I suspect you would agree that it is also possible that Iran would do nothing in response to an attack, much as Syria did in 2007.  The more important question is how likely Tehran’s passivity would be, especially when weighed against the likelihood – and the potential impact – of other responses.)
    
  
  
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      As I see it, the merits or demerits of a strike on Iran depend on a complex mix of factors, including: (a) the degree to which the attacker can find and destroy key sites, and indeed how broad a set of targets within Iran is attacked; (b) the extent to which such attacks would delay or prevent Iran’s eventual development of nuclear weapons and/or help bring about regime change; (c) what hopes there are of taking advantage of any strike-induced delay in weaponization in order to provide a more lasting resolution of the problem through some other means; (d) what actions Iran is believed likely to take in response to an attack; and (e) the diplomatic and political costs or benefits in the Muslim world and elsewhere of such a policy (including the degree to which relevant opinion-leaders privately or publicly support the move).  Assessing how these things balance probably requires more information than you or I presently have, and will vary further depending upon the immediate circumstances (e.g., how Iran’s provocative behavior and direction is viewed by other key players in the international community before the attack occurs, what prevailing perceptions are of the alternatives available, and who undertakes and/or collaborates in the assault).
    
  
  
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      My sense is that the question of whether or not to launch a military strike is a much more closely balanced one than one would think from listening to media pundits that make it sound like lunacy.  It’s hard to miss Iran’s ongoing regional bellicosity and apparent dreams of restoring its ancient regional hegemony, and hard not to be concerned by the increasing radicalism, support for international terrorist groups, and internal oppression of the ruling Pasdaran/clerical clique in Tehran.  Military action could be very costly in a number of ways, but one should not make the logical error of comparing those costs to the present 
    
  
  
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      : the relevant comparison is instead with what we anticipate things would be like with a nuclear-armed Iran empowered and emboldened in its region for many years to come.  Especially watching other regional countries now starting to prepare themselves for their own nuclear weapons options, some kind of military action might at some point seem a lesser evil.  (I’m not even getting into the question of Israeli threat perceptions, moreover, which are even more acute on these points, and not without some reason.)  This is a difficult call – and no “slam dunk,” to quote George Tenet’s infamous phrasing about Iraq – but neither choice, I think, would bespeak insanity.
    
  
  
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      (For what it’s worth, however, I see no meaningful likelihood of U.S. nuclear weapons being used in such a move against Iran – whether to “open up the Straits of Hormuz” or otherwise.  Thankfully, we still retain powerful enough non-nuclear military capabilities that we aren’t likely to be driven to such choices.  Anyway, I don’t know what you mean by “opening up” the Straits, or how nuclear weapons could be useful in that regard even if we were willing to use them.)
    
  
  
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      FIFTH QUESTION
    
  
  
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      I’m not sure what to make of this question.  You want me to posit a choice between being ruled by “Russians, Chinese, communists, Muslims, Arabs and/or eco terrorists”?  And to weigh this choice somehow against species extinction?  I don’t know on what basis such a question would be intelligible, much less answerable.  (Do you think these are choices that actually face us?)  It sounds like you’re fishing for a way to draw me out on “better dead than red” or “better red than dead” preferences, but those are bumper stickers, not policy choices or real options that face anyone.  Life’s too short to bother people on this distribution list with empty musings.  (Perhaps over a few drinks late at night, just for grins, but not now and not here.)
    
  
  
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      SIXTH QUESTION
    
  
  
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      I wish I were knowledgeable enough to discuss the state of oceanic acidity, but I’m not.  More fundamentally, I am also not sure the degree to which we will need some kind of “fundamental change in international relations” in order to address environmental challenges – or whether, if such a change is possible, how we are to bring it about.  I’m not alone in not knowing such things, however: nobody else seems to either.
    
  
  
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      History indeed suggests that over the long term, patterns of international relations are not fixed in stone.  Dramatic changes – phase transformations, if you will – can and do come about from time to time.  There isn’t much precedent for deliberately 
    
  
  
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       such a thing in advance, however, nor much reason to think we have the foggiest idea how to do so.
    
  
  
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      I yearn as much as anyone for some great, sweeping transformation that will enable us to solve the biggest problems we face and live in a far better world.  But such hopes don’t absolve us of the responsibility for engaging with the world as it is today, either: our challenge is to work for better things while not being (dare I say it) stupid in how we deal with things in the here and now.  This is a difficult balance, but simply declaring the bankruptcy of the 
    
  
  
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       and wishing for something different only gets one so far.
    
  
  
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      My guess is that we need to be, in some dynamic admixture, both ambitious and prudent, both operationally optimistic and cautious.  We must have and pursue dreams, yet without allowing ourselves to become a stereotypical “dreamer” who is lost – and may even be imperiled – in the practical and immediate contingencies of the here-and-now.  I see no magic recipe for how to manage the tension between transformative hopes and ongoing practical responsibilities: it is a theme on which we cannot avoid having to improvise as we go along.  And I am suspicious of your apparent taste for clear, absolute answers.
    
  
  
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      SEVENTH QUESTION
    
  
  
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      Do I believe that world peace is achievable only if NATO attains absolute global domination?  Of course not.  (Once again, what a strange question.  Did you really think that I felt that?)
    
  
  
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      On the future of nuclear weapons, I hope that it will be possible at some point to transcend most of the specifically nuclear applications of deterrence.  Some form of nuclear deterrence seems likely remain with us as long as anyone possesses any nuclear materials or knowledge of nuclear physics, however, insofar as building weapons will remain in some sense a technical option as long as these conditions pertain.  Until lions really do lie down with lambs and become thoroughgoing vegetarians, as it were, possession of such an option – even in attenuated form – will not be irrelevant in international relations, and we will have to consider the proto-deterrence relationships this will entail.  But I think we can do more to reduce the salience of nuclear weaponry in global affairs, and perhaps conceivably reach some kind of functional “zero.”
    
  
  
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      That said, it might just be – and this is basically an empirical rather than a theoretically- or theologically-soluble question – that “zero” won’t work.  At the very least, “zero” may take a long time, in part precisely because it may require dramatic global changes to obviate the perceived need of some countries in some circumstances to invest in such capabilities.  (Does any serious person believe abolition to be imminent or easy?)
    
  
  
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      In either event, we’ll likely be stuck for some considerable period of time with having to live in a world containing nuclear weapons.  During this period, it will remain our job to do what we can to ensure that the world does achieve something akin to what you call “sustainable peace and prosperity” in a system that involves at least some nuclear deterrence.  This task does not lend itself by policymaking by simple certainties, but I don’t think it is impossible.  In any event, there isn’t much choice at present but to make a go of it.
    
  
  
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      (By the way, the British determination that 160 nuclear warheads is the minimum consistent with security – and here I’d caution you that those are 
    
  
  
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       warheads, since London’s overall total is actually 225, according to its Foreign Secretary – is of course a 
    
  
  
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       determination, based upon the circumstances in which the United Kingdom finds itself and the interests it feels it necessary to safeguard.  It is hardly some grand claim that every country in any circumstances needs 160.  Hopefully most countries need far fewer than that – to wit, none – and clearly some feel that they need more.  Nor, of course, does one know what number Britain would feel itself to need if it were not a close military ally of the strongest militarily power on the planet; absent the U.S. alliance, London’s optimal figure might be rather higher.  At any rate, this is another way in which details matter enormously, and in which our problems resist categorical solutions.)
    
  
  
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      LAST QUESTION
    
  
  
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      On this question, let me quarrel a bit with your phrasing.  “Empire” is a (deliberately) loaded word that usually connotes both control of far-flung territories and some degree of self-aggrandizingly exploitative policy.  The mere fact of U.S. bases overseas, whatever the actual number turns out to be, demonstrates neither of these things.  Cooperative military relationships, including actual alliances, with sovereign governments who retain the alternative of disinviting those whom they have invited in – and who occasionally demonstrate the reality of this option by exercising it – don’t fit well with historical conceptions of “empire” in anyone’s usage.  There may be political fun to be had in using such poetic license to criticize America’s security relationships, but there isn’t much analytical value.
    
  
  
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      A better way to conceive of U.S. security relationships, I would think, is to regard them as helping to provide some important international public goods in the realm of global security.  Freedom of navigation and the general security of trans-oceanic trade routes has been maintained for hundreds of years by a single, dominant navy.  (For most of that time that navy wasn’t ours.  It was the Royal Navy – whose warships, in what one might describe as the “Proliferation Security Initiative” of its day, also took it upon themselves to suppress the international traffic in slaves.)  This is an illustration of how preponderant military power can sometimes produce significant collective benefit.
    
  
  
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      Today, U.S. power provides some analogous public goods in the international security environment – that is, things which neither other individual players nor collective processes (thanks to “the tragedy of the commons”) are always able to provide, but which serve the interests of the international community as a whole.  In economic terms, such goods are likely to be “underproduced” if a sufficiently powerful player does not shoulder greatly disproportionate responsibility directly.  In addition to enforcing freedom of oceanic navigation, one might put in this category enforcing freedom of access to space, as well as leading the world’s fight against radicalized mass-murdering brands of Islamist extremism, and conducting the occasional nonproliferation intervention.  (Within living memory, the list of U.S.-provided public goods also included defeating militarist Japan [and to a lesser but still very great extent Nazi Germany] and providing the military backbone which underpinned global security against Joseph Stalin and his heirs.)  Are these things also in America’s interest?  Of course.  But one does not need to contend that provision of a public good is done out of purely altruistic motives for it to be a public good nonetheless.  It is enough that such things redound indeed to the general good, and that they are duly produced.
    
  
  
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      I do not argue that such a global security architecture is necessarily the best way to organize things – 
    
  
  
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      , that no other way could possibly improve upon it – nor that such a predominant military role is never subject to abuse.  I merely point out that this is indeed how things have worked for some time, and suggest that they have not worked too terribly badly.
    
  
  
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      This, in turn, raises interesting questions about the impact of America’s possible decline as the military hyperpower.  If there is anything to the “public good” theory, and if indeed relative U.S. military power is waning, it would behoove the international community to figure out an alternative way of handling these challenges.  The world may need one, and unless people can figure out a pretty robust alternative capable of producing such public goods in the security realm, many of those whose politics have led them to wish for America’s demise as the preeminent global military force since the end of the Cold War may come to regret our passing.
    
  
  
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      I’m not entirely convinced of such a U.S. decline, by the way.  It has been forecast before.  Remember all the fashionable U.S. declinism of the 1970s, upon the rise of global multipolarity, economic stagflation, the emergence of the oil cartel, the Carter-era zeitgeist of American malaise, and the U.S. military’s post-Vietnam demoralization and dysfunction?  The succeeding few decades didn’t look much like what was expected, however, with an American military resurgence in the 1980s under Ronald Reagan, the emergence of de facto American strategic monopolarity after the Soviets’ collapse, a period of piecemeal U.S. military interventions on more or less humanitarian grounds, and then the global activity of the post-9/11 “war on terrorism.”  Perhaps this time is really the one in which some kind of eclipse or permanent global retrenchment will come to pass.  (After all, nothing lasts forever.)  Nevertheless, the world sometimes has a way of making fun of our expectations.  America’s sun might indeed finally be setting ... but then again, who really knows?
    
  
  
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      CONCLUSION
    
  
  
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      I’ve now spent a lot more time on these questions than I intended.  I said I would briefly try to answer them, and brevity has obviously eluded me – even though I feel like I’ve just started to scratch the surface of some issues.  It’s clearly time to wrap up this message, but I’d like to continue to pursue these topics further with you, for I prize the chance for dialogue.
    
  
  
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      Indeed, I would now like to turn your questions around.  How would you yourself answer the same queries you sent to me?  I would be very interested in identifying any common ground, and sharpening our mutual understanding of points of basic divergence.  Please write back.
    
  
  
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      All my best,
    
  
    
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      -- 
    
  
    
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        Chris
      
    
      
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      LEEPER RESPONDS
    
  
    
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      Dear Chris,
    
  
  
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      Again, thank you for spending the time and energy you did answering my questions. As a result, I do feel I understand you much better. I can see that you are genuinely working to achieve a better world in which we can all be safe and happy, so our differences lie mostly in how to get there and, to some extent, what such a world would look like plus maybe who is in it.  So, rather than answering my own questions, let me get right into exploring our differences. That way, we can find out relatively quickly where we are in irreconcilable conflict and the exact reason we will have to fight to the death (joke).
    
  
  
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      I guess the gulf between us shows up best in the fifth question, the one you declined to answer—the better dead than red question. Although our differences are deep and broad, this might be the essence of our problem with respect to nuclear weapons. Let’s see what happens here.
    
  
  
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      First, I was not suggesting that being taken over by the Chinese or being extinguished are the only choices we have. I was offering you these two choices and asking which you would prefer. If I had asked which do you prefer, vanilla or chocolate, would you have declined to answer because there exist more than those two choices? I doubt it. Something irritated you about being asked to choose between those alternatives.
    
  
  
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      There was a time when wars were fought by warriors who, despite the raping and pillaging and the subsequent levying of taxes by the winner, were fairly irrelevant to people like me, who were content to retreat to the mountains when the dominance-seekers appeared. Some kings were kinder and others were crueler. Some charged higher taxes. Some were more enthusiastic patrons of art or science, but their continual excitement over who had the larger kingdom was not a threat to humanity as a whole. Today it is.
    
  
  
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      Your use of the word “deterrence” implies an existential threat to me and to human life on this planet. Your willingness to defend the interests of the United States at the cost of violent, and even nuclear, conflict with Russia or the Chinese means to me that you would, indeed, rather die and take us all down with you than allow the Chinese to march into San Francisco. Although you declined to answer the question directly, you did express clearly in your other answers your intent to use force when necessary. You will use it to protect American interests, if necessary. You will use it to keep “newcomers” from getting nuclear weapons, if necessary. And you are glad the International Court of Justice left that loophole in its advisory opinion such that you can feel free to use nuclear weapons if the survival of the state is at stake.
    
  
  
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      You are thinking like a warrior. Although violent, cutthroat competition has always been exciting to some and grotesque to others, it was broadly acceptable when it was only or even mostly warriors gambling with their own lives. Unfortunately, your willingness to use nuclear weapons means that you are willing to risk the death of millions or billions or even the extinction of the entire human race in the defense of your power, privilege, oil, wealth, freedom, democracy or whatever. I am not. I would much rather pay my taxes to China than kill my children.
    
  
  
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      I am painfully aware that it will be a long time before human beings graduate from the culture of violence that seems to thrill us so much today. However, unless we at least accept and promote nuclear nonviolence, I fear we will not have time to evolve to higher states of consciousness.
    
  
  
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      The primary benefit of eliminating nuclear weapons is what it will do for our collective consciousness. If we agree to cooperate to that extent for our collective survival, we open the door to other, more difficult and subtle forms of necessary cooperation. From a warrior’s point of view, it may appear that nuclear weapons should be the last weapon we eliminate. I know warriors right here in Hiroshima who think that we have to first become peaceful, then we can get rid of nukes. If that is true, however, the chances of eliminating nuclear weapons in time to save ourselves are slim.
    
  
  
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      I don’t argue for the elimination of nuclear weapons because I am not alive to the possibility of cruelty and violence. I do so, in part, because we could be on the verge of a paroxysm of violence that will make WWII look like a fistfight. The US is losing its grip. How you can question that is beyond me. The US has neither the economic power nor the moral authority to rule the world, and the more funds we waste on war and defense, the more we hasten our demise. As you might expect, I welcome the passing of the US Empire, but the end of empires is typically associated with a time of violence. At the end of the British Empire and the age of overt colonization, we suffered through World Wars I and II.
    
  
  
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      Meanwhile, we are nearing the end of a century of cheap oil. Just as the power structures are loosening, we are entering a time of extremely intense competition for dwindling resources. And, we are at the end of an economic cycle. The rich are too rich. The poor are too poor, and the middle are too few. The gap between rich and poor in the US is worse than it was in 1929. And the gap is even worse in China, India and much of the rest of the world. Overall, the top 1% have more wealth than the bottom 60%. This is not sustainable. In 2008 during the food bubble, there were food riots in 30 countries, including Iceland. People will only suffer so much before they start rioting and bringing the system down. When they do, it will be in everyone’s interest for them not to have nuclear weapons.
    
  
  
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      And then there’s the environment. The ocean is, in fact, dying. It is becoming acidic. Coral reefs all over the planet are shrinking. Fish populations are plunging. Now, with the oil spill in the Gulf of Mexico, I’ve heard we might see this process increase rapidly in the Atlantic. The oxygen in our atmosphere is decreasing as we deoxygenate our oceans and kill rain forests at a record pace. All we have to do is keep living the way we are living now and we will make this planet unlivable.
    
  
  
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      So there are really two factors demanding that we graduate from the culture of war to a new culture of peace. One is our violence itself, especially the potential for nuclear violence. The other is environmental deterioration. Both of these factors demand that we grow out of our selfish greed, childish rages, and brute pursuit of dominance. We have to learn to identify and solve problems in a way that satisfies all parties involved and the demands of natural law. But whether we solve our problems peacefully or return to another dark age of war and violence, we have no need of nuclear weapons. If we go with violence, we have a strong need not to have them.
    
  
  
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      Deterrence has always implied a potentially fatal crime against humanity, but today it is a thoroughly obsolete and irrelevant concept. When you speak of deterrence, you are assuming fairly equal competing organisms, like the Soviet Union and the United States. Or even North Korea and the United States. But even the CIA has long reported that the US is extremely unlikely to be attacked by missiles and planes. The nukes will be delivered in ships or trucks or built onsite because the US is threatened not by another death-fearing organism but by systemic viruses and bacteria, and those viruses are about to get nuclear weapons.
    
  
  
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      Nuclear weapons have thus far been controlled by the elite—the rich and powerful of the planet. The elite don’t want to bring the whole system down, which is why nuclear weapons have not been used in combat in 65 years. (They are used in negotiations every day, but that is a different story.) However, the number and power of the viruses and bacteria that do want to bring the whole system down are increasing rapidly. When they get nuclear weapons, they will not be deterred. They will die to use them, and they have no fear of retaliation because that will help to bring the system down. You cannot deter people like that. The only hope is to find all the nuclear weapons and destroy them, and make sure that all fissile material is below weapons grade. This is the key. No one can enrich uranium or purify plutonium in their garage.
    
  
  
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      Whether or not we are able to solve our problems peacefully, we do not want anyone using nukes. But the best thing about nukes is that the very process of agreeing to eliminate them will change the dominant consciousness of human society and greatly improve our chances of peace. This change in consciousness is the real prize, not the lack of nukes. Even without nukes, we have plenty of other ways to make this planet unlivable. But the process of dealing with nukes will bring other forms of planet-threatening conflict to the surface in all their grotesque absurdity.
    
  
  
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      Don’t tell my employer or colleagues, but I don’t actually think we need to get rid of nukes. All we need is to keep them from being used for five to ten years. By that time, the human family will realize that we are living with a knife against our collective throat. When that becomes inescapably obvious, we will stop electing Neanderthal dominance-seekers and start electing highly advanced peacemakers with the ability to identify problems and work collaboratively to solve them. Our overriding goal will be to keep Spaceship Earth fit for human habitation, and that will not be easy. When we really see how close we are to environmental disaster, we will have no time for war and petty dominance struggles. Anyone who is obviously competing for wealth or glory, placing personal or sub-group gain over the common good, will be laughed or thrown out of the room. We will have interest only in leaders who are serving the human family as a whole.
    
  
  
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      As a warrior, you need an enemy. Thus, the idea of working for the Earth as a whole may appear ridiculously idealistic, but I’m sure you don’t consider it unrealistic for all the trillions of cells in your body to be getting enough nutrition, and for all your joints and organs to be carrying out their assigned functions. You call that condition “health,” and when you don’t have it, you go to the hospital or do whatever you need to do to get it back. Peace is social health, and when the health of the planet becomes our top priority, which it will in the not-too-distant-future, the old habits of selfish competition will be sloughed off. This will not happen over night, but it will happen or we humans will be irradiated and sloughed off by Earth as the cancer that we have become.
    
  
  
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      Of all the problems confronting us on this planet, nuclear weapons are the easiest. If we cannot even agree to eliminate this totally unnecessary and easily eliminated threat to our survival, how will we cooperate enough to solve the other far more subtle problems we face? The Chinese are not our enemies. Nor are the Iranians or the North Koreans or any of the other bogeymen the war culture clings to. Our only real enemies are dominance-seekers and warriors who think winning is more important than solving problems to the satisfaction of all parties. Those enemies are everywhere. They still dominate this planet, but their status is gradually declining from hero to barbaric criminal. As that happens, there is likely to be a period (right about now) when they are more dangerous than ever. This is why I am eager to take from them the toys with which they can wipe us all out in an afternoon. Or, failing that, creating a political climate that stigmatizes even further the use of those toys.
    
  
  
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      One of the few points of agreement in the debates between Bush and Kerry and later Obama was that a nuclear attack is the greatest threat to the US. So how do we deal with that threat? Use force to keep them away from newcomers?
    
  
  
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      In 1946 Truman asked Oppenheimer how long it would be before the Russians got the bomb. Oppenheimer said he had no idea. Truman said, “I do. They’ll never get it. We’ll see to that.” They had it in three years. It will not be possible to control nukes by force.
    
  
  
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      We are standing at a crossroads. Either we get rid of all nuclear weapons, including US weapons, or they will spread uncontrolled around the planet, which has already started to happen. A strong, convincing move toward eliminating them would make us all quite a lot safer than we are now.  If we continue to rely on them for security and negotiating power, everyone will want them. They will become the must-have status symbol of a first-rate nation. They will spread, and they will eventually fall into the hands of folks who will use them. If we want to control them, it will have to be by agreement, and we might as well get started now while we still basically know where they are.
    
  
  
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      Well, I’m out of time and I think I’ve written about enough anyway. Looking forward to your response.
    
  
  
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      -- 
    
  
    
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        Steve
      
    
      
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      FORD RESPONDS
    
  
    
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      Dear Steve:
    
  
  
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      Thanks for writing back.  It’s a pleasure to hear from you, and to offer NPF readers an example of a sort of dialogue that is all too rare on these subjects.  Too often, I think, people approach issues of nuclear weapons and disarmament from a perspective one can really only call 
    
  
  
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       – a mindset that tends to work against 
    
  
  
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       dialogue because it pits evil heresy against Revealed Truth.  (And why would an exponent of the latter ever 
    
  
  
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       listen to what he took to be the former?)  Mind you, I’m not sure you and I are going to agree on a policy program anytime soon, but it’s delightful to have this colloquy.
    
  
  
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      I would have been interested in your responses to the questions you demanded I answer, but your essay in reply to my comments was eloquent and thought-provoking.  I don’t subscribe to the essentialism implicit in your dichotomy between the “warrior” psychology you describe me as having, and the enlightened peacemaker’s consciousness that the reader must presume you claim for yourself.  I reject the sort of morally Manichean taxonomy you suggest in dividing the world starkly between aggressive “dominance-seekers” – including, apparently, me, a “warrior” – and those transformed, higher selves who agree with you.  Regardless of where you and I fall ourselves, I do not think the complexities of violence are reducible to such simplicity, and I hold explicitly open the possibility that force may be morally and prudently used for good – or to prevent worse evil.
    
  
  
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      You argue that the only “enemies” are “the dominance-seekers and warriors who think winning is more important than solving problems to the satisfaction of all parties.”  It is apparently your assumption that it is always possible to resolve situations “to the satisfaction of all parties.”  It has been my experience, however, that not everyone defines their interests in ways that make this true.  Positive-sum outcomes are indeed marvelous – and I’m more than willing to believe that people are often insufficiently zealous in seeking them out – but not 
    
  
  
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       conflict of interest works out that way.
    
  
  
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      Nor, I think, is it tenable simply to declare that any interests defined in a way that preclude positive-sum outcomes are by definition irrational or false.  (I am perhaps less willing than you are to tell those who disagree with me what their true interests are: I may find their understanding flawed, but there is little profit in just declaring away what participants feel to be a deep conflict.  If one or both parties cannot be persuaded out of this degree of disagreement, a problem is 
    
  
  
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       irreconcilable, whatever one may believe about the two sides’ relative merits.)  Interests, it seems to me, 
    
  
  
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       sometimes clash in zero-sum ways, and if the stakes are felt to be high enough this raises the possibility of violence and war.
    
  
  
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      I don’t disagree with you that international peace and security faces challenges from armed “dominance-seekers,” but you are singularly quiet about how one is to deal with such a threat when it comes along.  Ideally, of course, the dominance-seeker will be won over to the cause of peaceable cooperation by sincere dialogue and the virtues of positive-sum compromise, shamed into agreeableness by the moral weight of international disapproval, or simply enlightened and transformed by moral example.  If one thinks that such a happy outcome can always be achieved if only we are sincere enough in its pursuit, it presumably follows that there is no legitimate place for violence in international relations.  If one is not entirely confident of this, however, one either agrees to the demands of the inveterate dominance-seeker or one returns to the thicket of instrumental violence and just war theory.
    
  
  
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      You yourself seem to think that the hard-core dominance-seeker can be expected to stand down only when deprived of the tools (“toys”) that make his vicious self-aggrandizement possible.  You say you want to “take” those toys from him, but do you 
    
  
  
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       mean this, and are you potentially willing to risk people 
    
  
  
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       in order that certain particularly nasty toys not get used?  (If so, you and I are perhaps not so far apart on nonproliferation preemption after all.)
    
  
  
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      These issues of violence in statecraft are broad ones, but they are of course quite relevant to issues of nuclear deterrence – and even to your persistent inquiries about the relative value of being “Red or dead.”  As a general matter, I think it is sometimes both moral and necessary to assume or impose risks of harm in service of a greater good.  The use of conventional force in self-defense is perhaps the paradigmatic “easy” case of this: I see nothing to begrudge, for instance, in using military means to stop an invading army, shatter a terrorist infrastructure bent upon mass murder, or otherwise forestall a great threat.  I also have no problem, in principle, with using force in the defense of 
    
  
  
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       to protect an ally or halt a genocide).  And if the actual use of force in such circumstances is morally acceptable – and perhaps even 
    
  
  
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       of those who are capable of such a response – then it hardly seems problematic to threaten it in hopes of preventing such ugly circumstances from arising.  This is the world of just war theory, and perforce of deterrence.
    
  
  
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      (This understanding, by the way, also belies your assumption that a “warrior” cares above all else about “winning.”  I can speak only anecdotally, but I know many more warriors more devoted to 
    
  
  
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       things they hold dear than to any sort of “winning” in and of itself.  Indeed, to them, successfully to defend such things 
    
  
  
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       to win.  Theirs is less the psychology of the medieval tournament ground or the stadium than it is an instrumentally-violent ethic of mission accomplishment.)
    
  
  
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      The crucial question for present purposes, of course, is whether this just war paradigm makes any sense in the peculiar world of nuclear weaponry – in which arsenals of a certain size begin to raise questions about the ability of 
    
  
  
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       to survive actually making good on deterrent threats by launching their weapons.  You clearly believe that it does not.  I am less convinced.
    
  
  
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      As I see it, the answer to this question depends upon what one is actually talking about – that is, upon policy and programmatic details rather than grand points of principle.  One polar case in which I think nuclear deterrence 
    
  
  
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       make sense is suggested by the 
    
  
  
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      example of a fully automatic “Doomsday Device” that would immediately and inevitably destroy the planet if a nuclear weapon were detonated anywhere.  (Interestingly, Stanley Kubrick’s 1964 cinematic gag was based upon a real thought experiment by the nuclear strategist Herman Kahn, the founder of my own 
    
  
  
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       who quite properly rejected the idea.)  Would such a device deter any nuclear weapons use by rational people?  Quite possibly.  But given any possibility of accidental (or deranged) nuclear detonation, such a Device would represent a fool’s bargain indeed – as indeed it turned out to be in the film.  The Doomsday Device represents a bad choice in part because it stakes everything upon the prevention of one type of nuclear use (rational and deliberate) and entirely ignores another (accidental or insane).  Threatening a literal doomsday on such terms would indeed be madness.
    
  
  
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      At the other end of the spectrum, however, might be the case of a country threatened by more powerful surrounding states bent upon destroying it and its population.  I do not think it would be immoral for such a county to threaten nuclear use against its opponents in order to forestall them carrying out any such plans for its extinction – nor perhaps even, 
    
  
  
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      , actually to 
    
  
  
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       nuclear weapons against them.  In this polar case, use does not imply global doomsday, nor even necessarily a response that is in a moral or legal sense disproportionate to the wrong that it seeks to prevent or halt.  (This may be why the ICJ left just such a scenario open in its 1996 advisory opinion on the legality of nuclear weaponry.)
    
  
  
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      Most examples in the real world, of course, fall in between such boundary hypotheticals, but my point is that these things are indeed best understood as points on a continuum: this is not a matter for absolute, 
    
  
  
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       judgments.  The most important question in struggling with such middle cases is perhaps whether 
    
  
  
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       risk of global doomsday is 
    
  
  
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       worth taking in order to prevent 
    
  
  
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       great wrongs.  Your answer may be a flat “no,” in which case the analysis is pretty simple – although even there, I suppose one would still have to know something about the scale on which nuclear use actually 
    
  
  
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       threaten humanity’s survival.  (At the 
    
  
  
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      -doomsday level, the moral implications of use are surely more complicated even from your perspective, since the relative heinousness of various tools would become important.  It is not entirely obvious to me, for instance, that repeatedly firebombing Tokyo and other Japanese cities was “better” than nuking Hiroshima – and it was certainly 
    
  
  
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       costly in human lives.  Nor would I deem it too bad a deal if one could have traded the conventional bloodshed of the Second World War’s entire European theater for an ahistorical nuclear explosion in Berlin in 1939.  Nuclear weapons seem most problematically “special” only insofar as they raise the specter of global catastrophe.)
    
  
  
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      For my part, I do not feel it immoral to take 
    
  
  
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       risks in hopes of forestalling terrible wrongs.  In order to grapple with this, however, one needs to be willing to grapple with the notion of relative risks – and they certainly can’t be too big.  This is why I approve of reducing our dependence upon nuclear weaponry, cutting arsenals to the minimum level and type consistent with such specifically 
    
  
  
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       deterrence as we cannot yet do without, working to reduce accident risks, preventing proliferation, improving consequence management, and augmenting defenses against accidental or rogue nuclear delivery.
    
  
  
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      Your “Red versus dead” question irks me not because I think most people would not choose living under, say, China’s dictatorship to seeing all of humanity instantly incinerated, but because this seems so obviously a false choice – and one designed to support policy prescriptions predicated upon this very falseness.  The lesson it suggests is that one should essentially always accede to the demands of the inveterate “dominance-seeker,” particularly if he is armed with nuclear weapons.  (Declaring that 
    
  
  
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       risk of “dead” is 
    
  
  
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       acceptable may thus increase the likelihood that one will indeed have to suffer great wrongs 
    
  
  
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       of being killed.)  Since I don’t believe such a bald choice confronts us, or anyone, I don’t see any point in wasting time on it – and good reason 
    
  
  
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      Is there any way to transcend nuclear deterrence?  You argue that “[t]he only hope is to find all the nuclear weapons and destroy them, and make sure that all fissile material is below weapons grade.”  Even if you could do that – and I fear you greatly underestimate the difficulty of doing this in any verifiable way and of enforcing compliance with disarmament rules even if one could, while you overestimate the difficulty of secretly producing or otherwise acquiring fissile materials – I do not think we can entirely escape a world in which the international security environment is at least partly shaped by some form of nuclear deterrence.
    
  
  
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      As long as basic nuclear knowledge remains and any fissile materials exist or can be made – which is surely to say pretty much forever – the world will still have to struggle with nuclear deterrence to the extent that those with such knowledge and materials will retain at least a 
    
  
  
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       nuclear weapons capability.  A country that is technically able to manufacture nuclear weapons, even if not lawfully or immediately, is clearly 
    
  
  
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       in the same situation as one that lacks this capability, and there isn’t much getting around this awkward fact.  Even if the world can eliminate all nuclear weapons, I do not see how it can avoid some entanglement with the proto-deterrence that comes with having a “latent” or “virtual” nuclear weapons capability.
    
  
  
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      If there is some hope of making nuclear deterrence basically irrelevant in a functional sense, therefore – that is, to move into a world in which even such nuclear “latency” does not actually 
    
  
  
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       much in international affairs – the answer probably lies not in technical or institutional arrangements but rather in deep cultural or psychological developments.  Indeed, you seem at one point to agree with this, arguing that it may not actually be necessary actually to eliminate nuclear weapons if we can  keep them from being used for a while longer, during which time the “human family will realize that we are living with a knife against our collective throat” and electorates will opt to replace “Neanderthal dominance-seekers” with “highly advanced peacemakers.”  Without getting into your intriguing faith in the ability of such democratic methods to replace leaders in the world’s various non-democracies, I would agree with you that it would take some kind of transformation in “our collective consciousness” if we are to “graduate from the culture of violence” in which we are so lamentably rooted today.
    
  
  
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      I wonder, however, whether you might in some sense have gotten things backwards.  You contend elsewhere in your comments that you see the “primary benefit” of eliminating nuclear weapons as being in “what it will do to our collective consciousness.”  The idea here seems to be that eliminating the technology – assuming, of course, that it is possible to do this – will eliminate the desire for it.  I tend to think that such a formula puts the cart before the horse, and that, instead, we would be better advised to work the issue from the other direction: doing what we can to escape the perceived 
    
  
  
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       for nuclear weapons, after which only the “merely technical” challenge of elimination would presumably remain.  (In this regard, your earlier implicit point about simply 
    
  
  
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       nuclear weapons for a while longer, and waiting for people to realize their purported uselessness and dangerousness, was thus perhaps a sounder strategy.)
    
  
  
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      Over the long term, technology control sounds like a losing game – or at least one that cannot achieve or reliably sustain “zero” – as long as a desire or perceived need remains for nuclear weapons capabilities, and I think that we might need to have some kind of change in “collective consciousness” in order to 
    
  
  
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       to real and lasting elimination in the first place.  In this respect, perhaps the disarmament community has erred by focusing so much upon nuclear weapons in and of themselves.  As the drafters of the 
    
  
  
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      seem to have understood when suggesting that “easing of international tension and the strengthening of trust between States” would be needed “in order to facilitate” nuclear disarmament, the most important challenge would seem to lie in the issue of security 
    
  
  
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       rather than in the specific programmatics of nuclear disarmament 
    
  
  
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      .
    
  
  
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      For so long as nuclear weapons cannot be disinvented and basic physics knowledge wholly forgotten, addressing nuclear disarmament primarily as a “weapons” issue thus misses the mark.  The Cold War, after all, did not end because of nuclear arms reductions: deep cuts were only really possible as a result of the waning of U.S.-Soviet geopolitical tensions.  Arms control can play an important role in helping one 
    
  
  
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       a strategic military rivalry and reduce some of the risks attendant thereto, but talking of 
    
  
  
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       reductions – let alone “zero” – requires a discourse that must reach far beyond just the weapons themselves.  Security (or insecurity) is structural; specific weapons are largely epiphenomenal.
    
  
  
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      We ignore this lesson at our peril, for I agree with you that it will indeed be “a long time until we graduate from the culture of violence” – which presumably includes progressing past the security 
    
  
  
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       which vex present-day disarmament discussions.  During this period, we’ll not be able to avoid some entanglement in the kind of violence-wise policymaking that you deride as being based upon “Neanderthal” or “warrior” principles.  By the same token, failing to understand and work through the knots presented by such security dilemmas may effectively preclude their transcendence.
    
  
  
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      All in all, I think, one cannot “speak” disarmament coherently unless one can first “speak” security – and this one cannot do if one disdains and denies the legitimacy of that discourse.   Your dichotomy of retrograde “warrior” versus advanced “peacemaker,” is, therefore, a false one.  The best hope for disarmament, I suspect, lies in working with, learning from, and perhaps even 
    
  
  
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       one of the “warriors.”
    
  
  
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      Once again, thanks for writing back, Steve.  Let us see what NPF readers have to say in response to all our musings!
    
  
  
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      Yours,
    
  
    
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      -- 
    
  
    
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        Chris
      
    
      
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        LEEPER RESPONDS
      
    
      
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      Dear Chris,
    
  
  
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      I have just read your civilized and serious response. I continue to be grateful for your willingness to let me see how you think, which helps me get clearer about what I think.
    
  
  
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      I can see that your post starts with me and ends with you. I am happy to let it go at that, but I have a little time before my next plane so I would like to throw a few more coals on the fire. I leave it to you whether to add this to the post, with or without a reply from you.
    
  
  
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      I don’t have time to go through point by point, but it seems we have a few fundamental differences in the way we view or deal with the world. I want to clarify and suggest ways to address those, but I also want to comment on what appear to be misunderstandings.
    
  
  
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      Before I get to the fundamental conflicts, I think we have a minor logic problem. Just as you refused to answer my “better dead than red” question because you felt I was offering only two possibilities, you are now accusing me of a Manichean taxonomy. I am not saying that we are all either warriors or peacemakers, nor am I saying that any of us is entirely one or the other. I am using the two categories as we often use liberal and conservative or black and white or even male and female. These are helpful distinctions to make, but not valid if we ignore the gray areas in between. I think there is some peacemaker in you or you would not even bother working on this with me. And there is some warrior in me or I would not be defending my positions on your website.
    
  
  
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      Now I need to say something about the positive sum outcomes and definitions of interest. You are quite right that parties in conflict often define their interests in ways that preclude positive sum outcomes, but I am not even thinking about defining someone else’s interests for them. I am merely insisting that even when parties do define their interests in mutually exclusive terms, destructive violence (war) cannot be an acceptable, legitimate method of conflict resolution. By rejecting violence, we do not redefine the interests. We merely assert that our collective interest in maintaining a habitable planet trumps all sub-group interests. Thus, conflicting parties are welcome to engage in all sorts of nonviolent competition, including litigation or strikes or whatever, but they are not allowed to turn to violence. 
    
  
  
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      We have sort of done this in the US in male-female relations, or are moving in that direction. It used to be quite acceptable for men to beat women to make them obey. The issues were whether the beating was too harsh or properly justified by the actions of the woman. These days, men are not allowed to use violence against women, no matter what the provocation. Even if she sleeps with your best friend, you are not allowed to hit her, much less kill her.
    
  
  
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      Similarly, Georgia, Alabama and Florida have a terrible problem with water. In fact, Georgia could conceivably cut off all water to eastern Alabama and northern Florida, and was tempted to do so when Atlanta was down to its last 90 days of water a couple years ago. Water is a life or death issue, but no one was even thinking of these states going to war over this. It had to be resolved in some other way. This is what I mean by peace culture – the prior rejection of violence.
    
  
  
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      To take this part of our conversation further, I suspect we need you to offer a concrete example of irreconcilable interests that you believe would justify violence. Then we can see whether or not I can come up with a way to resolve the conflict without violence. However, here we encounter a basic conflict between us that will be difficult to resolve.
    
  
  
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      I know it seems impossible to you that all conflict can be resolved in a positive sum way. I believe that, with sufficient effort on all sides, it can. I am not sure at this point how to prove this or even take it any further, but I assure you that my belief is based not on some theological or philosophical article of faith but on twenty years as a family therapist and management consultant. My job was to help people in conflict resolve those conflicts without destroying their families or their companies. I can say with absolute certainty that most clients come in believing that the conflict cannot be resolved. In fact, they do not want to resolve the conflict. They want me (the consultant) to arbitrate or provide an objective means of deciding that one is right and the other is wrong. Nevertheless, in 80 percent of cases, the conflicts are resolved to the satisfaction of both parties. In the other 20 percent of cases, the conflicts are not resolved, but that is not because they cannot be. It is because one party or the other stops trying, electing instead to divorce or quit the company or at least quit the conflict resolution process. 
    
  
  
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      Here you will say, “See? That is when war or self-defense becomes necessary.”  I say, “Nope, that is where a firm commitment to nonviolence and peaceful resolution of conflict is necessary.”  In fact, this is precisely why our commitment to nonviolence must be absolute.  He who strikes the first blow must be, ipso facto, wrong in the eyes of the world. If we legitimate the violent resolution of conflict in any case whatsoever, we have no way to prevent the cycles of violence that inevitably start with some terrible injustice and escalate to the mutual atrocity of war.
    
  
  
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      You say I am singularly quiet about how to deal with a real threat, injustice or someone who turns to violence, but I did say I would rather pay taxes to China than kill my children. I also said that I am a pacifist.  That means I might run.  I might hide.  I might fast.  I might allow myself to be thrown in jail.  I might allow myself to be tortured or killed, but I would not kill.  As a warrior (mostly), such talk is anathema to you. You believe it is better to kill than be killed.  I believe it is better to die than kill because nonviolence is the only way to improve the world. 
    
  
  
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      We have been trying to improve the world by fighting violently for justice for tens of thousands of years, and we have only brought ourselves to the point of self-annihilation. I say it is time to try something else.
    
  
  
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      I recognize that warriors are still dominant in our society, so I am not expecting you to go along with my pacifism.  However, I do harbor the fantasy that you might come to understand the need for nuclear nonviolence.  That is, even if attacked by a nuclear weapon, we cannot, must not, respond in kind.  This beginner’s level of nonviolence is forced on us by our desire to keep living on this planet.
    
  
  
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      You say, “For my part, I do not feel it immoral to take 
    
  
  
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       risks in hopes of forestalling terrible wrongs.”  I suspect that implicit here is your assumption that a nuclear war is just “some risk.”  I am a bit unsure if you mean that 1) you do not believe such a war would be all that bad (a threat to civilization at least, if not to human life on the Earth), or 2) you think having nuclear weapons and using them as a deterrent is just “some risk” because it probably won’t happen.  But then you said, “(Declaring that 
    
  
  
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       risk of “dead” is 
    
  
  
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       acceptable may thus increase the likelihood that one will indeed have to suffer great wrongs 
    
  
  
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       of being killed.)  Since I don’t believe such a bald choice confronts us, or anyone, I don’t see any point in wasting time on it – and good reason 
    
  
  
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       to.”  You said this after dispensing with my “red than dead” question by saying, “…this seems so obviously a false choice….”  Taken together, these statements seem to me to indicate that you do not think nuclear weapons really represent an existential threat to human life on Earth.
    
  
  
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      I, on the other hand, really do believe 1) that nuclear weapons are on the verge of spinning out of control and will be used if not abolished and 2) that as few as ten large nukes on ten large metropolitan areas would cause nuclear darkening, which would kill billions through famine and billions more through the battles for physical survival that would inevitably follow.  I can conceive several scenarios through which such battles could actually make the planet unlivable (just a few nukes would destroy our ozone layer, which would kill plankton, further deoxygenating the oceans), but to resolve this, we could study together what the actual risk is. I can share with you my sources. You can share with me your sources, and we can try to objectively determine which are more reasonable. In other words, we could engage in an open-minded search for the truth.
    
  
  
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      In the meantime, the precautionary principle would seem to favor me pretty heavily. I am far from the only person who thinks the risks associated with hurling nuclear weapons are too horrible to contemplate.  In fact, I am in the vast majority in this regard, so you will at least, I hope, accept it as a legitimate concern.  If so, then one technique of peaceful conflict resolution involves evaluating the consequences of being wrong.  In this case, if I am wrong, we live unnecessarily under a cruel and unjust Chinese dictatorship (or submit to some other terrible injustice). If you are wrong, we all die.
    
  
  
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      In any case, I still think the “dead versus red” issue points to an essential difference between us.  There is nothing the Chinese or anyone else could do that would tempt me to think that the proper way to deal with them is to use nuclear weapons.  You, apparently, think that under some circumstances the use of nuclear weapons would be the correct course of action, even if it might kill us all.  I guess this just brings us back to the need to analyze carefully and together the possible scenarios.
    
  
  
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      One other point of fact that we could examine together is the issue of whether or not someone could secretly build a nuclear weapon. According to the IAEA officials I talked to, once we find and downgrade all fissile material, it would be impossible for anyone to enrich uranium or purify (extract and reprocess) plutonium without the international community knowing about it (assuming we have a global agreement that IAEA inspectors can go anywhere anytime to check out suspicious activity). Creating weapons-grade fissile materials involves dirty and difficult processes that cannot be done without huge facilities and the release of telltale radiation we can see from space. Thus, unlike chemical and biological weapons, nuclear weapons would be relatively easy to control.
    
  
  
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      Obviously, this is not a decisive issue to me because even if someone builds a bomb in a mountain somewhere, I would oppose building a similar weapon. Even if a madman creates a bomb and threatens to blow up Washington DC, and even if he succeeds, I would oppose a nuclear response. However, I would like to know (and have you know) the truth about this. If I am right, the technical feasibility issue is solved. If I am wrong, I would like to know it.
    
  
  
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      Then there is the question of which comes first, a change in consciousness or getting rid of nuclear weapons. To put it briefly, this will be a dialectic. It will take a change of consciousness to get rid of them, but doing so will propel us much further down the right road. My point was that the change in consciousness is more important than the weapons. Ultimately, we have to abandon the dominance paradigm and graduate to the partnership paradigm if we hope to survive. This is where I started talking about the environment because that is the other factor demanding that we outgrow cutthroat competition. I just don’t see how we will keep the oceans alive without cooperating to do so.
    
  
  
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      Overall, it seems to me that we (humanity) are floating down Niagara River. I believe I hear the thunderous sound of a serious waterfall ahead so I am saying, “We have to get out of this river and right now.”  You are not hearing the falls, so you are saying, “No, let’s stay on this river that has carried us so nicely for so long.” The biggest difference between us, I fear, is that if I (and those who agree with me) begin paddling the ship to shore without your agreement, you are willing to kill us to maintain your control of the ship and its course. I would go over the falls and die rather than kill you.
    
  
  
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      However, pushing this analogy a little further, let me take this opportunity to announce that I am about to jump ship and start swimming to shore. By this I mean I will soon quit my job and start building my own bubblecraft in which I hope to glide safely to shore even as you go over the falls. I will not be doing this as a survivalist determined to save my own skin. I will be doing it as a demonstration project. Millions of people know we are in danger but see no choice. I want them to know that there actually is an alternative. If enough of us see the danger and start building our own bubbles, I believe, or maybe hope, we can save the whole ship. How I will build this bubble and how our bubbles will save the ship are topics that lie beyond the scope of this email. I am running out of battery in an airport that does not accept my two-prong plug, but I hope we can carry on the debate, perhaps with the help of other NPF readers.
    
  
  
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      Have at,
    
  
    
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      FORD REPLIES
    
  
    
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      Dear Steve:
    
  
    
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      Thanks for clarifying that both your “dead/red” and “warrior/peacemaker” dichotomies were just heuristics – and that you agree that the real world has many gray areas in between.  It is such gray areas that interest me most.
    
  
  
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      With regard to the definition of national interests, your analogy with male/female relations – offered with an eye to delegitimating any use of force – is interesting, but I think you err in your assumption that anyone who makes war is inescapably morally analogous to a spouse-abuser.  One of the recurring points in my comments here has been to urge you to remember that force can sometimes serve moral purposes.  In the framework you suggest, I do not think it would necessarily be wrong for a woman to use force to protect herself from battery, or for a police officer to intervene forcibly to halt such abuse.  “Warrior” capabilities can serve peace too, which is why I do not share your 
    
  
  
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       “rejection of violence.”  Circumstances matter, and it can sometimes be morally wrong 
    
  
  
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       to use force if one has the capability thereby to prevent great wrongs.  Power entails responsibilities, and they are not always those of mere “soft power.”
    
  
  
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      I understand that there is great courage in your willingness to die rather than kill, under any circumstances, but things get more complicated when the welfare of others is involved.  There are things I would fight – and perhaps kill – to protect: my daughter’s life, my country’s freedom, human survival, and so forth.  The capability to prevent terrible things gives birth to some responsibility not to sit on one’s hands when confronting them.
    
  
  
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      This responsibility also complicates your dictum that “[h]e who strikes the first blow must be, 
    
  
  
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      , wrong in the eyes of the world.”  I am not prepared always to rule out striking a “first blow” in the face of a sufficient threat: in some cases, post-attack response – assuming that you believe defensive violence is appropriate even then, which is far from clear in your comments – is insufficient. 
    
  
  
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      Like many issues of applied ethics, I think the use of force is somewhat resistant to the kind of bright-line rules with which you seem to think we must comply.  Details matter, and it is part of being a moral agent that we have to make tough calls.  (Otherwise we would be just rule-following automatons.)  I am suspicious of anyone’s claim to absolutist, circumstance-independent clarity.
    
  
  
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      Conceptual frameworks for evaluating the use of force, of course, do not always apply straightforwardly to 
    
  
  
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       deterrence, at least where participants in nuclear relationships possess the ability to cause harm massively disproportionate to the issues over which they might otherwise be inclined to fight.  Such nuclear questions, for example, are complicated by deep issues of risk manipulation.  When and to what extent, if ever, is it justifiable to accept or impose some risk of an appalling wrong in order to forestall a different (but less appalling) one?  This is the longstanding stuff of disarmament and nuclear policy debates.
    
  
  
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      But I think we’ve given NPF readers plenty to think about.  Let’s see what they think. 
    
  
  
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      Yours,
    
  
    
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      -- 
    
  
    
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      <pubDate>Tue, 07 Sep 2010 15:59:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p469</guid>
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      <title>Russia Takes a Swing at Compliance Analysis</title>
      <link>http://www.newparadigmsforum.com/p445</link>
      <description>The most recent U.S. Noncompliance Report is deeply flawed, but it is far better than the Russians' new effort at compliance analysis.</description>
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                    I devoted my 
    
  
  
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     and 
    
  
  
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      August 23
    
  
  
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    , 2010, NPF essays to criticizing the Obama Administration’s flawed report on 
    
  
  
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        Adherence to and Compliance with Arms Control, Nonproliferation, and Disarmament Agreements and Commitments 
      
    
    
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    (a.k.a. the Noncompliance Report, or NCR).  Lest readers think I only take aim at bad 
    
  
  
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      American
    
  
  
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     compliance analysis, however, I have now read the official English-language version of the Russian Federation’s recent publication on purported American violations – 
    
  
  
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        The Facts of Violation by the United States of its Obligations in the Sphere of Nonproliferation of Weapons of Mass Destruction and Arms Control
      
    
    
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     – and it’s quite a rambling mess indeed.
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                    In fact, the U.S. and Russian publications form quite a contrast.  The bad portions of the 2010 U.S. NCR – about which my main points  of complaint are its evasiveness about Nuclear Nonproliferation Treaty (NPT) interpretation, its incomplete and confusing retreat from previous U.S. conclusions about Iran’s violation of Article II of the NPT, and its empty incoherence about other countries’ compliance with nuclear testing moratoria – are only small parts of a long and otherwise generally creditable U.S. document.  By contrast, the Russian report, if one can really call it that, is never more than a dog’s breakfast of the sort of politically-driven playground tit-for-tat one is more used to seeing from Iranian officials.  (“
    
  
  
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     in violation of the NPT?  Oh yeah?  Well, 
    
  
  
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      you’re
    
  
  
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     in violation of the NPT.  So there!”)  Moscow’s document is as hard to follow as it is tendentious, and seldom offers anything approaching real compliance 
    
  
  
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      analysis
    
  
  
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                    I won’t bore NPF readers with a detailed account of the “numerous, often very gross” U.S. violations alleged in the Russian document, or with a discussion of their merits: American officials are more than capable of fending for themselves in this regard.  In light of 
    
  
  
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      this website’s recent discussion of the history of the U.S. NCR 
    
  
  
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    and the emphasis placed, in recent U.S. editions, upon offering 
    
  
  
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      explanations of the legal obligations in question 
    
  
  
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    as well an analysis of each country’s compliance with them, however, it’s worth making a few points about the 
    
  
  
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      type
    
  
  
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     of analysis offered – or, more accurately, 
    
  
  
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      not
    
  
  
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     offered – in the new Russian publication.
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                    Significantly, little if any effort is made in the Russian document to describe just what the obligations actually 
    
  
  
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     that the United States is said to have violated, or how.  Its characteristic approach is to set forth some claims of fact, the simply to 
    
  
  
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      declare
    
  
  
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     that they violate  something.  Content to offer at the end a bare, sweeping conclusion that “the above facts show that the United States commits numerous, often very gross, violations of existing agreements on disarmament and nonproliferation,” the Russian authors apparently felt little obligation (or perhaps were simply unable) actually to explain their reasoning.
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                    The document alleges, for example, that British tests of submarine-launched ballistic missiles constitute a  U.S. violation of the START agreement of 1991 to which Britain is not a party, and that U.S. anti-ballistic missile testing targets violate the Intermediate-range Nuclear Forces (INF) Treaty of 1987.  Just what provisions of these treaties are violated however – and why – is not explained.
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                    In contrast to the U.S. NCR, there is scarcely a trace in the Russian document of actual compliance 
    
  
  
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      analysis
    
  
  
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    .  If the Kremlin did any, it isn’t willing to explain its reasoning or in most cases even to steer the reader to the specific provisions in question.  All we are offered is a series of conclusory statements.  In the realm of nuclear nonproliferation, moreover, the Russian document doesn’t even actually claim 
    
  
  
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     violation to have occurred: it just recounts what it says are some facts relating to lost radiation sources.  Even if we are to trust the Kremlin’s account of these events, therefore, one must infer that Russian “compliance analysts” found themselves at a loss to explain how these events violated any nonproliferation agreement to which the United States is a party.
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                    (Incidentally, we are also told that the United States “constantly” commits export control violations – of some unspecified sort, but apparently having to do with 
    
  
  
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      U.S.
    
  
  
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     laws rather than any international agreement – by supplying military technology to “China, Iran, Syria and Libya.”  What is one to make of this surreal claim of purported 
    
  
  
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      American
    
  
  
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     military sales to these traditional clients of the Russian arms industry?)
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                    Some discussions in the Russian document are simply self-contradictory to the point of incoherence.  In a discussion of U.S. compliance with the Biological and Toxin Weapons Convention (BTWC), for instance, the publication complains that with regard to biological agents, “the provisions of U.S. law are routinely violated.”  Or perhaps not.  The Kremlin also notes, however, that U.S. authorities have “repeatedly thwarted attempts at illegal exports of equipment and materials intended for microbiological and biotechnological research, as well as pathogenic microorganisms.”  (For some reason, the Russian authors seem unhappy with this.)  The reader is also simultaneously told that the United States is in violation of Article IV of the BTWC 
    
  
  
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     that America is “
    
  
  
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      not
    
  
  
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     in breach of its obligations” (emphasis added) under the the Convention, and that Washington is in fact “supportive of the importance of the BTWC.”  One’s head spins.
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                    It is hard to tell what to make of this stream-of-conciousness discussion, but it doesn’t look much like compliance analysis, and – assuming that this official English-language version is a decent translation of the Russian original – one is not left with the impression that the Kremlin devoted much intellectual candlepower to the effort in any event.  It was apparently felt enough merely to allege myriad U.S. violations in generally vague terms.  Perhaps Kremlin officials reasoned that if they created enough smoke, observers would conclude that there had to be a real fire somewhere.  (Politically, of course, such tactics often succeed.  Analytically, however, they are a travesty.)
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                    It is not clear yet whether the Obama Administration will offer any response to this Russian publication, but as I noted above, U.S. officials surely need no help from me in defending America’s (good) record of compliance with arms control and nonproliferation agreements.  I mention the Kremlin document in this essay, however, in order to re-emphasize how important it is that compliance analysis provide both legal explication and a clear account of the reasoning behind conclusions.  This Russian document is a classic example of what readers will not – or at least 
    
  
  
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     not – find credible.
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                    The Russian publication is a document designed to engender and to exploit confusion between the mere 
    
  
  
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      allegation
    
  
  
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     of a violation and its persuasive 
    
  
  
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      demonstration
    
  
  
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    .  As such, it is, in a backhanded way, an advertisement for the sort of detailed discussion and analysis that American officials began to offer in the U.S. NCR in the early 2000s.  If compliance analysis is undertaken, as it should be, in order genuinely to persuade, and to provide a solid foundation for policy decisions – rather than simply to malign its targets and offer mud-slinging media talking points – such analysis has an obligation to be detailed, clear, and demonstrably rooted in both factual and legal argument.
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                    This is not a point unique to compliance analysis, of course.  As the 
    
  
  
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     makes clear – in a passage egregiously (but revealingly) 
    
  
  
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      misunderstood by Vice President Joe Biden,
    
  
  
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     who seems to have taken it not as a call to explain the distinctive merits of American policy choices but rather to conform them to the views of foreign audiences – “a decent respect [for] the opinions of mankind requires” that we should “declare the causes” of the positions we take.  In compliance analysis, as elsewhere, we owe others the respect of making clear to them 
    
  
  
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     we believe what we believe.
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                    The Russians have manifestly failed this test, but the very egregiousness of their example should offer lessons to everyone who works on compliance analysis – not least in the Obama Administration, which 
    
  
  
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      chose to back away from clarity and intellectual accountability in the NPT section of the most  recent U.S. NCR.
    
  
  
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     This is no time to shirk analytical honesty and rigor in favor merely of opaque and conclusory allegation.  Let the Russians traffic in 
    
  
  
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     debased coinage; we need not follow them.
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    -- Christopher Ford
    
  
    
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      <pubDate>Mon, 30 Aug 2010 17:50:00 GMT</pubDate>
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      <title>Dumbing-Down Iranian Compliance Analysis</title>
      <link>http://www.newparadigmsforum.com/p439</link>
      <description>The Obama Administration dilutes NPT Article II compliance assessment standards in its new Noncompliance Report, in order to let Iran off the hook.</description>
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                    In 
    
  
  
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      my last essay on this website,
    
  
  
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     I discussed the treatment of nuclear test moratoria in the Obama Administration’s new report on 
    
  
  
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        Adherence to and Compliance with Arms Control, Nonproliferation, and Disarmament Agreements and Commitments 
      
    
    
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    – otherwise known as the “Noncompliance Report” (NCR).  In this essay, I address the new NCR again, this time with regard to its treatment of compliance assessment standards under Article II of the Nuclear Nonproliferation Treaty (NPT) and its application (or rather, non-application) of such standards to Iran.
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                    As I recounted before, great efforts were made during the Bush Administration to add substantive detail and analytical clarity to the NCR, which helped delay the document’s notionally “annual” production (see the discussion of this in the blog “
    
  
  
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    ” on my last essay) but was intended to make it a much more valuable and credible document.  Not all of this additional value, unfortunately, has been retained in the Obama Administration’s new version.  Worse, the significant deletions that have occurred seem to have been done in order to facilitate a retreat from finding Iran in violation of Article II.  The NCR’s articulation of NPT compliance assessment standards, in other words, has been dumbed down in order to accommodate the Obama Administration’s decision to let Iran off the hook with respect to Article II.
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                    I.          
    
  
  
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      Article II Analytical Standards
    
  
  
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                    To its credit, the 2010 NCR retains much of the earlier focus upon providing factual and analytical detail in the NCR.  Its general emphasis upon the history of compliance dialogue is somewhat diminished, with the deletion of explicit sections on this subject, but the current document retains much detail in its “Background” and “Compliance Discussions” sections.  The Obama Administration, in other words, seems largely to have continued Bush-era innovations in the NCR, offering readers what is still a sort of “one stop shopping” document that combines factual information (based upon intelligence reporting and other sources) and a compliance assessment by the policy community in which facts are evaluated in light of legal analysis of a country’s obligations or commitments and conclusions are drawn about whether that state is in compliance.  So far, so good.
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                    In light of this enduring commitment to detail, however, it is disappointing to see the Obama Administration paring back the U.S. approach to NPT compliance assessment.  It is doubly disappointing to see this occur just when the integrity of such judgments is perhaps more important than ever, as Iran continues is headlong rush toward a nuclear weapons capability in violation now not merely of its NPT and nuclear safeguards obligations but of multiple legally-binding U.N. Security Council resolutions.
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                    To understand this point – which no one seems yet to have noticed, with 
    
  
  
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      what little media coverage as there has been so far 
    
  
  
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    having been focused upon the 2010 NCR’s somewhat embarrassing account of Russian violations of the 1991 Strategic Arms Reduction Treaty (START) just as the Obama Administration pitches a successor agreement to the U.S. Senate – it is necessary to compare the discussion of NPT compliance standards in the 2005 and 2010 NCRs.
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                    The 
    
  
  
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    offered a long discussion of Article II of the NPT, walking through the meaning of the text and, in particular, offering an exegesis of how to interpret it, based upon both its provisions and the explanation of its meaning offered to the Senate at the time of its U.S. ratification.  The key point in this regard was the meaning of what it means to “manufacture” a nuclear weapon – something that is prohibited by Article II, and which lies at the epicenter of NPT compliance analysis.  As the 2005 NCR recounts,
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    “the prohibition against the ‘manufacture’ of a nuclear weapon, as well as against seeking or receiving any assistance in this regard, reaches more than simply the final assembly of such a device.  In addition, [ACDA] Director Foster advised the Senate that ‘facts indicating that the purpose of a particular activity was the acquisition of a nuclear explosive device would tend to show noncompliance.’  Thus, as with Article I, an important factor in Article II compliance analysis is the purpose of a particular activity.”
  

  
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                    Analytically, this is critical to the compliance assessment undertaking, as it establishes the intellectual framework – program intent – necessary for understanding the legal import of the employment of dual-use technology.  Providing a solid rooting for such an analysis of “purpose” is critical to the coherence and efficacy of the NPT’s core nonproliferation provisions.  (To ignore it would be to pander to the incorrect and proliferation-facilitating interpretations of the Treaty offered by Iran and its apologists, pursuant to which dual-use technology is 
    
  
  
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     permitted, as long as it is safeguarded by the International Atomic Energy Agency [IAEA], and only work on actual weapons is barred.)
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                    Unless a proliferator is stupid or unlucky enough to provide the world with direct evidence of bad intent, however – and here one imagines the fortuitous discovery by IAEA inspectors of some kind of “Let’s build The Bomb!” memorandum – assessing program intent is a judgment call.  In the real world, compliance assessors rarely have the benefit, as it were, of direct testimony.  One must often use reason and inference.   This is one reason why the 2005 NCR made clear that Article II assessments are not susceptible to bright-line definitions or invariant formulae.
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                    But one must also prevent compliance assessment from degenerating into a sort of postmodern relativism of axiomatically equivalent assertions.  Instead of  treating compliance assessments merely as bare exercises of will – against which, presumably, one may simply counterpoise opposing assertions without regard to anything like veracity – it is essential to be clear that some assessments clearly 
    
  
  
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     better than others.  Accordingly, readers deserve as much clarity as possible about how one approaches such a critical question; they need this so that they can judge the integrity of one’s conclusion.
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                    For this reason, the 2005 NCR explained that there were certain “‘warning signs’ that may indicate a prohibited nuclear weapons purpose, and thus suggest that a country’s ostensibly ‘peaceful’ nuclear program might have violated Article II.”  Choosing not to leave such things opaque or mysterious, or to leave U.S. compliance assessment on merely a “trust me” basis, the 2005 Report noted further that such indicia can include:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “(a) the presence of undeclared nuclear facilities; (b) procurement patterns inconsistent with a civil nuclear program (
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      e.g., 
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
    
  
    clandestine procurement networks, possibly including the use of front companies, false end-use information, and fraudulent documentation); (c) security measures beyond what would be appropriate for peaceful, civil nuclear installations; (d) a pattern of Article III safeguards violations suggestive not of mere mistake or incompetence, but of willful violation and/or systematic deception and denial efforts aimed at concealing nuclear activities from the International Atomic Energy Agency (IAEA);  (e) a nuclear program with little (or no) coherence for peaceful purposes, but great coherence for weapons purposes (
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      e.g.
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
    
  
    , heavy water production in a country the civil nuclear facilities of which use only light water as a moderator, or pursuit of enrichment facilities when other, cheaper energy-producing resources or an outside source of enriched uranium are available, or the pursuit of a full fuel cycle for a civil reactor program too small to provide economic justification for such an effort).”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Not content to provide such analytical openness and rigor with regard only to Article II assessments, moreover, the 2005 NCR provided an extensive discussion of how U.S. officials approached understanding noncompliance with IAEA safeguards as well.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Laboriously cleared through the interagency process, including with all relevant legal offices, these U.S. articulations of compliance standards were unique: as far as I know, this is the only example of any government ever having actually subjected to public accountability and debate the legal and policy framework it applies to such work.  Most governments seem afraid of making clear compliance assessments 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      at all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , in fact, regarding such pronouncements as awkward impediments to the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ad hoc
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     improvisations of day-to-day policy expediency, if such conclusions are even within the competence of national governments at all.  (Some are afraid to take responsibility for such exercises of judgment, preferring to look to the safety in numbers that is to be found in awaiting the judgment of international bodies such as the IAEA Board of Governors or the United Nations.  Other governments simply prefer not to be tied down by the undiplomatic inflexibility of showing fidelity to principle.)  Of those governments that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      are
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     willing to demonstrate independent judgment in making compliance assessments, most prefer not to talk too much about how precisely they reach their conclusions.  Uniquely, however, the United States opted, in 2005, in favor of openness, consistency of principle, and intellectual accountability in making NPT Article II assessments.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Obama NCR
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But that was 2005.  How does the Obama NCR handle these issues in 2010?  Unfortunately, it handles them with a retreat into mystery.  To be sure – and to the Administration’s credit – the most recent Report does retain an extensive discussion of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      safeguards
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     compliance, opting not to leave its readers in the dark in this regard, at least.  Assessing compliance with the NPT’s Article II, however, is another story.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With respect to the two short paragraphs it offers on Article II – a mere 162 words, down from 639 in 2005 – the Obama NCR simply paraphrases the Treaty text (in the first paragraph) and then notes blandly that in making compliance judgments one must “look at the totality of the facts, including information supporting judgments as to the NNWS [non-nuclear weapon state] Party’s purpose in undertaking the nuclear activities in question.”  This, of course, is not wrong, and it remains a mark of at least some progress that the Obama Administration has not entirely abandoned the “purpose test” for assessing the legal impact of dual-use technology.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Beyond this nod to the general idea of “purpose,” however, the Obama explanation is quite empty, even evasive, for the Administration has now 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      dropped
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     all efforts to explain how U.S. officials expect to approach judgments of program intent – particularly where inferences must be drawn on the basis of that same “totality of the facts.”  Clarity is now carefully avoided, and the deletions make the situation even more confusing.  (What is the reader to conclude from the omission of so much of this material?  Have the prior standards been repudiated?  Deemphasized?  Altered?  Or are they simply felt now to be understood or obvious enough that repetition is unnecessary?  What is their status today?  One can only guess.)  We are moving back in the direction, it would seem, of the shadowy world of “trust me” compliance politics – with all the scope for gamesmanship and contestation that this implies.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Last Time Around: The History of “Fudging”
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This watering-down of compliance assessment standards is particularly worrying given the history of U.S. nonproliferation compliance politics in the post-Cold War era.  Throughout much of the 1990s, the Clinton Administration engaged in various struggles over proliferation sanctions issues with the Republican-controlled Congress.  Republican leaders (and some hawkish Democrats) were appalled by the proliferation-facilitating transfers undertaken during this period by foreign governments and entities – to some extent with regard to nuclear technology, but most dramatically with ballistic missiles – and sought to impose penalties on such behavior by enacting mandatory U.S. sanctions legislation.  Under such laws, discovery of a certain type of transfer would trigger specified penalties unless the president waived their application.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This was resisted by the Clinton Administration, however, which resented what it viewed as Congressional infringement of the President’s prerogatives, and which had no desire to let U.S. reactions to proliferation transfers rock the boat in its efforts to maintain congenial ties with countries such as China.  The White House 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      hated
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the idea that if a transfer occurred, U.S. sanctions laws required the president to make a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    choice between 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      punishing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      excusing 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    it – options which, either way, required that the U.S. Government 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      acknowledge
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     malfeasance by the transferor.   Such legal requirements were not conducive to the go-along-get-along “soft power” diplomacy of the Clinton era.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As a result, the Clinton Administration began fudging its proliferation transfer assessments, reasoning that the awkward choice imposed by U.S. sanctions laws could be avoided if a sanctions-triggering transfer could be declared not to have really occurred in the first place.  I do not use the word “fudge” lightly here: it is no slur of mine, but actually President Bill Clinton’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     term.  
    
  
  
                    &#xD;
    &lt;a href="http://www.rand.org/pubs/monograph_reports/MR1285/MR1285.ch4.pdf"&gt;&#xD;
      
                      
    
    
      As he explained in 1998,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     with remarkable candor,
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    “What always happens if you have automatic sanctions legislation is it puts enormous pressure on whoever is in the executive branch to fudge an evaluation of the facts of what is going on.”
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And with this bold admission, that is exactly what he did.  Confronted with U.S. laws imposing sanctions on foreign entities or governments found to have been involved in proliferation transfers, the Clinton Administration adopted the course that the president himself described: it “fudged an evaluation of the facts,” repeatedly dispatching officials to Capitol Hill to explain how various sanctions-triggering transfers that were discovered weren’t really sanctions-triggering transfers after all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The classic example involves M-11 ballistic missiles exported by China.  The George H.W. Bush Administration had 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/sgp/crs/nuke/RL31555.pdf "&gt;&#xD;
      
                      
    
    
      sanctioned China in June 1991 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    for M-11 technology transfers to Pakistan, but the Clinton Administration neither wished to do so nor even to admit that China was engaged in such activity at all– no matter 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      what
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     U.S. law said, and no matter what the facts were.  Accordingly, after U.S. intelligence acquired information that M-11 containers had been delivered to Pakistan, the Clinton Administration apparently declared that this didn’t count because 
    
  
  
                    &#xD;
    &lt;a href="http://cns.miis.edu/archive/country_india/china/mpakchr.htm"&gt;&#xD;
      
                      
    
    
      we couldn’t 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://cns.miis.edu/archive/country_india/china/mpakchr.htm"&gt;&#xD;
        
                        
      
      
        prove
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://cns.miis.edu/archive/country_india/china/mpakchr.htm"&gt;&#xD;
      
                      
    
    
       that these M-11 missile containers actually contained M-11 missiles.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (I’m not making this up.  Remember, after all, that Clinton’s was an Administration that debated “
    
  
  
                    &#xD;
    &lt;a href="http://www.slate.com/id/1000162"&gt;&#xD;
      
                      
    
    
      what the meaning of the word ‘is’ is
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”)  This fudge let the White House avoid the toughest form of mandatory missile proliferation sanctions under U.S. law, 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/db/china/mtcrorg.htm"&gt;&#xD;
      
                      
    
    
      for transferring “Category I” items under the Missile Technology Control Regime (MTCR).
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      A Non-Finding on Iran
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    This compliance assessment gamesmanship under the previous Democratic administration did not involve the Noncompliance Report, because – perhaps for this very reason – the Clinton Administration did not include compliance assessments for MTCR commitments in that document.  (MTCR issues were not added to the NCR until the George W. Bush Administration, which was apparently less interested in “fudging” compliance assessments to protect proliferators from embarrassment.)  Nevertheless, this history of “fudging” makes especially troubling the Obama Administration’s deletion of detailed discussions of U.S. compliance analysis standards under the NPT’s Article II.  Why was it so important to water things down?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One might, in fact, think that it is particularly important today to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      maintain
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     analytical rigor.  The United States is presently locked in a diplomatic standoff with Iran and its apologists over issues of nuclear nonproliferation noncompliance – a struggle in which the legal implications of dual-use technology are precisely at issue.  Iran and its friends claims its nuclear program is a purely legitimate and entirely innocent one devoted to civilian energy production.  Most observers think this is nonsense, and that Iran’s efforts are clearly aimed at developing a nuclear weapons capability.  Essentially alone, however, the United States has hitherto been willing to describe Iranian noncompliance in terms that specifically include violation of the NPT’s Article II.  (From the beginning of the Iranian crisis, most governments have spoken only vaguely of Iran’s “nonproliferation obligations,” leaving wiggle room for letting Tehran off the hook in return merely for returning to compliance with 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      safeguards – 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    that is, allowing IAEA inspectors to watch while the country builds the infrastructure for producing fissile material it will eventually use in weapons.  To this all have now added noncompliance with U.N. Security Council resolutions, a type of violation that can be made to evaporate whenever the Council wishes.  Article II violations, however, seem to scare most diplomats: they are so ... 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      weighty.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    )   What a time for America to retreat from openness and accountability on this very issue!
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As a deliberate evasion of accountability – a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      policy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     choice in favor of opacity and compliance assessment wiggle room that could facilitate and conceal Clinton-style “fudging” as easily as mask intellectual laziness – the current NCR’s phrasing on Article II standards cannot help but make U.S. nonproliferation diplomacy more difficult.  Such a retreat from openness and probity is disappointing.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But things are far worse than that.  The Obama NCR does not simply retreat into evasions when it comes to articulating how it does Article II compliance assessment: disgracefully, it does this for a reason, for it also actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      retreats from the U.S. Government’s prior Article II assessment on Iran
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As we have seen, the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      chapeau
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to the 2010 NCR’s section on the NPT tips its hat to the idea of assessing program intent (“purpose”) in making Article II compliance assessments.  When it comes to Iran, however, the Obama Administration actually refuses to discuss purpose at all.  Even though more information is (publicly) available now about actual Iranian weaponization work, the new NCR never declares Iran’s program to be designed to further its nuclear weapons ambitions.  (In this respect, in fact, the Obama NCR actually says less about Iran’s intentions than did the 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=431"&gt;&#xD;
      
                      
    
    
      January 1993 Noncompliance Report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and every NCR since then, which assessed Tehran to be developing a nuclear weapons program.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Moreover, the Obama NCR takes pains to repeat the mischievous phrasing from the unclassified “Key Judgments” section of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.dni.gov/press_releases/20071203_release.pdf"&gt;&#xD;
      
                      
    
    
      2007 National Intelligence Estimate (NIE) on Iran
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – language drafted on a jaunt through the intelligence bureaucracy by one of the very State Department officials whom the Clinton Administration used to send to Capitol Hill to explain why missile transfers weren’t really missile transfers, and who has now been duly rewarded with a political appointment in the Obama State Department – that Iran has “halted” its nuclear weapons program.  This language was misleading enough in 2007, but the Obama Administration now makes it more so, because the current NCR declares simply that “Iran had a comprehensive nuclear weapons development program that was ordered halted in [the] fall [of] 2003.”  It does not bother to reiterate the NIE footnote making clear that this “halt” only applied to outright weaponization work, and thus did not necessarily mean that Iran had abandoned its nuclear weapons ambitions, or that Iran did not intend its uranium enrichment and plutonium reprocessing to support such ambitions.  As senior U.S. intelligence officials have long made clear in explaining the 2007 NIE, only 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      some
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the “component parts” of Iran’s nuclear weapons program, and indeed perhaps “
    
  
  
                    &#xD;
    &lt;a href="http://www.nysun.com/national/us-spy-chief-retreats-on-iran-estimate/70818/"&gt;&#xD;
      
                      
    
    
      the least significant” portion
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , allegedly stopped in 2003.  Allied intelligence agencies – and even Obama intelligence officials – are also reported now to think that 
    
  
  
                    &#xD;
    &lt;a href="http://www.reuters.com/article/idUSTRE60I5W420100119"&gt;&#xD;
      
                      
    
    
      Iranian weaponization research has restarted.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     Such crucial details, however, are not offered in the Obama NCR today.   All we are told 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      there
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is that Iran’s weapons program has “halted.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Obama Administration cannot avoid the fact that the U.S. Government previously found Iran to be in violation of Article II, and the new NCR admits – albeit apparently just as a matter of historical record – that “[i]n the 2005 Report, the United States found that Iran had violated the ‘seeking or receiving any assistance’ provision of Article II.”  In keeping with its misleading appropriation of (some of) the (apparently outdated) language of the 2007 NIE, however, the Obama Administration undermines that 2005 Article II assessment, noting merely that there indeed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      was
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     “evidence that in the past Iran received assistance that could be used in the manufacture of nuclear weapons.”  One cannot fail to notice the pointed reference to “the past.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Is Iran 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      currently
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in violation of Article II?   The Obama Administration apparently thinks not: it finds violations of IAEA safeguards, a violation of the NPT’s Article III (relating to safeguards), and violation of U.N. Security Council resolutions, but there is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      no
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     finding of Iranian Article II noncompliance anywhere in the 2010 Noncompliance Report.  The only current problem that the Obama Administration identifies in this regard is simply that “Iran refuses to resolve concerns regarding its former nuclear weapons program.”  (Note the use of the term “former.”)  The Obama Administration has apparently decided that Iran is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in violation of Article II of the NPT.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.         
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       Fudging ... Again
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
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                    The picture thus becomes clear, and we now see why it was necessary for the Obama Administration to delete the NCR’s discussion of “warning signs” or “indicia” suggestive of illicit nuclear weapons intent for purposes of Article II compliance analysis.  The Obama NCR concedes that nuclear weapons “purpose” 
    
  
  
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     legally relevant, but it does not wish actually to be held accountable for 
    
  
  
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     how it assesses such things, or fails to.  Such accountability would force it to explain why it now refuses to declare Iran to be in violation of Article II of the NPT.
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                    (Such scrutiny would be very hard to bear.  Secretary of State Clinton says “
    
  
  
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      Iranian intentions”
    
  
  
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     are bad, and claims to be dedicated to preventing Tehran from acquiring nuclear weapons, but what does she think Iran’s actual intentions are?  Could the Obama Administration possibly think that Iran’s purpose is 
    
  
  
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     to develop nuclear weapons?  If so, Obama diplomacy on Iran is appallingly dishonest and the NCR’s 
    
  
  
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     a rather foolish admission thereof.  If not, the administration will be hard-pressed to sustain its retreat on compliance assessment in the new Report:  why, pray tell, 
    
  
  
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     Iran’s Article II violation?  By its nature, fudging does not look too good in daylight.)
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                    Previously, the U.S. found Iran to be in violation of 
    
  
  
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      both
    
  
  
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     the “seeking or receiving any assistance” 
    
  
  
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     the “not to manufacture or otherwise acquire” portions of Article II.  The Obama Administration’s selective retelling of the fact of that 2005 finding carefully ignores the second provision, however – as well it must, if it is to pretend that no Article II violation currently exists.  (It is, after all, under the “manufacture” prong of Article II that program intent can most directly affect the legality of dual-use technology, even if such technology is indigenously produced and thus does not constitute “assistance” from elsewhere.  This is a critical issue in the current U.S. diplomatic confrontation with Iran.)  This is also why the discussion of “warning signs” had to be erased: as applied to Iran, such indicia point too obviously toward an inference of Iranian weapons intent, and hence an Article II problem.
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                    This, then, is pretty craven stuff: the Obama Administration has dumbed down its NPT compliance analysis in order to permit it to absolve Iran of currently being in violation of Article II.  Assuming it has bothered to read the 2010 Noncompliance Report, Tehran will no doubt be delighted at the news.  Anyone with a nostalgic attachment to intellectual integrity and honesty in U.S. compliance assessment, however, should be less pleased.  M-11 missiles, anyone?
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    -- Christopher Ford
    
  
    
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      <pubDate>Mon, 23 Aug 2010 21:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p439</guid>
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      <title>Nuclear Testing and the Noncompliance Report</title>
      <link>http://www.newparadigmsforum.com/p431</link>
      <description>Critiquing the treatment of nuclear testing in the Obama Administration's new Noncompliance Report.</description>
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        In July 2010, the U.S. State Department issued the most recent edition of its Congressionally-mandated report, 
        
      
      
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            Adherence to and Compliance with Arms Control, Nonproliferation, and Disarmament Agreements and Commitments
          
        
        
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         This report, which is required by statute, is prepared by the Department’s Bureau of Verification, Compliance, and Implementation (a.k.a. “VCI” in Department jargon), but it is exhaustively cleared by a long list of interagency offices and organizations within the Department, across the policy community, and in the intelligence bureaucracy.  Commonly known as the “Noncompliance Report” (NCR), this document articulates the official position of the U.S. Government, as a whole, on which countries are in compliance with their obligations, and (usually more interestingly) which are not. 
      
    
    
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        It is a document worth studying, not only for what it tells the reader about the subjects it addresses, but sometimes also for what it says about the U.S. Government that produces it.  In this case, to pick one example – and I shall likely deal with more NCR issues in future postings – the treatment of nuclear testing in the 2010 NCR is of special interest.  It may tell the reader more about the Obama Administration itself than it actually does about nuclear testing.  But first, some history.
      
    
    
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                    I.         
    
  
  
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      NCR History and Evolution
    
  
  
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                    The NCR is today a product of the U.S. State Department, but it was previously drafted by the Arms Control and Disarmament Agency (ACDA), at least until that organization was folded into  State at the end of the 1990s.  In ACDA days, NCRs were spare documents, containing carefully-written and sometimes pointed conclusions, but seldom offering much detail.  Notably, however, the NCRs seem to have had an impressive record at flagging emerging compliance issues.
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                    Today, when even the best and most accurate U.S. Intelligence Community (IC) assessments on weapons of mass destruction (WMD) have to labor in the  shadow of the gravely flawed  IC analyses done on Iraqi WMD from the mid-1990s through early 2003, it is perhaps reassuring to remember that history shows that the NCR – which is not actually an intelligence product but rather the output of compliance analysts in the policy community, informed by intelligence analysts and international lawyers – got some key issues right.
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                    ACDA played a prominent role in calling attention to the Soviets’ violations of their arms control obligations, pursuing with vigor and persistence during the 1980s the issue of Moscow’s construction of an anti-ballistic missile (ABM) radar at Krasnoyarsk, in violation of the ABM Treaty of 1972.  At the beginning of the 1990s, just before the USSR collapsed, ACDA also raised concerns about whether the Soviets had complied with the Intermediate-range Nuclear Forces (INF) Treaty of 1987 with regard to SS-23 ballistic missiles transferred to Warsaw Pact allies.  Information received in mid-1991 by U.S. authorities subsequently indicated that East Germany, Czechoslovakia, and Bulgaria had indeed fielded a total of 24 such missiles, and that the Soviets had apparently had warhead-transfer arrangements with these governments.  Moscow, therefore, had indeed “probably violated the Elimination Protocol” of the INF Treaty with regard to how it declared and handled re-entry vehicles associated with and released from these cooperative programs.
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                    More dramatically, in January 1993, the ACDA-drafted NCR prepared at the end of the George H.W. Bush Administration assessed that Iran had demonstrated a continuing interest in nuclear weapons and related technology, with a special emphasis upon developing centrifuge technology, and that Tehran was in the early stages of developing a nuclear weapons program.  (There may in fact have been earlier public warnings about Iran’s nuclear program – which we now know began in the mid-1980s – but I have not myself seen anything dating from before 1993.)  These alarms about Iran were repeated in NCRs published from 1994 through 1999, and into 2003, by which point the world was indeed beginning to learn a great deal about Iran’s nuclear ambitions, and the previously secret centrifuge facility at Natanz was being visited by International Atomic Energy Agency (IAEA) inspectors.  (By 2005, the NCR was able to offer a detailed analysis of Iran’s activity, in large part based upon information publicly available from the IAEA, and to offer a formal U.S. Government compliance finding that Tehran had violated Articles II and III of the NPT, as well as its safeguards agreement.)
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                    The January 1993 NCR also got Libya right, raising concerns about that country’s compliance with its Nuclear Nonproliferation Treaty (NPT) and IAEA safeguards obligations.  This, mind you, was fully a 
    
  
  
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     before Libya admitted having a nuclear weapons program.  (Muammar Qaddafi determined at the time of the U.S.-led ouster of the Saddam regime in Iraq that it would be prudent to allow U.S. and British experts to inspect and eliminate all his WMD in a groundbreaking cooperative program: he began negotiating with CIA and British intelligence officials about this in March 2003, just before the Iraq invasion, and publicly committed to the elimination of these programs before the end of that year.  The VCI Bureau coordinated the U.S. interagency effort in 2004 to oversee and verify this elimination.)
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                    The form and structure of the NCR have evolved over time.  Modern editions of the report are more detailed than they used to be, back when the NCR was prepared by ADCA.  Starting under the Bush Administration – under State Department officials such as Under Secretary John Bolton and Assistant Secretary Paula DeSutter, who were determined to reverse years of Clinton-era soft-pedaling of nonproliferation violations – the report was expanded.  (Full disclosure: I was the Principal Deputy Assistant Secretary in DeSutter’s bureau at the time.)
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                    During this period, the Report was expanded  to cover missile proliferation commitments, as well as to offer more detailed explanations of the 
    
  
  
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     that U.S. officials applied in making compliance determinations in the nuclear field, and to offer considerably greater detail with regard to the 
    
  
  
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     at issue in each case.  The drafters also took pains to prepare not just an unclassified version of the NCR for public release but also editions at the SECRET and TOP SECRET/SECURE COMPARTMENTED INFORMATION (a.k.a. TS/SCI) levels for use by cleared U.S. decision-makers with a need to know such detail.  (More than one noncompliance assessment of a particular country, in fact, was classified in its entirety: some issues could not even be mentioned at the unclassified level without compromising intelligence sources and methods.)
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                    Another improvement to the NCR adopted in the early 2000s was the expansion of each country discussion in order to provide specific information on the “History of Compliance Evaluation,” country “Actions,” and “Compliance-Related Dialogue and Analysis.”  It was felt important to provide this additional information, on the grounds that readers in Congress and within the Executive Branch, especially anyone who did not have 
    
  
  
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     NCRs in front of them, needed some picture of what had come before in order properly to assess what was being assessed now.  And so the NCRs expanded, most prominently with
    
  
  
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       the 2005 edition of the Report
    
  
  
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    .  (An 
    
  
  
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      edition had been issued in 2003,
    
  
  
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     but its drafting occurred too early for most of these Bush Administration reforms to have much effect.)
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                    Especially in the charged compliance-assessment environment of nonproliferation policy after the 2003 invasion of Iraq, these innovations helped make the NCR a very difficult document to produce and clear through the interagency process.  In an era when the United States might perhaps even 
    
  
  
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     a country deemed to be sufficiently threateningly in violation of its WMD obligations, compliance assessments were understood to be of potentially 
    
  
  
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     importance, and they unsurprisingly became a subject of considerable contestation within the bureaucracy.  (For a discussion of some of VCI’s travails with politicized reactions within the State Department to compliance-related information, see 
    
  
  
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      my NPF posting of January 4, 2010.
    
  
  
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                    Quite apart from the stakes involved, moreover, the new NCR format was much more comprehensive than earlier versions, and required correspondingly more time and effort both in its preparation and in the long and painful process of interagency clearance.  For both of these reasons – the drafters’ ambitions for the NCR, expressed in its greatly increased factual and analytical detail, combined with the degree to which interagency counterparts felt it necessary to fight over its contents now that NCRs actually seemed important – the Bush Administration never managed to make the document an “annual” report.  As noted, only two were produced during that period: in 
    
  
  
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      2005
    
  
  
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                    Well, the Obama Administration has now produced its 
    
  
  
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     NCR – a modified version of a lengthy draft that had been circulated by DeSutter’s VCI late in the Bush presidency, only to run aground in the process of obtaining clearance from interagency bureaucrats all too well aware that George W. Bush would not have a third term in office.  This is not the place to discuss the 2010 NCR in much detail.  In this first NPF posting about the new NCR, however, I would like to flag one issue that jumped out at me: its treatment of nuclear testing.
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                    II.          
    
  
  
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      Compliance with Nuclear Test Moratoria
    
  
  
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                    Anyone comparing 
    
  
  
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     to its predecessors will notice the addition of a completely new section: the NCR’s first-ever treatment of “moratoria on nuclear testing.”  This new section, however, is remarkably short: a mere paragraph, dropped into the Report as a seeming afterthought at the very end, on page 92.  In its entirely, this new section reads as follows:
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      “By September 1996, each of the nuclear-weapon States (NWS) under the NPT (China, France, the Russian Federation, the United Kingdom, and the United States) had declared a nuclear testing moratorium and had signed the Comprehensive Test Ban Treaty (CTBT), which has not yet entered into force.  Although the scope of each moratorium has not been publicly defined, there were no indications during the reporting period that any NWS engaged in activities inconsistent with its declared moratorium.” 
    
  
    
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                    For such an important – and contentious – topic, this is a notably cursory treatment, and one which begs more questions than it answers.
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                    This appears to be the first time any NCR has ever treated nuclear testing moratoria, but there is no discussion of the history of compliance with these pledges since their adoption in the 1990s.  Indeed, the NCR purports only to pronounce upon what occurred “during the reporting period” of this Report, a range of dates which is not specified but presumably means only the last few years – 
    
  
  
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    , since the data cutoff point for the 2005 NCR.  The phrasing of this section suggests that violations 
    
  
  
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     have occurred earlier, but we have no way of knowing whether that is the case because of the Obama report’s decision to limit its inaugural discussion of the subject to the 
    
  
  
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     “reporting period.”  Countries’ behavior between 1996 and c.2004 is not discussed.  (One wonders why.  If the intention is to demonstrate that these countries take their test-ban promises seriously, and in fact they do, why not describe the whole period?)
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                    Moreover, the Obama text expressly notes that “the scope of each moratorium has not been publicly defined” even as it blithely announces that there are “no indications” that any of these moratoria has been broken.  It is not at all clear what this means, if anything.  If we don’t know how the moratoria are to be interpreted, how do we know what an indication of noncompliance would look like?
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                    The new NCR section, therefore, is a very strange one.  To summarize, the Obama Administration seeks to reassure us that although we have no idea what anyone else actually means by these no-testing pledges, there is no reason to believe that anyone has broken them – or at least not recently, anyway.  Wow.
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                    The reader would do well to compare the empty nothingness of the Obama NCR’s gratuitous test-moratorium assessment to the discussion of CTBT in the 
    
  
  
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     appointed by Congress to articulate a consensus position within the U.S. policy community on nuclear weapons issues.  The commissioners – led by two former Secretaries of Defense – were given access to U.S. Government information on both the classified and unclassified levels, studied these issues extensively, and indeed did issue a unanimous report.  Or rather, an 
    
  
  
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     unanimous report.
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                    Interestingly, the CTBT was the sole topic on which the commissioners did 
    
  
  
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     reach a consensus position.  Instead, they split into “pro” and “anti” factions, each offering a brief section in the final report articulating their opposing arguments.  This is not the place to get into the merits of CTBT, but the SPRC’s treatment of CTBT helps explain both why the Obama Administration felt it necessary to mention the test moratorium issue at all, 
    
  
  
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     why the 2010 NCR’s compliance finding was so embarrassingly insubstantial.
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                    To my eye, the most interesting thing about the SPRC commissioners’ CTBT debate was not the fact of their disagreement or the substance of their arguments – for 
    
  
  
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      those
    
  
  
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     battle lines have been starkly drawn for years – but the new tidbits of information their clash tossed into the public record.  Notably, the anti-CTBT commissioners raised the following argument:
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    “the treaty remarkably does not define a nuclear test. In practice this allows different interpretations of its prohibitions and asymmetrical restrictions. The strict U.S. interpretation precludes tests that produce nuclear yield. However, other countries with different interpretations could conduct tests with hundreds of tons of nuclear yield – allowing them to develop or advance nuclear capabilities with low-yield, enhanced radiation, and electro-magnetic-pulse. Apparently Russia and possibly China are conducting low yield tests. This is quite serious because Russian and Chinese doctrine highlights tactical nuclear warfighting. With no agreed definition, U.S. relative understanding of these capabilities would fall further behind over time and undermine our capability to deter tactical threats against allies.”
  

  
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                    In response, the pro-CTBT commissioners argued, in effect, that with regard to the merits of CTBT ratification, it did not really 
    
  
  
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     whether Russia and China were conducting low-yield tests.  “Foreign nuclear programs,” they said, “would pose far greater threats to U.S. security without a CTBT than with a CTBT,” because “[a]bsent the treaty, other states could develop and test new or improved weapons without constraints.”  Interestingly, however, the pro-CTBT commissioners never contested the point that Russia (“apparently”) and China (“possibly”) have been conducting secret nuclear testing – an assertion that, to my considerable surprise, survived declassification review. Rather, they merely argued that the situation would be worse 
    
  
  
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      without
    
  
  
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     CTBT.
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                    This, then, was the context for the Obama Administration’s inclusion of a test-ban moratorium discussion in the NCR.  The administration has made much – rhetorically, at least – of its support for CTBT ratification, and has pledged to reverse the U.S. Senate’s 1999 rejection of that treaty.  How awkward it must have been, therefore, that the SPRC last year drew attention to the issue of secret Russian and Chinese nuclear testing by raising it for the first time in public.
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                    Keen to promote the merits of CTBT, the Obama Administration apparently thus felt it politically necessary to put at least 
    
  
  
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      something
    
  
  
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     reassuring on the record about other countries’ compliance with no-testing pledges.  Don’t worry, it wants the reader to conclude: countries that promise to stop testing really 
    
  
  
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      do
    
  
  
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     stop, so we should be comfortable with CTBT.
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                    Yet this new compliance finding, if one can call it that, does not reassure.  Indeed, the new section in the NCR actually 
    
  
  
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      highlights
    
  
  
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     the problem identified by the anti-CTBT SPRC commissioners.  By the Obama Administration’s own admission, we don’t know what definition of “testing” to apply in analyzing compliance with other powers’ no-testing pledges.  As a result, we might indeed be able to claim that we have no indication of noncompliance, but this means little because we can’t define a violation in the first place.
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                    The new NCR discussion is thus a microcosm of the analytical problems presented by CTBT, for this is 
    
  
  
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      precisely
    
  
  
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     the point the anti-CTBT commissioners were making about the CTBT itself: because it lacks a definition of nuclear testing, it opens the door for subjective definitional gamesmanship in pursuing certain types of tests 
    
  
  
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      without
    
  
  
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     “violating” the treaty.  And if Russia and perhaps China are taking advantage of the non-existence of a definition in their policy moratoria, why would they not game the similarly non-existent definition in CTBT?  And if they do, does the 2010 NCR now establish a precedent for finding “no indication” of a CTBT violation 
    
  
  
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      even if low-yield nuclear testing continues
    
  
  
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      ? 
    
  
  
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                    The new moratorium discussion in the Obama NCR is thus rather a mess.  It seems to be designed to create the 
    
  
  
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      impression
    
  
  
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     that all is well, but it leaves the real questions unanswered and the real issues unaddressed, even while setting a worrying precedent for the future.  Its inclusion was not a proud day for the venerable Noncompliance Report.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 16 Aug 2010 01:51:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p431</guid>
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    <item>
      <title>The Arab-Israeli Peace Process and Herzl’s Dilemma</title>
      <link>http://www.newparadigmsforum.com/p377</link>
      <description>Musings on the Arab-Israeli peace process: the tension between having an ethnic state and having a democracy, why this offers a chance for peace, and why the rise of Islamic radicalism could scupper everything ....</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    Last month, I spent a fascinating week traveling in Israel with a group of fellow Washington, D.C. think-tankers from across the political spectrum.  As you might imagine, the conversations we had there returned again and again to two main issues: Iran’s pursuit of nuclear weapons and the Israeli-Palestinian peace process.  In several full days of meetings with officials, academics, and other experts in Jerusalem, Tel Aviv, and Ramallah – among other places – we managed to circle back to these themes from many different directions, and in discussions often delving into great detail.
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                    One of my most intriguing impressions from the trip, however, had little to do with the minutiae of the policy programmatics of Iran sanctions, the current state of its weapons program, the religious drift of post-Kemalist Turkey, the challenges of infrastructure development in the West Bank, the 
    
  
  
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      Fatah
    
  
  
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    -Hamas split within the Palestinian movement, President Obama’s rocky relationship with Prime Minister Netanyahu, what happens when the Israeli settlement “freeze” and the Arab League’s negotiating mandate for the PLO both expire this autumn, or whether the current crop of negotiators might be able to close the seemingly small remaining gaps between them on a peace settlement.  Instead, it had to do with a very broad-brush issue: the very character of Israel itself as “the Jewish State.”  This status, I came to feel, was in a strange way both deeply problematic 
    
  
  
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      and
    
  
  
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     the potential engine for a solution to the Palestinian question – at least if the Palestinians can manage their 
    
  
  
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      own
    
  
  
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     troubling tensions between ethno-national and religious identity.  And so I undertook to write about it.
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                    Arab-Israeli issues are a new subject for this website, and not an easy one.  Indeed, I venture into these waters with much trepidation, given their complexity and intractabilty, and the strong feelings the topic elicits.  But 
    
  
  
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      New Paradigms Forum
    
  
  
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     aspires to be the locus of broad-ranging policy discussion and debate, so here goes ....
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                    I.          
    
  
  
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      Herzl's Dilemma
    
  
  
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                    The challenge faced by early Zionist leaders was closely bound up with the problem of a distinct people finding itself surrounded by a larger and often dangerously hostile population.  The founder of the movement, Theodore Herzl – who came upon his Zionism the hard way, in the bitter disillusionment of an assimilated Jew shocked to find, as a journalist following the Dreyfus Affair in Paris, how thin was the veneer of acceptance afforded his coreligionists in Europe at the time – acutely felt the dangers of submersion in a hostile majoritarianism.  As he wrote in his seminal work 
    
  
  
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      The Jewish State
    
  
  
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     (1896), “[t]he majority may decide who are the strangers.”  A Jewish homeland was thus in his view a necessity precisely in order that there exist 
    
  
  
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      somewhere
    
  
  
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     on the planet a state in which Jews were that majority.
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                    Yet Herzl and the early Zionists seem clearly to have understood that Zionism was in some respects problematically entangled with questions of majoritarian self-governance.  This was true in the obvious sense that the Zionist project was ineradicably grounded upon a dream of self-rule by Jews in their own land, but also in the sense that the success of their project depended on the territorial self-determination this implied being one that did 
    
  
  
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      not
    
  
  
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     encompass too many 
    
  
  
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      non
    
  
  
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    -Jews.  Herzl seems not to have envisioned Zionist politics as being anything other than genuinely democratic, but in order for this to be the case it would be necessary to ensure that Jews outnumbered non-Jews in their homeland.  This is why he felt that immigration to the Holy Land was “futile unless we have the sovereign right to continue such immigration” until Jews had the majority necessary to ensure the character of their state as a specifically 
    
  
  
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      Jewish
    
  
  
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     state without traducing democratic values.  Demography – the weight of raw numbers – was for them the key to avoiding a terrible a choice between the ideal of a “Jewish” state and the ideal of democracy.
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                    After the First World War, as the Western powers debated what to do about the “Jewish problem” in the wake of the breakup of the Ottoman Empire and Britain’s endorsement (in the Balfour Declaration of 1917) of the idea of a Jewish homeland, a commission set up by President Woodrow Wilson took the view that “a national home for the Jewish people” simply 
    
  
  
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      could not
    
  
  
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     mean creating a specifically Jewish state because this would 
    
  
  
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      inherently
    
  
  
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     entail prejudice to the civil and religious rights of existing non-Jewish communities in Palestine.  On the basis of the demographics of the time, such arguments were not without some force.
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                    On the eve of the Second World War, Britain cut back Jewish immigration to Palestine, purportedly on these very grounds.  Continuing to adhere to the theory that the purpose of its League of Nations Mandate there was to prepare the territory for self-government, London now declared that it was 
    
  
  
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     part of British policy “that Palestine should become a Jewish State.”  Evidence submitted to an Anglo-American committee of inquiry in 1945 highlighted the majoritarian dilemma that had been noted by Herzl himself in his comments on immigration, with Arab representatives observing acidly that there was “something inconsistent in the attitude of Zionists who demand the establishment of a free democratic commonwealth in Palestine and then hasten to add that this should not take place until the Jews are in a majority.”  The committee’s recommendation was that Palestine not be considered the proprietary property of 
    
  
  
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      any
    
  
  
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     particular group at all: it should be 
    
  
  
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      neither
    
  
  
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     a “Jewish” state 
    
  
  
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      nor
    
  
  
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     an “Arab” one.
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                    II.          
    
  
  
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      The Shadow of Demography
    
  
  
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                    This tension has echoed down through the years, and helped shape the ideological and political contours of Israel’s struggle with the Palestinians.  In this conflict, both sides for years claimed the “right to exist” as a polity defined in specifically proprietary ethno-nationalist terms, and these claims proved entirely irreconcilable as long as they referred to the same piece of sacred ground.  This is why, for instance, Israeli officials have so long demanded recognition of Israel’s “right to exist” – a phrase that goes a step beyond merely asserting the right of an already-existing country to defend itself, by implying Israel’s right to exist 
    
  
  
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      as a specifically Jewish state.
    
  
  
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     Not missing the point, Arab officials long contended that Judaism was merely, as the Palestinian National Charter put it in 1968, “a religion, … not an independent nationality.”  Denying the Jews an ontological status capable of sustaining claims to nationhood was one way to preclude having to make any accommodation with the specifically 
    
  
  
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     claims that would result from accepting the Zionist premise.  (For their part, the Palestinians long complained that Israel “denied our existence” as “a Palestinian people.”  This wasn’t quite true, but Israeli leaders 
    
  
  
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     sometimes suggest that democratic Palestinian “self-determination” could be perfectly well satisfied within the territorial confines of, say, Jordan.)
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                    As Herzl recognized from the start, demographics were central to the problem.  Arab leaders, including the 
    
  
  
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     movement within the PLO, claimed for many years not to desire genocide 
    
  
  
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      per se
    
  
  
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    , but their program of action expressly involved the liquidation of the “Zionist entity”: the destruction of the Jewish 
    
  
  
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      polity
    
  
  
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     in the region 
    
  
  
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      as such
    
  
  
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     – that is, not necessarily as a state but as a specifically 
    
  
  
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     state.  For a while, as a result of several waves of Jewish migration to Israel, the demographic tables were sufficiently turned since Woodrow Wilson’s day that this was a distinction without a difference, for ending the Jewish character of the polity, as Yehoshafat Harkabi once noted, inherently meant something very akin to genocide.  In order for “Palestine” to have the 
    
  
  
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     character the Palestinians desired, in other words, it would be necessary to evict or kill enough Jews to make them into a minority incapable of standing in the way of Arab majoritarianism.  Jewish numbers thus ensured that what Harkabi termed “policide” effectively equated to genocide.
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                    But Harkabi’s equation is not a law of nature, for it rests merely upon the contingent weight of numbers, which can change – and are changing.  And here is where I think the contemporary politics of the Israeli-Palestinian conflict are in some ways more deeply bound up with Herzl’s dilemma than at any other time since the earliest years after Israel’s founding.
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                    III.          
    
  
  
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      The Weight of Numbers
    
  
  
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                    There are today some seven million people living in Israel proper, of whom some three-quarters are Jews.  With this commanding population ratio, the “Jewishness” of the state might seem secure.  But this proportion has been secured over time in large part through 
    
  
  
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     (“ascent”), the Jewish practice of emigration to Israel.  Between 1948 and 1951, for instance, the population of Israel doubled, with the arrival of over 600,000 new migrants.  From 1989 until the end of 2003, moreover, a further 950,000 or so Jews from the former Soviet Union arrived.  Scores of thousands of Ethiopian Jews – many of them brought to Israel in dramatic airlift operations – have also added to Israel’s population.
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                    By comparison to Israel’s five million Jews, the number of Palestinians in the 
    
  
  
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     is quite formidable: there are said today to be perhaps more than seven million Palestinian refugees and displaced persons, including those displaced in 1948 and 1967, and their descendants.  Many of these are in surrounding Arab-ruled countries (
    
  
  
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    , Jordan), but the West Bank and Gaza are said to have a combined total of something upwards of 3.8 million inhabitants.
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                    These raw numbers make clear that Herzl’s dilemma is still very much with us, and explain much about the bitter contours of the Israeli-Palestinian conflict, not least the Palestinians’ insistence for so many years upon a “right of return” of 
    
  
  
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     of these displaced persons to their (or their families’) original homes in what is today Israel – an insistence that corresponds precisely to Israel’s firm determination that widespread exercise of no such “right” can ever be permitted.  It also explains why immigration of Jews to Israel has long been considered, in the words of former Israeli Ambassador to the United States Daniel Ayalon, “the ultimate means to securing the future of the state of Israel and the Jewish people.”
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                    Yet this “ultimate means to securing the future” for Israel is petering out, for the Jewish State has largely tapped out the world’s large reservoirs of potential Jewish migrants and is starting to feel the press of Arab numbers – even within Israel itself, where 
    
  
  
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                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Israeli citizens have a birth rate roughly double that of the Jewish population.  (The largest single pool of potential Jewish migrants outside Israel is the United States, but they seem unlikely to move in significant numbers.)  Emigration to Israel stands today at a fraction of what it once was – dropping from 185,000 in 1990 to a mere 13,000 in 2003, and still reaching only 16,000 in 2009 after much effort had been put into encouraging it – and it is not particularly welcome unless it is Jewish.  (In 2005, for instance, the Israeli cabinet voted to approve an emergency amendment to the Citizenship and Entry to Israel Law that limited the number of Palestinians who could receive Israeli citizenship, via marriage to an Israeli Arab, to a paltry 200-250 a year.)  Israel, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as a Jewish state
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , is apparently starting to feel the pinch.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The shadow of this demography is visible throughout Israel’s interactions with the Palestinians.  As early as 1969, Yasir Arafat adopted the idea of a “democratic, progressive State in Palestine” as a plank of his propaganda campaign.  In this regard, he made his basic political point of raw majoritarian power clear enough: “The majority of the inhabitants of any future State of Palestine will be Arab, if we consider that there are at present 2,500,000 Palestinian Arabs of the Moslem and Christian faiths and another 1,250,000 Arabs of the Jewish faith who live in what is now the State of Israel.”  It was in this context that “democracy” became an objective for the Palestinians.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And Israel has not been unmindful of this – nor in any way eager to speed the arrival of the point at which it might actually have to face the fateful choice between its democratic ideals and its Jewish identity.  Promoting 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      aliyah
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     has been one key to the country’s postponement of such a day of reckoning, but Israel’s still-favorable population ratio has also been secured by 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     annexing to the country the territories seized in the 1967 war.   Some Israelis still regard these lands as inherently part of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Eretz Yisrael
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by divine right, but it has apparently been clearly understood that the sheer number of Palestinians there ensure that without some kind of horrific “ethnic cleansing,” these lands 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      cannot
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     remain Israeli and Israel remain both a Jewish and a democratic state.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is presumably has much to do with why Israel finally agreed to the principle of a two-state solution based upon talks with the PLO, as enshrined in the Oslo Accords of 1993 that were negotiated as part of the peace process that grew out of the Madrid Peace Conference of 1991.  And it is surely also why even the arch hardliner Ariel Sharon – infamous for his role in permitting Lebanese Christian militiamen to enter the Shabra and Shatila refugee camps in Lebanon to massacre Palestinian and Lebanese refugees in 1982 – opted to withdraw Israeli forces from Gaza in 2005.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, in the religiously and ideologically charged environment of the Arab-Israeli conflict, the seemingly small details of a two-state solution that remain to be worked out (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , Jerusalem) may yet preclude agreement.  Nevertheless, remarkable progress has been made, to the extent that I found it astonishing how frequently I was told in Israel that “everybody knows” the basic contours of what peace will look like.  Demography seems to have given the Jewish State a profound interest in a two-state solution to the Palestinian-Israeli mess, not merely on the commonly-asserted “land-for-peace” grounds that Israel’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      security
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     interest is furthered by agreeing to a Palestinian homeland in the Occupied Territories, but also because such an answer will help Israel avoid the deep identity quandary of Herzl’s dilemma: the tension in Zionism between being a Jewish state and being a democratic one.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The New "Nationalism" of the Extremists
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That said, it is not enough for there to be a real chance for peace that Israel has come around to the view that a two-state solution is desirable – and sooner rather than later.  As the saying goes, it takes two to tango, and it is also necessary for the Palestinians to have come around.  And here too, my impression is that we stand at a critical crossroads.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Despite its penchant in the early days for recycled pseudo-Marxist agitprop, the PLO’s claim seems to me always to have been a fundamentally secular nationalist one.  Like the Zionists, the Palestinians claimed a specific and territorially-rooted national identity of a sort that would not be entirely out of place in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      land-und-volk
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     tradition of European nationalist imaginings.  It, too, was a nationalism assumed to have lain dormant for centuries, but which had now awakened in its glory to escape years of oppression and to lay exclusive claim to its sacred land.  (In this respect, some of the rancor of the encounter between the Zionists and the Palestinians may have lain not in the mutual ignorance often assumed by conflict resolution experts, but in the fact that they understood each other all too well.)  The Palestinians’ traditional goal has been what Arafat described to the Arab Summit in October 2000: the exercise of their “natural right to self-determination.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet the Palestinian cause has 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      also
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     been in the throes of an identity crisis, a challenge in many ways more acute even than that which looms for the Jewish State in confronting Herzl’s dilemma.  The split between the old-school secular nationalists of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Fatah
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and the Islamists of Hamas is far more than just a garden-variety power struggle.  It is a deep identity struggle between a European-ish secular nationalist identity and a new variety of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      religious
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     self-understanding that is not defined in traditional nationalist terms; this battle is being waged to define what the Palestinian cause actually means.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Hamas and its supporters find the basically secular nationalism of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Fatah
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to be anathema.  For these Islamists, as the Hamas Charter of 1988 put it, “nationalism” (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      wataniyya
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ) is “part and parcel of the religious faith.”  Theirs is an Islamicised version of nationalism, however, in which the specifically 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      national
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     element seems almost incidental alongside religious identity and obligation.  According to the Charter, “[n]othing is loftier or deeper in Nationalism than waging 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihad
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ,” and this is binding on all Muslims 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as Muslims
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Unlike a secular nationalism, which gains moral and political force from asserting its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      likeness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to other nationalisms – the strength of traditional claims to self-determination resting in the assertion that one’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     group must be given the right to take its place alongside all the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     “nations” of the world – what Hamas calls nationalism sees itself as unique and peerless.  Hamas’ principle of divine sanction, the Charter asserts, “does not exist under any other regime,” and it is unlike every other nationalism that has ever existed.  “[T]he nationality of Hamas” is infused with “the all important divine factors,” and “the nationalism of the Islamic Resistance Movement is part of its faith.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      religious
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     identity – which hardly seems to be a “national” one at all – leads Hamas to a rejection of the PLO’s traditional demand for a secular state.  It rejects 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Fatah
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ’s desire to “substitute … for the Islamic nature of Palestine by adopting secular thought.”  And it (still!) rejects peace with Israel because this is fundamentally 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     just a territorial dispute: it is a religious one.  According to the Hamas Charter, “Israel, by virtue of its being Jewish and having a Jewish population, defies Islam and the Muslims.”  There cannot be peace until “[t]he members of other religions … desist from struggling against Islam over sovereignty in this region.”  (Note that it is not the Palestinian 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      people
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     who are assumed to have sovereignty there, but actually Islam 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such a specifically religious take on anti-Zionism has not merely been making headway among Palestinians, as Hamas’ victory in the Palestinian elections of 2006 suggests.  It has also become commonplace among other violent extremists in the Middle East.  Thus, for instance, can Iranian President Mahmoud Ahmadinejad proclaim in 2005 that “[t]he Palestinian nation represents the Islamic nation against a system of oppression” – so that, as the late Ayatollah Khomeini famously put it, “the occupying regime must be wiped off the map.”  There is, one might say, little daylight between this and the views of Hamas as expressed by the Acting Speaker of the Palestinian Legislative Council in April 2007: “Oh Allah, vanquish the Jews and their supporters. Oh Allah, count their numbers, and kill them all, down to the very last one.”  In parallel to the struggle the world has watched between Israel and the Palestinians, there has thus also been a parallel war over the meaning of Palestinianism.  As 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Fatah
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     leader Mahmoud Abbas once put it, this is not a struggle between 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Fatah
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and Hamas 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      per se
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , but rather a fight “between the national project and the project of the militias; between the project of the single homeland and the project of an [Islamic] emirate.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    No longer just a struggle between Jewish and Arab nationalisms, therefore, the conflicts in the Middle East have increasingly been taking on the coloration of a religious or even civilizational struggle.  The extremists’ pronouncements ring not merely with specifically religious invocations, but ones redolent of a clash of cultures in the deepest sense.  Hizballah Secretary General Hassan Nasrallah, for instance, has described Israel as threatening Arabs’ very manhood – as diabolically working to excise words like honor, nobility, and dignity from its opponents’ vocabulary.  According to Nasrallah, “[o]ur main and true slogan is ‘Honor First,’” for this honor is under threat and “[u]nder no circumstances … will we allow anybody to harm [it].”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This, then, is the “new nationalism” of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      jihadists
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  For Nasrallah and his ilk, the “nation” is conceived in civilizational terms rooted in religious identity.  “National” ties as traditionally understood are not terribly important, nor even necessarily are religious sectarian ones.  Nasrallah has called for Sunnis and Shi’ites to fight side by side against Israel in a holy “battle of the nation,” and indeed recent years have seen remarkable cooperation along these lines.  Their “nationalism” is that of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Islamic
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nation, and Islamic civilization as they see it, and it may be increasingly true – as Shimon Peres put it when accepting the Nobel Peace Prize in 1994 – that that future conflicts in the region “will be over the content of civilization, not over territory.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Conclusion
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So here’s why we would seem to have a pretty good chance to see a two-state peace deal.  As Israel has run out of feasible options for avoiding Herzl’s dilemma, so too are the more or less secular nationalists of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Fatah
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     worried that they may be running out of time if they are to have any colorable ability to speak for the Palestinian “nation” at all.  Both sides of the Oslo equation thus now speak for entities facing either the looming prospect or the actuality of deeply problematic identity crises.  And so they have good reason to come to a solution, and soon.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That’s the good news.  The bad news is that the non-Islamist Palestinian negotiators seem to be running out of time faster than the Israelis, and perhaps fatally so.  This was a strong impression from my trip.  As one Israeli journalist quipped in bemoaning Palestinian rejections of the deals offered them by Prime Minister Ehud Barak in 2000 and Prime Minister Ehud Olmert in 2009, in Yasir Arafat, the Palestinians had a leader who could have “delivered” peace, but he didn’t want it.  Now, in Mahmoud Abbas, they have a leader who may now finally have come around to wanting it ... but cannot deliver.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If indeed the region is not to be written off to an indefinite period of “civilizational” war, one must hope that such gallows humor is premature.  If Israeli and Palestinian negotiators can act on the shared interests created by their respective constituents’ identity crises in order to create a functional Palestinian state that is secure, relatively prosperous, secular, and fundamentally democratic, the world and their own peoples will owe them a great debt.  If not, hold onto your hats ....
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 10 Aug 2010 21:16:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p377</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Crying Fowl?  Nondelegation and “New START”</title>
      <link>http://www.newparadigmsforum.com/p413</link>
      <description>A potential reason -- rooted in U.S. constitutional law -- to limit the discretion of U.S. representatives participating in the Bilateral Consultative Commission (BCC) that would be established by the "New START" strategic arms agreement.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This certainly seems to be the week to think about what’s known as the nondelegation doctrine.  On Tuesday, when stopping to get a cup of tea in the 
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/"&gt;&#xD;
      
                      
    
    
      Hudson Institute
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     kitchen, I ended up in a conversation with a couple of my colleagues about the problems a democracy faces when its legislature routinely enacts bills so long and complex that no actual legislator is able to understand or even read them.  This subject came up in the context of someone’s reference to the comment by Senator Chris Dodd (D-CT) about his gargantuan financial reform bill that “
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2010/06/25/AR2010062500675.html "&gt;&#xD;
      
                      
    
    
      [n]o one will know until this is actually in place how it works”
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     –  a rather scandalous admission that, of course, did nothing to prevent him and his colleagues from approving it, nor President Obama from triumphantly signing it into law.  (Such are the joys of one-party governance when statist 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      dirigisme
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     waxes fashionable.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Warming to this subject, one of my colleagues averred that one of the reasons we’re in this fix is because – as held in the famous 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://supreme.justia.com/us/295/495/case.html"&gt;&#xD;
        
                        
      
      
        Schechter Poultry
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://supreme.justia.com/us/295/495/case.html"&gt;&#xD;
      
                      
    
    
       case 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    that I recall reading in law school – it is actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      unconstitutional
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for the legislature to delegate raw legislative power to the Executive Branch.  One of the consequences of this nondelegation rule, he felt, was to encourage Congress’ worst instincts with regard to jamming endless levels of detailed regulation into statutory form.  In conjunction with Members’ affinity for burying in the deep labyrinths of legislative text their special deals with favored constituencies, this dynamic may have helped lead to the mammoth pieces of both unreadable and largely unread legislation that are so characteristic of modern American lawmaking.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I was happy enough to agree with the millions of my fellow citizens who bemoan the sorry state of our national legislature in 2010, of course, but our kitchen discussion also got me musing about other matters.  Having not thought about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Schechter Poultry
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for a long time, but having been pondering the Obama Administration’s proposed “New START” agreement quite a lot recently, I began wondering whether that Treaty’s delegation of power to a new Bilateral Consultative Commission (BCC) raised 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Schechter
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     problems.  The very next day, I opened the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Washington Post
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to see 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2010/08/03/AR2010080304663.html"&gt;&#xD;
      
                      
    
    
      an op-ed by law professors Jack Goldsmith and Jeremy Rabkin
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     complaining about the breadth of the authority delegated to the BCC, and recounting that the D.C. Circuit Court of Appeals has begun in recent years to raise new questions about Executive delegations.  Hmmm.  Perhaps, I thought, there is indeed something to this.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With a tip of the hat to the serendipitous coincidence of our lines of thought, therefore, I thought it would be interesting to raise the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Schechter-
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    meets-New-START issue here on this website.  The case of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://supreme.justia.com/us/295/495/case.html"&gt;&#xD;
        
                        
      
      
        A.L.A. Schechter Corporation v. United States
      
    
    
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      , 295 U.S. 495 (1935)
    
  
  
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    , was a New Deal case challenging the Roosevelt Administration’s promulgation of a “Live Poultry Code,” which the Schechter slaughterhouse was subsequently found to have violated.  Appeals ensued, and the chicken company won the case, with a unanimous Supreme Court decision holding that the aforementioned code had been created unconstitutionally.
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                    Ordinarily, one might think that the legality of chicken industry regulation in the Depression-wracked New  York of the 1930s should have nothing to do with a strategic nuclear arms agreement in recession-pained 21st-century Washington.  The interesting wrinkle, however, lies in the basis of one of the Court’s holdings in 
    
  
  
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      Schechter
    
  
  
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     reversing the company’s conviction for violating the poultry code.  (The other ground for reversal had to do with interstate commerce regulation, and need not concern us here.)  According to Chief Justice Hughes, who wrote the opinion, the problem lay in the way in which the Executive Branch had been delegated the power to issue its “Live Poultry Code.”  The National Industrial Recovery Act (NIRA), a law duly passed by Congress, had given the president authority to promulgate “codes of fair competition” – which Franklin Roosevelt did, with regard to live poultry, in an executive order of April 1934.
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                    The Supreme Court struck down the president’s poultry code because NIRA, the statue that authorized such executive enactments, had tried to give the Executive Branch too much authority to make laws on its own whim.  This was an “unconstitutional delegation of legislative power.”  “Congress,” the Court declared, “is not permitted to abdicate or to transfer to others the essential legislative functions with which it is … vested” by the U.S. Constitution.  NIRA had gone too far in empowering the Executive Branch to write U.S. laws.
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                    This did not mean that Congress could not authorize the president to issue 
    
  
  
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      any
    
  
  
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     law-like orders – or even ones, like the Live Poultry Code, that had penal implications.  Instead, it meant only that if Congress did so, it had to provide him with sufficient criteria to constrain the exercise of his unfettered discretion.  Clear enough guidance had to be given, in other words, that the Executive Branch could fairly be said to be merely 
    
  
  
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     the will of the legislature in drafting the specifics of any such law.  NIRA, it would appear, might have been constitutional if it had “undertake[n] to prescribe rules of conduct to be applied to particular states of fact determined by appropriate administrative procedure.”  Since the statute had, however, instead prescribed only the most vague and general of standards to guide Executive Branch discretion – leaving “virtually unfettered” the president’s power to make laws under its aegis – NIRA was, in this regard at least, held to be unconstitutional.
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      Schechter
    
  
  
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     is certainly not the only case to address what has come to be known as the “nondelegation doctrine,” but it is the emblematic case and the most famous invocation of this idea.  But I can almost hear you wondering: what on earth is 
    
  
  
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      Schechter
    
  
  
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    ’s relevance to the “New START” agreement?  The answer has to do with the Bilateral Consultative Commission (BCC).
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                    Recall that under Part Six of the “New START” Protocol, the BCC is called upon to resolve compliance questions, determine how to distinguish Treaty-regulated missiles from other missiles, decide how the Treaty applies to “new kind[s] of strategic offensive arm[s],” and “[a]gree upon such additional measures as may be necessary to improve the viability and effectiveness of the Treaty.”  Article XIII of the Treaty itself also gives the BCC the job of “resolv[ing] any ambiguities that may arise” in order to “ensure the viability and effectiveness of the Treaty.”  Most broadly, Article XV(2) actually authorizes the BCC to make changes to the Protocol – which includes the Treaty’s verification mechanisms as well as the provisions defining the BCC’s
    
  
  
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     responsibilities.  Obama Administration officials defend this broad grant of authority to the BCC as being necessary in order to ensure effective administration of the agreement.   Conservatives are more skeptical, and the BCC has already become quite controversial.
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                    The propriety of the BCC’s authority should be examined carefully.  Under the U.S. Constitution, there is no question that treaty-making is a form of lawmaking.  Article VI specifies, for instance, that “all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land.”  Article II, Section 2 of the U.S. Constitution empowers the president to “make Treaties,” but it also specifies that the Senate must approve them by a two-thirds vote.  Treaty-making is thus a joint Executive-Legislative action, in which the Senate is the repository of Congressional power in this form of lawmaking.
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                    The “New START” agreement and its Protocol have quite properly been submitted to the Senate for that body’s advice and consent pursuant to Article II, Section 2 of the Constitution.  With Senate approval, the Treaty and Protocol would indeed become part of the “supreme Law of the Land” under Article VI.  The BCC, however, is expressly to be given the power to rewrite the Protocol on its own, with any such changes presumably having no less legal force than the original Senate-approved text of the Protocol.  This necessarily means that the president, acting through his BCC representatives, would be engaged in lawmaking – with U.S. diplomats at the BCC sharing the legislative power of treaty-making under the U.S. Constitution not with the Senate but in fact with 
    
  
  
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     diplomats, of all people.
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                    Does this raise nondelegation problems under the Supreme Court’s 
    
  
  
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      Schechter
    
  
  
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     case and its judicial progeny?  I’d be the first to admit that my nondelegation legal scholarship is a bit rusty, but I cannot think of any grounds for exempting the treaty power from nondelegation rules.  Perhaps there is indeed some reason why treaty-making, as an entire 
    
  
  
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     of lawmaking authority, falls outside the 
    
  
  
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      Schechter
    
  
  
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     principle that Congress may not transfer its essential legislative powers to others.  Unless such an exemption can be identified, however, the Obama Administration may have to defend its new arms agreement against nondelegation challenge.  If it cannot do so, serious constitutional questions might arise about the Senate’s ratification of the new Treaty and its Protocol.
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                    So, do “New START” and its Protocol provide standards to guide presidential discretion in the BCC that are clear enough that those instruments can be sufficiently distinguished from 
    
  
  
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      Schechter
    
  
  
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    ’s NIRA to survive judicial scrutiny?  One wonders.  Strikingly little seems to be provided in the new agreement with regard to guiding the president’s exercise of discretion at the BCC in interpreting the Treaty and its Protocol – and even less is apparent with regard to how BCC representatives should employ their power actually to 
    
  
  
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      rewrite
    
  
  
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     the terms of that Protocol.
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                    To be sure, Article XV(2) of the Treaty makes clear that the BCC may not change the basic substantive rights and obligations written into the Treaty.  Since the BCC is expected under Article XII to serve as a forum for resolving questions about what those rights and obligations are in the first place, however, it is not quite clear how much of a restriction that really is.  Nor is the Treaty itself the only enactment that would have the force of law here: the Senate-approved Protocol would 
    
  
  
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      also
    
  
  
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     become part of our “supreme Law of the Land,” and yet the BCC is expressly given authority by Article XV(2) to revise that Protocol on its own.  This question deserves deeper treatment on the basis of current nondelegation case law than is possible here, but there is reason for concern that the BCC’s broad grant of authority raises constitutional questions.
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                    All is not lost, however.  In 
    
  
  
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    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=406"&gt;&#xD;
      
                      
    
    
      an earlier NPF posting in which I outlined how “New START” could be made acceptable to conservatives, 
    
  
  
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    I suggested ways in which the Senate could use its power of attaching reservations to its approval of the Treaty and its Protocol, or reach some separate agreement with the Executive Branch, that would limit the president’s exercise of discretion in the BCC.  I suggested, for instance, that the Executive Branch be instructed that U.S. representatives at the BCC shall not accept any modification of the provisions of the Protocol that define the Commission’s own authority unless such changes are subjected to Senate advice and consent, and that they be enjoined from using their treaty-interpretive powers to adopt any interpretation that would tend to suggest that the Treaty imposes any kind of limitation upon U.S. ballistic missile defense.  Such “add-on” guidance – which could also reach general principles of treaty verification and compliance if Senators felt it useful to provide standards to shape American positions in future BCC disputes with Russia – would do much to make the president’s delegated authority in the BCC seem less problematically unconstrained.
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                    “New START’s” potential nondelegation problem provides a good reason for the Senate to articulate limits upon the exercise of presidential discretion in the BCC.  The Executive Branch would surely be far better equipped to fight off nondelegation challenges if, as part of the ratification process, the Senate – as the repository of Congressional power in this particular form of lawmaking – were to offer clearer standards.  Since such 
    
  
  
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      de facto
    
  
  
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     limits on the authority of the BCC would probably also go a long way toward making the new agreement more palatable, on 
    
  
  
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      substantive
    
  
  
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    grounds, to Senate conservatives worried about the BCC’s ability to skew treaty interpretation in troublesome directions, this would seem to offer a good opportunity for the Obama Administration and the Senate to work out a deal.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 05 Aug 2010 20:47:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p413</guid>
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    <item>
      <title>Selling “New START”</title>
      <link>http://www.newparadigmsforum.com/p406</link>
      <description>Some thoughts on how Ford would craft a resolution of ratification for the "New START" agreement if he were a Senator....</description>
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                    I was asked recently by a journalist what I thought would be – or at least 
    
  
  
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     be – in a possible resolution of ratification for the “New START” strategic arms agreement currently pending before the U.S. Senate.  Assuming that the Senate is not simply to 
    
  
  
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     the Treaty, what could it do to help make the deal, with all its weaknesses, acceptable?  With the Senate Foreign Relations Committee (SFRC) now reportedly working behind closed doors on this very issue, it’s probably time to offer NPF readers some thoughts.  So here goes.
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                    I.          
    
  
  
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      Basic Numbers
    
  
  
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                    I have said previously on this site that the basic numbers embodied in the “New START” agreement are not inherently problematic.  I think we’ll be alright with 1,550 operationally deployed strategic weapons, and with the missile numbers as set forth in the Treaty.  The former figure is (slightly) above the number below which Defense Secretary Gates indicated he could live back when he worked for George W. Bush, and I see no reason to second-guess this assessment now.  The “New START” delivery system caps also seem adequate to me, even if they 
    
  
  
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     allow one to game the counting rules and avoid warhead “reductions” by uploading weapons onto strategic bombers that are counted as “one” deployed warhead no matter how many they actually carry.  That’s goofy, and a trifle embarrassing, but probably not disastrous: we’re not particularly worried about Russian bombers – and we can presumably do much the same thing with our B-52s if we really want, and we, too, can still keep as many 
    
  
  
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    -deployed weapons available (perhaps for such upload purposes) as we like.  All in all, therefore, I cannot help thinking that the basic numbers in the “New START” deal are something of a yawn.
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                    I also, however, agree with former Secretary of Defense James Schlesinger’s conclusion that in light of the broader context, these 
    
  
  
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      “New START” numbers are only “barely” adequate.
    
  
  
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     His ultimate conclusion in favor of ratification has been 
    
  
  
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      gleefully cited by the Obama Administration and its supporters,
    
  
  
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     but their happiness with it only means that they didn’t really read his testimony.  In fact, despite his willingness to accept the agreement as written, Schlesinger makes the Administration’s negotiations sound rather inadequate.
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                    Even though Democrats skewered President George W. Bush for his failure to address Moscow’s huge arsenal of non-strategic nuclear weapons (NSNW) in the Moscow Treaty of 2002, President Obama has continued to do nothing about these Russian weapons even while squandering the negotiating advantage that might have been conferred by America’s (demonstrated) willingness in “New START” to make 
    
  
  
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     strategic cuts than the Russians.  Russia’s NSNW directly threaten our NATO allies and serve as tools of intimidation in the Kremlin’s continuing efforts to recover a Soviet-style sphere of influence in its “near abroad.”  This is not a hypothetical problem: in recent years, Moscow has repeatedly threatened to deploy Iskander missiles in Kaliningrad, and has undertaken war games that involve targeting Poland with nuclear strikes.  At a time when the United States is seeking to reduce its reliance upon nuclear weapons and lead the world into new rounds of arms reductions – and many years after the United States finished implementing its own unilateral reductions in NSNW – Russia’s new nuclear doctrine is also unabashedly enthusiastic about the early and liberal use of non-strategic nuclear weaponry.  Moscow seems to be heading, in other words, in quite the 
    
  
  
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      wrong
    
  
  
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     direction.
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                    The Obama Administration has said or done essentially nothing about this except to make strategic concessions – vindicating Kremlin NSNW saber-rattling by abandoning Bush-era missile defense plans in Europe after Russia’s Iskander threats, which 
    
  
  
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      President Medvedev pointedly re-issued in his first state of the (Russian) union address on the very day after President Obama’s election
    
  
  
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    .  Moscow thus can certainly be forgiven for concluding that its “non-strategic” weapons do have a strategic deterrent and indeed intimidation effect, especially vis-à-vis NATO.  Arguably, in fact, the “New START” cuts make this problem worse: as Schlesinger pointed out to the SFRC, the significance of Russia’s “tactical” arsenal increases as strategic arms are reduced.  Yet the NSNW issue remains unaddressed.
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                    Given Russia’s continuing attachment to NSNW, the Obama Administration – desperate for 
    
  
  
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     arms control deal with Russia in order not immediately to squander the impression of disarmament 
    
  
  
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      bona fides
    
  
  
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     it had so steadfastly cultivated and for which our president has already received the Nobel Peace Prize – clearly considered NSNW to be “too hard” an issue this time.  (I predict that former Senator Joe Biden won’t be apologizing to former President Bush for criticizing the Moscow Treaty for this same failing, but he should.)  And it may be that the price of insisting upon NSNW in last year’s “New START” talks would indeed have been “no deal” with the Russians.
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                    But the window in which such thorny subjects can be evaded is closing fast.  Obama’s own 2010 Nuclear Posture Review (NPR) has conceded the importance of addressing non-strategic weapons, as well as non-deployed strategic weapons, in any follow-on deal with Russia.  This is indeed essential, and if Moscow refuses to accept NSNW reductions, we must be willing to take “no deal” as an outcome.  This would mean that after the “New START” cuts – promoted by the Obama Administration as a “first step” towards a nuclear “zero” – there 
    
  
  
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      wouldn’t
    
  
  
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     be any subsequent steps negotiated for the foreseeable future, at least with regard to force reductions.  (This would not necessarily rule out 
    
  
  
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      transparency and confidence-building
    
  
  
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     agreements, but let’s discuss that another time.)  Nonetheless, sometimes it 
    
  
  
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     best simply to walk away.  Arms control is too valuable and too important to be done stupidly.
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                    If I were a U.S. Senator considering “New START” today, therefore, I would seek to ensure that any resolution of ratification is utterly clear on the fact that given Moscow’s current approach to non-strategic weaponry, it is the Senate’s understanding that 
    
  
  
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      there can be no more arms reductions with Russia unless and until NSNW are successfully brought into the equation
    
  
  
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    .  I envision the Senate crafting two documents in this regard.
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                    Written as I have suggested, the reservation itself would not affect the substantive legal obligations created by “New START,” but would make clear that we will not accept Russia doing whatever it likes with NSNW just because these devices are not addressed in the current treaty text.  By declaring non-strategic weapons to be “related to the subject matter” of the Treaty, this reservation would track the language of the withdrawal provisions in Article XIV, thus serving notice that Russian abuse of its non-strategic arsenal could give us grounds to withdraw from “New START.”  (Article XIV permits a party to withdraw where extraordinary events 
    
  
  
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      related to the subject matter of the Treaty
    
  
  
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     jeopardize its supreme interests.  If NSNW were for some reason deemed to be 
    
  
  
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      not
    
  
  
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     related to the subject matter of the Treaty, the Kremlin would no doubt claim it to be unlawful for us to withdraw as a result of Russian abuses in this particular regard.)  The accompanying Senate declaration would increase the political pressure upon future U.S. administrations to ensure that NSNW are covered in any future Russo-American arms control talks.
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                    II.          
    
  
  
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      Missile Defense
    
  
  
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                    As I discussed in 
    
  
  
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    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=387"&gt;&#xD;
      
                      
    
    
      my previous NPF essay
    
  
  
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    , the potential impact of “New START” upon U.S. missile defense programs is highly controversial.  The problem lies with phrasing in the Preamble declaring that the two parties
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      “[r]ecogniz[e] the existence of the interrelationship between strategic offensive arms and strategic defensive arms, that this interrelationship will become more important as strategic nuclear arms are reduced, and that current strategic defensive arms do not undermine the viability and effectiveness of the strategic offensive arms of the Parties ….
    
  
    
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    ”
  

  
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                    This phrasing has been seized upon by Russian officials in claiming that the United States must not increase its ballistic missile defense (BMD) capabilities, either qualitatively or quantitatively.
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                    Importantly, however, the “New START” Preamble doesn’t actually 
    
  
  
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      say 
    
  
  
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    precisely what this strategic offense/defense “interrelationship” actually is.  The language is clearly intended to help Russia claim that the relationship is a 
    
  
  
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      negative
    
  
  
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     one – that is, that improvements to U.S. BMD would be destabilizing, potential grounds for Treaty withdrawal, and perhaps even some kind of violation.  But it is within the U.S. Senate’s power to help counter that interpretation.
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                    The Senate should adopt a reservation on BMD.  It should 
    
  
  
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      not
    
  
  
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    , I think, repudiate the Treaty’s contentious Preamble.  To adopt a reservation flatly contradicting a treaty’s text could be problematic, either raising questions about the validity of the reservation or simply amounting to a “no” vote or an attempt at amendment.  The Senate should avoid actually going this far, in part because of this potential for legal problems, in part because it would simply be wrong to deny the existence of 
    
  
  
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      any
    
  
  
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     relationship between offensive and defensive capabilities, and in part because protecting U.S. BMD interests does not require such a step.
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                    Rather, the reservation would embrace the idea that there is an “interrelationship” between offensive and defensive arms, and one that 
    
  
  
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      will
    
  
  
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     become more important as arsenals shrink.  It would, however, explicitly clarify that this relationship is not negative but in fact 
    
  
  
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      positive
    
  
  
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    .  The reservation could thus make three basic points:
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                    On one level, it should be noted, this focus upon the 
    
  
  
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      positive
    
  
  
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     relationship between arsenal size and BMD has been the position of multiple U.S. administrations.  In fact, we have pursued BMD for many years specifically in order to provide protection against the emerging arsenals of rogue proliferators regimes such as North Korea and Iran: both sides of the American political aisle are on record 
    
  
  
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      supporting
    
  
  
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     BMD to counter the threats presented by relatively small numbers of incoming ballistic missiles.  The Senate would in effect enshrine this insight about the 
    
  
  
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      benefits
    
  
  
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     of BMD against small arsenals in its reservation, thus providing a clarification of the ambiguities of the “New START” Preamble and preventing it from being read – or misread – alone.
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                    Russia, of course, is not likely to be very happy with such a reservation.  It claims to view U.S. BMD as being aimed at countering 
    
  
  
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      Russia’s
    
  
  
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     nuclear arsenal, and to be worried that strategic arms reductions – especially coupled with American BMD augmentations – could bring Moscow’s forces down to the point at which it would be unable to threaten us with nuclear destruction.  (Some in the Kremlin purport even to be afraid that defenses could be used to facilitate a U.S. nuclear first strike, by immunizing us against Russian retaliation.)  Addressing this challenge is the point of the second prong of the reservation: it aims to articulate the understanding that possessing more robust defenses does not necessarily have to undermine the basic “viability and effectiveness” of either side’s strategic arms.
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                    The aim here is not to press Russia into accepting some repudiation of its anti-BMD policies, but instead merely to highlight – in an official way – the basic 
    
  
  
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     of the relationship between defenses and the effectiveness of strategic arms by pointing out, in effect, that the conclusions that flow from assuming some such relationship depend upon the degree to which each party relies upon strategic nuclear weapons for security vis-à-vis the other party in the first place.  If the parties come to rely less upon such weapons in their bilateral security relationship, defenses will have less impact upon the viability and effectiveness of strategic deterrence in this relationship – even while retaining great utility against proliferation threats.
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                    Such a reservation, therefore, would aim to hold open legitimate conceptual space for the development of an ongoing Russo-American strategic dialogue that seeks further arms reductions, stronger defenses, 
    
  
  
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      and
    
  
  
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     reduced reliance upon nuclear weaponry.  Some such reservation is needed to help prevent “New START” from being interpreted to prevent progress on the latter two of these important fronts, effectively “locking in” the two parties’ indefinite reliance upon mutual assured destruction (MAD).  It is certainly not a given that we can actually transcend relationships based upon MAD, of course, but why would we want to 
    
  
  
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      preclude
    
  
  
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     doing so by tying ourselves to Russian theories on missile defense?  A well-crafted Senate reservation could help avoid this.
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                    III.          
    
  
  
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      Prompt Global Strike
    
  
  
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                    As outlined in 
    
  
  
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      an earlier NPF essay,
    
  
  
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     the “New START” agreement will have some impact upon U.S. options in developing near-term “prompt global strike” (PGS) capabilities – that is, the ability to hit critical but perhaps fleeting targets with 
    
  
  
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      conventional
    
  
  
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     warheads on a near-real-time basis.  Given the potential importance of such tools in counter-terrorist and counter-proliferation operations, and in light of the Obama Administration’s ostensible commitment to PGS as a means of reducing our reliance upon nuclear weaponry, these limitations on near-term “prompt strike” capabilities are worrying.  The precise impact of “New START” upon PGS is, however, fundamentally unclear – not least because the Administration has yet to give a clear account of precisely how it sees PGS fitting into U.S. strategy and force posture planning.
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                    The Senate, therefore, should force an end to this lack of conceptual and programmatic clarity with regard to PGS.  It might do two things in this respect:
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                    IV.          
    
  
  
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      The BCC
    
  
  
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                    In 
    
  
  
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      a previous NPF essay,
    
  
  
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     I discussed the worries some conservatives seem to have about the Bilateral Consultative Commission (BCC) that would be set up by the “New START” agreement and its Protocol.  I would agree that there is some value in creating a body such as the BCC to serve as a forum for the discussion of compliance concerns, and a body through which to develop tailored inspection and verification procedures in the event that either side develops new missiles not covered by the detailed provisions set forth in the Protocol for existing types.  Yet the BCC’s authority, as envisioned in the Treaty and its Protocol, is remarkably broad.
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                    The Senate might be able to lessen the risk of abuse in the BCC, however.  In the SFRC hearings on “New START,” it has been suggested that the Senate explore express limitations on the BCC’s authority.  This might be hard to do as a matter of law without actually amending the draft text, but nothing would seem to prevent Congress from striking an agreement with the President – perhaps backed up by some form of domestic legal requirement through the authorization or appropriations process – pursuant to which the U.S. Government would refuse to support or condone certain objectionable uses of BCC authority.
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                    V.          
    
  
  
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      Rail-Mobile &amp;amp; Reload Missiles
    
  
  
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                    In two previous postings on this website – on 
    
  
  
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      April 26 
    
  
  
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    and 
    
  
  
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      May 3
    
  
  
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    , 2010 – I raised concerns about the Treaty’s treatment of the possibility of rail-mobile intercontinental ballistic missiles (ICBMs), or indeed any other form of mobile ICBM that falls outside the Protocol’s constrained definition of what counts as a “mobile launcher of ICBMs.”
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                    After repeated consultations with multiple insiders knowledgeable about the negotiation and contents of “New START” and its Protocol – people whom I obviously cannot identify here, though they are doing a great service to their side of these debates by making themselves accessible and offering me clear and articulate off-line counterpoints – I have come to accept that the Treaty itself is adequately drafted in this respect.  To be sure, I still think the Protocol is somewhat confusing on its face in its definition of what constitutes a “mobile launcher of ICBMs,” but the basic scheme of the agreement is not fundamentally faulty, and this confusion is something I think the Senate can help rectify in the ratification process.
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                    It is true that the definition of a “mobile launcher of ICBMs” in Paragraph 45 of the Protocol is written in a way that would 
    
  
  
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     cover a rail-mobile launcher – or indeed any other non-self-propelled ICBM launcher.  The negotiators of the agreement, I am told, opted 
    
  
  
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     to describe verification procedures for any type of missile that the two parties do not currently possess.  (The Russians no longer have any rail-mobile systems, for instance, and it was not thought to be a problem that the Protocol is written to miss them.)  I have been told that the omission of rail-mobile and other potential “exotic” basing systems from the Protocol definitions was thus deliberate – and that, as I suspected, it was done at the insistence of the Russians.  That is in itself somewhat worrisome.
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                    Article II(1) of “New START,” however, caps all ICBMs without qualification – whether or not they fall within the Protocol’s definition of “mobile” launchers.   On the basis of Paragraphs 37 and 6 of the Protocol – which define, respectively, ICBMs and what it means to be a “ballistic missile” in the first place – the term “ICBM” covers every land-based missile capable of delivering a weapon more than 5,500 kilometers and that has “a ballistic trajectory over most of its flight path.”  (Paragraph 28 also specifies that an “ICBM launcher” is anything that is “intended or used to contain, prepare for launch, and launch an ICBM.”  A launcher’s degree of mobility is irrelevant to this particular definition.)  Whether or not the Protocol specifically provides procedures for handling rail-mobile intercontinental-range ballistic missiles, any such system 
    
  
  
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     fall within the Article II limits on ICBMs.
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                    So what happens if the Russians decide to build new rail-mobile systems, or some other type of system that falls outside the Protocol’s current definitions?  As long as a missile meets the definition of an ICBM set forth by Paragraphs 37 and 6 of the Protocol, such a device would still be limited by Article II and subject to the declaration and (admittedly very general) location reporting mechanisms of the Protocol.  If it has technical characteristics that differ from previously-declared types as described in Paragraph 46 of the Protocol, this new missile would be a “new type” of ICBM – for which declaration and reporting procedures are required.  (If a “new type” has not been deployed or launched more than 20 times, it is designated a “prototype” under Paragraph 58, for which various reporting and notification rules are provided under Part Four of the Protocol.)
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                    The system, in other words, is designed to provide notice of the existence of new types, and some reporting about their location and status.  It is true that specific verification procedures have been crafted only for 
    
  
  
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     types – not for all possible ones.  This may have been done at Moscow’s insistence, but one can defend it on the not unreasonable grounds that the specific procedures needed for verification with regard to new types cannot really be known in advance.  (The procedures appropriate for a rail-mobile ICBM, for instance, would surely differ greatly from those best suited to an air-mobile missile.)  The idea, however, is that as such issues arise – that is, if and when new systems make an appearance – the BCC would be able to develop appropriate verification mechanisms for them and amend the Protocol accordingly.  A party’s refusal to agree to adequate procedures for verification and monitoring of a new type of missile could clearly raise Article XIV (withdrawal) issues, for strategic nuclear missiles are unquestionably “related to the subject matter” of the Treaty.
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                    In an 
    
  
  
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      earlier NPF posting,
    
  
  
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     I also raised questions about potential rapid-reload capabilities, which would have a particular salience for the Russians since they possess road-mobile ICBMs that could fairly easily be accompanied by convoys of such reloads, and could take advantage of their mobility to undertake reload operations.  (With their locations known, missile silos are less likely to have much opportunity to reload before being hit by retaliatory strikes.)  Such practices are indeed not restricted by “New START.”
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                    The State Department’s official press backgrounder responding to my reload concerns was embarrassingly inadequate – for it would not be a serious response to any real defect in the Treaty merely to point out that the two parties have, in a non-binding “agreed statement” appended to the Protocol, happily opined that developing reload systems is “unwarranted and should not be pursued by either Party.”  Nevertheless, I do now agree with my insider contacts that ICBM reload missiles themselves, 
    
  
  
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     they would still be ICBMs, would be both covered and reportable under the Protocol framework.
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                    In the event that there remains any worry on either of these fronts, however, the Senate could easily craft a reservation emphasizing this point and making things quite clear:
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                    VI.          
    
  
  
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      Modernization
    
  
  
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        The issue of modernization is not one necessarily or intrinsically tied to ratification of “New START,” but this does not mean that it lacks salience in ratification debates.  Quite the contrary.  Obama Administration officials have accompanied their ratification arguments with commitments to increased funding for modernizing U.S. nuclear capabilities – a policy that the 2010 Nuclear Posture Review declared was not merely “consistent with our arms control and non-proliferation objectives” but in fact “essential to them.”
      
    
    
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                    The NPR proclaimed the importance of “[s]ustaining a safe, secure, and effective arsenal,” in part by “modernizing our ageing nuclear facilities and investing in human capital” in the weapons production infrastructure.  (Notably – though this has been little remarked – the Obama Administration’s much-vaunted commitment to “no new nuclear weapons” has also been very carefully phrased.  The Review’s promise “not [to] develop new nuclear warheads” 
    
  
  
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     like a politically-correct refusal to entertain the sort of weapons work contemplated during the Bush Administration, but in fact would permit precisely the same sorts of improvements studied at that time.  According to the NPR, “refurbishment of existing warheads, reuse of nuclear components from different warheads, and replacement of nuclear components” – as well as the addition to U.S. warhead designs of improved safety, security, and use control enhancements – are all still permitted.)  Nor did the NPR simply commit the United States to a modernized weapons production complex and improved products, however.  It also noted that “technology development” is underway for a replacement for the 
    
  
  
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    -class submarine, as well as studies on a possible replacement for the Minuteman III ICBM and the air-launched cruise missile (ALCM).  This work on possible new delivery systems is more along the lines of a feasibility study than a real commitment to system development, and the Administration still equivocates on the issue of a replacement strategic bomber, but this is beyond what one might have expected from our disarmament-minded Commander-in-Chief.
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                    All this is no doubt quite unwelcome to the disarmament community, but is not actually inconsistent with a genuine disarmament agenda.  By essentially 
    
  
  
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      no one’s
    
  
  
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     account will we 
    
  
  
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      not
    
  
  
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     have to rely upon nuclear deterrence in some form for a good many more years, and for so long as we have nuclear weapons we will need to maintain them, to be able to deliver them reliably and precisely, and have high confidence that they will perform as advertised if we should have to use them.  (Indeed, the need for operational certainty will increase as shrinking numbers reduce our ability to rely upon redundancy to ensure mission effectiveness.)  Significantly, however, the current modernization program is also, in theory at least, music to the ear of Senate conservatives who have long worried about a creeping decrepitude in our ageing Cold War “legacy” warheads and delivery systems – and who are now being asked to support “New START” ratification.  The Obama Administration clearly anticipates that its commitment to modernization will expedite approval of the new Treaty.
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                    My impression is that the Obama Administration’s commitment to modernization is good, but perhaps not yet enough.  Our nuclear infrastructure, for instance, is still 
    
  
  
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      structured
    
  
  
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     on largely Cold War lines, even though its actual size has been considerably reduced.  To be the small, modern, efficient, and “responsive” system we will need it to be in order to ensure security as our deterrent forces shrink, the infrastructure doesn’t need simply to be 
    
  
  
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      maintained
    
  
  
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     but in fact to some degree rebuilt and reorganized if we are to sustain both the technical capabilities and (critically) the human capital needed to keep a reliability-ensuring and potentially reconstitutive capability alive as the Obama Administration says it wishes to do.  Despite the money thrown at “stockpile stewardship” programs beginning in the Clinton Administration, we are barely keeping our heads above water in these regards right now – and are actually losing ground by some experts’ accounts – so if Obama is serious about selling “New START” on the basis of a credible commitment to reductions-facilitating modernization, he may need to raise the ante.  If he does, however, I think he can do much to win over the skeptics.
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                    The problem, of course, is that such programmatic promises are only as good as the trust their recipient has in the ability and willingness of their maker to keep them.  In this era of Obama Administration fiscal profligacy, however – with our 
    
  
  
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      annual
    
  
  
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     currently running half again as large as the staggering trillion-dollar bailout package established by the European Union and the International Monetary Fund for the bankrupt welfare economies in the southern tier of the Euro zone – there is much worry that today’s promises of vigorous nuclear modernization spending will quickly be followed by the expedient abandonment of such initiatives when the inevitable fiscal crunch comes.
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                    To some extent, there is nothing the Senate can do today to preclude “bait-and-switch” gamesmanship over nuclear modernization.  One cannot really bind future Administration budget requests, nor ensure that Congress will not itself opt in the future to slash the very budgets upon the solidity of which “New START” approval may rest today.
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                    Nevertheless, the Senate – working with the Executive Branch – 
    
  
  
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      can
    
  
  
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     today increase the 
    
  
  
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      political
    
  
  
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     stakes, maximizing the ability of such programs to resist future cutbacks by eliciting even stronger financial and programmatic promises from the White House, offering clearer and more emphatic articulations of the importance of such work to U.S. national security, and documenting the degree to which Treaty ratification today (and, implicitly, our future adherence) is indeed contingent upon appropriately robust levels of support for such work in the future.  (Ironically, in this respect, our current president’s commitments might have unusual political weight: what future leader responsible to American voters for the future of our national security would be entirely comfortable defending positions to the 
    
  
  
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      left
    
  
  
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     of Barack Obama on nuclear weapons?)  None of this will guarantee the preservation of modernization programs, but as a political commitment strategy it would at least help better equip their future defenders for the inevitable budget battles that lie ahead.
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                    VII.          C
    
  
  
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      onclusion
    
  
  
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                    Take all this, then, for whatever it may be worth: it is how I would approach crafting a resolution of ratification if I were a U.S. Senator.  To my eye, at least, such steps would make the “New START” package one that Senate conservatives could much more easily support.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 28 Jul 2010 14:45:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p406</guid>
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      <title>“New START” and Missile Defense</title>
      <link>http://www.newparadigmsforum.com/p387</link>
      <description>Ancillary issues related to ballistic missile defense (BMD) and the authorities of the proposed Bilateral Consultative Commission (BCC) are likely to prove more controversial in the U.S. Senate than the actual numerical limits on strategic nuclear forces established by the proposed "New START" agreement.</description>
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      Note:
    
  
  
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      This is the second of two NPF postings on the “ancillary issues” of “New START.”  The first – 
      
    
      
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        published on July 23, 2010 
      
    
      
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      – 
    
  
    
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      concerned the treaty’s impact upon “prompt global strike” programs.  This essay discusses ballistic missile defense and the Bilateral Consultative Commission.
    
  
    
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                    In 
    
  
  
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      my previous NPF essay,
    
  
  
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     I examined “prompt global strike” issues associated with the “New START” strategic arms agreement between the United States and Russia.  But a second – and, in political terms, bigger – conflict over ancillary provisions of the treaty has to do with its impact on U.S. missile defense options.  This essay examines the BMD issue, as well as the (perhaps) related mater of the Bilateral Consultative Commission (BCC) that “New START” would create.
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                    I.          
    
  
  
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      Wrangling Over BMD
    
  
  
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                    Encouraged by President Obama’s decision in 2009, after years of Russian complaints about U.S. missile defense planning, to 
    
  
  
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      abandon U.S. agreements with Eastern European NATO allies on the deployment of ground-based interceptor (GBI) missiles in Eastern Europe,
    
  
  
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     Moscow pressed hard to have limits on U.S. ballistic missile defense (BMD) enshrined in the “New START” agreement.
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                    Having already been subjected to considerable domestic political criticism for his reversal of U.S. policy in the face of Russian saber-rattling, however, President Obama and his senior officials reassured anyone who would listen that BMD limitations would absolutely 
    
  
  
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      not
    
  
  
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     be a part of the strategic arms treaty they were pursuing with Russia.  As we shall see, the Preamble to the treaty does 
    
  
  
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      mention
    
  
  
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     missile defense, but the Administration and its friends today insist that Obama indeed succeeded in keeping BMD limitations out of the deal.
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                    What does this new treaty actually say about missile defense?  In the Preamble, “New START” declares that there exists an “
    
  
  
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      interrelationship between strategic offensive arms and strategic defensive arms, [and] that this interrelationship will become more important as strategic nuclear arms are reduced.
    
  
  
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    ”  While the Treaty acknowledges that “current strategic defensive arms do not undermine the viability and effectiveness of the strategic offensive arms of the Parties,” this phrasing highlights the possibility that 
    
  
  
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      additional
    
  
  
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     defensive armaments 
    
  
  
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      would
    
  
  
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     be destabilizing.  The comment about how the relationship between defensive and offensive arms will become more important as strategic reductions continue also highlights the possibility that limits on BMD will become more necessary as President Obama moves forward with his disarmament agenda.  These two corollary points, however, are 
    
  
  
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     stated explicitly: all the agreement actually 
    
  
  
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     is that there exists a relationship that will become more important as our arsenals shrink.  Nor are such BMD issues discussed in the operative sections of the instrument; these comments appear only in the Preamble.
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                    Senator John Kerry (D-MA), who as chairman of the Senate Foreign Relations Committee is leading the ratification fight in the Senate, has proclaimed that it is “absolutely clear” that “
    
  
  
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      [t]his treaty does not undercut our ability to protect the country from missile attack in any way.
    
  
  
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    ”  Lt. Gen. Patrick O’Reilly, the current head of the Missile Defense Agency, echoes this assessment, declaring that “
    
  
  
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      [t]he New START Treaty has no constraints on current or future components of the Ballistic Missile Defense System
    
  
  
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    .”  (New U.S. deployments such as “a new GBI missile field,” O’Reilly says, would “not [be] prohibited by the treaty.”) Under Secretary of State Ellen Tauscher waxed positively eloquent on the subject: “[
    
  
  
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      T]here is no limit or constraint on what the United States can do with its missile defense systems . . . . Definitely, positively, and no way, no how – there are no limits ….
    
  
  
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    ”
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                    There seems, however, to be some disagreement on this – not least from the very negotiating partners with whom the Obama Administration cut the deal.  According to the Russians, the new treaty “can operate and be viable only if the United States of America refrains from developing its missile defence capabilities quantitatively or qualitatively.”  They have explicitly threatened that, should the United States increase its BMD capabilities “
    
  
  
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      in such a way that threatens the potential of the strategic nuclear forces of the Russian Federation,
    
  
  
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    ” Moscow would consider this grounds for withdrawal from “New START.”  As Foreign Minister Sergei Lavrov put it, the treaty was “signed against the backdrop of particular levels of strategic defensive systems,” and any change in these “particular levels” would “
    
  
  
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      give each side the right to consider its further participation”
    
  
  
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     in the arms control process.  Lavrov has been quoted as saying that the treaty’s link to BMD would be “
    
  
  
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      legally binding.
    
  
  
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    ”
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                    To be sure, there is some wiggle room in these formulations.  As far as I have seen, at least, the Russians have yet explicitly to assert that an increase in U.S. BMD deployments would be a “violation” of the new treaty, and it is in any event clearly true that each side does indeed possess, under Article XIV of “New START,” the right to withdraw if “extraordinary events” related to the subject matter of the treaty jeopardize its “supreme interests.”  One could read the Russian statements as being aimed at setting up more a 
    
  
  
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     than a specifically 
    
  
  
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     confrontation in the event that we deploy any additional capabilities.
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                    One should expect, however, that the Russians will press this issue any way they can, legally 
    
  
  
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     politically.  One factor of relevance as Senators debate the treaty is therefore whether the instrument makes such gamesmanship more difficult or less difficult – and how prepared we are to cope with the challenges we must assume Moscow will be prepared to raise at the first opportunity.
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                    It is certainly clear enough that Moscow approaches BMD issues with a considerable degree of paranoia, viewing any U.S. capability to intercept ICBMs “very negatively” – that is, with something between bitter distaste and outright alarm – and regarding “
    
  
  
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      [t]he development of missile defense [as being] aimed against the Russian Federation.
    
  
  
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    ”  Even the most optimistic American assessment of the new treaty’s impact on BMD, therefore, must anticipate that if we contemplate additional deployments of any significance, Russia will not be particularly shy about using every lever available to slow or prevent such developments, including threatening to abandon strategic arms control with the United States.
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                    How willing we will be to brave such bluster as we develop our ability to defend against relatively small-scale missile salvos from rogue proliferators such as North Korea and Iran is anybody’s guess.  In its dealings with the Obama administration, however – given our current president’s psychological and political investment in the theologies of arms control, his dedication to the  “reset” in Russian relations, and his semi-messianic, Nobel-fueled pretensions to be the leader that finally sets Planet Earth on the path to “nuclear zero” – Moscow clearly calculates that it has a good chance of making us blink.  Would Barack Obama risk scuppering his own dreams of “transformative” nuclear disarmament over the paltry matter of a few missile defense interceptors here or there?  Many Senate conservatives clearly doubt it.
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                    Even under the rosiest legal scenario, therefore, to make any serious attempt at BMD will be sentence ourselves to long rounds of bare-knuckle political and public relations warfare with the Russians over the continued viability of “New START.”  This worked in undermining the BMD “third site” in Europe, the Kremlin has presumably concluded.  Why not next time too?
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                    To some extent, to be sure, such problems are probably unavoidable, and this cannot be held entirely against “New START.”  After all, Moscow would surely pick some kind of a fight on these issues no matter what the treaty says.  A decision to do so, it should be noted, would not necessarily be the result of the Russians actually 
    
  
  
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     to repudiate Russo-American arms control.  Moscow has long needed such agreements more than we have, and this likely remains true today.  Nevertheless, its leaders appreciate the tactical and political utility of a good public brawl, especially with American leaders they think they can intimidate.  No treaty provisions – or revisions – can wholly insure against these problems: even the most rock-solid language cannot protect us from our own timidity.
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                    Nevertheless, Senate conservatives seem to be worried about the degree to which “New START” seems written to encourage and lend seeming legitimacy to such Russian gamesmanship.  The provisions of Article XIV, for instance, only permit treaty withdrawal where the damaging change of circumstances is “related to the subject matter of this Treaty.”  By declaring there to be an “interrelationship between strategic offensive arms and strategic defensive arms,” however, the treaty’s preamble makes any U.S. missile defense deployment beyond “current” levels something that is clearly “related to the subject matter” of the agreement.  (To get this point, imagine, if you will, that the preamble had been written the other way – that is, to 
    
  
  
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     any such “interrelationship.”  Such repudiation of a connection would effectively preclude lawful withdrawal over BMD deployments, because such a preambular comment would make it very hard to argue that strategic defensive arms were in fact “related to the subject matter” of the deal.  By contrast, the current draft seems to go out of its way to 
    
  
  
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     Russian withdrawal threats.)
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                    The Obama Administration may have succeeded in keeping explicit reference to BMD out of the operative paragraphs of the agreement, but enshrining an offense/defense relationship in treaty text ensures that “New START” is indeed “about” BMD just the same.  This goes a long way toward explaining the stridency of Russia’s declarations: the Kremlin’s game of political “chicken” over improvements to U.S. missile defense is already underway.
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                    II.          
    
  
  
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      Preambles and their Discontents
    
  
  
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                    But these are basically political worries.  What about 
    
  
  
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     ones?  Well, U.S. conservatives also fret that the Obama Administration may be exaggerating the legal “irrelevance” of the treaty’s treatment of BMD.  Let’s examine this.
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                    While Russian officials frequently cite the BMD comments in “New START” in arguing that the United States must cap its defenses at current deployment levels, as we have seen, the Obama Administration’s 
    
  
  
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      defenders insist
    
  
  
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     that because this is all just preambular language, these comments are, in a legal sense, basically meaningless.  The BMD language is, in other words, just some kind of bland exhortation about which no one should worry because it creates no legal rights or obligations.  Under Secretary Tauscher dismisses the Russian comments on this issue as being legally-irrelevant bluster: “
    
  
  
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      Russia’s unilateral statement on missile defenses is not an integral part of the New START Treaty.  It’s not legally-binding.  It won’t constrain U.S. missile defense programs.
    
  
  
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    ” But of course the question is not whether Russia’s unilateral 
    
  
  
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     will constrain BMD, for no one asserts that – at least not in any legal sense. The issue is the extent to which the Treaty and its Protocol will 
    
  
  
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     have this effect.
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                    It is true that preambles indeed generally 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      don’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     create legal obligations.  As the great Justice Joseph Story described things in his famous 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Commentaries Upon the Constitution
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , “we must guard ourselves against an error, which is too often allowed to creep into the discussions upon this subject,” by remembering that a preamble “
    
  
  
                    &#xD;
    &lt;a href="http://press-pubs.uchicago.edu/founders/documents/preambles21.html"&gt;&#xD;
      
                      
    
    
      cannot confer any power 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://press-pubs.uchicago.edu/founders/documents/preambles21.html"&gt;&#xD;
        
                        
      
      
        per se;
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://press-pubs.uchicago.edu/founders/documents/preambles21.html"&gt;&#xD;
      
                      
    
    
       it can never amount, by implication, to an enlargement of any power expressly given.  It can never be the legitimate source of any implied power, when otherwise withdrawn from the [document in question]
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  In fact, it is precisely for this reason that, in practice, preambles sometimes become such jumbled and even self-contradictory messes.  They function, in part, as repositories for language expressing positions toward which parties wish, for various political reasons, to tip their hats – but which they have proven 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      unwilling
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to give the force of law.  When a preamble conflicts with the main body of a text, moreover, is to be ignored.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet it would be too much to dismiss preambles – the “New START” comments on BMD among them – as being 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      entirely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     irrelevant, for they are not.  They can have legal effect insofar as lawyers resort to them in order to help identify the basic objectives and purposes of an agreement, and for assistance in interpreting vague or ambiguous provisions therein.  According to Justice Story, for instance, it “has been … universally conceded in all juridical discussions” that “the preamble of a statute is a key to open the mind of the makers, as to the mischiefs[] which are to be remedied, and [as to] the objects[] which are to be accomplished by the provisions of the statute.”  A preamble does not 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      create
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     powers, but it provides an important window upon “the nature, and extent, and application” of the rights, powers, or obligations created by the main body of the text.  In the future, therefore, anyone interpreting the meaning of the “New START” agreement – or trying to resolve ambiguities in the treaty or its Protocol – would have every reason to turn to its preambular language in order to help understand what the parties were really up to.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A preamble will thus help shape subsequent treaty interpretation.  Under Article 31(1) of the 
    
  
  
                    &#xD;
    &lt;a href="http://untreaty.un.org/ilc/texts/instruments/english/conventions/1_1_1969.pdf"&gt;&#xD;
      
                      
    
    
      Vienna Convention on the Law of Treaties*
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (see note below), for instance, a treaty is to be interpreted in accordance with the ordinary meaning of the terms used in its text, “in their context,” as well as in accordance with the “object and purpose” of the instrument.  A treaty’s preamble gives a window upon 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      both
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of these things, for in addition to the fact that preambular comments are, as Justice Story noted, a key to the “objects which are to be accomplished by the agreement,” Article 31(2) of the Vienna Convention specifies that preambular language also forms part of the aforementioned “context” in which the meaning of treaty terms is to be understood.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Furthermore – under the Vienna Convention, at least – “object and purpose” is itself important when it comes to (a) assessing treaty violations, (b) constraining party behavior 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in advance of ratification
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , and (c) determining the validity of any reservations made in the ratification process.  Because preambles can give insight into “object and purpose,” they can thus inform these analyses.  Let’s unpack the elements a bit.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Article 60 of the Vienna Convention defines a “material breach” to include “the violation of a provision essential to the accomplishment of the object or purpose of the treaty.”  This means that since a preamble helps define the “object and purpose” of an agreement, it will also help shape what compliance problems are viewed as being serious enough to constitute material breach – that is, those problems severe enough to give one party the right to terminate the agreement in whole or in part o
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      n account of the other side’s perfidy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Significantly, this is a qualitatively different legal situation from merely one in which a party decides to withdraw from a treaty pursuant to its terms.  Mere withdrawal need entail no unlawfulness in itself, and is indeed commonly expressly permitted – as it is in Article XIV of “New START.”  In cases of material breach, however, one party is deemed a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      violator
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  This is hardly trivial.  The new treaty’s BMD preamble may thus not merely help facilitate Russian threats to
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
       withdraw
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     from the agreement over BMD, but in fact add a patina of plausibility to future Russian arguments that in some sense 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      we
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     have actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      violated
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     it.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    “Object and purpose” is also cited by the Vienna Convention in the context of limiting what a party can do during the period before its entry into force.  Article 18 specifies a party’s “obligation” not to do anything that would “defeat the object and purpose of a treaty” after signature and before ratification, or pending entry into force, provided that the party has not repudiated prior expressions of its intent to be bound by the agreement.  (That such issues can be claimed to arise in modern arms control politics is not a mere hypothetical.  
    
  
  
                    &#xD;
    &lt;a href="http://disarm.igc.org/index.php?option=com_content&amp;amp;view=article&amp;amp;id=224:weapons-of-mass-destruction-challenges-for-non-proliferation-and-disarmament-&amp;amp;catid=121:events&amp;amp;Itemid=30"&gt;&#xD;
      
                      
    
    
      Article 18 was cited by the Clinton Administration 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    in trying to argue that the United States was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      legally required
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     not to test nuclear weapons notwithstanding the U.S. Senate’s vote against ratifying the Comprehensive Test Ban Treaty in 1999.)  In this sense, if one were to accept the validity of the Convention as expressing customary international law in this regard, United States BMD policy is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      already
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     constrained 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      as a matter of law
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     inasmuch as we now must not violate the object and purpose of “New START” – as this is interpreted, in part, in light of the BMD provisions in its Preamble.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Finally, “object and purpose” can be important in assessing the validity of reservations made in the ratification process – an issue that may be of no small importance to U.S. Senators considering the degree to which their own reservations on BMD issues might help to limit the impact of the “New START” Preamble upon American missile defense programs.  If one believes Article 19 of the Vienna Convention, reservations are 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not permitted
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     when they are “incompatible with the object and purpose of the treaty.”   Because of the role that preambular language can play in shaping understandings of “object and purpose,” this too is a way in which a “mere” preamble can have real legal consequences.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Bilateral Consultative Commission
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is in the context of the BMD controversy over the “New START” Preamble – though not solely there – that one can perhaps see the locus of some U.S. conservatives’ nervousness over the Treaty’s establishment of a Bilateral Consultative Commission (BCC).
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A.          
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      A Matter of Trust
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Under Part Six of the “New START” Protocol, the BCC is called upon to resolve compliance questions, determine how to distinguish Treaty-regulated ICBMs and SLBMs from 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     missiles (such as missile defense interceptors!), decide how the Treaty applies to “new kind[s] of strategic offensive arm[s],” and “[a]gree upon such additional measures as may be necessary to improve the viability and effectiveness of the Treaty.”  These are not insignificant authorities.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is also worth remembering that, at least according to Article 31 of the Vienna Convention, the meaning of a treaty is also to be interpreted “any subsequent agreement between the parties regarding the interpretation of the treaty or the application of its provisions.”  Agreements reached in the BCC would presumably qualify, particularly since the “New START” text itself defines the Commission’s responsibilities to include “resolv[ing] any ambiguities that may arise” with regard to the rule in Article XIII that neither side may undertake “any international obligations or undertakings that would conflict with its provisions.”  (Would this cover cooperative missile defense arrangements with U.S. allies?)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps importantly, moreover, the Treaty’s Article XIII gives the BCC the job of working to “resolve any ambiguities that may arise” in order to “ensure the viability and effectiveness of the Treaty.”  If you think you’ve seen that “viability and effectiveness” phrasing before, you have: it tracks the agreement’s preambular comment that “current” BMD does not “undermine the viability and effectiveness of the strategic offensive arms of the Parties.”  This suggests that one envisioned role for the BCC may lie precisely in helping determine whether 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      future
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     American BMD deployments are in fact consistent with the object and purpose of the agreement.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Furthermore, Article XV(2) authorizes the BCC to make changes to the Protocol – which includes the Treaty’s verification mechanisms – provided that the Commission does not attempt to change the basic substantive rights and obligations written into the Treaty itself.  (This procedure is separate from the formal amendment process described in Article XV(1), though its result is no less legally binding.  BCC-driven Protocol amendments would not require Senate advice and consent.)  Article XV(2) is particularly interesting insofar as it is Section I of Part Six of the Protocol that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      defines the roles and responsibilities of the BCC itself
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  The Commission, in other words, is to be given the authority to define its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     authority on an ongoing basis.  All in all, therefore, the BCC would enjoy considerable power to shape the meaning and practical import of “New START,” and indeed its own authority to do such shaping.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Conservatives have thus, perhaps not surprisingly, voiced concern at the potential breadth of the BCC’s mandate.  Former Bush Administration national security advisor Stephen Hadley, for instance, has described its power as “troubling,” and urged the Senate “
    
  
  
                    &#xD;
    &lt;a href="http://www.usip.org/files/resources/hadley_testimony.pdf"&gt;&#xD;
      
                      
    
    
      explicitly to proscribe the Commission from [exercising this authority to make Protocol amendments]
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nothing, of course, preordains that the BCC’s authority would be abused, and the historical record of BCC-like bodies suggests that there is more danger of paralyzing disagreement and ineffectiveness than abusive collusion therein.  (More on that below.)  Nevertheless, some U.S. conservatives clearly worry about the potential for mischief when Russian diplomats sit down in the BCC to discuss their complaints about American BMD with Obama Administration officials drawn from an arms control clerisy that has long opposed missile defense and/or from a Democratic Party base that detests BMD for its long association with the Republican Party in general and with George W. Bush in particular.  Given that it is probably safe to assume vigorous Russian pressure on BMD, many U.S. conservatives wonder whether the White House can be trusted to resist such gamesmanship with sufficient tenacity.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    B.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      A Look at Past Commissions
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    History provides little to work with in assessing such concerns – though it may offer other lessons about the merits and demerits of BCC-like bodies.  The idea of something loosely akin to the BCC is not new in the arms control world, for several prior analogues exist.  The 
    
  
  
                    &#xD;
    &lt;a href="http://www.dod.gov/acq/acic/treaties/sort/text.htm#3"&gt;&#xD;
      
                      
    
    
      Moscow Treaty of 2002
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , for instance, set up a Bilateral Implementation Commission (BIC).  This, however, was little more than a diplomatic consulting group for Russo-American discussions on treaty implementation; nothing in that treaty provided the BIC with powers to interpret the meaning of the agreement or to make legally-binding changes.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A closer parallel to the current treaty’s proposed BCC was the Standing Consultative Commission (SCC) established under the Anti-Ballistic Missile (ABM) Treaty of 1972.  As a compliance resolution forum, however, the SCC was singularly ineffective.  After the Soviet Union built an ABM radar at Krasnoyarsk in obvious and flagrant breach of that treaty, U.S. representatives complained repeatedly about this violation, but to no avail.  Despite repeated American efforts to use the SCC as a forum for resolving the Krasnoyarsk problem – and this was, after all, the body’s purpose – the issue lingered throughout the 1980s.  By 1988, in fact, things had deteriorated to the point that U.S. diplomats were fairly explicitly threatening to declare the ABM Treaty dead: without Krasnoyarsk’s dismantlement, they warned, Washington would “
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/nuke/control/abmt/text/unil_us.htm"&gt;&#xD;
      
                      
    
    
      have to consider declaring this continuing violation a material breach of the Treaty
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  (The United States said it reserved “all its rights, consistent with international law, to take appropriate and proportionate responses in the future.”)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Russians may today assume that U.S. politicians will quail in the face merely of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      accusations
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of some BMD-related “material breach” under “New START,” but the grim 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      apparatchiks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     who ran the old Soviet Union were bothered not at all by America’s actual discovery of a serious violation at Krasnoyarsk.  The Soviets glibly denied the problem in its entirety.  Moreover, they made it an important point in their public relations campaign that the Krasnoyarsk matter 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      must
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be dealt with exclusively within the SCC, since that body was specifically “
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/nuke/control/abmt/text/unil_sov.htm"&gt;&#xD;
      
                      
    
    
      established by the [ABM] Treaty … for the examination of concerns expressed by the sides.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”  (To escalate the issue 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      out
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the SCC, they implied, was to repudiate the arms control process.  Did Washington want 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     on its hands?)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In effect, therefore, the very 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      existence
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the SCC served to help the Russians avoid accountability for their violation, inasmuch as that body was said to be the “proper” forum for discussions of the matter – however endless and inconclusive such talks might be.  (There is always a political constituency for “one last try” at an amicable diplomatic solution to whatever problem is at hand, and always some constituency for another one after that.)  Despite the seriousness of the Soviet violation, the Reagan and George H.W. Bush Administrations never 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      were
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     quite able to get up the political nerve formally to declare Moscow in material breach – much less to take countervailing measures, or to proclaim some or all of the agreement to have been suspended as a result of the Krasnoyarsk violation.  Instead, they simply kept going back to the SCC for years, where they were treated to more Soviet denials.  To be sure, 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecurity.org/wmd/world/russia/yeniseysk.htm"&gt;&#xD;
      
                      
    
    
      Moscow 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.globalsecurity.org/wmd/world/russia/yeniseysk.htm"&gt;&#xD;
        
                        
      
      
        did
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.globalsecurity.org/wmd/world/russia/yeniseysk.htm"&gt;&#xD;
      
                      
    
    
       eventually agree to dismantle the Krasnoyarsk radar
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , but one suspects this had little to do with the ABM Treaty: the Soviet climb-down came just before the fall of the Berlin Wall, and Moscow did not complete the dismantlement process until well after there had ceased to be a Soviet Union at all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Today’s Russia is not the Soviet Union, of course, but the Krasnoyarsk episode does at least raise 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      some
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     questions about how effective institutions like the SCC – or the proposed BCC – can be in their advertised role as compliance resolution fora.  They may work well enough in dealing with problems that arise with a treaty partner who generally operates in good faith, but such bodies’ cooperative and consensual basis undercuts their ability to address 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      serious
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     compliance concerns.  With regard to the basic force limits in “New START,” this is unlikely to be a problem: neither Russia nor the United States seems to feel a need for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     strategic nuclear weapons or delivery systems than what is set forth in the treaty, so cheating is not likely.  (Where you think the other party will comply anyway, for his own reasons, verification measures and compliance leverage become less important.  This was part of the reason why U.S. officials felt it unnecessary to put verification provisions in the Moscow Treaty at all.)  A more troubling question arises, however, with regard to BMD-related issues of treaty interpretation, for here the two sides have positions and interests that seem to differ sharply, especially on the meaning and impact of the treaty’s contentious Preamble.  It is not hard to imagine that heated and quite intractable BMD-related disputes could find their way before the BCC.
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                    Interestingly, though it hardly distinguished itself as a forum for the resolution of compliance problems, one of the ways the old ABM Treaty’s SCC was most active was precisely in determining, on an ongoing basis, what missile defense work was, or was not, prohibited.  This is a subject on which our diplomats once had considerable experience, with U.S. BMD development programs over the years (before our withdrawal in 2002) having been carefully restricted according to what could – or could not – be worked out with our Soviet or Russian counterparts in the SCC.
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                    (The SCC, for instance, was used to hammer out a supplementary agreement in 1978 on what it meant for a missile to be “
    
  
  
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      tested in an ABM Mode.
    
  
  
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    ”   It was also employed in 1997 to develop understandings on what could be done, and not done, with regard to testing 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/nuke/control/abmt/text/abm_scc2.htm"&gt;&#xD;
      
                      
    
    
      ABM technology to counter missiles 
    
  
  
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        other
      
    
    
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       than ICBMs 
    
  
  
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    – 
    
  
  
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      e.g.
    
  
  
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    , against shorter-range missiles.  After a 
    
  
  
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      separate executive agreement was worked out in 1997 
    
  
  
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    on confidence-building measures related to such non-ICBM anti-missile efforts, the SCC was used in order to interpret 
    
  
  
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      its
    
  
  
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     terms as well.)
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                    IV.          
    
  
  
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      Conclusion
    
  
  
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                    It seems clear that the biggest obstacle to ratification of the “New START” agreement and its Protocol is thus not the basic structure of the treaty itself – nor the strategic arms reductions that it embodies – but rather the way that these instruments deal with ancillary issues, and in which they set up how their own meaning may be interpreted in the future.   The U.S. Senate is not entirely without tools with which to try to address such concerns in the ratification process, of course – starting with mere declarations, but ranging up through the historically common practice of reservations all the way to outright amendment – and one may expect to see such potential remedies become increasingly the focus of attention and discussion.
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                    -- Christopher Ford
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    *       
    
  
    
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      The United States has not ratified the Vienna Convention, but many observers take it as being virtually coextensive with customary international law on these subjects.  There is not universal agreement on this, but the matter is not – to my knowledge – controversial on the legal or political left.  (As noted above, Clinton Administration officials tried to invoke Article 18 of the Convention against opponents of the CTBT.)  It would be surprising if the Obama Administration did not regard the Vienna Convention as authoritative, and act accordingly.
    
  
    
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      <pubDate>Mon, 26 Jul 2010 15:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p387</guid>
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      <title>“New START” and Prompt Strike</title>
      <link>http://www.newparadigmsforum.com/p380</link>
      <description>The new Russo-American strategic arms treaty both presumes a relationship between non-nuclear "prompt global strike" capabilities and nuclear weapons and has concrete implications in shaping that relationship.  Senators should probe the assumptions underlying the proposed treaty's treatment of these questions.</description>
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      Note:
    
  
  
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      This is the first of two anticipated NPF postings dealing with the “ancillary issues” raised by the “New START” strategic arms agreement presently being debated in the U.S. Senate.  Stay tuned for more soon.
    
  
    
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                    As anticipated, the fight in the U.S. Senate over the so-called “
    
  
  
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      New START” strategic arms treaty with Russia
    
  
  
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     has relatively little to do with the actual limits the agreement sets upon numbers of strategic arms.  
    
  
  
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      As previously discussed on this website
    
  
  
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    , the cuts the draft treaty imposes in aggregate numbers of missile and warheads are not dramatic, and may be to some extent even illusory.  In this sense, at least, the treaty is neither particularly problematic nor particularly interesting.  The agreement may be a great disappointment for disarmament enthusiasts who have been led to expect so much from the Obama Administration, therefore, but the “New START” numbers, in and of themselves, do not seem greatly to alarm even the most hawkish of conservatives – and therefore will presumably not impede ratification.
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                    Instead, the controversy currently being played out in the legislature is over the new treaty’s impact upon 
    
  
  
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      non
    
  
  
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    -nuclear weaponry – specifically, the degree to which it may impede the development of U.S. ballistic missile defenses and limit conventionally-armed “prompt global strike” (PGS) capabilities.  (There is also controversy over the authorities given to the Bilateral Consultative Commission (BCC) that would be created by the new treaty.)  I don’t want to reinvent the wheel here, but this website hasn’t dealt with these issues yet, and they are indeed worth discussing.  Accordingly, this posting – the first of two anticipated NPF essays on the ancillary issues of “New START” – will deal with PGS.
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                    The controversy over “prompt global strike” is relatively straightforward.  Because the treaty limits the total number of intercontinental ballistic missile (ICBM) and submarine-launched ballistic missile (SLBM) launchers each side may have, irrespective of what sort of warhead sits atop them, it sets up a zero-sum trade-off between nuclear and conventionally-armed missiles.  If we want to hold intercontinental-range missiles in readiness to deliver a regular high-explosive or kinetic energy warhead to a fleeting terrorist target in some distant land, for instance – and in this regard one frequently hears comparisons to the now well-known failure of slower-moving U.S. Tomahawk cruise missiles to hit Osama bin Laden and his senior lieutenants when they stopped briefly at a camp in Taliban-controlled Afghanistan in 1998 – we would have to reduce our nuclear-armed missile arsenal by a corresponding number.  This limitation would effectively turn the development of PGS, a policy goal supported by both the Bush and Obama administrations, into a tool of unilateral nuclear disarmament: every intercontinental-range ballistic missile devoted to PGS has to be taken out of nuclear service.
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                    This impediment to using ICBMs and SLBMs for conventional strike might not be much of a problem if we had 
    
  
  
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      other
    
  
  
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     means by which to accomplish PGS missions, but we do not – and we will not for some time.  The only available 
    
  
  
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      near
    
  
  
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    -term PGS delivery option of which I am aware involves putting conventional weapons atop intercontinental-range ballistic missiles, but this is precisely the class of missiles that are limited by “New START” and the use of which would therefore necessarily entail nuclear trade-offs.
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                    The White House is said to have requested some $250 million to explore exotic new PGS technologies, but any new system – if it is in fact ultimately developed at all – would take years to reach deployment.  The U.S. Air Force, for example, is presently testing a hydrocarbon-fueled scramjet that holds out the prospect of being able to hit distant targets quickly by traveling at hypersonic speeds.  This technology is many years from maturity and operational availability, however.  (In its 
    
  
  
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      most recent test in May 2010,
    
  
  
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     it managed to fly under its own power at about Mach 5 for 200 seconds.  This was a significant improvement over the mere 12 seconds this technology managed to run in a previous test, but it is clear we still have far to go in basic engine development – let alone in turning such an approach into a usable weapons system.)
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                    It is not too hard to put conventional high explosive or kinetic energy (
    
  
  
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      i.e.
    
  
  
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    , solid penetrator) warheads in otherwise ordinary ballistic missile re-entry vehicles (RVs), and we could presumably do so fairly quickly to create a stopgap PGS capability.  (The Bush Administration wanted to do this several years ago with some submarine-launched Trident missiles, but Democrats in Congress killed the effort.)  For the medium term, the United States is apparently looking into developing a hypersonic boost/glide vehicle that could be launched atop a ballistic missile before separating and maneuvering itself to a target thousands of miles away.  Even optimistic projections, however – and one must always be suspicious of rosy predictions from Pentagon procurement officials – do not envision anything of this sort being available within the next few years, nor available as a real weapons 
    
  
  
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      system
    
  
  
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     (
    
  
  
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      e.g.
    
  
  
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    , with missiles, warheads, and command and control systems) 
    
  
  
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      before the end of the decade.
    
  
  
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     Both of these short- and medium-term approaches, moreover, would still use ballistic missile boosters – and if we want to do 
    
  
  
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      that
    
  
  
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    , “New START” will keep us subject to its zero-sum trade-offs.  The proposed treaty, in other words, will force us to trade PGS off against nuclear missions for years, until something exotically 
    
  
  
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    -ballistic comes on line.
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                    It’s not hard, of course, to see why “New START” is structured to limit our PGS options. Russia 
    
  
  
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      hates
    
  
  
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     our development of PGS, correctly perceiving that long-range precision strike is a critical component of America’s conventional military strength and current position as the preeminent military power on the planet, and seeing PGS as the “coming thing” in our continued development of such capabilities. For these reasons alone, it is for Russia almost axiomatically to be detested.  Making things worse, moreover, the Putin-era 
    
  
  
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      siloviki
    
  
  
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     state, in its semi-paranoiac insecurity, also professes to fear that U.S. PGS capabilities might someday be used in some kind of 
    
  
  
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    -nuclear “first strike” against Russia. (Russia is said to have been pursuing development of its own hypersonic glide vehicle [HGV] for years, by the way.  If Russian officials’ boasts to the press are to be credited, however, this program has more to do with getting nuclear warheads past missile defenses than with delivering conventional payloads.  For Moscow, HGVs are not about reducing reliance on nuclear weapons but rather about 
    
  
  
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      prolonging
    
  
  
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     such reliance.)  At any rate, notwithstanding American promises that “New START” would only deal with strategic nuclear arms, Russian negotiators seem to have done a pretty good job in ensuring that the agreement constrains PGS, at least in the short term.
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                    From an American perspective, this limitation on PGS is somewhat paradoxical, given that the Obama Administration’s ostensibly enthusiastic embrace of PGS has been undertaken on the theory that developing such capabilities will help us reduce our reliance upon nuclear weaponry.  If PGS were 
    
  
  
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     about maintaining some capability to hit a high-value terrorist target or rogue state WMD facility on a near-real-time basis – the original rationale for the Pentagon’s pursuit of such technologies – the new treaty’s limitations might not be too damaging: very limited numbers of PGS missiles might do the trick.
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                    But the Obama Administration also claims PGS is key to reducing our reliance upon nuclear weaponry, and this suggests both a much broader potential mission set and the need for a considerably larger number of PGS missiles.  (If PGS capabilities in some respect substitute for nuclear weaponry, as we are assured they will, the solidity of our strategic deterrent will depend in part upon 
    
  
  
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     using up PGS assets in prosecuting time-urgent terrorist or other targets: if we use them for the latter mission, they won’t be available for the former.  If the Obama Administration wants to use PGS to facilitate nuclear disarmament in any way beyond simply waving it around as a conveniently empty debating point, in other words, we’ll need quite a bit more PGS.)  This would not be problematic – and here we should remember that the Bush Administration 
    
  
  
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     talked of PGS as a means to help reduce reliance upon nuclear weapons – except that it is precisely the availability of PGS missiles that President Obama’s “New START” agreement will effectively limit.  If you’re free to build as many PGS missiles as you want, the emerging dual-mission assignment is straightforward.  If you aren’t, it isn’t.
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                    Even assuming that PGS capabilities 
    
  
  
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     “replace” nuclear weaponry for anything more than some subset of counterforce missions, moreover – a theory on which there is not universal agreement – the Obama Administration seems to assume both that PGS technologies are currently mature enough to replace nuclear weaponry for at least some missions and that such substitution can occur on a missile-for-missile basis.  (If PGS were not mature enough to do this yet, the Obama Administration’s nuclear disarmament agenda might be premature: we would not yet be 
    
  
  
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     to reduce our reliance on nuclear weapons, or at least it would be too early to cite PGS as a reason why it is acceptable to reduce our armaments now.  Similarly, if one-for-one substitution cannot work, then “New START” is misguided – 
    
  
  
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      and perhaps even an obstacle to U.S. nuclear disarmament
    
  
  
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     – precisely because of its trade-off requirement.  Since Obama officials 
    
  
  
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     want this treaty to be ratified, one can only infer that the White House believes neither of these things.)  Are such assumptions justified?  Are they based upon any actual analysis?  If so, can we please see it?
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                    The Obama Administration clearly wants everyone to believe that the conceptual elements of its partly PGS-dependent “reducing reliance” argument all hang together coherently, but its officials have not bothered actually to offer an explanation of how this works. Senators being asked to ratify the constraints “New START” would place on near- and medium-term PGS thus have good reason to press for clear accounts of precisely how (and when) PGS is expected to reduce our reliance on nuclear weapons, what PGS capabilities will be needed in this regard, what 
    
  
  
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     PGS weaponry will be needed to make possible missions 
    
  
  
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     related to reducing reliance upon nuclear devices, what the impact will be of limiting our ability to use ballistic boosters for PGS delivery, and how the “New START” limitations on near-term PGS are consistent with the President’s own ostensibly PGS-facilitated disarmament agenda.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 23 Jul 2010 22:31:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p380</guid>
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      <title>Here Come the Cyber-Privateers</title>
      <link>http://www.newparadigmsforum.com/p277</link>
      <description>In Elizabethan times, "private" maritime marauders with quiet, semi-official royal sponsorship played a critical role in helping a rising England humble a powerful imperial Spain.  Could we be entering a modern era of cyber-privateering?</description>
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                    There was once a brash power that found it useful – in its efforts to climb up the geopolitical ladder – to encourage and facilitate some of its more enterprising and audacious citizens in taking up arms in ways useful to their government.  Ostensibly acting only on their own personal behalf, these citizen-raiders marshaled the most sophisticated technology then available in conducting a long campaign of harassing and sometimes debilitating attacks on their country’s rivals.
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                    Above all, these pseudo-private warriors devoted themselves to attacking a wealthy, 
    
  
  
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     power that was felt to stand in the way of their own country’s rise.  This target was the geopolitical behemoth of the time, a country with vast wealth and globe-spanning imperial interests and no love for upstart rivals, and which was governed by rulers of a very different ideological stripe than the orthodoxy prevailing in the raiders’ own land.  These privateers repeatedly undertook aggressive moves against the extended networks of communication and transport upon which the economy and military strength of this rival state depended.
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                    The larger power complained bitterly to the home government of these fighters, and fought them when it could, at one point even feeling itself provoked into undertaking a major military campaign against the upstart government that had been sponsoring these depredations.  But all this was to no avail.  The attackers proved too agile and too elusive to be cornered conclusively, even when assaulted on their home turf, while the aggrieved imperial power’s forces proved too ungainly and too vulnerable – despite all their military muscle – to achieve the victory they needed.
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                    As had been intended, the exploits of these raiders played an important role in checking the power of their country’s hated rival and helping push it into a long period of decline.  For their exploits in these regards, these fighters – who, incidentally, enriched themselves and their rulers enormously on plundered wealth during the course of their campaigns – were revered in their home country, becoming folk heroes and remembered for their patriotic heroism and spirit of roguish adventure.
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                    All that was nearly half a millennium ago, or so one might hope.  The broad contours of their tale, however, might prove worryingly timeless.
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                    I.          
    
  
  
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      English Antecedents
    
  
  
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                    Today, English schoolchildren – and, to some lessening extent, Anglophones around the world – remember John Hawkins, Francis Drake, and their compatriots as glorious adventurers who helped blaze England’s path to the top ranks of the great powers and pave the way for the subsequent seapower-based British Empire upon which, for a time at least, the sun never set.  Yet this semi-official auxiliary navy of Queen Elizabeth I began as little more than private pirates.
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                    On their own boisterous initiative, for instance, Hawkins and Drake and their ships’ crews got into a scuffle with Spanish vessels in 1567 at Veracruz, a major port in the Gulf of Mexico and a key point of access to Spain’s vast New World dominions.  Both men thereafter rose to fame (and considerable fortune) by simultaneously serving as independent pirate marauders 
    
  
  
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      and
    
  
  
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     as instruments of the English Crown.  Thereafter, as historian Mary Luke has recounted it, “every Spanish ship was fair game for the stout men of Cornwall and Devon, who valued Thucydides’ claim that the ancient Greeks had practiced piracy and ‘the employment carried no disgrace with it, but rather glory and honor.’”   The epidemic of raiding that ensued led to fierce protests by the Spanish ambassador, but Elizabeth did nothing to stop it.
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                    The Queen did nothing to stop it because she valued their services.  As they challenged the power of Spain around the world by preying upon its shipping, these maritime privateers brought wealth not just to themselves but to England.  Elizabeth herself was a major financial shareholder in some of their voyages, and the Crown reaped considerable profits from the association.  Perhaps more importantly, Elizabeth prized the role these buccaneers played in humbling and weakening her hated Spanish arch-rivals.  (This was more than a mere 
    
  
  
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      realpolitik
    
  
  
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     rivalry: Spain and England were emblematic states of the fiercest ideological division of the day, the great schism within Christianity between Catholic and Protestant.)  In an era when the Royal Navy was not yet the awe-inspiring force it would become in later years, the Queen regarded these freebooting subjects as 
    
  
  
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      de facto
    
  
  
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     naval auxiliaries, and indeed would sometimes send Royal Navy vessels to help patrol the privateers’ sea routes in order to protect the Queen’s financial and strategic investment in them.
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                    The English played a delicate game.  Their subjects’ ships engaged in acts against Spain (and to a lesser extent Portugal) that would clearly have been acts of war if directly committed by royal vessels, but they operated under the thin pretense of independence – an early incarnation, perhaps, of what would become known in the 20th Century as “plausible deniability.”  They 
    
  
  
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     in some non-trivial sense operating as private citizens, and yet they were also official 
    
  
  
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      enough
    
  
  
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     to self-consciously be serving the Crown’s interest and to have the Queen’s blessing and quiet support.  If they were captured, it was understood that London would entirely disown them, but the Crown also expected a share of their profits – and of course to benefit from their role in undermining the power of the powerful Iberian sovereigns who then seemed to have the world at their feet.
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                    On occasion, the Queen seems rather ostentatiously to have pretended that the buccaneers operated against her wishes, such as when she officially denied permission for them to undertake a vastly provocative voyage to plunder Cadiz and other locations along the coast of Spain itself – though Elizabeth, rather conveniently, delivered her denial to Portsmouth only 
    
  
  
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      after
    
  
  
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     Drake’s privateer flotilla had departed.  Few had any illusions that the Crown was up to its bejeweled neck in all this privateering, but the thin pretense of deniability was diplomatically and legally important.  When things nonetheless finally came to a head with Spain, and its infuriated king dispatched the notorious Armada to invade England, Drake and many of the other privateering seamen flocked home to win even more renown for themselves in driving the Spanish Armada away from their shores in a famously surprising and ignominious defeat.
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                    II.         
    
  
  
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       The Privateering Model
    
  
  
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                    Drake, Hawkins, and their colleagues had a particular verve to them, but privateering was in fact a routine part of warfare for a long time.  To this day, Article I, Section 8 of the U.S. Constitution provides for Congress’ authority to issue Letters of Marque and Reprisal – that is, licenses for private citizens to raid their country’s enemies in order to retaliate for, or otherwise redress, some wrong.  Though such activity could sometimes 
    
  
  
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      lead
    
  
  
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     to war, it was traditionally regarded as a step just 
    
  
  
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      short
    
  
  
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     of it.
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                    As a way of harnessing market incentives in support of a national war effort (
    
  
  
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      spoils!
    
  
  
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    ), the system was a classically asymmetric approach to conflict.  Principally a method of economic warfare through predation of commercial maritime traffic – although nothing, in theory, prevented privateers from attacking the enemy fleet itself, or land targets – privateering was also a potential force-multiplier for a weaker state.  It allowed one country to augment its 
    
  
  
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      de facto 
    
  
  
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    navy on the cheap, with private investors bearing the up-front costs of commerce raiding, while forcing the adversary’s regular naval forces to shoulder the burden of patrolling the sea lanes ... or else face potential commercial strangulation.
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                    During the Napoleonic Wars, British and French privateers preyed on each other’s shipping to great effect, seizing nearly 1,500 vessels between 1803 and 1812.  (I think some of my own distant relatives, in fact, were involved in privateering out of Liverpool, Nova Scotia, on behalf of the British Crown, raiding American shipping bound for France.)  Such prize seizures, frequently of merchantmen operating out of the young United States, helped lead to the War of 1812, but they began many years before that conflict erupted.  Unlike (alas!) piracy, privateering – that is, quasi-official raiding on behalf of a sovereign state – has subsequently fallen quite out of international fashion.  Today the exploits of a Drake or a Hawkins might be considered closer to criminal behavior or terrorism than honorable patriotic valor.  But we should not forget that their methods were an important state tool in international relations for a long time.
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                    III.          
    
  
  
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      Neo-Privateering?
    
  
  
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                    The Golden Era of the privateer was surely in Elizabethan times, when such forces provided an important tool of asymmetric advantage in the contest between a rising England and a powerful Spanish Crown that had not yet entered its long years of decline and imperial retrenchment.  But this is perhaps where the basic outlines of the story of the English privateers should give us pause today.  We may be seeing the emergence of Drake’s descendants, though now they have rather different surnames and use computer software rather than agile sailing ships and long-range cannonades.  I speak of so-called “cyber-privateers.”
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                    To be sure, with respect at least to traditional privateering, the legal environment has changed considerably since those days.  As recently as the early 19th Century, there existed a fairly elaborate system of legal regulation for privateering.  A privateer had to have formal authorization – hence Article I, Section 8 – and governments ran prize courts in order to adjudicate what spoils could lawfully be kept under this mandate.  (This validation function was important, since the whole point for most privateers was the chance of lawful profit offered by maritime seizures.  Doing the same thing without government approval meant one was just guilty of piracy.)
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                    Those days, however, have passed.  At the close of the Crimean War, the participants in that conflict declared privateering to be “abolished” amongst themselves, enshrining their forswearing of such remedies in the Declaration of Paris in 1856.  (Numerous additional governments subsequently signed.)  The United States never acceded to the Declaration, but Washington warmed to the idea of preventing naval privateering when the the rebellious Confederate States of America began authorizing their own privateers in 1861.  Today, the practice is sometimes said to have become impermissible under customary international law.  At any rate, it has long since petered out.
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                    Recent events, however, suggest the potential resurgence of something not entirely unlike privateering – this time not in the maritime realm, but in the murky “waters” of cyberspace.  There’s no need to repeat all the stories I mentioned in a 
    
  
  
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      past NPF posting on cyber conflict,
    
  
  
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     but recall that during a political dispute with Russia in 2007, anonymous Internet adversaries deluged Estonian computer servers with denial-of-service and other attacks, essentially shutting down the country’s digital infrastructure for a while.  After a major U.S.-led investigation, a number of private persons were prosecuted, but an activist with a pro-Kremlin group claimed to have organized the assault entirely on his own initiative.  The Russian government, however, refused to cooperate with international efforts to track dow those responsible.
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                    Even more dramatically, when Russia invaded the Republic of Georgia in 2008, unknown persons mounted a comprehensive and costly computer network attack against the Georgian communications systems, logistics centers, and oil and gas pipelines – in ways suspiciously coordinated with more conventional Russian military attacks.  According to Western press accounts, this was carried out by various hackers operating out of Russia, Ukraine, Latvia, Turkey, and elsewhere – many of them apparently recruited solely for this campaign – seemingly working hand-in-glove with criminal syndicates who treated the occasion as an opportunity to profiteer.  Despite the obvious possibility of Russian government orchestration of this notably convenient campaign, it is not clear that there was any direct involvement by Russian government or military personnel.  Other computer assault “surges” – attacks of similarly suspicious coincidence but ambiguous official provenance – have been associated with Chinese anger at Taiwan over talk of declaring formal independence from the mainland, and at Japan over issues of how it officially remembers its ugly wartime history.
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                    Could all these things simply be manifestations of the quirkily uncontrollable nature of the Internet – not coincidences, exactly, but at least things genuinely undertaken on purely private initiative by patriotic national “hacktivists,” lending their disputatious governments, unasked, a little helping hand?  Perhaps.  Or perhaps not.  It is far easier to hide a government’s shadowy hand in cyberspace than it was to hide Francis Drake’s favor at the court of England’s Virgin Queen, or the royal gold invested in his voyages. We may never know, and that may be precisely the point.
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                    IV.          
    
  
  
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      The Lawless Cyber Seas
    
  
  
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                    The long-quiescent privateering model may retain salience as a tool of geopolitical advantage, now translated into the technology and virtual terrain of cyberspace.
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                    Computer systems belonging to the U.S. Department of Defense are reportedly probed by unknown potential attackers literally millions of times a day, and from time to time damaging penetrations occur – such as the episode revealed last year in which attackers using Chinese Internet sites broke into a computer network associated with the U.S. F-35 Joint Strike Fighter to steal enormous quantities of data.  (Officials also worry about malicious code that might have been left behind, for this can be a powerful tool for remote sabotage, or further industrial or governmental espionage.)  Chinese sites were also involved in efforts to break into Defense Department computers in the “Titan Rain” episode of 2005, and in attacks in 2006 that resulted in computers at the U.S. Naval War College being cut off from the Internet for some weeks.  Russia, meanwhile, was the origin of a series of attacks on US. computers between 1998 and 2000, in “Moonlight Maze.”
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                    By reputation, Russia-based Internet adventurism is thought to 
    
  
  
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     to be run by individuals or organized crime, while Chinese activity is sometimes perceived to be – as the polite euphemism puts it – “more organized.”   (Translation: people think the government is involved.)  For all we know, however, these may be questions of degree rather than kind.  Both governments may feel themselves to have much reason to emulate Elizabeth’s successful “outsourced” harassment of the overweening Spanish, and they certainly have ample opportunities to do so with fewer “fingerprints” than she left in her semi-official sponsorship of the great English privateers.
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                    Fascinatingly, in fact, as Timothy Thomas has noted, the Chinese military’s doctrinal writings on cyberwar explicitly invoke the ancient strategic concept of “killing with a borrowed sword” in order to justify the modern cyber technique of using a third party’s computer systems to attack one’s adversary.  Some Chinese writings also speak of civilians as being a valuable auxiliary force with which 
    
  
  
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     cyber-warriors can collaborate.  (Shades of the Virgin Queen indeed.)
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                    What little is publicly known about the world of modern cyber-crime, moreover, suggests that cyberspace is fertile territory for such activity, and particularly for shadowy public-private partnerships perhaps roughly analogous to the old system of letters of marque.  Where once malicious code was thought generally to be the work of hobbyists – 
    
  
  
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     the infamous the “teenager in the basement” of 1990s hacker mythology – cybercrime has reportedly now become quite institutionalized, and has developed sophisticated business models.  (Nor is such code only created in the West these days: it has long since gone global, with viruses and worms emerging from various parts of the developing world as well.)  Today, a small arsenal of computer-attack tools is said now to be available on a fee-for-service or commercial-off-the-shelf (COTS) basis.
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                    Furthermore, the cast of characters is constantly shifting, with cyber crime said increasingly to follow an opportunistic “swarming” model in which participants come together to collaborate only briefly in exploiting a particular opportunity, and thereafter dispersing.  Such a protean and task-specific form of organization is made especially easy because  “botnets” of linked, hijacked computers are apparently available for cyber-escapades on a 
    
  
  
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      rental
    
  
  
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     basis, and cyber criminals commonly sell or lease their products in thriving online marketplaces.  This messy and generally lawless criminal ecosystem arguably provides the perfect environment for a sort of neo-privateering.
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                    Hold on to your hats.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 19 Jul 2010 19:43:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p277</guid>
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      <title>Chinese Conceptions of Global Order</title>
      <link>http://www.newparadigmsforum.com/p358</link>
      <description>Discussing his most recent book, Ford muses about the ancient roots and potential contemporary and future significance of Chinese conceptions of global order.</description>
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      Note:
    
  
  
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      These remarks were given at a 
    
  
    
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        Hudson Institute event on July 14, 2010
      
    
      
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      , for the publication of Dr. Ford’s book, 
      
    
      
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      &lt;a href="https://www.hudson.org/bookstore/itemdetail.cfm?item=3091"&gt;&#xD;
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          The Mind of Empire: China’s History and Modern Foreign Relations
        
      
        
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        (University Press of Kentucky, 2010)
      
    
      
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      .  At the Hudson event, 
      
    
      
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        Charles Horner
      
    
      
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        ’
      
    
      
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      s book 
      
    
      
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      &lt;a href="http://www.amazon.com/Rising-China-Postmodern-Fate-International/dp/0820333344"&gt;&#xD;
        
                        
        
      
        Rising China and its Postmodern Fate (University of Georgia Press, 2009) 
      
    
      
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      was also featured.  
      
    
      
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        Arthur Waldron
      
    
      
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       and 
      
    
      
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        Ashley Tellis
      
    
      
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       provided commentary and discussion of both volumes, and the issues they raise.  The event may be watched via 
      
    
      
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        streaming video.
      
    
      
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       Ford
      
    
      
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      s remarks follow here:
    
  
    
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                    Good afternoon, everyone.  Thanks to Ken for his kind introductory remarks, and thanks to all of you for braving the rain today.  Notwithstanding the weather, it’s terrific to see so many people in attendance.
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                    The potential implications of China’s rise are, of course, profound – which is surely why you are here – and this is true not least with respect to what Beijing might choose to 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     with the power it is gaining, and with respect to what sort of world it might attempt to construct.  My book, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="https://www.hudson.org/bookstore/itemdetail.cfm?item=3091"&gt;&#xD;
        
                        
      
      
        The Mind of Empire
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , tries to explore the historical foundations upon which Chinese conceptions of global order are built, starting with the conceptual system pioneered by Confucius himself.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I.             
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Confucian Power and Virtue
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Confucianism was basically a philosophy of social ethics, but it nonetheless also spoke to issues of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      governance
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  It made important assumptions about the nature of political order, and it had real – if too often overlooked – implications for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      global
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     politics.   The web of social responsibilities that defined proper behavior radiated outward to all aspects of life, and indeed to the ends of the human (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , civilized) world without any inherent limiting principle.  In this system, the key to successful governance lay in the assumption that the virtuous prince in effect 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      secretes
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     political authority.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Social harmony was felt to spread outward in concentric circles around the ruler precisely because, and to the degree that, he was virtuous: virtue 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      creates 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      sustains
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     harmonious political order.  Significantly, the extent to which this occurs is proportional to the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      extent
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the ruler’s virtue, and without limit.  The ruler of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      imperfect
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     virtue will always find his authority imperiled – subject to contestation, and perhaps indeed doomed to dissolution upon the advent of a more virtuous prince.  A prince of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      perfect 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    virtue, however, will inevitably have the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      entire world
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     subject itself to him in one form or another.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Confucian philosophy of governance is thus radically monist.  It is naturally hierarchical, and the ruler cannot admit the existence of separate, coequal sovereignties without conceding some defect in his own virtue.  (If he were 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      truly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     virtuous, after all, all other would-be sovereigns would gravitate to his orbit.  If they don’t, he must not be.)  Just as there can only be one father in the family, so can there be only one true sovereign in the world.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In my view, this schema has had important implications over the years.  Throughout China’s long history of struggling against incursions from abroad, a consistent theme of its diplomacy was the importance of maintaining formal inequality with the country’s neighbors.  Anything other than an at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      symbolically
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     hierarchical relationship favoring China was philosophically offensive and ideologically untenable.  And so long as no sufficiently muscular or persistent foreign power forced a confrontation 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      specifically on status-hierarchic grounds
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , the system could maintain its coherence.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.            
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Encounter with Plural Sovereignty
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Things began to change at the end of the 18th century, however, when the British sought to regularize trade with China and deputized the Earl of Macartney to represent King George before the Imperial Throne in Peking.  But neither this mission nor two subsequent attempts had any success.  Insisting upon European-style formalities of diplomatic equality merely offended and scandalized their Chinese hosts.  The Celestial Empire wanted no relations on 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      those
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     terms, and was somewhat horrified even to be asked.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    These encounters laid the groundwork for a remarkably explicit ideological and symbolic sparring match between two competing norms of global order: Western notions of separate, coequal sovereignty rooted in the Westphalian system; and China’s Sinocentric tradition.  Each demanded of the other things that other could not admit without violating core legitimating principles, and each side sensed full well the implications of every perceived nuance of status and prerogative insisted upon by its adversary.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This ideological struggle bubbled and boiled for years, with the diplomatic history of the period a recurring pattern of European demands for the formal trappings of separate and coequal sovereignty, Chinese resistance, European threats and military maneuverings, and then negotiated half-measures which themselves become the focus of years of diplomatic contestation thereafter.  China made such concessions as military duress made unavoidable, but worked tirelessly to attenuate or escape the symbolic concessions most offensive to Sinic universalism.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    I think it is one of the sad ironies of this period that the foreigners’ progress in eliciting symbolic concessions from China to modern notions of coequal sovereignty and diplomatic reciprocity created an appetite for so much more that these very principles were themselves soon undermined.  China was not permitted to stop at mere formal 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      equality
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     with these brash barbarians: she was compelled to accept what was increasingly clearly a position of outright 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      inferiority
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Perversely, this 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      in
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    equality was itself, in a sense, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      less
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of a challenge to traditional Chinese notions of legitimacy than was the idea of equality itself.  After all, it was long understood in China that a dynasty could 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      lose
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     its all-sustaining virtue, forfeiting the Mandate of Heaven and thus inevitably collapsing. The 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      succession
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of legitimacy to foreign overlords, even if only temporarily, was something China had experienced before.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    What would have been 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      truly
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     revolutionary for the Chinese system was a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      consistent
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     insistence upon norms of genuine sovereign coequality, which had no antecedent in China’s millennia of obsessive historical self-regard.  But the Western world passed up this opportunity by letting its appetite run away with its principles.  As a result, China arguably did not have to come fully to grips with norms of modern international equality, for it was before long plunged into 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      inferiority
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     vis-à-vis the West – most famously with the numerous “unequal treaties” forced upon Peking by European military power.  The ironic outcome of the 19th-Century ideological battle, therefore, may have been merely to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      reinforce
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     age-old Chinese lessons about the universally hierarchical nature of power.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.            
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Mao and Revolutionary Virtue
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One might have thought that China’s Communist revolution would have upended the traditional order in such a way that ancient conceptions no longer 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      mattered
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  But I think these Confucian-derived notions persisted during the Communist period.  Through Maoist eyes, the ideological purification and moral reconstruction of Chinese society was the necessary starting point for engagement with the outside world: a revolutionary transformation of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      international
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     order would follow naturally from this 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      internal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     success.  As in Confucianism, therefore, establishing perfect virtue at home would have a ripple effect in reordering the world around China, establishing a harmonious (socialist) order everywhere.  Such a psychology may also have made virtually inevitable the eventual collapse of Mao’s relations with the Soviet Union, as China became progressively uncomfortable with Soviet leadership of the Communist Bloc and keen to assert Mao’s primacy as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      the
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     exemplar of socialist rectitude.  For his rule to be both legitimate and secure in traditional Chinese terms, the Great Helmsman could be nothing else.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.           
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Modern Era
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And it didn’t end there.  An understanding of Confucian-derived notions of global order also provides an illuminating window into Chinese approaches to the world in the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      post
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -Mao era.  One probably sees reflections of these themes, for instance, in how China has insisted upon the purity of its own intentions, even where they are patently self-aggrandizing, in the Communist Party’s reluctance to admit errors, and in its extraordinary sensitivity to criticism.  This is perhaps the modern instantiation of Mandate-of-Heaven thinking, and the natural result of Confucianism’s virtue-keyed conception of political order.  To raise questions in such matters is to impugne the fundamental legitimacy of Party rule.  As of old, it would seem, political authority is a derivative function of one’s presumed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      moral
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     authority.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    An emphasis upon China’s supposed virtuousness, of course, is also 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      tactically
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     useful, and here the demands of Confucianist virtue and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      realpolitik
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     statecraft coincide. A key element of China’s strategy since the end of the Cold War has been a campaign to allay any fears that might arise about China’s intentions as its power grows, and thereby to prevent counter-mobilization.  The point has been to bring about a world supportive of China’s orderly modernization at home and its ascent to great power status abroad.  Beijing has engaged in an ongoing, concerted effort to portray China’s ascent as being both inevitable 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     non-threatening.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Whether this last bit is actually true, of course, will depend on what China chooses to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     with its newfound power.  How will a “risen” China actually behave?  One might try to seek clues to this in how China has come to conceive the modern world.  With the economically, physically, and ideologically destabilizing arrival of Western power, China needed a frame of reference through which to understand its environment.  To this end, China did what it has always done: it turned to its own history for conceptual models.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    From the mid-19th Century to the present day, the Warring States Period of China’s ancient pre-unification history provided both a model for admitting the possibility of sovereign state-to-state relationships and a series of classically-hallowed approaches to coping with them.   The problem, however, is that while the Warring States period does offer the paradigmatic specifically 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Chinese
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     illustration of inter-state order, its key lesson – one that has been reinforced over the millennia by the Middle Kingdom’s cycles of unification and fragmentation – is that inter-state order is both undesirable and temporary.  Chinese history provides no precedent for the stable, long-term coexistence of coequal sovereigns.  The modern world may be understandable through the prism of the Warring States, but only as a way station along a road to hierarchy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    V.           
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Where Next?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For now, it seems clearly still to be in China’s interest generally to adhere to – and indeed to insist upon – Westphalian norms of separate and coequal sovereignty, and especially their corollaries of sovereign rights and non-interference.  This helps provide Beijing the breathing room it needs in order to grow into a first-rank power without provoking counter-moves.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The key question for the future, however, is what will happen as China’s power grows, and especially if it assumes the top-tier position that it considers to be its birthright – a position which its notions of virtue-derived political authority may encourage it to believe that China 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      must
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     attain if its system of rule is to be considered legitimate.  Will China by then genuinely have internalized Westphalian norms?   Or will China – when its growing power gives it, one might say, more 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      options
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – be more inclined to nudge the global system toward a monist model more consistent with its ancient traditions and expectations?  All we can do now is speculate.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It may, of course, be that China actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     internalized Westphalian norms, and that it has replaced its 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      vertical
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     ideal of order with one that operates more in the horizontal dimension.  Not all observers, however – and not all of China’s neighbors – are likely to be so sanguine.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The most alarmist alternative interpretation might be to suggest that these ancient conceptions mean that a “risen” China will embark upon some aggressive campaign of global imperialism.  I don’t think that’s very likely, though of course no one can do more than guess.  Historically speaking, China’s efforts to impose Sinocentric order by force have manifested themselves in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      regional
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , rather than global, activism.  That doesn’t 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      rule out
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     attempts at direct global dominion, of course, and the alarmist might respond that China has always felt it imperative to dominate the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      known
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     world.  If its horizons have expanded, might not its ambitions?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is conceivably, I suppose, but I still think it unlikely.  To be sure, even a “merely” regional irredentism keyed to the territorial high water mark of the Qing Dynasty – exacerbated by the current Chinese regime’s tendency to invoke nationalism for political legitimacy – would certainly be problematic and dangerous in its own right.  Nevertheless, such geographic and civilizational rootedness may also somewhat mitigate China’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      global
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     aspirations.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Historically, moreover, exertions of Chinese power vis-à-vis non-Chinese peoples on its periphery and farther afield have often been satisfied with mere 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      homage
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Symbolic indicia of moral hierarchy frequently suffice to satisfy Sinic conceptions of virtue-derived global order.  Beyond the old Qing frontier, at least, actual 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      control
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     might not be necessary.  Nevertheless, what 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      would be 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    felt necessary remains something of an open question.  I would be very surprised if a “risen” China were to insist upon 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      formal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     “tributary” relationships with anyone, but this does not mean that some modernized (and more informal) analogue to “tribute” diplomacy could not be developed.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, one could imagine a system of order which is a genuinely 
    
  
  
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      inter-state
    
  
  
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     system – in the sense that Westphalian values prevail at the level of formal diplomatic and jurisprudential propriety – and yet in which a powerful China seeks the status of 
    
  
  
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      primus inter pares
    
  
  
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     and expects awestruck and submissive foreigners to exercise their sovereign rights by 
    
  
  
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      choosing
    
  
  
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     freely to defer to her in a variety of ways.  Indeed, China even has a historical model for something like this in its own Springs and Autumns Period.  In that era, emergent proto-states functioned for all practical purposes as independent entities, but the Zhou Dynasty still exerted over them a nominal sovereignty supported by status-hierarchical rituals and tributary political symbolism.
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                    But again, this is just speclation about the kind of world that a surviving Sinocentric moralism might conceivably feel inclined to seek.  To know the real answer, the world will simply have to wait to see how China lives out its experience of modernity.  As Charles will no doubt discuss, China faces many alternatives as it imagines itself and projects this identity into the future.
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                    Will a “risen” China adhere to Westphalian norms, or will it be inclined to pursue an order-system with which its traditions would make it more comfortable?  The answer, I suspect, will be central to 21st-Century geopolitics.
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                    Thanks for coming, and I look forward to our discussion.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 14 Jul 2010 20:24:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p358</guid>
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      <title>The Inflation of “National Security”</title>
      <link>http://www.newparadigmsforum.com/p346</link>
      <description>The fashionable trend for depicting the favored policy issue du jour into a “national security” challenge is one that serious people should regard with great suspicion.</description>
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                    The Obama Administration – not uniquely, perhaps, but with special verve – seems keen to co-opt the energy and urgency of “national security” priorities in support of policy initiatives designed to address problems that no one seems previously to have felt were in fact national security issues.  I don’t begrudge efforts to draw attention to policy priorities, of course, for it is one of the responsibilities of every
    
  
  
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    administration to advocate for its own ideas about how to solve the country’s problems.  And certainly, if there happens to be a genuine national security issue that has hitherto escaped notice, it’s surely important to highlight it so that we can make up for lost time in meeting the challenge.  The instinct to transmogrify the issue 
    
  
  
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     into a “national security” priority, however, is one that serious people should distrust 
    
  
  
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      – 
    
  
  
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    especially when the fortuitous discovery of “national security” imperatives just happens to coincide with an administration’s domestic political agenda.  Such convenient coincidences should be greeted with suspicion.
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                    One recent manifestation of this phenomenon is the effort to define climate change as a “national security” issue 
    
  
  
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      –
    
  
  
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     a discovery that conveniently followed in the wake of President Obama’s characteristically modest prediction that his presidential nomination would be remembered as “
    
  
  
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      the moment when the rise of the oceans began to slow and our planet began to heal.
    
  
  
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    ”   We’ve even heard it said of late that childhood obesity – a cause which just happens to be the 
    
  
  
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      personal crusade of the First Lady 
    
  
  
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    – threatens U.S. national security by rendering ever more young Americans unfit for military service, thus reducing the talent pool of young recruits available to our armed forces.  Childhood obesity, it has been proclaimed, is “
    
  
  
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      an epidemic that threatens national security.
    
  
  
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    ”
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                    Not all the arguments in favor of such reconceptualizations of “national security” are necessarily disingenuous special pleading, of course.  It might well be that traditional paradigms of “national security” sometimes neglect important issues that really do have dramatic security implications, and which will later – with hindsight – clearly be understood as having had genuine and direct importance in this regard all along.  (If you think our security boffins are omniscient and infallible, you haven’t been paying much attention.  Let us stipulate, at the very least, that they do indeed miss things from time to time.)  If rising sea levels eventually force population migrations or even erase certain island nations, there could be international security implications.  And I’m willing to believe that obese soldiers indeed cannot fight as well as fit ones.
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                    So sometimes reigning paradigms do indeed need to be adjusted; sometimes they even need to be exploded.  On the other hand, often they don’t, and politically convenient recastings of policy challenges as “security” questions can sometimes quite properly sound strained.
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                    The characteristic difficulty with “national security” arguments for traditionally 
    
  
  
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      non
    
  
  
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    -security problems isn’t their falsehood 
    
  
  
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      per se
    
  
  
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    , but rather their analytical triviality, their enormous plasticity, and the questionable propriety of suggesting that the national security bureaucracy should have a role in their solution.
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                    With respect to triviality, for instance, the problem is not that things like climate change or childhood obesity cannot possibly be imagined to have some “national security” implications, but that it is far from clear that this impact is either direct or immediate enough – or likely enough to be left unaddressed, or be unaddressable, by non-“security” means – to justify the expenditure of scarce and already overstretched “national security” resources in struggling with it.
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                    Let me invent an example: cell phone use.   What if the Obama Administration were to announce that “distracted driving” is a threat to U.S. “national security”?  After all, Americans’ cell phone use while driving presumably 
    
  
  
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     harm U.S. national security at some level, at least insofar as one is somewhat more likely to be in an automotive accidents if one engages in such activity, and people crippled in car crashes are generally unavailable to serve in the military.  (This is basically the same argument made with respect to childhood obesity, which we are told 
    
  
  
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      is
    
  
  
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     now a “national security” problem.)  This is by no means far-fetched.  Transportation Secretary Ray LaHood has taken his campaign against “distracted driving” to the United Nations, where U.S. Ambassador Susan Rice described it as “
    
  
  
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      a killer” that needs “global attention and action
    
  
  
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    .”   I have yet to hear cell phones specifically described as a “national security” problem, but according to LaHood, distracted driving is nonetheless “
    
  
  
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      a threat around the world.
    
  
  
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    ”  Perhaps it’s the next big thing.
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                    But the difficulty with this argument isn’t necessarily that mobile phone use cannot in any way be depicted as a “national security” challenge, at least in some rather attenuated sense.  Rather, the problem is that the identifiable impact in this regard seems so trifling and so oblique alongside 
    
  
  
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      other
    
  
  
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     security issues that it would surely be an embarrassing misallocation of resources and attention to make this matter any kind of Pentagon or Intelligence Community priority.   Is there so little for our security mandarins to do with regard to international terrorism, Afghan counter-insurgency, nuclear weapons proliferation, cyber-attacks, missile proliferation, failed states, Islamic radicalism, or the developing capabilities of actual or potential “near-peer” strategic adversaries that our agencies have idle personnel and unspent money to devote to other matters?  (And if our institutions do presently have such idle capacity, we shouldn’t divert it to studying obesity: we should sack their managers for dereliction of duty.)
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                    Another problem lies in the nearly-infinite malleability of “national security” arguments.  If childhood obesity is now a problem affecting our “national security,” what is not?  Can any socio-economic ill 
    
  
  
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     be defined in some way as to suggest at least some distant impact upon our national security?  Admiral Mike Mullen, the chairman of the Joint Chiefs of Staff and thus the most senior military officer in the United States, recently declared that “
    
  
  
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      our national debt is our biggest security threat.
    
  
  
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    ”  That may well be true on some level – and I find it in equal parts amusing, fascinating, and horrifying that he seems to be suggesting that President Obama’s deficit-fueled socio-economic 
    
  
  
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      dirigisme
    
  
  
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     has become a threat to America – but surely this sort of fashionably expansive “national security” analysis overreaches because there is essentially nothing it cannot encompass.
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                    The lazily self-inflating conceptual metastasis may have reached some kind of a nadir in 
    
  
  
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      remarks delivered on July 1, 2010, by Susan Rice,
    
  
  
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     President Obama’s ambassador to the United Nations, who proclaimed grandly that “a threat to development anywhere is a threat to security everywhere.”  In her description, “the global gulfs between rich and poor are … a security threat” – a looming peril that we must meet by ensuring that no one on the planet lives “with hunger, oppression, or fear,” that all have “access to lifesaving medicines and affordable health care,” and that everyone can “send their kids to decent schools.”  This is breathtaking stuff: Obama-era solipsistic grandeur at its most entertainingly self-important.  With the stroke of a pen – and an ego – the entire Progressive social agenda is thus elevated to the global stage and magically transformed into a U.S. “national security” priority.
    
  
  
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                    At best, such argumentation debases the coinage of public discourse about “national security” and makes it harder to devote resources and attention to things that have a much more direct and demonstrable impact upon our security.  When 
    
  
  
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     is a pressing “national security” challenge, after all, 
    
  
  
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     really is.  (Well, perhaps not 
    
  
  
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    .  Rice’s argument, of course, offers a marvelously convenient case for shortchanging 
    
  
  
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     security.  Why spend a dime on the Pentagon when the 
    
  
  
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     threat comes from the fact that somebody somewhere in the world lacks “affordable health care” and a “decent school”?)  At worst, such notions could open the door to a degree of government involvement – and involvement by our 
    
  
  
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     bureaucracies, no less – in socio-economic policy worryingly beyond what our political system has hitherto been willing to tolerate.
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                    After all, where there is a “national security” challenge, how could it be inappropriate to involve our “national security” institutions in solving it?  If it has become the job of the CIA and the National Security Agency to worry about climate change – making its potential impact a subject for their analysis and presumably therefore also their clandestine information collection – what role should these organs play in working on childhood obesity, cell phone use, or the U.S. federal debt?  (Actually, that example is too easy, since our intelligence agencies, at least, are generally barred from domestic activity.  A more interesting question might concern the military, some elements of which we 
    
  
  
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     often permit to have an operational role in domestic affairs in the face of significant threats, crises, or disasters.)  Where there is a “national security” threat, why not a “national security” response?
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                    There is a weird logic to the sort of inflated rhetoric we’ve seen from Ambassador Rice and others in the Obama Administration.  The conceptual corollary of treating “soft power” as one’s national security tool of first resort is that broad swathes of economic, cultural, and political life suddenly become appropriate subjects for analysis through the prism of “national security.”  But how easy do we wish it to be to assign our security bureaucracy responsibilities with regard to whatever issue is next offered as a “national security” challenge hitherto ignored by stick-in-the-mud traditionalists like me who apparently just don’t understand the 
    
  
  
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    challenges America faces?  We should be careful of mission creep grounded in such totalistic understandings, and for reasons that go beyond poor prioritization of scarce resources.  The risk of deeper impropriety lurks in these shadows.
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                    One cannot miss the enthusiasm some liberal American pundits seem recently to have acquired – as the U.S. political process has failed to make with sufficient rapidity the sweeping, transformative choices they demand of it – for an approach to technocratic rule unshackled from the inconveniences of democratic accountability.  
    
  
  
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    , for example, that because Congress was refusing to do the right thing on energy policy, this issue should be removed from the political sphere and entrusted directly to a cadre of experts who, in their wisdom, largely insulated from the “political” interferences of representative democracy, would make energy policy decisions for us in our best interest.  And who can forget 
    
  
  
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     columnist 
    
  
  
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      Thomas Friedman’s infamous suggestion
    
  
  
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     that a Chinese-style bureaucratic dictatorship might be preferable to the inelegant foot-dragging and compromises of our domestic political process, because the Communist Party oligarchs in Beijing at least know how to make correct and efficient decisions on complex issues such as climate change?
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                    Don’t get me wrong.  I am quite hawkish when it comes to the exertion of an expansive federal power to combat genuine national security threats.  But my tolerance for such authority only reaches “national security” challenges as they are fairly traditionally construed (
    
  
  
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    , dealing with the threats presented by people who might actually attack us).  It makes me nervous to inflate that conceptual currency, and it probably should make you nervous too.
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                    In our system of government, the president is traditionally afforded much more latitude for discretion and unilateral authority in dealing with national security issues than we permit him in other arenas.  This, I think, is quite proper.  Precisely for this reason, however, decent people should start to squirm when expressions of frustration with the inability of our democratic process to reach the “correct” conclusion on key public policy issues come to coexist with assertions that matters such as childhood obesity, climate change, health care, education policy, and government debt are “national security” challenges.  We should be wary when our government approaches that intellectual frontier.  As the old mariners’ maps used to put it, there be dragons.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 12 Jul 2010 18:27:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p346</guid>
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      <title>The Officer Krupke Theory of Proliferation</title>
      <link>http://www.newparadigmsforum.com/p306</link>
      <description>Is proliferation in Iran and North Korea the "fault" of the United States, as some have contended, or not?  And does it matter?</description>
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                    I was recently confronted – as I have not infrequently been before – with arguments against the U.S. approach of seeking to pressure and isolate “rogue regimes” such as North Korea (a.k.a. the Democratic People’s Republic of Korea, or DPRK) and Iran.   In this instance, the argument was offered by some friends of mine in the disarmament community, who felt that even the Obama Administration was taking too inflexible and Bush-like an approach to Tehran and Pyongyang.
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                    My friends’ narrative was familiar in its outlines, because its plotline followed that so frequently articulated by such proliferator regimes themselves, and their supporters or apologists in the diplomatic community with whom I used to rub shoulders for a living.  To be fair, my friends certainly did not share the objectives of the proliferator governments’ self-exculpatory narratives.  Quite the contrary.  Far from supporting or seeking to excuse such regimes’ pursuit or acquisition of nuclear weapons, my interlocutors were profoundly and fervently dedicated to nonproliferation and to disarmament.  They sought merely to 
    
  
  
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     what they felt were the reasons for Iranian and North Korean nuclear weapons proliferation, with an eye to using such insights in the development of improved policies to control the threats to international peace and security that are being created by this behavior.
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                    That said, my friends nevertheless accepted the basic points of the very narratives of self-exoneration offered by the rogue regimes.  Iran, for instance, was said to be understandably fearful of the United States.  We Americans had been involved in overthrowing the government of Mohammed Mossadegh in 1953, for example, and we had not been too concerned by Iran’s interest in nuclear technology under the Shah but have systematically tried to prevent the Islamic Republic of Iran from acquiring such know-how ever since.  The United States had also winked complacently at Saddam Hussein’s war against the Iranian Revolution, and had largely looked the other way when Iraq used chemical weapons against the Iranians.  In this context, my friends said, demonizing Iran as part of an “axis of evil” was naturally bound to provoke insecurity and a desire for nuclear weapons.
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                    It was also, I was told, important to remember that North Korea had faced the deployment of considerable numbers of U.S. nuclear weapons in South Korea during the Cold War, and that Pyongyang had pursued nuclear weapons only after the end of the Cold War had deprived it of much of the strategic support it had long enjoyed from larger communist powers.  The United States, my friends contended, had also failed to live up to its end of the bargain under the 1994 Agreed Framework with the DPRK – 
    
  
  
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      e.g.
    
  
  
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    , by not being willing to countenance a formal peace treaty to end the Korean War.
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                    Drawing upon this narrative of the United States’ purported past mistreatment of Iran and North Korea – and those regimes’ consequently 
    
  
  
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      understandable
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     feelings of being threatened by America, feelings which were posited to underlie their desire for nuclear weaponry – some of my friends argued against international sanctions and other such pressures on Iran and North Korea.  Because U.S. pressure had helped create today’s proliferation problems, they seemed to believe, a relaxation of U.S. pressure would solve them: the answer lay in more and better “diplomatic engagement,” and apparently 
    
  
  
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      only 
    
  
  
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    in such outreach.  Pressure and coercive constraints, it was suggested, were the wrong approach.
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                    I was a bit surprised to hear this argument still being advanced, insofar as recent events in both North Korea and Iran – and specifically, those regimes’ bemusedly scornful indifference to the famously “outstretched hand” offered them in early 2009 by the incoming Obama Administration, coupled with an acceleration of their tub-thumping provocations – have done a great deal to undercut the plausibility of politically-correct “it’s really America’s fault” arguments.  On the whole, my impression has been that the policy community is now actually congealing around the idea that there really 
    
  
  
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      is
    
  
  
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     something deeply problematic about the Iranian and North Korean regimes.  (Unfortunately, President Obama has been characteristically behind the curve in his nostalgic attachment to a fashionably self-abasing worldview in which 
    
  
  
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      we
    
  
  
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     are as much villains as the villains.  To his shame, for instance, the president refused to voice support for the demonstrators so bloodily suppressed last year in Iran because he felt that in light of the history of U.S. involvement in Iran’s affairs, actually to condemn the regime’s brutality and speak up for democracy there would just be more American “
    
  
  
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    &lt;a href="http://news.bbc.co.uk/2/hi/8104362.stm"&gt;&#xD;
      
                      
    
    
      meddling
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”)
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                    Consequently, my first instinct in encountering this argument anew from my disarmament friends was simply to invoke my usual counter-narrative, pointing out some important things that rogue-exonerating historical retellings generally omit.  I was struck, for instance, by the fact that while the purported threat to North Korea from U.S. nuclear weapons had been carefully recounted, my friends seemed to have forgotten why the United States had garrisoned South Korea in the first place – and those weapons’ role in deterring a repetition of North Korea’s catastrophically costly aggression against the south in 1950.  I also wanted to point out that President George H.W. Bush had withdrawn U.S. nuclear weapons from the Korean Peninsula in 1991, 
    
  
  
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      before
    
  
  
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     North Korea’s plutonium separation for nuclear weapons had begun at Yongbyon, and that North and South Korea had at that point signed a non-aggression pact.  I also wanted to highlight the role that DPRK missile proliferation, state sponsorship of terrorism, repeated military provocations against South Korea, and cheating on the Agreed Framework with secret uranium enrichment work from the mid-1990s played in sabotaging any hope peninsular diplomacy might arguably once have had for success.
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                    With regard to Iran, it also hardly seemed irrelevant to me that Iran’s clearly weapons-focused nuclear technology acquisition binge had begun nearly two decades 
    
  
  
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      before
    
  
  
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     anyone had ever used the phrase “axis of evil,” and that – as was so dramatically demonstrated by the hostage crisis – there has essentially 
    
  
  
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      never
    
  
  
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     been a point at which the Islamic Republic of Iran, long the world’s most significant state sponsor of terrorism, has not displayed a gleefully casual disregard for international law and correspondingly exuberant interest in exporting its own radical Islamist revolution.  How much purely “defensive” motivation could there really be said to be, I felt, in a regime that had from its inception portrayed itself as the revolutionary vanguard of a quasi-messianic Islamic global tide, and was today all but openly pursuing nuclear weapons development in the context of a clear drive for regional hegemony and even a hope articulated by its president that Israel will be “wiped off the map”?
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                    And so I started running down this road of counter-narrative, offering counterpoised data points of my own in an effort to redirect the thrust of the story my friends were telling.  Their narrative highlighted the ways in which the United States was purportedly at fault for helping create the present situation; my initial response highlighted the reasons why America 
    
  
  
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      wasn’t
    
  
  
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     at fault and how these regimes in a sense 
    
  
  
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      deserved
    
  
  
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     harsh treatment at the hands of the international community.  We were good enough friends to avoid belaboring our respective points, and we ended up doing little more than agreeing to disagree about whose historical narrative more accurately captured the “real” development of today’s problems, and which one more fairly apportioned blame for these developments.
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                    Upon reflection, however, I regret our getting bogged down in this battle of competing narratives.  Indeed, I wonder if my critique of the argument my friends were advancing was too shallow.  I still think they were wrong in the most important respects even within the framework of our “battle of the narratives,” but I now think the error lies deeper, in confusions about the present-day policy import of the historical storylines we tell each other.
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                    What we were really discussing, after all – or at least what I think we were 
    
  
  
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      trying
    
  
  
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     to debate – was how to approach the challenges currently presented, both for U.S. policy and international peace and security, by the Iranian and North Korean nuclear weapons programs.  In theory, my friends’ historical narrative was merely a 
    
  
  
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      tool
    
  
  
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     to this end, the employment of which was predicated upon the assumption that if we can identify the party whose 
    
  
  
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      fault
    
  
  
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     the problem is, we can leverage this finding into getting that party to change its behavior and thus resolving the problem.  They had contended that since the United States had made Iran and North Korea feel insecure, the remedy was for U.S. officials now warmly to embrace these governments and all would be well.
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                    I’m coming to think that my friends were wrong at a deeper level than simply what policy is the best one with which to meet present-day challenges.  I think they were mistaken in the sense that their narrative-spinning seems to reflect a misunderstanding of the relationship between the past, the present, and the desired future.  Fundamentally, their storyline seems to have been predicated upon the idea that history is in some sense fundamentally – and indeed, fairly quickly – 
    
  
  
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      reversible
    
  
  
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    .  It was fairly explicitly predicated upon the syllogism that because (a) we helped make the rogues insecure and (b) their insecurity feeds their desire for nuclear weapons, therefore (c) we can turn these countries’ nuclear policies around by offering them the security and the warm, respectful embrace they are presumed to want.
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                    I think there is something faulty in this progression of logic where it draws present-day policy lessons from its narrative.  Let us be analytically charitable and assume for the sake of argument – though I should make clear, for the record, that I reject the proposition – that the storyline of justifiable rogue state insecurity is “right” to suggest that the nuclear weapons programs of Iran and North Korea are in some importance sense basically 
    
  
  
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      America’s 
    
  
  
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    fault, and that a warmer, more conciliatory U.S. policy toward these regimes many years ago would have prevented their movement down the nuclear path.  From the perspective of what policy to pursue in dealing with them today, however, 
    
  
  
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      how much d
    
  
  
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      oes this apportioning of blame really matter?
    
  
  
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                    If my friends’ historical analysis is sound, it might perhaps follow that the way to deal with 
    
  
  
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      future
    
  
  
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     potential proliferators is to be more conciliatory.  (Or it might not, but for now that’s beside the point.)  But the question isn’t about just how to deal with potential future proliferators: we also must deal with the 
    
  
  
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      actual
    
  
  
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     ones that exist today.  Like it or not, we have to deal with Iran and North Korea 
    
  
  
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      as they are
    
  
  
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    , not as we wish them to be, or as we might contend they 
    
  
  
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      would have been
    
  
  
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     if our policies had been different decades ago.  We are not confronted with a historical magnetic tape than can be “rewound,” and it does 
    
  
  
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      not
    
  
  
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     necessarily follow that just because it is “our fault” that things got to this difficult impasse, today’s problems can be fixed merely by adopting policies that arguably would have avoided the problem if applied at some earlier point.
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                    I hope the reader will forgive the simple analogy, but imagine, for instance, that Jack is a criminal with a record of violent offenses that is, as the saying goes, as long as your arm.  How do we deal with Jack?  Imagine now also that he is the product of a highly dysfunctional and abusive family upbringing, that he has suffered every imaginable form of socio-economic disadvantage, and that for any number of reasons, he never really had any chance for success in life 
    
  
  
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     as a vicious thug in the violent criminal street gang in which he grew up.  For the sake of argument, let us also assume the correctness of what I think of as the “Officer Krupke Theory” – the idea, which Steven Sondheim worked into the 
    
  
  
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    &lt;a href="http://www.westsidestory.com/site/level2/lyrics/krupke.html"&gt;&#xD;
      
                      
    
    
      amusing lyrics of Leonard Bernstein’s 
    
  
  
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        West Side Story
      
    
    
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    , that antisocial behavior is less the “fault” of the criminal than simply the aggregate mechanical result of damage inflicted upon him by his familial, social, and economic circumstances, and that society’s first priority in dealing with him should be to fix this damage rather than punishing him for the behavior it has created.
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      “We ain’t no delinquents, / 
    
  
    
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      We’re misunderstood. / 
    
  
    
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      Deep down inside us there is good! /
    
  
    
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      ... / 
    
  
    
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      This boy don’t need a judge, he needs an analyst’s care!”
    
  
    
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                    Krupke Theory is, in essence, my friends’ approach to Iran: we shouldn’t be too hard on the Pasdaran/clerical regime because we helped make it into the problem it is; the delinquent is being justifiably wayward, and we should re-embrace, not punish, him.
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                    Critically, however, Krupke Theory doesn’t really get us where we need to go in having a useful approach to dealing with Jack.  Sociological explanations for his crime might perhaps say something about how to prevent 
    
  
  
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      others
    
  
  
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     from becoming brutalized and dangerous as he has become, but merely understanding this makes Jack no less dangerous 
    
  
  
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      right now
    
  
  
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    .  Nor does such insight necessarily mean that we can entirely re-socialize him – and even if it does, it does not necessarily follow that there will be no need to impose pretty draconian constraints upon him until such a process has been completed.  We might hope to change Jack, but however we assign blame for him becoming what he is, we cannot escape the necessity of dealing with him 
    
  
  
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      as he is now
    
  
  
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    .  The real problem might be, in Sondheim’s phrase, that Jack never got “the love that ev’ry child oughta get” and that “it’s just [his] bringing-upke that gets [him] out of hand. ”  If Jack is indeed out of hand, however, it is foolishness to allow him the freedom to indulge his waywardness until his damaged psyche has been reconstructed.  It may serve the interests of rehabilitation to treat Jack with humaneness and respect when he is in prison, but prison must still be his home until we are confident that he’s indeed been reformed.
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                    This is why I think the Krupke Theory of proliferation isn’t nearly as useful as a guide to policy – as opposed merely to a blame-America propaganda point – as its proponents seem to think.  It 
    
  
  
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      might
    
  
  
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     be that understanding the supposed role of the United States in creating today’s proliferation problems means that these problems can be resolved by conciliatory warmth and a succession of diplomatic, security, and economic concessions.  Or it might not.  The merit of such a policy prescription does not 
    
  
  
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      necessarily
    
  
  
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     follow from one’s acceptance of that tendentious narrative.  Nor is it not logically inevitable that every perpetrator-victim in fact 
    
  
  
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      can
    
  
  
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     be reformed – or at a price that society will find acceptable.  If the measures that must be taken in the face of real threats presented in the here-and-now tend to reinforce proliferators’ victim narratives, for example, this cost may have to be borne.  One might suggest here a principle of prophylaxis: if push comes to shove, it is more important that Jack not continue to kill and rob than that he be eventually reformed.  Ideally, we can restrain 
    
  
  
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      and
    
  
  
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     retrain, but if these two objectives come into conflict, the former must be given priority.
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                    So would warmly embracing Iran and North Korea – and offering them the respect and security they are said to crave – help end their nuclear programs, as my friends contended?  Or would it just validate and reward these programs, thus reaping the whirlwind both with those countries and with other future, would-be proliferators?  Which approach is best in each case does 
    
  
  
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      not
    
  
  
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     necessarily follow from any particular historical narrative, even the proliferator-exonerating “Officer Krupke” version.  We should be wary of the seductive simplicity of such victim narratives, because judging the policy that is best in confronting the circumstances we confront today may turn out to have surprisingly little to do with whose “fault” the situation is.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 30 Jun 2010 18:34:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p306</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>Iran’s Coming “Nuclear Opacity”</title>
      <link>http://www.newparadigmsforum.com/p326</link>
      <description>Most commentary seems to assume that Iran will either (a) rush as quickly as it can to nuclear weaponization or (b) choose to hover on the edge of weaponization as a "virtual nuclear weapons state."  But there may be a third, and arguably even more troublesome, possibility ....</description>
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                    Note:
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      These remarks were presented at the Capitol Hill Club on June 22, 2010, at an event sponsored by the 
    
  
    
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        National Defense University Foundation.
      
    
      
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                    Let me begin by thanking Peter Huessy and the National Defense University Foundation for sponsoring this speakers series, of which I’m pleased to be part.  In the wake of 
    
  
  
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      Bruce Klingner
    
  
  
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    ’s comments about the problems presented by North Korea, let me  offer some remarks on the challenges confronting the nonproliferation regime by focusing my attention upon Iran.
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                    While no serious observer today doubts that the purpose of Iran’s nuclear program is to feed the clerical regime’s nuclear weapons ambitions, there remains at least 
    
  
  
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      some
    
  
  
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     debate in the expert community as to whether Tehran intends to move straightaway into the business of building nuclear weapons.  Most seem to assume that Iran’s effort is indeed aimed at achieving weaponization as soon as possible, but some have suggested that the clerical regime might opt, at least for now, for lingering as a “virtual” nuclear weapons state – that is, on the 
    
  
  
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      edge
    
  
  
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     of a weapons capability, only a brief sprint away from building such devices whenever desired.
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                    There seems to me to be little or no direct evidence either way.  Iran’s various fairly obvious 
    
  
  
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      preparations
    
  
  
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     for weaponization – as indicated, for instance, by the missile re-entry vehicle engineering documented in the so-called “laptop” documents a few years ago, or Iran’s more recent program to produce highly enriched uranium (HEU) for the first time – could be explained by either approach.  Tehran either intends to put such capabilities to use in weaponization as soon as they are technologically available, or it intends to 
    
  
  
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      hold
    
  
  
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     them available for quick implementation on demand.  Conclusions about the most likely answer depend upon one’s assumptions about the motives and character of the regime in Tehran.
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                    Many observers – especially these days, with the government in Tehran as defiant as ever, and seemingly again in heavy-handed control at home after the upwelling of “green” unrest following the widespread electoral fraud of last summer’s presidential election – find it hard to imagine the radicalized Pasdaran (a.k.a. Iranian Revolutionary Guard Corps, or IRGC) clique around President Ahmadinejad and Supreme Leader Khameni 
    
  
  
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      not
    
  
  
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     rapidly and openly weaponizing as soon as this option becomes available to them.  (That is, moreover, a course of action for which North Korea could be regarded as having blazed the way, a path made all the more attractive for Iran because Pyongyang has not suffered dramatic consequences for having taken it.)  Others, however,still wonder whether Iran might seek or accept some kind of a “grand bargain” that could entice it to hang on indefinitely, just 
    
  
  
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      short
    
  
  
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     of weaponization.
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                    Most commentary and even official analyses seem to assume a binary choice, between 
    
  
  
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      overt
    
  
  
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     weaponization and 
    
  
  
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      non
    
  
  
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    -weaponization.  Defense Secretary Bob Gates, for example, has reportedly warned, in a secret memorandum leaked to the press not long ago, that – in the words of the 
    
  
  
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      New York Times’
    
  
  
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     summary of the document – the United States lacks “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/18/world/middleeast/18iran.html"&gt;&#xD;
      
                      
    
    
      an effective strategy should Iran choose the course that many governments and outside analysts consider likely: Iran could assemble all the major parts it needs for a nuclear weapon – fuel, designs and detonators – but stop just short of assembling a fully operational weapon
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
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                    If Gates believes that, he’s not wrong.  But the universe of possibilities for which the United States still seem woefully unprepared is probably broader than he is reported to have outlined.  Too little discussion has been given to another possibility, one about which a number of commentators, including myself, now more openly worry.  What if Iran chooses self-consciously to ape – or, more accurately, to adapt and twist to its own purposes – the approach that most analysts believe 
    
  
  
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      Israel
    
  
  
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     has taken to nuclear weaponry?
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                    But let’s stop here for a moment, because I want to prevent possible confusion.  I think that despite Tehran’s protestations, the nuclear arsenal most observers feel Israel to possess – but which its government has never confirmed, and about which U.S. officials still never publicly speculate – likely has little or nothing to do with Iran’s nuclear weapons ambitions, except insofar as officials in Tehran will undoubtedly cite Israel as their 
    
  
  
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      excuse
    
  
  
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     for overt weaponization if and when they take such a step.  In my view, Iran’s nuclear weapons ambitions grow primarily out of its internal politics, the lessons it drew from Iraqi chemical weapons use against it during the 1980s, and the Islamic Republic’s aspirations for some sort of Shi’ite-ized neo-Persian regional hegemony.  These ambitions likely have little, if anything, to do with any
    
  
  
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    actual or presumed nuclear weapons capability in any other country, including Israel.  Israel would no doubt feature prominently in Iran’s proffered 
    
  
  
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      excuse
    
  
  
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     for open possession, but it would not actually be the 
    
  
  
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      reason
    
  
  
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    .
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                    That said, even though I don’t think the Iranians’ nuclear weapons ambitions are 
    
  
  
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      driven
    
  
  
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     by the Israeli nuclear situation, how these ambitions manifest themselves may yet be 
    
  
  
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      shaped
    
  
  
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     by it.  In fact, Iran seems well positioned to play a very poisonous game in this respect.  I fear that the Iranians will choose to try to do – and from 
    
  
  
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      inside
    
  
  
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     the NPT – what most observers claim Israel has done since the late 1960s.
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                    Beyond two basic alternatives most analysts seem to assume Iran faces, there is a third possibility.  Iran, moreover, has some reason to find this third way attractive, for both the “overt weaponization” and “virtual nuclear weapons state” options entail costs.  Hovering on the edge of weaponization, after all, is not without risk – especially from the perspective of a radicalized regime displaying the sort of paranoia so often suggested by Iranian pronouncements.  How comfortable would the current government really be that it could count upon having days or weeks of time in a period of crisis in which to rush across the final threshold by completing the final steps?
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                    One might think Iran could 
    
  
  
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      probably
    
  
  
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     get away with much of this quickly, and in secret, but is “probably” good enough from Tehran’s perspective?  It is easy to imagine that if Iran were 
    
  
  
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      capable
    
  
  
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     of building nuclear weapons, its ruling clerics and Pasdaran praetorians would not be content with half-measures that presume Iran will have some weeks’ notice of a crisis.  They would, perhaps, want to have actual nuclear weapons 
    
  
  
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      in hand
    
  
  
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    .
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                    Yet overt weaponization has costs too, even without assuming that the international community would suddenly discover the compliance enforcement spine that has hitherto eluded it.  Iran remains far more tied to and dependent upon the outside world than the North Koreans were at the point of their withdrawal from the Nuclear Nonproliferation Treaty (NPT) and subsequent nuclear tests.  There would surely be at least 
    
  
  
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      some 
    
  
  
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    pain for Iran, and perhaps a considerable amount of it, in overtly repudiating the NPT and following the North Korean path to open nuclear weapons possession.
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                    To navigate between these counterpoised sets of drawbacks, Iran might choose to follow what its apologists would presumably quietly let people know was the “Israeli model.”  The mullahs would actually 
    
  
  
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     their nuclear weapons, but they would do so secretly, and while carefully avoiding either confirming or denying public rumors of such steps – whispers which they might themselves deliberately encourage.  If challenged, Iran would self-consciously parrot, and mock, Israeli pronouncements going back to Prime Ministers David Ben Gurion and Levi Eshkol about Israel’s own nuclear posture.  Iran, we would be told with a knowing smirk, “will not be the first to introduce nuclear weapons into the Middle East.”
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                    Observers would not, however, be discouraged from remembering the somewhat idiosyncratic Israeli 
    
  
  
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      definition
    
  
  
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     of “introduction,” as then-Ambassador to the United States Yitzhak Rabin reportedly explained it to Nixon Administration officials years ago.  By this formulation, “introducing” nuclear weapons means openly testing and admitting the possession of such devices.  (In modern terms, in other words, “introduction” would thus mean following the North Korean model.)   As 
    
  
  
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    &lt;a href="http://www.amazon.com/Israel-Bomb-Avner-Cohen/dp/0231104839"&gt;&#xD;
      
                      
    
    
      Avner Cohen has recounted
    
  
  
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     of Rabin’s reported discussions with Pentagon official Paul Warnke in November 1968, however, simply quietly 
    
  
  
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      having
    
  
  
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     nuclear weapons – and taking advantage of the deterrent effect of one’s widely-credited but never-confirmed possession – was said to be something that could be done without “introducing” them.  Such an approach might suit Iran very well today.  One imagines that the clerical regime would be happy to invoke Israeli comparisons while never 
    
  
  
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      quite
    
  
  
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     admitting possession.
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                    In sharp contrast with Israel, however – which had the honesty never to sign the NPT and thus would not violate any rules were it to develop or possess nuclear weapons – Iran would presumably try to do all this while pretending (as it does today) to be a Treaty party in good standing.  Through such gamesmanship, Tehran might hope to preserve for itself the best of both worlds.  By being generally 
    
  
  
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     to have nuclear weapons ready for use, it would be able to eke considerable value out of its hidden arsenal: as a deterrent to outside intervention, as a tool to facilitate the intimidation of its neighbors, as a way to bolster its insecure regime’s self-important strutting on the world stage, and as a means to destroy Israel or a source of catastrophic weapons for terrorist proxies if push really came to shove.  Yet Iran would remain notionally within the NPT, and pretend that nothing was amiss.
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                    Such a strategy would strike an even more serious blow to the credibility of the NPT than would withdrawal and overt weaponization.  Everyone knows that the Treaty has a withdrawal clause, and North Korea has shown how a violator can use it.  This danger, however, was always inherent in the Treaty, for countries 
    
  
  
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      can
    
  
  
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     withdraw.  An Iranian attempt to mimic Israeli-style “non-introduction” 
    
  
  
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      while remaining within the Treaty
    
  
  
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    , however, would be even more corrosive than the blow of Pyongyang’s 2003 withdrawal.  After all, if an NPT non-nuclear weapons state can weaponize and remain within the Treaty, what could be said to remain of that instrument at all?
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                    So the danger is very great.  Yet an Iranian strategy of “bomb-in-the-basement” nuclear ambiguity – or, in Cohen’s phrasing, nuclear opacity – could greatly complicate the politics of countervailing diplomatic mobilization in the rest of the world.  Without the clear provocation of 
    
  
  
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      overt
    
  
  
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     Iranian possession, and in light of painful memories of analytical failures by the U.S. Intelligence Community and allied intelligence services with regard to Iraqi WMD, it could be difficult to mobilize  nonproliferation partners against what would be a merely 
    
  
  
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      presumably 
    
  
  
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    nuclear-empowered Iran.  Complicating things further, Iran’s brazenly self-conscious mimicry of Israel’s 
    
  
  
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      non
    
  
  
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    -declaratory policy, as it were, would also inescapably entangle any discussion of the Iranian threat in the usual ugly web of reflexively anti-Israel global politics.  Under such circumstances, it could prove troublingly difficult to elicit serious multilateral responses.
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                    This third possibility is therefore arguably the worst of all, short of the biggest nightmare scenario of some Yazdite eschatological fire-breather  in Tehran giving nuclear weapons technology to terrorists.  An Iranian decision to pursue an Israel-mocking policy of nuclear opacity 
    
  
  
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      while remaining within the NPT
    
  
  
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     would present terrible problems for the United States, for Israel, and for the nonproliferation regime as a whole.   Secretary Gates is quite right that the United States is worryingly unprepared for Iran’s possible choices, but he seems to have understated the problem.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Fri, 25 Jun 2010 16:07:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p326</guid>
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    <item>
      <title>Nonproliferation in Strategic Asia</title>
      <link>http://www.newparadigmsforum.com/p319</link>
      <description>Though nuclear weapons lack the salience in Asian security affairs that they had during the Cold War, they seem in a backhanded way to be becoming increasingly important today than even a few years ago, and in ways that bode ill for nonproliferation and disarmament.</description>
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      Note:
    
  
  
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      These remarks were given to a roundtable discussion of nuclear proliferation in strategic asia held on June 18, 2010, as part of the 
      
    
      
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      , sponsored by the 
    
  
    
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        National Bureau for Asian Research
      
    
      
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       and the 
    
  
    
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        Woodrow Wilson International Center for Scholars
      
    
      
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      .
    
  
    
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                    Let me start by offering my thanks to the Asia Policy Assembly for giving us the chance to participate.  Since time is short, I’ll confine myself to putting a gloss on my nonproliferation chapter in the last 
    
  
  
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      Strategic Asia
    
  
  
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     volume, in light of where things seem to have been moving since it was written in mid-2009.
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                    One point made in my essay was, unfortunately, depressingly simple.  Though nuclear weapons clearly lack the enormous salience in Asian security affairs that they had during the Cold War, they seem in a backhanded way to be becoming 
    
  
  
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     important – not less so – compared to even a few years ago, and in ways that seem to bode ill both for nonproliferation and for the broader and more distant goal of disarmament.
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                    Events since I wrote my chapter have done little to dispel this suspicion.  Most obviously, the nonproliferation regime continues to demonstrate its inability to accomplish its primary purpose of preventing the spread of nuclear weapons.  Iran continues to defy its nonproliferation obligations, even while proceeding apace with developing 
    
  
  
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     enrichment facilities and indeed beginning to enrich uranium to highly enriched uranium (HEU) levels.  Indeed, it was reported just this week that 
    
  
  
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    &lt;a href="http://apnews.myway.com/article/20100616/D9GCKEUO1.html"&gt;&#xD;
      
                      
    
    
      Iran says it plans to build four 
      
    
    
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       reactors for medical research 
    
  
  
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    – a transparent excuse for  producing quantities of HEU well beyond even the amount for which the Obama Administration and its “P5+1” diplomatic counterparts rather foolishly validated Iran’s “need” last October.  The writing, one fears, is well and truly on the wall.
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                    Other countries in the Middle East, meanwhile – including Iran’s neighbors, which is hardly surprising – seem to be positioning themselves for just the sort of “cascade” of reactive nuclear development that many experts have long feared.  Syria, of course, continues to stonewall IAEA investigators after having been caught working with the North Koreans on a plutonium-production reactor, but the latest wrinkle has seen 
    
  
  
                    &#xD;
    &lt;a href="http://www.futurespros.com/news/commodities---futures-news/interview-saudi-may-enrich-uranium-for-nuclear-power-plants-130266"&gt;&#xD;
      
                      
    
    
      Saudi Arabia announce a desire to develop uranium enrichment.
    
  
  
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     Meanwhile, 
    
  
  
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    &lt;a href="http://gsn.nti.org/gsn/nw_20100610_8351.php"&gt;&#xD;
      
                      
    
    
      Egyptian diplomats have been quite candid about the desirability of having a nuclear weapons option “if the Iranian program proves to be a military program and Israeli nuclear capabilities [are maintained].”
    
  
  
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                    To what extent might such cascade dynamics also develop in East Asia?  The thought is deeply disturbing, but unfortunately not entirely outlandish.  After all, North Korea seems no closer to “denuclarization” than before, remains a determined proliferator of nuclear and missile technology, and seems as wedded to a policy of regional provocation as ever – most recently, it would appear, in sinking a South Korean naval vessel with considerable loss of life.
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                    But that is not all.  Thanks to information and documentation provided by a defector and analyzed in 
    
  
  
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      a recent report by former International Atomic Energy Agency (IAEA) inspector Robert Kelley
    
  
  
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    , it now seems increasingly clear that Burma – a State Party to the NPT – is engaged in efforts to develop a nuclear weapons capability, apparently with North Korean help.  We started worrying about this a few years ago when I was in government, and Secretary of State Clinton has reportedly been warning her counterparts about the Burmese program in more recent months.  Thanks to the defector, and to Bob’s careful analysis, the Burmese nuclear cat now seems to be out of the bag.  Thankfully, the secretive and paranoid military 
    
  
  
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      junta
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     there doesn’t seem anywhere near fulfilling its nuclear ambitions, but its interest seems unmistakable.  Unfortunately, this may tell you pretty much all you need to know about the strength of countries’ expectations these days that any proliferation provocation will swiftly be met by a resolute and effective international response.
                  &#xD;
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                    Nor is such regional proliferation the only potentially destabilizing force when it comes to Asia’s nuclear future.  China’s growing economic might is coupled with expanding military power-projection and area-denial capabilities, and an increased willingness to throw its weight around in regional contexts – sometimes somewhat heavy-handedly, even as, for example, it has 
    
  
  
                    &#xD;
    &lt;a href="http://search.japantimes.co.jp/cgi-bin/eo20100509mr.html"&gt;&#xD;
      
                      
    
    
      raised the importance of controlling the South China Sea to the level of a self-described “core interest” on a par with retaining Tibet and reabsorbing Taiwan.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     This is surely putting pressure on militarily and economically weaker neighbors that lack other means by which to respond.  Nor is China doing much to reassure anyone, since it is presently building up 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      both
    
  
  
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     its nuclear forces 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a sophisticated conventional arsenal, even while doggedly resisting proposals for increased nuclear transparency and expressing continued disinterest in any disarmament steps of its own at least until some basic situation of parity with the United States and Russia has been reached.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    I do not know whether this Chinese strategic pressure will prompt regional states to counter-mobilize, potentially in nuclear ways, or whether it will simply lead them to “bandwagon” by moving from their current strategic position under America’s wing to a more traditional regional posture under that of the Middle Kingdom.  Neither option, however, seems greatly reassuring to me, and neither seems very likely to produce a diminished relevance for nuclear weapons in Asian strategic thinking.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Let me stress that I have seen nothing to suggest any Japanese, South Korean, or Taiwanese questioning of the wisdom of nonproliferation obligations of the sort we have so unsubtly seen of late from Egypt.  Nevertheless, it is hard to forget that these East Asian powers are already far ahead of the Arab states of the Middle East in their possession of sophisticated nuclear capabilities.  There is no need, in East Asia, to make some quasi-deterrent political hay out of one’s sudden interest in fissile material production and other sophisticated capabilities, for this interest – and indeed, to some extent, such capabilities – have long been present.
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                    Japan already has a very significant fissile material production and space launch capability that could support a rapid nuclear weapons option.  South Korea is busily seeking a sub-species of plutonium reprocessing, and is improving its own space launch systems.  A quick Google search even reveals that 
    
  
  
                    &#xD;
    &lt;a href="http://www.world-nuclear.org/info/inf115_taiwan.html"&gt;&#xD;
      
                      
    
    
      plutonium reprocessing is said to be “under consideration” in Taiwan.
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     I have seen no significant talk of a nuclear weapons “option” in any of these countries, but perhaps there doesn’t 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      need
    
  
  
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     to be.
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                    To be sure, the United States remains committed to its longstanding policy of nuclear weapons reductions, but this does not necessarily help reduce the reliance other nations place upon nuclear weaponry.  In fact, some worry that it may actually 
    
  
  
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      increase
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the pressures facing U.S. allies in East Asia, perhaps making nuclear weapons – or at least the development of the strategic hedge of a capabilities-based nuclear “option” – more attractive.
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                    The impending fiscal crunch suggested by Washington’s towering federal deficits and staggering federal debt is already seems to be having a strong chilling effect upon U.S. defense spending in ways that will constrain our ability to provide 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear alliance reassurance to East Asian allies as we reduce our nuclear arsenals and the reach and depth of our nuclear “extended deterrence.”  On top of plans for ongoing draw-downs in strategic forces, moreover, the Obama Administration also pledged itself in its 
    
  
  
                    &#xD;
    &lt;a href="http://www.defense.gov/npr/docs/2010%20Nuclear%20Posture%20Review%20Report.pdf"&gt;&#xD;
      
                      
    
    
      2010 Nuclear Posture Review,
    
  
  
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     to eliminating the nuclear-armed, sea-launched version of the Tomahawk cruise missile (TLAM-N) – a quietly forward-deployable weapon that American planners long believed important to our military-cum-psychological “nuclear umbrella” for the region.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The United States has promised to “[s]trengthen regional security architectures and reinforce security commitments to allies and partners,” but it has escaped no one’s notice that 
    
  
  
                    &#xD;
    &lt;a href="http://www.defenseprocurementnews.com/2010/06/01/secretary-of-defenses-war-on-spending-ramps-up/"&gt;&#xD;
      
                      
    
    
      defense spending is quite flat these days, even as the Pentagon – under the firm guidance of Secretary Gates – seems preoccupied by the challenges of Afghanistan-type counter-insurgency
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  No one gainsays the importance of fighting our current wars, but some have worried whether America will end up letting atrophy our ability to fight conflicts with fairly sophisticated potential adversary 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      states
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Militaries are famous for their propensity to prepare for the 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      last
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     war, and indeed we discovered our skills at high-technology, fast-paced, military-defeating maneuver warfare to be poorly suited for the challenges of territorial occupation and counter-insurgency in Iraq.  One hopes we do not end up getting good at those things just in time to discover that we badly need something more like our old skillset after all.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, there is likely much hype in the prophecies of American “decline” and global politico-military retrenchment that are currently fashionable, and perhaps no small amount of exaggeration and political wishful thinking.  Nevertheless, the current declinist 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      zeitgeist
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     highlights the special challenges that confront American security planning in a context in which trans-Pacific alliance reassurance is perhaps more essential than at any other time since the end of the Cold War.  The future of the region may depend upon it, both in nuclear 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in broader strategic terms.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This is why I think the American presence and role in East Asian security affairs is the most important variable for the region’s nuclear and broader strategic future; the nature and degree of our continued involvement will powerfully affect what path or paths other players feel it advisable or necessary to take.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And this brings me to the second main point I made in my 2009 chapter: the importance of understanding arms control issues through a prism that roots them in a deep and complicated interweaving of political and broader security issues.  Nuclear weapons control is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     fundamentally about nuclear weapons: it is about juggling equities within a bewildering web of security relationships, about managing tensions within the complex global system through which geopolitical order is (or is not) maintained, and about living out the multi-dimensional relationships that key participants have with that system of order.  These challenges are really neither technical nor legal; they are political, psychological, and strategic – and they demand to be approached as such.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At present, I worry that the trend lines in Asian nuclear security do not point in reassuring directions.  I hope that it will yet prove possible for regional players – and above all, Washington, which still retains a uniquely important role as the region’s foremost non-resident stakeholder – to engage in such a way that these tensions can be managed and these challenges surmounted.  But I am not certain that we are presently prepared for the task.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 22 Jun 2010 14:01:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p319</guid>
      <g-custom:tags type="string" />
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      <title>A Conveniently Partial Iranian Arms Embargo</title>
      <link>http://www.newparadigmsforum.com/p312</link>
      <description>Who would have thought that the new arms embargo imposed in response to Iran's ongoing nuclear defiance would so carefully exempt the most significant and proliferation-facilitating conventional arms transfer presently on the horizon for Iran?  Iran isn't allowed to have a nuclear weapons program, but apparently Russia is allowed to help Iran defend this program from aerial attack.  Go figure.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One can only be thankful that Russia now claims that in the wake of 
    
  
  
                    &#xD;
    &lt;a href="http://www.un.org/News/Press/docs/2010/sc9948.doc.htm"&gt;&#xD;
      
                      
    
    
      U.N. Security Council Resolution 1929 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – the latest enactment under Chapter VII of the United Nations Charter putting sanctions on Iran for its defiance of its nonproliferation obligations and a growing list of other legally-binding resolutions – 
    
  
  
                    &#xD;
    &lt;a href="http://www.msnbc.msn.com/id/37633191/ns/business"&gt;&#xD;
      
                      
    
    
      Moscow can no longer provide Tehran with the potent S-300 surface-to-air missiles it had previously promised the Iranians.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     It was a disgrace for Russia to offer the 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/nuke/guide/russia/airdef/s-300pmu.htm"&gt;&#xD;
      
                      
    
    
      S-300
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     the first place, since at the time it agreed to sell Iran that missile (in 2007) everyone understood that the purpose of this system was to defend Iran’s unlawful nuclear weapons program against possible preemption.
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                    It would, of course, have been an even bigger disgrace for Moscow actually to provide the system, and it was disheartening – to say the least – that Russian officials told the press on June 16 that the S-300 wasn’t covered by Resolution 1929.  So I’m certainly glad that 
    
  
  
                    &#xD;
    &lt;a href="http://www.msnbc.msn.com/id/37633191/ns/business"&gt;&#xD;
      
                      
    
    
      an anonymous Kremlin official now claims the S-300 deal cannot go through in light of the new sanctions.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The problem, however, is that the anonymous Russian source for this seemingly reassuring press spin is just blowing smoke.  As initial Kremlin statements after Resolution 1929’s passage correctly made clear – and as Russian and American officials are now apparently both trying to obscure – Moscow seems to have 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      carved out 
    
  
  
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    its S-300 deal from the arms embargo that is otherwise imposed by the resolution.  Let’s look at the details.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Operative paragraph 8 of Resolution 1929 imposes an expanded arms embargo on Iran.  Enacted pursuant to the Security Council’s authority under Chapter VII of the U.N. Charter, this provision says that:
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    “
    
  
    
                    &#xD;
    &lt;a href="http://www.un.org/News/Press/docs/2010/sc9948.doc.htm"&gt;&#xD;
      
                      
      
    
      all States shall prevent the direct or indirect supply, sale or transfer to Iran, from or through their territories or by their nationals or individuals subject to their jurisdiction, or using their flag vessels or aircraft, and whether or not originating in their territories, of any battle tanks, armoured combat vehicles, large calibre artillery systems, combat aircraft, attack helicopters, warships, missiles or missile systems as defined for the purpose of the United Nations Register of Conventional Arms, or related materiel, including spare parts, or items as determined by the Security Council or the Committee established pursuant to resolution 1737 (2006) (‘the Committee’), decides further that all States shall prevent the provision to Iran by their nationals or from or through their territories of technical training, financial resources or services, advice, other services or assistance related to the supply, sale, transfer, provision, manufacture, maintenance or use of such arms and related materiel, and, in this context, calls upon all States to exercise vigilance and restraint over the supply, sale, transfer, provision, manufacture and use of all other arms and related materiel.
    
  
    
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    &lt;/a&gt;&#xD;
    
                    
    
  
    ”
  

  
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  &lt;/p&gt;&#xD;
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                    It sounds pretty good, doesn't it?  Paragraph 8 is a legally-binding obligation, and on its face looks quite impressive.  But all is not quite what it seems.
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                    Under Resolution 1929, it is thus now illegal to provide Iran with “missiles or missile systems as defined for the purpose of the United Nations Register of Conventional Arms.”  But anyone who reads the Register’s definitions – and I’d encourage the NPF reader to consult 
    
  
  
                    &#xD;
    &lt;a href="http://www.un.org/disarmament/convarms/Register/HTML/Register_ReportingForms.shtml"&gt;&#xD;
      
                      
    
    
      Part VII of the Register’s “Standard Form E” for reporting conventional arms transfers, which provides the definitions in question 
    
  
  
                    &#xD;
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    – will note that they do not cover systems such as the S-300.  In the definitions used by the Register, “missiles and missile launchers” includes:
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    “
    
  
    
                    &#xD;
    &lt;a href="http://www.un.org/disarmament/convarms/Register/HTML/Register_ReportingForms.shtml"&gt;&#xD;
      
                      
      
    
      Guided or unguided rockets, ballistic or cruise missiles capable of delivering a warhead or weapon of destruction to a range of at least 25 kilometres, and means designed or modified specifically for launching such missiles or rockets, if not covered by categories I through VI. For the purpose of the Register, this sub-category includes remotely piloted vehicles with the characteristics for missiles as defined above but does not include ground-to-air missiles.
    
  
    
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    ”
  

  
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                    Note that last bit: the Register’s definition expressly “does not include ground-to-air missiles.”  
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/nuke/guide/russia/airdef/s-300pmu.htm"&gt;&#xD;
      
                      
    
    
      The S-300, of course, is a ground-to-air missile.
    
  
  
                    &#xD;
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     I don’t know about you, but my guess is that Resolution 1929’s choice of this definition is not just some weird and unfortunate accident.
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                    Here we have a joke played upon us by whomever crafted the Resolution: the much-vaunted arms embargo that has now been imposed upon Iran carefully 
    
  
  
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      carves out an exception 
    
  
  
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    for the most significant and proliferation-facilitating conventional arms transfer presently on the horizon.  It’s nice, of course, that it is now illegal to give Iran battle tanks and armored personnel carriers, but the transfer about which everyone – including Iran – cared the most was the S-300.  How amazing to have exempted it.
                  &#xD;
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                    The Obama Administration, which negotiated and agreed to the sanctions resolution, clearly realizes this.  
    
  
  
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    &lt;a href="http://www.msnbc.msn.com/id/37633191/ns/business/"&gt;&#xD;
      
                      
    
    
      State Department spokesman P.J. Crowley, for example, did not describe transfer of the S-300 as being prohibited, noting instead merely that countries are expected to “exercise vigilance and restraint in the sale or transfer of all other arms and related materiel” and praising Russia’s “restraint in the transfer of the S-300 missile system to Iran.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”  There is no mistaking Crowley’s careful phrasing in describing Moscow’s decision to exercise discretion, at least for now, in not transferring a weapons system that is 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
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     embargoed.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Obama Administration is understandably eager to make sure we know that Russia does not, at present, choose to provide air defenses for Iran’s nuclear weapons program.  The White House is also clearly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     eager to admit that the Kremlin persuaded it to 
    
  
  
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      agree
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to a resolution that actually 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      permits
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     this.  Both of these things are true, however, and both deserve to be borne in mind as we evaluate the likely impact of Resolution 1929 upon Iran’s behavior, upon the credibility of the nonproliferation regime, and upon the Obama Administration’s reputation for diplomatic competence.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Thu, 17 Jun 2010 22:02:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p312</guid>
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      <title>“WikiLeaks,” Secrets, and Hypocrisy</title>
      <link>http://www.newparadigmsforum.com/p281</link>
      <description>Wikileaks would seem to be the incarnation of free speech absolutism: a website fanatically devoted to enabling pretty much anyone to leak almost anything, and priding itself on undercutting government (and other!) secrecy.  Or is it?</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    A recent issue of 
    
  
  
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      The New Yorker
    
  
  
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     carried a fascinating article – 
    
  
  
                    &#xD;
    &lt;a href="http://www.newyorker.com/reporting/2010/06/07/100607fa_fact_khatchadourian"&gt;&#xD;
      
                      
    
    
      “No Secrets,” by Raffi Khatchadourian (June 7, 2010), at page 40
    
  
  
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     – about Julian Paul Assange, the Internet entrepreneur behind the “
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ” website.  A strange man who lives a reclusively peripatetic lifestyle, Assange maintains 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    as a global forum in which pretty much anyone is permitted – nay, encouraged – to reveal as many closely guarded secrets as possible.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Thanks to contributions from anonymous leakers, Assange’s website has apparently published the details of operating procedures at Camp Delta at Guantanamo Bay, the “Climategate” e-mails, the contents of Sarah Palin’s personal Yahoo account, the classified Rules of Engagement used by U.S. troops in Iraq, internal operating manuals of the Church of Scientology, video footage of a controversial attack in Baghdad by U.S. helicopter gunships, and sensitive information about radio-frequency devices then still in use by U.S. forces in Iraq to jam the remote-control detonators on improvised explosive devices (IEDs).  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     exists to facilitate the accountability-free revelation, it would appear, of just about anything.
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As one might wearily expect, Assange is deeply iconoclastic and professes an all-consuming devotion to the cause of free speech.  Indeed, he seems to view himself in dramatic terms, as a quiet technological crusader against cruel and nonsensical oppression.  He is said, for instance, to relish comparing himself to the scientists and technicians caught in the Stalinist 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      gulag
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     as depicted in Alexander Solzhenitsyn’s 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      The First Circle
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , or to characters in the fiction of Franz Kafka.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     is the middle finger Assange has erected to jab into the eye of The System.  He is taken by his supporters, in fact, as something of the patron saint of free speech – or even a sometime martyr for the cause, for, as one might expect, he seems to have had occasional scuffles with the law – and a paragon of virtue in a world in which sinister cabals try to hide information.  And Assange’s work is hardly short of admirers: 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="www.WikiLeaks.org"&gt;&#xD;
        
                        
      
      
        WikiLeaks’
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="www.WikiLeaks.org"&gt;&#xD;
      
                      
    
    
       homepage 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    features what purports to be an accolade from 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Time Magazine
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , describing the site as one that “could become as important a journalistic tool as the Freedom of Information Act.”  He and his supporters are presumably enjoying the notoriety given by 
    
  
  
                    &#xD;
    &lt;a href="http://www.thedailybeast.com/blogs-and-stories/2010-06-10/wikileaks-founder-julian-assange-hunted-by-pentagon-over-massive-leak"&gt;&#xD;
      
                      
    
    
      recent press accounts
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that Pentagon investigators are trying to determine his whereabouts, apparently in order to forestall 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks’ 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    publication of a massive folio of classified cable traffic stolen from the U.S. Government.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet while 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ’
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     accomplishments may be technically impressive – the Baghdad helicopter video apparently had to be painstakingly decrypted by expert cryptographers part-timing for Assange, and the website goes to famously elaborate lengths to protect the anonymity of its sources – it is hard not to find them philosophically and intellectually incoherent, to the point of hypocrisy.  For despite his moralistic commitment to destroying everyone else’s secrecy, Julian Assange clearly believes fervently in the necessity of keeping secrets: 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      his own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
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  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    According to Khatchadourian’s article, Assange is essentially the only member of the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     team whose identity is known – and he himself has no permanent address, flitting between supporters’ homes in various countries in order, he suggests, to defeat surveillance and tracking.  The other key members of his group are known only by initials, such as “M,” and its computer engineers are known for their obsessive secrecy.  They communicate by means of powerfully encrypted on-line chat services, and Assange reportedly keeps a special computer full of leaked classified information entirely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      separate
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     from the Internet, this “air gap” serving to help prevent hostile electronic penetration.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     maintains its content on more than 20 computer servers scattered around the world, using hundreds of domain names and what are described as extremely secure “virtual tunnels” for transmitting messages amidst a noisy flood of fake traffic.  (On the off chance that someone should actually succeed in taking down Assange’s electronic operation, moreover, his supporters maintain a web of “mirror” sites full of his data.)  In reading Khatchadourian’s account, one also detects a distinct whiff of paranoia in Assange and his collaborators; in Assange’s online writings, he is apparently “quick to lash out a perceived enemies,” and the author’s encounters with him and his crew are laced with dark humor about government surveillance of the “I’m only half joking” variety.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But this is an important point.  Even while he dedicates himself to indiscriminately demolishing the secret-keeping of others, much of Assange’s life thus seems to revolve around the perceived need to keep his 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     secrets from everyone else in the world.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    A colleague of mine at Hudson Institute, Gabriel Schoenfeld, has just published an excellent book that is very much on point here.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      &lt;a href="https://www.hudson.org/Bookstore/itemdetail.cfm?item=3092"&gt;&#xD;
        
                        
      
      
        Necessary Secrets
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="https://www.hudson.org/Bookstore/itemdetail.cfm?item=3092"&gt;&#xD;
      
                      
    
    
       (New York: Norton &amp;amp; Co., 2010)
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     ably defends the propositions that: (a) it is indeed “necessary” to keep some secrets; (b) leaks have frequently in the past imposed tremendous costs upon our society by compromising its ability to protect itself; (c) affording everyone a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      de facto
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     license to leak undermines democracies not just by making them more vulnerable to domestic and international predation, but by allowing single individuals to defeat the choices made by elected representative governments in keeping some things secret; and (d) policy considerations and well-established traditions of U.S. law do not support an absolutist idea of speech and press in contradistinction to government interests in secrecy, and indeed allow for prosecution not merely of those who leak classified information but of the media outlets that facilitate this.  It does an injustice to Schoenfeld’s well-argued and -researched book to summarize such points in a pithy fashion here, but you get the idea.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    You might thus think Gabriel Schoenfeld and Julian Assange to be, philosophically speaking, mortal enemies.  This is, however, a more difficult proposition to defend than one might think on the basis of Assange’s “free speech” moralizing.  At the level of pretense, of course, Assange takes a position seemingly as far as one could imagine from Schoenfeld’s careful analysis of “necessary secrets.”  But that’s just what Assange 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      says
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On the level of what he 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      does
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , things look a bit different.  The operational behavior of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and the day-to-day life of its founder tell a different story than does the ideology he professes.  Assange is obviously a passionate believer in the need to protect secrets in a good cause: his 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     cause.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks’
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     operational practices and the technical parameters of its secret-keeping anonymity protections and information dissemination capabilities are themselves to be protected against all disclosure, he seems to feel, because such secrecy is necessary to its continued functioning and thus to ensuring the perpetuation of the good it does in the world.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet this, of course, is precisely the rationale underlying 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     secret-keeping by democratic governments – and, at the deepest level, a 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      type
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of position one would imagine Schoenfeld thinks entirely legitimate.  It is a key tenet of Schoenfeld’s book that some secrets are
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
       indeed
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     “necessary” ones.  In the most basic sense, when one strips away 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ’ politically-correct “free speech” posturing, Assange and Schoenfeld disagree only about 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      which
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     secrets it is necessary to keep.  And this is precisely where Assange’s professedly absolutist “free speech” moralism unglues itself.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Let’s play a thought game.  Let’s assume you were to steal and collect a large cache of information about Assange’s personal life on the Internet, as well as about 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks’
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     operating procedures, anonymous sources, and the means by which he and his crew protect their secrecy and safeguard themselves against assaults by the malevolent enemies they believe themselves to have.  (Suppose, in other words, that you gathered information on him and his work equivalent to that which he has published about others – 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , Sarah Palin’s personal e-mails, or the means by which U.S. soldiers in Iraq help keep themselves from being killed by insurgents’ IEDs.)  Gather this treasure trove of information, the publication of which would seem likely to cripple 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     and imperil its operators and contributors ... 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and then send it all to WikiLeaks for publication
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  Any bets on whether Assange would post it?  
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      Of course
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     he wouldn’t.  The compulsive secrecy in which 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Wikileaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     operates demonstrates that Julian Assange clearly 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      does
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     agree with Gabriel Schoenfeld that at least 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      some
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     “necessary secrets” exist.  Assange merely wants to reserve for himself the right to decide which ones they are, and to deny that right to everyone else in the world.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One might perhaps think Assange basically right – 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      WikiLeaks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , on balance, does more good than harm – or conclude that he is basically wrong.  (For my part, I tend to agree with Schoenfeld that publishing the secrets maintained by democratic governments, at least, is profoundly 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      subversive
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of democracy.  Feel free to steal and publish all the secrets you like from tyrants, Mr. Assange, but your absolutist “free speech” does civil liberty and democratic self-rule no favors!)  Right or wrong on the merits of leaking, however, it is very hard not to think Assange a hypocrite in his self-righteous devotion to an absolutist vision of free speech that would, in practice, deny everyone the right to keep secrets 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      except
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Julian Assange.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
      
    
      Note: 
    
  
    
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
    
  
     As recently reported on 
    
  
    
                    &#xD;
    &lt;a href="http://www.wired.com/threatlevel/2010/06/leak/"&gt;&#xD;
      
                      
      
    
      Wired.com
    
  
    
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
    
  
     and 
    
  
    
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2010/06/07/AR2010060702381_2.html"&gt;&#xD;
      
                      
      
    
      elsewhere
    
  
    
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
    
  
    , a former hacker recently turned in U.S. Army Specialist Bradley Manning for having provided the Baghdad helicopter video and 260,000 classified U.S. State Department diplomatic cables to 
    
  
    
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      WikiLeaks
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
    
  
    .  The hacker, Adrian Lamo – apparently no Internet saint himself, having been convicted of computer damage for his own penetration of the 
    
  
    
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    &lt;em&gt;&#xD;
      
                      
      
    
      New York Times’
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
    
  
     computer system in 2003 – was apparently horrified at the scale of Manning’s plundering of classified databases when serving as an intelligence analyst in Iraq.  Manning, who had confided in Lamo, is now being held by U.S. authorities in Kuwait pending the results of an investigation.
  

  
                  &#xD;
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  &lt;p&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 16 Jun 2010 16:49:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p281</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Why Not Nuclear Disarmament?</title>
      <link>http://www.newparadigmsforum.com/p301</link>
      <description>The prospect of total nuclear disarmament is so powerfully appealing to so many people that it sometimes overshadows serious consideration of the practical questions it raises as a genuine public policy challenge.  Before we can go too far down the road toward disarmament, however, we need to have some idea of how the world will actually get to “nuclear zero,” and how it might be expected to stay there.  This essay explores the specific challenges that must be addressed before we can responsibly work toward a world without nuclear weapons.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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      Note:
    
  
  
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      This essay appeared in the Spring 2010 issue of 
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.thenewatlantis.com/"&gt;&#xD;
      
                      
      
    
      The New Atlantis
    
  
    
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       magazine, and is 
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.thenewatlantis.com/publications/why-not-nuclear-disarmament"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
        
      
        now available in electronic form on the magazine's website.
      
    
      
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
       It is reproduced here for the convenience of NPF readers.
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
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                    In 
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/the-press-office/remarks-president-acceptance-nobel-peace-prize"&gt;&#xD;
      
                      
    
    
      accepting the Nobel Peace Prize
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in Oslo on December 10, 2009, President Barack Obama described as “urgent” the effort “to prevent the spread of nuclear weapons, and to seek a world without them.” In announcing the award two months earlier, the Norwegian Nobel Committee 
    
  
  
                    &#xD;
    &lt;a href="http://nobelpeaceprize.org/en_GB/home/announce-2009/"&gt;&#xD;
      
                      
    
    
      made special note of
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     “Obama’s vision of and work for a world without nuclear weapons,” a vision that “has powerfully stimulated disarmament and arms control negotiations.” But realizing this vision will require detailed consideration of several tough questions — questions that the movement for global nuclear disarmament has not yet seriously addressed. How the world will actually get there, and how we all might be expected to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      stay
    
  
  
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     there, must be thought through before we embark on a project of radical disarmament.
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                    Some disarmament advocates believe that the moment has not yet arrived to worry about the nuts and bolts of how a disarmed world would actually work, such as the means by which the international community would be able to deter regime “breakout” by a country keen on using the disarmament of others to make itself the planet’s only nuclear weapons holder. Indeed, the prospect of total nuclear disarmament is so transcendentally appealing in some quarters that such practical challenges and fundamental questions are only of distant interest, if any at all. Some disarmament advocacy groups are so far removed from reality that they argue that reliance upon “deterrence” in security policymaking should end altogether — that it is possible not just to end the use of nuclear weapons in deterrence, but that we need never rely upon anything to “deter” anything else ever again.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But back down here on Earth, serious advocates of disarmament are increasingly coming to recognize that unless they can provide compelling responses to some crucial challenges, their goal will only further recede from sight. In part, the challenges are technical; in part, they are political; in part, they point to fundamental ethical concerns. They amount to more than just a critique of the disarmament movement’s ends and proposed means. Taken together, these questions compose a broad agenda for disarmament research for the months and years ahead.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      Verification Challenges
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
  &lt;/p&gt;&#xD;
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                    The first and most common question arising in disarmament debates is how compliance could be verified. There is no clearly-defined rule for judging the uncertainty of verification; levels of uncertainty that might be entirely unacceptable in one context may be tolerable in another. The uncertainty stems from a mix of factors that ultimately all require judgment calls, such as the impact of a treaty violation on the military balance regulated by that treaty, the ease and speed with which other parties can respond to a violation after it has been detected, and the degree to which parties face incentives to cheat in the first place.
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                    Here is how U.S. arms negotiator Paul Nitze defined the concept of “effective verification” in the 1980s, during the difficult negotiations with the Soviets over what became the Intermediate-Range Nuclear Forces Treaty: “If the other side moves beyond the limits of the treaty in any militarily significant way, we would be able to detect such violation in time to respond effectively, and thereby deny the other side the benefit of the violation.” Thereafter, during the negotiations on the original Strategic Arms Reduction Treaty (START), Secretary of State James Baker added the qualification that effective verification also entails being able to detect “patterns of marginal violations that do not present immediate risk to U.S. security.” This so-called Nitze-Baker standard is as close to an official litmus test for effective verification as has ever been offered.
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                    An outright ban on nuclear weapons would of course offer the greatest challenge for the effectiveness of verification. Global disarmament presents a very different situation than that confronting negotiators in the traditional context of U.S.-Russian arms control. To illustrate this difference, consider first a traditional arms control treaty: the new post-START agreement that President Obama and Russian President Dmitry Medvedev signed in Prague in April 2010. That treaty restricts each side to no more than 1,550 “operationally deployed” nuclear warheads. Even with agreement upon some augmented transparency and verification mechanisms, it will be very hard for the United States to be
    
  
  
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      sure
    
  
  
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     that Russia is not holding something back. But it might not be absolutely essential to have such certainty. Would U.S. national security interests be gravely imperiled if Russia in fact deployed a total of 1,566 warheads — an overage of merely one percent of the permitted total? Perhaps not. (Indeed, the new treaty allows bombers capable of carrying many warheads to be 
    
  
  
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      counted
    
  
  
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     as though they bear only a single warhead. Whether the number of operationally deployed weapons will actually be much reduced by this new agreement is not clear under such counting rules, and perhaps is not knowable at all; START counting rules seem to have been diluted.) This is where the 
    
  
  
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      military significance
    
  
  
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     aspect of the Nitze-Baker test comes in: it allows for the possibility that if one’s verification margin of error is sufficiently small, outcome divergences within that margin may be acceptable because they would not overturn the military balance that it is the fundamental ambition of the agreement to regulate. This is why effective verification does not require 100 percent certainty, and one of the reasons why it is possible to have arms control agreements between geopolitical rivals and ideological adversaries at all.
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                    But let us now consider the challenge of “nuclear zero.” The threshold of military significance in the context of complete disarmament may arise with the very first nuclear weapons developed. A sixteen-warhead uncertainty in the context of a Russo-American agreement in 2010 is one thing, but what if a state managed secretly to retain or develop sixteen weapons in a world in which no other states had nuclear weapons at all? Such an arsenal would have vast military import indeed. In fact, even a single weapon might be of great significance, especially if wedded to a long-range delivery system and thus potentially capable of incinerating any other country’s capital city.
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                    Context matters too, of course, and the threshold of significance would surely vary with the size and military power of such weapons’ potential target. In the context of a global disarmament regime, the military significance thresholds of 
    
  
  
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     relevant players would somehow have to be accommodated. The United States, large and powerful, might be willing to live with some uncertainty about other states’ concealment of a few warheads. But how many nuclear weapons would it take to present a threat of “military significance” to a tiny country such as Israel? A global disarmament regime would thus create downward pressure on acceptable verification error margins. The presence or absence of missile (or other) defenses would also affect verifiability assessments, since robust defenses could help rob of significance small numbers of weapons sneaked past a verification regime. (This is why it is so perverse for disarmament advocates to oppose missile defense.)
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                    In general, the smaller the arsenals, the more difficult it will be for verification to meet the Nitze-Baker standard. It is hard, therefore, to imagine a more difficult challenge for effective verification than a nuclear zero regime. Unless mechanisms were somehow developed to retard a violator’s ability to quickly capitalize on his first few weapons as instruments of extortion or mass extermination — mechanisms such as widespread and effective defenses, for instance, or a system whereby, in the event of violation, former nuclear weapons powers would be able to quickly reconstitute countervailing deterrent or reprisal forces — a nuclear zero regime would require a margin of error of, appropriately, nearly zero. Ensuring such high levels of certainty seems likely to be extremely challenging, making this question vital for disarmament research.
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      The Difficulties of Dismantlement
    
  
  
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                    Dismantling a nuclear weapon under modern safety and security requirements is a rather difficult and demanding process. Nevertheless, it is a process that is well understood and that has for years been frequently practiced — at least in the United States, especially under the accelerated-dismantlement program directed by President George W. Bush and continued under President Obama. (The Pantex plant in Texas that handles this dismantlement in the United States, for instance, is said to be presently running at full capacity and faces a backlog that, without the construction of new facilities, could take fifteen years to exhaust.) And even more difficult than just dismantling the weapons is 
    
  
  
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     their dismantlement.
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                    To be sure, there are some efforts underway to address these verification issues. The British government, for instance, announced in 2007 its commencement of new detailed studies seeking to devise technical methods for verifying warhead elimination and establishing chains of custody for sensitive fissile materials derived from weapons. The U.K. has also called for expert-level discussions involving scientists from the nuclear laboratories of the five nuclear weapons states that are party to the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), in order to explore possible routes toward verifiable elimination — though so far little has come of this; a preliminary meeting is said to have demonstrated how little the Russian and Chinese laboratories, in particular, are presently interested in transparency. Exercises conducted in 2007 by the United Kingdom and Norway — in which each party role-played the other, thus providing both sides an intriguing perspective on the tension between verification transparency and nuclear weapons security — have also explored questions related to managing challenge inspections of dismantlement activity. (Despite disarmament advocates’ eagerness to cite the Anglo-Norwegian effort as proof that dismantlement verification will be possible, the project seems to have assumed complete good faith on both sides. Deception scenarios were apparently neglected, which hardly seems wise in assessing the verifiability of disarmament by a potential adversary.)
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                    American studies of transparency in warhead dismantlement began at the end of the Cold War under President George H. W. Bush, with particularly intense work being done in the late 1990s in anticipation of a possible START III. The U.S. Department of Defense began conducting Warhead Monitoring Technology Project exercises in 2001, for example, and U.S. experts have been doing some technological and operational development work on transparency measures for several years. The United States even conducted a fissile-material technology-transparency demonstration for a delegation of Russian scientists, and in the late 1990s the U.S. national laboratories began collaborating, at least fitfully, with their Russian counterparts on measures for verifiable warhead storage and transport tracking.
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                    Nevertheless, there is much to do before even the simpler of the verification and chain-of-custody issues can be resolved. For instance, any answer to the problem of attribute monitoring — that is, of demonstrating the presence of weapons-grade plutonium in a declared container of ex-weapons material, yet without revealing information about that material (such as precise masses or isotopic ratios) that might be considered sensitive by its owner — would need to strike a precarious balance. It would need to absolutely protect sensitive host government information (about specific design secrets) yet also presumably provide enough data for diverse international observers to feel confident that real nuclear weapons were being dismantled, rather than just dummies, even dummies that contain nuclear material. To date, measures reportedly under examination by U.S. and U.K. laboratories have focused principally upon the first step of assuring the presence of nuclear material.
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                    The various possessors of nuclear weapons today may each have different ideas of what constitutes sensitive information, and it still is far from certain at this point what data the rest of the international community would consider sufficient to give confidence in the reality of claimed dismantlement and to protect against “spoofing.” For the dismantlement challenge to be overcome, nuclear weapons states would have to be willing to disclose enough information about designs and materials to satisfy the minimally-acceptable requirements for a credible verification data set.
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                    Moreover, nuclear material derived from dismantled weapons would have to be handled in a way that both respects the sensitive information of its owner government and simultaneously provides an internationally-acceptable chain of custody and materials accountability. This could be tricky, particularly if the objective is to verify the disposition of material corresponding to a specific 
    
  
  
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    of warheads. To the extent that the masses of plutonium or uranium per warhead constitute sensitive information — which is certainly true in the United States — a verification system might face a dilemma: It could verify that a certain quantity of material had been presented and disposed of, 
    
  
  
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     it could verify that a certain number of warheads-worth of such material had been processed, but it would be very hard to do 
    
  
  
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     of these things at the same time, because permitting observers to derive mass-per-warhead numbers would itself compromise sensitive information.
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                    In fact, monitoring disassembly might not really be worth the trouble, and conceivably might not be necessary if nuclear material were controlled in a way that steadily moved it out of a declared weapons stockpile into non-sensitive forms, making it accountable through more ordinary nuclear-safeguards methods. Ironically, this would require the disarmament verification regime to deliberately
    
  
  
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     from specific knowledge of warhead numbers — except at the end point, at which the certified absence of any non-safeguarded material would necessarily imply that the warhead count had reached zero. As we shall see, however, having any reasonable idea of when one has actually reached this point would require more detailed information about the dismantling country’s total production than is presently available for anyone — and perhaps more detailed than it is possible to acquire.
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      Finding the Hidden
    
  
  
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                    If an acceptable way of handling dismantlement verification could be worked out, it would have to be accompanied by solid assurance that what had been dismantled amounted to the 
    
  
  
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      entirety
    
  
  
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     of all states’ nuclear weapons arsenals — and that there was no fissile material tucked away somewhere that could secretly be used to make nuclear weapons.
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                    The ability of any imaginable verification regime to search for hidden nuclear warheads or material beyond a state’s declared stockpile would likely be quite limited. This limitation is partly technological in nature (sensors, for example, are very far from perfect) and partly procedural (complete certainty would require unbelievably intrusive inspections, and those inspections would be costly and personnel-intensive). It is quite easy to squirrel away nuclear weapons, and not much harder to conceal a small-scale production infrastructure. Nuclear material can be shielded and hidden handily; current technology can detect it only when within mere feet or inches. Taking radiological samples from the surrounding environment is also of sharply limited use, especially in a former weapons production infrastructure: it can inform inspectors that nuclear material was formerly in a particular place, but cannot reveal where the material is now — and is in any case fairly unhelpful in a facility in which everything is already covered by isotopic traces from past weapons production.
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                    The international community’s track record in finding undeclared nuclear activities using longstanding International Atomic Energy Agency (IAEA) authorities is not very encouraging, and the agency itself has admitted that the tools at its disposal are insufficient in the face of determined concealment. The IAEA Additional Protocol — a voluntary measure that would expand the agency’s inspection power — is still resisted by many governments, with countries such as Egypt, Brazil, Argentina, Venezuela, Syria, and Iran still holding out. If such countries consider even the limited inspection provisions of the Additional Protocol to be too onerous or expensive, it beggars belief that they would countenance an inspection and monitoring system capable of finding one or more carefully hidden nuclear weapons, even if it were possible to devise such a system. (When U.S. officials presented a robust and intrusive verification plan to North Korea in 2008 that was designed to provide assurances against Pyongyang’s customary cheating on issues related to denuclearization, the North Koreans reacted with outrage and brought the talks to a standstill.) It might help ease such political and economic burdens if a system were implemented that focused verification efforts on governments considered particularly likely to cheat — as, in effect, the IAEA is attempting to do with safeguards that differentiate between investigative targets on the basis of state-specific information — but it would only address the underlying problem to the extent that it is possible to find hidden weapons at all.
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                    And even if one could find assembled weapons that a sophisticated and determined cheater wished to hide — and with current technology and methods, the advantage still lies very much with the violator in this respect — it would be tremendously difficult to be confident in the absence of undeclared stocks of 
    
  
  
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     fissile material. Indeed, this would be the case in part because the nuclear weapons states themselves may be far from sure precisely how much nuclear material they have produced over the years. (The problem would be much worse, of course, if one could not entirely trust their honesty.) As a result, it would be difficult to be certain that the crucial final step in zero-based disarmament had in fact been achieved.
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      Proliferation of Fuel-Cycle Capabilities
    
  
  
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                    There is also a disturbing nexus between the issue of future disarmament verification and the current global security challenge of stopping the proliferation of enrichment and reprocessing (ENR) technology. If ENR capabilities continue to spread, the corresponding proliferation of “latent” or “virtual” nuclear weapons programs would bode ill for the prospects of disarmament verification. The availability of fissile material has long been the primary choke point for nuclear weapons programs, and the easiest way to track the pace of potential programs — but for ENR-capable states, it would no longer be such a challenge. Future disarmament verifiers might have to find ways to detect aspects of nuclear weapons development not related to nuclear materials in order to guard against breakout from a disarmament regime.
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                    Such non-nuclear work is likely to be harder to detect than fissile material activity, however, for it will lack the sort of tell-tale radiological signatures that inspectors currently look for in the context, for example, of IAEA safeguards inspections. Some non-nuclear work — such as the development of the specifically-shaped high explosive used in an implosion-type nuclear weapon — would surely represent a clear signal of weapons intentions. But other types of non-nuclear technology related to nuclear weaponry may be confusingly dual-use in nature. (The question of precisely what disarmament verifiers should be looking for in this regard could itself constitute sensitive information.) This is a conceptual nut that could prove very hard to crack.
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                    As things stand today, a country operating a nuclear reactor, possessing nuclear material, or otherwise holding some such useful technology could always retain the option — however unlawful — of simply repudiating the verification system and moving forward quickly with the development of nuclear weapons. The possession of ENR technologies makes this rapid turnaround much easier. Stocks of low-enriched uranium usable in fueling light-water reactors can be enriched further to weapons-grade levels with relative ease. And plutonium can quickly and easily be chemically separated from spent reactor fuel — as North Korea did at Yongbyon — especially if one is not squeamish about radiation safety standards and is willing to expedite the process by using fuel not long removed from the reactor’s core.
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                    It is hard for a verification system to detect such activity if done clandestinely, but such actions can also be taken overtly by a violator who is not shy about being perceived as a dangerous scofflaw. These abuses cannot be precluded technologically; deterring or dealing with them takes us out of the realm of technical verification and into the more political world of compliance enforcement. Suffice it to say that the less successful the world is in controlling the spread of ENR, the more difficult it will be to verify a future total disarmament regime. (Paradoxically, this difficulty has not stopped advocates of unrestricted ENR proliferation from propounding disarmament.)
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      Accounting for Nuclear Materials
    
  
  
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                    Among the many challenges of disarmament verification will be devising new and improved methods to account for existing stocks of fissile material around the world — particularly, but by no means exclusively, in current weapons-possessing states. It would be difficult to feel confident that all nuclear weapons had been eliminated and that no country was preparing for breakout from a disarmament regime unless a detailed understanding had been developed about the production history and current fissile-material holdings of all countries with any production capability. Unfortunately, the methods now available may not be able to provide the necessary degree of certainty.
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                    For example, Japanese officials admitted in 2003 that some 206 kilograms of weapons-usable plutonium had gone unaccounted for in the country’s pilot plutonium-reprocessing plant over fifteen years. (This was in addition to 70 kilograms unaccounted for at a plutonium-based fuel fabrication plant.) The United Kingdom has also experienced such losses, with its Sellafield plant reporting 19 kilograms of unaccounted-for fissile material that same year.
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                    This is not to single out Japan and the U.K., both of which have state-of-the-art nuclear industries. The United States, too, had an exceedingly difficult time accounting for plutonium at the now-dismantled Rocky Flats nuclear weapons pit manufacturing plant in Colorado. Even for sophisticated modern operators, it can be very hard to account for everything.
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                    Moreover, such verification work would probably nowhere be harder than inside the nuclear weapons manufacturing industries of today’s weapons possessors. The NPT’s five acknowledged possessor states (the United States, Russia, France, China, and the United Kingdom) have been producing nuclear weapons for many years; their facilities were not designed to be subject to international safeguards, and their long years of operation under the less demanding safety and accountability standards of previous generations would vastly complicate efforts to ascertain production history and develop a detailed accounting of all materials. This complication is not simply a problem for those five countries, however: the degree to which other weapons possessors could provide usefully detailed overall production data and account for all material ever produced is anybody’s guess.
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                    Unaccounted-for nuclear material presents a huge challenge for verification in a disarmament regime. It is hard to imagine that the world would feel terribly secure about the elimination of all nuclear weapons if fissile material sufficient for perhaps hundreds of weapons remained unaccounted for worldwide (and the estimates of unaccounted-for material grows with every year’s operation of the global nuclear power industry). This uncertainty is another reason why the spread of ENR technology is so dangerous to the cause of disarmament. As more countries get into the business of creating fissile material, even very small margins of error in accounting for it will create large uncertainties about how many potential weapons-worth remain out there somewhere. Global nuclear disarmament would require far better — and to some extent even retroactive — materials accountability standards, technologies, and methodologies than exist today. It would also require the assent of governments around the world to costly and intrusive inspections, and a much more serious approach to the spread of ENR capabilities.
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      An Analogy That Should Give Pause
    
  
  
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                    Several of the challenges raised by verification in a hypothetical global disarmament regime — particularly one that opted to emphasize nuclear-material controls instead of warhead-specific accountability — would be reminiscent of those that have arisen in debates over the proposed Fissile Material Cutoff Treaty. (The FMCT, which would ban the production of enriched uranium and plutonium for weapons purposes, was proposed by former president Bill Clinton at the U.N. in 1993 and has been in various stages of non-negotiation ever since.) From a disarmament perspective, comparisons to the FMCT ought to be worrisome, as the United States concluded in 2004 that no verification regime that could plausibly arise out of FMCT negotiations would be able to provide for the treaty’s effective verification. The Obama administration reversed course on FMCT verification in early 2009, taking the position in international negotiations that the FMCT can and must be effectively verifiable. As yet, however, the Obama administration has offered no account of how FMCT verification would work, nor any rebuttal to Bush administration arguments that it would not.
    
  
  
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    (This silence has not yet mattered much practically, because the Conference on Disarmament remains snarled in its usual procedural stalemate. If the Conference deadlock were to end, or if FMCT talks were simply removed from the Conference forum, these questions would return to the fore.)
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                    To be sure, a global nuclear disarmament regime would not face precisely the same tasks that would face FMCT enforcers. Presumably it would not face the same need to divine the purpose for which some quantity of discovered fissile material had been produced. (As mentioned, the FMCT would only ban the production of fissile material intended for weapons or other explosive purposes.) Nor, presumably, would a disarmament regime need to exclude from verification any material produced prior to a cutoff date, as would probably be necessary under the FMCT. Nonetheless, some disarmament challenges would be similar to those raised by the FMCT, including the question of how to manage verification with regard to material intended for “non-proscribed but sensitive” uses, the detection of fissile material production at clandestine facilities, and adequate monitoring of declared production. Some challenges, like accounting for fissile materials, would likely be much more difficult under total disarmament than under the FMCT.
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                    In my previous job as U.S. Special Representative for Nuclear Nonproliferation, I heard a surprising number of diplomats at the Conference on Disarmament agree privately that the FMCT is indeed not really verifiable, arguing nonetheless that under the circumstances, simple agreement upon 
    
  
  
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    international verification measures would be enough to declare success. (The Bush administration opposed this approach for fear that it would create a false sense of security: the treaty, it worried, would pretend to achieve effective verification while leaving dangerous scope for undetected violations.) Even if these diplomats’ somewhat cynical approach were felt to be adequate for FMCT purposes, however — and the Obama administration seems to be inclining in this direction — it is a “solution” that would surely be harder to defend when applied to total nuclear disarmament. After all, a successfully negotiated FMCT would be born into a world in which nuclear weapons still exist in significant numbers, so producing more weapons-grade material would violate the treaty and could be destabilizing, but it would not necessarily radically change the global balance of power — at least not initially. But the stakes would be vastly higher in a world of 
    
  
  
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     nuclear weapons because of the tiny margin of error that total nuclear disarmament would demand. It is hard to imagine countries laying their future security on the line in favor of a total disarmament regime that really only promised half-measures. Friends of total disarmament have much work to do in devising better answers to these problems.
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      Issues of Politics and International Dynamics
    
  
  
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                    The verification of a total nuclear disarmament regime also poses several political challenges — including the problem of compliance enforcement, an endeavor that has not hitherto been the international community’s strong suit. In this respect, U.S. Arms Control and Disarmament Agency Director Fred Iklé hit the nail on the head in a mere three words in the title of his 1961 
    
  
  
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    article: “
    
  
  
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        After Detection — What?
      
    
    
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                    Verification, after all, is only a means to an end: the correction of noncompliance and the deterrence of future violations. The point is not merely to document a violation for the sake of history, but rather to give the rest of the world a chance to respond to the breach. The IAEA already strives for “timely detection” of the diversion of nuclear material into nuclear weapons work, but as eminent strategists such as Iklé and Albert Wohlstetter understood years ago, timeliness is not a purely technical issue. It involves, as Wohlstetter put it a 
    
  
  
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    , “more than simply detecting a violation of an agreement. It means early detection of the approach by a government toward the making of a bomb in time for other governments to do something about it.”
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                    This latter aspect of timeliness — what one might call its political component, insofar as it entangles the effectiveness of verification with the responsiveness of real-world institutions — is logically inherent in any form of arms control, but it acquires particular salience in dealing with nuclear weapons because of the potential of such colossally powerful explosives to rapidly devastate a target nation. In the United States, the Acheson-Lilienthal Report of 1946, the first official study to call for comprehensive nuclear arms control, made clear that a workable verification system must provide “danger signals” that “flash early enough to leave time adequate to permit other nations — alone or in concert — to take appropriate action.” (U.S. officials reaffirmed this view as recently as 2007.) In the nuclear arena, therefore, the warning required for effective verification has always encompassed a consideration of the time it would take for the international community to respond to a violation.
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                    And even a timely warning is not the whole matter, for in order to forestall disaster, the recipients of the warning must then in fact mount an effective response. A verification system might be quite effective in providing timely warning, and yet the whole endeavor could come to naught if that opportunity is squandered. It is the policy challenge of compliance enforcement to ensure that warnings are followed by consequences sufficient to correct the problem — or at the very least to ensure that others will not want to follow the violator’s example. Without the meaningful prospect of effective compliance enforcement, a verification regime would be pointless.
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                    Accordingly, even if effective means could be found to identify and eliminate all existing nuclear weapons, and to monitor relevant facilities and material stockpiles in such a way that cheating would be detected, actually reaching total disarmament would require giving today’s possessor states confidence that any such detection would reliably result in effective compliance enforcement. This is but one among many reasons why the prospects for achieving full disarmament critically depend on whether the international community is able to meet the proliferation challenges presented by North Korea and Iran. If multilateral mechanisms cannot produce a reliable track record in addressing proliferation threats, which of today’s nuclear states would be willing to give up its own nuclear weapons and entrust its future security to such feckless means?
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                    By their very nature, these political challenges cannot be addressed simply by making available certain technologies or financial or human-capital resources, or by penning specific authorities into the text of a multilateral agreement. Meeting these challenges rests upon the collective political will of the international community — upon there being enough states sufficiently like-minded, diligent, trustworthy, and scrupulous to apply themselves consistently over time to ensuring that all parties are kept rigorously to the terms of an abolition regime.
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                    Because this will be hard to guarantee in advance, advocates of full disarmament should not be surprised to find nuclear weapons states strategically “hedging” in ways that complicate the process of relinquishing their weapons. Such hedging would not necessarily preclude full disarmament, and indeed might well — from a political perspective — be essential to eliciting the participation of possessor states. But it would certainly make the process more complex and tricky. Disarmament advocates would do well to understand and assess the potential impact of various hedging options that might be available to weapons states, as some approaches may be greatly preferable to others from the perspective of global stability within a disarmament regime.
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                    One such strategy, publicly discussed by U.S. officials in 2007 but in fact also having antecedents in the Acheson-Lilienthal Report and disarmament activist Jonathan Schell’s 1984 book 
    
  
  
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          The Abolition
        
      
      
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    , is the retention of a capability for “countervailing reconstitution” — that is, the ability to rebuild a nuclear arsenal in short order should some other party be caught attempting breakout. This, it was suggested, might make disarmament more achievable by giving key nuclear weapons states a bit more confidence that they could eliminate existing weapons without imperiling their future security. It might also help to deter violations, insofar as a would-be violator would know that his violation would quickly be answered, and presumably his strategic gains as a nuclear weapons monopolist sharply undercut, by the reconstitution of countervailing deterrent arsenals.
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                    On the other hand, Nobel laureate and deterrence theorist Thomas Schelling has warned that in a world of “zero,” any ability to reconstitute nuclear weapons — and in no imaginable world, he rightly points out, would all countries 
    
  
  
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     lack the ability to build them — could lead to dangerous weapons-building “races” in times of war or crisis, and even create incentives for the preemptive use of nuclear weapons. At present, the Carnegie Endowment and the Hudson Institute are collaborating on a study of the various theoretical and programmatic issues raised by nuclear weapons reconstitution; it was also the subject of a September 2009 conference at Stanford’s Hoover Institution. Now that even the Obama administration has found it necessary to increase spending on modernizing the U.S. nuclear weapons production infrastructure — and other weapons possessors continue their own longstanding modernization work — it is becoming clear that disarmament advocates must grapple with the challenge of hedging strategies such as countervailing reconstitution.
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                    As difficult as it would be in a nuclear weapons-free world to deter regime breakout and manage other issues of post-nuclear stability, the dynamics of the 
    
  
  
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     world through which we will necessarily have to pass en route to zero also present a challenge of their own. Unless one is to suppose that other nuclear weapons states would agree to abolish their weapons well before Washington and Moscow are prepared to take that step — which is theoretically possible, albeit quite unlikely — there will necessarily be a period between today’s world and “nuclear zero” in which the United States and Russia have reduced their numbers to the point that all (or at least most) current weapons possessors have become, more or less, numerical peers.
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                    If abolition is really to be the goal, at least passing through such a phase of near-parity seems inevitable. But the advocates of full disarmament seem entirely unprepared for such an environment of multiplayer nuclear deterrence between “near-peers.” The world has some (infamously risky and worrisome) experience with nuclear deterrence on an essentially bipolar basis between the superpowers during the Cold War. It also has some (likewise worrisome) experience with multiplayer Great Power-balancing, for some centuries in Europe before 1939, as well as in various periods of interdynastic Chinese history over the millennia. But mankind has no experience with multiplayer
    
  
  
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     deterrence, and it is currently difficult to say how this would prove different from such precedents. Since failures of deterrence in the nuclear context can so quickly result in catastrophe, this balancing is thus another crucial subject for future research, building on what piecemeal work has already been done.
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      Fundamental Ethical Questions
    
  
  
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                    Considerations of the effectiveness of compliance enforcement, and of potential strategic hedging by weapons possessors contemplating disarmament, also point us toward the moral issues raised by the disarmament project. Ironically, given the sententiousness of so much disarmament advocacy, this is intellectual terrain on which the disarmament community is unused to engaging; all too many proponents seem to assume that their objective is of such unquestionable moral merit that it is unnecessary to do more than simply assert its virtues. If national leaderships are to be sold on the idea of full disarmament, however, it will have to be better defended in terms both political and ethical — and in a conceptual language consistent with, rather than self-consciously opposed to, the discourse of national security calculation in which such decision-making occurs.
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                    In this regard, it is worth remembering that nuclear disarmament 
    
  
  
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    or at least should not be — the ultimate objective of disarmament advocacy. The point is not to get rid of nuclear weapons just to get rid of nuclear weapons; it is, rather, to abolish them on account of the risks and dangers they present to global stability and even to civilization itself. This being the case, a genuinely ethical consideration of the subject also requires consideration of the risks and dangers presented by various alternative future security environments, both with and without nuclear weapons elimination. We cannot escape the necessity of weighing possible outcomes against each other.
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     imaginable conditions under which a world free of nuclear weapons would be more dangerous and unstable than today’s world. One foreign diplomat of my acquaintance likes to joke privately that the disarmament movement needs to be careful lest it “make the world safe again for large-scale conventional war.” He has a point. We should remember that nuclear weapons helped end the bloodiest and most globe-convulsing conflict in human history, and it is not obvious that posterity would thank us for trading the world of 2010 for a world more reminiscent of 1914 or 1939.
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                    This does not mean that we necessarily face such a stark choice between nuclear weapons possession and global war. Hopefully — and most likely — we do not. Nevertheless, rightly or wrongly, a number of governments clearly think that nuclear weapons contribute to their national security in important ways. Responsible present-day decision-makers need to have more confidence about their security in a post-nuclear world than can be provided merely by the tautological observation that it would be a world free of nuclear weapons.
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      An Agenda for Disarmament Research
    
  
  
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                    None of these points should be taken as an attack on the notion of nuclear disarmament. To the contrary, they are intended to provide an agenda that may help guide disarmament research and constructive thinking about international security dilemmas. Unless the tough questions can be persuasively addressed, it is very hard to imagine that real-world decision-makers will take total disarmament very seriously in the years ahead.
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                    Advocates of total nuclear disarmament must begin to answer questions in seven essential areas. First, they must deal with the procedural and technical difficulties inherent in verifying a “nuclear zero” world: What is the minimum amount of information that would be required from one nuclear weapons state in order to give other nuclear weapons states confidence that it had dismantled real warheads, or at least that fissile material had really been removed from its weapons stocks? What is the minimum amount of information that would be required to elicit such confidence among non-weapons states? What is the maximum amount that weapons states would be able to reveal, consistent with their own national security requirements and their obligation not to contribute to nuclear weapons proliferation by passing sensitive weapons-related data to others? How could such approaches be made resistant to spoofing and deception? What levels of verification certainty are necessary in order to support disarmament; what levels are possible; and what happens if these do not coincide?
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                    Second, they must explain what technologies and methodologies would be required not to simply hunt for undeclared nuclear activities (as the IAEA Additional Protocol is designed to do), but actually to find hidden nuclear weapons? Under conditions of maximal legal authority and permissive access, how low can verification mechanisms push uncertainty levels as a matter of technical capability? As a practical matter, what resource burdens would such verification mechanisms entail? As a political matter, how — if at all — might states be persuaded to accept such costs and intrusiveness?
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                    Third, they must explain how their long-term aim of total disarmament relates to the challenge of proliferating fuel-cycle capabilities. How specifically would the continued spread of ENR capabilities affect the technical challenges, resource burdens, and political costs of disarmament verification? What difference would it make if ENR proliferation continues principally as a matter of national government monopoly versus through increased reliance upon multilateral fuel-production capabilities? To what extent can our understanding of the interconnectedness of the ENR and disarmament issues help shape how the international community addresses (or fails to address) ENR challenges?
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                    Fourth, disarmament proponents must address the problem of unaccounted-for nuclear materials. What can be done to improve the error margins inherent in present-day materials accountability? Is there any technical way to address the challenges of materials accountability and past production totals in the sometimes greatly contaminated environments of decades-old weapons-state production infrastructures? If so, what resource and political burdens would have to be borne in order to acquire the necessary data set?
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                    Fifth, advocates of total nuclear disarmament must speak to the core political questions their position raises. Especially because timely warning depends in part upon the rapidity with which reactions to treaty violations can be mounted, what can be done — as a matter of law, institutional design, and (above all) politics — to maximize the chances that the international community will respond quickly and effectively to breaches of an abolition agreement, and is this enough? If such responses cannot be entirely assured, what hedging strategies might be adopted by states contemplating nuclear relinquishment, or simply worried that the system will be unable to prevent breakout? How might various alternative hedging strategies affect the stability of an abolition regime?
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                    Sixth, they must also speak to the core questions of international dynamics. How would deterrence work in the multiparty world of numerical near-peers toward which we will most likely be moving as U.S. and Russian nuclear arms levels continue to fall? However long it lasts — whether it is merely a way station along the road to zero or in fact a new nuclear era in its own right — how would the dynamics of such a multiplayer security environment differ from the two-party nuclear deterrence to which strategists became accustomed during the Cold War? How would they differ from the non-nuclear balance-of-power systems seen in earlier eras?
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                    And finally, they must address several fundamental ethical concerns. What strategies maximize the chances that a post-nuclear-weapons world will indeed be more able to manage international conflict than today’s world? How can governments and international institutions best provide non-nuclear substitutes for whatever constructive role nuclear weapons may be felt to have played in the global security environment? In recent years, for instance, the United States has considered developing missile defenses for use against problem regimes, as well as new capabilities for deploying non-nuclear weapons anywhere around the globe within mere minutes. The Obama administration may also seek to bolster non-nuclear security relationships with allies presently dependent upon American nuclear weapons, so as to be able to provide strategic deterrence in some other fashion. Such post-nuclear security issues must be addressed if policymakers are ever to contemplate “zero” as a realistic possibility.
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                    Taking such questions as a program for further research ought to unite both disarmament’s most ardent advocates and its gloomiest critics. If the skeptics are right that complete nuclear disarmament is unachievable, or is perhaps even undesirable anyway, they should welcome a serious research agenda that would clearly expose any existing flaws. Disarmament advocates should also welcome this research, for it is hard to imagine reaching zero unless nuclear weapons states can be persuaded that satisfactory answers exist. Answering these questions will require much more rigorous thinking, intellectual and moral honesty, and sustained attention than has so far been in evidence. Accordingly, both camps — and everyone in between — ought to be able to agree that the time has come to face squarely the challenging questions presented by the notion of total nuclear disarmament. Failing to address these issues would be gravely irresponsible.
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      <pubDate>Mon, 14 Jun 2010 18:55:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p301</guid>
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      <title>Complexity Science: Challenges for Policymakers</title>
      <link>http://www.newparadigmsforum.com/p293</link>
      <description>Complexity science presents tremendous challenges to high-level government policymaking as traditionally conceived.  Leaders must learn to struggle with Complexity's subversive insights into unpredictability and unknowability.</description>
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           These remarks were presented on June 10, 2010, to a conference sponsored by the
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           in Santa Fe, New Mexico.
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          When Merle Lefkoff asked me to give a presentation on Complexity Science – and in fact to open the discussion today – my first thought was to think it crazy to lead with comments by someone as new to Complexity as I am, especially when there are so many people in the Madrona circle who are so genuinely knowledgeable.  I’m a lawyer and a policy wonk by training, and I have no specific science background.  But as I mulled things over, I decided she wasn’t out of her mind after all.
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          I cannot pretend to understand Complexity applications as well as real experts in the room like Desmond Saunders-Newton, Stephen Guerin, or Aaron Frank, much less the deep mathematics of the field as practiced by Ralph Abraham.  I can perhaps speak at least a little bit about Complexity’s challenges to the broader public policy community, however – in part precisely
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          I am so new to the field.  Any perplexity or apprehension on my part is likely to reflect problems in how the broader policy community will be able to take on board insights gleaned from the “science of surprise.”  And if even I prove able to gain any insights from Complexity, perhaps others will too.
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          Let me begin by saying that I think government policymakers at the most senior levels are notably behind the curve in recognizing that Complexity Science may have important implications for their work.  At more specifically technological or programmatic levels – in certain defense and IT applications, for instance – some experts seem indeed to have made Complexity perspectives a part of their working world in government and as contractors and consultants.
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          This openness to Complexity is not common, however, and at any rate only goes so high; it scarcely touches grand strategy and other policymaking at the most senior levels of government.  Policy formulation at
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          altitudes still seems stuck in older modes of thought that revolve around the idea that policymakers can systematically plan their way into the distant future.  One school, which currently seems to be dominant, devotes itself to hitching policy formulation to the output of “scientific” expertise, particularly in social science research.  This has been an important theme of the Progressive tradition over the last century or so, and is visible perhaps most obviously today in our government’s proliferation of unelected technocratic policy “czars,” and its devotion to “putting science in its proper place” – namely, ostensibly in the drivers’ seat of public policymaking.  Those who don’t buy into this technocratic ideal, seeing policymaking as more of an art than a science, often prefer approaches that purport to derive operating principles from timeless verities about human nature, the character of power, or other aspects of “how the world works.”
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          Very few participants in top-level policymaking, however, seem at all prepared for the insights that it seems to me Complexity Science offers.  Indeed, Complexity seems deeply
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           subversive
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          of these paradigms – both of which implicitly or explicitly assume, to one degree or another, that the policy environment is basically understandable and predictable, in the sense that right-minded officials can reliably steer the system to the outcomes they desire by following recipes that are themselves ascertainable through the exercise of reason and virtue.  I’d like to say more about this subversiveness.
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          Before I go any further, however, let me note that not all of the interesting aspects of Complexity Science seem equally interesting from a policy perspective.  One of the most important insights that I understand Complexity to offer in the biological sciences and computing, for instance, involves the phenomenon of “emergence” – the dynamic by which complex and sophisticated macro-level patterns of behavior can develop from the interactions of elements or components that themselves follow only very simple operating rules.  This spontaneous self-organization of high-level complexity from low-level order is a remarkable thing.
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          From a policymakers’ perspective, however, the implications of emergence seem ambiguous, for it is not clear the degree to which emergence can be too useful a tool for high-level policymaking.  It might be interesting and valuable for a workshop group at a Madrona Institute conference to study what “emerges” from participants’ interactions, but such a method seems a bit hit-or-miss for much acceptance in senior-level national policy-making.
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          We do not ask our leaders to “trust emergence” by sitting back to see what happens in the whirl of public policy contingency: we ask them to
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           shape
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          what happens.  We ask them to do what they can to ensure that what happens
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           next
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          is “better” than what happened before, or what would have been the case had they not acted.  The problem is that in Complexity Science, emergence seems interesting precisely to the extent that the high-level order it produces is
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           not
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          apparent – or perhaps even predictable at all – simply from scrutinizing the lower-order rules of interaction.  Complexity just sort of
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           happens
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          all on its own, and emergence wouldn’t be so fascinating if you knew ahead of time what would emerge.  The phenomenon of emergence is clearly a profound
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           analytical
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          insight, but I have not yet been persuaded that it has anything like the kind of relevance to senior-level policymaking that it does, for example, in evolutionary biology, systems analysis, or computer science.
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          The very unpredictability of emergence, however, points us to a powerful Complexity insight that I think
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           is
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          of enormous importance to policymakers – and one I think the policy community should find deeply challenging.  I refer to the deep notion of
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           outcome-unknowability
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          that seems inextricably bound up with Complexity Science.  In this regard, I see as the iconic scientific illustration the “sand pile” experiments conducted in the 1980s by the Danish theoretical physicist Per Bak and his colleagues.
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          I hope that one of you will correct me if I get the science wrong here, but as I understand these experiments, they involved dropping grains of sand continuously onto a table and observing the characteristic sand piles that result.  At some point the growing pile will partially collapse, through the occurrence of various large or small avalanches.  In a given period of time, there may be a certain number of avalanches – and any given grain of sand
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           might
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          perhaps cause one – but it is posited to be
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           literally
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          unpredictable when a cascade will occur and how big it will be.
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          As I understand things, this is taken at some level to be illustrative of the behavior of
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           all
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          complex systems, including complex
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           adaptive
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          systems, a special case of complex systems in which the interconnected elements have some capacity to change and “learn” from the experience of their interaction.  Since human society is understood to be a complex adaptive system – and more specifically, a complex adaptive
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           social
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          system, in which
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           we
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          are the interconnected elements – this presumably has implications in the policy world as well.  Complex adaptive systems are generally relatively resilient in the face of perturbations (
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           e.g.
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          , a new grain of sand, or a particular policy input) but every once in a while even a small addition can catalyze a dramatic phase transformation (
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           e.g.
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          , an avalanche, or sweeping systemic change in the socio-political order).
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          This certainly seems to make Complexity
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           relevant
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          to policy-making, but it also suggests why Complexity is so challenging.  To wit, it appears to be the case with complex adaptive systems that
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           whether
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          a phase transformation will occur, and what
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           sort
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          of transformation it will be, are things that are fundamentally unpredictable – and, crucially, not just unknowable because as a practical matter we cannot gather and manage enough data about initial conditions, but in some sense unknowable even
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           in principle
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          .
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          And since society is itself a complex adaptive system, it seems to me that Complexity is therefore deeply subversive of
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           all
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          traditional ways of approaching policymaking.  It pulls the conceptual rug out from under the feet of the “scientific” technocrat and the policy “artist” alike, by undermining our faith in the ability of deliberate and purposeful policy inputs reliably to produce predictable situational outcomes.  Through the lens of Complexity, traditional policymaking starts to look like
          &#xD;
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           hubris
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          on a colossal scale.
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          If coherent policy formulation is to survive the insights of Complexity, therefore, I would think we need to re-learn policy-making at a pretty basic level.  To my eye, the “science of surprise” would seem to push us powerfully away from traditional modes of government planning and strategy and into more scenario-based thinking.  This is a shift that we have discussed in previous Madrona Dialogues, one that private industry began some time ago, and one that our military also understands quite well. It is a change, however, the need for which top-level government officials and other political leaders as yet show little sign of understanding.
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          To borrow a term from Nassim Nicholas Taleb, we may need to bring more of a “Black Swan” sensibility to top-level policymaking, in which it becomes a focus of policy responsibility less to plan out specific paths into specific desired and predicted futures than to maximize our preparation for the 
          &#xD;
    &lt;em&gt;&#xD;
      
           unforeseen
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          opportunities and perils we can be quite certain will at some point come along.  This might be, for instance, a world in which policy choices are prized as much for their likelihood of providing acceptable results
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           if their animating assumptions turn out to be quite wrong
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          as for any outcomes they promise on their face.  (Which policy postures, in other words,
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           degrade well
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          ?  Which ones could most elegantly handle their own
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           mistakenness
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          ?)  The future of policymaking might thus turn out to be as much about improvisational opportunism and hedging strategies as about any sort of “strategic planning” in the traditional sense.
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          Well, enough speculation.  These are necessarily tentative thoughts, but I think they give a feel for the ways in which it seems to me that Complexity can – and perhaps must – revolutionize high-level policymaking and grand strategy.  I’d love to see us pursue these questions in greater depth at this conference, and I look forward to hearing what all of you have to say.
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          -- Christopher Ford
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&lt;/div&gt;</content:encoded>
      <pubDate>Fri, 11 Jun 2010 14:21:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p293</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Cracks in the Shell of Globalist Treaty-Universalism?</title>
      <link>http://www.newparadigmsforum.com/p267</link>
      <description>Just as the United States seems to have swung, under the Obama Administration, back more into line with the conventional wisdom of the arms control and disarmament Left -- specifically, its attachment to formal, treaty-based approaches pursued on a universal basis -- the ongoing paralysis at the U.N. Conference on Disarmament and in CTBT ratification is producing growing disenchantment with such universalism in that same community.  Provided that the United States does not fixate rigidly upon its new certainties, does this increasing disillusionment open a window for improved dialogue and opportunities for progress in addressing nuclear-related challenges to international peace and security?</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    Not too long ago, a U.S. administration suggested that formal, multilateral, universal, and treaty-focused modes of wrestling with international security challenges might not be the only way to go.  Governments should be willing to be more flexible in how they addressed such issues, officials in Washington declared.  The solution to every international problem, they contended, did not 
    
  
  
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      always
    
  
  
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     lie in signing a sweeping universal convention on the subject, and they showed themselves distinctly cool towards some long-favored treaty instruments.  Instead, they suggested, the international community should be more willing to improvise by looking increasingly to other, less traditional and legalistically formal means to advance shared goals.  They believed that in the right circumstances, such 
    
  
  
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      ad hoc
    
  
  
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     approaches might actually work better.
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                    To this end, in the arms control and nonproliferation arena, U.S. officials proposed and led in the development of a variety of innovative steps.  To help stop the spread of nuclear weapons and other weapons of mass destruction (WMD) technology, for example, they set up a relatively informal network of like-minded governments to facilitate and coordinate the employment of national authorities to help interdict proliferation transfers.  (This was the Proliferation Security Initiative, or PSI.)  To help make it harder for non-state actors to gain access to nuclear weapons technology, they enlisted a broad coalition of states behind general support for a set of what were in effect “best practices” principles, and met periodically at various levels of operational and policy decision-making to discuss ways to cooperate better.  (This was the Global Initiative to Combat Nuclear Terrorism, or GICNT.)  And they led the United Nations Security Council, acting pursuant to its authority under Chapter VII of the U.N. Charter, in adopting a new and legally-binding international standard for keeping WMD technology out of the hands of terrorists.  (This was 
    
  
  
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      Resolution 1540.
    
  
  
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    )
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                    I.            
    
  
  
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      The Treaty-Universalist Critique of U.S. Policy
    
  
  
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                    Some critics of these approaches, hailing principally from the arms control and disarmament Left – both in the NGO community and in diplomatic circles, especially in the developing world – decried these innovations as being dangerous and unfair derogations from the proper way to approach problems.  These critics preferred to adhere to what might be called a principle of quasi-democratic multilateral formalism, which assumed that decisions in the international community must be made on what is, in effect, a largely consensus-based town-hall basis – or, if necessary, by a simple majority vote – with all states participating as equals, and with outcomes codified in universal treaty form.  PSI’s collection of like-minded friends cooperating informally and according to the degree of their like-mindedness, for example, seemed to offend this principle.  PSI would, it was said, not reinforce but in fact undermine the Nuclear Nonproliferation Treaty (NPT).  (Indeed, to hear some tell it, PSI might even have been 
    
  
  
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      intended
    
  
  
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     to replace the NPT, by stealth, with a devious cabal of developed nations acting as a self-appointed global police force.)
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                    GICNT was not notably controversial when it was first advanced – and indeed some 79 countries have declared their support for its statement of principles – but the initiative seems to have slipped quietly off the policy agenda of the most senior American officials.  Its very informality and flexibility did not fit comfortably within the expectations of many critics of U.S. policy, and such criticisms seem to have been credited by the American political Left.  The originators of PSI and GICNT ignored such complaints, being more interested in the effectiveness of such approaches than their arguable diplomatic symbolism.  When the current U.S. administration took power, however, it proclaimed its desire to “
    
  
  
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      turn efforts such as the Proliferation Security Initiative and the Global Initiative to Combat Nuclear Terrorism into durable international institutions”
    
  
  
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     – an idea which seemed to entail taking away precisely the flexibility and informality that was once thought to be the strength of such initiatives.
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                    To the extent that PSI and GICNT still remained foci of U.S. effort, these endeavors were moved to the shadows of the public policy stage.  Even where the Obama Administration claimed to see nuclear terrorism as “
    
  
  
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      the most immediate and extreme threat”
    
  
  
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     facing the United States today, it preferred to claim the issue of nuclear terrorism as its own by acting as if nothing had previously been done.  
    
  
  
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      Real
    
  
  
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     work to prevent nuclear terrorism, the implication seemed to be, could only begin with a vast international convocation of heads of state who would negotiate a consensus “work plan” tied to an unrealistic but politically catchy deadline.  (Hence the brief paroxysm of the Washington Nuclear Security Summit in April 2010.)
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                    Resolution 1540 was harder for critics to dismiss, because it emanated from well-established treaty-based and universalist U.N. machinery, but officials from many governments in the developing world grumbled about the unfairness of being subjected to “legislation” forced upon them by an undemocratic Security Council dominated by an anachronistic Great Power-clique of veto-holding permanent members.  Though a committee had been set up at the United Nations to review countries’ compliance with the Resolution’s strictures, 1540 compliance has slipped down the agenda of policy priorities for the United States and apparently all other governments.  To the extent that it comes up today in U.S. diplomatic discourse, Resolution 1540 is spoken of primarily in the context of “capability building,” which is a fine idea in principle – because there doubtless 
    
  
  
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      are
    
  
  
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     governments with resources so limited that it proves difficult for them to do even elementary things required by Resolution 1540 – but which often seems to boil down to little more than yet another reason to call for resource transfers from rich countries to the developing world.
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                    Today, while edging symbolically away from non-universalist approaches such as PSI, the United States has recommitted itself to a mid-1990s laundry list of treaty-universalist nuclear disarmament priorities – among them an “effectively verifiable” Fissile Material Cutoff Treaty (FMCT) negotiated at the U.N. Conference on Disarmament pursuant to the “Shannon Mandate” of 1995, and ratification of the Comprehensive Test Ban Treaty (CTBT).  
    
  
  
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      As I have discussed at some length elsewhere
    
  
  
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    , the Obama Administration also invested much in hopes of winning a consensus agreement at the 2010 NPT Review Conference (RevCon), stressing their disarmament-related concessions in an effort thereby to purchase nonproliferation goodwill.  (Many of the officials now running Obama Administration nonproliferation policy had denounced the Bush Administration for failing to get a consensus final document at the 2005 RevCon; achieving such an axiomatic “success” in 2010 was thus particularly critical.)  In short, Washington seems today to be working to skew the disarmament and nonproliferation agenda away from non-traditional remedies and back more toward treaty-universalist models – even making a major concession on “discussions” about “space weapons” in order to win agreement upon a CD work plan designed to revive that body as a vehicle for global disarmament hopes.
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                    One might conclude, therefore, that the critics’ disdain for non-universalist remedies and passion for treaty instruments as the 
    
  
  
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      sine qua non
    
  
  
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     of international progress in addressing security challenges has won the day, and that the universalist paradigm reigns triumphant.
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                    II.            
    
  
  
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      Treaty-Universalism and its Discontents
    
  
  
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                    Fascinatingly, however, this might yet be wrong.  Today, just as the United States seems to have reversed course and embraced the treaty-seeking politico-ideological certainties of universalism, there seems to be increasing frustration on the arms control and disarmament Left with traditional approaches’ inflexibility in the face of the complexity of the real world.  This frustration seems to be driving a growing interest in exploring 
    
  
  
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      non
    
  
  
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    -universalist remedies.
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                    A look at statements made at and around the time of the 2010 NPT Review Conference provides a fascinating window into a shift that seems to be occurring, or at least beginning, in the disarmament community.  For years, formal multilateral institutions – and the concomitant subjection of serious substantive issues to majoritarian procedures in fora dominated numerically by countries of the developing world often profoundly unsympathetic to the concerns of major powers – were depicted as the ideal venue for approaching international security issues.  Today, however, there seems to be a growing frustration with such institutions, even, or perhaps 
    
  
  
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      especially
    
  
  
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    , as they actually 
    
  
  
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      have
    
  
  
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     been turned to as the fora of choice for international security policy-making.
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                    The U.N. Conference on Disarmament (CD) is perhaps the best example of this.  The CD was the darling of the arms control and disarmament Left when the conventional wisdom held that its paralysis was the result of American perfidy and distaste for the transcendently worthy goal of nuclear weapons abolition, a ban on “space weapons,” or other favored causes.  It was considered a travesty, for instance, when the Bush Administration for a time all but publicly considered not sending a representative to the CD 
    
  
  
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      at all
    
  
  
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    , and its distinctly cool response on many CD pet issues provided many a pleasant opportunity for self-congratulatory America-bashing by other CD representatives.
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                    Now, however, it has become increasingly clear that the very things that made the CD so convenient a focal point for anti-Washington politicking – 
    
  
  
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      e.g.
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    , the degree to which its status as a universal forum for disarmament speech-making and its consensus-based procedures made it the perfect showcase for how supposed U.S. hostility to disarmament was preventing progress – continue to make the Conference dysfunctional even after Washington has swung around much more in support of drably conventional diplomatic thinking.  The Americans have done everything demanded of them, embracing the CD as the world’s premier disarmament negotiating forum, dropping 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20070317"&gt;&#xD;
      
                      
    
    
      their annoyingly rigorous assessment of FMCT verifiability,
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     and agreeing to “discussions” of amusingly disingenuous Sino-Russian proposals to ban 
    
  
  
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      other countries’ 
    
  
  
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    space-related weapons.  Yet these concessions have made the CD no more effective than ever, even as the excuse of American wrongheadedness – behind which so many governments hid for so long – has disappeared.  How awkward it now is.
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                    Today, there is a palpable sense of disappointment in the CD among members of the disarmament community.  As former Australian foreign minister and tireless disarmament activist Gareth Evans put it in recent remarks in Washington, the CD remains so “hopelessly snarled” that it may be time to look for alternatives.
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                    A year ago I wrote 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20090301"&gt;&#xD;
      
                      
    
    
      an article in 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20090301"&gt;&#xD;
        
                        
      
      
        Arms Control Today
      
    
    
                      &#xD;
      &lt;/a&gt;&#xD;
    &lt;/em&gt;&#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20090301"&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    articulating a strategy for taking FMCT negotiations 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      out
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of the CD in order to pursue them on a more 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      ad hoc
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     basis only among the governments whose adherence to such a treaty would matter anyway (
    
  
  
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      i.e.
    
  
  
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    , those countries that are not 
    
  
  
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      already
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     subject to a requirement under the NPT that they not produce fissile materials for nuclear explosive purposes).  Even then, in early 2009 – just after President Obama’s arrival in the White House as the bearer of the disarmament community’s  fondest hopes – this proposal was generally treated as a sort of heresy: just one Bush Administration official’s spiteful parting shot at the despised CD, and a call to undermine that body’s work just as it finally had the chance to live up to the disarmers’ dreams.  Not long after publication, in fact, the Obama Administration ostentatiously re-embraced the CD, repudiating the Bush Administration position on FMCT verification and 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20090827"&gt;&#xD;
      
                      
    
    
      reversing a U.S. position on “space weapons” that had been tenaciously held by Democrats and Republicans alike since the days of Jimmy Carter.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     Now that it is clear that these Obama concessions have produced essentially nothing at the CD, however – unless one counts an impression of U.S. weakness – the disarmament community is souring on the institution, with NGO disarmament activists (I am told) increasingly passing around copies of my article.
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                    At the NPT Review Conference (RevCon) that just concluded at the United Nations in New York, several delegations spoke out 
    
  
  
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      against
    
  
  
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     the CD, decrying its ineffectiveness and suggesting the need for alternative approaches.  The Canadians – who under then-CD Ambassador Paul Meyer had once yielded pride of place to no one when it came to strident and ill-humoredly anti-American disarmament activism – publicly complained that consensus procedures had become an obstacle to progress at the CD.  The example of the landmine treaty, said Canada’s representative, shows that the Conference should be given no monopoly as the exclusive way to approach disarmament matters.  (Canada also opposed linking any Review Conference recommendations to the work of the CD, since that body had failed to demonstrate its capability to do anything particularly useful.)  Norway echoed Canada’s complaints, urging that delegations think hard about the CD’s relevance as a disarmament forum.
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                    These concerns were reflected in draft texts circulated during the RevCon, which expressed concern at the CD’s paralysis, complaining that it has not been able to commence negotiations and substantive deliberations.  To be sure, it has been, in recent years, not unusual for statements to be made at NPT meetings about the CD’s dysfunction.  Now, however, it is no longer possible to pretend that the body’s paralysis is America’s fault, and opinion in disarmament circles seems to be shifting against the Conference on Disarmament 
    
  
  
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      per se
    
  
  
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    .  An early NPT draft text within the RevCon’s first main committee called for negotiations on the FMCT, but 
    
  
  
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      without
    
  
  
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     actually specifying where.
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                    This is not to say that everyone now thinks the CD is a hopeless disaster.  The Obama Administration seems to have too much political capital invested in its re-embrace of that body to get cold feet now.  Nor do the stalwarts in the Non-Aligned Movement (NAM) yet seem willing to question the axiomatic value of the CD.  At the RevCon, for example, it fell to the NAM to demand more traditionally politically correct language calling out the CD – and that body’s 1995 “Shannon Mandate” for negotiations, which had been rather flamboyantly re-endorsed by the Obama Administration after coming in for criticism under George W. Bush – as the appropriate venue for pursuing an FMCT.  The NAM also called for the creation of a subsidiary body at the CD to deal with disarmament, which may have been a backhanded concession that the main body was indeed hopelessly snarled.  (NAM representatives did not, however, make clear what the CD 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      plenary
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     was to do if the “Conference on Disarmament” was only capable of dealing with 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      disarmament 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    issues in a subsidiary body.)  China also seemed worried about the disarmament community’s growing lack of confidence in the CD, since removing FMCT from that body would imperil Beijing’s hard-won victory in linking “space weapons” talks to the CD’s much higher priority negotiating mandate on fissile materials: China suggested that the CD’s new “agreed programme of work” 
    
  
  
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      not
    
  
  
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     be mentioned in textual comments about the CD’s paralysis.
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    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/revcon2010/DraftFinalDocument.pdf"&gt;&#xD;
      
                      
    
    
      The 2010 “outcome document” agreed at the end of the Review Conference
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     duly reflected this lingering sentimentalism about the CD as the international community’s favorite vehicle for treaty-universalist approaches to disarmament.  The text expressed “deep concern” that the CD had been unable to break its now-traditional paralysis, but rather than suggesting an alternative path, the document simply urged – yet again – that the CD get back to work “without delay.”  As the NAM had demanded, the 2010 text explicitly endorsed the CD’s current negotiating mandate, and it even called upon that body to move into 
    
  
  
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      new
    
  
  
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     territory by beginning work on global security assurances.
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                    The Left’s growing disillusionment with the treaty-universalism, however, is becoming increasingly noticeable – and it is not limited to the CD.  Activists are also starting to realize that their long-cherished objective of a CTBT may be running aground as well.  When it was “just” a question of evil Republicans in the United States Senate voting down U.S. ratification in 1999, the CTBT became an international rallying cry, and as much a catalyst as an obstacle for disarmament activism.  The anti-CTBT Senate vote presented them what they felt was the perfect foil for political mobilization against America’s nuclear posture, and a marvelous excuse not to worry about whether countries such as North Korea, Iran, India, Pakistan, and China could be brought aboard pursuant to the CTBT’s requirement that all these states ratify the treaty before entry into force (EIF).  Now that the current U.S. administration has uncritically embraced the disarmament orthodoxy and pledged CTBT ratification, however, things aren’t seeming so simple.  With it becoming increasingly apparent that the Democratic Party’s daunting supermajority in the U.S. Senate has been or will be squandered, some observers have even begun voicing doubts about U.S. ratification 
    
  
  
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      at all
    
  
  
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    , while 
    
  
  
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      most
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     observers are starting to recognize that EIF seems – is there a polite way to put this? – somewhat unlikely anyway.
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                    At the 2010 RevCon, 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/revcon2010/statements/3May_UNSG.pdf"&gt;&#xD;
      
                      
    
    
      U.N. Secretary-General Ban Ki-Moon
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     gave voice to the disarmament community’s growing frustration with the ratification-based EIF requirements built into the CTBT, openly calling for governments to consider “an alternative mechanism” for bringing the treaty into effect.
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                    Moon’s comment, of course, represents no softening of commitment to the idea of a test ban – a measure that has been a cherished goal of the disarmament community since it was championed, albeit somewhat disingenuously, by Indian Prime Minister Jawaharlal Nehru not long before the commencement of India’s own nuclear weapons program.  But the Secretary-General’s palpable frustration with the EIF procedures built into the Treaty seems clearly to illustrate a growing disenchantment with the ideology of traditional treaty-universalism.  Could one imagine an approach to a test ban through more 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      ad hoc
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     and non-universal processes, in ways analogous to pursuing the landmines treaty or an FMCT outside the CD?  Or the way in which the disarmament community has approached global nuclear weapons abolition for many years in a crabwise fashion, through the promotion of what are in effect “islands” of nuclear-free rectitude by means of regional (or even country-specific) nuclear weapons free zones (NWFZs)?  Time will tell, but if U.S. ratification and (especially) CTBT entry into force are now coming again to be understood as no more than distant prospects, there will be plenty of time to debate such questions.
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                    III.            
    
  
  
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      A New Perspective?
    
  
  
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        Don’t get me wrong.  I do not mean to suggest that the disarmament community is turning, 
        
      
      
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        &lt;em&gt;&#xD;
          
                          
        
        
          en masse
        
      
      
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        &lt;/em&gt;&#xD;
        
                        
      
      
        , against the treaty-universalist remedies its members have long prized.  The RevCon in New York, for example, still saw numerous countries speaking out in favor of prompt agreement upon a “Nuclear Weapons Convention” – a draft of which 
        
      
      
                        &#xD;
        &lt;a href="http://www.reachingcriticalwill.org/legal/npt/prepcom07/workingpapers/17.pdf "&gt;&#xD;
          
                          
        
        
          Costa Rica in fact introduced as a working document at the Conference.
        
      
      
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        &lt;/a&gt;&#xD;
        
                        
      
      
         This proposed treaty would come into force after ratification by all nuclear weapons states and “all nuclear capable states,” and would give nuclear weapons possessors one year to cease specified activities and both “disable” and (redundantly) “de-alert” their nuclear weaponry.  After an additional year, all weapons systems would need to be removed from deployment sites, and their warheads removed, and after three more years all warheads would have to be dismantled.
      
    
    
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      &lt;/span&gt;&#xD;
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                    The proposed Nuclear Weapons Convention (NWC), of course, is predicated not merely upon the ideology of treaty-universalism but also upon the assumption in certain quarters – an idea that dates back at least to the Kellog-Briand Pact that outlawed war in 1928 – that the global security environment can be reorganized, wholesale, at the stroke of a well-intentioned pen.  (In its consideration of how to build countries’ confidence that nuclear weapons abolition is in fact in their security interest and that the NWC would not be a dangerous exercise in wholesale naïveté, the draft NWC merely asks parties to engage in unspecified confidence-building measures – and even then only in a limited and 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      post hoc
    
  
  
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     fashion, in order to provide reassurance that all are complying with the NWC obligations they would already at that point have undertaken.  No reference is made to the idea that states might need a deep sort of confidence in the global security environment in order to agree to the Convention in the first place.)  Placing the treaty cart before the security horse, the NWC seems to approach disarmament on the assumption that everyone shares its drafters’ confidence that placing signatures upon a congenial document acts as a kind of universal solvent for traditional security dilemmas.
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                    As at least some disarmament activists move along the geopolitical learning curve, however, there seems to be a growing realization that this dully conventional reflex may be both mistaken and counterproductive.  As disarmament advocacy goes, for instance, the 
    
  
  
                    &#xD;
    &lt;a href="http://www.icnnd.org/reference/reports/ent/pdf/ICNND_Report-EliminatingNuclearThreats.pdf"&gt;&#xD;
      
                      
    
    
      2009 report of the International Commission on Non-Proliferation and Disarmament (ICNND)
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     is a remarkably clear-eyed document.  In its closing pages, the ICNND Report evaluated a number of different approaches to eliminating nuclear weapons, offering fairly candid assessments of the difficulties attendant to various ideas.
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                    The ICNND spoke relatively favorably of models based upon the approach taken in recent treaty efforts regarding landmines and cluster munitions, in which a core of specially interested parties gradually enlisted the involvement of others in an expanding circle, and in which adherence remains notably non-universal even as the effort has helped encourage reductions in the production and use of such devices even among non-parties.  The ICNND also spoke well of the idea of working for a relatively unspecific “framework convention” – a sort of general agreement-in-principle treaty, details of the implementation of which would be deliberately left open and addressed in a more step-by-step basis through flexible negotiations over time.
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                    With regard to other approaches, however, the Report was rather less enthusiastic.  The idea of a “no use” convention, for instance, was described as perhaps being useful as “a rallying point for global civil society organizations,” but as an approach “not … likely to be taken seriously enough by enough governments to accelerate in any way the actual move toward disarmament.”  The idea of a “no first use” agreement was also found wanting: “is not clear that anything much is to be gained in advancing this agenda now … given the complexity and sensitivity of the issues involved.”  In particular, the ICNND spoke unsparingly of the aforementioned draft NWC, noting that “the issues it addresses are simply too complicated and too controversial – certainly for all the existing nuclear-armed states, but for many others as well – to be able to command the immediate broad-based support from governments that has been characteristic of the other vehicles mentioned and made them so practically useful.”
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                    Rather than coming down squarely in support of a traditional treaty-universalist 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      deus ex machina
    
  
  
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    , in fact, the ICNND focused upon the need to steer our way through some 
    
  
  
                    &#xD;
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      interim
    
  
  
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     phase 
    
  
  
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      before
    
  
  
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     the world would be ready to plunge into nuclear weapons abolition.  In this transitional period, the primary focus of work would be upon “minimization” of the role nuclear weapons play in countries’ security strategies, with the aim of helping possessors “feel they have time to test the stability of security relationships while nuclear weapons are not yet completely absent.”  Rather than simply assuming a treaty’s magical capacity to declare away the security 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      problematique
    
  
  
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    , the ICNND admitted the need to
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    “acknowledge the reality that there will be very large psychological confidence barriers to overcome before all nuclear-armed states are willing to give up all their nuclear weapons, and that given the need to satisfy a number of geopolitical and technical verification conditions, about all of which there is great uncertainty, setting a specific target date for elimination is not likely to be credible or helpful.”
  

  
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                    Nor was such perceptive assessment of the challenges of disarmament the monopoly of specialized NGO experts.  At the 2010 NPT RevCon, even one member of the NAM offered some notably keen insight.  Singapore’s representative explained that “[c]omplete nuclear disarmament remains a very long term aspiration.  We will not see it realized in any of our lifetimes.”  Speaking specifically of the issue of a Middle East NWFZ – but articulating the challenge in terms that speak as readily to the broader challenges of 
    
  
  
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      global
    
  
  
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     disarmament – he noted that efforts to ban nuclear weapons “cannot ignore the broader political and geopolitical context … and must be undertaken in tandem with the creation of conditions that will make [prohibition] a realistic objective that will be regarded as being in the security interest of all states.”
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                    Such honesty and conceptual clarity are welcome, to say the least, and pick up on some wisdom that the drafters of the NPT managed to embed in that Treaty’s Preamble: the idea that nuclear disarmament is fundamentally a challenge of global security, and 
    
  
  
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     first and foremost a question simply of nuclear weaponry 
    
  
  
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      per se
    
  
  
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    .  As the Preamble puts it, “
    
  
  
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    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/npttext.html"&gt;&#xD;
      
                      
    
    
      the easing of international tension and the strengthening of trust between States” is needed “in order to facilitate” the abolition of nuclear weapons.
    
  
  
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                    For all the Obama Administration’s politically correct reflex toward treaty-universalism, this idea that disarmament requires the creation of “very demanding” conditions – conditions of security, stability, dispute resolution, and effective deterrence of violations that would require a world capable of “zero” to look very different from ours today – was also expressly recognized in the recent 
    
  
  
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      2010 Nuclear Posture Review Report.
    
  
  
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     This is a critical point that unites the U.S. policy community, having been 
    
  
  
                    &#xD;
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      made in very similar terms by Bush Administration diplomats beginning in 2007 
    
  
  
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    and echoed in the 
    
  
  
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      2009 report of the Congressionally-appointed, bipartisan Strategic Posture Review Commission.
    
  
  
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     And well it should have been.  Merely recognizing disarmament’s entanglement with broader dynamics of military power and international conflict, tension, and trust is hardly a 
    
  
  
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      sufficient
    
  
  
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     condition for any real disarmament success, of course, but it is surely a 
    
  
  
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      necessary
    
  
  
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     one.
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                    In a sense, therefore, one might thus see a ray of hope in the contemporary disarmament Left’s growing frustration with the U.N. Conference on Disarmament and with the CTBT’s demanding provisions for EIF.  If recent developments signal the beginning of the end of disarmament activists’ intoxication with rigid treaty-universalism and their greater willingness to pursue more flexible and improvisational approaches – while acknowledging, understanding, and working with challenges of conflict and security that exist in the real world, through newfound seriousness in their dialogue with national decision-makers – this is to be welcomed.  Even if it takes the demise of the CD to make this point and to help catalyze constructive new approaches to wrestling with global security challenges, true friends of disarmament should have little cause to complain.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 07 Jun 2010 14:52:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p267</guid>
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      <title>Cyber-Operations: Some Policy Challenges</title>
      <link>http://www.newparadigmsforum.com/p270</link>
      <description>Remarks recently given by U.S. Cyber Command chief General Keith Alexander raise some interesting points about the policy challenges presented by military operations in cyberspace.</description>
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                    The newly-confirmed head of the newly-established U.S. Cyber Command, General Keith Alexander – whom I remember from my Senate Intelligence Committee days as the innovative and forward-leaning leader of the U.S. Army’s Intelligence and Security Command after September 11, 2001 – spoke this morning at the Center for Strategic and International Studies (CSIS) about his new role.  Reading a bit between the lines of his remarks, it seems clear that popular conceptions of the challenges that confront the U.S. Government in the arena of cyber conflict have so far missed some important points.
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                    In accounts of cyber issues in the mainstream media, several themes receive emphasis.  To take as an example the recent 
    
  
  
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     it seems pretty clearly to be understood that: (1) we face tremendous vulnerabilities to cyber attack, and our defenses are increasingly being tested by incessant probes and ever more sophisticated assaults; (2) traditional notions of deterrence face daunting challenges in cyberspace on account of the ease of concealing the true source of an attack; (3) cyber conflict presents unprecedented challenges in the tension it engenders between effective network surveillance and the protection of civil liberties; and (4) a new, global arms race between cyber offensive and defensive seems quietly to be getting underway.
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                    These points all seem to be to be quite well taken.  But the image of cyberwarfare still seems troublingly incomplete.  From reading popular accounts, one might think that the most daunting issues in cyberspace are basically technical and programmatic ones: this is a campaign, it would appear, in which the key to success is the mobilization of enough computer-whiz “cyber commandos” and the devotion of sufficient resources to network protection and the development of software tools.  To be sure, one cannot imagine success – or indeed anything except 
    
  
  
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     – without such efforts.  But in his comments at CSIS, General Alexander showed an appreciation for the 
    
  
  
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     challenges of cyberwar, and for the fact that 
    
  
  
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     may ultimately prove as challenging as the more “technical” aspects of defensive and offensive network operations.
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                    One of the issues about which Alexander spoke was the difficulty of acquiring an adequate “common operational picture” (COP) of the relevant portions of cyberspace in real time – that is, a view of the “battlespace” updated at what he described as “netspeed.”  So far, he said, our cyber-leaders do not have such situational awareness.  I certainly believe him.  Yet without slighting the phenomenal difficulty, as a technical matter, of actually 
    
  
  
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     such situational awareness, it seems clear from Alexander’s remarks that a different challenge also looms: even if we had ubiquitous, high-fidelity situational awareness, 
    
  
  
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                    Some years ago, a U.S. Air Force colonel named John Boyd articulated a theory of military command and control that drew heavily upon insights from cybernetics, describing a decision-making cycle with four elements: Observation, Orientation, Decision, and Action.  This phenomenon of the “OODA loop” – an acronym that became as common as it is ugly – was inherent in essentially all decision-making, but Boyd and others focused upon it in the context of military operations.  In essence, it works as follows: in order to function, I must 
    
  
  
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     my operational environment, 
    
  
  
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     myself within it (
    
  
  
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    , both physically and with regard to my objectives), 
    
  
  
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     what the best next step should be in order to advance my goals, and then 
    
  
  
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     to implement this decision.  This produces a recursive cycling, for every action must be followed by another pass through the “loop,” as I assess the impact of past steps and what is now necessary in light of my evolving environment.  For Boyd and his followers, it was an important objective of military operations to be able to cycle through the OODA loop faster than could one’s adversary.  Getting “inside” his loop – that is, being able coherently to respond to the environment (and the enemy’s own actions) faster than he can respond to it (and to yours) – can be vital to victory, and is in a sense the main objective of modern maneuver warfare.  (Boyd, who died in 1997 at the age of 70, had been an instructor pilot for air-to-air dogfight tactics!)
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                    Anyway, let’s assume that with a suitable investment of time and money, and an infusion of top-notch human capital, we acquire the cyberspace situational awareness of which General Alexander spoke.  Let us also assume that Cyber Command – which is by no coincidence co-located at Fort Meade with the electronic surveillance wizards of the National Security Agency, which Alexander also heads – has managed to acquire a powerful cyber “toolkit”: not just monitoring technologies and network security tools but also means to identify attackers and (if necessary) move decisively against them.  At best, however, such achievements would seem only to get us part-way through our own OODA challenges.  With a detailed COP and a clear advance understanding of U.S. cyber objectives – and with good defensive and offensive tools at our disposal – we may hope to be well equipped for observing, orienting, and acting.  But what about 
    
  
  
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                    In fact, actually 
    
  
  
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     cyber decisions is not, in essence, a technical problem, and is thus not susceptible to entirely technical solutions.  It is a policy problem, and needs to be addressed through a policy prism.  It is, however, turning out to be one of very great difficulty.
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                    The challenge has at least two aspects, which one might call 
    
  
  
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    .  (There are doubtless more, but let’s stick to two for present purposes.)  The problem of 
    
  
  
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     responsibility.  In traditional military conflict, these issues are relatively well understood.  Individual soldiers and platoon commanders, for instance, might decide how best to defend the particular small parcel of territory they occupy, or how to assault some immediate objective.  Battlefield commanders might direct various artillery, armor, infantry, rotary-wing aviation, and other assets present on “their” battlefield.  Theater commanders might hammer out coordinated air tasking orders, identify theater-level objectives, and provide broad directives for lower-echelon leaders to execute, while national leaders (
    
  
  
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    , the president) would make strategic choices about such things as whether to attack a particular country at all, whether to bomb leadership targets in a capital city, and so forth.  So far so good.
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                    But how does one translate long-understood concepts of operational authority into cyberspace?  The evolving world of Pentagon cyber-planning is a secretive one, for good reason, but one hears it increasingly said that one of the biggest struggles today is in this area.
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                    What, for instance, is the dividing line in cyber warfare between “tactical” decisions – that is, things that should be left to battlefield commanders – and “strategic” operations?  It is easy to leave to (comparatively) low levels of command questions such as whether to jam an enemy air defense radar unit that threatens one’s aerial assets.  But what if the best tool for attacking such a system happens to be the injection of incapacitating or manipulative software code into the computers that control the adversary’s air defense?  (It is widely understood that such attacks are possible, and not merely by “firing” them through the Internet from a computer thousands of miles away.  Malicious code can apparently be beamed into a system more locally, for instance, by the radar of an attacking aircraft, state-of-the-art models of which are said to be capable of accessing a system through its own wireless networking in order to inject algorithms that allow an attacker to shut down or even hijack the system’s computer brain.)
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                    If the target is an air defense system, such a “cyber”-related electronic attack sounds pretty tactical – and therefore something best left to commanders on the scene – but cyberspace isn’t known for its rigorous respect for geographic boundaries.  Unlike a mere bomb attack or regular radio-frequency jamming operations, cyber attacks upon networked systems might not always have only “local” effects.   As I mentioned in 
    
  
  
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     to use certain cyber-attacks against Iraq in 1991, Serbia in 1999, and Iraq in 2003 for fear of spin-off effects in interconnected international banking, communications, and financial systems.  According to a U.S. general quoted in 
    
  
  
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    , for instance, American planners did not use one particular cyber technique to disable the French-made Iraqi air defense network because “[w]e were afraid we were going to take down all the automated banking machines in Paris.”
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                    We are apparently only just beginning to come to grips with the challenges of “collateral damage” in cyberspace.  As a result, it can be very difficult to identify the appropriate scope of operational authority up and down the echelons of command.  This may be one of the reasons why, despite the theoretical availability of very sophisticated and dangerous offensive software code, reported instances of cyber-attack in conflicts between states – 
    
  
  
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    , in Russia’s moves against Georgia in 2008 – so often still involve relatively simple distributed denial-of-service attacks of the sort that overwhelm specific websites by the sheer volume of queries or other interactions.  (Such methods arguably minimize collateral damage because they do not necessarily involve the use of destructive code that can risk an uncontrolled “contagion” to other parts of the Internet.)
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                    These issues sound technical, but they are also policy challenges.  If we are not certain of narrowly-confined “tactical” effects, does every decision to use a cyber-technique have to be made as a “strategic” military choice – for example, by the President himself?  What leeway is it permissible to give to military commanders at each level of authority?   Since the problems of networked “collateral damage” are very much at issue, moreover, how to we translate traditional military operational law conceptions of necessity, proportionality, and discrimination between combatant and civilian targets into the idiosyncratic world of networked cyber operations?  Such issues are said to be the subject of ongoing and intense debate within the Pentagon, and no doubt General Alexander’s new Cyber Command.
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                    The issue of who must make what decision also brings us quickly to the second challenge I’d like to mention here: 
    
  
  
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    .  As noted, Colonel Boyd’s “OODA loop” puts a premium upon one’s ability to cycle rapidly and coherently through the process of observation, orientation, decision, and action: woe be unto the combatant whose adversary has a faster OODA reaction time.  In the cyber arena, one doesn’t need ungainly acronyms and cybernetic theories to understand this: attacks can be mounted using coordinated networks of computers acting as fast as their processors can churn out commands – and that is very fast indeed.  (According to General Alexander, experts believe that some 247 billion e-mails are currently sent 
    
  
  
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    , more than 80 percent of which are simply electronic “spam” generally dispatched by computers rather than by any actual human “sender.”)  Using automated tools, would-be attackers can move with astonishing rapidity.  Alexander recounted that computer systems belonging to the U.S. Department of Defense are “probed” some 250,000 times 
    
  
  
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     – that is, a mind-boggling six million times a day.
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                    To put it bluntly, the transactional speed of networked computer interactions raises difficult questions about the degree to which it is wise, or even 
    
  
  
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     of the tasks involved in defensive cyber operations may have to be undertaken too fast for any meaningful involvement – at least initially – by a human decision-maker.  Furthermore, as both attack and defensive methodologies grow in sophistication, we may not be able to take it for granted that there will remain a crisp line between the two.
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                    It is easy to conceptualize network defense as being akin to crouching behind a shield, and offense as stabbing with a sword or throwing a spear.  Through this lens, one might hypothesize that it would be acceptable to have an automated defense but yet require offensive operations to occur only with affirmative permission from an authorized human decision-maker.  But what if things were more complicated than that?  There may, for instance, be cyber-analogues to shoving or striking an adversary with a shield, or parrying his blow with one’s sword – or even to the old cowboy movie trick of shooting the gun out of an outlaw’s hand.  As is to some extent already true in the fluid battlespace of modern maneuver warfare on physical terrain, it may be unwise to assume that cyber “offense” and “defense” are cleanly separable (or even intelligible) as distinct and different functions.  It does not appear that our policy apparatus is yet prepared to wrestle with such dilemmas.
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                    At one point in his CSIS remarks, General Alexander was asked about the challenges of time-urgent response in the cyber context.  In reply, he suggested the need for clear, standing rules of engagement (ROEs) – which is military jargon for pre-established standards for what sort of action military servicemembers at any specified level of command are authorized take on their own discretion when confronted by particular circumstances.  (ROEs, for instance, might govern when an infantryman may fire upon a seemingly hostile crowd, or when airmen can attack other aircraft or engage ground targets.  Such rules set forth, in effect, when it is 
    
  
  
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     necessary to wait for higher authority to approve using force.)  According to Alexander, cyber conflict presents unprecedented challenges by requiring operators to function and adapt to situations at “netspeed.”  This, he suggested, will require much use of “automated" decision-making in cyber operations – within the scope, presumably, of highly-detailed standing ROEs.  Individual human operators, to say nothing of hierarchic decision-making trees of military or political leadership, may simply be 
    
  
  
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     to act and respond quickly enough for effective cyber operations.  I have no reason to doubt that this is true, but if it is, we will clearly have much soul-searching to do as we approach warmaking in this unforgiving environment.
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                    At present, Alexander emphasized, we lack both the good real-time situational awareness and the “necessary precision” in our standing cyber-ROEs that we will need to meet these challenges.  He might also have added, however, that we lack a clear awareness within the policy community of the ways in which cyber conflict will tax our traditional approaches to the policy aspects of military strategy and warfighting.  Military planning staffs are today only just beginning to struggle with the policy, legal, ethical, and security strategy challenges of scope and speed in cyber operations, and the broader public policy community cannot afford to ignore these issues either.
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                    General Alexander seems an excellent fit for his job, but as he himself recognizes, these questions reach matters above his new four-star pay grade.  These are issues of top-shelf public policy import that will need to be much better understood, and in many cases more clearly addressed, by the White House, Congress, the policy community, and the public at large.  There is naturally much about cyber war that one should not discuss in public, but we surely cannot go too long without a clearer and broadly-shared vision of a national cyber strategy – or even what it means to
    
  
  
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     a cyber strategy – and without a sound conceptual framework to help shape our struggles with the vexing and decidedly nontraditional issues that arise in this arena.
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      <pubDate>Thu, 03 Jun 2010 19:00:00 GMT</pubDate>
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      <title>The 2010 NPT Review Conference Final Document</title>
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      <description>The 2010 NPT Review Conference labored mightily, and produced a consensus final document.  In this essay, Ford assesses what was agreed.  On the whole, it is disappointing.</description>
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                    Well, the 2010 NPT Review Conference (RevCon) got a final document by consensus last week.  (You can find a copy 
    
  
  
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    .)  For observers who measure “success” by the achievement of an agreement 
    
  
  
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      per se
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     – and particularly for those current U.S. officials who, then out of power, spent years criticizing their predecessors for the axiomatically catastrophic “failure” to achieve consensus at the 2005 RevCon – this is of course being hailed as a great victory.
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                    It might seem almost churlish to point out that success in reaching an agreement is 
    
  
  
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      in itself 
    
  
  
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    no particular success at all: what matters is what it says – and, in particular, whether the RevCon contributes in a meaningful way to preventing the further spread of nuclear weapons or the achievement of other goals of the Treaty.  Nonetheless, it is apparently still necessary to make this pedantic point.  But let's not just make the point; let us build upon the insight by assessing what was actually said in the 2010 “Outcome Document”  adopted without any changes from a 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/revcon2010/DraftFinalDocument.pdf"&gt;&#xD;
      
                      
    
    
      draft circulated by the RevCon chairman on May 27 (NPT/CONF.2010/L.2)
    
  
  
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    , and by trying to put the 2010 text in context.  Given the Obama Administration’s eagerness to use disarmament concessions in order to win some kind of nonproliferation “payoff” in cooperation against nuclear weapons proliferation, does this 2010 document represent any kind of an advance?
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                    To my eye, though Obama diplomats may have worked hard and perhaps had some success in preventing 
    
  
  
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      worse
    
  
  
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     things from being said, it is hard to maintain that the 2010 document represents any significant movement forward on nonproliferation – especially by comparison to its fulsome endorsement of the conventional wisdom of the diplomatic community on matters of disarmament.  In some respects, in fact, last week’s document actually seems retrogressive on nonproliferation compared to what was agreed in 2000, and seeming especially weak in light of the fact that the intervening decade has seen the emergence of dramatic new proliferation challenges in North Korea and Iran.   We appear, in other words, to have gotten very little, if anything, in return for all of our disarmament positioning.  Let’s take a look.
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                    I.            
    
  
  
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      Disarmament
    
  
  
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                    To understand the mismatch between the 2010 outcome document’s forward-leaning treatment of NWS disarmament and its reticent handling of nonproliferation, it is useful to start by looking at its disarmament provisions.
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                    One remarkable point about the 2010 outcome document lies in its repeated misstatement of the text of 
    
  
  
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    &lt;a href="http://www.state.gov/t/isn/trty/16281.htm"&gt;&#xD;
      
                      
    
    
      Article VI of the NPT.
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     In partial contrast, recall that the drafters of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/2000FD.pdf"&gt;&#xD;
      
                      
    
    
      2000 Final Document
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     referred several times to that provision, including to parties’ “commitment” to it, but they did not misrepresent the Treaty’s text with the casual abandon of officials at the 2010 RevCon.  To be sure, at one point the 2000 document refers to “nuclear disarmament, to which all States parties [sic] are committed under Article VI.”  Elsewhere in the 2000 text however, the drafters make clear that they do actually understand that Article VI actually obliges States Party only to “pursue negotiations in good faith” on “effective measures relating to” disarmament.  (There is a subsequent call, for instance, to nuclear weapons state transparency regarding “the implementation of agreements pursuant to Article VI.”)
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                    The parties at the RevCon this year, however, went to some trouble to misstate Article VI at every opportunity, and without any hint that they actually read or understand it.  This begins in the second paragraph of the document – which refers to “legally-binding commitments by the nuclear-weapon States to nuclear disarmament in accordance with the Treaty.”  (As anyone familiar with the NPT’s text and negotiating history will recall, efforts were indeed repeatedly made to put just such obligations into the Treaty, but all were defeated.  More disarmament-minded states, in fact, complained bitterly at the time that the NPT 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      failed
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to contain “legally-binding commitments” to disarmament!   Four decades later, the 2010 document apparently thinks these obligations can be willed retroactively into existence by force of rhetoric.)  Paragraph 80 repeats the error, describing disarmament as something to which the nuclear weapons states (NWS) “are committed under Article VI,”  as does the document’s “action plan” in its Recommendation I(A)(ii).  Merely 
    
  
  
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      saying
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     that the NPT contains legally-binding obligations to nuclear disarmament does not make it so, of course, but the Obama Administration’s State Department lawyers appear to have made not a peep, and one can now expect that this revisionist mantra will forever hereafter be repeated 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      as if
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     it represented an accurate statement of Article VI.
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    (Note, by the way, that the 2010 document refers strangely to “the total elimination of their [NWS] nuclear arsenals leading to nuclear disarmament.”  Was this sequencing meant to suggest that disarming the NPT-recognized NWS must come 
    
  
    
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      before
    
  
    
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    &lt;/em&gt;&#xD;
    
                    
    
  
     others can be expected fully to disarm?  Or was intelligibility simply too much to ask in the RevCon’s rush to take strong positions on disarmament?)
  

  
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                    The 2000 Final Document is also remembered for its articulation of “13 practical steps” that it recommends in order to advance disarmament.  Given the fact that that in the ensuing decade several of the “steps” have become irrelevant – 
    
  
  
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      e.g.
    
  
  
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    , ratification of START II, negotiation of START III, and adherence to the ABM Treaty – one might have expected the 2010 outcome document to take the “13 steps” more as a source of 
    
  
  
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      inspiration
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     than a concrete disarmament program that must be followed to the letter by the NWS.  Paragraph 5 of the 2010 document, however, reaffirms parties’ ostensible commitment to all the commitments undertaken in the 2000 document – a point that the new document’s Recommendations I(A)(iii) and I(B)(i) also underscore by stressing that the “13 steps” have a “continuing validity” and must be implemented on an “urgent” basis.  (The document’s Action 5 calls for the NWS to “accelerate concrete progress” on the disarmament agenda, while Action 20 calls for the submission of regular reports on how well countries are doing.)
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                    The unreality here is palpable: the key to disarmament “credibility” still seems to lie in NWS compliance with a disarmament program that even its strongest proponents privately admit is anachronistic. Whatever the merits of the “13 steps” at their time of drafting in 2000, they are a bizarre standard to impose upon the world of 2010.  Last week’s agreement, however, embraces them with gusto.
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                    The treatment of other disarmament matters in the 2010 document is generally unsurprising, and for the most part interesting only in a kind of “inside baseball” way to specialist observers.  (Paragraph 103, for instance, takes an interestingly nuanced position on the Central Asian Nuclear Weapons Free Zone, which has been controversial because it has been carefully structured in order to make it possible for Russia to deploy nuclear weapons in the region pursuant to pre-existing collective security arrangements, and therefore amounts to more of a nuclear weapons 
    
  
  
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      monopolization
    
  
  
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     treaty than a real “nuclear weapons free zone.”  The 2010 document praises the 
    
  
  
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      idea 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    of a Central Asian NWFZ without actually endorsing 
    
  
  
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      this particular
    
  
  
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     treaty. It urges parties to work “to resolve any outstanding issues regarding [the] functioning of” the current instrument.)  The bottom line is clear: the 2010 document emphasizes NWS disarmament arguably to the point of unreason, such as by repeatedly misrepresenting the text of Article VI and insisting upon a “13 steps”-based work plan notwithstanding the incoherence of demanding adherence to what are now defunct and/or superseded treaties.
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                    II.            
    
  
  
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      Nonproliferation
    
  
  
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                    So did the Obama Administration at least get real movement on nonproliferation issues in return for all this?  Apparently not.
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                    Let’s remember the bar the Obama Administration set for itself.  In 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/revcon2010/statements/3May_US.pdf"&gt;&#xD;
      
                      
    
    
      her remarks to the Review Conference, Secretary of State Hillary Clinton 
    
  
  
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    set forth the nonproliferation steps to which she hoped delegations would agree – in effect, in return for America’s ostentatious new commitment to disarmament.  Outlining the measures the Obama Administration was taking in pursuant of the 
    
  
  
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    &lt;a href="http://www.whitehouse.gov/the_press_office/Remarks-By-President-Barack-Obama-In-Prague-As-Delivered/"&gt;&#xD;
      
                      
    
    
      President’s oft-proclaimed vision of a world without nuclear weapons,
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     Clinton asked other governments to “recommit” themselves to nonproliferation.  (For a discussion of other delegations reactions, as expressed in their national statements, see 
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?p=254"&gt;&#xD;
      
                      
    
    
      NPF’s previous posting
    
  
  
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    .)  Among other things, she urged delegations to “consider automatic penalties for the violation of safeguards agreements such as suspending all international nuclear cooperation or IAEA technical cooperation projects,” “tightening controls on transshipment and enhancing restrictions on transfers of sensitive technology,” and “dissuad[ing] states from utilizing the treaty’s withdrawal provision to avoid accountability.”  When judged by the standards of such U.S. nonproliferation policy objectives – 
    
  
  
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      e.g.
    
  
  
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    , tightening controls on sensitive technology, strengthening International Atomic Energy Agency (IAEA) nuclear safeguards, establishing multinational fuel banks to obviate any seeming need for fissile material production capabilities, minimizing the use of highly enriched uranium (HEU) around the world, and deterring Treaty withdrawal by violators – does the 2010 document demonstrate real progress?  Or has the Obama Administration’s disarmament zeal simply been pocketed in return for essentially nothing?
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                    One major failure of the 2010 RevCon, its inability even to
    
  
  
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       mention
    
  
  
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     the most pressing challenge facing the NPT regime at the moment – Iran’s violation of its nuclear safeguards and Treaty obligations and defiance of multiple legally-binding Security Council resolutions – was largely preordained by Iran’s very presence at the Conference.  Consensus-based institutions in which violators are permitted to participate are inherently unable to address the misdeeds of those same violators, and no one expected too much to be said directly about Iran.  The arguable inevitability of this silence, however, should not blind us to just how serious a problem it is for the Review Conference to be 
    
  
  
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      structurally
    
  
  
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     unable to say anything serious about the most pressing challenge the Treaty presently faces.
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                    The most that delegates could do in last week's text was to utter vague banalities in Paragraph 21 about how “numerous” parties had expressed “concerns … with respect to matters of non-compliance of [sic] the Treaty,” and to call for “those States non-compliant” with it to start following its rules.  Naturally, of course, such phrasing could mean almost anything, including agreement with 
    
  
  
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      Iran’s
    
  
  
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     arguments that the 
    
  
  
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      real
    
  
  
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     problem with the NPT today is that the United States is in violation of Article VI for not having disarmed itself.  This is apparently the only way the NPT Review Process can address the grave challenge of Iranian noncompliance that threatens to crack the Treaty asunder.  The closest the RevCon came to actually admitting that the NPT regime faces an enormous challenge from nonproliferation noncompliance was to call with notable unspecificity, in Action 27, for the resolution of all safeguards noncompliance.  (Note also that even this comment referred to noncompliance with IAEA 
    
  
  
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      safeguards
    
  
  
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    , rather than with the Treaty itself.  To suggest 
    
  
  
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      that
    
  
  
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     was apparently too much.)
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                    Notwithstanding the Obama Administration’s investment in disarmament “credibility” and hopes of catalyzing nonproliferation cooperation in return, it is worth remembering what an advance this is 
    
  
  
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      not 
    
  
  
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    when compared to the 2000 Final Document.  Then, the parties said essentially the same thing, expressing  “concern” with “cases of non-compliance,” and unspecifically reaffirming “the fundamental importance of full compliance with the provisions of the Treaty.”  Since 2000, however, we have seen the revelation (in 2002) of Iran’s secret nuclear program, North Korea’s withdrawal from the NPT (in 2003), the exposure of A.Q. Khan's nuclear smuggling network (in 2004), public revelation of Libya’s nuclear weapons effort (in 2004), eight years of Iranian defiance of nonproliferation requirements, and two nuclear tests by North Korea (in 2006 and 2009).  Under the circumstances of 2010, merely to repeat the dull platitudes of the 2000 Final Document is therefore something of a scandal all in itself.
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                    To be sure, the 2010 document does speak out against North Korea’s nuclear tests – Pyongyang’s representatives at least having the good grace not to attend and veto such language, notwithstanding the fact that some European governments apparently still believe North Korea remains a party to the Treaty.  Even here, however, the delegates in 2010 seemed unable to speak particularly clearly or incisively.  Paragraph nine condemns the North Korean tests, but adds rather lamely that Pyongyang “cannot have the status of a nuclear-weapon State.”  (Thus far have we fallen.  Rather than do more to oppose North Korea’s development of nuclear weapons, we are reduced to proclaiming indignantly that we refuse to 
    
  
  
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      call
    
  
  
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     it a nuclear weapons state or admit it to the NPT under such terms.)  In Paragraph 109, the document declares that “the situation” related to North Korea – as opposed, presumably, to saying this about the North Korean regime itself, which would be bad manners – is “a threat to peace and security.”   The 2010 document calls for North Korea to abandon nuclear weapons, but even here cannot clearly single out Pyongyang for its egregious violations prior to withdrawal: instead, the text calls for “all States parties” [sic] to “fully implement all relevant nuclear non-proliferation and disarmament obligations.”  
    
  
  
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      All
    
  
  
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     states indeed.
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                    Nor does there appear to have been any particular improvement over the aging 2000 text with respect to strengthening safeguards.  Given the high policy priority placed by the United States upon achieving universality of the IAEA Additional Protocol (AP) – a safeguards standard designed at least partly to remedy the demonstrable weakness of regular Comprehensive Safeguards Agreements (CSAs) in detecting undeclared nuclear activities – one might have expected a nonproliferation “payoff” to come in this area.  One would, however, be disappointed.
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                    If anything, Paragraph 18 of the 2010 document 
    
  
  
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      undermines
    
  
  
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     the push for AP universality by describing CSAs as themselves having some utility in detecting undeclared nuclear activities.  Since the whole 
    
  
  
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      point
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of APs is that CSAs are manifestly unequal to this task, and since the strongest diplomatic case for AP universality revolves around the AP’s indispensability in this regard, this argument in Paragraph 18 is worryingly subversive – no doubt deliberately so.  To be sure, there is a bland declaration that “implementation of measures specified in the Additional Protocol” helps build confidence regarding the absence of undeclared activities, but the 2010 document also takes pains to point out that Protocol adherence is 
    
  
  
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     required even though “numerous” states have suggested that it should be made the new safeguards standard.  A similar point is made in Paragraph 25, which merely notes that “many” states believe the AP to be a basis for credible assurances of Treaty compliance.  The document is happy to call, in Paragraph 115, for AP adherence by 
    
  
  
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      non-
    
  
  
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    parties to the Treaty, but delegations proved remarkably reticent when it came to urging such restrictions upon 
    
  
  
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      parties
    
  
  
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    .  The best that the 2010 document can muster in this respect is Paragraph 19’s comment that the AP represents a “significant confidence building measure” and that paragraph’s encouragement of countries to adopt it.  (Similarly, the document’s “Action 28” also encourages APs.)
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                    This language of AP encouragement is weak, but not nothing.  On the other hand, it represents no improvement over the text of the 2000 Final Document.  There, the Conference “fully endorse[d] the measures contained in the Model Additional Protocol,” encouraged all parties to conclude and implement APs as soon as possible, urged the IAEA to work to strengthen safeguards “as broadly as possible,” and recommended that the IAEA promote APs around the world.  The 2000 document also noted that more and more Protocol adherence would strengthen safeguards and support the Treaty.  If anything, therefore, the 2000 language is stronger than what was agreed last week.  (Some improvement in return for all our newfound disarmament “credibility.”)
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                    Nor does the 2010 document make much progress with regard to controlling the spread of proliferation-sensitive nuclear technology.  Paragraph 32 emphasizes that countries’ right to nuclear technology for peaceful uses is “one of the fundamental objectives of the Treaty.”  (Never mind the awkward phrasing about the right itself being an objective.  This is bad English, but the point is clear enough: the document wants to emphasize a central point of the modern NPT “three pillars” ideology, namely that spreading nuclear technology is just as important as preventing the spread of nuclear weapons.)  It also calls upon everyone to respect countries’ “choices and decisions” in peaceful use – which is apparently another way of saying that we should not complain if someone pursues proliferation-risky technologies, even where this is economically unnecessary or even irrational.  (The document’s Action 47 also echoes this theme.)
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                    Lest anyone harbor any residual sympathies for nuclear export controls, Paragraph 33 and Action 39 of the 2010 document both call for eliminating “undue constraints” on nuclear technology transfers.  Indeed, Action 38 refers to what is said to be all countries' legal “right” to “full access” to nuclear material and know-how.
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                    Action 36, in turn, picks up complaints made by the Non-Aligned Movement (NAM) about the purported illegitimacy of national nuclear export controls, complaining about restrictions on technology transfers and encouraging countries to “make use” of “multilaterally negotiated and agreed” standards if they have such export controls.  (This was the drafters’ tip of the hat to NAM arguments that countries should impose restrictions on nuclear technology – if, that is, they must at all – only if and when such terms are set on a lowest-common-denominator basis by consensus-based institutions such as the IAEA Board of Governors.  For more on this, see 
    
  
  
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      NPF's previous posting.
    
  
  
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    )  Action 39 calls for countries to facilitate nuclear technology transfers and also to eliminate undue constraints, with Action 51 calling for the elimination of “undue constraints incompatible with the Treaty.”
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                    Some idea of how hostile the general RevCon climate apparently was to proliferation-risk-based restraint in technology transfers can be seen in the fact that, far from encouraging nuclear exporters to consider whether or not a country has an Additional Protocol in place – a policy priority for the United States and many other Western nations – the document’s Action 37 simply urges consideration of whether 
    
  
  
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      any
    
  
  
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     safeguards are in place at all.  (If one has a basic CSA, it would appear, that's all that’s needed.  Never mind being unable to detect undeclared activities.)  Similarly, while Action 51 concedes that nuclear technology transfers should comport with Articles I, II, III, and IV of the NPT, it does not refer to the existence of any qualifications on recipients’ alleged “right” to “full access.”  Perhaps the NAM considered it a concession to express the idea that 
    
  
  
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      any
    
  
  
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     restrictions on technology transfers were legitimate at all (
    
  
  
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      i.e.
    
  
  
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    , not “undue”), but this is thin gruel in light of Secretary Clinton’s call for “tightening controls on transshipment and enhancing restrictions on transfers of sensitive technology.”
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                    This decidedly wobbly treatment of proliferation-sensitive technology transfer contrasts unfavorably with the 2000 Final Document.  The 2000 text uses some of the same phrasings about respecting “choices and decisions” in the use of nuclear technology, and it also referred to a purported right to “full access” to nuclear technology (albeit only once).  Nevertheless, one must also remember that the 2000 Final Document was drafted four years before the A.Q. Khan network was revealed to the world, making painfully clear the degree to which bomb-usable fissile material production capabilities were in fact within reach of many more countries around the world than had previously been understood.  In 2000, the proliferation of proliferation-sensitive fissile material production was a hypothetical; today it is a dangerous and unfolding reality.  To judge by the 2010 document, however, we apparently learned nothing over the last decade.
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                    Nor is it merely that last week’s text says nothing 
    
  
  
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      beyond
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the 2000 document: it is actually worse.  The 2000 text at one point actually went so far as to describe countries as having a right to peaceful uses of nuclear energy only “in conformity with Articles I, II, and III of the Treaty.”  This qualification on peaceful use rights – which articulates a view more rigorous than that articulated in Article IV itself – has now been dropped, making the 2010 document 
    
  
  
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      more
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     congenial to proliferation-risky transfers than the already unimpressive 2000 version.  This is apparently the Obama Administration’s nonproliferation payoff.
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                    The 2010 RevCon was apparently also unable to agree on the importance of multilateral fuel banks, another priority for the United States, many Western governments, and the IAEA itself.  Rather than saying anything favorable about the idea, Paragraphs 57 and 58 merely “note” that such an issue exists.  These passages, along with Action 58, simply call for more discussions on the subject.  (Some endorsement.)  HEU minimization is welcomed in Paragraph 67, but only on a “voluntary” basis, which apparently means that one is perfectly free to continue to use HEU whenever one wants – as indeed Iran does, having now begun to enrich to HEU levels after having received the Obama Administration’s endorsement last October of its alleged “need” for highly enriched fuel for a research reactor.   In a further snub of U.S. nonproliferation priorities, the Obama Administration’s cherished Nuclear Security Summit – a convocation called with huge fanfare in order to help address what the recent U.S. Nuclear Posture Review called “
    
  
  
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    &lt;a href="http://www.defense.gov/npr/docs/2010%20Nuclear%20Posture%20Review%20Report.pdf"&gt;&#xD;
      
                      
    
    
      today’s most immediate and urgent threat”
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – is not even “welcomed” in the 2010 outcome document.  It is merely “noted.”
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                    Elsewhere, Paragraph 76 of the 2010 text decries the danger of attacks on “peaceful” nuclear activities – by whom could they possibly mean? – noting that “many” countries support the establishment a new legal instrument on this subject.  Paragraph 20 also bows to Iranian complaints about leaks of information about its nuclear violations, calling as Tehran had demanded for full observance of IAEA “confidentiality.”  And Paragraph 118 stakes out a position against any more U.S./India-style nuclear dealings with NPT non-parties, setting forth the principle that no “new” arrangements nuclear transfers to anyone should occur without full-scope safeguards and legally-binding undertakings not to acquire nuclear explosives.  (The comment about “new” arrangements, of course, is designed to permit China to continue with its existing plan to sell nuclear reactors to Pakistan outside the system of Nuclear Suppliers Group [NSG] safeguards.  Don’t expect many people to protest this as they did the U.S.-deal with India, however, even though that deal actually obtained NSG permission.)
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                    Finally, on the issue of Treaty withdrawal – an issue specifically flagged by Secretary Clinton as one on which the United States wanted to make progress – the 2010 document in effect simply recounts delegations agreeing to disagree.  Paragraphs 120-22 recount little more than that States Party have “divergent views” on this subject.  It may have been a priority for the Americans (in Clinton’s words) to “dissuade states from utilizing the treaty’s withdrawal provision to avoid accountability,” but all the Americans could get into the 2010 text was a vague comment that supplier states were not prohibited from “consider[ing]” inserting return or dismantlement clauses in their supply contracts, which would become operative in the event of the recipient’s withdrawal from the NPT.  Thus far have we 
    
  
  
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      not 
    
  
  
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    come since North Korea established a precedent for Treaty withdrawal way back in 2003.
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                    III.            
    
  
  
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      “The Middle East”
    
  
  
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                    A final word is in order about the issue of the Middle East, for it was on this rock that the 2010 RevCon nearly broke apart in the final days of May.  As NPF readers will recall, the Egyptians have been leading an Arab charge to press for concrete measures in the implementation of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/1995dec.html#4"&gt;&#xD;
      
                      
    
    
      1995 Resolution on the Middle East 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    – which calls for eliminating all weapons of mass destruction (WMD) and associated delivery systems in the region.  Anyway, in the final compromise, it seems to have been the Americans who blinked first.
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                    In its Recommendation IV(1), the 2010 outcome document casts the 1995 Resolution on the Middle East as having been “an essential element of the outcome” of the decision that year to extend the NPT indefinitely.  This is an unsubtle code for the point that Arab governments have been making for years – and, perhaps not coincidentally, with special vigor since the revelation in 2002 of Iran’s secret nuclear program – pursuant to which a “lack of progress” in eliminating Israel’s nuclear program is carefully pre-positioned as a usable excuse for abandoning the NPT at some point in the future, while yet being able to point the finger of blame at Israel’s allies for betraying the Treaty-extension “bargain.”
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                    As if this implicit threat were not already clear enough, the 2010 document adds that “a majority” of parties feel that the lack of progress in implementing the Middle East Resolution “seriously undermines the Treaty and represents a threat to regional and international peace and security.”  This phrasing is particularly incendiary, insofar as the existence of a “threat to peace” is the factual predicate traditionally necessary for armed intervention under Chapter VII of the U.N. Charter to “restore international peace and security.”  Article 51 of the Charter also speaks of countries’ right of self-defense in the face of such threats, at least until the Security Council has taken the measures necessary to restore international peace and security.  To describe Israel’s non-denuclearization as a threat to international peace and security, therefore, is to hint at the need for 
    
  
  
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      someone
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to stand up to the Israelis – and by force if necessary.  Iran was no doubt delighted that the Obama Administration agreed to this phrasing, but anyone serious about regional stability in the Middle East, reining in Iran’s nuclear ambitions, or the cause of nonproliferation more generally should be less pleased.
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    (In recommendation IV(2), by the way, the text describes the 1995 Resolution, neglecting to mention “delivery systems.”  In their haste to make the 1995 Resolution an anti-Israeli document, commentators and diplomats frequently neglect to mention its specification of delivery systems and 
    
  
    
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      non
    
  
    
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    -nuclear forms of WMD –  forms of weaponry which some Arab governments possess, and with which they threaten Israel.  Unfortunately, the drafters of the 2010 document were not much less careless.  One should perhaps be  thankful that they at least did not also forget to say “weapons of mass destruction” rather than just “nuclear weapons.”)
  

  
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                    Anyway, in its Paragraph 115, the 2010 document calls for Israel, India, and Pakistan to join the NPT.  In Recommendation IV(5), it also singles out Israel, noting in particular  “the importance of Israel’s accession to the Treaty and placement of all its nuclear facilities under comprehensive IAEA safeguards.”  Recommendation IV(7) calls for the convening of a special conference in 2012 on implementation of the 1995 Resolution, also endorsing the idea of having the U.N. Secretary-General appoint a special “Facilitator.”
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                    The reaction of Obama Administration diplomats to these various provisions related to the issue of “the Middle East” was odd, to say the least.  Under Secretary of State Ellen Tauscher fumed at the text, declaring that the chances for holding a successful Middle East Resolution conference in 2012 had been undermined by the document’s other provisions related to Israel: the prospects for success had been “
    
  
  
                    &#xD;
    &lt;a href="http://news.yahoo.com/s/nm/20100529/pl_nm/us_nuclear_treaty"&gt;&#xD;
      
                      
    
    
      seriously jeopardized because the final document singles out Israel in the Middle East section – a fact that the United States deeply regrets
    
  
  
                    &#xD;
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    .”  Yet it was precisely this “deeply” regretted “singling out” of Israel to which U.S. diplomats had just 
    
  
  
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      agreed
    
  
  
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     in their final bargain with Egypt.
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                    The particular language Tauscher lambasted in “singling out” Israel, moreover, was language that had simply been copied from the 2000 Final Document, and thus phrasing to which the United States had happily agreed the last time a Democrat – Secretary Clinton’s husband, in fact – occupied the White House.  The new and, to my eye, 
    
  
  
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      more
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     offensive language aimed at Israel – the abovementioned comment about a “threat to … international peace and security” – appears for the first time in the Obama Administration’s own deal last week with Egypt, but Tauscher seems not to have been bothered by 
    
  
  
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      that
    
  
  
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     at all.  The Obama Administration’s reaction to its 
    
  
  
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      own
    
  
  
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     Middle East compromise, therefore, was to complain bitterly about language to which the United States had agreed ten years ago, yet to accept without comment provocative phrasings that really 
    
  
  
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      are
    
  
  
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     likely to worsen the chances for peace in the Middle East.  Friday was a strange day.
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                    The plan for the 2012 Middle East conference was itself, of course, intended to put pressure on Israel.  The diplomatic word on the street is that both Israel 
    
  
  
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      and
    
  
  
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     Iran will be expected to attend, of course, but even this represents something of a victory for Iran.  It is true that Iranian nuclear activity is presently creating far more instability in the region than an Israeli program with which Arab governments have long since learned to live without catastrophe, and that by rights the most urgent and important focus of activity in addressing implementation of the 1995 Middle East Resolution should thus be to prevent the emergence of a nuclear-armed Iran.  One can be confident, however, that this nuance will generally be ignored if and when such a conference actually materializes.  Indeed, even the idea of a conference at which “both problems” will somehow be addressed plays to Tehran’s interests, insofar as this notion tends to 
    
  
  
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      equate
    
  
  
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     the Israeli and Iranian nuclear efforts – thus helping give the RevCon’s 
    
  
  
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      imprimatur
    
  
  
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     to some future Iranian decision to commence weaponization in the event that it proves impossible to achieve the dramatic regional pacification without which Israel’s abandonment of its capabilities cannot be imagined.
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                    All in all, the anti-Israeli and implicitly Iranian-exculpatory thrust of the Obama Administration’s compromise on Middle East language certainly could have been a lot worse, but we should not pretend that what was agreed was not bad.  There is great irony here, insofar as it may well be that much of the thrust behind Egypt’s recent anti-Israeli push may be the emergence of 
    
  
  
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     nuclear threats.  
    
  
  
                    &#xD;
    &lt;a href="http://www.newparadigmsforum.com/NPFtestsite/?m=20091123"&gt;&#xD;
      
                      
    
    
      As I have suggested before,
    
  
  
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     there are growing suspicions that it is not a coincidence that this Egyptian-led Arab diplomatic campaign blossomed after the first revelations in late 2002 about Iran’s secret nuclear work.
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                    In particular, I have wondered whether the effort to conjure an urgent strategic foil out of an opaque Israeli program – a program with which Arab governments seem to have been able to live for many years when Iran 
    
  
  
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     emerging as a nuclear weapons power – is perhaps 
    
  
  
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     about pre-preparing an excuse for Arab “strategic hedging” or nuclear weapons development in an emerging rivalry with a resurgent neo-imperialist Persia run by radicalized Shi’ites.  Nor am I now alone in these speculations.  On April 21, testifying before the Committee on Foreign Affairs of the U.S. House of Representatives, Ambassador Susan Burk pointedly observed that there had not been too much concern in the region about the Israeli nuclear situation until the revelations about Iran, and that those two developments may be connected.  I was amused to see Susan – my successor as the United States’ lead NPT diplomat – now publicly embrace an analysis she openly attacked when 
    
  
  
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      I offered it at a conference last November,
    
  
  
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     but there has been nothing gratifying in seeing this diplomatic mess unfold.
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                    Anyway, the irony of the Egyptian campaign is that even though it may ultimately be aimed at providing Arab governments with excuses for positioning themselves vis-à-vis Iran, its short-term impact is highly 
    
  
  
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      favorable
    
  
  
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     to the Iranians.  At a time when Iranian nuclear provocations should be the first order of business for anyone serious about preserving the nonproliferation regime, the Arab diplomatic offensive centered on the 1995 Middle East Resolution has worked relentlessly to make 
    
  
  
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      Israel
    
  
  
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     the issue, to distract from anti-Iranian mobilization, and to lend seeming support to Iran’s campaign to imply a justification for its nuclear work in the need to counter an Israeli arsenal.  Thanks to Egypt, the media “story” of the 2010 Review Conference became a narrative not about Iran – whose defiance of its obligations has for years placed it at the center of international nonproliferation debates 
    
  
  
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      outside
    
  
  
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     the RevCon, and which 
    
  
  
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      was
    
  
  
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     successfully portrayed as “the” procedural and substantive problem at the 2007 and 2008 NPT Preparatory Committee meetings – but now about Israel.
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                    IV.            
    
  
  
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      Conclusion
    
  
  
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                    From an American perspective, it is hard to see much reason for optimism in the outcome document from the 2010 NPT Review Conference.  Yes, the RevCon did not collapse in ugly acrimony.  But no, it did not seem to achieve much of anything either – and its consensus document certainly stands as no vindication of the current U.S. approach of trying to purchase nonproliferation cooperation with the currency of disarmament concessions.
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                    The 2010 text is forward-leaning on disarmament to the point of intellectual confusion, yet we appear to have gotten little or nothing in return for this when it comes to high-priority nonproliferation issues.  In some regards, in fact – and especially when viewed in the light of the grave proliferation challenges that have arisen 
    
  
  
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      since
    
  
  
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     the last RevCon document produced a consensus – last week’s text actually seems 
    
  
  
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      weaker
    
  
  
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     than the 2000 Final Document.  As for the much-vaunted compromise language on the Middle East – 
    
  
  
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    &lt;a href="http://gsn.nti.org/gsn/ts_20100527_5847.php"&gt;&#xD;
      
                      
    
    
      purportedly hammered out in large part at the White House with the personal intervention of Vice President Biden 
    
  
  
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    – things surely could have been worse, but the document nonetheless represents a troubling precedent that in the short run plays into Iran’s hands, and which bodes ill for peace and stability in the very Middle East with which it concerns itself.
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                    There is perhaps a broader diplomatic lesson here too, inasmuch as the Obama Administration’s political desperation to avoid having a “failed” Review Conference – a purported diplomatic catastrophe for which its senior officials have very much enjoyed blaming the Bush Administration since the 2005 RevCon produced no consensus document – seems to have made it unusually easy for Egyptian and other diplomats to push U.S. officials around.  The previous administration was not afraid simply to walk away from crude anti-Israeli consensus-busting by Arab governments in 2005.  The Obama Administration, however, was clearly terrified of being tarred with the same political brush its senior officials had used in their long campaign to discredit their predecessors – and the United States therefore became vulnerable to such diplomatic hostage-taking.
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                    The predictable side effect of the current administration’s near-obsessive focus upon winning acclaim from foreign audiences is the transformation of this very popularity into U.S. diplomatic weakness: when one’s political reputation rests upon being hailed as something fresh, new, and constructively “transformative,” one cannot afford 
    
  
  
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     to give diplomatic counterparts most of what they demand.  (The alternative is – gasp! – criticism!)  The rest of the world has little trouble seeing this, which also goes a long way toward explaining the failure of the Obama “credibility thesis” to produce meaningful diplomatic results, but Washington seems a bit slow to catch on.  Thank goodness, I suppose, that the 2010 outcome document wasn’t worse.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 01 Jun 2010 17:52:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p260</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Assessing the NPT Debates So Far</title>
      <link>http://www.newparadigmsforum.com/p254</link>
      <description>The Obama Administration seems to believe that its disarmament posture can get other countries to cooperate more on nonproliferation, and it seeks to demonstrate this at the 2010 NPT Review Conference.  So far, to judge by what statements made by other  countries at the meeting indicate about what they believe with regard to U.S. disarmament "credibility" and the desirability of key planks in the U.S. nonproliferation agenda, this effort to "purchase" cooperation is not working.</description>
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      These remarks were presented -- in a somewhat shortened version -- to 
      
    
      
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        an event on “The NPT Review Conference: Where Do We Stand?” held at Hudson Institute on May 24, 2010.
      
    
      
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       The event was sponsored by 
      
    
      
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       and the 
      
    
      
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        Partnership for a Secure America.
      
    
      
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                    Good afternoon, and my thanks to the Partnership for a Secure America for its support in making this event possible.  It has been a pleasure to participate in this series of PSA and Hudson events, and I’m particularly happy to have the chance to talk about the 2010 Review Conference (RevCon) of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) – which concludes at the end of this week.
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                    I.            
    
  
  
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      The Ideology of Pillar-Balancing
    
  
  
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                    U.S. Secretary of State Hillary Clinton came to the RevCon ready, and apparently expecting, to make a deal.  With her boss, President Obama, a firm believer in 
    
  
  
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      what I have called the “credibility thesis”
    
  
  
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     – the idea that long-overdue improvements in other countries’ cooperation in meeting the proliferation threats that confront the NPT regime can be, in effect, “purchased” by demonstrating American “credibility” in moving toward nuclear disarmament – Clinton was keen to implement this agenda.  Indeed, she offered the clearest explication of the Obama Administration’s theory to date, spelling out how current U.S. officials believe things work, highlighting the disarmament concessions that have already been made, offering a few more such concessions, and asking others to return the favor by finally taking much-needed steps to constrain the spread of nuclear weapons and hold proliferators accountable for their actions.
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                    Quoting President Obama about the importance of seeking a “world without” nuclear weapons, Clinton said that “[w]e know there are doubts among some about whether nuclear weapons states, including my own country, are prepared to help lead this effort.”  But she wished to show them that this was not the case: “I am here to tell you as clearly as I can: The United States will do its part.  I represent a President and a country committed to a vision of a world without nuclear weapons and to taking the concrete steps necessary that will help us get there.”
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                    With the Obama Administration already having made numerous concessions in order to bring U.S. policy more in line with the conventional wisdom that has prevailed in the disarmament community since her husband’s administration, Clinton offered a few more concessions to bolster her case for American credibility in this regard.  The administration, she announced, would seek ratification of the African and South Pacific Nuclear Weapons Free Zone (NWFZ) treaties.  She also endorsed the idea of implementing “practical measures” to rid the Middle East of nuclear weapons (
    
  
  
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    , eliminate the nuclear weapons everyone presumes Israel to have), pledged $50 million in additional U.S. payments to help the International Atomic Energy Agency (IAEA) spread nuclear technology around the world, and announced that the United States would make public both the total number of nuclear weapons in its stockpile and the number it had dismantled since 1991.
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                    In a remarkable – albeit so far almost entirely 
    
  
  
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    remarked – intellectual concession, Secretary Clinton also suggested that the Obama Administration felt that the Nuclear Nonproliferation Treaty was an instrument first and foremost about 
    
  
  
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      disarmament
    
  
  
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    .  The U.S. commitment to the NPT, she declared, “
    
  
  
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     with our efforts to reduce the role and number of nuclear weapons in our own arsenal.”  “Begins” is a potentially significant choice of phrasing, for it suggests that it is apparently now U.S. policy that the Nuclear Nonproliferation Treaty is first and foremost about disarming the nuclear weapons states.
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                    At any rate, Clinton’s speech was the clearest account yet of the administration’s thoroughgoing acceptance of the “credibility thesis,” which is predicated upon a theory that the NPT is structurally made up of “three pillars” – nonproliferation, disarmament, and promoting the peaceful uses of nuclear energy – that exist in a “balance” with each other.  Let us not mince words, however.  As a matter of historical fact, the administration’s theory is nonsense.  Neither in the original vision of the Treaty as it was articulated at the time by those involved in drafting it, nor in the NPT’s text itself, was stopping the spread of nuclear weapons ever merely one element that needed to be balanced against other equally important elements.  Nowhere was it ever agreed or even, to my knowledge, even 
    
  
  
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     that nonproliferation was an element 
    
  
  
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     to be pursued in 
    
  
  
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      disproportion
    
  
  
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     to disarmament movement or the provision of nuclear technology benefits.  Nonproliferation was, rather, unquestionably seen as the animating purpose and overriding goal of the NPT: something that was understood to serve the interests of 
    
  
  
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     participations, and the non-nuclear weapons states perhaps most of all.
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                    Nor were there felt to be “three pillars” of the Treaty.  That formulation is actually a slogan developed by U.S. diplomats involved in the NPT review process during the 1980s, who concocted it in an effort to encourage – in the name of “balance” – greater focus upon nonproliferation among delegations who seemed to think that nuclear disarmament should be the only item on the agenda.  The taxonomy of pillars is thus, in this sense, both ahistorical and arbitrary.  (Why single out Article VI and Article IV as the textual embodiments of additional “other” elements that must be counterpoised against nonproliferation?  Why not, for instance, Article V – a “fourth pillar” of carrying out “peaceful nuclear explosions” around the world?  Now 
    
  
  
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     something that would indeed need to be carefully “balanced” against nonproliferation!)  In the intervening years, however, “three pillars” ideology has become the reigning conceptual orthodoxy of NPT diplomacy.  Ironically, given its origins as a U.S. rhetorical gambit to encourage more emphasis upon nonproliferation, the “three pillars” mantra is now frequently used to justify efforts, in the name of “balance,” to prevent 
    
  
  
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     emphasis upon stopping the spread of nuclear weapons.
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                    But though this regnant orthodoxy may be an intellectual muddle and historical error, it seems to have been enthusiastically embraced by the Obama Administration, which from the outset proclaimed itself eager to commoditize nonproliferation cooperation by announcing a policy of purchasing it with disarmament concessions – concessions, moreover, that Washington would make up front, in the expectation of receiving some kind of nonproliferation payoff in return.  In her speech to the RevCon, Clinton declared her adherence to the idea of a grand NPT “bargain” amongst interests represented by the “three pillars.”  As the United States works “to uphold our end of the basic bargain of the NPT,” Clinton said, “we are asking all signatories to do the same, to work with us to strengthen global nonproliferation rules and hold accountable those who violate them. … [A]s we pursue progress on these pillars, we must recommit our nations to bolster the nonproliferation regime.”
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                    Secretary Clinton was not without some suggestions about what she hoped to get in return for U.S. disarmament concessions.  As part of the “recommit[ment]” to nonproliferation she sought to elicit, Clinton urged that the Conference “consider automatic penalties for the violation of safeguards agreements such as suspending all international nuclear cooperation or IAEA technical cooperation projects,” “tightening controls on transshipment and enhancing restrictions on transfers of sensitive technology,” and “dissuad[ing] states from utilizing the treaty’s withdrawal provision to avoid accountability.”  The meeting’s work on these issues, Clinton declared, “must provide a foundation for future actions.”
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                    As we assess the RevCon so far, I thought it would be useful to survey countries’ approaches to these issues.  In assessing the Conference, of course, most observers will look to whatever final document or report is eventually agreed.  It can be very useful to analyze such documents, though historically only about half of RevCons produce consensus agreements at all.  The bargaining that goes into any such agreement, however, frequently dilutes its content.  I thought it would be interesting today to explore the contours of the NPT debates in New York 
    
  
  
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     by national delegations, rather than merely the bargained-down phrasings, if any, upon which they agree at the end.  Such statements offer a valuable window upon governments’ 
    
  
  
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     toward NPT issues, and thus seem a reasonable place to look in judging whether Obama Administration concessions are changing other countries’ perspectives upon our disarmament credibility and the desirability of the nonproliferation policies we support.
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                    President Obama sent a message to the Review Conference – conveyed to the delegates by Secretary Clinton – in which he pointed out that “the eyes of the world are upon us.”  “Over the coming weeks,” he said, “each of our nations will have the opportunity to show where we stand.”  The RevCon is not yet over, but I think it is useful to survey where indeed those very nations say they stand.  To what extent have U.S. disarmament concessions in fact led others to give Washington the disarmament “credibility” that it seeks?  To what extent has the Obama Administration’s year of heady disarmament diplomacy brought about a change in perspective among those who had so vociferously and for so long urged disarmament “credibility” upon us?
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      Disarmament Credibility?
    
  
  
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                    Let me say at the outset that I am deeply indebted to Ray Acheson and her colleagues at Reaching Critical Will for their tireless and impressive work in making quickly and easily available to the public detailed accounts of the proceedings at the 2010 Review Conference.  Ray and I probably agree on relatively few substantive issues discussed at the RevCon, but I salute her hard work and devotion to helping 
    
  
  
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     observers follow its proceedings.  RCW’s daily news briefs and fine website (
    
  
  
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    .) are great resources for the diplomatic play-by-play, and for the texts of documents and national governments’ remarks.  I have leaned heavily upon RCW’s materials in researching this paper.  In my experience, if you are serious about following these issues, you are missing out if you aren't turning to their website frequently.
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                    At any rate, what does a look at these sources show on the issue of some newfound American disarmament “credibility”?  Unfortunately, not much.
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                    As a general rule, of course, one should not expect perennial anti-American troublemaker governments – most obviously, the regimes presently in power in Iran, Cuba, and Venezuela – 
    
  
  
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     to be willing to afford the United States any disarmament credibility whatsoever.  The reactions of those governments should clearly 
    
  
  
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     be the standard by which to judge the success or failure of the Obama Administration’s effort to purchase goodwill and nonproliferation cooperation by disarmament concessions.  Nevertheless, in following the course of the disarmament debates at the RevCon, I found it striking the degree to which the articulated views of 
    
  
  
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     states closely track the fulminations of these three “irreconcilables.”  On most broad issues of disarmament and general nonproliferation policy, except of course matters of rhetorical tone and their customary stylistic hyperbole, these governments’ arguments are not nearly as far out of the Review Conference mainstream as one would hope and expect.
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                    Let me outline some relevant disarmament-related points made by the troublemakers.  All three purport to be strong advocates of the “three pillars” NPT ideology, using the notion of inter-pillar-“balance” in order to drive up the “price” for nonproliferation cooperation even while defining the 
    
  
  
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     of Treaty-appropriate nonproliferation policy down to a lowest-common-denominator standard of empty blandishments.  “Balance” was an important mantra for the Iranians in particular, with President Mahmoud Ahmadinejad using “imbalance in the pillars of the NPT” as the title of a sub-section of his rambling diatribe he delivered on the first day of the Conference.
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                    As for U.S. disarmament movement under the Obama Administration – which has been undertaken, as we have seen, in part in the name of achieving a better “balance” between the “three pillars” – Venezuela took the floor to sniff that the “New START” strategic arms agreement with Russia is “more an arms assessment agreement than a reduction agreement.”  Since the new treaty is thus completely inadequate, Venezuela demanded further cuts.  Offering additional suggestions about what the United States must do if it is ever to be taken seriously with regard to disarmament, Iran and Cuba demanded an end to nuclear weapons state (NWS) weapon deployments on other countries’ territory – phrasing aimed, of course, at America’s deployment of small numbers of nuclear gravity bombs on NATO soil, but that carefully said nothing about Russia’s enormous stock of so-called “tactical” nuclear weapons.
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                    As a blueprint for what the United States needs to do in order to restore its disarmament 
    
  
  
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    , Cuba and Venezuela also both called for the implementation of the so-called “13 practical steps” on disarmament articulated in the Final Document of the 2000 NPT Review Conference.  This is a remarkable document to insist upon in 2010, insofar as it includes calls for adherence to the Anti-Ballistic Missile (ABM) Treaty, ratification of the START II agreement, and the conclusion of START III.  (The ABM Treaty dissolved in 2002, START II ratification has long since been abandoned, START III was never negotiated, and both of the latter two proposals have been superceded by the “New START” deal.)  Notwithstanding the fact that any list of “steps” that includes these anachronisms thus sets forth what is by definition an unmeetable objective – or, more likely, precisely 
    
  
  
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     it is effectively impossible fully to implement them, thus ensuring that nothing the NWS can 
    
  
  
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     do will demonstrate disarmament “credibility” – the “13 steps” were fondly embraced by the three irreconcilables.  Even these steps were for them inadequate, however, for both Cuba and Venezuela also called for the NWS to go beyond them.  In particular, Cuba urged the RevCon to adopt a clear plan of action with a deadline for entirely eliminating nuclear weapons by 2025.
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                    To be sure, the irreconcilables sometimes went rather out on a limb.  President Ahmadinejad, for instance, declared that the nuclear threats facing the world today are due to the “distancing of some States from the teachings of the Divine Prophets” – suggesting perhaps that global conversion to Islam must be part of the international disarmament agenda as Tehran sees things.  For the most part, however, the disarmament perspective articulated by the troublemaker states was notable for the degree to which it was 
    
  
  
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     different from the views expressed by many other countries – which is another way of noting that many governments remain closer to Iranian, Cuban, and Venezuelan views on critical issues than they are to our own.  A major focus of disarmament argumentation seemed to be to articulate continuing 
    
  
  
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     with the NWS – and above all, with the United States.
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      Other Positions
    
  
  
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                    The Non-Aligned Movement (NAM) – a loose group of some 112 states generally from the developing world that acts together by taking joint positions in the NPT review process and elsewhere – opened its participation in the Review Conference with a prepared statement that left little to the imagination.  Speaking on behalf of the NAM, Indonesia’s foreign minister quickly and perfunctorily noted that there had been “some positive signs in the field of nuclear disarmament,” but went on to explain that the nuclear weapons states (NWS) still had a long way to go before they could be said to have demonstrated any real disarmament credibility.  To hear the NAM tell it, all that has been done to date – that is, the Obama Administration’s frenetic year of disarmament positioning, on top of two decades of reductions that have produced the elimination of many thousands of weapons and delivery systems and cut the American arsenal to a 
    
  
  
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     of its peak size – amounts to no more than mere “words.”  According to the NAM statement, the NWS still needed to “demonstrate, in deeds, not mere words, their commitment to nuclear disarmament.”
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                    This position was joined by other states taking positions that amounted to little more than disdain for the disarmament progress made to date.  According to Switzerland, there has not yet been any fundamental shift of thinking by the NWS, which still have a long way to go in order to give others confidence that they are serious.  Other countries also offered dismissive assessments – with Brazil, for instance, sniffing about a “lost decade” in which it said 
    
  
  
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                    Not always by name, but always unmistakably, the United States was repeatedly singled out as still being a problem.  A month before the Review Conference, the Obama Administration had released a new and purportedly more restrictive U.S. nuclear declaratory policy in the form of a Negative Security Assurance (NSA) spelled out in its 2010 Nuclear Posture Review (NPR).  The review had stressed the degree to which this change was “intended … to persuade non-nuclear weapon states … adopt effective measures to strengthen the non-proliferation regime.”  Various NAM statements at the RevCon, however – as well as specific written suggestions for alterations to a draft text being circulated by the RevCon’s first committee (NPT/CONF/2010/MC.I/CRP.2) – complained quite explicitly about the Obama NPR, expressing “concern” about the “continued insufficiency” of NSAs provided to the non-nuclear weapons states (NNWS), and attacking “certain States’ nuclear posture reviews” for violating disarmament commitments.  (This is, of course, far more direct criticism than the NAM ever musters with regard to Iran or North Korea.)
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                    Comments by China and Egypt also stressed the need to end deployments of nuclear weapons on 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      foreign soil
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – a phrasing obviously designed to cover the Americans’ deployment of a handful of weapons on NATO territory while leaving unaddressed Russia’s arsenal of thousands of non-strategic weapons within range of NATO governments.  In its edits to a draft text in Main Committee II (NPT/CONF/2010/MC.II/CRP.1), the entire NAM endorsed this one-sided dig at the United States.  The NAM’s edits in Main Committee I (NPT/CONF/2010/MC.I/CRP.2) also staked out a position opposing plans endorsed by the Obama Administration for modernizing the U.S. weapons infrastructure in hopes of avoiding any future need for nuclear explosive testing by emphasizing computer simulation and sub-critical testing: the NAM called not just for a complete test ban but for not “conducting nuclear weapon tests in alternative ways.”
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                    For his part, the Indonesian foreign minister, speaking for the NAM, also sneered at the Obama Administration’s “New START” agreement with Russia, declaring that the new treaty fell “below the international community’s expectations.” Nothing the Americans have yet done, apparently, was good enough to show 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      real
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     seriousness.  According to Brazil, it was pointless to discuss nonproliferation steps like the IAEA Additional Protocol until the NWS had come down much further, to “very, very low numbers.”  Costa Rica simply declared that all the nuclear reductions undertaken so far “have been almost irrelevant.”
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                    (During the course of the debates, some governments also seemed eager to raise the ante in disarmament discussions by introducing the idea of cutting back on United States 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear capabilities too, on the grounds that 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     NWS would not be willing to agree to a nuclear “zero” while America remained so strong.  Germany spoke out about the need to reduce conventional arms, an this idea was also endorsed by Jamaica – which called for immediate negotiations on a treaty on general and complete disarmament.  Adding fuel to these flames, Russia chimed in to note ominously that nuclear weapons elimination could only be discussed in context of “security for all,” while the entire NAM decried [U.S.] national missile defense as a 
    
  
  
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      cause
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of arms races and nuclear proliferation.  For its part, China suggested that a treaty on weapons in space would help make disarmament possible – that is, that Beijing would only consider ending its 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
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     nuclear build-up if the possibility of U.S. space weaponry were foreclosed – and urged the adoption of language decrying ballistic missile defense and space weapons as destabilizing.  Perhaps revealingly, China also suggested 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      deleting
    
  
  
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     language calling for nuclear weapons states to increase the “transparency” of their nuclear and military doctrines.)
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                    This criticism was set forth within the framework of the “three pillars” ideology of NPT “balance,” with the clear point being that the NWS – and particularly those “certain States” which had just announced nuclear posture reviews (
    
  
  
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      i.e.
    
  
  
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    , the United States) – need to do much 
    
  
  
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      more
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     in order to have real disarmament credibility.  As the Indonesian foreign minister put it on behalf of the NAM, “all three pillars of the Treaty … should be pursued in a balanced and non-discriminatory fashion.”  In implementing the Treaty, “a balance” was needed between NWS and NNWS duties, and in order to achieve this the NWS needed to “demonstrate greater political will and discharge their multilaterally agreed obligations and commitments on nuclear disarmament.”
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                    These themes were widely echoed.  The “three pillars” ideology was also endorsed by South Africa’s Abdul Minty, who called for work to “strengthen all three pillars of the NPT” under a theory of “the NPT’s ‘Grand Bargain’” in which NWS must move to disarm, in return for which NWS not develop nuclear weapons.  While Minty conceded, with a strange diffidence, that implementing nonproliferation is “undoubtedly of importance,” he stressed the need to implement Treaty provisions “under the other two 
    
  
  
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      equally
    
  
  
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     important pillars of the Treaty, namely nuclear disarmament and the peaceful uses of nuclear energy.”  This was not merely an idiosyncratic assessment, however, for the 27 nations of the EU also publicly reaffirmed their longstanding agreement with three-pillars thinking.  According to the EU statement, the NPT is indeed “based on the three mutually reinforcing pillars of non-proliferation, disarmament and the peaceful uses of nuclear energy.”
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                    As for what 
    
  
  
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      might
    
  
  
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     perhaps demonstrate disarmament credibility, the NAM agreed fully with the irreconcilables in calling for “full implementation of the 13 practical steps” on disarmament set forth in the 2000 Final Document.   Fulfillment of this list, the NAM declared, “continues to be crucial to the credibility of the Treaty.”  (NAM members clearly viewed NWS disarmament compliance as the principal problem under the NPT.)  Numerous individual delegations also spoke up to endorse the “13 steps” as the 
    
  
  
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      sine qua non
    
  
  
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     of disarmament seriousness.
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                    Switzerland had the good grace to follow U.N. Secretary-General Ban Ki-Moon in admitting a need to “update” the steps, but – as had Moon – it also argued for going 
    
  
  
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      beyond
    
  
  
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     them.  Chile, however, argued 
    
  
  
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      against
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     “renegotiating” the “13 steps,” and most governments were content simply to insist upon them as written.  According to South Africa, implementing the “steps” was “long overdue,” at it was necessary to reaffirm them as the way forward on disarmament.  Algeria, Brazil, Canada, Egypt, Indonesia, Italy, Iraq, Kenya, Mexico, Nigeria, Norway, and Syria all flagged the “13 steps” as the basis upon which progress must be made – with some delegations (
    
  
  
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      e.g.
    
  
  
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    , Brazil) arguing that even fulfilling the “steps” would not constitute adequate progress.
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                    In their edits to a draft text in the RevCon’s first main committee (NPT/CONF/2010/MC.I/CRP.2), the hundred-odd members of the NAM endorsed language – already written in by the committee chairman on the apparent assumption that it would enjoy general approval – “reaffirming the continued validity of the practical steps agreed to in the Final Document of the 2000 NPT Review Conference.”  The NAM did the first draft one better, however, by declaring that negotiations on the “13 steps” must begin “not later than 2011.”  Showing no qualms about actually rewriting the text and ignoring the negotiating history of the Treaty’s Article VI, the NAM also demanded language “reaffirming that the nuclear-weapon States are required by the Treaty to reduce and eliminate all types of their nuclear weapons.”
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                    Indeed, much discussion at the RevCon centered on the purported need to set a 
    
  
  
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      deadline
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     by which the total elimination of nuclear weapons would take place.  Many delegations agreed with the irreconcilables in this regard, speaking up to call for the establishment of such a timeframe.  The seven countries of the “New Agenda Coalition” – that is, Brazil, Egypt, Ireland, Mexico, New Zealand, South Africa, and Sweden – made this point, as did Algeria, Indonesia, Libya, and the Philippines.  The NAM’s suggested edits in Main Committee I called for a specific timeframe for complete disarmament, as well as the establishment of a mechanism for ensuring NWS compliance with the deadline.  Even Canada endorsed the “timeframe” idea in principle.
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                    Occasionally, flashes of insight were offered into the philosophical positions underlying some of these disarmament positions.  Helpfully, South Africa and Ireland both spoke up to offer an explanation of 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      why
    
  
  
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     it is that the dramatic and ongoing reductions made by the United States and Russia since the end of the Cold War do not count towards disarmament credibility.  Their representatives drew a distinction between “reductions” and nuclear weapons “elimination,” stressing that merely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      cutting
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear arms does not necessarily translate into a 
    
  
  
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      real
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     commitment to abolition because cuts could occur for many reasons.  These comments were one of the few public explications of an argument I have myself repeatedly heard from figures ranging from South Africa’s Abdul Minty to the head of the United Nations’ Office of Disarmament Affairs, Sergio Duarte: arms cuts only count as “disarmament” if the devices eliminated were ones that a weapons state felt it then still 
    
  
  
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      needed
    
  
  
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     for its national security.  (Cutting because weapons are no longer necessary is thus by definition 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     a route to disarmament credibility; reductions apparently only amount to “disarmament” when they imperil one’s security.)  Left unspoken behind these comments is the clear implication that essentially 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      no
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     cuts that are 
    
  
  
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      ever
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     likely to be undertaken by the NWS states will result in them being afforded disarmament “credibility.”
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                    Another reason why no real “bargain” for nonproliferation cooperation may perhaps ever be expected to work may be seen in RevCon discussions of the “unequivocal” nature of NWS disarmament commitments.  Phrasing about an “unequivocal undertaking by the nuclear-weapon States to accomplish the total elimination of their nuclear arsenals” is part of the “13 steps” set forth in the 2000 Final Document, and numerous governments – 
    
  
  
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      e.g.
    
  
  
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    , Colombia, Egypt, and the entire NAM – called at the 2010 RevCon for the NWS to honor this “unequivocal” commitment.  They also made it clear that many supporters of the “13 steps” really 
    
  
  
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      do
    
  
  
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     take “unequivocal” to mean more than just its first dictionary definition of “clear.”  Instead, they seem to insist that “unequivocal” disarmament must be undertaken according to the word’s 
    
  
  
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      second
    
  
  
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     dictionary definition of being “not subject to conditions or exceptions.”  Egypt and Mexico carefully explained that as a purported legal requirement of the NPT, disarmament must occur 
    
  
  
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      no matter what
    
  
  
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     the prevailing conditions in the global security environment.  As the Egyptians made clear, disarmament of the nuclear weapons states must therefore go forward 
    
  
  
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      whether or not
    
  
  
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     nuclear weapons continue to spread to 
    
  
  
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      other
    
  
  
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     countries.  For these governments, in other words, insisting upon a “balanced” approach to the so-called “pillars” only justifies calling for more disarmament: insisting on more 
    
  
  
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      nonproliferation
    
  
  
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     work is inappropriate, because disarmament must be “unequivocal.”  Bargain?  What bargain?
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                    III.            
    
  
  
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      Prospects for Nonproliferation Cooperation
    
  
  
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                    Despite the dismissiveness with which so many countries treated U.S. disarmament progress – and the remarkable 
    
  
  
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      lack
    
  
  
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     of impact that U.S. policy seems to have had in giving Washington new disarmament “credibility” – were governments nonetheless at least willing to approach nonproliferation issues with greater seriousness at the Review Conference?  As the reader will recall, Secretary Clinton arrived at the meeting hoping to see broad “recommit[ment]” to nonproliferation, including a “tightening controls on transshipment and enhancing restrictions on transfers of sensitive technology,” and “dissuad[ing] states from utilizing the treaty’s withdrawal provision to avoid accountability.”  The United States has strongly supported the universality of the IAEA’s Additional Protocol (AP) – a set of augmented safeguards standards developed after discoveries about Saddam Hussein’s nuclear weapons program in 1991 demonstrated that regular Comprehensive Safeguards Agreements (CSAs) were entirely unable to undeclared nuclear activities – and has for years worked to make AP a condition of nuclear technology supply so that others cannot so easily follow Saddam’s example.  The Americans have also urged strong policies to ensure compliance with nonproliferation rules, have sought to find ways to limit the dissemination of proliferation-risky technologies for nuclear fuel production (
    
  
  
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      e.g.
    
  
  
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    , by establishing multinational fuel supply systems), and have worked hard to minimize the use of highly-enriched uranium (HEU) in reactors because of how easily HEU can be diverted to weapons uses.  Did debates at the RevCon indicate that more countries are coming around to support these initiatives, in a payoff for America’s disarmament concessions?  In a word, no.
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                    A. 
    
  
  
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      The “Irreconcilables”
    
  
  
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                    As before, of course, the three irreconcilables – Iran, Cuba, and Venezuela – took a harsh line resisting U.S. initiatives at every turn.  An observer looking for some nonproliferation “payoff” from Obama’s disarmament diplomacy, however, can hardly but be disappointed at the degree to which the three irreconcilables did 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     stake out substantive positions on the far fringe of NPT discourse.  To the contrary, and to many governments’ shame, their views were echoed by many.  This is not necessarily to suggest that many other governments were following the 
    
  
  
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     of Iran, Cuba, and Venezuela.  The point is merely that once one gets outside a charmed circle of generally developed, Western states – governments that generally 
    
  
  
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      already
    
  
  
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     supported things like AP universality, HEU minimization, and nuclear export controls, and who thus did not really need to be “bought” by “credibility thesis” concessions – the center of gravity of contemporary discourse has become alarmingly hostile to nonproliferation policy.  This remains the case notwithstanding our President’s efforts to buy support with the currency of American disarmament.
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                    As with disarmament, of course, the position of the irreconcilables was uncompromising.  Iran sneered at European Union (EU) comments about the importance of ensuring compliance with nonproliferation rules – dismissing the EU statement as “boring, repetitive, and provoking statement,” and actually suggesting that the EU was trying to sabotage the conference by having the temerity to request that Treaty parties comply with the NPT’s nonproliferation rules.  Iran, Cuba, and Venezuela spoke out repeatedly against efforts to make the AP into the new safeguards standard, decrying such efforts as being unacceptable “reinterpretations” of the NPT.  All three also criticized nuclear export controls, arguing that it is noncompliance with the Treaty’s Article IV for suppliers to impose any restrictions beyond a basic requirement that recipients of nuclear technology have CSAs in force.
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                    According to Iran, in fact members of the 46-member Nuclear Suppliers’ Group (NSG) were in violation of Article IV.  The existence of both the NSG and the Zangger Committee – a 37-member group of nuclear technology suppliers that helps to develop export control standards – undermined the NPT.  No restrictions based upon the “sensitivity” of nuclear technology or other “security” concerns were permitted, Iran declared, and all impediments to the free flow of nuclear technology must be eliminated.  According to the Cuban representative, in fact, unilateral – that is to say, national – nuclear export controls were 
    
  
  
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      per se
    
  
  
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     illegitimate.  Both Cuba and Iran agreed that Article IV required the elimination of all such restrictions, with Iran arguing even that Article IV creates an 
    
  
  
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      obligation
    
  
  
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     for nuclear technology suppliers to trade with all states in compliance with their safeguards obligations.  Not content to admit that peaceful uses might in any way be contingent upon safeguards compliance, Iran and Cuba even both suggested that the Final Document from the 2000 RevCon had been wrong to associate Article III (
    
  
  
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      i.e.
    
  
  
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    , safeguards) compliance with exercise of the “inalienable right” to peaceful uses referenced in Article IV.
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                    In other comments, Cuba spoke up against multilateral fuel supply initiatives, arguing that such a system could legitimately be set up only on terms decided through consensus procedures at the IAEA Board of Governors.  Presumably referring to information about Iranian safeguards violations, Iran complained that the IAEA had improperly made public certain “confidential” information about Iran, and asked for redress.  Cuba and Iran also joined Syria – whose secret nuclear reactor project with North Korea had been destroyed by Israeli bombers in 2007 – in calling for a new legal ban upon any attacks on “peaceful” nuclear facilities.  In short, the irreconcilables mounted a full-court press in opposition to U.S. and other Western nonproliferation initiatives.
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                    B.            
    
  
  
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      Other Positions
    
  
  
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                    That much is not surprising.  What is disappointing, however, is the degree to which the irreconcilables were in no way alone on most of these issues.  Many delegations, for instance, refused to acknowledge that the NPT today faces any particular challenge from noncompliance with nonproliferation rules.
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                    In this regard, unfortunately, the tone was set early by none other than Secretary-General Ban Ki-Moon – who made no reference to the crisis of nonproliferation compliance now facing the NPT regime.  He took pains to spell out “five benchmarks for success” at the Review Conference – beginning (of course) with the need to achieve “real gains toward disarmament” – but he actually did not mention 
    
  
  
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     as a priority for the Nuclear Nonproliferation Treaty.  Indeed, the Secretary-General did not even see fit to mention nonproliferation violations in his discussion of “benchmark” number three: “strengthening the rule of law.”
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                    Perhaps not surprisingly, therefore, nonproliferation noncompliance was also not mentioned in the NAM’s opening statement to the RevCon; this clearly reflected a broader disinterest in the issue in many quarters.  As part of the “three pillars” ideology of “balancing” nonproliferation against other issues, Indonesia declared, in effect, that one must not push 
    
  
  
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     hard to stop the spread of nuclear weapons: nonproliferation must be carried out with respect for multilateralism and “non-discrimination.”  South Africa stressed that “the non-proliferation aspects of the Treaty” must not be used to deny any acquisition or use of technology for peaceful uses.  Invoking “credibility” thesis-type language to suggest the need for more concessions from nuclear suppliers, Switzerland also noted the need to rebuild “confidence” in the link between nonproliferation and peaceful uses.  Nonproliferation cooperation would, it appeared, have to depend not only upon disarmament concessions but upon spreading nuclear technology faster and more completely around the world.
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                    Either way, nonproliferation was clearly not, in itself, of much concern to many of these governments.  NAM edits offered in Main Committee II (NPT/CONF/2010/MC.II/CRP.1) deleted language referring to “intense international concerns about nuclear weapons proliferation, including to non-State actors.”  The NAM clearly did not feel such concern.  NAM edits in Main Committee III (NPT/CONF/2010/MC.III/CRP.2) deleted language calling for transparency in nuclear activities, as well as other language referring to the importance of “ensuring that nuclear materials and facilities do not contribute to proliferation.”  While Western governments such as Canada and the members of the EU did speak about the importance of ensuring nonproliferation compliance and several governments (including South Africa) called for Iran to cooperate with the IAEA, the NAM called for the deletion of language referring to the need for Treaty violations to have consequences.  The NAM also opposed language in Main Committee II (NPT/CONF/2010/MC.II/CRP.1) referring to the importance of full compliance, and deleted phrasing noting that full compliance is vital to making possible international cooperation on peaceful uses.  (For its part, China asked for the deletion of language deploring North Korea’s nuclear tests and described Security Council sanctions as being ineffective.)
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                    During the RevCon debates, a long list of governments spoke out against any efforts to condition nuclear technology transfers upon recipients’ agreement to the Additional Protocol.  Many delegations stressed that agreement to the AP was voluntary and optional, and that it should not be made mandatory.  (The Arab League even described the AP as itself not being a legally binding agreement, though this is false: the protocol binds adherents just as do normal safeguards agreements.)  According to the Arabs, Brazil, and the entire NAM, the only requirement for nuclear transfers should be adherence to a CSA.  (Brazil agreed, denying a link between the spread of nuclear energy technology and increased proliferation risks.)  According to Egypt – which made the point repeatedly – insisting upon the AP 
    
  
  
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     the IAEA and conventional safeguards.
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                    South Africa did at one point strike a vaguely conciliatory note, describing AP adherence as being potentially useful as a confidence-building measure, but nonetheless opposing the Protocol as a general requirement.  For its part, the entire NAM demanded the deletion of language in draft documents encouraging nuclear suppliers to consider whether a recipient had agreed to the AP, as well as language referring to the need to strengthen nuclear safeguards and improve the IAEA’s ability to detect undeclared nuclear activities.  NAM edits in Main Committee II, for instance (NPT/CONF/2010/MC.II/CRP.1), deleted references to the AP, called for IAEA verification to be limited only to enforcing CSAs, and expressed “concerns” that some nuclear suppliers had the temerity to refuse to transfer technology to countries that had not agreed to the Additional Protocol.
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                    Nor did the NAM appear particularly well-disposed toward IAEA safeguards verification work 
    
  
  
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    .  In its edits in Main Committee I (NPT/CONF/2010/MC.I/CRP.2), the group changed language “welcoming” IAEA verification to a wholly noncommittal comment merely “noting” it.  The NAM – joined by the Egyptian and Lebanese delegations, underlining the point in their individual national capacities – spoke up against discussing the safeguards requirements of Article III of the NPT as any kind of a qualification upon countries’ right to peaceful uses of nuclear energy.  (Though eager enough to take the 2000 Final Document as Holy Writ with regard to its “13 steps” disarmament agenda, these governments echoed the irreconcilables in denouncing the linkage expressed there between Article III and peaceful uses.  The 2000 Final Document, they declared, had simply been wrong about 
    
  
  
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    .)
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                    Indeed, many governments seemed to agree with the irreconcilables in opposing nuclear technology export controls 
    
  
  
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     – or at least any controls not arrived at through lowest-common-denominator consensus procedures at the IAEA.  Speaking on behalf of the NAM, Indonesia declared that there should be no conditions upon peaceful uses of nuclear energy, and that current export control restrictions were “undue” and “should be removed.”  A later NAM statement given by Egypt made a similar point, opposing any restrictions on countries’ right to technical cooperation.
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                    As governments involved in these efforts explained it, countries like the United States were wrong to worry about the proliferation risks attendant to the global spread of sensitive nuclear technologies.  According to Brazil, in fact, there was no such thing as a sensitive nuclear technology: technologies aren’t sensitive, only their 
    
  
  
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     are.  The NAM, speaking as a group – and Egypt, speaking individually – denounced the idea of restricting technology transfers on the basis of proliferation sensitivity.  The only restrictions upon technology transfer, it was declared, should be adoption of a basic CSA.  Technical cooperation rules should be set exclusively through formal IAEA decisions.
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                    The NAM expressed a vague hostility to the work of the NSG and the Zangger Committee, deleting textual references to these bodies and urging the adoption of language expressing concern about the 
    
  
  
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     of such export control regimes.  NAM edits in Main Committee II (NPT/CONF/2010/MC.II/CRP.1)  said that any export control restrictions beyond what had been agreed at the 1995 and 2000 RevCons undermined the NPT.   For its part, Egypt declared that the work of the NSG was a Treaty violation.  The NAM’s edits in Main Committee III (NPT/CONF/2010/MC.III/CRP.2) even asked for the elimination of language about technology transfers needing to be done “in a safe and secure manner.”
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                    According to the NAM, in fact, it was insufficient merely to call for the elimination of “undue” constraints upon nuclear technology transfers – apparently because such phrasing tended to suggest that 
    
  
  
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     restrictions might actually be appropriate.  NAM edits in Main Committee III (NPT/CONF/2010/MC.III/CRP.2) asked for the deletion of language about eliminating “undue” constraints, offering instead a call simply for “[t]he elimination of constraints.”  The NAM opposed language that described the IAEA’s Technical Cooperation program as being administered “in light of changing circumstances,” apparently on the grounds that nuclear transfers should occur 
    
  
  
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     of circumstances.  Not for nothing, apparently, did the NAM’s proposed text rather boldly describe the group’s objective as being the “
    
  
  
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     implementation of Article IV.”  (Yes, they really said “indiscriminate.”  We now know precisely what is meant by NPT discussions of the principle of “non-discrimination.”)
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                    Nor were many governments – and in particular the hundred-odd members of the NAM – particularly sympathetic to other parts of the U.S. nonproliferation agenda.  NAM edits in Main Committee III (NPT/CONF/2010/MC.III/CRP.2), for example, cut to ribbons a draft text discussing the longstanding efforts of the United States, other Western countries, and the IAEA itself to establish a multilateral fuel supply program that might provide an alternative to national development of fissile material production.  These NAM edits also watered down language relating to NPT withdrawal, an issue that had been specifically flagged by Secretary Clinton in her plea for nonproliferation cooperation.  In edits offered in both Main Committee II 
    
  
  
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     Main Committee III (NPT/CONF/2010/MC.II/CRP.1 and NPT/CONF/2010/MC.III/CRP.2), the NAM also deleted language referring to HEU minimization – a deletion which simultaneously rejected a longstanding U.S. policy priority, snubbed U.N. Security Council Resolution 1887, and deferred to Iran’s contention that it needs to enrich to essentially HEU levels in order to refuel a research reactor.
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                    Picking up on – and endorsing – specific complaints made by the irreconcilables, the NAM also called for a new ban on any threat or use of force against “peaceful” nuclear facilities, proposing in its Main Committee III edits (NPT/CONF/2010/MC.III/CRP.2)  language to this effect that was even tougher than what had been drafted by the chair.  Additionally, the NAM followed up on Iran’s complaints about IAEA disclosures of information by calling for language in Main Committee II (NPT/CONF/2010/MC.II/CRP.1) noting the importance of IAEA confidentiality.
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                    IV.            
    
  
  
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      Conclusion
    
  
  
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                    This assessment is based upon the debate records and documents available as of the end of the third week of the Review Conference, and it is possible that in the last week of the RevCon, beginning today, things will turn themselves around in some dramatic fashion.  I suspect that such a turnaround, however, is also not very likely.  So far, at least, all signs are that the Obama Administration’s effort to purchase nonproliferation cooperation with the currency of disarmament movement under the “three pillars” theory of an NPT “bargain,” is achieving no success.
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                    President Obama’s message to the RevCon noted that “the eyes of the world are upon us,” and that “each of our nations will have the opportunity to show where we stand.”  Unfortunately, the States Party to the NPT appear still to stand in the same positions as before – and many of these positions are as unhelpful and sometimes downright mischievous as ever.
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                    No government 
    
  
  
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      previously
    
  
  
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     unwilling to afford the United States disarmament “credibility” appears to have changed its mind, and some have become boldly specific in suggesting that nothing we have yet done actually counts as disarmament at all.  Some have even hinted that the idea of a “bargain” is wrong, insofar as they will continue to demand disarmament even if the nonproliferation regime collapses.  The picture is no better in the substantive positions on nonproliferation issues articulated at the RevCon, for those governments previously generally hostile to U.S. nonproliferation policy express nothing but continued antipathy in this regard.
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                    Unless one is a proliferator, the Obama Administration’s failure is a problem any way one looks at it.  Friends of nonproliferation should view the RevCon with disappointment, for it seems increasingly apparent that we will 
    
  
  
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     get the nonproliferation “payoff” on which U.S. NPT diplomacy has been banking.  Friends of disarmament, in turn, should perhaps also be alarmed, and should start to worry that the “bargain” ideology will now be neatly turned around upon them – as an argument 
    
  
  
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     additional disarmament concessions, at least until a great many more of the recalcitrant governments of the world dramatically revise their approaches to nonproliferation.
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                    We will no doubt hear some tortured explanation from the Administration about how this Review Conference shows great progress, and why it vindicates the approach taken by the United States.  Unless it can be explained why the positions articulated by so many governments at the RevCon simply do not 
    
  
  
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     – in which case additional questions would surely arise as to why we invested so much time and effort in trying to influence such positions in the first place – many observers will probably find accounts of U.S. diplomatic victories rather hard to credit.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 24 May 2010 20:34:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p254</guid>
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      <title>Tomorrow’s Disarmament Debates</title>
      <link>http://www.newparadigmsforum.com/p250</link>
      <description>A discussion of the perils of creating a "market" for nonproliferation cooperation, and some ruminations about where the present path of disarmament discourse may be taking us.</description>
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      Note:
    
  
  
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      These remarks were presented to a side event at the 2010 Review Conference of the Treaty on the Non-Proliferation of Nuclear Weapons at the United Nations on May 18, 2010, organized by Hudson Institute (which was an accredited NGO at the Conference).  The subject for discussion was “Whither Nuclear Weapons?”
    
  
    
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      "The States concluding this Treaty, … [d]esir[e] to further the easing of international tension and the strengthening of trust between States in order to facilitate the cessation of the manufacture of nuclear weapons, the liquidation of all their existing stockpiles, and the elimination from national arsenals of nuclear weapons and the means of their delivery pursuant to a Treaty on general and complete disarmament under strict and effective international control …."
    
  
    
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    – from the Preamble, 
    
  
    
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      Treaty on the Non-Proliferation of Nuclear Weapons
    
  
    
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    (July 1, 1968; entered into force March 5, 1970)
  

  
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                    Embracing the ideology that the NPT consists of “three pillars” – nonproliferation, disarmament, and peaceful uses – all of which must be “balanced” and thus implicitly traded off one against the other, U.S. diplomats have come to the Review Conference hoping to help turn the political tide against proliferation by adopting a more ostentatious and forward-leaning disarmament posture.  The idea is that improved nonproliferation cooperation can in effect be purchased by showing more disarmament “credibility.”
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                    This is not an idea entirely of their own invention, for U.S. officials have been told this for years by many foreign counterparts.  This theory is now, however, official U.S. policy. The new, more restrictive nuclear declaratory policy articulated in the Obama Administration’s 2010 Nuclear Posture Review, for instance, was a concession to foreign sensibilities expressly described as having been “intended … to persuade non-nuclear weapon states … adopt effective measures to strengthen the non-proliferation regime.”
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                    I.            
    
  
  
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      The Commoditization of Nonproliferation
    
  
  
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                    It is not clear that such concessions will have the intended result.  Even assuming that the currency of disarmament “progress” can purchase meaningful nonproliferation cooperation in the first place, it may not serve the cause of nonproliferation to condone the effective creation of a marketplace for nonproliferation cooperation.  During the NPT’s negotiation, it was frequently observed that stopping the spread of nuclear weapons was in the security interest of all States Party, perhaps the non-weapons states most of all.  The Treaty itself, to judge from the language in its Preamble about the risk that proliferation will lead to nuclear war and invoking U.N. General Assembly resolutions “on the prevention of wider dissemination of nuclear weapons,” was built upon this foundation.
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                    Unfortunately, this understanding of shared interest has long since faded.  Under today’s dominant “three pillars” theory, too much emphasis on nonproliferation will “unbalance” the Treaty.  We are now told that one can only expect nonproliferation to be pursued vigorously if commensurately great (“balanced”) attention is given to eliminating the nuclear arsenals of the NPT nuclear weapons states, and to spreading dual-use civilian nuclear power technology more widely around the world.
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                    The Obama Administration’s approach of transforming cooperation against proliferation into a saleable commodity that must be “bought” from others, however, may create perverse incentives.  If nonproliferation is commoditized, its price would presumably rise as proliferation progresses – that is, as countries that desire help against proliferation become increasingly desperate for it.  A time of multiple proliferation crises, like today, is a seller’s market, with potential cooperators against proliferation having an incentive to hold out as long as possible without cooperating in order to ensure that any steps they do take command the highest possible “price.”  Commoditization creates incentives to constrain supply by not cooperating quickly, or very well; it encourages rent-seeking foot-dragging by those from whom assistance is needed in the fight against nuclear weapons proliferation.
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                    Worse still, the longer nonproliferation compliance enforcement is delayed, the more dramatic and costly are the measures that would be needed to persuade a proliferator government to change course.  Cooperation in implementing draconian measures applied late in the game would naturally command a higher price than cooperation in the milder measures that might have been effective if adopted earlier.  These intertwined dynamics thus seem ideally suited to help ensure that nonproliferation cooperation is both extremely costly – in terms of the concessions that will be required to “pay” for it – and worryingly likely to be ineffective at whatever levels of cooperative effort do ultimately end up being “purchased.”  This, it must be said, is an unlikely recipe for nonproliferation success.
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                    So far, there are few signs that the new U.S. approach is affecting other countries’ willingness to support vigorous nonproliferation, or their belief that sufficient disarmament progress is now being made.  In the first week of the 2010 NPT Review Conference, the NAM issued a statement expressing disappointment with the new Russo-American strategic arms treaty (“New START”) – which it described as being “below the international community’s expectations” – and insisting upon the implementation of a notably unrealistic an anachronistic disarmament plan of action that includes calls for adherence to non-existent or defunct treaties. It was implementing this agenda, the NAM made clear, that was really “crucial to the credibility of the Treaty.”  Furthermore, I am told that just this morning, the NAM cut to ribbons a draft statement in the Review Conference’s Main Committee II that dealt with nonproliferation and nuclear safeguards, utterly rejecting even elementary measures of nonproliferation prudence such as tying nuclear technology assistance to a recipient’s acceptance of state-of-the-art safeguards under the IAEA Additional Protocol.
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                    II.           
    
  
  
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       Doing the Credibility Shuffle
    
  
  
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                    In some sense, this pattern ought by now to be familiar.  
    
  
  
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      The debate over U.S. disarmament “credibility” has long had a sort of “whack-a-mole” quality
    
  
  
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    , in which what it is proclaimed that we must do in order to demonstrate credibility shifts as rapidly as we actually accomplish what was previously demanded.  Real disarmament “credibility,” it would appear, is always almost being achieved – but just as consistently always requires just a little bit more.
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                    It is understandable, of course, that since the disarmament community ardently desires “zero,” one should not expect any situation short of abolition to be fundamentally “acceptable” in the sense that disarmament advocates would at that point sit back and pronounce themselves entirely satisfied.  But that is not the point in present-day debates.  The issue is not at what point the disarmers believe disarmament movement should stop, but rather whether and when they will be willing to admit that we have made a start down that road sufficient that they will, in return – in this era of regrettably commoditized cooperation – finally be willing to take a serious stand against proliferation.  What is striking today, however, is the degree to which no disarmament steps seem to be enough to elicit a corresponding seriousness about actually enforcing nonproliferation obligations.
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                    Some might conclude that the moving-goalposts quality of current debates bespeaks the disarmament community’s fundamental unseriousness about the disarmament goal that is supposedly its transcendent priority.  Perhaps, however, I should say only “about the nuclear disarmament goal,” for keen observers of recent debates may sense that there is actually a bigger game afoot – and that the disarmers are not, in some sense, all that inconsistent and capricious after all.
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                    The protean quality of disarmament “credibility” advocacy and the shifting sands of disarmament debates since the end of the Cold War are interesting for what they reveal of the ultimate objectives and conceptual frameworks of the participants.  Defenders of the advocacy side of these debates would surely contend that their fidelity has been always and exclusively to the idea of a nuclear “zero.”  The moving target of much of the argumentation employed along the way, however, is no less elegantly and consistently explained by positing that the objective is always to oppose whatever it happens to be that the United States is believed to be doing or contemplating.
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                    Indeed, the contours of contemporary disarmament debates are arguably better explained in these terms than by a consistent opposition to nuclear weapons.  It has long seemed odd to observers expecting principled anti-nuclearism from the disarmament community, after all, to see China’s ongoing nuclear build-up addressed with kid gloves where it is mentioned at all, longstanding Russian and Chinese modernization work scarcely mentioned in the same breath as the dreaded evils of possible or proposed American modernization, and Russia’s nuclear-happy military doctrine and continued possession of thousands of non-strategic weapons mentioned only grudgingly or in passing along the way to lambasting U.S. deployments of a handful of ageing bombs on NATO soil.
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                    I don’t mean to suggest that contemporary disarmament advocacy boils down to no more than a crude and stereotyped anti-Americanism.  The consistently anti-American undercurrent in modern disarmament debates is far more interesting, philosophically profound, and subtle than that.  A clue to the deeper contours of this undercurrent may be found in where debates seem currently to be shifting in response to the Obama Administration’s efforts to win the disarmament community’s goodwill and support by moving faster and more ostentatiously toward some future nuclear “zero.”
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                    III.             
    
  
  
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      Nuclear Disarmament and Non-Nuclear Asymmetry
    
  
  
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                    More and more, nuclear disarmament debates are not just about nuclear weapons.  Instead, one hears calls forother types of military technology – or rather, other types of actual or potential American armament – to be swept into the disarmament discourse, so that “nuclear disarmament” debates revolve increasingly around issues U.S. military capability per se.
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                    The most obvious illustration of this may be seen at the formal, intergovernmental level.  For years, debates on a Fissile Material Cutoff Treaty (FMCT) at the U.N. Conference on Disarmament (CD) in Geneva were stalled on account of Chinese and Russian efforts to link that issue with their proposals for a treaty to ban the deployment of non-nuclear weapons in space.  (Deploying nuclear weapons in space, of course, is already illegal under the Outer Space Treaty.)  These proposals were, and remain, crassly hypocritical, for their focus is upon the kind ofin-space deployments that Beijing and Moscow worry that the United States might someday make, while their draft treaty would carefully continue to permit the terrestrially-based anti-satellite weaponry that both China and Russia already possess – weapons, tellingly, that are designed to deny America access to the military “force-multiplier” effects it derives from its predominance in space-based reconnaissance and communications.  The wide support apparently given to these disingenuous Prevention of an Arms Race in Outer Space (PAROS) proposals illustrates how nuclear issues are today being closely linked to restricting America’s non-nuclear muscle.  It was only possible to arrive at a CD work plan for FMCT negotiations after the Obama Administration caved in and agreed to have PAROS “discussions.”
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                    More recently, the final negotiation of the “New START” strategic arms agreement with Russia was held up for months in the face of Moscow’s demands that Washington agree to restrictions on non-nuclear ballistic missile defense (BMD) capabilities, and upon the development of conventionally-armed “prompt global strike” (PGS) technologies.  The resulting treaty contains ambiguous language on BMD, but the Russians seem to interpret this phrasing so strongly that one wonders whether there was, among the negotiators, any “meeting of minds” on this issue at all.  Whatever its formal legal import, however, New START’s language about BMD is clearly designed, at the very least, to impose political restrictions on missile defense by suggesting in official treaty text that anything beyond “current” ballistic missile deployments may be destabilizing and could give Moscow legitimate grounds to abandon all strategic arms control.  The counting rules of the new treaty also impose direct limits upon the only PGS technology that appears feasible in the near term – that is, mounting conventional, precision-guided payloads on existing missile boosters – because it requires that ballistic missiles allocated for PGS missions must be traded off on a one-for-one basis against the shrinking American nuclear force.  New START too, therefore, reflects the notion that nuclear reductions depend as some level upon restricting the most sophisticated non-nuclear U.S. capabilities.
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                    Indeed, one hears it increasingly said – and not implausibly, as I myself observed last year at the NPT Preparatory Committee meeting – that nuclear “zero” will not be achievable in the face of present-day imbalances in conventional military power because weapons possessors not having the luxury of being able to fall back on formidable non-nuclear capabilities will likely prove reluctant to abandon their nuclear weapons in a world of conventional military asymmetry.  Rather than seeing this as a potentially insurmountable “Catch-22” problem for the entire disarmament project, however – a conceptual trap in which what makes some parties more willing to disarm makes others less so – the disarmament community seems simply to be redirecting its fire at U.S. military strength across the board.
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                    We should expect, therefore, that BMD and PGS capabilities will prove to be just the tip of the iceberg: the whole edifice of America’s global power-projection capabilities, including the sophisticated global intelligence, surveillance, and reconnaissance systems that facilitate the employment of its diverse military tools, seems increasingly to be seen as a fundamental obstacle to disarmament that must be eliminated.  The political and moral energy of nuclear disarmament is coming to be applied to the goal of evening out conventional military power.  And it is here where the disarmament community finds its clearest common cause with the nuclear weapons proliferators and their apologists: the emerging priority is to defang the muscular hyperpower along allthe major axes of its present-day superiority.  Indeed, through this prism, the disarmers, the proliferators, the “zero”-neuralgic other NPT nuclear weapons states, and even hawks within the U.S. policy community find analytical common ground: all are coming to agree that the real game here is not about nuclear weapons per se, but is instead more reminiscent of an 18th-century storyline from Jonathan Swift.  It is about the Lilliputians ganging up to tie down Gulliver.
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                    IV.            
    
  
  
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      Competing Paradigms of Order
    
  
  
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                    Not surprisingly, however, Gulliver and the Lilliputians have different ideas of how the world works, and should work.  In a sense, as present-day disarmament debates shift from a focus specifically upon nuclear weaponry to a broader focus upon full-spectrum military asymmetry, the disarmament discourse is characterized by competition between two conceptual paradigms that are quite incompatible even when their respective adherents seem to agree upon the importance of nuclear disarmament.
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                    Let’s explore this a bit.  Even as it seeks to pander to the conventional wisdom of the disarmament movement by attempting to purchase nonproliferation cooperation with concessions on disarmament, the Obama Administration seems to have embraced – as did the Bush Administration before it, though far less emphatically and flamboyantly – a vision of nuclear reductions and potential future disarmament profoundly at odds with much of the conceptual framework that underpins this conventional wisdom.  Fundamentally, to the extent that there can be said to be a vision of disarmament progress prevalent among U.S. policymaking elites, it is one thatassumes and values military asymmetries favoring the United States.
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                    It is not merely that the Obama Administration sees the development of improved nuclear weapons production capabilities as being essential to American reductions, as part of a strategy of substituting potential weapons foractual ones as America’s strategic “hedge” against future problems.   It is in fact that non-nuclear U.S. militaryadvantages are embraced as a way to facilitate reducing, or perhaps even replacing, U.S. reliance upon nuclear weapons: developing PGS or other technologies to supplant nuclear weapons in some missions previously thought to require them; improving BMD against proliferation threats; and relying upon robust conventional power-projection capabilities to maintain the solidity of trans-oceanic alliances that have traditionally relied in part upon forward-deployed U.S. nuclear weapons.  No one in today’s White House would admit as much, of course, but this agenda – spelled out with some candor in the new 2010 Nuclear Posture Review (NPR) – owes as much to the doctrinal vision of President Bush’s 2001 NPR as it does to the ideology of the nuclear abolition movement.
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                    At issue is a real clash between conceptual paradigms about the nature of the global security environment and how best to maintain international peace and security within it.  On the one hand, there is a paradigm that one might call “peer-group multilateralism.”  It is an ethic of collective action among equals in which countries come together through multilateral (and preferably global and universal) institutions in order to address common challenges.  This is a profoundly democratic vision, at least with respect to relations between countries.  (Actualdemocracy for real populations of human beings is an entirely different question, alas.)  In it, no one has any particular special privileges, and no one suffers “discrimination” except when misbehavior brings upon miscreants the wrath of the international community – expressed, of course, through formal and collective means.  This multilateralist and quasi-democratic paradigm is reflected, for instance, in the consensus negotiation procedures of the CD, and in the one-country-one-vote formula of the U.N. General Assembly.  Even where bodies are structured so as to permit slightly more effective decision-making through smaller size, these principles may yet be seen in provisions for rotating states through seats on the IAEA Board of Governors or in the non-permanent ranks of the U.N. Security Council.
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                    In this paradigm, asymmetry of power is philosophically offensive.  To prevent or undermine such asymmetry, majoritarian procedures – if not indeed consensus rules – are designed and expected to impede traditional “power politics” and to enable all to participate more or less equally in decision outcomes.  Action against common threats is understood as a collective movement both expressing and predicated upon international solidarity, and upon all countries’ shared and axiomatically coequal role in preserving peace and security.  By the same token, action not pursued with such a collective or at least majoritarian imprimatur is improper action.  In a sense, therefore, the multilateral process is felt to create outcome legitimacy.
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                    On the other end of this conceptual continuum lies a paradigm that one might call the “predominant actor model.”  By this account – the essential features of which are evident in the thinking of multiple U.S. administrations, transcending party identification – multilateral institutions operating on the basis of formal equality among near-peers provide an important but sometimes an inadequate means of addressing challenges to international peace and security.  It is not necessarily that such institutions fall always or entirely down on the job, but that they are ill-equipped to handle, on their own, the full panoply of international threats that might arise (e.g., on account of collective action problems, the high capital costs and high returns to experience in global power-projection capabilities, or psycho-political dynamics of risk-aversion or anti-militarist fashion).
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                    According to this second model, the security system needs a predominant actor capable of shouldering disproportionate burdens and leading the community’s reaction to pressing challenges, and around whom serious systemic responses to some of the gravest challenges can crystallize – particularly, though not exclusively, where the employment of military force is at issue.  In effect, this model presumes that international security is to some extent a public good that will be, in economic terms, under-produced, to the detriment of all, if a predominant actor does not sometimes take the reins.  In contrast to “peer-group multilateralism,” outcome legitimacy is, in this model, basically process-exogenous, in that certain steps are assumed to be necessary for the preservation of global order and other critical values of the system, and there is nothing intrinsically wrong with the strongest player stepping in to ensure that these steps are taken.  (Indeed, if other actors seem unable to do what is needed, it would be wrong for the predominant power not to intervene.)  Other states’ actual consentto such initiative is desirable, but secondary; the key point is that what is needed actually gets done.
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                    The United States tends to see itself as playing this predominant role, with its military power and capabilities underpinning the stability of the present global order and system of economic relations.  Having inherited from Britain the baton of securing global sea lanes vital to international commerce – and having added to this a broad modern array of global security responsibilities, ranging from providing the power-projection “muscle” behind humanitarian intervention to fighting nuclear weapons proliferation, and from providing security reassurances to far-flung allies to countering access-denial strategies in outer space – Washington sees itself as having a vital role in the international system precisely on account of its disproportionate military power.
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                    One model thus sees military asymmetry as profoundly subversive of global peace and security, and ultimately regards its erosion as being a requirement for the full success of nuclear disarmament.  The other model regards a degree of asymmetry, at least in the right hands, as being essential to global order irrespective of whether or not nuclear weapons exist – and perhaps even especially valuable in preparing to confront the challenges of some hypothetical future in which major conflicts can no longer be “deterred” by nuclear weapons because such devices have been eliminated.
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      The Interpenetration of Disarmament, Power, and Conflict
    
  
  
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                    This description of the two models, of course, just a heuristic, and I do not mean to suggest that the world faces a crisp, binary choice between starkly-opposed “multilateralist” and “predominant actor” models.  But describing these counterpoised paradigms offers a valuable window into contemporary geopolitical debates.  In particular, it offers insight into what may be the future of disarmament discourse, because it is probably correct – as an analytical matter – to argue that the question of nuclear weapons cannot be disentangled from issues of asymmetry across all axes of military power, and indeed from deep issues of international insecurity and conflict on many fronts.
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                    There is thus an irony in the anti-nuclear multilateralists’ shift of focus from specifically nuclear weapons issues to a more open critique of the predominance of United States military power per se, for this conceptual pirouette may be bringing the disarmers around to positions that they themselves would surely have dismissed as militarist nuclear weapons state hypocrisy not long ago.
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                    I once heard a French diplomat outrage disarmament advocates by pointing out that the Treaty’s Preamble describes nuclear disarmament as something to be achieved “pursuant to” a treaty on general and complete disarmament – that is, as something that one should perhaps not expect to see prior to general disarmament.  Furthermore, he pointed out, the Preamble expressly describes the “easing of international tension and strengthening of trust between States” as being necessary in order “to facilitate” disarmament.  Again, the implication of this sequencing was profound: an easing of tension is a prerequisite for disarmament.   Hence the outrage, for he was taken to be saying that nuclear disarmament was impossible prior to the achievement of world peace and total disarmament – that is to say, perhaps never.
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                    But here’s the irony.  While I don’t think he was actually saying “Jamais!” my French colleague really wasmaking a valuable point that is reflected in the Preamble – and that seems increasingly to be being embraced bytoday’s disarmament community in its developing critique of global military-technological asymmetries across the board.  Both he and they are right that nuclear weapons issues indeed cannot be entirely separated from questions of military asymmetry, nor indeed from broader issues of international tension and conflict.  In a weird way, therefore, present-day disarmers increasingly concerned about such things as PGS, so-called “space weapons,” and global power-projection might seem now to agree that the conceptual sequencing suggested by the Preamble has some validity after all: one cannot intelligibly imagine a nuclear “zero” without dramatic progress in easing tension and strengthening trust, nor separately from the achievement of some sort of radical and asymmetry-erosive “general and complete disarmament under strict and effective international control.”
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                    But let us remember the disarmament outrage that greeted those French comments.  As disarmament advocacy turns increasingly to critiquing imbalances of non-nuclear military capability as obstacles to nuclear abolition, it risks adopting a philosophical position for itself that effectively precludes disarmament.  If nuclear disarmament requires the smoothing-out of the world’s uneven distribution of conventional military capabilities, one should not – to put it generously – hold one’s breath for abolition.
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                    Fundamentally, it is not clear that either of the multilateralist or the predominantist visions of global security is particularly conducive to disarmament.  The former requires utopian conditions for success that might strike many observers as absurdly unlikely, while the latter – even when it aspires to deep nuclear arms reductions or abolition – is predicated upon a manifestly unequal global distribution of muscle that at least begs the question as to whether the most insecure or malevolent of other players would be content with non-nuclear status.
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                    VI.           
    
  
  
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      Conclusion: A Challenge for the Movement
    
  
  
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                    If disarmament activists’ success in eliciting ambitious talk of “Global Zero” indeed results in a highlighting of broader non-nuclear issues of power and tension in the world that need to be managed or resolved, that is presumably a good thing: such challenges are quite real, and it is better to discuss than ignore them.  This very candor, however, could yet herald awkward and interesting times for the movement, for disarmament activists would seem increasingly to face a choice between three paths, none of which they are likely to find particularly salutary.  They could continue to embrace their own emerging vision of global military equality, but with the result that the hallowed goal of nuclear abolition is pushed off into the unimaginably distant future.  Alternatively, they could choose simply to act out a crude and reflexive anti-Americanism uninformed by any principled vision of global security at all.  (In such terms, the problem with American power would just be that it is American; there would be no need to concern oneself with broader issues or implications.)  Or they could temper or abandon their broad critique of American non-nuclear power and focus more narrowly, as of old, upon reducing and ultimately eliminating nuclear weapons.  It may now be harder than ever to avoid making a choice.
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                    Whatever the disarmament movement ends up doing, however, no one serious about disarmament itself can afford to ignore its entanglement with broader dynamics of military power and international conflict, tension, and trust.  Highlighting the interpenetration of these issues is not some crypto-militarist plot to escape disarmament responsibilities by pointing out the unintelligibility of “zero” absent dramatic transformations in some of the most basic ways the international community presently works.  It is an insight to which the disarmers seem themselves increasingly to be turning, one on which observers from across the political spectrum can perhaps come to agree, and one which should elicit from us a newfound commitment to long-term efforts to resolve conflicts, increase strategic transparency, strengthen trust, and catalyze new ways of thinking – in the hope that someday something not unlike “zero” might actually turn out to be possible.
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                    Indeed, it may be that this is the best lesson of all for the disarmers, for it points to a fourth potential choice.  Insight into the interpenetration of nuclear disarmament and broader global problems of armament and transnational conflict does not call us to an easy policy program, nor one likely to produce satisfyingly quick returns.  It does, however, point us toward an agenda that is perhaps more likely to bear fruit.  It suggests the need for a path that aims gradually to reduce reliance upon nuclear weapons, yet without fetishizing them as objects either of desire or aversion.  (Either sort of attachment seems likely to prolong, rather than end, such weapons’ salience in global politics.)  It calls for us seek out – and prepare ourselves to take advantage of – opportunities to nudge the world toward a future environment in which it would no longer be necessary for defense and security establishments to exist in such tense counterpoise.  And yet it suggests that we should stilluse all available deterrent and realpolitik tools, including the services of preponderant actors if their good offices should be needed, to preserve a stable and secure global order – and to hedge against unforeseen challenges – until such a new and transformed environment has emerged.
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                    None of that is likely to be easy, but it is hardly impossible either.  Perhaps, in the end, my French colleague will have the last laugh: it may be that the NPT Preamble got things right after all.  By no means, however, does this have to be the death knell for disarmament.
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    -- Christopher Ford
  

  
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      <pubDate>Thu, 20 May 2010 17:07:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p250</guid>
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      <title>Lowry &amp; Ford: An Exchange on Iran and NPT Outliers</title>
      <link>http://www.newparadigmsforum.com/p15</link>
      <description>Dr. David Lowry, former director of the European Proliferation Information Center (EPIC), writes to offer a critique of Ford’s April 29 remarks to the Congressional Nuclear Security Caucus.  Here are Lowry’s comments, and Ford’s response -- an NPF dialogue about the Nuclear Nonproliferation Treaty (NPT), Iran, and the NPT “outliers.”</description>
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      Dr. David Lowry, who has contributed to NPF as a “guest blogger” in the past, wrote to offer  comments about Ford’s April 29, 2010, remarks to the Congressional Nuclear Security Caucus.  Below are Lowry’s comments, and Ford’s response.
    
  
    
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      From:
    
  
  
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     David Lowry [address redacted]
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      ford@hudson.org
    
  
  
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      Subject:
    
  
  
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     RE: New NPF Posting: "After the Security Summit and the RevCon: What Next?"
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      Date:
    
  
  
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     Fri, 30 Apr 2010 00:40:29 +0000
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                    Chris
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                    Your remarks to the Congressional Nuclear Security Caucus are striking by the omission of any mention of Israel, Pakistan, and India, each stand-outs from the NPT regime, each serious nuclear WMD proliferators, each significant recipients of nuclear assistance and high-tech military support ..... from the US.  Yet you excoriate Iran as a pariah, surrounded by these already nuclear-armed aggressor military nations, backed up by the nuclear-armed US 6th Fleet and the nuclear-armed US long distance B-52s and maybe stealth bombers on Diego Garcia in the Chagos  Islands in the Indian Ocean, all capable of  destroying Tehran and several other Iranian cities.  If you were advising the Government in Tehran, not addressing  the inner beltway nuclear security folk, you might just have a different emphasis on where the insecurity lies.
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                    I oppose all nuclear weapons (and enabling  nuclear energy  production technology), as they decrease international security. But picking out recalcitrants as pariahs, because they are not your military allies, or allies in the challenge against terrorism, is both inequitable, and ultimately doomed to fail.
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                    Please post on your blog if you consider this comment meritorious.
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                    Regards
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                    Dr David Lowry
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                    former director, European Proliferation Information Centre [EPIC], London
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                    Dear David:
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                    I’m pleased to have the chance to publish our exchange on this site.  Thanks for suggesting it, and thanks for writing!
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                    The focus of the “NPT” section of my remarks to the Congressional Nuclear Security Caucus was, perhaps not too surprisingly, the NPT.  India, Pakistan, and Israel -- which you find it striking that I did not mention -- are of course not States Party to the Treaty.  You take me to task for not discussing these outliers, while yet “excorat[ing] Iran as a pariah.”  I suppose I did that, but I did not do it without reason.  In my view, the foremost challenge to the NPT regime right now is how to deal with Iran’s 
    
  
  
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     of the Treaty: dealing with the issues raised by the continued existence of countries outside the Treaty is important, but it pales in comparison to failing to address cheating within it.  One should put first things first.
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                    If the NPT cannot cope with flagrant and destabilizing violations of its core rules, there isn’t much point in worrying about universality, because the Treaty wouldn’t mean much of anything in the first place.  Supporters of universality often don’t grasp this, but they should support vigorous compliance enforcement vis-a-vis Iran for two compelling reasons: (1) NPT universality is only valuable if the Treaty’s rules actually constrain States Party; and (2) surely one of the most reliable ways to ensure that universality is never achieved is to permit the emergence of a nuclear arms race (or races!) in the Middle East.  I would think it very difficult for any serious supporter of NPT universality 
    
  
  
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     to be a strong backer of effective and vigorous nonproliferation compliance enforcement -- and right now, any such seriousness means taking a hard line vis-a-vis Iran.  In this regard, for my part, I support the ideal of universality by insisting that Treaty accession actually 
    
  
  
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                    With regard to your defense of Iran’s justifications for its violations, I freely concede that Iranian government officials will speak eloquently about how much they feel threatened by the United States.  Assuming that this is actually true, however -- and one must concede that there is a great deal of opportunistic convenience and political grandstanding in such claims -- I doubt that anyone in Tehran feels particularly threatened by U.S. 
    
  
  
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    .  (I’m not quite sure what you mean in referring to the “nuclear-armed aggressor military nations” who “surround” Iran, but it isn’t clear to me that Iranians feel much of a specifically 
    
  
  
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     threat from the NPT outliers either.  The possible exception is Israel, I suppose, but these days the existential 
    
  
  
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     seems to point in quite the other direction.  You haven’t heard Prime Minister Netanyahu say anything about wiping Iran “off the map,” have you?  If he did, I missed it.)
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                    If I were “advising the Government in Tehran” rather than “the inner beltway nuclear security folk,” I would no doubt have a somewhat different perspective.  That said, however, even if I were an Iranian government analyst, what reason would I have to fear U.S. nuclear attack?   Fear my own oppressed and brutalized people?  Definitely.  The emergent nuclear ambitions of my Arab and Sunni neighbors?  Probably.  Precision-guided 
    
  
  
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     attack by American and/or Israeli forces?  Perhaps.  But American nuclear weapons?  Hardly.
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                    Let me conclude by suggesting that your letter gets the vocabulary a bit mixed up.  You label Iran merely a nuclear “recalcitrant.”  But Iran isn’t a “recalcitrant” state at all: it is an NPT violator.  It freely acceded to the Treaty, but it refuses to honor this legal commitment.  (The outlier states of India, Pakistan, and Israel are more like real recalcitrants, for they have certainly resisted acceding to the Treaty in the first place.  That, however, is rather different from violating it!)  You also suggest that it is improper and offensive to treat Iran as a “pariah,” yet you apparently brand the NPT outlier countries “nuclear-armed aggressor military states.”  This perplexes me.  As I see it, to demonize countries that never chose to join the NPT while defending one that violates the Treaty’s provisions is to get one’s moral, legal, and policy priorities wrong.
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                    -- Chris
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                    P.S. -- Don’t think me uninterested in talking about the “outliers,” by the way.  In fact, I imagine I’ll have something up on this website on them in the not too far distant future.  Stay tuned ....
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      <pubDate>Thu, 13 May 2010 19:50:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p15</guid>
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      <title>“New START” Eliminates Arms Limits For Seven Years</title>
      <link>http://www.newparadigmsforum.com/p23</link>
      <description>The Obama Administration wrote its “New START” agreement with Russia in such a way as to erase the Moscow Treaty.  This was unnecessary, and would eliminate all limits on strategic arms until at least 2017.  “New START” thus not only goes only slightly, if at all, below Moscow Treaty warhead numbers, but also erases the requirement to meet any warhead targets for seven years.</description>
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                    I was recently sent a copy of the detailed report by Amy Woolf from the Congressional Research Service on the new U.S.-Russian “New START” agreement.  (For a PDF of her report, click here: 
    
  
  
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    .)  I know Amy, respect her work greatly, and want carefully to look over her account of the mobile-missile questions I raised in my NPF postings of 
    
  
  
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    .  In the interim, however, I thought it would be interesting to flag a point that comes up obliquely in the first paragraph of her report.  There, she recounts that:
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    “New START will enter into force when the U.S. Senate provides its advice and consent to ratification and the Russian Parliament approves the Treaty.  When it enters into force, New START will supersede the 2002 Strategic Offensive Reductions Treaty (known as the Moscow Treaty), which was slated to remain in force until the end of 2012.”
  

  
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                    This accurately summarizes the provisions of the new treaty.  Pursuant to Article XIV(1) of “New START,” the treaty and the Protocol will enter into force “on the date of the exchange of instruments of ratification.”  Article XIV(4) also provides that the treaty will, upon entry into force (EIF), supersede the 2002 Moscow Treaty.
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                    So far, so good.  But let’s do the math – or rather, take out our calendars.  Under Article II(1) of “New START,” the new treaty’s numerical limits must be reached within seven years from EIF.  (Article XIV(2) also spells out that the new agreement “shall remain in force for 10 years unless it is superseded earlier by a subsequent agreement on the reduction and limitation of strategic offensive arms.”)  It makes some sense to delay the imposition of force limits: the parties need to have some time in which to come down to the requisite levels.  In conjunction with Article XIV(4), however, this has some somewhat surprising implications.
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                    Let us assume, for the sake of argument, that “New START” is approved by the U.S. Senate and the Russian Duma by the end of 2010.  Pursuant to Article II(1), the new treaty’s force limits therefore will not kick in until the end 2017.  There aren’t any phased reduction “stepping stones,” however, so “New START” provides 
    
  
  
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     limits whatsoever on either side’s nuclear forces until that date.
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                    And here is where it gets amusing: “New START” is for some reason written to eliminate all 
    
  
  
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     limits on U.S. and Russian nuclear forces prior to 2017, too.  On its own terms, of course, the Moscow Treaty would require that the United States and Russia cut down to between 1,700 and 2,200 operationally deployed strategic warheads by December 31, 2012.  As soon as both parties exchange instruments of ratification on “New START,” however – which in our hypothetical will occur in late 2010, two years before the Moscow deadline, but which could conceivably occur later – the Moscow Treaty evaporates.  Under Article XIV(4) of “New START,” Moscow is at the point of ratification expressly superseded, effective immediately.  (And the 
    
  
  
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     START agreement, of course, has now slipped out of the picture: it expired last December.)
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                    One can only assume that repudiating the Moscow Treaty – derided for years by many of the same luminaries of the arms control left who now populate the Obama Administration’s nuclear policy team – was a politically-imposed requirement, and that New START’s Article XIV(4) is the offspring of the Obama Administration’s knee-jerk reflex of publicly expressing contempt for nearly everything having anything to do with George W. Bush.  But it certainly wasn’t in any way substantively necessary: there is no incompatibility between imposing Moscow limits in 2012 and imposing “New START” limits a few years thereafter.  And would it not have made more sense – at least for any president really serious about strategic arms control – 
    
  
  
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     to supersede the Moscow Treaty, so that there would be at least 
    
  
  
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                    As it is, the immediate effect of “New START” will be completely to remove 
    
  
  
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     limits on U.S. and Russian strategic forces until 2017 (or later, if ratification takes longer than anticipated).  This is in its own way remarkable: Barack Obama, the “disarmament president” and Nobel Peace Price laureate, wants the Senate to ratify an agreement that will remove all constraints upon strategic weaponry for the duration of what he doubtless hopes will be his second term – and then some.  Our new president hopes, in other words, to be the first U.S. chief executive since Richard Nixon 
    
  
  
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     to be himself constrained by some strategic arms treaty with Moscow.  How strange is that?
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                    To be sure, even if “New START” 
    
  
  
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     supersede the Moscow Treaty, there would be an interval between the Moscow Treaty date of December 2012 and the seven-years-from-EIF deadline of the new agreement, during which period no limits would obtain on either side.  And even under the Moscow Treaty, of course, there would have been no limits applying between START’s expiration at the end of 2009 and the Moscow deadline of 2012.  (Moscow’s deadline was written to set force limits at a single point in time, moreover; unless extended, it would expire at that point, providing no ongoing constraints.)  It is a bit incongruous, however, for the ostentatiously pro-disarmament Obama Administration to make the post-START force limits interregnum even longer and more complete by erasing the only strategic arms control cap that would otherwise apply 
    
  
  
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                    One wouldn’t want to make too much of this, of course.  My guess is that most Senate conservatives will not find this arms-control-free gap too troubling, so I don’t imagine this is likely to be an impediment to ratification.  Nevertheless, the oddity of the new agreement’s erasure of the Moscow Treaty might signal some lack of care and clear thinking on the part of the Obama Administration – or perhaps a worrisome intrusion of anti-Bush political posturing into substantive strategic policy decisions.  In either case, it suggests the need for Senators to study the 
    
  
  
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     of the “New START” deal all the more closely.
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      <pubDate>Tue, 11 May 2010 20:06:00 GMT</pubDate>
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      <title>The 2010 NPT RevCon’s “NGO Day” — an Alternative Civil Society View of Nuclear Deterrence</title>
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      <description>For better or for worse, it is now customary at Nuclear Nonproliferation Treaty meetings for non-governmental organizations to present their perspectives from civil society.  At “NGO Day” at this year’s NPT Review Conference, on May 7, 2010, Ford delivered -- on behalf of Hudson Institute -- a dissent from the views offered on nuclear deterrence by other NGOs.  Here it is.</description>
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      Non-governmental organizations are now customarily permitted to address Nuclear Nonproliferation Treaty (NPT) meetings.  Most presentations do not deal with nonproliferation, however, focusing instead almost exclusively upon nuclear disarmament.  NGO day is intended to offer government delegations a chance to hear the perspectives of civil society, but NGO participation is voluntary and relatively unstructured, consisting merely of those groups that obtain U.N. accreditation for the purpose and choose to play a role.  The diversity of viewpoint among participating NGOs is not -- one must admit -- usually very wide, even in comparison to the range of views expressed by official delegations, and especially in comparison to the opinions held in the broader policy community in the United States and elsewhere. 
    
  
    
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      For the past two years, Ford has participated in these NGO presentations, in both cases offering a perspective that differs in important ways from the points usually made by the group of NGOs that chooses to participate in these events.  The remarks below were delivered to the 2010 NPT Review Conference on May 7, 2010.  A PDF file of them is also available on NPF’s “Documents and Links” page.  (For the text of Ford’s remarks as an NGO participant at the 2009 NPT Preparatory Committee 
      
    
      
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       At the May 7th “NGO Day” presentations, provision was made for actual interaction between participating NGOs and governmental delegations in attendance, by means of the retention of time in which questions could be put to the NGOs and responses made.  Delegations did not seem particularly interested in such interaction, however, instead usually using “Q&amp;amp;A” time to make their own “comments.”  Only a single delegation asked a real question -- albeit a non-substantive one -- posing it to a pair of NGO representatives who were by that point no longer present in the hall.
    
  
    
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       At any rate, here are Ford’s comments.  For links to all the various NGO statements made, please 
      
    
      
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          click here for 
        
      
        
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            the Reaching Critical Will webpage
          
        
          
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           that compiles them very helpfully.  (NPF’s hat goes off to Ray Acheson of RCW for her tireless efforts as NGO coordinator!)
        
      
        
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                    Mr. President, Ambassadors, delegates, and friends of the NGOs, you have heard much about disarmament from NGOs here today.  I am glad to be able to speak to the subject too, however, lest you get the false impression that what you have heard so far represents the views of all civil society.  Fortunately, it does not.
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                    To hear some tell it, nuclear deterrence is a terrible travesty – at best a naïve mistake, and really more akin to criminal insanity.  Anyone who insists upon a such starting assumption, however, is not interested in a meaningful or constructive dialogue with nuclear weapons possessors and indeed many 
    
  
  
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     countries in the present international system – and will thus continue to pass up opportunities to make progress in reducing reliance upon nuclear weapons, the numbers of them in existence, and the risks they present.
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                    Simply put, the problem is that nuclear deterrence 
    
  
  
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      isn’t
    
  
  
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     stupid or insane, and it is an important part of the security planning of numerous governments.  Nuclear weapons possessors think nuclear deterrence is viable and necessary; many of their allies rely upon such deterrence in “extended” form; other countries clearly 
    
  
  
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     nuclear weapons on the basis of what they claim, at least, is some need to deter others.  Remarkably few, if any, appear to think it 
    
  
  
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    , much less insane.
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                    Still more removed are we from a world in which “deterrence” 
    
  
  
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      per se
    
  
  
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     is no longer a factor in security planning.  
    
  
  
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      That
    
  
  
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     world, indeed, is scarcely imaginable at all.  One might as well plan for the abolition of locks, car alarms, and police constables.  Deterrence 
    
  
  
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     cannot be declared away, and it is simply a fact of life that one can indeed often prevent someone from taking some action by making clear that its cost will be unacceptable and outweigh any benefit.
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                    The challenge for the disarmament community, therefore, is not to reject the possibility of deterrence in its 
    
  
  
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     form but rather to understand and work to lessen reliance upon it.  If my colleagues were right that nuclear deterrence is simply lunacy, disarmament wouldn’t be so hard: most governments aren’t led by lunatics.  But it takes clear thinking and sustained effort replace sane and well-established traditions of relying
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                    upon nuclear weapons with intelligible and credible 
    
  
  
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      alternatives
    
  
  
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    .   How tragic it would be for ideological blinkers to preclude the kind of engagement needed to replace nuclear deterrence by such alternatives.
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                    Deterrence in its most basic form is as old as one human’s capability of harming another, and will not disappear even with the abolition of nuclear weaponry.  Moreover, because knowledge of the possibility of nuclear arms – and basic information about how to fabricate them – cannot be erased from human memory, and because nuclear materials and the technologies for producing them remain dangerously widespread, at least some form even of nuclear deterrence is likely to remain viable even were we to achieve abolition.  As long as anyone has the “option” of weapons development afforded by the possession of fissile material and dual-use technology, “nuclear deterrence” will not wholly have disappeared.
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                    What we are talking about, therefore – or what we 
    
  
  
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     be talking about if disarmament politics and ideology permit us such honesty – is the challenge of shaping the future security environment in ways that make it progressively more unnecessary and unwise to rely upon nuclear weapons for deterrence.
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                    We will never able to escape deterrence 
    
  
  
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    , nor probably even that oblique form of 
    
  
  
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     deterrence inherent in the continued existence of nuclear technology and material – that is, the technical availability of some weapons “option.”  But there is no law of nature that requires the actual existence of nuclear weapons; that is a policy choice.  It is our challenge to make 
    
  
  
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    -choosing that choice more of a viable option for national leaders in the real world.  To do this, however, we must remember that we are talking about the real world, and not some fantasy kingdom in which knowledge can be decreed away and human nature reshaped at our caprice.  Our task is not entirely hopeless, but we do ourselves no favor by pretending it is different than it is.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 10 May 2010 20:18:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p27</guid>
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      <title>More on “New START”: An Insider Responds, and Ford Comments</title>
      <link>http://www.newparadigmsforum.com/p32</link>
      <description>In response to Ford’s previous posting on the “New START” agreement, NPF has been contacted by a knowledgeable expert, who offers a perspective upon the treaty’s coverage of rail-mobile missiles and reloads.  Here, Ford recounts this person’s clarification and argument and provides further commentary of his own.  Of particular interest, NPF thinks, is the issue of transparency  versus force limits in the new treaty.</description>
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                    Don’t worry.  In offering some assessment of the recent “New START” strategic arms deal with Russia that will soon be subject to ratification debates in the U.S. Senate, I still intend to get to issues such as missile defense linkages, telemetry, “prompt global strike” limitations, and so forth.  Given 
    
  
  
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      my previous NPF posting on the new agreement’s “top line” numbers
    
  
  
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    , however – and particularly, the treaty’s treatment of intercontinental ballistic missile (ICBM) reloads and rail-mobile delivery systems – I think NPF readers deserve more detail on the issues I raised.
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                    I have been privately contacted by an analyst who, shall we say, has some insight into the details of “New START.”  (For the sake of this discussion, let’s simply call this person Marty.  For the record, that is 
    
  
  
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     my contact’s real name.)  In a nutshell, Marty contends that I am wrong to worry that the arcana of Protocol terminology might give reason later to conclude that the treaty entirely fails to cover rail-mobile systems.  To make sure the agreement – and Marty’s points - get a fair hearing, let’s walk through the argument.
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                    I.          
    
  
  
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      RAIL-MOBILE SYSTEMS
    
  
  
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                    Marty thinks my initial take on Article II was correct: non-deployed launchers of any sort fall within treaty limits.  Marty thinks I am wrong to worry about possible terminological implications to the contrary – articulated subsequently in my earlier posting – resulting from the Protocol’s defining rail-mobile launchers 
    
  
  
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     of the definition of as “mobile launcher of ICBMs.”  According to Marty, a rail-mobile or other non-self-propelled launcher without an uploaded missile would count against the 800-unit limit of Article II(1)(c).  Such a launcher 
    
  
  
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     an uploaded missile would count against the 700-unit limit on deployed ICBMs under Article II(1)(a).  (Mobile launchers with missiles uploaded are intended to count automatically as “deployed” systems, it would appear.  Warheads on them would thus count against the 1,550 deployed-warhead limit of Article II(1)(b) as well.)
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                    It is true that the Protocol cuts rail-mobile systems out of its definition of “mobile launchers” of ICBMs.  This, Marty says, was done in order to ensure that certain procedures applying to “mobile launchers” did not cover rail-mobile systems.  The definitions in the Protocol are thus crafted in order to make sure rail-based systems are 
    
  
  
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     “mobile launchers.”  Marty did not explain what procedures it was intended to avoid applying, nor why it was good – or perhaps at least unavoidable (
    
  
  
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    , if Russia insisted upon it) – to exempt rail-mobile launchers from them.  (This is something that Senators will presumably wish to pursue.)  But Marty was emphatic that rail-mobile launchers, whether they are “mobile” ones or not, are still ICBM 
    
  
  
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    , and thus fall within the 800-unit limit on deployed and non-deployed launchers.  As its text suggests by not drawing any such distinction, Article II(1)(c) does not itself care whether or not a launcher is “mobile.”  What matters is merely that it is a 
    
  
  
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                    According to Marty, the treaty is designed to cover existing types of strategic delivery system.  If a new system were created, it would have to be added to the database that the treaty obliges the parties to maintain.  Specifically, for instance, Marty said that if a “new type” of missile comes into existence that is either (1) launched from a silo or (2) launched from a “mobile launcher of ICBMs” as currently defined, it would have to be added to the treaty-required database.   So let’s look at this.
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                    Pursuant to Part One, ¶11(c) of the Protocol, “declared data,” which can be checked by inspections, includes information about “new types of strategic offensive arms” included in notifications.  Paragraph 46 of Part One gives a definition for what it means to be a “new type” of missile, while Section II(3)(b) of Part Four requires the provision of information on the emergence of “new facilities, new types, [and] variants of ICBMs and SLBMs.”  Under Sections II(4)-(5) of Part Four, notification must also be provided of the arrival at a declared facility of “the first prototype ICBM or prototype SLBM of a new type,” and notification after the 20
    
  
  
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     launch, or in advance of deployment, of a new type.
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                    The applicability of “new type” reporting rules to all mobile launchers still seems somewhat problematic, however, insofar as the only reference I could find to a “new type” of mobile launcher is in Section II(3)(b), which refers to “new versions of mobile launchers of ICBMs.”  Since it was the choice of the treaty’s negotiators to define non-self-propelled mobile launchers 
    
  
  
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     of the definition of a “mobile launcher of ICBMs,” Section II(3)(b) would not seem to require any notification of the development of new rail-mobile launchers or any other non-self-propelled launching system.  (And what counts as a non-self-propelled system anyway?  I have hitherto assumed that road-mobile systems fall within the category of “mobile launcher of ICBMs” set forth in Paragraph 45 of Part One of the Protocol, but what about a towed, semitrailer-style system with a detachable motorized cab?  Might that slide out from under the Protocol definitions just like a rail-mounted system?)
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                    These issues deserve scrutiny.  It would be strange for Article II(1)(c) theoretically to limit the numbers of non-self-propelled launchers, but the Protocol not to require that each side report the development of new ones.  Despite Marty’s reassurances, therefore, my look at the reporting requirements has so far not completely allayed my concern that the structure of the Protocol might cast doubt on the adequacy of the Article II(1)(c) limit with respect to certain mobile launchers.  (Perhaps Marty will get back in touch to set me straight about something I have missed; I hope ours will be a continuing dialogue.)  I would certainly like to take Article II at face value – and, on the basis of that provision itself, Marty’s textual argument seems pretty good – but the Protocol doesn’t exactly do the treaty any favors by muddying the waters in this regard.  Where potential strategic breakout is at issue (
    
  
  
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    , with non-deployed MIRVed missiles ready for quick upload on non-self-propelled mobile launchers) it would surely be better for things to be a bit clearer: the non-self-propelled carve-out still seems troublesome.  At the very least, I’d imagine that Senators will want these odd provisions carefully explained by the folks who negotiated them.
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                    II.          
    
  
  
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      RELOADS AND UPLOADS
    
  
  
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                    Marty believes my analysis was correct that missiles are not in themselves counted under “New START” limits unless and until they are loaded in or on a launcher.  Thus it is apparently true that any number of reload missiles could accompany mobile launchers without counting as “deployed” missiles.  By the same token, such reloads could have any number of MIRVed warheads aboard.  (Warheads don’t count against the 1,550-warhead limit in Article II(1)(b) unless they are deployed, and if the missile isn’t deemed “deployed” the warheads aren’t either.  The United States has announced its intention, in the 
    
  
  
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    , to de-MIRV land-based missiles.  Russia has not.)  The total number of ICBMs and SLBMs on each side are 
    
  
  
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     counted, and as long as one doesn’t deploy them, they may apparently be possessed in unlimited quantity.
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                    According to Marty, the U.S. didn’t want to have to destroy old missiles, since we find them useful for space launches and other such purposes.  The U.S. team therefore would not have agreed to aggregate limits on non-deployed missiles.  This is not to say, however, that the Obama Administration approves of Russia developing a rapid-reload capability for its growing arsenal of mobile ICBMs.  In the “Fifth Agreed Statement ” – in Part Nine of the Protocol – Russia and the United States declare that “the production, testing, or deployment of systems designed for the rapid reload of ICBM launchers and SLBM launchers is unwarranted and should not be pursued by either Party.”  This “agreed statement,” however, would not seem to have much, if any, bearing upon the parties’ legal obligations.  (The parties may have “agreed” that this is the case, but “unwarranted” is not the same as 
    
  
  
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    , and “should not” is not the same as 
    
  
  
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    .  We should not mistake the “agreed statement” for a real limit: rapid-reload capabilities would seem still to be permitted.)  Nevertheless, it cannot be said that the Obama negotiators simply 
    
  
  
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     that reloads were possible.  Instead, the White House simply seems not to be particularly worried about the possibility, and feels that the Fifth Agreed Statement will do enough to dissuade Russia from indulging whatever interest it might have in a rapid-reload capability, if indeed Moscow retains any such interest at all.
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                    Two days after my NPF posting on the issue of missile reloads, the State Department offered an official response, of sorts, to the idea that “New START” did not deal adequately with this question.  According to State, the “key point” was that the two parties have “agreed that the production, testing, or deployment of rapid reload systems was unwarranted and should not be pursued by either Party.”  According to the Department, “[d]iscussions during the New START Treaty negotiations made clear that both the United States and the Russian Federation consider ‘rapid reload’ an unlikely scenario, and therefore agreed on this broad statement that memorializes the shared position that development of rapid reload capabilities is unwarranted.”
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                    I am flattered that officials at the Department read this blog, but their official comment is, of course, a backhanded concession that reloading is indeed 
    
  
  
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      not
    
  
  
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     restricted by the agreement.  It’s not clear to me that all Senators will necessarily be comforted by the claim that one should not worry about reloads because that scenario is “unlikely.”  Nevertheless, at least we have now identified the proper locus of Senate debate on the reload question: what danger is in fact presented by the possibility of Russia rapidly reloading its growing arsenal of mobile missiles, and is it a problem that the treaty does not formally constrain this?
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                    While we’re at it, it might be worth having a discussion about why other previously START-constrained capabilities are also now no longer limited under “New START.”  In contrast to its predecessor, for instance, this new deal does not prohibit deploying ICBMs other than in silos, or on (at least some kinds of) terrestrially-based mobile launchers.  It says nothing, for instance, about non-traditional deployments such as on waterborne craft other than submarines (
    
  
  
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      e.g.
    
  
  
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    , surface ships) or as 
    
  
  
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      air
    
  
  
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    -launched ballistic missiles.  (Neither of these ideas is entirely outlandish, by the way.  It has been reported, for instance, that 
    
  
  
                    &#xD;
    &lt;a href="http://www.missilethreat.com/archives/id.60/subject_detail.asp"&gt;&#xD;
      
                      
    
    
      Iran tested a short-range ballistic missile from a ship in 2004
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , while 
    
  
  
                    &#xD;
    &lt;a href="http://www.brookings.edu/projects/archive/nucweapons/skybolt.aspx"&gt;&#xD;
      
                      
    
    
      the old U.S. “Skybolt” concept involved launching ballistic missiles from under the wings of B-52 bombers
    
  
  
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    .)
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                    Let me stress that it is not 
    
  
  
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      necessarily
    
  
  
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     bad that so little is actually limited by the new agreement, but it would be useful at least to acknowledge this, and to explore why.  As I indicated in my earlier posting on this subject, it is not beyond argument that we have to have a traditional Cold War-style force-limit treaty with Russia at all – and indeed the Bush Administration for a time didn’t think such limits were much needed in the first place.  If we are going to have such formal restrictions, however – and to invite with Moscow a rigidly-negotiated strategic relationship implying that “we condone what we do not formally constrain” – we should presumably insist that the limits are good ones, and lack worrisome loopholes.  I’m looking forward to the hearings.
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                    III.          
    
  
  
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      REPORTING REQUIREMENTS
    
  
  
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    A.         
    
  
    
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      REPORTING RULES
    
  
    
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                    But let’s put the actual 
    
  
  
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      limits
    
  
  
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     aside for the moment.  To me, the most interesting aspects of Marty’s comments concerned the new treaty’s emphasis upon reporting requirements.  According to Marty, the basic U.S. approach in crafting the agreement actually 
    
  
  
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      didn’t
    
  
  
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     stress the importance of force limits very much.  The aim for U.S. planners was “getting accurate reporting as to what the Russians would be doing rather than limits 
    
  
  
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      per se
    
  
  
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    .”  Despite the disarmament community’s fetishization of warhead and delivery system numbers, in other words – and, in fairness, I should note that this is now very much my own characterization, rather than Marty’s – the most important aspect of “New START” is strategic transparency.
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                    This, Marty says, is why even though non-deployed missiles are not treaty-limited, both sides will be required to 
    
  
  
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      report
    
  
  
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     on their possession of 
    
  
  
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      all
    
  
  
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     strategic missiles, with each missile (including non-deployed ones) being assigned a unique identifier and given a reported location.  Launchers, including mobile ones, would need to be reported too.  Thus, for example, although the treaty has no formal limits on such practices, Marty anticipates that it should be possible to track whether mobile launchers are accompanied by swarms of reload missiles: the locations of all such missiles and mobile launchers would be subject to reporting requirements, and their colocation would help alert us to preparations for rapid reloading.
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                    Being comfortable with the ability of such reporting to allay U.S. concerns over the reload issue, of course – and these probably are lopsidedly 
    
  
  
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      American
    
  
  
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     concerns, since although we lack mobile land-based missiles, Russia has quite a few – presumes that we can trust the accuracy or timeliness of Russian-provided locational reporting on rapidly-movable assets.  (Inspections, I should note, will offer at least some ability to spot-check reporting.)  Nevertheless, the treaty’s approach claims to offer the 
    
  
  
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      possibility
    
  
  
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     of having – in Marty’s words – “plenty of time to see what is happening and to decide what, if anything, to do.”
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                    So let’s look at these reporting rules.  Where do they come from?  Pursuant to Article VII of the treaty, both sides are required to provide basic data as set forth in the Protocol.  Under Part Four, Section II(1) of the Protocol, a set of baseline set of data must be provided within 45 days of the agreement’s entry into force.  According to Section II(2) of Part Four, this data must be updated every six months, with Section II(3) also providing that “each change in data for each category of data contained in Part Two of this Protocol” not already indicated in the semi-annual updates must be provided “no later than five days after it occurs.”
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                    Pursuant to Section I(5) of Part Two of the Protocol, “[e]ach ICBM, each SLBM, and each heavy bomber shall have a unique identifier.”  As Marty indicated, this is not limited to deployed or non-deployed systems: even when not subject to treaty limits (
    
  
  
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      e.g.
    
  
  
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    , in the case of non-deployed missiles) such items will nonetheless be identifiable and subjected to reporting rules.
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                    Section II(3)(b) of Part Four says that change notifications must include such things as “[t]he emergence of new facilities, new types, variants of ICBMs and SLBMs, and new versions of mobile launchers of ICBM.”  Provision is also made for notifications related to missile prototype development (§§II(4)-(6)), as well as “[n]otification concerning a new kind of strategic offensive Arm.” (§II(8))  Section II(3)(e) of Part Four also requires reporting on each “change of category of an item from deployed to non-deployed or from non-deployed to deployed.” Section II(3) notifications must be given within five days after a reportable change occurs.
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                    Additionally, Section III of the Protocol’s Part Four addresses required reporting on the 
    
  
  
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      movement
    
  
  
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     of strategic systems – though despite Marty’s assurances that individual ICBM locations would be reported, that section does not seem to cover ICBMs beyond the exit of solid-fueled missiles from production facilities (§III(1)) or the movement of ICBMs to or from test ranges (§III(2)).  (Mobile launchers or individual ICBMs don’t seem to be covered by this provision.)
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                    To sort out all the wrinkles of what specifically is covered in the reporting rules with regard to mobile systems, and especially non-self-propelled ones, will doubtless take more staring at the Protocol than I have yet been able to do.  But the data templates provided in Part II of the Protocol clearly make some provision for locational data.  Under Section II, numbers of “Deployed ICBMs” and “Deployed Mobile Launchers of ICBMs” at any particular Russian “ICBM Base for Mobile Launchers of ICBMs” must be declared on a base-by-base basis, but locational data for non-deployed missiles (
    
  
  
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      e.g.
    
  
  
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    , reloads) appears not to be addressed in this context.  “Storage facilities for Mobile Launches of ICBMs” are also addressed, along with “Non-deployed Mobile Launchers of ICBMs.”  “Non-deployed Mobile Launchers of ICBMs” must also be accounted for at “Training Facilities,” and there is a reporting requirement for “Non-deployed ICBMs,” that appears under the heading of “Test Ranges.”  Finally, under Section VII, information must be reported about assembled ICBMs or SLBMs in and out of launch canister and/or separated into stages, while Section VII(1)(a) requires reporting on Russian “Mobile Launchers of ICBMs” – including those “In Transport Position, Without Missile.”
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                    So there clearly is at least some required locational reporting for missiles and their launchers.  That said, however, such reporting requirements apply to aggregate numerical data on a facility-by-facility basis, as opposed to specific missile or launcher locational information.  Article IV(3) of the treaty requires that parties locate non-deployed missiles and launchers only at designated bases and facilities, so the agreement aims to prevent their presence at 
    
  
  
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      other
    
  
  
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     locations, and to account for 
    
  
  
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      all
    
  
  
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     such systems in the overall facility totals.  The rules are designed, in other words, to let both sides know very 
    
  
  
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      generally
    
  
  
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     where all such systems are located, identifying them as being somewhere within the confines of specific bases, ranges, or other facilities.
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                    But this is not the same thing as having much insight into whether quick-reload missiles – or quick-upload missiles of the sort that would instantly turn a non-deployed mobile launcher into a very threatening, albeit theoretically treaty-limited, “deployed” system – accompany mobile launchers in the field.  Imagine, if you will, that I have several big missile test ranges or some other sprawling facilities:  I have to tell declare these facilities to you, and tell you how many missiles and launchers I have there.  I do not, however, have to reveal whether my non-deployed ICBMs there are in some long-term storage bunker (which shouldn’t bother you much) or aboard rapid-reload vehicles following launchers around in the back country (which should).  Movement 
    
  
  
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      within
    
  
  
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     the confines of a declared facility, however large, apparently need not be reported.  This distinction is not irrelevant if you are concerned about my possible strategic breakout in a future crisis, and about your ability to know if any such “unlikely” thing is possible.
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    B.          
    
  
    
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      TRANSPARENCY VERSUS LIMITS: PLUS CA CHANGE ....
    
  
    
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                    Quite apart from the specific mechanics of “New START” reporting requirements, however – and their adequacy from the perspective of U.S. strategic interests, which will no doubt be much debated – I am fascinated by the general emphasis upon transparency over force limits, described by Marty and clearly reflected in the elaborate reporting system of the treaty.  This is apparently yet another way in which the Obama Administration has, in its somewhat muddled way, found previously-derided Bush Administration insights in fact to be profound and valuable.
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                    As insiders will recall, during the Bush Administration’s negotiations with Russia about a successor to the expiring START agreement – the very negotiations that Obama concluded with “New START” – officials in Washington for a time thought force limits relatively unimportant.  Instead, they believed strategic transparency was the key to the Russo-American nuclear relationship.  In the post-Cold War environment, it was felt, each side needed a good window into how threatening the other party
    
  
  
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    .  If this transparency could be had, however, the issue of actual nuclear numbers would pretty much take care of itself, precisely because we 
    
  
  
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     no longer in a genuinely mutually-threatening strategic rivalry.  Transparency, in other words, would help make our 21
    
  
  
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     Century relationship of 
    
  
  
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    -rivalry clear enough that both parties would feel no need to build more systems, and in fact would likely continue reducing.
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                    The Bush Administration was eventually cajoled into agreeing to Russian demands for legally-binding force limits – a demand which, I think, stemmed more from Moscow’s desire to retain some symbolic co-equality with the global hyperpower through traditional arms control treaty relationships than from any anticipation that either either side would otherwise build up its nuclear arsenal – but it is intriguing that the Obama Administration may ultimately have adopted the fundamental Bush approach of emphasizing transparency over numerical reductions.  This puts a fascinating gloss upon the 
    
  
  
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    &lt;a href="http://02e18f7.netsolhost.com/New_Paradigms_Forum/Nuclear_Weapons/Entries/2010/4/9_the_New_START_Warhead_Counts__Reduced_by_a_Third_..._Or_Not.html"&gt;&#xD;
      
                      
    
    
      remarkably unremarkable degree of the arms cuts actually mandated by “New START
    
  
  
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    .”  Perhaps it wasn’t ever 
    
  
  
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     about cuts anyway.  (Do the President’s boosters on the arms control left realize this?)
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                    What all this means for Senate ratification, of course, is quite unclear.  From a security-minded Senator’s perspective, I would imagine that the 
    
  
  
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     of how transparency is handled will matter greatly.  To what extent, for example, can we be assured of the kind of insights into Russian activity that we will need – and can we be assured that we will get such insights in an accurate, sufficiently detailed, and timely fashion (especially for assets that can move around freely)?   Especially if transparency turns out – as Marty suggests – to be very much the 
    
  
  
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     of this new treaty, are we confident that there are not loopholes in its much-vaunted reporting rules?  (Remember, moreover, that there is much still to study in the treaty and its protocol, including the annexes recently finalized by U.S. and Russian officials.)
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      [Note:  The originally-posed version of this essay remarked that these annexes are not yet available, but this is not the case.  In fact, the State Department’s website includes all three of them: an 
      
    
      
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            inspection annex
          
        
          
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          , a 
        
      
        
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            notifications annex
          
        
          
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          , and a 
        
      
        
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            telemetry annex
          
        
          
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          .  NPF regrets any confusion the original comment may have caused.]
        
      
        
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                    If it is a key rationale for “New START” that we should not worry about force limits too much because we have a good window into what Russia will be up to – and we will therefore have the ability to assess developments and react appropriately as time goes by – we should only support the treaty if we are confident that the transparency it provides is indeed good.
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                    I am grateful to Marty for offering a critique of my earlier posting about “New START” numbers.  Hopefully Marty is right that the loopholes are not as big as one might have feared.  That is not the same thing, however, as saying that there are no loopholes.  One imagines that this subject will be an important focus of Senate debate.
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                    -- Christopher Ford
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      <pubDate>Mon, 03 May 2010 20:26:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p32</guid>
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      <title>After the Security Summit and the RevCon: What Next?</title>
      <link>http://www.newparadigmsforum.com/p34</link>
      <description>In remarks presented to the Congressional Nuclear Security Caucus on April 29, 2010, Ford offers some thoughts on what we should perhaps be thinking about after the dust settles from the Nuclear Security Summit and the NPT Review Conference this spring.</description>
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      Note: 
    
  
  
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      This is the written version of remarks presented on April 29, 2010, to the Congressional Nuclear Security Caucus on Capitol Hill.
    
  
    
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                    Good afternoon, and thank you to the Congressional Nuclear Security Caucus – and especially Representatives Jeff Fortenberry and Adam Schiff – for inviting me.
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                    The first few months of 2010 seem indeed to be a sort of “nuclear spring,” with all manner of important items on the national dance card: a long-awaited and much-delayed new strategic arms treaty with Russia, a similarly awaited and delayed Obama Administration Nuclear Posture Review (NPR), the Nuclear Security Summit (NSS), and – coming up next week – the latest Review Conference (RevCon) for the Treaty on the Non-Proliferation of Nuclear Weapons (NPT).  There has been much activity, a great many headlines, and plenty of work for commentators like me.  The bigger question, however, is where all this is taking us.
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                    I don’t want to take too much of your time before getting to questions and discussion – which is always more fun than just talking – but I’d like to say a few words about where we should perhaps be aiming U.S. policy 
    
  
  
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      after
    
  
  
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     the dust settles this spring, particularly with respect to controlling nuclear materials and coping with challenges to the nonproliferation regime.
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                    I.          
    
  
  
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      Nuclear Security
    
  
  
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                    My own take on the enormous Nuclear Security Summit (NSS) held in Washington earlier this month is that it represented a decent effort to move forward on securing vulnerable nuclear materials and reducing the risk of nuclear terrorism – an agenda item that is important to U.S. and global security, and which has been a high priority for U.S. administrations for many years.  I was not overawed by the Summit either in theory or in execution, however.  I would myself have preferred to see our diplomats spend their time twisting arms around the world to elicit concrete contributions to the U.S.-led campaign to secure vulnerable materials worldwide, rather than burning so much increasingly scarce U.S. political capital on a flashy publicity event in Washington – at the end of which delegations simply return home after making more vague promises that they’ll do better in handling these matters essentially on their own.
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                    The NSS, however – and the follow-up meeting in South Korea that seems now to be being planned – may yet catalyze not only improvements in countries’ own performance, but better cooperation with longstanding and ongoing U.S. efforts.  I hope so, and the event may well end up being judged a substantive success in addition to merely a high-profile media splash.
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                    In terms of next steps, however, I would make a few suggestions.  First, while we should wring what cooperation we can out of countries’ agreement upon the general “work plan” agreed at the Summit, we should not forget to hold foreign leaders’ feet to the fire with regard to the commitments they had 
    
  
  
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      already
    
  
  
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     undertaken, and indeed the legal 
    
  
  
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      obligations
    
  
  
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     to which they were already subject, when it comes to preventing non-state actors from gaining access to nuclear weapons capabilities.
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                    To ensure that the high-level political goings-on of the NSS don’t suck all the oxygen out of the international political environment and distract from other, better-established initiatives, for example, the United States should redouble efforts to build support for, and ensure implementation of, the statement of principles of the 
    
  
  
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      Global Initiative to Combat Nuclear Terrorism (GICNT)
    
  
  
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     – which already has a membership of at least 77 countries.  GICNT focuses on concrete operational-level cooperation, and its principles form a work program ranging from information-sharing to physical protection, and from law enforcement and regulatory authorities to nuclear forensics.
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                    We should also step up our work to ensure full implementation of 
    
  
  
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      U.N. Security Council Resolution 1540
    
  
  
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    , and for helping those who need assistance in meeting its strictures.  Resolution 1540 is far more than an airy political commitment: it imposes a binding legal obligation on all U.N. member states to take specific steps in to prevent non-state actors from acquiring weapons of mass destruction (WMD) technology.  It requires all states to adopt and enforce laws to prohibit such activity, establish effective internal and export controls to prevent WMD proliferation, secure relevant items in transport or storage, augment border controls and law enforcement, sensors, end-user controls, and appropriate penalties for violations of export control rules.  In theory, countries report their progress in implementation of these requirements to the United Nations; in theory, wealthier and more experienced countries are working to help others overcome difficulties in this implementation.  We should do more to ensure that this theory is turned into effective practice.
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                    Whether or not much more progress is made on these fronts, however – or simply whether and how countries implement the 
    
  
  
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     set of political promises made at the Summit – will likely hinge less upon anything that happened under the klieg lights here in Washington than upon whether the Obama Administration is willing and able to devote sufficient political capital to keeping the pressure on for results in the months and years ahead.  I hope that officials in Washington will still remain committed to this nuclear security agenda when the glare of media attention has faded and it is time to buckle down for the painstaking, time-consuming, and difficult work of eliciting foreign commitments of resources and attention amidst many competing priorities.
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                    Congress can help in this respect.  Through the Cooperative Threat Reduction program and other such initiatives, Congress has provided billions of dollars over the years for nuclear control work overseas – initially in the former Soviet Union, and subsequently expanding increasingly onto a global stage.  These U.S.-funded efforts have mainly been undertaken by U.S. experts.  Especially in a time of ruinous federal deficits at home, however, it will be hard to keep doing all this alone.  But if all those heads of state are willing to proclaim the importance of combating what President Obama’s NPR called “today’s most immediate and extreme danger,” they ought to be able to start pulling their weight and helping us bear the burden in this vital endeavor.  If the Obama Administration is serious about securing 
    
  
  
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      all
    
  
  
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     vulnerable nuclear material 
    
  
  
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      everywhere
    
  
  
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     in just three or four years, we’ll need real support – and not just political promises – from lots of partners.  As the institution that may be asked to provide whatever money other countries do 
    
  
  
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      not
    
  
  
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    , Congress has an incentive to keep after the White House to ensure proper post-Summit follow-through with foreign partners.
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                    Second, I would urge officials in Washington not to forget that although the consequences of a terrorist nuclear weapons attack would be more horrific, the 
    
  
  
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     of a terrorist attack using a radiological dispersal device (RDD) is probably far greater.  Such so-called “dirty bombs” are a very real threat, and one should not underestimate their ability to kill people and to sow large-scale panic, crippling and depopulating urban areas.  Dirty bombs were apparently deliberately left 
    
  
  
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     the NSS agenda, but if one really wishes to prevent terrorist nuclear threats, ignoring RDDs is hard to justify.  As the Administration comes to Congress for more money and legal authority to pursue nuclear materials controls – as it must if the current effort is to be at all serious – legislators will have a chance to address the White House’s apparent lack of concern about dirty bombs.
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                    Third, I think Congress can play an important role in goading U.S. officials to help address another problem: the proliferation of dual-use nuclear technology, particularly the means to produce fissile material that could be used in nuclear weapons.  This challenge is in some ways, the Achilles Heel of the nuclear materials control agenda.  It is vital to secure vulnerable material and technology from exploitation by terrorists, but unless we can somehow address the ever-increasing quantities of material out there, and control the spread of the ability to make still more, the Summit’s agenda of controlling vulnerable material could prove an endless, losing battle.
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                    One comparatively easy way in which Congress could start helping cope with this issue is to articulate clear positions about what the NPT does – and does not – actually mean.  It is widely asserted that Article IV of the Treaty gives every country the legal “right” to develop any nuclear technology it wants, irrespective of proliferation risk.  (Iran even claims that Article IV makes nuclear export controls 
    
  
  
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    , a violation of countries’ “inalienable right” to nuclear technology development.)
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                    This interpretation, if accepted, would open the door to the unchecked spread of fissile material production capabilities, with every country that wants them thus securing for itself a position as a “virtual” nuclear weapons state just a quick sprint away from weaponization. Yet neither the U.S. Government nor any other otherwise nonproliferation-minded government has to date articulated a clear rebuttal of the pernicious interpretations being advanced by Iran and its apologists.  I saw a Reuters piece this morning indicating that Iran’s President Ahmadinejad intends to attend next month’s NPT RevCon in part precisely to propagandize in support of this notion, but we still stay silent.
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                    At a House Foreign Affairs Committee hearing last week, several members on both sides of the aisle spoke out strongly about this important issue of Article IV interpretation.  Congress seems to be ahead of the Obama Administration in focusing upon this point, and I would urge you to keep up this lead – and to use the legislative “bully pulpit” to help do the job the Executive Branch still refuses to do in establishing a clear rebutting counter-narrative to Iran’s Article IV pitch.
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                    II.          
    
  
  
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      The NPT
    
  
  
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                    Let me wrap up by speculating a bit about what may need to come 
    
  
  
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     the NPT RevCon – especially if that meeting fails to demonstrate any particular likelihood of real progress in addressing the grave crisis of nonproliferation noncompliance facing the regime on account of the nuclear provocations of North Korea and (especially) Iran.
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                    Let’s play devil’s advocate, and assume for the sake of argument both that Defense Secretary Gates is right that the Obama Administration lacks a viable plan to deal with Iranian nuclear developments 
    
  
  
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     that Iran’s current leaders will follow the North Korean playbook and proceed into weaponization without being stopped or replaced.  By developing nuclear weapons, Iran would make itself the focus of unfavorable international attention – and perhaps even finally the kind of “crippling” pressures the Obama Administration has so far impotently promised.
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                    But let me emphasize that the game at that point would 
    
  
  
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     just be about Iran.  Addressing the specific Iranian threat would be critical, but it would be only half the battle.  The other half would be trying to salvage the battered framework of an NPT regime that Iranian weapons development would leave in its wake.  Congress, I think, would have an important role to play in ensuring that our policymakers don’t focus upon the immediate Iranian crisis at hand at the expense of the bigger picture.
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                    In this regard, as I have said elsewhere, we must remember that the proliferation-deterring messages we direct at the future are not just something to send in 
    
  
  
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     of proliferation to a problem state.  They no less important – and conceivably are even more so – should the international community 
    
  
  
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     to prevent proliferation in some particular case.  Let’s take Iran as an example: if it manages to get nuclear weapons, in addition to addressing its threat directly, we must work terribly hard to limit the moral hazard problems that Tehran’s example would create.  We cannot afford for other would-be proliferators to come to see Iran as a success story – a regime that “immunized” itself against the most dramatic forms of outside pressure and laid the groundwork for its own regional hegemony by breaking every law in the book and defying a powerless international community in developing nuclear weapons.  To send such message of success would be to consign the NPT to oblivion.
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                    But the NPT does not 
    
  
  
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    to collapse if Iran gets nuclear weapons.  It may have a chance to survive, and still to contribute powerfully to global security, if we can make sure that Iran’s example teaches others a different lesson.  Even if Iran acquires nuclear weapons – or perhaps 
    
  
  
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     then – the Iranian example must, on the whole, be made to appear a record of failure: a series of brutishly imbecilic choices by a regime which may have gained nuclear weapons, but that was able to do so only at the cost of devastating economic marginalization, pariah-state political and cultural isolation, the provocation of countervailing military relationships among its alarmed neighbors (and between them and outside powers), and potentially more.  From the perspective of deterring future proliferation, the most important time to prove that the development of nuclear weapons will be prohibitively unattractive is right after a country has shown that such development is possible notwithstanding our best efforts to forestall it.  Otherwise, Iran’s example will be a beacon to others, proclaiming: “Look, it can be done, and painlessly!”
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                    So how could we make nuclear weapons development unattractive to others even if Iran has blazed a path to getting them from within the NPT?  One way is to create conditions in which such weapons will not well serve the purposes for which such regimes probably seek them – namely, for strutting self-importantly on the world stage, intimidating their neighbors, and deterring outside military intervention the threat of which might otherwise have helped hold extreme misbehavior in check.  If we can vitiate or at least attenuate the proliferators’ anticipated gains from possession, we may be able to persuade them that such minimal gains will not be worth the costs attendant to taking this step.
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                    To this end, Congress should give thought to how to ensure that the U.S. military is properly trained and equipped to fight and prevail in asymmetric conflicts against distant opponents that possess “entry-level” nuclear arsenals.  The idea is to make nuclear weapons development more unattractive for future would-be proliferators by enhancing our ability to cope – in 
    
  
  
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    -nuclear ways – with the specifically 
    
  
  
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     threats with which they intend to confront us.  By lessening the degree to which our operations would be “deterrable” by small nuclear arsenals, we might thus help attenuate the strategic advantage that proliferators may hope to gain.  This might be done by:
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                    •	    Improving both our own and our allies’ defenses against proliferators’ anticipated means of nuclear weapon delivery, on both a strategic and a regional level;
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                    •	    Improving our ability to conduct expeditionary military operations in a radiological environment;
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                    •	    Honing our ability to conduct precision strikes on short notice, and at global range, on the basis of superlative real-time targeting intelligence;
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                    •	    Building consequence management capabilities to better prepare our forces – as well as allied governments and deployed expeditionary forces – for the horrors of a nuclear detonation in the field; and
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                    •	    Augmenting our own ability to cope with domestic nuclear consequence management.
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                    Through such means, we might hope to undercut the proliferators’ ability to count upon 
    
  
  
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     being frightened off by an entry-level nuclear arsenal, thus making the pursuit of such a capability both more pointless and more dangerous for rogue regimes – and nonproliferation compliance therefore both more attractive and more common.  For proliferators that have already acquired nuclear weapons, such improved capabilities will help us continue to keep potential aggression in check, denying them the full measure of nuclear-empowered “immunity” that they may seek.  For proliferators that have 
    
  
  
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     yet crossed the line into weaponization, moreover, such measures would make proliferation all the riskier – and thus hopefully all the less attractive.
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                    This is a fairly hard-nosed vision of proliferation deterrence, designed to help slow and ideally halt the spread of capabilities in an environment in which high-minded proclamations, universal treaty obligations, appeals to shared values, and well-meaning diplomacy have proven inadequate.  It is not a particularly “diplomatic” vision, nor the sort of thing of which it is considered good manners to speak, especially on the eve of a big multilateral conference.  At some point, however, it may become a vision to which we will need increasingly to repair in order to provide a 
    
  
  
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     foundation for continuing multilateral diplomatic engagement.
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                    -- Christopher Ford
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      <pubDate>Thu, 29 Apr 2010 20:31:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p34</guid>
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      <title>Some Thoughts on NPT “Guardians,” “Spoilers,” and “Free Riders”</title>
      <link>http://www.newparadigmsforum.com/p36</link>
      <description>In remarks delivered on April 28, 2010, at an event in Washington, D.C., jointly sponsored by the Stimson Center and the James Martin Center for Nonproliferation Studies, Ford offers some musings on the topic of Nuclear Nonproliferation Treaty “guardians, spoilers, and free riders.”</description>
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       This is the written version of remarks delivered at an event in Washington, D.C. on April 28, 2010, 
      
    
      
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          jointly sponsored by the 
        
      
        
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            Henry L. Stimson Center
          
        
          
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            James Martin Center for Nonproliferation
          
        
          
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                    Good morning.  Let me begin by thanking the Stimson Center and the James Martin Center for Nonproliferation Studies for organizing this event.  The 2010 Review Conference for the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) begins next week, and a panel discussion of the Treaty’s “guardians, free riders, and spoilers” is both very timely and a useful way to explore dynamics within the NPT today.
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                    I.          
    
  
  
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      Guardians and Guardianship
    
  
  
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                    It won’t surprise anyone to hear that I consider the United States to be the Treaty’s foremost and truest “guardian” – though it is not the only one.  Co-drafter of the text that became the final version of the Treaty and steadfast promoter of the NPT in subsequent years, Washington has an unequaled record in this respect.  Much of this leading role has resulted from America’s size, power, and position.  The United States feels a strong interest in ensuring the success of the regime, and because it is the most powerful state on the planet, the rest of the world generally looks to it in order to set the broad direction of international nonproliferation policy.  Washington retains a significant ability to set policy trends on its own, while without its support no one 
    
  
  
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      else’s
    
  
  
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     approaches are worth too much: one can perhaps be a 
    
  
  
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      wrecker
    
  
  
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     without America’s support, but it remains very hard to build constructively without Washington on board.
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                    Supporters of the Treaty should be thankful for America’s longstanding and continuing support.  It has led international efforts to work compliance enforcement concerns through the International Atomic Energy Agency (IAEA) Board of Governors and the U.N. Security Council.  It has provided huge and indispensable sums of entirely voluntary, extra-budgetary funding for IAEA safeguards, and the U.S. taxpayer has provided many billions of dollars to fund nuclear material control initiatives around the world.  The United States has helped lead the way in developing more proliferation-resistant nuclear energy technologies, and has pioneered innovative approaches such as the Proliferation Security Initiative (PSI), the Global Initiative to Combat Nuclear Terrorism (GICNT), and Security Council Resolution 1540 – cornerstones of the international community’s response to the challenges of trafficking of weapons of mass destruction (WMD) technology and non-state actor access to nuclear materials.  And even as U.S. nuclear forces have been cut dramatically, to about a quarter of their Cold War highs – a process which is still ongoing – American 
    
  
  
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    -nuclear military muscle continues to underpin the nonproliferation regime as the world’s “last resort” in the face of nuclear provocations.  No other country is able, or has shown any desire, to play such an extraordinary and pivotal role.  Without such U.S. guardianship, there would today be no meaningful nonproliferation regime at all.
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                    This much, I think, is inarguable.  One problem with the idea of “guardianship,” however, is that it is a category into which all sorts of 
    
  
  
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     players 
    
  
  
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      also
    
  
  
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     see themselves falling – and in quite inconsistent ways.  Depending upon how various portions of the NPT are interpreted, and of which 
    
  
  
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     of the Treaty each player regards itself as being a particular champion, things can become quite problematic.
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                    There exists a sizeable bloc of countries, for instance, that purport to regard themselves as the “guardians” of NPT equity with respect to disarmament.  It is open to argument how faithful this vision actually is to the Treaty – for many such partisans hew, in effect, to a version of the Treaty’s disarmament provisions that was never actually adopted, and championing interpretations based upon subsequent political expectations rather than the text or meaning of Article VI.  Their self-assigned role in support of disarmament equities, however, is no less real for all that.  This bloc – centered upon the Non-Aligned Movement (NAM) but including no small number of additional players – tends to downplay nonproliferation as a policy priority, at least relatively, and even in some cases implicitly to 
    
  
  
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     proliferation on the grounds that disarmament of the NPT nuclear weapons states (NWS) has not occurred with sufficient rapidity.  When expressed in such manifestations, disarmament “guardianship” tends to pull collective NPT policy formation in directions inimical to the Treaty’s overarching purpose of preventing the further spread of nuclear weapons.
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                    A second group, led rather mischievously and with obvious self-exculpatory interest by Iran, present themselves as “guardians” of NPT standards with respect to the peaceful uses of nuclear energy.  (These groups are by no means mutually exclusive, however, and in fact they overlap considerably.)  As members of this group claim to see it, the most important part of the Treaty – or at least a part having an importance coequal to nonproliferation, and with which nonproliferation policy must to some extent compromise its objectives – is the NPT’s language about sharing the benefits of nuclear technology.  Through the interpretive prism they offer, this general principle of benefit sharing is reified into a legal 
    
  
  
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     to share, and a concomitant legal “right” of every country to develop any nuclear technology it likes, provided that it is devoted to “peaceful” purposes.  By their lights, the Treaty refuses to condition technology development and technology transfer upon proliferation risk, and it is positively offensive – or worse – for anyone to do so.  (This argument, for example, underpins Iran’s remarkable claim that nonproliferation export controls are violations of the NPT.)  This vision of “guardianship” is highly problematic, turning Article IV into a weapon gleefully employed to undermine the nonproliferation regime by facilitating the spread of fissile material production capabilities and thus driving us toward a world of ubiquitous “virtual” nuclear weapons states.
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                    These two groups both claim, at least, to have the 
    
  
  
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     interests of the NPT at heart, so it’s hard to know what to make of the idea of Treaty “guardians.”  My own view is that the politicized antics of the “Article IV” faction and the “Article VI” faction have been terribly damaging to the NPT, and to the nonproliferation regime as a whole.  I have heard it suggested in reply, however, that my own “Article II” faction – those states focused above all upon addressing the crisis of nonproliferation noncompliance facing the regime today – is really the one that has things wrong.  With these debates having long since become highly politicized, we face something of an intellectual stalemate – or rather a 
    
  
  
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    -intellectual one, for matters have regressed to the point where NPT theology counts for more than textual or historical analysis.
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                    Displaying its characteristic discomfort with making hard choices in the national security realm, the Obama Administration has in effect declared these competing positions to offer no more than false choices.  We can, it suggests, have our cake and eat it too, as it were, by simultaneously strengthening all 
    
  
  
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     “pillars” of the Treaty.  Trying obligingly to be all things to all critics, however – or at least to all critics 
    
  
  
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    , at any rate, for domestic ones tend to be ignored – the administration has so far refused usefully to clarify its views of what Articles IV and VI actually mean, desperately seeking to avoid giving offense to foreign audiences by sticking to vague platitudes that 
    
  
  
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     not to contradict the proliferation-facilitating Treaty-interpretive hokum articulated by others.
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                    A false belief in the existence of false choices, however, provides no resolution.  It is unlikely that at this upcoming Review Conference (RevCon), U.S. diplomats will be able to avoid some entanglement in these debates, and it is improbable that their ceding of the intellectual field and the moral high ground to their opponents will end up being of much value.  America’s continuing guardianship role in the regime will continue to be simultaneously under-appreciated and taken advantage of by free riders, while U.S. rhetorical and substantive concessions to the Article IV and Article VI factions will probably not win us much in the nonproliferation compliance enforcement struggles upon the successful resolution of which hinges the future of the regime.  America’s guardian role will continue, but it seems more difficult than ever.
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                    II.          
    
  
  
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      Spoilers
    
  
  
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                    The most obvious potential “spoiler” for the upcoming Review Conference, of course, is Iran.  At a hearing last week, House Foreign Affairs Committee Chairman Howard Berman expressed his belief that under the circumstances, a successful conference would be one “united in its condemnation of Iran’s nuclear program.”  Obama Administration officials, however, quickly downplayed Berman’s admirable idea of success.  My successor as America’s lead NPT diplomat, Susan Burk, pointed out that the NPT forum usually operates by consensus, and that Iran will be in the room – limiting what it will be possible to achieve.  And it is true that Iran has played procedural games and caused considerable trouble at past meetings, and it certainly could do so again.
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                    At the very least, we may therefore expect that it will prove very difficult to say anything particularly useful or constructive about nonproliferation noncompliance – and that this will, in turn, limit the RevCon’s ability to contribute to solving the NPT regime’s problems.  The conference is thus caught in a bind.  To say anything particularly meaningful about the regime’s current crisis over Iran seems procedurally problematic on account of the presence of the Iranians themselves in a largely consensus-based group, yet 
    
  
  
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     to address this most pressing of issues will surely powerfully damage the credibility of the Review process.  The NPT forum has already said next to nothing about North Korea’s withdrawal from the Treaty in 2003, with delegations still embarrassingly at odds over whether Pyongyang is actually still a State Party, and successive chairmen stuck in a weird and continuing game of literally hiding North Korea’s placard behind the podium in order to avoid having to rule on the issue.  Is the NPT Review process now to ignore Iran’s nuclear defiance too?  This would be another grave blow.
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                    Discussion of Iran as a “spoiler,” however, really belongs under the taxonomical category of NPT “cheats”: its spoiler role is derivative of its status as a scofflaw.  
    
  
  
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     a treaty violator that is permitted to keep coming to meetings as if it were a member in good standing of the regime community will exercise a malign influence in keeping those meetings from properly addressing the challenge it is itself creating.  More interesting, perhaps, are the spoilers who 
    
  
  
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     cheats, but who have played a role – or who could play a role – in derailing things.
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                    The most obvious player in this regard is Egypt, though it is hardly alone and must today be counted merely as the 
    
  
  
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     leader of a group of Arab governments who have been beating the diplomatic drum over the Israeli nuclear question.  I share Michael’s suspicion that this may really have to do more with Iran than with Israel, but for RevCon procedural purposes that distinction is not necessarily important.  Either way, Egypt is well positioned with pre-prepared excuses for causing trouble – as it did by scuppering last-minute efforts to reach consensus on key issues at the 2005 Review Conference.
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                    It is not clear whether Egypt will choose to obstruct the upcoming RevCon, what concession it might hope to be given in return for any forbearance, or even whether Cairo’s objective is in fact really to obtain some concession at all.  (It is not impossible that its whole 
    
  
  
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     is to pick an unresolvable fight.)  To be sure, Egypt suffered considerable embarrassment from its behavior at the 2005 RevCon, for while a number of countries enjoyed spreading stories that it was (of course!) the United States that was 
    
  
  
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     responsible for the deadlock there, participants were well aware of Egypt’s role as spoiler – and this has hardly been forgotten today.  Yet Cairo seems determined at least to encourage the 
    
  
  
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     that it might choose to sink consensus in 2010 as well.  It is anybody’s guess, at this point, how things will develop.
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                    Interestingly, the Egyptian case points us to the fact that the role of “spoiler” and the role of “guardian” can sometimes get entangled.  To hear its diplomats tell the story, Egypt is the true guardian of one of the NPT’s most cherished ambitions: treaty universality.  It is in the name of this value – specifically, the accession of Israel to the Treaty as a non-nuclear weapons state (NNWS) – that Egypt has all but explicitly threatened to take the 2010 RevCon hostage, and this issue was also central to the Egyptian-led debacle in the procedural endgame in 2005.  Nor was even 2005 the first instance in which 
    
  
  
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     guardianship of multilateral diplomatic principles led countries deliberately to undercut efforts to handle NPT crises through multilateral diplomatic mechanisms.  Two years earlier, one will recall, European diplomats’ desire to teach America a post-Iraq lesson led Britain, France, and Germany to delay and sabotage efforts to deal with the Iranian crisis through the IAEA Board of Governors and the U.N. Security Council by cutting a concessionary side deal with Tehran.  We are still suffering the consequences of that move even today.
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                    At any rate, it seems clear that self-assigned “guardian” status can sometimes lead to paradoxical results – a point which those same Europeans would perhaps also have made, in the context of the Iraq War, about America’s role as the only available military “muscle” behind the nonproliferation regime – and even to the development of a “spoiler” role.  In the absence of a greater sense of shared values, common understandings about what the core principles of the NPT and the nonproliferation regime actually are, and agreement about the prioritization of Treaty-related objectives, we should expect that such dynamics will not abate any time soon.
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                    III.          
    
  
  
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                    The idea of a “free rider” could encompass various situations, though some uses of this label are more heuristically useful than others.  It’s not uncommon, for example, to describe NPT “outliers” – that is, non-parties such as India, Pakistan, and Israel – as free riders.  Such non-parties, one hears it said, take advantage of NPT adherence and compliance by its NNWS: the Treaty prevents weapons development by the NNWS, which serves the interest of nuclear-armed 
    
  
  
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                    I’m not sure how useful the “free rider” concept is in dealing with the outliers, however.  India and Pakistan, for instance, don’t seem to “free ride” in any really significant way on NNWS compliance with the NPT, since the focus of 
    
  
  
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     strategic and political-military concern is not with NPT NNWS but with 
    
  
  
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     (each other) and, for India, with an NPT nuclear weapons state (China).  Through the prism of Indo-Pakistani strategic planning, the Treaty probably adds little, if anything, of value: their main concerns lie with neighbors and rivals who aren’t NNWS as all.  For its part, by this standard, North Korea was in some sense a free rider for a while, violating the NPT while within it, but this period is best discussed as an example of a “cheating” rather than “free riding.”  Since Treaty withdrawal in 2003, moreover, Pyongyang isn’t too usefully described as a free rider either, except insofar as the NPT still helps keep 
    
  
  
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     from building up a formidable and sophisticated countervailing arsenal.
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                    Israel, which most commentators not implausibly assume to possess nuclear weapons, is perhaps the clearest case of a “free rider” outside the regime.  If one believes publicly-available accounts of its nuclear program, however, Tel Aviv didn’t undertake its nuclear development in the expectation of anyone else’s compliance with the NPT, or even with any eye to NPT dynamics at all.  Israel is reputed to have developed nuclear weapons before the NPT existed, and its calculations in going down this road seem to have had essentially nothing to do with other countries’ nuclear forbearance.  (Instead, the basic problem appears to have been quite structural and non-nuclear, at least originally.  Israel was – and remains – a tiny country run by a people with an acute historical experience of near-catastrophic genocidal oppression, and who are today still surrounded by hostile, larger neighbors some of whom still feel its very existence to be offensive and illegitimate.)  It is certainly in Israel’s interest that others in the region both adhere to and comply with the NPT – and here Iran comes most obviously to mind – and in this sense Tel Aviv could indeed be termed a free rider, but free riding does not appear to be a driver of Israeli policy.  The term, in fact, is an unhelpfully shallow and dismissive one with which to describe a motivation of basic survival, and doesn’t seem a very useful prism in this case.
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                    I don’t disagree with Michael’s identification of the People’s Republic of China as a free rider within the NPT system.  Heading “the wrong way” in its nuclear build-up while happily hiding behind its own protestations of disarmament rectitude and taking advantage of the disarmament community’s preference for anti-American rhetoric, Beijing clearly is.
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                    To my eye, however, a more interesting discussion of free riders wouldn’t confine itself to nuclear weapons development, but would rather acknowledge that 
    
  
  
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     the NPT, in the sense that they “consume” the public good of general NPT compliance – a resource created in great disproportion through the blood, sweat, and tears of real Treaty “guardians” such as the United States – without doing much of anything in return.  On one level, an NNWS that would have developed nuclear weapons but for the NPT might be said to have “paid” for this public good by such forbearance, but this argument only goes so far.  For one thing, maintenance of a serious international regime requires more than just a lazily self-satisfied focus upon one’s own compliance: it requires work to ensure compliance by others and otherwise shore up the regime when and where this is needed.  Those who look only to tending their own garden, leaving compliance enforcement entirely to others, cannot call themselves good citizens of the regime in the truest sense of the term.  Second, most NNWS aren’t interested in developing nuclear weapons anyway, or they lack any meaningful ability to do so, or both.  In political terms, this limits the ability of such states to claim credit for nuclear forbearance, for in practice they pay no opportunity cost by complying with Article II.  At best, theirs is a theoretical sacrifice, and while it is not quite 
    
  
  
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     to forebear on such terms, one should not weigh such merely notional “costs” too highly against the concrete sacrifices made by others on behalf of the regime.
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                    Most NNWS thus take advantage of the commitment to nonproliferation shown by leader states – most prominently the United States – that are willing to bear burdens in support of nonproliferation policy.  In my experience, while almost all governments pay lip service to the importance of preventing the further spread of nuclear weapons, depressingly few are willing to 
    
  
  
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     hard toward this end when such work is actually demanding.  Instead, they seem to assume that in the end, proliferation is really an 
    
  
  
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      American
    
  
  
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     problem and will thus be dealt with, if it can be dealt with at all, by the United States.  If it 
    
  
  
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      can’t
    
  
  
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     be dealt with, of course, this is all the more reason not to stick one’s neck out now.  In either case, the result is the same: national inaction and free riding.
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                    Operational passivity by free riders also comes in handy if the costs of compliance enforcement prove high, if actions taken against violators end up producing unintended bad side effects, or if problems arise when action is taken on the basis of faulty information.  In such cases, one can always blame the actor who presumed to take such steps “on its own.”  In short, life is easy for a free rider as long as the big guys do the work and are blamed for any adverse consequences.  (By contrast, of course, regime 
    
  
  
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      successes
    
  
  
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     are 
    
  
  
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      regime
    
  
  
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     successes: they tend to be claimed as a collective triumph.)
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                    I don’t mean to suggest that anyone would ever expect differently-situated countries to make identical contributions to the public good of nonproliferation compliance enforcement, irrespective of power, wealth, size, and position.  Nevertheless, too few countries seem willing to pull even their modest nonproliferation weight, and it seems clear that the free rider phenomenon is alive and well.
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                    I would imagine that free-riding is to some extent inevitable in any system in which actors retain a measure of operational free will.  It only becomes really problematic when it leads to the under-production – or 
    
  
  
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      non
    
  
  
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    -production – of the resource that is consumed.  In the NPT context, this would occur if the behavior of NNWS who benefit from the Treaty regime, but who rely upon “guardians” to do the hard work of actually stopping the spread of nuclear weaponry, led to the failure of leader-state efforts to prevent proliferation.  If production of the public good of nonproliferation compliance enforcement comes to require real work and cooperation by 
    
  
  
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      many
    
  
  
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     states, the system can begin to break down unless habits of free riding by the passive, resource-consuming majority can be broken.  The worry, of course, is that this is precisely what is happening today with respect to Iran and the global proliferation of fissile material production.
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                    IV.       
    
  
  
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      Conclusion
    
  
  
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                    This, therefore, is a glimpse into what one might call the NPT bestiary – an exploration of a few issues surrounding the general categories of Treaty 
    
  
  
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      guardian
    
  
  
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    , 
    
  
  
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      spoiler
    
  
  
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    , and 
    
  
  
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      free rider
    
  
  
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    .  (In the interests of brevity, I’ll leave for some other time the material I prepared yesterday on “outliers” and “cheats,” though they’re plenty interesting too.)  All such categorizations, of course, are just heuristics, and they are imperfect ways of understanding all the subtleties of real-life countries’ interactions in the NPT context.  I hope that this account, however, will be useful in helping acquaint you with the wildlife, for all these strange creatures will soon come out to play in New York, beginning on Monday with the start of the Review Conference.  We should understand them as best we can.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 28 Apr 2010 20:40:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p36</guid>
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      <title>Does “New START” Fumble Reloads and Rail-Mobile ICBMs?</title>
      <link>http://www.newparadigmsforum.com/p39</link>
      <description>As debates over “New START” ratification begin, details like restrictions on U.S. missile defense and on non-nuclear strike are likely to be more important than its “top line” numbers.  But what do those numbers themselves really mean?  Ford offers some thoughts on what ICBMs the treaty would (and would not) restrict: Russia may have gotten more concessions than originally suspected.</description>
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                    At such point as the U.S. Senate begins to debate ratification of 
    
  
  
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      the new Russo-American strategic arms treaty (“New START”)
    
  
  
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    , most observers have assumed that fights will center around details such as its linkages to non-nuclear issues or the weakness of the verification regime it will install in place of the START agreement’s elaborate processes.  In light of the fact that the Obama Administration promised repeatedly that there would be no linkage in the treaty to missile defense, and that the administration’s new 
    
  
  
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      Nuclear Posture Review (NPR)
    
  
  
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     stresses the importance to U.S. strategy (and to the administration’s disarmament agenda) of non-nuclear “prompt global strike” capabilities, the restrictions that New START places upon U.S. capabilities in these regards, and their significance, will surely be much debated.
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                    Most commentators so far, however – including me – have assumed that the “top line” numbers in the new treaty will not prove terribly controversial in the Senate, if only because the reductions they entail are so modest (or perhaps even illusory).  On its face, the fact that this much-hyped new agreement seemed to represent more of a whimper than a bang seemed to me likely to be a cause of major complaint only on the arms control left – and therefore not a problem for Republicans and security-minded Democrats or Independents in the Senate.  The ratification fight with them, I thought, would be held on other conceptual and textual terrain.
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                    But that might not actually be the case after all.  “New START” is apparently one of those agreements that looks stranger the more one stares at it ... and people are starting to stare.  NPF will no doubt deal with the other issues (e.g., missile defense) some other time, but let’s take a hard look at some of the “top line” numbers.  I’m starting to intuit that they may not be so “easy” after all.
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                    I.       THE ARTICLE II(1) LIMITS
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                    What precisely are the things that are limited?  We’ve previously discussed the weird counting rules for deployed warheads, which are billed as a “one third” reduction but actually allow for the possibility that no cuts at all will occur under this treaty.  But let’s turn now to 
    
  
  
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      deployed delivery systems
    
  
  
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     – where it turns out there’s a somewhat strange story too.
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                    Let us, further, limit our discussion here to intercontinental ballistic missiles (ICBMs).  Under New START’s Article II(1)(a), the parties are limited to 700 “deployed ICBMs” each.  What does this limit on deployed systems cover?  The 
    
  
  
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      treaty Protocol 
    
  
  
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    helps explain this.
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                    •	Paragraph 37 of the Protocol says that "[t]he term 'intercontinental ballistic missile' or 'ICBM' means a land-based ballistic missile with a range in excess of 5500 kilometers."
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                    •	Under Paragraph 13 of the Protocol, “[t]he term ‘deployed ICBM’ means an ICBM that is contained in or on a deployed launcher of ICBMs.”
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                    •	Under Paragraph 28 of the Protocol, “[t]he term ‘ICBM launcher’ means a device intended or used to contain, prepare for launch, and launch an ICBM.”
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                    Altogether then, if you have a land-based missile of over 5,500 kilometers in range in a device that can launch it, you have a unit that 
    
  
  
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     fall within the 700-item cap on deployed systems.  But not necessarily.  Pursuant to Paragraph 28, if the launcher for this missile is not “deployed,” this missile/launcher unit falls outside the limit of 700.
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                    So far so good, I suppose.  Everyone understands that non-deployed missiles are caught by the Article II(1)(c) overall cap of 800 for delivery systems, right?  Well, not necessarily.  This limit covers only “deployed and non-deployed ICBM 
    
  
  
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      launchers
    
  
  
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    .”  Per Paragraph 48 of the Protocol, “[t]he term ‘non-deployed ICBM’ means an ICBM not contained in a deployed launcher of ICBMs.”  Remember, however, that Article II(1)(c) doesn’t specifically cover “non-deployed ICBMs.”  It only limits “non-deployed ICBM 
    
  
  
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      launchers
    
  
  
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    .”  Each party to the treaty can therefore apparently possess as many actual ICBMs as it wishes, as long as these missiles aren’t actually in ICBM 
    
  
  
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      launchers
    
  
  
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    .
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                    (Missiles not in launchers are neither “deployed” nor counted as “non-deployed ICBM launchers” for purposes of the 800-unit cap for the simple reason that a “launcher” is not the same thing as a “missile,” and no one apparently thought specifically to address non-deployed 
    
  
  
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     in themselves at all.  Under Paragraph 49 of the Protocol, “[t]he term ‘non-deployed launcher of ICBMs’ means an ICBM test launcher, an ICBM training launcher, an ICBM launcher located at a space launch facility, or an ICBM launcher, other than a soft-site launcher, that does not contain a deployed ICBM.”  Since Paragraph 13 defines “deployed ICBM” as one that is in a deployed launcher, these two provisions, read together, are a bit circular: a non-deployed ICBM launcher is one that does not contain an ICBM that is in a deployed launcher.  And the term “deployed” is itself apparently nowhere defined.  Welcome to treaty law.)
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                    II.       THE PROBLEM OF RELOADS
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                    But what difference might it make that New START would seem to allow the unlimited possession of ICBM 
    
  
  
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      reloads
    
  
  
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    ?  Well, for one, since such missiles are defined as non-deployed, there is no limit upon the number of nuclear warheads in them: the 1,550-warhead limit of Article II(1)(b) only applies to “warheads on deployed ICBMs” – and non-deployed warheads are not constrained at all.  Apparently, each side can have as many nuclear-armed ICBM reloads lying around as it wants – and with as many multiple, independently-targeted re-entry vehicles (MIRVs) as its engineers can fit aboard them.
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                    You might not think reloading would be much of an issue with respect to missile silos, and you might be right – though one should remember that 
    
  
  
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      during the Cold War, Soviet strategists planned for protracted warfighting in part by preparing to decontaminate and reload such silos over the course of a few days
    
  
  
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    .  But what about mobile missiles – of which we have none but which Russia is building as fast as it can – and which are indeed capable of reload/refire operations?  In previous arms control agreements, 
    
  
  
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      “rapid reload” was a recognized possibility, and it was understood that a mobile launcher might be reloaded in less than four hours
    
  
  
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    .   The 10,500-kilometer-range 
    
  
  
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      road-mobile SS-25 missile, for instance, is apparently capable of reload/refire operations
    
  
  
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                    If I’m reading “New START” correctly, then, an SS-25-style treaty-accountable deployed ICBM launcher could be accompanied by one or more nuclear-armed reload missiles and any necessary reload vehicles without such reloads being in any way limited by the agreement.  That’s good news for Russians, who are investing heavily in mobile land-based systems, but not so good if one is stuck with American-style silos.
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                    III.      NON-SELF-PROPELLED MOBILE SYSTEMS
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                    But there’s more.  At least in this scenario – a Russian road-mobile missile followed around by a reload vehicle with as many “war shot” reloads as one likes – the mobile launcher 
    
  
  
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     is a treaty-limited item.  (Article II(1)(c) constrains the total number of “ICBM launchers,” whether deployed or non-deployed.)  But a 
    
  
  
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    -mobile launcher that does not actually have a missile on it would 
    
  
  
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     count as a “non-deployed mobile launcher of ICBMs” within the definition of this term provided in Paragraph 51 of the Protocol – that is, “a mobile launcher of ICBMs that does not contain an ICBM” – because pursuant to Paragraph 45, “[t]he term ‘mobile launcher of ICBMs’ means an erector-launcher mechanism for launching ICBMs and the self-propelled device on which it is mounted.”  (This assumed connection between self-propulsion and being a “mobile launcher of ICBMs” is repeated in the Protocol’s Paragraph 57(c), which defines a “production facility” for mobile ICBM launchers as one at which “the erector-launcher mechanism of a mobile launcher of ICBMs is mounted on the self-propelled device.”)  A transporter-erector-launcher unit on a railroad car – which is not self-propelled, for it must instead be pushed or pulled around by a locomotive – would thus seem not to be caught by Article II limits on “non-deployed” systems at all.
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                    Fretting about rail-mobile systems is no mere fantasy scenario, either.  The enormous 
    
  
  
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      Soviet SS-24 missile
    
  
  
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    , a MIRVed giant with 10 warheads similar to the U.S. Peacekeeper, 
    
  
  
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      was designed to be either silo-launched or rail mobile
    
  
  
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    .    
    
  
  
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      The SS-24 was subject to elimination under the START agreement
    
  
  
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    , but that treaty, of course, is no more – and if you can build 
    
  
  
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      road-mobile systems like the SS-27
    
  
  
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      rail
    
  
  
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    -mobile applications sound quite simple indeed.  Rail-mobile systems are actually in no way unheard of elsewhere, either.  
    
  
  
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      India’s Agni-1 shorter-range ballistic missile has been fired from a railway car
    
  
  
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    ; the 
    
  
  
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      Agni-III intermediate range missile has also been fired from rail-mobile launchers that press accounts describe as being “capable of launching the missile from anywhere in India
    
  
  
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    .”  China has also 
    
  
  
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      studied rail-mobile systems in the past
    
  
  
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    , and is 
    
  
  
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      rumored to be working on a rail-mobile platform for its new DF-31A as well
    
  
  
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    .  (NPF’s counterparts at the 
    
  
  
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     site suggest that 
    
  
  
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      such a Chinese railway TEL already exists
    
  
  
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    .)
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                    The impact of reload or upload operations upon strategic stability might not be so dramatic in the case of missile silos, because their locations are likely known, they are surely all closely watched in peacetime, and they would presumably be fairly vulnerable in a nuclear exchange.  Stealthy uploading of empty silos would surely be very difficult, and wartime reloading highly problematic indeed.  Mobile missiles, however, present quite another situation.  If you can’t find them, you cannot prevent uploading, or even count on knowing when the immediate strategic balance is being shifted against you through such activity.  Furthermore, reloading in wartime remains a real possibility for mobile systems, and wouldn’t take very long.
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                    “New START” would seem to allow a party to have unlimited numbers of rail-mobile launchers deployed with nuclear-armed missiles, at least if these missiles are not actually uploaded.  In such a scenario, if you gave the signal, all your rail-mobile launchers could be uploaded with MIRVed missiles in extremely short order, but prior to that point, none of these launchers 
    
  
  
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     warheads would fall within treaty limits: you could have as many as you like.  With a suitable investment in such systems, in other words, one could lawfully linger only a few hours away from a sort of “add-water-and-stir” strategic breakout capability.  Since Russia is presently building mobile ICBM systems and we are not, some Senators might find this possibility worrisome.
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                    And the situation could actually be worse than that.  Article II(1)(c) of the “New START” agreement, as we have seen, limits “deployed and non-deployed ICBM launchers.”  Since an “ICBM launcher” is defined by Paragraph 28 of the Protocol as “a device intended or used to contain, prepare for launch, and launch and ICBM,” you might think that a rail-mobile TEL 
    
  
  
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     would count under this limit.
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                    Weirdly, however, it may not be that simple.  As we have seen, Paragraph 45 of the Protocol defines “mobile launcher of ICBMs” in terms that would not reach rail-mobile (or any other non-self-propelled) launchers.  The Protocol’s definitions, in Paragraphs 16 and 51, for “deployed” and “non-deployed” mobile ICBM launchers piggyback upon Paragraph 45.  (This is hardly surprising: if it’s not considered a mobile ICBM launcher in the first place, it cannot be either a 
    
  
  
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     mobile ICBM launcher.)
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                    Here’s the trick: it’s not entirely clear that rail-mobile systems – or any other non-self-propelled mobile systems, for that matter – fall within the Article II(1)(c) cap at all, 
    
  
  
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    .  As noted, based only upon the language of Article II itself, one could make a decent argument that they do.  But the Protocol complicates things.  It does not define “deployed ICBM launcher” or “non-deployed ICBM launcher” in themselves, thereby leaving inexplicably undefined the basic categories that are constrained by the Article II(1)(c) cap of 800 units.  It 
    
  
  
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    launcher.  This suggests that the treaty should be viewed as 
    
  
  
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                    And that may not be all.  The Protocol’s Paragraphs 13 and 14 define “deployed ICBM” as an ICBM that is “contained in or on a deployed launcher of ICBMs” and define “deployed launcher of ICBMs” as an ICBM launcher that contains an ICBM and isn’t a test or training unit, and isn’t at a space launch facility.  If one is to infer from the Protocol’s strange construction that mobile non-self-propelled systems don’t count as ICBM launchers in the first place – for, as we have seen, they are not reached by the Protocol’s definition in Paragraphs 16 and 45 of deployed 
    
  
  
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     – such devices may not even fall within Article II(1)(a)’s 700-unit cap on “deployed ICBMs” either.
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                    If this is the case, rail-mobile or other non-self-propelled mobile ICBM systems wouldn’t be limited by the treaty in any way, whether or not they are deployed or uploaded with missiles.  This would presumably be good news for the growing Russian mobile missile industry, but hardly for the Americans that would be targeted by such devices – which Russia would seem free to possess in any numbers it likes.
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                    Perhaps an attentive NPF reader will be able to convince me that I’ve misread “New START” and its protocol.  I hope so: the holes the agreement seems to leave in these definitions appear greatly to favor Russian strategic planners over their American counterparts, and it would bode ill for Senate ratification if the members of the Obama Administration’s varsity negotiating squad had been so out-maneuvered by their Russian partners.  (For the record, NPF would be delighted to post on this website an administration rebuttal or clarification on these points, and I invite such feedback.  I may be reached at 
    
  
  
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                    One could perhaps argue about whether the United States really needs a traditional Cold War-style arms control treaty with Russia at all at this point, though it has been a centerpiece of the Obama Administration’s policy that we do.  If we are to have a treaty, however, surely it should be one that lacks major loopholes.
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                    Unless I’m greatly misreading the text, therefore, don’t count on the treaty’s “top line” being found quite so easy after all.
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    -- Christopher Ford
  

  
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      <pubDate>Mon, 26 Apr 2010 20:44:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p39</guid>
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      <title>House Foreign Affairs Committee Testimony on the NPT RevCon</title>
      <link>http://www.newparadigmsforum.com/p41</link>
      <description>In testimony before the U.S. House of Representatives’ Committee on Foreign Affairs on April 21, 2010, Ford discusses the linkage between nonproliferation and disarmament and some of the challenges facing the Obama Administration’s approach to the upcoming NPT Review Conference.</description>
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      The following is the written version of remarks presented to the 
    
  
    
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        Committee on Foreign Affairs
      
    
      
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            of the U.S. House of Representatives by NPF’s Christopher Ford on April 21, 2010
          
        
          
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          .  Some annotations have been added, but are clearly marked.
        
      
        
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                    Mr. Chairman, Madame Ranking Republican Member, and members of the Committee, thank you for the chance to testify here today.  I will try to keep my oral remarks short as a brief summary of my views, and hope it will be possible to enter the written version in the hearing record.
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                    This time next month, delegations from around the world will be meeting in New York during the penultimate week of the 2010 Review Conference (RevCon) of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT).  I appreciate the chance to discuss the upcoming RevCon, and to offer my perspective upon the challenges it faces.
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                    I.          
    
  
  
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      The Crisis of Nonproliferation Compliance Enforcement
    
  
  
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                    The RevCon needs to be seen against the backdrop of a generalized modern failure of nonproliferation enforcement since the end of the Cold War.  During the period of U.S.-Soviet global rivalry, a number of countries had nuclear weapons programs, but many of them were persuaded to abandon such work.  There were also some nonproliferation successes in achieving “rollback” of nuclear weapons programs during the transition from the Cold War to the post-Cold War eras.  The prospect of regime change and the dissolution of the perceived Soviet threat helped lead South Africa to dismantle its program, for example, and some former Soviet republics were persuaded to relinquish the weapons stranded upon their soil by the collapse of Soviet imperial power.  For its part, Iraq’s nuclear weapons program was, rather inadvertently, smashed by force of U.S. arms in 1991.
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                    With the exception of Libya, however – for which the multilateral aspects of the nonproliferation regime deserve little credit, with Muammar Qaddafi having decided to put his weapons of mass destruction (WMD) programs on the negotiating table as U.S. forces massed against Iraq again in early 2003, this time on very publicly WMD-related grounds – the nonproliferation regime has struggled with compliance enforcement.  North Korea signed the NPT in bad faith, immediately violated it, and apparently continued its violations without interruption until finally withdrawing in 2003.  Today it has nuclear weapons.  Iran violated the NPT during this same period, was publicly caught in 2002, but remains today defiantly committed to its nuclear program.  Today, Tehran already has or will soon acquire the technical option of building nuclear weapons – either overtly or shrouded in a policy of deliberate formal ambiguity while perhaps even remaining corrosively within the NPT.
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                    Syria has been caught in secret nuclear work in conjunction with the North Koreans on what seems to have been a Yongbyon-style plutonium production reactor, but continues simply to deny the available evidence and obstruct the collection of more by the International Atomic Energy Agency (IAEA).  Meanwhile, the secretive and paranoid military junta that rules Burma has made itself a worrisome question mark these days as well – with Secretary of State Hillary Clinton warning about North Korean military links to the Burmese regime, and unnamed experts leaking stories to the press about possible cooperation in dual-use nuclear technology.
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                    The international community’s response to these problems has not been impressive.  President Obama echoed many years of U.S. policy when he said in Prague in April 2009 that “[r]ules must be binding. Violations must be punished. Words must mean something,” and when he proclaimed that “[w]e need real and immediate consequences for countries caught breaking the rules.”  But except where certain actors have taken things upon themselves – as with efforts to deal with Iraq and Syria, or with the successful tripartite Libya WMD negotiations – the nonproliferation regime in the post-Cold War era has had worryingly little success in giving life to these grand principles.  It is not precisely that the multilateral diplomatic community has entirely 
    
  
  
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     to mount responses to nuclear proliferation provocations.  The problem is, rather, that what responses have occurred have been uniformly weak.  Even where multilateral steps have been taken, they have done too little and come too late to have the desired effect upon the cost-benefit calculations and strategic decision-making of their targets.
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                    Make no mistake, Mr. Chairman, I don’t mean to suggest that the problem is 
    
  
  
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     one of multilateral diplomatic approaches being able to provide only “too little, too late” responses to proliferation provocations.  It is by no means necessarily the case that more vigorous steps, taken earlier, would have entirely turned the tide in influencing determined troublemakers such as North Korea and Iran.  I do think, for instance, that the world rather shamefully passed up a potential opportunity to affect Iranian decision-making in 2003 by allowing European enthusiasms for poking a post-Iraq finger in Uncle Sam’s eye to undermine the multilateral pressure that was building in reaction to revelations about Tehran’s secret nuclear work.  But changing the fundamental calculations of such regimes regarding nuclear weapons may well 
    
  
  
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                    We need to bear in mind this backdrop of the failure of nonproliferation compliance enforcement if we wish to understand the subterranean dynamics of the 2010 RevCon.  With this predicate, let me say a few words about one of the most interesting diplomatic challenges facing the United States in connection with this upcoming meeting: the linkage between nuclear disarmament and nonproliferation.
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                    II.          
    
  
  
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    Some in the international community affiliated with the global disarmament movement have argued for years that a critical reason for the NPT’s problems today is that the United States and the other NPT nuclear weapons states (NWS) have not moved fast enough in getting rid of their nuclear weapons.  The way to turn around today’s crisis of nonproliferation noncompliance, it has repeatedly been said, is for the NWS – or at least the United States, which often seems to be the only state many in the disarmament community really care about disarming – to disarm faster.  If we do so, we are told, the world will heave a great sigh of relief and finally rally to the cause of nonproliferation.
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    The notion that improvements in our disarmament “credibility” will lead the other countries of the world to start taking nonproliferation compliance enforcement seriously is fundamental to Obama Administration policy.  This idea – which I call the “credibility thesis” – seems to have been explicitly introduced as U.S. policy by Assistant Secretary of State Rose Gottemoeller, who delivered remarks on behalf of President Obama at the May 2009 NPT Preparatory Committee meeting to the effect that the United States was now finally committing itself to “initial” steps towards “a world free of nuclear weapons.”  By embarking on this path, it was declared, “we will strengthen the pillars of the NPT and restore confidence in its credibility and effectiveness.”  The credibility thesis is also articulated in the Obama Administration’s new Nuclear Posture Review (NPR), which explicitly states – twice, no less – that that the new U.S. “negative security assurance” (NSA) on non-use of nuclear weapons is intended to “persuade non-nuclear weapon states party to the Treaty to work with the United States … to adopt effective measures to strengthen the non-proliferation regime.”  
    
  
  
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       In testimony shortly before Ford’s remarks, Amb. Susan Burk declared that it was Obama Administration policy to “demonstrate we’re making progress on Article VI” of the NPT – the Treaty’s operative clause addressing disarmament – because this was critical to persuading non-nuclear weapons states to forswear nuclear weapons development.]
    
  
  
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                    I have been skeptical of this credibility thesis, Mr. Chairman, but this is not because I think nonproliferation and disarmament are entirely unrelated.  Indeed, in my view, the coherence of the disarmament agenda requires some linkage to nonproliferation, insofar as nuclear weapons elimination by today’s nuclear weapons possessors would make no sense without significant improvements in nonproliferation compliance enforcement.  After all, it would be remarkable to suppose that today’s possessors would – or even should – eliminate their own arsenals unless it were clear that newcomers would be kept out of the nuclear weapons business.  A regime that cannot enforce its own core nonproliferation rules is not a regime capable of sustaining any serious push for disarmament.
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    To its credit, the current administration insists upon this sort of linkage.  Echoing policy statements repeatedly made by the Bush Administration in NPT fora and at the Conference on Disarmament in 2007 and 2008, the Obama Administration’s new NPR proclaims that among the “very demanding” set of “conditions that would ultimately permit the United States and others to give up their nuclear weapons without risking greater international instability and insecurity” is “success in halting the proliferation of nuclear weapons.”  The recognition of a causal arrow between nonproliferation and the possibility of disarmament – that is, of disarmament’s fundamental unintelligibility without robust nonproliferation compliance enforcement – is rooted in basic logic, and clearly transcends political party and presidential administration.
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    But the Obama Administration seems to believe in a further linkage, too: a linkage in the other direction, between disarmament and the possibility of nonproliferation.  This is the linkage of the credibility thesis – specifically, the causal connection it presumes between disarmament movement and nonproliferation success.  Having more of the former, we are asked to believe, will give us more of the latter.
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                    Especially given the degree to which our elimination of many thousands of weapons and delivery systems since the end of the Cold War – cuts amounting to something like three quarters of our arsenal – had little apparent effect in catalyzing effective multilateral compliance enforcement against North Korea and Iran, betting the store on the credibility thesis today seems to me unwise.  But I could be wrong.  In short order, we will have a chance to test which side is right about this.
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                    One window into the credibility of the credibility thesis will come with the 2010 RevCon.  I doubt that we’ll see much of a significant change in the willingness of States Party to articulate robust positions against Iranian noncompliance, or in favor of controlling the spread of fissile material production technology, or in support of rapid and credibly-verified denuclearization in North Korea.  But I will nonetheless be watching and hoping for signs of some kind of turnaround now that the United States, led by a disarmament-focused Nobel Laureate, claims to be leading the global charge toward nuclear weapons abolition.
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                    Make no mistake, however: the diplomatic challenges in this regard for the administration will not be trivial even under the best of circumstances.  Fundamentally, even if the credibility thesis were a sound one supported by historical evidence—a proposition about which I have my doubts – Washington may have a hard time capitalizing on President Obama’s high profile disarmament posture.
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                    Part of this is a self-inflicted problem of expectations.  Even a casual reader of the Obama Administration’s Nuclear Posture Review will be struck by the degree to which – rhetorical flourishes aside – many of the fundamental elements of our 
    
  
  
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     nuclear policy actually represent a continuation or even advancement of Bush Administration policy: nuclear weapons complex modernization; development of successor strategic delivery systems; enhancing U.S. nuclear warhead designs with advanced safety and security features and improved reliability with the integration of elements from past designs; accelerated warhead dismantlement; reductions to the minimum level consistent with strategic deterrence and alliance reassurance requirements; maintenance of a robust and effective nuclear deterrent for as long as nuclear weapons exist; commitment to improved missile defenses; and the development of better 
    
  
  
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      non
    
  
  
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    -nuclear weapons with strategic reach and near-real-time impact.
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                    At the same time, the much-vaunted “New START” agreement with Russia is not – in its raw numbers, at least, though other details are more problematic 
    
  
  
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       In his oral presentation, Ford here specifically mentioned potential treaty-based constraints upon missile defense, the loss of meaningful access to Russian telemetry data, and constraints on non-nuclear strategic strike] 
    
  
  
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    – much different than one might have seen had the Bush Administration been around to conclude the post-START talks that it itself began with Russia in 2006.  The new treaty imposes only relatively small cuts to strategic delivery systems, does not touch aggregate warhead stocks at all, and may not even reduce the number of deployed warheads in the slightest.  Futhermore, except for its self-congratulatory media splash, the recent Washington Nuclear Security Summit builds only incrementally, if at all, upon the substance of nuclear security initiatives developed under Bill Clinton and George W. Bush.
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                    I say this not by way of complaint, Mr. Chairman, for I am generally of the view that cautious, incremental movement is wiser – in this world of complex feedback relationships and deep unpredictability – than the ambitious and often dangerous vanity of assuming that the world can be reshaped, wholesale, to our whims and good intentions.  If the Obama Administration is learning to approach national security issues with more caution than “transformational” conceit, I applaud them for it.
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                    Let me also say that I believe that the administration is basically 
    
  
  
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     that the modernization-focused elements of its nuclear strategy are consistent with a sincere commitment to disarmament.  Even if we do not require as many nuclear weapons as in past years, we clearly 
    
  
  
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      do
    
  
  
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     still continue to require 
    
  
  
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      some
    
  
  
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     of them – both for strategic nuclear deterrence and perhaps indeed also for other purposes explicitly or implicitly recognized in the Obama Administration’s new declaratory policy (
    
  
  
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    , deterring or potentially responding to conventional, biological, and/or chemical attack by at least some countries).  Even to hear the administration tell it, we will also continue to need nuclear weapons for quite a long time.
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                    During this period, if we are serious about continuing reductions, we will necessarily be asking more of our remaining warheads, delivery systems, and infrastructure.  If we are safely to manage the potentially very long transition imagined on the way to some possible future “zero,” we thus cannot avoid the issue of modernization.  (The alternative to modernization is either 
    
  
  
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      de facto
    
  
  
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     disarmament before it is safe or sane for us to take such a step, or – precisely for this reason – to see our 
    
  
  
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      lack
    
  
  
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     of modernization become a brake upon disarmament progress.)  In this sense, therefore, I think administration officials are correct to argue that their talk of modernization is in no way inconsistent with seriousness about disarmament.  If anything, in fact, they understate the case for modernization – a point which conservatives are sure to drive home in ratification debates over the “New START” deal.
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                    But the intended foreign audience for U.S. disarmament posturing pursuant to the “credibility thesis” will be very unlikely to see things this way, and generations of near-theological antipathy to the very 
    
  
  
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     of nuclear deterrence in some quarters will make these reasonable arguments exceedingly hard to sell.  Whatever the substantive merits, the political “optics” of the debate seem quite lopsided.  It may in fact 
    
  
  
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     consistent with disarmament rectitude to pursue the sort of “Bush Lite” nuclear arms agenda the Obama Administration seems to be developing – leavened for the political left only by more “zero”-focused rhetoric, a commitment to an increasingly unlikely test-ban ratification, and a confusing and still notably ambiguous declaratory policy – but it does not 
    
  
  
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     that way to those whom the proponents of the credibility thesis presumably most wish to influence.  This will be a tough diplomatic nut to crack, especially since the Obama Administration’s efforts to play to the disarmament grandstands during his first year in office raised the disarmament community’s expectations to a fever pitch.
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                    II.          
    
  
  
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      Judging “Success”
    
  
  
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                    Provided that the issue of the Middle East does not pop up – as it did in the endgame of the 2005 NPT RevCon – to derail efforts to develop consensus, and provided that Iran and its supporters do not deliberately impose procedural obstacles as they have sometimes tried to do in the past, I think it likely that this RevCon will produce an agreed final document.  For some, this will presumably be considered proof of the RevCon’s “success.”
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                    I would encourage the committee to have higher standards, however, and to look beyond just the question of the existence (or non-existence) of a final document as a measure for assessing RevCon “success.”  The 
    
  
  
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     of any such document is far more important than its existence 
    
  
  
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      per se
    
  
  
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     – for while a good consensus document is nice, a bad one can be worse than no agreement.  More important still is the underlying question of whether the RevCon advances or retards progress in addressing the fundamental challenges of nonproliferation noncompliance that are today sending cracks snaking through the foundations of the NPT, and even of the broader nuclear nonproliferation regime itself.  
    
  
  
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       Chairman Berman, in his opening remarks, declared that a successful Review Conference would be one “united in its condemnation of Iran’s nuclear program.”]
    
  
  
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                    We should not pretend that NPT meetings can do more than they can do.  Fortunately, it does not fall to this RevCon to “save” the NPT or the nonproliferation regime, and no one expects that it will do anything direct or even enormously significant to turn around the regime’s decay.  What it 
    
  
  
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      can
    
  
  
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     do, however, is to begin demonstrating that the international community really cares about nonproliferation.  States Party need not merely to declare themselves opposed to bad things.  They must somehow signal a willingness to 
    
  
  
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     enforcing nonproliferation rules and creating conditions that disfavor the spread of nuclear weapons – and they must signal a real willingness to bear specific and meaningful, as opposed merely to rhetorical and symbolic, burdens in support of this objective as the world struggles with the challenges at hand.
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                    I have my doubts, Mr. Chairman, that more emphatic public posturing on disarmament – or even faster U.S. nuclear reductions themselves, on top of the extraordinary cuts the United States achieved under the previous four presidents – will make much difference in affecting the international community’s willingness to rally to the flag of nonproliferation compliance enforcement and the crafting of sensible technology controls keyed to proliferation risk.  I would, however, be delighted to be proven wrong.  If the proponents of the credibility thesis are right, we should now be able to elicit dramatic progress in bringing recalcitrant countries over to the cause of nonproliferation seriousness.  I wish the Obama Administration good luck and rapid progress in this, for it is perilously late.
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                    Thank you, Mr. Chairman.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Fri, 23 Apr 2010 20:47:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p41</guid>
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    <item>
      <title>Controlling Nuclear Materials Worldwide: Assessing the Summit</title>
      <link>http://www.newparadigmsforum.com/p44</link>
      <description>In recent remarks in Washington, D.C., Ford assesses the results of the Washington Nuclear Security Summit.  What we need, he says, is not more “plans on paper” but more changes to “facts on the ground.”  Whether or not governments follow-up their rhetoric with concrete action remains to be seen.</description>
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      This is the written version of remarks presented by Christopher Ford on April 14, 
      
    
      
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          2010, at a 
        
      
        
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            conference on “Assessing the Nuclear Security Summit”
          
        
          
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           on sponsored by 
          
        
          
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                Hudson Institute
              
            
              
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               and the 
            
          
            
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                Partnership for a Secure America
              
            
              
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              .
            
          
            
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                    Thanks, Andy.  Let me start by thanking the Partnership for a Secure America for making this event possible.  As always, it’s a pleasure to participate, and thank you for having me.
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                    In the lead up to this week’s “Washington Nuclear Security Summit,” the Obama Administration and its friends in the media were fond of comparisons between this week’s “Washington Nuclear Security Summit” and the last such international meeting attended by so many heads of state.  According to administration officials, the summit was “
    
  
  
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      the largest gathering of countries hosted by an American President dedicated to a specific issue like this in many decades, since the conference in San Francisco around the United Nations
    
  
  
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    .”
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                    Now that the summit has ended, however, the Obama team may regret such ambitious comparisons.  Delegates to the San Francisco summit labored mightily, and gave birth to a new international order, creating a sweeping new set of international institutions by agreeing upon the 
    
  
  
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      United Nations Charter
    
  
  
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     and the 
    
  
  
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      Statue of the International Court of Justice
    
  
  
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    .
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                    The attendees at this week’s summit have perhaps labored no less mightily, but by the standards of San Francisco, they have given birth to no more than a mouse.
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                    With its 
    
  
  
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      negotiated statement
    
  
  
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    , the attendees in Washington said 
    
  
  
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    &lt;a href="http://www.sanfranciscosentinel.com/?p=68374"&gt;&#xD;
      
                      
    
    
      some fine-sounding, if rather unspecific, things about the danger of nuclear terrorism and how governments hope to cooperate better in securing vulnerable materials worldwide
    
  
  
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    , increase reliance upon low-enriched uranium (LEU) rather than highly-enriched uranium (HEU), and proclaimed the importance of a couple of fairly obscure international agreements – specifically, a 
    
  
  
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      2005 amendment
    
  
  
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     to the 
    
  
  
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      Convention on the Physical Protection of Nuclear Materials
    
  
  
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     and the 
    
  
  
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      Convention for the Suppression of Acts of Nuclear Terrorism
    
  
  
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    .  (
    
  
  
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      Apparently no actual new ratifications of these agreements have been forthcoming, however
    
  
  
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    .)  Some countries 
    
  
  
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      made specific promises to tighten controls or reduce nuclear stocks
    
  
  
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    , and 
    
  
  
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      Russia and the United States are apparently now finally going to implement a long-delayed agreement on disposing of plutonium from former nuclear weapons
    
  
  
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                    These are hardly bad things, and should be commended.  One wonders, however, whether history will view this result as being worth the enormous expenditure of time, effort, and – scarce U.S. political capital entailed in organizing this huge summit.
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                    I.          
    
  
  
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      Plans On Paper versus Facts on the Ground
    
  
  
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                    The White House has made much of its intention to use this summit to come up with what President Obama said would be “
    
  
  
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      a specific work plan
    
  
  
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    ,” characterized by “some very specific commitments” and “very specific steps” rather than “
    
  
  
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      just some vague, gauzy statement
    
  
  
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    .”
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                    The problem, however, is that when it comes to preventing nuclear terrorism, the world did not lack agreed work plans.  The first major diplomatic initiative between heads of state focusing on the prevention of nuclear terrorism was the Global Initiative to Combat Nuclear Terrorism (GICNT), announced by President Bush and then-Russian President Vladimir Putin in 2006.  Participants in GICNT has already grown to include fully 77 countries by February 2010.  The Global Initiative has its own quite specific 
    
  
  
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      statement of principles
    
  
  
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    , forming a program of action that ranges from information-sharing to physical protection, and from law enforcement and regulatory authorities to nuclear forensics.  Rather than create airy political-level pronouncements, in fact, GICNT aims to “
    
  
  
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      focus on concrete operational-level cooperation
    
  
  
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    .”  Indeed, the Initiative is a 
    
  
  
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    , not just a big meeting, and has already held at least five summits.
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  &lt;p&gt;&#xD;
    
                    Another example is 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/isn/73519.htm"&gt;&#xD;
      
                      
    
    
      U.N. Security Council Resolution 1540
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  In some sense, in fact, Resolution 1540 accomplished vastly more than this summit’s mere articulation of general steps for countries to follow on a purely voluntary basis.  Issued by the Security Council using its legal authority under Chapter VII of the United Nations Charter, Resolution 1540 actually created a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      binding legal obligation 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to take specific steps in combating nuclear terrorism – and indeed to prevent any non-state actor from any weapons of mass destruction (WMD) technology.  It required all states to adopt and enforce laws to prohibit such activity, establish effective internal and export controls to prevent WMD proliferation, secure relevant items in transport or storage, augment border controls and law enforcement, sensors, end-user controls, and appropriate penalties for violations of export control rules.  Moreover, it was not a mere political and voluntary “work plan” but actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      a law
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So there really isn’t a lack of broad policy direction and legal guidance out there, nor any lack of countries willing to proclaim their good intentions and their desire to prevent bad things from happening.  But of course that’s the easy part.  As the old proverb has it, there can be many a slip twixt the cup and the lip: fine pronouncements, and even legal requirements, are only as good as parties’ willingness to act upon them.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Despite what Obama Administration officials would have one believe as they seek to claim the nuclear terrorism issue as their own despite so many years of prior U.S. work, the problem is not that we need a new “work plan” – much less merely that someone finally needs to “
    
  
  
                    &#xD;
    &lt;a href="http://blogs.abcnews.com/politicalpunch/2010/04/president-obama-outline-goals-for-nuclear-summit.html"&gt;&#xD;
      
                      
    
    
      raise the level of awareness and attention
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” and “
    
  
  
                    &#xD;
    &lt;a href="http://abcnews.go.com/WN/secretaries-robert-gates-hillary-clinton-preventing-nuclear-terrorist/story?id=10346407"&gt;&#xD;
      
                      
    
    
      trigger a common sense of urgency
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  The real problem lies with many governments’ unwillingness to do enough once their heads of state return home.  We don’t really need additional “plans on paper”: we just need new “facts on the ground.”  And this is where the Washington Summit looks most mouselike.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    President Obama promised in Prague in April 2009 to “
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/the_press_office/Remarks-By-President-Barack-Obama-In-Prague-As-Delivered/"&gt;&#xD;
      
                      
    
    
      secure all vulnerable nuclear material around the world within four years
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  That is now more than a year ago, however, so he now has only 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      three
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     years left.  (To be sure, this deadline seems to be receding conveniently as time passes – and the White House was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      still
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     talking this week about securing vulnerable material within “
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/blog/2010/04/12/effort-achieve-nuclear-security-0"&gt;&#xD;
      
                      
    
    
      four years
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  
    
  
  
                    &#xD;
    &lt;a href="http://www.kansascity.com/2010/04/13/1875108/communique-of-nuclear-security.html"&gt;&#xD;
      
                      
    
    
      The summit communiqué now picking up the “four years” refrain
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , apparently re-starting the clock yesterday afternoon.)  Whether or not the president actually keeps his Prague promise, however, this is not a time merely for speechifying.  As Obama himself told the delegates here in Washington, it is time “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/14/world/14summit.html?hp"&gt;&#xD;
      
                      
    
    
      not simply to talk, but to act
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  That’s why it’s disappointing that this summit was so “
    
  
  
                    &#xD;
    &lt;a href="http://www.google.com/hostednews/ap/article/ALeqM5gxFY0uxPOYgMUIE7Avm3TmMh8XMAD9F2CBO83"&gt;&#xD;
      
                      
    
    
      short of details on how this would be achieved
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But I want to be fair.  Perhaps this summit – with all its grandiosity and self-conscious scale – will indeed help catalyze real actions to change facts on the ground.  Since 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/14/world/14summit.html?hp"&gt;&#xD;
      
                      
    
    
      President Obama has announced that there will be a follow-up summit in 2012, in South Korea
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , perhaps leaders will feel political pressure to produce at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      some
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     results in the interim.  We shall see – though progress in that regard will probably hinge less upon anything that happened here in Washington this week than upon whether the Obama Administration is willing and able to devote sufficient political capital to keeping up a continuous pressure for results in the months and years ahead.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    With regard to how to build upon this summit, let me say that it is a shame to see the Obama Administration so keen to hide the degree to which its focus upon preventing nuclear terrorism represents continuity with the policy of the Bush Administration, and with the Clinton Administration before that.  
    
  
  
                    &#xD;
    &lt;a href="http://secretaryclinton.wordpress.com/2010/04/10/video-secretary-clinton-at-mcconnell-center-on-start-stroke-of-genius/"&gt;&#xD;
      
                      
    
    
      To hear the Obama Administration tell it
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , one might think that the United States only recently realized that the Cold War is over and nuclear terrorism is a threat.  But nothing, of course, could be further from the truth: this insight was a cornerstone of Bush policy, and very important under Bill Clinton as well.  If Obama has somehow indeed seen farther than his predecessors it is because – as the old saying goes – he stood on their shoulders.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="http://whitehouse.blogs.foxnews.com/2010/04/13/nuclear-security-summit-communique-and-work-plan/"&gt;&#xD;
      
                      
    
    
      White House press releases stress President Obama’s visionary role
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , but the main things he seems to have added to the mix are an unrealistic four-year deadline, and this self-congratulatory spasm of a summit itself.  Such self-aggrandizing amnesia is not unsurprising in Washington, though it is disappointing in a president once billed as a “transformative” and “post-political” chief executive.  But today’s White House shouldn’t play hide-the-ball when it comes to the continuity in U.S. policy.  To the contrary: it should embrace it.  Nuclear terrorism is an issue that has long transcended politics and political party.  The Administration should 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      emphasize
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     how it is building upon the work of past administrations – and it should use this approach as a model for how to approach national security issues an otherwise dysfunctional Washington political system.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But one should probably reserve judgment on this week’s huge summit.  It is too early to tell whether it will be followed up by concrete action by the states whose leaders clogged our roadways this week.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Disappointments
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    That said, let me outline a few of the things I wish this summit had also managed to address – for there were some holes in its agenda.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    •	   First, for instance, why were radiological dispersal devices (RDDs) – that is, so-called “dirty bombs” – so conspicuously left off the agenda?  Whatever the actual probability of a terrorist attack using an actual nuclear weapon, the likelihood of an RDD assault is surely much higher: making one requires no special expertise, and radioactive isotopes suitable for the purpose are much easier to obtain than the weapons-grade fissile material needed for an actual nuclear explosive.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Yet although some countries reportedly mentioned the subject in their individual remarks, “dirty bombs” apparently featured essentially not at all in the summit proceedings.  The final communiqué might perhaps be referring to this issue obliquely and in passing – noting that “
    
  
  
                    &#xD;
    &lt;a href="http://www.seattlepi.com/national/1151ap_us_nuclear_conference_communique.html"&gt;&#xD;
      
                      
    
    
      measures contributing to nuclear material security have value in relation to the security of radioactive substances” and that these latter substances should be secured “as well
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” – but this is thin gruel indeed for a type of terrorist attack 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     likely to occur than nuclear weapons use.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    •	   Second, one wonders why more immediate practical results were not at least 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      sought
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  I infer that more concrete steps were felt to be “too hard” to achieve at the summit, but if this idea was too much even for the collective clout of all these heads of state, what will happen once the diplomatic pressure is off?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Given what we are told is a colossal threat – and indeed, “
    
  
  
                    &#xD;
    &lt;a href="http://www.defense.gov/npr/docs/2010%20Nuclear%20Posture%20Review%20Report.pdf"&gt;&#xD;
      
                      
    
    
      today’s most immediate and extreme danger
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” – should not we have tried to elicit actual contributions of money and manpower for the cause?  U.S. efforts to secure vulnerable nuclear materials began years ago, in the mid-1990s, with the Nunn-Lugar legislation.  These efforts, beginning with the Former Soviet Union and increasingly expanded onto a global stage under President Bush, have been funded to the tune of billions of dollars by U.S. taxpayers.  They have also been undertaken largely, if not exclusively, by American personnel.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Obama Administration wants to continue this expansion of Cooperative Threat Reduction (CTR), but doing this – and as quickly as the President has promised – will require vast amounts of money and expertise.  Especially given the 
    
  
  
                    &#xD;
    &lt;a href="http://www.cbo.gov/"&gt;&#xD;
      
                      
    
    
      ruinous federal deficits today being run by the Obama Administration
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , there’s no way that paying for such work all over the world can remain a burden borne exclusively by the U.S. taxpayer.  What role 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      does
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     President Obama envision for U.S. money and personnel in the international crash program the summit just proclaimed to ensure the security of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      everything, everywhere
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in short order? Why did President Obama not pass the hat, soliciting real contributions of money and personnel?  Will this summit produce no more than leaders’ promises to go home and do their homework on their own?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    •	   Third, almost nothing has been said about one of the most obvious potential problems in the fight against nuclear terrorism: the dangers that arise when state sponsors of terrorism acquire nuclear technology.  So far, the rhetoric about “loose nukes” makes it sound as if the only thing anyone should worry is the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      accidental
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     loss of nuclear materials to crafty terrorists.  But the danger of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      deliberate
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     transfers of technology – either as official policy or as a choice by radicalized elements within an already radicalized regime – is hardly trivial.  
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/14/world/14summit.html?hp"&gt;&#xD;
      
                      
    
    
      French President Nicolas Sarkozy apparently proposed that transfers to terrorist groups be criminalized and prosecuted by some kind of international court
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , but the Obama Administration has been remarkably quiet about state sponsorship issues.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Perhaps the omission of the state-sponsorship threat is explainable by the Obama Administration’s lack of progress in actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      doing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     anything about the nuclear weapons ambitions of the modern world’s most notorious state sponsors of terrorism (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , Iran, North Korea, and Syria).  (To be sure, the Obama Administration has been trying to use the occasion of this summit to elicit China’s long-overdue support for serious Security Council sanctions against Tehran for its nuclear provocations, but this had nothing to do with terrorism – and 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/14/world/14summit.html?hp"&gt;&#xD;
      
                      
    
    
      so far Obama’s effort seems to have come to naught
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     anyway.)  Whatever the reason, except for that comment by Sarkozy, the issue of potential state sponsorship of nuclear terrorism seems to have been essentially taboo.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    •	   Another unaddressed problem with nuclear materials security about which one hasn’t heard the Obama Administration talking – much less the summit pronouncing upon – is the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      proliferation of dual-use nuclear technology
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  It is certainly vital to secure vulnerable material and technology from exploitation by terrorists, but we are missing something profound if we ignore the problem of the increasing 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      quantities
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of fissile material out there, and the spread of fissile material 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      production capabilities
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     around the world.  Even charitably (and implausibly) assuming the genuinely peaceful intentions of everyone out there, the world faces the prospect of a significant expansion of nuclear energy, and nuclear material production capabilities.  Yet under the Obama Administration – and even under its predecessor as well, I am sorry to say – 
    
  
  
                    &#xD;
    &lt;a href="http://www.npec-web.org/files/20090601-Ford-NuclearRightsAndWrongs.pdf"&gt;&#xD;
      
                      
    
    
      the United States has been disturbingly silent in the face of widespread, if bogus, claims that every country in the world has a legal “right” to produce fissile material if it wants to
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Indeed, rather than simply 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      neglecting
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     this problem, the Summit’s communiqué probably makes things worse, by mouthing further platitudes about how “
    
  
  
                    &#xD;
    &lt;a href="http://www.seattlepi.com/national/1151ap_us_nuclear_conference_communique.html"&gt;&#xD;
      
                      
    
    
      the implementation of strong nuclear security practices” should “not infringe upon the rights of States to develop and utilize nuclear energy for peaceful purposes
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Technically speaking, I suppose, such vague phrasing is not necessarily a concession to the proliferators, but in diplomatic terms it is – clearly, predictably, and intentionally – a tip of the hat to tendentious arguments made by Iran and its apologists about the meaning of 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Infcircs/Others/infcirc140.pdf"&gt;&#xD;
      
                      
    
    
      Article IV of the NPT
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  (As the New York Times somewhat coyly put it, this language in the communiqué “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/14/world/14summit.html?hp"&gt;&#xD;
      
                      
    
    
      might allow for confusion in dealing with a country like Iran, which insists – in the face of grave doubts abroad – that its advanced nuclear program is purely peaceful
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This seeming acquiescence to treaty-interpretive mischief is most unwise.  Without addressing the issue of material supply and dual-use technology proliferation, focusing merely upon securing vulnerable material is likely to be an endless and losing battle, with success in fulfilling President Obama’s “four years” promise coming to resemble Little Orphan Annie’s “tomorrow”: it will always be a day away.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Bigger Picture
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let me conclude by saying a word about the bigger picture.  In a speech on April 12 to a 
    
  
  
                    &#xD;
    &lt;a href="http://www.realclearpolitics.com/news/ap/politics/2010/Apr/12/experts__doubts_on_nuke_terror_may_raise_risk.html"&gt;&#xD;
      
                      
    
    
      conference of non-governmental organizations
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     a few blocks away from the official meeting, former Australian foreign minister and anti-nuclear activist 
    
  
  
                    &#xD;
    &lt;a href="http://www.gevans.org/biography.html"&gt;&#xD;
      
                      
    
    
      Gareth Evans
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     provided a window into how the disarmament community views this summit.  His remarks may help explain why the White House seems so focused upon the mere symbolism and atmospherics of the event.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As Evans described it, the 2010 is a pivotal year for the international disarmament agenda: the movement perceives itself to have an enormous opportunity – one that has been afforded it by the election of President Obama, and which is rather unlikely ever to repeat itself.  In his view, it is essential to capitalize upon 2010 as a year of opportunity, lest the entire disarmament agenda begin to disintegrate.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In this regard, Evans outlined seven “key benchmark issues,” upon progress on which hinges the overall success or failure of the anti-nuclear-weapons agenda.  (In effect – though Evans didn’t use these words – the idea seemed to be that “if we can’t make significant progress on these things now, we should take it as a sign that we never will.”)  Significantly, however, he described 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      six
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of these seven as being beset by various sorts of problems or at least uncertainties, ranging from the worrisome to the downright grave:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    1.	   The Comprehensive Test Ban Treaty (CTBT) faces obvious problems in the U.S. Senate, and has essentially zero prospect of ratification in 2010.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    2.	   The Fissile Material Cutoff Treaty (FMCT) remains “hopelessly snarled” in the Conference on Disarmament (CD).  
    
  
  
                    &#xD;
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       Interestingly, Evans even mused about pursuing FMCT outside the CD – long a heretical idea in disarmament circles, but one I advocated in 
    
  
  
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        Arms Control Today
      
    
    
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      .]
    
  
  
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                    3.	   Iran’s nuclear work continues, with little chance of diplomatic solution.
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                    4.	   The forthcoming Nuclear Nonproliferation Treaty (NPT) Review Conference was long thought a source of Obama Administration optimism, but Evans recounts growing anxiety and worries about how well things are now expected actually to go.
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                    5.	   Evans described President Obama’s recent 
    
  
  
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      Nuclear Posture Review
    
  
  
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     as being only “qualified” good news, apparently being put off by the incompleteness of the changes it made in U.S. declaratory policy.  
    
  
  
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       Click 
    
  
  
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    &lt;a href="http://02e18f7.netsolhost.com/New_Paradigms_Forum/Nuclear_Weapons/Entries/2010/4/7_Obama_Nuclear_Review_is%2C_Shockingly%2C_Not_Awful.html"&gt;&#xD;
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        here
      
    
    
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      , 
    
  
  
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        here
      
    
    
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      , and 
    
  
  
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        here
      
    
    
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       for NPF’s discussion of the Review.]
    
  
  
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                    6.	   Even prospects for the new post-START agreement with Russia seemed to worry Evans, who cited 
    
  
  
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      Senator Joseph Lieberman’s recent assessment that it may not have enough votes for Senate ratification
    
  
  
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                    The seventh issue Evans described was this week’s Nuclear Security Summit – the success of which he described as being “critical” 
    
  
  
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      precisely because of all the worries and uncertainties associated with the other six
    
  
  
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    .  Without meaning to, perhaps, Evans thus provided a window into the fragile state of President Obama’s Nobel-endorsed nuclear disarmament agenda.  This Administration apparently desperately needs an unqualified anti-nuclear “success,” and in the eyes of disarmament luminaries such as Evans, at least, this summit is the only one that the president can show to date.
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                    And that may help explain a lot.  One hopes, however, that the White House’s focus upon 
    
  
  
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      proclaiming
    
  
  
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     success will not crowd out the hard work and sustained effort that will actually be required to achieve some.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 14 Apr 2010 20:50:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p44</guid>
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      <title>The “New START” Agreement: “Reduced by a Third” … Or Not?</title>
      <link>http://www.newparadigmsforum.com/p47</link>
      <description>Ford here offers some brief follow-up comments on the  warhead reductions in the “New START” Treaty.  Does the deal, as we are told, reduce U.S. and Russian arsenals by a third?  Or less than nine percent?  Or not at all?</description>
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      At the risk of entirely boring readers with yet more commentary this week, NPF offers here some follow-up comments on post-START.  Note that the texts of the “New START” Treaty and its protocol are now available on NPF’s “Documents and Links” page.
    
  
    
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                    The White House is putting it about that the “New START” treaty signed this week is a significant reduction in U.S. and Russian weaponry.  The media is dutifully asserting that these arsenals will be -- as the PBS tag line has it -- “
    
  
  
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      reduced by a third
    
  
  
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    .”  But one needs to unpack what that actually means, and what it conceals, before one can reach a conclusion about the significance of the treaty in this respect.
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                    The deal will indeed set a new, lower limit for strategic delivery systems: a total of 700 deployed missiles and/or bombers (at the possessors’ discretion) within an overall cap of 800 deployed and non-deployed systems.  This will not be a huge cut from present totals -- for the United States presently has 
    
  
  
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      846 missiles and bombers
    
  
  
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     -- but it’s hardly nothing.  It is certainly not a reduction by “a third,” however.  (Under START counting rules, at least, Russia had 
    
  
  
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      79 heavy bombers
    
  
  
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    , 
    
  
  
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      472 land-based intercontinental ballistic missiles [ICBMs]
    
  
  
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    , and 
    
  
  
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     in 2008 -- for a total of 749.  The new treaty thus seems to require even fewer cuts from Russia.)
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                    The “reduced by a third” mantra seems to be based not upon delivery system reductions, but upon the new figure for deployed strategic warheads: a limit of 1,550.  What does this really mean, however?
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                    First of all “reduced by a third” doesn’t mean that the U.S. and Russian warhead stocks will necessarily be any smaller whatsoever.  The treaty places no limits on 
    
  
  
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     warheads at all: one can apparently still have as many of these as one wishes, as long as they aren’t on top of missiles or under the wings or in the bomb bays of bombers.  (The U.S. total warhead stock has been shrinking dramatically for quite a few years, but this isn’t because it had to: we have 
    
  
  
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     to reduce our non-deployed stock through elimination, as well as our deployed stock through movement to non-deployed status.  President Bush accelerated warhead dismantlement, and President Obama wishes to continue this policy.  But such unilateral cuts are not governed by any agreement with Russia.)  “New START” also doesn’t touch non-strategic (a.k.a. “tactical”) nuclear weapons, of which the United States has a few and 
    
  
  
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      Russia a great many
    
  
  
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                    Nor does “reduced by a third” actually necessarily mean that even 
    
  
  
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      deployed
    
  
  
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     warhead numbers will fall by a third.  The new limit of 1,550 is indeed approximately 30 percent below the 
    
  
  
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     end of the deployed warhead range limit (2,200) set by President Bush’s Moscow Treaty.  (Let’s be generous to the White House and call 30 percent “one third.”  The Administration’s many friends in the media are.)  But that 2002 agreement didn’t set a fixed number: it allowed a range of deployed warhead numbers, limiting the parties to between 1,700 and 2,200 deployed weapons.  So while it’s correct -- as far as it goes -- to describe “New START” as reducing the maximum permitted number by a bit less than a third, it is equally accurate to say that the new agreement only provides for a deployed warhead stock that is 8.8 percent below the lower limit set in the Moscow Treaty (1,700).   If either party happens in fact to be at or near the lower end of the specified Moscow Treaty range, therefore -- and the actual numbers remain classified -- “New START” would compel it to remove only a mere 150 weapons from operational status.  “Reduced by less than nine percent”  doesn’t sound nearly so dramatic as “reduced by a third,” does it?
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                    Indeed, when one looks more closely at the text of the new treaty, it isn’t clear that “New START” will necessarily reduce operationally deployed warheads 
    
  
  
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      at all
    
  
  
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    .  The key to understanding this can be found in Articles II and III.  Under Article II((1)(b), the 1,550 deployed warhead limit applies to warheads on deployed ICBMs, deployed SLBMs, and “nuclear warheads counted for deployed heavy bombers.”  Why this strange phrasing for bombers?  Because Article III(2)(b) specifies that “[o]ne nuclear warhead shall be counted for each deployed heavy bomber.”  This counting rule opens up some very interesting possibilities.
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                    Let’s do some numbers.  
    
  
  
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      At the moment, the United States has 44 nuclear-capable B-52 bombers and an additional 16 nuclear-capable B-2 bombers
    
  
  
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    .  Under Article III(2)(b), this means that the bomber fleet counts as 60 deployed warheads 
    
  
  
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      no matter how many warheads these aircraft actually carry
    
  
  
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    .  Since 
    
  
  
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      a B-52 can apparently carry 20 nuclear weapons and a B-2 can carry 16
    
  
  
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    , this means that the current U.S. bomber fleet can carry a total of 880 weapons on B-52s and a further 256 on B-2s -- for a total of 1,136.  That’s already nearly three-quarters of the deployed warhead total set by the new treaty, and this bomber-based figure doesn’t count the weapons aboard America’s 
    
  
  
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      450 ICBMs and 336 SLBMs
    
  
  
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                    Such bomber-deployed warheads won’t actually count under the Treaty, of course, thanks to Article III(2)(b), pursuant to which each bomber counts as only one deployed warhead no matter how many it happens to be carrying.  This wrinkle, however, should certainly give pause to anyone who thinks that the number of warheads that are 
    
  
  
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     deployed will necessarily fall.  Even if the United States limited every ballistic missile to merely one warhead each -- which 
    
  
  
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      the Obama Administration’s Nuclear Posture Review
    
  
  
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     says the U.S. plans to do with regard to Minuteman III ICBMs (but, significantly, 
    
  
  
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     for Trident SLBMs, which can reportedly carry ten or more warheads each) -- the U.S. total number of warheads deployed could be 1,922.  Weirdly, therefore, if the United States were today near the bottom end of the Moscow Treaty range of 1,700 deployed warheads and felt like putting lots of weapons aboard its current bomber fleet, the total number of U.S. warheads available for rapid use would actually 
    
  
  
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    .  (I’m using U.S. numbers here because they’re easily available.  It may be that a similar story can be told about Russia.)  “Reduced by a third”?  Hmmmm.
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                    I say this not as a complaint.  I think there was room for more cuts after START and the Moscow Treaty, and see no disaster in these, but am myself not overly fixated upon the idea of reductions at this point.  (Instead, I am much more interested in improving transparency and confidence-building measures than in numerical force limits 
    
  
  
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      per se
    
  
  
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    .  
    
  
  
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     don’t really drive numbers down; they just reflect decisions the parties have been willing to reach in this regard.  Parties’ willingness to accept lower limits is what makes treaties possible, and transparency helps parties decide whether such steps are consistent with their security interests.)  I am thus not terribly upset that the “New START” agreement could conceivably allow for 
    
  
  
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     in the total number of warheads actually deployed, in comparison to what the parties might have ended up with in 2012 under the Moscow Treaty.  I also think the Obama Administration is right not to worry too much about bomber deployments in and of themselves.  (Yes, both sides could upload lots of weapons in each “one warhead” bomber.  But the sky wouldn’t fall.)
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                    I do think, however, that in light of the misleading spin that one has heard over the past few days, NPF readers deserve an account of what the new treaty really provides.
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                    Take all the hype you’re hearing with a grain of ... well, SALT.
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      <pubDate>Fri, 09 Apr 2010 20:54:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p47</guid>
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      <title>The Obama NPR: Issue-by-Issue Account and Comments</title>
      <link>http://www.newparadigmsforum.com/p51</link>
      <description>Look to the previous NPF posting, and likely to future essays on this site, for more narrative discussions of the Obama Administration’s long-awaited Nuclear Posture Review (NPR), but here is an issue-by-issue outline of the document with some concise (and admittedly preliminary) NPF commentary.  All in all, there are indeed some changes to longstanding U.S. policy, but not as many as one would have expected, particularly from a president given the Nobel Peace Prize on the strength of his promises of “a world without nuclear weapons.”</description>
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      Parenthetical page numbers refer to the 
    
  
    
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        2010 NPR as released by the U.S. Department of Defense
      
    
      
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          Italicized, right-justified 
          
        
          
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           represents commentary by NPF.
        
      
        
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      NUCLEAR DETERRENCE, GENERALLY
    
  
  
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                    “[A]s long as nuclear weapons exist, the United States will maintain safe, secure, and effective nuclear forces, including deployed and stockpiled nuclear weapons, highly capable nuclear delivery systems and command and control capabilities, and the physical infrastructure and the expert personnel needed to sustain them.  These nuclear forces will continue to play an essential role in deterring potential adversaries, reassuring allies and partners around the world, and promoting stability globally and in key regions.” [6]
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        This is a clear restatement of longstanding U.S. policy across many presidential administrations.  The President has said that nuclear weapons may not disappear in his lifetime, and the NPR itself sounds a distinctly skeptical note about how soon one can expect to see any nuclear “zero.”  (See below.) Until that time, whenever it may be, this statement defines U.S. policy in ways that will not be controversial in the United States or amongst its allies.
      
    
      
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    Notes the importance of “[m]aintaining strategic deterrence and stability at reduced nuclear force levels.” [iii]
  

  
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        This is also consistent with longstanding U.S. nuclear policy since the end of the Cold War.
      
    
      
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                    “The United States will retain the smallest possible nuclear stockpile consistent with our need to deter adversaries, reassure our allies, and hedge against technical or geopolitical surprise.” [39]
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        This phrasing closely tracks Bush Administration policy statements in the 2001 NPR and on many other occasions.
      
    
      
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        NUCLEAR TERRORISM
      
    
    
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                    “Preventing … nuclear terrorism” is a top priority [iii, v], for it is “[t]he most immediate and extreme threat today.” [3]  Since the end of the Cold War, the threat of “global nuclear war” has waned, but “the risk of nuclear attack has increased.” [iv]
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        One might debate whether the risk of a nuclear attack upon the 
      
    
      
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            United States is indeed really 
          
        
          
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             than at various grave junctures of the Cold War, but this focus upon nuclear terrorism threats represents a strong element in continuity between the Bush and Obama 
          
        
          
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                Administrations (
              
            
              
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                 as evidenced by the Global Initiative to Combat Nuclear Terrorism).
              
            
              
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                    U.S. policy is to “secure all vulnerable nuclear materials worldwide in four years” [vii] in part by such methods as accelerating GTRI and the International Nuclear Material Protection and Cooperation Program [vii, 11]
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        Securing vulnerable nuclear materials was a major bipartisan emphasis under President Clinton, and continued under President Bush – being gradually expanded under Bush into a more global program. Obama policy continues this shift.  The “in four years” pledge is new with President Obama, but it is not clear quite what that means.  (It was first made in his Prague speech of April 2009, which means that there 
      
    
      
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            are now only 
          
        
          
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             years left.  The new NPR, however, repeats the “four years” phrase, indicating that one should perhaps take the timetable with a grain of salt.
          
        
          
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        NONPROLIFERATION
      
    
    
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                    “Preventing nuclear proliferation” as a top priority [iii], for proliferation is “[t]oday’s other pressing threat” (in addition to nuclear terrorism).  [3]
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        It is hard to argue with this, and no modern U.S. administration has disagreed.  Worryingly, however, the Obama NPR seems to see no potential linkage between nonproliferation and nuclear terrorism, even though it is some of the worst modern state sponsors of terrorism who today present the worst proliferation challenges (e.g., Iran, North Korea, and Syria).
      
    
      
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                    The NPR stresses the goal of “reversing the nuclear ambitions of North Korea and Iran.” [vi, 9]
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        A worthy goal that unites the administration of presidents Clinton, Bush, and Obama – but has yet actually to be achieved.
      
    
      
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                    The NPR calls for strengthening IAEA safeguards and enforcing compliance with them. [vi-vii, 9-10]
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        Also an important objective and a policy representing longstanding U.S. policy.
      
    
      
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                    We need to “creat[e] consequences for non-compliance.  It is not enough to detect non-compliance; violators must know that they will face consequences when they are caught.  Moreover, states that violate their obligations must not be able to escape the consequences of their non-compliance by withdrawing from the NPT.” [10]
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        This is vintage phrasing from the verification hawks, from Fred Ikle’s writing in the 1960s all the way through the George W. Bush Administration.  The Obama Administration says its agrees.
      
    
      
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                    We must impede illicit nuclear trade [vii] by interdicting shipments and disrupting networks, and by “continuing to expand” 
    
  
  
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     forensics capabilities [vii].  Interdiction of illicit trade includes making the Proliferation Security Initiative (PSI) permanent, into “a durable international institution.”  NPR supports implementation of U.N. Security Council Resolution 1540.  [10]
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        Strong statement of continuity with Bush nonproliferation policy, right down to UNSCR 1540 and the once-controversial PSI.
      
    
      
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                    U.S. aims to promote peaceful nuclear uses “without increasing proliferation risks.” [10]
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        This is longstanding U.S. policy, but – as with prior administrations – it is not clear that this will mean much in practice with regard to correcting dangerous proliferation-facilitating interpretations of NPT Article IV.  The U.S. track record (e.g., “Atoms for Peace”) of promoting peaceful uses without increasing proliferation risks leaves something to be desired.
      
    
      
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                    “[M]eeting our [NPT] Article VI obligation to make progress toward nuclear disarmament” will help us “persuade” others to “reinvigorate the non-proliferation regime and secure nuclear materials worldwide.” [v-vi]  This new negative security assurance (NSA) pledge is “intended to … persuade non-nuclear weapon states party to the Treaty to work with the United States and other interested parties to adopt effective measures to strengthen the non-proliferation regime” [viii, 7, 15]  “The United States will meet its commitment under Article VI of the NPT to pursue nuclear disarmament and will make demonstrable progress over the next five to ten years.” [16]
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        This is new to the Obama Administration, is controversial. It represents something of a codification in U.S. policy text of what 
      
    
      
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                : the idea that if only we disarm faster, the rest of the world will finally cooperate in stopping proliferation. This quite debatable notion is about to be tested: keep your eyes on the 2010 NPT Review Conference. 
              
            
              
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                (Interestingly, even as it shapes U.S. strategic policy on the basis of a “credibility thesis” tied to Article VI compliance, the Obama NPR manages to get confused, in the above-cited quotations, about just what Article VI actually says.  For the record, Article VI 
              
            
              
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                    obliges all NPT States Party to “
                  
                
                  
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                      pursue negotiations in good faith
                    
                  
                    
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                         which is logically, semantically, and legally distinct from imposing an “obligation to make progress.”   Even the second NPR quote isn’t quite right, since the NPT speaks of 
                      
                    
                      
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                             rather than necessarily disarmament itself; there is no NPT obligation to unilateralism.  The Administration’s legal sloppiness is interesting.)
                          
                        
                          
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        POST-START TREATY
      
    
    
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                    The “New START” treaty is important, and in the U.S. interest. [vii]  Maintaining deterrence permits reducing U.S. delivery vehicles by about 50 percent from START levels, and “accountable” strategic warheads by “about 30 percent from the Moscow Treaty level.” [ix]
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        This isn’t the place to debate the Post-START deal, but the NPR here repeats the Obama Administration’s somewhat disingenuous numerical claims of major reductions.  The delivery vehicle cuts seem to be quite real, and may be controversial.  The new treaty, however, will reduce deployed warhead numbers by “about 30 percent” 
      
    
      
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                of 1,700-2,200 weapons.  In comparison to the 
              
            
              
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                 end, the cut to 1,550 weapons is only a meager 9 percent – potentially only 150 devices.  Furthermore, the dilution of counting rules in comparison to START (e.g., counting as “one” deployed weapon a strategic bomber capable of carrying many of them) will mean that the impact of “New START” in reducing real warhead deployments is quite unclear.
              
            
              
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        OTHER TREATIES
      
    
    
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                    U.S. will continue its nuclear testing moratorium [xiv, 38]
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        Longstanding U.S. policy, since 1992.
      
    
      
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                    U.S. will seek CTBT ratification [vii, xiv, 13, 38, 46]
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        This is a departure from Bush Administration policy and a return to mid-1990s Clinton-era approaches.
      
    
      
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          U.S. seeks FMCT [vii] with “appropriate monitoring and verification provisions.” [13]  The U.S. seeks “a verifiable FMCT.”  [46]
        
      
        
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        It isn’t quite clear what this means.  The Obama Administration changed course from the Bush years by re-adopting the Clinton-era formulation requiring the negotiation of an “effectively verifiable” FMCT.  The NPR’s phrasing about a merely “verifiable” treaty, and about “appropriate monitoring and verification” is thus interestingly ambiguous.
      
    
      
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        DECLARATORY (NUCLEAR USE) POLICY
      
    
    
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                    NPR offers a new negative security assurance (NSA) pledge in which the United States promises not to use (or threaten to use) nuclear weapons against “non-nuclear weapons states that are party to the NPT and in compliance with their nuclear non-proliferation obligations” [viii; see also 15, 46] – except that U.S. “reserves the right to make any adjustment in the assurance that may be warranted” by biological weapons threats. [viii, 16]  There may still be a role for nuclear weapons in “deterring conventional or CBW attack” by nuclear weapons possessors or states not in compliance with nuclear nonproliferation obligations. [viii, 16]  The USG is “not prepared at the present time” to declare that “deterring nuclear attack is the sole purpose of nuclear weapons.”  [viii; see also 16]  Eventually, the U.S. hopes to get to the point of this being the “sole purpose.” [ix]
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        This new declaratory policy – a significant departure, rhetorically at least, from the Bush Administration – has already been discussed at length in an April 6, 2010, posting on the NPF website’s “Nuclear Weapons” blog.  (NPF’s analysis suggests that it is actually somewhat less, or at least notably more ambiguous, than it seems.)
      
    
      
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        EXTENDED DETERRENCE
      
    
    
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                    Future reductions would have to “strengthen deterrence of potential regional adversaries, strategic stability vis-à-vis Russia and China, and assurance of our allies and partners.” [xi, 29]  We should “[i]mplement U.S. nuclear force reductions in ways that maintain the reliability and effectiveness of security assurances to our allies and partners.” [xii]  In the past, we have provided a “credible U.S. ‘nuclear umbrella’” that has served stability and supported nonproliferation by “reassuring non-nuclear U.S. allies and partners that their security interests can be protected without their own nuclear deterrent capabilities.” [xii]  Nuclear weapons have “proved to be a key component of U.S. assurances to allies and partners.” [xiii]  “By maintaining a credible nuclear deterrent and reinforcing regional security architectures with missile defenses and other conventional military capabilities, we can reassure our non-nuclear allies and partners worldwide … and confirm that they do not need nuclear weapons capabilities of their own.” [7]  U.S. policy includes “continued provision of extended deterrence.” [31]  “U.S. nuclear weapons have played an essential role in extending deterrence to U.S. allies and partners against nuclear attacks or nuclear-backed coercion by states in their region that possess or are seeking nuclear weapons.  A credible U.S. ‘nuclear umbrella’ has been provided by a number of means ....” [32]
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        This is a fairly robust defense of the idea of extended nuclear deterrence, and its maintenance for the indefinite future even as we work to reduce our reliance upon nuclear weapons without unsettling our allies.  This represents considerable continuity in U.S. policy over many years.
      
    
      
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                    “[T]he presence of U.S. nuclear weapons – combined with NATO’s unique nuclear sharing arrangements under which non-nuclear members participate in nuclear planning and possess specially configured aircraft capable of delivering nuclear weapons – contribute to Alliance cohesion and provide reassurance to allies who feel exposed to regional threats.” [32; see also xii]
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        The Obama Administration here offers an unusually candid defense of U.S. nuclear deployments in certain NATO countries. This is also an unusually non-apologetic reference to, and indeed defense of, NATO’s “nuclear sharing” policy – an idea that comes in for incessant criticism in disarmament circles.
      
    
      
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        FUTURE ARMS TALKS
      
    
    
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                    Future reductions will depend in large part on Russia’s nuclear force: this will “remain a significant factor” even if “strict numerical parity” is “no longer as compelling as it was during the Cold War.”  “[W]e will place importance on Russia joining us as we move to lower levels.” [xi, 30]  Also, future post-New START talks should “[a]ddress non-strategic nuclear weapons” [xi]: these “should be included in any future reduction arrangements between the United States and Russia.” [27; see also 47]
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        This is an interesting shift back from Bush policy toward Cold War thinking in which U.S. cuts are somehow tied to Soviet/Russian ones. With the Moscow Treaty of 2002, by contrast, Bush moved first and unilaterally, inviting Moscow to follow along, putting things in treaty form only after Russia asked for a formal agreement.  Obama’s NPR eschews moving in rigid lockstep, but we are now officially back in the business of tying our movement in large part to 
      
    
      
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                this new/old approach suggests that the window for U.S. disarmament may at some point simply close.
              
            
              
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                    Post-New START talks with Russia on future reductions and transparency “could be pursued through formal agreements and/or parallel voluntary measures.” [30]
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        Or, fascinatingly, perhaps President Bush’s Moscow Treaty model hasn’t been forgotten after all ….
      
    
      
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                    Future talks should address non-deployed weapons too. [xi, 47]
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        This seems to be new with the Obama Administration, though within the framework articulated elsewhere by the NPR (see below) this notion would seem to put a premium upon first making more progress in modernizing the U.S. nuclear weapons infrastructure.
      
    
      
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                    Calls for engaging “other nations” in “a multilateral effort to limit, reduce, and eventually eliminate all nuclear weapons worldwide” – but only “[f]ollowing substantial further nuclear force reductions with Russia.” [47]
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        The idea of expanding strategic talks to other parties is not entirely new – it was formally raised, for instance, by the British in 2007, and has been talked of outside government for years – but it is logically inevitable if one is serious about disarmament. Note, however, that such expansion – even for transparency and confidence-building measures, perhaps – may have to await persuading Russia to bring its forces to much lower levels first.
      
    
      
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                    China’s “lack of transparency” and “qualitative and quantitative modernization of its nuclear arsenal” are a “concern” to the U.S. and China’s own neighbors, and “raise[] questions about China’s future strategic intentions.” [v, 5]
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        It is increasingly becoming apparent – and here the Obama NPR seems officially to admit – that China’s nuclear build-up and ongoing modernization are (or could become) a brake upon U.S. willingness to contemplate deep nuclear cuts.  The reference to China’s neighbors also suggests growing proliferation concerns grounded in others’ fear of Beijing’s rising power. Watch this issue!
      
    
      
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                    Unlike during the Cold War, “Russia and the United States are no longer adversaries.” [iv; see also 4-5, 15]
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        This was a major emphasis of Bush’s 2001 NPR, and a major reason why the Moscow Treaty’s U.S. unilateralism was possible.  This sentiment, however, is not completely consistent with the Obama Administration’s move back in the direction of reducing U.S. arms only in conjunction with Russian cuts (see above).  Nor, unfortunately, does this claim seem quite as true today as it did 
      
    
      
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            in 2002: today’s 
          
        
          
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            state is showing itself to be increasingly authoritarian, regionally assertive to the point of aggressiveness, and infatuated with nuclear weaponry.
          
        
          
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                    Maintaining stability at low force levels “will be an enduring and evolving challenge” for U.S. policy.  Ongoing Russian and Chinese nuclear force modernization efforts “compound this challenge.” [19]  Maintaining strategic stability, the NPR declares, will be especially challenging  “[g]iven that Russia and China are currently modernizing their nuclear capabilities.” [28]
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        Another interesting Obama Administration suggestion that Russian and Chinese modernization is a growing factor in complicating and slowing U.S. disarmament movement.
      
    
      
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        “NEW” NUCLEAR WEAPONS
      
    
    
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                    The U.S. Stockpile Stewardship Program will allow “extending the life of U.S. nuclear weapons” and “ensure a safe, secure, and effective deterrent without the development of new nuclear warheads or further nuclear testing” [vi]
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        This was also, in effect, Bush Administration policy – though Bush tried to insist upon continued U.S. test readiness, a fiction that the Obama Administration no longer indulges.
      
    
      
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                    “The United States will not develop new nuclear warheads.  Life Extension Programs (LEPs) will use only nuclear components based on previously tested designs, and will not support new military missions or provide for new military capabilities.” [xiv, 39; see also 40]  “The full range of LEP approaches will be considered: refurbishment of existing warheads, reuse of nuclear components from different warheads, and replacement of nuclear components.” [xiv, 39]  This approach will, however, ensure that warhead “safety and security are aligned with 21
    
  
  
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     century requirements (and technical capabilities).” [40] (Full-scope LEPs  such as for the B-61 will include “surety – safety, security, and use control – enhancements.” [34-35])
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        This starts out as a strong “no new warheads” statement, but sounds weaker the more one looks at it.  The comment about using only components “based on” prior designs, and without adding military missions or capabilities is actually vintage Bush Administration phrasing used to describe the “reliable replacement warhead” (RRW). Expect Obama Administration LEPs to try to produce warheads that follow RRW in being remarkably new in reality (i.e., with “enhancements” for reliability, safety, and security) without 
      
    
      
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            ever 
          
        
          
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             ever! 
          
        
          
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             being called “new” in name.
          
        
          
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                    U.S. will proceed with LEP for B-61 bomb as “full scope life extension,” including “enhancing safety, security, and use control.” [xiii] (The B-61 LEP will also ensure compatibility with the JSF aircraft. [27])  The aim of the B-61 LEP is to ensure full production begins in FY2017.  [34-35, 39]  The NPR recommends full funding for W-76 SLBM warhead LEP with an eye to FY2017 completion, and notes that the U.S. is now studying LEP options for the W-78 ICBM warhead. [xiv, 39]
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        This is a reasonably serious LEP agenda, especially viewed through the prism of what the Obama Administration seems to envision for its “full scope” approach to life extensions (see above).
      
    
      
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        HEDGING STRATEGIES
      
    
    
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                    Modernizing weapons production infrastructure will allow us to “reduce the number of nuclear weapons we retain as a hedge against technical or geopolitical surprise, accelerate the dismantlement of retired warheads, and improve our understanding of foreign nuclear weapons activities.” [vi; see also 7, 40]  Modernizing our infrastructure will allow us to “shift away from retaining large numbers of non-deployed warheads as a hedge against technical or geopolitical surprise, allowing major reductions in the nuclear stockpile.  These investments are essential to facilitating reductions while sustaining deterrence ….” [xi, 30]  (Non-deployed warheads provide “a hedge against geopolitical surprise, such as an erosion of the security environment that requires additional weapons to be uploaded on delivery systems.” [38])  For a safe, secure, and effective stockpile today, and to enable future reductions “with the ultimate goal of a world free of nuclear weapons in the future,” we need to keep “cultivating the nuclear infrastructure, expert workforce, and leadership required to sustain” the stockpile.  [37]  “Progress in restoring NNSA’s production infrastructure will allow … excess warheads to be retired along with other stockpile reductions planned over the next decade.” [38]  Indeed, a modern infrastructure and skilled nuclear weapons workforce are not merely “consistent with our arms control and non-proliferation objectives,” but in fact are “essential to them.” [41]
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        This represents considerable continuity of policy with the Bush Administration, which used these same arguments – 
      
    
      
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            e.g., 
          
        
          
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              in NPT fora
            
          
            
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             and at the Conference on Disarmament – in discussing the linkage between infrastructure modernization (then known as NNSA’s “Complex 2030” program) and disarmament.
          
        
          
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                    U.S. will retain “the ability to ‘upload’ some nuclear warheads as a technical hedge against any future problems with U.S. delivery systems or warheads, or as a result of a fundamental deterioration of the security environment” [22]
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        This notion seems to have been given a new public emphasis with the Obama Administration, largely because it is now talking of “de-MIRVing” land-based ballistic missiles (see below). In principle, however, the upload option has been available for years, and is implicit in the U.S. maintenance of a non-deployed stockpile.
      
    
      
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                    “[I]n a world with complete nuclear disarmament, a robust intellectual and physical capability would provide the ultimate insurance against nuclear break-out by an aggressor.” [42]  “In a world where nuclear weapons had been eliminated but nuclear knowledge remains, having a strong infrastructure and base of human capital would be essential to deterring cheating or breakout, or, if deterrence failed, responding in a timely fashion.” [48]
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        This idea of “countervailing reconstitution” was 
      
    
      
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             as a potentially disarmament-facilitating approach that deserved further study.  It appears now to have officially been embraced, and at the highest level, by the Obama Administration.
          
        
          
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        U.S. NUCLEAR MODERNIZATION
      
    
    
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                    “Sustaining a safe, secure, and effective nuclear arsenal” is a top priority [iii], including by “modernizing our ageing nuclear facilities and investing in human capital” in the production infrastructure [vi]
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        This represents continuity in U.S. policy.
      
    
      
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                    We need “[i]ncreased investments in the nuclear weapons complex of facilities and personnel … in order to ensure the long-term safety, security, and effectiveness of our nuclear arsenal.” Funding needs include an entirely new chemistry and metallurgy research facility at LANL, and a new uranium processing facility at Y-12.  [xv, 42]
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        This also represents continuity in U.S. policy, with the Obama Administration specifically committing itself to some very specific – and rather large – new capital projects at the national security laboratories.
      
    
      
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                    Nuclear infrastructure modernization is also important to warhead dismantlement: at present, “there are several thousand nuclear warheads awaiting dismantlement,” and “it will take more than a decade to eliminate the dismantlement backlog.”   A modernized infrastructure could handle this load better.  [38]
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        This is a good point.  Warhead dismantlement was accelerated under President Bush as part of stepped-up moves toward Moscow Treaty levels, and the Pantex plant is indeed reportedly at maximum capacity.  Moving faster, as the Obama Administration hopes to do, would indeed require a good deal of additional money.
      
    
      
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                    As our arsenal shrinks, “the reliability of the remaining weapons in the stockpile – and the quality of the facilities needed to sustain it – become more important.” [xv]
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        This is logically unimpeachable, a powerful argument for Stockpile Stewardship work, and indeed could conceivably be a justification for resumed nuclear testing – in the name of facilitating disarmament! – in the event of some future reliability “issue.”
      
    
      
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                    It is very important to maintain “human capital” at the national security laboratories, and this has become “increasingly difficult.”  We need to provide “the opportunity to engage in challenging and meaningful research and development activities.” [xv; see also 40-41]
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        This is indeed a real challenge, and it is very useful for the NPR to highlight it. The fact that it is already proving “increasingly difficult” to maintain laboratory expertise in the nuclear weapons field despite enormous and ongoing Stockpile Stewardship Program (SSP) investments under Presidents Clinton and Bush, however, may have implications for CTBT ratification in the U.S. Senate.  One can imagine the argument: if we’re still having trouble doing this after spending so much on SSP for more than ten years while our nuclear testing greybeards are actually still alive, can we really hope to maintain the expertise needed for reliability, meaningful surprise-preventing cutting-edge R&amp;amp;D, and nuclear intelligence over a very much longer period without “real” testing?
      
    
      
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                    All deployed ICBMs will be “de-MIRVed” to one warhead. [ix, 2, 463]
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        This is a new Obama Administration policy, though the United States has been moving away from multiply-MIRVed weapons for years (e.g., in abandoning Peacekeeper). Note, however, that this apparently does not apply to SLBMs.
      
    
      
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                    U.S. will retire the TLAM-N sea-launched missile. [xiii, 28, 46]
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        This is new with the Obama Administration.  The NPR contends that TLAM-N is not necessary for extended deterrence, though this weapon has traditionally been felt necessary for reassuring Japan – which relies upon U.S. extended nuclear deterrence but cannot abide nuclear deployments on its soil and thus has long liked the idea that TLAM-N could be forward-deployed on U.S. submarines in its neighborhood.
      
    
      
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                    U.S. is beginning “technology development” for an 
    
  
  
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    -class successor, since first replacement is planned for 2027.  [23]
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        The United States is here following in the footsteps of the ostensible arch-disarmers in the United Kingdom, who decided in 2006 to build a Trident-carrying follow-on submarine.  Money is in the Obama Administration’s current budget request for this.
      
    
      
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                    DoD is beginning a study of a Minuteman III replacement ICBM.  Until then, it will continue LEPs for U.S. ICBMs with the aim of keeping them in service until 2030.  [23]
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        Here as elsewhere (see above and below), the Obama Administration is now beginning to follow every other nuclear weapons possessor in modernizing its nuclear forces.
      
    
      
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                    USAF is studying “whether and (if so) how to replace” the ALCM, which “will reach the end of its service life later in the next decade.”  [24]
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        Money has already been requested for this post-ALCM study.
      
    
      
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                    The NPR doesn’t explicitly mention a new nuclear bomber, but it says that “DoD is studying the appropriate mix of long-range strike capabilities, including heavy bombers as well as non-nuclear prompt global strike.”  [24]
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        The bomber is an interesting omission, given that publicly-reported comments by officials such as Defense Secretary Gates suggest that the Obama Administration is indeed committed to a new bomber.  The question, however, is what sort of a bomber: a decision appears not to have been made about whether it would be dual-role (i.e., nuclear-capable).
      
    
      
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                    Dod will spend over $1 billion to upgrade the B-2 bomber over the next five years.  We will retain dual-capable bombers, while converting some B-52Hs to conventional-only roles. [24]
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      Even without a new nuclear-capable bomber, the aim seems to be to get more life and capability out of the stealthy B-2 Spirit aircraft.
    
  
    
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                    The NPT also notes the challenge of maintaining the U.S. defense industrial base, especially (for instance) the ability to produce solid rocket motors.  [24]  It proposes an R&amp;amp;D program to help maintain the skilled personnel who will be needed to help maintain Minuteman III and Trident II strategic missiles “for at least another two decades.” [25]
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        Maintaining such a base, it need hardly be said, is also crucial to making possible the procurement of follow-on systems: if the skills go away, the option of successor delivery systems disappears too.  This is another hedging strategy, and out-year planning for “nuclear zero” taking a very long time indeed.
      
    
      
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                    The USAF will retain a dual-capable fighter as it replaces F-16s with F-35 JSF aircraft.  [27]
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        This has clear relevance to NATO nuclear  sharing as the JSF comes online, as well as to a continued U.S. ability to forward deploy nuclear weapons in a crisis.  (As suggested above, however, the aircraft basing option wouldn’t necessarily do Japan much good if Tokyo has problems with extended deterrence weapons on its soil.)
      
    
      
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        MISSILE DEFENSE
      
    
    
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                    “Effective missile defenses are an essential element of the U.S. commitment to strengthen regional deterrence against states of concern.” [33]
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        The Obama Administration seems to have come to understand the importance of missile defense in regional security rather slowly – just ask the Poles and Czechs, for instance – but this NPR makes the point relatively strongly.
      
    
      
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                    The NPR praises the “major improvements in missile defenses and counter-weapons of mass destruction (WMD) capabilities” since the end of the Cold War, arguing that they have helped in deterring CBW attacks. [15]
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        This seems to have been mentioned with an eye to making the new NSA (see above) seem more palatable.  It’s not untrue, however, even if strategists actually seem to worry a lot less about missile-borne CW and BW threats than missile-borne nuclear weapons.
      
    
      
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                    “[M]ajor improvements in missile defenses” will help us meet deterrent objectives with reduced force levels and reliance upon nuclear weapons. [6]
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        This echoes Bush Administration arguments 
      
    
      
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         and at the Conference on Disarmament.
      
    
      
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                    The NPR  notes the importance of “avoiding limitations on missile defenses” [x]
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        This represents continuity in U.S. policy from the Bush Administration, and a more hawkish take on ballistic missile defense than under President Clinton.
      
    
      
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        PROMPT GLOBAL STRIKE
      
    
    
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                    The U.S. aims to reduce “the role of nuclear weapons in U.S. national security strategy” [iii] – such as by “reinforcing regional security architectures with missile defenses and other conventional military capabilities.” [vi]  NPR aims to “strengthen conventional capabilities and reduce the role of nuclear weapons in deterring non-nuclear attacks,” [ix, 17] with the aim of someday making deterring nuclear attack the “sole purpose of U.S. nuclear weapons.” [17]
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        This picks up and builds upon important themes introduced by President Bush in his 2001 NPR with the “New Triad.”  The Obama Administration adds a new wrinkle, however, with its avowed aim – with which was not Bush Administration policy – of leaving nuclear weapons only in the business of deterring other nuclear weapons. The Obama NPR, however, does not even hint at a timetable for such an evolution to  “sole purpose” status.
      
    
      
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                    U.S. will “[c]ontinue to maintain and develop long-range strike capabilities” [xiii]
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        This represents continuity of U.S. policy with the Bush Administration.
      
    
      
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                    NPR calls for developing “non-nuclear prompt global strike capabilities” that are “particularly valuable for the defeat of time-urgent regional threats.”  The USG is currently studying the proper mix of capabilities needed. [34]
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                    “As the role of nuclear weapons is reduced in U.S. national security strategy, … non-nuclear elements [of U.S. assurances] will take on a greater share of the deterrence burden.”  [xiii]
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                    Post-Cold War growth in our “unrivaled” conventional capabilities will enable us to meet deterrent objectives with reduced force levels and reliance upon nuclear weapons. [6]
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                    The NPR’s approach to strategic delivery vehicles (SDVs) was intended to retain “a margin above the minimum required nuclear force structure for the possible addition of non-nuclear prompt-global strike capabilities (conventionally-armed ICBMs or SLBMs) that would be accountable under the Treaty” [20]
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        The Bush Administration did propose converting some Trident missiles into conventional strike platforms, but Congress balked.  As this NPR comment indicates, if the Obama Administration wishes to convert SLBMs or ICBMs for prompt global strike (PGS) missions, the U.S. would have to cut back its nuclear delivery capabilities accordingly, because ballistic missiles will be treaty-limited under “New START.”  (Whether or not the Obama Administration indeed built in an appropriate “margin” for this will surely be debated.)  Because it would require a one-for-one tradeoff between nuclear and PGS missions, the Obama treaty does place constraints upon U.S. pursuit of the easiest and cheapest approach to near-term PGS: ballistic missile conversions. (One longer-term possibility, however, would 
      
    
      
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            -ballistic PGS packages as reductions are undertaken from START to “New START” levels – such as by using them as boosters for new non-nuclear hypersonic boost/glide vehicles.  Such non-ballistic systems would seem to fall outside “New START” limits on ballistic SDVs.  Both Russia and the United States are said to have appropriate technology either in hand or in development.)
          
        
          
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                    The NPR notes the importance to U.S. strategy of “preserving options for using heavy bombers and long-range missile systems in conventional roles.” [x]
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        This is consistent with longstanding U.S. policy, but it is of unclear long-term impact. There is no doubt any future bomber will have a conventional role, but not known whether we will have a dual-role aircraft.
      
    
      
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        “DE-ALERTING”
      
    
    
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                    “Maximizing decision time for the President can further strengthen strategic stability at lower force levels.”  After considering various possible changes to alert levels, “[t]he NPR concluded that this [current] posture should be maintained.” [25]  Reducing alert rates for ICBMs and at-sea rates for SSBNs “could reduce crisis stability by giving an adversary the incentive to attack before ‘re-alerting’ was complete.” [26]
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        This is, in effect, a fairly explicit rebuke for partisans of “de-alerting” in the disarmament community.  The Obama Administration considered such ideas – and rejected them as being likely to contribute to strategic instability.
      
    
      
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                    Suggests that modernization could help reduce alert levels – such as if “new modes of basing” for a follow-on ICBM would ensure survivability “while eliminating or reducing incentives for prompt launch” [26]
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        While seeming to offer some potential future hope for “de-alerting,” this keeps the issue within the ambit of much more traditional strategic policy thinking – and actually commits the United States to nothing except openness to potential hypothetical new ideas.
      
    
      
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        THE DISARMAMENT FUTURE
      
    
    
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                    “The United States is committed to the long-term goal of a world free of nuclear weapons.” [29]  “The long-term goal of U.S. policy is the complete elimination of nuclear weapons.”  [48]
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        This is a more explicit declaration than top-level U.S. policy-makers have hitherto offered in recent years, but it is nonetheless 
      
    
      
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            consistent with 
          
        
          
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             and at the Conference on Disarmament – and indeed with U.S. policy of agreement with the Preamble of the NPT since that treaty’s signature in 1968.
          
        
          
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                    Conditions for nuclear zero are “very demanding,” and include “success in halting the proliferation of nuclear weapons, much greater transparency into the programs and capabilities of key countries of concern, verification methods and technologies capable of detecting violations of disarmament obligations, enforcement measures strong and credible enough to deter such violations, and ultimately the resolution of regional disputes that can motivate rival states to acquire and maintain nuclear weapons.  Clearly, such conditions do not exist today.” [xv; see also 48-49]   (Moreover, “it is not clear when this goal can be achieved.” [48])  But “we can – and must – work actively to create those conditions.” [xv]
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        This assessment is also remarkably consistent with 
      
    
      
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             and at the Conference on Disarmament, as well as with the bipartisan consensus expressed in the Strategic Posture Review Commission report of May 2009.
          
        
          
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                    Calls for “[i]nitiating a comprehensive national research and development program to support continued progress toward a world free of nuclear weapons.” [vii, 13, 47]
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        This emphasis is new with the Obama Administration, though it tracks British pronouncements from at least as early as 2007 – and in fact simply represents a senior-level articulation 
      
    
      
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            of 
          
        
          
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             U.S. policy evident in ongoing research at the U.S. national security laboratories since the mid-1990s.
          
        
          
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                    -- Christopher Ford
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      <pubDate>Wed, 07 Apr 2010 21:07:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p51</guid>
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      <title>Obama Nuclear Review is, Shockingly, Not Awful</title>
      <link>http://www.newparadigmsforum.com/p49</link>
      <description>In this opinion piece published on April 7 by AOL News, Ford gives a quick assessment of the Obama Administration’s new 2010 Nuclear Posture Review.  (For considerably more detail, see NPF’s issue-by-issue account on this site.)</description>
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            AOL News on April 7, 2010.
          
        
        
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    (April 7) -- Make no mistake: There are things in the Obama administration's just-released 2010 
    
  
  
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     that will make conservatives uncomfortable. It raises real questions that will be much debated in the coming months -- especially as the still-unfinished "New START" agreement with Russia faces Senate ratification.
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                    Will the president make sure we have a reliable nuclear deterrent as our numbers shrink? Does "New START" bring our delivery systems down too quickly? Are we doing enough, as we reduce the size of our arsenal, to provide credible security for allies who depend on the "nuclear umbrella" of U.S. extended deterrence? And so on.
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                    But on the whole, the most shocking thing about the document is how bad it 
    
  
  
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    . By contrast, for President Barack Obama's supporters on the left and in the disarmament community, this Nuclear Posture Review is surely nothing short of a catastrophe.
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                    Let's not forget: this is the president elected on a "transformative" platform of "change we can believe in," who has reputedly dreamed of nuclear weapons abolition since his undergraduate days, and who spent the first year of his presidency playing to the disarmament grandstands and collecting a Nobel Peace Prize for seeming to promise the moon in achieving "a world without nuclear weapons."
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                    Well, from the perspective of the disarmament community, this Nuclear Posture Review isn't the moon. The White House has tried to make its new more restrictive declaratory policy the central story of Nuclear Posture Review media coverage, but even here, as 
    
  
  
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      I have detailed elsewhere
    
  
  
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    , the new rhetoric is more confusing and less radical a departure than it pretends. Experts will be debating its actual meaning -- and of course its impact on deterrence -- for a while.
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                    More importantly, the Nuclear Posture Review turns out to be replete with things that are sure to drive the disarmers positively nuts. Readers can find my longer, 
    
  
  
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     of the Nuclear Posture Review elsewhere, but among these points are:
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                    Granted, the Nuclear Posture Review promises America's commitment "to the long-term goal of a world free of nuclear weapons," but it makes clear that this is a very 
    
  
  
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    -term goal indeed, describing the conditions that would have to be achieved in order to make abolition possible as being "very demanding." And -- after articulating some of these conditions in terms that fit remarkably well with positions we articulated in the Bush administration -- the Nuclear Posture Review says pointedly that the necessary conditions "clearly ... do not exist today," and that "it is not clear when this goal can be achieved."
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                    The irony here, of course, is that the details of the Nuclear Posture Review likely to prove anathema to the disarmament left in fact probably are consistent with a sincere commitment to trying to achieve a world free of nuclear weapons.
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                    At this juncture, both hawks and doves probably have an interest in supporting the president in pursuing such nuclear modernization: the former because from their perspective some modernization is vastly better than the status quo of 
    
  
  
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     modernization, and the latter because any serious effort to make deep cuts will probably require a different force mix, greater reliability, and better productive and scientific capacity than we have today -- and because we will have to make it through many long years before there could be any hope of abolition.
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                    Still, Obama will face a very entertaining and awkward political and diplomatic dance as he tries to explain to his starry-eyed allies on the left why the Nuclear Posture Review's surprisingly robust commitment to nuclear deterrence, modernization, missile defense, prompt global strike and the "nuclear umbrella" deserves their support.
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      <pubDate>Wed, 07 Apr 2010 21:04:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p49</guid>
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      <title>The Obama Nuclear Review: Initial Reactions</title>
      <link>http://www.newparadigmsforum.com/p60</link>
      <description>In this essay, Ford offers some initial reactions to the Obama Administration’s brand-new 2010 Nuclear Posture Review (NPR), focusing specifically upon purported  changes in U.S. declaratory policy regarding the use of nuclear weapons.  The picture, he suggests, may be rather more complex than the media spin would have us believe.  Here is a quick look at U.S. Negative Security Assurances (NSAs) and contemporary declaratory policy ....</description>
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                    Perhaps the most interesting thing about the Obama Administration’s just-released Nuclear Posture Review (NPR) is that the White House seems fiercely intent upon ensuring that the story upon which everyone focuses today is changes that have been made in the description of U.S. declaratory policy – that is, changes in when the United States says it would, or would not, use nuclear weapons.  It is perhaps not surprising, and by now seems characteristic of the Obama presidency, that the primary emphasis is thus being placed upon the realm of nuclear policy that is the 
    
  
  
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      most
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     characterized by the ephemera of symbolism and posture rather than concrete realities of real planning and capability.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    More intriguingly, however, the obvious desire to make declaratory policy “the story” – evidenced in 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms.html?hp"&gt;&#xD;
      
                      
    
    
      President Obama’s pre-release media interviews stressing the point, and the White House’s pre-leaking of portions of the otherwise closely-guarded NPR text dealing with use policy
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – suggests that analysts would be well advised to examine the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      rest
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of the document, to see what the White House would prefer 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be everyone’s first impression of U.S. nuclear policy.  We’ll have lots of time on this website to ponder the details of the new NPR, but be sure to keep your eyes open in perusing its text for things that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      don’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     look quite like the conventional wisdom of the disarmament community the administration has so assiduously been courting – things, in fact, that look remarkably like Bush-era approaches, or that demonstrate an underlying continuity of U.S. interest and strategic policy across multiple administrations that belies more recent rhetoric of “change we can believe in.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For now, however, let’s take the White House’s bait and assume that tweaks in U.S. declaratory policy really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      are
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the most important aspect of the new NPR.  In this regard, let me concede up front that I’m surprised that the Review said what it did; the rumors coming out of the Administration during the last few days had suggested things might be more restrained, and the final product may reflect a last-minute intervention by Barack Obama himself.  That said, the much-vaunted changes seems less significant than the White House would have us believe.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Old Formula
      
    
    
                      &#xD;
      &lt;span&gt;&#xD;
      &lt;/span&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Previously, the longstanding “negative security assurance” (NSA) offered by the United States held that – in the words of a 1997 Presidential Decision Directive by President Clinton – the United States would
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      “
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.armscontrol.org/factsheets/negsec"&gt;&#xD;
        
                        
        
      
        not use nuclear weapons against non-nuclear-weapon state-parties to the Treaty on the
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      &lt;a href="http://www.armscontrol.org/factsheets/negsec"&gt;&#xD;
        
                        
        
      
        Nonproliferation of Nuclear Weapons, except in the case of an invasion or any other attack on the
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      &lt;a href="http://www.armscontrol.org/factsheets/negsec"&gt;&#xD;
        
                        
        
      
        United States, its territories, its armed forces or other troops, its allies, or on a state toward which it
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      &lt;a href="http://www.armscontrol.org/factsheets/negsec"&gt;&#xD;
        
                        
        
      
        has a security commitment carried out, or sustained by such a non-nuclear-weapon state in
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;a href="http://www.armscontrol.org/factsheets/negsec"&gt;&#xD;
          &lt;em&gt;&#xD;
            
                            
            
          
            association or alliance with a nuclear-weapon state
          
        
          
                          &#xD;
          &lt;/em&gt;&#xD;
        &lt;/a&gt;&#xD;
        &lt;em&gt;&#xD;
          
                          
          
        
          .”
        
      
        
                        &#xD;
        &lt;/em&gt;&#xD;
      &lt;/span&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This was an ungainly mouthful, to be sure, but it basically meant that 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Infcircs/Others/infcirc140.pdf"&gt;&#xD;
      
                      
    
    
      Nuclear Nonproliferation Treaty (NPT) 
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    states party were officially off the hook unless they attacked us (or a U.S. ally) in conjunction with a nuclear weapon state.  The old formula was therefore actually quite a restrictive statement, though the Clinton Administration also made clear that this pledge didn’t mean much of anything if someone attacked us with chemical or biological weapons.  Indeed, the Clinton White House articulated a legal position that if we were attacked by 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sort of weapon of mass destruction (WMD), it would be within our rights to respond with nuclear weapons if we deemed it appropriate.  This doctrine of “belligerent reprisal” – which, fascinatingly, has never been repudiated by 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     U.S. administration, including President Obama – was used even to claim that 
    
  
  
                    &#xD;
    &lt;a href="http://cns.miis.edu/npr/pdfs/bunn43.pdf%20"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        legally-binding
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       NSAs of the sort embodied in Nuclear Weapon Free Zone (NWFZ) protocols would fall by the wayside in the event of WMD attack
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  (If such derogation were permissible with respect to NSA 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      treaty
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     commitments, how much less credence must one place in mere 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      declarations of intent
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ?)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The Bush Administration had the bad manners – or perhaps honesty, which is often mistaken for ill breeding in diplomatic circles – to say this sort of thing more publicly than had its predecessor.  In its 2002 National Strategy for Combating Weapons of Mass Destruction, the Bush Administration reserved the right to “
    
  
  
                    &#xD;
    &lt;a href="http://italy.usembassy.gov/pdf/other/wmd-strategy.pdf"&gt;&#xD;
      
                      
    
    
      respond with overwhelming force – including through resort to all of our options – to the use of WMD against the United States, our forces abroad, and friends and allies
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ,” but this policy was not new.  This, then, was the “state of the art” with respect to declaratory policy that President Obama inherited.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The New Formula
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So what does the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      new
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     policy say?  It is a simpler formulation, declaring that the United States
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
       “
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
        
                        
        
      
        will not use or threaten to use nuclear weapons against non-nuclear weapons states that are party to
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;em&gt;&#xD;
          &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
            
                            
            
          
            the Nuclear Non-Proliferation Treaty and in compliance with their nuclear non-proliferation
          
        
          
                          &#xD;
          &lt;/a&gt;&#xD;
          &lt;span&gt;&#xD;
            &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
              &lt;em&gt;&#xD;
                
                                
                
              
                obligations
              
            
              
                              &#xD;
              &lt;/em&gt;&#xD;
            &lt;/a&gt;&#xD;
            &lt;em&gt;&#xD;
              
                              
              
            
              .”
            
          
            
                            &#xD;
            &lt;/em&gt;&#xD;
          &lt;/span&gt;&#xD;
        &lt;/em&gt;&#xD;
      &lt;/span&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Note how far this is from the sort of “no-first-use” pledge urged by the disarmament community.  The Obama formula would allow the use of nuclear weapons in response to a conventional attack – that is, one involving no WMD at all – by any NPT nuclear weapons state (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , Russia or China), or by any NPT non-party (
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ., North Korea).  WMD attacks by non-parties, or by NPT nuclear weapons states (NWS) themselves, could also receive a nuclear response under this phrasing.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The new declaratory 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      looks
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     like it takes off the table potential U.S. nuclear responses to WMD by nonproliferation-compliant NPT 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -nuclear weapons states (NNWS), but when one reads a little bit further in the NPR, one comes to this sentence:
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;em&gt;&#xD;
      
                      
      
    
      “
    
  
    
                    &#xD;
    &lt;/em&gt;&#xD;
    &lt;em&gt;&#xD;
      &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
        
                        
        
      
        Given the catastrophic potential of biological weapons and the rapid pace of bio-technology
      
    
      
                      &#xD;
      &lt;/a&gt;&#xD;
      &lt;span&gt;&#xD;
        &lt;em&gt;&#xD;
          &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
            
                            
            
          
            development, the United States reserves the right to make any adjustment in the assurance that may
          
        
          
                          &#xD;
          &lt;/a&gt;&#xD;
          &lt;span&gt;&#xD;
            &lt;em&gt;&#xD;
              &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
                
                                
                
              
                be warranted by the evolution and proliferation of the biological weapons threat and US capacities to
              
            
              
                              &#xD;
              &lt;/a&gt;&#xD;
              &lt;span&gt;&#xD;
                &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
                  &lt;em&gt;&#xD;
                    
                                    
                    
                  
                    counter that threat
                  
                
                  
                                  &#xD;
                  &lt;/em&gt;&#xD;
                &lt;/a&gt;&#xD;
                &lt;em&gt;&#xD;
                  
                                  
                  
                
                  .”
                
              
                
                                &#xD;
                &lt;/em&gt;&#xD;
              &lt;/span&gt;&#xD;
            &lt;/em&gt;&#xD;
          &lt;/span&gt;&#xD;
        &lt;/em&gt;&#xD;
      &lt;/span&gt;&#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Using nuclear weapons to deter any sort of biological weapon (BW) attack, therefore – as well as to deter 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sort of attack at all by NWS or NPT non-parties – remains Obama policy as it had been under both Bush and Clinton.  (In fact, the Obama formula would not seem even to rule out using nuclear weapons preemptively or preventatively against NWS, NPT non-parties, or nonproliferation-noncompliant NPT NNWS, or in the face of terrible BW threats from any NNWS.)  Only chemical weapons (CW) attack, it would seem, has really been officially removed from the picture with regard to NNWS.  Since there seems to be relatively little fear of CW attack in U.S. circles today – or at least not any perception of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      strategic
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     threat, in contrast to other WMD forms or cyberattack – this doesn’t seem too dramatic an adjustment.  On the whole, Clinton- and Bush-era ambiguity remains the order of the day.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One wonders what it actually means, moreover, to limit this NSA to NPT NNWS that are “
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/04/06/world/06arms-side.html?ref=world"&gt;&#xD;
      
                      
    
    
      in compliance with their nuclear non-proliferation obligations
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  The portions of the NPR that I’ve seen so far do not specify what this means, but the “nonproliferation obligations” applicable to NNWS are not limited to Article II of the NPT.   The Treaty also contains 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Documents/Infcircs/Others/infcirc140.pdf"&gt;&#xD;
      
                      
    
    
      Article III
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , for instance, which obliges NNWS to have a comprehensive safeguards agreement (CSA) with the International Atomic Energy Agency (IAEA).  
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/Publications/Factsheets/English/nptstatus_overview.html"&gt;&#xD;
      
                      
    
    
      Today, some 22 states have still to bring CSAs into force
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Since such failure is technically an Article III violation, it may be that the Obama Administration has now stated that these 22 NNWS fall outside the new NSA and thus could theoretically be subject, under its terms, to nuclear weapons use.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And look more closely.  The Obama formula does not specify “compliance with … nuclear non-proliferation obligations” as being limited solely those obligations that appear in the NPT itself.  
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nonproliferation obligations – and indeed 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     nuclear-related nonproliferation obligations – would seem to count, too.  Fall out of compliance with your IAEA safeguards agreement, for instance, and you apparently fall out of the protective embrace of the Obama NSA and, as it were, into the category of “could potentially be nuked.”  (In recent years, a number of states have had safeguards problems of various sorts, among them Egypt, Libya, South Korea, and of course Iran.)  Regardless of your compliance with the NPT, moreover, if you violate nonproliferation-related obligations imposed on you by the Security Council under Chapter VII of the U.N. Charter, you also become once again “nukable” under the new NSA.  (Is Iran paying attention to this?)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It would seem that the violation of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     agreement relating to nuclear nonproliferation – 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , on export controls or refraining from proliferation-risky transfers, or abiding by Nuclear Suppliers Group guidelines – would count as well.  Nor should we forget 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/isn/73519.htm"&gt;&#xD;
      
                      
    
    
      Security Council Resolution 1540, which is legally binding under Chapter VII, and which requires all states, 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        inter alia
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
      , to “refrain from providing any form of support to non-State actors that attempt to develop, acquire, manufacture, possess, transport, transfer or use nuclear, chemical or biological weapons and their means of delivery,” and to “adopt and enforce appropriate effective laws which prohibit any non-State actor” from doing so and “take and enforce effective measures to establish domestic controls to prevent the proliferation of nuclear, chemical, or biological weapons and their means of delivery
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”   With regard to nuclear technology at least, a country that fails to comply with Resolution 1540 is thus apparently outside the ambit of the Obama formula too.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And who is to make such compliance assessments?  With the exception of IAEA safeguards compliance issues, upon which the IAEA occasionally pronounces itself 
    
  
  
                    &#xD;
    &lt;a href="http://www.iaea.org/About/statute_text.html"&gt;&#xD;
      
                      
    
    
      pursuant to its statute
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , there is essentially no international mechanism for doing so.  Moreover, even where mechanisms exist, national governments have always reserved the right to make their 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     compliance judgments as part of their own national policy-making process.  For its part, the United States reaches compliance judgments in its statutorily-authorized Compliance Reports drafted by the 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/vci/"&gt;&#xD;
      
                      
    
    
      State Department’s Bureau of Verification, Compliance, and Implementation
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     (VCI).  (
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/52113.pdf"&gt;&#xD;
      
                      
    
    
      The last such report appeared in 2005
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .)  Since we’re talking about U.S. declaratory policy here, one can only assume that the Obama Administration has thus now invested its own internal compliance assessment process with a whole new level of significance: a country that runs afoul of the State Department compliance analysts, in other words, apparently loses the nuclear-use protections of the president’s new NSA.  (Wow!)  As I know from my time as second-in-command of the VCI Bureau, in fact, some formal U.S. compliance findings are actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      classified
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     – such as when they are based upon intelligence information that cannot publicly be revealed.  This makes the new NSA doubly strange.  Whether or not the U.S. Government considers a NNWS to fall outside the ambit of the Obama formula about “compliance with ... nuclear non-proliferation obligations” turns out to be something that outsiders – and any such NNWS itself – actually cannot necessarily know!
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Fascinatingly, therefore, the new Obama NSA thus seems more ambiguous and porous the harder one stares at it.  (Was this intended?  Or did administration officials’ eagerness to announce something “new” get out ahead of their critical faculties?)  This is not necessarily bad, but it may be an overstatement to describe the new NSA as being 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      more restrictive
    
  
  
                    &#xD;
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     than previous U.S. policy statements.  It might be fairer to describe it as just being 
    
  
  
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    – and in some notably confusing ways.  Don’t count on Obama’s foreign audiences feeling completely reassured by the much-vaunted new phrasing.
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      The Problem with Declaratory Policy
    
  
  
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                    But it’s not just a question of the administration having chosen an oddly idiosyncratic way of expressing things.  More fundamentally, it is 
    
  
  
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      always
    
  
  
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     difficult to know what to make of a country’s declaratory policy in the first place.  Precisely because such a decision 
    
  
  
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     simply a policy choice, things can be 
    
  
  
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     as easily and quickly as they can be declared in the first instance.  The Obama Administration went to some trouble in the NPR to draw attention to its “
    
  
  
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      right to make any adjustment in the assurance that may be warranted
    
  
  
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    ” by BW threats, but of course the White House has complete discretion to modify its own policy declarations anyway.  Nor need such changes necessarily be 
    
  
  
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     ahead of time: the President, as any commander-in-chief, can change his declaratory policy at any point, with or without giving anybody any notice.
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                    This is why declaratory policies on nuclear use are in one sense the 
    
  
  
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     interesting aspect of nuclear policymaking.  Such pronouncements may say a lot about the politics of the moment, and about how leaders wish themselves to be seen by the rest of the world, but it is intrinsically difficult to know what their real import is – or whether they have any at all.  During the Cold War, the United States claimed a willingness to initiate full-scale nuclear exchanges with the Soviet Bloc in the event that our NATO allies were overrun by the Red Army.  Some Europeans doubted this pledge, wondering whether a U.S. president would 
    
  
  
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     sacrifice New York for Brussels or Bonn.  (This doubt, in fact, helped become the basis for the development of nuclear weaponry by the United Kingdom and France.)  On the other side of the coin, China has long professed a nuclear “no-first-use” (NFU) policy, but many observers, quite reasonably, simply do not believe it.  What government faced with the likelihood of catastrophic defeat in a 
    
  
  
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     war, for instance, could be entirely trusted 
    
  
  
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      not
    
  
  
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     to use, or at least threaten to use, any nuclear weapons it possessed?  To put it simply, declaratory policy is just 
    
  
  
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      declaratory
    
  
  
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    , and talk is cheap.  Whatever the intentions of those who utter such pronouncements at the time, they may 
    
  
  
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      or may not
    
  
  
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     correspond to what ends up being done in a crisis.
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                    And with this observation about the inescapable contingency and ephemeral nature of declaratory policy, we return to the Obama Administration’s effort to focus all attention upon its new NSA as the centerpiece of the 2010 NPR.  This eagerness should make us all the more attentive readers of the body of that document, for there is a sense here of the parlour magician, eager to draw our gaze to his left hand because he’s doing the 
    
  
  
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     interesting things with his right.  In this scramble for the relatively substance-free political high ground of declaratory policy, what 
    
  
  
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     policies and programs are being publicly 
    
  
  
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      de-
    
  
  
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    emphasized?  I am looking forward to working my way through the rest of the review.
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    -- Christopher Ford
  

  
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      <pubDate>Tue, 06 Apr 2010 15:28:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p60</guid>
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      <title>Ford Responds to David Lowry: Nuclear Modernization</title>
      <link>http://www.newparadigmsforum.com/p62</link>
      <description>Ford here replies to issues and concerns raised by David Lowry in his guest blog entry here on NPF.  This essay talks about British compliance with NPT Article VI, the Trident missile system, U.S. spending on nuclear infrastructure modernization, and non-weapons states’ apparently  long-forgotten security interest in nonproliferation compliance enforcement.</description>
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      These comments respond to David Lowry’s guest blog entry on the previous page, “Disarmament, the NPT, and Modernization.”
    
  
    
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                    Notwithstanding whatever Britain’s junior minister of state for foreign affairs, Fred Mulley, may once have said, Article VI does not actually say that disarmament negotiations are “required.”  Its text is clear: 
    
  
  
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      all parties are required to “pursue” such negotiations
    
  
  
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    .  It’s an empirical question as to during what period(s) the United Kingdom actually 
    
  
  
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     disarmament talks after signing the Treaty, but it certainly seems that London meets this criterion today.   Then-Foreign Secretary Margaret Beckett called in mid-2007 for opening up post-START negotiations – at least with respect to their transparency and confidence building measures – to participants beyond just the United States and Russia: 
    
  
  
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      she urged more “global transparency and global verification ... beyond the bilateral arrangements between Russia
    
  
  
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      and the US” and involving “deeper relationships on disarmament between nuclear weapon states
    
  
  
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    .”  Defense Secretary Des Browne called in early 2008 for “
    
  
  
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      a technical conference of P5 nuclear laboratories on the verification of nuclear disarmament
    
  
  
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    ” in order to see if progress could be made on how to move forward.  To date these initiatives haven’t led to much – such overtures running aground, I am told, upon the general disinterest of Russian and Chinese officials in broader transparency – but that’s hardly London’s fault, or any kind of British compliance problem under Article VI of the NPT.
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                    As for Mulley’s comment that NPT Articles I and II close “all loopholes of practical significance to the proliferation of nuclear weapons,” I think he was both right and wrong.  If sensibly interpreted, the Treaty 
    
  
  
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     indeed close all such loopholes.  The problem in recent years – and this seems for the most part to be a more recent phenomenon that cannot really be laid at the doorstep of officials of Mulley’s vintage – has been that self-interested parties have been trying to reinterpret Article IV to undermine Article II by 
    
  
  
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     just such a loophole.  Such revisionist interpretations would deem Article IV to provide every NPT State Party with the legal “right” to acquire the capability to produce fissile material usable in nuclear weapons, a nuclear weapons “option,” as it were.  As 
    
  
  
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      I have detailed at painful length elsewhere
    
  
  
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    , I think this interpretation is in no way legally required, and is both inconsistent with the basic scheme of the NPT and – most importantly – quite foolish.  Pervasive, however, it remains.  (Now 
    
  
  
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      that’s
    
  
  
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     I loophole I would love to work with David to help close ....)
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                    But let’s turn to David’s own argument.  With regard to Britain’s purchase years ago of the Trident system from the United States, I should remind the reader that Trident is actually a missile, not a “bomb” or “warhead.”  (Nor is it a submarine; the British build their own submarines for launching Trident missiles.  
    
  
  
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      That’s what they decided in December 2006 to keep doing
    
  
  
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    .)  The Trident missile carries nuclear warheads, of course, but one must be careful to remember that warheads and delivery systems are 
    
  
  
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     the same things, and that they have long been treated differently in arms control agreements.  (Indeed, having treaties that deal with warheads at all is a development pioneered by President Bush in the 
    
  
  
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      Moscow Treaty of 2002
    
  
  
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    .  The post-START negotiations started by Bush in 2006 and recently concluded by President Obama build upon this legacy, dealing both with delivery systems 
    
  
  
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      and
    
  
  
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     with warheads.)  At any rate, David is thus incorrect that British purchases of ballistic missiles from the United States presents an Article I problem.  Article I prohibits transfers of “
    
  
  
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      nuclear weapons or other nuclear explosive devices or control over such weapons or explosive devices
    
  
  
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    ,” not missile,s and the UK’s 
    
  
  
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      Atomic Weapons Establishment (AWE)
    
  
  
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     has, as I understand it, built its own warheads for Trident.
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                    I also take issue with a couple of further assertions David makes.  First, he  describes nuclear modernization as being “hugely capital-intensive” and unsupportable in light of tight government budgets.  Modernization certainly isn’t, or wouldn’t be, costless.  Whether maintaining a secure nuclear deterrent and laying the infrastructural and technical groundwork for making further reductions possible is worth the cost, of course, is a question that U.S. political leaders and voters will clearly have to consider.  We should, however, keep this “huge” expense in context.
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                    President Obama’s 
    
  
  
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      budget proposal for 2011 is $3.69 trillion dollars
    
  
  
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    , on the heels of a similarly gargantuan 
    
  
  
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      2010 budget of $3.60 trillion
    
  
  
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    .  Of the 2011 budget, nearly 
    
  
  
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      $2.2 trillion is to be spent on social security ($738 billion), Medicare ($498 billion), Medicaid ($381 billion), and such things as unemployment insurance, food stamps, pensions for federal employees, and the earned income tax credit ($567 billion)
    
  
  
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    .  How much of this is proposed for modernizing the U.S. nuclear weapons production infrastructure?  Only 
    
  
  
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      $7.01 billion
    
  
  
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    .  According to my calculation, this is less than 
    
  
  
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      two-tenths of one percent of the total 2011 budget request
    
  
  
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    .  (
    
  
  
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      Out-year spending on such work in the Obama budget increases to something like $8 billion in 2015
    
  
  
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     – a figure which will still be more than $2 billion 
    
  
  
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      what will be spent on children and families services programs even in 2011
    
  
  
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    .)  The United States, in other words, could spend 
    
  
  
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      vastly
    
  
  
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     more on nuclear-weapons-related modernization without its budget totals for such activity even 
    
  
  
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      beginning
    
  
  
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     to look significant alongside the extraordinary mounds of taxpayer dollars and borrowed foreign money being spent by the Obama Administration.
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                    David also complains that that “the atomic arms race amongst the NPT depository states has spiraled.”  This comment simply confuses me, since clearly the opposite is true – at least if he means spiraled 
    
  
  
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      up
    
  
  
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    : the number of nuclear delivery systems and warheads alike have been repeatedly slashed – both unilaterally and on a treaty-based agreed basis between the United States and Russia – since 
    
  
  
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    .  Today, the United States, for instance, has gotten rid of something like three-fourths of its Cold War arsenal, with Russia making commensurate cuts (except, notoriously, in so-called “tactical” nuclear weapons).  Russia is modernizing, to be sure – as I mention frequently.  But it is also still reducing, by replacing larger numbers of older systems with smaller numbers of new ones.  The British (and French) have also reduced significantly.  Perhaps David means to direct his criticism solely at Beijing – for the Chinese are, uniquely among the NPT nuclear weapons states, both modernizing 
    
  
  
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     increasing the size of their arsenal – but one country’s build-up doesn’t sound like much of a “spiraling race.”  
    
  
  
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       Nor is China an NPT depository state.] 
    
  
  
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     I am left, therefore, simply being baffled by what he could possibly mean.
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                    That said, I did like David’s invocation of the point apparently made, in a paper for British ministers in April 1968, that the NPT is “in the first instance, in the interests of non-nuclear countries themselves, adding to their security against the development of nuclear weapons in non-nuclear rival states.”  This is quite true, and is a point that I have myself advanced many times, both in and since leaving government.  It is also a point that has indeed been sadly forgotten.
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                    The ones who have most tragically forgotten it, however, are not the British leaders who made the decision in December 2006 to build a successor to their current Trident-equipped submarine.  (Actually, the quoted 1968 comment, on its face, didn’t apply to Britain in the first place, because it was addressed to “non-nuclear countries” and the UK was an NPT-recognized nuclear weapons state from the beginning, but perhaps that’s quibbling.)  Any number of NPT non-nuclear weapons states seem to have forgotten that the Treaty is profoundly in their security interest precisely to the degree that it prevents the further spread of nuclear weapons – and indeed that this is the case 
    
  
  
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     their views happen to be on the broader issue of disarmament by the weapons states.  Today, the greatest crisis facing the NPT is countries’ generalized loss of interest in nonproliferation compliance enforcement, which is rapidly leading us into a future in which the Treaty is exposed as a hollow shell incapable of performing its primary function and thus also incapable of supporting other important goals such as disarmament.  And this collapse of nonproliferation compliance enforcement seems to stem directly from not understanding or admitting the very point that David quotes the April 1968 British ministerial paper as having made.
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                    I take issue with his own interpretation of British nuclear issues, but I thus applaud David for calling attention to the critical point that the NPT – and ensuring strict compliance with its nonproliferation rules – is above all in the interest of 
    
  
  
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    -nuclear weapons states.  I dearly wish they would listen to him.
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      <pubDate>Fri, 02 Apr 2010 15:32:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p62</guid>
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      <title>Guest Blog: David Lowry on Disarmament, the NPT, and Modernization</title>
      <link>http://www.newparadigmsforum.com/p64</link>
      <description>In this guest blog, UK researcher and consultant David Lowry takes issue with Ford’s comments in the last NPF nuclear weapons entry -- “Post-START Numbers and Nuclear Modernization” -- about nuclear modernization.  Looking back at the history of British positions at the time of the NPT’s drafting, Lowry argues against British decision to purchase Trident systems from the United States, and decries the prospect of nuclear modernization in the United States.</description>
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      David Lowry is an independent research policy consultant specializing in nuclear issues, working with politicians, NGOs and the media.  He is a former director of the European Proliferation Information Centre [EPIC] in London.   He supplied this guest blog entry to Chris Ford on Wednesday, March 31, in response to Ford’s posting on the new post-START agreement.
    
  
    
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                    Christopher Ford’s latest commentary understandably concentrates on impact of the latest bilateral nuclear WMD reduction agreement on security policies of Moscow and Washington, especially in the context of planning for the Nuclear Non- Proliferation Treaty (NPT) Review conference in New York in May.
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                    However, the third depositary state for the NPT – alongside the US and Soviet Union (Russia has inherited the Soviet responsibility) – was the United Kingdom.  Files available at the UK National Archives in Kew, near London, which I have researched show the commitments made publicly by the UK in the 1960s when the NPT was being negotiated. They tell a story with contemporary security reference.
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                    On January 23 1968, then [junior] minister of state for foreign affairs [the now Late Lord] Fred Mulley spoke in Geneva at the UN 18-nation Disarmament Committee to argue the case for nations to sign up to the new treaty.  He declared: “My government accepts the obligation to participate fully in the negotiations required by article six” of the NPT “and it is our desire that these negotiations should begin as soon as possible and should produce speedy and successful results.  “There is no excuse now for allowing a long delay to follow the signing of this treaty.”  Mulley also told the representatives of the very nations which the UK hoped to convince to join up to the atomic self-denying treaty that NPT “articles one and two effectively provide for the closing of all loopholes of practical significance to the proliferation of nuclear weapons.”
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                    While negotiators worked hard to ensure that nuclear weapons owned by the two main cold war powers – the U.S. and the Soviet Union – could be based on foreign soil, a secret U.S. “interpretations memo” dated May 1967 stated that the NPT would prohibit transfer to any recipient whatsoever “nuclear weapons” or control over them, meaning “bombs and warheads.”
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                    By anyone’s judgment, buying Trident from the US is an indirect transfer and a breach of NPT article one.  So, unforgivably, 39 years on from the original negotiations, new Labour ministers have worked hard to slip British nuclear weapons through the very loophole that a predecessor Labour regime had promised did not exist.
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                    Following the Geneva conference, Mulley sent a confidential memo to the UK Cabinet defence and overseas policy committee setting out the UK’s position on the key nuclear disarmament clause, which became NPT article six.
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                    “A number of countries may withhold their ratification of the treaty until nuclear-weapon states show they are taking seriously the obligations which this article imposes on them. It will, therefore, be essential to follow the treaty up quickly with further disarmament measures if it is to be brought into force and remain in force thereafter,” he wrote.
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                    “We have, therefore, begun to work on a paper examining the most suitable measures on which we should concentrate our attention once a Non-Proliferation Treaty has been achieved.”
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                    The contrast between this intention and the present UK Labour Government’s desire to extend the possession of nuclear WMD for another half-century could not be clearer. And the UK Parliament has sanctioned this betrayal.
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                    A talking paper prepared for ministers in April 1968 pointed out that it was important to be able to answer convincingly the question: “Doesn’t the signing of the treaty mean giving up a basic right – the right to develop nuclear weapons for self-protection if necessary?”
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                    Ministers were told: “It should be remembered that the NPT is, in the first instance, in the interests of non-nuclear countries themselves, adding to their security against the development of nuclear weapons in non-nuclear rival states and sparing them the vast expense of developing such weapons themselves.”
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                    It’s a pity that this argument was not listened to by ministers considering a needless new nuclear weapons system.
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                    When the UK lawmakers who voted for a Trident replacement in Parliament want funds in future for schools, hospitals and sports fields in their constituencies, they should not complain when the Chancellor (
    
  
  
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     UK Treasury Secretary) of the day says that the coffers are bare.
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                    The same applies to Congressmen and women looking towards November’s mid-terms.  How can they justify to voters the cuts in state social and infrastructure programs, and consequent job losses in a serious recession, when hugely capital-intensive   “modernization” programs for nuclear WMDS go ahead?
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                    The U.S., UK and Russia will also find it hard to justify these “modernizations” at the NPT RevCon in New York to  non-nuclear weapons states who have maintained compliance with their own self-denying nuclear WMD obligations across the past four decades, while the atomic arms race amongst the NPT  depository states has spiraled.
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    -- David Lowry
  

  
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      <pubDate>Fri, 02 Apr 2010 14:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p64</guid>
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      <title>Post-START Numbers and Nuclear Modernization</title>
      <link>http://www.newparadigmsforum.com/p67</link>
      <description>In this essay, Ford discusses the post-START agreement that is reportedly now ready for signature by Presidents Obama and Medvedev in Prague.  In particular, he focuses upon the new treaty’s limit on deployed strategic warheads -- and the potential implications of this figure for future arms control and for the issue of U.S. nuclear force modernization.</description>
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                    Do you remember what Defense Secretary Robert Gates said – way back in December 2008, when he worked for President George W. Bush – about the strategic arms negotiations the Bush Administration had begun with Russia to replace the Strategic Arms Reduction Treaty (START) of 1991?  Gates declared that “there is a real possibility of going down below the 1,700 to 2,200 deployed warheads” range set by the 2002 Moscow Treaty.  He warned, however, that there were limits on how far the United States could probably go:  “
    
  
  
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      I’d begin to get pretty nervous if we begin to talk about below 1,500 [warheads] just in view of the array of countries developing these systems and modernization programs in both Russia and China
    
  
  
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    .”   By a remarkable coincidence, as the Obama Administration puts the finishing touches on its new post-START strategic arms deal with Russia, 
    
  
  
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      we are told that the limit on deployed warheads set by the new agreement will be – 
      
    
    
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    .   What a coincidence!
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                    Thoughtful coverage of this new post-START limit of 1,550 has deservingly revolved around how modest a reduction it is, since this figure is a mere 150 weapons below the bottom of the 1,700-2,200 range band that President Bush agreed with Russia eight long years ago.  Few people, if anyone, seem to think that this reduction is an intrinsically bad idea, however, and Gates’ comment highlights the degree to which these talks, which were begun by the Bush Administration in September 2006, have been concluded on essentially Bush Administration terms – at least with respect to the raw numbers.  (Let’s leave verification and missile defense for another day, once it has become clear what this new agreement will actually say in these important regards.)  The text of the treaty that will be signed in April hasn’t been released yet, but it seems that
    
  
  
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       delivery systems are to be reduced more than warheads, with the total permissible number of missiles and bombers coming down to 800 from the 1,600 permitted by START
    
  
  
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          , which declared incorrectly that “The number of nuclear-armed missiles and heavy bombers would be capped at 700 each.”  In fact, according to the White House’s own fact sheet on the new treaty, the agreement features separate limits on total versus deployed delivery systems 
          
        
          
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                      .”  NPF readers should take note that the limit on bombers, alone, is emphatically not to be 700!  (That would, it has been pointed out to me, be an awful lot of bombers ....) Thanks to an attentive reader for drawing my attention to the error.]
                    
                  
                    
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                    To be sure, it is a bit discomfiting to have such reductions agreed before the Obama Administration has gotten around to identifying and articulating a U.S. nuclear weapons policy in the first place.  The new administration’s Nuclear Posture Review (NPR) is greatly delayed, and while no one doubts that it will end up saying things consistent with the now-agreed post-START framework – the White House, of course, would not permit its NPR to say otherwise – there is a whiff here of the political and arms-negotiating cart leading the strategic policy horse.  Nevertheless, the numbers aren’t shocking, and probably bode well for the new treaty’s eventual Senate ratification.
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    , and few commentators are likely to complain too much – even if Obama’s more starry-eyed political allies may now be squirming at how little was actually done in this agreement, and his arms control advisors fretting about how long and difficult a negotiating process this turned out to be.  (There now turns out to be nothing particularly “reset” about the U.S.-Russian strategic arms relationship, except in uncomfortable ways.  If anything, the parties have “reset” their negotiating dynamics – which is to say, regressed – to an adversarial mid-1980s 
    
  
  
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                    To my eye, however, the most interesting thing about the new deployed strategic warhead limit of 1,550 weapons is in the degree to which it so closely follows the cautionary note offered by Secretary Gates during the Bush Administration.  (In fact, the agreed number 
    
  
  
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     by 50 weapons the level below which Gates said he would become “nervous.”)  The Obama Administration’s post-START agreement, therefore, would seem to be an all but explicit acknowledgment that ongoing Russian and Chinese modernization of their nuclear forces is becoming a brake upon U.S. nuclear disarmament.  This needs to be much better understood in the disarmament community than it appears to be today.
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                    Russia and China are both today working to replace or augment ageing silo-based missile systems with advanced mobile missiles; both 
    
  
  
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                    If the missions of U.S. nuclear forces include the classic deterrence role of holding at risk the forces of a potential adversary, the shift to more survivable mobile missiles creates new challenges for targeteers, even as potential adversaries’ ongoing modernization work on delivery systems and warhead designs increases the dangers of U.S. technological surprise.  This creates pressures to retain larger numbers of warheads and delivery systems than would otherwise be the case, and incentives to resume or continue advanced research and development that might otherwise be felt less necessary.  As Gates’ remarks indicates, nuclear weapons 
    
  
  
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     also threatens to increase the problem, by adding yet more potential targets that planners may feel they have to be able to hold at risk in order to provide deterrence.  Hence the Secretary’s comment about becoming “nervous” below 1,500 deployed warheads – which should really have surprised no one, and which seems to reflect an underlying reality of strategic policy that transcends U.S. presidential administrations.
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                    One doesn’t hear the disarmament community talking about the braking effect of foreign modernization and nuclear weapons proliferation upon U.S. disarmament, of course, for many of its leading lights still seem to remain ideologically intoxicated by the perverse notion that the 
    
  
  
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     is the root of all evil in the arms control world.  (Russia and China are afterthoughts, when considered at all.  These powers will, it is patronizingly and implausibly assumed, follow obligingly when we “lead by example.”)  It’s quite clear, however, that U.S. strategists have noticed the challenge.  If there is to be any meaningful hope of deep U.S.-Russian arms reductions after this post-START deal – rather than merely another round of showy but smallish cuts designed to permit the Obama Administration to insist that its repeated promises of “further steps” toward disarmament weren’t just opportunistic politically-correct puffery – some answer will have to be found to handling this tension.
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                    One answer to the problem of this braking effect might be somehow to constrain Russian and Chinese nuclear work.  To describe Moscow and Beijing as being utterly uninterested in such constraints, however, would be dramatically to understate the problem, and the odds of real progress in this regard seem very low.  (Verification of modernization restrictions would also be quite an interesting challenge.)
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                    An alternative approach is to take affirmative U.S. steps to more obviously level the potential future playing field by moving America back into the modernization business, as a means to safeguard against technological surprise and to permit reductions to continue.  President Obama pledged in his famous April 2009 speech in Prague that “
    
  
  
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      [a]s long as these weapons exist, the United States will maintain a safe, secure and effective arsenal to deter any adversary, and guarantee that defense to our allies
    
  
  
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    .”   His Under Secretary of State for Arms Control and International Security, Ellen Tauscher, has declared that “
    
  
  
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    &lt;a href="http://www.washingtontimes.com/news/2010/feb/05/us-russia-nearing-new-treaty-on-arms-control/"&gt;&#xD;
      
                      
    
    
      [a]s long as we see the rise of nuclear weapons in other countries, we will maintain a deterrence [sic] that is second to none
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”   At what point might the conceded need to maintain such nuclear deterrence – especially with ever-smaller numbers of systems and warheads pursuant to the Obama’s disarmament agenda – require the United States stop being the only weapons possessor on the planet not to be modernizing its forces?
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Let’s stop and take stock for a moment, for some readers have challenged me on the claim that the U.S. is alone in not modernizing.  As noted, Russia and China are modernizing on multiple axes.  
    
  
  
                    &#xD;
    &lt;a href="http://www.upi.com/Business_News/Security-Industry/2010/01/29/French-sub-tests-M51-with-success/UPI-72001264788477/"&gt;&#xD;
      
                      
    
    
      France has a brand new class of ballistic missile submarine, the fourth of which has just entered service, and is currently testing a new missile for it
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   The 
    
  
  
                    &#xD;
    &lt;a href="http://www.number10.gov.uk/Page10532"&gt;&#xD;
      
                      
    
    
      British decided in December 2006 to begin building a new ballistic missile submarine themselves
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  India and Pakistan are both thought to be modernizing their delivery systems as rapidly as they can, in addition to 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2009/05/18/world/asia/18nuke.html"&gt;&#xD;
      
                      
    
    
      building new weapons
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – and in India’s case this work includes building a 
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrol.org/act/2009_09/IndiaSub"&gt;&#xD;
      
                      
    
    
      ballistic missile submarine, which was launched last year
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and is said to be 
    
  
  
                    &#xD;
    &lt;a href="http://www.youtube.com/watch?v=KhHuV4qONbE"&gt;&#xD;
      
                      
    
    
      undergoing sea trials
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Even Israel, a country long presumed by most observers to possess nuclear weapons but which has famously refused either to confirm or to deny this status, is 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/db/submarines/israel/index.html"&gt;&#xD;
      
                      
    
    
      rumored to be developing an improved capability to launch nuclear-armed cruises missiles from its own submarines
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   North Korea, of course, just conducted its 
    
  
  
                    &#xD;
    &lt;a href="http://www.guardian.co.uk/world/2009/may/25/north-korea-hiroshima-nuclear-test,"&gt;&#xD;
      
                      
    
    
      second nuclear test last year
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and is working on 
    
  
  
                    &#xD;
    &lt;a href="http://www.bloomberg.com/apps/news?pid=20601101&amp;amp;sid=avKz43Ks6a2k&amp;amp;refer=japan"&gt;&#xD;
      
                      
    
    
      ever more advanced ballistic missiles in defiance of U.N. Security Council missile testing prohibitions
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
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                    As for the United States, however, we’ve scrapped thousands of warheads and delivery systems under START and the Moscow Treaty, and made more cuts such as with 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/blog/ssp/2007/03/us_air_force_decides_to_retire.php"&gt;&#xD;
      
                      
    
    
      the Bush Administration’s decision in 2007 to retire our stock of advanced air-launched cruise missiles
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and to 
    
  
  
                    &#xD;
    &lt;a href="http://findarticles.com/p/articles/mi_7462/is_200711/ai_n32248798/"&gt;&#xD;
      
                      
    
    
      increase the rate of U.S. nuclear warhead dismantlement
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  The United States is building no new ballistic missiles and no new submarines, and while there apparently now do exist plans for some kind of “next generation” bomber, no decision seems to have been made on whether it will actually be “dual-role” (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
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    , nuclear capable) at all.  Under President Bush, there were efforts to look into the possibility of two “new” nuclear weapons designs – an 
    
  
  
                    &#xD;
    &lt;a href="http://www.carnegieendowment.org/pdf/npp/crsbunkerbusters3_08_04.pdf"&gt;&#xD;
      
                      
    
    
      earth-penetrator weapon
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and a 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/news/1145.htm"&gt;&#xD;
      
                      
    
    
      design with improved safety and security features and intended to obviate any future need to resume nuclear testing
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   (Technically speaking, these were less “new” weapons than modifications of older designs, but this subtlety escaped most critics.)  This work, however, involved no more than design and feasibility studies, and both programs were in any event 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecuritynewswire.org/gsn/nw_20090511_8613.phphttp://www.globalsecuritynewswire.org/gsn/nw_20090511_8613.php"&gt;&#xD;
      
                      
    
    
      scrapped
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     amidst a firestorm of criticism.  Washington has been for some time, therefore, indeed the sole nuclear “player” actually to be both reducing our forces 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
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     refusing to modernize them.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The coincidence between Secretary Gates’ comments about Russian and Chinese modernization and the limit on the number of deployed warheads that will appear in the post-START agreement, however, suggests that this U.S. status may not too long be sustainable.  It is perhaps for this reason that the Obama Administration’s latest budget request includes 
    
  
  
                    &#xD;
    &lt;a href="http://gsn.nti.org/gsn/nw_20100309_8124.php"&gt;&#xD;
      
                      
    
    
      money to study the possibility of a new air-launched cruise missile
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , to study the potential design of a follow-on ballistic missile submarine to 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/about/documents/3-Page_Fact_Sheet.pdf"&gt;&#xD;
      
                      
    
    
      replace today’s aging 
      
    
    
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      &lt;em&gt;&#xD;
        
                        
      
      
        Ohio
      
    
    
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       class boats
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , a “
    
  
  
                    &#xD;
    &lt;a href="http://gsn.nti.org/siteservices/print_friendly.php?ID=nw_20100119_1017"&gt;&#xD;
      
                      
    
    
      life-extension program” for the B-61 nuclear bomb
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that could involve the incorporation of some new features in order to permit this old weapon to remain reliable, and studies to determine the 
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecurity.org/military/library/news/2010/02/mil-100201-afps08.htm"&gt;&#xD;
      
                      
    
    
      future status of the next-generation bomber
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
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                    As yet, these budget requests have not been funded, and to study the possibility of something is of course not the same thing as actually deciding to procure it.  But the Obama Administration clearly 
    
  
  
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      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     laying the groundwork for a U.S. return to the modernization business.  There are also rumors of anxious efforts within the Administration to figure out how much can be added to a nuclear weapon design without having to call it a “new” device: there is clearly interest in squeezing as much as they can get away with, politically speaking, under the rubric of “life extension” modifications.  Perhaps tellingly, 
    
  
  
                    &#xD;
    &lt;a href="http://www.america.gov/st/texttrans-english/2010/February/20100218140643xjsnommis4.973567e-02.html"&gt;&#xD;
      
                      
    
    
      Under Secretary Tauscher said last month merely that the U.S. will acquire “no new nuclear weapons capabilities
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  This isn’t necessarily the same thing as acquiring no new 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      weapons
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , and in fact sounds much like 
    
  
  
                    &#xD;
    &lt;a href="http://nnsa.energy.gov/news/894.htm"&gt;&#xD;
      
                      
    
    
      Bush Administration policy statements about how the “reliable replacement warhead” would “have the same military capabilities as the warhead it replaces
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
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                    If Obama does follow the lead of all the other nuclear weapons possessors and return America to an agenda of at least limited nuclear force modernization, this step should not necessarily be regarded as a victory for the hawks or a defeat for the doves.  A solid case can be made – and 
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrol.org/pressroom/BidenWSJOped"&gt;&#xD;
      
                      
    
    
      the Administration has already begun to make it
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – that ensuring the reliability and future viability of U.S. warheads and delivery systems is an essential prerequisite to any serious disarmament agenda.  Obama seems to remain committed to disarmament, but he has stated quite plainly that we should not hold our breath for abolition.  “
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/the_press_office/Remarks-By-President-Barack-Obama-In-Prague-As-Delivered/"&gt;&#xD;
      
                      
    
    
      This goal,” our young president declared in Prague, “will not be reached quickly – perhaps not in my lifetime
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  On the long road to this destination, he expects an ever-smaller U.S. arsenal to remain adequate to handling whatever nuclear missions are felt to remain.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Even within the ambit of Obama’s disarmament vision, therefore, if a stable and reliable “zero” proves unfeasible before U.S. forces encounter block-obsolescence problems with existing delivery systems or unforeseen technical glitches with our Cold War-era warhead designs – and here one should remember that our 
    
  
  
                    &#xD;
    &lt;a href="http://gsn.nti.org/gsn/nw_20100309_8124.php"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        current
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       cruise missile is expected to reach the end of its service life by 2030
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and the 
    
  
  
                    &#xD;
    &lt;a href="http://armed-services.senate.gov/statemnt/2010/03%20March/Johnson%2003-17-10.pdf"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Ohio
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       class submarines perhaps ten years later
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , both dates within Barack Obama’s likely lifetime – we’ll need 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      something
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     new to bridge the gap.  Since such steps unfortunately require painfully long lead times, it stands to reason that both hawks 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     sensible doves should be willing to embrace some nuclear force modernization: the former will presumably feel such moves to be better than the current 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      status quo
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      i.e.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , no modernization at all), while the latter should recognize that deep U.S. reductions depend upon maintaining a credible arsenal as numbers shrink.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such a shift in posture would not be easy for the Obama Administration to sell to its political supporters on the left, at home and abroad, but it may prove necessary all the same – both for the preservation of U.S. national security interests 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for the political and substantive survival of the president’s disarmament policy as a viable and intellectually credible agenda.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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  &lt;/p&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    
    
  
    -- Christopher Ford
  

  
                  &#xD;
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  &lt;p&gt;&#xD;
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 30 Mar 2010 15:38:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p67</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>The U.S. Nonproliferation Agenda and the 2010 NPT Review Conference</title>
      <link>http://www.newparadigmsforum.com/p69</link>
      <description>In remarks presented at the Sandia National Laboratory, Ford discusses the challenges facing U.S. diplomacy at the upcoming 2010 Review Conference for the Treaty on the Non-Proliferation of Nuclear Weapons (a.k.a. NPT) -- and offers some thoughts on how to approach NPT diplomacy in light of these difficulties.</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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      Note:
    
  
  
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      These remarks were given at the 
    
  
    
                    &#xD;
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    &lt;a href="http://www.sandia.gov/"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
        
      
        Sandia National Laboratory
      
    
      
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       in Albuquerque, New Mexico, on March 24, 2010.
    
  
    
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                    Let me start by expressing my thanks to the kind folks at Sandia for inviting me to speak here today, and for your kind introduction.  This is my first trip to Sandia since leaving government, and it’s a pleasure to be here again.
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      RevCons and Reification
    
  
  
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                    When I was doing nonproliferation diplomacy for the Bush Administration, foreign counterparts and NGO representatives would speculate endlessly about what would need to be done “for” the 2010 NPT Review Conference (RevCon), and what would be accomplished at that meeting to solve the challenges facing the nonproliferation regime.  This reification of the NPT review process always struck me as strange, for such meetings of course don’t actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     anything in the formal sense, and – with the exception of the NPT’s extension in 1995, which was specifically provided for in the Treaty itself – such agreements as 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      are
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     occasionally achieved are political rather than legal documents.  Review Conferences are hardly unimportant, but they certainly don’t live up to their diplomatic hype, and I used to wonder about this.
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                    Part of this enthusiasm for the NPT review cycle was probably an example of the sort of phenomenon described by Bernard Baruch in observing that when all you have is a hammer, everything starts to look like a nail.  It would indeed not be surprising if NPT diplomats were to inflate the significance of their own small professional niche vis-à-vis the rest of the world and see progress on the matters in their
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
       own
    
  
  
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     portfolio as being the key to solving all the world’s problems.
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                    Part of the reification of the review cycle, I think, is also a manifestation of wishful thinking.  Because the Treaty does 
    
  
  
                    &#xD;
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      not
    
  
  
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     actually say what so many participants in the process 
    
  
  
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      wish
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     it to say – specifically with regard to disarmament, though perhaps not here exclusively – many who work on these issues have tended to project upon the review process their fervent desire for a treaty that 
    
  
  
                    &#xD;
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      wasn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     actually negotiated in 1968, investing review proceedings with a pseudo-treaty-law significance that they find politically and emotionally satisfying (and necessary) precisely to the degree to which it does 
    
  
  
                    &#xD;
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     represent reality.
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                    Whatever the reason, however, RevCons are today generally treated as being of enormous importance 
    
  
  
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      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     just as a global forum for debate and discussion on nuclear weapons-related issues – and not just as a snapshot expression, for good or for ill, of views on Treaty-related matters – but in fact as things of surpassing import in and of themselves.
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                    It may also be that I object too much.  In the world of politics, perception sometimes 
    
  
  
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      is
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     functionally equivalent to reality.  So perhaps I’m tilting at windmills to try to deflate the RevCon balloon of symbolic position-taking and draw participants back to the tougher business of actually trying to change nuclear weapons-related “facts on the ground.”  If everyone 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      thinks
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the existence or non-existence of a RevCon consensus is important, it will in a sense 
    
  
  
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      be 
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    significant, whether it deserves to be or not.  So let’s look at the upcoming NPT RevCon through the prism of this reification.
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      The Crisis of Nonproliferation Compliance
    
  
  
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                    One thing I very much fear this RevCon will bring is very little progress on the most important problem facing the NPT today: compliance enforcement.  With respect to longstanding assumptions that the Treaty can be relied upon to keep non-nuclear weapons states from breaking its rules by acquiring nuclear weapon capabilities, the NPT seems to be entering its “Emperor’s New Clothes” phase.  The king stands horribly naked in the square, and it is dangerously late to start weaving him some real robes.
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                    For reasons I hardly have to explain here, the collapse of compliance enforcement seems likely to have all manner of follow-on effects harmful to international peace and security.  What can the RevCon do to forestall this?  Probably not too very much.  The key to handling today’s crises of nonproliferation compliance, if there is one, is to be found in national capitals, not a multilateral talk shop without real decision-making authority.  It lies, for instance, with the continuance or cessation of the U.N. Security Council’s weakness and vacillation on Iran, with various governments’ willingness or unwillingness to use their 
    
  
  
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      national
    
  
  
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     levers of power, and – most broadly – with countries’ willingness to bear concrete burdens and take real risks in order to control proliferation-related threats to international peace and security.
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                    Events at the RevCon could make things worse, of course, by demonstrating the degree to which States Party 
    
  
  
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      do not care
    
  
  
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     about enforcing compliance with nonproliferation rules, but at this point I suspect it really isn’t within the power of the NPT review process to make things better.
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                    This, of course, presents a huge challenge for U.S. diplomats under the best of conditions, though they have of late made things even harder for themselves.  By deliberately playing to the political grandstands for the last year or so in inflating expectations of dramatic progress towards nuclear disarmament, U.S. officials have set themselves up for diplomatic failure on precisely the territory they have staked out for their international debut.  These problems have been compounded by longstanding claims that disarmament-facilitating U.S. positions will be reciprocated by greatly improved cooperation against proliferation by other governments.
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                    We now have a president who is willing personally to take disarmament-friendly positions that were previously articulated only at the head-of-delegation level at NPT Preparatory Committee meetings (PrepComs) – for two examples, click 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/123254.pdf"&gt;&#xD;
      
                      
    
    
      here
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/prepcom07/workingpapers/21.pdf"&gt;&#xD;
      
                      
    
    
      here
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – or at the 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/political/cd/speeches07/1session/Feb6USA.pdf"&gt;&#xD;
      
                      
    
    
      Conference on Disarmament (CD)
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    . Indeed, President Obama was actually awarded the Nobel Peace Prize for his approach.  The 2009 NPT PrepCom was awash with adoration for President Obama and his disarmament agenda – which actually builds upon 
    
  
  
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      years
    
  
  
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     of dramatic nuclear arms reductions by the previous four presidents.  But there has been no nonproliferation “payoff.”  If anything, proliferation problems have worsened.
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                    Despite Iran’s continued defiance of the international community, its programs remain unchecked and the Security Council sits idle months after the expiration of the latest of innumerable “last chance” deadlines given to the clerical regime in Tehran – even as the Iranians proclaim their pursuit of 
    
  
  
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      new
    
  
  
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     enrichment facilities and dig existing ones ever deeper into mountains while preparing to defend them with anti-aircraft missiles conveniently provided by Russia.  North Korea seems no more likely to give up its nuclear weaponry than ever, and around the world multiple governments seem to be edging ever closer to pursuing their 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
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     nuclear “options.”
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                    Diplomatically, the new high-profile U.S. push for disarmament is being met only by arguments that all this is not enough, and that there is still somehow a crisis of 
    
  
  
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      disarmament
    
  
  
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     noncompliance that makes the NPT fundamentally “inequitable” and deserving of revision or abandonment – a carefully pre-established “excuse” for anyone who wishes to become an Iranian-style scofflaw in the future.  This RevCon, I think, will provide no nonproliferation “payoff,” and will instead demonstrate just how 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      unrelated
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     disarmament is to the crisis of nonproliferation compliance.
                  &#xD;
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                    Everyone 
    
  
  
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      except
    
  
  
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     the new U.S. Administration seems to be preparing for this. Hawks, of course, are surely preparing talking points crowing about how all of this demonstrates the bankruptcy of the disarmament enterprise as a whole.  On the other side, the disarmament community is already readying itself for the sort of “good-tsar-bad-ministers” explanation traditionally used by oppressed Russian serfs to justify continued subjection to their reigning despot.  (President Obama 
    
  
  
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      wants
    
  
  
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     disarmament, this narrative runs, but his Nuclear Posture Review is being hijacked by evil 
    
  
  
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      revanchiste
    
  
  
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     elements within the military-industrial complex.)  Others on the Left, at home and abroad, may conclude that Obama has simply deceived them by playing a game of bait-and-switch which was never 
    
  
  
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      really
    
  
  
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     much about disarmament in the first place.  Such explanations will presumably be wheeled out to justify continued non-cooperation on nonproliferation, and the “we’ll-start-to-cooperate-if-you-disarm-faster” mantra will continue to be the refrain.  Such pious protestations from nonproliferation foot-draggers will, of course, be nothing like 
    
  
  
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      reasons
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     for their inaction – being instead merely 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      excuses
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     for it – but they will be offered nonetheless.
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    In truth, much such criticism and disappointed posturing will be unfair.  We don’t yet know what the Obama Nuclear Posture Review (NPR) will say, but while it’s sure 
    
  
  
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      not
    
  
  
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     to look like what the disarmament community came to expect after Obama’s speech in Prague last April, my guess is that the Administration will still have a decent case to make that its steps are consistent with a serious disarmament program.
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                    I myself, 
    
  
  
                    &#xD;
    &lt;a href="http://www.reachingcriticalwill.org/legal/npt/prepcom07/statements/30aprilUS.pdf"&gt;&#xD;
      
                      
    
    
      beginning when I spoke on behalf of the Bush Administration
    
  
  
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    , have made the point many times that anyone who 
    
  
  
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      really
    
  
  
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     wants to see U.S. disarmament should applaud efforts to modernize and rationalize (if also to shrink) the sprawling Cold War-era U.S. nuclear weapons infrastructure, ensure against reliability problems and improve the safety and security features built into in our aging stock of warheads, develop ever-better non-nuclear means of fulfilling nuclear weapons missions, strengthen the 
    
  
  
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      non
    
  
  
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    -nuclear aspects of our alliance relationships in order to make up for proliferation-risky suspicions that our extended 
    
  
  
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      nuclear
    
  
  
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     deterrence is weakening as our numbers come down, and develop much better missile defenses.  Should President Obama end up adopting what is in effect such a position – that is, pursuing such steps in conjunction with additional nuclear arms reductions, and indeed in order to make such cuts 
    
  
  
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      possible
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     (
    
  
  
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      e.g.
    
  
  
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    , not foolish) – the causes of disarmament 
    
  
  
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      and
    
  
  
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     U.S. national security will probably be well served.  If he does this, I, at least, will applaud.
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                    But the considerable substantive merit of such a position wouldn’t make it any less of a diplomatic headache for the United States.  It would presumably 
    
  
  
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      not
    
  
  
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     be well received if Obama’s posture is interpreted as being as sort of “Bush Lite” policy, or even simply as a 
    
  
  
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      continuation
    
  
  
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     of the fundamentally disarmament-friendly but cautious and still security-minded approach Bush officials articulated in NPT fora and at the CD from early 2007.  Nevertheless, I think 
    
  
  
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      no
    
  
  
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     NPR that represents a serious attempt to preserve and advance U.S. and global security interests could fail to disappoint the very disarmament community that Obama has taken such pains to court.
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      Post-START Headaches
    
  
  
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                    The problems for U.S. diplomats at the RevCon will be all the more acute on account of the decidedly modest nature of the post-START agreement now – still, endlessly – being negotiated with Russia, which seems likely to contain only reductions which I think wouldn’t have been entirely shocking from the Bush Administration which actually began these same post-START talks in September 2006.
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      [
    
  
    
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        Note: 
      
    
      
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      &lt;/em&gt;&#xD;
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    &lt;a href="http://www.globalsecurity.org/wmd/library/news/russia/2010/russia-100325-voa01.htm"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
        
      
        Press reports
      
    
      
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       have subsequently suggested that deployed warhead numbers in the new 
      
    
      
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          treaty are being set at about 1,500 
        
      
        
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        –
        
      
        
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           down 200 weapons from the bottom end of the range band set 
          
        
          
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              by the Moscow Treaty of 2002.
            
          
            
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              ]
            
          
            
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                    Yet even these humble steps were almost too much for Russia to accept absent lavish payment, with Moscow having – I think correctly – read Obama’s concessions on European missile defense as a sign of weakness.  Having happily pocketed Washington’s preemptive capitulation on this issue, Moscow demanded more.
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      [
    
  
    
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        Note: 
      
    
      
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      &lt;/em&gt;&#xD;
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    &lt;a href="http://www.nytimes.com/2010/03/25/world/europe/25start.html"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
        
      
        Press reports
      
    
      
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       have said that Moscow has obtained a reference to missile defense in the new treaty’s preamble, and officials close to the Russian delegation have claimed that Russia has claimed or actually obtained the right to withdraw from the treaty if the “spirit” of the preambular 
      
    
      
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          reference is violated ... whatever that actually means.
        
      
        
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        ]
      
    
      
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                    (Another incongruity is that the Obama Administration also seems to be returning to a Cold War-style approach to reductions in which U.S. moves are expected to take place in lockstep with Russian moves.  Substantively, I think this is unwise – and in fact from a disarmament perspective, it is quite a retrograde movement from President Bush’s willingness to move unilaterally and merely 
    
  
  
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      invite
    
  
  
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     Moscow to come along, which is what led to the Moscow Treaty.  Since Russia doesn’t seem remotely interested in a nuclear “zero,” moreover, such an approach might also signal doom for deep disarmament: we may be able to make another round of modest cuts together, but if everything is to move in lockstep between Washington and Moscow, the window for additional reductions will at some point simply close.)
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                    The Obama Administration will surely get some “New START” treaty – so that they’re not left merely with their own perhaps awkwardly Bushlike NPR as the only American “deliverable” before the RevCon – but it’s quite depressing how difficult the whole process has been.  This treaty, let’s remember, was supposed to be the 
    
  
  
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      easy
    
  
  
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     case: relations with Russia could be turned around, it was assumed, by a showy pressing of the diplomatic “reset button” by smiling Americans who 
    
  
  
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      weren’t
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     George W. Bush.  Well, so much for that.  In keeping with Obama Washington’s apparent nostalgia for the pursuit of Cold War-style arms deals, Russia has returned to Cold War-style negotiating 
    
  
  
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      tactics
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
    .  (Tellingly, 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/03/19/world/europe/19diplo.html"&gt;&#xD;
      
                      
    
    
      Russia just thumbed its nose at Secretary Clinton by greeting her visit to Moscow with Prime Minister Putin’s announcement that Russia will soon finish the Iranian nuclear reactor at Bushehr
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     – simultaneously demonstrating both how 
    
  
  
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      not
    
  
  
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     “reset” things really are with the 
    
  
  
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      siloviki
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     state and how 
    
  
  
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      little
    
  
  
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     connection there is between disarmament moves and nonproliferation progress.
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      RevCon Deliverables?
    
  
  
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                    What about other potential RevCon deliverables?  For the moment, I suspect, we should simply forget about the Comprehensive Test Ban Treaty, which is in no danger of escaping from the U.S. Senate any time soon.  As for a fissile material cutoff treaty (FMCT), the CD seems still to be so hopelessly snarled that I’ve even heard some 
    
  
  
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      disarmament
    
  
  
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     advocates starting to come around to the idea I pitched last year in 
    
  
  
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      Arms Control Today
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of taking FMCT out of that body entirely.  Don’t expect too much from the “Nuclear Security Summit” next month either.  Discussing and “raising awareness” about nuclear materials security in order to prevent nuclear terrorism is unquestionably a good thing.  Merely getting world leaders to declare their desire for “
    
  
  
                    &#xD;
    &lt;a href="http://www.whitehouse.gov/the_press_office/Addressing-the-Nuclear-Threat-Fulfilling-the-Promise-of-Prague-at-the-LAquila-Summit/"&gt;&#xD;
      
                      
    
    
      the highest levels of nuclear security
    
  
  
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    ” may not seem like a dramatic accomplishment, however, given that they have already been doing this for years under the aegis of the 
    
  
  
                    &#xD;
    &lt;a href="http://2001-2009.state.gov/t/isn/rls/fs/75845.htm"&gt;&#xD;
      
                      
    
    
      Global Initiative to Combat Nuclear Terrorism
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    .
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                    If a generation or more of diplomacy had not so reified the NPT review process as 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      the
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     barometer of the health of the nonproliferation regime, all this might not be so problematic at this particular time.  Obama diplomats seem now to be trying to downplay expectations for the meeting, but of course this comes on the heels of 
    
  
  
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      years
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of snidely denigrating Bush policy in connection with the 2005 RevCon and giving remarkably brazen reassurances to foreign interlocutors that when 
    
  
  
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      we’re
    
  
  
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     in power everything will finally be alright and the 
    
  
  
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      next
    
  
  
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     RevCon will put the nonproliferation regime back on an even keel.  Well, we’ll see.
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      Middle East Problems
    
  
  
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                    Let me add to the list of our diplomatic woes, moreover, by mentioning one more: the Middle East.  For some years now, the governments of the Arab League have been methodically building the political foundation for offering a sort of ultimatum to the NPT community.  Allegedly, this effort is all about Israel: Arab governments, led by Egypt, wish us to believe that now, 15 years after the Resolution on the Middle East adopted at the 1995 RevCon, their frustration with inaction on the Israeli nuclear question has finally reached the boiling point.  They demand movement on this issue, they say … or else.  They don’t say what the “or else” is, of course, but the implication seems to be that they may conclude that the NPT is unworthy of their continued adherence.
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                    (There are already rumors of Libyan diplomats quietly carrying Egypt’s water by passing around draft 
    
  
  
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      amendments
    
  
  
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     to the Treaty.  At least one public account has even claimed openly that amendment options are “
    
  
  
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    &lt;a href="http://www.pugwash.org/publication/pb/NPTReview6-1.pdf"&gt;&#xD;
      
                      
    
    
      being discussed and may be activated by the disaffected nations” if the 2010 RevCon does not adequately address the issue of NPT “holdout states who have moved over the [nuclear weapons] threshold and enjoy a favoured relationship with the Western NWS [nuclear weapons states]
    
  
  
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    .”)
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                    My suspicion, which I have voiced before, is that this campaign has at least as much to do with 
    
  
  
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      Iran
    
  
  
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     as with Israel.  Arab governments have long lived with Israel’s nuclear opacity – a term used by 
    
  
  
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      Avner Cohen
    
  
  
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     and of which I am fond – but orchestrating a crescendo of anti-Israeli agitation 
    
  
  
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     may be felt to provide the perfect excuse for governments looking to hedge their strategic bets vis-à-vis a proliferating Iran in ways that are politically acceptable on the Arab “street.”  (Is it entirely a coincidence that the Arab campaign for action on the “Middle East issue” became a high diplomatic priority after the revelation in late 2002 of Iran’s secret nuclear program?)  In this context, anti-Israeli positions are always safe ones.
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                    Whether or not this campaign is 
    
  
  
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      really
    
  
  
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     about Israel, it may well come to a head at this RevCon.  (After all, the Arab governments might have to wait some time for another such opportunity.  Most obviously, by the time the 2015 RevCon rolls around, it may feel awfully late to 
    
  
  
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     preparing to counter an Iranian nuclear weapons threat by one’s own countervailing proliferation.)  Egypt played the key role in collapsing what hopes of limited consensus there were at the 2005 Review Conference.   It is anybody’s guess how the Middle East wild card will affect 2010.
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                    U.S. officials profess to be working closely and cordially with their Egyptian counterparts in preparation for the upcoming meeting, but they also clearly seem uncomfortable.  The Bush Administration was not so bewitched by the idea that one 
    
  
  
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      must
    
  
  
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     have consensus agreement at NPT RevCons that Egypt’s scuppering of the last-minute deals being worked out in 2005 was considered an absolute disaster in Washington.  But can President Obama politically afford a RevCon “failure” after all his administration has done to fan the flames of RevCon reification and create the impression that his arrival in office is the key to solving the regime’s problems?  My guess is that some people in Cairo are betting that he cannot.  The principal remaining question is what they will demand of him, and which side will blink first.
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      A Better Way?
    
  
  
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                    All in all, I really see no way to finesse all of these challenges diplomatically, and I think it is only a losing strategy to try to continue the business-as-usual approach of trying simply to sweet-talk and posture our way into the good graces of those who care much about disarming the United States and remarkably little about stopping proliferation.  This is not a diplomatic game that we can “win” by buying into – and meeting the ever-shifting demands made by – the agenda of the remarkably large number of players who, at the end of the day, see the 
    
  
  
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      United States
    
  
  
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     and 
    
  
  
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      its
    
  
  
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     nuclear and (especially) conventional power as a bigger problem than nuclear weapons proliferation.  Diplomatic business as usual, in this context, is a strategy for failure.
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                    If there is a way out of the conundra of modern NPT diplomacy, I think it lies in 
    
  
  
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      explaining
    
  
  
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     ourselves and the merits of how our vision for a more secure and indeed 
    
  
  
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      less
    
  
  
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     (and potentially 
    
  
  
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      much
    
  
  
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     less) nuclear-armed global environment makes sense.  We must make this clear – and where necessary, painfully clear – even, and perhaps especially, where our vision differs in significant ways from the diplomatic conventional wisdom.
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                    President Obama, unlike President Bush, is in fact ideally positioned to mount just such a diplomatic offensive.  And he’s quite capable of doing a decent job of it, if he has to.  We saw this in Oslo where he went to pick up his Nobel Peace Prize just after ordering many thousands of additional troops to Afghanistan.  The president offered there a fairly eloquent exposition of just war doctrine to a European audience that seemed to have forgotten it, and the president was right.  This personal presidential outreach should be a model: the next phase of American disarmament and nonproliferation diplomacy should include explaining and resolutely defending – rather than dodging or apologizing for – those elements in the U.S. approach to global security which 
    
  
  
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      depart
    
  
  
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     from the expectations and hopes and of the diplomatic and disarmament communities.
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                    That audience would not accept such honesty and engagement from representatives of George W. Bush.  (I think we established this pretty conclusively, and it wasn’t for lack of trying.)  They may not accept it even from our current Nobel Laureate-in-chief.  
    
  
  
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      No one
    
  
  
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    , however, is better positioned to try.  Perhaps President Obama can have his own “Nixon-in-China” moment, an apparently passionate dove becoming the ambassador of United States and indeed global security equities to a diplomatic community that so often gives every sign of caring for neither.
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                    Alas, that does not appear to be the present U.S. agenda for the 2010 NPT RevCon, nor of the Obama Administration more generally – though perhaps they will surprise us.  If we are to help the nonproliferation regime ride out its present-day storms, such an approach cannot long be avoided.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 26 Mar 2010 15:41:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p69</guid>
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      <title>AOL.News Op-ed: Waiting for Obama’s Policy on Nukes</title>
      <link>http://www.newparadigmsforum.com/p71</link>
      <description>Ford’s recent op-ed piece for Aol.News offers some reasons why the Obama Administration’s forthcoming Nuclear Posture Review may be so significant -- for good or for ill.  Little wonder, perhaps, that the Review has been delayed due to internal administration feuding ....</description>
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      Note: 
    
  
  
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      This opinion piece ran recently with Aol.News.  Catch it -- and Aol.News’ other offerings -- at 
    
  
    
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      &lt;a href="http://www.aolnews.com/"&gt;&#xD;
        
                        
        
      
        this link.
      
    
      
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          For a rather different view of this subject, see the associated opinion piece by 
        
      
        
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            Will Marshall of the
          
        
          
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             Progressive Policy Institute.
          
        
          
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                    To defense experts, "NPR" stands not for "National Public Radio" but for the "Nuclear Posture Review" -- the reassessment of nuclear weapons policy U.S. presidents customarily undertake upon taking office. NPRs produce guidance used to direct management of the U.S. nuclear weapons infrastructure, Pentagon contingency planning, research and development, and other matters.
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                    The Obama administration's NPR may be of defining importance.
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                    Why is the Obama NPR particularly important? President Barack Obama wants his administration to be seen as offering something new and different, and has worked hard to create the impression of a bold new dawn in which Washington will 
    
  
  
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     lead the world to disarmament. In Prague last April, Obama spoke of this vision in sweeping terms, deliberately raising expectations to a fever pitch. (Indeed, he was subsequently awarded the Nobel Peace Prize in part on the strength of this rhetoric.)
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                    But remarkably, for all his nuclear posing, no one knows what Obama's nuclear weapons policy actually 
    
  
  
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    . So far, his administration has done little of real import. Obama seeks a modest new arms-reduction treaty with Russia but contemplates cuts that would not have been too shocking from the Bush administration -- which, in fact, actually began these negotiations in 2006. The administration also wants to reattempt ratification of the nuclear test ban defeated in the Senate in 1999, although the treaty's Senate prospects are dimming. As a result, at this point Obama's "transformative" arms-control agenda looks like President Bill Clinton's from the mid-1990s.
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                    And having so far followed its "change" rhetoric with no more than a laundry list of reheated Clintonisms and largely impact-free posturing, Obama also faces a bit of a trap of his own making: Doing too much risks greater contempt from the right, which will portray Obama as a national security naïf; doing too little risks increased ire from the left, which expects bold departures. Had Obama charted a more cautious and moderate course from the outset, this likely wouldn't be an issue.
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                    So the world is left waiting to see what Obama's nuclear weapons "change" means in practice.
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                    This is why his NPR is so important. And it is well past time for him to offer one. The NPR is where rhetoric starts to bump up against reality: Talk is not quite so "cheap" when it comes to actually giving the Pentagon and the National Nuclear Security Administration their marching orders.
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                    Interestingly, the review has been significantly delayed, and rumors are flying of bitter internal disputes. How things will come out is difficult for outsiders to assess, but it seems safe to say that 
    
  
  
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     NPR is likely to produce anything living up to the expectations the administration has taken pains to create.
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                    Already, there are hints that the administration's agenda may be suffering from scuffles with reality.
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                    For example, it has recently sought funding to refurbish our sole remaining air-delivered nuclear bomb and has requested more money for the weapons infrastructure in the name of "reliability." It is once again considering building a new bomber, and has asked for money to study a potential replacement for our current ballistic missile submarine. Merely to study something, of course, is not to build it, but it is at least 
    
  
  
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      possible
    
  
  
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     that we will not forever continue to be -- as we are today -- the only nuclear weapons power 
    
  
  
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     to be modernizing its forces.
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                    But specific budget items don't tell much of a story without understanding their place in an overall policy framework, and no such framework yet exists for the Obama administration.
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                    That's why this NPR is of huge significance, for good or ill. Many eyes are watching.
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      Dr. Christopher A. Ford is a senior fellow at the 
    
  
  
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        Hudson Institute
      
    
    
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       in Washington, D.C. He previously served as U.S. special representative for nuclear nonproliferation and as principal deputy assistant secretary of state for arms control verification.
    
  
  
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      To submit an op-ed to AOL News, write to 
    
  
  
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      <pubDate>Mon, 08 Mar 2010 15:45:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p71</guid>
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      <title>Controlling Nuclear Materials Worldwide</title>
      <link>http://www.newparadigmsforum.com/p73</link>
      <description>Ford discusses the Obama Administration’s initiative on securing nuclear materials worldwide.  It’s timing is ambitious (perhaps too much so?), and it isn’t as novel as its proponents would have you believe -- but it’s a policy that deserves support.  Ford also offers a thought on how to extend it.</description>
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                    In his speech on nuclear disarmament in Prague’s Hradcany Square last spring, President Barack Obama announced what he said was “
    
  
  
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      a new international effort to secure all vulnerable nuclear material around the world within four years
    
  
  
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    .”  Expanding upon this theme, the president declared that
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    “
    
  
    
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      We will set new standards, expand our cooperation with Russia, pursue new partnerships to lock
    
  
    
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      down these sensitive materials. We must also build on our efforts to break up black markets, detect
    
  
    
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      and intercept materials in transit, and use financial tools to disrupt this dangerous trade. Because
    
  
    
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      this threat will be lasting, we should come together to turn efforts such as the Proliferation Security
    
  
    
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      Initiative and the Global Initiative to Combat Nuclear Terrorism into durable international institutions.
    
  
    
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      And we should start by having a Global Summit on Nuclear Security that the United States will host
    
  
    
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      within the next year
    
  
    
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    .”
  

  
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                    Of the various arms control- and disarmament-related initiatives the President advocated in Prague, this particular priority has perhaps been the one that has elicited the broadest support across the U.S. political spectrum.  And well it should.  Whether or not one believes that nuclear-armed terrorism is 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      the
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     most significant threat faced by the United States – and opinions differ on that score – it seems unquestionably to be a serious one.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Given the possibility that poorly-secured nuclear materials might end up in the hands of emerging proliferator governments, moreover, a secure-the-materials push is also an essential component of global nonproliferation policy.  
    
  
  
                    &#xD;
    &lt;a href="http://www.dni.gov/press_releases/20071203_release.pdf"&gt;&#xD;
      
                      
    
    
      The U.S. Intelligence Community, for instance, has publicly assessed that Iran “probably has imported at least some weapons-usable fissile material,” though so far most likely “not … enough for a nuclear weapon
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  I recognize that such transfers do not necessarily occur solely by accident: we need to worry about 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      deliberate
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     proliferation in addition to theft or loss.  Nevertheless, bloody-minded non-state actors 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     seek such materials, and the world clearly leaves them lying around at its grave peril.  We should applaud President Obama’s determination to improve global nuclear materials security.
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                    For the most part, the only actual criticism of this policy of which I am aware has been to question the Administration’s seriousness – 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      All
    
  
  
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     nuclear material?  Everywhere?  By April 5, 2013?  Really? – rather than its objective of improving nuclear materials security.  This basic aim is quite sound, and our president’s speedy success in this endeavor is to be encouraged.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;a href="http://www.state.gov/r/pa/ei/biog/126045.htm"&gt;&#xD;
      
                      
    
    
      Ambassador Bonnie Jenkins
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – whom I know from years past as a sharp arms control lawyer, fellow Navy Reserve officer, and very pleasant person, and who is now the U.S. Coordinator for Threat Reduction Programs – recently gave a 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/isn/rls/rm/136802.htm"&gt;&#xD;
      
                      
    
    
      speech in London outlining the Administration’s plans for securing nuclear materials
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   Her speech is worth a look, for it probably provides the best window to date upon current U.S. Government thinking.
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                    In a Washington political environment in which it seems almost impossibly hard for the parties to cooperate across the aisle, the Administration’s nuclear materials security policy should be seen as something of a bright light.  For while present-day officials seem uncomfortable admitting this, the Obama effort represents a continuation of George W. Bush’s policy – and indeed that of Bill Clinton before him.  This is, quite properly, a genuinely bipartisan issue.  Let’s take a closer look.
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                    As evidenced by Amb. Jenkins’ remarks, the Obama Administration would like people to see the present effort as a logical evolution building upon Clinton-era policies.  She stresses that it grows out of the Nunn-Lugar Cooperative Threat Reduction (CTR) program originally created in 1992.   In order to make Obama’s spin on CTR seem novel and interesting – change we can believe in! – Jenkins’ comments revolve around the need to update this approach from 1990s-era priorities by expanding it “beyond the Former Soviet Union” (FSU) in order to make it a genuinely global initiative and finally to transcend the narrow “geographically-specific threats that served as the basis for the creation of the CTR program in the 1990s.”
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                    The Administration’s characteristic eagerness to slight Bush Administration contributions to international security, however, shouldn’t be permitted to obscure the real bipartisanship of nuclear materials policy, or the degree to which the globalization of CTR has actually been underway for years. The “geographically-specific” FSU-centric focus of U.S. Government nuclear materials control policies, in fact, was transcended years ago.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Indeed, with the exception of the high-publicity “summit” President Obama plans soon to host on the subject, essentially 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of the specific policy initiatives flagged by Amb. Jenkins in her recent remarks on the Obama Administration’s nuclear materials policy are efforts that began under previous administrations.  She is right that the Global Partnership Against the Spread of Weapons and Materials of Mass Destruction – launched by President Bush and his counterparts at the 2002 G-8 Summit in Kananaskis, Canada – was 
    
  
  
                    &#xD;
    &lt;a href="http://www.carnegieendowment.org/publications/index.cfm?fa=view&amp;amp;id=19993"&gt;&#xD;
      
                      
    
    
      initially limited to cooperation projects in Russia and the Ukraine
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     to address nonproliferation, disarmament, counterterrorism, and nuclear safety issues.  To suggest that the U.S. Government did not subsequently broaden its various materials-control and nuclear terrorism-prevention programs to encompass the world beyond the FSU, however, is quite misleading.
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  &lt;p&gt;&#xD;
    
                    President Bush made this change in emphasis quite clear as early as his 
    
  
  
                    &#xD;
    &lt;a href="http://edition.cnn.com/2003/ALLPOLITICS/01/28/sotu.transcript.7/index.html"&gt;&#xD;
      
                      
    
    
      second State of the Union address in January 2003
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  There, he proclaimed that the United States was “strongly supporting” efforts (
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      e.g.
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , by the International Atomic Energy Agency) to “track and control nuclear materials around the world,” and announced that his Administration was “working with other governments to secure nuclear materials” not merely “in the former Soviet Union” but in fact also “to strengthen global treaties banning the production and shipment of missile technologies and weapons of mass destruction.”
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                    (One should not, of course, assume that work to secure nuclear materials in Russia and other countries of the FSU stopped – or that further work was not still needed.  By 2003 alone, 
    
  
  
                    &#xD;
    &lt;a href="http://gsn.nti.org/gsn/GSN_20031023_C032806F.php"&gt;&#xD;
      
                      
    
    
      U.S. efforts to improve the security of materials worldwide
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     had included securing an additional 35 tons of material in Russia, working out a “breakthrough” in giving U.S. officials access to Russian warhead storage sites, and in removing highly enriched uranium from a Romanian reactor. 
    
  
  
                    &#xD;
    &lt;a href="http://www.america.gov/st/washfile-english/2006/April/20060420173211idybeekcm0.8685724.html"&gt;&#xD;
      
                      
    
    
      The United States also helped Uzbekistan secure problematic nuclear materials in 2006, for example
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .)
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This Bush Administration’s refocusing from the FSU to the rest of the world produced a number of notable initiatives, which President Obama has himself flagged as high priorities – though, ungenerously, without acknowledging that his predecessor was responsible for creating any of them.  As we have seen, in his Prague speech, Obama highlighted the Proliferation Security Initiative (PSI) and the Global Initiative to Combat Nuclear Terrorism (GICNT) as critical tools in this regard.  Yet these were Bush initiatives designed precisely to address nuclear and other weapons of mass destruction (WMD) materials threats on a global basis.
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&lt;div data-rss-type="text"&gt;&#xD;
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    &lt;a href="http://www.state.gov/t/isn/c10390.htm"&gt;&#xD;
      
                      
    
    
      PSI was launched by President Bush in 2003
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     with the aim of building multinational cooperation in the interdiction of WMD-related transfers.   Originally with 11 participants, PSI has subsequently mushroomed, and 
    
  
  
                    &#xD;
    &lt;a href="http://www.armscontrol.org/factsheets/PSI"&gt;&#xD;
      
                      
    
    
      many interdiction exercises have been carried out around the world
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   Long a truly “global” effort, PSI currently involves some 80 countries, and the number is “
    
  
  
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    &lt;a href="http://www.defence.gov.au/psi/"&gt;&#xD;
      
                      
    
    
      steadily increasing
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    GICNT – founded precisely in order to go beyond PSI-style interdiction of trafficking to critical issues of “
    
  
  
                    &#xD;
    &lt;a href="http://csis.org/files/media/csis/pubs/061030_nikitin_commentary.pdf"&gt;&#xD;
      
                      
    
    
      material protection, detection, law enforcement, emergency response, consequence management, attribution and criminal justice
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” – was founded by President Bush and Russian President Vladimir Putin in 2006, but quickly grew to include the other G-8 members (Canada, France, Germany, Italy, Japan, and the United Kingdom) and then many additional countries.  
    
  
  
                    &#xD;
    &lt;a href="http://www.wmdinsights.com/I26/I26_G2_GlobalInitiative.htm"&gt;&#xD;
      
                      
    
    
      By June 2008, 73 countries had become GICNT “partner nations,” including all five NPT nuclear weapons states, other states that have declared possession or are suspected of possessing nuclear weapons (India, Israel, and Pakistan), all EU members, and most countries possessing advanced civil nuclear energy
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  GICNT was designed to 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/isn/rls/other/126995.htm"&gt;&#xD;
      
                      
    
    
      enhance security of civilian nuclear facilities, improve nuclear materials accounting and control, improve detection and regulation of nuclear materials, improve nuclear-related consequence management in the event of a nuclear-related terrorist attack
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    . There was nothing FSU-centric about this effort whatsoever, of course: the Bush Administration and its diplomatic partners were engaged in efforts that were emphatically “global” right from the start.  
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/e_research/e3_global_initiatives.html"&gt;&#xD;
      
                      
    
    
      President Obama’s re-endorsement of GICNT
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     – in a joint statement with President Medvedev in 2009 – is welcome, but certainly wasn’t a new U.S. position.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In her list of steps the Obama Administration is using to control nuclear materials, Jenkins also offers the Nuclear Trafficking Response Group (NTRG).  She describes it as an example of how the U.S. Government is now placing “particular … emphasis” upon combating nuclear smuggling.  
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/t/isn/c26798.htm"&gt;&#xD;
      
                      
    
    
      NTRG, however, was founded in 1995
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   Jenkins also discusses the importance of nuclear forensics in anti-smuggling operations, and touts the Nuclear Smuggling Outreach Initiative (NSOI) as an example of how “we are placing an emphasis” on fighting nuclear smuggling.  A “Prevention of Nuclear Smuggling Group” (PNSG) was established within the NTRG framework under President Bush in 2007, however, and NSOI itself long predates the Obama Administration.  (
    
  
  
                    &#xD;
    &lt;a href="http://proliferationpress.com/2007/10/01/kyrgyzstan-joins-the-nuclear-smuggling-outreach-initiative/"&gt;&#xD;
      
                      
    
    
      Kyrgyzstan joined NSOI in 2007
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , for instance.)  Jenkins’ “we” should thus be read more broadly than one might think from reading her remarks.
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                    What about the Export Control and Related Border Security (EXBS) programs that Jenkins properly lauds as being “now active on five continents”?  (Note the “now.”)  She’s right that it is active on a global basis; but a bit less clear in letting her audience know that it’s been doing that for years.  True enough, there was a time when EXBS focused upon the FSU.  It has long since, however, expanded to address changes in the proliferation threat, and to includes states on potential smuggling routes in Eastern and Central Europe, the Balkans, South and Central Asia, the Caucasus, as well as countries with major transshipment hubs in the Mediterranean, Middle East, and Southeast Asia.  
    
  
  
                    &#xD;
    &lt;a href="http://www.cbp.gov/xp/cgov/border_security/international_operations/international_training/exbs.xml"&gt;&#xD;
      
                      
    
    
      By the summer of 2008, in fact, EXBS had helped more than 40 countries
    
  
  
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     improve their ability to prevent and interdict shipments of dangerous items and controlled technologies.
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                    Amb. Jenkins also spends a couple of paragraphs describing 
    
  
  
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    &lt;a href="http://www.state.gov/t/isn/c18943.htm"&gt;&#xD;
      
                      
    
    
      U.N. Security Council Resolution 1540
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , which she quite rightly describes as “a critical vehicle for preventing WMD proliferation.”  Adopted in April 2004, of course, this resolution was a flagship achievement of the Bush Administration.  It established, for the first time, binding obligations, under Chapter VII of the United Nations Charter, to take and enforce effective measures against the proliferation of WMD, their means of delivery, and related materials.
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                    Jenkins is also proud of what has been done against biological weapons threats by means of policies of “engagement” with Libyan and Iraqi scientists.  The United States, she avers, has thus made “considerable progress supporting the Obama Administration’s National Strategy for Countering Biological Threats.”  However much such scientist engagement efforts in Libya and Iraq have contributed to Obama Administration priorities, however, they were begun under the Bush Administration.  Ironically, in fact, both of the efforts Jenkins mentions stem from Bush’s invasion of Iraq, which Obama himself so famously opposed.  (No one besides the murderous bureaucrats of the Saddam regime would presumably today be “engaging” with Iraqi biological weapons scientists if that government had not been forcibly deposed.  Libya’s “engagement” on weapons of mass destruction issues also stems from the eve of the Iraq invasion in March 2003, at which point Muammar Qaddafi apparently decided it was wiser to negotiate over these issues than risk facing Iraq’s fate.)
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                    In an omission that seems somewhat curious for someone whose job is as the U.S. “Coordinator for Threat Reduction Programs,” Amb. Jenkins did not mention the 
    
  
  
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    &lt;a href="http://nnsa.energy.gov/nuclear_nonproliferation/1550.htm"&gt;&#xD;
      
                      
    
    
      Global Threat Reduction Initiative (GTRI)
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
    , a program begun in May 2004 by the Bush Administration to clean out clean out nuclear material from vulnerable sites worldwide. GTRI’s three-pronged effort has revolved around (1) converting nuclear reactors using highly-enriched uranium (HEU) to low-enriched uranium (LEU) fuel around the world; (2) removing vulnerable material for properly-secured disposal; and (3) securing materials worldwide against loss or theft. (
    
  
  
                    &#xD;
    &lt;a href="http://www.encyclopedia.com/doc/1P2-13187200.html"&gt;&#xD;
      
                      
    
    
      The first GTRI-managed return of an HEU fuel shipment to the United States occurred in August 2004
    
  
  
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    ,  and work of this sort has continued since – 
    
  
  
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      e.g.
    
  
  
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    , with the 
    
  
  
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    &lt;a href="http://www.bellona.org/news/news_2008/HEU_from_Hungary"&gt;&#xD;
      
                      
    
    
      return of a substantial spent fuel shipment to Russia from Hungary in 2008
    
  
  
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    . )
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                    Apparently wishing to be thought to be undertaking something radically new and different, Obama Administration officials leaked to the press in May 2009 the story that they were engaged in unprecedented talks with Pakistan about helping that troubled country secure 
    
  
  
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      its
    
  
  
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     nuclear materials.  (To her credit, Jenkins did not mention these ostensibly secret and highly sensitive talks in her remarks in February 2010.  She, after all, was then speaking on the record.)  Surely this, you might think, was an important new departure?  Well, yes and no.
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                    It was known that U.S. officials had for years been giving Pakistan assistance with export control issues and methods to detect nuclear smuggling.  According to anonymous Administration sources, however, the “new” talks have gone far beyond this to issues related to nuclear weapons themselves, or at least to weapons-related fissile materials.  Reading the accounts more closely, however, one notices that the leaked accounts 
    
  
  
                    &#xD;
    &lt;a href="http://www.thaindian.com/newsportal/south-asia/us-in-secret-talks-to-secure-pakistans-nuclear-materials-report_100188670.html"&gt;&#xD;
      
                      
    
    
      refer to talks designed to give U.S. officials a “greater” role in security over such materials
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .   That’s certainly a good idea, and one must wish the negotiators success.  But there seems to have existed 
    
  
  
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      some
    
  
  
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     U.S. role in such work for some time – even if it took the politics of Obama-era “change” posturing to lead to such matters being leaked to the press.  (One wonders whether officials in Pakistan, where this issue not surprisingly has extraordinary political sensitivity, “believe in” that particular Obama change.)
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                    Most observers might have missed it at the time, but in May 2009 Admiral Michael Mullen – the Chairman of the U.S. Joint Chiefs of Staff, our nation’s most senior military officer – observed of Pakistani nuclear weapons security that “
    
  
  
                    &#xD;
    &lt;a href="http://www.globalsecuritynewswire.org/gsn/nw_20090505_5644.php"&gt;&#xD;
      
                      
    
    
      We, the United States, have invested very significantly over the last three years to work with them to improve that security. And we're satisfied, very satisfied, with that progress
    
  
  
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    .”  His comments suggest that the inauguration of such work with Pakistan must have occurred early in President Bush’s second term.  Understanding this makes any Obama efforts to broaden such cooperation no less worthy, of course, but a little perspective – and a little less “spin” – is surely in order.
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                    I point out all of this not to slight Amb. Jenkins remarks, but to encourage readers to look beyond the surface politics of the “new” White House initiative on nuclear materials controls in order to understand the real continuities of U.S. policy.  The point should 
    
  
  
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      not
    
  
  
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     be about who begat what.  Bush built upon Clinton-era foundations, and Obama will hopefully build upon what the Bush team did.  That’s what serious policymaking should be like when grave security threats loom on the horizon.  Accordingly, I applaud the Obama Administration’s stated commitment to nuclear materials controls worldwide, and wish them Godspeed in achieving these goals.
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                    Perhaps as we better appreciate how much U.S. policy has 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     changed – or rather how each set of initiatives has built constructively and logically upon what came before it in a process of development over the last decade and a half – it will be possible for the U.S. policy community to pull together and engage international partners in making real progress on these issues.  The Obama Administration seems to wish to hide the bipartisan consensus that underlies nuclear materials control, but it would be better to admit and embrace this as a model for modern Washington.
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                    Better yet, in fact, the Administration should 
    
  
  
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      extend
    
  
  
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     such bipartisan cooperation.  If one is seriously concerned about nuclear materials falling into the hands of bad actors, after all, “insecure” material is only 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      part
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of the problem.  We face a situation now in which the use of fissile material in nuclear power generation seems likely to grow significantly and nuclear know-how is becoming ever more widespread.  The economic downturn may put something of a brake upon the heady talk of a “nuclear power renaissance” one heard a few years ago, but significant expansion seems to be in the cards nonetheless – with “green” reasons compounding “energy security” arguments for growth.  At the same time, Iran and its diplomatic apologists have been spreading the 
    
  
  
                    &#xD;
    &lt;a href="http://www.npec-web.org/Frameset.asp?PageType=Single&amp;amp;PDFFile=20090601-Ford-NuclearRightsAndWrongs&amp;amp;PDFFolder=Essays"&gt;&#xD;
      
                      
    
    
      legally spurious but apparently politically compelling Gospel of nuclear technology “rights
    
  
  
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                    The amount of nuclear materials in the world, in other words, is likely to expand hugely in the coming years.  It is certainly critical that such material be properly secured against loss or theft, but if we are serious about having a long-term nonproliferation policy, we should also focus more upon controlling and channeling the spread of material and technology – even “secure” materials and technology – in the first place.  No sane person wants terrorists to have a nuclear weapons “option.” We should also think twice, however, before we countenance the spread of such capabilities to more 
    
  
  
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     for a bipartisan agenda for progress?  Sign me up.
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      <pubDate>Mon, 01 Mar 2010 15:49:00 GMT</pubDate>
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      <title>Wellen and Ford: An Exchange on Arms Control Verification</title>
      <link>http://www.newparadigmsforum.com/p75</link>
      <description>Ford and nonproliferation blogger Russ Wellen -- of The Faster Times and The Deproliferator, and who has contributed to this site before -- bounce questions and answers back and forth with each other on the subject of arms control verification and compliance policy.</description>
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              , assists the Madrona Institute, and co-moderates Terralist.  Here, in response to Ford’s last posting on this blog -- “Devil in the Details: Nuclear Command and Control in a Nuclear-Armed Middle East” -- he wrote to pose some questions about arms control verification.  Below are his questions and Ford’s responses from their e-mail exchange of February 25, 2010, with the permission of, and thanks to, Russ Wellen.
            
          
            
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                    I wonder if you would mind answering two quick questions for me to use in a post on verification, with attribution?  One, a big reason conservatives are leery of arms-control agreements is concern about verification, right?  Could you explain or expand on that in a sentence or two (if not the usual conservative view, your personal view)?
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                    One big reason why anyone, liberal or conservative, should be cautious about arms control is the challenge of verification.  To my eye, the last few decades of U.S. political history suggests that conservatives tend to have a bit less trust in the good faith of an adversary – and to put less stock in the idea that violations will be deterred in part simply because they are “illegal.”   As a result they tend to worry a bit more about verification than liberals, who seem to assume that treaties have a compelling force simply because they are treaties.  (From a conservative perspective, if we felt the other party had good intentions and approached the relationship with us in good faith, we wouldn’t worry a lot about him having powerful tools, and wouldn’t need to worry too much about arms control in the first place.  If he wishes us ill and cannot entirely be trusted, however, we need to be very careful in putting our security on the line in reaching arms deals with him: it is assumed that we will ourselves comply with such strictures, and we need to be bloody sure he will.)
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                    That said, everyone also seems to agree, at least in principle, that verification isn’t a one-size-fits-all concept.  It is very contextual.  Even conservatives didn’t feel the need to have special verification procedures in the Moscow Treaty of 2002, because it was assessed that both the United States and Russia wanted to reduce (and would be reducing) their numbers of warheads anyway.  Given that reductions seemed likely whether or not there was a treaty, and since START verification measures then provided at least some (highly indirect) window upon deployed warhead numbers, the Bush Administration felt perfectly comfortable without verification provisions in the Moscow Treaty.  In circumstances in which the other side is perceived to have both incentives and the capability to cheat, however – as with denuclearization in North Korea – I’d expect conservatives to be much more hard-core on verification.  And I’d hope they wouldn’t be alone: liberals’ faith in arms control [surely] depends upon it actually controlling arms!  Everyone should care about verification.
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                    Two, Greg Theilman, to me one of the most trusted voices in disarmament, just came out with an Arms Control Association Threat Assessment entitled 
    
  
  
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    .  Its basic theme is that, with Russia anyway, we can get away with a lot less verification these days, for various reasons.  Sample:
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      Whatever role fear and overestimates played in prompting START’s extensive and elaborate limits, the circumstances bearing on Soviet strategic capabilities then were significantly different from those of Russia today. START was negotiated when Moscow could command the full resources of all 15 Soviet republics, including the spacious nuclear and missile test ranges of Kazakhstan and the prodigious missile production and design facilities of Ukraine, home to the SS-18 ICBM design bureau and manufacturing plant. In addition, the Soviet Union benefited from the in-depth defense permitted by the forward deployment of Soviet forces in Central Europe and the reinforcements provided by the armies of Moscow’s Warsaw Pact allies. The sophistication of national technical means such as imagery and signals intelligence has taken a quantum leap since the days when START was negotiated. Dramatic advances in commercial optical imagery systems during the last 20 years suggest parallel if not completely proportionate improvements in classified imagery technology. The French SPOT satellite was advertising a ground resolution of 25 meters in 1988 and 2.5 meters in 2010. In 2008, GeoEye launched a satellite claiming a resolution of 14 inches (0.36 meters).  A similar evolution of steadily increasing resolution has been reported in succeeding generations of imaging radar satellites. Fifteen years of treaty implementation and resolution of differences in START’s Joint Compliance and Inspection Commission (JCIC) have likewise broadened and deepened the knowledge base of the two sides concerning each other’s strategic systems and operating procedures, and it has raised the level of mutual understanding and trust. The overall impact of START verification provisions was to give the sides a very robust understanding of the strategic threats they faced. Moreover, this information has been collected and confirmed without jeopardizing the credibility of either side’s deterrent.
    
  
    
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                    My question: Does that sound like a step forward in verification, as it's portrayed, or backwards, and would it make you even more leery of START II?
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                    [The contexuality of what “verification” means is] quite relevant to post-START discussions, and to Thielman’s argument.  Unfortunately, 2010 is not 2002 when it comes to Russia’s nuclear posture.  Moscow seems willing to countenance some further reductions – for it is presently replacing larger numbers of old missiles with smaller numbers of new ones – but seems unlikely to desire very great reductions, and to be transparently uninterested in “zero.”  It is working as fast as it can to modernize its delivery systems, and has even been reported to be conducting secret nuclear explosive testing and developing new warheads.  (I should also note that this testing, if it is indeed occurring, violates Russia’s own no-testing promises, and bodes ill for CTBT.)  Russia loves its “tactical” nuclear weapons, has violated its own 1990s-era promises to reduce them, and is now publicly crowing about a nuclear doctrine that contemplates preemptive nuclear strikes.  The era of reductions that are easy because both sides really want them will soon close: how low will Russia be willing to go before it wants to put on the brakes?   This is not good news for the verification world … except, I suppose, with regard to job security.
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                    As we discovered during the Cold War, pushing Moscow in arms control directions it does not wish to go is very hard, and cheating is all too possible – even, at some level, probable.  The Soviets cheated on the ABM Treaty, for instance, and I’m told were also some INF Treaty problems.  As I recall, they were also always testing the limits of what they could get away with under START’s sometimes amazingly arcane and complicated verification procedures – and didn’t always stay on the “clean” side of the line, either.  In years ahead, verification may get harder, not easier.  [I haven’t read Thielman’s publication yet, but based upon your quotation he seems to place] great faith in overhead imagery[, which] suggests to me that he hasn’t spent much time studying the history of START verification: overhead imagery can tell you things about numbers of missiles in silos, but it is somewhat less useful with mobile missiles of the sort in which Russia is now investing (you have to know where to look), and it isn’t really helpful at all with regard to questions such as the number of warheads that could be or are loaded on them, or issues of missile performance.  If the Russians encrypt key aspects of the telemetry signals they use in missile testing and play games with on-site inspections of missiles themselves, overhead is no help.  Worse still, current post-START negotiations – and presumably any future follow-on deals – seem likely to include limits upon warhead numbers.  (That was never addressed in START.)  You can have all the GeoEye snapshots you want, but I can still hide a warhead in an oil barrel in my driveway, and you’ll be none the wiser.
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                    Traditionally, U.S. officials have tended to approach verification from the perspective of “military significance” – which basically means that you don’t have to have perfect detection, but you do need to be able to detect violations that would have a significant impact upon the military balance.  Unfortunately, that isn’t very encouraging from a disarmament perspective either.  When the United States and USSR each had thousands of delivery systems and scores of thousands of warheads, you could imagine that it wouldn’t be such a big deal to be unable to detect cheating on the order of dozens of missiles or a couple of hundred warheads.  (Would such a secret stash shatter the strategic balance between West and East when aggregate numbers were so high?  It seems unlikely.)  But things change in this regard as numbers get lower, and especially at “zero.”  What is the threshold of “military significance” when you approach the asymptote of full disarmament?  I would think it awfully low: at that point, even a very small number of weapons and delivery systems could be a wartime game-changer.  (Washington already knows full well how important it can be to have a mere handful of atomic weapons in what is otherwise a world of zero: that was our situation between 1945 and 1949.  The rest of the world seems to have thought our nuclear monopoly to be of very high “military significance”!)  As numbers get lower, in other words, the demands upon verification become vastly more stringent.
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                    I think START-derived verification – if done prudently – can probably handle the modest demands of the post-START deal outlined in principle by Presidents Medvedev and Obama in July 2009.  (After all, the top of President Obama’s proposed range for deployed warheads is a paltry 25 weapons below the bottom of the range President Bush adopted in the 2002 Moscow Treaty.  Delivery systems will apparently come down somewhat more, but the deal doesn’t sound much like what anyone would expect after listening to Obama’s disarmament rhetoric in Prague last spring.)   That is not to say, of course, that I can guarantee it will be done prudently, or that too much will not be conceded on ancillary issues or “sweeteners” in the Obama Administration’s political desperation for an arms reduction deal.  We’ll have to see about that.  But things will get very challenging indeed for follow-on negotiations aimed at very low numbers.  That’s where these issues start to become more acute.
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    , what happens if you find a violation).  Here I think U.S. conservatives and liberals may disagree more characteristically.  In my encounters with the liberal arms control community, I sense them to be much more enamored of the idea that the mere fact of detection, or the persuasiveness of diplomatic demarches, will serve to correct violations.  (As some used to put it in the U.S.-Soviet arms control context, “the weight of world opinion will come crashing down upon the heads” of violators, presumably thereupon eliciting a remorseful return to compliance.)  Conservatives don’t generally have much faith in such remedies, preferring tools of pressure and countervailing military development in order to reduce the violator’s strategic gains or “punish” cheating in a way that may help prompt a return to compliance and (in a multilateral context) deter others from following suit.  I tend to fall in the latter camp, though I think “shame” remedies – even if commonly oversold -- can sometimes have at least some effect upon some violators.
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                    A perceptive reader has written to admonish me for forgetting to mention another important reason why specific verification measures were not felt to be necessary in the Moscow Treaty of 2002.  That treaty was, in effect, the codification of 
    
  
  
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     reductions that both the United States and Russia already wished to undertake.  Washington, in other words, had decided that it both
    
  
  
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     reduce its operationally deployed warhead total to between 1,700 and 2,200 weapons regardless of whether Russia did or not.  We invited Moscow to reciprocate in such reductions -- and it did, and we codified the result in the treaty -- but the conventional rationale for arms control verification (
    
  
  
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    , worrying about whether the other side is complying so that you can be confident it’s safe to comply yourself) was entirely absent in the case of the Moscow Treaty.  These circumstances would seem unlikely to apply again, however, especially as numbers come down further.  Verification will thus matter a good bit more in the future.
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                    I’m embarrassed not to have remembered to note this in my original posting. Many thanks to my sharp-eyed conscience out there.  (You, of course, know who you are.)
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      <pubDate>Fri, 26 Feb 2010 15:51:00 GMT</pubDate>
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      <title>Devil in the Details: Nuclear Command and Control in a Nuclear-Armed Middle East</title>
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      <description>Speaking on a February 24 Hudson Institute panel on “A Nuclear Middle East: Strategic Balance or Annihilation?”, Ford discusses the contingency of nuclear weapons command-and-control architectures, the importance of strategic culture, and the difficulty of making assumptions -- based upon our experiences in the Cold War -- about the stability of nuclear deterrence in a future, nuclear-armed Middle East.</description>
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            Middle East: Strategic Balance or Annihilation?
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           ”  (You can also download a PDF using the button below.)
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            In mulling over what the emergence of a nuclear-armed Middle East might actually mean, I thought it would be interesting to explore the question from the perspective of nuclear weapons command and control.
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          In U.S. military jargon, it is common to speak in terms of C
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           3
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          I – pronounced, horribly, “see-cubed-eye” – an acronym that stands for “command, control, communications, and intelligence.”  Conceptually, if by no means necessarily in organizational terms, all four elements are part of a “package.” 
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           Command
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          refers to one’s information-receipt and decision-making functions. 
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          means, broadly, the transmittal to relevant operational units of the commander’s intentions. 
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          , in turn, is the systematic gathering of information about what
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          relevant operational units are doing, and about their intentions, plans, strategies, and so forth, while
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          refers to the linkages that make these things possible.  The acronym thus reflects a systems analysis approach to understanding command.  Real-life systems do not necessarily need to be compartmented along such lines, but these core functions will presumably be fulfilled, to some extent, in every system.  But details matter.
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          The U.S. experience with nuclear command-and-control involved decades of preparations for the possibility World War Three with Soviet bloc.  Contingency planning contemplated possible nuclear exchanges in multiple theaters, ranging from battlefield weapons to strategic attacks on population centers, and it involved vexing issues of communication and control in the context of second-strike management, battle damage assessment, follow-on targeting, and leadership survival and communications in the face of blast, radiation, and electromagnetic pulse effects on an appalling scale.
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          The system aimed to maximize decision-making flexibility in the mere minutes that might be available to the president, but it also provided elaborate pre-planned options, most famously the terrifyingly destructive Single Integrated Operational Plan – which Lyndon Johnson once said “frightened the devil out of me.”  Through the prism of U.S. strategic nuclear priorities and assumptions, moreover, nuclear command-and-control issues also included safety and security of nuclear weapons and their associated delivery systems against accident or Soviet espionage or sabotage even in peacetime, as well as issues of crisis management associated with the transition
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           between
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          peace and war – a shift which, it was felt, might be very quick.
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          All of these preparations were part of an incredibly elaborate and expensive effort over many years by highly skilled professionals using state-of-the-art analytical tools, yet at one level it was all just guesswork.  As Herman Kahn, the founder of Hudson Institute, was fond of noting, when it comes to issues of nuclear warmaking we are all amateurs.  No one, thankfully, has real experience of it.  Remembering that the intricate U.S. command-and-control system was based in part upon so much guesswork can be useful.
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           The Contingency of C
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          The form that the U.S. approach took was driven by an explicit or implicit strategic choice to focus upon a particular vision of nuclear warfighting, and it was thus grounded in particular assumptions about nuclear weapons, their role in global security, the nature of the Soviet adversary, and the circumstances that the United States and its allies might face in the future.  This process began when the United States was not long out of the crucible of total, global war against Germany and Japan, and as it began to feel caught in a strategic arms race and zero-sum contest over the politico-economic fate of humanity.  The United States, in other words, developed its command and control system based upon its understanding of its strategic environment.
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          This observation sounds almost trivial if expressed in that form, for
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           of course
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          it is true that countries build security institutions based upon their assumptions about the world they confront.  Yet such a seeming banality hides an important point.  Nuclear command-and-control does not exist as a sort of Platonic archetype toward which nuclear-armed countries all invariably strive to the best of their ability.  The focus and details of such systems are to some a question of implicit or explicit choice, and their parameters will depend not simply upon resources and capabilities but upon the
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          the fulfillment of which a country’s leaders feel it most important to ensure.
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          It seems highly unlikely that anyone in the region will focus – at least not for a long time – upon the challenges of large-scale, sustained nuclear warfighting against a similarly-armed opponent in anything remotely like the way to which U.S. planners became accustomed during the Cold War.  This is not just a question of resources, but also about choices and priorities, and assumptions regarding potential adversaries, one’s own objectives and goals, nuclear weaponry, or even the nature of war itself.  Other countries, especially modern newcomers to the nuclear weapons business who never played any role in the nuclear aspects of the Cold War standoff, may see issues of nuclear peace and war through very different lenses – and may thus shape their approaches in what are, to our eyes, somewhat idiosyncratic ways.
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          The efficacy of nuclear deterrence as understood in Washington during the Cold War did not depend upon the assumption of eventual weapons use, but whether for prewar “credibility” purposes or for actual wartime battle management, command-and-control planning necessarily presumed it as a real possibility.  Whether or not one accepted the arguments of some nuclear strategists – among them our own Herman Kahn – about the importance of tailoring nuclear moves with an eye to intra-war bargaining, escalation, de-escalation, and termination dynamics, U.S. presidents consistently asked for a range of options and their strategic planners claimed to provide this.  It remains open to debate whether any president would have felt that he had all that much flexibility in practice, but control remained an ambition of the system even in the most horrifying of circumstances.
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          The U.S. architecture thus evolved out of an awkward dance between the value of centrally-calibrated use-control and the value of improvisational flexibility and survivability.  Redundant communications networks, instantly-deployable aerial command-and-control assets, hardened command posts, survivable second-strike forces, and bomber squadrons expected to be capable of ad hoc dynamic re-tasking in mid-conflict were all built around the challenge of managing this tension.
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          Different grounding assumptions about what “warfighting” means, however – or whether it is a serious priority at all – would presumably produce very different institutional and programmatic manifestations.  What would it mean if a country didn’t particularly focus upon nuclear “warfighting” in the Cold War sense?  Would weapons-control systems built to some degree around other priorities be
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          stabilizing, in the sense that they would seem less to presume nuclear use?  Or would they be a new source of
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          , insofar as such systems could prove particularly brittle in a crisis they were never really designed to handle, thereby worsening early-use incentives that could have been to some extent mitigated by more robust command-and-control capabilities?  And what if multiple countries, each building upon a different set of grounding assumptions, ended up playing complicated multi-player deterrence games with each other?
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          Adding to the complexity of the analytical task, we should also remember that the U.S. approach to command and control did not spring forth with an exultant shout from the head of Zeus, full-grown and fully armed, as Pindar tells us the Greek goddess Athena did.  Quite the contrary.  It developed over a long period of time in response to assumed needs, available resources and technologies, the actual or presumed behavior and intentions of our strategic adversary, and on the basis of trial and error.  Its developers had the advantage of a long “learning curve” of studying and interacting with a single strategic adversary – and it with them – year after year, for decades.  (On the U.S. side, moreover, the process of strategic “learning” also involved a vibrant public contestedness, with many nuclear weapons and deterrence-theory issues discussed quite freely and openly in a context of political pluralism that was, to some extent, an “open book” to the adversary.)  For a variety of reasons, this experience is likely to generalize rather poorly, especially to a multi-player nuclear-armed Middle East.
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          Even if one grants that relative U.S.-Soviet strategic stability did not involve a lot of luck, therefore, we would seem to have little defensible basis upon which to extrapolate from the Cold War experience to any sort of conclusions about nuclear control behavior and the stability of deterrence elsewhere.  This is particularly true if one assumes that a nuclear-armed Middle East is not likely long to remain a bipolar competition – e.g., between Israel and Iran.  If indeed Iranian capabilities would prompt weapons development by neighbors worried about Tehran’s aspirations to regional hegemony, a multipolar balance might develop – and we do not really know, or yet even have good conceptual tools with which to begin to assess, whether and to what extent multi-party nuclear deterrence differs from the two-party games to which the Cold War accustomed us.
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           Mirror-Images and Strategic Culture
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          Mirror-imaging can be a dangerous analytical trap.  Some years ago, the Rumsfeld Commission taught us important lessons about the need to avoid assuming that others will necessarily do things the way we did in developing ballistic missiles.  We also know enough, now, not just to look for arms control cheats by searching for Soviet-style industrial-scale chemical and biological weapons work; the way such things were approached in the past is not necessarily the way they will be handled in the future.  The Iraq Survey Group, moreover, has taught an important lesson about how the incentives facing weapons of mass destruction (WMD) program managers in other countries may look – and produce choices – entirely unlike our own past experiences.  (Who would have predicted ahead of time, for instance, that Saddam Hussein himself might have been to some extent misled about the efficacy, or even the existence, of aspects of Iraq’s WMD?)
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          -learn the lessons against mirror-imaging, for it would be as wrong to assume that others will
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          follow what are for us familiar paths as it would be to assume that they will.  (Perhaps the only tenable
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          assumptions: these issues are largely empirical, rather than theoretical, matters.)  Nevertheless, if we see questions of nuclear command and control solely through the lens of our own experiences, we may miss other purposes that such institutions and procedures may be designed to serve, and we may thus misunderstand how such countries would behave if it really came to a nuclear crisis.  If modern-day Iran – riven by conflict between an increasingly democracy-minded political opposition and an insecure and radicalized theocratic clique – builds a nuclear command-and-control system, what would it look like?  And what behavior would such a system tend to encourage or preclude?
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          (rather than nuclear) counterforce attack might well be given far higher priority in Iran than Cold War style warfighting.  From the perspective of the clerical-Pasdaran junta, in fact, it is not entirely clear how important actual nuclear warfighting would be anyway.  Indeed, given the eschatological proclivities of the faction with which President Ahmadinejad is apparently affiliated – especially within a religious context in which people seem remarkably attracted to martyrdom even on a good day – how confident can we be that any serious thought at all will be given in Iran to nuclear command and control
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          Strategic culture, in other words, will help shape how command-and-control develops.  What one actually
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          , of course – especially in a crisis, in which time for study and reflection may be conspicuously absent – will also be powerfully informed by underlying assumptions or beliefs about one’s adversary, other relevant regional or global players, the issues at stake, the probability of various outcome possibilities, and so forth.  This is, therefore, an area of complicated feedback loops.  Strategic culture conditions the development of command-and-control architectures, for example, even as their details can condition the substance of choices made – including the degree to which various military or other options are felt to be available at all, especially in a crisis.
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           Deep Uncertainty
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          To my eye, it remains an open question whether there is any kind of inexorable structural logic to nuclear command and control.  Will all such systems tend, over time, to converge upon some institutional and procedural archetype as an inevitable function of growth in numbers and available resources?  Or does their development instead display characteristics more like those that Complexity Theory suggests are typical of dynamical systems, in which the emergence of high-level patterns depends upon the details of initial conditions, and is thus to a great degree both unpredictable and unrepeatable?  As noted, my suspicion is that the latter answer is more likely, with the result that we can probably say very little about how command-and-control architectures would look in a nuclear-armed Middle East – and even less about how their possessors would actually behave.
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          What does this mean for the future stability of the region?  You might think I’m just dodging the question by refusing to predict anything.  My point, however, is precisely that we do not know how multi-player deterrence in the Middle East will work, or how stable it will be, and that this itself has implications.  One sometimes hears it alleged that we shouldn’t worry too much about a nuclear-armed Iran because six decades of experience in deterring the Soviets – and some additional experience with thankfully not seeing the “rogue regime” of Maoist China engage in nuclear adventurism after 1964 – demonstrates that even radical semi-messianic dictatorships can be “contained” and “deterred” in ways that are ultimately compatible with international peace and security over the long term.
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          be true, but I want to point out how little analytical foundation I think there is for having such confidence.  Stable deterrence depends to some non-trivial extent upon there being a degree of predictability in the relationship.  Each player has to have some idea of what deters the other, and this idea must have a sufficient relationship to reality for policies informed by it to be deterring rather than provocative.  And even when each side more or less understands the other, crisis dynamics – and the details of command-and-control systems – can press decision-makers in potentially idiosyncratic directions that are by no means necessarily stabilizing.
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          resistant to systematic understanding and prediction is surely troublesome, and bodes ill for strategic stability.  A nuclear-armed Middle East might perhaps be stable.  Or not.  Honesty should compel us to acknowledge that we really cannot today say too much about this, and – given what it might mean for deterrence
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          to work – to admit what a great gamble that it would be to countenance such developments.
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      <pubDate>Wed, 24 Feb 2010 15:56:00 GMT</pubDate>
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      <title>East Asia and Proliferation: Storm Warnings?</title>
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      <description>Addressing a February 18, 2010, panel on nuclear weapons proliferation in East Asia, Ford offers  thoughts on problems with North Korea and China.  Specifically, he discusses the low chance of negotiated “denuclearization” in the DPRK and -- separately, though in worrying coincidence -- the challenges presented by China’s rise.</description>
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      These remarks were delivered on February 18, 2010, to an event cosponsored by 
    
  
    
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        Partnership for a Secure America
      
    
      
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      , entitled “
    
  
    
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        Nuclear Non-Proliferation and East Asia
      
    
      
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      .”
    
  
    
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                    I’m grateful to the Partnership for a Secure America for its co-sponsorship of this conference, and pleased to have the chance to participate.  I’ve been with Hudson for over a year now, but it’s only this week that I’ve actually returned full-time to Washington: it’s wonderful to be back in town, and to have the chance to be here today.
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                    When I was in the nonproliferation verification and compliance business at the State Department, we spent a good bit of time trying to track the North Korean nuclear weapons program.  On my website, 
    
  
  
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      www.NewParadigmsForum.com
    
  
  
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    , I’ve detailed some of the frustrations of working that issue at the time.  It’s now 2010, however, and it seems quite clear that Pyongyang is indeed a full-spectrum problem: it has been working both the plutonium and the uranium routes to nuclear weapons.
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                    After sneering at the Obama Administration’s more conciliatory diplomatic posture with the detonation of a second presumably plutonium-based nuclear device last May, DPRK officials admitted in September that they were indeed enriching uranium, a claim that information recounted by Pakistani nuclear smuggler A.Q. Khan tends to corroborate.  (Khan apparently helped the DPRK get its uranium program started in the 1990s.)  The bigger question is what, if anything, can or will be done about the DPRK’s programs.
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                    My own guess is that the DPRK is likely at some point to return to full denuclearization talks with the United States.   Whether or not other countries are also part of these discussions is less clear.  It may be that Washington will have become sufficiently desperate for some kind – any kind – of “diplomatic progress” that it will give Pyongyang what it has been seeking for some time: the prestige and importance of one-on-one negotiations with the hyperpower.
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                    The more important question, however, is whether anything is likely to come of such talks.  I’m pessimistic.  Returning to the negotiating table is 
    
  
  
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      not
    
  
  
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     the same thing as reaching agreement, and I don’t see that the government in Pyongyang has much incentive to give away the only thing that has enticed the Great Powers to give that corrupt and brutal little mess of a regime any serious attention at all since 1993.
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                    To the extent that Washington really 
    
  
  
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      feels
    
  
  
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     nonproliferation in its gut these days – and to the extent that Russia and China are likely to agree to anything at the Security Council – all are preoccupied with Iran.  North Korea seems unlikely to adjust its cost-benefit calculations.  If conducting two nuclear detonations, apparently sending uranium enrichment feedstock to Libya, going public with uranium enrichment, and helping Syria build a plutonium-production reactor haven’t provoked a serious crackdown, new pressures seem improbable.  On the other hand, new concessions would probably just encourage further misbehavior by rewarding it, as has happened frequently in the past.
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                    Pyongyang might decide that more talks are a useful way to return itself to the limelight, but I don’t see much chance that it will give up the nuclear weapons programs it has used so profitably for so many years.  Even if it 
    
  
  
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      were
    
  
  
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     serious about denuclearization, moreover, North Korea seems vanishingly unlikely to accept the kind of verification measures that would be needed if the rest of the world wished to have some confidence that these serial scofflaws were not simply still up to their old tricks.
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                    The continuing intractability of the DPRK problem will present grave problems for the credibility of the NPT regime – which hasn’t exactly been distinguishing itself in the compliance enforcement department.  Despite this, however, I do not feel that Pyongyang’s weapons are the most significant nonproliferation problem in East Asia.
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                    North Korea’s continued non-denuclearization certainly contributes to the bad joke of NPT-related compliance enforcement.  In itself, however – apart from the troubling issues of precedent and example – North Korea’s weapons are probably less destabilizing in East Asia than is Iran’s pursuit of them in 
    
  
  
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     region.  As far as I’m aware, the Kim dynasty does not harbor lingering ancient visions of hegemony in its area of the world.  Nor is it run by a radicalized clique of religious zealots infected with a deeply messianic, martyrdom-infatuated religious fanaticism that seeks to immanentize the eschaton, as it were, by remaking in its own image the world beyond its borders.  North Korea is a huge problem, to be sure, and its leaders do incline to attention-seeking provocations.  Nevertheless, Pyongyang seems less likely than Iran to seek broader power over its region, and less likely to energize proliferation responses in its neighbors.
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                    For my part, I am more worried about the regional proliferation implications of the rise of China.  If anything, this issue may be looming more quickly than anticipated.  Its economy seemingly barely dented by the global recession, China’s rise to the first rank of global powers seems nearer than ever – while present-day Washington seems more insecure than ever, and is increasingly hobbled by domestic spending burdens.
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                    It is not simply that China’s nuclear trend lines are going in the wrong direction – though of course Beijing 
    
  
  
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     the only NPT nuclear weapons state to be 
    
  
  
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      increasing
    
  
  
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     the overall size as well as the technical sophistication of its nuclear arsenal.  (According to Pentagon figures, it seems to have grown by now well over a quarter since 2005 alone.)  The problem is really more that due to the 
    
  
  
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      combination
    
  
  
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     of China’s increasing military might, its huge and rapidly-growing economy, and its increasing willingness to throw its weight around, China may be leaving its technically sophisticated neighbors less and less 
    
  
  
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      choice
    
  
  
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     but to develop nuclear weapons as a “poor man’s” counterpoint to Beijing’s power.  The disfavor in today’s Washington for extended deterrence relationships with allies – and especially for the nuclear aspects of such relationships – is hardly helping.
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                    For the last several thousand years, Chinese conceptions of world order have differed in important ways from the Western-derived system of separate, coequal sovereignties that forms the basis of modern international law and is the foundation of today’s global politics.  This isn’t the time to trace the details – for that, 
    
  
  
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    &lt;a href="http://www.kentuckypress.com/viewbook.cfm?Category_ID=1&amp;amp;Group=6&amp;amp;ID=1628"&gt;&#xD;
      
                      
    
    
      you should read my book 
      
    
    
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        &lt;em&gt;&#xD;
          
                          
        
        
          The Mind of Empire
        
      
      
                        &#xD;
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      , out this spring from the University Press of Kentucky
    
  
  
                    &#xD;
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     – but for a 
    
  
  
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      very
    
  
  
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     long time China’s approach to regional and world order did 
    
  
  
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      not
    
  
  
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     envision a state system of formal equals.  Instead, it traditionally conceived power in the 
    
  
  
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      vertical
    
  
  
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     dimension rather than the horizontal, in 
    
  
  
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      gradients
    
  
  
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     of power proceeding outward in concentric circles from the human world’s Chinese civilizational core.
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                    A critical question for 21
    
  
  
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      st
    
  
  
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    -Century geopolitics concerns the degree to which this ancient conception of order – that is, this ancient preference for moral and political hierarchy – is still a powerful motivator for Chinese behavior vis-à-vis the non-Chinese world.  China 
    
  
  
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      may
    
  
  
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     now have internalized Western-derived notions of sovereign equality.  Or it may not, with the result that its behavior could become ever more problematic, for the rest of the world, as China’s growing power gives it more options.  I don’t pretend to know which way China will go, or to what degree it will do so.  But China’s neighbors are under no illusions about at least the 
    
  
  
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     that Beijing will at some point wish to reshape the world more according to its traditional preferences.
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                    If I had to pick the East Asian dynamic of most importance from a proliferation perspective, therefore, I would point to China’s rise, rather than North Korea’s nuclear status.  Together, however, these two dynamics are worse still: they risk creating a sort of  “perfect storm” for nuclear weapons proliferation.  The DPRK situation – and that in Iran, lest we forget – daily demonstrates the general impotence of the nonproliferation regime in responding to violations. At the same time, China’s rise seems steadily to be increasing others’ 
    
  
  
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      incentive
    
  
  
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     to look for strategic hedges in the face of growing Chinese power.  This coincidence of factors is very worrying indeed.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 22 Feb 2010 15:58:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p79</guid>
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      <title>Action and Force in Engaged Buddhism: Public Policy and the Koan of Engagement</title>
      <link>http://www.newparadigmsforum.com/action-and-force-in-engaged-buddhism-public-policy-and-the-koan-of-engagement</link>
      <description>Dr. Ford's monograph on the challenges presented by the use of force in Engaged Buddhist theory and practice</description>
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         Dr. Ford's monograph on the challenges presented by the use of force in Engaged Buddhist theory and practice ... which may also be found
         &#xD;
  &lt;a href="https://www.upaya.org/uploads/pdfs/ChrisFordthesis.pdf" target="_blank"&gt;&#xD;
    
          here
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         on the Upaya Zen Institute website.
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            Action and Force in Engaged Buddhism: 
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            Public Policy and the Koan of Engagement
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          by
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          Christopher A. Ford
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          Dissertation Submitted in Partial Satisfaction of Requirements for Chaplaincy Ordination
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           Prajna Mountain Order of Soto Zen Buddhism
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          Upaya Institute and Zen Center Santa Fe, New Mexico
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          1st February 2010
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      <pubDate>Mon, 01 Feb 2010 14:16:06 GMT</pubDate>
      <author>fordchristoph@gmail.com (Dr. Christopher Ford)</author>
      <guid>http://www.newparadigmsforum.com/action-and-force-in-engaged-buddhism-public-policy-and-the-koan-of-engagement</guid>
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      <title>Nonproliferation, Arms Control, Disarmament, and “Sally Field Diplomacy”:  The Obama Administration’s First Year</title>
      <link>http://www.newparadigmsforum.com/p81</link>
      <description>Ford offers some thoughts on President Obama’s first year in office from the perspective of arms control, nonproliferation, and disarmament.   He suggests the new administration is more inclined to solipsistic political posturing and overseas praise-seeking than serious policymaking, and worries about the implications of this for nonproliferation and the impending collapse of the president’s own disarmament agenda.</description>
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                    Just over a year ago, I published 
    
  
  
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      a Hudson Institute paper
    
  
  
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     discussing how I felt the incoming Obama Administration should approach issues of arms control, nonproliferation, and disarmament.  Among other points, I urged his new team to take their campaign promises of “change” and “new approaches” as something more serious than shallow slogans.  Specifically, I urged a “bottom-up” policy review in the nonproliferation, arms control, and disarmament (NACD) arena that would not be afraid to question the conventional wisdom of an arms control and disarmament community that would surely come running to him with their policy laundry lists, expecting him reflexively to adopt their agenda.  I felt that his administration had a chance to develop something 
    
  
  
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      genuinely 
    
  
  
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    new.
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                    It was his own Secretary-of-State-to-be Hillary Clinton who accused Candidate Obama of pursuing only “
    
  
  
                    &#xD;
    &lt;a href="http://news.bbc.co.uk/2/hi/7258013.stm"&gt;&#xD;
      
                      
    
    
      change you can Xerox
    
  
  
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    ,” but I hoped the young Senator would rise above shallow campaigning and show both courage and intellectual independence in the White House.
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                    It’s now January 2010, and our president has been in office for just over a year.  Did he take the chance for real change he won for himself at the polls?  Alas, not.  As strange as it feels for me to say so, Hillary was right.
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                    I.          
    
  
  
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      The Blank Screen Comes to Washington
    
  
  
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                    In his campaign autobiography, candidate Obama described himself as “a blank screen on which people of vastly different political stripes project their own views.” (
    
  
  
                    &#xD;
    &lt;a href="http://www.amazon.com/Audacity-Hope-Thoughts-Reclaiming-American/dp/0307237699"&gt;&#xD;
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        The Audacity of Hope
      
    
    
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      , p.11
    
  
  
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    )  Young, attractive, articulate, and – above all – black, he was clearly new and different in some sense.  With no legislative or public policy record anyone could identify, however, he was really just a fascinating enigma, an airy mist onto which optimists could project their fondest hopes.  His slogan of “change we can believe in” was an exhortation to project images upon his studied blankness: in effect, the cipher from Illinois was telling everyone that once in office, he would change into something in which they would wish to believe.
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                    To some detractors, this muddy ambiguity was nothing but deception, either to disguise his utter lack of real accomplishment (as Hillary Clinton kept repeating) or to camouflage a garden-variety liberal* political hack – a man whom 
    
  
  
                    &#xD;
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        National Journal
      
    
    
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       called the most liberal Senator of 2007
    
  
  
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     – behind a veneer of “new” thinking, “post-partisan” technocracy, and thoughtful open-mindedness.  With the advantage of a year’s hindsight, I think these critics were only partly right.  The vague mist seems indeed to have been a smokescreen, but it wasn’t precisely what the skeptics feared.  To some extent, it was a smokescreen designed to hide more smoke.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The big secret of the Obama Administration’s “change you can believe in” is that there hasn’t been a real “there” there at all.  On the signature policies of the Administration – the “stimulus” package, energy policy, health care, and trillion-dollar-deficits – the course of U.S. public policy has indeed swung sharply leftward in ways that seem to be driving the new president’s poll ratings to unprecedented first-term lows.  This is not necessarily because Obama has driven the change, however.  To be sure, he has cheered these changes, and has tried to take credit for however much of it feeds his political popularity.  No one who has been paying attention, however, thinks he’s been doing anything like running the show.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    On almost every major issue, it has been the approach of this White House to speak in vague and sweeping terms in favor of some kind of change, and then to endorse whatever cobbled-together, pork-encrusted mess gets drawn up by the Democrats who – for at least a few more months, anyway – control Congress.  As summarized by Jeffrey Sachs – who, as a well-known economist and former advisor to U.N. Secretary General Kofi Annan, is not exactly a “tea-party reactionary” – “
    
  
  
                    &#xD;
    &lt;a href="http://www.scientificamerican.com/article.cfm?id=the-need-for-open-process"&gt;&#xD;
      
                      
    
    
      every major piece of public policy has been turned over to the backrooms of Congress, emerging through the lobby-infested bargaining process among vested and regional interests.  There was no overarching plan for the economic stimulus; no clear plan for health care reform; no defined strategy for climate change control; and so forth
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  This is Obama’s new Camelot, the change in which we are expected to believe.  This is what happens when a blank screen tries to govern.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At best, Obama has merely presided over this ugly festival of outsourced legislative sausage-making, smiling blandly from a pedestal while periodically informing anyone who will listen that his arrival is the beginning of a bright new era of almost millenarian hope.  (After all, he told us, his selection as the Democratic nominee for president was “
    
  
  
                    &#xD;
    &lt;a href="http://obamaspeeches.com/E09-Barack-Obama-Final-Primary-Night-Presumptive-Democratic-Nominee-Speech-St-Paul-Minnesota-June-3-2008.htm"&gt;&#xD;
      
                      
    
    
      the moment ... when our planet began to heal
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”)  So far, at least, the president has been strikingly unwilling to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      do
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     much of anything on his own.  In his lofty self-regard and the near-worship with which his supporters approach him, he has been content, it would appear, simply to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      be
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     himself, the pivot around which the political universe is expected harmoniously to revolve.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The only time President Obama has had to act on his own on a major, potentially administration-defining issue was his decision to continue the war in Afghanistan.  Here, however, he made himself risible by publicly agonizing for months – even after putting his own hand-picked commander in charge of the effort – over whether or not to continue what he himself had termed a “war of necessity,” victory in which was essential to U.S. security.  (In fairness, it must be remembered that in the end, Obama made the right call and deserves unstinting support.  He could hardly have made his decision, however, in a way better calculated to embolden the enemy and dishearten our allies.  In this case, the president did everything wrong 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      except
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     make the wrong choice.)  This is a president clearly more at home on the campaign trail than in the Oval Office.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    II.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      “Sally Field Diplomacy”
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When it comes to foreign relations, the new president spent his first year as a passionate practitioner of what my Hudson Institute colleague 
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/index.cfm?fuseaction=publication_details&amp;amp;id=6648&amp;amp;pubType=HI_opeds"&gt;&#xD;
      
                      
    
    
      Jaime Daremblum has called “Sally Field diplomacy”
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – the overriding imperative of which revolves around fanning and luxuriating in one’s own personal popularity.  (Remember her infamous acceptance speech at the 1985 Oscars?  “
    
  
  
                    &#xD;
    &lt;a href="http://www.imdb.com/name/nm0000398/bio"&gt;&#xD;
      
                      
    
    
      You like me, right now, you 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        like
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       me!
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ”)  To the extent that this approach has anything to do with policy substance, it follows a crude, double syllogism.  First: George Bush followed certain policies; he was unpopular; we will follow the opposite policies precisely 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     they are the opposite policies; and therefore we will be popular.  At the same time, it assumes that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     Obama is personally popular, everything else will fall into place: the world will order itself happily and spontaneously around American leadership – or, more specifically, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      his
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     personal leadership – if only his administration is sufficiently conciliatory, engaging, and … well, just darn 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      nice
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    .  These simplistic lines of reasoning reinforce each other, because in the foreign relations and diplomatic context, “nice” is assumed to mean doing what George Bush 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      didn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     do: specifically, adopting the policies that foreign audiences want us to adopt, and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     they want us to adopt them.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    It is thus assumed that preemptive policy concessions to foreign audiences will magically pave the way for them cooperating more with us on what 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      we
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     want – whatever that ends up actually meaning once the policy agenda has been reoriented around their conventional wisdom.  Our new president seems to have inverted the proper relationship between diplomacy and policy, making policy changes in order to support diplomatic congeniality (a.k.a. the Obama Administration’s popularity among foreign audiences) rather than using diplomacy as a tool to advance substantive ends.  To the limited extent that his administration sees diplomacy as supporting policy goals at all, moreover, Washington now seems to assume that policy successes will self-organize around Obama’s popularity as if by some kind of natural law.  (“If they like me, they will follow.”)  Unfortunately, things aren’t usually quite so simple, and governing in the real world turns out to be quite unlike 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      talking
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     about governance on the campaign trail.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.        
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Failures and Confusions
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In the NACD arena, for instance, the new president seems to be in the thrall of 
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/files/publications/Nuclear%20DisarmamentCF909.pdf"&gt;&#xD;
      
                      
    
    
      what I have elsewhere described as the “credibility thesis”
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – that is, the idea that the reason that enforcement of the Nuclear Nonproliferation Treaty (NPT) has collapsed in the face of Iranian and North Korean provocations is simply that the United States has not been eliminating its nuclear weapons quickly enough, and that if we make a big show of disarming ourselves, the nonproliferation regime will revive and work as intended.  There is essentially no evidence to support this thesis, and no sign that the Obama Administration’s effort to follow its recipe is accomplishing anything.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The credibility thesis rests upon a paradoxical combination of self-deprecating liberal guilt over our possession of nuclear weapons and a the new administration’s overweening and self-referential vanity, which assumes that if we “lead by example” – with “leadership” being somewhat curiously defined to mean doing what a majority of foreign governments want us to do – other countries will obligingly re-define their own interests and make entirely new strategic policy choices.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The credibility thesis finds receptive ears in today’s Washington because it is the approach the conventional wisdom of the arms control community and most of the foreign diplomatic corps has been urging the United States to take for years.  Because ordinary Americans usually display little interest in NACD issues, this approach is what the only relevant audience wants to see; hewing to it will therefore serve to keep our new president popular, validating the esteem in which he holds himself and which he apparently desperately needs to see mirrored in the world around him.  This is the apotheosis of Sally Field diplomacy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To be sure, there are suggestions that administration officials understand on some level that it is a dangerous gamble to assume that if we make ourselves sufficiently conciliatory and garner enough applause for preemptive policy concessions, the rest of the world will become a safer and more orderly place and others will behave as we wish them to.  Assistant Secretary of State Philip Gordon, for instance, fretted to an audience in Brussels last September that if the United States did not get more help from Europe in Afghanistan and tougher sanctions on Iran, “
    
  
  
                    &#xD;
    &lt;a href="http://www.globaldashboard.org/2009/10/05/is-the-atlantic-widening-again/"&gt;&#xD;
      
                      
    
    
      plenty of Americans will say, you know what, let’s do it our way
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  Typically, if insultingly, this was cast as a warning about what the uncouth American masses might conclude if the Europeans did not cooperate more with Obama.  The president, we are apparently to infer, is really on the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Europeans’
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     side, and he and they need to work together to prevent 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      American voters
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     from derailing their joint program.  (Remember those voters?  They are the 
    
  
  
                    &#xD;
    &lt;a href="http://www.usatoday.com/news/politics/election2008/2008-04-13-obama-clinton_N.htm"&gt;&#xD;
      
                      
    
    
      “bitter” people to whom Obama condescended on the campaign trail
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .)   Nevertheless, there’s a germ of truth in Gordon’s account.  Sally Field diplomacy is indeed a house of cards: sooner or later it will collapse, and we will need to look again to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      United States
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     interests in order to guide United States policy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One reason why this popularity-seeking house of cards will inevitably collapse, of course, is that it encourages foolish negotiating behavior.  If you 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      open
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     arms control negotiations by making concessions that give the other side what they’ve demanded for years, for instance, what happens then?  They pocket your concession, of course, and thereafter have little reason to bother with the inconvenience of giving you whatever 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      you
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     want in return.  At the very least, this amounts to a sort of negotiator’s malpractice.  There is also, however, an even more worrisome possibility: if you take Sally Field diplomacy seriously enough, it is possible that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     you want is whatever wins praise from the other side.  In that sense, you can achieve your objectives without bargaining at all, just by conceding.  Such an approach, however, merely accelerates the collapse of the house of cards; no president can long remain popular, or remain in office, without getting back 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      something
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of value in return for his concessions.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    One can see this with the Obama Administration’s mishandling of ballistic missile defense (BMD) issues and the (still) ongoing negotiations with Russia over a successor agreement to the Strategic Arms Reduction Treaty (START).  The Obama’s approach was perhaps inevitable: a complete no-brainer from the Sally Field perspective.   Russia claimed to have deep fear and anger at Bush Administration approaches to European missile defense, and Moscow’s tub-thumping on the issue seemed to stand in the way of the new post-START deal with Russia that the Obama team needed in order to validate its messianic self-perceptions as the administration that was finally going to set the world on the road to a harmonious, nuclear-weapons-free future.  Making things even easier, the conventional wisdom of the arms control community had been uncomfortable with BMD for years – at best being lukewarm, and often frankly hostile.  Missile defense was also a signature issue of the Bush Administration, which had become unpopular in diplomatic circles for withdrawing from the Anti-Ballistic Missile Treaty in 2002.  It was thus almost inevitable that Obama would tack against missile defense.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The very desperation of the Obama Administration’s need for an agenda-validating deal with Russia, however, caught it in a quandary.  One might have expected Russia to need an arms deal with the United States more than we needed one with Russia, but it quickly became clear that the Obama Administration needed a treaty, for political reasons, more than the Russians did.  After 
    
  
  
                    &#xD;
    &lt;a href="http://online.wsj.com/article/SB10001424052970204518504574418563346840666.html"&gt;&#xD;
      
                      
    
    
      Obama preemptively abandoned the Bush Administration’s plans for a “third site” missile defense facility in Europe
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , thus giving Russia what it had demanded, Moscow smelled weakness and desperation – and these character traits are chum in the water for people like Prime Minister Vladimir Putin.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    At the time of writing, the negotiators have missed their deadline for replacing START, and talks remain stalled because Russia is now apparently holding out for concessions involving the 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      entire
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     U.S. BMD program.  Meanwhile, Russia has been expressing gleeful contempt for the Obama Administration’s much-vaunted eventual goal of nuclear weapons abolition, with Russian officials 
    
  
  
                    &#xD;
    &lt;a href="http://edition.cnn.com/2009/WORLD/europe/12/29/russia.offensive.weapons/index.html"&gt;&#xD;
      
                      
    
    
      calling for the development of a new generation of offensive nuclear arms
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , 
    
  
  
                    &#xD;
    &lt;a href="http://www.nti.org/e_research/e3_10a.html"&gt;&#xD;
      
                      
    
    
      retaining thousands of so-called “tactical” nuclear weapons
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and refusing to match U.S. cuts in such devices, 
    
  
  
                    &#xD;
    &lt;a href="http://www.cbsnews.com/stories/2009/10/14/world/main5384090.shtml"&gt;&#xD;
      
                      
    
    
      announcing a doctrine of preemptive nuclear strikes
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and 
    
  
  
                    &#xD;
    &lt;a href="http://www.telegraph.co.uk/news/worldnews/europe/poland/6480227/Russia-simulates-nuclear-attack-on-Poland.html"&gt;&#xD;
      
                      
    
    
      conducting exercises that involve the use of nuclear weapons against countries such as Poland
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  (For its part, China doesn’t rattle its nuclear saber so ostentatiously, but it is steadily building up its nuclear weapons capabilities nonetheless, 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/blog/ssp/2008/03/chinese_nuclear_arsenal_increa.php"&gt;&#xD;
      
                      
    
    
      increasing the size of its arsenal by more than 25 percent since 2006 alone.
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     Officials in Beijing have made clear that they will only even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      consider
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     talking about disarmament only after reaching U.S. and Russian armament levels.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    So much for leading by example.  This is not an inspiring start for the man who proclaimed himself the leader who would catalyze the movement to a nuclear-weapons free world, and who was awarded the Nobel Peace Prize for talking about it.  Our new president, it would seem, has managed to win for himself a superficial sort of personal popularity, but at the price of the sort of quiet disdain that real-world leaders reserve for the weak and naïve.  Such are the wages of Sally Field diplomacy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Meanwhile, Obama’s preemptive concessions on BMD have badly shaken the confidence of our new NATO allies in Eastern Europe, who had invested considerable political capital in cooperating with U.S. BMD efforts.  Sending a message of American irresolution and weakness within the Atlantic Alliance relationship, just when these same countries were becoming increasingly alarmed about the ambitions of a revanchist, Putin-era Russia nostalgic for the days of Soviet imperial supremacy in what Russians call their “near abroad.”  Nor does anyone seem to be particularly reassured by the Obama Administration’s claim that its “replacement” plan for European-based BMD will meet the emerging missile threat from Iran, and with good reason.  The administration’s 
    
  
  
                    &#xD;
    &lt;a href="http://online.wsj.com/article/SB125317801774419047.html"&gt;&#xD;
      
                      
    
    
      purported sea-based program to “replace” President Bush’s European “third site” plan
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     adds nothing to U.S. BMD procurement except to promise a degree of continuous Navy cruiser deployment in European waters that no one thinks our shrinking Navy will be able actually to maintain.  The “replacement” plan is no replacement, and everyone in Europe knows it: it is a climb-down, and our new NATO friends sense a worrying weakness in the Atlantic Alliance.  In an almost macabre twist, in fact, President Obama 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2009/09/18/world/europe/18europe.html"&gt;&#xD;
      
                      
    
    
      announced his cave-in to Russian pressure on the 70th anniversary of the Soviet invasion of Poland in 1939
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    (Incidentally, President Obama did not bother to attend the 20th anniversary of the fall of Berlin Wall, choosing instead – and at the last minute – merely to give a speech by video link, in which our Solipsist-in-chief 
    
  
  
                    &#xD;
    &lt;a href="http://www.tnr.com/article/environment-energy/washington-diarist"&gt;&#xD;
      
                      
    
    
      characteristically lauded his own election as a pivotal step in “human destiny.”
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     Just weeks earlier, the new president had made an unprecedented high-publicity jaunt to Copenhagen on the assumption that his presence there would secure the 2016 Olympics for his hometown of Chicago, but it apparently wasn’t worth leaving Washington to commemorate this epochal anniversary.  Obama seems to have had little interest in remembering that it took the West’s consistent application of strength and resolve to contain and face down those who threatened peace and freedom during the Cold War.  The Europeans, we can be sure, did not miss his point.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Nor do things look much better in Asia, where, as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The Economist
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     put it, President Obama is proving “
    
  
  
                    &#xD;
    &lt;a href="http://www.economist.com/opinion/displaystory.cfm?story_id=14961345"&gt;&#xD;
      
                      
    
    
      kinder to America’s rivals than to its friends
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  The new administration is eager to talk to the North Koreans, and in a sharp contrast to President Clinton’s 1998 trip, Obama seemed happy to allow his own visit to China to be carefully stage-managed by Communist authorities.   Not mincing words, Secretary of State Hillary Clinton declared beforehand that “issues such as Tibet, Taiwan and human rights” would not be allowed to “interfere” with the new administration’s outreach to China.  Obama also distinguished himself as the first president since 1991 to snub His Holiness the XIVth Dalai Lama when the Tibetan exile leader visited the United States.  None of this obligingly compliant signaling, however, kept China from 
    
  
  
                    &#xD;
    &lt;a href="http://www.guardian.co.uk/environment/2009/dec/22/copenhagen-climate-change-mark-lynas"&gt;&#xD;
      
                      
    
    
      scuppering Obama’s desperate attempt to salvage a meaningful agreement at the climate change conference in Copenhagen
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    As for U.S. allies our new president has been far chillier.  The Obama Admnistration seems happy to allow a laboriously-negotiated free-trade agreement with South Korea to languish, friendless, in Congress, while the administration seems quite cool on the “strategic partnership” the United States had previously developed with India.  Perhaps worst of all, in an appalling insult to the new Japanese government of Yukio Hatoyama – and a comment sure to horrify U.S. alliance partners everywhere – 
    
  
  
                    &#xD;
    &lt;a href="http://www.economist.com/world/asia/displaystory.cfm?story_id=14856326"&gt;&#xD;
      
                      
    
    
      one State Department official also told the 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Washington Post
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       that the Obama Administration now considered Japan a bigger problem than China
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    And people are starting to notice.  Leslie Gelb, the head of the Council on Foreign Relations and a high priest of foreign policy conventional wisdom, for instance, has described all this as “
    
  
  
                    &#xD;
    &lt;a href="http://www.cfr.org/publication/20824/amateur_hour_at_the_white_house.html"&gt;&#xD;
      
                      
    
    
      amateur hour at the White House
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .”  But there is more going on than just amateurism.  I think 
    
  
  
                    &#xD;
    &lt;a href="http://www.tnr.com/article/environment-energy/common-grounded"&gt;&#xD;
      
                      
    
    
      Leon Wieseltier put his finger on part of the problem
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , lamenting that Obama has made the guiding light of his foreign policy the idea that “‘the United States in opposition’ is the problem that he was appointed to solve.”  According to Wieseltier, Obama has “succumbed to one of the great fantasies of our time,” building his around the idea that there is “common ground” available with everyone if only we “engage” them warmly enough.  Wieseltier and his colleagues at 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The New Republic
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     seem horrified to see Obama spending so much time “engaging” with all manner of foreign theocrats, thugs, dictators, and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      genocidaires
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     in countries ranging from Iran to Sudan on the basis merely of a quasi-religious “utopian” faith that – in the words of 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      The New Yorker
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ’s Nicholas Lemann – “a less arrogant, more cooperative, more empathetic America” can lead the world 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      precisely because
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     it is cooperative and empathetic.  For their part, conservatives such as 
    
  
  
                    &#xD;
    &lt;a href="http://www.weeklystandard.com/Content/Public/Articles/000/000/017/268jkngt.asp"&gt;&#xD;
      
                      
    
    
      Eliot Abrams have decried the new administration’s fixation upon dealing only with 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        governments
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , and its disinterest in the real circumstances of the populations of human beings on whose behalf such governments purport to speak.  (Abrams denounces this as a focus upon “placards” in diplomatic meetings, rather than actually upon real “people.”)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All this is perhaps the inevitable result of Sally Field diplomacy born in the Obama Administration’s compulsion to use U.S. policy in service of the president’s sense of messianic self-esteem.   In this administration’s search for self-validating popularity during its first year in office, it almost seems that the views of actual or potential adversaries apparently count for more than those of our friends – who seem to be quite taken for granted.  This isn’t quite as crazy as it seems, or at least there is a consistent logic to the Administration’s approach.  After all, for the moment, at least, our allies have little alternative but to stick by us, and their ability to criticize or oppose President Obama will be limited by their circumstances.  Moreover, U.S. presidents 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      routinely
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     work closely with, give support to, and receive support from our alliance partners.  (That’s what being a friend and ally is all about.)  Even George W. Bush, who features in Obama’s political iconography as a cartoonish devil-figure and universal scapegoat, stuck by America’s friends.  Accordingly, there is nothing too interesting or new – in short, no “change we can believe in” – in something as conventional as alliance solidarity.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    If President Obama is to seem the groundbreaking and transformative global leader he and his worshippers imagine him to be, therefore, he needs more than approval from his friends: he needs 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      universal
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     validation.  This means seeking the approval of those who wish America no good.  Initiatives such as Obama’s famous “reset” button with Russia and “outstretched hand” to Iran are thus in a sense the very cornerstones of Obama diplomacy, but 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     because they necessarily aim to achieve anything in particular.  Rather, such postures are essential, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      for their own sake
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ,
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    to the Obama Administration’s self-congratulatory sense of political legitimacy as a geopolitical breath of fresh air that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      isn’t
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the Bush Administration.  This is one reason why the president’s conciliatory outreach has continued for so long, and despite such painful rebuffs and provocations: it is terribly difficult for him to withdraw it and pursue “confrontation” without admitting that he is nothing so special after all.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Though this prism, it is thus entirely to be expected that our friends will be taken for granted and our relationships with them given a lower priority; their words of support for the U.S. colossus are not worth too much in demonstrating the marvelous 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      newness
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of our president’s leadership.  It is also to be expected that Washington will be extraordinarily solicitous of the interests of those who wish America ill, and that our president will tie the development of his policy agenda to the desires of the lowest-common-denominator conventional wisdom in multilateral fora, for 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      these 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    governments’ acknowledgment of Obama’s specialness would really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      mean
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     something.  And finally, worst of all, it is to be expected that the president’s policy choices will remain as incoherent as they are portentously self-regarding, for they are not obviously driven by considerations of substantive U.S. interest and cost-benefit calculations at all.  All these are the wages of Sally Field diplomacy, of solipsism raised to the level of strategic policy.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Conclusion: The Coming Storm
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Unfortunately, these dynamics may also be creating a sort of “perfect storm” for nuclear weapons proliferation.  We now have a U.S. president who is conciliatory toward proliferators, thuggish dictators, and potential strategic adversaries, who is inclined toward preemptive concessions in diplomatic negotiations, who is forcing new austerities upon the U.S. armed forces at a time in which domestic spending has ballooned to extraordinary proportions, who is visibly uncomfortable with military solutions anywhere (even in his own “war of necessity” in Afghanistan), and who has publicly dedicated himself to eliminating the U.S. strategic nuclear deterrent upon which numerous American allies still rely.  This same president takes our longstanding alliance relationships for granted, unsettles alliance partners with concessions to autocratic regimes that threaten 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      their 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    strategic interests, and has turned a cold shoulder to hard-won cooperative defense arrangements with these same allies that were aimed at the nuclear threats presented by emerging proliferator regimes.  Should one expect these dynamics to do anything 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     than make nuclear weapons development seem more rewarding for our adversaries and more worryingly tempting for our friends?
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.	
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      Nuclear Posturing versus Nuclear Posture
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But I can almost hear my readers’ responses.  The Obama Administration, I will be told, 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      has
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     taken major and transformative steps in the NACD arena, at least with respect to disarmament.  Pursuing an “effectively verifiable” Fissile Material Cutoff Treaty (FMCT)?  Announcing support for the Comprehensive Test Ban Treaty (CTBT)?  Pursuing a new legally-binding strategic arms treaty with Russia?  Articulating renewed support for Nuclear Weapons Free Zones (NWFZs) and negative security assurances (NSAs) promising non-use of nuclear weapons?  Getting ostentatiously wobbly on BMD?  Proclaiming a fervent desire to rid the world of nuclear weapons?  The new administration has indeed done all of these things.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Two things, however, are striking about all of these steps.  First, the new president’s NACD agenda has been almost shockingly unoriginal.  Our 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      soi-disant
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     transformative, millennial president has distinguished himself in office by reflexively adopting as his bold new 21
    
  
  
                    &#xD;
    &lt;sup&gt;&#xD;
      
                      
    
    
      st
    
  
  
                    &#xD;
    &lt;/sup&gt;&#xD;
    
                    
  
  
     Century agenda merely a numbingly predictable Clinton-era laundry list of the arms control community’s conventional wisdom, circa 1995.  This choice is not surprising when viewed through the lens of Sally Field diplomacy, however, for if callow praise-seeking is indeed Obama’s primary objective, it would hardly do for him to spurn the arms control clerisy on issues about which American voters seem generally uninterested.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The second striking aspect of these choices – Hillary Clinton’s “
    
  
  
                    &#xD;
    &lt;a href="http://news.bbc.co.uk/2/hi/7258013.stm"&gt;&#xD;
      
                      
    
    
      change you can Xerox
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    ” rendered in diplomatic flesh – is how very 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      easy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     they are.  By this I don’t merely mean that it is clearly easy for Obama to do what the arms control community and foreign diplomats 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      tell him
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     he should do, and what they accordingly praise him for doing.  To a remarkable extent, the steps his administration has taken are also “easy” in the sense that they have not yet required him to do anything that entails any significant political risk or substantive cost.  They are “change,” in other words, that has to date avoided 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      doing
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     too much of anything concrete: these steps feel good, but they have so far been basically inexpensive, low-hanging political fruit that airily panders to the arms control and diplomatic communities while trusting these audiences not to notice how little is actually being done.  Let me unpack this a bit, item by item.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      Fissile Material Cutoff Treaty.
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
     The Bush Administration, after examining the issue, 
    
  
  
                    &#xD;
    &lt;a href="http://dtirp.dtra.mil/TIC/treatyinfo/fm_paper.pdf"&gt;&#xD;
      
                      
    
    
      concluded that it was not possible to ensure an “effectively verifiable” FMCT, but supported having a treaty anyway
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  This approach was widely attacked by the arms control community and foreign diplomats at the Conference on Disarmament (CD).  The Obama Administration lost no time in repudiating the Bush approach.  Without bothering to examine or rebut the Bush conclusions, it immediately signed up to a negotiating mandate that would 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      require
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     effective verifiability.  This gained the new president loud applause from the usual suspects, but on one level it was entirely costless.  Opposition to the Bush position on verifiability was less a reason than just an excuse for several other countries’ resistance to an FMCT, and while the CD now has a negotiating mandate, it is no closer to a treaty than before.  Indeed, an FMCT may now be harder to achieve than ever: countries like Pakistan like it no better today than before, and having a 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      requirement 
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    for “effective verifiability” sets up delegations for endless rounds of bitter gamesmanship over what intrusive verification mechanisms should apply to one’s rivals and not to oneself.  The Obama Administration has managed to win praise from the arms controllers, but at the potential cost of the FMCT itself.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      Test Ban Treaty. 
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    It was entirely predictable that Obama would reverse Bush-era policy and embrace the idea  of U.S. ratification of the CTBT, but it is an open question when – or even whether – this will actually occur.  The Treaty suffered a humiliating fate in the U.S. Senate in 1999, and it is hardly a given that it will do better in 2010 or 2011.  (Someone should perhaps ask Senator Brown of Massachusetts about his views.)  In some way the arguments for it today might be stronger; in others, weaker.  It is claimed that our ability to get by without testing has improved, and that the system for detecting cheaters has also become more reliable.  On the other hand, proliferation threats have markedly worsened, China is steadily increasing its arsenal, and both Russia and China are modernizing – 
    
  
  
                    &#xD;
    &lt;a href="http://www.usip.org/files/America's_Strategic_Posture_Auth_Ed.pdf"&gt;&#xD;
      
                      
    
    
      by some accounts with help from undetected underground nuclear testing
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  CTBT ratification will not necessarily be easy even if Congress remains controlled by the Democratic Party.  In any event, even U.S. ratification will not ensure that CTBT enters into force: ratification is also required from Iran, North Korea, India, and Pakistan, among other countries.  (If you think 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that’s
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     going to happen soon, you may not have been paying close enough attention.)  Here too, therefore, the Obama Administration has been able to win praise from foreign audiences for repudiating a Bush-era position, yet without so far actually having to do or really change much of anything.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      Strategic Arms Talks.
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
     Even the Obama Administration’s much-vaunted new approach to disarmament is so far more rhetoric than accomplishment.  Yes, they are trying to reach a post-START agreement with Russia.  But the agreement they’re actually pursuing is remarkably 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      non
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    -revolutionary.  According to the 
    
  
  
                    &#xD;
    &lt;a href="http://www.washingtonpost.com/wp-dyn/content/article/2009/07/06/AR2009070600784.html"&gt;&#xD;
      
                      
    
    
      agreement-in-principle reached in July 2009 between President Obama and Russian President Dimitry Medvedev
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , the number of operationally deployed warheads permitted on each side will be a mere 25 weapons less than the bottom end of the range band set forth in President Bush’s Moscow Treaty of 2002.  Delivery vehicles will be reduced by somewhat more – from 1,600 to a maximum of 1,100 – but one should certainly not mistake this proposed treaty for a radical change of course.  In fact, these numbers would not have been shocking from Bush Administration diplomats, had they been permitted to conclude the post-START talks with Russia that they themselves began in September 2006.  This is presumably why Obama Administration officials repeat incessantly that they view this treaty as merely “a first step,” but until any “next step” actually takes place, Washington can play to the grandstands for supposedly having maximalist intentions while presiding over what is so far only a bare minimum of concrete change.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      Nuclear  Use Declarations. 
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
    The Obama Administration has renewed Clinton-era support for the idea of NSAs and NWFZs (which customarily contain a legally-binding NSA protocol for the nuclear weapons states to sign, which is the only reason anyone cares about Free Zones in the first place), but this too has been basically costless so far.  As illustrated by the ongoing debates among experts as to whether China’s famous no-first-use pledge means anything at all, it is not clear now credible 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      any
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     NSAs actually are.  (It may win politically correct kudos to 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      say
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     you would never use nuclear weapons unless attacked with them, but is anyone really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      sure
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     a nuclear power would refrain if it faced catastrophic defeat at the hands of a purely conventional attack?)  In any event, 
    
  
  
                    &#xD;
    &lt;a href="http://cns.miis.edu/npr/pdfs/102feiv.pdf"&gt;&#xD;
      
                      
    
    
      the Clinton Administration years ago spelled out the perfect way to 
      
    
    
                      &#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        pretend
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
       to have a no-first-use policy without really having one, articulating a legal doctrine of “belligerent reprisal” pursuant to which the United States would still retain the option of responding with nuclear weapons if someone attacked us with any sort of weapon of mass destruction
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  This idea – which the Bush Administration had the bad manners publicly to announce in 2002 as part of its 
    
  
  
                    &#xD;
    &lt;a href="http://italy.usembassy.gov/pdf/other/wmd-strategy.pdf"&gt;&#xD;
      
                      
    
    
      National Strategy to Combat Weapons of Mass Destruction
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , but which it did 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     originate – apparently still remains the U.S. Government’s position.  The new Obama posturing on NWFZs and NSAs thus doesn’t necessarily mean anything at all.  Nonetheless, it 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      plays well
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to the arms control community and in diplomatic circles.  It’s disingenuously cynical, but it’s easy, costless, and wins applause.  In short, it’s perfect.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    &lt;b&gt;&#xD;
      
                      
    
    
      Disarmament.
    
  
  
                    &#xD;
    &lt;/b&gt;&#xD;
    
                    
  
  
     What about the Obama Administration’s often-proclaimed desire to rid the world of nuclear weapons?  It’s an easy thing to say, particularly because this has actually been official U.S. policy since Washington signed the NPT in 1968.  (Bush Administration diplomats, myself among them, said at least as much about actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      getting
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to “zero” as anyone from the Obama team has yet bothered to articulate.  For two examples, see my speeches in Japan on 
    
  
  
                    &#xD;
    &lt;a href="http://www.hudson.org/files/documents/Disarmament_and_Non-Nuclear_Stability_in_Tomorrow_s_World_Ford.pdf"&gt;&#xD;
      
                      
    
    
      August 31
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     and 
    
  
  
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      August 27
    
  
  
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    , 2007.)  Yet President Obama himself has said that nuclear weapons may not disappear in his lifetime, and he has pledged to maintain a U.S. arsenal “second to none” until then.  At the time of writing, in fact, it is not at all clear what Obama’s nuclear weapons policy actually will be: his administration has not yet completed its first Nuclear Posture Review (NPR).
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                    And it’s actually with the NPR that things may start to get 
    
  
  
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      really
    
  
  
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     interesting – and where the wheels may start to fall off the Obama Administration’s disarmament-focused Sally Field publicity machine.  The NPR process forces a president to define what precisely he intends to 
    
  
  
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     with his nuclear weapons.  It is a working policy document, on the basis of which the Pentagon and the Energy Department are expected to base the concrete details of their management of U.S. nuclear weapons and the nuclear weapons complex for years to come.  It may not be 
    
  
  
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     to skew and politicize a posture review in support of self-validating ephemeral political and popularity goals, but it is presumably not 
    
  
  
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    .
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                    An NPR also forces a president to grapple with nuclear weapons issues in a way that American voters 
    
  
  
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     care about: the period of the Administration’s political free ride, in which NACD policies could be set almost entirely with an eye to foreign audiences, is ending.  Ordinary Americans may not bother much with issues such as whether or not an FMCT is to be declared “effectively verifiable,” but they tend to pay more attention to what the president is doing with the U.S. nuclear arsenal.  When it comes to our nuclear posture – as opposed merely to our nuclear 
    
  
  
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     – it is harder to get away with Sally Field diplomacy, because the relevant constituencies tend to point in different directions: for every foreign audience baying for more steps to demonstrate U.S. disarmament “credibility” there is a domestic one worried about whether we are being taken for a ride at the expense of core security interests.
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                    If there 
    
  
  
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     anything like a consensus position in the U.S. policy community about nuclear weaponry, it is likely one very much along the lines of what a recent Congressionally-appointed, bipartisan panel – the 
    
  
  
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      Strategic Posture Review Commission – articulated in a report released last May
    
  
  
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    .   This view was not hostile to disarmament, but it did stress how very 
    
  
  
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     the global security environment presently is for such a step, and it called for the United States to maintain a powerful nuclear deterrent force for the foreseeable future.  As I discussed in 
    
  
  
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      an earlier blog posting here on NPF
    
  
  
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    , the domestic U.S. policy consensus that it was the Commission’s purpose to articulate looks very little like the ambitious vision of rapid and complete disarmament so carefully conjured by the president in reaping applause – and the Nobel Peace Prize – from foreign audiences.
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                    Having gone to enormous trouble to raise disarmament expectations to a fever pitch – because this is what the new president’s fawning foreign audiences wanted to hear – the administration must now grapple with the challenge of actually 
    
  
  
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     the U.S. nuclear weapons system.  Here, the objectives of Sally Field diplomacy and real-world governance rub against each other, and the sense of agonizing internal struggle is palpable.  How the Obama Administration aims to resolve these tensions is, of course, not yet publicly known – though it is intriguing that the 
    
  
  
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      NPR has been delayed for several months amidst reports of confusion and dissention within the Administration
    
  
  
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    .  (Keep your eyes open for creative Obama Administration neologisms, by the way: they are said to be hard at work on ways to describe U.S. nuclear weapons modernization in ways that studiously avoid putting the word “new” anywhere near “nuclear weapon.”  This could be fun.)  If I had to guess, however, I’d predict that the Obama Administration’s NPR will look more like the Strategic Posture Review Commission report than it will 
    
  
  
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      the soaring disarmament agenda with which the president teased his rapt audience in Prague last April
    
  
  
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    .  That might mean that Obama is learning something about governance, but it will shake his team’s nuclear-related Sally Field diplomacy to its core.
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                    Don’t get me wrong.  I am not writing Barack Obama’s NACD epitaph.  One of the good things about having performed so poorly so quickly is that there still remains plenty of time before the 2012 elections in which his administration can grow in office.  Perhaps he will discover a new seriousness in 2010, or maybe 2011 after an embarrassing mid-term election; it is not too late for him to be remembered as an effective, shrewd, and intelligent practitioner of the diplomatic arts and steward of U.S. national security interests.  The longer the president waits, however, the more likely he makes it that he or his successor will face a “perfect storm” of nuclear weapons proliferation.
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                    It will be very interesting to see how all this turns out.
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    -- Christopher Ford
  

  
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                    *    
    
  
  
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       For my overseas NPF readers, remember that in U.S. political terms “liberal” is more or less the same thing as “leftist.”  Our “liberalism” has little or nothing to do with the tradition of “classical liberalism” known in Europe. Please bear with our terminological idosyncracies.
    
  
  
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      <pubDate>Thu, 21 Jan 2010 16:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p81</guid>
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      <title>Some Thoughts on How Not to Do WMD Intelligence: Lessons of Politicization After Iraq</title>
      <link>http://www.newparadigmsforum.com/p83</link>
      <description>Sparked by recent press accounts of revelations by Pakistani nuclear weapons scientist and international smuggler A.Q. Khan, Ford reminisces here about his experiences confronting politicization of WMD-related intelligence and legal analysis at the State Department and elsewhere during the last administration.  A thus far untold story of the politicization of the government’s permanent bureaucracy in the aftermath of the Iraq war.</description>
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      Note: 
    
  
  
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      This essay has numerous hypertext links embedded in the text, which will steer you to relevant press reports and other open-source documents.  If specific portions of text are not already visible in a different color, sweep your cursor over the essay to see which portions hide “live” links.
    
  
    
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                    Seeing 
    
  
  
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      accounts appear in the 
      
    
    
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       of previously unpublished revelations from Pakistani nuclear bomb-maker and international smuggler A.Q. Khan
    
  
  
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     about his knowledge of and assistance to North Korea’s uranium enrichment program, I thought it would be interesting for 
    
  
  
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     readers to offer some ruminations and reminiscences about DPRK nuclear intelligence and other WMD-related intelligence issues from the period after the Iraq war.  I have to be careful what I say here, so please forgive any lack of specificity.  (I have embedded quite a few hyperlinks in this text, however, so you can see relevant media reports corroborating certain information.  Of necessity, of course, this essay is just an open-source document.)
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                    Just before President Barack Obama took office, 
    
  
  
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      I wrote a little essay on the relationship between consumers and producers of intelligence information
    
  
  
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     – that is, intelligence analysts and policymakers.  In it, I used the example of the failure of prewar Iraq-related WMD intelligence, and the relative success of prewar Iraq terrorism intelligence, to argue that it is essential to have a closely-engaged and appropriately skeptical relationship between intelligence producer and consumer.  Sparked by seeing the recent reports on the activities of A.Q. Khan, however, I thought I’d give an illustration of the sort of relationship I 
    
  
  
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                    I.        
    
  
  
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      The Significance of Uranium
    
  
  
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                    I joined the State Department in the spring of 2003, back when it looked like the Iraq war was a success.  (Remember that feeling?  It didn’t return until 2008.)  One of the more interesting early things on which I worked at what was then called the Bureau of Verification and Compliance (a.k.a. “VC”) was the issue of North Korea’s uranium-based nuclear weapons program.  Just a few months before, in October 2002, the Bush Administration had confronted DPRK officials with evidence of their secret efforts to develop uranium-based nuclear weapons.  North Korea didn’t take this well: after admitting uranium enrichment work, it promptly expelled International Atomic Energy Agency (IAEA) inspectors and completed its withdrawal from the Nuclear Nonproliferation Treaty (NPT).  Thereafter, Pyongyang recanted its uranium confession, insisting for years that its officials had been misquoted.  (It remained out of the Treaty, however!)
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                    This was a significant issue, because the Clinton Administration had staked its nonproliferation reputation on its 1994 “Agreed Framework” with North Korea – which rewarded Pyongyang for freezing work at its plutonium-production reactor at Yongbyon – but this deal was built upon the assumption that, in effect, the only North Korean problem worth worrying about was plutonium.  This issue of the “uranium route” was politically sensitive, because if indeed the North were pursuing uranium bombs while reaping rewards for suspending plutonium work, the Clinton Administration had been taken for a ride by one of the world’s foremost nuclear proliferators.  This, of course, would have potentially huge implications for current policy, because it spoke to whether it was wiser to take a conciliatory, Clinton-style approach to proliferators or the sort of more confrontational approach preferred by the first-term Bush Administration.
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                    By the autumn of 2003, our bureau had focused upon the North Korean uranium issue as part of our ongoing mandate for doing compliance analysis on behalf of the U.S. Government.  Confronting officials in Pyongyang with evidence of some secret procurement work was one thing; reaching an official – and public – judgment that the DPRK had been in violation of the NPT for years, while reaping the benefits of the 1994 Agreed Framework, was quite another.  And this is where the State Department’s intelligence bureau tried to put on the brakes.
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                    As for the information with which Assistant Secretary of State James Kelley had confronted the North Koreans in October 2002, 
    
  
  
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      Mike Chinoy’s book 
      
    
    
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     offers an account of what his sources have claimed the U.S. case then to have been.  According to Chinoy, it included North Korea’s procurement off a large quantity of high-strength aluminum tubing reportedly perfect for making uranium enrichment centrifuge rotors.  As A/S Kelley later put it, “[t]his was not a laboratory effort,” but rather a program devoted to developing “thousands” of centrifuges and which “clearly went back a number of years.”  When we in the VC Bureau tried to move the available intelligence information through the compliance analysis process, however, we encountered fierce resistance from the State Department’s Bureau of Intelligence and Research (INR), which apparently did not wish to give the Bush Administration additional grounds upon which to accuse the DPRK of violations.
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                    II.       
    
  
  
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      The Political Context: Post-Iraq Games
    
  
  
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                    Let me put this in context.  You’ll remember that this was mid-2003: the U.S. invasion of Iraq seemed to have been a success, notwithstanding the failure of allied forces to find the WMD arsenal that intelligence analysts in the United States and many other countries had predicted.  Some observers predicted that the Bush Administration might turn its eye elsewhere, and would-be proliferator regimes around the world were feeling distinctly nervous.  As U.S. forces massed for the Iraq campaign in March 2003, for instance, Libyan dictator Muammar Qaddafi had initiated secret talks with U.S. and British officials about abandoning his WMD programs.  While we debated North Korean uranium work with INR, Qaddafi’s agents were beginning to reveal Libya’s own nuclear weapons program and extensive dealings with the Khan network.  For a time, at least, it appeared that nuclear weapons proliferation might be something the United States and its allies could actually deter.
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                    While all this should surely not have been unwelcome in nonproliferation circles, INR – and indeed, it would appear, a good number of the other career bureaucrats in Colin Powell’s State Department – did not see things that way.  To judge from their behavior, 
    
  
  
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     reaction was one of horror, and of grim determination to prevent “those people” (
    
  
  
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    , Bush Administration political appointees) from acquiring any further proliferation-related 
    
  
  
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     anywhere in the world.  At least inside State, at any rate, the bureaucrats closed ranks in an effort to preclude finding proliferation threats in other potential “future Iraqs.”  Their behavior, in a sense, was thus precisely analogous to that of IAEA Director General Mohammed ElBaradei, who 
    
  
  
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      later admitted that he had come to see himself as the world’s “secular pope
    
  
  
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    ,” doing “God’s work” in order to prevent “crazies” (in the United States, he did not need to add) from having any excuse for war.  As with ElBaradei’s approach to the nuclear problems that  developed with Iran after August 2002, civil and foreign service officials within State let their determination to stymie the Bush Administration lead them far down the path of politicization and manipulative disingenuousness.
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                    I encountered this attitude in dealing with the State Department’s Office of the Legal Adviser, whose attorneys assigned to the nonproliferation beat fiercely opposed every effort by political appointees publicly to discuss the actual meaning of Article IV of the NPT – the Treaty’s “peaceful use” provisions.  Article IV was then beginning to be grossly distorted and politicized by Iran and its apologists in service of the notion that every country has a legal “right” to prepare itself for NPT “breakout” by developing the capability to produce fissile material at will.  The State Department’s “attorney-advisers” – one of whom in 2004 proudly told British diplomat David Landsman in my presence that he considered it his job not just to offer legal advice but to take 
    
  
  
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     positions – absolutely refused to countenance making any public challenge to Iran’s legal arguments.  Indeed, they told us, wrongly and indeed rather absurdly, that no 
    
  
  
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     interpretation of Article IV was “legally available” at all.  In fact, however, their position seemed to boil down to politics.  As one of them once rather imprudently conceded in the heat of argument, they feared we political appointees were developing a legal case for forcibly 
    
  
  
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     Iran’s nuclear technology.  They were afraid that clearly and pointedly discussing Article IV would lead, in other words, to our making Iran the next target.  And 
    
  
  
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                    As I have described in 
    
  
  
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    , opposition by these State Department attorneys has helped prevent inter-agency clearance of any U.S. Government position clearly debunking Iran’s legal analysis.  In fact, the 
    
  
  
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      best text I managed to get them to clear, for the 2005 NPT Review Conference
    
  
  
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    , was later the subject of the attorneys’ revisionism.  Two years later, when I headed the U.S. delegation to the 2007 NPT Preparatory Committee meeting, the Legal Adviser’s office would not clear my efforts even to 
    
  
  
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     my own cleared official U.S. statement in 2005.  It was enough to make one’s head spin.
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                    But the problem was not limited to Article IV.  The U.S. Government had been assessing for years that Iran sought to develop nuclear weapons, but we in VC also encountered fierce opposition from the State lawyers when we sought to take the next logical step: concluding from this that Iran’s nuclear work was a violation of Article II of the NPT.  One might think this a commonsense conclusion, given what the U.S. Government had already publicly declared about Iran’s nuclear weapons program, but it took many months and a huge bureaucratic firefight in order to drive through the banally obvious conclusion of an Article II violation.  (Having worked the announcement of our Article II finding into the speeches given by 
    
  
  
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      Under Secretary Bolton and Assistant Secretary Paula DeSutter at the 2005 NPT Review Conference
    
  
  
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                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/52113.pdf"&gt;&#xD;
      
                      
    
    
      August 2005 Noncompliance Report it was our job to write on behalf of the government
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    But the State Department’s lawyers were not the only ostensibly non-political experts who decided to play politics with their professional advice in order, they imagined, to help forestall “another Iraq.”  The U.S. Intelligence Community – which, it was then starting to become clear, had humiliated itself by over-reading available information about Iraq’s supposedly vast prewar WMD stockpiles – also seemed determined to weigh in, now as eager to downplay potential proliferation threats as it had previously been to overplay them.  CIA and INR officials, for instance, fought bitterly to keep Under Secretary of State for Arms Control and International Security 
    
  
  
                    &#xD;
    &lt;a href="http://online.wsj.com/article/SB123759986806901655.html"&gt;&#xD;
      
                      
    
    
      John Bolton
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     from briefing a 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2005/04/26/politics/26bolton.html"&gt;&#xD;
      
                      
    
    
      closed session of the House International Relations Committee
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     on a critical aspect of the CIA’s 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      own
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     information and analysis about possible Syrian nuclear activity.   One particular INR analyst also insisted upon 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      repudiating
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the U.S. Government’s conclusion in 2003 that Cuba had “at least a limited, developmental offensive BW [biological warfare] research and development effort.”  Since the relevant intelligence information on Cuba had not changed, however – except perhaps to get more worrisome, for it became clear that 
    
  
  
                    &#xD;
    &lt;a href="http://www.aei.org/EMStaticPage/1521?page=Summary"&gt;&#xD;
      
                      
    
    
      Cuban spy Anna Montez had been involved in manipulating Defense Intelligence Agency (DIA) analyses of Cuba
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – A/S DeSutter held firm with our compliance assessment.  (After a bitter standoff, the two sides agreed to disagree: the 
    
  
  
                    &#xD;
    &lt;a href="http://www.state.gov/documents/organization/52113.pdf"&gt;&#xD;
      
                      
    
    
      2005 Noncompliance Report
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     adopted a “some say … others say” approach to the Cuban biological warfare question.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The INR Cuba analyst explained at one point that the Intelligence Community had decided to reevaluate 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      everything
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     after Iraq, and this certainly seemed to be the case – though not necessarily to its credit.  “No more Iraqs” was the mantra, and systematic threat 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      minimization
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     was apparently now the order of the day.  As if to underline the point, the Intelligence Community subsequently hired two disaffected State Department bureaucrats – both 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      policy
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     officials, not intelligence experts, and both well-known for their long-running opposition to Bush Administration policy and spats with political appointees over WMD matters – to be senior intelligence managers.  Astonishingly, these two disgruntled policy-makers were placed in charge of the Community’s WMD-related analysis.  The former head of INR, Thomas Fingar, was also appointed to head the National Intelligence Council, where it became his job to oversee the preparation of all 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      future
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     national intelligence conclusions.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To anyone following these maneuverings, it was thus no surprise to see the subsequent debacle of the unclassified “Key Judgments” of the 
    
  
  
                    &#xD;
    &lt;a href="http://www.dni.gov/press_releases/20071203_release.pdf"&gt;&#xD;
      
                      
    
    
      2007 National Intelligence Estimate (NIE) on Iran
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , the misleading phrasing of which appeared to describe Iran’s “nuclear weapons program” as having ended in 2003 – and which thus catastrophically damaged years of patient U.S. and allied diplomatic work in trying to hold Iran accountable for its violations of IAEA safeguards, the NPT, and legally-binding Security Council resolutions.  The NIE’s slight-of-hand in this regard was to define 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      out
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of Iran’s weapons program the things Tehran had been publicly caught doing and had thereafter declared to the IAEA, no matter that 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      all
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     these activities had been undertaken in support of the country’s nuclear weapons ambitions – and were being continued a breakneck speed.  (If discovered doing something illicit, in other words, all Iran had to do was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      admit
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the violation to the IAEA, and the U.S. Intelligence Community would obligingly define that activity as 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     being intended for nuclear weapons development.)  It was quite silly, and Director of National Intelligence Michael McConnell tried belatedly to explain what his analysts had 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      really
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     meant, noting that what Iran had halted was in fact only 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      part
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     of its nuclear weapons effort.  “So if I’d had until now to think about it, I probably would have changed a thing or two,” 
    
  
  
                    &#xD;
    &lt;a href="http://newsmax.com/Newsfront/NIE-report/2008/02/06/id/322870"&gt;&#xD;
      
                      
    
    
      said McConnell sheepishly
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  “I think I would change the way that we described the nuclear program,” he said.  “I would argue, maybe even the least significant portion -- was halted and there are other parts that continue.”  The NIE’s conclusion subsequently collapsed entirely with the 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2009/09/26/world/middleeast/26nuke.text.html"&gt;&#xD;
      
                      
    
    
      revelation in September 2009
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     of Iran’s secret uranium enrichment plant near Qom, and by the beginning of January 2010 even 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2010/01/03/world/middleeast/03iran.html"&gt;&#xD;
      
                      
    
    
      Obama Administration officials were telling the press
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     that they “no longer believe the key finding” of the infamous NIE.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The entirely foreseeable political damage, however, had by then long since been done: the drafters of a single footnote in the unclassified “Key Judgments” had deftly thrown a huge spanner into U.S. nonproliferation diplomacy.  Unsurprisingly, the NIE has been consistently misrepresented ever since by Iran’s apologists around the world, as proof that Tehran’s nuclear provocations aren’t worth fretting over.  (My favorite example came in the German prosecution of a smuggler for sending nuclear equipment to Iran: in August 2008, 
    
  
  
                    &#xD;
    &lt;a href="http://www.isis-online.org/isis-reports/detail/the-trials-of-the-german-iranian-trader-mohsen-vanaki-the-german-federal-in/"&gt;&#xD;
      
                      
    
    
      a lower court judge issued a ruling dismissing all charges
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     in the case, on the grounds that the U.S. NIE proved that there was no Iranian nuclear weapons program!)  In bureaucratic political terms, it was game, set, and match for the politicized bureaucratic counter-insurgency – although a serious setback for the nuclear nonproliferation regime.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    III.       
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      INR Efforts to Distort DPRK Nuclear Intelligence
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    To return to the point of my story, our own VC Bureau ran headlong into this same post-Iraq politicization problem with INR and North Korean nuclear intelligence.  In this case, however, the principal role of politicized spoiler was played by an INR analyst whom I’ll call “Benjamin.”  (Just for the record, that’s not his real name.)  Benjamin was not a seasoned veteran of the Intelligence Community and, to my knowledge, had no specialized background.  He appeared to be the only person INR had who worked on North Korea, however, and in any dispute with uncouth Bush Administration political appointees his word – to INR – was apparently law.  Benjamin feuded constantly with our own DPRK-focused NPT compliance expert, an ex-DIA nuclear intelligence analyst who had a doctorate in nuclear engineering, and whom we took great pains to ensure got the best possible access to sensitive intelligence data.  (As it turned out, this sort of thing was in itself a bone of contention with INR: it resented not being able to control what State Department policy officials saw.  Independent access by policymakers to intelligence reporting was anathema to them.  We fought this attitude at every turn, with a good deal of success.)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Benjamin’s relationship with our bureau was a model of some of the pathologies that should 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be permitted to develop in an intelligence analyst’s dealings with his policy customers.  In assessing North Korea’s Treaty violations before its withdrawal in 2003, and beginning to prepare our compliance analysis for publication (in both classified and unclassified versions) in the forthcoming Noncompliance Report, our bureau focused upon understanding the nature, scope, and timing of the DPRK uranium program.  In this regard, we became very worried not just about the procurement-related information with which A/S Kelley had confronted the North Koreans in October 2002, but also about the possibility of Pakistani assistance to the DPRK effort.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    INR’s Benjamin, however, would have none of this.  No Bush officials would be permitted to validate their disdain for Clinton’s Agreed Framework and justify a more confrontational approach to North Korea while 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      he
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     was standing guard!  Benjamin not only rejected out of hand our “alarmist” warnings about possible Pakistani assistance to North Korea’s nuclear weapons program, but also attacked the very idea that Pyongyang had a uranium program in the first place.  To hear him describe it, the procurement information Kelley had taken to Pyongyang was quite inconclusive, and in any event wholly insufficient to justify a finding of consistent DPRK noncompliance with Article II of the NPT since the mid-1990s.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For Benjamin, North Korea felt like Iraq all over again.  Aluminum tubes, the reader will recall, were INR’s signature issue – deeply wrapped up in intra-bureaucratic politics and the bureau’s self-image and politicized public posture as the plucky little organization that had allegedly bucked the Bush-Cheney war machine.  INR, after all, had disagreed with a prewar CIA analysis claiming that Iraq’s procurement of aluminum tubes was for the construction of uranium enrichment centrifuges.  (As it turns out, the CIA apparently indeed got it wrong.)  INR had concurred in almost all of the CIA’s many 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     egregious mistakes about Iraq, but INR officials later made much in the press – 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2004/07/19/politics/19INTE.html?pagewanted=1"&gt;&#xD;
      
                      
    
    
      yes, in the press
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
     – about this one particular disagreement, preening in the self-generated limelight and portraying themselves as running the one U.S. intelligence organization that had gotten Iraq right.  In debates over the implications of procurement-related North Korean intelligence only a few months after the Iraq invasion, Benjamin now seemed determined to avoid being the first INR analyst to admit that someone’s aluminum tubes really 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      were
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     for centrifuges – even, or perhaps especially, if this really were the case.  Sadly for us, one could not possibly have picked an analytical question more perfectly designed to push INR’s political buttons.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Benjamin’s behavior was, frankly, shocking.  In meetings during which we discussed these issues in our secure conference room – often in the presence of the VC Bureau’s assistant secretary, Paula DeSutter, who vastly outranked him and deserved respect he refused to give any of us – Benjamin routinely shouted us down, sometimes even refusing to let us finish sentences.  Our disagreement with his impeccable analysis, he was convinced, was just an attempt skew conclusions for political reasons, and he missed few opportunities to tell us so.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Benjamin’s own analysis, however, was deplorable.  If one were willing to wade through his 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      ad hominem
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     attacks in search of a real argument, it boiled down to no more than the classic novice’s error of mistaking an absence of evidence for the evidence of something’s absence – and he only cared about “smoking gun”-level “proof” anyway.  (Such was INR’s approach to WMD after Iraq.)  Making his analytical blindness and institutional arrogance shockingly clear, Benjamin once bellowed at us in a meeting, for instance, that he was 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      certain
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     there was no uranium work going on in North Korea: “If there were, we would have found it!”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Benjamin’s analysis was also dishonest.  We arranged a meeting in early 2004 with 
    
  
  
                    &#xD;
    &lt;a href="http://www.fas.org/news/dprk/1997/bg152.html"&gt;&#xD;
      
                      
    
    
      Hwang Jang-yop, the highest-ranking official ever to defect from North Korea
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    .  Hwang had defected in 1997, but he had been kept on a tight leash by South Korean security officials during the period of the “Sunshine Policy” with North Korea, when Seoul desperately wanted better ties and officials on both sides of the Pacific still declared the 1994 Agreed Framework to be a resounding nonproliferation success.  In early 2004, however, we managed to meet with Hwang without his official South Korean minders, in a secure conference room in Under Secretary Bolton’s office.  The elderly North Korean calmly described to us having heard, before the autumn of 1996, that the DPRK had reached a deal with Pakistan for the supply of uranium and/or uranium enrichment technology.  This, 
    
  
  
                    &#xD;
    &lt;a href="http://www.rantburg.com/poparticle.php?ID=25881&amp;amp;D=2004-02-09&amp;amp;HC=1"&gt;&#xD;
      
                      
    
    
      Hwang said
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , was described to him as having solved Pyongyang’s problem of how to build “a few more nuclear bombs” notwithstanding the fact that work at the reactor at Yongbyon had been suspended by the Agreed Framework.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Such a deal was precisely what we had suspected, and precisely what Benjamin had insisted 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      could not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     be true.  He was apoplectic to hear of Hwang’s account of a DPRK-Pakistani uranium deal, and insisted that INR would not clear any compliance analysis text that even 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      mentioned
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     the defector.  Hwang was an 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      agent provocateur
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , he declared, and could not be trusted in the slightest.  As evidence for this, Benjamin asserted that Hwang’s comments in 2004 differed from what he had told officials in South Korea after defecting in 1997, and thus could not be relied upon.  Hwang, it would appear, pressed all of INR’s political “hot buttons” after Iraq, conjuring up fever dreams of stage-managed defector testimony to neoconservative think-tanks in Washington, ginning everyone up for yet another war.  Nor was this INR’s campaign alone, for other defenders of Clinton-era concessions to Pyongyang jumped on the bandwagon quite publicly.  
    
  
  
                    &#xD;
    &lt;a href="http://www.slate.com/id/2090497/"&gt;&#xD;
      &lt;em&gt;&#xD;
        
                        
      
      
        Slate
      
    
    
                      &#xD;
      &lt;/em&gt;&#xD;
      
                      
    
    
      ’s Fred Kaplan, for instance, obligingly stepped into the campaign to discredit Hwang
    
  
  
                    &#xD;
    &lt;/a&gt;&#xD;
    
                    
  
  
    , offering a pungent editorial deriding the old man as “North Korea’s Ahmad Chalabi.”
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Benjamin’s determination to discredit Hwang, however, went beyond mere disbelief and contrary argumentation.  Having by this point learned to distrust Benjamin on all things related to North Korean uranium, we quietly obtained Benjamin’s official write-up for the Intelligence Community of Hwang’s comments in his meeting with us.  We compared these to what Hwang had actually said in our presence.  (We, of course, had taken careful notes ourselves, and we had forwarded them to Benjamin to assist his write-up.  I’m not even sure Benjamin had actually been there.)  We also took the trouble to look up official accounts of what Hwang had 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      actually
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     said years earlier, after his defection.  Clearly, INR did not expect us to have access to this reporting, for the results were shocking.  (Here’s a lesson for intelligence consumers: don’t be afraid to track down the underlying documents, and don’t let a single analyst control your access to information!)
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Benjamin was wrong that Hwang was singing a different tune in 2004 than after his 1997 defection: in fact, his comments on both occasions were quite consistent, although in his more recent ones, free of South Korean minders, he went into greater detail.  Moreover, Benjamin had actually 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      deleted
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     from his official account some of the most important comments Hwang had made about the DPRK-Pakistan uranium deal and 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      misrepresented
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     what Hwang had said after defecting.  INR’s DPRK analyst had, in a word, both lied about Hwang’s past comments and falsified his account of Hwang’s current ones.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    Things had clearly deteriorated to the point where it was almost impossible to have a professional relationship with Benjamin at all.  His behavior drove me to describe these problems in an e-mail to then-INR Principal Deputy Assistant Secretary Thomas Fingar, the only time in my government career I have ever felt compelled to reprove a colleague, in print, to his boss.  (Tom didn’t even bother to reply.)  Thus did INR make itself, on this critical issue, almost entirely useless to the State Department policy bureau 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      most
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     interested in and engaged with the details of WMD-related intelligence reporting.  Thanks to INR’s politicization, this relationship was a perfect model of dysfunction.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In fairness, it’s worth emphasizing that our relationships with other parts of the Intelligence Community were excellent.  In my own experience, relations with analysts and managers at the CIA’s Weapons Intelligence, Non-Proliferation, and Arms Control (WINPAC) organization – then clearly recovering well from its prewar Iraq problems – were particularly good.  I found the WINPAC staff to be professional, well-informed, articulate, respectful, responsive, and constructive – even (or perhaps especially) when we disagreed on interpretive details, as we sometimes did.  (Another lesson: careful consumers of intelligence information sometimes 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      will
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     disagree.  Intelligence analysis often involves tough judgment calls made on the basis of ambiguous information.  Serious intelligence professionals know this, and can handle disagreement.)  Dealing with WINPAC couldn’t have been a sharper contrast to our experience with INR.
                  &#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    IV.      
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      And How Did It All Turn Out?
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    All this is why I have found it so depressing – in the years since these confrontations – to watch media reports offer ever greater details substantiating many of the very DPRK concerns our sharp compliance analysts at the VC Bureau raised back in 2003.  In 2004, 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2005/08/25/international/asia/25musharraf.html"&gt;&#xD;
      
                      
    
    
      it has been reported
    
  
  
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    , the CIA concluded that A.Q. Khan had given North Korea a package of uranium enrichment equipment and supplies much like he had also given to the Libyans.  In 2005, 
    
  
  
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      Pakistan’s President Pervez Musharraf admitted in an interview
    
  
  
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     that Khan had indeed provided uranium enrichment centrifuges to North Korea, apparently along with a quantity of uranium hexafluoride (UF6) feedstock.  
    
  
  
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      Reports also surfaced that UF6 found in Libya had been traced back to North Korea
    
  
  
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    , making the North Koreans not just clients of but in fact 
    
  
  
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     in Khan’s uranium-based nuclear weapons proliferation network.
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                    In June 2009, the 
    
  
  
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     that it was indeed enriching uranium, and North Korean officials declared in September that these efforts had reached the “final stage.”  And just at the end of December, moreover – sparking these unhappy reminiscences – 
    
  
  
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    , describing North Korea as having had full-scale enrichment underway at least as early as 2002.  According to him in fact, Pakistan had arranged a nuclear technology swap with North Korea at some point in the 1990s, pursuant to which Islamabad would help Pyongyang with enrichment in return for the DPRK helping Pakistan fit nuclear warheads to the 
    
  
  
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     missile (itself already an adaptation of the North Korean 
    
  
  
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      Nodong
    
  
  
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    ) and develop superfast nuclear detonator switches known as Krytrons.  (Does this account sound familiar?  As 
    
  
  
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      analysts at the Nuclear Threat Initiative recently summarized
    
  
  
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    , “Hwang [Jang-yop]’s claims appeared to be validated by later events, particularly as more details surfaced regarding A.Q. Khan’s interactions with North Korea.”)
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                    Our prescient nuclear engineer and DPRK compliance analyst had left the VC Bureau by the point all this information began to bubble into the media, apparently finding an academic position at the Naval War College more congenial than continued run-ins with INR.  I have not spoken with him about all this, but I imagine that he would find little satisfaction in telling INR “I told you so.”  (Anyway, Benjamin has since left INR, having been rewarded for his pains with a policy position in the State Department bureaucracy – which he presumably finds a relief, for now he can at least 
    
  
  
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     taking policy positions.)  The news has been too grim for such gloating.  I hope, however, that we can all learn from this sorry episode as U.S. officials continue to wrestle with the challenges of WMD intelligence.  Students of intelligence/policy relationships need to remember that intelligence “politicization” is always a danger – but that the culprit is not invariably the policy community.  The real world is a whole lot more complicated than that.
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                    By the way, do you remember that CIA and INR effort in 2003 to prevent John Bolton from warning Congressional leaders about evidence of illicit Syrian nuclear work?  In 2007, Israel bombed and destroyed a secret nuclear reactor complex – modeled on the plutonium-production facility at Yongbyon – that North Korea was helping Syria build in the desert at a location called Dair Alzour.  The Syrians bulldozed and attempted to sanitize the site before permitting IAEA inspectors to visit, but the 
    
  
  
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      IAEA nonetheless found traces of chemically processed uranium at the site
    
  
  
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    .  Ouch.
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    — Christopher Ford
  

  
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      <pubDate>Mon, 04 Jan 2010 16:05:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p83</guid>
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      <title>Living in the “New Normal” of Counter-Terrorism</title>
      <link>http://www.newparadigmsforum.com/p100</link>
      <description>In remarks at a recent conference sponsored by Hudson Institute and the Jerusalem Center for Public Affairs, Ford discussed the evolution of domestic and international law on counter-terrorism.  We are grappling with a “new normal” of conflict against nonstate actors that is neither law enforcement nor a traditional sort of war, and which isn’t going away.  This could have important implications for how CT law develops.</description>
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      These remarks were delivered at the conference on “Rethinking the Laws of Armed Conflict in an 
      
    
      
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              , and which took place on 9-10 December.  These remarks were delivered on December 10. The conference paper upon which these are based is being prepared for publication.  The Hudson 
              
            
              
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                    audio and video from the conference
                  
                
                  
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                  , which featured contributions from a range of distinguished participants from the fields of law, political science, philosophy, and public policy.
                
              
                
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                    Good morning, and thank you for your kind introduction.
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                    The new mode of counter-terrorist war into which we plunged with the attacks of September 11, 2001, presented problems for legal frameworks developed around a paradigm of conflict in which the “normal” situation was a clash between regular nation-state armies 
    
  
  
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      somewhere else
    
  
  
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    .  We now face a challenging “new normal” of transnational conflict – a war in which the arena of combat is disturbingly 
    
  
  
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     separate from, and indeed was largely coextensive and integrated with, civil society, and in which traditional distinctions between “civilian” and “military” make little sense.
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                    One of the most jarring and worrisome aspects of this “new normal” is the possibility that this war will never clearly end. To be sure, it was hardly unusual in past wars for participants to have no idea, at the outset, how long any particular conflict would last.  That every war 
    
  
  
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     have an end, however, was traditionally unquestioned.  This new paradigm of conflict seems to undercut that assumption: it is distinctly possible that we’ll end up in something akin to a 
    
  
  
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     state of affairs.  It might constitute, in other words, a “new normal” not merely by virtue of having replaced state-on-state warfare as the predominant type of conflict, but also by emerging as the new 
    
  
  
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     of the international security environment.
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                    The issue of detainees illustrates the problem.  Traditionally, the need to keep prisoners disappeared when a truce was agreed, or their government surrendered, because all elements of the opposing armed forces were expected to cease operations.  The problem with 
    
  
  
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      jihadist
    
  
  
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     terrorist prisoners, however, is that – as Benjamin Wittes has written – such detainees are dangerous “not merely as an arm of a particular military force but 
    
  
  
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      [their] individual capacity  as well
    
  
  
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    .”  Their dangerousness would 
    
  
  
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     necessarily disappear even if Usama bin Laden surrendered; they might need to be imprisoned, in other words, effectively 
    
  
  
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      forever
    
  
  
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     – even if hostilities had ceased.  To release them, in fact, might be to restart the war.
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                    The Bush Administration’s pure war paradigm was not, perhaps, as untenable in this new context as the law enforcement paradigm against which it was self-consciously a reaction, but 
    
  
  
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     traditional modes of conceiving modern counter-terrorism seem inadequate for a democracy’s permanent state of war against such enemies.
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                    Perhaps in recognition of this, we seem to be moving gradually into a new domestic paradigm, in which – with remarkably few exceptions – the Bush “war paradigm” innovations are being quietly ratified and adopted by the current administration, albeit sometimes in modified form.
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                    As it turns out, Guantanamo is not going to be closed anytime soon, some prisoners will still be tried by military commissions, and some others may still end up being detained indefinitely as enemy combatants.  We’re actually stepping up targeted killings against 
    
  
  
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     leaders overseas, and CIA renditions continue.  Obama Administration officials say they want Congress to renew legislative authorities for electronic surveillance, and Attorney General Eric Holder has invoked the “state secrets” privilege to dismiss lawsuits both over warrantless electronic surveillance and over alleged torture of detainees.  As for Holder’s much-vaunted announcement that he’s reopening previously-dismissed cases of potential CIA torture, moreover, this apparently only applies to operatives who 
    
  
  
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     Bush-era legal guidance for things such as “waterboarding.”  Agents who waterboarded by the book, as it were, apparently face no liability.
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                    Despite what Ben Wittes rightly identified yesterday as a series of confused love/hate reactions to all this on both the political left and the right, I think that we may perhaps be seeing U.S. law slowly settling into a new and much more bipartisan sort of “normal” quite different from how things had been in the more innocent years before September 11, 2001.
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                    In the courts, the Bush Administration won 
    
  
  
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     for some of the most basic tenets of its war paradigm.  It has now officially been agreed by the Supreme Court, for instance, that we are indeed at war with 
    
  
  
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     and its affiliates, and that such terrorists can be detained until this war had concluded – whenever that happens to be.  Intriguingly, moreover, where the Court bucked the Bush Administration over detainees, it did so in ways that merely 
    
  
  
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     the framework of the war paradigm to the conditions of a potentially 
    
  
  
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     struggle against terrorism.  Let me unpack this a bit.
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                    In a possibly never-ending struggle against a ghostly and potentially ubiquitous nonstate terrorist enemy devoted to mass casualty attacks and eager to acquire weapons of mass destruction, it is our challenge to devise ways of meeting the threat that are sustainable – forever if need be – in a democracy under the rule of law.  I think Benjamin Wittes is quite right about that.  In our “new normal,” it isn’t enough simply to allow the President to do whatever he wants for a brief time.  The war paradigm was an understandable response to the horrifying exigencies of the 9/11 moment, but it must give some ground if we wish to live 
    
  
  
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     in the “new normal.”  This is perhaps less a doctrinal legal than a policy, political, and prudential judgment – but I find it compelling.
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    Intentionally or otherwise, such modification is what the Supreme Court seems to have been undertaking in its detainee cases.  Putting aside the merits or demerits of the specific legal reasoning the Supreme Court employed in reaching these conclusions, from a 
    
  
  
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     perspective, the Court’s decisions have a logic rooted in the peculiar nature of our “new normal” of counter-terrorist conflict – specifically, its factual ambiguity, non-territoriality, and potential permanence.
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                    This is not a conflict in which the typical prisoner is caught wearing an enemy uniform and carrying a weapon.  The factual basis for determinations of combatant status is now often much more ambiguous.  This greater uncertainty – coupled with the potential 
    
  
  
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     of “hostilities” in the wars of the “new normal” – means that it is not only that there is a greater chance of an Executive Branch mistake or abuse in combatant determinations, but that the consequences are especially grave.  As we have seen, an enemy combatant may perhaps 
    
  
  
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                    This factor of the ambiguity, contestedness, and potential 
    
  
  
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     of combatant status seems to have featured in the Supreme Court’s reasoning.  In 
    
  
  
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    , for instance, one of the reasons the majority found the old 
    
  
  
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     case not to apply was that unlike in that litigation, the prisoners in 
    
  
  
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     claimed not to be combatants at all, and yet faced “potentially indefinite detention.”  For a detention 
    
  
  
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     that might well continue in operation “forever,” and whose prisoners might not ever be freed, unfettered Executive Branch discretion seems less tenable an answer than it did in past wars.
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                    Even while affirming the President’s power to detain enemy combatants, therefore, the Court felt it important to impose a review mechanism in order to help ensure that persons subject to such 
    
  
  
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     in fact enemy fighters.  As Amichai Cohen pointed out yesterday, this amounts in some ways not to a confining of Executive war powers but a conferral of additional
    
  
  
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     upon them. Without actually changing the underlying 
    
  
  
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     rights of detainees, imposing such due process checks serves the long-term sustainability of the detainee system.
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                    As Ben has aptly observed, moreover, the Court has mostly – and here 
    
  
  
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     is an exception that I think postdates his book, though again only in order to help ensure that the Executive Branch really is exerting its war powers against enemies – decided these cases on statutory grounds, which the President and Congress could, between them, later amend and adjust if circumstances required.  As the examples of the 2005-06 detainee legislation demonstrates, as long as the Court’s post-9/11 jurisprudence remains principally statutory, there remains scope for an ongoing iterated game relationship between the judiciary and the political branches.
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                    Several years before 9/11, I offered an approach to analyzing the Congressional-Executive relationship in war powers matters “as it is lived over time ‘in the shadow,’ so to speak” of a looming constitutional impasse which 
    
  
  
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      neither
    
  
  
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     political branch wishes and which the judiciary is ill-equipped to adjudicate.*  One might interpret the Supreme Court’s cases today, in fact, as being well designed to catalyze exactly such a process.
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                    One way to view the Supreme Court’s jurisprudence to date is to see it as establishing a powerful incentive structure for constructive Congressional-Executive “bargaining in the shadow” of such a dangerous “judicial power model” of court supremacy.  As long as the Court largely refrains from addressing post-9/11 challenges with the blunt tool of constitutional precedent 
    
  
  
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      but retains the theoretical option of doing so
    
  
  
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    , the political branches have reasons to work together to develop sustainable approaches to the “new normal.”
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                    In its holdings – affirming the basic parameters of the war paradigm but modifying its details in light of the ambiguities and likely permanence of our current counter-terrorist war – the Court has arguably signaled the 
    
  
  
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      kind
    
  
  
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     of solutions by which the Bush Administration’s initial approaches might be made sustainable.  It has, however, left room for an ongoing process of “bargaining in the shadow of the constitution.”
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                    As for international law, it has become almost a cliché to note that the Geneva-based traditional framework of the law of war is notoriously “thin” when it comes to dealing with irregular, nonstate combatants who do not give a fig for the law themselves.  State-on-state struggles were the “normal” situation for which the law was designed, with irregulars – to the extent that they were contemplated at all – relegated to the conceptual periphery of the system.  The former periphery of the system is now its center of gravity: this is our “new normal.”
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                    Nevertheless, however, the law’s thinness here does not make modern counter-terrorist warfare entirely 
    
  
  
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      lawless
    
  
  
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    . Rather, what is striking at least about the behavior of developed liberal democratic polities in modern counter-terrorist conflicts is the degree to which they 
    
  
  
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      do
    
  
  
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     attempt to minimize civilian casualties and to follow traditional rules even at sometimes considerable military cost.
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                    All in all, the community of professional international lawyers seems befuddled by the circumstances confronting states in the wars of the “new normal.”  Some even quite reputable jurists have become confused by trying to shoehorn modern counter-terrorism into conceptual legal boxes derived from regular state-on-state conflict.  My conference paper will address the Goldstone Report in this regard, but since so many participants have talked about it already here, I’ll spare that dead horse another set of blows right now.
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                    So where is the law going?  One of the hallmarks of conflict in the “new normal” is the collapse of the Geneva ideal of reciprocity.  Far from there being “common ground” in the protection of civilians as Ken noted that some have suggested we might seek, it is often actually a 
    
  
  
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      war
    
  
  
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      aim
    
  
  
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     of the irregular combatants to cause as 
    
  
  
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      much
    
  
  
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     civilian suffering as possible.  The law of war in this “new normal” emerges as a wholly one-sided phenomenon: it is expected to shape the behavior only of the 
    
  
  
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      state
    
  
  
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     party to the conflict.
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                    A further change is what I think of as the increasing 
    
  
  
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      interiorization
    
  
  
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     of the law of armed conflict.  Modern counter-terrorist wars present extreme challenges to developed democracies’ systems for providing operational legal advice to commanders, forcing a radical decentralization of law-related decisions.  The lack of a “front line” and regular enemy forces, the routine co-location of regular military units with members of the civilian population, and that population’s interpenetration with irregular enemy combatants all drive “operational law” down to the very lowest levels of interaction between regular forces and the surrounding society, well below the point where specific 
    
  
  
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      professional
    
  
  
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     legal advice can actually be had.   In a sense, 
    
  
  
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      every
    
  
  
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     regular combatant must be his 
    
  
  
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      own
    
  
  
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     legal advisor for countless day-to-day decisions of interaction with civilians and enemy combatants alike.  To some extent, the most important legal dynamics, as they are lived in practice, are thus driven 
    
  
  
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      inward
    
  
  
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    : into the development and maintenance of what is in effect the operational 
    
  
  
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      moral
    
  
  
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     code of individual combatants.
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                    This suggests another lesson, for when the dynamics of legal constraint become so decentralized and interiorized, it can be devilishly hard for anyone on the “outside” to judge their operation in any meaningful way.  Ken Anderson yesterday pointed out some deep theoretical problems with the notion of proportionality in modern war, but the problem is not just theoretical but practical.  The challenge of functional opacity is particularly acute in an environment in which operational decisions involve time-urgent judgment calls, made on the basis of immediate and evolving tactical circumstances and often fragmentary intelligence information, and where there exists no clear analytical boundary between “civilian” and “military” realms in any event.  Many, and perhaps even 
    
  
  
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      most
    
  
  
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    , decisions in modern counter-terrorist war are thus likely to be highly resistant to after-the-fact analysis and second-guessing, particularly when undertaken by outsiders.
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                    We should expect other wars of the “new normal” to be similarly resistant to exterior analysis.  As an example, consider comments recently made by one U.N. official that U.S. drone aircraft strikes may violate international law.  If the United States wished to reassure others that it was really attacking enemy combatants rather than simply conducting “arbitrary extrajudicial executions,” he indicated, it would have to open up all these operational decisions to outside scrutiny.  This, one suspects, is rather unlikely to happen.  Such exterior opacity is likely to be a hallmark of conflict in the “new normal.”
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                    Because these dynamics of interiorization and opacity are coupled with the collapse of the reciprocity ideal in modern counter-terrorist conflict, it may be that the law of war is evolving into a form of virtue ethics.  The law may be becoming, in effect, a one-sided code of conduct having more to do with the moral 
    
  
  
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      identity
    
  
  
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     of those who observe it – that is, what “kind” of people they, are or country they represent – than with any specific notions of “legality” at all.  Law, if you will, is perhaps no less compelling than before, but it’s starting to look markedly less “legal.”  In such a 
    
  
  
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      de-legalization
    
  
  
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    , rrestraint in war may be becoming principally a question of the identity politics of civilized nations: it is about 
    
  
  
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      who you are
    
  
  
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    , not what your adversary does, or necessarily even about what actually 
    
  
  
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      happens
    
  
  
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    .
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                    Conceivably, such a virtue-ethical vision of law could offer a way for international law to handle some of the challenges of the “new normal,” insofar as it is a conception that is intrinsically 
    
  
  
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      non
    
  
  
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    -rigid.  Virtue ethics as an approach to law is one capable of bending under stresses that might shatter a rigid 
    
  
  
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      commandment
    
  
  
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     system, for it is a system less of 
    
  
  
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      rules 
    
  
  
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    than of 
    
  
  
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      standards
    
  
  
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    .
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                    Traditional thinkers may find this worrisome, insofar as such virtue-ethics faces difficulties of objective accountability to outsiders.  The principal dynamics of such a system are 
    
  
  
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      internal
    
  
  
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    , and its ethics are less consequentialist than they are about 
    
  
  
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      intentionality
    
  
  
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     – concerned, as it were, with where one’s heart lies in taking action.  Some may feel this gives up too much vis-à-vis traditional notions, particularly in how to “enforce” the law.  Enforcement is a notorious problem of international law 
    
  
  
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      anyway
    
  
  
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    , however, so perhaps this is not a crippling objection.  And we could perhaps benefit from the moral and contextual richness of acknowledging that questions of right conduct are not always ones usefully answerable by a binary judgment dichotomy between “legal” and “illegal.”
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                    Yet the law of armed conflict may indeed be evolving in ways ever more incompatible with traditional conceptions.  It is not merely that the law will have to come to grips with conflicts lacking territorial boundaries, clear distinctions between “civilian” and “military,” and a reasonable likelihood of never actually concluding.  It is also that the law in this new environment is becoming increasingly 
    
  
  
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    -reciprocal, interiorized, and resistant to external assessment and accountability. The international community’s struggle with the perplexities of law in the “new normal” is just beginning.
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    -- Christopher Ford
  

  
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                    *     Christopher A. Ford, “War Powers as We Live Them: Congressional-Executive Bargaining Under the Shadow of the War Powers Resolution,” 
    
  
  
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      Journal of Law and Politics
    
  
  
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    , vol.xi, no.4 (Fall 1995), at 609.
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 16 Dec 2009 16:42:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p100</guid>
      <g-custom:tags type="string" />
    </item>
    <item>
      <title>Unpacking the Nobel Speech: Just War, Multilateralism, and Nuclear Compliance Enforcement</title>
      <link>http://www.newparadigmsforum.com/p85</link>
      <description>President Obama accepted his Nobel Peace Prize with a major speech -- much of it devoted to explaining why it was OK to give the prize to a man who had just sent 30,000 more troops to Afghanistan.  To this end, the president discussed the role force must sometimes play even in the cause of peace.  Ford analyzes the speech, liking much of it but finding some worrisome elements, especially vis-a-vis enforcing compliance with international obligations (e.g., the Iran nuclear issue).</description>
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                    There was no small irony to have President Obama receive the Nobel Peace Prize for doing nothing yet – an award the Norwegians freely admit was intended merely to 
    
  
  
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      encourage
    
  
  
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     great things – by proclaiming in the first breaths of his speech that “[o]ur actions matter.”  Actions do indeed matter, though they appear not to matter as much to the Nobel Committee as one might have expected.
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                    Nevertheless, precisely because actions 
    
  
  
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      are 
    
  
  
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    important, it is fascinating to read President Obama’s speech, for his receipt of the prize came only days after his agonized and belated decision to send an additional 30,000 troops to fight in Afghanistan.   This near-coincidence forced him to engage in a very delicate dance: he had to explain why it made sense to honor the most prominent war-fighter in the world today with a Peace Prize previously awarded to the XIV
    
  
  
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      th
    
  
  
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     Dalai Lama, Mother Theresa, and Martin Luther King, Jr.
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                    In this regard, the speech presented both a challenge and a great opportunity.  In one sense, it should not have been hard for President Obama to make the case that using violent force on the international stage is not always to be 
    
  
  
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     peace – and indeed, that peace sometimes 
    
  
  
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      requires
    
  
  
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     recourse to arms.  This basic truth is a bedrock principle of statesmanship, and ought to have been easy to understand for any serious audience in the capital of a country that was forcibly rescued from Nazi tyranny and thereafter kept safe by a U.S. military alliance against Soviet tyranny for over half a century.
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                    It is thus a bit disheartening that the president had to spend so much time, in his speech, offering a fairly elementary defense of just war doctrine.  Don’t get me wrong: he was right to do so, and it is good that he did.  The Nobel audience, to their discredit, needed to hear a moral defense of principled muscularity in international affairs, for such views are badly out of fashion these days.  They should not have needed to be told that “[i]nstruments of war do have a role to play in preserving the peace” and that “any head of state” must “reserve the right to act unilaterally if necessary to defend [his] nation.”  But need to hear this they do.  Kudos to the president for making such points, therefore, especially upon the occasion of this embarrassingly aspirational prize.
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                    All the same, President Obama’s speech left me feeling uneasy.  I am not referring to the fact that it contained some of his usual solipsisms – such as the legally confused but characteristically self-congratulatory boast that “I prohibited torture.”  (Actually, Congress did, years ago, in federal torture statutes.  You can find such a prohibition, for instance, in section § 2340A(a) of Title 18 of the U.S. Code; it rather predates his inauguration.)  Such flourishes are hardly news, and in any case the president’s self-regard seems a bit less towering now that his approval ratings are below 50 percent at a remarkably early point in his first term.
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                    Nor was I particularly bothered by the president’s pledge to “seek a world without” nuclear weapons and to “work toward” disarmament.  This is longstanding U.S. policy, with which I agree.  If anything, by President Obama’s standards, these disarmament comments were unusually cagey.  Perhaps he is starting to think about how to explain the pending results of his Nuclear Posture Review, which may not look much like what he has worked so hard to encourage the disarmament community to expect.
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                    What bothered me, instead, was the degree to which – in his defense of the idea that the availability of force, and the occasional resort to it, is a necessary component of moral statecraft – President Obama sounded as if he were not only trying to convince his 
    
  
  
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      audience
    
  
  
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     but also struggling to convince 
    
  
  
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      himself
    
  
  
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    .  Perhaps I just read his words too closely, but some parts of the speech appeared to undercut the message of morally principled resolution that he sought to send.
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                    As noted, I applaud President Obama’s effort to explain to his European audience of the long tradition of just war thinking that is part of the proud heritage of European civilization.  (If it took an American to remind Europeans of this, so be it.)  He seemed, however, oddly ambivalent about this very tradition – and even surprised and somewhat confused by it – even when he was ostensibly trying to defend it in one of his most important foreign policy speeches to date.
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                    The president called for us to “think in new ways” about the notion of a just war, but it is not clear what ways he actually meant.  He said that in doing this, we must “begin by acknowledging the hard truth that we will not eradicate violent conflict in our lifetimes.”  Moreover, he argued, it is “not simply international institutions – not just treaties and declarations – that brought stability to a post-World War II world.”  Instead, “the United States of America has helped underwrite global security for more than six decades with the blood of our citizens and the strength of our arms.”  We should remember, the president noted, that “a nonviolent movement could not have halted Hitler’s armies.”
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                    This discussion led President Obama to the conclusion that “yes, the instruments of war 
    
  
  
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      do
    
  
  
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     have a role to play in preserving the peace.”  “War,” he informs us, is actually “sometimes necessary” – such as in self-defense, to “send a clear message about the cost of aggression,” or “on humanitarian grounds.”  At the same time, however, we “must adhere to standards that govern the use of force,” and remember that we need to be “a standard bearer in the conduct of war.”
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                    All this is true enough, of course.  Yet how is saying any of this to be suggesting “new ways” to think about just war?  President Obama’s speech 
    
  
  
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      defends
    
  
  
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     just war doctrine – offering rather simple thoughts about the decision to go to war (
    
  
  
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      jus ad bellum
    
  
  
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    ) and the need for appropriate conduct in waging it (
    
  
  
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      jus in bello
    
  
  
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    ) – but at best he merely 
    
  
  
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      restates
    
  
  
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     it.  From what psychological and intellectual point is President Obama proceeding if these observations are startlingly novel to him?  Is just war doctrine 
    
  
  
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      itself
    
  
  
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     a new discovery for this war president?
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                    If so, one hopes he can catch up fast, for he’s in charge of what he calls “the world’s sole military superpower.”  It is worrying, however, that the president seems to be so surprised by the insight that statesmanship, and the pursuit of peace, can require a willingness to use force in a good cause.  And it is worrying that it seems so difficult for him – a famous orator and a former law professor to boot – to explain such a simple idea without odd ambiguities or weird confusions of phrasing.
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                    What, for instance, did the president mean by noting that “there will be times” when nations “will find the use of force not only necessary but morally justified”?  Is this the same thing as saying that the use of force sometimes will actually
    
  
  
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     necessary and justified?  Or is it simply to suggest – with a whiff of moral relativism – merely that nations will occasionally insist upon “finding” force to be justified?  And what, by the way, does it mean to talk of force being not only necessary 
    
  
  
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      but also
    
  
  
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     justified?  I’m willing to believe that circumstances can exist in which force is justified but not necessary, but when precisely would war be 
    
  
  
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     but 
    
  
  
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      not justifiable
    
  
  
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    ?  (And what on earth should a president do then?)  This is weird.
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                    What, moreover, was President Obama trying to say by framing his just war analysis in terms of “our challenge [of] reconciling these two seemingly irreconcilable truths – that war is sometimes necessary, and war is at some level an expression of human feelings.”  Do you have any idea what that means?  I did not, and it doesn’t appear that our president did either.
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                    Unfortunately, I was not reassured when the president turned, in his speech, to issues that even he ought by now to know better.  Speaking obviously, if obliquely, of his administration’s diplomatic standoff with Iran over Tehran’s continuing contempt for its nonproliferation obligations, President Obama declared that “[t]hose regimes that break the rules must be held accountable.”  “Sanctions must exact a real price,” he said, and “[i]ntransigence must be met with increased pressure.”  One cannot disagree.  But then the president added a huge caveat: “… and such pressure exists only when the world stands together as one.”  Whoa.  Huh?
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                    The comments about needing sanctions to be painful and intransigence to be met with increased pressure are commendable, though one wishes they did not come from a U.S. president who is now 
    
  
  
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     eager to impose sanctions on Iran than is 
    
  
  
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      France
    
  
  
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    .  (How the world has changed!)  But what does it mean to say that such pressure exists “only” when “the world stands together as one”?  
    
  
  
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      Only
    
  
  
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     then?  Not to put too fine a point on it, but that is errant nonsense.
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                    Pressure may perhaps be 
    
  
  
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     and most 
    
  
  
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      effective
    
  
  
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     when “the world stands together as one,” but it is absurd to suggest that it is “only” possible or appropriate to bring pressure to bear against international scofflaws when 
    
  
  
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      all other countries
    
  
  
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     stand with you against them.  Nothing of the sort is true, and if this speech really represents current U.S. policy, then the president’s declaration that “[r]egimes that break the rules must be held accountable” is just empty rhetoric.
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                    To wait for “the world” to join “as one” in compliance enforcement is likely to be to wait too long – and indeed perhaps forever – before demanding any real accountability from treaty violators.  At best, it would be surely to settle for doing 
    
  
  
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      too little
    
  
  
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    .  If the president means what he said, he has promised to take lowest-common-denominator multilateralism to its passive and paralyzed 
    
  
  
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      reductio ad absurdum
    
  
  
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    .  We are now, this comment might indicate, 
    
  
  
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     very committed to multilateralism that we are willing never to pressure anyone unless every country in the world can be persuaded to come along with us, and to the same degree.
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                    Does he actually mean this?  If not, I imagine it wouldn’t be the first moralistic puffery to be uttered in Oslo on such an occasion.  If he does, however, this comment goes some way toward undermining much of the good the president presumably hoped to accomplish in making what would otherwise seem to be strong statements in this part of his speech.  According to the president, “[t]hose who seek peace cannot stand idly by as nations arm themselves for nuclear war.”  He’s right about that.  Unless the world can be persuaded to “stand as one” in this, however, it sounds as if standing idly by is exactly what President Obama proposes to do.
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                    Perhaps I am over-reading the speech, but this was supposed to be a pivotal address on the very biggest of issues, and it comes at a critical time.  The “P5+1” governments have been muttering under their breath for months about giving Iran only until the end of 2009 to grasp President Obama’s famously “outstretched hand.”   We are now only 
    
  
  
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     away from that seeming deadline, and Iran is more intransigent than ever – not merely continuing to flout its legal obligations under multiple U.N. Security Council resolutions, the Nuclear Nonproliferation Treaty, and its nuclear safeguards agreement, but actually accelerating its illicit nuclear program by building new sites and pledging to enrich its uranium to ever-higher levels.  If indeed “intransigence must be met with increased pressure,” as President Obama declared in Oslo, that time is almost upon us.  Why, then, would he want to send a high-profile signal of irresolution and multilateralized paralysis now, of all times?
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                    President Obama claimed to feel humbled by his receipt of the Nobel Peace Prize, noting accurately that his accomplishments are “slight” compared to previous winners.   In this regard, among others, he carefully mentioned the 1953 recipient of the prize, George C. Marshall – a wartime general and postwar statesman instrumental in securing peace in Europe in the face of new and alarming Soviet threats.  One can only hope that history remembers Barack Obama alongside George Marshall rather than alongside the 1929 winner of this same prize: Secretary of State Frank B. Kellogg, the starry-eyed naïf honored for his pathbreaking service to the cause of peace in triumphantly signing the Kellogg-Briand Pact that outlawed war for all time … only two years before Japan’s invasion of Manchuria, nine years before Japan’s full-scale invasion of China, ten years before Hitler’s Austrian 
    
  
  
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      anschluss
    
  
  
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    , and eleven years before the outbreak of the bloodiest global war that humanity has ever known.
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    -- Christopher Ford
  

  
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      <pubDate>Sat, 12 Dec 2009 16:08:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p85</guid>
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      <title>The Promise and Problems of Security Council “Automaticity”</title>
      <link>http://www.newparadigmsforum.com/p88</link>
      <description>Ford responds to suggestions -- first by Pierre Goldschmidt and most recently (in NPF’s previous “guest blog”) by Bennett Ramberg -- that the U.N. Security Council should set up an “automatic” and “generic” mechanism for handling safeguards violations.  Ford worries about “outsourcing” Council authority, and thinks that if such a proposal has a future, it should keep its remedies modest.</description>
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                    I was glad to have Bennett Ramberg – who is apparently, like myself, a former State Department official in an administration run by someone from the Bush family, though he seems to have had a decade’s head start on me – contact me to offer his response to my latest piece on the 2010 Nuclear Nonproliferation Treaty (NPT) review process and my prior comments on U.N. Security Council Resolution 1887.  I won’t bore NPF readers by going point by point through Ramberg’s piece from the 
    
  
  
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     website.  Reader’s won’t be surprised to find that I agree with some parts of it, and not with others.  Instead, I thought it would be interesting to focus here upon the idea Ramberg advocates of a “pre-endorsed” U.N. Security Council (UNSC) enforcement mechanism for International Atomic Energy Agency (IAEA) safeguards violations.
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                    The idea of a pre-established UNSC remedy has been most diligently championed by former IAEA Deputy Director General for Safeguards Pierre Goldschmidt, who since retiring from that agency has repeatedly urged the adoption of some kind of automatic UNSC mechanism to deal with safeguards noncompliance.  Goldschmidt, a thoughtful and scrupulous defender of nonproliferation good sense who since escaping the stifling political oversight of his Director-General has pulled few punches in his analysis of the Iranian situation and the challenges facing IAEA safeguards, has advocated a “generic binding resolution” at the Security Council for handling safeguards violations.  As he envisions it, this non-country-specific resolution would establish essentially automatic measures that would apply to any case in which the IAEA had found noncompliance.*
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                    The measures that would be enacted in Goldschmidt’s generic 
    
  
  
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      but binding
    
  
  
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     UNSC resolution would include immediately granting the IAEA additional legal authorities beyond what it already should have under a country’s 
    
  
  
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      Comprehensive Safeguards Agreement (CSA)
    
  
  
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     and the IAEA 
    
  
  
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      Additional Protocol (AP)
    
  
  
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    .  There is much to be said for this.  It is a depressing fact of life – and should be chastening to those who believe that IAEA safeguards are a sort of magical remedy capable of preventing countries from misusing “peaceful” nuclear technology for weapons development purposes – that 
    
  
  
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      even with the Additional Protocol
    
  
  
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    , safeguards are emphatically 
    
  
  
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     capable of preventing nuclear abuses by a determinedly deceitful host government such as Iran.  Even IAEA Director General Mohammed ElBaradei, whom history will remember for his remarkable efforts to 
    
  
  
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     Iran from accountability for its safeguards violations, had to admit in in 2005 that faced with the sort of deception and concealment activities seen in Iran, the IAEA needed “transparency measures” that
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      “extend beyond the formal requirements of the Safeguards Agreement and Additional Protocol and include access to individuals, documentation related to procurement, dual use equipment, certain military owned workshops and research and development locations.”**
    
  
    
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                    Goldschmidt’s proposed UNSC resolution would help close this gap in IAEA authorities vis-à-vis problem states by automatically giving the Agency extra inspection powers in any case of safeguards noncompliance.  Goldschmidt has also proposed that such a generic and binding resolution also require the violator to conclude a new “
    
  
  
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      INFCIRC/66
    
  
  
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    ”-type safeguards agreement with the IAEA – that is, a type that would continue in operation even should that state withdraw from the NPT – and that it oblige the state in question to suspend all sensitive fuel cycle activities (
    
  
  
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      e.g.
    
  
  
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    , uranium enrichment and reprocessing) for a certain (renewable) period of time.
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                    Ramberg’s idea of a “pre-endorsed” UNSC remedy develops themes similar to those argued by Goldschmidt in terms of pre-ordained automaticity, but Ramberg focuses more specifically upon enforcement remedies.  Ramberg proposes that
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      “once the IAEA determines that a party is in material breach of NPT safeguards and the violator has resisted a cure within a specified time, the Security Council would set in motion a nonproliferation mouse trap.  Week 1, the Council would demand that the cheater verifiably reverse itself within no more than two weeks. Week 3, suspension of all international commerce to isolate the violator’s economy. Week 5, cessation of all commercial air travel, to further isolate. Week 7, naval and air blockade to quarantine. Week 9, military action.”
    
  
    
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                    I have not discussed ideas of UNSC automaticity in public before, and perhaps I’ve waited too long.  I hope my friend Pierre Goldschmidt won’t feel slighted that I am addressing the issue only now.
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                    So what do I think of the “automatic” remedy, whether in Goldschmidt’s safeguards-focused version or Ramberg’s dramatically ambitious punitive mechanism?  I like Security Council automaticity.  But I also worry about it – a lot.
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                    As a lawyer, my first reaction to such ideas was to wonder whether it was even 
    
  
  
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     to set up a generic, legally-binding mechanism in advance of there being any known “target” for such measures.  It did not seem entirely clear to me that the UNSC 
    
  
  
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     invoke its Chapter VII authority as against a 
    
  
  
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     future situation as both Goldschmidt and Ramberg propose.  Having mulled it over, however, I haven’t thought of a persuasive reason why the Council couldn’t.
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                    Public international law, after all, is not known for imposing a particularly dense web of requirements upon the world, or for surrounding them with a highly-developed corpus of general legal procedures, doctrinal principles, and means by which to clarify ambiguities and fill 
    
  
  
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      lacunae
    
  
  
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    .  All in all, in fact, it provides a notoriously “thin” body of rules.  One of the few things that 
    
  
  
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     seem clear amidst this general murkiness, however, is that the Security Council has the power under Chapter VII of the U.N. Charter to impose legally-binding obligations upon U.N. Member States – including UNSC members.  Perhaps the Council 
    
  
  
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     declare something to have genuinely 
    
  
  
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      automatic
    
  
  
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     application.  (Having this be 
    
  
  
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    , of course, isn’t the same thing as explaining why all the veto-wielding permanent members would find it in their interest to agree to such veto-emasculating automaticity, but that’s not a 
    
  
  
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     argument.)  Maybe Goldschmidt and Ramberg are right that some kind of automatic mechanism could be set up.
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                    The bigger problem, however, would seem to be one of politics – and perhaps principle. It relates to the challenge of “outsourcing” Security Council decision-making under Chapter VII.  A genuinely “automatic” UNSC remedy requires a 
    
  
  
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    , and is precisely the point of the proposals advocated by Goldschmidt and Ramberg to locate this trigger 
    
  
  
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     the Council itself – in their case, at the IAEA Board of Governors.
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                    In effect, therefore, under such an automatic system, the 
    
  
  
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     locus of decision-making in determining the international community’s legally-obligatory Chapter VII response to safeguards violations would be 
    
  
  
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    , rather than the institution created by the U.N. Charter to exercise this power.  Under such a scheme, the IAEA’s finding of noncompliance would set in motion a chain of “automatic” consequences pre-established by the Security Council.  The Council would have set up the system (on a “generic” basis), of course, but the key decision with respect to whether any 
    
  
  
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     country would face noncompliance penalties – from Goldschmidt’s fuel-cycle suspension to Ramberg’s blockade and military action – would be made in Vienna, presumably by the IAEA Board of Governors.
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                    This is the whole point, of course: it is 
    
  
  
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     primary selling point of the “automatic” approach that the so often veto-paralyzed Security Council would 
    
  
  
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      not
    
  
  
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     have to make the tough decision of imposing new rules or penalties upon any particular country.  The automaticity is quite explicitly set up in order to deprive the Council of the role the U.N. Charter intended for it as the world’s principal decision-maker vis-à-vis handling any 
    
  
  
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      particular
    
  
  
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     threat to international peace and security.
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                    I do not mean to suggest that the permanent members would not be entirely powerless in such a system.  The Council could certainly intervene to 
    
  
  
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      stop
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     the application of automatic procedures in any specific case, or to modify or rescind the “generic” mechanism 
    
  
  
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      in toto
    
  
  
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    .  Nevertheless, with respect at least to the particular noncompliance case in question, an automatic procedure would dramatically change the balance of power within the Council and indeed within the U.N. system as a whole.  Normally, a consensus among the five permanent members is required in order to make 
    
  
  
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      action
    
  
  
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     possible.  Under an “automatic” system, however, such consensus agreement would be required, in effect, in order to 
    
  
  
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      stop
    
  
  
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     the Council from taking action – or to stop, if you will, action from “just occurring” automatically – under Chapter VII against a particular country.  The power of initiative would have passed to the IAEA.
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                    I am quite sympathetic to the Goldschmidt and Ramberg proposals, because I share their authors’ obvious frustration with the proliferation-protective Russian and Chinese vetoes – or simply the threats thereof – that have robbed the Security Council of its efficacy as an enforcement mechanism vis-à-vis Iran and North Korea.  I worry, however, that it may not end up being a better answer to outsource the key decisions to the IAEA Board.
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                    My own involvement with the IAEA came in the wake of the public revelations in late 2002 of Iran’s previously secret nuclear activities at Natanz and Arak, after which I was dispatched by the U.S. Under Secretary of State for Arms Control and International Security to attend a series of IAEA Board meetings beginning in 2003 at which the agency aimed to deal with the situation.   It is, sadly, a matter of public record how shrill, politicized, and just embarrassingly counterproductive proceedings became over the ensuing months as Iran and its apologists in the newly-organized Vienna chapter of the Non-Aligned Movement – aided and abetted by timorous European diplomats more eager to revenge themselves upon the United States for Iraq than to prevent the proliferation of nuclear weapons to a belligerent clique of fanatical theocrats – rallied to protect Iran from being reported to the U.N. Security Council for its actions as the IAEA Statute required.
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                    As this process played out, the IAEA Board – and, to some extent, the Agency as a whole –transformed itself from a narrowly-focused and admirably professional technical institution into a politicized mess of an organization more akin to the United Nations First Committee or the Conference on Disarmament.  This sorry metamorphosis was led by Director-General Mohammed ElBaradei himself, who subsequently explained that he felt himself – and this actually isn’t a joke: you should check out the 
    
  
  
                    &#xD;
    &lt;a href="http://www.nytimes.com/2007/09/16/world/africa/16iht-baradei.5.7527308.html"&gt;&#xD;
      
                      
    
    
      amazing 
      
    
    
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        New York Times
      
    
    
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       account
    
  
  
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     – to be the world’s “secular pope” doing “God’s work” to protect Iran from “crazies” who he felt would use (accurate) information about its nuclear misdeeds as an excuse for war.
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                    As the Board dithered, defying the requirements of its 
    
  
  
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    &lt;a href="http://www.iaea.org/About/statute_text.html"&gt;&#xD;
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        own
      
    
    
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       statute
    
  
  
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    &lt;/a&gt;&#xD;
    
                    
  
  
     that noncompliance “shall be” reported to the Security Council, Iran proceeded ahead with its nuclear work, turning Natanz from a hole in the ground into an operational enrichment plant.  Also taking advantage of diplomatic inaction, Iran and its friends spearheaded the creation of an sweeping new top-priority agenda item for NPT and IAEA-related diplomacy that could hardly have been better designed to destroy the long-term integrity of the entire nonproliferation regime: a political and pseudo-legal crusade to secure every country’s supposed “right” to develop fissile material production capabilities 
    
  
  
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      just like Iran is doing
    
  
  
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    .  It took more than three years of acrimony for the IAEA to get around to doing no more than officially 
    
  
  
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      telling
    
  
  
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     the Security Council about Iran’s safeguards violations.
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                    If you liked that sorry diplomatic spectacle in Vienna, one might say, you’ll 
    
  
  
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      love
    
  
  
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     the idea of empowering the IAEA to make Chapter VII sanctions decisions in the Council’s place.  For my part, I’m not sure the IAEA needs 
    
  
  
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      more
    
  
  
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     political empowerment and polarization.  As bad a job as the UNSC has been doing, it was at least 
    
  
  
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      intended
    
  
  
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     and 
    
  
  
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      designed
    
  
  
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     to handle threats to international peace and security, and every once in a while it manages to live up to its billing in this regard.  To be sure, Elbaradei has now mercifully departed, but I do not brim with confidence in the IAEA’s ability to handle things if it were promoted, through the legal back door, as it were, to become the international community’s nuclear enforcer.
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                    Nor do I think the Security Council would likely countenance such outsourcing anyway.  Why would all its members, especially the permanent ones, agree to a mechanism specifically designed to 
    
  
  
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     it from having any choice in exercising, in any particular case, the unique authority it enjoys in the international system?  What likelihood is there that Russia and China would agree to give up their ability to cast or threaten proliferation-protecting veto votes in cases such as Iran – and to set a different body in the Council’s place as the relevant decision-maker for any specific noncompliance case?  I wonder whether asking the Council for such outsourcing, especially vis-à-vis things that seem like “punitive” exertions of Chapter VII power, is 
    
  
  
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      itself 
    
  
  
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    to asking for a permanent member’s veto.
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                    With regard to Ramberg’s proposal, I have a further worry.  Even if the idea worked on its own terms, I wonder what it would actually mean to tie the whole automatic UNSC process to the violator country’s failure to “cure” its safeguards noncompliance.  The example of Iran is instructive: the real problem there is not Iran’s failure to “remedy” whatever safeguards noncompliance happens to have been detected.  Whenever it is caught secretly working on some new nuclear facility, Iran generally tends – eventually at least, albeit sometimes after trying to clean the place up (as with Kalaye Electric) or perhaps just razing it and carting away the topsoil (as at Lavisan) – to let the IAEA inspect that location and apply safeguards to whatever turns out still to be there.  But that’s not a “cure” to the underlying problem any more than it is a “cure” for burglary simply to require that thieves foolish or unlucky enough to get caught red-handed be given the option of purchasing any purloined merchandise discovered in their possession.
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                    The real problem is not whether or not safeguards are applied to facilities that Iran fails to keep secret – though of course if such things do come to light, it is nonetheless imperative that they 
    
  
  
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     safeguarded.  Such safeguards problems are merely symptoms.  The underlying problem is the depressingly obvious reason why Iran has kept undertaking secret nuclear work for the last two decades: its nuclear weapons ambitions.  The revelation of work demonstrating the bad faith and deceit of a host government is not a situation that is “cured” simply by establishing a rule that the malefactor can escape accountability by allowing the IAEA to inspect what it was unable to keep hiding.  Such a shallow rule of “cure,” in fact, would actually 
    
  
  
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      encourage
    
  
  
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     steps toward nuclear weapons proliferation by making them costless.  This is the lesson that the international community seems so lamentably to be teaching Iran: “If you manage to keep your work secret, you get to reap its benefits without impediment; if you 
    
  
  
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     to keep it secret, you 
    
  
  
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      still
    
  
  
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     get to keep it if you merely declare it to the IAEA.”  We send such messages at our peril.
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                    An “automatic” UNSC approach predicated upon a finding of IAEA safeguards noncompliance that is tied to the violator’s failure to “remedy” 
    
  
  
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      those particular safeguards violations
    
  
  
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     may therefore frequently miss the mark entirely, and indeed make itself perhaps even worse than useless by allowing – indeed, encouraging – shallow Iranian-style “cures” and discouraging Security Council engagement on the 
    
  
  
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      real
    
  
  
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     issues raised by lawless behavior.  Building a Security Council mechanism around safeguards 
    
  
  
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      per se
    
  
  
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    , in other words, risks missing the forest for the trees.  From the perspective of the Security Council’s mandate to protect and preserve international peace and security, curing safeguards problems 
    
  
  
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      in themselves
    
  
  
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     is only part of the solution ... and quite a small one at that.
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                    For these various reasons, I think that the only hope that an “automatic” UNSC approach probably has is in being very modest in its ambitions.  I admire Ramberg’s high hopes for automatic muscular enforcement, and his faith in the IAEA, but I think he asks too much.  Pierre Goldschmidt is probably closer to the mark in terms of proposing something feasible – especially to the extent that Goldschmidt can focus more upon IAEA-specific augmentations (
    
  
  
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      e.g.
    
  
  
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    , additional inspection authorities and mandatory INFCIRC/66 safeguards in a noncompliant country) and he stays 
    
  
  
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      clear
    
  
  
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     of things that smack of broad-brush Security Council prerogatives.  Such modest steps, relating closely and pretty much 
    
  
  
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      exclusively
    
  
  
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     to the IAEA’s effectiveness in doing the job it has been given within the United Nations system, are perhaps politically saleable to the UNSC.  Asking for more, however, might be to court disappointment.
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                    Since even such modest measures would be an improvement over the 
    
  
  
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      status quo
    
  
  
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    , however, I support and encourage Goldschmidt’s effort to promote the idea – and his and Ramberg’s interest in automaticity in general.  That said, I’m not exactly holding my breath for such a Council resolution, either.  The problem that underlies all of this is a general failure of will and policy prioritization by the member states of the international community when it comes to preventing nuclear weapons proliferation.  Without making progress in turning 
    
  
  
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      that
    
  
  
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     dynamic around, we will probably see no multilateral progress on any front, “automatic” or otherwise.
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                    -- Christopher Ford
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                    *     
    
  
  
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      See, e.g.
    
  
  
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    , 
    
  
  
                    &#xD;
    &lt;a href="http://www.carnegieendowment.org/files/PO25.Goldschmidt.FINAL2.pdf"&gt;&#xD;
      
                      
    
    
      Pierre Goldschmidt, “The Urgent Need to Strengthen the Nuclear Non-Proliferation
    
  
  
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    &lt;/a&gt;&#xD;
    &lt;a href="http://www.carnegieendowment.org/files/PO25.Goldschmidt.FINAL2.pdf"&gt;&#xD;
      
                      
    
    
      Regime,” Carnegie Endowment for International Peace (January 2006)
    
  
  
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    .
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                    **         
    
  
  
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    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2005/gov2005-67.pdf"&gt;&#xD;
      
                      
    
    
      IAEA, “Implementation of the NPT Safeguards Agreement in the Islamic Republic of Iran,”
    
  
  
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    &lt;a href="http://www.iaea.org/Publications/Documents/Board/2005/gov2005-67.pdf"&gt;&#xD;
      
                      
    
    
      GOV/2005/67 (September 24, 2005), at ¶ 50
    
  
  
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    .
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 07 Dec 2009 16:12:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p88</guid>
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    <item>
      <title>GUEST BLOG: Bennett Ramberg on the Security Council (and IAEA)</title>
      <link>http://www.newparadigmsforum.com/p90</link>
      <description>In this guest entry, Bennett Ramberg offers an essay of his -- from YaleGlobal Online -- critiquing U.N. Security Council Resolution 1887 on nonproliferation and disarmament.  Ramberg gives it mixed reviews, and argues that the Council should adopt a “generic” and “automatic” approach to compliance enforcement penalties keyed to a decision of the IAEA.  (Ford responds to this essay in NPF’s next posting.)</description>
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      Note: 
    
  
  
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       This essay appeared on the 
    
  
    
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        YaleGlobal Online website on the November 9, 2009
      
    
      
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      .  Bennett Ramberg offered it to NPF in response to Ford’s critique of U.N. Security Council Resolution 1887.  Ford responds to this essay in NPF’s next “Nuclear Weapons” entry.
    
  
    
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                    HOW TO HALT THE SPREAD OF NUKES -- PART I
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      The latest UN Resolution against proliferation offers more bark than bite.
    
  
  
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                    by Bennett Ramberg
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                    Since entering office, Barack Obama has made global nuclear disarmament a center piece of his long-term foreign policy agenda. In September 2009 the President attempted to fulfill the first step by gathering the Security Council’s heads of state to sign on to a new resolution to halt the Bomb’s spread – Resolution 1887. The endorsers’ seniority and the surrounding fanfare generated much enthusiasm both in and out of the Council’s chambers.
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                    The initiative comes at a time the nuclear nonproliferation regime finds itself under increasing strain.  Not only has it failed to achieve the long-standing ambition to move nonproliferation treaty holdouts India, Pakistan and Israel to join the NPT, but it also failed to lure North Korea back.  Complicating matters, the regime finds two NPT parties – Iran and Syria – continuing to violate nonproliferation safeguards despite IAEA push back and, in the case of Iran, Security Council sanctions as well.
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                    Unfortunately, the solution advanced by President Obama marks at best a very modest step to address nuclear challenges. The Resolution language fails to recommend effective means to combat NPT violators. It fails to fashion a strategy to induce outsiders to join the Treaty. And, despite the successor agreement to the 1991 Strategic Arms Reduction Treaty that Russia and the United States plan to sign next month, the Security Council failed to provide a time table for nuclear disarmament or even entry into force of the Test Ban.
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                    In May 2010 the broader international community will have its say when the nuclear nonproliferation treaty five-yearly review conference convenes to evaluate implementation.  If conferees find themselves unable to cobble together a bolder nonproliferation compliance mechanism, efforts to reverse the Bomb’s spread will continue to fray. The recent Security Council handiwork reveals the hurdles.
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                    Much of the resolution has a shopworn quality. Its preamble recites the customary NPT, nuclear disarmament, barriers to nuclear terrorism and peaceful nuclear energy boiler plate endorsements.  Then come standard pleadings:  the “call” for NPT abstainers to adhere to the treaty and test ban, for the application of traditional and expanded safeguards (the Additional Protocol that permits the easier inspection of undeclared nuclear sites), for nations to join the proposed ban on the production of fissile material and comply with Security Council resolutions.
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                    The resolution also includes at least one nonproliferation teaser, the conditional endorsement of nuclear free zones “freely arrived at.”  In diluting the zones’ imperative, the language appears to be Washington’s concession to avoid pressing Israel too hard to relinquish its arsenal. In so doing the statement's elasticity allows Iran to justify holding on to its enrichment production plants as well. The result compromises rather than advances nonproliferation.
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                    Proposed new compliance measures present a mixed bag. Language that endorses international nuclear exports only to countries that observe NPT responsibilities certainly makes sense. The insertion seeks to overcome the curious fact that a party can be non-compliant but still receive both material aid from nuclear vendors and IAEA advice. Both Iran and Syria have benefited. However, requiring cheaters to return nuclear imports or “affirm” NPT violations as they exit the treaty is Pollyannish.
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                    This leaves the Security Council with few solutions to address cheating.  Debate, generating condemnatory resolutions, lack clout.  Sanctions, given their historical modesty, add little. The result prompts nuclear violators to bet they can beat the NPT all the way to the Bomb without suffering significant penalty.
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                    But they are not alone.  The Treaty’s nuclear armed states have made their own bets and the UN resolution adds little resistance.  Under NPT Article VI, these parties committed to “pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament…”  That was forty years ago!
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                    Today, the US and Russia, the nations with far and away the largest atomic stockpiles, claim to be on track to pare their arsenals. But neither they nor any other nuclear armed state have plans to get to zero as Article VI requires.  Even President Obama appears skeptical. Speaking in Prague in April 2009, he confessed “The goal will not be reached quickly, perhaps not in my lifetime.”
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                    The skepticism is reflected not only in maintenance of nuclear arsenals but military planning as well.  Despite the Council’s “affirmation” of “security assurances against the use of nuclear weapons on non-nuclear-weapon states,” excepting China, the remaining nuclear states reserve the right to use their arsenals against all adversaries, even those without the Bomb, although the Obama administration may be reviewing the matter.
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                    Commitment to nonproliferation and disarmament requires a far bolder approach to overcome obstacles. To address disarmament, nuclear weapons states must commit to a time table linked with intrusive verification.  To scare off cheating by non nuclear weapons states, the international community must apply an enforcement mechanism “pre-endorsed” by the Security Council to avoid customary dithering.  President Obama affirmed the general idea in his Prague speech when he stated that NPT regime improvements require “immediate consequences for countries caught breaking the rules or trying to leave the treaty without cause.”
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                    The mechanism I envision to fulfill the goal would be a nonproliferation “action template.”  Under the template, once the IAEA determines that a party is in material breach of NPT safeguards and the violator has resisted a cure within a specified time, the Security Council would set in motion a nonproliferation mouse trap.  Week 1, the Council would demand that the cheater verifiably reverse itself within no more than two weeks. Week 3, suspension of all international commerce to isolate the violator’s economy. Week 5, cessation of all commercial air travel, to further isolate. Week 7, naval and air blockade to quarantine. Week 9, military action.  The result would put all non nuclear weapons states on notice:  cheat and suffer assured serious consequences. The result should enhance deterrence markedly.
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                    Getting states to buy into the template no doubt would be challenging given conflicting political interests and concerns about proliferation. This would require a campaign initiated by sympathetic nations supplemented by whatever influence non-governmental organizations can bring. Opponents would be pressed to justify why current measures remain more effective at a time nuclear cheaters continue to game safeguards.
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                    Some may take issue with a punitive enforcement mechanism.  They may point to the success the Bush administration had getting Libya to abandon its nuclear program.  But they would have to explain away the repeated failure of incentives and disincentives in the North Korea and Iran cases, instances where nuclear violators made far more nuclear investment than the Khadafi regime, and Syria's unwillingness to confess to NPT violations despite recurring IAEA requests.  Alternatively, others may contend that however distasteful, we can adapt to cheating and the proliferation it brings through deterrence reinforced by the evident taboo against nuclear use that has taken hold since World War II.  But banking on such dikes remains a bet, a very dangerous one in today’s volatile regions.
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                    Rather, this era of nonproliferation abuse requires new and effective boldness. While the Security Council’s irresolution of 2009 remains controlling for the moment, the NPT review conference next spring will offer conferees an opportunity to buttress the Council's spine.  We can only hope the parties are up to the task.  The nonproliferation template and the nuclear disarmament timetable offer the path.
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      Bennett Ramberg (Ph.D. Johns Hopkins, JD UCLA) served in the Bureau of Politico-Military Affairs in the Department of Stated in the George H.W. Bush Administration. He is the author of, "Nuclear Power Plants as Weapons for the Enemy," University of California Press. He can be reached at
    
  
  
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      <pubDate>Sun, 06 Dec 2009 16:15:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p90</guid>
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      <title>GUEST BLOG: David Lowry Responds to Ford on the NPT</title>
      <link>http://www.newparadigmsforum.com/p92</link>
      <description>In this “guest blog” posting, Dr. David Lowry -- former director of the European Proliferation Information Center in London -- responds to Ford’s most recent NPF posting of the Israeli nuclear situation in light of the upcoming 2010 NPT Review Conference by quoting in this regard comments recently made by a British MP in Parliamentary debate.</description>
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       Dr. David Lowry -- the former head of the European Proliferation Information Center in London, contacted Chris Ford in order to respond to Ford’s last posting on “Strengthening the Review Process: Substance is Key.”  Lowry directed NPF’s attention to a recent debate in the British House of Commons on the subject of the upcoming 2010 NPT Review Conference, and to comments made on this subject by NP Jeremy Corbyn.  Dr. Lowry highlighted Corbyn’s remarks -- which can be found 
      
    
      
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           -- in response to Ford’s discussion of the Israeli nuclear situation. Lowry’s e-mail to Ford is reproduced below:
        
      
        
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                    Chris ...
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                    I don't share your analysis on Iran or the nuclear weapons states living up to their part of the NPT Grand Bargain, but I do agree movement on Israel's nuclear status is essential.
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                    In a recent debate in the British Parliament [on 
    
  
  
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    ] on prospects for the NPT 2010  Review Conference, 
    
  
  
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    , a leftist Labour MP representing the Islington district in North London, made an interesting contribution. 
    
  
  
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       "The situation in Israel is slightly more complicated because it is not a signatory to the nuclear non-proliferation treaty, and has never sought to be. Israel's possession of nuclear weapons makes the concept of a nuclear-free weapons zone in the middle east extremely difficult. There are also problems with many of the neighbouring countries, which believe, understandably, that if Israel has nuclear weapons and the west cannot persuade it to disarm, they may feel pressure perhaps to develop them one day.
    
  
    
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          “There are some interesting signs, and I want to quote from a document that may be of some interest. The Paris summit of Mediterranean countries was held on 13 July 2008, under the co-presidency of the French Republic and the Arab Republic of Egypt and in the presence of Israel, which was represented by its then Prime Minister, Ehud Olmert. It discussed the issue of peace within the region, and said that it was in favour of
        
      
        
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      ‘regional security by acting in favour of nuclear, chemical and biological non-proliferation through adherence to and compliance with a combination of international and regional nonproliferation regimes and arms control and disarmament agreements such as NPT,’ “the chemical weapons convention, the biological weapons convention, the comprehensive nuclear test ban treaty, and so on.
    
  
    
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        “The document goes on to say:
      
    
      
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        The parties shall pursue a mutually and effectively verifiable Middle East Zone free of weapons of mass destruction, nuclear, chemical and biological, and their delivery systems. Furthermore the parties will consider practical steps to prevent the proliferation of nuclear, chemical and biological weapons as well as excessive accumulation of conventional arms; refrain from developing military capacity beyond their legitimate defence requirements, at the same time reaffirming their resolve to achieve the same degree of security and mutual confidence with the lowest possible levels of troops and weaponry and adherence to CCW ...’ 
      
    
      
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      “-- the convention on certain conventional weapons [
    
  
    
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        ‘promote conditions likely to develop good-neighbourly relations among themselves and support processes aimed at stability, security’
      
    
      
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      “and so on.  The reason why I quote from that document is that at that conference, which was hosted by France and attended by Britain, there was participation by Israel that appeared to envisage a process towards some degree of nuclear disarmament or adherence to some kind of international convention. We should seize on that and try to encourage Israel in that direction, because the implications of not achieving nuclear disarmament by Israel are that the pressure is then on in other countries, from the military, from industries and from lots of super-nationalist people, for those countries-be it Egypt, Iran or anywhere else-to develop their own nuclear weapons. No one wants that; no one wants that armament happening.”
    
  
    
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                    I agree with him.
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      <pubDate>Thu, 03 Dec 2009 16:17:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p92</guid>
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      <title>Strengthening the NPT Review Process: Substance is Key</title>
      <link>http://www.newparadigmsforum.com/p94</link>
      <description>Discussing how to strengthen the review process for the Nuclear Nonproliferation Treaty (NPT) and handle the its upcoming 2010 Review Conference, Ford dismisses the utility of procedural and institutional “fixes” to the process.  Instead, he focuses upon substance -- specifically, the issue of “the Middle East” (a.k.a. Israeli accession to the Treaty) and the Obama Administration’s approach to disarmament.</description>
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      This essay was presented to the 8th Annual U.N.-ROK Conference on Nonproliferation and Disarmament Issues, Jeju Island, Republic of Korea (November 16, 2009).
    
  
    
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                    I am grateful to the United Nations and the Republic of Korea for organizing this conference, and for their kindness in making possible my participation.  This is an important time to be addressing these topics, and I’m grateful for the chance both to attend and to be able to offer a few thoughts on the subject of the Nuclear Nonproliferation Treaty (NPT) review process.
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                    To ask about how to strengthen the review process requires first giving some thought to what ails the NPT regime of which it is a part, for I do not believe that the problems of the process can be separated from those of the regime as a whole.  In my view, in fact, the problems of the process do not stem from any particular institutional or procedural defect in the mechanisms by which diplomats gather at NPT Preparatory Committee (PrepCom) or Review Conference (RevCon) meetings to discuss Treaty- related issues.  There may be better or worse ways to organize and run such events, to be sure, but these differences aren’t likely to be terribly important.
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                    The deeper problem is that there does not today seem to be a broad agreement among States Party about the regime’s basic principles and core values – and about the importance of upholding them.  If we cannot address this, it won’t matter how we “strengthen” review procedures.  On the other hand, if we 
    
  
  
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     like to talk very much about reforms of the process itself.  There have been a number of proposals for such reform made in recent years, from the establishment of a permanent secretariat to the holding of more (or fewer) meetings, to changes in the committee structure.  For my part, I think it would be a pointless effort – or perhaps even counterproductive – just to adjust the procedural scenery, or to add new bureaucratic layers atop substantive fissures that such layers in themselves would do nothing to close.
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                    The review process will work better to the extent that we can help close the gaps that have developed between States Party on fundamental issues, but not otherwise – no matter how many clever procedural schemes we adopt.  Without serious efforts to repair the regime’s coherence, and to restore its members’ commitment to and prioritization of its core goals, such institutional fiddling could amount to no more than rearranging the deck chairs on a sinking ocean liner.
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                    Consequently I’d like today to offer my thoughts on two issues that are essentially substantive, but which I have seen acquire considerable salience in how the diplomatic community handles NPT review procedure: the Middle East and nuclear disarmament.  Let me begin with the former, for I have not publicly addressed the Middle East since leaving government, and I believe it is worth making a few points.
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                    One of the issues I see hanging increasingly problematically over the NPT review process is the effort being made by Arab governments to turn the Treaty forum into an instrument of anti-Israeli political mobilization on the subject of nuclear weapons.   I should say at the outset that I 
    
  
  
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     genuinely understand and appreciate the concerns that Arab governments have about NPT universality, and their desire that Israel accede to the Treaty as a non-weapons state.  The message of Arab frustration with the lack of progress on this issue is palpable, and the message they wish us to hear is also clear: they demand “progress” on this front, and wish us to believe that this is the price they expect in return for their continued cooperation with and within the NPT review process.
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                    My first acquaintance with these dynamics came at the 2005 NPT RevCon, which was quite deliberately brought to an ugly and consensus-defeating collapse by Egyptian diplomats notwithstanding the progress we were making on substantive issues in fora such as Main Committee III, which I myself had the honor of addressing.  Since then, Arab governments have steadily laid the groundwork for holding the 2010 NPT RevCon hostage over the Israeli issue.  Arab diplomats have repeatedly broken with precedents for handling these diplomatically tricky matters at the International Atomic Energy Agency (IAEA) General Conference in favor of more provocative approaches, and they have used the IAEA and U.N. fora to orchestrate an escalating series of political confrontations over the question.  They have steadily been sending the message again and again that they need to be able – and 
    
  
  
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                    I certainly do not disagree that there has been little or no progress in implementing the 1995 Middle East Resolution, and if Arab governments expected that Resolution quickly to yield tangible results, it would be understandable for them to feel very frustrated.  The problem, however, is that if the stated aim of Israeli NPT accession is in fact their objective, proponents of this Arab pressure strategy have picked a singularly bad time and way to try to advance this agenda.
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  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    After all, this great flurry of effort to demand progress on the Middle East Resolution has developed in the wake of the revelation in 2002 that Iran has for years been secretly pursuing a clandestine nuclear program that would give it the capability to produce fissile material usable in nuclear weapons.  Indeed, the Arab diplomatic program to turn up the diplomatic heat on Israel has accelerated in direct proportion to the international community’s 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      failure
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     to undertake effective enforcement policies to return Iran to compliance with its nonproliferation obligations – and to the development of ever more information indicating that Iran’s work has included weaponization research.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    This contemporary hue and cry over Israeli non-accession to the Treaty, in other words, has been undertaken – and stepped up – precisely as NPT States Party have shown themselves unable to enforce the most fundamental terms of the very treaty to which Arab governments wish Israel to accede.  Just as Israel is being told that it must abandon whatever nuclear weapons capabilities it may have, the Treaty regime is demonstrating that it cannot keep the most hostile, anti-Israeli power in the region from developing nuclear weapons itself.  To me, that makes no sense whatsoever.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    In light of the worrisome realities of the contemporary Middle East, I would myself have prioritized things rather differently.  I would have thought that the highest priority for anyone who really wants to see Israeli NPT accession would be to cooperate emphatically and diligently in ensuring the rapid and effective enforcement of Iran’s nonproliferation obligations.  I would certainly 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     think it useful to toss a spanner into the NPT diplomatic process over an Israel whose retention of a presumed nuclear capability is made to seem ever more reasonable and justified by Iran’s unchecked progress toward its own nuclear weapons capability.
                  &#xD;
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  &lt;p&gt;&#xD;
    
                    So perverse does this seem to some observers, in fact, that there are those who suspect that this Arab diplomatic initiative isn’t really about Israel at all.  Could it be that this whole campaign is really about 
    
  
  
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      Iran
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    ?  That is, could this be an effort by Arab governments to develop an ostensibly Israel-focused rationale for edging away from adherence to the nonproliferation regime themselves – but in ways that these increasingly insecure Arab regimes would find too hard to justify, politically, if they had to admit that this shift were really aimed at a fellow Muslim state?  Could these superficially anti-Israeli diplomatic squabbles, in other words, presage and constitute the first signs of the very “cascade” of regional proliferation of which experts have been warning ever since elements of Iran’s secret nuclear weapons program first came into public view?
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  &lt;p&gt;&#xD;
    
                    I do not know the answer, of course, and I am confident that the Arab governments involved would publicly deny any such suggestion.  Whatever the reason for the nature and timing of the anti-Israeli campaign in contemporary NPT-related fora, however, the Middle East issue strikes me as being one of the more worrisome potential ways in which the NPT review process could be derailed.  If we wish to strengthen the process, this landmine must be sidestepped.  So how should we deal with it?
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                    To begin with, I believe we should look for initiatives that have some real potential to bring Israelis and Arabs into something remotely resembling a dialogue on nuclear-related issues.  Yet we should not delude ourselves about what is possible, at least in the short term.  Let us speak frankly here.  Especially given the limpness of the international community’s response to Iran’s nuclear provocations and the perversity of the Arab world’s public foot-dragging on this issue, to accept nothing but quick and dramatic progress on the 
    
  
  
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      Israeli
    
  
  
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     nuclear question is to oppose all progress.  No one knows this, or should know it, more than the very Arab governments who increasingly insist upon rapid movement.
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    When I was running NPT diplomacy in the last two years of the Bush Administration, we thought that just about the only genuinely promising idea out there was an extremely modest one: namely, to revive the idea of an IAEA-sponsored Arab- Israeli workshop on lessons learned in 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      other
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     areas of the world in reaching agreement on regional Nuclear Weapons Free Zones (NWFZs).  Such a mere workshop would certainly not be dramatic progress on the issue of NPT universality, but in contrast to most other initiatives on the subject, it seemed actually to be achievable.  It would be an important first step – and no small thing for Arabs and Israelis to be engaged in any such interaction at all.  For the moment, something like that still seems to me to be the kind of thing we should be aiming to achieve – both in order to facilitate future progress on this specific issue 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      and
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     in order to prevent the “Middle East question” from derailing the NPT review process in the interim.
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  &lt;p&gt;&#xD;
    
                    There really isn’t the option of doing more in the short run.  If they really do desire progress on the Israeli issue, Arab governments should stop making things harder for themselves by inflating the expectations of whatever domestic or regional political constituencies these high-profile anti-Israel initiatives are intended to address.  If progress is the goal, this is a time and an issue not for fiery rhetoric, but for modest, initial steps.
                  &#xD;
  &lt;/p&gt;&#xD;
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                    Nor should we forget that the 
    
  
  
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      real
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
     dynamic destabilizing the region in these regards is Iran’s potential emergence as a nuclear power, and not Israeli capabilities – with which, after all, the Arab states have become quite accustomed to living, and not entirely disadvantageously at that.  Accordingly, it is important to the health of the regime as a whole (let alone the review process), for other States Party to work closely with Arab governments to reinvigorate multilateral nonproliferation policy.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    The single most valuable step toward a Middle East free of nuclear weapons that I could imagine would be seeing the international community suddenly reverse course and start taking seriously the challenge of forestalling the region’s ugly slide towards proliferation.  To put it crudely, anyone who really wishes Israel to accede to the NPT should stop giving the Israelis more excuses – and indeed not just excuses but, truth be told, compelling 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      reasons
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     – not to do so.  That means enforcing compliance with IAEA safeguards, the NPT, and relevant U.N. Security Council resolutions, and reigning in Iran’s nuclear provocations.
                  &#xD;
  &lt;/p&gt;&#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
  &lt;p&gt;&#xD;
    
                    For some fairly obvious geographical, historical, political, ethnic, and even religious reasons, Arab governments should be the natural partners of other NPT States Party seeking to bring about Tehran’s compliance with its nonproliferation obligations.  The Arabs are the natural partners of those who wish to forestall Iran’s emergence as an aggressive, nuclear-empowered regional hegemon.  They are the natural partners of those who wish to ensure that the rules of the NPT – to which, of course, the Arabs wish Israel 
    
  
  
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      also
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     to accede – actually mean something.  If there is a key to removing the Middle East as a procedural and a substantive landmine in the NPT review process, it assuredly begins with working better together to ensure nonproliferation.  If the international community cannot do 
    
  
  
                    &#xD;
    &lt;em&gt;&#xD;
      
                      
    
    
      that
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
    
                    
  
  
    , all these other debates will come to naught.
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                    II.           
    
  
  
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      Disarmament
    
  
  
                    &#xD;
    &lt;/em&gt;&#xD;
  &lt;/p&gt;&#xD;
&lt;/div&gt;&#xD;
&lt;div data-rss-type="text"&gt;&#xD;
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                    Let me turn now to the second issue I wished to mention: disarmament.  When I was working in nonproliferation diplomacy, I was frequently told 
    
  
  
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      when
    
  
  
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      overseas
    
  
  
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     that the biggest problem with the NPT was that the nuclear weapons states had not fulfilled their end of a grand bargain – a deal pursuant to which they needed to move toward disarmament, in return for which everyone else would work with them to prevent the further spread of nuclear weapons capabilities.
                  &#xD;
  &lt;/p&gt;&#xD;
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                    When I returned home to Washington, however, I heard a very different story.  There, officials, politicians, and the public were unhappy that precisely the 
    
  
  
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      opposite
    
  
  
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     dynamic actually seemed, in effect, to be in operation.  Many of them were concerned that while the United States and Russia had been reducing their nuclear arsenals dramatically since even before the end of the Cold War – in the U.S. case, cutting back our nuclear forces by some 75 percent – proliferation problems seemed to be getting worse.
                  &#xD;
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                    Far from seeing our reductions catalyze ever greater nonproliferation seriousness, additional countries seemed to be moving 
    
  
  
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      into
    
  
  
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     the nuclear weapons business with gusto – and the international community seemed less able than ever to work together effectively in enforcing nonproliferation rules.  I heard few objections to some continued U.S. and Russian reductions, but it was clearly grasped that cuts could not continue indefinitely if nonproliferation rules could not be enforced.  For Washington, the obvious problem with the nonproliferation regime was therefore its failure to take 
    
  
  
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      nonproliferation
    
  
  
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     sufficiently seriously.  Especially in light of the massive nuclear arms reductions that continued to be underway between the two major possessors, disarmament seemed a much less pressing problem.
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                    By either of these starkly different accounts, the NPT regime was in great danger.  The problem, however, was that these accounts suggested “fixes” that pointed, to some extent, in different directions.   One of the reasons I believe the upcoming 2010 RevCon may be particularly important – to the future of the review process and indeed the regime itself – is because we stand today at a crossroads between these competing theories of the Treaty’s ailments.  In the form of the Obama Administration, official Washington seems for now to have embraced the disarmament critique.  To judge by its pronouncements and the few actions it has actually managed to take in its first year in office, in other words, the new administration seems to have concluded that the disarmament community was fundamentally correct that the most pressing problem of the NPT regime was the lack of faster movement by the nuclear weapons states toward nuclear weapons abolition.  For better or worse, our new president has clearly accepted the conventional wisdom of the disarmament community in this regard.
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                    Significantly, however, the Obama Administration is still not willing to declare that nonproliferation compliance enforcement is 
    
  
  
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      completely
    
  
  
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     secondary.  Indeed, in characteristically breezy fashion, its embrace of the disarmament critique seems to have been predicated upon the idea that the Bush-era dispute between disarmers and nonproliferation hawks was a false dichotomy – and that this new team can have it all, without worrying about any uncomfortable tradeoffs.  It has thus come to be suggested that faster disarmament is in fact the 
    
  
  
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      key
    
  
  
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     to nonproliferation success: if only we demonstrate the “credibility” of our disarmament commitments, the rest of the world will finally join us in strictly enforcing nonproliferation rules.  I call this the “credibility thesis.”
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                    Those of you who know my work will know that I am thoroughly unconvinced by the credibility thesis.  I believe that the word’s growing proliferation problems are dynamics that operate independently of the level or nature of NPT weapons state nuclear armaments, and I do not think there will be any significant “payoff” in nonproliferation cooperation just because the United States is now led by a man who has received a Nobel Peace Prize for giving speeches about nuclear disarmament.
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                    My own views, however, are not terribly relevant; what matters is what happens.  And this is why I think the upcoming 2010 RevCon is particularly significant.  The Conference offers a chance for my skepticism to be proven wrong – that is, for the “credibility thesis” to prove itself against the odds.  We now have a U.S. president who could not possibly be more clear about his commitment to the goal of a nuclear “zero,” who has uncritically embraced every surviving item on the ageing shopping list of the disarmament community’s conventional wisdom, and who has already been given the Peace Prize, of all things, for his promises to disarm.  If Barack Obama does not have disarmament “credibility” – making disarmament advocates into what one NGO speaker at the 2009 NPT PrepCom exultantly called the “Obamajority” – then such purported credibility may not be possible.  With this upcoming RevCon, therefore, we will start to see whether the “credibility thesis” itself deserves any credibility.  We will also start to see whether there is much of a future for the NPT review process, and perhaps for the regime itself.
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                    Think of it however you please.  Perhaps the United States is indeed finally on board with the agenda of the most fervent disarmers.  Alternatively, perhaps Washington is simply calling their bluff – perhaps inadvertently.  Either way, it is now time for pro- disarmament governments around the world to make good on their long-implied promises of serious cooperation on nonproliferation.
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                    III.           
    
  
  
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      The 2010 Diplomatic Test Case
    
  
  
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                    The 2010 NPT Review Conference is thus important as a diplomatic test case for whether disarmament bears any relationship to the international community’s ability to meet proliferation challenges.  Forgive me for speaking bluntly, but the it is a test of whether the NPT’s compliance enforcement ailments can be treated with a medicine of disarmament, or whether that whole line of argumentation has simply been a disingenuous rhetorical gambit to conceal – and indeed ultimately to excuse – the collapse of the international consensus against nuclear weapons proliferation.
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                    It is hard to imagine the stakes being much higher.  I agree that it is important that the RevCon be a “successful” one.  I will not measure its “success,” however, based upon whether or not its diplomats end up agreeing upon a consensus final document.  Instead, this meeting needs to demonstrate the return – or at least the clear beginning of a return – to an effective consensus upon the importance of preventing the spread of nuclear weapons and the capability to manufacture them.  States Party must restore each other’s faith not only in their commitment to nonproliferation, but also in their 
    
  
  
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      prioritization
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of nonproliferation as a cardinal value of the international system and a critical component of global security.  The NPT is itself quite clear about this.  What is at issue now is whether its States Party still mean it.
                  &#xD;
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                    By contrast, if this RevCon merely demonstrates 
    
  
  
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      further
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     value-divergence on the fundamental principles of the Treaty regime, this would signal the NPT’s dangerously continued decline.  Further divergence would probably also undercut hopes for nuclear disarmament.  It would not merely do this by demonstrating the fatuousness of longstanding arguments that the way to fix nonproliferation is to disarm faster.  It would do so also by sending the signal to today’s weapons possessors that the international community is really 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      not
    
  
  
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      capable
    
  
  
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    &lt;/em&gt;&#xD;
    
                    
  
  
     of keeping newcomers out of the nuclear weapons business.  If 
    
  
  
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      that
    
  
  
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     were the weapons states’ conclusion, then we can stop debating about disarmament, because it won’t happen.
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&lt;div data-rss-type="text"&gt;&#xD;
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                    Simply put, the future of both the nonproliferation regime and the disarmament enterprise may hinge in important ways upon the lessons that are drawn from the 2010 RevCon and from countries’ behavior vis-à-vis proliferation threats thereafter.  Both the nonproliferation hawk 
    
  
  
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      and
    
  
  
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     the disarmer, in other words, should feel it imperative for this upcoming Conference to demonstrate real progress in restoring the consensus against nuclear weapons proliferation – and above all, in support of effective compliance enforcement – thus showing that nonproliferation truly is a core value in states’ assignment of concrete policy priorities.
                  &#xD;
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&lt;div data-rss-type="text"&gt;&#xD;
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                    The key to strengthening the NPT review 
    
  
  
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      process
    
  
  
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     is to attend to its 
    
  
  
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      substance
    
  
  
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    .  Without that, nothing else about the Treaty is likely particularly to matter.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 23 Nov 2009 16:27:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p94</guid>
      <g-custom:tags type="string" />
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    <item>
      <title>More Iranian Safeguards Violations: What will the IAEA Do?</title>
      <link>http://www.newparadigmsforum.com/p96</link>
      <description>The IAEA’s latest report describes two new Iranian safeguards violations.  Substantively, this is a sideshow, for the U.N. Security Council is already engaged with the Iran issue, but these findings present a dilemma for the IAEA.  Will it comply with its Statute and report this to the Council?  Or will it set the precedent that compliance with inconvenient rules is optional?</description>
      <content:encoded>&lt;div data-rss-type="text"&gt;&#xD;
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                    The latest report on Iran from the International Atomic Energy Agency (IAEA)* on November 16 is quite unsurprising in most important respects.  Iran continues to refuse to comply with multiple legally-binding U.N. Security Council resolutions requiring it to suspend its enrichment and reprocessing work, and it continues to stonewall the IAEA by refusing to answer questions and resolve concerns related to its apparent research into nuclear weapons development. [
    
  
  
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      GOV:2009:74.pdf
    
  
  
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     at ¶31-32, &amp;amp; 36]  All this is shameful, but unfortunately it is in no way unexpected.
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                    The November 16 report’s more interesting sections deal with the recently revealed, previously clandestine uranium enrichment plant at a military base near the city of Qom.   In a notably credulous and factually unsupported acceptance of Iran’s pretense that the purpose of the Qom operation was indeed to enrich uranium for nuclear reactor “fuel” rather than weapons components, the IAEA accepts Iranian usage and refers obligingly to this facility as the Fordow Fuel Enrichment Plant (FFEP).  Agency credulousness aside, however, the visit from Agency inspectors and the analysis of this issue in the IAEA’s report raises an interesting issue for the IAEA and its Board of Governors.
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                    Iran began to construct the Fordow facility in 2002, apparently halting construction for a time in 2004 before resuming it in 2006. [¶13]  Iran has contended, in a letter to the IAEA on October 28, that it decided to construct the Fordow plant because its enrichment plant at Natanz was “threatened with military attack.”  [¶12]  This is the latest component of the disingenuous meta-narrative Iran offers in order to explain away the secrecy of its nuclear work over the years.  Tehran wasn’t hiding a clandestine nuclear weapons program, we are asked to believe: it was just pursuing a peaceful program under a cloak of secrecy made unavoidable by its justified fear of American and/or Israeli aggression.
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                    Iran claims that it only decided in 2007 to use the Fordow facility as an enrichment operation.  The Iranian letter of October 28 admits to the existence of some unspecified number of “constructed and prepared centers” for “contingency” operations of various sorts – of which this facility was one.  It alleges that Fordow, however, was only allocated to the Atomic Energy Organization of Iran (AEOI) “in the second half of 2007” for “the purpose of contingency enrichment.” [¶12]  According to the IAEA Member States who accurately provided the IAEA – in advance of its inspectors visit – with design data on the Fordow facility’s enrichment capabilities, however, design work started not in 2007 but 2006. [¶13]
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                    Nevertheless, whether it was 2007 or 2006 – or perhaps even earlier** – Iran should have provided the IAEA with design information as soon as the decision had been made to commence work.  In reaction to controversy over when information should have been provided about the previously secret enrichment facility at Natanz, Iran agreed in 2003 to a revision to Code 3.1 of its Subsidiary Arrangements with the IAEA for nuclear safeguards; this revision requires provision of design information at the point that a decision is made to commence construction.  Iran, however, did not abide by Code 3.1, and indeed has attempted to repudiate it unilaterally.  This it may not do.  As a legally-binding agreement between Iran and the IAEA, the modified Code 3.1 could only lawfully be changed by agreement between the parties; it is not subject to unilateral Iranian amendment or abridgment.  Iran’s failure to comply with Code 3.1 with regard to Fordow, therefore, is a safeguards violation.  As the IAEA report put it:
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      Even if, as stated by Iran, the decision to construct the new facility at the Fordow site was taken in the second half of 2007, Iran’s failure to notify the Agency of the new facility until September 2009 was inconsistent with its obligations under the Subsidiary Arrangements to its Safeguards Agreement.” [¶17]
    
  
    
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                    This is an international bureaucrat’s way of saying that Iran has violated its safeguards obligations … again.
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                    Indeed, the IAEA report identifies a 
    
  
  
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     new safeguards violation as well.  Iran also waited until September 2009 to provide the IAEA with preliminary design information for a planned nuclear reactor it intends to construct in Darkhovin beginning in 2011. [¶26]  (The IAEA had requested design information on this reactor as early as December 2007, but Iran ignored this request until after the embarrassing revelations about Qom this year.***)  This, too, was a safeguards violation:
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      “Iran’s failure to submit design information for the Darkhovin facility until September of this year was inconsistent with its obligations under the Subsidiary Arrangements to its Safeguards Agreement.” [¶27]
    
  
    
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                    This finding of two new safeguards violations raises interesting questions for the IAEA, because Article XII.C of the Agency’s governing statute 
    
  
  
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     that safeguards noncompliance be reported to the U.N. Security Council.  According to this provision of the 
    
  
  
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    , the IAEA Board of Governors “shall report the non-compliance to all members and to the Security Council and General Assembly of the United Nations.”  Notably, this phrasing is not permissive, but mandatory: it says “shall” rather than “may.”
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                    I’d be the first to admit that one could make a good argument that at this moment such reporting is not 
    
  
  
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     necessary: the Security Council is already well aware of the Iran situation and has already issued several resolutions on the subject.  This does not change the wording of the IAEA Statute, however, nor the importance of the IAEA complying with its own governing law.  The Agency was disgracefully slow in reporting Iran’s 
    
  
  
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     safeguards noncompliance to the Security Council, waiting until 
    
  
  
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      March 2006
    
  
  
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     – three and a half 
    
  
  
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      years
    
  
  
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     after the Natanz facility was revealed to the public – to do so.****  This long period of IAEA noncompliance with its 
    
  
  
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     statute troublingly undercut the Agency’s legal integrity and moral authority.  Will these new findings about Fordow and Darkhovin lead to similar problems?
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                    The IAEA demands that states subject to safeguards arrangements – and most prominently Iran – rigorously follow the rules of the safeguards system.  I understand that reporting Iran to the Security Council again would be politically difficult and highly contentious at the Board of Governors.  Can the Agency, however, afford to seem – and in fact actually to 
    
  
  
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     governing statute, just because complying with Article XII.C is politically inconvenient?  That would hardly be a helpful message to send to Iran, or to any other state that might be charged by the IAEA with breaking the safeguards rules that this same Statute charges the Agency with enforcing.
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                    With Iran’s earlier violations, some diplomats tried evasively to claim that because the IAEA Statute does not impose a timeline for Article XII.C reporting, the Board should be deemed free to report violations whenever it wants, even if this means delaying it for years.  I thought that a very poor argument then – not least because its proponents did not seem to wish merely to delay but in fact to 
    
  
  
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     reporting – but I have not yet heard even this sad fig leaf of an excuse for inaction offered in connection with the Fordow and Darkhovin violations.  All in all, I’d be willing to wager that these new violations will 
    
  
  
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     be reported to the Security Council, and would be surprised if anyone even mentions this idea at the next Board of Governors meeting.  If our diplomats do indeed engage in any such blithely expedient silence, however, we should not be proud of them.  We should ask ourselves, instead, how such evasions of the requirements of the IAEA Statute could be consistent with the Agency’s integrity and their professed commitment to the rule of law in international affairs.
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    – Christopher Ford
  

  
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                    *     
    
  
  
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      Council resolutions 1737 (2006), 1747 (2007), 1803 (2008) and 1835 (2008) in the Islamic Republic
    
  
  
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      of Iran,” GOV/2009/74 (November 16, 2009).
    
  
  
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    **        The IAEA’s comment that satellite imagery shows that construction at Fordow began in 2002 is particularly intriguing, since this would presumably mean that the decision to begin such work predated public revelations about Natanz, which occurred in August of that year.  If Fordow were envisioned as a 
    
  
  
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     facility that early, it clearly could not have been a reaction to threats against Natanz – of the existence of which the Iranians then had no reason to believe anyone knew.  A decision that early would also place Fordow squarely in an era of the Iranian nuclear program during which even the mischievously phrased 2007 U.S. National Intelligence Estimate believed weapons work to be ongoing.  The IAEA does not appear to have resolved the question of when the decision was made to build an enrichment capability at Fordow.
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                    ***       
    
  
  
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      See
    
  
  
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      Council resolutions 1737 (2006), 1747 (2007), and 1803 (2008) in the Islamic Republic of Iran,”
    
  
  
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      GOV/2008/38 (September 15, 2008), at ¶11
    
  
  
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                    ****      Nor is it an excuse to argue that a finding by the IAEA Board is necessary in order for noncompliance “officially” to exist.  Article XII.C seems, in fact, to contemplate that noncompliance is a technical, factual question to be determined by the IAEA inspectors themselves: just before its provisions requiring that the Board itself report noncompliance to the United Nations, this article provides that Agency “inspectors shall report any non-compliance to the Director General who shall thereupon transmit the report to the Board of Governors.”  There is no suggestion of Board flexibility.
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      <pubDate>Fri, 20 Nov 2009 16:32:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p96</guid>
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      <title>Diplomatic Challenges for the U.S. Nuclear Posture Review</title>
      <link>http://www.newparadigmsforum.com/p98</link>
      <description>The Obama Administration is currently preparing its Nuclear Posture Review (NPR), the first review of U.S. nuclear weapons policy since 2001.  Here, Ford discusses the impending collision between the realities of nuclear force planning and the expectations of the disarmament community -- a problem exacerbated by the soaring expectations President Obama has taken pains to create.  To wit, “some falling to earth seems inevitable.”</description>
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      This is the written version of remarks Christopher Ford gave to a workshop in Washington, D.C. on October 
      
    
      
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          21, 2009, sponsored by the 
        
      
        
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            Los Alamos National Laboratory
          
        
          
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            Woodrow Wilson International
          
        
          
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                    It’s a pleasure to be here again.  I am grateful to the Los Alamos National Laboratory, and of course our gracious hosts here at the Wilson Center, for all their efforts in putting together this workshop.
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                    I should start, of course, by noting that until the pending U.S. Nuclear Posture Review (NPR) is actually finished, one can’t say much about its impact upon multilateral diplomacy and the global nonproliferation regime. Nevertheless, I think it is still possible to make some overarching observations about the kind of dynamics we might reasonably expect to see.
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      Past NPRs and Their Reception
      
    
    
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                    To get some perspective on how the Obama NPR may be received by the international community of diplomats specializing in arms control, nonproliferation, and disarmament – which for convenience I’ll just call the “diplomatic community” here – it is useful to start by recalling the two previous Nuclear Posture Reviews, and how they were received.
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                    President Bill Clinton’s 1994 NPR was greeted rather coldly in the diplomatic community – which had wanted and expected to see much greater, more disarmament-friendly changes in the first such review undertaken by U.S. officials after the end of the Cold War.  Even before the NPR, of course, great reductions were by then already well underway in the United States and in the Former Soviet Union.  Nevertheless, the Cold War was just over, and things were not then felt to be geopolitically stable enough to make U.S. strategic planners comfortable abandoning traditional force structures and approaches to deterrence.
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                    While emphasizing the importance of continuing arms reductions, the Clinton NPR thus not also noted that “there is still great uncertainty about the future, particularly in the New Independent States where the process of denuclearization and reduction is underway but by no means completed.”  As a result, it declared that “[t]he United States must provide a hedge against this uncertainty.”  This limited the degree to which sweeping revisions in the American approach to deterrence could then take place.
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                    The Bush Administration NPR completed in late 2001 was also a great disappointment to the diplomatic community.  In a sense, this was the first conceptually post-Cold War review. U.S. planners had now moved well beyond their old fixation upon the Soviet Union or Russia – still evident in the Clinton review’s worries about “incomplete” denuclearization and reductions in the Former Soviet Union – and felt that this bipolar nuclear relationship should no longer be the exclusive focus of American nuclear policy. U.S. nuclear reductions continued, and even accelerated as President Bush’s Moscow Treaty and stepped-up warhead dismantlement efforts were added to Strategic Arms Reduction Treaty (START) cuts first set in motion by his father.
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                    The Bush NPR, however, also had to struggle with challenges of future uncertainty, and some of its answers proved quite unpopular in diplomatic circles.  In particular, the Review reflected glimmers of concern with the potential development of post-bipolar deterrence relationships among multiple players – noting, for instance, that Russia was not the only country capable of destroying the United States with nuclear weapons.  The review also emphasized emerging nuclear proliferation threats.
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                    As with the Clinton NPR, the Bush review emphasized the objective of maintaining and enhancing U.S. military flexibility in the face of continuing uncertainties.  It did so, however, in a very different way.  It outlined a “New Triad” consisting of offensive strike systems – including elements of the old strategic nuclear triad, but also new and evolving non-nuclear capabilities – defensive systems, and a responsive defense infrastructure.  The 2001 NPR also committed the United States to an explicit policy of restructuring its remaining deterrent in order better to tailor it to contemporary threats.  This became the locus of much controversy, for it contravened the well-established conventional wisdom of the diplomatic community.
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                    Rather than maintain a Cold War-era force posture simply at lower numbers as President Clinton had done, the Bush NPR proposed, to some extent, to change the basic structure of the United States’ nuclear arsenal.  For one, the review committed the United States to rely upon nuclear weapons less and less, with officials seeking to develop improved ways of accomplishing – with non-nuclear capabilities – missions that previously could have been undertaken only with nuclear weapons.
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                    Because such improved non-nuclear capabilities were not at that point able entirely to replace reliance upon nuclear weapons, however, such weapons would be retained.  The Bush Administration also accelerated warhead dismantlement, eating into its non-deployed reserves in anticipation of being able to “hedge” against future uncertainty through increasing reliance upon improved production capabilities rather than reserves of actual weapons.
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                    Things got particularly controversial in arms control diplomacy, however, because with regard to the smaller number of nuclear weapons that would remain in existence, the NPR envisioned exploring new capabilities tailored to current threats – threats such as the danger of weapons of mass destruction stockpiles hidden in deeply-buried underground facilities.  (This was the origin of official interest, for example, in the ill-fated and short-lived “bunker buster” nuclear weapons concept.)  In theory, the logic ran, moving from a Cold War “legacy” posture to one engineered for current threats would strengthen U.S. security while also allowing numbers to be reduced to the bare minimum necessary to meet what strategic need for nuclear weapons still remained in the modern environment.
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                    Where the Clinton NPR was viewed as a disappointment, elements of the Bush review were greeted with outrage.  Criticisms of its approach – some accurate but some quite distorted – became a staple of diplomatic exchanges in the Nuclear Nonproliferation Treaty (NPT) Review Process and at the U.N. Conference on Disarmament (CD).  In particular, the NPR’s speculation about new types of nuclear weapons, its suggestion of the potential utility of nuclear explosives against deeply-buried WMD targets, and its rejection of the strategic inflexibilities of the Anti-Ballistic Missile (ABM) Treaty and the Comprehensive Test Ban Treaty (CTBT) were greeted with howls of protest.  These complaints were compounded in 2002, when the Bush Administration stated in print what had long been U.S. policy already: that it “reserves the right to the right to respond with overwhelming force – including through resort to all of our options – to the use of WMD against the United States, our forces abroad, and friends and allies.”
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                    In diplomatic circles, unhappiness with these affronts to the arms control conventional wisdom drowned out all else.  Despite the U.S. emphasis upon continued reductions, and the development of non-nuclear capabilities with which increasingly to replace nuclear weaponry in strategic deterrence, the word on the diplomatic street was simply that the 2001 NPR was a blueprint for nuclear warfighting and rearmament.  It didn’t matter that this wasn’t true; the conclusion was accepted as a matter of faith, and significantly raised the temperature of debates in NPT fora and at the CD.
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      And What's Next?
    
  
  
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                    Appreciating this history helps us understand some of the dynamics that will affect how President Barack Obama’s NPR is viewed.
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      It’s All About America
    
  
    
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     ....
  

  
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                    One lesson one can draw from the diplomatic debates surrounding the last two NPRs is that the details of America’s nuclear posture matter hugely to the diplomatic community, while the nuclear force postures or doctrines of other possessors apparently matter almost not at all.  The United Kingdom, France, and Russia have all made it clear at various points that they still reserve the right to use nuclear weapons in response to attacks inflicted upon them with non-nuclear WMD.  Russia actually emphasizes the importance of using nuclear weapons in response to conventional attacks; the head of its Presidential Security Council declared recently that Russia reserved the option of “preventative” nuclear strikes.
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                    Despite China’s vaunted “no-first-use” policy, moreover, its officials and military writings have suggested that this policy is “conditional,” and that Beijing, too, reserves the right to use nuclear weaponry in response to conventional attacks.  Since India, Pakistan, an North Korea – not to mention Israel, most presume – also seem to reserve the possibility of nuclear use in response to some kind of non-nuclear attack, it seems safe to say that every nuclear weapons possessor takes a position of this sort.  All of them, in other words, appear to believe that nuclear weapons retain at least some utility in deterring non-nuclear attack.  For years, however, it has been the United States which has alone borne the brunt of criticism in the diplomatic community for this heresy.
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                    Similarly, while even feasibility studies of new U.S. nuclear weapon types – to wit, the so-called “bunker buster” concept or the “reliable replacement warhead” (RRW) program – have aroused firestorms of diplomatic controversy, one essentially never hears anyone complain about Russia’s development of what its officials say are new types of nuclear weapon and delivery systems.  Nor does it seem to bother the diplomatic community, even in principle, that China is both modernizing its delivery systems and is today the only NPT nuclear weapons state to be increasing the size of its strategic nuclear arsenal.  Indeed, the United States is today the only nuclear weapons possessor – either within the NPT or outside it – that isn’t modernizing at least its delivery systems in some fashion.  Yet it is our posture and doctrine that has been the focus of sustained attention and criticism.
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                    It is the same story with regard to nuclear testing.  Worried about potential issues of technological reliability in Cold War-era warheads never designed to go indefinitely without testing, the Bush Administration moved to increase strategic flexibility by reducing the time needed to return to underground testing if needed.  This was greeted by more cries of outrage from the diplomatic community.  Recent revelations about “apparent” Russian low-yield nuclear testing and “possible” testing by China, however – appearing in a Congressional commission report declassified by the Obama Administration, in fact – seem to have elicited no diplomatic reaction whatsoever.
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                    All in all, the lesson is clear: what matters to the diplomatic community is the nuclear policy of the United States – and the United States alone.  This is where peril lies for the Obama review.  What other countries are doing with their own nuclear forces may be irrelevant to diplomatic critics of American nuclear policy, but it cannot be irrelevant to the U.S. officials charged with preparing the Nuclear Posture Review.  These official care a great deal about what other countries are doing.
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                    We have already seen Russian and Chinese strategic modernization constrain the Obama Administration’s willingness to undertake arms reductions.  Just before President Obama’s inauguration, Defense Secretary Robert Gates announced that in light of ongoing Russian and Chinese modernization efforts, it would make him “pretty nervous” for to go “below 1,500” deployed strategic warheads.  Sure enough, when Presidents Obama and Medvedev reached their July 2009 agreement upon post-START numbers, the bottom end of the range for deployed warheads was indeed 1,500.
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                    Today, foreign nuclear modernization remains largely ignored by the diplomatic community, but it continues just the same.  As a result, there is much scope for further divergence between international disarmament priorities and U.S. strategic interests as time goes by.
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      Nuclear Weapons “Legitimacy”
    
  
    
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                    The diplomatic community concerned with arms control, nonproliferation, and disarmament matters places great stock in seeking to demonstrate that nuclear weapons are illegitimate and without any real military utility.  In this regard, U.S. – and, if one presses hard enough, other nuclear weapons state – policies are often said to be important to the success of nonproliferation.  If the “official” NPT-authorized possessors can show that they do not value such weaponry, the logic goes, other states will not be inclined to develop such tools.
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                    For myself, I think this argument is extremely weak, and doubt that the value America attaches to its own nuclear weapons matters one whit to decision-makers in countries such as North Korea and Iran who seek nuclear weapons in part in order to immunize themselves against the possibility of ever having to pay any military price for regional provocations.  (Such regimes don’t fear U.S. nuclear weapons; they fear U.S. conventional weapons.)  All the same, the “legitimacy” argument is tenacious, and is repeated so often in some circles that an outsider might be forgiven for assuming it to be true.
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                    In this context, the Obama Administration’s NPR presents potential problems.  There is essentially no chance, I would think, that the current review will embrace nuclear weapons abolition on any near-term or even clearly foreseeable timetable.  If the President’s pronouncements to date are any guide, in fact, the NPR will declare a need to retain some nuclear weapons for a long time in order to “deter any adversary.”  President Obama has said that abolition may not occur in his own lifetime, and he is a young president.
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                    This should be no surprise to anyone, but it necessarily implies that the United States continues to believe that nuclear weapons are both legitimate and – for now, at least – useful.  The President may have been able to avoid paying a diplomatic price for this so far, by taking advantage of the audacity of others’ hopes that he will grant their fondest disarmament wishes.  This ice, however, is thin; such escape will be much more difficult when his NPR actually articulates a U.S. nuclear deterrent policy that will inevitably remain to some degree offensive to those who believe it illegitimate to reply upon nuclear weapons at all.
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      Force Posture Tailoring
    
  
    
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                    How the Obama Administration deals with the issue of force posture tailoring is another variable that will condition the diplomatic community’s reaction to the current NPR – at least if the review is serious about charting a course toward the achievement of very low numbers.  How low can we go, for instance, before maintaining our strategic “Triad” in its current form will become economically and programmatically unfeasible?   The British and French no longer even pretend to maintain their own “Triads;” their low numbers made this unsustainable.  (With Prime Minister Gordon Brown having recently announced his intention to reduce the number of Britain’s missile submarines from four to three, moreover, some wonder whether it will be possible for London to maintain continuous at-sea deterrent patrols.)  At what point do we face questions about restructuring our shrinking force?  And if we do, how confident are we that we will never need any new types of warhead or delivery system?
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                    As George W. Bush discovered, however, the problem here is that the ideological and symbolic politics of international disarmament debates have thus far shown no tolerance for anything – at least from us, at any rate – that sounds like wanting “new” nuclear systems of any sort.  (This is true even if such novelty consists of taking steps, such as the RRW, that actually facilitate reductions.)  This will make longer-term disarmament planning problematic, even for our Nobel laureate-in-chief.
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                    It is conceivable that President Obama will yet conclude that – by a remarkable coincidence – the perfect force mix for a future world of low U.S. arsenal numbers just happens to be nothing more than a miniaturized and non-modernized version of our Cold War arsenal.  It is not at all clear that this is the case, however, and in any event such a conclusion is hardly inevitable.  If the Obama review contemplates our ever needing any system or warhead different from what we have today, the United States’ experience with past NPRs suggests that diplomatic storms lurk on the horizon.
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      Non-Nuclear Strategic Capabilities
    
  
    
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                    As noted, as part of its effort to reduce U.S. reliance upon nuclear weapons, the Bush Administration placed an increased emphasis upon the development of non-nuclear strategic capabilities.  The Pentagon has been exploring a range of “prompt global strike” options, including the mounting of conventional warhead (or even non-explosive) payloads on submarine-launched ballistic missiles.
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                    The diplomatic community does not seem to have focused much upon these issues. Where most parties have been noncommittal, however, Russia and China are clearly opposed – and the Russians quite vocally so – to this non-nuclear trend in U.S. force planning.   The issue of non-nuclear power could prove problematic for the Obama NPR and our future trajectory towards the goal of abolition.  Possession of sophisticated and effective power-projection capabilities has been critical to making Washington increasingly willing to contemplate the prospect of some eventual nuclear “zero.”  To put it crudely, we do not today feel that we need nuclear weapons to the extent that we used to.
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                    The very same conventional capabilities that are thus facilitating U.S. disarmament, however, are likely to impede disarmament progress elsewhere, because Russia and China look askance at U.S. non-nuclear power projection already. America’s non-nuclear power makes other players worry more about their vulnerability in a world without nuclear weapons; this may tend to push them away from disarmament.  Our conventional power also does little to make troublesome regional provocateurs such as Iran less interested in acquiring nuclear weapons.  The last thing these various governments want is a world free of the nuclear weapons they feel are necessary to immunize themselves against our conventional might.
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                    The only obvious answer to this conundrum that would allow such other countries to be more comfortable with disarmament is a “solution” that should be entirely unpalatable to the United States and presumably will not be advocated in the pending NPR: the wholesale abandonment of our power-projection capabilities and conception of global strategic interests.  The future progress of disarmament, therefore, faces a Catch-22 situation: much of what makes us more willing to disarm makes others less so.
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      Extended Deterrence
    
  
    
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                    It also seems clear that the issue of U.S. “extended [nuclear] deterrence” will play an ever-larger role in arms control and disarmament debates as American arms reductions continue.  For better or for worse, some countries clearly do rely for their security upon U.S. alliance guarantees underpinned in part by nuclear weapons.  It has, in fact, become commonplace for experts to fret about the potential for nuclear weapons proliferation if our alliance guarantees are eroded by U.S. nuclear weapons reductions.
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                    Significantly, we could see manifestations of these dynamics in diplomatic discourse long before anyone gets to the point of actually withdrawing from the NPT.  Since the end of the Cold War, it has been easy for U.S. allies to have their political and rhetorical cake and eat it too – namely, by calling for nuclear disarmament and continuing to rely upon U.S. extended nuclear deterrence.  Such convenient hypocrisy may become increasingly difficult to sustain over time, however.  As the issue of extended deterrence comes increasingly “out of the closet,” we may see new twists in the world of disarmament and nonproliferation diplomacy.
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                    Already, it has been reported, the Japanese government has balked at a proposal made, in a draft report by the International Commission on Nuclear Nonproliferation and Disarmament, that the United States should forswear the possibility of nuclear retaliation for any non-nuclear attacks.  Japan’s representative voiced reservations because the proposal seemed to signal a weakening of the U.S. nuclear “umbrella” upon which Japan relies.  This may be a sign of things to come.
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                    Will the disarmament ardor of some U.S. allies cool as our arsenal numbers come down?  Will their interest in building and maintaining strong nonproliferation norms wane, as they begin nervously to contemplate at least the possibility of having at some point to turn to nuclear weapons of their own?  Does the Obama Administration have the stomach – or the money, in this new era of trillion-dollar deficits – for the kind of robust military alliance enhancement measures it might take to reassure allies of the U.S. security guarantee as we withdraw our nuclear “umbrella”?  Many eyes will be watching how the Obama NPR handles the issue of both nuclear and non-nuclear alliance assurances in the years ahead.
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      Nonproliferation “Payoff”?
    
  
    
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      “Credibility”
    
  
    
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                    It is frequently suggested, including by Obama Administration officials, that if only the United States finally shows “credibility” in its pursuit of disarmament, we will be able to energize much more effective international cooperation against nonproliferation.  I call this the “credibility thesis.”  But how likely is it that our disarmament policy will energize effective nonproliferation compliance enforcement?
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                    The argument in favor of this thesis rests upon two premises.  First, it assumes that the U.S. commitment to the ideal of disarmament has hitherto lacked credibility – but that our current president is fixing that problem. Second, it assumes that if this “credibility gap” were closed, it would be possible to meet today’s proliferation threats much more effectively and with a much wider base of diplomatic support.  Both points are questionable.
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                    Since the end of the Cold War, the United States has made nuclear arms reductions totaling perhaps 75 percent of our 1991 arsenal.  This, however, was apparently not enough to demonstrate disarmament “credibility.” The Obama Administration has raised disarmament hopes to feverish heights, but what can the NPR realistically offer, in concrete terms, that will give more “credibility” than all that has been done already?  It is hard to see how U.S. practice can live up to the soaring expectations that President Obama has taken such pains to create.
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                    The diplomatic audience for disarmament measures lives in an ideologized world of disarmament iconography, fixated upon the symbolic impact of U.S. nuclear weapons policy and philosophically hostile to the very idea of nuclear force posture planning.  Its members tend to reject nuclear deterrence in principle, and to dislike anything that does not demonstrate the illegitimacy and uselessness of nuclear weapons.
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                    The current Nuclear Posture Review, however, will surely endorse at least some continuing role for nuclear weapons in U.S. strategy.  As noted, President Obama has pledged to keep the elimination of nuclear weapons as his ultimate goal, but he has also said that this may not happen “in [his] lifetime” – and he has promised, until that point, to maintain a strong and secure nuclear force capable of deterring any adversary and protecting our allies through extended deterrence.  Despite the President’s commitment to the CTBT, moreover, he will presumably also remain committed to maintaining a nuclear weapons production infrastructure – not only as a productive-capacity “hedge” against emergent geopolitical threats, but also in order to permit the maintenance of a reliable stockpile without testing.
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                    These fundamentals – from which it is hard to imagine that even President Obama will depart – will not sit well with his currently enthusiastic admirers in the diplomatic community.  They may still afford him some disarmament “credibility” on the strength of his promises about the ultimate destination and their fervent wishes for his success in this regard, but some falling to earth seems inevitable.
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                    The “credibility thesis” presumes that the United States has never previously enjoyed real credibility on disarmament, including during the Clinton Administration. Except for his soaring disarmament speeches, however – and the fact that, thanks to reductions carried out by President George W. Bush, he presides over a U.S. arsenal notably smaller than it was when Bill Clinton left office – President Obama’s nuclear policies so far differ scarcely at all from those of the Clinton Administration.
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                    To be sure, issues of purported “credibility” are ephemeral, political, and symbolic.  It is still possible that, as with the Nobel Peace Prize, the rhetorical romance of Obama will continue to excuse the reality of his accomplishments.  More likely, however, I suspect that he will find the pursuit of “credibility” a fickle master.
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      Catalytic Nonproliferation?
    
  
    
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                    But let us assume for the sake of argument that President Obama somehow acquires an absolute lock on disarmament “credibility.”  Would this really catalyze a “payoff” in multilateral nonproliferation cooperation?
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                    As noted earlier, the second prong of the credibility thesis assumes that if the disarmament credibility gap were finally closed, it would be possible to meet today’s proliferation threats much more effectively and with a wide base of diplomatic support.  Since there is no evidence that nuclear weapons state possession is in any meaningful way a “driver” for the proliferation decisions of regimes such as North Korea and Iran, the usual argument in support of the credibility thesis is that third parties will become more willing to bear the burdens of vigorous nonproliferation policy if only we stop offending them by dragging our feet on disarmament.  To my eye, this claim is not very plausible.
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                    But does large-scale nuclear weapons possession in fact correlate historically with proliferation, and do arms reductions correlate to effective nonproliferation?  No.  The NPT was negotiated, opened for signature, and entered into force when the U.S. and Soviet nuclear arsenals were huge and their arms race was in full bloom.  Furthermore, several countries abandoned nuclear weapons programs.  Despite predictions, there was not a cascade of ubiquitous weaponization.  Between the NPT’s entry into force and the end of the Cold War, only one country – India – joined the ranks of those openly possessing nuclear explosives.
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                    But what happened after the end of the Cold War, when the number of weapons held by the two nuclear superpowers was reduced dramatically?  To be sure, the transition out of the Cold War saw some resounding nonproliferation successes.  Imminent regime change scuppered South Africa’s nuclear weapons program, and American bombs and international sanctions put paid to the one in Iraq.  Ukraine, Belarus, and Kazakhstan were also cajoled into relinquishing the Soviet weapons that had been stranded on their soil.
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                    When it comes to reining in weapons work undertaken in the post-Cold War era, however, the international community has been depressingly unsuccessful.  With the exception of Libya, new challenges – in North Korea, India, Pakistan, Iran, and Syria – have emerged and accelerated during this period of U.S. and Russian reductions, and the world has found itself unable effectively to respond.  What does this say about the link between disarmament and the international community’s willingness to bear burdens in support of nonproliferation?
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                    President Obama’s disarmament rhetoric will surely increase the likelihood of a congenial consensus on some Final Document at the conclusion of the 2010 NPT Review Conference. This is a shallow standard for success, however, in the face of the threats facing the nonproliferation regime today.  Quite apart merely from how satisfied the diplomats profess themselves to be in New York, is there any hope of real, substantive improvements – “on the ground,” as it were – in controlling or reversing the spread of nuclear weaponry?
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                    We should probably not expect a significant nonproliferation “payoff” in return for our disarmament enthusiasm. Even if President Obama retains the disarmament community’s uncritical adulation, therefore – which is by no means assured, for at some point a real NPR will have to emerge from the mists onto which so many observers have projected their fondest hopes – he will probably still find it hard to elicit serious nonproliferation cooperation.
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                    Many countries would surely seize upon a hawkish NPR as a further excuse to neglect nonproliferation, of course.  This, however, would be just that: an excuse and rationalization, not a reason.  Their reluctance is unfortunately already well documented.  Sadly, however, it is not likely that a dovish NPR would elicit much additional nonproliferation seriousness, especially with regard to the challenges of compliance enforcement.  The president’s promises may be repaid in kind, in other words, but I fear his actions will not be.  Nonproliferation diplomacy is likely to become more congenial rather more rapidly than it becomes more productive.
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    -- Christopher Ford
  

  
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      <pubDate>Wed, 28 Oct 2009 16:35:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p98</guid>
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      <title>Same Planet, Different Worlds?  The U.S. Nuclear Consensus and the Diplomatic Conventional Wisdom</title>
      <link>http://www.newparadigmsforum.com/p104</link>
      <description>The Congressionally-appointed commission to assess the U.S. strategic nuclear posture issued its report last summer, expressing the bipartisan consensus of the U.S. policy community (on most issues, anyway) about nuclear deterrence, the role of nuclear weapons in American defense strategy, and about their future.  Its conclusions, however, look very little like what one hears from most arms control diplomats in multilateral fora.  Here are Ford’s remarks to a recent event at the U.S. Capitol on this divergence.</description>
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      Below is the written version of remarks Ford gave on October 21, 2009, to a Congressional 
      
    
      
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            report of the Congressional Commission on the
          
        
          
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                Strategic Posture of the United States
              
            
              
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                    Good morning, and thank you for the chance to be part of this briefing.  I haven’t had a chance to return to the Hill very often since I stopped being a Senate committee staffer myself, so it’s a special pleasure to be here.
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                    The Strategic Posture Review Commission has made an important contribution to ongoing debates in U.S. policy circles about the role and future of nuclear weaponry.  For better or worse, however, Americans are not the only ones who have opinions about what American nuclear policy should be.  Accordingly, I thought it would be useful today to discuss the Commission’s findings through the lens of how they resemble, or differ from, the conclusions of many of my former diplomatic counterparts in multilateral fora such as the Nuclear Nonproliferation Treaty (NPT) review process and the U.N. Conference on Disarmament (CD) in Geneva.
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                    I.      
    
  
  
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       A Tale of Two Perspectives 
    
  
  
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    I have sometimes heard the Commission Report (“the Report”) criticized, in U.S. policy circles, both for allegedly reaching only a vague and soggy lowest-common-denominator consensus on most points and for its largely partisan division over the Comprehensive Test Ban Treaty (CTBT).  I think such criticisms are unfair, however, and I throw my lot in with those observers who think the Commissioners did a very good job in wrestling with enormously complex and contentious issues.  To my eye, the most interesting thing about the Report is actually its degree of clarity and the relative robustness of its conclusions.
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                    The Commission’s mandate was to discover and articulate such consensus positions as could be had on issues relating to America’s strategic posture – including the appropriate role for nuclear weapons, arms control initiatives, and nonproliferation programs.  On almost all issues, it did so.  It is true that on one or two points the Commissioners could not agree upon consensus language.  Given ongoing divisions in the U.S. policy community, it is also hardly surprising that agreed phrasings on other points are sometimes less direct and emphatic, in one respect or another, than most Commissioners would probably have written individually.  Perhaps this is why veterans of America’s domestic wars over nuclear policy apparently sometimes find the Report a bit frustrating.
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                    From the perspective of someone who has spent a lot of time engaged in 
    
  
  
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      international
    
  
  
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     debates over nonproliferation, arms control, and disarmament in NPT meetings and at the CD, however, the most striking thing about the Report is how strong and clear it is – and how greatly it diverges from much of the conventional wisdom of the diplomatic community that deals with these issues beyond our borders.  What has intrigued me most is the degree to which the Report 
    
  
  
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     appear to represent a consensus position with the U.S. policy community, and the degree to which this consensus looks quite 
    
  
  
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     the views of most of my former diplomatic counterparts in such multilateral institutions.
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                    II.       
    
  
  
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      Nuclear Disarmament
    
  
  
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                    Most obviously, in such fora, the United States is endlessly urged to dismiss nuclear weapons as fundamentally illegitimate and militarily useless, to move emphatically and quickly toward their abolition, and in these respects not just to make better progress but also to 
    
  
  
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      lead the way
    
  
  
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     – taking a vanguard role, even in advance of movement by others, in order to set the moral and political example that we are told will be necessary to catalyze global success.  Yet one hears essentially nothing like this from the bipartisan U.S. policy consensus set forth in the Report.
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                    To be sure, the Report does urge continuing reductions, both in the number of U.S. nuclear weapons and in our reliance upon them, and it recommends reaffirmation of our commitment to the disarmament goals articulated in Article VI of the NPT.  Nevertheless, it also emphasizes that nuclear weapons are not going away any time soon, and sounds rather skeptical that this will 
    
  
  
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     be possible.  Until any such abolition, moreover, the Report stresses the importance of preserving nuclear deterrence, including our use of nuclear capabilities to provide security to friends and allies.  The Commissioners clearly view nuclear weapons as having a continuing and entirely legitimate role in supporting “a very broad set of [U.S.] objectives” – including “discourag[ing] unwelcome competition while encouraging strategic cooperation” and contributing to general “assurance” goals vis-à-vis allies – that apparently go beyond simply deterring strategic nuclear attack.
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                    The Report uses strong language on these points, and such phrasing reflects a deep conceptual divergence from the conventional wisdom of much of the foreign arms control community.  In multilateral fora, disarmament is usually approached as a sort of box-checking exercise, in which assessment of progress toward the goal is reduced to a crudely mechanical question of how far the international community has been able to work its way down a pre-established laundry list of enumerated arms conventions or other international agreements that most participants believe are essential.  I do not mean to suggest that there is anything intrinsically 
    
  
  
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     with such instruments, of course, and I wish to emphasize, for the record, that treaty instruments can be powerfully constructive means of controlling risks to international peace and security.  All the same, it has long surprised and disappointed me that there is such little interest, in multilateral circles, in doing more than mandating desired outcomes as a matter of treaty law.  The idea that achieving disarmament also involves struggling with deep and complicated questions of the world’s 
    
  
  
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     relationships receives shockingly little attention.
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                    When U.S. diplomats – and none more than myself – tried very hard in NPT meetings and at the CD in 2007 and 2008 to encourage broad debate on the issue of what global conditions would be necessary in order to make “zero” a feasible and compelling policy choice for today’s weapons possessors, for example, the silence was deafening.  Almost literally without exception, this was not a dialogue anyone wished to have.  Talk of the need to create certain “conditions” was interpreted to mean that the U.S. wanted to impose “preconditions,” setting up some future potential escape route from disarmament commitments.  Such implicit questioning of the axiomatic imperative of prompt nuclear weapons abolition was anathema.  (Furthermore, when French officials had the audacity to point out that the NPT itself envisions nuclear disarmament only in the context of “general and complete disarmament,” howls of anger arose at what was seen as France’s insistence that it would not abandon its 
    
  
  
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     until the world’s last steak knife were being pounded into a spoon.)  In multilateral fora, talk of the substantive complexity of the disarmament challenge is frequently interpreted as a dangerous distraction from the moral inevitability of the items on the legal laundry list, and indeed as opposition to the principle of disarmament itself.
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                    The Report suffers from no such squeamishness about admitting the difficulty of the challenge, however, and the Commissioners’ understanding of the difficulty of disarmament underlies their distinctly cautious, even skeptical, approach to the goal of nuclear weapons abolition.  The Report calls forthrightly for work to “create the conditions that might enable nuclear disarmament in the context of general and complete disarmament.”  It also observes somewhat pointedly that “the conditions that might make the elimination of nuclear weapons possible are not present today, and establishing such conditions would require a fundamental transformation of the world political order.”  The Commissioners offer no assessment of the likelihood of such a “fundamental transformation,” or of the timetable on which we might expect it, but even to make this point suggests that, at the very least, they anticipate nothing soon.  The Report stresses that we must retain nuclear weapons until such time as these conditions do exist.
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                    In fact, according to the Report, the United States should not even lead the way alone.  Our nuclear forces must not be permitted to become “inferior” to those of any other nuclear power, and we should “retain a large enough force of nuclear weapons” that China will not be “tempted to try to reach a posture of strategic equivalency with the United States or strategic supremacy in the Asian theater.”  (The point of final U.S. weapon elimination, moreover, should be only at the point when this occurs “globally.”)  Perhaps such phrasing seems laconically commonsensical in the context of domestic U.S. nuclear policy debate, but it is powerfully candid stuff in the context of multilateral arms control diplomacy.  The Report has been assailed from the arms control left for its “
    
  
  
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    ,” but my guess is that the disarmament advocacy community ignores the Commission’s hard-headed skepticism at its peril.
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                    III.       
    
  
  
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      Nuclear Force Modernization
    
  
  
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                    Nor does the Report just thus endorse the continued utility, and indeed the importance, of nuclear weaponry for the foreseeable future.  It also speaks approvingly of U.S. nuclear “modernization.”  On one level, this is hardly surprising, and perhaps shouldn’t be particularly controversial in multilateral circles.  After all, one doesn’t hear disarmament advocates complaining much about the ongoing modernization of strategic delivery systems by both Russia and China, nor even about revelations – contained in this very Report, in fact – that Russia seems to be (and China 
    
  
  
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     be) conducting secret low-level nuclear tests as part of an ongoing campaign of new nuclear weapons development.  The issue specifically of 
    
  
  
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     incendiary in multilateral circles.  We may be the only nuclear weapons possessor on the planet 
    
  
  
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     to be undertaking some such modernization, but any suggestion that we should join the others in this regard elicits angry diplomatic fireworks.
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                    Yet the Report speaks quite openly about the need to preserve the right to modernize our nuclear forces.  Indeed, it indicates that some such work is necessary to ensure the continued validity of our deterrent – that is, to maintain its “credibility” as well as to ensure the safety, security, and controllability of U.S. nuclear forces.  The Commissioners seem to believe that our nuclear force mix cannot simply be fixed in place and merely miniaturized or expanded over time according to how threatening the world seems.  Instead, as long as we have any nuclear weapons, a credible force posture must be 
    
  
  
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     to the changing threat environment on an ongoing basis.  As the Report puts it, “[t]he United States should adapt its strategic posture to the evolving requirements of deterrence, extended deterrence, and assurance.”
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                    To this end, the Report recommends what it calls “modernization within limits.”  It does not endorse a return to underground nuclear testing, any further production of fissile material for nuclear weapons, or even the development of nuclear weapons with new military characteristics.  To the contrary, it urges the continuation of such restrictions on modernization.  Within these limits, however, modernization is declared to be essential – not least to preserving the nonproliferation benefits of the extended nuclear deterrence we provide to our friends and allies (
    
  
  
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    , preventing them from deciding to pursue nuclear weapons themselves).
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                    The Report doesn’t spell out all of what the need for ongoing “modernization” might mean.  Nevertheless, it clearly envisions that we should handle continuing – and apparently accumulating – worries about warhead reliability through the refurbishment of existing devices and perhaps even the development of new weapons, provided that no new military capabilities are added.  (The Commissioners recommend that we keep two warhead types available for each delivery system, as a hedge against the discovery of problems in any one design as its materials and components age.)  The Report also calls for continued improvements in our nuclear weapons development and production complex, endorsing the Department of Energy’s existing plans in this respect, and noting that these efforts deserve more funding.
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                    Delivery system modernization – of the sort that all other weapons possessors are undertaking – is not really discussed, but the Commissioners do not seem opposed to it.  Indeed, they complain that the productive infrastructure that supports our various land- and sea-based ballistic missiles, together constituting two-thirds of our strategic Triad, is 
    
  
  
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     currently being maintained, and they would clearly like to see more being done in this regard.  The Report also notes that U.S. forces should be structured so as to limit our anticipated damage from an attacker if war does begin, which means not just pursuing defenses but also ensuring our ability to attack enemy forces that have 
    
  
  
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                    IV.       
    
  
  
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      Divergent Perspectives
    
  
  
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                    Even without getting into the Commissioners’ emphasis upon preserving U.S. flexibility with respect to developing missile defenses and non-nuclear strategic strike capabilities – or the Commissioners’ acknowledgment that some of the disarmament “steps” endorsed in the Final Document of the 2000 NPT Review Conference are “outdated” – it is remarkable the degree to which the bipartisan U.S. policy consensus represented in the Report sounds very little like the nuclear policy views one usually hears in multilateral fora.  Even in the Age of Obama, the U.S. policy consensus on nuclear weapons diverges in critical ways from what much of the international community of arms control diplomats wishes to see from us.  We inhabit the same planet, but it appears that we exist in different worlds.
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                    I would venture to suggest, moreover, that this fundamental divergence in paradigm-level assumptions – in deep views about the role of nuclear weapons in the world and the political and security dynamics that surround such weaponry – is a broader one.  It is 
    
  
  
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     just a question of a mismatch between the conventional wisdom of a dovish international arms control community and hawkish 
    
  
  
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     policymakers, but in fact of a wide divergence between that conventional wisdom and the policymaking center of gravity in essentially 
    
  
  
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     nuclear weapons possessing states.  America, in other words, is no outlier.
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                    With the exception of Russia – whose officials trumpet the centrality of nuclear weapons to their military planning, openly contemplate nuclear responses to purely conventional attacks, and have recently publicly reserved the option of “preventative” nuclear strikes – the positions of other admitted or presumed nuclear weapons possessors on these issues are not loudly offered in public.  Nevertheless, one can infer much from their actions.  Russia and China, for instance, are modernizing steadily; India and China are deploying an entire new class of ballistic missile submarine; a new class of French submarines is already in service; Russia and possibly China are developing new nuclear weapons, perhaps in part through the use of secret low-yield tests; China, India, and Pakistan are increasing the size of their arsenals; North Korea has just tested another nuclear device, as well as lots of missiles; and Israel is rumored to be developing a submarine-launched cruise missile capability.  Even the ostentatiously pro-disarmament British are starting to build a new class of submarine to fire Trident ballistic missiles that may end up being topped with new British warheads.
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                    Every weapons possessor, in fact, also seems in some fashion to hold out the possibility of using nuclear weapons in response to non-nuclear attack – at the very least with regard to attacks using biological or chemical weapons, but in most cases also including overwhelming attack with entirely conventional munitions.  In making this observation, furthermore, I do not even exclude China, where official comments and doctrinal writings apparently make Beijing’s vaunted nuclear “no first use” policy sound decidedly “conditional,” and hold open the possibility of nuclear use in response to conventional attacks.
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                    The perspectives of nuclear weapons possessors and the perspectives of the diplomatic community that deals with arms control issues are therefore strikingly out of step with each other.  For purposes of my comments here today, there is no need to put normative value on this divergence.  One could, of course, interpret things in various ways.  Perhaps the weapons possessors are dangerously out of touch with the reality of what is needed to ensure the future of humanity through rapid nuclear disarmament.  Alternatively, it may be that the conventional wisdom of the arms control diplomats is hopelessly naïve, and incapable of sustaining serious movement even toward its own goals without a massive injection of skeptical realism and weapons-state common sense.   Whatever the conclusion, I think it is important to emphasize the 
    
  
  
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     that such divergences exist – for they will surely have significance for our foreign policymaking in the months and years ahead.
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                    V.        
    
  
  
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      Nonproliferation: Still Room for Convergence
    
  
  
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                    But I don’t want to leave you with the impression that the field of nuclear weapons policy is characterized by nothing 
    
  
  
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      but
    
  
  
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     divergence.  Significantly, the Report’s conclusions also suggest that there are important areas of very promising potential 
    
  
  
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      agreement
    
  
  
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     – if not perhaps universally, then at least with a great many international partners.  I am not sure that the international community will eagerly embrace the Commissioners’ sensible recommendation that support for international nuclear energy cooperation be accompanied by policies to limit access to uranium enrichment and plutonium reprocessing technology “to the maximum extent possible.”  That aid, however, there are many areas where constructive 
    
  
  
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     of interest indeed seem likely.
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                    The Report, for example, recommends strengthening the international community’s ability – and in particular that of the U.N. Security Council – to handle NPT noncompliance, correctly identifying compliance enforcement as the regime’s Achilles heel.  (The failure of nonproliferation compliance enforcement, I would add, is probably also the greatest single threat to the international disarmament agenda – as even the Obama Administration seems to recognize.)  The Commissioners also recommend a vigorous program to strengthen the nonproliferation regime in advance of the 2015 NPT Review Conference, and urge more support for innovative cooperative efforts such as the Proliferation Security Initiative (PSI) to interdict WMD-related shipments and the Global Initiative to Combat WMD Terrorism.  The Report applauds the Security Council’s decision, in Resolution 1540, to require that all countries secure WMD-related materials against terrorist exploitation, and it urges the United States to take the lead in encouraging and assisting other countries’ implementation of Resolution 1540.
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                    Additionally, the Commissioners voice their support for the prompt achievement of a Fissile Material Cutoff Treaty (FMCT), noting – in phrasing that bridges differences between the Obama Administration and its predecessor – that we should “explore” the possibility of having an FMCT with strong verification mechanisms.  The Report also calls for vigorous U.S. research and development work on improved methods and technologies for verifying compliance with arms control, nonproliferation, and disarmament agreements.  And it takes a strong position in favor of a robust program rapidly to secure fissile materials worldwide against the threat of nuclear terrorism – that is, it urges the effective globalization of the Cooperative Threat Reduction programs undertaken for years in the countries of the Former Soviet Union, as President Obama and the recent U.N. Security Council Resolution 1887 have also endorsed.
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                    On all of 
    
  
  
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      these
    
  
  
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     issues, I think there is considerable overlap between the Report’s conclusions and the views of many of our multilateral partners.  This overlap is not complete, but it is considerable.  Accordingly, I think one very obvious conclusion from the Report is that expanding partnerships and securing improved international cooperation in these areas of nonproliferation policy should clearly be a major diplomatic priority.
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    -- Christopher Ford
  

  
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      <pubDate>Fri, 23 Oct 2009 16:47:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p104</guid>
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      <title>ElBaradism and the Iranian Goal of a Fait Accompli</title>
      <link>http://www.newparadigmsforum.com/p106</link>
      <description>The Perkovich/Ford colloquy on the current Iranian nuclear negotiations continues.  Here, Chris Ford responds to George Perkovich’s latest response to Ford’s response to Perkovich ....  (Well, you get the idea.)  Ford laments how things have developed, but argues that it is not (quite) too late to demand compliance from Iran.</description>
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      Note: 
    
  
  
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      This essay is in response to George Perkovich’s guest entry, “Continuing the Dialogue” here on the NPF Nuclear Weapons blog.
    
  
    
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                    Call it ElBaradism, or whatever you wish, but the diplomatic and policy community is now starting to reap the harvest of its longstanding timorousness in the face of Iran’s nuclear provocations.  I name this phenomenon after the soon to be former Director General of the International Atomic Energy Agency (IAEA), who has devoted the better part of the last six years to protecting Iran from accountability for its violations of its nuclear nonproliferation obligations.
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                    Technically, Mohammed Elbaradei’s job has been to run the agency responsible for discovering nuclear safeguards obligations and reporting them to the U.N. Security Council so that appropriate action can be taken.  Instead of devoting himself to this job, however, he proclaimed himself to be – in 
    
  
  
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      his own extraordinary words
    
  
  
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    , not mine, for I lack the madcap sense of humor it would have taken to concoct such a story – the world’s “secular pope,” on a mission to do “God’s work” in protecting Iran from “crazies” who might use (accurate) information about Tehran’s violations as an excuse for war.
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                    In practice, ElBaradei’s methodology was quite simple: resist reaching obvious conclusions about Iran’s malfeasance; rhetorically dilute or downplay the implications of whatever is discovered (including de-emphasizing or simply suppressing evidence found and conclusions reached by his own competent and hard-working IAEA inspectors); delay drawing conclusions as long as possible; and fight tenaciously against efforts to make Iran pay any price for its misdeeds, until Iran’s unchecked pursuit of fissile material production capabilities renders the whole debate moot and he could declare it “too late” to do anything other than accept the mullahs’ 
    
  
  
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      fait accompli
    
  
  
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    .
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                    Whether this actually made war less likely is for history to judge.  (It may well be, in fact, that ElBaradei has played a pivotal role in turning the Middle East into a nuclear tinderbox and making preemptive attack upon Iran 
    
  
  
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      more
    
  
  
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     likely.)  But ElBaradei’s tireless efforts to protect Iran against paying any price for its illegal pursuit of the capability to develop nuclear weapons – 
    
  
  
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      which he amazingly admits 
      
    
    
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       in fact Tehran’s objective
    
  
  
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     – have succeeed.  Iran has come vastly closer to possessing the Bomb, and the ElBaradist shield has gravely undermined the nuclear nonproliferation regime.  He will most likely end up being remembered with that special sort of contempt one reserves for self-righteous dupes and apologists.
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                    I.        
    
  
  
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      Looking Back
    
  
  
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                    To his credit, George Perkovich hasn’t been following that playbook.  Since the beginning of the Iran nuclear crisis with the public revelation of much of its secret uranium enrichment and plutonium reprocessing program in August 2002, George has shown too much intellectual and moral integrity to be classed with Iran’s guardian angel in Vienna – though unfortunately that’s not setting the bar very high.  Nevertheless, George’s approach seems to be circling back to the same point as our 
    
  
  
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      soi-disant
    
  
  
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     “secular pope.”  First, it is now too late to do anything other than concede to Iran everything that it has demanded.  Second, our aim now should be merely to elicit more promises that it will not do what it has claimed all along (albeit entirely implausibly) that it never intended to do anyway.  Finally, despite the sorry lesson of the international community’s demonstrable impotence in the face of continuing provocations, we must now rest our hopes for peace and security merely upon the assumption that if Iran 
    
  
  
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     get caught crossing the next line we draw in the sand – e.g., with regard to weaponization, or the adoption of a weapon-permissive Israeli-style doctrine of “strategic ambiguity” – the world will, this time, miraculously pull together to handle the problem.
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                    Interestingly, George seems to agree with me that it 
    
  
  
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    possible to sway Iran by resolute pressure.  At various points during the Iranian nuclear crisis, George seems to have acknowledged Iran’s susceptibility to such pressure – including the potential for catastrophic harm – in potentially returning to compliance with its obligations.  George conceded early on, for instance, that “
    
  
  
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      [t]he 125,000 troops in Iraq and President Bush’s tough-minded leadership have made Iran's leaders nervous enough to look for accommodations with Washington
    
  
  
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    ,”  and that “
    
  
  
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      America's willingness to use force against emergent WMD threats … can stir the limbs of the international body politic to action
    
  
  
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    .”  (Declaring himself 
    
  
  
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      eager to see the United States forswear all military options against Iran if it ended its fissile material production program and stopped supporting terrorism
    
  
  
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    , George also implied his theoretical openness to military measures if Tehran refused.)  This fits well with what we think we know about Iran’s reported decision to suspend weaponization work in 2003, as I described in my last posting on this subject.
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                    Yet while he seems to agree in principle that Iran 
    
  
  
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     be swayed if confronted by firm pressure, George has remained curiously devoted to ensuring that Iran won’t actually face it.   He spoke out early, for example, against “
    
  
  
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      act[ing] coercively against Iran
    
  
  
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    ,” and he 
    
  
  
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      urged us to make sure the Iranians had no reason to fear that we might use our forces in Iraq against them
    
  
  
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    .  When the governments of Britain, France, and Germany cut their infamous side deal with Iran in late 2003 – deliberately derailing efforts to bring Iran before the U.N. Security Council, as required by the IAEA Statute, and thus demonstrating to Iran that Western governments could be counted upon to wobble just when they enjoy the greatest potential leverage against Iran – George praised this concessionary derogation from multilateral diplomacy as an example of “
    
  
  
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      the international system … working the way it’s supposed to work when someone breaks the rules
    
  
  
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                    Rather than making good upon its potential leverage, George urged the United States after the 2002 revelations do things that would seem to reinforce the message in Tehran that we had already taught to North Korea: that proliferation pays.  George argued that we should respond by making Iran feel more secure, and offering more trade and investment and other “
    
  
  
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      positive unilateral measures
    
  
  
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    ” that would make the clerical regime feel more at ease.  He argued that we should preemptively to offer Iran “
    
  
  
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      security, respect, and a prominent role in post-war politics in the Persian Gulf
    
  
  
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    ,” welcome it into the World Trade Organization, and “
    
  
  
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      unilaterally lift economic sanctions that impede development of oil and natural gas flows
    
  
  
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    .”  George also suggested that we should respond to revelations about the Iranian uranium enrichment plant at Natanz and plutonium production reactor at Arak by pressuring 
    
  
  
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     to give up its nuclear program: “
    
  
  
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      Israel’s nuclear and chemical weapons have to be brought into the picture, too
    
  
  
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                    II.       
    
  
  
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      Security and Insecurity
    
  
  
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                    I understand George’s logic that we should do what we can to undermine the reasons that proliferator regimes seek nuclear weapons.  I even agree with it in principle, and 
    
  
  
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     that with respect both to nuclear nonproliferation and to nuclear disarmament, one should think more in terms of “demand control” than merely technological “supply control.”  But context matters, and here a caveat is in order.  It makes a big difference whether Iran seeks a nuclear weapons capability in order to deter unprovoked U.S. aggression 
    
  
  
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     regional muscle-flexing – thus helping immunize the regime against the potential consequences of future troublemaking, and facilitating Persia’s long-desired return to regional paramountcy.
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                    My guess is that both factors are operative, but this is not a trivial distinction: the difference is one between a classically defensive deterrent and what one might call an offense-facilitating “empowerment.”  How much do we really want to indulge the latter?  For my part, I would be comfortable only providing assurances only against 
    
  
  
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     intervention.  It doesn’t seem terribly wise to rush to offer 
    
  
  
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     much regime security to the world’s preeminent state sponsor of terrorism, a country whose president fulminates about wiping Israel “off the map,” and a state that has historically both sought and enjoyed a quasi-imperial – and at times 
    
  
  
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     imperial – regional hegemony.  This is, of course, precisely why Iran’s neighbors – who have few qualms about regime survival in Iran 
    
  
  
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     – are so jittery about its acquisition of the nuclear weapons option or nuclear weapons themselves.  Their unease also lies at the root of many experts’ fear that the Iranian nuclear program will provoke, and indeed already 
    
  
  
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     provoking, an upwelling of interest in such “options” elsewhere in the region.  Iran is not run merely by an insular, autarkic clique that seeks 
    
  
  
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     to maintain its own grip on power; the leadership of the Islamic Republic of Iran has a grandiose vision of its rightful role in the region, within Shia Islam, within the broader Muslim community, and in the world at large.  (The present government’s increasing radicalization and domination by hot-headed millennialist Sh’ite fanatics associated with the Iranian Revolutionary Guards Corps [IRGC, a.k.a. Pasdaran] only makes this all the more problematic.)  We should be cautious lest we empower this vision in the wrong ways.
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                    Because Iran probably 
    
  
  
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     to some extent fear forcible U.S. “regime change” irrespective of provocation, there is much to be said for keeping our rhetoric from becoming too shrill.  George has made some sound points in this regard in the past, and I’m willing to concede that the Bush Administration – for which I worked – didn’t always find a constructive balance between expressions of outrage and measured sternness.  Let’s be honest: the country that squashed Saddam Hussein’s regime in order to suppress Iraq’s presumed weapons of mass destruction (WMD) program didn’t need much anti-Iranian bombast in order for any implicit threat against Tehran to have credibility.  Just ask Muammar Qaddafi, who put his own WMD on the negotiating table just as American forces drove into Iraq.
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                    By the same token, however, it is sometimes impossible 
    
  
  
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      not
    
  
  
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     to spook a regime as paranoid and insecure as the one in Tehran, and it’s probably unwise to bend over too far backwards in trying not to.  Neither is the inadvisability of rhetorical excess any excuse for swinging the pendulum back to the other extreme, by making U.S. policy into the handmaiden of Iran’s construction for itself of a regional sphere of influence insulated against any outside threat, no matter how well deserved.  In any event, George’s logic about addressing proliferator security concerns applies most strongly 
    
  
  
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      before
    
  
  
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     a state breaks the law and sabotages the nonproliferation regime.  Afterwards, falling over ourselves to offer it what it wants starts to smell rather like an extortion payment, and is likely to encourage future proliferation problems, both with the country in question and elsewhere.  Did we learn nothing from Pyongyang?
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                    III.      
    
  
  
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      But What to Do Now?
    
  
  
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                    But all this is a bit academic, at least with respect to Iran, for this episode has run a long course over the past several years and any past mistakes cannot be unmade.  It will never be known what steps, if any, would have forestalled the emergence of the Iranian nuclear crisis.  George surely regrets that the security-assuring measures and other inducements he advocated were never tried, or at least were tried only falteringly and ambiguously in the context of the EU-3 and P5+1 negotiations.  For my part, I regret the international community’s failure to confront Iran with any 
    
  
  
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      real
    
  
  
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     pressure after mid-2003.  Conceivably, in fact, more could even have been done – and earlier – in 
    
  
  
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     respects.  But it was not: the divided and equivocating diplomatic community has had a depressing degree of success in ensuring that advocates both of the “carrot” and the “stick” will probably look back on the Iran crisis with frustration and recrimination.
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                    And so George is right to focus, in his latest posting, on what we can actually do 
    
  
  
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      now
    
  
  
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    .  Since Iran has never been forced to feel any particular need to change its course, is it too late to do more than accept the 
    
  
  
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      fait accompli
    
  
  
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     of Iranian fissile material production?  George seems to think so.  He criticizes my suggestion (in my own previous posting on this blog) for being “not realistic.”  Especially now that the Obama Administration has retreated to a position less resolute than that of 
    
  
  
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     on these issues, and has failed to elicit Russian cooperation despite giving them what they want on a post-START treaty and through the preemptive and unilateral abandonment of land-based European missile defense (against Iranian missiles, no less!), is it at all “realistic” for me to think that we can present Iran with a serious diplomatic endgame before the imposition of crippling sanctions?  We would not, George suggests, get sufficient support in the Security Council for such an effort, and Iran would be unlikely – at this point – to waver anyway.  (One could only imagine the chuckles in Tehran: “Sir, they say that they’re really serious this time!”)
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                    George may be right.  Maybe the international community’s weakness and division in the face of Iran’s nuclear development program has indeed brought things too far for there to be anything other than a stark choice between some kind of ugly military scenario and our conceding to Iran at least the status of a “virtual” nuclear weapons power – and perhaps soon the status of a 
    
  
  
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     one.  If the Obama Administration’s official and unofficial pronouncements about the unthinkability of preemption are any indication, moreover, the “military option” is felt by this new team to be no option at all.  In that case, George might be right that the best approach that remains available is merely to reach agreement on a clear definition of weaponization and elicit further promises that Iran will forswear such activity.  (Never mind that the legally-binding Nuclear Nonproliferation Treaty 
    
  
  
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     prohibits nuclear weapons development, and that this wasn’t notably effective in persuading Iran not to engage in the weaponization work that U.S. intelligence believes it pursued until 2003, and which allied intelligence agencies believe it has since resumed.)  But are we really at the end of the line in this regard?
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                    Not yet, I hope.  It is true that there is only a dim prospect of firm Security Council action at this point, especially if the Obama Administration continues to show such adeptness at squandering opportunities for serious coalition-building such as that presented by the Qom revelations.  China and Russia have shown themselves to be spectacularly unserious partners when it comes to nonproliferation compliance enforcement – with the Russians in particular having no doubt cackled all the way to the metaphorical bank after pocketing Obama’s climb-down on European missile defense in return, it would appear, for precisely nothing.  Nor, it would seem, do we presently have much leverage over either of those countries.  At this point in the solipsistic politics of the Obama Administration’s rhetorically messianic arms control and disarmament policy, officials in Moscow have reason to conclude that our new Nobel laureate needs a placid U.S.-Russian relationship, including a new strategic arms deal, more than Russia does.  Indeed, it is not hard to imagine Putin-era strategists in the Kremlin thinking that an Iranian weapons “option” – or even weaponization itself – is actually 
    
  
  
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     anyway, on account of the delicious monkey wrench it would throw into America’s posture in the Middle East.
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                    As for China, what does our President have to bargain with?  Does anyone think, for instance, he would be willing to buck the unions and undo his opportunistically protectionist duties on Chinese tires?  Or that Beijing would jump at the prospect of such a limp 
    
  
  
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     in any event?  President Obama is apparently 
    
  
  
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     moving control over U.S. high-tech satellite-related exports back from the more restrictive State Department to the export-oriented Commerce Department, and has already distinguished himself as the first U.S. President since the end of the Cold War to spurn His Holiness the XIVth Dalai Lama, so those options are out too.  (Real negotiating with other countries is difficult, it turns out, when your political standing depends upon adulation gained by finally giving negotiating partners what they want from the United States, and your policy thus consists of 
    
  
  
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     with preemptive concessions and avoiding anything that might make you look like your nay-saying predecessor.  Gratitude may turn out to be in short supply when it comes to getting others to do anything more serious than just applaud.)  So George is right that we should not expect much from the Security Council at this point.
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                    But we shouldn’t let a romantic attraction to United Nations diplomacy lead us to conclude that the Security Council is the only way to apply sanctions.  Don’t forget the Bush Administration’s pleasant surprise to discover that comparatively minor sanctions against one bank linked to North Korean smuggling had a notable follow-on effect – in the rapid and efficient information system of international finance – in imposing quite considerable costs upon the leadership elite in Pyongyang.  If we and our allies really wanted to do so, we might yet manage to cause a good deal of pain in Tehran, particularly if Europe finally got serious about national (or even EU) financial and trade sanctions.  True, China might try to step into the breach as it has done to date, making up for the trade volume Iran’s provocations lose it with the West.  It might be easier to persuade China to forego this, however – or to use any such replacement trade as a lever of influence in its own right – than to obtain Beijing’s endorsement for strong Security Council sanctions.  France has talked increasingly, in recent years, of the possibility of 
    
  
  
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     sanctions not dependent upon the Council’s imprimatur, and other Europeans and other like-minded countries serious about nonproliferation might be persuaded to go along.  Either way, if Iran continues to violate the law by refusing to comply with the relevant legally-binding Security Council resolutions, the prospect of presenting it with the prospect of meaningful pain is far better by the national sanctions route than by going through the Council.
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                    President Obama seems to feel that the key to making progress in getting other countries to support vigorous nonproliferation policies is for the United States to change the tone and demonstrate its “credibility” in the pursuit of nuclear disarmament.  I’m skeptical of that argument, and have not treated it kindly in 
    
  
  
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    .  But let’s put it to the test.  Our new President is apparently so well-regarded with respect to disarmament that he has been given the Nobel Peace Prize merely for saying that he believes in it – truly a striking endorsement of his agenda.  So let’s see if he’s right about nonproliferation: if there is anything to the political halo with which the President has surrounded himself, why can he not engineer something along the lines of the diplomatic endgame with which I urge us to confront Iran by the end of the year?  After spending the first months of his presidency agreeing to reverse U.S. policy on issue after issue where the international arms control and disarmament community had been demanding changes for years – the test ban treaty, fissile material treaty verification, nuclear weapons free zones, negative security assurances, ballistic missile defenses, accelerated strategic arms cuts, and an emphatic commitment to the goal of nuclear “zero” itself – is it not time to demand of this community something that the 
    
  
  
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     requires in return?
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                    As for the October 1 agreement-in-principle whereby the P5+1 states will actually
    
  
  
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     Iran acquire highly-enriched uranium (HEU), if we are stuck with it, we must move to prevent the creation of a dangerous precedent whereby proliferator regimes everywhere will discover that they, too, have a “need” for HEU in order to produce medical isotopes.  As much as possible of Iran’s LEU supply should be removed from the country in order to produce these HEU fuel rods for the Tehran research reactor, but we shouldn’t exactly rush the job of getting the enriched fuel back to them.  (These things take time, you see ....)  It would, of course, also be 
    
  
  
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     to return it unless and until Iran has complied with its obligation to suspend all enrichment and reprocessing pursuant to several Security Council resolutions issued under Chapter VII of the U.N. Charter – which impose an international ban upon nuclear-related transfers to Iran – so we must insist upon such suspension as a precondition for the fuel’s return.  (The P5+1 agreement to enrich such fuel for Iran would be regarded as our vote of confidence that a diplomatic solution is possible before the end of the months or years it would take to accomplish the additional enrichment in Russia and fuel fabrication in France.)  Other preconditions should include placing the fuel and the reactor under so-called INFCIRC/66 safeguards, which would not expire upon Iran’s withdrawal from the NPT.  Moreover, if any additional information should happen to come to light about secret Iranian nuclear work (see my previous posting), the HEU should not be returned at all.  Perhaps, if we wish to demonstrate the vigor of our diplomatic peacemaking and the fact that we certainly not opposed to Iranians having access to the best possible cancer treatments, we could help Iran convert its research reactor to a LEU core still useful for isotopic production.  (A need for HEU?  
    
  
  
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     need for HEU?)
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                    With regard to the ultimate disposition of Iran’s enrichment program itself, it is an unfortunate fact that the Security Council resolutions call for mere “suspension,” with the result that even in the event of Iranian compliance, we’d have to negotiate a longer-term answer.  The right answer, of course, is outright abandonment – a North Korean-style “dismantlement.”  That should be President Obama’s objective, and an appropriate challenge for his supposed persuasive powers now that the Norwegians have given him a clean bill of health with regard to his disarmament intentions.
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                    Some experts have been proposing for years a sort of “regional” enrichment center for the supply of reactor fuel, conducted in a less problematic location under some kind of joint proprietorship.  To my knowledge, this has not formally been offered to Iran, though both Russia and Kazakhstan have at various points indicated interest in hosting such a thing.  If Nobel Laureate Obama proves unequal to the task of persuading Iran to agree to dismantlement or to extend suspension indefinitely, one might imagine a variation on this theme becoming part of final disposition discussions.  Since the Nuclear Suppliers Group (NSG) has already given its in-principle endorsement to the idea of providing countries with enrichment and reprocessing capabilities on a “black box” basis – in such a way that the host government theoretically has no access to the technology itself – one might imagine that such a regional “center” could be organized in such a way as to prevent proliferation-risky technology transfers to non-nuclear weapons states whose officials might be its part-owners and -managers.  Indeed, such a plant might even use 
    
  
  
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     centrifuges relocated from Natanz and Qom for this work.  (After all, it would not be any worse to permit continued access to such machines by Iranian technicians there than it would be to permit them such access in Iran itself.  It would, in fact, be better, insofar as having the facility be located elsewhere would greatly reduce the danger of clandestine diversion or a North Korean-style repudiation of safeguards.)  Naturally, Iran would be required to accept the Additional Protocol and any other augmented state-of-the-art safeguards procedures that come along in order to reduce the danger of undeclared nuclear activity.
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                    Since Iran will even by its own most optimistic projections remain dependent upon outside suppliers for reactor construction and fuel fabrication – and indeed even for a supply of natural uranium itself, for it does not have enough domestic ore to support the power program it claims to wish to develop – “dependence” for enrichment upon a partly-Iranian-run facility somewhere else in the world would hardly be a catastrophe for Iran.  The Iranians might even try to spin such a long-term solution as some sort of vindication for their alleged “right” to enrich.  By the same token, nonproliferation policy would be at least partly vindicated, to the degree that Iran would not simply have succeeded in browbeating international institutions into accepting the 
    
  
  
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     legitimization of a felicitously-discovered secret and unlawful nuclear program, and to the degree that this solution would have interposed a few protections against the further misuse of Iranian enrichment and would have stopped short of endorsing the dangerous Treaty-subversive precedent that everyone should be allowed to become a “virtual” nuclear weapons state if they wish.
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                    How “realistic” is this scenario?  It would be difficult to achieve under the best of circumstances, and might not be possible at all.  George may indeed end up being vindicated in his apparent conclusion that the game is basically already over with regard to Iran’s nuclear weapons “option,” and that all we can hope for is to stumble along while trying to contain the regional proliferation consequences and urging Iran not to shift to a policy of “strategic ambiguity” or open weapons development.  But we’re not there yet, and our new President still has at least a fighting chance – if he has the stomach for it – of confronting Iran with the prospect of genuine unpleasantness if it does not comply with its Chapter VII obligations.  George and I both agree that pressure 
    
  
  
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     influence Iran.  I still don’t think it’s too late, finally, to try.
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      <pubDate>Sat, 17 Oct 2009 16:51:00 GMT</pubDate>
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      <title>GUEST BLOG:  George Perkovich “Continuing the Dialogue” about the Iranian Nuclear Crisis</title>
      <link>http://www.newparadigmsforum.com/p108</link>
      <description>Here, George Perkovich continues his dialogue with Chris Ford about the Iranian nuclear situation, critiquing Ford’s last blog posting as relying unrealistically upon the international community finally being willing to impose tough sanctions.  Instead, Perkovich argues for working out an agreement whereby Iran would be permitted to enrich uranium up to the five percent level and a definition wold be set as to what specific types of activity are not peaceful and therefore not permissible.</description>
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                    I welcome the chance to continue discussing the important issues raised by Chris Ford.  In order to be brief, I will not try to correct or debate his less important arguments.
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                    I would like to live in the world Chris wishes for.  A world in which Iran does not enrich uranium, in which no additional state acquires uranium enrichment capabilities, no state claims to need uranium enriched to 19.75%, the IAEA treats noncompliance without compromise, the UN Security Council vigorously enforces its resolutions, and nonproliferation rules are strengthened.
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                    Unfortunately, this is not the world we live in, and Chris’s essay does not offer realistic ways to bring it about.  Weeding through secondary points and debatable historiography, we find Chris’s central recommendation: to “insist” that if Iran has not by January 1, 2010 stopped the “enrichment and reprocessing program in its tracks” and “completely and persuasively” answered “all outstanding questions (e.g. about past weaponization work)….it will face crippling economic sanctions – no ifs, ands or buts about it.”
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                    My sentiments exactly.  But, saying does not make it happen.  In order for sanctions to cripple Iran they would have to be applied by the EU, China, Russia, Japan, the U.A.E., and India.  Neither the Bush Administration nor the Obama Administration has been able to create the political-economic will of the UN Security Council to require such sanctions.   Chris offers no practical guidance about how to change this reality.  He says that “building diplomatic support for such long-overdue brinksmanship would certainly not be easy,” and then proceeds not to say how it could be done, other than to urge release of information about additional Iranian activities that do not comply with its NPT and safeguards obligations.
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                    The logic of revealing additional Iranian non-compliance and of imposing crippling sanctions actually reinforces the central point of my essay: Iranian leaders are most keen to retain power, and loss of legitimacy is what can ultimately lead to their removal.  Revelations of additional Iranian rule-breaking would further tilt the balance of legitimacy against Tehran and for the Security Council.  Crippling sanctions would be intended to cause such grave economic mal-performance that the people would turn more actively against the government, compelling it to take the steps necessary to relieve the sanctions.  This desired mobilization of pressure against the Iranian government depends on the perceived fairness of the rules, the obviousness of Iran’s violations of them, and the perceived intentions of those who press for enforcement, particularly the U.S.  We can wish enforcement were less subjective and politicized, but it is not.
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                    This is where reality most departs from Chris’s wishes.  Ideally Russia and China would be willing to severely sanction Iran to enforce the demand for suspension of enrichment and reprocessing-related activities.  Equally ideal, the Iranian people could conclude that enrichment is not a legitimate element of a purely peaceful nuclear program.   But neither Chris nor I know how to persuade Russia and China to enforce suspension, and the Iranian public is unlikely to judge that the government’s insistence on some level of enrichment is illegitimate.  After all, the UN Security Council resolutions call on Iran to suspend enrichment, but also envision a resumption of enrichment after Iran has built international confidence that its nuclear activities are peaceful.
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                    Unlike a complete ban, barring enrichment above five percent is a line that could realistically be enforced because it does not ask Iran to forego more than its people and many other governments thinks is fair.  Rather, the five-percent enrichment line could be part of a firewall between a purely peaceful nuclear program and a military one.  Iranians insist that the former is legitimate and that they do not want the latter, which is illegitimate.  The still-to-be-negotiated deal could design such a firewall whose other elements would have to include Iran’s commitment to transfer the low-enriched uranium it may produce to other states to be manufactured for fuel.  U.S., French, U.K., and Russian negotiators are savvy enough to identify additional requirements that would not impinge on Iran’s rights for peaceful nuclear energy but which would strengthen barriers against weaponization.  The ensuing definition of what are peaceful and what are military nuclear activities should be clear enough that the Security Council would pre-authorize further sanctions if Iran were to breach the firewall between them in the future.  The occasion to pre-authorize sanctions would arise if the proposed fuel supply deal proceeds: the Security Council would have to amend existing resolutions in order to allow Iran to export LEU to be purified, enriched and fabricated into fuel for the isotope reactor.  The penalty for conducting specified non-peaceful activities could be established as part of the amendment process.
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                    If Iran does not accommodate such reasonable requirements, we should walk away from the proposed nuclear cooperation deal.  The UN Security Council should add sanctions to penalize the Iranian government’s new and egregious breach of safeguards and Security Council resolutions and its refusal to meet the outstretched hand of the P-5 plus Germany.  The Iranian government could then be left to face its own inability to turn the LEU it has produced into fuel for the Tehran reactor.
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    -- George Perkovich
  

  
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      <pubDate>Fri, 16 Oct 2009 16:53:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p108</guid>
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      <title>Law, Iran, and the Bomb</title>
      <link>http://www.newparadigmsforum.com/p110</link>
      <description>In this essay, Ford offers further thoughts on the Iranian negotiations of October 1 in Geneva, in the form of his response to George Perkovich’s guest blog (posted earlier on this site).  Ford discusses Perkovich’s points about Iran’s penchant for legalistic argumentation, further analyzes the lost opportunity provided by recent revelations about the enrichment facility near Qom, and offers his suggestions about how to eke out some faint hope of a diplomatic solution by the end of 2009.</description>
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      This is a response to George Perkovich’s essay posted earlier on this site as a “Guest Blog.”
    
  
  
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                    George Perkovich and I seem indeed to have been penning our reactions to the October 1 Iranian negotiations at about the same time – no doubt both up too late at night, each of us jet-lagged on our respective overseas business trips.  I sent him my thoughts through my e-mail distribution list, and George was kind enough -- in the spirit of friendly debate, as he put it -- to send me his own reactions to the talks.  Having published his revised text as the previous entry on this blog, I offer here my further thoughts in response to his analysis.
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                    I.          
    
  
  
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      Iranian Legalism
    
  
  
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                    I was intrigued by George’s assessment of Iran’s commitment to depicting itself as following the path of virtue and legality in its relationships with other countries, for I have also noticed the Iranian penchant for legalistic vindication.  One need only compare North Korea in this regard.  Pyongyang is frankly contemptuous of international norms, and does not bother with any pretense of legality, whereas the regime in Tehran ties itself in rhetorical knots in order to 
    
  
  
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    , however implausibly, that it is not violating the law.  I have also long argued that Iran is very self-consciously engaged in a highly legalistic struggle to shape, and indeed to co-opt, the international community’s interpretation of the peaceful use provisions (Article IV) of the Nuclear Nonproliferation Treaty (NPT) – a struggle in which the United States and its allies, while ostensibly concerned about nonproliferation, have thus far quiet embarrassingly fled the field.  The phenomenon of Iran’s recent penchant for legalistic discourse in the nuclear arena is an interesting one, and may perhaps reflect a trait of its “national character.”  George is right that “[l]aw provides leverage to those who use it best,” and I join him in being interested in ways in which to leverage Tehran’s attraction to legal argumentation in helping resolve the current nuclear crisis.
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                    Nevertheless, George’s analysis sounded a trifle optimistic to me.  To be sure, as we’ve seen again and again since the first revelations about the Natanz and Arak facilities surfaced publicly in 2002, Iran places great stock in 
    
  
  
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      claiming
    
  
  
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     not to be a shameless scofflaw.  This does not, however, seem to have constrained its behavior in any way more significant than forcing its diplomats to spend time giving voice to convoluted pseudo-legal rationalizations in meetings of the International Atomic Energy Agency (IAEA) Board of Governors, Preparatory Committee meetings of the Nuclear Nonproliferation Treaty (NPT), and letters to the IAEA Director-General.
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                    George is right that “Iran’s legal ‘case’ [about how it did nothing wrong at Qom] was tendentious … even specious.”  This case, however, wasn’t notably worse that so many other adventures in shallow, results-driven lawyering we’ve seen emerge from Tehran since this crisis began in 2002.  There doesn’t seem to be anything particularly unique about Qom.  An evolving dog’s breakfast of legalistic arguments is 
    
  
  
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      routinely
    
  
  
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     used to excuse whatever Iran has just been discovered secretly doing, and there doesn’t seem to be much more going on than simple rationalization.
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                    Iran tries to sound virtuous in defending its actions, but these actions violate the law continually.  George is wrong that Iran’s strategy has been one of “exploiting the rules without breaking them.”  Iran has broken its safeguards and NPT Article III obligations (violated by its work at Kalaye Electric and elsewhere), subsidiary safeguards agreements on the production of facility design information (violated with the Qom facility), and several legally-binding Security Council resolutions (violated anew every day that enrichment and/or reprocessing work continues at Natanz, Arak,  Qom, and no doubt elsewhere).  Indeed, Iran broke Article II of the NPT in undertaking the weaponization-related work about which Iran continues to stonewall IAEA investigators – and one must conclude that Tehran 
    
  
  
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     to violate Article II every day with every aspect of its nuclear program if one assumes, as I and most serious observers believe, that Iran’s fundamental purpose here is 
    
  
  
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      not
    
  
  
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    , and has never been, just the production of nuclear energy and medical isotopes.  (Even Mohammed ElBaradei, after working tirelessly for years to 
    
  
  
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      protect
    
  
  
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     Iran from accountability for its many violations, admits that the regime in Tehran is working to acquire the capability that would enable it to produce nuclear weapons.)  Iran also uses fatuous legal argumentation on the offense, to blow smoke in the audience’s eyes and pander to the grandstands of non-aligned grievances.  (Iran is owed 
    
  
  
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      reparations
    
  
  
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     for the existence of Nuclear Suppliers Group export controls?  Good grief.)
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                    So far, therefore, Iran’s attachment to the pose of lawfulness on nuclear matters appears to have been little more than an exercise in creatively exculpatory rhetoric. It is interesting that Iran feels it so necessary to use legal arguments in defending itself, but unless we can figure out a way to move Iran out of mere 
    
  
  
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      ex post facto
    
  
  
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     rationalization into the realm of actual compliance, this fact will continue to have little relevance to policy-makers struggling to preserve international peace and security.
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                    II.          
    
  
  
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      The Lost Opportunity of Qom
    
  
  
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                    I share George’s view that Iran’s decision to build the secret Qom enrichment facility was a mistake, but I depart from his analysis in thinking that it will turn out to be a significant one.  With help from international diplomatic timidity, Iran has survived far worse “gotcha” moments in the past.  Unfortunately, the U.S. administration and its diplomatic allies have now allowed Iran to weather another potential storm, squandering what was indeed a valuable opportunity finally to exert pressure on Iran.
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                    I indicated in my earlier essay, I don’t see the October 1 result in Geneva as representing “progress.”  Quite the contrary.  I’ll admit that it isn’t such a bad thing to remove a lot of low enriched uranium (LEU) from Iran’s control for a while.  The problem, however, is that we’re committed to giving it back – and in a 
    
  
  
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     highly enriched form that is itself potentially usable in a (very inefficient) nuclear weapon.  Perhaps the timing and manner of its enrichment, fabrication, and return will turn out to be rather more constructively protracted than anticipated – one can only hope – but there isn’t much escaping the bottom line.  We have promised to give Iran highly enriched uranium (HEU).
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                    We shouldn’t think for a moment that we are setting some kind of precedent that Iran should not retain a stockpile of LEU that could be the basis of a break-out program to enrich to bomb-grade levels.  Iran continues to enrich at Natanz, and presumably now will soon also begin enrichment in the retroactively-legitimized centrifuge cascades being installed at Qom.  Since the Tehran research reactor only needs one fuel load at the moment – and since the very 
    
  
  
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     thing we should want to do is 
    
  
  
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     to enrich Iranian LEU to HEU levels – such a “precedent” doesn’t seem very plausible.
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                    Instead, legalistic Iranian diplomats will surely now contend that the October 1 deal sets a precedent that Iran should be considered hereafter to have the right to engage enriching uranium 
    
  
  
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     to reactor-grade levels (up to about five percent).  The negotiations in Geneva thus arguably amounted to not much less than the Obama Administration’s preemptive concession to Iran of pretty much everything it has so far demanded: a “right” to enrichment and the 
    
  
  
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     annulment of the several U.N. Security Council resolutions requiring Iran to suspend such work.  That does not sound like diplomatic progress, and it certainly represents no victory in the broader legally-tinged “contest for legitimacy” George describes being underway with Iran.
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                    And that’s not even counting the awful precedent set by providing Iran with HEU for “medical isotope” production.  It is perhaps worth wondering why, only days after the Qom revelations, we should have been at all interested in helping Iran acquire any sort of nuclear material in the first place – even for “medical” purposes.  Nevertheless, if this were our aim, we seem to have chosen rather a bad way to do it.  Could our technical experts think of no way to help Iran with any demonstrated needs that 
    
  
  
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     involve giving Tehran bomb-usable enriched uranium and implicitly accepting its ongoing enrichment program?  It is indeed possible to convert HEU-fueled research reactors to use 
    
  
  
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      LEU
    
  
  
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     targets for medical isotope production, and some isotopes can apparently be produced using only particle accelerators.  Just a few months ago, in fact, the 
    
  
  
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     – paid for by the U.S. Department of Energy pursuant to Congressional requirements to look into the subject – on how to produce medical isotopes without HEU.   Was the Obama Administration unaware of this study produced for its own Energy Department?
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                    We have now quite foolishly legitimated Iran’s “need” for 20-percent HEU.  (As I observed in my earlier posting on the Geneva talks, such HEU is far more easily and quickly convertible to optimal bomb-grade levels than LEU, and can even be used directly in a very inefficient bomb.)  Especially given Iran’s penchant for legalistic argument, we cannot pretend that this precedent will not be noticed – and have consequences.  I suspect, therefore, that we have not heard the last of HEU “needs,” whether in Iran or elsewhere.  We can expect it now to become a part of the diplomatic community’s ever more perverse and proliferation-facilitating Article IV discourse.  Shame on us for handing every future would-be proliferator the ready-made argument that it, too, requires – and has a legal “right” to – theoretically bomb-usable uranium with which to make medical isotopes in a research reactor.
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                    III.          
    
  
  
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      “The Long-Needed Shift in Pressure Has Occurred”
    
  
  
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                    George is extraordinarily optimistic in concluding that a solution to the Iranian nuclear mess now may be possible as a result of “changes in the U.S. approach” by President Obama – who, George informs us with vintage campaign rhetoric, “offered change that could be believed in.”  Because people apparently no longer “fear” the United States more than they fear Iran, he argues, “the long-needed shift in pressure has occurred,” and “[t]he Iranian government now feels pressured to change its policies.”
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                    Let’s leave aside the fact that thanks to the Obama Administration’s preemptive concessions on HEU and in allowing the 
    
  
  
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     inspection-facilitated legitimization of Qom, Iran probably 
    
  
  
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     today feel such pressure.  More broadly, I would like to take issue with George’s analysis of the last several years of nuclear diplomacy vis-à-vis Iran.  He seems to think the main problem with the international response to the first revelations of Iran’s secret nuclear work was the bellicosity of President Bush.  By this account, overblown American outrage under the previous administration played to fears of imperial U.S. arrogance, helped Tehran rally support for its cause, and just generally made things worse.
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                    To assess the situation fairly, however, we should avoid simply projecting Iraq-related political neuroses upon an Iranian stage.  In reality, the U.S. effort on Iran after August 2002 was everything that critics of U.S. policy 
    
  
  
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    us to have done with regard to the anticipated weapons of mass destruction (WMD) threat in Iraq.  After secret Iranian work was discovered, the United States tried to work through multilateral diplomacy in the relevant international institutions to deal with the problem.  We pressed the IAEA to investigate, demanded that Iran permit the necessary inspections (including giving IAEA inspectors additional authority pursuant to the Additional Protocol), and insisted that the Agency follow its 
    
  
  
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     in reporting Iran’s noncompliance to the U.N. Security Council.  When the matter belatedly got to the Council, moreover, the United States sought not an authorization for the use of force, but rather the progressive imposition of economic sanctions in order to pressure Iran to comply with the law.  This was a notably dovish 
    
  
  
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      multilateralism
    
  
  
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    , not unilateralism, and it carefully and rigorously sought to rely upon international mechanisms and institutions – ones in which U.S. demands boiled down to nothing more radical than insisting that these institutions actually do the jobs they were created to do.
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                    Where this approach fell apart, however, was when critics of American policy upset over 
    
  
  
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     derailed this 
    
  
  
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     process through independent deal-making – an exercise in European unilateralism, one might say – that deliberately undercut our scrupulous development of international pressures upon Iran and undermined the authority and effectiveness of the multilateral diplomatic process.  Apparently driven by nothing more subtle or sophisticated than Iraq-related pique, this diplomatic adventurism by the so-called EU-3 governments (Britain, France, and Germany) undercut the multilateral process and played into the hands of the Iranian proliferators.
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                    Ironically, we now know that the U.S. effort to solve the Iranian crisis in what we had been so endlessly told (vis-à-vis Iraq) was the “proper” multilateral way was apparently actually starting to show results when the “EU-3” governments pulled the rug out from under its feet.  It is usually forgotten – or perhaps just conveniently ignored – that the only time Iran apparently changed its behavior 
    
  
  
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     during this whole sorry affair was in 2003.  At the time, revelations about Iran’s secret nuclear work were pouring out in IAEA reports and it looked for a while like the IAEA Board would report Iran’s safeguards violations to the Security Council, with the distinct possibility that Iran would face serious sanctions.  At that time, moreover, the prospect of being caught on the wrong side of an international community indignant about WMD actually seemed worrisome.  (This was 2003, after all, when for a time the Iraq war actually seemed to be influencing proliferators such as Libya in the right direction.)
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                    According to U.S. Intelligence Community, at least – in the foolishly-phrased 
    
  
  
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     that even Iranians still enjoy throwing back in the faces of U.S. diplomats – this was the point at which Iran suspended its ongoing nuclear weaponization work.  According to U.S. intelligence, this halt “was directed primarily in response to increasing international scrutiny and pressure resulting from exposure of Iran’s previously undeclared nuclear work.”  Apparently afraid of what would happen if caught doing something they couldn’t even 
    
  
  
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     to rationalize away even under the strained readings they were already developing of the NPT’s Article IV, in other words, the Iranians allegedly put the weaponization aspect of their nuclear weapons program on hold.  In the face of what seemed likely to be an imminent debacle at the Security Council, they decided to continue ahead, for the moment, only with the enrichment and reprocessing efforts they had undertaken in order to provide fissile material for the cores of their nuclear weapons.
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                    To be sure, that wasn’t a lot of movement, for it’s easy just to suspend work on something, and in any event the most important programmatic bottleneck for weapons development is not weapons engineering but fissile material availability.  
    
  
  
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    , Iran had stopped only what was in some respect “the least significant” portion of its program – a part that could be restarted at leisure once the challenge of producing fissile material was under control.  Nevertheless, it was something.  At that point, the Bush Administration’s diplomatic effort to work the Iran issue through the IAEA Board and bring things to the Security Council had the Iranians on the run, as it were, and proved that Tehran 
    
  
  
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     responsive to pressure if they are presented with a serious enough prospect of significant pain.  (As the 2007 NIE made clear, the fact that Iran’s weaponization work was halted – “at least [for] several years” – “primarily in response to international pressure indicates Tehran’s decisions are guided by a cost-benefit approach.”  Pressure, in other words, 
    
  
  
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     work … if we are serious.)
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                    But what happened?  The prospect of rough treatment at the hands of the Council quickly evaporated, being quite deliberately undercut by the EU-3 in the concessionary side deal they reached with Tehran in the autumn of 2003.  In return for an Iranian “suspension” that the IAEA has documented that Tehran never fully honored, the Europeans drove the U.S.-led multilateral effort at the IAEA into a ditch, making clear to Tehran that their new deal precluded Security Council action.  It took 
    
  
  
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     for Iran’s continued deceit and provocations to exhaust the Europeans’ patience, so that by the time the IAEA finally got around to complying with its own statute to report Iran to the Security Council and the first tentative sanctions were applied in 2006, Tehran had come a long way in making its enrichment program into a 
    
  
  
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    .  Natanz had been a hole in the ground in August 2002, but with European complicity, Iran was able to get its first centrifuges spinning by the time any sanctions started to bite.
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                    Iran knew exactly what it was doing, of course, and it played the West for fools.  Indeed, far from engaging in the mad saber-rattling George decries, even the Bush Administration eventually joined the EU-3 in this 
    
  
  
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     end run around multilateralism in the IAEA and the Security Council.  In a veritable international conspiracy of the weak-willed, we allowed Iran to drag negotiations out endlessly and offered Tehran repeated concessions, in return for which it continued to work to build its enrichment effort into a well-nigh incontestable “fact on the ground.”
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                    Far from being too bellicose, therefore, we ended up reinforcing the lesson of Western timorousness at almost every step.  Iran is behaving precisely as one would expect under the circumstances, and there has been since the autumn of 2003 no real “progress” to which one can today sensibly point.
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                    And here is perhaps the real tragedy of the recent revelations about Qom.  After the Qom facility came to light, there was a brief hope that Iran would face meaningful pressure.  President Obama should have used his reservoir of international goodwill to take advantage of the opportunity offered by this new outrage, showing real leadership in finally holding Iran accountable for its nuclear defiance – and indeed for its contemptuous spurning of his own famously “outstretched hand.”  Instead, just days after winning acceptance of a Security Council resolution that spoke in commendably strong terms about the need to hold states accountable for their actions, our new President showed himself afraid to live up to his own principles, allowing Iran deftly to turn outrage about Qom into international support for in effect 
    
  
  
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     the work there and indeed providing Iran with 
    
  
  
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     uranium.  It was not a proud day.
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                    So where do we stand now?  It most assuredly will 
    
  
  
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     facilitate a constructive resolution of the Iranian nuclear crisis if we cement in place a new international 
    
  
  
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      status quo
    
  
  
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     which: (a) allows Iran to retain the ability to manufacture nuclear weapons on relatively short notice using the fissile material production capabilities we seem now implicitly to accept; (b) legitimizes the proliferation of such capabilities essentially everywhere else (for if even today’s belligerent and deceitful Iran can be permitted such technology, who on earth cannot?); (c) endorses the idea that countries “need” theoretically bomb-usable 20-percent-enriched uranium; (d) demonstrates the improvisational erasability of Chapter VII Security Council resolutions; (e) shows IAEA safeguards and the NPT’s Article III to be something with which compliance is optional and noncompliance is essentially costless; and (f) cements in place the principle that secret nuclear work in violation of international obligations is permissible as long as one retroactively declares to the IAEA anything that one is incompetent enough to fail to conceal.  Yet all this is precisely what the October 1 “deal” seems to imply.
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                    As I see it, in the international community’s response to Iran there has been for years a persistent failure of vision, which President Obama sadly seems to be continuing.  There is a powerful temptation, in struggling with such proliferation challenges, to view crises like this as if they existed in isolation.  The Iran crisis, one is tempted to think, is 
    
  
  
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     about Iran; the North Korean crisis is 
    
  
  
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     about North Korea.  This is a beguiling view because it makes them seem more easily dealt with, but it is nonsense.  We send messages to other would-be proliferators with every diplomatic concession we make in order to keep a recalcitrant treaty violator “at the table,” every delay we condone, and every fabulous rationalization we implicitly accept.  Make no mistake: the proliferators and would-be proliferators study the lessons we teach them.  Iran has learned much from North Korea, and someone else will surely learn much from Iran.  These issues do not exist in isolation, and it does no favor for international peace and security to act as if they do.  Unfortunately, the proliferators are better lesson-learners than we are.
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                    Various Western governments – most prominently France, under President Sarkozy, who has to Washington’s shame become more articulate and sensible about Iran than our own leaders, but to some extent also Obama Administration officials – have talked about an end of the year “deadline” for Iran finally to change its course.  If our nonproliferation diplomacy is to have any credibility whatsoever in the months and years ahead, we need to mean this.  And we need to find the willpower to resist the inevitable Iranian strategy of escalating demands and dribbling pseudo-concessions (
    
  
  
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    , inspections at Qom) which will be employed to convince us that such a deadline should repeatedly be extended in the interests of some purported “new” Iranian willingness to talk and the ever-receding hope of a diplomatic solution.  The international community’s collective demands of Iran – and Iran’s legal obligations – are clear, and they center around stopping the enrichment and reprocessing program in its tracks and completely and persuasively answering 
    
  
  
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     outstanding IAEA questions (
    
  
  
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    , about past weaponization work).  We must insist that if Iran has not done all this by January 1, 2010, it will face crippling economic sanctions – no ifs, ands, or buts about it – and the near-inevitability of this result must be made painfully evident.
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                    Building diplomatic support for such long-overdue brinkmanship would certainly not be easy.  In fact, after the international community’s sorry track record of not holding Iran accountable over the last seven years, eliciting such support from unserious nonproliferation partners as Russia and China may not even be possible at this point.  Nor is there any guarantee that Tehran’s behavior would in fact change even if it 
    
  
  
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     finally faced with meaningful pressure.  George thinks that the political legitimacy crisis of the clerical regime – and more specifically, of the radicalized Pasdaran clique around President Mahmoud Ahmadinejad – helps put Iran on the defensive.  That may be true diplomatically, to some extent.  I wonder, however, whether Iran’s 2009 electoral crisis may make its government 
    
  
  
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     resistant to nuclear compromise, for fear of the “tide is turning” domestic political implications that might be drawn from such a major concession after years of rhetoric about how absolutely essential the nuclear program is to the future of the Islamic Republic.  In light of the degree to which 
    
  
  
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     diplomatic deadlines have been ignored without consequence,  moreover, Iran’s rulers might be forgiven for assuming that this one is no more serious than the others.
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                    Nevertheless, we have to try, for it is hard to see how we’ll get another chance.  On this and other fronts, the political capital provided by President Obama’s honeymoon period is evaporating with astonishing and perhaps unprecedented rapidity, but he retains at least 
    
  
  
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     reservoir of international goodwill and domestic political credibility.  International outrage still simmers about Qom – and the obvious Iranian contempt it illustrates not just for international legal obligations but for the P5+1 diplomatic process – and the IAEA apparently stands only a keystroke (and a long overdue discovery of moral courage in the Director General’s office) away of releasing its 
    
  
  
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      remarkably incriminating internal report on Iranian weaponization work
    
  
  
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    .  Perhaps the United States, Israel, or some other government also possesses additional information about 
    
  
  
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     secret Iranian work.  If so, it should consider using it publicly.  (It is important to safeguard intelligence sources and methods, but it is also the purpose of intelligence information to provide a basis for policy action, and on occasion one may need to risk a particular source in order to help forestall great ills.)
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                    We are entering the high-stakes end-game of the diplomatic process.  If we wish to resolve the Iranian situation in some fashion that avoids the unpalatable alternatives of either accepting Iranian nuclear capabilities (and perhaps overt weaponization), and their follow-on impact both for Iran and in the region, or undertaking or condoning military action, this may be our last chance.  The Obama Administration has gotten off to an unpromisingly weak and concessionary start, but the game is not yet 
    
  
  
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     over.  The diplomatic search for a “negotiated solution” has been badly discredited, but may not be dead.
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      A “Rule-Based Solution”?
    
  
  
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                    If this end-of-the-year opportunity ends up being squandered by the Obama Administration as thoroughly as it seems to have managed with the chance provided by international outrage over Qom, we will face ugly choices indeed.  I am not necessarily intrinsically opposed to George’s suggestion that we “develop an enforceable agreement … that would classify which nuclear activities are peaceful and which are not.”  (In a spirit of charity, let’s leave aside what “enforceable” could possibly mean in this context, given the international community’s track record.  Let’s also pass over what verification measures would be necessary in order to preclude weaponization work, and whether one could ever have the “objective[] … confidence” George seeks that “weaponization will not occur.”)  If we blow our remaining chances for a real resolution, the time may eventually have to come for some kind of “official” explication of Article IV’s notably vague phrasing about peaceful use.
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                    We should not delude ourselves, however, about what a shallow “solution” George’s anti-weaponization agreement would be, either with Iran or in the broader context of debates under Article IV of the NPT.  With regard to Iran, adopting such an approach would amount to expressly conceding the major point upon which Iran has publicly insisted to date: that it has a legal “right” to enrichment and reprocessing technology giving it the easy technical option of developing nuclear weapons at will.
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                    It is difficult to say precisely what the implications would be of Iran’s success in legitimizing its acquisition of the weapons option, but it is hard to imagine them being very pleasant.  Empowered in its mischief-making and dreams of regional hegemony by the world’s acknowledgement that it hovers on the brink of having the Bomb – a sort of “virtual” deterrence to go with its newfound status as a “virtual” nuclear weapons state – and with its radicalized and repressive leadership strengthened by having won a huge diplomatic and political victory in defiance of international pressure, Iran would probably 
    
  
  
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     become a better global citizen.  Nor would Iran’s neighbors, some of whom in the Arab world have already suddenly become suspiciously interested in pursuing “peaceful nuclear activities” of their own, be likely to take an entirely passive approach to protecting their interests vis-à-vis the newly-empowered Shi’ite radicals in Tehran.
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                    With regard to broader Article IV debates, such an agreement would also seem essentially to 
    
  
  
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     just this problematic “right” claimed by Iran, putting us on record as conceding that, in effect, 
    
  
  
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    , that every country on the world may acquire the option of weapons development.  A world of ever more states hovering just a bad decision and a brief delay away from nuclear weapons?  Not my idea of a victory for U.S. nonproliferation policy.  It might be “rule-based,” but it would be a very poor “solution.”
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    – Christopher Ford
  

  
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      <pubDate>Wed, 07 Oct 2009 16:56:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p110</guid>
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      <title>GUEST BLOG:  George Perkovich on “Iran: The Power of Rules”</title>
      <link>http://www.newparadigmsforum.com/p112</link>
      <description>George Perkovich -- who serves as Vice President for Studies at the Carnegie Endowment for International Peace in Washington, D.C. -- joins NPF as a guest blogger, offering his reactions to the October 1 negotiations with Iran in Geneva.  Perkovich sees President Obama’s new approach to Iran as beginning to bear fruit, and suggests a way to use Iran’s interest in legal arguments in crafting a “rule-based solution” that would spell out which nuclear activities are “peaceful” and which are not.</description>
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      This is the text of an essay George Perkovich provided to NPF in the form of a “Policy Outlook” paper from Carnegie.  (Ford’s response is the next entry on this blog.)
    
  
    
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      IRAN: THE POWER OF RULES
    
  
  
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    ,” by George Perkovich
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                    The first phase of renewed international negotiations with Iran made unexpected progress, although history suggests that Iran could backtrack on its pledges. Iran’s willingness to negotiate after years of bellicose posturing reflects the power of legality. Since late 2002, Iranian officials have emphasized international law in defending their country’s actions and denouncing those of the United States and the UN Security Council. The Iranian leaders’ focus on legitimacy can now be turned against them. The discovery of the Qom uranium enrichment plant breaches Iran’s legal defenses and may intensify the domestic challenges to Iranian President Mahmoud Ahmadinejad. In a pincher movement, President Obama has dramatically raised the international legitimacy of U.S. policy toward Iran by demonstrating resolve to negotiate a peaceful accommodation with the Islamic Republic. Obama’s approach, and Iran’s clear misconduct, have put the Iranian government on the defensive.
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      Iran’s Legalistic Strategy
    
  
  
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                    Whatever the aims of its nuclear program, Iran is determined to convince the international community that it is acting within laws and rules. Iran’s leaders and population want to be seen as just and to be treated justly. Laws establish which actions are just and which are not. To break the laws is to risk losing the shield that legitimacy gives political leaders and states to ward off competitors.
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                    To be sure, many Iranian officials have acted unjustly during and after the June elections, seeking to keep power at any cost. These transgressions only stress the point: Iran’s domestic political opposition will not give up; the government’s lost legitimacy makes it vulnerable; and its security services have to temper their repressive measures or risk raising even more domestic and international pressure against the leadership. Similarly, Iranian leaders have broken many nuclear rules, too. But by always claiming that they have been falsely accused, or have a different understanding of the rules, they show the importance they ascribe to being perceived as within the law. Law provides leverage to those who use it best.
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                    In 2003, the Natanz uranium enrichment plant was exposed and eighteen years of Iranian nonproliferation rule violations were documented. Iran’s chief negotiator, Hasan Rowhani, recognized that the country could get most of what it wanted by adhering to the Nuclear Non-Proliferation Treaty. Conversely, Iran would become highly vulnerable to isolation, sanctions, or attack if it acted outside the law. Existing rules—interpreted narrowly—would allow the country to develop capabilities that would bring it very close to acquiring nuclear weapons. From 2003 onward, the challenge for the Iranian leadership was to persuade the rest of the world to forget about or “negotiate away” its earlier violations and allow it to move forward under existing rules.  After 2005, Ahmadinejad expressed part of this strategy by declaring that “the nuclear file is closed,” and that Iran will exercise without interruption its “rights” to all nuclear technologies and activities under IAEA safeguards.
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                    A key to the Iranian strategy was the need to rally other non–nuclear-weapon states to block any tightening of international rules. This would enable the Iranians to preserve the option of acquiring a non-weaponized deterrent
    
  
  
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    under existing rules. Iran has largely succeeded in this strategy. Many countries, particularly among the Non-Aligned Movement, have resisted making the more robust inspection procedures of the Additional Protocol a universal norm or a condition of international cooperation. Others also have joined Iran in blocking attempts to limit national fuel-cycle options. While Iran has less support in the NAM than it sometimes appears, Tehran has found willing partners in impeding efforts to make it harder to acquire near-weapon capabilities without breaking the rules.
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                    Iran’s legalistic strategy has had domestic purposes too. The government insists on being righteous and just. It welcomes opportunities to accuse its adversaries of being unjust and discriminating against Iran, drawing on the emotional well of early Shi’i history. Unsurprisingly, the narrative of Iran defending its nuclear rights resonated. The Iranian government managed to confuse many people at home and abroad into thinking that the United States and UN Security Council were abrogating Iran’s nuclear rights.
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                    In fact, Iran, like all other NPT non–nuclear-weapon states, has rights to nuclear activities for peaceful purposes only. It has no rights under the NPT to conduct activities that are not exclusively peaceful. By speaking of the “nuclear program” and “nuclear rights,” Iran and most outside commentators have created the impression that Iran’s fuel-cycle activities are within its rights. This is not true. The NPT entitles states to nuclear cooperation only so long as their nuclear activities are exclusively peaceful. Adherence to IAEA safeguards is vital to demonstrating the required peacefulness. Iran broke its safeguards obligations, which is why its “case” was reported to the UN Security Council. The Council’s ensuing resolutions are legally binding, but Iran dismisses the legal validity of its case being sent to the Security Council in the first place. Iran has based its claims of legal propriety on the IAEA’s reports that it has maintained safeguards on its enrichment-related activities and that no material has been diverted from its declared facilities.
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                    Iran’s legal “case” was tendentious, of course—even specious. The IAEA’s latest Director General’s report states that Iran has not “cooperated with the Agency in connection with the remaining issues of concern which need to be clarified to exclude the possibility of military dimensions to Iran’s nuclear program.”1 Yet, the point is that the leadership felt the need to frame its actions in law. The government gained domestic support for defending its perceived legal rights. Legalism was a political virtue.
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                    Whoever decided to build the secret enrichment plant at Qom made a big mistake by departing from the strategy of exploiting the rules without breaking them. This mistake will be compounded if and when news of other undeclared dual-use facilities comes out. To be sure, Iranian nuclear functionaries tried to stretch the letter of the rules to cover for their violation in March 2007, when they declared that they were no longer bound by Code 3.1 of their subsidiary safeguards arrangement with the IAEA.2 This code requires a state to notify the IAEA when a new nuclear facility is planned, well before construction begins. If valid, Iran’s renunciation of Code 3.1 would have left it legally obligated to declare a facility to the IAEA only 180 days before nuclear material is introduced into it. But as IAEA Director General Mohammed ElBaradei has stated, Iran was not legally entitled to drop adherence to Code 3.1.3 ElBaradei’s unequivocal statement that Iran was on the wrong side of the law was extremely important. It removed the excuse many other countries—and some Iranian elites—could use to defend the Iranian position. The government now feels enormous pressure to find a face-saving way to put itself back on the side of the law.
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                    The revelation of the Qom facility has endangered what had been a winning Iranian strategy. Under the spotlight of international attention, Iran was caught breaking laws covering enrichment-related activities. This violation belied the government’s protestations that whatever violations occurred prior to 2003 were history and that Iran was acting righteously now. Iranian leaders, in short, were exposed as liars and law-breakers. This has angered and disappointed many within and outside Iran who gave it the benefit of the doubt on the issue of rights and rules.
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                    One can speculate that with Ahmadinejad’s ascent in 2005, the Revolutionary Guards and other drivers of the nuclear program became over-confident, or too eager to acquire nuclear weapons capability. They decided to go beyond the Rowhani strategy and break the laws in new ways. Now that they have been exposed, Iranian leaders are caught between the law and a hard place. Either they negotiate back into compliance with the rules and restore international confidence, or they abandon any pretense of being law-abiding members of the international community and accept the risks of being known to seek nuclear weapons.
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                    The pressure on Iran comes from changes in the U.S. approach too. Iran has sought to make the world fear what the U.S. would do to stop its nuclear activities more than it fears those activities themselves. The Bush Administration played perfectly into this Iranian strategy. Though it altered its line after 2005 and sought diplomatic engagement with Iran, no one believed it. The disdain many felt for the Bush administration has made things easier for President Obama, who offered change that could be believed in
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                    But only to a point. Iranian officials were still highly skeptical that the United States would actually change its strategy, grant Iran its legal due, and agree to live peacefully with the Islamic Republic. But Obama’s insistence that he wanted to negotiate a modus vivendi with the Islamic Republic gained credibility, especially as he came under attack at home and from Israel for being too soft on Iran. Obama’s non-exploitation of the domestic upheaval in Iran, and his steadfast signaling to the government that he would deal with it, even as many Democrats and Republicans urged him to turn away from negotiations and actively support the opposition, actually put pressure on the Iranian government. It deprived them of excuses for refusing to be more transparent on nuclear issues and resolving outstanding issues with the IAEA.
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                    The Iranian elections and subsequent repression furthered the shift of international support away from Iran to the United States. Whereas years earlier, people feared the United States more than they feared Iran getting away with its nuclear violations, now, people want Iran to be more accommodating. Defense Secretary Gates has helped by regularly and clearly saying that military force could not solve the problems with Iran.
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                    The Qom revelations have probably hurt the Ahmadinejad clique within Iran, too. The image of being caught breaking the law internationally reinforces the narrative of law-breaking and deception that undermines the regime at home. The government that lies, cheats, and thuggishly flexes muscles at home has been caught lying, cheating, and preparing to flex its muscles abroad. A government of this sort does not inspire self-respect among its citizens and cannot count on their support over time.
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                    This analysis suggests that the long-needed shift in pressure has occurred. The Iranian government now feels pressed to change its policies. Whereas international politics from 2003 through 2008 focused more on the need for change in the U.S. approach to Iran, the dynamic has now reversed.
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      The Rule-Based Solution
    
  
  
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                    Rules are the key to maintaining necessary pressure on Iran and framing a mutually-acceptable, face-saving outcome. Iran must take steps to build and maintain international confidence that all its nuclear activities are peaceful, and that none have military dimensions. This requires Iranian leaders to do nothing more than act on their own rhetoric—to be truthful and righteous, rather than deceitful and menacing.
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                    The United States and its negotiating partners have the know-how to develop an enforceable agreement with Iran that would classify which nuclear activities are peaceful and which are not. Such an agreement must be unprecedented in detail, so as to build confidence that Iran will not try to game the system as it has done in the past.  The NPT never defined weaponization. A negotiation with Iran should do this, and that model should be applicable to all countries under the NPT. If enrichment is to continue in Iran―whether or not it is temporarily suspended―it must be done under terms that objectively give confidence that weaponization will not occur. By defining what would constitute weaponization, an agreement of this sort would not undermine anyone’s rights to peaceful nuclear energy.
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                    1      Implementation of the NPT Safeguards Agreement and relevant provisions of Security Council resolutions 1737 (2006), 1747 (2007), 1803 (2008), and 1835 (2008) in the Islamic Republic of Iran, report by the Director General, International Atomic Energy Agency, August 28, 2009.
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                    2      “What Else Is Iran Hiding?” James M. Acton and Nima Gerami, 
    
  
  
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    , September 28, 2009, 
    
  
  
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      http://www.foreignpolicy.com/articles/2009/09/28/what_else_is_iran_hiding
    
  
  
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    ; statement by Mohammed ElBaradei as quoted in, James M. Acton, “Iran Violated International Obligations on Qom Facility,” Carnegie Endowment for International Peace, 
    
  
  
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      Proliferation Analysis, 
    
  
  
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    September 25, 2009, 
    
  
  
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      http://www.carnegieendowment.org/publications/index.cfm?fa=view&amp;amp;id=23884&amp;amp;prog=zgp&amp;amp;proj=znpp
    
  
  
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                    3      Construction of the Qom facility began before Iran’s March 2007 attempt to escape the obligation to declare facilities before construction. So this construction undeniably violated the rules. Presumably at least some of the relevant decision-makers knew this. Thus, the March 2007 effort to withdraw from Code 3.1 obligations looks like a post facto attempt to gain legal cover. It would be extremely illuminating to know who was involved in this series of decisions and how the decisions were made to start the undeclared construction and then to attempt to withdraw from Code 3.1.
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      <pubDate>Wed, 07 Oct 2009 15:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p112</guid>
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      <title>Not Too Impressive an Improvisation: Assessing the Iranian Nuclear Talks of October 1, 2009</title>
      <link>http://www.newparadigmsforum.com/p115</link>
      <description>Representatives from the United States, Russia, China, France, Germany, the United Kingdom, and the European Union met with Iranian negotiators in Geneva on October 1, 2009 -- and emerged with a deal for inspections at the Qom enrichment facility and to supply Iran with uranium for “medical isotope” production.  From an e-mail he sent to colleagues on October 2, here is Ford’s critique of this “progress.”</description>
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        This is the text of an e-mail Ford distributed to a list of professional colleagues on October 2, 2010.
      
    
      
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                    Yesterday, the so-called “P5+1” countries – that is, the five permanent members of the U.N. Security Council (the United States, Russia, China, France, and Britain) plus Germany – and a representative of the European Union met with Iranian negotiators in an effort to make progress on resolving the grave challenge Iran’s nuclear program presents to the international community.  It was a particularly pregnant time for such a meeting.  Just a few days before, it had been revealed that the Iranians were taking advantage in yet another way of the time given them by years of timid, too-little-too-late diplomatic responses to nuclear provocations: they had been building a secret new uranium enrichment facility in a tunnel dug into a mountainside at a military base near the holy city of Qom.
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                    Before the October 1 talks, the press had quite rightly been full of speculation about what would happen.  In light of the discovery of the Qom facility, would the foreign diplomats be able to stand firmly together to face down Iran and make progress in resolving the slow-motion crisis created by revelations in 2002 about its previously secret uranium enrichment and plutonium reprocessing effort?  Would Iran follow its promise to refuse to concede anything whatsoever of the nuclear program to which it claims to have a legal right?  What, if any, progress would be made in getting Iran to comply with nuclear safeguards requirements, the rules of the Nuclear Nonproliferation Treaty (NPT), and its obligations under multiple legally-binding U.N. Security Council resolutions?
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                    Well, we now know some of the answers, and the result isn’t overwhelming.  After the talks with the Iranians in Geneva yesterday, U.S. officials explained to the press that while no progress had been made on the big nuclear issue – other than the usual diplomat’s claim to have moved things forward by agreeing to meet again later on the same intractable subject – progress 
    
  
  
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     quite cleverly been made on two smaller, 
    
  
  
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     nuclear issues.  The problem, however, is that is isn’t clear that “progress” is at all the right word.
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                    I.           
    
  
  
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      The Qom Enrichment Plant
    
  
  
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                    With regard to the Qom facility, it appears that International Atomic Energy Agency (IAEA) inspectors will soon be permitted to visit it.  Qom will thus be added to Iran’s long list of secret nuclear facilities that have been discovered, but which Iran has largely placated the international community simply by retroactively “declaring” to the IAEA and allowing to be subjected to safeguards.  Don’t get me wrong; it’s not 
    
  
  
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     to get inspectors into the new enrichment plant.  It’s quite necessary.  The bad part is that, as so many times before since the first revelations about Iran’s enrichment plant at Natanz in August 2002, there is every indication that the diplomats will declare the Qom problem “solved” once it has been safeguarded.  That is a dangerous delusion: Iran possessing more and more capabilities with which to produce fissile materials usable in a nuclear weapon is precisely the problem it was the diplomats’ job to solve.  It is no solution to allow Iran, once more, to “cure” its misdeeds simply by opening to safeguards each component of its secret nuclear work that it fails completely to conceal.
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                    One should not assume that safeguards are adequate to prevent misuse of the Qom plant.  They are not, since it is by no means impossible to deceive inspectors, and even in a “best case” scenario Iran always has the option of following North Korea’s lead by expelling inspectors and using all its facilities for nuclear weapons work without restraint.  Even if inspections 
    
  
  
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     ensure against misuse, however, thinking this any kind of a deep solution misses the real point, which is twofold.
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                    First, Iran will now be reinforced in its already well-founded belief that there engaging in secret nuclear work entails no serious costs, only different possibilities for benefit.  If such activity is 
    
  
  
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     discovered, of course, Iran gets its full benefit with zero accountability.  We have shown them time and time gain, however, that even if the secrecy surrounding such work 
    
  
  
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     compromised, Tehran will be permitted to keep everything it builds, and will be able to defuse international outrage by retroactively declaring to the IAEA what it can no longer conceal.  In international relations, as elsewhere, one can expect to see more of the sorts of behavior that one rewards.  In light of the incentive structure our diplomacy has helped establish for Iran, there is no reason to believe we’ve heard our last revelation about clandestine Iranian nuclear activity.
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                    Second, since the root problem is Iran’s development of the capability to produce fissile materials usable in nuclear weapons, Qom makes things worse by its very existence, even if it 
    
  
  
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     periodically visited by IAEA inspectors.  To be sure, having the facility be inspected is clearly better than having it 
    
  
  
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     be inspected, but it is nothing like a “solution” to the Qom problem simply to open its gates to the IAEA.  There is every indication, however, that with this easy and relatively painless move, the Iranians will have defused the outrage prompted by the most recent revelations.
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      Highly-Enriched Uranium
    
  
  
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                    The other new issue on which the talks yesterday claim to have made progress – but on which the progress is also in fact rather more apparent than real – is on Iran’s claim to need highly-enriched uranium (HEU) enriched to the 20 percent level for the production of medical isotopes.  To anyone following the Iranian situation, Tehran’s introduction not long ago of this new issue of “medical isotopes” have been a huge red flag.  Hitherto, the debate has been about Iran’s claims to need 
    
  
  
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     enriched uranium (LEU), enriched to about 3.5 percent, for fueling nuclear power reactors.  After the massive enrichment facility at Natanz was revealed in 2002, the purported need for LEU reactor fuel became the central public excuse for Iran’s nuclear effort.  (Never mind that Iran has no reactors that would be fueled by such LEU, or that Natanz – if it were for reactor fuel production – is scaled to support a nuclear power program vastly larger than any Iran is likely to be able to pursue.  If you take any such Iranian claims seriously at this point, you haven’t been paying much attention for the past six years.)
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                    Reactor fuel production is worrisome enough all by itself, because in enriching uranium to LEU rector fuel levels the Iranians would have already done most of the work necessary to enrich to weapons-usable HEU.  In technical terms, it takes a certain number of so-called “separation work units” (SWUs) to enrich uranium all the way to weapons-usable levels, but by the time one gets to reactor-grade LEU most of that work has already been accomplished.  It takes fewer SWUs to finish the job than to get to reactor fuel LEU percent in the first place, so possessing a supply of uranium that is already LEU makes it much easier to enrich to HEU levels at a secret additional facility – such the operation at Qom, surely not by coincidence – and/or reduces the time needed to produce weapons-usable material after “breakout” from the NPT.
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                    All of a sudden, however, the Iranians started making noises a few weeks ago about 
    
  
  
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     enrichment levels – which is considered to be HEU.  This material, we were told, was needed to make medical isotopes in a research reactor in Tehran that dates from the days of the Shah and was last refueled by the Argentines in 1993.  It apparently runs on uranium enriched to 19.75 percent.  There is no magical dividing line between uranium enriched to 19 percent and material at 21 percent, but 20 percent is the point at which one usually speaks of enriched uranium becoming “HEU.”  We should not delude ourselves that fuel at 19.75 percent is “safe” whereas 20-percent fuel that is “officially” HEU is not; this terminology is just a convention, not a law of physics.  For all intents and purposes, we’re talking about HEU here.
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                    And make no mistake: HEU at even about 20 percent 
    
  
  
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     be made into a bomb, albeit quite an inefficient one.  Moreover, the amount of work needed to enrich 20 percent weapons-
    
  
  
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     90 percent is vastly less than what is needed to kick reactor-grade LEU up to that level.  When Iran started making noises about needing HEU at 20 percent, therefore, it was clearly laying the groundwork for demanding a massive P5+1 concession, and perhaps also preparing itself a ready-made excuse to start its existing uranium enrichment centrifuge cascades working to produce HEU that can be used directly in nuclear weapons.
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                    Sadly, despite the obviousness of its gambit, Iran got its concession.  According to U.S. officials, the foreign diplomats agreed to allow Iran to possess more highly enriched uranium to replace the depleted core of the research reactor in Tehran.  Indeed, they agreed to do the enrichment to HEU levels 
    
  
  
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     Iran: the fuel would be enriched in Russia and fabricated into fuel assemblies by the French before being provided to Iran.  The State Department background briefing given yesterday tried to make this seem very shrewd, because it was apparently agreed with Iran – at least in principle – that this HEU would be made from LEU that Iran has already enriched to the 3.5 percent level at Natanz.  Thus, we are told, this plan would use up a large portion of Iran’s LEU supply and give diplomacy more time to work in solving the broader nuclear problems created by Iran’s enrichment work.
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                    (No mention is made, by the way, of Iran’s effort to develop plutonium reprocessing using a reactor at Arak that seems to be designed for the purpose and heavy water from a new plant that has already been operating for some time.  One expert of my acquaintance worries more about the “plutonium route” than Iranian uranium, insofar as once even a reactor like the Russian-built light water facility at Bushehr comes on line, it could theoretically be turned to plutonium production and support weapons work perhaps more quickly even than uranium can be enriched in centrifuge cascades.  One doesn’t hear the diplomats talking much about plutonium, however, and the P5+1 governments seem resigned to Bushehr.)
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                    There is, of course, a glaring logical flaw in yesterday’s too-clever-by-half “solution” to the medical isotope “problem.”  The plan involves allowing Iran to have HEU.  If we worry about Iran having LEU because of the danger that it will enrich this material to weapons-usable HEU levels and thereby acquire a nuclear weapons capability, we most certainly do not make the problem any less acute by 
    
  
  
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                    Even at 20 percent levels – which, to repeat, 
    
  
  
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     weapons-usable if yet a long way from weapons-optimal – the 116 kilograms or so of enriched uranium that will be necessary to refuel the Tehran research reactor represent a significant increase in how “close” Iran can be considered to be to a nuclear weapon.  Recognizing that the possession of HEU, even in the form of reactor fuel, is a notable proliferation risk, the United States has for years been trying, with great difficulty and expense, to claw back supplies of HEU it rather unwisely sent around the world years ago as reactor fuel under the “Atoms for Peace” program.  The much-heralded U.S.-drafted U.N. Security Council Resolution passed just last week on nonproliferation and disarmament issues, in fact, called for HEU use to be reduced around the world – and for good reason.  Now, however, we are apparently going to help Iran get 
    
  
  
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     HEU, and we are asked to believe that this is a diplomatic success and a clever solution to the Iranians’ new demands for 20-percent-enriched material.  Am I alone in thinking this should not count as much progress?
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                    When the Qom facility was revealed, there existed for a brief instant at least the 
    
  
  
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     that the countries of the Security Council would stand together in order finally to place upon Iran the sort of pressure that might conceivably entice it to change course and honor its international obligations by stopping its enrichment and reprocessing effort.  Even after Qom, of course, whether such sanctions as could likely be agreed upon would be enough to do the trick is unclear.  It would appear, however, that the diplomatic “progress” in Geneva yesterday will undermine even this distant hope.
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                    Having already scheduled their October 1 talks with Iran, the diplomats were apparently caught by surprise when the Qom situation became public.  I should emphasis that I do not mean by this that Qom was shocking news to them.  The Obama Administration, at the least, has reportedly known about Qom for months, and at least some of the other P-5 governments may have known as well.  (Allegedly, the issue became more acute recently when it became known that centrifuges were now being installed there, but the existence of the facility appears to have been known for some time – apparently having been briefed to President Obama when he took office.)  Possessing additional evidence of Iranian deceit, however, did not seem to bother a White House that seems more interested in 
    
  
  
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     being George Bush than in meeting the proliferation challenge presented by Iran.  As long as Qom remained 
    
  
  
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     secret as well as Iran’s, the diplomats were free to depict the diplomatic process – President Obama’s famous extension of his “open hand” to dangerous tyrants – as a hopeful one.  How awkward it must thus have been that Iran got wind of our knowledge of the facility and preemptively declared it in a letter to the IAEA!  With the shallowness of the diplomatic track having suddenly been exposed yet again, the diplomats must have been annoyed indeed on the very eve of their discussions yesterday with Iran.
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                    Nevertheless, the indignation that the Qom revelations quite properly created around the world – and the eloquent further illustration they provided of the degree to which Iran has been using negotiations to buy time in which to make enrichment into an incontestable “fact on the ground” – offered some hope for progress.  As noted, it is at least conceivable that Qom could have been used as a diplomatic rallying-point for finally imposing more than merely mild sanctions against Iran at the Security Council for its continuing defiance of its legal obligations.  Even before Qom, apparently encouraged by President Obama’s preemptive concession in scrapping European-based missile defense – a plan that had been, ironically, aimed at defending against Iranian ballistic missiles – even the perennially reluctant Russians were making noises about how tougher sanctions could be becoming “inevitable.”  If serious sanctions had finally been imposed, it was at least possible that 
    
  
  
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     progress could have been made on the core issue of stopping Iran’s fissile material production work.
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                    I fear, however, that our diplomats’ improvisation in the face of Iran’s HEU demands has now sunk this hope for more serious sanctions.  Who, after all, would support sanctions now that Iran has shown “a new willingness” to talk about nuclear issues and further discussions are being scheduled?   (It doesn’t seem to matter that Qom is in the process of being retroactively legitimized and the P5+1 have agreed to supply Iran with HEU.  Why 
    
  
  
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     Iran be willing to continue talking on such terms?  They’d be fools not to.)  As so many times before, Tehran seems to have managed to outfox the diplomats and to defuse a groundswell of political and diplomatic momentum in support of serious compliance enforcement.  It is hard to blame Iran for doing this: it was a shrewd gambit, if an obvious one.  Unfortunately, when confronted with such gamesmanship, we may have once more fallen upon our diplomatic face.
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                    The game isn’t quite over, of course.  Thanks to the ham-fisted efforts of the radicalized clique around President Mahmoud Ahmadinejad to cling to power – epitomized by the gravely flawed June 2009 presidential election and the brutal repression that followed – Iran is in a perilous state, poised between the chance to develop into some kind of semi-reformed quasi-democracy and the danger of being consigned wholly into the hands of a 
    
  
  
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     military junta centered around the Iranian Revolutionary Guard Corps (IRGC, a.k.a. the Pasdaran).  It is not unimaginable that Iran may save us from ourselves – or more specifically, from the concessionary instincts of our policy – by evolving to the point that a new government might be willing to reconsider the costly, risky, and unnecessary extravagances of fissile material production.
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                    As the saying goes, however, hope is not a strategy.  And merely temporizing in order to buy time in which some serendipitous change 
    
  
  
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    perhaps occur isn’t much of a policy.  Nor does it excuse wasted opportunities.
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      <pubDate>Fri, 02 Oct 2009 17:02:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p115</guid>
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      <title>Learning to Speak Disarmament in the Language of Security</title>
      <link>http://www.newparadigmsforum.com/p117</link>
      <description>One of the most troubling challenges of nuclear disarmament would be how to deter “breakout” from an abolition regime, in part because disarmament itself would increase incentives for weapons development. In this presentation to a Hoover Institution meeting, Ford discusses the idea of “countervailing reconstitution,” its origins, and the conceptual framework he ironically shares with disarmament activist Jonathan Schell.</description>
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      This presentation, to the “Conference on A World Without Nuclear Weapons: End-State Issues” 
      
    
      
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           at Stanford University on September 29, 2009, is also available in PDF form on NPF’s “Documents and Links” page.
        
      
        
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                    It is both a pleasure and an honor to be able to participate in this program, and I thank the Hoover Institution, and all of you, for the chance to be here.  My tenure as U.S. Special Representative for Nuclear Nonproliferation – the government job I left at the end of the Bush Administration when taking up my current position at Hudson Institute – began less than a month before the publication in January 2007 of the famous letter from the so-called “Gang of Four” that is often given credit for helping galvanize the contemporary upsurge in interest in nuclear disarmament.  Considering the number of times I had that 
    
  
  
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     piece waved in my face when I ran the U.S. delegations to the 2007 and 2008 NPT Preparatory Committee meetings (PrepComs), you can perhaps appreciate how fascinating I find it to be here at Hoover – the center of the web, as it were – to talk about these issues today.
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                    I.          
    
  
  
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      Countervailing Reconstitution
    
  
  
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                    Last night, I re-read the text of Jonathan Schell’s March 25 remarks at Yale. In those remarks, as you all know, he recounted the conversation about nuclear disarmament he had in 1978 with William Shawn of 
    
  
  
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     magazine.  This was the fateful chat in which they reached the conclusion that nuclear weapons 
    
  
  
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     could be a deterrent to re-armament after the abolition of nuclear weaponry – an idea upon which Jonathan went on to elaborate in his 1984 book 
    
  
  
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                    I wanted to re-acquaint myself with his story, because I had enjoyed a moment like that myself in February 2007.  In my case, I was crossing a bridge in Geneva with a couple of colleagues from the State Department who were accompanying me for several days of diplomatic meetings in preparation for the upcoming NPT PrepCom.  My meetings had finished for the day, and we were headed out to dinner, but in my head as we strolled along, I was composing papers I wanted to release the next month on the subject of the U.S. record on disarmament record and hopes for the future.
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                    I had recently had a meeting at State with one of the nuclear weapons policy gurus from the U.S. National Nuclear Security Administration (NNSA), whom I had requested to brief me on the warhead dismantlement efforts they had underway at the time – and which had recently been accelerated at President Bush’s direction.  For some reason, as my colleagues and I crossed the 
    
  
  
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    , I found myself remembering a passing comment made by the NNSA expert.  He had told me that the U.S. nuclear weapons establishment was comfortable stepping up warhead dismantlement, thereby eating up a larger chunk of our non-deployed reserve of nuclear weapons, because NNSA was now getting underway with a program for restructuring the U.S. weapons production complex.  This infrastructure – a sprawling institutional dinosaur left over from the Cold War – was to be shrunk dramatically, but it was also being modernized.  In what was then known as the “Complex 2030” program, NNSA’s aim was to end up with a much smaller but more “responsive” infrastructure by the year 2030.  And what did “responsive” mean?  It meant that we would be able to produce new nuclear weapons rapidly and efficiently upon command.
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                    To this end, work was already underway in the U.S. national laboratories to revive our weapons-making capabilities – which had been dormant since the Rocky Flats plant had closed in 1989, depriving us of the ability to manufacture plutonium “pits” for implosion-type nuclear weapons.  By the time I was crossing that bridge in Switzerland, Los Alamos National Laboratory (LANL) was on track to produce the first fully-“certified” plutonium pit we had manufactured in many years, a new core for the W-88 nuclear warhead that would be swapped out for an older one as part of the non-explosive testing and evaluation effort within the U.S. Stockpile Stewardship Program.  (Certification for this new pit was completed in June 2007.)  The new pit-fabrication operation as Los Alamos helped point the way toward the type of “responsive” weapons infrastructure that NNSA hoped to build as part of the Complex 2030 effort:  LANL would be the interim location for pit manufacturing while the final program was being developed.  When I spoke with them, NNSA officials were feeling optimistic.
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                    This, then, was why the U.S. government felt comfortable with the prospect of dismantling many of the warheads we had for years felt it necessary to keep on hand as a sort of “strategic hedge” against the emergence of unforeseen threats in the international environment.  For years, that “hedge” had been supplied by what I would come to term “weapons-in-being”: real-live warheads, kept in good working order but left in safe long-term storage facilities nowhere near the tips of missiles or the bomb bays of strategic bombers.  Anticipating a more “responsive” future production infrastructure, however, the Bush Administration had decided it was happy dismantling more and more of these non-deployed devices.  We still worried about the possibility that the global environment “go South,” as the saying went.  If this occurred, however, we felt more able to meet such emerging threats with a smaller number of bombs kept “on the shelf” to augment our deployed weapons, because the weapons complex would be able to start churning entirely new devices out relatively quickly.
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                    As we walked in Geneva, however, I was grumpy.  I was preparing for what I hoped would be a big disarmament diplomacy push prior to the PrepCom, but I was fretting about whether or not a nuclear “zero” was even 
    
  
  
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     feasible.  Coming out of the verification bureau at the State Department – where I had spent all to much time on Iran-related diplomacy at the International Atomic Energy Agency (IAEA) Board of Governors – I worried that the international community’s sorry legacy of dysfunctional compliance enforcement would make disarmament initiatives a dead end.
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                    With each international response to Iran’s provocations turning out to be always too little and too late, I wondered, how could anyone talk seriously about “zero”?  Wasn’t it just 
    
  
  
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     to think that anyone would agree to abolition if we couldn’t keep new “players” from getting into the weapons business?  And wasn’t it equally ridiculous to imagine that we could deter “breakout” from an abolition regime if it took 
    
  
  
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     to the Security Council that Iran was building a uranium enrichment and plutonium reprocessing program?
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                    But this is where the pieces fell together, and – with apologies to Jonathan – I had my own “Mr. Swan” moment while crossing that bridge.  If reductions in existing warheads were already demonstrably easier to contemplate because we expected to be able to produce 
    
  
  
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     ones more easily if circumstances required, was there any limiting principle on that logic?  Could this reasoning be pushed to the asymptote of abolition?  If “responsive” productive capacity could take the place of weapons-in-being, might it perhaps be possible to provide at least a 
    
  
  
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     answer to the challenge of persuading existing weapons possessors that it would not be gross negligence to eliminate their last weapon?  And might this idea also help respond to the problem of deterring 
    
  
  
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    , I had coined a phrase for this concept: “countervailing reconstitution.”  Perhaps maintaining a “responsive” weapons production infrastructure could give today’s possessors the strategic hedge they needed in order to be persuaded that going to zero wasn’t just stupidity.  And perhaps if at least some current possessors maintained the capability swiftly to reconstitute a nuclear force, the international community might hope to counteract the powerful proliferation incentives that disarmament would 
    
  
  
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     create.  The prospect of becoming the only possessor in a world of “zero” would surely be a powerful temptation, but might “breakout” be less enticing if it were clear that any attempt would quickly be countered by former nuclear weapons states rushing back into the business?   Conceivably, therefore, “countervailing reconstitution” could provide both hedge and deterrent.
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                    At the time, I was entirely unaware both of Jonathan Schell’s work on knowledge as a deterrent, and of Michael Mazarr’s work in the 1990s on “virtual nuclear weapons.”  For that matter, I had not even noticed that pregnant paragraph in the Acheson-Lilienthal Report of 1946 in which it is suggested that seizure of internationally-run nuclear facilities might be deterred by siting them in such a way that if one country commandeered a nuclear plant in its territory, its rivals would be well-positioned to gain a counter-balancing advantage by seizing the plants located within their own jurisdictions.  (It took Henry Sokolski to point me toward this part of Acheson-Lilienthal after I had publicly endorsed the idea of countervailing reconstitution on behalf of the U.S. Government.)  I just wanted to push the NNSA’s “Complex 2030” logic further, to see how far it could persuasively be made to go, and whether it might help make disarmament seem a little less goofy to hawks like me.
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                    And so it was that the Bush Administration in the spring of 2007 began publicly advocating an idea introduced by a famous disarmament activist during the heyday of the nuclear “freeze” movement.  My idea focused more upon the infrastructure involved in maintaining a productive capacity than simply upon nuclear weapons know-how 
    
  
  
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     itself that would be the deterrent, but rather a particular mix of equipment, materials, and human capital kept in readiness for a rapid return to production.  Nevertheless, there is no denying now that I had stumbled independently upon Jonathan Schell’s idea from a quarter-century before.  (Fortunately for my reputation within the Bush Administration, none of my conservative colleagues had apparently read 
    
  
  
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      The Abolition
    
  
  
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    .  Sometimes ignorance is indeed bliss.)
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                    That walk across the bridge presumably explains why I am here today.  It also proved to be the start of what may end up being a significant line of work for me.   Now that I am a think-tanker rather than a serving government official, I intend to see what I can do to explore the countervailing reconstitution (CR) concept.  I don’t know, at this point, whether or not it would actually work.  The idea is intriguing, but it raises many questions.  There is enough interest in CR, however – and most other proposals I have heard for addressing disarmament’s hedging and deterrent dilemmas are unpersuasive enough – that I think it would be valuable to examine the notion in much more detail.  In fact, I look forward to making this a major project in the months ahead, and am pleased to have been able to persuade a major foundation to support my work in this regard.
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      Disarmament Dialogue
    
  
  
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                    Since the CR concept pitches one headlong into the hurly-burly of modern disarmament debate, let me say a few words about my general perspective upon nuclear disarmament.   I have occasionally been accused of merely pretending to support disarmament.  A European disarmament activist accused me of this, for instance, at a nonproliferation conference in the United Kingdom a couple of years ago.  He believed that my marching orders from the Bush Administration were to act supportive of the idea while trying to “prove that disarmament is impossible.”  In his eyes, my call for disarmament dialogue was a Trojan Horse with which I intended to smuggle militarist counter-arguments through the rhetorical defenses of the disarmament community.
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                    He was wrong, but it is indeed worth explaining what we were up to in our disarmament outreach campaign of 2007-08.  Previously, for good or for ill, the Bush Administration had been much more reticent in talking about the subject. In the NPT Review Process and at the U.N. Conference on Disarmament, however, we changed our approach in early 2007, not just reaffirming longstanding U.S. support for the goals articulated in the Preamble and in Article VI of the NPT, but also speaking candidly about the difficulties that would need to be overcome in getting there.
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                    I won’t pretend that everyone in the Administration shared my view that if a world without nuclear weapons could actually be achieved, this might well be in the interests of the United States.  I am sure our views varied considerably.  Some officials may have felt much as former Secretary of State George Shultz does.  Others were much more skeptical, even opposing disarmament – a few perhaps because they simply felt it to be undesirable, but most apparently because they believed “zero” was unachievable and therefore not something on which a sensible policymaker should squander scarce resources of time, money, and political capital.
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                    My argument to all of them was that, at this point at least, these differences didn’t matter.  No one lacked an interest in seeing the public policy question of nuclear disarmament explored as seriously as possible.  To disarmament advocates, I argued that they had a powerful incentive to get into the difficult details of the case against disarmament.  Only by being able to answer the toughest of questions would they be able to make a persuasive case for disarmament in a language intelligible to the real-world decision-makers who sit atop the national security bureaucracies of the weapons states.  By the same token, I told the skeptics that it was also in their interest to engage on disarmament in a serious dialogue.  If they were right that “zero” was either undesirable or simply impossible, a serious dialogue would help this become more apparent.
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                    The keystone of the effort was our ambition to catalyze serious discussions about the sorts of circumstances it might be necessary to create in order to make nuclear weapons abolition a plausible and saleable policy choice for the United States and other nuclear weapons states.  This was where I thought our approach was most promising, and where the conventional wisdom of the disarmament community – now embraced so warmly by the Obama Administration – left the most to be desired.
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                    The public policy challenges of nuclear disarmament are by no means limited to those of disposing of warheads and verifying the absence of retained capabilities.  If anything, as technically troubling as they are, these perhaps are the easiest of the problems confronting disarmament.  The really tough questions are the political ones, the ones that get to the heart of governments’ distrust of one another’s intentions and the security dilemmas they feel themselves to face.  Disarmament may be technically problematic, in other words, but it is not fundamentally a technical problem.  As the Preamble to the NPT itself recognizes, disarmament is really about how to ease tensions and strengthen trust among nations to the point that it becomes possible to imagine weapons possessors making choices that they clearly rule out today.   Our hope was to engage people on precisely this question, for it lay at the heart of everything.  Without simply assuming the sudden advent of a new Golden Age of international amity, what specific measures could one envision that would help a still-untrusting world move closer to a situation in which “zero” seemed a non-insane option for leaders to take now?
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                    As it turned out, I was disappointed at how little diplomatic response there actually was to our outreach efforts in the NPT Review Process and at the CD.  Apparently, much of the disarmament community felt abolition to be such a transcendently obvious goal that it was not considered worthwhile to do more than preach the imperative of its achievement.  Discussing details and conditions – with the implied corollary that there might be some conditions under which disarmament was not a good idea – was apparently distasteful.
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                    As I have described elsewhere, with only two exceptions, not a single delegation among the NPT States Party ever sought to take us up on our offer of dialogue on how to create conditions in which zero would become a feasible and compelling security policy choice for today’s nuclear weapons possessors.  Most delegations continued to approach disarmament as little more than a reflex, insisting mechanically upon moving through a long-established laundry list of specific treaty instruments on which no substantive debate was considered to be permissible. What they apparently wanted was not a serious dialogue about how to make progress on disarmament, but instead merely to see the nuclear weapons states accede to their list of enumerated demands.  (By the 2008 PrepCom, it was also clear that my counterparts felt no incentive to engage in such dialogue anyway.  They were just waiting us out, anticipating our being succeeded by Americans who would share their commitment to that bare list of demands and regard those instruments 
    
  
  
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     as being conditions sufficient to support abolition.)
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                    The unreceptiveness of the diplomatic community was disappointing.  Even today, in this new era of seeming multilateral agreement on disarmament priorities, I see no particularly deep or interesting debate occurring in diplomatic circles on the fundamental political issues that underlie disarmament challenges.  Because the diplomats are failing us, it is doubly important for the academic and non-profit worlds to take these matters seriously; this is why it is gratifying that meetings like this take place.
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      Arms and the Future
    
  
  
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                    And there’s a lot to talk about.  With regard to these basic political issues, it is hard for a friend of disarmament not to be discouraged at the degree to which most of today’s nuclear weapons possessors seem deeply committed to their arsenals and notably uninterested in abolition.  I won’t belabor the details now, but suffice it to say that while a case can be made that in some sense the United States is indeed credibly positioned for “zero” to become a plausible policy option in the not too far distant future, the same cannot be said of most other nuclear weapons possessors.
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                    For the moment, Russia is happy to reduce its strategic systems because it is introducing new, modern delivery systems at a slower rate than it is retiring Cold War legacy systems.  Moscow remains deeply committed to keeping its nuclear weaponry, however, viewing this capability as essential to meeting its national defense needs and implementing a military doctrine unashamedly committed to nuclear warfighting as an answer to perceived conventional weakness.  Zero seems out of the question for the Kremlin.  For its part, though its arsenal is still small by U.S. and Russian standards, China is even more of an outlier from post-cold War disarmament trends: Beijing is not just modernizing its forces but actually engaging in a strategic build-up.
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                    India and Pakistan seem still to be modernizing and building too, with India claiming just this week that it has now mastered the technology to make weapons with yields in the hundreds of kilotons.  Israel, long presumed to be a power with a significant nuclear arsenal, is also reportedly modernizing – e.g., with a submarine-launched cruise missile capability.  Even the Europeans, who might be said also to have a plausible case for “zero” – at least for so long as they can enjoy the security of sitting under the American strategic umbrella – are modernizing, with both Britain and France building new generations of ballistic missile submarine.  (British Prime Minister Gordon Brown just announced that he plans to cut back from four ballistic missile submarines to three, but these will be submarines of an entirely new class – and perhaps with new warheads atop their missiles as well.)  Meanwhile, North Korea has announced its second nuclear test, and continues to develop long-range missile delivery capabilities.   In sum, the only nuclear weapons possessor that is not modernizing delivery systems or building up its arsenal – or both – is apparently the United States.
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                    The relative ease with which American strategists can at least begin to imagine a post-nuclear-weapons world – a prospect made notably less threatening by our preponderance of non-nuclear military power, including long-range precision strategic strike capabilities using conventional munitions, as well as an increasingly exotic suite of non-traditional electronic and cyber attack and other tools – should not blind us to the fact that few others seem to think this way.  Beyond our shores, much of the world seems more committed to nuclear weaponry than ever.
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                    This underscores the conclusion that the real challenges of disarmament aren’t the technicalities of how exactly to get rid of weapons and to verify that others have done so.  The biggest challenges will come in making the case that even if this can be done, it should be.  To judge them by their actions, most of the world leaders upon whose shoulders these matters rest seem to disagree with most of us in this room about how realistic and desirable an option nuclear disarmament actually is.
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                    That’s why friends of disarmament need to take the time to learn to “speak” the security “languages” of contemporary weapons possessors, and should prize deep engagement on the issue of disarmament “conditions.”  It is disappointing that such a dialogue has yet to develop in the diplomatic community, but it is not too late.  This is also why I think it worthwhile to explore concepts such as countervailing reconstitution, for ideas of strategic hedging and deterrence grow out of precisely the sort of security discourse that is likely to make far more sense to weapons possessors than homilies about peace and fraternity.  If the case for abolition cannot be intelligibly and persuasively made to today’s possessors in such a “language,” all of our enthusiasm for disarmament will come to naught.
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      <pubDate>Tue, 29 Sep 2009 17:05:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p117</guid>
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      <title>Nuclear Disarmament, Nonproliferation, and the “Credibility Thesis”</title>
      <link>http://www.newparadigmsforum.com/p132</link>
      <description>It is often argued in arms control circles that the key to finally getting better international cooperation against today’s proliferation challenges is for the United States -- and the other nuclear weapons states, but mostly the United States -- to show more disarmament “credibility.”  Indeed, this appears to be the centerpiece of the Obama Administration’s approach to nonproliferation and disarmament at the United Nations and in connection with the Nuclear Nonproliferation Treaty (NPT) Review Cycle.  Ford, however, thinks this “credibility thesis” argument is spectacularly weak, and explains why.</description>
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       For reasons of brevity, NPF here reproduces only its opening paragraphs.
    
  
    
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                    It has become something of an article of faith in the arms control community that one of the reasons the world has not been able to rein in the proliferation of nuclear weaponry more effectively is that the five states authorized by the Nuclear Nonproliferation Treaty (NPT) to possess nuclear weapons—the NPT “nuclear weapons states,” or NWS—have not shown sufficient “credibility” on the issue of nuclear disarmament. The treaty, this argument goes, is founded upon three pillars: nonproliferation, disarmament, and a commitment to the peaceful uses of nuclear energy. Because the NWS have not taken their disarmament obligations under the NPT seriously enough, it is said, other countries find our entreaties to implement nonproliferation policies shallow and unpersuasive, and, not surprisingly, have not been fully cooperative in addressing proliferation challenges such as those presented by Iran and North Korea. We are told that if only Washington—and here the other four NWS are mentioned remarkably infrequently—would finally show real nuclear disarmament credibility, the international community would be much more willing to work together to enforce the NPT’s nonproliferation rules.
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                    This assumption is repeated frequently enough that it has become an axiom of contemporary arms control debates—one of those unexamined suppositions from which numerous 
    
  
  
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     lines of policy argumentation begin, and upon which their intellectual credibility rests. President Barack Obama, in remarks delivered on his behalf by Assistant Secretary of State Rose Gottemoeller to the 2009 NPT Preparatory Committee meeting at the United Nations last spring, clearly predicated his approach to the NPT upon this “credibility thesis.” Demonstrating his apparent belief that the United States has not hitherto taken disarmament seriously enough, he described himself as now having finally committed the United States to “initial” steps towards “a world free of nuclear weapons.” With these steps, the president declared, “we will strengthen the pillars of the NPT and restore confidence in its credibility and effectiveness.” To be sure, Obama did not 
    
  
  
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     to mention the grave nonproliferation challenges facing the treaty regime today, but the centerpiece of his administration’s approach to nonproliferation—which he stressed in his message to the NPT delegations assembled at the UN—is to emphasize his seriousness about disarmament.
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                    As Obama’s remarks indicate, this disarmament-focused approach is justified, in part, instrumentally: through the argument that only by focusing more upon restoring disarmament credibility will we be able to elicit serious cooperation from other countries in achieving nonproliferation goals. This credibility thesis is worth examining carefully, however, because it might not actually be true.
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                    The thesis rests upon two central assumptions. First, it explicitly assumes that the commitment of the NWS to the ideal of disarmament lacks credibility, and implicitly assumes that the United States is both the most important locus of the problem and the key to its resolution. Second, it assumes that if this disarmament “credibility gap” is closed, it will be possible to meet today’s proliferation threats much more effectively and with a much wider base of diplomatic support. Both prongs of the argument are questionable, and each will be discussed in the following pages.....
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      <pubDate>Sun, 27 Sep 2009 18:14:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p132</guid>
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      <title>Test Ban Treaty, Take Two: Banning Tests Won’t Stop Nuclear Weapons Development</title>
      <link>http://www.newparadigmsforum.com/p164</link>
      <description>Both advocates for an critics of the Comprehensive Test Ban Treaty (CTBT) seem to overestimate the impact CTBT is likely to have upon nuclear weapons development.  In this article from The New Atlantis magazine, Ford discusses how and why CTBT won’t stop all nuclear weapons development -- and how we can’t talk intelligently about the merits or demerits of a test ban without understanding these details.</description>
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     (Summer 2009), at 112-116.
  

  
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                    To judge by the hopes of its supporters, the Comprehensive Test Ban Treaty (CTBT) is indispensable to the longstanding goal of nuclear disarmament: It would preclude the development of new nuclear weapons and set existing stockpiles on the road to aging and unreliable obsolescence. To its critics, however, the treaty’s flaws more than match these claimed benefits. In their view, the CTBT is a mischievous plot to disarm the most sophisticated and scrupulous nuclear-armed state—namely, the United States—while leaving reliable weapons in the hands of those with less technically advanced designs and giving cheating opportunities to those who lack our reluctance to break the treaties we sign.
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                    Both proponents and critics, however, miss the true implications of the test ban treaty. And if indeed the U.S. Senate will, as President Obama has promised, be given a chance to reconsider its 1999 rejection of the treaty, a far more nuanced debate—and one that revises fundamental assumptions about the supposedly unbreakable link between testing and development—must take place.
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                    When the Senate considered the CTBT a decade ago, there were two main arguments publicly proffered for its rejection. First, it was feared to be unverifiable. Countries with a more jaundiced view of the rule of law and fewer internal checks and balances than the United States might be able to conduct testing secretly, continuing their nuclear weapons development while we—an open, legalistic, and democratic society congenitally unable to keep a secret—scrupulously observed the ban. Second, it was feared that our own arsenal of highly sophisticated warheads—designed in an era when it was assumed we could conduct explosive tests in order to be sure our weapons would still work correctly even as materials and complex precision components aged—might become less reliable over the years. Consequently, CTBT skeptics worried that a test ban would gradually bring about 
    
  
  
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     self-disarmament, whether or not this was in our interest at the time, and without any public debate of, or accountability for, such a decision. Worse still, it was feared, such creeping American self-disarmament would be to some extent unilateral, for nuclear weapons possessors with less sophisticated, fine-performance-margin designs would find their weapons’ performance degraded less rapidly than that of U.S. warheads.
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                    In fact, there may have been another, unstated reason for the apprehension about adopting the CTBT: Russia. The 
    
  
  
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     of the congressionally-appointed Strategic Posture Review Commission (SPRC) suggests that, notwithstanding its own moratorium on nuclear testing, Russia has “apparently” been conducting secret low-yield tests as part of the Kremlin’s ongoing warhead development program and overall modernization of both strategic and shorter-range nuclear forces. This finding is surprising only in the sense that it has now been publicly acknowledged—somehow surviving the difficult declassification review invariably attendant to “sanitizing” reports drafted by official commissions given access to national security secrets. Substantively, it is quite consonant with comments made by Russian officials for some years. Russian Defense Minister Sergei Ivanov, for instance, bragged in 2005 that “new types of nuclear weapons are...emerging in Russia.” The SPRC report indicates that Ivanov’s comment was not mere braggadocio: the U.S. intelligence community apparently has information substantiating it.
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                    If this is true, and if such activity has been known or suspected for some time, then the 1999 Senate rejection of the CTBT might also have reflected concerns about the prospect of Russian CTBT violations undetected by the treaty’s monitoring system. This was yet another way that CTBT skeptics may have feared the treaty would disproportionately disadvantage America: our scrupulous observance of the CTBT’s zero-yield standard—its first article flatly prohibits “any” nuclear explosion—would limit American weapons development capabilities, while our principal strategic nuclear rival would continue to reap whatever benefits could be had from secretive testing at low-yield levels. (Interestingly, this concern may no longer be limited to the potential impact of Russian warhead development. The SPRC report also describes China as “possibly” engaging in low-yield testing. Perhaps the looming CTBT debate in the Senate will now also focus upon the implications of China’s ongoing nuclear modernization efforts and strategic buildup.)
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                    At any rate, even though the Senate rejected the CTBT a decade ago, the United States continues to observe a test moratorium—but only as a matter of 
    
  
  
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    , which we could reverse if we became concerned about warhead reliability or if some new strategic threat emerged. If the Senate is now to reconsider the CTBT responsibly—and not simply to change course reflexively, out of some heady feeling of arms-control momentum in this era of airy promises—it will need to be confident that all such concerns have now been allayed conclusively enough that a mandatory, permanent test ban is now in the interest of the United States.
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                    Let us assume for a moment that the CTBT’s supporters are right that a ban 
    
  
  
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    sufficiently verifiable for us to be confident that countries such as Russia and China would indeed not test when subjected to its strictures. Even under this optimistic assumption, what impact would the treaty really have on nuclear weapons development? A lesser one, most likely, than either its supporters or its critics suppose.
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                    To begin with, it is worth remembering that the United States may well end up facing more long-term reliability problems with its nuclear arsenal than many current weapons possessors. Today, domestic debates about warhead reliability under the CTBT occur against the backdrop of America’s development during the Cold War of very finely tuned warhead designs that sought to maximize performance in tiny, multiply-deliverable packages. Countries that built their present arsenals without facing the anticipated all-out warfighting requirements of the Cold War may not have felt any need for such elegant and temperamental designs even if they had possessed the capability to build them in the first place (which most did not). Accordingly, in a test-ban environment, long-term reliability questions may conceivably cause more problems for the U.S. arsenal than for those of many or most other weapons possessors. (It is out of fear of such problems, for instance, that the United States has been spending so much money on the “Stockpile Stewardship Program,” which is designed to reduce or perhaps eventually replace the need for testing in order to ensure that U.S. designs perform as intended.)
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                    But that is not the end of the story—for the United States or any other reasonably sophisticated weapons possessors—because explosive testing is not absolutely necessary for nuclear weapons development. Particularly for existing nuclear-weapons possessors with a history of pre-moratorium testing and access to advanced computing capabilities, it might be possible to continue new weapons development even under the CTBT, especially if one is willing to have “lower standards” for design complexity than American planners felt necessary during the Cold War. (Indeed, some in the disarmament community distrust the U.S. Stockpile Stewardship effort for precisely this reason, fearing that it might permit America to circumvent a test ban.) Even newcomers to the business might be able to do reasonably effective development work without testing if they were content to develop weapons of only modest sophistication. If you are willing to use a bit more fissile material per weapon and feel no need to explore the cutting edge of warhead efficiency or other performance metrics, you can be reasonably certain a design will work without testing it.
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                    It is often forgotten that the first nuclear weapon ever used in war—a simple “gun-type” design using only uranium for its fissile material—was not considered to need testing even in an era when scientists designed weapons with slide rules. Its first explosion was the one over Hiroshima. (The “Trinity” test that preceded Hiroshima was of a different design.) A country could easily develop a gun-type arsenal that needed no testing; in fact, South Africa did just that, though it later dismantled its arsenal. (Pretoria did plan an underground test on at least one occasion, but it likely had objectives that were more political than technical: it may have been intended to signal Pretoria’s nuclear prowess to outside powers rather than to ensure design integrity.) At any rate, nobody seems to think South Africa’s uranium-filled gun-type designs would have had any trouble performing as intended.
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                    It bears mention, moreover, that a gun-type design might be in some respects perfectly suited to at least one new mission considered in recent years for nuclear weapons in the post-Cold War era: attacking deeply buried underground facilities. The intrinsic ruggedness of a gun-type design and its relatively low yield arguably make it a better candidate for “bunker buster” warheads than plutonium-based implosion designs. Building such a device would probably be easy, and it would surely function quite reliably without testing.
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                    Nor should we forget that if we already know that a particular design works, there is little need to test it, at least for quite a few years. The “Reliable Replacement Warhead” proposed in recent years (and defunded by Congress in 2008 before being officially abandoned by President Obama in 2009) would not have required testing; it was adapted from an older design that had been tested long ago. Renegade Pakistani nuclear weapons scientist A. Q. Khan, moreover, provided 
    
  
  
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     Chinese designs to Libya—the so-called CHIC-4 design, which some experts wryly describe as Beijing’s “export model”—and perhaps to other clients of his smuggling network. In short, re-using designs that have already been tested, an approach available not only to existing possessors but evidently also to proliferators, is another way to circumvent a test ban.
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                    Since testing is not a prerequisite for weapons development, we should not assume that even the most verifiable CTBT regime would simply stop the development of nuclear weapons. A global test ban could simply push competition toward design approaches that do not require testing. This would not necessarily be a worse outcome than imposing 
    
  
  
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     restrictions on testing, but CTBT supporters should not oversell the treaty by pretending that work on nuclear weapons would grind to a halt around the world upon the treaty’s entry into force.
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                    As the saying goes, the devil is in the details. The key to evaluating the real merits of a test ban regime would be to ask whose weapons development plans it would most inhibit, which competitive behaviors would be favored in the wake of a prohibition, and what the impact of these developments would be upon our national security and the global security environment. Answering such questions will require much more careful analysis than has been in evidence so far as the treaty’s second chance in the Senate draws near.
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          Christopher A. Ford
        
      
      
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       contributing editor, is a senior fellow at the Hudson Institute, where he directs the Center for Technology and Global Security. He previously served as U.S. Special Representative for Nuclear Nonproliferation.
    
  
  
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      <pubDate>Sat, 26 Sep 2009 21:06:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p164</guid>
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      <title>Assessing the Final U.N. Security Council Resolution on Nonproliferation and Disarmament</title>
      <link>http://www.newparadigmsforum.com/p166</link>
      <description>The U.N. Security Council passed the U.S.-drafted resolution on Nuclear Nonproliferation and Disarmament.  Building upon his earlier analysis of the U.S. draft, Ford comments on the final document.  What changed in the negotiations?  What does the resolution’s passage mean for NPT diplomacy?</description>
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                    The Obama Administration is telling everyone that it scored a big victory yesterday in the U.N. Security Council by obtaining passage of a resolution on nonproliferation and disarmament based upon the 
    
  
  
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     circulated last weekend.  In one sense, this was indeed a diplomatic victory.  It has probably been some time since a U.S. draft resolution on these issues sailed through the lowest-common-denominator U.N. negotiating process with so few changes. This, we are told, demonstrates the President’s leadership and vision.  The other way of looking at this, of course, is that it illustrates the degree to which the Obama Administration’s grand vision for nonproliferation, disarmament, and arms control simply 
    
  
  
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     the conventional wisdom prevailing in such lowest-common-denominator fora.  Negotiating resolutions is easy, after all, when your policy consists of giving one’s negotiating partners what they want.
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                    But I don’t want to be unfair.  The real question, isn’t about how derivative the White House’s vision happens to be, but instead whether the substance of the Resolution is sound and valuable.  (If the substance is good, who 
    
  
  
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     how reflexively it was arrived at?)  An even more important question is whether and how this Resolution will contribute to positive changes in the real world.
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                    The answer to that second question is, of course, presently unknowable.  If the Resolution does not produce much, it would certainly not be the first time grand pronouncements by multinational bodies have proven to be hollow rhetorical shells when governments finally get around to making tough real-world decisions.  As I can testify from personal experience, diplomats face strong incentives to declare victory when they have elicited statements of agreement on important topics, and incentives 
    
  
  
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     to worry overmuch about what happens after that.  Policymakers and national leaders should be held to a higher standard, however, for what we really ought to care about is 
    
  
  
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    : how such sentiments are lived out in the world, rather than just the fact that they are articulated.  If diplomatic pronouncements reflect and/or catalyze
    
  
  
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    progress on important issues, that is success; if they mask divergences and represent merely the pretense of progress, that most assuredly is not.
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                    Especially as we approach the 2010 Review Conference of the 
    
  
  
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    , there will be powerful incentives for our diplomats to find glory in mere process.  The current administration is eager to distinguish itself from its predecessor by having a “successful” conference, and in the diplomatic context of the NPT Review Process, success is defined only by agreement upon a Final Document.  To judge by the progress of yesterday’s Security Council Resolution, it shouldn’t be too hard for the Obama Administration to “succeed” by this standard.  Serious observers, however, should keep their eye on the ball: the real question is whether this iteration of the NPT Review Cycle sees the world make progress in addressing the grave proliferation challenges that threaten the nonproliferation regime.  By that metric, success will take a lot more than having a consensus document come rolling off the printing presses in New York.
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                    That said, it’s too early to judge the Obama Administration’s success in rallying a robust response to today’s proliferation challenges.  (Perhaps one will yet materialize – though I do not brim with optimism.)  It is not too early, however, to judge this week’s Security Council resolution, and from it to assess the Americans’ likely approach to both the substance and the atmospherics of these issues. In this regard, I don’t have much to add to my earlier posting about the merits and demerits of the U.S. draft text circulated last weekend.  For good or for ill, the final Resolution tracks the draft closely enough that it would be pedantic and boring for me to repeat my analysis here.  It remains as good a window into Obama Administration thinking as we have yet seen.
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                    You may be interested, however, in an account of how the Security Council negotiating progress 
    
  
  
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     change the U.S. draft text circulated a week ago.  Few of the tweaks are vastly important, but some are interesting, and perhaps suggestive.  The following paragraphs describe the ones that jumped out at me.
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                    I.           
    
  
  
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      WMD Proliferation as a Threat to Peace and Security?
    
  
  
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                    In its opening paragraphs, the final text of the U.N. Security Council Resolution (UNSCR) adds a new declaration that “proliferation of weapons of mass destruction, and their means of delivery, constitutes a threat to international peace and security.”  This is hardly wrong, of course, and its inclusion is commendable.  Interestingly, however, the U.S. draft text contained no such comment.  Such phrasing appears in the landmark 
    
  
  
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      Presidential Statement made by the Security Council in 1992 (S/23500)
    
  
  
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    , but for some reason the Obama Administration could not quite bring itself to say so in its own draft.
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                    Indeed, even though the U.S. draft mentioned S/23500, it only “recalled” the 1992 document.  The final UNSCR thus did the Obama Administration not one but 
    
  
  
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     better in describing proliferation as a danger: in addition to “reaffirming” S/23500 rather than merely “recalling” it, the final text explicitly 
    
  
  
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     WMD proliferation as a threat to international peace and security.  Since such threat phrasing is the factual predicate required for legally-binding U.N. Security Council action under Chapter VII, we should be grateful that someone saw fit to insist upon these amendments in toughening the somewhat limp U.S. draft.  One wonders, however, why the Americans had to be coaxed into saying this.  When was the last time that it took a U.N. negotiating process to make a U.S. draft text 
    
  
  
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     on nonproliferation?
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                    Elsewhere in the final draft, in fact, the Obama Administration seems to have agreed to a weakening of even what little its own draft had said about threats to international peace and security.  Clearly referring to Iran’s violation of its nonproliferation obligations and defiance of multiple legally-binding Security Council resolutions, the U.S. draft had “deplore[d] the current major challenges to the nonproliferation regime that the Security Council has determined to be threats to international peace and security.”  This, however, was apparently too much for the market to bear in this week’s Security Council deliberations: the draft language was watered down into no more than an “express[ion] [of] particular concern,” while the reference to threats to international peace and security was simply dropped.  (The final text of Operative Paragraph 10 just refers to threats “that the Security Council has acted upon” – a sad little piece of phraseology that presumably had the additional advantage of using the past tense, making it sound a bit like the Security Council’s involvement with the Iran issue is now behind us.)
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      State-Sponsored Nuclear Terrorism and Illicit Trafficking
    
  
  
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                    The final UNSCR text also watered down a provision in the U.S. draft that in its original form had expressed grave concern about the threat of “the provision of nuclear material or technical assistance for the purposes of terrorism.”  (In its final version, the UNSCR just “recogniz[es]” the need to prevent nuclear material or technical assistance from becoming available to terrorists.)  The final resolution also entirely omitted a U.S.-drafted preambular paragraph that had noted “the risk that irresponsible or unlawful provision of nuclear material or technical assistance could enable terrorism.”
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                    These two changes to the language on nuclear terrorism are disheartening.  One might have thought that preventing state-sponsored terrorist access to WMD would be one of the few areas on which essentially everyone could agree.  It appears, however, that someone on the Security Council felt it too much to speak out explicitly against providing terrorists with nuclear-related assistance.  The final text still notes the importance of preventing “nuclear material or technical assistance becoming available to terrorists,” but the use of the passive voice is disturbing in light of these deletions.  Why would it be objectionable to decry the possibility of state-sponsored nuclear terrorism? Especially at a time when Hezbollah’s international sponsor and paymaster is busily enriching uranium and has threatened to wipe Israel off the map, the change in the text is slightly creepy.
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                    Where the original U.S. draft called upon “all states” to work to enhance international partnerships and capacity building with regard to combating trafficking in nuclear material, the final UNSCR’s Operative Paragraph 26 only calls upon “those States in a position to do so” to do this.  In Operative Paragraph 27, the final text also completely omits an earlier U.S.-proposed reference to “illicit trafficking” of nuclear materials.  Someone apparently thought it objectionable to call upon states to fight such illicit trafficking within their borders: in the final text, they are urged merely to “prevent proliferation financing and shipments, to strengthen export controls, to secure sensitive materials, and to control access to intangible transfers of technology.”  These are hardly bad things to fight, but why was it important to delete language about also combating 
    
  
  
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     trafficking?  Is someone looking for wiggle room to disclaim any responsibility – as Pakistan did with the notorious nuclear smuggling operations of A.Q. Khan – for nuclear trafficking by “renegades” operating out of its territory?
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                    III.           
    
  
  
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      The Disarmament Agenda
    
  
  
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                    The final text of the UNSCR now “recalls” the outcomes of past NPT Review Conferences, including the 1995 and 2000 Final Documents.  In this regard, it is interesting to see President Obama accept Bush-era phrasing downgrading the 2000 Final Document as something merely to be “recalled” rather than actually 
    
  
  
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    .  Now that President Bush has retired to private life, the disarmament community seems willing to admit the obvious fact upon which his diplomats insisted for eight years in the face of angry opposition: that the package of nuclear disarmament “steps” endorsed in the 
    
  
  
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      2000 Final Document
    
  
  
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     is – 
    
  
  
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      as
    
  
  
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     a package, at least – obsolete.
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                    Another change came in Operative Paragraph 7 of the final document, which added to the U.S. draft’s discussion of the Comprehensive Test Ban Treaty (CTBT) a call for this instrument to enter into force “at an early date.”  The reader may recall that in order for entry-into-force (EIF) to take place, accession is required not only by the United States but also by China, India, Israel, Egypt, Pakistan, Iran, and North Korea.  We should perhaps be grateful that the tiny island state of St. Vincent and the Grenadines has now shown leadership in this field by ratifying CTBT on Wednesday, but supporters of the Treaty have good reason to be nervous about when exactly EIF is ever likely to occur.
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                    In Operative Paragraph 8, the final text of the UNSCR also adds a new comment requesting all states to cooperate upon commencement of substantive work under the new program of action agreed at the U.N. Conference on Disarmament.  This may reflect a growing realization that in the wake of the Obama Administration’s reversal of Bush Administration policy on the effective verifiability of a Fissile Material Cutoff Treaty (FMCT), the CD’s problems in actually negotiating a FMCT are just beginning.  (Perhaps they have even worsened, as parties now find themselves armed with the endlessly disputatious possibilities inherent in establishing what intrusive verification provisions their rivals should be compelled to accept, or they themselves should not.)  Several months after the Americans’ 
    
  
  
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      volte face
    
  
  
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    , the CD still finds itself unable to engage on substance, thus apparently necessitating what is in effect a scolding from the Security Council.
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                    IV.           
    
  
  
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      Whither the NPT Outliers? 
    
  
  
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                    The American draft was watered down significantly – if subtly – in its treatment of non-parties to the NPT.  As I detailed in my earlier posting on the Obama draft, the proposed U.S. text had, intriguingly, declared that such Treaty outliers should “join the Treaty … and in any case to adhere to its terms.”  This struck me as a sensible way to put it, leaving open the possibility of a realistic accommodation between such states and the nonproliferation regime.  Not too surprisingly, however, this possibility seems now to have been foreclosed by the final text of the UNSCR.  In Operative Paragraph 4, the final text says that the outlier states should merely adhere to the NPT’s terms “pending their accession” as non-nuclear weapons states.  It’s hardly news that the diplomatic community would insist upon making the ideal but unachievable into the enemy of the feasible but merely good, but it is depressing nonetheless.
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                    V.           
    
  
  
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      Peaceful Uses
    
  
  
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                    Someone let the lawyers loose on the U.S. draft’s discussion of the NPT’s Article IV.  The UNSCR’s Operative Paragraph 12 now tracks the text of that provision more rigorously, adding “inalienable” to its description of the right described in the first paragraph of Article IV and removing “and Article III” form its final clause.  The final UNSCR now simply “recalls” Article III “in this context,” as well as Article II of the IAEA Statute.  (Article II of the 
    
  
  
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      IAEA Statute
    
  
  
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     provides that “[t]he Agency shall seek to accelerate and enlarge the contribution of atomic energy to peace, health and prosperity throughout the world. It shall ensure, so far as it is able, that assistance provided by it or at its request or under its supervision or control is not used in such a way as to further any military purpose.”)  Ah well.
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                    VI.           
    
  
  
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      Conclusion
    
  
  
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                    All in all, as I have suggested, the real story of the UNSCR is how little its final version diverged from the U.S. draft, though different observers may draw different conclusions from this fact.  The changes ultimately made were a mixed bag, occasionally representing (to my eye) the strengthening of a weak text, but more often constituting dilutions.  Except for the final text’s modification of the treatment of NPT non-parties, the most significant new elements of the Obama draft – vis-à-vis Bush Administration policy, for instance – were unsurprisingly retained.  So, however, were a number of its continuities, including the U.S. draft’s fascinating refusal to reaffirm the negative security assurances made in connection with the 1995 NPT Review Conference.
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                    We shall see how this all plays out at the 2010 conference.
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    – Christopher Ford
  

  
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      <pubDate>Fri, 25 Sep 2009 21:11:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p166</guid>
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      <title>Analysis of the Obama Administration’s Draft U.N. Security Council Resolution on Nonproliferation and Disarmament</title>
      <link>http://www.newparadigmsforum.com/p168</link>
      <description>In mid-September 2009, the Obama Administration circulated a draft U.N. Security Council resolution on nonproliferation and disarmament.  Whatever happens to the final text, this document provides a window upon Administration thinking; it also offers the best taste yet of how the United States will approach the 2010 NPT Review Conference.  Here is Ford’s assessment.</description>
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                    The press yesterday began circulating leaked copies of a draft U.N. Security Council Resolution (UNSCR) said to have been proposed by the new U.S. administration in preparation for President Barack Obama’s much-anticipated chairmanship of a special Council meeting on nuclear nonproliferation and disarmament.  No one knows at this point, of course, how the draft will change on its way to adoption, but the U.S. text provides a fascinating window upon the Obama Administration’s approach to arms control and nonproliferation issues.
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                    Much of the draft is unsurprising.  
    
  
  
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      Of course
    
  
  
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     the new administration was going to highlight its most significant departure from Bush Administration policy in this arena to date by calling for states to joint the Comprehensive Test Ban Treaty.  (Operative Paragraph 5)  Nor is it surprising that the new administration would craft phrasing seeming to take credit for beginning talks with Russia on a successor to the expiring Strategic Arms Reduction Treaty, even though the Bush Administration began these negotiations in September 2006.  (Preambular Paragraph 9)  And 
    
  
  
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      of course
    
  
  
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     the Obama team would use crowd-pleasing if ahistorical and tendentious language about the NPT’s “three pillars” – revisionist phraseology that downgrades nonproliferation by making it sound no more important than disarmament and nuclear technology sharing within the Treaty framework.  (Preambular Paragraph 5)  By the same token, no U.S. sponsored resolution under any administration could avoid calling for compliance with nonproliferation obligations and emphasizing the role of the Security Council in addressing such threats. (Operative Paragraph 1)
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                    Not all of the Obama team’s draft, however, is so uninteresting.  The following paragraphs discuss some of the more thought-provoking items.
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                    I.            
    
  
  
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      Nuclear Deterrence and Negative Security Assurances
    
  
  
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                    Readers who follow the Nuclear Nonproliferation Treaty (NPT) process will recall that in connection with the 1995 NPT Review Conference, the five nuclear weapons states (NWS) authorized by that Treaty offered so-called “negative security assurances” (NSAs).  These promises boiled down to a pledge not to use nuclear weapons except when actually attacked or threatened by nuclear weapons.  Provided that a non-weapons state did not gang up with a weapons possessor in committing aggression, therefore – an eventuality that was in fact expressly covered – these NSAs were essentially no-first-use promises vis-à-vis states not having any nuclear weapons.  The disarmament community loves such NSAs, and frequently complains that the 1995 promises were not legally binding.  There have also been frequent calls for these NSAs to be reiterated.
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                    The Obama Administration’s UNSCR draft ostentatiously waves the NSA flag.  Its Preambular Paragraph 12 reads as follows:
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      "Recalling the statements by each of the five nuclear-weapon States, noted by resolution 984 (1995), in which they give security assurances against the use of nuclear weapons to non-nuclear-weapon State Parties to the NPT, and reaffirming that such security assurances strengthen the nuclear nonproliferation regime …."
    
  
    
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                    This phrasing is actually quite clever, if cynical.  To understand why, it is helpful to recall just how hollow the 1995 NSAs were shown to be almost from the start.
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                    The Clinton Administration offered the U.S. NSA pledge in 1995, adapting but not significantly rephrasing a similar pronouncement made by Jimmy Carter in 1978.  Just a year later, however – in connection with Bill Clinton’s support for the nuclear weapons state protocol to the Treaty of Pelindaba, the African nuclear weapons free zone agreement – the Clinton White House informed the press that the United States still retained the legal right to use any tool in its metaphorical toolbox, nuclear weapons not excepted, if someone were to attack us with any sort of weapons of mass destruction (WMD).  This legal theory was apparently based upon the concept of “belligerent reprisal,” and Clinton officials made it clear that nuclear weapons were no exception. Notwithstanding the 1995 NSA, in other words, the United States reserved the right to use nuclear weapons in response to at least 
    
  
  
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      some
    
  
  
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     non-nuclear attacks, and it didn’t matter 
    
  
  
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      what
    
  
  
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     the Pelindaba protocol said.
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                    In characteristic fashion, the Clinton White House approached this disingenuously, announcing its departure from its own NSA policy in quiet press backgrounders about Pelindaba and in subsequent communications to Congress designed to ease Senate ratification of the Chemical Weapons Convention.  For 
    
  
  
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     audiences, however, it still professed fidelity to its 1995 NSA promises.  The administration of George W. Bush did not change the substance of this longstanding U.S. deterrent strategy.  In its 2002 
    
  
  
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      National Strategy for Combating WMD
    
  
  
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    , however, the Bush White House had the temerity to trumpet what the Clinton team had apparently hoped the disarmament community would fail to notice: that the United States still reserved the option to retaliate with nuclear weapons against attacks made upon us with chemical or biological weaponry.
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                    Nor was the United States alone among nuclear weapons possessors in having such a policy.  British Prime Minister Tony Blair’s Labour government admitted the same thing to the House of Commons in the weeks before the 2003 invasion of Iraq; French President Jacques Chirac articulated a similar position on behalf of France in early 2006.  For its part, Russian nuclear doctrine is shockingly unapologetic in anticipating Moscow’s reliance upon the early and liberal use of nuclear weaponry to make up for its conventional military failings, and explicitly contemplates nuclear use in response to non-nuclear attacks.  Despite Beijing’s decades of “no first use” posturing, moreover, Chinese military writings also suggest a policy of using nuclear weapons to deter conventional attack – while Chinese officials have made comments indicating that their “no first use” commitment is in fact “conditional.”  In short, the United States is no outlier.  
    
  
  
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      Every
    
  
  
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     NPT nuclear weapons state (NWS) seems to have a policy that reserves the option of using nuclear force in response to at least 
    
  
  
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     form of non-nuclear attack.   Whether they were hypocritically given or were subsequently abandoned, therefore, the 1995 NSAs do not have a very impressive history.
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                    (In fact, it’s not entirely clear there is much to mourn in their passing.  There is little reason for any non-nuclear weapons state to fear NWS nuclear weapons – especially American ones – and I am aware of no evidence that they actually do.  Countries like Iran and North Korea may fear America’s long-range 
    
  
  
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      non-nuclear 
    
  
  
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    precision strike and power-projection capabilities, to be sure, but this is a “problem” unaffected by nuclear-focused NSAs.  The connection between the lack
    
  
  
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    of legally-binding NSAs and nuclear proliferation is often asserted, but seems implausible; NWS nuclear weapons possession does not appear to be especially relevant in proliferator decision-making.  In fact, the most likely circumstances in which a non-nuclear weapons state might actually confront the possibility of nuclear attack would be if it used chemical or biological weapons against a NWS.  But is fear of such retaliation something we really wish to eliminate?  Even if NSA promises could be believed – which is an interesting question in its own right, especially in light of the Clinton Administration’s treaty-trumping legal theory of “belligerent reprisal” – it would be an odd triumph for nuclear disarmament to make banned biological warfare more attractive and biological weapons more widespread by effectively immunizing their users against nuclear retaliation.)
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                    The Obama Administration appears to wish to create the impression that it is now making up for the perfidy of the NWS in slinking away from their 1995 promises.  Administration-friendly political blogger 
    
  
  
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    , to whom someone obligingly passed a copy of the draft UNSC, cites “Washington nonproliferation experts” who describe the draft as being “important” because it
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      “signal[s] the Obama administration’s return to some international non-proliferation commitments that the Bush administration had walked back from.  In particular, they note the proposal’s endorsing that world nuclear powers pledge to not attack non-nuclear states with nuclear weapons ….”
    
  
    
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                    Such political posturing, however, is all smoke and mirrors.  Leave aside the false claim that it was George Bush
    
  
  
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    who “walked back from” the 1995 NSAs – in fact, as noted, it was Bill Clinton – and simply read the Obama draft UNSCR a second time.  Preambular Paragraph 12 
    
  
  
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     the 1995 NSAs and 
    
  
  
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      reaffirms
    
  
  
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     that “such security assurances strengthen the nuclear nonproliferation regime.”  It does not, however, 
    
  
  
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      reiterate
    
  
  
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     these pledges or give any indication as to whether they are still in force.  The paragraph thus steps carefully around the real issue.  Unless and until the Obama Administration officially forswears the possibility of nuclear retaliation for a devastating chemical or biological attack – which it seems not to have done – the Clinton/Bush approach must be presumed to remain U.S. policy.  (Obama therefore has 
    
  
  
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     “endorse[]d … [the] pledge to not attack non-nuclear states with nuclear weapons,” and in fact apparently continues to reject it.)  This draft UNSCR does not constitute a renunciation of longstanding WMD deterrence policy; it’s just supposed to 
    
  
  
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     like one, and its diplomatic audience is not supposed to read it very closely.
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                    Don’t get me wrong.  Such evasiveness is not necessarily a bad thing.  There is a real danger that too wide-eyed an enthusiasm for disarmament – and too casual an abandonment of policies such as the Clinton/Bush doctrine of preserving the possibility of nuclear retaliation for chemical or biological attacks – will undermine U.S. alliance relationships, undercut our “extended” nuclear deterrence, and risk provoking nuclear proliferation among friendly states which possess the technical 
    
  
  
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     of nuclear weapons development and conclude from such moves that they can no longer rely upon Washington for strategic security.
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                    Strikingly, just as the draft UNSC was being leaked to press, Japanese media reported that the Japanese government had balked at a proposal made in a draft report by the International Commission on Nuclear Nonproliferation and Disarmament that the United States should forswear the possibility of nuclear retaliation for any non-nuclear attacks.  According to the 
    
  
  
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     (September 13, 2009), Japan’s representative voiced reservations about this proposal precisely because it seemed to signal a weakening of the U.S. nuclear umbrella upon which Japan relies.  The existence of such concerns does not necessarily preclude disarmament, of course.  It does suggest, however, that making a serious effort to reach the ambitious goal of nuclear weapons abolition will require putting a lot more time, energy, money, and political capital into 
    
  
  
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    -nuclear means of alliance assurance: we will need to be willing – both militarily and politically – to bind ourselves to our allies in new and robustly credible ways.  Yet even if this is possible, it not clear that this factor figures significantly in Washington’s new disarmament thinking.
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                    How Preambular Paragraph 12 is handled in the ongoing Security Council negotiations, therefore, could be quite interesting.  Perhaps its balance of 
    
  
  
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     fidelity to the disarmament community’s conventional wisdom about NSAs with a remarkable degree of actual equivocation on the subject will prove to be exactly the right diplomatic recipe.  Or perhaps its inclusion will turn out to have been foolish, carelessly highlighting an issue that even the Obama Administration would rather not receive serious attention.  Either way, however, this is an issue worth watching.
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                    II.            
    
  
  
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      Article IV
    
  
  
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      and Nuclear Technology Rights
    
  
  
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                    The draft UNSCR seems to deal in multiple locations with the issue of nuclear technology “rights” under the NPT.  In Operative Paragraph 2, it observes that “enjoyment of the benefits of the NPT by a State Party can be assured only by its compliance with the obligations thereunder.”  In Operative Paragraph 11, the resolution applauds and encourages the IAEA’s work on “multilateral approaches to the nuclear fuel cycle” in order to “address[] the expanding need for nuclear fuel and nuclear fuel services” while “minimizing the risk of proliferation.”   Finally, in Operative Paragraph 9, it describes the right of States Party to nuclear energy as one that obtains when such parties are “in conformity with Articles I, II, and III of the Treaty.”
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                    The first comment is true enough, though it only suggests, rather than offers, an Article IV connection in this regard.   The second reference – on multilateral fuel supply – represents the Obama team’s continuation of diplomatic initiatives begun during the Bush Administration to provide an attractive alternative to domestic fuel cycle development.  (This is a way, as it were, of enticing countries away from 
    
  
  
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      wanting
    
  
  
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     to bear the costs and the technological and other risks of uranium enrichment and plutonium reprocessing at home.  Regardless of what their Article IV rights are, it was thought, it would be best if countries had no 
    
  
  
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      need
    
  
  
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     to do their own fuel cycle work in order to support an expanding domestic power generation program.  Refusal to participate in such a program would also be revealingly suggestive of non-peaceful intentions.)  These provisions are commendable, but hardly new thoughts.
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                    Operative Paragraph 9 is more interesting, however, in that it carefully tracks the language of the first paragraph of Article IV 
    
  
  
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      except
    
  
  
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     that it adds a reference to Article III to that provision’s crucial “in conformity” phrasing.  This is hardly without precedent in political documents coming out of the NPT Review Process, for the same “Articles I, II, and III” language was also used in the Final Document adopted by the 2000 NPT Review Conference.  Such phrasing is nonetheless significant, because the text of Article IV only mentions Articles I and II.  Both the 2000 Review Conference and the Obama Administration’s UNSCR draft, therefore, assert an Article IV requirement of conformity with Article III that is not explicit in the Treaty.  Whether or not there is evidence of nuclear weapons proliferation, in other words, if a state willfully violates its International Atomic Energy Agency (IAEA) safeguards agreement, this says it cannot be assured of being permitted 
    
  
  
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      any
    
  
  
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     “research, production and use” of nuclear energy 
    
  
  
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      at all
    
  
  
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    .
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                    This is a significant assertion, with potentially great power – if the international community’s commitment to enforcing it were taken seriously – to deter dangerous safeguards gamesmanship.  It is a shame that the vehicle for articulating this Article III requirement is merely a political document, though the declaration is no less welcome for all that.  A legal argument can be made that Article III compliance is indeed 
    
  
  
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      implied
    
  
  
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     in the “in conformity” language of Article IV, for neither Article III nor the overall structure of the NPT’s nonproliferation scheme would make much sense if non-weapons states had a “right” under the Treaty to pursue nuclear activity 
    
  
  
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      without
    
  
  
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     safeguards.  Unfortunately, however, this Article III connection is not explicit in Article IV.  The Obama UNSCR may help add political weight to a very sensible interpretation of the Treaty, but good sense is hardly a guarantee of support in multilateral fora, so more is needed.
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                    Perhaps the adoption of this resolution can help build momentum for agreement upon an explicit clarification of Article IV by all NPT States Party at the 2010 Review Conference.  Such Review Conference declarations generally do not take – and have not yet taken – a form having any particular legal import, but it is at least conceivable that a well-crafted and quite explicit agreed text in 2010 might pass muster under Article 31.3 of the Vienna Convention on the Law of Treaties as a source to which lawyers can thereafter turn in helping understand ambiguous language in the Treaty.  It is too much to hope that an Article IV clarification in 2010 could resolve the longstanding debate over that article’s meaning by making clear that Article IV does 
    
  
  
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      not
    
  
  
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     include a right to fissile material production capabilities usable in making nuclear weapons.  (There is, appallingly, no consensus behind this commonsensical idea.)  Nevertheless, perhaps the Obama Administration can build upon its “Articles I, II, and III” language in the draft UNSCR in order to achieve something important in clarifying the last few words of the first paragraph of Article IV at the Review Conference.
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                    III.            
    
  
  
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      NPT Universality
    
  
  
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                    Operative Paragraph 3 of the UNSCR calls for the NPT’s universality, urging parties outside the Treaty – and here, of course, is meant India, Pakistan, Israel, and (now, sadly) North Korea – to join it “at an early date.”  Interestingly, however, the draft’s insistence upon accession is not absolute.  Pursuant to Article IX(3) of the Treaty, simple accession by any state that detonated its first nuclear weapon after January 1, 1967, can only mean accession as a 
    
  
  
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      non
    
  
  
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    -nuclear weapons state.  Calling for “universality” of the NPT, therefore, is a demand that all non-Parties give up every nuclear weapon they currently possess.
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                    Presumably because, to put it charitably, this seems unlikely to happen in the foreseeable future, the UNSCR draft has a fallback position.  Non-Parties, it says, should “in any case … adhere to [the Treaty’s] terms.”  (Operative Paragraph 3)  This is intriguing.  What specific Treaty terms does the UNSCR have in mind?  It is clearly a good idea for non-Parties to adhere to the terms of Article III by accepting IAEA safeguards.  Similarly, it can only be good for non-Parties in possession of nuclear weapons technology to adhere to the terms of Article I – which bars weapons possessors 
    
  
  
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      within
    
  
  
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     the NPT from helping anyone else acquire such weapons.  It contributes nothing, however, to call for these non-Parties’ adherence to the terms of 
    
  
  
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      Article II
    
  
  
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    , which prohibits the acquisition of nuclear weapons by non-weapons states.  (After all, if they were willing to agree to this – 
    
  
  
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      i.e.
    
  
  
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    , to disarm – they could simply 
    
  
  
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      sign
    
  
  
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     the Treaty, and it would not be necessary to invent circumlocutions about adhering to its terms.)
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                    The thrust of the UNSCR’s phrasing, therefore, seems to be that the Americans are holding out to non-Parties the vague suggestion of an informal quasi-weapons state status – neither quite fish nor yet quite fowl – 
    
  
  
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      outside
    
  
  
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     the NPT itself but in still 
    
  
  
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      within
    
  
  
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     the broader nuclear nonproliferation regime.  This is quite an intriguing idea, apparently build upon the Bush Administration’s conceptual innovations in the 2005 U.S.-India initiative.  (Through that agreement, India was rehabilitated as a nuclear technology trading partner on the condition that it separate its military from its civilian nuclear programs, subject the latter to IAEA safeguards, improve its nuclear export controls, and forswear further nuclear explosive testing on pain of having technology cooperation withdrawn.)  If Operative Paragraph 3 means what it appears to mean, this idea – which is sure to be contentious – bears watching in the UNSCR negotiations and in the 2010 NPT Review Conference itself.
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                    IV.            
    
  
  
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      Withdrawal from the NPT
    
  
  
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                    Taking a page from Bush Administration diplomats who first began discussing such ideas with foreign counterparts after North Korea’s withdrawal from the NPT in 2003, the draft UNSCR says strong things about Treaty withdrawal.  In Operative Paragraphs 14, the draft “affirms that a State remains responsible under international law for violations of the NPT committed prior to its withdrawal.”  Operative Paragraph 15 urges technology suppliers to make it a condition of nuclear trade that in the event of a recipient’s NPT withdrawal, the supplier can demand the return of whatever material and equipment it had previously provided.  Operative Paragraph 17 also calls for agreements to specify that IAEA safeguards obligations will survive NPT withdrawal.
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                    It is not clear how much practical significance such disgorgement clauses would have in the most difficult cases.  (Would the regime in Pyongyang, for instance, particularly care about honoring such contractual stipulations?)  Nevertheless, such provisions might yet have a modest impact in some cases, particularly for regimes such as Iran, which even in the midst of flagrant nonproliferation noncompliance retains some odd respect at least for the appearance or pretense of legality – and which, at any rate, still wishes to have extensive economic relationships with the outside world that might be complicated by protracted contract disputes over nuclear technology.  These ideas of nuclear technology return – which, as I recall, originated, at least within the U.S. policy community, in a series of dinner discussions sponsored by the Nonproliferation Policy Education Center in late 2003 that brought together both U.S. State Department and French Foreign Ministry officials and Congressional staffers interested in deterring withdrawal by other proliferators – thus seem to be acquiring real policy “legs.”  It will be interesting to see how these proposals fare in the negotiation of the final UNSCR text, and in the 2010 Review Conference.
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                    V.            
    
  
  
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      Nuclear Weapon Free Zones
    
  
  
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                    Finally, the Obama UNSCR draft welcomes and supports efforts to conclude nuclear weapon free zone (NWFZ) treaties, and declares that such agreements “enhance[] global and regional peace and security, strengthen[] the nuclear nonproliferation regime, and contribute[] toward realizing the objectives of nuclear disarmament.”  This is a commonplace assertion frequently heard in disarmament circles, and is one of the few areas covered by this text in which the Obama Administration seems to have a genuinely different view than the Bush Administration, so it is hardly surprising to find such language in the draft.  The NWFZ issue, however, is interesting in that if properly understood, it returns us to the awkward issues raised by the UNSCR draft’s discussion of the 1995 NSAs.
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                    NWFZ treaties are often discussed as if they pertained only to preventing the acquisition of nuclear weapons by states within their defined geographic scope.  This makes such agreements sound like nonproliferation instruments, but this is only part of their function.  It is also by far the least important, because the NPT already prohibits non-weapons states from acquiring nuclear weapons.  As nonproliferation instruments, therefore, NWFZs are largely superfluous.
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                    Another function of NWFZ agreements, however, is, in effect to limit the NWS’ ability to use nuclear weapons in building alliance relationships, and to restrict weapons deployment opportunities.  NWFZs usually preclude basing anyone’s nuclear weaponry in states party to such treaties, thereby preventing the development of strong NATO-style alliance relationships involving the provision of “extended [nuclear] deterrence” in the form of NWS weapon deployments on allied soil.  Depending upon how their geographic reach into ocean areas is defined, moreover, NWFZs may also affect NWS’ ability to deploy or transit naval vessels carrying nuclear weapons, such as ballistic missile submarines.  (This is said to have been a concern in connection with the proposed South East Asian NWFZ protocol.)
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                    A third function of NWFZs is to make 1995-style negative security assurances legally binding upon the nuclear weapons states.  This is not dealt with in the main body of most NWFZs, but provisions to this effect usually appear in a protocol to such agreements that is offered to the NWS for signature.  (The Tlalelolco [South America], Pelidaba [Africa], and SEANFWZ [South East Asia] treaties all have such protocols.)  The customary terms of such protocols legally bind NWS signatories not to threaten or use nuclear force against any non-nuclear weapons state party to the agreement.  Not surprisingly, the protocols contain no exemption for non-weapons states that attack a NWS with chemical or biological weaponry, or with any other non-nuclear weapons.
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                    There is also a variation upon the NWFZ formula that has been rather outrageously developed and promoted by Russia as a means of facilitating its exercise of power in the former Soviet territories of its “near abroad.”  The Central Asian NWFZ treaty – CANWFZ, or “can-fizz” if you wish to sound like a knowledgeable insider – is structured in such a way as to make a legal 
    
  
  
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     for pre-existing defense agreements such as the Treaty of Tashkent between Moscow and a number of its Central Asian neighbors.  This “nuclear weapon free zone,” in other words, technically creates something more like a “nuclear weapon monopolization zone”: 
    
  
  
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      in extremis
    
  
  
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    , Russia retains the potential right to deploy nuclear weapons on the soil of CANWFZ states party pursuant to prior defense arrangements that deem an attack against one to be an attack against all, but CANWFZ purports to exclude all 
    
  
  
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      other
    
  
  
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     weapons possessors in this regard.  This extraordinarily misnamed treaty – which does anything 
    
  
  
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     “contribute[] toward realizing the objectives of nuclear disarmament,” and which caters to Moscow’s worst instincts in recreating a neo-imperial sphere of influence in the territories of its former empire – is apparently among the agreements the Obama UNSCR draft goes on record “[w]elcoming and supporting.”
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                    The Bush Administration – which agreed with the Clinton Administration that nuclear weapons retain some utility in deterring chemical and biological attack, agreed with its NATO allies that deployment-based extended deterrence still retains at least some value in the contemporary security environment, and agreed with deterrent theories operative since the 1960s that maintaining a survivable second-strike force of ballistic missile submarines was important to strategic stability – was disinclined to support NWFZ treaties.  The Obama team, however, professes to like them.
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                    That said, is not clear what precisely the new administration means by its espousal.  It could be that, like Bill Clinton before him, President Obama seeks to reap the public relations benefit of acceding to NWFZ protocols while relying upon our potential adversaries to notice (and be deterred by) the fact that the U.S. legal theory of “belligerent reprisal” makes such NSA-style pledges essentially meaningless.  Or it could be that the new administration genuinely likes Free Zones.  The evidence available to date does not suggest an answer.  Having gone to some trouble to reintroduce the idea of NWFZs into U.S. public policy discourse, however, the Obama Administration should expect to face tough questions, from foreign diplomats and Congressional leaders alike, about the implications of its rhetoric.
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                    VI.            
    
  
  
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      Conclusion
    
  
  
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                    The Obama Administration’s UNSCR draft thus repays careful study.  It is anyone’s guess what the final text will be of any Resolution agreed to by the Security Council.  Even if it ends up being amended beyond recognition, however, the current draft text is valuable in its own right as an “issue-spotting” primer and an introduction to the Obama team’s thinking about these issues – both its continuities with Bush Administration nonproliferation policy and its occasional divergences.  This draft provides the best indication yet of how the new U.S. team will approach the myriad substantive issues that will arise in connection with the upcoming 2010 NPT Review Conference.
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    -- Christopher Ford
  

  
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      <pubDate>Tue, 15 Sep 2009 21:13:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p168</guid>
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      <title>Obama’s chance to set things straight on Nuclear Technology Rights</title>
      <link>http://www.newparadigmsforum.com/p170</link>
      <description>U.S. officials have yet to take a clear position rebutting Iran’s argument that Article IV of the Nuclear Nonproliferation Treaty recognizes a “right” to uranium enrichment and plutonium reprocessing.  This question is vital,  for conceding such a “right” would open the legal door to a world of states each possessing the easy technical “option” of weapons development.   Fortunately, Iran is wrong on the law, and President Obama has the chance finally to say so.  Will he?</description>
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                    Since its secret nuclear weapons program was revealed in August 2002, Iran has steadfastly insisted that its uranium enrichment efforts – and the plutonium capability it is also developing, in the form of the plutonium-production reactor at Arak – are intended exclusively for “peaceful purposes.”  Stung by international criticism for its safeguards violations, noncompliance with the Nuclear Nonproliferation Treaty (NPT), and disregard of legally-binding U.N. Security Council resolutions, Iran cites Article IV of the Treaty in claiming it has an absolute legal “right” to any sort of nuclear technology it wants for “peaceful purposes” and subject to International Atomic Energy Agency (IAEA) inspections.  The fact that the Treaty doesn’t actually say this – that Article IV’s  “inalienable right” applies by its own terms merely to “research, production and use” of “nuclear energy” itself, and that the drafters of the NPT do not appear to have envisioned 
    
  
  
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     technology rights – doesn’t seem to bother anyone in Tehran.
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                    This claim of a general “right” to fissile material production is highly significant.  Conceding such a claim could have huge proliferation consequences: it would make it the legal “right” of every country in the world to develop capabilities that bring it right up to the edge of producing nuclear weapons.  Fissile material availability has long been understood as the principal obstacle to weapons development; if one has enough enriched uranium or separated plutonium, the other aspects of building at least a simple weapon are neither prohibitively complicated nor particularly time-consuming.  However often IAEA inspectors might show up, conceding a “right” to produce this material would authorize every country to hover no more than a little “attitude” and a brief delay away from nuclear weaponry.  (It is easy and apparently relatively costless to impede or expel inspectors, and by no means impossible to deceive or elude them.)
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                    In the face of strident Iranian assertions on this point, Washington has sent mixed messages on this issue for years.  In the first term of the George W. Bush Administration, some officials publicly contested Iran’s claims.  (Full disclosure: I was among them.)  Soon thereafter, however, an Energy Department publication inexplicably endorsed Iran’s legal interpretation, after which a largely unresponsive “clarification” provided to Congress by the State Department in late 2007 further muddled an already mixed message.
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                    President Obama has a chance to clear up this mess and provide Iran’s legal argument with the clear and cogent rebuttal it deserves.  So far, however, he seems to have gone to some trouble to perpetuate the mixed messages that have given solace to Iran and undercut the international community’s efforts to rein in Tehran’s fissile material production work.  On the one hand, a close reading of the president’s remarks suggests that Obama has not yet actually endorsed the tendentious Iranian view of absolute nuclear technology rights.  In his April 5, 2009, speech in Prague, for instance, he carefully described countries as having a “right” merely to “access peaceful power without increasing the risks of proliferation.”  Describing, as he did, a right to “nuclear energy” is by no means the same thing as acknowledging a right to produce fissile material potentially usable in nuclear weapons.  (Obama subsequently described Iran as having legitimate “energy concerns” – and what country, after all, does not? – but this is also nothing like endorsing a right to fissile material production.)  Similarly, in his June 4 speech in Cairo, Obama spoke only of a “right to access peaceful nuclear power” for countries that comply with the NPT. With such careful phrasings, the President has left himself room for a refutation of Iran’s arguments.
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                    On the other hand, Obama has so couched his comments in conciliatory language – breezily playing to the perceived grievances of developing nations and bomb-seeking Iranian clerics unhappy with his predecessor’s approach to nuclear technology control – that everyone who doesn’t carefully parse his remarks should be forgiven for 
    
  
  
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     he has now sided with Iran’s view of Article IV.  In Prague, for instance, the president stressed that “no approach will succeed if it’s based on the denial of rights to nations that play by the rules.”  That’s not wrong in itself, but it plays to the rights-based discourse that Iran advances.  As long as it is only Iran that offers legal argument about what those rights actually 
    
  
  
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    , tipping one’s hat in this fashion can hardly be taken as anything but endorsement of the mullahs’ legal claims.
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                    Similarly, Obama’s subsequent comments about Iran’s “legitimate” energy concerns were widely covered as if they endorsed Tehran’s absolutist view of the Treaty.  In Cairo, his remarks stressing the importance of reconciliation with the Muslim world were predicated upon comments about how unfortunate it was, among other things, that the outside world for so long “denied rights and opportunities to many Muslims.”  Bizarrely, Obama also seemed to suggest that providing access to nuclear technology was “at the core” of the Treaty – a claim also explicitly made by Iran at the 2009 NPT Preparatory Committee, albeit one belied by the NPT’s text, its negotiating history, and its very name.
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                    There is a notable gap, in other words, between what people seem to 
    
  
  
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     the Obama Administration has said about the specific meaning of Article IV and what it actually 
    
  
  
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     – a gap he so far seems to have encouraged and been happy to exploit in earning acclaim for 
    
  
  
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     being George Bush, even while (so far) not actually departing noticeably from second-term Bush policy in these respects.
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                    When given the opportunity to clarify things in July, Secretary of State Hillary Clinton chose to offer stern-sounding words that nonetheless carefully sidestepped the question.  Speaking on NBC’s 
    
  
  
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    as if directly addressing Iran, she declared that “[y]ou have a right to pursue the peaceful use of civil nuclear power,” but “[y]ou do not have the right to have the full enrichment and reprocessing cycle under your control.”  Again, this is both correct and evasive.
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                    Thanks to several legally-binding U.N. Security Council resolutions enacted pursuant to Chapter VII of the U.N. Charter that require Iran to suspend its enrichment and reprocessing work, it is quite true that Tehran presently has no right to the full nuclear fuel cycle.  But saying this does not 
    
  
  
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     say anything about Article IV itself.  The real question with powerful implications for the future of the NPT is whether Article IV recognizes or conveys a right to the full fuel cycle in the first place – that is, whether Iran had this right before the Security Council resolutions, and whether 
    
  
  
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     non-weapons state today has the right Iran claims for itself.  As had her boss, Secretary Clinton seems to have taken some trouble to 
    
  
  
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     to have a position on that question while carefully avoiding saying anything clear or useful in this respect.
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                    This willfully mixed message, however, is unwise – and any momentary public relations benefit it may provide President Obama is unsustainable.  The careful equivocation of the administration’s words on this topic will be no more than a trivial footnote if the President’s remarks continue to avoid clarity while 
    
  
  
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     like endorsements of the legal view that Iran advances contrary to nonproliferation good sense, in opposition to longstanding U.S. foreign policy, and in defiance of the mandates of the Security Council.  Nor is it a solution for his subordinates, like Secretary Clinton, to 
    
  
  
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                    President Obama can and must set the record straight on this issue, and with his upcoming chairmanship of a high-profile Security Council meeting on nuclear issues, he has the perfect opportunity to so.  He should make clear that support for negotiations with Iran 
    
  
  
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     entail conceding a view of Article IV that will open the legal door to a dangerously unstable world full of “virtual” nuclear weapon states able to undertake weapons development on demand.  The United States should articulate a view of Article IV that makes clear that the developed world’s commitment to sharing the 
    
  
  
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     need not entail permitting the spread of specific technologies if this increases proliferation risks.
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                    If Article IV is not to become the NPT’s suicide note, we must clearly and emphatically refute the idea of 
    
  
  
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     technology rights in favor of an interpretation that evaluates technology issues through the lens of proliferation risk.
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    – Christopher Ford
  

  
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      <pubDate>Mon, 14 Sep 2009 21:17:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p170</guid>
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      <title>Reacting to “Nukes and the Vow” (Part II)</title>
      <link>http://www.newparadigmsforum.com/p174</link>
      <description>The blogosphere -- or at least a portion of it -- seems to have responded with interest to Chris Ford’s essay on Buddhism and nuclear disarmament: “Nukes and the Vow: Security Strategy as Peacework.”  Ford’s reception has been predictably mixed, but it does appear to have succeeded in eliciting debate.  In this posting, NPF reproduces another essay that has appeared in reaction.  This one is by Barbara O’Brien, and appeared on the About.com website.</description>
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          Another published reaction to “Nukes and the Vow” came from Barbara O’Brien, writing for About.com.  Her posting is reproduced here.  Readers should be aware that O’Brien’s essay is followed by a number of reader postings reacting -- often quite unfavorably -- to the ideas raised by Ford.  These comments may be found by following the first embedded hyperlink below.
        
      
        
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      BUDDHISM AND THE BOMB
    
  
  
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                    by 
    
  
  
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      Barbara O’Brien (August 6, 2009), About.com: Buddhism
    
  
  
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                    If there was ever a challenge to us Buddhists to keep an open mind, I think this must be it.
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                    In 
    
  
  
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      Russ Wellen discusses the nuclear weapons views of Christopher Ford
    
  
  
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    . Dr. Ford was the Bush Administration’s lead negotiator for the Nuclear Nonproliferation Treaty (NPT). Russ Wellen says Dr. Ford also is a member of the conservative Hoover Institute, although he's not listed among Hoover's fellows and I found no mention of him on Hoover's website. [Update (from O'Brien): It's the Hudson Institute, sorry.]
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                    What is certain, however, is that Christopher Ford is a Buddhist enrolled in the Chaplaincy Training Program at the Upaya Zen Center in Santa Fe, New Mexico. And he has some provocative things to say about The Bomb. Primarily, Dr. Ford argues that demanding the absolute eradication of nuclear weapons is not necessarily a skillful approach to world security.
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                    In "
    
  
  
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      Nukes and the Vow: Security Strategy as Peacework
    
  
  
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    ," Dr. Ford argues that disarmament has become too rigid a dogma.
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      "Certainty is the 'near-enemy' – the dark shadow side – of insight. If we know that our position is wholly right and that those who disagree are wholly wrong, we are part of the problem. ... And we should hold our specific policy convictions lightly enough that we do not damage real insight and clarity on the sharp edges of their seeming certainties, even as we grasp the compassionate 
    
  
    
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       of social action with all our strength."
    
  
    
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                    As Russ Wellen writes, the "work" of most peaceworkers amounts to seminars, Hiroshima Day celebrations and demonstrations. One could argue (and this is my argument, not Russ Wellen's) that such activity can become a form of self-indulgence; a means to claim moral superiority that doesn't actually accomplish anything. My impression is that Dr. Ford wants us to refocus on what is practical and do-able in the real world to enable as much security as possible. Dr. Ford writes,
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      "We cannot, therefore, be absolutists, nor 'theologize' disarmament. We must remember that peace and security is the public policy objective, not nuclear disarmament 
    
  
    
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      . Weapons elimination is just one possible 
    
  
    
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      , to be used or discarded depending upon its contribution to the goal."
    
  
    
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                    You may be sputtering (as I did) that this is 
    
  
  
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      The Bomb
    
  
  
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     we're talking about. You know, the thing than could wipe out life on this planet. So please be clear that I am not necessarily endorsing Dr. Ford's point of view. But do read his essay with an open mind. You might find yourself agreeing with him more than you think you will.
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                    This week marks the 64th anniversary of the bombings of Hiroshima and Nagasaki in World War II, events we remember with deep sorrow and regret. But historians say that possibly as many people died in the firebombing, with "conventional" bombs, of Tokyo in March 1945 as died in Hiroshima in August. Yet we do not observe the anniversary of the firebombing of Tokyo.
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                    My concern is this: For most people, the use of atomic weapons is unthinkable. Is it possible that our attitude toward nuclear weapons as led to a sense that conventional weapons are not that big a deal? When people hear about missile strikes or drones killing civilians, do they shrug it off because 
    
  
  
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    ?
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                    This is a huge topic, and I've rambled on long enough. What do you think?
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      <pubDate>Mon, 31 Aug 2009 21:25:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p174</guid>
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      <title>Reacting to “Nukes and the Vow” (Part I)</title>
      <link>http://www.newparadigmsforum.com/p172</link>
      <description>The blogosphere -- or at least a portion of it -- seems to have responded with interest to Chris Ford’s essay on Buddhism and nuclear disarmament: “Nukes and the Vow: Security Strategy as Peacework.”  Ford’s reception has been predictably mixed, but it does appear to have succeeded in eliciting debate.  In this posting, and the next one on this page, NPF reproduces essays reacting to Ford’s argument.  Below appears a piece on the subject by Russ Wellen.</description>
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       One published reaction to “Nukes and the Vow” elsewhere on the Internet came from Russ Wellen, who had already appeared in this blog putting questions to Ford on the issue of a Fissile Material Cutoff Treaty [FMCT].  In the August 7, 2009, edition of 
      
    
      
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       an on-line newspaper for which he runs the “Nukes and Other WMD” desk, Wellen wrote his own essay on the subject. It is reproduced here, with Mr. Wellen's permission.
    
  
    
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                    CAN A BUDDHIST LEARN TO STOP WORRYING AND LOVE THE BOMB?
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                    by 
    
  
  
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                    No, Christopher Ford isn’t asking that of Buddhists. But he does suggest they entertain the possibility that nuclear weapons play a significant role in keeping the global peace.
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                    Who’s Christopher Ford? Until September 2008, he served as the Bush administration’s lead negotiator for the Nuclear Nonproliferation Treaty (NPT). Currently, he’s a member of the Hudson Institute, the think tank that traces its origins back to Herman Kahn. You remember him: Mr. Winnable Nuclear War — the man who popularized the term megadeath before the band of the same name (minus the second “a”) appropriated it for its own use.
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                    Before you decide Dr. Ford’s qualifications are dis-qualifications, consider this: He’s a Buddhist.
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                    Bush administration? Nuclear war? Buddhist? I know. Take a moment to let the cognitive-dissonance dust settle.
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                    It’s true that when Dr. Ford was with the Bush administration, his positions were capable of making one question his and, of course, the Bush administration’s commitment to nuclear nonproliferation. For example, Article VI of the NPT states in part: “Each of the Parties to the Treaty undertakes to pursue negotiations. . . relating to the cessation of the nuclear arms race. . .”
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                    Dr. Ford claimed that the NPT doesn’t call for total disarmament. Negotiations alone toward that end are sufficient for a state to be in compliance with the article in question. Technically, he may have been right. But why would one of our nation’s lead disarmament negotiators even bring up the possibility of failure?
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                    It seems Dr. Ford didn’t want any other countries in the NPT to use the inability of the United States to successfully disarm as an excuse to dodge their own obligations to nonproliferation. “Deproliferation,” meanwhile, is not an expression I’ve ever seen him use, but it seems to describe his position.
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                    It was coined by famed communitarian professor Amitai Etzioni, who wrote, “Deproliferation calls for removing the access to nuclear arms and the materials from which they can readily be made — first and foremost in unstable and noncompliant states, and only then in all others.”
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                    In other words, like Etzioni, Dr. Ford first seeks to strip North Korea of nuclear weapons and disabuse Iran of any notions it might have of developing nuclear weapons. Traditional arms control seeks to simultaneously roll back the nuclear arsenals of the great powers, United States and Russia, partly in hopes of convincing small states that the need for nuclear weapons no longer exists (if it ever did).
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                    While with the Bush administration, Dr. Ford wrote that the future of a U.S.-Russian nuclear disarmament relationship might consist of “only the reciprocal exchange of various sorts of transparency and confidence-building measures [and] each party will make its own procurement decisions.” Its own procurement decisions?
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                    At the time, such concepts seemed part and parcel of Bush administration’s unilateralism and phobia about treaties. But Dr. Ford’s work since suggests his leeriness of treaties wasn’t out of a Bushian need to keep the United States free from being much obliged to other nations. Instead, he seemed to honestly believe that treaties wouldn’t stand unless compliance on the part of the states that signed them could be verified without qualification.
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                    In fact, once detached from the Bush administration, Dr. Ford has dedicated himself to treaty compliance, which he feels works best when customized for individual states. He also combed through arms control history to find documentation which demonstrates that the NPT does not guarantee every state that’s signed it the right to enrich uranium for nuclear power. Reflexively making this false claim for Iran is no way to prevent an attack by Israel while the United States stands by.
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                    In fact, with his nimble mind and prodigious intellect, Dr. Ford makes many in the disarmament community seem like hide-bound dullards in comparison. In a dialogue with me at his new global security site 
    
  
  
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    , he articulated one of his core beliefs: 
    
  
  
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      “Arms control is too important not to be done right; if you can’t do it in a way that actually contributes to international peace and security, it’s perfectly appropriate just to walk away.”
    
  
  
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                    Though a staunch ban-the-bomber myself, I’ve come to find Dr. Ford’s work invaluable. Still, it came as a surprise when he contributed to a Buddhist symposium on nuclear weapons for the 
    
  
  
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     program at the renowned Upaya Zen Center in New Mexico. Come to find out, Dr. Ford studies there.
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                    In 
    
  
  
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        Nukes and the Vow: Security Strategy as Peacework
      
    
    
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    , he writes:
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                    It is essential, I feel, to begin from the perspective that the overriding objective is to create a world that contains as little human suffering as possible. … [Survival aside] people who are being slaughtered probably face significant constraints upon their capacity for spiritual practice.
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                    Significant constraints, indeed. But, while many “
    
  
  
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      Buddhist peaceworkers seem to believe. . . that it should be a fundamental goal of Buddhist peacework to eliminate nuclear weapons. . . to my eye it puts the cart before the horse.”
    
  
  
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                    Later Dr. Ford writes:
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      "In Buddhist peacework, our lodestar should be fundamental human security, rather than the talismanic presence or absence of nuclear devices per se. If we cannot be reasonably confident of real security in a nuclear-weapon free world. … it might be possible to make a 
    
  
    
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        Buddhist argument for the retention of nuclear weapons" 
      
    
      
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    [All emphases Dr. Ford's.]
  

  
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      “Make no mistake,”
    
  
  
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     he reminds us. 
    
  
  
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      “I do not make such an argument here. Nevertheless, it may be incumbent upon all Engaged Buddhists to be at least alive to this possibility.”
    
  
  
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                    They’re alive, all right. In fact, they’re recoiling in alarm. But Engaged Buddhists, Dr. Ford argues, cannot be 
    
  
  
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      “absolutists, nor ‘theologize’ disarmament. We must remember that peace and security is the public policy objective, not nuclear disarmament 
    
  
  
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        per se.”
      
    
    
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                    He writes:
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      "Taking disarmament seriously as an Engaged Buddhist may. . . require less moral certainty [and] more willingness to explore the swampy morass of how nations [and] their security interests … Many disarmament advocates find something profoundly distasteful in. . . quasi-
    
  
    
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        realpolitik
      
    
      
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       calculation. Many also find the very idea of nuclear deterrence itself to be horrifying. … little short of criminal insanity."
    
  
    
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                    Dr. Ford is confronting us with two critical issues. The first is the extent to which peace workers, Buddhist or otherwise, gag over the concept of nuclear deterrence. Buddhists are not alone in their revulsion. In 
    
  
  
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      The Evolution of Nuclear Strategy, Third Edition,
    
  
  
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     Sir Lawrence Freedman writes:
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                    In the eighties, a pastoral letter by the American National Conference of Catholic Bishops on the moral dimension. “What was significant about the letter itself was that in seeking to reconcile nuclear deterrence with their ethical principles the bishops eventually concluded that it was permissible to own nuclear weapons for purposes of deterrence but 
    
  
  
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      improper to use them.” 
    
  
  
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    [Emphasis added.]
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                    Freedman adds:
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      “The significance of the bishops’ pastoral letter was not in the quality of its reasoning or its conclusions but in throwing the fundamental dilemma of nuclear policy into such stark relief.” 
    
  
    
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                    (The significance of Freedman’s response lies not with the stark relief into which nuclear policy has been thrown, but with the droll light in which he casts the bishops’ willful blindness about how deterrence works. For it to be effective, a firm resolve to use nuclear weapons in a worst case scenario is required.)
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                    Secondly, Dr. Ford is pushing the envelope of peace work into a realm where few Engaged Buddhists dare to go (I like the way he initial-caps the first letter of “engaged”) — politics and policy-making. Since he comes from that world, it might not seem that un-natural to Dr. Ford. But someone like the Dalai Lama (as if there’s anyone else like him) was plucked from the monastery and thrust into the world of politics. (For an idea of just how masterful he’s become at playing politics, read Pico Iyer’s recent 
    
  
  
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     report on Tibet, 
    
  
  
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        Hell on Earth
      
    
    
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    .)
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                    Dr. Ford insists that Engaged Buddhists:
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      . . . must become students of the complex muddle of national and international decision-making and security politics, and make ourselves more savvy consumers of other people’s policy advocacy.
    
  
    
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                    But to most peaceworkers of any spiritual stripe, engagement means seminars, Hiroshima Day celebrations, demonstrations, and at the most extreme, blocking logging trains or dowsing nuclear warheads with blood. They may not be capable of the kind of engagement advocated by Dr. Ford.
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                    First of all, it’s difficult for them to think in terms of saving, say, 500,000 in conventional war by subjecting 10 million to the risk (however small, however large — nobody really knows) of dying in nuclear war. It’s not built into the DNA of Engaged Buddhists, peaceworkers, or spiritual seekers to make a bargain like that with Mara, the devil, the unspeakable, or whatever you want to call evil.
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                    Deterrence itself, meanwhile, assumes a fatalism, or lack of faith in human nature, that is completely antithetical to the whole concept of realizing human potential. Still, Dr. Ford’s argument is too powerful to rebut. The more, absolutist, in his words, that we remain, the less credible we are. Our rigidity reflects poorly on disarmament itself and runs the risk of making it that much harder for those creating policy or negotiating treaties to succeed.
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                    If we’re unwilling to educate ourselves to the utmost on disarmament issues and entertain opposing viewpoints, our advocacy may do more harm than good. In fact, the cause might better be served by our backing off. (Of course I don’t tend to take that advice. I’m against deterrence because. . . well. . . I just am.)
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                    Besides, there’s more than enough work waiting to be done to keep weapons at bay that are indefensible in any way, shape, or form: biological and chemical weapons, land mines, and cluster bombs.
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                    In fact, why not just shine a spotlight on the fundamental causes of war itself — such as child-raising practices — and scrub them free of shadows?
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    -- Russ Wellen
  

  
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      <pubDate>Mon, 31 Aug 2009 21:19:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p172</guid>
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      <title>Ford responds to Russ Wellen’s questions on FMCT</title>
      <link>http://www.newparadigmsforum.com/p179</link>
      <description>Responding to the previous blog posting – a guest contribution by Russ (“The Deproliferator”) Wellen – Christopher Ford tries to answer Wellen’s questions.  This posting muses about the politics and substance of negotiating, and trying to verify, a Fissile Material Cutoff Treaty (FMCT) – whether at the U.N.’s Conference on Disarmament or elsewhere.</description>
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      Russ Wellen – who blogs as “The Deproliferator” – wrote to ask Ford three tough questions in response to the first NPF posting (on July 20, 2009) on Fissile Material Cutoff Treaty (FMCT) verification and 
      
    
      
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       [His comments appear as a “guest blog” on this site, as the previous NPF entry.] 
    
  
    
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          1) 
        
      
      
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         First, Wellen wonders how one could ever expect North Korea, Iran, India, and Pakistan – which he terms “the problem countries” from an FMCT perspective – to “sign on to a protocol with a voluntary or unmonitored elements such as independent judgment and consultations.”
      
    
    
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                    It’s a good question, but it’s also a question that isn’t any 
    
  
  
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     tough when applied to an FMCT protocol that has 
    
  
  
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      involuntary
    
  
  
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     and 
    
  
  
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      monitored
    
  
  
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     verification elements.  (If anything, that would make it tougher.)  What reason do we have to believe these countries would accept a treaty with even a modestly serious attempt at verification?
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                    North Korea threw a tantrum and walked away from the Six-Party Process – expelling international verifiers, announcing plans to reopen the plutonium production reactor at Yongbyon, and declaring a nuclear weapons test in the process – after being presented with a U.S. plan designed to verify the denuclearization that Pyongyang had repeatedly promised.  Iran won’t accept even the IAEA’s Additional Protocol, denies ever having violated its comprehensive safeguards agreement, and continues to play rope-a-dope with IAEA inspectors over evidence of Tehran’s work on weaponization.  And the speechifying that accompanied the May agreement by the U.N.’s Conference on Disarmament (CD) to its current FMCT-inclusive work plan already saw the Indians and Pakistanis arming up for a political war of suggesting mutually-incompatible verification provisions in these treaty negotiations.
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                    Wellen seems not to trust such countries with compliant behavior under a purely normative FMCT – as the United States preferred under the Bush Administration – and I certainly share some misgivings.  I wonder, however, whether these countries would 
    
  
  
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     agree to an FMCT.  Moreover, having “real” verification measures might actually make their agreement harder.  These are clearly not governments very keen to empower foreign inspectors to poke around their nuclear establishments, and the closer to “effective” the  verification system would become – and we shouldn’t forget that the CD’s negotiating mandate now again 
    
  
  
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     “effective verification” – the more they would presumably squirm.
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                    As I understood the 
    
  
  
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     – and I think I understood it pretty well! – Washington had no illusions about the trustworthiness of negotiating partners such as Iran and North Korea, and some skepticism about whether the CD would ever be able to birth such a treaty.  It was certainly understood that there would be scope for cheating in an FMCT without international verification provisions.  It was felt, however, that because of the inherent difficulty of the project, there would be significant scope for cheating no matter 
    
  
  
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     verification protocol was negotiated.  That was precisely the problem: “effective verification,” it was felt, was essentially impossible under any FMCT U.S. officials felt could be negotiated.
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                    At least honestly admitting that it couldn’t be done, it was thought, would do something to prevent the international community from sitting back complacently on its haunches, assuming that the problem had been solved because some inspectors were on the payroll.  Without verification provisions, countries would understand the need to watch each other by “national means and methods” which includes spying – and one wouldn’t be confronted with silly arguments that things 
    
  
  
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     be alright because some cadre of inadequately equipped international inspectors with insufficient legal authority hadn’t found anything in a troublesome country.  (Knowing that you don’t know is much better than not realizing it!)
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                    In any event, the problem of agreeing upon verification measures wouldn’t be 
    
  
  
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     in the “Five Plus Three” FMCT I advocated in 
    
  
  
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      my March 2009 article in 
      
    
    
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     than it now will be in the CD.  All Wellen’s “problem countries” are 
    
  
  
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     in the mix, with consensus required in order for the CD to do anything at all.  Compared to my proposal, the CD’s current approach adds more than 50 additional governments – countries whose views would have to be accommodated, but for which an FMCT would add in no meaningful way to their nonproliferation commitments.  (Non-weapons states are 
    
  
  
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     prohibited, by the NPT, from producing fissile material for weapons.)
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                    By contrast, with my extra-CD approach, there would not only be fewer cooks in the negotiating kitchen, but one would also be free to work verification problems on something 
    
  
  
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      other
    
  
  
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     than a rigid, “one-size-fits-all” basis.  (Moreover, if some country 
    
  
  
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      really
    
  
  
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     proved to be a problem, it could perhaps be bypassed.)  One virtue of a more 
    
  
  
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     approach outside the CD is that it could develop flexibly, and need not emerge in one great negotiating spasm involving more than 60 delegations.
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                    True, maybe it wouldn’t work.  But that doesn’t distinguish my “Five Plus Three” scenario – or the Bush Administration’s preferred approach of a universal but purely normative FMCT – from the current negotiating mandate agreed upon by the CD.  In the end, none of these ideas might fly.  The question, however, is which one has the best chance both of being negotiated and of actually providing a useful contribution to global security upon its entry into force.  Unfortunately, as I indicated in my previous blog on this subject, I think the CD may now have picked the worst of the three approaches.
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      2)
    
  
  
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     Second, Wellen asks how countries could be convinced to sign on to my “Five Plus Three” approach when my suggestion of moving the FMCT question out of the U.N. Conference on Disarmament (CD) seems “out of step – whether behind or ahead – with the times” because “unilateralism ... [and] self-policing” no longer finds political favor.
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                    In response, I would note first that in my “Five Plus Three” article I don’t dig in my heels in favor of a solely normative FMCT and against any attempt at international verification measures.  To be sure, I have my doubts about whether such measures could do what’s needed, and I think it’s not much short of crazy just to 
    
  
  
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     “effective verification” can be achieved.  But I’m not opposed to looking into the question, and I’d be pleased to be surprised by finding such verification possible after all.
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                    Indeed, my suspicion is that if there 
    
  
  
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     any chance of “effective  verification,” it probably lies not with the CD’s current approach but with something along the lines of my “Five Plus Three” suggestion.  Doing things among the “Eight” amongst themselves, as I indicated above, allows for at least the possibility of flexibility in negotiating verification measures.  Is it a given that each actual or presumed weapons possessor 
    
  
  
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     the same measures?  Perhaps an extra-CD approach could tailor verification measures to the specific circumstances of each of the “Eight.”  The process would even permit supplementary bilateral deals, or multilateral solutions among a subset of participants, that could be designed to meet specific concerns (
    
  
  
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    , one country’s particular worries about a regional rival) without burdening 
    
  
  
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     with those particular arrangements.  Who knows?  Maybe things could work without having to fit every circumstance into the same template.  And maybe not.  But why 
    
  
  
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     such flexibility in advance by assuming that everything must be worked out by consensus, on a global basis, at the CD?
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                    As for whether “self-policing” is in or out of political favor, Wellen may be right.  I guess we’ll just have to see.  If the Obama Administration runs into a negotiating wall with its high hopes for a consensus-agreed “effectively verifiable” Treaty – and doesn’t just play hide-the-ball by simply 
    
  
  
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     that effective verification has been achieved – perhaps you’ll see Washington warm up again to the idea of a purely normative FMCT.  If the choice starts to look like one between a Bush-style treaty and 
    
  
  
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     treaty, the Obama team might start to change its tune.  (And there’s already a very carefully crafted 
    
  
  
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     out there, just waiting for support ….)
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     Third, Wellen wonders how I would hope to “sell the CD on confining the FCMT to the ‘five NPT
    
  
  
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nuclear-weapon states and the three non-NPT outliers,’ as [I] advocate.”
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                    Well, I don’t advocate selling the CD, 
    
  
  
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    , on a “Five Plus Three” FMCT plan.  In fact, I would support pursuing such a treaty 
    
  
  
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     the CD entirely.  I admit that the CD would probably resent this, for reasons both of principle and of crass self-interest. As I acknowledge in my article, there would surely be resistance to moving FMCT work out of the CD because this would be seen as a vote of no-confidence in the U.N.’s arms control negotiating body.  Delegations to the CD from countries not involved in “Five Plus Three” talks might also feel slighted, and suspect that the shifty nuclear weapons possessors were conspiring to come to a “separate peace” behind the backs of the more virtuous non-possessors.  And many diplomats would probably resent missing the chance to guarantee their full employment in the comforts of Geneva while negotiating a universal FMCT for years to come.
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                    Nevertheless, perhaps we should accept bruising some feelings at the CD if in return we could actually have a good FMCT.  I suspect that if a good treaty 
    
  
  
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     developed outside the CD, it could be “sold” to the rest of the international community on precisely those merits, even if it had been brought about by unorthodox means.  (“If you build it, they will come.”)  In the end, perhaps good substance 
    
  
  
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     sell.  But if the substance 
    
  
  
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     good, who 
    
  
  
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     if it makes the diplomats happy?  I, for one, would be perfectly happy with 
    
  
  
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     FMCT if the alternative were to have a 
    
  
  
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     one.  Arms control is too important not to be done right; if you can’t do it in a way that actually contributes to international peace and security, it’s perfectly appropriate just to walk away.
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    – Christopher Ford
  

  
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      <pubDate>Tue, 28 Jul 2009 23:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p179</guid>
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      <title>GUEST BLOG: Rus Wellen (“The Deproliferator”)</title>
      <link>http://www.newparadigmsforum.com/p182</link>
      <description>Russ Wellen – who blogs elsewhere as “The Deproliferator” – responds to the comments about the Fissile Material Cutoff Treaty (FMCT) that Chris Ford made in the previous posting on this blog, in the March 2009 issue of Arms Control Today, and in a U.S. government paper on the subject in 2007.</description>
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        Russ Wellen 
      
    
      
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      – who blogs elsewhere as “The Deproliferator” – responds to the comments about the Fissile Material Cutoff Treaty (FMCT) that Chris Ford made in the previous posting on this blog, in the March 2009 issue of Arms Control Today, and in a U.S. government paper on the subject in 2007.
    
  
    
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                    Dear Dr. Ford,
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                    In your 
    
  
  
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     article "
    
  
  
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      Five Plus Three: How to Have a Meaningful and Helpful Fissile Material Cutoff Treaty
    
  
  
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    ,” you wrote:
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      "Today, U.S. government verification experts have apparently made enough headway in explaining their position that many CD delegations have conceded privately that effective verification is indeed impossible.  This has not dimmed the enthusiasm of many of them for adopting some verification measures and for deeming even partial measures to be 'good enough.'"
    
  
    
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                    In your 
    
  
  
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     piece [the previous entry in this blog] you write:
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      "… we could end up with an empty shell of a treaty that seems to meet an important global security need but in fact does not.
    
  
    
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                    Even a disarmament amateur like myself understands that if the "fissban" is expected to form a tripod with the CTBT and NPT, a sham version leaves one leg weak (two, if you count the restoration the NPT needs), with the whole structure at risk of collapsing.
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                    In your 2007 State Department paper, "
    
  
  
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    ,” you write of the U.S. draft FMCT:
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      "Fundamentally, all States Party … have a variety of means at their disposal for acquiring information and exercising independent judgment in making compliance assessment. No country should cede to others its power of independent judgment. Questions that arise should be addressed through consultations [and] any Party may bring compliance concerns to the attention of the other Parties. ... Finally, recourse to the United Nations Security Council would also be possible."
    
  
    
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                    Again, bearing in mind that I'm an amateur, I have three questions (that might succeed in doing little more than exposing my tenuous grasp of these issues):
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    •       First, the problem countries are North Korea, Iran, India, and Pakistan – with, ironically, the two NPT signatories among them even more troublesome than the non-signatories.  Ambassador Masood Khan, Pakistan's permanent representative to the CD, once said, "[a] Fissile Material Treaty … which freezes or accentuates asymmetries, will accelerate, not arrest proliferation." How can nations like these be expected to sign on to a protocol with a voluntary or unmonitored elements such as independent judgment and consultations? Especially when many in the world think it's a ploy by the United States to guard its military secrets?
  

  
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    •       Second, the pendulum seems to be swinging from the unilateralism and preference for self-policing that characterized the Bush administration back toward binding agreements and regulation. How could countries be convinced to sign on to the approach you advocate when it seems out of step – whether behind or ahead – with the times?
  

  
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    •       Third, how would you sell the CD on confining the FCMT to the "five NPT nuclear-weapon states and the three non-NPT outliers," as you advocate in "Five Plus Three"?
  

  
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                    Thank you.
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                    Yours,
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                    -- Russ Wellen
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                    Russ Wellen
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    The Deproliferator
  

  
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    Scholars &amp;amp; Rogues
    
  
    
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Co-moderator, Terralist
  

  
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    Contributor:
    
  
    
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Newshoggers, Huffington Post
  

  
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      "Most people in the US, or for that matter Britain and France, have
      
    
      
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forgotten that the NPT requires them to work for the destruction of all
      
    
      
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nuclear weapons, including their own. ... Tehran is far from alone in
      
    
      
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hegemony of the US and its allies."
    
  
    
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      <pubDate>Tue, 28 Jul 2009 21:47:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p182</guid>
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      <title>Assessing the Bush-Obama doctrine of “global” counter-terror “war”</title>
      <link>http://www.newparadigmsforum.com/p12</link>
      <description>The Executive Committee of the International Law Association (ILA) asked its “Use of Force Committee” to study the question of how to define the commencement of an “armed conflict.”  The group said there basically can be no such thing as a global “war” on terrorism.  Did they get it wrong?</description>
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      The “War” and its Critics
    
  
  
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                    After the terrorist attacks of September 11, 2001, U.S. officials began referring to the struggle the Untied States had entered as a “global war on terrorism.”   (My Navy uniform even has a medal emblazoned with the phrase – which in military jargon quickly became “the GWOT,” an ugly-sounding word that is pronounced 
    
  
  
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      gwot
    
  
  
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    ).  This phrasing wasn’t accidental, nor was it figurative: U.S. officials literally felt themselves to be at war.  Moreover, as soon became apparent in Afghanistan and elsewhere, they took the legal position that U.S. forces were free to operate with wartime-style rules of engagement against members of 
    
  
  
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      al-Qa’ida
    
  
  
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     and allied groups wherever such terrorists might be found.  That meant killing them upon encounter anywhere – the whole world was now a potential “battlefield” between U.S. forces and these terrorists – and if terrorist combatants were captured, holding them until the end of the war, whenever that would be.
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                    President Obama’s new team doesn’t like using the term “war on terrorism” very much, and is phasing out the term.  Significantly, however, this is for 
    
  
  
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    , not legal reasons.  (The phrase seems to them a bit harsh, belligerent, unsympathetic, and otherwise … well, Bushlike.)  But the desire to 
    
  
  
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      sound
    
  
  
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     different hasn’t stopped the Obama Administration from embracing the basic Bush legal theory with gusto.  Obama has even stepped up, rather than diminishing, the use of unmanned aircraft to rain missiles upon suspected terrorists in Pakistan, where U.S. troops do not seem otherwise to be engaged in hostilities at all.  (And as for Obama’s initial promise to close down the enemy combatant detention facility at Guantanamo as an unsavory legacy of Bush extremism … well, you can read the newspapers.)  All in all, in other words, the United States still considers itself quite literally “at war” with 
    
  
  
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      al-Qa’ida
    
  
  
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     on a fully global basis.  Let’s call this the Bush-Obama legal doctrine of counter-terrorist armed conflict.
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                    Enter the unhappy law professors.
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                    In the spring of 2005 – after President Bush’s re-election – the Executive Committee of the International Law Association (ILA) asked its “Use of Force Committee” (UFC) to study the question of how to define “armed conflict” under international law.  In August 2008, the UFC presented its Initial Report – an account of which was published by its chairman, Mary Ellen O’Connell.  (See Mary Ellen O’Connell, “Defining Armed Conflict,” 
    
  
  
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      Journal of Conflict &amp;amp; Security Law
    
  
  
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    , vol.13, no.3, at 393-400.)
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                    The UFC came out against the Bush-Obama theory. As recounted by O’Connell, it reasoned that the definition of “armed conflict” under international law required two things: the existence of organized armed groups; and these groups engagement in “fighting of some intensity.”  How “intense” things need to be was apparently not explained, but the U.S. legal theory – that the 9/11 attacks had created a 
    
  
  
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      global
    
  
  
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     conflict justifying attack upon 
    
  
  
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      al-Qa’ida
    
  
  
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     terrorists anywhere – was said to be “unjustifiable” and “not consistent with the Use of Force Committee’s report” because fighting was not of sufficient “intensity” outside the specific theaters of Afghanistan and Iraq.
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      There’s Politics … and then there’s Politics
    
  
  
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                    Interestingly, the UFC seems initially to have been frustrated by the legal position taken by the International Committee of the Red Cross (ICRC) in “argu[ing] for a very low threshold” for the existence of an “armed conflict.”  This was rather inconvenient, because if the ICRC was right that the law didn’t require much, then perhaps such a conflict 
    
  
  
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     exist on a global scale – which might mean that (gasp!) the Bush-Obama theory was correct and it was permissible for U.S. forces to go terrorist hunting outside Afghanistan and Iraq.
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                    This annoying obstacle was eventually surmounted, however, by the UFC’s breezy conclusion that 
    
  
  
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      for these purposes
    
  
  
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     the ICRC could simply be ignored.  Why?  Because, recounts O’Connell, its position was “based on policy rather than, perhaps, its view of what the Conventions require as a matter of law.”  (If armed conflicts were not easily created, people would need the ICRC’s services less frequently.  
    
  
  
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      Res ipsa loquitur
    
  
  
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    .)  Those poor benighted hacks at the International Committee of the Red Cross, in other words, took legal positions for 
    
  
  
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      political
    
  
  
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     reasons – because they 
    
  
  
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      wanted
    
  
  
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     them to be true, rather than because they 
    
  
  
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      were
    
  
  
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     true – while the sublimely disinterested and entirely apolitical law professors of the UFC are entirely above such things and could simply dismiss the ICRC’s awkward legal arguments as mere policy advocacy.
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                    OK, maybe.  But wasn’t that a little too easy?  Dismissing contrary positions by assuming them to be driven by “policy” rather than legal propriety is rather a curious door to open for a group that found the post-2001 U.S. position in need of critical examination precisely because it differed from the positions taken by other countries which in the past “have preferred to deny being engaged in armed conflicts even when they plainly are.”  Those governments, the UFC’s phrasing makes clear it believed, were clearly taking legal positions on the basis of policy motives.  (They really 
    
  
  
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     in armed conflicts, but wanted to duck their responsibilities under the Geneva Conventions and thus merely 
    
  
  
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      pretended
    
  
  
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     that they weren’t.)   Unlike the arguments of the ICRC, however, these governments’ positions aren’t discounted on account of their political origins.  In fact, the UFC thereafter assumes these governments’ articulation of a 
    
  
  
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      high
    
  
  
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     conflict threshold to be, in effect, the norm that makes the Bush Administration’s position so anomalous and in need of critical examination.  Hmmmm.
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      State Practice versus Wishful Thinking
    
  
  
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                    Stranger still, the UFC’s phrasing also makes clear that it thought the claimed views of these other governments – espousing a high threshold for the triggering of “armed conflict” – to be legally 
    
  
  
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      wrong
    
  
  
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    .  According to the O’Connell, these governments deny being in armed conflicts when “they plainly are.”  (Translation: the threshold for armed conflict is really 
    
  
  
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     than these governments claimed.)  For the UFC, therefore, the threshold of “armed conflict” is low when this allows legal scholars to criticize countries such as El Salvador for abusing communist guerrillas, but high when this allows them to criticize U.S. counter-terrorist operations.  Good thing it’s only the ICRC that plays politics with its legal positions!
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                    The only way for these two propositions to be true is for state practice – for instance, in the adoption of certain military tactics and the articulation of legal bases for them – to be unimportant.  The law professors know the law better than national leaders, and can see through the hypocritical pretenses of governments who advance legal positions only in order to rationalize their brutal policies.  El Salvador, we might infer, was wrong because that country really was in a real armed conflict, while the United States was wrong because it really wasn’t.  The UFC can pierce the veil.
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                    But there’s a problem with this.  Elevating the opinions of legal scholars to a position in effect 
    
  
  
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     to that of state practice as a source of international law may produce compelling policy advocacy, but it isn’t very good lawyering.  As suggested by Article 38 of the Statute of the International Court of Justice (ICJ), for example, state practice is unquestionably a principal source of international law, while even the most passionately-held and articulately-defended opinions of legal scholars amount at best to “subsidiary means for the determination of rules of law.”  (O’Connell’s article concedes this, referring “primary” and “secondary” sources, respectively.)  Moreover, Article 38 is only a guide to where the ICJ should look to see what the law is; law professors don’t 
    
  
  
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     new international legal rules, they just study them.  (For that matter, the ICJ itself doesn’t make law as, for instance, the U.S. Supreme Court likes to do.)  States make law – and state 
    
  
  
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     makes international customary law.
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                    This perhaps can help us shed new light upon the UFC’s report.  It was asked to investigate this question because at the time of the September 2001 attacks “no widely accepted definition of armed conflict was recognized by international law scholars.”  By 2008, however, as a result of their work, O’Connell’s group happily reported “consensus on the existence” of the abovementioned intensity criterion.  Yet technically speaking, a consensus among a group of law professors on the existence of a rule doesn’t necessarily mean that such a rule exists – especially if state practice points in the other direction.  No more than for the ICRC, the UFC’s 
    
  
  
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      desire
    
  
  
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     for a legal norm doesn’t create one, even in the murky swamp of legal advocacy in an international context often lacking clear definitions and quite free of compulsory adjudication.
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      Apples and Oranges, and some Overlooked Oranges
    
  
  
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                    When it comes to the actual practice of sovereign states, the drafters of the Geneva Conventions apparently could not – or did not think to – provide a definition of the threshold for armed conflict, and states have apparently advocated inconsistent positions ever since.  Perhaps the real answer is that at the time of the September 2001 attacks was not merely that no definition of the armed conflict threshold was “widely accepted,” but in fact that none actually 
    
  
  
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     – and that things haven’t been conclusively resolved in the intervening years.
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                    To judge by O’Connell’s account of the UFC’s reasoning, the group seems to have compared apples to oranges in drawing its contrast between prior practice and the U.S. “war” on terrorism.  As she admits, past state practice in taking a position on the threshold of “armed conflict” concerned 
    
  
  
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     situations – Sri Lanka and El Salvador are given as examples – in which each government’s forces operated against insurgencies based within their own country.  The issue was, as the UFC concedes, whether or not these struggles should be classified as “
    
  
  
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     armed conflicts” within the meaning of the Geneva Conventions.
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                    But that’s not remotely like the situation the United States confronted after 9/11.  The interesting and novel aspect of the U.S. legal situation, in fact, is that this depressingly familiar 
    
  
  
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     armed conflict debate was not in play at all.  With September 2001, the Americans faced an armed and organized adversary operating from 
    
  
  
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     the United States, and the question is whether this struggle should legally be classified as a 
    
  
  
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      regular
    
  
  
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     “armed conflict.”   The UFC’s comparison of unlike with unlike allowed it to claim that U.S. practice was outlandish and anomalous – a deviation from the alleged “trend” of state practice – but in fact the issues raised in the American case were 
    
  
  
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      generis
    
  
  
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    , making the GWOT an orange to the apple the UFC identified in other states’ practice.
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                    Or not quite.  Actually, the issues raised in the U.S. case 
    
  
  
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      have
    
  
  
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     arisen before.  It’s just that to judge by O’Connell’s article, the UFC seems to have ignored this precedent – perhaps because it supports the U.S. case.  The state of Israel has, for many years now, faced attack from armed groups operating from bases outside its territory, and has responded with tactics that include taking the fight to members of those groups wherever they can be found.  This fact pattern is much more similar to the contemporary U.S. situation than any strained comparison with the Sri Lankan civil war against the Tamil Tigers, or with El Salvador’s battle against FMLN guerrillas.  Other potential analogies include repeated attacks by South African forces, in the long struggle years before the end of 
    
  
  
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    , upon ANC guerrilla bases in neighboring countries with the forces of which Pretoria was not itself at war.  There were also repeated attacks by Rhodesian forces against ZANU and ZAPU guerrillas based elsewhere during Zimbabwe’s guerrilla war.
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                    The UFC confidently declares that “[t]here are few if any examples of states treating minor engagements with other states as armed conflict,” but this focus upon state-versus-state conflict just brings grapes into its already confused fruit salad of dissimilar comparisons.  The issue at hand is about armed and organized non-state actors attacking – and being counter-attacked by – a state.  If you’re looking for state practice, moreover, it is surely also noteworthy that after September 11 the many countries of the NATO alliance invoked the collective defense provisions of Article 5 of the NATO Treaty for the first time ever, and thereafter jointly undertook combat operations in an area far from the scene of the attacks but where it was believed that 
    
  
  
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     combatants could be found.
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                    If anything, therefore, the practice of real states in the real world suggests a rule quite the opposite of the UFC’s position that post-9/11 global counter-terrorism operations by American forces are “unjustifiable.”  On multiple occasions, when a state has been attacked by an armed group operating from outside its borders, it has adopted wartime-style rules of engagement against combatants belonging to that group without geographic limitation, and has justified this response in the legal discourse of self-defense.  Since state practice accompanied by evidence of 
    
  
  
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      opinio juris
    
  
  
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     – the belief that such practice is justified or required by principles of law – is generally considered to be a primary source of international legal rules (i.e., customary law), one starts to suspect that the UFC has in fact gotten things precisely backwards.
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      Living in the UFC’s World
    
  
  
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                    And even if the UFC is right, what kind of an international rule would this actually be?  As noted, O’Connell’s group would have it that an “armed conflict” does not develop unless and until engagements with an armed group reach a certain level of intensity.  This has some logical appeal, but one key question is: “Where?”
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                    The core of the UFC’s position against the United States is that hostilities with 
    
  
  
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     and its affiliated terrorist groups have not reached the requisite intensity anywhere 
    
  
  
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      other
    
  
  
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     than Afghanistan and Iraq: the Americans’ “global war on terrorism” is not 
    
  
  
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      legally
    
  
  
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     a war because “[i]ntense intergroup armed fighting does not characterize the entire globe.”  This sounds like another way of saying that a truly “global” armed conflict against terrorists is impossible.  (How could intense armed fighting with any imaginable terrorist group ever characterize “the entire globe”?)  Instead, the UFC seems to have adopted a territorial “zone of armed conflict” standard tied to national jurisdictions: El Salvador and Sri Lanka were really “armed conflicts” because (despite these governments’ claims) the fighting within the boundaries of those countries had reached the requisite intensity, but the U.S. conflict with 
    
  
  
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     has not reached that level in any national territory other than Afghanistan and Iraq.
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                    This is a bit hard to swallow.  As I noted earlier, the contemporary counter-terrorist struggle is only really interesting – legally speaking, at any rate – precisely because it 
    
  
  
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      isn’t
    
  
  
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     just another fight 
    
  
  
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      between
    
  
  
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     states … or 
    
  
  
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      within
    
  
  
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     any particular state.  It is limited to no particular zone or territory.  U.S. embassies have been destroyed in Nairobi and Tanzania, a U.S. warship attacked in Yemen, skyscrapers attacked and then re-attacked and destroyed in New York, the Pentagon set ablaze in Washington, an airliner crashed in Pennsylvania, and another aircraft attacked (fortunately unsuccessfully) over the Atlantic.  America’s NATO allies Britain and Spain have suffered terrible terrorist bombings in their capitals, and the British, Germans, and others have caught terrorists attempting further attacks.  By taking as a starting point the presumption that “intensity” must be judged on a state-territorial basis, however, the UFC effectively presumes its conclusion as well: this unexplained and seemingly unexamined assumption sets up the Committee to conclude that every terrorist attack so far has been, legally speaking, an isolated incident rather than part of a broader struggle.  But why, exactly, can “zones of armed conflict” exist only in quanta tied to state boundaries?  (And what about the high seas or international airspace?  How does one compartmentalize “intensity” in 
    
  
  
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    &lt;em&gt;&#xD;
      
                      
    
    
      those
    
  
  
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     contexts?)
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                    What’s more, the state-territorial “zone of armed conflict” assumption is problematic even on its own terms.  The UFC feels that the fight against terrorists is indeed a legitimate “armed conflict” in Afghanistan, but one wonders how it got to be one in the first place.   Interestingly, O’Connell reports that her group was divided between those who felt that a significant unilateral attack could in itself create an “armed conflict” and those who felt that one did not begin until there came a significant “counter-attack.”  Either view, however – and for convenience let’s call them the “unilateralist” and the “counter-attack” positions – has its difficulties.
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  &lt;p&gt;&#xD;
    
                    For the first group, a unilateral attack can create an “armed conflict,” provided that this attack is sufficiently “intense.”  Did the September 2001 attacks themselves meet this threshold?  O’Connell’s article admits that international law does not “require that a certain number of deaths occur before a situation is counted as an armed conflict,” and killing 3,000 people before brunch is no mean military feat from either a quantitative or a qualitative perspective.  And if such butchery somehow did 
    
  
  
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      not
    
  
  
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     meet the UFC’s standard of intensity, what more would be required?  Coupling this with the UFC’s apparent state-territorial nexus, does the UFC think a terrorist group could launch as many 9/11-scale attacks as it wanted against a country’s forces or citizens without creating an “armed conflict” as long as each attack occurred in a different country?
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                    But let’s assume that for this unilateralist UFC sub-group, 9/11 itself qualifies.  By the UFC’s logic, however, this attack would have created an “armed conflict” between the United States and the 
    
  
  
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      al-Qa’ida 
    
  
  
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    group but 
    
  
  
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      only within a zone limited to the territory of the United States
    
  
  
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    .  It follows that it would be perfectly appropriate for U.S. military forces to use wartime engagement rules against 
    
  
  
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      al-Qa’ida 
    
  
  
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    combatants wherever they could be found within this zone.  Perhaps this would indeed have been legal, and I have reason to believe that some in the U.S. Justice Department’s Office of Legal Counsel believed so as of mid-2002.  But would the unilateralist members of the International Law Association’s Use of Force Committee have filed an amicus brief in support of the Bush Administration if a court case had erupted over U.S. Navy SEALs gunning down the members of an 
    
  
  
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      al-Qa’ida
    
  
  
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     cell in Detroit?  (O’Connell apparently wishes us to believe that only the ICRC plays politics with its legal positions, but I have my suspicions ….)
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                    But as at least 
    
  
  
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      politically
    
  
  
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     curious as this unilateralist position seems, it pales beside the legal implications of the “counter-attack” theorists in O’Connell’s group – that is, those who felt that an “armed conflict” only develops when the victim of the first attack fights back.  Imagine the rule that would result: armed groups can mount any number of attacks, of 
    
  
  
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      any
    
  
  
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     intensity 
    
  
  
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      anywhere
    
  
  
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    , and it is not an “armed conflict” unless and until the victim fights back.   This however, is deeply paradoxical, and not merely because it is such a queerly asymmetrical, terrorist-privileging standard.  More fundamentally, this “counter-attack” theory creates problems with regard to how it is that such a counter-attack is justifiable in the first place.
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                    Let’s take the example of Afghanistan.  
    
  
  
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      Al-Qa’ida
    
  
  
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     terrorists attacked the United States in New York and Washington, D.C., and the United States responded by invading Afghanistan to destroy that group’s bases there and oust the Taliban regime that supported it.  But the O’Connell group must insist that the September 2001 attacks did not create a “zone of armed conflict” that encompassed Afghanistan.  (This would presumably be so either because the conflict zone created by the attacks was limited to the United States itself, or because the attacks created no “armed conflict” at all in advance of an American counter-attack.)  After all, the Afghanistan invasion was perhaps the purest example one could imagine of action based upon the Bush-Obama legal theory: the assumption that the terrorists’ attack upon the United States justified engaging 
    
  
  
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      al-Qa’ida
    
  
  
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     combatants and their allies wherever they can be found.  (As of the autumn of 2001, of course, that meant Afghanistan above all else, even though there was not yet any fighting there.)
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                    The UFC cannot admit that the attacks in New York and Washington justified military operations against 
    
  
  
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      al-Qa’ida
    
  
  
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     and its allies in a country thousands of miles away, because this would be to grant U.S. officials precisely the legal leeway they claim.  It would be to concede that one can 
    
  
  
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      indeed
    
  
  
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     have an “armed conflict” on a truly global basis against an armed transnational group.  (If so, the UFC’s entire legal analysis is no more than an exercise in blowing smoke, because apparently attack by an armed group 
    
  
  
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      does
    
  
  
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     justify wartime rules of engagement with members of that group wherever they may be found.)  In order for O’Connell’s group to attack the Bush-Obama theory, therefore, 9/11 
    
  
  
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      cannot
    
  
  
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     have justified counter-terrorist operations in Afghanistan.
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                    But remember that the UFC seems to feel that there 
    
  
  
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      is
    
  
  
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     an “armed conflict” between the United States and the terrorists in Afghanistan.  So on what other basis, then, 
    
  
  
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      does
    
  
  
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     the UFC believe that the United States invaded Afghanistan?  It presumably wasn’t “self-defense,” at least not in the military sense, for how would a country be able to do 
    
  
  
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      that
    
  
  
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     outside the context of an armed conflict?  If no “armed conflict” existed, should the United States have instead sent only law enforcement teams into Afghanistan to 
    
  
  
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      arrest
    
  
  
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     Osama bin Laden rather than CIA and military Special Forces to kill him?  But that’s not an attack, which would mean that – for the UFC “counter-attack” theorists, at least – an armed conflict 
    
  
  
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      still
    
  
  
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     wouldn’t exist.  (Are you getting confused too?)  Or is it perhaps simply that there was no “armed conflict” in Afghanistan until the poor victims of 
    
  
  
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      al-Qa’ida
    
  
  
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     suffered an “unjustified” 
    
  
  
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      American
    
  
  
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     attack and in turn fired back upon 
    
  
  
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      us
    
  
  
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    ?
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                    And for those “counter-attack” theorists, moreover, what specifically is it about a counter-attack that triggers the existence of an “armed conflict”?  Is it just that two groups actually start exchanging fire, rather than simply having one of them attack unarmed persons on the other side?  If so, this would make the September 2001 attacks legally 
    
  
  
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      irrelevant
    
  
  
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    : the armed conflict between the United States and 
    
  
  
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      al-Qa’ida 
    
  
  
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    would stem solely and exclusively from the fact of reciprocal bloodshed in Afghanistan.  It would also create a very strange rule whereby each side could trade mere unresisted massacres forever, without a true “armed conflict” existing in the myopic eyes of the law so long as no one returns fire in any specific engagement.
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                    Alternatively, are the attacks in Washington and New York somehow connected to events in Afghanistan – as would seem to be suggested by the concept of a 
    
  
  
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      counter
    
  
  
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    -attack as violence that 
    
  
  
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      responds
    
  
  
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     to other violence – so that when taken together, they magically add up to the requisite sort of “conflict?”  If so, how exactly does this work?  And how could a counter-attack be said to “counter” the original attack and create an armed conflict without ushering in the U.S. “global war” theory through the back door?  After all, could one not argue based upon the Afghanistan scenario that it becomes an “armed conflict” the instant that one fires back against members of the attacking group, no matter where they are?  But how would this be different from the U.S. legal theory?  (While your bullets or bombs were 
    
  
  
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      en route
    
  
  
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     to their targets, O’Connell’s “counter-attack” theorists would be providing the legal justification for their impact.)  The whole thing is a conceptual mess.
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      Conclusion
    
  
  
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                    The 2008 Initial Report of the UFC is apparently not the group’s final say.  According to O’Connell, the group plans to revise and expand their findings into a “Final Report” that is “scheduled for submission in The Hague in 2010.”  Perhaps some of these inconsistencies and incoherencies will be fixed in the final version.  Most of them seem pretty structural, however, and thus far O’Connell’s account leaves the distinct impression that the Use of Force Committee has engaged more in outcome-driven rationalization than solid legal analysis.
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                    Especially because the UFC apparently admits that no scholarly consensus previously existed on the threshold for armed conflict – and because there appears to be a clear line of counter-terrorist state practice with quite similar specific fact patterns that points in precisely the opposite direction – it is hard not to walk away from her argument with the conclusion that the UFC’s legal theory begs too many questions, contains too many inconsistencies, and requires far too convoluted a line of argumentation for it possibly to be the right legal answer.  It may well be that international law simply has no answer on this question at present.  (That happens.)  If there is a rule derived from state practice, however, the only really similar legal precedents of which I am aware suggest that the Bush-Obama theory is tenable.  Professor O’Connell and her friends may not wish it so, but if they want to convince me they’ve got a lot more work to do.
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                    – Christopher Ford
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&lt;/div&gt;</content:encoded>
      <pubDate>Tue, 28 Jul 2009 00:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p12</guid>
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      <title>FMCT Verification: “Effective” or Not?</title>
      <link>http://www.newparadigmsforum.com/p1</link>
      <description>The Obama Administration has now committed itself to achieving “effective verification” of a Fissile Material Cutoff Treaty (FMCT) at the U.N.’s Conference on Disarmament, thus repudiating the position of its predecessor.  What does “effective verification” mean?  Is this possible for an FMCT?  Where do things lie with the emerging FMCT verification debate in Washington and Geneva?</description>
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                    Although it supported negotiation of a Fissile Material Cutoff Treaty (FMCT) -- and actually introduced a draft instrument at the U.N.‘s Conference on Disarmament (CD) -- the Bush Administration concluded that an FMCT could not be made “effectively verifiable.”  The Obama Administration has reversed course on this, at least to the extent that it has accepted a CD negotiating mandate that requires the achievement of “effective verification.”  So far, however, it has not offered an explanation of why it thinks the Bush conclusions were wrong.  In the “documents and links” section of this website, you can find the Bush Administration’s official explanation for its stance.  Check it out at 
    
  
  
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    &lt;a href="file://localhostThe%20United%20States%20and%20the%20FMCT.pdf"&gt;&#xD;
      
                      
    
    
      The United States and the FMCT.pdf
    
  
  
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    .  I’d be interested in hearing from readers about what portions of its argument were wrong or have been vitiated by subsequent developments.
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                    In the FMCT verification debate that’s brewing in Washington, hawks seem to think the Bush conclusion stands unrebutted, and will be waiting for the Obama Administration to twist the arms of the government’s verification experts -- who now report to Obama’s arms-negotiator-in-chief Rose Gottemoeller, who will be involved in negotiating the treaty about the verifiability of which it will also be her statutory duty to report to Congress -- into manufacturing reasons for the volte face.  The hawks fear that the whole substantive exercise of verification will be turned into a political game of verification pretense, in which whatever half-measures that can be negotiated will be declared “effective verification.”  For its part, the arms control left seems to think the Bush conclusions were themselves so “political” -- the result of a reflexive hatred of the arms control process and diplomatic multilateralism -- that they scarcely need to be refuted.
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                    What we 
    
  
  
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      haven’t
    
  
  
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     seen much of yet is a real debate on FMCT verification.  Some fear that if this notion is taken seriously, achievement of an FMCT will be more difficult and distant than ever.  (Indeed, there are signs that India and Pakistan are already posturing themselves for a diplomatic war of reciprocally-unacceptable “verification” proposals.)  On the other hand, if it is not taken seriously, we could end up with an empty shell of a treaty that seems to meet an important global security need but in fact does not.  At least the Bush proposals, it was argued at the time, were honest about what could not be done -- and thus were said to avoid creating a false sense of security while still establishing a norm of not producing fissile material for nuclear explosive purposes.
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                    What does “effective verification” mean, anyway?  As articulated by U.S. arms negotiator Paul Nitze in the 1980s – while negotiating the Intermediate Range Nuclear Forces (INF) Treaty – the concept of “effective verification” means that “if the other side moves beyond the limits of the treaty in any militarily significant way, we would be able to detect such violation in time to respond effectively and thereby deny the other side the benefit of the violation.”  Thereafter, during the negotiations on the Strategic Arms Reduction Treaty (START), Secretary of State James Baker added the qualification that effective verification also entails being able to detect “patterns of marginal violations that do not present immediate risk to U.S. security.”  This so-called Nitze-Baker standard is the closest thing apparently ever offered to an “official” litmus test for effective verification.
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                    I’m of the  view that this standard presents special problems to advocates of complete nuclear disarmament, for Nitze’s original threshold of “military significance” surely arrives essentially immediately when you’re talking about whether a country has 
    
  
  
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      any
    
  
  
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     nuclear weapons in a world from which all other such devices have been eliminated.  This is why “effective verification” of a full-up disarmament convention would be such an enormous stumbling block.
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                    But that’s disarmament.  What about FMCT?  My guess is that the answer should probably vary.  If an FMCT were limited to the eight or so countries believed today to possess nuclear weapons, you might have a fighting chance at “effective verification,” at least as long as force levels were not drastically lower than they are today.  Why?  Because the uncertainty that would likely be inevitable in verifying the absence of any fissile material production for nuclear explosive purposes could arguably be set against the fact that a few weapons here or there wouldn’t make too much difference among states already possessing significant arsenals.  (If China has, say between 200 and 300 weapons today, for instance, it wouldn’t entirely upend the strategic balance for Beijing secretly to amass material for an additional 30.)
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                    Things would probably be different, however, for the global, universal FMCT that the U.N.’s Conference on Disarmament (CD) seems to wish to achieve.  Such a universal instrument would sweep in great numbers of non-possessor states -- for whom even uncertainty over one or two nuclear weapons’ worth of material starts to sound quite significant indeed.  (Here’s a test for you: Does anyone think it irrelevant whether or not Iran possesses enough highly-enriched uranium to make into a bomb?)
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                    If this analysis is right, the CD has thus taken a rather foolish course: it has chosen to pursue FMCT in a way that would make “effective verification” maximally challenging, while at the same time now insisting upon a negotiating mandate that 
    
  
  
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     its achievement.  This is why I think the Obama Administration’s gleefully Bush-repudiating “concession” on the negotiating mandate probably makes a treaty more difficult to achieve and more distant than ever -- at least if Washington takes verification at all seriously.  Is there any way to crack this verification nut that doesn’t simply entail having make-believe solutions command-directed by senior political leaders in order to prevent the FMCT’s verification agenda from collapsing under its own weight?
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                    I invite comments and discussion -- which should be sent to me at 
    
  
  
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      ford@hudson.org
    
  
  
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    .
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Mon, 20 Jul 2009 00:00:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1</guid>
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      <title>Nukes and the Vow: Security Strategy as Peacework</title>
      <link>http://www.newparadigmsforum.com/p176</link>
      <description>A controversial essay on Buddhist Compassion and nuclear disarmament, though probably not quite as you’ve usually heard them linked before.</description>
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           Dr. Ford's controversial essay on thinking about nuclear weapons and deterrence through the lens of Buddhist compassion.
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           This essay was first published in July 2009 by the
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      &lt;em&gt;&#xD;
        
            Upaya Compassionate Action Network
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           , based at the Upaya Zen Center in Santa Fe, New Mexico.  It is reproduced here for the convenience of New Paradigms Forum readers.
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          It is relatively easy to vow to save all sentient beings; it is much harder to figure out how best to do it.  Engaged Buddhism – that rich field of action in the world that devotes itself to the alleviation of suffering by trying to address unhealthy patterns and structures in human social life – aims beyond merely the transformation of individual hearts.  It aspires also to systemic transformation.  This inescapably entangles it, however, with quite conventional issues of public policy.
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          The compassionate imperative of the Bodhisattva’s vow to save all sentient beings is certainly clear enough for any Mahayana practitioner interested in engaged practice, but the vow is notably unspecific about policy details.  This is how it must be, however, for as it is said in the Four Vows, creations are numberless and delusions are indeed inexhaustible.  Consequently, numberless too are the “skillful means” (
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           upaya
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          ) that may be needed to overcome delusion.
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          In traditional Buddhist iconography, Avalokiteshvara – the Bodhisattva of Compassion, the archetype of the enlightened being committed to bringing all others to salvation – is for this reason sometimes depicted with a thousand arms, each with its own tool.  So varied are the forms of suffering in the world, the message seems to be, that only thus equipped could anyone hope to alleviate it.  Any insight into the fundamentally transitory nature of things in the samsaric world suggests that no simple or invariant specific recipe would long retain relevance anyway.  In other words, the many-handed bodhisattva will have to switch tools frequently.
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          So
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           of course
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          the Vow does not provide us with useful details!  It shouldn’t.  In any kind of fixed form, such details would not be useful for long, nor for all the “targets” of compassionate action anyway.  Such codification, in fact, might well delude us still further by encouraging unhealthy fixation where in fact we need improvisational flexibility.  Genuinely compassionate action is necessarily rooted in an open-minded
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           not 
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             knowing
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            .  Fixed and rigid answers are not skillful means.
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          Nevertheless, the vow provides our moral compass, the mountaintop toward which we strive.  It is then up to us – in all our inadequacy, and in the face of the hugeness of the task – to navigate through the forests and ravines that lie between us and that peak.  It is our responsibility to figure out what our commitment to alleviating suffering means
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           as applied
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          to our particular circumstances.  Since we lack Avalokiteshvara’s endless supply of helping hands and useful tools, and because we 
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           ourselves
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          may suffer from all manner of samsaric delusions, we must acknowledge that our efforts will frequently fall short or go awry.
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          Where the Vow meets the complexity and contingency of the world, there may be no transcendentally or permanently “right” answer, and even the best informed and well-intentioned actions today may have sweepingly contrary consequences tomorrow.  We cannot know with utter certainty.
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          Buddhism thus does not dictate policy as much as it dictates where our hearts must lie in working on public policy issues.  The Bodhisattva Vow tells us why these things
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           matter
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          , but while compassion offers a yardstick for trying to evaluate the available options and develop new ones, we fall into delusion and attachment if we presume that Buddhism confers upon us infallibility or dictates every specific policy outcome.  Certainty is the “near-enemy” – the dark shadow side – of insight.  If we
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           know
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          that our position is wholly right and that those who disagree are wholly wrong, we are part of the problem.
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          Yet, this should not be a call to despair, a message of futility, or an amoral relativism bred in a sense of indeterminacy so seemingly profound that no intelligible course of action can be chosen at all.  The very contingency and unpredictability of the world – which makes illusions of our pretenses to prediction and certitude – actually counsels hope: it may yet be that in the volatile soup of public affairs, even our faltering, incomplete, and confused interventions will yield transformative results.  Nor does insight into the fundamental unknowability of outcomes necessarily mean that every path is as good as the next one. 
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           Not knowing
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          need not be the same thing as having no bearings; we can yet aspire sometimes to glimpse that one path probably
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           is
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          better than another.
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          In any event, the Vow leaves engaged Buddhists with no alternative but to
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           try
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          to alleviate suffering.  In doing so, we must acknowledge and embrace all this
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           not knowing
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          , while grounding our efforts for change in as deep a wellspring of compassion and clarity as we can.  And we should hold our specific policy convictions lightly enough that we do not damage real insight and clarity on the sharp edges of their seeming certainties, even as we grasp the compassionate
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           grounding
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          of social action with all our strength.
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          This is the perspective that I try to bring to Buddhist peacework in the area of nuclear disarmament.  It is essential, I feel, to begin from the perspective that the overriding objective is to create a world that contains as little human suffering as possible.  Whatever else it might mean for a Mahayana Buddhist to seek, through social action, to create conditions maximally conducive to the enlightenment of other sentient beings, it presumably includes working to ensure a relatively stable global security environment.  To put it rather bloodlessly, people who are being slaughtered probably face significant constraints upon their capacity for spiritual practice.
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          You will notice, however, that I did not begin from the presupposition that it should be a fundamental goal of Buddhist peacework to eliminate nuclear weapons.
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          Many Buddhist peaceworkers seem to believe this, but to my eye it puts the cart before the horse.  The compassionate objective is to prevent or alleviate suffering as Buddhists understand this term: we seek a future world structured so as to offer ever better opportunities for humans to overcome samsaric confusion and attachment.  If it could be shown conclusively that the existence of nuclear weapons inherently inhibits spiritual progress – and that a world containing such weapons is intrinsically more enlightenment- inhibiting than any
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          imaginable world without them – then a good Buddhist would surely have to be their implacable foe.  This, however, is probably not the case.  The world of 2009 is a dangerous and troublesome one in many respects, but I myself would not trade it for 1914 or 1942.
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          One foreign diplomat friend of mine likes to joke, at least privately, that the disarmament movement needs to be careful lest it “make the world safe again for large-scale conventional war.”  He is only partly joking, however.  From the perspective of Buddhist compassion,
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           some
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          global security environments without nuclear weapons are surely less desirable than
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           some
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          scenarios that contain them.  We must do what we can to avoid offering cures more harmful than the disease we seek to treat, and while it is notoriously difficult to predict outcomes – one way or the other – in the complex adaptive system of modern international politics, we are no friends of compassion if we do not at least
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           worry
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          about the potential unintended consequences of our policy agendas.
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          We cannot, therefore, be absolutists, nor “theologize” disarmament. We must remember that peace and security is the public policy objective, not nuclear disarmament 
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           per se
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          .  Weapons elimination is just one possible
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           upaya
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          , to be used or discarded depending upon its contribution to the goal.  To treat it as an axiom that no stable and enlightenment-facilitating future world could possibly contain any nuclear weapons seems to me a form of delusive
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           knowing
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          .  I am no more willing simply to assume the necessity of eliminating such weapons than I am to assume the imperative of keeping them.  From the vantage point of genuine compassion, details matter.
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          Seen through this prism, it may be that many in the nuclear disarmament movement have hitherto been
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           too
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          certain of the transcendent merit of their abolitionist platform.  So gripped have some disarmers been by their own “knowing,” I fear, that they have tended to neglect what ought to merit more attention if we wish to ensure that a disarmed world indeed would be qualitatively
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           better
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          than ours today – and if we wish both to
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           get
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          to such a world and to be able to
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           remain
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          in it over time.  Taking disarmament seriously as an Engaged Buddhist may thus require less moral certainty, more willingness to explore the swampy morass of how nations understand and act upon their security interests, and a greater appreciation of what the historian E.H. Carr called “the factor of power” in international affairs.
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          Many disarmament advocates find something profoundly distasteful in the discourse of international power and quasi-
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           realpolitik
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          calculation.  Many also find the very
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           idea
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          of nuclear deterrence itself to be horrifying – implying, as it does, some willingness to risk, threaten, or actually undertake actions not entirely unlike the mass murder of civilian populations.  The history of the disarmament movement, in fact, has seen many analyses concluding that such attitudes amount to little short of criminal insanity.
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          By definition, however, the leaders of those states that today maintain (or are tempted to seek) nuclear arsenals do not share this view, and it is
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           their
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          decisions that will above all else determine the success or failure of the “zero” agenda.  Condemning the wholesale malevolence of those who disagree is not a strategy likely to persuade them to do much of anything.  Principled disdain for the discourse of deterrence and national security precludes understanding anything particularly useful about the behavior of actual or would-be weapons possessors, and closes off potential opportunities for a debate that goes deeper than just the delivery of mutual unintelligibilities.  (This is another way of saying that critics who are
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           too
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          high minded risk abdicating policy engagement in support of their policy agenda.)  Worse still, such certainty risks blinding one to the possibility that – at some level, at some point, or under some circumstances – the other side might actually have a valid point to make about global security.
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          Getting to “zero” will require making a persuasive argument – framed in the discourse of national security through which real-world leaders will approach any relinquishment decision– that abolition will indeed serve the perceived interests of the governments that today hold nuclear weapons.  (If these perceived interests are incompatible with abolition, they would have to be changed.  This, too, is no easy persuasive task.)  Getting to “zero,” and staying there, will require being able to ensure that
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           others
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          can be prevented from acquiring nuclear weapons in the future.  Ideally, no participants in an abolition regime will feel any reason to
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          want nuclear weapons in the first place; much more likely, however, at least
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           someone
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          will have to be in some fashion restrained.  Sustaining “zero”-based regime may thus require demonstrating that a violator’s “breakout” from an abolition regime can be not merely outlawed – for talk is cheap, even if that talk takes the pleasing form of a universal treaty – but in fact effectively
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           deterred
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          .
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          To this end, for instance, it must be apparent that violations are likely to be detected if they occur.  This requires technical capabilities, but also the admixture of law and politics.  (Verification institutions naturally need adequate legal authority, but this authority must also actually be implemented, and verification capabilities must be sustained over time even if they are expensive and must compete with other high policy priorities.)  It must also be likely that any such cheating would elicit reactions from the international community sufficient both to deny the violator whatever strategic benefit he had hoped to win, and to make following in the violator’s footsteps seem distinctly unattractive to others.  It is doubly important to make nuclear weapons development seem unappealing, because disarmament itself would significantly increase the incentives for proliferation by increasing the strategic value of acquiring even the smallest of “entry- level” nuclear arsenals.  After all, in a world otherwise free of such devices, the possessor of such an armory would become a nuclear weapons monopolist – with all the potential this entails for inflicting war-winning devastation or engaging in peace-exploiting extortion.
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          In fact, a sustainable world of “zero” may have to be one in which significant progress has been made in resolving the perceived security dilemmas that can encourage states to seek nuclear weapons in the first place – or to retain them.  Disarmament work, therefore, should be as much about nuclear weapons “demand management” as about “supply control.”  These are issues that are nothing if not “political,” revolving around long-term strategies for developing and sustaining broad coalitions of international actors, and shaping the ongoing risk/benefit calculations of states across the ideological spectrum and up and down the developmental ladder.
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          Whether or not we can provide compelling answers to such tough questions of international politics and national security should determine how committed we are to disarmament.  From the perspective of Buddhist compassion, unfavorable answers to these questions
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           should
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          quite properly turn us
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           against
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          nuclear disarmament.  If a disarmed world cannot be made reasonably secure against large-scale conventional conflict and against “breakout” by countries seeking nuclear weapons, for example, such a nuclear weapons-free world should
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           not
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          necessarily be preferred to today’s world – in which there has not been a full-blown Great Power war for many decades, and in which proliferation still faces at least some constraints.  And an
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           insecure
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          world free of nuclear weapons should surely not be preferred to a future world in which such weapons continue to exist, but in which possessors have only quite small arsenals and have reduced the salience of nuclear weapons in their defense planning, in which limited missile defenses and early- warning data-sharing help reduce the risk from proliferation and from false alarms, in which nonproliferation obligations have become universal, proliferation-facilitating technologies are carefully controlled, and violations are deterred by a high probability of swift negative consequences, and in which all major weapons-possessors benefit from some kind of general transparency and confidence-building treaty regime.
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          In Buddhist peacework, our lodestar should be fundamental human security, rather than the talismanic presence or absence of nuclear devices
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           per se
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          .  If we cannot be reasonably confident of real security in a nuclear-weapon free world, it might be better to have a world
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           with
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          nuclear weapons but in which we can have more such confidence. Depending upon our assessment of the anticipated conditions, in other words, it might be possible to make a
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           Buddhist
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           argument for the retention of nuclear weapons
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          as one constituent element of the global security system.  Make no mistake: I do not make such an argument here.  Nevertheless, it may be incumbent upon all Engaged Buddhists to be at least alive to this possibility.  As the saying goes, the devil is in the details; we should not let either pro- or anti-nuclear
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           knowing
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          get in the way of our employment of skillful means for the alleviation of suffering in this complicated and messy world of international political
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           samsara
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          .
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          So what does this mean for a Buddhist seeking an avenue of compassionate action in approaching nuclear policy issues?  Unfortunately, insight into the contingency and uncertainty of samsaric complexity denies us the easy consolation of “silver bullet” answers.  It is
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           not
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          very likely to be the case, for instance, that we can solve all these problems if only the nuclear weapons states were to sign some specific abolition convention or adopt the measures appearing on some particular laundry list of agenda items.  The powers of the world are in no immediate danger of having a conversion epiphany like Saul on the road to Damascus, after which today’s approaches to international security affairs will seem as quaintly confused as medieval Christian cosmology probably does to most Engaged Buddhists today.  If there is to be a chance for “zero,” it surely lies in and through the dynamics and complications of political life, not in some vain hope of a miraculous transcendence.
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          Through this prism, it may be that the Engaged Buddhist should pursue an educative agenda focused upon such policy questions.  I do not mean this, however, in the all-too usual sense of simple disarmament proselytization – which I regard as being as much part of the problem as of the solution.  Rather, it should be a program of educating 
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           ourselves
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          as well as others, and in a distinctively open-minded way.  Whichever “side” we start on, we must learn to speak the conceptual “language” of the other one; we must become students of the complex muddle of national and international decision-making and security politics, and make ourselves more savvy consumers of other people’s policy advocacy.  In this regard, we might hope to apply the precept of
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           not knowing
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          to this agenda of education, not in the sense of adopting some reflexive stance of nihilist 
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           rejection
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          – which is the near-enemy, the deluded alter ego, of that precept – but in the application of what might be called “structured doubt.”
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          Since Engaged Buddhism is fundamentally about
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           policy
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          issues, we cannot and should not eschew having models and theories about the world, nor offering specific recommendations based thereupon.  Living out
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           not knowing
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          as structured doubt, however, is a practice involving the careful and continual recollection of the frailty of human reasoning, the enduring unpredictability of the complex world of
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           samsara
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          , the incompleteness of all models and theories, an awareness of our susceptibility to intoxication by the handiwork of our analytical minds, and a continual effort to keep our eyes open for a model’s internal contradictions or for evidentiary counterexamples. Both grasping and aversion are forms of delusive attachment long familiar to Buddhist psychology.  We should, therefore, endeavor gently to nudge back into a compassionate focus upon human liberation anyone – including ourselves – who fetishizes nuclear arms one way or the other. On issues of nuclear policy, the educated Engaged Buddhist probably has a valuable role to play as the well-informed and articulate conscience of 
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          the hawk
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           and
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          the dove.
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           Dr. Ford is a former diplomat, lawyer, and Navy Reserve intelligence officer presently enrolled in the Chaplaincy Training Program at the Upaya Zen Center in Santa Fe, New Mexico.  [Note: He was ordained as a lay chaplain in March 2010.]
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      <pubDate>Wed, 15 Jul 2009 21:28:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p176</guid>
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      <title>Prospects and Challenges for East-West Cooperation on Arms Control, Nonproliferation, and Disarmament</title>
      <link>http://www.newparadigmsforum.com/p139</link>
      <description>In remarks delivered to a conference sponsored by the Aspen Institute, Ford discusses the prospects for East-West arms control, both now and in the years ahead.</description>
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      Note:
    
  
  
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      These remarks were presented at a conference sponsored by the Aspen Institute for Contemporary German Studies, Washington, D.C. (June 10, 2009).  This conference preceded the establishment of the New Paradigms Forum website, but it has been posted retroactively.
    
  
    
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                    The last time a new U.S. administration took office, the prospects for further East-West cooperation on matters of arms control, nonproliferation, and disarmament looked quite promising.  They are said to be promising again, but the intervening years should perhaps teach us some lessons.  Improved cooperation may indeed be in the offing between Washington and Moscow, but we should not oversell the degree to which we are likely to see a sea change in the relationship.
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                    I.            
    
  
  
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      A Look Back in Time
    
  
  
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                    In 2001, Presidents George W. Bush and Vladimir Putin were both new in office, and they seem initially to have gotten along almost surreally well.  (Remember how Bush claimed of Putin to have “looked into his eyes” to see “his soul”?)  Moscow was hardly delighted at the quick U.S. decision to withdraw from the Anti-Ballistic Missile (ABM) Treaty, but while it was unhappy it was also in no way surprised.  Nor did this prevent the two presidents from quickly reaching a new strategic arms control agreement, the Moscow Treaty, in 2002 – the first ever actually to address nuclear warheads, setting sharply-reduced ceilings that both countries are well on their way to meeting in time for the treaty’s deadline of 2012.
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                    Each country perceived itself to have an interest in continuing the reductions they had begun pursuant to the Strategic Arms Reduction Treaty (START), which had been signed by President Bush’s father in 1991, and its implementation continued apace.  To some extent, unilateral reductions also proceeded rapidly – particularly in the United States, which over the next few years removed considerable quantities of fissile material from weapons stocks, accelerated the pace of its warhead dismantlement work, and chose to eliminate delivery systems such as the Advanced Cruise Missile.  The United States continued, moreover, to purchase for use in U.S. civilian nuclear reactors uranium down-blended from Russian nuclear weapons programs.
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                    Cooperation on nonproliferation was perhaps the weakest link, but even here one shouldn’t overplay the problems that confronted the Bush-Putin relationship.  Russia was deeply enmeshed in nuclear energy cooperation with Iran, but before August 2002, Tehran’s secret nuclear efforts had not yet publicly been revealed and come to dominate the nonproliferation diplomatic landscape.  Libya, too, pursued its nuclear weapons program in secret, while the sprawling nuclear smuggling effort run by Pakistani nuclear weapons scientist A.Q. Khan operated in happy and profitable obscurity.  In North Korea, even the Americans had been pretending for some years that proliferation had been brought under control by the 1994 Agreed Framework.  Storms were brewing on all fronts, but to the public eye the turn of the century seemed to present an encouraging picture for East-West nonproliferation cooperation.
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                    In fact, the iconic nonproliferation push of the 1990s had not focused upon rolling back weapons development programs being pursued in the post-Cold War environment by troublesome regimes such as Iran.  Instead, through the Cooperative Threat Reduction (CTR) program, it had emphasized securing fissile material stocks in the corrupt and dysfunctional polities of the Former Soviet Union (FSU).  Through a historically unique confluence of circumstances involving Russia’s impoverishment, infrastructural decrepitude, and fleeting interest in opening politically to the West, the two powers found both common cause in securing fissile materials in the FSU and common agreement that the U.S. taxpayer should bear its burdens.  With the proliferation rollback challenges of the 2000s then lying mercifully in the future, the U.S.-Russian track record on nonproliferation cooperation seemed to augur well for continued East-West cooperation.
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                    Certainly there seemed little prospect, at the time, of a revival of U.S.-Russian strategic rivalry.  Given the degree to which the increasingly thuggish, authoritarian, and paranoid government of Putin-era Russia seems subsequently to have become convinced that the United States and its NATO allies presented a grave, nearly Cold War-style threat, it is ironic the degree to which the incoming Bush Administration was 
    
  
  
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    interested in traditional superpower nuclear competition.  Instead, officials in Washington – no longer feeling particularly threatened by Russian nuclear weapons now that they were in the hands of an apparently democratic government not bent upon global hegemony, but now catching glimpses of the coming proliferation storms in highly-compartmented intelligence reporting – developed, in the post-9/11 era, an almost monomaniacal focus upon proliferation threats.
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                    Problems lay ahead in this very mismatch between proliferation-focused America and a Kremlin still nursing a dark, zero-sum worldview reminiscent of its 
    
  
  
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      ancien regime
    
  
  
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    .  For a time, however, the two countries’ political and psychological paths ran conveniently side by side.  Such was the optimism about the course of the U.S.-Russian strategic relationship, in fact, that the Moscow Treaty – negotiated in record time – was deemed adequately verifiable 
    
  
  
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     any specific verification mechanisms, in part because strategic planners and intelligence analysts in each country understood that the other would continue nuclear reductions 
    
  
  
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      anyway
    
  
  
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    , irrespective of whether a treaty were agreed.
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                    The Americans’ emphatically post-Cold War orientation would provide quite resilient.  Despite Russia’s accelerating efforts to modernize its strategic nuclear forces – including the development of new mobile missiles, a new class of ballistic missile submarine, an exotic “hypersonic glide vehicle,” and new nuclear warhead types apparently in part through the use of low-yield nuclear tests in violation of Moscow’s proclaimed moratorium upon such testing – Washington declined to respond in kind.
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                    Such ideas as 
    
  
  
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     mooted by the Bush Administration about developing one or two new nuclear warheads were focused not upon competing with Russia but upon counter-proliferation missions (the “robust nuclear earth penetrator”) and ensuring the reliability of American deterrence in a test ban environment (the “reliable replacement warhead”).  Even 
    
  
  
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    plans were eventually abandoned.  Similarly, plans were developed for converting a handful of ballistic missiles to deliver non-nuclear payloads, but only for the purpose of rapidly hitting fleeting targets such as high-level terrorist meetings half a world away – meetings such as the brief 
    
  
  
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     convocation in Afghanistan that U.S. submarine-launched cruise missiles had just missed incinerating back in 1998.
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                    All in all, it is striking the degree to which the U.S. side has for years regarded the Russo-American nuclear balance as 
    
  
  
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     being particularly relevant to America’s national security and global strategy.  Washington, in other words, seemed to have moved on.
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                    II.            
    
  
  
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      Problems Emerge
    
  
  
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                    This is not the place to try to analyze in detail precisely what went wrong and why the East-West political atmosphere subsequently soured so much. In part, Russia’s slide back into authoritarianism – and a peevishly irascible nostalgia for the Kremlin’s days of Soviet geopolitical stature – simply made Moscow a much more challenging diplomatic partner for 
    
  
  
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     foreign governments, the United States not excepted.  In part, with regard to proliferation, circumstances forced the two powers to grapple increasingly with issues such as the North Korean and Iranian nuclear challenges – where the perceived strategic interests of Washington and Moscow diverged more than had been the case with the nonproliferation agenda of the CTR-focused 1990s.
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                    In part, however, some of the recent problems of East-West relations may ironically be found in the degree to which the strategic relationship between the nuclear superpowers turned into something of a “dialogue of the deaf.”  For their part, the Americans were determined – and quite grimly so, after 9/11 – to forge ahead into a 21
    
  
  
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     Century world of confronting proliferation threats, a world in which Moscow’s nuclear posture was not very threatening and thus of comparatively little concern.  In the Kremlin, on the other hand, Russian minds still resonated with Cold War strategic concepts never quite abandoned, while the regime’s prevailing political pathologies inclined it to see encircling foreign adversaries under every bed, and the 
    
  
  
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     state’s insecure and embittered sense of lost Soviet glory essentially ruled out acceptance of the ironic truth that the American adversary wasn’t really thinking much about Russia at all anymore.
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                    In a sense, perhaps, it was unfortunately all too “perfect” a storm.  The Americans accelerated the development of missile defenses aimed at countering evolving threats from North Korea and Iran.  As it happened, U.S. efforts included plans to place a missile tracking radar as close to Iran’s northern border as possible, as well as ground-based interceptor missiles early along the trajectory future Iranian missiles – including longer-range sold-fueled varieties already in development – would take on their way to NATO targets in Europe or to North America.  Unfortunately, from the perspective of East-West relations, both locations were in the former Soviet fiefdoms of Eastern Europe, in countries (the Czech Republic and Poland, respective) that had subsequently become enthusiastic members of NATO.  As the Russians themselves seemed to recognize – in large part presumably on the basis of their experience for some decades as the only country on earth to deploy strategic missile defenses – these U.S. missile defense plans presented no actual threat to Russia’s vastly larger and still distantly located strategic nuclear forces.  Nevertheless, they had tremendous political symbolism and a profound psychological impact upon Russia’s brittle geopolitical self-image, evoking rhetorical fury from Kremlin officials whose representatives had earlier told Bush Administration officials that the European deployments would present no problem as long as Russia were not “surprised.”
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                    The Americans also strove to continue the NATO expansion process, both geographically and functionally, still trying – as Washington had been doing since the Clinton Administration – to make of it a global power projection force for humanitarian intervention, counter-terrorism, and nation-building, while opening its doors to more members drawn from territories formerly within the Soviet Empire.   After 9/11, the Atlantic Alliance itself became involved in ground combat against Taliban radicals in Afghanistan, which Moscow had once tried to claim as its own and where the Russians had been so famously bloodied by American-armed guerrillas during the 1980s.  This, too, while objectively surely no threat to Russia – itself long a bitter adversary to Muslim extremists in Asia’s heartlands – must have sorely tested the sensibilities of Putin-era officials in the Kremlin pining for the empire Moscow had lost.
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                    Most dramatically, perhaps, the United States then invaded another country in the Middle East – a former Soviet client state, no less – in order to suppress what was believed, however erroneously, to be a constellation of weapons of mass destruction (WMD) threats.  Iraq perhaps epitomized the conceptual chasm between East and West: a preventative war undertaken on counter-proliferation grounds by an American hyperpower that had no ill intentions toward Russia but whose actions were perhaps inevitably to be deeply resented in Moscow’s corridors of power.  The fact that the U.S. Intelligence Community turned out to have gotten their Iraqi WMD analysis so humiliatingly wrong was merely the poisonous icing on an already terribly distasteful cake.
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                    Two political dynamics were perhaps simultaneously in play in this regard.  To the extent that the Kremlin accurately perceived that such developments reflected the striking degree to which the Americans were 
    
  
  
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     directing their policies at Russia, nor were even particularly concerned with it, these events were surely galling.  The modern Kremlin, insistent upon preserving the trappings of superpower status and keen to re-assert itself in the territories of what it calls – with sometimes shocking neo-imperial candor – its “near-abroad,” does not seem to mind vilification, but simple 
    
  
  
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     was too much to bear.  To the extent, on the other hand, that American policies were interpreted through the gloomy zero-sum spectacles of the Putin regime’s old school geopolitical 
    
  
  
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     conspiracy theory.  Either way, however, the stage was set for a much chillier sort of post-Cold War Russo-American relationship.
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                    III.            
    
  
  
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                    Today, there is much enthusiasm for pressing what Vice President Biden described as “the reset button” on the U.S.-Russian relationship.  It is far from clear, however, what this actually means, or how much “resetting” is actually possible.  The Obama Administration believes that it can turn Russian relations around by 
    
  
  
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     being George Bush, even if actual U.S. policies do not change too very much.  Given the Bush Administration’s notable disinterest in diplomatic atmospherics when perceived national security imperatives were on the line in the fight against terrorists and WMD proliferation – an approach bespeaking a fierce earnestness and moral fortitude, but which may not always have served the country well – a deliberate change of tone from the Obama team might have some impact upon the Russo-American political climate.
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                    Nevertheless, the last few years also underscore some deeper problems in the relationship which we should bear in mind as we seek improved cooperation in the months and years ahead.  In some areas, the Obama Administration will for a time probably find room for continued cooperation and East-West progress, in much the same way and for similar reasons as did the Bush Administration.  Such convergence of interests will have its limits, however, and in some areas may not even be exist at all.  Absent a major reconceptualization of national security interests on one or both sides, the much-heralded “reset button” is not likely to produce fundamental changes in the relationship.  Congenial atmospherics 
    
  
  
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     be important, but they will only get one so far where core perceptions of national interest diverge in important ways, and political tone is a highly imperfect instrument for effecting change in such basic interest perceptions.
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      Arms Control and Disarmament
    
  
    
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                    Traditional old-style arms control negotiations are one area where there remain grounds for cooperation, at least for a time, since Russia has both political and operational reasons to desire an agreement with Washington for some further force reductions.  Operationally, there seems to be room for substantive agreement not merely on some kind of strategic transparency and confidence-building arrangements but indeed also on lower force limits – at least for strategic forces (delivery systems and warheads).  The process of reductions from Cold War levels to force postures more appropriate to reduced contemporary threats, which began with START and continued through the Moscow Treaty and unilateral reductions by both sides, but it is not yet complete for either power.
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      Agreement is Likely
    
  
    
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                    The United States military seems almost shockingly 
    
  
  
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    interested in nuclear delivery missions these days, and possesses an extraordinarily capable suite of non-nuclear military capabilities that seem likely to allow it, as intended, increasingly to deter potential foreign threats without any need of recourse to nuclear explosives.  Washington seems easily able to countenance at least 
    
  
  
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     further force reductions, and the United States is perhaps the nuclear weapons state best positioned – with the exception of Britain and France, which ironically have more flexibility precisely because they can rely in part upon America’s nuclear-backed “extended deterrence” – to accept a global nuclear weapons “zero.”
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                    For its part, as noted previously, Russia is firmly committed to modernizing its nuclear forces, deploying new mobile missiles, beginning to build a new class of ballistic missile submarine, and developing new nuclear warhead types.  The Kremlin is, however, deploying such new hardware more slowly than it is retiring older Cold War-era systems, with the result that its force levels are likely to continue to shrink all of themselves.  Russia seems to believe that while it requires a very 
    
  
  
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      different
    
  
  
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     force structure for the 21
    
  
  
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    &lt;sup&gt;&#xD;
      
                      
    
    
      st
    
  
  
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     Century, it can also be a 
    
  
  
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      smaller
    
  
  
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     one.  Moscow, therefore, has no reason not to support – as occurred with the Moscow Treaty – an agreement codifying such reductions.
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                    Precisely because force levels are thus likely to shrink on both sides 
    
  
  
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      irrespective
    
  
  
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     of whether they agree to a START successor treaty, it cannot be said that post-START force limits between the United States and Russia are strictly 
    
  
  
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      necessary
    
  
  
                    &#xD;
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    .  (It is for this reason that the Bush Administration’s initial approach in the post-START talks begun in September 2006 focused not upon force limits but upon transparency and confidence-building arrangements – that is, upon helping each side understand how strategically threatening the other side 
    
  
  
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      isn’t
    
  
  
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    .)  By the tame token, however, such force limits are easily possible.
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                    What’s more, both sides presently seem to have strong political incentives to reach such an agreement.  After all, President Obama’s much-publicized eagerness to demonstrate “change” in U.S. policymaking would look hollow indeed if he were not able to consummate the post-START talks his predecessor began three years earlier.  What’s more, Obama’s most significant political constituencies and his advisors on such matters all hail from a portion of the policy community that stands in almost religious awe of legally-binding force limits as a way to handle international security challenges.
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                    For Russia, there would also seem to exist powerful political incentives to reach a START successor treaty.  From Moscow’s perspective, strategic arms control agreements seem to have become the symbolic currency of Russia’s continued superpower status, providing a partial political antidote to discomfiting suspicions of the country’s vastly reduced significance in post-Cold War American security planning.  After all, no one else but Moscow enters into such a relationship of formal equality and reciprocity with the U.S. hyperpower on matters related to the most powerful weapons mankind has ever devised.
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                    This may be why Moscow insisted in its discussions with the Bush Administration first and foremost upon having START be succeeded by a 
    
  
  
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      legally-binding formal treaty
    
  
  
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    , rather than focusing upon any particular substantive issue that might actually be provided for in such an instrument.  The details, apparently, were secondary: what was critical was that Russia still be recognized, implicitly, as “the other superpower” by virtue of having a unique and legally-sanctified strategic nuclear relationship with Washington.  Particularly because weapons numbers on both sides are likely to shrink anyway, Moscow thus probably needs arms control rather more than the Americans do – though the Obama Administration’s eagerness to use strategic arms control as an ideological deliverable, demonstrating its arms control and disarmament 
    
  
  
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      bona fides
    
  
  
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    , has somewhat evened the score in recent months.
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                    At any rate, agreement is very likely on lower numerical arsenal levels, which ought to satisfy the political objectives of both sides without running seriously afoul of the security interests of either.  Moscow would get a renewed treaty and an arms control relationship with the Americans that looks sufficiently like the old days to command respect, while Washington would be able to claim progress toward “zero” and assert vindication of the 
    
  
  
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      ideal
    
  
  
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     of capability-limiting arms control as a supposed answer to security dilemmas and strategic instability.  Substantively, therefore, no one would “lose,” while politically, both sides would “win.”
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    (2)            
    
  
    
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      Up to a point …
    
  
    
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                    Such common ground, however, is limited, for both sides’ happy willingness to reduce numbers further probably masks some more fundamental divergences on basic questions of the role of nuclear weapons in national security strategy.  The United States might be interested in 
    
  
  
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      keeping
    
  
  
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     post-START reductions going, until not just 
    
  
  
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      low
    
  
  
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     but 
    
  
  
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      very low
    
  
  
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     levels are ultimately reached.  Conceivably, if such an outcome were thought feasible, verifiable, and sustainable, Washington might in fact at some point embrace “zero.”  This, however, is likely to prove anathema to Russia.  While there seems to exist a coincidence of interest in somewhat 
    
  
  
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      lower
    
  
  
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     force levels, the two countries’ paths seem likely to diverge starkly beyond that point – especially to the extent that arms talks will necessarily have to grapple at some point with the issue of Russia’s extensive collection of “non-strategic” (a.k.a. “tactical”) nuclear weaponry, for which reductions may prove more challenging than for longer-range systems.
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                    Simply put, the principal problem is that Russia appears as attached to its weapons as ever.  Perceiving itself unable to defend its territory against sinister foreign encirclements by conventional means, Russia has failed to implement its own Presidential Nuclear Initiatives and hordes so-called “tactical” nuclear weapons by the thousands.  It is working hard to modernize its strategic forces, with new delivery systems and new warheads, and is “apparently” playing somewhat fast and loose with its own declared policy moratorium on underground nuclear testing.  Russia’s military doctrine emphasizes nuclear warfighting, and even crisis “de-escalation” through the employment of limited nuclear strikes or “demonstrative” detonations.  It is not merely that nuclear weapons underpin Russia’s self image as a continued superpower; they are in fact perceived to be essential to concrete challenges facing Russia’s military planning.  Even if Russia did perceive itself able to handle current security challenges without nuclear weapons, however, it would still have a political incentive not to eliminate the remaining currency of its residual “superpower” status.  All in all, this is not a government likely to be 
    
  
  
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      remotely
    
  
  
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     interested in zero.
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                    The issue of ballistic missile defense complicates matters still further, for Russia’s own strategic – and uncomfortably nuclear-weapon-tipped – anti-ballistic missile system is quite long in the tooth and presumably vastly less capable than the new approaches being pursued by the Americans.  As long as serious missile defense is asymmetrically possessed – at least until defense-evading technology like Moscow’s new “hypersonic glide vehicle” is fully deployed – Russians will probably perceive additional strong reasons not to let their overall numbers get too low.  Since the Kremlin’s allergy to U.S. missile defenses in Eastern Europe seems to be more political and psychological than based upon real capability assessments – and because even the Russians surely feel 
    
  
  
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      some
    
  
  
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     discomfiture at the prospect of a nuclear-armed Iran – there may remain some scope for 
    
  
  
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      cooperative
    
  
  
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     missile defense work between Washington and Moscow.  Nevertheless, Russia is unlikely to view defenses as doing anything but complicating the process of reductions.
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                    (The issue of missile defense in Europe has become doubly complicated, insofar as Russia is well positioned to take advantage of any U.S. reversal on the Eastern European deployments as demonstrating the fickle and undependable character of American alliance ties in the face of Russian political browbeating.  Given modern Russia’s volatile combination of insecurity and ambitiousness vis-à-vis the territories of the old Soviet empire, creating an impression of U.S. unreliability by getting Washington to back down on military commitments to new NATO members among the countries of the former Warsaw Pact might powerfully advance the Kremlin’s hopes of reasserting itself as a quasi-hegemon in the region.)
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                    For the reasons suggested previously, however, Russia is unlikely to accept extremely low force totals whether or not the United States continues to pursue missile defense.  And for its part – faced with all too obvious proliferation-related threats from accelerating missile-development programs in Iran, North Korea, and perhaps elsewhere – the United States is not likely to abandon such endeavors anyway.  Russia will do what it can to persuade the Americans at every turn to purchase increments of formalized arms reduction with the currency of cutbacks in missile defenses.  Because this would make Russo-American arms control the enemy of U.S. proliferation preparedness, however –and because U.S. and Russian numbers are likely to shrink regardless of whether an additional arms agreement is reached, making missile defense concessions particularly costly on account of their arguable needlessness  – there will presumably be sharp limits upon how much bargaining Washington will be willing to stomach.
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                    In sum, while there is today a useful mutuality of interest between the United States and Russia in a reinvigorated arms control process and further reductions in nuclear weapons stockpiles, this common ground will at some point disappear.  It is easy to predict numbers coming down to perhaps significantly lower levels.  It is far more difficult to imagine them getting to 
    
  
  
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      very
    
  
  
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     low levels, let alone “zero,” without a fundamental reassessment of nuclear strategy by the Russians.  Even the Americans, moreover, might easily come to have second thoughts when faced with the prospect of reducing down into a world of multi-player “near-peer” deterrent relationships in which 
    
  
  
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      handfuls
    
  
  
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     of foreign powers of various political complexions exist in relationships of at least a numerical strategic parity with the United States.  For reasons both political 
    
  
  
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      and
    
  
  
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     concrete, strategic nuclear equality with a scrum of regional powers may be difficult for a superpower with global interests to accept.  Today’s happy mutuality of Russo-American interest in arms reductions is likely to evaporate well before the point of nuclear abolition.
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    B.            
    
  
    
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      Nonproliferation vis-à-vis State Actors
    
  
    
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                    While it is thus possible to be optimistic, in the short run – though really 
    
  
  
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      only
    
  
  
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     in the short run – about the prospects for East-West common ground in strategic arms control, it is an open question how deep and sustained the cooperation can be on nonproliferation.   It is not clear that Moscow actually shares anything like the U.S. commitment to nonproliferation when it comes to preventing troublesome regimes in troubled regions of the world from acquiring nuclear weapons or at least a nuclear weapons “option.”  At the very least it lacks the American prioritization of nonproliferation.  More worryingly, however, it sometimes seems as if Russia is tempted to 
    
  
  
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      condone
    
  
  
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     proliferation to actors whose geopolitical impact disproportionately constrains the global strategy and limits the options of Moscow’s perceived great power rival, the United States.
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                    It must indeed be admitted that the geopolitical impact of proliferation in regions such as the Middle East is asymmetric: there is surely 
    
  
  
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      some
    
  
  
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     threat to Russia from nuclear weapons in the hands of Iranian clerics or North Korean dynasts, but these regimes do not seek such capabilities in order to deter 
    
  
  
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      Russia
    
  
  
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     from intervention or to threaten 
    
  
  
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      Russia’s
    
  
  
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     allies with nuclear extortion or even extinction.  To be sure, it is difficult to imagine that Russia too much 
    
  
  
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     the idea, for instance, of a nuclear-armed Iran.  Nonetheless, it certainly seems that Russia 
    
  
  
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      minds
    
  
  
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     the idea far less than do officials in Washington, and that the Kremlin at least 
    
  
  
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      appreciates
    
  
  
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     the degree to which Iran’s march towards nuclear weapons capability disproportionately preoccupies and confounds U.S. policy.  A carefully lukewarm approach to preventing state actor nuclear weapons proliferation, in other words, may be quite useful to Russia as an asymmetric strategy to improving Moscow’s 
    
  
  
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      relative
    
  
  
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     strategic position vis-à-vis Washington.
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                    It may not be entirely a coincidence, for example, that Russia has protected Iran from tougher U.N. sanctions, has had nuclear cooperation work underway with Iran for many years – including, at least for a while, assistance not jus with the light water reactor at Bushehr but with a reactor at Arak that is transparently designed for plutonium production.  In fact, Moscow is apparently even providing Tehran missiles with which to defend the very nuclear sites at which work continues today in defiance of U.N. Security Council resolutions for which Russia itself voted.  This is not the hallmark of a power particularly concerned with enforcing nonproliferation norms, at least not where such norms conflict with the priority the Kremlin seems to put upon encouraging the creation of impediments to U.S. power-projection, and perhaps seeing Washington deterred out of a longstanding activist role in the Middle East that officials in Moscow have resented since Cold War days.
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                    All of this means that one should not hold one’s breath for Russia’s sudden conversion to nonproliferation seriousness in the sense that this is understood in Washington, at least not when it comes to state actors such as Iran.  It will likely be possible to cooperate on some important topics, but the scope of such cooperation may be more limited than the optimistic pronouncements of the Obama Administration might lead one to believe.  There is a school of thought in some American policy circles holding that Russia “gets it” with regard to the threat presented by Iran.  Moscow, such thinking has it, is “just as concerned as we are,” and the two powers merely have a gentlemen’s disagreement over remedial tactics.  There are, however, grounds to be skeptical of such rosy assumptions.
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                    At the very least, we should not be surprised to find almost 
    
  
  
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     Russian nonproliferation cooperation to be highly transactional.  American officials, in other words, may be able to get it, but such cooperation will have a price, and their counterparts in Moscow will try to drive a hard bargain because they have reason to believe that Washington cares more about nonproliferation than they do.  By the same token, such transactional cynicism may work the other way as well: America may be out-bid on occasion by those who 
    
  
  
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     to proliferate, should such rogue regimes make Russia the higher offer.
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    C.            
    
  
    
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      Non-State Actor and Nuclear Security
    
  
    
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                    Such warnings, however, do not mean that there is no room for “deep” and sincere cooperation on 
    
  
  
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      some
    
  
  
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     matters where perceived Russian and American interests run much more closely in genuine alignment.  In the short run, as we have seen, there is probably such a coincidence of interest in strategic force reductions.  Another area, however, may concern nuclear weapons and material security – and, in particular, preventing nuclear proliferation to non-state actors such as terrorists.
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                    Nuclear security and preventing terrorist access to nuclear weapons has been a fairly fertile area for East-West cooperation in the past, and is likely remain so for many years to come.  The Obama Administration has very ambitious plans in the nuclear security realm – perhaps unrealistically so, since it seems highly unlikely that it will be possible to “secure all vulnerable nuclear material around the world within four years” as the President promised in his April 2009 speech in Prague.  If his agenda can survive the collapse of such over-promising, however, there seems no reason why Russia could not become a real partner in nuclear security efforts undertaken on a global scale.
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                    Moscow would presumably prefer to continue to be, as in the past, the passive recipient of U.S. taxpayer largesse in undertaking only regional nuclear security work.  Nevertheless, this is not the mid-1990s, and American nuclear security handouts to the petrodollar-fueled Russian economy are likely to diminish whether or not cooperation blooms in other fields.  Since both powers would seem to have both real and perceived interests in preventing the acquisition of nuclear weaponry by radical Islamist terrorists, for instance, the United States and Russia would seem well positioned to take advantage of a genuine coincidence of interest and reasonably compatible senses of its prioritization.
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    -- Christopher Ford
  

  
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&lt;/div&gt;</content:encoded>
      <pubDate>Wed, 10 Jun 2009 18:37:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p139</guid>
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    <item>
      <title>Speaking Candidly about Nonproliferation and Disarmament</title>
      <link>http://www.newparadigmsforum.com/p202</link>
      <description>Speaking as an NGO to the 3rd Session of the Preparatory Committee for the 2010 NPT Review Conference at the United Nations in May 2009, Ford offers some inconvenient truths about the challenges that friends of disarmament will need to help address if that noble goal is to be achieved ... and sustained.</description>
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      Note:
    
  
  
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      This document, Ford's presentation to the 2009 NPT Preparatory Committee meeting on May 5, 2009, is also available through the Reaching Critical Will website.
    
  
    
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                    I am grateful for the chance to speak at a meeting of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), for the first time as a private citizen.  As a member of civil society and someone whose job it is to care about these issues, I will try to speak candidly, for time is short, there are many points to be made.  I suspect that few of the inconvenient truths I wish to point out will pass the lips of anyone else in this hall, whether they are from a non-governmental organization (NGO) or a national delegation.  The fact that they are little discussed, however, does not make them untrue – and in fact makes efforts to deal openly and forthrightly with their truth all that much more necessary.
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      Nonproliferation
    
  
  
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                    Let me begin with nonproliferation, for nonproliferation compliance is vital to international peace and security.  Nonproliferation is the foundation of the NPT, and is furthermore the 
    
  
  
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      sine qua non
    
  
  
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     ingredient without which nuclear disarmament will remain a utopian dream.  But let me speak frankly: the international community seems to be losing the struggle against nuclear weapons proliferation.
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                    It is six and a half years since Iran’s secret uranium enrichment and plutonium reprocessing program was revealed to the world, more than six since North Korea withdrew from the NPT, three since the International Atomic Energy Agency (IAEA) finally got around to referring Iran’s noncompliance to the U.N. Security Council, and two and a half since North Korea’s nuclear test.  Yet the nuclear weapons programs of those countries continue unchecked.  The Libyan and Iraqi weapons of mass destruction (WMD) programs thankfully no longer exist, but the nonproliferation regime cannot afford to halt proliferation only half of the time.  Unfortunately, to judge by the last four events in the NPT review cycle, many delegations apparently consider it bad manners to ask – at meetings of a nonproliferation treaty, of all things – that States Party focus more than anything else upon nonproliferation. This bodes ill for the regime’s ability to turn things around.
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                    Even while such nonproliferation noncompliance remains unaddressed, increasing concerns are being raised about the ability of the safeguards system to provide timely warning of diversion or detect undeclared activities.  Many countries still resist the Additional Protocol (AP), and the IAEA has acknowledged that even the AP is inadequate if a country is determined to cheat.  Yet still the opinion persists that there is a “right” under the NPT to capabilities, such as uranium enrichment and plutonium reprocessing, that safeguards may not be able adequately to handle, especially if such capabilities become more widely spread.   In my own country, the Acheson-Lilienthal Report argued years ago that it was impossible to sustain nonproliferation in a system of widespread national nuclear capabilities safeguarded by mere inspection mechanisms.  It will be to our shame – and the world’s peril – if we allow the authors of the Acheson-Lilienthal Report to have the last laugh at our expense, by permitting the further spread of technologies that are difficult or actually impossible to safeguard against misuse.
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      Challenges of Disarmament
    
  
  
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                    Turning to disarmament, let me say first that achieving and sustaining it requires vigorous enforcement of nonproliferation requirements and strong policies to reduce technology-derived proliferation risks.
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                    A system in which non-weapons states cannot be prevented from developing nuclear weapons is a system in which existing possessors will be quite unlikely to give up the ones they have.  Moreover, as long as non-possessors are indiscriminately permitted to acquire fissile material production capabilities that allow them to hover on the edge of nuclear weapons capability, it will be doubly hard to convince anyone that proliferation can be prevented – and that disarmament could last.
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                    Many advocates of disarmament seem to dislike talking about how one might actually create a global security environment in which nuclear weapons possessors might believe it consistent with their security interests to agree to disarmament.  Last year, for instance, a group of disarmament advocates was quoted as arguing that it was “premature” to worry about how to sustain a “nuclear zero” regime.  This is foolish and counterproductive thinking.
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                    But today’s weapons possessors clearly do not believe we are yet in a world where it is consistent with their security interests to be at “zero.”  That’s why disarmament advocates, if they are serious, must be able to speak – and not scorn – the discourse of national security and of both nuclear and non-nuclear deterrence.  It is in no way “premature” to have to answer tough questions about the future world you wish to persuade someone else to accept today, and it is foolish to expect him to accept it until you can.
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      Living in a Transitional World 
    
  
  
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                    One such tough question has to do with how to manage the world 
    
  
  
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     today and abolition.  In most of the nuclear weapons states, nuclear weapons reductions seem to be continuing.  The United States and Russia are already on their way down to between 1,700 and 2,200 operationally deployed strategic warheads, and there is now talk of perhaps going as low as 1,500 or even 1,000 warheads pursuant to a successor agreement to the Strategic Arms Reduction Treaty (START).
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                    What is little discussed, however, is that continuing reductions – adopted, for the sake of argument, as transitional steps toward “zero” – would create a world of very different deterrent relationships between nuclear weapons possessors.  But we do not really know what these relations would actually be like.  The world has some experience, however risky and uneasy, with strategic nuclear deterrence. And it has considerable experience – in the more distant past, both in Europe and in various periods of Chinese history – with multi-player relationships among a cluster of Great Powers. But the world has no experience of multi-player “near-peer” nuclear deterrence relationships – that is, with a not-too-far-distant world of at least eight nuclear weapons possessors all of whom are, in strategic nuclear terms, equals.  Because it will be necessary to keep the peace in such a transitional world, whatever its duration, both the disarmament community and governmental security establishments have an interest in thinking through what multi-player peer deterrence would actually be like.
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      Nuclear Weapons Technology
    
  
  
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                    Because it is impossible to predict just how long the transitional period would be between today’s world and a future world of abolition, it is also an urgent task for disarmament advocates to support nuclear weapons-possessors’ efforts to be confident that their nuclear deterrent will be viable and reliable during this transition, especially as arsenals shrink in size.  Countries that cannot be confident of whatever reliability they feel they need will necessarily have to maintain larger and more redundant stockpiles than would otherwise be the case.  Until the security situation is felt to make abolition possible, it thus serves the cause of disarmament to support programs to ensure that whatever weapons remain in existence are reliable and equipped with state-of-the-art safety mechanisms.
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      The “Catch-22” of Non-Nuclear Strength 
    
  
  
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                    Speaking of how to maintain global security in a disarming world and sustain it in a disarmed one, it is worth noting a “Catch-22” situation that bedevils nuclear disarmament discussions.  One of the factors that has made the United States as willing as it has been to continue reductions and to speak approvingly of the eventual goal of abolition is its 
    
  
  
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    -nuclear military prowess, which helps it meet perceived security needs without nuclear weapons.  In this sense, American non-nuclear military might has been a powerful facilitator of disarmament – not merely for Washington itself, but probably also for Britain and France, which rely to some extent not merely upon U.S. extended 
    
  
  
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    deterrence but also upon the vast conventional military power that underpins the American commitment to European security.
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                    Yet it is this same non-nuclear military power that surely makes it much harder for Moscow and Beijing to contemplate abolition.  Russia remains fiercely attached to its nuclear weapons, and is apparently both modernizing its delivery systems and developing new warhead types.  It may be doing this for many reasons, but one of them is surely that through the zero-sum Cold War-tinged lens with which its government views contemporary geopolitics, nuclear disarmament would leave Russia a second- or third-rate power, and the Americans militarily supreme.
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                    China also does not seem genuinely interested in “zero,” notwithstanding its rhetorical protestations to the contrary.  As evidenced by its ongoing build-up and strategic modernization – making it the sole NPT nuclear weapons state to be bucking the disarmament trend by 
    
  
  
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     the size of its arsenal – China thinks its security environment requires more, not fewer nuclear weapons and modern delivery systems.  Here lies the Catch-22: what makes key Western players 
    
  
  
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     willing to disarm helps make others 
    
  
  
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     so, and what would at least somewhat assuage the concerns of a Russia or China (hobbling the America’s non-nuclear capabilities) would make disarmament more difficult on both sides of the Atlantic.  No one has yet articulated a good way of managing this tension, but until this conundrum can somehow be resolved, “zero” seems impossible.
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      Disarmament and Alliance Reassurances
    
  
  
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                    While on the subject of states’ security perceptions in an asymmetric and insecure world, let me add that advocates of disarmament must necessarily concern themselves with the challenges of military alliance management.  In a world in which technologically sophisticated, nuclear-knowledgeable, and affluent countries such as Japan, South Korea, Taiwan, and perhaps some European states still feel it necessary to have a security alliance relationship with the United States, achieving further reductions in nuclear arsenals may require shoring up the non-nuclear aspects of these security ties.  It would be self-defeating for the cause of disarmament if U.S. weapons reductions – and indeed the eventual evaporation of the so-called “nuclear umbrella” – worsened instability and drove erstwhile American allies into nuclear weapons development.
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                    Some have made this point in order to argue against the cause of disarmament.  I make it here for a different reason: to point out that anyone 
    
  
  
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     about disarmament must also be willing to be serious about bolstering the 
    
  
  
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    -nuclear aspects of alliance relationships that today depend in part upon nuclear deterrence.  Ideally, it would be possible to remove the basic causes of insecurity that lead countries to 
    
  
  
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     alliance relationships in the first place.  Unless we are willing to postpone progress toward disarmament until that occurs, however, we must not forget to replace with non-nuclear reassurance what nuclear disarmament takes away from extended deterrence.  In the short term, at least, nuclear disarmament thus requires 
    
  
  
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     military support for such allies.
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      Disarmament and Good Faith
    
  
  
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                    Finally, let me say something about the issue of “good faith” in seeking disarmament.  However one approaches the specific question of what the NPT’s Article VI does (or does not) require in terms of specific steps – and indeed, whatever one’s views on the merits or demerits of disarmament itself – all should be able to agree on: (1) the need for good faith in approaching disarmament issues; (2) the importance of working for a more stable and more peaceful world; and (3) the need both to seek and to achieve any disarmament measures that such peace and stability require.
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                    The key point about good faith, however, is that it does not necessarily dictate substantive homogeneity.  One wouldn’t need (or want) to use phrasing such as “good faith” if what were intended was for everyone to proceed in lockstep along a predetermined path.  (Legislatures, for instance, do not pass laws asking citizens to pay their taxes “in good faith.”  They simply 
    
  
  
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     payment.)  The point of “good faith” phrasing is to allow for the possibility of behavioral 
    
  
  
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    , provided that all participants are pursuing the same ultimate goal in whatever way they feel best serves it.
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                    Through this prism, I think it may well be possible for persons with very different views about specific disarmament-related 
    
  
  
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     to agree to evaluate the policies of all NPT States Party for disarmament good faith according to whether such countries appear to be genuinely seeking to:
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                    • Reduce the risk of nuclear warfare;
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                    • Reduce their (direct or indirect) reliance upon nuclear weapons;
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                    • Reduce nuclear arsenals as much as possible consistent with peace and security while (a) keeping the peace between weapons-possessors as numbers shrink, (b) keeping new countries out of the nuclear weapons business, and (c) creating conditions to make “as much as possible” come to mean “zero” as quickly as can be arranged consistent with the maintenance of this same peace and security; and
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                    • Create conditions in which “zero” can be sustained, and peace kept between the major powers, indefinitely.
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    -- Christopher Ford
  

  
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      <pubDate>Tue, 05 May 2009 00:29:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p202</guid>
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      <title>Five Plus Three: How to Have a Meaningful and Helpful Fissile Material Cutoff Treaty</title>
      <link>http://www.newparadigmsforum.com/p153</link>
      <description>This article appeared in the March 2009 edition of Arms Control Today, and also remains available online through that magazine.</description>
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      This article first appeared in the 
      
    
      
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                    by Christopher A. Ford
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                    The Obama administration has stated its intention to conclude a treaty cutting off production of fissile material, highly enriched uranium (HEU) and plutonium, for nuclear weapons. So did the administrations of George W. Bush and Bill Clinton. Although a fissile material cutoff treaty (FMCT) has been a key objective of the UN Conference on Disarmament (CD) for many years, that organization seems unable to break out of its now customary paralysis.[
    
  
  
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    ] This experience should encourage the Obama administration, if indeed it wants such a treaty, to look to another forum for realization. More importantly, it may be vital for the new U.S. administration to take a different approach because pursuit of an FMCT as currently contemplated at the CD might well have the ironic and presumably unintended consequence of gravely undermining the nuclear nonproliferation regime. Fortunately, such a new approach may well be available.
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      The Current FMCT Impasse
    
  
  
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                    The current impasse at the consensus-based CD began a decade ago. A significant part of the blame for the collapse of initial negotiations on an FMCT should be apportioned to the Nonaligned Movement (NAM)-never a group to pass up a chance to impede something good by insisting on what it thinks would be ideal-for trying to force greater attention on accelerating disarmament. China and Russia are similarly at fault for preventing progress on such talks by trying to link FMCT discussions to commencing negotiations on their disingenuous draft of a treaty banning space weapons. That initial Chinese-Russian linkage of unrelated issues grew into the laundry list of pet arms control projects known as the A-5 proposal containing, amazingly, negotiating mandates for four major treaty efforts (disarmament, negative security assurances, space weapons, and an FMCT), which most CD members now recognize as completely unworkable as a practical matter.
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                    After the collapse of the A-5 proposal under its own weight, the formula advanced in the document L.1, now embodied in document CD/1840, became the current focus of debate at the CD. This approach still supports "discussion" mandates for the other issues but more feasibly proposes a negotiating mandate only for an FMCT. Even progress on this more modest document, however, has so far been impossible. Specifically, China and Pakistan-the former being the only nuclear Nonproliferation Treaty (NPT) nuclear-weapon state to be increasing its nuclear arsenal rather than reducing, the latter apparently still too concerned about India to be very interested in restraint-have blocked negotiations on a treaty. Perhaps not surprisingly, they have been joined by Iran in their opposition to negotiating an FMCT. So far, none of these three countries is apparently interested in foregoing the option of producing fissile material for nuclear weapons.[
    
  
  
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                    Although only Beijing, Islamabad, and Tehran remain as obvious obstacles to the commencement of FMCT negotiations, with Jerusalem and New Delhi remaining more circumspect with regard to their intentions, many hurdles still lie ahead with regard to their conclusion. Among these challenges is the issue of verification. After 1995, the CD's agreed negotiating parameters for an FMCT were defined by the so-called Shannon Mandate, which required pursuit of a treaty that was "non-discriminatory, multilateral and internationally and effectively verifiable."[
    
  
  
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    ] This goal was accepted by the Clinton administration and may yet be supported by the Obama administration.[
    
  
  
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    ] The Bush administration concluded in 2004 that no FMCT, regardless of how costly and intrusive a verification system one postulates, much less an FMCT likely to be agreed on by all parties at the CD, would likely be effectively verifiable. In Washington's view, this should not have presented an obstacle to commencing FMCT negotiations and indeed concluding a normative FMCT, but it did require states to agree to revising the Shannon Mandate's requirement to achieve such verifiability.
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                    The Shannon Mandate required, up front, that any concluded FMCT be both universal and nondiscriminatory-that it not apply different rules to different countries, which was a continuing source of criticism about the NPT-and effectively verifiable. Although the Bush administration was not averse to discussing verifiability during FMCT negotiations and U.S. officials did not require ruling out ever adopting some verification measures, Washington deemed it improper for the mandate to require the achievement of what was arguably unachievable as a precondition for even beginning negotiations. Today, except for China and Pakistan, all parties at the CD apparently stand ready to begin negotiations that all assume will include extensive discussions of and efforts to achieve at least some degree of verifiability.
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                    The issue of verifiability will not go away, therefore, and it is likely that even if negotiations are started on an FMCT, many disputes and problems will arise over whether effective verifiability can be achieved and, if so, whether the cost of doing so is one that all CD negotiators will prove willing to pay.
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      Technical Issues Associated With Verification
    
  
  
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                    Today, U.S. government verification experts have apparently made enough headway in explaining their position that many CD delegations have conceded privately that effective verification is indeed impossible. This has not dimmed the enthusiasm of many of them for adopting some verification measures and for deeming even partial measures to be "good enough." (In this author's presence, in fact, some have actually advocated pretending that whatever measures end up being adopted in fact amount to effective verification, although no one seems to have been so bold as to say this publicly.) To the extent that effective verification remains an important objective of negotiations, one can expect that the road ahead for an FMCT will remain a rocky one.
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                    The United States has explained its verification arguments on many occasions, in print in the context of NPT review-cycle debates[
    
  
  
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    ] and in person through numerous expert-level and diplomatic briefings and discussions with CD partners. It is beyond the scope of this article to detail all the arguments, but some of the salient points from a technical perspective include the difficulty for the verifier of (1) conducting adequate verification inquiries at facilities associated with nuclear weapons work or other sensitive activities without compromising the host government's national security information, (2) dating the point of first "production" for plutonium that has been reconditioned subsequent to its initial separation, (3) ascertaining the true intention behind fissile material production under a treaty that will not ban all such production but rather only that done for purposes of use in nuclear explosives, and (4) telling anything useful from environmental sampling at nuclear weapons facilities where fissile material has been produced for years and particulate contamination is already ubiquitous. Conceivably, there could be clever ways around these problems, but such solutions apparently have yet to be offered, and effective verification seems as distant a dream as ever.
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      Policy and Programmatic Issues for Verification
    
  
  
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                    An FMCT's problems, however, are only partly technical. Some of the difficulties are more political in nature. An FMCT would clearly be more verifiable, which is not the same thing necessarily as thinking it effectively so, if all existing stocks of fissile material were to be subject to examination and monitoring under an FMCT verification regime. Because such stocks include material actually used in nuclear weapons by possessor states, kept as raw material within their weapons programs, or held for highly sensitive purposes not related to nuclear explosives, such as fuel for naval nuclear reactors, however, it is very difficult to imagine any FMCT could be concluded by consensus that actually covered all existing stocks in a meaningful way. (One must also guard against having an FMCT verification protocol become a mechanism for proliferating nuclear weapons know-how.)
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                    Much of this problem would go away were it possible to apply different rules to states possessing nuclear weapons than to nonpossessors, as does the NPT, but this would fly in the face of the widespread desire that an FMCT be nondiscriminatory. In other words, within the constraints of the political requirement that uniform rules must apply to all parties, an FMCT could be either comparatively verifiable by virtue of covering all existing stocks or it could be negotiable, but probably not both. (The possessors of nuclear weapons presumably will not all be willing to permit intrusive inspections of their weapons programs for so long as such arsenals remain. This is not a law of nature, of course, and some in the arms control community apparently hold out high hopes that possessors will suddenly decide that it is no longer important to conceal such details from each other and from nonpossessors. My assumption, however, is likely to hold true for a long time.)
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                    Yet, the problems do not stop there. From my discussions with participants in recent FMCT debates, it has become clear that further problems lie ahead for the current CD approach to a fissile material treaty, including the danger that it could undermine the NPT itself. This issue has not so far been the subject of much if any public discussion. Nevertheless, such worries underlie some countries' grave concerns about any effort to achieve FMCT verification within the context of the treaty's still presumptively universal application and likely nondiscriminatory character.
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                    An FMCT verification regime, it is feared, might undermine the NPT regime in three ways.
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                    1. It might tend to legitimate the development of "peaceful" fissile material production capabilities in ways incompatible with the survival of the nonproliferation regime.
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                    2. An FMCT verification system, if pursued on the basis of universality and nondiscrimination, might seem to offer an alternative but weaker standard of verification that would undercut and in practice replace adherence to the 1997 Model Additional Protocol of the International Atomic Energy Agency (IAEA), particularly in worrisome states such as Iran.
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                    3. Debates over FMCT verification with regard to existing fissile material stocks and fissile material held for sensitive but nonexplosive purposes, such as fueling naval reactors, would draw unhelpful attention to a long-standing potential loophole within the IAEA-run verification system for Article III safeguards under the NPT. Agreement on an FMCT verification regime could worsen this problem and generalize this loophole by the de facto adoption of a standard that would not merely leave the FMCT unverifiable but would also undercut existing approaches to nuclear safeguards.
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        Legitimating Ubiquitous Fissile Production
      
    
    
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                    The first concern is more symbolic and purely political and relates to ongoing disputes over the wisdom of permitting, not to say facilitating, the further expansion of fuel cycle capabilities around the world. It has long been understood that fissile material availability is the principal hurdle to be overcome for any country seeking to develop nuclear weapons and the major pacing element for a weapons program. This is why, for instance, U.S. assessments of Iran's reported suspension in 2003 of certain weaponization-related aspects of its nuclear weapons effort in response to international pressure[
    
  
  
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    ] have done so little to allay concerns about Tehran's nuclear weapons ambitions. As Director of National Intelligence Michael McConnell put it, Iran seems to have suspended only what is "probably the least significant part of the program."[
    
  
  
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    ] Once fissile material production capability has been obtained, the rest is comparatively easy, quick, and concealable. Iran's uranium-enrichment program has underlined these concerns and spurred the Bush administration to place even greater emphasis on preventing the spread of uranium enrichment and spent fuel reprocessing (for plutonium) to additional countries. By threatening to create a world in which many countries possess a rapid and easy nuclear option, the spread of enrichment and reprocessing technology presents a grave challenge to the nonproliferation regime.
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                    In this context, the advent of an FMCT would not necessarily be an unequivocal good. As it is currently contemplated, an FMCT would not ban the production of all fissile materials. Instead, current debates at the CD revolve around a draft FMCT, offered by the United States, that would prohibit only "produc[ing] fissile material for use in nuclear weapons or other nuclear explosive devices, or us[ing] any fissile material produced thereafter in nuclear weapons or other nuclear explosive devices."[
    
  
  
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                    Some have expressed concern that achievement of an FMCT, by seeming to ensure that fissile material will not thereafter be produced for explosive purposes, would be perceived to guarantee the permissibility and the harmlessness of fissile material production for other purposes by essentially anyone else. After all, the NPT does not speak directly to the issue of fissile material production. Even Article IV, which is often taken, in my view mistakenly, to convey or acknowledge some kind of general enrichment and reprocessing rights, does not directly address the question. The broad assessment of Article IV issues offered by the Bush administration in 2005 therefore remains correct:
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                    Some have asserted that any State Party in demonstrable compliance with the NPT has a specific right to develop the full nuclear fuel cycle, and that efforts to restrict access to the relevant technologies is inconsistent with the NPT. The Treaty is silent on the issue of whether compliant states have the right to develop the full nuclear fuel cycle, but...it does provide for discretion on the part of supplier states regarding the nature of their cooperation with other states.... While compliant State[s] Party should be able to avail themselves of the benefits that the peaceful use of nuclear energy has brought to mankind, the Treaty establishes no right to receive any particular nuclear technology from other States Party-and most especially, no right to receive technologies that pose a significant proliferation risk.[
    
  
  
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                    An FMCT, however, might reshape the still-contested terrain of contemporary enrichment and reprocessing debates by more directly addressing the issue of fissile material production. If a formal treaty had been concluded to prohibit fissile material production for explosive purposes, it might seem obvious that there existed a right to produce fissile materials for nonexplosive purposes and all that much less reason to object should any FMCT state party propose to do so. As a consequence, an FMCT could contribute to the proliferation of sensitive capabilities that would result in more countries attaining the option of acquiring nuclear weapons virtually at will. To say the least, it is not obvious that an FMCT that notionally banned fissile material production for weapons purposes but which in fact contributed to the global ubiquity of an enrichment and reprocessing-facilitated nuclear weapons option would be a net benefit for global security.
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        Undermining the Model Additional Protocol
      
    
    
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                    The second concern relates to the danger that an FMCT verification regime would undermine efforts to achieve broader adherence to and ultimately the universality of the IAEA Model Additional Protocol. The model protocol was drafted in the wake of revelations after the 1991 Persian Gulf War about how close Iraq had come to developing nuclear weapons under the very noses of IAEA inspectors. Those inspectors had relied on monitoring declared nuclear material, facilities, and activities conducted pursuant to traditional comprehensive safeguards agreements reached with the agency. These safeguards, however, were wholly inadequate to the challenge of detecting undeclared activities in any country that might wish secretly to use nuclear technology for illicit purposes. The subsequent protocol expanded the reporting requirements of member states and gave inspectors additional access rights in order to determine the absence of undeclared activities.[
    
  
  
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    ] A critical component of the new protocol was the right of agency inspectors to collect environmental samples.
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                    To date, adherence to additional protocols is still far from universal, having been entered into force by only 89 states. To be sure, the IAEA director-general and its board of governors have made clear that even an additional protocol's new authorities are inadequate to the challenges presented by IAEA verification activities in the face of sophisticated denial and deception activities undertaken by countries such as Iran.[
    
  
  
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    ] Nevertheless, if nuclear safeguards are to provide any sort of meaningful barrier against nuclear weapons development, an additional protocol is widely and correctly regarded as being essential to the survival of the safeguards system.
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                    There is concern, however, that an FMCT verification regime could undermine the prospects for universalizing the Model Additional Protocol by appearing to provide an alternative and most assuredly weaker international nuclear safeguards baseline to which countries might tend to adhere. The protocol is aimed at allowing the IAEA some chance to ferret out undeclared activities in non-nuclear-weapon states; it does not have to worry about applicability to nuclear weapons possessors with a legitimate need to protect nuclear weapons-related national security equities and restrict the dissemination of proliferation-sensitive information.[
    
  
  
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                    Moreover, the authorities an additional protocol provides to inspectors are reasonably broad and intrusive and impose no small burden, in political terms and with regard to financial and administrative costs, on countries adhering to it. Given the costs, some countries, especially in the developing world, have resisted agreeing to an additional protocol and resent suggestions that it be made a precondition for the provision of nuclear technology pursuant to Nuclear Suppliers Group rules.[
    
  
  
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    ] (Other countries, most obviously Iran, have less legitimate reasons for resisting and resenting the Model Additional Protocol's focus on trying to detect undeclared nuclear activities, but oppose it they do.) Universalizing the protocol is strongly supported by many supplier states and the IAEA as a measure indispensable to preserving the integrity of the nonproliferation regime, but it remains somewhat controversial.
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                    Because an FMCT, as currently contemplated in the CD, is expected to be universal and nondiscriminatory, its verification mechanisms, as noted above, would of necessity be weaker than those of the Model Additional Protocol. It might be possible to set up a two-tier FMCT verification system that would treat possessors of nuclear weapons differently than all others in the international system, which is done for IAEA safeguards under NPT Article III, including in connection with the Model Additional Protocol; but in practice this would be politically difficult, not to mention incompatible with the idea of nondiscrimination as it is usually employed.[
    
  
  
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    ] More likely, FMCT verification rules would have to be developed on a lowest-common-denominator basis through the consensus-based CD, with the result that inspector access and other authorities established for purposes of FMCT verification would probably end up being a pale reflection of those provided in the Model Additional Protocol.
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                    If an FMCT offered a verification program less burdensome and effective than Model Additional Protocol safeguards, states might find adherence to an FMCT a tempting excuse to decline or repudiate the protocol. The fact that such a country had signed on to FMCT verification provisions also would make it correspondingly more difficult, as a political matter, to pressure that country to agree to the Model Additional Protocol. In a world of finite financial resources and political capital, it might be difficult to maintain two parallel and independent systems of international verification, particularly if the IAEA were itself to be entrusted with most of the work of FMCT verification, as is frequently discussed in CD circles.
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                    Some participants in FMCT debates thus worry that a more lenient FMCT verification system might come to undermine and eventually replace today's emerging, Model Additional Protocol-based system of nuclear safeguards. This outcome would not necessarily take too much time to manifest itself either. The countries about which one should worry the most and whose adherence to the protocol would be most valuable-Iran comes to mind once more-would presumably also be the ones most likely to jump ship quickly in favor of a weaker FMCT verification regime. The replacement of the Model Additional Protocol approach by a less stringent FMCT system would therefore probably undermine nonproliferation efforts and would poorly serve the interests of international peace and security. The Hippocratic oath is perhaps here instructive: "First, do no harm."
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        Cementing in Place a Safeguards Loophole
      
    
    
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                    A third concern with an FMCT verification system relates to its interaction with a potential loophole in current comprehensive safeguards agreements required by NPT Article III and currently in place for all but 30 NPT states party. The IAEA information circular INFCIRC/153 provides the model for all such agreements presently in force. Paragraph 14 of the first part of INFCIRC/153 provides for the possibility that a country subject to a comprehensive safeguards agreement will "exercise its discretion to use nuclear material which is required to be safeguarded thereunder" for a "non-proscribed military activity."[
    
  
  
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    ] This model agreement thus theoretically allows countries to remove nuclear material from safeguards for purposes of using it for a nonpeaceful purpose that is nonetheless not prohibited by the NPT. This could presumably cover a range of potential uses for nuclear material, provided that these uses do not relate to nuclear explosives, but Paragraph 14 is most obviously applicable to the use of enriched uranium in the nuclear reactors used to power naval vessels.
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                    Provided that this provision is indeed only used in connection with legitimately sensitive activities such as naval nuclear propulsion and only by states already possessing nuclear weapons, it need present no fundamental problem for the IAEA's system for nuclear safeguards verification. The provision is potentially subject to enormous abuse, however, because a rush of NPT non-nuclear-weapon states suddenly declaring or pretending a sudden interest in naval reactor development would result in the removal of nuclear material from safeguards in quantities more than sufficient to conceal nuclear weapons work prohibited by NPT Article II. Abuse of Paragraph 14 could therefore create a vast hole in the safeguards system.
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                    The specific parameters and scope of acceptable uses for Paragraph 14 have not been defined, but its provisions have not emerged as a problem for safeguards verification largely because Paragraph 14 issues have not been the focus of much attention or debate.[
    
  
  
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    ] Efforts to develop a universal and nondiscriminatory FMCT verification protocol could change this. It seems unlikely that countries engaged in sensitive but nonproscribed military activities such as naval nuclear propulsion would all be willing to open such programs to detailed examination by FMCT verifiers. (If these activities were not militarily sensitive, the issue would not arise in the first place.) Consequently, an FMCT verification protocol would probably have to have some kind of verification exemption for such activity, just as it would presumably also contain an exemption for nuclear weapons-related activity in the nuclear-weapon states. (The necessity of creating such exclusions, which would presumably be a precondition for acceptance of the treaty by countries engaged in such work, is another reason why it is so difficult to imagine an FMCT being genuinely verifiable.) In the course of debating and codifying universal and nondiscriminatory rules for FMCT verification, attention would likely be drawn to the issues of verification-exempt sensitive but nonproscribed activities and a set of understandings reached about their scope and nature as things in which any country may engage. Otherwise, an FMCT verification protocol would be discriminatory.
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                    There is, therefore, reason to fear that FMCT verification efforts could damage IAEA nuclear safeguards verification under the NPT, by effectively flagging Paragraph14 as a safeguards loophole and providing the international community with a de facto working definition of its parameters that could gravely undermine the effectiveness of verification work pursuant to comprehensive safeguards by allowing essentially any country to remove nuclear materials from safeguards on the pretense of working on naval nuclear reactors or other such programs. FMCT verification negotiations could become the vehicle through which a provision unproblematically used only by nuclear-weapon states to permit the continuation of legitimate activities metastasizes into an NPT-destructive means by which non-nuclear-weapon states could easily defeat IAEA safeguards verification and conceal prohibited nuclear weapons work.
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      An Alternative Route to a Meaningful FMCT?
    
  
  
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                    What is one to do if one still hopes for some kind of a ban on the further production of fissile material for nuclear weapons? Must we give up on the idea of an FCMT? The search for a way to surmount or sidestep these many challenges might begin with an admission that a treaty banning the production of fissile material for nuclear explosive purposes would add nothing of significance to the nonproliferation obligations of any NPT state party that does not already lawfully possess nuclear weapons.
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                    After all, NPT non-nuclear-weapon states are already prohibited by NPT Article II from "manufactur[ing] or otherwise acquir[ing] nuclear weapons or other nuclear explosive devices,"[
    
  
  
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    ] a rule that has long been understood to cover not merely the end stage of "manufacturing" a nuclear device but also such prior steps as may have been undertaken in service of this illicit purpose.[
    
  
  
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    ] Producing fissile material for a nuclear weapon unquestionably counts as a violation under this standard. The only reason that an FMCT would be interesting or valuable, therefore, lies in its potential to constrain fissile material production for weapons purposes in the NPT nuclear-weapon states[
    
  
  
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    ] and in countries such as India, Israel, and Pakistan presently outside the NPT but which have demonstrated or are presumed to have nuclear weapons. For these states, an FMCT would be a significant step because it would formally constrain the size of their nuclear weapons programs for the first time.
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                    As the foregoing discussions indicate, however, attempting to craft a universal and nondiscriminatory FMCT verification regime would run into a great many problems in trying to fit one-size-fits-all provisions to the very different situations presented by the presence in the international community of weapons-possessing and non-weapons-possessing countries. What if one were to relax the reflexive requirement enshrined in the Shannon Mandate and retained in the negotiating mandate of CD/1840 that an FMCT be nondiscriminatory and universal?
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                    As suggested earlier, one way to approach an FMCT more seriously from a verification perspective might be to permit it to become discriminatory like the NPT: treating possessors of nuclear weapons differently than nonpossessors. An alternative approach, however, and conceivably both a more efficient and ultimately a better one, might be to jettison the ambition to universality. Because an FMCT would not add meaningfully to the obligations of NPT non-nuclear-weapon states anyway, why bother with all the trouble, uncertainty, and negotiating headaches of developing an FMCT in a consensus-based forum such as the 65-member CD when all one really wants to do is reach eight states (China, France, India, Israel, Pakistan, Russia, the United Kingdom, and the United States)?[
    
  
  
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                    Limiting one's FMCT approach to the "Five Plus Three" countries-the five NPT-recognized nuclear-weapon states plus the three outliers who have not adhered to the NPT-would have an admirable parsimony. It would tailor the legal remedy precisely to the wrong of fissile material production for nuclear explosive purposes in the only countries for which this is not already prohibited by international law. It would do so without having to wrestle with accommodating an additional four or five dozen members of the CD in consensus-bound multiparty negotiations or to sweep into a treaty some 180 NPT non-nuclear-weapon states to whose legal obligations an FMCT would add in no meaningful way, but whose IAEA safeguards obligations might thereby effectively be weakened.
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                    Restricting an FMCT to the Five Plus Three countries might actually help the treaty sidestep some of the formidable verification hurdles it would otherwise face in a world that contains countries as vastly differently situated, in nuclear weapons terms, as the United States and Swaziland. It is not that any fewer accommodations detrimental to verification confidence would be necessary to make an FMCT acceptable to countries engaged in nuclear weapons development and often in sensitive nonproscribed military activities. What would distinguish a Five Plus Three treaty from a universal FMCT is the degree to which the uncertainty created by such exemptions would matter.
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                    Effective verification is not a hard science or a subject well suited to quantification and rigid, bright-line rules. Levels of verification uncertainty unacceptable in one context may be quite tolerable in another. To contrive a simplistic example, the inability of verifiers to rule out a half-dozen nuclear warheads remaining hidden in a country subjected to arms control limits would have dramatically different consequences if the limits in question were at the level of 1,000 warheads or at the abolition level of "zero." A hypothetical six-warhead margin of error might be acceptable in the former case, perhaps amounting to "effective verification," but could be a catastrophic level of uncertainty in the latter. (Retaining a handful of concealed warheads in a disarmed state or acquiring them in any state under an abolition regime would be a strategic coup of great magnitude.) The key in verification analysis is therefore sometimes not the specific error margin per se, but policy judgment calls weighing such factors as the likely impact of a violation on the military balance being regulated by the legal norm,[
    
  
  
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    ] the ease and speed with which other parties could respond to or remedy a violation after its detection, or the degree to which parties have incentives to cheat in the first place.[
    
  
  
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                    It might also be the case that confining an FMCT to states already possessing a demonstrated or presumed nuclear weapons capability might at least somewhat lessen the daunting problems presented by verification uncertainty. The likely necessity of having verification exemptions for sensitive nonproscribed activities, for instance, would gravely undermine a universal FMCT by making it vastly more difficult to ascertain whether prohibited activity-nuclear weapons work-was in fact occurring in a non-nuclear-weapon-state. In a regime confined to the eight presently weapons-capable countries, however, it might be slightly less disastrous from a nonproliferation perspective to bow to international pressure to settle for some verification or verification that is "good enough," inasmuch as uncertainty with regard to countries that already have nuclear weapons would not open the door to secret weapons work in non-nuclear-weapon states. At least at nuclear-weapon-state warhead levels not drastically lower than those of today, at any rate, a degree of verification uncertainty in an FMCT for the Five Plus Three states would imperil global security less than it would under a universal and nondiscriminatory FMCT.[
    
  
  
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                    Once one escapes from the theological presupposition that an FMCT must be universal and nondiscriminatory, in fact, there may be additional advantages in being willing to employ such flexibility, in pursuit of a meaningful and workable treaty even among the Five Plus Three countries. In other words, one verification size need not necessarily fit all. For example, in the case of Russia and the United States, large quantities of fissile material are already being removed from nuclear weapons-related stockpiles and converted to peaceful uses. For these two states, no verification procedures would really be needed-at least for a long time-in order for the international community to have confidence that they were not producing additional fissile material for use in nuclear weapons: the continuing flow of material out of weapons-related stocks into peaceful applications would itself surely be evidence enough that Moscow and Washington felt no need for more fissile material for weapons. In the case of France, the United Kingdom, and the United States, very comprehensive voluntary safeguards agreements are also in place that cover nuclear material in peaceful programs. With respect to India and Pakistan, an arrangement similar to that between Argentina and Brazil might help resolve any concerns that these two countries have with respect to each other. These examples do not resolve all possible concerns, of course, but they illustrate how pragmatic arrangements could perhaps be made that would make an FMCT meaningful without trying to find a single solution that would apply to all parties. Even in the context of a "Five Plus Three" treaty, trying to achieve a general solution could lead to extended and unnecessary negotiations.
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                    Why then should one not pursue an eight-party FMCT? At least two objections might be offered. First, it might be contended that it would be inappropriate for the FMCT issue to be taken away from the CD in Geneva. Second, it might be argued that it would be inappropriate to recognize the "non-NPT Three" (India, Israel, and Pakistan) as having a sort of quasi-nuclear-weapon-state status by engaging specifically with them in FMCT negotiations and not approaching the question on a universal basis.
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                    The first of these concerns may most easily be dismissed. To suggest that an FMCT be made universal so that diplomats at the CD can have something with which to occupy themselves is, to put it charitably, putting the cart before the horse. The CD should pursue specific arms control and disarmament proposals when and where its involvement is necessary or helpful for progress on agreements that serve the interests of international peace and security. If the question at hand is to negotiate a universal agreement, such as the Chemical Weapons Convention, a past CD success story, then the conference is presumably at least as good as any other universal negotiating forum available and no doubt rather better than the unfocused and erratic UN General Assembly or UN First Committee.
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                    As we have seen, however, there is no functional necessity for an FMCT to be universal, but there is good reason to approach such a treaty directly and efficiently by addressing it only to the eight countries whose participation would matter in the slightest. If it is desirable to secure full employment for diplomats in the comforts of Geneva irrespective of their ability to reach agreement in the long-paralyzed CD, there are no doubt other universal proposals that could be discussed with satisfying unproductiveness. If one wishes actually to achieve an FMCT, it might be advisable to take discussion directly to the relevant players in a context that stands a reasonable chance of producing results. That said, it was precisely over such concerns of being attacked for killing the CD that the Bush administration chose not to pursue this most logical of options. U.S. officials did not wish to give ammunition to those who accused the administration of being hostile to multilateral approaches and institutions. It may be that such uncharacteristic squeamishness was a mistake and that a Five Plus Three approach outside the CD represents a better route to an FMCT and to improved global security.
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                    The objection focusing on the danger of recognizing India, Israel, and Pakistan as quasi-nuclear-weapon states is a more creditable one. Conducting FMCT negotiations on a Five Plus Three basis is admittedly at least somewhat like according these three countries some special status on account of their actual or presumed possession of nuclear weapons. Nevertheless, addressing an FMCT to the only countries for which it is needed-namely, the eight countries that are not NPT non-nuclear-weapon states-is not the same thing as recognizing the three NPT nonmembers among them as NPT nuclear-weapon states. Moreover, one need not necessarily enter into Five Plus Three FMCT negotiations on an eight-party basis. Indeed, the best approach may be to build on what we already have. The draft FMCT tabled by the United States in the CD already contains almost all of the features needed for a meaningful treaty, especially if it were limited to the eight states. Leaving aside any debate that might take place over verification measures, which could in any case be handled in an FMCT protocol or in one or more other side agreements rather than in the treaty itself, the only modifications that might be needed to the current U.S. draft would be with respect to the entry into force and duration provisions.
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                    The duration of a Five Plus Three FMCT, as it applies to any state party, should be such that the treaty would cease to apply to a state that joins the NPT as a non-nuclear-weapon state. This duration provision would thus make clear that an FMCT is not an end point but rather a step toward the global applicability of the NPT and perhaps indeed an eventual end to the existence of nuclear weapons. If additional verification measures are felt necessary beyond the provisions currently in the U.S. text, these could be negotiated separately among the states that felt that such additional measures were needed. For example, the five NPT nuclear-weapon states may wish to reach an agreement as to what should be covered in their voluntary safeguards agreements. As mentioned earlier, India and Pakistan might feel that they needed additional arrangements to address their concerns. This approach would let verification provisions be tailored to the verification needs of each party, if any, without having to work out a one-size-fits-all approach that applies uniformly and coherently to possessors of nuclear weapons as vastly differently situated as the various members of the eight.
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                    I do not mean to suggest that this approach is a panacea. If China and Pakistan continue to wish to preserve for themselves the ability to produce additional fissile material for nuclear weapons, for instance, they will presumably continue to try to block progress on any sort of FMCT in the CD or elsewhere. After all, diplomats' instinctive faith in the power of diplomacy to improve the world should not be allowed to become naivete: where interests fundamentally diverge, fine talk and clever drafting cannot be expected to bridge them. Pursuing a flexible approach outside the CD, however, may offer the best chance there is for an FMCT. If there are indispensable parties who remain unalterably opposed, there will be no treaty. Nevertheless, even then there might be some value in flushing out objectors, forcing them to reject a sensible and accommodating substantive proposal in the open, rather than sheltering behind procedural gamesmanship and thinly rationalized issue linkages in a consensus-based institution such as the CD. There are worse things than clarity.
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                    The CD is today closer to the commencement of negotiations on an FMCT than at any time since the original negotiations collapsed more than a decade ago. Closer does not necessarily mean close, however, and enormous challenges remain to be overcome before any FMCT would likely be able to emerge. Significantly, these challenges include not merely difficulties related to verifiability but also grave and publicly ignored policy and programmatic issues related to the potential impact of FMCT verification on the nuclear safeguards system. An FMCT could dangerously undermine the existing verification system for NPT Article III safeguards and the IAEA Model Additional Protocol.
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                    It might be politically controversial and some would surely allege that it amounted to a vote of no confidence in the CD; however, an approach to the FMCT question that focused only on the five NPT nuclear-weapon states and the three non-NPT outliers may offer the best chance for progress in light of these problems and for an FMCT that, in the end, genuinely contributes to global security. Arguably far more than current CD negotiations, a Five Plus Three approach offers the chance to achieve an FMCT that is realistically negotiable and meaningful. Can anyone genuinely interested in an FMCT afford to ignore this potential solution?
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      Christopher A. Ford is a senior fellow and director of the Center for Technology and Global Security at the Hudson Institute in Washington, D.C. Ford served as U.S. special representative for nuclear nonproliferation and as a principal deputy assistant secretary of state for verification, compliance, and implementation during the George W. Bush administration.
    
  
  
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    1. For a window on recent debates over the future of the CD, see Stephen G. Rademaker, "The Conference on Disarmament: Time Is Running Out," Arms Control Today, December 2006, pp. 13-15; Paul Meyer, "The Conference on Disarmament: Getting Back to Business," Arms Control Today, December 2006, pp. 16-17; Michael Krepon "The Conference on Disarmament: Means of Rejuvenation," Arms Control Today, December 2006, pp. 18-22.
  

  
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    2. When pressed on the issue of fissile material production, Chinese officials, who seem to hate being seen as an obstacle to arms control progress, even or perhaps especially when they are, sometimes privately claim that China has ceased production. It is not clear whether this is true, although it conceivably could be if Beijing has already produced and stockpiled enough fissile material to support whatever plans it may have for its still expanding arsenal. On the other hand, some Chinese have also privately assured me that they are also not actually expanding their arsenal, which seems to be entirely untrue. At any rate, China has thus far refused to allow itself to be held publicly accountable for the claim.
  

  
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    3. "Report of Ambassador Gerald E. Shannon of Canada on Consultations on the Most Appropriate Arrangement to Negotiate a Treaty Banning the Production of Fissile Material for Nuclear Weapons or Other Nuclear Explosive Devices," CD/1299, March 24, 1995.
  

  
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    4. One former Clinton administration official recently urged the United States to reverse its position on FMCT verification, although he mischaracterized Bush administration policy as per se "oppos[ition to] international monitoring" rather than more accurately describing it as opposing the Shannon Mandate's presupposition of effective verifiability. Robert J. Einhorn, "Controlling Fissile Materials and Ending Nuclear Testing," Paper presented to the "Achieving the Vision of a World Free of Nuclear Weapons" conference, Oslo, February 26-27, 2008, p.3. In fact, U.S. officials at the CD under Bush opposed neither discussion of verification issues nor necessarily even the eventual adoption of some verification measures. They merely felt that effective verification of an FMCT was unachievable and refused to agree to a mandate requiring it. Einhorn believes that in general "some monitoring tasks" under an FMCT are "no more difficult than monitoring compliance with the NPT" and that the IAEA could "do the job effectively." Einhorn's qualifier "some" is suggestive, however; and his account provides no explanation of how other FMCT tasks, such as ascertaining the purpose for which undeclared fissile material had been produced, might be effectively accomplished. See Christopher Ford, "The United States and the Fissile Material Cutoff Treaty," Paper presented to the "Preparing for 2010: Getting the Process Right" conference, Annecy, France, March 17, 2007, www.state.gov/t/isn/rls/other/81950.htm (noting problem of ascertaining purpose of material production, a challenge that is "qualitatively different from those involved in verifying compliance with IAEA safeguards"). At any rate, citing the continued unwillingness of China, India, and Pakistan to forswear production of fissile material for weapons purposes, Einhorn contended that "entry into force of an FMCT is several years away at a minimum" and apparently worries that an FMCT could "remain[] deadlocked." Einhorn, "Controlling Fissile Materials and Ending Nuclear Testing," pp. 4, 6.
  

  
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    5. See Ford, "United States and the Fissile Material Cutoff Treaty."
  

  
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    6. See U.S. National Intelligence Council, "Iran: Nuclear Intentions and Capabilities," November 2007, pp. 5-6, www.dni.gov/press_releases/20071203_release.pdf.
  

  
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    7. Mark Mazzetti, "Intelligence Chief Cites Qaeda Threat to U.S.," The New York Times, February 6, 2008, www.nytimes.com/2008/02/06/washington/06intel.html?_r=2&amp;amp;n=Top/Reference/Times%20Topics/People/Z/Zawahri,%20Ayman%20Al-.
  

  
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    8. "U.S. Draft Text for Fissile Material Cutoff Treaty," May 18, 2006, http://geneva.usmission.gov/Press2006/0518DraftFMCT.html.
  

  
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    9. Christopher A. Ford, "NPT Article IV: Peaceful Uses of Nuclear Energy," remarks to the 2005 NPT Review Conference, May 18, 2005, www.state.gov/t/vci/rls/rm/46604.htm.
  

  
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    10. See Suzanna van Moyland, "The IAEA's Safeguards Program '93+2': Progress and Challenges," Disarmament Diplomacy, No.11 (December 1996).
  

  
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    11. In 2005, after two years of work to detail Iran's covert nuclear program, for instance, the director-general called on Iran to provide cooperation and transparency above and beyond that required by the Model Additional Protocol. IAEA, "Implementation of the NPT Safeguards Agreement in the Islamic Republic of Iran," GOV/2005/67, September 2, 2005, para. 50 ("such transparency measures should extend beyond the formal requirements of the Safeguards Agreement and Additional Protocol"). See IAEA Board of Governors, "Implementation of the NPT Safeguards Agreement in the Islamic Republic of Iran," GOV/2006/14, February 4, 2006, op. para. 1 (deeming it necessary for Iran to "implement transparency measures...which extend beyond the formal requirements of the Safeguards Agreement and Additional Protocol"). Another aspect of the agency's authorities is that they require some nexus to nuclear material, meaning that most aspects of nuclear weaponization remain outside the agency's mandate to investigate, absent the cooperation of the suspected violator, even if the agency is in receipt of evidence that such activities are ongoing. See IAEA Board of Governors, "Implementation of the NPT Safeguards Agreement in the Islamic Republic of Iran," GOV/2005/67, September 2, 2005, para. 49 (noting that the IAEA's "legal authority to pursue the verification of possible nuclear weapons related activity is limited").
  

  
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    12. Indeed, the Model Additional Protocol was explicitly expected not to be required for the nuclear-weapon states. Had the situation been otherwise, its provisions would of necessity been far less intrusive. Although the United States has adopted the Model Additional Protocol in its entirety, on the important condition that it be able to apply a national security exclusion where needed, the protocols adopted by the other nuclear-weapon states have varying degrees of applicability. In no case do they match the Model Additional Protocol. In effect, this is a concrete example of the argument I suggest about an FMCT. Making the Model Additional Protocol universal and nondiscriminatory would have kept it from being particularly useful in helping prevent nuclear weapons proliferation: it could either include authorities that would help with the detection of undeclared activities in non-nuclear-weapon states or it could apply equally to all. It could not do both.
  

  
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    13. For a discussion of recent NSG discussions, see Miles A. Pomper, "Nuclear Suppliers Make Progress on New Rules," Arms Control Today, December 2008, p. 52.
  

  
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    14. The term "nondiscrimination" is unfortunate. Powerfully evocative of generations of legally sanctioned racial and religious prejudice in countries around the globe, the phrase is usually taken in its diplomatic context to mean that all countries should be treated identically. The NPT, for example, is said to be discriminatory because it has one set of rules for recognized possessors of nuclear weapons and one set for non-nuclear-weapon states. It is a category error, however, to assume that treating different countries differently should always be offensive in the way that is racial discrimination. After all, racial prejudice offends our morals because it treats people as being fundamentally different who are in fact fundamentally alike. By contrast, treating a state that possesses nuclear weapons differently than a nonpossessor for purposes of regulating nuclear technology within a nonproliferation regime is not to commit discrimination but instead to recognize and act on a contextually meaningful difference. To refuse to treat unlike things differently is not being nondiscriminatory, it is being indiscriminate, which in other contexts, at least, is often reckoned crude and foolish. In some circumstances, one-size-fits-all rules are not very wise.
  

  
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    15. IAEA, "The Structure and Content of Agreements Between the Agency and States Required in Connection With the Treaty on the Non-Proliferation of Nuclear Weapons," INFCIRC/153 (Corrected), June 1972, para. 14.
  

  
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    16. Brazil, a country that entertained nuclear weapons ambitions in the past, today claims to be pursuing a nuclear submarine program and already conducts uranium enrichment at its Resende facility under conditions partially concealed from IAEA inspectors. One might wonder whether this is something that supporters of the safeguards system really wish to encourage or to afford a patina of legitimacy under paragraph 14.
  

  
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    17. Treaty on the Non-Proliferation of Nuclear Weapons, art. II (hereinafter NPT). The treaty opened for signature on July 1, 1968, and entered into force on March 5, 1970.
  

  
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    18. See U.S. Department of State, "Adherence to and Compliance With Arms Control, Nonproliferation, and Disarmament Agreements and Commitments," August 2005, pp. 64-65, www.state.gov/documents/organization/52113.pdf.
  

  
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    19. NPT, art. IX(3) ("For the purposes of this Treaty, a nuclear-weapon State is one which has manufactured and exploded a nuclear weapon or other nuclear explosive device prior to 1 January 1967.")
  

  
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    20. This discussion assumes that the right number, in this regard, is indeed eight and not nine. North Korea has promised to abandon its nuclear programs and return to the NPT as a non-nuclear-weapon state and should be held to this commitment.
  

  
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    21. As articulated by U.S. negotiator Paul Nitze during the negotiations with the Soviet Union on the Intermediate Nuclear Forces (INF) Treaty during the 1980s, "effective verification" meant in part that "if the other side moves beyond the limits of the treaty in any militarily significant way, we would be able to detect such violation in time to respond effectively and thereby deny the other side the benefit of the violation." During the negotiations with Russia that led to START, Secretary of State James Baker added the qualification that effective verification must also be able to detect "patterns of marginal violations that do not present immediate risk to U.S. security." David Hafemeister, "The Comprehensive Test Ban Treaty: Effectively Verifiable," Arms Control Today, October 2008, p. 6-7.
  

  
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    22. A contemporary example of the importance of this last factor can be found in the Strategic Offensive Reductions Treaty (SORT). Despite their general inability to confirm specific Russian warhead levels, U.S. officials found additional verification mechanisms to be unnecessary in part because they assessed that Moscow could not maintain Cold War warhead stocks anyway and wished for its own reasons to reduce Russia's holdings more or less to the very levels contemplated by the treaty. There was felt to be no particular need to worry about significant levels of cheating under the SORT.
  

  
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    23. Ironically, even this qualification would not apply at very low nuclear-weapon-state warhead levels, when it would presumably become impossible to live with the unavoidably significant FMCT verification uncertainties because any production of fissile material for weapons purposes anywhere could represent a grave challenge to the global balance of power. At the point of a disarmament "zero," of course, this problem is the most acute. The more progress is made toward nuclear disarmament, therefore, the more untenable an FMCT verification regime would become. This is an ironic point apparently not recognized by many disarmament advocates.
  

  
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    The context of a U.S.-Soviet (or U.S.-Russian) nuclear balance with large numbers of warheads and delivery systems may have allowed effective verifiability to be more easily achieved in past superpower arms control negotiations than it is becoming in the international community's post-Cold War struggles with issues of nonproliferation and disarmament. Applying the Nitze-Baker "military significance" test in the nuclear weapons proliferation context or, rather more hypothetically, with regard to issues of nuclear disarmament at very small arsenal levels and especially at zero would surely be particularly demanding. As noted above, uncertainty about the possible existence of an extra handful of weapons here or there might perhaps have been acceptable in the context of a Cold War nuclear standoff between parties already possessing many thousands of such devices. The threshold of military significance arrives much more quickly where at issue is the potential arrival of a completely new player in the nuclear weapons business or one country's achievement of breakout from a nuclear weapons abolition regime. There can be very little margin for error in these latter cases, precisely because preventing acquisition of the marginal weapon is the whole point of the exercise. For today's nuclear nonproliferation and disarmament challenges, therefore, one should not be surprised to find decision-makers frequently needing more in order to achieve effective verification than was necessary for Cold War arms control.
  

  
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      <pubDate>Sun, 01 Mar 2009 20:34:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p153</guid>
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      <title>International Negotiations: A Tool to Serve Our Interests</title>
      <link>http://www.newparadigmsforum.com/p218</link>
      <description>This is one of a series of Hudson Institute publications offering advice to the incoming Obama Administration.</description>
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      Note:
    
  
  
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        a Hudson Institute publication by Christopher Ford and Douglas Feith
      
    
      
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      , which is also available through the Hudson website.
    
  
    
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      “Better to jaw-jaw than to war-war,” Winston Churchill once quipped, showing that not even tough-minded war leaders prefer war to diplomacy in principle.  But deciding when to negotiate with foreign adversaries, what to say to them, and when to resort to methods other than talk is not simple. In efforts to resolve international problems, every course of action—including straightforward, non-coercive diplomacy—has its pros and cons.
    
  
  
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                    During the recent U.S. presidential campaign, much-publicized arguments about negotiating with foreign dictatorsrevealed that Barack Obama and his critics (including Hillary Clinton) all were relying on mistaken assumptions. Obama contended, in effect, that the United States should always be willing to negotiate with problem regimes.  He implied that it was a matter of principle with him that he would nabout negotiating with foreign dictatorsrevealed that Barack Obama and his critics (including Hillary Clinton) all were relying on mistaken assumptions. Obama contended, in effect, that the United States should always be willing to negotiate with problem regimes.  He implied that it was a matter of principle with him that he would negotiate directly and without preconditions with hostile foreign governments.  Senator Obama’s political opponents asserted a conflicting principle: that it is wrong for a U.S. president to sit down with leaders of dangerous hostile regimes involved in terrorism.
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                    Properly understood, however, the question of whether to negotiate, even with morally repugnant adversaries, is notone of principle.  It is a matter of practical judgment. Even with “axis of evil” regimes, in other words, negotiations are neither good nor bad in themselves. They are tools. If they are a sensible way to achieve our goals, they should be used.  If not, not.  There is nothing inherently good or bad in negotiating with nasty adversaries. The issue is whether, at the moment, and under the specific circumstances at hand, negotiations are the best way to pursue our strategic goals.
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                    The advantages of formal diplomatic talks are obvious and will be mentioned here only cursorily. But under some circumstances, there are disadvantages too—and they can sometimes outweigh the advantages. Policymakers are responsible for identifying the costs as well as the benefits, and for calculating, in light of all this, whether negotiations are more likely to do good than harm.
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                    I.            
    
  
  
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      Communication and Demonstration
    
  
  
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                    Negotiations can serve a straightforward purpose of communication between the parties. Problems that result from misunderstanding may become solvable if the parties come to understand more facts, better grasp each other’s views, and appreciate a fuller range of possible solutions. Negotiations can sometimes produce a “win-win” scenario, but not always.  Not allproblems in the world are misunderstandings. Sometimes parties fight precisely because they understand each other’s interests and objectives.
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                    Negotiations can also be useful as a way of making a point to third parties, whether or not agreement is achieved, or even expected.  Talks can show the public in your own country or elsewhere, for example, that you are interested in a peaceful solution, even if the other side is not. Negotiations can show that you have “gone the extra mile” before you resort to other action.
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      Manipulation
    
  
  
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                    Throughout history, negotiations have been a vehicle not only for honest communications or demonstrations, but sometimes also for manipulation and deception.  Arms control and peace talks have often been used this way.
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                    Consider the example of Chinese and Russian efforts in recent years to promote a treaty preventing an “arms race in outer space.”  They aim to preclude any future basing of U.S. weapons in space, while not limiting Chinese and Russian terrestrially-based anti-satellite programs, which aredesigned to put at risk the space assets on which the United States particularly depends. The Soviet Union’s promotion of a “nuclear freeze” in the 1980s was another example of a sweet-sounding but self- serving initiative intended to preserve Soviet military advantages while precluding Western steps to counterbalance.
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      Compliance Asymmetries
    
  
  
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                    There are special problems in negotiations between democracies and non-democracies. Even if they produce an agreement that is reasonable on its face, there will be differences in the way the parties handle compliance. Those differences can work to the disadvantage of the democratic side.
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                    Most democracies, after all, have domestic political and legal mechanisms in place that help ensure their compliance with peace and arms control agreements. The American system of governmental checks and balances helps ensure the U.S. government’s compliance with its international obligations more than any international means of enforcement does. Given the energetic work of the American free press—and the likelihood that any dirty secret will be leaked by a whistle-blower within the government—no U.S. official can reasonably expect that a treaty violation would remain concealed for long.  And, a U.S. president would likely have difficulty sustaining a violation of an arms control or other international agreement unless Congress appropriated funds for the prohibited action.  No such enforcement mechanisms exist in non-democratic countries, however.
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                    Moreover, there are precious few—and no strong—international mechanisms to compel countries to comply with their international legal obligations. Though it is commonly assumed that countries in general will comply with their international agreements because they fear the price they would have to pay in the world if they were exposed as violators of solemn contracts, there is little basis for such fears—and cynical regimes know it.
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                    It is often difficult for treaty parties to establish that another party has violated its obligations. First, obligations are often written loosely or ambiguously. Second, detecting the activity that constitutes the violation can be a major challenge, especially in countries—such as the Soviet Union, Saddam Hussein’s Iraq, North Korea, and Iran—in which oppressive governments rule over relatively closed societies, permit no free press, maintain no independent judiciary, and frighten their citizens into submissiveness. Third, even if a violation is detected, the aggrieved treaty party might not be able to prove it to the world without exposing sensitive intelligence sources and methods—and might be disbelieved even then.  And fourth, even when it is clear to all that a violation has occurred, officials around the world oftenresist taking action to remedy it.  Some can be expected to belittle the violation’s significance.  Some may say it is not their problem.  Others will oppose any response involving significant cost or difficulty.  Some will contend that the best time for a firm response is 
    
  
  
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    .  And some will resist every proposed sanction until they can declare that it is too late to do anything about the problem.
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                    The history of the twentieth  Century provides many proofs that statesmen show far greater interest in negotiating peace and arms control agreements than in enforcing the agreements already on the books. Examples includeHitler’s violations of the arms control provisions of the Versailles Treaty; Soviet violations of the Anti-Ballistic Missile (ABM) Treaty, the Biological Weapons Convention, and numerous other agreements; and Saddam Hussein’s violations of his obligations under the several U.N. Security Council resolutions put in place in 1991 after the Gulf War.
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                    In a brilliant analysis written in 1961 for 
    
  
  
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    [1] Fred C. Iklé warned that Soviet-American arms control could founder on the question of “After Detection—What?”—that is, on the challenge for the United States of taking effective action to counter Soviet cheating after violations are detected. Iklé’s warning was prescient, and for years U.S. officials found that they were more firmly bound by U.S. agreements with the Soviet Union than the Soviets were.
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                    Consider the contrast between U.S. and Soviet approaches to compliance with the ABM Treaty. The Soviets decided to build a substantial defensive system that from the mid-1980s included a large ABM radar at a prohibited location (Krasnoyarsk). By contrast, the United States adhered to the ABM Treaty and did notwithdraw even after U.S. officials discovered (and publicized) the Soviet Union’s material violations of it, and after the Soviets refused to correct those violations.
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                    Despite the Soviet violations, U.S. officials went to enormous trouble—and accepted significant technical constraints—to ensure thatU.S. testing of defensive systems during the 1980s and 1990s complied with the terms of the treaty. In fact, the United States did not withdraw from the Treaty until 2002, more than a decade and a half after detection of the Soviet violations—and not, in fact, in response to these violations, but rather in order to deploy its own post-Cold-War missile defense system. Cheating was never an option for the United States.
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                    One of the clearest multilateral examples of the problem of treaty enforcement was the world’s failure to act in response to Iraq’s use of chemical weapons against Iran in the mid-1980s. Iraq’s actions violated the venerable 1925 Geneva Protocol, and a multinational technical team working for the United Nations confirmed the violations, which were so flagrant and horrible that a special international conference was convened in Paris to address Iraq’s unlawful behavior. Nevertheless, the representatives at that conference proved unable to pass a resolution that even named Iraq—let alone one that actually called for or led to effective action to punish Iraq for the violations. (Little wonder that Iran later gambled that its own pursuit of nuclear weapons, in violation of other international agreements, would trigger no serious international response.)
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                    The idea that there is never anything to lose in negotiating with one’s adversaries fails to account for the ways that such talks can be used in bad faith—for example, as a device for strategic stalling.
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                    Thucydides provides an impressive example. Before the outbreak of the Peloponnesian war between Athens and Sparta, the latter sent an embassy to the Athenians proposing that both sides partly disarm by pulling down all fortifications around the peninsula. The Spartans had their own reasons to offer this plan for a mutual ban on strategic defenses. What is notable here, however, is that the Athenian leader told his negotiators to pretend to take the idea seriously, and to negotiate about it with the Spartan envoys long enough for Athens to rebuild its walls higher and stronger than ever.[2]
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                    In our own time, Iran has been playing a similar game. It has been using negotiations to keep the U.N. Security Council off of its back while the Iranian nuclear weapons program progresses. Through a deal negotiated in late 2003 with three European governments, Iranian officials delayed the first imposition of sanctions against their country until 2006, during which time the uranium conversion plant at Esfahan was completed and began operation, and the uranium enrichment facility at Natanz was completed and its first gas centrifuges installed.  Tehran, at least, seems to be aware of ways in which the process of negotiating can itself be used to harm the interests of one of the parties. Sometimes, as the humorist Will Rogers put it, “[d]iplomacy is the art of saying ‘nice doggie’ until you can find a rock.”  Those who think there is never any harm in negotiating should be on guard lest they find themselves cast as the dog.
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                    Dictatorial regimes, like those in Iran or North Korea,can shore up their domestic status and bolster their prestige on the world stage by sitting at a negotiating table across from a major power, especially the United States. U.S. officials should not confer such dignity on a rogue regime for light reasons—or for free. The domestic and international political benefits of negotiations for regimes such as Iran and North Korea can be so substantial that U.S. officials have to weigh this factor as an important cost, or “downside,” of engagement. In other words, whatever the case favoring negotiations with such regimes, it should be balanced against the ability of those regimes to exploit the negotiations to consolidate their anti-democratic hold on their countrymen and to influence other countries.
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                    By participating in the Six-Party Talks with North Korea and supporting the European-led negotiations with Iran, the Bush Administration tried pragmatically to stake out middle ground between refusing to negotiate at all and agreeing to give the regimes in Pyongyang and Tehranthe prestige of formal bilateral dealings with the United States. Many commentators have urged President-elect Barack Obama to negotiate directly with such adversaries, and especially with the Iranian leaders.
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                    The advice is poor when it fails to highlight the political consequences within Iran of any such engagement—and when it fails to credit the U.S. interest in encouraging Iranian workers, students, and women to assert their rights against their country’s unpopular, unsuccessful, and oppressive clerical regime.
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                    Negotiations may also do more harm than good if they mislead relevant audiences to think that an insoluble problem is in fact solvable, or that a threat can be forestalled when in fact it cannot. In such circumstances, negotiations can create a false sense of security, and distract participants from taking necessary actions of their own.
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                    Officials of the incoming Obama Administration will be reviewing U.S. national security policies across the board. When they ask themselves whether and how they should negotiate with the world’s most troublesome regimes, they will find that simple campaign sound-bites about these questions are of little use.
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                    There is a rich history of how the world’s political leaders have used international negotiations—sometimes for good, and sometimes to facilitate great crimes.
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                    The Obama Administration would do well to approach this subject with due respect for this history.  Policymaking in this field requires more than invoking abstract principles or bright-line rules about the inherent virtue or evil of talking to enemies.
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                    President Obama will have the duty to weigh the pros and cons of negotiating with hostile regimes, such as that of the clerics who run Iran. In his campaign he spoke of the advantages of direct talks with the Iranians. As president, he will have to calculate the disadvantages also. Netting out all these considerations is a complex exercise in pragmatic judgment, not a simple moral choice. The new president will bear the responsibility for his analysis and judgment.  The wrong answer can produce grim consequences.
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                    1.   Fred C. Iklé, “After Detection—What?” Foreign Affairs(January 1961), at 208-20.
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                    2.   Thucydides, History of the Peloponnesian War (Rex Warner, trans.) (New York: Viking Penguin 1985), bk.I, §§ 90-91, at p.88-90.
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      <pubDate>Fri, 23 Jan 2009 03:57:00 GMT</pubDate>
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      <title>Relations Between Intelligence Analysts and Policymakers: Lessons of Iraq</title>
      <link>http://www.newparadigmsforum.com/p214</link>
      <description>Part of a series of Hudson Institute publications offering advice to the incoming Obama Administration.</description>
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      It is important to return to a sense of balance in the relationship between intelligence analysts and policymaking intelligence consumers. Both parties need to understand the complex parameters of this relationship, finding the right sort of constructive tension at appropriate points while still respecting the special strengths and institution al roles each side brings to the table. This lesson of Iraq will be an important one for President Obama and his national security team to learn if they wish to govern competently and effectively.
    
  
  
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                    No single person could possibly grasp—and keep up with—all the information necessary as a basis for decision-making in the foreign policy and national security arena, and this is more true the higher the rank of the officials in question.  Senior policymakers are thus inescapably dependent upon those who provide them with information, filtering the blizzard of data available and explaining to them the meaning of what small fraction is passed along.  In foreign policy and national security, this means, among other things, that officials cannot avoid being enormously dependent upon the professional analysts of the U.S. Intelligence Community.
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                    But all is not right with the intelligence processupon which President Obama and his national security team will have to rely. They will need to fix this process if he wishes to govern as the effective and transformative leader he was elected to be.  The fundamental relationship between intelligence analyst and policymaking customer today seems to be broken, and perhaps perilously so.
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                    The problem grows out of the Iraq war.  If there is blame to be cast, it lies most with the self-exonerating senior intelligence bureaucrats and the opportunistic political and media critics outside the Executive Branch who invented and popularized the notion that the problem with pre-war Iraqi weapons of mass destruction (WMD) analysis was that policymaking customers distorted intelligence for political ends.  It is an alliance between these groups, after all, that has worked very hard to enshrine a new, post-Iraq conventional wisdom that the problem with the relationship between analysts and customers has been that the latter did not give enough unquestioning deference to the former.  But assigning blame is at best a secondary point.Fixing things is more important.  The key point is to realize that this new conventional wisdom is both false and dangerous.
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                    Intelligence analyses of Iraqi weapons of mass destruction (WMD) before the U.S. invasion were famously awful.But America needs to learn the right lesson from that debacle. At present, we seem well on the way to learning the wrong one.
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                    The first problem with analysis of Iraq’s WMD was just that the analysts got things wrong. That is not necessarily unforgivable, however, for intelligence information is routinely highly incomplete or ambiguous, and generally concerns matters that others work very hard to conceal. We needanalysts to be able to be wrong, for they cannot do their job if they are paralyzed by a fear of error.
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                    Less forgivable is the secondIraq-related failing: the breakdown of the analyst/customer relationship and the dysfunctional mythology that has been built upon its ruins. In this regard, the problem with pre-war WMD intelligence was not that the policy community compelled flawed analysis in order to justify predetermined policy goals. It was that the analysts themselvesoffered mistaken conclusions and the policy community accepted these conclusions without a second thought.  That’s just what I thought, the response seems to have been, so let’s go!
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                    Interestingly, by comparison with the sorry tale of WMD analysis, pre-war analysis of Iraqi state-sponsored terrorist activityseems, in retrospect, to have been pretty good. This offers us important lessons.
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                    Analytical products on Saddam’s terrorist connections were greeted with some skepticism in the policy community. Intelligence customers were apparently surprised that there weren’t moresuch connections, and felt that the analysts must have missed something. There thus developed an iterated process of substantive engagement between analysts and customers, in which they debated the facts and the meaning of available information. Policymakers in some cases took the time themselves to become familiar with the underlying intelligence reporting, and were not shy about questioning assumptions and forcing analysts to defend their data and their reasoning. As a result, the analysis improved. Analysts re-checked their work, some additional activities and connections were identified, and their reasoning was sharpened.
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                    At the same time, customers came to understand that there really wasn’t evidence for the sort of deep and sweeping terrorist connections to the Iraqi regime that had been suspected, and they came to have greater confidence in the resulting work. The resultwas a body of analysis that apparently got things about right.
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                    So what should all this teach us?  The lesson is that it is vital to maintain analyst/customer relationships characterized by a slightly skeptical, probing sort of substantive engagement. This requires effort and understanding from both sides.
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                    Analysts must expect and even welcome this engagement, for it is essential to their doing their job.  It is not “politicization” to force a briefer to explain precisely why he or she has come to those conclusions, to worry about the reliability of the underlying reporting, to question analytical assumptions, to consider the possibility that collectors and analysts may be the victims of denial or deception techniques, or simply to demand more information before making up one’s mind. Ultimately, in fact, it is the policymaker’s prerogative entirely to rejectintelligence analysis if, to that policymaker, the conclusions seem mistaken. (If the Iraqi WMD example shows anything, after all, it is that analysts can be quite wrong. After such a dramatic series of analytical failures, would it not be perverse—or worse—to require that all future Intelligence Community work product be accepted at face value?)  Analysts need to remember both that they do not have a monopoly upon evaluating the facts, and that it is the exclusive prerogative of the policymaker to draw policy conclusions based upon whatever facts appear creditable.
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                    For their part, intelligence customers must become as familiar as possible with available intelligence reporting and methods, as well as with the information that is being reported.  No one expects them to know as much as a professional analyst, but policymakers who wholly outsource critical thinking about their global environment are not doing their job. It is hard workto be a good intelligence consumer.
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                    Policymakers who do not somehow make the time regularly to read intelligence reporting—and not just finished conclusions but, wherever possible and on the most important issues, the underlying reporting cables themselves—are not doing their job. Policymakers who cannot to some degree converse with their intelligence briefers about the strengths and weaknesses of various types of collection, or the assumptions that underlie analytical conclusions, are policymakers who are unprepared to evaluate what they are told.
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                    It appears, however, that Washington is notlearning these lessons very well. A mythology has arisen around the Iraq WMD intelligence imbroglio that treats intelligence analysis as the secular equivalent of Revealed Truth: something to which the policy community must give absolute and uncritical deference.  Exacerbated by the eagerness of policymakers, legislators, and intelligence bureaucrats alike to toss declassified versions of analytical products into the hurly-burly of pub lic debate—an eagerness which has done more to make intelligence conclusions into political footballs and distort the policymaking process than any effort by any party actually to skew the conclusions themselves—the conventional wisdom now has it that policymakers must accept intelligence conclusions unquestioningly. To hear some tell it, the Intelligence Community now enjoys a privileged position as the exclusive “finder of fact” in the national security bureaucracy, being now afforded a status somewhat analogous to that of the jury in criminal law proceedings in common law jurisdictions.
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                    This new conventional wisdom is terribly dangerous.  First, it makes the United States unnecessarily vulnerable to further intelligence failures and increases the risk that decisions will be made on the basis of flawed information.  Analysts should receive deference on matters of “fact” to the degree that their knowledge of the available data, experience with a particular subject, and careful reasoning make them persuasive. None of these qualities, however, are monopolized by intelligence professionals. Giving them unthinking deference is to make policy unthinkingly, and that is to ask for trouble. The complicated history of pre-war Iraq intelligence analysis makes clear that an appropriately challenging and probing engagement between analyst and consumer enriches bothanalysis andpolicy decision-making.  It is madness to foreclose having such a relationship, for doing so would increase the risk of error and re-create the conditions of uncritical acceptance that helped make analytical failures on Iraqi WMD so damaging.
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                    Second, uncritical deference corrodes our democratic institutions.  The top intelligence consumer of them all, the President himself, has been empowered to make the most important decisions on earth because he is chosen by a free people to serve in that role.  Those senior officials whom he appoints—and the Senate confirms—to help him make these decisions partake of the democratic legitimacy both of his own election and of the national legislature.  No one, however, elects intelligence analysts; they are accountable only to the extent that their chain of command holds them so, and that this chain of command itself reports meaningfully and accountably to elected political authority at the highest levels.
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                    The U.S. constitutional system has chosen to give judicial authority to a corps of appointed officials—life-tenured federal judges, ensconced in their own coordinate branch of government—who are intentionally shielded from accountability to political authority while in office.  The great ideal of equal justice before the law, and its corollary of judicial independence, underpins this brave (and sometimes controversial) choice, and on the whole it has served our country and our liberties very well. No such ideal, however, supports outsourcing the factual predicates for national security decisions—the raw material of the most important policy choices Presidents are elected to make—to a deliberately unaccountable bureaucracy.  Intelligence analysts cannot be allowed the last word about what the U.S. government thinks. The intelligence bureaucracy must not become, in effect, an opaque and unaccountable fourth branch of our constitutional system.
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                    For all of these reasons, it is important to return to a sense of balance in the relationship between intelligence analysts and policymaking intelligence consumers.  Both parties need to understand the complex parameters of this relationship, finding the right sort of constructive tension at appropriate points while still respecting the special strengths and institutional roles each side brings to the table. This is certainly not always easy, but it is nonetheless essential.
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                    This lesson of Iraq will be an important one for President Obama and his national security team to learn if they wish to govern competently and effectively.  The new president needs to set things on a sound footing from the outset of his Administration by dispelling the pernicious mythology that has grown up in the wake of the Iraq analytical imbroglio.To begin with, he must resist calls to worsen this problem—such as by making the Director of National Intelligence a quasi-independent official analogous to the Chairman of the Federal Reserve—and he should rein in the Executive Branch’s unwise propensity to write and distribute unclassified versions of intelligence analyses. (It is always tempting to try to use such work for leverage in public policy debates, or simply to score political points for being “transparent,” but it is seldom worth the damage that public release—and the presumption that some such disclosure will occur—can cause to the process over the long term.)  Most of all, President Obama and his national security team should insist upon integrity and upon fidelity to the proper roles of intelligence analyst and intelligence consumer at all levels of the national security bureaucracy. The only real cure for these problems is solid and principled leadership; that is what we elect presidents to provide.
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      <pubDate>Thu, 22 Jan 2009 03:37:00 GMT</pubDate>
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      <link>http://www.newparadigmsforum.com/p207</link>
      <description>Advice to the incoming Obama Administration, as part of the Hudson Institute series on Perspectives for the New Administration.</description>
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      The Obama Administration may face great pressure quickly to adopt all the policy prescriptions of arms control and disarmament community activists who imagine he will be the answer to all their prayers. It should resist this pressure, however and undertake its own bottom-up review of strategic and arms control policy. If taken seriously in light of Obama’s cam paign promises, such a review would entail struggling with thorny significant challenges in the arena of disarmament policy. He should not be unwilling to question his most fundamental assumptions in this review.
    
  
  
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                    The Obama Administration takes office faced with important choices about where to take United States strategic policy and how to handle grave nuclear proliferation threats.There will be great pressure upon the Administration to announce the full sweep of its policies very quickly.It may thus be tempting for the new team simply to adopt a laundry list of agenda priorities handed it by arms control and disarmament community activists who imagine that President Obama will answer their every prayer.The new Administration should resist this temptation, however.The world will forgive President Obama a bit of reflective delay; it should not forgive substantively poor choices on these matters.
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                    The first thing the Obama Administration should do is undertake a thoroughgoing review of U.S. strategic policy.The new President said sympathetic things on the campaign trail about making the abolition of nuclear weapons a priority. On one level this was not news, for the Bush Administration repeatedly reaffirmed the United States’ enduring commitment to the goal of disarmament as articulated in the Preamble and Article VI of the Nuclear Nonproliferation Treaty, and continued America’s post-Cold War program of dramatic and often unilateral nuclear disarmament steps.
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                    Perhaps Senator Obama meant merely that he wished to continue longstanding U.S. policy in this regard.But the arms control and disarmament community will demand more from President Obama. Before he says yes, he should do what his predecessor did upon entering the White House in 2001: review U.S. strategic policy and articulate a broad vision of where the United States should be going, and why.
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                    The Bush reappraisal, exemplified by the Nuclear Posture Review (NPR) of 2001, was the first really thoroughgoing effort to reassess the needs and direction of U.S. strategic planning since the end of the Cold War.So far, it remains the only one, for the Clinton Administration showed far less critical thinking in this regard.
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                    For the arms control and disarmament communities, the end of the Cold War and the advent of a complex new era of proliferation threats—threats that have been accelerating even as (or conceivably, in part, because) steps undertaken by the main nuclear powers have brought global nuclear weapons stocks down to levels unseen since the 1950s—has occasioned shockingly little re-thinking of priorities or prescriptions.
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                    Accordingly, if he is to live up to his campaign’s promises that he will be a “transformative” leader for an America determined to move beyond the ugly divisions of yesterday, President Obama should do a thorough new posture review of his own.
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                    And he should not be shy about questioning established conventional thinking and policy prescriptions: not merely the Bush Administration’s structural assumptions and priorities (as one assumes he will), but also those of the arms control and disarmament activists who currently seem to expect the new President’s uncritical deference.
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                    Such a review is of particular importance because despite the outgoing Administration’s efforts to bring order to things, the nuclear weapons policy of the United States has been one in which capabilities and missions are increasingly at a mismatch.The Bush Administration articulated a coherent view of nuclear policy in a world in which proliferation threats have replaced bipolar U.S.-Russian nuclear competition as the focus of strategic planning.In this new world, the order of the day for U.S. planners was to develop improved non-nuclear strategic capabilities, reduce our nuclear forces, deploy defenses effective against “entry-level” nuclear arsenals in the hands of proliferator regimes, and undertake a vigorous approach to nonproliferation and counterproliferation designed to make the proliferation and/or use of weapons of mass destruction (WMD) exceedingly unattractive and unrewarding. But any would-be “Bush Revolution” in strategic policy was only partly accomplished, in part thanks to Congressional opposition. We have therefore been left stranded between paradigms, and a serious review is needed.
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                    What a serious Obama strategic reassessment would add to or subtract from the Bush agenda, of course, is hard to predict. The real questions facing the Obama Administration are fundamental, for the only serious way to make policy—and to be genuinely “transformational,” is to build approaches upon a clear and realistic strategic vision of a more secure America and a more stable and peaceful world.
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                    Arms control agreements and disarmament measures ought to be merely tools in the service of such a vision, rather than ends in themselves.They are tools to be employed where, and only where, they advance these objectives. From President Obama’s review, and any such broader vision he is able to articulate, should flow his policy platform.
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                    One of the most basic questions for the new Administration will be how serious the new President is about getting to “zero.”Talking about abolishing nuclear weapons is easy.Unless he contemplates a unilateral American elimination, however—something that would be problematic in its own right—President Obama will have to grapple with some extremely challenging problems.
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                    If he is serious about “zero,” for instance, he will have to figure out how safely to traverse the terrain between today’s strategic environment and a nuclear weapons-free world.This terrain could be a very dangerous wilderness, for reductions of the U.S. and Russian arsenals would gradually make all other nuclear weapons possessors into their numerical peers and would create out of the comparatively simple bilateral deterrent dynamic during the Cold War a bafflingly complex environment of overlapping and mutually-interfering multi-player relationships.Such relationships, moreover, would be overlaid upon vastly more unstable political, cultural, geographic, and ideological fault lines than policymakers had to manage between Washington and Moscow during the Cold War.Exactly how stable such a world would actually be is anyone’s guess, except that there is a very good chance it will be very worrying indeed.
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                    Furthermore, because getting so many players to “zero” would be so daunting a project—and the timing of such an achievement so uncertain—the United States would have to plan against the possibility that it would take a very long time.This could mean developing a force posture specifically tailored for the maintenance of a credible deterrent over many years at very low warhead numbers. It is by no means a given that our current forces could do this well.They were, after all, designed for a strategic environment that no longer exists, and what provides deterrence and stability at a level of 10,000 warheads in a bipolar trans-continental standoff will not necessarily provide either of these benefits at 1,000 or fewer warheads and in a world of multiple nuclear numerical peers jockeying for position against each other and potentially capable of shifting alliance combinations. (As U.S. numbers come down, by the way, the possibility of unfavorable alliance combinations of numerical near-peers would itself prove to be a formidable challenge for American strategic planners, and a potential obstacle to further reductions.)
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                    It would be a happy coincidence indeed if inhabiting such a low-warhead environment for the many years it could take until “zero” might be achieved required no more than that we retain a miniature version of our Cold War nuclear force posture and nuclear doctrine.It is more likely, however, that in order to help ensure stability in a low-warhead environment—e.g., on the way to “zero”—we would discover a need for a different approach: a different mix of forces; perhaps different or in some fashion improved or modified delivery systems; and conceivably even different warheads.
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                    The issue of warheads points to a peculiar problem.If by precluding new warhead development, the Comprehensive Test Ban Treaty (CTBT) made it more difficult to adapt our nuclear force posture to the needs of a very-low-warhead period of indefinite duration, the treaty would make it harder to reach the very world we would need to inhabit, safely and securely, en route to a nuclear “zero.”At present, the United States is the only nuclear weapons possessor that is not modernizing its nuclear forces in some fashion, presumably in part out of deference to the sensibilities of the arms control community.We should be wary, however, lest such deference perversely make it harder to keep reducing.
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                    Furthermore, if President Obama is serious about “zero,” he will also have to figure out how to keep the world there, even though the very success of disarmament would vastly increase the incentive for countries to develop nuclear weapons by dangling in front of them the possibility, through regime “breakout,” of becoming the planet’s sole nuclear weapons possessor.This presents interesting paradoxes.
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                    Given the heightened incentives for “breakout” that disarmament would itself create, a serious vision for disarmament would have to consider how to build deterrence into a disarmed world—such as, for instance, the idea of “countervailing reconstitution” (i.e., retaining the capability quickly to rebuild a nuclear arsenal in the face of another country’s cheating) suggested by the Bush Administration in 2007.
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                    In light of their potential utility in blunting the initial impact of one country’s violation of a nuclear abolition agreement, moreover, it would be hard to imagine a stable weapons-free world that did not contain widespread and effective ballistic missile and other defenses.
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                    Moreover, since it would be hard to imagine that a world facing the “breakout” incentives that disarmament would create would be sustainable at “zero” if the ability to produce fissile material usable in nuclear weapons were much more widely distributed than it is today, a serious disarmament vision may require a very hard-nosed approach to stopping the spread of uranium enrichment and plutonium reprocessing (a.k.a. “ENR”) technology.
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                    Yet all three of these things are today anathema to the very arms control and dis- armament activists who today most hope that President Obama will lead the world toward “zero.”The first is a repudiation of the cherished disarmament ideal of “irreversibility,” the second would effectively endorse the Bush enthusiasm for missile defense and withdrawal from the Anti-Ballistic Missile (ABM) Treaty, and the third is a vindication of the United States’ controversial emphasis since 2004 upon barring the further spread of ENR.As these issues suggest, however, if the objective of abolition is to be taken seriously, a serious nuclear policy review may have to reassess elements of the arms control and disarmament agenda that in practical terms could tend to work against the broader vision of abolition.
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                    Finally, because of the extraordinary uncertainties surrounding the world’s movement toward nuclear weapons abolition, any credible strategic review focusing upon disarmament would have to contemplate a fallback plan. It would have to consider how the United States can best live and operate, for the indefinite future, in a world in which nuclear weapons continue to exist.A review should be willing to evaluate the full range of possible nuclear futures, and it should be alive to the possibility that a world in which at least some weapons continue to exist might be more stable, secure, and sustainable than a weapons-free world with enormous “breakout” incentives and widely-distributed weapons-production capabilities (e.g., nuclear fuel-cycle technology).
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                    President Obama must remember that the goal is not disarmament 
    
  
  
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    , but rather a more secure America and a safer and more stable global security environment.To the extent that disarmament contributes to this goal, it is a worthy objective. But in the event that “zero” proves either unworkable or unwise—or perhaps merely in the event that we cannot get there because others do not find the prospect as congenial as we might—we should not forget to have a fallback plan.We should not pretend that it is a foregone conclusion that every imaginable world containing at least some nuclear weapons must be more dangerous than every imaginable world without them. The United States’ approach to disarmament policy should flow from its security policy, not the other way around.  A wise and transformational leader would understand this, and would fix his eyes upon achieving the goal of security and stability, whether such achievement involves retaining nuclear weapons or eliminating them.
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                    It should go without saying that any broad strategic vision of disarmament will be no more than a cruel joke unless the international community is able to prevent further nuclear weapons proliferation. More importantly, continued nuclear weapons proliferation risks profoundly destabilizing already-perilous regions of the world, increases the risk of nuclear warfare, and makes it more likely that terrorists will acquire nuclear weapons technology.
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                    As it was for President Bush, nuclear weapons proliferation will present for President Obama a defining challenge of his leadership in the national security arena.  It is likely that he will have no choice but to pursue nonproliferation—and indeed counterproliferation—with great focus and energy.In this regard, the Obama Administration will need to use all the tools it can, and the architects of Washington’s new nonproliferation policy would be foolish to reject wholesale the various innovations pioneered by the Bush Administration. The tone and atmospherics of an Obama Administration will no doubt change from the Bush years.  The basic substance of American policy, however, neither should nor likely will change very much: proliferation is a profound challenge to U.S. security interests and must be resisted with great vigor.
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                    That said, the ugly truth is that the United States is not winning today’s struggle against proliferation. Efforts during President Bush’s first term to change proliferators’ cost-benefit calculations through pressure collapsed under the timorousness of our erstwhile allies and—especially in light of the ongoing trauma of the Iraq War—the difficulty of presenting a credible “last resort” threat to the troublesome regimes we most needed to influence. The Bush Administration’s second-term conversion to a more traditional multilateralism and negotiation, however,has fared no better.
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                    Today, Iran reportedly has enough low-enriched uranium (LEU) to make a nuclear weapon in very short order with help from the centrifuges it built in full view of the international community.  Moreover, North Korea’s nuclear weapons defiance continues while Pyongyang awaits what it assumes will be further negotiating concessions from President Obama.  Meanwhile, Russia and China demonstrate their ongoing non-commitment to nonproliferation—and one of the structural weaknesses of multilateralism—by sheltering these regimes from further Security Council measures, while some of the very Europeans trying to elicit an Iranian enrichment “suspension” continue to support Tehran as major trading partners.
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                    Sadly, it is perhaps time for the United States to begin overtly planning for how to live—and to preserve as much as possible of a superpower’s political and military freedom of action—in a world in which more regimes such as Iran and North Korea acquire nuclear weapons.  Such planning is presumably to some extent underway already, but in private.What may be needed now is for such work to emerge into public view, and for America to build a declaratory policy and deterrent strategy around it.  President Obama may thus need to decide how we intend to secure U.S. national interests—and how we ensure that American military power remains capable of continuing to underwrite global security—in a world in which nonproliferation efforts have failed to prevent the spread of nuclear weaponry to regimes such as Iran and North Korea.
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                    While in no way lessening our commitment to nonproliferation or conceding victory to any proliferator, it is time for the admixture of an explicit and overt aspect of proliferation preparedness in global security strategy—not simply for the United States, but for our friends and allies as well.  Indeed, this may be one of the few remaining chances we have to prevent a dramatic acceleration of proliferation in the first place. The capabilities that would serve this purpose would also help make the emergence of such a grim world less likely in the first place, by minimizing the strategic benefits the proliferators hope to gain from developing nuclear weapons (e.g., in terms of their anticipated ability to deter us) and thereby making proliferation less attractive.By preparing for proliferation, in other words, we may actually be able to make it less likely, even while we make ourselves more able to cope with it if our nonproliferation efforts fail—which of course they might.
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                    Such an approach would combine what the United States has already been trying to do in fighting proliferation with new elements.The new (or at least newly overt) elements of a strategy of proliferation preparedness would revolve around developing capabilities to maximize the United States’ ability to retain a superpower’s freedom of action in a proliferated world.Far from capitulating to proliferators’ desire to deter us, however, this approach would aim to preserve our room to maneuver as much as possible, notwithstanding efforts by such regimes to acquire WMD-based deterrent advantages. It would seek, in other words, to keep U.S. conventional military might as usable as possible in a more proliferated world.
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                    This would be an “asymmetric” strategy, for in the same sense that proliferators may seek in part to use WMD asymmetrically in the face of U.S. conventional military power, so indeed would non-nuclear U.S. capabilities be tailored specifically to the task of making WMD seem less attractive by making our non-nuclear power less “deterrable” by small-scale, “entry-level” WMD capabilities.  This might include any number of measures, including most obviously ballistic missile defenses and defenses against other forms of WMD delivery, which should be aggressively pursued both for the homeland and in a form deployable overseas to protect U.S. bases and expeditionary forces, allies, friends, and (in effect) bystanders in time of conflict.  In order to make themselves a “hard target” for a would-be proliferators, U.S. forces should also improve their ability to: conduct expeditionary combat operations in a chemical, biological, radiological, and/or nuclear (CBRN) environment; locate, secure, and neutralize WMD technology and materials in the field; and deploy robust consequence management capabilities to assist both with containing CBRN events and in helping regional allies prepare themselves for potential WMD attacks.
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                    We might even need to resurrect the idea of civil defense—which in the face of small-scale proliferator threats would by no means be as gloomily pointless an exercise as civil defense efforts were perceived to be during the Cold War in the face of potential multi-megaton Soviet strategic bombardment. To some extent, the threat of WMD terrorism has already driven our domestic first-responders and consequence management infrastructure a good way down this road. We should make a virtue out of this necessity, and scale our preparedness efforts with potential attack from proliferator states in mind.
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                    Coupled with a clear public diplomacy strategy, such steps would aim to persuade would-be proliferators that even if they were to succeed in acquiring WMD, this would do them less and less good.By ourselves thus openly “thinking the unthinkable” about potential conflicts in a proliferated world, we might hope both to make such a world less likely and to mitigate somewhat the consequences in the event that it arrives nonetheless.
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                    An agenda that includes a serious commitment both to the possibility of a nuclear “zero” and to this sort of forward-leaning proliferation preparedness strategy would be a bold and transformational program indeed.  It might, in fact, be too bold.  It would certainly be easier, require less mental and programmatic effort, cost less money, and entail fewer political risks for the new President simply to adopt the longstanding agenda of the arms control and disarmament communities wholesale.Such an approach could be done, in effect, on conceptual “auto-pilot”: submit the CTBT for ratification; pretend that a Fissile Material Cutoff Treaty can and must be effectively verifiable; abandon ballistic missile defenses (BMD) in Europe and slow down BMD at home just as Iran gets enough uranium for a nuclear weapon and is testing new ballistic missiles; and ostentatiously emphasize diplomatic flexibility even though it has brought the Bush Administration no success with Iran and North Korea during its multilateralist second term.
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                    The uncritical adoption of the conventional wisdom of the arms control and disarmament communities would thus be quite easy, but would be wrong.  America, and humanity, deserve better from United States strategic policy.
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                    This returns us to where we began: with the importance of the Obama Administration undertaking a bottom-up review of its strategic policy.  Fresh thinking is necessary, and alone can provide the sort of foundation upon which new approaches can be built, and from which genuinely innovative and constructive policies will flow.  It is time for the Left to catch up with the Right in trying to come to grips with the twenty-first century.  Genuinely transformative and visionary leadership requires nothing less.
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      <title>A New Paradigm: Shattering Obsolete Thinking on Arms Control and Nonproliferation</title>
      <link>http://www.newparadigmsforum.com/p158</link>
      <description>This article appeared in the November 2008 edition of Arms Control Today, but it is reprinted here for the convenience of NPF readers.</description>
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        November 2008 edition of Arms Control Today
      
    
      
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      , and predates the  establishment of the New Paradigms Forum website, but is reprinted here for the convenience of NPF readers
    
  
    
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                    by Christopher A. Ford
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                    Challenging conventional thinking is rarely popular, even or perhaps especially when it is most needed. So it has been with the Bush administration’s approach to arms control and nonproliferation issues. Determined to develop new approaches in arms control, nonproliferation, and strategic policy to deal with the new realities of a post-Cold War era, the administration found itself under fire from those determined to uphold traditional and often outmoded ways of thinking about these matters. Many of its critics doubtless now look forward to the Bush administration’s departure.
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                    Nevertheless, it seems clear that the administration’s nonproliferation innovations are likely to remain valuable components of the next president’s toolkit no matter who wins this year’s election. Moreover, the Bush administration’s efforts to move arms control and strategic policy emphatically into new territory, focused on 21st-century threats and opportunities rather than reflexively pursuing older agendas, will likely stand the test of time better than its critics can today imagine.
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      Reconceiving a Post-Cold War World
    
  
  
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                    Early in the administration, its willingness to rethink the conventional wisdom of the arms control community, particularly that community’s reliance on the concept of mutually assured destruction (MAD) and fear of missile defenses, led to dramatic and controversial results: withdrawal from the Anti-Ballistic Missile (ABM) Treaty; agreement with Russia on the Strategic Offensive Reductions Treaty (SORT, aka the Moscow Treaty); and firm moves away from Russia-centric strategic planning. There is irony, of course, in the fact that it took a hawkish Republican administration finally to make the U.S. government as uncomfortable with the balance-of-terror policies of MAD as the arms control left and the disarmament community had been since the 1950s.
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                    In a 21st-century context in which the United States no longer engaged in a strategic face-off against a rival geopolitical bloc devoted to world domination, U.S. officials felt it possible and desirable to build the U.S. strategic posture increasingly on a mix of growing defensive and reduced offensive capabilities, instead of forswearing strategic defenses and relying fatalistically on the restraint presumed to be generated by the prospect of utter nuclear catastrophe. U.S. officials no longer saw the potential for existential threats to the United States solely through a bipolar prism, and they wished to pursue the potential for a convergence of interests with their former rival and to deal more forthrightly with the emerging threats. There might be little immediate chance to evolve to a fully post-nuclear-weapon relationship, but U.S.-Russian strategic relations could nonetheless become much more “normal.” This normal future, it was felt, should include strategic missile defenses and a growing reorientation of each nuclear superpower’s strategic focus toward threats that did not come from the other.
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                    Significantly, this focus on defenses did not mean that the administration expected to bulletproof itself against Russian nuclear attack, for even in the context of post-Cold War force reductions, reliable defenses always seemed highly improbable against the kinds of assault that Russia could mount. Rather, it meant that Washington had decided to end its monomaniacal strategic policy focus on a single superpower adversary. Especially for an administration staffed by senior officials painfully aware of the potential spread of ballistic missiles capable of delivering weapons of mass destruction (WMD)—a threat emphasized, for instance, in the 1998 report of a commission headed by future Secretary of Defense Donald Rumsfeld[
    
  
  
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    —it was important to improve the U.S. defensive posture. It was a testament to the end of the Cold War nuclear arms race that strategic relations with Moscow were no longer the driver for U.S. policy and that officials in Washington now made fighting such proliferation threats the centerpiece of their strategic approach. Defenses against relatively small-scale missile threats thus rapidly emerged as a cornerstone of administration policy.
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                    The Bush administration also brought into office a profound skepticism about traditional arms control negotiations, which officials tended to feel were anachronisms predicated on a tense and competitive Cold War stalemate that no longer existed. In a 21st-century context, they felt, the “usual” sort of negotiations with Russia might actually have counterproductive effects, such as by encouraging a more adversarial relationship than strategic circumstances actually warranted and by giving each side incentives not to reduce strategic forces except as a result of rigid, slow, and painfully negotiated quid pro quo bargaining. Instead, in keeping with its appreciation of the end of the nuclear arms race, the administration embraced the idea of unilateral reductions to a level as low as possible consistent with enduring national security and alliance commitments. Because Russia at the time also wished, for its own reasons, to reduce its forces further, it was possible for the administration to codify parallel U.S. and Russian reductions in the Moscow Treaty.
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                    In addition to Moscow Treaty cuts in deployed warheads and to delivery system reductions prescribed by the Strategic Arms Reduction Treaty (START I) signed by President George H.W. Bush, the Bush administration moved rapidly ahead with further unilateral reductions in the U.S. arsenal. Many tons of fissile material have been removed from U.S. weapons programs, and the United States has been implementing a program of actual warhead dismantlement that has in fact been greatly accelerated since President George W. Bush’s decision in 2004 to cut the size of the overall U.S. stockpile nearly in half by 2012. 
    
  
  
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     Indeed, with the United States having met this milestone remarkably early in only 2007, Bush decided to reduce warhead numbers still further, by an additional 15 percent from what had been planned for 2012. When these additional dismantlements have been completed, the U.S. nuclear arsenal will be less than one-quarter of its size at the end of the Cold War and at its smallest size since the Eisenhower administration.
    
  
  
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                    In keeping with its nontraditional approach to arms control and informed by the insight that the key to continued progress is ensuring mutual understanding of the degree to which post-Cold War U.S.-Russian relations are not based on nuclear weapons competition, the Bush administration has also been pursuing the establishment of a legally binding transparency and confidence-building regime with Russia to replace START when that treaty expires in 2009.
    
  
  
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                    The movement of U.S. thinking into emphatically post-Cold War territory has not been without its problems. Secretary of Defense Robert Gates apparently recently felt it necessary, for instance, to remove the top leadership of the Air Force after a couple of embarrassing incidents of incompetence and inattention suggested that the military needed to be reminded to take its traditional nuclear weapons responsibilities more seriously.
    
  
  
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     On the whole, however, the Bush administration deserves credit for a dramatic shift away from late-20th-century nuclear arms competition and a wholesale reorientation of strategic policy into a post-arms race world. The United States had not been pursuing a competitive nuclear policy with Russia since the end of the Cold War, but until the Bush administration, U.S. strategic policy had continued along lines familiar since before the collapse of the Soviet Union: for example, the pursuit of reductions principally through traditional arms control negotiations such as START II and III, coupled with an emphasis on maintaining a fundamentally defenseless nuclear posture pursuant to the ABM Treaty. There is thus a sad irony in the criticism Bush policy elicited from an arms control community that now seemed unable to take “yes” for an answer when faced with a U.S. president interested not only in moving Russia off center stage as the focus of strategic threat planning and making the two powers’ mutual homicide pact increasingly a thing of the past, but also in moving unilaterally in that direction.
    
  
  
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      Nonproliferation Innovation
    
  
  
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                    In place of a focus on strategic competition with Russia, the administration increasingly emphasized the need to meet emerging proliferation threats, moving proliferation issues to the center of U.S. strategic policy. Moreover, the Bush team was quite flexible and indeed innovative in its focus on nonproliferation. It employed subtle and secret trilateral diplomacy to arrange Libya’s abandonment of its WMD programs and used the global forum of the UN Security Council to establish new worldwide benchmarks for nonproliferation rectitude with the passage of Resolution 1540. It worked through the International Atomic Energy Agency (IAEA) to press Iran to comply with its nonproliferation obligations after Tehran’s secret nuclear effort was publicly revealed in August 2002. After that multilateral effort was undermined by European unilateralism in late 2003, when three European foreign ministers cut a concessionary side deal with Iran,
    
  
  
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     Washington worked hard to keep the issue of Iranian nuclear defiance moving forward in the IAEA and then the Security Council. Although the North Korean nuclear situation deteriorated sharply as a result of a confrontation over the U.S. discovery of evidence of a clandestine uranium-enrichment program,
    
  
  
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     the Bush administration has shown dogged determination, although not particularly impressive results, in seeking to resolve things through a novel regional forum, the six-party process, created for the purpose.
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                    The administration also did not show any fetishistic attachment to formal instruments or “official” multilateral fora for their own sake. Rather, matters were addressed from the perspective of how the United States could contribute on as many fronts as possible to the nonproliferation regime, a term that the Bush administration interpreted in the broadest sense, comprising not simply a collection of formal institutions and treaties, but rather the aggregated panoply of practices and policies followed by the various members of the international community in order to reduce proliferation threats.
    
  
  
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     The U.S.-founded Proliferation Security Initiative (PSI), for instance, was quite an informal institution, technically nothing more than a shifting, ad hoc group of countries generally subscribing to a set of broad nonproliferation principles and willing to cooperate to varying degrees in interdicting shipments that might contribute to WMD programs around the world. Yet, its quiet successes, most of which cannot be discussed openly because they involve discreet and sensitive cooperation by international partners, often entirely within one country’s domestic jurisdiction, are no less real for the PSI’s protean informality. Resolution 1540, in turn, focuses not on international behavior at all, but rather aims to set common rules for how countries should order their own laws and practices in order to prevent WMD proliferation.
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                    These various efforts were to reinforce, rather than replace, more conventional nonproliferation institutions and mechanisms such as the nuclear Nonproliferation Treaty (NPT). The administration may perhaps be faulted for its occasional coldness toward multilateral instruments such as the NPT review process and the Conference on Disarmament (CD), however understandable such sentiment was in light of the hyperbolic anti-American rhetoric and sometimes surreally insular debates there. Nevertheless, this failure was largely remedied in the Bush administration’s later years, as ways were found to engage constructively with foreign counterparts in these fora without sacrificing substance or principle, and in a fashion intended to contribute to helping the conventional wisdom of the arms control community catch up with modern realities. At the CD, moreover, the administration has mounted a sustained push for a draft fissile material cutoff treaty (FMCT), a long-standing priority of the arms control community, even if many of its members are uncomfortable with the U.S. conclusion that no achievable FMCT could really be verified. In the course of this effort, it has become increasingly evident, even to critics of U.S. policy, that blame for the CD’s continuing dysfunction cannot be laid at Washington’s door.
    
  
  
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                    One of the reasons that Bush administration strategic and arms control policy proved so controversial with arms controllers was precisely the mismatch between traditional assumptions prioritizing the management of competitive U.S.-Russian dynamics and the administration’s movement into a new paradigm. The administration, for instance, was keen to develop improved ballistic missile defenses; articulated a general use-of-force doctrine against WMD threats that left open the option of pre-emption; deflected calls for negative security assurances 
    
  
  
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     and regional nuclear-weapon-free-zone protocols out of concern for the ways in which they might, if in fact believed or followed, undercut U.S. deterrence of WMD use by rogue regimes; pursued the development of a non-nuclear payload for submarine-launched ballistic missiles in order to provide a rapid global strike capability against fleeting or time-sensitive targets, such as mobile missiles or terrorist cell meetings; and at one point considered the development of nuclear weapons optimized for defeating deep underground facilities of the sort beloved by proliferators worried about U.S. precision-guided conventional munitions. Such efforts made good sense from a thoroughly post-Cold War perspective of prioritizing proliferation threats, but they were poorly explained to the public, Congress, and foreign governments; set teeth on edge in the arms control community; and alarmed those who still saw strategic policy through the prism of competitive dynamics vis-à-vis Russia.
    
  
  
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                    All this, along with the administration’s disinterest in resubmitting for ratification the Comprehensive Test Ban Treaty (CTBT) rejected by the Senate 13 months prior to Bush’s inauguration, its effort to develop a “reliable replacement warhead” (RRW), and its program to modernize some aspects of (while in fact reducing in size) the U.S. nuclear weapons development complex, led to widespread if fatuous accusations that Washington wished to wage some kind of new arms race by seeking strategic superiority vis-à-vis Russia and China. In fact, if test-ban verification concerns could be overcome, the RRW program might conceivably open the door to U.S. ratification of the CTBT by undercutting worries that the U.S. arsenal could not reliably be maintained over time without at least the option of underground testing.
    
  
  
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     This point, however, was lost in critics’ reflexive alarm at the taboo issue of developing “new” nuclear weapons. Similarly, the fact that infrastructure “transformation” was necessary in order to bring U.S. warhead levels even lower by eliminating the need to hedge against possible future threats by maintaining warheads in existence in excess of current needs, and that such transformation would also greatly shrink the size of the U.S. infrastructure was ignored or felt irrelevant. For too many critics, particularly those in diplomatic fora, not departing from the conventional wisdom was a higher priority than adapting to 21st-century circumstances or apparently even than laying a realistic foundation for further reductions.
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                    Indeed, administration officials in 2007 publicly raised the idea that a “countervailing reconstitution” capability rooted in the development of a highly “responsive” nuclear weapons infrastructure might help provide a foundation for the eventual achievement of nuclear disarmament.
    
  
  
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     The retention of such a capability by today’s NPT nuclear-weapon states might help make far more feasible their ultimate decision to go to “zero” because, especially when coupled with robust global defenses against potential WMD delivery systems, it would provide them with some insurance against attempted breakout from a disarmament regime by some other party. Otherwise, the requirements for verification inerrancy and compliance enforcement reliability would have to be far more stringent, making the achievement of zero even more difficult and unlikely.
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                    Many critics appear to have hoped and anticipated that, being foreclosed by treaties halting qualitative and quantitative weapon modernization, the nuclear-weapon states would idly sit by while their nuclear stockpiles atrophied. These hopes proved illusory, however, for possessor states will hardly agree to eliminate these weapons before they believe the global security environment allows them to do so without imperiling their vital interests. Attachment to those vain hopes, however, seems to have blinded many critics to ways in which nuclear arsenal reductions and, conceivably, something very much like zero might be achieved in ways consistent with nuclear-weapon states’ perceived security interests. The Bush administration deserves but is seldom given credit for advancing this discourse and encouraging greater seriousness and realism in such debates.
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                    U.S. administrations of all political stripes have received generally poor reviews from much of the arms control community on nuclear disarmament. Although the Bush administration has received more criticism than its predecessor for some of the reasons suggested above, in truth probably no U.S. administration has felt disarmament to be a particularly realistic possibility, at least not since Western enthusiasm for international control of all “dangerous” aspects of nuclear energy began to sour during the early Eisenhower administration in the face of Soviet intransigence and a growing recognition of the challenges of verifying a ban on nuclear weapons.
    
  
  
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                    If anything, the Bush administration has been unusually honest and forthright about the issue. Especially during the past two years, U.S. officials have spoken plainly about Washington’s continued commitment to the disarmament goals embodied in Article VI and the preamble to the NPT and about how very difficult it would be to achieve these goals. Furthermore, they have not minced words about the importance of what historian E. H. Carr might have called “the factor of power” in nuclear disarmament planning: the need to approach discussions with an eye to whether it can be made an attractive and sustainable policy choice for real-world decision-makers.
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                    After all, would-be proliferators are not likely to forgo pursuing the strategic coup of acquiring nuclear weaponry in a disarmed world, and current possessors will not eschew rearmament if this occurs, just because a treaty has been signed and some moral high ground seized. Serious disarmament debates thus need to figure out how to structure all participants’ balance of interests and incentives so that disarmament is sustainable. As one seminal nuclear strategist put it decades ago, “It is the hallmark of the amateur and dilettante that he has almost no interest in how to get to his particular utopia.”
    
  
  
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                    Disarmament is a job that requires more realism than idealism, and the famously idealistic disarmament community has responded only slowly to calls for a more level-headed debate. 
    
  
  
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     I am by no means a disinterested observer, but in my view, the Bush administration was far more intellectually agile and open-minded in these regards than its critics. It is difficult to predict what will come of today’s bubbling disarmament debates, but if anything ever is to be possible, it will presumably only come about through the kind of sober, realistic discussions for which the Bush administration has repeatedly called.
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                    The Bush administration deserves mixed grades for conceptual boldness and principled rectitude in one arena of many shopworn assumptions: concerns about nuclear technology “rights.” From early 2004, the administration took a strong stand against the further spread of enrichment and reprocessing technology to “any state that does not already possess full-scale, functioning enrichment and reprocessing plants.”
    
  
  
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     It realized that a world in which everyone has this sensitive technology is one in which everyone has the option of building a nuclear weapon; since the dawn of the nuclear age, availability of fissile material has been the principal challenge and pacing element for a nuclear weapons program.
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                    The administration was quite right to seek to limit the further spread of this technology and has worked admirably hard, albeit with only limited success to date, to secure international agreement on such a principle. Washington has worked, for example, to promote new approaches to reliable nuclear fuel supply, to obviate any legitimate need for these technologies for producing reactor fuel, and is converting up to 17.4 tons of its own highly enriched uranium into a low-enriched fuel reserve in case a future backup mechanism is unable to provide an alternate supplier. As a result of a resistance from a disappointingly large number of states within the consensus-driven Nuclear Suppliers Group (NSG), including opposition from countries that are otherwise serious about nonproliferation (Canada) or at least claim to be (South Africa), the administration was recently forced to abandon a hard-fought effort flatly to prohibit further enrichment and reprocessing transfers, but it is no discredit to U.S. diplomats that they spent four years trying to do the right thing.
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                    Nevertheless, the administration has seemed to lack the courage of its convictions when it comes to challenging the surprisingly widely held belief that Article IV of the NPT gives countries such as Iran some kind of right to enrichment and reprocessing technology. In its awkward silence on this subject, Washington has in effect ceded the intellectual field to the proliferators. Iran has not been shy, for example, in advancing amusingly tendentious legal arguments in NPT fora, but however shallow these appear to real attorneys, in the absence of clear rebutting arguments, too many readers, especially among governments in the Nonaligned Movement,
    
  
  
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     will take them more seriously than they deserve.
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                    Some of the U.S. reluctance to engage on these issues is tactical, rooted in a desire to avoid being seen as trying to deny other countries’ rights. 
    
  
  
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     Yet, instead of forcing the “everyone can have it” partisans to explain precisely why Article IV must be read to subvert both common sense and the core nonproliferation provisions of the treaty, advocates of stopping the spread of sensitive technology have been left on the diplomatic and seemingly legal defensive, having been assumed to concede that there indeed exist Article IV enrichment and reprocessing rights capable of being thus denied. If the United States manages to stop Iran’s nuclear weapons effort but ends up conceding that everyone in the world can have the capability to produce fissile material so long merely as the IAEA is able periodically to send inspectors, Washington will have won the battle but in the longer run will lose the war against nuclear weapons proliferation.
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                    One of the centerpieces of Bush administration foreign policy during the second term has been the strategic partnership with India, purchased at the price of successful U.S. diplomatic efforts to win for New Delhi an agreed exception to the usual NSG rules of prohibiting transfers of nuclear technology to states lacking full-scope IAEA safeguards. Given India’s portentous geopolitical position—the world’s largest democracy sandwiched between a rising and notably undemocratic China and a worryingly unstable and radicalized Muslim world—there are enormous strategic benefits to the United States from this relationship. The arms control and nonproliferation community, however, generally regards the India deal as a horror, a cynical move of U.S. realpolitik that undermines the nonproliferation regime by ending India’s nonproliferation “isolation” and effectively rewarding it for developing nuclear weapons.
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                    Let me be clear: had it been up to me, I doubt I would have made the same decision. At the very least, I would have looked longer and harder for some kind of non-nuclear payoff for New Delhi. The U.S.-Indian deal has indeed complicated our nonproliferation diplomacy, for whether it deserves to be or not, it is clearly widely regarded as a dangerous blow to the nonproliferation regime. Yet, the administration has in no way gotten a fair hearing for its arguments that the India policy has some nonproliferation benefits. One should remember that there never seems to have been more than the proverbial snowball’s chance that India would actually agree to dismantle its weapons program, nor even much chance of some sort of freeze absent Pakistani reciprocity and some kind of verification scheme acceptable to both South Asian nuclear rivals. The initiative thus needs to be assessed not against an ideal outcome but rather against the other available option: continuing to watch from afar as India operates and even expands its nuclear power industry, entirely outside the system of international safeguards and in ways closely intertwined with military programs.  Viewed in this context, the India deal therefore seems somewhat less horrible. India is now to separate the peaceful aspects of its nuclear industry from the military ones, place its peaceful nuclear sector fully under IAEA safeguards for the first time, and improve its export controls to help prevent unauthorized nuclear technology transfers. The military sector would be for the first time cut off from its long-standing relationship with other parts of India’s nuclear industry and would over time likely become an increasingly small and isolated proportion of the overall nuclear complex. U.S. officials have also made it clear that should India test another nuclear weapon, it should expect cooperation to end, despite Indian claims to the contrary. (It is also worth remembering that the deal is hugely controversial in India and widely believed to represent a capitulation by New Delhi; Prime Minister Manmohan Singh narrowly avoided the collapse of his fragile coalition government on this account.
    
  
  
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                    How this weighs out against the nonproliferation costs is admittedly a close call. It must be conceded that the deal’s impact on multilateral diplomacy has been unhelpful. Nevertheless, any lessons that might be taught to future would-be proliferators themselves by the highly idiosyncratic situation of a country that exploded its first nuclear device in 1974, before the NSG even existed, are likely to be small in comparison with the messages sent by how the international community succeeds or fails in handling the nuclear provocations of Iran and North Korea. All in all, the jury is still out on the net impact of the India deal.
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      The Legacy of Iraq
    
  
  
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                    Finally, in discussing the Bush administration’s arms control and nonproliferation legacy, one cannot avoid discussing the debacle of the bungled assessments by the U.S. intelligence community of prewar Iraqi weapons of mass destruction and the fateful decision to invade Iraq that Bush could hardly have made without these flawed conclusions. Strictly speaking, of course, one cannot much blame the Bush administration itself for the misfortune of actually believing the mistaken analyses presented by its own intelligence professionals. The United States, as a whole, acted dramatically on mistaken conclusions, but the Bush administration cannot fairly be faulted for analytical errors by intelligence bureaucrats that began to develop years before Bush took office. 
    
  
  
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     That excuse, however, makes the resulting impact on U.S. nonproliferation policy no less significant. To my eye, the Iraqi situation has had three negative effects on nonproliferation policy.
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                    First, the flawed intelligence community assessments of Iraq have undermined U.S. credibility when it comes to mobilizing other countries in support of compliance enforcement against proliferators. It is likely that some degree of U.S. concern about any specific future proliferator will be based on intelligence information that cannot be shared publicly. The United States therefore sometimes will have no option but to say “trust me” when trying to mobilize support against emerging threats. In the wake of Iraq, however, its ability to do this has been greatly reduced, and the proliferators have been handed helpful tools of political counter-mobilization in the form of accusations, however untrue they might be, that “this is just another Iraq.”  Second, the cost of the U.S. invasion of Iraq in blood and treasure and the domestic and international controversy it has engendered have somewhat reduced the credibility of military action against future proliferators.
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                    Sadly, this need not have been the case. There was a time early in the U.S. occupation when the Iraq invasion made the threat of military counterproliferation extremely credible. This produced notable nonproliferation benefits and was surely a critical factor both in catalyzing Libya’s final decision to eliminate its WMD programs in 2003 and in what the U.S. intelligence community now says was Iran’s decision that year to halt work at least on those aspects of its nuclear weapons program that had not yet been revealed in the media. As Iraq came to be seen less as a quick victory and more as an ugly and unpopular quagmire, however, this valuable threat credibility eroded. Today, although the president’s belated surge of troops into Iraq has helped improve the situation there considerably, nonproliferation diplomats still labor under the burden of widespread assumptions elsewhere in the world that the U.S. military option remains on the table only in a nominal sense.
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                    Third, the pain and controversy of Iraq seem to have created a situation in which some would-be diplomatic or military partners have acquired a neuralgia about armed compliance enforcement even when there is a great and indisputable proliferation threat. Such feelings obviously do not bode well for the international community’s ability to deter future would-be proliferators from following the example of North Korea or Iran in developing nuclear weapons in violation of their nonproliferation obligations.
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                    It is too early to judge with any finality the Bush administration’s arms control and nonproliferation legacy. In my view, however, any reputable assessment must acknowledge and discuss its conceptual innovations on their own terms. Whether one agrees or disagrees with the administration’s approach and whatever one thinks of the specific details of its execution on a case-by-case basis, it is inadequate simply to indict the administration for failing to hew to the long-established conventional wisdom of arms control paradigms rooted in the Cold War. It is the responsibility of serious leaders to adapt their remedies to evolving global security problems, keeping old formulae where they remain appropriate to modern circumstances but fearlessly jettisoning them where they do not. The Bush administration deserves a fairer hearing in these regards than it has gotten from the arms control community. Sooner or later, this community will itself have to struggle with how to adapt its conceptual paradigms to the 21st century. When it does, whatever course they end up taking, the arms controllers will owe the Bush administration much for having opened the debate.
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    *          *          *
  

  
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      Christopher A. Ford served as U.S. special representative for nuclear nonproliferation and as a principal deputy assistant secretary of state during the George W. Bush administration. Currently, Ford is a senior fellow and director of the Center for Technology and Global Security at the Hudson Institute in Washington, D.C.
    
  
  
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    Real-world threats have fortunately matured less quickly than feared by the Rumsfeld Commission. Nevertheless, after test-firing long-range Taepo Dong missiles several years ago, North Korea is now reported to be testing a rocket engine for missiles with a range of almost 7,000 kilometers (4,300 miles), and Iran has developed a multistage booster with which it is attempting satellite launches. See “Iranian Space Adventures,” Aviation Week &amp;amp; Space Technology, October 20, 2008, p. 15; “North Korea Tests Rocket Engine,” 
    
  
    
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    , September 22, 2008, p. 26. Moreover, Israeli and other sources have claimed that North Korea provided Iran with 2,500-kilometer-range BM-25 ballistic missiles, derived from the Russian SS-N-6 submarine-launched ballistic missile, lending some credence to the commission’s warnings about the emergence of a collaborative missile proliferation industry. See David Fickling, “Iran Has Bought Long-Range Missiles, Says Israel,” Guardian.co.uk, April 27, 2006, www.guardian.co.uk/world/2006/apr/27/iran.israel; “The Iranian Missile Threat,” 
    
  
    
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    , November 10, 2006. Coupled with reports of North Korean technology swaps of ballistic missile know-how for uranium enrichment centrifuges from Pakistan, such a prospect would indeed be alarming. See “Pakistan and North Korea: Dangerous Counter-Trades,” IISS Strategic Comments, Vol. 8, No. 9 (November 2002).
  

  
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     For fiscal year 2007, for instance, the administration set a target of increasing the dismantlement rate by 49 percent, but in fact achieved a remarkable 146 percent increase. See National Nuclear Security Administration, “Nuclear Weapons Dismantlement Rate Up 146 Percent,” October 1, 2007 (press release).
  

  
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     See Christopher Ford, “Nuclear Disarmament Progress and Challenges in the Post-Cold War World” (remarks to the Second Session of the Preparatory Committee meeting for the 2010 Review Conference of the Treaty on the Non-Proliferation of Nuclear Weapons, April 30, 2008), http://geneva.usmission.gov/CD/updates/0430USstatementNPT.html (U.S. special representative for nuclear nonproliferation).
  

  
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     See “Remarks by Secretary of State Condoleezza Rice, Secretary of Defense Robert Gates, Russian Foreign Minister Sergey Lavrov and Russian Defense Minister Anatoly Serdyukov,” March 18, 2008, www.state.gov/secretary/rm/2008/03/102362.htm; Christopher Ford, “A Work Plan for the 2010 Review Cycle: Coping With Challenges Facing the Nuclear Nonproliferation Treaty” (opening remarks to the 2007 Preparatory Committee Meeting of the Treaty on the Non-Proliferation of Nuclear Weapons, April 30, 2007), www.state.gov/t/isn/rls/rm/84044.htm.
  

  
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     See Julian Barnes and Peter Spiegel, “Defense Secretary Robert Gates Fires Air Force’s Top 2 Officials,” 
    
  
    
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    , June 6, 2008.
  

  
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     Just as it perhaps required a conservative anti-Communist such as President Richard Nixon to open the door to a new relationship with China in the interest of broader U.S. strategic goals, it may be that only a president such as Bush could have succeeded with such innovative unilateralism in the arms control arena.
  

  
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     France, Germany, and the United Kingdom (the so-called EU-3) reached a deal with Iran whereby Tehran would suspend its enrichment program temporarily, in return for which the Europeans apparently agreed to derail U.S. efforts to report the issue from the IAEA to the Security Council. See “Statement by the Iranian Government and Visiting EU Foreign Ministers,” October 21, 2003, www.iaea.org/NewsCenter/Focus/IaeaIran/statement_iran21102003.shtml; Hassan Rohani [Hasan Rowhani], “Beyond the Challenges Facing Iran and the IAEA Concerning the Nuclear Dossier,” Tehran Rahbord, September 30, 2005, pp. 7-38 (translation from Farsi by FBIS, #IAP20060113336001) (recounting EU-3’s quid pro quo). This agreement and a written successor arrangement in 2004 were not honored by Iran, but a Security Council report was successfully delayed for years. See IAEA, “Implementation of the NPT Safeguards Agreement in the Islamic Republic of Iran,” GOV/2004/34 (June 1, 2004), p. 40; IAEA, “Implementation of the NPT Safeguards Agreement in the Islamic Republic of Iran,” GOV/2004/60 (September 1, 2004), pp. 7, 19, 51-53; IAEA Information Circular, “Communication Dated 26 November 2004 Received From the Permanent Representatives of France, Germany, the Islamic Republic of Iran, and the United Kingdom Concerning the Agreement Signed in Paris on 15 November 2004,” INFCIRC/637 (November 26, 2004); Mehdi Mohammadi, “Nuclear Case From Beginning to End in Interview With Dr. Hasan Rowhani (Part 1): We Are Testing Europe,” Tehran Keyhan, July 26, 2005, www.ifpa.org/pdf/Iran_102307/Rowhani_Interview.pdf (bragging about success of Iranian tactics with EU-3).
  

  
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     In October 2002, U.S. officials presented officials in Pyongyang with information obtained from intelligence sources about a clandestine uranium-enrichment effort in violation of the 1994 Agreed Framework. North Korean First Vice Minister Kang Sok Ju acknowledged that such a program existed, although North Korean officials have subsequently resumed denying it. Subsequently, Pakistani President Gen. Pervez Musharraf confirmed that renegade Pakistani nuclear weapons scientist Abdul Qadeer Khan had provided North Korea with uranium-enrichment centrifuges, while U.S. officials reported that evidence obtained in dismantling Libya’s WMD programs suggested North Korea as the origin of uranium hexafluoride provided by the Khan network to Libya for the development of nuclear weapons. (This would indicate the existence of a previously unsuspected uranium-conversion facility in North Korea, a source of feedstock for gas centrifuge enrichment.) See generally U.S. Department of State, “Adherence to and Compliance With Arms Control, Nonproliferation, and Disarmament Agreements and Commitments,” August 2005, pp. 87-92, www.state.gov/documents/organization/52113.pdf; Anthony Faiola, “N. Korea Declares Itself a Nuclear Power,” 
    
  
    
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    , February 10, 2005, www.washingtonpost.com/wp-dyn/articles/A12836-2005Feb10.html; “Khan ‘Gave N. Korea Centrifuges,’” BBC News, August 24, 2005, http://news.bbc.co.uk/2/hi/south_asia/4180286.stm; “Pakistan and North Korea: Dangerous Counter-Trades,” IISS Strategic Comments, Vol. 8, No. 9 (November 2002).
  

  
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    . Administration officials have also quite properly reminded the arms control and disarmament community diplomatic counterparts in nonproliferation fora of the role that the U.S. nuclear umbrella (“extended [nuclear] deterrence”) has played over the years in preventing nuclear weapons proliferation, helping reassure allies that their fundamental security needs can be met through their alliance relationship with Washington rather than through the pursuit of an independent nuclear deterrent.
  

  
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    . Rather than carping about U.S. skepticism on verification, an issue that does not preclude either negotiating or concluding an FMCT, arms control devotees wishing ever to see such a treaty might more usefully address their attention to Pakistan and China, which have blocked the commencement of negotiations.
  

  
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     In diplomatic parlance, nuclear negative security assurances are promises not to use or threaten to use nuclear weapons against someone; positive security assurances are promises of assistance in the event that a third party does so. It is far from clear today that any country particularly fears nuclear weapons threats or use by one of the five nuclear-weapon states recognized by the NPT, as opposed to threats or use by regimes such as North Korea or Iran or by terrorists, but it remains fashionable in NPT diplomatic circles to call for negative security assurances from the five nuclear-weapon states. The nuclear-weapon-state protocols to regional nuclear-weapon-free zone treaties customarily include what is in effect a legally binding negative security assurance. See, for example, Treaty for the Prohibition of Nuclear Weapons in Latin America and the Caribbean (Treaty of Tlatelolco), Additional Protocol II, Art. 3.
  

  
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     Interestingly, except for missile defense installations in Europe, these developments did not seem to alarm the Russians themselves very much. Even with regard to “third site” missile defenses in Europe, moreover, Russia’s public indignation, even if now perhaps internalized into something akin to sincerity, appears to have been born in contrivance and opportunism. In 2005-2006, I was reassured by Russian diplomats in official meetings that Russia fully understood that third-site plans posed no meaningful threat to Moscow’s strategic deterrent and that Russia would not object as long as the United States did not “surprise” Russia with some sudden deployment.
  

  
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    The Bush administration has not publicly voiced this idea, presumably in part because concerns about testing were only one of the reasons CTBT ratification died in the U.S. Senate in 1999. The other main public issue was over verifiability and whether a CTBT-compliant United States would risk strategic surprise from a sophisticated violator conducting small-scale weapons tests in ways designed to evade detection. Nevertheless, CTBT ratification is far more easily imaginable in the context of the RRW program providing a reliable strategic deterrent in a nontesting environment, even though it must always be remembered that U.S. ratification alone will hardly result in the CTBT actually entering into force. Pursuant to CTBT Article XIV, it requires ratification by all countries listed in an annex to the treaty. Because the requisite countries include China, India, Iran, Israel, North Korea, and Pakistan—none of whom have ratified either—one suspects that regardless of U.S. ratification, the world will have to wait a long time if it is ever to see a CTBT.
  

  
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     See “Achieving and Sustaining Nuclear Weapons Elimination,” U.S. presentation, Annecy, France, March 17, 2007, www.state.gov/t/isn/rls/other/81943.htm.
  

  
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     See “Statement by President Eisenhower at the Geneva Conference of Heads of Government: Aerial Inspection and Exchange of Military Blueprints,” July 21, 1955, in U.S. Department of State, Documents on Disarmament: 1945-1959, Volume I (Washington, D.C.: Department of State Historical Office, 1960); “Statement by the British Foreign Secretary (Macmillan) at the Geneva Meeting of the Foreign Ministers,” November 10, 1955, in U.S. Department of State, Documents on Disarmament: 1945-1959, Volume I (Washington, D.C.: Department of State Historical Office, 1960).
  

  
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     Herman Kahn, 
    
  
    
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      On Thermonuclear War
    
  
    
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     (Princeton, N.J.: Princeton University Press, 1960), p. 7.
  

  
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     Disarmament advocates also need to do better at persuading relevant players that eliminating nuclear weapons would not simply, in the words of one foreign diplomat of my acquaintance, “make the world safe again for large-scale conventional war.”
  

  
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     Office of the Press Secretary, The White House, “President Announces New Measures to Counter the Threat of WMD,” February 11, 2004.
  

  
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     The Nonaligned Movement (NAM) is a loose, informal association of countries, principally in the developing world, that has existed since 1961. During the Cold War, as its name suggests, the NAM sought to forge an identity and agenda distinct from the superpower-dominated camps, although in practice it was associated principally with opposition to Western “imperialism” and included prominent members such as Cuba, which were anything but nonaligned with regard to Cold War disputes. Today, the NAM is most visible on arms control-related issues as an opponent of U.S. policy, generally seeming to find Russia’s increased reliance upon nuclear weapons, China’s continuing if slow strategic build-up, and both countries’ ongoing strategic modernization less worthy of critical comment than U.S. efforts such as the reliable replacement warhead undertaken in connection with avoiding nuclear tests and facilitating further reductions. Iran hosted the NAM’s 15th Ministerial Summit in Tehran in 2007, and at the time of writing, Cuba chairs the movement.
  

  
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     U.S. Energy Secretary Samuel Bodman, for instance, has said it is “unproductive often to talk in terms of rights.” See Energy Secretary Samuel Bodman, press briefing, February 6, 2006, www.energy.gov/news/3171.htm.
  

  
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     See Rama Lakshmi, “Indian Leader Rescues Nuclear Deal With U.S.,” 
    
  
    
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    , July 5, 2008, p. A11.
  

  
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     U.S. intelligence appears to have been well off the mark in overestimating Iraq’s WMD capabilities since the late 1990s under President Bill Clinton. Bush’s situation in acting dramatically on the even more detailed and alarming assessments presented him by an intelligence bureaucracy run by Clinton administration holdover George Tenet might perhaps be compared to one in which a police officer encounters a violent repeat offender acting threateningly in a dark alley. If the suspect pulls a gun-like object out of his pocket and points it at the officer, the latter is quite justified in opening fire himself, even if it turns out later that the object was not actually a weapon. All one can be expected to do is to act reasonably based on available information, and the U.S. intelligence community provided ample, if mistaken, information indicating that Iraq presented a notable threat. (How well the United States initially planned and executed its Iraqi operation, of course, is a separate question and one to which the answers may be less flattering, though this is best addressed elsewhere.)
  

  
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      <pubDate>Wed, 05 Nov 2008 20:50:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p158</guid>
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      <title>Disarmament and Non-Nuclear Stability in Tomorrow’s World</title>
      <link>http://www.newparadigmsforum.com/p146</link>
      <description>A discussion on how a disarmed world might actually work, given as official U.S. views -- at least as of late 2007 -- by Ford when he served as U.S. Special Representative for Nuclear Nonproliferation.</description>
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      These remarks were presented on behalf of the United States by Dr. Christopher A. Ford, U.S. Special Representative for Nuclear Nonproliferation, at the Conference on Disarmament and Nonproliferation Issues, Nagasaki, Japan (August 31, 2007).  They long predate the establishment of this website, but we post them here -- retroactively, as it were -- to make them accessible.
    
  
    
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                    Thank you for the chance to address you today. It is a sobering task to address the issue of nuclear disarmament in one of the two places on Earth to have felt the terrible power of nuclear energy used in war, but I am grateful for the chance to offer some thoughts on this subject. As I emphasized at a United Nations conference in Sapporo earlier this week, it is very important to devote serious attention to realistic and practical thinking about how we can create the conditions that would allow the achievement of total nuclear disarmament. Supporters of disarmament must work to ensure that they can provide persuasive answers to hard-nosed skeptics who contend that disarmament is a naïve dream – or worse, a dangerous delusion. I find it encouraging that there seems to be increasing interest in undertaking serious study of the very challenging questions that arise when one considers how to make total nuclear disarmament a realistic and plausible policy option in the real world.
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                    The United States has, on multiple occasions, offered its thoughts on the kind of international security environment it would be necessary to create for total nuclear disarmament to become practical and realistic. If you are not familiar with this work, I would encourage you to become so: our papers and comments are available on the “NPT Review Cycle” website of the Bureau of International Security and Nonproliferation at the U.S. State Department.  
    
  
  
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     We do not intend these positions to be definitive statements for all time on such issues, but we do hope that they will serve as the beginning of an ongoing dialogue, as the international community works to think through some of these questions.
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                    Today, I would like to offer a some thoughts on one of the thorniest challenges that advocates of disarmament face: ensuring that a future world that has taken what Ronald Reagan and Mikhail Gorbachev once briefly considered as the so-called “zero option” 
    
  
  
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     reliably at “zero” over time. This is a formidable challenge, for logic suggests that as the number of nuclear weapons decreases, the “marginal utility” of a nuclear weapon as an instrument of military power increases. At the extreme, which it is precisely disarmament’s hope to create, the strategic utility of even one or two nuclear weapons would be huge. As we sit here today in Nagasaki, of all places, one needs little reminder that a country that possesses the 
    
  
  
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     nuclear weapons in the world sits in a position of extraordinary power.
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                    This is a sobering fact with which advocates of disarmament must wrestle, because it means that the very achievement of total nuclear disarmament could greatly increase the incentives for nuclear proliferation. It is therefore vital for any zero- option regime to be able to provide rock-solid assurances that it will be able to deter – and, if necessary, respond to – attempts to achieve “breakout” from a disarmament regime by suddenly beginning to produce nuclear weapons and thereby seize strategic advantage.
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                    This is the challenge I would like to discuss today, for I think that too little serious attention has so far been paid to this problem. Most discussions that I have heard about a zero-option world seek to answer this question – when, indeed, they do at all – simply by declaring that the U.N. Security Council needs to be reformed and empowered to enable it to take swift and effective action against a country that attempts to subvert the disarmament regime. An effective Security Council, I believe, must indeed be part of the solution if the “zero option” is to be taken seriously, but I am afraid that without a good deal more, this will not be sufficient to address the task at hand.
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                    Specifically, solutions that posit a rapid and reliable Security Council as a sort of 
    
  
  
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     that will step in, where needed, to solve disarmament’s “breakout” problems smack too much of a medicinal cure that presumes the disease already to be in remission. A world in which the permanent and rotating members of the Council will agree swiftly on action to deter and respond to any “breakout” attempt – and in which all governments will be ready and willing quickly to translate Security Council requirements and exhortations into effective concrete steps toward these ends – 
    
  
  
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     would be one in which such dramatic steps were less necessary than they are in the untidy world of today.
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                    To put it brutally, if the international community were harmonious enough to be capable of acting together so rapidly, reliably, and effectively in a multilateral forum such as the Security Council, there would probably be less need for the Council to act in the first place. In a world which has not been fully purged of ambiguity, complexity, and contestation, a credible “zero-option” regime must be able to provide some assurances against breakout that do not presuppose both a swift and resolute international consensus against any suspected violator and an unwavering willingness to bear the burdens of decisive response. More is probably needed. Friends of disarmament must be able to articulate a broader vision of 
    
  
  
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        within the context of a zero-option world, a vision which does not depend exclusively upon international consensus to ride to the rescue when problems arise. In our discussions of these matters, the U.S. Government has offered some tentative thoughts on this subject, which I would like briefly to outline for you.
      
    
    
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                    We have spoken repeatedly of the importance of developing non-nuclear means of strategic deterrence. This is today an important focus of U.S. strategic policy. Since our 2001 Nuclear Posture Review, we have been working diligently to develop and improve means of accomplishing strategic deterrent goals that no longer – as in years past – rely exclusively upon nuclear weaponry. Today, we are developing a “New Triad” of nuclear and non-nuclear strike systems, defensive measures, and improved industrial infrastructure, intelligence, and command-and-control architectures that is reducing our reliance upon the traditional Cold War “Triad” of land-based missiles, bombers, and missile-carrying submarines. The critical element for the purposes of our discussions today, of course, is that of non-nuclear deterrent means: we seek better ways to accomplish, 
    
  
  
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     nuclear weapons, strategic deterrent missions that previously could only be achieved with such weapons.
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                    This thrust is of obvious importance to the process of 
    
  
  
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     nuclear disarmament, but it also has implications for stability in a non-nuclear-weapons world. Such improved capabilities, after all, not only speak to how to make nuclear weapons seem less necessary, but also can help provide an answer to the challenge of how to convince a would-be violator that attempting “breakout” from a zero-option regime would be very much against its interests. Post-nuclear deterrent capabilities, in other words, could makenuclear weapons seem both less 
    
  
  
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                    We also have spoken of the link between disarmament stability and the development and improvement of ballistic missile defenses and other means of defeating WMD delivery. Such capabilities can, I believe, powerfully contribute to stability in a zero-option world in two ways. First, by making it harder to deliver to a target any nuclear weapon that is developed in violation of a zero-weapons regime, defenses would reduce the anticipated strategic utility of such weapons, making “breakout” less attractive and therefore presumably less likely. Second, even if defenses could at some point be surmounted, the existence of relatively robust defensive networks around the world could, at the very least, buy 
    
  
  
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     in which the international community could rally to develop or implement other means of responding to the threat. As we have seen with the world’s painfully slow responses to the ongoing threats posed by the Iranian and North Korean nuclear weapons programs, the international community does not always act decisively and swiftly. It could be valuable indeed to have a little more time before a violator could fully realize strategic benefits from zero-option “breakout.”
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                    Finally, I would like to say a word about another factor that we have noted: the possibility that the potential availability of countervailing reconstitution would need to be a part of deterring “breakout” from a zero-weapons regime. Already this possibility has been incorporated explicitly into U.S. nuclear weapons planning as a way to provide a “hedge” against a technical surprise or geopolitical risk. As directed by President Bush, and later codified in the Moscow Treaty, we are steadily reducing our numbers of “operationally deployed strategic nuclear weapons” toward the band of target numbers set by that agreement for the year 2012. At the same time, we are continuing with – and indeed accelerating – our program for dismantling nuclear weapons. We are not yet, however, dismantling every single warhead that we remove from “operationally-deployed” status. For now, at least, we feel it necessary to keep some warheads in existence, but in a non-deployed status, in case some unanticipated unfavorable change should occur in the strategic environment or a technical problem arise with any of our delivery systems or warheads that would render that portion of our deterrent ineffective.
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                    We are working, however, to make our “hedge” of non-deployed “weapons-in-being” less necessary – and thus to permit further reductions in our total stockpile of warheads. This is a slow and expensive process, but the “Complex 2030” program of the U.S. National Nuclear Security Administration is designed to shrink and modernize our nuclear weapons infrastructure in such a way that we would feel more secure in the future 
    
  
  
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     maintaining today’s numbers of non-deployed weapons. In short, we anticipate that a smaller but more responsive infrastructure will enable us to manage the geopolitical and technical risks associated with a smaller nuclear force, thus making that smaller force feasible. The possibility of countervailing reconstitution, in other words, is 
    
  
  
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     promoting disarmament because it is helping us move toward a posture in which we can reduce the number of nuclear warheads in existence as we feel less need to maintain weapons-in-being as a “hedge” against unforeseen changes in the strategic threat environment or technical surprise.
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                    These issues will, of course, require much more study, but I believe we should not ignore the possibility that this principle might be applied in order to help current nuclear weapons states reach “zero” and to deter “breakout” in a zero-option world. In other words, 
    
  
  
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     into productive capacity. This could make nuclear disarmament seem less potentially threatening to them, thereby helping to achieve the elimination of nuclear weapons. It also could help 
    
  
  
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     a zero-option regime by confronting a would-be violator with the unpleasant prospect that if it broke the rules by trying to develop nuclear weapons, it would quickly be confronted by countervailing arsenals.
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                    This is not a principle that could safely be generalized, of course, any more than I think the universal availability of fissile-material production capabilities in today’s world could safely be contemplated alongside meaningful nonproliferation assurances. Strategies that manage risk through a responsive production base rather than weapons-in-being, however, might offer friends of disarmament a way to respond to the challenge of 
    
  
  
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     a zero-option regime alive in the face of the proliferation incentives that such a regime would itself help to increase. It is, at any rate, food for thought.
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                    Having offered these suggestions, let me wrap up by sharing a more personal thought. I have with me today a very kind gift that I received last April from the mayor of the city of Hiroshima. It is a small tapestry depicting the Atomic Bomb Dome, a World Heritage Site that now forms the centerpiece of the Hiroshima Peace Memorial Park and lies near the cenotaph of the victims of the atomic bombings of August 1945. I have carefully kept this gift, and I brought it with me on this trip, because it helps keep me focused upon two important points. Most obviously, it is a sobering reminder from the past for disarmament advocates, nonproliferation experts, and deterrence strategists alike.
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                    But I also keep this tapestry because the costly closing act of the long and ugly saga of the Second World War reminds me of how rooted disarmament issues necessarily are in the broader context of international tension and conflict – and of how important it is that we address disarmament issues with the thoughtfulness that they deserve in all the complexities of this context. This piece of cloth thus has been valuable to me not only as a warning but also as a source of inspiration and hope that our collective wisdom will prove equal to the task.
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                    I have tried today to sketch out some ways in which it might be possible to help answer the questions that must be addressed if we are serious about trying to move toward a disarmed world. I do not expect that everyone will necessarily agree with these ideas. But I hope that there is no disagreement on the importance of addressing as clearly and realistically as we can the challenges that would be entailed in achieving and sustaining the elimination of nuclear weapons in our decidedly complicated world. There could hardly be a more appropriate place to rededicate ourselves to this goal than here in Nagasaki.
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      <pubDate>Fri, 31 Aug 2007 18:50:00 GMT</pubDate>
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      <title>The Promise and Responsibilities of Peaceful Uses of Nuclear Energy</title>
      <link>http://www.newparadigmsforum.com/p1520</link>
      <description>Note:
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United States efforts to promote international nuclear cooperation and spread the many benefits of nuclear technology long predate the formation of [...]</description>
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      The following remarks were delivered by Dr. Ford when serving as U.S. Special Representative for Nuclear Nonproliferation, to the
      
    
      
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         19th Annual United Nations Conference on Disarmament Issues, held in Sapporo, Japan, on August 27, 2007.
      
    
      
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                    United States efforts to promote international nuclear cooperation and spread the many benefits of nuclear technology long predate the formation of the International Atomic Energy Agency (IAEA) in 1957 and the opening for signature of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) in 1968. They date, in fact, at least from President Dwight Eisenhower's "Atoms for Peace" speech to the United Nations General Assembly in 1953. In that seminal address, Eisenhower proposed a broad international approach to promoting the peaceful uses of nuclear power worldwide, suggesting to this end the creation of an international atomic energy agency and a system of nuclear safeguards. Ever since that famous address, the promotion of international nuclear cooperation has been a consistent U.S. commitment. Today, with the world's energy needs increasing dramatically, particularly in the developing world, even as the environmental perils of fossil fuel consumption become ever more obvious, it is a U.S. policy priority to make the use of nuclear energy to generate electrical power more available to the populations of the developed and developing worlds alike.
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                    Nuclear energy first developed in the crucible of a desperate global conflict. It was pioneered as a weapon of war before it became a tool of peace and development. Nuclear energy thus has always had a Janus-faced aspect, offering humankind both great peril and extraordinary promise. Nuclear weapons scientist Robert Oppenheimer's well-known quotation from the 
    
  
  
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     upon witnessing the first nuclear weapons test drew from a verse which, in its entirety, references not just the destructive power of Death, but also the creative power that forms the origin of things yet to be. Nuclear technology is like that: it embodies a nearly unbelievable power to destroy, but at the same time an extraordinary power to create - to enrich our lives, to provide the electric power by which we may read at night, to produce potable water from the ocean's brine, to help cure deadly diseases, and to enable science and industry to advance in innumerable ways that can improve the quality of life for people in all societies.
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                    This paradigmatically "dual-use" nature of atomic energy is why promoting its peaceful uses is such a great responsibility. There has, no doubt, been a tension between the use and misuse of technology for as long as mankind first discovered how to use stone tools and fire, but nuclear energy brings this tension perhaps to its pinnacle. Today, we must exercise enormous vigilance in order to ensure that our knowledge does not overmaster our wisdom.
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                    This tension between use and misuse has always been a challenge for efforts to promote international nuclear cooperation. Simply put, it is the responsibility of all of us to ensure that such promotion remains a force for good in the world, and does not become instead a vehicle for destruction and instability, and that its promotion does not usher in an age of nuclear proliferation that would seriously enhance the danger of a nuclear war which - as the NPT's Preamble puts it - would visit devastation upon all mankind.
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                    International efforts to promote nuclear energy have not always involved what, it is clear today, were wise choices. For some years, for instance, nuclear cooperation programs helped build research reactors around the world that were fueled on highly-enriched uranium (HEU) that was usable (or nearly usable) directly in nuclear weapons. Now, we recognize that having so much HEU spread around the world does not serve nonproliferation interests - and furthermore, that there is no need even to consider taking such risks when there are high-flux light-water reactors available that can run on low-enriched uranium (LEU) fuel. Accordingly, since 1978, the United States has spent enormous sums of money to help return HEU to its countries of origin, and to convert nuclear reactors around the world from HEU to LEU cores without loss of productive efficiency. The "Reduced Enrichment for Research and Test Reactors" (RERTR) program of the U.S. Department of Energy and the U.S. Global Threat Reduction Initiative (GTRI) seek to minimize and, if possible, eliminate the use of HEU in civil nuclear programs throughout the world. RERTR, for instance, has identified approximately 130 research and test reactors worldwide, including in the United States, as candidates for conversion - and has already converted, fully or partially, more than 50 of those reactors. Under GTRI, the RERTR program has set an aggressive goal to complete the conversion of all such identified research reactors by 2018, as well as to develop LEU-based "targets" for the production of valuable medical isotopes.
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                    More dramatic still, it is worth remembering that for a number of years, it was seriously thought that nuclear explosive devices would themselves have important "peaceful" applications - as giant excavating tools, perhaps. In the negotiations over drafting the NPT, for instance, a surprising number of governments supported deliberately spreading what was in effect nuclear weapons technology in order to give countries the ability to utilize "peaceful nuclear explosions" (PNEs) of this sort. Some even tried to have PNE technology-development described in the Treaty as a "right." Fortunately, nothing so foolish was actually done, but Article V of the NPT nonetheless makes theoretical provision for the NPT nuclear-weapon states to supply PNE 
    
  
  
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     to the developing world. Clearly, enthusiasms for peaceful nuclear applications sometimes can overwhelm the good sense of suppliers and recipients alike.
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                    History thus shows that well-meaning people do not always take positions on peaceful uses that genuinely serve the overarching global interest in nonproliferation. In addition, unfortunate instances have occurred in which assistance for peaceful purposes was later misused to support a weapons program; we have learned from this, and improved mechanisms to address similar problems in the future. It is clear that the international community is capable of recognizing mistakes and correcting them - and of finding ways to expand international nuclear cooperation in more responsible ways. This illustrates the need always to consider the peaceful uses of nuclear technology through the prism of what President Eisenhower, in his "Atoms for Peace" speech, referred to as "elementary prudence."
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                    Today, the world faces a loosely analogous dilemma: how to deal with the spread of nuclear fuel-cycle technology - specifically, uranium enrichment and plutonium reprocessing - that can give its possessors the capability, at their option, to produce fissile material usable in nuclear weapons. This was a problem of far less concern in the past, in part because when the NPT was being negotiated, enrichment technology was available to very few countries, and was commonly treated as tightly-controlled national security information precisely because of its obvious utility in making nuclear weapons. As one official from the Australian Safeguards and Non-Proliferation Office put it recently, "[u]ntil the 1990s[,] it was assumed that development of enrichment capability would be beyond the technological means of most states."[1] (Reprocessing technology was also quite restricted.)
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                    Today, however, thanks in part to indigenous development efforts and in part to the activities of A.Q. Khan and his ilk, enrichment technology is increasingly available - and there exists a conflict between the spread of peaceful fuel-cycle activity and nonproliferation good sense. The proliferation of ENR capabilities also poses challenges for IAEA nuclear safeguards, particularly in terms of detecting undeclared activities and providing assurances of their absence, and ensuring timely warning of the diversion of materials for improper purposes sufficient to permit an effective response. (As President Bush noted in his Joint Declaration with Russian President Putin in July 2007, we also need to ensure that the IAEA has the resources it needs to meet its safeguards responsibilities as nuclear power expands worldwide.) Moreover, even if its facilities are adequately safeguarded, a non-nuclear-weapon state that could produce fissile material upon demand is a country that has already acquired what the IAEA Director General has called a "virtual" nuclear weapons program - a dangerous capacity for at-will "breakout" from the NPT regime. Such developments clearly fly in the face of elementary nonproliferation prudence.
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                    The examples of HEU reactors and PNEs, however, demonstrate that such dilemmas can sometimes be solved in ways that both prevent or reduce proliferation dangers 
    
  
  
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     support the continued expansion and deepening of peaceful international nuclear cooperation. The HEU problem is now being addressed by an effective conversion program for research reactors, and by the development of suitable LEU-based targets and processes for producing medical isotopes. And if PNEs had shown the economic and environmental feasibility that many had expected - which turned out not to be the case, although that is another story - the NPT's Article V would have provided a means by which they could be supplied by NPT nuclear-weapon states, allowing their 
    
  
  
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                    Similarly, efforts are underway today to solve the proliferation challenges of ENR by a combination of new technological developments and the provision of services by technology possessors. The U.S. Global Nuclear Energy Partnership (GNEP), for instance, seeks to develop over time more proliferation-resistant nuclear processes, ways to produce less spent fuel, better safeguards methods, more proliferation-resistant reactors optimized for the needs of the developing world, and innovative ways of providing "cradle-to-grave" fuel services from enrichment through spent-fuel handling and disposal. The United States is also working with other countries to develop a coordinated nuclear fuel-supply system that would complement the robust and reliable international nuclear fuel market that currently exists - and which would thus provide even more assurances against fuel-supply interruptions with regard to peaceful energy generation in any country that follows the rules of the nonproliferation regime. Such mechanisms hold out the promise not simply of making the spread of ENR technology even more unnecessary, but also of permitting international nuclear cooperation to continue to expand in proliferation-responsible ways.
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                    There is still time for the world to act upon elementary prudence and work together on new arrangements that will eliminate any need for countries to consider the costly and unnecessary - and therefore uneconomical - investment in the most sensitive nuclear fuel cycle capabilities. With many countries considering new or expanded nuclear power programs, now is the time to address what the IAEA Director General has called the "Achilles Heel" of the nuclear nonproliferation regime. Furthermore, such prudence, I emphasize, does not need to carry with it 
    
  
  
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     cost in terms of foregone economic or developmental opportunities. We have the very real prospect before us of perhaps being able - as the English saying goes - to have our cake and eat it too. But we can take advantage of such an opportunity only if we do not let ill-considered enthusiasms run away with us.
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                    There is every reason for us all to follow such elementary prudence, and no good reason not to. As I have noted before, some have asserted that any State Party in demonstrable compliance with the NPT has a specific right to develop the full nuclear fuel cycle, and that efforts to restrict access to the relevant technologies is inconsistent with the NPT. The Treaty is silent on the issue of whether compliant states have the right to develop the full nuclear fuel cycle, but as I have noted elsewhere, it does provide for discretion on the part of supplier states regarding the nature of their cooperation with other states. Sharing specific technology, especially technology problematic from a proliferation standpoint, is certainly not required by the NPT. Article IV of the Treaty, for instance, does not require any specific sharing of nuclear technology between particular States Party, nor does it oblige technology-possessors to share any specific materials or technology with non-possessors. (Efforts during the NPT negotiations to incorporate a duty to share in the applications of nuclear energy were proposed, debated, and rejected - and in any event were likewise not specific as to particular technologies.) Indeed, supplier states must consider, under the circumstances particular to every proposed transfer, whether certain assistance is consistent with Article I and Article III obligations. Moreover, it makes sense with regard to the overall objective of the NPT - strengthening international peace and security by halting nuclear proliferation - for suppliers to consider whether such assistance is consistent with the Treaty's nonproliferation purposes and other relevant international undertakings.
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                    Whatever one thinks of Article IV, however, U.S. officials have emphasized that participation in programs such as our GNEP initiative will be entirely 
    
  
  
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    . We do not seek to impose new obligations on states, infringe on sovereign decisions concerning energy policy, or question the NPT's promise of peaceful nuclear sharing. Instead, our efforts focus upon incentives to reduce risks and make nuclear power a more attractive option for states. The GNEP effort, for instance, will not view states in terms of "haves" and "have-nots." Rather states will either "choose" or "choose not" to participate in GNEP. Fundamentally, it's really about choices: whether states are ready to work together to be part of a safer and more secure fuel cycle that will not carry the same proliferation risks that we currently deal with today.
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                    In the end, despite the very real challenge presented today by the spread of ENR and "virtual" nuclear weapons programs, I believe that the real lesson of history for peaceful nuclear uses is one of hope. Despite the spread of much nuclear technology to the four corners of the world and the ever-greater expansion of international nuclear cooperation, we have not yet seen the development of the highly unstable, highly proliferated world that many expected by the beginning of the 21
    
  
  
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     Century. Despite having for a time promoted HEU reactors and even considered PNEs, participants in the NPT regime have been willing to walk away from unnecessary, economically irrational, or dangerous technology-sharing ideas even as valuable cooperative efforts have managed to expand in more responsible ways. If we keep our wits about us, we can surmount today's ENR challenges too, and help the NPT regime serve all countries' interests - in international peace and security 
    
  
  
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     in increased nuclear cooperation - as well, or better, over the next forty years as it has over the last.
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      <pubDate>Tue, 28 Aug 2007 00:44:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1520</guid>
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      <title>Some Thoughts on Disarmament Ethics in the Real World</title>
      <link>http://www.newparadigmsforum.com/p151</link>
      <description>These remarks were presented on behalf of the Bush Administration in 2007 by Ford when he served as U.S. Special Representative for Nuclear Nonproliferation.  They are reprinted here for the convenience of NPF readers.</description>
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      These remarks were presented on behalf of the United States by Dr. Christopher A. Ford, U.S. Special Representative for Nuclear Nonproliferation, at the 19th Annual United Nations Conference on Disarmament Issues, inSapporo, Japan (August 27, 2007).  They long predate the establishment of this website, but we post them here -- retroactively, as it were -- to make them accessible.
    
  
    
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                    Thank you for the chance to address this conference, and for the hospitality of our hosts and the conference organizers. I am pleased to have the opportunity to offer you some thoughts on the important issue of disarmament.
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                    Usually, in addressing issues of disarmament, I focus upon the excellent U.S. record of achieving reductions in numbers of nuclear warheads, delivery systems, and the material for nuclear weapons, our ongoing work to reduce reliance on nuclear weapons in favor of non-nuclear means of effecting strategic deterrence, thereby creating the possibility of further reductions in stockpile numbers, and our efforts to ban the production of fissile material for nuclear explosive purposes. Today, however, I would like to take a different approach and offer some thoughts on the 
    
  
  
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                    Too often, it seems to me, disarmament issues are approached from an ethical perspective, as if in a confrontation between adherents of rival revealed religions. For one side, the moral imperative of disarmament is so transcendently obvious that it brooks no delay and bears no qualification. For the other, it is the 
    
  
  
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     of such a course and the odds against its success that are obvious. Each side has a tendency to regard the other as foolish – or worse. There is little chance for dialogue between such positions. Thus, I would like to offer some thoughts on how it might be useful to think about disarmament ethics in the early 21st Century, and why I persist in thinking that there is room for useful conversation between disarmament proponents and skeptics.
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                    To talk sensibly today about disarmament ethics, I believe one needs to be clear about the context in which we face disarmament choices. The context is one embedded inescapably in the complexities of an untidy world in which nuclear weapons have long formed part of the fabric of international relationships. It is the complexity of this context – that is, the way disarmament issues are inescapably embedded in the real world – that I think makes disarmament ethics so interesting when they are taken seriously. It is this complexity which leads me to believe that there remains scope for dialogue between advocates and skeptics.
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                    My focus today will 
    
  
  
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      if we wish to get rid of nuclear weapons, how do we do so in a way that is consistent with the values that lead us to be interested in disarmament in the first place?
    
  
  
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     to be an adherent of consequentialist ethics to have strong views on disarmament. A religious pacifist, for instance, might well take the position that inflicting harm is sinful, whereas merely suffering it is not, and that morality requires our repudiation of all tools of killing – even if this were to lead to terrible consequences such as enslavement by a totalitarian regime.
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                    Most discussions of disarmament, however, partake heavily of consequentialist ethics. Nuclear weapons usually are thought to be more troubling than conventional weapons because of the scale and rapidity of the destruction that they are capable of causing, and one often hears it argued that it is precisely 
    
  
  
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     of the potential consequences of their use that total nuclear disarmament is a moral imperative. And one does not hear variations on such themes merely from peace activists. The very first preambular paragraph of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), in fact, explains that NPT States Party had negotiated the Treaty after  “[c]onsidering the devastation that would be visited upon all mankind by a nuclear war and the consequent need to make every effort to avert the danger of such a war and to take measures to safeguard the security of peoples.”
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                    Accordingly, I suspect that most of us who deal with disarmament, on all sides of the debate, are highly consequentialist. (Even my hypothetical pacifist might tip his hat in this direction, lest he be forced to find knives and handguns morally indistinguishable from a thermonuclear bomb.) So let’s grant that consequences matter.
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                    Having admitted this, however, we are led quickly into deep waters because we are then not permitted to ignore what might happen along the road to nuclear disarmament – and we must weigh alternative paths to disarmament against one another, at least in part, on the basis of our anticipations about their possible consequences. Indeed, disarmament 
    
  
  
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     should stand as our paramount objective only to the extent that it would bring consequences that we can expect with confidence will be better (or at least no worse) than any achievable alternative 
    
  
  
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      short
    
  
  
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     of the total elimination of nuclear weapons.
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                    This is why disarmament ethics is so interesting today. Most treatments of this issue date from Cold War days, when two globe-spanning ideologically competitive power blocs faced each other with bared teeth, each armed with vast arsenals of thermonuclear devices, a general exchange of which could perhaps extinguish all of humanity. A serious consequentialist, however, cannot, in moral conscience, simply evaluate nuclear disarmament by assuming it to be a choice between holocaust and total abolition. (At the very least, he must 
    
  
  
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     such an assumption if he makes it.)
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                    More likely, disarmers will have to defend the achievability and the desirability of nuclear disarmament when it is measured not merely against the changed strategic circumstances of the 
    
  
  
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     post-Cold War era, but also against any 
    
  
  
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      other
    
  
  
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     potential nuclear weapons futures that do not involve complete elimination.
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                    Moreover, alternative ways of structuring a disarmed world may need to be evaluated against each other on the basis of their fidelity to other values that we prize, and in light of the viability of each such disarmament regime over the long term. Consideration of the anticipated consequences of alternative courses of action in the real world points us to the insight that nuclear disarmament is 
    
  
  
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     an end in itself. It is, instead, a 
    
  
  
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      means 
      
    
    
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        toward the achievement of a world that is “better” in some morally significant way sufficient to justify whatever costs may be entailed by its achievement – or in the transition thereto.
      
    
    
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                    Please do not mistake my point. I am not arguing that total nuclear disarmament cannot stand up well to such questioning. I suggest merely that it 
    
  
  
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     do so if it wishes to be taken seriously.
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      New Thinking on Disarmament 
    
  
  
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        Fortunately, there appears to be increasing interest in trying to answer serious questions about how governments actually might move this untidy world in that direction. Certainly, realistic and practical thinking about how to achieve and sustain disarmament is much needed. After all, wishful thinking is not a strategy, and is surely an unpersuasive response to hard-nosed skepticism.
      
    
    
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                    Intriguingly, however, there seems to be great interest these days in the thorny questions that arise when one attempts to think seriously about this. One of the best-known manifestations of this new interest came from outside government circles, with a January 2007 op-ed piece in the 
    
  
  
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     by former U.S. Secretary of State George Shultz, former Defense Secretary William Perry, former National Security Advisor and Secretary of State Henry Kissinger, and former Senator Sam Nunn.[1] From the other side of the former Cold War, former Soviet premier Mikhail Gorbachev also has spoken out.
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                    Current U.S. Government officials also have spoken publicly on these subjects. Our comments have tended to focus less upon building laundry lists of traditional arms control steps than upon the more subtle challenges of creating strategic conditions in which it would become both possible and desirable for nuclear weapons possessors to abandon their arsenals. The new U.S. emphasis, in other words, is not so much upon 
    
  
  
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     would have to be done to control and eliminate nuclear weapons as upon 
    
  
  
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      the circumstances under 
      
    
    
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          which
        
      
      
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         such comparatively mechanical or technical tasks would become realistic – that is, upon the practical challenges of making nuclear disarmament feasible and persuasive as an actual deliberate policy choice. Our ambassador to the Conference on Disarmament in Geneva, for instance, has called upon her colleagues to think realistically about how to “create an environment in which it is no longer necessary for anyone to rely upon nuclear weapons for security” and offered some thoughts on what this might mean.[2] The United States also released a detailed series of papers on disarmament issues in advance of the 2007 NPT Preparatory Committee meeting that not only lay out for public view the U.S. record and position on disarmament,[3] but also begin to sketch out a vision for how the international community might achieve and sustain a world free of nuclear weapons.[4]
      
    
    
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                    These pronouncements focus upon the need to make greater progress in the vital task mentioned in the NPT Preamble – that of easing tensions and strengthening trust in order to facilitate the cessation of the manufacture of nuclear weapons and their elimination. Reducing those competitive dynamics between nations that may make the development (and the retention) of nuclear weapons seem a prudent course is clearly important. Moreover, these statements stress the importance of ensuring solid adherence to nonproliferation obligations, the suppression of WMD-related trafficking, the elimination of 
    
  
  
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     forms of WMD against the use of which nuclear weapons might provide a useful deterrent, the development of ways to meet strategic deterrent needs by 
    
  
  
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    -nuclear means, the role of ballistic missile and other defenses in containing the dangers of “breakout” from a disarmament regime, and the importance of creating a system capable not merely of detecting but also of deterring (and, if necessary, responding to) such “breakout.” By focusing less upon the more frequently debated “how-to-do-it” questions of controlling fissile material, verifying reductions, or physically eliminating weapon systems than on the as the “why-to-do-it” questions of how to create the underlying conditions that would make disarmament a reasonable policy choice, I believe that these U.S. initiatives could represent an important contribution to disarmament debates.
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                    Indeed, there seems to be growing interest in more realistic and practical studies of how to achieve disarmament. In one of her last official acts as British Foreign Secretary, for example, Margaret Beckett delivered an address in June that cited the 
    
  
  
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     op-ed, welcomed the U.S. State Department’s recent disarmament-related initiatives, and called for new “vision and action” aimed not only at reducing warhead numbers, but also at “limit[ing] the role of nuclear weapons in security policy.”[5]
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                    Though also calling for a number of traditional disarmament-related measures, Beckett stressed the importance of transparency and confidence-building measures in strategic relations and called for more progress in what she described as “the hard diplomatic work on the underlying political conditions – resolving the ongoing sources of tension in the world” in order to help build a “new impetus for global nuclear disarmament.” Foreign Secretary Beckett also called attention to work getting underway in the “think tank” community, in part funded by the British Government, with the aim of helping “determine the requirements for the eventual elimination of all nuclear weapons,” and addressing what she described as “perhaps the greatest challenge of all – what path [we can] take to complete nuclear disarmament that avoids creating new instabilities potentially damaging to global security.”
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                    Such work clearly is to be welcomed to the extent that it attempts sincerely to grapple with the many questions that disarmament raises. The fact that people now seem to be trying to address such challenges is greatly encouraging. Indeed, I suspect that even those who think that nuclear disarmament is impossible – or who simply do not desire it –can find common cause in at least one important respect with those who seek to achieve disarmament. Specifically, both groups should encourage serious attention to the practical policy challenges that necessarily would arise in creating and sustaining a world free of nuclear weapons. I would imagine that disarmament skeptics would expect that serious study of these questions would highlight the difficulty of answering them, and – if such skeptics are correct in their assessment of disarmament’s impossibility or undesirability – such serious attention presumably would help undercut disarmament enthusiasm by disarming the disarmers, as it were. Conversely, for disarmament’s ardent advocates, studying these questions is vital because answering them is the only way ever to achieve the goal of eliminating nuclear weapons. Both the “pro” and the “anti” camps perhaps can agree on the importance of giving realistic and practical attention to disarmament. It is only the 
    
  
  
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     supporters of disarmament – the sophists who care about it as an instrument of political coup-counting against the nuclear weapons states rather than as a means of accomplishing anything constructive – who should dislike asking and struggling with these issues. For myself, I’m glad to see thoughtful people grappling with the subject.
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      The Morality of Disarmament
    
  
  
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                    In this regard, therefore, I would like to highlight an issue mentioned by Foreign Secretary Beckett that helps point us back to the overall issue of disarmament ethics. I speak of the challenge of ensuring that we do not destabilize the international environment as disarmament proceeds, and that the world we end up with is in fact a better one – in whatever ways mean most to us – than any other world we might be able to achieve that 
    
  
  
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     nuclear weapons.
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                    It is hardly a secret that the security of some countries depends, in part, upon the possession of nuclear weapons by others. During the Cold War, when the countering of Soviet numerical superiority in conventional arms was essential, the U.S.-Japanese relationship sustained a strategic balance in the region that avoided war, preserved democracy, and prevented the further proliferation of nuclear weapons – all at the same time. The overall U.S. security relationship with Japan and South Korea has helped those countries feel less threatened by China’s development of nuclear weapons and provides a stabilizing force that helps assure their security in the face of North Korea’s violation and abandonment of its 
    
  
  
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        nonproliferation obligations by pursuing nuclear weapons.
      
    
    
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                    These dynamics illustrate the importance of being a thoughtful consequentialist as one pursues disarmament. I do not mean to suggest that disarmament is undesirable because some present-day security relationships depend partly upon nuclear weapons. The United States has been clear that we 
    
  
  
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    wish to achieve the goals articulated in the Preamble and in Article VI of the NPT. I do, however, mean to argue that those who are serious about disarmament must necessarily struggle with the real dilemma of how to move in that direction without creating more instability and danger than such progress would remove. A disarmament solution ought not to become the world’s new security problem.
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                    This leads us to the challenge of being confident that a realistically achievable disarmed world actually would be better than any achievable alternative. The literature on disarmament from Cold War days is full of disputes between those who argued the benefits of nuclear weapons in suppressing war between the Great Powers and those who found the potential for nuclear weapons use so horrifying as to deny them any legitimate role in security policy. You are no doubt familiar with these arguments.
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                    These issues have not disappeared, but they may have developed, under contemporary circumstances, in ways that have moral significance. The superpower rivalry of the Cold War has abated. Many perceive in these changed circumstances a window for disarmament, and indeed the changed relationship between the United States and Russia 
    
  
  
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     made possible extraordinary changes. We have seen many thousands of weapons eliminated on both sides, the abandonment of thousands of delivery systems, policy moratoria on nuclear testing, commitments not to produce fissile materials for nuclear weapons, and – at least on the United States’ part – efforts to reduce reliance upon nuclear weapons by developing non-nuclear means of strategic deterrence.
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                    These very changes, however, have also affected the other side of the equation. The world when the NPT was opened for signature was one that seemed to present some very stark moral choices. The argument that there existed an overwhelmingly important global interest in preventing nuclear war was at a zenith, for to fear nuclear weapons in 1968 meant to fear a general exchange between U.S. and Soviet forces – a vast, convulsive spasm employing scores of thousands of nuclear weapons. More alarming than the weapons themselves, in fact, was the context in which they were wielded. With the superpowers gripped in a rivalry that led each to see the other as seeking to conquer and enslave it, and with global politics polarized into a zero-sum game of alliance bloc competition and endemic tension, a nuclear World War Three was a very real possibility. As the U.S. Catholic Bishops put it in their 1983 pastoral letter, “[a]pprehension about nuclear war” was “almost tangible and visible.”[6] Not for nothing was this balance known as the “balance of terror.”
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                    Fortunately, that world is not ours today, and we should recognize that these changes may have significance as we discuss the morality of disarmament. To be sure, even though the numbers have come down remarkably, a large number of nuclear weapons remain in the world – enough, if they were all used, to cause catastrophic harm. To this extent, the ethical issues raised during the Cold War retain salience.
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                    Nonetheless, the 
    
  
  
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     of nuclear weapons use between the Great Powers is vastly less than it once was. The odds of use by the NPT nuclear-weapon states through miscalculation have lessened with the ebbing of superpower tensions, and the odds of 
    
  
  
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     use by these powers happily now seem quite small indeed. Today, in fact, the greatest threats of nuclear weapons use in our 21st Century world would seem not to stem from the NPT nuclear weapons states at all, but instead from the acquisition of weapons by new proliferator regimes such as Iran and North Korea, from the possibility of terrorists acquiring such devices, or from escalation or miscalculation involving or among NPT 
    
  
  
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                    Such dynamics have moral significance because to a consequentialist, applying moral reasoning to a policy problem such as disarmament involves weighing the various realistically-available alternatives against each other. Whether or not one accepts that post-Cold War circumstances already have reduced the likelihood of nuclear weapons use in morally significant ways, it is likely that at some point, further movement towards disarmament 
    
  
  
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     do so, at least for today’s five official nuclear-weapon states. (That is, obviously, disarmament’s 
    
  
  
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    .) To the extent that this occurs, such progress also may affect how disarmament weighs, as a moral policy choice, against whatever alternatives may exist – including alternatives that involve the continued existence of at least some nuclear weapons. Put bluntly, friends of nuclear disarmament need to be able to make the case that it is a moral imperative not merely when weighed against the Cold War balance of terror, or against the 
    
  
  
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    -armed nuclear world of 2007, but also against 
    
  
  
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                    A truly fundamentalist position on nuclear disarmament presumably would hold that 
    
  
  
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     world with no nuclear weapons is indeed better than 
    
  
  
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     world with them. Most of us, however, would probably find this position untenable – as indeed I do. Mass slaughter, tragically, is not a phenomenon unique to the nuclear- armed world, and humans had little difficulty butchering each other before or after August 1945. It is, unfortunately, not necessary to remind people here in Japan, for instance, of the tragic cost of large-scale conventional bombardment of urban areas in terms of civilian lives lost, housing destroyed, and economies ruined. The Second World War was indeed a dark period in history, but this very darkness should remind us that it was only at the 
    
  
  
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     numerical levels of the following decades that the specter of nuclear warfare acquired the full measure of its peculiar monstrousness over and above the myriad other horrors that technological Man can inflict upon his brother.
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                    This is why moral reasoning sensitive to context and complexity is so necessary in thinking about disarmament. To state things provocatively, if it is the objective of disarmament to reduce the dangers of mass killing, it would not be a moral choice to exchange our world today for the world of 1941. (The framers of the NPT, in fact, were probably hinting at this with their reference in both the Preamble and Article VI to the importance of general and complete disarmament.) I state it this way not because I believe that Great Power war is the most likely alternative to today’s still partly nuclear-armed world, but rather to reemphasize that assessment of the available alternatives – and their likelihood – is morally relevant when thinking about disarmament. (I also note that disarmament advocates may not necessarily hinge their arguments exclusively on mass-killing grounds. How various futures rate against each other with respect to environmental risks, resource-allocation, or other criteria, for instance, is another question that may require answering.) It is precisely because 
    
  
  
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    -nuclear worlds might be worse than 
    
  
  
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     nuclear worlds that we must engage in the careful value-prioritization and value-balancing that constitutes moral reasoning.
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                    Consequently, any serious disarmament ethicist must consider the arguments of nuclear weapons’ defenders that such armaments can, in certain circumstances at least, 
    
  
  
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     international stability. By the same token, any effort to achieve the elimination of nuclear weapons must consider carefully how to ensure that the world that results is one that we all would be proud to have helped create.
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                    This is why I believe that we stand at such an important juncture today. Circumstances have changed dramatically since the end of the Cold War – and if not sufficiently for the danger of nuclear war to have disappeared, then at least enough to provide hope for the future and to teach us something about how more might be possible. Moreover, today’s policy community seems interested in grappling with the difficult questions that it will be necessary to answer if we are ever to achieve nuclear disarmament.
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                    A sustained and serious effort to think practically and realistically about the challenges of disarmament is itself, I submit, a moral imperative. As the feminist theorist Jean Bethke Elsthain has suggested, it is indefensible to proclaim “‘solutions’ that lie outside the reach of possibility.” Such proposals do not represent progress at all, for they “covertly sustain[] business as usual”[7] by merely 
    
  
  
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     to present alternatives. Today, it falls to officials, experts, activists, and academics such as ourselves to study carefully how we might make nuclear disarmament a realistic, practical, and desirable alternative to a nuclear-armed world. This is a formidable challenge, and it is perhaps not a foregone conclusion that disarmament can be achieved. Such serious study, however, is a challenge from which we dare not shrink.
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                    Thank you.
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                    [1] George P. Shultz et al., “A World Free of Nuclear Weapons,” 
    
  
  
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     (January 4, 2007), at A15.
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                    [2]  U.S. Ambassador Christina Rocca, “Creating the Environment Necessary for Nuclear Disarmament,” remarks to the Conference on Disarmament (February 6, 2007).
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     U.S. Special Representative Christopher Ford, “Disarmament, the United States, and the NPT” (March 17, 2007); “The United States and the Fissile Material Cutoff Treaty” (March 17, 2007).
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                    [4]  U.S. Special Representative for Nuclear Nonproliferation Christopher Ford, “Achieving and Sustaining Nuclear Weapons Elimination” (March 17, 2007); and U.S. Special Representative for Nuclear Nonproliferation Christopher Ford, “Facilitating Disarmament” (March 17, 2007).
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                    [5]  Foreign Secretary the Rt. Hon. Margaret Beckett, MP, “A world free of nuclear weapons?” remarks at the 2007 Carnegie International Nonproliferation Conference, Washington, D.C. (June 25, 2007).
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                    [6]  U.S. Catholic Conference, “The Challenge of Peace: God’s Promise and Our Response,” 
    
  
  
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      Origins
    
  
  
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    , vol.13, no.1 (May 19, 1983), at 1, 1.
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                    [7]  Jean Bethke Elshtain, “Reflections on War and Political Discourse: Realism, Just War, and Feminism in a Nuclear Age,” 
    
  
  
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      in Just War Theory
    
  
  
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     (Jean Bethke Elshtain, ed., Oxford: Blackwell, 1992), at 260, 275.
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      <pubDate>Mon, 27 Aug 2007 19:07:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p151</guid>
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      <title>A Work Plan for the 2010 Review Cycle: Coping with Challenges Facing the Nuclear Nonproliferation Treaty</title>
      <link>http://www.newparadigmsforum.com/p1527</link>
      <description>Note:
The following remarks were delivered by Dr. Ford when serving as U.S. Special Representative for Nuclear Nonproliferation, as the U.S. Government's opening remarks to the 2007 Preparatory Committee Meeting of the Treaty on the Non-Proliferation of Nuclear Weapons, in Vienna, Austria, on April 30, 2007.
Thank you, Mr. Chairman.
As we begin a new review cycle for [...]</description>
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        The following remarks were delivered by Dr. Ford when serving as U.S. Special Representative for Nuclear Nonproliferation, as the U.S. Government's opening remarks to the 
      
    
      
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        2007 Preparatory Committee Meeting of the Treaty on the Non-Proliferation of Nuclear Weapons, in 
      
    
      
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        Vienna, Austria, on 
      
    
      
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                    Thank you, Mr. Chairman.
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                    As we begin a new review cycle for the Nuclear Nonproliferation Treaty (NPT), it should be clear to everyone that this is indeed a pivotal time for the Treaty. The Treaty confronts tremendous challenges, as well as remarkable opportunities, about which I would like to speak briefly before offering the United States' suggestions about how the States Party assembled here today can help the NPT better achieve its objectives.
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      I.           Challenges and Opportunities 
    
  
  
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       A.           Nonproliferation Compliance
    
  
  
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                    The most fundamental challenges facing the NPT regime today are related to noncompliance with its core of nonproliferation provisions. These challenges should require no elaboration, but it is worth emphasizing that this is the first time that NPT States Party have commenced a new review cycle since some of the worst of these problems first bloomed in the public eye. This is, then, the first time that we have an opportunity to define and refine measures and approaches to ensure a review cycle that is fully relevant to these circumstances.
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                    Together, these developments and others present the NPT regime today with the most significant challenges it has ever faced: how to ensure the integrity and continued viability of the Treaty in the face of flagrant nonproliferation noncompliance.
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                    We should not delude ourselves about how important it is that the Treaty, which has served its States Party well over the years, meet this challenge of nonproliferation noncompliance. Failure to ensure NPT compliance undermines the most important benefit the NPT brings: assurance against the proliferation of nuclear weapons. By undercutting these core nonproliferation assurances, nonproliferation noncompliance imperils the peace and security of all nations. Failure to deal with noncompliance will lead to a loss of faith in the Treaty, embolden would-be violators to traduce their obligations, and even tempt peaceful and law-abiding states -- in light of this -- to hedge their bets and consider pursuing nuclear weapons themselves. Make no mistake: a world with more nuclear weapons possessors and more availability of the capacity to make such weapons would be far more dangerous than the one in which we all live today.
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                    Noncompliance with the Treaty's core of nonproliferation obligations also undermines efforts to bring about universal adherence to the NPT. If compliance with the Treaty's obligations were to be seen, in effect, as merely optional, there would be both little purpose in seeking to bring non-parties into the Treaty and little benefit of having them subject to its obligations if they did join. Nonproliferation compliance is thus critical to any meaningful effort to achieve universal adherence.
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                    Nonproliferation noncompliance also undermines the foundation of trust and safety upon which the benefits of peaceful international nuclear cooperation are necessarily built. Without assurances that transfers of nuclear technology will occur within the framework of appropriate safeguards and as part of a system that helps ensure the employment of such technology for exclusively peaceful purposes, such transfers would become more difficult -- or even impossible -- and much of mankind would lose the benefits that such technology can bring. Nonproliferation compliance is thus the foundation upon which benefit-sharing necessarily rests, for technology-possessors cannot and should not share their knowledge and experience if doing so would not be safe, or would not be consistent with their nonproliferation obligations.
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                    And finally, nonproliferation noncompliance undercuts the aspirations of the international community to nuclear and to more general disarmament, as expressed in the Preamble and Article VI of the NPT. If the emergence of new nuclear weapons possessors cannot be stopped, new regional or global nuclear arms races are likely to develop and/or become entrenched, and the risk of nuclear warfare could increase dramatically.
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                    For all of these reasons, it is imperative that States Party focus during this review cycle upon how to develop and implement vigorous and sustained efforts to detect violations of the Treaty's nonproliferation obligations, return violators to compliance, and deter other future would-be violators from following such a path. If the Treaty's parties will not stand up for compliance with its most important provisions, how can the NPT regime survive? This is the most critical test that States Party face during this review cycle.
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       B.           Promoting Peaceful Uses 
    
  
  
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                    But this review cycle may be a pivotal one not merely with regard to nonproliferation. Take, for instance, promoting the peaceful uses of nuclear energy. Here, the Treaty faces both challenges and opportunities. The NPT faces a challenge because the system of international cooperation in peaceful nuclear endeavors relies upon the observance of nonproliferation norms, including the Treaty's core of nonproliferation obligations. And the Treaty faces a challenge because of the dangerous tendency on some countries' part to twist and politicize discussions of the Treaty's Article IV in an effort to excuse and provide political cover for efforts -- including, currently, by Iran -- to develop the capability to produce fissile material for nuclear weapons.
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                    But the Treaty also faces great opportunities in the area of peaceful uses, for nuclear energy has always had a Janus-faced aspect, offering humankind both great peril and extraordinary promise. Upon witnessing the first nuclear explosion, Robert Oppenheimer, the head of the team of scientists who built that first atomic bomb, recalled a line from the great Indian classic, the 
    
  
  
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    : "Now I am become Death, the destroyer of worlds." But Oppenheimer only quoted the first half of that sentence from the thirty-fourth stanza of the tenth chapter of the 
    
  
  
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    . The second half of it translates roughly as: "and I am the origin of things that are yet to be."
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                    As the full verse thus seems to presage, nuclear energy has indeed offered humankind terrible destructive power but also enormous creative power. And today, NPT States Party stand on the threshold of a new era in growing nuclear cooperation worldwide as the world increasingly seeks to meet its skyrocketing energy needs with nuclear power generation. Programs such as the United States' Global Nuclear Energy Partnership (GNEP) and the initiative to provide a robust and reliable mechanism for international nuclear fuel supply hold out the promise of expanding nuclear cooperation and technology-sharing, in proliferation-resistant ways, to the great benefit of all humanity.
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       C.           Progress Toward Disarmament 
    
  
  
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                    Finally, this is an important time for the NPT with regard to disarmament issues, which I know are of great concern to many States Party here today. The Cold War is now long over, and dramatic progress in reducing the number of warheads and delivery systems has been possible on account of the changed strategic relationship between the two former superpower adversaries. The Moscow Treaty is currently being implemented, resulting in further reductions. In the United States, for instance, we are dramatically cutting back our operationally-deployed strategic nuclear warheads pursuant to the Moscow Treaty, and are well on track to reach the Treaty's target in the year 2012. Such reductions have been accompanied by considerable success in actually dismantling U.S. nuclear warheads, with increasing quantities of fissile material being removed forever from our nuclear weapons programs. From Fiscal Year 2006 to Fiscal Year 2007, for instance, we increased the rate of dismantlement by 50 percent. If we are able to proceed with ongoing efforts to modernize the U.S. nuclear infrastructure, improvements currently underway at facilities used for warhead dismantlement will enhance productivity and increase efficiency. As a result, the United States anticipates that the rate of weapon dismantlement will increase over what is currently planned. Meanwhile, pursuant to our Nuclear Posture Review of 2001, we are decreasing our formerly exclusive reliance upon nuclear weapons for strategic deterrence.
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                    These developments underscore, however, the importance of this review cycle for disarmament issues. We are already beginning to work with our Russian colleagues to develop the contours of our strategic relationship to follow the Strategic Arms Reduction Treaty (START), and hope to build a strong and productive post-START relationship of transparency and confidence-building measures with Moscow. Furthermore, the world stands today on the cusp of beginning negotiations on a Fissile Material Cutoff Treaty (FMCT), a treaty that could become a reality during this review cycle.
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                    It is important that other NPT States Party clearly lend encouragement and support to the kinds of choices that will contribute in practical ways toward creating the kind of world in which it would become possible to achieve the elimination of nuclear weapons as called for in the Preamble and Article VI of the NPT. There has unfortunately been too much rhetoric and too little practical thinking about the kind of environment that would make this possible, and less still about how to create such an environment. If this review cycle is to contribute meaningfully toward helping achieve that outcome, it is time for the NPT community to think more realistically.
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                    So for all of these reasons, this review cycle promises to be a very significant one -- one in which the Treaty will either deal effectively with the challenges it faces and its States Party will seize the great opportunities being offered them, or in which it will see its credibility eroded and its contributions to international peace and security and international development diminish.
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                    Mindful of these challenges and opportunities, the United States is determined to do its utmost to help the NPT thrive during this review cycle. To this end, we would like to offer our thoughts on how States Party can use their discussions during this review cycle to contribute to progress in fighting proliferation, success in expanding and deepening international nuclear cooperation in proliferation-resistant ways, and the achievement of the disarmament goals articulated in the Preamble and Article VI of the Treaty.
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                    Part of the effort we are undertaking to help make this review cycle a success is to try to set an example of engagement and dialogue on all NPT-related issues. You will, I hope, find us deeply committed to full, open, and honest debate on all relevant subjects. As an example of this engagement, we have produced and issued a number of papers on subjects ranging across the spectrum of NPT issues. These papers are available to everyone on the U.S. State Department website, and I encourage you to read them if you have not yet done so. We will also be introducing a number of these papers as official working documents for this PrepCom, in the hope that this proves convenient to you as your own governments wrestle with these matters. We solicit your feedback and comments upon our papers, and hope that they will succeed in their objective of catalyzing productive debate and discussion, both at this meeting and during the rest of the review cycle.
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                    When States Party gather in New York in the spring of the year 2010 for the Review Conference that will serve as the culmination of this NPT review cycle, we should all strive to reach consensus upon a constructive Final Document. That document should review what progress has occurred during this cycle toward fulfillment of the Treaty's purposes. We should all earnestly hope, and work to ensure, that this review is able to recount considerable progress and to memorialize the fact that by then significant steps have been taken in all of the above respects, thereby helping to overcome the challenges facing the NPT today.
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                    The guidance function of the review process is an important one. Of course, the suggestions we might make in a consensus document would be 
    
  
  
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    , and would not be legally binding upon our successors. Those same successors should accept or reject our advice based upon how relevant our recommendations are under the conditions of the world in which they themselves live. The 2010 Final Document would be no different than its predecessors in this respect. Nevertheless, it is valuable for us to offer the policymakers of future review cycles what wisdom we can. We must hope, if it is good advice, that they will take it.
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                    To this end, the United States would like to offer today an outline of some key points upon which, it appears from today's vantage point, States Party should agree during this review cycle in order to help the Treaty survive its challenges and live up to its potential. This outline may be broken into six principal parts: (a) ensuring compliance with nonproliferation obligations; (b) deterring withdrawal by violators of the Treaty; (c) promoting and expanding peaceful and responsible uses of nuclear energy; (d) strengthening safeguards and nuclear security; (e) promoting disarmament pursuant to the Preamble and Article VI of the Treaty; and (f) improving review cycle procedures and process. I ask for your patience, Mr. Chairman, while I briefly list our recommendations in each of these areas in turn. There are 30 in total.
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       A.           Nonproliferation 
    
  
  
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                    Given the grave challenges that face the NPT from noncompliance with its core of nonproliferation obligations during this review cycle, it is of course imperative for NPT States Parties to place great emphasis upon this area -- and indeed, their greatest. NPT States Parties should consider:
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       B.           Treaty Withdrawal 
    
  
  
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                    The announcement in 2003 by North Korea that it was withdrawing from the NPT -- and its subsequent detonation of a nuclear device it had been developing for years while a member in bad faith of the Treaty - -highlight the need for States Party to work together to deter Parties from using the mechanism of withdrawal as a means to escape the consequences of their violation of the Treaty's provisions. It is important, moreover, for us to make such withdrawal more unattractive before any other State Party violator is tempted to follow such a course. To this end, States Party should agree upon:
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       C.           Peaceful Uses 
    
  
  
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                    The United States remains firmly committed to promoting and expanding the peaceful uses of nuclear energy in ways consistent with the nonproliferation purposes and obligations of the Treaty. As our delegation will detail during the course of this meeting, we are engaged in ongoing efforts to deepen international nuclear cooperation and improve the world's ability to meet its rapidly-growing energy needs through the expansion of civil nuclear power generation. In recognition of the importance of the goals States Party share in these regards, we should agree upon:
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                    Article III of the Treaty requires non-nuclear weapon States Party to reach and comply with safeguards agreements with the IAEA. Because of the proliferation risks posed by unauthorized access to and use of nuclear materials, members of the international community have also devoted extensive time and resources to improving nuclear safety and security around the world. Because the safeguards system and efforts to improve nuclear safety and security are so closely related to, so intimately connected with, and of such importance to fulfilling the Treaty's nonproliferation purposes, States Party should support:
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       E.           Disarmament 
    
  
  
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                    The Preamble to the Treaty and its Article VI make clear that all States Party share a commitment to the achievement of nuclear disarmament, and indeed to general and complete disarmament. The United States has repeatedly reaffirmed its commitment to these objectives, and we do so again today. You will hear from us no doubt repeatedly during the course of this meeting about the steps we have taken, and are continuing to take, to help achieve the goals of the Preamble and Article VI. Indeed, it might even be said that no country would be happier than the United States were it possible, as if by some magic spell, to make nuclear weapons -- and indeed all WMD -- permanently vanish from the world tomorrow morning.
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                    If the objective of disarmament is actually to be achieved, however, it will take much work on everyone's part, and no small amount of time. And it will require the international community to engage in more realistic and practical thinking about creating a disarmed world than has hitherto taken place. In order to help contribute to bringing about the changes that will be needed in the global security environment in order for nuclear weapons elimination to become possible, therefore, States Party should agree upon the following declarations:
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                    Finally, we also hope that NPT States Party will be able to express the pleasure and satisfaction of States Party with the successful achievement of an FMCT. If states are willing to act upon their long-professed support for an FMCT at the Conference on Disarmament, it is very possible that an FMCT will have been completed by 2010. Hopefully, therefore, it will not be necessary still to 
    
  
  
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     the achievement of an FMCT at the 2010 Review Conference. Instead, we hope that the Conference's account at that time of progress in fulfilling the NPT's purposes will be able to describe in glowing terms the FMCT's conclusion or perhaps even entry into force.
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       D.           Procedures 
    
  
  
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                    And last, we believe that in order to help the 
    
  
  
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     review cycle successfully meet whatever challenges the NPT will face after 2010, we believe that States Party should not be shy about recommending improvements to the ways in which the review process itself conducts business. Specifically, we suggest:
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      III.           Conclusion
    
  
  
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                    I appreciate your patience, Mr. Chairman, for I have spoken for perhaps too long. The United States believes, however, that it is important for this meeting to set both the tone and the pace for a successful review cycle -- a cycle that will hopefully also culminate in the adoption of a strong and constructive Final Document in 2010. Now is the time for us to begin discussing how we will help the Treaty survive the challenges it faces today, and how we will help it fulfill its purposes better in the future. We thank you for the opportunity to outline our vision for this future here today.
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      <pubDate>Tue, 01 May 2007 01:01:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1527</guid>
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      <title>Achieving and Sustaining Nuclear Weapons Elimination</title>
      <link>http://www.newparadigmsforum.com/p1514</link>
      <description>Note:
This paper was written by Dr. Christopher A. Ford when serving as United States Special Representative for Nuclear Nonproliferation.  It delivered at the Conference on "Preparing for 2010: Getting the Process Right" , Annecy, France, March 17, 2007, as part of the U.S. Government's preparation for the 2007 Preparatory Committee meeting for the Nuclear Nonproliferation Treaty.
Nuclear disarmament [...]</description>
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      This paper was written by Dr. Christopher A. Ford when serving as United States Special Representative for Nuclear Nonproliferation.  It delivered at the Conference on "Preparing for 2010: Getting the Process Right" , Annecy, France, March 17, 2007, as part of the U.S. Government's preparation for the 2007 Preparatory Committee meeting for the Nuclear Nonproliferation Treaty.
    
  
    
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                    Nuclear disarmament was an important subject of discussion during the negotiations that produced the Nuclear Nonproliferation Treaty (NPT), and has remained a key topic in debates during subsequent review cycles of the Treaty. Article VI of the Treaty calls for each of the NPT States Party to:
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                    For the United States, it has long been, and remains, important that the international community achieve the goals outlined by the NPT, including the eventual elimination of nuclear weapons as discussed in the Treaty's Preamble and its Article VI.
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                    However, as States Party to the NPT discuss disarmament issues during the current Treaty review cycle, there are a number of complexities to bear in mind. Only by understanding them can the international community hope to succeed in achieving these goals.
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                    The United States encourages the NPT parties to debate how to create an international environment in which it would become possible to achieve the goals of the Treaty's Preamble and Article VI.
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                    The United States looks forward to discussing these issues as part of a broader debate that addresses the concerns of all NPT States Party on disarmament.
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        Easing Tension and Strengthening Trust
      
    
    
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                    The Preamble to the NPT notes that the States Party to the Treaty desire:
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                    This reflects the understanding by the drafters of the Treaty that reducing international tension and strengthening trust between States would be necessary for realizing these goals. This is why Article VI, for instance, addresses itself to 
    
  
  
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    States Party, not merely to the nuclear weapons states. It is incumbent upon all Parties to work to ensure necessary changes in the regional and global security environment. Meanwhile, the United States will continue to seek opportunities to move in the direction indicated by the Preamble and Article VI in a manner consistent with its security and that of its allies. But those who wish to see the final achievement of all the Treaty's goals must understand that making such progress is everyone's responsibility.
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        Deterrence and Disarmament
      
    
    
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                    Historically, the possession of a nuclear arsenal by the United States - which is not prohibited by the NPT, Article IX.3 of which recognizes the existence of certain "nuclear weapon State[s]" - has been an important factor in the decisions by a number of countries to forgo having their own nuclear weapons programs and in convincing others to abandon nuclear weapons programs that were already underway. (As is evident from the extensive consideration in the NPT's negotiating history of "defense arrangements" such as NATO and the Warsaw Pact, moreover, some non-nuclear weapon states were able to forgo nuclear weapons 
    
  
  
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     they had confidence that they were under the umbrella of the U.S. nuclear deterrent.) Moreover, until achievement of the changes in the regional and global security environment called for in the NPT's Preamble, the U.S. nuclear deterrent will continue to make an important contribution to nuclear nonproliferation.
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                    Significantly, the U.S. deterrent will continue to serve the interests of disarmament by helping prevent regional arms races. Today, for example, the United States is working hard with other countries in the Six-Party Talks to convince North Korea to terminate its nuclear weapons program. (The results of the most recent round of talks provide some reason for encouragement.) At the same time, given the recent nuclear detonation by North Korea, States Party in Asia have made clear the importance of U.S. nuclear deterrent capabilities in helping keep the situation there under control. In the face of North Korea's nuclear provocation, U.S. allies in Asia have placed increased reliance upon recent assurances by Secretary of State Rice that the United States will fulfill its security commitments. These commitments have also helped convince some of these countries to continue their policies of forgoing the development of nuclear weapons for defense.
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                    The alternative to the U.S. extended deterrent might be a grim one: spiraling regional nuclear arms races that would imperil international peace and security and undermine the goals of Article VI of the NPT. Both nonproliferation 
    
  
  
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    disarmament interests, therefore, are today served by the continued maintenance of the U.S. deterrent.
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                    For its part, the United States is committed to reducing its reliance upon nuclear weapons. The United States has been moving toward this goal since the issuance of its Nuclear Posture Review (NPR) in 2001, which directed movement away from the traditional Cold War-era nuclear "Triad" of nuclear strike systems to a "New Strategic Triad."
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                    Today, the United States no longer relies exclusively upon nuclear weapons for strategic deterrence, instead depending upon both nuclear and 
    
  
  
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    -nuclear offensive strike systems, active and passive defenses (including ballistic missile defenses), and a revitalized and reshaped defense industrial infrastructure that will provide the ability to respond promptly to emerging threats, deter aggression, and defeat aggressors should deterrence fail.
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                    The United States is no less committed to deterrence than before -- including extended deterrence -- because of the contributions such deterrence makes to international peace and security. But by moving to the New Triad, the United States is reducing its reliance upon nuclear weapons; it urges all other NPT nuclear weapons states (NWS) to do the same.
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                    Until the countries of the world have finally achieved the goals envisioned in the Preamble and Article VI of the Treaty, the U.S. extended deterrent can actually help prevent proliferation and the emergence of new nuclear arms races. In this respect, the U.S. extended deterrent helps, under current conditions, to lay the foundation for further progress on disarmament. Ultimately, as the Preamble makes clear, it must be the objective of all NPT Parties to ease international tensions and strengthen trust so that we need to rely less and less upon nuclear weapons, and ultimately to create 
    
  
  
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     conditions in which it is no longer necessary for any state to rely upon nuclear weapons at all.
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        Making "Zero" Achievable and Sustainable
      
    
    
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                    What, then, would the global security environment look like in which it would be possible and realistic to achieve -- and, significantly, to maintain over time - the goal of a world free of nuclear weapons?
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                    This list is necessarily speculative and incomplete. It is doubtless at least as hard to predict in detail the conditions under which future leaders would find it possible to eliminate nuclear weapons as it would have been for policymakers at the height of the Cold War to predict exactly how the superpower nuclear arms race would be ended.
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                    Nevertheless, the example of the sudden end of that arms race - arising from a shift in global affairs that significantly reduced the strategic competition between the United States and the former Soviet Union -- underlines the wisdom of the NPT's drafters in highlighting the need to focus our collective disarmament hopes upon altering the underlying global conditions that engender nuclear competition.
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                    States Party should engage in dialogue about how to ensure not merely that the abolition of nuclear weapons is achieved, but also how to ensure that an environment can be created in which disarmament can be sustained indefinitely. (In a companion paper to this document, the United States offers some more specific suggestions about how NPT Parties can help move in this direction.)
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                    The United States invites States Party to debate these issues in a balanced manner, for these questions have as yet received far too little international attention. Without such discussions, indeed, it will be very hard for the international community to chart its way forward in achieving the easing of tension and strengthening of trust envisioned by the Preamble as being necessary to facilitate disarmament.
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                    To be sure, the conditions necessary for disarmament are not easy to achieve. The United States, however, does not believe them to be unachievable. The NPT makes clear, in fact, that all States Party are committed to this goal. As the Parties to the Treaty address disarmament issues during the current NPT review cycle, they should acknowledge the complexities and challenges involved in making progress toward nuclear and general disarmament, discuss the conditions under which such objectives would actually be achievable, and recommit themselves to achieving them. The United States looks forward to discussing its views on these issues as part of a broader debate that addresses the concerns of all NPT States Party.
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      <pubDate>Sat, 17 Mar 2007 22:13:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p1514</guid>
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      <title>The United States and the Fissile Material Cutoff Treaty</title>
      <link>http://www.newparadigmsforum.com/p155</link>
      <description>This position paper was presented on behalf of the Bush Administration by Ford when he served as U.S. Special Representative for Nuclear Nonproliferation.  This document that Administration’s written explanation for why it did not feel an FMCT was “effectively verifiable.”  The Obama Administration has declared “effective verifiability” its goal -- and accepted a negotiating mandate requiring such verification.  (Ask yourself: how well  do current U.S. arguments rebut the case made in this document?)  It is reprinted here for the convenience of NPF readers.</description>
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      Written by Dr. Christopher A. Ford, United States Special Representative for Nuclear Nonproliferation, delivered at the Conference on "Preparing for 2010: Getting the Process Right", Annecy, France, March 17, 2007.  These remarks long predate the establishment of this website, but they are reprinted here for your convenience.
    
  
    
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                    The United States believes strongly that establishing a global norm banning the production of fissile material for use in nuclear weapons or other nuclear explosive devices would serve important nonproliferation goals. Achieving such a ban on such fissile material through an international convention has also long been regarded as an important objective by many nations as a step toward nuclear disarmament as envisioned by the Nuclear Nonproliferation Treaty (NPT).
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        Introduction of Draft FMCT in Geneva
      
    
    
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                    In May 2006, the United States offered the Conference on Disarmament (CD) in Geneva a roadmap for achieving the goal of a Fissile Material Cutoff Treaty (FMCT) by tabling a draft treaty text, the first concrete proposal for an FMCT offered by any nation. The United States also tabled a draft negotiating mandate for this treaty, in order to help get this process underway as rapidly as possible.
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                    The United States has been working vigorously with others in the CD to move this issue forward to negotiations, and it hopes the CD will conclude a treaty as soon as possible. The successful negotiation of an FMCT in the CD would be both a significant contribution to the global nonproliferation regime and an example of effective multilateralism. If other governments are willing to match this U.S. commitment to an FMCT and abandon tactics that delay progress at the CD by linking progress on FMCT to other issues upon which there is no consensus to proceed, it will be possible to move forward on this issue and finally make the production of fissile material for use in nuclear weapons illegal.
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                    The U.S. commitment to ceasing the production of fissile materials for use in nuclear weapons or other nuclear explosive devices is not merely a rhetorical one. On the contrary, the United States has clearly demonstrated this commitment by its actions.
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                    While promoting the achievement of an FMCT, the United States has been unilaterally reducing its own stockpile of fissile material. The United States has declared approximately 174 metric tons of highly enriched uranium (HEU) and 52 tons of plutonium to be surplus to national security needs, and has placed some of this material under International Atomic Energy Agency (IAEA) safeguards. The United States has down-blended over 90 tons of surplus U.S. HEU, turning it into low enriched uranium (LEU) for use in civilian or research reactors. Moreover, these efforts are ongoing. In November 2005, in fact, the United States announced that it would remove an additional 200 metric tons of HEU from use in U.S. nuclear warheads - enough material, based upon IAEA figures, to make 8,000 nuclear weapons. [1]
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                    The United States also continues extensive bilateral efforts with Russia to cooperatively eliminate surplus fissile materials from the weapons stocks of each country. The HEU Purchase Agreement provides for U.S.-Russian cooperation to down-blend 500 metric tons of HEU from Russian nuclear weapons, over 250 MT of which has already been down-blended into reactor fuel used in the United States. (This remarkable effort means that ten percent of the electricity consumed by the U.S. population is today being generated from fissile material extracted from nuclear weapons previously deployed by the former Soviet Union.) The United States is also cooperating with Russia on a joint program to turn 68 metric tons of former nuclear weapons plutonium (34 of them from Russia) into forms unusable in nuclear weapons. Again, based upon IAEA figures, these various U.S.-Russian initiatives should account for enough nuclear material to make 24,500 nuclear weapons. [2]
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                    As it has been working to reduce the stocks of fissile material available for use in nuclear weapons, moreover, the United States has demonstrated its commitment to ensuring that no further such material comes into existence anywhere -- the core goal of an FMCT. The United States has not produced highly enriched uranium for use in nuclear weapons since 1964, and ceased to produce plutonium for use in nuclear weapons in 1988. The United States has repeatedly reaffirmed its production moratorium, and has also repeatedly called on states that have not done so to make and adhere to similar pledges. The United States, however, feels that it would best serve international peace and security for such production moratoria to be made legally-binding and extended to as many states as possible through an FMCT.
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        Structure and Content of an FMCT
      
    
    
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                    The United States has given considerable thought to what an FMCT should look like. The basic obligation under such a treaty, effective at entry into force, would be a ban on the production of fissile material for use in nuclear weapons or other nuclear explosive devices. The treaty would be a ban on production for such purposes; stocks of already-existing fissile material would be unaffected by the FMCT. The production of fissile material for non-explosive purposes also would be unaffected by the treaty. (In the judgment of the United States, it would not be possible to achieve agreement on a treaty that was not structured in this fashion.) The definitions set forth in the U.S. draft treaty on "fissile material" and "production" represent the outgrowth of the decade-long international discussion regarding what an FMCT should encompass.
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        Verification Issues
      
    
    
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     The U.S. draft treaty omits verification provisions, because it is the conclusion of the United States that effective verification of an FMCT cannot be achieved. The United States has concluded that there is no achievable combination of verification and monitoring means and measures that would enable the United States and other parties to the agreement to detect noncompliance in time to convince a violator to reverse its actions, or to take such steps as may be needed to reduce the threat presented and deny the violator the benefits of its wrongdoing. The nature of the questions that would have to be answered for FMCT verification are qualitatively different from those involved in verifying compliance with IAEA safeguards. For safeguards, the task is to detect diversion of fissile material from clearly peaceful nuclear efforts to purposes unknown and to verify the absence of undeclared materials. Discovery of non-safeguarded material that should have been safeguarded or of the diversion of safeguarded material to nuclear explosive purposes is, in effect, itself the discovery of noncompliance.
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                    For an FMCT, however, the verification objective would be to detect production of fissile material for nuclear explosive purposes. For the FMCT, therefore, discovery of undeclared material would only begin the inquiry. Thereafter, investigators would have to determine whether this material had been produced for an improper purpose and whether it had been produced subsequent to the cutoff. This introduces technical uncertainties, since the production date of fissile material cannot always be determined. Still more problematically, it would require inspectors to demonstrate the 
    
  
  
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     for which material had been produced. Furthermore, inspectors would have to carry out verification tasks in a physical environment in which there may have been substantial production of fissile materials prior to entry into force of the ban.
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                    Stocks of such material will continue to exist outside the FMCT, and sensitive activities unconstrained by the treaty may continue at certain facilities that governments may be reluctant to open to international inspection.
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                    Nor would an FMCT verification system be able to get around this problem by focusing merely upon detecting undeclared production facilities, for this too would be enormously difficult. In the NPT nuclear weapons states, for instance, an FMCT verification regime would have to detect FMCT-noncompliant nuclear production activity at sites and facilities associated with nuclear weapons without compromising proliferation-sensitive information; this would place legitimate constraints upon the intrusiveness of inspections. NPT non-Parties also have extensive nuclear fuel cycles that would make the problem of detecting undeclared activities difficult.
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                    Any verification scheme for an FMCT would have to address six fundamental verification issues: (1) detection of production of fissile material at clandestine facilities; (2) monitoring declared fissile material production facilities; (3) providing for the exclusion from verification of fissile material produced for non- proscribed but sensitive (
    
  
  
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    , military) uses after the Treaty's production cut-off date; (4) monitoring material declared as having been produced after the cut-off date, to verify that it is not diverted; (5) excluding from verification fissile material produced before the cutoff date; and (6) determination of acceptable end-use of material produced after the cut-off date. The United States has concluded that, even with extensive verification mechanisms and provisions - so extensive that they could compromise core national security interests, and so costly that many countries would be hesitant to implement them -- and even coupled with the complementary employment of national means and methods of verification, it would not be possible to achieve adequate confidence in FMCT verification.
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                    The United States believes it is unrealistic to expect negotiations to produce an international verification regime that successfully addresses these issues, or to expect that such a regime could be effectively implemented in key signatory states. Furthermore, mechanisms and provisions that provide the 
    
  
  
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        of effective verification could provide a false sense of security leading governments -- individually or collectively -- to fail to guard against possible violations through application of their respective national means of verification.   The U.S. draft FMCT text would permit any Party to use information it might obtain by national means and methods (NMM) of verification. This is an important principle. All parties to a Treaty should vigilantly use NMM whether or not there exists an international verification mechanism.
      
    
    
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                    Fundamentally, all States Party within a treaty regime have an interest in vigilance, and all have a variety of means at their disposal for acquiring information and exercising independent judgment in making compliance assessments. No country should cede to others its power of independent judgment. Questions that arise should be addressed through consultations. The U.S. draft also provides that implementation questions will be addressed through consultations and that any Party may bring compliance concerns to the attention of the other Parties, and it provides for a means to convene States Party to consider such matters.
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                    Finally, recourse to the United Nations Security Council would also be possible if questions arise that are within its competence.
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        The Way Ahead
      
    
    
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                    The principal roadblock to making progress on FMCT is the insistence of some members of the CD that FMCT negotiations cannot begin without agreement to a work program that includes either negotiations on, or subsidiary bodies to address, other issues on which there is no consensus. The United States has been clear that it opposes any such "package deal" on the program of work, because the FMCT is the only issue before the CD that is ripe for negotiations.
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                    The choice before us, in other words, is between a CD that remains deadlocked and ineffective and a CD which is finally able to move forward and achieve an FMCT. Those who genuinely seek the achievement of an FMCT should support rapidly moving into negotiations.
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                    The United States hopes that negotiations in Geneva on an FMCT can begin in the very near future and reach a speedy outcome. The United States also reiterates its view that, pending the conclusion of a Fissile Material Cutoff Treaty and its entry into force, all states should declare publicly, and should observe, amoratorium on the production of fissile material for use in nuclear weapons or other nuclear explosive devices - just as the United States has maintained since 1988.
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                    States Party to the NPT can help facilitate the achievement of an FMCT in the CD by affirming their commitment to negotiating such a legally-binding treaty as quickly as possible, and by urging the CD to move rapidly toward this end without getting sidetracked by counterproductive "linkages" to non-FMCT topics. This would represent important progress toward the goals expressed in the Preamble to the NPT and in its Article VI, and deserves widespread support during the current NPT review cycle. The United States believes that with political will and commitment from States Party to the NPT, it may be possible to achieve agreement upon an FMCT in time for the NPT Review Conference in 2010.
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                    [1]    According to the IAEA, 25 kilograms of HEU is a "significant quantity," defined as the amount "for which the possibility of manufacturing a nuclear explosive device cannot be excluded."
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                    [2]    According to the IAEA, eight kilograms of plutonium constitutes a "significant quantity."
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      <pubDate>Sat, 17 Mar 2007 20:41:00 GMT</pubDate>
      <guid>http://www.newparadigmsforum.com/p155</guid>
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      <title>NPT Article IV: Peaceful Uses of Nuclear Energy</title>
      <link>http://www.newparadigmsforum.com/p1518</link>
      <description>Note: 
The following remarks were delivered on May 18, 2005, by Dr. Ford when serving as Principal Deputy Assistant Secretary of State in the Bureau of Verification and Compliance, to the 2005 Review Conference of the Treaty on the Nonproliferation of Nuclear Weapons in New York.
Madam Chair, past Review Conferences have focused considerable attention on [...]</description>
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      Note: 
    
  
  
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      The following remarks were delivered on May 18, 2005, by Dr. Ford when serving as Principal Deputy Assistant Secretary of State in the Bureau of Verification and Compliance, to the 
      
    
      
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        2005 Review Conference of the Treaty on the Nonproliferation of Nuclear Weapons in New York.
      
    
      
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      Madam Chair, past Review Conferences have focused considerable attention on the question of whether States Party were doing as much as they could to facilitate the peaceful uses of nuclear energy, as called for in Article IV. This Conference, like its predecessors, should address that question, and the United States looks forward to a fruitful discussion of the topic. However, given the crisis of noncompliance now confronting the NPT [Nuclear Non-Proliferation Treaty] and the spurious claims by certain states that other states are wrongfully seeking to halt their legitimate nuclear programs or access to certain nuclear-related technologies, this Conference must address in depth all aspects of Article IV.
    
  
  
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      As we all know, Article IV of the NPT contains two very important provisions. The first provision, contained in Paragraph 1 of Article IV provides that "nothing in this Treaty shall be interpreted as affecting the inalienable right" of States Party to pursue the use of nuclear energy "for peaceful purposes" and "in conformity with articles I and II of the Treaty." Thus, States Party to the Treaty accept the condition that their nuclear activities must comply with Articles I and II of the Treaty. The second provision is Paragraph 2 of Article IV, which calls upon all parties to the treaty to facilitate the "fullest possible exchange of equipment, materials and scientific and technological information" on peaceful uses of nuclear energy. Clearly, any right to receive benefits under Article IV is also conditioned upon the fulfillment of the Treaty's nonproliferation obligations.
    
  
  
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      But the language of Article IV speaks to more than just access to benefits; it also places specific responsibilities upon suppliers. As the United States has pointed out in its statement in Main Committee I regarding Articles I and II, Article I requires the nuclear-weapons States not in any way to assist, encourage or induce any non-nuclear-weapons State to manufacture or otherwise acquire nuclear weapons or other nuclear explosive devices. To fulfill these obligations, the nuclear-weapon States must establish and implement comprehensive and effective export controls. They also should halt nuclear assistance to violators of Article II. Moreover, through appropriate measures, they should seek to halt the use of nuclear material and equipment that is acquired or produced by an NPT state in connection with a material violation of the NPT's nonproliferation undertakings, and should require the elimination or return of those items to the original supplier.
    
  
  
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      Article II of the NPT requires the non-nuclear-weapon States not to manufacture or otherwise acquire nuclear weapons or other nuclear explosive devices and not to seek or receive any assistance in the manufacture of nuclear weapons or other explosive nuclear devices. As the United States outlined in its Main Committee I statement, fulfillment of this obligation requires that non-nuclear-weapon States refrain from activities designed to develop a nuclear weapons capability. Furthermore, they should provide transparency into their activities that is sufficient to demonstrate their peaceful intent, and should have in place the necessary laws and regulations to enforce their Article II obligations. There are a number of counter-indicators to peaceful intent that other states should consider to be warning signs of a nuclear weapons purpose - and thus of a possible Article II violation. These warning signs include the presence of undeclared nuclear facilities, procurement patterns inconsistent with a civil nuclear program (e.g., clandestine procurement networks, possibly including the use of front companies and fraudulent documentation); security measures beyond what would be appropriate for peaceful, civil nuclear installations; a pattern of Article III safeguards violations suggestive not of mere mistake but of willful violation; systematic deception and denial efforts aimed at concealing nuclear activities from the IAEA [International Atomic Energy Agency]; or a nuclear program that has little coherence
    
  
  
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      for peaceful purposes but great coherence for weapons purposes. Such danger signals are relevant for all States Party, all of whom have an interest in strict compliance with the NPT. These warning signs have additional relevance for supplier countries, which should take steps to verify the intent of each of their potential clients so that they do not place themselves in danger of an Article I violation or of taking actions that are otherwise contrary to the NPT's core nonproliferation and security purposes.
    
  
  
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      Some States Party have argued that Paragraph 1 of Article IV provides an unconditional right to nuclear energy for peaceful purposes -- and that steps by other states to deny them some technology somehow violates their NPT rights. Nothing could be further from the truth: by agreeing to the NPT, countries have agreed that their nuclear activities must be in "conformity with articles I and II" (as well as with Article III). Article IV does not provide States Party that have violated the nonproliferation provisions of the Treaty any protection from the consequences of breach, including the imposition of measures by other states, jointly or separately, against their nuclear programs. States Party that claim it does are quite wrong.
    
  
  
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      Let me now turn to Paragraph 2 of Article IV. Paragraph 2 of Article IV calls on parties "to facilitate ... the fullest possible exchange" of technology for the peaceful uses of nuclear energy. The use of the term "fullest possible" is an acknowledgement that cooperation may be limited. Parties are not compelled by Article IV to engage in nuclear cooperation with any given state -- or to provide any particular form of nuclear assistance to any other state. The NPT does not require any specific sharing of nuclear technology between particular States Party, nor does it oblige technology-possessors to share any specific materials or technology with non-possessors. Indeed, to conform both to the overall objective of the NPT -strengthening security by halting nuclear proliferation -- and to any Article I and III obligations, supplier states must consider whether certain types of assistance, or assistance to certain countries, are consistent with the nonproliferation purposes and obligations of the NPT, other international obligations, and their own national requirements. They should withhold assistance if they believe that a specific form of cooperation would encourage or facilitate proliferation, or if they believe that a state is pursuing a nuclear weapons program in violation of Article II, is not in full compliance with its safeguards obligations, or is in violation of Article I.
    
  
  
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      Let me underscore the U.S. view: NPT parties have the responsibility to implement Article IV in such a way that not only preserves NPT compliant parties' right to develop peaceful uses of nuclear energy, but also ensures against abuse of this right by States Party pursuing nuclear weapons capabilities. Thus, nonproliferation efforts such as export control restrictions, Nuclear Suppliers Group supply guidelines, end-use restrictions, interdiction measures such as the Proliferation Security Initiative, the imposition of national or international sanctions in response to nuclear-related proliferation problems, and efforts to restrict the spread of proliferation-sensitive enrichment and reprocessing technology -- none of these are in any way inconsistent with Article IV.
    
  
  
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      Some have asserted that any State Party in demonstrable compliance with the NPT has a specific right to develop the full nuclear fuel cycle, and that efforts to restrict access to the relevant technologies is inconsistent with the NPT. The Treaty is silent on the issue of whether compliant states have the right to develop the full nuclear fuel cycle, but as I have noted, it does provide for discretion on the part of supplier states regarding the nature of their cooperation with other states. Paragraph 2 of Article IV speaks of the "fullest 
      
    
    
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       of nuclear energy for peaceful purposes. Furthermore, the Preamble to the NPT affirms the general "principle that the 
      
    
    
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      of peaceful applications of nuclear technology ... should be available for peaceful purposes to all Parties." While compliant State Party should be able to avail themselves of the benefits that the peaceful use of nuclear energy has brought to mankind, the Treaty establishes no right to receive any particular nuclear technology from other States Party -- and most especially, no right to receive technologies that pose a significant proliferation risk.
    
  
  
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      Moreover, we dare not lose sight of the fact that during the past two decades, several states, including Iran, Iraq, Libya and North Korea, have sought enrichment or reprocessing capabilities to support efforts to develop nuclear weapons in violation of the NPT. This reality inexorably leads to the conclusion that States Party should, in the interests of furthering the nonproliferation and security goals of the NPT, undertake steps to limit the spread of enrichment and reprocessing capabilities.
    
  
  
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      In order to account for this new reality, my President has proposed that we agree to limit transfers of enrichment and reprocessing equipment and technologies to those NPT compliant states that currently already possess full-scale, functioning enrichment and reprocessing plants. States that are in compliance with their Article II and, Article III obligations and forego enrichment and reprocessing would have reliable access at reasonable cost to fuel for their civilian nuclear reactors. This approach would prevent states such as Iran from using a purportedly peaceful fuel cycle as cover to pursue fissile material for nuclear weapons, while ensuring that the benefits of nuclear energy remain available for compliant NPT States Party. It would put into place a new standard that will help prevent the proliferation of nuclear weapons while ensuring that sufficient capacity is retained to provide fuel cycle services to all NPT parties.
    
  
  
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      Let me underscore, NPT States that are in full compliance with their Article II and Article III obligations would not be adversely affected in any way. They would face no real or imagined discrimination. Indeed, more than 170 NPT parties already have decided that enrichment and reprocessing technologies are costly and unnecessary. Under the U.S. proposal, these and other compliant States Party would benefit from assured access to nuclear fuel at reasonable prices and, above all, from greater assurance that other states are not developing nuclear capabilities for weapons purposes.
    
  
  
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      Madam Chair, the United States strongly supports the fullest possible exchange among NPT compliant States Party and between NPT compliant States Party and the IAEA in the sphere of peaceful uses of nuclear energy, and we will continue to provide such assistance to states that comply with their NPT and safeguards obligations. We are the largest financial contributor to the IAEA's Technical Cooperation program, measured both in terms of our statutory and voluntary contributions. We maintain, on a national basis, 21 agreements with individual countries and groups of countries that permit the export of reactors and fuel to 45 NPT parties. We also have a separate agreement that permits similar transfers to members of the IAEA that are prepared to meet U.S. legal and policy requirements for such cooperation. We are engaged in cooperative research and development projects with nuclear-weapon States and non-nuclear-weapon States, developed countries and developing countries. These cooperative projects will help address the nuclear power needs of the 21st Century. Our nuclear cooperation also has supported important advances in medicine, agriculture, and water management in over 100 countries. The additional statement that I am, in the interest of time, entering into the formal record of these proceedings as a written document, provides additional details on our strong support for peaceful cooperation -- as do some handouts that we will be making available to all of you. That statement also outlines our strong support for ensuring the safety and security of peaceful nuclear programs, including through the efforts of the IAEA, and provides additional detail on our approach to the problem posed by the proliferation of sensitive enrichment and reprocessing technologies.
    
  
  
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      In conclusion, Madam Chair, the peaceful application of nuclear energy holds great promise for mankind. The United States will continue to contribute to its development throughout the world. But, today, we face a situation that is threatening to undermine our ability to implement Article IV in a way that contributes to the core objectives of the NPT. As we move forward in our consideration of Article IV, we urge all States Party to remember that the nuclear activities of States Party must comply with Articles I and II of the Treaty, and to remember that by calling for the "fullest possible" cooperation in the field of nuclear energy, Article IV recognizes that achievement of the nonproliferation goals of the Treaty must be foremost. States not in compliance with Articles I, II, or III should not receive Article IV benefits, including assistance in peaceful nuclear cooperation from other states or from the IAEA, and should instead become the focus of enforcement attention. Sound NPT implementation and enforcement -- as well as sound nonproliferation policy -- can and should entail reducing violators' access to nuclear technology. Finally, sound NPT implementation and sound nonproliferation policy can and should close the loophole that has allowed certain states to use a purportedly peaceful nuclear program as cover to pursue fissile material for nuclear weapons, even while such sound policy assures that the benefits of nuclear energy are available for compliant NPT States Party.
    
  
  
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      <pubDate>Thu, 19 May 2005 00:40:00 GMT</pubDate>
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